Broker/dealer regulation and enforcement 2010
By: co-chairs, Carmen J. Lawrence [and] Neal E. Sullivan
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-1845; Corporate law and practice course handbook series -- no. B-1845.
Publisher: Practising Law Institute
Published: 2010
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 892
ISBN-13: 9781402414787
Subjects: Stockbrokers; Legal status, laws; Securities; Financial Industry Regulatory Authority; United States. Securities and Exchange Commission; United States
Notes: #22715.

"Prepared for distribution at the Broker/dealer regulation and enforcement 2010 program, October 27, 2010--New York."

Includes bibliographical references and index.

Mode of access: World Wide Web.