Coping with broker/dealer regulation and enforcement 2009
By: co-chairs, Carmen J. Lawrence [and] Neal E. Sullivan
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-1771; Corporate law and practice course handbook series -- no. B-1771.
Publisher: Practising Law Institute
Published: 2009
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 700
ISBN-13: 9781402412936
Subjects: Stockbrokers; Legal status, laws
Notes: "Prepared for distribution at the Coping with broker/dealer regulation and enforcement 2009 program, October 28, 2009."

#18602.

Includes bibliographical references and index.

Mode of access: World Wide Web.