CELEX ID: 32020B0227

--- ENGLISH ---

Document:
27.2.2020
EN
Official Journal of the European Union
L 57/1
DEFINITIVE ADOPTION (EU, Euratom) 2020/227
of the European Union’s general budget for the financial year 2020
THE PRESIDENT OF THE EUROPEAN PARLIAMENT,
having regard to the Treaty on the Functioning of the European Union, and in particular Article 314 thereof,
having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,
having regard to Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union 
(
1
)
,
having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014 and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 
(
2
)
,
having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 
(
3
)
,
having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management 
(
4
)
,
having regard to the draft general budget of the European Union for the financial year 2020, which the Commission adopted on 5 July 2019,
having regard to the position on the draft general budget of the European Union for the financial year 2020, which the Council adopted on 3 September 2019 and forwarded to Parliament on 13 September 2019,
having regard to Letter of Amendment No 1/2020 to the draft general budget of the European Union for the financial year 2020, which the Commission presented on 15 October 2019,
having regard to the resolution adopted by Parliament on 23 October 2019 on the Council position on the draft general budget of the European Union for the financial year 2020,
having regard to the amendments to the draft general budget adopted by Parliament on 23 October 2019,
having regard to the letter of 23 October 2019 from the President of the Council stating that the Council was unable to approve all the amendments adopted by Parliament,
having regard to the letter to the President of the Council of 28 October 2019 convening the Conciliation Committee,
having regard to the fact that the Conciliation Committee agreed on a joint text within the 21-day time-limit referred to in Article 314(6) of the Treaty on the Functioning of the European Union,
having regard to the Council’s approval of the joint text on 25 November 2019,
having regard to Parliament’s approval of the joint text on 27 November 2019,
having regard to Rules 95 and 96 of Parliament’s Rules of Procedure,
DECLARES:
Sole Article
The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and the general budget of the European Union for the financial year 2020 has been definitively adopted.
Done at Strasbourg, 27 November 2019.
The President
D. M. SASSOLI
(
1
)
  
            
OJ L 168, 7.6.2014, p. 105
.
(
2
)
  
            
OJ L 193, 30.7.2018, p. 1
.
(
3
)
  
            
OJ L 347, 20.12.2013, p. 884
.
(
4
)
  
            
OJ C 373, 20.12.2013, p. 1
.
CONTENTS
GENERAL STATEMENT OF REVENUE
A. Introduction and financing of the general budget
12
B. General statement of revenue by budget heading
22
C. Establishment plan staff
169
D. Buildings
170
STATEMENT OF REVENUE AND EXPENDITURE BY SECTION
Section I: European Parliament
177
— Revenue
178
— Expenditure
193
— Staff
255
Section II: European Council and Council
257
— Revenue
258
— Expenditure
275
— Staff
318
Section III: Commission
319
— Revenue
320
— Expenditure
400
— Staff
1977
Section IV: Court of Justice of the European Union
2028
— Revenue
2029
— Expenditure
2041
— Staff
2076
Section V: Court of Auditors
2077
— Revenue
2078
— Expenditure
2091
— Staff
2123
Section VI: European Economic and Social Committee
2125
— Revenue
2126
— Expenditure
2138
— Staff
2175
Section VII: European Committee of the Regions
2176
— Revenue
2177
— Expenditure
2190
— Staff
2224
Section VIII: European Ombudsman
2225
— Revenue
2226
— Expenditure
2242
— Staff
2271
Section IX: European Data Protection Supervisor
2272
— Revenue
2273
— Expenditure
2286
— Staff
2320
Section X: European External Action Service
2322
— Revenue
2323
— Expenditure
2340
— Staff
2384
CONTENTS
GENERAL STATEMENT OF REVENUE
A. Introduction and financing of the general budget
12
B. General statement of revenue by budget heading
22
— Title 1:
Own resources
23
— Title 3:
Surpluses, balances and adjustments
47
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
66
— Title 5:
Revenue accruing from the administrative operation of the institutions
80
— Title 6:
Contributions and refunds in connection with Union agreements and programmes
93
— Title 7:
Default interest and fines
146
— Title 8:
Borrowing and lending operations
153
— Title 9:
Miscellaneous revenue
167
C. Establishment plan staff
169
D. Buildings
170
STATEMENT OF REVENUE AND EXPENDITURE BY SECTION
Section I: European parliament
177
— Revenue
178
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
179
— Title 5:
Revenue accruing from the administrative operation of the institution
182
— Title 6:
Contributions and refunds in connection with Union agreements and programmes
189
— Title 9:
Miscellaneous revenue
191
— Expenditure
193
— Title 1:
Persons working with the institution
195
— Title 2:
Buildings, furniture, equipment and miscellaneous operating expenditure
217
— Title 3:
Expenditure resulting from general functions carried out by the institution
230
— Title 4:
Expenditure resulting from special functions carried out by the institution
246
— Title 5:
The Authority for European political parties and European political foundations and the committee of independent eminent persons
250
— Title 10:
Other expenditure
252
— Staff
255
Section II: European Council and Council
257
— Revenue
258
— Title 4:
Revenue accruing from persons working with the institutions and other union bodies
259
— Title 5:
Revenue accruing from the administrative operation of the institution
262
— Title 6:
Contributions and repayments under Union agreements and programmes
268
— Title 7:
Default interest and fines
271
— Title 9:
Miscellaneous revenue
273
— Expenditure
275
— Title 1:
Persons working with the institution
276
— Title 2:
Buildings, equipment and operating expenditure
298
— Title 10:
Other expenditure
316
— Staff
318
Section III: Commission
319
— Revenue
320
— Title 4:
Revenue accruing from persons working with the institution and other Union bodies
321
— Title 5:
Revenue accruing from the administrative operation of the institution
326
— Title 6:
Contributions and refunds in connection with Union agreements and programmes
334
— Title 7:
Default interest and fines
385
— Title 8:
Borrowing and lending operations
391
— Title 9:
Miscellaneous revenue
398
GENERAL SUMMARY OF APPROPRIATIONS (2020 AND 2019) AND OUTTURN (2018)
400
— Title XX:
Administrative expenditure allocated to policy areas
404
— Title 01:
Economic and financial affairs
421
— Title 02:
Internal market, industry, entrepreneurship and SMEs
464
— Title 03:
Competition
550
— Title 04:
Employment, social affairs and inclusion
555
— Title 05:
Agriculture and rural development
633
— Title 06:
Mobility and transport
718
— Title 07:
Environment
776
— Title 08:
Research and innovation
829
— Title 09:
Communications networks, content and technology
889
— Title 10:
Direct research
985
— Title 11:
Maritime affairs and fisheries
1018
— Title 12:
Financial stability, financial services and capital markets union
1060
— Title 13:
Regional and urban policy
1078
— Title 14:
Taxation and customs union
1152
— Title 15:
Education and culture
1166
— Title 16:
Communication
1237
— Title 17:
Health and food safety
1257
— Title 18:
Migration and home affairs
1307
— Title 19:
Foreign policy instruments
1368
— Title 20:
Trade
1402
— Title 21:
International cooperation and development
1414
— Title 22:
Neighbourhood and enlargement negotiations
1496
— Title 23:
Humanitarian aid and civil protection
1547
— Title 24:
Fight against fraud
1572
— Title 25:
Commission's policy coordination and legal advice
1579
— Title 26:
Commission's administration
1592
— Title 27:
Budget
1643
— Title 28:
Audit
1652
— Title 29:
Statistics
1656
— Title 30:
Pensions and related expenditure
1664
— Title 31:
Language services
1677
— Title 32:
Energy
1688
— Title 33:
Justice and consumers
1739
— Title 34:
Climate action
1780
— Title 40:
Reserves
1798
Annexes
— European Economic Area
1806
— List of budget headings open to candidate countries and, if applicable, the western Balkan potential candidates and certain partner countries
1829
— Borrowing-and-lending operations — Borrowing-and-lending operations guaranteed by the Union budget (by way of indication)
1832
— Publications Office
1869
— Revenue
1870
— Expenditure
1875
— European Anti-Fraud Office
1890
— Revenue
1891
— Expenditure
1896
— European Personnel Selection Office
1908
— Revenue
1909
— Expenditure
1914
— Office for Administration and Payment of Individual Entitlements
1929
— Revenue
1930
— Expenditure
1935
— Office for Infrastructure and Logistics — Brussels
1945
— Revenue
1946
— Expenditure
1951
— Office for Infrastructure and Logistics — Luxembourg
1961
— Revenue
1962
— Expenditure
1967
— Staff
1977
Section IV: Court of Justice of the European Union
2028
— Revenue
2029
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
2030
— Title 5:
Revenue accruing from the administrative operation of the institution
2033
— Title 9:
Miscellaneous revenue
2039
— Expenditure
2041
— Title 1:
Persons working with the institution
2042
— Title 2:
Buildings, furniture, equipment and miscellaneous operating expenditure
2059
— Title 3:
Expenditure resulting from special functions carried out by the institution
2072
— Title 10:
Other expenditure
2074
— Staff
2076
Section V: Court of Auditors
2077
— Revenue
2078
— Title 4:
Revenue accruing from persons working with the institutions and other union bodies
2079
— Title 5:
Revenue accruing from the administrative operation of the institution
2082
— Title 9:
Miscellaneous revenue
2089
— Expenditure
2091
— Title 1:
Persons working with the institution
2092
— Title 2:
Buildings, movable property, equipment and miscellaneous operating expenditure
2108
— Title 10:
Other expenditure
2121
— Staff
2123
Section VI: European Economic and Social Committee
2125
— Revenue
2126
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
2127
— Title 5:
Revenue accruing from the administrative operation of the institution
2130
— Title 9:
Miscellaneous revenue
2136
— Expenditure
2138
— Title 1:
Persons working with the institution
2139
— Title 2:
Buildings, furniture, equipment and miscellaneous operating expenditure
2157
— Title 10:
Other expenditure
2173
— Staff
2175
Section VII: European committee of the regions
2176
— Revenue
2177
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
2178
— Title 5:
Revenue accruing from the administrative operation of the institution
2181
— Title 9:
Miscellaneous revenue
2188
— Expenditure
2190
— Title 1:
Persons working with the institution
2191
— Title 2:
Buildings, furniture, equipment and miscellaneous operating expenditure
2207
— Title 10:
Other expenditure
2222
— Staff
2224
Section VIII: European Ombudsman
2225
— Revenue
2226
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
2227
— Title 5:
Revenue accruing from the administrative operation of the institution
2231
— Title 6:
Contributions and refunds in connection with Union agreements and programmes
2238
— Title 9:
Miscellaneous revenue
2240
— Expenditure
2242
— Title 1:
Expenditure relating to persons working with the institution
2243
— Title 2:
Buildings, furniture, equipment and miscellaneous operating expenditure
2256
— Title 3:
Expenditure resulting from general functions carried out by the institution
2263
— Title 10:
Other expenditure
2269
— Staff
2271
Section IX: European Data Protection Supervisor
2272
— Revenue
2273
— Title 4:
Revenue accruing from persons working with the institutions and other Union bodies
2274
— Title 5:
Revenue accruing from the administrative operation of the institution
2277
— Title 9:
Miscellaneous revenue
2284
— Expenditure
2286
— Title 1:
Expenditure relating to persons working with the institution
2287
— Title 2:
Buildings, equipment and expenditure in connection with the operation of the institution
2301
— Title 3:
European data protection board
2306
— Title 10:
Other expenditure
2318
— Staff
2320
Section X: European External Action Service
2322
— Revenue
2323
— Title 4:
Revenue accruing from persons working with the institutions and other union bodies
2324
— Title 5:
Revenue accruing from the administrative operation of the institution
2327
— Title 6:
Contributions and repayments under Union agreements and programmes
2334
— Title 7:
Default interest and fines
2336
— Title 9:
Miscellaneous revenue
2338
— Expenditure
2340
— Title 1:
Staff at headquarters
2341
— Title 2:
Buildings, equipment and operating expenditure at headquarters
2355
— Title 3:
Delegations
2373
— Title 10:
Other expenditure
2382
— Staff
2384
A.   
INTRODUCTION AND FINANCING OF THE GENERAL BUDGET
INTRODUCTION
The general budget of the Union is the instrument which sets out and authorises the total amount of revenue and expenditure deemed necessary for the European Union and the European Atomic Energy Community for each year.
The budget is established and implemented in compliance with the principles of unity, budgetary accuracy, annuality, equilibrium, unit of account, universality, specification, sound financial management and transparency.
—
The 
principle of unity
 and the 
principle of budgetary accuracy
 mean that all revenue and expenditure of the Union when it is charged to the budget must be incorporated in a single document.
—
The 
principle of annuality
 means that the budget is adopted for one budgetary year at a time and that both commitment and payment appropriations for the current budgetary year must, in principle, be used in the course of the year.
—
The 
principle of equilibrium
 means that forecasts of revenue for the budgetary year must be equal to payment appropriations for that year; borrowing to cover any budget deficit which may arise is not compatible with the own resources system and will not be authorised.
—
In accordance with the 
principle of unit of account
, the budget is drawn up and implemented in euros and the accounts shall be presented in euros.
—
The 
principle of universality
 means that total revenue is to cover total payment appropriations with the exception of a limited number of revenue items which are assigned to particular items of expenditure. Revenue and expenditure are entered in full in the budget without any adjustment against each other.
—
The 
principle of specification
 means that each appropriation must have a given purpose and be assigned to a specific objective in order to prevent any confusion between appropriations.
—
The 
principle of sound financial management
 is defined by reference to the principles of economy, efficiency and effectiveness.
—
The budget is established in compliance with the 
principle of transparency
, ensuring sound information on the implementation of the budget and the accounts.
The budget presents appropriations and resources by purpose (activity-based budgeting), with a view to enhancing transparency in the management of the budget with reference to the objectives of sound financial management and in particular efficiency and effectiveness.
The expenditure authorised by the present budget totals EUR 168 688 122 110 in commitment appropriations and EUR 153 566 205 917 in payment appropriations, representing a variation rate of + 1,50 % and of + 3,42 % respectively by comparison with the 2019 budget.
Budgetary revenue totals EUR 153 566 205 917. The uniform rate of call for the VAT resource is 0,30 % (except for Germany, Netherlands and Sweden for which the rate of call for the period 2014-2020 has been fixed at 0,15 %) whilst that for the GNI resource is 0,6507 %. Traditional own resources account for 14,43 % of the financing of the budget for 2020. The VAT resource accounts for 12,34 % and the GNI resource for 71,98 %. Other revenue for this financial year is estimated at EUR 1 928 450 061.
The own resources needed to finance the 2020 budget account for 0,89 % of the total GNI.
The tables below set out step by step the method used to calculate the financing of the 2020 budget.
FINANCING OF THE GENERAL BUDGET
Appropriations to be covered during the financial year 2020 pursuant to Article 1 of Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union
EXPENDITURE
Description
Budget 2020
Budget 2019
 (
1
)
Change (%)
1.
Smart and inclusive growth
72 353 828 442
67 556 947 173
+7,10
2.
Sustainable growth: natural resources
57 904 492 439
57 399 857 331
+0,88
3.
Security and citizenship
3 685 227 141
3 527 434 894
+4,47
4.
Global Europe
8 929 061 191
9 358 295 603
–4,59
5.
Administration
10 275 096 704
9 944 904 743
+3,32
6.
Compensation
p.m.
p.m.
—
Special instruments
418 500 000
705 051 794
–40,64
Total expenditure
(
2
)
153 566 205 917
148 492 491 538
+3,42
REVENUE
Description
Budget 2020
Budget 2019
 (
3
)
Change (%)
Miscellaneous revenue (Titles 4 to 9)
1 928 450 061
1 894 392 136
+1,80
Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)
p.m.
1 802 988 329
—
Repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)
p.m.
p.m.
—
Net balance of own resources accruing from VAT and GNI-based own resources for earlier years (Chapters 3 1, 3 2 and 3 3)
p.m.
p.m.
—
Total revenue for Titles 3 to 9
1 928 450 061
3 697 380 465
–47,84
Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)
22 156 900 000
21 471 164 786
+3,19
VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)
18 945 245 250
17 738 667 150
+6,80
Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)
110 535 610 606
105 585 279 137
+4,69
Appropriations to be covered by the own resources referred to in Article 2 of Decision 2014/335/EU, Euratom
 (
4
)
151 637 755 856
144 795 111 073
+4,73
Total revenue
(
5
)
153 566 205 917
148 492 491 538
+3,42
TABLE 1
Calculation of capping of harmonised value added tax (VAT) bases to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom
Member State
1 % of non-capped VAT base
1 % of gross national income
Capping rate (in %)
1 % of gross national income multiplied by capping rate
1 % of capped VAT base
 (
6
)
Member States whose VAT base is capped
(1)
(2)
(3)
(4)
(5)
(6)
Belgium
2 064 785 000
4 828 731 000
50
2 414 365 500
2 064 785 000
Bulgaria
294 223 000
619 079 000
50
309 539 500
294 223 000
Czechia
954 547 000
2 157 592 000
50
1 078 796 000
954 547 000
Denmark
1 236 816 000
3 248 081 000
50
1 624 040 500
1 236 816 000
Germany
15 101 735 000
36 775 058 000
50
18 387 529 000
15 101 735 000
Estonia
137 193 000
280 639 000
50
140 319 500
137 193 000
Ireland
960 910 000
2 784 713 000
50
1 392 356 500
960 910 000
Greece
766 480 000
1 973 712 000
50
986 856 000
766 480 000
Spain
5 902 319 000
12 978 152 000
50
6 489 076 000
5 902 319 000
France
11 424 424 000
25 387 121 000
50
12 693 560 500
11 424 424 000
Croatia
353 644 000
551 259 000
50
275 629 500
275 629 500
Croatia
Italy
7 379 229 000
18 340 730 000
50
9 170 365 000
7 379 229 000
Cyprus
147 038 000
219 566 000
50
109 783 000
109 783 000
Cyprus
Latvia
127 770 000
328 766 000
50
164 383 000
127 770 000
Lithuania
201 136 000
483 628 000
50
241 814 000
201 136 000
Luxembourg
322 993 000
442 746 000
50
221 373 000
221 373 000
Luxembourg
Hungary
612 612 000
1 437 840 000
50
718 920 000
612 612 000
Malta
94 154 000
132 750 000
50
66 375 000
66 375 000
Malta
Netherlands
3 436 775 000
8 302 270 000
50
4 151 135 000
3 436 775 000
Austria
1 867 511 000
4 131 641 000
50
2 065 820 500
1 867 511 000
Poland
2 664 822 000
5 358 014 000
50
2 679 007 000
2 664 822 000
Portugal
1 102 521 000
2 105 933 000
50
1 052 966 500
1 052 966 500
Portugal
Romania
804 913 000
2 266 156 000
50
1 133 078 000
804 913 000
Slovenia
236 104 000
507 667 000
50
253 833 500
236 104 000
Slovakia
363 409 000
999 569 000
50
499 784 500
363 409 000
Finland
1 051 297 000
2 487 111 000
50
1 243 555 500
1 051 297 000
Sweden
2 102 533 000
4 888 140 000
50
2 444 070 000
2 102 533 000
United Kingdom
12 053 669 000
25 863 586 000
50
12 931 793 000
12 053 669 000
Total
73 765 562 000
169 880 250 000
84 940 125 000
73 471 339 000
TABLE 2
Breakdown of own resources accruing from VAT pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 3)
Member State
1 % of capped VAT base
Uniform rate of VAT own resource (in %)
VAT-based own resource at uniform rate
(1)
(2)
(3) = (1) × (2)
Belgium
2 064 785 000
0,30
619 435 500
Bulgaria
294 223 000
0,30
88 266 900
Czechia
954 547 000
0,30
286 364 100
Denmark
1 236 816 000
0,30
371 044 800
Germany
15 101 735 000
0,15
2 265 260 250
Estonia
137 193 000
0,30
41 157 900
Ireland
960 910 000
0,30
288 273 000
Greece
766 480 000
0,30
229 944 000
Spain
5 902 319 000
0,30
1 770 695 700
France
11 424 424 000
0,30
3 427 327 200
Croatia
275 629 500
0,30
82 688 850
Italy
7 379 229 000
0,30
2 213 768 700
Cyprus
109 783 000
0,30
32 934 900
Latvia
127 770 000
0,30
38 331 000
Lithuania
201 136 000
0,30
60 340 800
Luxembourg
221 373 000
0,30
66 411 900
Hungary
612 612 000
0,30
183 783 600
Malta
66 375 000
0,30
19 912 500
Netherlands
3 436 775 000
0,15
515 516 250
Austria
1 867 511 000
0,30
560 253 300
Poland
2 664 822 000
0,30
799 446 600
Portugal
1 052 966 500
0,30
315 889 950
Romania
804 913 000
0,30
241 473 900
Slovenia
236 104 000
0,30
70 831 200
Slovakia
363 409 000
0,30
109 022 700
Finland
1 051 297 000
0,30
315 389 100
Sweden
2 102 533 000
0,15
315 379 950
United Kingdom
12 053 669 000
0,30
3 616 100 700
Total
73 471 339 000
18 945 245 250
TABLE 3
Determination of uniform rate and breakdown of resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 4)
Member State
1 % of gross national income
Uniform rate of ‘additional base’‚ own resource
‘Additional base’ own resource at uniform rate
(1)
(2)
(3) = (1) × (2)
Belgium
4 828 731 000
3 141 899 836
Bulgaria
619 079 000
402 814 779
Czechia
2 157 592 000
1 403 875 666
Denmark
3 248 081 000
2 113 421 758
Germany
36 775 058 000
23 928 346 533
Estonia
280 639 000
182 602 764
Ireland
2 784 713 000
1 811 923 115
Greece
1 973 712 000
1 284 230 869
Spain
12 978 152 000
8 444 465 768
France
25 387 121 000
16 518 582 480
Croatia
551 259 000
358 686 487
Italy
18 340 730 000
11 933 722 664
Cyprus
219 566 000
142 864 529
Latvia
328 766 000
0,6506678 
 (
7
)
213 917 454
Lithuania
483 628 000
314 681 173
Luxembourg
442 746 000
288 080 571
Hungary
1 437 840 000
935 556 207
Malta
132 750 000
86 376 152
Netherlands
8 302 270 000
5 402 019 857
Austria
4 131 641 000
2 688 325 810
Poland
5 358 014 000
3 486 287 247
Portugal
2 105 933 000
1 370 262 818
Romania
2 266 156 000
1 474 514 767
Slovenia
507 667 000
330 322 576
Slovakia
999 569 000
650 387 374
Finland
2 487 111 000
1 618 283 073
Sweden
4 888 140 000
3 180 555 360
United Kingdom
25 863 586 000
16 828 602 919
Total
169 880 250 000
110 535 610 606
TABLE 4
Calculation of the gross reduction in GNI contribution for Denmark, Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2014/335/EU, Euratom (Chapter 1 6)
Member State
Gross reduction
Percentage share of GNI base
GNI key applied to the gross reduction
Financing of the reduction
(1)
(2)
(3)
(4) = (1) + (3)
Belgium
2,84
32 315 590
32 315 590
Bulgaria
0,36
4 143 098
4 143 098
Czechia
1,27
14 439 375
14 439 375
Denmark
– 146 333 564
1,91
21 737 317
– 124 596 247
Germany
21,65
246 111 806
246 111 806
Estonia
0,17
1 878 136
1 878 136
Ireland
1,64
18 636 293
18 636 293
Greece
1,16
13 208 785
13 208 785
Spain
7,64
86 854 423
86 854 423
France
14,94
169 899 670
169 899 670
Croatia
0,32
3 689 222
3 689 222
Italy
10,80
122 742 708
122 742 708
Cyprus
0,13
1 469 414
1 469 414
Latvia
0,19
2 200 219
2 200 219
Lithuania
0,28
3 236 611
3 236 611
Luxembourg
0,26
2 963 014
2 963 014
Hungary
0,85
9 622 538
9 622 538
Malta
0,08
888 410
888 410
Netherlands
– 782 321 749
4,89
55 561 753
– 726 759 996
Austria
2,43
27 650 415
27 650 415
Poland
3,15
35 857 741
35 857 741
Portugal
1,24
14 093 655
14 093 655
Romania
1,33
15 165 924
15 165 924
Slovenia
0,30
3 397 489
3 397 489
Slovakia
0,59
6 689 472
6 689 472
Finland
1,46
16 644 634
16 644 634
Sweden
– 208 243 919
2,88
32 713 177
– 175 530 742
United Kingdom
15,22
173 088 343
173 088 343
Total
–1 136 899 232
100,00
1 136 899 232
0
TABLE 5
Correction of budgetary imbalances for the United Kingdom for the year 2019 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 1 5)
Description
Coefficient
 (
8
)
 (%)
Amount
1.
United Kingdom’s share (in %) of notional uncapped VAT base
16,3037
2.
United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure
7,3015
3.
(1) – (2)
9,0022
4.
Total allocated expenditure
130 008 765 143
5.
Enlargement related expenditure
 (
9
)
30 694 725 929
6.
Enlargement-adjusted total allocated expenditure = (4) – (5)
99 314 039 214
7.
United Kingdom’s correction original amount = (3) × (6) × 0,66
5 900 699 546
8.
United Kingdom’s advantage
 (
10
)
690 825 371
9.
Core United Kingdom’s correction = (7) – (8)
5 209 874 175
10.
Windfall gains deriving from traditional own resources
 (
11
)
–44 494 806
11.
Correction for the United Kingdom = (9) – (10)
5 254 368 981
TABLE 6
Calculation of the financing of the correction for the United Kingdom amounting to EUR –5 254 368 981  (Chapter 1 5)
Member State
Percentage share of GNI base
Shares without the United Kingdom
Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom
Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2
Column 4 distributed in accordance with column 3
Financing scale
Financing scale applied to the correction
(1)
(2)
(3)
(4)
(5)
(6) = (2) + (4) + (5)
(7)
Belgium
2,84
3,35
5,37
1,51
4,87
255 665 342
Bulgaria
0,36
0,43
0,69
0,19
0,62
32 778 186
Czechia
1,27
1,50
2,40
0,68
2,17
114 237 363
Denmark
1,91
2,26
3,61
1,02
3,27
171 975 150
Germany
21,65
25,54
0,00
–19,15
0,00
6,38
335 429 452
Estonia
0,17
0,19
0,31
0,09
0,28
14 858 907
Ireland
1,64
1,93
3,10
0,87
2,81
147 441 346
Greece
1,16
1,37
2,19
0,62
1,99
104 501 525
Spain
7,64
9,01
14,43
4,07
13,08
687 150 240
France
14,94
17,63
28,23
7,95
25,58
1 344 164 122
Croatia
0,32
0,38
0,61
0,17
0,56
29 187 341
Italy
10,80
12,74
20,40
5,75
18,48
971 081 015
Cyprus
0,13
0,15
0,24
0,07
0,22
11 625 294
Latvia
0,19
0,23
0,37
0,10
0,33
17 407 073
Lithuania
0,28
0,34
0,54
0,15
0,49
25 606 504
Luxembourg
0,26
0,31
0,49
0,14
0,45
23 441 937
Hungary
0,85
1,00
1,60
0,45
1,45
76 128 874
Malta
0,08
0,09
0,15
0,04
0,13
7 028 674
Netherlands
4,89
5,76
0,00
–4,32
0,00
1,44
75 725 942
Austria
2,43
2,87
0,00
–2,15
0,00
0,72
37 685 164
Poland
3,15
3,72
5,96
1,68
5,40
283 689 127
Portugal
1,24
1,46
2,34
0,66
2,12
111 502 190
Romania
1,33
1,57
2,52
0,71
2,28
119 985 468
Slovenia
0,30
0,35
0,56
0,16
0,51
26 879 289
Slovakia
0,59
0,69
1,11
0,31
1,01
52 923 874
Finland
1,46
1,73
2,77
0,78
2,51
131 684 305
Sweden
2,88
3,39
0,00
–2,55
0,00
0,85
44 585 277
United Kingdom
15,22
0,00
0,00
0,00
0,00
0
Total
100,00
100,00
100,00
–28,17
28,17
100,00
5 254 368 981
The calculations are made to 15 decimal places.
TABLE 7
Summary of financing
 (
12
)
 of the general budget by type of own resource and by Member State
Member State
Traditional own resources (TOR)
VAT and GNI-based own resources, including adjustments
Total own resources
 (
13
)
Net sugar sector levies (80 %)
Net customs duties (80 %)
Total net traditional own resources (80 %)
Collection costs (20 % of gross TOR) (p.m.)
VAT-based own resource
GNI-based own resource
Reduction in favour of: Denmark, Netherlands and Sweden
United Kingdom correction
Total ‘national contributions’
Share in total ‘national contributions’ (%)
(1)
(2)
(3) = (1) + (2)
(4)
(5)
(6)
(7)
(8)
(9) = (5) + (6) + (7) + (8)
(10)
(11) = (3) + (9)
Belgium
p.m.
2 264 600 000
2 264 600 000
566 150 000
619 435 500
3 141 899 836
32 315 590
255 665 342
4 049 316 268
3,13
6 313 916 268
Bulgaria
p.m.
113 700 000
113 700 000
28 425 000
88 266 900
402 814 779
4 143 098
32 778 186
528 002 963
0,41
641 702 963
Czechia
p.m.
316 800 000
316 800 000
79 200 000
286 364 100
1 403 875 666
14 439 375
114 237 363
1 818 916 504
1,40
2 135 716 504
Denmark
p.m.
372 700 000
372 700 000
93 175 000
371 044 800
2 113 421 758
– 124 596 247
171 975 150
2 531 845 461
1,96
2 904 545 461
Germany
p.m.
4 257 000 000
4 257 000 000
1 064 250 000
2 265 260 250
23 928 346 533
246 111 806
335 429 452
26 775 148 041
20,68
31 032 148 041
Estonia
p.m.
36 900 000
36 900 000
9 225 000
41 157 900
182 602 764
1 878 136
14 858 907
240 497 707
0,19
277 397 707
Ireland
p.m.
333 400 000
333 400 000
83 350 000
288 273 000
1 811 923 115
18 636 293
147 441 346
2 266 273 754
1,75
2 599 673 754
Greece
p.m.
193 100 000
193 100 000
48 275 000
229 944 000
1 284 230 869
13 208 785
104 501 525
1 631 885 179
1,26
1 824 985 179
Spain
p.m.
1 660 500 000
1 660 500 000
415 125 000
1 770 695 700
8 444 465 768
86 854 423
687 150 240
10 989 166 131
8,49
12 649 666 131
France
p.m.
1 823 600 000
1 823 600 000
455 900 000
3 427 327 200
16 518 582 480
169 899 670
1 344 164 122
21 459 973 472
16,57
23 283 573 472
Croatia
p.m.
41 300 000
41 300 000
10 325 000
82 688 850
358 686 487
3 689 222
29 187 341
474 251 900
0,37
515 551 900
Italy
p.m.
1 998 200 000
1 998 200 000
499 550 000
2 213 768 700
11 933 722 664
122 742 708
971 081 015
15 241 315 087
11,77
17 239 515 087
Cyprus
p.m.
27 100 000
27 100 000
6 775 000
32 934 900
142 864 529
1 469 414
11 625 294
188 894 137
0,15
215 994 137
Latvia
p.m.
47 000 000
47 000 000
11 750 000
38 331 000
213 917 454
2 200 219
17 407 073
271 855 746
0,21
318 855 746
Lithuania
p.m.
108 500 000
108 500 000
27 125 000
60 340 800
314 681 173
3 236 611
25 606 504
403 865 088
0,31
512 365 088
Luxembourg
p.m.
16 800 000
16 800 000
4 200 000
66 411 900
288 080 571
2 963 014
23 441 937
380 897 422
0,29
397 697 422
Hungary
p.m.
223 900 000
223 900 000
55 975 000
183 783 600
935 556 207
9 622 538
76 128 874
1 205 091 219
0,93
1 428 991 219
Malta
p.m.
14 700 000
14 700 000
3 675 000
19 912 500
86 376 152
888 410
7 028 674
114 205 736
0,09
128 905 736
Netherlands
p.m.
2 758 500 000
2 758 500 000
689 625 000
515 516 250
5 402 019 857
– 726 759 996
75 725 942
5 266 502 053
4,07
8 025 002 053
Austria
p.m.
222 900 000
222 900 000
55 725 000
560 253 300
2 688 325 810
27 650 415
37 685 164
3 313 914 689
2,56
3 536 814 689
Poland
p.m.
844 800 000
844 800 000
211 200 000
799 446 600
3 486 287 247
35 857 741
283 689 127
4 605 280 715
3,56
5 450 080 715
Portugal
p.m.
199 900 000
199 900 000
49 975 000
315 889 950
1 370 262 818
14 093 655
111 502 190
1 811 748 613
1,40
2 011 648 613
Romania
p.m.
206 000 000
206 000 000
51 500 000
241 473 900
1 474 514 767
15 165 924
119 985 468
1 851 140 059
1,43
2 057 140 059
Slovenia
p.m.
90 700 000
90 700 000
22 675 000
70 831 200
330 322 576
3 397 489
26 879 289
431 430 554
0,33
522 130 554
Slovakia
p.m.
107 700 000
107 700 000
26 925 000
109 022 700
650 387 374
6 689 472
52 923 874
819 023 420
0,63
926 723 420
Finland
p.m.
163 500 000
163 500 000
40 875 000
315 389 100
1 618 283 073
16 644 634
131 684 305
2 082 001 112
1,61
2 245 501 112
Sweden
p.m.
538 600 000
538 600 000
134 650 000
315 379 950
3 180 555 360
– 175 530 742
44 585 277
3 364 989 845
2,60
3 903 589 845
United Kingdom
p.m.
3 174 500 000
3 174 500 000
793 625 000
3 616 100 700
16 828 602 919
173 088 343
–5 254 368 981
15 363 422 981
11,87
18 537 922 981
Total
p.m.
22 156 900 000
22 156 900 000
5 539 225 000
18 945 245 250
110 535 610 606
0
0
129 480 855 856
100,00
151 637 755 856
B.   
GENERAL STATEMENT OF REVENUE BY BUDGET HEADING
Title
Heading
Financial year 2020
Financial year 2019
Financial year 2018
1
OWN RESOURCES
151 637 755 856
144 795 111 073
142 329 649 983,12
3
SURPLUSES, BALANCES AND ADJUSTMENTS
p.m.
1 802 988 329
581 255 380,84
4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
1 651 322 700
1 606 517 342
1 541 840 700,56
5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS
15 050 000
25 050 050
563 311 017,99
6
CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES
130 000 000
130 000 000
12 776 501 236,98
7
DEFAULT INTEREST AND FINES
115 000 000
115 000 000
1 473 392 570,13
8
BORROWING AND LENDING OPERATIONS
2 076 361
2 823 744
39 035 856,12
9
MISCELLANEOUS REVENUE
15 001 000
15 001 000
13 148 608,78
GRAND TOTAL
153 566 205 917
148 492 491 538
159 318 135 354,52
TITLE 1
OWN RESOURCES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 1 1
1 1 0
Production levies related to the marketing year 2005/2006 and previous years
p.m.
p.m.
–86 723 866,75
1 1 1
Sugar storage levies
p.m.
p.m.
5 494,96
1 1 3
Charges levied on non-exported C sugar, C isoglucose and C inulin syrup production, and on substituted C sugar and C isoglucose
p.m.
p.m.
0 ,—
1 1 7
Production charge
p.m.
p.m.
1 619 731,44
1 1 8
One-off amounts on additional sugar quotas and supplementary isoglucose quotas
p.m.
p.m.
0 ,—
1 1 9
Surplus amount
p.m.
p.m.
27 645,41
CHAPTER 1 1 — TOTAL
p.m.
p.m.
–85 070 994,94
CHAPTER 1 2
1 2 0
Customs duties and other duties referred to in point (a) of Article 2(1) of Decision 2014/335/EU, Euratom
22 156 900 000
21 471 164 786
20 316 700 931,74
91,69
CHAPTER 1 2 — TOTAL
22 156 900 000
21 471 164 786
20 316 700 931,74
91,69
CHAPTER 1 3
1 3 0
Own resources accruing from value added tax pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom
18 945 245 250
17 738 667 150
17 132 576 158,56
90,43
CHAPTER 1 3 — TOTAL
18 945 245 250
17 738 667 150
17 132 576 158,56
90,43
CHAPTER 1 4
1 4 0
Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom
110 535 610 606
105 585 279 137
104 978 526 256,90
94,97
CHAPTER 1 4 — TOTAL
110 535 610 606
105 585 279 137
104 978 526 256,90
94,97
CHAPTER 1 5
1 5 0
Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2014/335/EU, Euratom
0 ,—
0 ,—
–18 997 427,66
CHAPTER 1 5 — TOTAL
0 ,—
0 ,—
–18 997 427,66
CHAPTER 1 6
1 6 0
Gross reduction in the annual GNI-based contribution granted to certain Member States pursuant to Article 2(5) of Decision 2014/335/EU, Euratom
0 ,—
0 ,—
5 915 058,52
CHAPTER 1 6 — TOTAL
0 ,—
0 ,—
5 915 058,52
Title 1 — Total
151 637 755 856
144 795 111 073
142 329 649 983,12
93,86
CHAPTER 1 1 —
LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM)
CHAPTER 1 2 —
CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM
CHAPTER 1 3 —
OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO POINT (B) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM
CHAPTER 1 4 —
OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM
CHAPTER 1 5 —
CORRECTION OF BUDGETARY IMBALANCES
CHAPTER 1 6 —
GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES
CHAPTER 1 1 —
   
LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM)
1 1 0
Production levies related to the marketing year 2005/2006 and previous years
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
–86 723 866,75
Remarks
The common organisation of the market in the sugar sector provided that sugar, isoglucose and inulin syrup producers had to pay basic and B production levies. These levies were intended to cover market support expenditure. At present amounts entered under this article are a consequence of the revision of past established levies. Levies for the marketing year 2007/2008 till the marketing year 2016/2017 are entered under Article 1 1 7 of this chapter as a ‘production charge’.
Figures are net of collection costs.
Legal basis
Council Regulation (EC) No 1260/2001 of 19 June 2001 on the common organisation of the markets in the sugar sector (
OJ L 178, 30.6.2001, p. 1
).
Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (
OJ L 163, 23.6.2007, p. 17
), and in particular point (a) of Article 2(1) thereof.
Council Regulation (EU) No 1360/2013 of 2 December 2013 fixing the production levies in the sugar sector for the 2001/2002, 2002/2003, 2003/2004, 2004/2005 and 2005/2006 marketing years, the coefficient required for calculating the additional levy for the 2001/2002 and 2004/2005 marketing years and the amount to be paid by sugar manufacturers to beet sellers in respect of the difference between the maximum levy and the levy to be charged for the 2002/2003, 2003/2004 and 2005/2006 marketing years (
OJ L 343, 19.12.2013, p. 2
).
Council Regulation (EU) 2018/264 of 19 February 2018 fixing the production levies and the coefficient for calculating the additional levy in the sugar sector for the 1999/2000 marketing year and fixing the production levies in the sugar sector for the 2000/2001 marketing year (
OJ L 51, 23.2.2018, p. 1
).
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
–5 623 703,01
Bulgaria
—
—
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
–3 384 346,04
Germany
p.m.
p.m.
–28 472 802,71
Estonia
—
—
0 ,—
Ireland
p.m.
p.m.
– 746 748,00
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
–26 992 884,59
Croatia
—
—
0 ,—
Italy
p.m.
p.m.
–8 358 272,98
Cyprus
—
—
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
—
—
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
—
—
0 ,—
Netherlands
p.m.
p.m.
–6 459 002,52
Austria
p.m.
p.m.
–2 531 220,10
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
—
—
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
– 465 727,09
Sweden
p.m.
p.m.
– 767 873,92
United Kingdom
p.m.
p.m.
–2 921 285,79
Article 1 1 0 — Total
p.m.
p.m.
–86 723 866,75
1 1 1
Sugar storage levies
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
5 494,96
Remarks
This article is intended to record revenue from the outstanding sugar storage levies as Council Regulation (EC) No 1260/2001 of 19 June 2001 on the common organisation of the markets in the sugar sector (
OJ L 178, 30.6.2001, p. 1
) abolished the storage levy.
It also covers the outstanding amounts due pursuant to Article 5 of Commission Regulation (EEC) No 65/82 of 13 January 1982 laying down detailed rules for carrying forward sugar to the following marketing year (
OJ L 9, 14.1.1982, p. 14
) when the obligation to store sugar carried forward is not complied with, and the amounts due in accordance with Council Regulation (EEC) No 1789/81 of 30 June 1981 laying down general rules concerning the system of minimum stocks in the sugar sector (
OJ L 177, 1.7.1981, p. 39
) when the general rules concerning the system of minimum stocks in the sugar sector are not complied with.
This article is also intended for the recording of income charged by new Member States in the event of non-elimination of sugar stocks considered surplus within the meaning of Commission Regulations laying down transitional measures in the sugar sector by reason of the accession.
Figures are net of collection costs.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular point (a) of Article 2(1) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
0 ,—
Bulgaria
p.m.
p.m.
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
0 ,—
Estonia
p.m.
p.m.
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
0 ,—
Croatia
p.m.
p.m.
0 ,—
Italy
p.m.
p.m.
0 ,—
Cyprus
p.m.
p.m.
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
—
—
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
p.m.
p.m.
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
p.m.
p.m.
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
5 494,96
Article 1 1 1 —Total
p.m.
p.m.
5 494,96
1 1 3
Charges levied on non-exported C sugar, C isoglucose and C inulin syrup production, and on substituted C sugar and C isoglucose
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Amounts corresponding to charges levied on non-exported C sugar, C isoglucose and C inulin syrup production. They comprise as well the charges levied on substituted C sugar and C isoglucose.
Any incoming revenue under this article would only concern possible regularisations of certain files, for which estimates are not possible in advance.
Figures are net of collection costs.
Legal basis
Commission Regulation (EEC) No 2670/81 of 14 September 1981 laying down detailed implementing rules in respect of sugar production in excess of the quota (
OJ L 262, 16.9.1981, p. 14
).
Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (
OJ L 163, 23.6.2007, p. 17
), and in particular point (a) of Article 2(1) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
0 ,—
Bulgaria
—
—
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
0 ,—
Estonia
—
—
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
0 ,—
Croatia
—
—
0 ,—
Italy
p.m.
p.m.
0 ,—
Cyprus
—
—
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
—
—
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
—
—
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
—
—
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
0 ,—
Article 1 1 3 — Total
p.m.
p.m.
0 ,—
1 1 7
Production charge
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 619 731,44
Remarks
This article is intended to record revenue from the production charge levied on undertakings producing sugar, isoglucose or inulin syrup in accordance with Article 128 of Regulation (EU) No 1308/2013.
The production charge was collected and declared by Member States for the last time under the general budget of the Union for 2017 following the end of the sugar quota system in marketing year 2016/2017 on 30 September 2017. Any incoming revenue under this article would only concern possible regularisations of certain files, for which estimates are not possible in advance.
Figures are net of collection costs.
Legal basis
Council Regulation (EC) No 318/2006 of 20 February 2006 on the common organisation of the markets in the sugar sector (
OJ L 58, 28.2.2006, p. 1
), and in particular Article 16 thereof.
Commission Regulation (EC) No 952/2006 of 29 June 2006 laying down detailed rules for the application of Council Regulation (EC) No 318/2006 as regards the management of the Community market in sugar and the quota system (
OJ L 178, 1.7.2006, p. 39
).
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
), and in particular Article 51 thereof.
Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (
OJ L 347, 20.12.2013, p. 671
), and in particular Article 128 thereof.
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular point (a) of Article 2(1) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
0 ,—
Bulgaria
p.m.
p.m.
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
0 ,—
Estonia
—
—
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
0 ,—
Croatia
p.m.
p.m.
0 ,—
Italy
p.m.
p.m.
1 619 731,44
Cyprus
—
—
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
—
—
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
—
—
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
p.m.
p.m.
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
0 ,—
Article 1 1 7 — Total
p.m.
p.m.
1 619 731,44
1 1 8
One-off amounts on additional sugar quotas and supplementary isoglucose quotas
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
A one-off amount is levied on additional sugar quotas or supplementary isoglucose quotas which have been allocated to undertakings in accordance with Article 58 of Regulation (EC) No 1234/2007.
Any incoming revenue under this article would only concern possible regularisations of certain files, for which estimates are not possible in advance.
Figures are net of collection costs.
Legal basis
Council Regulation (EC) No 318/2006 of 20 February 2006 on the common organisation of the markets in the sugar sector (
OJ L 58, 28.2.2006, p. 1
), and in particular Article 8 and Article 9(2) and (3) thereof.
Commission Regulation (EC) No 952/2006 of 29 June 2006 laying down detailed rules for the application of Council Regulation (EC) No 318/2006 as regards the management of the Community market in sugar and the quota system (
OJ L 178, 1.7.2006, p. 39
).
Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (
OJ L 163, 23.6.2007, p. 17
), and in particular point (a) of Article 2(1) thereof.
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
0 ,—
Bulgaria
p.m.
p.m.
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
0 ,—
Estonia
—
—
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
0 ,—
Croatia
—
—
0 ,—
Italy
p.m.
p.m.
0 ,—
Cyprus
—
—
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
—
—
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
—
—
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
p.m.
p.m.
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
0 ,—
Article 1 1 8 — Total
p.m.
p.m.
0 ,—
1 1 9
Surplus amount
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
27 645,41
Remarks
This article is intended to record revenue from the surplus amount levied and charged by the Member States to the sugar undertakings concerned located on its territory.
Following the end of the sugar quota system in marketing year 2016/2017 on 30 September 2017, any incoming revenue under this article would only concern possible regularisations of certain files, for which estimates are not possible in advance.
Figures are net of collection costs.
Legal basis
Council Regulation (EC) No 318/2006 of 20 February 2006 on the common organisation of the markets in the sugar sector (
OJ L 58, 28.2.2006, p. 1
), and in particular Article 15 thereof.
Commission Regulation (EC) No 967/2006 of 29 June 2006 laying down detailed rules for the application of Council Regulation (EC) No 318/2006 as regards sugar production in excess of the quota (
OJ L 176, 30.6.2006, p. 22
).
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
), and in particular Article 64 thereof.
Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (
OJ L 347, 20.12.2013, p. 671
), and in particular Article 142 thereof.
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular point (a) of Article 2(1) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
3 444,31
Bulgaria
p.m.
p.m.
0 ,—
Czechia
p.m.
p.m.
41,62
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
1 644,40
Estonia
—
—
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
21 720,00
Croatia
p.m.
p.m.
0 ,—
Italy
p.m.
p.m.
0 ,—
Cyprus
—
—
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
—
—
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
—
—
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
795,08
Portugal
p.m.
p.m.
0 ,—
Romania
p.m.
p.m.
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
0 ,—
Article 1 1 9 — Total
p.m.
p.m.
27 645,41
CHAPTER 1 2 —
   
CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM
1 2 0
Customs duties and other duties referred to in point (a) of Article 2(1) of Decision 2014/335/EU, Euratom
Financial year 2020
Financial year 2019
Financial year 2018
22 156 900 000
21 471 164 786
20 316 700 931,74
Remarks
The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community (ECSC Treaty).
Figures are net of collection costs.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular point (a) of Article 2(1) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
2 264 600 000
2 231 751 142
2 089 748 661,72
Bulgaria
113 700 000
85 589 891
96 437 053,36
Czechia
316 800 000
282 787 246
266 635 591,53
Denmark
372 700 000
360 488 843
340 871 847,37
Germany
4 257 000 000
4 316 437 269
4 028 258 529,80
Estonia
36 900 000
32 355 040
32 993 665,82
Ireland
333 400 000
304 670 375
285 867 961,48
Greece
193 100 000
171 054 793
180 230 724,50
Spain
1 660 500 000
1 628 890 605
1 528 095 335,89
France
1 823 600 000
1 685 105 856
1 673 926 579,16
Croatia
41 300 000
46 087 877
36 681 641,86
Italy
1 998 200 000
1 930 311 295
1 823 728 190,74
Cyprus
27 100 000
23 314 503
23 063 213,09
Latvia
47 000 000
36 460 118
42 650 163,71
Lithuania
108 500 000
85 705 837
91 281 458,60
Luxembourg
16 800 000
23 145 219
20 100 606,09
Hungary
223 900 000
158 338 358
193 089 026,94
Malta
14 700 000
12 601 119
12 852 745,29
Netherlands
2 758 500 000
2 634 190 508
2 509 406 598,72
Austria
222 900 000
225 447 080
212 204 837,42
Poland
844 800 000
718 731 428
734 986 793,97
Portugal
199 900 000
169 070 922
175 893 570,10
Romania
206 000 000
172 620 830
175 824 560,89
Slovenia
90 700 000
70 154 687
70 394 456,79
Slovakia
107 700 000
96 311 277
93 381 712,18
Finland
163 500 000
148 161 643
138 664 834,93
Sweden
538 600 000
545 422 296
494 868 944,10
United Kingdom
3 174 500 000
3 275 958 729
2 944 561 625,69
Article 1 2 0 — Total
22 156 900 000
21 471 164 786
20 316 700 931,74
CHAPTER 1 3 —
   
OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO POINT (B) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM
1 3 0
Own resources accruing from value added tax pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom
Financial year 2020
Financial year 2019
Financial year 2018
18 945 245 250
17 738 667 150
17 132 576 158,56
Remarks
The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined in accordance with Union rules is fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each Member State. For the period 2014-2020 only, the rate of call of the VAT-based own resource for Germany, the Netherlands and Sweden shall be fixed at 0,15 %.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular point (b) of Article 2(1) and Article 2(4) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
619 435 500
596 875 500
577 260 600,00
Bulgaria
88 266 900
81 719 400
76 562 700,00
Czechia
286 364 100
263 196 600
248 880 328,42
Denmark
371 044 800
355 763 400
341 386 661,14
Germany
2 265 260 250
2 180 437 350
2 091 674 850,00
Estonia
41 157 900
38 415 900
36 316 200,00
Ireland
288 273 000
274 269 900
259 996 800,00
Greece
229 944 000
222 417 000
216 643 200,00
Spain
1 770 695 700
1 608 243 900
1 561 296 300,00
France
3 427 327 200
3 255 672 300
3 159 437 400,00
Croatia
82 688 850
78 574 650
75 393 535,57
Italy
2 213 768 700
2 116 640 700
2 059 044 000,00
Cyprus
32 934 900
31 201 350
29 749 050,00
Latvia
38 331 000
37 007 700
34 463 700,00
Lithuania
60 340 800
55 587 300
52 542 000,00
Luxembourg
66 411 900
61 691 850
58 756 950,00
Hungary
183 783 600
169 690 500
155 850 376,08
Malta
19 912 500
18 154 050
16 964 850,00
Netherlands
515 516 250
488 400 750
467 872 500,00
Austria
560 253 300
530 600 100
513 051 600,00
Poland
799 446 600
642 540 900
609 823 889,41
Portugal
315 889 950
302 068 800
292 395 300,00
Romania
241 473 900
235 882 500
219 617 730,80
Slovenia
70 831 200
66 093 300
62 349 300,00
Slovakia
109 022 700
96 972 600
92 256 000,00
Finland
315 389 100
304 539 300
296 342 400,00
Sweden
315 379 950
310 172 550
309 785 043,00
United Kingdom
3 616 100 700
3 315 837 000
3 216 862 894,14
Article 1 3 0 — Total
18 945 245 250
17 738 667 150
17 132 576 158,56
CHAPTER 1 4 —
   
OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM
1 4 0
Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom
Financial year 2020
Financial year 2019
Financial year 2018
110 535 610 606
105 585 279 137
104 978 526 256,90
Remarks
The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the Union is always balanced 
ex ante
.
The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.
The rate to be applied to the Member States’ gross national income for financial 2020 year is 0,6507 %.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular point (c) of Article 2(1) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
3 141 899 836
3 004 220 539
2 997 541 076,00
Bulgaria
402 814 779
359 897 893
350 519 667,01
Czechia
1 403 875 666
1 325 819 482
1 300 542 858,61
Denmark
2 113 421 758
2 024 061 148
2 012 287 067,74
Germany
23 928 346 533
23 101 076 889
22 920 282 521,00
Estonia
182 602 764
165 013 924
160 539 106,00
Ireland
1 811 923 115
1 717 538 481
1 689 501 362,00
Greece
1 284 230 869
1 223 067 453
1 216 146 546,00
Spain
8 444 465 768
8 078 991 279
8 021 346 698,00
France
16 518 582 480
15 960 762 323
15 959 932 571,00
Croatia
358 686 487
336 303 472
332 990 224,21
Italy
11 933 722 664
11 719 616 597
11 761 304 538,00
Cyprus
142 864 529
133 543 355
131 388 481,00
Latvia
213 917 454
194 440 342
188 579 407,00
Lithuania
314 681 173
287 517 958
282 202 320,00
Luxembourg
288 080 571
264 044 235
259 503 628,00
Hungary
935 556 207
865 391 549
818 831 957,49
Malta
86 376 152
77 700 251
74 926 287,00
Netherlands
5 402 019 857
5 152 885 086
5 066 066 145,00
Austria
2 688 325 810
2 581 373 803
2 564 145 312,00
Poland
3 486 287 247
3 230 634 784
3 161 554 667,28
Portugal
1 370 262 818
1 305 229 657
1 299 512 218,00
Romania
1 474 514 767
1 363 645 285
1 306 107 081,93
Slovenia
330 322 576
311 010 300
301 415 021,00
Slovakia
650 387 374
610 103 013
591 035 176,00
Finland
1 618 283 073
1 567 546 892
1 554 830 935,00
Sweden
3 180 555 360
3 088 347 928
3 173 026 485,84
United Kingdom
16 828 602 919
15 535 495 219
15 482 466 898,79
Article 1 4 0 — Total
110 535 610 606
105 585 279 137
104 978 526 256,90
CHAPTER 1 5 —
   
CORRECTION OF BUDGETARY IMBALANCES
1 5 0
Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2014/335/EU, Euratom
Financial year 2020
Financial year 2019
Financial year 2018
0 ,—
0 ,—
–18 997 427,66
Remarks
The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce the UK budgetary imbalance through a reduction in its payments to the Union.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular Articles 4 and 5 thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
255 665 342
243 566 504
239 806 867,00
Bulgaria
32 778 186
29 178 641
28 041 992,00
Czechia
114 237 363
107 490 516
104 068 487,18
Denmark
171 975 150
164 100 302
161 002 479,84
Germany
335 429 452
322 179 902
315 179 541,00
Estonia
14 858 907
13 378 467
12 843 320,00
Ireland
147 441 346
139 249 046
135 162 127,00
Greece
104 501 525
99 159 919
97 293 176,00
Spain
687 150 240
655 002 400
641 717 317,00
France
1 344 164 122
1 294 015 214
1 276 813 669,00
Croatia
29 187 341
27 265 728
26 636 917,52
Italy
971 081 015
950 165 278
940 918 412,00
Cyprus
11 625 294
10 826 997
10 511 235,00
Latvia
17 407 073
15 764 207
15 086 578,00
Lithuania
25 606 504
23 310 454
22 576 523,00
Luxembourg
23 441 937
21 407 327
20 760 600,00
Hungary
76 128 874
70 161 425
65 534 948,65
Malta
7 028 674
6 299 530
5 994 192,00
Netherlands
75 725 942
71 864 875
69 664 080,00
Austria
37 685 164
36 001 212
35 259 868,00
Poland
283 689 127
261 922 988
253 078 326,46
Portugal
111 502 190
105 821 201
103 962 530,00
Romania
119 985 468
110 557 235
104 503 004,56
Slovenia
26 879 289
25 215 090
24 113 562,00
Slovakia
52 923 874
49 463 964
47 283 520,00
Finland
131 684 305
127 088 512
124 388 332,00
Sweden
44 585 277
43 071 742
43 643 923,26
United Kingdom
–5 254 368 981
–5 023 528 676
–4 944 842 956,13
Article 1 5 0 — Total
0
0
–18 997 427,66
CHAPTER 1 6 —
   
GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES
1 6 0
Gross reduction in the annual GNI-based contribution granted to certain Member States pursuant to Article 2(5) of Decision 2014/335/EU, Euratom
Financial year 2020
Financial year 2019
Financial year 2018
0 ,—
0 ,—
5 915 058,52
Remarks
This article is intended to record reductions in the annual GNI contributions of certain Member States in accordance with Council Decision 2014/335/EU, Euratom.
Legal basis
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 10a(6) thereof.
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular Article 2(5) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
32 315 590
31 777 303
31 354 572,00
Bulgaria
4 143 098
3 806 839
3 666 470,00
Czechia
14 439 375
14 023 927
13 605 568,38
Denmark
– 124 596 247
– 122 341 288
– 120 392 982,93
Germany
246 111 806
244 352 877
239 748 388,00
Estonia
1 878 136
1 745 444
1 679 255,00
Ireland
18 636 293
18 167 355
17 672 349,00
Greece
13 208 785
12 937 061
12 721 011,00
Spain
86 854 423
85 455 962
83 904 068,00
France
169 899 670
168 825 817
166 942 450,00
Croatia
3 689 222
3 557 268
3 482 939,10
Italy
122 742 708
123 964 872
123 024 391,00
Cyprus
1 469 414
1 412 562
1 374 336,00
Latvia
2 200 219
2 056 703
1 972 559,00
Lithuania
3 236 611
3 041 237
2 951 864,00
Luxembourg
2 963 014
2 792 942
2 714 433,00
Hungary
9 622 538
9 153 725
8 566 889,48
Malta
888 410
821 879
783 736,00
Netherlands
– 726 759 996
– 714 009 525
– 703 806 977,00
Austria
27 650 415
27 304 620
26 821 210,00
Poland
35 857 741
34 172 212
33 080 813,22
Portugal
14 093 655
13 806 137
13 593 024,00
Romania
15 165 924
14 424 031
13 663 069,42
Slovenia
3 397 489
3 289 728
3 152 830,00
Slovakia
6 689 472
6 453 397
6 182 286,00
Finland
16 644 634
16 580 811
16 263 683,00
Sweden
– 175 530 742
– 171 901 428
– 160 839 161,53
United Kingdom
173 088 343
164 327 532
162 031 985,38
Article 1 6 0 — Total
0
0
5 915 058,52
TITLE 3
SURPLUSES, BALANCES AND ADJUSTMENTS
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 3 0
3 0 0
Surplus available from the preceding financial year
p.m.
1 802 988 329
555 542 325,09
3 0 2
Repayment to the budget of the surplus from the Guarantee Fund for external actions
p.m.
p.m.
0 ,—
CHAPTER 3 0 — TOTAL
p.m.
1 802 988 329
555 542 325,09
CHAPTER 3 1
3 1 0
Application for 1995 and subsequent financial years of Article 10b of Regulation (EU, Euratom) No 609/2014
3 1 0 3
Application for 1995 and subsequent years of Article 10b of Regulation (EU, Euratom) No 609/2014
p.m.
p.m.
492 239 672,72
Article 3 1 0 — Total
p.m.
p.m.
492 239 672,72
CHAPTER 3 1 — TOTAL
p.m.
p.m.
492 239 672,72
CHAPTER 3 2
3 2 0
Application for 1995 and subsequent financial years of Article 10b of Regulation (EU, Euratom) No 609/2014
3 2 0 3
Application for 1995 and subsequent financial years of Article 10b of Regulation (EU, Euratom) No 609/2014
p.m.
p.m.
801 486 221,54
Article 3 2 0 — Total
p.m.
p.m.
801 486 221,54
CHAPTER 3 2 — TOTAL
p.m.
p.m.
801 486 221,54
CHAPTER 3 3
3 3 0
Netting of adjustments to the VAT and GNI-based own resources for previous financial years
p.m.
p.m.
–1 291 955 790,55
CHAPTER 3 3 — TOTAL
p.m.
p.m.
–1 291 955 790,55
CHAPTER 3 4
3 4 0
Adjustment for the impact of the non-participation of certain Member States in certain policies in the area of freedom, security and justice
p.m.
p.m.
4 000 940,85
CHAPTER 3 4 — TOTAL
p.m.
p.m.
4 000 940,85
CHAPTER 3 5
3 5 0
Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom
3 5 0 4
Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom
p.m.
p.m.
19 942 011,19
Article 3 5 0 — Total
p.m.
p.m.
19 942 011,19
CHAPTER 3 5 — TOTAL
p.m.
p.m.
19 942 011,19
CHAPTER 3 6
3 6 0
Result of intermediate updates of the calculation of the financing of the correction of budgetary imbalances for the United Kingdom
3 6 0 4
Result of intermediate updates of the calculation of the financing of the correction of budgetary imbalances for the United Kingdom
p.m.
p.m.
0 ,—
Article 3 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 3 6 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 3 7
3 7 0
Adjustment relating to the implementation of own resources decisions
p.m.
p.m.
0 ,—
CHAPTER 3 7 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 3 8
3 8 0
Adjustment relating to the implementation of the contingency framework
p.m.
CHAPTER 3 8 — TOTAL
p.m.
Title 3 — Total
p.m.
1 802 988 329
581 255 380,84
CHAPTER 3 0 —
SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR
CHAPTER 3 1 —
BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) NO 609/2014
CHAPTER 3 2 —
BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) NO 609/2014
CHAPTER 3 3 —
NETTING OF ADJUSTMENTS TO THE VAT AND GNI-BASED OWN RESOURCES FOR PREVIOUS FINANCIAL YEARS
CHAPTER 3 4 —
ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE
CHAPTER 3 5 —
RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM
CHAPTER 3 6 —
RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM
CHAPTER 3 7 —
ADJUSTMENT RELATING TO THE IMPLEMENTATION OF OWN RESOURCES DECISIONS
CHAPTER 3 8 —
ADJUSTMENT RELATING TO THE IMPLEMENTATION OF THE CONTINGENCY FRAMEWORK
CHAPTER 3 0 —
   
SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR
3 0 0
Surplus available from the preceding financial year
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
1 802 988 329
555 542 325,09
Remarks
In accordance with Article 18 of the Financial Regulation, the balance from each financial year, whether surplus or deficit, is entered as revenue or expenditure in the budget of the subsequent financial year.
The relevant estimates of such revenue or expenditure are entered in the budget during the budgetary procedure and, where appropriate, in a letter of amendment submitted pursuant to Article 39 of the Financial Regulation. They are drawn up in accordance with the principles set out in Article 1(1) of Regulation (EU, Euratom) No 608/2014.
After the closure of the accounts for each financial year, any discrepancy in relation to the estimates is entered in the budget for the following financial year through an amending budget that must be presented by the Commission within 15 days following the submission of the provisional accounts.
A deficit is entered in Article 27 02 01 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Council Regulation (EU, Euratom) No 608/2014 of 26 May 2014 laying down implementing measures for the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 29
).
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
).
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular Article 7 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
) and in particular Article 18 thereof.
3 0 2
Repayment to the budget of the surplus from the Guarantee Fund for external actions
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to receive, once the target amount has been reached, any surplus in the Guarantee Fund for external actions in accordance with Articles 3 and 4 of Regulation (EC, Euratom) No 480/2009.
Legal basis
Council Regulation (EC, Euratom) No 480/2009 of 25 May 2009 establishing a Guarantee Fund for external actions (
OJ L 145, 10.6.2009, p. 10
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 3 1 —
   
BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) NO 609/2014
3 1 0
Application for 1995 and subsequent financial years of Article 10b of Regulation (EU, Euratom) No 609/2014
3 1 0 3
Application for 1995 and subsequent years of Article 10b of Regulation (EU, Euratom) No 609/2014
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
492 239 672,72
Remarks
Under Article 7(1) of Regulation (EEC, Euratom) No 1553/89, Member States are to send the Commission a statement of the total amount of the VAT resources base for the previous calendar year before 31 July.
Each Member State is debited with an amount calculated on the basis of that statement in accordance with Union rules and credited with the 12 payments actually made during the previous financial year.
Any corrections to the abovementioned statements resulting from Commission controls in accordance with Article 9 of Regulation (EEC, Euratom) No 1553/89 or/and any changes to the GNI of previous financial years that have an effect on the capping of the ‘VAT’ base will lead to adjustments of the ‘VAT’ balances.
The Commission shall inform the Member States of the amounts resulting from this calculation before 1 February of the year following that in which the data for the adjustments was supplied.
Legal basis
Council Regulation (EEC, Euratom) No 1553/89 of 29 May 1989 on the definitive uniform arrangements for the collection of own resources accruing from value added tax (
OJ L 155, 7.6.1989, p. 9
).
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 10b thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
12 325 411,16
Bulgaria
p.m.
p.m.
2 318 715,15
Czechia
p.m.
p.m.
5 121 724,63
Denmark
p.m.
p.m.
4 541 307,56
Germany
p.m.
p.m.
–6 570 042,92
Estonia
p.m.
p.m.
135 097,73
Ireland
p.m.
p.m.
–9 945 731,76
Greece
p.m.
p.m.
–53 431 664,47
Spain
p.m.
p.m.
67 708 021,71
France
p.m.
p.m.
58 704 487,60
Croatia
p.m.
p.m.
2 751 504,97
Italy
p.m.
p.m.
262 796 587,94
Cyprus
p.m.
p.m.
1 486 200,00
Latvia
p.m.
p.m.
1 824 021,61
Lithuania
p.m.
p.m.
1 132 072,28
Luxembourg
p.m.
p.m.
3 283 200,00
Hungary
p.m.
p.m.
–1 772 539,93
Malta
p.m.
p.m.
813 600,00
Netherlands
p.m.
p.m.
17 273 955,32
Austria
p.m.
p.m.
5 241 651,70
Poland
p.m.
p.m.
–21 721 719,75
Portugal
p.m.
p.m.
9 105 117,95
Romania
p.m.
p.m.
19 504 139,17
Slovenia
p.m.
p.m.
1 367 497,94
Slovakia
p.m.
p.m.
4 191 152,49
Finland
p.m.
p.m.
5 123 419,20
Sweden
p.m.
p.m.
6 845 265,79
United Kingdom
p.m.
p.m.
92 087 219,65
Item 3 1 0 3 — Total
p.m.
p.m.
492 239 672,72
CHAPTER 3 2 —
   
BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) NO 609/2014
3 2 0
Application for 1995 and subsequent financial years of Article 10b of Regulation (EU, Euratom) No 609/2014
3 2 0 3
Application for 1995 and subsequent financial years of Article 10b of Regulation (EU, Euratom) No 609/2014
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
801 486 221,54
Remarks
On the basis of figures for aggregate gross national income and its components from the preceding year, supplied by the Member States in accordance with Article 2(2) of Regulation (EC, Euratom) No 1287/2003, each Member State shall be debited with an amount calculated in accordance with Union rules and credited with the 12 payments made during that previous financial year.
Any changes to the gross national product/gross national income of previous financial years pursuant to Article 2(2) of Regulation (EC, Euratom) No 1287/2003, subject to Articles 4 and 5 thereof, gives rise for each Member State concerned to an adjustment to the balance established pursuant to Article 10b(4) of Regulation (EU, Euratom) No 609/2014.
The Commission shall inform the Member States of the amounts resulting from this calculation before 1 February of the year following that in which the data for the adjustments was supplied.
Legal basis
Regulation (EU) 2019/516 of the European Parliament and of the Council of 19 March 2019 on the harmonisation of gross national income at market prices and repealing Council Directive 89/130/EEC, Euratom and Council Regulation (EC, Euratom) No 1287/2003 ‘GNI Regulation’ (
OJ L 91, 29.3.2019, p.19
).
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 10b thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
12 194 007,87
Bulgaria
p.m.
p.m.
28 258 107,42
Czechia
p.m.
p.m.
55 500 740,57
Denmark
p.m.
p.m.
176 139 504,58
Germany
p.m.
p.m.
–54 145 899,70
Estonia
p.m.
p.m.
230 903,01
Ireland
p.m.
p.m.
238 711 144,62
Greece
p.m.
p.m.
10 188 039,92
Spain
p.m.
p.m.
17 764 913,77
France
p.m.
p.m.
100 048 394,97
Croatia
p.m.
p.m.
12 161 176,58
Italy
p.m.
p.m.
175 661 391,12
Cyprus
p.m.
p.m.
6 552 195,93
Latvia
p.m.
p.m.
–5 603 911,60
Lithuania
p.m.
p.m.
–3 055 869,29
Luxembourg
p.m.
p.m.
14 328 680,33
Hungary
p.m.
p.m.
36 113 512,89
Malta
p.m.
p.m.
3 538 466,77
Netherlands
p.m.
p.m.
–20 831 704,72
Austria
p.m.
p.m.
158 052 248,30
Poland
p.m.
p.m.
–23 007 790,32
Portugal
p.m.
p.m.
–6 210 967,83
Romania
p.m.
p.m.
3 943 597,66
Slovenia
p.m.
p.m.
–3 539 194,90
Slovakia
p.m.
p.m.
27 093 787,99
Finland
p.m.
p.m.
34 947 368,17
Sweden
p.m.
p.m.
–34 717 852,18
United Kingdom
p.m.
p.m.
– 158 828 770,39
Item 3 2 0 3 — Total
p.m.
p.m.
801 486 221,54
CHAPTER 3 3 —
   
NETTING OF ADJUSTMENTS TO THE VAT AND GNI-BASED OWN RESOURCES FOR PREVIOUS FINANCIAL YEARS
3 3 0
Netting of adjustments to the VAT and GNI-based own resources for previous financial years
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
–1 291 955 790,55
Remarks
Result of the calculation for the netting of adjustments to the VAT and GNI-based resources of previous financial years.
This calculation is the product of multiplying the total amounts of the adjustments referred to in Article 10b(1) to (4) of Regulation (EU, Euratom) No 609/2014, with the exception of particular adjustments pursuant to points (b) and (c) of Article 10b(2) of that Regulation, by the percentage that the GNI of that Member State represents of the GNI of all Member States, as applicable on 15 January to the budget in force for the year following that in which the data for the adjustments was supplied.
The Commission shall inform the Member States of the amounts resulting from this calculation before 1 February of the year following that in which the data for the adjustments was supplied.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
).
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 10b(5) thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
–36 530 447,49
Bulgaria
p.m.
p.m.
–4 134 160,83
Czechia
p.m.
p.m.
–14 540 940,60
Denmark
p.m.
p.m.
–25 026 669,65
Germany
p.m.
p.m.
– 279 023 206,59
Estonia
p.m.
p.m.
–1 894 237,56
Ireland
p.m.
p.m.
–19 956 632,15
Greece
p.m.
p.m.
–15 448 879,93
Spain
p.m.
p.m.
–98 520 281,01
France
p.m.
p.m.
– 196 002 938,55
Croatia
p.m.
p.m.
–3 993 695,63
Italy
p.m.
p.m.
– 143 639 177,56
Cyprus
p.m.
p.m.
–1 522 977,11
Latvia
p.m.
p.m.
–2 295 627,94
Lithuania
p.m.
p.m.
–3 380 937,28
Luxembourg
p.m.
p.m.
–3 239 496,52
Hungary
p.m.
p.m.
–9 878 866,60
Malta
p.m.
p.m.
– 858 526,45
Netherlands
p.m.
p.m.
–60 363 679,26
Austria
p.m.
p.m.
–30 533 360,91
Poland
p.m.
p.m.
–37 207 033,41
Portugal
p.m.
p.m.
–15 871 692,02
Romania
p.m.
p.m.
–15 428 574,41
Slovenia
p.m.
p.m.
–3 523 683,05
Slovakia
p.m.
p.m.
–7 107 108,87
Finland
p.m.
p.m.
–18 618 169,04
Sweden
p.m.
p.m.
–39 655 508,99
United Kingdom
p.m.
p.m.
– 203 759 281,14
Article 3 3 0 — Total
p.m.
p.m.
–1 291 955 790,55
CHAPTER 3 4 —
   
ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE
3 4 0
Adjustment for the impact of the non-participation of certain Member States in certain policies in the area of freedom, security and justice
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
4 000 940,85
Remarks
Article 3 of the Protocol on the position of Denmark and Article 5 of the Protocol on the position of the United Kingdom and Ireland, annexed to the Treaty on European Union (TEU) and the Treaty on the Functioning of the European Union (TFEU), grant full exemption to these Member States from supporting the financial consequences of some specific policies in the area of freedom, security and justice, with the exception of the related administrative costs. They can therefore obtain an adjustment to the own resources paid for each year in which they do not participate.
Each Member State’s contribution to the adjustment mechanism is calculated by applying to the budget expenditure resulting from this operation or policy the scale of the aggregate gross national income and its components from the preceding year, supplied by the Member States in accordance with Article 2(2) of Council Regulation (EC, Euratom) No 1287/2003 of 15 July 2003 on the harmonisation of gross national income at market prices (
OJ L 181, 19.7.2003, p. 1
).
The Commission works out each Member State’s balance and informs it in time for that Member State to enter its balance in the account referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014 on the first working day of December, in accordance with Article 11 of that Regulation.
Legal basis
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 11 thereof.
Protocol on the position of Denmark, annexed to the Treaty on European Union and to the Treaty on the Functioning of the European Union, and in particular Article 3 thereof, and Protocol on the position of the United Kingdom and Ireland in respect of the area of freedom, security and justice, annexed to the Treaty on European Union and to the Treaty on the Functioning of the European Union, and in particular Article 5 thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
4 617 182,87
Bulgaria
p.m.
p.m.
543 866,92
Czechia
p.m.
p.m.
1 894 853,17
Denmark
p.m.
p.m.
–15 336 517,43
Germany
p.m.
p.m.
34 726 260,14
Estonia
p.m.
p.m.
240 528,38
Ireland
p.m.
p.m.
–8 058 566,83
Greece
p.m.
p.m.
1 876 262,75
Spain
p.m.
p.m.
12 105 868,21
France
p.m.
p.m.
24 408 623,04
Croatia
p.m.
p.m.
504 962,93
Italy
p.m.
p.m.
18 024 832,51
Cyprus
p.m.
p.m.
197 811,43
Latvia
p.m.
p.m.
278 953,92
Lithuania
p.m.
p.m.
420 841,55
Luxembourg
p.m.
p.m.
407 312,61
Hungary
p.m.
p.m.
1 183 076,22
Malta
p.m.
p.m.
107 743,17
Netherlands
p.m.
p.m.
7 689 988,10
Austria
p.m.
p.m.
3 833 377,03
Poland
p.m.
p.m.
4 616 138,91
Portugal
p.m.
p.m.
1 978 051,93
Romania
p.m.
p.m.
1 873 824,28
Slovenia
p.m.
p.m.
438 724,27
Slovakia
p.m.
p.m.
864 148,23
Finland
p.m.
p.m.
2 353 402,16
Sweden
p.m.
p.m.
4 677 008,67
United Kingdom
p.m.
p.m.
– 102 467 618,29
Article 3 4 0 — Total
p.m.
p.m.
4 000 940,85
CHAPTER 3 5 —
   
RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM
3 5 0
Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom
3 5 0 4
Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
19 942 011,19
Remarks
Result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom.
The figures for 2018 correspond to the result of the definitive calculation of the financing of the correction of budgetary imbalances for the United Kingdom in respect of the correction for the year 2014.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular Articles 4 and 5 thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
1 189 588,00
Bulgaria
p.m.
p.m.
1 314 590,00
Czechia
p.m.
p.m.
5 052 033,13
Denmark
p.m.
p.m.
6 630 235,23
Germany
p.m.
p.m.
4 827 592,00
Estonia
p.m.
p.m.
79 593,00
Ireland
p.m.
p.m.
17 082 160,00
Greece
p.m.
p.m.
1 707 571,00
Spain
p.m.
p.m.
6 540 304,00
France
p.m.
p.m.
23 264 515,00
Croatia
p.m.
p.m.
849 834,63
Italy
p.m.
p.m.
17 952 849,00
Cyprus
p.m.
p.m.
552 558,00
Latvia
p.m.
p.m.
– 273 682,00
Lithuania
p.m.
p.m.
389 961,00
Luxembourg
p.m.
p.m.
396 101,00
Hungary
p.m.
p.m.
1 397 961,10
Malta
p.m.
p.m.
287 498,00
Netherlands
p.m.
p.m.
1 144 795,00
Austria
p.m.
p.m.
1 225 444,00
Poland
p.m.
p.m.
2 948 723,76
Portugal
p.m.
p.m.
904 421,00
Romania
p.m.
p.m.
928 955,13
Slovenia
p.m.
p.m.
–64 803,00
Slovakia
p.m.
p.m.
1 838 327,00
Finland
p.m.
p.m.
2 716 018,00
Sweden
p.m.
p.m.
722 347,25
United Kingdom
p.m.
p.m.
–81 663 479,04
Item 3 5 0 4 — Total
p.m.
p.m.
19 942 011,19
CHAPTER 3 6 —
   
RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM
3 6 0
Result of intermediate updates of the calculation of the financing of the correction of budgetary imbalances for the United Kingdom
3 6 0 4
Result of intermediate updates of the calculation of the financing of the correction of budgetary imbalances for the United Kingdom
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the difference between previously budgeted and the latest intermediate update of the UK correction before the final calculations are made.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular Articles 4 and 5 thereof.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
0 ,—
Bulgaria
p.m.
p.m.
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
0 ,—
Estonia
p.m.
p.m.
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
0 ,—
Croatia
p.m.
p.m.
0 ,—
Italy
p.m.
p.m.
0 ,—
Cyprus
p.m.
p.m.
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
p.m.
p.m.
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
p.m.
p.m.
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
p.m.
p.m.
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
0 ,—
Item 3 6 0 4 — Total
p.m.
p.m.
0 ,—
CHAPTER 3 7 —
   
ADJUSTMENT RELATING TO THE IMPLEMENTATION OF OWN RESOURCES DECISIONS
3 7 0
Adjustment relating to the implementation of own resources decisions
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Result of the calculation for the retroactive implementation of the Own Resources Decision 2014/335/EU, Euratom.
Legal basis
Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 105
), and in particular Article 11.
Member State
Budget 2020
Budget 2019
Outturn 2018
Belgium
p.m.
p.m.
0 ,—
Bulgaria
p.m.
p.m.
0 ,—
Czechia
p.m.
p.m.
0 ,—
Denmark
p.m.
p.m.
0 ,—
Germany
p.m.
p.m.
0 ,—
Estonia
p.m.
p.m.
0 ,—
Ireland
p.m.
p.m.
0 ,—
Greece
p.m.
p.m.
0 ,—
Spain
p.m.
p.m.
0 ,—
France
p.m.
p.m.
0 ,—
Croatia
p.m.
p.m.
0 ,—
Italy
p.m.
p.m.
0 ,—
Cyprus
p.m.
p.m.
0 ,—
Latvia
p.m.
p.m.
0 ,—
Lithuania
p.m.
p.m.
0 ,—
Luxembourg
p.m.
p.m.
0 ,—
Hungary
p.m.
p.m.
0 ,—
Malta
p.m.
p.m.
0 ,—
Netherlands
p.m.
p.m.
0 ,—
Austria
p.m.
p.m.
0 ,—
Poland
p.m.
p.m.
0 ,—
Portugal
p.m.
p.m.
0 ,—
Romania
p.m.
p.m.
0 ,—
Slovenia
p.m.
p.m.
0 ,—
Slovakia
p.m.
p.m.
0 ,—
Finland
p.m.
p.m.
0 ,—
Sweden
p.m.
p.m.
0 ,—
United Kingdom
p.m.
p.m.
0 ,—
Article 3 7 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 3 8 —
   
ADJUSTMENT RELATING TO THE IMPLEMENTATION OF THE CONTINGENCY FRAMEWORK
3 8 0
Adjustment relating to the implementation of the contingency framework
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
Remarks
New article
This Article is intended to record the contribution of the United Kingdom to the budget 2020 in accordance with Article 2(1) of Regulation (EU, Euratom) 2019/2234.
Legal basis
Council Regulation (EU, Euratom) 2019/2234 of 19 December 2019 on measures concerning the implementation and financing of the general budget of the Union in 2020 in relation to the withdrawal of the United Kingdom from the Union (
OJ L 336, 30.12.2019, p. 1
).
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of Members of the institutions, officials, other servants and persons in receipt of a pension, and members of the governing bodies of the European Investment Bank, the European Central Bank, the European Investment Fund, their staff and persons in receipt of a pension
883 573 834
850 719 607
816 904 596,52
92,45
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institutions, officials and other servants in active employment
p.m.
p.m.
105 895,84
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institutions, officials and other servants in active employment
96 991 725
93 233 406
91 152 356,30
93,98
CHAPTER 4 0 — TOTAL
980 565 559
943 953 013
908 162 848,66
92,62
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
499 822 021
492 600 810
473 594 981,37
94,75
4 1 1
Transfer or purchase of pension rights by staff
118 431 636
120 495 963
107 349 734,18
90,64
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
110 000
110 000
146 584,01
133,26
CHAPTER 4 1 — TOTAL
618 363 657
613 206 773
581 091 299,56
93,97
CHAPTER 4 2
4 2 0
Employer’s contribution by decentralised agencies and international organisations to the pension scheme
52 393 484
49 357 556
52 586 552,34
100,37
4 2 1
Contributions by Members of the European Parliament to the pension scheme
p.m.
p.m.
0 ,—
CHAPTER 4 2 — TOTAL
52 393 484
49 357 556
52 586 552,34
100,37
Title 4 — Total
1 651 322 700
1 606 517 342
1 541 840 700,56
93,37
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 2 —
OTHER CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from the tax on the salaries, wages and allowances of Members of the institutions, officials, other servants and persons in receipt of a pension, and members of the governing bodies of the European Investment Bank, the European Central Bank, the European Investment Fund, their staff and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
883 573 834
850 719 607
816 904 596,52
Remarks
This revenue represents all the tax levied on salaries, wages and emoluments of every type, with the exception of benefits and family allowances paid to Members of the Commission, officials, other servants and persons in receipt of the compensation payments on termination of employment referred to in Chapter 01 of each title of the statement of expenditure and to persons in receipt of a pension.
Parliament
81 408 600
Council
26 188 000
Commission:
602 368 437
— Administration
(481 544 000 )
— Research and technological development
(22 122 664 )
— Research (indirect actions)
(18 224 831 )
— European Anti-Fraud Office (OLAF)
(3 697 000 )
— European Personnel Selection Office (EPSO)
(785 000 )
— Office for Infrastructure and Logistics in Brussels (OIB)
(3 355 000 )
— Office for Infrastructure and Logistics in Luxembourg (OIL)
(996 000 )
— Office for Administration and Payment of Individual Entitlements (PMO)
(1 597 000 )
— Publications Office of the European Union (OP)
(4 178 000 )
— Agency for the Cooperation of Energy Regulators (ACER)
(434 893 )
— Bio-based Industries Joint Undertaking (BBI)
(133 015 )
— Body of European Regulators for Electronic Communications (BEREC Office)
(89 136 )
— Clean Sky Joint Undertaking (CSJU)
(277 898 )
— Community Plant Variety Office (CPVO)
(362 498 )
— Consumers, Health, Agriculture and Food Executive Agency (CHAFEA)
(356 772 )
— Education, Audiovisual and Culture Executive Agency (EACEA)
(1 737 105 )
— Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL)
(200 943 )
— European Agency for Safety and Health at Work (EU-OSHA)
(332 377 )
— European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA)
(1 106 265 )
— European Asylum Support Office (EASO)
(852 576 )
— European Union Aviation Safety Agency (EASA)
(5 241 857 )
— European Banking Authority (EBA)
(1 692 772 )
— European Border and Coast Guard Agency (Frontex)
(2 135 186 )
— European Centre for Disease Prevention and Control (ECDC)
(1 417 774 )
— European Centre for the Development of Vocational Training (Cedefop)
(609 309 )
— European Chemicals Agency (ECHA)
(3 775 173 )
— European Environment Agency (EEA)
(1 666 217 )
— European Fisheries Control Agency (EFCA)
(451 097 )
— European Food Safety Authority (EFSA)
(2 259 694 )
— European Foundation for the Improvement of Living and Working Conditions (Eurofound)
(839 274 )
— European GNSS Agency (GSA)
(980 047 )
— European High-Performance Computing Joint Undertaking (Euro HPC)
(82 971 )
— European Institute for Gender Equality (EIGE)
(140 634 )
— European Institute of Innovation and Technology (EIT)
(211 784 )
— European Insurance and Occupational Pensions Authority (EIOPA)
(914 318 )
— European Joint Undertaking for ITER and the Development of Fusion Energy (F4E)
(2 826 031 )
— European Labour Authority (ELA)
(134 432 )
— European Maritime Safety Agency (EMSA)
(1 284 815 )
— European Medicines Agency (EMA)
(4 921 900 )
— European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
(723 282 )
— European Public Prosecutor's Office (EPPO)
(390 559 )
— European Research Council Executive Agency (ERCEA)
(2 046 893 )
— European Securities and Markets Authority (ESMA)
(1 426 361 )
— European Training Foundation (ETF)
(954 925 )
— European Union Agency for Fundamental Rights (FRA)
(618 385 )
— European Union Agency for Law Enforcement Cooperation (Europol)
(4 136 121 )
— European Union Agency for Law Enforcement Training (CEPOL)
(191 022 )
— European Union Agency for Cybersecurity (ENISA)
(354 274 )
— European Union Agency for Railways (ERA)
(1 073 084 )
— European Union Intellectual Property Office (EUIPO)
(5 736 078 )
— European Union Agency for Criminal Justice Cooperation (Eurojust)
(968 539 )
— Executive Agency for Small and Medium-sized Enterprises (EASME)
(1 629 911 )
— Fuel Cells and Hydrogen Joint Undertaking (FCH)
(178 549 )
— Innovation and Networks Executive Agency (INEA)
(1 176 978 )
— Innovative Medicines Initiative JU (IMI)
(269 130 )
— Research Executive Agency (REA)
(2 777 365 )
— Shift2Rail Joint Undertaking (SHIFT2RAIL)
(82 096 )
— Single European Sky Air Traffic Management Research Joint Undertaking (SESAR)
(309 731 )
— Single Resolution Board (SRB)
(2 077 240 )
— Translation Centre for the bodies of the European Union (CdT)
(1 279 656 )
Court of Justice of the European Union
31 490 000
European Court of Auditors
11 987 000
European Economic and Social Committee
5 614 334
European Committee of the Regions
4 570 607
European Ombudsman
641 856
European Data Protection Supervisor
697 000
European External Action Service
24 148 000
European Investment Bank
51 130 000
European Central Bank
37 500 000
European Investment Fund
5 830 000
Total
883 573 834
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Council Regulation No 422/67/EEC, No 5/67/Euratom of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Regulation (EEC, Euratom, ECSC) of the Council No 260/68 of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Council Regulation (ECSC, EEC, Euratom) No 1860/76 of 29 June 1976 laying down the Conditions of Employment of Staff of the European Foundation for the Improvement of Living and Working Conditions (
OJ L 214, 6.8.1976, p. 24
).
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Decision No 1247/2002/EC of the European Parliament, of the Council and of the Commission of 1 July 2002 on the regulations and general conditions governing the performance of the European Data-protection Supervisor’s duties (
OJ L 183, 12.7.2002, p. 1
).
Council Decision 2009/909/EU of 1 December 2009 laying down the conditions of employment of the President of the European Council (
OJ L 322, 9.12.2009, p. 35
).
Council Decision 2009/910/EU of 1 December 2009 laying down the conditions of employment of the High Representative of the Union for Foreign Affairs and Security Policy (
OJ L 322, 9.12.2009, p. 36
).
Council Decision 2009/912/EU of 1 December 2009 laying down the conditions of employment of the Secretary-General of the Council of the European Union (
OJ L 322, 9.12.2009, p. 38
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institutions, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
105 895,84
Remarks
The provisions concerning the temporary contribution applied until 30 June 2003. Therefore this line will cover any revenue resulting from the residual amount of the temporary contribution from the salaries of Members of the Commission, officials and other servants in active employment.
European Parliament
p.m.
Council
p.m.
Commission:
p.m.
— Administration
(p.m.)
— Research and technological development
(p.m.)
— Research (indirect actions)
(p.m.)
— European Personnel Selection Office (EPSO)
(p.m.)
— European Anti-Fraud Office (OLAF)
(p.m.)
— Office for Infrastructure and Logistics in Brussels (OIB)
(p.m.)
— Office for Infrastructure and Logistics in Luxembourg (OIL)
(p.m.)
— Office for Administration and Payment of Individual Entitlements (PMO)
(p.m.)
— Publications Office of the European Union (OP)
(p.m.)
— Community Plant Variety Office (CPVO)
(p.m.)
— European Agency for Safety and Health at Work (EU-OSHA)
(p.m.)
— European Medicines Agency (EMA)
(p.m.)
— European Union Aviation Safety Agency (EASA)
(p.m.)
— European Centre for the Development of Vocational Training (Cedefop)
(p.m.)
— European Environment Agency (EEA)
(p.m.)
— European Food Safety Authority (EFSA)
(p.m.)
— European Foundation for the Improvement of Living and Working Conditions (Eurofound)
(p.m.)
— European Maritime Safety Agency (EMSA)
(p.m.)
— European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
(p.m.)
— European Union Agency for Fundamental Rights (FRA)
(p.m.)
— European Training Foundation (ETF)
(p.m.)
— European Union Intellectual Property Office (EUIPO)
(p.m.)
— European Union Agency for Criminal Justice Cooperation (Eurojust)
(p.m.)
— Translation Centre for the bodies of the European Union (CdT)
(p.m.)
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
Total
p.m.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Council Regulation No 422/67/EEC, No 5/67/Euratom of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institutions, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
96 991 725
93 233 406
91 152 356,30
Remarks
This article is intended to record the proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment in accordance with Article 66a of the Staff Regulations.
Parliament
12 057 800
Council
3 992 000
Commission:
66 400 687
— Administration
(41 360 000 )
— Research and technological development
(4 551 618 )
— Research (indirect actions)
(3 383 693 )
— European Anti-Fraud Office (OLAF)
(734 000 )
— European Personnel Selection Office (EPSO)
(156 000 )
— Office for Infrastructure and Logistics in Brussels (OIB)
(612 000 )
— Office for Infrastructure and Logistics in Luxembourg (OIL)
(182 000 )
— Office for Administration and Payment of Individual Entitlements (PMO)
(298 000 )
— Publications Office of the European Union (OP)
(901 000 )
— Agency for the Cooperation of Energy Regulators (ACER)
(120 181 )
— Bio-based Industries Joint Undertaking (BBI)
(25 583 )
— Body of European Regulators for Electronic Communications (BEREC Office)
(25 063 )
— Clean Sky Joint Undertaking (CSJU)
(60 995 )
— Community Plant Variety Office (CPVO)
(77 721 )
— Consumers, Health, Agriculture and Food Executive Agency (CHAFEA)
(65 880 )
— Education, Audiovisual and Culture Executive Agency (EACEA)
(294 483 )
— Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL)
(43 211 )
— European Agency for Safety and Health at Work (EU-OSHA)
(76 842 )
— European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA)
(242 384 )
— European Asylum Support Office (EASO)
(187 905 )
— European Union Aviation Safety Agency (EASA)
(1 276 425 )
— European Banking Authority (EBA)
(283 321 )
— European Border and Coast Guard Agency (Frontex)
(691 765 )
— European Centre for Disease Prevention and Control (ECDC)
(272 184 )
— European Centre for the Development of Vocational Training (Cedefop)
(156 350 )
— European Chemicals Agency (ECHA)
(749 809 )
— European Environment Agency (EEA)
(274 731 )
— European Fisheries Control Agency (EFCA)
(115 343 )
— European Food Safety Authority (EFSA)
(551 225 )
— European Foundation for the Improvement of Living and Working Conditions (Eurofound)
(158 922 )
— European GNSS Agency (GSA)
(273 792 )
— European High-Performance Computing Joint Undertaking (Euro HPC)
(14 870 )
— European Institute for Gender Equality (EIGE)
(40 545 )
— European Institute of Innovation and Technology (EIT)
(72 764 )
— European Insurance and Occupational Pensions Authority (EIOPA)
(192 707 )
— European Joint Undertaking for ITER and the Development of Fusion Energy (F4E)
(640 217 )
— European Labour Authority (ELA)
(25 856 )
— European Maritime Safety Agency (EMSA)
(371 590 )
— European Medicines Agency (EMA)
(931 014 )
— European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
(178 736 )
— European Public Prosecutor's Office (EPPO)
(85 722 )
— European Research Council Executive Agency (ERCEA)
(372 966 )
— European Securities and Markets Authority (ESMA)
(280 021 )
— European Training Foundation (ETF)
(207 053 )
— European Union Agency for Fundamental Rights (FRA)
(145 246 )
— European Union Agency for Law Enforcement Cooperation (Europol)
(938 536 )
— European Union Agency for Law Enforcement Training (CEPOL)
(51 023 )
— European Union Agency for Cybersecurity (ENISA)
(93 508 )
— European Union Agency for Railways (ERA)
(238 927 )
— European Union Intellectual Property Office (EUIPO)
(1 308 384 )
— European Union Agency for Criminal Justice Cooperation (EUROJUST)
(180 542 )
— Executive Agency for Small and Medium-sized Enterprises (EASME)
(266 354 )
— Fuel Cells and Hydrogen Joint Undertaking (FCH)
(43 633 )
— Innovation and Networks Executive Agency (INEA)
(199 351 )
— Innovative Medicines Initiative JU (IMI)
(58 909 )
— Research Executive Agency (REA)
(477 179 )
— Shift2Rail Joint Undertaking (SHIFT2RAIL)
(14 713 )
— Single European Sky Air Traffic Management Research Joint Undertaking (SESAR)
(69 653 )
— Single Resolution Board (SRB)
(405 499 )
— Translation Centre for the bodies of the European Union (CdT)
(292 743 )
Court of Justice of the European Union
5 521 000
European Court of Auditors
2 200 000
European Economic and Social Committee
1 108 828
European Committee of the Regions
898 969
European Ombudsman
124 441
European Data Protection Supervisor
140 000
European External Action Service
4 548 000
Total
96 991 725
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
Council Regulation No 422/67/EEC, No 5/67/Euratom of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Decision No 1247/2002/EC of the European Parliament, of the Council and of the Commission of 1 July 2002 on the regulations and general conditions governing the performance of the European Data-protection Supervisor’s duties (
OJ L 183, 12.7.2002, p. 1
).
Council Decision 2009/909/EU of 1 December 2009 laying down the conditions of employment of the President of the European Council (
OJ L 322, 9.12.2009, p. 35
).
Council Decision 2009/910/EU of 1 December 2009 laying down the conditions of employment of the High Representative of the Union for Foreign Affairs and Security Policy (
OJ L 322, 9.12.2009, p. 36
).
Council Decision 2009/912/EU of 1 December 2009 laying down the conditions of employment of the Secretary-General of the Council of the European Union (
OJ L 322, 9.12.2009, p. 38
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
499 822 021
492 600 810
473 594 981,37
Remarks
The revenue represents staff contributions to the financing of the pension scheme.
Parliament
67 037 700
Council
26 180 000
Commission:
345 882 851
— Administration
(199 882 000 )
— Research and technological development
(23 561 247 )
— Research (indirect actions)
(16 824 568 )
— European Anti-Fraud Office (OLAF)
(3 289 000 )
— European Personnel Selection Office (EPSO)
(933 000 )
— Office for Infrastructure and Logistics in Brussels (OIB)
(5 582 000 )
— Office for Infrastructure and Logistics in Luxembourg (OIL)
(1 586 000 )
— Office for Administration and Payment of Individual Entitlements (PMO)
(2 907 000 )
— Publications Office of the European Union (OP)
(4 639 000 )
— Agency for the Cooperation of Energy Regulators (ACER)
(707 722 )
— Bio-based Industries Joint Undertaking (BBI)
(160 498 )
— Body of European Regulators for Electronic Communications (BEREC Office)
(159 812 )
— Clean Sky Joint Undertaking (CSJU)
(311 605 )
— Community Plant Variety Office (CPVO)
(412 204 )
— Consumers, Health, Agriculture and Food Executive Agency (CHAFEA)
(459 582 )
— Education, Audiovisual and Culture Executive Agency (EACEA)
(2 555 261 )
— Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL)
(238 343 )
— European Agency for Safety and Health at Work (EU-OSHA)
(481 928 )
— European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA)
(1 429 098 )
— European Asylum Support Office (EASO)
(1 496 424 )
— European Union Aviation Safety Agency (EASA)
(6 340 890 )
— European Banking Authority (EBA)
(1 488 883 )
— European Border and Coast Guard Agency (Frontex)
(4 039 947 )
— European Centre for Disease Prevention and Control (ECDC)
(1 827 797 )
— European Centre for the Development of Vocational Training (Cedefop)
(867 907 )
— European Chemicals Agency (ECHA)
(4 220 128 )
— European Environment Agency (EEA)
(1 571 539 )
— European Fisheries Control Agency (EFCA)
(592 056 )
— European Food Safety Authority (EFSA)
(3 348 204 )
— European Foundation for the Improvement of Living and Working Conditions (Eurofound)
(846 154 )
— European GNSS Agency (GSA)
(1 486 383 )
— European High-Performance Computing Joint Undertaking (Euro HPC)
(122 523 )
— European Institute for Gender Equality (EIGE)
(260 163 )
— European Institute of Innovation and Technology (EIT)
(442 633 )
— European Insurance and Occupational Pensions Authority (EIOPA)
(1 061 477 )
— European Joint Undertaking for ITER and the Development of Fusion Energy (F4E)
(3 463 839 )
— European Labour Authority (ELA)
(162 207 )
— European Maritime Safety Agency (EMSA)
(1 967 190 )
— European Medicines Agency (EMA)
(5 707 891 )
— European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
(887 139 )
— European Public Prosecutor's Office (EPPO)
(437 931 )
— European Research Council Executive Agency (ERCEA)
(2 991 744 )
— European Securities and Markets Authority (ESMA)
(1 663 170 )
— European Training Foundation (ETF)
(1 061 570 )
— European Union Agency for Fundamental Rights (FRA)
(801 580 )
— European Union Agency for Law Enforcement Cooperation (Europol)
(5 583 615 )
— European Union Agency for Law Enforcement Training (CEPOL)
(392 694 )
— European Union Agency for Cybersecurity (ENISA)
(554 425 )
— European Union Agency for Railways (ERA)
(1 298 468 )
— European Union Intellectual Property Office (EUIPO)
(7 588 942 )
— European Union Agency for Criminal Justice Cooperation (Eurojust)
(1 414 604 )
— Executive Agency for Small and Medium-sized Enterprises (EASME)
(2 648 144 )
— Fuel Cells and Hydrogen Joint Undertaking (FCH)
(223 075 )
— Innovation and Networks Executive Agency (INEA)
(1 728 096 )
— Innovative Medicines Initiative JU (IMI)
(353 438 )
— Research Executive Agency (REA)
(4 386 541 )
— Shift2Rail Joint Undertaking (SHIFT2RAIL)
(121 231 )
— Single European Sky Air Traffic Management Research Joint Undertaking (SESAR)
(352 106 )
— Single Resolution Board (SRB)
(2 344 007 )
— Translation Centre for the bodies of the European Union (CdT)
(1 616 228 )
Court of Justice of the European Union
20 532 000
European Court of Auditors
8 193 000
European Economic and Social Committee
5 780 259
European Committee of the Regions
4 532 819
European Ombudsman
665 392
European Data Protection Supervisor
777 000
European External Action Service
20 241 000
Total
499 822 021
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Council Regulation (ECSC, EEC, Euratom) No 1860/76 of 29 June 1976 laying down the Conditions of Employment of Staff of the European Foundation for the Improvement of Living and Working Conditions (
OJ L 214, 6.8.1976, p. 24
).
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
118 431 636
120 495 963
107 349 734,18
Remarks
The revenue represents the payment to the Union of the actuarial equivalent or the flat-rate redemption value of pension rights acquired by officials in their previous jobs.
European Parliament
10 000 000
Council
p.m.
Commission
108 431 636
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
118 431 636
Legal basis
Staff Regulations of Officials of the European Union.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
110 000
110 000
146 584,01
Remarks
Officials and other servants taking leave on personal grounds may continue to acquire pension rights provided that they also bear the cost of the employer’s contribution.
European Parliament
10 000
Council
p.m.
Commission
100 000
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
110 000
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 2 —
   
OTHER CONTRIBUTIONS TO THE PENSION SCHEME
4 2 0
Employer’s contribution by decentralised agencies and international organisations to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
52 393 484
49 357 556
52 586 552,34
Remarks
The revenue represents the employer’s contribution by decentralised agencies and international organisations to the pension scheme.
Commission
52 393 484
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
4 2 1
Contributions by Members of the European Parliament to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The revenue represents contributions by Members of the European Parliament to the financing of the pension scheme.
European Parliament
p.m.
Legal basis
Rules governing the payment of expenses and allowances to Members of the European Parliament, and in particular Annex III thereto.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles
p.m.
p.m.
327 092 ,—
5 0 0 1
Proceeds from the sale of other movable property
p.m.
p.m.
373 941,84
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
p.m.
p.m.
1 008 599,01
Article 5 0 0 — Total
p.m.
p.m.
1 709 632,85
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
p.m.
p.m.
211 487,43
5 0 2
Proceeds from the sale of publications, printed works and films
p.m.
p.m.
29 863,49
CHAPTER 5 0 — TOTAL
p.m.
p.m.
1 950 983,77
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
404 332,05
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
26 308 134,71
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
19 918 290,57
Article 5 1 1 — Total
p.m.
p.m.
46 226 425,28
CHAPTER 5 1 — TOTAL
p.m.
p.m.
46 630 757,33
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institutions’ accounts
50 000
50 050
4 932 793,66
9 865,59
5 2 1
Revenue from investments or loans granted, bank and other interest on the accounts of organisations receiving subsidies transferred to the Commission
—
—
3 337 800 ,—
5 2 2
Interest yielded by pre-financing
10 000 000
20 000 000
4 148 979,62
41,49
5 2 3
Revenue generated on trust accounts — Assigned revenue
p.m.
p.m.
1 718 681 ,—
CHAPTER 5 2 — TOTAL
10 050 000
20 050 050
14 138 254,28
140,68
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
94 124 384,88
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
8 552 310,11
CHAPTER 5 5 — TOTAL
p.m.
p.m.
102 676 694,99
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
34 477 551,38
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
26 626 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
157 591 340,80
5 7 4
Revenue arising from the Commission contribution to the European External Action Service (EEAS) for Commission staff working in Union delegations — Assigned revenue
p.m.
p.m.
199 019 698,78
CHAPTER 5 7 — TOTAL
p.m.
p.m.
391 115 216,96
CHAPTER 5 8
5 8 0
Revenue from payments connected with lettings — Assigned revenue
p.m.
p.m.
48 304,34
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
19 162,01
CHAPTER 5 8 — TOTAL
p.m.
p.m.
67 466,35
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
5 000 000
5 000 000
6 731 644,31
134,63
CHAPTER 5 9 — TOTAL
5 000 000
5 000 000
6 731 644,31
134,63
Title 5 — Total
15 050 000
25 050 050
563 311 017,99
3 742,93
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
327 092 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institutions.
It also records the proceeds from the sale of vehicles that are being replaced or scrapped when their book value is fully depreciated.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 0 0 1
Proceeds from the sale of other movable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
373 941,84
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institutions.
It also records the proceeds from the sale of equipment, installations, materials, and scientific and technical apparatus which are being replaced or scrapped when the book value is fully depreciated.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 008 599,01
Remarks
In accordance with point (c) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
211 487,43
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institutions.
In accordance with point (e) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 0 2
Proceeds from the sale of publications, printed works and films
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
29 863,49
Remarks
This article is intended to record revenue from the sale of publications, printed works and films.
This article also contains revenue from the sale of such products on an electronic medium.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
404 332,05
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
26 308 134,71
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
19 918 290,57
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institutions’ accounts
Financial year 2020
Financial year 2019
Financial year 2018
50 000
50 050
4 932 793,66
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest credited or debited on the institutions’ accounts.
European Parliament
50 000
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
50 000
5 2 1
Revenue from investments or loans granted, bank and other interest on the accounts of organisations receiving subsidies transferred to the Commission
Financial year 2020
Financial year 2019
Financial year 2018
—
—
3 337 800 ,—
Remarks
This article is intended to record the revenue accruing from the repayment of interest by the subsidised organisations which have placed advances received from the Commission on interest-bearing accounts. If they remain unused, these advances and the interest on them have to be repaid to the Commission.
5 2 2
Interest yielded by pre-financing
Financial year 2020
Financial year 2019
Financial year 2018
10 000 000
20 000 000
4 148 979,62
Remarks
This article is intended to record revenue from the interest yielded by pre-financing.
Commission
10 000 000
5 2 3
Revenue generated on trust accounts — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 718 681 ,—
Remarks
This article is intended to record interest and other revenue generated on trust accounts.
The trust accounts are kept on behalf of the Union by international financial institutions (European Investment Fund, European Investment Bank, Council of Europe Development Bank/Kreditanstalt für Wiederaufbau, European Bank for Reconstruction and Development) managing Union programmes and the amounts paid in by the Union remain on the account until they are made available to the beneficiaries under the single programme, such as small and medium-sized enterprises or institutions managing projects in accession countries.
In accordance with Article 21(5) of the Financial Regulation, interest generated by trust accounts used for Union programmes are used to provide additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 21(5) thereof.
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
94 124 384,88
Remarks
In accordance with point (c) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
8 552 310,11
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
34 477 551,38
Remarks
In accordance with point (b) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
26 626 ,—
Remarks
In accordance with point (d) of Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the repayment of welfare expenditure incurred on behalf of another institution.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
157 591 340,80
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 7 4
Revenue arising from the Commission contribution to the European External Action Service (EEAS) for Commission staff working in Union delegations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
199 019 698,78
Remarks
This revenue arises from a Commission contribution to the EEAS for covering locally managed expenses of Commission staff working in Union delegations, including Commission staff funded by the European Development Fund (EDF).
In accordance with Article 21(2) and (3) of the Financial Regulation, any revenue will be used to provide additional appropriations for Item 3 0 0 5 in the statement of expenditure in Section X ‘European External Action Service’.
European External Action Service
p.m.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue from payments connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
48 304,34
Remarks
In accordance with point (e) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
19 162,01
Remarks
In accordance with point (d) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article is also intended to record revenue arising from reimbursement by insurance companies of the salaries of officials involved in accidents.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
p.m.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
5 000 000
5 000 000
6 731 644,31
Remarks
This article is intended to record other revenue from administrative operations.
European Parliament
p.m.
Council
p.m.
Commission
5 000 000
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
5 000 000
TITLE 6
CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 0
6 0 1
Miscellaneous research programmes
6 0 1 1
Switzerland-Euratom cooperation agreements on controlled thermonuclear fusion and plasma physics — Assigned revenue
—
p.m.
0 ,—
6 0 1 3
Cooperation agreements with third countries under Union research programmes — Assigned revenue
p.m.
p.m.
703 520 227,43
6 0 1 5
Cooperation agreements with institutes from third countries in connection with scientific and technological projects of Union interest (Eureka and others) — Assigned revenue
p.m.
p.m.
0 ,—
6 0 1 6
Agreements for European cooperation in the field of scientific and technical research — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 0 1 — Total
p.m.
p.m.
703 520 227,43
6 0 2
Other programmes
6 0 2 1
Miscellaneous revenue relating to humanitarian aid and emergency support — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 0 2 — Total
p.m.
p.m.
0 ,—
6 0 3
Association agreements between the Union and third countries
6 0 3 1
Revenue accruing from the participation of the candidate countries and the Western Balkan potential candidates in Union programmes — Assigned revenue
p.m.
p.m.
254 416 710,76
6 0 3 2
Revenue accruing from the participation of third countries, other than candidate countries and Western Balkan potential candidates in customs and taxation cooperation agreements — Assigned revenue
p.m.
p.m.
926 414,10
6 0 3 3
Participation of third countries or outside bodies in Union activities — Assigned revenue
p.m.
p.m.
38 839 217,49
Article 6 0 3 — Total
p.m.
p.m.
294 182 342,35
CHAPTER 6 0 — TOTAL
p.m.
p.m.
997 702 569,78
CHAPTER 6 1
6 1 1
Repayment of expenditure incurred on behalf of one or more Member States
6 1 1 3
Revenue from the investments provided for in Article 4 of Decision 2003/76/EC — Assigned revenue
p.m.
p.m.
45 593 122,53
6 1 1 4
Revenue accruing from amounts recovered under the research programme of the Research Fund for Coal and Steel
p.m.
p.m.
0 ,—
Article 6 1 1 — Total
p.m.
p.m.
45 593 122,53
6 1 2
Repayment of expenditure incurred specifically as a result of work undertaken on request and against payment — Assigned revenue
p.m.
p.m.
0 ,—
6 1 4
Repayment of Union support to commercially successful projects and activities
6 1 4 3
Repayment of Union support to European risk capital activities in support of small and medium-sized enterprises — Assigned revenue
p.m.
p.m.
0 ,—
6 1 4 4
Repayment of Union support to risk-sharing instruments financed from the European Regional Development Fund and the Cohesion Fund — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 1 4 — Total
p.m.
p.m.
0 ,—
6 1 5
Repayment of unused Union aid
6 1 5 0
Repayment of unused aid from European Social Fund, European Regional Development Fund, European Agricultural Guidance and Guarantee Fund, Financial Instrument for Fisheries Guidance, Cohesion Fund, European Union Solidarity Fund, ISPA, IPA, EFF, FEAD, EMFF and European Agricultural Fund for Rural Development (EAFRD) — Assigned revenue
p.m.
p.m.
121 272 283,95
6 1 5 1
Repayment of unused subsidies for balancing budgets — Assigned revenue
p.m.
p.m.
0 ,—
6 1 5 2
Repayment of unused interest subsidies — Assigned revenue
p.m.
p.m.
0 ,—
6 1 5 3
Repayment of unused sums paid under contracts concluded by the institution — Assigned revenue
p.m.
p.m.
0 ,—
6 1 5 7
Repayments of payments on account under the Structural Funds, the Cohesion Fund, the European Fisheries Fund, the Fund for European Aid to the Most Deprived, the European Maritime and Fisheries Fund and the European Agricultural Fund for Rural Development — Assigned revenue
p.m.
p.m.
8 145 967 467,92
6 1 5 8
Repayment of miscellaneous unused Union aid — Assigned revenue
p.m.
p.m.
612 899,86
Article 6 1 5 — Total
p.m.
p.m.
8 267 852 651,73
6 1 6
Repayment of expenditure incurred on behalf of the International Atomic Energy Agency — Assigned revenue
p.m.
p.m.
0 ,—
6 1 7
Repayment of amounts paid in connection with Union aid to third countries
6 1 7 0
Repayments within the framework of cooperation with South Africa — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 1 7 — Total
p.m.
p.m.
0 ,—
6 1 8
Repayment of amounts paid in connection with food aid
6 1 8 0
Repayments by tenderers or recipients of overpayments made in connection with food aid — Assigned revenue
p.m.
p.m.
0 ,—
6 1 8 1
Repayment of additional costs caused by the recipients of food aid — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 1 8 — Total
p.m.
p.m.
0 ,—
6 1 9
Repayment of other expenditure incurred on behalf of outside bodies
6 1 9 1
Repayment of other expenditure incurred on behalf of outside bodies pursuant to Council Decision 77/270/Euratom — Assigned revenue
p.m.
p.m.
421 086,01
Article 6 1 9 — Total
p.m.
p.m.
421 086,01
CHAPTER 6 1 — TOTAL
p.m.
p.m.
8 313 866 860,27
CHAPTER 6 2
6 2 0
Supply against payment of source materials or special fissile materials (point (b) of Article 6 of the Euratom Treaty) — Assigned revenue
p.m.
p.m.
0 ,—
6 2 2
Revenue from services provided by the Joint Research Centre to outside bodies against payment
6 2 2 1
Revenue from the operation of the high-flux reactor (HFR) to be used to provide additional appropriations — Assigned revenue
p.m.
p.m.
7 550 000 ,—
6 2 2 3
Other revenue from services provided by the Joint Research Centre to outside bodies against payment to be used to provide additional appropriations — Assigned revenue
p.m.
p.m.
6 687 759,78
6 2 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research provided by the Joint Research Centre, irrespective of whether they can be patented — Assigned revenue
p.m.
p.m.
753 331,93
6 2 2 5
Other revenue for the Joint Research Centre — Assigned revenue
p.m.
p.m.
0 ,—
6 2 2 6
Revenue from services provided by the Joint Research Centre to other Union institutions or other Commission departments on a competitive basis, to be used to provide additional appropriations — Assigned revenue
p.m.
p.m.
73 327 396,83
Article 6 2 2 — Total
p.m.
p.m.
88 318 488,54
6 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research, irrespective of whether they can be patented (indirect action) — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 6 2 — TOTAL
p.m.
p.m.
88 318 488,54
CHAPTER 6 3
6 3 0
Contributions by the European Free Trade Association Member States under the Cooperation Agreement on the European Economic Area — Assigned revenue
p.m.
p.m.
370 056 758 ,—
6 3 1
Contributions within the framework of the Schengen acquis
6 3 1 1
Contributions to administrative costs resulting from the agreement concluded with Iceland and Norway — Assigned revenue
p.m.
p.m.
1 223 627,67
6 3 1 2
Contributions for the development, establishment, operation and use of large-scale information systems under the agreements concluded with Iceland, Norway, Switzerland and Liechtenstein — Assigned revenue
p.m.
p.m.
851 866,10
6 3 1 3
Other contributions within the framework of the Schengen 
acquis
 (Iceland, Norway, Switzerland and Liechtenstein) — Assigned revenue
p.m.
p.m.
97 257 041,04
Article 6 3 1 — Total
p.m.
p.m.
99 332 534,81
6 3 2
Contributions to common administrative support expenditure of the European Development Fund — Assigned revenue
p.m.
p.m.
123 694 977 ,—
6 3 3
Contributions to certain external aid programmes — Assigned revenue
6 3 3 0
Contributions from Member States, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
p.m.
p.m.
406 977 806,72
6 3 3 1
Contributions from third countries, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
6 3 3 2
Contributions from international organisations to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 3 3 — Total
p.m.
p.m.
406 977 806,72
6 3 4
Contributions from EU trust funds
6 3 4 0
Contributions from EU trust funds to the management costs of the Commission — Assigned revenue
p.m.
p.m.
28 599 800,58
Article 6 3 4 — Total
p.m.
p.m.
28 599 800,58
6 3 5
Contribution to the European Fund for Sustainable Development (EFSD) — Assigned revenue
6 3 5 0
Contribution from the European Development Fund to the EFSD — Assigned revenue
p.m.
p.m.
100 000 000 ,—
6 3 5 1
Contributions from Member States, including their agencies, entities or natural persons to the EFSD — Assigned revenue
p.m.
p.m.
0 ,—
6 3 5 2
Contributions from third countries, including their agencies, entities or natural persons to the EFSD — Assigned revenue
p.m.
p.m.
0 ,—
6 3 5 3
Contributions from international organisations to the EFSD — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 3 5 — Total
p.m.
p.m.
100 000 000 ,—
6 3 6
European Fund for Strategic Investments (EFSI) - Assigned revenue
p.m.
p.m.
6 3 7
Innovation Fund - Assigned revenue
p.m.
CHAPTER 6 3 — TOTAL
p.m.
p.m.
1 128 661 877,11
CHAPTER 6 4
6 4 1
Contributions from financial instruments — Assigned revenue
6 4 1 0
Contributions from financial instruments (revenues) — Assigned revenue
p.m.
p.m.
43 664 382,70
6 4 1 1
Contributions from financial instruments (repayments) — Assigned revenue
p.m.
p.m.
56 539 343,84
Article 6 4 1 — Total
p.m.
p.m.
100 203 726,54
6 4 2
Contributions from financial instruments – Non-assigned revenue
6 4 2 0
Contributions from financial instruments — Revenues
25 000 000
25 000 000
11 546 742,65
46,19
6 4 2 1
Contributions from financial instruments — Repayments
25 000 000
25 000 000
52 855 791,19
211,42
Article 6 4 2 — Total
50 000 000
50 000 000
64 402 533,84
128,81
CHAPTER 6 4 — TOTAL
50 000 000
50 000 000
164 606 260,38
329,21
CHAPTER 6 5
6 5 1
Financial corrections related to the programming periods before 2000
p.m.
p.m.
279 717,07
6 5 2
Financial corrections related to the programming period 2000-2006 — Assigned revenue
p.m.
p.m.
12 825 552,43
6 5 3
Financial corrections related to the programming period 2007-2013 — Assigned revenue
p.m.
p.m.
4 639 723,19
6 5 4
Financial corrections related to the programming period 2014-2020 — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 6 5 — TOTAL
p.m.
p.m.
17 744 992,69
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
p.m.
p.m.
617 388 442,16
6 6 0 1
Other non-assigned contributions and refunds
80 000 000
80 000 000
1 623 615,04
2,03
Article 6 6 0 — Total
80 000 000
80 000 000
619 012 057,20
773,77
CHAPTER 6 6 — TOTAL
80 000 000
80 000 000
619 012 057,20
773,77
CHAPTER 6 7
6 7 0
Revenue concerning European Agricultural Guarantee Fund
6 7 0 1
Clearance of European Agricultural Guarantee Fund accounts — Assigned revenue
p.m.
p.m.
861 884 003,55
6 7 0 2
European Agricultural Guarantee Fund irregularities — Assigned revenue
p.m.
p.m.
131 592 394,89
6 7 0 3
Superlevy from milk producers — Assigned revenue
p.m.
p.m.
3 884 635,12
Article 6 7 0 — Total
p.m.
p.m.
997 361 033,56
6 7 1
Revenue concerning European Agricultural Fund for Rural Development
6 7 1 1
Clearance of accounts European Agricultural Fund for Rural Development (EAFRD) — Assigned revenue
p.m.
p.m.
250 426 539,98
6 7 1 2
European Agricultural Fund for Rural Development (EAFRD) irregularities — Assigned revenue
p.m.
p.m.
198 800 557,47
Article 6 7 1 — Total
p.m.
p.m.
449 227 097,45
CHAPTER 6 7 — TOTAL
p.m.
p.m.
1 446 588 131,01
Title 6 — Total
130 000 000
130 000 000
12 776 501 236,98
9 828,08
CHAPTER 6 0 —
CONTRIBUTIONS TO UNION PROGRAMMES
CHAPTER 6 1 —
REPAYMENT OF MISCELLANEOUS EXPENDITURE
CHAPTER 6 2 —
REVENUE FROM SERVICES RENDERED AGAINST PAYMENT
CHAPTER 6 3 —
CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS
CHAPTER 6 4 —
CONTRIBUTIONS FROM FINANCIAL INSTRUMENTS
CHAPTER 6 5 —
FINANCIAL CORRECTIONS
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 7 —
REVENUE CONCERNING THE EUROPEAN AGRICULTURAL GUARANTEE FUND AND THE EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT
CHAPTER 6 0 —
   
CONTRIBUTIONS TO UNION PROGRAMMES
6 0 1
Miscellaneous research programmes
6 0 1 1
Switzerland-Euratom cooperation agreements on controlled thermonuclear fusion and plasma physics — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
—
p.m.
0 ,—
Remarks
Revenue resulting from the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation's participation in the ITER activities carried out by Fusion for Energy.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 08 03 50 and 32 05 50 (indirect action) of the statement of expenditure in Section III ‘Commission’, depending on the expenditure to be covered.
6 0 1 3
Cooperation agreements with third countries under Union research programmes — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
703 520 227,43
Remarks
Revenue resulting from cooperation agreements between the Union and third countries, in particular those participating in European cooperation in the field of scientific and technical research (COST) in order to associate them with Union research programmes.
Any contributions received are to cover the costs of meetings, experts’ contracts and research expenditure under the programmes in question.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 02 04 50, 05 09 50, 06 03 50, 08 02 50, 08 03 50, 09 04 50, 15 03 50, 18 05 50, 32 04 50, 32 05 50 (indirect action), 10 02 50 and 10 03 50 (direct action) of the statement of expenditure in Section III ‘Commission’, depending on the expenditure to be covered.
The association of Switzerland to parts of Horizon 2020 Framework Programme, to Euratom Programme 2014-2018 and to the activities carried out by the European Joint Undertaking for ITER and the Development of Fusion for Energy for 2014-2020 (Fusion for Energy), was expected to last until 31 December 2016.
Following the ratification of the Protocol to the Agreement between the European Community and its Member States, of the one part, and the Swiss Confederation, of the other, on the free movement of persons, regarding the participation of the Republic of Croatia as a Contracting Party, following its accession to the European Union (
OJ L 31, 4.2.2017, p. 3
) by the Swiss Federal Council on 16 December 2016, as of 1 January 2017 the Agreement associating Switzerland to Horizon 2020 continues to apply and it is expanded to cover Horizon 2020 in its entirety, the Euratom Programme 2014-2018 and the activities carried out by Fusion for Energy.
Legal basis
Partnership and Cooperation Agreement between the European Communities and their Member States, and Ukraine (
OJ L 49, 19.2.1998, p. 3
) signed on 14 June 1994, entered into force on 1 March 1998 and remains applicable for the parts not covered by the provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part.
Council Decision 2008/372/EC of 12 February 2008 on the signing and provisional application of a Protocol to the Euro-Mediterranean Agreement establishing an association between the European Communities and their Member States, of the one part, and the State of Israel, of the other part, on a framework Agreement between the European Community and the State of Israel on the general principles governing the State of Israel’s participation in Community programmes (
OJ L 129, 17.5.2008, p. 39
).
Council Decision 2011/28/EU of 12 July 2010 on the conclusion of a Protocol to the Partnership and Cooperation Agreement establishing a partnership between the European Communities and their Member States, of the one part, and the Republic of Moldova, of the other part, on a Framework Agreement between the European Union and the Republic of Moldova on the general principles for the participation of the Republic of Moldova in Union programmes (
OJ L 14, 19.1.2011, p. 5
).
Council Decision 2012/777/EU of 10 December 2012 on the signing, on behalf of the European Union, of a Protocol to the Partnership and Cooperation Agreement between the European Communities and their Member States, of the one part, and the Republic of Armenia, of the other part, on a Framework Agreement between the European Union and the Republic of Armenia on the general principles for the participation of the Republic of Armenia in Union programmes (
OJ L 340, 13.12.2012, p. 26
).
Commission Decision C(2014) 2089 of 2 April 2014 on the approval and signature of the Agreement between the European Union and the State of Israel on the participation of Israel in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision 2014/494/EU of 16 June 2014 on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Georgia, of the other part (
OJ L 261, 30.8.2014, p. 1
).
Commission Decision C(2014) 4290 of 30 June 2014 on the approval and signature of the Agreement between the European Union and the Republic of Moldova on the participation of Moldova in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision 2014/691/EU of 29 September 2014 amending Decision 2014/668/EU on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards Title III (with the exception of the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other Party) and Titles IV, V, VI and VII thereof, as well as the related Annexes and Protocols (
OJ L 289, 3.10.2014, p. 1
).
Council Decision 2014/953/EU of 4 December 2014, on the signing, on behalf of the European Union, and provisional application of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy (
OJ L 370, 30.12.2014, p. 1
).
Council Decision 2014/954/Euratom of 4 December 2014 approving the conclusion by the European Commission, on behalf of the European Atomic Energy Community, of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation, associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020; and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy (
OJ L 370, 30.12.2014, p. 19
).
Commission Decision C(2014) 9320 of 5 December 2014 on the conclusion, on behalf of the European Atomic Energy Community, of an Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020 and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy.
Council Decision (EU) 2015/209 of 10 November 2014 on the signing, on behalf of the European Union and provisional application of the Agreement for scientific and technological cooperation between the European Union and the Faroe Islands associating the Faroe Islands to Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) (
OJ L 35, 11.2.2015, p. 1
).
Council Decision (EU) 2015/575 of 17 December 2014 on the signing, on behalf of the European Union, and provisional application of the Protocol to the Euro-Mediterranean Agreement establishing an association between the European Communities and their Member States, of the one part, and the Republic of Tunisia, of the other part, on a Framework Agreement between the European Union and the Republic of Tunisia on the general principles for the participation of the Republic of Tunisia in Union programmes (
OJ L 96, 11.4.2015, p. 1
).
Commission Decision C(2015) 1355 of 3 March 2015 on the approval and signature of the Agreement between the European Union and Ukraine on the participation of Ukraine in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision (EU) 2015/1795 of 1 October 2015 on the conclusion of the Agreement for scientific and technological cooperation between the European Union and the Faroe Islands associating the Faroe Islands to Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) (
OJ L 263, 8.10.2015, p. 6
).
Council Decision (EU) 2015/1796 of 1 October 2015 on the conclusion of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy (
OJ L 263, 8.10.2015, p. 8
).
Commission Decision C(2015) 8195 of 25 November 2015 on the approval and signature of the Agreement between the European Union and the Republic of Tunisia on the participation of the Republic of Tunisia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Commission Decision C(2016)1360 of 9 March 2016 on the approval, on behalf of the European Union, and signature of an agreement on the participation of Georgia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Commission Decision C(2016) 2119 of 14 April 2016 on the approval, on behalf of the European Union, and signature of an agreement on the participation of the Republic of Armenia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Commission Decision (2016)3119 of 27 May 2016 on the conclusion of an Agreement for scientific and technological cooperation between the European Atomic Energy Community and Ukraine associating Ukraine to the Euratom Research and Training Programme (2014-2018).
6 0 1 5
Cooperation agreements with institutes from third countries in connection with scientific and technological projects of Union interest (Eureka and others) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue resulting from cooperation agreements between the Union and institutes from third countries in connection with scientific and technological projects of Union interest (Eureka and others).
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 02 04 50, 05 09 50, 06 03 50, 08 02 50, 09 04 50, 15 03 50 and 32 04 50 (indirect action) of the statement of expenditure in Section III ‘Commission’.
6 0 1 6
Agreements for European cooperation in the field of scientific and technical research — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue from States taking part in European cooperation in the field of scientific and technical research.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations in Section III ‘Commission’.
6 0 2
Other programmes
6 0 2 1
Miscellaneous revenue relating to humanitarian aid and emergency support — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Any contributions by outside bodies relating to humanitarian aid and emergency support.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations in Section III ‘Commission’.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
Regulation (EU) No 375/2014 of the European Parliament and of the Council of 3 April 2014 establishing the European Voluntary Humanitarian Aid Corps (‘EU Aid Volunteers initiative’) (
OJ L 122, 24.4.2014, p. 1
).
Council Regulation (EU) 2016/369 of 15 March 2016 on the provision of emergency support within the Union (
OJ L 70, 16.3.2016, p. 1
).
6 0 3
Association agreements between the Union and third countries
6 0 3 1
Revenue accruing from the participation of the candidate countries and the Western Balkan potential candidates in Union programmes — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
254 416 710,76
Remarks
Revenue accruing from the Association Agreements concluded between the Union and the countries listed below as a result of their participation in various Union programmes.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Reference acts
Framework Agreement between the European Community and the Republic of Turkey on the general principles for the participation of the Republic of Turkey in Community programmes (
OJ L 61, 2.3.2002, p. 29
).
Commission Decision C(2014) 3502 of 2 June 2014 on the approval and signature of an Agreement between the European Union and the Republic of Turkey on the participation of the Republic of Turkey in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Framework Agreement between the European Community and the Republic of Albania on the general principles for the participation of the Republic of Albania in Community programmes (
OJ L 192, 22.7.2005, p. 2
).
Commission Decision C(2014) 3711 of 10 June 2014 on the approval and signature of an Agreement between the European Union and the Republic of Albania on the participation of Albania in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Framework Agreement between the European Community and Bosnia and Herzegovina on the general principles for the participation of Bosnia and Herzegovina in Community programmes (
OJ L 192, 22.7.2005, p. 9
).
Commission Decision C(2014) 3693 of 10 June 2014 on the approval and signature of an Agreement between the European Union and Bosnia and Herzegovina on the participation of Bosnia and Herzegovina in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Framework Agreement between the European Community and Serbia and Montenegro on the general principles for the participation of Serbia and Montenegro in Community programmes (
OJ L 192, 22.7.2005, p. 29
).
Commission Decision C(2014) 3710 of 10 June 2014 on the approval and signature of an Agreement between the European Union and the Republic of Serbia on the participation of Serbia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Protocol to the Stabilisation and Association Agreement between the European Communities and their Member States, of the one part, and the former Yugoslav Republic of Macedonia, of the other part, on a Framework Agreement between the European Community and the former Yugoslav Republic of Macedonia on the general principles for the participation of the Former Yugoslav Republic of Macedonia in Community programmes (
OJ L 192, 22.7.2005, p. 23
).
Commission Decision C(2014) 3707 of 10 June 2014 on the approval and signature of an Agreement between the European Union and the former Yugoslav Republic of Macedonia on the participation of the former Yugoslav Republic of Macedonia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Protocol 8 to the Stabilisation and Association Agreement between the European Communities and their Member States, of the one part, and the Republic of Montenegro, of the other part, on the general principles for the participation of Montenegro in Community programmes (
OJ L 108, 29.4.2010, p. 345
).
Commission Decision C(2014) 3705 of 10 June 2014 on the approval and signature of an Agreement between the European Union and the Republic of Montenegro on the participation of Montenegro in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision (EU) 2017/1388 of 17 July 2017 on the conclusion of the Framework Agreement between the European Union and Kosovo on the general principles for the participation of Kosovo in Union programmes (
OJ L 195, 27.7.2017, p. 1
).
Commission Decision C(2018) 3716 of 13 June 2018 on an amendment in the form of an Exchange of Letters to the Agreement between the European Union and the former Yugoslav Republic of Macedonia on the participation of the former Yugoslav Republic of Macedonia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Additional protocols to the Europe Agreements (Articles 228 and 238) opening up Union programmes to the candidate countries.
6 0 3 2
Revenue accruing from the participation of third countries, other than candidate countries and Western Balkan potential candidates in customs and taxation cooperation agreements — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
926 414,10
Remarks
This item is intended to receive third country contributions based on international cooperation agreements, in particular under the Transit project and the project for the dissemination of tariff and other particulars (by computer).
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 14 02 01 and 14 03 01 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Convention of 20 May 1987 between the European Economic Community, the Republic of Austria, the Republic of Finland, the Republic of Iceland, the Kingdom of Norway, the Kingdom of Sweden and the Swiss Confederation, on a common transit procedure (
OJ L 226, 13.8.1987, p. 2
).
Council Decision 2000/305/EC of 30 March 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Switzerland concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (
OJ L 102, 27.4.2000, p. 50
).
Council Decision 2000/506/EC of 31 July 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Norway concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (
OJ L 204, 11.8.2000, p. 35
).
Council Decision of 19 March 2001 authorising the Commission to negotiate, on behalf of the European Community, an amendment to the Convention creating the Customs Cooperation Council signed in Brussels on 15 December 1950 allowing the European Community to become a member of that organisation.
Regulation (EU) No 1286/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme to improve the operation of taxation systems in the European Union for the period 2014-2020 (Fiscalis 2020) and repealing Decision No 1482/2007/EC (
OJ L 347, 20.12.2013, p. 25
), and in particular Article 5 thereof.
Regulation (EU) No 1294/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme for customs in the European Union for the period 2014-2020 (Customs 2020) and repealing Decision No 624/2007/EC (
OJ L 347, 20.12.2013, p. 209
), and in particular Article 5 thereof.
6 0 3 3
Participation of third countries or outside bodies in Union activities — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
38 839 217,49
Remarks
This item is intended to receive contributions by third countries or outside bodies to Union activities.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
CHAPTER 6 1 —
   
REPAYMENT OF MISCELLANEOUS EXPENDITURE
6 1 1
Repayment of expenditure incurred on behalf of one or more Member States
6 1 1 3
Revenue from the investments provided for in Article 4 of Decision 2003/76/EC — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
45 593 122,53
Remarks
Decision 2003/76/EC stipulates that the Commission is entrusted with winding up the financial operations of the European Coal and Steel Community which are still in progress upon expiry of the ECSC Treaty.
Pursuant to Article 4 of that Decision, net revenue from the investment of available assets will constitute revenue in the general budget of the Union earmarked for a specific purpose, namely financing research projects in sectors related to the coal and steel industry by the Research Fund for Coal and Steel. Unused revenue and appropriations deriving from this revenue still available on 31 December in any given year, as well as amounts recovered, shall be carried over automatically to the following year. Those appropriations may not be transferred to other budget items.
The net revenue available for financing research projects in year n + 2 appears in the balance sheet of the ECSC in liquidation for year n, and after the liquidation process has been completed will appear as assets in the balance sheet of the Research Fund for Coal and Steel. This financing mechanism took effect in 2003. Revenue coming from 2018 will be used for research in 2020. In order to reduce as far as possible the fluctuations that movements in the financial markets could cause in the financing of research, a smoothing arrangement is applied. The amount of net revenue expected to be available for research in 2020 is EUR 40 400 000.
In accordance with Article 4 of Decision 2003/76/EC, 72,8 % of the fund’s appropriations will be for the steel-related sector and 27,2 % for the coal-related sector.
In accordance with point (b) of Article 21(2) of the Financial Regulation, revenue will be used to provide additional appropriations under Chapter 08 05 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Council Decision 2003/76/EC of 1 February 2003 establishing the measures necessary for the implementation of the Protocol, annexed to the Treaty establishing the European Community, on the financial consequences of the expiry of the ECSC Treaty and on the Research Fund for Coal and Steel (
OJ L 29, 5.2.2003, p. 22
).
6 1 1 4
Revenue accruing from amounts recovered under the research programme of the Research Fund for Coal and Steel
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Decision 2003/76/EC stipulates that the Commission is entrusted with winding up the financial operations of the European Coal and Steel Community which are still in progress upon expiry of the ECSC Treaty.
Pursuant to Article 4(5) of that Decision, the amounts recovered return initially to the assets of the ECSC in liquidation and subsequently, on completion of the liquidation, to the assets of the Research Fund for Coal and Steel.
Legal basis
Council Decision 2003/76/EC of 1 February 2003 establishing the measures necessary for the implementation of the Protocol, annexed to the Treaty establishing the European Community, on the financial consequences of the expiry of the ECSC Treaty and on the Research Fund for Coal and Steel (
OJ L 29, 5.2.2003, p. 22
).
6 1 2
Repayment of expenditure incurred specifically as a result of work undertaken on request and against payment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Commission
p.m.
Council
p.m.
European External Action Service
p.m.
Total
p.m.
6 1 4
Repayment of Union support to commercially successful projects and activities
6 1 4 3
Repayment of Union support to European risk capital activities in support of small and medium-sized enterprises — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayment of all or part of the support for commercially successful projects, with possible participation in profits resulting from grants awarded as part of European risk capital activities in support of small and medium-sized enterprises under the Venture Consort and Eurotech Capital instruments.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 1 4 4
Repayment of Union support to risk-sharing instruments financed from the European Regional Development Fund and the Cohesion Fund — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayment of reflows and amounts left over from Union support to risk-sharing instruments financed from the European Regional Development Fund and the Cohesion Fund.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which the revenue is assigned.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
), and in particular Articles 14 and 36a thereof.
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
6 1 5
Repayment of unused Union aid
6 1 5 0
Repayment of unused aid from European Social Fund, European Regional Development Fund, European Agricultural Guidance and Guarantee Fund, Financial Instrument for Fisheries Guidance, Cohesion Fund, European Union Solidarity Fund, ISPA, IPA, EFF, FEAD, EMFF and European Agricultural Fund for Rural Development (EAFRD) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
121 272 283,95
Remarks
Repayment of unused aid from the European Social Fund, the European Regional Development Fund, the European Agricultural Guidance and Guarantee Fund, the Financial Instrument for Fisheries Guidance, the Cohesion Fund, the European Union Solidarity Fund, the Instrument for Structural Policies for Pre-Accession (ISPA), the Instrument for Pre-Accession Assistance (IPA), the European Fisheries Fund (EFF), the Fund for European Aid to the Most Deprived (FEAD), the European Maritime and Fisheries Fund (EMFF) and the European Agricultural Fund for Rural Development (EAFRD).
In accordance with Article 21 of the Financial Regulation, this revenue will be used to provide additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 1
Repayment of unused subsidies for balancing budgets — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 2
Repayment of unused interest subsidies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 3
Repayment of unused sums paid under contracts concluded by the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 7
Repayments of payments on account under the Structural Funds, the Cohesion Fund, the European Fisheries Fund, the Fund for European Aid to the Most Deprived, the European Maritime and Fisheries Fund and the European Agricultural Fund for Rural Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
8 145 967 467,92
Remarks
This item is intended to record the repayment of payments on account under the Structural Funds (European Regional Development Fund and European Social Fund), the Cohesion Fund, the European Fisheries Fund (EFF), the Fund for European Aid to the Most Deprived (FEAD), the European Maritime and Fisheries Fund (EMFF) and the European Agricultural Fund for Rural Development (EAFRD).
The amounts booked to this item will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in Section III ‘Commission’, in order not to reduce the contribution from the Funds to the operation concerned.
Legal basis
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
), and in particular Article D of Annex II thereto.
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (
OJ L 210, 31.7.2006, p. 25
), and in particular Article 82(2) and Chapter II thereof.
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
6 1 5 8
Repayment of miscellaneous unused Union aid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
612 899,86
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations on the lines which bore the initial expenditure giving rise to the corresponding revenue.
6 1 6
Repayment of expenditure incurred on behalf of the International Atomic Energy Agency — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayment by the International Atomic Energy Agency (IAEA) of sums which were advanced by the Commission to pay for controls carried out by the IAEA under the verification agreements (see Articles 32 03 01 and 32 03 02 of the statement of expenditure in Section III ‘Commission’).
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Reference acts
Agreement between the Kingdom of Belgium, the Kingdom of Denmark, the Federal Republic of Germany, Ireland, the Italian Republic, the Grand Duchy of Luxembourg, the Kingdom of the Netherlands, the European Atomic Energy Community and the International Atomic Energy Agency in implementation of Article III (1) and (4) of the Treaty on the non-proliferation of nuclear weapons (
OJ L 51, 22.2.1978, p. 1
), and in particular Article 15 thereof.
Tripartite agreements between the Community, the United Kingdom and the International Atomic Energy Agency.
Tripartite agreement between the Community, France and the International Atomic Energy Agency.
6 1 7
Repayment of amounts paid in connection with Union aid to third countries
6 1 7 0
Repayments within the framework of cooperation with South Africa — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayments by tenderers or recipients of overpayments made in connection with development cooperation with South Africa.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Items 21 02 05 01 and 21 02 05 02 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
6 1 8
Repayment of amounts paid in connection with food aid
6 1 8 0
Repayments by tenderers or recipients of overpayments made in connection with food aid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Provisions contained in the invitations to tender or in the financial conditions attached to the Commission’s letters setting out the conditions under which food aid is granted to recipients.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
6 1 8 1
Repayment of additional costs caused by the recipients of food aid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Provisions contained in the terms of delivery attached to the Commission’s letters setting out the conditions under which food aid is granted to recipients.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
6 1 9
Repayment of other expenditure incurred on behalf of outside bodies
6 1 9 1
Repayment of other expenditure incurred on behalf of outside bodies pursuant to Council Decision 77/270/Euratom — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
421 086,01
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 21 06 01, 21 06 02, 21 06 51 and 22 02 51 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
Council Regulation (Euratom) No 300/2007 of 19 February 2007 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 81, 22.3.2007, p. 1
).
Regulation (Euratom) No 237/2014 of the Council of 13 December 2013 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 77, 15.3.2014, p. 109
).
CHAPTER 6 2 —
   
REVENUE FROM SERVICES RENDERED AGAINST PAYMENT
6 2 0
Supply against payment of source materials or special fissile materials (point (b) of Article 6 of the Euratom Treaty) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue from the supply to Member States against payment of source materials or special fissile materials for their research programmes.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Treaty establishing the European Atomic Energy Community (Euratom Treaty), and in particular point (b) of Article 6 thereof.
6 2 2
Revenue from services provided by the Joint Research Centre to outside bodies against payment
6 2 2 1
Revenue from the operation of the high-flux reactor (HFR) to be used to provide additional appropriations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
7 550 000 ,—
Remarks
Revenue resulting from the operation of the HFR (high-flux reactor) at the Petten establishment of the Joint Research Centre.
Payments by outside bodies to cover all types of expenditure involved in the operation of the HFR by the Joint Research Centre.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05 and 10 04 04 of the statement of expenditure in Section III ‘Commission’.
Completion of earlier programmes
The revenue is provided by France and the Netherlands.
6 2 2 3
Other revenue from services provided by the Joint Research Centre to outside bodies against payment to be used to provide additional appropriations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
6 687 759,78
Remarks
Revenue from persons, firms and outside bodies (third parties) for which the Joint Research Centre will carry out work and/or provide services against payment.
In accordance with point (g) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05, 10 02 01, 10 02 51, 10 02 52, 10 03 01, 10 03 51, 10 03 52 and 10 04 02 of the statement of expenditure in Section III ‘Commission’ amounting to the expenditure under each contract with an outside body.
6 2 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research provided by the Joint Research Centre, irrespective of whether they can be patented — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
753 331,93
Remarks
Council Decision 2013/743/EU requires the Joint Research Centre to support knowledge and technology transfer and to generate additional resources through, 
inter alia
, the exploitation of intellectual property.
The Euratom Treaty, and in particular Article 12 thereof, gives Member States, persons and undertakings the right — against payment of a suitable remuneration — to obtain non-exclusive licences under patents, provisionally protected patent rights, utility models or patent applications owned by the European Atomic Energy Community.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05, 10 04 02, 10 04 03 and Chapters 10 02 and 10 03 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Treaty on the Functioning of the European Union, and in particular Articles 182 and 183 thereof.
Treaty establishing the European Atomic Energy Community, and in particular Article 12 thereof.
Council Regulation (EEC) No 2380/74 of 17 September 1974 adopting provisions for the dissemination of information relating to research programmes for the European Economic Community (
OJ L 255, 20.9.1974, p. 1
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
6 2 2 5
Other revenue for the Joint Research Centre — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue from contributions, gifts or bequests from third parties for the various activities carried out by the Joint Research Centre.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Article 10 01 05 and Chapters 10 02, 10 03 and 10 04 of the statement of expenditure in Section III ‘Commission’.
6 2 2 6
Revenue from services provided by the Joint Research Centre to other Union institutions or other Commission departments on a competitive basis, to be used to provide additional appropriations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
73 327 396,83
Remarks
Revenue from other Union institutions or other Commission departments for which the Joint Research Centre will carry out work and/or provide services against payment and revenue from participation in the activities of the framework programmes for research and technological development.
In accordance with point (g) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05, 10 02 01, 10 02 51, 10 02 52, 10 03 01, 10 03 51, 10 03 52 and 10 04 03 of the statement of expenditure in Section III ‘Commission’ amounting to the specific expenditure under each contract with other Union institutions or other Commission departments.
6 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research, irrespective of whether they can be patented (indirect action) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The Euratom Treaty, and in particular Article 12 thereof, gives Member States, persons and undertakings the right — against payment of a suitable remuneration — to obtain non-exclusive licences under patents, provisionally protected patent rights, utility models or patent applications owned by the European Atomic Energy Community.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Treaty establishing the European Atomic Energy Community.
Council Regulation (EEC) No 2380/74 of 17 September 1974 adopting provisions for the dissemination of information relating to research programmes for the European Economic Community (
OJ L 255, 20.9.1974, p. 1
).
CHAPTER 6 3 —
   
CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS
6 3 0
Contributions by the European Free Trade Association Member States under the Cooperation Agreement on the European Economic Area — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
370 056 758 ,—
Remarks
This article is intended to record contributions from the European Free Trade Association Member States resulting from their financial participation in certain activities of the Union in accordance with Article 82 of and Protocol 32 to the Agreement on the European Economic Area.
The total contribution planned is shown in the summary presented for information in an annex to the statement of expenditure in Section III ‘Commission’.
Contributions by the European Free Trade Association Member States are made available to the Commission in accordance with Articles 1, 2 and 3 of Protocol 32 to the Agreement on the European Economic Area.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Reference acts
Agreement on the European Economic Area (
OJ L 1, 3.1.1994, p. 3
).
6 3 1
Contributions within the framework of the Schengen acquis
6 3 1 1
Contributions to administrative costs resulting from the agreement concluded with Iceland and Norway — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 223 627,67
Remarks
Contributions to administrative costs resulting from the Agreement of 18 May 1999 concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the latters’ association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 36
), and in particular Article 12 of that Agreement.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Council
p.m.
Legal basis
Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 31
).
6 3 1 2
Contributions for the development, establishment, operation and use of large-scale information systems under the agreements concluded with Iceland, Norway, Switzerland and Liechtenstein — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
851 866,10
Remarks
In accordance with Article 21 of Financial Regulation, any revenue will be used to provide additional appropriations under Item 18 02 01 01 and Articles 18 02 07, 18 02 08, 18 02 09, 18 03 03 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 31
).
Council Decision 1999/439/EC of 17 May 1999 on the conclusion of the Agreement with the Republic of Iceland and the Kingdom of Norway concerning the latters’ association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 35
).
Council Decision 2001/258/EC of 15 March 2001 concerning the conclusion of an Agreement between the European Community and the Republic of Iceland and the Kingdom of Norway concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or Iceland or Norway (
OJ L 93, 3.4.2001, p. 38
), and in particular Article 9 of that Agreement.
Council Decision 2001/886/JHA of 6 December 2001 on the development of the second generation Schengen Information System (SIS II) (
OJ L 328, 13.12.2001, p. 1
).
Council Regulation (EC) No 2424/2001 of 6 December 2001 on the development of the second generation Schengen Information System (SIS II) (
OJ L 328, 13.12.2001, p. 4
).
Commission Regulation (EC) No 1560/2003 of 2 September 2003 laying down detailed rules for the application of Council Regulation (EC) No 343/2003 establishing the criteria and mechanisms for determining the Member State responsible for examining an asylum application lodged in one of the Member States by a third-country national (
OJ L 222, 5.9.2003, p. 3
).
Council Decision 2004/512/EC of 8 June 2004 establishing the Visa Information System (VIS) (
OJ L 213, 15.6.2004, p. 5
).
Regulation (EC) No 1986/2006 of the European Parliament and of the Council of 20 December 2006 regarding access to the Second Generation Schengen Information System (SIS II) by the services in the Member States responsible for issuing vehicle registration certificates (
OJ L 381, 28.12.2006, p. 1
).
Regulation (EC) No 1987/2006 of the European Parliament and of the Council of 20 December 2006 on the establishment, operation and use of the second generation Schengen Information System (SIS II) (
OJ L 381, 28.12.2006, p. 4
).
Council Decision 2007/533/JHA of 12 June 2007 on the establishment, operation and use of the second generation Schengen Information System (SIS II) (
OJ L 205, 7.8.2007, p. 63
).
Council Decision 2008/146/EC of 28 January 2008 on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 1
).
Council Decision 2008/147/EC of 28 January 2008 on the conclusion on behalf of the European Community of the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (
OJ L 53, 27.2.2008, p. 3
).
Council Decision 2008/149/EC of 28 January 2008 on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 50
).
Council Decision 2008/633/JHA of 23 June 2008 concerning access for consultation of the Visa Information System (VIS) by designated authorities of Member States and by Europol for the purposes of the prevention, detection and investigation of terrorist offences and of other serious criminal offences (
OJ L 218, 13.8.2008, p. 129
).
Regulation (EC) No 767/2008 of the European Parliament and of the Council of 9 July 2008, concerning the Visa Information System (VIS) and the exchange of data between Member States on short-stay visas (VIS Regulation) (
OJ L 218, 13.8.2008, p. 60
).
Council Decision 2011/349/EU of 7 March 2011 on the conclusion on behalf of the European Union of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating in particular to judicial cooperation in criminal matters and police cooperation (
OJ L 160, 18.6.2011, p. 1
).
Council Decision 2011/350/EU of 7 March 2011 on the conclusion, on behalf of the European Union, of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating to the abolition of checks at internal borders and movement of persons (
OJ L 160, 18.6.2011, p. 19
).
Council Decision 2011/351/EU of 7 March 2011 on the conclusion of a Protocol between the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (
OJ L 160, 18.6.2011, p. 37
).
Regulation (EU) No 1077/2011 of the European Parliament and of the Council of 25 October 2011, establishing a European Agency for the operational management of large-scale IT systems in the area of freedom, security and justice (
OJ L 286, 1.11.2011, p. 1
).
Regulation (EU) No 603/2013 of the European Parliament and of the Council of 26 June 2013 on the establishment of ‘Eurodac’ for the comparison of fingerprints for the effective application of Regulation (EU) No 604/2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person and on requests for the comparison with Eurodac data by Member States’ law enforcement authorities and Europol for law enforcement purposes, and amending Regulation (EU) No 1077/2011 establishing a European Agency for the operational management of large-scale IT systems in the area of freedom, security and justice (
OJ L 180, 29.6.2013, p. 1
).
Regulation (EU) No 604/2013 of the European Parliament and of the Council of 26 June 2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person (recast) (
OJ L 180, 29.6.2013, p. 31
).
Regulation (EU) No 2018/1726 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA), and amending Regulation (EC) No 1987/2006 and Council Decision 2007/533/JHA and repealing Regulation (EU) No 1077/2011 (
OJ L 295, 21.11.2018, p. 99
).
Regulation (EU) 2018/1861 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of border checks, and amending the Convention implementing the Schengen Agreement, and amending and repealing Regulation (EC) No 1987/2006 (
OJ L 312, 7.12.2018, p. 14
)
Regulation (EU) 2018/1862 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of police cooperation and judicial cooperation in criminal matters, amending and repealing Council Decision 2007/533/JHA, and repealing Regulation (EC) No 1986/2006 of the European Parliament and of the Council and Commission Decision 2010/261/EU (
OJ L 312, 7.12.2018, p. 56
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
Reference acts
Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 6 April 2016, on the establishment of ‘Eurodac’ for the comparison of fingerprints for the effective application of [Regulation (EU) No 604/2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person] , for identifying an illegally staying third-country national or stateless person and on requests for the comparison with Eurodac data by Member States' law enforcement authorities and Europol for law enforcement purposes (COM(2016) 272 final).
6 3 1 3
Other contributions within the framework of the Schengen 
acquis
 (Iceland, Norway, Switzerland and Liechtenstein) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
97 257 041,04
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 18 02 03 and 18 03 02 and Items 18 01 04 01, 18 02 01 01 and 18 02 01 03 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 31
).
Council Decision 1999/439/EC of 17 May 1999 on the conclusion of the Agreement with the Republic of Iceland and the Kingdom of Norway concerning the latters’ association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 35
).
Council Decision 2001/258/EC of 15 March 2001 concerning the conclusion of an Agreement between the European Community and the Republic of Iceland and the Kingdom of Norway concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or Iceland or Norway (
OJ L 93, 3.4.2001, p. 38
), and in particular Article 9 of that Agreement.
Council Decision 2008/146/EC of 28 January 2008 on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 1
).
Council Decision 2008/147/EC of 28 January 2008 on the conclusion on behalf of the European Community of the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (
OJ L 53, 27.2.2008, p. 3
).
Council Decision 2008/149/EC of 28 January 2008 on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 50
).
Regulation (EU) No 439/2010 of the European Parliament and of the Council of 19 May 2010 establishing a European Asylum Support Office (
OJ L 132, 29.5.2010, p. 11
).
Council Decision 2011/349/EU of 7 March 2011 on the conclusion on behalf of the European Union of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating in particular to judicial cooperation in criminal matters and police cooperation (
OJ L 160, 18.6.2011, p. 1
).
Council Decision 2011/350/EU of 7 March 2011 on the conclusion, on behalf of the European Union, of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating to the abolition of checks at internal borders and movement of persons (
OJ L 160, 18.6.2011, p. 19
).
Council Decision 2012/192/EU of 12 July 2010 on the signing, on behalf of the Union, of the Arrangement between the European Union and the Republic of Iceland, the Principality of Liechtenstein, the Kingdom of Norway and the Swiss Confederation on the participation by those States in the work of the committees which assist the European Commission in the exercise of its executive powers as regards the implementation, application and development of the Schengen 
acquis
 (
OJ L 103, 13.4.2012, p. 1
).
Council Decision 2012/193/EU of 13 March 2012 on the conclusion, on behalf of the Union, of the Arrangement between the European Union and the Republic of Iceland, the Principality of Liechtenstein, the Kingdom of Norway and the Swiss Confederation on the participation by those States in the work of the committees which assist the European Commission in the exercise of its executive powers as regards the implementation, application and development of the Schengen 
acquis
 (
OJ L 103, 13.4.2012, p. 3
).
Council Regulation (EU) No 1053/2013 of 7 October 2013 establishing an evaluation and monitoring mechanism to verify the application of the Schengen 
acquis
 and repealing the Decision of the Executive Committee of 16 September 1998 setting up a Standing Committee on the evaluation and implementation of Schengen (
OJ L 295, 6.11.2013, p. 27
).
Council Decision 2014/185/EU of 11 February 2014, on the signing, on behalf of the Union, of the Arrangement between the European Union and the Swiss Confederation on the modalities of its participation in the European Asylum Support Office (
OJ L 102, 5.4.2014, p. 1
).
Council Decision 2014/194/EU of 11 February 2014, on the signing, on behalf of the Union, of the Arrangement between the European Union and the Republic of Iceland on the modalities of its participation in the European Asylum Support Office (
OJ L 106, 9.4.2014, p. 2
).
Council Decision 2014/301/EU of 19 May 2014 on the conclusion of the Arrangement between the European Union and the Kingdom of Norway on the modalities of its participation in the European Asylum Support Office (
OJ L 157, 27.5.2014, p. 33
).
Council Decision 2014/344/EU of 19 May 2014 on the conclusion of the Arrangement between the European Union and the Principality of Liechtenstein on the modalities of its participation in the European Asylum Support Office (
OJ L 170, 11.6.2014, p. 49
).
Regulation (EU) No 515/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for external borders and visa and repealing Decision No 574/2007/EC (
OJ L 150, 20.5.2014, p. 143
).
Council Decision (EU) 2016/350 of 25 February 2016 on the conclusion of the Arrangement between the European Union and the Swiss Confederation on the modalities of its participation in the European Asylum Support Office (
OJ L 65, 11.3.2016, p. 61
).
Agreement between the European Union and the Kingdom of Norway on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund for the period 2014 to 2020 signed on 8 December 2016.
Agreement between the European Union and the Principality of Liechtenstein on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund for the period 2014 to 2020 signed on 8 December 2016.
Regulation (EU) 2017/2226 of the European Parliament and of the Council of 30 November 2017 establishing an Entry/Exit System (EES) to register entry and exit data and refusal of entry data of third-country nationals crossing the external borders of the Member States and determining the conditions for access to the EES for law enforcement purposes, and amending the Convention implementing the Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (
OJ L 327, 9.12.2017, p. 20
).
Council Decision (EU) 2018/398 of 12 June 2017 on the signing, on behalf of the European Union, and provisional application of the Agreement between the European Union and Iceland on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund, for the period 2014 to 2020 (
OJ L 72, 15.3.2018, p. 1
).
Council Decision (EU) 2018/404 of 13 March 2018 on the signing, on behalf of the Union, of the Agreement between the European Union and the Swiss Confederation on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund, for the period 2014 to 2020 (
OJ L 74, 16.3.2018, p. 1
).
Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 (
OJ L 236, 19.9.2018, p. 1
).
Regulation (EU) 2019/1896 of the European Parliament and of the Council of 13 November 2019 on the European Border and Coast Guard and repealing Regulations (EU) No 1052/2013 and (EU) 2016/1624 (
OJ L 295, 14.11.2019, p. 1
).
Reference acts
Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 4 May 2016, on the European Union Agency for Asylum and repealing Regulation (EU) No 439/2010 (COM(2016) 271 final).
Amended proposal for a Regulation of the European Parliament and of the Council submitted by the Commission on 12 September 2018, on the European Union Agency for Asylum and repealing Regulation (EU) No 439/2010 (COM(2018) 633 final).
6 3 2
Contributions to common administrative support expenditure of the European Development Fund — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
123 694 977 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue from the European Development Fund (EDF) contributing to the cost of support measures will be used to provide additional appropriations under Item 21 01 04 07 of the statement of expenditure in Section III ‘Commission’. The corresponding amount is estimated at EUR 136 016 949.
Legal basis
Council Decision 2013/755/EU of 25 November 2013 on the association of the overseas countries and territories with the European Union (‘Overseas Association Decision’) (
OJ L 344, 19.12.2013, p. 1
).
Council Decision 2013/759/EU of 12 December 2013 regarding transitional EDF management measures from 1 January 2014 until the entry into force of the 11th European Development Fund (
OJ L 335, 14.12.2013, p. 48
).
Reference acts
Internal Agreement between the Representatives of the Governments of the Member States, meeting within the Council, on the financing of Community aid under the multiannual financial framework for the period 2008 to 2013 in accordance with the ACP-EC Partnership Agreement and on the allocation of financial assistance for the Overseas Countries and Territories to which Part Four of the EC Treaty applies (
OJ L 247, 9.9.2006, p. 32
).
Communication from the Commission to the European Parliament and the Council of 7 December 2011: Preparation of the multiannual financial framework regarding the financing of EU cooperation for African, Caribbean and Pacific States and Overseas Countries and Territories for the 2014-2020 period (11th European Development Fund) (COM(2011) 837 final).
6 3 3
Contributions to certain external aid programmes — Assigned revenue
6 3 3 0
Contributions from Member States, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
406 977 806,72
Remarks
This item is intended to record the financial contributions from Member States, including their public agencies, entities or natural persons to certain external aid programmes financed by the Union and managed by the Commission on their behalf.
In accordance with point (a)(ii) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 3 3 1
Contributions from third countries, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from third countries, including their public agencies entities or natural persons to certain external aid programmes financed by the Union and managed by the Commission on their behalf.
In accordance with point (e) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 3 3 2
Contributions from international organisations to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from international organisations to certain external aid programmes financed by the Union and managed by the Commission on their behalf.
In accordance with point (e) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 3 4
Contributions from EU trust funds
6 3 4 0
Contributions from EU trust funds to the management costs of the Commission — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
28 599 800,58
Remarks
This item is intended to record the management fees which the Commission is authorised to withdraw up to a maximum of 5 % of the amounts pooled into the EU trust fund to cover its management costs from the years in which the contributions to each trust fund have started to be used.
In accordance with point (e) of Article 21(2) of the Financial Regulation, such management fees shall be assimilated to assigned revenue for the duration of the EU trust fund. The corresponding amount is estimated at EUR 13 700 000.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 235(5) thereof.
6 3 5
Contribution to the European Fund for Sustainable Development (EFSD) — Assigned revenue
6 3 5 0
Contribution from the European Development Fund to the EFSD — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
100 000 000 ,—
Remarks
This item is intended to record the financial contributions from the European Development Fund to the EFSD.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 5 1
Contributions from Member States, including their agencies, entities or natural persons to the EFSD — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from Member States, including their agencies, entities or natural persons to the EFSD.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 5 2
Contributions from third countries, including their agencies, entities or natural persons to the EFSD — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from third countries, including their agencies, entities or natural persons to the EFSD.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 5 3
Contributions from international organisations to the EFSD — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from international organisations to the EFSD.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 6
European Fund for Strategic Investments (EFSI) - Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
This article is intended to record endowments to EFSI guarantee fund in accordance with Article 12 of Regulation (EU) 2015/1017.
In accordance with Article 21(5) of the Financial Regulation a basic act may also assign the revenue for which it provides to specific items of expenditure. Unless specified otherwise in the basic act, such revenue shall constitute internal assigned revenue.
Legal basis
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
), and in particular Article 12 thereof.
6 3 7
Innovation Fund - Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
Remarks
New article
This article is intended to record the Innovation Fund (IF) revenues generated by the auctioning of the allowances in accordance with Articles 10 and 10a(8) of Directive 2003/87/EC for all implementation tasks carried out by the Commission in direct management subject to the final decision on the delegation of the Innovation Fund.
For budget year 2020, it is provisionally estimated that an amount between EUR 2,5 and 3,0 million will be needed in order to finance the contribution to the expenditure of INEA’s staff and administration incurred as a result of the Agency’s role in the management of the Innovation Fund financed from budget item 34 01 06 01.
This will allow the preparation of a first call for proposals in 2020, expected to be launched at the beginning of the second half of 2020, in the range of EUR 1,0-1,5 billion.
The necessary appropriations for this call would be generated by the revenue arising from the auctioning as of January 2020 of the first tranche of the 50 million emission allowances allocated to the Innovation Fund from the market stability reserve and by unspent amounts from the previous NER300 fund. Payments for selected projects from the first call are expected to be made from 2021 onwards.
Legal basis
Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a system for greenhouse gas emissions allowance trading within the Union and amending Council Directive 96/61/EC (
OJ L 275, 25.10.2003, p. 32
).
Reference acts
Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emissions allowance trading within the Community (
OJ L 302, 18.11.2010, p. 1
).
Commission Delegated Regulation (EU) 2019/856 of 26 February 2019 supplementing Directive 2003/87/EC of the European Parliament and of the Council with regard to the operation of the Innovation Fund (
OJ L 140, 28.5.2019, p. 6
).
CHAPTER 6 4 —
   
CONTRIBUTIONS FROM FINANCIAL INSTRUMENTS
6 4 1
Contributions from financial instruments — Assigned revenue
6 4 1 0
Contributions from financial instruments (revenues) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
43 664 382,70
Remarks
Revenues, including dividends, capital gains, guarantee fees and interest on loans and on amounts on fiduciary accounts paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
6 4 1 1
Contributions from financial instruments (repayments) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
56 539 343,84
Remarks
Annual repayments, including capital repayments, guarantees released, and repayments of the principal of loans, paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument, shall constitute internal assigned revenue in accordance with Article 21 of the Financial Regulation and shall be used for the same financial instruments, without prejudice to Article 215(5) of that Regulation, for a period not exceeding the period for the commitment of appropriations plus two years, unless specified otherwise in the relevant basic act.
This item is also used to book repayments resulting from a reduction of the Union contribution to an instrument.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
6 4 2
Contributions from financial instruments – Non-assigned revenue
6 4 2 0
Contributions from financial instruments — Revenues
Financial year 2020
Financial year 2019
Financial year 2018
25 000 000
25 000 000
11 546 742,65
Remarks
Revenues, including dividends, capital gains, guarantee fees and interest on loans and on amounts on fiduciary accounts paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument, shall be entered in the budget after deduction of management costs and fees.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
6 4 2 1
Contributions from financial instruments — Repayments
Financial year 2020
Financial year 2019
Financial year 2018
25 000 000
25 000 000
52 855 791,19
Remarks
Annual repayments, including capital repayments, guarantees released, and repayments of the principal of loans, paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument, if so specified in a basic act, shall not be considered as internal assigned revenue
This item is also intended to record unused amounts defined as amounts paid by the Union (hence transferred to the fiduciary account of the instruments) – on the basis of a legal obligation – in excess to the amounts committed by the entrusted entity but not used.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
CHAPTER 6 5 —
   
FINANCIAL CORRECTIONS
6 5 1
Financial corrections related to the programming periods before 2000
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
279 717,07
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the European Agricultural Guidance and Guarantee Fund (EAGGF) Guidance Section, the Financial Instrument for Fisheries Guidance (FIGF) and the Cohesion Fund (CF), related to the programming periods before 2000.
The amounts booked to this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in Section III ‘Commission’.
In accordance with Article 105(1) of Regulation (EC) No 1083/2006, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of assistance co-financed by the Structural Funds or of a project co-financed by the Cohesion Fund approved by the Commission on the basis of Regulations (EEC) No 2052/88, (EEC) No 4253/88, (EC) No 1164/94 and (EC) No 1260/1999 or any other legislation which applied to that assistance on 31 December 2006, which shall consequently apply thereafter to that assistance or the projects concerned until their closure.
In accordance with Article 152(1) of Regulation (EU) No 1303/2013, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of the projects concerned, until their closure, or of assistance approved by the Commission on the basis of Regulation (EC) No 1083/2006 or any other legislation applying to that assistance on 31 December 2013.
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
), and in particular Article 24 thereof.
Council Regulation (EEC) No 4254/88 of 19 December 1988, laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Regional Development Fund (
OJ L 374, 31.12.1988, p. 15
).
Council Regulation (EEC) No 4255/88 of 19 December 1988, laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Council Regulation (EEC) No 4256/88 of 19 December 1988, laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the EAGGF Guidance Section (
OJ L 374, 31.12.1988, p. 25
).
Council Regulation (EEC) No 2080/93 of 20 July 1993 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the financial instrument of fisheries guidance (
OJ L 193, 31.7.1993, p. 1
).
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
).
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
), and in particular Article 39(2) thereof.
Council Regulation (EC) No 1263/1999 of 21 June 1999 on the Financial Instrument for Fisheries Guidance (
OJ L 161, 26.6.1999, p. 54
).
6 5 2
Financial corrections related to the programming period 2000-2006 — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
12 825 552,43
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the European Agricultural Guidance and Guarantee Fund (EAGGF) Guidance Section, the Financial Instrument for Fisheries Guidance (FIGF), the Cohesion Fund (CF) and the Special Accession Programme for Agriculture and Rural Development (Sapard), related to the 2000-2006 programming period and the Transitional Rural Development Instrument (TRDI) funded by the EAGGF Guarantee Section.
The amounts booked to this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in Section III ‘Commission’.
In accordance with Article 105(1) of Regulation (EC) No 1083/2006, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of assistance co-financed by the Structural Funds or of a project co-financed by the Cohesion Fund approved by the Commission on the basis of Regulations (EEC) No 2052/88, (EEC) No 4253/88, (EC) No 1164/94 and (EC) No 1260/1999 or any other legislation which applied to that assistance on 31 December 2006, which shall consequently apply thereafter to that assistance or the projects concerned until their closure.
In accordance with Article 152(1) of Regulation (EU) No 1303/2013, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of the projects concerned, until their closure, or of assistance approved by the Commission on the basis of Regulation (EC) No 1083/2006 or any other legislation applying to that assistance on 31 December 2013.
Legal basis
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
).
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
), and in particular Article 39(2) thereof.
Council Regulation (EC) No 1263/1999 of 21 June 1999 on the Financial Instrument for Fisheries Guidance (
OJ L 161, 26.6.1999, p. 54
).
Council Regulation (EC) No 1268/1999 of 21 June 1999 on Community support for pre-accession measures for agriculture and rural development in the applicant countries of central and eastern Europe in the pre-accession period (
OJ L 161, 26.6.1999, p. 87
).
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 June 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
Reference acts
Commission Regulation (EC) No 448/2001 of 2 March 2001 laying down detailed rules for the implementation of Council Regulation (EC) No 1260/1999 as regards the procedure for making financial corrections to assistance granted under the Structural Funds (
OJ L 64, 6.3.2001, p. 13
).
Commission Regulation (EC) No 1386/2002 of 29 July 2002 laying down detailed rules for the implementation of Council Regulation (EC) No 1164/94 as regards the management and control systems for assistance granted from the Cohesion Fund and the procedure for making financial corrections (
OJ L 201, 31.7.2002, p. 5
).
Commission Regulation (EC) No 27/2004 of 5 January 2004 laying down transitional detailed rules for the application of Council Regulation No 1257/1999 as regards the financing by the EAGGF Guarantee Section of rural development measures in the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland Slovenia and Slovakia (
OJ L 5, 9.1.2004, p. 36
).
Commission Regulation (EC) No 141/2004 of 28 January 2004 laying down rules for applying Council Regulation (EC) No 1257/1999 as regards the transitional rural development measures applicable to the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland Slovenia and Slovakia (
OJ L 24, 29.1.2004, p. 25
).
Commission Regulation (EC) No 1828/2006 of 8 December 2006 setting out rules for the implementation of Council Regulation (EC) No 1083/2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and of Regulation (EC) No 1080/2006 of the European Parliament and of the Council on the European Regional Development Fund (
OJ L 371, 27.12.2006, p. 1
).
6 5 3
Financial corrections related to the programming period 2007-2013 — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
4 639 723,19
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the Cohesion Fund (CF) the European Fisheries Fund (EFF) and the Instrument for Pre-accession Assistance (IPA I), related to the 2007-2013 programming period.
The amounts booked to this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in Section III ‘Commission’.
In accordance with Article 152(1) of Regulation (EU) No 1303/2013, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of the projects concerned, until their closure, or of assistance approved by the Commission on the basis of Regulation (EC) No 1083/2006 or any other legislation applying to that assistance on 31 December 2013.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
Reference acts
Commission Regulation (EC) No 1828/2006 of 8 December 2006 setting out rules for the implementation of Council Regulation (EC) No 1083/2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and of Regulation (EC) No 1080/2006 of the European Parliament and of the Council on the European Regional Development Fund (
OJ L 371, 27.12.2006, p. 1
).
6 5 4
Financial corrections related to the programming period 2014-2020 — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the Cohesion Fund (CF), the European Maritime and Fisheries Fund (EMFF), the Fund for European Aid to the Most Deprived (FEAD), the Instrument for Pre-accession Assistance (IPA II), the Asylum, Migration and Integration Fund and the Internal Security Fund , related to the 2014-2020 programming period.
The amounts booked to this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11, 13 and 18 of the statement of expenditure in Section III ‘Commission’.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the Instrument for Financial Support for Police Cooperation, Preventing and Combatting Crime, and Crisis Management (
OJ L 150, 20.5.2014, p. 112
).
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
617 388 442,16
Remarks
This item is intended to accommodate, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
European Parliament
p.m.
Council
p.m.
Commission
p.m.
European Ombudsman
p.m.
European External Action Service
p.m.
Total
p.m.
6 6 0 1
Other non-assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
80 000 000
80 000 000
1 623 615,04
Remarks
This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used in accordance with Article 21 of the Financial Regulation.
European Parliament
p.m.
Commission
80 000 000
European External Action Service
p.m.
Total
80 000 000
CHAPTER 6 7 —
   
REVENUE CONCERNING THE EUROPEAN AGRICULTURAL GUARANTEE FUND AND THE EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT
6 7 0
Revenue concerning European Agricultural Guarantee Fund
6 7 0 1
Clearance of European Agricultural Guarantee Fund accounts — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
861 884 003,55
Remarks
This item is intended to accommodate amounts resulting from decisions related to conformity and accounting clearance of accounts in favour of the Union budget concerning expenditure financed by the European Agricultural Guidance and Guarantee Fund (Guarantee Section) under Heading 1 of the 2000-2006 Financial Perspectives and the European Agricultural Guarantee Fund (EAGF) under Heading 2 of the 2007-2013 and the 2014-2020 multiannual financial framework in accordance with Articles 51 and 52 of Regulation (EU) No 1306/2013. It includes corrections related to non-compliance with payment deadlines in accordance with Article 40 of that Regulation.
This item is also intended to accommodate amounts resulting from decisions related to conformity and accounting clearance of accounts in favour of the Union budget concerning expenditure financed by the temporary scheme for the restructuring of the sugar industry (Sugar Restructuring Fund) in the Community established by Regulation (EC) No 320/2006, which ended on 30 September 2012.
In accordance with Article 1(3) of Regulation (EC) No 320/2006 and Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under EAGF of the statement of expenditure in Section III ‘Commission’.
The revenue under this item has been estimated at EUR 944 000 000, including EUR 352 000 000 estimated to be carried over from 2019 to 2020 in accordance with point (b) of Article 12(4) of the Financial Regulation. When establishing the budget for 2020, an amount of EUR 150 000 000 was taken into account for financing the needs of measures under Article 05 02 08 (Item 05 02 08 03) and the remaining amount of EUR 794 000 000 was taken into account for financing the needs of measures under Article 05 03 01 (Item 05 03 01 10).
Legal basis
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 0 2
European Agricultural Guarantee Fund irregularities — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
131 592 394,89
Remarks
This item is intended to accommodate amounts recovered following irregularities or negligence, including the related interest, in particular amounts recovered in cases of irregularities or fraud, penalties and interest received, as well as securities, deposits or guarantees forfeited concerning expenditure financed by the European Agricultural Guidance and Guarantee Fund (Guarantee Section) under Heading 1 of the 2000-2006 Financial Perspectives and the European Agricultural Guarantee Fund (EAGF) under Heading 2 of the 2007-2013 and the 2014-2020 multiannual financial framework in accordance with Articles 54 and 55 of Regulation (EU) No 1306/2013.
This item is also intended to accommodate amounts recovered following irregularities or oversight, including interest, penalties and securities acquired, resulting from expenditure financed by the temporary scheme for the restructuring of the sugar industry (Sugar Restructuring Fund) in the Community established by Regulation (EC) No 320/2006, which ended on 30 September 2012.
It is also intended to accommodate the net amounts recovered for which Member States may retain 20 % as provided for in Article 55 of Regulation (EU) No 1306/2013.
In accordance with Article 1(3) of Regulation (EC) No 320/2006 and Articles 43 and 55 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under EAGF of the statement of expenditure in Section III ‘Commission’.
The revenue under this item has been estimated at EUR 127 000 000. When establishing the budget for 2020, this amount was taken into account for financing the needs of measures under Article 05 03 01 (Item 05 03 01 10).
Legal basis
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 0 3
Superlevy from milk producers — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
3 884 635,12
Remarks
This item is intended to accommodate amounts related to the surplus levy applying to the milk quota system which are collected or recovered in accordance with Section III of Chapter III of Title I of Part II of Regulation (EC) No 1234/2007, in particular Article 78 thereof.
In accordance with Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under European Agricultural Guarantee Fund of the statement of expenditure in Section III ‘Commission’.
The milk superlevy was collected and declared by Member States for the last time under the general budget of the Union for 2016 following the end of the milk quota system in calendar year 2015. Any incoming revenue under this item would only concern possible regularisations of certain files, for which estimates are not possible in advance, and would be used for financing needs for measures under Article 05 03 01 (Item 05 03 01 10).
Legal basis
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 1
Revenue concerning European Agricultural Fund for Rural Development
6 7 1 1
Clearance of accounts European Agricultural Fund for Rural Development (EAFRD) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
250 426 539,98
Remarks
This item is intended to accommodate amounts resulting from decisions related to conformity and accounting clearance of accounts in favour of the Union budget within the context of rural development financed by the EAFRD in accordance with Articles 51 and 52 of Regulation (EU) No 1306/2013. Amounts in relation to the repayment of payments on account under the EAFRD are also recorded on this item.
In accordance with Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under the EAFRD.
The revenue under this item has been estimated at EUR 341 000 000. When establishing the budget for 2020, this amount was taken into account for financing the needs of EAFRD measures under Chapter 05 04 (Item 05 04 60 01).
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 1 2
European Agricultural Fund for Rural Development (EAFRD) irregularities — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
198 800 557,47
Remarks
This item is intended to accommodate amounts recovered resulting from irregularities and negligence, including the related interest, in particular amounts recovered in cases of irregularities or fraud, penalties and interest received as well as securities forfeited in the context of rural development financed by the EAFRD in accordance with Articles 54 and 56 of Regulation (EU) No 1306/2013.
In accordance with Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under the EAFRD.
When establishing the budget for 2020, no specific amount was foreseen for EAFRD budget items under Chapter 05 04.
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 7
DEFAULT INTEREST AND FINES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 7 0
7 0 0
Default interest
7 0 0 0
Default interest in respect of own resources made available by the Member States
5 000 000
5 000 000
30 801 259,92
616,03
7 0 0 1
Other default interest
p.m.
p.m.
588 255,15
Article 7 0 0 — Total
5 000 000
5 000 000
31 389 515,07
627,79
7 0 1
Interest connected with fines and penalty payments
10 000 000
10 000 000
54 501 323,69
545,01
7 0 2
Interest on deposits in the framework of the Union's economic governance — Assigned revenue
p.m.
p.m.
0 ,—
7 0 9
Other interest
p.m.
p.m.
0 ,—
CHAPTER 7 0 — TOTAL
15 000 000
15 000 000
85 890 838,76
572,61
CHAPTER 7 1
7 1 0
Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition
100 000 000
100 000 000
1 149 104 530,22
1 149,10
7 1 1
Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty
p.m.
p.m.
192 647 201,15
7 1 2
Fines imposed for fraud and irregularities which are damaging to the Union's financial interests
p.m.
p.m.
0 ,—
7 1 3
Fines in the framework of the Union's economic governance — Assigned revenue
p.m.
p.m.
45 750 000 ,—
7 1 9
Other fines and penalty payments
7 1 9 0
Other fines and penalty payments — Assigned revenue
p.m.
p.m.
0 ,—
7 1 9 1
Other non-assigned fines and penalty payments
p.m.
p.m.
0 ,—
Article 7 1 9 — Total
p.m.
p.m.
0 ,—
CHAPTER 7 1 — TOTAL
100 000 000
100 000 000
1 387 501 731,37
1 387,50
Title 7 — Total
115 000 000
115 000 000
1 473 392 570,13
1 281,21
CHAPTER 7 0 —
DEFAULT INTEREST AND INTEREST ON FINES
CHAPTER 7 1 —
FINES AND PENALTIES
CHAPTER 7 0 —
   
DEFAULT INTEREST AND INTEREST ON FINES
7 0 0
Default interest
7 0 0 0
Default interest in respect of own resources made available by the Member States
Financial year 2020
Financial year 2019
Financial year 2018
5 000 000
5 000 000
30 801 259,92
Remarks
Any delay by a Member State in making the entry in the account opened in the name of the Commission referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014 gives rise to the payment of interest by the Member State concerned. However the recovery of amounts of interest below EUR 500 shall be waived.
For the VAT and GNI-based own resources, interest shall be payable only in relation to delays in entering amounts referred in Article 12(2) of Regulation (EU, Euratom) No 609/2014.
In the case of Member States belonging to the Economic and Monetary Union, the interest rate shall be equal to the rate as published in the Official Journal of the European Union, C series, which the European Central Bank applied to its main refinancing operations on the first day of the month in which the due date fell, or 0 per cent, whichever is higher, increased by 2,5 percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay.
In the case of Member States not belonging to the Economic and Monetary Union, the interest rate shall be equal to the rate applied on the first day of the month in question by the central banks for their main refinancing operations, or 0 per cent, whichever is higher, increased by 2,5 percentage points. For the Member States for which the central bank rate is not available, the interest rate shall be equal to the most equivalent rate applied on the first day of the month in question on the Member State's money market, or 0 per cent, whichever is higher, increased by 2,5 percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay.
The total increase shall not exceed 16 percentage points. The increased rate shall be applied to the entire period of delay.
Council
p.m.
Commission
5 000 000
Total
5 000 000
Legal basis
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 12 thereof.
7 0 0 1
Other default interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
588 255,15
Remarks
This item is intended to record default interest of entitlements other than own resources.
Council
p.m.
Commission
p.m.
European External Action Service
p.m.
Total
p.m.
Legal basis
Agreement on the European Economic Area (
OJ L 1, 3.1.1994, p. 3
), and in particular Article 2(5) of Protocol 32 thereto.
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
), and in particular Article 102 thereof.
Commission Regulation (EC) No 1828/2006 of 8 December 2006 setting out rules for the implementation of Council Regulation (EC) No 1083/2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and of Regulation (EC) No 1080/2006 of the European Parliament and of the Council on the European Regional Development Fund (
OJ L 371, 27.12.2006, p. 1
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 99 thereof.
7 0 1
Interest connected with fines and penalty payments
Financial year 2020
Financial year 2019
Financial year 2018
10 000 000
10 000 000
54 501 323,69
Remarks
This article is intended to receive accrued interest on special accounts for fines and default interest connected with fines and penalty payments, including penalty payments related to Member States.
Legal basis
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (
OJ L 1, 4.1.2003, p. 1
).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (
OJ L 24, 29.1.2004, p. 1
), and in particular Articles 14 and 15 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 99 thereof.
7 0 2
Interest on deposits in the framework of the Union's economic governance — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to receive interest on deposits in the framework of the Union's economic governance.
In accordance with point (c) of Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Council Regulation (EC) No 1467/97 of 7 July 1997 on speeding up and clarifying the implementation of the excessive deficit procedure (
OJ L 209, 2.8.1997, p. 6
), and in particular Article 16 thereof.
7 0 9
Other interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to accommodate all other possible interest related to late payment and not listed under Chapter 70 which is due only in exceptional circumstances not justifying the creation of a specific budget line.
Council
p.m.
Commission
p.m.
European External Action Service
p.m.
Total
p.m.
CHAPTER 7 1 —
   
FINES AND PENALTIES
7 1 0
Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition
Financial year 2020
Financial year 2019
Financial year 2018
100 000 000
100 000 000
1 149 104 530,22
Remarks
The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.
The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and the interest or surcharges by the final date for payment.
Legal basis
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (
OJ L 1, 4.1.2003, p. 1
).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (
OJ L 24, 29.1.2004, p. 1
), and in particular Articles 14 and 15 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
7 1 1
Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
192 647 201,15
Remarks
This article is intended to record penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty.
Legal basis
Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof.
7 1 2
Fines imposed for fraud and irregularities which are damaging to the Union's financial interests
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to accommodate any penalties resulting from measures taken by the Commission to address irregularities detected in the framework of the protection of the financial interests of the Union.
Legal basis
Regulation (EU) No 1294/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme for customs in the European Union for the period 2014-2020 (Customs 2020) and repealing Decision No 624/2007/EC (
OJ L 347, 20.12.2013, p. 209
).
7 1 3
Fines in the framework of the Union's economic governance — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
45 750 000 ,—
Remarks
This article is intended to fines in the framework of the Union's economic governance.
In accordance with point (c) of Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Council Regulation (EC) No 1467/97 of 7 July 1997 on speeding up and clarifying the implementation of the excessive deficit procedure (
OJ L 209, 2.8.1997, p. 6
), and in particular Article 16 thereof.
Regulation (EU) No 1173/2011 of the European Parliament and of the Council of 16 November 2011 on the effective enforcement of budgetary surveillance in the euro area (
OJ L 306, 23.11.2011, p. 1
).
Regulation (EU) No 1174/2011 of the European Parliament and of the Council of 16 November 2011 on enforcement measures to correct excessive macroeconomic imbalances in the euro area (
OJ L 306, 23.11.2011, p. 8
).
7 1 9
Other fines and penalty payments
7 1 9 0
Other fines and penalty payments — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 7 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
7 1 9 1
Other non-assigned fines and penalty payments
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate any revenue not provided for in other parts of Article 7 1 0 which is not used in accordance with Article 21 of the Financial Regulation.
TITLE 8
BORROWING AND LENDING OPERATIONS
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 8 0
8 0 0
European Union guarantee for Union borrowings for balance of payments support
p.m.
p.m.
0 ,—
8 0 1
European Union guarantee for Euratom borrowings
p.m.
p.m.
0 ,—
8 0 2
European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism
p.m.
p.m.
0 ,—
CHAPTER 8 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 8 1
8 1 0
Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries
p.m.
p.m.
35 948 290,12
8 1 3
Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation
p.m.
p.m.
0 ,—
CHAPTER 8 1 — TOTAL
p.m.
p.m.
35 948 290,12
CHAPTER 8 2
8 2 7
European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries
p.m.
p.m.
0 ,—
8 2 8
Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States
p.m.
p.m.
0 ,—
CHAPTER 8 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 8 3
8 3 5
European Union guarantee for European Investment Bank loans to third countries
p.m.
p.m.
0 ,—
8 3 6
European Union guarantee for the European Fund for Sustainable Development (EFSD)
p.m.
p.m.
0 ,—
CHAPTER 8 3 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 8 5
8 5 0
Dividends paid by the European Investment Fund
2 076 361
2 823 744
3 087 566 ,—
148,70
CHAPTER 8 5 — TOTAL
2 076 361
2 823 744
3 087 566 ,—
148,70
Title 8 — Total
2 076 361
2 823 744
39 035 856,12
1 880,01
CHAPTER 8 0 —
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES
CHAPTER 8 1 —
LOANS GRANTED BY THE COMMISSION
CHAPTER 8 2 —
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES
CHAPTER 8 3 —
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES
CHAPTER 8 5 —
REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES
CHAPTER 8 0 —
   
