Broker-dealer exposure in a changing regulatory climate
By: John F.X. Peloso, chairman.
Contributors: Peloso, John F. X.; Practising Law Institute.
Series: Corporate law and practice course handbook series ;; no. 398
Publisher: Practising Law Institute
Published: 1982
Place of publication: New York, N.Y. (810 7th Ave., New York 10019)
Language: eng
Number of pages: 392
Subjects: Stockbrokers -- Legal status, laws, etc. -- United States.; Stock exchanges -- Law and legislation -- United States.; Mutual funds -- Law and legislation -- United States.; Securities -- United States.
Notes: "B4-6625."
"Prepared for distribution at the Broker-dealer exposure in a changing regulatory climate program, October 7-8, 1982"--P. 5.