EC securities regulation
By: Niamh Moloney.
Edition: 2nd ed.
Series: Oxford EC Law Library
Publisher: Oxford University Press
Published: 2008
Place of publication: Oxford; New York
Language: eng
Number of pages: 1231
ISBN-13: 9780199202744
Subjects: Securities -- European Union countries
Description: Moloney provides a critical assessment of this important body of law and its underlying policies and themes at a critical point in its development. She examines the policies, economic rationale and market context underlying the regulatory regime.
Notes: Includes index.
Table of contents: title: Introduction FSAP agenda; title: Capital-raising; title: Collective-investment schemes; title: The regulation of investment-services providers: the EC regime; title: The investment-services passport; title: The prudential regulation of investment-services providers and conflict-of-interest regulation; title: Protective regulation; title: Gatekeepers; title: Investor-compensation schemes; title: Order execution; title: The settlement of securities transactions; title: Market abuse; title: The rule-making structure; title: Supervision.