Corporate counsel guides
Subtitle: securities regulation
By: by Thomas Lee Hazen
Edition: 1st ed.
Publisher: American Bar Association
Published: 2011
Place of publication: Chicago
Language: eng
ISBN-13: 9781616320973
Subjects: Securities
Notes: Includes bibliographical references and index.
Table of contents: title: The basic coverage of the securities laws; title: 1933 Act Registration requirements; title: The 1933 Act Registration process and disclosure; title: Exemptions from 1933 Act Registration; title: The theory of sale corporate recapitalizations, reorganizations, and mergers under the 1933 Act 155; title: IPO practices : manipulation, stabilization, and hot issues; title: Liability under the Securities Act of 1933; title: State blue sky laws; title: Securities Exchange Act of 1934-registration and reporting requirements for publicly traded companies; title: Shareholder suffrage-proxy regulation; title: Tender offer and takeover regulation; title: Manipulation and fraud-civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information; title: Insider reporting and short-swing trading-1934 Act N. 16; title: Market regulation; broker-dealers; title: Debt securities and protection of bondholders-the Trust Indenture Act of 1939; title: Federal regulation of investment companies-the Investment Company Act of 1940; title: Investment Advisers Act of 1940; title: Related laws.