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES
8 0 0
European Union guarantee for Union borrowings for balance of payments support
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The Union guarantee is for borrowings raised on the capital markets or from financial institutions. The amount in principal of loans which may then be granted to the Member States is limited to EUR 50 000 000 000.
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 02 02 of the statement of expenditure in Section III ‘Commission’ provided that this revenue has not been deducted from expenditure.
A summary of borrowing-and-lending operations, including debt management, in capital and interest, is given in the Annex ‘Borrowing-and-lending operations’ to Section III ‘Commission’.
Legal basis
Council Regulation (EC) No 332/2002 of 18 February 2002 establishing a facility providing medium-term financial assistance for Member States’ balances of payment (
OJ L 53, 23.2.2002, p. 1
).
Council Decision 2009/102/EC of 4 November 2008 providing Community medium-term financial assistance for Hungary (
OJ L 37, 6.2.2009, p. 5
).
Council Decision 2009/290/EC of 20 January 2009 providing Community medium-term financial assistance for Latvia (
OJ L 79, 25.3.2009, p. 39
).
Council Decision 2009/459/EC of 6 May 2009 providing Community medium-term financial assistance for Romania (
OJ L 150, 13.6.2009, p. 8
).
Council Decision 2011/288/EU of 12 May 2011 providing precautionary EU medium-term financial assistance for Romania (
OJ L 132, 19.5.2011, p. 15
).
Council Decision 2013/531/EU of 22 October 2013 providing precautionary Union medium-term financial assistance to Romania (
OJ L 286, 29.10.2013, p. 1
).
8 0 1
European Union guarantee for Euratom borrowings
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 04 03 of the statement of expenditure in Section III ‘Commission’ provided that this revenue has not been deducted from expenditure.
A summary of borrowing-and-lending operations, including debt management, in capital and interest, is given in the Annex ‘Borrowing-and-lending operations’ to Section III ‘Commission’.
Legal basis
Council Decision 77/270/Euratom of 29 March 1977 empowering the Commission to issue Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 9
).
Council Decision 77/271/Euratom of 29 March 1977 on the implementation of Decision 77/270/Euratom empowering the Commission to issue Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 11
).
Commission Decision C(2013) 3496 of 24 June 2013 on granting a Euratom loan in support of the Ukraine safety upgrade program of nuclear power units.
8 0 2
European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The Union’s guarantee is for borrowings raised on the capital markets or from financial institutions. The outstanding amount of loans or credit lines to be granted to Member States shall be within the limits provided for in the legal basis.
This article is intended to record any revenue arising from exercise of rights in connection with a guarantee under Article 01 02 03, provided that this revenue has not been deducted from expenditure.
A summary of borrowing-and-lending operations, including debt management, in capital and interest, is given in the Annex ‘Borrowing-and-lending operations’ to Section III ‘Commission’.
Legal basis
Council Regulation (EU) No 407/2010 of 11 May 2010 establishing a European financial stabilisation mechanism (
OJ L 118, 12.5.2010, p. 1
).
Council Implementing Decision 2011/77/EU of 7 December 2010 on granting Union financial assistance to Ireland (
OJ L 30, 4.2.2011, p. 34
).
Council Implementing Decision 2011/344/EU of 30 May 2011 on granting Union financial assistance to Portugal (
OJ L 159, 17.6.2011, p. 88
).
CHAPTER 8 1 —
   
LOANS GRANTED BY THE COMMISSION
8 1 0
Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
35 948 290,12
Remarks
This article is intended to record capital repayments and interest payments on special loans and risk capital granted from the appropriations in Chapters 22 02 and 22 04 of the statement of expenditure in Section III ‘Commission’ to Mediterranean third countries.
It also comprises capital repayments and interest payments on special loans and risk capital granted to certain Mediterranean Member States which, however, represent a very small proportion of the overall amount. These loans/risk capital were granted at a time those countries had not yet joined the Union.
The revenue obtained normally exceeds the amounts forecast in the budget because of the interest payments on special loans which may still be disbursed during the preceding financial year as well as during the current financial year. The interest on special loans and risk capital is charged from the moment the loans are disbursed; interest on special loans is paid in six-monthly instalments and interest on risk capital generally in annual instalments.
This article may accommodate, in accordance with Article 21 of the Financial Regulation, assigned revenue which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
Legal basis
For the legal basis, see remarks for Chapters 22 02 and 22 04 of the statement of expenditure in Section III ‘Commission’.
8 1 3
Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record capital repayments and interest payment on loans and risk capital granted from the appropriations in Articles 21 02 51 and 22 04 51 of the statement of expenditure of Section III ‘Commission’ under the European Union Investment Partners operation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
For the legal basis, see also remarks for Articles 21 02 51 and 22 04 51 of the statement of expenditure in Section III ‘Commission’.
CHAPTER 8 2 —
   
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES
8 2 7
European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 03 03 of the statement of expenditure in Section III ‘Commission’ provided that this revenue has not been deducted from expenditure.
A summary of borrowing-and-lending operations, including debt management, in capital and interest, is given in the Annex ‘Borrowing-and-lending operations’ to Section III ‘Commission’.
Legal basis
Council Decision 97/471/EC of 22 July 1997 providing macro-financial assistance for the former Yugoslav Republic of Macedonia (
OJ L 200, 29.7.1997, p. 59
).
Council Decision 97/472/EC of 22 July 1997 providing macro-financial assistance for Bulgaria (
OJ L 200, 29.7.1997, p. 61
).
Council Decision 97/787/EC of 17 November 1997 providing exceptional financial assistance for Armenia and Georgia (
OJ L 322, 25.11.1997, p. 37
).
Council Decision 98/592/EC of 15 October 1998 providing supplementary macro-financial assistance for Ukraine (
OJ L 284, 22.10.1998, p. 45
).
Council Decision 1999/325/EC of 10 May 1999 providing macro-financial assistance to Bosnia and Herzegovina (
OJ L 123, 13.5.1999, p. 57
).
Council Decision 1999/731/EC of 8 November 1999 providing supplementary macro-financial assistance to Bulgaria (
OJ L 294, 16.11.1999, p. 27
).
Council Decision 1999/732/EC of 8 November 1999 providing supplementary macro-financial assistance to Romania (
OJ L 294, 16.11.1999, p. 29
).
Council Decision 1999/733/EC of 8 November 1999 providing supplementary macro-financial assistance to the former Yugoslav Republic of Macedonia (
OJ L 294, 16.11.1999, p. 31
).
Council Decision 2001/549/EC of 16 July 2001 providing macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 197, 21.7.2001, p. 38
).
Council Decision 2002/639/EC of 12 July 2002 providing supplementary macro-financial assistance to Ukraine (
OJ L 209, 6.8.2002, p. 22
).
Council Decision 2002/882/EC of 5 November 2002 providing further macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 308, 9.11.2002, p. 25
).
Council Decision 2002/883/EC of 5 November 2002 providing further macro-financial assistance to Bosnia and Herzegovina (
OJ L 308, 9.11.2002, p. 28
).
Council Decision 2004/580/EC of 29 April 2004 providing macro-financial assistance to Albania and repealing Decision 1999/282/EC (
OJ L 261, 6.8.2004, p. 116
).
Council Decision 2007/860/EC of 10 December 2007 providing Community macro-financial assistance to Lebanon (
OJ L 337, 21.12.2007, p. 111
).
Council Decision 2008/784/EC of 2 October 2008 establishing a separate liability of Montenegro and reducing proportionately the liability of Serbia with regard to the long term loans granted by the Community to the State Union of Serbia and Montenegro (formerly the Federal Republic of Yugoslavia) pursuant to Decisions 2001/549/EC and 2002/882/EC (
OJ L 269, 10.10.2008, p. 8
).
Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance to Armenia (
OJ L 320, 5.12.2009, p. 3
).
Council Decision 2009/891/EC of 30 November 2009 providing macro-financial assistance to Bosnia and Herzegovina (
OJ L 320, 5.12.2009, p. 6
).
Council Decision 2009/892/EC of 30 November 2009 providing macro-financial assistance to Serbia (
OJ L 320, 5.12.2009, p. 9
).
Decision No 388/2010/EU of the European Parliament and of the Council of 7 July 2010 providing macro-financial assistance to Ukraine (
OJ L 179, 14.7.2010, p. 1
).
Decision No 778/2013/EU of the European Parliament and of the Council of 12 August 2013 providing further macro-financial assistance to Georgia (
OJ L 218, 14.8.2013, p. 15
).
Decision No 1025/2013/EU of the European Parliament and of the Council of 22 October 2013 providing macro-financial assistance to the Kyrgyz Republic (
OJ L 283, 25.10.2013, p. 1
).
Decision No 1351/2013/EU of the European Parliament and of the Council of 11 December 2013 on providing macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 341, 18.12.2013, p. 4
).
Council Decision 2014/215/EU of 14 April 2014 providing macro-financial assistance to Ukraine (
OJ L 111, 15.4.2014, p. 85
).
Decision 534/2014/EU of the European Parliament and of the Council of 15 May 2014 providing macro-financial assistance to the Republic of Tunisia (
OJ L 151, 21.5.2014, p. 9
).
Decision (EU) 2015/601 of the European Parliament and of the Council of 15 April 2015 providing macro-financial assistance to Ukraine (
OJ L 100, 17.4.2015, p. 1
).
Decision (EU) 2016/1112 of the European Parliament and of the Council of 6 July 2016 providing further macro-financial assistance to Tunisia (
OJ L 186, 9.7.2016, p. 1
).
Decision (EU) 2016/2371 of the European Parliament and of the Council of 14 December 2016 providing further macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 352, 23.12.2016, p. 18
).
Decision (EU) 2017/1565 of the European Parliament and of the Council of 13 September 2017 on providing macro-financial assistance to Moldova (
OJ L 242, 20.9.2017, p. 14
).
Decision (EU) 2018/598 of the European Parliament and the Council of 18 April 2018 providing further macro-financial assistance to Georgia (
OJ L 103, 23.4.2018, p. 8
).
Decision (EU) 2018/947 of the European Parliament and of the Council of 4 July 2018 providing further macro-financial assistance to Ukraine (
OJ L 171, 6.7.2018, p. 11
).
8 2 8
Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 03 04 of the statement of expenditure in Section III ‘Commission’ provided that this revenue has not been deducted from expenditure.
A summary of borrowing-and-lending operations, including debt management, in capital and interest, is given in the Annex ‘Borrowing-and-lending operations’ to Section III ‘Commission’.
Legal basis
Council Decision 77/270/Euratom of 29 March 1977 empowering the Commission to issue Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 9
).
For the legal basis for Euratom loans to Member States, see also Article 8 0 1.
CHAPTER 8 3 —
   
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES
8 3 5
European Union guarantee for European Investment Bank loans to third countries
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 03 05 of the statement of expenditure in Section III ‘Commission’ provided that this revenue has not been deducted from expenditure.
A summary of borrowing-and-lending operations, including debt management, in capital and interest, is given in the Annex ‘Borrowing-and-lending operations’ to Section III ‘Commission’.
Legal basis
Council Decision of 8 March 1977 (Mediterranean Protocols).
Council Regulation (EEC) No 1273/80 of 23 May 1980 on the conclusion of the Interim Protocol between the European Economic Community and the Socialist Federal Republic of Yugoslavia on the advance implementation of Protocol 2 to the Cooperation Agreement (
OJ L 130, 27.5.1980, p. 98
).
Council Decision of 19 July 1982 (further exceptional aid for the reconstruction of Lebanon).
Council Regulation (EEC) No 3180/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 337, 29.11.1982, p. 22
).
Council Regulation (EEC) No 3183/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 337, 29.11.1982, p. 43
).
Council Decision of 9 October 1984 (loan outside the Yugoslavia Protocol).
Council Decision 87/604/EEC of 21 December 1987 concerning the conclusion of the Second Protocol on financial cooperation between the European Economic Community and the Socialist Federal Republic of Yugoslavia (
OJ L 389, 31.12.1987, p. 65
).
Council Decision 88/33/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 22, 27.1.1988, p. 25
).
Council Decision 88/34/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 22, 27.1.1988, p. 33
).
Council Decision 88/453/EEC of 30 June 1988 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 224, 13.8.1988, p. 32
).
Council Decision 90/62/EEC of 12 February 1990 granting a Community guarantee to the European Investment Bank against losses under loans for projects in Hungary, Poland, Czechoslovakia, Bulgaria and Romania (
OJ L 42, 16.2.1990, p. 68
).
Council Decision 91/252/EEC of 14 May 1991 extending to Czechoslovakia, Bulgaria and Romania Decision 90/62/EEC granting the Community guarantee to the European Investment Bank against losses under loans for projects in Hungary and Poland (
OJ L 123, 18.5.1991, p. 44
).
Council Decision 92/44/EEC of 19 December 1991 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 18, 25.1.1992, p. 34
).
Council Decision 92/207/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Arab Republic of Egypt (
OJ L 94, 8.4.1992, p. 21
).
Council Decision 92/208/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 94, 8.4.1992, p. 29
).
Council Decision 92/209/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 94, 8.4.1992, p. 37
).
Council Decision 92/210/EEC of 16 March 1992 on the conclusion of a Protocol relating to financial cooperation between the European Economic Community and the State of Israel (
OJ L 94, 8.4.1992, p. 45
).
Council Regulation (EEC) No 1763/92 of 29 June 1992 concerning financial cooperation in respect of all Mediterranean non-member countries (
OJ L 181, 1.7.1992, p. 5
), repealed by Regulation (EC) No 1488/96 (
OJ L 189, 30.7.1996, p. 1
).
Council Decision 92/548/EEC of 16 November 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 352, 2.12.1992, p. 13
).
Council Decision 92/549/EEC of 16 November 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 352, 2.12.1992, p. 21
).
Council Decision 93/115/EEC of 15 February 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects of mutual interest in certain third countries (
OJ L 45, 23.2.1993, p. 27
).
Council Decision 93/166/EEC of 15 March 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects in Estonia, Latvia and Lithuania (
OJ L 69, 20.3.1993, p. 42
).
Council Decision 93/408/EEC of 19 July 1993 on the conclusion of a Protocol on financial cooperation between the European Economic Community and the Republic of Slovenia (
OJ L 189, 29.7.1993, p. 152
).
Council Decision 93/696/EC of 13 December 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects in central and eastern European countries (Poland, Hungary, the Czech Republic, the Slovak Republic, Romania, Bulgaria, Estonia, Latvia, Lithuania and Albania) (
OJ L 321, 23.12.1993, p. 27
).
Council Decision 94/67/EC of 24 January 1994 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 32, 5.2.1994, p. 44
).
Council Decision 95/207/EC of 1 June 1995 granting a Community guarantee to the European Investment Bank against losses under loans for projects in South Africa (
OJ L 131, 15.6.1995, p. 31
).
Council Decision 95/484/EC of 30 October 1995 on the conclusion of a Protocol on financial and technical cooperation between the European Community and the Republic of Malta (
OJ L 278, 21.11.1995, p. 14
).
Council Decision 95/485/EC of 30 October 1995 on the conclusion of a Protocol on financial and technical cooperation between the European Community and the Republic of Cyprus (
OJ L 278, 21.11.1995, p. 22
).
Council Decision 96/723/EC of 12 December 1996 granting a Community guarantee to the European Investment Bank against losses under loans for projects of mutual interest in Latin American and Asian countries with which the Community has concluded cooperation agreements (Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, El Salvador, Uruguay and Venezuela; Bangladesh, Brunei, China, India, Indonesia, Macao, Malaysia, Pakistan, Philippines, Singapore, Sri Lanka, Thailand and Vietnam) (
OJ L 329, 19.12.1996, p. 45
).
Council Decision 97/256/EC of 14 April 1997 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern European countries, Mediterranean countries, Latin American and Asian countries, South Africa, the former Yugoslav Republic of Macedonia and Bosnia and Herzegovina) (
OJ L 102, 19.4.1997, p. 33
).
Council Decision 98/348/EC of 19 May 1998 granting a Community guarantee to the European Investment Bank against losses under loans for projects in the former Yugoslav Republic of Macedonia and amending Decision 97/256/EC granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (central and eastern European countries, Mediterranean countries, Latin American and Asian countries and South Africa) (
OJ L 155, 29.5.1998, p. 53
).
Council Decision 1999/786/EC of 29 November 1999 granting a Community guarantee to the European Investment Bank (EIB) against losses under loans for projects for the reconstruction of the earthquake-stricken areas of Turkey (
OJ L 308, 3.12.1999, p. 35
).
Council Decision 2000/24/EC of 22 December 1999 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (central and eastern Europe, Mediterranean countries, Latin America and Asia and the Republic of South Africa) (
OJ L 9, 13.1.2000, p. 24
).
Council Decision 2001/777/EC of 6 November 2001 granting a Community guarantee to the European Investment Bank against losses under a special lending action for selected environmental projects in the Baltic Sea basin of Russia under the Northern Dimension (
OJ L 292, 9.11.2001, p. 41
).
Council Decision 2005/48/EC of 22 December 2004 granting a Community guarantee to the European Investment Bank against losses under loans for certain types of projects in Russia, Ukraine, Moldova and Belarus (
OJ L 21, 25.1.2005, p. 11
).
Council Decision 2006/1016/EC of 19 December 2006 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 414, 30.12.2006, p. 95
).
Decision No 633/2009/EC of the European Parliament and of the Council of 13 July 2009 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 190, 22.7.2009, p. 1
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
).
8 3 6
European Union guarantee for the European Fund for Sustainable Development (EFSD)
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 03 07 of the statement of expenditure in Section III ‘Commission’ provided that this revenue has not been deducted from expenditure.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
CHAPTER 8 5 —
   
REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES
8 5 0
Dividends paid by the European Investment Fund
Financial year 2020
Financial year 2019
Financial year 2018
2 076 361
2 823 744
3 087 566 ,—
Remarks
This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution.
Legal basis
Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (
OJ L 173, 7.7.1994, p. 12
).
Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (
OJ L 107, 25.4.2007, p. 5
).
Decision No 562/2014/EU of the European Parliament and of the Council of 15 May 2014 on the participation of the European Union in the capital increase of the European Investment Fund (
OJ L 156, 24.5.2014, p. 1
).
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
15 001 000
15 001 000
13 148 608,78
87,65
CHAPTER 9 0 — TOTAL
15 001 000
15 001 000
13 148 608,78
87,65
Title 9 — Total
15 001 000
15 001 000
13 148 608,78
87,65
GRAND TOTAL
153 566 205 917
148 492 491 538
159 318 135 354,52
103,75
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
15 001 000
15 001 000
13 148 608,78
Remarks
This article is intended to receive miscellaneous revenue.
European Parliament
1 000
Council
p.m.
Commission
15 000 000
Court of Justice of the European Union
p.m.
European Court of Auditors
p.m.
European Economic and Social Committee
p.m.
European Committee of the Regions
p.m.
European Ombudsman
p.m.
European Data Protection Supervisor
p.m.
European External Action Service
p.m.
Total
15 001 000
C.   
ESTABLISHMENT PLAN STAFF
Authorised establishment plan
Institution
2020
2019
 (
14
)
Permanent posts
Temporary posts
Permanent posts
Temporary posts
European Parliament
5 351
1 282
5 351
1 282
European Council and Council
2 994
35
2 998
35
Commission:
23 172
406
23 202
411
—
Administration
18 376
375
18 382
375
—
Research and innovation
3 151
5
3 175
—
Publications Office of the European Union
565
567
—
European Anti-Fraud Office
310
25
306
35
—
European Personnel Selection Office
106
1
107
1
—
Office for the Administration and Payment of Individual Entitlements
166
160
—
Office for Infrastructure and Logistics, Brussels
376
383
—
Office for Infrastructure and Logistics, Luxembourg
122
122
Court of Justice of the European Union
1 549
524
1 544
524
European Court of Auditors
689
164
706
147
European Economic and Social Committee
629
39
629
39
European Committee of the Regions
434
57
434
57
European Ombudsman
45
24
45
21
European Data Protection Supervisor
84
71
European External Action Service
1 698
1
1 633
1
Total
36 645
2 532
36 613
2 517
Authorised establishment plan
Bodies set up by the Union and having legal personality
2020
2019
 (
15
)
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Decentralised agencies
102
6 751
101
6 321
European joint undertakings
51
268
51
271
European Institute of Innovation and Technology
45
45
Executive agencies
657
628
Total
153
7 721
152
7 265
D.   
BUILDINGS
Institutions
Buildings rented
Buildings owned
 (
16
)
Appropriations 2020
 (
17
)
Appropriations 2019
 (
17
)
Section I
European Parliament
33 291 000
38 620 000
886 146 704
Section II
European Council and Council
799 000
1 109 000
416 933 277,56
Section III
Commission:
1 413 200 580,18
— headquarters (Brussels and Luxembourg)
257 643 000
253 584 761
1 198 189 115,49
— offices in the Union
11 005 000
12 691 500
26 963 745,08
— Health and food audits and analysis offices in Grange
2 185 000
2 185 000
11 812 641,39
— Union delegations
 (
18
)
21 818 000
21 459 000
—
— Joint Research Centre
 (
19
)
1 400 000
1 400 000
176 235 078,22
— Publications Office of the European Union
7 852 100
7 991 100
—
— European Anti-Fraud Office
5 292 000
5 282 000
—
— European Personnel Selection Office
3 017 000
2 920 000
—
— Office for Administration and Payment of Individual Entitlements
3 867 000
3 794 000
—
— Office for Infrastructure and Logistics, Brussels
6 053 000
5 957 000
—
— Office for Infrastructure and Logistics, Luxembourg
1 964 000
1 905 000
—
Section IV
Court of Justice of the European Union
40 196 000
42 388 311
283 904 412,64 
 (
20
)
Section V
European Court of Auditors
100 000
107 000
66 777 535,27
Section VI
European Economic and Social Committee
14 804 815
14 574 135
94 112 598,83
Section VII
European Committee of the Regions
10 846 030
10 675 226
60 793 951
Section VIII
European Ombudsman
1 100 000
1 040 697
—
Section IX
European Data Protection Supervisor
2 192 454
1 832 286
—
Section X
European External Action Service:
304 701 006,00 
 (
21
)
— headquarters (Brussels)
18 658 998
17 739 538
— Union delegations
92 639 000 
 (
22
)
84 055 736 
 (
22
)
Total
536 723 397
531 311 290
3 526 570 065,48
Institution
Location
Year of purchase
Net booked value
 (
23
)
Subtotal
Total
European Parliament
Brussels
596 699 891
Land
172 277 743
Paul-Henri Spaak
1993
4 821 469
Altiero Spinelli
1995
104 702 149
Willy Brandt
2007
56 515 544
József Antall
2008
82 556 369
Atrium
1999
16 593 588
Atrium II
2004
4 383 761
Montoyer 75
2006
13 906 122
Trier
2011
9 407 607
Eastman
2008
41 699 574
Cathedrale
2005
1 223 536
Wayenberg (Marie Haps)
2003
3 742 583
Remard
2010
8 898 167
Montoyer 70
2012
7 544 717
Wilfried Martens
2016
68 426 964
Strasbourg
210 797 419
Louise Weiss
1998
112 869 897
Churchill, de Madariaga, Pflimlin
2006
75 921 480
Václav Havel
2012
22 006 042
Luxembourg
25 136 940
Konrad Adenauer
2003
23 958 668
KAD Z
2010
1 178 273
Jean Monnet House 
(Bazoches)
1982
2 632 554
2 632 554
Offices in the Union
50 879 899
Lisbon
1986
65 341
Athens
1991
1 662 413,22
Copenhagen
2005
2 471 125
The Hague
2006
3 556 930
Valletta
2006
1 718 250
Nicosia
2006
2 163 769
Vienna
2008
20 272 120
London
2008
8 708 351
Budapest
2010
2 728 900
Sofia
2013
7 532 700
European Council and Council
Brussels
416 933 277,56
Land
73 297 651
Justus Lipsius
1995
32 744 652,36
Crèche
2006
7 148 274,66
Lex
2007
104 254 874,67
Europa
2016
272 785 475,87
Commission
Brussels
1 056 168 788,56
Overijse
1997
568 652,00
Overijse
2015
6 237 914,74
Loi 130
1987
51 696 277,69
Breydel
1989
7 298 833,00
Clovis
1995
5 136 126,89
Cours Saint-Michel 1
1997
14 433 046,07
Belliard 232
 (
24
)
1997
13 697 623,75
Demot 24
 (
24
)
1997
22 990 161,93
Breydel II
1997
25 329 373,27
Beaulieu 29/31/33
1998
21 879 109,91
Charlemagne
1997
72 434 878,39
Demot 28
 (
24
)
1999
18 774 639,77
Joseph II 99
 (
24
)
1998
13 187 558,46
Loi 86
1998
25 436 512,58
Luxembourg 46
 (
25
)
1999
27 149 696,56
Montoyer 59
 (
24
)
1998
13 031 491,26
Froissart 101
 (
24
)
2000
14 805 954,82
VM 18
 (
24
)
2000
12 132 272,71
Joseph II 70
 (
24
)
2000
28 326 077,74
Loi 41
 (
24
)
2000
46 508 621,45
SC 11
 (
24
)
2000
15 578 936,40
Joseph II 30
 (
26
)
2000
22 883 003,53
Joseph II 54
 (
24
)
2001
27 594 880,99
Joseph II 79
 (
24
)
2002
27 563 306,69
VM2
 (
24
)
2001
27 219 523,46
Palmerston
2002
4 917 368,98
SPA 3
 (
24
)
2003
20 177 614,82
Berlaymont
 (
24
)
2004
264 532 790,02
CCAB
 (
24
)
2005
36 543 974,93
BU-25
2006
38 335 311,22
Cornet-Leman
2006
16 019 554,34
Madou
2006
84 652 556,09
WALI
2009
14 208 405,63
NOHE
2017
14 886 738,47
Luxembourg
142 020 326,93
Euroforum
 (
24
)
2004
57 214 796,17
Foyer européen
2009
8 240 817,85
CPE V
2012
20 647 742,91
Jean Monnet 2
2018
55 916 970,00
Offices in the Union
26 963 745,08
Lisbon
1986
—
1993
—
Marseille
1991
—
1993
—
Milan
1986
—
Copenhagen
2005
2 452 176,22
Valletta
2007
1 772 081,42
Nicosia (Byron)
2006
2 163 769,13
The Hague
2006
3 417 472,87
London
2010
13 062 652,74
Budapest
2010
4 095 592,70
Joint Research Centre
176 235 078,22
Ispra
83 569 732,84
Geel
28 903 480,62
Karlsruhe
55 543 712,06
Petten
8 218 152,70
Health and food audits and analysis offices in Grange
11 812 641,39
Grange (Ireland)
 (
27
)
2002
11 812 641,39
Total Commission
1 413 200 580,18
Court of Justice of the European Union
Luxembourg
283 904 412,64
Annex ‘A’ — Erasmus, Annex ‘B’ — Thomas More and Annex ‘C’
1994
1 581 815,71
New Palais buildings complex (renovated original Palais, Anneau, two towers and connecting gallery)
2008
282 322 596,93
Court of Auditors
Luxembourg
66 777 535,27
Land
1990
776 631,00
Luxembourg (K1)
1990
556 679,89
Luxembourg (K2)
2004
10 834 580,24
Luxembourg (K3)
2009
47 548 369,00
European Economic and Social Committee
 (
24
)
Brussels
94 112 598,83
Montoyer 92-102
2001
22 928 989,73
Belliard 99-101
2001
54 993 340,39
Belliard 68-72
2004
6 628 435,14
Trèves 74
2005
5 990 397,63
Belliard 93
2005
3 571 435,94
Committee of the Regions
 (
24
)
Brussels
60 793 951
Montoyer
2001
11 288 707
Belliard 101-103
2001
27 065 892
Belliard 68
2004
9 896 266
Trèves 74
2004
8 975 805
Belliard 93
2005
3 567 281
European External Action Service
External Action Service
Brussels Headquarters
 (
28
)
Union delegations
2012
191 158 532,19
304 701 006,00 
 (
29
)
Tirana (Albania)
2015
1 464 077,60
Buenos Aires (Argentina)
1992
227 531,75
Canberra (Australia)
1983
—
1990
—
Cotonou (Benin)
1992
87 735,62
Gaborone (Botswana)
1982
50 866,95
1985
14 594,35
1986
5 912,85
1987
12 572,25
Brasilia (Brazil)
1994
162 296,15
Ouagadougou (Burkina Faso)
1984
19 248,47
1997
412 246,41
Bujumbura (Burundi)
1982
36 584,40
1986
111 426,72
Phnom Penh (Cambodia)
2005
420 914,02
Ottawa (Canada)
1977
64 132,79
Praia (Cabo Verde)
1981
14 091,34
Praia (Cabo Verde)
2015
1 075 279,29
Bangui (Central African Republic)
1983
65 707,89
N’Djamena (Chad)
1991
11 965,76
Beijing (China)
1995
1 507 180,50
Bogota (Colombia)
1994
102 153,49
Moroni (Comoros)
1988
2 423,60
Brazzaville (Congo)
1994
69 075,19
San José (Costa Rica)
1995
132 602,56
Abidjan (Côte d’Ivoire)
1993
73 716,12
1994
—
Paris (France)
1990
1 236 105,57
Libreville (Gabon)
1996
158 084,96
Banjul (The Gambia)
1989
22 778,48
Bissau (Guinea-Bissau)
1995
147 350,23
Port-au-Prince (Haiti)
2012
1 399 504,20
2014
4 754 024,26
Tokyo (Japan)
2006
34 008 178,59
2011
39 181 789,23
Nairobi (Kenya)
2005
464 382,84
Maseru (Lesotho)
1985
30 467,06
1985
—
1990
33 605,58
2006
156 617,02
Lilongwe (Malawi)
1982
42 053,03
1988
—
1988
12 969,50
Mexico City (Mexico)
1995
796 783,73
Rabat (Morocco)
1987
62 541,23
Port Louis (Mauritius)
1988
18 232,81
Maputo (Mozambique)
2008
667 433,83
2008
2 357 524,64
Windhoek (Namibia)
1992
21 990,89
1992
25 380,83
1992
40 462,24
1993
54 474,76
Kathmandu (Nepal)
2017
4 755 136,03
Wellington (New Zealand)
2017
4 989 600,00
2017
1 955 570,50
Niamey (Niger)
1997
58 360,52
Abuja (Nigeria)
1992
172 211,40
2005
2 595 297,58
2012
3 069 075,00
Port Moresby (Papua New Guinea)
1982
48 274,53
Kigali (Rwanda)
1980
112 548,18
1982
71 627,45
Dakar (Senegal)
1984
325 145,55
Honiara (Solomon Islands)
1990
16 968,28
Pretoria (South Africa)
1994
136 078,99
1994
115 175,20
1996
308 794,85
Mbabane (Swaziland)
1987
26 994,00
1988
13 497,00
Dar es Salaam (Tanzania)
2002
1 798 878,40
Kampala (Uganda)
1986
28 096,41
1986
—
1996
30 549,95
New York (United States of America)
1987
253 001,13
Washington (United States of America)
1997
707 295,63
Lusaka (Zambia)
1982
43 366,60
Harare (Zimbabwe)
1990
73 859,06
Grand total
3 526 570 065,48
SECTION I
EUROPEAN PARLIAMENT
REVENUE
Contribution of the European Union to the financing of the expenditure of the Parliament for the financial year 2020
Heading
Amount
Expenditure
2 038 745 000
Own resources
– 170 565 100
Contribution due
1 868 179 900
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
81 408 600
81 667 700
68 279 422 ,—
83,87
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
16 522 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
12 057 800
11 657 200
10 180 740 ,—
84,43
CHAPTER 4 0 — TOTAL
93 466 400
93 324 900
78 476 684 ,—
83,96
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
67 037 700
68 453 000
59 746 972 ,—
89,12
4 1 1
Transfer or purchase of pension rights by staff
10 000 000
9 200 000
7 319 954 ,—
73,20
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
10 000
10 000
33 059 ,—
330,59
CHAPTER 4 1 — TOTAL
77 047 700
77 663 000
67 099 985 ,—
87,09
CHAPTER 4 2
4 2 1
Contributions by Members of the European Parliament to a retirement pension scheme
p.m.
p.m.
0 ,—
CHAPTER 4 2 — TOTAL
p.m.
p.m.
0 ,—
Title 4 — Total
170 514 100
170 987 900
145 576 669 ,—
85,38
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 2 —
OTHER CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
81 408 600
81 667 700
68 279 422 ,—
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
16 522 ,—
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
12 057 800
11 657 200
10 180 740 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
67 037 700
68 453 000
59 746 972 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
10 000 000
9 200 000
7 319 954 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 4, Article 11(2) and (3) and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
10 000
10 000
33 059 ,—
CHAPTER 4 2 —
   
OTHER CONTRIBUTIONS TO THE PENSION SCHEME
4 2 1
Contributions by Members of the European Parliament to a retirement pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Rules governing the payment of expenses and allowances to Members of the European Parliament, and in particular Annex III thereto.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property
p.m.
p.m.
0 ,—
5 0 0 2
Proceeds from the supply of goods to other departments within an Union institution, or to other Union institutions or bodies — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 0 0 — Total
p.m.
p.m.
0 ,—
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 1
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
1 724 805 ,—
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
47 659 ,—
Article 5 1 1 — Total
p.m.
p.m.
1 772 464 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
1 772 464 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution's accounts
50 000
50 000
1 111 ,—
2,22
CHAPTER 5 2 — TOTAL
50 000
50 000
1 111 ,—
2,22
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and work to other departments within an Union institution, or to other Union institutions or bodies, including refunds by other Union institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
4 158 219 ,—
5 5 1
Revenue from third parties in respect of services supplied or work carried out at their request — Assigned revenue
p.m.
p.m.
624 463 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
4 782 682 ,—
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
1 843 795 ,—
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution
p.m.
p.m.
4 078 696 ,—
CHAPTER 5 7 — TOTAL
p.m.
p.m.
5 922 491 ,—
CHAPTER 5 8
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
50 000
50 000
12 478 748 ,—
24 957,50
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS PAYMENTS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue accruing from the sale or part-exchange of vehicles belonging to the institution.
5 0 0 1
Proceeds from the sale of other movable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue accruing from the sale or part exchange of movable property other than vehicles belonging to the institution.
5 0 0 2
Proceeds from the supply of goods to other departments within an Union institution, or to other Union institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 2
Proceeds from the sale of publications, printed works and films
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article shall also include the proceeds of the sale of these products by electronic means.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 724 805 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Details of expenditure and revenue resulting from loans or rents or the provision of services under this budget item shall be set out in an annex to this budget.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
47 659 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution's accounts
Financial year 2020
Financial year 2019
Financial year 2018
50 000
50 000
1 111 ,—
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest on the institution’s accounts.
CHAPTER 5 5 —
   
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
5 5 0
Proceeds from the supply of services and work to other departments within an Union institution, or to other Union institutions or bodies, including refunds by other Union institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
4 158 219 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services supplied or work carried out at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
624 463 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 843 795 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the repayment of welfare expenditure incurred on behalf of another institution.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
4 078 696 ,—
CHAPTER 5 8 —
   
MISCELLANEOUS PAYMENTS
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article also includes reimbursement by insurance companies of the salaries of officials involved in accidents.
TITLE 6
CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other contributions and refunds
p.m.
p.m.
13 428 743 ,—
Article 6 6 0 — Total
p.m.
p.m.
13 428 743 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
13 428 743 ,—
Title 6 — Total
p.m.
p.m.
13 428 743 ,—
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
13 428 743 ,—
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
1 000
1 000
648 807 ,—
64 880,70
CHAPTER 9 0 — TOTAL
1 000
1 000
648 807 ,—
64 880,70
Title 9 — Total
1 000
1 000
648 807 ,—
64 880,70
GRAND TOTAL
170 565 100
171 038 900
172 132 967 ,—
100,92
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
1 000
1 000
648 807 ,—
Remarks
This article is intended to record miscellaneous revenue.
Details of expenditure and revenue resulting from loans or rents or the provision of services under this article shall be set out in an annex to this budget.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
225 783 000
225 554 051
208 099 582,42
1 2
OFFICIALS AND TEMPORARY STAFF
704 388 000
681 825 381
652 349 113,73
1 4
OTHER STAFF AND EXTERNAL SERVICES
168 336 000
144 622 887
154 757 191,98
1 6
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
22 478 000
20 662 000
15 500 165,50
Title 1 — Total
1 120 985 000
1 072 664 319
1 030 706 053,63
2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
228 140 000
225 411 000
240 603 149,38
2 1
DATA PROCESSING, EQUIPMENT AND MOVABLE PROPERTY
175 644 000
178 585 200
165 713 025,37
2 3
CURRENT ADMINISTRATIVE EXPENDITURE
6 834 000
8 610 500
4 971 332,82
Title 2 — Total
410 618 000
412 606 700
411 287 507,57
3
EXPENDITURE RESULTING FROM GENERAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
3 0
MEETINGS AND CONFERENCES
34 151 500
34 120 000
33 677 486,75
3 2
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISSEMINATION
131 415 500
123 823 300
138 969 215,72
Title 3 — Total
165 567 000
157 943 300
172 646 702,47
4
EXPENDITURE RESULTING FROM SPECIAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
4 0
EXPENDITURE RELATING TO CERTAIN INSTITUTIONS AND BODIES
128 000 000
133 700 000
112 329 060,35
4 2
EXPENDITURE RELATING TO PARLIAMENTARY ASSISTANCE
207 659 000
208 819 943
207 068 302,54
4 4
MEETINGS AND OTHER ACTIVITIES OF CURRENT AND FORMER MEMBERS
480 000
460 000
440 000 ,—
Title 4 — Total
336 139 000
342 979 943
319 837 362,89
5
THE AUTHORITY FOR EUROPEAN POLITICAL PARTIES AND EUROPEAN POLITICAL FOUNDATIONS AND THE COMMITTEE OF INDEPENDENT EMINENT PERSONS
5 0
EXPENDITURE OF THE AUTHORITY FOR EUROPEAN POLITICAL PARTIES AND EUROPEAN POLITICAL FOUNDATIONS AND THE COMMITTEE OF INDEPENDENT EMINENT PERSONS
285 000
280 000
0 ,—
Title 5 — Total
285 000
280 000
0 ,—
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
5 151 000
10 504 000
0 ,—
10 3
ENLARGEMENT RESERVE
p.m.
p.m.
0 ,—
10 4
RESERVE FOR INFORMATION AND COMMUNICATION POLICY
p.m.
p.m.
0 ,—
10 5
PROVISIONAL APPROPRIATION FOR IMMOVABLE PROPERTY
p.m.
p.m.
0 ,—
10 6
RESERVE FOR PRIORITY PROJECTS UNDER DEVELOPMENT
p.m.
p.m.
0 ,—
10 8
EMAS RESERVE
p.m.
p.m.
0 ,—
Title 10 — Total
5 151 000
10 504 000
0 ,—
GRAND TOTAL
2 038 745 000
1 996 978 262
1 934 477 626,56
TITLE 1
PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Salaries and allowances
1 0 0 0
Salaries
Non-differentiated appropriations
76 589 000
77 793 051
77 081 622,87
100,64
1 0 0 4
Ordinary travel expenses
Non-differentiated appropriations
65 808 000
60 106 000
68 000 000 ,—
103,33
1 0 0 5
Other travel expenses
Non-differentiated appropriations
5 562 000
5 670 000
6 200 000 ,—
111,47
1 0 0 6
General expenditure allowance
Non-differentiated appropriations
40 000 000
42 900 000
39 450 911,58
98,63
1 0 0 7
Allowances for performance of duties
Non-differentiated appropriations
190 000
187 000
163 631,40
86,12
Article 1 0 0 — Total
188 149 000
186 656 051
190 896 165,85
101,46
1 0 1
Accident and sickness insurance and other welfare measures
1 0 1 0
Accident and sickness insurance and other social security charges
Non-differentiated appropriations
3 058 000
2 930 000
2 444 017,89
79,92
1 0 1 2
Specific measures to assist disabled Members
Non-differentiated appropriations
892 000
876 000
654 850,51
73,41
Article 1 0 1 — Total
3 950 000
3 806 000
3 098 868,40
78,45
1 0 2
Transitional allowances
Non-differentiated appropriations
19 300 000
20 690 000
767 601,66
3,98
1 0 3
Pensions
1 0 3 0
Retirement pensions (PEAM)
Non-differentiated appropriations
11 490 000
11 410 000
10 638 138,57
92,59
1 0 3 1
Invalidity pensions (PEAM)
Non-differentiated appropriations
167 000
274 000
161 725,76
96,84
1 0 3 2
Survivors’ pensions (PEAM)
Non-differentiated appropriations
1 976 000
1 918 000
1 837 082,18
92,97
1 0 3 3
Optional pension scheme for Members
Non-differentiated appropriations
1 000
p.m.
0 ,—
0
Article 1 0 3 — Total
13 634 000
13 602 000
12 636 946,51
92,69
1 0 5
Language and computer courses
Non-differentiated appropriations
750 000
800 000
700 000 ,—
93,33
CHAPTER 1 0 — TOTAL
225 783 000
225 554 051
208 099 582,42
92,17
CHAPTER 1 2
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Non-differentiated appropriations
698 190 000
676 670 381
648 338 871,04
92,86
1 2 0 2
Paid overtime
Non-differentiated appropriations
150 000
110 000
60 000 ,—
40,00
1 2 0 4
Entitlements in connection with entering the service, transfer and leaving the service
Non-differentiated appropriations
3 010 000
3 060 000
2 630 000 ,—
87,38
Article 1 2 0 — Total
701 350 000
679 840 381
651 028 871,04
92,83
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired or placed on leave in the interests of the service
Non-differentiated appropriations
3 038 000
1 985 000
1 320 242,69
43,46
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 2 2 — Total
3 038 000
1 985 000
1 320 242,69
43,46
CHAPTER 1 2 — TOTAL
704 388 000
681 825 381
652 349 113,73
92,61
CHAPTER 1 4
1 4 0
Other staff and external persons
1 4 0 0
Other staff — Secretariat and political groups
Non-differentiated appropriations
63 063 000
54 054 199
51 786 300 ,—
82,12
1 4 0 1
Other staff — Security
Non-differentiated appropriations
31 622 000
27 634 012
26 305 850,43
83,19
1 4 0 2
Other staff — Drivers in the Secretariat
Non-differentiated appropriations
7 266 000
6 372 506
6 272 810,16
86,33
1 4 0 4
Traineeships, seconded national experts, exchanges of officials and study visits
Non-differentiated appropriations
9 337 000
9 442 000
7 932 317,52
84,96
1 4 0 5
Expenditure on interpretation
Non-differentiated appropriations
48 832 000
42 120 170
50 801 533 ,—
104,03
1 4 0 6
Observers
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 4 0 — Total
160 120 000
139 622 887
143 098 811,11
89,37
1 4 2
External translation services
Non-differentiated appropriations
8 216 000
5 000 000
11 658 380,87
141,90
CHAPTER 1 4 — TOTAL
168 336 000
144 622 887
154 757 191,98
91,93
CHAPTER 1 6
1 6 1
Expenditure relating to staff management
1 6 1 0
Expenditure on recruitment
Non-differentiated appropriations
163 000
163 000
111 415,93
68,35
1 6 1 2
Learning and development
Non-differentiated appropriations
8 127 000
7 085 000
5 638 767,32
69,38
Article 1 6 1 — Total
8 290 000
7 248 000
5 750 183,25
69,36
1 6 3
Measures to assist the institution's staff
1 6 3 0
Social welfare
Non-differentiated appropriations
760 000
749 000
517 613,32
68,11
1 6 3 1
Mobility
Non-differentiated appropriations
1 490 000
1 500 000
839 725,62
56,36
1 6 3 2
Social contacts between members of staff and other social measures
Non-differentiated appropriations
252 000
240 000
212 286,81
84,24
Article 1 6 3 — Total
2 502 000
2 489 000
1 569 625,75
62,73
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
Medical service
Non-differentiated appropriations
1 820 000
1 555 000
1 068 832,50
58,73
1 6 5 2
Expenditure on catering
Non-differentiated appropriations
800 000
1 080 000
0 ,—
0
1 6 5 4
Childcare facilities
Non-differentiated appropriations
8 440 000
7 675 000
6 665 924 ,—
78,98
1 6 5 5
European Parliament contribution for accredited Type II European Schools
Non-differentiated appropriations
626 000
615 000
445 600 ,—
71,18
Article 1 6 5 — Total
11 686 000
10 925 000
8 180 356,50
70,00
CHAPTER 1 6 — TOTAL
22 478 000
20 662 000
15 500 165,50
68,96
Title 1 — Total
1 120 985 000
1 072 664 319
1 030 706 053,63
91,95
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 2 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 4 —
OTHER STAFF AND EXTERNAL SERVICES
CHAPTER 1 6 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Salaries and allowances
1 0 0 0
Salaries
Appropriations 2020
Appropriations 2019
Outturn 2018
76 589 000
77 793 051
77 081 622,87
Remarks
This appropriation is intended to cover the salary provided for by the Statute for Members.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Statute for Members of the European Parliament, and in particular Articles 9 and 10 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Articles 1 and 2 thereof.
1 0 0 4
Ordinary travel expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
65 808 000
60 106 000
68 000 000 ,—
Remarks
This appropriation is intended to cover reimbursement of travel and subsistence expenses in connection with travelling to and from the places of work and with other duty travel.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 25 000.
Legal basis
Statute for Members of the European Parliament, and in particular Article 20 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Articles 10 to 21 and 24 thereof.
1 0 0 5
Other travel expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
5 562 000
5 670 000
6 200 000 ,—
Remarks
This appropriation is intended to cover reimbursement of additional travel expenses and travel expenses incurred in the Member State of election.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Statute for Members of the European Parliament, and in particular Article 20 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Articles 22 and 23 thereof.
1 0 0 6
General expenditure allowance
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000 000
42 900 000
39 450 911,58
Remarks
This appropriation is intended to cover, in accordance with the Implementing measures for the Statute for Members of the European Parliament, expenses resulting from the parliamentary activities of Members.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 170 000.
Legal basis
Statute for Members of the European Parliament, and in particular Article 20 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Articles 25 to 28 thereof.
1 0 0 7
Allowances for performance of duties
Appropriations 2020
Appropriations 2019
Outturn 2018
190 000
187 000
163 631,40
Remarks
This appropriation is intended to cover the flat-rate subsistence and representation allowances in connection with the duties of the President of the European Parliament.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Statute for Members of the European Parliament, and in particular Article 20 thereof.
Bureau Decision of 17 June 2009.
1 0 1
Accident and sickness insurance and other welfare measures
1 0 1 0
Accident and sickness insurance and other social security charges
Appropriations 2020
Appropriations 2019
Outturn 2018
3 058 000
2 930 000
2 444 017,89
Remarks
This appropriation is intended to cover accident insurance and reimbursement of medical expenses for Members and loss and theft of Members’ personal effects.
It is also intended to cover the provision of insurance cover and assistance to Members should they need to be repatriated whilst undertaking an official journey, as a result of a serious illness, an accident or an unforeseen event that prevents them from continuing their journey. Such assistance involves organising the Member’s repatriation and defraying the related costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 200 000.
Legal basis
Statute for Members of the European Parliament, and in particular Articles 18 and 19 thereof.
Implementing measures for the Statute for Members of the European Parliament, in particular Articles 3 to 9 and 29 thereof.
Common rules on the insurance of officials of the European Union against the risk of accident and of occupational disease.
Joint rules on sickness insurance for officials of the European Communities.
Commission Decision laying down general implementing provisions for the reimbursement of medical expenses.
1 0 1 2
Specific measures to assist disabled Members
Appropriations 2020
Appropriations 2019
Outturn 2018
892 000
876 000
654 850,51
Remarks
This appropriation is intended to cover certain expenditure required to provide assistance for a seriously disabled Member.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Implementing measures for the Statute for Members of the European Parliament, and in particular Article 30 thereof.
1 0 2
Transitional allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
19 300 000
20 690 000
767 601,66
Remarks
This appropriation is intended to cover the transitional allowance after the end of a Member’s term of office.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Statute for Members of the European Parliament, and in particular Article 13 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Articles 45 to 48 and 77 thereof.
1 0 3
Pensions
1 0 3 0
Retirement pensions (PEAM)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 490 000
11 410 000
10 638 138,57
Remarks
This appropriation is intended to cover the payment of an old-age pension after the cessation of a Member’s term of office.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 150 000.
Legal basis
Implementing measures for the Statute for Members of the European Parliament, and in particular Article 75 thereof, and Annex III to the Rules on Payment of Expenses and Allowances to Members of the European Parliament (‘PEAM rules’).
1 0 3 1
Invalidity pensions (PEAM)
Appropriations 2020
Appropriations 2019
Outturn 2018
167 000
274 000
161 725,76
Remarks
This appropriation is intended to cover the payment of a pension to Members who become incapacitated during their term of office.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Implementing measures for the Statute for Members of the European Parliament, and in particular Article 75 thereof, and Annex II to the Rules on Payment of Expenses and Allowances to Members of the European Parliament (‘PEAM rules’).
1 0 3 2
Survivors’ pensions (PEAM)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 976 000
1 918 000
1 837 082,18
Remarks
This appropriation is intended to cover the payment of a survivor’s or orphan’s pension in the event of the death of a Member or of a former Member.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 15 000.
Legal basis
Implementing measures for the Statute for Members of the European Parliament, and in particular Article 75 thereof, and Annex I to the Rules on Payment of Expenses and Allowances to Members of the European Parliament (‘PEAM rules’).
1 0 3 3
Optional pension scheme for Members
Appropriations 2020
Appropriations 2019
Outturn 2018
1 000
p.m.
0 ,—
Remarks
This appropriation is intended to cover the institution's contribution to the additional voluntary pension scheme for Members.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 500.
Legal basis
Statute for Members of the European Parliament, and in particular Article 27 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Article 76 thereof, and Annex VII to the Rules on Payment of Expenses and Allowances to Members of the European Parliament (‘PEAM rules’).
1 0 5
Language and computer courses
Appropriations 2020
Appropriations 2019
Outturn 2018
750 000
800 000
700 000 ,—
Remarks
This appropriation is intended to cover the cost of language and computer courses for Members.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Implementing measures for the Statute for Members of the European Parliament, and in particular Article 44 thereof.
Bureau Decision of 23 October 2017 on language and computer courses for Members.
CHAPTER 1 2 —
   
OFFICIALS AND TEMPORARY STAFF
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
698 190 000
676 670 381
648 338 871,04
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
salaries, allowances and other payments related to salaries,
—
insurance against sickness, accident and occupational disease and other social security contributions,
—
flat-rate overtime allowances,
—
miscellaneous allowances and grants,
—
payment of travel expenses for officials or temporary staff, their spouses and dependants from their place of employment to their place of origin,
—
the impact of salary weightings applicable to remuneration and to the part of emoluments transferred to a country other than the country of employment,
—
unemployment insurance for temporary staff and payments made by the institution to allow temporary staff to constitute or maintain pension rights in their country of origin.
This appropriation is also intended to cover the insurance premiums in respect of sports accidents for users of the European Parliament’s sports centres in Brussels, in Luxembourg and in Strasbourg.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 450 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
150 000
110 000
60 000 ,—
Remarks
This appropriation is intended to cover the payment of overtime under the conditions set out in the legal basis.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
Conditions of Employment of Other Servants of the European Union.
1 2 0 4
Entitlements in connection with entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
3 010 000
3 060 000
2 630 000 ,—
Remarks
This appropriation is intended to cover:
—
travel expenses due to officials and temporary staff (including their families) entering or leaving the service or being transferred to another place of employment,
—
installation and resettlement allowances and removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
daily subsistence allowance for officials and temporary staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment,
—
the compensation for a probationary official who is dismissed because his or her work is obviously inadequate,
—
compensation for a member of the temporary staff whose contract is terminated by the institution,
—
the difference between the contributions paid by contract staff to a Member State pension scheme and those payable to the Union scheme in the event of reclassification of a contract.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired or placed on leave in the interests of the service
Appropriations 2020
Appropriations 2019
Outturn 2018
3 038 000
1 985 000
1 320 242,69
Remarks
This appropriation is intended to cover the allowances payable:
—
to officials assigned non-active status in connection with action to reduce the number of posts in the institution,
—
to officials placed on leave to meet organisational needs associated with the acquisition of new skills within the institution,
—
to officials and temporary management staff for political groups holding posts in grades AD 16 and AD 15 retired in the interests of the service.
It also covers the employer’s contribution towards sickness insurance and the impact of the weightings applicable to these allowances (except for beneficiaries of Article 42c of the Staff Regulations, who are not entitled to a weighting).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 41, 42c and 50 thereof and Annex IV thereto, and Article 48a of the Conditions of Employment of Other Servants of the European Union.
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the allowances payable under the Staff Regulations or Council Regulations (EC, Euratom, ESCS) No 2689/95 and (EC, Euratom) No 1748/2002,
—
the employer’s contributions towards sickness insurance for the recipients of the allowances,
—
the impact of the weightings applicable to the various allowances.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 64 and 72 thereof.
Council Regulation (EC, Euratom, ECSC) No 2689/95 of 17 November 1995 introducing special measures to terminate the service of temporary staff of the European Communities as a result of the accession of Austria, Finland and Sweden (
OJ L 280, 23.11.1995, p. 4
).
Council Regulation (EC, Euratom) No 1748/2002 of 30 September 2002 introducing, in the context of the modernisation of the institution, special measures to terminate the service of Officials of the European Communities appointed to an established post in the European Parliament and temporary staff working in the Political Groups of the European Parliament (
OJ L 264, 2.10.2002, p. 9
).
CHAPTER 1 4 —
   
OTHER STAFF AND EXTERNAL SERVICES
1 4 0
Other staff and external persons
1 4 0 0
Other staff — Secretariat and political groups
Appropriations 2020
Appropriations 2019
Outturn 2018
63 063 000
54 054 199
51 786 300 ,—
Remarks
This appropriation is mainly intended to cover the following expenditure:
—
the remuneration, including allocations and allowances, of other staff, including contract staff and special advisers (within the meaning of the Conditions of Employment of Other Servants of the European Union), employer’s contributions to the various social security schemes, the bulk of which are paid in to the Union institutions’ own scheme, and the impact of salary weightings applicable to the remuneration of this staff,
—
the employment of temporary agency staff,
—
invoices issued by the PMO to cover the cost of employing staff to deal with the administrative files of members of the European Parliament’s staff (in particular matters relating to unemployment benefits and pension entitlements).
This appropriation is not to cover expenditure on:
—
other staff within the Directorate-General for Security and Safety who perform duties relating to the safety of persons and property, information security and risk assessment,
—
other staff working as drivers in the Secretariat or coordinating the work of those drivers.
Part of this appropriation is to be used for the recruitment of persons with disabilities as contract staff members, in accordance with the Bureau Decision of 7 and 9 July 2008.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 4 000 000.
Legal basis
Conditions of Employment of Other Servants of the European Union (Titles IV, V and VI).
General implementing provisions governing competitions and selection procedures, recruitment and the grading of officials and other servants of the European Parliament (decision of the Secretary-General of the European Parliament of 17 October 2014).
1 4 0 1
Other staff — Security
Appropriations 2020
Appropriations 2019
Outturn 2018
31 622 000
27 634 012
26 305 850,43
Remarks
This appropriation is mainly intended to cover the following expenditure on other staff within the Directorate-General for Security and Safety who perform duties relating to the safety of persons and property, information security and risk assessment:
—
the remuneration, including allocations and allowances, of contract staff and auxiliary contract staff, and the impact of salary weightings applicable to their remuneration.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Conditions of Employment of Other Servants of the European Union (Title IV).
General implementing provisions governing competitions and selection procedures, recruitment and the grading of officials and other servants of the European Parliament (decision of the Secretary-General of the European Parliament of 17 October 2014).
1 4 0 2
Other staff — Drivers in the Secretariat
Appropriations 2020
Appropriations 2019
Outturn 2018
7 266 000
6 372 506
6 272 810,16
Remarks
This appropriation is mainly intended to cover the following expenditure on other staff working as drivers in the Secretariat or coordinating the work of those drivers:
—
the remuneration, including allocations and allowances, of contract staff and auxiliary contract staff, and the impact of salary weightings applicable to their remuneration.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Conditions of Employment of Other Servants of the European Union (Title IV).
General implementing provisions governing competitions and selection procedures, recruitment and the grading of officials and other servants of the European Parliament (decision of the Secretary-General of the European Parliament of 17 October 2014).
1 4 0 4
Traineeships, seconded national experts, exchanges of officials and study visits
Appropriations 2020
Appropriations 2019
Outturn 2018
9 337 000
9 442 000
7 932 317,52
Remarks
This appropriation is intended to cover:
—
emoluments for graduate trainees (scholarships), including any household allowances,
—
travel expenses of trainees,
—
additional costs directly related to their disability,
—
sickness and accident insurance for trainees,
—
costs connected with the holding of information or training sessions for trainees,
—
payment of a grant to the Robert Schuman Scholarships Committee,
—
expenditure arising from movements between the European Parliament and the civil service in the Member States and candidate countries or international organisations specified in the rules,
—
expenditure arising from the secondment of national experts to the European Parliament, including allowances and travel expenses,
—
accident insurance for national experts on secondment,
—
allowances for study visits and study grants,
—
the organisation of training schemes for conference interpreters and translators, inter alia in cooperation with schools of interpreting and universities providing training in translation, as well as grants for the training and further training of interpreters and translators, purchase of teaching materials, and associated costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Rules governing the attachment of European Parliament officials and temporary staff of the political groups to national public authorities, bodies treated as such public authorities and international organisations (Bureau Decision of 7 March 2005).
Rules governing the secondment of national experts to the European Parliament (Bureau Decision of 4 May 2009).
Internal rules governing traineeships and study visits in the Secretariat of the European Parliament (decisions of the Secretary-General of the European Parliament of 1 February 2013 and 14 September 2018).
1 4 0 5
Expenditure on interpretation
Appropriations 2020
Appropriations 2019
Outturn 2018
48 832 000
42 120 170
50 801 533 ,—
Remarks
This appropriation is intended to cover the following expenditure:
—
the fees and related allowances, social security contributions, travel expenses and other expenses of contract conference interpreters recruited by the European Parliament to service meetings organised by the European Parliament to meet its own needs or those of other institutions when the necessary services cannot be provided by European Parliament interpreters (officials and temporary staff),
—
expenditure on conference agencies, technicians and administrators used to service the above meetings where they cannot be serviced by officials, temporary staff or other European Parliament staff,
—
expenses in connection with services provided to the European Parliament by interpreters who are staff members of regional, national or international institutions,
—
expenses in connection with interpretation-related activities, in particular preparations for meetings and interpreter training and selection,
—
expenses paid to the Commission for administering payments to conference interpreters.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 600 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Agreement on working conditions and the pecuniary regime for auxiliary conference interpreters (ACIs) (and the implementing rules therefor), as established on 28 July 1999, amended on 13 October 2004 and revised on 31 July 2008.
1 4 0 6
Observers
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the payment of expenses relating to observers, in accordance with Rule 13 of the European Parliament’s Rules of Procedure.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
1 4 2
External translation services
Appropriations 2020
Appropriations 2019
Outturn 2018
8 216 000
5 000 000
11 658 380,87
Remarks
This appropriation is intended to cover the translation, editing, typing, coding and technical assistance work sent to outside suppliers.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 50 000.
CHAPTER 1 6 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 6 1
Expenditure relating to staff management
1 6 1 0
Expenditure on recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
163 000
163 000
111 415,93
Remarks
This appropriation is intended to cover:
—
expenditure on organising the competitions provided for in Article 3 of Decision 2002/621/EC and travel and subsistence expenses for applicants called for interviews,
—
the costs of organising procedures for selecting staff.
In cases duly justified by operational needs and after consultation of the European Personnel Selection Office, the institution may use some of these appropriations to organise its own competitions.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and Article 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
) and Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee, the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 6 1 2
Learning and development
Appropriations 2020
Appropriations 2019
Outturn 2018
8 127 000
7 085 000
5 638 767,32
Remarks
This appropriation is intended to cover expenditure on training for improving staff skills and the performance and efficiency of the institution, e.g. via language courses for the official working languages.
It is also intended to cover expenditure on other training courses for Members.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
Conditions of Employment of Other Servants of the European Union.
1 6 3
Measures to assist the institution's staff
1 6 3 0
Social welfare
Appropriations 2020
Appropriations 2019
Outturn 2018
760 000
749 000
517 613,32
Remarks
This appropriation is intended to cover:
—
as part of an interinstitutional policy to assist persons with a disability in the following categories:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
dependent children within the meaning of the Staff Regulations,
the reimbursement, to the extent permitted by the budget and after national entitlements in the country of residence or the country of origin have been exhausted, of expenses (other than medical expenses) recognised as necessary, resulting from the handicap, supported by documentary evidence and not covered by the Joint Sickness Insurance Scheme,
—
action taken in respect of officials and other servants in particularly difficult situations,
—
the financing of a grant for the Staff Committee and incidental expenditure in the Welfare Service. Contributions or defrayal of expenses by the Staff Committee for participants in a welfare activities will be aimed at financing activities that have a social, cultural or linguistic dimension, but there will be no subsidies for individual staff members or households,
—
other institutional and interinstitutional welfare measures for officials, other servants and retired staff,
—
the financing of specific reasonable accommodation measures or expenditure on medical analyses and welfare assessments for officials and other servants with disabilities during recruitment procedures or requiring accommodation measures as a result of events during their career, and trainees with disabilities during selection procedures, in application of Article 1d of the Staff Regulations, in particular personal assistance at the workplace, including transport, or during missions.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 70 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 1d, the third subparagraph of Article 9(3) and Article 76 thereof.
1 6 3 1
Mobility
Appropriations 2020
Appropriations 2019
Outturn 2018
1 490 000
1 500 000
839 725,62
Remarks
This appropriation is intended to cover expenditure relating to mobility at the various places of work.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
1 6 3 2
Social contacts between members of staff and other social measures
Appropriations 2020
Appropriations 2019
Outturn 2018
252 000
240 000
212 286,81
Remarks
This appropriation is intended to encourage and provide financial backing for schemes to promote social contact between staff of different nationalities, for example subsidies for staff clubs, sports associations and cultural societies, and to make a contribution to the cost of a permanent centre (for cultural and sports activities, other hobbies, a restaurant) for use during leisure time.
It also covers financial support for interinstitutional social activities.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 600 000.
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
1 820 000
1 555 000
1 068 832,50
Remarks
This appropriation is intended to cover the operating costs of the medical services, the Medical Leave Service and the Risk Prevention and Well-Being at Work Unit in Brussels, Luxembourg and Strasbourg, including medical check-ups, the purchase of materials and pharmaceutical products, as well as expenditure on medical examinations, particularly in an occupational-medicine context, on pre-recruitment medical examinations, on periodic examinations and health screening in connection with security-related, safety-critical and specific-risk posts, on medical expert reports and on ergonomic measures, expenditure arising from the operation of the Invalidity Committee and in connection with adjudications and expert opinions, and expenditure on services provided by outside medical and paramedical specialists deemed necessary by the medical officers.
It also covers expenditure involving the purchase of certain work tools deemed necessary on medical grounds, together with expenditure on medical or paramedical service providers or personnel on short-term stand-in assignment.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 33 and Article 59 thereof and Article 8 of Annex II thereto.
1 6 5 2
Expenditure on catering
Appropriations 2020
Appropriations 2019
Outturn 2018
800 000
1 080 000
0 ,—
Remarks
This appropriation is intended to cover expenditure on catering.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100 000.
1 6 5 4
Childcare facilities
Appropriations 2020
Appropriations 2019
Outturn 2018
8 440 000
7 675 000
6 665 924 ,—
Remarks
This appropriation is intended to cover the European Parliament’s contribution to all the organisational expenditure and expenditure on services for the internal childcare facilities and outside childcare facilities with which an agreement has been concluded.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 3 300 000.
1 6 5 5
European Parliament contribution for accredited Type II European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
626 000
615 000
445 600 ,—
Remarks
Implementation of Commission Decision C(2013) 4886 of 1 August 2013 on the putting into effect of the EU contribution paid on a pro-rata basis to schools accredited by the Board of Governors of the European Schools according to the number of children of EU staff enrolled, replacing Commission Decision C(2009) 7719 of 14 October 2009 as amended by Commission Decision C(2010) 7993 of 8 December 2010 (
OJ C 222, 2.8.2013, p. 8
).
This appropriation is intended to cover the European Parliament’s contribution for Type II European Schools accredited by the Board of Governors of the European Schools or the reimbursement of the contribution paid by the Commission on behalf of the European Parliament for Type II European Schools accredited by the Board of Governors of the European Schools. It covers costs relating to children of European Parliament staff coming under the Staff Regulations who are enrolled in such schools.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
TITLE 2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent
Non-differentiated appropriations
33 291 000
38 620 000
35 658 454,54
107,11
2 0 0 1
Lease payments
Non-differentiated appropriations
p.m.
p.m.
42 000 000 ,—
2 0 0 3
Acquisition of immovable property
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 7
Construction of buildings and fitting-out of premises
Non-differentiated appropriations
82 730 000
81 330 000
64 089 414,49
77,47
2 0 0 8
Other specific property management arrangements
Non-differentiated appropriations
5 429 000
4 971 000
4 304 207,85
79,28
Article 2 0 0 — Total
121 450 000
124 921 000
146 052 076,88
120,26
2 0 2
Expenditure on buildings
2 0 2 2
Building maintenance, upkeep, operation and cleaning
Non-differentiated appropriations
64 180 000
59 820 000
60 209 831,42
93,81
2 0 2 4
Energy consumption
Non-differentiated appropriations
16 100 000
15 820 000
15 629 810,07
97,08
2 0 2 6
Security and surveillance of buildings
Non-differentiated appropriations
23 750 000
22 350 000
17 294 304,81
72,82
2 0 2 8
Insurance
Non-differentiated appropriations
2 660 000
2 500 000
1 417 126,20
53,28
Article 2 0 2 — Total
106 690 000
100 490 000
94 551 072,50
88,62
CHAPTER 2 0 — TOTAL
228 140 000
225 411 000
240 603 149,38
105,46
CHAPTER 2 1
2 1 0
Computing and telecommunications
2 1 0 0
Computing and telecommunications — Business-as-usual operations — Operations
Non-differentiated appropriations
29 545 500
29 915 200
22 959 784,66
77,71
2 1 0 1
Computing and telecommunications — Business-as-usual operations — Infrastructure
Non-differentiated appropriations
25 409 000
23 546 000
21 669 672,44
85,28
2 1 0 2
Computing and telecommunications — Business-as-usual operations — General support for users
Non-differentiated appropriations
12 870 000
12 301 000
11 658 807,62
90,59
2 1 0 3
Computing and telecommunications — Business-as-usual operations — Management of ICT applications
Non-differentiated appropriations
26 840 000
20 594 500
18 187 322,45
67,76
2 1 0 4
Computing and telecommunications — Investment in infrastructure
Non-differentiated appropriations
15 487 000
17 702 000
29 284 173,02
189,09
2 1 0 5
Computing and telecommunications — Investment in projects
Non-differentiated appropriations
25 981 000
34 792 000
32 565 114,52
125,34
Article 2 1 0 — Total
136 132 500
138 850 700
136 324 874,71
100,14
2 1 2
Furniture
Non-differentiated appropriations
7 400 000
7 600 000
5 597 060,61
75,64
2 1 4
Technical equipment and installations
Non-differentiated appropriations
27 923 500
28 033 500
20 701 628,48
74,14
2 1 6
Transport of Members, other persons and goods
Non-differentiated appropriations
4 188 000
4 101 000
3 089 461,57
73,77
CHAPTER 2 1 — TOTAL
175 644 000
178 585 200
165 713 025,37
94,35
CHAPTER 2 3
2 3 0
Stationery, office supplies and miscellaneous consumables
Non-differentiated appropriations
1 413 000
1 440 000
1 290 415,47
91,32
2 3 1
Financial charges
Non-differentiated appropriations
60 000
60 000
35 000 ,—
58,33
2 3 2
Legal costs and damages
Non-differentiated appropriations
1 370 000
1 740 000
328 590 ,—
23,98
2 3 6
Postage on correspondence and delivery charges
Non-differentiated appropriations
224 000
337 000
186 257,83
83,15
2 3 7
Removals
Non-differentiated appropriations
1 830 000
3 180 000
1 700 374,49
92,92
2 3 8
Other administrative expenditure
Non-differentiated appropriations
1 674 500
1 591 000
1 231 706,11
73,56
2 3 9
EMAS activities, including promotion, and the European Parliament’s carbon offsetting scheme
Non-differentiated appropriations
262 500
262 500
198 988,92
75,81
CHAPTER 2 3 — TOTAL
6 834 000
8 610 500
4 971 332,82
72,74
Title 2 — Total
410 618 000
412 606 700
411 287 507,57
100,16
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
DATA PROCESSING, EQUIPMENT AND MOVABLE PROPERTY
CHAPTER 2 3 —
CURRENT ADMINISTRATIVE EXPENDITURE
Remarks
Since risk cover has been revoked by insurance companies, the risk of industrial conflicts and terrorist attacks for the European Parliament buildings needs to be covered through the general budget of the Union.
The appropriations of this title accordingly cover all expenses in connection with damage resulting from industrial conflicts and terrorist attacks.
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
33 291 000
38 620 000
35 658 454,54
Remarks
This appropriation is intended to cover rent for the buildings or parts of buildings occupied by the European Parliament.
It also covers property tax. The rentals are calculated over 12 months on the basis of existing leases or leases in preparation, which normally provide for cost of living or construction cost index-linking.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 3 000 000.
Financial contributions from Member States or their public agencies or entities in the form of financing or repayment of costs and of associated charges relating to the purchase or use of land, buildings, as well as of charges in relation to buildings and facilities of the institution, shall be considered as external assigned revenue within the meaning of Article 21(2) of the Financial Regulation.
2 0 0 1
Lease payments
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
42 000 000 ,—
Remarks
This appropriation is intended to cover the annual lease payments for buildings or parts of buildings under existing leases or leases in preparation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 50 000.
Financial contributions from Member States or their public agencies or entities in the form of financing or repayment of costs and of associated charges relating to the purchase or use of land, buildings, as well as of charges in relation to buildings and facilities of the institution, shall be considered as external assigned revenue within the meaning of Article 21(2) of the Financial Regulation.
2 0 0 3
Acquisition of immovable property
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the acquisition of immovable property. Subsidies for land and its servicing will be dealt with in accordance with the Financial Regulation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 13 000.
Financial contributions from Member States or their public agencies or entities in the form of financing or repayment of costs and of associated charges relating to the purchase or use of land, buildings, as well as of charges in relation to buildings and facilities of the institution, shall be considered as external assigned revenue within the meaning of Article 21(2) of the Financial Regulation.
2 0 0 7
Construction of buildings and fitting-out of premises
Appropriations 2020
Appropriations 2019
Outturn 2018
82 730 000
81 330 000
64 089 414,49
Remarks
This appropriation is intended to cover:
—
building construction costs (works, consultants’ fees, initial fitting-out work and supplies to make buildings operational, and all related costs),
—
fitting-out costs and related expenditure, and in particular architects’ or engineers’ fees.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 472 000.
Financial contributions from Member States or their public agencies or entities in the form of financing or repayment of costs and of associated charges relating to the purchase or use of land, buildings, as well as of charges in relation to buildings and facilities of the institution, shall be considered as external assigned revenue within the meaning of Article 21(2) of the Financial Regulation.
2 0 0 8
Other specific property management arrangements
Appropriations 2020
Appropriations 2019
Outturn 2018
5 429 000
4 971 000
4 304 207,85
Remarks
This appropriation is intended to cover expenditure on property management not specifically provided for in the other articles in this Chapter, i.e.:
—
waste management and treatment,
—
mandatory inspections, quality checks, expert opinions, audits, compliance monitoring, etc.,
—
technical library,
—
management support (building helpdesk),
—
taking care of building drawings and information media,
—
other expenditure.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 268 000.
2 0 2
Expenditure on buildings
2 0 2 2
Building maintenance, upkeep, operation and cleaning
Appropriations 2020
Appropriations 2019
Outturn 2018
64 180 000
59 820 000
60 209 831,42
Remarks
This appropriation is intended to cover the maintenance, upkeep, operating and cleaning costs, on the basis of current contracts, for the buildings (offices, other areas and installations) rented or owned by the European Parliament.
Before renewing or concluding contracts, the institution will consult the other institutions on the contractual terms each of them has obtained (prices, currency chosen, index-linking, duration, other clauses) with due regard for Article 164 of the Financial Regulation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 479 000.
2 0 2 4
Energy consumption
Appropriations 2020
Appropriations 2019
Outturn 2018
16 100 000
15 820 000
15 629 810,07
Remarks
This appropriation is intended to cover, in particular, water, gas, electricity and heating costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 150 000.
2 0 2 6
Security and surveillance of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
23 750 000
22 350 000
17 294 304,81
Remarks
This appropriation is intended to cover essentially the costs of caretaking and surveillance in respect of buildings occupied by the European Parliament at its three habitual places of work, its information offices in the Union and its offices in third countries.
Before renewing or concluding contracts, the institution will consult the other institutions on the contractual terms each of them has obtained (prices, currency chosen, index-linking, duration, other clauses) with due regard for Article 164 of the Financial Regulation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100 000.
2 0 2 8
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
2 660 000
2 500 000
1 417 126,20
Remarks
This appropriation is intended to cover payments in respect of insurance policy premiums.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
CHAPTER 2 1 —
   
DATA PROCESSING, EQUIPMENT AND MOVABLE PROPERTY
Remarks
In connection with public procurement, the institution will consult the other institutions on the contractual terms each of them has obtained.
2 1 0
Computing and telecommunications
2 1 0 0
Computing and telecommunications — Business-as-usual operations — Operations
Appropriations 2020
Appropriations 2019
Outturn 2018
29 545 500
29 915 200
22 959 784,66
Remarks
This appropriation is intended to cover expenditure on the purchase, hire, servicing and maintenance of hardware and software and on outside assistance from service bureaux and IT consultants for business-as-usual operations to ensure that the European Parliament’s computing and telecommunications systems function properly. That expenditure relates mainly to systems at the computer and telecommunications centre, computing at departmental level and network management operations.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 625 000.
2 1 0 1
Computing and telecommunications — Business-as-usual operations — Infrastructure
Appropriations 2020
Appropriations 2019
Outturn 2018
25 409 000
23 546 000
21 669 672,44
Remarks
This appropriation is intended to cover expenditure on the purchase, hire, servicing and maintenance of hardware and software and on outside assistance from service bureaux and IT consultants for business-as-usual operations to manage and maintain the European Parliament’s computing and telecommunications system infrastructure. That expenditure relates mainly to network, cabling, telecommunications, individual equipment and voting system infrastructure.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 130 000.
2 1 0 2
Computing and telecommunications — Business-as-usual operations — General support for users
Appropriations 2020
Appropriations 2019
Outturn 2018
12 870 000
12 301 000
11 658 807,62
Remarks
This appropriation is intended to cover expenditure on the purchase, hire, servicing and maintenance of hardware and software and on outside assistance from service bureaux and IT consultants for business-as-usual operations to provide assistance and support for users of the European Parliament’s computing and telecommunications systems. That expenditure relates to support services for Members and other users, covering in particular administrative and legislative applications used in the areas of security and safety and communication applications.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 45 000.
2 1 0 3
Computing and telecommunications — Business-as-usual operations — Management of ICT applications
Appropriations 2020
Appropriations 2019
Outturn 2018
26 840 000
20 594 500
18 187 322,45
Remarks
This appropriation is intended to cover expenditure on the purchase, hire, servicing and maintenance of hardware and software and related work, and on outside assistance from service bureaux and IT consultants for business-as-usual operations connected with ICT applications management in the institution. That expenditure relates mainly to applications for Members and communication, security and safety activities, as well as administrative and legislative applications.
It is also intended to cover expenditure in ICT tools financed jointly in the context of interinstitutional cooperation in the field of languages, provided for by the decisions taken by the Interinstitutional Committee on Translation and Interpretation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 32 000.
2 1 0 4
Computing and telecommunications — Investment in infrastructure
Appropriations 2020
Appropriations 2019
Outturn 2018
15 487 000
17 702 000
29 284 173,02
Remarks
This appropriation is intended to cover expenditure on the purchase of hardware and software and on outside assistance from service bureaux and IT consultants for investments relating to the European Parliament’s computing and telecommunications system infrastructure. The investments relate mainly to systems at the computer and telecommunications centre, networks, cabling and video-conferencing systems.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 102 000.
2 1 0 5
Computing and telecommunications — Investment in projects
Appropriations 2020
Appropriations 2019
Outturn 2018
25 981 000
34 792 000
32 565 114,52
Remarks
This appropriation is intended to cover expenditure on the purchase of hardware and software and on outside assistance from service bureaux and IT consultants for investments relating to ongoing and new ICT projects. The investments relate mainly to applications for Members, legislative, administrative, financial, communication, security and safety applications and ICT governance applications.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 1 2
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
7 400 000
7 600 000
5 597 060,61
Remarks
This appropriation is intended to cover the purchase, hire, maintenance and repair of furniture, including the purchase of ergonomic furniture, the replacement of worn-out and broken furniture and office machines. It is also intended to cover miscellaneous expenditure on managing the European Parliament’s furniture stock.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 1 4
Technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
27 923 500
28 033 500
20 701 628,48
Remarks
This appropriation is intended to cover the purchase, hire, maintenance, repair and management of technical equipment and installations, and in particular of:
—
miscellaneous fixed and mobile technical installations and equipment in connection with publishing, security (including software), canteens, buildings, staff training and the institution’s sports centres, etc.,
—
equipment in particular for the printshop, telephone service, canteens, staff shops, security, conferences, and the audiovisual sector, etc.,
—
special equipment (electronic, computing and electrical) and related external services.
This appropriation also covers publicity costs for the resale and scrapping of inventoried items and the costs of technical assistance (consultancy) with matters on which external expertise is needed.
This appropriation also covers the cost of transporting the equipment needed to provide technical conference services anywhere in the world when requested by a Member, delegation, political group or governing body of the European Parliament. It covers transport costs and all related administrative costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 190 000.
2 1 6
Transport of Members, other persons and goods
Appropriations 2020
Appropriations 2019
Outturn 2018
4 188 000
4 101 000
3 089 461,57
Remarks
This appropriation is intended to cover the purchase, leasing, maintenance, use and repair of vehicles (fleet of cars and bicycles) and the hire of cars, taxis, coaches and lorries, with or without drivers, including the necessary insurance cover and other management costs. When replacing the car fleet or purchasing, leasing or hiring vehicles, preference will be given to cars that are the least polluting for the environment, such as hybrid cars.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100 000.
CHAPTER 2 3 —
   
CURRENT ADMINISTRATIVE EXPENDITURE
Remarks
In connection with public procurement, the institution will consult the other institutions on the contractual terms each of them has obtained.
2 3 0
Stationery, office supplies and miscellaneous consumables
Appropriations 2020
Appropriations 2019
Outturn 2018
1 413 000
1 440 000
1 290 415,47
Remarks
This appropriation is intended to cover the purchase of paper, envelopes, office supplies, supplies for the print shop and document reproduction workshops, etc., together with the related management costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 10 000.
2 3 1
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
60 000
60 000
35 000 ,—
Remarks
This appropriation is intended to cover bank charges (commission, agios and miscellaneous charges) and other financial charges, including ancillary costs for the financing of buildings.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
2 3 2
Legal costs and damages
Appropriations 2020
Appropriations 2019
Outturn 2018
1 370 000
1 740 000
328 590 ,—
Remarks
This appropriation is intended to cover:
—
costs which may be awarded against the European Parliament by the Court of Justice, the General Court or national courts,
—
the cost of hiring outside lawyers to represent the European Parliament in Union and national courts, and the cost of hiring legal advisers or experts to assist the Legal Service,
—
reimbursement of lawyers’ fees in connection with disciplinary and equivalent proceedings,
—
damages and interest expenses,
—
compensation agreed through amicable settlement pursuant to Chapter 11 of Title III of the Rules of Procedure of the General Court,
—
administrative fines issued by the European Data Protection Supervisor.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
2 3 6
Postage on correspondence and delivery charges
Appropriations 2020
Appropriations 2019
Outturn 2018
224 000
337 000
186 257,83
Remarks
This appropriation is intended to cover charges for postage, processing and delivery by national postal services or private delivery firms.
This appropriation is also intended to cover mail-handling services.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 3 7
Removals
Appropriations 2020
Appropriations 2019
Outturn 2018
1 830 000
3 180 000
1 700 374,49
Remarks
This appropriation is intended to cover the cost of removal and handling work carried out by removal firms or by temporary handling staff supplied by outside agencies.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 3 8
Other administrative expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
1 674 500
1 591 000
1 231 706,11
Remarks
This appropriation is intended to cover:
—
insurance not specifically provided for in another item,
—
the purchase and maintenance of uniforms for ushers, drivers, receptionists, warehouse staff, removal men and staff in the Visits and Seminars Unit, the Parlamentarium, the medical services, the security and building maintenance services and various technical services,
—
miscellaneous operating and management expenses, including fees payable to the PMO for managing pensions payable to former Members under the Statute, expenses related to the security clearance of external persons working on the premises or in the systems of the European Parliament, purchases of goods or services not specifically provided for against another heading,
—
miscellaneous purchases in connection with Eco-Management Audit Scheme (EMAS) activities (promotional campaigns, etc.).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 3 9
EMAS activities, including promotion, and the European Parliament’s carbon offsetting scheme
Appropriations 2020
Appropriations 2019
Outturn 2018
262 500
262 500
198 988,92
Remarks
This appropriation is intended to cover expenditure related to EMAS activities aiming at improving the European Parliament's environmental performance, including promotion of these activities, and to the European Parliament’s carbon offsetting scheme.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
TITLE 3
EXPENDITURE RESULTING FROM GENERAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 3 0
3 0 0
Expenses for staff missions and duty travel between the three places of work
Non-differentiated appropriations
28 140 000
27 010 000
27 362 797,07
97,24
3 0 2
Reception and representation expenses
Non-differentiated appropriations
910 500
1 000 000
748 223,68
82,18
3 0 4
Miscellaneous expenditure on meetings
3 0 4 0
Miscellaneous expenditure on internal meetings
Non-differentiated appropriations
300 000
600 000
1 130 000 ,—
376,67
3 0 4 2
Meetings, congresses, conferences and delegations
Non-differentiated appropriations
2 671 000
3 000 000
2 324 362 ,—
87,02
3 0 4 9
Expenditure on travel agency services
Non-differentiated appropriations
2 130 000
2 510 000
2 112 104 ,—
99,16
Article 3 0 4 — Total
5 101 000
6 110 000
5 566 466 ,—
109,12
CHAPTER 3 0 — TOTAL
34 151 500
34 120 000
33 677 486,75
98,61
CHAPTER 3 2
3 2 0
Acquisition of expertise
Non-differentiated appropriations
7 137 000
6 171 000
5 875 152,83
82,32
3 2 1
Expenditure on European parliamentary research services, including the library, the historical archives, scientific and technological options assessment (STOA) and the European Science-Media Hub
3 2 1 0
Expenditure on European parliamentary research services, including the library, the historical archives and scientific and technological options assessment (STOA)
Non-differentiated appropriations
8 150 000
7 460 000
6 259 211,49
76,80
3 2 1 1
Expenditure on the European Science-Media Hub
Non-differentiated appropriations
1 600 000
1 600 000
318 576,80
19,91
Article 3 2 1 — Total
9 750 000
9 060 000
6 577 788,29
67,46
3 2 2
Documentation expenditure
Non-differentiated appropriations
2 627 500
2 592 000
2 357 489,26
89,72
3 2 3
Support for democracy and capacity-building for the parliaments of third countries
Non-differentiated appropriations
1 335 000
1 120 000
999 350,46
74,86
3 2 4
Production and dissemination
3 2 4 0
Official Journal
Non-differentiated appropriations
p.m.
800 000
660 059,43
3 2 4 1
Digital and traditional publications
Non-differentiated appropriations
4 410 000
4 225 300
4 444 677,16
100,79
3 2 4 2
Expenditure on publication, information and participation in public events
Non-differentiated appropriations
22 780 000
27 210 000
44 669 830,44
196,09
3 2 4 3
European Parliament visitor centres
Non-differentiated appropriations
21 947 500
15 667 000
14 855 041,63
67,68
3 2 4 4
Organisation and reception of groups of visitors, Euroscola programme and invitations to opinion multipliers from third countries
Non-differentiated appropriations
31 767 000
29 820 000
31 712 785,71
99,83
3 2 4 5
Organisation of symposia and seminars
Non-differentiated appropriations
2 957 000
2 608 000
3 033 567,32
102,59
3 2 4 8
Expenditure on audiovisual information
Non-differentiated appropriations
17 579 500
16 615 000
15 860 981,99
90,22
3 2 4 9
Information exchanges with national parliaments
Non-differentiated appropriations
225 000
165 000
122 491,20
54,44
Article 3 2 4 — Total
101 666 000
97 110 300
115 359 434,88
113,47
3 2 5
Expenditure relating to liaison offices
Non-differentiated appropriations
8 900 000
7 770 000
7 800 000 ,—
87,64
CHAPTER 3 2 — TOTAL
131 415 500
123 823 300
138 969 215,72
105,75
Title 3 — Total
165 567 000
157 943 300
172 646 702,47
104,28
CHAPTER 3 0 —
MEETINGS AND CONFERENCES
CHAPTER 3 2 —
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISSEMINATION
CHAPTER 3 0 —
   
MEETINGS AND CONFERENCES
3 0 0
Expenses for staff missions and duty travel between the three places of work
Appropriations 2020
Appropriations 2019
Outturn 2018
28 140 000
27 010 000
27 362 797,07
Remarks
This appropriation is intended to cover expenditure on duty travel by staff of the institution, seconded national experts, trainees and staff of other European or international institutions invited by the institution between place of employment and any of the European Parliament’s three places of work (Brussels, Luxembourg and Strasbourg) and on missions to any location other than the three places of work. Expenditure is made up of transport costs, daily allowances, accommodation costs and compensatory allowances for unsocial hours. Ancillary costs (including cancellation of tickets and hotel reservations, electronic invoicing costs and mission insurance costs) are also covered.
This appropriation is also intended to cover any expenditure on carbon offsetting relating to staff missions and duty travel.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 200 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 71 thereof and Articles 11, 12 and 13 of Annex VII thereto.
3 0 2
Reception and representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
910 500
1 000 000
748 223,68
Remarks
This appropriation is intended to cover:
—
expenses related to the obligations of the institution regarding receptions, including in connection with work relating to the assessment of scientific options (STOA), other forward-looking activities and representation expenses for Members of the institution,
—
representation expenses of the President when he or she is travelling outside the places of work,
—
representation expenses and the contribution to the secretarial expenses of the President’s office,
—
the Secretariat’s reception and representation expenses, including the purchase of items and medals for officials who have completed 15 or 25 years’ service,
—
miscellaneous protocol expenditure, such as on flags, display stands, invitation cards and printed menus,
—
travel and subsistence expenses incurred by VIP visitors to the institution,
—
visa costs relating to official travel by Members and staff,
—
reception and representation expenses and the other specific expenses for Members performing official duties at the European Parliament.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
3 0 4
Miscellaneous expenditure on meetings
3 0 4 0
Miscellaneous expenditure on internal meetings
Appropriations 2020
Appropriations 2019
Outturn 2018
300 000
600 000
1 130 000 ,—
Remarks
This appropriation is intended to cover the costs of the beverages, refreshments and occasional light meals served at meetings held by the European Parliament or interinstitutional meetings organised on its premises, together with the management costs for these services.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
3 0 4 2
Meetings, congresses, conferences and delegations
Appropriations 2020
Appropriations 2019
Outturn 2018
2 671 000
3 000 000
2 324 362 ,—
Remarks
This appropriation is intended to cover, inter alia, expenses other than those covered under Chapter 1 0 and Article 3 0 0, connected with:
—
the organisation of meetings outside the places of work (committees and committee delegations, political groups), including, where appropriate, representation expenditure,
—
the organisation of interparliamentary delegations, ad hoc delegations, joint parliamentary committees, parliamentary cooperation committees, parliamentary delegations to the WTO, and the Parliamentary Conference on the WTO and its Steering Committee,
—
the organisation of delegations to the ACP-EU Joint Parliamentary Assembly, the EuroLat Parliamentary Assembly and the Euronest Parliamentary Assembly and their bodies,
—
the organisation of the Parliamentary Assembly of the Union for the Mediterranean (UfMPA), its committees and its Bureau; this expenditure includes the European Parliament’s contribution to the budget of the autonomous secretariat of the UfMPA or the direct defrayal of expenses representing the European Parliament’s share of the budget of the UfMPA,
—
the affiliation fees in respect of international organisations to which the European Parliament or one of its bodies belongs (Interparliamentary Union, Association of Secretaries-General of Parliaments, Twelve Plus Group within the Interparliamentary Union),
—
the reimbursement to the Commission, on the basis of a service agreement concluded between the European Parliament and the Commission, of the European Parliament’s share of the cost of producing EU 
laissez-passer
 (equipment, staff and supplies), in accordance with the Protocol on the Privileges and Immunities of the European Union (Article 6), Article 23 of the Staff Regulations of Officials of the European Union, Articles 11 and 81 of the Conditions of Employment of Other Servants of the European Union and Council Regulation (EU) No 1417/2013 of 17 December 2013 laying down the form of the 
laissez-passer
 issued by the European Union (
OJ L 353, 28.12.2013, p. 26
).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
3 0 4 9
Expenditure on travel agency services
Appropriations 2020
Appropriations 2019
Outturn 2018
2 130 000
2 510 000
2 112 104 ,—
Remarks
This appropriation is intended to cover the running costs of the travel agency under contract to the European Parliament.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 6 000.
CHAPTER 3 2 —
   
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISSEMINATION
3 2 0
Acquisition of expertise
Appropriations 2020
Appropriations 2019
Outturn 2018
7 137 000
6 171 000
5 875 152,83
Remarks
This appropriation is intended to cover:
—
the cost of contracts with qualified experts and research institutes for studies and other research activities (workshops, round tables, expert panels or hearings, and conferences) or technical assistance activities that require specific skills and that are carried out for the European Parliament's governing bodies, for the parliamentary committees, for the parliamentary delegations and for the administration,
—
acquisition or hiring of specialised information sources, such as specialised databases, related literature or technical support, when needed to complement the expertise contracts mentioned above,
—
the travel, subsistence and incidental expenses of experts and other persons, including petitioners to the European Parliament, invited to take part in committee, delegation, study group or working party meetings and in workshops,
—
costs of dissemination of internal or external parliamentary research products and other relevant products, for the benefit of the institution and of the public (in particular by means of publications on the internet, internal databases, brochures and publications),
—
expenditure on calling-in outside persons to take part in the work of bodies such as the Disciplinary Board or the Specialised Financial Irregularities Panel,
—
the cost of checks by specialised external service providers on the accuracy of documents supplied by candidates for recruitment.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 50 000.
3 2 1
Expenditure on European parliamentary research services, including the library, the historical archives, scientific and technological options assessment (STOA) and the European Science-Media Hub
3 2 1 0
Expenditure on European parliamentary research services, including the library, the historical archives and scientific and technological options assessment (STOA)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 150 000
7 460 000
6 259 211,49
Remarks
This appropriation is intended to cover expenditure on the work of DG EPRS, particularly:
—
acquisition of specialised expertise and support for the European Parliament’s research activities (including articles, studies, workshops, seminars, round tables, expert panels and conferences) which may, if necessary, be carried out in partnership with other Institutions, international organisations, research departments and libraries of national parliaments, think tanks, research bodies and other qualified experts,
—
acquisition of specialised expertise in the fields of impact assessment and of ex ante and ex post evaluation, European added value, and scientific and technological options assessment (STOA),
—
acquisition or hiring of books, journals, newspapers, databases, press agency products and any other information medium for the library in various formats, including costs of copyright, the quality assurance system, materials and work involved in rebinding and conservation, and other relevant services,
—
the cost of outside archiving services (organisation, selection, description, transfer to different media and to paperless form, acquisition of primary archive sources),
—
acquisition, development, installation, operation and maintenance of special library and archiving documentation and of special media-library materials, including materials and electrical, electronic and computerised systems, and materials for rebinding and conservation,
—
costs of dissemination of internal or external parliamentary research products and other relevant products, for the benefit of the institution and of the public (in particular by means of publications on the internet, internal databases, brochures and publications),
—
travel, subsistence and associated costs of experts and authors invited to attend presentations, seminars, workshops or other such activities organised by DG EPRS,
—
participation by the Unit for Scientific and Technological Options Assessment (STOA) in the activities of European and international scientific bodies,
—
the European Parliament’s obligations under international and interinstitutional cooperation agreements, including the European Parliament’s contribution to the costs of managing the Union’s historical archives in accordance with Council Regulation (EEC, Euratom) No 354/83.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983 concerning the opening to the public of the historical archives of the European Economic Community and the European Atomic Energy Community (
OJ L 43, 15.2.1983, p. 1
).
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (
OJ L 145, 31.5.2001, p. 43
).
Bureau Decision of 28 November 2001 on rules governing public access to European Parliament documents, as last amended on 22 June 2011 (
OJ C 216, 22.7.2011, p. 19
).
Bureau Decision of 16 December 2002 on rules governing the archives of the European Parliament, as consolidated on 3 May 2004.
Bureau Decision of 10 March 2014 on procedures governing the European Parliament’s acquisition of private archives of Members and former Members.
3 2 1 1
Expenditure on the European Science-Media Hub
Appropriations 2020
Appropriations 2019
Outturn 2018
1 600 000
1 600 000
318 576,80
Remarks
To foster an effective dialogue among Members, the scientific community and journalists — especially in relation to current scientific and technological developments and issues — the European Parliament can benefit from a dedicated and authoritative structure to support discussion, training and dissemination of knowledge in this field. A European Science-Media Hub has been established for that purpose, and its operation will be overseen by the European Parliament’s Panel for the Future of Science and Technology (STOA Panel).
This appropriation also covers the cost of organising the relevant activities and expenses (including travel expenses, accommodation and catering) in connection with invitations to journalists, stakeholders and other experts to cover the activities concerned.
This appropriation, which is intended to enhance activities at the interface between the European Parliament, the scientific community and the media, will cover the costs of the European Science-Media Hub, in order specifically to promote networking, training and knowledge dissemination, by for example:
—
setting up and maintaining networks at the interface between the European Parliament, the scientific community and the media,
—
organising seminars, conferences and training courses on current scientific and technological developments and issues and on the nature and effectiveness of science journalism,
—
harnessing expert information and analysis from academia, the media and other sources in the field of science and technology for the benefit of policy-makers and citizens,
—
making European Parliament research and other relevant material in the field of science and technology more widely available by written, audiovisual and other means,
—
developing techniques and methods for increasing the ability to identify and disseminate trustworthy sources in the field of science and technology,
—
supporting the installation, upgrading and use of state-of-the-art technical equipment and media facilities in support of such dialogue,
—
developing closer cooperation and link more generally between the European Parliament, relevant media outlets and universities and research centres in this field, including through promotion in the media of the role, and work of the European Science-Media Hub as well as its accessibility for citizens.
This appropriation may also be used to support dialogue between the European Parliament and the university community, the media, think tanks and citizens with regard to foresight work on the long-term trends to be addressed by European Union decision-makers, both in the field of science and more broadly, through seminars, publications and other activities set out above.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
European Parliament resolution of 8 October 2013 on forward policy planning and long-term trends: budgetary implications for capacity-building (
OJ C 181, 19.5.2016, p. 16
), and in particular paragraphs 7 and 9 thereof.
European Parliament resolution of 29 April 2015 on Parliament’s estimates of revenue and expenditure for the financial year 2016 (
OJ C 346, 21.9.2016, p. 188
), and in particular paragraph 30 thereof.
European Parliament resolution of 14 April 2016 on Parliament’s estimates of revenue and expenditure for the financial year 2017 (
OJ C 58, 15.2.2018, p. 257
), and in particular paragraph 54 thereof.
3 2 2
Documentation expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
2 627 500
2 592 000
2 357 489,26
Remarks
This appropriation is intended to cover:
—
subscriptions to newspapers and periodicals and news agencies and to the publications thereof and online services, including copyright fees for the reproduction and dissemination of the above in written and/or electronic form and service contracts for press reviews and cuttings,
—
subscriptions or service contracts for the supply of summaries and analyses of the content of periodicals or the storage on optical media of articles taken from such periodicals,
—
utilising external documentary and statistical databases (computer hardware and telecommunications charges excepted),
—
the purchase of new dictionaries and glossaries, or the replacement thereof, regardless of medium, including for the new language sections, and other works for the language services and the Legislative Quality Units.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
3 2 3
Support for democracy and capacity-building for the parliaments of third countries
Appropriations 2020
Appropriations 2019
Outturn 2018
1 335 000
1 120 000
999 350,46
Remarks
This appropriation is intended to cover:
—
expenditure on programmes for the exchange of information and cooperation between the European Parliament and the national parliaments of the pre-accession countries, in particular the Western Balkans and Turkey,
—
expenditure committed for promoting relations between the European Parliament and democratically elected national parliaments from third countries (other than those referred to in the previous indent) as well as with corresponding regional parliamentary organisations. The activities concerned are notably aimed at strengthening parliamentary capacity in new and emerging democracies in particular in the European Neighbourhood (South and East),
—
expenditure on promoting activities in support of mediation, and programmes for young political leaders from the European Union and from countries in the wider European Neighbourhood: the Maghreb, Eastern Europe and Russia, Israeli-Palestinian dialogue and other priority countries as decided by the Democracy Support and Election Coordination Group,
—
expenditure on organising the Sakharov Prize (in particular the amount of the prize, travel expenses of the winner(s) and other finalists and the costs of receiving them, operating costs of the Sakharov network and duty travel by members of the network) and on activities to promote human rights.
These activities include information visits to the European Parliament in Brussels, Luxembourg or Strasbourg and visits to Member States and third countries. This appropriation covers, wholly or partially, the expenses of the participants, particularly travel, accommodation and daily subsistence.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Bureau Decision of 12 December 2011 establishing the Directorate for Democracy Support in the Directorate-General for External Policies of the Union.
3 2 4
Production and dissemination
3 2 4 0
Official Journal
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
800 000
660 059,43
Remarks
This appropriation is intended to cover the institution’s share of the Publications Office’s expenditure on publishing and dissemination and other ancillary costs with regard to the texts to be published in the 
Official Journal of the European Union
.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
3 2 4 1
Digital and traditional publications
Appropriations 2020
Appropriations 2019
Outturn 2018
4 410 000
4 225 300
4 444 677,16
Remarks
This appropriation is intended to cover:
—
all costs for digital publishing (Intranet sites) and traditional publishing (miscellaneous documents and printed matter subcontracted out), including distribution,
—
upgrading and evolutive and corrective maintenance of editorial systems.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 11 000.
3 2 4 2
Expenditure on publication, information and participation in public events
Appropriations 2020
Appropriations 2019
Outturn 2018
22 780 000
27 210 000
44 669 830,44
Remarks
This appropriation is intended to cover:
—
expenditure on communication relating to the values of the institution by means of information publications, including electronic publications, information activities, public relations, participation in public events, trade fairs and exhibitions in the Member States and the accession countries and the countries in which the European Parliament has a liaison office, as well as the development of tools or instruments to increase and facilitate public access to it using mobile equipment,
—
the cost of cultural projects of European interest, such as the European Parliament LUX Prize for European Cinema,
—
the cost of organising and running events for young people, raising the European Parliament’s social media profile, and monitoring youth trends,
—
costs relating to the mobile internet, interactive technologies, socialising spaces, collaborative platforms and changing internet user behaviour, with a view to bringing the European Parliament closer to citizens,
—
the cost of in-house production, distribution and hosting by the European Parliament of web clips and other broadcast-ready multimedia material, in line with the European Parliament’s communication strategy.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 50 000.
3 2 4 3
European Parliament visitor centres
Appropriations 2020
Appropriations 2019
Outturn 2018
21 947 500
15 667 000
14 855 041,63
Remarks
This appropriation is intended to finance installations, material and exhibitions at European Parliament visitor centres, in particular:
—
the Parlamentarium — the European Parliament Visitors’ Centre in Brussels,
—
reception facilities, ‘Europa Experience’ centres and information outlets away from Brussels,
—
the activities of the House of European History, such as carrying out specific fitting-out work, acquiring collections, the cost of contracts with experts, and organising exhibitions, as well as its running costs, including expenditure on books, magazines and other publications related to the House of European History’s activities,
—
expenditure on works of art for the European Parliament, covering both the cost of acquiring and purchasing specific material and the current expenditure relating thereto, such as experts, conservation, framing, restoration, cleaning, insurance and ad hoc transport costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 4 000 000.
3 2 4 4
Organisation and reception of groups of visitors, Euroscola programme and invitations to opinion multipliers from third countries
Appropriations 2020
Appropriations 2019
Outturn 2018
31 767 000
29 820 000
31 712 785,71
Remarks
This appropriation is intended to cover subsidies granted for group visits and associated supervision and infrastructure costs, the financing of traineeships for opinion multipliers from third countries (EUVP) and the running costs of the Euroscola, Euromed-Scola and Euronest-Scola programmes. The Euromed-Scola and Euronest-Scola programmes shall take place each year, on an alternating basis, on the European Parliament's premises in Strasbourg or Brussels, with the exception of election years.
This appropriation also covers activities to promote the EUVP.
This appropriation shall be increased every year using a deflator that takes into account movements in GNI and prices.
Each Member of the European Parliament is entitled to invite a maximum of five groups each calendar year for a total of 110 visitors. Visitor groups officially sponsored by a Member may take part in the Euroscola programme if invited to do so by that Member.
An appropriate amount is included for visitors with disabilities.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 500 000.
Legal basis
Bureau Decision of 16 December 2002 on rules governing the reception of groups of visitors and the Euroscola, Euromed-Scola and Euronest-Scola programmes, consolidated on 3 May 2004, as last amended on 24 October 2016.
3 2 4 5
Organisation of symposia and seminars
Appropriations 2020
Appropriations 2019
Outturn 2018
2 957 000
2 608 000
3 033 567,32
Remarks
This appropriation is intended to cover:
—
expenditure or subsidies connected with the organisation of national or international symposia and seminars for opinion multipliers from the Member States, the accession countries and the countries in which the European Parliament has a liaison office, and the cost of organising parliamentary symposia and seminars,
—
expenditure on special events in the Chamber in Strasbourg and Brussels in accordance with the annual programme adopted by the Bureau,
—
expenditure on conference management services, conference management and multilingualism support measures and tools such as seminars and conferences, meetings with providers of training for interpreters or translators, measures and actions to raise awareness of multilingualism and the profession of interpreter or translator, including a programme of grants for universities, schools and other organisations offering interpreting or translation courses, virtual communication solutions, as well as participation in similar actions and measures organised jointly with other services in the context of interinstitutional and international cooperation,
—
expenses connected with the organisation of symposia and seminars on information and communication technologies,
—
the cost of inviting journalists to plenary sittings, committee meetings, press conferences and other parliamentary activities.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 25 000.
3 2 4 8
Expenditure on audiovisual information
Appropriations 2020
Appropriations 2019
Outturn 2018
17 579 500
16 615 000
15 860 981,99
Remarks
This appropriation is intended to cover:
—
the purchase, hire, maintenance, repair and management of audiovisual equipment and installations,
—
the operating budget of the audiovisual sector (including services under its own control and outside assistance such as technical services for radio and television stations, provision, production and co-production of audiovisual programmes, the hiring of lines, the transmission of television and radio programmes, and other measures to develop relations between the institution and audiovisual broadcasting bodies),
—
expenditure on live internet broadcasting of plenary sittings and parliamentary committee meetings,
—
the establishment of appropriate archives ensuring uninterrupted media and public access to that information,
—
expenditure relating to the press room.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 50 000.
Legal basis
European Parliament Resolution of 12 March 2002 on the guidelines for the 2003 budgetary procedure (
OJ C 47 E, 27.2.2003, p. 72
).
European Parliament Resolution of 14 May 2002 on the estimates of revenue and expenditure of Parliament for the financial year 2003 (
OJ C 180 E, 31.7.2003, p. 150
).
European Parliament Resolution of 14 May 2003 on the estimates of revenue and expenditure of Parliament for the financial year 2004 (
OJ C 67 E, 17.3.2004, p. 179
).
3 2 4 9
Information exchanges with national parliaments
Appropriations 2020
Appropriations 2019
Outturn 2018
225 000
165 000
122 491,20
Remarks
This appropriation is intended to cover:
—
expenditure committed for promoting relations between the European Parliament and national parliaments. It relates to parliamentary relations other than those covered by Chapters 1 0 and 3 0, exchanges of information and documentation, and assistance in the analysis and management of that information, including exchanges with the European Centre for Parliamentary Research and Documentation (ECPRD),
—
funding of cooperation programmes and training schemes for officials of the European Parliament and national parliaments and, in general, activities to strengthen their parliamentary capacities.
Training schemes include study visits to the European Parliament in Brussels, Luxembourg and Strasbourg; the appropriation is intended to cover all or part of the expenditure incurred by participants, in particular travelling costs, travel expenses, accommodation and daily allowances,
—
cooperation measures, including those linked to legislative work, and measures linked to documentation, analysis and information and making the www.ipex.eu domain secure, including those carried out by the ECPRD.
This appropriation aims at financing the cooperation between the European Parliament and national parliaments in the parliamentary scrutiny of the CFSP/CSDP, in accordance with the TEU and the TFEU, and in particular Articles 9 and 10 of Protocol No 1 on the role of national parliaments in the European Union.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Conferences of Speakers of European Parliamentary Assemblies (June 1977) and of European Union Parliaments (September 2000, March 2001).
3 2 5
Expenditure relating to liaison offices
Appropriations 2020
Appropriations 2019
Outturn 2018
8 900 000
7 770 000
7 800 000 ,—
Remarks
This appropriation is intended to cover expenditure by the European Parliament's liaison offices in the Member States:
—
communication and information expenses (information and public events; internet — production, promotion, consultancy; seminars; audiovisual productions),
—
general expenditure and miscellaneous incidental expenditure (office supplies, telecommunications, delivery charges, handling, transport, storage, standard promotional items, databases and press subscriptions, etc.).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 10 000.
TITLE 4
EXPENDITURE RESULTING FROM SPECIAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Current administrative expenditure and expenditure relating to the political and information activities of the political groups and non-attached Members
Non-differentiated appropriations
65 000 000
64 000 000
63 000 000 ,—
96,92
4 0 2
Funding of European political parties
Non-differentiated appropriations
42 000 000
50 000 000
30 244 433,85
72,01
4 0 3
Funding of European political foundations
Non-differentiated appropriations
21 000 000
19 700 000
19 084 626,50
90,88
CHAPTER 4 0 — TOTAL
128 000 000
133 700 000
112 329 060,35
87,76
CHAPTER 4 2
4 2 2
Expenditure relating to parliamentary assistance
Non-differentiated appropriations
207 659 000
208 819 943
207 068 302,54
99,72
CHAPTER 4 2 — TOTAL
207 659 000
208 819 943
207 068 302,54
99,72
CHAPTER 4 4
4 4 0
Cost of meetings and other activities of former Members
Non-differentiated appropriations
240 000
230 000
220 000 ,—
91,67
4 4 2
Cost of meetings and other activities of the European Parliamentary Association
Non-differentiated appropriations
240 000
230 000
220 000 ,—
91,67
CHAPTER 4 4 — TOTAL
480 000
460 000
440 000 ,—
91,67
Title 4 — Total
336 139 000
342 979 943
319 837 362,89
95,15
CHAPTER 4 0 —
EXPENDITURE RELATING TO CERTAIN INSTITUTIONS AND BODIES
CHAPTER 4 2 —
EXPENDITURE RELATING TO PARLIAMENTARY ASSISTANCE
CHAPTER 4 4 —
MEETINGS AND OTHER ACTIVITIES OF CURRENT AND FORMER MEMBERS
CHAPTER 4 0 —
   
EXPENDITURE RELATING TO CERTAIN INSTITUTIONS AND BODIES
4 0 0
Current administrative expenditure and expenditure relating to the political and information activities of the political groups and non-attached Members
Appropriations 2020
Appropriations 2019
Outturn 2018
65 000 000
64 000 000
63 000 000 ,—
Remarks
This appropriation is intended to cover, in respect of the political groups and the non-attached Members:
—
secretarial, administrative and operational expenditure,
—
expenditure on political and information activities conducted in connection with the Union’s political activities.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000 000.
Legal basis
Bureau Decision of 30 June 2003 on rules on the use of appropriations from budget Item 4 0 0, as last amended on 27 April 2015.
4 0 2
Funding of European political parties
Appropriations 2020
Appropriations 2019
Outturn 2018
42 000 000
50 000 000
30 244 433,85
Remarks
This appropriation is intended to finance political parties at European level. Good governance and robust scrutiny of the use of funds must be ensured.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Treaty on European Union, and in particular Article 10(4) thereof.
Treaty on the Functioning of the European Union, and in particular Article 224 thereof.
Regulation (EU, Euratom) No 1141/2014 of the European Parliament and of the Council of 22 October 2014 on the statute and funding of European political parties and European political foundations (
OJ L 317, 4.11.2014, p. 1
).
Decision of the Bureau of the European Parliament of 28 May 2018 laying down the procedures for implementing Regulation (EU, Euratom) No 1141/2014 of the European Parliament and of the Council on the statute and funding of European political parties and European political foundations (
OJ C 225, 28.6.2018, p. 4
).
4 0 3
Funding of European political foundations
Appropriations 2020
Appropriations 2019
Outturn 2018
21 000 000
19 700 000
19 084 626,50
Remarks
This appropriation is intended to finance political foundations at European level. Good governance and robust scrutiny of the use of funds must be ensured.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Treaty on European Union, and in particular Article 10(4) thereof.
Treaty on the Functioning of the European Union, and in particular Article 224 thereof.
Regulation (EU, Euratom) No 1141/2014 of the European Parliament and of the Council of 22 October 2014 on the statute and funding of European political parties and European political foundations (
OJ L 317, 4.11.2014, p. 1
).
Decision of the Bureau of the European Parliament of 28 May 2018 laying down the procedures for implementing Regulation (EU, Euratom) No 1141/2014 of the European Parliament and of the Council on the statute and funding of European political parties and European political foundations (
OJ C 225, 28.6.2018, p. 4
).
CHAPTER 4 2 —
   
EXPENDITURE RELATING TO PARLIAMENTARY ASSISTANCE
4 2 2
Expenditure relating to parliamentary assistance
Appropriations 2020
Appropriations 2019
Outturn 2018
207 659 000
208 819 943
207 068 302,54
Remarks
This appropriation is intended to cover costs relating to staff and service providers responsible for the provision of parliamentary assistance to Members, as well as costs relating to paying agents.
It also covers mission and training expenses (external courses) for accredited parliamentary assistants and expenditure on any carbon offsetting in connection with their missions and duty travel.
This appropriation is also intended to cover exchange differences to be met from the budget of the European Parliament in accordance with the provisions applicable to reimbursement of parliamentary assistance expenses, as well as expenditure on parliamentary assistance management support services.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 775 000.
Legal basis
Statute for Members of the European Parliament, and in particular Article 21 thereof.
Implementing measures for the Statute for Members of the European Parliament, and in particular Articles 33 to 44 thereof.
Conditions of Employment of Other Servants of the European Union, and in particular Article 5a and Articles 125 to 139 thereof.
Bureau Decision of 14 April 2014 on implementing measures for Title VII of the Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 4 —
   
MEETINGS AND OTHER ACTIVITIES OF CURRENT AND FORMER MEMBERS
4 4 0
Cost of meetings and other activities of former Members
Appropriations 2020
Appropriations 2019
Outturn 2018
240 000
230 000
220 000 ,—
Remarks
This appropriation is intended to cover the cost of meetings of the association of former Members of the European Parliament plus any other associated costs, if appropriate.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
4 4 2
Cost of meetings and other activities of the European Parliamentary Association
Appropriations 2020
Appropriations 2019
Outturn 2018
240 000
230 000
220 000 ,—
Remarks
This appropriation is intended to cover the cost of meetings of the European Parliamentary Association plus, if appropriate, any other associated costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
TITLE 5
THE AUTHORITY FOR EUROPEAN POLITICAL PARTIES AND EUROPEAN POLITICAL FOUNDATIONS AND THE COMMITTEE OF INDEPENDENT EMINENT PERSONS
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Operational expenditure of the Authority for European political parties and European political foundations
Non-differentiated appropriations
285 000
280 000
0 ,—
0
5 0 1
Expenditure related to the committee of independent eminent persons
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
285 000
280 000
0 ,—
0
Title 5 — Total
285 000
280 000
0 ,—
0
CHAPTER 5 0 —
EXPENDITURE OF THE AUTHORITY FOR EUROPEAN POLITICAL PARTIES AND EUROPEAN POLITICAL FOUNDATIONS AND THE COMMITTEE OF INDEPENDENT EMINENT PERSONS
CHAPTER 5 0 —
   
EXPENDITURE OF THE AUTHORITY FOR EUROPEAN POLITICAL PARTIES AND EUROPEAN POLITICAL FOUNDATIONS AND THE COMMITTEE OF INDEPENDENT EMINENT PERSONS
5 0 0
Operational expenditure of the Authority for European political parties and European political foundations
Appropriations 2020
Appropriations 2019
Outturn 2018
285 000
280 000
0 ,—
Remarks
This appropriation is intended to cover the expenditure of the Authority for European political parties and European political foundations to ensure its full and independent operation.
It covers, in particular, the expenditure specific to the Authority’s remit with regard to professional training, acquisition of software and IT equipment, acquisition of expertise, consultancy services and documentation, legal costs and damages, and publishing and information activities. It also covers expenditure to cover any invoicing by an institution in the event of an overrun as regards the volume or cost of goods or services made available to the Authority by institutions under service agreements pursuant to Article 6(4) et seq. of Regulation (EU, Euratom) No 1141/2014.The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 300 000. That revenue includes, in particular, support for the operation of the Authority by institutions other than the European Parliament, pursuant to Article 6(6) of Regulation (EU, Euratom) No 1141/2014.
Legal basis
Regulation (EU, Euratom) No 1141/2014 of the European Parliament and of the Council of 22 October 2014 on the statute and funding of European political parties and European political foundations (
OJ L 317, 4.11.2014, p. 1
), and in particular Article 6(1) and (7) thereof.
5 0 1
Expenditure related to the committee of independent eminent persons
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the expenditure linked to the secretariat and the funding of the committee of independent eminent persons.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100.
Legal basis
Regulation (EU, Euratom) No 1141/2014 of the European Parliament and of the Council of 22 October 2014 on the statute and funding of European political parties and European political foundations (
OJ L 317, 4.11.2014, p. 1
), and in particular Article 11(2) thereof.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
5 151 000
10 504 000
0 ,—
0
CHAPTER 10 1 — TOTAL
5 151 000
10 504 000
0 ,—
0
CHAPTER 10 3
p.m.
p.m.
0 ,—
CHAPTER 10 3 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 4
p.m.
p.m.
0 ,—
CHAPTER 10 4 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 5
p.m.
p.m.
0 ,—
CHAPTER 10 5 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 6
p.m.
p.m.
0 ,—
CHAPTER 10 6 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 8
p.m.
p.m.
0 ,—
CHAPTER 10 8 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
5 151 000
10 504 000
0 ,—
0
GRAND TOTAL
2 038 745 000
1 996 978 262
1 934 477 626,56
94,89
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 3 —
ENLARGEMENT RESERVE
CHAPTER 10 4 —
RESERVE FOR INFORMATION AND COMMUNICATION POLICY
CHAPTER 10 5 —
PROVISIONAL APPROPRIATION FOR IMMOVABLE PROPERTY
CHAPTER 10 6 —
RESERVE FOR PRIORITY PROJECTS UNDER DEVELOPMENT
CHAPTER 10 8 —
EMAS RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
5 151 000
10 504 000
0 ,—
Remarks
This appropriation is intended to cover expenditure resulting from budgetary decisions taken in the course of the financial year (expenditure that cannot be estimated).
CHAPTER 10 3 —
   
ENLARGEMENT RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the cost of the institution’s preparations for enlargement.
CHAPTER 10 4 —
   
RESERVE FOR INFORMATION AND COMMUNICATION POLICY
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on information and communication policy.
CHAPTER 10 5 —
   
PROVISIONAL APPROPRIATION FOR IMMOVABLE PROPERTY
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover property investments and fitting-out work carried out by the institution. The European Parliament’s Bureau is requested to adopt a coherent and responsible long-term strategy in the area of immovable property which takes into account the particular problem of increasing maintenance costs, renovation needs and security costs and ensures the sustainability of the European Parliament’s budget.
CHAPTER 10 6 —
   
RESERVE FOR PRIORITY PROJECTS UNDER DEVELOPMENT
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on the institution’s priority projects under development.
CHAPTER 10 8 —
   
EMAS RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
Further to the decisions to be taken by the Bureau for implementation of the EMAS action plan, in particular following the European Parliament’s carbon audit, this appropriation is intended to endow the relevant operational headings.
STAFF
Section I — European Parliament
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Others
Political groups
Others
Political groups
Non-category
1
—
—
—
1
—
—
—
AD 16
13
—
1
7
13
—
1
7
AD 15
54
—
1
5
54
—
1
5
AD 14
212
2
7
36
212
2
7
36
AD 13
424
8
2
38
425
8
2
38
AD 12
338
1
13
61
337
—
13
60
AD 11
171
4
8
28
167
—
8
29
AD 10
384
5
11
33
341
—
8
32
AD 9
435
43
9
58
462
—
7
47
AD 8
261
—
4
51
251
—
8
46
AD 7
205
—
7
63
230
—
6
69
AD 6
86
—
6
53
91
—
7
56
AD 5
101
—
4
84
101
—
4
92
Subtotal AD
2 684
63
73
517
2 684
10
72
517
AST 11
99
10
—
37
89
10
—
37
AST 10
68
—
19
35
78
—
19
34
AST 9
573
—
6
39
523
—
6
39
AST 8
296
1
10
44
290
—
10
43
AST 7
276
7
2
48
281
—
2
43
AST 6
355
28
13
65
297
—
11
62
AST 5
424
—
8
87
489
—
9
68
AST 4
281
—
1
73
271
—
3
86
AST 3
83
—
15
75
128
—
15
86
AST 2
4
—
—
52
14
—
—
54
AST 1
1
—
—
63
—
—
—
66
Subtotal AST
2 460
46
74
618
2 460
10
75
618
AST/SC 6
—
—
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
—
—
AST/SC 3
25
—
—
—
10
—
—
—
AST/SC 2
100
—
—
—
85
—
—
—
AST/SC 1
81
—
—
—
111
—
—
—
Subtotal AST/SC
206
—
—
—
206
—
—
—
Total
5 351
(
30
)
109
(
31
)
147
(
32
)
1 135
5 351
(
30
)
20
(
33
)
147
(
32
)
1 135
Grand total
6 633
(
34
)
6 633
(
34
)
SECTION II
EUROPEAN COUNCIL AND COUNCIL
REVENUE
Contribution of the European Union to the financing of the expenditure of the European Council and Council for the financial year 2020
Heading
Amount
Expenditure
590 633 000
Own resources
–56 360 000
Contribution due
534 273 000
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
26 188 000
27 257 000
25 474 949,54
97,28
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
3 992 000
3 621 000
4 979 342,36
124,73
CHAPTER 4 0 — TOTAL
30 180 000
30 878 000
30 454 291,90
100,91
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
26 180 000
24 379 000
24 535 396,60
93,72
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
1 216 781,64
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
p.m.
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
26 180 000
24 379 000
25 752 178,24
98,37
Title 4 — Total
56 360 000
55 257 000
56 206 470,14
99,73
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
26 188 000
27 257 000
25 474 949,54
Remarks
Protocol on the Privileges and Immunities of the European Union, and in particular Article 12 thereof.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
3 992 000
3 621 000
4 979 342,36
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
26 180 000
24 379 000
24 535 396,60
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 216 781,64
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 4 and Article 11(2) of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 11(2) and Article 48 of Annex VIII thereto.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
2 250 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
300 ,—
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 0 0 — Total
p.m.
p.m.
2 550 ,—
5 0 1
Proceeds from the sale of immovable property
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
2 550 ,—
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment
p.m.
p.m.
0 ,—
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
p.m.
p.m.
421 284,60
CHAPTER 5 1 — TOTAL
p.m.
p.m.
421 284,60
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank interest and other interest on the institution’s accounts
p.m.
p.m.
3 809,42
CHAPTER 5 2 — TOTAL
p.m.
p.m.
3 809,42
CHAPTER 5 5
5 5 0
Revenue from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
601 422,07
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
123 703,77
CHAPTER 5 5 — TOTAL
p.m.
p.m.
725 125,84
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
17 622 612,21
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
24 990 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
2 325 250,45
CHAPTER 5 7 — TOTAL
p.m.
p.m.
19 972 852,66
CHAPTER 5 8
5 8 0
Miscellaneous compensation — Assigned revenue
p.m.
p.m.
48 304,34
CHAPTER 5 8 — TOTAL
p.m.
p.m.
48 304,34
CHAPTER 5 9
5 9 0
Other revenue arising from administrative management
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
p.m.
21 173 926,86
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK INTEREST AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE ARISING FROM ADMINISTRATIVE MANAGEMENT
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
2 250 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
300 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
421 284,60
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK INTEREST AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank interest and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
3 809,42
CHAPTER 5 5 —
   
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
5 5 0
Revenue from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
601 422,07
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
123 703,77
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
17 622 612,21
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
24 990 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
2 325 250,45
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Miscellaneous compensation — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
48 304,34
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE ARISING FROM ADMINISTRATIVE MANAGEMENT
5 9 0
Other revenue arising from administrative management
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
TITLE 6
CONTRIBUTIONS AND REPAYMENTS UNDER UNION AGREEMENTS AND PROGRAMMES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 1
6 1 2
Repayment of expenditure incurred specifically during the performance of work on request and for consideration — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 6 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 6 3
6 3 1
Contributions within the framework of the Schengen acquis — Assigned revenue
6 3 1 1
Contribution to the administrative costs arising from the framework agreement with Iceland and Norway — Assigned revenue
p.m.
p.m.
1 213 692,77
Article 6 3 1 — Total
p.m.
p.m.
1 213 692,77
CHAPTER 6 3 — TOTAL
p.m.
p.m.
1 213 692,77
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
1 213 692,77
CHAPTER 6 1 —
REPAYMENT OF MISCELLANEOUS EXPENDITURE
CHAPTER 6 3 —
CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 1 —
   
REPAYMENT OF MISCELLANEOUS EXPENDITURE
6 1 2
Repayment of expenditure incurred specifically during the performance of work on request and for consideration — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 6 3 —
   
CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS
6 3 1
Contributions within the framework of the Schengen acquis — Assigned revenue
6 3 1 1
Contribution to the administrative costs arising from the framework agreement with Iceland and Norway — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 213 692,77
Remarks
Contribution to the administrative costs arising from the Agreement of 18 May 1999 concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the latters’ association with the implementation, application and development of the Schengen acquis — Final Act (
OJ L 176, 10.7.1999, p. 36
), and in particular Article 12 thereof.
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen acquis (
OJ L 176, 10.7.1999, p. 31
).
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this item is intended to record any revenue not provided for in any other parts of Title 6 and which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
TITLE 7
DEFAULT INTEREST AND FINES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 7 0
7 0 0
Default interest
7 0 0 0
Default interest in respect of own resources made available by the Member States
p.m.
p.m.
243,09
7 0 0 1
Other default interest
p.m.
p.m.
0 ,—
Article 7 0 0 — Total
p.m.
p.m.
243,09
7 0 9
Other interest
p.m.
p.m.
0 ,—
CHAPTER 7 0 — TOTAL
p.m.
p.m.
243,09
Title 7 — Total
p.m.
p.m.
243,09
CHAPTER 7 0 —
DEFAULT INTEREST AND INTEREST ON FINES
CHAPTER 7 0 —
   
DEFAULT INTEREST AND INTEREST ON FINES
7 0 0
Default interest
7 0 0 0
Default interest in respect of own resources made available by the Member States
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
243,09
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018 p. 1
), and in particular Article 99 thereof.
7 0 0 1
Other default interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018 , p. 1
), and in particular Article 99 thereof.
7 0 9
Other interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 99 thereof.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
0 ,—
CHAPTER 9 0 — TOTAL
p.m.
p.m.
0 ,—
Title 9 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
56 360 000
55 257 000
78 594 332,86
139,45
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
1 125 000
1 431 000
918 954,07
1 1
OFFICIALS AND TEMPORARY STAFF
341 218 000
336 749 511
309 799 582,99
1 2
OTHER STAFF AND EXTERNAL SERVICES
14 069 000
13 502 000
12 523 993,73
1 3
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
10 172 000
10 144 000
9 334 430,63
Title 1 — Total
366 584 000
361 826 511
332 576 961,42
2
BUILDINGS, EQUIPMENT AND OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
56 644 000
55 888 948
54 157 482,39
2 1
COMPUTER SYSTEMS, EQUIPMENT AND FURNITURE
53 990 000
49 185 000
49 817 065,99
2 2
OPERATING EXPENDITURE
113 415 000
114 695 000
89 994 004,59
Title 2 — Total
224 049 000
219 768 948
193 968 552,97
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
300 000
0 ,—
Title 10 — Total
p.m.
300 000
0 ,—
GRAND TOTAL
590 633 000
581 895 459
526 545 514,39
TITLE 1
PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Remuneration and other entitlements
1 0 0 0
Basic salary
Non-differentiated appropriations
350 000
342 000
332 041,32
94,87
1 0 0 1
Entitlements related to the post held
Non-differentiated appropriations
74 000
73 000
67 800 ,—
91,62
1 0 0 2
Entitlements related to personal circumstances
Non-differentiated appropriations
11 000
10 000
8 874,30
80,68
1 0 0 3
Social security cover
Non-differentiated appropriations
15 000
14 000
12 561,06
83,74
1 0 0 4
Other management expenditure
Non-differentiated appropriations
475 000
675 000
448 958,89
94,52
1 0 0 6
Entitlements on entering the service, transfer, and leaving the service
Non-differentiated appropriations
p.m.
155 000
0 ,—
1 0 0 7
Annual adjustment of the remuneration
Non-differentiated appropriations
p.m.
50 000
0 ,—
Article 1 0 0 — Total
925 000
1 319 000
870 235,57
94,08
1 0 1
Termination of service
1 0 1 0
Transitory allowance
Non-differentiated appropriations
200 000
112 000
48 718,50
24,36
Article 1 0 1 — Total
200 000
112 000
48 718,50
24,36
1 0 2
Provisional appropriation
1 0 2 0
Provisional appropriation for changes in entitlements
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 0 2 — Total
p.m.
p.m.
0 ,—
CHAPTER 1 0 — TOTAL
1 125 000
1 431 000
918 954,07
81,68
CHAPTER 1 1
1 1 0
Remuneration and other entitlements
1 1 0 0
Basic salaries
Non-differentiated appropriations
254 462 000
250 943 511
234 570 365,90
92,18
1 1 0 1
Entitlements under the Staff Regulations related to the post held
Non-differentiated appropriations
1 697 000
1 951 000
1 347 756,93
79,42
1 1 0 2
Entitlements under the Staff Regulations related to the personal circumstances of the staff member
Non-differentiated appropriations
67 144 000
65 197 000
61 048 177,01
90,92
1 1 0 3
Social security cover
Non-differentiated appropriations
10 352 000
10 284 000
9 492 622,43
91,70
1 1 0 4
Salary weightings
Non-differentiated appropriations
143 000
125 000
141 318,09
98,82
1 1 0 5
Overtime
Non-differentiated appropriations
1 248 000
1 300 000
776 122,53
62,19
1 1 0 6
Entitlements under the Staff Regulations on entering the service, transfer, and leaving the service
Non-differentiated appropriations
1 895 000
2 275 000
1 658 877,78
87,54
1 1 0 7
Annual adjustment of the remuneration
Non-differentiated appropriations
3 834 000
3 632 000
0 ,—
0
Article 1 1 0 — Total
340 775 000
335 707 511
309 035 240,67
90,69
1 1 1
Termination of service
1 1 1 0
Allowances in the event of retirement in the interests of the service (pursuant to Articles 41 and 50 of the Staff Regulations)
Non-differentiated appropriations
363 000
362 000
173 981,82
47,93
1 1 1 1
Allowances for staff whose service is terminated
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 1 1 2
Entitlements of the former Secretaries-General
Non-differentiated appropriations
80 000
680 000
590 360,50
737,95
Article 1 1 1 — Total
443 000
1 042 000
764 342,32
172,54
CHAPTER 1 1 — TOTAL
341 218 000
336 749 511
309 799 582,99
90,79
CHAPTER 1 2
1 2 0
Other staff and external services
1 2 0 0
Other staff
Non-differentiated appropriations
11 250 000
10 776 000
10 532 544,62
93,62
1 2 0 1
National experts on secondment
Non-differentiated appropriations
1 213 000
1 182 000
987 789,12
81,43
1 2 0 2
Traineeships
Non-differentiated appropriations
706 000
694 000
659 500,22
93,41
1 2 0 3
External services
Non-differentiated appropriations
493 000
541 000
213 649,77
43,34
1 2 0 4
Supplementary services for the translation service
Non-differentiated appropriations
235 000
200 000
130 510 ,—
55,54
1 2 0 7
Annual adjustment of the remuneration
Non-differentiated appropriations
172 000
109 000
0 ,—
0
Article 1 2 0 — Total
14 069 000
13 502 000
12 523 993,73
89,02
CHAPTER 1 2 — TOTAL
14 069 000
13 502 000
12 523 993,73
89,02
CHAPTER 1 3
1 3 0
Expenditure relating to staff management
1 3 0 0
Miscellaneous expenditure on recruitment
Non-differentiated appropriations
156 000
156 000
136 100 ,—
87,24
1 3 0 1
Professional development
Non-differentiated appropriations
2 413 000
2 390 000
2 230 918,58
92,45
Article 1 3 0 — Total
2 569 000
2 546 000
2 367 018,58
92,14
1 3 1
Measures to assist the institution’s staff
1 3 1 0
Special assistance grants
Non-differentiated appropriations
30 000
30 000
3 592,88
11,98
1 3 1 1
Social contacts between members of staff
Non-differentiated appropriations
117 000
117 000
116 700 ,—
99,74
1 3 1 2
Supplementary aid for the disabled
Non-differentiated appropriations
208 000
180 000
176 373,80
84,80
1 3 1 3
Other welfare expenditure
Non-differentiated appropriations
66 000
66 000
85 400 ,—
129,39
Article 1 3 1 — Total
421 000
393 000
382 066,68
90,75
1 3 2
Activities relating to all persons working with the institution
1 3 2 0
Medical service
Non-differentiated appropriations
415 000
450 000
370 327,28
89,24
1 3 2 1
Restaurants and canteens
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 3 2 2
Crèches and childcare facilities
Non-differentiated appropriations
2 837 000
2 825 000
2 598 244 ,—
91,58
Article 1 3 2 — Total
3 252 000
3 275 000
2 968 571,28
91,28
1 3 3
Missions
1 3 3 1
Mission expenses of the General Secretariat of the Council
Non-differentiated appropriations
3 130 000
3 130 000
2 831 151,83
90,45
1 3 3 2
Travel expenses of staff related to the European Council
Non-differentiated appropriations
800 000
800 000
785 622,26
98,20
Article 1 3 3 — Total
3 930 000
3 930 000
3 616 774,09
92,03
1 3 4
Schooling fees for Type II European Schools
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 3 — TOTAL
10 172 000
10 144 000
9 334 430,63
91,77
Title 1 — Total
366 584 000
361 826 511
332 576 961,42
90,72
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 1 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 2 —
OTHER STAFF AND EXTERNAL SERVICES
CHAPTER 1 3 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Remuneration and other entitlements
1 0 0 0
Basic salary
Appropriations 2020
Appropriations 2019
Outturn 2018
350 000
342 000
332 041,32
Remarks
This appropriation is intended to cover the basic salary of the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 0 1
Entitlements related to the post held
Appropriations 2020
Appropriations 2019
Outturn 2018
74 000
73 000
67 800 ,—
Remarks
This appropriation is intended to cover entitlements of the President of the European Council related to the post held.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 0 0 2
Entitlements related to personal circumstances
Appropriations 2020
Appropriations 2019
Outturn 2018
11 000
10 000
8 874,30
Remarks
This appropriation is intended to cover entitlements related to the personal circumstances of the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 0 3
Social security cover
Appropriations 2020
Appropriations 2019
Outturn 2018
15 000
14 000
12 561,06
Remarks
This appropriation is intended to cover the employer’s insurance contributions of the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 0 4
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
475 000
675 000
448 958,89
Remarks
This appropriation is intended to cover:
—
travel expenses incurred and related daily subsistence allowances and additional or exceptional expenditure incurred on mission of the President of the European Council,
—
representation expenditure of the President of the European Council which are related to the fulfilment of his or her duties and as part of the institution’s activities,
—
transitory expenditure relating to preparation to taking up duties at or leaving the office of the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 0 0 6
Entitlements on entering the service, transfer, and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
155 000
0 ,—
Remarks
This appropriation is intended to cover entitlements of the President of the European Council related to entering the service, transfer and leaving the service.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 0 0 7
Annual adjustment of the remuneration
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
50 000
0 ,—
Remarks
This appropriation is intended to cover the financial impact of the changes in the remuneration of the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 0 1
Termination of service
1 0 1 0
Transitory allowance
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
112 000
48 718,50
Remarks
This appropriation is intended to cover the transitory allowance for the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 2
Provisional appropriation
1 0 2 0
Provisional appropriation for changes in entitlements
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the financial impact of the changes in the entitlements of the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 1 1 —
   
OFFICIALS AND TEMPORARY STAFF
Remarks
The appropriations entered in this chapter are assessed on the basis of the European Council and Council’s establishment plan for the financial year.
A flat-rate reduction of 5,0 % has been applied to salaries, allowances and payments to take account of the fact that not all posts in the establishment plan are occupied at any given time.
1 1 0
Remuneration and other entitlements
1 1 0 0
Basic salaries
Appropriations 2020
Appropriations 2019
Outturn 2018
254 462 000
250 943 511
234 570 365,90
Remarks
This appropriation is intended to cover basic salaries, compensation for annual leave not taken up and management allowances for officials and temporary staff holding a post provided for in the establishment plan.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 1
Entitlements under the Staff Regulations related to the post held
Appropriations 2020
Appropriations 2019
Outturn 2018
1 697 000
1 951 000
1 347 756,93
Remarks
This appropriation is intended to cover primarily, for officials and temporary staff holding a post provided for in the establishment plan:
—
secretarial allowances,
—
accommodation and transport allowances,
—
fixed local travel allowances,
—
allowances for shift work or standby duty at the official’s place of work or at home,
—
other allowances and repayments,
—
overtime (drivers, security agents, secretaries of the Secretary-General and the President of the European Council).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 2
Entitlements under the Staff Regulations related to the personal circumstances of the staff member
Appropriations 2020
Appropriations 2019
Outturn 2018
67 144 000
65 197 000
61 048 177,01
Remarks
This appropriation is intended to cover primarily, for officials and temporary staff holding a post provided for in the establishment plan:
—
expatriation and foreign residence allowances,
—
household, dependent child and education allowances,
—
allowances for parental or family leave,
—
payment of travel expenses for officials or temporary staff, their spouses and dependants from their place of employment to their place of origin,
—
miscellaneous allowances and grants.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 3
Social security cover
Appropriations 2020
Appropriations 2019
Outturn 2018
10 352 000
10 284 000
9 492 622,43
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
insurance against sickness, accidents and occupational disease, and other social security charges,
—
unemployment insurance for temporary staff and payments made by the institution to allow temporary staff to constitute or maintain pension rights in their country of origin.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 4
Salary weightings
Appropriations 2020
Appropriations 2019
Outturn 2018
143 000
125 000
141 318,09
Remarks
This appropriation is intended to cover, for officials and temporary staff holding a post provided for in the establishment plan, the impact of weightings applicable to remuneration and to the part of emoluments transferred to a country other than the country of employment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 5
Overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
1 248 000
1 300 000
776 122,53
Remarks
This appropriation is intended for the payment of overtime pursuant to the provisions mentioned below.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
Conditions of Employment of Other Servants of the European Union.
1 1 0 6
Entitlements under the Staff Regulations on entering the service, transfer, and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
1 895 000
2 275 000
1 658 877,78
Remarks
This appropriation is intended to cover:
—
travel expenses due to officials and temporary staff (including their families) entering or leaving the service or being transferred to another place of employment,
—
installation/resettlement allowances and removal expenses due to officials and temporary staff obliged to change their place of residence on taking up their duties, on transfer to a new place of employment and on leaving the service and resettling elsewhere,
—
daily subsistence allowances payable to officials and temporary staff who provide proof that they have had to change their place of residence on taking up their duties or transferring to a new place of employment,
—
severance grant for probationers dismissed for obvious inadequacy,
—
compensation in the event of termination by the institution of the contract of a temporary staff member.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 7
Annual adjustment of the remuneration
Appropriations 2020
Appropriations 2019
Outturn 2018
3 834 000
3 632 000
0 ,—
Remarks
This appropriation is intended to cover the financial impact of the changes in the remuneration of officials and temporary staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 1 1
Termination of service
1 1 1 0
Allowances in the event of retirement in the interests of the service (pursuant to Articles 41 and 50 of the Staff Regulations)
Appropriations 2020
Appropriations 2019
Outturn 2018
363 000
362 000
173 981,82
Remarks
This appropriation is intended to cover allowances for officials:
—
assigned non-active status in connection with a measure to reduce the number of posts in the institution,
—
holding an AD 16 or AD 15 grade post and who are retired in the interests of the service.
It also covers the employer’s contributions to sickness insurance and the impact of weightings applicable to these allowances.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
1 1 1 1
Allowances for staff whose service is terminated
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the allowances payable under the Staff Regulations or Regulation (EC, Euratom) No 1747/2002,
—
the employer’s contributions to the sickness insurance of persons eligible for the allowances,
—
the impact of the weightings applicable to the various allowances.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Council Regulation (EC, Euratom) No 1747/2002 of 30 September 2002 introducing, in the context of the modernisation of the institution, special measures to terminate the service of officials of the European Communities appointed to an established post in the Council of the European Union (
OJ L 264, 2.10.2002, p. 5
).
1 1 1 2
Entitlements of the former Secretaries-General
Appropriations 2020
Appropriations 2019
Outturn 2018
80 000
680 000
590 360,50
Remarks
This appropriation is intended to cover the retirement pensions of the former Secretaries-General of the institution.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 1 2 —
   
OTHER STAFF AND EXTERNAL SERVICES
1 2 0
Other staff and external services
1 2 0 0
Other staff
Appropriations 2020
Appropriations 2019
Outturn 2018
11 250 000
10 776 000
10 532 544,62
Remarks
This appropriation is mainly intended to cover the remuneration of other staff including auxiliary, contract and local staff, and special advisers (within the meaning of the Conditions of Employment of Other Servants of the European Union), employer’s contributions to the various social security schemes and the impact of salary weightings applicable to the remuneration of such staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union.
1 2 0 1
National experts on secondment
Appropriations 2020
Appropriations 2019
Outturn 2018
1 213 000
1 182 000
987 789,12
Remarks
This appropriation is intended to cover allowances and administrative expenses in respect of national experts on secondment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Decision (EU) 2015/1027 of 23 June 2015 concerning the rules applicable to experts on secondment to the General Secretariat of the Council and repealing Decision 2007/829/EC (
OJ L 163, 30.6.2015, p. 40
).
1 2 0 2
Traineeships
Appropriations 2020
Appropriations 2019
Outturn 2018
706 000
694 000
659 500,22
Remarks
This appropriation is intended to cover grant and study travel and mission expenses for trainees, and accident and sickness insurance during traineeships in accordance with Decision n
o
 40/17 of the General Secretariat of the Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 2 0 3
External services
Appropriations 2020
Appropriations 2019
Outturn 2018
493 000
541 000
213 649,77
Remarks
This appropriation is intended to cover all services performed by persons not linked to the institution and in particular:
—
temporary staff for miscellaneous services,
—
supplementary staff for meetings in Luxembourg and Strasbourg,
—
staff-related security clearances,
—
experts in the field of working conditions.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 2 0 4
Supplementary services for the translation service
Appropriations 2020
Appropriations 2019
Outturn 2018
235 000
200 000
130 510 ,—
Remarks
This appropriation is intended to cover expenditure relating to translation services provided by external translation agencies to absorb the occasional excessive workload of the Council Language Service, on the one hand, and to verify the translations of agreements, treaties and other arrangements with third countries in non-EU languages, on the other hand. This appropriation is also intended to cover the Council's development projects in the field of translation.
Expenditure on any work entrusted to the Translation Centre for the Bodies of the European Union is also covered by this item.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 2 0 7
Annual adjustment of the remuneration
Appropriations 2020
Appropriations 2019
Outturn 2018
172 000
109 000
0 ,—
Remarks
This appropriation is intended to cover the financial impact of the changes in the remuneration of other staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 1 3 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 3 0
Expenditure relating to staff management
1 3 0 0
Miscellaneous expenditure on recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
156 000
156 000
136 100 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on organising the competitions provided for in Article 3 of Decision 2002/621/EC and travel and subsistence expenses for applicants called for interviews and medical examinations,
—
the costs of organising selection procedures for temporary, auxiliary and local staff,
—
the costs associated with the work of selection boards and panels, in particular costs of specialised tests used to evaluate candidates’ competencies; in cases duly justified by operational requirements, and after consulting the European Personnel Selection Office, this appropriation may be used for competitions organised by the institution itself,
—
cost of organising outplacement activities,
—
other type of recruitment and mobility costs, such as consulting services and publication of vacant posts.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
) and Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 3 0 1
Professional development
Appropriations 2020
Appropriations 2019
Outturn 2018
2 413 000
2 390 000
2 230 918,58
Remarks
This appropriation is intended to cover:
—
further training and retraining courses, including language courses, run on an interinstitutional basis and within the institution, and competency testing,
—
officials’ enrolment fees for seminars and conferences.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
Conditions of Employment of Other Servants of the European Union.
1 3 1
Measures to assist the institution’s staff
1 3 1 0
Special assistance grants
Appropriations 2020
Appropriations 2019
Outturn 2018
30 000
30 000
3 592,88
Remarks
This appropriation is intended to cover measures taken to assist officials and other staff in particularly difficult situations.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 6 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 24 and 76 thereof.
1 3 1 1
Social contacts between members of staff
Appropriations 2020
Appropriations 2019
Outturn 2018
117 000
117 000
116 700 ,—
Remarks
This appropriation is intended to cover costs for social contacts between members of staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 3 1 2
Supplementary aid for the disabled
Appropriations 2020
Appropriations 2019
Outturn 2018
208 000
180 000
176 373,80
Remarks
This appropriation is intended for the following categories of disabled persons as part of a policy to assist the disabled:
—
officials in service,
—
spouses of officials in service,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union.
It enables the reimbursement of non-medical costs that are deemed necessary, result from disablement and are duly substantiated, subject to budgetary ceilings, once any national entitlements granted in the country of residence or of origin have been exhausted.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 9 000.
1 3 1 3
Other welfare expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
66 000
66 000
85 400 ,—
Remarks
This appropriation is intended to cover other welfare expenditure for staff and their families.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 3 2
Activities relating to all persons working with the institution
1 3 2 0
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
415 000
450 000
370 327,28
Remarks
This appropriation is intended to cover in particular:
—
medical expenditure related to the European Council,
—
operating costs of the dispensaries, consumption, care and medicinal equipment expenses,
—
expenses related to medical examinations (recruitment and annual),
—
expenses to be set out in the title of the invalidity committees and specific expertise,
—
expenses relating to spectacles for work on screen.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Internal Directive No 2/2010 adopted by the Secretary-General on the reimbursement of expenses relating to spectacles for work on screen.
1 3 2 1
Restaurants and canteens
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover remuneration for the services provided by the operator of the restaurants and canteens.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 3 2 2
Crèches and childcare facilities
Appropriations 2020
Appropriations 2019
Outturn 2018
2 837 000
2 825 000
2 598 244 ,—
Remarks
This appropriation is intended to cover:
—
the Council’s contribution to the cost of the Early Childhood Centre and other crèches and childcare facilities (to be paid to the Commission),
—
the cost of running the Council crèche.
Revenue from the parental contribution and from contributions by organisations employing parents gives rise to assigned revenue.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 916 000.
1 3 3
Missions
1 3 3 1
Mission expenses of the General Secretariat of the Council
Appropriations 2020
Appropriations 2019
Outturn 2018
3 130 000
3 130 000
2 831 151,83
Remarks
This appropriation is intended to cover mission expenses and staff duty travel expenses of the staff of the General Secretariat of the Council, together with transport costs, payment of daily subsistence allowances on mission and ancillary or special costs connected with missions.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 11, 12 and 13 of Annex VII thereto.
1 3 3 2
Travel expenses of staff related to the European Council
Appropriations 2020
Appropriations 2019
Outturn 2018
800 000
800 000
785 622,26
Remarks
This appropriation is intended to cover mission expenses and staff duty travel expenses of the Cabinet and other staff members attached to the President of the European Council for specific activities of the European Council, together with transport costs, payment of daily subsistence allowances on mission and ancillary or special costs connected with missions.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 11, 12 and 13 of Annex VII thereto.
1 3 4
Schooling fees for Type II European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the Council’s contribution to the Type II European Schools accredited by the Board of Governors of the European Schools or the reimbursement of the contribution paid by the Commission on behalf of the Council for Type II European Schools accredited by the Board of Governors of the European Schools, in accordance with the service agreement concluded with the Commission. It covers costs relating to children of the Council staff coming under the Staff Regulations who are enrolled in such schools.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Commission Decision C(2013) 4886 of 1 August 2013 on the putting into effect of the EU contribution paid on a pro-rata basis to schools accredited by the Board of Governors of the European Schools according to the number of children of EU staff enrolled, replacing Commission Decision C(2009) 7719 as amended by Commission Decision C(2010) 7993 of 8 December 2010 (
OJ C 222, 2.8.2013, p. 8
).
TITLE 2
BUILDINGS, EQUIPMENT AND OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent
Non-differentiated appropriations
505 000
799 000
1 872 944,07
370,88
2 0 0 1
Annual lease payments
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 2
Acquisition of immovable property
Non-differentiated appropriations
p.m.
p.m.
45 035,11
2 0 0 3
Fitting-out and installation work
Non-differentiated appropriations
10 465 000
9 124 948
8 933 610,77
85,37
2 0 0 4
Work to make premises secure
Non-differentiated appropriations
2 155 000
2 447 000
1 722 095,07
79,91
2 0 0 5
Expenditure preliminary to the acquisition, construction and fitting-out of buildings
Non-differentiated appropriations
918 000
887 000
928 750,78
101,17
Article 2 0 0 — Total
14 043 000
13 257 948
13 502 435,80
96,15
2 0 1
Costs relating to buildings
2 0 1 0
Cleaning and maintenance
Non-differentiated appropriations
18 873 000
18 973 000
18 363 217,28
97,30
2 0 1 1
Water, gas, electricity and heating
Non-differentiated appropriations
4 396 000
4 396 000
3 997 861,27
90,94
2 0 1 2
Building security and surveillance
Non-differentiated appropriations
18 493 000
18 493 000
17 399 660,63
94,09
2 0 1 3
Insurance
Non-differentiated appropriations
285 000
285 000
279 888,34
98,21
2 0 1 4
Other expenditure relating to buildings
Non-differentiated appropriations
554 000
484 000
614 419,07
110,91
Article 2 0 1 — Total
42 601 000
42 631 000
40 655 046,59
95,43
CHAPTER 2 0 — TOTAL
56 644 000
55 888 948
54 157 482,39
95,61
CHAPTER 2 1
2 1 0
Computer systems and telecommunications
2 1 0 0
Acquisition of equipment and software
Non-differentiated appropriations
10 138 000
9 702 000
9 407 311,14
92,79
2 1 0 1
External assistance for the operation and development of computer systems
Non-differentiated appropriations
25 108 000
22 225 000
23 764 174,70
94,65
2 1 0 2
Servicing and maintenance of equipment and software
Non-differentiated appropriations
7 318 000
7 495 000
7 565 440,93
103,38
2 1 0 3
Telecommunications
Non-differentiated appropriations
1 945 000
1 933 000
2 033 584,69
104,55
Article 2 1 0 — Total
44 509 000
41 355 000
42 770 511,46
96,09
2 1 1
Furniture
Non-differentiated appropriations
1 171 000
951 000
923 623,64
78,87
2 1 2
Technical equipment and installations
2 1 2 0
Purchase and replacement of technical equipment and installations
Non-differentiated appropriations
3 009 000
2 994 000
2 853 665,35
94,84
2 1 2 1
External assistance for the operation and development of technical equipment and installations
Non-differentiated appropriations
310 000
322 000
166 479,20
53,70
2 1 2 2
Renting, servicing, maintenance and repair of technical equipment and installations
Non-differentiated appropriations
2 707 000
2 429 000
1 164 220,24
43,01
Article 2 1 2 — Total
6 026 000
5 745 000
4 184 364,79
69,44
2 1 3
Transport
Non-differentiated appropriations
2 284 000
1 134 000
1 938 566,10
84,88
CHAPTER 2 1 — TOTAL
53 990 000
49 185 000
49 817 065,99
92,27
CHAPTER 2 2
2 2 0
Meetings and conferences
2 2 0 0
Travel expenses of delegations
Non-differentiated appropriations
17 228 000
17 372 000
11 121 429 ,—
64,55
2 2 0 1
Miscellaneous travel expenses
Non-differentiated appropriations
495 000
470 000
367 007,15
74,14
2 2 0 2
Interpreting costs
Non-differentiated appropriations
81 450 000
81 694 000
64 551 318,52
79,25
2 2 0 3
Representation expenses
Non-differentiated appropriations
160 000
170 000
102 942,56
64,34
2 2 0 4
Miscellaneous expenditure on internal meetings
Non-differentiated appropriations
4 980 000
4 242 000
4 215 150,45
84,64
2 2 0 5
Organisation of conferences, congresses and meetings
Non-differentiated appropriations
650 000
355 000
263 564,86
40,55
Article 2 2 0 — Total
104 963 000
104 303 000
80 621 412,54
76,81
2 2 1
Information
2 2 1 0
Documentation and library expenditure
Non-differentiated appropriations
2 350 000
3 845 000
2 733 978,41
116,34
2 2 1 1
Official Journal
Non-differentiated appropriations
p.m.
700 000
593 457,30
2 2 1 2
General publications
Non-differentiated appropriations
300 000
220 000
281 704,32
93,90
2 2 1 3
Information and public events
Non-differentiated appropriations
4 585 000
4 360 000
4 774 224,47
104,13
Article 2 2 1 — Total
7 235 000
9 125 000
8 383 364,50
115,87
2 2 3
Miscellaneous expenses
2 2 3 0
Office supplies
Non-differentiated appropriations
358 000
358 000
345 368,94
96,47
2 2 3 1
Postal charges
Non-differentiated appropriations
55 000
55 000
60 000 ,—
109,09
2 2 3 2
Expenditure on studies, surveys and consultations
Non-differentiated appropriations
45 000
45 000
76 025 ,—
168,94
2 2 3 3
Interinstitutional cooperation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 2 3 4
Removals
Non-differentiated appropriations
18 000
18 000
13 849 ,—
76,94
2 2 3 5
Financial charges
Non-differentiated appropriations
10 000
10 000
7 500 ,—
75,00
2 2 3 6
Legal expenses and costs, damages and compensation
Non-differentiated appropriations
450 000
500 000
323 973,63
71,99
2 2 3 7
Other operating expenditure
Non-differentiated appropriations
281 000
281 000
162 510,98
57,83
Article 2 2 3 — Total
1 217 000
1 267 000
989 227,55
81,28
CHAPTER 2 2 — TOTAL
113 415 000
114 695 000
89 994 004,59
79,35
Title 2 — Total
224 049 000
219 768 948
193 968 552,97
86,57
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
COMPUTER SYSTEMS, EQUIPMENT AND FURNITURE
CHAPTER 2 2 —
OPERATING EXPENDITURE
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
505 000
799 000
1 872 944,07
Remarks
This appropriation is intended to cover the rents and taxes on buildings occupied by the European Council and Council and the rent for meeting rooms, a warehouse and parking spaces:
—
premises in Brussels,
—
premises in Luxembourg (Kirchberg).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 35 000.
The requests for appropriations have been reduced by taking into account the estimated assigned revenue.
2 0 0 1
Annual lease payments
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the annual lease payments for buildings or parts of buildings under existing leases or leases in preparation.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 2
Acquisition of immovable property
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
45 035,11
Remarks
This appropriation is intended to cover the acquisition of immovable property.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 3
Fitting-out and installation work
Appropriations 2020
Appropriations 2019
Outturn 2018
10 465 000
9 124 948
8 933 610,77
Remarks
This appropriation is intended to cover fitting-out work, including:
—
fitting-out and transformation of premises in accordance with operational requirements,
—
adaptation of premises and technical installations to meet the health and safety requirements and standards in force.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 4
Work to make premises secure
Appropriations 2020
Appropriations 2019
Outturn 2018
2 155 000
2 447 000
1 722 095,07
Remarks
This appropriation is intended to cover work on the fitting-out of buildings for the purposes of the physical and material security of persons and property.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 5
Expenditure preliminary to the acquisition, construction and fitting-out of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
918 000
887 000
928 750,78
Remarks
This appropriation is intended to cover, inter alia, experts’ contributions to the studies on adapting and extending the institution’s buildings.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1
Costs relating to buildings
2 0 1 0
Cleaning and maintenance
Appropriations 2020
Appropriations 2019
Outturn 2018
18 873 000
18 973 000
18 363 217,28
Remarks
This appropriation is intended to cover the following cleaning and maintenance costs:
—
the cleaning of building spaces,
—
miscellaneous maintenance and repair,
—
technical supplies,
—
contracts for the maintenance of miscellaneous technical equipment (air conditioning, heating, waste disposal, lifts, electrical and security installations),
—
maintenance of gardens and plants.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 1
Water, gas, electricity and heating
Appropriations 2020
Appropriations 2019
Outturn 2018
4 396 000
4 396 000
3 997 861,27
Remarks
This appropriation is intended to cover water, gas, electricity and heating costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 2
Building security and surveillance
Appropriations 2020
Appropriations 2019
Outturn 2018
18 493 000
18 493 000
17 399 660,63
Remarks
This appropriation is intended to cover essentially the costs of caretaking and surveillance in respect of buildings occupied by the European Council and Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 3
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
285 000
285 000
279 888,34
Remarks
This appropriation is intended to cover the premiums on contracts concluded with insurance companies for the buildings occupied by the European Council and Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 4
Other expenditure relating to buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
554 000
484 000
614 419,07
Remarks
This appropriation is intended to cover any other current expenditure relating to buildings not provided for in the other articles of this chapter, in particular the costs of waste removal, signage and surveys by specialised bodies.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 1 —
   
COMPUTER SYSTEMS, EQUIPMENT AND FURNITURE
2 1 0
Computer systems and telecommunications
2 1 0 0
Acquisition of equipment and software
Appropriations 2020
Appropriations 2019
Outturn 2018
10 138 000
9 702 000
9 407 311,14
Remarks
This appropriation is intended to cover expenditure relating to the purchase or renting of equipment or software for computer systems and applications.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 1
External assistance for the operation and development of computer systems
Appropriations 2020
Appropriations 2019
Outturn 2018
25 108 000
22 225 000
23 764 174,70
Remarks
This appropriation is intended to cover the cost of assistance and training provided by computer services and consultancy firms for the operation and development of computer systems and applications, including support for users.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 2
Servicing and maintenance of equipment and software
Appropriations 2020
Appropriations 2019
Outturn 2018
7 318 000
7 495 000
7 565 440,93
Remarks
This appropriation is intended to cover expenditure relating to the servicing and maintenance of computer equipment and systems and applications software.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 3
Telecommunications
Appropriations 2020
Appropriations 2019
Outturn 2018
1 945 000
1 933 000
2 033 584,69
Remarks
This appropriation is intended to cover subscriptions and the price of communications and data-transmission costs.
In drawing up these estimates, account was taken of the reusable value when recovering the costs of telephone communications.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 1
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
1 171 000
951 000
923 623,64
Remarks
This appropriation is intended to cover:
—
purchase of furniture and specialised furniture,
—
replacement of some of the furniture which was purchased at least 15 years ago or cannot be reused,
—
renting of furniture,
—
maintenance and repair of furniture.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 2
Technical equipment and installations
2 1 2 0
Purchase and replacement of technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
3 009 000
2 994 000
2 853 665,35
Remarks
This appropriation is intended to cover the purchase or replacement of miscellaneous fixed and mobile technical equipment and installations, particularly in connection with archiving, the purchasing department, safety and security, conferences, canteens and buildings.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 2 1
External assistance for the operation and development of technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
310 000
322 000
166 479,20
Remarks
This appropriation is intended to cover expenditure on technical assistance and supervision, particularly in connection with conferences and canteens.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 2 2
Renting, servicing, maintenance and repair of technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
2 707 000
2 429 000
1 164 220,24
Remarks
This appropriation is intended to cover the renting of technical equipment and installations and the cost of servicing, maintaining and repairing such technical equipment and installations.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 3
Transport
Appropriations 2020
Appropriations 2019
Outturn 2018
2 284 000
1 134 000
1 938 566,10
Remarks
This appropriation is intended to cover, inter alia:
—
the acquisition, leasing and replacement of the vehicle fleet,
—
the cost of hiring cars,
—
the cost of maintenance and repair of service cars (purchase of petrol, tyres, etc.),
—
the cost of the mobility policy adopted by the General Secretariat of the Council in accordance with Decision No 178/2012 of the Secretary-General of the Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 2 —
   
OPERATING EXPENDITURE
2 2 0
Meetings and conferences
2 2 0 0
Travel expenses of delegations
Appropriations 2020
Appropriations 2019
Outturn 2018
17 228 000
17 372 000
11 121 429 ,—
Remarks
This appropriation is intended to cover the reimbursement of travel expenses of Delegates of Member States in accordance with Decision No 54/18 of the Secretary-General of the Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Decision No 54/18 of the Secretary-General of the Council concerning interpreting for the European Council, the Council and its preparatory bodies and reimbursement of travel expenses of Delegates of EU Member States.
2 2 0 1
Miscellaneous travel expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
495 000
470 000
367 007,15
Remarks
This appropriation is intended to cover travel and subsistence allowances for experts invited to meetings or sent on mission by the Secretary-General of the Council or by the President of the European Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Decision No 21/2009 of the Deputy Secretary-General of the Council of the European Union on the reimbursement of mission expenses of persons other than staff members of the Council of the European Union.
Council Decision 2010/124/EU of 25 February 2010 relating to the operating rules of the panel provided for in Article 255 of the Treaty on the Functioning of the European Union (
OJ L 50, 27.2.2010, p. 18
).
Council Implementing Decision (EU) 2018/1696 of 13 July 2018 on the operating rules of the selection panel provided for in Article 14(3) of Regulation (EU) 2017/1939 implementing enhanced cooperation on the establishment of the European Public Prosecutor's Office (‘the EPPO’) (
OJ L 282, 12.11.2018, p. 8
).
2 2 0 2
Interpreting costs
Appropriations 2020
Appropriations 2019
Outturn 2018
81 450 000
81 694 000
64 551 318,52
Remarks
This appropriation is intended to cover interpreting costs in accordance with Decision No 54/18 of the Secretary-General of the Council.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Decision No 54/18 of the Secretary-General of the Council concerning interpreting for the European Council, the Council and its preparatory bodies and reimbursement of travel expenses of Delegates of EU Member States.
2 2 0 3
Representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
160 000
170 000
102 942,56
Remarks
This appropriation is intended to cover expenditure relating to the obligations incumbent upon the institution in the form of representation and miscellaneous expenses other than catering.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 0 4
Miscellaneous expenditure on internal meetings
Appropriations 2020
Appropriations 2019
Outturn 2018
4 980 000
4 242 000
4 215 150,45
Remarks
This appropriation is intended to cover expenditure relating to the obligations incumbent upon the institution in the form of catering (e.g. meals, drinks, snacks), including goods and services that could be associated with the catering contracts (e.g. laundry services, acquisition of table linen and small acquisitions).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 0 5
Organisation of conferences, congresses and meetings
Appropriations 2020
Appropriations 2019
Outturn 2018
650 000
355 000
263 564,86
Remarks
This appropriation is intended to cover expenses relating to the organisation of conferences, congresses and meetings.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 1
Information
2 2 1 0
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
2 350 000
3 845 000
2 733 978,41
Remarks
This appropriation is intended to cover:
—
the purchase of books and other works in hard copy or in electronic form for the library,
—
subscriptions to newspapers, periodicals, services supplying analyses of such publications’ content and other online publications (with the exception of press agencies); this appropriation also covers any copyright costs arising out of the reproduction and circulation of such publications in hard copy or electronically,
—
the costs of access to external documentary and statistical databases,
—
the cost of subscriptions to teleprinter news agencies,
—
bookbinding and other costs essential for preserving books and periodicals,
—
the costs for media research and monitoring.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 1 1
Official Journal
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
700 000
593 457,30
Remarks
This appropriation is intended to cover the costs of preparing, publishing and disseminating the texts which the Council is required to publish in the 
Official Journal of the European Union
 pursuant to Article 297 TFEU and the entry into force of legal acts of the Union.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 1 2
General publications
Appropriations 2020
Appropriations 2019
Outturn 2018
300 000
220 000
281 704,32
Remarks
This appropriation is intended to cover the costs of preparing, publishing in the official languages of the Member States, by traditional means (paper or microfilm) or electronic methods, and disseminating European Council and Council publications other than those published in the 
Official Journal of the European Union
.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 1 3
Information and public events
Appropriations 2020
Appropriations 2019
Outturn 2018
4 585 000
4 360 000
4 774 224,47
Remarks
This appropriation is intended to cover:
—
expenditure arising, inter alia, from public meetings of the Council and assistance for audiovisual media covering the work of the institution (renting of equipment and radio/TV service contracts, purchase, maintenance and repair of the equipment necessary for radio/TV transmissions, external photo services, etc.),
—
the cost of miscellaneous information and public relations activities,
—
expenditure on publicity and the promotion of publications and public events relating to the institution’s activities, including ancillary management and infrastructure costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3
Miscellaneous expenses
2 2 3 0
Office supplies
Appropriations 2020
Appropriations 2019
Outturn 2018
358 000
358 000
345 368,94
Remarks
This appropriation is intended to cover:
—
purchase of paper,
—
photocopies and fees,
—
specific paper and office supplies (day-to-day supplies),
—
printed material,
—
supplies for dispatching mail (envelopes, wrapping paper, plates for the franking machine, stampers, frames),
—
supplies for the document reproduction workshop (printer inks, offset plates, films and chemicals for preparing plates).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 1
Postal charges
Appropriations 2020
Appropriations 2019
Outturn 2018
55 000
55 000
60 000 ,—
Remarks
This appropriation is intended to cover expenditure on postal charges.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 2
Expenditure on studies, surveys and consultations
Appropriations 2020
Appropriations 2019
Outturn 2018
45 000
45 000
76 025 ,—
Remarks
This appropriation is intended to cover the cost of studies and consultations contracted out to highly qualified experts.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 3
Interinstitutional cooperation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on interinstitutional activities.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 4
Removals
Appropriations 2020
Appropriations 2019
Outturn 2018
18 000
18 000
13 849 ,—
Remarks
This appropriation is intended to cover the cost of the removal and transport of equipment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 5
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
10 000
10 000
7 500 ,—
Remarks
This appropriation is intended to cover all financial charges, including bank charges.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 6
Legal expenses and costs, damages and compensation
Appropriations 2020
Appropriations 2019
Outturn 2018
450 000
500 000
323 973,63
Remarks
This appropriation is intended to cover:
—
costs which may be awarded against the Council by any of the courts comprising the Court of Justice of the European Union,
—
fees charged by outside lawyers for representing the Council in court or for advising the Council in administrative and contractual matters,
—
damages and compensation for which the Council may be liable,
—
cost of impact assessments necessary for the legislative process and contracted out to external service providers.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 2 3 7
Other operating expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
281 000
281 000
162 510,98
Remarks
This appropriation is intended to cover:
—
insurance other than insurance on buildings, which is charged to Item 2 0 1 3,
—
cost of purchasing working clothes for staff in accordance with the rules adopted by DGA, working equipment for workshop staff and internal services staff and the repair and maintenance of working clothes,
—
the Council contribution towards the expenditure of some associations whose activities are directly related to those of the institutions of the Union,
—
other operating expenditure not specially provided for under the preceding headings (flags, miscellaneous services).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
300 000
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
300 000
0 ,—
Title 10 — Total
p.m.
300 000
0 ,—
GRAND TOTAL
590 633 000
581 895 459
526 545 514,39
89,15
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this chapter are provisional and may be used only after their transfer to other chapters in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
300 000
0 ,—
Remarks
This appropriation is intended to cover unforeseen expenditure resulting from budgetary decisions taken in the course of the financial year.
STAFF
European Council and Council
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
President of the European Council
Others
President of the European Council
Others
Non-category
1
—
—
1
—
—
AD 16
8
1
—
8
1
—
AD 15
33 
 (
35
)
1
—
33 
 (
35
)
1
—
AD 14
136 
 (
36
)
2
1
135 
 (
36
)
2
1
AD 13
139
3
—
138
3
—
AD 12
195
2
—
180
2
—
AD 11
89
2
1
88
2
1
AD 10
153
5
—
145
5
—
AD 9
241
—
—
233
—
—
AD 8
180
—
—
180
—
—
AD 7
133
3
—
133
3
—
AD 6
107
2
—
121
2
—
AD 5
54
—
—
72
—
—
Subtotal AD
1 468
21
2
1 466
21
2
AST 11
38
—
—
38
—
—
AST 10
39
—
—
36
—
—
AST 9
187
2
—
185
2
—
AST 8
144
1
—
159
1
—
AST 7
128
1
—
125
1
—
AST 6
191
1
—
176
1
—
AST 5
270
3
—
246
3
—
AST 4
219
1
—
221
1
—
AST 3
109
2
—
142
2
—
AST 2
8
1
—
8
1
—
AST 1
12
—
—
15
—
—
Subtotal AST
1 345
12
—
1 351
12
—
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
2
—
—
—
—
—
AST/SC 3
20
—
—
20
—
—
AST/SC 2
68
—
—
65
—
—
AST/SC 1
90
—
—
95
—
—
Subtotal AST/SC
180
—
—
180
—
—
Total
2 994
33
2
2 998
33
2
Grand total
3 029
3 033
SECTION III
COMMISSION
REVENUE
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTION AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
696 828 437
665 838 799
644 209 535,64
92,45
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
88 096,43
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
66 400 687
64 077 432
61 637 879,35
92,83
CHAPTER 4 0 — TOTAL
763 229 124
729 916 231
705 935 511,42
92,49
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
345 882 851
340 464 225
324 866 665,87
93,92
4 1 1
Transfer or purchase of pension rights by staff
108 431 636
111 295 963
98 055 806,42
90,43
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
100 000
100 000
99 025,65
99,03
CHAPTER 4 1 — TOTAL
454 414 487
451 860 188
423 021 497,94
93,09
CHAPTER 4 2
4 2 0
Employer’s contribution by decentralised agencies and international organisations to the pension scheme
52 393 484
49 357 556
52 586 552,34
100,37
CHAPTER 4 2 — TOTAL
52 393 484
49 357 556
52 586 552,34
100,37
Title 4 — Total
1 270 037 095
1 231 133 975
1 181 543 561,70
93,03
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 2 —
OTHER CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from the tax on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
696 828 437
665 838 799
644 209 535,64
Remarks
This revenue represents all the tax levied on salaries, wages and emoluments of every type, with the exception of benefits and family allowances paid to Members of the Commission, officials, other servants and persons in receipt of the compensation payments on termination of employment referred to in Chapter 01 of each title of the statement of expenditure and to persons in receipt of a pension.
The estimated revenue also includes the amounts for the European Investment Bank, the European Central Bank and the European Investment Fund.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Regulation (EEC, Euratom, ECSC) of the Council No 260/68 of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Council Regulation (ECSC, EEC, Euratom) No 1860/76 of 29 June 1976 laying down the Conditions of Employment of Staff of the European Foundation for the Improvement of Living and Working Conditions (
OJ L 214, 6.8.1976, p. 24
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
88 096,43
Remarks
The provisions concerning the temporary contribution applied until 30 June 2003. Therefore this article will cover any revenue resulting from the residual amount of the temporary contribution from the salaries of Members of the Commission, officials and other servants in active employment.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof in the version in force until 15 December 2003.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
66 400 687
64 077 432
61 637 879,35
Remarks
This article is intended to record the proceeds from the special levy and from the solidarity levy on the salaries of officials and other servants in active employment in accordance with Article 66a of the Staff Regulations.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
345 882 851
340 464 225
324 866 665,87
Remarks
This revenue represents staff contributions to the financing of the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Council Regulation (ECSC, EEC, Euratom) No 1860/76 of 29 June 1976 laying down the Conditions of Employment of Staff of the European Foundation for the Improvement of Living and Working Conditions (
OJ L 214, 6.8.1976, p. 24
).
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
108 431 636
111 295 963
98 055 806,42
Remarks
This revenue represents the payment to the Union of the actuarial equivalent or the flat-rate redemption value of pension rights acquired by officials in their previous jobs.
Legal basis
Staff Regulations of Officials of the European Union.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
100 000
100 000
99 025,65
Remarks
Officials and other servants taking leave on personal grounds may continue to acquire pension rights provided that they also bear the cost of the employer’s contribution.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 2 —
   
OTHER CONTRIBUTIONS TO THE PENSION SCHEME
4 2 0
Employer’s contribution by decentralised agencies and international organisations to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
52 393 484
49 357 556
52 586 552,34
Remarks
This revenue represents the employer’s contribution by decentralised agencies and international organisations to the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles
p.m.
p.m.
13 400 ,—
5 0 0 1
Proceeds from the sale of other movable property
p.m.
p.m.
52 038 ,—
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
p.m.
p.m.
796 962,96
Article 5 0 0 — Total
p.m.
p.m.
862 400,96
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films
p.m.
p.m.
28 358,49
CHAPTER 5 0 — TOTAL
p.m.
p.m.
890 759,45
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
404 332,05
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
13 149 668,91
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
10 078 972,55
Article 5 1 1 — Total
p.m.
p.m.
23 228 641,46
CHAPTER 5 1 — TOTAL
p.m.
p.m.
23 632 973,51
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
p.m.
4 840 903,08
5 2 1
Revenue from investments or loans granted, bank and other interest on the accounts of organisations receiving subsidies transferred to the Commission
—
—
3 337 800 ,—
5 2 2
Interest yielded by pre-financing
10 000 000
20 000 000
4 148 979,62
41,49
5 2 3
Revenue generated on trust accounts — Assigned revenue
p.m.
p.m.
1 718 681 ,—
CHAPTER 5 2 — TOTAL
10 000 000
20 000 000
14 046 363,70
140,46
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
56 422 893,27
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
1 915 829,21
CHAPTER 5 5 — TOTAL
p.m.
p.m.
58 338 722,48
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
10 616 075,16
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
150 294 205,73
CHAPTER 5 7 — TOTAL
p.m.
p.m.
160 910 280,89
CHAPTER 5 8
5 8 0
Revenue from payments connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
732,50
CHAPTER 5 8 — TOTAL
p.m.
p.m.
732,50
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
5 000 000
5 000 000
6 501 238,66
130,02
CHAPTER 5 9 — TOTAL
5 000 000
5 000 000
6 501 238,66
130,02
Title 5 — Total
15 000 000
25 000 000
264 321 071,19
1 762,14
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
13 400 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution. It also records the proceeds from the sale of vehicles that are being replaced or scrapped when their book value is fully depreciated.
5 0 0 1
Proceeds from the sale of other movable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
52 038 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institution. It also records the proceeds from the sale of equipment, installations, materials, and scientific and technical apparatus which are being replaced or scrapped when the book value is fully depreciated.
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
796 962,96
Remarks
In accordance with point (c) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
In accordance with point (e) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 2
Proceeds from the sale of publications, printed works and films
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
28 358,49
Remarks
This article is intended to record revenue from the sale of publications, printed works and films.
This article also contains revenue from the sale of such products on an electronic medium.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
404 332,05
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
13 149 668,91
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
10 078 972,55
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
4 840 903,08
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest credited to or debited from the institutions’ accounts.
5 2 1
Revenue from investments or loans granted, bank and other interest on the accounts of organisations receiving subsidies transferred to the Commission
Financial year 2020
Financial year 2019
Financial year 2018
—
—
3 337 800 ,—
Remarks
This article is intended to record the revenue accruing from the repayment of interest by the subsidised organisations which have placed advances received from the Commission on interest-bearing accounts. If they remain unused, these advances and the interest on them have to be repaid to the Commission.
5 2 2
Interest yielded by pre-financing
Financial year 2020
Financial year 2019
Financial year 2018
10 000 000
20 000 000
4 148 979,62
Remarks
This article is intended to record revenue from the interest yielded by pre-financing.
5 2 3
Revenue generated on trust accounts — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 718 681 ,—
Remarks
This article is intended to record interest and other revenue generated on trust accounts.
The trust accounts are kept on behalf of the Union by international financial institutions (European Investment Fund, European Investment Bank, Council of Europe Development Bank/Kreditanstalt für Wiederaufbau, European Bank for Reconstruction and Development) managing Union programmes and the amounts paid in by the Union remain on the account until they are made available to the beneficiaries under the single programme, such as small and medium-sized enterprises or institutions managing projects in accession countries.
In accordance with Article 21(5) of the Financial Regulation, interest generated by trust accounts used for Union programmes is used to provide additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 21(5) thereof.
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
56 422 893,27
Remarks
In accordance with point (c) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 915 829,21
Remarks
In accordance with point (a) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
10 616 075,16
Remarks
In accordance with point (b) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with point (d) of Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the repayment of welfare expenditure incurred on behalf of another institution.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
150 294 205,73
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue from payments connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with point (e) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
732,50
Remarks
In accordance with point (d) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
5 000 000
5 000 000
6 501 238,66
Remarks
This article is intended to record other revenue from administrative operations.
TITLE 6
CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 0
6 0 1
Miscellaneous research programmes
6 0 1 1
Switzerland-Euratom cooperation agreements on controlled thermonuclear fusion and plasma physics — Assigned revenue
—
p.m.
0 ,—
6 0 1 3
Cooperation agreements with third countries under Union research programmes — Assigned revenue
p.m.
p.m.
703 520 227,43
6 0 1 5
Cooperation agreements with institutes from third countries in connection with scientific and technological projects of Union interest (Eureka and others) — Assigned revenue
p.m.
p.m.
0 ,—
6 0 1 6
Agreements for European cooperation in the field of scientific and technical research — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 0 1 — Total
p.m.
p.m.
703 520 227,43
6 0 2
Other programmes
6 0 2 1
Miscellaneous revenue relating to humanitarian aid and emergency support — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 0 2 — Total
p.m.
p.m.
0 ,—
6 0 3
Association agreements between the Union and third countries
6 0 3 1
Revenue accruing from the participation of the candidate countries and the Western Balkan potential candidates in Union programmes — Assigned revenue
p.m.
p.m.
254 416 710,76
6 0 3 2
Revenue accruing from the participation of third countries, other than candidate countries and Western Balkan potential candidates, in customs and taxation cooperation agreements — Assigned revenue
p.m.
p.m.
926 414,10
6 0 3 3
Participation of third countries or outside bodies in Union activities — Assigned revenue
p.m.
p.m.
38 839 217,49
Article 6 0 3 — Total
p.m.
p.m.
294 182 342,35
CHAPTER 6 0 — TOTAL
p.m.
p.m.
997 702 569,78
CHAPTER 6 1
6 1 1
Repayment of expenditure incurred on behalf of one or more Member States
6 1 1 3
Revenue from the investments provided for in Article 4 of Decision 2003/76/EC — Assigned revenue
p.m.
p.m.
45 593 122,53
6 1 1 4
Revenue accruing from amounts recovered under the research programme of the Research Fund for Coal and Steel
p.m.
p.m.
0 ,—
Article 6 1 1 — Total
p.m.
p.m.
45 593 122,53
6 1 2
Repayment of expenditure incurred specifically as a result of work undertaken on request and against payment — Assigned revenue
p.m.
p.m.
0 ,—
6 1 4
Repayment of Union support to commercially successful projects and activities
6 1 4 3
Repayment of Union support to European risk capital activities in support of small and medium-sized enterprises — Assigned revenue
p.m.
p.m.
0 ,—
6 1 4 4
Repayment of Union support to risk sharing instruments financed from the European Regional Development Fund and the Cohesion Fund — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 1 4 — Total
p.m.
p.m.
0 ,—
6 1 5
Repayment of unused Union aid
6 1 5 0
Repayment of unused aid from European Social Fund, European Regional Development Fund, European Agricultural Guidance and Guarantee Fund, Financial Instrument for Fisheries Guidance, Cohesion Fund, European Union Solidarity Fund, Instrument for Structural Policies for Pre-Accession, Instrument for Pre-Accession Assistance, European Fisheries Fund, Fund for European Aid to the Most Deprived, European Maritime and Fisheries Fund and European Agricultural Fund for Rural Development — Assigned revenue
p.m.
p.m.
121 272 283,95
6 1 5 1
Repayment of unused subsidies for balancing budgets — Assigned revenue
p.m.
p.m.
0 ,—
6 1 5 2
Repayment of unused interest subsidies — Assigned revenue
p.m.
p.m.
0 ,—
6 1 5 3
Repayment of unused sums paid under contracts concluded by the institution — Assigned revenue
p.m.
p.m.
0 ,—
6 1 5 7
Repayments of payments on account under the Structural Funds, the Cohesion Fund, the European Fisheries Fund, the Fund for European Aid to the Most Deprived, the European Maritime and Fisheries Fund and the European Agricultural Fund for Rural Development — Assigned revenue
p.m.
p.m.
8 145 967 467,92
6 1 5 8
Repayment of miscellaneous unused Union aid — Assigned revenue
p.m.
p.m.
612 899,86
Article 6 1 5 — Total
p.m.
p.m.
8 267 852 651,73
6 1 6
Repayment of expenditure incurred on behalf of the International Atomic Energy Agency — Assigned revenue
p.m.
p.m.
0 ,—
6 1 7
Repayment of amounts paid in connection with Union aid to third countries
6 1 7 0
Repayments within the framework of cooperation with South Africa — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 1 7 — Total
p.m.
p.m.
0 ,—
6 1 8
Repayment of amounts paid in connection with food aid
6 1 8 0
Repayments by tenderers or recipients of overpayments made in connection with food aid — Assigned revenue
p.m.
p.m.
0 ,—
6 1 8 1
Repayment of additional costs caused by the recipients of food aid — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 1 8 — Total
p.m.
p.m.
0 ,—
6 1 9
Repayment of other expenditure incurred on behalf of outside bodies
6 1 9 1
Repayment of other expenditure incurred on behalf of outside bodies pursuant to Council Decision 77/270/Euratom — Assigned revenue
p.m.
p.m.
421 086,01
Article 6 1 9 — Total
p.m.
p.m.
421 086,01
CHAPTER 6 1 — TOTAL
p.m.
p.m.
8 313 866 860,27
CHAPTER 6 2
6 2 0
Supply against payment of source materials or special fissile materials (point (b) of Article 6 of the Euratom Treaty) — Assigned revenue
p.m.
p.m.
0 ,—
6 2 2
Revenue from services provided by the Joint Research Centre to outside bodies against payment
6 2 2 1
Revenue from the operation of the high-flux reactor to be used to provide additional appropriations — Assigned revenue
p.m.
p.m.
7 550 000 ,—
6 2 2 3
Other revenue from services provided by the Joint Research Centre to outside bodies against payment to be used to provide additional appropriations — Assigned revenue
p.m.
p.m.
6 687 759,78
6 2 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research provided by the Joint Research Centre, irrespective of whether they can be patented — Assigned revenue
p.m.
p.m.
753 331,93
6 2 2 5
Other revenue for the Joint Research Centre — Assigned revenue
p.m.
p.m.
0 ,—
6 2 2 6
Revenue from services provided by the Joint Research Centre to other Union institutions or other Commission departments on a competitive basis, to be used to provide additional appropriations — Assigned revenue
p.m.
p.m.
73 327 396,83
Article 6 2 2 — Total
p.m.
p.m.
88 318 488,54
6 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research, irrespective of whether they can be patented (indirect action) — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 6 2 — TOTAL
p.m.
p.m.
88 318 488,54
CHAPTER 6 3
6 3 0
Contributions by the European Free Trade Association Member States under the Cooperation Agreement on the European Economic Area — Assigned revenue
p.m.
p.m.
370 056 758 ,—
6 3 1
Contributions within the framework of the Schengen acquis
6 3 1 2
Contributions for the development, establishment, operation and use of large-scale information systems under the agreements concluded with Iceland, Norway, Switzerland and Liechtenstein — Assigned revenue
p.m.
p.m.
851 866,10
6 3 1 3
Other contributions within the framework of the Schengen 
acquis
 (Iceland, Norway, Switzerland and Liechtenstein) — Assigned revenue
p.m.
p.m.
97 257 041,04
Article 6 3 1 — Total
p.m.
p.m.
98 108 907,14
6 3 2
Contributions to common administrative support expenditure of the European Development Fund — Assigned revenue
p.m.
p.m.
123 694 977 ,—
6 3 3
Contributions to certain external aid programmes — Assigned revenue
6 3 3 0
Contributions from Member States, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
p.m.
p.m.
406 977 806,72
6 3 3 1
Contributions from third countries, including their public agencies, entities or natural persons to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
6 3 3 2
Contributions from international organisations to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 3 3 — Total
p.m.
p.m.
406 977 806,72
6 3 4
Contributions from EU trust funds — Assigned revenue
6 3 4 0
Contributions from EU trust funds to the management costs of the Commission — Assigned revenue
p.m.
p.m.
28 599 800,58
Article 6 3 4 — Total
p.m.
p.m.
28 599 800,58
6 3 5
Contribution to the European Fund for Sustainable Development — Assigned revenue
6 3 5 0
Contribution from the European Development Fund to the European Fund for Sustainable Development — Assigned revenue
p.m.
p.m.
100 000 000 ,—
6 3 5 1
Contributions from Member States, including their agencies, entities or natural persons to the European Fund for Sustainable Development — Assigned revenue
p.m.
p.m.
0 ,—
6 3 5 2
Contributions from third countries, including their agencies, entities or natural persons to the European Fund for Sustainable Development — Assigned revenue
p.m.
p.m.
0 ,—
6 3 5 3
Contributions from international organisations to the European Fund for Sustainable Development — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 3 5 — Total
p.m.
p.m.
100 000 000 ,—
6 3 6
European Fund for Strategic Investments — Assigned revenue
p.m.
p.m.
6 3 7
Innovation Fund – Assigned revenue
p.m.
CHAPTER 6 3 — TOTAL
p.m.
p.m.
1 127 438 249,44
CHAPTER 6 4
6 4 1
Contributions from financial instruments — Assigned revenue
6 4 1 0
Contributions from financial instruments (revenues) — Assigned revenue
p.m.
p.m.
43 664 382,70
6 4 1 1
Contributions from financial instruments (repayments) — Assigned revenue
p.m.
p.m.
56 539 343,84
Article 6 4 1 — Total
p.m.
p.m.
100 203 726,54
6 4 2
Contributions from financial instruments — Non-assigned revenue
6 4 2 0
Contributions from financial instruments — Revenues
25 000 000
25 000 000
11 546 742,65
46,19
6 4 2 1
Contributions from financial instruments — Repayments
25 000 000
25 000 000
52 855 791,19
211,42
Article 6 4 2 — Total
50 000 000
50 000 000
64 402 533,84
128,81
CHAPTER 6 4 — TOTAL
50 000 000
50 000 000
164 606 260,38
329,21
CHAPTER 6 5
6 5 1
Financial corrections related to the programming periods before 2000
p.m.
p.m.
279 717,07
6 5 2
Financial corrections related to the programming period 2000-2006 — Assigned revenue
p.m.
p.m.
12 825 552,43
6 5 3
Financial corrections related to the programming period 2007-2013 — Assigned revenue
p.m.
p.m.
4 639 723,19
6 5 4
Financial corrections related to the programming period 2014-2020 — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 6 5 — TOTAL
p.m.
p.m.
17 744 992,69
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
p.m.
p.m.
603 271 105,16
6 6 0 1
Other non-assigned contributions and refunds
80 000 000
80 000 000
1 623 615,04
2,03
Article 6 6 0 — Total
80 000 000
80 000 000
604 894 720,20
756,12
CHAPTER 6 6 — TOTAL
80 000 000
80 000 000
604 894 720,20
756,12
CHAPTER 6 7
6 7 0
Revenue concerning the European Agricultural Guarantee Fund
6 7 0 1
Clearance of European Agricultural Guarantee Fund accounts — Assigned revenue
p.m.
p.m.
861 884 003,55
6 7 0 2
European Agricultural Guarantee Fund irregularities — Assigned revenue
p.m.
p.m.
131 592 394,89
6 7 0 3
Superlevy from milk producers — Assigned revenue
p.m.
p.m.
3 884 635,12
Article 6 7 0 — Total
p.m.
p.m.
997 361 033,56
6 7 1
Revenue concerning the European Agricultural Fund for Rural Development
6 7 1 1
Clearance of accounts European Agricultural Fund for Rural Development — Assigned revenue
p.m.
p.m.
250 426 539,98
6 7 1 2
European Agricultural Fund for Rural Development irregularities — Assigned revenue
p.m.
p.m.
198 800 557,47
Article 6 7 1 — Total
p.m.
p.m.
449 227 097,45
CHAPTER 6 7 — TOTAL
p.m.
p.m.
1 446 588 131,01
Title 6 — Total
130 000 000
130 000 000
12 761 160 272,31
9 816,28
CHAPTER 6 0 —
CONTRIBUTIONS TO UNION PROGRAMMES
CHAPTER 6 1 —
REPAYMENT OF MISCELLANEOUS EXPENDITURE
CHAPTER 6 2 —
REVENUE FROM SERVICES RENDERED AGAINST PAYMENT
CHAPTER 6 3 —
CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS
CHAPTER 6 4 —
CONTRIBUTIONS FROM FINANCIAL INSTRUMENTS
CHAPTER 6 5 —
FINANCIAL CORRECTIONS
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 7 —
REVENUE CONCERNING THE EUROPEAN AGRICULTURAL GUARANTEE FUND AND THE EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT
CHAPTER 6 0 —
   
