A practitioner's guide to MiFID II
By: consultant editor, Jonathan Herbst, with Simon Lovegrove, Norton Rose Fulbright LLP
Edition: 2nd edition.
Series: The City library
Publisher: Sweet & Maxwell/Thomson Reuters
Published: 2015
Place of publication: London
Language: eng
Number of pages: 438
ISBN-13: 9780414026858
Subjects: Securities; Financial instruments; Financial services industry; Law and legislation; Stockbrokers; Legal status, laws; Investment advisors; European Parliament
Other titles: Practitioner's guide to Markets in Financial Instruments Directive II
Notes: Includes bibliographical references and index.
Table of contents: title: Introduction /; title: Jonathan Herbst, Simon Lovegrove; title: Scope, authorisation, and passporting  -- Simon Crown; title: Clients and client classification  -- James Perry, Jake Green, Lorraine Jackson; title: Conduct of business : organisational requirements  -- Michael Raffan, Claire Harrop; title: Conduct of business standards : fair dealing with clients  -- Arun Srivastava; title: Best execution under MiFID II  -- Dick Frase; title: Conduct of business standards : information requirements  -- Clive Cunningham, Pat Horton; title: Transparency, data consolidation and reporting  -- Stuart Willey; title: MiFID/MiFIR trading venues  -- James Smethurst; title: Commodity derivatives  -- Hannah Meakin, Mark Woodward; title: Third country firms -- Simon Lovegrove, Tara Mokijewski.