The state of the securities industry
Subtitle: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.
Series: S. hrg. ;; 108-783
Publisher: U.S. G.P.O.; For sale by the Supt. of Docs., U.S. G.P.O.
Published: 2004
Place of publication: Washington
Language: eng
Number of pages: 52
Subjects: Hedge funds -- United States.; Mutual funds -- United States.; Disclosure of information -- United States.; Financial services industry -- Corrupt practices -- United States.; Securities fraud -- United States.; Consumer protection -- United States.
Notes: Includes bibliographical references.
"Printed for the use of the Committee on Banking, Housing, and Urban Affairs."
Distributed to some depository libraries in microfiche.
Shipping list no. not available.
Also available via Internet from the GPO Access web site.  Addresses as of 5/27/05: http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108%5Fsenate%5Fhearings&docid=f:98781.wais (text version), http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=108%5Fsenate%5Fhearings&docid=f:98781.pdf (PDF version); current access is available via PURLs.