Asset management firms, financial stability and the FSOC
Subtitle: elements and considerations
By: Leah T. McLain, editor
Series: Business, technology and finance; Business, technology and finance
Publisher: Novinka
Published: 2014
Place of publication: New York
Language: eng
ISBN-13: 9781631177231
Copyright date: 2014
Subjects: Financial institutions; Management; Asset management accounts; Financial security; BUSINESS & ECONOMICS; Finance
Description: Asset managers provide investment management services and ancillary services to clients as fiduciary agents. The diversity of clients' needs results in a wide variety of firm structures and business models, ranging from investment boutiques that focus on a single product or clientele to large, complex financial institutions that offer multiple services. This book provides a brief overview of the asset management industry and an analysis of how asset management firms and the activities in which they engage can introduce vulnerabilities that could pose, amplify, or transmit threats to financial.
Notes: Includes bibliographical references and index.
Table of contents: title: ASSET MANAGEMENT FIRMS, FINANCIAL STABILITY AND THE FSOC: ELEMENTS AND CONSIDERATIONS; ASSET MANAGEMENT FIRMS, FINANCIAL STABILITY AND THE FSOC: ELEMENTS AND CONSIDERATIONS; Library of Congress Cataloging-in-Publication Data; CONTENTS; PREFACE; Chapter 1: ASSET MANAGEMENT AND FINANCIAL STABILITY; INTRODUCTION; INDUSTRY ACTIVITIES; VULNERABILITIES; TRANSMISSION CHANNELS; DATA GAPS; APPENDIX: ASSET MANAGEMENT FIRMS AND ACTIVITIES; REFERENCES; Chapter 2: FINANCIAL STABILITY OVERSIGHT COUNCIL: A FRAMEWORK TO MITIGATE SYSTEMIC RISK; SUMMARY.; title: INTRODUCTION: THE REGULATION OF BANK AND NON-BANK FINANCIAL INSTITUTIONSI. FINANCIAL STABILITY OVERSIGHT COUNCIL MISSION; II. FSOC MEMBERSHIP AND ROLES; III. ANALYSIS OF PERCEIVED THREATS TO FINANCIAL STABILITY; APPENDIX A. GLOSSARY OF TERMS; APPENDIX B. ACRONYMS; Chapter 3: MONITORING THE FINANCIAL SYSTEM; CONCLUSION; INDEX.