CONTRIBUTIONS TO UNION PROGRAMMES
6 0 1
Miscellaneous research programmes
6 0 1 1
Switzerland-Euratom cooperation agreements on controlled thermonuclear fusion and plasma physics — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
—
p.m.
0 ,—
Remarks
Revenue resulting from the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 08 03 50 and 32 05 50 (indirect action) of the statement of expenditure in this section, depending on the expenditure to be covered.
6 0 1 3
Cooperation agreements with third countries under Union research programmes — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
703 520 227,43
Remarks
Revenue resulting from cooperation agreements between the Union and third countries, in particular those participating in European cooperation in the field of scientific and technical research, in order to associate them with Union research programmes.
Any contributions received are to cover the costs of meetings, experts’ contracts and research expenditure under the programmes in question.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 02 04 50, 05 09 50, 06 03 50, 08 02 50, 08 03 50, 09 04 50, 15 03 50, 18 05 50, 32 04 50, 32 05 50 (indirect action), 10 02 50 and 10 03 50 (direct action) of the statement of expenditure in this section, depending on the expenditure to be covered.
The association of Switzerland to parts of Horizon 2020 Framework Programme, to the Euratom Programme 2014-2018 and to the activities carried out by the European Joint Undertaking for ITER and the Development of Fusion for Energy for 2014-2020 (Fusion for Energy) was expected to last until 31 December 2016.
Following the ratification of the Protocol to the Agreement between the European Community and its Member States, of the one part, and the Swiss Confederation, of the other, on the free movement of persons, regarding the participation of the Republic of Croatia as a Contracting Party, following its accession to the European Union (
OJ L 31, 4.2.2017, p. 3
) by the Swiss Federal Council on 16 December 2016, as of 1 January 2017 the agreement associating Switzerland to Horizon 2020 continues to apply and it is expanded to cover Horizon 2020 in its entirety, the Euratom Programme 2014-2018 and the activities carried out by Fusion for Energy.
Legal basis
Partnership and Cooperation Agreement between the European Communities and their Member States, and Ukraine, (
OJ L 49, 19.2.1998, p. 3
), signed on 14 June 1994, entered into force on 1 March 1998 and remains applicable for the parts not covered by the provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part.
Council Decision 2008/372/EC of 12 February 2008 on the signing and provisional application of a Protocol to the Euro-Mediterranean Agreement establishing an association between the European Communities and their Member States, of the one part, and the State of Israel, of the other part, on a framework Agreement between the European Community and the State of Israel on the general principles governing the State of Israel’s participation in Community programmes (
OJ L 129, 17.5.2008, p. 39
).
Council Decision 2011/28/EU of 12 July 2010 on the conclusion of a Protocol to the Partnership and Cooperation Agreement establishing a partnership between the European Communities and their Member States, of the one part, and the Republic of Moldova, of the other part, on a Framework Agreement between the European Union and the Republic of Moldova on the general principles for the participation of the Republic of Moldova in Union programmes (
OJ L 14, 19.1.2011, p. 5
).
Council Decision 2012/777/EU of 10 December 2012 on the signing, on behalf of the European Union, of a Protocol to the Partnership and Cooperation Agreement between the European Communities and their Member States, of the one part, and the Republic of Armenia, of the other part, on a Framework Agreement between the European Union and the Republic of Armenia on the general principles for the participation of the Republic of Armenia in Union programmes (
OJ L 340, 13.12.2012, p. 26
).
Commission Decision C(2014) 2089 of 2 April 2014 on the approval and signature of the Agreement between the European Union and the State of Israel on the participation of Israel in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision 2014/494/EU of 16 June 2014 on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Georgia, of the other part (
OJ L 261, 30.8.2014, p. 1
).
Commission Decision C(2014) 4290 of 30 June 2014 on the approval and signature of the Agreement between the European Union and the Republic of Moldova on the participation of Moldova in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision 2014/691/EU of 29 September 2014 amending Decision 2014/668/EU on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards Title III (with the exception of the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other Party) and Titles IV, V, VI and VII thereof, as well as the related Annexes and Protocols (
OJ L 289, 3.10.2014, p. 1
).
Council Decision 2014/953/EU of 4 December 2014, on the signing, on behalf of the European Union, and provisional application of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy (
OJ L 370, 30.12.2014, p. 1
).
Council Decision 2014/954/Euratom of 4 December 2014 approving the conclusion by the European Commission, on behalf of the European Atomic Energy Community, of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy (
OJ L 370, 30.12.2014, p. 19
).
Commission Decision C(2014) 9320 of 5 December 2014 on the conclusion, on behalf of the European Atomic Energy Community, of an Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020 and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy.
Council Decision (EU) 2015/209 of 10 November 2014 on the signing, on behalf of the European Union and provisional application of the Agreement for scientific and technological cooperation between the European Union and the Faroe Islands associating the Faroe Islands to Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) (
OJ L 35, 11.2.2015, p. 1
).
Council Decision (EU) 2015/575 of 17 December 2014 on the signing, on behalf of the European Union, and provisional application of the Protocol to the Euro-Mediterranean Agreement establishing an association between the European Communities and their Member States, of the one part, and the Republic of Tunisia, of the other part, on a Framework Agreement between the European Union and the Republic of Tunisia on the general principles for the participation of the Republic of Tunisia in Union programmes (
OJ L 96, 11.4.2015, p. 1
).
Commission Decision C(2015) 1355 of 3 March 2015 on the approval and signature of the Agreement between the European Union and Ukraine on the participation of Ukraine in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision (EU) 2015/1795 of 1 October 2015 on the conclusion of the Agreement for scientific and technological cooperation between the European Union and the Faroe Islands associating the Faroe Islands to Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) (
OJ L 263, 8.10.2015, p. 6
).
Council Decision (EU) 2015/1796 of 1 October 2015 on the conclusion of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation’s participation in the ITER activities carried out by Fusion for Energy (
OJ L 263, 8.10.2015, p. 8
).
Commission Decision C(2015) 8195 of 25 November 2015 on the approval and signature of the Agreement between the European Union and the Republic of Tunisia on the participation of the Republic of Tunisia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ (Agreement not yet signed).
Commission Decision C(2016)1360 of 9 March 2016 on the approval, on behalf of the European Union, and signature of an agreement on the participation of Georgia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Commission Decision C(2016) 2119 of 14 April 2016 on the approval, on behalf of the European Union, and signature of an agreement on the participation of the Republic of Armenia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Commission Decision (2016)3119 of 27 May 2016 on the conclusion of an Agreement for scientific and technological cooperation between the European Atomic Energy Community and Ukraine associating Ukraine to the Euratom Research and Training Programme (2014-2018).
6 0 1 5
Cooperation agreements with institutes from third countries in connection with scientific and technological projects of Union interest (Eureka and others) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue resulting from cooperation agreements between the Union and institutes from third countries in connection with scientific and technological projects of Union interest (Eureka and others).
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 02 04 50, 05 09 50, 06 03 50, 08 02 50, 09 04 50, 15 03 50 and 32 04 50 (indirect action) of the statement of expenditure in this section.
6 0 1 6
Agreements for European cooperation in the field of scientific and technical research — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue from States taking part in European cooperation in the field of scientific and technical research.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations in this section.
6 0 2
Other programmes
6 0 2 1
Miscellaneous revenue relating to humanitarian aid and emergency support — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Any contributions by outside bodies relating to humanitarian aid and emergency support.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations in this section.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
Regulation (EU) No 375/2014 of the European Parliament and of the Council of 3 April 2014 establishing the European Voluntary Humanitarian Aid Corps (‘EU Aid Volunteers initiative’) (
OJ L 122, 24.4.2014, p. 1
).
Council Regulation (EU) 2016/369 of 15 March 2016 on the provision of emergency support within the Union (
OJ L 70, 16.3.2016, p. 1
).
6 0 3
Association agreements between the Union and third countries
6 0 3 1
Revenue accruing from the participation of the candidate countries and the Western Balkan potential candidates in Union programmes — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
254 416 710,76
Remarks
Revenue accruing from the Association Agreements concluded between the Union and the countries listed below as a result of their participation in various Union programmes.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Reference acts
Framework Agreement between the European Community and the Republic of Turkey on the general principles for the participation of the Republic of Turkey in Community programmes (
OJ L 61, 2.3.2002, p. 29
).
Commission Decision C(2014) 3502 of 2 June 2014 on approval and signature of an Agreement between the European Union and the Republic of Turkey on the participation of the Republic of Turkey in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Framework Agreement between the European Community and the Republic of Albania on the general principles for the participation of the Republic of Albania in Community programmes (
OJ L 192, 22.7.2005, p. 2
).
Commission Decision C(2014) 3711 of 10 June 2014 on approval and signature of an Agreement between the European Union and the Republic of Albania on the participation of Albania in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Framework Agreement between the European Community and Bosnia and Herzegovina on the general principles for the participation of Bosnia and Herzegovina in Community programmes (
OJ L 192, 22.7.2005, p. 9
).
Commission Decision C(2014) 3693 of 10 June 2014 on approval and signature of an Agreement between the European Union and Bosnia and Herzegovina on the participation of Bosnia and Herzegovina in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Framework Agreement between the European Community and Serbia and Montenegro on the general principles for the participation of Serbia and Montenegro in Community programmes (
OJ L 192, 22.7.2005, p. 29
).
Commission Decision C(2014) 3710 of 10 June 2014 on approval and signature of an Agreement between the European Union and Republic of Serbia on the participation of Serbia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Protocol to the Stabilisation and Association Agreement between the European Communities and their Member States, of the one part, and the former Yugoslav Republic of Macedonia, of the other part, on a Framework Agreement between the European Community and the former Yugoslav Republic of Macedonia on the general principles for the participation of the Former Yugoslav Republic of Macedonia in Community programmes (
OJ L 192, 22.7.2005, p. 23
).
Commission Decision C(2014) 3707 of 10 June 2014 on approval and signature of an Agreement between the European Union and the former Yugoslav Republic of Macedonia on the participation of the former Yugoslav Republic of Macedonia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Protocol 8 to the Stabilisation and Association Agreement between the European Communities and their Member States, of the one part, and the Republic of Montenegro, of the other part, on the general principles for the participation of Montenegro in Community programmes (
OJ L 108, 29.4.2010, p. 345
).
Commission Decision C(2014) 3705 of 10 June 2014 on approval and signature of an Agreement between the European Union and Montenegro on the participation of Montenegro in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
Council Decision (EU) 2017/1388 of 17 July 2017 on the conclusion of the Framework Agreement between the European Union and Kosovo on the general principles for the participation of Kosovo in Union programmes (
OJ L 195, 27.7.2017, p.1
).
Additional protocols to the Europe Agreements (Articles 228 and 238) opening up Union programmes to the candidate countries.
Commission Decision C(2018) 3716 of 13 June 2018 on an amendment in the form of an Exchange of Letters to the Agreement between the European Union and the former Yugoslav Republic of Macedonia on the participation of the former Yugoslav Republic of Macedonia in the Union programme ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’.
6 0 3 2
Revenue accruing from the participation of third countries, other than candidate countries and Western Balkan potential candidates, in customs and taxation cooperation agreements — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
926 414,10
Remarks
This item is intended to record third country contributions based on international cooperation agreements, in particular under the Transit project and the project for the dissemination of tariff and other particulars (by computer).
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 14 02 01 and 14 03 01 of the statement of expenditure in this section.
Legal basis
Convention of 20 May 1987 between the European Economic Community, the Republic of Austria, the Republic of Finland, the Republic of Iceland, the Kingdom of Norway, the Kingdom of Sweden and the Swiss Confederation, on a common transit procedure (
OJ L 226, 13.8.1987, p. 2
).
Council Decision 2000/305/EC of 30 March 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Switzerland concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (
OJ L 102, 27.4.2000, p. 50
).
Council Decision 2000/506/EC of 31 July 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Norway concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (
OJ L 204, 11.8.2000, p. 35
).
Council Decision of 19 March 2001 authorising the Commission to negotiate, on behalf of the European Community, an amendment to the Convention creating the Customs Cooperation Council signed in Brussels on 15 December 1950 allowing the European Community to become a member of that organisation.
Regulation (EU) No 1286/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme to improve the operation of taxation systems in the European Union for the period 2014-2020 (Fiscalis 2020) and repealing Decision No 1482/2007/EC (
OJ L 347, 20.12.2013, p. 25
), and in particular Article 5 thereof.
Regulation (EU) No 1294/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme for customs in the European Union for the period 2014-2020 (Customs 2020) and repealing Decision No 624/2007/EC (
OJ L 347, 20.12.2013, p. 209
), and in particular Article 5 thereof.
6 0 3 3
Participation of third countries or outside bodies in Union activities — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
38 839 217,49
Remarks
This item is intended to receive contributions by third countries or outside bodies to Union activities.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
CHAPTER 6 1 —
   
REPAYMENT OF MISCELLANEOUS EXPENDITURE
6 1 1
Repayment of expenditure incurred on behalf of one or more Member States
6 1 1 3
Revenue from the investments provided for in Article 4 of Decision 2003/76/EC — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
45 593 122,53
Remarks
Decision 2003/76/EC stipulates that the Commission is entrusted with winding up the financial operations of the European Coal and Steel Community (ECSC) which are still in progress upon expiry of the ECSC Treaty.
Pursuant to Article 4 of that Decision, net revenue from the investment of available assets will constitute revenue in the general budget of the Union earmarked for a specific purpose, namely financing research projects in sectors related to the coal and steel industry by the Research Fund for Coal and Steel. Unused revenue and appropriations deriving from this revenue still available on 31 December in any given year, as well as amounts recovered, shall be carried over automatically to the following year. Those appropriations may not be transferred to other budget items.
The net revenue available for financing research projects in year n + 2 appears in the balance sheet of the ECSC in liquidation for year n, and after the liquidation process has been completed will appear as assets in the balance sheet of the Research Fund for Coal and Steel. This financing mechanism took effect in 2003. Revenue coming from 2018 will be used for research in 2020. In order to reduce as far as possible the fluctuations that movements in the financial markets could cause in the financing of research, a smoothing arrangement is applied. The amount of net revenue expected to be available for research in 2020 is EUR 40 400 000.
In accordance with Article 4 of Decision 2003/76/EC, 72,8 % of the fund’s appropriations will be for the steel-related sector and 27,2 % for the coal-related sector.
In accordance with point (b) of Article 21(2) of the Financial Regulation, revenue will be used to provide additional appropriations under Chapter 08 05 of the statement of expenditure in this section.
Legal basis
Council Decision 2003/76/EC of 1 February 2003 establishing the measures necessary for the implementation of the Protocol, annexed to the Treaty establishing the European Community, on the financial consequences of the expiry of the ECSC Treaty and on the Research Fund for Coal and Steel (
OJ L 29, 5.2.2003, p. 22
).
6 1 1 4
Revenue accruing from amounts recovered under the research programme of the Research Fund for Coal and Steel
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Decision 2003/76/EC stipulates that the Commission is entrusted with winding up the financial operations of the European Coal and Steel Community (ECSC) which are still in progress upon expiry of the ECSC Treaty.
Pursuant to Article 4(5) of that Decision, the amounts recovered return initially to the assets of the ECSC in liquidation and subsequently, on completion of the liquidation, to the assets of the Research Fund for Coal and Steel.
Legal basis
Council Decision 2003/76/EC of 1 February 2003 establishing the measures necessary for the implementation of the Protocol, annexed to the Treaty establishing the European Community, on the financial consequences of the expiry of the ECSC Treaty and on the Research Fund for Coal and Steel (
OJ L 29, 5.2.2003, p. 22
).
6 1 2
Repayment of expenditure incurred specifically as a result of work undertaken on request and against payment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 1 4
Repayment of Union support to commercially successful projects and activities
6 1 4 3
Repayment of Union support to European risk capital activities in support of small and medium-sized enterprises — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayment of all or part of the support for commercially successful projects, with possible participation in profits resulting from grants awarded as part of European risk capital activities in support of small and medium-sized enterprises under the Venture Consort and Eurotech Capital instruments.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 1 4 4
Repayment of Union support to risk sharing instruments financed from the European Regional Development Fund and the Cohesion Fund — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayment of reflows and amounts left over from Union support to risk sharing instruments financed from the European Regional Development Fund and the Cohesion Fund.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which the revenue is assigned.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
) and in particular Articles 14 and 36a thereof.
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
6 1 5
Repayment of unused Union aid
6 1 5 0
Repayment of unused aid from European Social Fund, European Regional Development Fund, European Agricultural Guidance and Guarantee Fund, Financial Instrument for Fisheries Guidance, Cohesion Fund, European Union Solidarity Fund, Instrument for Structural Policies for Pre-Accession, Instrument for Pre-Accession Assistance, European Fisheries Fund, Fund for European Aid to the Most Deprived, European Maritime and Fisheries Fund and European Agricultural Fund for Rural Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
121 272 283,95
Remarks
Repayment of unused aid from the European Social Fund, the European Regional Development Fund, the European Agricultural Guidance and Guarantee Fund, the Financial Instrument for Fisheries Guidance, the Cohesion Fund, the European Union Solidarity Fund, the Instrument for Structural Policies for Pre-Accession, the Instrument for Pre-Accession Assistance, the European Fisheries Fund, the Fund for European Aid to the Most Deprived, the European Maritime and Fisheries Fund and the European Agricultural Fund for Rural Development.
In accordance with Article 21 of the Financial Regulation, this revenue will be used to provide additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 1
Repayment of unused subsidies for balancing budgets — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 2
Repayment of unused interest subsidies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 3
Repayment of unused sums paid under contracts concluded by the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 5 7
Repayments of payments on account under the Structural Funds, the Cohesion Fund, the European Fisheries Fund, the Fund for European Aid to the Most Deprived, the European Maritime and Fisheries Fund and the European Agricultural Fund for Rural Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
8 145 967 467,92
Remarks
This item is intended to record the repayment of payments on account under the Structural Funds (European Regional Development Fund and European Social Fund), the Cohesion Fund, the European Fisheries Fund (EFF), the Fund for European Aid to the Most Deprived (FEAD), the European Maritime and Fisheries Fund (EMFF) and the European Agricultural Fund for Rural Development (EAFRD).
The amounts booked to this item will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in this section, in order not to reduce the contribution from the Funds to the operation concerned.
Legal basis
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
), and in particular Article D of Annex II thereto.
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (
OJ L 210, 31.7.2006, p. 25
), and in particular Article 82(2) and Chapter II thereof.
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
6 1 5 8
Repayment of miscellaneous unused Union aid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
612 899,86
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 1 6
Repayment of expenditure incurred on behalf of the International Atomic Energy Agency — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayment by the International Atomic Energy Agency (IAEA) of sums which were advanced by the Commission to pay for controls carried out by the IAEA under the verification agreements (see Articles 32 03 01 and 32 03 02 of the statement of expenditure in this section).
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Reference acts
Agreement between the Kingdom of Belgium, the Kingdom of Denmark, the Federal Republic of Germany, Ireland, the Italian Republic, the Grand Duchy of Luxembourg, the Kingdom of the Netherlands, the European Atomic Energy Community and the International Atomic Energy Agency in implementation of Article III(1) and (4) of the Treaty on the non-proliferation of nuclear weapons (
OJ L 51, 22.2.1978, p. 1
), and in particular Article 15 thereof.
Tripartite agreement between the Community, the United Kingdom and the International Atomic Energy Agency.
Tripartite agreement between the Community, France and the International Atomic Energy Agency.
6 1 7
Repayment of amounts paid in connection with Union aid to third countries
6 1 7 0
Repayments within the framework of cooperation with South Africa — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Repayments by tenderers or recipients of overpayments made in connection with development cooperation with South Africa.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Items 21 02 05 01 and 21 02 05 02 of the statement of expenditure in this section.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
6 1 8
Repayment of amounts paid in connection with food aid
6 1 8 0
Repayments by tenderers or recipients of overpayments made in connection with food aid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Provisions contained in the invitations to tender or in the financial conditions attached to the Commission’s letters setting out the conditions under which food aid is granted to recipients.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
6 1 8 1
Repayment of additional costs caused by the recipients of food aid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Provisions contained in the terms of delivery attached to the Commission’s letters setting out the conditions under which food aid is granted to recipients.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
6 1 9
Repayment of other expenditure incurred on behalf of outside bodies
6 1 9 1
Repayment of other expenditure incurred on behalf of outside bodies pursuant to Council Decision 77/270/Euratom — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
421 086,01
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 21 06 01, 21 06 02, 21 06 51 and 22 02 51 of the statement of expenditure in this section.
Legal basis
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
Council Regulation (Euratom) No 300/2007 of 19 February 2007 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 81, 22.3.2007, p. 1
).
Council Regulation (Euratom) No 237/2014 of 13 December 2013 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 77, 15.3.2014, p. 109
).
CHAPTER 6 2 —
   
REVENUE FROM SERVICES RENDERED AGAINST PAYMENT
6 2 0
Supply against payment of source materials or special fissile materials (point (b) of Article 6 of the Euratom Treaty) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue from the supply to Member States against payment of source materials or special fissile materials for their research programmes.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Treaty establishing the European Atomic Energy Community, and in particular point (b) of Article 6 thereof.
6 2 2
Revenue from services provided by the Joint Research Centre to outside bodies against payment
6 2 2 1
Revenue from the operation of the high-flux reactor to be used to provide additional appropriations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
7 550 000 ,—
Remarks
Revenue resulting from the operation of the high-flux reactor (HFR) at the Petten establishment of the Joint Research Centre.
Payments by outside bodies to cover all types of expenditure involved in the operation of the HFR by the Joint Research Centre.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05 and 10 04 04 of the statement of expenditure in this section.
Completion of earlier programmes
The revenue is provided by France and the Netherlands.
6 2 2 3
Other revenue from services provided by the Joint Research Centre to outside bodies against payment to be used to provide additional appropriations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
6 687 759,78
Remarks
Revenue from persons, firms and outside bodies (third parties) for which the Joint Research Centre will carry out work and/or provide services against payment.
In accordance with point (g) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05, 10 02 01, 10 02 51, 10 02 52, 10 03 01, 10 03 51, 10 03 52 and 10 04 02 of the statement of expenditure in this section, amounting to the expenditure under each contract with an outside body.
6 2 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research provided by the Joint Research Centre, irrespective of whether they can be patented — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
753 331,93
Remarks
Council Decision 2013/743/EU requires the Joint Research Centre to support knowledge and technology transfer and to generate additional resources through, inter alia, the exploitation of intellectual property.
The Treaty establishing the European Atomic Energy Community, and in particular Article 12 thereof, gives Member States, persons and undertakings the right — against payment of a suitable remuneration — to obtain non-exclusive licences under patents, provisionally protected patent rights, utility models or patent applications owned by the European Atomic Energy Community.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05, 10 04 02, 10 04 03 and Chapters 10 02 and 10 03 in the statement of expenditure in this section.
Legal basis
Treaty on the Functioning of the European Union, and in particular Articles 182 and 183 thereof.
Treaty establishing the European Atomic Energy Community, and in particular Article 12 thereof.
Council Regulation (EEC) No 2380/74 of 17 September 1974 adopting provisions for the dissemination of information relating to research programmes for the European Economic Community (
OJ L 255, 20.9.1974, p. 1
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
6 2 2 5
Other revenue for the Joint Research Centre — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Revenue from contributions, gifts or bequests from third parties for the various activities carried out by the Joint Research Centre.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Article 10 01 05 and Chapters 10 02, 10 03 and 10 04 of the statement of expenditure in this section.
6 2 2 6
Revenue from services provided by the Joint Research Centre to other Union institutions or other Commission departments on a competitive basis, to be used to provide additional appropriations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
73 327 396,83
Remarks
Revenue from other Union institutions or other Commission departments for which the Joint Research Centre will carry out work and/or provide services against payment and revenue from participation in the activities of the framework programmes for research and technological development.
In accordance with point (g) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 10 01 05, 10 02 01, 10 02 51, 10 02 52, 10 03 01, 10 03 51, 10 03 52 and 10 04 03 of the statement of expenditure in this section, amounting to the specific expenditure under each contract with other Union institutions or other Commission departments.
6 2 4
Revenue from licences granted by the Commission on inventions resulting from Union research, irrespective of whether they can be patented (indirect action) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The Treaty establishing the European Atomic Energy Community, and in particular Article 12 thereof, gives Member States, persons and undertakings the right — against payment of a suitable remuneration — to obtain non-exclusive licences under patents, provisionally protected patent rights, utility models or patent applications owned by the European Atomic Energy Community.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Treaty establishing the European Atomic Energy Community.
Council Regulation (EEC) No 2380/74 of 17 September 1974 adopting provisions for the dissemination of information relating to research programmes for the European Economic Community (
OJ L 255, 20.9.1974, p. 1
).
CHAPTER 6 3 —
   
CONTRIBUTIONS UNDER SPECIFIC AGREEMENTS
6 3 0
Contributions by the European Free Trade Association Member States under the Cooperation Agreement on the European Economic Area — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
370 056 758 ,—
Remarks
This article is intended to record contributions from the European Free Trade Association Member States resulting from their financial participation in certain activities of the Union in accordance with Article 82 of and with Protocol 32 to the Agreement on the European Economic Area.
The total contribution planned is shown in the summary presented for information in an annex to the statement of expenditure in this section.
The contributions by the European Free Trade Association Member States will be made available to the Commission in accordance with Articles 1, 2 and 3 of Protocol 32 to the Agreement on the European Economic Area.
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Reference acts
Agreement on the European Economic Area (
OJ L 1, 3.1.1994, p. 3
).
6 3 1
Contributions within the framework of the Schengen acquis
6 3 1 2
Contributions for the development, establishment, operation and use of large-scale information systems under the agreements concluded with Iceland, Norway, Switzerland and Liechtenstein — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
851 866,10
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Item 18 02 01 01 and Articles 18 02 07, 18 02 08, 18 02 09 and 18 03 03 of the statement of expenditure in this section.
Legal basis
Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen 
acquis
 ( 
OJ L 176, 10.7.1999, p. 31
).
Council Decision 1999/439/EC of 17 May 1999 on the conclusion of the Agreement with the Republic of Iceland and the Kingdom of Norway concerning the latters’ association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 35
).
Council Decision 2001/258/EC of 15 March 2001 concerning the conclusion of an Agreement between the European Community and the Republic of Iceland and the Kingdom of Norway concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or Iceland or Norway (
OJ L 93, 3.4.2001, p. 38
), and in particular Article 9 of that Agreement.
Council Decision 2001/886/JHA of 6 December 2001 on the development of the second generation Schengen Information System (SIS II) (
OJ L 328, 13.12.2001, p. 1
).
Council Regulation (EC) No 2424/2001 of 6 December 2001 on the development of the second generation Schengen Information System (SIS II) (
OJ L 328, 13.12.2001, p. 4
).
Commission Regulation (EC) No 1560/2003 of 2 September 2003 laying down detailed rules for the application of Council Regulation (EC) No 343/2003 establishing the criteria and mechanisms for determining the Member State responsible for examining an asylum application lodged in one of the Member States by a third-country national (
OJ L 222, 5.9.2003, p. 3
).
Council Decision 2004/512/EC of 8 June 2004 establishing the Vis Information System (VIS) (
OJ L 213, 15.6.2004, p. 5
).
Regulation (EC) No 1986/2006 of the European Parliament and of the Council of 20 December 2006 regarding access to the Second Generation Schengen Information System (SIS II) by the services in the Member States responsible for issuing vehicle registration certificates (
OJ L 381, 28.12.2006, p. 1
).
Regulation (EC) No 1987/2006 of the European Parliament and of the Council of 20 December 2006 on the establishment, operation and use of the second generation Schengen Information System (SIS II) (
OJ L 381, 28.12.2006, p. 4
).
Council Decision 2007/533/JHA of 12 June 2007 on the establishment, operation and use of the second generation Schengen Information System (SIS II) (
OJ L 205, 7.8.2007, p. 63
).
Council Decision 2008/146/EC of 28 January 2008 on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 1
).
Council Decision 2008/147/EC of 28 January 2008 on the conclusion on behalf of the European Community of the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (
OJ L 53, 27.2.2008, p. 3
).
Council Decision 2008/149/EC of 28 January 2008 on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 50
).
Council Decision 2008/633/JHA of 23 June 2008 concerning access for consultation of the Visa Information System (VIS) by designated authorities of Member States and by Europol for the purposes of the prevention, detection and investigation of terrorist offences and of other serious criminal offences (
OJ L 218, 13.8.2008, p. 129
).
Regulation (EC) No 767/2008 of the European Parliament and of the Council of 9 July 2008 concerning the Visa Information System (VIS) and the exchange of data between Member States on short-stay visas (VIS Regulation) (
OJ L 218, 13.8.2008, p. 60
).
Council Decision 2011/349/EU of 7 March 2011 on the conclusion on behalf of the European Union of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating in particular to judicial cooperation in criminal matters and police cooperation (
OJ L 160, 18.6.2011, p. 1
).
Council Decision 2011/350/EU of 7 March 2011 on the conclusion, on behalf of the European Union, of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating to the abolition of checks at internal borders and movement of persons (
OJ L 160, 18.6.2011, p. 19
).
Council Decision 2011/351/EU of 7 March 2011 on the conclusion of a Protocol between the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (
OJ L 160, 18.6.2011, p. 37
).
Regulation (EU) No 1077/2011 of the European Parliament and of the Council of 25 October 2011 establishing a European Agency for the operational management of large-scale IT systems in the area of freedom, security and justice (
OJ L 286, 1.11.2011, p. 1
).
Regulation (EU) No 603/2013 of the European Parliament and of the Council of 26 June 2013 on the establishment of ‘Eurodac’ for the comparison of fingerprints for the effective application of Regulation (EU) No 604/2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person and on requests for the comparison with Eurodac data by Member States’ law enforcement authorities and Europol for law enforcement purposes, and amending Regulation (EU) No 1077/2011 establishing a European Agency for the operational management of large-scale IT systems in the area of freedom, security and justice (
OJ L 180, 29.6.2013, p. 1
).
Regulation (EU) No 604/2013 of the European Parliament and of the Council of 26 June 2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person (recast) (
OJ L 180, 29.6.2013, p. 31
).
Regulation (EU) 2018/1726 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA), and amending Regulation (EC) No 1987/2006 and Council Decision 2007/533/JHA and repealing Regulation (EU) No 1077/2011 (
OJ L 295, 21.11.2018, p. 99
).
Regulation (EU) 2018/1861 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of border checks, and amending the Convention implementing the Schengen Agreement, and amending and repealing Regulation (EC) No 1987/2006 (
OJ L 312, 7.12.2018, p. 14
)
Regulation (EU) 2018/1862 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of police cooperation and judicial cooperation in criminal matters, amending and repealing Council Decision 2007/533/JHA, and repealing Regulation (EC) No 1986/2006 of the European Parliament and of the Council and Commission Decision 2010/261/EU (
OJ L 312, 7.12.2018, p. 56
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
Reference acts
Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 6 April 2016, on the establishment of ‘Eurodac’ for the comparison of fingerprints for the effective application of [Regulation (EU) No 604/2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person] , for identifying an illegally staying third-country national or stateless person and on requests for the comparison with Eurodac data by Member States' law enforcement authorities and Europol for law enforcement purposes (COM(2016) 272 final).
6 3 1 3
Other contributions within the framework of the Schengen 
acquis
 (Iceland, Norway, Switzerland and Liechtenstein) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
97 257 041,04
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue will be used to provide additional appropriations under Articles 18 02 03 and 18 03 02 and Items 18 01 04 01, 18 02 01 01 and 18 02 01 03 of the statement of expenditure in this section.
Legal basis
Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen 
acquis
 ( 
OJ L 176, 10.7.1999, p. 31
).
Council Decision 1999/439/EC of 17 May 1999 on the conclusion of the Agreement with the Republic of Iceland and the Kingdom of Norway concerning the latters’ association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 176, 10.7.1999, p. 35
).
Council Decision 2001/258/EC of 15 March 2001 concerning the conclusion of an Agreement between the European Community and the Republic of Iceland and the Kingdom of Norway concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or Iceland or Norway (
OJ L 93, 3.4.2001, p. 38
), and in particular Article 9 of that Agreement.
Council Decision 2008/146/EC of 28 January 2008 on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 1
).
Council Decision 2008/147/EC of 28 January 2008 on the conclusion on behalf of the European Community of the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (
OJ L 53, 27.2.2008, p. 3
).
Council Decision 2008/149/EC of 28 January 2008 on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
 (
OJ L 53, 27.2.2008, p. 50
).
Regulation (EU) No 439/2010 of the European Parliament and of the Council of 19 May 2010 establishing a European Asylum Support Office (
OJ L 132, 29.5.2010, p. 11
).
Council Decision 2011/349/EU of 7 March 2011 on the conclusion on behalf of the European Union of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating in particular to judicial cooperation in criminal matters and police cooperation (
OJ L 160, 18.6.2011, p. 1
).
Council Decision 2011/350/EU of 7 March 2011 on the conclusion, on behalf of the European Union, of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen 
acquis
, relating to the abolition of checks at internal borders and movement of persons (
OJ L 160, 18.6.2011, p. 19
).
Council Decision 2012/192/EU of 12 July 2010 on the signing, on behalf of the Union, of the Arrangement between the European Union and the Republic of Iceland, the Principality of Liechtenstein, the Kingdom of Norway and the Swiss Confederation on the participation by those States in the work of the committees which assist the European Commission in the exercise of its executive powers as regards the implementation, application and development of the Schengen 
acquis
 (
OJ L 103, 13.4.2012, p. 1
).
Council Decision 2012/193/EU of 13 March 2012 on the conclusion, on behalf of the Union, of the Arrangement between the European Union and the Republic of Iceland, the Principality of Liechtenstein, the Kingdom of Norway and the Swiss Confederation on the participation by those States in the work of the committees which assist the European Commission in the exercise of its executive powers as regards the implementation, application and development of the Schengen 
acquis
 (
OJ L 103, 13.4.2012, p. 3
).
Council Regulation (EU) No 1053/2013 of 7 October 2013 establishing an evaluation and monitoring mechanism to verify the application of the Schengen 
acquis
 and repealing the Decision of the Executive Committee of 16 September 1998 setting up a Standing Committee on the evaluation and implementation of Schengen (
OJ L 295, 6.11.2013, p. 27
).
Council Decision 2014/185/EU of 11 February 2014 on the signing, on behalf of the Union, of the Arrangement between the European Union and the Swiss Confederation on the modalities of its participation in the European Asylum Support Office (
OJ L 102, 5.4.2014, p. 1
).
Council Decision 2014/194/EU of 11 February 2014, on the signing, on behalf of the Union, of the Arrangement with the Republic of Iceland on the modalities of its participation in the European Asylum Support Office (
OJ L 106, 9.4.2014, p. 2
).
Council Decision 2014/301/EU of 19 May 2014 on the conclusion of the Arrangement between the European Union and the Kingdom of Norway on the modalities of its participation in the European Asylum Support Office (
OJ L 157, 27.5.2014, p. 33
).
Council Decision 2014/344/EU of 19 May 2014 on the conclusion of the Arrangement between the European Union and the Principality of Liechtenstein on the modalities of its participation in the European Asylum Support Office (
OJ L 170, 11.6.2014, p. 49
).
Regulation (EU) No 515/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for external borders and visa and repealing Decision No 574/2007/EC (
OJ L 150, 20.5.2014, p. 143
).
Council Decision (EU) 2016/350 of 25 February 2016 on the conclusion of the Arrangement between the European Union and the Swiss Confederation on the modalities of its participation in the European Asylum Support Office (
OJ L 65, 11.3.2016, p. 61
).
Agreement between the European Union and the Kingdom of Norway on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund for the period 2014 to 2020, signed on 8 December 2016.
Agreement between the European Union and the Principality of Liechtenstein on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund for the period 2014 to 2020, signed on 8 December 2016.
Regulation (EU) 2017/2226 of the European Parliament and of the Council of 30 November 2017 establishing an Entry/Exit System (EES) to register entry and exit data and refusal of entry data of third-country nationals crossing the external borders of the Member States and determining the conditions for access to the EES for law enforcement purposes, and amending the Convention implementing the Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (
OJ L 327, 9.12.2017, p. 20
).
Council Decision (EU) 2018/398 of 12 June 2017 on the signing, on behalf of the European Union, and provisional application of the Agreement between the European Union and Iceland on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund, for the period 2014 to 2020 (
OJ L 72, 15.3.2018, p. 1
).
Council Decision (EU) 2018/404 of 13 March 2018 on the signing, on behalf of the Union, of the Agreement between the European Union and the Swiss Confederation on supplementary rules in relation to the instrument for financial support for external borders and visa, as part of the Internal Security Fund, for the period 2014 to 2020 (
OJ L 74, 16.3.2018, p.1
).
Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 (
OJ L 236, 19.9.2018, p. 1
).
Regulation (EU) 2019/1896 of the European Parliament and of the Council of 13 November 2019 on the European Border and Coast Guard and repealing Regulations (EU) No 1052/2013 and (EU) 2016/1624 (
OJ L 295, 14.11.2019, p. 1
).
Reference acts
Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 4 May 2016, on the European Union Agency for Asylum and repealing Regulation (EU) No 439/2010 (COM(2016) 271 final).
Amended proposal for a Regulation of the European Parliament and of the Council submitted by the Commission on 12 September 2018, on the European Union Agency for Asylum and repealing Regulation (EU) No 439/2010 (COM(2018) 633 final).
6 3 2
Contributions to common administrative support expenditure of the European Development Fund — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
123 694 977 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue from the European Development Fund contributing to the cost of support measures will be used to provide additional appropriations under Item 21 01 04 07 of the statement of expenditure in this section. The corresponding amount is estimated at EUR 136 016 949.
Legal basis
Council Decision 2013/755/EU of 25 November 2013 on the association of the overseas countries and territories with the European Union (‘Overseas Association Decision’) (
OJ L 344, 19.12.2013, p. 1
).
Council Decision 2013/759/EU of 12 December 2013 regarding transitional EDF management measures from 1 January 2014 until the entry into force of the 11th European Development Fund (
OJ L 335, 14.12.2013, p. 48
).
Reference acts
Internal Agreement between the Representatives of the Governments of the Member States, meeting within the Council, on the financing of Community aid under the multiannual financial framework for the period 2008 to 2013 in accordance with the ACP-EC Partnership Agreement and on the allocation of financial assistance for the Overseas Countries and Territories to which Part Four of the EC Treaty applies (
OJ L 247, 9.9.2006, p. 32
).
Communication from the Commission to the European Parliament and the Council of 7 December 2011: Preparation of the multiannual financial framework regarding the financing of EU cooperation for African, Caribbean and Pacific States and Overseas Countries and Territories for the 2014-2020 period (11th European Development Fund) (COM(2011) 837 final).
6 3 3
Contributions to certain external aid programmes — Assigned revenue
6 3 3 0
Contributions from Member States, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
406 977 806,72
Remarks
This item is intended to record the financial contributions from Member States, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf.
In accordance with point (a)(ii) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 3 3 1
Contributions from third countries, including their public agencies, entities or natural persons to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from third countries, including their public agencies, entities or natural persons, to certain external aid programmes financed by the Union and managed by the Commission on their behalf.
In accordance with point (e) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 3 3 2
Contributions from international organisations to certain external aid programmes financed by the Union and managed by the Commission on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from international organisations to certain external aid programmes financed by the Union and managed by the Commission on their behalf.
In accordance with point (e) of Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 3 4
Contributions from EU trust funds — Assigned revenue
6 3 4 0
Contributions from EU trust funds to the management costs of the Commission — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
28 599 800,58
Remarks
This item is intended to record the management fees which the Commission is authorised to withdraw up to a maximum of 5 % of the amounts pooled in the EU trust funds to cover its management costs from the years in which the contributions to each trust fund have started to be used.
In accordance with point (e) of Article 21(2) of the Financial Regulation, such management fees shall be assimilated to assigned revenue for the duration of the EU trust funds. The corresponding amount is estimated at EUR 13 700 000.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014 and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 235(5) thereof.
6 3 5
Contribution to the European Fund for Sustainable Development — Assigned revenue
6 3 5 0
Contribution from the European Development Fund to the European Fund for Sustainable Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
100 000 000 ,—
Remarks
This item is intended to record the financial contributions from the European Development Fund to the European Fund for Sustainable Development.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 5 1
Contributions from Member States, including their agencies, entities or natural persons to the European Fund for Sustainable Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from Member States, including their agencies, entities or natural persons to the European Fund for Sustainable Development.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 5 2
Contributions from third countries, including their agencies, entities or natural persons to the European Fund for Sustainable Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from third countries, including their agencies, entities or natural persons to the European Fund for Sustainable Development.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 5 3
Contributions from international organisations to the European Fund for Sustainable Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record the financial contributions from international organisations to the European Fund for Sustainable Development.
In accordance with Article 21(2) of the Financial Regulation, any revenue will be used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
6 3 6
European Fund for Strategic Investments — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
This article is intended to record endowments to European Fund for Strategic Investments guarantee fund in accordance with Article 12 of Regulation (EU) 2015/1017.
In accordance with Article 21(5) of the Financial Regulation, a basic act may also assign the revenue for which it provides to specific items of expenditure. Unless specified otherwise in the basic act, such revenue shall constitute internal assigned revenue.
Legal basis
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
), and in particular Article 12 thereof.
6 3 7
Innovation Fund – Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
Remarks
New article
This article is intended to record the Innovation Fund (IF) revenues generated by the auctioning of the allowances in accordance with Article 10 and Article 10a(8) of Directive 2003/87/EC for all implementation tasks carried out by the Commission in direct management subject to the final decision on the delegation of the Innovation Fund.
For budget year 2020, it is provisionally estimated that an amount between EUR 2,5 and 3,0 million will be needed in order to finance the contribution to the expenditure of Innovation and Networks Executive Agency’s staff and administration incurred as a result of the Agency’s role in the management of the Innovation Fund financed from budget item 34 01 06 01.
This will allow the preparation of a first call for proposals in 2020, expected to be launched at the beginning of the second half of 2020, in the range of EUR 1,0-1,5 billion.
The necessary appropriations would be generated by the revenue arising from the auctioning as of January 2020 of the first tranche of the 50 million emission allowances allocated to the Innovation Fund from the market stability reserve and by unspent amounts from the previous NER300 fund. Payments for selected projects from the first call are expected to be made from 2021 onwards.
Legal basis
Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a system for greenhouse gas emissions allowance trading within the Union and amending Council Directive 96/61/EC (
OJ L 275, 25.10.2003, p. 32
).
Reference acts
Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emissions allowance trading within the Community (
OJ L 302, 18.11.2010, p. 1
).
Commission Delegated Regulation (EU) 2019/856 of 26 February 2019 supplementing Directive 2003/87/EC of the European Parliament and of the Council with regard to the operation of the Innovation Fund (
OJ L 140, 28.5.2019, p. 6
).
CHAPTER 6 4 —
   
CONTRIBUTIONS FROM FINANCIAL INSTRUMENTS
6 4 1
Contributions from financial instruments — Assigned revenue
6 4 1 0
Contributions from financial instruments (revenues) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
43 664 382,70
Remarks
Revenues, including dividends, capital gains, guarantee fees and interest on loans and on amounts on fiduciary accounts paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
6 4 1 1
Contributions from financial instruments (repayments) — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
56 539 343,84
Remarks
Annual repayments, including capital repayments, guarantees released and repayments of the principal of loans, paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument, shall constitute internal assigned revenue in accordance with Article 21 of the Financial Regulation and shall be used for the same financial instrument, without prejudice to Article 215 (5) of that Regulation, for a period not exceeding the period for the commitment of appropriations plus two years, unless specified otherwise in a basic act.
This item is also used to book repayments resulting from a reduction of the Union contribution to a financial instrument.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
6 4 2
Contributions from financial instruments — Non-assigned revenue
6 4 2 0
Contributions from financial instruments — Revenues
Financial year 2020
Financial year 2019
Financial year 2018
25 000 000
25 000 000
11 546 742,65
Remarks
Revenues, including dividends, capital gains, guarantee fees and interest on loans and on amounts on fiduciary accounts paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument, shall be entered in the budget after deduction of management costs and fees.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
6 4 2 1
Contributions from financial instruments — Repayments
Financial year 2020
Financial year 2019
Financial year 2018
25 000 000
25 000 000
52 855 791,19
Remarks
Annual repayments, including capital repayments, guarantees released, and repayments of the principal of loans, paid back to the Commission or fiduciary accounts opened for financial instruments and attributable to the support from the general budget of the Union under a financial instrument, if so specified in a basic act, shall not be considered as internal assigned revenue.
This item is also intended to record unused amounts defined as amounts paid by the Union (hence transferred to the fiduciary account of the instruments) on the basis of a legal obligation in excess to the amounts committed by the entrusted entity but not used.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 209(3) thereof.
CHAPTER 6 5 —
   
FINANCIAL CORRECTIONS
6 5 1
Financial corrections related to the programming periods before 2000
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
279 717,07
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the European Agricultural Guidance and Guarantee Fund (EAGGF) — Guidance section, the Financial Instrument for Fisheries Guidance (FIGF) and the Cohesion Fund (CF), related to the programming periods before 2000.
The amounts entered under this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in this section.
In accordance with Article 105(1) of Regulation (EC) No 1083/2006, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of assistance co-financed by the Structural Funds or of a project co-financed by the Cohesion Fund approved by the Commission on the basis of Regulations (EEC) No 2052/88, (EEC) No 4253/88, (EC) No 1164/94 and (EC) No 1260/1999 or any other legislation which applied to that assistance on 31 December 2006, which shall consequently apply thereafter to that assistance or the projects concerned until their closure.
In accordance with Article 152(1) of Regulation (EU) No 1303/2013 that Regulation does not affect the continuation or modification, including the total or partial cancellation, of the projects concerned, until their closure, or of assistance approved by the Commission on the basis of Regulation (EC) No 1083/2006 or any other legislation applying to that assistance on 31 December 2013.
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
), and in particular Article 24 thereof.
Council Regulation (EEC) No 4254/88 of 19 December 1988, laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Regional Development Fund (
OJ L 374, 31.12.1988, p. 15
).
Council Regulation (EEC) No 4255/88 of 19 December 1988, laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Council Regulation (EEC) No 4256/88 of 19 December 1988, laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the EAGGF Guidance Section (
OJ L 374, 31.12.1988, p. 25
).
Council Regulation (EEC) No 2080/93 of 20 July 1993 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the financial instrument of fisheries guidance (
OJ L 193, 31.7.1993, p. 1
).
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
).
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
), and in particular Article 39(2) thereof.
Council Regulation (EC) No 1263/1999 of 21 June 1999 on the Financial Instrument for Fisheries Guidance (
OJ L 161, 26.6.1999, p. 54
).
6 5 2
Financial corrections related to the programming period 2000-2006 — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
12 825 552,43
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the European Agricultural Guidance and Guarantee Fund (EAGGF) — Guidance Section, the Financial Instrument for Fisheries Guidance (FIGF), the Cohesion Fund (CF) and the Special Accession Programme for Agriculture and Rural Development (Sapard), related to the 2000-2006 programming period and the Transitional Rural Development Instrument (TRDI) funded by the EAGGF Guarantee Section.
The amounts entered under this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in this section.
In accordance with Article 105(1) of Regulation (EC) No 1083/2006, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of assistance co-financed by the Structural Funds or of a project co-financed by the Cohesion Fund approved by the Commission on the basis of Regulations (EEC) No 2052/88, (EEC) No 4253/88, (EC) No 1164/94 and (EC) No 1260/1999 or any other legislation which applied to that assistance on 31 December 2006, which shall consequently apply thereafter to that assistance or the projects concerned until their closure.
In accordance with Article 152(1) of Regulation (EU) No 1303/2013, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of the projects concerned, until their closure, or of assistance approved by the Commission on the basis of Regulation (EC) No 1083/2006 or any other legislation applying to that assistance on 31 December 2013.
Legal basis
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
).
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
), and in particular Article 39(2) thereof.
Council Regulation (EC) No 1263/1999 of 21 June 1999 on the Financial Instrument for Fisheries Guidance (
OJ L 161, 26.6.1999, p. 54
).
Council Regulation (EC) No 1268/1999 of 21 June 1999 on Community support for pre-accession measures for agriculture and rural development in the applicant countries of central and eastern Europe in the pre-accession period (
OJ L 161, 26.6.1999, p. 87
).
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 June 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13/08/1999, p. 5
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
Reference acts
Commission Regulation (EC) No 448/2001 of 2 March 2001 laying down detailed rules for the implementation of Council Regulation (EC) No 1260/1999 as regards the procedure for making financial corrections to assistance granted under the Structural Funds (
OJ L 64, 6.3.2001, p. 13
).
Commission Regulation (EC) No 1386/2002 of 29 July 2002 laying down detailed rules for the implementation of Council Regulation (EC) No 1164/94 as regards the management and control systems for assistance granted from the Cohesion Fund and the procedure for making financial corrections (
OJ L 201, 31.7.2002, p. 5
).
Commission Regulation (EC) No 27/2004 of 5 January 2004 laying down transitional detailed rules for the application of Council Regulation No 1257/1999 as regards the financing by the EAGGF Guarantee Section of rural development measures in the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland Slovenia and Slovakia (
OJ L 5, 9.1.2004, p. 36
).
Commission Regulation (EC) No 141/2004 of 28 January 2004 laying down rules for applying Council Regulation (EC) No 1257/1999 as regards the transitional rural development measures applicable to the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland Slovenia and Slovakia (
OJ L 24, 29.1.2004, p. 25
).
Commission Regulation (EC) No 1828/2006 of 8 December 2006 setting out rules for the implementation of Council Regulation (EC) No 1083/2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and of Regulation (EC) No 1080/2006 of the European Parliament and of the Council on the European Regional Development Fund (
OJ L 371, 27.12.2006, p. 1
).
6 5 3
Financial corrections related to the programming period 2007-2013 — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
4 639 723,19
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the Cohesion Fund (CF) the European Fisheries Fund (EFF) and the Instrument for Pre-accession Assistance (IPA I), related to the 2007-2013 programming period.
The amounts entered under this article may, in accordance with Article 21 of the Financial Regulation be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11 and 13 of the statement of expenditure in this section.
In accordance with Article 152(1) of Regulation (EU) No 1303/2013, that Regulation does not affect the continuation or modification, including the total or partial cancellation, of the projects concerned, until their closure, or of assistance approved by the Commission on the basis of Regulation (EC) No 1083/2006 or any other legislation applying to that assistance on 31 December 2013.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
Reference acts
Commission Regulation (EC) No 1828/2006 of 8 December 2006 setting out rules for the implementation of Council Regulation (EC) No 1083/2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and of Regulation (EC) No 1080/2006 of the European Parliament and of the Council on the European Regional Development Fund (
OJ L 371, 27.12.2006, p. 1
).
6 5 4
Financial corrections related to the programming period 2014-2020 — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to accommodate financial corrections in connection with the European Regional Development Fund (ERDF), the European Social Fund (ESF), the Cohesion Fund (CF), the European Maritime and Fisheries Fund (EMFF), the Fund for European Aid to the Most Deprived (FEAD), the Instrument for Pre-accession Assistance (IPA II), the Asylum, Migration and Integration Fund and the Internal Security Fund, related to the 2014-2020 programming period.
The amounts entered under this article will, in accordance with Article 21 of the Financial Regulation, be used to provide additional appropriations on the corresponding headings of Titles 04, 05, 11, 13 and 18 of the statement of expenditure in this section.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the Instrument for Financial Support for Police Cooperation, Preventing and Combatting Crime, and Crisis Management (
OJ L 150, 20.5.2014, p. 112
).
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
603 271 105,16
Remarks
This item is intended to accommodate, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance the expenditure to which this revenue is assigned.
6 6 0 1
Other non-assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
80 000 000
80 000 000
1 623 615,04
Remarks
This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used, in accordance with Article 21 of the Financial Regulation.
CHAPTER 6 7 —
   
REVENUE CONCERNING THE EUROPEAN AGRICULTURAL GUARANTEE FUND AND THE EUROPEAN AGRICULTURAL FUND FOR RURAL DEVELOPMENT
6 7 0
Revenue concerning the European Agricultural Guarantee Fund
6 7 0 1
Clearance of European Agricultural Guarantee Fund accounts — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
861 884 003,55
Remarks
This item is intended to accommodate amounts resulting from decisions related to conformity and accounting clearance of accounts in favour of the Union budget concerning expenditure financed by the European Agricultural Guidance and Guarantee Fund (Guarantee Section) under Heading 1 of the 2000-2006 Financial Perspectives and the European Agricultural Guarantee Fund (EAGF), under Heading 2 of the 2007-2013 and the 2014-2020 multiannual financial framework in accordance with Articles 51 and 52 of Regulation (EU) No 1306/2013. It includes corrections related to non-compliance with payment deadlines in accordance with Article 40 of that Regulation.
This item is also intended to accommodate amounts resulting from decisions related to conformity and accounting clearance of accounts in favour of the general budget of the Union concerning expenditure financed by the temporary scheme for the restructuring of the sugar industry (Sugar Restructuring Fund) in the Community established by Regulation (EC) No 320/2006, which ended on 30 September 2012.
In accordance with Article 1(3) of Regulation (EC) No 320/2006 and Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under EAGF of the statement of expenditure in this section.
The revenue under this item has been estimated at EUR 944 000 000, including EUR 352 000 000 estimated to be carried over from 2019 to 2020 in accordance with point (b) of Article 12(4) of the Financial Regulation. When establishing the budget for 2020, an amount of EUR 150 000 000 was taken into account for financing the needs of measures under Article 05 02 08 (Item 05 02 08 03) and the remaining amount of EUR 794 000 000 was taken into account for financing the needs of measures under Article 05 03 01 (Item 05 03 01 10).
Legal basis
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 0 2
European Agricultural Guarantee Fund irregularities — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
131 592 394,89
Remarks
This item is intended to accommodate amounts recovered following irregularities or negligence, including the related interest, in particular amounts recovered in cases of irregularities or fraud, penalties and interest received, as well as securities, deposits or guarantees forfeited concerning expenditure financed by the European Agricultural Guidance and Guarantee Fund (Guarantee Section) under Heading 1 of the 2000-2006 Financial Perspectives and the European Agricultural Guarantee Fund (EAGF), under Heading 2 of the 2007-2013 and the 2014-2020 multiannual financial framework in accordance with Articles 54 and 55 of Regulation (EU) No 1306/2013.
This item is also intended to accommodate amounts recovered following irregularities or oversight, including interest, penalties and securities acquired, resulting from expenditure financed by the temporary scheme for the restructuring of the sugar industry (Sugar Restructuring Fund) in the Community established by Regulation (EC) No 320/2006, which ended on 30 September 2012.
This item is also intended to accommodate the net amounts recovered for which Member States may retain 20 % as provided for in Article 55 of Regulation (EU) No 1306/2013.
In accordance with Article 1(3) of Regulation (EC) No 320/2006 and Articles 43 and 55 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under EAGF of the statement of expenditure in this section.
The revenue under this item has been estimated at EUR 127 000 000. When establishing the budget for 2020, this amount was taken into account for financing the needs of measures under Article 05 03 01 (Item 05 03 01 10).
Legal basis
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 0 3
Superlevy from milk producers — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
3 884 635,12
Remarks
This item is intended to accommodate amounts related to the surplus levy applying to the milk quota system which are collected or recovered in accordance with Section III of Chapter III of Title I of Part II of Regulation (EC) No 1234/2007, in particular Article 78 thereof.
In accordance with Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under European Agricultural Guarantee Fund of the statement of expenditure in this section.
The milk superlevy was collected and declared by Member States for the last time under the general budget of the Union for 2016 following the end of the milk quota system in calendar year 2015. Any incoming revenue under this item would only concern possible regularisations of certain files, for which estimates are not possible in advance, and would be used for financing needs for measures under Article 05 03 01 (Item 05 03 01 10).
Legal basis
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 1
Revenue concerning the European Agricultural Fund for Rural Development
6 7 1 1
Clearance of accounts European Agricultural Fund for Rural Development — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
250 426 539,98
Remarks
This item is intended to accommodate amounts resulting from decisions related to conformity and accounting clearance of accounts in favour of the Union budget within the context of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) in accordance with Articles 51 and 52 of Regulation (EU) No 1306/2013. Amounts in relation to the repayment of payments on account under the EAFRD are also recorded on this item.
In accordance with Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under the EAFRD.
The revenue under this item has been estimated at EUR 341 000 000. When establishing the budget for 2020, this amount was taken into account for financing the needs of EAFRD measures under Chapter 05 04 (Item 05 04 60 01).
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
6 7 1 2
European Agricultural Fund for Rural Development irregularities — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
198 800 557,47
Remarks
This item is intended to accommodate amounts recovered resulting from irregularities and negligence, including the related interest, in particular amounts recovered in cases of irregularities or fraud, penalties and interest received as well as securities forfeited in the context of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) in accordance with Articles 54 and 56 of Regulation (EU) No 1306/2013.
In accordance with Article 43 of Regulation (EU) No 1306/2013, such amounts shall be regarded as assigned revenue within the meaning of Article 21 of the Financial Regulation. Any revenue under this item will be used to provide additional appropriations to any budgetary item under the EAFRD.
When establishing the budget for 2020, no specific amount was foreseen for EAFRD budget items under Chapter 05 04.
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 7
DEFAULT INTEREST AND FINES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 7 0
7 0 0
Default interest
7 0 0 0
Default interest in respect of own resources made available by the Member States
5 000 000
5 000 000
30 801 016,83
616,02
7 0 0 1
Other default interest
p.m.
p.m.
567 226,61
Article 7 0 0 — Total
5 000 000
5 000 000
31 368 243,44
627,36
7 0 1
Interest connected with fines and penalty payments
10 000 000
10 000 000
54 501 323,69
545,01
7 0 2
Interest on deposits in the framework of the Union’s economic governance — Assigned revenue
p.m.
p.m.
0 ,—
7 0 9
Other interest
p.m.
p.m.
0 ,—
CHAPTER 7 0 — TOTAL
15 000 000
15 000 000
85 869 567,13
572,46
CHAPTER 7 1
7 1 0
Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition
100 000 000
100 000 000
1 149 104 530,22
1 149,10
7 1 1
Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty
p.m.
p.m.
192 647 201,15
7 1 2
Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests
p.m.
p.m.
0 ,—
7 1 3
Fines in the framework of the Union’s economic governance — Assigned revenue
p.m.
p.m.
45 750 000 ,—
7 1 9
Other fines and penalty payments
7 1 9 0
Other fines and penalty payments — Assigned revenue
p.m.
p.m.
0 ,—
7 1 9 1
Other non-assigned fines and penalty payments
p.m.
p.m.
0 ,—
Article 7 1 9 — Total
p.m.
p.m.
0 ,—
CHAPTER 7 1 — TOTAL
100 000 000
100 000 000
1 387 501 731,37
1 387,50
Title 7 — Total
115 000 000
115 000 000
1 473 371 298,50
1 281,19
CHAPTER 7 0 —
DEFAULT INTEREST AND INTEREST ON FINES
CHAPTER 7 1 —
FINES AND PENALTIES
CHAPTER 7 0 —
   
DEFAULT INTEREST AND INTEREST ON FINES
7 0 0
Default interest
7 0 0 0
Default interest in respect of own resources made available by the Member States
Financial year 2020
Financial year 2019
Financial year 2018
5 000 000
5 000 000
30 801 016,83
Remarks
Any delay by a Member State in making the entry in the account opened in the name of the Commission referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014 gives rise to the payment of interest by the Member State concerned. However, the recovery of amounts of interest below EUR 500 shall be waived.
For the VAT and GNI-based own resources, interest shall be payable only in relation to delays in entering amounts referred in Article 12(2) of Regulation (EU, Euratom) No 609/2014.
In the case of Member States belonging to the Economic and Monetary Union, the interest rate shall be equal to the rate as published in the 
Official Journal of the European Union
, C series, which the European Central Bank applied to its main refinancing operations on the first day of the month in which the due date fell, or 0 per cent, whichever is higher, increased by 2,5 percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay.
In the case of Member States not belonging to the Economic and Monetary Union, the interest rate shall be equal to the rate applied on the first day of the month in question by the central banks for their main refinancing operations, or 0 per cent, whichever is higher, increased by 2,5 percentage points. For the Member States for which the central bank rate is not available, the interest rate shall be equal to the most equivalent rate applied on the first day of the month in question on the Member State’s money market, or 0 per cent, whichever is higher, increased by 2,5 percentage points. This rate shall be increased by 0,25 of a percentage point for each month of delay.
The total increase shall not exceed 16 percentage points. The increased rate shall be applied to the entire period of delay.
Legal basis
Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
), and in particular Article 12 thereof.
7 0 0 1
Other default interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
567 226,61
Remarks
This item is intended to record default interest on entitlements other than own resources.
Legal basis
Agreement on the European Economic Area (
OJ L 1, 3.1.1994, p. 3
), and in particular Article 2(5) of Protocol 32 thereto.
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (
OJ L 210, 31.7.2006, p. 25
), and in particular Article 102 thereof.
Commission Regulation (EC) No 1828/2006 of 8 December 2006 setting out rules for the implementation of Council Regulation (EC) No 1083/2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and of Regulation (EC) No 1080/2006 of the European Parliament and of the Council on the European Regional Development Fund (
OJ L 371, 27.12.2006, p. 1
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012, p. 1), and in particular Article 99 thereof.
7 0 1
Interest connected with fines and penalty payments
Financial year 2020
Financial year 2019
Financial year 2018
10 000 000
10 000 000
54 501 323,69
Remarks
This article is intended to record accrued interest on special accounts for fines and default interest connected with fines and penalty payments, including penalty payments related to Member States.
Legal basis
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (
OJ L 1, 4.1.2003, p. 1
).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (
OJ L 24, 29.1.2004, p. 1
), and in particular Articles 14 and 15 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 99 thereof.
7 0 2
Interest on deposits in the framework of the Union’s economic governance — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to receive interest on deposits in the framework of the Union’s economic governance.
In accordance with point (c) of Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Council Regulation (EC) No 1467/97 of 7 July 1997 on speeding up and clarifying the implementation of the excessive deficit procedure (
OJ L 209, 2.8.1997, p. 6
), and in particular Article 16 thereof.
7 0 9
Other interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to accommodate all other possible interest related to late payment and not listed under Chapter 7 0 and which is due only in exceptional circumstances not justifying the creation of a specific budget line.
CHAPTER 7 1 —
   
FINES AND PENALTIES
7 1 0
Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition
Financial year 2020
Financial year 2019
Financial year 2018
100 000 000
100 000 000
1 149 104 530,22
Remarks
The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations enumerated below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.
The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.
Legal basis
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (
OJ L 1, 4.1.2003, p. 1
).
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (
OJ L 24, 29.1.2004, p. 1
), and in particular Articles 14 and 15 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
7 1 1
Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
192 647 201,15
Remarks
This article is intended to record penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty.
Legal basis
Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof.
7 1 2
Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to accommodate any penalties resulting from measures taken by the Commission to address irregularities detected in the framework of the protection of the financial interests of the Union.
Legal basis
Regulation (EU) No 1294/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme for customs in the European Union for the period 2014-2020 (Customs 2020) and repealing Decision No 624/2007/EC (
OJ L 347, 20.12.2013, p. 209
).
7 1 3
Fines in the framework of the Union’s economic governance — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
45 750 000 ,—
Remarks
This article is intended to accommodate fines in the framework of the Union’s economic governance.
In accordance with point (c) of Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
Legal basis
Council Regulation (EC) No 1467/97 of 7 July 1997 on speeding up and clarifying the implementation of the excessive deficit procedure (
OJ L 209, 2.8.1997, p. 6
), and in particular Article 16 thereof.
Regulation (EU) No 1173/2011 of the European Parliament and of the Council of 16 November 2011 on the effective enforcement of budgetary surveillance in the euro area (
OJ L 306, 23.11.2011, p. 1
).
Regulation (EU) No 1174/2011 of the European Parliament and of the Council of 16 November 2011 on enforcement measures to correct excessive macroeconomic imbalances in the euro area (
OJ L 306, 23.11.2011, p. 8
).
7 1 9
Other fines and penalty payments
7 1 9 0
Other fines and penalty payments — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 7 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
7 1 9 1
Other non-assigned fines and penalty payments
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate any revenue not provided for in other parts of Article 7 1 0 which is not used in accordance with Article 21 of the Financial Regulation.
TITLE 8
BORROWING AND LENDING OPERATIONS
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 8 0
8 0 0
European Union guarantee for Union borrowings for balance of payments support
p.m.
p.m.
0 ,—
8 0 1
European Union guarantee for Euratom borrowings
p.m.
p.m.
0 ,—
8 0 2
European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism
p.m.
p.m.
0 ,—
CHAPTER 8 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 8 1
8 1 0
Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries
p.m.
p.m.
35 948 290,12
8 1 3
Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation
p.m.
p.m.
0 ,—
CHAPTER 8 1 — TOTAL
p.m.
p.m.
35 948 290,12
CHAPTER 8 2
8 2 7
European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries
p.m.
p.m.
0 ,—
8 2 8
Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States
p.m.
p.m.
0 ,—
CHAPTER 8 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 8 3
8 3 5
European Union guarantee for European Investment Bank loans to third countries
p.m.
p.m.
0 ,—
8 3 6
European Union guarantee for the European Fund for Sustainable Development
p.m.
p.m.
0 ,—
CHAPTER 8 3 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 8 5
8 5 0
Dividends paid by the European Investment Fund
2 076 361
2 823 744
3 087 566 ,—
148,70
CHAPTER 8 5 — TOTAL
2 076 361
2 823 744
3 087 566 ,—
148,70
Title 8 — Total
2 076 361
2 823 744
39 035 856,12
1 880,01
CHAPTER 8 0 —
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES
CHAPTER 8 1 —
LOANS GRANTED BY THE COMMISSION
CHAPTER 8 2 —
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES
CHAPTER 8 3 —
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES
CHAPTER 8 5 —
REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES
CHAPTER 8 0 —
   
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES
8 0 0
European Union guarantee for Union borrowings for balance of payments support
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The Union guarantee is for borrowings raised on the capital markets or from financial institutions. The amount in principal of loans which may then be granted to the Member States is limited to EUR 50 000 000 000.
This article is intended to record any revenue arising from exercise of rights in connection with a guarantee under Article 01 02 02, provided that this revenue has not been deducted from expenditure.
A summary of borrowing and lending operations, including debt management, in capital and interest, is given in Annex Part II to the statement of expenditure in this section.
Legal basis
For the legal basis, see the remark for Article 01 02 02 of the statement of expenditure in this section.
8 0 1
European Union guarantee for Euratom borrowings
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from exercise of rights in connection with a guarantee under Article 01 04 03, provided that this revenue has not been deducted from expenditure.
A summary of borrowing and lending operations, including debt management, in capital and interest, is given in Annex Part II to the statement of expenditure in this section.
Legal basis
For the legal basis, see the remark for Article 01 04 03 of the statement of expenditure in this section.
8 0 2
European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The Union guarantee is for borrowings raised on the capital markets or from financial institutions. The outstanding amount of loans or credit lines to be granted to Member States shall be in the limits set out in the legal basis.
This article is intended to record any revenue arising from exercise of rights in connection with a guarantee under Article 01 02 03, provided that this revenue has not been deducted from expenditure.
A summary of borrowing and lending operations, including debt management, in capital and interest, is given in Annex Part II to the statement of expenditure in this section.
Legal basis
For the legal basis, see the remark for Article 01 02 03 of the statement of expenditure in this section.
CHAPTER 8 1 —
   
LOANS GRANTED BY THE COMMISSION
8 1 0
Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
35 948 290,12
Remarks
This article is intended to record capital repayments and interest payments on special loans and risk capital granted from the appropriations in Chapters 22 02 and 22 04 of the statement of expenditure in this section to Mediterranean third countries.
It also comprises capital repayments and interest payments on special loans and risk capital granted to certain Mediterranean Member States which, however, represent a very small proportion of the overall amount. Those loans and risk capital were granted at a time the countries had not yet joined the Union.
The revenue obtained normally exceeds the amounts forecast in the budget because of the interest payments on special loans which may still be disbursed during the preceding financial year as well as during the current financial year. The interest on special loans and risk capital is charged from the moment the loans are disbursed; interest on special loans is paid in six-monthly instalments and interest on risk capital generally in annual instalments.
This article may accommodate, in accordance with Article 21 of the Financial Regulation, assigned revenue which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
Legal basis
For the legal basis, see remarks for Chapters 22 02 and 22 04 of the statement of expenditure in this section.
8 1 3
Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record capital repayments and interest payments on loans and risk capital granted from the appropriations in Articles 21 02 51 and 22 04 51 of the statement of expenditure in this section under the European Union Investment Partners operation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
For the legal basis, see also the remarks for Articles 21 02 51 and 22 04 51 of the statement of expenditure in this section.
CHAPTER 8 2 —
   
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES
8 2 7
European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from exercise of rights in connection with a guarantee under Article 01 03 03, provided that this revenue has not been deducted from expenditure.
A summary of borrowing and lending operations, including debt management, in capital and interest, is given in Annex Part II to the statement of expenditure in this section.
Legal basis
For the legal basis, see the remark for Article 01 03 03 of the statement of expenditure in this section.
8 2 8
Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from exercise of rights in connection with a guarantee under Article 01 03 04 of the statement of expenditure in this section, provided that this revenue has not been deducted from expenditure.
A summary of borrowing and lending operations, including debt management, in capital and interest, is given in Annex Part II to the statement of expenditure in this section.
Legal basis
For the legal basis, see the remark for Article 01 03 04 of the statement of expenditure in this section.
CHAPTER 8 3 —
   
REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES
8 3 5
European Union guarantee for European Investment Bank loans to third countries
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 03 05 of the statement of expenditure in this section.
A summary of borrowing and lending operations, including debt management, in capital and interest, is given in Annex Part II to the statement of expenditure in this section.
8 3 6
European Union guarantee for the European Fund for Sustainable Development
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record any revenue arising from the exercise of rights in connection with a guarantee under Article 01 03 07 of the statement of expenditure in this section provided that this revenue has not been deducted from expenditure.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
CHAPTER 8 5 —
   
REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES
8 5 0
Dividends paid by the European Investment Fund
Financial year 2020
Financial year 2019
Financial year 2018
2 076 361
2 823 744
3 087 566 ,—
Remarks
This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution.
Legal basis
Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (
OJ L 173, 7.7.1994, p. 12
).
Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (
OJ L 107, 25.4.2007, p. 5
).
Decision No 562/2014/EU of the European Parliament and of the Council of 15 May 2014 on the participation of the European Union in the capital increase of the European Investment Fund (
OJ L 156, 24.5.2014, p. 1
).
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
15 000 000
15 000 000
12 219 521,55
81,46
CHAPTER 9 0 — TOTAL
15 000 000
15 000 000
12 219 521,55
81,46
Title 9 — Total
15 000 000
15 000 000
12 219 521,55
81,46
GRAND TOTAL
1 547 113 456
1 518 957 719
15 731 651 581,37
1 016,84
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
15 000 000
15 000 000
12 219 521,55
Remarks
This article is intended to record miscellaneous revenue.
GENERAL SUMMARY OF APPROPRIATIONS (2020 AND 2019) AND OUTTURN (2018)
Title
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
01
ECONOMIC AND FINANCIAL AFFAIRS
550 910 219
1 501 374 219
336 080 338
1 203 618 938
2 686 217 990,64
2 671 642 140,45
02
INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES
3 203 612 540
2 706 787 634
2 795 347 759
2 472 904 542
2 521 501 018,86
2 354 549 702,35
03
COMPETITION
116 380 398
116 380 398
111 419 935
111 419 935
112 936 711,45
112 936 711,45
04
EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION
14 881 605 545
13 394 134 411
14 752 082 684
11 909 765 679
16 468 803 136,21
14 654 872 680,89
Reserves (40 02 41)
2 124 650
2 124 650
14 881 605 545
13 394 134 411
14 754 207 334
11 911 890 329
16 468 803 136,21
14 654 872 680,89
05
AGRICULTURE AND RURAL DEVELOPMENT
58 698 932 091
57 007 767 922
58 407 290 788
56 640 808 555
59 344 514 224,54
57 168 128 173,46
06
MOBILITY AND TRANSPORT
4 871 268 495
3 065 461 523
4 808 120 781
2 509 542 057
4 117 923 176,34
2 367 568 349,05
07
ENVIRONMENT
555 989 653
410 691 242
524 637 568
370 305 068
505 675 994,16
363 794 957,49
08
RESEARCH AND INNOVATION
7 987 937 964
7 093 573 238
7 485 465 948
6 736 960 766
7 505 341 759,76
6 776 181 749,22
09
COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY
2 684 291 569
2 310 507 713
2 430 576 987
2 133 936 653
2 337 365 525,96
2 258 182 892,91
10
DIRECT RESEARCH
452 584 121
446 424 944
442 386 973
429 535 154
523 844 578,58
510 500 768,12
11
MARITIME AFFAIRS AND FISHERIES
1 096 734 831
904 804 693
1 027 770 112
660 534 435
1 221 791 789,39
927 438 266,80
Reserves (40 02 41)
67 843 000
64 300 000
117 158 000
108 850 000
1 164 577 831
969 104 693
1 144 928 112
769 384 435
1 221 791 789,39
927 438 266,80
12
FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION
114 419 241
115 165 918
118 629 491
120 397 491
98 015 691,95
96 265 407,69
13
REGIONAL AND URBAN POLICY
42 471 510 173
36 055 407 098
41 582 312 046
35 091 420 707
46 090 237 951,32
39 668 010 041,46
14
TAXATION AND CUSTOMS UNION
177 055 750
170 293 750
177 189 872
176 043 872
180 823 849,17
169 685 978,64
15
EDUCATION AND CULTURE
4 828 897 829
4 457 288 075
4 559 701 295
4 052 011 674
4 257 823 878,41
3 840 205 203,28
16
COMMUNICATION
219 381 095
216 738 095
216 190 642
213 072 642
215 867 123,29
213 684 194,18
17
HEALTH AND FOOD SAFETY
668 839 926
625 083 932
616 863 058
561 494 331
622 099 102,56
585 558 574,97
18
MIGRATION AND HOME AFFAIRS
2 677 715 528
2 786 600 656
2 271 495 179
2 575 769 156
2 983 947 455,34
2 277 922 212,84
Reserves (40 02 41)
1 003 000
1 003 000
520 082 000
159 985 000
2 678 718 528
2 787 603 656
2 791 577 179
2 735 754 156
2 983 947 455,34
2 277 922 212,84
19
FOREIGN POLICY INSTRUMENTS
907 036 746
808 717 831
869 399 248
721 583 145
884 556 064,67
780 659 501,14
20
TRADE
119 662 291
118 971 291
115 720 915
114 996 915
114 466 212,70
113 066 212,70
21
INTERNATIONAL COOPERATION AND DEVELOPMENT
3 819 395 952
3 320 689 539
3 716 766 158
3 301 481 774
3 652 110 895,13
3 321 892 562,87
22
NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS
4 249 309 007
3 364 739 705
5 072 397 502
3 769 644 975
4 499 570 943,07
3 573 699 063,67
23
HUMANITARIAN AID AND CIVIL PROTECTION
1 325 017 691
1 346 881 622
1 764 263 810
1 704 662 100
1 630 304 494,81
1 601 392 042,40
Reserves (40 02 41)
117 200 000
54 760 000
1 325 017 691
1 346 881 622
1 881 463 810
1 759 422 100
1 630 304 494,81
1 601 392 042,40
24
FIGHT AGAINST FRAUD
84 569 600
80 879 853
82 812 100
82 945 264
80 899 797,39
73 182 291,38
25
COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE
261 638 248
262 663 248
260 051 836
260 126 836
248 535 581,36
247 690 423,96
26
COMMISSION’S ADMINISTRATION
1 169 128 790
1 168 977 000
1 143 259 951
1 142 431 971
1 289 575 384,72
1 289 398 824,92
Reserves (40 02 41)
620 000
310 000
1 169 128 790
1 168 977 000
1 143 879 951
1 142 741 971
1 289 575 384,72
1 289 398 824,92
27
BUDGET
72 732 451
72 732 451
73 674 246
73 674 246
72 383 321,13
72 383 321,13
28
AUDIT
20 254 041
20 254 041
19 730 856
19 730 856
19 556 551,44
19 556 551,44
29
STATISTICS
162 101 479
159 101 479
159 791 212
143 606 212
154 066 790,45
152 396 205,33
30
PENSIONS AND RELATED EXPENDITURE
2 133 215 000
2 133 215 000
2 008 091 000
2 008 091 000
1 882 125 488,11
1 882 125 488,11
31
LANGUAGE SERVICES
410 651 078
410 651 078
403 346 735
403 346 735
443 544 631,80
443 544 631,80
32
ENERGY
2 399 423 663
1 870 314 222
2 006 200 068
1 627 907 277
1 675 747 983,59
1 718 985 909,10
33
JUSTICE AND CONSUMERS
282 232 215
278 248 093
264 795 838
247 037 892
261 866 732,75
268 799 443,03
Reserves (40 02 41)
345 000
259 000
282 232 215
278 248 093
265 140 838
247 296 892
261 866 732,75
268 799 443,03
34
CLIMATE ACTION
180 975 805
114 778 918
165 102 178
108 439 678
154 752 154,71
85 523 364,32
40
RESERVES
537 763 000
358 500 000
527 248 000
351 500 000
0,—
0,—
Total
164 462 020 025
149 340 103 832
162 073 742 759
144 377 037 181
168 858 793 985,76
152 661 423 842,55
Of which Reserves (40 02 41)
68 846 000
65 303 000
757 529 650
326 288 650
TITLE XX
ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01
ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS
XX 01 01
Expenditure related to officials and temporary staff in policy areas
XX 01 01 01
Expenditure related to officials and temporary staff working with the institution
XX 01 01 01 01
Remuneration and allowances
5.2
2 151 968 000
2 102 718 000
2 056 935 445,29
XX 01 01 01 02
Expenses and allowances related to recruitment, transfers and termination of service
5.2
11 968 000
11 117 000
9 773 028,87
XX 01 01 01 03
Adjustments to remuneration
5.2
26 996 000
24 265 000
0 ,—
Subtotal
2 190 932 000
2 138 100 000
2 066 708 474,16
XX 01 01 02
Expenditure related to Commission officials and temporary staff working in Union delegations
XX 01 01 02 01
Remuneration and allowances
5.2
128 015 000
115 468 000
111 927 501,93
XX 01 01 02 02
Expenses and allowances related to recruitment, transfers and termination of service
5.2
8 159 000
7 642 000
7 462 837,40
XX 01 01 02 03
Appropriations to cover any adjustments to remuneration
5.2
1 541 000
1 278 000
0 ,—
Subtotal
137 715 000
124 388 000
119 390 339,33
Article XX 01 01 — Subtotal
2 328 647 000
2 262 488 000
2 186 098 813,49
XX 01 02
External personnel and other management expenditure
XX 01 02 01
External personnel working with the institution
XX 01 02 01 01
Contract staff
5.2
76 546 000
71 297 400
80 167 231,13
XX 01 02 01 02
Agency staff and technical and administrative assistance in support of different activities
5.2
21 151 000
21 523 000
23 127 002,81
XX 01 02 01 03
National civil servants temporarily assigned to the institution
5.2
39 029 000
40 048 385
31 843 910,50
Subtotal
136 726 000
132 868 785
135 138 144,44
XX 01 02 02
External personnel of the Commission in Union delegations
XX 01 02 02 01
Remuneration of other staff
5.2
9 914 000
9 710 000
8 817 023 ,—
XX 01 02 02 02
Training of junior experts and seconded national experts
5.2
2 193 000
2 079 000
1 776 061 ,—
XX 01 02 02 03
Expenses of other staff and payment for other services
5.2
386 000
390 000
357 365 ,—
Subtotal
12 493 000
12 179 000
10 950 449 ,—
XX 01 02 11
Other management expenditure of the institution
XX 01 02 11 01
Mission and representation expenses
5.2
58 250 000
57 355 000
60 309 630,98
XX 01 02 11 02
Conferences, meetings and expert groups’ expenses
5.2
20 993 000
22 429 000
20 481 139,39
XX 01 02 11 03
Meetings of committees
5.2
9 500 000
10 265 000
9 386 456,34
XX 01 02 11 04
Studies and consultations
5.2
5 260 000
5 370 000
6 150 695,61
XX 01 02 11 05
Information and management systems
5.2
36 000 000
35 258 000
53 745 618,26
XX 01 02 11 06
Further training and management training
5.2
11 310 000
11 500 000
13 385 875,40
Subtotal
141 313 000
142 177 000
163 459 415,98
XX 01 02 12
Other management expenditure relating to Commission staff in Union delegations
XX 01 02 12 01
Missions, conferences and representation expenses
5.2
5 870 000
5 620 000
5 700 000 ,—
XX 01 02 12 02
Further training of staff in delegations
5.2
485 000
485 000
369 682,70
Subtotal
6 355 000
6 105 000
6 069 682,70
Article XX 01 02 — Subtotal
296 887 000
293 329 785
315 617 692,12
XX 01 03
Expenditure related to information and communication technology equipment and services, and buildings
XX 01 03 01
Expenditure related to information and communication technology equipment and services of the Commission
XX 01 03 01 03
Information and communication technology equipment
5.2
58 912 000
67 696 000
81 182 195,77
XX 01 03 01 04
Information and communication technology services
5.2
86 392 000
75 644 000
84 279 829,94
Subtotal
145 304 000
143 340 000
165 462 025,71
XX 01 03 02
Buildings and related expenditure relating to Commission staff in Union delegations
XX 01 03 02 01
Acquisition, renting and related expenditure
5.2
27 859 000
27 915 000
25 229 257 ,—
XX 01 03 02 02
Equipment, furniture, supplies and services
5.2
353 000
667 000
315 513 ,—
Subtotal
28 212 000
28 582 000
25 544 770 ,—
Article XX 01 03 — Subtotal
173 516 000
171 922 000
191 006 795,71
CHAPTER XX 01 — TOTAL
2 799 050 000
2 727 739 785
2 692 723 301,32
CHAPTER XX 01 —
   
ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS
XX 01 01
Expenditure related to officials and temporary staff in policy areas
XX 01 01 01
Expenditure related to officials and temporary staff working with the institution
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 01 01
Expenditure related to officials and temporary staff working with the institution
XX 01 01 01 01
Remuneration and allowances
5.2
2 151 968 000
2 102 718 000
2 056 935 445,29
XX 01 01 01 02
Expenses and allowances related to recruitment, transfers and termination of service
5.2
11 968 000
11 117 000
9 773 028,87
XX 01 01 01 03
Adjustments to remuneration
5.2
26 996 000
24 265 000
0 ,—
Item XX 01 01 01 — Total
2 190 932 000
2 138 100 000
2 066 708 474,16
Remarks
With the exception of staff serving in third countries, this appropriation is intended to cover, in respect of officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and other payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to be made by the Commission to temporary staff to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
in respect of officials and temporary staff, allowances for shift work or standby duty at the official’s place of work or at home,
—
allowances in the event of dismissal of a probationary official for obvious inadequacy,
—
allowances in the event of cancellation by the institution of the contract of a temporary staff member,
—
reimbursement of expenditure on security measures at the homes of officials working in offices of the Union and in Union delegations within the territory of the Union,
—
flat-rate allowances and payments at hourly rates for overtime worked by officials in category AST which cannot be compensated, under the arrangements laid down, by free time,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
daily subsistence allowance for officials and temporary staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment,
—
transitional costs for officials assigned to posts in new Member States prior to accession who are requested to remain in service in those Member States following the accession date, and who will be entitled, exceptionally, to the same financial and material conditions applied by the Commission before accession, in accordance with Annex X to the Staff Regulations of Officials and the Conditions of Employment of Other Servants of the European Union,
—
the cost of any adjustments to remuneration during the financial year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 52 000 409.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
XX 01 01 02
Expenditure related to Commission officials and temporary staff working in Union delegations
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 01 02
Expenditure related to Commission officials and temporary staff working in Union delegations
XX 01 01 02 01
Remuneration and allowances
5.2
128 015 000
115 468 000
111 927 501,93
XX 01 01 02 02
Expenses and allowances related to recruitment, transfers and termination of service
5.2
8 159 000
7 642 000
7 462 837,40
XX 01 01 02 03
Appropriations to cover any adjustments to remuneration
5.2
1 541 000
1 278 000
0 ,—
Item XX 01 01 02 — Total
137 715 000
124 388 000
119 390 339,33
Remarks
In respect of Items 19 01 01 02, 20 01 01 02, 21 01 01 02 and 22 01 01 02, relating to Union delegations in third countries and at international organisations, this appropriation is intended to cover, in respect of officials and temporary staff holding posts on the Commission establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
overtime,
—
the cost of weightings applied to the remuneration of officials and temporary staff,
—
the cost of any adjustments to remuneration during the financial year,
—
installation and resettlement allowances due to staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment, and on finally leaving the institution and resettling elsewhere,
—
travel expenses due to staff (including members of their family) on taking up duty, leaving the institution or transfer to another place of employment,
—
removal expenses due to staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment, and on finally leaving the institution and resettling elsewhere.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
XX 01 02
External personnel and other management expenditure
XX 01 02 01
External personnel working with the institution
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 02 01
External personnel working with the institution
XX 01 02 01 01
Contract staff
5.2
76 546 000
71 297 400
80 167 231,13
XX 01 02 01 02
Agency staff and technical and administrative assistance in support of different activities
5.2
21 151 000
21 523 000
23 127 002,81
XX 01 02 01 03
National civil servants temporarily assigned to the institution
5.2
39 029 000
40 048 385
31 843 910,50
Item XX 01 02 01 — Total
136 726 000
132 868 785
135 138 144,44
Remarks
This appropriation is intended to cover the following expenditure incurred within the territory of the Union:
—
the remuneration of contract staff (within the meaning of the Conditions of Employment of Other Servants of the European Union), employer’s contributions to social welfare for contract staff and the impact of weightings applicable to the remuneration of such staff,
—
a sum to cover the remuneration of contract staff acting as guides for persons with disabilities,
—
the employment of agency staff, particularly clerical staff and shorthand typists,
—
expenditure on staff included in service contracts for technical and administrative work and the supply of intellectual services, and expenditure on buildings and equipment and operating costs relating to this type of staff,
—
the cost of national civil servants or other experts on secondment or temporary assignment to the Commission or called for short consultations, particularly to draft legislation on harmonisation in various areas; exchanges are also organised to allow uniform application of Union legislation by the Member States,
—
the cost of any adjustments to remuneration during the financial year.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Revenue from contributions from the EFTA States to the Union’s general costs under Article 82 of the Agreement on the European Economic Area gives rise to the provision of supplementary appropriations to be entered in the budget lines concerned in accordance with the Financial Regulation. The amount of such revenue is estimated at EUR 177 012.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The amount of assigned revenue based on data available in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 9 517 500.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in employment and occupation (
OJ L 303, 2.12.2000, p. 16
).
Code of good practice for the employment of people with disabilities, adopted by European Parliament Bureau Decision of 22 June 2005.
XX 01 02 02
External personnel of the Commission in Union delegations
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 02 02
External personnel of the Commission in Union delegations
XX 01 02 02 01
Remuneration of other staff
5.2
9 914 000
9 710 000
8 817 023 ,—
XX 01 02 02 02
Training of junior experts and seconded national experts
5.2
2 193 000
2 079 000
1 776 061 ,—
XX 01 02 02 03
Expenses of other staff and payment for other services
5.2
386 000
390 000
357 365 ,—
Item XX 01 02 02 — Total
12 493 000
12 179 000
10 950 449 ,—
Remarks
In respect of Items 19 01 02 02, 20 01 02 02, 21 01 02 02 and 22 01 02 02, relating to external personnel of the Commission posted in Union delegations in third countries and at international organisations, this appropriation is intended to cover:
—
the remuneration of local and/or contract staff, and the social security charges and benefits to be met by the employer,
—
employer’s contributions towards supplementary social security cover for local staff,
—
services of agency and freelance staff.
As regards junior experts and seconded national experts in Union delegations, this appropriation is intended:
—
to finance or co-finance the expenditure related to the posting of junior experts (university graduates) in Union delegations,
—
to meet the costs of seminars organised for young diplomats from the Member States and third countries,
—
to cover expenditure relating to the secondment or temporary assignment of officials from the Member States to Union delegations.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
XX 01 02 11
Other management expenditure of the institution
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 02 11
Other management expenditure of the institution
XX 01 02 11 01
Mission and representation expenses
5.2
58 250 000
57 355 000
60 309 630,98
XX 01 02 11 02
Conferences, meetings and expert groups’ expenses
5.2
20 993 000
22 429 000
20 481 139,39
XX 01 02 11 03
Meetings of committees
5.2
9 500 000
10 265 000
9 386 456,34
XX 01 02 11 04
Studies and consultations
5.2
5 260 000
5 370 000
6 150 695,61
XX 01 02 11 05
Information and management systems
5.2
36 000 000
35 258 000
53 745 618,26
XX 01 02 11 06
Further training and management training
5.2
11 310 000
11 500 000
13 385 875,40
Item XX 01 02 11 — Total
141 313 000
142 177 000
163 459 415,98
Remarks
This appropriation is intended to cover the following decentralised operating expenditure:
Missions:
—
travel expenses, including ancillary costs relating to tickets and reservations, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by Commission staff covered by the Staff Regulations and by national or international experts or officials seconded to Commission departments (refunds of mission expenses paid for the account of other Union institutions or bodies and for third parties will constitute assigned expenditure). Where the option is available, the Commission will use airlines covered by collective bargaining agreements and complying with the relevant ILO conventions.
Representation expenses:
—
reimbursement of the costs incurred by persons officially representing the Commission (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions).
Meetings of experts:
—
reimbursement of the costs incurred for the functioning of the expert groups established or convened by the Commission: travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission).
Conferences:
—
expenditure relating to conferences, congresses and meetings organised by the Commission in support of its various policies, and expenditure for running a network for financial control organisations and bodies, including an annual meeting between such organisations and the members of the European Parliament’s Committee on Budgetary Control, as requested in paragraph 88 of European Parliament resolution of 27 April 2006 with comments forming an integral part of the decision on the discharge for implementation of the European Union general budget for the financial year 2004, Section III — Commission (
OJ L 340, 6.12.2006, p. 5
),
—
expenditure relating to conferences, seminars, meetings, training courses and practical in-house training for officials of the Member States who manage or monitor operations financed by the Union funds or operations to collect revenue that constitutes Union own resources or cooperate in the Union statistics system, and expenditure of the same type for officials from the countries of central and eastern Europe managing or monitoring operations financed under Union programmes,
—
expenditure on training third-country officials who carry out management or control duties with a direct bearing on protecting the Union’s financial interest,
—
the cost of the Commission’s participation in conferences, congresses and meetings,
—
conference enrolment fees, excluding training expenses,
—
subscriptions to trade and scientific associations,
—
the cost of refreshments and food served on special occasions during internal meetings.
Meetings of committees:
—
travel, subsistence and incidental expenses of experts participating in committees set up by the TFEU and by European Parliament and Council Regulations or Council Regulations, and the cost of organising such meetings where they are not covered by the existing infrastructure (in the headquarters of the institutions or external offices) (experts are reimbursed on the basis of decisions made by the Commission).
Studies and consultations:
—
expenditure on specialised studies and consultations contracted out to highly qualified experts (individuals or firms) if the Commission does not have suitable staff available to carry out such studies,
—
the purchase of studies already carried out or subscriptions with specialist research institutions.
Information and management systems:
—
the development and maintenance under contract of management and information systems,
—
the acquisition and maintenance of complete (turnkey) information and management systems in the field of administrative management (staff, budget, finance, accounts, etc.),
—
studies, documentation and training linked to those systems and project management,
—
the acquisition of skills and expertise in the area of information technology for all departments: quality, security, technology, development methodology, information technology management, etc.,
—
technical support for those systems, and the technical work needed to ensure that they operate satisfactorily.
Further training and management training:
—
expenditure on general training designed to improve the skills of the staff and the performance and efficiency of the Commission:
—
fees for experts employed to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality assurance and personnel management,
—
expenditure incurred in designing, holding and evaluating the training organised by the Commission in the form of courses, seminars and conferences (course instructors/speakers and their travel and subsistence expenses, and teaching materials),
—
the cost of attending external training and of joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising such courses and the use of premises and transport and the cost of food and accommodation for the participants of residential courses,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing teaching aids.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Revenue from contributions from the EFTA States to the Union’s general costs under Article 82 of the Agreement on the European Economic Area gives rise to the provision of supplementary appropriations to be entered in the budget lines concerned in accordance with the Financial Regulation. The amount of such revenue is estimated at EUR 672 000.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The amount of assigned revenue based on data available in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 13 395 970.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
XX 01 02 12
Other management expenditure relating to Commission staff in Union delegations
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 02 12
Other management expenditure relating to Commission staff in Union delegations
XX 01 02 12 01
Missions, conferences and representation expenses
5.2
5 870 000
5 620 000
5 700 000 ,—
XX 01 02 12 02
Further training of staff in delegations
5.2
485 000
485 000
369 682,70
Item XX 01 02 12 — Total
6 355 000
6 105 000
6 069 682,70
Remarks
In respect of Items 19 01 02 12, 20 01 02 12, 21 01 02 12 and 22 01 02 12, relating to Commission staff posted in Union delegations in third countries and at international organisations, this appropriation is intended to cover:
—
miscellaneous costs and allowances concerning other staff, including legal consultations,
—
expenditure arising from recruitment procedures of officials, contract staff and local staff, including publication costs, travel and subsistence costs and accident insurance for candidates called for examinations and interviews, costs connected with the organisation of group recruitment tests and pre-recruitment medical examinations,
—
expenses related to the cost of annual medical examinations of officials, contract staff and local staff, including analyses and tests carried out as part of such examinations, cultural activities and initiatives for encouraging social contacts,
—
expenses related to the medical costs of local staff employed under local law contracts, the cost of medical and dental advisers and the costs concerning the policy regarding AIDS at the workplace,
—
the fixed allowance granted to officials who regularly incur representation expenses by reason of their duties, and the reimbursement of costs incurred by authorised officials to represent the Commission or the Union in the interest of the service and by reason of their duties (in the case of Union delegations within the territory of the Union, part of the accommodation expenses will be covered by the fixed representation allowance),
—
expenditure on travel expenses, daily subsistence allowances for missions and incidental or exceptional expenses incurred in connection with missions by officials and other staff,
—
expenditure on travel expenses and daily subsistence allowances in connection with medical evacuations,
—
expenditure arising from crisis situations, including travel, accommodation and daily subsistence allowances,
—
expenditure on general and language training designed to improve the skills of the staff and the performance of the Commission:
—
fees for experts employed to identify training needs, design, develop and hold courses, and to evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, planning, management, strategy, quality assurance and personnel management,
—
expenditure incurred in designing, holding and evaluating training organised by the Commission or the EEAS in the form of courses, seminars and conferences (course instructors/speakers and their travel and subsistence expenses and teaching materials),
—
expenditure related to the practical and logistical aspects of organising courses including premises, transport and equipment hire for training and local and regional seminars as well as miscellaneous connected costs such as refreshments and food,
—
the cost of participation in conferences and symposiums, and subscriptions to professional and scientific associations,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
XX 01 03
Expenditure related to information and communication technology equipment and services, and buildings
XX 01 03 01
Expenditure related to information and communication technology equipment and services of the Commission
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 03 01
Expenditure related to information and communication technology equipment and services of the Commission
XX 01 03 01 03
Information and communication technology equipment
5.2
58 912 000
67 696 000
81 182 195,77
XX 01 03 01 04
Information and communication technology services
5.2
86 392 000
75 644 000
84 279 829,94
Item XX 01 03 01 — Total
145 304 000
143 340 000
165 462 025,71
Remarks
This appropriation is intended to cover the following expenditure incurred within the territory of the Union:
—
telecommunications facilities within the Commission’s buildings, notably the purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems,
—
data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing of equipment, including toner, relating to the presentation of information in printed form, e.g. printers, fax machines, photocopiers and scanners,
—
the purchase, hire or leasing of electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to that equipment,
—
the cost of subscriptions and access to electronic information services and external databases and the acquisition of electronic media, the training and support required for accessing this information,
—
subscription charges and the cost of cable or radio communications (fixed and mobile telephones, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, the cost of inter-building telephone and data links and international transmission lines between sites of Union offices,
—
technical and logistic support, training and other activities of general interest related to computer equipment and software, general computer training, subscriptions to technical documentation whether on paper or in electronic form, etc., external operating staff, office services, subscriptions to international organisations, etc., studies on safety and quality assurance relating to computer equipment and software,
—
expenditure on the Data Centre:
—
the purchase, hire or leasing of computers, peripherals and software for the Data Centre, and the costs of back-up facilities,
—
maintenance, support, studies, documentation, training and supplies related to this equipment and outside operating personnel,
—
the development and maintenance, under contract, of the necessary software for the operation of the Data Centre.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding Commission Representations in the Union for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 10 785 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display-screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
XX 01 03 02
Buildings and related expenditure relating to Commission staff in Union delegations
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
XX 01 03 02
Buildings and related expenditure relating to Commission staff in Union delegations
XX 01 03 02 01
Acquisition, renting and related expenditure
5.2
27 859 000
27 915 000
25 229 257 ,—
XX 01 03 02 02
Equipment, furniture, supplies and services
5.2
353 000
667 000
315 513 ,—
Item XX 01 03 02 — Total
28 212 000
28 582 000
25 544 770 ,—
Remarks
In respect of Items 19 01 03 02, 20 01 03 02, 21 01 03 02 and 22 01 03 02, relating to Commission staff posted in Union delegations in third countries and with international organisations, this appropriation is intended to cover:
—
temporary accommodation allowances and daily allowances,
—
for all the buildings or parts of buildings for officials posted outside the Union: rents (including temporary accommodation) and taxes, insurance premiums, refurbishments and major repairs, and routine expenditure relating to the security of persons,
—
for the buildings or parts of buildings occupied by officials within the territory of the Union: reimbursement of expenditure relating to the security of housing,
—
the purchase, maintenance and repair of equipment such as generators and air-conditioning units for officials’ housing,
—
all expenditure on furniture and fittings for residential accommodation made available to officials.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 01
ECONOMIC AND FINANCIAL AFFAIRS
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
01 01
ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA
85 582 462
85 582 462
84 398 938
84 398 938
83 592 299,39
83 592 299,39
01 02
ECONOMIC AND MONETARY UNION
13 100 000
11 850 000
12 802 400
12 620 000
32 229 342,74
32 095 068,54
01 03
INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS
278 375 757
285 375 757
52 000 000
52 000 000
473 105 342 ,—
467 902 855,42
01 04
FINANCIAL OPERATIONS AND INSTRUMENTS
173 852 000
1 118 566 000
186 879 000
1 054 600 000
2 097 291 006,51
2 088 051 917,10
Title 01 — Total
550 910 219
1 501 374 219
336 080 338
1 203 618 938
2 686 217 990,64
2 671 642 140,45
CHAPTER 01 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
01 01
ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA
01 01 01
Expenditure related to officials and temporary staff in the ‘Economic and financial affairs’ policy area
5.2
71 340 664
70 205 554
67 898 642,16
95,18
01 01 02
External personnel and other management expenditure in support of the ‘Economic and financial affairs’ policy area
01 01 02 01
External personnel
5.2
3 474 883
3 353 018
4 045 633,96
116,43
01 01 02 11
Other management expenditure
5.2
5 535 557
5 633 727
5 722 011,56
103,37
Article 01 01 02 — Subtotal
9 010 440
8 986 745
9 767 645,52
108,40
01 01 03
Expenditure related to information and communication technology equipment and services, and specific expenditure in the ‘Economic and financial affairs’ policy area
01 01 03 01
Expenditure related to information and communication technology equipment and services, and specific expenditure
5.2
4 731 358
4 706 639
5 436 012,15
114,89
01 01 03 04
Expenditure related to specific electronic, telecommunication and information needs
5.2
500 000
500 000
489 999,56
98,00
Article 01 01 03 — Subtotal
5 231 358
5 206 639
5 926 011,71
113,28
Chapter 01 01 — Total
85 582 462
84 398 938
83 592 299,39
97,67
01 01 01
Expenditure related to officials and temporary staff in the ‘Economic and financial affairs’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
71 340 664
70 205 554
67 898 642,16
01 01 02
External personnel and other management expenditure in support of the ‘Economic and financial affairs’ policy area
01 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 474 883
3 353 018
4 045 633,96
01 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 535 557
5 633 727
5 722 011,56
01 01 03
Expenditure related to information and communication technology equipment and services, and specific expenditure in the ‘Economic and financial affairs’ policy area
01 01 03 01
Expenditure related to information and communication technology equipment and services, and specific expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 731 358
4 706 639
5 436 012,15
01 01 03 04
Expenditure related to specific electronic, telecommunication and information needs
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
500 000
500 000
489 999,56
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
expenditure on equipping buildings with telecommunications, in particular the purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing, installation and maintenance of electronic office equipment, computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the cost of subscriptions and access to electronic information services and external databases and the acquisition of electronic media (CD-ROMs etc.),
—
the training and support required for accessing such information,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, telex, telegraph, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
the cost of connection to telecommunication networks, for example SWIFT (interbank) and CoreNet (secure network set up by the ECB), and related infrastructure and services,
—
installation, configuration, maintenance, studies, evaluations, documentation and supplies related to that equipment.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018 p. 1
).
CHAPTER 01 02 —
   
ECONOMIC AND MONETARY UNION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
01 02
ECONOMIC AND MONETARY UNION
01 02 01
Coordination and surveillance of, and communication on, the economic and monetary union, including the euro
1.1
12 000 000
11 000 000
11 730 000
11 500 000
12 305 166,71
11 893 135,95
108,12
01 02 02
European Union guarantee for Union borrowings for balance-of-payments support
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 02 03
European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 02 04
Protecting euro banknotes and coins against counterfeiting and related fraud
1.1
1 100 000
850 000
1 072 400
980 000
993 388,74
800 562,10
94,18
01 02 05
Enforced budgetary surveillance proceeds to be transferred to the European Stability Mechanism
1.1
p.m.
p.m.
p.m.
p.m.
18 930 000 ,—
18 930 000 ,—
01 02 77
Pilot projects and preparatory actions
01 02 77 01
Preparatory action — Capacity development and institution building to support the implementation of economic reforms
1.2
p.m.
p.m.
p.m.
140 000
787,29
471 370,49
Article 01 02 77 — Subtotal
p.m.
p.m.
p.m.
140 000
787,29
471 370,49
Chapter 01 02 — Total
13 100 000
11 850 000
12 802 400
12 620 000
32 229 342,74
32 095 068,54
270,84
01 02 01
Coordination and surveillance of, and communication on, the economic and monetary union, including the euro
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 000 000
11 000 000
11 730 000
11 500 000
12 305 166,71
11 893 135,95
Remarks
This appropriation is intended to cover the cost of carrying out the Joint Harmonised EU Programme of Business and Consumer Surveys in the Member States and candidate countries. The programme was initiated by a Commission decision in November 1961 and was modified by subsequent Council and Commission decisions. It was last approved by Commission Decision C(97) 2241 of 15 July 1997 and presented in the Commission communication on 12 July 2006 (COM(2006) 379 final, 
OJ C 245, 12.10.2006, p. 5
).
This appropriation is also intended to cover the cost of studies, workshops, conferences, analyses, evaluations, publications, technical assistance, the purchase and maintenance of databases; software; equipment and the part-financing and support of measures relating to:
—
fiscal policy including monitoring of fiscal positions,
—
assessment of transposition and application by the Member States of the Union fiscal governance framework supporting the functioning of the economic and monetary union (EMU),
—
economic monitoring, macro and micro-based analysis of the combination of measures and coordination of economic policies,
—
the external aspects of the EMU,
—
macroeconomic developments in the euro area,
—
monitoring structural reforms and improving the operation of markets in the EMU and in the Union,
—
coordination with financial institutions and analysis and development of financial markets, and borrowing and lending operations involving Member States,
—
the facility providing financial assistance for Member States’ balance of payments and the European financial stabilisation mechanism,
—
cooperation with economic operators and decision-makers in the abovementioned fields,
—
deepening and expanding the EMU,
—
purchase of equipment, software development, maintenance and related training for the protection of the euro against counterfeiting.
This appropriation is also intended to cover the funding of priority information measures on Union policies on all aspects of the rules and functioning of EMU, as well as on the benefits of closer policy coordination and structural reforms, and to address information needs of key stakeholders and citizens in relation to the EMU.
This measure is designed to be an effective channel of communication and dialogue between the citizens of the Union and the Union institutions, and to take account of specific national and regional characteristics, where appropriate in cooperation with Member States’ authorities. Emphasis will also be placed on preparing citizens for the introduction of the euro in Member States planning for its introduction.
It includes:
—
the development of communication activities at central level (brochures, leaflets, newsletters, website design, development and maintenance, social media, exhibitions, stands, conferences, seminars, audiovisual products, opinion polls, surveys, studies, promotional material, coin design competitions, twinning programmes, training etc.), and similar activities at the national and regional level implemented in cooperation with the Commission’s Representations,
—
partnership agreements with Member States that wish to provide information about the euro or the EMU,
—
cooperation and networking with Member States in the appropriate forums,
—
communication initiatives in third countries, in particular to point out the international role of the euro and the value of financial integration.
The Commission, when implementing this article, should take duly into account the outcomes of the meetings of the Interinstitutional Group on Information (IGI).
The implementation of the Commission’s communication strategy takes place in close coordination with the Member States and the European Parliament.
The Commission adopts a strategy and an annual work plan drawing on the orientations set out in its Communication of 11 August 2004 (COM(2004) 552 final) and it reports regularly to the relevant committee of the European Parliament on the implementation of the programme and on planning for the coming year.
This appropriation is also intended to cover or to temporarily pre-finance costs incurred by the Union in concluding and carrying out operations linked with the borrowing and lending operations for macro-financial assistance, Euratom, balance of payment and European financial stabilisation mechanism.
Any revenue entered in Article 5 5 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (a) of Article 21(3) of the Financial Regulation.
The corresponding amount is estimated at EUR 1 660 000.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Regulation (EC) No 332/2002 of 18 February 2002 establishing a facility providing medium-term financial assistance for Member States’ balances of payments (
OJ L 53, 23.2.2002, p. 1
).
Council Decision 2003/861/EC of 8 December 2003 concerning analysis and cooperation with regard to counterfeit euro coins (
OJ L 325, 12.12.2003, p. 44
).
Council Regulation (EU) No 407/2010 of 11 May 2010 establishing a European financial stabilisation mechanism (
OJ L 118, 12.5.2010, p. 1
).
Reference acts
Commission decision C(97) 2241 of 15 July 1997 approving the Joint Harmonized EU Programme of Business and Consumer Surveys, in combination with Commission communications of 29 November 2000 (COM(2000) 770 final), of 12 July 2006 (COM(2006) 379 final), of 4 April 2012 (SEC(2012) 227) and of 20 October 2016 (C(2016) 6634), which serve to update the initial decision inter alia in terms of its geographical scope.
Commission Decision 2005/37/EC of 29 October 2004 establishing the European Technical and Scientific Centre (ETSC) and providing for coordination of technical actions to protect euro coins against counterfeiting (
OJ L 19, 21.1.2005, p. 73
).
Commission Decision C(2015) 6968 final of 19 October 2015 setting up the Counterfeit Coin Experts Group on the Commission's policy and Regulations regarding the protection of the euro coins against counterfeiting (
OJ C 347, 20.10.2015, p. 4
).
01 02 02
European Union guarantee for Union borrowings for balance-of-payments support
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The European Union guarantee is for borrowings raised on the capital markets or from financial institutions. The amount in principal of loans which may then be granted to the Member States is limited to EUR 50 000 000 000.
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission to service the debt should debtors default.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
A specific annex to this part of the statement of expenditure in this section gives a summary of borrowing-and-lending operations guaranteed by the general budget, including debt management, in respect of capital and interest.
Legal basis
Council Regulation (EC) No 332/2002 of 18 February 2002 establishing a facility providing medium-term financial assistance for Member States’ balances of payments (
OJ L 53, 23.2.2002, p. 1
).
Council Decision 2009/102/EC of 4 November 2008 providing Community medium-term financial assistance for Hungary (
OJ L 37, 6.2.2009, p. 5
).
Council Decision 2009/290/EC of 20 January 2009 providing Community medium-term financial assistance for Latvia (
OJ L 79, 25.3.2009, p. 39
).
Council Decision 2009/459/EC of 6 May 2009 providing Community medium-term financial assistance for Romania (
OJ L 150, 13.6.2009, p. 8
).
Council Decision 2011/288/EU of 12 May 2011 providing precautionary EU medium-term financial assistance for Romania (
OJ L 132, 19.5.2011, p. 15
).
01 02 03
European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
Article 122(2) TFEU provides for the possibility of granting Union financial assistance to a Member State in difficulties or seriously threatened with severe difficulties caused by exceptional occurrences beyond its control.
The guarantee provided by the Union is for borrowings raised on the capital markets or from financial institutions.
In accordance with Article 2(2) of Regulation (EU) No 407/2010, the outstanding amount of loans and credit lines granted to Member States under this stabilisation mechanism is to be limited to the margin available under the Union’s own resources for payment appropriations.
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission to service the debt should debtors default.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
A specific annex to this part of the statement of expenditure in this section gives a summary of borrowing-and-lending operations guaranteed by the general budget, including debt management, in respect of capital and interest.
Legal basis
Council Regulation (EU) No 407/2010 of 11 May 2010 establishing a European financial stabilisation mechanism (
OJ L 118, 12.5.2010, p. 1
).
Council Implementing Decision 2011/77/EU of 7 December 2010 on granting Union financial assistance to Ireland (
OJ L 30, 4.2.2011, p. 34
).
Council Implementing Decision 2011/344/EU of 17 May 2011 on granting Union financial assistance to Portugal (
OJ L 159, 17.6.2011, p. 88
).
Council Implementing Decision 2011/682/EU of 11 October 2011 amending Implementing Decision 2011/77/EU on granting Union financial assistance to Ireland (
OJ L 269, 14.10.2011, p. 31
).
Council Implementing Decision 2011/683/EU of 11 October 2011 amending Implementing Decision 2011/344/EU on granting Union financial assistance to Portugal (
OJ L 269, 14.10.2011, p. 32
).
Reference acts
Treaty on the Functioning of the European Union, and in particular Article 122(2) thereof.
01 02 04
Protecting euro banknotes and coins against counterfeiting and related fraud
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 100 000
850 000
1 072 400
980 000
993 388,74
800 562,10
Remarks
This appropriation is intended to cover the financing of the actions listed in Article 8 of Regulation (EU) No 331/2014 with the aim of protecting euro banknotes and coins against counterfeiting and related fraud, by supporting and supplementing the measures undertaken by the Member States and assisting the competent national and Union authorities in their efforts to develop among themselves and with the Commission a close and regular cooperation and an exchange of best practice, where appropriate including third countries and international organisations.
Legal basis
Regulation (EU) No 331/2014 of the European Parliament and of the Council of 11 March 2014 establishing an exchange, assistance and training programme for the protection of the euro against counterfeiting (the ‘Pericles 2020’ programme) and repealing Council Decisions 2001/923/EC, 2001/924/EC, 2006/75/EC, 2006/76/EC, 2006/849/EC and 2006/850/EC (
OJ L 103, 5.4.2014, p. 1
), and in particular Article 1 thereof.
Council Regulation (EU) 2015/768 of 11 May 2015 extending to the non-participating Member States the application of Regulation (EU) No 331/2014 of the European Parliament and of the Council establishing an exchange, assistance and training programme for the protection of the euro against counterfeiting (the ‘Pericles 2020’ programme) (
OJ L 121, 14.5.2015, p. 1
), and in particular Article 1 thereof.
01 02 05
Enforced budgetary surveillance proceeds to be transferred to the European Stability Mechanism
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
18 930 000 ,—
Remarks
This article is intended to cover the assignment to the European Stability Mechanism of fines collected in application of Articles 6 and 8 of Regulation (EU) No 1173/2011 in accordance with Article 10 thereof. As such, any revenue from fines entered in Article 7 1 3 of the statement of revenue may give rise to the provision of appropriations.
The system of sanctions provided for in Regulation (EU) No 1173/2011 enhances the enforcement of the preventive and corrective parts of the Stability and Growth Pact in the euro area.
Legal basis
Regulation (EU) No 1173/2011 of the European Parliament and of the Council of 16 November 2011 on the effective enforcement of budgetary surveillance in the euro area (
OJ L 306, 23.11.2011, p. 1
).
01 02 77
Pilot projects and preparatory actions
01 02 77 01
Preparatory action — Capacity development and institution building to support the implementation of economic reforms
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
140 000
787,29
471 370,49
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 01 03 —
   
INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
01 03
INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS
01 03 01
Participation in the capital of international financial institutions
01 03 01 01
European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital
4
—
—
—
—
0 ,—
0 ,—
01 03 01 02
European Bank for Reconstruction and Development — Callable portion of subscribed capital
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 01 03 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 03 02
Macro-financial assistance
4
20 000 000
27 000 000
27 000 000
27 000 000
10 304 620 ,—
5 102 133,42
18,90
01 03 03
European Union guarantee for Union borrowings for macro-financial assistance to third countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 03 04
Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in third countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 03 05
European Union guarantee for European Investment Bank loans and loan guarantees for operations in third countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 03 06
Provisioning of the Guarantee Fund for external actions
4
233 375 757
233 375 757
p.m.
p.m.
137 800 722 ,—
137 800 722 ,—
59,05
01 03 07
European Union guarantee for the European Fund for Sustainable Development
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 03 08
Provisioning of the European Fund for Sustainable Development Guarantee Fund
4
25 000 000
25 000 000
25 000 000
25 000 000
325 000 000 ,—
325 000 000 ,—
1 300,00
Chapter 01 03 — Total
278 375 757
285 375 757
52 000 000
52 000 000
473 105 342 ,—
467 902 855,42
163,96
01 03 01
Participation in the capital of international financial institutions
01 03 01 01
European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
—
—
—
—
0 ,—
0 ,—
Remarks
This item is intended to cover the financing of the capital subscribed by the Union in the European Bank for Reconstruction and Development (EBRD).
Legal basis
Council Decision 90/674/EEC of 19 November 1990 on the conclusion of the Agreement establishing the European Bank for Reconstruction and Development (
OJ L 372, 31.12.1990, p. 1
).
Council Decision 97/135/EC of 17 February 1997 providing that the European Community should subscribe for extra shares as a result of the decision to double the capital of the European Bank for Reconstruction and Development (
OJ L 52, 22.2.1997, p. 15
).
Decision No 1219/2011/EU of the European Parliament and of the Council of 16 November 2011 concerning the subscription by the European Union to additional shares in the capital of the European Bank for Reconstruction and Development (EBRD) as a result of the decision to increase this capital (
OJ L 313, 26.11.2011, p. 1
).
01 03 01 02
European Bank for Reconstruction and Development — Callable portion of subscribed capital
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the capital subscribed by the Union in the European Bank for Reconstruction and Development.
The EBRD’s current subscribed capital base amounts to EUR 29 723 070 000, while the total share capital subscribed by the Union accounts for EUR 900 440 000 (3 %). The paid-in shares of subscribed capital amounts to EUR 187 810 000, leaving a callable portion of subscribed capital amounting to EUR 712 630 000.
Legal basis
Council Decision 90/674/EEC of 19 November 1990 on the conclusion of the Agreement establishing the European Bank for Reconstruction and Development (
OJ L 372, 31.12.1990, p. 1
).
Council Decision 97/135/EC of 17 February 1997 providing that the European Community should subscribe for extra shares as a result of the decision to double the capital of the European Bank for Reconstruction and Development (
OJ L 52, 22.2.1997, p. 15
).
Decision No 1219/2011/EU of the European Parliament and of the Council of 16 November 2011 concerning the subscription by the European Union to additional shares in the capital of the European Bank for Reconstruction and Development (EBRD) as a result of the decision to increase this capital (
OJ L 313, 26.11.2011 p.1
).
01 03 02
Macro-financial assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 000 000
27 000 000
27 000 000
27 000 000
10 304 620 ,—
5 102 133,42
Remarks
Macro-financial assistance (MFA) is a form of financial aid extended by the Union to partner countries experiencing a balance of payments crisis. MFA is designed for countries geographically, economically and politically close to the Union. These include candidate and potential candidate countries, countries covered by the European Neighbourhood Policy and, in certain circumstances, other third countries. In principle, MFA is only available to countries benefiting from an International Monetary Fund programme.
MFA is exceptional in nature and is mobilised on a case-by-case basis to help countries dealing with serious balance-of-payments difficulties. Its objective is to restore a sustainable external financial situation, while encouraging economic adjustments and structural reforms.
While MFA can take the form of medium/long-term loans or grants, or a combination of these, this article only covers the grant element of MFA operations.
Appropriations under this article will also be used to cover costs incurred in relation to MFA operations, and in particular: (i) costs incurred to conduct operational assessments in the beneficiary countries to obtain reasonable assurances on the functioning of administrative procedures and financial circuits, (ii) costs related to the implementation of the ‘Better Regulation’ guidelines, in particular for 
ex-post
 evaluations of MFA operations, and (iii) costs to cover comitology requirements.
The Commission will inform the budgetary authority regularly of the macro-financial situation of the beneficiary countries and will report extensively on the implementation of MFA on a yearly basis.
Any revenue entered in Article 5 5 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (a) of Article 21(3) of the Financial Regulation.
Legal basis
Decision No 778/2013/EU of the European Parliament and of the Council of 12 August 2013 providing further macro-financial assistance to Georgia (
OJ L 218, 14.8.2013, p. 15
).
Decision No 1025/2013/EU of the European Parliament and of the Council of 22 October 2013 providing macro-financial assistance to the Kyrgyz Republic (
OJ L 283, 25.10.2013, p. 1
).
Decision No 534/2014/EU of the European Parliament and of the Council of 15 May 2014 providing macro-financial assistance to Tunisia (
OJ L 151, 21.5.2014, p. 9
).
Decision (EU) 2015/601 of the European Parliament and of the Council of 15 April 2015 providing macro-financial assistance to Ukraine (
OJ L 100, 17.4.2015, p. 1
).
Decision (EU) 2016/1112 of the European Parliament and of the Council of 6 July 2016 providing further macro-financial assistance to Tunisia (
OJ L 186, 9.7.2016, p. 1
).
Decision (EU) 2016/2371 of the European Parliament and of the Council of 14 December 2016 providing further macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 352, 23.12.2016, p. 18
).
Decision (EU) 2017/1565 of the European Parliament and of the Council of 13 September 2017 on providing macro-financial assistance to the Republic of Moldova (
OJ L 242, 20.9.2017, p. 14
).
Decision (EU) 2018/598 of the European Parliament and of the Council of 18 April 2018 providing further macro-financial assistance to Georgia (
OJ L 103, 23.4.2018, p. 8
).
Decision (EU) 2018/947 of the European Parliament and of the Council of 4 July 2018 providing further macro-financial assistance to Ukraine (
OJ L 171, 6.7.2018, p. 11
).
01 03 03
European Union guarantee for Union borrowings for macro-financial assistance to third countries
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission, if necessary, to service the debt (repayment of principal, interest and other costs) should a debtor default on a loan granted under the Decisions referred to below.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
A specific annex to this part of the statement of expenditure in this section gives a summary of borrowing-and-lending operations guaranteed by the general budget, including debt management, in respect of capital and interest.
Legal basis
Council Decision 97/471/EC of 22 July 1997 providing macro-financial assistance for the former Yugoslav Republic of Macedonia (
OJ L 200, 29.7.1997, p. 59
) (a maximum amount of EUR 40 000 000 in principal).
Council Decision 1999/325/EC of 10 May 1999 providing macro-financial assistance to Bosnia and Herzegovina (
OJ L 123, 13.5.1999, p. 57
) (a maximum amount of EUR 30 000 000 in principal in the form of a 15-year loan).
Council Decision 1999/732/EC of 8 November 1999 providing supplementary macro-financial assistance to Romania (
OJ L 294, 16.11.1999, p. 29
) (a maximum amount of EUR 200 000 000 in principal).
Council Decision 1999/733/EC of 8 November 1999 providing supplementary macro-financial assistance to the former Yugoslav Republic of Macedonia (
OJ L 294, 16.11.1999, p. 31
) (a maximum amount of EUR 50 000 000 in principal).
Council Decision 2000/244/EC of 20 March 2000 amending Decision 97/787/EC providing exceptional financial assistance to Armenia and Georgia in order to extend it to Tajikistan (
OJ L 77, 28.3.2000, p. 11
) (a maximum amount of EUR 245 000 000 in principal).
Council Decision 2001/549/EC of 16 July 2001 providing macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 197, 21.7.2001, p. 38
).
Council Decision 2002/639/EC of 12 July 2002 providing supplementary macro-financial assistance to Ukraine (
OJ L 209, 6.8.2002, p. 22
).
Council Decision 2002/882/EC of 5 November 2002 providing further macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 308, 9.11.2002, p. 25
).
Council Decision 2002/883/EC of 5 November 2002 providing further macro-financial assistance to Bosnia and Herzegovina (
OJ L 308, 9.11.2002, p. 28
).
Council Decision 2003/825/EC of 25 November 2003 amending Decision 2002/882/EC providing further macro-financial assistance to the Federal Republic of Yugoslavia with regard to additional macro-financial assistance to Serbia and Montenegro (
OJ L 311, 27.11.2003, p. 28
).
Council Decision 2004/580/EC of 29 April 2004 providing macro-financial assistance to Albania and repealing Decision 1999/282/EC (
OJ L 261, 6.8.2004, p. 116
).
Council Decision 2004/861/EC of 7 December 2004 amending Council Decision 2002/883/EC providing further macro-financial assistance to Bosnia and Herzegovina (
OJ L 370, 17.12.2004, p. 80
).
Council Decision 2004/862/EC of 7 December 2004 on macro-financial assistance to Serbia and Montenegro and amending Decision 2002/882/EC providing further macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 370, 17.12.2004, p. 81
).
Council Decision 2007/860/EC of 10 December 2007 providing Community macro-financial assistance to Lebanon (
OJ L 337, 21.12.2007, p. 111
).
Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance to Armenia (
OJ L 320, 5.12.2009, p. 3
).
Council Decision 2009/891/EC of 30 November 2009 providing macro-financial assistance to Bosnia and Herzegovina (
OJ L 320, 5.12.2009, p. 6
).
Council Decision 2009/892/EC of 30 November 2009 providing macro-financial assistance to Serbia (
OJ L 320, 5.12.2009, p. 9
).
Decision No 388/2010/EU of the European Parliament and of the Council of 7 July 2010 providing macro-financial assistance to Ukraine (
OJ L 179, 14.7.2010, p. 1
).
Decision No 778/2013/EU of the European Parliament and of the Council of 12 August 2013 providing further macro-financial assistance to Georgia (
OJ L 218, 14.8.2013, p. 15
).
Decision No 1025/2013/EU of the European Parliament and of the Council of 22 October 2013 providing macro-financial assistance to the Kyrgyz Republic (
OJ L 283, 25.10.2013, p. 1
).
Decision No 1351/2013/EU of the European Parliament and of the Council of 11 December 2013 on providing macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 341, 18.12.2013, p. 4
).
Council Decision 2014/215/EU of 14 April 2014 providing macro-financial assistance to Ukraine (
OJ L 111, 15.4.2014, p. 85
).
Decision No 534/2014/EU of the European Parliament and of the Council of 15 May 2014 providing macro-financial assistance to the Republic of Tunisia (
OJ L 151, 21.5.2014, p. 9
).
Decision (EU) 2015/601 of the European Parliament and of the Council of 15 April 2015 providing macro-financial assistance to Ukraine (
OJ L 100, 17.4.2015, p. 1
).
Decision (EU) 2016/1112 of the European Parliament and of the Council of 6 July 2016 providing further macro-financial assistance to Tunisia (
OJ L 186, 9.7.2016, p. 1
).
Decision (EU) 2016/2371 of the European Parliament and of the Council of 14 December 2016 providing further macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 352, 23.12.2016, p. 18
).
Decision (EU) 2017/1565 of the European Parliament and of the Council of 13 September 2017 on providing macro-financial assistance to the Republic of Moldova (
OJ L 242, 20.9.2017, p. 14
).
Decision (EU) 2018/598 of the European Parliament and of the Council of 18 April 2018 providing further macro-financial assistance to Georgia (
OJ L 103, 23.4.2018, p. 8
).
Decision (EU) 2018/947 of the European Parliament and of the Council of 4 July 2018 providing further macro-financial assistance to Ukraine (
OJ L 171, 6.7.2018, p. 11
).
01 03 04
Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in third countries
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission, if necessary, to service the debt (repayment of principal, interest and other costs) should a debtor default.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
The maximum amount of Euratom borrowings for the Member States and third countries remains fixed at EUR 4 000 000 000, as indicated in Article 01 04 03.
A specific annex to this part of the statement of expenditure in this section gives a summary of borrowing-and-lending operations guaranteed by the general budget, including debt management, in respect of capital and interest.
Legal basis
Council Decision 77/270/Euratom of 29 March 1977 empowering the Commission to contract Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 9
).
For the legal basis for Euratom loans, see also Article 01 04 03.
01 03 05
European Union guarantee for European Investment Bank loans and loan guarantees for operations in third countries
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
Pursuant to Council Decision of 8 March 1977, the Union guarantees loans made by the European Investment Bank (EIB) in the context of the Union’s financial commitments in respect of the Mediterranean countries.
That decision was the basis for a contract of guarantee between the European Economic Community and the EIB signed in Brussels on 30 October 1978 and in Luxembourg on 10 November 1978, setting up a comprehensive guarantee, equal to 75 % of all the funds available for loan operations in the following countries: Malta, Tunisia, Algeria, Morocco, Portugal (Financial Protocol, emergency aid), Turkey, Cyprus, Syria, Israel, Jordan, Egypt, former Yugoslavia and Lebanon.
Decision 90/62/EEC was the basis for a contract of guarantee between the European Economic Community and the EIB signed in Brussels on 24 April 1990 and in Luxembourg on 14 May 1990 as regards Hungary and Poland and for the extension of that contract to cover Czechoslovakia, Romania and Bulgaria, signed in Brussels and in Luxembourg on 31 July 1991.
Decision 93/696/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 22 July 1994 and in Luxembourg on 12 August 1994.
Pursuant to Decisions 93/115/EEC and 96/723/EC, the Union guarantees loans which may be made individually by the EIB in countries of Latin America and Asia with which the European Community has concluded cooperation agreements. Decision 93/115/EEC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 4 November 1993 and in Luxembourg on 17 November 1993. Decision 96/723/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 18 March 1997 and in Luxembourg on 26 March 1997.
Pursuant to Decision 95/207/EC, the Union guarantees loans which may be made individually by the EIB in South Africa. Decision 95/207/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 4 October 1995 and in Luxembourg on 16 October 1995.
Decision 97/256/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 25 July 1997 and in Luxembourg on 29 July 1997 setting up a guarantee restricted to 70 % of the aggregate amount of the appropriations opened, plus all related sums. The overall ceiling of the appropriations opened is equivalent to EUR 7 105 000 000.
Decision 2000/24/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 24 January 2000 and in Luxembourg on 17 January 2000, last restated in 2005, setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations opened, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 19 460 000 000. The EIB is invited to aim to cover the commercial risk on 30 % of its lending from non-sovereign guarantees. This percentage is to be increased whenever possible, in so far as the market allows.
Decision 2001/777/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 6 May 2002 and in Luxembourg on 7 May 2002 setting up a guarantee at 100 % against losses under a special lending action for selected environment projects in the Baltic Sea basin of Russia under the Northern Dimension. The overall ceiling is EUR 100 000 000.
Decision 2005/48/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Luxembourg on 9 December 2005 and in Brussels on 21 December 2005 setting up a guarantee at 100 % against losses under loans for certain types of projects in Russia, Ukraine, Moldova and Belarus. The overall ceiling is EUR 500 000 000. It covers a period ending on 31 January 2007. At the end of this period, the loans granted by the EIB not having attained the overall amounts referred to above, the period was automatically extended by six months.
Decision 2006/1016/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations, less amounts reimbursed, plus all related sums. The overall ceiling of the appropriations made available for all countries under the Decision is equivalent to EUR 27 800 000 000 and covers the period beginning on 1 February 2007 and ending on 31 December 2013 with a possible extension of six months. That Decision has been replaced by Decision No 633/2009/EC.
Decision No 633/2009/EC was the basis for an amendment, signed on 28 October 2009, to the contract of guarantee between the European Community and the EIB which was signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007. The Union guarantee is restricted to 65 % of the aggregate amount of credits disbursed and guarantees. The maximum ceiling of the EIB financing operations, less amounts cancelled, is not to exceed EUR 27 800 000 000, broken down in a basic ceiling of EUR 25 800 000 000 and an optional mandate of EUR 2 000 000 000. It covers a period ending on 31 October 2011.
Decision No 1080/2011/EU was the basis for a contract of guarantee between the Union and the EIB signed in Luxembourg and in Brussels on 22 November 2011. The Union guarantee is restricted to 65 % of the aggregate amount of credits disbursed and guarantees less amounts reimbursed, plus all related amounts. The maximum ceiling of the EIB financing operations, less amounts cancelled, is not to exceed EUR 29 484 000 000, broken down into a general mandate of EUR 27 484 000 000 and a Climate Change mandate of EUR 2 000 000 000. It covers a period beginning on 1 February 2007 and ending on 31 December 2013 with an extension until the entry into force of a new decision.
Decision No 466/2014/EU was the basis for a contract of guarantee between the Union and the EIB signed in Luxembourg on 22 July 2014 and in Brussels on 25 July 2014. The Union guarantee is restricted to 65 % of the aggregate amount disbursed and guaranteed under EIB financing operations, less amounts reimbursed, plus all related amounts. The maximum ceiling of the EIB financing operations under the Union guarantee, less amounts cancelled, was not to exceed EUR 30 000 000 000, broken down into a fixed ceiling of EUR 27 000 000 000 and an optional mandate of EUR 3 000 000 000. The European Parliament and the Council were to decide in accordance with the ordinary legislative procedure on the activation in whole or in part of the optional mandate. The Union guarantee covers EIB financing operations signed during the period beginning on 25 July 2014 and ending on 31 December 2020 with an extension of six months if the European Parliament and the Council have not adopted a new decision granting the Union guarantee to the EIB against losses under its financing operations outside the Union before the end of 2020. Following a mid-term review, Decision No 466/2014/EU was amended by Decision (EU) 2018/412. The optional mandate of EUR 3 000 000 000 was activated and an additional private-sector lending mandate of EUR 2 300 000 000 was established for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration. Consequently the maximum ceiling increased to EUR 32 300 000 000. A new guarantee agreement in accordance with the amended Decision was signed between the Commission and the EIB on 3 October 2018.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission, if necessary, to service the debt (repayment of principal, interest and other costs) should a debtor default on the loans granted by the EIB.
Legal basis
Council Decision of 8 March 1977 (Mediterranean Protocols).
Council Regulation (EEC) No 1273/80 of 23 May 1980 on the conclusion of the Interim Protocol between the European Economic Community and the Socialist Federal Republic of Yugoslavia on the advance implementation of Protocol 2 to the Cooperation Agreement (
OJ L 130, 27.5.1980, p. 98
).
Council Decision of 19 July 1982 (further exceptional aid for the reconstruction of Lebanon).
Council Regulation (EEC) No 3180/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 337, 29.11.1982, p. 22
).
Council Regulation (EEC) No 3183/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 337, 29.11.1982, p. 43
).
Council Decision of 9 October 1984 (loan outside the Yugoslavia Protocol).
Council Decision 87/604/EEC of 21 December 1987 concerning the conclusion of the second Protocol on financial cooperation between the European Economic Community and the Socialist Federal Republic of Yugoslavia (
OJ L 389, 31.12.1987, p. 65
).
Council Decision 88/33/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 22, 27.1.1988, p. 25
).
Council Decision 88/34/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 22, 27.1.1988, p. 33
).
Council Decision 88/453/EEC of 30 June 1988 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 224, 13.8.1988, p. 32
).
Council Decision 90/62/EEC of 12 February 1990 granting a Community guarantee to the European Investment Bank against losses under loans for projects in Hungary, Poland, Czechoslovakia, Bulgaria and Romania (
OJ L 42, 16.2.1990, p. 68
).
Council Decision 91/252/EEC of 14 May 1991 extending to Czechoslovakia, Bulgaria and Romania Decision 90/62/EEC granting the Community guarantee to the European Investment Bank against losses under loans for projects in Hungary and Poland (
OJ L 123, 18.5.1991, p. 44
).
Council Decision 92/44/EEC of 19 December 1991 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 18, 25.1.1992, p. 34
).
Council Decision 92/207/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Arab Republic of Egypt (
OJ L 94, 8.4.1992, p. 21
).
Council Decision 92/208/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 94, 8.4.1992, p. 29
).
Council Decision 92/209/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 94, 8.4.1992, p. 37
).
Council Decision 92/210/EEC of 16 March 1992 on the conclusion of a Protocol relating to financial cooperation between the European Economic Community and the State of Israel (
OJ L 94, 8.4.1992, p. 45
).
Council Regulation (EEC) No 1763/92 of 29 June 1992 concerning financial cooperation in respect of all the Mediterranean non-member countries (
OJ L 181, 1.7.1992, p. 5
).
Council Decision 92/548/EEC of 16 November 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 352, 2.12.1992, p. 13
).
Council Decision 92/549/EEC of 16 November 1992 on the conclusion of the Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 352, 2.12.1992, p. 21
).
Council Decision 93/115/EEC of 15 February 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects of mutual interest in certain third countries (
OJ L 45, 23.2.1993, p. 27
).
Council Decision 93/166/EEC of 15 March 1993 granting a Community guarantee to the European Investment Bank against losses under loans for investment projects carried out in Estonia, Latvia and Lithuania (
OJ L 69, 20.3.1993, p. 42
).
Council Decision 93/408/EEC of 19 July 1993 on the conclusion of a Protocol on financial cooperation between the European Economic Community and the Republic of Slovenia (
OJ L 189, 29.7.1993, p. 152
).
Council Decision 93/696/EC of 13 December 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects in central and eastern European countries (Poland, Hungary, the Czech Republic, the Slovak Republic, Romania, Bulgaria, Estonia, Latvia, Lithuania and Albania) (
OJ L 321, 23.12.1993, p. 27
).
Council Decision 94/67/EC of 24 January 1994 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 32, 5.2.1994, p. 44
).
Council Decision 95/207/EC of 1 June 1995 granting a Community guarantee to the European Investment Bank against losses under loans for projects in South Africa (
OJ L 131, 15.6.1995, p. 31
).
Council Decision 95/485/EC of 30 October 1995 on the conclusion of a Protocol on financial and technical cooperation between the European Community and the Republic of Cyprus (
OJ L 278, 21.11.1995, p. 22
).
Council Decision 96/723/EC of 12 December 1996 granting a Community guarantee to the European Investment Bank against losses under loans for projects of mutual interest in Latin American and Asian countries with which the Community has concluded cooperation agreements (Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, El Salvador, Uruguay and Venezuela; Bangladesh, Brunei, China, India, Indonesia, Macao, Malaysia, Pakistan, Philippines, Singapore, Sri Lanka, Thailand and Vietnam) (
OJ L 329, 19.12.1996, p. 45
).
Council Decision 97/256/EC of 14 April 1997 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe countries, Mediterranean countries, Latin American and Asian countries, South Africa, the former Yugoslav Republic of Macedonia and Bosnia and Herzegovina) (
OJ L 102, 19.4.1997, p. 33
).
Council Decision 98/348/EC of 19 May 1998 granting a Community guarantee to the European Investment Bank against losses under loans for projects in the former Yugoslav Republic of Macedonia and amending Decision 97/256/EC granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern European countries, Mediterranean countries, Latin American and Asian countries and South Africa) (
OJ L 155, 29.5.1998, p. 53
).
Council Decision 98/729/EC of 14 December 1998 amending Decision 97/256/EC so as to extend the Community guarantee granted to the European Investment Bank to cover loans for projects in Bosnia and Herzegovina (
OJ L 346, 22.12.1998, p. 54
).
Council Decision 1999/786/EC of 29 November 1999 granting a Community guarantee to the European Investment Bank (EIB) against losses under loans for projects for the reconstruction of the earthquake-stricken areas of Turkey (
OJ L 308, 3.12.1999, p. 35
).
Council Decision 2000/24/EC of 22 December 1999 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe, Mediterranean countries, Latin America and Asia and the Republic of South Africa) (
OJ L 9, 13.1.2000, p. 24
).
Council Decision 2000/688/EC of 7 November 2000 amending Decision 2000/24/EC so as to extend the Community guarantee granted to the European Investment Bank to cover loans for projects in Croatia (
OJ L 285, 10.11.2000, p. 20
).
Council Decision 2000/788/EC of 4 December 2000 amending Decision 2000/24/EC so as to establish a European Investment Bank special action programme in support of the consolidation and intensification of the EC-Turkey customs union (
OJ L 314, 14.12.2000, p. 27
).
Council Decision 2001/777/EC of 6 November 2001 granting a Community guarantee to the European Investment Bank against losses under a special lending action for selected environmental projects in the Baltic Sea basin of Russia under the Northern Dimension (
OJ L 292, 9.11.2001, p. 41
).
Council Decision 2001/778/EC of 6 November 2001 amending Decision 2000/24/EC so as to extend the Community guarantee granted to the European Investment Bank to cover loans for projects in the Federal Republic of Yugoslavia (
OJ L 292, 9.11.2001, p. 43
).
Council Decision 2005/47/EC of 22 December 2004 amending Decision 2000/24/EC to take into account the enlargement of the European Union and the European Neighbourhood Policy (
OJ L 21, 25.1.2005, p. 9
).
Council Decision 2005/48/EC of 22 December 2004 granting a Community guarantee to the European Investment Bank against losses under loans for certain types of projects in Russia, Ukraine, Moldova and Belarus (
OJ L 21, 25.1.2005, p. 11
).
Council Decision 2006/174/EC of 27 February 2006 amending Decision 2000/24/EC in order to include the Maldives in the list of countries covered, following the Indian Ocean tsunamis of December 2004 (
OJ L 62, 3.3.2006, p. 26
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union and repealing Decision No 633/2009/EC (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
).
01 03 06
Provisioning of the Guarantee Fund for external actions
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
233 375 757
p.m.
137 800 722 ,—
Remarks
This appropriation is intended to provide the financial resources for payments to the Guarantee Fund for external actions in accordance with its provisioning mechanism and for payments of operational costs linked to the management of the fund and the external evaluation to be carried out in the context of the mid-term review of the European Investment Bank (EIB) external mandate.
Assigned revenue received under Articles 6 4 1 and 8 1 0 or Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this Article, in accordance with Article 22(1) of the Financial Regulation.
Further to the creation of the private-sector lending mandate for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration through Decision (EU) 2018/412, external assigned revenue for the Guarantee Fund for external action shall also arise from the pricing of the EU guarantee for operations under that private-sector lending mandate. Relevant provisions are set out in the guarantee agreement signed between the Commission and the EIB on 3 October 2018.
Legal basis
Council Regulation (EC, Euratom) No 480/2009 of 25 May 2009 establishing a Guarantee Fund for external actions (
OJ L 145, 10.6.2009, p. 10
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
).
01 03 07
European Union guarantee for the European Fund for Sustainable Development
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission, if necessary, to service the debt (repayment of principal, interest and other costs) should a debtor default on the instruments guaranteed.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
Assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 3 5, 6 4 1, 8 3 6 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this Article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
01 03 08
Provisioning of the European Fund for Sustainable Development Guarantee Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
25 000 000
25 000 000
325 000 000 ,—
Remarks
This appropriation is intended to provide the financial resources for payments to the European Fund for Sustainable Development Guarantee Fund in accordance with its legal basis and the procedures determined therein.
Assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 3 5, 6 4 1, 8 3 6 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this Article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
).
CHAPTER 01 04 —
   
FINANCIAL OPERATIONS AND INSTRUMENTS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
01 04
FINANCIAL OPERATIONS AND INSTRUMENTS
01 04 01
European Investment Fund
01 04 01 01
European Investment Fund — Provision of paid-up shares of subscribed capital
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 04 01 02
European Investment Fund — Callable portion of subscribed capital
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 01 04 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 04 02
Nuclear safety — Cooperation with the European Investment Bank
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 04 03
Guarantee for Euratom borrowings
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 04 04
Guarantee for the European Fund for Strategic Investments
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
01 04 05
Provisioning of the EFSI guarantee fund
1.1
152 852 000
1 088 216 000
166 879 000
1 000 000 000
2 069 290 808 ,—
2 013 904 634 ,—
185,06
01 04 06
European Investment Advisory Hub (EIAH) and European Investment Project Portal (EIPP)
1.1
20 000 000
17 000 000
20 000 000
22 300 000
20 000 198,51
16 111 283,10
94,77
01 04 07
Fees due to the European Investment Fund for increased assistance under the European Fund for Strategic Investments
1.1
p.m.
p.m.
p.m.
p.m.
8 000 000 ,—
8 000 000 ,—
01 04 51
Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014)
1.1
p.m.
13 100 000
p.m.
32 300 000
0 ,—
49 900 000 ,—
380,92
01 04 77
Pilot projects and preparatory actions
01 04 77 02
Pilot project — State asset management
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
136 000 ,—
01 04 77 03
Pilot project — Model social impact approaches to social housing and empowerment of Roma: testing the use of innovative financial instruments for better social outcomes
1.1
1 000 000
250 000
Article 01 04 77 — Subtotal
1 000 000
250 000
p.m.
p.m.
0 ,—
136 000 ,—
54,40
Chapter 01 04 — Total
173 852 000
1 118 566 000
186 879 000
1 054 600 000
2 097 291 006,51
2 088 051 917,10
186,67
01 04 01
European Investment Fund
01 04 01 01
European Investment Fund — Provision of paid-up shares of subscribed capital
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the provision of paid-up shares of the capital subscribed by the Union.
The European Investment Fund (EIF) was created in 1994. Its founder members were the European Community, represented by the Commission, the European Investment Bank (EIB) and a number of financial institutions. Union membership of the EIF is presently governed by Decision 94/375/EC.
Legal basis
Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (
OJ L 173, 7.7.1994, p. 12
).
Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (
OJ L 107, 25.4.2007, p. 5
).
Decision No 562/2014/EU of the European Parliament and of the Council of 15 May 2014 on the participation of the European Union in the capital increase of the European Investment Fund (
OJ L 156, 24.5.2014, p. 1
).
01 04 01 02
European Investment Fund — Callable portion of subscribed capital
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing in the event of a call for the amount of capital subscribed by the Union.
Legal basis
Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (
OJ L 173, 7.7.1994, p. 12
).
Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (
OJ L 107, 25.4.2007, p. 5
).
Decision No 562/2014/EU of the European Parliament and of the Council of 15 May 2014 on the participation of the European Union in the capital increase of the European Investment Fund (
OJ L 156, 24.5.2014, p. 1
).
01 04 02
Nuclear safety — Cooperation with the European Investment Bank
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the technical and legal assistance necessary for the evaluation of the safety, environmental, economic and financial aspects of the projects for which financing in the form of a Euratom loan has been requested, including studies undertaken by the European Investment Bank (EIB). The measures are also intended to enable loan contracts to be concluded and carried out.
Appropriation under this article will also be used to cover or temporarily pre-finance costs incurred by the Union in concluding and carrying out operations linked with Euratom borrowing and lending operations.
Any revenue entered in Article 5 5 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (a) of Article 21(3) of the Financial Regulation.
Legal basis
Council Decision 77/270/Euratom of 29 March 1977 empowering the Commission to contract Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 9
).
01 04 03
Guarantee for Euratom borrowings
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The authorised borrowing ceiling is EUR 4 000 000 000, of which EUR 500 000 000 is authorised pursuant to Decision 77/270/Euratom, EUR 500 000 000 pursuant to Decision 80/29/Euratom, EUR 1 000 000 000 pursuant to Decision 82/170/Euratom, EUR 1 000 000 000 pursuant to Decision 85/537/Euratom and EUR 1 000 000 000 pursuant to Decision 90/212/Euratom.
This article constitutes the structure for the guarantee provided by the Union. It will enable the Commission to service the debt should debtors default.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 14 of Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (
OJ L 168, 7.6.2014, p. 39
) applies.
A specific annex to this part of the statement of expenditure in this section gives a summary of borrowing-and-lending operations guaranteed by the general budget, including debt management, in respect of capital and interest.
Legal basis
Council Decision 77/270/Euratom of 29 March 1977 empowering the Commission to contract Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 9
).
Council Decision 77/271/Euratom of 29 March 1977 on the implementation of Decision 77/270/Euratom empowering the Commission to contract Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 11
).
Council Decision 80/29/Euratom of 20 December 1979 amending Decision 77/271/Euratom on the implementation of Decision 77/270/Euratom empowering the Commission to contract Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 12, 17.1.1980, p. 28
).
Council Decision 82/170/Euratom of 15 March 1982 amending Decision 77/271/Euratom as regards the total amount of Euratom loans which the Commission is empowered to contract for the purpose of contributing to the financing of nuclear power stations (
OJ L 78, 24.3.1982, p. 21
).
Council Decision 85/537/Euratom of 5 December 1985 amending Decision 77/271/Euratom as regards the total amount of Euratom loans which the Commission is empowered to contract for the purpose of contributing to the financing of nuclear power stations (
OJ L 334, 12.12.1985, p. 23
).
Council Decision 90/212/Euratom of 23 April 1990 amending Decision 77/271/Euratom on the implementation of Decision 77/270/Euratom empowering the Commission to contract Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 112, 3.5.1990, p. 26
).
01 04 04
Guarantee for the European Fund for Strategic Investments
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This article will only receive appropriations in the event that the European Investment Bank (EIB) makes calls on the European Fund for Strategic Investments (EFSI) guarantee, in excess of the available resources of the guarantee fund and in accordance with Regulation (EU) 2015/1017, as amended by Regulation (EU) 2017/2396, with the EIB’s agreement with the Commission to that effect and with the procedures determined therein.
Legal basis
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 – the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment bank of 26 November 2014 — An Investment Plan for Europe (COM(2014) 903 final).
Communication from the Commission to the European Parliament, the European Council, the Council, the European Economic and Social Committee and the Committee of the Regions of 1 June 2016 — Europe investing again — Taking stock of the Investment Plan for Europe and next steps (COM(2016) 359 final).
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 14 September 2016 – Strengthening European Investments for jobs and growth: Towards a second phase of the European Fund for Strategic Investments and a new European External Investment Plan (COM(2016) 581 final).
Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 29 November 2016 — Investment Plan for Europe: evaluations give evidence to support its reinforcement (COM(2016) 764 final).
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 22 November 2018 — Investment Plan for Europe: stock-taking and next steps (COM(2018) 771 final).
01 04 05
Provisioning of the EFSI guarantee fund
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
152 852 000
1 088 216 000
166 879 000
1 000 000 000
2 069 290 808 ,—
2 013 904 634 ,—
Remarks
This appropriation is intended to provide the financial resources for payments to the EFSI guarantee fund in accordance with Regulation (EU) 2015/1017, as amended by Regulation (EU) 2017/2396, and the procedures determined therein. Notably, the provisioning has the objective to provide for orderly execution of the budget if the EFSI guarantee is called.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Item 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 22(1) of the Financial Regulation.
Endowments to the EFSI guarantee fund, including returns on guarantee fund resources invested, amounts recovered from defaulting debtors, and revenues and any other payments received by the Union, paid back to the Commission and entered in Item 6 3 6 0 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 22(1) of the Financial Regulation.
The corresponding amounts are estimated at EUR 138 000 000.
Legal basis
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 – the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 26 November 2014 — An Investment Plan for Europe (COM(2014) 903 final).
Commission Decision C(2016) 165 of 21 January 2016 approving the asset management guidelines of the guarantee fund of the European Fund for Strategic Investments.
Communication from the Commission to the European Parliament, the European Council, the Council, the European Economic and Social Committee and the Committee of the Regions of 1 June 2016 — Europe investing again — Taking stock of the Investment Plan for Europe and next steps (COM(2016) 359 final).
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 14 September 2016 – Strengthening European Investments for jobs and growth: Towards a second phase of the European Fund for Strategic Investments and a new European External Investment Plan (COM(2016) 581 final).
Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 29 November 2016 — Investment Plan for Europe: evaluations give evidence to support its reinforcement (COM(2016) 764 final).
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 22 November 2018 — Investment Plan for Europe: stock-taking and next steps (COM(2018) 771 final).
01 04 06
European Investment Advisory Hub (EIAH) and European Investment Project Portal (EIPP)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 000 000
17 000 000
20 000 000
22 300 000
20 000 198,51
16 111 283,10
Remarks
This appropriation is intended to cover:
—
financial support to the European Investment Bank for the set-up and implementation of European Investment Advisory Hub (EIAH) in accordance with Article 14 of Regulation (EU) 2015/1017, as amended by Regulation (EU) 2017/2396, providing, inter alia, advisory support to project promoters including technical advice on the use and set-up of financial instruments, and
—
costs related to the set-up and development, management, support and maintenance and hosting of the European Investment Project Portal (EIPP), as well as branding and communication costs in accordance with the relevant Commission Implementing Decisions.
Legal basis
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 – the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 26 November 2014 — An Investment Plan for Europe (COM(2014) 903 final).
Communication from the Commission to the European Parliament, the European Council, the Council, the European Economic and Social Committee and the Committee of the Regions of 1 June 2016 — Europe investing again — Taking stock of the Investment Plan for Europe and next steps (COM(2016) 359 final).
Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 29 November 2016 — Investment Plan for Europe: evaluations give evidence to support its reinforcement (COM(2016) 764 final).
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 22 November 2018: Investment Plan for Europe: stock-taking and next steps (COM (2018) 771 final).
01 04 07
Fees due to the European Investment Fund for increased assistance under the European Fund for Strategic Investments
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
8 000 000 ,—
8 000 000 ,—
Remarks
The European Investment Fund (EIF) implements the SME window of the European Fund for Strategic Investments, which supports loan and equity financing of SMEs and mid-caps. The EIF is entitled to receive management fees for the implementation of the SME window. As provided for in Regulation (EU) 2015/1017, as amended by Regulation (EU) 2017/2396, fees due to the EIF are to be primarily met by revenues from the resources in the EFSI guarantee fund and the EFSI. However, to the extent that those revenues are not sufficient to cover the fees due to the EIF, those fees are to be covered by the general budget of the Union.
Legal basis
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Regulation (EU) 2017/2396 of the European Parliament and of the Council of 13 December 2017 amending Regulations (EU) No 1316/2013 and (EU) 2015/1017 as regards the extension of the duration of the European Fund for Strategic Investments as well as the introduction of technical enhancements for that Fund and the European Investment Advisory Hub (
OJ L 345, 27.12.2017, p. 34
).
Reference acts
Communication from the Commission to the European Parliament, the Council, the European Central Bank, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 26 November 2014 — An Investment Plan for Europe (COM(2014) 903 final).
01 04 51
Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
13 100 000
p.m.
32 300 000
0 ,—
49 900 000 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Even though the end of the commitment period has been reached, the facilities have to be operated for several years during which time payments will be needed for investments and in order to honour guarantee obligations. Therefore reporting and monitoring requirements will continue until the end of the facility periods.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. In that case, Article 12 of Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities own resources (
OJ L 130, 31.5.2000, p. 1
) applies.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes and entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Any revenues and repayments generated on Trust Accounts entered in Article 5 2 3 of the statement of revenue will be returned to the general budget of the Union or transferred to the succeeding financial instruments under the Union equity instruments for research and innovation under Horizon 2020 or the Equity Facility for Growth under COSME, as the case may be, in accordance with the Financial Regulation and Regulations (EU) No 1287/2013 and (EU) No 1290/2013.
Legal basis
Council Decision 98/347/EC of 19 May 1998 on measures of financial assistance for innovative and job-creating small and medium-sized enterprises (SMEs) — the growth and employment initiative (
OJ L 155, 29.5.1998, p. 43
).
Council Decision 2000/819/EC of 20 December 2000 on a multiannual programme for enterprise and entrepreneurship, and in particular for small and medium-sized enterprises (SMEs) (2001-2005) (
OJ L 333, 29.12.2000, p. 84
).
Decision No 1776/2005/EC of the European Parliament and of the Council of 28 September 2005 amending Council Decision 2000/819/EC on a multiannual programme for enterprise and entrepreneurship, and in particular for small and medium-sized enterprises (SMEs) (2001 to 2005) (
OJ L 289, 3.11.2005, p. 14
).
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (
OJ L 347, 20.12.2013, p. 33
).
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
01 04 77
Pilot projects and preparatory actions
01 04 77 02
Pilot project — State asset management
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
136 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
01 04 77 03
Pilot project — Model social impact approaches to social housing and empowerment of Roma: testing the use of innovative financial instruments for better social outcomes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
For concentrated groups of European citizens, housing deprivation has been a constant for decades. Roma are one of the minority groups in Europe with the highest rates of poverty and social exclusion. Despite long-standing efforts, including the EU framework for national Roma integration strategies (NRIS) for 2020, introduced as long ago as in 2011, tackling the socio-economic exclusion of and discrimination against Roma remains an objective.
The implementation of NRIS has hitherto largely relied on grant funding from European structural and investment funds (ESIF). The use of ESIF funds has unfortunately been limited by the lack of political commitment and capacity of national and regional authorities in charge of managing the funds. Scarce use has been made of financial instruments to date, such as loans and guarantees, to promote the socio-economic inclusion of marginalised Roma communities.
This pilot project is part of the Union’s efforts to:
—
Support social innovation and new, holistic approaches to social service provision, the empowerment of disadvantaged groups and delivering transformative solutions for key social challenges, in particular Roma inclusion;
—
Stimulate cross-sectoral collaborations and social impact partnerships (public-private and civic engagement) as a new avenue for public value creation;
—
Pioneer the use of new financial instruments and blended support (financial instruments, grant and capacity building) for projects with high social externalities;
—
In the longer term, support the development of the social investment market and social impact interventions through testing/refinement of a model which could be scaled up across Europe under, for example, the future single Union investment programme (InvestEU).
The InvestEU programme could be a game changer, with financial allocation to support social infrastructure (namely housing, health and education facilities), social innovation and social impact schemes. The next integrated investment programme of the Union could offer a significant opportunity to make progress in achieving the inclusion of Roma.
Scope of the pilot project:
This project will develop a housing model solution and improved life opportunities for a selected group of marginalised Roma communities. The target beneficiaries will typically reside in unregulated/illegal outskirt settlements and face adversity as regards access to income/gainful employment opportunities and to other inclusion opportunities.
In essence, this is a multiphase model which involves the preparation (in terms of financial literacy, motivation, job assistance and life skills, and construction assistance) of Roma families on the path to home ownership and empowerment.
Activities will therefore include:
—
The provision of financial education, job assistance and life skills training for selected participants from a disadvantaged background who are enrolled in the programme;
—
Support for savings schemes for each family, for about one year, to enable loan payments to be made for construction materials for new homes;
—
Engagement with public authorities for the allocation of land for the intervention, and providing training to public authorities so that they can implement and manage inclusion/desegregation programmes and further provide social services to the local community.
This multiphase model will trial innovative approaches combining financial instruments (loans, guarantees, etc.), grants and capacity building assistance.
The pilot may be carried out in partnership with an implementing organisation. Under a single grant contract with the Commission, the selected implementing partner would channel the support via:
—
A guarantee for de-risking portfolios of social housing loans to targeted beneficiaries, accounting for some 25 % of the budget; and
—
Capacity building grants for NGOs providing coaching/mentoring services to municipalities, enabling the purchase of apartments/houses, constructions (provision of land and necessary infrastructure) and local Roma communities for financial literacy and construction training, employment and civic education, accounting for some 75 % of the budget.
Activities will be closely aligned with and complement current pilot projects for Roma inclusion (ROMACT), cohesion policy funding tools which could be mobilised as a result, as well as relevant desegregation guidance and holistic approaches to local development principles.
The pilot project will test and develop integrated social finance models as part of a multicountry, pan-European approach, possibly as a pilot for a combined financial/advisory product under the InvestEU Programme post-2020. This should complement cohesion funding support and reinforce the objectives of social inclusion, desegregation, access to education, employment support and regional development. It could also provide models for replication under social outcome contracting mechanisms.
After being tested at multiple sites with substantial Roma communities, it will expand to different locations within the countries with substantial Roma communities (e.g. East Slovakia, East Czechia, Bulgaria, Romania and Hungary) and be replicated in an urban context.
Activities will be closely aligned with and complement current pilot projects for Roma inclusion (ROMACT) and additional Cohesion policy funding tools which could be mobilised. The pilot project will also contribute to policy development in the area of homelessness and housing exclusion and support preparation of the post-2020 EU framework for NRIS.
Target groups:
—
Marginalised Roma families, as one of the most excluded groups in Europe, whose fate embodies one of the most acute social challenges in central and eastern European countries and, indeed, the Union;
—
Public authorities, financial intermediaries and social impact actors (foundations, service providers).
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 02
INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 01
ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES’ POLICY AREA
142 129 182
142 129 182
140 150 155
140 150 155
134 585 042,23
134 585 042,23
02 02
COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES
408 008 400
364 696 716
357 869 000
213 482 000
385 685 660,05
243 032 893,29
02 03
INTERNAL MARKET FOR GOODS AND SERVICES
118 595 657
112 479 117
111 534 886
107 954 486
77 873 848,62
69 530 001,57
02 04
HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES
397 801 382
353 755 000
363 627 355
313 939 538
360 259 375,84
341 554 091,11
02 05
EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)
1 238 630 919
984 727 619
720 346 363
952 628 363
920 406 678,55
992 884 241,82
02 06
EUROPEAN EARTH OBSERVATION PROGRAMME
643 947 000
549 000 000
858 570 000
599 500 000
642 690 413,57
572 963 432,33
02 07
EUROPEAN DEFENCE INDUSTRIAL DEVELOPMENT PROGRAMME
254 500 000
200 000 000
243 250 000
145 250 000
Title 02 — Total
3 203 612 540
2 706 787 634
2 795 347 759
2 472 904 542
2 521 501 018,86
2 354 549 702,35
CHAPTER 02 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
02 01
ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES’ POLICY AREA
02 01 01
Expenditure related to officials and temporary staff in the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
5.2
90 373 028
88 743 647
84 141 207,57
93,10
02 01 02
External personnel and other management expenditure in support of the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
02 01 02 01
External personnel
5.2
7 088 788
6 866 110
6 467 828 ,—
91,24
02 01 02 11
Other management expenditure
5.2
5 069 197
5 110 730
5 465 744,99
107,82
Article 02 01 02 — Subtotal
12 157 985
11 976 840
11 933 572,99
98,15
02 01 03
Expenditure related to information and communication technology equipment and services of the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
5.2
5 993 597
5 949 448
6 736 645,63
112,40
02 01 04
Support expenditure for operations and programmes in the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
02 01 04 01
Support expenditure for Competitiveness of enterprises and small and medium-sized enterprises (COSME)
1.1
3 117 349
2 800 000
3 523 616,10
113,03
02 01 04 02
Support expenditure for standardisation and approximation of legislation
1.1
160 000
160 000
160 000 ,—
100,00
02 01 04 03
Support expenditure for European satellite navigation programmes
1.1
3 500 000
3 000 000
3 347 375,61
95,64
02 01 04 04
Support expenditure for European Earth observation programme (Copernicus)
1.1
3 000 000
2 900 000
2 660 580 ,—
88,69
02 01 04 05
Support expenditure of the European Defence Industrial Development Programme (EDIDP)
1.1
500 000
1 750 000
Article 02 01 04 — Subtotal
10 277 349
10 610 000
9 691 571,71
94,30
02 01 05
Support expenditure for research and innovation programmes in the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
02 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
7 745 000
7 851 000
7 045 017 ,—
90,96
02 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
2 556 000
2 711 111
2 832 686 ,—
110,82
02 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
2 500 000
2 400 000
2 704 269,33
108,17
Article 02 01 05 — Subtotal
12 801 000
12 962 111
12 581 972,33
98,29
02 01 06
Executive agencies
02 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from the Programme for the Competitiveness of enterprises and small and medium-sized enterprises
1.1
10 526 223
9 908 109
9 500 072 ,—
90,25
Article 02 01 06 — Subtotal
10 526 223
9 908 109
9 500 072 ,—
90,25
Chapter 02 01 — Total
142 129 182
140 150 155
134 585 042,23
94,69
02 01 01
Expenditure related to officials and temporary staff in the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
90 373 028
88 743 647
84 141 207,57
02 01 02
External personnel and other management expenditure in support of the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
02 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
7 088 788
6 866 110
6 467 828 ,—
02 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 069 197
5 110 730
5 465 744,99
02 01 03
Expenditure related to information and communication technology equipment and services of the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 993 597
5 949 448
6 736 645,63
02 01 04
Support expenditure for operations and programmes in the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
02 01 04 01
Support expenditure for Competitiveness of enterprises and small and medium-sized enterprises (COSME)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 117 349
2 800 000
3 523 616,10
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
Legal basis
See Chapter 02 02.
02 01 04 02
Support expenditure for standardisation and approximation of legislation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
160 000
160 000
160 000 ,—
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
See Article 02 03 02.
02 01 04 03
Support expenditure for European satellite navigation programmes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 500 000
3 000 000
3 347 375,61
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad-hoc service contracts.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 02 05.
02 01 04 04
Support expenditure for European Earth observation programme (Copernicus)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000 000
2 900 000
2 660 580 ,—
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts. Activities relating to the User Forum created by Article 30 of Regulation (EU) No 377/2014 of the European Parliament and of the Council of 3 April 2014 establishing the Copernicus Programme and repealing Regulation (EU) No 911/2010 (
OJ L 122, 24.4.2014, p. 44
) may also be covered.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
Legal basis
See Chapter 02 06.
02 01 04 05
Support expenditure of the European Defence Industrial Development Programme (EDIDP)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
500 000
1 750 000
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Reference acts
See Article 02 07 01.
02 01 05
Support expenditure for research and innovation programmes in the ‘Internal market, industry, entrepreneurship and SMEs’ policy area
02 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
7 745 000
7 851 000
7 045 017 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020 and occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 02 04.
02 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 556 000
2 711 111
2 832 686 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 02 04.
02 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 500 000
2 400 000
2 704 269,33
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 02 04.
02 01 06
Executive agencies
02 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from the Programme for the Competitiveness of enterprises and small and medium-sized enterprises
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 526 223
9 908 109
9 500 072 ,—
Remarks
This appropriation is intended to cover the Agency’s expenditure on staff and administration incurred as a result of the Agency’s role in the management of measures forming part of the Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (
OJ L 347, 20.12.2013, p. 33
).
Reference acts
Commission Decision 2004/20/EC of 23 December 2003 setting up an executive agency, the ‘Intelligent Energy Executive Agency’, to manage Community action in the field of energy in application of Council Regulation (EC) No 58/2003 (
OJ L 5, 9.1.2004, p. 85
).
Commission Decision 2007/372/EC of 31 May 2007 amending Decision 2004/20/EC in order to transform the ‘Intelligent Energy Executive Agency’ into the Executive Agency for Competitiveness and Innovation (
OJ L 140, 1.6.2007, p. 52
).
Commission Implementing Decision 2013/771/EU of 17 December 2013 establishing the ‘Executive Agency for Small and Medium-sized Enterprises’ and repealing Decisions 2004/20/EC and 2007/372/EC (
OJ L 341, 18.12.2013, p. 73
).
Commission Decision C(2013) 9414 of 23 December 2013 delegating powers to the Executive Agency for Small and Medium-sized Enterprises with a view to performance of tasks linked to the implementation of Union programmes in the field of energy, environment, climate action, competitiveness and SMEs, research and innovation, ICT, maritime policy and fisheries comprising, in particular, implementation of appropriations entered in the general budget of the Union.
CHAPTER 02 02 —
   
COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 02
COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES
02 02 01
Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises
1.1
135 298 400
143 261 000
130 039 000
100 813 000
128 046 666,56
77 369 196,36
54,01
02 02 02
Improving access to finance for small and medium-sized enterprises in the form of equity and debt
1.1
269 160 000
215 000 000
224 430 000
106 000 000
249 771 206,41
160 687 572,89
74,74
02 02 51
Completion of former activities in the competitiveness and entrepreneurship domain
1.1
p.m.
639 000
p.m.
p.m.
0 ,—
480 144,45
75,14
02 02 77
Pilot projects and preparatory actions
02 02 77 03
Preparatory action — Erasmus for Young Entrepreneurs
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
02 02 77 10
Preparatory action — Euromed innovation entrepreneurs for change
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
02 02 77 16
Pilot project — The future of manufacturing
1.1
p.m.
p.m.
p.m.
200 000
0 ,—
0 ,—
02 02 77 17
Pilot project — Business transfers to employees and cooperative model: ensuring the sustainability of SMEs
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
181 232,42
02 02 77 18
Pilot project — Female business angels
1.1
p.m.
p.m.
p.m.
636 000
0 ,—
0 ,—
02 02 77 19
Pilot project — World-bridging tourism
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
411 999,50
02 02 77 21
Preparatory action — Transnational culture-related European tourism product
1.1
p.m.
p.m.
p.m.
600 000
0 ,—
148 440,44
02 02 77 23
Pilot project — Youth on the SPOT — Special Partnership on Tourism
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
228 527,24
02 02 77 24
Pilot project — Destination Europe Brand — Promoting Europe in the tourism sector
1.1
p.m.
p.m.
p.m.
585 400
0 ,—
184 395,55
02 02 77 25
Pilot project — Entrepreneurial capacity building for young migrants
1.1
p.m.
531 206
p.m.
883 400
0 ,—
900 086,66
169,44
02 02 77 26
Pilot project — Sharing Economy Startup Initiative — Financing the future of European entrepreneurship
1.1
p.m.
566 300
p.m.
p.m.
0 ,—
329 700 ,—
58,22
02 02 77 27
Pilot project — Reducing youth unemployment and setting up cooperatives to enhance working opportunities in the EU
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
217 588,63
02 02 77 28
Pilot project — SME instrument to enhance women’s participation
1.1
p.m.
p.m.
p.m.
150 200
0 ,—
0 ,—
02 02 77 29
Preparatory action — European Capital of Tourism
1.1
p.m.
740 700
p.m.
974 000
0 ,—
640 703,10
86,50
02 02 77 30
Pilot project — Achieve Leadership in Entrepreneurship and Cooperation Opportunities (ALECO)
1.1
p.m.
225 000
p.m.
p.m.
0 ,—
524 568,97
233,14
02 02 77 31
Preparatory action — Culture Europe: Promoting Europe's treasures
1.1
p.m.
p.m.
p.m.
p.m.
1 100 000 ,—
0 ,—
02 02 77 32
Preparatory action — World Bridge Tourism
1.1
p.m.
720 000
p.m.
540 000
1 800 000 ,—
0 ,—
0
02 02 77 33
Preparatory action — Entrepreneurial capacity building for young migrants
1.1
p.m.
366 010
p.m.
p.m.
1 168 765,08
489 030,08
133,61
02 02 77 34
Pilot project — Enhancing internationalisation capacity through European networks of SMEs
1.1
p.m.
p.m.
p.m.
p.m.
1 500 000 ,—
0 ,—
02 02 77 35
Preparatory action — Speeding up industrial modernisation by improving support for pan-European demonstration facilities — 3D printing
1.1
p.m.
100 000
p.m.
400 000
799 022 ,—
239 707 ,—
239,71
02 02 77 36
Preparatory action — Cir©Lean: Business-enabling network for SMEs in the Union to utilise circular economy business opportunities
1.1
p.m.
450 000
p.m.
p.m.
1 500 000 ,—
0 ,—
0
02 02 77 38
Preparatory action — Reducing youth unemployment — setting up co-operatives to enhance working opportunities in the Union
1.1
p.m.
600 000
2 000 000
1 000 000
02 02 77 39
Pilot project — Quality of service in tourism
1.1
350 000
207 500
420 000
210 000
02 02 77 40
Pilot project — Satellite broadband internet access for bringing educational multimedia content to unconnected schools
1.1
p.m.
490 000
980 000
490 000
02 02 77 41
Preparatory action — Erasmus for Young Entrepreneurs Global / Achieve Leadership in Entrepreneurship and Cooperation Opportunities
1.1
2 200 000
550 000
02 02 77 42
Pilot project — Smart destinations
1.1
1 000 000
250 000
Article 02 02 77 — Subtotal
3 550 000
5 796 716
3 400 000
6 669 000
7 867 787,08
4 495 979,59
77,56
Chapter 02 02 — Total
408 008 400
364 696 716
357 869 000
213 482 000
385 685 660,05
243 032 893,29
66,64
02 02 01
Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
135 298 400
143 261 000
130 039 000
100 813 000
128 046 666,56
77 369 196,36
Remarks
This appropriation is intended to strengthen the competitiveness of enterprises, in particular that of small and medium-sized enterprises (SMEs), and to encourage entrepreneurship and foster the creation and growth of SMEs.
The implemented measures will include:
—
networks bringing together a variety of stakeholders,
—
market replication projects,
—
policy analyses, development and coordination with participating countries,
—
policies to foster entrepreneurship,
—
information sharing, dissemination, awareness raising and advisory services to increase SME’s competitiveness and help them participate in the single market and beyond,
—
support to joint actions of Member States or regions, as well as other measures under the programme for the competitiveness of enterprises and small and medium-sized enterprises (COSME).
The Union will provide support to activities such as the Enterprise Europe Network and entrepreneurship promotion. It will also support projects concerned with the first applications or market replication of techniques, practices or products (e.g. new business concepts for consumer goods) of Union relevance that have already been technically demonstrated with success but, owing to residual risk, have not yet significantly penetrated the market. Those projects will be designed to promote wider use within the participating countries and facilitate market uptake.
Projects will also seek to improve the framework conditions including through capacity building in clusters and other business networks notably with regard to support SME internationalisation in order to ensure that Union enterprises are competitive and sustainable, including in the tourism sector, by supporting coherence and consistency in implementation, as well as informed policy-making at Union level. In addition, projects will be put in place to support the implementation of the Single Market Strategy and the Start-up Initiative. Support actions, directly linked to the achievement of these objectives are also considered for funding: meetings (including workshops), studies, information and publications and participation in study groups.
Sustainable tourism activities will receive a special focus with initial priority given to soft mobility, cycling networks, eco-tourism and nature protection. Accessibility for all, particularly for people with reduced mobility and for socially disadvantaged people is also of high importance in this context.
The Union will coordinate, promote and support actions for sustainable tourism, such as:
—
preservation of long-term sustainable tourism resources through protection of natural, cultural, historical and industrial heritage,
—
coordination and support for access to sustainable tourism information and services for less-advantaged citizens living in poverty, as well as for persons with reduced mobility,
—
cross-border coordination of European cycling networks, together with rail and long-distance bus information and services.
The ‘Erasmus for Young Entrepreneurs’ programme aims to encourage European entrepreneurship, the sharing of knowledge and best practices, and the creation of valuable networks, partnerships, companies and jobs.
Due to the currently difficult economic situation it is indispensable to support European enterprises, in particular young innovative start-ups and female entrepreneurs, and to foster entrepreneurship by assigning enough funds to programmes like the COSME programme. It is particularly important to provide support and incentives for the most modern and innovative sectors, such as the sharing economy and the digital economy. The Union will provide support for young entrepreneurs in these sectors and develop and introduce instruments that will allow innovative start-ups to compete with rivals from third countries on world markets. Support will also be provided to increase SMEs’ participation in public procurement.
In particular the programme ‘Erasmus for Young Entrepreneurs’ has been very successful, efficient and effective in contributing successfully to fighting unemployment and supporting robust start-ups across Europe.
The financial means for the ‘Erasmus for Young Entrepreneurs’ programme are maintained in particular due to the following reasons:
—
the programme helps fostering European entrepreneurship, the sharing of knowledge and best-practices as well as creating valuable networks and partnerships,
—
the programme is very successful and has shown an increasing number of participants over the last years which is expected to increase further,
—
the programme effectively tackles the problem of unemployment as it helps people without work to become self-employed and existing SME to create jobs and increase their turnover by expanding or internationalising their business,
—
the number of applications exceeds by far the possibilities the Commission can fulfil with the financial means currently available.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b) (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 4 815 000.
Legal basis
Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (
OJ L 347, 20.12.2013, p. 33
), and in particular Article 3(1) thereof.
02 02 02
Improving access to finance for small and medium-sized enterprises in the form of equity and debt
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
269 160 000
215 000 000
224 430 000
106 000 000
249 771 206,41
160 687 572,89
Remarks
This appropriation is to be used to improve access to finance small and medium-sized enterprises (SMEs), including companies of female entrepreneurs, in the form of equity and debt, in their start-up, growth and transfer phase.
A loan guarantee facility (LGF) provides counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which will reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios.
An equity facility for growth (EFG) allows investments in risk capital funds which invest in SMEs in the expansion and growth stage, whilst taking a gender-sensitive and non-discriminatory approach, and in particular in those operating cross-borders. It will be possible to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of the COSME programme and the equity facility for RDI under Horizon 2020. Support from the EFG will be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(3) and Article 22(1) of the Financial Regulation.
The corresponding amount of assigned revenue is estimated at EUR 27 300 000.
Legal basis
Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (
OJ L 347, 20.12.2013, p. 33
), and in particular Article 3(1) thereof.
02 02 51
Completion of former activities in the competitiveness and entrepreneurship domain
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
639 000
p.m.
p.m.
0 ,—
480 144,45
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Council Decision 89/490/EEC of 28 July 1989 on the improvement of the business environment and the promotion of the development of enterprises, and in particular small and medium-sized enterprises, in the Community (
OJ L 239, 16.8.1989, p. 33
).
Council Decision 91/179/EEC of 25 March 1991 on acceptance of the terms of reference of the International Copper Study Group (
OJ L 89, 10.4.1991, p. 39
).
Council Decision 91/319/EEC of 18 June 1991 revising the programme for the improvement of the business environment and the promotion of the development of enterprises, and in particular small and medium-sized enterprises, in the Community (
OJ L 175, 4.7.1991, p. 32
).
Council Decision 91/537/EEC of 14 October 1991 on acceptance of the terms of reference of the International Nickel Study Group (
OJ L 293, 24.10.1991, p. 23
).
Council Decision 92/278/EEC of 18 May 1992 confirming the consolidation of the EC-Japan Centre for Industrial Cooperation (
OJ L 144, 26.5.1992, p. 19
).
Council Decision 93/379/EEC of 14 June 1993 on a multiannual programme of Community measures to intensify the priority areas and to ensure the continuity and consolidation of policy for enterprise, in particular small and medium-sized enterprises, in the Community (
OJ L 161, 2.7.1993, p. 68
).
Council Decision 96/413/EC of 25 June 1996 on the implementation of a Community action programme to strengthen the competitiveness of European industry (
OJ L 167, 6.7.1996, p. 55
).
Council Decision 97/15/EC of 9 December 1996 on a third multiannual programme for small and medium-sized enterprises (SMEs) in the European Union (1997 to 2000) (
OJ L 6, 10.1.1997, p. 25
).
Council Decision 2000/819/EC of 20 December 2000 on a multiannual programme for enterprise and entrepreneurship, and in particular for small and medium-sized enterprises (SMEs) (2001-2005) (
OJ L 333, 29.12.2000, p. 84
).
Council Decision 2001/221/EC of 12 March 2001 concerning the participation of the Community in the International Lead and Zinc Study Group (
OJ L 82, 22.3.2001, p. 21
).
Council Decision 2002/651/EC of 22 July 2002 concerning the participation of the Community in the International Rubber Study Group (
OJ L 215, 10.8.2002, p. 13
).
Regulation (EC) No 726/2004 of the European Parliament and of the Council of 31 March 2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency (
OJ L 136, 30.4.2004, p. 1
).
Decision No 593/2004/EC of the European Parliament and of the Council of 21 July 2004 amending Council Decision 2000/819/EC on a multiannual programme for enterprise and entrepreneurship, and in particular for small and medium-sized enterprises (SMEs) (2001-2005) (
OJ L 268, 16.8.2004, p. 3
).
Decision No 1776/2005/EC of the European Parliament and of the Council of 28 September 2005 amending Council Decision 2000/819/EC on a multiannual programme for enterprise and entrepreneurship, and in particular for small and medium-sized enterprises (SMEs) (2001-2005) (
OJ L 289, 3.11.2005, p. 14
).
Commission Decision 2006/77/EC of 23 December 2005 setting up a High Level Group on Competitiveness, Energy and the Environment (
OJ L 36, 8.2.2006, p. 43
).
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
02 02 77
Pilot projects and preparatory actions
02 02 77 03
Preparatory action — Erasmus for Young Entrepreneurs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 10
Preparatory action — Euromed innovation entrepreneurs for change
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 16
Pilot project — The future of manufacturing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
200 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
)
02 02 77 17
Pilot project — Business transfers to employees and cooperative model: ensuring the sustainability of SMEs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
181 232,42
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 18
Pilot project — Female business angels
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
636 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 19
Pilot project — World-bridging tourism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
411 999,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 21
Preparatory action — Transnational culture-related European tourism product
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
600 000
0 ,—
148 440,44
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
02 02 77 23
Pilot project — Youth on the SPOT — Special Partnership on Tourism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
228 527,24
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
02 02 77 24
Pilot project — Destination Europe Brand — Promoting Europe in the tourism sector
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
585 400
0 ,—
184 395,55
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
02 02 77 25
Pilot project — Entrepreneurial capacity building for young migrants
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
531 206
p.m.
883 400
0 ,—
900 086,66
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
02 02 77 26
Pilot project — Sharing Economy Startup Initiative — Financing the future of European entrepreneurship
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
566 300
p.m.
p.m.
0 ,—
329 700 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
02 02 77 27
Pilot project — Reducing youth unemployment and setting up cooperatives to enhance working opportunities in the EU
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
217 588,63
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
02 02 77 28
Pilot project — SME instrument to enhance women’s participation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
150 200
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
02 02 77 29
Preparatory action — European Capital of Tourism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
740 700
p.m.
974 000
0 ,—
640 703,10
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 30
Pilot project — Achieve Leadership in Entrepreneurship and Cooperation Opportunities (ALECO)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
225 000
p.m.
p.m.
0 ,—
524 568,97
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 31
Preparatory action — Culture Europe: Promoting Europe's treasures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
1 100 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Capitalising on the European Year of Cultural Heritage 2018, this action will showcase and promote the diversity and richness of European heritage and cultural manifestations (UNESCO World Heritage sites, music and food festivals, folklore and spirituality) as a reason to visit Europe, the continent of culture and creativity.
The activities carried out under this preparatory action could be linked to the theme of ‘Culture Europe - Promoting Europe’s treasures’, with individual countries, regions or macro-regions presenting their distinct heritage and cultural assets to a broad international audience.
The preparatory action builds on and continues the Destination Brand Europe pilot project, but it proposes an enlarged scope and an increased budget. The action will also include promoting less well-known but equally interesting locations and tourism sites, with the ultimate aim of diversifying the range of European destinations, creating new tourism products and supporting less developed regions.
VisitEurope.com, a portal developed with Union support, could be a suitable platform for promotional and marketing activities. Additionally, the ‘360° European Wonders’ app presented by the Commission in 2017 could be integrated into the promotional and marketing strategy.
Ultimately, the action will raise awareness around responsible and sustainable development as regards cultural heritage and the protection of resources for future generations.
The main objectives and actions include:
—
preserving Europe’s lead position among world tourist destination by promoting European cultural heritage;
—
developing and endorsing promotional and marketing channels (online and offline) that will enable destinations to maximise the reach of their tourism offer;
—
diversifying the range of European destinations by promoting less visible secondary destinations (so-called ‘hidden gems’) as new tourism products;
—
researching and identifying a number of well-developed and accessible alternative tourist destinations with high potential demand and appeal both internally and in overseas markets;
—
engaging with various stakeholders across Member States to raise the visibility of cultural heritage sites;
—
providing support to industry partners, especially SMEs in the hospitality and transport sectors, to develop tourism products that incorporate these alternative destinations into their travel packages.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 32
Preparatory action — World Bridge Tourism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
720 000
p.m.
540 000
1 800 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The World Bridge Tourism pilot project was initiated in the 2015 budget. The main aim of the project was to ensure that Europe should benefit from world bridge tourism by increasing the GDP of the tourism sector. At the same time, it was to bring about significant economic growth, including the creation of sustainable employment opportunities.
The preparatory action focuses on China as the fastest-growing tourism source market in the world. As stated in the pilot project, Chinese tourists’ propensity to travel abroad is expected to continue rising in the coming decades. Beyond Asia and the Pacific, Europe is the largest destination region for Chinese travellers. As Europe has a prominent place on the Chinese ‘wish list’, it is necessary to think about how Member States could host Chinese tourists more effectively. This will involve mutual understanding and continuous and sustainable training of employees throughout Europe in the tourism sector.
The preparatory action will increase flows of Chinese visitors by facilitating business between European tourism providers and Chinese buyers.
2018 was EU-China Tourism Year, during the preparatory period for which the World Bridge Tourism project had a crucial role.
The main objectives and actions include:
—
identifying best practices and analysing the results of the pilot project;
—
continuing the awareness campaign among tour operators and agencies;
—
active involvement in the EU-China Tourism Year 2018;
—
enlarging the scope of the project by involving Chinese cultural institutes (e.g. the Confucius Institute) and other public outreach stakeholders;
—
increasing involvement of social networks and focusing on digitisation, and providing incentives for bringing tourist products and services into line with the needs of Chinese tourists, including the use of marketing tools (websites and flyers in Chinese) and promoting them on Chinese social networks (e.g. Weibo).
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 33
Preparatory action — Entrepreneurial capacity building for young migrants
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
366 010
p.m.
p.m.
1 168 765,08
489 030,08
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Knowledge and skills are crucial not only for the personal welfare of each citizen, but also for sustainable development and economic growth. It is therefore important to offer a perspective to people coming from countries in economic and social crisis, especially young people, so that they have an opportunity to create added value not only for themselves, but also for the general public.
It is therefore important to empower young migrants and refugees to gain access to knowledge and to develop skills they are able to use and leverage when they are back in their home countries.
This will make it possible for them not only to establish a livelihood, but also potentially to become entrepreneurs, build up their own businesses and create employment.
The core of this initiative will be targeted mentoring programmes from different organisations, such as civil protection and community services, as well as companies (including local suppliers). Elements of a dual-training system would help beneficiaries to identify the specific needs of organisations or companies on the ground.
The legal situation regarding the waiting period for taking up an economic activity differs considerably from Member State to Member State. To make the preparatory action a success, it will therefore also be necessary to conduct a review of current national legal frameworks and to identify best practices which could be promoted in order to speed up procedures, so that young migrants can take advantage of the proposed programmes as soon as possible upon arrival.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 34
Pilot project — Enhancing internationalisation capacity through European networks of SMEs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
1 500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 35
Preparatory action — Speeding up industrial modernisation by improving support for pan-European demonstration facilities — 3D printing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
100 000
p.m.
400 000
799 022 ,—
239 707 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Industrial modernisation is critical to improving the Union’s competitiveness and is therefore an absolute cornerstone of its policy. In this regard, the ability of industrial companies not only to develop but also to absorb and successfully implement new technologies is crucial. However, this remains a big challenge for many companies.
Different stages can be identified in the process of developing and deploying new technologies. There is mounting evidence that market failure occurs at the demonstration stage (TRL 6-8) of the innovation process: between applied research, prototyping and market entry. Testing and validation of prototypes in an industrial environment and certifying new applications remain both very costly and highly uncertain. In many cases this prevents, or at least substantially delays, market uptake of very promising innovations from research and industry, including those previously financed by the Union. On the one hand, industrial companies very often do not have all the necessary equipment and skills to carry out further prototyping activities, validation tests, certification procedures, cost comparisons and other post-prototyping activities needed before full production and market launch. These activities are usually categorised as so-called ‘non-recurrent costs’ and contribute to what is commonly known as the ‘Valley of Death’. On the other hand, very few regions have all the demonstration capabilities in place to help companies carry out the full spectrum of post-prototyping activities in a specific technology domain.
There is a strong need and rationale to establish an inter-regional innovation structure with pan-European shared demonstration facilities (industry commons) accessible by industry and able to speed up technology deployment in and by industrial companies. Shared demonstration facilities can be established by connecting and upgrading the complementary facilities which already exist in the regions, or by creating new shared facilities if needed.
In the past, and in ongoing activities under Vanguard Initiative (VI) pilot projects (www.s3vanguardinitiative.eu), various regions have found that setting up ‘shared demonstration facilities’ usually involves a non-profitable component. This funding gap occurs when setting up shared facilities and meeting initial operating costs. Once this funding gap is closed, industrial demonstration activities can take place. If they are successful, companies can then upscale their production, generate revenues in the marketplace and hence generate growth and jobs. In order to speed up technology deployment and industrial modernisation, stronger public intervention is therefore needed to unlock innovation and growth potential. At the moment, there is no suitable cross-regional, pan-European instrument to support very much needed investments in innovation infrastructure.
In this context, this preparatory action will complement and further expand the ongoing activities under the VI and the Thematic Smart Specialisation Platform for Industrial Modernisation (TSSP IM). While the TSSP IM and its inter-regional partnerships, such as VI, are instrumental in detecting and initiating inter-regional collaboration for technology uptake, this action will support the development of investments, operations and services, and defray coordination costs for shared demonstration facilities serving a customer base of industrial organisations throughout Europe.
This preparatory action will be particularly important in generating input for the (re)designing of various Union policies, including innovation (Ninth Framework Programme), investment (European Fund for Strategic Investments) and cohesion policy. The action will identify the scope and limitations of existing funds and financial instruments for ultimately stimulating the uptake of market-creating technologies and the promotion of follow-up investments by the private sector, including through close or closer cooperation with industry associations, thereby providing useful input for policy makers.
This preparatory action will focus on the specific VI pilot project for shared demonstration facilities for ‘High Performance Production through 3D Printing’ (3DP). The 3DP pilot project is among the most advanced, but it faces a huge investment challenge for several of its industrial applications. 3D printing has also been identified as a disruptive technology significantly impacting a broad range of industrial sectors.
Specifically, the preparatory action will focus on the following activities:
(1)
setting up an operational platform of connected demonstration facilities between regions by, inter alia:
—
connecting demonstration facilities to form a virtual support platform;
—
monitoring the provision of know-how, equipment and services to industry, ensuring broad sectoral coverage;
—
if needed, expanding the network of connected facilities to improve industrial and/or geographical coverage;
—
setting up a network of accredited service providers throughout Europe (for support, training, certification, etc. within the networked demonstration facilities);
(2)
attracting industrial demonstration projects via the platform by, 
inter alia
:
—
interacting with key stakeholders;
—
promoting the platform and identifying opportunities;
—
further developing 3DP demonstration cases and use cases, creating new value chains;
—
identifying the specific coordination costs and investment support needs;
—
communicating and working with a wider audience, including making use of the TSSP IM;
—
working on synergies between the relevant pilot project and related initiatives;
—
gaining specific knowledge on funding issues to address specific investment needs;
(3)
providing an overview of specific proposals for changes to Union policies, in consultation with the Commission.
For proper implementation and evaluation, a timeframe of three years (2018-2020) is needed, including an annual update of the roadmap by a strategy board that will also include Members of the European Parliament.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 36
Preparatory action — Cir©Lean: Business-enabling network for SMEs in the Union to utilise circular economy business opportunities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
450 000
p.m.
p.m.
1 500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action will create a business-enabling network for SMEs to seize circular economy business opportunities. It will advance a new type of environmentally friendly industry, where the worthless is turned into valuable by making full use of all materials, including side flows and waste.
The major chemical-using industries, businesses and associated supply chains in different parts of Europe (notably in Finland, France, Norway, Sweden and the United Kingdom) attempt to create new business out of side flows and wastes. Side flows can be recovered and used as raw materials in new industries. By refining raw materials in the Union, most added value is created in the single market, thus benefitting European economies. This will create jobs and benefit the environment.
The Cir©Lean target group is export-orientated industrial service SMEs which are willing and able and have an international outlook. Cir©Lean will build a systematic, long-term business-enabling network for Union-based SMEs by utilising cross-border, cross-sector and cross-industry knowledge and by developing innovative circular economy business models. The action will help SMEs find ways to increase the value of (currently unidentified) waste and residues by turning them into valuable products to be sold in both the domestic and international markets. The action will enhance industrial symbiosis by increasing the degree of processing of residual waste and landfill and generate new residual waste business.
New business models will be created in cross-border, cross-sector and cross-industry Open Innovation Business workshops where SMEs, primary industries, business developers, educators, researchers, authorities and financiers pool their skills. The Sustainability Assessment Tool developed in Finland will be applied in this work. The workshops will contribute to the development of new knowledge for all participants, creating new commercial products and services that span national borders.
Approximately 20 SMEs will participate in the Cir©Lean preparatory action. As a milestone for the action, 100 SMEs will participate in professional development activities, and, as part of the action, they will gain new contacts and establish cross-border cooperation. When the action is completed, exports will increase and the number of SMEs with new business models will grow. New long-term and sustainable contacts and partnerships with permanent cooperation structures will be established as a result.
Cir©Lean will set up a circular economy business-enabling network that will continue after the preparatory action ends.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 38
Preparatory action — Reducing youth unemployment — setting up co-operatives to enhance working opportunities in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
600 000
2 000 000
1 000 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Youth unemployment remains a significant challenge for Member States. As of February 2018 it stood at 15,9 % in the EU28 and 17,7 % in the euro area. The aim of the initial pilot project was to contribute to reducing youth unemployment through the provision of worker co-operatives by establishing entrepreneurship and sustainable job opportunities for young people to both work in and own part of the company simultaneously, as well as establishing best practice in the area for the Union as a whole.
The pilot project was launched in the three Member States with the most experience in this field, and included objectives such as improving knowledge of the co-operative business concept, guiding students in implementing their own ideas and helping them start up businesses in the form of a co-operative, providing training and internships/apprenticeships in co-operatives and examining how to create synergies with related Union programmes.
The preparatory action continues to build on the impact of the pilot project in these three Member States and extends actions to other Member States still struggling with high youth unemployment, such as Greece and Spain.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 39
Pilot project — Quality of service in tourism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
350 000
207 500
420 000
210 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Tourism is a key sector for economic development and job creation in Europe. Tourism bodies are in a never-ending dispute over a unified classification system for hotels, restaurants and other facilities. As the needs and expectations of consumers evolved, consequently stimulating supply in the hotel sector, it became essential to regulate this area of activity by adopting measures to protect the rights and interests of consumers.
However, consumers’ perceptions often do not match what they receive owing to insufficient and ineffective communication.
This project will draw up:
—
a framework for comprehensively mapping the existing public and private initiatives (star systems, certification schemes, etc.) for tourism that will harmonise the classification system in terms of accuracy and how up-to-date the information is, and will bring transparency and consistency to service quality evaluation and performance;
—
a framework for the content of information provided by travel agencies, tour operators, online booking sites and review sites; the information provided to consumers should be examined, compared and compatible with Union level criteria for the initiatives in question;
—
a framework for trans-national cooperation between public authorities and industries to improve the content of ‘terms and conditions’ and ensure a fair ‘agreement’ between the service provider and the tourist; the agreement should specify, among other things, the payment conditions and the rights of the tourist, especially in cases where the contracted services are not adequately performed;
—
the feasibility of establishing principles at Union level for tourism service quality, including Union competence, added value and technical viability.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 40
Pilot project — Satellite broadband internet access for bringing educational multimedia content to unconnected schools
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
490 000
980 000
490 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
One major objective of the Union institutions is to improve coordination of policy at Union and Member State level as regards promoting the use of ICT in education, training and learning systems. One condition for integrating ICT is to increase the availability and quality of connectivity to broadband internet services for schools and classrooms, especially in rural and low population density areas, by adopting dedicated policies.
The Commission has allocated resources for enhancing school connectivity to the internet, promoting policy coordination through various initiatives. One such initiative was set out in the Commission communication of 25 September 2013 entitled ‘Opening up Education: Innovative teaching and learning for all through new Technologies and Open Educational Resources’ (COM(2013) 654 final), which clearly stated that ‘Enhancing local ICT infrastructure (broadband, content, tools) is still needed in some parts of Europe...’ and that ‘Member States are investing in upgrading their national educational infrastructure (ICT, digital educational resources, broadband) but fragmentation and incoherence among Member States persists. On average, 93 % of EU students access the internet at home, but only 72 % have access to it at a place of education, sometimes not in the classroom.’
Innovation in the education sector remains a key priority for the Commission as is clearly stated in the Commission communication of 14 September 2016 entitled ‘Connectivity for a Competitive Digital Single Market — Towards a European Gigabit Society’ (COM(2016) 587 final). The European Parliament, in its resolution of 1 June 2017 on internet connectivity for growth, competitiveness and cohesion: European gigabit society and 5G (
OJ C 307, 30.8.2018, p. 144
), welcomed the ambitious plan to provide ultra-fast internet in primary and secondary schools, universities and libraries by 2025, in line with the principles of subsidiarity and proportionality. It also stressed that faster and better connectivity provides huge opportunities to enhance teaching methods, to foster research and to develop high quality educational services online as well as to create better opportunities for distance learning.
The European Parliament also emphasised that, in order for the gigabit target to have its full impact on Union economy and not to miss opportunities, it is important to close the digital divide and prevent the opening of new divides, and to this end funding opportunities should be explored by Member States and the Commission in support of the achievement for the main socio-economic drivers (schools, universities, public administrations).
In 2016, many schools in the Union still lacked broadband access (especially primary schools, 25 % of which had no broadband access or even no internet access at all). The main reasons for this are:
—
poor awareness among schools and local authorities of the technical options available to access broadband internet;
—
a limited number of dedicated, large national institutional support programmes;
—
lack of knowledge about possible funding options, including voucher schemes, and how to implement them.
In 2015, the Commission published a call for tenders for a feasibility study on the provision of satellite broadband for schools located in rural areas and not covered by any fixed wired or wireless broadband.
That study, called ‘Satellite broadband for schools: Feasibility study’ (SMART 2015/0061), was published in September 2017. It confirmed that the use of satellite-based access and distribution is an efficient solution to make broadband internet and educational multimedia content immediately available to schools that are now unconnected or poorly connected and would otherwise remain so for some time to come.
Objective of the pilot project
The objective of the pilot project was to build on the results of the feasibility study with field trials in Union regions containing schools in digital divide areas. In particular, it helped assess the benefits of immediate connectivity via satellite broadband for schools affected by the digital divide, with the support of regional or national authorities, in advance of the even greater benefits that the European Gigabit Society will subsequently make widely available.
Accordingly, the two-year pilot project:
(i)
identified Union regions that have a large number of schools (particularly primary schools) affected by long-term digital divide;
(ii)
applied simple, efficient and cost-effective voucher schemes to subsidise procurement of satellite broadband for access to and distribution of educational multimedia content, for example through the creation of digital libraries, as recommended in the feasibility study; and
(iii)
fostered outreach and communication, for example through workshops.
In this process the pilot project involved relevant European stakeholders in the ICT supply chain and ensured coordination with educational stakeholders (education ministries, Commission, etc.).
The pilot project could be carried out by means of a grant awarded without a call for proposals to the Network of European Regions Using Space Technologies (NEREUS), which is a dynamic platform for all European regions wishing to use space technologies to improve their public policies for the benefit of their citizens. The pilot project ran for two years (2018 and 2019) on the basis of that grant.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 41
Preparatory action — Erasmus for Young Entrepreneurs Global / Achieve Leadership in Entrepreneurship and Cooperation Opportunities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 200 000
550 000
Remarks
The preparatory action will build on the success of the Erasmus for Young Entrepreneurs Global (EYE Global)/Achieve Leadership in Entrepreneurship and Cooperation Opportunities (ALECO) pilot project. It will contribute towards achieving objectives of the Union in the field of entrepreneurship and economic growth by supporting the creation of start-ups across the Union.
The action is a one-way mobility scheme for new entrepreneurs of the Union providing for a stay of up to three months in the US, Canada, Singapore or South Korea. The destination countries have been selected on the basis of the progress made by the current pilot, trade relevance (including the existence of Free-Trade Agreements) and the existence of advanced start-up support ecosystems.
Up to 350 candidates from Member States will be selected from the target group and given the opportunity to gain experience from successful and experienced host entrepreneurs and to interact with the host’s start-up ecosystem.
The target group of participants includes profiles with the following eligibility criteria: (a) future entrepreneurs with ready-to-implement business plans and giving a binding commitment to start up a firm; (b) entrepreneurs who have started a business in the last three years, either alone or in partnership.
The Union budget will support the participating entrepreneurs by covering travel costs and subsistence costs in the chosen destinations for the duration of their stay and by funding the necessary measures to identify host entrepreneurs and promote the programme in the destination countries.
Arrangements for implementation of the action will build on existing arrangements for the EYE Global pilot project, including delegation to the relevant executive agency where applicable, with provision being made for resources to be adjusted where necessary.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 02 77 42
Pilot project — Smart destinations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
A smart destination is the result of several factors, including information and communication technologies that promote an innovative territory, cooperation and co-creation, mainly by visitors. On the basis of an understanding of this aspect, accessibility is one of the features of an intelligent tourist destination, both physically and virtual. Smartness enhances the quality of the experience at the destination for both visitors and residents.
A smart city can be seen as an urban space that takes advantage of information and communication technologies and data science to answer today’s challenges, namely to become more efficient in services and infrastructure management and to deliver enhanced quality of life to the people who live or work in the city or visit the city, including support for combating climate change.
In this context, city authorities are under pressure and are going through a digital transformation process that is reflected in the proliferation of smart-cities initiatives around the world. This is part of the strategic response to the challenges and opportunities of growing urbanisation and climate change, together with the emergence of cities as a space for social and economic development framed by an urgent need for global sustainability.
A study on smart cities will cover a concept of urban intelligence and its building blocks that result from the city digital transformation process, which will lead to a paradigm shift turning the city into a platform where urban planning and management for sustainability is supported by urban analytics and real-time data.
With that in mind, a study will be carried out on the basis of an implementation plan in a specific city/region with a view to ensuring:
—
quantitative and qualitative data on tourism and smart destinations;
—
better knowledge of the impact of tourism;
—
the development and creation of a European methodology of tourism analysis based on big data applied at Union level for smart destinations;
—
better research and development for solutions designed at Union level;
—
scope for local testing and future applicability (implementation plan in a specific city).
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 02 03 —
   
INTERNAL MARKET FOR GOODS AND SERVICES
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 03
INTERNAL MARKET FOR GOODS AND SERVICES
02 03 01
Operation and development of the internal market of goods and services
1.1
31 027 000
25 810 000
23 553 000
23 500 000
24 201 862,35
19 705 846,86
76,35
02 03 02
Standardisation and approximation of legislation
02 03 02 01
Support to standardisation activities performed by CEN, Cenelec and ETSI
1.1
19 520 000
17 500 000
19 854 000
17 430 000
18 450 887,75
16 766 265,70
95,81
02 03 02 02
Support to organisations representing small and medium-sized enterprises and societal stakeholders in standardisation activities
1.1
4 246 000
4 000 000
4 256 000
3 500 000
4 074 991,53
3 743 561,89
93,59
Article 02 03 02 — Subtotal
23 766 000
21 500 000
24 110 000
20 930 000
22 525 879,28
20 509 827,59
95,39
02 03 03
European Chemicals Agency — Chemicals legislation
1.1
58 827 657
58 827 657
58 356 886
58 356 886
24 984 412 ,—
24 984 412 ,—
42,47
02 03 04
Internal market governance tools
1.1
3 675 000
3 600 000
3 675 000
3 600 000
3 761 694,99
3 682 315,12
102,29
02 03 77
Pilot projects and preparatory actions
02 03 77 05
Pilot project — Dynamic development of cross-border e-commerce through efficient parcel delivery solutions
1.1
p.m.
p.m.
p.m.
247 600
0 ,—
247 600 ,—
02 03 77 07
Pilot project — Independent on-road real-driving emissions (RDE) testing to ensure broad information and transparency for better market surveillance
1.1
p.m.
1 071 460
580 000
290 000
1 600 000 ,—
0 ,—
0
02 03 77 08
Pilot project — Assessing alleged differences in the quality of products sold in the single market
1.1
p.m.
715 000
630 000
715 000
800 000 ,—
400 000 ,—
55,94
02 03 77 09
Pilot project — Closing data gaps and paving the way for pan-European fire safety efforts
1.1
p.m.
630 000
630 000
315 000
02 03 77 10
Preparatory action - Independent on-road real driving emissions (RDE) testing to ensure broad information and transparency for better market surveillance
1.1
1 000 000
250 000
02 03 77 11
Pilot project — Assessing the challenges and opportunities for market surveillance activities in relation to new technologies and the digital supply chain
1.1
300 000
75 000
Article 02 03 77 — Subtotal
1 300 000
2 741 460
1 840 000
1 567 600
2 400 000 ,—
647 600 ,—
23,62
Chapter 02 03 — Total
118 595 657
112 479 117
111 534 886
107 954 486
77 873 848,62
69 530 001,57
61,82
02 03 01
Operation and development of the internal market of goods and services
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
31 027 000
25 810 000
23 553 000
23 500 000
24 201 862,35
19 705 846,86
Remarks
This appropriation is intended to cover expenditure arising in connection with measures contributing to the completion of the internal market and its operation and development:
—
measures intended to make the operation of the internal market more effective and to ensure that citizens and businesses have access to the most extensive rights and opportunities resulting from the opening up and deepening of the internal market without borders and are able to exercise those rights and take advantage of those opportunities in full; and monitoring and evaluation measures relating to the practical exercise by citizens and businesses of their rights and opportunities with a view to identifying and facilitating the removal of any obstacles which may be preventing them from exercising those rights in full;
—
approximation of standards and maintenance and development of an information system for technical standards and regulations, examination of the rules notified by Member States, EFTA States and Turkey and translation of the draft technical regulations and related final texts;
—
financing of administrative and technical coordination and of cooperation between the notified bodies, grants in support of the European Technical Approval Organisation (EOTA), and of projects of Union interest undertaken by outside bodies;
—
application of Union legislation on medical devices, cosmetics, foodstuffs, textile products, chemicals, classification and labelling of substances and mixtures, motor vehicles, toys, legal metrology, pre-packaging and the quality of the environment, aerosol dispensers, and information and publicity measures for greater awareness of Union legislation;
—
a comprehensive review of regulations with a view to making necessary changes and producing an overall analysis of the effectiveness of the measures taken to further the sound operation of the internal market and an evaluation of the overall impact of the internal market on businesses and the economy, including the purchase of data and access by Commission departments to external databases, as well as targeted actions aimed at improving understanding of the functioning of the internal market and rewarding active participation in fostering its functioning;
—
greater sectorial approximation in the fields of application of the ‘new approach’ directives, especially the extension of the ‘new approach’ to other sectors;
—
measures implementing Regulation (EC) No 765/2008, both for the infrastructures and market surveillance, and Regulation (EC) No 764/2008, for procedures relating to the application of certain national technical rules to products lawfully marketed in another Member State, and implementation of the corresponding part of the Commission Communication of 19 December 2017 entitled ‘The Goods Package: Reinforcing trust in the single market’ (COM(2017) 787 final), including the preparation for the implementation of Regulations (EU) 2019/515 and (EU) 2019/1020;
—
implementation and monitoring of other Union legislation in the area of the single market for goods, in particular Council Regulation (EC) No 2679/98 and Directives 85/374/EEC and 2014/60/EU;
—
the development of a unified area for security and defence, with measures implementing Directive 2009/43/EC simplifying terms and conditions of transfers of defence-related products within the Union and actions working towards the coordination of public procurement procedures for these products at Union level, as well as, where appropriate, devising studies and awareness-raising measures regarding the application of the legislation adopted;
—
participation in the negotiation of agreements on mutual recognition and, under European agreements, support for the associate countries to allow them to adopt the 
acquis
 of the Union;
—
implementation measures for Regulation (EC) No 1907/2006, especially those resulting from the 2017 REACH REFIT evaluation as well as the 2013 REACH review (Commission Report of 5 February 2013 (COM(2013) 49 final));
—
implementation and monitoring of the provisions in the area of public procurement especially in relation to the transposition (completeness and compliance) of the Directives 2014/23/EU, 2014/24/EU and 2014/25/EU;
—
actions related to the implementation of Directive 2014/60/EU;
—
implementing and monitoring the provisions governing public contracts with a view to ensuring their optimum operation and that tenders are genuinely open, including the awareness raising and training of the various parties to these contracts; the introduction and use of new technologies in the various fields of operation of these contracts; the continuous adaptation of the legislative and regulatory framework in the light of developments arising from these contracts, particularly the globalisation of markets and existing or future international agreements;
—
strengthening administrative cooperation through, inter alia, the Internal Market Information System (IMI), the deepening of knowledge of internal market legislation in the Member States and its sound application by them, and support for administrative cooperation between the authorities responsible for implementing legislation relating to the internal market;
—
part of this appropriation will be used to achieve a similar level of implementation and enforcement of Union legislation by national bodies in order to fight distortions of competition and to contribute to a level playing field;
—
reinforcing single market tools that make consumers and business more aware of internal market rules and enable them to enforce their rights, and that allow for better cooperation between the relevant national authorities;
—
guaranteeing the completion and management of the internal market, especially in the fields of free movement of services, especially cross-border, recognition of professional qualifications, and intellectual and industrial property, in particular the development of proposals for establishing a Union patent;
—
analysis of the effects of removing obstacles to the internal market for services and of the effects of measures in place as part of the follow-up to the progressive liberalisation of postal services, coordination of Union policies on postal services with regard to international systems and in particular with regard to participants in Universal Postal Union (UPU) activities, cooperation with central and eastern European countries, as well as analysis of practical implications of the application of the General Agreement on Trade in Services (GATS) provisions to the postal sector and overlap with UPU regulations;
—
actions related to the implementation of Regulation (EU) 2019/1009;
—
actions related to the implementation of the EU Action Plan for the Circular Economy.
This appropriation is also intended to cover expenditure on consultations, studies, evaluations, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this article, such as maintenance, updating and development of informatics systems related to technical regulations or linked to putting into place and monitoring policies launched within the framework of the internal market, and any other expenditure on technical and administrative assistance not involving public authority tasks.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Treaty on the Functioning of the European Union, and in particular Articles 34 to 36 thereof.
Council Directive 75/107/EEC of 19 December 1974 on the approximation of the laws of the Member States relating to bottles used as measuring containers (
OJ L 42, 15.2.1975, p. 14
).
Council Directive 75/324/EEC of 20 May 1975 on the approximation of the laws of the Member States relating to aerosol dispensers (
OJ L 147, 9.6.1975, p. 40
).
Council Directive 76/211/EEC of 20 January 1976 on the approximation of the laws of the Member States relating to the making-up by weight or by volume of certain prepackaged products (
OJ L 46, 21.2.1976, p. 1
).
Council Directive 76/768/EEC of 27 July 1976 on the approximation of the laws of the Member States relating to cosmetic products (
OJ L 262, 27.9.1976, p. 169
).
Council Directive 77/249/EEC of 22 March 1977 to facilitate the effective exercise by lawyers of freedom to provide services (
OJ L 78, 26.3.1977, p. 17
).
Council Directive 80/181/EEC of 20 December 1979 on the approximation of the laws of the Member States relating to units of measurement and on the repeal of Directive 71/354/EEC (
OJ L 39, 15.2.1980, p. 40
).
Council Directive 85/374/EEC of 25 July 1985 on the approximation of the laws, regulations and administrative provisions of the Member States concerning liability for defective products (
OJ L 210, 7.8.1985, p. 29
).
Council Directive 89/105/EEC of 21 December 1988 relating to the transparency of measures regulating the pricing of medicinal products for human use and their inclusion in the scope of national health insurance systems (
OJ L 040, 11.2.1989, p. 8
).
Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices (
OJ L 189, 20.7.1990, p. 17
).
Council Directive 91/477/EEC of 18 June 1991 on control of the acquisition and possession of weapons (
OJ L 256, 13.9.1991, p. 51
).
Council Directive 91/671/EEC of 16 December 1991 on the approximation of the laws of the Member States relating to compulsory use of safety belts in vehicles of less than 3,5 tonnes (
OJ L 373, 31.12.1991, p. 26
).
Council Decision (8300/92) of 21 September 1992 authorising the Commission to negotiate agreements between the Community and certain non-member countries on mutual recognition.
Council Regulation (EEC) No 793/93 of 23 March 1993 on the evaluation and control of the risks of existing substances (
OJ L 84, 5.4.1993, p. 1
).
Council Directive 93/15/EEC of 5 April 1993 on the harmonisation of the provisions relating to the placing on the market and supervision of explosives for civil uses (
OJ L 121, 15.5.1993, p. 20
).
Council Directive 93/42/EEC of 14 June 1993 concerning medical devices (
OJ L 169, 12.7.1993, p. 1
).
Council Decision 93/465/EEC of 22 July 1993 concerning the modules for the various phases of the conformity assessment procedures and the rules for the affixing and use of the CE conformity marking, which are intended to be used in the technical harmonisation directives (
OJ L 220, 30.8.1993, p. 23
).
Council Decision 94/358/EC of 16 June 1994 accepting, on behalf of the European Community, the Convention on the elaboration of a European Pharmacopoeia (
OJ L 158, 25.6.1994, p. 17
).
Council Decision (8453/97) confirming the Article 113 Committee’s interpretation of the Council decision of 21 September 1992 giving the Commission directives for the negotiation of European conformity assessment agreements.
Directive 98/5/EC of the European Parliament and of the Council of 16 February 1998 to facilitate practice of the profession of lawyer on a permanent basis in a Member State other than that in which the qualification was obtained (
OJ L 77, 14.3.1998, p. 36
).
Directive 98/79/EC of the European Parliament and of the Council of 27 October 1998 on in vitro diagnostic medical devices (
OJ L 331, 7.12.1998, p. 1
).
Council Regulation (EC) No 2679/98 of 7 December 1998 on the functioning of the internal market in relation to the free movement of goods among the Member States (
OJ L 337, 12.12.1998, p. 8
).
Directive 1999/4/EC of the European Parliament and of the Council of 22 February 1999 relating to coffee extracts and chicory extracts (
OJ L 66, 13.3.1999, p. 26
).
Council Directive 1999/36/EC of 29 April 1999 on transportable pressure equipment (
OJ L 138, 1.6.1999, p. 20
).
Directive 2000/14/EC of the European Parliament and of the Council of 8 May 2000 on the approximation of the laws of the Member States relating to the noise emission in the environment by equipment for use outdoors (
OJ L 162, 3.7.2000, p. 1
).
Directive 2000/35/EC of the European Parliament and of the Council of 29 June 2000 on combating late payment in commercial transactions (
OJ L 200, 8.8.2000, p. 35
).
Directive 2001/82/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to veterinary medicinal products (
OJ L 311, 28.11.2001, p. 1
).
Directive 2001/83/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to medicinal products for human use (
OJ L 311, 28.11.2001, p. 67
).
Directive 2002/95/EC of the European Parliament and of the Council of 27 January 2003 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (
OJ L 37, 13.2.2003, p. 19
).
Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003 on waste electrical and electronic equipment (WEEE) (
OJ L 37, 13.2.2003, p. 24
).
Council Regulation (EC) No 1435/2003 of 22 July 2003 on the Statute for a European Cooperative Society (SCE) (
OJ L 207, 18.8.2003, p. 1
).
Regulation (EC) No 2003/2003 of the European Parliament and of the Council of 13 October 2003 relating to fertilisers (
OJ L 304, 21.11.2003, p. 1
).
Regulation (EC) No 273/2004 of the European Parliament and of the Council of 11 February 2004 on drug precursors (
OJ L 47, 18.2.2004, p. 1
).
Directive 2004/9/EC of the European Parliament and of the Council of 11 February 2004 on the inspection and verification of good laboratory practice (GLP) (
OJ L 50, 20.2.2004, p. 28
).
Directive 2004/10/EC of the European Parliament and of the Council of 11 February 2004 on the harmonisation of laws, regulations and administrative provisions relating to the application of the principles of good laboratory practice and the verification of their applications for tests on chemical substances (
OJ L 50, 20.2.2004, p. 44
).
Regulation (EC) No 648/2004 of the European Parliament and of the Council of 31 March 2004 on detergents (
OJ L 104, 8.4.2004, p. 1
).
Regulation (EC) No 726/2004 of the European Parliament and of the Council of 31 March 2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency (
OJ L 136, 30.4.2004, p. 1
).
Directive 2004/22/EC of the European Parliament and of the Council of 31 March 2004 on measuring instruments (
OJ L 135, 30.4.2004, p. 1
).
Directive 2005/36/EC of the European Parliament and of the Council of 7 September 2005 on the recognition of professional qualifications (
OJ L 255 30.9.2005, p. 22
).
Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and Commission Directives 91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC (
OJ L 396, 30.12.2006, p. 1
).
Directive 2006/40/EC of the European Parliament and of the Council of 17 May 2006 relating to emissions from air conditioning systems in motor vehicles and amending Council Directive 70/156/EEC (
OJ L 161, 14.6.2006, p. 12
).
Directive 2007/45/EC of the European Parliament and of the Council of 5 September 2007 laying down rules on nominal quantities for prepacked products, repealing Council Directives 75/106/EEC and 80/232/EEC, and amending Council Directive 76/211/EEC (
OJ L 247, 21.9.2007, p. 17
).
Regulation (EC) No 764/2008 of the European Parliament and of the Council of 9 July 2008 laying down procedures relating to the application of certain national technical rules to products lawfully marketed in another Member State and repealing Decision No 3052/95/EC (
OJ L 218, 13.8.2008, p. 21
).
Regulation (EC) No 765/2008 of the European Parliament and of the Council of 9 July 2008 setting out the requirements for accreditation and market surveillance relating to the marketing of products and repealing Regulation (EEC) No 339/93 (
OJ L 218, 13.8.2008, p. 30
).
Decision No 768/2008/EC of the European Parliament and of the Council of 9 July 2008 on a common framework for the marketing of products and repealing Council Decision 93/465/EEC (
OJ L 218, 13.8.2008, p. 82
).
Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 (
OJ L 353, 31.12.2008, p. 1
).
Regulation (EC) No 78/2009 of the European Parliament and of the Council of 14 January 2009 on the type-approval of motor vehicles with regard to the protection of pedestrians and other vulnerable road users, amending Directive 2007/46/EC and repealing Directives 2003/102/EC and 2005/66/EC (
OJ L 35, 4.2.2009, p. 1
).
Regulation (EC) No 79/2009 of the European Parliament and of the Council of 14 January 2009 on type-approval of hydrogen-powered motor vehicles, and amending Directive 2007/46/EC (
OJ L 35, 4.2.2009, p. 32
).
Directive 2009/23/EC of the European Parliament and of the Council of 23 April 2009 on non-automatic weighing instruments (
OJ L 122, 16.5.2009, p. 6
).
Directive 2009/34/EC of the European Parliament and of the Council of 23 April 2009 relating to common provisions for both measuring instruments and methods of metrological control (
OJ L 106, 28.4.2009, p. 7
).
Directive 2009/43/EC of the European Parliament and of the Council of 6 May 2009 simplifying terms and conditions of transfers of defence-related products within the Community (
OJ L 146, 10.6.2009, p. 1
).
Directive 2009/48/EC of the European Parliament and of the Council of 18 June 2009 on the safety of toys (
OJ L 170, 30.6.2009, p. 1
).
Directive 2009/81/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of procedures for the award of certain works contracts, supply contracts and service contracts by contracting authorities or entities in the fields of defence and security, and amending Directives 2004/17/EC and 2004/18/EC (
OJ L 216, 20.8.2009, p. 76
).
Directive 2009/125/EC of the European Parliament and of the Council of 21 October 2009 establishing a framework for the setting of ecodesign requirements for energy-related products (
OJ L 285, 31.10.2009, p. 10
).
Regulation (EC) No 661/2009 of the European Parliament and of the Council of 13 July 2009 concerning type-approval requirements for the general safety of motor vehicles, their trailers and systems, components and separate technical units intended therefor (
OJ L 200, 31.7.2009, p. 1
).
Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products and repealing Council Directive 89/106/EEC (
OJ L 88, 4.4.2011, p. 5
).
Regulation (EU) No 1007/2011 of the European Parliament and of the Council of 27 September 2011 on textile fibre names and related labelling and marking of the fibre composition of textile products and repealing Council Directive 73/44/EEC and Directives 96/73/EC and 2008/121/EC of the European Parliament and of the Council (
OJ L 272, 18.10.2011, p. 1
).
Directive 2013/29/EU of the European Parliament and of the Council of 12 June 2013 on the harmonisation of the laws of the Members States relating to the making available on the market of pyrotechnic articles (
OJ L 178, 28.6.2013, p. 27
).
Regulation (EU) No 167/2013 of the European Parliament and of the Council of 5 February 2013 on the approval and market surveillance of agricultural and forestry vehicles (
OJ L 60, 2.3.2013, p. 1
).
Regulation (EU) No 168/2013 of the European Parliament and of the Council of 15 January 2013 on the approval and market surveillance of two- or three-wheel vehicles and quadricycles (
OJ L 60, 2.3.2013, p. 52
).
Directive 2014/23/EU of the European Parliament and of the Council of 26 February 2014 on the award of concession contracts (
OJ L 94, 28.3.2014, p. 1
).
Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (
OJ L 94, 28.3.2014, p. 65
).
Directive 2014/25/EU of the European Parliament and of the Council of 26 February 2014 on procurement by entities operating in the water, energy, transport and postal services sectors and repealing Directive 2004/17/EC (
OJ L 94, 28.3.2014, p. 243
).
Directive 2014/31/EU of the European Parliament and of the Council of 26 February 2014 on the harmonisation of the laws of the Member States relating to the making available on the market of non-automatic weighing instruments (
OJ L 96, 29.3.2014, p. 107
).
Directive 2014/32/EU of the European Parliament and of the Council of 26 February 2014 on the harmonisation of the laws of the Member States relating to the making available on the market of measuring instruments (
OJ L 96, 29.3.2014, p. 149
).
Regulation (EU) No 510/2014 of the European Parliament and of the Council of 16 April 2014 laying down the trade arrangements applicable to certain goods resulting from the processing of agricultural products and repealing Council Regulations (EC) No 1216/2009 and (EC) No 614/2009 (
OJ L 150, 20.5.2014, p. 1
).
Regulation (EU) No 540/2014 of the European Parliament and of the Council of 16 April 2014 on the sound level of motor vehicles and of replacement silencing systems, and amending Directive 2007/46/EC and repealing Directive 70/157/EEC (
OJ L 158, 27.5.2014, p. 131
).
Directive 2014/60/EU of the European Parliament and of the Council of 15 May 2014 on the return of cultural objects unlawfully removed from the territory of a Member State and amending Regulation (EU) No 1024/2012 (
OJ L 159, 28.5.2014, p. 1
).
Directive (EU) 2015/1535 of the European Parliament and of the Council of 9 September 2015 laying down a procedure for the provision of information in the field of technical regulations and of rules on Information Society services (
OJ L 241, 17.9.2015, p. 1
).
Commission Regulation (EU) 2017/1151 of 1 June 2017 supplementing Regulation (EC) No 715/2007 of the European Parliament and of the Council on type-approval of motor vehicles with respect to emissions from light passenger and commercial vehicles (Euro 5 and Euro 6) and on access to vehicle repair and maintenance information, amending Directive 2007/46/EC of the European Parliament and of the Council, Commission Regulation (EC) No 692/2008 and Commission Regulation (EU) No 1230/2012 and repealing Commission Regulation (EC) No 692/2008 (
OJ L 175, 7.7.2017, p. 1
).
Commission Regulation (EU) 2017/2400 of 12 December 2017 implementing Regulation (EC) No 595/2009 of the European Parliament and of the Council as regards the determination of the CO2 emissions and fuel consumption of heavy-duty vehicles and amending Directive 2007/46/EC of the European Parliament and of the Council and Commission Regulation (EU) No 582/2011 (
OJ L 349, 29.12.2017, p. 1
).
Regulation (EU) 2018/858 of the European Parliament and of the Council of 30 May 2018 on the approval and market surveillance of motor vehicles and their trailers, and of systems, components and separate technical units intended for such vehicles, amending Regulations (EC) No 715/2007 and (EC) No 595/2009 and repealing Directive 2007/46/EC (
OJ L 151, 14.6.2018, p. 1
).
Regulation (EU) 2019/515 of the European Parliament and of the Council of 19 March 2019 on the mutual recognition of goods lawfully marketed in another Member State and repealing Regulation (EC) No 764/2008 (
OJ L 91, 29.3.2019, p. 1
).
Regulation (EU) 2019/1009 of the European Parliament and of the Council of 5 June 2019 laying down rules on the making available on the market of EU fertilising products and amending Regulations (EC) No 1069/2009 and (EC) No 1107/2009 and repealing Regulation (EC) No 2003/2003 (
OJ L 170, 25.6.2019, p. 1
).
Regulation (EU) 2019/1020 of the European Parliament and of the Council of 20 June 2019 on market surveillance and compliance of products and amending Directive 2004/42/EC and Regulations (EC) No 765/2008 and (EU) No 305/2011 (
OJ L 169, 25.6.2019, p. 1
).
Directives and Regulations of the European Parliament and of the Council implementing the new approach in certain sectors such as machinery, electromagnetic compatibility, radio equipment and telecommunications terminal equipment, low voltage electrical equipment, personal protective equipment, lifts, explosive atmospheres, medical devices, toys, pressure equipment, gas appliances, construction, the interoperability of the rail system, recreational craft, tyres, explosives, pyrotechnic articles or cableways installations.
Council Directives adopted for the removal of technical barriers to trade in areas not covered by the ‘new approach’.
Reference acts
Commission Regulation (EC) No 692/2008 of 18 July 2008 implementing and amending Regulation (EC) No 715/2007 of the European Parliament and of the Council on type-approval of motor vehicles with respect to emissions from light passenger and commercial vehicles (Euro 5 and Euro 6) and on access to vehicle repair and maintenance information (
OJ L 199 28.7.2008, p. 1
).
Commission Regulation (EU) No 406/2010 of 26 April 2010 implementing Regulation (EC) No 79/2009 of the European Parliament and of the Council on type-approval of hydrogen-powered motor vehicles (
OJ L 122, 18.5.2010, p. 1
).
Commission Implementing Regulation (EU) 2015/983 of 24 June 2015 on the procedure for issuance of the European Professional Card and the application of the alert mechanism pursuant to Directive 2005/36/EC of the European Parliament and of the Council (
OJ L 159, 25.6.2015, p. 27
).
02 03 02
Standardisation and approximation of legislation
02 03 02 01
Support to standardisation activities performed by CEN, Cenelec and ETSI
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 520 000
17 500 000
19 854 000
17 430 000
18 450 887,75
16 766 265,70
Remarks
In accordance with the general aim of maintaining the proper functioning of the internal market and the competitiveness of European industry, in particular through the mutual recognition of standards and the establishment of European standards in suitable cases, this appropriation is intended to cover:
—
financial obligations arising from contracts to be signed with the European standardisation organisations (such as ETSI, CEN and Cenelec), for the development of standards;
—
checking and certifying conformity with the standards, and demonstration projects;
—
contract expenditure for the execution of the programme and projects indicated above. The contracts in question cover the following: research, association, evaluation, technical operations, coordination, scholarships, grants, training and mobility of scientific staff, participation in international agreements and participation in expenditure on equipment;
—
improving the performance of standards bodies;
—
promoting quality in standardisation, and the verification thereof;
—
supporting the transposition of European standards into national standards, particularly by having them translated;
—
measures relating to information, promotion and profile-raising of standardisation and the promotion of European interests in international standardisation;
—
secretarial services for the technical committees;
—
technical projects in the field of tests for compliance with the standards;
—
examination of the compliance of draft standards to the relevant mandates;
—
programmes of cooperation with and assistance to third countries;
—
carrying out the work needed to apply international information technology standards uniformly throughout the Union;
—
specifying methods of certification and laying down technical methods of certification;
—
encouraging use of these standards in public procurement contracts;
—
coordinating the various operations to prepare the standards and doing more to implement them (user guides, demonstrations, etc.). While preparing the standards, possible gender-related specificities should be considered.
Union finance is to be used to frame and implement the standardisation operation in consultation with the main participants: industry, workers’ representatives, consumers, when relevant including women’s organisations, small and medium-sized enterprises, the national and European standardisation institutions, the public procurement agencies in the Member States, all users and industrial policymakers at national and Union levels.
In support of interoperability, specific provisions about the use of ICT technical specifications in public procurement are included in Regulation (EU) No 1025/2012.
Legal basis
Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council (
OJ L 316, 14.11.2012, p. 12
).
02 03 02 02
Support to organisations representing small and medium-sized enterprises and societal stakeholders in standardisation activities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 246 000
4 000 000
4 256 000
3 500 000
4 074 991,53
3 743 561,89
Remarks
This appropriation is intended to cover the costs of the functioning and activities of European non-governmental and non-profit organisations representing the interests of small and medium-sized enterprises and consumers, as well as environmental and social interests, in standardisation activities.
Such representation in the standardisation process at European level forms part of the statutory objectives of such organisations, and they have been mandated by national non-profit organisations in at least two thirds of the Member States to represent those interests.
Contributions to such European organisations have previously been covered by the Competitiveness and Innovation Programme, the consumer policy and the Financial Instrument for the environment, LIFE+. In Regulation (EU) No 1025/2012 the actions in the field of standardisation financed by specific programmes have been brought together in a single legal act.
Legal basis
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
Decision No 1926/2006/EC of the European Parliament and of the Council of 18 December 2006 establishing a programme of Community action in the field of consumer policy (2007-2013) (
OJ L 404, 30.12.2006, p. 39
).
Regulation (EC) No 614/2007 of the European Parliament and of the Council of 23 May 2007 concerning the Financial Instrument for the Environment (LIFE+) (
OJ L 149, 9.6.2007, p. 17
).
Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council (
OJ L 316, 14.11.2012, p. 12
).
02 03 03
European Chemicals Agency — Chemicals legislation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
58 827 657
58 827 657
58 356 886
58 356 886
24 984 412 ,—
24 984 412 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure in connection with the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation, to be charged to Item 6 6 0 0 of the statement of revenue.
In 2020, the Agency’s revenue from fees and charges and the surplus carried over from previous year will not be sufficient to cover for the expected expenditure, which implies the need of a balancing subsidy from the Commission. The Union contribution for 2020 amounts to a total of EUR 61 879 520. An amount of EUR 3 051 863, coming from the surplus, is added to the amount of EUR 58 827 657 entered in the budget.
Legal basis
Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and Commission Directives 91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC (
OJ L 396, 30.12.2006, p. 1
).
Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 (
OJ L 353, 31.12.2008, p. 1
).
02 03 04
Internal market governance tools
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 675 000
3 600 000
3 675 000
3 600 000
3 761 694,99
3 682 315,12
Remarks
This appropriation is intended to cover:
—
the expenditure for the management, training, further development and information linked to the services provided by the SOLVIT network, the Your Europe web portal and for creating the tools needed to enable closer cooperation between them;
—
the expenditure for the running of the service contract for the management of Your Europe Advice, feedback reporting and the costs for outreach activities;
—
the expected expenditure for the Internal Market Information (IMI) system;
—
awareness-raising activities for all Internal Market governance tools, including the Single Market Scoreboard.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 03 77
Pilot projects and preparatory actions
02 03 77 05
Pilot project — Dynamic development of cross-border e-commerce through efficient parcel delivery solutions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
247 600
0 ,—
247 600 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Report from the Commission to the European Parliament and the Council of 17 November 2015 on the application of the Postal Services Directive (Directive 97/67/EC as amended by Directive 2002/39/EC and 2008/6/EC) (COM(2015) 568 final).
As stated by Vice-President Andrus Ansip, in charge of the Digital Single Market Strategy, regarding parcel delivery the Commission will:
(1)
take action to improve regulatory oversight while supporting innovation and ensuring a level playing field for operators;
(2)
address the issue of price transparency, including prices for small shipments. This action should mainly support consumers and small businesses. A comprehensive assessment of the situation will be carried out after two years to see if further action is needed.
Article published by the Commission (DG GROWTH) on 22 December 2015 on ‘Cheaper cross-border parcel delivery to boost e-commerce in the EU’.
WIK-Consult study for the Commission’s DG Internal Market and Services — Bad Honnef, August 2014.
02 03 77 07
Pilot project — Independent on-road real-driving emissions (RDE) testing to ensure broad information and transparency for better market surveillance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 071 460
580 000
290 000
1 600 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 03 77 08
Pilot project — Assessing alleged differences in the quality of products sold in the single market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
715 000
630 000
715 000
800 000 ,—
400 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 03 77 09
Pilot project — Closing data gaps and paving the way for pan-European fire safety efforts
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
630 000
630 000
315 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
In recent decades, Europe has made substantial improvements in fire safety by continuously enhancing regulations and the implementation of national fire safety measures. The rate of fire fatalities in Member States fell by 65 % between 1979 and 2007, although with significant disparities across Member States. A better understanding of these differences will help identify best practices. According to statistics, fire fatalities represent about 2 % of accidental deaths in the Union (Commission study regarding Regulation (EU) No 305/2011 on the toxicity of smoke produced by construction products in fires).
The Commission’s study revealed an important data gap in the coverage of statistical information on fire safety and fire casualties in buildings across Europe. In addition, the nature and format of data collected varies greatly across Member States, which hinders data comparison and thereby to effectively assessing potential best practices and successful safety approaches.
Furthermore, recent tragic events have rightly triggered renewed attention on how to improve fire safety in buildings in Europe. One example is the Directive (EU) 2018/844 of the European Parliament and of the Council of 30 May 2018 amending Directive 2010/31/EU on the energy performance of buildings and Directive 2012/27/EU on energy efficiency (
OJ L 156, 19.6.2018, p. 75
), in which the Council and the European Parliament emphasise the importance of fire safety, in particular the renovation of existing buildings in Europe.
The planned enhanced efforts to renovate the building stock in Europe present an added opportunity to further improve fire safety, while recognising that the issue of fire safety and prevention remains relevant in a context going beyond renovations. Electrical safety is another key aspect and might be influenced by the increased deployment of infrastructure for electric vehicles in buildings as well as enhanced interactions between buildings and the grid.
This pilot project addresses the data gap in Europe in the area of fire casualties, fire safety measures and fire prevention measures.
The pilot project takes into account and make use of any initiatives by the new Fire Information Exchange Platform (FIEP), recently established by the Commission. The results of this project will also support the work of the FIEP.
The pilot project funds a Union-wide analysis and assessment of available fire safety data, identify data gaps and draw up recommendations for:
(a)
Union-level actions to support enhanced data collection and data streamlining in statistics regarding fire casualties, fire safety and fire prevention (closing data gaps)
(b)
Union-level actions to support the domestic fire safety and fire prevention efforts of Member States, including in relation to the renovation of buildings (Union-wide fire safety awareness campaign)
The pilot project could lead to subsequent preparatory action to launch Union-level actions and initiatives in support of Member States’ fire safety and fire prevention efforts, including their building renovation efforts, thereby supporting safety for Europeans as well as sustainable growth and job creation in Europe.
The pilot project is implemented by the Commission with possible assistance by external contractors, research facilities and relevant stakeholders.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 03 77 10
Preparatory action - Independent on-road real driving emissions (RDE) testing to ensure broad information and transparency for better market surveillance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
As a follow-up to the existing pilot project under Item 02 03 77 07, and having regard to paragraph 40 of the European Parliament recommendation of 4 April 2017 to the Council and the Commission following the inquiry into emission measurements in the automotive sector (
OJ C 298, 23.8.2018, p. 140
), this preparatory action will continue to fund measures relating to third-party testing of RDE in relation to transposition of Regulation (EC) No 715/2007.
In the past, qualified third parties provided authorities at Union and national level with reliable information on the emission behaviour of vehicles. That information was rarely made available by the authorities responsible. Funding should be made available to allow them to provide reliable data from on-road emissions testing of passenger cars which is independent of the data provided by manufacturers and regulatory authorities in order to promote transparency and improve market surveillance.
Third parties will use validated test procedures as laid down in Regulation (EC) No 715/2007 and Commission Regulation (EU) 2017/1151, including the four RDE packages and the guidelines outlined in the Commission notice of 26 January 2017. They will publish the results of their measurements in order to support the development of best practice procedures and the provision of broader information to the authorities responsible and the public.
The focus of the work will be on lifetime compliance that can be assessed by testing vehicles which are outside the parameters currently regulated by either in-service conformity or market surveillance, i.e. vehicles more than five years old or which have been driven for more than 100 000 km. Such testing will provide extremely useful information on the quality of current emission control systems and will help in providing necessary information for the development of the new legislative proposal on emissions. The testing should include RDE tests and laboratory tests on older vehicles, as well as measurement of all possible pollutants, including those not currently regulated.
Independent third parties will thus contribute to better oversight of how exhaust standards are performing in practice and the extent to which the Union’s objectives in terms of air quality and climate policy are being achieved. They will contribute to a broader understanding of exhaust reduction strategies with regard to acceleration, high speed, ambient temperature and other criteria. Their specific test procedure will be documented transparently and should take into account current rules on RDE and the latest research.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 03 77 11
Pilot project — Assessing the challenges and opportunities for market surveillance activities in relation to new technologies and the digital supply chain
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
300 000
75 000
Remarks
The pilot project will assess the challenges and opportunities for consumers and market surveillance authorities as a result of emerging technologies (such as internet-connected devices, blockchain, etc.) and digital supply chains in relation to the safety of products, including those sold online. The pilot project may finance a study on the use of new technologies such as blockchain to ensure effective market surveillance and better traceability of products.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 02 04 —
   
HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 04
HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES
02 04 02
Industrial leadership
02 04 02 01
Leadership in space
1.1
214 373 454
204 450 000
195 022 867
169 500 000
189 190 410,30
161 643 386,19
79,06
02 04 02 02
Enhancing access to risk finance for investing in research and innovation
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
02 04 02 03
Increasing innovation in small and medium-sized enterprises
1.1
50 601 570
45 197 000
46 542 776
46 379 796
45 467 361,79
29 315 728,05
64,86
Article 02 04 02 — Subtotal
264 975 024
249 647 000
241 565 643
215 879 796
234 657 772,09
190 959 114,24
76,49
02 04 03
Societal challenges
02 04 03 01
Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials
1.1
131 326 358
79 753 000
85 311 712
57 684 349
65 848 213 ,—
81 692 227,84
102,43
Article 02 04 03 — Subtotal
131 326 358
79 753 000
85 311 712
57 684 349
65 848 213 ,—
81 692 227,84
102,43
02 04 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
02 04 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
18 664 448,08
11 449 371,05
02 04 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
18 035 848,72
Article 02 04 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
18 664 448,08
29 485 219,77
02 04 51
Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013)
1.1
p.m.
p.m.
p.m.
5 331 712
97 513,82
5 305 775,62
02 04 52
Completion of previous research framework programmes (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
02 04 53
Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013)
1.1
p.m.
p.m.
p.m.
168 681
107 428,85
5 492 953,64
02 04 77
Pilot projects and preparatory actions
02 04 77 03
Preparatory action on defence research
1.1
p.m.
18 000 000
25 000 000
29 000 000
40 884 000 ,—
28 618 800 ,—
158,99
02 04 77 04
Pilot project — Space technologies
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
02 04 77 05
Pilot project — Testing retrofit technologies
2
p.m.
630 000
1 050 000
525 000
02 04 77 06
Pilot project — Space traffic management
1.1
p.m.
350 000
700 000
350 000
02 04 77 07
Preparatory action — Preparing the new EU GOVSATCOM programme
1.1
p.m.
5 000 000
10 000 000
5 000 000
02 04 77 08
Pilot project — Aviation resilience to GNSS jamming and cyber-threats
1.1
1 500 000
375 000
Article 02 04 77 — Subtotal
1 500 000
24 355 000
36 750 000
34 875 000
40 884 000 ,—
28 618 800 ,—
117,51
Chapter 02 04 — Total
397 801 382
353 755 000
363 627 355
313 939 538
360 259 375,84
341 554 091,11
96,55
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for the Horizon 2020 — the Framework Programme for Research and Innovation which covers the 2014 to 2020 period, and for the completion of the previous research programmes (Seventh Framework Programme and preceding framework programmes) and the Competitiveness and Innovation Framework Programme (CIP).
Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area. Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 TFEU, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e), and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Item 02 04 50 01.
Administrative appropriations of this chapter will be provided under Article 02 01 05.
02 04 02
Industrial leadership
Remarks
This priority of Horizon 2020 aims at making Europe a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of European companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies.
02 04 02 01
Leadership in space
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
214 373 454
204 450 000
195 022 867
169 500 000
189 190 410,30
161 643 386,19
Remarks
The aim of this appropriation is to foster a competitive and innovative space industry and research community to develop and exploit space infrastructure to meet future Union policy and societal needs. The lines of activities are: enabling European competitiveness, non-dependence and innovation of the European space sector, enabling advances in space technologies, enabling exploitation of space data and enabling European research in support of international space partnerships.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (a)(vi) of Article 3(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
02 04 02 02
Enhancing access to risk finance for investing in research and innovation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
The aim of this appropriation is to help remedy market deficiencies in accessing risk finance for research and innovation. In particular, the equity facility will target investments in risk capital funds which make early stage investments. It shall enable equity investments in, amongst others, seed capital funds, cross-border seed funds, business angel co-investment vehicles and early-stage venture capital funds. The equity facility, which will be demand-driven, shall use a portfolio approach, where venture capital funds and other comparable intermediaries select the firms in which to invest. Special attention should be paid to encouraging female entrepreneurs to participate in such schemes.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (f) of Article 21(3) of the Financial Regulation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (b) of Article 3(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
02 04 02 03
Increasing innovation in small and medium-sized enterprises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
50 601 570
45 197 000
46 542 776
46 379 796
45 467 361,79
29 315 728,05
Remarks
The aim of this appropriation is to:
—
provide financing to the Enterprise Europe Network established under the COSME programme for their reinforced services linked to Horizon 2020. The support provided under the budget line is limited to services enhancing the innovation management capacity of SMEs, in particular of beneficiaries of the European Innovation Council (EIC) pilot project;
—
support the implementation and complementing the measures specific to small and medium-sized enterprises (SMEs) across Horizon 2020, notably to enhance effectiveness and efficiency of the innovation services provided to SMEs. Activities may include awareness raising, information and dissemination, training and mobility activities, networking and exchange of best practices, developing high quality innovation support mechanisms and services with strong Union added value for SMEs (e.g. intellectual property and innovation management, knowledge transfer), as well as assisting SMEs to connect to research and innovation partners across the Union;
—
introduce measures encouraging female entrepreneurs to participate in the digital and innovative economy and the ICT and STEM sectors and support female entrepreneur networks;
—
support market-driven innovation in view of enhancing the innovation capacity of firms by improving the framework conditions for innovation as well as tackling the specific barriers preventing the growth of innovative firms.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (c) of Article 3(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
02 04 03
Societal challenges
Remarks
This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.
02 04 03 01
Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
131 326 358
79 753 000
85 311 712
57 684 349
65 848 213 ,—
81 692 227,84
Remarks
The aim of this appropriation is to support secure supply of raw materials in order to meet the needs of Union society within the sustainable limits of the planet’s natural resources. Activities will target the improvement of the knowledge base on raw materials and the development of innovative solutions for the cost-effective and environmentally friendly exploration, extraction, processing, recycling and recovery of raw materials and for their substitution by economically attractive alternatives.
Support will also be provided for tackling barriers impeding the deployment of circular-economy such as recovery of raw materials from different waste streams.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (e) of Article 3(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
02 04 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
02 04 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
18 664 448,08
11 449 371,05
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the period 2014 to 2020.
The corresponding amount is estimated at EUR 24 743 000.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
02 04 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
18 035 848,72
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
02 04 51
Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
5 331 712
97 513,82
5 305 775,62
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Legal basis
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 86
).
02 04 52
Completion of previous research framework programmes (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover earlier commitments related to the research framework programmes prior to 2003.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Decision 87/516/Euratom, EEC of 28 September 1987 concerning the framework programme of Community activities in the field of research and technological development (1987 to 1991) (
OJ L 302, 24.10.1987, p. 1
).
Council Decision 90/221/Euratom, EEC of 23 April 1990 concerning the framework programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 117, 8.5.1990, p. 28
).
Council Decision 93/167/Euratom, EEC of 15 March 1993 adapting Decision 90/221/Euratom, EEC concerning the Framework Programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 69, 20.3.1993, p. 43
).
Decision No 1110/94/EC of the European Parliament and of the Council of 26 April 1994 concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 126, 18.5.1994, p. 1
).
Decision No 616/96/EC of the European Parliament and of the Council of 25 March 1996 adapting Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) following the accession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden to the European Union (
OJ L 86, 4.4.1996, p. 69
).
Decision No 2535/97/EC of the European Parliament and of the Council of 1 December 1997 adapting for the second time Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 347, 18.12.1997, p. 1
).
Decision No 182/1999/EC of the European Parliament and of the Council of 22 December 1998 concerning the fifth framework programme of the European Community for research, technological development and demonstration activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 1
).
Decision No 1513/2002/EC of the European Parliament and of the Council of 27 June 2002 concerning the sixth framework programme of the European Community for research, technological development and demonstration activities, contributing to the creation of the European Research Area and to innovation (2002 to 2006) (
OJ L 232, 29.8.2002, p. 1
).
Council Decision 2002/835/EC of 30 September 2002 adopting a specific programme for research, technological development and demonstration: ‘structuring the European Research Area’ (2002-2006) (
OJ L 294, 29.10.2002, p. 44
).
02 04 53
Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
168 681
107 428,85
5 492 953,64
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
02 04 77
Pilot projects and preparatory actions
02 04 77 03
Preparatory action on defence research
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
18 000 000
25 000 000
29 000 000
40 884 000 ,—
28 618 800 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Reference acts
Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 7 June 2017
                              ‘Launching the European Defence Fund’ (COM(2017) 295 final).
02 04 77 04
Pilot project — Space technologies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 04 77 05
Pilot project — Testing retrofit technologies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
630 000
1 050 000
525 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Vehicle emissions tests using PEMS or remote sensing show that some EURO 5 and EURO 6 vehicles still emit significantly more NOx under real-world conditions compared to laboratory test results. Only since the introduction of the real driving emission (RDE) test with EURO 6d (from 1 September 2017 onwards) have discrepancies between type- approved and real-world emissions been reduced.
In order to improve the real-world environmental performance of type-approved EURO 5 and EURO 6 vehicles (before the introduction of RDE), retrofitting of vehicles is required.
On 16 April 2018, the Commission awarded the Horizon Prize on Engine Retrofit for Clean Air. The prize demonstrated the effectiveness of retrofits and the relatively low costs, and spurred the development of new technologies that can be applied to recent EURO 5 and EURO 6 diesel engines.
Further work to assess the effectiveness of retrofit options, building on the Horizon Prize on Engine Retrofit for Clean Air, is required. A broad range of technologies should be assessed on a variety of engine technologies of various EURO classes, including Gasoline Particle Filters retrofit options. Moreover, possible certification schemes for retrofit solutions should be assessed, in order to provide clear information to consumers and enhance trust in the effectiveness of retrofit options.
The pilot project has the following goals:
—
to carry out a broad testing exercise, testing the effectiveness of various retrofit options to determine which technologies under which conditions are able to meet the EURO 6 emission limit values (ELV) and the relevant access requirements for low-emission zones (LEZ), using laboratory tests and the RDE test, and covering a broad range of driving conditions, engine technologies and EURO classes;
—
to assess a variety of possible certification schemes for retrofit solutions.
The project builds on the work already carried out by the Commission in the context of the Horizon Prize.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 04 77 06
Pilot project — Space traffic management
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
350 000
700 000
350 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Europe is increasingly reliant on space technologies, with the satellite sector providing new applications in both the civilian and military spheres. The risk of interference between space actors and space objects is increasing. There is a clear need for space traffic management (STM) in order to ensure that space activities (exploration and utilisation of space, space applications and services) are carried out safely and to shape the development of the legal and regulatory framework for space activities. The legal foundation is provided by international space law treaties. The Space Situational Awareness (SSA) programme could be a basis for STM.
STM could comprise the following actions:
(1)
interdisciplinary research;
(2)
opinion building;
(3)
advancing technical prerequisites and international cooperation;
(4)
preparation in United Nations Committee on the Peaceful Uses of Outer Space (UNCOPUOS), International Telecommunication Union (ITU), International Civil Aviation Organisation (ICAO) and inter-governmental forums;
(5)
raising public awareness.
Objectives of STM:
(1)
guaranteeing the prosperity and advancement of future generations by keeping spaceflight safe and space exploration and use sustainable;
(2)
dealing with the problems and promises of spaceflight by addressing all phases of traffic entering, operating in and returning from outer space;
(3)
tackling the ongoing decline in safety and sustainability by tying together existing technologies, infrastructures and legal instruments.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 04 77 07
Preparatory action — Preparing the new EU GOVSATCOM programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
5 000 000
10 000 000
5 000 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The preparatory action supports a series of preparatory activities which are essential for a successful start to the operational programme from 2021 onwards, such as:
—
studies of industrial systems for the GOVSATCOM Hub, the new ground infrastructure for seamlessly connecting users and providers;
—
developing and prototyping of GOVSATCOM Hub and service elements;
—
establishing and demonstrating various civilian application scenarios in crisis management, civil protection, surveillance and key infrastructure management;
—
other preparatory activities, including an analysis of GOVSATCOM supply and demand beyond the mid-2020s.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
02 04 77 08
Pilot project — Aviation resilience to GNSS jamming and cyber-threats
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
This project will analyse the threat of GNSS jamming and cyber-attacks to aviation and identify mitigation measures.
This is a two-year project to be led by the European Union Aviation Safety Agency in coordination with European partners to ensure the safety of civil aviation by implementing integrated security measures and jamming-proof mechanisms. The project will identify good practices for regulators and operators, and provide policy guidance in connection with security for the GNSS system and possible future initiatives in the area of aviation security.
The project will also address the issue of GNSS/PNT equipment (most notably receivers) by proposing installation and operation strategies that can be implemented for current equipment as well as strategies that can result in more resilient new and/or improved products.
Moreover, the project will assess whether the proposed strategies are applicable to non-aviation domains.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 02 05 —
   
EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 05
EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)
02 05 01
Developing and providing global satellite-based radio navigation infrastructures and services (Galileo) by 2020
1.1
957 528 300
750 000 000
562 718 000
720 000 000
700 508 769 ,—
864 934 093,11
115,32
02 05 02
Providing satellite-based services improving the performance of GPS to gradually cover the whole European Civil Aviation Conference (ECAC) region by 2020 (EGNOS)
1.1
246 000 000
200 000 000
125 000 000
200 000 000
187 667 327,77
89 458 728 ,—
44,73
02 05 11
European GNSS Agency
1.1
34 602 619
34 602 619
32 628 363
32 628 363
32 230 581,78
32 230 581,78
93,14
02 05 51
Completion of European satellite navigation programmes (EGNOS and Galileo)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
6 260 838,93
02 05 77
Pilot projects and preparatory actions
02 05 77 01
Pilot project — The use of Galileo and EGNOS to reduce the number of cardiac-arrest-related deaths
1.1
500 000
125 000
Article 02 05 77 — Subtotal
500 000
125 000
Chapter 02 05 — Total
1 238 630 919
984 727 619
720 346 363
952 628 363
920 406 678,55
992 884 241,82
100,83
02 05 01
Developing and providing global satellite-based radio navigation infrastructures and services (Galileo) by 2020
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
957 528 300
750 000 000
562 718 000
720 000 000
700 508 769 ,—
864 934 093,11
Remarks
The Union contribution to the European GNSS programmes is granted with a view to financing activities relating to:
—
the completion of the deployment phase of the Galileo programme, consisting of the construction, establishment, protection of the space and ground infrastructure, as well as preparatory activities for the exploitation phase including activities relating to the preparation of service provision;
—
the exploitation phase of the Galileo programme, consisting of the management, maintenance, continuous improvement, evolution and protection of the space and ground infrastructure, the development of future generations of the system and the evolution of the services provided by the system, certification and standardisation operations, provision and marketing of the services provided by the system and all other activities needed to ensure that the programme runs smoothly.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
The corresponding amounts of assigned revenues are estimated at EUR 39 913 000.
The contribution of Member States for specific elements of the programmes could be added to the appropriations entered in this article.
Legal basis
Regulation (EU) No 1285/2013 of the European Parliament and of the Council of 11 December 2013 on the implementation and exploitation of European satellite navigation systems and repealing Council Regulation (EC) No 876/2002 and Regulation (EC) No 683/2008 of the European Parliament and of the Council (
OJ L 347, 20.12.2013, p. 1
), and in particular Article 2(4) thereof.
02 05 02
Providing satellite-based services improving the performance of GPS to gradually cover the whole European Civil Aviation Conference (ECAC) region by 2020 (EGNOS)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
246 000 000
200 000 000
125 000 000
200 000 000
187 667 327,77
89 458 728 ,—
Remarks
The Union contribution to the European GNSS programmes is granted with a view to financing activities relating to the exploitation of the EGNOS system, including all elements justifying the reliability of the system and its exploitation.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
The corresponding amounts of assigned revenues are estimated at EUR 9 643 000.
The contribution of Member States for specific elements of the programmes could be added to the appropriations entered in this article.
Legal basis
Regulation (EU) No 1285/2013 of the European Parliament and of the Council of 11 December 2013 on the implementation and exploitation of European satellite navigation systems and repealing Council Regulation (EC) No 876/2002 and Regulation (EC) No 683/2008 of the European Parliament and of the Council (
OJ L 347, 20.12.2013, p. 1
), and in particular Article 2(5) thereof.
02 05 11
European GNSS Agency
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 602 619
34 602 619
32 628 363
32 628 363
32 230 581,78
32 230 581,78
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation, to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 34 664 000. An amount of EUR 61 381, coming from the surplus, is added to the amount of EUR 34 602 619 entered in the budget.
Legal basis
Regulation (EU) No 912/2010 of the European Parliament and of the Council of 22 September 2010 setting up the European GNSS Agency, repealing Council Regulation (EC) No 1321/2004 on the establishment of structures for the management of the European satellite radio navigation programmes and amending Regulation (EC) No 683/2008 of the European Parliament and of the Council (
OJ L 276, 20.10.2010, p. 11
).
Regulation (EU) No 1285/2013 of the European Parliament and of the Council of 11 December 2013 on the implementation and exploitation of European satellite navigation systems and repealing Council Regulation (EC) No 876/2002 and Regulation (EC) No 683/2008 of the European Parliament and of the Council (
OJ L 347, 20.12.2013, p. 1
).
02 05 51
Completion of European satellite navigation programmes (EGNOS and Galileo)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
6 260 838,93
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Regulation (EC) No 683/2008 of the European Parliament and of the Council of 9 July 2008 on the further implementation of the European satellite navigation programmes (EGNOS and Galileo) (
OJ L 196, 24.7.2008, p. 1
).
02 05 77
Pilot projects and preparatory actions
02 05 77 01
Pilot project — The use of Galileo and EGNOS to reduce the number of cardiac-arrest-related deaths
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
500 000
125 000
Remarks
Sudden cardiac arrests account for 20% of deaths in the Union. This figure could be significantly lower if early chest compression and early defibrillation were performed on all victims. Indeed, research shows that a first defibrillation less than three minutes after cardiac arrest results in a survival rate of 74%. Yet less than 5% of cardiac arrest victims are treated with early chest compression and defibrillation.
Nowadays, more and more information campaigns are being carried out to encourage people to learn how to perform cardio-pulmonary resuscitation (CPR) and to encourage individuals, private organisations and public authorities to acquire automated external defibrillators (AEDs). However, the location of these devices is in many cases unknown to others, including the emergency services. This results in a situation where heart attack victims cannot be resuscitated in time. Hence, it is essential to develop and promote measures to map publicly accessible AEDs.
At the same time, the added value of the European global navigation satellite systems EGNOS and Galileo as regards location-based services has already been demonstrated. Those systems should also be used to save lives by locating AEDs.
A registry of all accessible AEDs should be made available to emergency call-takers, who could advise persons calling emergency services as to where the nearest defibrillator is located. Where possible, the registry should also be made directly available to members of the public.
It should however be taken into consideration that:
—
some defibrillators are not accessible on a round-the-clock basis, since they might be located in places that are closed at specific times (offices, shops, schools, etc.);
—
in some instances, such as in large buildings, the address of the defibrillator might not be sufficient to find it quickly. Location information should therefore also include important details such as the floor level;
—
information that defibrillators are in proper working order is also very important. For instance, modern defibrillators are now able to communicate battery power status.
Information provided in the registry should be made available in two ways:
—
by fitting AEDs with Galileo chipsets so that their exact position can be accurately tracked, and
—
by manually adding details for AEDs that are not equipped with chipsets.
The project will demonstrate the added value of Galileo in saving lives. Due to its performance in terms of accuracy and signal availability, Galileo will help reduce intervention time for victims of heart attacks, bearing in mind that every minute lost before chest compression or defibrillation lowers survival rate by 10%.
The central objective of the pilot project is therefore to:
—
analyse the best possible way of developing, organising and managing a registry of publicly accessible AEDs, taking advantage of the location information provided by Galileo;
—
find an alternative solution to a registry, based on Galileo.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 02 06 —
   
EUROPEAN EARTH OBSERVATION PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 06
EUROPEAN EARTH OBSERVATION PROGRAMME
02 06 01
Delivering operational services relying on space-borne observations and in-situ data (Copernicus)
1.1
132 356 000
133 000 000
188 255 000
139 000 000
126 854 724,57
139 437 369,75
104,84
02 06 02
Building an autonomous Union’s Earth observation capacity (Copernicus)
1.1
511 591 000
416 000 000
670 315 000
460 500 000
515 835 689 ,—
433 526 062,58
104,21
Chapter 02 06 — Total
643 947 000
549 000 000
858 570 000
599 500 000
642 690 413,57
572 963 432,33
104,36
02 06 01
Delivering operational services relying on space-borne observations and in-situ data (Copernicus)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
132 356 000
133 000 000
188 255 000
139 000 000
126 854 724,57
139 437 369,75
Remarks
The aim of this appropriation is to:
—
enable operations of Copernicus services, tailored to the needs of users;
—
contribute to ensure access to data of the observation infrastructure necessary to operate Copernicus services;
—
create opportunities for increased private sector usage of information sources, thereby facilitating innovation by value-adding service providers.
This appropriation will, in particular, fund the set-up, the establishment and operation of the six services mentioned in Regulation (EU) No 377/2014 and the related activities.
This appropriation may also fund cross-cutting activities among the services or their articulation and co-ordination, as well as for the in-situ co-ordination, user uptake and training and communication.
The budget envelope will be managed either directly by the Commission services or indirectly via delegation agreements with Union agencies and international organisations, or any entity eligible under Article 62 of the Financial Regulation.
When the Commission manages the budget directly, it may entrust the Joint Research Centre (JRC) with scientific and technical support tasks. The funding of these tasks may be entered into the JRC’s indirect budget under point (g) of Article 21(2) and point (d) of Article 30(1) of the Financial Regulation.
In addition, in support of competiveness and growth, this appropriation may also fund data dissemination and the incubation of new businesses by supporting more robust and innovative IT structures in Europe.
Copernicus services will facilitate access to key data required in policy formulation at Union, national, regional and local level in fields such as agriculture, forest monitoring, water management, transport, urban planning, climate change and many others. This appropriation covers mainly the implementation of delegation agreements for the Copernicus programme, pursuant to Article 58 of the Financial Regulation.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
Legal basis
Regulation (EU) No 377/2014 of the European Parliament and of the Council of 3 April 2014 establishing the Copernicus programme and repealing Regulation (EU) No 911/2010 (
OJ L 122, 24.4.2014, p. 44
).
02 06 02
Building an autonomous Union’s Earth observation capacity (Copernicus)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
511 591 000
416 000 000
670 315 000
460 500 000
515 835 689 ,—
433 526 062,58
Remarks
The aim of this appropriation is to:
—
build an autonomous Union’s Earth observation capacity by funding the space infrastructure and favouring the European industry in that regard, namely in the construction and launch of satellites;
—
contribute to the availability of the observation capacity necessary to enable the Copernicus services, in particular through the operations of the ground segment of the space infrastructure;
—
create opportunities for increased private sector usage of information sources, thereby facilitating innovation by value-adding service providers.
The development of a European space infrastructure has a key role in enhancing competitiveness and innovation, and requires consistent public intervention to sustain the industrial effort.
This appropriation will fund the development and construction of satellites, as well as their operation. The data and information obtained through the space infrastructure is subject to the free, full and open data policy, which will increase their availability and thereby boost the downstream market.
To supplement the data needed by users, this appropriation may also fund the acquisition of data from third parties and the access to contributing mission from Member States, as well as the dedicated dissemination platform (core ground segment) which will serve, in priority the operational services funded by Article 02 06 01.
The budget envelope will be managed either directly by the Commission services or indirectly via delegation agreements with Union agencies and international organisations, or any entity eligible under Article 58 of the Financial Regulation.
When the Commission manages the budget directly, it may entrust the Joint Research Centre (JRC) with scientific and technical support tasks. The funding of these tasks may be entered into the JRC’s indirect budget under point (g) of Article 21(2) and point (d) of Article 30(1) of the Financial Regulation.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from contributions from third parties entered in Item 6 0 3 3 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this item in accordance with the Financial Regulation.
Legal basis
Regulation (EU) No 377/2014 of the European Parliament and of the Council of 3 April 2014 establishing the Copernicus programme and repealing Regulation (EU) No 911/2010 (
OJ L 122, 24.4.2014, p. 44
).
CHAPTER 02 07 —
   
EUROPEAN DEFENCE INDUSTRIAL DEVELOPMENT PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
02 07
EUROPEAN DEFENCE INDUSTRIAL DEVELOPMENT PROGRAMME
02 07 01
European Defence Industrial Development Programme
1.1
254 500 000
200 000 000
243 250 000
145 250 000
Chapter 02 07 — Total
254 500 000
200 000 000
243 250 000
145 250 000
02 07 01
European Defence Industrial Development Programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
254 500 000
200 000 000
243 250 000
145 250 000
Remarks
The objective of the European Defence Industrial Development Programme (EDIDP) is to support the development of actions and technologies in the field of defence. Union support will be granted only for cooperative projects involving at least three undertakings from at least two Member States. The projects will be selected in accordance with the comitology procedure and will be fully consistent with the Union capability priorities defined by Member States. As regards the development of prototypes, the Union financing will only support a proportion of total costs, whilst remaining costs will normally be covered by Member States. For other actions or technologies, the Union financing can cover up to total costs. The definitive proportion of costs covered by the Union budget was decided in the work programme adopted by the Commission on 19 March 2019. The EDIDP applies only for two years: 2019 and 2020, as regards commitment appropriations.
Legal basis
Regulation (EU) 2018/1092 of the European Parliament and of the Council of 18 July 2018 establishing the European Defence Industrial Development Programme aiming at supporting the competitiveness and innovation capacity of the Union's defence industry (
OJ L 200, 7.8.2018, p. 30
).
TITLE 03
COMPETITION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
03 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMPETITION’ POLICY AREA
116 380 398
111 419 935
112 936 711,45
Title 03 — Total
116 380 398
111 419 935
112 936 711,45
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 03 01
03 01 01
Expenditure related to officials and temporary staff in the ‘Competition’ policy area
Non-differentiated appropriations
95 530 186
90 896 459
89 806 330,51
94,01
03 01 02
External personnel and other management expenditure in support of the ‘Competition’ policy area
03 01 02 01
External personnel
Non-differentiated appropriations
5 328 380
5 224 050
4 821 833 ,—
90,49
03 01 02 11
Other management expenditure
Non-differentiated appropriations
9 186 210
9 205 652
11 118 509,77
121,03
Article 03 01 02 — Total
14 514 590
14 429 702
15 940 342,77
109,82
03 01 03
Expenditure related to information and communication technology equipment and services of the ‘Competition’ policy area
Non-differentiated appropriations
6 335 622
6 093 774
7 190 038,17
113,49
03 01 07
Requests for damages resulting from legal proceedings against the Commission’s decisions in the field of competition policy
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 03 01 — TOTAL
116 380 398
111 419 935
112 936 711,45
97,04
Title 03 — Total
116 380 398
111 419 935
112 936 711,45
97,04
CHAPTER 03 01 —
ADMINISTRATIVE EXPENDITURE OF THE ‘COMPETITION’ POLICY AREA
CHAPTER 03 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘COMPETITION’ POLICY AREA
03 01 01
Expenditure related to officials and temporary staff in the ‘Competition’ policy area
Appropriations 2020
Appropriations 2019
Outturn 2018
95 530 186
90 896 459
89 806 330,51
03 01 02
External personnel and other management expenditure in support of the ‘Competition’ policy area
03 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
5 328 380
5 224 050
4 821 833 ,—
03 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
9 186 210
9 205 652
11 118 509,77
03 01 03
Expenditure related to information and communication technology equipment and services of the ‘Competition’ policy area
Appropriations 2020
Appropriations 2019
Outturn 2018
6 335 622
6 093 774
7 190 038,17
03 01 07
Requests for damages resulting from legal proceedings against the Commission’s decisions in the field of competition policy
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
In order to ensure that the rules on competition concerning agreements, decisions by associations of undertakings and concerted practices (Article 101 TFEU), abuses of a dominant position (Article 102 TFEU), aids granted by States (Articles 107 and 108 TFEU) and concentrations between undertakings (Regulation (EC) No 139/2004) are enforced, the Commission is empowered to take decisions, to conduct investigations and to impose penalties or order recovery.
The Commission’s decisions are subject to review by the Court of Justice of the European Union in accordance with the TFEU.
As a prudential measure, it is appropriate to take into account the possibility of budgetary implications stemming from rulings of the Court of Justice of the European Union.
This appropriation is intended to cover any expenditure arising from damages awarded by the Court of Justice of the European Union to claimants and resulting from legal proceedings against the Commission’s decisions in the field of competition.
Since a reasonable estimate of the financial impact on the general budget cannot be established beforehand, a token entry (‘p.m.’) appears in this article. If necessary, the Commission will propose to make available the appropriations related to actual needs by means of transfers or through a draft amending budget.
Legal basis
Articles 101 and 102 of the Treaty on the Functioning of the European Union and derived legislation, in particular:
—
Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (
OJ L 1, 4.1.2003, p. 1
),
—
Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (
OJ L 24, 29.1.2004, p. 1
).
Articles 107 and 108 of the Treaty on the Functioning of the European Union and derived legislation, in particular Council Regulation (EU) 2015/1589 of 13 July 2015 laying down detailed rules for the application of Article 108 of the Treaty on the Functioning of the European Union (
OJ L 248, 24.9.2015, p. 9
).
TITLE 04
EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 01
ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION’ POLICY AREA
100 653 552
100 653 552
101 856 210
101 856 210
97 276 940,38
97 276 940,38
04 02
EUROPEAN SOCIAL FUND
13 938 716 897
12 614 900 000
13 806 020 856
11 151 158 200
15 520 545 519,20
13 931 990 205,21
04 03
EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION
263 527 350
246 380 859
276 725 474
245 851 269
266 964 366,63
243 669 192,39
Reserves (40 02 41)
2 124 650
2 124 650
263 527 350
246 380 859
278 850 124
247 975 919
266 964 366,63
243 669 192,39
04 04
EUROPEAN GLOBALISATION ADJUSTMENT FUND
p.m.
10 000 000
p.m.
10 000 000
27 688 613 ,—
27 688 613 ,—
04 05
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — EMPLOYMENT, SOCIAL POLICIES AND HUMAN RESOURCES DEVELOPMENT
p.m.
11 300 000
p.m.
p.m.
0 ,—
953 775,34
04 06
FUND FOR EUROPEAN AID TO THE MOST DEPRIVED
578 707 746
410 900 000
567 480 144
400 900 000
556 327 697 ,—
353 293 954,57
Title 04 — Total
14 881 605 545
13 394 134 411
14 752 082 684
11 909 765 679
16 468 803 136,21
14 654 872 680,89
Reserves (40 02 41)
2 124 650
2 124 650
14 881 605 545
13 394 134 411
14 754 207 334
11 911 890 329
16 468 803 136,21
14 654 872 680,89
CHAPTER 04 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
04 01
ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION’ POLICY AREA
04 01 01
Expenditure relating to officials and temporary staff in the ‘Employment, social affairs and inclusion’ policy area
5.2
72 568 559
71 521 162
68 850 721,22
94,88
04 01 02
External personnel and other management expenditure in support of the ‘Employment, social affairs and inclusion’ policy area
04 01 02 01
External personnel
5.2
5 131 804
5 031 180
4 919 640,26
95,87
04 01 02 11
Other management expenditure
5.2
4 360 396
4 809 029
4 374 029 ,—
100,31
Article 04 01 02 — Subtotal
9 492 200
9 840 209
9 293 669,26
97,91
04 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Employment, social affairs and inclusion’ policy area
5.2
4 812 793
4 794 839
5 512 300,77
114,53
04 01 04
Support expenditure for operations and programmes in the ‘Employment, social affairs and inclusion’ policy area
04 01 04 01
Support expenditure for European Social Fund and non-operational technical assistance
1.2
11 000 000
12 000 000
10 482 510,73
95,30
04 01 04 02
Support expenditure for the programme Employment and Social Innovation
1.1
2 500 000
3 400 000
2 506 314,63
100,25
04 01 04 03
Support expenditure for the Instrument for Pre-Accession Assistance — Employment, Social Policies and Human Resources Development
4
p.m.
p.m.
0 ,—
04 01 04 04
Support expenditure for the European Globalisation Adjustment Fund
9
p.m.
p.m.
301 471,77
04 01 04 05
Support expenditure for the Fund for European Aid to the Most Deprived
1.2
280 000
300 000
329 952 ,—
117,84
Article 04 01 04 — Subtotal
13 780 000
15 700 000
13 620 249,13
98,84
Chapter 04 01 — Total
100 653 552
101 856 210
97 276 940,38
96,65
04 01 01
Expenditure relating to officials and temporary staff in the ‘Employment, social affairs and inclusion’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
72 568 559
71 521 162
68 850 721,22
04 01 02
External personnel and other management expenditure in support of the ‘Employment, social affairs and inclusion’ policy area
04 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 131 804
5 031 180
4 919 640,26
04 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 360 396
4 809 029
4 374 029 ,—
04 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Employment, social affairs and inclusion’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 812 793
4 794 839
5 512 300,77
04 01 04
Support expenditure for operations and programmes in the ‘Employment, social affairs and inclusion’ policy area
04 01 04 01
Support expenditure for European Social Fund and non-operational technical assistance
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 000 000
12 000 000
10 482 510,73
Remarks
This appropriation is intended to cover the European Social Fund (ESF)-funded technical assistance measures provided for in Articles 58 and 118 of Regulation (EU) No 1303/2013. Technical assistance may finance the preparatory, monitoring, evaluation, supervision and management measures required for the implementation of the ESF by the Commission. This appropriation may, in particular, be used to cover:
—
support expenditure (representation expenses, training, meetings, missions and translations),
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) up to EUR 5 000 000, including missions relating to the external personnel financed under this item.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
).
04 01 04 02
Support expenditure for the programme Employment and Social Innovation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 500 000
3 400 000
2 506 314,63
Remarks
This appropriation is intended to cover expenditure on studies, committees, meetings of experts, including meetings and other expenditure relating to the work of the European Platform to enhance cooperation on tackling undeclared work, conferences, information and publications directly linked to the achievement of the objectives of the programme or measures falling under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 04 03.
04 01 04 03
Support expenditure for the Instrument for Pre-Accession Assistance — Employment, Social Policies and Human Resources Development
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the Instrument for Pre-Accession Assistance.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation covers administrative expenditure under Chapter 04 05.
Legal basis
See Chapter 04 05.
04 01 04 04
Support expenditure for the European Globalisation Adjustment Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
301 471,77
Remarks
This appropriation is intended to be used, at the initiative of the Commission, subject to a ceiling of 0,5 % of the annual maximum amount of the European Globalisation Adjustment Fund (EGF) as defined in Regulation (EU) No 1309/2013. The appropriation may be used to finance the preparation, monitoring, data gathering and creation of a knowledge base relevant to the implementation of the EGF. It may also be used to finance administrative and technical support, information and communication activities, as well as audit, control and evaluation activities necessary to implement the operations of the EGF.
Legal basis
See Chapter 04 04.
04 01 04 05
Support expenditure for the Fund for European Aid to the Most Deprived
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
280 000
300 000
329 952 ,—
Remarks
This appropriation is intended to cover technical assistance as provided for in Article 27 of Regulation (EU) No 223/2014.
Technical assistance may finance preparation, monitoring, administrative and technical assistance, audit, information, control and evaluation measures necessary for implementing Regulation (EU) No 223/2014, as well as for activities pursuant to Article 10 of that same Regulation.
In particular, this appropriation is intended to cover:
—
support expenditure (representation expenses, training, meetings, missions and translations),
—
preparation, monitoring, data gathering and creation of a knowledge base relevant to the implementation of the Fund for European Aid to the Most Deprived (FEAD),
—
contracts for the provision of services and studies.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
CHAPTER 04 02 —
   
EUROPEAN SOCIAL FUND
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 02
EUROPEAN SOCIAL FUND
04 02 01
Completion of the European Social Fund — Objective 1 (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 02
Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 03
Completion of the European Social Fund — Objective 1 (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 04
Completion of the European Social Fund — Objective 2 (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 05
Completion of the European Social Fund — Objective 2 (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 06
Completion of the European Social Fund — Objective 3 (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 07
Completion of the European Social Fund — Objective 3 (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 08
Completion of EQUAL (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 09
Completion of previous Community initiatives (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 10
Completion of the European Social Fund — Innovative actions and technical assistance (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 11
Completion of the European Social Fund — Innovative actions and technical assistance (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 17
Completion of the European Social Fund — Convergence (2007 to 2013)
1.2
p.m.
p.m.
p.m.
137 000 000
0 ,—
600 863 191,02
04 02 18
Completion of the European Social Fund — PEACE (2007 to 2013)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 19
Completion of the European Social Fund — Regional competitiveness and employment (2007 to 2013)
1.2
p.m.
p.m.
p.m.
163 000 000
0,33
219 506 659,90
04 02 20
Completion of the European Social Fund — Operational technical assistance (2007 to 2013)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 02 60
European Social Fund — Less developed regions — Investment for growth and jobs goal
1.2
7 961 315 166
6 800 000 000
7 728 879 489
5 442 000 000
8 626 567 244,92
6 922 290 930,29
101,80
04 02 61
European Social Fund — Transition regions — Investment for growth and jobs goal
1.2
1 975 113 878
1 700 000 000
1 935 503 215
1 482 000 000
2 169 560 296,83
1 648 972 348,67
97,00
04 02 62
European Social Fund — More developed regions — Investment for growth and jobs goal
1.2
3 844 787 853
3 500 000 000
3 768 305 055
3 269 500 000
4 259 066 880,49
3 496 876 841,51
99,91
04 02 63
European Social Fund — Operational technical assistance
04 02 63 01
European Social Fund — Operational technical assistance
1.2
12 500 000
10 000 000
23 333 097
19 454 600
12 352 154,63
13 480 881,86
134,81
04 02 63 02
European Social Fund — Operational technical assistance managed by the Commission at the request of a Member State
1.2
p.m.
1 900 000
p.m.
3 373 000
7 679 352 ,—
2 007 786,81
105,67
Article 04 02 63 — Subtotal
12 500 000
11 900 000
23 333 097
22 827 600
20 031 506,63
15 488 668,67
130,16
04 02 64
Youth Employment Initiative
1.2
145 000 000
603 000 000
350 000 000
631 500 000
434 217 590 ,—
1 019 664 565,45
169,10
04 02 65
European Solidarity Corps — Contribution from the European Social Fund
1.2
p.m.
p.m.
p.m.
3 330 600
11 102 000 ,—
8 326 999,70
Chapter 04 02 — Total
13 938 716 897
12 614 900 000
13 806 020 856
11 151 158 200
15 520 545 519,20
13 931 990 205,21
110,44
Remarks
Article 175 TFEU provides that the objectives of economic, social and territorial cohesion set out in Article 174 are to be supported by the action the Union takes through the Structural Funds, which includes the European Social Fund (ESF). The tasks, priority objectives and the organisation of the Structural Funds are defined in accordance with Article 177 TFEU.
Article 101 of the Financial Regulation provides for financial corrections in the event of expenditure incurred in breach of applicable law.
Article 39 of Regulation (EC) No 1260/1999, Articles 100 and 102 of Regulation (EC) No 1083/2006 and Articles 85, 144 and 145 of Regulation (EU) No 1303/2013 on criteria for financial corrections by the Commission provide for specific rules on financial corrections applicable to the ESF.
Any revenue from the financial corrections carried out on that basis is entered in Article 6 5 1, 6 5 2, 6 5 3 or 6 5 4 of the statement of revenue and constitutes assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation.
Point (b) of Article 12(4) of the Financial Regulation lays down the conditions for the repayment in full, or in part, of pre-financing payments in respect of a given operation.
Article 82 of Regulation (EC) No 1083/2006 provides for specific rules on repayment of pre-financing amounts applicable to the ESF.
Pre-financing amounts repaid shall constitute internal assigned revenue in accordance with Article 21(5) of the Financial Regulation and shall be entered in Item 6 1 5 0 or 6 1 5 7.
Measures to combat fraud are funded under Article 24 02 01.
Assigned revenue received under Item 6 1 5 7 of the statement of revenue may give rise to the provision of additional appropriations under this chapter in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 1 200 000 000.
Legal basis
Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
), and in particular Article 39 thereof.
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (
OJ L 210, 31.7.2006, p. 12
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
), and in particular Articles 82, 83, 100 and 102 thereof.
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 21(4)(b) and (5), and Article 101 thereof.
Reference acts
Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 16 and 17 December 2005.
Conclusions of the European Council of 7 and 8 February 2013.
04 02 01
Completion of the European Social Fund — Objective 1 (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 02
Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
).
Commission Decision 1999/501/EC of 1 July 1999 fixing an indicative allocation by Member State of the commitment appropriations for Objective 1 of the Structural Funds for the period 2000 to 2006 (
OJ L 194, 27.7.1999, p. 49
).
Reference acts
Conclusions of the Berlin European Council of 24 and 25 March 1999, and in particular point (b) of paragraph 44 thereof.
Conclusions of the Brussels European Council of 17 and 18 June 2004, and in particular paragraph 49 thereof.
04 02 03
Completion of the European Social Fund — Objective 1 (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from earlier programming periods in respect of former Objectives 1 and 6.
Legal basis
Council Decision 83/516/EEC of 17 October 1983 on the tasks of the European Social Fund (
OJ L 289, 22.10.1983, p. 38
).
Council Regulation (EEC) No 2950/83 of 17 October 1983 on the implementation of Decision 83/516/EEC on the tasks of the European Social Fund (
OJ L 289, 22.10.1983, p. 1
).
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4255/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 04
Completion of the European Social Fund — Objective 2 (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 05
Completion of the European Social Fund — Objective 2 (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from earlier programming periods in respect of former Objectives 2 and 5(b).
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4255/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 06
Completion of the European Social Fund — Objective 3 (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 07
Completion of the European Social Fund — Objective 3 (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from earlier programming periods in respect of former Objectives 3 and 4.
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4255/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 08
Completion of EQUAL (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
Reference acts
Communication from the Commission to the Member States of 14 April 2000 establishing the guidelines for the Community initiative EQUAL concerning transnational cooperation to promote new means of combating all forms of discrimination and inequalities in connection with the labour market (
OJ C 127, 5.5.2000, p. 2
).
04 02 09
Completion of previous Community initiatives (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund of commitments remaining to be settled from previous Community initiatives preceding the 2000-2006 programming period.
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4255/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
Reference acts
Commission communication to the Member States of 13 May 1992 laying down guidelines for operational programmes which Member States are invited to establish within the framework of a Community initiative for regions heavily dependent on the textiles and clothing sector (RETEX) (
OJ C 142, 4.6.1992, p. 5
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance within the framework of a Community initiative concerning the restructuring of the fisheries sector (PESCA) (
OJ C 180, 1.7.1994, p. 1
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for the operational programmes which Member States are invited to establish in the framework of a Community initiative concerning urban areas (URBAN) (
OJ C 180, 1.7.1994, p. 6
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which they are invited to propose in the framework of a Community initiative concerning the adaptation of small and medium-sized enterprises to the single market (SMEs initiative) (
OJ C 180, 1.7.1994, p. 10
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for the RETEX initiative (
OJ C 180, 1.7.1994, p. 17
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which Member States are invited to establish in the framework of a Community initiative concerning defence conversion (Konver) (
OJ C 180, 1.7.1994, p. 18
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which they are invited to establish in the framework of a Community initiative concerning the economic conversion of steel areas (Resider II) (
OJ C 180, 1.7.1994, p. 22
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which they are invited to establish in the framework of a Community initiative concerning the economic conversion of coal-mining areas (Rechar II) (
OJ C 180, 1.7.1994, p. 26
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which Member States are invited to propose within the framework of the Community initiative ‘Adaptation of the workforce to industrial change’ (ADAPT), aimed at promoting employment and the adaptation of the workforce to industrial change (
OJ C 180, 1.7.1994, p. 30
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which Member States are invited to propose within the framework of a Community initiative ‘Employment and development of human resources’ aimed at promoting employment growth mainly through the development of human resources (Employment) (
OJ C 180, 1.7.1994, p. 36
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning the most remote regions (REGIS II) (
OJ C 180, 1.7.1994, p. 44
).
Commission communication to Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance in the framework of a Community initiative for rural development (Leader II) (
OJ C 180, 1.7.1994, p. 48
).
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning border development, cross-border cooperation and selected energy networks (Interreg II) (
OJ C 180, 1.7.1994, p. 60
).
Commission notice to the Member States of 16 May 1995 laying down guidelines for an initiative in the framework of the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (PEACE I) (
OJ C 186, 20.7.1995, p. 3
).
Commission communication to the Member States of 8 May 1996 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning urban areas (URBAN) (
OJ C 200, 10.7.1996, p. 4
).
Commission communication to the Member States of 8 May 1996 laying down guidelines for operational programmes or global grants which Member States are invited to propose within the framework of the Community initiative on adaptation of the workforce to industrial change (ADAPT) aimed at promoting employment growth and the adaptation of the workforce to industrial change (
OJ C 200, 10.7.1996, p. 7
).
Commission communication to the Member States of 8 May 1996 laying down amended guidelines for operational programmes or global grants which Member States are invited to propose within the framework of a Community initiative on employment and development of human resources aimed at promoting employment growth mainly through the development of human resources (
OJ C 200, 10.7.1996, p. 13
).
Commission communication to the Member States of 8 May 1996 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community Interreg initiative concerning transnational cooperation on spatial planning (Interreg II C) (
OJ C 200, 10.7.1996, p. 23
).
Commission communication of 26 November 1997 to the European Parliament, the Council, the Economic and Social Committee and the Committee of the Regions on the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (1995 to 1999) (PEACE I) (COM(97) 642 final).
04 02 10
Completion of the European Social Fund — Innovative actions and technical assistance (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding by the European Social Fund (ESF) of commitments remaining to be settled from the 2000-2006 programming period for innovative actions and technical assistance as provided for in Articles 22 and 23 of Regulation (EC) No 1260/1999. The innovative actions included studies, pilot projects and exchanges of experience. They were intended in particular to bring about a qualitative improvement in Structural Fund measures. Technical assistance covered preparatory, monitoring, evaluation, supervision and management measures required for implementation of the ESF. This appropriation was, in particular, used to cover:
—
support expenditure (representation expenses, training, meetings and missions),
—
information and publishing expenditure,
—
expenditure on information technology and telecommunications,
—
contracts for the provision of services and studies,
—
grants.
Legal basis
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 11
Completion of the European Social Fund — Innovative actions and technical assistance (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the settlement of European Social Fund commitments from previous programming periods for innovative actions or for preparatory, monitoring, evaluation, supervision and management measures or any other similar form of technical assistance provided for in the relevant Regulations.
It is also intended to cover the former multiannual measures, in particular those approved and implemented under the other Regulations mentioned below, which are not covered by the priority objectives of the Structural Funds.
Legal basis
Council Decision 83/516/EEC of 17 October 1983 on the tasks of the European Social Fund (
OJ L 289, 22.10.1983, p. 38
).
Council Regulation (EEC) No 2950/83 of 17 October 1983 on the implementation of Decision 83/516/EEC on the tasks of the European Social Fund (
OJ L 289, 22.10.1983, p. 1
).
Council Regulation (EEC) No 2088/85 of 23 July 1985 concerning the integrated Mediterranean programmes (
OJ L 197, 27.7.1985, p. 1
).
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4255/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Regulation (EC) No 1784/1999 of the European Parliament and of the Council of 12 July 1999 on the European Social Fund (
OJ L 213, 13.8.1999, p. 5
).
04 02 17
Completion of the European Social Fund — Convergence (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
137 000 000
0 ,—
600 863 191,02
Remarks
This appropriation is intended to cover commitments remaining to be settled for programmes under the European Social Fund convergence objective in the 2007-2013 programming period. That objective is aimed at speeding up the convergence of the least developed Member States and regions by improving conditions for growth and employment.
This appropriation aims to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
In accordance with Article 105a(1) of Regulation (EC) No 1083/2006, as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (
OJ L 210, 31.7.2006, p. 12
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
04 02 18
Completion of the European Social Fund — PEACE (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled for the PEACE programme under the European Social Fund for the 2007-2013 programming period.
In recognition of the special effort for the peace process in Northern Ireland, a total of EUR 200 000 000 was allocated for the PEACE programme for the 2007-2013 period. This programme is implemented in full compliance with the principle of additionality of Structural Fund operations.
Legal basis
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (
OJ L 210, 31.7.2006, p. 12
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Reference acts
Conclusions of the Brussels European Council of 16 and 17 December 2005.
04 02 19
Completion of the European Social Fund — Regional competitiveness and employment (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
163 000 000
0,33
219 506 659,90
Remarks
This appropriation is intended to cover commitments remaining to be settled for the programmes under the European Social Fund regional competitiveness and employment objective during the 2007-2013 programming period. That objective shall, outside the least developed regions, be aimed at strengthening regions’ competitiveness and attractiveness as well as employment by taking into consideration the goals set in the Europe 2020 strategy.
This appropriation aims to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.
Legal basis
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (
OJ L 210, 31.7.2006, p. 12
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
04 02 20
Completion of the European Social Fund — Operational technical assistance (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from the 2007-2013 programming period for technical assistance measures as provided for in Articles 45 and 46 of Regulation (EC) No 1083/2006 and in Article 9 of Regulation (EC) No 1081/2006.
Technical assistance covers preparatory, monitoring, evaluation, supervision and management measures required for implementation of the European Social Fund. This appropriation may, in particular, be used to cover:
—
support expenditure (representation expenses, training, meetings and missions),
—
information and publishing expenditure,
—
expenditure on information technology and telecommunications,
—
expenditure on support for accessibility for people with disabilities within technical assistance measures,
—
expenditure on a high-level group to ensure the implementation of overarching principles such as equality between men and women, accessibility for people with disabilities and sustainable development,
—
contracts for the provision of services and studies,
—
grants.
This appropriation is also intended to support measures approved by the Commission in the context of the preparation of the 2014-2020 programming period.
Legal basis
Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund and repealing Regulation (EC) No 1784/1999 (
OJ L 210, 31.7.2006, p. 12
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
04 02 60
European Social Fund — Less developed regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 961 315 166
6 800 000 000
7 728 879 489
5 442 000 000
8 626 567 244,92
6 922 290 930,29
Remarks
This appropriation is intended to cover European Social Fund (ESF) support under the Investment for growth and jobs goal in less developed regions in the 2014-2020 programming period. The catching-up process for these economically and socially lagging regions requires long-term sustained efforts. This category of regions concerns those regions whose GDP per capita is less than 75 % of the average GDP of the EU-27.
Promotion of equality between women and men horizontally and through specific actions should be part of the support provided by the ESF, in order to improve the employability of women and their participation in the labour market. Special attention should be paid to non-discrimination in the labour market, combating the feminisation of poverty, access to education and affordable childcare services.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
), and in particular point (c) of Article 4(3) thereof.
04 02 61
European Social Fund — Transition regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 975 113 878
1 700 000 000
1 935 503 215
1 482 000 000
2 169 560 296,83
1 648 972 348,67
Remarks
This appropriation is intended to cover European Social Fund (ESF) support under the Investment for growth and jobs goal in the 2014-2020 programming period in a new category of region (‘transition regions’) that replaces the 2007-2013 phasing-out and phasing-in system. This category of regions includes all regions with a GDP per capita between 75 and 90 % of the average GDP of the EU-27.
Gender mainstreaming and gender equality specific actions should be part of the support provided by the ESF, in order to improve the employability of women and their participation in the labour market. Special attention should be paid to non-discrimination in the labour market, combating the feminisation of poverty, access to education and affordable childcare services.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
), and in particular point (b) of Article 4(3) thereof.
04 02 62
European Social Fund — More developed regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 844 787 853
3 500 000 000
3 768 305 055
3 269 500 000
4 259 066 880,49
3 496 876 841,51
Remarks
This appropriation is intended to cover European Social Fund (ESF) support under the Investment for growth and jobs goal in more developed regions in the 2014-2020 programming period. While interventions in the less developed regions will remain the priority for cohesion policy, this appropriation is thus intended to cover important challenges that concern all Member States such as global competition in the knowledge-based economy, the shift towards the low-carbon economy and social polarisation exacerbated by the current economic climate. This category of regions concerns those regions whose GDP per capita is above 90 % of the average GDP of the EU-27.
Gender mainstreaming and gender equality specific actions should be part of the support provided by the ESF, in order to improve the employability of women and their participation in the labour market. Special attention should be paid to non-discrimination in the labour market, combating the feminisation of poverty, access to education and affordable childcare services.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
), and in particular point (a) of Article 4(3) thereof.
04 02 63
European Social Fund — Operational technical assistance
04 02 63 01
European Social Fund — Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 500 000
10 000 000
23 333 097
19 454 600
12 352 154,63
13 480 881,86
Remarks
This appropriation is intended to cover the preparatory, monitoring, technical assistance, evaluation, audit and control measures, as well as the Corporate Communication programme, necessary for implementing Regulation (EU) No 1303/2013 as provided for in Articles 58 and 118 of that Regulation. In particular, it may be used to cover the cost of activities with partner organisations and stakeholders in Member States (such as training, meetings or conferences).
This appropriation is also intended to cover administrative learning and cooperation with non-governmental organisations and social partners.
This appropriation is also intended to cover inter alia the elaboration of:
—
tools for electronic project application and reporting, unification and standardisation of documents and procedures for the management and implementation of operational programmes,
—
a peer review of each of the Member States’ financial management and quality performance,
—
standard tender documentation on public procurement,
—
a common system of result and impact indicators,
—
a best practices manual to optimise the absorption process and decrease the error rate.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
).
04 02 63 02
European Social Fund — Operational technical assistance managed by the Commission at the request of a Member State
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 900 000
p.m.
3 373 000
7 679 352 ,—
2 007 786,81
Remarks
This appropriation is intended to cover part of the national envelope for technical assistance transferred to the technical assistance at the initiative of the Commission at the request of a Member State. In accordance with Article 25 of Regulation (EU) No 1303/2013, it is intended to cover actions financed under Regulation (EU) 2017/825 in order to contribute to delivering the Union strategy for smart, sustainable and inclusive growth.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
).
Regulation (EU) 2017/825 of the European Parliament and of the Council of 17 May 2017 on the establishment of the Structural Reform Support Programme for the period 2017 to 2020 and amending Regulations (EU) No 1303/2013 and (EU) No 1305/2013 (
OJ L 129, 19.5.2017, p. 1
).
Regulation (EU) 2018/1671 of the European Parliament and of the Council of 23 October 2018 amending Regulation (EU) 2017/825 to increase the financial envelope of the Structural Reform Support Programme and adapt its general objective (
OJ L 284, 12.11.2018, p. 3
).
04 02 64
Youth Employment Initiative
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
145 000 000
603 000 000
350 000 000
631 500 000
434 217 590 ,—
1 019 664 565,45
Remarks
This appropriation is intended to provide additional support to measures against youth unemployment financed by the European Social Fund. It represents the specific allocation to the Youth Employment Initiative under the Investment for growth and jobs goal in regions with a level of youth unemployment exceeding 25 % in 2012 or for Member States where the youth unemployment rate has increased by more than 30 % in 2012, regions that have a youth unemployment rate of more than 20 % in 2012. This appropriation is intended to finance the creation of decent jobs.
While promoting gender equality, special attention should be paid to the situation of young women who can face gender-specific obstacles to get a good quality offer of employment, continued education, an apprenticeship or a traineeship.
This appropriation is to be used, amongst others, to support the establishment of educational structures combining non-formal education, language courses, democratic awareness and vocational training in the regions most affected by youth unemployment, both by state-actors and non-governmental organisations.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and of the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
).
04 02 65
European Solidarity Corps — Contribution from the European Social Fund
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
3 330 600
11 102 000 ,—
8 326 999,70
Remarks
This appropriation is intended to cover the financial contribution provided by the European Social Fund to the European Solidarity Corps in line with its general and specific objectives.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1304/2013 of the European Parliament and the Council of 17 December 2013 on the European Social Fund and repealing Council Regulation (EC) No 1081/2006 (
OJ L 347, 20.12.2013, p. 470
).
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
CHAPTER 04 03 —
   
EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 03
EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION
04 03 01
Prerogatives and specific competencies
04 03 01 01
Cost of preliminary consultation meetings with trade union representatives
1.1
450 000
335 000
450 000
300 000
450 000 ,—
385 243,69
115,00
04 03 01 03
Free movement of workers, coordination of social security schemes and measures for migrants, including migrants from third countries
1.1
9 423 000
9 000 000
9 285 950
7 100 000
8 719 731,79
10 056 194,14
111,74
04 03 01 04
Analysis of and studies on the social situation, demographics and the family
1.1
3 663 000
3 000 000
4 451 000
4 300 000
3 960 274,91
2 363 511,45
78,78
04 03 01 05
Information and training measures for workers’ organisations
1.1
20 784 000
19 400 000
20 273 200
19 000 000
20 523 782,08
19 228 193,58
99,11
04 03 01 06
Information, consultation and participation of representatives of undertakings
1.1
7 100 000
5 000 000
7 103 000
5 000 000
7 109 500 ,—
5 868 701,88
117,37
04 03 01 08
Industrial relations and social dialogue
1.1
15 500 000
10 000 000
15 000 000
9 700 000
15 041 999 ,—
11 114 429,25
111,14
Article 04 03 01 — Subtotal
56 920 000
46 735 000
56 563 150
45 400 000
55 805 287,78
49 016 273,99
104,88
04 03 02
European Union programme for Employment and Social Innovation
04 03 02 01
Progress — Supporting the development, implementation, monitoring and evaluation of Union employment and social policy and working conditions legislation
1.1
77 900 000
58 900 000
78 873 225
60 000 000
71 429 992,77
63 601 677,65
107,98
04 03 02 02
EURES — Promoting workers’ voluntary geographical mobility and boosting employment opportunities
1.1
22 476 491
22 000 000
32 976 491
15 000 000
30 558 451,12
23 894 612,03
108,61
04 03 02 03
Microfinance and Social Entrepreneurship — Increasing access to, and the availability of, financing for legal and physical persons, especially those furthest from the labour market, and social enterprises
1.1
14 235 000
21 500 000
20 811 339
40 000 000
29 758 019 ,—
28 760 465,96
133,77
Article 04 03 02 — Subtotal
114 611 491
102 400 000
132 661 055
115 000 000
131 746 462,89
116 256 755,64
113,53
04 03 11
European Foundation for the Improvement of Living and Working Conditions
1.1
21 053 025
21 053 025
20 779 000
20 779 000
20 371 000 ,—
20 371 000 ,—
96,76
04 03 12
European Agency for Safety and Health at Work
1.1
15 507 072
15 507 072
15 122 884
15 122 884
15 325 742,92
15 154 200 ,—
97,72
04 03 13
European Centre for the Development of Vocational Training (Cedefop)
1.1
17 815 490
17 815 490
16 110 395
16 110 395
17 434 000 ,—
17 434 000 ,—
97,86
04 03 14
European Training Foundation
4
20 937 022
20 937 022
20 488 990
20 488 990
20 144 000,81
20 144 000,81
96,21
04 03 15
European Labour Authority
1.1
15 683 250
15 683 250
p.m.
p.m.
Reserves (40 02 41)
2 124 650
2 124 650
15 683 250
15 683 250
2 124 650
2 124 650
04 03 51
Completion of Progress
1.1
p.m.
p.m.
p.m.
p.m.
1 885,25
992 674,22
04 03 52
Completion of EURES
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 53
Completion of other activities
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77
Pilot projects and preparatory actions
04 03 77 02
Pilot project — Promoting protection of the right to housing
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 07
Preparatory action — Your first EURES Job
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 08
Pilot project — Social solidarity for social integration
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 09
Preparatory action — Information centres for posted workers and migrant workers
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 13
Preparatory action — Activation measures targeting young people — implementing the ‘Youth on the Move’ initiative
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 14
Preparatory action — Social innovation driven by social business and young entrepreneurship
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 17
Pilot project — Social security card
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 18
Preparatory action — Social solidarity for social integration
1.1
p.m.
p.m.
p.m.
300 000
0 ,—
449 966,25
04 03 77 19
Preparatory action — Supporting active inclusion of disadvantaged migrants in Europe through development and testing of local centres for social and economic integration
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
23 824,78
04 03 77 21
Pilot project — European Union Real Time Sign Language Application and Service
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 03 77 23
Preparatory action — Reactivate — Intra-Union mobility programme for unemployed over-35s
1.1
p.m.
1 000 000
p.m.
2 500 000
4 610 357,43
2 409 051,54
240,91
04 03 77 24
Pilot project — Quality employment for job starters through entrepreneurship
1.1
p.m.
p.m.
p.m.
450 000
0 ,—
95 160 ,—
04 03 77 25
Preparatory action — Child Guarantee Scheme / Establishing a European child guarantee and financial support
1.1
p.m.
5 000 000
15 000 000
8 950 000
900 000 ,—
25 989,30
0,52
04 03 77 26
Pilot project — A European framework for apprentice mobility: developing European citizenship and skills through youth integration in the labour market
1.1
p.m.
p.m.
p.m.
400 000
0 ,—
1 046 044,04
04 03 77 27
Pilot project — Promotion of domestic worker cooperatives and service voucher schemes
1.1
p.m.
p.m.
p.m.
350 000
625 629,55
250 251,82
04 03 77 29
Pilot project — Role of the minimum wage in establishing the Universal Labour Guarantee
1.1
1 000 000
250 000
Article 04 03 77 — Subtotal
1 000 000
6 250 000
15 000 000
12 950 000
6 135 986,98
4 300 287,73
68,80
Chapter 04 03 — Total
263 527 350
246 380 859
276 725 474
245 851 269
266 964 366,63
243 669 192,39
98,90
Reserves (40 02 41)
2 124 650
2 124 650
263 527 350
246 380 859
278 850 124
247 975 919
266 964 366,63
243 669 192,39
04 03 01
Prerogatives and specific competencies
04 03 01 01
Cost of preliminary consultation meetings with trade union representatives
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
450 000
335 000
450 000
300 000
450 000 ,—
385 243,69
Remarks
This appropriation is intended to cover expenditure on preliminary consultation meetings between European trade union representatives with a view to helping them form their opinions and harmonise their positions regarding the development of Union policies.
This appropriation is also intended to cover the cost of studies, workshops, conferences, analyses, evaluations, publications, technical assistance, the purchase and maintenance of databases and software and the part-financing and support of measures relating to economic monitoring, analysis of the combination of measures and coordination of economic policies.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 01 03
Free movement of workers, coordination of social security schemes and measures for migrants, including migrants from third countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
9 423 000
9 000 000
9 285 950
7 100 000
8 719 731,79
10 056 194,14
Remarks
The objective of this activity is to promote geographic and professional mobility (including the coordination of social security schemes) of workers in Europe in order to overcome the obstacles to free movement of workers and to contribute to the establishment of a real labour market at European level.
This appropriation is intended to cover actions supporting the monitoring of Union law through financing of a network of experts on free movement of workers and social security reporting regularly on the implementation of Union legal acts in the Member States and at Union level, and analysing and evaluating the major trends in legislation of the Member States with regard to the free movement of workers and coordination of social security systems. This appropriation is also intended to cover actions supporting governance of Union legal acts through meetings of the committees, actions for awareness raising and implementation and other specific technical support and the development of the Electronic Exchange of Social Security Information (EESSI) system and its implementation.
This appropriation is intended to cover in particular:
—
expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures falling under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts,
—
the analysis and evaluation of the major trends in legislation of the Member States with regard to the free movement of workers, and coordination of social security systems, as well as the financing of networks of experts in those fields,
—
the analysis and research on new policy developments in the domain of free movement of workers linked for example to the end of transitional periods and modernisation of social security coordination provisions,
—
ensuring fair mobility by setting up additional information centres,
—
support for the work of the Administrative Commission and its sub-groups and follow-up of the decisions taken, as well as support for the work of the Technical and Advisory Committees on free movement of workers,
—
support for actions preparing for the application of the new regulations on social security, including transnational exchanges of experience and information and training initiatives developed at national level,
—
the financing of actions aimed at providing a better service and raising public awareness, including measures aimed at identifying migrant workers’ social security and employment problems, and measures speeding up and simplifying administrative procedures, gender-sensitive analysis of the barriers to free movement of workers and lack of coordination of social security systems and their impact on people with disabilities, including adaptation of administrative procedures to new information-processing techniques, in order to improve the system for acquiring rights and the calculation and payment of benefits pursuant to Regulations (EEC) No 1408/71, (EEC) No 574/72, (EC) No 859/2003, (EC) No 883/2004, (EC) No 987/2009 and (EU) No 1231/2010,
—
the development of information and actions to make members of the public aware of their rights on the free movement of workers and the coordination of social security schemes,
—
the support of the electronic exchange of social security information among Member States, with a view to facilitating the implementation of Regulations (EC) No 883/2004 and (EC) No 987/2009. This includes the maintenance of the central node of the EESSI system, testing system components, helpdesk activities, support for further development of the system and training.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Treaty on the Functioning of the European Union, and in particular Articles 45 and 48 thereof.
Council Regulation (EEC) No 1408/71 of 14 June 1971 on the application of social security schemes to employed persons, to self-employed persons and to members of their families moving within the Community (
OJ L 149, 5.7.1971, p. 2
).
Council Regulation (EEC) No 574/72 of 21 March 1972 laying down the procedure for implementing Regulation (EEC) No 1408/71 on the application of social security schemes to employed persons, to self-employed persons and to their families moving within the Community (
OJ L 74, 27.3.1972, p. 1
).
Council Directive 98/49/EC of 29 June 1998 on safeguarding the supplementary pension rights of employed and self-employed persons moving within the Community (
OJ L 209, 25.7.1998, p. 46
).
Council Regulation (EC) No 859/2003 of 14 May 2003 extending the provisions of Regulation (EEC) No 1408/71 and Regulation (EEC) No 574/72 to nationals of third countries who are not already covered by those provisions solely on the ground of their nationality (
OJ L 124, 20.5.2003, p. 1
).
Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (
OJ L 166, 30.4.2004, p. 1
).
Regulation (EC) No 987/2009 of the European Parliament and of the Council of 16 September 2009 laying down the procedure for implementing Regulation (EC) No 883/2004 on the coordination of social security systems (
OJ L 284, 30.10.2009, p. 1
).
Regulation (EU) No 1231/2010 of the European Parliament and of the Council of 24 November 2010 extending Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009 to nationals of third countries who are not already covered by these Regulations solely on the ground of their nationality (
OJ L 344, 29.12.2010, p. 1
).
Regulation (EU) No 492/2011 of the European Parliament and of the Council of 5 April 2011 on free movement for workers within the Union (
OJ L 141, 27.5.2011, p. 1
).
Directive 2014/50/EU of the European Parliament and of the Council of 16 April 2014 on minimum requirements for enhancing worker mobility between Member States by improving the acquisition and preservation of supplementary pension rights (
OJ L 128, 30.4.2014, p. 1
).
Directive 2014/54/EU of the European Parliament and of the Council of 16 April 2014 on measures facilitating the exercise of rights conferred on workers in the context of freedom of movement for workers (
OJ L 128, 30.4.2014, p. 8
).
04 03 01 04
Analysis of and studies on the social situation, demographics and the family
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 663 000
3 000 000
4 451 000
4 300 000
3 960 274,91
2 363 511,45
Remarks
The objective of this activity is to promote better policy responses in the Member States to demographic and social challenges by producing and disseminating comparative information in the context of the implementation of the Europe 2020 strategy and the identification of future priorities for social policies, including gender-specific measures.
This appropriation is intended to cover actions promoting the development of comparative analysis and the exchange of views and experience at all relevant levels (regional, national, Union, international) regarding the social and demographic situation and the socio-economic trends in the Union, as well as the gender pay gap and discrimination against women in the workplace. This appropriation is also intended to cover actions supporting an Observatory of the Social Situation, the cooperation with relevant activities in the Member States and with international organisations and the management of a technical support group for the European Platform for Investing in Children (EPIC).
This appropriation is intended to cover in particular expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures falling under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
This appropriation is intended to cover in particular expenditure on Commission reports (including an annual report on the social situation and a report on demographic change and its implications every two years, in accordance with Article 159 TFEU, as well as Commission reports on problems concerning the social situation (which can be requested by the European Parliament pursuant to Article 161 TFEU).
This appropriation is also intended to cover expenditure on analysis for the reporting referred to in TFEU, as well as for the dissemination of knowledge on major social and demographic challenges and ways of tackling them. In particular, the following activities can be pursued with due consideration of the gender aspect:
—
analysis of the impact of population ageing in the context of a society for all ages, in terms of trends in care and social protection needs, behaviour and flanking policies, including research on elderly minorities or migrants and the situation of informal carers,
—
analysis of the impact of demographic change on Union and Member State policies, measures and programmes, and formulation of recommendations for adjustments to economic and other policies, measures and programmes at Union and national levels in order to prevent the ageing of society from having a negative impact,
—
analysis of the links between family units and demographic trends,
—
analysis of trends in poverty, income and wealth distribution and their broader societal impact,
—
identification of the existing relations between technological development (impact on communication technologies, geographical and occupational mobility) and the consequences for households and society in general,
—
analysis of the links between disability and demographic trends, analysis of the social situation of people with disabilities and their families and the needs of children with disabilities within their families and communities,
—
analysis of trends in social objectives (in terms of safeguarding acquired rights or extending them) regarding both goods and services, taking account of new social challenges as well as demographic trends and changing the relationships between generations,
—
development of appropriate methodological tools (sets of social indicators, simulation techniques, data collection on policy initiatives at all levels, etc.), to underpin the reports on the social situation, on social protection and social inclusion with a solid quantitative and scientific foundation,
—
raising awareness and organising debates on the major demographic and social challenges with the aim of promoting better policy responses,
—
the taking into account of demographic trends, family life and childhood in the implementation of relevant Union policies, such as the free movement of persons and equality between men and women.
Reference acts
Treaty on the Functioning of the European Union, and in particular Articles 159 and 161 thereof.
04 03 01 05
Information and training measures for workers’ organisations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 784 000
19 400 000
20 273 200
19 000 000
20 523 782,08
19 228 193,58
Remarks
This appropriation is intended to cover expenditure on information and training measures for workers’ organisations, including representatives of workers’ organisations in the candidate countries, deriving from Union action in the framework of the implementation of the Union social dimension. Those measures should help workers’ organisations to address the overarching challenges facing European employment and social policy as laid down in the Europe 2020 strategy and within the context of Union initiatives to address the consequences of the economic crisis. Special attention will be given to training on gender challenges at work.
This appropriation is intended to cover in particular the following activities:
—
support for the work programmes of the two specific trade union institutes, European Trade Union Institute and European Centre for Workers’ Questions, which have been established to facilitate capacity building through training and research at European level, as well as to improve the degree of involvement of workers’ representatives in European governance,
—
information and training measures for workers’ organisations, including representatives of workers’ organisations in the candidate countries, deriving from the implementation of Union action in the framework of the implementation of the Union social dimension,
—
measures involving representatives of the social partners in the candidate countries with the specific purpose of promoting social dialogue at Union level. It is also intended to promote equal participation of women and men in the decision-making bodies of workers’ organisations.
Strong and competent social partners are needed in order to improve the process of relaunching and enhancing the functioning of social dialogue, in order to support recovery and enhance competitiveness and fairness in the social market economy.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty on the Functioning of the European Union pursuant to Article 154 thereof.
Convention concluded in 1959 between the ECSC High Authority and the International Occupational Safety and Health Information Centre (CIS) of the International Labour Office.
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
), and the associated individual directives.
Council Directive 92/29/EEC of 31 March 1992 on the minimum safety and health requirements for improved medical treatment on board vessels (
OJ L 113, 30.4.1992, p. 19
).
04 03 01 06
Information, consultation and participation of representatives of undertakings
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 100 000
5 000 000
7 103 000
5 000 000
7 109 500 ,—
5 868 701,88
Remarks
This appropriation is intended to cover in particular the following activities:
—
measures to set the conditions for social dialogue in companies and proper employee involvement in undertakings as provided under Directives 98/59/EC, 2001/86/EC, 2002/14/EC, 2003/72/EC and 2009/38/EC, and Article 16 of Directive 2005/56/EC,
—
initiatives to strengthen transnational cooperation between workers’ and employers’ representatives in respect of information, consultation and participation of employees within companies operating in more than one Member State and short training actions for negotiators and representatives in transnational information, consultation and participation bodies may be funded in that context. This may involve social partners from candidate countries,
—
measures to enable social partners to exercise their rights and duties as regards employee involvement, especially within the framework of European Works Councils, to familiarise them with transnational company agreements and strengthen their cooperation in respect to Union law on employee involvement,
—
operations fostering the development of employee involvement in undertakings as well as assessing the findings of the ‘Fitness check’ and its impact on Union acts in the area of information and consultation of workers,
—
innovative actions relating to employee involvement, with the view of supporting the anticipation of change and the prevention and resolution of disputes in the context of corporate restructuring, mergers, take-overs and relocation in Union-scale undertakings and Union-scale groups of undertakings,
—
measures to strengthen cooperation between the social partners for the development of employee involvement in the design of solutions addressing the consequences of the economic crisis, such as mass redundancies, or the need for a shift towards an inclusive, sustainable and low-carbon economy,
—
transnational exchange of information and good practice in matters relevant for social dialogue at company level.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty on the Functioning of the European Union pursuant to Articles 154 and 155 thereof.
Convention concluded in 1959 between the ECSC High Authority and the International Occupational Safety and Health Information Centre (CIS) of the International Labour Office.
Council Directive 98/59/EC of 20 July 1998 on the approximation of the laws of the Member States relating to collective redundancies (
OJ L 225, 12.8.1998, p. 16
).
Council Directive 2001/23/EC of 12 March 2001 on the approximation of the laws of the Member States relating to the safeguarding of employees’ rights in the event of transfers of undertakings, businesses or parts of undertakings or businesses (
OJ L 82, 22.3.2001, p. 16
).
Council Directive 2001/86/EC of 8 October 2001 supplementing the Statute for a European Company with regard to the involvement of employees (
OJ L 294, 10.11.2001, p. 22
).
Directive 2002/14/EC of the European Parliament and of the Council of 11 March 2002 establishing a general framework for informing and consulting employees in the European Community (
OJ L 80, 23.3.2002, p. 29
).
Council Directive 2003/72/EC of 22 July 2003 supplementing the Statute for a European Cooperative Society with regard to the involvement of employees (
OJ L 207, 18.8.2003, p. 25
).
Directive 2005/56/EC of the European Parliament and of the Council of 26 October 2005 on cross-border mergers of limited liability companies (
OJ L 310, 25.11.2005, p. 1
).
Directive 2009/38/EC of the European Parliament and of the Council of 6 May 2009 on the establishment of a European Works Council or a procedure in Community-scale undertakings and Community-scale groups of undertakings for the purposes of informing and consulting employees (
OJ L 122, 16.5.2009, p. 28
).
04 03 01 08
Industrial relations and social dialogue
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 500 000
10 000 000
15 000 000
9 700 000
15 041 999 ,—
11 114 429,25
Remarks
The objective of this activity is to strengthen the role of social dialogue and promote the adoption of agreements and other joint actions between the social partners at the Union level. The actions financed should help social partner organisations to address the overarching challenges facing European employment and social policy as laid down in the Europe 2020 strategy and within the context of Union initiatives to address the consequences of the economic crisis and to contribute to the improvement and dissemination of knowledge of industrial relations institutions and practices.
This appropriation is intended to cover in particular the following activities:
—
studies, consultations, meetings of experts, negotiations, information, publications and other operations directly linked to the achievement of the objectives of the programme or measures falling under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts,
—
actions undertaken by social partners to promote social dialogue (including capacity of social partners) at cross-industry and sector level,
—
actions to improve knowledge on industrial relations institutions and practices across the Union and dissemination of results,
—
measures involving representatives of the social partners in the candidate countries with the specific purpose of promoting social dialogue at Union level. It is also intended to promote equal participation of women and men in the decision-making bodies of both trade unions and employers’ organisations,
—
actions to support industrial relations measures, in particular those designed to develop expertise and the exchange of Union-relevant information.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty on the Functioning of the European Union pursuant to Articles 154 and 155 thereof.
04 03 02
European Union programme for Employment and Social Innovation
04 03 02 01
Progress — Supporting the development, implementation, monitoring and evaluation of Union employment and social policy and working conditions legislation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
77 900 000
58 900 000
78 873 225
60 000 000
71 429 992,77
63 601 677,65
Remarks
The general objective of the European Union programme for Employment and Social Innovation (EaSI) is to contribute to the Europe 2020 strategy and the related headline targets for employment, education and poverty by providing financial support for the Union’s objectives.
To achieve the general objectives of EaSI in terms of promoting a high level of employment, guaranteeing adequate social protection, combating social exclusion and poverty, improving working conditions and protecting workers’ safety and health, the specific objectives of the Progress axis are to:
—
develop and disseminate high-quality comparative analytical knowledge in order to ensure that Union employment and social policy and working conditions and occupational health and safety legislation are based on sound evidence and are relevant to needs, challenges and conditions in the individual Member States and the other participating countries,
—
facilitate effective and inclusive information-sharing, mutual learning and dialogue on Union employment and social policy and working conditions and occupational health and safety legislation at Union, national and international level in order to assist the Member States and the other participating countries in developing their policies and in implementing Union law,
—
provide policymakers with financial support to promote social and labour market policy reforms, build up the main actors’ capacity to design and implement social experimentation, and make the relevant knowledge and expertise accessible,
—
provide Union and national organisations with financial support to develop, promote and support the implementation of Union employment and social policy and working conditions and occupational health and safety legislation,
—
raise awareness, exchange good practice, disseminate information and promote the debate on the key challenges and policy issues in relation to working conditions, gender equality, occupational health and safety and the reconciliation of work and family life and the ageing society, including among social partners,
—
encourage creation of decent jobs in terms of stable employment and social rights, promoting acceptable employment for young people and combatting poverty by promoting social convergence.
In addition support could be provided to actions related to the implementation of the common provisions of EaSI such as monitoring, evaluation, dissemination of results and communication. Article 16 of Regulation (EU) No 1296/2013 describes the types of actions which may be financed.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 1296/2013 of the European Parliament and of the Council of 11 December 2013 on a European Union Programme for Employment and Social Innovation (‘EaSI’) and amending Decision No 283/2010/EU establishing a European Progress Microfinance Facility for employment and social inclusion (
OJ L 347, 20.12.2013, p. 238
).
04 03 02 02
EURES — Promoting workers’ voluntary geographical mobility and boosting employment opportunities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 476 491
22 000 000
32 976 491
15 000 000
30 558 451,12
23 894 612,03
Remarks
The general objective of the European Union programme for Employment and Social Innovation (EaSI) is to contribute to the Europe 2020 strategy and the related headline targets for employment, education and poverty by providing financial support for the Union’s objectives.
The EaSI is structured around three complementarity axes: Progress, EURES and Microfinance and Social Entrepreneurship.
To achieve the general objectives of EaSI, in particular to promote workers’ geographical mobility and boost employment opportunities by developing Union labour markets that are open and accessible to all, the specific objectives of the EURES axis are to:
—
ensure that job vacancies and applications, and any related information as well as working conditions and rights are transparent for the potential applicants and the employers; this shall be achieved through their exchange and dissemination at transnational, interregional and cross-border level using standard interoperability forms,
—
help ensure that European-level job vacancies and mobility options are advertised in parallel to national job vacancies and applications and not only after local or national options are exhausted,
—
develop services for the recruitment and placing of workers in employment through the clearance of job vacancies and applications at European level; this shall cover all phases of placement, ranging from pre-recruitment preparation to post-placement assistance, including language skill development options, with a view to the applicant’s successful integration into the labour market; such services shall include targeted mobility schemes to fill job vacancies where labour market shortcomings have been identified or help particular groups of workers such as young people,
—
provide assistance for national and cross-border support activities organised by EURES partners,
—
initial and further training of EURES advisers in the Member States,
—
contacts between EURES advisers and cooperation between government employment services, including those of candidate countries,
—
promotion of EURES among firms and the general public,
—
development of special structures for cooperation and services in border regions pursuant to point (b) of Article 17(1) of Regulation (EEC) No 1612/68,
—
measures to help remove mobility obstacles, particularly in the field of work-related social security.
This programme should also facilitate the matching and placement of apprentices and trainees as a critical element in helping the transition of young people from school to work, as already begun under the preparatory action ‘Your first EURES job’ and complemented by the Youth Employment Initiative. Companies, particularly small and medium-sized enterprises (SMEs), will be encouraged to recruit more young people, including by financial support.
Target groups are:
—
young people up to 30 years of age, regardless of their qualifications and work experience, as the scheme is not exclusively tailored for labour market entrants,
—
all legally established businesses, particularly SMEs, to assist with reducing the costs of international hiring that affect mostly smaller companies.
Eligible jobs under this part of the programme will offer young people apprenticeships, a first work experience or specialised jobs. The scheme will not support situations of job substitution or precarious employment, or in any circumstances be contrary to national labour law.
To be eligible for funding, jobs have also to comply with the following criteria:
—
be located in a EURES member country other than the country of origin of the young job-seeker (transnational vacancies),
—
ensure a work placement for a minimum contractual period of 6 months.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
In addition support could be provided to actions related to the implementation of the common provisions of EaSI such as monitoring, evaluation, dissemination of results and communication. Article 21 of Regulation (EU) No 1296/2013 describes the types of actions which may be financed.
Legal basis
Council Regulation (EEC) No 1612/68 of 15 October 1968 on freedom of movement for workers within the Community (
OJ L 257, 19.10.1968, p. 2
).
Commission Decision 2003/8/EC of 23 December 2002 implementing Council Regulation (EEC) No 1612/68 as regards the clearance of vacancies and applications for employment (
OJ L 5, 10.1.2003, p. 16
).
Regulation (EU) No 492/2011 of the European Parliament and of the Council of 5 April 2011 on freedom of movement for workers within the Union (
OJ L 141, 27.5.2011, p. 1
).
Regulation (EU) No 1296/2013 of the European Parliament and of the Council of 11 December 2013 on a European Union Programme for Employment and Social Innovation (‘EaSI’) and amending Decision No 283/2010/EU establishing a European Progress Microfinance Facility for employment and social inclusion (
OJ L 347, 20.12.2013, p. 238
).
04 03 02 03
Microfinance and Social Entrepreneurship — Increasing access to, and the availability of, financing for legal and physical persons, especially those furthest from the labour market, and social enterprises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
14 235 000
21 500 000
20 811 339
40 000 000
29 758 019 ,—
28 760 465,96
Remarks
The general objective of the European Union programme for Employment and Social Innovation (EaSI) is to contribute to the Europe 2020 strategy and the related headline targets for employment, education and poverty by providing financial support for the Union’s objectives.
The EaSI is structured around three complementarity axes: Progress, EURES and Microfinance and Social Entrepreneurship.
To achieve the general objectives of EaSI in particular to promote employment and social inclusion by increasing the availability and accessibility of microfinance for vulnerable groups and micro-enterprises, and by increasing access to finance for social enterprises, the specific objectives of the Microfinance and Social Entrepreneurship axis are to:
—
increase access to, and the availability of, microfinance for persons who have lost or are at risk of losing their jobs, or who have difficulty in entering or re-entering the labour market, persons at risk of social exclusion and vulnerable persons, including women wishing to start entrepreneurial careers, who are in a disadvantaged position with regard to access to the conventional credit market and who wish to start up or develop their own micro-enterprises; and for micro-enterprises, especially those which employ such persons,
—
build up the institutional capacity of microcredit providers,
—
support the development of social enterprises.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Revenues and repayment from financial instruments paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) and Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 10 000 000.
Part of the appropriations will be used to provide support and technical assistance for recipients of microfinance.
Legal basis
Regulation (EU) No 1296/2013 of the European Parliament and of the Council of 11 December 2013 on a European Union Programme for Employment and Social Innovation (‘EaSI’) and amending Decision No 283/2010/EU establishing a European Progress Microfinance Facility for employment and social inclusion (
OJ L 347, 20.12.2013, p. 238
).
04 03 11
European Foundation for the Improvement of Living and Working Conditions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 053 025
21 053 025
20 779 000
20 779 000
20 371 000 ,—
20 371 000 ,—
Remarks
This appropriation is intended to cover the European Foundation for the Improvement of Living and Working Conditions (Eurofound) staff and administrative expenditure (Titles 1 and 2), and operational expenditure for the work programme (Title 3).
Eurofound must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The Union contribution for 2020 amounts to a total of EUR 21 195 000. An amount of EUR 141 975coming from the recovery of surplus is added to the amount of EUR 21 053 025 entered in the budget.
Part of this appropriation is intended for studies on working conditions and industrial relations in support of policies ensuring more and better jobs, making work more sustainable and strengthening social dialogue in Europe.
A further part of this appropriation is intended for studies and forward looking research on labour markets, and specifically the monitoring and anticipation of structural change, its impact on employment and management of the consequences.
The appropriation will also cover research and gathering of knowledge on living conditions and quality of life, with a particular focus on social policies and the role of public services in improving quality of life. Research into reconciliation of professional and private life and precarious employment, including breaking down by gender, should be also covered by the appropriation.
Finally this appropriation will be used for the analysis of the impact of digitalisation on all of the above described areas as well as for studies contributing to policies aimed at upward convergence in the Union.
The Foundation’s establishment plan is set out in Annex ‘Staff’ to this section.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation), to be charged to Item 6 6 0 0 of the statement of revenue.
Legal basis
Regulation (EEC) No 1365/75 of the Council of 26 May 1975 on the creation of a European Foundation for the improvement of living and working conditions (
OJ L 139, 30.5.1975, p. 1
).
04 03 12
European Agency for Safety and Health at Work
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 507 072
15 507 072
15 122 884
15 122 884
15 325 742,92
15 154 200 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The Agency’s objective is to provide the Union institutions, Member States and interested parties with technical, scientific and economic information of use in the area of health and safety at work. Special attention will be paid to gender aspects in the area of health and safety at work.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The Union contribution for 2020 amounts to a total of EUR 15 579 000. An amount of EUR 71 928 coming from the recovery of surplus is added to the amount of EUR 15 507 072 entered in the budget.
This appropriation is intended to cover the measures necessary to accomplish the Agency’s tasks as defined in Regulation (EC) No 2062/94, and in particular:
—
awareness-building and risk anticipation measures, with special emphasis on SMEs,
—
operation of the European Risk Observatory based on examples of good practice collected from firms or specific branches of activity,
—
preparation and provision of relevant tools for smaller companies to manage health and safety at work,
—
operation of the network comprising the main component elements of the national information networks, including the national social partner’s organisations, in accordance with national legislation and practice, as well as the national focal points,
—
also in collaboration with the International Labour Organization and other international organisations, organising exchanges of experience, information and good practices,
—
integrating the candidate countries into these information networks and devising working tools which are geared to their specific situation,
—
organising and running the European Campaign on Healthy Workplaces as well as the European Week on Health and Safety, focusing on specific risks and needs of users and final beneficiaries.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation) to be charged to Item 6 6 0 0 of the statement of revenue.
Legal basis
Council Regulation (EC) No 2062/94 of 18 July 1994 establishing a European Agency for Safety and Health at Work (
OJ L 216, 20.8.1994, p. 1
).
04 03 13
European Centre for the Development of Vocational Training (Cedefop)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 815 490
17 815 490
16 110 395
16 110 395
17 434 000 ,—
17 434 000 ,—
Remarks
This appropriation is intended to cover the Centre’s staff and administrative expenditure, and operational expenditure relating to the work programme.
The Centre must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure. The Commission, if requested by the Centre, undertakes to notify the European Parliament and the Council of transfers made between operational and administrative appropriations.
The Centre’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 17 838 000. An amount of EUR 22 510 coming from the recovery of surplus is added to the amount of EUR 17 815 490 entered in the budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation) to be charged to Item 6 6 0 0 of the statement of revenue.
Legal basis
Regulation (EEC) No 337/75 of the Council of 10 February 1975 establishing a European Centre for the Development of Vocational Training (
OJ L 39, 13.2.1975, p. 1
).
04 03 14
European Training Foundation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 937 022
20 937 022
20 488 990
20 488 990
20 144 000,81
20 144 000,81
Remarks
This appropriation is intended to cover the Foundation’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure regarding its work programme (Title 3).
It is also intended to cover the support of partner countries in the Mediterranean region in reforming their labour markets and vocational training systems, promoting social dialogue and supporting entrepreneurship.
The Foundation must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The establishment plan for the Foundation is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 20 957 000. An amount of EUR 19 978 coming from the recovery of surplus is added to the amount of EUR 20 937 022 entered in the budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation) to be charged to Item 6 6 0 0 of the statement of revenue.
Legal basis
Regulation (EC) No 1339/2008 of the European Parliament and of the Council of 16 December 2008 establishing a European Training Foundation (
OJ L 354, 31.12.2008, p. 82
).
04 03 15
European Labour Authority
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 03 15
15 683 250
15 683 250
p.m.
p.m.
Reserves (40 02 41)
2 124 650
2 124 650
Total
15 683 250
15 683 250
2 124 650
2 124 650
Remarks
The appropriation is intended to cover the European Labour Authority (ELA) staff and administrative expenditure (Titles 1 and 2), and operational expenditure for the work programme (Title 3).
The Authority must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contribution from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The objective of the Authority shall be to contribute to ensuring fair labour mobility across the Union and assist Member States and the Commission in the coordination of social security systems within the Union. To this end, the Authority is to facilitate access to information on rights and obligations regarding labour mobility across the Union as well as to relevant services; facilitate and enhance cooperation between Member States in the enforcement of relevant Union law across the Union, including facilitating concerted and joint inspections; mediate and facilitate solutions in cases of cross-border disputes between Member States, and support cooperation between Member States in tackling undeclared work.
The Union contribution for 2020 amounts to a total of EUR 15 683 250.
This appropriation is intended to cover the measures necessary to accomplish ELA's tasks as defined in Regulation (EU) 2019/1149, and in particular Article 4 thereof:
—
facilitate access to information and coordinate EURES,
—
facilitate cooperation and the exchange of information between Member States with a view to the consistent, efficient and effective application and enforcement of relevant Union law,
—
coordinate and support concerted and joint inspections,
—
carry out analyses and risk assessments on issues of cross-border labour mobility,
—
support Member States with capacity building regarding the effective application and enforcement of relevant Union law,
—
support Member States in tackling undeclared work,
—
mediate disputes between Member States on the application of relevant Union law.
The Authority's establishment plan is set out in Annex ‘Staff’ to this section.
Legal basis
Regulation (EU) 2019/1149 of the European Parliament and of the Council of 20 June 2019 establishing a European Labour Authority, amending Regulations (EC) No 883/2004, (EU) No 492/2011, and (EU) 2016/589 and repealing Decision (EU) 2016/344 (
OJ L 186, 11.7.2019, p. 21
).
04 03 51
Completion of Progress
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
1 885,25
992 674,22
Remarks
This appropriation is intended to cover earlier commitments under the Community programme for Employment and Social Solidarity (Progress).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 1672/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Community programme for Employment and Social Solidarity — Progress (
OJ L 315, 15.11.2006, p. 1
).
04 03 52
Completion of EURES
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding of commitments remaining to be settled from past years in respect of former Article 04 03 04.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Regulation (EEC) No 1612/68 of 15 October 1968 on freedom of movement for workers within the Community (
OJ L 257, 19.10.1968, p. 2
).
Regulation (EU) No 492/2011 of the European Parliament and of the Council of 5 April 2011 on freedom of movement for workers within the Union (
OJ L 141, 27.5.2011, p. 1
).
Commission Decision 2003/8/EC of 23 December 2002 implementing Council Regulation (EEC) No 1612/68 as regards the clearance of vacancies and applications for employment (
OJ L 5, 10.1.2003, p. 16
).
04 03 53
Completion of other activities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the funding of commitments remaining to be settled from past years in respect of former Articles 04 04 07, 04 04 12 and 04 04 15.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Decision of 9 July 1957 concerning the terms of reference and rules of procedure of the Mines Safety and Health Commission (
OJ 28, 31.8.1957, p. 487/57
).
Council Decision 74/325/EEC of 27 June 1974 on the setting up of an Advisory Committee on Safety, Hygiene and Health Protection at Work (
OJ L 185, 9.7.1974, p. 15
).
Council Decision 74/326/EEC of 27 June 1974 on the extension of the responsibilities of the Mines Safety and Health Commission to all mineral-extracting industries (
OJ L 185, 9.7.1974, p. 18
).
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
), and the associated individual directives.
Council Directive 92/29/EEC of 31 March 1992 on the minimum safety and health requirements for improved medical treatment on board vessels (
OJ L 113, 30.4.1992, p. 19
).
Council Decision 98/171/EC of 23 February 1998 on Community activities concerning analysis, research and cooperation in the field of employment and the labour market (
OJ L 63, 4.3.1998, p. 26
).
Council Decision 2000/750/EC of 27 November 2000 establishing a Community action programme to combat discrimination (2001 to 2006) (
OJ L 303, 2.12.2000, p. 23
).
Decision No 50/2002/EC of the European Parliament and of the Council of 7 December 2001 establishing a programme of Community action to encourage cooperation between Member States to combat social exclusion (
OJ L 10, 12.1.2002, p. 1
).
Decision No 1145/2002/EC of the European Parliament and of the Council of 10 June 2002 on Community incentive measures in the field of employment (
OJ L 170, 29.6.2002, p. 1
).
Council Decision of 22 July 2003 setting up an Advisory Committee on Safety and Health at Work (
OJ C 218, 13.9.2003, p. 1
).
Decision No 1554/2005/EC of the European Parliament and of the Council of 7 September 2005 amending Council Decision 2001/51/EC establishing a programme relating to the Community framework strategy on gender equality and Decision No 848/2004/EC establishing a Community action programme to promote organisations active at European level in the field of equality between men and women (
OJ L 255, 30.9.2005, p. 9
).
Decision No 1098/2008/EC of the European Parliament and of the Council of 22 October 2008 on the European Year for Combating Poverty and Social Exclusion (2010) (
OJ L 298, 7.11.2008, p. 20
).
Decision No 283/2010/EU of the European Parliament and of the Council of 25 March 2010 establishing a European Progress Microfinance Facility for employment and social inclusion (
OJ L 87, 7.4.2010, p. 1
).
Reference acts
Convention concluded in 1959 between the ECSC High Authority and the International Occupational Safety and Health Information Centre (CIS) of the International Labour Office.
Task resulting from specific powers directly conferred on the Commission by the Treaty on the Functioning of the European Union under Articles 151, 153 and 156 thereof.
04 03 77
Pilot projects and preparatory actions
04 03 77 02
Pilot project — Promoting protection of the right to housing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 07
Preparatory action — Your first EURES Job
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 08
Pilot project — Social solidarity for social integration
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 09
Preparatory action — Information centres for posted workers and migrant workers
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 13
Preparatory action — Activation measures targeting young people — implementing the ‘Youth on the Move’ initiative
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 14
Preparatory action — Social innovation driven by social business and young entrepreneurship
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 17
Pilot project — Social security card
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 18
Preparatory action — Social solidarity for social integration
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
300 000
0 ,—
449 966,25
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 19
Preparatory action — Supporting active inclusion of disadvantaged migrants in Europe through development and testing of local centres for social and economic integration
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
23 824,78
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 21
Pilot project — European Union Real Time Sign Language Application and Service
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 23
Preparatory action — Reactivate — Intra-Union mobility programme for unemployed over-35s
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 000 000
p.m.
2 500 000
4 610 357,43
2 409 051,54
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 24
Pilot project — Quality employment for job starters through entrepreneurship
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
450 000
0 ,—
95 160 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 25
Preparatory action — Child Guarantee Scheme / Establishing a European child guarantee and financial support
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
5 000 000
15 000 000
8 950 000
900 000 ,—
25 989,30
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 26
Pilot project — A European framework for apprentice mobility: developing European citizenship and skills through youth integration in the labour market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
400 000
0 ,—
1 046 044,04
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 27
Pilot project — Promotion of domestic worker cooperatives and service voucher schemes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
350 000
625 629,55
250 251,82
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
04 03 77 29
Pilot project — Role of the minimum wage in establishing the Universal Labour Guarantee
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
The report ‘Working for a Brighter Future - Global Commission on the Future of Work’ (ILO, 2019) [1] calls for the creation of a Universal Labour Guarantee to uphold the fundamental rights of all workers, regardless of the nature of their employment relationship, including a ‘living wage’, an upper limit on working hours and guaranteed safety and health at work.
The existence of a national minimum wage, established through collective bargaining and agreements, is central to the establishment of the Universal Labour Guarantee, helping to improve workers' conditions, promote societal development and overturn policies that, in recent years, have been leading to precariousness, lower wages and increased inequality.
In order to promote national minimum wage schemes more effectively as a tool for economic and social development, Eurofound should examine the different realities in the Member States, as well as the impact of this instrument on employment rates, workers' qualifications, precariousness levels, the development of Member States and other factors considered relevant.
The pilot project will be implemented in such a way that it does not overlap with the existing or ongoing studies that will be used for preparation of the impact assessment for the forthcoming initiative on minimum wages. On the basis of the information available, the pilot project will bring added value and will complement existing work under the initiative by, for example, mapping developments in the minimum wage setting institutions.
[1] The recommendations are intended to strengthen and revitalise labour institutions. From employment regulations and contracts to collective bargaining and labour inspection systems, these institutions are the cornerstone of just societies, paving the way towards formalisation, reducing labour poverty and guaranteeing a future of work with dignity, economic security and equality. Under a Universal Labour Guarantee, the fundamental rights of all workers, regardless of their contractual agreement or employment status, must be respected, ensuring them ‘an adequate living wage’ (ILO Constitution, 1919), limits on their working hours and safe and healthy workplaces. Collective agreements or laws and regulations may raise the basic level of protection. This proposal also allows for the recognition of occupational safety and health as fundamental principles and rights at the workplace.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 04 04 —
   
EUROPEAN GLOBALISATION ADJUSTMENT FUND
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 04
EUROPEAN GLOBALISATION ADJUSTMENT FUND
04 04 01
European Globalisation Adjustment Fund — to support workers and self-employed persons whose activity has ceased as a result of globalisation
9
p.m.
10 000 000
p.m.
10 000 000
27 688 613 ,—
27 688 613 ,—
276,89
04 04 51
Completion of the European Globalisation Adjustment Fund (2007 to 2013)
9
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 04 04 — Total
p.m.
10 000 000
p.m.
10 000 000
27 688 613 ,—
27 688 613 ,—
276,89
04 04 01
European Globalisation Adjustment Fund — to support workers and self-employed persons whose activity has ceased as a result of globalisation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
10 000 000
p.m.
10 000 000
27 688 613 ,—
27 688 613 ,—
Remarks
This appropriation is intended to cover the European Globalisation Adjustment Fund (EGF) so as to enable the Union to demonstrate solidarity towards, and to support workers made redundant and self-employed persons whose activity has ceased as a result of major structural changes in world patterns due to globalisation, as a result of the continuation of the global financial and economic crisis addressed in Regulation (EU) No 1309/2013, or as a result of a new global financial and economic crisis and to provide financial support for their rapid reintegration into sustainable employment.
The actions undertaken by the EGF should be complementary to those of the European Social Fund and there must be no double funding from these instruments. EGF-supported actions or measures should aim to ensure that the largest possible number of beneficiaries participating in these actions find sustainable employment as soon as possible before the final report is due.
The rules for entering the appropriations in this reserve and for mobilising the EGF are laid down in point 13 of the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 11 800 000.
Legal basis
Regulation (EU) No 1309/2013 of the European Parliament and of the Council of 17 December 2013 on the European Globalisation Adjustment Fund (2014-2020) and repealing Regulation (EC) No 1927/2006 (
OJ L 347, 20.12.2013, p. 855
), and in particular Article 1 thereof.
Reference acts
Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
04 04 51
Completion of the European Globalisation Adjustment Fund (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the European Globalisation Adjustment Fund (EGF) so as to enable the Union to provide time-limited and targeted support for workers made redundant as a result of major structural changes in world trade patterns due to globalisation where these redundancies have a significant adverse impact on the regional or local economy. It is applicable to all applications submitted up to 31 December 2013. For applications submitted between 1 May 2009 and 31 December 2011, it may also be used to provide support to workers made redundant as a direct result of the global financial and economic crisis.
The actions undertaken by the EGF should be complementary to those of the European Social Fund. There must be no double funding from these instruments.
The rules for entering the appropriations in this reserve and for mobilising the EGF are laid down in point 13 of the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
Legal basis
Regulation (EC) No 1927/2006 of the European Parliament and of the Council of 20 December 2006 on establishing the European Globalisation Adjustment Fund (
OJ L 406, 30.12.2006, p. 1
).
Reference acts
Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
CHAPTER 04 05 —
   
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — EMPLOYMENT, SOCIAL POLICIES AND HUMAN RESOURCES DEVELOPMENT
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 05
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — EMPLOYMENT, SOCIAL POLICIES AND HUMAN RESOURCES DEVELOPMENT
04 05 01
Support to Albania, Bosnia and Herzegovina, Kosovo
 (
37
)
, Montenegro, Serbia and North Macedonia
04 05 01 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 05 01 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 04 05 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 05 02
Support to Iceland
04 05 02 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 05 02 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 04 05 02 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 05 03
Support to Turkey
04 05 03 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 05 03 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 04 05 03 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
04 05 51
Completion of actions (prior to 2014) — Instrument for Pre-Accession Assistance — Human resources development
4
p.m.
11 300 000
p.m.
p.m.
0 ,—
953 775,34
8,44
Chapter 04 05 — Total
p.m.
11 300 000
p.m.
p.m.
0 ,—
953 775,34
8,44
04 05 01
Support to Albania, Bosnia and Herzegovina, Kosovo 
(
38
)
, Montenegro, Serbia and North Macedonia
04 05 01 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:
—
providing support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
04 05 01 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
04 05 02
Support to Iceland
04 05 02 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Iceland:
—
providing support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
04 05 02 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Iceland:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
04 05 03
Support to Turkey
04 05 03 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:
—
providing support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
04 05 03 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
04 05 51
Completion of actions (prior to 2014) — Instrument for Pre-Accession Assistance — Human resources development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
11 300 000
p.m.
p.m.
0 ,—
953 775,34
Remarks
This appropriation is intended to cover the liquidation of commitments made prior to 2014.
In accordance with Article 105a(1) of Regulation (EC) No 1083/2006, as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
CHAPTER 04 06 —
   
FUND FOR EUROPEAN AID TO THE MOST DEPRIVED
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
04 06
FUND FOR EUROPEAN AID TO THE MOST DEPRIVED
04 06 01
Promoting social cohesion and alleviating the worst forms of poverty in the Union
1.2
577 707 746
410 000 000
566 380 144
400 000 000
555 274 653 ,—
352 149 762,67
85,89
04 06 02
Operational technical assistance
1.2
1 000 000
900 000
1 100 000
900 000
1 053 044 ,—
1 144 191,90
127,13
Chapter 04 06 — Total
578 707 746
410 900 000
567 480 144
400 900 000
556 327 697 ,—
353 293 954,57
85,98
Remarks
Article 174 TFEU sets out the Union’s objective of economic, social and territorial cohesion while Article 175 TFEU specifies the role of the Structural Funds in achieving this objective and makes provisions for the adoption of specific actions outside the Structural Funds.
Article 101 of the Financial Regulation provides for financial corrections in the event of expenditure incurred in breach of applicable law.
Articles 56 and 57 of Regulation (EU) No 223/2014 on criteria for financial corrections by the Commission provide for specific rules on financial corrections applicable to Fund for European Aid to the Most Deprived (FEAD).
Any revenue from the financial corrections carried out on that basis is entered in Item 6 5 0 0 of the statement of revenue and constitutes assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation.
Point (b) of Article 12(4) of the Financial Regulation lays down the conditions for the repayment in full, or in part, of pre-financing payments in respect of a given operation.
Article 44 of Regulation (EU) No 223/2014 provides for specific rules on repayment of pre-financing applicable to the FEAD.
Pre-financing amounts repaid shall constitute internal assigned revenue in accordance with Article 21(5) of the Financial Regulation and shall be entered in Item 6 1 5 0 or 6 1 5 7.
Article 19 of Regulation (EU, Euratom) No 1311/2013 lays down the conditions for the revision of the multiannual financial framework in order to transfer to subsequent years, in excess of the corresponding expenditure ceilings, allocations not used in 2014, in the event of the adoption after 1 January 2014 of new rules or programmes.
Legal basis
Treaty on the Functioning of the European Union, and in particular Articles 174 and 175 thereof.
Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (
OJ L 347, 20.12.2013, p. 884
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 12(4), 21(3) and (5), and Articles 101 thereof.
Reference acts
Conclusions of the European Council of 7 and 8 February 2013.
04 06 01
Promoting social cohesion and alleviating the worst forms of poverty in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
577 707 746
410 000 000
566 380 144
400 000 000
555 274 653 ,—
352 149 762,67
Remarks
The Fund for European Aid to the Most Deprived (FEAD) replaces the European Union’s Food Distribution Programme for the Most Deprived Persons of the Community, which was discontinued at the end of 2013.
To ensure continuity between the two programmes, expenditure shall be eligible for a support from a FEAD operational programme if it is incurred by a beneficiary and paid between 1 December 2013 and 31 December 2023.
The FEAD shall promote social cohesion, enhance social inclusion and therefore ultimately contribute to the objective of eradicating poverty in the Union by contributing to achieving the poverty reduction target of at least 20 million of the number of persons at risk of poverty and social exclusion in accordance with the Europe 2020 strategy, whilst complementing the Structural Funds. Since the proportion of women at risk of poverty or social exclusion is higher than is the case for men, FEAD will take a gender-sensitive approach by adapting measures to the groups actually at risk, including women and the elderly, migrants, and minorities (including marginalised communities such as the Roma). FEAD shall contribute to achieving the specific objective of alleviating and eradicating the worst forms of poverty, by providing non-financial assistance to the most deprived persons by food and/or basic material assistance, and social inclusion activities aiming at the social integration of the most deprived persons.
This objective and the results of the implementation of the FEAD shall be qualitatively and quantitatively assessed.
The FEAD shall complement and shall not replace or reduce sustainable national poverty eradication and social inclusion policies, which remain the responsibility of Member States.
The resources for the FEAD available for budgetary commitment for the 2014-2020 period shall be EUR 3 395 684 880 in 2011 prices.
Poverty is a multidimensional problem and tackling it should become a primary goal. Greater emphasis needs to be placed on poverty in all strategies, as poverty is a complex problem with many causes. Most importantly, it also has a great impact not only on the present but also on the future. People who experience poverty, especially children, are at greater risk of not succeeding in later life and of being excluded from society.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
04 06 02
Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
900 000
1 100 000
900 000
1 053 044 ,—
1 144 191,90
Remarks
This appropriation is intended to cover technical assistance as provided for in Article 27 of Regulation (EU) No 223/2014.
Technical assistance covers preparation, monitoring, audit, information, control and evaluation measures necessary for implementing Regulation (EU) No 223/2014 as well as for activities pursuant to Article 10 of that Regulation.
In particular, this appropriation is intended to cover:
—
the cost of activities with partner organisations and stakeholders in Member States (such as training, meetings, conferences, network of experts, working groups),
—
information and publishing expenditure,
—
expenditure on information technology and telecommunications,
—
contracts for the provision of services and studies,
—
grants,
—
audit, control and evaluation activities.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived (
OJ L 72, 12.3.2014, p. 1
).
TITLE 05
AGRICULTURE AND RURAL DEVELOPMENT
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 01
ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
137 274 998
137 274 998
135 641 026
135 641 026
130 790 543,93
130 790 543,93
05 02
IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS
2 530 100 000
2 504 093 192
2 498 700 000
2 442 535 635
2 709 448 854,30
2 651 544 854,30
05 03
DIRECT PAYMENTS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES
40 621 000 000
40 621 000 000
40 544 700 000
40 544 700 000
41 496 516 339,03
41 496 516 339,03
05 04
RURAL DEVELOPMENT
14 693 560 347
13 115 023 550
14 673 575 537
13 117 265 400
14 415 006 782,51
12 459 511 929,77
05 05
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT
102 178 364
118 000 000
118 000 000
60 000 000
190 000 000 ,—
98 301 146,61
05 06
INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
6 440 000
6 440 000
6 440 000
6 440 000
4 600 059,15
4 600 059,15
05 07
AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)
205 862 760
205 625 821
61 430 000
61 430 000
115 447 930,16
116 027 855,08
05 08
POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
44 103 927
42 817 295
81 657 000
61 547 005
36 987 476,54
45 520 611,42
05 09
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE
358 411 695
257 493 066
287 147 225
211 249 489
245 716 238,92
165 314 834,17
Title 05 — Total
58 698 932 091
57 007 767 922
58 407 290 788
56 640 808 555
59 344 514 224,54
57 168 128 173,46
CHAPTER 05 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
05 01
ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
05 01 01
Expenditure related to officials and temporary staff in the ‘Agriculture and rural development’ policy area
5.2
101 301 289
99 986 104
96 742 305,07
95,50
05 01 02
External personnel and other management expenditure in support of the ‘Agriculture and rural development’ policy area
05 01 02 01
External personnel
5.2
3 173 321
3 111 100
3 511 073 ,—
110,64
05 01 02 11
Other management expenditure
5.2
6 118 392
6 230 752
5 707 552,95
93,29
Article 05 01 02 — Subtotal
9 291 713
9 341 852
9 218 625,95
99,21
05 01 03
Expenditure related to information and communication technology equipment and services of the ‘Agriculture and rural development’ policy area
5.2
6 718 366
6 703 152
7 745 468,11
115,29
05 01 04
Support expenditure for operations and programmes in the ‘Agriculture and rural development’ policy area
05 01 04 01
Support expenditure for the European Agricultural Guarantee Fund (EAGF) — Non-operational technical assistance
2
8 000 000
8 000 000
6 796 076,01
84,95
05 01 04 03
Support expenditure for pre-accession assistance in the ‘Agriculture and rural development’ policy area (IPA)
4
609 643
517 891
458 954,24
75,28
05 01 04 04
Support expenditure for the European Agricultural Fund for Rural Development (EAFRD) — Non-operational technical assistance
2
5 100 000
5 034 000
4 509 339,01
88,42
Article 05 01 04 — Subtotal
13 709 643
13 551 891
11 764 369,26
85,81
05 01 05
Support expenditure for research and innovation programmes in the ‘Agriculture and rural development’ policy area
05 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
1 677 651
1 644 756
1 516 163 ,—
90,37
05 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
462 336
453 271
442 520 ,—
95,71
05 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
400 000
400 000
281 092,54
70,27
Article 05 01 05 — Subtotal
2 539 987
2 498 027
2 239 775,54
88,18
05 01 06
Executive agencies
05 01 06 01
Consumer, Health, Agriculture and Food Executive Agency — Contribution from the agricultural promotion programme
2
3 714 000
3 560 000
3 080 000 ,—
82,93
Article 05 01 06 — Subtotal
3 714 000
3 560 000
3 080 000 ,—
82,93
Chapter 05 01 — Total
137 274 998
135 641 026
130 790 543,93
95,28
Remarks
The following legal basis applies to all articles and items of this chapter unless otherwise stated.
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
05 01 01
Expenditure related to officials and temporary staff in the ‘Agriculture and rural development’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
101 301 289
99 986 104
96 742 305,07
05 01 02
External personnel and other management expenditure in support of the ‘Agriculture and rural development’ policy area
05 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 173 321
3 111 100
3 511 073 ,—
05 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 118 392
6 230 752
5 707 552,95
05 01 03
Expenditure related to information and communication technology equipment and services of the ‘Agriculture and rural development’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 718 366
6 703 152
7 745 468,11
05 01 04
Support expenditure for operations and programmes in the ‘Agriculture and rural development’ policy area
Legal basis
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
).
Council Regulation (EC) No 1268/1999 of 21 June 1999 on Community support for pre-accession measures for agriculture and rural development in the applicant countries of central and eastern Europe in the pre-accession period (
OJ L 161, 26.6.1999, p. 87
).
Council Regulation (EC) No 870/2004 of 24 April 2004 establishing a Community programme on the conservation, characterisation, collection and utilisation of genetic resources in agriculture and repealing Regulation (EC) No 1467/94 (
OJ L 162, 30.4.2004, p. 18
).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (
OJ L 277, 21.10.2005, p. 1
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA), (
OJ L 210, 31.7.2006, p. 82
).
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1305/2013 of the European Parliament and of the Council of 17 December 2013 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) and repealing Council Regulation (EC) No 1698/2005 (
OJ L 347, 20.12.2013, p. 487
).
Regulation (EU) No 1307/2013 of the European Parliament and of the Council of 17 December 2013 establishing rules for direct payments to farmers under support schemes within the framework of the common agricultural policy and repealing Council Regulation (EC) No 637/2008 and Council Regulation (EC) No 73/2009 (
OJ L 347, 20.12.2013, p. 608
).
Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (
OJ L 347, 20.12.2013, p. 671
).
Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional provisions on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), amending Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of the year 2014 and amending Council Regulation (EC) No 73/2009 and Regulations (EU) No 1307/2013, (EU) No 1306/2013 and (EU) No 1308/2013 of the European Parliament and of the Council as regards their application in the year 2014 (
OJ L 347, 20.12.2013, p. 865
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
05 01 04 01
Support expenditure for the European Agricultural Guarantee Fund (EAGF) — Non-operational technical assistance
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 000 000
8 000 000
6 796 076,01
Remarks
This appropriation is intended to cover the preparatory, monitoring, administrative and technical support activities, as well as evaluation, audit and inspection measures required to implement the common agricultural policy and in particular the measures as stipulated in points (a), (d), (e) and (f) of Article 6 of Regulation (EU) No 1306/2013.
This includes expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the genetic resources programme laid down by Regulation (EC) No 870/2004. It also includes the expenditure for the financing of the Conciliation Body within the framework of the common agricultural policy clearance of accounts (fees, equipment, travel and meetings).
Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 22(1) of the Financial Regulation.
05 01 04 03
Support expenditure for pre-accession assistance in the ‘Agriculture and rural development’ policy area (IPA)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
609 643
517 891
458 954,24
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in the Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as the additional logistical and infrastructure cost, such as the cost of training, meetings, missions, and renting of accommodation directly resulting from the presence in the delegation of the external personnel remunerated from the appropriations entered in this item,
—
expenditure on studies, meetings of experts, information systems, awareness raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation covers administrative expenditure under Chapter 05 05.
05 01 04 04
Support expenditure for the European Agricultural Fund for Rural Development (EAFRD) — Non-operational technical assistance
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 100 000
5 034 000
4 509 339,01
Remarks
This appropriation is intended to cover the EAFRD-funded technical assistance provided for in Article 51 of Regulation (EU) No 1305/2013, Article 6 of Regulation (EU) No 1306/2013 and Article 58 of Regulation (EU) No 1303/2013. Technical assistance covers preparatory, monitoring, administrative support, evaluation, and inspection measures required to implement the common agricultural policy. It can, in particular, be used to finance:
—
dissemination of information, including cooperation and exchanges at Union level and networking of the parties concerned,
—
provision of information including studies and evaluations,
—
expenditure on information technology and telecommunications,
—
expenditure for the protection of the interests of the Union (legality and regularity, fraud, penalties and recovery actions),
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) up to EUR 1 850 000, as well as missions relating to the external personnel.
Any revenue entered in Article 6 7 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 22(1) of the Financial Regulation.
05 01 05
Support expenditure for research and innovation programmes in the ‘Agriculture and rural development’ policy area
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (b) of Article 3(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
05 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 677 651
1 644 756
1 516 163 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020, occupying posts under the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
05 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
462 336
453 271
442 520 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020, in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
05 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
400 000
400 000
281 092,54
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
05 01 06
Executive agencies
05 01 06 01
Consumer, Health, Agriculture and Food Executive Agency — Contribution from the agricultural promotion programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 714 000
3 560 000
3 080 000 ,—
Remarks
This appropriation is intended to cover the contribution for expenditure of the Agency’s staff and administration incurred as a result of the Agency’s role in the management of measures forming part of the promotion programme as of 1 December 2015.
The establishment plan of the Agency is set out in the Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1144/2014 of the European Parliament and of the Council of 22 October 2014 on information provision and promotion measures concerning agricultural products implemented in the internal market and in third countries and repealing Council Regulation (EC) No 3/2008 (
OJ L 317, 4.11.2014, p. 56
).
Reference acts
Commission Implementing Decision 2013/770/EU of 17 December 2013 establishing the Consumers, Health and Food Executive Agency and repealing Decision 2004/858/EC (
OJ L 341 18.12.2013, p. 69
)
Commission Implementing Decision 2014/927/EU of 17 December 2014 amending Implementing Decision 2013/770/EU in order to transform the ‘Consumers, Health and Food Executive Agency’ into the ‘Consumers, Health, Agriculture and Food Executive Agency’ (
OJ L 363, 18.12.2014, p. 183
).
Commission Decision C(2014) 9594 of 19 December 2014 amending Decision C(2013) 9505 as regards the delegation of powers to the Consumers, Health, Agriculture and Food Executive Agency with a view to the performance of tasks linked to the implementation of information provision and promotion measures concerning agricultural products implemented in the internal market and in third countries and food safety training measures covered by Decision C(2014) 1269 comprising, in particular, the implementation of appropriations entered in the general budget of the Union.
CHAPTER 05 02 —
   
IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 02
IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS
05 02 01
Cereals
05 02 01 01
Export refunds for cereals
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 01 02
Intervention storage for cereals
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 01 99
Other measures for cereals
2
p.m.
p.m.
p.m.
p.m.
14 897 956,54
14 897 956,54
Article 05 02 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
14 897 956,54
14 897 956,54
05 02 02
Rice
05 02 02 01
Export refunds for rice
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 02 02
Intervention storage for rice
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 02 99
Other measures for rice
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 02 02 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 03
Refunds on products not listed in Annex I to the TFEU
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 04
Food programmes
05 02 04 99
Other measures for food programmes
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 02 04 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 05
Sugar
05 02 05 01
Export refunds for sugar and isoglucose
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 05 03
Production refunds for sugar used in the chemical industry
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 05 08
Private storage of sugar
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 05 99
Other measures for sugar
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 02 05 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 06
Olive oil
05 02 06 03
Private storage of olive oil
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 06 05
Quality improvement measures
2
46 000 000
46 000 000
44 000 000
44 000 000
47 920 784,30
47 920 784,30
104,18
05 02 06 99
Other measures for olive oil
2
100 000
100 000
600 000
600 000
0 ,—
0 ,—
0
Article 05 02 06 — Subtotal
46 100 000
46 100 000
44 600 000
44 600 000
47 920 784,30
47 920 784,30
103,95
05 02 07
Textile plants
05 02 07 02
Private storage of flax fibre
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 07 03
Cotton — National restructuring programmes
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 07 99
Other measures for textile plants
2
p.m.
p.m.
100 000
100 000
0 ,—
0 ,—
Article 05 02 07 — Subtotal
p.m.
p.m.
100 000
100 000
0 ,—
0 ,—
05 02 08
Fruit and vegetables
05 02 08 03
Operational funds for producer organisations
2
699 000 000
699 000 000
709 000 000
709 000 000
830 900 571,13
830 900 571,13
118,87
05 02 08 11
Aid to producer groups for preliminary recognition
2
1 000 000
1 000 000
5 000 000
5 000 000
4 844 990,13
4 844 990,13
484,50
05 02 08 12
School fruit scheme
2
p.m.
p.m.
100 000
100 000
9 859 259,78
9 859 259,78
05 02 08 99
Other measures for fruit and vegetables
2
500 000
500 000
1 000 000
1 000 000
19 541 827,42
19 541 827,42
3 908,37
Article 05 02 08 — Subtotal
700 500 000
700 500 000
715 100 000
715 100 000
865 146 648,46
865 146 648,46
123,50
05 02 09
Products of the wine-growing sector
05 02 09 08
National support programmes for the wine sector
2
1 026 000 000
1 026 000 000
1 035 000 000
1 035 000 000
968 003 038,36
968 003 038,36
94,35
05 02 09 99
Other measures for the wine-growing sector
2
100 000
100 000
100 000
100 000
91 099,65
91 099,65
91,10
Article 05 02 09 — Subtotal
1 026 100 000
1 026 100 000
1 035 100 000
1 035 100 000
968 094 138,01
968 094 138,01
94,35
05 02 10
Promotion
05 02 10 01
Promotion measures — Payments by Member States
2
86 000 000
86 000 000
83 000 000
83 000 000
72 614 706,47
72 614 706,47
84,44
05 02 10 02
Promotion measures — Direct payments by the Union
2
100 900 000
74 893 192
101 100 000
44 935 635
88 600 000 ,—
24 696 000 ,—
32,97
05 02 10 99
Other measures for promotion
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 02 10 — Subtotal
186 900 000
160 893 192
184 100 000
127 935 635
161 214 706,47
97 310 706,47
60,48
05 02 11
Other plant products and measures
05 02 11 03
Hops — Aid to producer organisations
2
2 300 000
2 300 000
2 300 000
2 300 000
2 277 000 ,—
2 277 000 ,—
99,00
05 02 11 04
Programmes of Options Specifically Relating to Remoteness and Insularity (POSEI) (excluding direct payments)
2
232 000 000
232 000 000
231 000 000
231 000 000
228 750 836,11
228 750 836,11
98,60
05 02 11 99
Other expenditures for other plant products and measures
2
100 000
100 000
100 000
100 000
170 165,92
170 165,92
170,17
Article 05 02 11 — Subtotal
234 400 000
234 400 000
233 400 000
233 400 000
231 198 002,03
231 198 002,03
98,63
05 02 12
Milk and milk products
05 02 12 01
Refunds for milk and milk products
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 12 02
Storage measures for skimmed-milk powder
2
p.m.
p.m.
6 000 000
6 000 000
182 323 929,52
182 323 929,52
05 02 12 04
Storage measures for butter and cream
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 12 06
Private storage of certain cheeses
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 12 08
School milk
2
p.m.
p.m.
200 000
200 000
19 055 850,63
19 055 850,63
05 02 12 09
Dairy products distribution as urgent response to humanitarian crises
2
p.m.
p.m.
p.m.
p.m.
0 ,—
6 000 000 ,—
05 02 12 99
Other measures for milk and milk products
2
100 000
100 000
100 000
100 000
– 298 504,66
– 298 504,66
– 298,50
Article 05 02 12 — Subtotal
100 000
100 000
6 300 000
6 300 000
201 081 275,49
207 081 275,49
207 081,28
05 02 13
Beef and veal
05 02 13 01
Refunds for beef and veal
2
p.m.
p.m.
p.m.
p.m.
112 311,43
112 311,43
05 02 13 02
Storage measures for beef and veal
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 13 04
Refunds for live animals
2
p.m.
p.m.
p.m.
p.m.
31 890,32
31 890,32
05 02 13 99
Other measures for beef and veal
2
50 000 000
50 000 000
p.m.
p.m.
–14 414,88
–14 414,88
–0,03
Article 05 02 13 — Subtotal
50 000 000
50 000 000
p.m.
p.m.
129 786,87
129 786,87
0,26
05 02 14
Sheepmeat and goatmeat
05 02 14 01
Private storage of sheepmeat and goatmeat
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 14 99
Other measures for sheepmeat and goatmeat
2
p.m.
p.m.
p.m.
p.m.
–1 391,38
–1 391,38
Article 05 02 14 — Subtotal
p.m.
p.m.
p.m.
p.m.
–1 391,38
–1 391,38
05 02 15
Pigmeat, eggs and poultry, bee-keeping and other animal products
05 02 15 01
Refunds for pigmeat
2
p.m.
p.m.
p.m.
p.m.
11,37
11,37
05 02 15 02
Private storage of pigmeat
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 15 04
Refunds for eggs
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 02 15 05
Refunds for poultrymeat
2
p.m.
p.m.
p.m.
p.m.
12 255,22
12 255,22
05 02 15 06
Specific aid for bee-keeping
2
39 000 000
39 000 000
35 000 000
35 000 000
33 911 554,90
33 911 554,90
86,95
05 02 15 99
Other measures for pigmeat, poultry, eggs, bee-keeping, other animal products
2
32 000 000
32 000 000
28 000 000
28 000 000
30 025 234,28
30 025 234,28
93,83
Article 05 02 15 — Subtotal
71 000 000
71 000 000
63 000 000
63 000 000
63 949 055,77
63 949 055,77
90,07
05 02 18
School schemes
2
215 000 000
215 000 000
217 000 000
217 000 000
155 817 891,74
155 817 891,74
72,47
Chapter 05 02 — Total
2 530 100 000
2 504 093 192
2 498 700 000
2 442 535 635
2 709 448 854,30
2 651 544 854,30
105,89
Remarks
Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations on any line in this chapter in accordance with Article 22(1) of the Financial Regulation.
In the framework of establishing the budgetary appropriations for this chapter, an amount of EUR 150 000 000 originating from Item 6 7 0 1 of the statement of revenue was taken into account for Article 05 02 08, and in particular for Item 05 02 08 03.
The following legal basis applies to all articles and items of this chapter unless otherwise stated.
Legal basis
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (
OJ L 347, 20.12.2013, p. 671
).
Council Regulation (EU) No 1370/2013 of 16 December 2013 determining measures on fixing certain aids and refunds related to the common organisation of the markets in agricultural products (
OJ L 346, 20.12.2013, p. 12
).
05 02 01
Cereals
05 02 01 01
Export refunds for cereals
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover export refunds for cereals granted in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Articles 13 and 14 of Regulation (EU) No 1370/2013.
05 02 01 02
Intervention storage for cereals
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover technical, financial and other costs, in particular the financial depreciation of stocks, resulting from the buying-in of cereals for public storage in accordance with Articles 8, 9, 11 to 16, 19 and 20 of Regulation (EU) No 1308/2013 and with Articles 2 and 3 of Regulation (EU) No 1370/2013.
05 02 01 99
Other measures for cereals
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
14 897 956,54
Remarks
This appropriation is intended to cover outstanding balances as well as other expenditure related to intervention schemes for cereals under Regulations (EC) No 1234/2007, (EU) No 1308/2013 and (EU) No 1370/2013 not covered by the appropriations for the other items under Article 05 02 01.
It includes in particular expenditure on exceptional measures carried out in accordance with Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
05 02 02
Rice
05 02 02 01
Export refunds for rice
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover export refunds for rice granted in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Articles 13 and 14 of Regulation (EU) No 1370/2013.
05 02 02 02
Intervention storage for rice
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover technical, financial and other costs, in particular the financial depreciation of stocks, resulting from the buying-in of rice for public storage in accordance with Articles 8, 9, 11 to 16 and 19 to 20 of Regulation (EU) No 1308/2013 and with Articles 2 and 3 of Regulation (EU) No 1370/2013.
05 02 02 99
Other measures for rice
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure under other intervention schemes for rice under Regulations (EC) No 1234/2007, (EU) No 1308/2013 and (EU) No 1370/2013 not covered by the appropriations for the other items under Article 05 02 02.
It includes in particular expenditure on exceptional measures carried out in accordance with Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
05 02 03
Refunds on products not listed in Annex I to the TFEU
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover refunds on cereals exported in the form of certain spirits drinks, in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013, as well as refunds on goods resulting from the processing of cereals and rice, sugar and isoglucose, skimmed milk, butter and eggs, in accordance with Regulation (EU) No 510/2014.
Legal basis
Regulation (EU) No 510/2014 of the European Parliament and of the Council of 16 April 2014 laying down the trade arrangements applicable to certain goods resulting from the processing of agricultural products and repealing Council Regulations (EC) No 1216/2009 and (EC) No 614/2009 (
OJ L 150, 20.5.2014, p. 1
).
05 02 04
Food programmes
05 02 04 99
Other measures for food programmes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover any outstanding balances resulting from the application of Article 27 of Regulation (EC) No 1234/2007 in respect of the supply of food from intervention stocks and products mobilised on the Union market to designated organisations for distribution to the most deprived persons in the Union.
05 02 05
Sugar
05 02 05 01
Export refunds for sugar and isoglucose
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover export refunds for sugar and isoglucose granted in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013, as well as outstanding expenditure granted in accordance with Article 27 of Regulation (EC) No 1260/2001, including those relating to certain sugars incorporated into processed fruit and vegetables, in accordance with Articles 16 and 18 of Regulation (EC) No 2201/96.
Legal basis
Council Regulation (EC) No 2201/96 of 28 October 1996 on the common organisation of the markets in processed fruit and vegetable products (
OJ L 297, 21.11.1996, p. 29
).
Council Regulation (EC) No 1260/2001 of 19 June 2001 on the common organisation of the markets in the sugar sector (
OJ L 178, 30.6.2001, p. 1
).
05 02 05 03
Production refunds for sugar used in the chemical industry
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover outstanding expenditure on production refunds for industrial sugar in accordance with Article 129 of Regulation (EU) No 1308/2013 and Article 8 of Regulation (EU) No 1370/2013 as well as outstanding expenditure for refunds for use in the chemical industry in accordance with Article 97 of Regulation (EC) No 1234/2007.
05 02 05 08
Private storage of sugar
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover aid for the private storage of sugar in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 05 99
Other measures for sugar
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover any other expenditure for sugar under Regulations (EC) No 1234/2007, (EU) No 1308/2013 and (EU) No 1370/2013, as well as any other outstanding balances, including corrections related to it, from the application of Regulations (EC) No 1260/2001, (EC) No 318/2006 and (EC) No 320/2006, not covered by the appropriations for the other items under Article 05 02 05. These outstanding balances include, in particular, possible outstanding expenditure for measures to aid the disposal of raw sugar produced in the French Overseas Departments, in accordance with the first subparagraph of Article 7(4) of Regulation (EC) No 1260/2001 and for the adjustment aid for the refinery industry, in accordance with the second subparagraph of Article 7(4), Article 33(2) and Article 38 of Regulation (EC) No 1260/2001. It includes in particular expenditure on exceptional measures carried out in accordance with Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
Legal basis
Council Regulation (EC) No 1260/2001 of 19 June 2001 on the common organisation of the markets in the sugar sector (
OJ L 178, 30.6.2001, p. 1
).
Council Regulation (EC) No 318/2006 of 20 February 2006 on the common organisation of the markets in the sugar sector (
OJ L 58, 28.2.2006, p. 1
).
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
05 02 06
Olive oil
05 02 06 03
Private storage of olive oil
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover aid for the private storage of olive oil in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 06 05
Quality improvement measures
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
46 000 000
44 000 000
47 920 784,30
Remarks
This appropriation is intended to cover expenditure for aid to operator organisations incurred in accordance with Articles 29 to 31 of Regulation (EU) No 1308/2013.
05 02 06 99
Other measures for olive oil
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
600 000
0 ,—
Remarks
This appropriation is intended to cover any other expenditure for olive oil under Regulation (EU) No 1308/2013, as well as any other outstanding balances from the application of Regulation No 136/66/EEC, Regulations (EC) No 865/2004 and (EC) No 1234/2007, not covered by the appropriations for the other items under Article 05 02 06. It includes in particular expenditure on exceptional measures under Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
05 02 07
Textile plants
05 02 07 02
Private storage of flax fibre
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover aid for the private storage of flax fibre in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 07 03
Cotton — National restructuring programmes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover outstanding balances related to schemes in accordance with Article 66(2) of Regulation (EU) No 1307/2013.
Legal basis
Regulation (EU) No 1307/2013 of the European Parliament and of the Council of 17 December 2013 establishing rules for direct payments to farmers under support schemes within the framework of the common agricultural policy and repealing Council Regulation (EC) No 637/2008 and Council Regulation (EC) No 73/2009 (
OJ L 347, 20.12.2013, p. 608
).
05 02 07 99
Other measures for textile plants
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
100 000
0 ,—
Remarks
This appropriation is intended to cover any outstanding expenditure on aid for cotton which is not carded or combed in accordance with Regulation (EC) No 1051/2001 and any other expenditure for textile plants, including outstanding payments on processing aid for flax fibre and hemp fibre, under Regulations (EC) No 1234/2007 and (EU) No 1308/2013 not covered by the appropriations for the other items under Article 05 02 07.
It includes in particular expenditure on exceptional measures under Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
Legal basis
Council Regulation (EC) No 1050/2001 of 22 May 2001 adjusting, for the sixth time, the system of aid for cotton introduced by Protocol 4 annexed to the Act of Accession of Greece (
OJ L 148, 1.6.2001, p. 1
).
Council Regulation (EC) No 1051/2001 of 22 May 2001 on production aid for cotton (
OJ L 148, 1.6.2001, p. 3
).
05 02 08
Fruit and vegetables
05 02 08 03
Operational funds for producer organisations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
699 000 000
709 000 000
830 900 571,13
Remarks
This appropriation is intended to cover the Union’s part-financing of expenditure connected with operational funds for producer organisations, in accordance with Articles 32 to 38 and 152 to 160 of Regulation (EU) No 1308/2013.
05 02 08 11
Aid to producer groups for preliminary recognition
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 000 000
5 000 000
4 844 990,13
Remarks
This appropriation is intended to cover expenditure related to aid for producer groups granted preliminary recognition in accordance with Subsection I of Section IVa of Chapter IV of Title I of Part II of Regulation (EC) No 1234/2007.
05 02 08 12
School fruit scheme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
100 000
9 859 259,78
Remarks
This appropriation is intended to cover residual expenditure related to the Union contribution to the school fruit scheme in accordance with Articles 22 to 25 of Regulation (EU) No 1308/2013 and Article 5 of Regulation (EU) No 1370/2013 until school year 2016/2017, giving preference to products of local or national origin.
05 02 08 99
Other measures for fruit and vegetables
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
500 000
1 000 000
19 541 827,42
Remarks
This appropriation is intended to cover any other expenditure for fruit and vegetables under Regulations (EU) No 1308/2013 and (EU) No 1370/2013, as well as any outstanding expenditure for measures under Regulations (EC) No 399/94, (EC) No 2200/96, (EC) No 2201/96, (EC) No 2202/96, (EC) No 1782/2003 and (EC) No 1234/2007, not covered by the appropriations for the other items under Article 05 02 08.
It includes in particular expenditure on exceptional measures under Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
05 02 09
Products of the wine-growing sector
05 02 09 08
National support programmes for the wine sector
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 026 000 000
1 035 000 000
968 003 038,36
Remarks
This appropriation is intended to cover expenditure on support programmes for the wine sector in accordance with Articles 39 to 54 of Regulation (EU) No 1308/2013.
05 02 09 99
Other measures for the wine-growing sector
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
91 099,65
Remarks
This appropriation is intended to cover any outstanding balances from application of Regulations (EEC) No 822/87, (EC) No 1493/1999, (EC) No 479/2008, (EC) No 1234/2007 and (EU) No 1308/2013, not covered by the appropriations for the other items under Article 05 02 09.
It includes in particular expenditure on exceptional measures carried out in accordance with Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
Legal basis
Council Regulation (EEC) No 822/87 of 16 March 1987 on the common organisation of the market in wine (
OJ L 84, 27.3.1987, p. 1
).
Council Regulation (EC) No 1493/1999 of 17 May 1999 on the common organisation of the market in wine (
OJ L 179, 14.7.1999, p. 1
).
Council Regulation (EC) No 479/2008 of 29 April 2008 on the common organisation of the market in wine (
OJ L 148, 6.6.2008, p. 1
).
05 02 10
Promotion
Legal basis
Council Regulation (EC) No 3/2008 of 17 December 2007 on information provision and promotion measures for agricultural products on the internal market and in third countries (
OJ L 3, 5.1.2008, p. 1
).
Regulation (EU) No 1144/2014 of the European Parliament and of the Council of 22 October 2014 on information provision and promotion measures concerning agricultural products implemented in the internal market and in third countries and repealing Council Regulation (EC) No 3/2008 (
OJ L 317, 4.11.2014, p. 56
).
05 02 10 01
Promotion measures — Payments by Member States
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
86 000 000
83 000 000
72 614 706,47
Remarks
This appropriation is intended to co-finance promotion programmes implemented by the Member States in respect of agricultural products, their method of production and food products in accordance with the provisions of Regulations (EC) No 3/2008 and (EU) No 1144/2014.
05 02 10 02
Promotion measures — Direct payments by the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
100 900 000
74 893 192
101 100 000
44 935 635
88 600 000 ,—
24 696 000 ,—
Remarks
This appropriation is intended to finance promotion actions directly managed by the Commission as well as the technical assistance, such as preparatory work, monitoring, evaluation, supervision and management measures, required for the implementation of the promotion programmes in accordance with the provisions of Regulations (EC) No 3/2008 and (EU) No 1144/2014.
05 02 10 99
Other measures for promotion
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to finance other measures in accordance with Regulations (EC) No 3/2008 and (EU) No 1144/2014, not financed by the appropriations for the other items under Article 05 02 10.
05 02 11
Other plant products and measures
05 02 11 03
Hops — Aid to producer organisations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 300 000
2 300 000
2 277 000 ,—
Remarks
This appropriation is intended to cover the aid to producer organisations in the hops sector in accordance with Articles 58, 59 and 60 of Regulation (EU) No 1308/2013.
05 02 11 04
Programmes of Options Specifically Relating to Remoteness and Insularity (POSEI) (excluding direct payments)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
232 000 000
231 000 000
228 750 836,11
Remarks
This appropriation is intended to cover expenditure incurred in accordance with Regulation (EU) No 228/2013 and Regulation (EU) No 229/2013 as well as any outstanding expenditure arising from the implementation of the POSEI and Aegean islands legislation under Regulations (EC) No 247/2006 and (EC) No 1405/2006.
Legal basis
Council Regulation (EC) No 247/2006 of 30 January 2006 laying down specific measures for agriculture in the outermost regions of the Union (
OJ L 42, 14.2.2006, p. 1
).
Council Regulation (EC) No 1405/2006 of 18 September 2006 laying down specific measures for agriculture in favour of the smaller Aegean islands (
OJ L 265, 26.9.2006, p. 1
).
Regulation (EU) No 228 /2013 of the European Parliament and of the Council of 13 March 2013 laying down specific measures for agriculture in the outermost regions of the Union and repealing Council Regulation (EC) No 247/2006 (
OJ L 78, 20.3.2013, p. 23
).
Regulation (EU) No 229/2013 of the European Parliament and of the Council of 13 March 2013 laying down specific measures for agriculture in favour of the smaller Aegean islands and repealing Council Regulation (EC) No 1405/2006 (
OJ L 78, 20.3.2013, p. 41
).
05 02 11 99
Other expenditures for other plant products and measures
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
170 165,92
Remarks
This appropriation is intended to cover any other outstanding balances as well as other expenditure for other plant products and measures under Regulations (EEC) No 2075/92, (EC) 1786/2003, (EC) No 1234/2007 and (EU) No 1308/2013 not covered by the appropriations for the other items under Article 05 02 11.
It includes in particular expenditure on exceptional measures under Article 219, point (b) of Article 220(1) and Article 221 of Regulation (EU) No 1308/2013.
Legal basis
Council Regulation (EEC) No 2075/92 of 30 June 1992 on the common organisation of the market in raw tobacco (
OJ L 215, 30.7.1992, p. 70
).
Council Regulation (EC) No 1786/2003 of 29 September 2003 on the common organisation of the market in dried fodder (
OJ L 270, 21.10.2003, p. 114
).
05 02 12
Milk and milk products
05 02 12 01
Refunds for milk and milk products
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover export refunds for milk and milk products in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013.
05 02 12 02
Storage measures for skimmed-milk powder
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
6 000 000
182 323 929,52
Remarks
This appropriation is intended to cover technical, financial and other costs, in particular the financial depreciation of stocks, resulting from public buying into storage of skimmed-milk powder in accordance with Articles 8, 9, 11 to 16, 19 and 20 of Regulation (EU) No 1308/2013 and with Articles 2 and 3 of Regulation (EU) No 1370/2013.
This appropriation is also intended to cover private storage aid for skimmed-milk powder in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 12 04
Storage measures for butter and cream
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on private storage aid for butter and cream granted in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
It is also intended to cover technical, financial and other costs, in particular the financial depreciation of stocks, resulting from the buying into public storage of butter and cream in accordance with Articles 8, 9, 11 to 16, 19 and 20 of Regulation (EU) No 1308/2013 and with Article 2 and 3 of Regulation (EU) No 1370/2013.
05 02 12 06
Private storage of certain cheeses
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on private storage aid for certain cheeses granted in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 12 08
School milk
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
200 000
19 055 850,63
Remarks
This appropriation is intended to cover residual expenditure on Union aid granted for supplying certain milk products to pupils in educational establishments until the school year 2016/2017, in accordance with Articles 26 to 28 of Regulation (EU) No 1308/2013 and with Article 6 of Regulation (EU) No 1370/2013, giving preference to products of local or national origin.
05 02 12 09
Dairy products distribution as urgent response to humanitarian crises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
6 000 000 ,—
Remarks
As part of the emergency measures aiming to restore market balance in the Union dairy sector, this appropriation is intended to cover outstanding payments related to the distribution of dairy products of Union origin under Union humanitarian aid assistance to third countries in accordance with Regulation (EC) No 1257/96, in particular Articles 1 and 6 thereof.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
05 02 12 99
Other measures for milk and milk products
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
– 298 504,66
Remarks
This appropriation is intended to cover any outstanding expenditure for measures in the milk sector under Regulations (EC) No 2330/98, (EC) No 1234/2007, (EU) No 1233/2009, as well as other expenditure for the sector under Regulations (EU) No 1308/2013 and (EU) No 1370/2013, not covered by the appropriations for the other items under Article 05 02 12.
It includes in particular expenditure on exceptional measures carried out in accordance with Articles 219 to 221 of Regulation (EU) No 1308/2013.
Legal basis
Council Regulation (EC) No 2330/98 of 22 October 1998 providing for an offer of compensation to certain producers of milk and milk products temporarily restricted in carrying out their trade (
OJ L 291, 30.10.1998, p. 4
).
05 02 13
Beef and veal
05 02 13 01
Refunds for beef and veal
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
112 311,43
Remarks
This appropriation is intended to cover export refunds for beef and veal in accordance with Articles 196 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013.
05 02 13 02
Storage measures for beef and veal
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover aid for the private storage of beef and veal in accordance with Articles 8 to 10 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
It is also intended to cover technical, financial and other costs, in particular the financial depreciation of stocks, resulting from the buying into public storage of beef and veal in accordance with Articles 8 to 16, 19 and 20 of Regulation (EU) No 1308/2013 and with Articles 2 and 3 of Regulation (EU) No 1370/2013.
05 02 13 04
Refunds for live animals
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
31 890,32
Remarks
This appropriation is intended to cover export refunds for live animals in accordance with Articles 196 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013.
05 02 13 99
Other measures for beef and veal
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
50 000 000
p.m.
–14 414,88
Remarks
This appropriation is intended to cover any other expenditure for measures in the beef and veal sector under Regulations (EU) No 1308/2013 and (EU) No 1370/2013, as well as any other outstanding balances from the application of Regulations (EC) No 1254/1999 and (EC) 1234/2007, not covered by the appropriations for the other items under Article 05 02 13.
It is also intended to cover any outstanding payments resulting from the application of Commission Regulation (EC) No 716/96 of 19 April 1996 adopting exceptional support measures for the beef market in the United Kingdom (
OJ L 99, 20.4.1996, p. 14
).
It includes in particular expenditure on exceptional measures carried out in accordance with Articles 219 to 221 of Regulation (EU) No 1308/2013.
Legal basis
Council Regulation (EC) No 1254/1999 of 17 May 1999 on the common organisation of the market in beef and veal (
OJ L 263, 18.10.2000, p. 34
).
05 02 14
Sheepmeat and goatmeat
05 02 14 01
Private storage of sheepmeat and goatmeat
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on the private storage of sheepmeat and goatmeat in accordance with Articles 8 to 10 and 17 to 21 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 14 99
Other measures for sheepmeat and goatmeat
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
–1 391,38
Remarks
This appropriation is intended to cover any other expenditure for measures in the sheepmeat and goatmeat sector under Regulations (EU) No 1308/2013 and (EU) No 1370/2013, as well as any other outstanding balances from the application of Regulations (EC) No 2529/2001 and (EC) No 1234/2007, not covered by the appropriations for the other items under Article 05 02 14.
It includes in particular expenditure on exceptional measures carried out in accordance with Articles 219 to 221 of Regulation (EU) No 1308/2013.
05 02 15
Pigmeat, eggs and poultry, bee-keeping and other animal products
05 02 15 01
Refunds for pigmeat
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
11,37
Remarks
This appropriation is intended to cover export refunds for pigmeat in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013.
05 02 15 02
Private storage of pigmeat
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover costs related to the private storage of pigmeat in accordance with Articles 8, 9 and 17 to 20 of Regulation (EU) No 1308/2013 and with Article 4 of Regulation (EU) No 1370/2013.
05 02 15 04
Refunds for eggs
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on export refunds for eggs in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013.
05 02 15 05
Refunds for poultrymeat
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
12 255,22
Remarks
This appropriation is intended to cover expenditure on export refunds for poultrymeat in accordance with Articles 196 to 199 and Articles 201 to 204 of Regulation (EU) No 1308/2013 and with Article 13 of Regulation (EU) No 1370/2013.
05 02 15 06
Specific aid for bee-keeping
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
39 000 000
35 000 000
33 911 554,90
Remarks
This appropriation is intended to cover expenditure under national programmes for the bee-keeping sector, in accordance with Articles 55 to 57 of Regulation (EU) No 1308/2013.
05 02 15 99
Other measures for pigmeat, poultry, eggs, bee-keeping, other animal products
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
32 000 000
28 000 000
30 025 234,28
Remarks
This appropriation is intended to cover any other expenditure for measures in the pigmeat, poultry, eggs, bee-keeping and other animal products sectors under Regulations (EU) No 1308/2013 and (EU) No 1370/2013, as well as any other outstanding balances from the application of Regulation (EC) No 1234/2007 not covered by the appropriations for the other items under Article 05 02 15.
It includes in particular expenditure on exceptional measures carried out in accordance with Articles 219 to 221 of Regulation (EU) No 1308/2013.
05 02 18
School schemes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
215 000 000
217 000 000
155 817 891,74
Remarks
This appropriation is intended to cover expenditure relating to the aid scheme for the supply of fruit and vegetables, bananas and milk in the educational establishments in accordance with Articles 22 to 25 of Regulation (EU) No 1308/2013 and with Articles 5 and 6 of Regulation (EU) No 1370/2013, giving preference to products of local or national origin.
CHAPTER 05 03 —
   
DIRECT PAYMENTS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
05 03
DIRECT PAYMENTS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES
05 03 01
Decoupled direct payments
05 03 01 02
Single area payment scheme (SAPS)
2
4 376 000 000
4 333 000 000
4 177 307 236,99
95,46
05 03 01 07
Redistributive payment
2
1 681 000 000
1 653 000 000
1 650 816 075,09
98,20
05 03 01 10
Basic payment scheme (BPS)
2
16 117 000 000
16 211 000 000
17 300 845 504,86
107,35
05 03 01 11
Payment for agricultural practices beneficial for the climate and the environment
2
11 819 000 000
11 754 000 000
11 774 595 410,75
99,62
05 03 01 12
Payment for farmers in areas with natural constraints
2
5 000 000
5 000 000
4 915 112,28
98,30
05 03 01 13
Payment for young farmers
2
573 000 000
415 000 000
381 612 493,47
66,60
05 03 01 99
Other (decoupled direct payments)
2
3 000 000
17 000 000
14 727 810,92
490,93
Article 05 03 01 — Subtotal
34 574 000 000
34 388 000 000
35 304 819 644,36
102,11
05 03 02
Other direct payments
05 03 02 40
Crop-specific payment for cotton
2
245 000 000
246 000 000
243 748 033,90
99,49
05 03 02 50
POSEI — European Union support programmes
2
420 000 000
420 000 000
422 006 969,72
100,48
05 03 02 52
POSEI — Smaller Aegean islands
2
17 000 000
17 000 000
16 764 614,66
98,62
05 03 02 60
Voluntary coupled support scheme
2
4 084 000 000
4 033 000 000
4 033 188 855,96
98,76
05 03 02 61
Small farmers scheme
2
802 000 000
970 000 000
1 035 586 499,16
129,13
05 03 02 99
Other (direct payments)
2
1 000 000
2 000 000
–1 278 577,49
– 127,86
Article 05 03 02 — Subtotal
5 569 000 000
5 688 000 000
5 750 016 395,91
103,25
05 03 09
Reimbursement of direct payments to farmers from appropriations carried-over in relation to financial discipline
2
p.m.
p.m.
441 680 298,76
05 03 10
Reserve for crises in the agricultural sector
2
478 000 000
468 700 000
0 ,—
0
Chapter 05 03 — Total
40 621 000 000
40 544 700 000
41 496 516 339,03
102,16
Remarks
Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations on any line in this chapter in accordance with Article 22(1) of the Financial Regulation.
When establishing the budgetary appropriations for this chapter, an amount of EUR 921 000 000 originating from Items 6 7 0 1 and 6 7 0 2 of the statement of revenue was taken into account for Article 05 03 01, and in particular for Item 05 03 01 10.
The following legal basis applies to all articles and items of this chapter unless otherwise stated.
Legal basis
Council Regulation (EC) No 1782/2003 of 29 September 2003 establishing common rules for direct support schemes under the common agricultural policy and establishing certain support schemes for farmers and amending Regulations (EEC) No 2019/93, (EC) No 1452/2001, (EC) No 1453/2001, (EC) No 1454/2001, (EC) 1868/94, (EC) No 1251/1999, (EC) No 1254/1999, (EC) No 1673/2000, (EEC) No 2358/71 and (EC) No 2529/2001 (
OJ L 270, 21.10.2003, p. 1
).
Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers, amending Regulations (EC) No 1290/2005, (EC) No 247/2006, (EC) No 378/2007 and repealing Regulation (EC) No 1782/2003 (
OJ L 30, 31.1.2009, p. 16
).
Regulation (EU) No 671/2012 of the European Parliament and of the Council of 11 July 2012 amending Council Regulation (EC) No 73/2009 as regards the application of direct payments to farmers in respect of the year 2013 (
OJ L 204, 31.7.2012, p. 11
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU) No 1307/2013 of the European Parliament and of the Council of 17 December 2013 establishing rules for direct payments to farmers under support schemes within the framework of the common agricultural policy and repealing Council Regulation (EC) No 637/2008 and Council Regulation (EC) No 73/2009 (
OJ L 347, 20.12.2013, p. 608
).
Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional provisions on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), amending Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of the year 2014 and amending Council Regulation (EC) No 73/2009 and Regulations (EU) No 1307/2013, (EU) No 1306/2013 and (EU) No 1308/2013 of the European Parliament and of the Council as regards their application in the year 2014 (
OJ L 347, 20.12.2013, p. 865
).
05 03 01
Decoupled direct payments
05 03 01 02
Single area payment scheme (SAPS)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 376 000 000
4 333 000 000
4 177 307 236,99
Remarks
This appropriation is intended to cover expenditure under the single area payment scheme in accordance with Section 4 of Chapter 1 of Title III of Regulation (EU) No 1307/2013 as well as any outstanding expenditure under the single area payment scheme in accordance with Title V of Regulation (EC) No 73/2009, Title IVa of Regulation (EC) No 1782/2003 and the Acts of Accession of 2003 and 2005.
Legal basis
Act concerning the conditions of accession of the Czech Republic, the Republic of Estonia, the Republic of Cyprus, the Republic of Latvia, the Republic of Lithuania, the Republic of Hungary, the Republic of Malta, the Republic of Poland, the Republic of Slovenia and the Slovak Republic and the adjustments to the Treaties on which the European Union is founded (
OJ L 236, 23.9.2003, p. 33
), and in particular Annex II thereto ‘List referred to in Article 20 of the Act of Accession’ point 6A(26), as adapted by Council Decision 2004/281/EC (
OJ L 93, 30.3.2004, p. 1
).
Act concerning the conditions of accession of the Republic of Bulgaria and Romania and the adjustments to the Treaties on which the European Union is founded, and in particular Annex III thereto ‘List referred to in Article 19 of the Act of Accession’ (
OJ L 157, 21.6.2005, p. 203
).
05 03 01 07
Redistributive payment
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 681 000 000
1 653 000 000
1 650 816 075,09
Remarks
This appropriation is intended to cover expenditure under the redistributive payment provided for in Chapter 2 of Title III of Regulation (EU) No 1307/2013 as well as any outstanding expenditure under the redistributive payment provided for in Articles 72a and 125a of Regulation (EC) No 73/2009 in calendar year 2014.
05 03 01 10
Basic payment scheme (BPS)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
16 117 000 000
16 211 000 000
17 300 845 504,86
Remarks
This appropriation is intended to cover expenditure under the basic payment scheme in accordance with Chapter 1 of Title III of Regulation (EU) No 1307/2013.
05 03 01 11
Payment for agricultural practices beneficial for the climate and the environment
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 819 000 000
11 754 000 000
11 774 595 410,75
Remarks
This appropriation is intended to cover expenditure under the payment for agricultural practices beneficial for the climate and the environment in accordance with Chapter 3 of Title III of Regulation (EU) No 1307/2013.
05 03 01 12
Payment for farmers in areas with natural constraints
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 000 000
5 000 000
4 915 112,28
Remarks
This appropriation is intended to cover expenditure under the payment for areas with natural constraints in accordance with Chapter 4 of Title III of Regulation (EU) No 1307/2013.
05 03 01 13
Payment for young farmers
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
573 000 000
415 000 000
381 612 493,47
Remarks
This appropriation is intended to cover expenditure under the payment for young farmers in accordance with Chapter 5 of Title III of Regulation (EU) No 1307/2013.
05 03 01 99
Other (decoupled direct payments)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000 000
17 000 000
14 727 810,92
Remarks
This appropriation is intended to cover expenditure for other decoupled direct payments not covered by the appropriations for the other items under Article 05 03 01 and to cover corrections arising from non-compliance with the ceilings as laid down by Articles 8 and 40 of Regulation (EC) No 73/2009 as well as by Articles 6 and 7 of Regulation (EU) No 1307/2013 which are not attributable to a specific budget line under Article 05 03 01.
05 03 02
Other direct payments
05 03 02 40
Crop-specific payment for cotton
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
245 000 000
246 000 000
243 748 033,90
Remarks
This appropriation is intended to cover expenditure for the crop-specific payment for cotton provided for in Chapter 2 of Title IV of Regulation (EU) No 1307/2013 as well as any outstanding expenditure for the crop-specific payment for cotton in accordance with Section 6 of Chapter 1 of Title IV of Regulation (EC) No 73/2009 and Chapter 10a of Title IV of Regulation (EC) No 1782/2003.
05 03 02 50
POSEI — European Union support programmes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
420 000 000
420 000 000
422 006 969,72
Remarks
This appropriation is intended to cover direct payments related to programmes containing specific measures to assist local agricultural production in the outermost regions of the Union in accordance with Regulation (EU) No 228/2013 and any outstanding expenditure arising from the application of Title III of Regulation (EC) No 247/2006.
Legal basis
Council Regulation (EC) No 247/2006 of 30 January 2006 laying down specific measures for agriculture in the outermost regions of the Union (
OJ L 42, 14.2.2006, p. 1
).
Regulation (EU) No 228/2013 of the European Parliament and of the Council of 13 March 2013 laying down specific measures for agriculture in the outermost regions of the Union and repealing Council Regulation (EC) No 247/2006 (
OJ L 78, 20.3.2013, p. 23
).
05 03 02 52
POSEI — Smaller Aegean islands
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
17 000 000
17 000 000
16 764 614,66
Remarks
This appropriation is intended to cover other expenditure for direct aid arising from the implementation of Regulation (EU) No 229/2013 and any outstanding expenditure arising from the application of Regulations (EEC) No 2019/93 and (EC) No 1405/2006.
Legal basis
Council Regulation (EEC) No 2019/93 of 19 July 1993 introducing specific measures for the smaller Aegean islands concerning certain agricultural products (
OJ L 184, 27.7.1993, p. 1
).
Council Regulation (EC) No 1405/2006 of 18 September 2006 laying down specific measures for agriculture in favour of the smaller Aegean islands and amending Regulation (EC) No 1782/2003 (
OJ L 265, 26.9.2006, p. 1
).
Regulation (EU) No 229/2013 of the European Parliament and of the Council of 13 March 2013 laying down specific measures for agriculture in favour of the smaller Aegean islands and repealing Council Regulation (EC) No 1405/2006 (
OJ L 78, 20.3.2013, p. 41
).
05 03 02 60
Voluntary coupled support scheme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 084 000 000
4 033 000 000
4 033 188 855,96
Remarks
This appropriation is intended to cover expenditure for the voluntary coupled support provided for in Chapter 1 of Title IV of Regulation (EU) No 1307/2013.
05 03 02 61
Small farmers scheme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
802 000 000
970 000 000
1 035 586 499,16
Remarks
This appropriation is intended to cover expenditure under the small farmers scheme in accordance with Title V of Regulation (EU) No 1307/2013.
05 03 02 99
Other (direct payments)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 000 000
2 000 000
–1 278 577,49
Remarks
This appropriation is intended to cover expenditure for other direct payments not covered by the appropriations of the other items under Article 05 03 02 and to cover corrections which are not attributable to a specific budget line. It is also intended to cover corrections arising from non-compliance with the ceilings as laid down by Articles 8 and 40 of Regulation (EC) No 73/2009 which are not attributable to a specific budget line under Article 05 03 02.
Legal basis
Council Regulation (EEC) No 404/93 of 13 February 1993 on the common organisation of the market in bananas (
OJ L 47, 25.2.1993, p. 1
).
Council Regulation (EC) No 2201/96 of 28 October 1996 on the common organisation of the markets in processed fruit and vegetable products (
OJ L 297, 21.11.1996, p. 29
).
Council Regulation (EC) No 2799/98 of 15 December 1998 establishing agrimonetary arrangements for the euro (
OJ L 349, 24.12.1998, p. 1
).
Council Regulation (EC) No 247/2006 of 30 January 2006 laying down specific measures for agriculture in the outermost regions of the Union (
OJ L 42, 14.2.2006, p. 1
).
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
05 03 09
Reimbursement of direct payments to farmers from appropriations carried-over in relation to financial discipline
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
441 680 298,76
Remarks
This article does not include any fresh appropriations but is intended to accommodate the amounts that may be carried over in accordance with point (d) of Article 12(2) of the Financial Regulation for reimbursement of the reduction of direct payments due to the application of financial discipline in the previous year. In accordance with Article 26(5) of Regulation (EU) No 1306/2013, Member States shall reimburse the final recipients who are subject, in the financial year to which the appropriations are carried over, to the application of financial discipline in accordance with Article 26(1) to (4) thereof.
05 03 10
Reserve for crises in the agricultural sector
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
478 000 000
468 700 000
0 ,—
Remarks
This appropriation is intended to cover expenditure for measures needed to cope with major crises affecting agricultural production or distribution.
The reserve is to be established by applying at the beginning of each year a reduction to direct payments (Chapter 05 03) with the financial discipline mechanisms in accordance with Articles 25 and 26 of Regulation (EU) No 1306/2013 as well as Article 8 of Regulation (EU) No 1307/2013. When the Commission considers the reserve needs to be called on, in accordance with the relevant legislative act, it shall present to the European Parliament and the Council a proposal for a transfer from the reserve to the corresponding budget lines financing the measure deemed necessary. Any Commission proposal for a transfer to draw on the reserve must be preceded by an examination of the scope for reallocating appropriations. By the end of the financial year, any amount of the reserve not made available for crisis measures shall be reimbursed to the final recipients of direct payments in accordance with Article 26 (5) of Regulation (EU) No 1306/2013. Any reimbursement will be done under Article 05 03 09 from appropriations carried over from the previous financial year.
Transfers calling on the reserve and transfer back from the reserve to direct payments shall be made in accordance with the Financial Regulation.
Reference acts
Interinstitutional agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
CHAPTER 05 04 —
   
RURAL DEVELOPMENT
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 04
RURAL DEVELOPMENT
05 04 01
Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006
05 04 01 14
Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006
2
p.m.
p.m.
p.m.
p.m.
– 488 522,63
– 488 522,63
Article 05 04 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
– 488 522,63
– 488 522,63
05 04 03
Completion of other measures
05 04 03 02
Plant and animal genetic resources — Completion of earlier measures
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 04 03 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 04 05
Completion of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)
05 04 05 01
Rural development programmes
2
p.m.
p.m.
p.m.
p.m.
47 161 051,78
271 929 052,59
05 04 05 02
Operational technical assistance
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 04 05 — Subtotal
p.m.
p.m.
p.m.
p.m.
47 161 051,78
271 929 052,59
05 04 51
Completion of rural development financed by the EAGGF Guidance Section — Programming period prior to 2000
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 04 52
Completion of rural development financed by the EAGGF Guidance section and the transitional instrument for rural development for the new Member States financed by the EAGGF Guarantee Section — Programming period 2000 to 2006
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 04 60
European Agricultural Fund for Rural Development — EAFRD (2014 to 2020)
05 04 60 01
Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector
2
14 675 251 797
13 100 000 000
14 656 460 137
13 100 000 000
14 346 899 509 ,—
12 173 540 691,43
92,93
05 04 60 02
Operational technical assistance
2
18 308 550
15 023 550
17 115 400
16 725 400
19 634 744,36
13 180 708,38
87,73
05 04 60 03
Operational technical assistance managed by the Commission at the request of a Member State
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 04 60 04
European Solidarity Corps – Contribution from the European Agricultural Fund for Rural Development (EAFRD)
2
p.m.
p.m.
p.m.
540 000
1 800 000 ,—
1 350 000 ,—
Article 05 04 60 — Subtotal
14 693 560 347
13 115 023 550
14 673 575 537
13 117 265 400
14 368 334 253,36
12 188 071 399,81
92,93
Chapter 05 04 — Total
14 693 560 347
13 115 023 550
14 673 575 537
13 117 265 400
14 415 006 782,51
12 459 511 929,77
95,00
Remarks
Assigned revenue received under Article 6 7 1 of the statement of revenue may give rise to the provision of additional appropriations for all EAFRD budget items under this Chapter, in accordance with Article 22(1) of the Financial Regulation.
When establishing the budgetary appropriations, an amount of EUR 341 000 000 originating from Item 6 7 1 1 of the statement of revenue was taken into account for Article 05 04 60, and in particular for Item 05 04 60 01.
05 04 01
Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006
05 04 01 14
Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
– 488 522,63
Remarks
This appropriation is intended to cover sums recovered by the Member States that cannot be considered to constitute an irregularity or negligence under Article 32 of Regulation (EC) No 1290/2005. These sums will be entered as corrections regarding expenditure previously financed from Items 05 04 01 01 to 05 04 01 13 and cannot be reused by the Member States.
It is also intended to cover the payment of outstanding amounts declared by Member States subsequent to the application of Article 39(3) of Regulation (EC) No 1290/2005.
Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations on any item in this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
).
Council Regulation (EC) No 1268/1999 of 21 June 1999 on Community support for pre-accession measures for agriculture and rural development in the applicant countries of central and eastern Europe in the pre-accession period (
OJ L 161, 26.6.1999, p. 87
).
Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (
OJ L 209, 11.8.2005, p. 1
), and in particular Article 39 thereof.
05 04 03
Completion of other measures
05 04 03 02
Plant and animal genetic resources — Completion of earlier measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the settlement of commitments entered in respect of the Community programme on the conservation, characterisation, collection and utilisation of genetic resources in agriculture.
This appropriation is to be used as a matter of priority for the sustainable use and further development of biodiversity through the interaction of farmers, established non-governmental organisations in the area and public and private sector institutes. Consumer awareness in this field should also be fostered.
Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 870/2004 of 26 April 2004 establishing a Community programme on the conservation, characterisation, collection and utilisation of genetic resources in agriculture and repealing Regulation (EC) No 1467/94 (
OJ L 162, 30.4.2004, p. 18
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
05 04 05
Completion of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (
OJ L 277, 21.10.2005, p. 1
).
Council Regulation (EC) No 378/2007 of 27 March 2007 laying down rules for voluntary modulation of direct payments provided for in Regulation (EC) No 1782/2003 establishing common rules for direct support schemes under the common agricultural policy and establishing certain support schemes for farmers, and amending Regulation (EC) No 1290/2005 (
OJ L 95, 5.4.2007, p. 1
).
Council Regulation (EC) No 73/2009 of 19 January 2009 establishing common rules for direct support schemes for farmers under the common agricultural policy and establishing certain support schemes for farmers, amending Regulations (EC) No 1290/2005, (EC) No 247/2006, (EC) No 378/2007 and repealing Regulation (EC) No 1782/2003 (
OJ L 30, 31.1.2009, p. 16
).
Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional provisions on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), amending Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of the year 2014 and amending Council Regulation (EC) No 73/2009 and Regulations (EU) No 1307/2013, (EU) No 1306/2013 and (EU) No 1308/2013 of the European Parliament and of the Council as regards their application in the year 2014 (
OJ L 347, 20.12.2013, p. 865
).
Reference acts
Commission Implementing Regulation (EU) No 335/2013 of 12 April 2013 amending Regulation (EC) No 1974/2006 laying down detailed rules for the application of Council Regulation (EC) No 1698/2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (
OJ L 105, 13.4.2013, p. 1
).
05 04 05 01
Rural development programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
47 161 051,78
271 929 052,59
Remarks
This appropriation is intended to pay commitments of the 2007 to 2013 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).
05 04 05 02
Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to pay commitments for technical assistance measures as provided for by Article 66(1) of Regulation (EC) No 1698/2005, and in particular the European Network for Rural Development.
05 04 51
Completion of rural development financed by the EAGGF Guidance Section — Programming period prior to 2000
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover outstanding payments against commitments under the EAGGF Guidance Section for programming periods prior to 2000 related to the former objectives 1, 6, 5a, 5b and the Community initiatives.
This appropriation is also intended to cover the settlement of commitments entered into, in the course of earlier programming periods, in respect of innovative, preparatory, monitoring or evaluation measures, and any similar technical assistance measures provided for in the regulations concerned.
It also funds amounts outstanding from former multiannual measures, in particular those approved and implemented under the other regulations, mentioned below, which are not covered by the priority objectives of the Funds.
This appropriation will where applicable also be used to cover amounts payable in respect of the EAGGF Guidance Section for measures for which the corresponding commitment appropriations are neither available nor provided for in the programming for 2000 to 2006.
Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Articles 21 and 177 of the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections previously decided upon.
Legal basis
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
).
Council Regulation (EC) No 1268/1999 of 21 June 1999 on Community support for pre-accession measures for agriculture and rural development in the applicant countries of central and eastern Europe in the pre-accession period (
OJ L 161, 26.6.1999, p. 87
).
Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (
OJ L 209, 11.8.2005, p. 1
), and in particular Article 39 thereof.
Reference acts
Commission communication to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning the most remote regions (REGIS II) (
OJ C 180, 1.7.1994, p. 44
).
Commission notice to Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance in the framework of a Community initiative for rural development (Leader II) (
OJ C 180, 1.7.1994, p. 48
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning border development, cross-border cooperation and selected energy networks (Interreg II) (
OJ C 180, 1.7.1994, p. 60
).
Commission notice to the Member States of 16 May 1995 laying down guidelines for an initiative in the framework of the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (
OJ C 186, 20.7.1995, p. 3
) (PEACE I).
Commission notice to the Member States of 8 May 1996 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community Interreg initiative concerning transnational cooperation on spatial planning (INTERREG II C) (
OJ C 200, 10.7.1996, p. 23
).
Commission communication to the European Parliament, the Council, the Economic and Social Committee and the Committee of the Regions of 26 November 1997 on the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (1995 to 1999) (COM(1997) 642 final).
05 04 52
Completion of rural development financed by the EAGGF Guidance section and the transitional instrument for rural development for the new Member States financed by the EAGGF Guarantee Section — Programming period 2000 to 2006
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover outstanding payments against commitments under the 2000 to 2006 programming period related to the EAGGF Guidance Section Objective 1, the Leader+ Community initiative and the special programme for peace and reconciliation.
It is also intended to cover the funding by the EAGGF Guidance Section of commitments remaining to be settled from the programming period 2000 to 2006 for technical assistance measures as provided for by Article 23 of Regulation (EC) No 1260/1999.
Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Articles 21 and 177 of the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections previously decided upon.
Legal basis
Council Regulation (EC) No 1257/1999 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain Regulations (
OJ L 160, 26.6.1999, p. 80
).
Act concerning the conditions of accession of the Czech Republic, the Republic of Estonia, the Republic of Cyprus, the Republic of Latvia, the Republic of Lithuania, the Republic of Hungary, the Republic of Malta, the Republic of Poland, the Republic of Slovenia and the Slovak Republic and the adjustments to the Treaties on which the European Union is founded (
OJ L 236, 23.9.2003, p. 33
) and in particular Annex II thereto: ‘List referred to in Article 20 of the Act of Accession’, point 6A(26), as adapted by Council Decision 2004/281/EC (
OJ L 93, 30.3.2004, p. 1
).
Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (
OJ L 209, 11.8.2005, p. 1
), and in particular Article 39 thereof.
Reference acts
Commission Decision 1999/501/EC of 1 July 1999 fixing an indicative allocation by Member State of the commitment appropriations for Objective 1 of the Structural Funds for the period 2000 to 2006 (
OJ L 194, 27.7.1999, p. 49
), and in particular recital 5 thereof.
Commission notice to the Member States of 14 April 2000 laying down guidelines for the Community initiative for rural development (Leader+) (
OJ C 139, 18.5.2000, p. 5
).
05 04 60
European Agricultural Fund for Rural Development — EAFRD (2014 to 2020)
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1305/2013 of the European Parliament and of the Council of 17 December 2013 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) and repealing Council Regulation (EC) No 1698/2005 (
OJ L 347, 20.12.2013, p. 487
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional provisions on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), amending Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of the year 2014 and amending Council Regulation (EC) No 73/2009 and Regulations (EU) No 1307/2013, (EU) No 1306/2013 and (EU) No 1308/2013 of the European Parliament and of the Council as regards their application in the year 2014 (
OJ L 347, 20.12.2013, p. 865
).
Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (
OJ L 347, 20.12.2013, p. 884
).
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
05 04 60 01
Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
14 675 251 797
13 100 000 000
14 656 460 137
13 100 000 000
14 346 899 509 ,—
12 173 540 691,43
Remarks
This appropriation is intended to cover the financing of the 2014 to 2020 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).
Rural development measures will be measured against more refined performance indicators for farming systems and production methods so as to respond to the challenges related to climate change, water protection, biodiversity and renewable energies.
05 04 60 02
Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 308 550
15 023 550
17 115 400
16 725 400
19 634 744,36
13 180 708,38
Remarks
This appropriation is intended to cover technical assistance measures at the initiative of the Commission as provided for by Articles 51 to 54 of Regulation (EU) No 1305/2013, Article 6 of Regulation (EU) No 1306/2013 and Article 58 of Regulation (EU) No 1303/2013. This includes the European Network for Rural Development and the European Innovation Partnership Network.
05 04 60 03
Operational technical assistance managed by the Commission at the request of a Member State
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover part of the national envelope for technical assistance transferred to the technical assistance at the initiative of the Commission at the request of a Member State which faces temporary budgetary difficulties. In accordance with Article 25 of Regulation (EU) No 1303/2013, it is intended to cover measures to identify, prioritise and implement structural and administrative reforms in response to economic and social challenges in this Member State.
05 04 60 04
European Solidarity Corps – Contribution from the European Agricultural Fund for Rural Development (EAFRD)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
540 000
1 800 000 ,—
1 350 000 ,—
Remarks
This appropriation is intended to cover the financial contribution provided by the EAFRD to the European Solidarity Corps in line with its general and specific objectives.
CHAPTER 05 05 —
   
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 05
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT
05 05 01
Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures (prior to 2014)
05 05 01 01
The Sapard pre-accession instrument — Completion of the programme (2000 to 2006)
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 05 01 02
The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight candidate countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 05 05 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 05 02
Instrument for Pre-Accession Assistance for Rural Development (IPARD) — Completion of the programme (2007 to 2013)
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 05 03
Support to Albania, Bosnia and Herzegovina, Kosovo
 (
39
)
, Montenegro, Serbia and North Macedonia
05 05 03 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 05 03 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
84 000 000
38 000 000
78 000 000
25 000 000
59 000 000 ,—
34 521 381,13
90,85
Article 05 05 03 — Subtotal
84 000 000
38 000 000
78 000 000
25 000 000
59 000 000 ,—
34 521 381,13
90,85
05 05 04
Support to Turkey
05 05 04 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
05 05 04 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
18 178 364
80 000 000
40 000 000
35 000 000
131 000 000 ,—
63 779 765,48
79,72
Article 05 05 04 — Subtotal
18 178 364
80 000 000
40 000 000
35 000 000
131 000 000 ,—
63 779 765,48
79,72
Chapter 05 05 — Total
102 178 364
118 000 000
118 000 000
60 000 000
190 000 000 ,—
98 301 146,61
83,31
05 05 01
Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures (prior to 2014)
Remarks
The following legal basis applies to all items of this article unless otherwise stated.
Legal basis
Council Regulation (EC) No 1268/1999 of 21 June 1999 on Community support for pre-accession measures for agriculture and rural development in the applicant countries of central and eastern Europe in the pre-accession period (
OJ L 161, 26.6.1999, p. 87
).
Council Regulation (EC) No 2257/2004 of 20 December 2004 amending Regulations (EEC) No 3906/89, (EC) No 1267/1999, (EC) No 1268/1999 and (EC) No 2666/2000, to take into account Croatia’s candidate status (
OJ L 389, 30.12.2004, p. 1
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA), (
OJ L 210, 31.7.2006, p. 82
).
05 05 01 01
The Sapard pre-accession instrument — Completion of the programme (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the clearance of commitments made up to 31 December 2006 in Bulgaria, Romania and Croatia for support measures relating to agriculture and rural development under Sapard.
Irrespective of the beneficiary, no administrative expenditure against this item is authorised.
Assigned revenue received under Article 6 5 2 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
05 05 01 02
The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight candidate countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the clearance of commitments made up to 31 December 2003 for support measures relating to agriculture and rural development under Sapard in the eight candidate countries which became Member States in 2004.
Irrespective of the beneficiary, no administrative expenditure against this item is authorised.
05 05 02
Instrument for Pre-Accession Assistance for Rural Development (IPARD) — Completion of the programme (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Assigned revenue received under Article 6 5 3 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA), (
OJ L 210, 31.7.2006, p. 82
).
05 05 03
Support to Albania, Bosnia and Herzegovina, Kosovo 
(
40
)
, Montenegro, Serbia and North Macedonia
05 05 03 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation addresses the following specific objectives in the Western Balkans:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
05 05 03 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
84 000 000
38 000 000
78 000 000
25 000 000
59 000 000 ,—
34 521 381,13
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation addresses the following specific objectives in the Western Balkans:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the EAFRD.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e)of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 5 4 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
05 05 04
Support to Turkey
05 05 04 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation addresses the following specific objectives in Turkey:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
05 05 04 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 178 364
80 000 000
40 000 000
35 000 000
131 000 000 ,—
63 779 765,48
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation addresses the following specific objectives in Turkey:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the EAFRD.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 5 4 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
CHAPTER 05 06 —
   
INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 06
INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
05 06 01
International agricultural agreements
4
6 300 000
6 300 000
6 300 000
6 300 000
4 460 059,15
4 460 059,15
70,79
05 06 02
International agricultural organisations
4
140 000
140 000
140 000
140 000
140 000 ,—
140 000 ,—
100,00
Chapter 05 06 — Total
6 440 000
6 440 000
6 440 000
6 440 000
4 600 059,15
4 600 059,15
71,43
05 06 01
International agricultural agreements
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
6 300 000
6 300 000
6 300 000
6 300 000
4 460 059,15
4 460 059,15
Remarks
This appropriation is intended to cover the Union’s contribution to the international agreements mentioned below.
Legal basis
Council Decision 92/580/EEC of 13 November 1992 on the signing and conclusion of the International Sugar Agreement 1992 (
OJ L 379, 23.12.1992, p. 15
).
Council Decision 96/88/ΕC of 19 December 1995 concerning the approval by the European Community of the Grains Trade Convention and the Food Aid Convention, constituting the International Grains Agreement 1995 (
OJ L 21, 27.1.1996, p. 47
).
Council Decision 2005/800/EC of 14 November 2005 concerning the conclusion of the International Agreement on olive oil and table olives 2005 (
OJ L 302, 19.11.2005, p. 46
).
Council Decision 2014/664/EU of 15 September 2014 on the position to be adopted on behalf of the European Union within the Council of members of the International Olive Council concerning the prolongation of the 2005 International Agreement on olive oil and table olives (
OJ L 275, 17.9.2014, p. 6
).
Information concerning the extension of the Grains Trade Convention, 1995. At its 45th session (London, 5 June 2017), the International Grains Council decided to extend the Grains Trade Convention (1995) for a period of two years until 30 June 2019 (
OJ L 21, 27.1.1996, p. 49
).
Information concerning the extension of the International Sugar Agreement, 1992. At its 52nd session (London, 1 December 2017), the International Sugar Council decided to extend the International Sugar Agreement (1992) for a period of two years until 31 December 2019 (
OJ L 379, 23.12.1992, p. 16
).
Council Decision (EU) 2016/1892 of 10 October 2016 on the signing, on behalf of the European Union, and provisional application of the International Agreement on Olive Oil and Table Olives, 2015 (
OJ L 293, 28.10.2016, p. 2
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular point (d) of Article 58(2) thereof.
Council Decision (EU) 2019/1754 of 7 October 2019 on the accession of the European Union to the Geneva Act of the Lisbon Agreement on Appellations of Origin and Geographical Indications (
OJ L 271, 24.10.2019, p. 12
).
05 06 02
International agricultural organisations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
140 000
140 000
140 000
140 000
140 000 ,—
140 000 ,—
Remarks
This appropriation is intended to cover the Union’s contribution to the International Organisation of Vine and Wine (OIV).
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in point (d) of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Proposal for a Council Decision on the position to be taken on behalf of the European Union in the International Organisation for Vine and Wine (OIV) adopted on 14 September 2018 (2018/0327 (NLE)).
CHAPTER 05 07 —
   
AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 07
AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)
05 07 01
Control of agricultural expenditure
05 07 01 02
Monitoring and preventive measures — Direct payments by the Union
2
10 862 760
10 625 821
9 130 000
9 130 000
9 286 207,98
9 866 132,90
92,85
05 07 01 06
Expenditure for financial corrections in favour of Member States following decisions on accounting clearance of previous years’ accounts with regard to shared management declared under the EAGGF-Guarantee Section (previous measures) and under the EAGF
2
17 400 000
17 400 000
19 700 000
19 700 000
12 228 519,39
12 228 519,39
70,28
05 07 01 07
Expenditure for financial corrections in favour of Member States following decisions on conformity clearance of previous years’ accounts with regard to shared management declared under the EAGGF-Guarantee Section (previous measures) and under the EAGF
2
176 600 000
176 600 000
2 600 000
2 600 000
5 158 754,87
5 158 754,87
2,92
Article 05 07 01 — Subtotal
204 862 760
204 625 821
31 430 000
31 430 000
26 673 482,24
27 253 407,16
13,32
05 07 02
Settlement of disputes
2
1 000 000
1 000 000
30 000 000
30 000 000
88 774 447,92
88 774 447,92
8 877,44
Chapter 05 07 — Total
205 862 760
205 625 821
61 430 000
61 430 000
115 447 930,16
116 027 855,08
56,43
Remarks
Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations on any item in this chapter in accordance with Article 22(1) of the Financial Regulation.
The following legal basis applies to all articles and items of this chapter unless otherwise stated.
Legal basis
Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (
OJ L 299, 16.11.2007, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (
OJ L 347, 20.12.2013, p. 671
).
05 07 01
Control of agricultural expenditure
05 07 01 02
Monitoring and preventive measures — Direct payments by the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 862 760
10 625 821
9 130 000
9 130 000
9 286 207,98
9 866 132,90
Remarks
This appropriation is intended to cover expenditure for carrying out remote-sensing checks, performing the Land Parcel Identification System (LPIS) quality assessment and the consequent technical services support in accordance with points (a) and (b) of Article 6 and Article 21 of Regulation (EU) No 1306/2013.
05 07 01 06
Expenditure for financial corrections in favour of Member States following decisions on accounting clearance of previous years’ accounts with regard to shared management declared under the EAGGF-Guarantee Section (previous measures) and under the EAGF
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
17 400 000
19 700 000
12 228 519,39
Remarks
This appropriation is intended to cover the results of clearance of accounts decisions in accordance with Article 51 of Regulation (EU) No 1306/2013 in the event these decisions are in favour of the Member States.
This appropriation is also intended to cover the results of accounting clearance decisions relating to the Sugar Restructuring Fund when these are in favour of the Member States.
Legal basis
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
05 07 01 07
Expenditure for financial corrections in favour of Member States following decisions on conformity clearance of previous years’ accounts with regard to shared management declared under the EAGGF-Guarantee Section (previous measures) and under the EAGF
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
176 600 000
2 600 000
5 158 754,87
Remarks
This appropriation is intended to cover the results of conformity clearance decisions in accordance with Article 52 of Regulation (EU) No 1306/2013 in the event these decisions are in favour of the Member States.
This appropriation is also intended to cover the results of conformity clearance decisions relating to the Sugar Restructuring Fund when these are in favour of Member States.
Legal basis
Council Regulation (EC) No 320/2006 of 20 February 2006 establishing a temporary scheme for the restructuring of the sugar industry in the Community and amending Regulation (EC) No 1290/2005 on the financing of the common agricultural policy (
OJ L 58, 28.2.2006, p. 42
).
05 07 02
Settlement of disputes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 000 000
30 000 000
88 774 447,92
Remarks
This appropriation is intended to accommodate, if necessary, an appropriation to cover expenditure for which the Commission may be made liable by a decision of a court, including the cost of settling claims for damages and interest.
This appropriation is also intended to cover any expenditure that the Commission may incur pursuant to Article 7(2) of Council Regulation (EEC) No 595/91 of 4 March 1991 concerning irregularities and the recovery of sums wrongly paid in connection with the financing of the common agricultural policy and the organisation of an information system in this field (
OJ L 67, 14.3.1991, p. 11
).
CHAPTER 05 08 —
   
POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 08
POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA
05 08 01
Farm Accountancy Data Network (FADN)
2
15 710 927
14 340 479
15 682 000
14 075 348
14 743 559,23
14 131 123,37
98,54
05 08 02
Surveys on the structure of agricultural holdings
2
p.m.
100 000
40 000 000
20 052 664
0 ,—
6 570 682,44
6 570,68
05 08 03
Restructuring of systems for agricultural surveys
2
7 500 000
4 940 306
2 800 000
4 970 770
1 895 012,70
6 514 999 ,—
131,87
05 08 06
Enhancing public awareness of the common agricultural policy
2
13 700 000
13 700 000
12 275 000
12 275 000
14 557 195,66
14 557 195,66
106,26
05 08 09
European Agricultural Guarantee Fund — Operational technical assistance
2
4 518 000
4 518 000
4 800 000
4 800 000
2 491 708,95
2 491 708,95
55,15
05 08 77
Pilot projects and preparatory actions
05 08 77 09
Preparatory action — Union plant and animal genetic resources
2
p.m.
p.m.
p.m.
192 400
0 ,—
384 800 ,—
05 08 77 10
Pilot project — Agropol: development of a European cross-border Agribusiness Model Region
2
p.m.
p.m.
p.m.
201 695
0 ,—
403 390 ,—
05 08 77 12
Pilot project — Social eco-village
2
p.m.
p.m.
p.m.
252 000
0 ,—
108 000 ,—
05 08 77 13
Pilot project — Improving crisis prevention and management criteria and strategies in the agricultural sector
2
p.m.
p.m.
p.m.
208 418
0 ,—
89 322 ,—
05 08 77 14
Pilot project — Restructuring the honey bee chain and Varroa resistance breeding and selection programme
2
p.m.
269 760
p.m.
269 760
0 ,—
179 840 ,—
66,67
05 08 77 15
Pilot project — Analysis of the best ways for producer organisations (POs) to be formed, carry out their activities and be supported
2
p.m.
p.m.
p.m.
208 950
0 ,—
89 550 ,—
05 08 77 16
Preparatory action — Smart rural areas in the 21st century
2
p.m.
3 650 000
4 000 000
2 990 000
3 300 000 ,—
0 ,—
0
05 08 77 17
Pilot project — Developing a farmers’ toolbox for integrated pest management practices from across the Union
2
1 875 000
783 750
1 050 000
525 000
05 08 77 18
Pilot project — Establishing an operational programme: structuring the agri-food sectors to safeguard the handing-on of family farms and the sustainability of local agriculture
2
800 000
515 000
1 050 000
525 000
Article 05 08 77 — Subtotal
2 675 000
5 218 510
6 100 000
5 373 223
3 300 000 ,—
1 254 902 ,—
24,05
05 08 80
Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 05 08 — Total
44 103 927
42 817 295
81 657 000
61 547 005
36 987 476,54
45 520 611,42
106,31
Remarks
Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations for all EAGF articles and items in this chapter in accordance with Article 22(1) of the Financial Regulation.
The following legal basis applies to all articles and items of this chapter unless otherwise stated.
Legal basis
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
05 08 01
Farm Accountancy Data Network (FADN)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 710 927
14 340 479
15 682 000
14 075 348
14 743 559,23
14 131 123,37
Remarks
This appropriation is intended to cover the financing of the standard fees and the development of facilities for the collection, processing, analysis, publication and dissemination of farm accountancy data and analysis of results.
Legal basis
Council Regulation (EC) No 1217/2009 of 30 November 2009 setting up a network for the collection of accountancy data on the incomes and business operation of agricultural holdings in the European Community (
OJ L 328, 15.12.2009, p. 27
).
05 08 02
Surveys on the structure of agricultural holdings
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
100 000
40 000 000
20 052 664
0 ,—
6 570 682,44
Remarks
This appropriation is intended to cover contributions to financing statistical surveys needed to monitor structures in the Union, including the Eurofarm database.
Legal basis
Regulation (EU) 2018/1091 of the European Parliament and of the Council of 18 July 2018 on integrated farm statistics and repealing Regulations (EC) No 1166/2008 and (EU) No 1337/2011 (
OJ L 200, 7.8.2018, p. 1
).
05 08 03
Restructuring of systems for agricultural surveys
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 500 000
4 940 306
2 800 000
4 970 770
1 895 012,70
6 514 999 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on the improvement of systems of agricultural statistics in the Union,
—
subsidies, contractual expenditure and expenditure involving payments for services connected with the purchasing and the consulting of databases,
—
subsidies, contractual expenditure and expenditure involving payments for services connected with agricultural sector modelling and short- and medium-term forecasts of market and agricultural structure trends, and with the dissemination of results,
—
subsidies, contractual expenditure and expenditure involving payments for services connected with the implementation of operations for applying remote sensing, area sampling and agrometeorological models to agricultural statistics,
—
subsidies, contractual expenditure and expenditure involving payments for services connected with the carrying out of economic analyses and development of indicators in the field of the agricultural policy,
—
subsidies, contractual expenditure and expenditure involving payments for services connected with measures required for the analysis, management, monitoring of agricultural resources and implementation of the common agricultural policy in accordance with point (c) of Article 6 and Article 22 of Regulation (EU) No 1306/2013 as well as for the implementation of the Common Monitoring and Evaluation Framework in accordance with point (a) of Article 6 and Article 110 of Regulation (EU) No 1306/2013.
Legal basis
Tasks resulting from the Commission’s prerogatives at the institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Decision 96/411/EC of 25 June 1996 on improving Community agricultural statistics (
OJ L 162, 1.7.1996, p. 14
).
Decision No 1445/2000/EC of the European Parliament and of the Council of 22 May 2000 on the application of aerial-survey and remote-sensing techniques to the agricultural statistics for 1999 to 2003 (
OJ L 163, 4.7.2000, p. 1
).
05 08 06
Enhancing public awareness of the common agricultural policy
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
13 700 000
12 275 000
14 557 195,66
Remarks
This appropriation is intended to cover the financing of information measures by the Union aiming to help explain, implement and develop the common agricultural policy and to raise public awareness of its content and objectives as provided for in Article 45 of Regulation (EU) No 1306/2013.
The measures may take the form of annual work programmes or other specific measures presented by third parties or activities implemented on the Commission’s initiative.
05 08 09
European Agricultural Guarantee Fund — Operational technical assistance
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 518 000
4 800 000
2 491 708,95
Remarks
This appropriation is intended to cover the expenditure in conformity with points (a), (d), (e) and (f) of Article 6 of Regulation (EU) No 1306/2013.
This appropriation also includes the expenditure for establishing an analytical databank for wine products provided for in point (a) of Article 89(5) of Regulation (EU) No 1306/2013.
05 08 77
Pilot projects and preparatory actions
05 08 77 09
Preparatory action — Union plant and animal genetic resources
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
192 400
0 ,—
384 800 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 77 10
Pilot project — Agropol: development of a European cross-border Agribusiness Model Region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
201 695
0 ,—
403 390 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 77 12
Pilot project — Social eco-village
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
252 000
0 ,—
108 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 77 13
Pilot project — Improving crisis prevention and management criteria and strategies in the agricultural sector
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
208 418
0 ,—
89 322 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 77 14
Pilot project — Restructuring the honey bee chain and Varroa resistance breeding and selection programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
269 760
p.m.
269 760
0 ,—
179 840 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018 p.1
).
05 08 77 15
Pilot project — Analysis of the best ways for producer organisations (POs) to be formed, carry out their activities and be supported
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
208 950
0 ,—
89 550 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 77 16
Preparatory action — Smart rural areas in the 21st century
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
3 650 000
4 000 000
2 990 000
3 300 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action prepares implementation of the common agricultural policy (CAP) post-2020 and complements the previous Smart Eco Social Villages pilot project (2016) and the preparatory action ‘Smart rural areas in the 21st century’ (2018). It helps inform and improve the development and implementation of CAP strategic plans for which the notion of ‘Smart Villages’ is included in a result indicator. Complementing the pilot project on Smart Eco-Social Villages and the preparatory action ‘Smart rural areas in the 21st century’, this preparatory action provides knowledge, know-how and a framework methodology for developing support schemes for Smart Villages in a wider range of socio-economic contexts. It uses the lessons learned and knowledge obtained from initiatives provided for in the EU Action for Smart Villages (https://ec.europa.eu/agriculture/sites/agriculture/files/rural-development-2014-2020/looking-ahead/rur-dev-small-villages_en.pdf). As the new CAP is meant to increase subsidiarity, such work is a fundamental prerequisite for ensuring appropriate implementation of this aspect of rural development. The goal of the preparatory action is to implement successful practices in a number of Member States, including in the field of ICT and online methods such as the setting up of digital hubs and other good examples. It also sets up a network of sample villages (and people dealing with smart villages) in order to create a coherent methodological framework for Union support for Smart Villages. This concept is closely linked to the Digital Single Market, digital platforms, urban-rural links, the sharing and collaborative economy and the bioeconomy (innovation, precision farming, environmental management, renewable energies, supply chain, services, local food), improving quality of life, education and employment, as well as taking account of the importance of women and young people. It could also help inform implementation of other European Structural and Investment Funds, in particular under the policy objective for local initiatives.
These goals are fully in line with the Cork Declaration 2.0, as well as the Bled declaration, which recognize the importance of enabling access to appropriate technologies and solutions in order to deliver economic, social and environmental benefits.
The action focuses on developing a method to promote growth and jobs in rural areas through concrete actions on the basis of selected villages with common features — infrastructure, various resources, services, and access to markets. It develops methods for offering solutions in the fields of:
—
the Digital Single Market,
—
urban-rural links,
—
the bioeconomy and circular economy (innovation, precision farming, environmental management, local renewable energies, supply chain, services, local food),
—
sharing and collaborative economy (e.g. new rural mobility solutions such as car sharing and ride sharing; new paradigms in tourism; sharing and exchange of agricultural machinery and services),
—
technology (e.g. the Internet of Things, big data collection, drones, electric vehicles, and next-generation mobile broadband connections),
—
social aspects,
—
new full-time and part-time jobs, which will expand in the types of economy referred to.
This preparatory action is well documented through online platforms in order to disseminate the results. As an important outcome, it provides lighthouse examples that will ensure better and more effective programming of Union funds in rural areas.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018 p.1
).
05 08 77 17
Pilot project — Developing a farmers’ toolbox for integrated pest management practices from across the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 875 000
783 750
1 050 000
525 000
Remarks
While Union legislation has been developed over the years to ensure sustainable use of pesticides, there are still many gaps in its implementation at Member State level and farmers say that replacing pesticides is difficult and costly or that alternatives do not exist.
Building on the findings of the recent Commission evaluation of Directive 2009/128/EC of the European Parliament and of the Council of 21 October 2009 establishing a framework for Community action to achieve the sustainable use of pesticides (
OJ L 309, 24.11.2009, p. 71
) (COM(2017) 587 final), the study will assess integrated pest management (IPM) measures taken in each of the Member States, including farmland managed under IPM, and possibly classify them by type of crops. It will collect evidence of pesticide use reduction and gather information on the practices applied. The project will develop a toolbox to enable farmers and farmers’ advisers to achieve the policy aim of significantly reducing pesticide dependency. The toolbox should describe, for a large number of crops, the protocols to be applied for IPM, including the alternatives to chemical pesticides. The study will identify and propose effective approaches, beginning with the modification of farming practices, using rotation wherever possible, followed by the introduction, where appropriate, of resilient and resistant crop varieties and the use of beneficial insects and alternative pesticides, etc. Alternatives should be tailored to local conditions.
The project, costing an estimated EUR 1 500 000 over two years, will take into account inter alia the experiences gained from work done by the International Organisation for Biological Control (IOBC), the International Biocontrol Manufacturer Association (IBMA) and organisations working with farmers on different agronomic approaches and IPM.
The study will contain an analysis of how well common agricultural policy (CAP) tools are promoting IPM among farmers. It will also propose how to scale up practices throughout Europe, with the help of the post-2020 CAP instruments (e.g. farm advisory services informing farmers how to apply IPM) and the CAP green architecture to encourage farmers to apply the principles of IPM. IPM.
The study will also investigate the obstacles (real or perceived) seen by farmers and experts that limit dissemination and uptake of IPM in the field.
In accordance with Article 14 of Directive 2009/128/EC, Member States are to take all necessary measures to promote low pesticide-input pest management, giving wherever possible priority to non-chemical methods, so that professional users of pesticides switch to practices and products with the lowest risk to human health and the environment among those available for the same pest problem.
The Commission’s evaluation of Directive 2009/128/EC states that Integrated Pest Management is a cornerstone of the Directive, and it is therefore of particular concern that Member States have not yet set clear targets and ensured their implementation, including for the more widespread use of land management techniques such as crop rotation.
It also notes that Member States need to develop clearly defined criteria so that they can assess systematically whether the eight principles of IPM are implemented, and take appropriate enforcement measures if this is not the case. Such tools could confirm that the intended outcome of IPM as specified in the Directive, a reduction of the dependency on pesticide use, is being achieved.
Both the Agriculture Council (on 6 November 2017) and the European Parliament (on 13 November 2017) have discussed the findings in the Commission’s report and confirmed their commitment to ensuring deeper and meaningful implementation in the future.
This project will help farmers and Member States to begin applying IPM consistently, and reduce farmers’ dependence on pesticides.
As stated by the Commission, a budget of at least EUR 1 500 000 is necessary in order to implement the project successfully. The pilot project will generate results that can be incorporated into the research project ‘Stepping up integrated pest management’ and can contribute to gathering information on how IPM is currently applied on the ground, and will be useful for Member States in designing their CAP plans.
This ongoing pilot project, with a view to becoming a preparatory action, has been successfully reassessed and its budget increased. The budget increase was requested by the Commission and stakeholders in order to ensure optimum implementation. The increase makes up for the budget cuts made in connection with the compromise package in 2018 on pilot projects and preparatory actions
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 77 18
Pilot project — Establishing an operational programme: structuring the agri-food sectors to safeguard the handing-on of family farms and the sustainability of local agriculture
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
800 000
515 000
1 050 000
525 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project will establish an operational programme that will create added value and be adapted to livestock sectors, particularly the milk and beef sectors, in order to deal with issues concerning local and family agriculture.
As with existing operational programmes in the fruit and vegetable sector, it aims to improve the structuring, competitiveness and resilience of these sectors by guaranteeing farmers a fair, stable income irrespective of the distribution of production, rising production costs and price fluctuations.
The pilot project is needed in order to counter the alarming reduction in the number of farms being handed on, which is putting local and family agriculture in jeopardy. Such small-scale farms have low profitability, which makes banks unwilling to support projects for handing on farms because of a lack of financial viability.
The pilot project has three main objectives:
Objective 1 — Structuring of the sector:
—
increasing producers’ level of organisation and strengthening their position in the interprofessional chain by financing projects to improve production planning,
—
improving the quality, commercial exploitation and promotion of products through structured dialogue with those downstream of the sector,
—
supporting the modernisation of businesses, fast product adaptation, innovation in production methods and crisis prevention,
—
supporting environmental protection measures and environmentally-friendly production methods (organic farming).
Objective 2 — Income stabilisation
Establishing a creative sectoral approach through the introduction of two tools available under the common agricultural policy:
—
a contractual mechanism for sharing added value, and
—
the development of a financial stabilisation instrument for producer income.
The aim is to enable producers to overcome price volatility and be assured a fair, stable income which will boost the sustainability of their undertakings.
Objective 3 — Creation of a fund for future financing
Some of the added value created at sector level can be reinvested — alongside the public support received — in establishing an innovative fund to guarantee the long-term financing necessary for setting up or handing on farms.
—
The approach adopted
The approach taken by the pilot project is to improve coherence between various European measures by establishing a sectoral operational programme. It follows the approach of more result-orientated public policies.
The project will strengthen the cohesion between the upstream and downstream parts of the sector and promote new synergies through structured dialogue between all components of the sector by enhancing production value by means of a list of specifications for optimising added value when products are placed on the market, the management of price volatility and guaranteeing supplies through generational renewal.
The sustainability of farms will no longer rely only on individual producers but on a common approach that will help create positive market momentum. The pilot project will therefore generate momentum, beyond the milk and meat sectors, which can be transferred to other local sectors as part of a region’s collective economic development strategy.
It will act as a driver for regional development and for meeting challenges relating to the economy (breeder revenues and increased value of local products), society (job creation, making family farms sustainable), the environment (production conditions), land-use planning (handing on farms, territorial development) and tourism (short supply chains).
—
Assessment
An assessment will be carried out after two years to determine:
(1)
the added value and effectiveness of the sectoral operational programme in terms of the objectives;
(2)
the interprofessional dynamics at work and their possible extension to other agri-food sectors in the area;
(3)
the benefit of experience gained in coordinating CAP tools within an operational programme and the added value derived by small family farms from land facing similar problems;
(4)
the relevance of sustaining the pilot project by means of a preparatory action with the aim of adopting a similar tool under the CAP.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
05 08 80
Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years in relation to the participation of the Union at the universal Expo ‘Feeding the Planet: Energy for Life’, which was held in Milan in 2015.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in point (d) of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 05 09 —
   
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
05 09
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE
05 09 03
Societal challenges
05 09 03 01
Securing sufficient supplies of safe and high quality food and other bio-based products
1.1
358 411 695
257 493 066
287 147 225
211 249 489
241 488 968 ,—
158 734 070 ,—
61,65
Article 05 09 03 — Subtotal
358 411 695
257 493 066
287 147 225
211 249 489
241 488 968 ,—
158 734 070 ,—
61,65
05 09 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
05 09 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
4 227 270,92
6 580 764,17
Article 05 09 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
4 227 270,92
6 580 764,17
Chapter 05 09 — Total
358 411 695
257 493 066
287 147 225
211 249 489
245 716 238,92
165 314 834,17
64,20
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation is used for the Horizon 2020 — the framework programme for research and innovation which covers the 2014 to 2020 period.
Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource-efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
It is carried out in order to pursue the general objectives set out in Article 179 of the TFEU, in order to contribute to the creation of a society of knowledge, based on the ERA, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account is taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the ERA, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation is used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the framework programme for research and innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations are provided under Item 05 09 50 01.
Administrative appropriations of this chapter are provided under Article 05 01 05.
05 09 03
Societal challenges
Remarks
This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities are implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities support directly the corresponding sectoral policy competences at Union level.
05 09 03 01
Securing sufficient supplies of safe and high quality food and other bio-based products
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
358 411 695
257 493 066
287 147 225
211 249 489
241 488 968 ,—
158 734 070 ,—
Remarks
This activity focuses on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis is placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts are made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource-efficient, sustainable and competitive European bio-based industries are also promoted.
This appropriation is used for agriculture-related research and innovation in order to secure sufficient supplies of safe and high-quality food and other bio-based products; research projects with direct participation by primary producers are prioritised in order to maximise the practical applicability of results.
Revenues and repayment from financial instruments paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
05 09 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
05 09 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
4 227 270,92
6 580 764,17
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the period 2014 to 2020.
The corresponding amount is estimated at EUR 20 906 000.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
TITLE 06
MOBILITY AND TRANSPORT
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
06 01
ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA
77 260 732
77 260 732
75 817 686
75 817 686
72 702 908,38
72 702 908,38
06 02
EUROPEAN TRANSPORT POLICY
4 490 680 945
2 725 607 396
4 474 798 409
2 205 492 863
3 785 887 067,73
2 027 062 969,44
06 03
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT
303 326 818
262 593 395
257 504 686
228 231 508
259 333 200,23
267 802 471,23
Title 06 — Total
4 871 268 495
3 065 461 523
4 808 120 781
2 509 542 057
4 117 923 176,34
2 367 568 349,05
CHAPTER 06 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
06 01
ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA
06 01 01
Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area
5.2
38 310 306
37 674 190
35 927 041,72
93,78
06 01 02
External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area
06 01 02 01
External personnel
5.2
2 365 758
2 318 612
2 268 945 ,—
95,91
06 01 02 11
Other management expenditure
5.2
2 167 917
2 146 187
2 408 771,57
111,11
Article 06 01 02 — Subtotal
4 533 675
4 464 799
4 677 716,57
103,18
06 01 03
Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area
5.2
2 540 763
2 525 709
2 876 356,27
113,21
06 01 04
Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area
06 01 04 01
Support expenditure for Connecting Europe Facility (CEF) — Transport
1.1
2 000 000
2 500 000
1 319 426,24
65,97
Article 06 01 04 — Subtotal
2 000 000
2 500 000
1 319 426,24
65,97
06 01 05
Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area
06 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
4 332 960
4 248 000
4 865 736 ,—
112,30
06 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
2 649 794
2 597 837
2 485 843 ,—
93,81
06 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
650 000
638 400
586 837,58
90,28
Article 06 01 05 — Subtotal
7 632 754
7 484 237
7 938 416,58
104,00
06 01 06
Executive agencies
06 01 06 01
Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF)
1.1
16 081 441
15 129 985
14 209 403 ,—
88,36
06 01 06 03
Innovation and Networks Executive Agency — Contribution from the Cohesion Fund
1.2
6 161 793
6 038 766
5 754 548 ,—
93,39
Article 06 01 06 — Subtotal
22 243 234
21 168 751
19 963 951 ,—
89,75
Chapter 06 01 — Total
77 260 732
75 817 686
72 702 908,38
94,10
06 01 01
Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
38 310 306
37 674 190
35 927 041,72
06 01 02
External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area
06 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 365 758
2 318 612
2 268 945 ,—
06 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 167 917
2 146 187
2 408 771,57
06 01 03
Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 540 763
2 525 709
2 876 356,27
06 01 04
Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area
06 01 04 01
Support expenditure for Connecting Europe Facility (CEF) — Transport
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 000 000
2 500 000
1 319 426,24
Remarks
This appropriation is intended to cover the programme support actions defined in point 7 of Article 2 and point (b) of Article 5(2) of Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and directly related to the accompanying measures necessary for the implementation of the Connecting Europe Facility programme and trans-European transport network (TEN-T) guidelines. This includes expenditure on studies, meetings of experts, information and publications, software and databases supporting actions directly linked to the achievement of the objective of the Connecting Europe Facility.
Legal basis
See Article 06 02 01.
06 01 05
Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area
06 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 332 960
4 248 000
4 865 736 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020, occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
Legal basis
See Chapter 06 03.
06 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 649 794
2 597 837
2 485 843 ,—
Remarks
This appropriation is intended to cover expenditure relating to external personnel implementing research and innovation programmes — Horizon 2020, engaged in indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
Legal basis
See Chapter 06 03.
06 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
650 000
638 400
586 837,58
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
Legal basis
See Chapter 06 03.
06 01 06
Executive agencies
06 01 06 01
Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
16 081 441
15 129 985
14 209 403 ,—
Remarks
This appropriation constitutes the subsidy to cover administrative expenditure on staff and operating expenditure by the Innovation and Networks Executive Agency as a result of its participation in the management of the CEF programme, in the completion of the projects financed under the 2000-2006 and the 2007-2013 trans-European transport network (TEN-T) programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1315/2013 of the European Parliament and of the Council of 11 December 2013 on Union guidelines for the development of the trans-European transport network and repealing Decision No 661/2010/EU (
OJ L 348, 20.12.2013, p. 1
).
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Commission Decision C(2007) 5282 of 5 November 2007 delegating powers to the Trans-European Transport Network Executive Agency with a view to the performance of tasks linked to implementation of the Community programmes for grants in the field of the trans-European transport network, comprising in particular implementation of appropriations entered in the Community budget.
Commission Implementing Decision 2013/801/EU of 23 December 2013 establishing the Innovation and Networks Executive Agency and repealing Decision 2007/60/EC (
OJ L 352, 24.12.2013, p. 65
).
Commission Decision C(2013) 9235 of 23 December 2013 delegating powers to the Innovation and Networks Executive Agency with a view to the performance of tasks linked to the implementation of Union programmes in the field of transport, energy and telecommunications infrastructure and in the field of transport and energy research and innovation comprising, in particular, implementation of appropriations entered in the general budget of the Union.
06 01 06 03
Innovation and Networks Executive Agency — Contribution from the Cohesion Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 161 793
6 038 766
5 754 548 ,—
Remarks
This appropriation constitutes the subsidy to cover administrative expenditure on staff and operating expenditure by the Innovation and Networks Executive Agency as a result of its participation in the management of the Cohesion Fund envelope of the Connecting Europe Facility programme.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1315/2013 of the European Parliament and of the Council of 11 December 2013 on Union guidelines for the development of the trans-European transport network and repealing Decision No 661/2010/EU (
OJ L 348, 20.12.2013, p. 1
).
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
).
Reference acts
Commission Decision C(2007) 5282 of 5 November 2007 delegating powers to the Trans-European Transport Network Executive Agency with a view to the performance of tasks linked to implementation of the Community programmes for grants in the field of the trans-European transport network, comprising in particular implementation of appropriations entered in the Community budget.
Commission Implementing Decision 2013/801/EU of 23 December 2013 establishing the Innovation and Networks Executive Agency and repealing Decision 2007/60/EC (
OJ L 352, 24.12.2013, p. 65
).
Commission Decision C(2013) 9235 of 23 December 2013 delegating powers to the Innovation and Networks Executive Agency with a view to the performance of tasks linked to the implementation of Union programmes in the field of transport, energy and telecommunications infrastructure and in the field of transport and energy research and innovation comprising, in particular, implementation of appropriations entered in the general budget of the Union.
CHAPTER 06 02 —
   
EUROPEAN TRANSPORT POLICY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
06 02
EUROPEAN TRANSPORT POLICY
06 02 01
Connecting Europe Facility (CEF)
06 02 01 01
Removing bottlenecks, enhancing rail interoperability, bridging missing links and improving cross-border sections
1.1
1 764 429 805
989 435 000
2 044 649 498
802 702 000
1 416 534 083,32
787 563 954,21
79,60
06 02 01 02
Ensuring sustainable and efficient transport systems
1.1
339 097 370
96 665 000
217 936 280
73 487 000
159 126 091,56
21 904 658,26
22,66
06 02 01 03
Optimising the integration and interconnection of transport modes and enhancing interoperability
1.1
457 547 618
372 469 092
359 952 603
313 988 000
395 269 764,88
305 349 243,76
81,98
06 02 01 04
Connecting Europe Facility (CEF) — Cohesion Fund allocation
1.2
1 774 406 625
1 107 300 000
1 694 390 494
845 552 410
1 649 386 632 ,—
746 444 268,40
67,41
06 02 01 05
Creating an environment more conducive to private investment for transport infrastructure projects
1.1
p.m.
p.m.
p.m.
15 000 000
0 ,—
0 ,—
Article 06 02 01 — Subtotal
4 335 481 418
2 565 869 092
4 316 928 875
2 050 729 410
3 620 316 571,76
1 861 262 124,63
72,54
06 02 02
European Union Aviation Safety Agency
1.1
37 954 000
37 954 000
37 550 843
37 550 843
37 789 886 ,—
37 789 886 ,—
99,57
06 02 03
European Maritime Safety Agency
06 02 03 01
European Maritime Safety Agency
1.1
47 305 406
49 542 497
52 629 413
52 629 413
56 296 446 ,—
50 296 446,12
101,52
06 02 03 02
European Maritime Safety Agency — Anti-pollution measures
1.1
26 100 000
25 175 000
25 050 000
23 833 000
25 259 798 ,—
27 418 046 ,—
108,91
Article 06 02 03 — Subtotal
73 405 406
74 717 497
77 679 413
76 462 413
81 556 244 ,—
77 714 492,12
104,01
06 02 04
European Union Agency for Railways
1.1
27 440 121
27 440 121
26 419 278
26 419 278
28 793 243 ,—
28 793 243 ,—
104,93
06 02 05
Support activities to the European transport policy and passenger rights including communication activities
1.1
11 000 000
13 270 000
12 860 000
8 400 000
12 469 219,27
13 216 394,23
99,60
06 02 06
Transport security
1.1
1 500 000
1 350 000
1 800 000
1 624 000
1 347 853,90
1 053 512,40
78,04
06 02 51
Completion of trans-European networks programme
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
1 356 102,89
06 02 52
Completion of Marco Polo programme
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
4 555 013,49
06 02 77
Pilot projects and preparatory actions
06 02 77 07
Pilot project — Beyond traffic jams: intelligent integrated transport solutions for road infrastructure
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
06 02 77 11
Pilot project — Feasibility study to test the use of a public-private joint undertaking to support the deployment of the European rail transport management system (ERTMS) throughout the core network corridors
1.1
p.m.
p.m.
p.m.
197 700
0 ,—
329 500 ,—
06 02 77 12
Preparatory action — Integrating remotely piloted aircraft systems (RPAS) in European airspace with an active geofencing service (AGS)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
06 02 77 13
Pilot project — Innovative ways of sustainably financing public transport
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
80 948 ,—
06 02 77 14
Preparatory action — Towards a single and innovative European transport system
1.1
p.m.
874 790
p.m.
374 219
0 ,—
521 452,68
59,61
06 02 77 15
Pilot project — Raising awareness of alternatives to private car
1.1
p.m.
640 000
p.m.
594 000
800 000 ,—
0 ,—
0
06 02 77 16
Pilot project — Sustainable shared mobility interconnected with public transport in European rural areas (developing the concept of ‘smart rural transport areas’ (SMARTAs))
1.1
p.m.
676 000
p.m.
800 000
1 000 000 ,—
162 000 ,—
23,96
06 02 77 17
Pilot project — Single European Sky (SES) airspace architecture
1.1
p.m.
600 000
p.m.
300 000
600 000 ,—
0 ,—
0
06 02 77 18
Pilot project — Mapping accessible transport for people with reduced mobility
1.1
p.m.
p.m.
p.m.
300 000
0 ,—
0 ,—
06 02 77 19
Pilot project — Secure parking areas for trucks
1.1
p.m.
p.m.
p.m.
336 000
0 ,—
228 300 ,—
06 02 77 20
Pilot project — Human behaviour in connection with autonomous driving
1.1
p.m.
145 000
p.m.
175 000
320 000 ,—
0 ,—
0
06 02 77 21
Pilot project — Pan-European road safety awareness campaign
1.1
p.m.
178 215
p.m.
300 000
594 050 ,—
0 ,—
0
06 02 77 22
Pilot project — OREL — European system for limiting odometer fraud: fast-track to roadworthiness in the Union
1.1
p.m.
137 681
p.m.
150 000
299 999,80
0 ,—
0
06 02 77 23
Pilot project — TachogrApp: feasibility study and cost analysis of developing a certified application to be used as a tachograph
1.1
300 000
355 000
560 000
280 000
06 02 77 24
Preparatory action — User-friendly information tool on urban and regional vehicle access regulation schemes
2
1 000 000
750 000
1 000 000
500 000
06 02 77 25
Pilot project — Eco labelling for aviation / Demonstration project for the introduction of a voluntary Green Label system in Aviation
1.1
1 500 000
375 000
06 02 77 26
Pilot project — Urban mobility interconnection with air transport infrastructure
1.1
300 000
75 000
06 02 77 27
Pilot project — Revitalisation of cross-border night trains
1.1
500 000
125 000
06 02 77 28
Pilot project — Capacity for the greening of European sea ports
1.1
300 000
75 000
Article 06 02 77 — Subtotal
3 900 000
5 006 686
1 560 000
4 306 919
3 614 049,80
1 322 200,68
26,41
Chapter 06 02 — Total
4 490 680 945
2 725 607 396
4 474 798 409
2 205 492 863
3 785 887 067,73
2 027 062 969,44
74,37
06 02 01
Connecting Europe Facility (CEF)
06 02 01 01
Removing bottlenecks, enhancing rail interoperability, bridging missing links and improving cross-border sections
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 764 429 805
989 435 000
2 044 649 498
802 702 000
1 416 534 083,32
787 563 954,21
Remarks
The objective of ‘Removing bottlenecks and bridging missing links’ refers to point (a) of Article 4(2) of Regulation (EU) No 1316/2013. This objective will be implemented through calls for proposals under the annual and multiannual work programmes constituting financing decisions within the meaning of Article 110 of the Financial Regulation, of the core network transport projects and Union transport corridors, which are defined in the annexes to CEF and TEN-T guidelines. The implementation of this objective is expected to be measured through new and improved cross-border connections and removed bottlenecks which have benefitted from CEF.
Part of this appropriation will be used to support the Trans-European EuroVelo Cycling Network.
Re-establishing regional cross-border rail connections that are abandoned or dismantled (missing links if eligible for CEF funding) will get particular support.
Assigned revenue received may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (a) of Article 4(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 02 01 02
Ensuring sustainable and efficient transport systems
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
339 097 370
96 665 000
217 936 280
73 487 000
159 126 091,56
21 904 658,26
Remarks
The objective of ‘Ensuring sustainable and efficient transport in the long run’ refers to point (b) of Article 4(2) of Regulation (EU) No 1316/2013. This objective will be implemented through calls for proposals under the annual and multiannual work programmes constituting the financing decisions within the meaning of Article 110 of the Financial Regulation.
In the 2014-2020 period, a follow-up of the Marco Polo programme will be implemented by the CEF within the framework of the revised TEN-T guidelines. In accordance with Article 32 of Regulation (EU) No 1315/2013 of the European Parliament and of the Council of 11 December 2013 on Union guidelines for the development of the trans-European transport network and repealing Decision No 661/2010/EU (
OJ L 348, 20.12.2013, p. 1
), it will introduce a new approach in support of freight transport services in the Union. It is important to optimise the use of transport infrastructure by shifting cargo to more sustainable modes, including inland waterways, and increase the efficiency of multimodal services. Digital CARGO-POOLING initiatives, for avoiding or reducing empty truck driving, as well as shared mobility projects in rural and urban areas, for encouraging people to be less dependent on private car ownership, should be supported.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (b) of Article 4(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 02 01 03
Optimising the integration and interconnection of transport modes and enhancing interoperability
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
457 547 618
372 469 092
359 952 603
313 988 000
395 269 764,88
305 349 243,76
Remarks
The objective of ‘Optimising the integration and interconnection of transport modes and enhancing the interoperability, safety and security of transport’ refers to point (c) of Article 4(2) of Regulation (EU) No 1316/2013.
This objective will be implemented through calls for proposals under the annual and multiannual work programmes constituting financing decisions within the meaning of Article 110 of the Financial Regulation.
The achievement of this objective will be measured by the number of inland and maritime ports and airports connected to the railway network, by the number of improved multimodal logistics platforms, by the number of improved connections through motorways of the sea and by the number of supply points in alternative sources of energy on the core network.
The implementation of the Single European Sky policy and the deployment of Single European Sky Air Traffic Management Research (SESAR) project are pursued under this objective.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (c) of Article 4(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 02 01 04
Connecting Europe Facility (CEF) — Cohesion Fund allocation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 774 406 625
1 107 300 000
1 694 390 494
845 552 410
1 649 386 632 ,—
746 444 268,40
Remarks
This appropriation is intended to cover the support from the Cohesion Fund under the ‘Investment for growth and jobs’ goal for transport infrastructure under CEF in accordance with Article 84(4) of Regulation (EU) No 1303/2013.
In accordance with point (a) of Article 5(1) of Regulation (EU) No 1316/2013, an amount of EUR 11 305 500 000 in current prices should be transferred from the Cohesion Fund to be spent in line with that Regulation exclusively in Member States eligible for funding from the Cohesion Fund.
In accordance with Article 11 of Regulation (EU) No 1316/2013, this objective will be implemented through calls for proposals under the annual and multiannual work programmes, which are opened exclusively for the Member States eligible for financing under the Cohesion Fund. These annual and multiannual work programmes constitute financing decisions in the meaning of Article 110 of the Financial Regulation.
In accordance with point 7 of Article 2 and Article 5(2) of Regulation (EU) No 1316/2013, up to 1 % of the financial envelope will cover expenses pertaining to programme support actions.
Assigned revenue received may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular:
—
point (a) of Article 5(1) related to the transfer of EUR 11 305 500 000 from the Cohesion Fund to CEF,
—
Article 11 related to the specific calls for funds transferred from the Cohesion Fund,
—
point 7 of Article 2 and Article 5(2) related to the programme support actions supporting the implementation of CEF.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 02 01 05
Creating an environment more conducive to private investment for transport infrastructure projects
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
15 000 000
0 ,—
0 ,—
Remarks
This objective of ‘Creating an environment more conducive to private investment for transport infrastructure projects’ aims to implement the projects of common interest through financial instruments, based on an 
ex ante
 assessment as required by Article 224 of Commission Delegated Regulation (EU) No 1268/2012 of 29 October 2012 on the rules of application of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council on the financial rules applicable to the general budget of the Union (
OJ L 362, 31.12.2012, p. 1
). In accordance with Article 21(4) of Regulation (EU) No 1316/2013, from 10 % to 20 % of the financial envelope for CEF transport will be available for innovative financing instruments such as the Project Bonds Instrument, the Loan Guarantee Instrument and other instruments such as joint ventures and the equity instruments to combine public and private financial resources to accelerate infrastructure investments in Europe. The financial instruments are intended to facilitate access to private financing and thus to accelerate or to make possible financing of the TEN-T projects eligible under the TEN-T guidelines and Regulation (EU) No 1316/2013. The financial instruments are intended to be established as ‘debt’ or ‘equity’ frameworks and they should address specific market failures and provide appropriate financing solutions. They are intended to be implemented as direct management by the entrusted entities, within the meaning of the Financial Regulation or jointly with the entrusted entities. The entrusted entities must be accredited to provide guarantees to the Commission on the protection of the Union financial interests in accordance with the requirements of the Financial Regulation.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenues may give rise to the provision of additional appropriations in accordance with point (f) of Article 21(3) of the Financial Regulation.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular Article 14 thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 02 02
European Union Aviation Safety Agency
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
37 954 000
37 954 000
37 550 843
37 550 843
37 789 886 ,—
37 789 886 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 37 954 000.
Legal basis
Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency (
OJ L 79, 19.3.2008, p. 1
).
Regulation (EC) No 1108/2009 of the European Parliament and of the Council of 21 October 2009 amending Regulation (EC) No 216/2008 in the field of aerodromes, air traffic management and air navigation services and repealing Directive 2006/23/EC (
OJ L 309, 24.11.2009, p. 51
).
Regulation (EU) 2018/1139 of the European Parliament and of the Council of 4 July 2018 on common rules in the field of civil aviation and establishing a European Union Aviation Safety Agency, and amending Regulations (EC) No 2111/2005, (EC) No 1008/2008, (EU) No 996/2010, (EU) No 376/2014 and Directives 2014/30/EU and 2014/53/EU of the European Parliament and of the Council, and repealing Regulations (EC) No 552/2004 and (EC) No 216/2008 of the European Parliament and of the Council and Council Regulation (EEC) No 3922/91 (
OJ L 212, 22.8.2018, p. 1
).
Reference acts
Commission Regulation (EC) No 768/2006 of 19 May 2006 implementing Directive 2004/36/EC of the European Parliament and of the Council as regards the collection and exchange of information on the safety of aircraft using Community airports and the management of the information system (
OJ L 134, 20.5.2006, p. 16
).
Commission Implementing Regulation (EU) No 628/2013 of 28 June 2013 on working methods of the European Aviation Safety Agency for conducting standardisation inspections and for monitoring the application of the rules of Regulation (EC) No 216/2008 of the European Parliament and of the Council and repealing Commission Regulation (EC) No 736/2006 (
OJ L 179, 29.6.2013, p. 46
).
Commission Regulation (EU) No 319/2014 of 27 March 2014 on the fees and charges levied by the European Aviation Safety Agency, and repealing Regulation (EC) No 593/2007 (
OJ L 93, 28.3.2014, p. 58
).
06 02 03
European Maritime Safety Agency
06 02 03 01
European Maritime Safety Agency
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
47 305 406
49 542 497
52 629 413
52 629 413
56 296 446 ,—
50 296 446,12
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme (Title 3) with the exception of anti-pollution measures (see Item 06 02 03 02).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 including anti-pollution measures amounts to a total of EUR 79 434 610. An amount of EUR 6 029 204 coming from the recovery of surplus is added to the amount of EUR 73 405 406 entered in the budget.
Legal basis
Regulation (EC) No 1406/2002 of the European Parliament and of the Council of 27 June 2002 establishing a European Maritime Safety Agency (
OJ L 208, 5.8.2002, p. 1
).
Regulation (EU) 2016/1625 of the European Parliament and of the Council of 14 September 2016 amending Regulation (EC) No 1406/2002 establishing a European Maritime Safety Agency (
OJ L 251, 16.9.2016, p. 77
).
06 02 03 02
European Maritime Safety Agency — Anti-pollution measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
26 100 000
25 175 000
25 050 000
23 833 000
25 259 798 ,—
27 418 046 ,—
Remarks
This appropriation is intended to cover anti-pollution measures as provided for in Regulation (EU) No 911/2014 of the European Parliament and of the Council.
It is in accordance with the European Parliament and Council decision to extend the tasks of the Agency to include response to marine pollution caused by offshore installations for oil and gas exploitation.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
Legal basis
Regulation (EC) No 1406/2002 of the European Parliament and of the Council of 27 June 2002 establishing a European Maritime Safety Agency (
OJ L 208, 5.8.2002, p. 1
).
Regulation (EU) No 911/2014 of the European Parliament and of the Council of 23 July 2014 on multiannual funding for the action of the European Maritime Safety Agency in the field of response to marine pollution caused by ships and oil and gas installations (
OJ L 257, 28.8.2014, p. 115
).
06 02 04
European Union Agency for Railways
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
27 440 121
27 440 121
26 419 278
26 419 278
28 793 243 ,—
28 793 243 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 27 560 000. An amount of EUR 119 879 coming from the recovery of surplus, is added to the amount of EUR 27 440 121 entered in the budget.
Legal basis
Directive 2004/49/EC of the European Parliament and of the Council of 29 April 2004 on safety on the Community’s railways and amending Council Directive 95/18/EC on the licensing of railway undertakings and Directive 2001/14/EC on the allocation of railway infrastructure capacity and the levying of charges for the use of railway infrastructure and safety certification (Railway Safety Directive) (
OJ L 164, 30.4.2004, p. 44
).
Directive 2007/59/EC of the European Parliament and of the Council of 23 October 2007 on the certification of train drivers operating locomotives and trains on the railway system in the Community (
OJ L 315, 3.12.2007, p. 51
).
Directive 2008/57/EC of the European Parliament and of the Council of 17 June 2008 on the interoperability of the rail system within the Community (
OJ L 191, 18.7.2008, p. 1
).
Regulation (EU) 2016/796 of the European Parliament and of the Council of 11 May 2016 on the European Union Agency for Railways and repealing Regulation (EC) No 881/2004 (
OJ L 138, 26.5.2016, p. 1
).
Directive (EU) 2016/797 of the European Parliament and of the Council of 11 May 2016 on the interoperability of the rail system within the European Union (
OJ L 138, 26.5.2016, p. 44
).
Directive (EU) 2016/798 of the European Parliament and of the Council of 11 May 2016 on railway safety (
OJ L 138, 26.5.2016, p. 102
).
06 02 05
Support activities to the European transport policy and passenger rights including communication activities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
11 000 000
13 270 000
12 860 000
8 400 000
12 469 219,27
13 216 394,23
Remarks
This appropriation is intended to cover expenditure on studies and meetings of experts directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is intended to cover expenditure on information and communication, conferences and events promoting activities in the transport sector as well as social media activities, audio-visual products, development of website and other IT tools, consultancy activities, electronic and paper publications directly linked to the achievement of the objective of transport policy, including its social dimension, as well as safety and protection of transport users.
This appropriation is also intended to cover expenditure incurred by the Commission for collecting and processing information of all kinds needed for the analysis, definition, promotion, monitoring, evaluation and implementation of the Union’s common transport policy, for all transport modes (road, rail, air, sea and inland waterways) and for all transport sectors (transport safety, internal market of transport with its implementation rules, optimisation of transport network, multimodality, logistics, passengers’ rights and protection in all transport modes, the use of alternative fuels in all transport modes, clean vehicles procurement and urban mobility, social and gender aspects including employment data, as well as for all other sectors related to transport). The main endorsed actions and objectives are intended to support the Union’s common transport policy, including extension to third countries, technical assistance for all transport modes and sectors, specific training, definition of rules of transport safety, simplification of administrative procedures, the use of ICT technologies, the contribution to the standardisation process, and promotion of the common transport policy including establishment and implementation of trans-European network orientation endorsed by the TFEU as well as strengthening passengers’ rights and protection in all transport modes and to improve the application and enforcement of existing Regulations on passenger rights, in particular through awareness-raising activities about the content of those Regulations, targeted at both the transport industry and the travelling public.
Maritime transport and logistics
This appropriation is intended to cover the development and implementation of the Union’s maritime transport strategy, in line with the objectives defined in the White Paper on the future of transport.
This includes analyses of economic and technological developments, support of international negotiations, developing and interpreting cabotage rules, following complaints and infringements procedures, development and implementation of actions to promote and support competitive and efficient short sea shipping, revision of Directive 2010/65/EU of the European Parliament and of the Council of 20 October 2010 on reporting formalities for ships arriving in and/or departing from ports of the Member States and repealing Directive 2002/6/EC (
OJ L 283, 29.10.2010, p. 1
) and administrative simplification and make use of ICT systems in the waterborne and logistic sector, as well as support of the sustainable development of the shipping sector.
This appropriation is intended to cover the development and implementation of a Union strategy for freight transport logistics, including the digital transport and logistics agenda, providing a framework and actions for interoperable multimodal transport information and management systems and related standardisation issues, administrative (European) single window(s) for multimodal transport, a single transport document and a multimodal liability regime.
This appropriation is also intended to cover the development of a reference framework on carbon footprint measurement, certification and reduction, modal shift policy including the outstanding actions under the former Marco Polo programme, Motorways of the Sea, multimodal and combined transport, digitalisation of the transport and logistics sector and supporting standardisation and harmonisation of equipment.
Maritime safety
This appropriation is intended to cover monitoring, evaluation and revision (impact assessment) of Union legislation on maritime safety, protecting the maritime environment and promoting qualifications and working conditions for seafarers.
Passenger rights
This appropriation is intended to cover expenditure on monitoring, evaluation, revision and raising awareness actions of Union legislation on passenger rights.
In connection with Regulation (EC) No 261/2004, the Commission needs to develop additional measures to make enforcement of that Regulation more efficient. The implementation of Regulation (EC) No 1107/2006 and Council Regulation (EC) No 2027/97 of 9 October 1997 on air carrier liability in the event of accidents (
OJ L 285, 17.10.1997, p. 1
) needs also to be ensured.
The implementation of Regulation (EC) No 1371/2007 requires specific implementation action to ensure its correct application and enforcement in the Member States due to the complex interaction of regional, national and international (COTIF) administrative structures involved in the implementation.
The implementation of Regulation (EU) No 1177/2010 requires specific implementation actions to ensure its correct application and enforcement in the Member States and the compliance by Member States with their legal reporting obligations towards the Commission.
The implementation of Regulation (EU) No 181/2011 requires specific implementation actions in order to ensure its correct application and enforcement in the Member States and the compliance by Member States with their legal reporting obligations towards the Commission.
As an important implementation support measure the Commission conducts targeted actions covering some or all Member States to raise public awareness on passenger rights. Nearly one third of Union citizens are aware of their rights and obligations when buying a ticket to travel (31 %), although 59 % are said to be unaware of them (Eurobarometer on passenger rights 2014).
These actions and objectives could be supported at different levels (local, regional, national, European and international), for all transport modes and sectors and related to transport, as well as in technical, technological, regulatory, informative, environmental, climatic and political fields and for sustainable development.
Air transport has long been one of the sectors in which the consumer authorities receive most complaints in the Union. The increase in the number of commercial transactions performed electronically (using the internet or a mobile telephone) has merely resulted in more breaches of Union consumer legislation.
One of the main complaints by Union consumers is that there are no effective means of redress at airports themselves, particularly when disputes arise as a result of failure on the part of airlines and other service providers to meet their obligations. Union consumers and air transport authorities therefore need to work together to secure an immediate improvement in passenger support and information facilities at airports and, at the same time, step up co-regulation in the sector.
Road safety
The Commission communication of 20 July 2010 entitled ‘Towards a European road safety area: policy orientations on road safety 2011-2020’ (COM(2010) 389 final) presents seven objectives: road user education, enforcement of traffic rules, safe infrastructure, safe vehicles, use of modern technology, post-injury emergency responses and a special focus on vulnerable road users. Work continues on the Commission’s proposal, on the regular update of the Union law on driving licences, and on the revision of the rules on qualification and training for professional drivers, on the follow-up to the Directives 2014/45/EU, 2014/46/EU and 2014/47/EU, as well as towards a strategy on serious road traffic injuries. The Commission’s road safety work also includes the management of the European Road Safety Charter, the management of rules relating to the transport of dangerous goods, the maintenance of a European database on road accidents — Community Road Accident Database (CARE), the follow-up on the infrastructure management and tunnel safety directives and on various aspects of vulnerable road user safety. The implementation of the policy orientations 2011-2020 also requires specific implementation action for the exchange of good practices, road safety campaigns, calls for proposals and development of the road safety observatory; as well as the evaluations of options for making the road safety in the Union work more effectively and efficiently in the future.
This appropriation is also intended to cover expenditure on communication activities and on public events such as the annual European Road Safety Day and similar awareness-raising and citizen interaction initiatives.
It is also intended to establish efficient cross-border cooperation between Member States concerning the enforcement of road safety related traffic offences.
Land transport
The main activities in the land transport area concern the implementation and review of existing policies, enhancing sectoral cooperation and the planning of new initiatives. Among others, this includes activities in areas such as infrastructure charging, market access, social rules (including their enforcement), technical rules, safety rules and international aspects (land transport relations with third countries and international organisations dealing with land transport issues). All these activities require close cooperation with stakeholders.
Rail market
The full implementation of the Directive 2012/34/EU and Regulation (EU) No 913/2010 are key priorities to encourage competitiveness of railways. The legislation aims to open rail markets, improve the interoperability and safety of rail services and thus encourage the development of integrated rail system leading to a Single European Rail Area. In addition, the Commission services are reinforcing international transport cooperation on railway policy.
Encouraging sectoral cooperation is essential for effective implementation of Union rail legislation. Directive 2012/34/EU provides for the creation of the European Network of Rail Regulatory Bodies (ENRRB) and of the European Network of Infrastructure Managers (Platform of Rail Infrastructure Managers in Europe, PRIME). Informal cooperation frameworks have been established for railway undertakings (RUs) to share experience at Union level (RU Dialogue) and Ministries (Rail Directors Meetings). Equally, cooperation with third countries (the Gulf countries, China, Iran, Japan, Brazil, etc.) is important part of promoting Union’s rail industry worldwide.
In this context, this appropriation is intended to cover the initiatives and the work of cooperation platforms that contribute to timely implementation of Single European Rail Area and addressing its future developments and international cooperation.
Ports and inland navigation
This appropriation is intended to cover development, monitoring, evaluation and revision (impact assessment) of Union legislation and policy on ports and inland navigation.
Single European Sky
The full implementation of the Single European Sky (four basic Regulations (EC) No 549/2004, (EC) No 550/2004, (EC) No 551/2004 and (EC) No 552/2004, and more than 20 implementing rules) is a key priority to improve the performance of the air navigation services in terms of safety, cost efficiency of the air navigation service provision, reduction of air traffic flow delays and environmental performance, and hence of air transport in Europe.
Implementing the Single European Sky and Single European Sky Air Traffic Management Research (SESAR) project, its technological pillar with the assistance of the SESAR Joint Undertaking, the SESAR Deployment Manager and the European Aviation Safety Agency (EASA) are also priorities in the Union’s Aviation Strategy adopted in 2015.
The implementation of the performance scheme of the Single European Sky with the assistance of the Performance Review Body (PRB) is pursued under this article, with the assistance of EASA and Eurocontrol.
In this context, promoting the Single European Sky and the initiatives that contribute to its timely implementation, including through the involvement and consultation of stakeholders (Industry Consultation Body, National Supervisory Authorities Coordinating Platform and European Group on the Human Dimension), as well as addressing its future development are also important activities for the Commission and are pursued under this article.
Aviation safety, environment and cooperation with the International Civil Aviation Organisation (ICAO)
The use of several legislative tools are important to ensure the safety of European Aviation to ensure the achievement of an environmentally sustainable growth and protect Union citizens when travelling outside of the Union.
Pursuant to Articles 3 to 5 of Regulation (EC) No 2111/2005, the Commission may impose total bans or partial restrictions on air carriers from third countries coming to the Union. In that context and in accordance with Article 3(4) of Regulation (EC) No 473/2006, the Commission, the European Aviation Safety Agency (EASA) and experts from the Member States may carry out assessment missions to conduct on-the-spot checks and to identify safety deficiencies of the air carriers and the authorities responsible for their oversight. The cost of on-site assessment visits for national experts needs to be reimbursed by the Union.
There is a clear need to complement these missions with more positive and preventive actions as well as with 
ex post
 technical cooperation to assist the countries concerned by the ban or restrictions to correct the deficiencies. In addition, the Commission and EASA have as their objective the promotion of the highest standards of aviation safety across the world.
In this context, the large-scale Union projects in the area of civil aviation cooperation managed by other Directorates-General (NEAR, DEVCO and FPI), which can only be implemented on a long-term basis, do not provide an immediate answer to short-term needs.
The objective of this initiative is therefore to complement the existing instruments by establishing a flexible tool to implement ad hoc preventive and assistance (corrective) actions in favour of the national authorities responsible for the oversight of air carriers affected by the Union ban within the Union. The actions envisaged are small-scale and short-term activities.
Since the framework service contract concluded between EASA and MOVE in 2009 proved to be an effective and efficient tool to carry out technical assistance, the contract with EASA was renewed for the period 2013-2016 and a new framework contract is under preparation for the period 2017-2020.
In addition, Regulation (EU) No 996/2010 provides for the establishment of a European Network of Civil Aviation Safety Investigation Authorities (Encasia). Encasia is required to develop actions in order to further improve the quality of investigations conducted by safety investigation authorities and to enhance accident prevention in the Union. Pursuant to that Regulation, the Commission is associated with Encasia’s work and needs to provide Encasia with the necessary support.
Finally, the Memorandum of Cooperation between the Union and International Civil Aviation Organisation (ICAO) covers areas of aviation for which both the Commission and the ICAO have responsibilities (i.e. safety, environment, air traffic management and aviation security). This strengthened cooperation will ensure the indispensable participation in and contribution to ICAO initiatives in several key aviation policy areas which are being pursued at the global level. This includes the initiative to strengthen the safety of international aviation on a worldwide basis, or the development and implementation of measures with regard to the environmental impact of aviation which are acceptable worldwide. It aims to ensure that Union interests (including of an industrial nature, for example in the area of the definition of worldwide technical standards) are better taken into consideration by ICAO. Through the agreement, ICAO will also be brought to accept, support and enhance the increasingly important role which regional organisations play in the current and future development of international aviation.
Sustainable and intelligent transport, including in urban areas
This appropriation is intended to support policy and strategy development and implementation, as well as the implementation of Directives and the related delegated and implementing acts.
Social issues
This appropriation is intended to cover horizontal social issues. To reduce the risk of labour shortages, it will support actions aiming at attracting more workers to the transport sector, bearing in mind the effects of automation (a third of transport workers are over 50 years old). It will also support actions bringing more gender balance to the sector (transport remains male dominated with only 22 % of female workers and less than 3 % in technical positions).
Youth mobility
This appropriation is intended to implement actions related to the mobility of young people in order to reinforce their knowledge and appreciation of other Union cultures by encouraging them to travel in a multi-modal, sustainable way. To this end, the Commission will, among other actions, promote travelling schemes and related campaigning actions and web portals.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Regulation (EEC) No 2829/77 of 12 December 1977 on the bringing into force of the European Agreement concerning the work of crews of vehicles engaged in international road transport (AETR) (
OJ L 334, 24.12.1977, p. 11
) and in particular Article 22bis of the Agreement.
Council Regulation (EEC) No 4055/86 of 22 December 1986 applying the principle of freedom to provide services to maritime transport between Member States and between Member States and third countries (
OJ L 378, 31.12.1986, p. 1
).
Council Regulation (EEC) No 4057/86 of 22 December 1986 on unfair pricing practices in maritime transport (
OJ L 378, 31.12.1986, p. 14
).
Council Regulation (EEC) No 4058/86 of 22 December 1986 concerning coordinated action to safeguard free access to cargoes in ocean trades (
OJ L 378, 31.12.1986, p. 21
).
Council Regulation (EEC) No 3577/92 of 7 December 1992 applying the principle of freedom to provide services to maritime transport within Member States (maritime cabotage) (
OJ L 364, 12.12.1992, p. 7
).
Directive 92/106/EEC of the Council of 7 December 1992 on the establishment of common rules for certain types of combined transport of goods between Member States (
OJ L 368, 17.12.1992, p. 38
).
Council Regulation (EEC) No 95/93 of 18 January 1993 on common rules for the allocation of slots at Community airports (
OJ L 14, 22.1.1993, p. 1
).
Council Decision 93/704/EC of 30 November 1993 on the creation of a Community database on road accidents (
OJ L 329, 30.12.1993, p. 63
).
Council Directive 95/50/EC of 6 October 1995 on uniform procedures for checks on the transport of dangerous goods by road (
OJ L 249, 17.10.1995, p. 35
).
Council Directive 96/50/EC of 23 July 1996 on the harmonisation of the conditions for obtaining national boatmasters' certificates for the carriage of goods and passengers by inland waterway in the Community (
OJ L 235, 17.9.1996, p. 31
).
Council Directive 96/53/EC of 25 July 1996 laying down for certain road vehicles circulating within the Community the maximum authorized dimensions in national and international traffic and the maximum authorized weights in international traffic (
OJ L 235, 17.9.1996, p. 59
).
Council Directive 96/67/EC of 15 October 1996 on access to the groundhandling market at Community airports (
OJ L 302, 26.11.1996, p. 28
).
Council Directive 96/75/EC of 19 November 1996 on the systems of chartering and pricing in national and international inland waterway transport in the Community (
OJ L 304, 27.11.1996, p. 12
).
Council Regulation (EC) No 2027/97 of 9 October 1997 on air carrier liability in the event of accidents (
OJ L 285, 17.10.1997, p. 1
).
Council Regulation (EC) No 718/1999 of 29 March 1999 on a Community-fleet capacity policy to promote inland waterway transport (
OJ L 90, 2.4.1999, p. 1
).
Council Directive 1999/37/EC of 29 April 1999 on the registration documents for vehicles (
OJ L 138, 1.6.1999, p. 57
).
Directive 1999/62/EC of the European Parliament and of the Council of 17 June 1999 on the charging of heavy goods vehicles for the use of certain infrastructures (
OJ L 187, 20.7.1999, p. 42
).
Directive 2000/30/EC of the European Parliament and of the Council of 6 June 2000 on the technical roadside inspection of the roadworthiness of commercial vehicles circulating in the Community (
OJ L 203, 10.8.2000, p. 1
), and in particular Article 7 thereof.
Directive 2002/15/EC of the European Parliament and of the Council of 11 March 2002 on the organisation of the working time of persons performing mobile road transport activities (
OJ L 80, 23.3.2002, p. 35
).
Directive 2002/30/EC of the European Parliament and of the Council of 26 March 2002 on the establishment of rules and procedures with regard to the introduction of noise-related operating restrictions at Community airports (
OJ L 85, 28.3.2002, p. 40
).
Decision 2002/309/EC, Euratom of the Council, and of the Commission as regards the Agreement on Scientific and Technological Cooperation, of 4 April 2002 on the conclusion of seven Agreements with the Swiss Confederation (
OJ L 114, 30.4.2002, p. 91
), and in particular Article 45 of Agreement between the European Community and the Swiss Confederation on the Carriage of Goods and Passengers by Rail and Road.
Directive 2002/59/EC of the European Parliament and of the Council of 27 June 2002 establishing a Community vessel traffic monitoring and information system and repealing Council Directive 93/75/EEC (
OJ L 208, 5.8.2002, p. 10
), and in particular Article 26 thereof.
Directive 2003/25/EC of the European Parliament and of the Council of 14 April 2003 on specific stability requirements for ro-ro passenger ships (
OJ L 123, 17.5.2003, p. 22
), and in particular Article 10 thereof.
Directive 2003/42/EC of the European Parliament and of the Council of 13 June 2003 on occurrence reporting in civil aviation (
OJ L 167, 4.7.2003, p. 26
).
Directive 2003/59/EC of the European Parliament and of the Council of 15 July 2003 on the initial qualification and periodic training of drivers of certain road vehicles for the carriage of goods or passengers, amending Council Regulation (EEC) No 3820/85 and Council Directive 91/439/EEC and repealing Council Directive 76/914/EEC (
OJ L 226, 10.9.2003, p. 4
).
Regulation (EC) No 261/2004 of the European Parliament and of the Council of 11 February 2004 establishing common rules on compensation and assistance to passengers in the event of denied boarding and of cancellation or long delay of flights, and repealing Regulation (EEC) No 295/91 (
OJ L 46, 17.2.2004, p. 1
).
Regulation (EC) No 549/2004 of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the single European sky (the framework Regulation) (
OJ L 96, 31.3.2004, p. 1
).
Regulation (EC) No 550/2004 of the European Parliament and of the Council of 10 March 2004 on the provision of air navigation services in the single European sky (the service provision Regulation) (
OJ L 96, 31.3.2004, p. 10
).
Regulation (EC) No 551/2004 of the European Parliament and of the Council of 10 March 2004 on the organisation and use of the airspace in the single European sky (the airspace Regulation) (
OJ L 96, 31.3.2004, p. 20
).
Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on the interoperability of the European Air Traffic Management network (the interoperability Regulation) (
OJ L 96, 31.3.2004, p. 26
).
Regulation (EC) No 785/2004 of the European Parliament and of the Council of 21 April 2004 on insurance requirements for air carriers and aircraft operators (
OJ L 138, 30.4.2004, p. 1
).
Directive 2004/49/EC of the European Parliament and of the Council of 29 April 2004 on safety on the Community’s railways and amending Council Directive 95/18/EC on the licensing of railway undertakings and Directive 2001/14/EC on the allocation of railway infrastructure capacity and the levying of charges for the use of railway infrastructure and safety certification (Railway Safety Directive) (
OJ L 164, 30.4.2004, p. 44
).
Directive 2004/52/EC of the European Parliament and of the Council of 29 April 2004 on the interoperability of electronic road toll systems in the Community (
OJ L 166, 30.4.2004, p. 124
).
Directive 2004/54/EC of the European Parliament and of the Council of 29 April 2004 on minimum safety requirements for tunnels in the Trans-European Road Network (
OJ L 167, 30.4.2004, p. 39
).
Directive 2005/44/EC of the European Parliament and of the Council of 7 September 2005 on harmonised river information services (RIS) on inland waterways in the Community (
OJ L 255, 30.9.2005, p. 152
).
Regulation (EC) No 2111/2005 of the European Parliament and of the Council of 14 December 2005 on the establishment of a Community list of air carriers subject to an operating ban within the community and on informing air transport passengers of the identity of the operating air carrier (
OJ L 344, 27.12.2005, p. 15
).
Directive 2006/1/EC of the European Parliament and of the Council of 18 January 2006 on the use of vehicles hired without drivers for the carriage of goods by road (
OJ L 33, 4.2.2006, p. 82
).
Directive 2006/22/EC of the European Parliament and of the Council of 15 March 2006 on minimum conditions for the implementation of Council Regulations (EEC) No 3820/85 and (EEC) No 3821/85 concerning social legislation relating to road transport activities and repealing Council Directive 88/599/EEC (
OJ L 102, 11.4.2006, p. 35
).
Regulation (EC) No 561/2006 of the European Parliament and of the Council of 15 March 2006 on the harmonisation of certain social legislation relating to road transport (
OJ L 102, 11.4.2006, p. 1
).
Commission Regulation (EC) No 473/2006 of 22 March 2006 laying down implementing rules for the Community list of air carriers which are subject to an operating ban within the Community referred to in Chapter II of Regulation (EC) No 2111/2005 of the European Parliament and of the Council (
OJ L 84, 23.3.2006, p. 8
).
Regulation (EC) No 1107/2006 of the European Parliament and of the Council of 5 July 2006 concerning the rights of disabled persons and persons with reduced mobility when travelling by air (
OJ L 204, 26.7.2006, p. 1
).
Directive 2006/87/EC of the European Parliament and of the Council of 12 December 2006 laying down technical requirements for inland waterway vessels (
OJ L 389, 30.12.2006, p. 1
).
Directive 2006/126/EC of the European Parliament and of the Council of 20 December 2006 on driving licences (
OJ L 403, 30.12.2006, p. 18
).
Regulation (EC) No 1370/2007 of the European Parliament and of the Council of 23 October 2007 on public passenger transport services by rail and by road (
OJ L 315, 3.12.2007, p. 1
).
Regulation (EC) No 1371/2007 of the European Parliament and of the Council of 23 October 2007 on rail passengers’ rights and obligations (
OJ L 315, 3.12.2007, p. 4
).
Directive 2007/59/EC of the European Parliament and of the Council of 23 October 2007 on the certification of train drivers operating locomotives and trains on the railway system in the Community (
OJ L 315, 3.12.2007, p. 51
).
Directive 2008/57/EC of the European Parliament and of the Council of 17 June 2008 on the interoperability of the rail system within the community (
OJ L 191, 18.7.2008, p. 1
).
Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation in air services in the Community (
OJ L 293, 31.10.2008, p. 3
).
Directive 2008/68/EC of the European Parliament and of the Council of 24 September 2008 on the inland transport of dangerous goods (
OJ L 260, 30.9.2008, p. 18
).
Directive 2008/96/EC of the European Parliament and of the Council of 19 November 2008 on road infrastructure safety management (
OJ L 319, 29.11.2008, p. 59
).
Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC (
OJ L 79, 19.3.2008, p. 1
), and in particular Article 6 and Article 14 thereof.
Regulation (EC) No 80/2009 of the European Parliament and of the Council of 14 January 2009 on a Code of Conduct for computerised reservation systems and repealing Council Regulation (EEC) No 2299/89 (
OJ L 35 of 4.2.2009, p. 47
).
Directive 2009/12/EC of the European Parliament and of the Council of 11 March 2009 on airport charges (
OJ L 70, 14.3.2009, p. 11
).
Regulation (EC) No 223/2009 of the European Parliament and of the Council of 11 March 2009 on European statistics and repealing Regulation (EC, Euratom) No 1101/2008 of the European Parliament and of the Council on the transmission of data subject to statistical confidentiality to the Statistical Office of the European Communities, Council Regulation (EC) No 322/97 on Community Statistics, and Council Decision 89/382/EEC, Euratom establishing a Committee on the Statistical Programmes of the European Communities (
OJ L 87, 31.3.2009, p. 164
).
Directive 2009/16/EC of the European Parliament and of the Council of 23 April 2009 on port State control (
OJ L 131, 28.5.2009, p. 57
), and in particular Article 35 thereof.
Directive 2009/18/EC of the European Parliament and of the Council of 23 April 2009 establishing the fundamental principles governing the investigation of accidents in the maritime transport sector and amending Council Directive 1999/35/EC and Directive 2002/59/EC of the European Parliament and of the Council (
OJ L 131, 28.5.2009, p. 114
), and in particular Article 23 thereof.
Directive 2009/21/EC of the European Parliament and of the Council of 23 April 2009 on compliance with flag State requirements (
OJ L 131 of 28.5.2009, p. 132
), and in particular Article 7 and Article 10(2) thereof.
Directive 2009/33/EC of the European Parliament and of the Council of 23 April 2009 on the promotion of clean and energy-efficient road transport vehicles (
OJ L 120, 15.5.2009, p. 5
).
Directive 2009/38/EC of the European Parliament and of the Council of 6 May 2009 on the establishment of a European works Council or a procedure in Community-scale undertakings and Community-scale groups of undertakings for the purposes of informing and consulting employees (
OJ L 122, 16.5.2009, p. 28
).
Regulation (EC) No 392/2009 of the European Parliament and of the Council of 23 April 2009 on the liability of carriers of passengers by sea in the event of accidents (
OJ L 131, 28.5.2009, p. 24
).
Regulation (EC) No 1071/2009 of the European Parliament and of the Council of 21 October 2009 establishing common rules concerning the conditions to be complied with to pursue the occupation of road transport operator (
OJ L 300, 14.11.2009, p. 51
).
Regulation (EC) No 1072/2009 of the European Parliament and of the Council of 21 October 2009 on common rules for access to the international road haulage market (
OJ L 300, 14.11.2009, p. 72
).
Regulation (EC) No 1073/2009 of the European Parliament and of the Council of 21 October 2009 on common rules for access to the international market for coach and bus services, and amending Regulation (EC) No 561/2006 (
OJ L 300, 14.11.2009, p. 88
).
Directive 2010/35/EU of the European Parliament and of the Council of 16 June 2010 on transportable pressure equipment and repealing Council Directives 76/767/EEC, 84/525/EEC, 84/526/EEC, 84/527/EEC and 1999/36/EC (
OJ L 165, 30.6.2010, p. 1
).
Directive 2010/40/EU of the European Parliament and of the Council of 7 July 2010 on the framework for the deployment of Intelligent Transport Systems in the field of road transport and for interfaces with other modes of transport (
OJ L 207, 6.8.2010, p. 1
).
Regulation (EU) No 913/2010 of the European Parliament and of the Council of 22 September 2010 concerning a European rail network for competitive freight (
OJ L 276, 20.10.2010, p. 22
).
Directive 2010/65/EU of the European Parliament and of the Council of 20 October 2010 on reporting formalities for ships arriving in and/or departing from ports of the Member States and repealing Directive 2002/6/EC (
OJ L 283, 29.10.2010, p. 1
).
Regulation (EU) No 996/2010 of the European Parliament and of the Council of 20 October 2010 on the investigation and prevention of accidents and incidents in civil aviation and repealing Directive 94/56/EC (
OJ L 295, 12.11.2010, p. 35
).
Regulation (EU) No 1177/2010 of the European Parliament and of the Council of 24 November 2010 concerning the rights of passengers when travelling by sea and inland waterway and amending Regulation (EC) No 2006/2004 (
OJ L 334, 17.12.2010, p. 1
).
Regulation (EU) No 181/2011 of the European Parliament and of the Council of 16 February 2011 concerning the rights of passengers in bus and coach transport and amending Regulation (EC) No 2006/2004 (
OJ L 55, 28.2.2011, p. 1
).
Council Decision 2012/243/EU of 8 March 2012 on the conclusion of a Memorandum of Cooperation between the European Union and the International Civil Aviation Organization providing a framework for enhanced cooperation, and laying down procedural arrangements related thereto (
OJ L 121, 8.5.2012, p. 16
).
Directive 2012/34/EU of the European Parliament and of the Council of 21 November 2012 establishing a single European railway area (
OJ L 343, 14.12.2012, p. 32
).
Regulation (EU) No 99/2013 of the European Parliament and of the Council of 15 January 2013 on the European statistical programme 2013-17 (
OJ L 39, 9.2.2013, p. 12
), and in particular Article 8 thereof.
Regulation (EU) No 1315/2013 of the European Parliament and of the Council of 11 December 2013 on Union guidelines for the development of the trans-European transport network and repealing Decision No 661/2010/EU (
OJ L 348, 20.12.2013, p. 1
).
Regulation (EU) No 165/2014 of the European Parliament and of the Council of 4 February 2014 on tachographs in road transport, repealing Council Regulation (EEC) No 3821/85 on recording equipment in road transport and amending Regulation (EC) No 561/2006 of the European Parliament and of the Council on the harmonisation of certain social legislation relating to road transport (
OJ L 60, 28.2.2014, p. 1
).
Directive 2014/45/EU of the European Parliament and of the Council of 3 April 2014 on periodic roadworthiness tests for motor vehicles and their trailers and repealing Directive 2009/40/EC (
OJ L 127, 29.4.2014, p. 51
).
Directive 2014/47/EU of the European Parliament and of the Council of 3 April 2014 on the technical roadside inspection of the roadworthiness of commercial vehicles circulating in the Union and repealing Directive 2000/30/EC (
OJ L 127, 29.4.2014, p. 134
), and in particular point (b) of Article 4(3) and Article 18 thereof.
Regulation (EU) No 376/2014 of the European Parliament and of the Council of 3 April 2014 on the reporting, analysis and follow-up of occurrences in civil aviation, amending Regulation (EU) No 996/2010 of the European Parliament and of the Council and repealing Directive 2003/42/EC of the European Parliament and of the Council and Commission Regulations (EC) No 1321/2007 and (EC) No 1330/2007 (
OJ L 122, 24.4.2014, p. 18
).
Directive 2014/94/EU of the European Parliament and of the Council of 22 October 2014 on the deployment of alternative fuels infrastructure (
OJ L 307, 28.10.2014, p. 1
).
Directive (EU) 2015/413 of the European Parliament and of the Council of 11 March 2015 facilitating the cross-border exchange of information on road-safety-related traffic offences (
OJ L 68, 13.3.2015, p. 9
).
Directive (EU) 2016/802 of the European Parliament and of the Council of 11 May 2016 relating to a reduction in the sulphur content of certain liquid fuels (
OJ L 132, 21.5.2016, p. 58
).
Directive (EU) 2016/1629 of the European Parliament and of the Council of 14 September 2016 laying down technical requirements for inland waterway vessels, amending Directive 2009/100/EC and repealing Directive 2006/87/EC (
OJ L 252, 16.9.2016, p. 118
).
Regulation (EU) 2017/352 of the European Parliament and of the Council of 15 February 2017 establishing a framework for the provision of port services and common rules on the financial transparency of ports (
OJ L 57, 3.3.2017, p. 1
).
Reference acts
Commission Decision of 6 October 2009 on the definition of the European Electronic Toll Service and its technical elements (notified under document C(2009) 7547).
06 02 06
Transport security
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
1 350 000
1 800 000
1 624 000
1 347 853,90
1 053 512,40
Remarks
This appropriation is intended to cover expenditure incurred by the Commission for collecting and processing information of all kinds needed for the analysis, definition, promotion, monitoring, evaluation and implementation of the rules and measures required to improve the security of inland, air and sea transport, including extension to third countries, technical assistance and specific training.
The main objectives are to develop and apply security rules in the field of transport and in particular:
—
measures to prevent malicious acts in the transport sector,
—
approximation of legislation, technical standards and administrative monitoring practices relating to transport security,
—
definition of common indicators, methods and security objectives for the transport sector and collection of the data necessary for such definition,
—
monitoring of measures taken on transport security by the Member States, in all modes,
—
international coordination on transport security,
—
promoting research into transport security.
This appropriation is intended in particular to cover expenditure on the establishment and operation of a corps of inspectors to check compliance with the requirements of Union security legislation of airports, ports and port facilities in the Member States, including extension to third countries, and of ships flying the flag of a Member State. This expenditure includes the subsistence allowances and travel expenses of the Commission inspectors and the expenses of inspectors from the Member States, borne in accordance with the provisions laid down in that legislation. The costs of training inspectors, of preparatory meetings and of the supplies needed for inspections must, in particular, be added to that expenditure.
This appropriation is also intended to cover expenditure on information and communication, as well as electronic and paper publications directly linked to the achievement of the objective of transport policy, as well as safety and protection of transport users.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 54(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Regulation (EC) No 725/2004 of the European Parliament and of the Council of 31 March 2004 on enhancing ship and port facility security (
OJ L 129, 29.4.2004, p. 6
).
Directive 2005/65/EC of the European Parliament and of the Council of 26 October 2005 on enhancing port security (
OJ L 310, 25.11.2005. p. 28
).
Regulation (EC) No 300/2008 of the European Parliament and of the Council of 11 March 2008 on common rules in the field of civil aviation security (
OJ L 97, 9.4.2008, p. 72
).
Directive 2008/68/EC of the European Parliament and of the Council of 24 September 2008 on the inland transport of dangerous goods (
OJ L 260, 30.9.2008, p. 13
).
Reference acts
Commission Regulation (EU) No 72/2010 of 26 January 2010 laying down procedures for conducting Commission inspections in the field of aviation security (
OJ L 23, 27.1.2010, p. 1
).
06 02 51
Completion of trans-European networks programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
1 356 102,89
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Regulation (EC) No 2236/95 of 18 September 1995 laying down general rules for the granting of Community financial aid in the field of trans-European networks (
OJ L 228, 23.9.1995, p. 1
).
Decision No 1692/96/EC of the European Parliament and of the Council of 23 July 1996 on Community guidelines for the development of the trans-European transport network (
OJ L 228, 9.9.1996, p. 1
).
Council Regulation (EC) No 876/2002 of 21 May 2002 setting up the Galileo joint undertaking (
OJ L 138, 28.5.2002, p. 1
).
Council Regulation (EC) No 219/2007 of 27 February 2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) (
OJ L 64, 2.3.2007, p. 1
).
Regulation (EC) No 680/2007 of the European Parliament and of the Council of 20 June 2007 laying down general rules for the granting of Community financial aid in the field of the trans-European transport and energy networks (
OJ L 162, 22.6.2007, p. 1
).
Commission Decision C(2007) 3512 of 23 July 2007, establishing the multiannual work programme for grants in the field of trans-European network for the period 2007-2013.
Regulation (EC) No 67/2010 of the European Parliament and of the Council of 30 November 2009 laying down general rules for the granting of Community financial aid in the field of trans-European networks (
OJ L 27, 30.1.2010, p. 20
).
Decision No 661/2010/EU of the European Parliament and of the Council of 7 July 2010 on Union guidelines for the development of the trans-European transport network (
OJ L 204, 5.8.2010, p. 1
).
Reference acts
Commission Decision C(2001) 2654 of 19 September 2001 establishing an indicative multiannual programme for the granting of Community financial aid in the area of the trans-European transport network for the period 2001 to 2006.
Commission Decision C(2007) 6382 of 17 December 2007 on the conclusion of a Cooperation Agreement between the Commission and the European Investment Bank in respect of the Loan Guarantee Instrument for TEN-T Projects.
06 02 52
Completion of Marco Polo programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
4 555 013,49
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EC) No 1382/2003 of the European Parliament and of the Council of 22 July 2003 on the granting of Community financial assistance to improve the environmental performance of the freight transport system (Marco Polo programme) (
OJ L 196, 2.8.2003, p. 1
).
Regulation (EC) No 1692/2006 of the European Parliament and of the Council of 24 October 2006 establishing the second Marco Polo programme for the granting of Community financial assistance to improve the environmental performance of the freight transport system (Marco Polo II) (
OJ L 328, 24.11.2006, p. 1
).
06 02 77
Pilot projects and preparatory actions
06 02 77 07
Pilot project — Beyond traffic jams: intelligent integrated transport solutions for road infrastructure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 11
Pilot project — Feasibility study to test the use of a public-private joint undertaking to support the deployment of the European rail transport management system (ERTMS) throughout the core network corridors
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
197 700
0 ,—
329 500 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 12
Preparatory action — Integrating remotely piloted aircraft systems (RPAS) in European airspace with an active geofencing service (AGS)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 13
Pilot project — Innovative ways of sustainably financing public transport
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
80 948 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 14
Preparatory action — Towards a single and innovative European transport system
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
874 790
p.m.
374 219
0 ,—
521 452,68
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 15
Pilot project — Raising awareness of alternatives to private car
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
640 000
p.m.
594 000
800 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 16
Pilot project — Sustainable shared mobility interconnected with public transport in European rural areas (developing the concept of ‘smart rural transport areas’ (SMARTAs))
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
676 000
p.m.
800 000
1 000 000 ,—
162 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 17
Pilot project — Single European Sky (SES) airspace architecture
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
600 000
p.m.
300 000
600 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 18
Pilot project — Mapping accessible transport for people with reduced mobility
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
300 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 19
Pilot project — Secure parking areas for trucks
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
336 000
0 ,—
228 300 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 20
Pilot project — Human behaviour in connection with autonomous driving
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
145 000
p.m.
175 000
320 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 21
Pilot project — Pan-European road safety awareness campaign
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
178 215
p.m.
300 000
594 050 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 22
Pilot project — OREL — European system for limiting odometer fraud: fast-track to roadworthiness in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
137 681
p.m.
150 000
299 999,80
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 23
Pilot project — TachogrApp: feasibility study and cost analysis of developing a certified application to be used as a tachograph
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
300 000
355 000
560 000
280 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
The tachograph, which has been mandatory since 1985, is the cornerstone of road transport legislation, in particular for monitoring vehicle speed, distance travelled and driver work and rest times. Over the years, as the technology has progressed, successive generations of tachograph have incorporated new features which have gradually made the controls and fraud prevention more effective. The latest ‘smart tachograph’ is expected to provide real-time information by connecting satellite navigation systems and enforcement authorities.
According to a study commissioned by the European Parliament in 2018, retrofitting smart tachographs in all heavy-duty vehicles by 2020 is estimated to cost between EUR 6 400 000 000 and EUR 15 900 000 000 just for the purchase of the device and the labour associated with the retrofit.
Given the widespread use of smartphones and the continuous expansion of their functions, as well as the deployment of Galileo and the opportunities it offers in terms of real-time localisation, which many mobiles already use, the pilot project explores the possibility of developing and certifying a mobile application offering the same benefits as the smart tachograph, and the associated costs.
The feasibility study will be structured as follows:
(1)
identifying, in accordance with the revised Regulation (EU) No 165/2014 of the European Parliament and of the Council of 4 February 2014 on tachographs in road transport, repealing Council Regulation (EEC) No 3821/85 on recording equipment in road transport and amending Regulation (EC) No 561/2006 of the European Parliament and of the Council on the harmonisation of certain social legislation relating to road transport (
OJ L 60, 28.2.2014, p. 1
), which data the application should collect so as to function as a smart tachograph;
(2)
assessing the technical feasibility of an application to collect this data, possibly using Galileo or by means of a direct connection with the vehicle, and the technical requirements for real-time transmission of the data to the authorities;
(3)
assessing the risk of fraud and the potential cybersecurity threat connected with the application;
(4)
assessing the hardware and software security measures to be implemented in the smartphone in order to mitigate the risks identified in point 3;
(5)
providing an estimate of the cost of developing and certifying such an application;
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 24
Preparatory action — User-friendly information tool on urban and regional vehicle access regulation schemes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
750 000
1 000 000
500 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action will develop a user-friendly tool (online/app) enabling motorists (i.e. both professional and non-professional drivers) to be fully informed about urban and regional access regulation schemes.
The information will include: geographical scope, access conditions (vehicle type, time (including temporary restrictions with links to real-time information sources, etc.), tariffs (prices and validity), payment options, enforcement policies, penalties and appeal procedures etc., both for a country’s own nationals and foreign nationals, with the possibility of information pushes at users' request
Consideration may also be given to including accompanying measures such as park-and-ride facilities and freight consolidation.
The tool will primarily be targeted at private users (in parallel with existing platforms with information on passengers’ rights), but it could also include specific information for professional users (e.g. road haulage companies) and links to navigation and routing platforms.
The second year of implementation of the preparatory action will focus on extending it to enable road users to be fully informed about urban and regional access schemes by working on the enablers needed, i.e. standardisation and data provision for the integration of information into navigation tools.
The preparatory action will consist of three stages:
1.
Work on an Urban Vehicle Access Regulations template in the context of the Digital Single Gateway Regulation.
2.
Work on data by working with DATEX experts, etc.
3.
Development of demonstrators.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 25
Pilot project — Eco labelling for aviation / Demonstration project for the introduction of a voluntary Green Label system in Aviation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
This project will provide easily accessible information on environmental performance in aviation, ideally from a neutral and independent source, to the travelling public and people living near airports.
In the same way that European citizens are informed about organic products, passengers will be informed about the green record of aircraft and airlines. The project will look into the green record of individual aircraft (noise and emissions) and carriers (greenhouse gas emissions, particulate matter emissions, offsetting, sustainable (‘bio’) fuels and aircraft noise) as well as operational measures.
The main activities will focus on developing governance, metrics, communication design and the eco-portal, which is an existing IT platform that will be expanded to include emissions, fleet and operational data to support the label scheme.
The scheme will also allow airports to rank airlines by environmental performance so as to provide local incentives.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 26
Pilot project — Urban mobility interconnection with air transport infrastructure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
300 000
75 000
Remarks
This pilot project will be implemented in the form of a study; it will be designed to ensure the best interconnection between city centres and airports. While some airports are located at the close periphery of some big cities, some smaller airports are sometimes far away. Urban mobility should be investigated as a possible solution for shortage of infrastructure capacity while taking into account the environmental dimension, such as local air quality and noise. Traffic management as well as other technological options will also be assessed.
The study will also address the issue of long distance high speed railway connections to/between airports and urban areas.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 27
Pilot project — Revitalisation of cross-border night trains
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
500 000
125 000
Remarks
In view of the Commission's policy priorities to ‘revitalise rail’, construct a ‘single European railway area’ and achieve ‘modal shift’, and also in view of the pressing need to find alternatives to medium-haul flights and to meet international climate targets, this pilot project will focus on analysing, studying and formulating specific policy recommendations to help companies establish viable international train services, in particular high-speed and night-train services, including via legislation on public service provision.
The project will involve a comprehensive analysis of companies' new international services (high-speed but in particular night trains) and their most recent experiences and perceived difficulties, including the aspects of ticketing, potential difficulties in concluding international public service contracts and procurement and financing for upgrades and maintenance of rolling stock.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
06 02 77 28
Pilot project — Capacity for the greening of European sea ports
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
300 000
75 000
Remarks
One approach taken by port authorities that has recently been gaining momentum has been to determine a set of development activities and investments which would both create the appropriate technical and organisational set-up for future port operations and take into account various social and environmental requirements to maintain or improve the level of quality delivered in those two areas. The project will present the research that has been conducted into the level of awareness and behaviour of European ports in the field of sustainable development, and as regards the Green Port Concept (GPC) in particular. A hypothesis has been formulated that incorporation of the GPC into the development strategy for European sea ports will improve their environmental relationship and make them more competitive. The survey results will make it possible to identify the approach to be taken for the development of green ports and undertake research into assembling a package of instruments that will support those activities. It will therefore be possible to target the development strategies of European sea ports in line with the GPC.
Outcome/possible evolution of the project
Due to the wide range of potential uses of the research results, the authors have plans for a series of activities to publicise them, including a report on the quantitative survey, a series of scientific articles and a monograph.
Innovative/experimental nature of the project
The authors of the project will conduct a survey - the first of its kind in Europe - of the perception of Union port authorities’ activities in the area of sustainable development of the GPC. The interdependence of actions undertaken and economic performance of sea port will then be studied. The new knowledge gained under the project will establish a new, complex and interdisciplinary approach to the organisation and operation of a sea port for business implementation. Moreover, any port will be able to be assessed as to the extent to which it is already implementing the green port concept and, subsequently, as to what type of actions should be taken to take the right approach and proceed with greening of the port. This should be the basis for further development of Green Port assessments, with appropriate measurements and values according to the GPC goals.
The maritime sector is witnessing heightened activity focusing on the sustainable development of sea ports. This activity covers the two main areas of their external operations, i.e. reducing the negative environmental impact of port investment and operational activity, and the relationship of ports with their surroundings. The social responsibility of sea ports is a factor which can make a difference, especially in the latter area. At the same time, port management bodies and municipal authorities are increasingly showing interest in both of these areas. The ‘greenness’ of ports and their community relations are verified each year in competitions and ranking tables (e.g. Green Port Awards).
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 06 03 —
   
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
06 03
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT
06 03 03
Societal challenges
06 03 03 01
Achieving a resource-efficient, environmentally-friendly, safe and seamless European transport system
1.1
102 593 682
78 482 254
69 381 686
55 486 437
59 593 893,93
103 179 527,95
131,47
Article 06 03 03 — Subtotal
102 593 682
78 482 254
69 381 686
55 486 437
59 593 893,93
103 179 527,95
131,47
06 03 07
Joint Undertakings
06 03 07 31
Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking — Support expenditure
1.1
16 340 354
3 268 071
3 252 411
3 252 411
3 326 424 ,—
3 326 424 ,—
101,79
06 03 07 32
Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking
1.1
104 455 700
106 611 934
106 747 589
107 837 182
109 236 576 ,—
80 858 228 ,—
75,84
06 03 07 33
Shift2Rail (S2R) Joint Undertaking — Support expenditure
1.1
5 194 004
1 031 451
1 623 000
1 623 000
1 661 839 ,—
1 661 839 ,—
161,12
06 03 07 34
Shift2Rail (S2R) Joint Undertaking
1.1
74 743 078
73 199 685
76 500 000
59 782 478
77 422 497,73
75 698 060,73
103,41
Article 06 03 07 — Subtotal
200 733 136
184 111 141
188 123 000
172 495 071
191 647 336,73
161 544 551,73
87,74
06 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
06 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
8 073 281,57
2 866 728,05
06 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
—
—
p.m.
p.m.
0 ,—
58 672,85
Article 06 03 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
8 073 281,57
2 925 400,90
06 03 51
Completion of previous research framework programmes — the Seventh Framework Programme — European Community (2007-2013)
1.1
p.m.
p.m.
p.m.
250 000
18 688 ,—
152 990,65
Chapter 06 03 — Total
303 326 818
262 593 395
257 504 686
228 231 508
259 333 200,23
267 802 471,23
101,98
Remarks
These remarks are applicable to all the budget lines in this chapter.
These appropriations are intended to be used for Horizon 2020 — the framework programme for research and innovation, which covers the 2014 to 2020 period, and for the completion of the previous research programmes (seventh framework programme and preceding framework programmes).
Horizon 2020 will play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource-efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area. Horizon 2020 will contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. The programme will be carried out in order to pursue the general objectives described in Article 179 of the TFEU, in order to contribute to the creation of a society of knowledge, based on the European research area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European research area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
These appropriations are intended to be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget of the Union.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Revenue from States taking part in the European cooperation in the field of scientific and technical research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be made available under Item 06 03 50 01.
Administrative appropriations of this chapter will be provided under Article 06 01 05.
06 03 03
Societal challenges
Remarks
This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.
Funding will be focused on the following challenges:
—
smart, green and integrated transport,
—
innovation and research, particularly in the areas of behavioural change, modal shift, accessibility for all, integration (interconnectivity, intermodality, interoperability) and sustainability (climate change, gas and noise emission reduction), which are of crucial importance for the transport and tourism sectors.
06 03 03 01
Achieving a resource-efficient, environmentally-friendly, safe and seamless European transport system
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
102 593 682
78 482 254
69 381 686
55 486 437
59 593 893,93
103 179 527,95
Remarks
This appropriation is intended to cover research and innovation actions that should substantially contribute to shifting transport into a new era of smart mobility. Actions under this item should support the development and take-up of the necessary solutions for all transport modes, drastically reducing transport emissions that are harmful to the environment, lowering the dependence of transport on fossil fuels, and hence reducing transport impact on biodiversity and preserve natural resources. This is expected to be achieved by investing in specific activities, particularly in the form of large public-private partnerships, such as making aircraft, trains, vehicles and vessels cleaner and quieter, developing smart equipment, infrastructure and services and improving transport and mobility in urban areas.
Research and innovation carried under this item is expected to make important contributions to optimise performance and efficiency in the face of growing demands for mobility. Actions under this item will also focus on substantially reducing traffic congestion, substantially improving the mobility of people and freight, developing and applying new concepts of freight transport and logistics and reducing accident rates and fatal casualties and improving security. Actions under this item are indeed intended to contribute to making Europe the safest region for aviation and to move towards the target of zero fatalities in road transport by 2050.
Research and innovation is expected to play a significant role in achieving global leadership for the European transport industry and contributing to the development of small and medium-sized enterprises, staying ahead in new technologies and reducing the costs of existing manufacturing processes, therefore contributing to economic growth and highly skilled jobs in the European transport industry. In this context, actions to develop the next generation of transport means and explore entirely new transport concepts are expected to be developed and covered by this appropriation.
Socioeconomic research and forward-looking activities for policymaking will also be covered by this appropriation: actions to support policy analysis and development including on socioeconomic aspects of transport are necessary to promote innovation and meet the challenges raised by transport.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (d) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 03 07
Joint Undertakings
06 03 07 31
Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 340 354
3 268 071
3 252 411
3 252 411
3 326 424 ,—
3 326 424 ,—
Remarks
The Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking will contribute to the implementation of Horizon 2020 and in particular the societal challenge ‘Achieving a resource-efficient, environmentally-friendly, safe and seamless European transport system’. It will have the objective of ensuring the modernisation of the European Air Traffic Management (ATM) system by concentrating and coordinating all relevant ATM research and innovation activities in the Union under its SESAR 2020 work programme and in line with the European ATM master plan.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 721/2014 of 16 June 2014 amending Regulation (EC) No 219/2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) as regards the extension of the Joint Undertaking until 2024 (
OJ L 192, 1.7.2014, p. 1
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 03 07 32
Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
104 455 700
106 611 934
106 747 589
107 837 182
109 236 576 ,—
80 858 228 ,—
Remarks
The Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking will contribute to the implementation of Horizon 2020 and in particular the societal challenge ‘Achieving a resource-efficient, environmentally-friendly, safe and seamless European transport system’. It will have the objective of ensuring the modernisation of the European Air Traffic Management (ATM) system by concentrating and coordinating all relevant ATM research and innovation activities in the Union under its SESAR 2020 work programme and in line with the European ATM master plan.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 721/2014 of 16 June 2014 amending Regulation (EC) No 219/2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) as regards the extension of the Joint Undertaking until 2024 (
OJ L 192, 1.7.2014, p. 1
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 03 07 33
Shift2Rail (S2R) Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 194 004
1 031 451
1 623 000
1 623 000
1 661 839 ,—
1 661 839 ,—
Remarks
The Shift2Rail (S2R) Joint Undertaking will contribute to the implementation of Horizon 2020 and in particular the societal challenge ‘Smart, green and integrated transport’. It will have the objective of contributing to the achievement of the single European railway area and to a faster and cheaper transition to a more attractive, competitive, efficient and sustainable European rail system, through a comprehensive and coordinated approach addressing the research and innovation needs of the rail system and its users.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 642/2014 of 16 June 2014 establishing the Shift2Rail Joint Undertaking (
OJ L 177, 17.6.2014, p. 9
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 03 07 34
Shift2Rail (S2R) Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
74 743 078
73 199 685
76 500 000
59 782 478
77 422 497,73
75 698 060,73
Remarks
The Shift2Rail (S2R) Joint Undertaking will contribute to the implementation of Horizon 2020 and in particular the societal challenge ‘Smart, green and integrated transport’. It will have the objective of contributing to the achievement of the single European railway area and to a faster and cheaper transition to a more attractive, competitive, efficient and sustainable European rail system, through a comprehensive and coordinated approach addressing the research and innovation needs of the rail system and its users.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 642/2014 of 16 June 2014 establishing the Shift2Rail Joint Undertaking (
OJ L 177, 17.6.2014, p. 9
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
06 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
06 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
8 073 281,57
2 866 728,05
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the period 2014 to 2020.
The corresponding amount is estimated at EUR 17 000 000.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
06 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
—
—
p.m.
p.m.
0 ,—
58 672,85
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
06 03 51
Completion of previous research framework programmes — the Seventh Framework Programme — European Community (2007-2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
250 000
18 688 ,—
152 990,65
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 86
).
Council Regulation (EC) No 219/2007 of 27 February 2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) (
OJ L 64, 2.3.2007, p. 1
).
Council Regulation (EC) No 1361/2008 of 16 December 2008 amending Regulation (EC) No 219/2007 on the establishment of a joint undertaking to develop the new generation European air traffic management system (SESAR) (
OJ L 352, 31.12.2008, p. 12
).
TITLE 07
ENVIRONMENT
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
07 01
ADMINISTRATIVE EXPENDITURE OF THE ‘ENVIRONMENT’ POLICY AREA
64 028 015
64 028 015
62 673 589
62 673 589
62 264 681,60
62 264 681,60
07 02
ENVIRONMENTAL POLICY AT UNION AND INTERNATIONAL LEVEL
491 961 638
346 663 227
461 963 979
307 631 479
443 411 312,56
301 530 275,89
Title 07 — Total
555 989 653
410 691 242
524 637 568
370 305 068
505 675 994,16
363 794 957,49
CHAPTER 07 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘ENVIRONMENT’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
07 01
ADMINISTRATIVE EXPENDITURE OF THE ‘ENVIRONMENT’ POLICY AREA
07 01 01
Expenditure related to officials and temporary staff in the ‘Environment’ policy area
5.2
47 028 357
46 524 636
46 349 745,69
98,56
07 01 02
External personnel and other management expenditure in support of the ‘Environment’ policy area
07 01 02 01
External personnel
5.2
2 978 743
2 936 184
3 772 331 ,—
126,64
07 01 02 11
Other management expenditure
5.2
3 202 353
3 214 718
2 964 491,08
92,57
Article 07 01 02 — Subtotal
6 181 096
6 150 902
6 736 822,08
108,99
07 01 03
Expenditure related to information and communication technology equipment and services of the ‘Environment’ policy area
5.2
3 118 950
3 119 051
3 710 790,64
118,98
07 01 04
Support expenditure for operations and programmes of the ‘Environment’ policy area
07 01 04 01
Support expenditure for the Programme for the Environment and Climate Action (LIFE) — Sub-programme for Environment
2
1 806 828
1 800 000
1 598 323,19
88,46
Article 07 01 04 — Subtotal
1 806 828
1 800 000
1 598 323,19
88,46
07 01 06
Executive agencies
07 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from LIFE
2
5 892 784
5 079 000
3 869 000 ,—
65,66
Article 07 01 06 — Subtotal
5 892 784
5 079 000
3 869 000 ,—
65,66
Chapter 07 01 — Total
64 028 015
62 673 589
62 264 681,60
97,25
07 01 01
Expenditure related to officials and temporary staff in the ‘Environment’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
47 028 357
46 524 636
46 349 745,69
07 01 02
External personnel and other management expenditure in support of the ‘Environment’ policy area
07 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 978 743
2 936 184
3 772 331 ,—
07 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 202 353
3 214 718
2 964 491,08
07 01 03
Expenditure related to information and communication technology equipment and services of the ‘Environment’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 118 950
3 119 051
3 710 790,64
07 01 04
Support expenditure for operations and programmes of the ‘Environment’ policy area
07 01 04 01
Support expenditure for the Programme for the Environment and Climate Action (LIFE) — Sub-programme for Environment
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 806 828
1 800 000
1 598 323,19
Remarks
This appropriation is intended to cover, inter alia:
—
development, hosting, maintenance, security, quality assurance, operation and support of adequate information technology (IT) systems for communication, selecting, monitoring, reporting on projects and disseminating results of projects, as well as of IT systems directly linked to the achievement of the policy objectives of the programme, for the mutual benefit of the Commission and beneficiaries and stakeholders. The engagement of IT experts 
intra muros
 to support the development, quality assurance and security of critical policy supporting IT system is also targeted,
—
procurement of technical and/or administrative assistance relating to the evaluation, audit and supervision of programmes and projects,
—
procurement of technical and/or administrative assistance relating to communication activities such as social media including the engagement of experts 
intra muros
.
Assigned revenue received may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
07 01 06
Executive agencies
07 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from LIFE
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 892 784
5 079 000
3 869 000 ,—
Remarks
This appropriation is intended to cover the Agency’s expenditure on staff and administration incurred as a result of the Agency’s role in the management of measures forming part of a Programme for the Environment and Climate Action (LIFE).
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
Reference acts
Commission Implementing Decision 2013/771/EU of 17 December 2013 establishing the ‘Executive Agency for Small and Medium-sized Enterprises’ and repealing Decisions 2004/20/EC and 2007/372/EC (
OJ L 341, 18.12.2013, p. 73
).
Commission Decision C(2013) 9414 of 23 December 2013 delegating powers to the Executive Agency for Small and Medium-sized Enterprises with a view to performance of tasks linked to the implementation of Union programmes in the field of energy, environment, climate action, competitiveness and SMEs, research and innovation and ICT, maritime policy and fisheries comprising, in particular, implementation of appropriations entered in the general budget of the Union.
CHAPTER 07 02 —
   
