Broker-dealer and adviser regulatory compliance forum 2010
By: chair, Clifford E. Kirsch
Contributors: Practising Law Institute
Series: Corporate law and practice course handbook series -- no. B-1831; Corporate law and practice course handbook series -- no. B-1831.
Publisher: Practising Law Institute
Published: 2010
Place of publication: New York, N.Y
Language: eng
Format: [electronic resource] /
Number of pages: 194
ISBN-13: 9781402414534
Subjects: Stockbrokers; Legal status, laws; Financial planners; Securities industry; Law and legislation
Notes: #26964.

Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2010, September 17, 2010.

Includes bibliographical references and index.

Mode of access: World Wide Web.