Understanding securities law
By: Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University
Edition: Sixth Edition.
Series: Understanding series
Publisher: LexisNexis
Published: 2014
Place of publication: New Providence, NJ
Language: eng
Number of pages: 520
ISBN-13: 9781422482223
Subjects: Securities; United States
Notes: Includes bibliographical references and index.
Table of contents: title: Introduction; title: Definition of a security; title: Issuer exemptions from registration; title: The registration process; title: Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts; title: Resales and reorganizations; title: Due diligence and Securities Act liability; title: Section 10(b) and related issues; title: Alternative remedies; title: Secondary liability; title: Issuer affirmative disclosure obligations; title: Insider trading; title: Broker-dealer regulation; title: Corporate control acquisitions and contests; title: SEC enforcement.