Law and regulation of investment management
By: Dick Frase, Dechert LLP, London
Edition: Second edition.
Publisher: Sweet & Maxwell
Published: 2011
Place of publication: London
Language: eng
Number of pages: 702
ISBN-13: 9781847034878
Subjects: Law and legislation; Investments
Work titles: Law & regulation of investment management
Notes: Includes bibliographical references and index.
Table of contents: title: Overview / Dick Frase; title: Authorization / Dick Frase; title: Judgment, discretion and advice / Dick Frase; title: The management contract / Dick Frase; title: Client overview / Dick Frase; title: Legal nature of the client services relationship; title: Dick Frase; title: The regulatory client / Dick Frase; title: Fiduciaries and conflicts / Dick Frase; title: Investment management and occupatiional pension schemes / Andrew Powell and Georgia Rankin; title: Implementation / Dick Frase; title: Custody / Dick Frase; title: Levearge / Dick Frase; title: Market abuse and investment management / Stuart Willey; title: Portfolio assets / Dick Frase; title: Investment funds / Dick Frase; title: UCITS / Dick Frase; title: UCITS outside Europe / Christopher D. Christian; title: Hedge funds / Dick Frase; title: ETF and related regulatory issues in the US / Stuart M. Strauss; title: Private equity funds / Gus Black and Chris Gardner; title: France / Olivier Dumas; title: Germany / Angelo Lercara; title: US regulation of investment management / Jennifer Wood; title: US regulation of managed futures : commodity trading advisers and commodity pools / Matthew K. Kerfoot; title: Ireland / Michelle Moran; title: Luxembourg / Antonio Nezeritis; title: Asset management in Hong Kong / Angelyn Lim.