Mutual funds sales practices
Subtitle: a practical guide to FINRA, SEC, and other regulatory requirements
By: by Thomas P. Lemke and Gerald T. Lins
Contributors: Lins, Gerald T.
Edition: 2009 ed.
Series: Securities law handbook series
Publisher: Thomson/West
Published: 2009
Place of publication: Eagan, MN
Language: eng
Subjects: Mutual funds; Law and legislation; Stockbrokers; Legal status, laws
Notes: Includes bibliographical references and index.