Financial services
Subtitle: authorization, supervision, and enforcement : a litigator's guide
By: Jonathan Russen.
Publisher: Oxford University Press
Published: 2006
Place of publication: Oxford; New York
Language: eng
Number of pages: 390
ISBN-13: 9780199296651
Subjects: Financial Services Authority (Great Britain) -- Rules and practice; Financial services industry -- Law and legislation -- Great Britain; Financial services industry -- Great Britain -- State supervision
Description: xli, 390 p. ; 26 cm
Notes: Includes index.
Table of contents: title: Regulation through authorisation, requirement, and approval; title: Mainstream and regulatory offences; title: The FSA's powers of investigation; title: Criminal prosecutions by the FSA; title: Civil liability and the remedies and sanctions available to the FSA and investors; title: Market abuse; title: The FSA's control of money laundering; title: Restrictions upon financial promotions; title: Practice and procedure; title: Independent challenges to the FSA's actions; title: The financial ombudsman service.