Broker-dealer and adviser regulatory compliance forum 2013
By: chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-2003; Corporate law and practice course handbook series -- no. B-2003.
Publisher: Practising Law Institute
Published: 2013
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 326
ISBN-13: 9781402419430
Subjects: Consultants; Legal status, laws; Brokers; Dealers (Retail trade)
Notes: #41406.

"Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2013, February 20, 2013."

Includes bibliographical references and index.

Mode of access: World Wide Web.