Broker-dealer advisory services 2014
Subtitle: current legal and compliance issues facing dual registrants
By: chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-2074; Corporate law and practice course handbook series -- no. B-2074.
Publisher: Practising Law Institute
Published: 2014
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] :
Number of pages: 228
ISBN-13: 9781402421549
Subjects: Stockbrokers; Legal status, laws
Notes: #49237.

"Prepared for distribution at the Broker-dealer advisory services 2014: current legal and compliance issues facing dual registrants program, February 19, 2014."

Includes bibliographical references and index.

Mode of access: World Wide Web.