Securities regulation
By: by Larry D. Soderquist, Theresa A. Gabaldon
Contributors: Gabaldon, Theresa A., 1954-
Edition: 7th ed.
Series: University casebook series
Publisher: Foundation Press/Thomson/West
Published: 2010
Place of publication: New York, N.Y
Language: eng
Number of pages: 758
ISBN-13: 9781599417448; 9781599417554
Notes: Includes index.
Table of contents: title: Approaching securities law; title: Business context of securities act registration; title: Regulatory framework of securities act registration; title: Securities act registration process; title: Reach of securities act regulation; title: Exemptions from securities act registration requirements; title: Regulation of resales of securities; title: Liability for securities act violations; title: Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act; title: Proxy regulation; title: Tender offer regulation; title: Fraud and related issues under rule 10b-5 and the Sarbanes : Oxley Act; title: Liability for trading profits : section 16(b) and the Sarbanes : Oxley Act of 2002; title: Market manipulation and stabilization; title: Regulation of the securities business; title: Issues for securities litigators; title: The responsibilities of securities lawyers : various perspectives; title: State regulation of securities; title: International regulation of securities.