The Large Firm Project
Subtitle: a review of hiring, retention and supervisory practices
By: Division of Market Regulation, Division of Enforcement, United States Securities and Exchange Commission.
Contributors: United States. Securities and Exchange Commission. Division of Enforcement.
Publisher: The Commission
Published: 1994
Place of publication: [Washington, D.C.?]
Language: eng
Number of pages: 16
Subjects: Securities industry -- Law and legislation -- United States; Brokers -- Legal status, laws, etc. -- United States
Notes: Cover title.

"May 1994"

Includes bibliographical references.

Available via Internet from the Security and Exchange Commission web site. Address as of 9/28/2000: http://www.sec.gov/news/studies/rogue.txt ; current access available via PURL.