Securities arbitration in the market meltdown era
Subtitle: achieving fairness in perception and reality
By: chair, David E. Robbins.
Contributors: Robbins, David E., 1949-; Practising Law Institute.
Series: Corporate law and practice course handbook series -- nos. B-1754 - B-1755; Corporate law and practice course handbook series -- nos. B-1754 - B-1755.
Publisher: Practising Law Institute
Published: 2009
Place of publication: New York, NY
Language: eng
ISBN-13: 9781402412608
Subjects: Securities -- United States; Arbitration and award -- United States; Financial services industry -- Law and legislation -- United States
Notes: "Ord. #18567"--Spine.

Prepared for distribution at the program of the same name held in New York City, August 12, 2009.

Includes bibliographical references and index.
Table of contents: title: Introduction / David E. Robbins; title: The Madoff distraction / Frederick W. Rosenberg; title: The "Perfect Storm" defense : bad Metaphor, bad Defense / Seth E. Lipner; title: The faith and face of securities arbitration : after the 2008 Crash / Sandra D. Grannum; title: Update on FINRA dispute resolution activities / George H. Friedman; title: FINRA's proposed discovery guide : SEC comment letters; title: A primer on FINRA simplified arbitration; title: The mandatory industry arbitrator : an endangered species on the precipice of extinction / Steven B. Caruso; title: Compulsory arbitration : its impact on the efficiency of markets / Bradley Stark; title: Statute of limitations in securities cases / Michael A. Collora; title: Brokerage firms' liability when they fail to warn about bad brokers / Scott L. Silver, Scott L. Adkins; title: Through the arbitration mirror, darkly / William A. Hohauser; title: Mitigation of damages in securities and commercial litigation and arbitration / Lawrence Steckman, Robert E Conner, Courtney Bellaire; title: What arbitrators want / Catherine J. Tinker, H Thomas Fehn; title: A view of arbitration from an arbitrator's prospective / Martin J. Siegel; title: Making the mediation fair for all : what should the parties expect from their mediator? / Joan Stearns Johnsen; title: Market- timing, late trading and market manipulation / Clint A. Corrie; title: Investment advisers and brokers : when Is a broker subject to fiduciary duties? / Clint A. Corrie; title: CDOs : structure, value and causation circa 2007 / Frederick C. Dunbar ... [et al.]; title: Regions Morgan Keegan : the abuse of structured finance / Craig J. McCann.; title: Leveraged municipal bond arbitrage : what went wrong? / Craig J. McCann ... [et al.]; title: The protocol after five years / James L. Komie, Jin-Ho Chung; title: Selected recent developments in indemnification and advancement rights for officers, directors, investment managers of hedge funds, and other related parties : who will pick up the bill and when? / Raymond L Moss, Gerald B Kline; title: The new dance : defending the arbitration before the regulators / Ruthann G. Niosi; title: The availability of ordinary loss treatment for certain investment losses under the Internal Revenue Code / Jeffrey P. Coleman, Jennifer R. Newsom; title: Insurer's duty to defend and its breach / Norman B Arnoff, Stephen B. Wexler; title: Consequential damages and recovery of attorney fees and costs in insurance coverage disputes / Norman B Arnoff, Stephen B. Wexler; title: Professional liability joint representation, conflicts, ethical considerations / Norman B Arnoff, Sue C. Jacobs; title: The right and duty to defend / Norman B Arnoff; title: Professional Liability DR2-106, DR2-107, attorney fees, and professionalism / Norman B Arnoff, Sue C. Jacobs; title: Professional Liability DR2-106, DR2-107, attorney fees, and professionalism / Norman B Arnoff, Sue C. Jacobs; title: The new code of professional conduct for attorneys / Norman B Arnoff; title: An investment professional's guide to errors and omissions insurance / Norman B Arnoff, Stephen B. Wexler; title: Ponzi schemes : picking up the pieces from a fallen house of cards / Jeffrey R. Sonn; title: Valuations in mass tort litigation aided by behavioral law and probability / Bradley Stark, Alex Alvarez; title: The status of control person liability in the era of FINRA's new motion to dismiss rule / Michael Schwartzberg, Thomas Vays.