Investment sales compliance for financial institutions
By: Lizbeth S. Bergquist.
Contributors: American Bar Association.
Publisher: Irwin Professional Pub.
Published: 1997
Place of publication: Chicago
Language: eng
Number of pages: 363
Subjects: Banks and banking -- Securities processing -- Law and legislation -- United States.; Financial institutions -- Law and legislation -- United States.
Notes: "From a declaration of principles jointly adopted by a committee of the American Bar Association and a committee of publishers"--T.p. Verso.