Regulation of securities
Subtitle: SEC answer book
By: Steven Mark Levy
Edition: 4th ed.
Publisher: Wolters Kluwer Law & Business
Published: 2011
Place of publication: New York
Language: eng
ISBN-13: 9781454805434
Subjects: Securities; Miscellanea
Notes: Includes index.
Table of contents: title: Introduction to securities regulation; title: Electronic filing; title: Periodic reports; title: Disclosure items; title: Reporting beneficial ownership under Sections 13(d) and 13(g); title: Insider reporting under section 16(a); title: Short-swing profit liability under Section 16(b); title: Audit committee; title: Executive compensation; title: Proxies; title: Shareholder proposals; title: Tender offers; title: Going private under Rule 13e-3; title: Selling restricted securities under Rule 144; title: Private resales to institutions under Rule 144a; title: Corporate website; title: Securities fraud; title: Insider trading; title: Insider trading during pension blackouts; title: Whistleblower awards; title: Securities litigation and enforcement.