ENVIRONMENTAL POLICY AT UNION AND INTERNATIONAL LEVEL
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
07 02
ENVIRONMENTAL POLICY AT UNION AND INTERNATIONAL LEVEL
07 02 01
Contributing to a greener and more resource-efficient economy and to the development and implementation of Union environmental policy and legislation
2
155 195 200
88 000 000
150 335 000
86 500 000
135 955 126,39
70 853 355,55
80,52
07 02 02
Halting and reversing biodiversity loss
2
220 844 000
112 000 000
213 620 000
90 500 000
203 882 435,69
69 395 395,20
61,96
07 02 03
Supporting better environmental governance and information at all levels
2
50 165 300
51 000 000
48 000 000
45 100 000
46 154 348,56
48 813 506,96
95,71
07 02 04
Contribution to multilateral and international environment agreements
4
3 864 000
3 864 000
3 864 000
3 864 000
3 497 256,57
3 497 256,57
90,51
07 02 05
European Chemicals Agency — Activities in the field of legislation on export and import of hazardous chemicals and the circular economy
2
3 034 475
3 034 475
1 549 615
1 549 615
1 096 320,55
1 096 320,55
36,13
07 02 06
European Environment Agency
2
41 718 782
41 718 782
39 260 364
39 260 364
43 068 303,35
43 068 303,35
103,23
07 02 07
European Solidarity Corps — Contribution from the LIFE sub-programme for Environment
2
1 000 000
1 000 000
1 000 000
1 000 000
1 000 000 ,—
750 000 ,—
75,00
07 02 51
Completion of previous environmental programmes
2
p.m.
35 000 000
p.m.
30 000 000
7 541,45
60 605 748,01
173,16
07 02 77
Pilot projects and preparatory actions
07 02 77 02
Preparatory action — Environmental monitoring of the Black Sea Basin and a common European framework programme for development of the Black Sea region
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
07 02 77 13
Preparatory action — BEST scheme (voluntary scheme for biodiversity and ecosystem services in the territories of the Union’s outermost regions and overseas countries and territories)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
394 533,60
07 02 77 22
Pilot project — Biodiversity protection through a results-based remuneration of ecological achievements
2
p.m.
p.m.
p.m.
350 000
0 ,—
396 100 ,—
07 02 77 28
Pilot project — Defining the equilibrium between the right of the state to regulate legitimate public policy objectives, the rights of investors to the protection of their investments and the rights of citizens with regard to the environment and public health in the light of the Transatlantic Trade and Investment Partnership (TTIP)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
07 02 77 29
Pilot project — Capacity building, programmatic development and communication in the field of environmental taxation and budgetary reform
2
p.m.
p.m.
p.m.
190 000
0 ,—
108 025,20
07 02 77 30
Pilot project — Fostering a green circular economy in Europe through capacity building, networking and exchanges of innovative solutions — Bridging the green innovations gap
2
p.m.
p.m.
p.m.
420 000
0 ,—
272 859,90
07 02 77 31
Pilot project — Mitigating infectious diseases to counteract loss of European biodiversity as required by the Habitats Directive
2
p.m.
630 000
p.m.
270 000
0 ,—
270 000 ,—
42,86
07 02 77 32
Pilot project — Protocols for the establishment of green infrastructure assessment schemes across the Union
2
p.m.
p.m.
p.m.
150 000
0 ,—
0 ,—
07 02 77 33
Pilot project — Mitigating the impact of wind turbines on bat and bird populations and their migration routes
2
p.m.
400 000
p.m.
400 000
0 ,—
299 115 ,—
74,78
07 02 77 34
Pilot project — Inventory of species and habitats in the French outermost regions
2
p.m.
100 000
p.m.
250 000
0 ,—
400 000 ,—
400,00
07 02 77 35
Pilot project — Mapping and assessing the state of ecosystems and their services in the outermost regions and overseas countries and territories: establishing links and pooling resources
2
p.m.
700 000
p.m.
1 000 000
1 500 000 ,—
399 996 ,—
57,14
07 02 77 36
Pilot project — Network of European Green Cities
2
p.m.
380 000
p.m.
300 000
0 ,—
284 910 ,—
74,98
07 02 77 37
Pilot project — Effect of residential solid waste burning on ambient air quality in Europe and potential mitigation measures
2
p.m.
934 000
p.m.
945 000
1 400 000 ,—
0 ,—
0
07 02 77 39
Pilot project — Establishing regional or local platforms on coexistence between people and large carnivores focused on key actions for large carnivores in areas with high levels of conflict
2
p.m.
300 000
p.m.
300 000
499 980 ,—
149 850 ,—
49,95
07 02 77 40
Pilot project —Towards evidence-based improvements in Birds and Habitats Directives (BHD) implementation: systematic review and meta-analysis
2
p.m.
p.m.
p.m.
350 000
0 ,—
0 ,—
07 02 77 41
Pilot project — Promoting alternatives to animal testing
2
p.m.
109 500
p.m.
400 000
0 ,—
100 000 ,—
91,32
07 02 77 42
Pilot project — Union butterfly monitoring and indicators
2
p.m.
520 000
p.m.
240 000
800 000 ,—
0 ,—
0
07 02 77 43
Pilot project — Using satellite images to improve the operation of the Natura 2000 network
2
p.m.
300 000
p.m.
500 000
1 000 000 ,—
0 ,—
0
07 02 77 44
Pilot project — Map of solutions, best practices and remedies for Lindane pesticide waste decontamination in the Union
2
p.m.
600 000
1 400 000
1 000 000
600 000 ,—
0 ,—
0
07 02 77 45
Preparatory action — Operationalising capacity building for programmatic development and mapping objectives in the field of environmental taxation and budgetary reform
2
p.m.
450 000
450 000
450 000
750 000 ,—
0 ,—
0
07 02 77 46
Pilot project — Assessing, identifying, sharing and disseminating best practices for the humane management of invasive alien species
2
p.m.
300 000
p.m.
250 000
500 000 ,—
0 ,—
0
07 02 77 47
Pilot project — Integrating smart sensors and modelling for air quality monitoring in cities
2
p.m.
150 000
p.m.
500 000
1 000 000 ,—
375 000 ,—
250,00
07 02 77 48
Pilot project — Nature-based solutions for climate and water pollution mitigation in agricultural regions
2
p.m.
420 000
p.m.
350 000
700 000 ,—
0 ,—
0
07 02 77 49
Pilot project — Development of a European label for Ultra Low Emissions Vehicles (ULEV)
2
p.m.
245 000
490 000
245 000
07 02 77 50
Pilot project — Feasibility study on a common open platform on chemical safety data
2
p.m.
210 000
420 000
210 000
07 02 77 51
Pilot project — Encouraging civil society to share knowledge and best practices in connection with green cities and green urban environments
2
p.m.
p.m.
700 000
350 000
07 02 77 52
Pilot project — Invasive alien species: improvement of understanding and communication
2
p.m.
262 500
875 000
437 500
07 02 77 53
Preparatory action — EU pollinator monitoring and indicators
2
5 000 000
1 250 000
07 02 77 54
Preparatory action — Environmental monitoring through honey bees
2
3 000 000
750 000
07 02 77 55
Preparatory action — Measuring the pulse of European biodiversity using the Red List Index
2
2 400 000
600 000
07 02 77 56
Pilot project — Making the Iron Gate dams passable for Danube sturgeon
2
2 000 000
500 000
07 02 77 57
Preparatory action — Promoting alternatives to animal testing
2
1 800 000
450 000
07 02 77 58
Preparatory action – Creation of a European drought resilience and adaptation observatory
2
1 500 000
375 000
07 02 77 59
Pilot project — Improving guidance and knowledge sharing between land managers, conservationists and local communities to preserve cultural heritage landscapes under and outside Natura 2000
2
439 881
109 970
Article 07 02 77 — Subtotal
16 139 881
11 045 970
4 335 000
9 857 500
8 749 980 ,—
3 450 389,70
31,24
Chapter 07 02 — Total
491 961 638
346 663 227
461 963 979
307 631 479
443 411 312,56
301 530 275,89
86,98
07 02 01
Contributing to a greener and more resource-efficient economy and to the development and implementation of Union environmental policy and legislation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
155 195 200
88 000 000
150 335 000
86 500 000
135 955 126,39
70 853 355,55
Remarks
Regulation (EU) No 1293/2013 has four general objectives (Article 3) and three priority areas for the sub-programme for the environment (Article 9), of which the first one is Environment and Resource Efficiency.
Specific objectives of this first priority area are set out in Article 10.
The measures financed by LIFE may be implemented through action grants, operating grants, financial instruments, procurement procedures or any other interventions that are needed (Articles 17, 18, 21 and 22).
At least 81 % of the budgetary resources for the LIFE programme shall be allocated to projects supported by the way of action grants or, where appropriate, financial instruments (Article 17(4)).
Assigned revenue received may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
07 02 02
Halting and reversing biodiversity loss
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
220 844 000
112 000 000
213 620 000
90 500 000
203 882 435,69
69 395 395,20
Remarks
Regulation (EU) No 1293/2013 has four general objectives (Article 3) and three priority areas for the sub-programme for the environment (Article 9), of which the second one is Nature and Biodiversity.
Specific objectives of this second priority area are set out in Article 11.
The measures financed by LIFE may be implemented through action grants, operating grants, financial instruments, procurement procedures or any other interventions that are needed (Articles 17, 18, 21 and 22).
At least 81 % of the budgetary resources for the LIFE programme shall be allocated to projects supported by the way of action grants or, where appropriate, financial instruments (Article 17(4)).
Reflecting higher priority for the biodiversity projects, at least 60,5 % of the budgetary resources allocated to projects supported by way of action grants under the sub-programme for Environment shall be dedicated to projects supporting the conservation of nature and biodiversity (Article 9(3)).
Assigned revenue received may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
07 02 03
Supporting better environmental governance and information at all levels
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
50 165 300
51 000 000
48 000 000
45 100 000
46 154 348,56
48 813 506,96
Remarks
Regulation (EU) No 1293/2013 has four general objectives (Article 3) and three priority areas for the sub-programme for Environment (Article 9), of which the third one is Environment Governance and Information.
Specific objectives of this third priority area are set out in Article 12.
The measures financed by LIFE may be implemented through action grants, operating grants, financial instruments, procurement procedures or any other interventions that are needed (Articles 17, 18, 21 and 22).
At least 81 % of the budgetary resources for the LIFE programme shall be allocated to projects supported by the way of action grants or, where appropriate, financial instruments (Article 17(4)).
Costs of technical assistance for selecting projects, as well as monitoring, evaluating, auditing projects and support for communication and governance activities under the LIFE and LIFE+ programme (including non-governmental organisations supported via operating grants) may also be financed by this appropriation.
Assigned revenue received may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
07 02 04
Contribution to multilateral and international environment agreements
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 864 000
3 864 000
3 864 000
3 864 000
3 497 256,57
3 497 256,57
Remarks
This appropriation is intended to cover obligatory and voluntary contributions to a number of international conventions, protocols and agreements to which the Union is party and preparatory work for future international agreements involving the Union.
In some cases, contributions to subsequent protocols are included in contributions to their basic convention.
Legal basis
Actions carried out by the Commission by virtue of tasks resulting from its prerogatives at institutional level pursuant to the Treaty on the Functioning of the European Union and the Treaty establishing the European Atomic Energy Community and pursuant to Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Decision 77/585/EEC of 25 July 1977 concluding the Convention for the protection of the Mediterranean Sea against pollution and the Protocol for the prevention of the pollution of the Mediterranean Sea by dumping from ships and aircraft (
OJ L 240, 19.9.1977, p. 1
).
Council Decision 81/462/EEC of 11 June 1981 on the conclusion of the Convention on long-range transboundary air pollution (
OJ L 171, 27.6.1981, p. 11
).
Council Decision 82/72/EEC of 3 December 1981 on the conclusion of the Convention on the conservation of European wildlife and natural habitats (
OJ L 38, 10.2.1982, p. 1
).
Council Decision 82/461/EEC of 24 June 1982 on the conclusion of the Convention on the conservation of migratory species of wild animals (
OJ L 210, 19.7.1982, p. 10
) and related agreements.
Council Decision 84/358/EEC of 28 June 1984 concerning the conclusion of the Agreement for cooperation in dealing with pollution of the North Sea by oil and other harmful substances (
OJ L 188, 16.7.1984, p. 7
).
Council Decision 86/277/EEC of 12 June 1986 on the conclusion of the Protocol to the 1979 Convention on long-range transboundary air pollution on long-term financing of the cooperative programme for monitoring and evaluation of the long-range transmission of air pollutants in Europe (EMEP) (
OJ L 181, 4.7.1986, p. 1
).
Council Decision 93/98/EEC of 1 February 1993 on the conclusion, on behalf of the Community, of the Convention on the control of transboundary movements of hazardous wastes and their disposal (Basel Convention) (
OJ L 39, 16.2.1993, p. 1
).
Council Decision 93/550/EEC of 20 October 1993 concerning the conclusion of the cooperation Agreement for the protection of the coasts and waters of the north-east Atlantic against pollution (
OJ L 267, 28.10.1993, p. 20
).
Council Decision 93/626/EEC of 25 October 1993 concerning the conclusion of the Convention on Biological Diversity (
OJ L 309, 13.12.1993, p. 1
).
Council Decision 94/156/EC of 21 February 1994 on the accession of the Community to the Convention on the Protection of the Marine Environment of the Baltic Sea Area 1974 (Helsinki Convention) (
OJ L 73, 16.3.1994, p. 1
).
Council Decision 95/308/EC of 24 July 1995 on the conclusion, on behalf of the Community, of the Convention on the protection and use of transboundary watercourses and international lakes (
OJ L 186, 5.8.1995, p. 42
).
Council Decision of 27 June 1997 on the conclusion, on behalf of the Community, of the Convention on environmental impact assessment in a transboundary context (ESPOO Convention) (proposal 
OJ C 104, 24.4.1992, p. 5
; decision not published).
Council Decision 97/825/EC of 24 November 1997 concerning the conclusion of the Convention on cooperation for the protection and sustainable use of the river Danube (
OJ L 342, 12.12.1997, p. 18
).
Council Decision 98/216/EC of 9 March 1998 on the conclusion, on behalf of the European Community, of the United Nations Convention to combat desertification in countries seriously affected by drought and/or desertification, particularly in Africa (
OJ L 83, 19.3.1998, p. 1
).
Council Decision 98/249/EC of 7 October 1997 on the conclusion of the Convention for the protection of the marine environment of the north-east Atlantic (
OJ L 104, 3.4.1998, p. 1
).
Council Decision 98/685/EC of 23 March 1998 concerning the conclusion of the Convention on the Transboundary Effects of Industrial Accidents (
OJ L 326, 3.12.1998, p. 1
).
Council Decision 2000/706/EC of 7 November 2000 concerning the conclusion, on behalf of the Community, of the Convention for the Protection of the Rhine (
OJ L 289, 16.11.2000, p. 30
).
Council Decision 2002/628/EC of 25 June 2002 on the conclusion, on behalf of the European Community, of the Cartagena Protocol on Biosafety (
OJ L 201, 31.7.2002, p. 48
).
Council Decision 2005/370/EC of 17 February 2005 on the conclusion on behalf of the European Community of the Convention on access to information, public participation in decision-making and access to justice in environmental matters (
OJ L 124, 17.5.2005, p. 1
).
Council Decision 2006/61/EC of 2 December 2005 on the conclusion, on behalf of the European Community, of the UN-ECE Protocol on Pollutant Release and Transfer Registers (
OJ L 32, 4.2.2006, p. 54
).
Council Decision 2006/507/EC of 14 October 2004 concerning the conclusion, on behalf of the European Community, of the Stockholm Convention on Persistent Organic Pollutants (
OJ L 209, 31.7.2006, p. 1
).
Council Decision 2006/730/EC of 25 September 2006 on the conclusion, on behalf of the European Community, of the Rotterdam Convention on the Prior Informed Consent Procedure for certain hazardous chemicals and pesticides in international trade (
OJ L 299, 28.10.2006, p. 23
).
Council Decision 2006/871/EC of 18 July 2005 on the conclusion on behalf of the European Community of the Agreement on the Conservation of African-Eurasian Migratory Waterbirds (
OJ L 345, 8.12.2006, p. 24
).
Council Decision 2008/871/EC of 20 October 2008 on the approval, on behalf of the European Community, of the Protocol on Strategic Environmental Assessment to the 1991 UN/ECE Espoo Convention on Environmental Impact Assessment in a Transboundary Context (
OJ L 308, 19.11.2008, p. 33
).
Council Decision 2011/731/EU of 8 November 2011 on the conclusion, on behalf of the European Union, of the 2006 International Tropical Timber Agreement (
OJ L 294, 12.11.2011, p. 1
).
Council Decision 2014/283/EU of 14 April 2014 on the conclusion, on behalf of the European Union, of the Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from their Utilization to the Convention on Biological Diversity (
OJ L 150, 20.5.2014, p. 231
).
Council Decision (EU) 2015/451 of 6 March 2015 concerning the accession of the European Union to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) (
OJ L 75, 19.3.2015, p. 1
).
Council Decision (EU) 2017/939 of 11 May 2017 on the conclusion on behalf of the European Union of the Minamata Convention on Mercury (
OJ L 142, 2.6.2017, p. 4
).
07 02 05
European Chemicals Agency — Activities in the field of legislation on export and import of hazardous chemicals and the circular economy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 034 475
3 034 475
1 549 615
1 549 615
1 096 320,55
1 096 320,55
Remarks
This appropriation is intended to cover the Agency’s staff, administrative and operational expenditure for the activities related to the implementation of legislation on the export and import of hazardous chemicals.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 3 057 000. An amount of EUR 22 525 coming from the recovery of 2018 surplus is added to the amount of EUR 3 034 475 entered in the budget.
Legal basis
Directive 2008/98/EC of the European Parliament and of the Council of 19 November 2008 on waste and repealing certain Directives (
OJ L 312, 22.11.2008, p. 3
).
Regulation (EU) No 649/2012 of the European Parliament and of the Council of 4 July 2012 concerning the export and import of hazardous chemicals (
OJ L 201, 27.7.2012, p. 60
).
07 02 06
European Environment Agency
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
41 718 782
41 718 782
39 260 364
39 260 364
43 068 303,35
43 068 303,35
Remarks
This appropriation is intended to cover the Agency’s staff, administrative and operational expenditure.
The mission of the Agency is to provide the Union and the Member States with objective, reliable and comparable information on the environment at Union level, thus enabling them to take the requisite measures to protect the environment, to assess the results of such measures and to inform the public.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the Swiss Confederation’s contribution to participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e) and (f) of Article 21(2) of the Financial Regulation.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the general statement of revenue.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 41 972 000. An amount of EUR 253 218 coming from the recovery of 2018 surplus is added to the amount of EUR 41 718 782 entered in the budget.
Legal basis
Regulation (EC) No 401/2009 of the European Parliament and of the Council of 23 April 2009 on the European Environment Agency and the European Environment Information and Observation Network (
OJ L 126, 21.5.2009, p. 13
).
07 02 07
European Solidarity Corps — Contribution from the LIFE sub-programme for Environment
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
1 000 000
1 000 000
1 000 000
1 000 000 ,—
750 000 ,—
Remarks
This appropriation is intended to cover the financial contribution provided by the LIFE sub-programme for Environment to the European Solidarity Corps in line with its general and specific objectives.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
07 02 51
Completion of previous environmental programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
35 000 000
p.m.
30 000 000
7 541,45
60 605 748,01
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years and resulting from the general objectives of the previous LIFE programmes and from other programmes and general actions based on the Community environmental action programme.
Legal basis
Actions carried out by the Commission by virtue of tasks resulting from its prerogatives at institutional level pursuant to the Treaty on the Functioning of the European Union and the Treaty establishing the European Atomic Energy Community and pursuant to Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Directive 79/409/EEC of 2 April 1979 on the conservation of wild birds (
OJ L 103, 25.4.1979, p. 1
).
Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (
OJ L 206, 22.7.1992, p. 7
).
Regulation (EC) No 1655/2000 of the European Parliament and of the Council of 17 July 2000 concerning the Financial Instrument for the Environment (LIFE) (
OJ L 192, 28.7.2000, p. 1
).
Decision No 1600/2002/EC of the European Parliament and of the Council of 22 July 2002 laying down the Sixth Community Environment Action Programme (
OJ L 242, 10.9.2002, p. 1
).
Regulation (EC) No 2152/2003 of the European Parliament and of the Council of 17 November 2003 concerning monitoring of forests and environmental interactions in the Community (Forest focus) (
OJ L 324, 11.12.2003, p. 1
).
Regulation (EC) No 614/2007 of the European Parliament and of the Council of 23 May 2007 concerning the Financial Instrument for the Environment (LIFE+) (
OJ L 149, 9.6.2007, p. 1
).
07 02 77
Pilot projects and preparatory actions
07 02 77 02
Preparatory action — Environmental monitoring of the Black Sea Basin and a common European framework programme for development of the Black Sea region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 13
Preparatory action — BEST scheme (voluntary scheme for biodiversity and ecosystem services in the territories of the Union’s outermost regions and overseas countries and territories)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
394 533,60
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 22
Pilot project — Biodiversity protection through a results-based remuneration of ecological achievements
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
350 000
0 ,—
396 100 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 28
Pilot project — Defining the equilibrium between the right of the state to regulate legitimate public policy objectives, the rights of investors to the protection of their investments and the rights of citizens with regard to the environment and public health in the light of the Transatlantic Trade and Investment Partnership (TTIP)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 29
Pilot project — Capacity building, programmatic development and communication in the field of environmental taxation and budgetary reform
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
190 000
0 ,—
108 025,20
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 30
Pilot project — Fostering a green circular economy in Europe through capacity building, networking and exchanges of innovative solutions — Bridging the green innovations gap
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
420 000
0 ,—
272 859,90
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 31
Pilot project — Mitigating infectious diseases to counteract loss of European biodiversity as required by the Habitats Directive
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
630 000
p.m.
270 000
0 ,—
270 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 32
Pilot project — Protocols for the establishment of green infrastructure assessment schemes across the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
150 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 33
Pilot project — Mitigating the impact of wind turbines on bat and bird populations and their migration routes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
400 000
p.m.
400 000
0 ,—
299 115 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 34
Pilot project — Inventory of species and habitats in the French outermost regions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
100 000
p.m.
250 000
0 ,—
400 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 35
Pilot project — Mapping and assessing the state of ecosystems and their services in the outermost regions and overseas countries and territories: establishing links and pooling resources
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
700 000
p.m.
1 000 000
1 500 000 ,—
399 996 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 36
Pilot project — Network of European Green Cities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
380 000
p.m.
300 000
0 ,—
284 910 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 37
Pilot project — Effect of residential solid waste burning on ambient air quality in Europe and potential mitigation measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
934 000
p.m.
945 000
1 400 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 39
Pilot project — Establishing regional or local platforms on coexistence between people and large carnivores focused on key actions for large carnivores in areas with high levels of conflict
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
300 000
p.m.
300 000
499 980 ,—
149 850 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 40
Pilot project —Towards evidence-based improvements in Birds and Habitats Directives (BHD) implementation: systematic review and meta-analysis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
350 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 41
Pilot project — Promoting alternatives to animal testing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
109 500
p.m.
400 000
0 ,—
100 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 42
Pilot project — Union butterfly monitoring and indicators
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
520 000
p.m.
240 000
800 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 43
Pilot project — Using satellite images to improve the operation of the Natura 2000 network
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
300 000
p.m.
500 000
1 000 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 44
Pilot project — Map of solutions, best practices and remedies for Lindane pesticide waste decontamination in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
600 000
1 400 000
1 000 000
600 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 45
Preparatory action — Operationalising capacity building for programmatic development and mapping objectives in the field of environmental taxation and budgetary reform
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
450 000
450 000
450 000
750 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 46
Pilot project — Assessing, identifying, sharing and disseminating best practices for the humane management of invasive alien species
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
300 000
p.m.
250 000
500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 47
Pilot project — Integrating smart sensors and modelling for air quality monitoring in cities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
150 000
p.m.
500 000
1 000 000 ,—
375 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 48
Pilot project — Nature-based solutions for climate and water pollution mitigation in agricultural regions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
420 000
p.m.
350 000
700 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 49
Pilot project — Development of a European label for Ultra Low Emissions Vehicles (ULEV)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
245 000
490 000
245 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
In recent years, more and more Union cities and regions have introduced low-emission zone (LEZ) policies for vehicles. Many LEZ policies are based on the Euro classification or the year of vehicle type-approval. LEZ policies generally have three implementation problems:
Firstly, LEZ policies based solely on Euro classification or type-approval date have questionable environmental effectiveness. Testing by independent parties shows that the most polluting Euro 6 diesels have higher NO
x
 emission levels than some Euro 4 or 5 vehicles.
Vehicle emissions tests using PEMS (emission analytics) or remote sensing (CONOX programme) show that Euro 5 and pre-RDE Euro 6 vehicles are still emitting significantly more NO
x
 under normal conditions than indicated by the laboratory tests. Only since Euro 6d (from 1 September 2017 onwards) has the RDE test been used for type-approval of new vehicles. This is expected to significantly reduce the discrepancy between type-approved and real-world emissions.
Secondly, for European motorists driving in different cities or Member States the various LEZ restrictions and urban access policies create an increasingly confusing and possibly costly situation, with motorists having to comply with different rules and needing to acquire different stickers or permits for each zone.
Thirdly, depending on how the LEZ policies are designed and implemented, cities find it difficult to ensure compliance of vehicles registered in other Member States.
A possible solution to these problems is the development of an ultra-low polluting vehicle (ULPV) scheme which identifies vehicles having good performance in terms of NOx emissions (and possibly other pollutants). Such a scheme would allow Member States, regions and cities to develop and fine-tune LEZ restrictions beyond the Euro classifications and type-approval date. The ULPV scheme could provide Member States, regions and cities with access to a harmonised system.
The pilot project has the following goals:
(1)
to assess options for a ULPV scheme (including the possibility of a label) for cars that meet Euro 6 ELV requirements under normal use, tested with PEMS in an RDE test, and also including those tested during type-approval (Euro 6d-TEMP or later) or certified to that level after retrofit;
(2)
to assess options for the certification and monitoring of such vehicles;
(3)
to assess options for the establishment of a European information exchange system (e.g. linked to the Eucaris exchange platform) including a database with all registered ULPVs. The information exchange system would be accessible by cities, regions and Member States for implementation of LEZ policies or incentives.
Possible partners:
(1)
research institutes in the field of vehicle emissions (e.g. TNO, JRC);
(2)
motoring organisations (e.g. ADAC, ANWB);
(3)
retrofit industry associations (e.g. CLEPA, ERECA);
(4)
vehicle inspection centres (e.g. CITA);
(5)
cities and urban regions or city networks (e.g. Eurocities).
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 50
Pilot project — Feasibility study on a common open platform on chemical safety data
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
210 000
420 000
210 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
The European Chemicals Agency (ECHA) and the European Food Safety Authority (EFSA) provide independent scientific advice to decision makers to regulate chemical and food safety in Europe. Through their respective mandates, they collect large volumes of scientific data on substances and their hazardous properties. At the same time, industry and the academic research community are creating a wealth of information on such topics as well.
However, due to legal, technical, resource-related or other constraints, these vast scientific data collections are not always fully shared or made accessible to a wider audience and have thus not yet achieved their full potential. Therefore, ECHA and EFSA are looking to increase and simplify access to the vast scientific data collections they hold, enriched with other public data and data fed by external sources.
That could be achieved through a portal including both structured and unstructured data provided by regulatory agencies, industry, academia and other parties with an interest in chemical safety. The portal should uniquely identify studies and support critical appraisal of studies, text mining, data visualisation, analysis and knowledge sharing.
The goal is to facilitate seamless sharing of data between authorities and provide public access to researchers, regulators, industry and the public at large. This will promote: (a) transparency and trust in Union decision making, (b) research and data analytics, (c) innovation, (d) less animal testing and more predictive toxicology, and (e) better regulatory decision making and informed consumer choices.
A common portal could provide:
—
a registry of toxicological studies for chemical substances and regulated products. Industry-sponsored studies are available for regulatory assessment by the respective authority, but they are currently not always available to other authorities, industrial actors, the research community or the public at large,
—
a repository for research and scientific data. Peer-reviewed studies are not always used to the extent that they could be in regulatory assessments, since searching for, and gaining access to, studies is resource-demanding. Scientists as well as publishers of their studies lack the fundamental interest to share data with a view to addressing regulatory questions,
—
a platform for data analytics, predictive toxicology (i.e. avoidance of animal testing), better environmental monitoring, better study design, development of artificial intelligence and machine learning applications,
The pilot project takes the form of a feasibility study exploring the opportunities for such a common platform to deliver valuable benefits to the four identified key stakeholder groups (regulators, academia, industry and the public at large).
The first phase of the study focuses on feasibility analysis and the development of use cases. The following research questions will have to be tackled:
—
Regulators, academia, industry and citizens are identified as the key stakeholders but what will be their roles and how will they benefit from the common portal?
—
Can we learn from existing systems, e.g. EU Clinical Trials Register, the US Environmental Protection Agency’s Master Record Identifiers system, the EU Open Data Portal, IPCheM, OECD eChemPortal, a potential future OECD global chemicals knowledge base, ECHA Dissemination Portal, OpenAire, and the European Open Science Cloud? Could any of these systems provide some or all of the portal functionalities?
—
How can data owners share information but maintain their intellectual property rights and protection of confidential business information/trade secrets?
—
How can participants be persuaded to use a common international structured data format for information exchange?
—
Can information exchange be automated with laboratory systems sharing information via web services?
—
How can quality control processes and critical appraisal tools be integrated within the platform?
—
What could be the incentives for participation in the portal?
—
How could a common platform stimulate new or improved studies and methods for chemical safety assessment?
—
How could a common platform inform the Union research agenda?
The second phase of the study will develop recommendations for the Union legislative authority and for Union policy development in this area on the basis of the opportunities and threats identified.
—
What basic provisions will be needed to govern a central Union platform across regulations and Union institutions?
—
What are the legal barriers and can legislation act as a driver for participation and imposing a common format for delivering results?
—
What would be the resource requirements for adaptation/development and maintenance of a common portal?
—
What are the funding options for the adaptation/development and maintenance of a common portal?
If judged appropriate, implementation of the pilot project can be delegated to the agencies.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 51
Pilot project — Encouraging civil society to share knowledge and best practices in connection with green cities and green urban environments
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
700 000
350 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Bringing nature into cities and greening our neighbourhoods is one of the most underexploited ways of increasing European citizens’ quality of life. Today, 72 % of Europeans live in cities, towns and suburbs, and the urban share of the population continues to grow. As cities face an array of challenges, ranging from their impact on residents’ health to environmental concerns, green infrastructure has huge potential to offer solutions to many of these problems.
The goal is to present greening as a way of solving problems and to make the value of greening better understood. It is increasingly important to look ahead and develop a vision of the cities of tomorrow where green infrastructure plays a crucial role.
A further goal is to increase scientific knowledge and improve knowledge sharing, tools, methods and innovative approaches to enhance biodiversity and the planning and implementing of green infrastructure (including green roofs and walls and sustainable urban agriculture) in cities and improve civil society participation in decision-making. This also extends to building a vision of the green city of tomorrow together.
A truly participatory approach involves policymakers, citizens and civil society, including the elderly and children. Each of those stakeholders has different needs (recreation, mitigation of urban heat island impacts, improvement of air quality, improved human health, sustainable soft mobility, improved social cohesion, etc.). Therefore, the scientific component of the project could help to develop the scientific solutions needed to support local initiatives which enhance urban green infrastructure, benefiting those people who live in cities and improving their quality of life.
This pilot project will create and collect material, best practices and guidelines and distribute the material created to the cities, municipalities and administrators so as to help mayors start projects to improve and expand green infrastructure in cities and urban areas.
The aims of this pilot project are:
(1)
to raise awareness of the benefits of green spaces in the built environment;
(2)
to increase the quantity and quality of research and development for new innovations;
(3)
to encourage citizens to take action to improve their own neighbourhoods;
(4)
to foster a culture of appreciation of the green spaces;
(5)
to increase the number of green infrastructure projects;
(6)
to connect up existing initiatives and share best practices across the Member States;
(7)
to create a roadmap for greening European cities by 2030;
(8)
to prepare for the European Year of Greener Cities 2020.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 52
Pilot project — Invasive alien species: improvement of understanding and communication
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
262 500
875 000
437 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project concerns novel methods to prevent the establishment and spread of invasive alien species (IAS) in the Union in support of Regulation (EU) No 1143/2014 of the European Parliament and of the Council of 22 October 2014 on the prevention and management of the introduction and spread of invasive alien species (
OJ L 317, 4.11.2014, p. 35
) and Target 5 of the Union’s 2020 Biodiversity Strategy.
It is widely recognised that preventing invasive alien species from becoming established (i.e. effective IAS biosecurity measures) is far more cost-effective than managing and eradicating IAS once they become established. However, two significant barriers have been identified which prevent effective IAS biosecurity measures from being implemented: i) a lack of understanding by stakeholders of the importance of IAS biosecurity, and ii) a lack of understanding among natural resource managers and regulators of how to communicate the need for effective IAS biosecurity measures across various stakeholder groups.
This pilot project will introduce a series of activities which seek to: i) improve understanding among stakeholders of the importance of effective IAS biosecurity measures, and ii) improve communication among managers, regulators and stakeholders with regard to developing and implementing effective IAS biosecurity measures.
With a view to becoming a preparatory action, the pilot project will provide funding to raise awareness of the need for effective biosecurity measures across the following stakeholder groups: farmers, landowners and land managers, environmental NGOs, the horticulture industry, the exotic pet trade, recreational freshwater users (anglers and boaters), marine users (recreational boating and industrial shipping), transport infrastructure authorities (canals, railway sidings, motorway verges) and local authorities. These stakeholder groups have been identified as representing the most significant pathways for IAS in Europe.
IAS biosecurity is an issue which stakeholders generally poorly understand, but at the same time is a source of great anxiety owing to the perceived negative impact on their interests. The pilot project will build a platform to facilitate constructive communication within and between sectors on the need for, and benefits of, effective IAS biosecurity measures, as well as to share best practice for the communication, development and implementation of such measures.
Specifically, under the pilot project officers will be appointed to begin and lead a dialogue within each of the identified stakeholder groups. As the existing level of understanding among many stakeholder groups about IAS biosecurity issues is low, officers will initially determine the level of understanding and concern within each stakeholder group. Once the perception of each stakeholder group has been determined, officers will then launch a series of events, workshops and conferences, and produce accessible sector-specific material, to promote understanding and the exchange of knowledge about the issue within each sector. A secretariat will manage and oversee the work of the officers, as well as collate and develop sector-specific dialogues to identify common problems and common solutions across sectors.
As a result of these activities, the level of concern, conflict and misunderstanding around IAS biosecurity is expected to fall. What is new about this project is that it is proactive, as there have been no previous attempts to constructively engage specific sectors at pan-European level on IAS biosecurity, and collaborative, as it simultaneously addresses IAS biosecurity across related but different European sectors.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 53
Preparatory action — EU pollinator monitoring and indicators
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 000 000
1 250 000
Remarks
The preparatory action will support the implementation of a Union-wide monitoring scheme for wild insect pollinators in Member States and construction of associated indicators.
Pollinators are an integral part of healthy ecosystems and their dramatic decline is a serious cause for concern. In Europe, animal pollination is primarily delivered by insects: around 2 000 bee species, 900 hoverfly species, 500 butterfly species and 8 000 moth species. Other fly species, wasps and beetles also play an important pollination role. Without them, many plant species would decline and eventually disappear, with far-reaching consequences for nature and human wellbeing. In the Union, four out of five crop and wild flowering plant species depend, at least in part, on animal pollination. Up to EUR 15 billion of the Union’s annual agricultural output is directly attributed to insect pollinators; they are widely regarded as one of the most important indicators of a healthy environment.
On 1 June 2018, the Commission adopted the EU Pollinators Initiative, following calls from the European Parliament and the Council for action to tackle the widely acknowledged dramatic decline of pollinators. The initiative lays down a number of actions to address known causes of the decline, but also focuses on strengthening the knowledge base. It emphasises the importance of a systemic approach to collection of data and information on pollinators, in order to evaluate policy actions and improve their effectiveness. While in some areas there is a reasonable level of knowledge (decline of butterflies, the poor state of their habitats and the drivers of declines), knowledge gaps remain overall with regard to the status of and trends for most pollinator populations, as well as the causes and consequences of their decline. A coordinated monitoring process at Union level, powered by a standardised field data collection, will make it possible to close the critical gaps and develop robust indicators to underpin impactful Union policies for pollinators.
Pollinator indicators will in particular be essential for a new EU post-2020 biodiversity framework and the new common agricultural policy (CAP). Pollinators are a high-profile topic in the work of the UN Convention on Biological Diversity, which sets a global framework of actions on biodiversity, and to which the UN Food and Agriculture Organisation actively contributes. This culminated in the first global report on pollinators issued by the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services in 2016. It is expected that pollinators will feature in targets for the future global biodiversity framework. Apart from the fact that pollinators represent a target on their own merit, pollinator indicators will also help measure progress towards a number of other biodiversity targets, including those relating to the EU Habitats Directive, the Natura 2000 network, agriculture and forestry.
As stipulated under Action 5C of the EU Pollinators Initiative, the Commission will include a pollinator indicator in the performance and monitoring framework of the CAP once it has been finalised and is operational. Such an indicator would be an invaluable addition to the indicator framework in the Commission proposals for the CAP 2021-2027: insect pollinators are a good proxy for wider biodiversity and an essential factor in agricultural production. Because of this dual role, pollinator indicators would be also an excellent addition to the monitoring framework for the implementation of the Sustainable Development Goals in the Union, in particular Goals 15 (‘Life on land’) and 2 (‘Zero hunger’). The grassland butterfly indicator is already included in that framework and this action will help underpin the sustainability of butterfly monitoring and indicator reporting across the Union.
While the monitoring and indicators developed under the EU Pollinators Initiative address wild pollinator species, they will also greatly benefit honeybee health and the beekeeping sector. Managed and wild species share food/forage resources as well as the main pressures on their populations. Monitoring of wild species will provide not only good information about the quality of the environment for all pollinators, but also essential data for research into various pressures and their interplay. This is crucial for devising effective mitigation actions and supporting effective recovery.
Beyond this fundamental contribution to policy-making, data and information generated by the monitoring scheme would enable development of tools for land managers, in particular farmers. Data on the status of pollinator species, paired with good crop data (for example as per outputs of Action 3B of the EU Pollinators Initiative), would enable development of an atlas of pollinators and pollination or an early warning system for pollination deficit. These would help farmers, whose yields and profits essentially depend on pollinators, to make informed decisions on how to secure this agricultural input and mitigate risks relating to the decline of insect pollinators.
Furthermore, it would also enable tools for actors higher up the biomass chain, such as risk assessment and management tools for food and drink manufacturers, suppliers or retailers whose products and services depend on pollinator-dependent agricultural produce. In this way, good data and information on pollinators would support the bioeconomy agenda more broadly. The 2018 update of the Bioeconomy Strategy includes an action that would support the development of such tools, with a view to facilitating integration of pollinators into supply value chains (Action 3.3.4).
The scope of an EU pollinator monitoring scheme is expected to cover at least the main taxonomic groups: bees, hoverflies, butterflies and moths. At the moment, the only systemic Union-level monitoring of any pollinator group is conducted for butterflies in half the Member States. In 2018, the European Parliament funded the pilot project on EU butterfly monitoring and indicators (ABLE) to expand that monitoring scheme. This preparatory action will build on that pilot project to ensure full Union coverage with regard to monitoring butterflies, and will help establish the first-ever Union-level monitoring processes for other pollinator groups.
The Commission expects to launch a technical expert group in May 2019, mandated to devise an Union-wide pollinator monitoring scheme and pollinator indicators by May 2020. With a view to implementing the monitoring scheme and enabling the flow of data to build indicators as early as in 2021, it will be crucial to kick off the necessary preparations in Member States in 2020. Many Member States are expected to face challenges as regards administrative and academic capacities, meaning that successful implementation will help by focusing efforts early on.
Activities of the preparatory action:
The preparatory action will fund activities that help address challenges to Member State capacities with a view to facilitating harmonised implementation of a Union-wide monitoring scheme for insect pollinators.
Specifically, the preparatory action will support the following activities:
—
Pooling of expertise at Union level, expert networking and training;
—
Coordination of implementation of the scheme across Member States;
—
Assistance with the preparation of administrative, financial and academic capacities in Member States;
—
Assistance with initial implementation of the scheme in Member States with inadequate capacities;
—
Building on and complementing the European Parliament pilot project ABLE with regard to the existing butterfly monitoring scheme.
This preparatory action will run for three years and will have a budget of EUR 5 000 000.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 54
Preparatory action — Environmental monitoring through honey bees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 000 000
750 000
Remarks
The objective of this preparatory action is to put in place a tool for collecting environmental data with the help of honey bees and bee products. This will enable evaluation of pollution exposure and diffusion in the environment at landscape level. It will also enable evaluation of plant diversity across landscapes.
Despite the considerable impact of various environmental pollutants, in particular pesticides, on human wellbeing and nature, there are still major data and information gaps regarding exposure. Honey bees come into contact with diverse matrices due to their biological needs and behaviour. During their wide-ranging foraging activity (up to 15 km radius) they are exposed to pollutants present in the atmosphere, soil, vegetation and water. Numerous plants are visited every day to collect nectar, secretions from sap-feeding insects, pollen and/or water, while plant gums are collected for propolis production. While flying they also come into contact with airborne particles, which stick to their body hairs or are inhaled via spiracles. Contaminants are brought back to the beehives and may be found in bee products, such as honey, wax, propolis, pollen and bee bread. Honey bees and their products could also be an excellent tool for monitoring other environmental pollutants besides pesticides, such as heavy metals, particulate matter, volatile organic compounds and sulphur dioxide.
Honey bees are already used as bioindicators of the level of environmental contamination. Studies have been performed using bees and bee products as biological monitoring instruments to measure environmental quality. Various levels of environmental monitoring with honey bees have already been described, with varying degrees of complexity and sensitivity. Prompted by concern for honey bee colony losses, beekeepers, beekeeper technicians and scientists in parts of Europe began analysing the contaminant content of bees and bee products. The results are often the same: bees are exposed to a wide variety of contaminants simultaneously and consecutively.
Furthermore, there are considerable knowledge gaps as regards plant species richness and abundance across various landscapes in the Union. Such knowledge is essential for evaluation of habitat quality as well as evaluation of pressures that different land uses may exert on habitats. Collection and analysis of pollen from beehives offers a promising avenue to gather invaluable data and information that can help to close those knowledge gaps.
Environmental data and information generated through monitoring using honey bees would support Union policies in the following areas:
—
Public health and food safety;
—
Plant and animal health, including bee health;
—
Agriculture rural development, including beekeeping;
—
Agricultural production and food security;
—
Environmental protection (nature, air, water, soil);
—
Biodiversity.
It would in particular support effective actions under:
—
Directive 2009/128/EC on the sustainable use of pesticides;
—
Regulation(EC) 1107/2009 concerning the placing of plant protection products on the market;
—
the common agricultural policy;
—
EU biodiversity policy, including the EU Pollinators Initiative;
—
Directive (EU) 2016/2284 on the reduction of national emissions of certain atmospheric pollutants;
—
Directive 2010/75/EU on industrial emissions.
In this way, environmental monitoring through honey bees would contribute towards the achievement of the Sustainable Development Goals in the Union, in particular Goals 2 (‘Zero hunger’), 3 (‘Good health and wellbeing’), 12 (‘Responsible consumption and production’), 14 (‘Life below water’) and 15 (‘Life on land’).
In 2018, the European Parliament funded the pilot project ‘Environmental monitoring of pesticide use through honey bees’. This preparatory action will build on that pilot project. It will further expand the scope to other environmental pollutants as well as monitoring of plant diversity. The preparatory action will be a citizen science project in which beekeepers will play a key role by collecting samples from beehives.
Activities of the preparatory action:
—
The preparatory action will fund Union-wide implementation of the monitoring methodology currently being developed and tested by the pilot project. Furthermore, the action will look to expand the monitoring to include other environmental pollutants and plant diversity.
Specifically, activities under this preparatory action will:
—
explore how to expand the monitoring protocol to include environmental pollutants besides pesticides, and develop relevant modules;
—
emplement the monitoring protocol by sampling beehives across various land uses in all Member States;
—
carry out chemical and pollen analysis of samples;
—
develop IT infrastructure to create, store, manage, process and share data;
This preparatory action will run for three years and will have a budget of EUR 4 000 000.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 55
Preparatory action — Measuring the pulse of European biodiversity using the Red List Index
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 400 000
600 000
Remarks
This preparatory action will evaluate the changes in biodiversity status in Europe, and at Union and pan-European levels, address clustered drivers of decline and monitor the impact of conservation measures and policy action. It will be an important contribution to the final evaluation of the EU Biodiversity Strategy and the post-2020 biodiversity frameworks. The proposed approach combines the mobilisation of dedicated knowledge networks and data with the use of an established metric, the International Union for Conservation of Nature (IUCN) Red List Index (RLI), so as to update existing European Red Lists (ERL) and assess status changes in species, with the aim of informing sectoral and land use policies, which is critical for refining the scope of their action.
In Europe, the risk of extinction of species has increased dramatically over the last 20 years. While the drivers of these declines are largely known for some groups of organisms, and conservation measures and policies have been implemented to prevent the continuation of these downward trends, data and knowledge on species trends and threats are either non-existent or not easily accessible, species status indicators have not been systematically produced, and the geographical scope of conservation and policy action has been uneven. This makes it more difficult to understand the impact of specific recovery measures and poses a challenge to measuring EU progress against regionally and internationally agreed targets to halt biodiversity loss.
The IUCN RLI is a widely accepted metric for measuring changes in extinction risk globally and has been adopted as an official indicator of progress towards the Sustainable Development Goals and the global Aichi Biodiversity Targets. As such, it was recently used to assess regional trends in mammals, birds and amphibians for Europe and Central Asia in the regional assessment report of the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services and is proposed to be used in the post-2020 global biodiversity framework. The RLI uses data from the IUCN Red List of Threatened Species, which in Europe has assessed over 11 000 species since 2006 at two regional levels: for geographic Europe, and for the Union. For marine species, the area covered by the assessments includes the Mediterranean, the Black, Baltic and North Seas, and the European part of the Atlantic Ocean (i.e. territorial waters and Exclusive Economic Zones (EEZ), including the EEZs of the Macaronesian Islands belonging to Portugal and Spain). However, IUCN Red List assessments become officially outdated after 10 years and no taxonomic group has ever been reassessed at the Union and pan-European levels. Therefore, it is vital that species be regularly reassessed to obtain a reliable and meaningful indicator of European biodiversity trends and threat abatement over time for more widespread evidence-informed policy-making.
The preparatory action will use the IUCN RLI to estimate the aggregate extinction risk for almost all taxa assessed to date by the IUCN Red List of Threatened Species at the Union and pan-European levels. These include vertebrates (mammals, amphibians, reptiles and freshwater fish), invertebrates (non-marine molluscs, butterflies, saproxylic beetles, dragonflies and bees) and plants (vascular and medicinal). The IUCN RLI can measure whether the rate of biodiversity loss has been reduced in Europe, helping to improve the effectiveness of conservation measures applied on the ground while assessing progress in implementing EU policies and legislation, such as the current EU Biodiversity Strategy – particularly Target 1, which aims to increase the protection of species and their habitats by fully implementing the EU Nature Directives – as well as informing policy targets in the post-2020 agenda. These reassessments should be aligned with the policy cycle (e.g. 2010 Biodiversity Action Plan, EU biodiversity policy to 2020, 2030 Biodiversity Strategy, etc.).
The overall methodology for species reassessments will be based on the existing Red List assessments. Some preliminary work will be needed to collect the necessary information and update the assessments. Assessment workshops will take place only to review the Red List status of the most endangered species, and so they are expected to be fewer in number than for a typical assessment exercise, and, consequently, cheaper. The duration of these workshops will vary from one to four days, depending on the number of species to be assessed. Taxonomic knowledge, expertise and data will be mobilised through engagement with the relevant Specialist Groups of the IUCN Species Survival Commission (SSC), and with IUCN staff leading the global assessment by these groups. Additional consultation with and engagement of local and international experts will be key to the success of the activities, and so this action has a huge potential for galvanising local knowledge hubs and for capacity building (through workshops). The IUCN Red List typically makes species assessments and distribution maps freely available on its website, and all the newly collected information will be uploaded to the European Environment Agency (EEA) Biodiversity Data Centre. Any additional detailed time series data on population abundance and distribution for the proposed groups of species collected under this action will be made available, subject to the terms established in legal data sharing agreements with existing monitoring schemes to clarify intellectual property rights and rights of access to data, in an integrated database that can directly contribute to an integrated monitoring system for biodiversity and ecosystems to be developed by the Commission and the EEA.
DELIVERABLES
The reassessments will provide four main deliverables:
1)
An ERL publication for each group of species (Union and pan-European levels), providing an overview of the analyses undertaken and the results of the reassessment process, including examples of species with positive, stable and negative trends as shown by the RLI, a compilation of conservation successes and failures, with key messages and recommendations tailored to the main sectors responsible for actions taking place across Europe that continue to support and/or threaten species conservation. These will be critical to improving biodiversity mainstreaming across non-state actors and informing the general public as to which actions and behaviours will benefit European biodiversity and promote ecosystem services and, hence, human wellbeing. The final reassessments for each species will also be presented in updated factsheets on the IUCN website. The advantages of uploading the factsheets to the Red List website are: access to all ERL data in one place; access to the most up-to-date assessments beyond the scope of this action which benefit from new information being incorporated by the SSC Expert Network; and a comparison with global and other regional assessments for the same species. In line with previous ERL publications, the updated assessments will be in full colour with figures and photos throughout, and the publications will also be designed to minimise download times for the PDF version. The publications will be delivered in print (300 copies) as well as in electronic formats (Word and PDF).
2)
Integration of updated Red List databases into the EEA Biodiversity Data Centre and its hosting infrastructure. All the information collected to estimate the RLI (population size, distribution, demographic trends, habitats, threats) will be used to update the current species assessments in the Species Information Service, and exported to Microsoft Access databases (per taxonomic group), which will then be formatted in accordance with the requirements of the EEA Biodiversity Data Centre, where they will be made available.
3)
Preparation of text for the Europa website. A new tab under the current index available for each ERL assessment on the Europa website showing the results of the RLI for each taxonomic group will be created and the respective text will be prepared in parallel with the ERL publications. The current structure (i.e. titles and subtitles) as developed for previous ERL projects might require revision to better encapsulate and profile the efforts for, and results of, systematic monitoring and of the RLI.
4)
‘The pulse of European biodiversity’ brochure summarising the findings of the reassessments and the RLI, highlighting the importance of biodiversity monitoring and long-term trends, clustering drivers of threat to provide key messages to the societal sectors with the greatest impacts, and celebrating cases of conservation success. It is important that positive messages be included to help create the optimistic social movement that will enable change. The brochure will be produced in line with the Commission’s visual identity guidelines. It will have broad appeal and will be used to communicate with policymakers and the interested public. It will also be an important communication tool for the media and will provide DG Environment with a very useful tool that can be widely distributed to other DGs and stakeholders, and used in awareness-raising campaigns. The brochures will be delivered in print (1 500 copies) as well as in electronic formats (Word and PDF).
This three-year preparatory action will have a total budget of EUR 2 400 000.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 56
Pilot project — Making the Iron Gate dams passable for Danube sturgeon
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 000 000
500 000
Remarks
This pilot project will assess technical solutions for opening a migration route for sturgeon to pass the Iron Gate hydropower dams I and II on the Danube River on the border between Romania and Serbia. Considering the size of the dams (the largest on the River Danube), the size of the fish (up to 7 metres in length) and the surrounding rocky terrain, this is an extraordinary engineering challenge requiring a solution with a high degree of innovation, tailored to local circumstances.
Restoring sturgeon migration aids is highlighted as a flagship project under the Sturgeon Strategy of the International Commission for the Protection of the Danube River (ICPDR) as well as in the Action Plan of the EU Strategy for the Danube Region with a view to improving the conservation status of the Danube sturgeon. The flagship project also contributes to the implementation of the pan-European Action Plan for the Conservation of the Sturgeon under the Bern Convention, to which the Union is a party.
This pilot project will prepare a sound and comprehensive technical feasibility study for facilitating sturgeon migration including:
1)
concept/pre-design for potential technical options for upstream and downstream fish passage restoration, including comparison of advantages and disadvantages (restrictions), cost estimates, risks (technical, financial) and identification of the next steps required for an outline design, including structural design, technical components design and operational concept;
2)
hydraulic modelling;
3)
concept for an implementation strategy (the sequence of structure implementation, e.g. a step-by-step process following a learning-by-doing approach, i.e. an adaptive fishway design approach);
4)
identification of feasible management alternatives, in particular for downstream fish protection (e.g. turbine management, trap and transport) – both short-term and long-term;
5)
field surveys necessary to fill knowledge gaps not covered by ongoing studies (non-existing data or outdated data);
6)
concept for fishway evaluation/monitoring;
7)
update of funding concept;
8)
review of technical concepts by peer reviewers/fishway experts.
These components of the technical Feasibility Study will cost some EUR 2 000 000. The ICPDR as well as the competent national authorities of Romania and Serbia will be closely involved in the implementation of the study.
The activities to be implemented could be redesigned to avoid possible overlaps with ongoing work.
Funding for this project is currently not provided for in any Union programme.
There is no ready-to-apply design for this kind of fish pass and the innovative solution funded under this project will thus be a paradigm for designing comparable fish passes on other, large European rivers. Similar challenges to that of making Iron Gate I and II passable for large fish (e.g. large scale, high discharge, variable water levels in the reservoir) are also encountered around the Baltic Sea, where large dams on the Vistula (Poland), the Neman (Lithuania) and the Daugava (Latvia) rivers hinder fish migration and sturgeon reintroduction programmes. Other examples are the Gabčíkovo dam as well as larger dams on the Tisza and Drava in the Danube basin, on the Evros in Bulgaria and Greece, and rivers on the Iberian Peninsula, for example on the Guadalquivir, a former sturgeon river. Finding fish migration solutions for all these rivers would be an important contribution to implementation of the EU Water Framework Directive.
Passages for sturgeon on large dams only exist in Russia on the Volga and Kuban rivers and in the United States on the Connecticut and Columbia rivers. Experience gathered with these facilities should be taken into account, but will not answer all questions. One of the best known and most successful examples of fish passes for sturgeon in Europe is at Geesthacht in Germany, but there the weir is only 4,5 m high, whereas Iron Gate I is 60 m high.
In addition, this pilot project will also involve Serbian water management stakeholders, thereby helping them learn how to comply with the environmental acquis.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 57
Preparatory action — Promoting alternatives to animal testing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 800 000
450 000
Remarks
The previous pilot project to promote and develop alternatives to animal testing provided for various actions (to develop education and training but also to improve information and communication on alternative methods) as identified in the three pillars of actions proposed by the Commission for the pilot project in its ‘Interim report on the implementation of Pilot Projects and Preparatory Actions 2017’ (Ref. Ares(2017)1094287 - 01/03/2017) and carried out by the Commission in 2018. In order to ensure the sustainability and efficiency of those successful actions, the pilot project should continue as a preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 58
Preparatory action – Creation of a European drought resilience and adaptation observatory
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
The main objective of the preparatory action is to turn the European drought observatory into an organisation with institutional capacity and human and material resources, so that a university network, R&D units, companies from the productive sector and civil society can operate efficiently and effectively.
This European observatory will carry out research into the origins and consequences of droughts.
The aim is also to combine human resources and scientific and technical knowledge in order to provide information (analysis of statistics and trends) and methodologies for handling and adapting productive resources to the realities and needs of each region and each specific agricultural production type, and to provide assistance and advisory service support to the Member States and regions affected by drought.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
07 02 77 59
Pilot project — Improving guidance and knowledge sharing between land managers, conservationists and local communities to preserve cultural heritage landscapes under and outside Natura 2000
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
439 881
109 970
Remarks
Landcare initiatives are characterised by close cooperation between conservationists, farmers and local communities. Their aim is to preserve the diversity of European landscapes and their biodiversity, and to provide support for the further sustainable development of rural economies. Cooperative nature conservation efforts on the basis of landcare principles currently exist in six Member States (France, Germany, Luxembourg, the Netherlands, Romania and Spain) and a start is currently being made on similar approaches in other Member States (e.g. Lithuania and Czechia).
Actively improving how Union nature directives are implemented provides the setting within which landcare initiatives are taking place. The project will promote the relevant CAP measures, including measures for farmland birds and Natura 2000 site management, and work to include all relevant measures/goals in the CAP strategic plans and the prioritised action frameworks. In addition, implementation of the Water Framework Directive is considered an important factor for the project and for implementation of Union nature legislation.
To achieve these goals in the regions on the ground, the participating organisations are carrying out a broad range of activities in support of various stakeholders in relevant rural areas in order to secure conservation measures from a structural perspective.
The main working areas for implementation of Union nature legislation involve:
—
offering additional sources of income for land users through landcare measures, e.g. agri-environmental measures that preserve landscapes and biodiversity,
—
marketing high quality regional products (e.g. from Natura 2000 sites),
—
supporting rural tourism,
—
creating jobs, and
—
fostering regional identities.
Experience so far shows that the landcare approach improves implementation of Union nature directives by enhancing local biodiversity, preserving cultural landscapes and improving quality of life for people in rural areas. In line with the Action Plan for nature, people and the economy, these developments promote smarter participatory approaches and strengthen full involvement of landowners and users.
There should therefore be efforts to intensify contact and exchange of experiences within the European landcare initiatives and organisations. In recent years, a start has been made on pooling experience among various European landcare initiatives, which have benefited from those contacts. During mutual visits and workshops, new approaches for better implementation of Union environment/nature and farming policies have been developed; but today it is essential to strenthen this cooperation at European level so as to boost the long-term benefit for rural development and nature.
This project will involve both existing and new partners so that they learn from defined key factors and practical experience. They will be able to participate in workshops and at a European conference. The project will therefore ultimately help foster European partnerships and strengthen the Union. Accordingly, five workshops with successful partners will be run in order to define key factors for cooperative nature conservation. The key factors will be summarised in a multilingual publication and presented at a final European conference on ‘Landcare Europe – cooperative nature conservation to benefit man and nature’. New landcare movements can use this to improve their work on the ground.
The central goal of the project is to promote better implementation of Union directives, such as the Habitats Directive and the Water Framework Directive, and the impact of the common agricultural policy on cultural landscapes in various Member States. Feedback and suggestions will be summarised and delivered to the Commission as well as to the respective ministries in the Member States. This will also foster the transfer of knowledge and practical experiences from one country to another and the development of suitable programmes if necessary.
In addition to implementation of Union nature conservation directives, further topics will be discussed that are not directly related to everyday landcare work in Europe, with the aim of finding solutions and learning from tried-and-tested practices:
—
questions of coexistence with large carnivores in rural areas;
—
lessons learnt and conclusions for the restoration of habitats for farmland birds and participation in the new contract relating to farmland birds;
—
on the basis of experience gained and suggestions emerging from landcare initiatives in Europe, the pilot project will contribute to updating guidance on Natura 2000 and farmland;
—
conclusions will also feed in to action to promote several deliverables under the Action Plan for nature;
—
experiences and lessons learnt can also feed in to biogeographical networking events, etc.
The special value of landcare initiative collaboration is that, in the process, a bridge is built between nature conservation, land users and local communities. Therefore, Union policy targets can be better achieved and a pro-European atmosphere can be promoted in rural areas.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 08
RESEARCH AND INNOVATION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
08 01
ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA
362 210 292
362 210 292
349 779 197
349 779 197
340 139 296,25
340 139 296,25
08 02
HORIZON 2020 — RESEARCH
7 379 846 777
6 464 654 858
6 905 683 341
6 160 290 816
6 866 249 595,73
6 216 594 059,89
08 03
EURATOM PROGRAMME — INDIRECT ACTIONS
245 880 895
266 209 024
228 728 410
226 253 253
259 299 051,94
175 359 750,36
08 05
RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL
p.m.
499 064
1 275 000
637 500
39 653 815,84
44 088 642,72
Title 08 — Total
7 987 937 964
7 093 573 238
7 485 465 948
6 736 960 766
7 505 341 759,76
6 776 181 749,22
Remarks
These remarks apply to all the budget lines in this title.
Research and innovation activities under this title will contribute to two main research programmes, i.e. Horizon 2020 and Euratom. It will also cover research programmes of the Research Fund for Coal and Steel.
It will be carried out in order to pursue the general objectives set out in Article 179 TFEU, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively, and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
These appropriations are also intended to cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union’s strategy on research, technological development and demonstration (RTD).
Revenue resulting from the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation's participation in the ITER activities carried out by Fusion for Energy (
OJ L 370, 30.12.2014, p. 3
) will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be made available under Items 08 02 50 01 and 08 03 50 01.
Administrative appropriations of this title will be provided under Article 08 01 05.
CHAPTER 08 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
08 01
ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA
08 01 01
Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area
5.2
6 139 472
6 338 833
6 212 756,23
101,19
08 01 02
External personnel and other management expenditure of the ‘Research and innovation’ policy area
08 01 02 01
External personnel
5.2
321 492
314 688
164 378,23
51,13
08 01 02 11
Other management expenditure
5.2
543 198
563 133
522 437,48
96,18
Article 08 01 02 — Subtotal
864 690
877 821
686 815,71
79,43
08 01 03
Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area
5.2
407 173
424 961
497 575,03
122,20
08 01 05
Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area
08 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
99 202 032
96 674 662
95 847 405 ,—
96,62
08 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
26 462 298
25 943 429
28 076 109 ,—
106,10
08 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
48 455 340
47 432 428
47 730 943,26
98,51
08 01 05 11
Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme
1.1
9 571 680
10 268 772
7 201 649 ,—
75,24
08 01 05 12
External personnel implementing research and innovation programmes — Euratom Programme
1.1
971 040
952 000
689 286 ,—
70,98
08 01 05 13
Other management expenditure for research and innovation programmes — Euratom Programme
1.1
3 468 000
3 391 764
3 273 582,02
94,39
Article 08 01 05 — Subtotal
188 130 390
184 663 055
182 818 974,28
97,18
08 01 06
Executive agencies
08 01 06 01
European Research Council Executive Agency — contribution from Horizon 2020
1.1
51 319 000
49 390 184
47 976 774 ,—
93,49
08 01 06 02
Research Executive Agency — Contribution from Horizon 2020
1.1
73 714 915
69 429 652
67 000 653 ,—
90,89
08 01 06 03
Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020
1.1
31 461 034
29 388 149
27 319 558 ,—
86,84
08 01 06 04
Innovation and Networks Executive Agency — Contribution from Horizon 2020
1.1
8 139 618
7 301 542
6 561 190 ,—
80,61
08 01 06 05
Research Executive Agency — Contribution from non-research programmes
5.2
2 034 000
1 965 000
1 065 000 ,—
52,36
Article 08 01 06 — Subtotal
166 668 567
157 474 527
149 923 175 ,—
89,95
Chapter 08 01 — Total
362 210 292
349 779 197
340 139 296,25
93,91
08 01 01
Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 139 472
6 338 833
6 212 756,23
08 01 02
External personnel and other management expenditure of the ‘Research and innovation’ policy area
08 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
321 492
314 688
164 378,23
08 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
543 198
563 133
522 437,48
08 01 03
Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
407 173
424 961
497 575,03
08 01 05
Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area
08 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
99 202 032
96 674 662
95 847 405 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020, occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 08 02.
08 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
26 462 298
25 943 429
28 076 109 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020, in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 08 02.
08 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
48 455 340
47 432 428
47 730 943,26
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 08 02.
08 01 05 11
Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
9 571 680
10 268 772
7 201 649 ,—
Remarks
This appropriation covers expenditure relating to officials and temporary staff implementing research and innovation programmes — Euratom Programme, occupying posts on the authorised establishment plans engaged in indirect action under the nuclear programmes, including staff posted in Union delegations.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 08 03.
08 01 05 12
External personnel implementing research and innovation programmes — Euratom Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
971 040
952 000
689 286 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Euratom Programme, in the form of indirect action under the nuclear programmes, including external personnel posted in Union delegations.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 08 03.
08 01 05 13
Other management expenditure for research and innovation programmes — Euratom Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 468 000
3 391 764
3 273 582,02
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Euratom Programme, in the form of indirect action under the nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 08 03.
08 01 06
Executive agencies
08 01 06 01
European Research Council Executive Agency — contribution from Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
51 319 000
49 390 184
47 976 774 ,—
Remarks
This appropriation is intended to cover the operating costs of the European Research Council Executive Agency incurred as a result of the Agency’s role in the management of Horizon 2020 — the framework Programme for Research and Innovation (2014-2020) and the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme: Ideas implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 243
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Commission Implementing Decision 2013/779/EU of 17 December 2013 establishing the European Research Council Executive Agency and repealing Decision 2008/37/EC (
OJ L 346, 20.12.2013, p. 58
).
Commission Decision C(2013) 9418 of 20 December 2013 delegating powers to the European Research Council Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of frontier research comprising, in particular, implementation of appropriations entered in the general budget of the Union, as amended by Commission Decisions C(2014) 9450 of 12 December 2014, C(2015) 8754 of 11 December 2015 and C(2017) 4900 of 14 July 2017.
08 01 06 02
Research Executive Agency — Contribution from Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
73 714 915
69 429 652
67 000 653 ,—
Remarks
This appropriation is intended to cover the operating costs of the Research Executive Agency incurred as a result of the Agency’s role in the management of Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme Cooperation implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 86
).
Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme People implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 270
).
Council Decision 2006/974/EC of 19 December 2006 on the Specific Programme: Capacities implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 299
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Commission Decision 2008/46/EC of 14 December 2007 setting up the ‘Research Executive Agency’ for the management of certain areas of the specific Community programmes People, Capacities and Cooperation in the field of research in application of Council Regulation (EC) No 58/2003 (
OJ L 11, 15.1.2008, p. 9
).
Commission Implementing Decision 2013/778/EU of 13 December 2013 establishing the Research Executive Agency and repealing Decision 2008/46/EC (
OJ L 346, 20.12.2013, p. 54
).
Commission Decision C(2013) 9418 of 20 December 2013 delegating powers to the Research Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of research and innovation comprising, in particular, implementation of appropriations entered in the general budget of the Union, as amended by Commission Decisions C(2014) 9450 of 12 December 2014, C(2015) 8754 of 11 December 2015 and C(2017) 4900 of 14 July 2017.
08 01 06 03
Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
31 461 034
29 388 149
27 319 558 ,—
Remarks
This appropriation is intended to cover the operating costs of the Executive Agency for Small and Medium-sized Enterprises incurred as a result of the Agency’s role in the management of Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Decision No 1230/2003/EC of the European Parliament and of the Council of 26 June 2003 adopting a multiannual programme for action in the field of energy: ‘Intelligent Energy — Europe’ (2003-2006) (
OJ L 176, 15.7.2003, p. 29
).
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Commission Decision 2004/20/EC of 23 December 2003 setting up an executive agency, the ‘Intelligent Energy Executive Agency’, to manage Community action in the field of energy in application of Council Regulation (EC) No 58/2003 (
OJ L 5, 9.1.2004, p. 85
).
Commission Decision 2007/372/EC of 31 May 2007 amending Decision 2004/20/EC in order to transform the Intelligent Energy Executive Agency into the Executive Agency for Competitiveness and Innovation (
OJ L 140, 1.6.2007, p. 52
).
Commission Decision C(2007) 3198 of 9 July 2007 delegating powers to the ‘Executive Agency for Competitiveness and Innovation’ with a view to performance of tasks linked to implementation of the Intelligent Energy — Europe Programme 2003-2006, the Marco Polo Programme 2003-2006, the Competitiveness and Innovation Framework Programme 2007-2013 and the Marco Polo Programme 2007-2013 comprising in particular implementation of appropriations entered in the Community budget.
Commission Implementing Decision 2013/771/EU of 17 December 2013 establishing the ‘Executive Agency for Small and Medium-sized Enterprises’ and repealing Decisions 2004/20/EC and 2007/372/EC (
OJ L 341, 18.12.2013, p. 73
).
Commission Decision C(2013) 9414 of 23 December 2013 delegating powers to the Executive Agency for Small and Medium-sized Enterprises with a view to performance of tasks linked to the implementation of Union programmes in the field of energy, environment, climate action, competitiveness and SMEs, research and innovation, ICT, maritime policy and fisheries comprising, in particular, implementation of appropriations entered in the general budget of the Union.
08 01 06 04
Innovation and Networks Executive Agency — Contribution from Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 139 618
7 301 542
6 561 190 ,—
Remarks
This appropriation is intended to cover the operating costs of the Innovation and Networks Executive Agency incurred as a result of the Agency’s role in the management of Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
Reference acts
Commission Implementing Decision 2013/801/EU of 23 December 2013 establishing the Innovation and Networks Executive Agency and repealing Decision 2007/60/EC as amended by Decision 2008/593/EC (
OJ L 352, 24.12.2013, p. 65
).
Commission Decision C(2013) 9235 of 23 December 2013 delegating powers to the Innovation and Networks Executive Agency with a view to the performance of tasks linked to the implementation of Union programmes in the field of transport, energy and telecommunications infrastructure and in the field of transport and energy research and innovation comprising, in particular, implementation of appropriations entered in the general budget of the Union.
08 01 06 05
Research Executive Agency — Contribution from non-research programmes
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 034 000
1 965 000
1 065 000 ,—
Remarks
This appropriation is intended to cover the operating costs of the Research Executive Agency incurred as a result of the centralisation of the third parties’ legal validation and the preparation of viability assessment and its delegation to the Agency in response to the obligation of the single electronic data interchange area, referred to in Article 147(1) of the Financial Regulation. Further to the support to research programmes, the Agency shall be responsible for the provision of administrative and logistical support services for the third parties’ legal validation and the preparation of viability assessment for both grants and procurement activities, including the first level of the indirect management transactions, for all non-research programmes, including for the implementation of administrative expenditures and in the cases referred to in Article 58(2) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Tasks resulting from the Commission’s administrative autonomy, as provided for in Article 58(2) of Regulation (EU, Euratom)2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Tasks resulting from e-Government legal provisions, as provided for in Article 147(1) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Commission Implementing Decision 2013/778/EU of 13 December 2013 establishing the Research Executive Agency and repealing Decision 2008/46/EC (
OJ L 346, 20.12.2013, p. 54
).
Commission Decision C(2013) 9418 of 20 December 2013 delegating powers to the Research Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of research and innovation comprising, in particular, implementation of appropriations entered in the general budget of the Union, as amended by Commission Decisions C(2014) 9450 of 12 December 2014, C(2015) 8754 of 11 December 2015 and C(2017) 4900 of 14 July 2017.
CHAPTER 08 02 —
   
HORIZON 2020 — RESEARCH
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
08 02
HORIZON 2020 — RESEARCH
08 02 01
Excellent science
08 02 01 01
Strengthening frontier research in the European Research Council
1.1
2 169 970 133
1 978 553 728
1 969 672 172
1 624 989 887
1 898 961 734,59
1 439 111 551,75
72,74
08 02 01 02
Strengthening research in future and emerging technologies
1.1
p.m.
35 423 585
45 400 000
p.m.
0 ,—
0 ,—
0
08 02 01 03
Strengthening European research infrastructures, including e-infrastructures
1.1
247 270 417
198 815 486
235 362 607
187 233 718
234 650 074 ,—
126 526 866 ,—
63,64
Article 08 02 01 — Subtotal
2 417 240 550
2 212 792 799
2 250 434 779
1 812 223 605
2 133 611 808,59
1 565 638 417,75
70,75
08 02 02
Industrial leadership
08 02 02 01
Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing
1.1
596 300 594
518 793 206
535 119 776
498 152 158
536 664 801,28
545 967 746,02
105,24
08 02 02 02
Enhancing access to risk finance for investing in research and innovation
1.1
390 264 801
98 806 938
435 388 299
324 237 047
497 728 587,37
459 142 228,77
464,69
08 02 02 03
Increasing innovation in small and medium-sized enterprises (SMEs)
1.1
58 696 783
31 186 450
46 085 771
30 811 397
44 577 762 ,—
62 901 713 ,—
201,70
Article 08 02 02 — Subtotal
1 045 262 178
648 786 594
1 016 593 846
853 200 602
1 078 971 150,65
1 068 011 687,79
164,62
08 02 03
Societal challenges
08 02 03 01
Improving lifelong health and well-being
1.1
675 046 838
605 575 007
673 524 898
458 962 266
596 420 174,96
432 433 167,56
71,41
08 02 03 02
Securing sufficient supplies of safe, healthy and high quality food and other bio-based products
1.1
288 728 659
196 048 586
177 650 893
162 170 942
192 763 115 ,—
186 447 197,49
95,10
08 02 03 03
Making the transition to a reliable, sustainable and competitive energy system
1.1
437 834 269
389 637 517
337 583 939
292 185 559
346 979 242,76
335 304 098,01
86,06
08 02 03 04
Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless
1.1
291 118 104
288 816 863
295 546 905
239 845 116
244 899 917 ,—
262 096 316,31
90,75
08 02 03 05
Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials
1.1
357 285 003
276 823 566
312 327 206
290 605 621
310 791 111,27
225 434 494,90
81,44
08 02 03 06
Fostering inclusive, innovative and reflective European societies
1.1
139 557 525
128 990 572
130 000 611
126 186 096
126 993 850 ,—
116 545 584,65
90,35
Article 08 02 03 — Subtotal
2 189 570 398
1 885 892 111
1 926 634 452
1 569 955 600
1 818 847 410,99
1 558 260 858,92
82,63
08 02 04
Spreading excellence and widening participation
1.1
138 566 660
135 975 325
129 149 390
148 909 913
159 148 737,09
79 163 256,08
58,22
08 02 05
Horizontal activities of Horizon 2020
1.1
115 382 001
99 235 199
111 617 998
100 150 249
102 440 877,37
98 428 029,49
99,19
08 02 06
Science with and for society
1.1
73 431 161
64 810 922
68 387 298
63 859 544
66 598 818 ,—
76 287 848,41
117,71
08 02 07
Joint Undertakings
08 02 07 31
Innovative Medicines Initiative 2 (IMI2) Joint Undertaking — Support expenditure
1.1
27 211 783
5 445 016
5 384 615
5 384 615
5 156 500 ,—
5 156 500 ,—
94,70
08 02 07 32
Innovative Medicines Initiative 2 (IMI2) Joint Undertaking
1.1
243 447 970
179 520 198
256 117 000
131 530 049
265 331 457 ,—
79 390 537 ,—
44,22
08 02 07 33
Bio-Based Industries (BBI) Joint Undertaking — Support expenditure
1.1
8 613 816
2 286 218
1 184 579
1 184 579
2 275 539 ,—
2 275 539 ,—
99,53
08 02 07 34
Bio-Based Industries (BBI) Joint Undertaking
1.1
65 318 041
181 514 884
132 424 316
162 648 921
112 832 447 ,—
111 452 445 ,—
61,40
08 02 07 35
Clean Sky 2 Joint Undertaking — Support expenditure
1.1
20 013 668
4 162 874
4 649 515
4 649 515
4 554 181 ,—
4 554 181 ,—
109,40
08 02 07 36
Clean Sky 2 Joint Undertaking
1.1
284 058 252
299 887 500
278 720 388
310 846 929
285 480 831 ,—
327 309 728 ,—
109,14
08 02 07 37
Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking — Support expenditure
1.1
12 372 701
2 325 684
2 622 363
2 622 363
2 341 923 ,—
2 341 923 ,—
100,70
08 02 07 38
Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking
1.1
79 615 399
74 336 359
79 823 275
103 162 807
75 099 696 ,—
82 096 147 ,—
110,44
Article 08 02 07 — Subtotal
740 651 630
749 478 733
760 926 051
722 029 778
753 072 574 ,—
614 577 000 ,—
82,00
08 02 08
SME instrument
1.1
659 742 199
553 649 827
641 589 527
512 502 033
493 631 246,28
451 159 353,69
81,49
08 02 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
08 02 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
257 783 191,26
92 400 053,25
08 02 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
158 322,39
29 782 924,50
Article 08 02 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
257 941 513,65
122 182 977,75
08 02 51
Completion of previous research Framework Programme — Seventh Framework Programme — EC indirect action (2007 to 2013)
1.1
p.m.
113 688 393
p.m.
377 104 525
1 985 459,11
582 704 663,31
512,55
08 02 52
Completion of previous research framework programmes — Indirect action (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
08 02 77
Pilot projects and preparatory actions
08 02 77 05
Pilot project — Maternal immunisation: bridging knowledge gaps for advancing maternal immunisation in low-resource settings
1.1
p.m.
239 955
p.m.
179 967
0 ,—
179 966,70
75,00
08 02 77 10
Pilot project — Identifying impact pathways and developing indicators to track and measure societal impact of EU funded biomedical R&I
1.1
p.m.
105 000
350 000
175 000
Article 08 02 77 — Subtotal
p.m.
344 955
350 000
354 967
0 ,—
179 966,70
52,17
Chapter 08 02 — Total
7 379 846 777
6 464 654 858
6 905 683 341
6 160 290 816
6 866 249 595,73
6 216 594 059,89
96,16
Remarks
These budgetary remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period and brings together all existing Union research and innovation funding, including the framework programme for research, the innovation related activities of the competitiveness and innovation framework programme and the European Institute of Innovation and Technology (EIT). The programme shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘A digital agenda for Europe’, ‘Resource-efficient Europe’ and ‘An industrial policy for the globalisation era’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. This appropriation will be used also for the completion of the previous research programmes (Seventh Framework Programme and preceding framework programmes).
This appropriation will be used in accordance with the Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
08 02 01
Excellent science
Remarks
This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without pre-determined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence.
08 02 01 01
Strengthening frontier research in the European Research Council
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 169 970 133
1 978 553 728
1 969 672 172
1 624 989 887
1 898 961 734,59
1 439 111 551,75
Remarks
The fundamental activity of the European Research Council (ERC) is to provide attractive long-term funding to support excellent investigators and their research teams to pursue ground-breaking, high-gain/high-risk research. Particular priority shall be given to assisting excellent starting researchers to make the transition to independence by providing adequate support at the critical stage, when they are setting up or consolidating their own research team or programme. The ERC shall also give support, as necessary, to emerging new ways of working in the scientific world with the potential to create breakthrough results and facilitate exploration of the commercial and social innovation potential of the research which it funds.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (a) of Article 3(1) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Reference acts
Commission Implementing Decision C(2013) 8632 of 10 December 2013 adopting the 2014-2015 work programme in the framework of the Specific Programme Implementing Horizon 2020 — The Framework Programme for Research and Innovation (2014-2020) in relation to the specific objective ‘Strengthening frontier research, through the activities of the European Research Council’.
Commission Decision C(2013) 9428 of 20 December 2013 on delegating powers to the European Research Council Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of frontier research comprising, in particular, implementation of appropriations entered in the general budget of the Union.
Commission Decision C(2013) 8915 of 12 December 2013 establishing the European Research Council (
OJ C 373, 20.12.2013, p. 23
).
08 02 01 02
Strengthening research in future and emerging technologies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
35 423 585
45 400 000
p.m.
0 ,—
0 ,—
Remarks
Activities under the ‘Future and emerging technologies’ (FET) specific objective shall support fundamental science and technology research exploring new future technologies by challenging current paradigms and venturing into unknown areas. In addition, FET activities shall address a number of promising exploratory research themes with the potential to generate a critical mass of inter-related projects that, together, make up a broad and multifaceted exploration of the themes and build a European pool of knowledge. Finally, FET activities shall support ambitious large-scale, science-driven research aiming to achieve a scientific breakthrough. Such activities will benefit from the alignment of European and national agendas.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (b) of Article 3(1) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
08 02 01 03
Strengthening European research infrastructures, including e-infrastructures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
247 270 417
198 815 486
235 362 607
187 233 718
234 650 074 ,—
126 526 866 ,—
Remarks
Research infrastructures activity will ensure the implementation and operation of the ESFRI (European Strategy Forum for Research Infrastructure) and other world-class research infrastructures, including the development of regional partner facilities, for 2020 and beyond. In addition, the integration of and access to national research infrastructures and the development, deployment and operation of e-infrastructures will be ensured. The activity will also encourage research infrastructures to act as early adopters of technology, promote research and development partnerships with industry, facilitate industrial use of research infrastructures and stimulate the creation of innovation clusters.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (d) of Article 3(1) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
08 02 02
Industrial leadership
Remarks
This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies.
08 02 02 01
Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
596 300 594
518 793 206
535 119 776
498 152 158
536 664 801,28
545 967 746,02
Remarks
Leadership in enabling and industrial technologies shall provide dedicated support for research, development and demonstration on nanotechnology, advanced materials, biotechnology and advanced manufacturing and processing. Emphasis will be placed on interactions and convergence across and between the different technologies. In addition, emphasis shall be on research and development, large-scale pilots and demonstration activities, test beds and living labs, prototyping and product validation in pilot lines. Activities shall be designed to boost industrial competitiveness by stimulating industry, and in particular SMEs, to make more research and innovation investment.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular points (a)(ii) to (v) of Article 3(2) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 02 02
Enhancing access to risk finance for investing in research and innovation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
390 264 801
98 806 938
435 388 299
324 237 047
497 728 587,37
459 142 228,77
Remarks
The aim of this activity is to help companies and other types of organisation engaged in research and innovation (R & I) to gain easier access, via financial instruments, to loans, guarantees, counter-guarantees and hybrid, mezzanine and equity finance. Debt and equity facilities will be run in a demand-driven manner, though the priorities of particular sectors or of other Union programmes will be targeted if top-up funding is made available. The focus is on attracting private investments into R & I. The European Investment Bank (EIB) and the European Investment Fund (EIF) will play an important role, as entrusted entities, in implementing each financial instrument facility on behalf of and in partnership with the Commission. Part of this appropriation will be used to reinforce, in the form of paid-in capital, the EIF’s capital base.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
The corresponding amount is estimated at EUR 5 000 000.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (b) of Article 3(2) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 02 03
Increasing innovation in small and medium-sized enterprises (SMEs)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
58 696 783
31 186 450
46 085 771
30 811 397
44 577 762 ,—
62 901 713 ,—
Remarks
To support the participation of SMEs in Horizon 2020 a dedicated market-oriented instrument has been introduced, targeting all types of innovative SMEs that wish to develop, grow and internationalise. In addition, support will be provided to research intensive SMEs in transnational research projects and to women-led start-ups. Activities enhancing the innovation capacity of SMEs and improving the framework conditions for innovation will also be supported.
In accordance with Regulation (EU) No 1291/2013, support will be provided to innovation in SMEs through the implementation of an SME instrument under a single management system and implemented in a bottom-up manner. In accordance with Annex II to that Regulation within the target of allocating a minimum of 20 % of the total combined budgets for the specific objective ‘Leadership in enabling and industrial technologies’ and the priority ‘Societal challenges’ for SMEs, a minimum of 5 % of those combined budgets will be initially allocated to the dedicated SME instrument. A minimum of 7 % of the total budgets of the specific objective ‘Leadership in enabling and industrial technologies’ and the priority ‘Societal challenges’ will be allocated to the dedicated SME instrument averaged over the duration of Horizon 2020.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (c) of Article 3(2) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 03
Societal challenges
Remarks
This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level and take a gender-sensitive approach while aiming for balanced participation of men and women.
08 02 03 01
Improving lifelong health and well-being
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
675 046 838
605 575 007
673 524 898
458 962 266
596 420 174,96
432 433 167,56
Remarks
Lifelong health and well-being for all, high-quality and economically sustainable health and care systems, with health care becoming more personalised for more efficacy, and opportunities for new jobs and growth in the health sector and its related industries are the aims of this activity. Consequently, actions will focus on effective health promotion and disease prevention (e.g. understanding the determinants of health, developing better preventive vaccines). Particular attention will be paid to gender- and age-related health specificities. In addition, emphasis will be placed on managing, treating and curing disease (notably via an increased personalisation of medicine), including fighting cancer, disability and reduced functionality (e.g. by transferring knowledge to clinical practice and scalable innovation actions, better use of health data, independent and assisted living). Furthermore, efforts will be made to improve decision-making in prevention and treatment provision, identify and support the dissemination of best practice in the health care sector, and support integrated care and the uptake of technological, organisational and social innovations empowering in particular older persons as well as disabled persons to remain active and independent. Finally, actions will be based on a gender-sensitive approach that recognises, amongst other things, the position of women in both the informal and the formal care sector.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (a) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 03 02
Securing sufficient supplies of safe, healthy and high quality food and other bio-based products
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
288 728 659
196 048 586
177 650 893
162 170 942
192 763 115 ,—
186 447 197,49
Remarks
This activity will focus on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis will be placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts will be made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource efficient, sustainable and competitive European bio-based industries will also be promoted.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (b) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 03 03
Making the transition to a reliable, sustainable and competitive energy system
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
437 834 269
389 637 517
337 583 939
292 185 559
346 979 242,76
335 304 098,01
Remarks
Research efforts to ensure a secure, clean and efficient energy supply will focus on reducing the Union’s energy consumption and carbon footprint and on securing a low-cost, low-carbon electricity supply. These efforts will build on the objectives and priorities of the Energy Union and the Strategic Energy Technology (SET) Plan.
At least 85 % of the budget appropriations will be allocated to the renewables and energy efficiency policy areas, including smart grids, energy storage and smart cities and communities.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Attention shall be paid to helping to close the research and innovation divide in Europe, without undermining the excellence criteria.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (c) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 03 04
Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
291 118 104
288 816 863
295 546 905
239 845 116
244 899 917 ,—
262 096 316,31
Remarks
Under this activity emphasis will be placed on resource-efficient transport (e.g. accelerating the development and deployment of a new generation of electric and other low or zero emission aircraft, vehicles and vessels) as well as on better mobility with less congestion and more safety and security (e.g. promoting integrated door-to-door transport and logistics). The focus will also be on reinforcing the competitiveness and performance of European transport manufacturing industries and related services, by, for instance, developing the next generation of innovative transport means and preparing the ground for the following one. Actions aiming at improving the understanding of transport-related socioeconomic trends and prospects, and at providing policymakers with evidence-based data and analyses will also be supported.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (d) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 03 05
Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
357 285 003
276 823 566
312 327 206
290 605 621
310 791 111,27
225 434 494,90
Remarks
The main focus of this activity is to achieve a resource-efficient and climate change resilient economy and a sustainable supply of raw materials in order to meet the needs of a growing global population within the sustainable limits of the planet’s natural resources. Consequently, emphasis will be placed on fighting and adapting to climate change, on sustainably managing natural resources and ecosystems and on enabling the transition towards a green economy through eco-innovation. Comprehensive and sustained global environmental observation and information systems will also be developed.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Item 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (e) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 03 06
Fostering inclusive, innovative and reflective European societies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
139 557 525
128 990 572
130 000 611
126 186 096
126 993 850 ,—
116 545 584,65
Remarks
The aim of this activity is to contribute to making European societies more inclusive, innovative and reflective, by promoting smart, sustainable and inclusive growth. Actions will support coordinated policymaking through the development of evidence, tools, forward-looking activities and pilots to increase transnational efficiency and economic impact of research and innovation policies and achieve a well-functioning European Research Area and Innovation Union. Actions will also aim at closing the innovation divide, ensuring societal engagement in research and innovation and fostering gender balance in research teams, promoting coherent and effective cooperation with third countries and developing an understanding of Europe’s intellectual basis: its history and the many European and non-European influences, as an inspiration for our lives today.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (f) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 04
Spreading excellence and widening participation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
138 566 660
135 975 325
129 149 390
148 909 913
159 148 737,09
79 163 256,08
Remarks
The aim of this activity is to fully exploit the potential of Europe’s talent pool and to ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence. By nurturing and connecting pools of excellence, the actions proposed will contribute to strengthening the European Research Area.
The actions will focus on teaming of excellent research institutions and low-performing RDI regions aiming at the creation of new (or significant upgrade of existing) centres of excellence in low performing RDI Member States and regions, twinning of research institutions, establishing ‘ERA Chairs’, a Policy Support Facility to improve the design, implementation, and evaluation of national/regional research and innovation policies, supporting access to international networks for excellent researchers and innovators who lack sufficient involvement in European and international networks, and strengthening the administrative and operational capacity of transnational networks of national contact points, including through training.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular Article 3(4) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
08 02 05
Horizontal activities of Horizon 2020
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
115 382 001
99 235 199
111 617 998
100 150 249
102 440 877,37
98 428 029,49
Remarks
This appropriation is intended to cover activities of a horizontal nature, which support the implementation of Horizon 2020. This includes, for example, activities which aim to support communication and dissemination, as well as make use of results to support innovation and competitiveness, and support for independent experts evaluating project proposals. This may also entail cross-cutting activities involving several priorities of Horizon 2020.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
08 02 06
Science with and for society
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
73 431 161
64 810 922
68 387 298
63 859 544
66 598 818 ,—
76 287 848,41
Remarks
The aim of this activity is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility. Emphasis will be placed on the attractiveness of science education and careers for young people, gender equality, the better integration of citizens’ interests and values in science and innovation, and the development of the governance for the advancement of responsible research and innovation by all stakeholders (researchers, public authorities, industry and civil society organisations).
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular Article 3(5) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
08 02 07
Joint Undertakings
08 02 07 31
Innovative Medicines Initiative 2 (IMI2) Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
27 211 783
5 445 016
5 384 615
5 384 615
5 156 500 ,—
5 156 500 ,—
Remarks
This appropriation is intended to cover the administrative and running costs of the Joint Undertaking.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 557/2014 of 6 May 2014 establishing the Innovative Medicines Initiative 2 Joint Undertaking (
OJ L 169, 7.6.2014, p. 54
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 32
Innovative Medicines Initiative 2 (IMI2) Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
243 447 970
179 520 198
256 117 000
131 530 049
265 331 457 ,—
79 390 537 ,—
Remarks
The Innovative Medicines Initiative 2 (IMI2) Joint Undertaking, a joint undertaking (JU) between the Commission and the biopharmaceutical industry, will build up on the results of its predecessor, IMI. IMI2’s objective is to improve the drug development process by supporting more efficient research and development cooperation among academia, small and medium-sized enterprises and the biopharmaceutical industry, in order to deliver better and safer medicines for patients.
IMI2 JU shall contribute to the implementation of Horizon 2020, and in particular the specific objective ‘Health, demographic change and wellbeing for all’ of the priority ‘Societal challenges’.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 557/2014 of 6 May 2014 establishing the Innovative Medicines Initiative 2 Joint Undertaking (
OJ L 169, 7.6.2014, p. 54
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 33
Bio-Based Industries (BBI) Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
8 613 816
2 286 218
1 184 579
1 184 579
2 275 539 ,—
2 275 539 ,—
Remarks
This appropriation is intended to cover the administrative and running costs of the Joint Undertaking.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 560/2014 of 6 May 2014 establishing the Bio-based Industries Joint Undertaking (
OJ L 169, 7.6.2014, p. 130
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 34
Bio-Based Industries (BBI) Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
65 318 041
181 514 884
132 424 316
162 648 921
112 832 447 ,—
111 452 445 ,—
Remarks
Bio-based Industries (BBI) Joint Undertaking is a joint undertaking (JU) between the Commission and the bio-based industries aiming at contributing to the objectives of the BBI Initiative of a more resource-efficient and sustainable low-carbon economy and increasing economic growth and employment, in particularly in rural areas, by developing sustainable and competitive bio-based industries in Europe based on advanced biorefineries that source their biomass sustainably.
BBI JU shall contribute to the implementation of Horizon 2020, and in particular the specific objective ‘Food security, sustainable agriculture and forestry, marine, maritime and inland water research and the bioeconomy’ of the priority ‘Societal challenges’ and the ‘Key Enabling Technologies’ component of the specific objective ‘Leadership in enabling and industrial technologies’.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 560/2014 of 6 May 2014 establishing the Bio-based Industries Joint Undertaking (
OJ L 169, 7.6.2014, p. 130
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 35
Clean Sky 2 Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 013 668
4 162 874
4 649 515
4 649 515
4 554 181 ,—
4 554 181 ,—
Remarks
This appropriation is intended to cover the administrative and running costs of the Joint Undertaking.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 558/2014 of 6 May 2014 establishing the Clean Sky 2 Joint Undertaking (
OJ L 169, 7.6.2014, p. 77
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 36
Clean Sky 2 Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
284 058 252
299 887 500
278 720 388
310 846 929
285 480 831 ,—
327 309 728 ,—
Remarks
The Clean Sky 2 Joint Undertaking, a joint undertaking (JU) between the Commission and the European aeronautical industry, will build up on the results of its predecessor, Clean Sky. Clean Sky 2 JU’s objective is to improve the environmental impact of European aeronautical technologies through advanced research and full-scale demonstration in green technology for air transport, thus contributing to the future international competitiveness of the aeronautical sector. The technical activity is developed through different technical areas and aims at building full scale demonstrators in all flying segments.
Clean Sky 2 JU shall contribute to the implementation of Horizon 2020, and in particular the specific objective ‘Smart, green and integrated transport’ of the priority ‘Societal challenges’.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 558/2014 of 6 May 2014 establishing the Clean Sky 2 Joint Undertaking (
OJ L 169, 7.6.2014, p. 77
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 37
Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 372 701
2 325 684
2 622 363
2 622 363
2 341 923 ,—
2 341 923 ,—
Remarks
This appropriation is intended to cover the administrative and running costs of the Joint Undertaking.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 559/2014 of 6 May 2014 establishing the Fuel Cells and Hydrogen 2 Joint Undertaking (
OJ L 169, 7.6.2014, p. 108
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 07 38
Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
79 615 399
74 336 359
79 823 275
103 162 807
75 099 696 ,—
82 096 147 ,—
Remarks
The Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking (JU) is a public private partnership between the Commission, the industry and the Research Grouping. FCH 2 JU’s objective is to tackle a series of obstacles to the commercialisation of fuel cells and hydrogen technologies by reducing the cost of FCH systems, increasing their efficiency and demonstrating their feasibility, thus paving the way for a strong, sustainable and globally competitive fuel cells and hydrogen sector in the Union. This appropriation is intended to cover the operational costs of the FCH 2 JU.
FCH 2 JU shall continue to contribute to the implementation of Horizon 2020 and, in particular, of the specific objectives ‘Making the transition to a reliable, affordable, publicly accepted, sustainable and competitive energy system’ and ‘Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless’ of the priority ‘Societal challenges’.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Regulation (EU) No 559/2014 of 6 May 2014 establishing the Fuel Cells and Hydrogen 2 Joint Undertaking (
OJ L 169, 7.6.2014, p. 108
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 08
SME instrument
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
659 742 199
553 649 827
641 589 527
512 502 033
493 631 246,28
451 159 353,69
Remarks
This dedicated market-oriented instrument shall support the participation of SMEs in Horizon 2020 targeting all types of innovative SMEs that wish to develop, grow and internationalise. Support shall be provided to innovation in SMEs through the implementation of the SME instrument under a single management system and implemented in a bottom-up manner.
A minimum of 7 % of the total budgets of the specific objective ‘Leadership in enabling and industrial technologies’ and the priority ‘Societal challenges’ shall be allocated to the dedicated SME instrument averaged over the duration of Horizon 2020.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (c) of Article 3(2) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
), and in particular Annex II thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
08 02 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
08 02 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
257 783 191,26
92 400 053,25
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the 2014-2020 period.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 512 771 000.
08 02 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
158 322,39
29 782 924,50
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
08 02 51
Completion of previous research Framework Programme — Seventh Framework Programme — EC indirect action (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
113 688 393
p.m.
377 104 525
1 985 459,11
582 704 663,31
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme Cooperation implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 400, 30.12.2006, p. 86
).
Council Decision 2006/972/EC of 19 December 2006 concerning the Specific Programme: Ideas implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 243
).
Council Decision 2006/974/EC of 19 December 2006 on the Specific Programme: Capacities implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 299
).
Council Regulation (EC) No 71/2008 of 20 December 2007 setting up the Clean Sky Joint Undertaking (
OJ L 30, 4.2.2008, p. 1
).
Council Regulation (EC) No 73/2008 of 20 December 2007 setting up the Joint Undertaking for the implementation of the Joint Technology Initiative on Innovative Medicines (
OJ L 30, 4.2.2008, p. 38
).
Council Regulation (EC) No 521/2008 of 30 May 2008 setting up the Fuel Cells and Hydrogen Joint Undertaking (
OJ L 153, 12.6.2008, p. 1
).
Reference acts
European Parliament resolution of 12 July 2007 on the TRIPS Agreement and access to medicines (
OJ C 175 E, 10.7.2008, p. 591
).
08 02 52
Completion of previous research framework programmes — Indirect action (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The contributions from EFTA States relate exclusively to their participation in the non-nuclear activities of the framework programme.
Legal basis
Council Decision 87/516/Euratom, EEC of 28 September 1987 concerning the framework programme of Community activities in the field of research and technological development (1987 to 1991) (
OJ L 302, 24.10.1987, p. 1
).
Council Decision 90/221/Euratom, EEC of 23 April 1990 concerning the framework programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 117, 8.5.1990, p. 28
).
Council Decision 93/167/Euratom, EEC of 15 March 1993 adapting Decision 90/221/Euratom, EEC concerning the Framework Programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 69, 20.3.1993, p. 43
).
Decision No 1110/94/EC of the European Parliament and of the Council of 26 April 1994 concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 126, 18.5.1994, p. 1
).
Decision No 2535/97/EC of the European Parliament and of the Council of 1 December 1997 adapting for the second time Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 347, 18.12.1997, p. 1
).
Decision No 182/1999/EC of the European Parliament and of the Council of 22 December 1998 concerning the fifth framework programme of the European Community for research, technological development and demonstration activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 1
).
Decision No 1513/2002/EC of the European Parliament and of the Council of 27 June 2002 concerning the sixth framework programme of the European Community for research, technological development and demonstration activities, contributing to the creation of the European Research Area and to innovation (2002 to 2006) (
OJ L 232, 29.8.2002, p. 1
).
Council Decision 2002/834/EC of 30 September 2002 adopting a specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ (2002-2006) (
OJ L 294, 29.10.2002, p. 1
).
Council Decision 2002/835/EC of 30 September 2002 adopting a specific programme for research, technological development and demonstration: ‘structuring the European Research Area’ (2002-2006) (
OJ L 294, 29.10.2002, p. 44
).
Decision No 1209/2003/EC of the European Parliament and of the Council of 16 June 2003 on Community participation in a research and development programme aimed at developing new clinical interventions to combat HIV/AIDS, malaria and tuberculosis through a long-term partnership between Europe and developing countries, undertaken by several Member States (
OJ L 169, 8.7.2003, p. 1
).
08 02 77
Pilot projects and preparatory actions
08 02 77 05
Pilot project — Maternal immunisation: bridging knowledge gaps for advancing maternal immunisation in low-resource settings
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
239 955
p.m.
179 967
0 ,—
179 966,70
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
08 02 77 10
Pilot project — Identifying impact pathways and developing indicators to track and measure societal impact of EU funded biomedical R&I
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
105 000
350 000
175 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
The Commission invests in biomedical research and development through its Horizon 2020 Research Framework Programme under Societal Challenge 1 on health, demographic change and wellbeing, the primary objective of which is ‘improving the lifelong health and well-being of all’. However, the Commission’s biomedical research and development policy has been criticised for failing to ensure a fair public return on its investments: both the Council conclusions of 17 June 2016 on strengthening the balance in the pharmaceutical systems in the EU and its Member States and the European Parliament resolution of 2 March 2017 on EU options for improving access to medicines (Texts adopted, P8-TA(2017)0061)) have stressed the need to ensure that public investments in research and development yield a fair return to ensure that the medical innovations supported by public investment focus on public health interests and the unmet medical needs of patients.
In order to ensure that public biomedical investments in research and development deliver the above-mentioned objectives of Horizon 2020 and ensure a fair return, it is crucial that a corresponding monitoring mechanism to measure the socio-economic impact be put in place. However, it is widely acknowledged that there is a huge time lag (estimated 17 years) before health research evidence reaches clinical practice, let alone generates measurable health impacts. It is therefore of the utmost importance to define what the notion of a ‘fair return on public investment’ implies for Union biomedical investments, especially for Union-financed public-private partnerships, in terms of directly observable/measurable indicators. With such benchmarks and metrics to quantify ‘fair return’ developed, the social impact of medical research and development projects would be considered at the stage where the projects are being scoped out and decisions are being made on the allocation of resources, which in turn would help to ensure the desired social impact of Union medical research and development projects and guarantee a fair return on public investments.
This pilot project seeks to address the above-mentioned concerns of the European public and Union institutions by creating a ‘fair return’ benchmark. With actual health impacts decades away and adequate monitoring mechanisms not yet in place, a benchmark for a ‘fair return’ on the Union’s public investment is urgently needed. To that effect, this benchmark will define what a ‘fair’ public return for the Union’s public investments implies for:
—
priority allocation of research and development funding,
—
the design of projects, including the expected health and other socio-economic impacts.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 08 03 —
   
EURATOM PROGRAMME — INDIRECT ACTIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
08 03
EURATOM PROGRAMME — INDIRECT ACTIONS
08 03 01
Operational expenditure for the Euratom Programme
08 03 01 01
Euratom — Fusion energy
1.1
172 526 872
174 611 650
159 582 878
156 511 817
162 838 013,67
156 248 000 ,—
89,48
08 03 01 02
Euratom — Nuclear fission and radiation protection
1.1
73 354 023
91 597 374
69 145 532
65 946 436
67 630 719 ,—
10 705 294,55
11,69
Article 08 03 01 — Subtotal
245 880 895
266 209 024
228 728 410
222 458 253
230 468 732,67
166 953 294,55
62,72
08 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
08 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
28 830 319,27
5 972 322,82
08 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
74 354,94
Article 08 03 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
28 830 319,27
6 046 677,76
08 03 51
Completion of the previous Euratom research framework programme (2007 to 2013)
1.1
p.m.
p.m.
p.m.
3 795 000
0 ,—
2 359 778,05
08 03 52
Completion of previous Euratom research framework programmes (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 08 03 — Total
245 880 895
266 209 024
228 728 410
226 253 253
259 299 051,94
175 359 750,36
65,87
Remarks
The Euratom research and training programme (2014-2018) (‘Euratom Programme’) complements Horizon 2020 in the field of nuclear research and training. Its general objective is to pursue nuclear research and training activities with an emphasis on continually improving nuclear safety and radiation protection, notably to contribute to the long-term decarbonisation of the energy system in a safe, efficient and secure way. By supporting this research, the Euratom Programme shall reinforce outcomes under the three priorities of Horizon 2020: excellent science, industrial leadership, and societal challenges.
The indirect actions of the Euratom Programme are focused on two areas: nuclear fission, safety and radiation protection, and fusion research and development programme.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
08 03 01
Operational expenditure for the Euratom Programme
Remarks
The scope of the Euratom Programme for indirect actions includes nuclear fission safety and radiation protection as well as the fusion research and development which aim to ensure the success of the ITER project while enabling Europe to reap its benefits. It will reinforce outcomes under the three priorities of Horizon 2020: excellent science, industrial leadership and societal challenges.
08 03 01 01
Euratom — Fusion energy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
172 526 872
174 611 650
159 582 878
156 511 817
162 838 013,67
156 248 000 ,—
Remarks
The Euratom activity in the field of fusion will support common research activities undertaken by the fusion stakeholders involved in the implementation of the tasks derived from the fusion roadmap. In addition, it will support joint activities to develop and qualify materials for a demonstration power plant as well as to address reactor operation issues and develop and demonstrate all relevant technologies for a fusion demonstration power plant. The activity will also implement or support knowledge management and technology transfer from the research co-funded by this programme to industry, exploiting all innovative aspects of the research. Furthermore, the activity will support the construction, refurbishment, use and continued availability of key research infrastructures under the Euratom Programme.
Legal basis
Council Regulation (Euratom) No 1314/2013 of 16 December 2013 on the Research and Training Programme of the European Atomic Energy Community (2014-2018) complementing the Horizon 2020 Framework Programme for Research and Innovation (
OJ L 347, 20.12.2013, p. 948
), and in particular points (e) to (h) of Article 3(2) thereof.
Council Regulation (Euratom) 2018/1563 of 15 October 2018 on the Research and Training Programme of the European Atomic Energy Community (2019–2020) complementing the Horizon 2020 Framework Programme for Research and Innovation, and repealing Regulation (Euratom) No 1314/2013 (
OJ L 262, 19.10.2018, p. 1
).
08 03 01 02
Euratom — Nuclear fission and radiation protection
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
73 354 023
91 597 374
69 145 532
65 946 436
67 630 719 ,—
10 705 294,55
Remarks
The Euratom activity in the field of nuclear fission will provide support to joint research activities concerning the safe operation of reactor systems in use or which may be used in the future in the Union. It will also contribute to the development of solutions for the management of ultimate nuclear waste. In addition, the activity will support joint or coordinated research activities, placing emphasis on the risks from low doses from industrial, medical or environmental exposure. Furthermore, Euratom fission will promote joint training and mobility activities between research centres and industry as well as between different Member and Associated States while it will provide support for maintaining multidisciplinary nuclear competences.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Item 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Legal basis
Council Regulation (Euratom) No 1314/2013 of 16 December 2013 on the Research and Training Programme of the European Atomic Energy Community (2014-2018) complementing the Horizon 2020 Framework Programme for Research and Innovation (
OJ L 347, 20.12.2013, p. 948
), and in particular points (a) to (d) of Article 3(2) thereof.
Council Regulation (Euratom) 2018/1563 of 15 October 2018 on the Research and Training Programme of the European Atomic Energy Community (2019–2020) complementing the Horizon 2020 Framework Programme for Research and Innovation, and repealing Regulation (Euratom) No 1314/2013 (
OJ L 262, 19.10.2018, p. 1
).
08 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
08 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
28 830 319,27
5 972 322,82
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the 2014-2020 period.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 9 947 000.
08 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
74 354,94
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
08 03 51
Completion of the previous Euratom research framework programme (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
3 795 000
0 ,—
2 359 778,05
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The programme covers two thematic areas:
Fusion research, which includes activities that range from basic research to technology development, construction of major projects and training and education activities. It offers the prospect of an almost limitless supply of clean energy, with ITER being the crucial next step in the progress towards this ultimate goal. The realisation of the ITER project therefore lies at the heart of the present Union strategy. It must be accompanied by a strong and focused European research and development programme on fusion to prepare for the exploitation of ITER and to develop the technologies and knowledge base that will be needed during ITER operation and beyond.
Fission research, which aims to establish a sound scientific and technical basis in order to accelerate practical developments for the safer management of long-lived radioactive waste, to promote safer, more resource-efficient and cost-effective nuclear energy and to ensure a robust and socially acceptable system of protection of man and the environment against the effects of radiation.
Legal basis
Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (
OJ L 400, 30.12.2006, p. 60
).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the Seventh Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (
OJ L 400, 30.12.2006, p. 1
).
Council Decision 2006/976/Euratom of 19 December 2006 concerning the Specific Programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (
OJ L 400, 30.12.2006, p. 404
).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (
OJ L 47, 18.2.2012, p. 25
).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012 to 2013) (
OJ L 47, 18.2.2012, p. 1
).
Council Decision 2012/94/Euratom of 19 December 2011 concerning the Specific Programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (
OJ L 47, 18.2.2012, p. 33
).
08 03 52
Completion of previous Euratom research framework programmes (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Decision 94/268/Euratom of 26 April 1994 concerning a framework programme of Community activities in the field of research and training for the European Atomic Energy Community (1994 to 1998) (
OJ L 115, 6.5.1994, p. 31
).
Council Decision 96/253/Euratom of 4 March 1996 adapting Decision 94/268/Euratom concerning a framework programme of Community activities in the field of research and training for the European Atomic Energy Community (1994 to 1998), following the accession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden to the European Union (
OJ L 86, 4.4.1996, p. 72
).
Decision No 616/96/EC of the European Parliament and of the Council of 25 March 1996 adapting Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) following the accession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden to the European Union (
OJ L 86, 4.4.1996, p. 69
).
Council Decision 1999/64/Euratom of 22 December 1998 concerning the Fifth Framework Programme of the European Atomic Energy Community (Euratom) for research and training activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 34
).
Council Decision 2002/668/Euratom of 3 June 2002 concerning the sixth framework programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities, also contributing to the creation of the European Research Area (2002 to 2006) (
OJ L 232, 29.8.2002, p. 34
).
Council Decision 2002/837/Euratom of 30 September 2002 adopting a specific programme (Euratom) for research and training on nuclear energy (2002-2006) (
OJ L 294, 29.10.2002, p. 74
).
CHAPTER 08 05 —
   
RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
08 05
RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL
08 05 01
Research programme for steel
1.1
p.m.
p.m.
p.m.
p.m.
29 636 152,35
32 246 095,56
08 05 02
Research programme for coal
1.1
p.m.
p.m.
p.m.
p.m.
10 017 663,49
11 842 547,16
08 05 77
Pilot projects and preparatory actions
08 05 77 01
Pilot project — Research into reducing CO2 emissions in steel production
1.1
p.m.
499 064
1 275 000
637 500
Article 08 05 77 — Subtotal
p.m.
499 064
1 275 000
637 500
Chapter 08 05 — Total
p.m.
499 064
1 275 000
637 500
39 653 815,84
44 088 642,72
8 834,27
Remarks
The Research Fund for Coal and Steel funds every year innovative projects to enhance the safety, efficiency and competitive edge of the Union coal and steel industries. It was created in 2002 to build on the successes of the European Coal and Steel Community. The distribution of the budgets between coal (27,2 %) and steel (72,8 %) is defined in Council Decision 2003/76/EC of 1 February 2003 establishing the measures necessary for the implementation of the Protocol, annexed to the Treaty establishing the European Community, on the financial consequences of the expiry of the ECSC Treaty and on the Research Fund for Coal and Steel (
OJ L 29, 5.2.2003, p. 22
).
08 05 01
Research programme for steel
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
29 636 152,35
32 246 095,56
Remarks
The steel research programme activity aims to improve steel production processes with a view to enhancing product quality and increasing productivity. Reducing emissions, energy consumption and the environmental impact as well as enhancing the use of raw materials and the conservation of resources shall form an integral part of the improvements sought.
Assigned revenue received under Items 6 1 1 3 and 6 1 1 4 of the statement of revenue may give rise to additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 29 411 000.
Legal basis
Council Decision 2008/376/EC of 29 April 2008 on the adoption of the Research Programme of the Research Fund Coal and Steel and on the multiannual technical guidelines for this programme (
OJ L 130, 20.5.2008, p. 7
).
08 05 02
Research programme for coal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
10 017 663,49
11 842 547,16
Remarks
The coal research programme activity aims to reduce the total costs of mining production, improve the quality of the products and reduce the costs of using coal. Research projects shall also aim to achieve scientific and technological progress with a view to gaining a better understanding of the behaviour and control of deposits in relation to rock pressure, gas emissions, the risk of explosion, ventilation and all other factors affecting mining operations. Research projects with these objectives shall present the prospect of results applicable in the short or medium term to a substantial part of Union production.
Assigned revenue received under Items 6 1 1 3 and 6 1 1 4 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 10 989 000.
Legal basis
Council Decision 2008/376/EC of 29 April 2008 on the adoption of the Research Programme of the Research Fund for Coal and Steel and on the multiannual technical guidelines for this programme (
OJ L 130, 20.5.2008, p. 7
).
08 05 77
Pilot projects and preparatory actions
08 05 77 01
Pilot project — Research into reducing CO2 emissions in steel production
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
499 064
1 275 000
637 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project provides financial support for Union research into the most promising and environmentally friendly steelmaking technology which could almost completely eliminate CO
2
 emissions by replacing carbon with hydrogen, and by capturing, storing and processing any remaining CO
2
 produced through more advanced and cost-efficient standard industrial techniques, and by deploying cutting-edge bio-industrial technologies, such as bio-sequestration and integrated CO
2
 bio-refineries. This holistic approach seeks to achieve zero CO
2
 emissions in steel production by maximising the complementarity of advanced versions of these technologies.
The first step – identifying technical barriers for upscaling carbon direct avoidance techniques (via hydrogen and electric steelmaking) and smart carbon usage (via process integration and carbon capture utilisation) – has been initiated under the Research Fund for Coal and Steel (RFCS) as a feasibility study which may lead in 2020 to a wider European innovation initiative.
This pilot project will explore synergies between the RFCS, Horizon 2020, the innovation fund created by Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a system for greenhouse gas emission allowance trading within the Union and amending Council Directive 96/61/EC (
OJ L 275, 25.10.2003, p. 32
), the Fuel Cells and Hydrogen 2 Joint Undertaking (FCH 2 JU) and the Bio-Based Industries Joint Undertaking (BBI JU), as well as other relevant Union funding instruments in order to promote the establishment of an industrial steelmaking pilot plant with zero CO
2
 emissions and its potential linkage to an integrated CO
2
 bio-refinery.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 09
COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
09 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA
114 848 887
114 848 887
117 492 054
117 492 054
117 827 615,36
117 827 615,36
09 02
DIGITAL SINGLE MARKET
41 595 614
38 375 025
33 993 130
31 295 130
21 862 626 ,—
20 626 819,19
09 03
CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATIONS NETWORKS
212 174 451
207 427 500
174 347 723
150 849 000
177 539 095,35
79 332 671,23
09 04
HORIZON 2020
2 164 717 617
1 818 557 401
1 955 413 080
1 702 461 672
1 884 463 503,02
1 917 994 907,49
09 05
CREATIVE EUROPE
150 955 000
131 298 900
149 331 000
131 838 797
135 672 686,23
122 400 879,64
Title 09 — Total
2 684 291 569
2 310 507 713
2 430 576 987
2 133 936 653
2 337 365 525,96
2 258 182 892,91
CHAPTER 09 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
09 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA
09 01 01
Expenditure related to officials and temporary staff in the ‘Communications networks, content and technology’ policy area
5.2
45 432 094
44 491 425
43 145 707,87
94,97
09 01 02
External personnel and other management expenditure in support of the ‘Communications networks, content and technology’ policy area
09 01 02 01
External personnel
5.2
2 198 573
2 171 689
3 154 382 ,—
143,47
09 01 02 11
Other management expenditure
5.2
1 727 151
1 809 857
2 092 637 ,—
121,16
Article 09 01 02 — Subtotal
3 925 724
3 981 546
5 247 019 ,—
133,66
09 01 03
Expenditure related to information and communication technology equipment and services of the ‘Communications networks, content and technology’ policy area
5.2
3 013 085
2 982 742
3 454 382,98
114,65
09 01 04
Support expenditure for operations and programmes in the ‘Communications networks, content and technology’ policy area
09 01 04 01
Support expenditure for Connecting Europe Facility (CEF) — Information and Communication Technologies (ICT)
1.1
789 000
789 000
681 921,96
86,43
09 01 04 02
Support expenditure for Creative Europe Programme — MEDIA Sub-programme
3
1 682 730
1 607 130
1 562 317,55
92,84
Article 09 01 04 — Subtotal
2 471 730
2 396 130
2 244 239,51
90,80
09 01 05
Support expenditure for research and innovation programmes in the ‘Communications networks, content and technology’ policy area
09 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
40 400 000
41 554 980
39 065 417,60
96,70
09 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
11 073 606
10 903 105
11 959 994,12
108,00
09 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
8 532 648
11 182 126
12 710 854,28
148,97
Article 09 01 05 — Subtotal
60 006 254
63 640 211
63 736 266 ,—
106,22
Chapter 09 01 — Total
114 848 887
117 492 054
117 827 615,36
102,59
09 01 01
Expenditure related to officials and temporary staff in the ‘Communications networks, content and technology’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
45 432 094
44 491 425
43 145 707,87
09 01 02
External personnel and other management expenditure in support of the ‘Communications networks, content and technology’ policy area
09 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 198 573
2 171 689
3 154 382 ,—
09 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 727 151
1 809 857
2 092 637 ,—
09 01 03
Expenditure related to information and communication technology equipment and services of the ‘Communications networks, content and technology’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 013 085
2 982 742
3 454 382,98
09 01 04
Support expenditure for operations and programmes in the ‘Communications networks, content and technology’ policy area
09 01 04 01
Support expenditure for Connecting Europe Facility (CEF) — Information and Communication Technologies (ICT)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
789 000
789 000
681 921,96
Remarks
This appropriation is intended to cover expenditure supporting actions directly linked to the achievement of the objectives of the Connecting Europe Facility such as studies, meetings of experts, information and publications, software and databases or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of that facility or those actions.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Articles 09 03 01, 09 03 02 and 09 03 03.
09 01 04 02
Support expenditure for Creative Europe Programme — MEDIA Sub-programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 682 730
1 607 130
1 562 317,55
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, evaluation and promotion activities which are required for the management of the Creative Europe Programme and the achievement of its objectives; in particular studies, meetings of experts, information and communication actions, including institutional communication of the political priorities of the Union in so far as they are related to the general objectives of this item, and expenses connected with IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission in managing the programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework Agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 15 04.
09 01 05
Support expenditure for research and innovation programmes in the ‘Communications networks, content and technology’ policy area
09 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
40 400 000
41 554 980
39 065 417,60
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020, occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 09 04.
09 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 073 606
10 903 105
11 959 994,12
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 09 04.
09 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 532 648
11 182 126
12 710 854,28
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 09 04.
CHAPTER 09 02 —
   
DIGITAL SINGLE MARKET
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
09 02
DIGITAL SINGLE MARKET
09 02 01
Definition and implementation of the Union’s policy in the field of electronic communications
1.1
3 315 000
2 600 000
3 265 000
3 000 000
3 200 000 ,—
3 577 937,70
137,61
09 02 03
European Union Agency for Cybersecurity (ENISA)
1.1
20 535 495
20 535 495
15 824 465
15 824 465
10 777 626 ,—
10 777 626 ,—
52,48
09 02 04
Body of European Regulators for Electronic Communications (BEREC) — Office
1.1
7 117 000
7 117 000
5 677 665
5 677 665
4 331 000 ,—
4 331 000 ,—
60,85
09 02 05
Measures concerning digital content, and audiovisual and other media industries
3
1 148 000
900 000
1 126 000
930 500
1 104 000 ,—
809 484,26
89,94
09 02 77
Pilot projects and preparatory actions
09 02 77 04
Preparatory action — European Centre for Press and Media Freedom
3
p.m.
p.m.
p.m.
300 000
0 ,—
793 771,49
09 02 77 05
Preparatory action — Implementation of the media pluralism monitoring tool
3
p.m.
p.m.
p.m.
p.m.
0 ,—
149 499,74
09 02 77 06
Pilot project — Media councils in the digital era
3
p.m.
470 000
350 000
525 000
500 000 ,—
0 ,—
0
09 02 77 07
Pilot project — Exchange of media ‘rising stars’ to speed up innovation and increase cross-border coverage (‘Stars4media’)
1.1
p.m.
1 650 000
2 100 000
1 650 000
1 200 000 ,—
0 ,—
0
09 02 77 08
Preparatory action — Monitoring media pluralism in the digital era
3
1 000 000
937 500
1 000 000
1 062 500
750 000 ,—
187 500 ,—
20,00
09 02 77 09
Pilot project — A Europe-wide rapid response mechanism for violations of press and media freedom
3
1 380 119
1 045 030
1 400 000
700 000
09 02 77 10
Preparatory action — Cross-border investigative journalism fund
3
1 500 000
1 125 000
1 500 000
750 000
09 02 77 11
Pilot project — Integrated digital service platform for citizens and business
5.2
p.m.
p.m.
1 050 000
525 000
09 02 77 12
Pilot project — EU-wide programming contest
1.1
p.m.
595 000
700 000
350 000
09 02 77 13
Pilot project — Union grants for small-scale online media: supporting high-quality news products and tackling fake news
1.1
2 200 000
550 000
09 02 77 14
Pilot project — Integrity of social media
1.1
900 000
225 000
09 02 77 15
Pilot project — Smart urban mobility involving autonomous vehicles
1.1
1 000 000
250 000
09 02 77 16
Pilot project — Media ownership monitor
1.1
1 000 000
250 000
09 02 77 17
Preparatory action — Media councils in the digital age
1.1
500 000
125 000
Article 09 02 77 — Subtotal
9 480 119
7 222 530
8 100 000
5 862 500
2 450 000 ,—
1 130 771,23
15,66
Chapter 09 02 — Total
41 595 614
38 375 025
33 993 130
31 295 130
21 862 626 ,—
20 626 819,19
53,75
09 02 01
Definition and implementation of the Union’s policy in the field of electronic communications
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 315 000
2 600 000
3 265 000
3 000 000
3 200 000 ,—
3 577 937,70
Remarks
This appropriation is intended to cover expenditure on a set of measures designed to:
—
coordinate a better regulatory framework for competition, investment and growth over the entire range of issues in the e-communications field: economic analysis, impact assessment, policy development, regulatory compliance,
—
carry out and review the Union’s policy on electronic communication networks and services with a view to launching initiatives designed to meet the challenges in this dynamically evolving sector (convergence of electronic communications with audiovisual and content delivery),
—
facilitate the implementation of the digital single market, in actions related to broadband targets through regulation, policy and public financial assistance, including coordination with cohesion policy in the areas relevant to electronic communications networks and services,
—
develop policies and coordination measures which will ensure that Member States implement their national broadband plans with reference to the fixed and mobile infrastructure and their possible convergence, including coherence and economic efficiency of public interventions at Union and Member State levels,
—
develop policy and legislation with a particular focus on issues related to access and authorisation of e-communications networks and services, notably interoperability, interconnection, civil works, the independence of regulators and new measures to strengthen the single market,
—
facilitate the monitoring and implementation of relevant legislation in all Member States,
—
provide coordination of infringement proceedings, and input to relevant State aid matters,
—
develop policy and legislation with a particular focus on issues related to retail and consumer issues notably net neutrality, switching, roaming, demand and use stimulation and universal service,
—
promote, monitor and review the implementation of the Union roaming policy as established under Regulation (EU) 2015/2120 of the European Parliament and of the Council of 25 November 2015 laying down measures concerning open internet access and amending Directive 2002/22/EC on universal service and users’ rights relating to electronic communications networks and services and Regulation (EU) No 531/2012 on roaming on public mobile communications networks within the Union (
OJ L 310, 26.11.2015, p. 1
),
—
develop and implement consistent market-based regulations to be applied by national regulatory authorities and to respond to individual notifications from those authorities, notably regarding relevant markets, competition and appropriate regulatory intervention, in particular for next generation access networks,
—
develop policies across the board which will ensure that Member States manage all uses of spectrum, including the different internal market realms such as e-communications, 5G (including broadband internet), and innovation,
—
promote and monitor the implementation of the regulatory framework for communication services (including the mechanism provided for in Article 7 of Directive 2002/21/EC of the European Parliament and of the Council of 7 March 2002 on a common regulatory framework for electronic communications networks and services (Framework Directive) (
OJ L 108, 24.4.2002, p. 33
),
—
enable third countries to pursue a policy of opening up their markets to the same extent as in the Union,
—
promote and monitor the implementation of the radio spectrum policy programme (Decision No 243/2012/EU of the European Parliament and of the Council of 14 March 2012 establishing a multiannual radio spectrum policy programme (
OJ L 81, 21.3.2012, p. 7
)),
—
develop policies on copyright at Union level, including on Directive 96/9/EC of the European Parliament and of the Council of 11 March 1996 on the legal protection of databases (
OJ L 77, 27.3.1996, p. 20
),
—
develop, implement and monitor policies in the context of the digital single market, on e-commerce in the Union, in particular those related to Directive 2000/31/EC of the European Parliament and of the Council of 8 June 2000 on certain legal aspects of information society services, in particular electronic commerce, in the Internal Market (‘Directive on electronic commerce’) (
OJ L 178, 17.7.2000, p. 1
), including the assessment of legal and economic barriers stemming from the internal market framework for electronic commerce or from related measures,
—
support the implementation and take-up of policies in the context of eGovernment (in particular the eGovernment Action Plan 2016-2020) and eIDAS (Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC (
OJ L 257, 28.8.2014, p. 73
)) in order to advance the quality and innovation of public administrations and accelerate the large-scale public and private sector use of trusted identification and trust services in the digital single market,
—
support actions to safeguard the continued stability and security of the internet governed by a genuine multi-stakeholder model to ensure that economic and social opportunities offered by electronic communications can be fully exploited,
—
continue implementing the action lines put forward in the Commission communication of 12 February 2014 entitled ‘Internet Policy and Governance — Europe’s role in shaping the future of Internet Governance’ (COM(2014) 072 final), and notably
—
providing financial support for the Internet Governance Forum, the Pan-European dialogue on Internet Governance (EuroDIG) and the secretariat of the Internet Corporation for Assigned Names and Numbers (ICANN) Governmental Advisory Committee,
—
promote the importance of ICTs in the development of the post-2015 sustainable development goals, including through capacity and confidence-building measures in the area of electronic communications addressed at third countries.
The specific objectives of those measures are:
—
the formulation of a Union policy and strategy in the field of communication services and networks (including convergence between electronic communications and audiovisual environments, as well as aspects related to the internet),
—
the continuous development of radio spectrum policy in the Union,
—
the development of activities in the mobile and satellite communications sector, in particular as regards frequencies, and demand stimulation,
—
an analysis of the situation and the legislation adopted in these areas, as well as State aid decisions,
—
an analysis of the financial state of play and investment intensities in the sector,
—
the coordination of these policies and initiatives as regards the international environment (e.g. WRC, CEPT),
—
the development of activities and initiatives in relation to the digital single market, including on roaming,
—
the development of activities and initiatives in relation to cohesion policy,
—
the continuous development and maintenance of the database in relation to the radio spectrum policy programme and other actions related to monitoring and the implementation of the programme,
—
the promotion and further advancement of the Union’s vision of the multi-stakeholder model of internet governance.
Those measures consist, inter alia, in preparing analyses and progress reports, consulting stakeholders and the public, preparing communications, legislative proposals and monitoring the application of legislation, and translations of notifications and consultations under Article 7 of Directive 2002/21/EC.
This appropriation is also intended to cover, in particular, contracts for analysis and expert reports, specific studies, evaluation reports, coordination activities, grants and the part-financing of certain measures.
In addition, it is also intended to cover expenditure on meetings of experts, communication events, membership fees, information and publications directly linked to the achievement of the objectives of the policy or measures coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 03
European Union Agency for Cybersecurity (ENISA)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 535 495
20 535 495
15 824 465
15 824 465
10 777 626 ,—
10 777 626 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme only (Title 3).
The Agency was set up to enhance the capability of the Union, the Member States and, as a consequence, the business community to prevent, address and respond to network and information security problems. In order to achieve this goal, the Agency will be developing a high level of expertise and stimulating broad cooperation between actors from the public and private sectors.
The Agency’s aim is to provide assistance and to deliver advice to the Commission and the Member States on issues related to network and information security falling within its competencies and to assist the Commission, where called upon, in the technical preparatory work for updating and developing Union legislation in the field of network and information security.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Pursuant to Article 70 of the Financial Regulation and the corresponding Articles of the framework Financial Regulation for each of the bodies set up by the Union, the role of the European Parliament and the Council has been strengthened.
The establishment plan of the Agency is set out in the Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 20 646 000. An amount of EUR 110 505 coming from the recovery of 2018 surplus is added to the amount of EUR 20 535 495 entered in the budget.
Legal basis
Regulation (EU) 2019/881 of the European Parliament and of the Council of 17 April 2019 on ENISA (the European Union Agency for Cybersecurity) and on information and communications technology cybersecurity certification and repealing Regulation (EU) No 526/2013 (Cybersecurity Act) (
OJ L 151, 7.6.2019, p. 15
).
09 02 04
Body of European Regulators for Electronic Communications (BEREC) — Office
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 117 000
7 117 000
5 677 665
5 677 665
4 331 000 ,—
4 331 000 ,—
Remarks
This appropriation is intended to cover the Office’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme only (Title 3).
BEREC acts as a specialised and independent expert advisory body assisting the Commission and the national regulatory authorities in the implementation of the Union regulatory framework for electronic communications in order to promote a consistent regulatory approach across the Union. BEREC is neither a Union body nor does it have legal personality.
The Office is established as a Union body with legal personality, providing BEREC with professional and administrative support in carrying out the tasks conferred on it by Regulation (EC) No 1211/2009.
The Office must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Pursuant to Article 70 of the Financial Regulation and the corresponding Articles of the framework Financial Regulation for each of the bodies set up by the Union, the role of the European Parliament and the Council has been strengthened.
The establishment plan of the Office is set out in the Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 7 140 401. An amount of EUR 23 401 coming from the recovery of 2018 surplus is added to the amount of EUR 7 117 000 entered in the budget.
Legal basis
Regulation (EU) 2018/1971 of the European Parliament and of the Council of 11 December 2018 establishing the Body of European Regulators for Electronic Communications (BEREC) and the Agency for Support for BEREC (BEREC Office), amending Regulation (EU) 2015/2120 and repealing Regulation (EC) No 1211/2009 (
OJ L 321, 17.12.2018, p. 1
).
09 02 05
Measures concerning digital content, and audiovisual and other media industries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 148 000
900 000
1 126 000
930 500
1 104 000 ,—
809 484,26
Remarks
This appropriation is intended to cover the following measures:
—
the implementation of the Directive 2010/13/EU of the European Parliament and of the Council of 10 March 2010 on the coordination of certain provisions laid down by law, regulation or administrative action in Member States concerning the provision of audiovisual media services (Audiovisual Media Services Directive) (
OJ L 95, 15.4.2010, p. 1
),
—
the monitoring of the evolution of the media sector, including pluralism and freedom of the media and media literacy,
—
the collection and dissemination of economic and legal information and analysis concerning the audiovisual sector and converging media and content industries.
It is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the measures coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77
Pilot projects and preparatory actions
09 02 77 04
Preparatory action — European Centre for Press and Media Freedom
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
300 000
0 ,—
793 771,49
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 05
Preparatory action — Implementation of the media pluralism monitoring tool
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
149 499,74
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 06
Pilot project — Media councils in the digital era
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
470 000
350 000
525 000
500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 07
Pilot project — Exchange of media ‘rising stars’ to speed up innovation and increase cross-border coverage (‘Stars4media’)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 650 000
2 100 000
1 650 000
1 200 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 08
Preparatory action — Monitoring media pluralism in the digital era
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
937 500
1 000 000
1 062 500
750 000 ,—
187 500 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
New technologies are dramatically and constantly changing the dynamics of opinion-making and the media landscape. While they allow easy distribution of information of public interest to wider audiences, fostering pluralism, the way in which information is created, searched for and distributed online may accentuate polarisation, exposing individuals to news, sources and ideas that match their stated preferences. This can significantly reduce the scope for encountering and debating opposing viewpoints and, as such, may pose a risk to media pluralism and democracy itself. As the impact of online information is growing, citizens are increasingly forming their opinions though information distributed online. This poses severe risks to effective pluralism when that information is false or is ‘misinformation’ or ‘disinformation’. While some policy responses to proliferation of misinformation call on online intermediaries and social media platforms to adopt self-regulatory measures to limit the circulation of false and fake information, it is evident that entrusting those private companies with filtering information online may lead to a limiting of freedom of expression too.
This preparatory action supports the development of a study on a set of indicators to measure the risks to media pluralism in the online environment. The Union has already invested resources in devising a media pluralism monitor that can assess risks to media pluralism and freedom. This comprehensive tool has proved effective and useful for assessing risks to media pluralism at country level. It is of the utmost importance that the methodology of that tool should be reusable for a new monitor that fully takes into account the online dimension of pluralism. The preparatory action will map the threats to information pluralism online, create a tool to assess the risks to pluralism online and test it in the 28 Member States.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 09
Pilot project — A Europe-wide rapid response mechanism for violations of press and media freedom
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 380 119
1 045 030
1 400 000
700 000
Remarks
With the deterioration of press and media freedom in Member States and candidate countries showing a worrying trend, this pan-European rapid response mechanism on violations of media freedom should provide tangible protection to journalists including fact-finding, advocacy, monitoring, informing the European public and awareness-raising.
The right to freedom of expression needs strong defence to protect democracy, strengthen public discourse and guarantee an enabling environment for investigative and independent journalists. Hence, it is crucial to set up a pan-European response mechanism on violations of press and media freedom.
This mechanism will make violations visible and provide practical help to journalists under threat, in collaboration with European, regional and local stakeholders in the field of media freedom. Practical help must encompass tools to protect journalists under threat: providing direct advice and legal support as well as offering shelter and assistance so they can continue their profession. Delegates will be sent to countries affected and advocacy will support fighting impunity. Monitoring of the situation provides reliable and comprehensive information for the public as well as European authorities. This promotes awareness-raising and allows early warnings. Instruments will be adjusted according to individual needs on a case-by-case basis. This unique toolkit contained in the rapid response mechanism will prevent further violations and will improve press and media freedom.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 10
Preparatory action — Cross-border investigative journalism fund
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
1 125 000
1 500 000
750 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action builds on the ‘European research grants for journalistic investigations, #IJ4EU’ project. Maintaining quality journalism and especially investigative journalism, which is a particularly resource-intensive genre, has become more difficult in the changing media landscape. The preparatory action will strengthen the European public sphere and help create a European public discourse. In this context, the Commission issued an open call for proposals for an independent body to implement consecutive rounds of grants supporting journalistic investigations involving journalists from at least two Member States so as to ensure maximum independence and journalistic freedom. Results will be published in at least the Member States involved.
The murders of Daphne Caruana and Ján Kuciak show that the work of investigative journalists is becoming increasingly difficult and that in the current political context, and amid the changing media landscape, not only political and legal support, but also continued financial support from the Union is essential.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 11
Pilot project — Integrated digital service platform for citizens and business
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
1 050 000
525 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
While digital services have been increasingly developed and deployed by public administrations, their accessing and using them are still uneven both across and within countries in Europe. One reason for that is the limited scope of one-stop-shop platforms that are sufficiently user-friendly for citizens and business.
Distributed ledger technologies (DLTs) can provide a response to this challenge by supporting the integration of different services, ranging from identity and document exchange management to processing information flows and ensuring maintenance of repositories and registries.
DLTs can do that without the need for a central validation function and in a secure mode, which shortens processing time, encourages process automation and reduces the scope for errors and fraud. In addition, information can be securely processed in compliance with the principles set out in Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (
OJ L 119, 4.5.2016, p. 1
) and on the basis of privacy-by-design computation processes.
While DLTs are being increasingly adopted in different domains, take-up of them in public administration is lagging behind because of the relative immaturity of the technology solutions and a lack of experimentation specifically addressing the need to offer service platforms to citizens.
This pilot project involves the creation of a small-scale digital public administration platform based on DLTs in order to provide integrated public services to users on the basis of key components such as digital identify management, notarised services and secure document exchange management. The platform will be based on the reuse of open source components supported by collaboration mechanisms with the blockchain community. The pilot project will assess the technical feasibility of such a service platform and its usability and performance. It will also assess its potential for reuse across different public administrations in Europe, with a view to creating the basis for a blockchain-based European public administration infrastructure.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 12
Pilot project — EU-wide programming contest
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
595 000
700 000
350 000
Remarks
Former Item 02 02 77 37
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Digitalisation is a major current and future challenge in Europe. However, it also represents an opportunity for the creation of new job types. These require in many cases programming skills which should be further promoted among young people, since they are often not part of school curricula. The Union should encourage young people to take an interest in technology and programming and help to develop their skills in order to prepare them for the future job market.
Organising a programming contest at Union level will have the following advantages:
—
promoting an interest in programming and technologies and related skills,
—
providing an incentive for young people to develop programming skills through game-based learning,
—
promoting the European idea.
Framework of the programming contest:
—
the contest should be implemented in the context of the EU Code Week 2019 and 2020, with the Union’s objective being to involve at least 50 % of schools in the Union and Western Balkans by 2020; EU Code Week provides an existing infrastructure and context,
—
a special initiative should be set up (possibly called a ‘createathon’) for talented young people who could be given tasks such as developing an app,
—
a basic course in programming should be provided in this context at Member State level,
—
the contest should cooperate with industry with a view to gaining first-hand experience of programming activities.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 13
Pilot project — Union grants for small-scale online media: supporting high-quality news products and tackling fake news
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 200 000
550 000
Remarks
The pilot project will provide dedicated Union grants for small-scale online media wishing to develop fact-checking capabilities, fact-checkers and academics for the development and dissemination of innovative solutions, including fostering collaboration between fact-checking organisations, media and universities. The support provided will not affect the independence of the organisations which receive it.
The pilot project will support Commission efforts in tackling online disinformation and in promoting media innovation in the wider context of the digital single market. It will facilitate and complement the objectives and actions provided for in the communication on ‘Tackling online disinformation: a European Approach’ and in the action plan on disinformation. In particular, the pilot project will facilitate the creation of national multidisciplinary teams, to be made up of media practitioners, fact-checkers and academic researchers. This will complement the Connecting Europe Facility programme, which provides infrastructure (European Platform on Disinformation) to foster cooperation at European level between national multidisciplinary teams.
The pilot project will also complement Commission support for the development of a code of practice. This includes enabling fact-checkers and academics, while maintaining their independence, to develop traceability, accountability and reliable indicators for source transparency, and to continuously monitor the scale, techniques, tools, nature and impact of disinformation. Moreover, the pilot project will support the development and testing of emerging technologies, including artificial intelligence to identify disinformation and technologies enabling customisable online experience, which could provide users with tools to identify and report disinformation.
The actions supported by the pilot project will build on the preparatory action on Media Literacy for All by complementing it and by focusing not on citizens but on media actors. The pilot project will support Commission initiatives to promote media freedom and pluralism and quality news media and journalism.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 14
Pilot project — Integrity of social media
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
900 000
225 000
Remarks
Social media have revolutionised economies and societies. After only 15 years, the benefits of long-distance communication at close to zero costs are being enjoyed and a number of new business opportunities have emerged in many sectors, ranging from advertising and marketing to social sciences.
Over the last few years, the challenges that have also been posed have had to be dealt with: privacy concerns, an imbalance between digital and non-digital aspects of life, a lack of understanding of how social media work, dissemination of illegal or hateful content and, lastly, manipulation of citizen perception.
Manipulation of citizen perception has been the subject of a number of academic studies, which have shown that tinkering with a social media newsfeed can affect and influence the mood, choices and reactions of individuals. This was brought to light even more after the 2016 revelation that Cambridge Analytica used data collected from Facebook accounts to attempt to manipulate voters in the US elections and the Brexit referendum.
This pilot project will build on the work carried out by the Commission’s Platform Observatory and fake-news initiatives and the European Science and Media Hub of the European Parliament. It will monitor, identify, study and eventually tackle attempts to manipulate user perception.
This work will focus on negative messages and how to tackle them and could also develop a pan-European certification scheme for anti-hoax initiatives, which could facilitate the Commission’s efforts, as there are a number of fact-checker and anti-hoax websites operating across the Union but their reliability could sometimes be questioned. A checklist leading to certification could be a cost-effective solution for the Union and Member State authorities.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 15
Pilot project — Smart urban mobility involving autonomous vehicles
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
For the medium and long term, cities across the Union should implement on a large scale the concept of autonomous/driverless electric cars, helping them to promote a better and green urban mobility policy for their citizens, tourists, other relevant stakeholders and the environment. This pilot project will involve a set of integrated actions in at least 10 cities (pilot cities), of various sizes, in different Member States, including congested urban centres and key neighbourhoods, tourist destinations, including fortresses, thematic amusement parks and resorts, airports, educational campuses, large hospitals, etc. The project will ensure a sound geographical balance between cities which are spread over Member States (north, south, east, west, centre), between wealthier and poorer cities, and between big or small to medium-sized cities. Drawing on strong political will and on competent administrative and technical capacity, action will be taken to test autonomous vehicles and customise a future initiative that turns the pilot phase into a communitarian one.
The project will combine, in an integrated manner, the acquisition of small driverless electric shuttle buses with a capacity of 15 people, including access for people with disabilities, which offer more, efficient and smart mobility for pilot cities and private sites.
The shuttles will draw on data from LIDAR sensors, cameras, GPS facilities, real-time kinetic positioning sources, IMU sensors and odometry, which will be merged and interpreted by in-depth learning programmes, using artificial intelligence and high-speed connectivity.
Acquisition will be complemented by intensive educational campaigns promoted through social media channels in city halls, schools, universities, tourist information centres, housing associations, unions etc. The goal is to develop a robust urban mentalitythat is geared to using this alternative transport model, enhance the importance of green mobility alternatives in the European urban environment, and to visibly promote the Commission’s financial support. At the end of the pilot project, a lessons-learnt guide will be produced and delivered publicly in all the official languages of the Union. It will be disseminated via relevant official channels (e.g. association of municipalities in every Member State, relevant umbrella networks for local government, tourist destinations, and transport unions). Public events (e.g. press conferences) and practical demonstrations will be held at the European Parliament, the Committee of the Regions and the Commission and in every pilot city.
The shuttles will be fitted with smart facilities (e.g. digital displays) providing relevant information about journeys, destinations, carbon footprint and educational messages about the importance of living in a green urban environment; they will measure air quality in real time, using sensors, and communicate arrivals and departures at stations, using audio and digital displayed messages; they will provide passengers with free wi-fi. During the pilot project, use of shuttles will be free of charge. The operational costs necessary for optimum functioning will be covered by the projects and warranties offered by the company winning a public tender for delivering the shuttles.
Another fundamental argument is that, by delivering tangible results, this kind of pilot project will create a scalable model usable for different cities across the Union, with different and specific mobility needs. Its results will help municipalities and other relevant stakeholders (including private operators) to prepare their future mobility projects that could be funded by the Commission and national governments during the next allocation period (2021–2024) through regional operational programmes and other programmes supporting Union’s cohesion policy. They will become more aware of costs, safety and security requirements, logistics, maintenance costs, and affordability considerations. Cities could adapt and adopt new local decisions and policies for smart urban mobility, enhancing the importance of using integrated urban alternative modes, with mobility as a service facility and fleets of efficiently used green vehicles that are adapted in a proper urban environment.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 16
Pilot project — Media ownership monitor
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
Digital technology has lowered the entry cost to mass media and opened up a tightly regulated market to a whole range of new players. As, however, the business model of traditional media is disintegrating in the process, a trend towards concentration of ownership can be observed. While the internet remains a technological tool for accessing an unlimited variety of offerings, market failures, regulatory shortcomings and the nature of algorithmic news distribution lead to significant limitations of media pluralism, which is an important precondition for the freedom of information and expression.
Transparency of media ownership is therefore considered a key prerequisite for safeguarding those freedoms. It elevates the general public’s level of media literacy and enables meaningful concentration control and regulatory action.
The pilot project will:
—
create publicly available, searchable databases for up to six European countries in the relevant languages to provide profiles of the most relevant media outlets that shape public opinion, as well as of the corporate entities and individuals behind them. The methodology selecting the sample, and for data research, analysis and presentation, will be based on an existing methodology that is well documented, has already been tested and implemented elsewhere in the world and can thus be considered a widely accepted and legitimate instrument in this field;
—
feature a narrative part to accompany the database and contextualise the county-specific environment in which media operate, including a detailed legal assessment based on a widely applied template to allow for comparative global analysis;
—
include the measurement, computation and publication of up to 10 indicators of risks to media pluralism in the legal, economic and technical domains, based on a reliable and tested methodology that builds on the existing work of the Media Pluralism Monitor in this field;
—
publish and promote findings and the use thereof by means of the online resource itself, but also through supporting actions, such as launch events and press conferences.
This pilot project will run for two years.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 02 77 17
Preparatory action — Media councils in the digital age
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
500 000
125 000
Remarks
The pilot project supporting media councils in the digital age so as to enhance trust in media and address disinformation issues has been turned into a preparatory action, given its crucial importance and benefits. This will enable these independent self-regulation mechanisms to be sustainable, which is a precondition for their success. In order to protect media freedom and pluralism and to promote professionalism as regards journalistic content, the preparatory action will bring about a better understanding of the consequences and challenges of digital developments through a press council forum and, in parallel, support the transition of media self-regulatory bodies into the online world, and engage them in discussions with internet intermediaries and internet media stakeholders.
Activities:
—
conducting a survey with a view to an in-depth examination of the state of and models for media self-regulation in the digital environment and to creating clarity as to how to achieve, in a converged media environment, the traditional goals of media regulation (i.e. a pluralistic and diverse media landscape in which the media benefit from independence from political, commercial and other influences and are accountable to the public);
—
developing the first online database on the current functioning of media self-regulatory bodies and promoting the work of press councils in Europe;
—
developing a pan-EU working group on the digital challenges so as to apply the recommendations emerging from the survey;
—
providing direct support to newly established press councils in Europe;
—
including press and media councils in a global dialogue on media ethics in the digital age (participation at global internet conferences, etc.);
—
organising regular meetings with internet intermediaries with the aim of achieving online recognition of media content already under the supervision of a press council.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 09 03 —
   
CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATIONS NETWORKS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
09 03
CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATIONS NETWORKS
09 03 01
Preparing broadband projects for public and/or private financing
1.1
333 000
350 000
333 000
333 000
973 851 ,—
383 150 ,—
109,47
09 03 02
Creating an environment more conducive to private investment for telecommunications infrastructure projects — CEF broadband
1.1
p.m.
16 000 000
p.m.
14 000 000
0 ,—
921 406,66
5,76
09 03 03
Promoting interoperability, sustainable deployment, operation and upgrading of trans-European digital service infrastructures, as well as coordination at European level
1.1
126 106 990
74 179 000
111 448 409
108 276 000
122 032 650,44
76 562 104,83
103,21
09 03 04
WiFi4EU — Support the deployment of free local Wi-Fi
1.1
24 298 355
49 838 000
23 477 093
28 240 000
54 532 593,91
1 436 348,91
2,88
09 03 05
European High Performance Computing Joint Undertaking (EuroHPC)
09 03 05 31
European High Performance Computing Joint Undertaking (EuroHPC)
1.1
58 586 106
66 348 000
39 089 221
p.m.
Article 09 03 05 — Subtotal
58 586 106
66 348 000
39 089 221
p.m.
09 03 51
Completion of previous programmes
09 03 51 01
Completion of the ‘Safer Internet’ programme (2009 to 2013)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
29 660,83
09 03 51 02
Completion of ‘Safer Internet plus’ — Promoting safer use of the internet and new online technologies
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 09 03 51 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
29 660,83
09 03 77
Pilot projects and preparatory actions
09 03 77 02
Pilot project — Developing artificial intelligence (AI) for diagnosis and treatment of paediatric cancer
3
1 000 000
250 000
09 03 77 03
Preparatory action — Smart local administration drawing on the Internet of Things, artificial intelligence, virtual reality and machine learning tools to get closer to the citizen
1.2
1 000 000
250 000
09 03 77 04
Preparatory action — Artificial Intelligence and Big Data in the digital transformation of public administrations in Europe: a European platform of regions
1.1
850 000
212 500
Article 09 03 77 — Subtotal
2 850 000
712 500
Chapter 09 03 — Total
212 174 451
207 427 500
174 347 723
150 849 000
177 539 095,35
79 332 671,23
38,25
Remarks
These budgetary remarks are applicable to all the budget lines in this chapter.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
09 03 01
Preparing broadband projects for public and/or private financing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
333 000
350 000
333 000
333 000
973 851 ,—
383 150 ,—
Remarks
Actions under this article shall contribute to the objectives of the Connecting Europe Facility laid out in Article 3 of Regulation (EU) No 283/2014.
Actions under this article shall contribute to the broadband-related objectives of the Connecting Europe Facility through studies and programme support actions, in particular technical assistance, as defined in points 6 and 7 of Article 2 of Regulation (EU) No 1316/2013.
Actions under this article shall typically be carried out through grants or procurement, either under direct management in the meaning of point (a) of Article 62(1) of the Financial Regulation or indirect management in the meaning of point (c) of Article 62(1) of the same Regulation.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (a) of Article 5(2) thereof.
Regulation (EU) No 283/2014 of the European Parliament and of the Council of 11 March 2014 on guidelines for trans-European networks in the area of telecommunications infrastructure and repealing Decision No 1336/97/EC (
OJ L 86, 21.3.2014, p. 14
), and in particular Article 6(9) thereof and Section 3 of the Annex thereto.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 03 02
Creating an environment more conducive to private investment for telecommunications infrastructure projects — CEF broadband
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
16 000 000
p.m.
14 000 000
0 ,—
921 406,66
Remarks
Actions under this article shall contribute to the objectives of the Connecting Europe Facility laid down in Article 3 of Regulation (EU) No 283/2014.
They shall support projects of common interest in the field of broadband networks.
Actions under this article shall contribute to those objectives through financial instruments in accordance with Article 7(4) of Regulation (EU) No 1316/2013.
The expenses shall cover financial assistance to broadband networks, as defined in Article 2 of Regulation (EU) No 283/2014.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenues may give rise to the provision of additional appropriations in accordance with point (f) of Article 21(3) of the Financial Regulation.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular Article 7(4) thereof.
Regulation (EU) No 283/2014 of the European Parliament and of the Council of 11 March 2014 on guidelines for trans-European networks in the area of telecommunications infrastructure and repealing Decision No 1336/97/EC (
OJ L 86, 21.3.2014, p. 14
), and in particular Article 6 (7) thereof and Section 2 of the Annex thereto.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 03 03
Promoting interoperability, sustainable deployment, operation and upgrading of trans-European digital service infrastructures, as well as coordination at European level
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
126 106 990
74 179 000
111 448 409
108 276 000
122 032 650,44
76 562 104,83
Remarks
Actions under this article shall contribute to the objectives laid down in Article 3 of Regulation (EU) No 283/2014.
They shall support projects of common interest in the field of digital service infrastructures.
Actions under this article shall typically contribute to those objectives through the instruments of grants and procurement:
—
core service platforms will typically be financed through procurement,
—
generic services will typically be financed through grants.
The expenses shall cover the entire cycle of digital service infrastructures, including feasibility studies, implementation, continuous operation and upgrading, coordination and evaluation and technical assistance, as defined in Article 2 of Regulation (EU) No 283/2014. The focus must not be solely on the creation of digital services infrastructures and related services but also on the governance relating to the operation of such platforms and services.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular Article 4(4) thereof.
Regulation (EU) No 283/2014 of the European Parliament and of the Council of 11 March 2014 on guidelines for trans-European networks in the area of telecommunications infrastructure and repealing Decision No 1336/97/EC (
OJ L 86, 21.3.2014, p. 14
) and in particular Article 6(1) to (6) and (9) thereof and Sections 1 and 3 of the Annex thereto.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 03 04
WiFi4EU — Support the deployment of free local Wi-Fi
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
24 298 355
49 838 000
23 477 093
28 240 000
54 532 593,91
1 436 348,91
Remarks
This appropriation is intended to support entities with a public mission for the installation of local wireless access points in centres of public life such as public administrations, libraries, health centres and outdoor public spaces. Such local wireless connectivity should be provided on a non-commercial basis or be ancillary to the provision of other public services.
The expenses shall also cover programme support actions as defined in point 7 of Article 2 of Regulation (EU) No 1316/2013.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular Article 4(4) thereof.
Regulation (EU) No 283/2014 of the European Parliament and of the Council of 11 March 2014 on guidelines for trans-European networks in the area of telecommunications infrastructure and repealing Decision No 1336/97/EC (
OJ L 86, 21.3.2014, p. 14
) and in particular Article 6(1) to (6) and (9) thereof and Sections 1 and 3 of the Annex thereto.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 03 05
European High Performance Computing Joint Undertaking (EuroHPC)
09 03 05 31
European High Performance Computing Joint Undertaking (EuroHPC)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
58 586 106
66 348 000
39 089 221
p.m.
Remarks
The European High Performance Computing Joint Undertaking (EuroHPC) shall contribute to the implementation of Connecting Europe Facility (CEF) — Telecommunication Networks, and in particular of projects of common interest in the area of digital service infrastructures. It shall have the objective of putting Europe back at the forefront of supercomputing technology and of providing researchers, industry, SMEs and public authorities with access to world-class supercomputers unleashing their innovation and transformation potential.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular Article 4(4) thereof.
Regulation (EU) No 283/2014 of the European Parliament and of the Council of 11 March 2014 on guidelines for trans-European networks in the area of telecommunications infrastructure and repealing Decision No 1336/97/EC (
OJ L 86, 21.3.2014, p. 14
) and in particular Article 6(1) to (6) thereof and Section 1 of the Annex thereto.
Council Regulation (EU) 2018/1488 of 28 September 2018 establishing the European High Performance Computing Joint Undertaking (
OJ L 252, 8.10.2018, p. 1
).
09 03 51
Completion of previous programmes
09 03 51 01
Completion of the ‘Safer Internet’ programme (2009 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
29 660,83
Remarks
This appropriation is intended to cover earlier commitments relating to the Safer Internet programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 1351/2008/EC of the European Parliament and of the Council of 16 December 2008 establishing a multiannual Community programme on protecting children using the Internet and other communication technologies (
OJ L 348, 24.12.2008, p. 118
).
09 03 51 02
Completion of ‘Safer Internet plus’ — Promoting safer use of the internet and new online technologies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover earlier commitments relating to the Safer Internet plus programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 854/2005/EC of the European Parliament and of the Council of 11 May 2005 establishing a multiannual Community Programme on promoting safer use of the Internet and new online technologies (
OJ L 149, 11.6.2005, p. 1
).
09 03 77
Pilot projects and preparatory actions
09 03 77 02
Pilot project — Developing artificial intelligence (AI) for diagnosis and treatment of paediatric cancer
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
Paediatric cancers are a collection of diverse rare diseases that together represent individually life-threatening diseases and collectively a major public health issue. With 35 000 new cases and more than 6 000 children and young people dying each year in Europe, paediatric cancer remains the leading cause of death from disease for children and adolescents. Moreover, there are more than 300 000 European childhood cancer survivors (nearly half a million by 2020). Two thirds of survivors live with the long-term treatment-related side effects that can be severe and impact on the daily life of half of those affected.
The effective implementation of machine-learning and AI technologies can bring solutions for many societal challenges, including improved diagnostic and treatment pathways. Integrated healthcare and research data platforms that collate information on clinical phenotypes, diagnostic tests (including pathology, genomics and radiological imaging), treatment interventions and clinical outcomes will be powerful tools for early and accurate diagnoses, enable precision in stratification of patient cohorts according to therapeutic needs, and facilitate development of new therapeutic innovation.
The particularity of paediatric cancers being rare diseases necessitates a collaborative approach to collate and integrate the data collected in all Member States, including best practices and new technologies in order to further develop common solutions. The use of big data for better insights into cancer genesis, outcomes and the long-term side effects of treatments is currently underdeveloped. AI and machine learning are future tools to digest complex data sets and foster precision cancer medicine for all young people in Europe.
Further advances in the diagnosis and treatment of paediatric oncology will require multinational, multidisciplinary integrated healthcare and research data platforms allowing real-world data simulations of machine-learning algorithms and AI that can be exploited in data-driven clinical decision support applications directly benefiting patients.
The pilot project will support research in AI technologies with precise application for diagnosis and treatment of paediatric cancers.
The pilot project will follow a two-stage approach:
1.
Development of multinational approaches to facilitate capture of data from multiple sources. Building on existing multidisciplinary platforms and datasets, developing integrated healthcare and research data platforms that collate clinical data, including, for example, clinical history, relevant diagnostic tests (pathology, genomics, radiological imaging), treatment interventions and clinical outcomes for childhood cancers, connecting all relevant stakeholders from paediatric oncology and technology developers.
2.
Development of applications using AI technologies to improve disease diagnosis, management, and the development of effective therapies: utilising integrated healthcare and research data platforms to develop clinically relevant machine-learning and AI technology applications. The pilot project may focus on one or more applications, including in connection with radiological imaging, digital pathology, integrated genotyping and outcome prediction algorithms and clinical decision making.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 03 77 03
Preparatory action — Smart local administration drawing on the Internet of Things, artificial intelligence, virtual reality and machine learning tools to get closer to the citizen
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
The Centre for Innovation and Civic Imagination (CICI) is an instrument for social innovation, communication, research and promotion, as well as a forum for discussion and information for citizens, the public and experts in various fields. The CICI also aims to become a permanent laboratory in which to develop and test different forms of collaboration between city actors in order to support participatory practice and promote discussions on urban innovation projects. It manages analysis processes, develops pilot projects for the community and seeks to solve the city's pressing problems and plan future projects, and identify complementary functions in relation to the current dynamics of the city. One of the particularities of the CICI is the effective organisation of open meetings and innovation methodologies recommended by the Commission, using the concept of the quadruple helix (addressing themes for analysis with the participation of experts in public administration location, academics, the business environment and the NGO sector), or even the quintuple helix model, by involving the citizen - a direct beneficiary of measures aimed at increasing the quality of life in the city. The CICI coordinates and guides complex networks of participatory governance.
This preparatory action will emphasise the proactivity of citizens vis-à-vis local government and stress the importance of their participation in the decision-making process.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 03 77 04
Preparatory action — Artificial Intelligence and Big Data in the digital transformation of public administrations in Europe: a European platform of regions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
850 000
212 500
Remarks
The preparatory action will establish a European platform of regions on Artificial Intelligence (AI) and Big Data (BD) so as to enhance public administration efficiency and user-centred services. The rapid integration of digital technologies poses a number of challenges for national, regional and local governments. An important aspect of this transformation concerns the expectations of citizens and businesses about their interaction with governments. This requires the digital transformation of governments to rise to the challenge.
Public administrations need to change the way they work and organise themselves. They have to ensure the skills needed to use new digital tools; they need to work collaboratively and engage with citizens and businesses.
The Union’s vision is to make public administration open, interoperable, efficient, inclusive, borderless and user-friendly by providing a new digital environment for public services. In its Communication of 19 April 2016 entitled ‘EU eGovernment Action Plan 2016-2020: Accelerating the digital transformation of government (COM(2016) 179 final) and Communication of 14 September 2016 entitled ‘Connectivity for a Competitive Digital Single Market – Towards a European Gigabit society (COM(2016 587 final), the Commission considers that digital transformation of public administration is the key to a successful Digital Single Market.
The Union’s common effort includes a consistent legal basis, policies and financing programmes for digital interoperability and innovative solutions for public administrations.
However, there is a need for a Union tool to support a platform of regions able to address digital transformation of public administration across Europe.
AI and BD are driving a new social and economic paradigm in Europe and beyond. Regions need to be part of the process as the level of government closest to citizens.
Use of AI and BD by public administrations has increased, demonstrating great potential in a broad range of sectors - from mobility to environmental monitoring and geophysical simulations, and from smart power grids to personalised healthcare. A European platform of regions will contribute to exchanging and developing common responses and solutions. European regions can provide significant input into making public administration systems more efficient and capable of generating public value and delivering better public services.
A move towards a European platform of regions for digital transformation has already started, proving that regional engagement represents added value for the digital single market objectives to modernise public administration and reduce the digital divide. To that end, two European high-level seminars have been organised in Brussels, on digital transformation of public administration, with the participation of European regions, businesses and the Commission - (DG DIGIT, DG CONNECT, DG ECOFIN and the Secretary-General). The meetings have been promoted by the Regional Government of Emilia-Romagna, with the involvement of Hessen, Catalonia, Flanders, Wallonia, Ile-de-France, Nouvelle-Aquitaine and Trondheim and, from the business side, IT and AI providers. Emilia-Romagna hosts the European Centre for Medium-Range Weather Forecasts, has been selected to be a European HPC Supercomputing Centre and is establishing an international foundation on BD and AI for human development.
Objectives and activities
The digital transformation Platform of European Regions will:
—
share knowledge on Union, national and regional legislation and regulatory frameworks so as to enhance the use of AI and BD,
—
share models to enhance strategic drivers towards digitalisation, in particular infrastructures, data and services, digital skills and communities,
—
improve sharing of data sets and knowledge on AI and BD applications for public services,
—
enhance the AI and BD skills and capabilities of civil servants,
—
develop and share new ways of working, including smart working.
Specifically, the preparatory action will focus on the following activities:
—
establishment of the platform of regions for AI and BD, connecting regional governments, ICT agencies, suppliers and enterprises,
—
development of pilot testing arrangements in connection with the cultural transformation stemming from the digital workplace and smart working,
—
two European hackathons on the use of shared data, standards and interoperability for public administrations,
—
two seminars for the co-creation of user-centred public services based on AI and BD,
—
peer learning for managers in connection with AI and BD.
The platform will involve a dozen European regions from different Member States.
The preparatory action will complement the ISA2 programme. Specifically, the Join Up platform can contribute to the action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 09 04 —
   
HORIZON 2020
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
09 04
HORIZON 2020
09 04 01
Excellent science
09 04 01 01
Strengthening research in future and emerging technologies
1.1
453 036 200
468 325 000
442 937 089
201 142 000
435 885 030,16
514 020 973,59
109,76
09 04 01 02
Strengthening European research infrastructure, including e-infrastructure
1.1
73 582 043
76 500 000
130 561 317
132 553 000
122 392 122,47
100 601 824,38
131,51
Article 09 04 01 — Subtotal
526 618 243
544 825 000
573 498 406
333 695 000
558 277 152,63
614 622 797,97
112,81
09 04 02
Industrial leadership
09 04 02 01
Leadership in information and communications technology
1.1
893 597 902
716 567 000
763 980 569
863 677 000
761 064 252,76
757 079 741,33
105,65
Article 09 04 02 — Subtotal
893 597 902
716 567 000
763 980 569
863 677 000
761 064 252,76
757 079 741,33
105,65
09 04 03
Societal challenges
09 04 03 01
Improving lifelong health and well-being
1.1
187 862 880
149 633 000
163 973 074
124 898 000
144 734 155,21
146 626 041,31
97,99
09 04 03 02
Fostering inclusive, innovative and reflective European societies
1.1
54 632 314
48 000 000
48 210 665
40 075 000
42 786 389,23
46 413 195,96
96,69
09 04 03 03
Fostering secure European societies
1.1
68 153 053
52 400 000
58 309 660
55 871 000
51 890 329,83
49 425 353 ,—
94,32
Article 09 04 03 — Subtotal
310 648 247
250 033 000
270 493 399
220 844 000
239 410 874,27
242 464 590,27
96,97
09 04 07
Joint Undertakings
09 04 07 31
Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking — Support expenditure
1.1
6 830 000
1 925 000
2 010 000
2 010 000
2 327 841 ,—
2 327 841 ,—
120,93
09 04 07 32
Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking
1.1
199 097 169
185 000 000
188 000 000
159 289 000
182 147 400 ,—
205 032 003 ,—
110,83
09 04 07 33
European High Performance Computing Joint Undertaking (EuroHPC) — Support expenditure
1.1
7 524 788
3 101 192
2 242 744
2 242 744
09 04 07 34
European High Performance Computing Joint Undertaking (EuroHPC)
1.1
214 811 268
109 324 087
152 447 962
68 797 000
Article 09 04 07 — Subtotal
428 263 225
299 350 279
344 700 706
232 338 744
184 475 241 ,—
207 359 844 ,—
69,27
09 04 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
09 04 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
132 686 295,45
32 677 186,84
09 04 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
181 828,04
2 957 799,61
Article 09 04 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
132 868 123,49
35 634 986,45
09 04 51
Completion of the Seventh Framework Programme (2007 to 2013)
1.1
p.m.
p.m.
p.m.
39 990 000
356 312,83
53 121 454,11
09 04 52
Completion of previous research framework programmes (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
179,83
179,83
09 04 53
Completion of Competitiveness and Innovation Framework Programme — Information and communication technologies policy support programme (ICT PSP)
09 04 53 01
Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013)
1.1
p.m.
p.m.
p.m.
2 789 000
11 366,21
3 345 186,99
09 04 53 02
Completion of previous information and communication technologies programmes (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 09 04 53 — Subtotal
p.m.
p.m.
p.m.
2 789 000
11 366,21
3 345 186,99
09 04 77
Pilot projects and preparatory actions
09 04 77 01
Pilot project — Open knowledge technologies: mapping and validating knowledge
1.1
p.m.
p.m.
p.m.
199 962
0 ,—
611 571,98
09 04 77 04
Pilot project — Europe’s digital agenda meets Silicon Valley
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
40 925,80
09 04 77 05
Preparatory action — Open knowledge technologies: mapping and validating knowledge
1.1
p.m.
927 546
p.m.
960 615
1 000 000 ,—
748 701 ,—
80,72
09 04 77 06
Pilot project — Digital skills: new professions, new educational methods, new jobs
1.1
p.m.
p.m.
p.m.
238 752
0 ,—
102 322,50
09 04 77 07
Pilot project — Developing the use of new technologies and digital tools in education
1.1
p.m.
39 758
p.m.
39 758
0 ,—
0 ,—
0
09 04 77 08
Preparatory action — REIsearch (Research excellence innovation framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policymakers
1.1
p.m.
499 232
p.m.
600 000
2 000 000 ,—
0 ,—
0
09 04 77 09
Preparatory action — Smart factories in Eastern Europe
1.2
p.m.
p.m.
p.m.
449 313
0 ,—
629 037,50
09 04 77 10
Pilot project — Framework of best practices to tackle child sexual abuse
1.1
p.m.
345 164
p.m.
431 454
0 ,—
86 290,70
25,00
09 04 77 11
Pilot project — Algorithm awareness building initiative
1.1
p.m.
300 000
p.m.
500 000
300 000 ,—
170 955 ,—
56,98
09 04 77 12
Pilot project — Digital enablers in SMEs: support for digitalisation to enhance SMEs’ capacity to go international and innovate
1.2
p.m.
198 800
p.m.
p.m.
0 ,—
795 200 ,—
400,00
09 04 77 13
Preparatory action — Digital hub network
1.1
p.m.
466 460
p.m.
900 000
0 ,—
0 ,—
0
09 04 77 14
Preparatory action — Digital transformation of European industry
1.1
p.m.
147 637
p.m.
600 000
0 ,—
738 189,50
500,00
09 04 77 15
Pilot project — Application of web accessibility requirements in web-authoring tools and platforms by default (Web Access By Default)
1.1
p.m.
14 972
p.m.
60 000
0 ,—
74 859 ,—
499,99
09 04 77 16
Pilot project — European platform on vulnerable people in the Information Society: mapping best practices and socio-economic impact for the empowerment of vulnerable communities through information and communication technologies (ICTs)
1.2
p.m.
398 053
p.m.
300 000
0 ,—
0 ,—
0
09 04 77 17
Pilot project — Start This Up! Start-up-based ecosystem (connecting universities, entrepreneurs and a start-up hub in Western Pomerania) harnessing regional potential away from central cities in Poland
1.2
p.m.
p.m.
p.m.
368 074
0 ,—
368 073,56
09 04 77 18
Preparatory action — Creating a European Digital Academy
1.1
p.m.
680 000
p.m.
1 190 000
1 700 000 ,—
0 ,—
0
09 04 77 19
Pilot project — European start-up and scale-up ecosystem graph
1.1
p.m.
250 000
p.m.
500 000
1 000 000 ,—
0 ,—
0
09 04 77 20
Pilot project — Art and the digital: Unleashing creativity for European industry, regions and society
1.1
p.m.
1 185 000
1 050 000
525 000
1 000 000 ,—
0 ,—
0
09 04 77 21
Pilot project — European ecosystem of distributed ledger technologies for social and public good
1.1
p.m.
120 000
p.m.
420 000
1 000 000 ,—
0 ,—
0
09 04 77 22
Pilot project — Girls 4 STEM in Europe
1.1
p.m.
280 000
350 000
175 000
09 04 77 23
Preparatory action — Application of web accessibility requirements in web-authoring tools and platforms by default (Web Access By Default)
1.1
p.m.
240 000
600 000
300 000
09 04 77 24
Pilot project — Digital European platform of quality content providers
1.1
390 000
214 500
390 000
195 000
09 04 77 25
Pilot project — Reading disability and document access – a possible approach
1.1
p.m.
175 000
350 000
175 000
09 04 77 26
Pilot project — Developing and trialling an infrastructure for mechanisms to protect children’s rights in the online domain on the basis of the GDPR and other Union legislation relevant to children in the online domain
1.1
1 500 000
375 000
09 04 77 27
Preparatory action — Art and the digital: Unleashing creativity for European industry, regions and society
1.1
1 800 000
450 000
09 04 77 28
Pilot project — Art and the digital: unleashing creativity for European water management
1.1
1 000 000
250 000
09 04 77 29
Pilot project — Inclusive web accessibility for persons with cognitive disabilities (web inclusiveness: access for all)
3
900 000
225 000
Article 09 04 77 — Subtotal
5 590 000
7 782 122
2 740 000
9 127 928
8 000 000 ,—
4 366 126,54
56,10
Chapter 09 04 — Total
2 164 717 617
1 818 557 401
1 955 413 080
1 702 461 672
1 884 463 503,02
1 917 994 907,49
105,47
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period, and for the completion of the previous research programmes (Seventh Framework Programme and preceding framework programmes) and previous information and communication technologies programmes (ICT PSP (2007-2013) and programmes prior to 2007).
Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource-efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘Digital Agenda for Europe’, as well as in the development and functioning of the European Research Area. Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
It will be carried out in order to pursue the general objectives set out in Article 179 TFEU, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively, and research and innovation capacities in the whole of the Union and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Administrative appropriations of this chapter will be provided under Article 09 01 05.
09 04 01
Excellent science
Remarks
This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without predetermined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence.
09 04 01 01
Strengthening research in future and emerging technologies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
453 036 200
468 325 000
442 937 089
201 142 000
435 885 030,16
514 020 973,59
Remarks
The specific objective is to foster radically new technologies by exploring novel and high-risk ideas building on scientific foundations. By providing flexible support to goal-oriented and interdisciplinary collaborative research on various scales and by adopting innovative research practices, the aim is to identify and seize opportunities of long-term benefit for citizens, the economy and society.
Activities under the ‘Future and Emerging Technologies’ specific objective shall address the entire spectrum of science-driven innovation: from bottom-up, small-scale early explorations of embryonic and fragile ideas to building new research and innovation communities around transformative emerging research areas and large and federated research initiatives built around a research agenda aiming to achieve ambitious and visionary goals.
Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (b) of Article 3(1) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 01 02
Strengthening European research infrastructure, including e-infrastructure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
73 582 043
76 500 000
130 561 317
132 553 000
122 392 122,47
100 601 824,38
Remarks
The specific objective is to endow Europe with world-class research infrastructure which is accessible to all researchers in Europe and beyond and fully exploit their potential for scientific advance and innovation.
Activities will focus on development, deployment and operation of e-infrastructure. In addition, activities for innovation, strengthening human resources for research infrastructure, policy development and international cooperation are provided for.
An integrated and service-driven approach will be taken to deliver e-infrastructures that respond to the needs of European science, industry and society in terms of development and deployment of integrated e-infrastructure services for a wide range of research communities (‘de-siloing’). Maximising coordination and synergies with e-infrastructure development at national level and expanding e-infrastructure beyond science as such, to the science-industry-society triangle.
Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (d) of Article 3(1) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 02
Industrial leadership
Remarks
This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation by promoting activities where businesses set the agenda as well as to accelerate the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies.
09 04 02 01
Leadership in information and communications technology
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
893 597 902
716 567 000
763 980 569
863 677 000
761 064 252,76
757 079 741,33
Remarks
The specific objective is to maintain and build global leadership in enabling technologies which underpin competitiveness across a range of existing and emerging industries and sectors. In line with the digital single market, the specific objective of ICT research and innovation is to enable Europe to develop and exploit the opportunities brought by ICT progress for the benefits of its citizens, businesses and scientific communities.
ICT underpins innovation and competitiveness across a broad range of private and public markets and sectors, and enables scientific progress in all disciplines. Over the next decade, the transformative impact of digital technologies, ICT components, infrastructures and services will be increasingly visible in all areas of life.
Activities will strengthen the Union’s scientific and technology base and ensure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe’s citizens, businesses, industry and governments. The activities under the ‘Leadership in information and communications technology’ specific objective will be primarily based on research and innovation agendas defined by industry and business, together with the research community and will have a strong focus on leveraging private sector investment.
Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
Revenues and repayment from financial instruments, paid back to the Commission and entered in Items 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
This could cover further research work in the field of developing European internet search engines.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (a)(i) of Article 3(2) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 03
Societal challenges
Remarks
This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.
09 04 03 01
Improving lifelong health and well-being
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
187 862 880
149 633 000
163 973 074
124 898 000
144 734 155,21
146 626 041,31
Remarks
The vision of the eHealth action plan 2012-2020 is to utilise and develop e-health to address several of the most pressing health and health systems challenges of the first half of the twenty-first century, namely:
—
to improve chronic disease and multi-morbidity (multiple concurrent disease) management and to strengthen effective prevention and health promotion practices,
—
to increase the sustainability and efficiency of health systems by unlocking innovation, enhancing patient-/citizen-centric care and citizen empowerment and encouraging organisational changes,
—
to foster cross-border healthcare, health security, solidarity, universality and equity,
—
to improve legal and market conditions for developing e-health products and services.
ICT-based products and services have demonstrated their capacity to help address these major challenges in the form of personalised health, telehealth and telecare solutions, service robotics for health and care, support for prolonged active and independent living and home-based care. It is also a major new growth opportunity as large new markets for ICT-based products and services emerge to address health, demographic change and well-being.
Activities will cover development and exploitation of ICT for health, well-being and ‘ageing well’ solutions. This will build on the emergence of underpinning technologies arising out of ICT in Leadership in Enabling and Industrial Technologies such as micro-nano systems, embedded systems, robotics, internet of the future and cloud technologies. It will also build on further development of security- and privacy-enhancing technologies.
The ambient assisted living research and development joint programme will also be supported to contribute to market availability and exploitation of ICT-based products and services and the ICT innovation and pilot projects will be further supported in response to the European Innovation Partnership on Active and Healthy Ageing and the eHealth 2020 action plan.
Activities will cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (a) of Article 3(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 03 02
Fostering inclusive, innovative and reflective European societies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
54 632 314
48 000 000
48 210 665
40 075 000
42 786 389,23
46 413 195,96
Remarks
The specific objective is to foster inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies.
Activities will cover four main areas: ICT-enabled public sector innovation, understanding and preserving Europe’s intellectual basis and cultural heritage, learning and inclusion.
The first challenge, ICT-enabled public sector innovation, refers to the use of ICT for the creation and implementation of new processes, products, services and methods of delivery which result in significant improvements in the efficiency, effectiveness and quality of public services. The future public administrations should be digital and cross-border by default. Activities will cover fostering efficient, open and citizen-centric public services, involving the public sector as an agent for innovation and change, as well as cross-border innovation measures or seamless delivery of public services.
The aim of the second challenge is ‘to contribute to an understanding of Europe’s intellectual basis and cultural heritage: its history and the many European and non-European influences; as an inspiration for our lives today’, as well as to facilitate the access and exploitation of this cultural heritage.
The aim of the third challenge is to support the widespread adoption of ICT in schools and for training in Europe.
The aim of the fourth challenge is to get the elderly (aged 65 and above), the unemployed and low-educated persons, migrants, people in need of care, people living in remote or poorer areas, persons with disabilities, and the homeless people to fully participate in society. Activities will focus on empowering them with the necessary digital skills and providing them with access to digital technologies. Activities aiming at fostering a better consideration for inclusiveness and responsibility aspects in ICT-related innovations will also be supported.
Activities will cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
Part of the support of the Union to the COST intergovernmental framework for transnational cooperation among researchers, engineers and scholars across Europe will also be covered from this appropriation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (f) of Article 3(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 03 03
Fostering secure European societies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
68 153 053
52 400 000
58 309 660
55 871 000
51 890 329,83
49 425 353 ,—
Remarks
The specific objective is to foster secure societies, contributing to the protection of freedom and security of the Union and its citizens.
The integrated portfolio of activities will develop solutions to protect our society and economy against accidental or man-made disruptions of the information and communication technologies our society and economy depends on; prove solutions for end-to-end secure ICT systems, services and applications; safeguard the human right to privacy in the digital society; provide the incentives for the industry to supply secure ICT; and stimulate the uptake of secure ICT.
The aim is to ensure cyber-security, trust and privacy in the digital single market, whilst improving the competitiveness of the Union’s security, ICT and service industries. Another objective is to increase users’ trust in their participation in the digital society and overcome citizens’ concern with the disclosure of their personal information online because of security issues (e.g. internet usage for banking or purchases).
Activities will cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (g) of Article 3(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 07
Joint Undertakings
09 04 07 31
Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
6 830 000
1 925 000
2 010 000
2 010 000
2 327 841 ,—
2 327 841 ,—
Remarks
The Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking shall contribute to the implementation of Horizon 2020, and in particular the ‘Information and communications technology’ segment of the priority ‘Industrial leadership’. It shall have the objective of keeping Europe at the forefront of electronic components and systems and bridge faster the gap to exploitation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Council Regulation (EU) No 561/2014 of 6 May 2014 establishing the ECSEL Joint Undertaking (
OJ L 169, 7.6.2014, p. 152
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 07 32
Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
199 097 169
185 000 000
188 000 000
159 289 000
182 147 400 ,—
205 032 003 ,—
Remarks
The Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking shall contribute to the implementation of Horizon 2020 and in particular the ‘Information and communications technology’ segment of the priority ‘Industrial leadership’. It shall have the objective of keeping Europe at the forefront of electronic components and systems and bridge faster the gap to exploitation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Council Regulation (EU) No 561/2014 of 6 May 2014 establishing the ECSEL Joint Undertaking (
OJ L 169, 7.6.2014, p. 152
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
09 04 07 33
European High Performance Computing Joint Undertaking (EuroHPC) — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 524 788
3 101 192
2 242 744
2 242 744
Remarks
The European High Performance Computing Joint Undertaking (EuroHPC) shall contribute to the implementation of Horizon 2020, and in particular the ‘Strengthening research in future and emerging technologies’ and the ‘Strengthening European research infrastructure, including e-infrastructure’ segments of the priority ‘Excellent Science’ and the ‘Information and communications technology’ segment of the priority ‘Industrial leadership’. It shall have the objective of putting Europe back at the forefront of supercomputing technology and of providing researchers, industry, SMEs and public authorities with access to world-class supercomputers unleashing their innovation and transformation potential.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Council Regulation (EU) 2018/1488 of 28 September 2018 establishing the European High Performance Computing Joint Undertaking (
OJ L 252, 8.10.2018, p. 1
).
09 04 07 34
European High Performance Computing Joint Undertaking (EuroHPC)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
214 811 268
109 324 087
152 447 962
68 797 000
Remarks
The European High Performance Computing Joint Undertaking (EuroHPC) shall contribute to the implementation of Horizon 2020, and in particular the ‘Strengthening research in future and emerging technologies’ and the ‘Strengthening European research infrastructure, including e-infrastructure’ segments of the priority ‘Excellent Science’ and the ‘Information and communications technology’ segment of the priority ‘Industrial leadership’. It shall have the objective of putting Europe back at the forefront of supercomputing technology and of providing researchers, industry, SMEs and public authorities with access to world-class supercomputers unleashing their innovation and transformation potential.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
).
Council Regulation (EU) 2018/1488 of 28 September 2018 establishing the European High Performance Computing Joint Undertaking (
OJ L 252, 8.10.2018, p. 1
).
09 04 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
09 04 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
132 686 295,45
32 677 186,84
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the accrual of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the 2014-2020 period.
The corresponding amount is estimated at EUR 145 855 000.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
09 04 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
181 828,04
2 957 799,61
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the accrual of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
09 04 51
Completion of the Seventh Framework Programme (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
39 990 000
356 312,83
53 121 454,11
Remarks
This appropriation is intended to cover earlier commitments relating to the seventh framework programme (2007 to 2013).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 86
).
Council Decision 2006/974/EC of 19 December 2006 on the Specific Programme: ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 299
).
Council Regulation (EC) No 72/2008 of 20 December 2007 setting up the ENIAC Joint Undertaking (
OJ L 30, 4.2.2008, p. 21
).
Council Regulation (EC) No 74/2008 of 20 December 2007 on the establishment of the ‘ARTEMIS Joint Undertaking’ to implement a Joint Technology Initiative in Embedded Computing Systems (
OJ L 30, 4.2.2008, p. 52
).
09 04 52
Completion of previous research framework programmes (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
179,83
179,83
Remarks
This appropriation is intended to cover earlier commitments related to the completion of previous research framework programmes (prior to 2007).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Decision 87/516/Euratom, EEC of 28 September 1987 concerning the framework programme for Community activities in the field of research and technological development (1987 to 1991) (
OJ L 302, 24.10.1987, p. 1
).
Council Decision 90/221/Euratom, EEC of 23 April 1990 concerning the framework programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 117, 8.5.1990, p. 28
).
Council Decision 93/167/Euratom, EEC of 15 March 1993 adapting Decision 90/221/Euratom, EEC concerning the Framework Programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 69, 20.3.1993, p. 43
).
Decision No 1110/94/EC of the European Parliament and of the Council of 26 April 1994 concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 126, 18.5.1994, p. 1
).
Decision No 616/96/EC of the European Parliament and of the Council of 25 March 1996 adapting Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) following the accession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden to the European Union (
OJ L 86, 4.4.1996, p. 69
).
Decision No 2535/97/EC of the European Parliament and of the Council of 1 December 1997 adapting for the second time Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 347, 18.12.1997, p. 1
).
Decision No 182/1999/EC of the European Parliament and of the Council of 22 December 1998 concerning the fifth framework programme of the European Community for research, technological development and demonstration activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 1
).
Decision No 1513/2002/EC of the European Parliament and of the Council of 27 June 2002 concerning the sixth framework programme of the European Community for research, technological development and demonstration activities, contributing to the creation of the European Research Area and to innovation (2002 to 2006) (
OJ L 232, 29.8.2002, p. 1
).
Council Decision 2002/834/EC of 30 September 2002 adopting a specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ (2002-2006) (
OJ L 294, 29.10.2002, p. 1
).
Council Decision 2002/835/EC of 30 September 2002 adopting a specific programme for research, technological development and demonstration: ‘structuring the European Research Area’ (2002-2006) (
OJ L 294, 29.10.2002, p. 44
).
09 04 53
Completion of Competitiveness and Innovation Framework Programme — Information and communication technologies policy support programme (ICT PSP)
09 04 53 01
Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
2 789 000
11 366,21
3 345 186,99
Remarks
This appropriation is intended to cover earlier commitments relating to the Competitiveness and Innovation Framework Programme (CIP) — Information and Communication Technologies Policy Support Programme (ICT PSP).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
09 04 53 02
Completion of previous information and communication technologies programmes (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover earlier commitments relating to the eContentplus programme, to networks in the telecommunications sectors and to the MODINIS multiannual programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Regulation (EC) No 2236/95 of 18 September 1995 laying down general rules for the granting of Community financial aid in the field of trans-European networks (
OJ L 228, 23.9.1995, p. 1
).
Decision No 2717/95/EC of the European Parliament and of the Council of 9 November 1995 on a set of guidelines for the development of the EURO-ISDN (Integrated Services Digital Network) as a trans-European network (
OJ L 282, 24.11.1995, p. 16
).
Council Decision 96/339/EC of 20 May 1996 adopting a multiannual Community programme to stimulate the development of a European multimedia content industry and to encourage the use of multimedia content in the emerging information society (INFO 2000) (
OJ L 129, 30.5.1996, p. 24
).
Council Decision 96/664/EC of 21 November 1996 on the adoption of a multiannual programme to promote the linguistic diversity of the Community in the information society (
OJ L 306, 28.11.1996, p. 40
).
Decision No 1336/97/EC of the European Parliament and of the Council of 17 June 1997 on a series of guidelines for trans-European telecommunications networks (
OJ L 183, 11.7.1997, p. 12
).
Council Decision 98/253/EC of 30 March 1998 adopting a multiannual Community programme to stimulate the establishment of the Information Society in Europe (Information Society) (
OJ L 107, 7.4.1998, p. 10
).
Council Decision 2001/48/EC of 22 December 2000 adopting a multiannual Community programme to stimulate the development and use of European digital content on the global networks and to promote linguistic diversity in the information society (
OJ L 14, 18.1.2001, p. 32
).
Decision No 2256/2003/EC of the European Parliament and of the Council of 17 November 2003 adopting a multiannual programme (2003-2005) for the monitoring of the eEurope 2005 action plan, dissemination of good practices and the improvement of network and information security (MODINIS) (
OJ L 336, 23.12.2003, p. 1
).
Decision No 456/2005/EC of the European Parliament and of the Council of 9 March 2005 establishing a multiannual Community programme to make digital content in Europe more accessible, usable and exploitable (
OJ L 79, 24.3.2005, p. 1
).
09 04 77
Pilot projects and preparatory actions
09 04 77 01
Pilot project — Open knowledge technologies: mapping and validating knowledge
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
199 962
0 ,—
611 571,98
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 04
Pilot project — Europe’s digital agenda meets Silicon Valley
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
40 925,80
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 05
Preparatory action — Open knowledge technologies: mapping and validating knowledge
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
927 546
p.m.
960 615
1 000 000 ,—
748 701 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 06
Pilot project — Digital skills: new professions, new educational methods, new jobs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
238 752
0 ,—
102 322,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 07
Pilot project — Developing the use of new technologies and digital tools in education
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
39 758
p.m.
39 758
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 08
Preparatory action — REIsearch (Research excellence innovation framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policymakers
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
499 232
p.m.
600 000
2 000 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 09
Preparatory action — Smart factories in Eastern Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
449 313
0 ,—
629 037,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 10
Pilot project — Framework of best practices to tackle child sexual abuse
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
345 164
p.m.
431 454
0 ,—
86 290,70
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 11
Pilot project — Algorithm awareness building initiative
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
300 000
p.m.
500 000
300 000 ,—
170 955 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Pilot project within the meaning of Article 49(2) of the Council Regulation (EC, Euratom) No 1605/2002 of 25 June 2002 on the Financial Regulation applicable to the general budget of the European Communities (
OJ L 248, 16.9.2002, p. 1
).
Treaty on the Functioning of the European Union (
OJ C 83, 30.3.2010, p. 47
), in particular Articles 10 and 169 thereof.
Charter of Fundamental Rights of the European Union (
OJ C 83, 30.3.2010, p. 389
), in particular Articles 8, 11 and 38 thereof.
Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (
OJ L 119, 4.5.2016, p. 1
), in particular Article 22 thereof.
Commission Communication of 25 May 2016 on ‘Online Platforms and the Digital Single Market Opportunities and Challenges for Europe’ (COM(2016) 288 final).
Commission Staff Working Document entitled ‘Online Platforms’ accompanying the Communication on Online Platforms and the Digital Single Market (SWD(2016) 172 final).
09 04 77 12
Pilot project — Digital enablers in SMEs: support for digitalisation to enhance SMEs’ capacity to go international and innovate
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
198 800
p.m.
p.m.
0 ,—
795 200 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 13
Preparatory action — Digital hub network
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
466 460
p.m.
900 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 14
Preparatory action — Digital transformation of European industry
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
147 637
p.m.
600 000
0 ,—
738 189,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 15
Pilot project — Application of web accessibility requirements in web-authoring tools and platforms by default (Web Access By Default)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
14 972
p.m.
60 000
0 ,—
74 859 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 16
Pilot project — European platform on vulnerable people in the Information Society: mapping best practices and socio-economic impact for the empowerment of vulnerable communities through information and communication technologies (ICTs)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
398 053
p.m.
300 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 17
Pilot project — Start This Up! Start-up-based ecosystem (connecting universities, entrepreneurs and a start-up hub in Western Pomerania) harnessing regional potential away from central cities in Poland
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
368 074
0 ,—
368 073,56
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 18
Preparatory action — Creating a European Digital Academy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
680 000
p.m.
1 190 000
1 700 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action addresses the need to improve digital skills through education and professional training more actively and homogeneously throughout Europe. Despite the efforts made at European and national level, such as the Digital Skills for Jobs Coalition initiatives, there is still a huge digital skills gap to contend with in society. Existing initiatives are of great benefit in tackling Member States’ current challenges. Therefore, the action should not duplicate those initiatives; rather, it should complement them instead. The Academy will address the lack of a well-developed, transnational network in Europe that supports and facilitates exchanges between and coordination of all stakeholders in this area. It could showcase, scale and multiply European best practices in training and in developing the digital skills of different target groups.
The European Digital Academy should be considered a possible long-term solution to the current challenges resulting from the combined impact of increasing robotisation and digitisation of the workspace, on the one hand, and, on the other, the lack of digital skills in society.
The European Digital Academy will have the following remit:
—
making the workforce fit for the new digital era by ensuring that employees can update their e-skills and knowledge on an ongoing basis. The Academy will offer regular workshops and consulting services on robotics and automation issues. For information and communication technology (ICT) beginners, the Academy could offer an opportunity to participate in occupational retraining and to become familiar with the advantages of robotics and automation technology in order to use them profitably within the workspace.
SMEs in particular could benefit from such an academy because they often do not have the financial and human resources to provide training internally;
—
making schoolchildren and students fit for the new digital era by bringing robotics and automation technology into school life. The Academy should offer courses on e-skills which excite, inspire, and motivate young people about the importance and impact of robotics technologies in daily life. The Academy could provide a great opportunity to assist in equipping students with the necessary skills for the jobs of tomorrow. However, the courses offered by the Academy should have no implications for national education systems; rather, they should instead be considered an optional complement and support;
—
creating a European environment that empowers and encourages girls and young women to consider careers in the growing ICT field, thereby enabling both girls and technology companies to reap the benefits of greater female participation in the ICT sector.
The Academy will be established in cooperation with ministries, industry, specialist ICT companies, national institutions or initiatives with responsibility for professional training and lifelong learning programmes, and social partners. They all have the necessary expertise to coordinate and devise content and programmes for workshops and courses. In order to guarantee that this can be offered at European level, the Academy will set up a network of regional and national professional training centres throughout Europe. The network could provide considerable added value for addressing the challenge of reducing the various imbalances between skills offered and skills needed in Europe.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 19
Pilot project — European start-up and scale-up ecosystem graph
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
250 000
p.m.
500 000
1 000 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 20
Pilot project — Art and the digital: Unleashing creativity for European industry, regions and society
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 185 000
1 050 000
525 000
1 000 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 21
Pilot project — European ecosystem of distributed ledger technologies for social and public good
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
120 000
p.m.
420 000
1 000 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 22
Pilot project — Girls 4 STEM in Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
280 000
350 000
175 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project will empower girls to learn and become leaders in technology. It will promote and teach science, technology, engineering and maths subjects (STEM) to girls, thereby addressing the ongoing skills gap in the sector within the Union, and especially the lack of women in this area and the increasing STEM dropout rates for girls. The pilot project includes two-week summer camps and measures to engage girls in STEM subjects in schools by creating a network to promote best practices.
This network for the exchange of best practices in promoting STEM to girls will be a network of schools, universities, companies and civil society organisations to attract female STEM students and employees and to raise awareness among students and academic staff regarding the full spectrum of education and training options. The network will serve as a platform for exchanging experience and support for the advancement of girls in STEM education and careers.
The main goal of the Union STEM summer camps for girls is to foster new profiles and combat stereotypes for girls when choosing their secondary education and career paths. STEM summer camps can help young girls to gain an interest in science, technology, engineering and maths. The camps will feature experiments, field trips and lab-based activities to show what it is like to work in STEM careers. ICT companies, companies with technical departments and technical training facilities, universities, and research centres will be invited to cooperate and participate in the camps.
The no-cost two-week summer camps for girls aged 13 to 18 years will introduce middle and high school girls to software engineering principles and programming languages. The summer programme will involve all Member States, targeting over a thousand middle and high school girls, many of whom come from underrepresented backgrounds. The programme will include learning how to code, and it will contribute to strengthening abilities, boosting confidence and empowering each girl to create her own future and achieve success in STEM studies. The programme instructors will provide instruction in programming and teach the principles of software engineering and how to code. In doing so, they will address important social issues surrounding the gender gap in STEM and foster a sense of community. The summer curriculums focus on real-life tools (Ruby, JavaScript, HTML, CSS) to empower the girls on their educational journeys.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 23
Preparatory action — Application of web accessibility requirements in web-authoring tools and platforms by default (Web Access By Default)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
240 000
600 000
300 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action follows up on a previous pilot project. It directly encourages and supports the adoption of the relevant accessibility requirements of European Standard EN 301 549 v1.1.2 by awarding grants to firms, associations or not-for-profit organisations which incorporate settings that meet the requirements of the standard as the default option for their authoring tools or platforms. Priority will be given to open-source or free-to-use tools and platforms. The grants will also be available to Member State authorities that develop internal web-authoring tools or platforms for public sector websites and can also be used for the testing of services.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 24
Pilot project — Digital European platform of quality content providers
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
390 000
214 500
390 000
195 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
It is time to reconsider the concept of freedom in the digital sphere. The current state of the digital economy powerfully demonstrates the paradoxes of network freedom: internet giants benefit from an extraordinarily free, immensely profitable, dynamic market, yet their business models raise basic questions about precisely this freedom in the digital sphere. Even though some legislative actions to regulate digital companies are already under way – in this regard, reference should be made to the Commission proposal regarding a digital tax – these measures only partly tackle the problems with digital monopolies. The regulatory framework, including Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (
OJ L 119, 4.5.2016, p. 1
) and Directive (EU) 2019/790 of the European Parliament and of the Council of 17 April 2019 on copyright and related rights in the Digital Single Market and amending Directives 96/9/EC and 2001/29/EC (
OJ L 130, 17.5.2019, p. 92
), shows that the Union is a leader in protecting the data of users and securing cultural diversity by allowing fair remuneration of artists.
However, there is no European competition oversight of the mainly US-located digital monopolies that far too often use their market power to influence public opinion or legislators. Furthermore, they are based on a dubious business model at best, as the scandal involving Cambridge Analytica and Facebook scandal shows.
The Commission came up with similar considerations in its communication entitled ‘Tackling online disinformation: a European approach’, issued in April 2018, stating the need for a more transparent, trustworthy and accountable online ecosystem. On the issue of fake news, it pointed out that ‘...mechanisms which enable the creation, amplification and dissemination of disinformation rely upon a lack of transparency and traceability in the existing platform ecosystem and on the impact of algorithms and online advertising models’, and that therefore ‘it is necessary to promote adequate changes in platforms’ conduct, a more accountable information ecosystem, enhanced fact-checking capabilities and collective knowledge on disinformation, and the use of new technologies to improve the way information is produced and disseminated online’.
Further on, the communication states the need to improve transparency as to the origin and production of information, encourage diversity of information, and checks on its credibility. In further remarks, it seeks ‘to fashion inclusive solutions. Effective long-term solutions require awareness-raising, more media literacy, broad stakeholder involvement and the cooperation of public authorities, online platforms, advertisers, trusted flaggers, journalists and media groups.’
In the same spirit, this pilot project will create a new European digital platform in accordance with a strong Union regulatory framework. The platform will work on a business model that is fundamentally different to the data trading model Facebook and Google use. The European alternative will aim to provide quality content without restricting freedom of linking. Instead, there must be a licensing regime that underpins high-quality journalism. A common European platform, therefore, could mean a joint action at European level against fake news and hate speech. The need to provide an alternative is not only highlighted by the recent scandals, but also by the fact that there are initiatives within the Union to launch alternative platforms, such as Verimi.
Additionally, the pilot project covers a broad range of objectives and policies, taking stock of the work done by the Commission in the field. It is also part of its drive to create a digital single market. The Commission aims to make the Union’s rules more future-oriented and aligned with the rapid advance of technological development.
The pilot project is an additional tool to promote the digitisation of information published by listed companies in Europe, including the use of innovative technologies to interconnect national databases. Furthermore, the pilot project could link the existing platform of Europeana, which is already a Commission-run digital platform for cultural heritage. Through Europeana, citizens and the cultural and creative industries can access European culture for the widest possible variety of purposes. This new European platform could be merged with Europeana in the future. Public broadcasters such as ARTE, newspaper publishers and cultural institutions such as universities, theatres, museums and many others should participate.
The pilot project is divided into two phases:
Phase 1: Gaining an overview
The first phase will involve taking stock of initiatives connected to online platforms within the Union at a local, regional and (inter)national level, whether private or public. Stakeholders and experts need to be consulted and a study could be launched in order to gain an overview of initiatives on all levels. Finally, these initiatives will be analysed to assess to what extent and in which specific areas they are suitable to help build a European platform. Furthermore, an alternative business model to data trading needs to be found.
Phase 2: Constructing the platform
In the second phase, existing platforms have to be adjusted and linked together with the stakeholders in order to provide a European platform covering all kinds of content, including journalism, videos and pictures. It would fit in with the Commission’s plan to set up a platform on disinformation.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 25
Pilot project — Reading disability and document access – a possible approach
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
175 000
350 000
175 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Reading disability is one of the most common neurological condition that affects European citizens. Dyslexia and other disorders are not related to intelligence or to a child’s desire to learn, but it is sometimes hard to find, develop and incorporate the right instruments in everyday life.
This is especially true for the public institutions that must be accessible and transparent for everyone, including the most vulnerable people.
This pilot project will develop a Europe-wide system for access to official documents for people with reading disabilities.
Steps:
(1)
assessing the current technologies available, including typefaces (free fonts such as openDyslexia, for example) and supporting IT software;
(2)
assessing which documents/websites/publications should be made available with the utmost priority and then defining a roadmap for a ‘reading disorder friendly’ environment for the European Institutions;
(3)
converting at least the most recent official documents with an appropriate format and/or typeface;
(4)
converting the complete Union archive of acts, publications, online presence and texts, using the predefined format.
Estimated costs
Depending on which technology the relevant departments decide to implement, the cost of the pilot project may vary, but, in general, many products and tools are distributed under GNU/open source licences. Where possible, the technology may be customised so as to better meet the needs of the institutions.
It may also be possible to launch a Europe-wide public procurement procedure in order to select a company or start-up that could build the technology from scratch.
Once is defined and well established, the solution could also be shared with national and local authorities in order to make even more documents and official acts available.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 26
Pilot project — Developing and trialling an infrastructure for mechanisms to protect children’s rights in the online domain on the basis of the GDPR and other Union legislation relevant to children in the online domain
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
The pilot project will develop and trial:
(i)
reliable online checks to identify and protect or block under-age children using sites or apps processing personal data, providing peer-to-peer or one-to-many communication services or providing goods and services that are potentially harmful to children;
(ii)
reliable consent mechanisms for holders of parental responsibilities;
(iii)
effective support mechanisms for children encountering difficult situations online;
(iv)
a mechanism for defending children’s rights in the online domain;
(v)
options for online access to Union content dedicated to children; and
(vi)
mechanisms to involve children in the decision-making process for the infrastructure.
In carrying out the above tasks, the pilot project will involve relevant European and Member State stakeholders in the authentication and validation supply chain.
In particular, the Connecting Europe Facility supports the cross-border exchange of eID attributes so that they can be used to implement child protection mechanisms (e.g. age verification for access to online content based on the date of birth contained in the eID).
The pilot project will be implemented over two years (2020-2021).
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 27
Preparatory action — Art and the digital: Unleashing creativity for European industry, regions and society
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 800 000
450 000
Remarks
Europe's capacity to compete in the global market will depend on its capacity to convert scientific and technological knowledge into innovative products and services. Furthermore, the appeal of Europe will strongly depend on how its regions can conceive an inspiring, motivating and future-oriented environment for its citizens. The transformation of society by digital technologies is creating opportunities for Europe that a joint effort between the arts and technology could help fully exploit. In the digital world, Europe can stake a claim on leadership in ways of living and in those components of the digital revolution that most depend on creativity, i.e. broadly in ‘content’. A committed partnership between the arts and technology can make this claim a reality in areas as diverse as social inclusion, new digital media (augmented reality, new media such as social media, etc.), urban development (smart cities, Internet of Things, etc.) or the future of mobility.
Enhanced collaboration between the arts and technology would not only stimulate innovation and thereby enhance the competitiveness of Europe; it would also help unleash creativity in society and in European regions. Multiple presidency conclusions on ‘crossovers from culture to businesses’ have therefore invited the European institutions to consider enhancing collaboration between the arts and technology for a holistic exploration of opportunities that overcomes the traditional boundaries of sectors, disciplines or the culture-engineering divide.
The Commission has reacted by launching the STARTS initiative - innovation at the nexus of science, technology and the arts. This is a highly pertinent step focused on promoting innovation in industry, with the arts as the catalyst for unconventional thinking and exploration. The Commission is fostering innovation rooted in such collaboration by introducing lighthouse projects that will put forward the crucial role of the arts in tackling challenges in the context of the digital single market.
This preparatory action will build on the work carried out by the pilot projects preceding it and explore how to best introduce the programme across the board and have STARTS ideas extended from pure industrial settings to, for instance, areas of regional and urban development where the digital also plays a prominent role. It will develop a coherent horizontal framework for ‘art-technology’ thinking in Europe across sectors and disciplines as well as across pertinent activities of European institutions (including framework programmes structural funds and education programmes).
The preparatory action will create a network of key players from the art world (art institutions and artists engaging with technology), digital media relying on the arts for media content, industry that considers art as a means for exploration of possible applications, and regions and cities willing to create infrastructure to host collaborations of artists and technologists as a seed for urban development. It will support artistic explorations of technology, e.g. by supporting technologies for performances and installations, and will stimulate the most promising pathways by seed-funding ideas for art-technology collaborations. It will in particular foster practical mechanisms that help turn ideas emerging from such collaborative explorations into tangible assets for European society and industry.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 28
Pilot project — Art and the digital: unleashing creativity for European water management
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
Sustainable water management is essential for Europe, given the global trend of ever-higher water consumption. Water scarcity and the role of water in a broader context of preservation of natural habitats must be tackled through methods for water reuse, reduction of waste and measures to conserve natural water habitats. The capacity of European regions to tackle the issue of water scarcity beyond resource efficiency is an important issue to address. It will in particular be important to enable multi-stakeholder governance of these scarce resources and to increase awareness of the fact that water is a valuable resource.
Opening up the traditional water sector to new technologies, in particular digital technologies, will help introduce efficiency and productivity in water management, but will also help raise awareness of the problems and position of sustainable water management in a broader context of sustainability and preservation. For example, data from sensors and robotics can help cope with water waste, virtual reality can introduce scenarios for future use of water resources, augmented reality can help evaluate different policies and help citizens better understand and react to water problems. An important aspect of the management of natural resources is community involvement (e.g. community-based measurements of pollution levels or water shortage), where digital technologies can play an important role.
Action must be taken to speak to the heart of innovators and to stimulate their minds to come up with creative solutions. The contention is that in this context new opportunities arise for joint efforts between digital technologies and artistic practices. Performance artworks and virtual or augmented reality can jointly address the need to raise awareness. Artists can come up with novel uses of digital technologies, such as artificial intelligence, to help address water sustainability in new and unforeseen ways. Links between digital technologies and traditional crafts (such as, for example, boat building) can give rise to new forms of alliances for conserving water habitats by, for instance, linking cultural and ecological aspects for tourism.
The project will explore links between art and digital technologies for water management in given regional contexts and will mobilise the technological and cultural resources of European regions to help tackle the imminent challenge of water management.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 04 77 29
Pilot project — Inclusive web accessibility for persons with cognitive disabilities (web inclusiveness: access for all)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
900 000
225 000
Remarks
This pilot project will support actions in the area of independent and inclusive access to online content and services for people with cognitive disabilities. Building on the work of the W3C’s Web Accessibility Initiative, under this project two specific actions will be taken. First, it will seek to create an overview of existing research/studies and identify gaps in web accessibility requirements for cognitive disabilities. The overview will then serve as guidance on practical measures to further accessibility. Second, it will seek to propose/promote tools drawing on artificial intelligence, machine learning or similar solutions to automate the transformation and/or adaptation of web content and services in a way that enables persons with cognitive disabilities to understand and use such content and services (content absorption). Equally, it will seek to propose the simplification or adaptation of web-authoring tools that persons with cognitive disabilities could use to create online content (content creation). The project may be implemented on the basis of a tender for the first action and a public grant for the second action(s); it may be implemented in a way that complements existing projects, but overlaps should be prevented.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 09 05 —
   
