Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker.
By: Pursuant to section 11 (e) of the Securities exchange act of 1934. Washington, D.C. June 20, 1936.
Contributors: Saperstein, David.; Davis, Sherlock.; Goldstone, Abner Hirsch, 1901-; McCutcheon, Charles R.; Gammack, Thomas H.
Publisher: U.S. Govt. print. off.
Published: 1936
Place of publication: Washington
Language: eng
Number of pages: 186
Subjects: Securities -- United States.; Stock exchanges -- United States.; Brokers -- United States.
Other titles: Segregation of functions of dealer and broker.
Notes: At head of title: Securities and exchange commission.
Running title: Segregation of functions of dealer and broker.
"Prepared ... by David Saperstein, director of the Trading and exchange division, with the assistance of Sherlock Davis, Abner H. Goldstone, Charles R. McCutcheon, and Thomas H. Gammack."--Letter of transmittal, p. iii.
"Glossary": p. 181-186.