Fundamentals of broker-dealer regulation 2014
By: chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-2110; Corporate law and practice course handbook series -- no. B-2110.
Publisher: Practising Law Institute
Published: 2014
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 587
ISBN-13: 9781402422416
Subjects: Stockbrokers; Periodicals; Legal status, laws; Securities; Financial Industry Regulatory Authority; United States. Securities and Exchange Commission; United States
Notes: #51938.

"Prepared for distribution at the Fundamentals of broker-dealer regulation 2014 program, June 23, 2014."

Includes bibliographical references and index.

Mode of access: World Wide Web.