Regulation of financial planners
Subtitle: a summary of principal state and federal regulations affecting financial planners rendering investment advice
By: Richard O. Jacobs and Betty K. Steele.
Contributors: Steele, Betty K.
Series: Professional reference series
Publisher: American Society of CLU
Published: 1984
Place of publication: Bryn Mawr, PA (P.O. Box 59, Bryn Mawr 19010)
Language: eng
Number of pages: 201
Subjects: Investment advisors -- Legal status, laws, etc. -- United States -- States.
Notes: Includes bibliographies.