Securities and Exchange Commission administrative sanctioning practice
By: Fredrich Henry Thomforde, Jr
Publisher: publisher not identified
Published: 1977
Place of publication: New York]
Language: eng
Notes: Reprinted from various law journals.

Thesis--Columbia University.

Includes bibliographical references.
Table of contents: title: Patterns of disparity in SEC administrative sanctioning practice.; title: Controlling administrative sanctions.; title: Negotiating administrative settlements in SEC broker dealer disciplinary proceedings.