CREATIVE EUROPE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
09 05
CREATIVE EUROPE
09 05 01
MEDIA Sub-programme — Operating transnationally and internationally and promoting transnational circulation and mobility
3
120 923 000
103 200 000
120 260 000
105 800 000
112 962 686,23
103 605 295,15
100,39
09 05 05
Multimedia actions
3
21 732 000
23 000 000
23 546 000
21 000 000
19 960 000 ,—
17 497 929,67
76,08
09 05 51
Completion of former MEDIA programmes
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
09 05 77
Pilot projects and preparatory actions
09 05 77 02
Pilot project — Fostering European integration through culture by providing new subtitled versions of selected TV programmes across all Europe
3
p.m.
p.m.
p.m.
p.m.
0 ,—
409 617,14
09 05 77 03
Preparatory action — Action on subtitling including crowdsourcing to increase the circulation of European works
3
p.m.
p.m.
p.m.
499 810
0 ,—
344 956,32
09 05 77 04
Pilot project — Media literacy for all
3
p.m.
p.m.
p.m.
299 021
0 ,—
249 999,99
09 05 77 05
Preparatory action — Subtitling European cultural television content throughout Europe
3
p.m.
975 000
p.m.
977 466
1 750 000 ,—
293 081,37
30,06
09 05 77 06
Preparatory action — Media literacy for all
3
500 000
625 000
500 000
500 000
500 000 ,—
0 ,—
0
09 05 77 07
Pilot project — Internship for journalists working in non-European minority languages
3
p.m.
600 000
700 000
600 000
500 000 ,—
0 ,—
0
09 05 77 08
Preparatory action — Cinemas as innovation hubs for local communities
3
1 500 000
375 000
2 000 000
1 000 000
09 05 77 09
Pilot project — Platform(s) for cultural content innovation
3
p.m.
311 400
1 050 000
525 000
09 05 77 10
Pilot project — Supporting investigative journalism and media freedom in the EU
3
1 000 000
887 500
1 275 000
637 500
09 05 77 11
Pilot project — A European public sphere: a new online media offer for young Europeans
3
2 500 000
625 000
09 05 77 12
Pilot project — Developing a strategic research, innovation and implementation agenda and a roadmap for achieving full digital language equality in Europe by 2030
3
1 800 000
450 000
09 05 77 13
Pilot project — Support for increased cooperation between industry, nongovernmental organisations (NGOs) and Member State authorities for the swift removal of child sexual abuse material online
3
1 000 000
250 000
Article 09 05 77 — Subtotal
8 300 000
5 098 900
5 525 000
5 038 797
2 750 000 ,—
1 297 654,82
25,45
Chapter 09 05 — Total
150 955 000
131 298 900
149 331 000
131 838 797
135 672 686,23
122 400 879,64
93,22
09 05 01
MEDIA Sub-programme — Operating transnationally and internationally and promoting transnational circulation and mobility
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
120 923 000
103 200 000
120 260 000
105 800 000
112 962 686,23
103 605 295,15
Remarks
This appropriation is intended to cover the following measures relating to MEDIA Sub-programme of the Creative Europe programme:
—
facilitating the acquisition and improvement of skills and competences of audiovisual professionals and the development of networks, including the use of digital technologies to ensure adaptation to market development, testing new approaches to audience development and testing new business models,
—
increasing the capacity of audiovisual operators to develop European audiovisual works with a potential to circulate in the Union and beyond and to facilitate European and international co-production, including with television broadcasters,
—
encouraging business-to-business exchanges by facilitating access to markets and business tools enabling audiovisual operators to increase the visibility of their projects on Union and international markets,
—
supporting theatrical distribution through transnational marketing, branding, distribution and exhibition of audiovisual works,
—
promoting transnational marketing, branding and distribution of audiovisual works on all other non-theatrical platforms,
—
supporting audience development as a means of stimulating interest in, and improving access to, European audiovisual works, in particular through promotion, events, film literacy and festivals,
—
promoting new distribution modes in order to allow the emergence of new business models.
This appropriation covers the prospective financial contribution of the Commission to the LUX Prize through the promotion/dissemination of European films shortlisted by the LUX Prize.
It will also cover the Commission’s prospective financial contribution to the LUX Prize for subtitling and promoting participating European films.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework Agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation’s contribution for participation in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
In addition to the traditional actions carried out via the MEDIA sub-programme, the additional funding is necessary to carry out the following actions:
—
actions supporting European cinema operators’ networks;
—
multilingual access to quality programmes for as many Union citizens as possible, building on the success of the preparatory action on ‘Subtitling of European cultural content throughout Europe’ in the period 2016-2018. Continuing multilingual access to television programmes is crucial for reaching Union citizens in their mother tongues and thus disseminating European cultural content, educating and fostering the richness and diversity of European languages.
Legal basis
Regulation (EU) No 1295/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Creative Europe Programme (2014 to 2020) and repealing Decisions No 1718/2006/EC, No 1855/2006/EC and No 1041/2009/EC (
OJ L 347, 20.12.2013, p. 221
).
09 05 05
Multimedia actions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 732 000
23 000 000
23 546 000
21 000 000
19 960 000 ,—
17 497 929,67
Remarks
This appropriation is intended to fund general information to citizens on operations concerning the Union, for the purpose of increasing the visibility of the work of the Union institutions, the decisions taken and the stages in the building of Europe, so as to allow citizens to make full use of their right to be informed about and involved in European policies. It concerns essentially the funding or co-funding of the production or dissemination of multimedia (radio, TV, internet, etc.), information products, including pan-European networks made up of local and national media delivering news on European affairs, as well as the tools necessary to develop such a policy. Part of this appropriation will be used to ensure continuity of existing actions.
This appropriation also covers support expenditure such as studies, meetings, 
ex post
 controls, expert technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts, evaluation and audit on current or future activities, feasibility studies, publications, and the repayment of travel and related expenses of experts.
Where appropriate, the procurement and grant procedures may include the conclusion of framework partnerships, with a view to promoting a stable financing framework for the pan-European media funded under this appropriation.
The Commission, when implementing this article, should take duly into account the outcome of the meetings of the Interinstitutional Group of Information (IGI).
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 51
Completion of former MEDIA programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and g) of Article 21(2) of the Financial Regulation.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Council Decision 2000/821/EC of 20 December 2000 on the implementation of a programme to encourage the development, distribution and promotion of European audiovisual works (MEDIA Plus — Development, Distribution and Promotion) (2001-2005) (
OJ L 336, 30.12.2000, p. 82
).
Decision No 163/2001/EC of the European Parliament and of the Council of 19 January 2001 on the implementation of a training programme for professionals in the European audiovisual programme industry (MEDIA-Training) (2001-2005) (
OJ L 26, 27.1.2001, p. 1
).
Decision No 1718/2006/EC of the European Parliament and of the Council of 15 November 2006 concerning the implementation of a programme of support for the European audiovisual sector (MEDIA 2007) (
OJ L 327, 24.11.2006, p. 12
).
Decision No 1041/2009/EC of the European Parliament and of the Council of 21 October 2009 establishing an audiovisual cooperation programme with professionals from third countries (MEDIA Mundus) (
OJ L 288, 4.11.2009, p. 10
).
09 05 77
Pilot projects and preparatory actions
09 05 77 02
Pilot project — Fostering European integration through culture by providing new subtitled versions of selected TV programmes across all Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
409 617,14
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 03
Preparatory action — Action on subtitling including crowdsourcing to increase the circulation of European works
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
499 810
0 ,—
344 956,32
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 04
Pilot project — Media literacy for all
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
299 021
0 ,—
249 999,99
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 05
Preparatory action — Subtitling European cultural television content throughout Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
975 000
p.m.
977 466
1 750 000 ,—
293 081,37
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 06
Preparatory action — Media literacy for all
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
500 000
625 000
500 000
500 000
500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The objective of the preparatory action is to continue the achievements of the previous pilot project, which, through specific actions, sought to increase critical thinking towards the media among citizens of all ages and to test the feasibility and usefulness of such actions. Critical thinking includes, among other skills, the ability to distinguish information from propaganda, to deconstruct media communication and information media policies and to interact with social media in a mindful way. Its implementation covered a wide range of Member States with the final goal of improving the technical, cognitive, social, civic and creative skills of citizens in order to stimulate their civic engagement and their awareness of the importance of taking action and directly participating in social and democratic life. Media is understood to mean all kinds of media outlets, such as radio, internet, broadcasting, newspapers and social media. The target group was composed of citizens of all ages, with a particular focus on minorities, low-skilled people and people at risk of being socially marginalised. The pilot project included social media campaigns, the creation of networks to share best practices, conferences, workshops and training programmes.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 07
Pilot project — Internship for journalists working in non-European minority languages
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
600 000
700 000
600 000
500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 08
Preparatory action — Cinemas as innovation hubs for local communities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
2 000 000
1 000 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Cultural venues are evolving to combine film, music, live performances, exhibitions and events and offer learning opportunities such as workshops on, for example, new technologies. Therefore, the cinematic experience can be renewed, taking into account audiences’ needs and with a strong focus on attracting young audiences. The prototypes could be multifunctional venues for screenings, concerts and performances that also provide scope for virtual-reality experiences, gaming, debates, etc.
This preparatory action may complement funding from the Europa Cinemas network, which provides training and networking opportunities as well as financial support to theatres that screen an above-average number of non-national European films.
The preparatory action will test new cinema-going experiences, while taking into account local audiences’ needs, and will focus on:
(a)
improving cinema infrastructure (e.g. improving cinema accessibility),
(b)
audience development,
(c)
building communities through learning experiences (offering a wide range of learning activities),
(d)
testing new ways of rethinking the cinema experience and creating innovative cultural venues.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 09
Pilot project — Platform(s) for cultural content innovation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
311 400
1 050 000
525 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
For more than 500 years the book industry has been a creative and innovative pioneer with a high impact on social and cultural development in Europe. Particularly the German book market, as the second-largest book market in the world, can be seen as a role model when it comes to cultural variety and technological standards.
Especially in times of fake news and information overload, media companies that provide orientation and reliable content are becoming more relevant. Such challenges as digitisation and monopolisation are forcing established players to demand a culture of collaboration and innovation. However, innovation programmes such as Horizon 2020 do not meet the needs of the creative and cultural industries. Hence, developing new approaches and products is difficult because of SME structures and for funding reasons.
Action required so as to ensure content variety in Europe and a leading role for European companies when it comes to innovative media:
—
central meeting point: building an holistic platform for innovation in the content sector (virtual or otherwise);
—
matchmaking: connecting different cultural and creative industries, tech companies, start-ups, research institutes and universities, and SMEs and corporations;
—
the right mindset: engaging industry to develop new business models and technologies by creating a general framework for innovative thinking and working;
—
technology transfer and collaboration: supporting the development of a digital infrastructure by European players in order to meet high demands and costs, which cannot be handled by individual companies.
The aim of this pilot project is to enable the European media sector to be ready and fit for the future. Overall, CONTENTshift will be a support network, where actors can find the right information, the right people and the right ideas for content innovation in Europe.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 10
Pilot project — Supporting investigative journalism and media freedom in the EU
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
887 500
1 275 000
637 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project has two distinct objectives:
—
providing financial support for investigative journalism,
—
providing direct support for investigative journalism and protection of journalists exposed.
(1)
As regards the first objective, the pilot project will create a permanent and dedicated fund for supporting independent investigative journalists. The goal is to provide financial resources to help journalists face potential legal proceedings, cooperate across borders and ensure their financial independence.
Quality investigative journalism requires proper tools and resources in order to continue to reveal wrongdoing throughout the Union and beyond its borders. That is why a Union financial instrument for supporting such projects is of utmost importance, its direct beneficiaries being European citizens. A dedicated Union financial instrument will be created that benefits legal entities (professional organisations and associations, consortiums, editors and publishers) without preventing individuals such as freelancers from applying for grants (provided that they meet certain criteria, which will have to be looked into as part of the project). This funding scheme will be managed by an independent intermediary organisation (with no national links). Applications for funding will be assessed by a team composed of members of the Commission, investigative journalists and other relevant experts.
Examples of projects that could be supported:
(a)
documenting and investigating the use of European funds;
(b)
mapping of organised crime entities in one or more Member States; eligible expenses could include training and tools such as software needed for aggregating data for public interest or experts’ input, or any other expenses contributing to the development of investigative capabilities;
(c)
covering expenses for producing expensive documents required to support an investigation; in Romania, full release of land register documents costs up to EUR 800 (EUR 20 per page; in the United Kingdom, one page can cost up to GBP 9; in Malta, the cost is EUR 5 per sheet;
(d)
subscriptions to software programmes correlating data and databases (costing up to EUR 10 000);
(e)
television-related investigative projects; in some Central and Eastern European countries, television media freedom has been under constant threat, since most stations are owned or influenced media oligarchs; relevant studies in this field have been published by organisations such as the Centre for Media Transparency;
(f)
Court costs relating to an earlier or ongoing investigation if there are clear links established with the investigation or work; in this specific instance, the fund could only be used to post bail or pay legal fees, but not fees relating to damages set in a judgment.
(2)
As regards the second objective, the pilot project will set up a Europe-wide rapid response mechanism in direct support of investigative journalists with a view to strengthening press and media freedom in Member States and candidate countries. The purpose of the mechanism will be to make press freedom violations more visible as well as to protect journalists who are exposed. It will involve all stakeholders needed to counteract threats to press and media freedom. It will be flexible enough to adjust to rapidly changing needs. The scope of activities includes advocacy, fact-finding missions, and monitoring to inform the European public and to raise public awareness. It will provide direct support to journalists under threat in direct collaboration with European, regional and local stakeholders in the field of media freedom. This will include providing direct advice and legal support as well as offering shelter and assistance so that they can continue to pursue their profession. Representatives will be sent to countries affected and anti-impunity action will be supported through advocacy. Monitoring will provide reliable and comprehensive information for the public as well as European authorities while raising overall awareness and triggering early warnings. Instruments will be adjusted to accommodate individual needs on a case-by-case basis. This toolkit will prevent violations and will improve press and media freedom.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 11
Pilot project — A European public sphere: a new online media offer for young Europeans
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 500 000
625 000
Remarks
The project will address the failure to communicate Europe to younger generations of Europeans that is the result of a lack of a truly transnational public sphere for media, the fact that traditional media no longer attract young Europeans in the same way as the internet does and the fact that national media do not cover pan-European topics positively or in a way which unites people. Therefore, the project will more effectively portray the sense of togetherness which is at the heart of European identity and which is reflected in a common culture, similar lifestyles and shared values.
The younger generations of Europeans consume information and entertainment primarily online using new social media and content-sharing platforms. Therefore, it must be made clear that young Europeans get their information online. In order to enter into a dialogue about Europe via relevant themes and topics, attract younger European citizens to European ideas and values and empower truly European citizens through current and future information and dialogue platforms, the pilot project will take a radically new approach to providing news and information to young people.
The pilot project will be based on new concepts of editorial thinking, a new multiplatform strategy and a highly innovative and flexible technical infrastructure that allows fast adaptation, translation and conversion of content in many languages and formats across Europe, creating a highly innovative, digital product that intentionally stands out from traditional media.
The project is targeted at Europeans aged between 18 and 34 , i.e. at a time of life when many young people are developing their political views and laying the foundations for their professional and private lives. The focus is on informative, thought-provoking, entertaining and emotive content. All content will be bundled on one specific online service. Furthermore, it will be made accessible on all kinds of social media as well as other online gateways through which the target group can be reached.
The content will deal with topics that are of current interest for young Europeans in the Union and will be put into context in order to make it compelling and appealing to the target group. The European perspective will be created by comparing and contrasting regional experiences and points of view on matters of pan-European importance. Young Europeans share an interest in issues such as work, education, equality, love, culture and music. Nevertheless, there are significant differences between countries and between urban and rural areas. The aim is to address relevant topics of pan-European importance and at the same time provide a forum for local perspectives, allowing young users to identify strongly with the content.
Controversial opinions will provide an impetus for debate. On political issues, a personal approach makes it easier to understand the effects of institutional decisions. In this context, well-known influencers and local personalities from social networks will have their say in addition to actors from the political sphere in order to bridge the gap between European affairs and the everyday reality of users’ lives.
This ambitious pan-European and multilingual project will launch offline and online an open, true, deep and constructive debate about recent and future life in Europe among young Europeans, using innovative formats on digital platforms, with the ultimate goal of creating greater awareness about European visions and realities and enhancing Europeans’ commitment to European values and ideas so that they subsequently contribute to a more active civil society.
The project will build on a strong partnership of independent and innovative media across Europe, including the start-up and creative sector. The project will also benefit from substantial investment in research and innovation, e.g. in automated translation in the media sector.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 12
Pilot project — Developing a strategic research, innovation and implementation agenda and a roadmap for achieving full digital language equality in Europe by 2030
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 800 000
450 000
Remarks
The Union has 24 official Member State languages. In addition, there are unofficial regional languages as well as minority languages and languages used by immigrants and important trading partners. Several studies have found a striking imbalance in terms of digital language technologies. Very few languages, such as English, French and Spanish, are well supported technologically, while more than 20 languages are in danger of digital extinction. The recent study ‘Language equality in the digital age’, commissioned by the European Parliament’s Science and Technology Options Assessment (STOA) panel, made 11 general recommendations on how to address this growing threat. It was followed up by a European Parliament resolution of 11 September 2018 on language equality in the digital age (on the basis of a joint CULT/ITRE report), making 45 general recommendations, several of which follow the STOA study.
Technology-enabled multilingualism is missing one crucial and mission-critical piece – a strategic research and implementation agenda. This pilot project will develop an agenda and a roadmap for achieving full digital language equality in Europe by 2030. In close collaboration with the European institutions, the project will bring together all stakeholders (including industry, research and innovation communities, national innovation organisations, national and international public administrations and associations), initiate a structured dialogue and public consultations, organise brainstorming sessions and conferences throughout Europe, and pull together all initiatives that are currently isolated and fragmented in order to produce a sustainable and interwoven strategy for human language technologies in Europe in all relevant sectors and areas of life, including trade, education, health, tourism, culture and governance. This will also extend to an investigation into the impact of artificial intelligence technologies on the linguistic landscape in Europe, including the ever-increasing brain drain of young talent to other continents.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
09 05 77 13
Pilot project — Support for increased cooperation between industry, nongovernmental organisations (NGOs) and Member State authorities for the swift removal of child sexual abuse material online
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
The pilot project involves proposing that grants be provided by the Commission to one or more NGOs in order to support initiatives for the swift removal of child sexual abuse material on the internet. It is important to help organisations already working proactively to build platforms and umbrella organisations so as to cooperate across all Member States. If stakeholders receive more funds, they will be able to cooperate more effectively to prevent the dissemination of such material. The pilot project will support cooperation between actors in the provision of training for staff, development of digital resources and exchange of information to detect and remove potential harmful material. As communication in this area needs to be safe and quick, such solutions should also be supported.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 10
DIRECT RESEARCH
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 01
ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA
369 399 944
369 399 944
358 730 154
358 730 154
412 133 308,31
412 133 308,31
10 02
HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE IN SUPPORT OF UNION POLICIES
38 659 347
35 925 000
40 717 300
32 805 000
34 843 906,49
32 877 807,23
10 03
EURATOM PROGRAMME — DIRECT ACTIONS
12 901 830
11 600 000
12 094 519
11 000 000
11 191 225,87
10 887 235,59
10 04
OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE
p.m.
p.m.
p.m.
p.m.
35 570 388,22
28 656 690,77
10 05
HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY
31 623 000
29 500 000
30 845 000
27 000 000
30 105 749,69
25 945 726,22
Title 10 — Total
452 584 121
446 424 944
442 386 973
429 535 154
523 844 578,58
510 500 768,12
Remarks
These remarks apply to all the budget lines in the ‘Direct research’ policy area (with the exception of Chapter 10 05).
These appropriations are intended to cover expenditure relating to:
—
staff occupying posts on the authorised establishment plan of the Joint Research Centre (JRC) and external personnel implementing the research and innovation programmes,
—
staff-related costs such as missions, training, medical services and recruitment,
—
operation and functioning of the JRC directorates, administrative support, safety and security of the sites, IT related expenditure, non-recurrent costs and major research infrastructures,
—
research and support activities including exploratory research, scientific and technical equipment and subcontracting of services.
—
research and scientific support tasks relating to activities entrusted to the JRC within the framework of its participation on a competitive basis in support of the Union’s policies and on behalf of outside bodies.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations.
Miscellaneous revenue may give rise to the provision of additional appropriations to be used in Chapter 10 02, 10 03 or 10 04 or Article 10 01 05, depending on their purpose.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The possibility of third countries or organisations from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. The additional appropriations will be provided under Items 10 02 50 01 and 10 03 50 01.
CHAPTER 10 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
10 01
ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA
10 01 05
Support expenditure for research and innovation programmes in the ‘Direct research’ policy area
10 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
146 931 504
144 050 494
152 084 951,34
103,51
10 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
34 838 789
34 155 675
67 339 385,56
193,29
10 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
60 718 195
60 344 924
72 242 484,42
118,98
10 01 05 04
Other expenditure for new major research infrastructures — Horizon 2020
1.1
2 040 000
2 040 000
4 704 048,25
230,59
10 01 05 11
Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme
1.1
56 942 520
55 826 000
55 553 802,66
97,56
10 01 05 12
External personnel implementing research and innovation programmes — Euratom Programme
1.1
10 455 000
10 250 000
14 604 826,68
139,69
10 01 05 13
Other management expenditure for research and innovation programmes — Euratom programme
1.1
37 455 106
36 360 937
40 263 648,35
107,50
10 01 05 14
Other expenditure for new major research infrastructures — Euratom programme
1.1
20 018 830
15 702 124
5 340 161,05
26,68
Article 10 01 05 — Subtotal
369 399 944
358 730 154
412 133 308,31
111,57
Chapter 10 01 — Total
369 399 944
358 730 154
412 133 308,31
111,57
10 01 05
Support expenditure for research and innovation programmes in the ‘Direct research’ policy area
Remarks
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 1, 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations. Such revenue will be used to cover, inter alia, expenditure incurred on staff and resources in respect of activities in support of the Union's policies and work for third parties carried out by the Joint Research Centre (JRC).
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.
This appropriation could be supplemented by appropriations that the JRC will earn by participating on a competitive basis in indirect actions and in scientific and technical activities in support of Union policies. The activities of a competitive nature conducted by the JRC shall consist of:
—
activities carried out following grant or procurement procedures,
—
activities on behalf of third parties,
—
activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services.
10 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
146 931 504
144 050 494
152 084 951,34
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre (JRC) implementing research and innovation programmes — Horizon 2020, and in particular:
—
direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the JRC and in Union delegations,
—
indirect action, consisting of programmes implemented as part of the JRC’s activities conducted on a competitive basis.
Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 10 02.
10 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
34 838 789
34 155 675
67 339 385,56
Remarks
This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing research and innovation programmes — Horizon 2020.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 10 02.
10 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
60 718 195
60 344 924
72 242 484,42
Remarks
This appropriation is intended to cover:
—
staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates and representation costs,
—
expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes:
—
expenses related to the operation and functioning of JRC directorates: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management, etc.,
—
expenses related to the administrative support of JRC directorates: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurance, etc.,
—
expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire brigade, etc.,
—
IT-related expenditure: computer rooms; hardware and software; networking services; information systems; helpdesk and assistance to users, etc.,
—
non-recurrent costs: renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works and adaptation to new standards. It may also finance research infrastructures not covered by Item 10 01 05 04.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 1 736 000.
Legal basis
See Chapter 10 02.
10 01 05 04
Other expenditure for new major research infrastructures — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 040 000
2 040 000
4 704 048,25
Remarks
This appropriation is intended to cover expenditure in respect of all resources for the financing of major research infrastructure projects, in particular the construction of new buildings, the complete refurbishment of existing buildings and the purchase of important equipment related to the technical infrastructure of the sites.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 10 02.
10 01 05 11
Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
56 942 520
55 826 000
55 553 802,66
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre (JRC) implementing research and innovation programmes — Euratom programme, and in particular:
—
direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the JRC and in Union delegations,
—
indirect action, consisting of programmes implemented as part of the JRC activities conducted on a competitive basis.
Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service.
Legal basis
See Chapter 10 03.
10 01 05 12
External personnel implementing research and innovation programmes — Euratom Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 455 000
10 250 000
14 604 826,68
Remarks
This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing the research and innovation programmes — Euratom Programme.
Legal basis
See Chapter 10 03.
10 01 05 13
Other management expenditure for research and innovation programmes — Euratom programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
37 455 106
36 360 937
40 263 648,35
Remarks
This appropriation is intended to cover:
—
staff-related expenditure not covered by Items 10 01 05 11 and 10 01 05 12 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates and representation costs,
—
expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes:
—
expenses related to the operation and functioning of JRC directorates: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management, etc.,
—
expenses related to the administrative support of JRC directorates: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurance, etc.,
—
expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire brigade, etc.,
—
IT related expenditure: computer rooms; hardware and software; networking services; information systems; helpdesk and assistance to users, etc.,
—
non-recurrent costs: the renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works and adaptation to new standards. It may also finance research infrastructures not covered by Item 10 01 05 14.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 1 042 000.
Legal basis
See Chapter 10 03.
10 01 05 14
Other expenditure for new major research infrastructures — Euratom programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
20 018 830
15 702 124
5 340 161,05
Remarks
This appropriation is intended to cover expenditure in respect of all resources for the financing of major research infrastructure projects, in particular the construction of new buildings, the complete refurbishment of existing buildings and the purchase of important equipment related to the technical infrastructure of the sites.
Legal basis
See Chapter 10 03.
CHAPTER 10 02 —
   
HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE IN SUPPORT OF UNION POLICIES
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 02
HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE IN SUPPORT OF UNION POLICIES
10 02 01
Horizon 2020 — Customer-driven scientific and technical support to Union policies
1.1
38 659 347
34 500 000
38 167 300
31 000 000
28 883 852,89
27 571 199,13
79,92
10 02 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
10 02 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
4 785 075,58
4 990 678,74
10 02 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
33 878,51
Article 10 02 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
4 785 075,58
5 024 557,25
10 02 51
Completion of the Seventh Framework Programme — Direct actions (2007 to 2013)
1.1
p.m.
p.m.
p.m.
30 000
174 978,02
225 091,97
10 02 52
Completion of previous research framework programmes — Direct actions (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
10 02 77
Pilot projects and preparatory actions
10 02 77 01
Pilot project — Establishment of a European Commission public sector innovation lab
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
49 401,88
10 02 77 02
Pilot project — Organisation of large-scale events — ‘Science meets Parliaments and Regions’
1.1
p.m.
150 000
p.m.
500 000
1 000 000 ,—
7 557 ,—
5,04
10 02 77 03
Pilot project — Implementation of the ‘Multidimensional Inequality Framework’ research methodology for the Union
1.1
p.m.
637 500
1 275 000
637 500
10 02 77 04
Pilot project — Integrated techniques for the seismic strengthening and energy efficiency of existing buildings
1.2
p.m.
637 500
1 275 000
637 500
Article 10 02 77 — Subtotal
p.m.
1 425 000
2 550 000
1 775 000
1 000 000 ,—
56 958,88
4,00
Chapter 10 02 — Total
38 659 347
35 925 000
40 717 300
32 805 000
34 843 906,49
32 877 807,23
91,52
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation shall be used for Horizon 2020 — the framework programme for research and innovation which covers the 2014-2020 period.
Horizon 2020 shall play a central role in the delivery of the Europe 2020: a strategy for smart, sustainable and inclusive growth (‘Europe 2020 strategy’) by providing a common strategic framework for the Union’s funding of excellent research and innovation, thus acting as a vehicle for leveraging private and public investment, creating new job opportunities and ensuring Europe’s long-term sustainability, growth, economic development, social inclusion and industrial competitiveness, as well as addressing societal challenges across the Union.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account shall be taken of the need to step up efforts to enhance the participation at all levels, including decision-making, of women in research and innovation.
This appropriation is intended to be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
10 02 01
Horizon 2020 — Customer-driven scientific and technical support to Union policies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
38 659 347
34 500 000
38 167 300
31 000 000
28 883 852,89
27 571 199,13
Remarks
This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre (JRC) in accordance with Part VI of the specific programme implementing Horizon 2020 ‘Non-nuclear direct actions of the JRC’, in order to provide customer-driven scientific and technical support to Union policies. The JRC shall focus on:
—
excellent science: the JRC shall carry out research to enhance the scientific evidence base for policymaking and to examine emerging fields of science and technology, including through an exploratory research programme,
—
industrial leadership: the JRC shall contribute to competitiveness in the Union through support to the standardisation process and standards with pre-normative research, development of reference materials and measurements, and harmonisation of methodologies in five focal areas (energy; transport; the flagship initiative ‘Digital Agenda for Europe’; security and safety; consumer protection). It shall carry out safety assessments of new technologies in areas such as energy and transport and health and consumer protection. It shall contribute to facilitating the use, standardisation and validation of space technologies and data, in particular to tackle societal challenges,
—
societal challenges: the JRC shall carry out research on the following themes: health, demographic change and well-being; food security, sustainable agriculture and forestry, marine, maritime and inland water research and the bio-economy; secure, clean and efficient energy; smart, green and integrated transport; climate action, environment, resource efficiency and raw materials; Europe in a changing world — inclusive, innovative and reflective societies; secure societies — protecting freedom and security of Europe and its citizens.
This appropriation covers specific expenditure relating to research and support activities, including the purchase of scientific and technical equipment, subcontracting of scientific and technical services, access to information and acquisition of consumables. This includes expenditure on scientific infrastructure directly incurred for the projects concerned. This also includes expenses of external users accessing JRC physical research infrastructures in order to conduct research, undertake experimental development, or provide education and training.
It also covers expenditure of any type concerning research and scientific support tasks relating to activities under this article entrusted to the JRC within the framework of its participation on a competitive basis in support of the Union policies and on behalf of outside bodies.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 5 000 000.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular Article 3(6) thereof.
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
), and in particular Article 5(4) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
10 02 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
10 02 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
4 785 075,58
4 990 678,74
Remarks
This appropriation is intended to cover expenditure relating to revenue giving rise to the provision of additional appropriations from third parties or States (non-European Economic Area) participating in the research and innovation programmes — Horizon 2020, for the 2014-2020 period.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 20 296 000.
10 02 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
33 878,51
Remarks
This appropriation is intended to cover expenditure relating to revenue giving rise to the provision of additional appropriations from third parties or States (non-European Economic Area) participating in projects in the field of non-nuclear research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.
10 02 51
Completion of the Seventh Framework Programme — Direct actions (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
30 000
174 978,02
225 091,97
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Council Decision 2006/975/EC of 19 December 2006 concerning the Specific Programme to be carried out by means of direct actions by the Joint Research Centre under the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 368
).
10 02 52
Completion of previous research framework programmes — Direct actions (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This article is intended to cover payments in respect of commitments remaining to be settled from previous years.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 182/1999/EC of the European Parliament and of the Council of 22 December 1998 concerning the fifth framework programme of the European Community for research, technological development and demonstration activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 1
).
Decision No 1513/2002/EC of the European Parliament and of the Council of 27 June 2002 concerning the sixth framework programme of the European Community for research, technological development and demonstration activities, contributing to the creation of the European Research Area and to innovation (2002 to 2006) (
OJ L 232, 29.8.2002, p. 1
).
10 02 77
Pilot projects and preparatory actions
10 02 77 01
Pilot project — Establishment of a European Commission public sector innovation lab
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
49 401,88
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
10 02 77 02
Pilot project — Organisation of large-scale events — ‘Science meets Parliaments and Regions’
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
150 000
p.m.
500 000
1 000 000 ,—
7 557 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
10 02 77 03
Pilot project — Implementation of the ‘Multidimensional Inequality Framework’ research methodology for the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
637 500
1 275 000
637 500
Remarks
Former Item 04 03 77 28
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Differences between social groups on the basis of age, origin or income have been increasing in many European countries over the last few decades. Moreover, the economic crisis has accelerated certain macroeconomics trends and recovery has been uneven. Sluggish economic growth since the crisis has contributed to stagnant, or even falling, standards of living in many European households. Although inequality is predominately measured in terms of economic variables, such as earnings, income or wealth, there is a growing recognition that inequality is multidimensional and experienced across a number of life domains, such as health, physical security and participation. Oxfam Intermon and the London School of Economics, combining academic expertise with practitioner knowledge, have developed a systematic approach to conceptualising and measuring multidimensional inequality. Work shall be conducted with the advisor support of Eurofound and other possible partners. The Multidimensional Inequality Framework (MIF) developed through that collaboration is theoretically grounded in Amartya Sen’s capability approach and facilitates a systematic assessment of inequalities.
The MIF has been developed to allow for measurement of inequality between groups (age, gender, ethnicity, disability status, etc.), sometimes referred to as ‘horizontal inequality’ (e.g. inequality in the experience of physical violence or loneliness), and overall measures of inequality, sometimes referred to as ‘vertical inequality’ (e.g. inequality in educational attainment or wealth), which can also be expressed in terms of social gradients. Through the identification of drivers, the MIF also recognises the interconnections between dimensions; inequalities in one domain can be seen to drive inequalities in another.
The MIF offers European leaders a solid path not only to understand inequalities and their interconnections in seven life domains, but also to identify drivers and potential solutions to fight inequalities at Union level and in each Member State. The seven life domains around which the MIF is structured are:
(1)
Life and health: Inequality in the capability to be alive and to live a healthy life;
(2)
Personal safety and security: Inequality in the capability to live in physical safety and legal security;
(3)
Education and learning: Inequality in the capability to be knowledgeable, to understand and reason, and to have the skills to participate in society;
(4)
Financial security and dignified work: Inequality in the capability to achieve financial independence and security, enjoy dignified and fair work, and recognition of unpaid work and care;
(5)
Comfortable, independent and secure living conditions: Inequality in the capability to enjoy comfortable, independent and secure living conditions;
(6)
Participation, influence and voice: Inequality in the capability to participate in decision-making, have a voice and influence;
(7)
Individual, family and social life: Inequality in the capability to enjoy individual, family and social life, to express yourself and to have self-respect.
The flexibility of the MIF means that it can be applied to a variety of situations: to assess current levels of inequalities, to make comparisons between countries, and to examine trends over time.
The pilot project should use this multidimensional approach to develop a rich understanding of inequalities and identify drivers and potential solutions for decision makers to take steps to reduce inequalities within the Union at three levels: (1) within the Union, treated as one population, (2) within each Member State, and (3) between Member States for a selected range of comparable inequality indicators. In the future it will be possible to examine trends over time and to assess the impact of macro-level shocks such as the financial crisis.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
10 02 77 04
Pilot project — Integrated techniques for the seismic strengthening and energy efficiency of existing buildings
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
637 500
1 275 000
637 500
Remarks
Former Item 13 03 77 26
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
In the Union there are about 25 billion square meters of built-up area, of which about 10 billion built before 1960 require substantial maintenance because of their structural condition, changes in environmental conditions and building sector regulations.
Particularly relevant is the seismic vulnerability that characterises the building heritage of Member States with medium and high seismic hazard such as Italy and Greece, where the seismic events of recent decades have claimed thousands of victims and caused extensive economic damage, but also in some areas of Member States at low rest, such as Germany, France and Spain. Likewise, the energy performance of European buildings is unsatisfactory: in fact, the energy consumed in buildings is one of the biggest sources of CO
2
 emissions in Europe. Therefore, an organic action plan is a primary objective for the Union in order to redevelop and modernise the existing building stock. In view of the huge number of constructions involved, the plan must be based on criteria of high efficiency and economic and environmental sustainability. That objective is comprehensively covered by Decision (EU) 2019/420 of the European Parliament and of the Council of 13 March 2019 amending Decision No 1313/2013/EU on a Union Civil Protection Mechanism (
OJ L 77I, 20.3.2019, p. 1
). That Decision pays much more attention, with respect to the past, to prevention and to the role of the Union in this connection through increasingly effective integration between risk reduction policies and cohesion policies. This pilot project defines, including by examining specifically identified case studies, solutions that, at the same time and in the least invasive way, can both reduce seismic vulnerability and increase energy efficiency in such a way to produce a significant environmental impact (reduction of CO
2
 emissions, reduction of the waste that would be generated through widespread building replacement action, etc.) The measures to be developed should build on the experience already gained in the energy field on the basis of Directive 2010/31/EU of the European Parliament and of the Council of 19 May 2010 on the energy performance of buildings (
OJ L 153, 18.6.2010, p. 13
) and Directive 2012/27/EU of the European Parliament and of the Council of 25 October 2012 on energy efficiency, amending Directives 2009/125/EC and 2010/30/EU and repealing Directives 2004/8/EC and 2006/32/EC (
OJ L 315, 14.11.2012, p. 1
), albeit limited to building energy performance, and will be incorporated into a sustainable intervention process encompassing seismic reinforcement. The activities planned should be directly integrated into, and complementary with, those already under way within the Joint Research Centre, in particular under the SAFESUST project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 10 03 —
   
EURATOM PROGRAMME — DIRECT ACTIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 03
EURATOM PROGRAMME — DIRECT ACTIONS
10 03 01
Euratom activities of direct research
1.1
12 901 830
11 600 000
12 094 519
11 000 000
11 094 805,08
10 601 162,80
91,39
10 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
10 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
93 718,08
280 247,76
10 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 10 03 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
93 718,08
280 247,76
10 03 51
Completion of the Seventh Framework Programme — Euratom (2007 to 2013)
1.1
p.m.
p.m.
p.m.
p.m.
2 702,71
5 825,03
10 03 52
Completion of previous Euratom framework programmes (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 10 03 — Total
12 901 830
11 600 000
12 094 519
11 000 000
11 191 225,87
10 887 235,59
93,86
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for the Research and Training Programme of the European Atomic Energy Community (2019-2020) (‘Euratom Programme’) which is an integral part of Horizon 2020, the framework programme for research and innovation. The Euratom Programme will strengthen the research and innovation framework in the nuclear field and coordinate Member States’ research efforts, thereby avoiding duplication, retaining critical mass in key areas, and ensuring public funding is used in an optimal way.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The general objective of the Euratom Programme is to pursue nuclear research and training activities with an emphasis on continuous improvement of nuclear safety, security and radiation protection, in particular to potentially contribute to the long-term decarbonisation of the energy system in a safe, efficient and secure way. It will cover both RTD indirect actions on the fusion research and development, nuclear fission, safety and radiation protection research activities, as well as the Joint Research Centre (JRC) direct actions in nuclear security and safety. The JRC will provide independent customer-driven scientific and technological support for the implementation and monitoring of Community policies, in particular in the field of nuclear safety and security research and training. By achieving these objectives, the Euratom Programme will reinforce outcomes under the three priorities of the Horizon 2020: excellent science, industrial leadership and societal challenges. These objectives are clearly linked to those of the Europe 2020 and Energy 2020 strategies and the creation and operation of the European Research Area.
In accordance with Article 7 of the Euratom Treaty, the 2014-2018 Euratom Programme is bound by a five-year timeframe. The 2019-2020 Euratom Programme ensures the seamless continuation of the programme in 2019-2020. This approach ensures the continuity and coherence of action throughout the full seven-year period, 2014-2020, and therefore greater coherence with the Horizon 2020 timeline. This is all the more important in view of the fact that the Euratom Programmes and Horizon 2020 pursue mutually reinforcing objectives.
10 03 01
Euratom activities of direct research
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 901 830
11 600 000
12 094 519
11 000 000
11 094 805,08
10 601 162,80
Remarks
This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre (JRC) to implement the research and training programme of the European Atomic Energy Community (2019-2020). Direct actions under the Euratom Programme shall have the following specific objectives:
—
to improve nuclear safety including nuclear reactor and fuel safety, waste management, including final geological disposal as well as partitioning and transmutation; decommissioning, and emergency preparedness,
—
to improve nuclear security including nuclear safeguards, non-proliferation, combating illicit trafficking, and nuclear forensics,
—
to increase excellence in the nuclear science base for standardisation,
—
to foster knowledge management, education and training,
—
to support the policy of the Union on nuclear safety and security.
This appropriation also addresses the activities necessary for implementing safeguards pursuant to Chapter 7 of Title II of the Euratom Treaty and the obligations arising from the Non-Proliferation Treaty and implementation of the Commission’s programme to support the International Atomic Energy Agency (IAEA).
It covers specific expenditure relating to research and support activities, including the purchase of scientific and technical equipment, subcontracting of scientific and technical services, access to information and acquisition of consumables. This includes expenditure on scientific infrastructure directly incurred for the projects concerned. This also includes expenses of external users accessing JRC physical research infrastructures in order to conduct research, undertake experimental development, or provide education and training.
This appropriation also covers expenditure of any type concerning research and scientific support tasks relating to activities under this article entrusted to the JRC within the framework of its participation on a competitive basis in support of Union policies and on behalf of outside bodies.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 1 000 000.
Legal basis
Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
), and in particular Article 5(4) thereof.
Council Regulation (Euratom) No 1314/2013 of 16 December 2013 on the Research and Training Programme of the European Atomic Energy Community (2014-2018) complementing the Horizon 2020 Framework Programme for Research and Innovation (
OJ L 347, 20.12.2013, p. 948
).
Council Regulation (Euratom) 2018/1563 of 15 October 2018 on the Research and Training Programme of the European Atomic Energy Community (2019–2020) complementing the Horizon 2020 Framework Programme for Research and Innovation, and repealing Regulation (Euratom) No 1314/2013 (
OJ L 262, 19.10.2018, p. 1
).
10 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
10 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
93 718,08
280 247,76
Remarks
This appropriation is intended to cover expenditure relating to revenue giving rise to the provision of additional appropriations from third parties or States (non-European Economic Area) participating in Euratom Programme, for the 2014-2020 period.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 5 466 000.
10 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover expenditure relating to revenue giving rise to the provision of additional appropriations from third parties or States (non-European Economic Area) participating in the Euratom Programme, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.
10 03 51
Completion of the Seventh Framework Programme — Euratom (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
2 702,71
5 825,03
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
Legal basis
Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (
OJ L 400, 30.12.2006, p. 60
).
Council Decision 2006/977/Euratom of 19 December 2006 concerning the Specific Programme to be carried out by means of direct actions by the Joint Research Centre implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (
OJ L 400, 30.12.2006, p. 434
).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the Seventh Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (
OJ L 400, 30.12.2006, p. 1
).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (
OJ L 47, 18.2.2012, p. 25
).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012 to 2013) (
OJ L 47, 18.2.2012, p. 1
).
Council Decision 2012/95/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of direct actions by the Joint Research Centre, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (
OJ L 47, 18.2.2012, p. 40
).
10 03 52
Completion of previous Euratom framework programmes (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
Legal basis
Council Decision 1999/64/Euratom of 22 December 1998 concerning the Fifth Framework Programme of the European Atomic Energy Community (Euratom) for research and training activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 34
).
Council Decision 2002/668/Euratom of 3 June 2002 concerning the sixth framework programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities, also contributing to the creation of the European Research Area (2002 to 2006) (
OJ L 232, 29.8.2002, p. 34
).
CHAPTER 10 04 —
   
OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 04
OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE
10 04 02
Provision of services and work on behalf of outside bodies
1.1
p.m.
p.m.
p.m.
p.m.
3 365 822,84
2 669 369,82
10 04 03
Scientific and technical support for Union policies on a competitive basis
1.1
p.m.
p.m.
p.m.
p.m.
24 667 647,32
19 093 583,27
10 04 04
Operation of the high-flux reactor
10 04 04 01
Operation of the high-flux reactor — High-flux reactor supplementary programmes
1.1
p.m.
p.m.
p.m.
p.m.
7 536 833,06
6 252 036,86
10 04 04 02
Operation of the high-flux reactor — Completion of previous high-flux reactor supplementary programmes
1.1
p.m.
p.m.
p.m.
p.m.
85 ,—
641 700,82
Article 10 04 04 — Subtotal
p.m.
p.m.
p.m.
p.m.
7 536 918,06
6 893 737,68
Chapter 10 04 — Total
p.m.
p.m.
p.m.
p.m.
35 570 388,22
28 656 690,77
10 04 02
Provision of services and work on behalf of outside bodies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
3 365 822,84
2 669 369,82
Remarks
This article is intended to receive the appropriations required for expenditure specific to the various tasks performed on behalf of outside bodies. It includes research and supply of services under contract to third parties, such as industry, national or regional authorities, as well as contracts in the context of Member States’ research programmes. This may cover the following:
—
the provision of supplies, services and work carried out in general against payment, including certified reference materials,
—
the operation of facilities for the benefit of Member States, including the irradiation for outside bodies in the high-flux reactor (HFR) at the Petten establishment of the Joint Research Centre,
—
the performance of research activities and the provision of services additional to the specific research programmes, including the industrial clubs for which the partners from industry must pay an enrolment fee and annual subscriptions,
—
cooperation agreements with third parties.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 4 of the statement of revenue may give rise to the provision of additional appropriations.
Additional appropriations will be provided for this article, in accordance with Article 21 of the Financial Regulation, to cover specific expenditure for each contract with an outside body to the amount of the revenue to be entered in Item 6 2 2 3 of the statement of revenue.
The corresponding amount is estimated at EUR 6 200 000.
Legal basis
Council Decision 89/340/EEC of 3 May 1989 concerning work for third parties performed by the Joint Research Centre relevant to the European Economic Community (
OJ L 142, 25.5.1989, p. 10
).
Council conclusions of 26 April 1994 on the role of the Joint Research Centre (JRC) (
OJ C 126, 7.5.1994, p. 1
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 21 thereof.
10 04 03
Scientific and technical support for Union policies on a competitive basis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
24 667 647,32
19 093 583,27
Remarks
This article is intended to receive the appropriations required for expenditure specific to the various scientific support tasks performed by the Joint Research Centre on a competitive basis in support of the Union policies, outside Horizon 2020. Additional appropriations will be provided for this article, in accordance with Article 21 of the Financial Regulation, to cover specific expenditure for each contract with services of the European institutions to the amount of the revenue to be entered in Item 6 2 2 6 of the statement of revenue.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.
The corresponding amount is estimated at EUR 67 800 000.
Legal basis
Council Decision 89/340/EEC of 3 May 1989 concerning work for third parties performed by the Joint Research Centre relevant to the European Economic Community (
OJ L 142, 25.5.1989, p. 10
).
Council conclusions of 26 April 1994 on the role of the Joint Research Centre (JRC) (
OJ C 126, 7.5.1994, p. 1
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 21 thereof.
10 04 04
Operation of the high-flux reactor
10 04 04 01
Operation of the high-flux reactor — High-flux reactor supplementary programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
7 536 833,06
6 252 036,86
Remarks
This appropriation is intended to cover part of expenses of any kind incurred during the implementation of the high-flux reactor (HFR) supplementary programme.
The scientific and technical objectives of the supplementary programme are the following:
—
to provide a safe, steady and reliable neutron flux for experimental purposes,
—
to perform research and development on material and fuel science for the improvement of the safety of existing nuclear and future reactors (both fission and fusion), radioisotopes for medical applications, reactor ageing and life management, and on waste management,
—
to act as a training facility hosting doctoral and post-doctoral fellows in performing their research activities through national or European programmes.
In accordance with Article 21 of the Financial Regulation, this item will, in the course of the financial year, be provided with additional appropriations within the limits of the revenue from the Member States concerned (currently the Netherlands and France) to be entered in Item 6 2 2 1 of the statement of revenue.
The corresponding amount is estimated at EUR 7 550 000.
Legal basis
Council Decision (Euratom) 2017/956 of 29 May 2017 on the adoption of the 2016-2019 high flux reactor supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 144, 7.6.2017, p. 23
).
10 04 04 02
Operation of the high-flux reactor — Completion of previous high-flux reactor supplementary programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
85 ,—
641 700,82
Remarks
This appropriation is intended to cover part of expenses of any kind incurred during the implementation of previous high-flux reactor (HFR) supplementary programmes and not covered by the payment appropriations available for previous financial years.
The scientific and technical objectives of the supplementary programme are the following:
—
to provide a safe, steady and reliable neutron flux for experimental purposes,
—
to perform research and development on material and fuel science for the improvement of the safety of existing nuclear and future reactors (both fission and fusion), radioisotopes for medical applications, reactor ageing and life management, and on waste management,
—
to act as a training facility hosting doctoral and post-doctoral fellows in performing their research activities through national or European programmes.
In accordance with Article 21 of the Financial Regulation, this item will, in the course of the financial year, be provided with additional appropriations within the limits of the revenue from Member States concerned to be entered in Item 6 2 2 1 of the statement of revenue.
Legal basis
Council Decision 84/1/Euratom, EEC of 22 December 1983 adopting a research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community and for the European Economic Community (1984 to 1987) (
OJ L 3, 5.1.1984, p. 21
).
Council Decision 88/523/Euratom of 14 October 1988 adopting a supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 286, 20.10.1988, p. 37
).
Council Decision 92/275/Euratom of 29 April 1992 adopting a supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (1992-1995) (
OJ L 141, 23.5.1992, p. 27
).
Council Decision 96/419/Euratom of 27 June 1996 adopting a supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (1996-1999) (
OJ L 172, 11.7.1996, p. 23
).
Council Decision 2000/100/Euratom of 24 January 2000 adopting a supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 29, 4.2.2000, p. 24
).
Council Decision 2004/185/Euratom of 19 February 2004 concerning the adoption of a supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 57, 25.2.2004, p. 25
).
Council Decision 2007/773/Euratom of 26 November 2007 on a one year extension of the supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 312, 30.11.2007, p. 29
).
Council Decision 2009/410/Euratom of 25 May 2009 on the adoption of a supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 132, 29.5.2009, p. 13
).
Council Decision 2012/709/Euratom of 13 November 2012 on the adoption of the 2012-2015 High Flux Reactor supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 321, 20.11.2012, p. 59
).
Council Decision (Euratom) 2017/956 of 29 May 2017 on the adoption of the 2016-2019 high flux reactor supplementary research programme to be implemented by the Joint Research Centre for the European Atomic Energy Community (
OJ L 144, 7.6.2017, p. 23
).
CHAPTER 10 05 —
   
HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 05
HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY
10 05 01
Decommissioning of Euratom obsolete nuclear facilities and final disposal of wastes
1.1
31 623 000
29 500 000
30 845 000
27 000 000
30 105 749,69
25 945 726,22
87,95
Chapter 10 05 — Total
31 623 000
29 500 000
30 845 000
27 000 000
30 105 749,69
25 945 726,22
87,95
10 05 01
Decommissioning of Euratom obsolete nuclear facilities and final disposal of wastes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
31 623 000
29 500 000
30 845 000
27 000 000
30 105 749,69
25 945 726,22
Remarks
This appropriation is intended to finance an action programme to reduce and dispose of nuclear liabilities resulting from activities conducted by the Joint Research Centre since its establishment.
It is intended to cover the decommissioning of plants that have been shut down and waste from such plants.
This appropriation is also intended to finance operations undertaken by the Commission on the basis of the powers conferred on it by Article 8 of the Euratom Treaty in conformity with the provisions of the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Reference acts
Communication from the Commission to the European Parliament and to the Council of 17 March 1999 on the historical liabilities resulting from nuclear activities carried out by the Joint Research Centre under the Euratom Treaty — Decommissioning of obsolete nuclear installations and waste management (COM(99) 114 final).
Communication from the Commission to the European Parliament and to the Council of 19 May 2004 concerning the decommissioning of nuclear installations and waste management — Nuclear liabilities arising out of the activities of the Joint Research Centre (JRC) carried out under the Euratom Treaty (SEC(2004) 621 final).
Communication from the Commission to the European Parliament and to the Council of 12 January 2009 concerning the decommissioning of nuclear installations and management of radioactive waste — Management of nuclear liabilities arising out of the activities of the Joint Research Centre (JRC) carried out under the Euratom Treaty (COM(2008) 903 final).
Communication from the Commission to the Council and the European Parliament of 25 October 2013 concerning the decommissioning of nuclear installations and management of radioactive waste: management of nuclear liabilities arising out of the activities of the Joint Research Centre (JRC) carried out under the Euratom Treaty (COM(2013) 734 final).
TITLE 11
MARITIME AFFAIRS AND FISHERIES
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
11 01
ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA
45 485 660
45 485 660
45 291 501
45 291 501
44 187 894,52
44 187 894,52
11 03
COMPULSORY CONTRIBUTIONS TO REGIONAL FISHERIES MANAGEMENT ORGANISATIONS AND OTHER INTERNATIONAL ORGANISATIONS AND SUSTAINABLE FISHERIES AGREEMENTS
80 156 978
78 231 978
30 741 978
33 184 978
94 312 163,52
97 447 429,41
Reserves (40 02 41)
67 843 000
64 300 000
117 158 000
108 850 000
147 999 978
142 531 978
147 899 978
142 034 978
94 312 163,52
97 447 429,41
11 06
EUROPEAN MARITIME AND FISHERIES FUND
971 092 193
781 087 055
951 736 633
582 057 956
1 083 291 731,35
785 802 942,87
Title 11 — Total
1 096 734 831
904 804 693
1 027 770 112
660 534 435
1 221 791 789,39
927 438 266,80
Reserves (40 02 41)
67 843 000
64 300 000
117 158 000
108 850 000
1 164 577 831
969 104 693
1 144 928 112
769 384 435
1 221 791 789,39
927 438 266,80
CHAPTER 11 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
11 01
ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA
11 01 01
Expenditure relating to officials and temporary staff in the ‘Maritime affairs and fisheries’ policy area
5.2
31 434 097
31 335 358
30 022 065,20
95,51
11 01 02
External personnel and other management expenditure in support of the ‘Maritime affairs and fisheries’ policy area
11 01 02 01
External personnel
5.2
2 396 761
2 358 053
2 781 074 ,—
116,03
11 01 02 11
Other management expenditure
5.2
2 671 073
2 672 342
2 434 233 ,—
91,13
Article 11 01 02 — Subtotal
5 067 834
5 030 395
5 215 307 ,—
102,91
11 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Maritime affairs and fisheries’ policy area
5.2
2 084 729
2 100 748
2 403 613,06
115,30
11 01 04
Support expenditure for operations and programmes in the ‘Maritime affairs and fisheries’ policy area
11 01 04 01
Support expenditure for maritime affairs and fisheries — Non-operational administrative and technical assistance
2
3 602 021
3 600 000
3 499 909,26
97,17
Article 11 01 04 — Subtotal
3 602 021
3 600 000
3 499 909,26
97,17
11 01 06
Executive agencies
11 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from European Maritime and Fisheries Fund
2
3 296 979
3 225 000
3 047 000 ,—
92,42
Article 11 01 06 — Subtotal
3 296 979
3 225 000
3 047 000 ,—
92,42
Chapter 11 01 — Total
45 485 660
45 291 501
44 187 894,52
97,15
11 01 01
Expenditure relating to officials and temporary staff in the ‘Maritime affairs and fisheries’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
31 434 097
31 335 358
30 022 065,20
11 01 02
External personnel and other management expenditure in support of the ‘Maritime affairs and fisheries’ policy area
11 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 396 761
2 358 053
2 781 074 ,—
11 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 671 073
2 672 342
2 434 233 ,—
11 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Maritime affairs and fisheries’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 084 729
2 100 748
2 403 613,06
11 01 04
Support expenditure for operations and programmes in the ‘Maritime affairs and fisheries’ policy area
11 01 04 01
Support expenditure for maritime affairs and fisheries — Non-operational administrative and technical assistance
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 602 021
3 600 000
3 499 909,26
Remarks
This appropriation is intended to cover the financing of the non-operational technical assistance for the European Maritime and Fisheries Fund (EMFF) provided for in Article 58 of Regulation (EU) No 1303/2013 and Article 92 of Regulation (EU) No 508/2014.
It may, in particular, be used to cover:
—
expenditure incurred on external personnel at headquarters (contract staff, seconded national experts or agency staff) up to EUR 850 000, including support expenditure (representation expenses, training, meetings, missions relating to the external personnel financed from this appropriation) required for the implementation of the EMFF and the completion of measures under its predecessor the European Fisheries Fund (EFF) relating to technical assistance,
—
expenditure on external personnel (contract staff, local staff or seconded national experts) in Union delegations in third countries, as well as additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in delegations of external personnel remunerated from the appropriations entered in this item,
—
expenditure on mission by third-country delegations attending meetings to negotiate fisheries agreements and joint committees,
—
expenditure on studies, evaluation measures and audits, meetings of experts and the participation of stakeholders in ad hoc meetings, seminars and conferences pertaining to major topics, information and publications in the field of maritime affairs and fisheries,
—
expenditure on IT covering both equipment and services,
—
participation of scientific experts in meetings of Regional Fisheries Management Organisations,
—
any other expenditure on non-operational technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
Regulation (EU) No 1379/2013 of the European Parliament and of the Council of 11 December 2013 on the common organisation of the markets in fishery and aquaculture products, amending Council Regulations (EC) No 1184/2006 and (EC) No 1224/2009 and repealing Council Regulation (EC) No 104/2000 (
OJ L 354, 28.12.2013, p. 1
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
).
11 01 06
Executive agencies
11 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from European Maritime and Fisheries Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 296 979
3 225 000
3 047 000 ,—
Remarks
This appropriation is intended to cover the Agency’s expenditure on staff and administration incurred as a result of the Agency’s role in the management of measures forming part of the European Maritime and Fisheries Fund.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
).
Reference acts
Commission Decision C(2013) 9414 of 23 December 2013 delegating powers to the Executive Agency for Small and Medium-sized Enterprises with a view to performance of tasks linked to the implementation of Union programmes in the field of energy, environment, climate action, competitiveness and SMEs, research and innovation, ICT, maritime policy and fisheries comprising, in particular, implementation of appropriations entered in the general budget of the Union.
Commission Decision C(2014) 4636 of 11 July 2014 amending Decision C(2013) 9414 of 23 December 2013 as regards the delegation of powers to the Executive Agency for Small and Medium-sized Enterprises with a view to performance of tasks linked to the implementation of the Union programme in the field of maritime policy and fisheries, comprising, in particular, implementation of appropriations entered in the general budget of the Union.
Commission Implementing Decision 2013/771/EU of 17 December 2013 establishing the ‘Executive Agency for Small and Medium-sized Enterprises’ and repealing Decisions 2004/20/EC and 2007/372/EC (
OJ L 341, 18.12.2013, p. 73
).
CHAPTER 11 03 —
   
COMPULSORY CONTRIBUTIONS TO REGIONAL FISHERIES MANAGEMENT ORGANISATIONS AND OTHER INTERNATIONAL ORGANISATIONS AND SUSTAINABLE FISHERIES AGREEMENTS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
11 03
COMPULSORY CONTRIBUTIONS TO REGIONAL FISHERIES MANAGEMENT ORGANISATIONS AND OTHER INTERNATIONAL ORGANISATIONS AND SUSTAINABLE FISHERIES AGREEMENTS
11 03 01
Establishing a governance framework for fishing activities carried out by Union fishing vessels in third country waters
2
74 756 978
72 831 978
25 441 978
27 884 978
89 332 124 ,—
92 467 389,89
126,96
Reserves (40 02 41)
67 843 000
64 300 000
117 158 000
108 850 000
142 599 978
137 131 978
142 599 978
136 734 978
89 332 124 ,—
92 467 389,89
11 03 02
Promoting sustainable development for fisheries management and maritime governance in line with the CFP objectives (Compulsory contributions to international bodies)
2
5 400 000
5 400 000
5 300 000
5 300 000
4 980 039,52
4 980 039,52
92,22
Chapter 11 03 — Total
80 156 978
78 231 978
30 741 978
33 184 978
94 312 163,52
97 447 429,41
124,56
Reserves (40 02 41)
67 843 000
64 300 000
117 158 000
108 850 000
147 999 978
142 531 978
147 899 978
142 034 978
94 312 163,52
97 447 429,41
11 03 01
Establishing a governance framework for fishing activities carried out by Union fishing vessels in third country waters
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
11 03 01
74 756 978
72 831 978
25 441 978
27 884 978
89 332 124 ,—
92 467 389,89
Reserves (40 02 41)
67 843 000
64 300 000
117 158 000
108 850 000
Total
142 599 978
137 131 978
142 599 978
136 734 978
89 332 124 ,—
92 467 389,89
Remarks
This appropriation is intended to cover the expenditure arising from the fisheries agreements which the Union has negotiated or intends to renew or renegotiate with third countries.
In addition, the Union may negotiate new fisheries partnership agreements which would need to be financed under this article.
Legal basis
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
), and in particular Article 31 thereof.
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
).
Regulations and Decisions concerning the conclusion of agreements and protocols adopted with regard to fisheries between the Union and the governments of the following countries:
Status (as of December 2019)
Country
Legal basis
Date
Official Journal
Duration
Agreements and Protocols in provisional application or in force (and financial compensation due in 2020 entered in Article 11 03 01)
Cape Verde
Decision (EU) 2019/951
17 May 2019
L 154, 12.6.2019
20.5.2019 to 19.5.2024
Côte d’Ivoire
Decision (EU) 2019/385
4 March 2019
L 70, 12.3.2019
1.8.2018 to 31.12.2024
Gambia
Decision (EU) 2019/1332
25 June 2019
L 208, 8.8.2019
31.7.2019 to 30.7.2025
Greenland
Decision (EU) 2016/817
17 May 2016
L 136, 25.5.2016
1.1.2016 to 31.12.2020
Guinea-Bissau
Decision (EU)2019/1088
6 June 2019
L 173, 27.6.2019
15.6.2019 to 14.6.2024
Mauritius
Decision (EU) 2018/754
14 May 2018
L 128, 24.5.2018
8.12.2017 to 7.12.2021
Morocco
Decision (EU) 2019/441
4 March 2019
L 77, 20.3.2019
18.7.2019 to 17.7.2023
Agreements and Protocols to be renegotiated, already under negotiation or with legislative procedure under way (financial compensation entered in Article 40 02 41)
Cook Islands
Decision (EU) 2017/418
28 February 2017
L 64, 10.3.2017
14.10.2016 to 13.10.2020
Gabon
Decision 2014/232/EU
14 April 2014
L 125, 26.4.2014
Expired
Ghana
 (
*1
)
—
—
—
—
Kiribati
Decision 2014/60/EU
28 January 2014
L 38, 7.2.2014
Expired
Liberia
Decision (EU) 2016/1062
24 May 2016
L 177, 1.7.2016
9.12.2015 to 8.12.2020
Madagascar
Decision (EU) 2015/1893
5 October 2015
L 277, 22.10.2015
Expired
Mauritania
Decision (EU) 2019/1918
8 November 2019
L 297, 18.11.2019
16.11.2015 to 15.11.2020
Mozambique
Decision 2012/306/EU
12 June 2012
L 153, 14.6.2012
Expired
São Tomé and Príncipe
Decision (EU) 2019/2218
24 October 2019
L 333, 27.12.2019
19.12.2019 to 18.12.2024
Senegal
Decision (EU) 2019/1925
14 November 2019
L 299, 20.11.2019
Five years from date of entry into force
Seychelles
Decision 2014/306/EU
13 May 2015
L 160, 29.5.2014
18.1.2014 to 17.1.2020
11 03 02
Promoting sustainable development for fisheries management and maritime governance in line with the CFP objectives (Compulsory contributions to international bodies)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 400 000
5 400 000
5 300 000
5 300 000
4 980 039,52
4 980 039,52
Remarks
This appropriation is intended to cover the financing of the Union’s active participation in international fisheries organisations responsible for the long-term conservation and sustainable exploitation of marine fisheries resources. It relates to compulsory contributions, amongst others, to the following regional fisheries management organisations and other international organisations:
—
Commission for the Conservation of Antarctic Marine Living Resources (CCAMLR),
—
North Atlantic Salmon Conservation Organisation (NASCO),
—
International Commission for the Conservation of Atlantic Tunas (ICCAT),
—
North-East Atlantic Fisheries Commission (NEAFC),
—
Northwest Atlantic Fisheries Organisation (NAFO),
—
Indian Ocean Tuna Commission (IOTC),
—
General Fisheries Commission for the Mediterranean (GFCM),
—
South East Atlantic Fisheries Organisation (SEAFO),
—
Southern Indian Ocean Fisheries Agreement (SIOFA),
—
Western and Central Pacific Fisheries Commission (WCPFC, ex-MHLC),
—
Agreement on the International Dolphin Conservation Programme (AIDCP),
—
Inter-American Tropical Tuna Commission (IATTC),
—
South Pacific Regional Fisheries Management Organisation (SPRFMO),
—
Commission of the Convention for the Conservation of Southern Bluefin Tuna (CCSBT),
—
Convention on the conservation of migratory species of wild animals (CMS),
—
Convention for the Conservation and management of High Seas Fisheries Resources in the North Pacific Ocean (NPFC).
This appropriation is also intended to cover the Union’s financial contributions to the bodies set up by the United Nations Convention on the Law of the Sea, 1982, in particular the International Seabed Authority and the International Tribunal for the Law of the Sea.
Legal basis
Council Regulation (EEC) No 3179/78 of 28 December 1978 concerning the conclusion by the European Economic Community of the Convention on Future Multilateral Cooperation in the Northwest Atlantic Fisheries (
OJ L 378, 30.12.1978, p. 1
).
Council Decision 81/608/EEC of 13 July 1981 concerning the conclusion of the Convention on Future Multilateral Cooperation in the North-East Atlantic Fisheries (
OJ L 227, 12.8.1981, p. 21
).
Council Decision 81/691/EEC of 4 September 1981 on the conclusion of the Convention on the conservation of Antarctic marine living resources (
OJ L 252, 5.9.1981, p. 26
).
Council Decision 82/461/EEC of 24 June 1982 on the conclusion of the Convention on the conservation of migratory species of wild animals (
OJ L 210, 19.7.1982, p. 10
).
Council Decision 82/886/EEC of 13 December 1982 concerning the conclusion of the Convention for the Conservation of Salmon in the North Atlantic Ocean (
OJ L 378, 31.12.1982, p. 24
).
Council Decision 86/238/EEC of 9 June 1986 on the accession of the Community to the International Convention for the Conservation of Atlantic Tunas, as amended by the Protocol annexed to the Final Act of the Conference of Plenipotentiaries of the States Parties to the Convention signed in Paris on 10 July 1984 (
OJ L 162, 18.6.1986, p. 33
).
Council Decision 95/399/EC of 18 September 1995 on the accession of the Community to the Agreement for the establishment of the Indian Ocean Tuna Commission (
OJ L 236, 5.10.1995, p. 24
).
Council Decision 98/392/EC of 23 March 1998 concerning the conclusion by the European Community of the United Nations Convention of 10 December 1982 on the Law of the Sea and the Agreement of 28 July 1994 relating to the implementation of Part XI thereof (
OJ L 179, 23.6.1998, p. 1
).
United Nations Convention on the Law of the Sea (
OJ L 179, 23.6.1998, p. 3
).
Council Decision 98/416/EC of 16 June 1998 on the accession of the European Community to the General Fisheries Commission for the Mediterranean (
OJ L 190, 4.7.1998, p. 34
).
Council Decision 2002/738/EC of 22 July 2002 on the conclusion by the European Community of the Convention on the Conservation and Management of Fishery Resources in the South-East Atlantic Ocean (
OJ L 234, 31.8.2002, p. 39
).
Council Decision 2005/75/EC of 26 April 2004 on the accession of the Community to the Convention on the Conservation and Management of Highly Migratory Fish Stocks in the Western and Central Pacific Ocean (
OJ L 32, 4.2.2005, p. 1
).
Council Decision 2005/938/EC of 8 December 2005 on the approval on behalf of the European Community of the Agreement on the International Dolphin Conservation Programme (
OJ L 348, 30.12.2005, p. 26
).
Council Decision 2006/539/EC of 22 May 2006 on the conclusion, on behalf of the European Community of the Convention for the Strengthening of the Inter-American Tropical Tuna Commission established by the 1949 Convention between the United States of America and the Republic of Costa Rica (
OJ L 224, 16.8.2006, p. 22
).
Council Decision 2008/780/EC of 29 September 2008 on the conclusion, on behalf of the European Community, of the Southern Indian Ocean Fisheries Agreement (
OJ L 268, 9.10.2008, p. 27
).
Council Decision 2012/130/EU of 3 October 2011 on the approval, on behalf of the European Union, of the Convention on the Conservation and Management of High Seas Fishery Resources in the South Pacific Ocean (
OJ L 67, 6.3.2012, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
), and in particular Articles 29 and 30 thereof.
Council Decision (EU) 2015/2437 of 14 December 2015 on the conclusion, on behalf of the European Union, of the Agreement in the form of an Exchange of Letters between the European Union and the Commission for the Conservation of Southern Bluefin Tuna (CCSBT) concerning the membership of the Union in the Extended Commission of the Convention for the Conservation of Southern Bluefin Tuna (
OJ L 336, 23.12.2015, p. 27
).
Reference acts
Recommendation for a Council Decision, submitted by the Commission on 1 June 2018, to authorise the Commission to open negotiations on behalf of the European Union to accede to the Convention for the Conservation and management of High Seas Fisheries Resources in the North Pacific Ocean (NPFC) (COM(2018) 376).
CHAPTER 11 06 —
   
EUROPEAN MARITIME AND FISHERIES FUND
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
11 06
EUROPEAN MARITIME AND FISHERIES FUND
11 06 09
Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 11
Completion of European Fisheries Fund — Operational technical assistance (2007 to 2013)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 12
Completion of European Fisheries Fund — Convergence objective (2007 to 2013)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
19 297 077,58
11 06 13
Completion of European Fisheries Fund — Outside convergence objective (2007 to 2013)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
3 971 312,75
11 06 14
Completion of intervention in fishery products (2007 to 2013)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 15
Completion of the fisheries programme for the outermost regions (2007 to 2013)
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 51
Completion of earlier programmes prior to 2000
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 52
Completion of the Financial Instrument for Fisheries Guidance 2000 to 2006
2
p.m.
p.m.
p.m.
p.m.
0 ,—
337 389,68
11 06 60
Promoting sustainable and competitive fisheries and aquaculture, balanced and inclusive territorial development of fisheries areas and fostering the implementation of the common fisheries policy
2
858 467 679
680 000 000
843 250 018
490 000 000
976 296 685,96
672 048 899,43
98,83
11 06 61
Fostering the development and implementation of the Union’s integrated maritime policy
2
50 740 000
45 000 000
49 340 314
41 100 000
47 828 941,10
32 398 767,41
72,00
11 06 62
Accompanying measures for the common fisheries policy and the integrated maritime policy
11 06 62 01
Scientific advice and knowledge
2
10 817 000
8 300 000
9 300 000
6 900 000
9 155 000 ,—
6 164 103,94
74,27
11 06 62 02
Control and enforcement
2
5 500 000
5 500 000
5 500 000
4 400 000
5 491 013,59
6 978 467,27
126,88
11 06 62 03
Voluntary contributions to international organisations
2
13 040 242
12 000 000
13 640 000
9 500 000
12 291 990 ,—
14 228 878,93
118,57
11 06 62 04
Governance and communication
2
5 900 000
4 200 000
5 900 000
4 100 000
4 291 223,48
4 101 540,96
97,66
11 06 62 05
Market intelligence
2
4 840 000
4 100 000
4 400 000
4 000 000
4 300 868,43
4 734 996,83
115,49
Article 11 06 62 — Subtotal
40 097 242
34 100 000
38 740 000
28 900 000
35 530 095,50
36 207 987,93
106,18
11 06 63
European Maritime and Fisheries Fund — Technical assistance
11 06 63 01
European Maritime and Fisheries Fund — Operational technical assistance
2
4 050 217
3 900 000
3 900 000
3 900 000
4 023 008,70
3 822 793,26
98,02
11 06 63 02
European Maritime and Fisheries Fund — Operational technical assistance managed by the Commission at the request of a Member State
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 11 06 63 — Subtotal
4 050 217
3 900 000
3 900 000
3 900 000
4 023 008,70
3 822 793,26
98,02
11 06 64
European Fisheries Control Agency
2
16 737 055
16 737 055
16 506 301
16 506 301
16 813 000,09
16 813 000 ,—
100,45
11 06 77
Pilot projects and preparatory actions
11 06 77 02
Pilot project — Tools for a common governance and sustainable fisheries management: fostering collaborative research between scientists and stakeholders
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 77 06
Preparatory action — Guardians of the Sea
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 77 07
Pilot project — Bringing a network of marine protected areas established or to be established under national and international environmental or fisheries legislation into service, with a view to enhancing the production potential of Union’s Mediterranean fisheries on the basis of maximum sustainable yields and an ecosystem approach to fisheries management
2
p.m.
p.m.
p.m.
361 655
0 ,—
361 655,40
11 06 77 08
Pilot project — Support measures for small-scale fishing
2
p.m.
p.m.
p.m.
p.m.
0 ,—
229 054,56
11 06 77 09
Pilot project — Development of innovative, low-impact offshore fishing practices for small-scale vessels in outermost regions, including exchange of good practices and fishing trials
2
p.m.
p.m.
p.m.
150 000
0 ,—
187 500 ,—
11 06 77 10
Pilot project — Assessment of voluntary claims relating to fisheries and aquaculture products in Europe
2
p.m.
p.m.
p.m.
p.m.
0 ,—
127 504,87
11 06 77 11
Pilot project — Modernising fisheries controls and optimising vessel monitoring through the use of innovative European systems
2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
11 06 77 13
Preparatory action — Common curriculum for skippers of small commercial vessels
2
p.m.
p.m.
p.m.
300 000
0 ,—
0 ,—
11 06 77 14
Pilot project — Ocean Literacy for All
2
p.m.
400 000
p.m.
390 000
1 300 000 ,—
0 ,—
0
11 06 77 15
Pilot project — Manual of good practices for cruises
2
p.m.
350 000
p.m.
210 000
700 000 ,—
0 ,—
0
11 06 77 16
Pilot project — Union platform for fishery and aquaculture producer organisations
2
p.m.
200 000
p.m.
150 000
500 000 ,—
0 ,—
0
11 06 77 17
Pilot project — Control scheme for recreational catches of sea bass
2
p.m.
150 000
p.m.
90 000
300 000 ,—
0 ,—
0
11 06 77 18
Preparatory action — Charter of Good Practices for Cruises
2
1 000 000
250 000
Article 11 06 77 — Subtotal
1 000 000
1 350 000
p.m.
1 651 655
2 800 000 ,—
905 714,83
67,09
Chapter 11 06 — Total
971 092 193
781 087 055
951 736 633
582 057 956
1 083 291 731,35
785 802 942,87
100,60
Remarks
Assigned revenue received under Item 6 1 5 7 of the statement of revenue may give rise to the provision of additional appropriations for all European Maritime and Fisheries Fund (EMFF) budget items under this chapter in accordance with Article 22(1) of the Financial Regulation.
When establishing the budgetary appropriations, an amount of EUR 90 000 000 originating from Item 6 1 5 7 of the statement of revenue was taken into account for Article 11 06 60.
11 06 09
Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the specific measure aimed at promoting the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco.
Following the sinking of the 
Prestige
, EUR 30 000 000 was allocated to specific measures to compensate the fishermen and the shellfish culture and aquaculture industries affected by the oil spills.
Legal basis
Council Regulation (EC) No 2561/2001 of 17 December 2001 aiming to promote the conversion of fishing vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco (
OJ L 344, 28.12.2001, p. 17
).
Council Regulation (EC) No 2372/2002 of 20 December 2002 instituting specific measures to compensate the Spanish fisheries, shellfish industry and aquaculture, affected by the oil spills from the Prestige (
OJ L 358, 31.12.2002, p. 81
).
11 06 11
Completion of European Fisheries Fund — Operational technical assistance (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the commitments remaining to be settled from earlier programming periods relating to European Fisheries Fund (EFF) technical assistance measures as provided for in Article 46 of Regulation (EC) No 1198/2006. The technical assistance measures include studies, evaluations, measures aimed at the partners, measures to disseminate information, installation, operation and interconnection of computerised systems for the management, monitoring, audit, inspection and evaluation, improvements in evaluation methods and the exchange of information on practices in that field and the establishment of trans-national and Union networks of actors in the sustainable development of coastal fishing zones.
Technical assistance covers preparatory, monitoring, audit, evaluation, supervision and management measures required to implement the EFF.
This appropriation may, in particular, be used to cover:
—
support expenditure (representation expenses, training, meetings, missions),
—
information and publishing expenditure,
—
expenditure on IT and telecommunications,
—
contracts for the provision of services,
—
support for networking and exchange of best practices.
Legal basis
Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
11 06 12
Completion of European Fisheries Fund — Convergence objective (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
19 297 077,58
Remarks
This appropriation is intended to cover the financing of the commitments remaining to be settled relating to the operational programmes of the European Fisheries Fund (EFF) convergence objective for the 2007-2013 programming period.
Actions financed under this article should take into account the need to maintain a stable and enduring balance between the capacity of the fishing fleets and the resources available, and the need to promote a safety culture within fishing.
This appropriation is also intended to cover the financing of the commitments remaining to be settled from earlier programming periods relating to the financing of actions to improve fishing gear selectivity.
Legal basis
Council Regulation (EC) 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
11 06 13
Completion of European Fisheries Fund — Outside convergence objective (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
3 971 312,75
Remarks
This appropriation is intended to cover the financing of the commitments remaining to be settled relating to European Fisheries Fund (EFF) measures without convergence objectives as regards commitments relating to the 2007-2013 programming period.
Actions financed under this article should take into account the need to promote a safety culture within fishing.
This appropriation is also intended to cover the financing of the commitments remaining to be settled from previous programming periods relating to the financing of actions to improve fishing gear selectivity.
Legal basis
Council Regulation (EC) 1198/2006 of 27 July 2006 on the European Fisheries Fund (
OJ L 223, 15.8.2006, p. 1
).
11 06 14
Completion of intervention in fishery products (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Regulation (EC) No 104/2000 of 17 December 1999 on the common organisation of the markets in fishery and aquaculture products (
OJ L 17, 21.1.2000, p. 22
).
Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (
OJ L 209, 11.8.2005, p. 1
).
11 06 15
Completion of the fisheries programme for the outermost regions (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the commitments remaining to be settled from earlier programming periods relating to the scheme to compensate for the additional costs incurred in the marketing of certain fishery products from the Azores, Madeira, the Canary Islands and the French departments of Guiana and Réunion as a result of remoteness of those regions.
Legal basis
Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (
OJ L 209, 11.8.2005, p. 1
).
Council Regulation (EC) No 791/2007 of 21 May 2007 introducing a scheme to compensate for the additional costs incurred in the marketing of certain fishery products from the outermost regions the Azores, Madeira, the Canary Islands, French Guiana and Réunion (
OJ L 176, 6.7.2007, p. 1
).
11 06 51
Completion of earlier programmes prior to 2000
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing, by the Financial Instrument for Fisheries Guidance (FIFG), of commitments remaining to be settled from programming periods prior to 2000.
This article is intended to cover the settlement of commitments entered into in earlier programming periods by the FIFG in respect of innovative, preparatory, monitoring and evaluation measures, and any similar technical assistance measures provided for in the regulations concerned. It also funds the former multiannual measures, in particular those approved and implemented under those regulations, and which are not covered by the priority objectives of the structural funds. This appropriation will also be used, if necessary, to cover financing due under the FIFG for measures for which the corresponding commitment appropriations are not available or provided for in the 2000-2006 programming period.
Legal basis
Council Regulation (EEC) No 2088/85 of 23 July 1985 concerning the integrated Mediterranean programmes (
OJ L 197, 27.7.1985, p. 1
).
Council Regulation (EEC) No 4028/86 of 18 December 1986 on Community measures to improve and adapt structures in the fisheries and aquaculture sector (
OJ L 376, 31.12.1986, p. 7
).
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 3760/92 of 20 December 1992 establishing a Community system for fisheries and aquaculture (
OJ L 389, 31.12.1992, p. 1
).
Council Regulation (EEC) No 2847/93 of 12 October 1993 establishing a control system applicable to the common fisheries policy (
OJ L 261, 20.10.1993, p. 1
).
Council Regulation (EC) No 2468/98 of 3 November 1998 laying down the criteria and arrangements regarding Community structural assistance in the fisheries and aquaculture sector and the processing and marketing of its products (
OJ L 312, 20.11.1998, p. 19
).
Council Regulation (EC) No 1263/1999 of 21 June 1999 on the Financial Instrument for Fisheries Guidance (
OJ L 161, 26.6.1999, p. 54
).
Council Regulation (EC) No 2792/1999 of 17 December 1999 laying down the detailed rules and arrangements regarding Community structural assistance in the fisheries sector (
OJ L 337, 30.12.1999, p. 10
).
Reference acts
Commission notice to the Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance within the framework of a Community initiative concerning the restructuring of the fisheries sector (Pesca) (
OJ C 180, 1.7.1994, p. 1
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning the most remote regions (Regis II) (
OJ C 180, 1.7.1994, p. 44
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning border development, cross-border cooperation and selected energy networks (Interreg II) (
OJ C 180, 1.7.1994, p. 60
).
Commission notice to the Member States of 16 May 1995 laying down guidelines for an initiative in the framework of the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (Peace I) (
OJ C 186, 20.7.1995, p. 3
).
Commission communication to the European Parliament, the Council, the Economic and Social Committee and the Committee of the Regions of 26 November 1997 on the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (1995 to 1999) (Peace I) (COM(97) 642).
11 06 52
Completion of the Financial Instrument for Fisheries Guidance 2000 to 2006
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
337 389,68
Remarks
This appropriation is intended to cover the financing, by the Financial Instrument for Fisheries Guidance (FIFG), of commitments remaining to be settled from the 2000-2006 programming period.
It is also intended to cover the financing, by the FIFG, of commitments remaining to be settled in respect of the special programme for peace and reconciliation from the 2000-2006 programming period and former commitments remaining to be settled from the 2000-2006 programming period in respect of areas falling outside the scope of Objective 1.
Legal basis
Council Regulation (EC) No 1263/1999 of 21 June 1999 on the Financial Instrument for Fisheries Guidance (
OJ L 161, 26.6.1999, p. 54
).
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
), and in particular Article 2(4) thereof.
Council Regulation (EC) No 2792/1999 of 17 December 1999 laying down the detailed rules and arrangements regarding Community structural assistance in the fisheries sector (
OJ L 337, 30.12.1999, p. 10
).
Reference acts
Conclusions of the Berlin European Council of 24 and 25 March 1999, and in particular point (b) of paragraph 44 thereof.
Commission Decision 1999/501/EC of 1 July 1999 fixing an indicative allocation by Member State of the commitment appropriations for Objective 1 of the Structural Funds for the period 2000 to 2006 (
OJ L 194, 27.7.1999, p. 49
), and in particular recital 5 thereof.
11 06 60
Promoting sustainable and competitive fisheries and aquaculture, balanced and inclusive territorial development of fisheries areas and fostering the implementation of the common fisheries policy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
858 467 679
680 000 000
843 250 018
490 000 000
976 296 685,96
672 048 899,43
Remarks
This appropriation is intended to cover expenditure relating to the operational programmes of the European Maritime and Fisheries Fund (EMFF) with a view to increasing employment and economic, social and territorial cohesion, fostering innovative, competitive and knowledge-based fisheries and aquaculture, supporting small-scale fishing, taking account of the specific characteristics of each Member State, promoting sustainable and resource-efficient fisheries and aquaculture and fostering the implementation of the common fisheries policy.
Legal basis
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
), and in particular points (a), (c) and (d) of Article 5 thereof.
11 06 61
Fostering the development and implementation of the Union’s integrated maritime policy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
50 740 000
45 000 000
49 340 314
41 100 000
47 828 941,10
32 398 767,41
Remarks
This appropriation is intended to cover expenditure arising from the programme to support the further development of the integrated maritime policy, including inter alia:
—
the European Marine Observation and Data Network,
—
projects, including test projects and cooperation projects,
—
implementation of the road map for the Common Information Sharing Environment,
—
pilot studies on cross-border maritime spatial planning,
—
IT applications such as the maritime forum and the European Atlas of the Seas,
—
events and conferences,
—
development and follow-up of sea-basin strategies,
—
initiatives to co-finance, purchase and maintain marine observation systems and technical tools for designing, setting up and running of an operational European Marine Observation and Data Network system which aims to facilitate the collection, acquisition, assembling, processing, quality control, re-use and distribution of marine data and knowledge, through cooperation between the Member States and with the international institutions involved,
—
secretarial or support services,
—
studies, to be carried out at a European and sea-basin scale, in order to identify barriers to growth, assess new opportunities and determine human impact on the marine environment.
Legal basis
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
), and in particular point (b) of Article 5 thereof.
11 06 62
Accompanying measures for the common fisheries policy and the integrated maritime policy
11 06 62 01
Scientific advice and knowledge
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 817 000
8 300 000
9 300 000
6 900 000
9 155 000 ,—
6 164 103,94
Remarks
This appropriation is intended to cover expenditure relating to:
—
the Union financial contribution consisting in payments related to the expenditure incurred by Member States for the collection, management and use of data in the framework of multiannual national programmes started in 2013 or earlier,
—
the financing of studies and pilot projects carried out by the Commission, where appropriate in cooperation with the Member States, necessary for the implementation and development of the common fisheries policy, including on alternative types of sustainable fishing techniques,
—
the preparation and provision of scientific opinions and advice by scientific bodies, including international advisory bodies in charge of stock assessments, by independent experts and by research institutions,
—
the costs incurred by the Commission for services related to collection, management and use of data, to the organisation and management of fisheries expert meetings and the management of annual work programmes related to fisheries scientific and technical expertise, to the processing of data calls and datasets and to the preparatory work aiming at deliver scientific opinions and advice,
—
the cooperation activities between the Member States in the field of data collection, including the setting-up and running of regionalised databases for the storage, management and use of data which will benefit regional cooperation and improve data collection and management activities, as well as the scientific expertise in support of fisheries management,
—
administrative arrangements with the Joint Research Centre or any other Union consultative body to provide the secretariat for the Scientific, Technical and Economic Committee for Fisheries (STECF), to conduct the pre-analysis of the data and to prepare the data to evaluate the situation of the fisheries resources,
—
indemnities paid to the members of the STECF and the external experts invited by the STECF and request for services in accordance with Commission Decision of 25 February 2016 setting up a Scientific, Technical and Economic Committee for Fisheries (
OJ C 74, 26.2.2016, p. 4
).
Legal basis
Council Regulation (EC) No 1543/2000 of 29 June 2000 establishing a Community framework for the collection and management of the data needed to conduct the common fisheries policy (
OJ L 176, 15.7.2000, p. 1
).
Council Regulation (EC) No 199/2008 of 25 February 2008 concerning the establishment of a Community framework for the collection, management and use of data in the fisheries sector and support for scientific advice regarding the Common Fisheries Policy (
OJ L 60, 5.3.2008, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
), and in particular point (a) of Article 84 thereof.
Reference acts
Commission Regulation (EC) No 665/2008 of 14 July 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 199/2008 concerning the establishment of a Community framework for the collection, management and use of data in the fisheries sector and support for scientific advice regarding the Common Fisheries Policy (
OJ L 186, 15.7.2008, p. 3
).
Commission Regulation (EC) No 1078/2008 of 3 November 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 861/2006 as regards the expenditure incurred by Member States for the collection and management of the basic fisheries data (
OJ L 295, 4.11.2008, p. 24
).
Commission Decision of 25 February 2016 setting up a Scientific, Technical and Economic Committee for Fisheries (
OJ C 74, 26.2.2016, p. 4
).
11 06 62 02
Control and enforcement
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 500 000
5 500 000
5 500 000
4 400 000
5 491 013,59
6 978 467,27
Remarks
This appropriation is intended to cover the payments for actions of the 2007 to 2013 period and relating to the expenditure incurred by Member States in implementing the monitoring and control systems applicable to the common fisheries policy for:
—
investments relating to control activities carried out by administrative bodies or by the private sector, including implementation of new control technologies such as electronic recording systems (ERS), vessel monitoring systems (VMS), automatic identification systems (AIS) connected with vessels detection systems (VDS) and the purchase and modernisation of control means,
—
training and exchange programmes for civil servants responsible for monitoring control and surveillance tasks is the fisheries area,
—
implementation of pilot inspection and observer schemes,
—
cost/benefit analysis, assessment of expenditure and audits incurred by competent authorities in carrying out monitoring, control and surveillance,
—
initiatives, including seminars and media tools, aimed at enhancing awareness both among fishermen and other players such as inspectors, public prosecutors and judges, and among the general public of the need to fight irresponsible and illegal fishing and on the implementation of the rules of the common fisheries policy,
—
implementation of systems and procedures to enable traceability and instruments to control fleet capacity through the monitoring of engine power,
—
pilot projects such as closed circuit television (CCTV).
This appropriation is also intended to cover the financing of the control actions under direct management included in the EMFF:
—
joint purchase and chartering, by several Member States belonging to the same geographical area, of patrol vessels, aircrafts and helicopters, provided they are used at least 60 % of the time for fisheries control,
—
assessment and development of new control technologies, as well as processes for the exchange of data,
—
operational expenditure related to control and evaluation by the Commission of the implementation of the common fisheries policy, in particular verification, inspection and audit missions, equipment and training for Commission officials, organisation of or participation at meetings, including the exchange between Member States of information and best practices, studies, IT services and suppliers, and the charter or purchase by the Commission of inspection means as specified in Title X of Regulation (EC) No 1224/2009,
—
support to the implementation of transnational projects aimed at developing and testing the inter-State control, inspection and enforcement systems provided for under Article 36 of Regulation (EU) No 1380/2013 and laid down in Regulation (EC) No 1224/2009,
—
international training programmes for personnel responsible for monitoring, control and surveillance of fisheries activities,
—
initiatives, including seminars and media tools, for standardising the interpretation of regulations and associated controls in the Union.
Legal basis
Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 (
OJ L 286, 29.10.2008, p. 1
).
Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Union control system for ensuring compliance with the rules of the common fisheries policy (
OJ L 343, 22.12.2009, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
), and in particular Article 86 thereof.
Reference acts
Commission Regulation (EC) No 391/2007 of 11 April 2007 laying down detailed rules for the implementation of Council Regulation (EC) No 861/2006 as regards the expenditure incurred by Member States in implementing the monitoring and control systems applicable to the Common Fisheries Policy (
OJ L 97, 12.4.2007, p. 30
).
Commission implementing Regulation (EU) No 404/2011 of 8 April 2011 laying down detailed rules for the implementation of Council Regulation (EC) No 1224/2009 establishing a Community control system for ensuring compliance with the rules of the Common Fisheries Policy (
OJ L 112, 30.4.2011, p. 1
).
11 06 62 03
Voluntary contributions to international organisations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 040 242
12 000 000
13 640 000
9 500 000
12 291 990 ,—
14 228 878,93
Remarks
This appropriation is intended to cover the Union’s voluntary contributions to international organisations active in the field of fisheries and the law of the sea. It may in particular finance:
—
preparatory work on new sustainable fisheries agreements,
—
contributions and registration fees for meetings of international fisheries organisations established in accordance with Article 217 of the TFEU, in which the Union has observer status, i.e. the International Whaling Commission (IWC) and the Organisation for Economic Cooperation and Development (OECD),
—
support for the follow-up and implementation of some regional projects, in particular by contributing to specific joint international control and inspection activities, including surveillance programmes to be negotiated in West Africa and the Western Pacific,
—
financial contributions to preparations for new international fisheries organisations which are of interest to the Union,
—
financial contributions to scientific work carried out by international fisheries organisations which is of special interest to the Union,
—
financial contributions to any activity, including working, informal or extraordinary meetings of contracting parties, which upholds the interests of the Union in international organisations and strengthens cooperation with its partners in these organisations, including the costs of participation of representatives of third countries in negotiations and meetings within international forums and organisations where it becomes necessary for the Union interests,
—
grants to regional bodies in which coastal states are involved in the subregion concerned.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
), and in particular Article 88 thereof.
11 06 62 04
Governance and communication
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 900 000
4 200 000
5 900 000
4 100 000
4 291 223,48
4 101 540,96
Remarks
This appropriation is intended to finance the following activities for closer dialogue with the fishing industry and those affected by the common fisheries policy and the integrated maritime policy:
—
grants to Advisory Councils (ACs) (following the adoption of Regulation (EU) No 1380/2013, the seven existing Regional Advisory Councils (RACs) were transformed into ACs and three new ones were created) to cover operational costs, as well as interpretation and translation costs of AC meetings,
—
the implementation of measures to provide documentation about and explain the common fisheries policy aimed at the fishing industry and those affected by the common fisheries policy, as well as the integrated maritime policy.
The Commission continues supporting the functioning of the ACs with a financial contribution. It will participate in meetings when appropriate and analyse the recommendations issued by the ACs which may provide an input when drafting legislation. Through the consultation of stakeholders in the ACs, the involvement of people working in fisheries and other interest groups in the common fisheries policy process will be strengthened, so that greater account of specific regional characteristics is taken.
Part of this appropriation is earmarked also for information and communication activities linked to the common fisheries policy and the integrated maritime policy, as well as for communication activities addressed to the interested parties. Efforts continue to be made to inform the stakeholders and the specialised media in the Member States, as well as in the candidate countries about the common fisheries policy and the integrated maritime policy.
Any revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
), and in particular Articles 89 and 91 thereof.
Reference acts
Commission Delegated Regulation (EU) 2015/242 of 9 October 2014 laying down detailed rules on the functioning of the Advisory Councils under the Common Fisheries Policy (
OJ L 41, 17.2.2015, p. 1
).
11 06 62 05
Market intelligence
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 840 000
4 100 000
4 400 000
4 000 000
4 300 868,43
4 734 996,83
Remarks
This appropriation is intended to cover the costs for the development and dissemination of market intelligence for fishery and aquaculture products. Specific actions include, inter alia:
—
the full operation of the Market Observatory,
—
gathering, analysing and disseminating economic knowledge and understanding of the Union market for fishery and aquaculture products along the supply chain, taking into account the international context,
—
regular price surveys along the Union supply chain for fishery and aquaculture products and the conduct of analyses on market trends,
—
provision of ad-hoc market studies and a methodology for price formation surveys,
—
facilitating access to available data on fishery and aquaculture products collected pursuant to the Union legislation,
—
making market information available at adequate level to stakeholders.
Legal basis
Regulation (EU) No 1379/2013 of the European Parliament and of the Council of 11 December 2013 on the common organisation of the markets in fishery and aquaculture products, amending Council Regulations (EC) No 1184/2006 and (EC) No 1224/2009 and repealing Council Regulation (EC) No 104/2000 (
OJ L 354, 28.12.2013, p. 1
).
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulation (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
).
11 06 63
European Maritime and Fisheries Fund — Technical assistance
11 06 63 01
European Maritime and Fisheries Fund — Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 050 217
3 900 000
3 900 000
3 900 000
4 023 008,70
3 822 793,26
Remarks
This appropriation is intended to cover the financing of European Maritime and Fisheries Fund (EMFF) technical assistance measures as provided for in Article 92 of Regulation (EU) No 508/2014.
Technical assistance covers preparatory, monitoring, audit, evaluation, supervision and management measures required to implement the EMFF.
It may, in particular, be used to cover:
—
studies, evaluations and expert reports,
—
actions to disseminate information, support networking, carry out communication activities, raise awareness and promote cooperation and exchange of experience, including with third countries,
—
the installation, operation and interconnection of computerised systems for management, monitoring, audit, control and evaluation,
—
actions to improve evaluation methods and the exchange of information on evaluation practices,
—
actions related to audit,
—
the establishment of trans-national and Union networks of actors in the sustainable development of coastal fishing zones.
Legal basis
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
).
11 06 63 02
European Maritime and Fisheries Fund — Operational technical assistance managed by the Commission at the request of a Member State
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of part of the national envelope for technical assistance transferred to the technical assistance at the initiative of the Commission at the request of a Member State which faces temporary budgetary difficulties. In accordance with Article 25 of Regulation (EU) No 1303/2013, it is intended to cover the financing of measures to identify, prioritise and implement structural and administrative reforms in response to economic and social challenges in that Member State.
Legal basis
Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC (
OJ L 354, 28.12.2013, p. 22
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 508/2014 of the European Parliament and of the Council of 15 May 2014 on the European Maritime and Fisheries Fund and repealing Council Regulations (EC) No 2328/2003, (EC) No 861/2006, (EC) No 1198/2006 and (EC) No 791/2007 and Regulation (EU) No 1255/2011 of the European Parliament and of the Council (
OJ L 149, 20.5.2014, p. 1
).
11 06 64
European Fisheries Control Agency
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 737 055
16 737 055
16 506 301
16 506 301
16 813 000,09
16 813 000 ,—
Remarks
This appropriation is intended to cover the Agency’s staff, administrative and operational expenditure.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation, to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 16 900 000. An amount of EUR 162 945, coming from the recovery of surplus, is added to the amount of EUR 16 737 055 entered in the budget.
Legal basis
Council Regulation (EC) No 768/2005 of 26 April 2005 establishing a Community Fisheries Control Agency and amending Regulation (EEC) No 2847/93 establishing a control system applicable to the common fisheries policy (
OJ L 128, 21.5.2005, p. 1
).
Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing (
OJ L 286, 29.10.2008, p. 1
).
Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Union control system for ensuring compliance with the rules of the common fisheries policy (
OJ L 343, 22.12.2009, p. 1
).
Regulation (EU) 2016/1626 of the European Parliament and of the Council of 14 September 2016 amending Council Regulation (EC) No 768/2005 establishing a Community Fisheries Control Agency (
OJ L 251, 16.9.2016, p. 80
).
Reference acts
Commission Decision 2009/988/EU of 18 December 2009 designating the Community Fisheries Control Agency as the body to carry out certain tasks under Council Regulation (EC) No 1005/2008 (
OJ L 338, 19.12.2009, p. 104
).
11 06 77
Pilot projects and preparatory actions
11 06 77 02
Pilot project — Tools for a common governance and sustainable fisheries management: fostering collaborative research between scientists and stakeholders
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 06
Preparatory action — Guardians of the Sea
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 07
Pilot project — Bringing a network of marine protected areas established or to be established under national and international environmental or fisheries legislation into service, with a view to enhancing the production potential of Union’s Mediterranean fisheries on the basis of maximum sustainable yields and an ecosystem approach to fisheries management
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
361 655
0 ,—
361 655,40
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 08
Pilot project — Support measures for small-scale fishing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
229 054,56
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 09
Pilot project — Development of innovative, low-impact offshore fishing practices for small-scale vessels in outermost regions, including exchange of good practices and fishing trials
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
150 000
0 ,—
187 500 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 10
Pilot project — Assessment of voluntary claims relating to fisheries and aquaculture products in Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
127 504,87
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 11
Pilot project — Modernising fisheries controls and optimising vessel monitoring through the use of innovative European systems
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 13
Preparatory action — Common curriculum for skippers of small commercial vessels
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
300 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 14
Pilot project — Ocean Literacy for All
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
400 000
p.m.
390 000
1 300 000 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 15
Pilot project — Manual of good practices for cruises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
350 000
p.m.
210 000
700 000 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 16
Pilot project — Union platform for fishery and aquaculture producer organisations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
200 000
p.m.
150 000
500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 17
Pilot project — Control scheme for recreational catches of sea bass
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
150 000
p.m.
90 000
300 000 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
11 06 77 18
Preparatory action — Charter of Good Practices for Cruises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
Europe is a key market for the global cruise industry. In 2015 the global cruise industry carried 25 300 000 passengers, accounting for 956 597 jobs and generating total spending of USD 117 000 000 000 worldwide. The demand for cruise travel increased by 62 % in the ten years from 2005 to 2015.
All of this translates into economic value and jobs for Europe. However, the coastal and maritime regions need to create conditions to better integrate the advantages of cruise tourism. With that in mind, the preparatory action will establish a Charter of Good Practices for Cruises on the basis of the existing pan-European dialogue between cruise operators, ports and coastal tourism stakeholders. The focus should be on the environmental impact of receiving cruiseships, but also on the social impact and the way in which reception facilities at ports and in the regions concerned are to be adapted. This charter will cover the following:
—
a design for a process to integrate all the maritime stakeholders involved,
—
environmental aspects and mitigation policies to reduce externalities,
—
social and economic dimension of cruises in the regions concerned,
—
need for coordination between cruise ports and cities,
—
best practices already in place.
This charter will make it possible to reduce externalities resulting from cruise activities and trigger more economic and social benefits for cities and their inhabitants. One example is the exchange of best practices on managing congestion in peak season. The charter will also help enhance mutual understanding between cruise ports and city authorities. Moreover, the scope of the charter needs to extend to the possible environmental impact of cruise services, and it will help raise awareness of best practices already in place at various cruise ports in order to avoid duplication.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 12
FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 01
ADMINISTRATIVE EXPENDITURE OF THE ‘FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION’ POLICY AREA
46 361 489
46 361 489
45 696 841
45 696 841
44 228 040,60
44 228 040,60
12 02
FINANCIAL SERVICES AND CAPITAL MARKETS
68 057 752
68 804 429
72 932 650
74 700 650
53 787 651,35
52 037 367,09
Title 12 — Total
114 419 241
115 165 918
118 629 491
120 397 491
98 015 691,95
96 265 407,69
CHAPTER 12 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
12 01
ADMINISTRATIVE EXPENDITURE OF THE ‘FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION’ POLICY AREA
12 01 01
Expenditure related to officials and temporary staff in the ‘Financial stability, financial services and capital markets union’ policy area
5.2
38 064 726
37 554 590
35 771 742,05
93,98
12 01 02
External personnel and other management expenditure in support of the ‘Financial stability, financial services and capital markets union’ policy area
12 01 02 01
External personnel
5.2
3 442 293
3 370 779
2 589 246,49
75,22
12 01 02 11
Other management expenditure
5.2
2 329 993
2 253 781
3 003 180,11
128,89
Article 12 01 02 — Subtotal
5 772 286
5 624 560
5 592 426,60
96,88
12 01 03
Expenditure related to information and communication technology equipment and services of the ‘Financial stability, financial services and capital markets union’ policy area
5.2
2 524 477
2 517 691
2 863 871,95
113,44
Chapter 12 01 — Total
46 361 489
45 696 841
44 228 040,60
95,40
12 01 01
Expenditure related to officials and temporary staff in the ‘Financial stability, financial services and capital markets union’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
38 064 726
37 554 590
35 771 742,05
12 01 02
External personnel and other management expenditure in support of the ‘Financial stability, financial services and capital markets union’ policy area
12 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 442 293
3 370 779
2 589 246,49
12 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 329 993
2 253 781
3 003 180,11
12 01 03
Expenditure related to information and communication technology equipment and services of the ‘Financial stability, financial services and capital markets union’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 524 477
2 517 691
2 863 871,95
CHAPTER 12 02 —
   
FINANCIAL SERVICES AND CAPITAL MARKETS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 02
FINANCIAL SERVICES AND CAPITAL MARKETS
12 02 01
Implementation and development of the internal market for financial services
1.1
3 316 355
3 450 000
3 500 000
4 600 000
4 064 080,96
4 143 403,12
120,10
12 02 03
Standards in the fields of financial reporting and auditing
1.1
8 788 000
8 739 500
8 615 000
8 515 000
8 236 600 ,—
7 777 196,20
88,99
12 02 04
European Banking Authority
1.1
18 973 718
18 973 718
19 158 256
19 158 256
17 126 495,56
17 126 495,56
90,26
12 02 05
European Insurance and Occupational Pensions Authority
1.1
10 762 303
10 762 303
12 374 234
12 374 234
9 525 881,68
9 525 881,68
88,51
12 02 06
European Securities and Markets Authority
1.1
24 017 376
24 017 376
27 235 160
27 235 160
11 965 818,15
11 965 818,15
49,82
12 02 08
Enhancing the involvement of consumers and other end-users in Union policy-making in financial services
1.1
1 500 000
1 500 000
1 500 000
1 500 000
1 500 000 ,—
1 304 750,36
86,98
12 02 77
Pilot projects and preparatory actions
12 02 77 06
Pilot project — Horizontal Task Force on Distributed Ledger Technology and government use cases
1.1
p.m.
446 532
p.m.
593 000
499 895 ,—
193 822,02
43,41
12 02 77 07
Pilot project — Creating a true Banking Union — Research into differences in bank-related laws and regulations in euro area countries and the need to harmonise them in a Banking Union
1.1
p.m.
p.m.
p.m.
250 000
488 880 ,—
0 ,—
12 02 77 08
Pilot project — European fund for crowdfunded investments
1.1
p.m.
190 000
p.m.
200 000
380 000 ,—
0 ,—
0
12 02 77 09
Pilot project — Capacity building for developing methodological milestones for the integration of environmental and climate risks into the Union banking prudential framework
1.1
p.m.
550 000
550 000
275 000
12 02 77 10
Preparatory action — Analysing the consequences of common ownership by institutional investors
1.1
300 000
75 000
12 02 77 11
Pilot project — Feasibility study for a European asset registry in the context of the fight against money laundering and tax evasion
1.1
400 000
100 000
Article 12 02 77 — Subtotal
700 000
1 361 532
550 000
1 318 000
1 368 775 ,—
193 822,02
14,24
Chapter 12 02 — Total
68 057 752
68 804 429
72 932 650
74 700 650
53 787 651,35
52 037 367,09
75,63
12 02 01
Implementation and development of the internal market for financial services
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 316 355
3 450 000
3 500 000
4 600 000
4 064 080,96
4 143 403,12
Remarks
This appropriation is intended to cover expenditure arising in connection with measures contributing to the completion of the internal market and its operation and development in the area of financial services, financial stability and the capital markets union, and measures contributing, in particular, to:
—
greater proximity to citizens and businesses, including the development and strengthening of dialogue with citizens and businesses: via measures intended to make the operation of the internal market more effective, and to ensure that citizens and businesses are able to gain access to the most extensive rights and opportunities, resulting from the opening up and deepening of the internal market without borders, and are able to exercise those rights and opportunities in full; and via monitoring and evaluation measures relating to the practical exercise by citizens and businesses of their rights and opportunities with a view to identifying and facilitating the removal of any obstacles which may be preventing them from exercising those rights in full,
—
a comprehensive review of regulations with a view to making necessary changes and producing an overall analysis of the effectiveness of the measures taken with a view to the sound operation of the internal market for financial services and the evaluation of the overall impact of the internal market on businesses and the economy, including the purchase of data and access by Commission departments to external databases, as well as targeted actions aimed at improving understanding of the functioning of the internal market and rewarding active participation in fostering the functioning of the internal market,
—
guaranteeing the completion and management of the internal market, especially in the fields of pensions, free movement of capital and financial services, and monitoring the implementation of regulation by Member States,
—
broadening the strategy regarding the development of statistics on financial service sectors and statistical development projects in cooperation with Eurostat and the Organisation for Economic Cooperation and Development (OECD),
—
strengthening and developing financial and capital markets and financial services provided to businesses and private individuals; adapting the market framework especially as regards the monitoring and regulation of the activities of operators and of transactions, so as to take account of changes at Union and global levels, of the reality of the euro and of new financial instruments, by putting forward new initiatives intended to consolidate, and provide an analysis of cumulative impact of regulation,
—
an improvement of payment systems and retail financial services in the internal market; reduction in the cost of, and time needed for, such transactions, taking into account the internal market dimension; developing and strengthening the external aspects of the directives applicable in respect of financial institutions, the mutual recognition of financial instruments vis-à-vis third countries, international negotiations and assistance for third countries in establishing a market economy,
—
implementing the many measures put forward in the Action Plan: European company law and corporate governance which could lead to studies on a number of targeted subjects, with a view to drawing up the necessary legislative proposals,
—
active participation in meetings held by international associations and organisations such as the International Association of Insurance Supervisors (IAIS/AICA) and the International Organisation of Securities Commission (IOSCO); this also comprises expenses related to the Commission’s participation as a member of the group,
—
the development of evaluations and impact studies on the various aspects of the policies covered by this chapter for the purpose of devising new measures or revising existing measures relating to them,
—
the creation and maintenance of information systems directly linked to putting into place and monitoring policies launched within the framework of the internal market for financial services,
—
supporting activities which seek to contribute to the achievement of the Union’s policy objectives by enhancing supervisory convergence and cooperation, and in the field of financial reporting, both inside and outside the Union.
This appropriation is also intended to cover expenditure on consultation, studies, surveys, evaluations, meetings of experts, information and communication activities, awareness-raising and training materials, and publications directly linked to the achievement of the objectives or measures coming under this article, as well as any other expenditure on technical and administrative assistance.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
12 02 03
Standards in the fields of financial reporting and auditing
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
8 788 000
8 739 500
8 615 000
8 515 000
8 236 600 ,—
7 777 196,20
Remarks
This appropriation is intended to cover expenditure arising in connection with the programme to support specific activities in the field of financial services, financial reporting and auditing.
The general objective of this programme is to improve the conditions for the functioning of the internal market by supporting the operations, activities or actions of certain bodies in the fields of financial services, financial reporting and auditing.
Union funding is vital in order to ensure the efficient and effective supervision of the internal market in financial services, particularly in view of the recent financial crisis.
Activities such as developing or providing input to the development of standards, applying, assessing or monitoring standards or overseeing standard-setting processes in support of the implementation of Union policies in the field of financial reporting and auditing are covered by the programme.
This programme is the continuation of the Community programme to support specific activities in the field of financial services, financial reporting and auditing as established by Decision No 716/2009/EC of the European Parliament and of the Council of 16 September 2009 establishing a Community programme to support specific activities in the field of financial services, financial reporting and auditing (
OJ L 253, 25.9.2009 p. 8
).
Legal basis
Regulation (EU) No 258/2014 of the European Parliament and of the Council of 3 April 2014 establishing a Union programme to support specific activities in the field of financial reporting and auditing for the period of 2014-20 and repealing Decision No 716/2009/EC (
OJ L 105, 8.4.2014, p. 1
).
12 02 04
European Banking Authority
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 973 718
18 973 718
19 158 256
19 158 256
17 126 495,56
17 126 495,56
Remarks
Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1093/2010, the European Banking Authority (EBA) is to form part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.
This appropriation is intended to contribute to the EBA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
Revenues of the EBA also include contributions from the national public authorities of Member States competent for the supervision of financial institutions and contributions from EFTA national public authorities.
The EBA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the EBA is set out in the ‘Staff’ Annex to this section.
The Union contribution for 2020 amounts to a total of EUR 19 076 140. An amount of EUR 102 422, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 18 973 718 entered in the budget.
Legal basis
Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (
OJ L 331, 15.12.2010, p. 12
).
12 02 05
European Insurance and Occupational Pensions Authority
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 762 303
10 762 303
12 374 234
12 374 234
9 525 881,68
9 525 881,68
Remarks
Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1094/2010, the European Insurance and Occupational Pensions Authority (EIOPA) forms part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.
This appropriation is intended to cover the EIOPA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The EIOPA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
Revenues of the EIOPA also include contributions from the national public authorities of Member States competent for the supervision of financial institutions and contributions from EFTA national public authorities.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue
The establishment plan of the EIOPA is set out in the ‘Staff’ Annex to this section.
The Union contribution for 2020 amounts to a total of EUR 10 804 000. An amount of EUR 41 697, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 10 762 303 entered in the budget.
Legal basis
Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC (
OJ L 331, 15.12.2010, p. 48
).
12 02 06
European Securities and Markets Authority
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
24 017 376
24 017 376
27 235 160
27 235 160
11 965 818,15
11 965 818,15
Remarks
Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1095/2010, the European Securities and Markets Authority (ESMA) forms part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.
This appropriation is intended to cover the ESMA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
Revenues of the ESMA also include contributions from the national public authorities of Member States competent for the supervision of financial market participants and contributions from EFTA national public authorities.
The ESMA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the ESMA is set out in the ‘Staff’ Annex to this section.
The Union contribution for 2020 amounts to a total of EUR 24 149 000. An amount of EUR 131 624, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 24 017 376 entered in the budget.
Legal basis
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (
OJ L 331, 15.12.2010, p. 84
).
12 02 08
Enhancing the involvement of consumers and other end-users in Union policy-making in financial services
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
1 500 000
1 500 000
1 500 000
1 500 000 ,—
1 304 750,36
Remarks
This appropriation is intended to cover and support specific activities enhancing the involvement of consumers and other end-users in Union policy-making in financial services under a specific programme.
The programme will provide for the possibility to co-finance activities carried out by two non-profit organisations, Finance Watch and Better Finance, to further enhance the involvement of consumers and other end-users in Union policy-making in financial services and to inform them about issues at stake in the regulation of the financial sector.
Research activities, awareness and communication activities, activities reinforcing the interactions between the members of each organisation and advocacy activities fostering the positions of these members will be covered by the programme.
Union funding is instrumental to ensure that the policy objectives achieved so far through the previous pilot project and preparatory action will be maintained during the period 2017-2020.
Legal basis
Regulation (EU) 2017/826 of the European Parliament and of the Council of 17 May 2017 on establishing a Union programme to support specific activities enhancing the involvement of consumers and other financial services end-users in Union policy-making in the area of financial services for the period of 2017-2020 (
OJ L 129, 19.5.2017, p. 17
).
12 02 77
Pilot projects and preparatory actions
12 02 77 06
Pilot project — Horizontal Task Force on Distributed Ledger Technology and government use cases
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
446 532
p.m.
593 000
499 895 ,—
193 822,02
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
12 02 77 07
Pilot project — Creating a true Banking Union — Research into differences in bank-related laws and regulations in euro area countries and the need to harmonise them in a Banking Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
250 000
488 880 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
12 02 77 08
Pilot project — European fund for crowdfunded investments
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
190 000
p.m.
200 000
380 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
12 02 77 09
Pilot project — Capacity building for developing methodological milestones for the integration of environmental and climate risks into the Union banking prudential framework
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
550 000
550 000
275 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Environmental and climate risks involve challenges that are not appropriately taken into account by the financial sector. Between 60 and 80 % of the coal, oil and gas reserves of publicly listed companies are ‘unburnable’ if the world is to have a chance of keeping global warming well below 2 °C and as closely as possible to 1,5 °C as agreed at the COP21 in Paris. This means in practice that a very substantial source of global systemic risk is currently embedded within the Union and global financial markets due to such ‘carbon stranded assets’.
As the Commission points out in its action plan for financing sustainable growth, adopted in March 2018, ‘The increase in weather-related natural disasters means that insurance companies need to prepare for higher costs. Banks will also be exposed to greater losses due to the lower profitability of companies most exposed to climate change or highly dependent on dwindling natural resources (...) close to 50 % of the exposure of euro area banks to risk is directly or indirectly linked to risks stemming from climate change’.
As part of its action plan for financing sustainable growth, the Commission came up with a proposal for a regulation of the European Parliament and of the Council on the establishment of a framework to facilitate sustainable investment (COM(2018)0353). The aim was to embed the future Union sustainability taxonomy in Union law and provide the basis for using such a classification system in different legal framework, such as that for banking prudential standards. The Commission also set up in July 2018 a technical expert group on sustainable finance. The group published, based on broad consultation of all relevant stakeholders, a report providing a first taxonomy with a particular focus on climate change mitigation activities.
In the same context, the European Parliament’s Committee on Economic Affairs adopted a report on sustainable finance that asked the Commission to adopt a regulatory strategy and a roadmap aimed inter alia at measuring sustainability risks within the Basel IV prudential framework for banks. The report includes a commitment to initiate a Union pilot project within the next annual budget so as to start developing a methodology with that purpose as well as a call for introducing European ‘carbon stress tests’ and a roadmap towards a mandatory reporting of ‘carbon stranded assets’.
This pilot project supports the activities of the Commission as well as of the expert group on sustainable finance by providing dedicated resources for exploring how to develop methodologies that could be used by supervisors for measuring the intensity of climate/environmental risks to which banks are exposed (including risks related to the depreciation of assets due to changes in regulatory treatment). Such dedicated resources also support capacity building for developing an underlying methodology for ‘carbon stress tests’.
Methodologies will have to be based on specific qualitative criteria and quantitative indicators and will be used by supervisors to assess (i) whether banks manage the abovementioned risks properly and (ii) whether the overall business strategy and investment policy of a bank is aligned with the Paris targets and Union-related environmental, social and governance goals. The pilot project is expected to build on the Union taxonomy to be laid down by the expert group and further developed by the platform to be set up by the Commission.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
12 02 77 10
Preparatory action — Analysing the consequences of common ownership by institutional investors
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
300 000
75 000
Remarks
Currently, there is a massive shift of money away from actively managed funds and into index funds that passively track established benchmark indices. There are a number of reasons for this recent development. First, private pensions have become more important and investors are looking for low-cost products as offered by passively managed funds in order to maximise their profits. Second, Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (
OJ L 173, 12.6.2014, p. 349
) has entered into force and introduces stricter governance, accountability and transparency requirements that large investment firms can more easily meet.
Since the index funds industry is highly concentrated in three large investment firms located outside the Union, the high growth of index funds is leading to a concentration of ownership in European publicly listed corporations. Additionally, the shift to passively managed index funds increases the market power of the small group of virtually unstudied index providers setting the criteria for the inclusion of companies in key benchmark indices. This situation first and foremost gives cause for concern for the corporate governance of European firms, including but not limited to codetermination, long-term investments and location choice. Furthermore, ‘common ownership’ raises competition concerns. Moreover, the ongoing concentration process within the asset management industry may also have potentially negative consequences for financial stability in the Union.
This pilot project will conduct the first analysis of the consequences of common ownership in European publicly listed corporations by institutional investors. The analysis will be three-pronged, combining (1) the first truly comprehensive empirical mapping of common ownership in the Member States of the Union with (2) an analysis of the voting behaviour of the large index investment firms in European companies, (3) expert interviews with market participants and company executives about the influence of both index investment firms and index providers and (4) the impact on corporate governance, competition and financial stability in the Union.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
12 02 77 11
Pilot project — Feasibility study for a European asset registry in the context of the fight against money laundering and tax evasion
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
400 000
100 000
Remarks
As demonstrated by recent media investigations into tax evasion and money laundering, such as the Panama Papers and Paradise Papers, the use of ‘offshore’ structures, such as companies, trusts, foundations and financial instruments held in or via other jurisdictions, allows not only the real ownership of wealth, but also its location and perhaps its very existence, to remain hidden. In the short to medium term, this secrecy allows wealth to escape taxation but also creates fertile ground for financial crimes such as corruption, money laundering, tax evasion and avoidance, and the funding of terrorism. In the longer term, this secrecy helps fuel inequality as approximately 50% of the wealth hidden offshore (wealth held offshore and not reported to authorities) belongs to the top 0.01% of the wealthiest people in the world. Offshore wealth is likely therefore to be a key factor responsible for exacerbating wealth inequality if it remains undertaxed.
Some progress have been made in the past to tackle secrecy, especially at Union level. Many Member States have land registries; they have adopted the directive on administrative cooperation to automatically exchange financial information among themselves (including bank accounts); and with the revision of the anti-money laundering directive, they will soon all have public registries of beneficial owners of companies and registries of trusts’ beneficial owners accessible to persons with a legitimate interest in obtaining that information .
However, there are still gaps in the availability of important information in order to properly be able to tax wealth in the Union and fight money laundering. Having a less fragmented approach across the Union would be beneficial. The Union should consider the feasibility of and arrangements for creating a Union-wide registry in which details of ownership of certain types of assets are recorded, in order to ensure the necessary linkages between existing transparency mechanisms and with a view to adding new key information necessary to fight tax evasion and money laundering.
The pilot project should be used by the Commission to explore how to better collect and link full beneficial ownership information (e.g. registries of land, companies, trusts and foundations; and central depositories of securities ownership) and analyse areas for further work (e.g. design, scope and capacity constraints) for such a Union registry. The Commission should pay special attention to the scope for including other assets in that registry (e.g. bitcoins, art, gold and properties) and to the IT requirements and take into consideration privacy issues.
By mapping existing information (in a public and non-public form) and through exchanges with experts in the relevant field (taxation, corruption, money laundering, financial markets, IT and law), this pilot project will provide recommendations for the possible creation of an asset registry which could be turned into policy action in the future if technical and political conditions were met.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 13
REGIONAL AND URBAN POLICY
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 01
ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL AND URBAN POLICY’ POLICY AREA
93 498 974
93 498 974
91 407 077
91 407 077
90 474 469,28
90 474 469,28
13 03
EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS
32 036 715 121
27 453 357 448
31 163 320 772
26 733 290 373
34 973 174 793,94
30 067 921 586,90
13 04
COHESION FUND
10 089 302 692
8 323 164 696
9 778 080 799
7 730 676 635
10 717 100 243,83
9 252 274 889,86
13 05
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — REGIONAL DEVELOPMENT AND REGIONAL AND TERRITORIAL COOPERATION
81 436 386
43 585 980
91 453 604
127 494 828
92 625 768,27
63 678 116,99
13 06
SOLIDARITY FUND
50 000 000
50 000 000
343 551 794
343 551 794
151 889 676 ,—
151 889 676 ,—
13 07
AID REGULATION
35 762 000
37 000 000
35 122 000
25 000 000
34 473 000 ,—
26 290 488,65
13 08
STRUCTURAL REFORM SUPPORT PROGRAMME – OPERATIONAL TECHNICAL ASSISTANCE
84 795 000
54 800 000
79 376 000
40 000 000
30 500 000 ,—
15 480 813,78
Title 13 — Total
42 471 510 173
36 055 407 098
41 582 312 046
35 091 420 707
46 090 237 951,32
39 668 010 041,46
CHAPTER 13 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL AND URBAN POLICY’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
13 01
ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL AND URBAN POLICY’ POLICY AREA
13 01 01
Expenditure related to officials and temporary staff in the ‘Regional and urban policy’ policy area
5.2
65 569 562
64 225 525
62 250 708,49
94,94
13 01 02
External personnel and other management expenditure in support of the ‘Regional and urban policy’ policy area
13 01 02 01
External personnel
5.2
2 106 282
2 027 632
2 651 293 ,—
125,88
13 01 02 11
Other management expenditure
5.2
2 592 613
2 547 285
2 586 931 ,—
99,78
Article 13 01 02 — Subtotal
4 698 895
4 574 917
5 238 224 ,—
111,48
13 01 03
Expenditure related to information and communication technology equipment and services of the ‘Regional and urban policy’ policy area
5.2
4 348 615
4 305 733
4 983 880,91
114,61
13 01 04
Support expenditure for operations and programmes in the ‘Regional and urban policy’ policy area
13 01 04 01
Support expenditure for European Regional Development Fund
1.2
10 860 000
11 160 000
11 123 045,92
102,42
13 01 04 02
Support expenditure for the Instrument for Pre-Accession Assistance — Regional development component
4
1 951 902
1 951 902
1 887 724 ,—
96,71
13 01 04 03
Support expenditure for the Cohesion Fund
1.2
4 140 000
4 140 000
4 087 319,35
98,73
13 01 04 04
Support expenditure for Structural Reform Support Programme
1.2
1 930 000
1 049 000
903 566,61
46,82
Article 13 01 04 — Subtotal
18 881 902
18 300 902
18 001 655,88
95,34
Chapter 13 01 — Total
93 498 974
91 407 077
90 474 469,28
96,77
13 01 01
Expenditure related to officials and temporary staff in the ‘Regional and urban policy’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
65 569 562
64 225 525
62 250 708,49
13 01 02
External personnel and other management expenditure in support of the ‘Regional and urban policy’ policy area
13 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 106 282
2 027 632
2 651 293 ,—
13 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 592 613
2 547 285
2 586 931 ,—
13 01 03
Expenditure related to information and communication technology equipment and services of the ‘Regional and urban policy’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 348 615
4 305 733
4 983 880,91
13 01 04
Support expenditure for operations and programmes in the ‘Regional and urban policy’ policy area
13 01 04 01
Support expenditure for European Regional Development Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 860 000
11 160 000
11 123 045,92
Remarks
This appropriation is intended to cover the European Regional Development Fund-funded technical assistance provided for in Articles 58 and 118 of Regulation (EU) No 1303/2013. Technical assistance may finance the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing that Regulation.
It may, in particular, be used to cover:
—
support expenditure (representation expenses, training, meetings, missions, translations, information systems),
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) up to EUR 3 060 000 including missions relating to the external personnel financed from this appropriation.
Assigned revenue received may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 01 04 02
Support expenditure for the Instrument for Pre-Accession Assistance — Regional development component
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 951 902
1 951 902
1 887 724 ,—
Remarks
This appropriation is intended to cover technical assistance measures for the Instrument for Pre-Accession Assistance (IPA), the phasing out of pre-accession assistance and the support to the economic development of the Turkish Cypriot community, in particular:
—
expenditure linked to the preparation, appraisal, approval, follow-up, control, audit and evaluation of multiannual programmes and individual operations and projects under the IPA regional development component. These actions may include technical assistance contracts, studies, short-term expertise, meetings, exchange of experience, networking, information and publicity and awareness-creation events, including the development of communication strategies and corporate communication of the political priorities of the Union, training activities and publications directly linked to the achievement of the objective of the programme and any other support measures carried out at the level of the Commission central services or the delegations in the beneficiary countries,
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the benefit of beneficiary countries and the Commission,
—
installation, operation and interconnection of computerised systems for management, inspection and evaluation,
—
improvements in evaluation methods and the exchange of information on practices in this field,
—
research activities on relevant issues and the dissemination of their results,
—
expenditure on external personnel at headquarters, as well as the EU Program Support Office (EUPSO) in Nicosia (contract staff, seconded national experts or agency staff) up to EUR 1 873 475 including missions relating to the external personnel financed from this appropriation.
This appropriation is also intended to support administrative learning and cooperation with non-governmental organisations and social partners.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation covers administrative expenditure under Chapters 13 05 and 13 07.
13 01 04 03
Support expenditure for the Cohesion Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 140 000
4 140 000
4 087 319,35
Remarks
This appropriation is intended to cover the technical assistance measures in the Cohesion Fund provided for in Articles 58 and 118 of Regulation (EU) No 1303/2013. Technical assistance may finance the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing that Regulation.
It may, in particular, be used to cover:
—
support expenditure (representation expenses, training, meetings, missions, translations, information systems),
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) up to EUR 1 340 000, including missions relating to the external personnel financed from this appropriation.
Assigned revenue received may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1300/2013 of the European Parliament and of the Council of 17 December 2013 on the Cohesion Fund and repealing Council Regulation (EC) No 1084/2006 (
OJ L 347, 20.12.2013, p. 281
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 01 04 04
Support expenditure for Structural Reform Support Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 930 000
1 049 000
903 566,61
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the Structural Reform Support Programme and the achievement of its objectives, in particular studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union, as far as they are related to the general objectives of the relevant Regulation, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the Programme. It may also cover the costs of other supporting activities such as quality control and monitoring of support projects on the ground.
Legal basis
Regulation (EU) 2017/825 of the European Parliament and of the Council of 17 May 2017 on the establishment of the Structural Reform Support Programme for the period 2017 to 2020 and amending Regulations (EU) No 1303/2013 and (EU) No 1305/2013 (
OJ L 129, 19.5.2017, p. 1
).
CHAPTER 13 03 —
   
EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 03
EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS
13 03 01
Completion of European Regional Development Fund — Objective 1 (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
10 771 748,38
13 03 02
Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 03
Completion of European Regional Development Fund — Objective 1 (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
120 673 672,45
144 919 332,57
13 03 04
Completion of European Regional Development Fund — Objective 2 (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 05
Completion of European Regional Development Fund — Objective 2 (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
760 167 ,—
30 332 442,97
13 03 06
Completion of Urban (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 07
Completion of earlier programmes — Community initiatives (prior to 2000)
1.2
p.m.
p.m.
p.m.
p.m.
1 212 465,03
8 162 110,73
13 03 12
Union contribution to the International Fund for Ireland
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 13
Completion of Interreg III Community initiative (2000 to 2006)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 16
Completion of European Regional Development Fund — Convergence
1.2
p.m.
p.m.
p.m.
2 367 311 937
0 ,—
4 091 153 711,81
13 03 17
Completion of European Regional Development Fund — PEACE
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
9 176 797,72
13 03 18
Completion of European Regional Development Fund — Regional competitiveness and employment
1.2
p.m.
p.m.
p.m.
334 777 186
0 ,—
857 551 675,88
13 03 19
Completion of European Regional Development Fund — European territorial cooperation
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
92 814 290,18
13 03 20
Completion of European Regional Development Fund — Operational technical assistance
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 31
Completion of technical assistance and dissemination of information on the European Union strategy for the Baltic Sea region and an improved knowledge of macro-regions strategy (2007 to 2013)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
630 000 ,—
13 03 60
European Regional Development Fund — Less developed regions — Investment for growth and jobs goal
1.2
20 801 122 934
18 613 726 293
20 146 360 530
16 096 000 320
22 402 552 337,11
16 328 820 446,59
87,72
13 03 61
European Regional Development Fund — Transition regions — Investment for growth and jobs goal
1.2
3 988 795 518
3 076 711 765
3 913 198 968
2 888 075 523
4 409 602 527,29
2 573 810 878,06
83,65
13 03 62
European Regional Development Fund — More developed regions — Investment for growth and jobs goal
1.2
4 977 523 735
4 198 026 179
4 880 586 010
3 674 229 500
5 550 383 063,57
4 502 590 808,98
107,25
13 03 63
European Regional Development Fund — Additional allocation for outermost and sparsely populated regions — Investment for growth and jobs goal
1.2
235 627 457
201 595 787
231 004 998
176 442 251
257 984 779,09
282 963 738,58
140,36
13 03 64
European Regional Development Fund — European territorial cooperation
13 03 64 01
European Regional Development Fund — European territorial cooperation
1.2
1 884 632 310
1 209 939 975
1 847 678 607
1 058 973 184
2 068 827 009,98
1 010 714 204,54
83,53
13 03 64 02
Participation of candidate countries and potential candidates in European Regional Development Fund’s European Territorial Cooperation — Contribution from Heading 4 (IPA II)
4
9 971 331
8 448 599
9 775 812
9 506 490
10 896 629,98
5 924 330,08
70,12
13 03 64 03
Participation of European neighbourhood countries in European Regional Development Fund’s European Territorial Cooperation — Contribution from Heading 4 (ENI)
4
p.m.
22 000
1 578 817
p.m.
1 599 000 ,—
242 000 ,—
1 100,00
Article 13 03 64 — Subtotal
1 894 603 641
1 218 410 574
1 859 033 236
1 068 479 674
2 081 322 639,96
1 016 880 534,62
83,46
13 03 65
European Regional Development Fund — Operational technical assistance
13 03 65 01
European Regional Development Fund — Operational technical assistance
1.2
78 101 757
66 249 783
77 601 659
66 501 422
73 031 215,44
61 353 695,32
92,61
13 03 65 02
European Regional Development Fund — Operational technical assistance managed by the Commission at the request of a Member State
1.2
p.m.
2 700 000
p.m.
8 541 263
13 820 648 ,—
6 130 759,30
227,07
Article 13 03 65 — Subtotal
78 101 757
68 949 783
77 601 659
75 042 685
86 851 863,44
67 484 454,62
97,87
13 03 66
European Regional Development Fund — Innovative actions in the field of sustainable urban development
1.2
56 340 079
65 283 528
55 235 371
44 188 297
54 152 324 ,—
43 321 859,20
66,36
13 03 67
Macro-regional strategies 2014-2020 — European strategy for the Baltic Sea region — Technical assistance
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
184 450,05
13 03 68
Macro-regional strategies 2014-2020 — European Union strategy for the Danube region — Technical assistance
1.2
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
13 03 77
Pilot projects and preparatory actions
13 03 77 03
Preparatory action — Promoting a more favourable environment for micro-credit in Europe
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 77 07
Preparatory action — The definition of governance model for the European Union Danube region — better and effective coordination
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
129 799,76
13 03 77 12
Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a pan-European expertise and excellence platform in the Danube macro-region
1.2
p.m.
811 000
p.m.
755 000
0 ,—
389 457,14
48,02
13 03 77 15
Preparatory action — World cities: EU-third countries cooperation on urban development
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
631 574,93
13 03 77 17
Preparatory action — EU-CELAC cooperation on territorial cohesion
1.2
p.m.
1 817 890
p.m.
1 738 000
0 ,—
721 241,05
39,67
13 03 77 18
Preparatory action — Cohesion policy and synergies with the research and development funds: the stairway to excellence — the way forward
1.2
p.m.
2 000 000
p.m.
1 500 000
1 500 000 ,—
1 000 000 ,—
50,00
13 03 77 19
Preparatory action — Support for growth and governance in regions whose development is lagging behind
1.2
p.m.
2 100 000
p.m.
1 000 000
2 000 000 ,—
900 000 ,—
42,86
13 03 77 20
Preparatory action — The economic competitive advantages and potential for smart specialisation at regional level in Romania
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 03 77 21
Pilot project — European Union strategy for the Adriatic and Ionian region (EUSAIR): generation and preparation of initiatives and projects with genuine added value for the region as a whole
1.2
p.m.
785 000
p.m.
650 000
1 300 000 ,—
240 000 ,—
30,57
13 03 77 22
Preparatory action — Macro-regional strategy 2014-2020: European Union strategy for the Alpine region
1.2
p.m.
527 199
p.m.
1 000 000
2 000 000 ,—
1 037 340,58
196,76
13 03 77 23
Preparatory action — Urban agenda for the EU
1.2
p.m.
960 868
p.m.
1 000 000
0 ,—
1 302 892,50
135,60
13 03 77 24
Pilot project — Measuring what matters to EU citizens: social progress in European regions
1.2
p.m.
351 582
p.m.
450 000
878 955 ,—
0 ,—
0
13 03 77 25
Pilot project — Unlocking the crowdfunding potential for the European Structural and Investment Funds (ESIF)
1.2
p.m.
150 000
300 000
150 000
13 03 77 27
Pilot project — Promoting city partnerships on a global scale for the implementation of the New Urban Agenda of the United Nations with particular emphasis on cooperation on issues and policies relating to the circular economy as well as on issues of air quality, energy transition and the integration of migrants and refugees
1.2
1 500 000
375 000
13 03 77 28
Preparatory action — The Adriatic Ionian Network of Universities, Regions, Chambers of Commerce and Cities spin-off
1.2
1 200 000
300 000
13 03 77 29
Preparatory action — The European Strategy for the Adriatic and Ionian Region (EUSAIR): generation and preparation of initiatives and projects supporting multilevel governance and partnerships with added value for the region
1.2
900 000
225 000
13 03 77 30
Pilot project — BEST Culture: programme to support cultural diversity in Union outermost regions and overseas countries and territories
1.2
1 000 000
250 000
Article 13 03 77 — Subtotal
4 600 000
10 653 539
300 000
8 243 000
7 678 955 ,—
6 352 305,96
59,63
Chapter 13 03 — Total
32 036 715 121
27 453 357 448
31 163 320 772
26 733 290 373
34 973 174 793,94
30 067 921 586,90
109,52
Remarks
Article 175 TFEU provides that the objectives of economic, social and territorial cohesion set out in Article 174 shall be supported by the action it takes through the Structural Funds, which includes the European Regional Development Fund (ERDF). In accordance with Article 176, the ERDF is intended to help redress the main regional imbalances in the Union. The tasks, priority objectives and the organisation of the Structural Funds are defined in accordance with Article 177.
Article 101 of the Financial Regulation provides for financial corrections in the event of expenditure incurred in breach of applicable law.
Article 39 of Regulation (EC) No 1260/1999, Articles 100 and 102 of Regulation (EC) No 1083/2006 and Articles 85, 144 and 145 of Regulation (EU) No 1303/2013 on criteria for financial corrections by the Commission provide for specific rules on financial corrections applicable to the ERDF.
Any revenue from the financial corrections carried out on that basis is entered in Article 6 5 1, 6 5 2, 6 5 3 or 6 5 4 of the statement of revenue and constitutes assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation.
Point (b) of Article 12(4) of the Financial Regulation lays down the conditions for the repayment in full, or in part, of prefinancing payments in respect of a given operation.
Article 82 of Regulation (EC) No 1083/2006 provides for specific rules on repayment of prefinancing applicable to the ERDF.
Prefinancing amounts repaid shall constitute internal assigned revenue in accordance with Article 21(5) of the Financial Regulation and shall be entered in Item 6 1 5 0 or 6 1 5 7.
Assigned revenue received under Item 6 1 5 7 of the statement of revenue may give rise to additional appropriations under this chapter, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 2 929 603 000.
Measures to combat fraud are funded from Article 24 02 01.
Legal basis
Treaty on the Functioning of the European Union, and in particular Articles 174, 175, 176 and 177 thereof.
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
) and in particular Article 39 thereof.
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
) and in particular Articles 82, 83, 100 and 102 thereof.
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
.), and in particular Article 21(3) and (5), Article 101 and point (b) of Article 12(4) thereof.
Reference acts
Conclusions of the Berlin European Council of 24 and 25 March 1999.
Conclusions of the Brussels European Council of 15 and 16 December 2005.
Conclusions of the European Council of 7 and 8 February 2013.
13 03 01
Completion of European Regional Development Fund — Objective 1 (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
10 771 748,38
Remarks
This appropriation is intended to cover European Regional Development Fund Objective 1 commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
13 03 02
Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of commitments remaining to be settled from the 2000-2006 period for the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland. The special programme for peace and reconciliation was continued, in accordance with the decisions of the Berlin European Council, mentioned below, to provide EUR 500 000 000 (1999 prices) for the new period of validity of the programme (2000 to 2004). Following the request in the conclusions of the Brussels European Council of 17 and 18 June 2004, an additional EUR 105 000 000, to be allocated in 2005 and 2006, was added to align operations under the programme with the other programmes under the Structural Funds that came to an end in 2006.
Legal basis
Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (
OJ L 161, 26.6.1999, p. 1
).
Commission Decision 1999/501/EC of 1 July 1999 fixing an indicative allocation by Member State of the commitment appropriations for Objective 1 of the Structural Funds for the period 2000 to 2006 (
OJ L 194, 27.7.1999, p. 49
), and in particular recital 5 thereof.
Commission Decision C(2001) 638 on the approval of Community structural assistance for the EU operational programme for Peace and Reconciliation (PEACE II programme) concerned by Objective 1 in Northern Ireland (United Kingdom) and in the border region (Ireland).
Reference acts
Conclusions of the Berlin European Council of 24 and 25 March 1999, and in particular point (b) of paragraph 44 thereof.
Conclusions of the Brussels European Council of 17 and 18 June 2004, and in particular paragraph 49 thereof.
13 03 03
Completion of European Regional Development Fund — Objective 1 (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
120 673 672,45
144 919 332,57
Remarks
This appropriation is intended to cover the financing, by the European Regional Development Fund, of commitments remaining to be settled from the programming period prior to 2000 for former Objectives 1 and 6.
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4254/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Regional Development Fund (
OJ L 374, 31.12.1988, p. 15
).
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
13 03 04
Completion of European Regional Development Fund — Objective 2 (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover ERDF Objective 2 commitments remaining to be settled from the 2000-2006 programming period.
Legal basis
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
13 03 05
Completion of European Regional Development Fund — Objective 2 (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
760 167 ,—
30 332 442,97
Remarks
This appropriation is intended to cover the financing by the three Funds (European Regional Development Fund, European Social Fund and European Agricultural Guidance and Guarantee Fund Guidance Section) of commitments remaining to be settled from the programming periods prior to 2000 in respect of former Objectives 2 and 5(b).
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4254/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Regional Development Fund (
OJ L 374, 31.12.1988, p. 15
).
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
13 03 06
Completion of Urban (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the Community initiative Urban II commitments remaining to be settled from the 2000-2006 programming period. This Community initiative was focused on the economic and social regeneration of cities and urban neighbourhoods in crisis with a view to promoting sustainable urban development.
Legal basis
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
Reference acts
Communication from the Commission to the Member States of 28 April 2000 laying down guidelines for a Community initiative concerning economic and social regeneration of cities and of neighbourhoods in crisis in order to promote sustainable urban development (URBAN II) (
OJ C 141, 19.5.2000, p. 8
).
13 03 07
Completion of earlier programmes — Community initiatives (prior to 2000)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
1 212 465,03
8 162 110,73
Remarks
This appropriation is intended to cover the funding of commitments remaining to be settled from European Regional Development Fund commitments relating to Community initiatives prior to 2000.
Legal basis
Council Regulation (EEC) No 2052/88 of 24 June 1988 on the tasks of the Structural Funds and their effectiveness and on coordination of their activities between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 185, 15.7.1988, p. 9
).
Council Regulation (EEC) No 4253/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards coordination of the activities of the different Structural Funds between themselves and with the operations of the European Investment Bank and the other existing financial instruments (
OJ L 374, 31.12.1988, p. 1
).
Council Regulation (EEC) No 4254/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Regional Development Fund (
OJ L 374, 31.12.1988, p. 15
).
Council Regulation (EEC) No 4255/88 of 19 December 1988 laying down provisions for implementing Regulation (EEC) No 2052/88 as regards the European Social Fund (
OJ L 374, 31.12.1988, p. 21
).
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
Reference acts
Commission notice to the Member States of 13 May 1992 laying down guidelines for operational programmes which Member States are invited to establish within the framework of a Community initiative for regions heavily dependent on the textiles and clothing sector (RETEX) (
OJ C 142, 4.6.1992, p. 5
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance within the framework of a Community initiative concerning the restructuring of the fisheries sector (PESCA) (
OJ C 180, 1.7.1994, p. 1
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for the operational programmes which Member States are invited to establish in the framework of a Community initiative concerning urban areas (URBAN) (
OJ C 180, 1.7.1994, p. 6
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which they are invited to propose in the framework of a Community initiative concerning the adaptation of small and medium-sized enterprises to the single market (SMEs initiative) (
OJ C 180, 1.7.1994, p. 10
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for the RETEX initiative (
OJ C 180, 1.7.1994, p. 17
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which Member States are invited to establish in the framework of a Community initiative concerning defence conversion (Konver) (
OJ C 180, 1.7.1994, p. 18
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which they are invited to establish in the framework of a Community initiative concerning the economic conversion of steel areas (Resider II) (
OJ C 180, 1.7.1994, p. 22
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which they are invited to establish in the framework of a Community initiative concerning the economic conversion of coal-mining areas (Rechar II) (
OJ C 180, 1.7.1994, p. 26
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which Member States are invited to propose within the framework of the Community initiative ‘Adaptation of the workforce to industrial change’ (Adapt), aimed at promoting employment and the adaptation of the workforce to industrial change (
OJ C 180, 1.7.1994, p. 30
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes or global grants which Member States are invited to propose within the framework of a Community initiative ‘Employment and development of human resources’ aimed at promoting employment growth mainly through the development of human resources (Employment) (
OJ C 180, 1.7.1994, p. 36
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning the most remote regions (REGIS II) (
OJ C 180, 1.7.1994, p. 44
).
Commission notice to Member States of 15 June 1994 laying down guidelines for global grants or integrated operational programmes for which Member States are invited to submit applications for assistance in the framework of a Community initiative for rural development (Leader II) (
OJ C 180, 1.7.1994, p. 48
).
Commission notice to the Member States of 15 June 1994 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning border development, cross-border cooperation and selected energy networks (Interreg II) (
OJ C 180, 1.7.1994, p. 60
).
Commission notice to the Member States of 16 May 1995 laying down guidelines for an initiative in the framework of the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (Peace I) (
OJ C 186, 20.7.1995, p. 3
).
Commission communication to the Member States of 8 May 1996 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community initiative concerning urban areas (Urban) (
OJ C 200, 10.7.1996, p. 4
).
Commission communication to the Member States of 8 May 1996 laying down amended guidelines for operational programmes or global grants which Member States are invited to propose within the framework of a Community initiative on employment and development of human resources aimed at promoting employment growth mainly through the development of human resources (
OJ C 200, 10.7.1996, p. 13
).
Commission communication to the Member States of 8 May 1996 laying down amended guidelines for operational programmes or global grants which Member States are invited to propose within the framework of the Community initiative on adaptation of the workforce to industrial change (Adapt) aimed at promoting employment and the adaptation of the workforce to industrial change (
OJ C 200, 10.7.1996, p. 7
).
Commission notice to the Member States of 8 May 1996 laying down guidelines for operational programmes which Member States are invited to establish in the framework of a Community Interreg initiative concerning transnational cooperation on spatial planning (Interreg II C) (
OJ C 200, 10.7.1996, p. 23
).
Commission communication to the European Parliament, the Council, the Economic and Social Committee and the Committee of the Regions of 26 November 1997 on the special support programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (1995 to 1999) (Peace I) (COM(97) 642 final).
13 03 12
Union contribution to the International Fund for Ireland
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the Union contribution to the financing of the International Fund for Ireland set up by the Anglo-Irish Agreement of 15 November 1985 with a view to promoting economic and social progress and encouraging contacts, dialogue and reconciliation between the peoples of Ireland.
The activities under the International Fund for Ireland may complement and support activities promoted by the initiative programme to aid the peace process in both parts of Ireland.
Legal basis
Council Regulation (EC) No 177/2005 of 24 January 2005 concerning Community financial contributions to the International Fund for Ireland (2005-2006) (
OJ L 30, 3.2.2005, p. 1
).
Regulation (EU) No 1232/2010 of the European Parliament and of the Council of 15 December 2010 concerning European Union financial contributions to the International Fund for Ireland (2007 to 2010) (
OJ L 346, 30.12.2010, p. 1
).
13 03 13
Completion of Interreg III Community initiative (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled under the Interreg III Community initiative relating to cross-border, transnational and interregional cooperation from the 2000-2006 programming period.
Special attention will be paid to cross-border activities, in particular with a view to better coordination with the Phare, Tacis, ISPA and MEDA programmes.
This appropriation is also intended to cover the costs of coordinating activities in the field of cross-border labour mobility and skills. Suitable attention will be paid to cooperation with the outermost regions.
This appropriation can be combined with Phare cross-border cooperation appropriations for common projects at the external borders of the Union.
This appropriation is intended to cover, inter alia, preparatory operations for local and regional cooperation between the old and new Member States and the applicant countries in the fields of democracy and social and regional development.
Legal basis
Regulation (EC) No 1783/1999 of the European Parliament and of the Council of 12 July 1999 on the European Regional Development Fund (
OJ L 213, 13.8.1999, p. 1
).
Reference acts
Communication from the Commission to the Member States of 2 September 2004 laying down guidelines for a Community initiative concerning trans-European cooperation intended to encourage harmonious and balanced development of the European territory —Interreg III (
OJ C 226, 10.9.2004, p. 2
).
13 03 16
Completion of European Regional Development Fund — Convergence
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
2 367 311 937
0 ,—
4 091 153 711,81
Remarks
This appropriation is intended to cover commitments remaining to be settled for programmes under the European Regional Development Fund objective of the convergence in the 2007-2013 programming period. This objective is aimed at speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment.
Part of this appropriation is intended to be used to address intra-regional disparities so as to ensure that the overall state of development of a given region does not hide poverty loops and disadvantaged territorial units.
In accordance with Article 105a(1) of Regulation (EC) No 1083/2006 as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
13 03 17
Completion of European Regional Development Fund — PEACE
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
9 176 797,72
Remarks
This appropriation is intended to cover commitments remaining to be settled for the PEACE programme under the European territorial cooperation objective of the European Regional Development Fund of the 2007-2013 programming period.
The PEACE programme shall be implemented as a cross-border cooperation programme within the meaning of point (c) of Article 3(2) of Regulation (EC) No 1083/2006.
The PEACE programme shall promote social and economic stability in the regions concerned, including notably actions to promote cohesion between communities. The eligible area shall be the whole of Northern Ireland and the border counties of Ireland. This programme will be implemented in full compliance with the principle of additionality of Structural Fund operations.
Legal basis
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Reference acts
Conclusions of the Brussels European Council of 15 and 16 December 2005.
13 03 18
Completion of European Regional Development Fund — Regional competitiveness and employment
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
334 777 186
0 ,—
857 551 675,88
Remarks
This appropriation is intended to cover commitments remaining to be settled for the programmes under the European Regional Development Fund objective of the regional competitiveness and employment in the 2007-2013 programming period. This objective shall, outside the least developed regions, be aimed at strengthening regions’ competitiveness and attractiveness as well as employment by taking into consideration the goals set in the Europe 2020 strategy.
Legal basis
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
13 03 19
Completion of European Regional Development Fund — European territorial cooperation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
92 814 290,18
Remarks
This appropriation is intended to cover commitments remaining to be settled for the programmes under the European Regional Development Fund objective of European territorial cooperation in the 2007-2013 programming period. This objective shall be aimed at strengthening territorial cooperation and macro-regional cooperation and exchange of experience at the appropriate level.
In accordance with Article 105a(1) of Regulation (EC) No 1083/2006 as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
13 03 20
Completion of European Regional Development Fund — Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from the 2007-2013 programming period for the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing Regulation (EC) No 1083/2006, as provided for in Article 45 of that Regulation. In particular, it may be used to cover:
—
support expenditure (representation expenses, training, meetings, missions),
—
information and publishing expenditure,
—
expenditure on information technology and telecommunications,
—
contract for the provision of services and studies,
—
grants.
This appropriation is also intended to fund measures approved by the Commission in the context of the preparation of the 2014-2020 programming period.
Legal basis
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
13 03 31
Completion of technical assistance and dissemination of information on the European Union strategy for the Baltic Sea region and an improved knowledge of macro-regions strategy (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
630 000 ,—
Remarks
This appropriation is intended to cover commitments from the 2007-2013 programming period remaining to be settled to ensure:
—
the proper circulation of information through newsletters (including online), reports and conferences, and specifically an annual forum,
—
the organisation of on-site events to familiarise all interested European regions with the Baltic Sea approach and the principles of macro-regions,
—
successful governance of the strategy through the decentralised system that has been established and, in particular, the operation of the system of priority area coordinators and flagship project leaders,
—
technical and administrative support for planning and coordination of activities related to the European Union strategy for the Baltic Sea Region,
—
availability of seed money for planning and preparing projects supporting the strategy,
—
support for civil society participation,
—
the continued helping of priority area coordinators in their coordination activity,
—
participation in an implementation facility with the European Investment Bank (EIB), if requested by Baltic Member States,
—
the development of a more ambitious communication strategy on the European Union strategy for the Baltic Sea region.
The continuation of the support to the technical assistance action should be used to:
—
keep on helping priority area coordinators in their coordination activity,
—
participate in an implementation facility with EIB, if requested by Baltic Member States,
—
develop a more ambitious communication strategy on the European Union strategy for the Baltic Sea region.
Legal basis
Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund and repealing Regulation (EC) No 1783/1999 (
OJ L 210, 31.7.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
13 03 60
European Regional Development Fund — Less developed regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 801 122 934
18 613 726 293
20 146 360 530
16 096 000 320
22 402 552 337,11
16 328 820 446,59
Remarks
This appropriation is intended to cover European Regional Development Fund support under the investment for growth and jobs goal in less developed regions in the 2014-2020 programming period. The catching-up process for these economically and socially lagging regions requires long-term sustained efforts. This category of regions includes regions with a GDP per capita less than 75 % of the average GDP of the Union.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 61
European Regional Development Fund — Transition regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 988 795 518
3 076 711 765
3 913 198 968
2 888 075 523
4 409 602 527,29
2 573 810 878,06
Remarks
This appropriation is intended to cover European Regional Development Fund support under the investment for growth and jobs goal in the 2014-2020 period in a new category of region — ‘transition regions’ — that replaces the 2007-2013 phasing-out and phasing-in system. This category of regions includes regions with a GDP per capita between 75 % and 90 % of the average GDP of the Union.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 62
European Regional Development Fund — More developed regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 977 523 735
4 198 026 179
4 880 586 010
3 674 229 500
5 550 383 063,57
4 502 590 808,98
Remarks
This appropriation is intended to cover European Regional Development Fund support under the Investment for growth and jobs goal in more developed regions in the 2014-2020 programming period. While interventions in the less developed regions will remain the priority for cohesion policy, this appropriation is thus intended to cover important challenges that concern all Member States such as global competition in the knowledge-based economy, the shift towards the low-carbon economy and social polarisation exacerbated by the current economic climate. This category of regions includes regions with a GDP per capita above 90 % of the average GDP of the Union.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 63
European Regional Development Fund — Additional allocation for outermost and sparsely populated regions — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
235 627 457
201 595 787
231 004 998
176 442 251
257 984 779,09
282 963 738,58
Remarks
This appropriation is intended to cover the specific additional European Regional Development Fund support under the Investment for growth and jobs goal to outermost and sparsely populated regions in the 2014-2020 period. This additional funding is intended to take into account the specific challenges faced by the outermost regions identified by Article 349 TFEU and the northern sparsely populated regions fulfilling the criteria laid down in Article 2 of Protocol No 6 to the Treaty of Accession of Austria, Finland and Sweden.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 64
European Regional Development Fund — European territorial cooperation
Remarks
This appropriation is intended to cover European Regional Development Fund support under the European territorial cooperation (ETC) goal in the 2014-2020 programming period. It shall finance cross-border cooperation between adjacent regions, transnational cooperation over larger transnational territories and interregional cooperation. It shall also include support for cooperation activities at the external borders of the Union, which is to be supported under the European Neighbourhood Instrument and the Instrument for Pre-Accession Assistance.
Legal basis
Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal (
OJ L 347, 20.12.2013, p. 259
).
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 64 01
European Regional Development Fund — European territorial cooperation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 884 632 310
1 209 939 975
1 847 678 607
1 058 973 184
2 068 827 009,98
1 010 714 204,54
Remarks
This appropriation is intended to cover European Regional Development Fund support under the European territorial cooperation goal in the 2014-2020 programming period. It shall finance cross-border cooperation between adjacent regions, transnational cooperation over larger transnational territories and interregional cooperation.
Legal basis
Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal (
OJ L 347, 20.12.2013, p. 259
).
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 64 02
Participation of candidate countries and potential candidates in European Regional Development Fund’s European Territorial Cooperation — Contribution from Heading 4 (IPA II)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
9 971 331
8 448 599
9 775 812
9 506 490
10 896 629,98
5 924 330,08
Remarks
This appropriation is intended to cover the contribution of the Instrument of Pre-accession Assistance (IPA II) to European Regional Development Fund transnational and interregional cooperation programmes in which the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 participate.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Item 6 1 5 7 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal (
OJ L 347, 20.12.2013, p. 259
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
13 03 64 03
Participation of European neighbourhood countries in European Regional Development Fund’s European Territorial Cooperation — Contribution from Heading 4 (ENI)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
22 000
1 578 817
p.m.
1 599 000 ,—
242 000 ,—
Remarks
This appropriation is intended to cover support from the European Neighbourhood Instrument (ENI) under the European territorial cooperation goal in the 2014-2020 programming period for the Baltic Sea cross-border cooperation programme. Support under both the ENI and the European Regional Development Fund should be provided for the cross-border cooperation programmes between, on the one hand, Member States and, on the other hand, partner countries and/or the Russian Federation (‘other cross-border cooperation participating countries’) along the external borders of the Union, in order to promote integrated and sustainable regional development and cooperation between neighbouring border areas and harmonious territorial integration across the Union and with neighbouring countries.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a) (ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under item 6 1 5 7 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for support from the European Regional Development Fund to the European territorial cooperation goal (
OJ L 347, 20.12.2013, p. 259
).
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
13 03 65
European Regional Development Fund — Operational technical assistance
13 03 65 01
European Regional Development Fund — Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
78 101 757
66 249 783
77 601 659
66 501 422
73 031 215,44
61 353 695,32
Remarks
This appropriation is intended to support the preparatory, monitoring, technical assistance, evaluation, audit and control measures, as well as the Corporate Communication programme, necessary for implementing Regulation (EU) No 1303/2013 as provided for in Articles 58 and 118 of that Regulation.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 65 02
European Regional Development Fund — Operational technical assistance managed by the Commission at the request of a Member State
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
2 700 000
p.m.
8 541 263
13 820 648 ,—
6 130 759,30
Remarks
This appropriation is intended to cover part of the national envelope for technical assistance transferred to the technical assistance at the initiative of the Commission at the request of a Member State. In accordance with Article 25 of Regulation (EU) No 1303/2013, it is intended to cover actions financed under Regulation (EU) 2017/825 in order to contribute to delivering the Union strategy for smart, sustainable and inclusive growth.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) 2017/825 of the European Parliament and of the Council of 17 May 2017 on the establishment of the Structural Reform Support Programme for the period 2017 to 2020 and amending Regulations (EU) No 1303/2013 and (EU) No 1305/2013 (
OJ L 129, 19.5.2017, p. 1
).
13 03 66
European Regional Development Fund — Innovative actions in the field of sustainable urban development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
56 340 079
65 283 528
55 235 371
44 188 297
54 152 324 ,—
43 321 859,20
Remarks
This appropriation is intended to support European Regional Development Fund innovative actions at the initiative of the Commission in the area of sustainable urban development in accordance with Article 8 of Regulation (EU) No 1301/2013. The innovative actions shall include studies and pilot projects to identify or test new solutions to issues relating to sustainable urban development which are of relevance at Union level.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 67
Macro-regional strategies 2014-2020 — European strategy for the Baltic Sea region — Technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
184 450,05
Remarks
This appropriation is intended to implement the European Union strategy for the Baltic Sea region.
The continuation of the support to technical assistance action in 2014 should be used to:
—
keep on helping priority area coordinators in their coordination activity,
—
participate in an implementation facility with European Investment Bank, if requested by Baltic Member-States,
—
develop a more ambitious communication strategy on the European Union strategy for the Baltic Sea region.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 68
Macro-regional strategies 2014-2020 — European Union strategy for the Danube region — Technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to implement the European Union strategy for the Danube region.
Legal basis
Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 (
OJ L 347, 20.12.2013, p. 289
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 03 77
Pilot projects and preparatory actions
13 03 77 03
Preparatory action — Promoting a more favourable environment for micro-credit in Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 07
Preparatory action — The definition of governance model for the European Union Danube region — better and effective coordination
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
129 799,76
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 12
Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a pan-European expertise and excellence platform in the Danube macro-region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
811 000
p.m.
755 000
0 ,—
389 457,14
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 15
Preparatory action — World cities: EU-third countries cooperation on urban development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
631 574,93
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 17
Preparatory action — EU-CELAC cooperation on territorial cohesion
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 817 890
p.m.
1 738 000
0 ,—
721 241,05
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 18
Preparatory action — Cohesion policy and synergies with the research and development funds: the stairway to excellence — the way forward
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
2 000 000
p.m.
1 500 000
1 500 000 ,—
1 000 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 19
Preparatory action — Support for growth and governance in regions whose development is lagging behind
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
2 100 000
p.m.
1 000 000
2 000 000 ,—
900 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 20
Preparatory action — The economic competitive advantages and potential for smart specialisation at regional level in Romania
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 21
Pilot project — European Union strategy for the Adriatic and Ionian region (EUSAIR): generation and preparation of initiatives and projects with genuine added value for the region as a whole
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
785 000
p.m.
650 000
1 300 000 ,—
240 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 22
Preparatory action — Macro-regional strategy 2014-2020: European Union strategy for the Alpine region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
527 199
p.m.
1 000 000
2 000 000 ,—
1 037 340,58
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 23
Preparatory action — Urban agenda for the EU
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
960 868
p.m.
1 000 000
0 ,—
1 302 892,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 24
Pilot project — Measuring what matters to EU citizens: social progress in European regions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
351 582
p.m.
450 000
878 955 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 25
Pilot project — Unlocking the crowdfunding potential for the European Structural and Investment Funds (ESIF)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
150 000
300 000
150 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 27
Pilot project — Promoting city partnerships on a global scale for the implementation of the New Urban Agenda of the United Nations with particular emphasis on cooperation on issues and policies relating to the circular economy as well as on issues of air quality, energy transition and the integration of migrants and refugees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
Union urban development policy, and international cooperation on urban policy, is moving forward in areas such as smart cities, waste management and climate change adaptation. Other areas are much less tested. Accordingly, this pilot project will test international experience and examine best practice regarding four sustainable urban development themes which are relatively neglected and yet are crucially important for the quality of life in cities inside and outside the Union. These are areas in which cities across the world, including in less prosperous countries, have much experience to offer Union cities. For example, a fundamentally important field is the circular economy, where Union cities have much to learn from non-Union cities. Janez Potočnik, former European Commissioner and now Co-Chair of the United Nations Environment Programme’s International Resource Panel, has said that ‘transition to the circular economy is not only necessary, it is unavoidable’. This is therefore one of the four key areas where there is a need to test new practices on the basis of international experience, which in turn can point the way for future Union urban development programmes under cohesion policy. To ensure the success of this cooperation it is important that it involve the stakeholders inside and outside the Union, notably the research community and the private sector.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 28
Preparatory action — The Adriatic Ionian Network of Universities, Regions, Chambers of Commerce and Cities spin-off
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 200 000
300 000
Remarks
This preparatory action follows up on the success of the pilot project entitled: European Strategy for the Adriatic and Ionian Region (EUSAIR) – generation and preparation of initiatives and projects with a genuine added value for the region as a whole.
The Adriatic Ionian Network of Universities, Regions, Chambers of Commerce and Cities (AI-NURECC) initiative involving key stakeholders in the Adriatic and Ionian regions, who have joined forces to support implementation of the EUSAIR, will take more effective ownership of the EUSAIR’s main objectives and opportunities, at regional and local level, and foster the sound implementation of its action plan.
The AI-NURECC initiative is being coordinated by the Conference of Peripheral Maritime Regions with support from four partners in the area: the Adriatic Ionian Euroregion, the Forum of Adriatic and Ionian Cities, the Forum of the Adriatic and Ionian Chambers of Commerce, and UniAdrion.
The initial AI-NURECC initiative ran for 18 months (ending in autumn 2018) and feedback from stakeholders and participants showed the need for a second, extended initiative.
The AI-NURECC initiative spin-off will run for 36 months.
The AI-NURECC initiative spin-off will:
—
Enhance regional and local authorities’ ownership of the EUSAIR’s main objectives and opportunities, promoting an efficient participatory and bottom-up approach;
—
Promote the development of sustainable tourism, focusing on the eight priority activities for Thematic Steering Group (TSG) 4 as set out in the report in connection with the EUSAIR national tourism strategies on common priorities and actions in relation to the EUSAIR action plan – Pillar IV: ‘Sustainable Tourism’ – and support the implementation of the activities in cooperation with TSG 4 members;
—
Encourage multi-actor networking and collaboration among representatives of the private and public sector and civil society so as to:
—
foster coordination of Union, national, regional and local policies to develop a circular economy;
—
work on territorial challenges in specific Adriatic and Ionian territories (mountains, islands and sparsely populated areas) by linking the EUSAIR to the new territorial agenda and supporting regions with specific territorial challenges (existing platforms, young people in areas with territorial challenges) with a view to establishing a dialogue;
—
increase the skills and knowledge of young people, students and civil servants, including those in areas with territorial challenges;
—
promote the EUSAIR cross-pillar topics ‘Research and Innovation’, ‘SME Development’ and ‘Capacity Building’, i.e. to support entrepreneurship, transnational clusters and digital innovation hub activities for the EUSAIR, and contribute to disseminating and strengthening the existing RIS3 platforms and working on new ones, where appropriate.
—
Enable synergies with the EUSAIR TSGs;
—
Promote synergies with other initiatives (WESTMED, BLUEMED) or other macroregional strategies (EUSDR, EUSBSR, EUSALP).
The target groups of the AI-NURECC initiative spin-off will be:
—
regional and local government practitioners;
—
universities, vocational education and training institutions, students and student associations;
—
young people, including unemployed young people;
—
regional or local development agencies;
—
chambers of Commerce;
—
small and medium-sized enterprises;
—
creative and cultural industries;
—
private investors;
—
island, rural and mountainous communities and networks.
The activities undertaken by the AI-NURECC initiative spin-off will be to:
—
Organise AI-NURECC training seminars focused on different thematic areas and cross-cutting issues (sustainable tourism, blue growth, SME development, R&I, etc.);
—
Deal with RIS3, innovation and SME development issues within the strategy;
—
Create the AI-NURECC scholarship fund (a six-month free internship in an innovative Adriatic-Ionian enterprise);
—
Develop specific studies (e.g. on how to tackle challenges affecting the development of sustainable AI cruise tourism, maritime western silk roads, indicators and data collections for EUSAIR islands, etc.).
The territorial scope of the AI-NURECC initiative spin-off will be the EUSAIR macroregion.
Activities, where possible, should target or be implemented in AI territories with specific challenges (e.g. mountains, islands and sparsely populated areas).
Given the activities that the AI-NURECC initiative spin-off aims to deliver, implementation of specific actions will also involve associated partners.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 29
Preparatory action — The European Strategy for the Adriatic and Ionian Region (EUSAIR): generation and preparation of initiatives and projects supporting multilevel governance and partnerships with added value for the region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
900 000
225 000
Remarks
This preparatory action will organise and develop:
—
Effective multi-level governance in pursuit of the objectives laid down in the EUSAIR;
—
Capacity building among EUSAIR key implementers as a prerequisite for effective implementation of the EUSAIR Action Plan;
—
Actions to generate, prepare and implement initiatives and projects with a genuine macro-regional value;
—
Awareness-raising initiatives, supporting partnerships between NGOs and local and regional authorities, cultural events, training programmes and/or seminars for citizens and especially for young people in the region, with the aim of creating ownership with regard to EUSAIR, emphasising shared regional identity and promoting partnership and networking across the region. These programmes should stress civic education, transnational entrepreneurship, opportunities for cultural events and good-neighbourly relations, and help promote effective Union integration of candidate and potential candidate countries for Union membership;
—
Support for international associations representing regions, cities, chambers of commerce, universities, portal authorities and others that aim to further improve implementation of the strategy.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
13 03 77 30
Pilot project — BEST Culture: programme to support cultural diversity in Union outermost regions and overseas countries and territories
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
The outermost regions (ORs) and overseas countries and territories (OCTs) are a source of immeasurable cultural wealth for the Union. That is demonstrated in particular by the fact that UNESCO classifies two ancestral cultural practices from those regions –‘maloya’ from Réunion and ‘gwoka’ from Guadeloupe – as part of the world’s intangible cultural heritage.
The Union’s specific approach to ORs and OCTs should also be the basis for establishing an initiative to safeguard the identity and cultural diversity of those regions that primarily benefits European indigenous peoples such as Guyana’s Amerindians.
Along the lines of the BEST programme for promoting and supporting biodiversity and ecosystem services, the BEST Culture pilot project will set up a dedicated mechanism for ORs and OCTs in order to safeguard and promote local and indigenous culture and provide a vehicle for local knowledge and popular arts and practices, which act as a unifying factor for overseas communities. It will set up a financing mechanism specifically given over to safeguarding, supporting and fostering the indigenous cultural richness of ORs and OCTs, as well as to promoting the territories and peoples concerned, and providing for cultural exchanges, among themselves and across the Union.
The pilot project will address all living traditions and expressions inherited from ancestors and passed on to descendants, such as oral traditions, performing arts, social practices, rituals and festive events, knowledge and practices concerning nature and the universe, and the knowledge and know-how necessary for traditional craftsmanship. The pilot project will extend to the entire geographical area of the ORs and OCTs. Any persons or organisations located in that geographical area will be eligible to take part in the pilot project, provided that the main purpose of their actions is to safeguard and promote the traditional culture of ORs and OCTs.
Other Union programmes, such as Creative Europe, could complement the pilot project’s objective of safeguarding traditional culture and be used, for example, to disseminate cultural knowledge and practices throughout the Union via Union communication networks and media.
By bringing greater prominence to ORs’ and OCTs’ identity and history, which also tie in with those of continental Europe, the pilot project will help continue the process of making ORs and OCTs better known. Promoting the local cultures of continental Europe’s remote territories would therefore fully reflect the Union’s motto ‘United in diversity’ and would also combat certain prejudices.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 13 04 —
   
COHESION FUND
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 04
COHESION FUND
13 04 01
Completion of Cohesion Fund projects (prior to 2007)
1.2
p.m.
p.m.
p.m.
p.m.
137 864,61
8 439 761,81
13 04 02
Completion of Cohesion Fund (2007 to 2013)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
827 461 401,87
13 04 60
Cohesion Fund — Investment for growth and jobs goal
1.2
10 064 646 374
8 300 000 000
9 753 622 052
7 706 279 222
10 692 528 170,55
8 392 843 634,35
101,12
13 04 61
Cohesion Fund — Operational technical assistance
13 04 61 01
Cohesion Fund — Operational technical assistance
1.2
24 656 318
22 814 696
24 458 747
22 540 239
24 434 208,67
21 283 500,83
93,29
13 04 61 02
Cohesion Fund — Operational technical assistance managed by the Commission at the request of a Member State
1.2
p.m.
350 000
p.m.
1 857 174
0 ,—
2 246 591 ,—
641,88
Article 13 04 61 — Subtotal
24 656 318
23 164 696
24 458 747
24 397 413
24 434 208,67
23 530 091,83
101,58
Chapter 13 04 — Total
10 089 302 692
8 323 164 696
9 778 080 799
7 730 676 635
10 717 100 243,83
9 252 274 889,86
111,16
Remarks
The second paragraph of Article 177 TFEU provides that a Cohesion Fund is to be set up to support projects in the fields of the environment and trans-European networks in the area of transport infrastructure.
Article H of Annex II to Regulation (EC) No 1164/94, Articles 100 and 102 of Regulation (EC) No 1083/2006, and Articles 85, 144 and 145 of Regulation (EU) No 1303/2013 on criteria for financial corrections by the Commission provide for specific rules on financial corrections applicable to the Cohesion Fund.
Article 101 of the Financial Regulation provides for financial corrections in the event of expenditure incurred in breach of applicable law. Any revenue from the financial corrections carried out on that basis is entered in Article 6 5 1, 6 5 2, 6 5 3 or 6 5 4 of the statement of revenue and constitutes assigned revenue in accordance with point (c) of Article 21(3) of the Financial Regulation.
Point (b) of Article 12(4) of the Financial Regulation lays down the conditions for the repayment in full, or in part, of prefinancing payments in respect of a given operation.
Article 82 of Regulation (EC) No 1083/2006 provides for specific rules on repayment of prefinancing applicable to the Cohesion Fund.
Prefinancing amounts repaid shall constitute internal assigned revenue in accordance with Article 21(5) of the Financial Regulation and shall be entered in Item 6 1 5 0 or 6 1 5 7.
Assigned revenue received under Item 6 1 5 7 of the statement of revenue may give rise to the provision of additional appropriations under this chapter, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 1 051 597 000.
Anti-fraud operations will be financed under Article 24 02 01.
Legal basis
Treaty on the Functioning of the European Union, and in particular Article 177 thereof.
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
) and in particular Articles 82, 100 and 102 thereof.
Council Regulation (EC) No 1084/2006 of 11 July 2006 establishing a Cohesion Fund and repealing Regulation (EC) No 1164/94 (
OJ L 210, 31.7.2006, p. 79
).
Regulation (EU) No 1300/2013 of the European Parliament and of the Council of 17 December 2013 on the Cohesion Fund and repealing Council Regulation (EC) No 1084/2006 (
OJ L 347, 20.12.2013, p. 281
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
.), and in particular Article 21(3) and (5), Article 101 and point (b) of Article 12(4) thereof.
Reference acts
Conclusions of the Brussels European Council of 15 and 16 December 2005.
Conclusions of the European Council of 7 and 8 February 2013.
13 04 01
Completion of Cohesion Fund projects (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
137 864,61
8 439 761,81
Remarks
This appropriation is intended to cover the commitments of the Cohesion Fund remaining to be settled before 2000 and completion of the 2000-2006 programming period.
Legal basis
Council Regulation (EEC) No 792/93 of 30 March 1993 establishing a cohesion financial instrument (
OJ L 79, 1.4.1993, p. 74
).
Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (
OJ L 130, 25.5.1994, p. 1
).
Reference acts
Treaty establishing the European Community, and in particular Articles 158 and 161 thereof.
13 04 02
Completion of Cohesion Fund (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
827 461 401,87
Remarks
This appropriation is intended to cover commitments to be settled for the Cohesion Fund from the 2007-2013 programming period.
This appropriation is also intended to cover commitments remaining to be settled from the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing Regulation (EC) No 1083/2006, as provided for in Article 45 of that Regulation. In particular, it may be used to cover:
—
support expenditure (representation expenses, training, meetings),
—
information and publishing expenditure,
—
expenditure on information technology and telecommunications,
—
contract for the provision of services and studies,
—
grants.
This appropriation is also intended to cover commitments remaining to be settled for measures approved by the Commission in the context of the preparation of the 2014-2020 programming period.
In accordance with Article 105a(1) of Regulation (EC) No 1083/2006 as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1084/2006 of 11 July 2006 establishing a Cohesion Fund and repealing Regulation (EC) No 1164/94 (
OJ L 210, 31.7.2006, p. 79
).
Reference acts
Treaty establishing the European Community, and in particular Articles 158 and 161 thereof.
Treaty on the Functioning of the European Union, and in particular Articles 174 and 177 thereof.
13 04 60
Cohesion Fund — Investment for growth and jobs goal
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 064 646 374
8 300 000 000
9 753 622 052
7 706 279 222
10 692 528 170,55
8 392 843 634,35
Remarks
This appropriation is intended to cover Cohesion Fund support under the Investment for growth and jobs goal in the 2014-2020 programming period. The Cohesion Fund will continue to support Member States with gross national income (GNI) per capita of less than 90 % of the Union average. The appropriation, while ensuring an appropriate balance and according to the investment and infrastructure needs specific to each Member State, is intended to support:
—
investments in the environment, including areas related to sustainable development and energy which present environmental benefits,
—
trans-European networks in the area of transport infrastructure, in compliance with the guidelines adopted by Regulation (EU) No 1315/2013 of the European Parliament and of the Council of 11 December 2013 on Union guidelines for the development of the trans-European transport network and repealing Decision No 661/2010/EU (
OJ L 348, 20.12.2013, p. 1
).
Legal basis
Regulation (EU) No 1300/2013 of the European Parliament and of the Council of 17 December 2013 on the Cohesion Fund and repealing Council Regulation (EC) No 1084/2006 (
OJ L 347, 20.12.2013, p. 281
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 04 61
Cohesion Fund — Operational technical assistance
13 04 61 01
Cohesion Fund — Operational technical assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
24 656 318
22 814 696
24 458 747
22 540 239
24 434 208,67
21 283 500,83
Remarks
This appropriation is intended to support the preparatory, monitoring, technical assistance, evaluation, audit and control measures, as well as the Corporate Communication programme, necessary for implementing the Regulation (EU) No 1303/2013 as provided for in Articles 58 and 118 of that Regulation.
Legal basis
Regulation (EU) No 1300/2013 of the European Parliament and of the Council of 17 December 2013 on the Cohesion Fund and repealing Council Regulation (EC) No 1084/2006 (
OJ L 347, 20.12.2013, p. 281
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
13 04 61 02
Cohesion Fund — Operational technical assistance managed by the Commission at the request of a Member State
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
350 000
p.m.
1 857 174
0 ,—
2 246 591 ,—
Remarks
This appropriation is intended to cover part of the national envelope for technical assistance transferred to the technical assistance at the initiative of the Commission at the request of a Member State. In accordance with Article 25 of Regulation (EU) No 1303/2013, it is intended to cover actions financed under Regulation (EU) 2017/825 in order to contribute to delivering the Union strategy for smart, sustainable and inclusive growth.
Legal basis
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) 2017/825 of the European Parliament and of the Council of 17 May 2017 on the establishment of the Structural Reform Support Programme for the period 2017 to 2020 and amending Regulations (EU) No 1303/2013 and (EU) No 1305/2013 (
OJ L 129, 19.5.2017, p. 1
).
CHAPTER 13 05 —
   
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — REGIONAL DEVELOPMENT AND REGIONAL AND TERRITORIAL COOPERATION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 05
INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — REGIONAL DEVELOPMENT AND REGIONAL AND TERRITORIAL COOPERATION
13 05 01
Instrument for Structural Policies for Pre-accession — Completion of previous projects (2000 to 2006)
13 05 01 01
Instrument for Structural Policies for Pre-accession — Completion of other previous projects (2000 to 2006)
4
p.m.
p.m.
p.m.
p.m.
0 ,—
31 227 940,76
13 05 01 02
Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 13 05 01 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
31 227 940,76
13 05 02
Instrument for Pre-Accession Assistance — Completion of regional development component (2007 to 2013)
4
p.m.
p.m.
p.m.
74 947 842
0 ,—
7 084 389,86
13 05 03
Instrument for Pre-Accession Assistance — Completion of cross-border cooperation (CBC) component (2007 to 2013)
13 05 03 01
Completion of cross-border cooperation — Contribution from Subheading 1b
1.2
p.m.
p.m.
p.m.
5 419 464
0 ,—
1 397 908,58
13 05 03 02
Completion of cross-border cooperation and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4
4
p.m.
p.m.
p.m.
4 942 800
0 ,—
410 258,70
Article 13 05 03 — Subtotal
p.m.
p.m.
p.m.
10 362 264
0 ,—
1 808 167,28
13 05 60
Support to Albania, Bosnia and Herzegovina, Kosovo
 (
41
)
, Montenegro, Serbia and North Macedonia
13 05 60 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 05 60 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 13 05 60 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 05 61
Support to Iceland
13 05 61 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 05 61 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 13 05 61 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 05 62
Support to Turkey
13 05 62 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 05 62 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 13 05 62 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
13 05 63
Regional integration and territorial cooperation
13 05 63 01
Cross-border cooperation — Contribution from Heading 1b
1.2
46 641 341
21 792 990
45 726 802
21 092 361
46 312 884,13
11 778 809,61
54,05
13 05 63 02
Cross-border cooperation — Contribution from Heading 4
4
34 795 045
21 792 990
45 726 802
21 092 361
46 312 884,14
11 778 809,48
54,05
Article 13 05 63 — Subtotal
81 436 386
43 585 980
91 453 604
42 184 722
92 625 768,27
23 557 619,09
54,05
Chapter 13 05 — Total
81 436 386
43 585 980
91 453 604
127 494 828
92 625 768,27
63 678 116,99
146,10
13 05 01
Instrument for Structural Policies for Pre-accession — Completion of previous projects (2000 to 2006)
Remarks
Aid provided by the Instrument for Structural Policies for Pre-accession (ISPA) was intended to help the candidate countries of Central and Eastern Europe in their accession to the Union. ISPA was used to help the beneficiary countries to comply with the Union 
acquis
 in the environment and transport fields.
13 05 01 01
Instrument for Structural Policies for Pre-accession — Completion of other previous projects (2000 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
31 227 940,76
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Assigned revenue received under Item 6 1 5 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 1266/1999 of 21 June 1999 on coordinating aid to the applicant countries in the framework of the pre-accession strategy (
OJ L 161, 26.6.1999, p. 68
).
Council Regulation (EC) No 1267/1999 of 21 June 1999 establishing an Instrument for Structural Policies for Pre-accession (
OJ L 161, 26.6.1999, p. 73
).
Council Regulation (EC) No 2257/2004 of 20 December 2004 amending Regulations (EEC) No 3906/89, (EC) No 1267/1999, (EC) No 1268/1999 and (EC) No 2666/2000, to take into account Croatia’s candidate status (
OJ L 389, 30.12.2004, p. 1
).
13 05 01 02
Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Regulation (EC) No 1266/1999 of 21 June 1999 on coordinating aid to the applicant countries in the framework of the pre-accession strategy (
OJ L 161, 26.6.1999, p. 68
).
Council Regulation (EC) No 1267/1999 of 21 June 1999 establishing an Instrument for Structural Policies for Pre-accession (
OJ L 161, 26.6.1999, p. 73
).
13 05 02
Instrument for Pre-Accession Assistance — Completion of regional development component (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
74 947 842
0 ,—
7 084 389,86
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
13 05 03
Instrument for Pre-Accession Assistance — Completion of cross-border cooperation (CBC) component (2007 to 2013)
13 05 03 01
Completion of cross-border cooperation — Contribution from Subheading 1b
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
5 419 464
0 ,—
1 397 908,58
Remarks
This appropriation is intended to cover commitments remaining to be settled from the European Regional Development Fund 2007-2013 contribution for cross-border cooperation and the technical assistance provided outside the Commission which is required for the implementation in the Member States.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
13 05 03 02
Completion of cross-border cooperation and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
4 942 800
0 ,—
410 258,70
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 as modified by point 7 of Annex III to the Treaty concerning the Accession of the Republic of Croatia to the European Union (
OJ L 112, 24.4.2012
), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, are to be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
13 05 60
Support to Albania, Bosnia and Herzegovina, Kosovo 
(
42
)
, Montenegro, Serbia and North Macedonia
13 05 60 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis.
Part of this appropriation will be used for measures to help the beneficiary countries meet the requirements stemming from visa-free travel to and from the Schengen countries, or, in the case of Kosovo, measures to speed up the visa liberalisation process.
Part of this appropriation will be used for measures with a view to reconciliation between the countries, peoples and ethnic groups throughout the Western Balkans, and to support efforts to promote an impartial view on historical and political events.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (b) of Article 2(1) thereof.
13 05 60 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
13 05 61
Support to Iceland
13 05 61 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Iceland:
—
support for political reforms,
—
strengthening the ability of beneficiary countries to fulfil the obligations stemming from membership by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
13 05 61 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Iceland:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries, or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
13 05 62
Support to Turkey
13 05 62 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries, or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
13 05 62 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries, or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
13 05 63
Regional integration and territorial cooperation
13 05 63 01
Cross-border cooperation — Contribution from Heading 1b
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
46 641 341
21 792 990
45 726 802
21 092 361
46 312 884,13
11 778 809,61
Remarks
This appropriation is intended to cover the European Regional Development Fund support under the European territorial cooperation goal in the 2014-2020 programming period to cross-border cooperation under the Instrument for Pre-Accession Assistance (IPA II).
Any income from additional financial contributions from Member States and contributions from third countries, or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal (
OJ L 347, 20.12.2013, p. 259
), and in particular Article 4 thereof.
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
13 05 63 02
Cross-border cooperation — Contribution from Heading 4
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 795 045
21 792 990
45 726 802
21 092 361
46 312 884,14
11 778 809,48
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the specific objective of regional integration and territorial cooperation involving the beneficiaries listed in Annex I to Regulation (EU) No 231/2014, Member States and, where appropriate, third countries within the scope of Regulation (EU) No 232/2014.
Any income from additional financial contributions from Member States and contributions from third countries, or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular point (d) of Article 2(1) thereof.
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
CHAPTER 13 06 —
   
SOLIDARITY FUND
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 06
SOLIDARITY FUND
13 06 01
Assistance to Member States in the event of a major natural disaster with serious repercussions on living conditions, the natural environment or the economy
9
50 000 000
50 000 000
343 551 794
343 551 794
151 889 676 ,—
151 889 676 ,—
303,78
13 06 02
Assistance to countries negotiating for accession in the event of a major natural disaster with serious repercussions on living conditions, the natural environment or the economy
9
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 13 06 — Total
50 000 000
50 000 000
343 551 794
343 551 794
151 889 676 ,—
151 889 676 ,—
303,78
13 06 01
Assistance to Member States in the event of a major natural disaster with serious repercussions on living conditions, the natural environment or the economy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
50 000 000
50 000 000
343 551 794
343 551 794
151 889 676 ,—
151 889 676 ,—
Remarks
This article is intended to record appropriations resulting from the mobilisation of the European Union Solidarity Fund in the event of major or regional disasters in the Member States. Assistance should be provided in connection with natural disasters to the Member States concerned, with a deadline being laid down for use of the financial assistance awarded and provision being made for beneficiary Member States to substantiate the use made of the assistance they receive. Assistance received which is subsequently offset by third-party payments, or received in excess of the final valuation of damage should be recovered.
Legal basis
Council Regulation (EC) No 2012/2002 of 11 November 2002 establishing the European Union Solidarity Fund (
OJ L 311, 14.11.2002, p. 3
).
Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (
OJ L 347, 20.12.2013, p. 884
), and in particular Article 10 thereof.
Reference acts
Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 4 September 2019, amending Council Regulation (EC) No 2012/2002 in order to provide financial assistance to Member States to cover serious financial burden inflicted on them following a withdrawal of the United Kingdom from the Union without an agreement (COM(2019) 0399).
13 06 02
Assistance to countries negotiating for accession in the event of a major natural disaster with serious repercussions on living conditions, the natural environment or the economy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This article is intended to record appropriations resulting from the mobilisation of the European Union Solidarity Fund in the event of major or regional disasters in countries involved in accession negotiations with the Union. Assistance may be provided in connection with natural disasters to the countries concerned, with a deadline being laid down for use of the financial assistance awarded and provision being made for beneficiary states to substantiate the use made of the assistance they receive. Assistance received which is subsequently offset by third-party payments, or received in excess of the final valuation of damage should be recovered.
Legal basis
Council Regulation (EC) No 2012/2002 of 11 November 2002 establishing the European Union Solidarity Fund (
OJ L 311, 14.11.2002, p. 3
).
Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (
OJ L 347, 20.12.2013, p. 884
), and in particular Article 10 thereof.
CHAPTER 13 07 —
   
AID REGULATION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 07
AID REGULATION
13 07 01
Financial support for encouraging the economic development of the Turkish Cypriot community
4
35 762 000
37 000 000
35 122 000
25 000 000
34 473 000 ,—
26 290 488,65
71,06
Chapter 13 07 — Total
35 762 000
37 000 000
35 122 000
25 000 000
34 473 000 ,—
26 290 488,65
71,06
13 07 01
Financial support for encouraging the economic development of the Turkish Cypriot community
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
35 762 000
37 000 000
35 122 000
25 000 000
34 473 000 ,—
26 290 488,65
Remarks
This appropriation is intended to cover the continuation of aid under Regulation (EC) No 389/2006 to facilitate the reunification of Cyprus by encouraging the economic development of the Turkish Cypriot community with particular emphasis on economic integration of the island, on improving contacts between the two communities and with the Union and on preparation for the application of the 
acquis communautaire
. Assistance is delivered in the areas specified in that Regulation, and includes notably the promotion of social and economic development, the development and restructuring of infrastructure, reconciliation, confidence building measures and support to civil society, bringing the Turkish Cypriot community closer to the Union, including scholarships for Turkish Cypriot students. Also, the TAIEX instrument is used for the preparation of legal texts for the purpose of these being applicable upon the entry into force of a comprehensive settlement of the Cyprus problem, as well as for the preparation of the Union 
acquis
 immediately following a political settlement for reunification.
The appropriations will, in particular, allow for the continuation of Union financial support to facilitate the intensification of the work of the Committee on Missing Persons in order to meet the goals of its strategic plan on the faster identification of missing persons, as well as the implementation of the decisions of the bi-communal Technical Committee on Cultural Heritage, which should include projects of minorities.
This appropriation is to be used, inter alia, to sustain the outcome of works, supplies and grants being funded under earlier allocations. In addition, grant schemes addressed to a large variety of economic and civil society beneficiaries (non-governmental organisations, students and teachers, schools, farmers, small villages, and the private sector) may continue. These activities aim at socio-economic development and are driven by the prospect of reunification. Priority should be given, where possible, to reconciliation projects that create bridges between the two communities and build confidence. These measures underline the strong desire and commitment of the Union to the Cyprus problem settlement and reunification.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Assigned revenue received under Articles 5 2 2, 6 6 0 and 9 0 0 of the statement of revenue may give rise to the provision of additional appropriations under these Articles, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 389/2006 of 27 February 2006 establishing an instrument of financial support for encouraging the economic development of the Turkish Cypriot community and amending Council Regulation (EC) No 2667/2000 on the European Agency for Reconstruction (
OJ L 65, 7.3.2006, p. 5
).
CHAPTER 13 08 —
   
