Investor protection in light of the Dodd-Frank Act
By: Caroline S. Jensen, editor
Series: Business issues, competition, and entrepreneurship; Economic issues, problems, and perspectives
Publisher: Nova Science Publishers
Published: 2011
Place of publication: New York, N.Y
Language: eng
Number of pages: 203
ISBN-13: 9781613242452
Subjects: Financial services industry; Consumer protection; Law and legislation; Individual investors; United States; Legal status, laws
Notes: Contains edited, excerpted and augmented editions of CRS reports.

Includes bibliographical references and index.
Table of contents: title: Study on investment advisers and broker-dealers / United States Securities and Exchange Commission; title: The Dodd-Frank Act Wall Street Reform and Consumer Protection Act : Title IX, investor protection / Mark Jickling; title: Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues / Gary Shorter.