SEC and CFTC penalties
Subtitle: continued progress made in collection efforts, but greater SEC management attention is needed : report to Congressional Requesters
By: United States Government Accountability Office
Publisher: GAO
Published: 2005
Place of publication: Washington, D.C. (441 G St. NW, Washington 20548)
Language: eng
Number of pages: 47
Subjects: Fines (Penalties); Collection laws; Securities fraud; United States. Securities and Exchange Commission; United States; United States. Commodity Futures Trading Commission
Notes: Cover title.

"August 2005."

"GAO-05-670."

Includes bibliographical references.