Broker/dealer regulation and enforcement 2011
By: co-chairs, Carmen J. Lawrence [and] Neal E. Sullivan
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-1914; Corporate law and practice course handbook series -- no. B-1914.
Publisher: Practising Law Institute
Published: 2011
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 1070
ISBN-13: 9781402416712
Subjects: Stockbrokers; Legal status, laws; Securities; Financial Industry Regulatory Authority; United States. Securities and Exchange Commission; United States
Notes: #29581.

"Prepared for distribution at the Broker/dealer regulation and enforcement 2011 program, New York City, October 26, 2011."

Includes bibliographical references and index.

Mode of access: World Wide Web.