STRUCTURAL REFORM SUPPORT PROGRAMME – OPERATIONAL TECHNICAL ASSISTANCE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 08
STRUCTURAL REFORM SUPPORT PROGRAMME – OPERATIONAL TECHNICAL ASSISTANCE
13 08 01
Structural Reform Support Programme – Operational technical assistance transferred from H1b (European Social Fund, European Regional Development Fund and Cohesion Fund)
1.2
74 793 000
33 700 000
30 723 000
14 111 754
23 644 837 ,—
13 396 253,98
39,75
13 08 02
Structural Reform Support Programme – Operational technical assistance transferred from H2 (European Agricultural Fund for Rural Development)
2
10 002 000
21 100 000
48 653 000
25 888 246
6 855 163 ,—
2 084 559,80
9,88
Chapter 13 08 — Total
84 795 000
54 800 000
79 376 000
40 000 000
30 500 000 ,—
15 480 813,78
28,25
13 08 01
Structural Reform Support Programme – Operational technical assistance transferred from H1b (European Social Fund, European Regional Development Fund and Cohesion Fund)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
74 793 000
33 700 000
30 723 000
14 111 754
23 644 837 ,—
13 396 253,98
Remarks
This appropriation is intended to cover expenses for the implementation of the Structural Reform Support Programme in order to contribute to institutional, administrative and growth-sustaining structural reforms in the Member States by providing support to national authorities for measures aimed at reforming and strengthening institutions, governance, public administration, and economic and social sectors in response to economic and social challenges, with a view to enhancing cohesion, competitiveness, productivity, sustainable growth, job creation; investment and social inclusion and to contributing to real convergence in the Union. Those measures may also prepare for joining the euro area, in particular in the context of economic governance processes, including through assistance for the efficient, effective and transparent use of the Union funds.
This support will aim in particular to:
—
assist national authorities with their initiatives to design their reforms according to priorities, taking into account initial conditions and expected socio-economic impacts,
—
support the national authorities by enhancing their capacity to formulate, develop and implement reform policies and strategies and to pursue an integrated approach ensuring consistency between goals and means across sectors,
—
support the efforts of national authorities to define and implement appropriate processes and methodologies by taking into account good practices and lessons learned by other countries in addressing similar situations, and
—
assist the national authorities to enhance the efficiency and effectiveness of human resources management, where appropriate, through definition of clear responsibilities and increase in professional knowledge and skills.
Legal basis
Regulation (EU) 2017/825 of the European Parliament and of the Council of 17 May 2017 on the establishment of the Structural Reform Support Programme for the period 2017 to 2020 and amending Regulations (EU) No 1303/2013 and (EU) No 1305/2013 (
OJ L 129, 19.5.2017, p. 1
).
13 08 02
Structural Reform Support Programme – Operational technical assistance transferred from H2 (European Agricultural Fund for Rural Development)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 002 000
21 100 000
48 653 000
25 888 246
6 855 163 ,—
2 084 559,80
Remarks
This appropriation is intended to cover expenses for the implementation of the Structural Reform Support Programme in order to contribute to institutional, administrative and growth-sustaining structural reforms in the Member States by providing support to national authorities for measures aimed at reforming and strengthening institutions, governance, public administration, and economic and social sectors in response to economic and social challenges, with a view to enhancing cohesion, competitiveness, productivity, sustainable growth, job creation, investment and social inclusion and to contributing to real convergence in the Union. Those measures may also prepare for joining the euro area, in particular in the context of economic governance processes, including through assistance for the efficient, effective and transparent use of the Union funds.
This support will aim in particular to:
—
assist national authorities with their initiatives to design their reforms according to priorities, taking into account initial conditions and expected socio-economic impacts,
—
support the national authorities by enhancing their capacity to formulate, develop and implement reform policies and strategies and to pursue an integrated approach ensuring consistency between goals and means across sectors,
—
support the efforts of national authorities to define and implement appropriate processes and methodologies by taking into account good practices and lessons learned by other countries in addressing similar situations, and
—
assist the national authorities to enhance the efficiency and effectiveness of human resources management, where appropriate, through definition of clear responsibilities and increase in professional knowledge and skills.
Legal basis
Regulation (EU) 2017/825 of the European Parliament and of the Council of 17 May 2017 on the establishment of the Structural Reform Support Programme for the period 2017 to 2020 and amending Regulations (EU) No 1303/2013 and (EU) No 1305/2013 (
OJ L 129, 19.5.2017, p. 1
).
TITLE 14
TAXATION AND CUSTOMS UNION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
14 01
ADMINISTRATIVE EXPENDITURE OF THE ‘TAXATION AND CUSTOMS UNION’ POLICY AREA
63 255 860
63 255 860
61 767 872
61 767 872
60 742 345,50
60 742 345,50
14 02
CUSTOMS
76 306 890
76 342 890
79 412 000
80 603 000
84 122 137,89
73 651 993,65
14 03
TAXATION
34 193 000
27 770 000
32 710 000
30 373 000
32 759 365,78
31 751 639,49
14 04
POLICY STRATEGY AND COORDINATION
3 300 000
2 925 000
3 300 000
3 300 000
3 200 000 ,—
3 540 000 ,—
Title 14 — Total
177 055 750
170 293 750
177 189 872
176 043 872
180 823 849,17
169 685 978,64
CHAPTER 14 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘TAXATION AND CUSTOMS UNION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
14 01
ADMINISTRATIVE EXPENDITURE OF THE ‘TAXATION AND CUSTOMS UNION’ POLICY AREA
14 01 01
Expenditure related to officials and temporary staff in the ‘Taxation and customs union’ policy area
5.2
51 448 776
50 112 654
48 779 547,03
94,81
14 01 02
External personnel and other management expenditure in support of the ‘Taxation and customs union’ policy area
14 01 02 01
External personnel
5.2
5 589 707
5 480 105
4 752 512 ,—
85,02
14 01 02 11
Other management expenditure
5.2
2 605 261
2 615 519
3 104 959 ,—
119,18
Article 14 01 02 — Subtotal
8 194 968
8 095 624
7 857 471 ,—
95,88
14 01 03
Expenditure related to information and communication technology equipment and services of the ‘Taxation and customs union’ policy area
5.2
3 412 116
3 359 594
3 905 327,47
114,45
14 01 04
Support expenditure for operations and programmes in the ‘Taxation and customs union’ policy area
14 01 04 01
Support expenditure for Customs
1.1
100 000
100 000
100 000 ,—
100,00
14 01 04 02
Support expenditure for Fiscalis
1.1
100 000
100 000
100 000 ,—
100,00
Article 14 01 04 — Subtotal
200 000
200 000
200 000 ,—
100,00
Chapter 14 01 — Total
63 255 860
61 767 872
60 742 345,50
96,03
14 01 01
Expenditure related to officials and temporary staff in the ‘Taxation and customs union’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
51 448 776
50 112 654
48 779 547,03
14 01 02
External personnel and other management expenditure in support of the ‘Taxation and customs union’ policy area
14 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 589 707
5 480 105
4 752 512 ,—
14 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 605 261
2 615 519
3 104 959 ,—
14 01 03
Expenditure related to information and communication technology equipment and services of the ‘Taxation and customs union’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 412 116
3 359 594
3 905 327,47
14 01 04
Support expenditure for operations and programmes in the ‘Taxation and customs union’ policy area
14 01 04 01
Support expenditure for Customs
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
100 000 ,—
Remarks
This appropriation is intended to cover expenditure on studies, IT covering both equipment and services, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as exists between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 14 02.
14 01 04 02
Support expenditure for Fiscalis
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
100 000 ,—
Remarks
This appropriation is intended to cover expenditure on studies, IT covering both equipment and services,, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as exists between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 14 03.
CHAPTER 14 02 —
   
CUSTOMS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
14 02
CUSTOMS
14 02 01
Supporting the functioning and modernisation of the customs union
1.1
75 164 000
75 200 000
78 286 000
79 477 000
83 009 000,91
72 538 856,67
96,46
14 02 02
Membership of international organisations in the field of customs
4
1 142 890
1 142 890
1 126 000
1 126 000
1 113 136,98
1 113 136,98
97,40
14 02 51
Completion of former programmes in customs
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 14 02 — Total
76 306 890
76 342 890
79 412 000
80 603 000
84 122 137,89
73 651 993,65
96,48
14 02 01
Supporting the functioning and modernisation of the customs union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
75 164 000
75 200 000
78 286 000
79 477 000
83 009 000,91
72 538 856,67
Remarks
This appropriation is intended to cover expenditure on the implementation of the Customs 2020 programme, and in particular the financing of joint actions, IT capacity building and human competency building.
It covers in particular:
—
the cost of the acquisition, development, maintenance, operation and quality control of Union components of European information systems. The Union components of the European information systems are: (1) IT assets such as the hardware, the software and the network connections of the systems including the associated data infrastructure; (2) IT services necessary to support the development, maintenance, improvement and operation of the systems; and (3) any other elements which, for reasons of efficiency, security and rationalisation, are identified by the Commission as common to participating countries,
—
expenses related to seminars, workshops, project groups, working visits, monitoring activities, expert teams, administration capacity building and supporting actions, studies, and communication projects,
—
the costs related to implementation of provisions for common training actions,
—
expenses pertaining to preparatory, monitoring, control, audit and evaluation activities, required for the management of the programme and the achievement of its objectives,
—
the costs of any other activity in support of the objectives and activity areas of the programme.
Any revenue from the contributions from acceding countries, candidate countries, potential candidates benefiting from a pre-accession strategy and, partner countries under the European neighbourhood policy, provided they reached a sufficient level of approximation of the relevant legislation and administrative methods to those of the Union for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the participation of third countries, other than candidate countries and Western Balkan potential candidates, in customs cooperation agreements entered in Item 6 0 3 2 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this article in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The corresponding amount of assigned revenue is estimated at EUR 1 100 000.
Legal basis
Regulation (EU) No 1294/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme for customs in the European Union for the period 2014-2020 (Customs 2020) and repealing Decision No 624/2007/EC (
OJ L 347, 20.12.2013, p. 209
), and in particular Article 5 thereof.
14 02 02
Membership of international organisations in the field of customs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 142 890
1 142 890
1 126 000
1 126 000
1 113 136,98
1 113 136,98
Remarks
This appropriation is intended to cover the contributions of the Union to the World Customs Organisation (WCO).
Legal basis
Council Decision 2007/668/EC of 25 June 2007 on the exercise of rights and obligations akin to membership ad interim by the European Community in the World Customs Organisation (
OJ L 274, 18.10.2007, p. 11
).
14 02 51
Completion of former programmes in customs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Any revenue from the participation of third countries, other than candidate countries and Western Balkan potential candidates, in customs cooperation agreements entered in Item 6 0 3 2 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this article in accordance points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (
OJ L 184, 17.7.1999, p. 23
).
Council Decision 2000/305/EC of 30 March 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Switzerland concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (
OJ L 102, 27.4.2000, p. 50
).
Council Decision 2000/506/EC of 31 July 2000 on the conclusion of an Agreement in the form of an Exchange of Letters between the European Community and Norway concerning the extension of the common communication network/common system interface (CCN/CSI) within the framework of the Convention on a common transit procedure (
OJ L 204, 11.8.2000, p. 35
).
Decision No 253/2003/EC of the European Parliament and of the Council of 11 February 2003 adopting an action programme for customs in the Community (Customs 2007) (
OJ L 36, 12.2.2003, p. 1
).
Decision No 624/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing an action programme for customs in the Community (Customs 2013) (
OJ L 154, 14.6.2007, p. 25
).
Decision No 70/2008/EC of the European Parliament and of the Council of 15 January 2008 on a paperless environment for customs and trade (
OJ L 23, 26.1.2008, p. 21
).
Regulation (EC) No 450/2008 of the European Parliament and of the Council of 23 April 2008 laying down the Community Customs Code (Modernised Customs Code) (
OJ L 145, 4.6.2008, p. 1
).
CHAPTER 14 03 —
   
TAXATION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
14 03
TAXATION
14 03 01
Improving the proper functioning of the taxation systems
1.1
32 993 000
27 400 000
32 570 000
30 303 000
32 759 365,78
31 311 748,71
114,28
14 03 02
Membership of international organisations in the field of taxation
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
14 03 77
Pilot projects and preparatory acts
14 03 77 01
Pilot project — Digital fiscal education system and tax payments
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
235 681,91
14 03 77 02
Pilot project — Capacity building, programmatic development and communication in the context of the fight against tax avoidance, tax evasion and tax fraud
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
204 208,87
14 03 77 03
Pilot project — Monitoring the amount of wealth hidden by individuals in offshore financial centres and the impact of recent internationally agreed standards on tax transparency on the fight against tax evasion
1.1
p.m.
70 000
140 000
70 000
14 03 77 04
Preparatory action — EU Tax and Financial Crimes Observatory - Capacity building to support Union policymaking in the area of taxation
1.1
1 200 000
300 000
Article 14 03 77 — Subtotal
1 200 000
370 000
140 000
70 000
0 ,—
439 890,78
118,89
Chapter 14 03 — Total
34 193 000
27 770 000
32 710 000
30 373 000
32 759 365,78
31 751 639,49
114,34
14 03 01
Improving the proper functioning of the taxation systems
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 993 000
27 400 000
32 570 000
30 303 000
32 759 365,78
31 311 748,71
Remarks
This appropriation is intended to cover expenditure on the implementation of the Fiscalis 2020 programme, and in particular the financing of joint actions, IT capacity building and human competency building.
It covers in particular:
—
the cost of the acquisition, development, maintenance, operation and quality control of Union components of European information systems. The Union components of the European information systems are: (1) IT assets such as the hardware, the software and the network connections of the systems including the associated data infrastructure; (2) IT services necessary to support the development, maintenance, improvement and operation of the systems; and (3) any other elements which, for reasons of efficiency, security and rationalisation, are identified by the Commission as common to participating countries,
—
expenses related to seminars, workshops, project groups, bilateral or multilateral controls, working visits, expert teams, public administration capacity building and supporting actions, studies, and communication projects,
—
the costs related to implementation of provisions for common training actions,
—
expenses pertaining to preparatory, monitoring, control, audit and evaluation activities required for the management of the programme and the achievement of its objectives,
—
the costs of any other activity required in support of the objectives and priorities set out for the programme.
Any revenue from the contributions from acceding countries, candidate countries, potential candidates benefiting from a pre-accession strategy and, partner countries under the European Neighbourhood Policy, provided they reached a sufficient level of approximation of the relevant legislation and administrative methods to those of the Union for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the participation of third countries, other than candidate countries and Western Balkan potential candidates, in taxation cooperation agreements entered in Item 6 0 3 2 of the statement of revenue will give rise to the provision of additional appropriations to be entered in this article in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 1286/2013 of the European Parliament and of the Council of 11 December 2013 establishing an action programme to improve the operation of taxation systems in the European Union for the period 2014-2020 (Fiscalis 2020) and repealing Decision No 1482/2007/EC (
OJ L 347, 20.12.2013, p. 25
), and in particular Article 5 thereof.
14 03 02
Membership of international organisations in the field of taxation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the contributions of the Union to the International Tax Dialogue (ITD).
Reference acts
Commission Decision of 4 June 2008 on the Community’s participation in the work of the International Tax Dialogue.
14 03 77
Pilot projects and preparatory acts
14 03 77 01
Pilot project — Digital fiscal education system and tax payments
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
235 681,91
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
14 03 77 02
Pilot project — Capacity building, programmatic development and communication in the context of the fight against tax avoidance, tax evasion and tax fraud
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
204 208,87
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
14 03 77 03
Pilot project — Monitoring the amount of wealth hidden by individuals in offshore financial centres and the impact of recent internationally agreed standards on tax transparency on the fight against tax evasion
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
70 000
140 000
70 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
New tax standards have been recently agreed and implemented to increase automatic exchange of tax information among tax authorities. Whether they are national (but with international effect, such as the Foreign Account Tax Compliance Act in the US) or international (such as the OECD Common Reporting Standards, implemented in the Union through Council Directive 2011/16/EU of 15 February 2011 on administrative cooperation in the field of taxation and repealing Directive 77/799/EEC (
OJ L 64, 11.3.2011, p. 1
)), the standards aim to curb tax evasion by individuals by ensuring greater access to information by tax authorities. This pilot project measures to what extent these measures are effective in curbing international tax evasion, since tax evaders might find new loopholes or shift their wealth to less compliant jurisdictions. On the basis of an analysis of data from multiple sources, including but not limited to the IMF, the Bank for International Settlements, the Commission and academics, this pilot project will present a study on cross-border transactions involving personal wealth (and therefore potentially relevant for tax evasion by individuals) such as portfolio investments, loans and deposits or foreign direct investments. The study will also look at potential new loopholes to be exploited in order to circumvent these standards (e.g. citizenship/residency programmes or other aggressive tax competition measures for high-net-worth individuals). The project builds on ongoing studies by the Commission (on the evaluation of Directive 2011/16/EU on administrative cooperation and on tax evasion by individuals) which were due in early 2019. With a timeframe of two years (2019-2020) and in a spirit of complementarity, this research will provide additional geographical and statistical information on offshore financial centres and their impact for the fight against tax evasion in the Union.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
14 03 77 04
Preparatory action — EU Tax and Financial Crimes Observatory - Capacity building to support Union policymaking in the area of taxation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 200 000
300 000
Remarks
The abundance of money laundering, tax evasion and tax avoidance revelations over the last few years has significantly shaken the confidence of European citizens, businesses and trade unions in the robustness and fairness of EU rules against money laundering, tax evasion and tax avoidance. When three out of four citizens expect the European Union to do more on taxation, it is essential to ensure that public interests and interests of all stakeholders are taken into account in designing initiatives to strengthen European rules against financial crimes, tax evasion and tax avoidance
This preparatory action will create a specialised and independent observatory on EU tax and financial crime matters, its main functions being to:
—
create a publicly-accessible repository of data on tax evasion and tax avoidance in the EU and the effects of policy reform in these domains;
—
disseminate the available data in a user-friendly manner and inform the wider public of issues relating to tax fairness, including related issues such as anti-money-laundering rules, for business and individual taxpayers and the wider public;
—
provide secretarial and management functions for a future multi-stakeholder expert forum, which inter alia would be a consultative body in charge of methodological guidance in the area of taxation and financial crime;
—
produce evidence and recommendations relating to combating tax evasion, tax avoidance and financial crime on the basis of the work of the forum;
—
liaise with different international organisations and national administrations on issues relating to EU tax and anti-money-laundering policymaking (i.e. anti-money-laundering legislation is necessary to counter tax evasion).
Given the role of this observatory, implementation of this preparatory action should be led by the Commission’s DG TAXUD, in close collaboration with other relevant DGs.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 14 04 —
   
POLICY STRATEGY AND COORDINATION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
14 04
POLICY STRATEGY AND COORDINATION
14 04 01
Implementation and development of the internal market
1.1
3 300 000
2 925 000
3 300 000
3 300 000
3 200 000 ,—
3 540 000 ,—
121,03
Chapter 14 04 — Total
3 300 000
2 925 000
3 300 000
3 300 000
3 200 000 ,—
3 540 000 ,—
121,03
14 04 01
Implementation and development of the internal market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 300 000
2 925 000
3 300 000
3 300 000
3 200 000 ,—
3 540 000 ,—
Remarks
This appropriation is intended cover expenditure on studies, evaluations, meetings of experts, information, communication and publications directly linked to the achievement of the measures coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
This appropriation is intended to cover expenditure arising in connection with measures contributing to the completion, operation and development of the internal market.
It supports Union customs policy and taxation policy and includes actions which cannot be financed by the Customs 2020 and Fiscalis 2020 programmes.
In the field of taxation and customs, this appropriation is intended primarily to cover:
—
the cost of consultations, studies, analyses and impact assessments,
—
activities in customs classification, and the acquisition of data,
—
investment in software,
—
the cost of translations,
—
expenditure on IT covering both equipment and services,
—
the production and development of publicity, awareness-raising and training materials.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 15
EDUCATION AND CULTURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 01
ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA
133 793 985
133 793 985
128 158 832
128 158 832
129 337 255,19
129 337 255,19
15 02
ERASMUS+ PROGRAMME
2 877 667 300
2 723 980 220
2 771 439 200
2 542 760 540
2 548 239 368,24
2 333 310 461,97
15 03
HORIZON 2020
1 529 321 765
1 343 557 218
1 401 735 695
1 182 518 932
1 422 927 102,67
1 259 542 363,45
15 04
CREATIVE EUROPE PROGRAMME
125 927 000
105 956 652
119 593 000
83 573 370
119 169 499,31
92 674 097,97
15 05
EUROPEAN SOLIDARITY CORPS
162 187 779
150 000 000
138 774 568
115 000 000
38 150 653 ,—
25 341 024,70
Title 15 — Total
4 828 897 829
4 457 288 075
4 559 701 295
4 052 011 674
4 257 823 878,41
3 840 205 203,28
CHAPTER 15 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
15 01
ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA
15 01 01
Expenditure relating to officials and temporary staff in the ‘Education and culture’ policy area
5.2
48 747 408
48 438 244
46 700 082,02
95,80
15 01 02
External personnel and other management expenditure in support of the ‘Education and culture’ policy area
15 01 02 01
External personnel
5.2
3 597 501
3 515 174
3 783 966,10
105,18
15 01 02 11
Other management expenditure
5.2
2 003 363
2 123 819
2 207 665,95
110,20
Article 15 01 02 — Subtotal
5 600 864
5 638 993
5 991 632,05
106,98
15 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Education and culture’ policy area
5.2
3 232 959
3 247 340
3 738 848,14
115,65
15 01 04
Support expenditure for operations and programmes in the ‘Education and culture’ policy area
15 01 04 01
Support expenditure for Erasmus+ programme
1.1
12 387 700
12 144 800
13 206 523,86
106,61
15 01 04 02
Support expenditure for Creative Europe Programme — Culture Sub-programme
3
988 270
943 870
1 159 433,15
117,32
15 01 04 03
Support expenditure for the European Solidarity Corps
1.1
2 962 500
3 612 500
4 017 306,06
135,61
Article 15 01 04 — Subtotal
16 338 470
16 701 170
18 383 263,07
112,52
15 01 05
Support expenditure for research and innovation programmes in the ‘Education and culture’ policy area
15 01 05 01
Expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
2 304 921
2 226 977
2 112 592 ,—
91,66
15 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
931 039
912 784
815 737 ,—
87,62
15 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
1 318 824
1 318 824
1 126 993,95
85,45
Article 15 01 05 — Subtotal
4 554 784
4 458 585
4 055 322,95
89,03
15 01 06
Executive agencies
15 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from Erasmus+ programme
1.1
26 063 000
27 174 000
27 024 496 ,—
103,69
15 01 06 02
Education, Audiovisual and Culture Executive Agency — Contribution from Creative Europe Programme
3
12 333 000
12 129 000
12 528 684 ,—
101,59
15 01 06 03
Education, Audiovisual and Culture Executive Agency — Contribution from European Solidarity Corps
1.1
937 500
937 500
375 000 ,—
40,00
Article 15 01 06 — Subtotal
39 333 500
40 240 500
39 928 180 ,—
101,51
15 01 60
Library and e-resources
5.2
2 719 000
2 594 000
2 630 366,42
96,74
15 01 61
Cost of organising graduate traineeships with the institution
5.2
13 267 000
6 840 000
7 909 560,54
59,62
Chapter 15 01 — Total
133 793 985
128 158 832
129 337 255,19
96,67
15 01 01
Expenditure relating to officials and temporary staff in the ‘Education and culture’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
48 747 408
48 438 244
46 700 082,02
15 01 02
External personnel and other management expenditure in support of the ‘Education and culture’ policy area
15 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 597 501
3 515 174
3 783 966,10
15 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 003 363
2 123 819
2 207 665,95
15 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Education and culture’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 232 959
3 247 340
3 738 848,14
15 01 04
Support expenditure for operations and programmes in the ‘Education and culture’ policy area
15 01 04 01
Support expenditure for Erasmus+ programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
12 387 700
12 144 800
13 206 523,86
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the Erasmus+ programme and the achievement of its objectives; in particular, studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union as far as they are related to the general objectives of this item, expenses linked to IT focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 15 02.
15 01 04 02
Support expenditure for Creative Europe Programme — Culture Sub-programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
988 270
943 870
1 159 433,15
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the Creative Europe programme and the achievement of its objectives; in particular studies, meetings of experts, information and communication actions, including institutional communication of the political priorities of the Union in so far as they are related to the general objectives of this item, and expenses connected with IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission in managing the programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 15 04.
15 01 04 03
Support expenditure for the European Solidarity Corps
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 962 500
3 612 500
4 017 306,06
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the European Solidarity Corps and the achievement of its objectives; in particular, studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union as far as they are related to the general objectives of this item, expenses linked to IT focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of this initiative.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Reference acts
See Article 15 05 01.
15 01 05
Support expenditure for research and innovation programmes in the ‘Education and culture’ policy area
15 01 05 01
Expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 304 921
2 226 977
2 112 592 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020, occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 15 03.
15 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
931 039
912 784
815 737 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 15 03.
15 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 318 824
1 318 824
1 126 993,95
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 15 03.
15 01 06
Executive agencies
15 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from Erasmus+ programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
26 063 000
27 174 000
27 024 496 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred because of the Agency’s participation in managing the Erasmus+ programme under Heading 1a, as well as to cover costs of the Agency arising from the management of the completion of the cooperation programmes in higher education and vocational education and training, and the Youth in Action programme of the 2007 to 2013 multiannual financial framework.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The total assigned revenue received under Items 6 0 3 1 and 6 0 3 3 of the statement of revenue is estimated at EUR 1 400 000.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Reference acts
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Commission Decision C(2013) 9189 of 18 December 2013 delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture, comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
15 01 06 02
Education, Audiovisual and Culture Executive Agency — Contribution from Creative Europe Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
12 333 000
12 129 000
12 528 684 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred because of the Agency’s participation in managing the Creative Europe Programme under Heading 3b as well as to cover the operating costs arising from the management of the 2007 to 2013 multiannual financial framework.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1295/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Creative Europe Programme (2014 to 2020) and repealing Decisions No 1718/2006/EC, No 1855/2006/EC and No 1041/2009/EC (
OJ L 347, 20.12.2013, p. 221
).
Reference acts
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Commission Decision C(2013) 9189 of 18 December 2013 delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture, comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
15 01 06 03
Education, Audiovisual and Culture Executive Agency — Contribution from European Solidarity Corps
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
937 500
937 500
375 000 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred because of the Agency’s participation in managing the European Solidarity Corps.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes as entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
Reference acts
Commission Decision C(2013) 9189 of 18 December 2013 delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture, comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
Commission Implementing Decision (EU) 2018/1716 of 13 November 2018 amending Implementing Decision 2013/776/EU establishing the Education, Audiovisual and Culture Executive Agency (
OJ L 286, 14.11.2018, p. 33
).
15 01 60
Library and e-resources
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 719 000
2 594 000
2 630 366,42
Remarks
This appropriation is intended to cover:
—
the purchase of books, e-books and other publications, the updating of existing volumes,
—
expenditure on subscriptions to newspapers, specialist periodicals, documentary databases,
—
expenditure on subscriptions to cataloguing databases,
—
expenditure on other specialised publications in print and online,
—
the purchase of training and promotional material (maximum amount of EUR 15 000),
—
the cost of binding and other expenditure necessary for the preservation of books and publications.
It does not cover expenditure incurred by:
—
Joint Research Centre sites, for which expenditure is entered in Article 01 05 of each title concerned,
—
Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03,
—
similar expenditure incurred outside the Union entered in Item 01 03 02 of each title concerned.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 18 000.
15 01 61
Cost of organising graduate traineeships with the institution
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
13 267 000
6 840 000
7 909 560,54
Remarks
This appropriation is intended to cover the costs of in-service traineeships for graduates. This traineeship is designed to provide them with an overview of the objectives set and the challenges faced by the Union, an insight into how its institutions work and an opportunity to enhance their knowledge through work experience at the Commission.
This appropriation covers the payment of grants and other related costs (supplement for persons with disabilities, accident and sickness insurance, contribution to travelling costs linked to the traineeship, at the beginning and at the end of the traineeship, costs of events organised in the framework of the traineeship programme, e.g. training and supporting activities, visits, promotional materials, hosting and reception costs).
The selection of trainees is based on objective and transparent criteria.
The amount of related assigned revenue in accordance with Article 21(6) of the Financial Regulation is estimated at EUR 2 065 000.
CHAPTER 15 02 —
   
ERASMUS+ PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 02
ERASMUS+ PROGRAMME
15 02 01
Promoting excellence and cooperation in the European education, training and youth area, its relevance to the labour market and the participation of young people in European democratic life
15 02 01 01
Promoting excellence and cooperation in the European education and training area and its relevance to the labour market
1.1
2 538 161 453
2 415 509 851
2 461 036 200
2 261 000 000
2 195 062 257,92
1 988 733 259,81
82,33
15 02 01 02
Promoting excellence and cooperation in the European youth area and the participation of young people in European democratic life
1.1
194 795 054
187 583 896
185 870 000
175 950 000
245 895 478,17
255 435 347,31
136,17
Article 15 02 01 — Subtotal
2 732 956 507
2 603 093 747
2 646 906 200
2 436 950 000
2 440 957 736,09
2 244 168 607,12
86,21
15 02 02
Promoting excellence in teaching and research activities in European integration through the Jean Monnet Activities worldwide
1.1
48 962 793
47 906 253
45 000 000
43 858 000
45 397 320,21
43 908 614,99
91,66
15 02 03
Developing the European dimension in sport
1.1
64 998 000
50 000 000
55 200 000
43 000 000
46 125 761,70
38 065 412,24
76,13
15 02 51
Completion line for lifelong learning, including multilingualism
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
457 187,56
15 02 53
Completion line for youth and sport
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
15 02 77
Pilot projects and preparatory actions
15 02 77 09
Preparatory action — E-Platform for Neighbourhood
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
15 02 77 10
Pilot project — Promoting health-enhancing physical activity across Europe
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
75 240,06
15 02 77 11
Pilot project — Improving learning outcomes by supporting novice teachers through online learning, coaching and mentoring
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
199 670 ,—
15 02 77 16
Preparatory action — Evaluation of higher-education entrepreneurship programmes
1.1
p.m.
121 263
p.m.
242 024
0 ,—
121 262,50
100,00
15 02 77 17
Pilot project — Altiero Spinelli Prize for Outreach
1.1
p.m.
p.m.
p.m.
200 000
300 000 ,—
709 741,21
15 02 77 18
Pilot project — Sport as a tool for integration and social inclusion of refugees
3
p.m.
686 713
p.m.
197 463
1 389 566,94
809 424,86
117,87
15 02 77 19
Pilot project — Monitoring and coaching, through sports, of youngsters at risk of radicalisation
3
p.m.
p.m.
p.m.
146 553
0 ,—
586 208,26
15 02 77 20
Preparatory action — DiscoverEU: Free travel pass for Europeans turning 18
1.1
25 000 000
19 250 000
16 000 000
14 000 000
11 995 171,58
3 623 108,29
18,82
15 02 77 21
Preparatory action — Exchanges and mobility in sport
1.1
1 500 000
605 244
1 500 000
750 000
1 171 469,76
581 934,88
96,15
15 02 77 22
Preparatory action — Sportue — Promotion of European values through sport initiatives at municipal level
1.1
p.m.
p.m.
p.m.
p.m.
902 341,96
4 050 ,—
15 02 77 23
Preparatory action — Monitoring and coaching, through sports, of youngsters at risk of radicalisation
1.1
1 000 000
250 000
2 000 000
1 000 000
15 02 77 24
Pilot project — A first step towards a European framework for mobility for makers
1.1
p.m.
87 500
350 000
175 000
15 02 77 25
Preparatory action — Altiero Spinelli Prize for Outreach
1.1
p.m.
650 000
800 000
400 000
15 02 77 26
Pilot project — Jan Amos Prize for the Union’s best teacher teaching about the Union
1.1
p.m.
350 000
350 000
175 000
15 02 77 27
Preparatory action — Recognition of school study periods abroad
1.1
p.m.
167 000
333 000
166 500
15 02 77 28
Preparatory action — Sport as a tool for integration and social inclusion of refugees
1.1
1 750 000
437 500
3 000 000
1 500 000
15 02 77 29
Preparatory action — Grassroots sports programmes and infrastructure innovation
1.1
1 500 000
375 000
Article 15 02 77 — Subtotal
30 750 000
22 980 220
24 333 000
18 952 540
15 758 550,24
6 710 640,06
29,20
Chapter 15 02 — Total
2 877 667 300
2 723 980 220
2 771 439 200
2 542 760 540
2 548 239 368,24
2 333 310 461,97
85,66
15 02 01
Promoting excellence and cooperation in the European education, training and youth area, its relevance to the labour market and the participation of young people in European democratic life
15 02 01 01
Promoting excellence and cooperation in the European education and training area and its relevance to the labour market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 538 161 453
2 415 509 851
2 461 036 200
2 261 000 000
2 195 062 257,92
1 988 733 259,81
Remarks
In line with the general objective of the Erasmus+ programme and in particular with the objectives of the Strategic framework for European cooperation in education and training (ET 2020), as well as in support of the sustainable development of third countries in the field of higher education, this appropriation is intended to pursue the following specific objectives in the field of education and training:
—
to improve the level of key competences and skills with particular regard to their relevance for the labour market and contribution to a cohesive society, notably through increased opportunities for learning mobility and strengthened cooperation between the world of education and training and the world of work,
—
to foster quality improvements, innovation excellence and internationalisation at the level of education and training institutions, notably through enhanced transnational cooperation between education and training providers and other stakeholders,
—
to promote the emergence and raise awareness of a European lifelong learning area, to complement policy reforms at national level and to support the modernisation of education and training systems, notably through enhanced policy cooperation, better use of Union transparency and recognition tools and the dissemination of good practices,
—
to enhance the international dimension of education and training, notably through cooperation between Union and third country institutions in the field of vocational education and training (VET) and in higher education, by increasing the attractiveness of European higher education institutions and supporting the Union’s external action, including its development objectives, through the promotion of mobility and cooperation between the Union and third country higher education institutions and targeted capacity building in third countries,
—
to improve the teaching and learning of languages and to promote the Union’s broad linguistic diversity and intercultural awareness, including minority and endangered languages,
—
to support free, high-quality public education in such a way as to guarantee that no pupil is denied access to or forced to break off any level of education on economic grounds, with particular attention being paid to the first years of schooling, with a view to preventing early school-leaving and ensuring that children from the least-favoured sections of society can be fully integrated,
—
to promote Erasmus+ among all citizens and generations, including by offering activities of education and exchanges of experiences to seniors, with a view to building and adding solidity to the European identity.
This appropriation should also be used to implement initiatives under Erasmus+ to continue work on social inclusion and non-discrimination.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (f) of Article 21(3) and Article 22(1) of the Financial Regulation.
The total assigned revenue received under Items 6 0 3 1 and 6 0 3 3 of the statement of revenue is estimated at EUR 125 000 000.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 35 000 000.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
15 02 01 02
Promoting excellence and cooperation in the European youth area and the participation of young people in European democratic life
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
194 795 054
187 583 896
185 870 000
175 950 000
245 895 478,17
255 435 347,31
Remarks
In line with the general objective, this appropriation is intended to pursue the following specific objectives in the area of youth:
—
to improve the level of key competences and skills of young people, including those with fewer opportunities, as well as to promote participation in democratic life in Europe and the labour market, active citizenship, intercultural dialogue, social inclusion and solidarity, notably through increased learning mobility opportunities for young people, those active in youth work or youth organisations and youth leaders, and through strengthened links between the youth field and the labour market,
—
to foster quality improvements in youth work, notably through enhanced cooperation between organisations in the youth field and other stakeholders,
—
to complement policy reforms at local, regional and national level and to support the development of knowledge and evidence-based youth policy as well as the recognition of non-formal and informal learning, notably through enhanced policy cooperation, better use of Union transparency and recognition tools and the dissemination of good practices,
—
to enhance the international dimension of youth activities and the role of youth workers and organisations as support structures for young people in complementarity with the Union’s external action, notably through the promotion of mobility and cooperation between the Union and third country stakeholders and international organisations and through targeted capacity building in third countries.
This appropriation should also be used to implement initiatives under the Erasmus+ programme to continue work on social inclusion and non-discrimination, and should contribute to a proper strategy at Union level.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
This appropriation is also intended to build on the lessons learnt from the ‘New Narrative for Europe’ project with a view to incorporating these into activities within the ‘youth’ strand of Erasmus+ programme. The New Narrative for Europe has proved to be successful, first as a pilot project and subsequently as a preparatory action, in fostering debate with young people at grassroots level and collecting fresh views about the Union's current challenges, ways forward and the future of the European project. The assessment should consider how best to include the chief aims of the New Narrative for Europe into the programme proper.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The total assigned revenue received under Items 6 0 3 1 and 6 0 3 3 of the statement of revenue is estimated at EUR 9 300 000.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 8 000 000.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
15 02 02
Promoting excellence in teaching and research activities in European integration through the Jean Monnet Activities worldwide
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
48 962 793
47 906 253
45 000 000
43 858 000
45 397 320,21
43 908 614,99
Remarks
In line with the general objective, this appropriation is intended to pursue the following specific objectives of the Jean Monnet Activities:
—
to promote teaching and research on European integration worldwide among specialist academics, learners and citizens, notably through the creation of Jean Monnet Chairs and other academic activities, as well as by providing aid for other knowledge-building activities at higher education institutions,
—
to support the activities of academic institutions or associations active in the field of European integration studies and support a Jean Monnet label for excellence,
—
to support the activities of academic institutions or associations active in the field of European integration studies,
—
to support European academic institutions pursuing an aim of European interest,
—
to promote policy debate and exchanges between the academic world and policymakers on Union policy priorities.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The total assigned revenue received under Items 6 0 3 1 and 6 0 3 3 of the statement of revenue is estimated at EUR 2 300 000.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
15 02 03
Developing the European dimension in sport
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
64 998 000
50 000 000
55 200 000
43 000 000
46 125 761,70
38 065 412,24
Remarks
In line with the general objective, this appropriation is intended to cover support of the implementation of Union policies in areas that correspond to the Chapter’s specific objectives and actions (Articles 16 and 17 of Regulation (EU) No 1288/2013).
The Sport Chapter of the Erasmus+ programme pursues the following specific objectives in the area of sport:
—
to tackle transnational threats to sport such as doping, match fixing, violence, racism and intolerance,
—
to support good governance in sport and dual careers of athletes,
—
to promote voluntary activities in sport, social inclusion, equal opportunities and health-enhancing physical activity through increased participation in sport.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The total assigned revenue received under Items 6 0 3 1 and 6 0 3 3 of the statement of revenue is estimated at EUR 3 200 000.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
15 02 51
Completion line for lifelong learning, including multilingualism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
457 187,56
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Council Decision 1999/382/EC of 26 April 1999 establishing the second phase of the Community vocational training action programme ‘Leonardo da Vinci’ (
OJ L 146, 11.6.1999, p. 33
).
Decision No 253/2000/EC of the European Parliament and of the Council of 24 January 2000 establishing the second phase of the Community action programme in the field of education ‘Socrates’ (
OJ L 28, 3.2.2000, p. 1
).
Decision No 2317/2003/EC of the European Parliament and of the Council of 5 December 2003 establishing a programme for the enhancement of quality in higher education and the promotion of intercultural understanding through cooperation with third countries (Erasmus Mundus) (2004 to 2008) (
OJ L 345, 31.12.2003, p. 1
).
Decision No 2241/2004/EC of the European Parliament and of the Council of 15 December 2004 on a single Community framework for the transparency of qualifications and competences (Europass) (
OJ L 390, 31.12.2004, p. 6
).
Decision No 1720/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing an action programme in the field of lifelong learning (
OJ L 327, 24.11.2006, p. 45
).
Council Decision 2006/910/EC of 4 December 2006 concerning the conclusion of the Agreement between the European Community and the United States of America renewing the cooperation programme in higher education and vocational education and training (
OJ L 346, 9.12.2006, p. 33
).
Council Decision 2006/964/EC of 18 December 2006 on the conclusion of the Agreement between the European Community and the Government of Canada establishing a framework for cooperation in higher education, training and youth (
OJ L 397, 30.12.2006, p. 14
).
Decision No 1298/2008/EC of the European Parliament and of the Council of 16 December 2008 establishing the Erasmus Mundus 2009-2013 action programme for the enhancement of quality in higher education and the promotion of intercultural understanding through cooperation with third countries (
OJ L 340, 19.12.2008, p. 83
).
15 02 53
Completion line for youth and sport
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Decision No 1031/2000/EC of the European Parliament and of the Council of 13 April 2000 establishing the ‘Youth’ Community action programme (
OJ L 117, 18.5.2000, p. 1
).
Decision No 1719/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing the ‘Youth in Action’ programme for the period 2007 to 2013 (
OJ L 327, 24.11.2006, p. 30
).
15 02 77
Pilot projects and preparatory actions
15 02 77 09
Preparatory action — E-Platform for Neighbourhood
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 10
Pilot project — Promoting health-enhancing physical activity across Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
75 240,06
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 11
Pilot project — Improving learning outcomes by supporting novice teachers through online learning, coaching and mentoring
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
199 670 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 16
Preparatory action — Evaluation of higher-education entrepreneurship programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
121 263
p.m.
242 024
0 ,—
121 262,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 17
Pilot project — Altiero Spinelli Prize for Outreach
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
200 000
300 000 ,—
709 741,21
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 18
Pilot project — Sport as a tool for integration and social inclusion of refugees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
686 713
p.m.
197 463
1 389 566,94
809 424,86
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 19
Pilot project — Monitoring and coaching, through sports, of youngsters at risk of radicalisation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
146 553
0 ,—
586 208,26
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 20
Preparatory action — DiscoverEU: Free travel pass for Europeans turning 18
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
25 000 000
19 250 000
16 000 000
14 000 000
11 995 171,58
3 623 108,29
Remarks
This preparatory action serves as a follow-up to the first trial conducted in 2018 prior to setting up a fully-fledged programme providing every European turning 18 with a free travel pass. The objective is not only to give them an opportunity to explore Europe’s cultural diversity, but also, more importantly, to better connect young people with European identity and raise awareness of the Union’s core values.
Because of low purchasing power, cultural obstacles and a lack of inclusive and targeted projects, a substantial number of very young Europeans have never or rarely travelled within Europe. This is particularly true for particular regions of Europe and for low-income families. Although educational exchange programmes exist and have benefited many Europeans, the Union has still not managed to set up an easy and inclusive tool providing any European, regardless of social or educational background, with a travel experience that would foster a European identity, familiarise them with a sustainable and clean mode of transport, and connect them with other cultures.
The European Parliament has repeatedly welcomed the DiscoverEU initiative and stressed that, if it were socially and geographically inclusive and at all times tied in with educational and cultural objectives, it could offer younger generations a chance to take advantage of freedom of movement and travel in an environment-friendly way.
The first steps under the initial project were taken in 2018 and have made it possible to explore the conditions needed for the operational aspects to be successful. Insight from the initial trial could be fine-tuned to ensure that more youngsters benefit from the project and correct shortcomings found during the first year of implementation by meeting the following key requirements and objectives:
Principal requirements:
The Commission must build on the first year of implementation of the preparatory action; however, the preparatory action must be seen as unique and independent, in particular with a view to targeting young people who are currently not covered by any programme of the Union.
Accordingly, programmes such as Erasmus+ must not be affected by the preparatory action.
The preparatory action will cover young people from all Member States regardless of whether they are part of the Interrail network (the five Member States currently not covered being Estonia, Latvia, Lithuania, Malta, Cyprus)
Action points:
—
pursuing contact with and involving the relevant stakeholders regarding the product offered to young people turning 18;
—
determining the number of young people who could be given the pass;
—
purchasing passes;
—
distributing passes to beneficiaries;
—
defining precisely what the DiscoverEU pass is to cover so as to match young people’s travel patterns (duration, validity, seasonal requirements, time and budgetary constraints, load factors);
—
making the system more user-friendly for 18-year-olds applying for passes;
—
improving the process for selecting the users who will benefit from the preparatory action, including defining criteria allowing inter alia all Member States to be covered, including the five that are currently not covered by the Interrail network, i.e. Estonia, Latvia, Lithuania, Malta and Cyprus, and better targeting young people who are not already benefiting from a European programme;
—
improving the voucher scheme for distributing and personalising passes in close cooperation with relevant stakeholders;
—
investigating together with the relevant stakeholders, mechanisms to encourage specific itineraries for young people to really experience Europe (to include less ‘popular’ destinations);
—
improving the arrangements for publicising the programme, so as to ensure visibility, with a particular focus on linking the initiative to a campaign on European identity and values;
—
developing a creative and participative way for users to share and follow-up their experience (e.g. a photo competition and exhibition in the European Parliament and social media contributions).
The preparatory action should be implemented in 2020.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 21
Preparatory action — Exchanges and mobility in sport
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
605 244
1 500 000
750 000
1 171 469,76
581 934,88
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action is aimed to provide an opportunity for sport support team staff (sportsmen’s and sportswomen’s entourages) to improve their qualifications and acquire new skills through spending a period abroad (inside and outside the Union). Opportunities for learning mobility in this context are provided for:
—
coaching staff — volunteers — professional sport,
—
coaching staff — volunteers in not-for-profit sports organisations.
In a second phase, the preparatory action is aimed to support sportsmen and sportswomen in pursuing dual careers through exchanges (with Member States as well as third countries), with a focus on education without jeopardising their sporting careers. This will enhance their future employability as well as their personal development.
The initiative is based on the following:
—
exchanges,
—
placements,
—
periods of study,
—
job-shadowing.
The action could have an impact in three major fields:
—
improving the knowledge and know-how of sport support team staff,
—
allowing students who play sport to have access to training sessions (including facilities) on the same conditions as nationals,
—
developing international cooperation in the field of mobility and education in sport.
The expected outcomes include:
(1)
a regular exchange scheme for sport support team staff;
(2)
establishment of European networks of coaches and sport support team staff and, during the second phase, of dual-career service providers.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 22
Preparatory action — Sportue — Promotion of European values through sport initiatives at municipal level
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
902 341,96
4 050 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Organisations that encourage and support European cities to excel in sport have greatly contributed to the promotion of physical activities. Moreover, they have helped municipalities throughout Europe to score major achievements such as increasing the percentage of people who practice sport, integrating communities and social sectors, attracting investment to the community, generating new opportunities, increasing focus on sport policies involving other areas such as education, health, social affairs and tourism. All this has been done under the Union brand, with a common sense of belonging, and European pride at the same time. Increased support for organisations promoting sport and physical activity at municipal level, in particular in the context of the European Capital, City, Community and Town of Sport, will certainly have a great impact, and furthermore increase the associated benefits of sport and physical activity for all citizens. There is a clear need to support organisations that work all year round in this field in terms of capacity building, networking and ability to develop specific projects at local level.
This preparatory action is aimed to support organisations that promote sport initiatives at local level with the goal of disseminating the positive values of sport.
The main goals of this action are to:
—
make it possible for the relevant organisations to develop a European approach to promoting sport at local level, helping them to become financially sustainable promoters of sport activities among the European public, on the basis of the principles of good governance, as promoted by international organisations and the Commission,
—
create or develop a network of cities and towns so that they can exchange best practices in the field,
—
raise awareness about strategies as to how local authorities, through their decisions and activities, can positively influence the well-being of the people who live there through sport and physical activity,
—
work with European sports policymakers to achieve the same objectives in line with possible changes in sports policy.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 23
Preparatory action — Monitoring and coaching, through sports, of youngsters at risk of radicalisation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
2 000 000
1 000 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This appropriation covers support for sport-related projects, organised by local actors and civil society, targeting young people from disadvantaged backgrounds — especially those who are considered at risk of radicalisation— with the aim of preventing marginalisation and radicalisation, tackling inequalities and helping these youngsters to find an identity and a sense of belonging.
Sports activities are extremely well-suited for community-building and strengthen social inclusion by respecting diversity and multicultural communities. Therefore, projects under this preparatory action will intend to offer sports, education and job coaching to teach essential skills, such as social and communicative competences, critical thinking and problem-solving.
Projects will ideally be organised in partnership with local authorities and be embedded in a wider anti-radicalisation action plan. Involvement of local organisations, well-acquainted with the local social fabric, will contribute to well-targeted actions and to a more structural approach to the challenges concerned.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 24
Pilot project — A first step towards a European framework for mobility for makers
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
87 500
350 000
175 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
The proliferation of makerspaces - 600 set up in Europe in 17 years - has not been paralleled by full interconnection between the centres concerned. That has already been established and demonstrated in various projects funded via Erasmus+ (Key Action: Cooperation for innovation and the exchange of good practices) such as ARTFIX, A Knowledge Alliance between HEIs, Makers and Manufacturers to Boost Open Design & Manufacturing in Europe, Fostering use of technical spaces in higher education, Makersspace for Inclusion.
Unfortunately, initiatives in this area do not cite mobility as one way of strengthening existing networks and encouraging innovation within them. The pilot project is part of an approach intended to address that shortcoming: mobility will make it possible to step up expansion of makerspaces and to interconnect these innovation centres more effectively. That will promote the exchange of good practices, knowledge and know-how, fostering the creation of a knowledge-based economy within a network already established in Europe. Through innovation, exchanges between maker communities would highlight different cultures and languages and would develop in each a strong sense of belonging to the Union.
Although there are provisions promoting learner mobility between the various training centres under the current Erasmus+ programme and in the Commission proposal for the next MFF, the opportunities for mobility for learners and teachers in makerspaces are not being sufficiently exploited.
To address these shortcomings, the pilot project will transpose best practices that have already been consolidated in the other mobility schemes under the Erasmus + programme, such as mobility for apprentices (Erasmus Pro) and for students (Erasmus).
Objectives
The preliminary objective is to enable the Union to identify and understand the maker network and to target its support by 2027, and to formally recognise the maker movement and validate the outcomes of innovation in fab labs.
The pilot project was to initially focus on ‘official’ fab labs, since they are recognised by the Fab Lab Foundation at MIT, because they comply with the Fab Lab Charter, and they already have an identified global network. The project will strengthen this sound basis by facilitating and encouraging mobility.
In addition, the mobility arrangements available are intended for learners and teachers in makerspaces in all Member States, thus going beyond existing restrictive collaborative frameworks that cover only a limited number of countries.
This first stage will lead on to the ultimate objective of the project, which is to establish a European framework for mobility for makers. This calls for obstacles to mobility to be eliminated and for soft skills to be recognised, which would enhance the employability and creativity of the young people involved. This framework should be backed up by a structured organisational set-up (e.g. services, including transport, accommodation, language courses, practical information and insurance agreements). Lastly, the approach taken must be coherent so that the benefits of mobility can be validated. The pilot project is supposed to be accessible to all categories of learners and teachers working in fab labs, in particular young people from disadvantaged social groups.
Mobility will make it easier to give all makers access to the various items of equipment available in the various fab labs, ultimately ensuring that the same expensive equipment is not duplicated across the network. Resource pooling is expected to result in specialisation by the various centres that have equipment and specific knowledge enabling them to become attractive centres of excellence.
Establishing this European framework will symbolise what could be the first building block in an intergenerational European programme embedded in a network that already exists, and is being expanded, in all Member States.
Actions proposed
In order to realise these objectives, the following non-exhaustive list of actions is proposed:
(1)
contact seminar;
(2)
benchmarking;
(3)
survey OUT, fab labs (public institutions, Member States);
(4)
survey IN, fab labs (within existing networks);
(5)
assessment of opportunities and obstacles;
(6)
mobilisation of partners.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 25
Preparatory action — Altiero Spinelli Prize for Outreach
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
650 000
800 000
400 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This appropriation is for a preparatory action with the same name as an earlier pilot project.
In recent years, the European project has been seemingly weakened from within and from without. Citizens’ trust needs to be restored, while knowledge of the European integration process and awareness of European culture and values need to be disseminated as widely as possible.
The pilot project was launched symbolically on the 30th anniversary of the death of Altiero Spinelli, one of the founding fathers of the European Union. Now, building on the 60th anniversary of the signing of the Treaty of Rome, concrete efforts must be undertaken to address a certain ‘disenchantment’ with the Union.
The aim of the Altiero Spinelli Prize for Outreach is to encourage, reward and provide European level recognition of and visibility for high-quality contributions dedicated to:
(1)
promoting knowledge of the Union and critical reflection on the past, present and future of the Union among non-specialist audiences and the general public. The role of citizens and civil society organisations in the European integration process, the intellectual history of European integration and the life and works of Altiero Spinelli fall under this category;
(2)
enhancing citizens’ understanding of the values, objectives and benefits of the European integration process, of the enormous accomplishments of the Union but also of failures, contradictions and dilemmas. Improving the general public’s understanding of the theory of models of integration (e.g. trade agreements, international organisations, federations) and comparative studies of existing integration models (e.g. the Union, African Union, Mercosur, United States of America, Canada) falls under this category;
(3)
proposing, testing and assessing innovative approaches and materials that European and national policy-makers, practitioners, civil society organisations and institutions in various fields can use to better inform, educate, inspire and empower citizens to develop positive and positively critical European identities and a European sense of belonging;
(4)
exposing anti-Union populist myths about various aspects of the European integration process, including extremist rhetoric based on intolerance and misinformation about the legitimacy, competences and actual work of the Union.
The prize is not intended to reward research as such; rather, it will be awarded for outstanding work that draws upon and best exploits, popularises, effectively communicates and spreads to wider society and to ordinary citizens the findings, knowledge and insights emerging from research into European integration processes, for example through publications, the media, newspapers, films and documentaries, as well as through institutional initiatives.
The prize was to be awarded to attractive, appealing, user-friendly, evidence-based/informed, scientifically rigorous, myth-busting and inspiring work that has a strong potential to achieve the objectives outlined above and that is suitable for outreach to a variety of lay, non-academic and non-specialist audiences.
There should be cooperation with existing programmes, e.g. Jean Monnet Actions, and also existing bodies, e.g. the Historical Archives of the European Union at the European University Institute.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 26
Pilot project — Jan Amos Prize for the Union’s best teacher teaching about the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
350 000
350 000
175 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
The Jan Amos Prize will be a Union-wide prize for the best secondary school teacher teaching about the Union; it is intended to strengthen the European dimension in school education. The name is taken from the first names of Comenius, the ‘teacher of nations’. The prize will reward the most attractive, innovative and informative methods used when teaching about the Union to secondary school pupils (15-19). Pupils in participating schools throughout the Union will elect their candidates. A selection board will choose three finalists and a winner (who will receive a cash prize at an award ceremony in the European Parliament).
Pupils will have to provide a video of their teacher teaching about the Union; videos will be available to all participants and – in case of the finalists – for the ceremony. The process could be coordinated by the European Parliament and Commission Representations in Member States. Involvement of youth organisations (e.g. the European Youth Parliament) is sought.
The selection process will be based on a set of criteria known to participants in advance. The aspects to be assessed include originality and innovations, implementation, quality of learning content, and pupils’ factual knowledge. In addition, the teachers will be nominated and introduced by their pupils.
The proposed budget will cover the necessary costs: the prize for winners, the cost of media campaigns, travel expenses and additional costs.
In Member States, calls for proposals will be issued in order to reach out to participating schools. The prize is inspired by the Czech national award for teachers: the Golden Amos.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 27
Preparatory action — Recognition of school study periods abroad
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
167 000
333 000
166 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action will support the implementation of the Council Recommendation on promoting the automatic mutual recognition of higher education and upper secondary education diplomas and the outcomes of learning periods abroad (
OJ C 444, 10.12.2018, p. 1
), specifically for the recognition of study periods abroad in secondary education. It could also support implementation of the future Commission programme for education and training in a strengthened strand on pupil mobility.
The two-year preparatory action involves creating a network of experts and stakeholders (representatives of Members States, the Commission, pupil mobility organisations, and other civil society organisations) that will facilitate peer learning across Member States, building on:
—
existing well-performing recognition systems;
—
the results of the public consultation conducted in January 2018 by the Commission and the European Federation for Intercultural Learning study ‘Recognition of school study periods abroad in Europe – an overview and policy recommendations’;
—
the work carried out in connection with the EU Key Competences Framework and by relevant associations and institutions;
—
the ‘Comenius individual pupil mobility’ pilot project carried out in 2007-2008, which laid the foundations for launching the Commission funding programme in 2009.
The specific activities are:
(1)
analysing how the key principles of the Council Recommendation can be applied to national education systems and contexts in Member States, and proposing potential ways forward for the adoption of national-level policies;
(2)
testing the recognition frameworks developed on a significant sample of exchange students;
(3)
creating an online platform that will allow users to navigate across different systems and understand procedures and requirements, linking in with the School Education Gateway;
(4)
developing a conceptual model for training relevant education stakeholders in competence-based assessment after a school study period abroad; this will be done in cooperation with relevant associations, networks and institutions;
(5)
disseminating the results of the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 28
Preparatory action — Sport as a tool for integration and social inclusion of refugees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 750 000
437 500
3 000 000
1 500 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Sports initiatives to integrate refugees and promote social inclusion have proven to be successful in the European context as well as in conflict zones and neighbouring areas. However, existing programmes, even if open to social inclusion, do not provide sufficient support for sports organisations, in particular in terms of capacity building and the possibility of working with non-EU partners, in order to help effectively integrate refugees through sport. These practices can be adapted and scaled to effectively engage refugee, host and conflict communities and multiply the impact of efforts to mitigate the refugee crisis in the Member States.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) No 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 02 77 29
Preparatory action — Grassroots sports programmes and infrastructure innovation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
Grassroots sports is a traditional and slowly evolving area. Society in general and individuals’ needs and preferences regarding sports, however, change more rapidly. Indeed, participation figures highlight a growing mismatch between the provision of opportunities for sports via traditional sports organisations and the demand for sports from individuals. The way in which sports associations and clubs are organised and their lack of innovation prevents them from bridging this gap. This project will challenge parties outside the traditional sports structure to propose innovative solutions to bring sports supply into line with individuals’ demand at all levels, and provide a sports innovation ecosystem to make it possible for new ways of playing sports to be offered to the general public faster.
In order to produce a working innovative ecosystem for grassroots sports organisations, two things are needed: new, soft programmes offering sports in new ways, and a flexible sports infrastructure able to host different sports at a single location.
This preparatory action will identify and test multiple promising innovations in both categories. To achieve this, innovation challenges will be organised that select and reward promising innovations by any interested party (institution, company, start-up, individual(s) or other parties), which can be introduced and tested over a substantial period (minimum six months). The funding will be invested in soft programmes and new (small) sports infrastructure.
The final aim of the preparatory action is to include tested innovations in the ecosystem of existing sports clubs and infrastructure. Examples of soft programmes might be three-a-side football, cross-overs between different sports (e.g. fitness and football) or recurring local mini-tournaments. Examples of new small infrastructure innovations might be flexible pitch line marking systems or sensors to indicate what pitches are available and which is in current use. Successfully tested examples will be shared with European stakeholders via an online platform, with the cooperation of European governing bodies such as UEFA.
The action will:
—
unlock innovative solutions for non-traditional sports by organising open innovation challenges;
—
increase the number of people practising sports by offering new concepts;
—
increase the use of existing sports infrastructure.
The expected outcomes include:
—
a number of tested innovative soft programmes that can be integrated into grassroots sports clubs;
—
a number of tested innovative small infrastructure elements that can be incorporated into existing sports infrastructure;
—
new methods to increase sports participation through innovation, which will have beneficial effects on public health and social integration;
—
learning how to include non-traditional stakeholders in bringing innovation to the sports landscape, to be shared through European association structures.
Since the expected outcomes of this action include changes to the existing sports infrastructure, it is not eligible under the Erasmus+ programme.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 15 03 —
   
HORIZON 2020
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 03
HORIZON 2020
15 03 01
Excellent science
15 03 01 01
Marie Skłodowska-Curie actions — generating, developing and transferring new skills, knowledge and innovation
1.1
1 032 643 417
865 158 632
945 586 364
773 503 000
929 333 225,17
783 609 868,30
90,57
Article 15 03 01 — Subtotal
1 032 643 417
865 158 632
945 586 364
773 503 000
929 333 225,17
783 609 868,30
90,57
15 03 05
European Institute of Innovation and Technology — integrating the knowledge triangle of higher education, research and innovation
1.1
496 678 348
473 515 586
456 149 331
396 015 932
430 479 675,16
345 176 976 ,—
72,90
15 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
15 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
62 840 508,15
41 230 018,32
15 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
129 375,70
6 510 851,71
Article 15 03 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
62 969 883,85
47 740 870,03
15 03 51
Completion of previous research framework programme — the Seventh Framework Programme (2007-2013)
1.1
p.m.
4 883 000
p.m.
13 000 000
144 318,49
83 014 649,12
1 700,07
15 03 53
Completion line European Institute of Innovation and Technology
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 15 03 — Total
1 529 321 765
1 343 557 218
1 401 735 695
1 182 518 932
1 422 927 102,67
1 259 542 363,45
93,75
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) of the European Union, and for the completion of the previous research programmes (Seventh Framework Programme) and the completion of the European Institute of Innovation and Technology (EIT) from the previous financial period.
The Programme shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource-efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area. Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
It will be carried out in order to pursue the general objectives set out in Article 179 TFEU, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision-making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Article 15 03 05 and Item 15 03 50 01.
Administrative appropriations of this chapter will be provided under Article 15 01 05.
15 03 01
Excellent science
Remarks
This priority of Horizon 2020 aims to reinforce and extend the excellence in the Union’s science base and ensure a steady stream of world-class research to secure Europe’s long-term competitiveness. It will support the best ideas, develop talent within Europe, provide researchers with access to priority research infrastructure, and make Europe an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without predetermined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence.
15 03 01 01
Marie Skłodowska-Curie actions — generating, developing and transferring new skills, knowledge and innovation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 032 643 417
865 158 632
945 586 364
773 503 000
929 333 225,17
783 609 868,30
Remarks
Europe needs a strong and creative human resource base, mobile across countries and sectors, and has to be attractive for the best researchers, European and non-European. This will be achieved by structuring and raising excellence in a substantial share of the high-quality initial training of early stage researchers and doctoral candidates and by supporting attractive career opportunities for experienced researchers in both public and private sectors worldwide. Researchers are encouraged to move between countries, sectors and disciplines to enhance their creative and innovative potential. In addition, initiatives will be supported to raise awareness of the importance of the research career and to disseminate the results of research and innovation to the wider public.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 9 960 000.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (c) of Article 3(1) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
15 03 05
European Institute of Innovation and Technology — integrating the knowledge triangle of higher education, research and innovation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
496 678 348
473 515 586
456 149 331
396 015 932
430 479 675,16
345 176 976 ,—
Remarks
This appropriation is intended to cover European Institute of Innovation and Technology (EIT) staff and administrative expenditure, and operational expenditure relating to the work programme, including the knowledge and innovation communities (KICs) designated by the EIT.
In the framework of the EIT’s Strategic Innovation Agenda (SIA) and Regulation (EU) No 1292/2013, the EIT contributes to the general objective and priorities of ‘Horizon 2020 — The Framework Programme for Research and Innovation’, with the specific objective of integrating the knowledge triangle of higher education, research and innovation. The EIT aims to give Europe’s innovation capacity a much needed boost and its overall goal is to create a new European way of delivering essential economic growth and societal benefits through innovation by helping transform innovative ideas into products and services that create sustainable growth and jobs.
KICs are the operational base of the EIT. They are excellence-driven partnerships, which bring together the whole innovation web in order to offer new opportunities for innovation in Europe and generate real impact in terms of new business creation and societal benefits. They address focused innovation topics and integrate public and private research organisations, innovative industries, higher education institutions, investors, start-ups and spin-offs. The first three KICs were designated in December 2009 and address the following societal challenges: climate change mitigation and adaptation (through Climate-KIC), sustainable energy (through KIC InnoEnergy) and future information and communication society (through EITDigital). Two additional KICs were designated in 2014 in the themes of Raw Materials and Innovation for Healthy Living and Active Ageing. The EIT expanded its portfolio of KICs to up to three additional ones addressing the topics: Food for the Future (in 2016), Added Value Manufacturing and Urban Mobility(the last two selected by the end of 2018 have 1 year to complete their set-up and should become fully operational in 2020).
The EIT aims to generate tangible impact in the following areas:
—
addressing key societal challenges: the KICs combine expertise from across disciplines to ensure innovative and global responses to complex societal challenges,
—
setting a clear business-friendly framework: turning new ideas into tangible new products, services or business opportunities will be the main benchmark of the EIT’s and the KICs’ success,
—
enhancing the free flow of knowledge through co-location: the KICs are organised around co-location centres — geographical locations where most or the whole innovation chain is in close proximity. The emphasis is on people from diverse backgrounds (industry, SMEs, academia, nationality, gender, discipline, etc.) working together with face-to-face contact, thus leading to great mobility of knowledge,
—
creating a new generation of entrepreneurs: people with an entrepreneurial mindset are the drivers of innovation, thereby keeping our economies and societies moving. The EIT promotes entrepreneurship education as a key feature of KICs’ Masters and doctoral programmes by shifting the emphasis from ‘learning about’ to ‘learning by doing’. The Master and PhD programmes will provide students with the entrepreneurial skills they need to succeed in the knowledge economy, focusing on learning outcomes and the use of innovative teaching methods.
The EIT’s strategic objectives for this period are to consolidate and synergise its operations and to prepare for achieving the priorities set out in the Strategic Innovation Agenda (2014-2020): firstly, by incentivising growth, impact and sustainability by continuing to strengthen its partnership with the existing KICs whilst creating new KICs, leading up to a total portfolio of eight KICs in the period 2014-2020 (equalling the set-up of 40-50 co-location centres across the Union); secondly, by enhancing the EIT’s impact by fostering entrepreneurship-driven innovation across the Union through wide dissemination of novel innovation models attracting and developing talent from across Europe; and thirdly, by introducing new means of achieving impact, alongside results-oriented monitoring.
The establishment plan of the EIT is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 496 793 764. An amount of EUR 115 416 coming from the recovery of surplus is added to the amount of EUR 496 678 348 entered in the budget.
The corresponding amount intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development is estimated at EUR 30 000 000 for 2020.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
), and in particular Article 5(5) thereof.
Regulation (EU) No 1292/2013 of the European Parliament and of the Council of 11 December 2013 amending Regulation (EC) No 294/2008 establishing the European Institute of Innovation and Technology (
OJ L 347, 20.12.2013, p. 174
).
Decision No 1312/2013/EU of the European Parliament and of the Council of 11 December 2013 on Strategic Innovation Agenda of the European Institute of Innovation and Technology (EIT): the contribution of the EIT to a more innovative Europe (
OJ L 347, 20.12.2013, p. 892
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
15 03 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
15 03 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
62 840 508,15
41 230 018,32
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the period 2014 to 2020.
The corresponding amount is estimated at EUR 67 058 000.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
15 03 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
129 375,70
6 510 851,71
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
15 03 51
Completion of previous research framework programme — the Seventh Framework Programme (2007-2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
4 883 000
p.m.
13 000 000
144 318,49
83 014 649,12
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f)) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Council Decision 2006/973/EC of 19 December 2006 concerning the Specific Programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 272
).
15 03 53
Completion line European Institute of Innovation and Technology
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the EIT is set out in Annex ‘Staff’ to this section.
Legal basis
Regulation (EC) No 294/2008 of the European Parliament and of the Council of 11 March 2008 establishing the European Institute of Innovation and Technology (
OJ L 97, 9.4.2008, p. 1
).
CHAPTER 15 04 —
   
CREATIVE EUROPE PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 04
CREATIVE EUROPE PROGRAMME
15 04 01
Strengthening the financial capacity of SMEs and small and very small organisations in the European cultural and creative sectors, and fostering policy development and new business models
3
39 241 000
30 000 000
38 627 000
15 300 000
36 382 577,90
22 121 562,01
73,74
15 04 02
Culture Sub-programme — Supporting cross-border actions and promoting transnational circulation and mobility
3
76 746 000
67 200 000
71 276 000
59 000 000
74 639 750,81
61 933 985,24
92,16
15 04 04
House of European History
3
3 000 000
3 000 000
3 000 000
3 000 000
3 000 000 ,—
3 000 000 ,—
100,00
15 04 51
Completion of programmes/ and actions in the field of culture and language
3
p.m.
p.m.
p.m.
p.m.
0 ,—
3 025 622,44
15 04 77
Pilot projects and preparatory actions
15 04 77 09
Pilot project — Supporting networks of young creative entrepreneurs: Union and third countries
3
p.m.
p.m.
p.m.
p.m.
0 ,—
186 645,28
15 04 77 11
Preparatory action — New narrative on Europe
3
p.m.
p.m.
p.m.
180 000
0 ,—
176 132,73
15 04 77 12
Preparatory action — Europe for festivals, festivals for Europe (EFFE)
3
p.m.
105 000
p.m.
105 000
350 000 ,—
350 000 ,—
333,33
15 04 77 13
Pilot project — Fight against illicit trafficking in cultural objects
3
p.m.
200 000
p.m.
405 870
750 000 ,—
606 386,25
303,19
15 04 77 14
Preparatory action — Open micro-business models for innovation in European family-owned heritage houses
3
p.m.
p.m.
p.m.
150 000
0 ,—
132 975 ,—
15 04 77 16
Pilot project — Protecting the Jewish cemeteries of Europe: A full mapping process with research and monitoring and individual costed proposals for protection
3
p.m.
554 152
1 050 000
925 000
797 171 ,—
318 868 ,—
57,54
15 04 77 17
Preparatory action — European Houses of Culture
3
750 000
375 000
750 000
562 500
750 000 ,—
375 000 ,—
100,00
15 04 77 18
Preparatory action — Music Moves Europe: Boosting European music diversity and talent
1.1
2 500 000
2 880 000
3 000 000
2 600 000
1 500 000 ,—
246 921,10
8,57
15 04 77 19
Pilot project — Finance, Learning, Innovation and Patenting for Cultural and Creative Industries (FLIP for CCIs)
3
p.m.
510 000
1 050 000
925 000
999 999,60
199 999,92
39,22
15 04 77 20
Pilot project — Jewish Digital Cultural Recovery Project
3
490 000
245 000
490 000
245 000
15 04 77 21
Pilot project — Measuring the cultural and creative industries in the Union
1.1
p.m.
87 500
350 000
175 000
15 04 77 22
Preparatory action — Finance, Learning, Innovation and Patenting for Cultural and Creative Industries (FLIP for CCIs)
3
1 500 000
375 000
15 04 77 23
Preparatory action — Protecting the Jewish Cemeteries of Europe: a full mapping process with research and monitoring and individual costed proposals for protection
3
1 200 000
300 000
15 04 77 24
Preparatory action — Bottom-up policy development for culture and well-being in the Union
3
500 000
125 000
Article 15 04 77 — Subtotal
6 940 000
5 756 652
6 690 000
6 273 370
5 147 170,60
2 592 928,28
45,04
Chapter 15 04 — Total
125 927 000
105 956 652
119 593 000
83 573 370
119 169 499,31
92 674 097,97
87,46
15 04 01
Strengthening the financial capacity of SMEs and small and very small organisations in the European cultural and creative sectors, and fostering policy development and new business models
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
39 241 000
30 000 000
38 627 000
15 300 000
36 382 577,90
22 121 562,01
Remarks
This appropriation is intended to cover the following measures relating to Cross-sectoral Strand of the Creative Europe Programme.
The cultural and creative sector facility targets the cultural and creative sectors and has the following priorities: facilitate access to finance for small- and medium-sized enterprises and organisations in the European cultural and creative sectors; improve the capacity of financial institutions to assess cultural and creative projects, including technical assistance and networking measures.
This is achieved through:
—
providing guarantees to appropriate financial intermediaries from any country participating in the Creative Europe Programme,
—
providing financial intermediaries with additional expertise and capacity to evaluate risks associated with operators in the cultural and creative sectors.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (f) of Article 21(3) of the Financial Regulation.
Legal basis
Regulation (EU) No 1295/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Creative Europe Programme (2014 to 2020) and repealing Decisions No 1718/2006/EC, No 1855/2006/EC and No 1041/2009/EC (
OJ L 347, 20.12.2013, p. 221
).
15 04 02
Culture Sub-programme — Supporting cross-border actions and promoting transnational circulation and mobility
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
76 746 000
67 200 000
71 276 000
59 000 000
74 639 750,81
61 933 985,24
Remarks
This appropriation is intended to cover the following measures relating to the Culture Sub-programme of the Creative Europe Programme:
—
supporting actions providing operators with skills and know-how encouraging the adaption to digital technologies, including testing new approaches to audience building and business models,
—
supporting actions enabling operators to internationalise their careers in Europe and beyond,
—
providing support to strengthen European operators and international cultural networks in order to facilitate access to professional opportunities.
The priorities in the field of promoting transnational circulation shall be the following:
—
supporting international touring, events and exhibitions,
—
supporting the circulation of European literature,
—
supporting audience building as a means of stimulating interest in European cultural works.
Support measures of the Culture Sub-programme
The Culture Sub-programme provides support for the following measures:
—
transnational cooperation measures bringing together operators from different countries to undertake sectoral or cross-sectoral activities,
—
activities by European networks of operators from different countries,
—
activities by organisations providing a promotional European platform for the development of emerging talent and stimulating the circulation of artists and works, with a systemic and large scale effect,
—
support for literary translation,
—
special actions aiming to achieve greater visibility for the richness and diversity of European cultures, and stimulate intercultural dialogue and mutual understanding, including European cultural prizes, the European Heritage Label, and the European Capitals of Culture,
—
support scheme to the mobility of artists and professionals of the cultural and creative sectors,
—
supporting, where possible, the setting up of an European Museum Pass by contributing to the start-up costs of such a pass. This could include a feasibility study, the setting up of the necessary infrastructure and the promotion of the pass. Museums across Europe should as far as possible be consulted throughout the process and can opt-in on a voluntary basis. The system should subsequently become self-sustainable with a sharing of profits based on a key taking into account the number of visits and entry price.
This appropriation is also intended to cover payments in respect of commitments remaining to be settled from the 2018 European Year for Cultural Heritage. In line with the Joint Statement by the European Parliament and the Council attached to Decision (EU) 2017/864 of the European Parliament and of the Council of 17 May 2017 on a European Year of Cultural Heritage 2018 (
OJ L 131, 20.5.2017, p. 1
), EUR 7 000 000 of the appropriation against this article was specifically earmarked for this purpose.
This appropriation also covers the remaining payments of the projects selected under the special call for proposals for refugee integration in 2016.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 1295/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Creative Europe Programme (2014 to 2020) and repealing Decisions No 1718/2006/EC, No 1855/2006/EC and No 1041/2009/EC (
OJ L 347, 20.12.2013, p. 221
).
15 04 04
House of European History
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 000 000
3 000 000
3 000 000
3 000 000
3 000 000 ,—
3 000 000 ,—
Remarks
As specified in the Service Level Agreement between the European Parliament and the Commission, this appropriation is intended to cover the financial contribution of the Commission to the House of European History for the operational costs incurred by the European Parliament in respect of exhibitions, events and workshops organised which will increase knowledge, awaken curiosity and create opportunities to reflect on European history by means of a modern exhibition and documentation centre.
For the House of European History communication is a priority in order to make the institution known to citizens. Furthermore, the House’s cultural diplomacy role should be enhanced vis-à-vis interested citizens from outside the Union. Additionally, the Union should be based on historical, cultural and linguistic exchanges between its diverse communities. This appropriation will enable this new institution to incorporate that diversity and promote Union heritage.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Article 167 of the Treaty on the Functioning of the European Union.
15 04 51
Completion of programmes/ and actions in the field of culture and language
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
3 025 622,44
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 508/2000/EC of the European Parliament and of the Council of 14 February 2000 establishing the Culture 2000 programme (
OJ L 63, 10.3.2000, p. 1
).
Decision No 792/2004/EC of the European Parliament and of the Council of 21 April 2004 establishing a Community action programme to promote bodies active at European level in the field of culture (
OJ L 138, 30.4.2004, p. 40
).
Decision No 1855/2006/EC of the European Parliament and of the Council of 12 December 2006 establishing the Culture Programme (2007 to 2013) (
OJ L 372, 27.12.2006, p. 1
).
Decision No 1194/2011/EU of the European Parliament and of the Council of 16 November 2011 establishing a European Union action for the European Heritage Label (
OJ L 303, 22.11.2011, p. 1
).
15 04 77
Pilot projects and preparatory actions
15 04 77 09
Pilot project — Supporting networks of young creative entrepreneurs: Union and third countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
186 645,28
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 11
Preparatory action — New narrative on Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
180 000
0 ,—
176 132,73
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 12
Preparatory action — Europe for festivals, festivals for Europe (EFFE)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
105 000
p.m.
105 000
350 000 ,—
350 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 13
Pilot project — Fight against illicit trafficking in cultural objects
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
200 000
p.m.
405 870
750 000 ,—
606 386,25
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 14
Preparatory action — Open micro-business models for innovation in European family-owned heritage houses
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
150 000
0 ,—
132 975 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 16
Pilot project — Protecting the Jewish cemeteries of Europe: A full mapping process with research and monitoring and individual costed proposals for protection
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
554 152
1 050 000
925 000
797 171 ,—
318 868 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 17
Preparatory action — European Houses of Culture
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
750 000
375 000
750 000
562 500
750 000 ,—
375 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The concept of European Houses of Culture is referred to in Joint Communication to the European Parliament and the Council of 8 June 2016 entitled ‘Towards an EU strategy for international cultural relations’ (JOIN(2016) 29 final) as one of the tools for enhanced Union cooperation in the area of cultural external relations. They are described as institutions that ‘would enable cultural institutes and other stakeholders to come together and provide services to the local population, engage in joint projects and offer scholarships, cultural and educational exchanges’. This also ties in with a recommendation made in the study ‘European Cultural Institutes abroad’ produced for the European Parliament’s Committee on Culture and Education in 2016.
This preparatory action tests initial experience with European Houses of Culture in a limited number of priority countries/regions and examines their potential in a number of partner countries in different formats, including permanent structures, pop-up formats, festival pavilions or purely digital tools. It can be developed over two years in order to have the time needed to launch the various projects, deliver them and check outcomes with a view to further recommendations.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 18
Preparatory action — Music Moves Europe: Boosting European music diversity and talent
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 500 000
2 880 000
3 000 000
2 600 000
1 500 000 ,—
246 921,10
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Europe is home to some of the leading music songwriters, performers, concert venues, festivals, record labels, publishers, distributors, start-ups and digital services in the world. In recent years, the creation, production, distribution and consumption of music have fundamentally changed: new distribution channels, powerful digital players, innovative start-ups, business models and consumption patterns have emerged. Digitalisation, for example in the case of music streaming, has brought opportunities, but also many challenges for the sector.
This preparatory action addresses some of the sector’s main challenges, taking into account the outcome of the recent Union-level dialogue with music stakeholders and focusing on the following fields:
(a)
offline and online distribution (e.g. increasing citizens’ access to music in all its diversity);
(b)
artist and repertoire development (including boosting mobility of artists and cross-border circulation of European repertoire);
(c)
professionalisation and education (e.g. skills development and capacity building for creators and SMEs to succeed in a highly competitive and global market);
(d)
exporting European music outside Europe.
The preparatory action should be implemented mainly by means of calls for proposals and calls for tenders, also building on and complementing the activities developed to implement the preparatory action in the first year (2018). It is designed to ensure that a large variety of relevant music operators, organisations and stakeholders across the value chain in Europe can benefit from the activities.
The preparatory action builds on and develops further the existing, albeit very limited, support for music under the Creative Europe Programme (notably cooperation projects, platforms and prizes), which is necessary, but fails to fully meet the needs of the sector. It tests suitable action with a view to a possible future fully fledged funding scheme for music within the next generation of Union programmes, which could support European diversity and talent as well as the competitiveness of the sector in a more targeted way.
In this regard, the preparatory action includes in particular measures for surveying and mapping the funding needs of relevant branches of the music ecosystem in the Member States in order to serve as an additional element when defining relevant future fields of action with clear Union added value (post-2020).
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 19
Pilot project — Finance, Learning, Innovation and Patenting for Cultural and Creative Industries (FLIP for CCIs)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
510 000
1 050 000
925 000
999 999,60
199 999,92
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 20
Pilot project — Jewish Digital Cultural Recovery Project
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
490 000
245 000
490 000
245 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Provenance research is of significant importance in the context of protecting cultural heritage and the fight against illegal trafficking of artworks and other cultural objects looted in armed conflicts and wars. It is the process of documenting the chronology of the ownership, location and chain of custody of an object from its creation to the present day. In order to facilitate, thorough provenance research, the exchange of expertise, knowledge and research results, data must be enhanced.
Digitisation resources are important tools to achieve those goals. As such, databases that collect and provide an overview of existing data are able to support and facilitate research, including cross-border research. However, there is as yet no comprehensive database combining the results of existing projects and making them accessible at object level.
The Commission for Art Recovery (CAR) and the Conference on Jewish Material Claims Against Germany (Claims Conference) are working to form a consortium of archives (with partners including the German Federal Archive, the French National Archives and the Belgian State Archives), art history organisations and other relevant institutions. The goal of the Jewish Digital Cultural Recovery Project (JDCRP) is to begin to construct a comprehensive object-level database of Jewish-owned cultural assets plundered by the Nazis and their allies and collaborators, beginning with France, Belgium and the Netherlands. This network of governmental and heritage institutions will cooperate closely on developing the project, disseminating best practices and promoting further research.
JDCRP will include a web portal consisting of a database that permits – through the use of various archival sources – the comprehensive and precise documentation of cultural objects plundered during the Nazi era from the time of their expropriation to the present. The project’s eventual goal is to aggregate, cross-reference and relate information regarding the fate of looted art. It will do so not only by including historical and art historical information retrieved from relevant documentation, but also by connecting and integrating existing databases of the participating institutions. The information accumulated and presented by JDCRP will be supported by digital surrogates for the documentation, thus creating an immense, cross-border virtual archive. The database will be embedded in visual, narrative and educational components helping to disseminate the content to academic and lay audiences.
As Nazi looting of Jewish artworks is one of the most extensive and well-documented cultural robberies in European history, JDCRP is perfectly positioned to create best practices regarding the creation of large-scale, comprehensive, pan-European, object-level databases on plundered pieces of European cultural heritage in general. A pilot project digitising specific archival collections, creating the basic structures of the database as well as accumulating, presenting and connecting relevant historical information would greatly contribute to the success of JDCRP as the project’s methodology and workflow could be tested on a smaller scale.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 21
Pilot project — Measuring the cultural and creative industries in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
87 500
350 000
175 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 22
Preparatory action — Finance, Learning, Innovation and Patenting for Cultural and Creative Industries (FLIP for CCIs)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 500 000
375 000
Remarks
This appropriation is intended to launch the preparatory action.
Cultural diversity and identification of the proper cultural mix are of strategic importance for creativity and innovation. The cultural and creative industries (CCIs) in Europe employ more than 12 million people, or 7.5% of the European workforce, and create about EUR 509 000 000 000 in added value as a result, in particular, of the contribution made by small and micro enterprises. CCIs are a driving force generating a competitive advantage for Europe, especially since they provide products and services that promote evolution of the production paradigms of Industry 4.0.
This preparatory action will define and test the policies and actions necessary to sustain and develop these enterprises, which, with appropriate support, can generate cross-benefits and spill-overs in all the areas and sectors with which these companies interface in achieving their business objectives.
The thrust of the preparatory action involves four areas:
1.
A new model for analysing skills
The model for recognising skills normally used in European training systems needs to be reviewed and updated to properly include the organisational model of those enterprises, which often have little hierarchy, a broader tolerance for risk, a different time-management approach and strong disciplinary interchange, and which are therefore not compatible with the traditional manufacturing paradigm. This new model for analysing and identifying skills compatible with the Science, Technology, Engineering/Environment, Arts, Manufacturing (STEAM) areas seeks to create a privileged relationship among virtuous companies, the most significant best practices, and success stories, in order to identify and define both the skills and the characteristics of the professionals who work in these areas. In other words, the genesis and evolution of those skills must be traced back, moving beyond the more widespread paradigm in which professionals are codified within analytical-descriptive work processes (typical of manufacturing organisations), in order to obtain job descriptions consistent with the distinctive organisational characteristics of those companies.
More specifically, the preparatory action will be divided into the following phases:
— selecting ‘best practice’ CCIs to be involved in the investigation to formulate a skill classification model that recognises the special nature of the various sectors (historical and artistic heritage, content industry, ICT industries, and materials culture, including the macro-sectors of fashion, design and the taste industry) and the regional dimensions of the Union,
— developing a model for recognising skills,
— testing the model with a broader panel of enterprises,
— releasing the model for codifying skills and associating them with professionals in the light of the European framework on skills.
2.
Indications for the education system
Nowadays, the development of creative and cultural skills is the result of a process that is neither fully structured, nor entirely aligned with the needs for medium/long-term management of CCIs. The output generated by the skill recognition model would pave the way for the identification of aspects and issues in the education system with respect to the characteristics of training programmes aimed at developing skills. In fact, the development of strategic skills for CCIs is often left to chance and individual initiative and inventiveness, or to informal processes, without a structural approach derived from a vision that fosters a precise training policy and targeted programmes.
The key goal of this phase of the action is to perpetuate these skills through the training system, so as to prepare more European citizens for operating effectively in the various business areas in which CCIs are involved.
The guidelines should be structured in such a way that observing the specific nature of the national and regional education systems will guide their training programmes, from primary training to tertiary education. Efforts should be made to improve the capability of the education system to communicate with CCIs and promote innovative training models (learning laboratories, creative hubs, etc.). This should accompany the formulation of guidelines to empower teachers to promote skill-based learning, going beyond a rigid system of disciplines and favouring a holistic and multi-disciplinary approach. Centuries of craftsmen’s traditions across Europe show the value of spending time gaining experience from different workshops as an important part of the cultural and practical training of an aspirant master in creative artisanship. While the German ‘Wandergeselle’ or the French ‘compagnon’ of the past were self-organised forms of learning, they highlight the need for a structured and common European approach to identify and transfer the elusive skills of CCIs.
3.
A new financial classification for CCIs
Access to finance is a major obstacle to growth for many CCIs, which are generally small and often undercapitalised. The banking and financial system is slow to classify those enterprises within traditional systems, as most of them are founded on one prototype or single project and are heavily dependent on their products and services, on individual talent, and on assumption of risks. Unlike companies operating in the technological sectors, CCIs find it hard to obtain recognition of the value of their intangible assets on their balance sheets, and their investments in the development of new talent and creative ideas do not correspond to the usual concept of R&D.
The action will define guidelines to improve CCIs’ capability to better communicate financial values associated with intangible assets so as to give them fair access to lending. This would make it easier for CCIs to access guarantee systems (e.g. Creative Europe Programme and the European Fund for Strategic Investments) and other financing mechanisms. The guidelines will be defined on the basis of a comparison of existing instruments in European countries (e.g. Bancopass in Italy) that those enterprises are already using to communicate proactively with banks.
4.
Valuing and defending intellectual property produced by CCIs
Companies that protect their intellectual activities are 22 % more productive (for the same territory, sector and size), with revenue growth 2 % higher than the sample average. Specifically, companies that filed a patent in 2011-2013 have a 6,5 % higher percentage of exports to total revenue, for the same territory, size and sector.
Because of the often under-structured organisation of CCIs, the registration or patenting of innovations they are able to produce is not always a priority, thus diminishing the value of the results produced by that innovation. It is therefore essential to study how to make those industries — especially the small and medium-sized ones — more aware of the benefits in terms of stronger impact deriving from the registration or patenting of their innovative products and services, and foster access to those opportunities, as these enterprises are often undercapitalised. Through a close tie-in with outputs emerging from a comparison of best practices and instruments described in point 3, the preparatory action will take forward existing instruments in European countries, which enterprises use to communicate with banks, financial bodies and institutions, involving specific items that can enhance the values of innovation registration or patenting.
Framework development of the action
The initiative will be developed through the creation of European partnerships that enhance qualified organisations’ expertise in the various phases and activities that make up the action. The organisations that carry out the action should represent the main reference regions for CCIs and be equipped with the necessary resources to maximise the action’s impact.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 23
Preparatory action — Protecting the Jewish Cemeteries of Europe: a full mapping process with research and monitoring and individual costed proposals for protection
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 200 000
300 000
Remarks
The existing pilot project has made it possible to map Jewish cemeteries across Europe – itself an urgent task due to the increasing threat of erosion, neglect and vandalism. The resulting database is unique in its accuracy, thoroughness and scope, but it is only partially finished. The preparatory action would make most sense if the survey were completed in every Member State as well as in Neighbourhood Policy states. Maintenance of the database would be crucial for it to function appropriately and continue to serve as a reference point.
Jewish cemeteries in Europe are a ubiquitous form of cultural heritage; they testify to the multicultural history of the continent and often serve as the sole such heritage in remote, rural areas. Protecting that heritage inevitably brings together state actors, NGOs, local communities, Jewish communities and descendants, offering a unique opportunity to develop strong, cross-sectoral collaborative ties, strengthening and enriching local identity.
Developing and implementing a bottom-up, decentralised form of protection therefore serves as an entry point for many such localities into the broader infrastructure of conservation, heritage management and heritage-oriented education. This being so, protecting Jewish cemeteries is a key element for capacity building in the cultural sector, a more active and tolerant civil society, and a multi-scalar European heritage infrastructure.
It is therefore of utmost importance to take the pilot project forward as a preparatory action for another two year-period.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
15 04 77 24
Preparatory action — Bottom-up policy development for culture and well-being in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
500 000
125 000
Remarks
In 2018, the Union adopted the New European Agenda for Culture, further developing the scope of the ‘European Agenda for Culture in a Globalised World’ (2007). The New Agenda reaffirms that the cultural and creative sectors strengthen European identity, have the power to improve lives, transform communities, generate jobs and growth, and create spillover effects in other sectors. More precisely, one of the three strategic objectives of the New Agenda is to harness the power of culture and cultural diversity for social cohesion and well-being by promoting cultural participation, mobility of artists and protection of heritage.
The document calls for research into cultural crossovers to assess impacts in different fields, including health and well-being.
Access to culture and participation in cultural life promote individual empowerment, democratic consciousness and social cohesion through exchanges with other people and civic engagement. Changing user behaviour because of digitalisation, ageing and culturally diverse societies calls for a better understanding of different audiences. A stronger orientation towards the interests and needs of specific groups, such as young people, older people, people with disabilities, people with a migrant background and people living in poverty or material deprivation, is necessary. Digital technologies are an asset for audience development and innovative methods of participation. Cross-sectoral cooperation with other areas, such as education, social care, healthcare, science and technology, and regional and urban development, has a significant effect on cohesion and well-being. Special attention should be paid to the role of culture at local level, to the quality of architecture and the living environment and to culture-led social innovations contributing to the development of cities and regions across the Union.
Target outputs: The exchange of experience and success stories will help identify best practices. Synergies could be established with the Structural Funds, the Urban Agenda for the EU and its new Partnership on Culture and Cultural Heritage as well as with the UN Agenda 2030 and the OECD project on culture-led regional productivity and well-being.
The preparatory action will support
1.
research into culture and well-being;
2.
trans-sectoral and trans-European cooperation with the aim of generating knowledge, pilot projects and policy guidelines on how to enhance well-being through culture – the European Culture and Well-being Think Tank;
3.
experimental work on the ground in pilot cities across Europe on methods, actions and measures to enhance the well-being of individuals and communities (quality of built environments, quality of spaces for social interaction, quality of services for specific groups such as school pupils, children, the elderly and special needs groups);
4.
development of action and policy guidelines for cities, institutions and cultural actors on the effective use of culture for well-being;
5.
sharing of knowledge, increasing awareness and capacity of key players to use culture for well-being – local workshops in various cities in Europe and a large scale Culture and Well-Being Forum.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 15 05 —
   
EUROPEAN SOLIDARITY CORPS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 05
EUROPEAN SOLIDARITY CORPS
15 05 01
European Solidarity Corps
1.1
162 187 779
150 000 000
138 774 568
115 000 000
38 150 653 ,—
25 341 024,70
16,89
Chapter 15 05 — Total
162 187 779
150 000 000
138 774 568
115 000 000
38 150 653 ,—
25 341 024,70
16,89
15 05 01
European Solidarity Corps
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
162 187 779
150 000 000
138 774 568
115 000 000
38 150 653 ,—
25 341 024,70
Remarks
In line with the European Solidarity Corps' general objective, this appropriation is intended to pursue the following specific objectives of this initiative:
—
with the support of participating organisations, to provide young people with easily accessible opportunities to engage in solidarity activities effecting positive societal change while improving their skills and competences for personal, educational, social, civic, cultural and professional development, as well as facilitating their active citizenship, employability and transition into the labour market, including by supporting the mobility of young volunteers, trainees and workers,
—
to ensure that the solidarity activities that are offered to participants are of high quality, properly validated and respect the principles of the European Solidarity Corps referred to in Article 13(2) of Regulation (EU) 2018/1475,
—
to ensure that particular efforts are made to promote social inclusion and equal opportunities, in particular for the participation of young people with fewer opportunities, through a range of special measures such as appropriate formats of solidarity activities and personalised support,
—
to contribute to European cooperation relevant to young people and to raise awareness of its positive impact.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions from the countries of the European neighbourhood area in accordance with the procedures defined with those countries following the framework agreements providing for their participation in Union programmes as entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The total assigned revenue received under Items 6 0 3 1 and 6 0 3 3 of the statement of revenue is estimated at EUR 7 000 000.
Legal basis
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
TITLE 16
COMMUNICATION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATION’ POLICY AREA
132 232 095
132 232 095
131 269 642
131 269 642
134 091 153,35
134 091 153,35
16 03
COMMUNICATION ACTIONS
87 149 000
84 506 000
84 921 000
81 803 000
81 775 969,94
79 593 040,83
Title 16 — Total
219 381 095
216 738 095
216 190 642
213 072 642
215 867 123,29
213 684 194,18
CHAPTER 16 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
16 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATION’ POLICY AREA
16 01 01
Expenditure related to officials and temporary staff in the ‘Communication’ policy area
5.2
72 936 929
70 564 357
67 689 512,47
92,81
16 01 02
External personnel and other management expenditure in support of the ‘Communication’ policy area
16 01 02 01
External personnel — Headquarters
5.2
6 610 620
6 358 176
6 079 279,71
91,96
16 01 02 03
External personnel — Commission Representations
5.2
17 712 000
17 867 000
18 242 219,23
102,99
16 01 02 11
Other management expenditure
5.2
2 914 323
2 920 416
3 251 155,18
111,56
Article 16 01 02 — Subtotal
27 236 943
27 145 592
27 572 654,12
101,23
16 01 03
Expenditure related to information and communication technology equipment and services, buildings and other working expenditure of the ‘Communication’ policy area
16 01 03 01
Expenditure related to information and communication technology equipment and services
5.2
4 837 223
4 730 693
5 419 338,99
112,03
16 01 03 03
Buildings and related expenditure — Commission Representations
5.2
24 701 000
26 366 000
31 197 544 ,—
126,30
Article 16 01 03 — Subtotal
29 538 223
31 096 693
36 616 882,99
123,96
16 01 04
Support expenditure for operations and programmes in the ‘Communication’ policy area
16 01 04 02
Support expenditure for communication actions
3
1 260 000
1 203 000
1 145 998,81
90,95
Article 16 01 04 — Subtotal
1 260 000
1 203 000
1 145 998,81
90,95
16 01 60
Purchase of information
5.2
1 260 000
1 260 000
1 066 104,96
84,61
Chapter 16 01 — Total
132 232 095
131 269 642
134 091 153,35
101,41
16 01 01
Expenditure related to officials and temporary staff in the ‘Communication’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
72 936 929
70 564 357
67 689 512,47
16 01 02
External personnel and other management expenditure in support of the ‘Communication’ policy area
16 01 02 01
External personnel — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 610 620
6 358 176
6 079 279,71
16 01 02 03
External personnel — Commission Representations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
17 712 000
17 867 000
18 242 219,23
Remarks
This appropriation is intended to cover remuneration, flat-rate overtime, and the institution’s social security contributions in respect of local staff, contract staff and agency staff employed in the Commission Representations in the Union.
Legal basis
Conditions of Employment of Other Servants of the European Union.
16 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 914 323
2 920 416
3 251 155,18
16 01 03
Expenditure related to information and communication technology equipment and services, buildings and other working expenditure of the ‘Communication’ policy area
16 01 03 01
Expenditure related to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 837 223
4 730 693
5 419 338,99
16 01 03 03
Buildings and related expenditure — Commission Representations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
24 701 000
26 366 000
31 197 544 ,—
Remarks
This appropriation is intended to cover:
—
the payment of rents and ground rent relating to buildings or parts of occupied buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
insurance and the payment of insurance premiums on the buildings or parts of buildings occupied by the institution,
—
water, gas, electricity, heating charges and charges for utilities (refuse collection, etc.),
—
the cost of maintenance work and maintenance costs, calculated on the basis of current contracts, for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure is occasioned by regular cleaning operations, the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance workshops,
—
the fitting-out of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc.,
—
the cost of the necessary equipment,
—
expenses relating to the security of persons and buildings, both as regards the health and safety of individuals and the physical and material security of persons and property. These expenses include, for example contracts for guarding buildings, contracts for the maintenance of security installations and the purchase of minor items of equipment, the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets and statutory inspection costs as well as information sessions provided to staff on how to use the security equipment,
—
expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys, studies of premises and planning permissions as well as legal fees related to premises,
—
technical assistance fees relating to major fitting-out operations for premises,
—
the cost of the purchase, hire, maintenance and repair of technical equipment and fittings, furniture and vehicles,
—
the purchase of books, documents and other non-periodical publications, the updating of existing volumes, binding costs and the purchase of electronic identification equipment,
—
expenditure on subscriptions to newspapers, specialist periodicals, official journals, parliamentary papers, foreign trade statistics, news agency reports and various other specialised publications,
—
the cost of subscriptions and access to electronic information services and external databases and the acquisition of electronic media,
—
the training and support required for accessing this information,
—
copyright fees,
—
the training relating to health and safety following Commission Decision of 10 April 2006 establishing a Harmonised Policy for Health and Safety at work for all Commission staff C(2006) 1623,
—
medical expenses arising as a result of the provisions of the Staff Regulations,
—
the cost of stationery and office supplies,
—
the cost of work materials,
—
expenses relating to internal meetings,
—
the cost of the installation, upkeep and operation of catering areas,
—
the cost of departmental removals,
—
other operating expenditure,
—
postal and delivery charges,
—
telecommunications subscriptions and charges,
—
the cost of purchasing and installing telecommunications equipment,
—
information technology (IT) expenditure for offices within the Union, in particular expenditure on information and management systems, office automation infrastructure, personal computers, servers and related infrastructure, peripherals (printers, scanners, etc.), office equipment (photocopiers, fax machines, typewriters, dictaphones, smartphones, tablets etc.) and general expenditure on networks, support, assistance to users, IT training and removals,
—
any expenditure to cover the cost of purchase or rental with purchase option of buildings.
This appropriation covers expenditure incurred within the territory of the Union, excluding Joint Research Centre sites, for which expenditure is entered in Article 01 05 of the titles concerned. Similar expenditure incurred outside the Union is entered in Item 01 03 02 of the titles concerned.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 4 280 000.
16 01 04
Support expenditure for operations and programmes in the ‘Communication’ policy area
16 01 04 02
Support expenditure for communication actions
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 260 000
1 203 000
1 145 998,81
Remarks
This appropriation is intended to cover horizontal expenditure on, inter alia, studies, meetings, 
ex post
 controls, expert technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts, evaluation on horizontal or cross-cutting activities and professionalisation activities, as well as the repayment of travel and related expenses of persons invited to follow the work of the Commission.
This appropriation is also intended to cover IT expenditure for relevant information and management systems development and maintenance.
Legal basis
See Items 16 03 01 02, 16 03 01 03, 16 03 02 03 and 16 03 02 05.
16 01 60
Purchase of information
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 260 000
1 260 000
1 066 104,96
Remarks
This appropriation is intended to cover the following expenditure incurred within the Union:
—
the cost of subscriptions and access to online information sources such as press agencies, online news, information providers and external databases,
—
the training and support required for accessing this information.
It covers the expenditure incurred within the territory of the Union with the exception of the Commission Representations in the Union.
This appropriation could also cover IT expenditure for possible relevant information and management systems development and maintenance.
Assigned revenue received may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 16 03 —
   
COMMUNICATION ACTIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 03
COMMUNICATION ACTIONS
16 03 01
Providing information to Union citizens
16 03 01 02
Information for the media and audiovisual productions
3
6 418 000
6 500 000
6 304 000
5 346 000
6 190 000 ,—
5 750 711,28
88,47
16 03 01 03
Information outlets
3
16 100 000
15 500 000
15 600 000
15 759 000
15 117 304,46
14 824 993,77
95,65
16 03 01 04
Communication of the Commission Representations, Citizens’ Dialogues and ‘Partnership’ actions
3
22 325 000
20 600 000
20 511 000
19 078 000
18 551 708,83
17 397 498,12
84,45
16 03 01 05
European Public Spaces
5.2
1 246 000
1 246 000
1 246 000
1 246 000
1 237 046,24
1 176 892,71
94,45
Article 16 03 01 — Subtotal
46 089 000
43 846 000
43 661 000
41 429 000
41 096 059,53
39 150 095,88
89,29
16 03 02
Providing institutional communication and information analysis
16 03 02 01
Visits to the Commission
3
4 200 000
4 200 000
4 800 000
4 178 000
4 000 000 ,—
3 801 338,35
90,51
16 03 02 02
Operation of radio and television studios and audiovisual equipment
5.2
5 600 000
5 600 000
5 600 000
5 600 000
5 534 812,29
5 901 579,78
105,39
16 03 02 03
Online and written information and communication tools
3
22 100 000
21 900 000
21 700 000
22 198 000
22 245 098,12
21 392 698,23
97,68
16 03 02 04
General report and other publications
5.2
2 160 000
2 160 000
2 160 000
2 160 000
2 260 000 ,—
2 707 789,60
125,36
16 03 02 05
Public opinion analysis
3
7 000 000
6 800 000
7 000 000
6 238 000
6 640 000 ,—
6 498 000 ,—
95,56
Article 16 03 02 — Subtotal
41 060 000
40 660 000
41 260 000
40 374 000
40 679 910,41
40 301 405,96
99,12
16 03 77
Pilot projects and preparatory actions
16 03 77 04
Completion of the EuroGlobe pilot project
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
16 03 77 05
Preparatory action — Share Europe Online
3
p.m.
p.m.
p.m.
p.m.
0 ,—
141 538,99
Article 16 03 77 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
141 538,99
Chapter 16 03 — Total
87 149 000
84 506 000
84 921 000
81 803 000
81 775 969,94
79 593 040,83
94,19
16 03 01
Providing information to Union citizens
16 03 01 02
Information for the media and audiovisual productions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
6 418 000
6 500 000
6 304 000
5 346 000
6 190 000 ,—
5 750 711,28
Remarks
This appropriation is intended to cover the funding of general information for citizens on Union activities and to increase the visibility of the work of the Union institutions, the decisions taken and the stages in the building of Europe, focusing mainly on the media. The tools developed for better understanding and reporting of topical issues cover mainly:
—
multimedia (photo, video, etc.) information material to feed the media and other platforms, including their publication and broadcasting and central deposit for long-term preservation/dissemination,
—
IT expenditure for relevant information and management systems development and maintenance,
—
seminars and support for journalists.
This appropriation also covers evaluation and professionalisation expenditure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
)
16 03 01 03
Information outlets
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 100 000
15 500 000
15 600 000
15 759 000
15 117 304,46
14 824 993,77
Remarks
This appropriation is intended to fund general information to citizens and covers:
—
the financing of the Europe Direct network throughout the Union (Europe Direct information centres, European Documentation centres, Team Europe speakers); this network supplements the work of the Commission Representations and the European Parliament Liaison Offices in the Member States,
—
support, training, coordination and assistance for Europe Direct network,
—
the financing of production, storage and distribution of information material and communication products by these outlets as well as for them.
This appropriation is also intended to cover IT expenditure for relevant information and management systems development and maintenance.
This appropriation also covers evaluation and professionalisation expenditure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
)
Reference acts
Commission Decision C(2018) 8454 of 13 December 2018 concerning the adoption of 2019 work programme in the field of communication serving as financing decision.
16 03 01 04
Communication of the Commission Representations, Citizens’ Dialogues and ‘Partnership’ actions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 325 000
20 600 000
20 511 000
19 078 000
18 551 708,83
17 397 498,12
Remarks
This appropriation is intended to fund general information to citizens and covers the expenditure on centralised and decentralised communication as well as the expenditure on Citizens’ Dialogues. The aim of local communication activities is in particular to provide clearly identified target groups with the tools to gain a better understanding of the Commission's political priorities and of topical Union policy issues. The aim of Citizens’ Dialogues is in particular to provide citizens with first-hand information on major Union policy initiatives and to promote an open dialogue between citizens and the Members of the Commission or Commission's senior officials with regular attendance of representatives of other Union institutions and the Member States, in order to improve citizens’ knowledge of Union policy issues and to allow citizens to make their voice heard to policymakers.
These activities are implemented in the Member States through:
—
communication actions linked to specific annual or multiannual communication priorities as per State of the Union Address of the Commission President, the Commission's Work Programme and the Joint Declaration (in the context of implementing the Interinstitutional Agreement of 13 April 2016 between the European Parliament, the Council of the European Union and the European Commission on Better Law-Making (
OJ L 123, 12.5.2016, p. 1
)),
—
ad hoc communication actions on a national or international scale that fit in with the communication priorities,
—
open door events for citizens from all walks of life,
—
dialogues with citizens in the Member States and/or online,
—
seminars and conferences as well as workshops with more specific target groups, such as young people, and by applying participatory methods,
—
organisation of or participation in European events, exhibitions and public-relations activities, organisation of individual visits, etc.,
—
direct communication actions targeting the general public (e.g. citizens’ advice services),
—
direct communication measures targeting opinion multipliers, in particular stepped-up measures involving the regional daily press, which is a major information outlet for a large number of Union citizens,
—
management of information centres and multimedia installations for the general public in the European Commission Representations.
Communication actions can be organised in partnership with the European Parliament, the European Economic and Social Committee, the European Committee of the Regions and the Member States in order to create synergies between the means of each partner and to coordinate their information and communication activities on the Union.
This appropriation could also serve to fund awareness-raising and information activities on European citizens’ initiatives in cooperation with the Commission Representations and Europe Direct information centres in the Member States.
This appropriation is further intended to cover expenditure on studies, logistical services, technical assistance, in particular for IT including web maintenance and social media services, meetings of experts and expert technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts as well as the repayment of travel and related expenses of persons invited to follow the work of the Commission.
This appropriation is also intended to cover IT expenditure for relevant information and management systems development and maintenance.
This appropriation also covers evaluation and professionalisation expenditure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
16 03 01 05
European Public Spaces
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 246 000
1 246 000
1 246 000
1 246 000
1 237 046,24
1 176 892,71
Remarks
This appropriation is intended to fund general information to citizens and cover specifically the opening and management of ‘European Public Spaces’ (EPS) . The Commission manages the logistical arrangements for the EPS for the benefit of the European Parliament and the Commission, including operational costs and the organisation of contracted services. The EPS must be run jointly by those two institutions on the basis of an annual assessment report on the management and the functioning of the EPS, as well as of a working programme for the year to come. Both of those documents, which are drafted jointly by the European Parliament and the Commission and constitute the fundamental elements for allocation of funds for the following year, are to be presented to the European Parliament and the Council in time to be taken into account in the budgetary procedure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
.)
16 03 02
Providing institutional communication and information analysis
16 03 02 01
Visits to the Commission
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 200 000
4 200 000
4 800 000
4 178 000
4 000 000 ,—
3 801 338,35
Remarks
This appropriation is intended to cover the cost of organising visits to the Commission, including administrative expenditure related to the visits.
This appropriation is also intended to cover information technology expenditure for relevant information and management systems development and maintenance.
The Commission manages the related logistical arrangements, including operational costs and the organisation of contracted services.
This appropriation is intended to fund general information to citizens on the Commission's activities and cover for establishing and creating or updating the installations of a new information centre.
This appropriation is also intended to cover the design, development and up-date of communication content for the Europa Experience projects in the Member States.
This appropriation may also cover evaluation and professionalisation expenditure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
)
16 03 02 02
Operation of radio and television studios and audiovisual equipment
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 600 000
5 600 000
5 600 000
5 600 000
5 534 812,29
5 901 579,78
Remarks
This appropriation is intended to cover the costs of operating the Commission’s studios and other audiovisual information facilities: staff and the purchase, hire, maintenance and repair of the necessary equipment and material.
It also covers satellite rental to provide information on the Union’s activities to television channels. This appropriation must be managed in compliance with the principles of interinstitutional cooperation in order to ensure the dissemination of all information concerning the Union.
This appropriation may also cover evaluation and professionalisation expenditure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
16 03 02 03
Online and written information and communication tools
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 100 000
21 900 000
21 700 000
22 198 000
22 245 098,12
21 392 698,23
Remarks
This appropriation is intended to cover online multimedia and written information and communication tools concerning the Union, for the purpose of providing all citizens with general information on the work of the Union institutions, the decisions taken and the stages in the building of the European Union. This is a public service task. Online tools make it possible to gather citizens’ questions or reactions on European issues. The information covers all the Union institutions. These tools must be made accessible to people with disabilities, in accordance with Web Accessibility Initiative guidelines.
The main types of tool concerned are:
—
the Europa site, which must constitute the main point of access to the political and the information sites putting at the disposal of citizens information which they might need in their daily lives and which therefore must be better structured, made more user-friendly and optimised for mobile devices,
—
the internet sites, multimedia and written products of the Commission Representations in the Member States,
—
online press releases, databases and other online communication information systems (including Rapid),
—
complementary online channels at headquarters and in representations, such as social media, blogs and other web 2.0 technologies,
—
the Europe Direct information centre (multilingual service centre, phone 00800-67891011).
This appropriation is also intended to:
—
fund the improvement of the Europa site, to optimise the site for mobile devices, to focus it on user needs and to professionalise the use of other online channels, such as social media, blogs and web 2.0. This includes all types of training, coaching and consultancy services for various groups of stakeholders,
—
cover the expenditure relating to hosting and licences costs associated with the Europa site,
—
cover the costs of operating and maintenance of the Commission's social media presence including technical assistance, purchase of licences of the necessary equipment and material,
—
support the exchange of best practices, knowledge transfer and professionalisation by financing visits of digital communication experts and practitioners,
—
cover information campaigns for facilitating access to those sources of information, especially for the operation of the Europe Direct information centre, the general multilingual information service about Union matters,
—
cover the expenditure relating to the production for various target groups of written publications concerning the Union’s activities that are often distributed through a decentralised network, mainly:
—
the Representations’ publications: each Representation produces one or more publications that are distributed among multipliers and cover various fields (social, economic and political),
—
the dissemination (also through a decentralised network) of specific basic information on the European Union (in all the official Union languages) for the general public, coordinated from headquarters, and promotion of the publications.
Publishing costs cover, among other things, preparation (for example target audience analysis, market research, focus groups, user-testing, test panels) and drafting (including authors’ fees), freelance editing, on-line writing, use of documentation, reproduction of documents, data purchase or management, editing, translation, revision (including checking the consistency of texts), printing, posting on the internet or installation in any other electronic medium, distribution, storage, dissemination and promotion of the publications.
This appropriation may also cover evaluation and professionalisation expenditure.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
16 03 02 04
General report and other publications
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 160 000
2 160 000
2 160 000
2 160 000
2 260 000 ,—
2 707 789,60
Remarks
This appropriation is intended to cover expenditure on issuing, in whatever medium, publications on matters of topical importance relating to Commission activities and the work of the Union, as well as the publications provided for in the Treaties and other institutional or reference publications, such as the general report. The publications may be targeted at specific groups such as the teaching profession, young people, opinion leaders or the general public.
Publishing costs cover, among other things, preparation (for example target audience analysis, market research, focus groups, user-testing, test panels) and drafting (including authors’ contracts), freelance editing, on-line writing, use of documentation, reproduction of documents, data purchase or management, editing, translation, revision (including checking the concordance of texts), printing, posting on the internet or installation in any other electronic medium, distribution, storage, dissemination and promotion of the publications, including in formats accessible to citizens with disabilities.
This appropriation may also cover evaluation and professionalisation expenditure.
Assigned revenue received may give rise to the provision of additional appropriations under this item in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
.)
Treaty on the Functioning of the European Union, and in particular Article 249(2) thereof.
16 03 02 05
Public opinion analysis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 000 000
6 800 000
7 000 000
6 238 000
6 640 000 ,—
6 498 000 ,—
Remarks
This appropriation is intended to cover the analysis of trends in public opinion, mainly by means of opinion polls (e.g. general-public ‘Eurobarometer’ surveys, ‘flash’ surveys, by telephone, of specific populations on particular subjects, at regional, national, or European level, or qualitative surveys), together with quality control of these surveys.
This appropriation also covers qualitative media monitoring and analysis, including monitoring and analysis of social media activities. It could also cover IT expenditure for possible relevant information and management systems development and maintenance.
This appropriation may also cover evaluation and professionalisation expenditure.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p.1
).
16 03 77
Pilot projects and preparatory actions
16 03 77 04
Completion of the EuroGlobe pilot project
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
16 03 77 05
Preparatory action — Share Europe Online
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
141 538,99
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 17
HEALTH AND FOOD SAFETY
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 01
ADMINISTRATIVE EXPENDITURE OF THE ‘HEALTH AND FOOD SAFETY’ POLICY AREA
108 571 029
108 571 029
107 273 041
107 273 041
104 762 521,20
104 762 521,20
17 03
PUBLIC HEALTH
276 040 189
267 080 195
218 265 158
213 063 431
232 774 120,47
230 238 779,35
17 04
FOOD AND FEED SAFETY, ANIMAL HEALTH, ANIMAL WELFARE AND PLANT HEALTH
284 228 708
249 432 708
291 324 859
241 157 859
284 562 460,89
250 557 274,42
Title 17 — Total
668 839 926
625 083 932
616 863 058
561 494 331
622 099 102,56
585 558 574,97
CHAPTER 17 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘HEALTH AND FOOD SAFETY’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
17 01
ADMINISTRATIVE EXPENDITURE OF THE ‘HEALTH AND FOOD SAFETY’ POLICY AREA
17 01 01
Expenditure relating to officials and temporary staff in the ‘Health and food safety’ policy area
5.2
75 883 874
74 750 378
71 515 021,24
94,24
17 01 02
External personnel and other management expenditure in support of the ‘Health and food safety’ policy area
17 01 02 01
External personnel
5.2
6 611 046
6 481 418
6 728 280 ,—
101,77
17 01 02 11
Other management expenditure
5.2
7 478 442
7 527 918
7 409 947,07
99,08
Article 17 01 02 — Subtotal
14 089 488
14 009 336
14 138 227,07
100,35
17 01 03
Expenditure relating to information and communication technology equipment and services, buildings and related expenditure of the ‘Health and food safety’ policy area
17 01 03 01
Expenditure related to information and communication technology equipment and services
5.2
5 032 667
5 011 327
5 725 607,87
113,77
17 01 03 03
Buildings and related expenditure — Grange
5.2
4 813 000
4 750 000
4 644 967,21
96,51
Article 17 01 03 — Subtotal
9 845 667
9 761 327
10 370 575,08
105,33
17 01 04
Support expenditure for operations and programmes in the ‘Health and food safety’ policy area
17 01 04 02
Support expenditure for the ‘Third programme for the Union’s action in the field of health (2014-2020)’
3
1 500 000
1 500 000
1 534 526,81
102,30
17 01 04 03
Support expenditure in the field of food and feed safety, animal health, animal welfare and plant health
3
1 500 000
1 500 000
1 500 000 ,—
100,00
Article 17 01 04 — Subtotal
3 000 000
3 000 000
3 034 526,81
101,15
17 01 06
Executive agencies
17 01 06 02
Consumers, Health, Agriculture and Food Executive Agency — Contribution from the ‘Third programme for the Union’s action in the field of health (2014-2020)’
3
4 550 000
4 550 000
4 509 171 ,—
99,10
17 01 06 03
Consumers, Health, Agriculture and Food Executive Agency — Contribution in the field of food and feed safety, animal health, animal welfare and plant health
3
1 202 000
1 202 000
1 195 000 ,—
99,42
Article 17 01 06 — Subtotal
5 752 000
5 752 000
5 704 171 ,—
99,17
Chapter 17 01 — Total
108 571 029
107 273 041
104 762 521,20
96,49
17 01 01
Expenditure relating to officials and temporary staff in the ‘Health and food safety’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
75 883 874
74 750 378
71 515 021,24
17 01 02
External personnel and other management expenditure in support of the ‘Health and food safety’ policy area
17 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 611 046
6 481 418
6 728 280 ,—
17 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
7 478 442
7 527 918
7 409 947,07
17 01 03
Expenditure relating to information and communication technology equipment and services, buildings and related expenditure of the ‘Health and food safety’ policy area
17 01 03 01
Expenditure related to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 032 667
5 011 327
5 725 607,87
17 01 03 03
Buildings and related expenditure — Grange
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 813 000
4 750 000
4 644 967,21
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
the payment of rent, ground rent and municipal charges relating to occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
the costs of purchase or lease-purchase of buildings,
—
the construction of buildings,
—
the payment of insurance premiums on the buildings or parts of buildings occupied by the institution,
—
water, gas, electricity and heating charges,
—
maintenance costs, calculated on the basis of current contracts, for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure incurred by regular cleaning operations, including the purchase of maintenance, washing, laundry and dry-cleaning products, and by repainting, repairs and supplies used by the maintenance shops (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, such as alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment,
—
expenses relating to the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance and upgrade of security installations and the purchase of items of equipment,
—
expenses relating to the health and safety of individuals at work, in particular the purchase, hire and maintenance of firefighting equipment, the replacement of equipment for fire pickets and statutory inspection costs,
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (street cleaning and maintenance, refuse collection, etc.),
—
technical assistance fees relating to major repair, fitting-out or remodelling operations for premises,
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations, and in particular:
—
equipment (including photocopiers) for producing, reproducing and archiving documents in any form (paper, electronic media, etc.),
—
audiovisual, library and interpreting equipment (booths, headsets and switching units for simultaneous interpreting facilities, etc.),
—
kitchen fittings and restaurant equipment,
—
various tools for building-maintenance shops,
—
facilities required for officials with disabilities,
—
studies, documentation and training relating to such equipment,
—
the purchase, hire, maintenance and repair of furniture, and in particular:
—
the purchase of office furniture and specialised furniture, including ergonomic furniture and shelving for archives,
—
the replacement of worn-out and broken furniture,
—
supplies of special equipment for libraries (card indexes, shelving, catalogue units, etc.),
—
fittings specific to canteens and restaurants,
—
the hire of furniture,
—
furniture maintenance and repair costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the purchase, hire, maintenance and repair of vehicles, and in particular:
—
new purchases of vehicles, including all associated costs,
—
the replacement of vehicles which, during the year, reach a total mileage such as to justify replacement,
—
the cost of hiring cars for short or long periods when demand exceeds the capacity of the vehicle fleet,
—
the cost of maintaining, repairing and insuring official vehicles (fuel, lubricants, tyres, inner tubes, miscellaneous supplies, spare parts, tools, etc.), including annual national car tests,
—
various types of insurance (in particular third-party liability and insurance against theft) and national taxes where payable and insurance costs,
—
expenditure on working equipment, and in particular:
—
purchase of uniforms for floor messengers and drivers,
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of the cost of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
departmental removals, reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
other operating expenditure, such as:
—
expenditure on equipping buildings with telecommunications, notably the purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing of equipment relating to the presentation of information in printed form, such as printers, fax machines, photocopiers, scanners and microcopiers,
—
the purchase, hire or leasing of typewriters, word processors or any other electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
expenditure on the operation of restaurants, cafeterias and canteens, in particular the costs of maintaining equipment and purchasing various supplies, expenditure on current conversions and the renewal of equipment, and substantial expenditure on conversion and renewal which should be clearly distinguished from current conversions, repairs and renewal of equipment and supplies,
—
the cost of subscriptions and access to electronic information services and external databases and the acquisition of electronic media (CD-ROMs, etc.),
—
the training and support required for accessing this information,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers,
—
expenditure on postal and delivery charges for ordinary mail, on reports and publications, on postal and other packages sent by air, sea or rail, and on the Commission’s internal mail,
—
licences, subscription charges and the cost of cable or radio communications (land and mobile telephones, telex, telegraph, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
the cost of inter-building telephone and computer links and international transmission lines between sites of Union offices,
—
technical and logistic support, training and associated costs and other activities of general interest related to computer equipment and software, general computer training, subscriptions to technical documentation whether on paper or in electronic form, etc., external operating staff, office services, subscriptions to international organisations, etc., studies on safety and quality assurance relating to computer equipment and software.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
.).
17 01 04
Support expenditure for operations and programmes in the ‘Health and food safety’ policy area
17 01 04 02
Support expenditure for the ‘Third programme for the Union’s action in the field of health (2014-2020)’
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 500 000
1 500 000
1 534 526,81
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information measures and publications directly linked to achievement of the objective of the programme or measures covered by this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 17 03.
17 01 04 03
Support expenditure in the field of food and feed safety, animal health, animal welfare and plant health
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 500 000
1 500 000
1 500 000 ,—
Remarks
This appropriation is intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, evaluating, auditing and control of programmes or projects in this field.
It is also intended to cover expenditure on technical and administrative assistance, studies, meetings of experts, information and communication measures and publications directly linked to the achievement of the objectives of the programme or measures covered by this appropriation.
This appropriation is also intended to cover expenditure on administrative assistance relating to the audit of claims presented by the Member States in accordance with the respective provisions provided for in the legal basis.
Legal basis
See Chapter 17 04.
17 01 06
Executive agencies
17 01 06 02
Consumers, Health, Agriculture and Food Executive Agency — Contribution from the ‘Third programme for the Union’s action in the field of health (2014-2020)’
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 550 000
4 550 000
4 509 171 ,—
Remarks
This appropriation is intended to cover the contribution for expenditure on the Agency’s staff and administration incurred as a result of the Agency’s role in the management of measures forming part of the third ‘Health’ programme 2014-2020.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 282/2014 of the European Parliament and of the Council of 11 March 2014 on the establishment of a third Programme for the Union’s action in the field of health (2014-2020) and repealing Decision No 1350/2007/EC (
OJ L 86, 21.3.2014, p. 1
).
Reference acts
Commission Implementing Decision 2013/770/EU of 17 December 2013 establishing the Consumers, Health and Food Executive Agency and repealing Decision 2004/858/EC (
OJ L 341, 18.12.2013, p. 69
).
Commission Decision C(2013) 9505 of 20 December 2013 delegating powers to the Consumers, Health and Food Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of consumers, health and food comprising, in particular, implementation of appropriations entered in the general budget of the Union.
17 01 06 03
Consumers, Health, Agriculture and Food Executive Agency — Contribution in the field of food and feed safety, animal health, animal welfare and plant health
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 202 000
1 202 000
1 195 000 ,—
Remarks
This appropriation is intended to cover the contribution from the Union training strategy in the areas of food law, feed law, animal health and animal welfare rules as well as plant rules for expenditure on the Agency’s staff and administration incurred as a result of the Agency’s role in the management of measures in the areas of food law, feed law, animal health and animal welfare rules as well as plant rules.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Directive 2000/29/EC of 8 May 2000 on protective measures against the introduction into the Community of organisms harmful to plants or plant products and against their spread within the Community (
OJ L 169, 10.7.2000, p. 1
).
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EC) No 882/2004 of the European Parliament and of the Council of 29 April 2004 on official controls performed to ensure the verification of compliance with feed and food law, animal health and animal welfare rules (
OJ L 165, 30.4.2004, p. 1
), and in particular Article 51 thereof.
Regulation (EU) No 652/2014 of the European Parliament and of the Council of 15 May 2014 laying down provisions for the management of expenditure relating to the food chain, animal health and animal welfare, and relating to plant health and plant reproductive material, amending Council Directives 98/56/EC, 2000/29/EC and 2008/90/EC, Regulations (EC) No 178/2002, (EC) No 882/2004 and (EC) No 396/2005 of the European Parliament and of the Council, Directive 2009/128/EC of the European Parliament and of the Council and Regulation (EC) No 1107/2009 of the European Parliament and of the Council and repealing Council Decisions 66/399/EEC, 76/894/EEC and 2009/470/EC (
OJ L 189, 27.6.2014, p. 1
).
See Chapter 17 04.
Reference acts
Commission Implementing Decision 2013/770/EU of 17 December 2013 establishing the Consumers, Health and Food Executive Agency and repealing Decision 2004/858/EC (
OJ L 341, 18.12.2013, p. 69
).
Commission Decision C(2013) 9505 of 20 December 2013 delegating powers to the Consumers, Health and Food Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of consumers, health and food comprising, in particular, implementation of appropriations entered in the general budget of the Union.
CHAPTER 17 03 —
   
PUBLIC HEALTH
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 03
PUBLIC HEALTH
17 03 01
Third programme for the Union’s action in the field of health (2014-2020)
3
63 624 000
58 100 000
62 258 000
54 000 000
61 936 096,37
51 502 034,66
88,64
17 03 10
European Centre for Disease Prevention and Control
3
57 179 653
57 179 653
56 753 826
56 753 826
58 048 814,59
58 030 000 ,—
101,49
17 03 11
European Food Safety Authority
3
105 016 536
100 970 549
77 791 635
77 791 635
79 124 569,86
80 011 461,86
79,24
17 03 12
European Medicines Agency
17 03 12 01
Union contribution to the European Medicines Agency
3
34 285 000
34 285 000
6 531 697
6 531 697
20 734 639,65
20 734 639,65
60,48
17 03 12 02
Special contribution for orphan medicinal products
3
15 715 000
15 715 000
14 000 000
14 000 000
11 900 000 ,—
11 856 940 ,—
75,45
Article 17 03 12 — Subtotal
50 000 000
50 000 000
20 531 697
20 531 697
32 634 639,65
32 591 579,65
65,18
17 03 13
International agreements and membership of international organisations in the field of public health and tobacco control
4
220 000
220 000
230 000
230 000
230 000 ,—
176 961,26
80,44
17 03 51
Completion of public health programmes
3
p.m.
p.m.
p.m.
1 200 000
0 ,—
3 864 366,64
17 03 77
Pilot projects and preparatory actions
17 03 77 05
Pilot project — Developing and implementing successful prevention strategies for type 2 diabetes
2
p.m.
p.m.
p.m.
p.m.
0 ,—
412 798,20
17 03 77 08
Pilot project — European prevalence protocol for early detection of autistic spectrum disorders in Europe
3
p.m.
p.m.
p.m.
p.m.
0 ,—
418 802,20
17 03 77 09
Pilot project — Promotion of self-care systems in the Union
3
p.m.
p.m.
p.m.
p.m.
0 ,—
237 478 ,—
17 03 77 10
Pilot project — Gender-specific mechanisms in coronary artery disease in Europe
3
p.m.
p.m.
p.m.
p.m.
0 ,—
368 170 ,—
17 03 77 11
Preparatory action — Fruit and vegetable consumption
2
p.m.
p.m.
p.m.
p.m.
0 ,—
208 013,70
17 03 77 12
Pilot project — Reducing health inequalities: building expertise and evaluation of actions.
2
p.m.
p.m.
p.m.
440 273
0 ,—
293 516 ,—
17 03 77 13
Pilot project — Developing evidence-based strategies to improve the health of isolated and vulnerable persons
2
p.m.
p.m.
p.m.
p.m.
0 ,—
444 836,91
17 03 77 15
Preparatory action — European study on the burden and care of epilepsy
3
p.m.
p.m.
p.m.
615 000
0 ,—
0 ,—
17 03 77 16
Pilot project — The effect of differing kidney disease treatment modalities and organ donation and transplantation practices on health expenditure and patient outcomes
3
p.m.
399 993
p.m.
p.m.
0 ,—
299 994,27
75,00
17 03 77 17
Pilot project — Platform for increasing organ donation in the European Union and neighbouring countries: Eudonorg 2015-2016
3
p.m.
p.m.
p.m.
144 000
0 ,—
201 600 ,—
17 03 77 18
Pilot project — Reducing health inequalities experienced by LGBTI people
3
p.m.
p.m.
p.m.
p.m.
0 ,—
132 000 ,—
17 03 77 20
Pilot project — Establishing a registry of rare congenital malformations (as part of the Rare Diseases Registry), drawing on the structure, organisation and experience of the Polish Registry of Congenital Malformations (PRCM)
3
p.m.
p.m.
p.m.
50 000
0 ,—
0 ,—
17 03 77 22
Pilot project — MentALLY
3
p.m.
p.m.
p.m.
199 000
0 ,—
0 ,—
17 03 77 23
Pilot project — Severe mental disorders and the risk of violence: pathways through care and effective treatment strategies
3
p.m.
p.m.
p.m.
360 000
0 ,—
0 ,—
17 03 77 24
Pilot project — Towards a fairer and more effective measurement of access to healthcare across the Union in order to enhance cooperation and know-how transfer
3
p.m.
p.m.
p.m.
p.m.
0 ,—
245 352 ,—
17 03 77 25
Pilot project — Integrate: development of integrated strategies to monitor and treat chronic and rheumatic diseases: the role of quality indicators and patient-reported outcomes in addition to physician evaluation of disease activity and damage
3
p.m.
p.m.
p.m.
248 000
0 ,—
0 ,—
17 03 77 26
Pilot project — Primary prevention courses for girls living in areas with a higher risk of breast cancer
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
17 03 77 27
Pilot project — Food redistribution
3
p.m.
p.m.
p.m.
150 000
0 ,—
149 814 ,—
17 03 77 28
Pilot project — Rare 2030 — A participatory foresight study for policy-making on rare diseases
3
p.m.
p.m.
p.m.
p.m.
800 000 ,—
650 000 ,—
17 03 77 29
Pilot project — Confidence in vaccines for patients, families and communities
3
p.m.
210 000
700 000
350 000
Article 17 03 77 — Subtotal
p.m.
609 993
700 000
2 556 273
800 000 ,—
4 062 375,28
665,97
Chapter 17 03 — Total
276 040 189
267 080 195
218 265 158
213 063 431
232 774 120,47
230 238 779,35
86,21
17 03 01
Third programme for the Union’s action in the field of health (2014-2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
63 624 000
58 100 000
62 258 000
54 000 000
61 936 096,37
51 502 034,66
Remarks
This appropriation is intended to cover expenditure for achieving the objectives established through the multiannual ‘Health’ programme for the 2014-2020 period.
The general objectives of the programme shall be to complement, support and add value to the policies of the Member States to improve the health of Union citizens and reduce health inequalities by promoting health, encouraging innovation in health, increasing the sustainability of health systems and protecting Union citizens from serious cross-border health threats.
The ‘Health’ programme 2014-2020 focuses on four specific objectives:
—
supporting public health capacity building and contributing to innovative, efficient and sustainable health systems: identify and develop tools and mechanisms at Union level to address shortages of resources, both human and financial, and facilitate the voluntary uptake of innovation in public health intervention and prevention strategies,
—
facilitating access to better and safer healthcare for Union citizens: increase access to medical expertise and information for specific conditions also beyond national borders, facilitate the application of the results of research and develop tools for the improvement of healthcare quality and patient safety through, inter alia, actions contributing to improve health literacy,
—
promoting health, including mental health, in particular among adolescents, preventing diseases and fostering supportive environments for healthy lifestyles: identify, disseminate and promote the uptake of evidence-based and good practices for cost-effective disease prevention and health promotion measures by addressing in particular the key lifestyle-related risk factors with a focus on the Union added value,
—
protecting citizens from serious cross-border health threats: identify and develop coherent approaches and promote their implementation for better preparedness and coordination in health emergencies.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 282/2014 of the European Parliament and of the Council of 11 March 2014 on the establishment of a third Programme for the Union’s action in the field of health (2014-2020) and repealing Decision No 1350/2007/EC (
OJ L 86, 21.3.2014, p. 1
).
17 03 10
European Centre for Disease Prevention and Control
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
57 179 653
57 179 653
56 753 826
56 753 826
58 048 814,59
58 030 000 ,—
Remarks
This appropriation is intended to cover the Centre’s personnel and administrative expenditure. In particular, Title 1 covers the salaries of permanent staff and seconded experts, the costs relating to recruitment, interim services, staff training and mission expenses; Title 2 ‘Expenditure’ relates to the renting of the Centre’s office facilities, the fitting-out of premises, information and communication technology, technical installations, logistics and other administrative costs.
This appropriation is also intended to cover operational expenditure relating to the following target areas:
—
improving surveillance of communicable diseases in the Member States,
—
strengthening the scientific support provided by the Member States and the Commission,
—
enhancing the preparedness of the Union against emerging threats from communicable diseases, especially hepatitis B, including threats related to intentional release of biological agents, and diseases of unknown origin, and coordinating the response,
—
strengthening the relevant capacity in the Member States through training,
—
communicating information and building partnerships.
This appropriation is also intended to cover the maintenance of the emergency facility (Emergency Operations Centre) linking the Centre online with national communicable disease centres and reference laboratories in Member States in the event of major outbreaks of communicable diseases or other illnesses of unknown origin.
The Centre must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The Centre’s establishment plan is set out in Annex ‘Staff’ to this section.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The Union contribution for 2020 amounts to a total of EUR 59 059 000. An amount of EUR 1 879 347 coming from the recovery of surplus is added to the amount of EUR 57 179 653 entered in the budget.
Legal basis
Regulation (EC) No 851/2004 of the European Parliament and of the Council of 21 April 2004 establishing a European Centre for disease prevention and control (
OJ L 142, 30.4.2004, p. 1
).
17 03 11
European Food Safety Authority
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
105 016 536
100 970 549
77 791 635
77 791 635
79 124 569,86
80 011 461,86
Remarks
This appropriation is intended to cover the Authority’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme (Title 3).
It covers in particular:
—
costs associated with supporting and holding meetings of the scientific committee and the scientific groups, working groups, the advisory forum, the Management Board and meetings with the scientific partners or interested parties,
—
costs associated with the establishment of scientific opinions using external resources (contracts and subsidies),
—
costs associated with the creation of data collection networks and the integration of the existing information systems,
—
costs associated with the scientific and technical assistance to the Commission (Article 31),
—
costs associated with the identification of logistical support measures,
—
costs associated with technical and scientific cooperation,
—
costs associated with the dissemination of scientific opinions,
—
costs associated with communication activities.
The Authority must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The Authority’s establishment plan is set out in Annex ‘Staff’ to this section. The establishment plan of the Authority, as the outgoing Chair of the Network of Agencies, includes one post to create a position for the Head of the Shared Support Office in Brussels. This is with the aim of promoting efficiency gains and synergies across agencies and with the institutions, so that individual agencies can focus their resources on core tasks. The financing of the post for the Head of the Shared Support Office will be shared between the agencies, which means that no additional funding for the Authority is required in this respect.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The Union contribution for 2020 amounts to a total of EUR 105 459 000. An amount of EUR 442 464 coming from the recovery of surplus is added to the amount of EUR 105 016 536 entered in the budget.
Legal basis
Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (
OJ L 31, 1.2.2002, p. 1
).
Regulation (EU) 2019/1381 of the European Parliament and of the Council of 20 June 2019 on the transparency and sustainability of the EU risk assessment in the food chain and amending Regulations (EC) No 178/2002, (EC) No 1829/2003, (EC) No 1831/2003, (EC) No 2065/2003, (EC) No 1935/2004, (EC) No 1331/2008, (EC) No 1107/2009, (EU) 2015/2283 and Directive 2001/18/EC (
OJ L 231, 6.9.2019, p. 1
).
17 03 12
European Medicines Agency
17 03 12 01
Union contribution to the European Medicines Agency
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 285 000
34 285 000
6 531 697
6 531 697
20 734 639,65
20 734 639,65
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme (Title 3), in order to carry out the tasks provided for in Article 57 of Regulation (EC) No 726/2004.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 34 285 000.
Legal basis
Council Regulation (EC) No 297/95 of 10 February 1995 on fees payable to the European Agency for the Evaluation of Medicinal Products (
OJ L 35, 15.2.1995, p. 1
).
Regulation (EC) No 141/2000 of the European Parliament and of the Council of 16 December 1999 on orphan medicinal products (
OJ L 18, 22.1.2000, p. 1
).
Regulation (EC) No 726/2004 of the European Parliament and of the Council of 31 March 2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency (
OJ L 136, 30.4.2004, p. 1
).
Reference acts
Directive 2001/83/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to medicinal products for human use (
OJ L 311, 28.11.2001, p. 67
).
Commission Regulation (EC) No 2049/2005 of 15 December 2005 laying down, pursuant to Regulation (EC) No 726/2004 of the European Parliament and of the Council, rules regarding the payment of fees to, and the receipt of administrative assistance from, the European Medicines Agency by micro, small and medium-sized enterprises (
OJ L 329, 16.12.2005, p. 4
).
Regulation (EC) No 1901/2006 of the European Parliament and of the Council of 12 December 2006 on medicinal products for paediatric use and amending Regulation (EEC) No 1768/92, Directive 2001/20/EC, Directive 2001/83/EC and Regulation (EC) No 726/2004 (
OJ L 378, 27.12.2006, p. 1
).
Regulation (EC) No 1394/2007 of the European Parliament and of the Council of 13 November 2007 on advanced therapy medicinal products and amending Directive 2001/83/EC and Regulation (EC) No 726/2004 (
OJ L 324, 10.12.2007, p. 121
).
Commission Regulation (EC) No 1234/2008 of 24 November 2008 concerning the examination of variations to the terms of marketing authorisations for medicinal products for human use and veterinary medicinal products (
OJ L 334, 12.12.2008, p. 7
).
Regulation (EC) No 470/2009 of the European Parliament and of the Council of 6 May 2009 laying down Community procedures for the establishment of residue limits of pharmacologically active substances in foodstuffs of animal origin, repealing Council Regulation (EEC) No 2377/90 and amending Directive 2001/82/EC of the European Parliament and of the Council and Regulation (EC) No 726/2004 of the European Parliament and of the Council (
OJ L 152, 16.6.2009, p. 11
).
Regulation (EU) No 1235/2010 of the European Parliament and of the Council of 15 December 2010 amending, as regards pharmacovigilance of medicinal products for human use, Regulation (EC) No 726/2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency, and Regulation (EC) No 1394/2007 on advanced therapy medicinal products (
OJ L 348, 31.12.2010, p. 1
).
Regulation (EU) 2019/6 of the European Parliament and of the Council of 11 December 2018 on veterinary medicinal products and repealing Directive 2001/82/EC (
OJ L 4, 7.1.2019, p. 43
).
17 03 12 02
Special contribution for orphan medicinal products
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 715 000
15 715 000
14 000 000
14 000 000
11 900 000 ,—
11 856 940 ,—
Remarks
This appropriation is intended to cover the special contribution provided for in Article 7 of Regulation (EC) No 141/2000, as opposed to the one provided for in Article 67 of Regulation (EC) No 726/2004. It is used by the Agency exclusively to compensate for the total or partial non-recovery of payments due for an orphan medicinal product.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Regulation (EC) No 297/95 of 10 February 1995 on fees payable to the European Agency for the Evaluation of Medicinal Products (
OJ L 35, 15.2.1995, p. 1
).
Regulation (EC) No 141/2000 of the European Parliament and of the Council of 16 December 1999 on orphan medicinal products (
OJ L 18, 22.1.2000, p. 1
).
Regulation (EC) No 726/2004 of the European Parliament and of the Council of 31 March 2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency (
OJ L 136, 30.4.2004, p. 1
).
17 03 13
International agreements and membership of international organisations in the field of public health and tobacco control
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
220 000
220 000
230 000
230 000
230 000 ,—
176 961,26
Remarks
This appropriation is intended to cover the Union contribution to the World Health Organisation Framework Convention on Tobacco Control (FCTC), which the Community ratified and to which the Union is a party.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2004/513/EC of 2 June 2004 concerning the conclusion of the WHO Framework Convention on Tobacco Control (
OJ L 213, 15.6.2004, p. 8
).
17 03 51
Completion of public health programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
1 200 000
0 ,—
3 864 366,64
Remarks
This payment appropriation is intended to cover commitments relating to previous years under Decisions No 1786/2002/EC and No 1350/2007/EC.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 1786/2002/EC of the European Parliament and of the Council of 23 September 2002 adopting a programme of Community action in the field of public health (2003-2008) (
OJ L 271, 9.10.2002, p. 1
).
Decision No 1350/2007/EC of the European Parliament and of the Council of 23 October 2007 establishing a second programme of Community action in the field of health (2008-2013) (
OJ L 301, 20.11.2007, p. 3
).
17 03 77
Pilot projects and preparatory actions
17 03 77 05
Pilot project — Developing and implementing successful prevention strategies for type 2 diabetes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
412 798,20
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 08
Pilot project — European prevalence protocol for early detection of autistic spectrum disorders in Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
418 802,20
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 09
Pilot project — Promotion of self-care systems in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
237 478 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 10
Pilot project — Gender-specific mechanisms in coronary artery disease in Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
368 170 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 11
Preparatory action — Fruit and vegetable consumption
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
208 013,70
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 12
Pilot project — Reducing health inequalities: building expertise and evaluation of actions.
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
440 273
0 ,—
293 516 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 13
Pilot project — Developing evidence-based strategies to improve the health of isolated and vulnerable persons
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
444 836,91
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 15
Preparatory action — European study on the burden and care of epilepsy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
615 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 16
Pilot project — The effect of differing kidney disease treatment modalities and organ donation and transplantation practices on health expenditure and patient outcomes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
399 993
p.m.
p.m.
0 ,—
299 994,27
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 17
Pilot project — Platform for increasing organ donation in the European Union and neighbouring countries: Eudonorg 2015-2016
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
144 000
0 ,—
201 600 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 18
Pilot project — Reducing health inequalities experienced by LGBTI people
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
132 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 20
Pilot project — Establishing a registry of rare congenital malformations (as part of the Rare Diseases Registry), drawing on the structure, organisation and experience of the Polish Registry of Congenital Malformations (PRCM)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
50 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 22
Pilot project — MentALLY
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
199 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 23
Pilot project — Severe mental disorders and the risk of violence: pathways through care and effective treatment strategies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
360 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 24
Pilot project — Towards a fairer and more effective measurement of access to healthcare across the Union in order to enhance cooperation and know-how transfer
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
245 352 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 25
Pilot project — Integrate: development of integrated strategies to monitor and treat chronic and rheumatic diseases: the role of quality indicators and patient-reported outcomes in addition to physician evaluation of disease activity and damage
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
248 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 26
Pilot project — Primary prevention courses for girls living in areas with a higher risk of breast cancer
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 27
Pilot project — Food redistribution
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
150 000
0 ,—
149 814 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 28
Pilot project — Rare 2030 — A participatory foresight study for policy-making on rare diseases
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
800 000 ,—
650 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 03 77 29
Pilot project — Confidence in vaccines for patients, families and communities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
210 000
700 000
350 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
The project is strongly linked to work in the field of health literacy, patient education, adherence and concordance, patient safety and quality of care, and accessible health systems for all. If patients are better protected against infectious diseases, it is easier to manage underlying conditions. In addition, having access to evidence-based information enables patients to have a meaningful dialogue with health professionals and make appropriate choices in the healthcare environment, including actions for prevention and health promotion.
Two strategic pillars
The project has two core strategic pillars to be delivered utilising the capacity-building potential of patient groups: (1) an advanced toolkit for national advocacy groups to use, building on existing work, and (2) three workshops rolled out in geographically and socio-economically diverse countries in 2019, targeting patients with chronic diseases.
(1)
An advanced toolkit for national advocacy groups to use
The first pillar entails the development of a tailored, objective, evidence-based, state-of-the-art toolkit about vaccines and their vital importance for chronic disease patients.
The advanced toolkit should build on previous targeted material for the patient community on the basis of peer-reviewed, evidence-based, state-of-the-art publications in the field. The project draws on knowledge and expertise regarding ensuring that the toolkit is accessible, taking on board specific needs of certain populations and applying health literacy principles. The materials and resources shall be layered to suit different audiences and thoroughly tested by a relevant segment of a patient population. The advanced toolkit shall be produced in English and translated into the languages of the three Union languages where the workshops take place
A dissemination strategy using a ‘network of networks’ should be devised. In addition, various conferences and events throughout the year (e.g. World Diabetes Day, World Immunisation Week) will promote the toolkit.
(2)
Three national workshops targeting patients with chronic diseases
The second pillar should focus on three national workshops, reaching out to chronic disease patients together with experts on each of the diseases targeted, and disseminating the toolkit through their ecosystem.
The workshops should be one-day events for about 40 patient leaders from throughout the countries selected (not only the capital) in various relevant disease areas. The workshops should be highly interactive and be facilitated by an expert in the country in the local language.
The format of the workshop should be designed to enable leaders to disseminate knowledge afterwards to their communities through effective use of the advanced toolkit at their events and via their social media networks.
The workshops should be evaluated with a view to scaling up to include further countries in the future, building on lessons learned.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 17 04 —
   
FOOD AND FEED SAFETY, ANIMAL HEALTH, ANIMAL WELFARE AND PLANT HEALTH
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 04
FOOD AND FEED SAFETY, ANIMAL HEALTH, ANIMAL WELFARE AND PLANT HEALTH
17 04 01
Ensuring a higher animal health status and high level of protection of animals in the Union
3
169 500 000
143 880 000
155 500 000
127 540 000
138 095 000 ,—
137 588 545,42
95,63
17 04 02
Ensuring timely detection of harmful organisms for plants and their eradication
3
30 500 000
19 800 000
22 500 000
10 750 000
11 942 000 ,—
7 913 655,20
39,97
17 04 03
Ensuring effective, efficient and reliable controls
3
55 798 000
58 193 000
58 989 000
48 210 000
74 825 505,43
44 044 909,78
75,69
17 04 04
Fund for emergency measures related to animal and plant health
3
20 000 000
20 000 000
50 000 000
50 000 000
53 776 942,88
54 245 498,72
271,23
17 04 07
European Chemicals Agency — Activities in the field of biocides legislation
2
6 430 708
6 430 708
4 025 859
4 025 859
4 920 012,58
4 920 012,58
76,51
17 04 10
Contributions to international agreements and membership of international organisations in the fields of food safety, animal health, animal welfare and plant health
4
300 000
300 000
310 000
310 000
253 000 ,—
231 430,67
77,14
17 04 51
Completion of previous measures in food and feed safety, animal health, animal welfare and plant health
3
p.m.
100 000
p.m.
70 000
0 ,—
707 026,68
707,03
17 04 77
Pilot projects and preparatory actions
17 04 77 03
Pilot project — Developing best practices in animal transport
2
p.m.
p.m.
p.m.
p.m.
0 ,—
379 768,87
17 04 77 04
Pilot project — Farmhouse and Artisan Cheesemakers’ European Network — Project involving the production of European guidelines for proper hygienic practice
2
p.m.
p.m.
p.m.
p.m.
0 ,—
56 089 ,—
17 04 77 05
Pilot project — Establishment of a harmonised internal market for pigmeat obtained from pigs that have not been surgically castrated
2
p.m.
p.m.
p.m.
252 000
0 ,—
166 337,50
17 04 77 06
Pilot project — Environmental monitoring of pesticide use through honeybees
2
p.m.
304 000
p.m.
p.m.
750 000 ,—
304 000 ,—
100,00
17 04 77 07
Pilot project — Welfare of dairy cattle, including measures to protect unweaned dairy calves and end-of-career animals
2
950 000
237 500
17 04 77 08
Pilot project — Best practices for transitioning to higher welfare cage-free egg production systems
2
750 000
187 500
Article 17 04 77 — Subtotal
1 700 000
729 000
p.m.
252 000
750 000 ,—
906 195,37
124,31
Chapter 17 04 — Total
284 228 708
249 432 708
291 324 859
241 157 859
284 562 460,89
250 557 274,42
100,45
17 04 01
Ensuring a higher animal health status and high level of protection of animals in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
169 500 000
143 880 000
155 500 000
127 540 000
138 095 000 ,—
137 588 545,42
Remarks
The Union’s financial assistance helps accelerate the eradication or control of animal diseases by providing funds to supplement national financial resources and contributes to harmonising measures at Union level. The bulk of these diseases or infections are zoonoses communicable to man (BSE, brucellosis, avian influenza, salmonellosis, tuberculosis, etc.). Moreover, the persistence of the diseases in question hampers the smooth operation of the internal market; fighting them helps to improve the level of public health and to boost food safety in the Union.
This appropriation is also intended to cover the Union’s contribution to measures for eliminating obstacles to the free movement of goods in these sectors, for veterinary support and as back-up action.
It consists in providing financial assistance:
—
for the purchase, storage and formulation of foot-and-mouth antigens and of different vaccines,
—
for the development of marker vaccines or tests that can distinguish between sick and vaccinated animals.
Legal basis
Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (
OJ L 31, 1.2.2002, p. 1
), and in particular Article 50 thereof.
Regulation (EU) No 652/2014 of the European Parliament and of the Council of 15 May 2014 laying down provisions for the management of expenditure relating to the food chain, animal health and animal welfare, and relating to plant health and plant reproductive material, amending Council Directives 98/56/EC, 2000/29/EC and 2008/90/EC, Regulations (EC) No 178/2002, (EC) No 882/2004 and (EC) No 396/2005 of the European Parliament and of the Council, Directive 2009/128/EC of the European Parliament and of the Council and Regulation (EC) No 1107/2009 of the European Parliament and of the Council and repealing Council Decisions 66/399/EEC, 76/894/EEC and 2009/470/EC (
OJ L 189, 27.6.2014, p. 1
).
17 04 02
Ensuring timely detection of harmful organisms for plants and their eradication
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
30 500 000
19 800 000
22 500 000
10 750 000
11 942 000 ,—
7 913 655,20
Remarks
This appropriation is intended to cover preventive actions to combat pests and diseases (for example the pine wood nematode and the red palm weevil) threatening agricultural and horticultural crops, forest ecosystems, and landscapes. It covers also Union contributions towards the specific measures for agriculture in the outermost regions of the Union.
Legal basis
Regulation (EU) No 228/2013 of the European Parliament and of the Council of 13 March 2013 laying down specific measures for agriculture in the outermost regions of the Union and repealing Council Regulation (EC) No 247/2006 (
OJ L 78, 20.3.2013, p. 23
).
Regulation (EU) No 652/2014 of the European Parliament and of the Council of 15 May 2014 laying down provisions for the management of expenditure relating to the food chain, animal health and animal welfare, and relating to plant health and plant reproductive material, amending Council Directives 98/56/EC, 2000/29/EC and 2008/90/EC, Regulations (EC) No 178/2002, (EC) No 882/2004 and (EC) No 396/2005 of the European Parliament and of the Council, Directive 2009/128/EC of the European Parliament and of the Council and Regulation (EC) No 1107/2009 of the European Parliament and of the Council and repealing Council Decisions 66/399/EEC, 76/894/EEC and 2009/470/EC (
OJ L 189, 27.6.2014, p. 1
).
17 04 03
Ensuring effective, efficient and reliable controls
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
55 798 000
58 193 000
58 989 000
48 210 000
74 825 505,43
44 044 909,78
Remarks
This appropriation is intended to cover the implementation of the initial measures resulting from Regulation (EC) No 882/2004, in particular:
—
the activities of the Union laboratories,
—
training on feed and food control,
—
travel and subsistence expenses for national experts participating in Food and Veterinary Office missions,
—
IT tools, communication and information on feed and food control, development of Union strategy for safer food,
—
an information policy in the field of animal protection, including information campaigns and programmes to inform the public about the harmlessness of consumption of meat from vaccinated animals, as well as information campaigns and programmes emphasising the humane aspects of vaccination strategies in the fight against contagious animal diseases,
—
the monitoring of compliance with animal-protection provisions during the transport of animals for slaughter,
—
the establishment and maintenance of a rapid alert system, including a worldwide rapid alert system, for the notification of direct or indirect risks to human and animal health deriving from food or feed,
—
technical and scientific measures necessary to develop Union veterinary legislation and for the development of veterinary education or training,
—
information technology tools, including Traces and the Animal Disease Notification System,
—
measures to combat illegal imports of dog and cat furs.
This appropriation is also intended for measures to prevent the import of animal clones and their descendants and of products obtained from animal clones and their descendants.
This appropriation is also intended to cover the Union contribution to the implementation, by the Commission and/or the Member States, of the measures provided for in the legal basis below, in particular the provisions eliminating obstacles to the free movement of goods in these sectors.
Legal basis
Council Directive 66/401/EEC of 14 June 1966 on the marketing of fodder plant seed (
OJ 125, 11.7.1966, p. 2298/66
).
Council Directive 66/402/EEC of 14 June 1966 on the marketing of cereal seed (
OJ 125, 11.7.1966, p. 2309/66
).
Council Directive 68/193/EEC of 9 April 1968 on the marketing of material for the vegetative propagation of the vine (
OJ L 93, 17.4.1968, p. 15
).
Council Decision 94/800/EC of 22 December 1994 concerning the conclusion on behalf of the European Community, as regards matters within its competence, of the agreements reached in the Uruguay Round multilateral negotiations (1986-1994) (
OJ L 336, 23.12.1994, p. 1
), and in particular Article 5, Assessment of Risk and Determination of the Appropriate Level of Sanitary or Phytosanitary Protection, of the chapter ‘Agreement on the application of sanitary and phytosanitary measures’ thereof.
Council Directive 1999/105/EC of 22 December 1999 on the marketing of forest reproductive material (
OJ L 11, 15.1.2000, p. 17
), and in particular Article 11(1) thereof.
Council Directive 2002/53/EC of 13 June 2002 on the common catalogue of varieties of agricultural plant species (
OJ L 193, 20.7.2002, p. 1
), and in particular Article 17 thereof.
Council Directive 2002/54/EC of 13 June 2002 on the marketing of beet seed (
OJ L 193, 20.7.2002 p.12
).
Council Directive 2002/55/EC of 13 June 2002 on the marketing of vegetable seed (
OJ L 193, 20.7.2002, p. 33
).
Council Directive 2002/56/EC of 13 June 2002 on the marketing of seed potatoes (
OJ L 193, 20.7.2002, p. 60
).
Council Directive 2002/57/EC of 13 June 2002 on the marketing of seed of oil and fibre plants (
OJ L 193, 20.7.2002, p. 74
).
Council Directive 2008/72/EC of 15 July 2008 on the marketing of vegetable propagating and planting material, other than seed (
OJ L 205, 1.8.2008, p. 28
).
Regulation (EC) No 1332/2008 of the European Parliament and of the Council of 16 December 2008 on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (
OJ L 354, 31.12.2008, p. 7
).
Regulation (EC) No 1333/2008 of the European Parliament and of the Council of 16 December 2008 on food additives (
OJ L 354, 31.12.2008, p. 16
).
Regulation (EC) No 1334/2008 of the European Parliament and of the Council of 16 December 2008 on flavourings and certain food ingredients with flavouring properties for use in and on foods and amending Council Regulation (EEC) No 1601/91, Regulation (EC) No 2232/96 and (EC) No 110/2008 and Directive 2000/13/EC (
OJ L 354, 31.12.2008, p. 34
).
Regulation (EU) No 652/2014 of the European Parliament and of the Council of 15 May 2014 laying down provisions for the management of expenditure relating to the food chain, animal health and animal welfare, and relating to plant health and plant reproductive material, amending Council Directives 98/56/EC, 2000/29/EC and 2008/90/EC, Regulations (EC) No 178/2002, (EC) No 882/2004 and (EC) No 396/2005 of the European Parliament and of the Council, Directive 2009/128/EC of the European Parliament and of the Council and Regulation (EC) No 1107/2009 of the European Parliament and of the Council and repealing Council Decisions 66/399/EEC, 76/894/EEC and 2009/470/EC (
OJ L 189, 27.6.2014, p. 1
).
17 04 04
Fund for emergency measures related to animal and plant health
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 000 000
20 000 000
50 000 000
50 000 000
53 776 942,88
54 245 498,72
Remarks
Outbreaks of some animal diseases within the Union could significantly affect the operation of the internal market and the Union’s trading relations with third countries. It is therefore essential for the Union to make a financial contribution to enable serious infectious diseases — should any outbreak occur in Member States — to be eradicated as quickly as possible by deploying Union resources for disease control.
This appropriation is intended to cover curative actions to combat pests and diseases threatening agricultural and horticultural crops, forests, and landscape, including the spread of invasive alien species and diseases (for example the pine wood nematode), which are becoming more frequent and are spreading, causing a severe and prolonged impact, especially on Member States most exposed to risk, and with less economic capacity, and on the Union's outermost regions.
Legal basis
Regulation (EU) No 652/2014 of the European Parliament and of the Council of 15 May 2014 laying down provisions for the management of expenditure relating to the food chain, animal health and animal welfare, and relating to plant health and plant reproductive material, amending Council Directives 98/56/EC, 2000/29/EC and 2008/90/EC, Regulations (EC) No 178/2002, (EC) No 882/2004 and (EC) No 396/2005 of the European Parliament and of the Council, Directive 2009/128/EC of the European Parliament and of the Council and Regulation (EC) No 1107/2009 of the European Parliament and of the Council and repealing Council Decisions 66/399/EEC, 76/894/EEC and 2009/470/EC (
OJ L 189, 27.6.2014, p. 1
).
17 04 07
European Chemicals Agency — Activities in the field of biocides legislation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
6 430 708
6 430 708
4 025 859
4 025 859
4 920 012,58
4 920 012,58
Remarks
This appropriation is intended to cover the Agency’s staff, administrative and operational expenditure for the activities related to the implementation of the biocides legislation.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 7 008 000. As the amount of the assigned revenue related to the 2018 budget outturn is EUR 577 292, a contribution of EUR 6 430 708 is entered in the budget.
Legal basis
Regulation (EU) No 528/2012 of the European Parliament and of the Council of 22 May 2012 concerning the making available on the market and use of biocidal products (
OJ L 167, 27.6.2012, p. 1
).
17 04 10
Contributions to international agreements and membership of international organisations in the fields of food safety, animal health, animal welfare and plant health
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
300 000
300 000
310 000
310 000
253 000 ,—
231 430,67
Remarks
This appropriation is intended to cover the Union contribution to the International Union for the Protection of New Varieties of Plants (UPOV), established by the International Convention for the Protection of New Varieties of Plants as last amended on 19 March 1991, which provides for an exclusive property right for breeders of new plant varieties.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2005/523/EC of 30 May 2005 approving the accession of the European Community to the International Convention for the Protection of New Varieties of Plants, as revised at Geneva on 19 March 1991 (
OJ L 192, 22.7.2005, p. 63
).
17 04 51
Completion of previous measures in food and feed safety, animal health, animal welfare and plant health
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
100 000
p.m.
70 000
0 ,—
707 026,68
Remarks
This payment appropriation is intended to cover expenditure previously committed in the domain of the food and feed safety, animal health, animal welfare and plant health.
Legal basis
Council Directive 66/401/EEC of 14 June 1966 on the marketing of fodder plant seed (
OJ 125, 11.7.1966, p. 2298/66
).
Council Directive 66/402/EEC of 14 June 1966 on the marketing of cereal seed (
OJ 125, 11.7.1966, p. 2309/66
).
Council Directive 68/193/EEC of 9 April 1968 on the marketing of material for the vegetative propagation of the vine (
OJ L 93, 17.4.1968, p. 15
).
Council Decision 94/800/EC of 22 December 1994 concerning the conclusion on behalf of the European Community, as regards matters within its competence, of the agreements reached in the Uruguay Round multilateral negotiations (1986-1994) (
OJ L 336, 23.12.1994, p. 1
), and in particular Article 5 (Assessment of Risk and Determination of the Appropriate Level of Sanitary or Phytosanitary Protection), of the chapter ‘Agreement on the application of sanitary and phytosanitary measures’ thereof.
Council Directive 98/56/EC of 20 July 1998 on the marketing of propagating material of ornamental plants (
OJ L 226, 13.8.1998, p. 16
).
Council Directive 1999/105/EC of 22 December 1999 on the marketing of forest reproductive material (
OJ L 11, 15.1.2000, p. 17
), and in particular Article 11(1) thereof.
Council Directive 2000/29/EC of 8 May 2000 on protective measures against the introduction into the Community of organisms harmful to plants or plant products and against their spread within the Community (
OJ L 169, 10.7.2000, p. 1
).
Regulation (EC) No 178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety (
OJ L 31, 1.2.2002, p. 1
), and in particular Article 50 thereof.
Council Directive 2002/53/EC of 13 June 2002 on the common catalogue of varieties of agricultural plant species (
OJ L 193, 20.7.2002, p. 1
), and in particular Article 17 thereof.
Council Directive 2002/54/EC of 13 June 2002 on the marketing of beet seed (
OJ L 193, 20.7.2002, p. 12
).
Council Directive 2002/55/EC of 13 June 2002 on the marketing of vegetable seed (
OJ L 193, 20.7.2002, p. 33
).
Council Directive 2002/56/EC of 13 June 2002 on the marketing of seed potatoes (
OJ L 193, 20.7.2002, p. 60
).
Council Directive 2002/57/EC of 13 June 2002 on the marketing of seed of oil and fibre plants (
OJ L 193, 20.7.2002, p. 74
).
Regulation (EC) No 882/2004 of the European Parliament and of the Council of 29 April 2004 on official controls performed to ensure the verification of compliance with feed and food law, animal health and animal welfare rules (
OJ L 165, 30.4.2004, p. 1
).
Regulation (EC) No 396/2005 of the European Parliament and of the Council of 23 February 2005 on maximum residue levels of pesticides in or on food and feed of plant and animal origin (
OJ L 70, 16.3.2005, p. 1
).
Council Regulation (EC) No 247/2006 of 30 January 2006 laying down specific measures for agriculture in the outermost regions of the Union (
OJ L 42, 14.2.2006, p. 1
).
Council Directive 2008/72/EC of 15 July 2008 on the marketing of vegetable propagating and planting material, other than seed (
OJ L 205, 1.8.2008, p. 28
).
Council Directive 2008/90/EC of 29 September 2008 on the marketing of fruit plant propagating material and fruit plants intended for fruit production (
OJ L 267, 8.10.2008, p. 8
).
Regulation (EC) No 1332/2008 of the European Parliament and of the Council of 16 December 2008 on food enzymes and amending Council Directive 83/417/EEC, Council Regulation (EC) No 1493/1999, Directive 2000/13/EC, Council Directive 2001/112/EC and Regulation (EC) No 258/97 (
OJ L 354, 31.12.2008, p. 7
).
Regulation (EC) No 1333/2008 of the European Parliament and of the Council of 16 December 2008 on food additives (
OJ L 354, 31.12.2008, p. 16
).
Regulation (EC) No 1334/2008 of the European Parliament and of the Council of 16 December 2008 on flavourings and certain food ingredients with flavouring properties for use in and on foods and amending Council Regulation (EEC) No 1601/91, Regulation (EC) No 2232/96 and (EC) No 110/2008 and Directive 2000/13/EC (
OJ L 354, 31.12.2008, p. 34
).
Council Decision 2009/470/EC of 25 May 2009 on expenditure in the veterinary field (
OJ L 155, 18.6.2009, p. 30
).
17 04 77
Pilot projects and preparatory actions
17 04 77 03
Pilot project — Developing best practices in animal transport
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
379 768,87
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 04 77 04
Pilot project — Farmhouse and Artisan Cheesemakers’ European Network — Project involving the production of European guidelines for proper hygienic practice
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
56 089 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 04 77 05
Pilot project — Establishment of a harmonised internal market for pigmeat obtained from pigs that have not been surgically castrated
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
252 000
0 ,—
166 337,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 04 77 06
Pilot project — Environmental monitoring of pesticide use through honeybees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
304 000
p.m.
p.m.
750 000 ,—
304 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 04 77 07
Pilot project — Welfare of dairy cattle, including measures to protect unweaned dairy calves and end-of-career animals
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
950 000
237 500
Remarks
The expansion of the dairy sector, the increase in the average productivity of dairy cows, and the surplus of male dairy calves have not been accompanied by updated animal welfare policies. A recent Commission’s report indicates that insufficient attention is being paid to parameters such as mastitis, lameness, cubicle design and lying comfort, which are known to influence not only welfare but also health and on-farm longevity of dairy cows. Member States have different regulatory regimes, thus disrupting the level-playing field for producers. Additionally, the increase in the size of dairy herds in some countries is causing a chronic surplus of male dairy calves, which have to be transported unweaned over very long distances to specialised fattening farms. The challenges encountered during the long-distance transport of unweaned dairy calves have not been resolved, and there is evidence from several non-governmental organisations that these vulnerable animals cannot be protected during such transport. Another overlooked aspect is the treatment of end-of-career animals. There is evidence that ‘downer’ cows (i.e. unfit for transport) may be transported to complacent abattoirs for slaughter. This is not only a violation of Union rules on animal transport and slaughter, but it also represents a threat to food safety.
This pilot project has four main aims: (1) to produce a clear set of good and best practice guidelines for the welfare of dairy heifers, cows and calves on the basis of robust animal-based indicators, as well as guidance on the correct treatment of end-of-career dairy cows; (2) to carry out a socio-economic impact assessment of shifting from transport of unweaned male dairy calves over long distances to local rearing and fattening; (3) to propose economic models to prevent the transport of end-of-career dairy cows; (4) to disseminate the outcomes in dairy-producing Member States and in those affected by the intra-Union trade of live unweaned calves. The project should bring together from the onset relevant stakeholders, including scientists, veterinarians and non-governmental organisations. The outcomes should strongly draw on the scientific and practical expertise available, including from best practices already implemented.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
17 04 77 08
Pilot project — Best practices for transitioning to higher welfare cage-free egg production systems
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
750 000
187 500
Remarks
Public acceptance of the use of ‘enriched’ cages for laying hens is decreasing, in particular in the light of scientific evidence showing that such cages severely restrict the ability of laying hens to engage in many normal behaviours. The pilot project will help egg producers meet market demand by providing practical guidance on how to transition to alternative higher-welfare cage-free systems. Major food businesses have already committed to sourcing only cage-free eggs by 2025 or earlier. In order to equip Union producers for such a transition and guarantee that they stay in business, support should be provided to them to convert conventional systems to higher-welfare alternative systems that are not only fit for purpose but also fit for the future. The pilot project will look into the different systems for laying hens and identify those that are optimal for animal health and welfare. The recommendations, which should include economic aspects, will be supported by robust indicators to measure animal welfare outcomes. The first phase of the pilot project will collect information on best available practices for facilitating the transition towards higher-welfare rearing and keeping of laying hens in barn, free-range and organic systems. The second phase will consist of information events in at least four countries where alternative rearing systems are still not predominant (e.g. Spain, Poland, Portugal and Belgium) and a final event at Union level with major industry and political stakeholders as well as representatives from all Member States. The resulting guidance document should be as practice-oriented as possible, and should be illustrated, for example, with case studies (including economic data) on relevant systems from at least four Member States with the highest proportion of cage-free egg production (e.g. Germany, the Netherlands, France and Italy).
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 18
MIGRATION AND HOME AFFAIRS
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 01
ADMINISTRATIVE EXPENDITURE OF THE ‘MIGRATION AND HOME AFFAIRS’ POLICY AREA
75 646 240
75 646 240
73 461 205
73 461 205
71 591 472,22
71 591 472,22
18 02
INTERNAL SECURITY
1 314 438 016
1 438 316 397
1 225 850 970
1 257 823 403
1 418 847 166,91
964 008 999,97
Reserves (40 02 41)
1 003 000
1 003 000
58 997 000
64 671 000
1 315 441 016
1 439 319 397
1 284 847 970
1 322 494 403
1 418 847 166,91
964 008 999,97
18 03
ASYLUM AND MIGRATION
1 054 517 703
1 058 431 663
752 446 613
949 637 087
1 076 558 957,92
827 848 549,44
Reserves (40 02 41)
460 000 000
94 500 000
1 054 517 703
1 058 431 663
1 212 446 613
1 044 137 087
1 076 558 957,92
827 848 549,44
18 04
FOSTERING EUROPEAN CITIZENSHIP
28 344 000
27 030 751
25 189 000
26 000 000
25 372 153,60
26 425 597,40
Reserves (40 02 41)
1 085 000
814 000
28 344 000
27 030 751
26 274 000
26 814 000
25 372 153,60
26 425 597,40
18 05
HORIZON 2020 — RESEARCH RELATED TO SECURITY
185 504 220
168 609 256
176 575 555
181 777 013
174 383 104,69
143 759 093,92
18 06
ANTI-DRUGS POLICY
19 265 349
18 566 349
17 971 836
17 783 448
18 194 600 ,—
18 436 453,08
18 07
INSTRUMENT FOR EMERGENCY SUPPORT WITHIN THE UNION
p.m.
p.m.
p.m.
69 287 000
199 000 000 ,—
225 852 046,81
Title 18 — Total
2 677 715 528
2 786 600 656
2 271 495 179
2 575 769 156
2 983 947 455,34
2 277 922 212,84
Reserves (40 02 41)
1 003 000
1 003 000
520 082 000
159 985 000
2 678 718 528
2 787 603 656
2 791 577 179
2 735 754 156
2 983 947 455,34
2 277 922 212,84
CHAPTER 18 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘MIGRATION AND HOME AFFAIRS’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
18 01
ADMINISTRATIVE EXPENDITURE OF THE ‘MIGRATION AND HOME AFFAIRS’ POLICY AREA
18 01 01
Expenditure relating to officials and temporary staff in the ‘Migration and Home affairs’ policy area
5.2
54 395 721
52 504 665
50 449 491,25
92,75
18 01 02
External personnel and other management expenditure in support of the ‘Migration and home affairs’ policy area
18 01 02 01
External personnel
5.2
3 830 516
3 651 866
3 519 148 ,—
91,87
18 01 02 11
Other management expenditure
5.2
2 782 524
2 653 173
3 368 119,11
121,05
Article 18 01 02 — Subtotal
6 613 040
6 305 039
6 887 267,11
104,15
18 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Migration and home affairs’ policy area
5.2
3 607 559
3 519 956
4 039 060,43
111,96
18 01 04
Support expenditure for operations and programmes in the ‘Migration and home affairs’ policy area
18 01 04 01
Support expenditure for Internal Security Fund
3
2 500 000
2 500 000
2 068 999,96
82,76
18 01 04 02
Support expenditure for Asylum, Migration and Integration Fund
3
2 500 000
2 500 000
1 896 007,47
75,84
18 01 04 03
Support expenditure for the programme ‘Europe for citizens’
3
188 000
181 000
256 000 ,—
136,17
18 01 04 04
Support expenditure for the Justice Programme — Anti-drugs
3
100 000
100 000
10 000 ,—
10,00
18 01 04 05
Support expenditure for emergency support within the Union
3
p.m.
250 000
450 000 ,—
Article 18 01 04 — Subtotal
5 288 000
5 531 000
4 681 007,43
88,52
18 01 05
Support expenditure for research and innovative programmes in the ‘Migration and home affairs’ policy area
18 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
2 304 334
2 259 151
2 182 755 ,—
94,72
18 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
568 673
553 525
572 687 ,—
100,71
18 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
588 913
560 869
546 607 ,—
92,82
Article 18 01 05 — Subtotal
3 461 920
3 373 545
3 302 049 ,—
95,38
18 01 06
Executive agencies
18 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the programme ‘Europe for citizens’
3
2 280 000
2 227 000
2 232 597 ,—
97,92
Article 18 01 06 — Subtotal
2 280 000
2 227 000
2 232 597 ,—
97,92
Chapter 18 01 — Total
75 646 240
73 461 205
71 591 472,22
94,64
18 01 01
Expenditure relating to officials and temporary staff in the ‘Migration and Home affairs’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
54 395 721
52 504 665
50 449 491,25
18 01 02
External personnel and other management expenditure in support of the ‘Migration and home affairs’ policy area
18 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 830 516
3 651 866
3 519 148 ,—
18 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 782 524
2 653 173
3 368 119,11
18 01 03
Expenditure relating to information and communication technology equipment and services of the ‘Migration and home affairs’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 607 559
3 519 956
4 039 060,43
18 01 04
Support expenditure for operations and programmes in the ‘Migration and home affairs’ policy area
18 01 04 01
Support expenditure for Internal Security Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 500 000
2 500 000
2 068 999,96
Remarks
This appropriation is intended to cover the Internal Security Fund technical assistance provided for in Article 9 of Regulation (EU) No 513/2014 and Article 16 of Regulation (EU) No 515/2014. It may cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, plus any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It may, in particular, be used to cover:
—
support expenditure (assistance for project preparation and appraisal, actions related to audit, actions related to fraud detection and prevention, conferences, seminars, workshops and other common information and training measures on the implementation of Regulations (EU) No 513/2014 and (EU) No 515/2014 as well as the related specific regulations for designated authorities and beneficiaries, translations),
actions to disseminate information, support networking, carry out communication activities, raise awareness and promote cooperation and exchange of experience, including with third countries,
—
the corporate communication of the political priorities of the Union provided that these are related to the general objectives of Regulations (EU) No 513/2014 and (EU) No 515/2014 as well as the related specific regulations,
—
the installation, updating, operation and interconnection of computerised systems for management, monitoring, audit, control and evaluation,
—
the design of a common framework for evaluation and monitoring, as well as a system of indicators, taking into account, where appropriate, national indicators,
—
evaluations, including actions to improve evaluation methods and the exchange of information on evaluation practices, the design of a common framework for evaluation and monitoring, expert reports statistics and studies,
—
support for institutional strengthening and administrative capacity building for the effective management of Regulations (EU) No 513/2014 and (EU) No 515/2014 as well as the related specific regulations,
—
measures related to the analysis, management, monitoring, information exchange and implementation of Regulations (EU) No 513/2014 and (EU) No 515/2014 and the related specific regulations, as well as measures relating to the implementation of control systems and technical and administrative assistance.
In accordance with the Agreements that have been concluded between the European Union and the Republic of Iceland, the Kingdom of Norway, the Swiss Confederation and the Principality of Liechtenstein on supplementary rules in relation to the Internal Security Fund — Borders — for the period 2014 to 2020, the Commission may use up to the amount to be set up in the Agreement of the payments made by the associated States each year to finance the administrative expenditure related to staff or external staff necessary for supporting the implementation by the associated States of the Fund and that Agreement.
Revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein, in the context of the Agreements on their association with the implementation, application and development of the Schengen 
acquis
, entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (e) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 330 000.
Legal basis
See Article 18 02 01.
Regulation (EU) No 513/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for police cooperation, preventing and combating crime, and crisis management and repealing Council Decision 2007/125/JHA (
OJ L 150, 20.5.2014, p. 93
).
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
Regulation (EU) No 515/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for external borders and visa and repealing Decision No 574/2007/EC (
OJ L 150, 20.5.2014, p. 143
).
18 01 04 02
Support expenditure for Asylum, Migration and Integration Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 500 000
2 500 000
1 896 007,47
Remarks
This appropriation is intended to cover the Asylum, Migration and Integration Fund technical assistance provided for in Article 9 of Regulation (EU) No 514/2014. It may cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, plus any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It may, in particular, be used to cover:
—
support expenditure (assistance for project preparation and appraisal, actions related to audit, actions related to fraud detection and prevention, conferences, seminars, workshops and other common information and training measures on the implementation of Regulation (EU) No 514/2014 and the related specific regulations for designated authorities and beneficiaries, translations),
—
actions to disseminate information, support networking, carry out communication activities, raise awareness and promote cooperation and exchange of experience, including with third countries,
—
the corporate communication of the political priorities of the Union provided that these are related to the general objectives of Regulation (EU) No 514/2014 and the related specific regulations,
—
the installation, updating, operation and interconnection of computerised systems for management, monitoring, audit, control and evaluation,
—
the design of a common framework for evaluation and monitoring, as well as a system of indicators, taking into account, where appropriate, national indicators,
—
evaluations, including actions to improve evaluation methods and the exchange of information on evaluation practices, the design of a common framework for evaluation and monitoring, expert reports statistics and studies,
—
support for institutional strengthening and administrative capacity building for the effective management of Regulation (EU) No 514/2014 and the related specific regulations,
—
measures related to the analysis, management, monitoring, information exchange and implementation of Regulation (EU) No 514/2014 and the related specific regulations, as well as measures relating to the implementation of control systems and technical and administrative assistance.
Legal basis
See Article 18 03 01.
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
Regulation (EU) No 516/2014 of the European Parliament and of the Council of 16 April 2014 establishing the Asylum, Migration and Integration Fund, amending Council Decision 2008/381/EC and repealing Decisions No 573/2007/EC and No 575/2007/EC of the European Parliament and of the Council and Council Decision 2007/435/EC (
OJ L 150, 20.5.2014, p. 168
).
18 01 04 03
Support expenditure for the programme ‘Europe for citizens’
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
188 000
181 000
256 000 ,—
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Item 18 04 01 01.
18 01 04 04
Support expenditure for the Justice Programme — Anti-drugs
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
10 000 ,—
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the drugs-policy-related activities within the Justice Programme (the ‘Programme’) and the achievement of its relevant objectives; in particular, studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union, as far as they are related to the general objectives of the Programme, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the Programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b),(e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the Programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 18 06.
18 01 04 05
Support expenditure for emergency support within the Union
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
250 000
450 000 ,—
Remarks
This appropriation is intended to cover support expenditure directly linked to the achievement of the objectives of the emergency support within the Union. This covers, inter alia:
—
preparatory, monitoring, control, audit and evaluation activities,
—
development, maintenance, operation and support of information systems, intended for internal use or to improve coordination between the Commission and other institutions, national administrations, agencies, non-governmental organisations, other partners in emergency support, and experts in the field,
—
studies, meeting of experts, information and publications directly linked to the achievement of the objective of the emergency support,
—
any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Any income from financial contributions from public and private donors entered in Item 6 0 2 1 of the statement of revenue may give rise to the provision of additional appropriations.
Legal basis
See Article 18 07 01.
18 01 05
Support expenditure for research and innovative programmes in the ‘Migration and home affairs’ policy area
18 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 304 334
2 259 151
2 182 755 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020 and occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b),(e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 18 05.
18 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
568 673
553 525
572 687 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 18 05.
18 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
588 913
560 869
546 607 ,—
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems and purchase of IT equipment, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b),(e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 18 05.
18 01 06
Executive agencies
18 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the programme ‘Europe for citizens’
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 280 000
2 227 000
2 232 597 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency, incurred because of the Agency’s participation in the completion of management of the programme ‘Europe for citizens’ under Heading 3b of the 2007 to 2013 multiannual financial framework as well as its participation in the management of the ‘Europe for citizens’ programme under Heading 3 of the 2014 to 2020 multiannual financial framework.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b),(e) and (f) of Article 21(2) of the Financial Regulation.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Council Decision 2004/100/EC of 26 January 2004 establishing a Community action programme to promote active European citizenship (civic participation) (
OJ L 30, 4.2.2004, p. 6
).
Decision No 1904/2006/EC of the European Parliament and of the Council of 12 December 2006 establishing for the period 2007 to 2013 the programme Europe for Citizens to promote active European citizenship (
OJ L 378, 27.12.2006, p. 32
).
Council Regulation (EU) No 390/2014 of 14 April 2014 establishing the ‘Europe for Citizens’ programme for the period 2014-2020 (
OJ L 115, 17.4.2014, p. 3
), and in particular Article 2 thereof.
Reference acts
Commission Decision 2009/336/EC of 20 April 2009 setting up the Education, Audiovisual and Culture Executive Agency for the management of Community action in the fields of education, audiovisual and culture in application of Council Regulation (EC) No 58/2003 (
OJ L 101, 21.4.2009, p. 26
).
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Commission Decision C(2013) 9189 of 18 December 2013 delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
CHAPTER 18 02 —
   
INTERNAL SECURITY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 02
INTERNAL SECURITY
18 02 01
Internal Security Fund
18 02 01 01
Support of border management and a common visa policy to facilitate legitimate travel
3
287 071 440
468 544 124
316 912 547
359 867 661
533 724 007,89
281 242 423,23
60,02
Reserves (40 02 41)
18 405 000
18 405 000
287 071 440
468 544 124
335 317 547
378 272 661
533 724 007,89
281 242 423,23
18 02 01 02
Prevention and fight against cross-border organised crime and better management of security-related risks and crisis
3
191 297 628
190 358 325
135 679 988
233 349 807
162 870 292 ,—
158 146 031,93
83,08
18 02 01 03
Establishing an Entry/Exit System (EES) and a European Travel Information and Authorisation System (ETIAS)
3
20 000 000
9 000 000
60 000 000
49 600 000
100 000 000 ,—
10 080 000 ,—
112,00
Article 18 02 01 — Subtotal
498 369 068
667 902 449
512 592 535
642 817 468
796 594 299,89
449 468 455,16
67,30
Reserves (40 02 41)
18 405 000
18 405 000
498 369 068
667 902 449
530 997 535
661 222 468
796 594 299,89
449 468 455,16
18 02 02
Schengen facility for Croatia
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
18 02 03
European Border and Coast Guard Agency (Frontex)
3
411 821 029
411 821 029
293 185 279
293 185 279
268 909 520 ,—
268 909 520 ,—
65,30
Reserves (40 02 41)
19 321 000
19 321 000
411 821 029
411 821 029
312 506 279
312 506 279
268 909 520 ,—
268 909 520 ,—
18 02 04
European Union Agency for Law Enforcement Cooperation (Europol)
3
152 964 760
152 964 760
136 456 565
136 456 565
130 245 520 ,—
130 245 520 ,—
85,15
Reserves (40 02 41)
690 000
690 000
152 964 760
152 964 760
137 146 565
137 146 565
130 245 520 ,—
130 245 520 ,—
18 02 05
European Union Agency for Law Enforcement Training (CEPOL)
3
10 084 425
10 084 425
8 847 082
8 847 082
10 431 827,02
10 431 826,28
103,44
18 02 07
European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (‘eu-LISA’)
3
239 198 734
195 043 734
274 769 509
176 517 009
200 666 000 ,—
89 835 000 ,—
46,06
Reserves (40 02 41)
1 003 000
1 003 000
20 581 000
26 255 000
240 201 734
196 046 734
295 350 509
202 772 009
200 666 000 ,—
89 835 000 ,—
18 02 08
Schengen information system (SIS II)
3
p.m.
p.m.
p.m.
p.m.
6 000 000 ,—
5 460 472,69
18 02 09
Visa Information System (VIS)
3
p.m.
p.m.
p.m.
p.m.
6 000 000 ,—
7 448 510,65
18 02 51
Completion of operations and programmes in the field of external borders, security and safeguarding liberties
3
p.m.
p.m.
p.m.
p.m.
0 ,—
2 054 455,46
18 02 77
Pilot projects and preparatory actions
18 02 77 01
Pilot project — Completion of the fight against terrorism
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
18 02 77 02
Pilot project — New integrated mechanisms for cooperation between public and private actors to identify sports betting risks
3
p.m.
p.m.
p.m.
p.m.
0 ,—
155 239,73
18 02 77 04
Preparatory action — EU-coordinated Darknet monitoring to counter criminal activities
3
2 000 000
500 000
Article 18 02 77 — Subtotal
2 000 000
500 000
p.m.
p.m.
0 ,—
155 239,73
31,05
Chapter 18 02 — Total
1 314 438 016
1 438 316 397
1 225 850 970
1 257 823 403
1 418 847 166,91
964 008 999,97
67,02
Reserves (40 02 41)
1 003 000
1 003 000
58 997 000
64 671 000
1 315 441 016
1 439 319 397
1 284 847 970
1 322 494 403
1 418 847 166,91
964 008 999,97
18 02 01
Internal Security Fund
18 02 01 01
Support of border management and a common visa policy to facilitate legitimate travel
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 02 01 01
287 071 440
468 544 124
316 912 547
359 867 661
533 724 007,89
281 242 423,23
Reserves (40 02 41)
18 405 000
18 405 000
Total
287 071 440
468 544 124
335 317 547
378 272 661
533 724 007,89
281 242 423,23
Remarks
The Internal Security Fund shall contribute to the following specific objectives:
—
supporting a common visa policy to facilitate legitimate travel, provide a high quality of service to visa applicants, ensure equal treatment of third country nationals and tackle illegal immigration,
—
supporting integrated borders management, including promoting further harmonisation of border management-related measures in accordance with common Union standards and through sharing of information between Member States and between Member States and Frontex, to ensure, on one hand, a uniform and high level of control and protection of the external borders, including by the tackling of illegal immigration, and, on the other hand, the smooth crossing of the external borders in conformity with the Schengen 
acquis
, while guaranteeing access to international protection for those needing it, in accordance with the obligations contracted by the Member States in the field of human rights, including the principle of non-refoulement, and with due regard for the specific characteristics of the people concerned and for the gender perspective.
This appropriation is intended to cover the expenditure related to actions in or by Member States and in particular the following:
—
infrastructures, buildings and systems required at border crossing points and for surveillance between border crossing points to prevent and tackle unauthorised border crossings, illegal immigration and cross-border criminality as well as to guarantee smooth travel flows,
—
operating equipment, means of transport and communication systems required for effective and secure border control and the detection of persons,
—
IT and communication systems for efficient management of migration flows across borders, including investments in existing and future systems,
—
infrastructures, buildings, communication and IT systems and operating equipment required for the processing of visa applications and consular cooperation, as well as other actions aimed at improving the quality of service for the visa applicants,
—
training regarding the use of that equipment and those systems and the promotion of quality management standards and training of border guards, including where appropriate in third countries, regarding the execution of their surveillance, advisory and control tasks with respect to international human rights law, and taking into consideration a gender-sensitive approach, including the identification of victims of human trafficking and people smuggling,
—
secondment of immigration liaison officers and document advisers in third countries and the exchange and secondment of border guards between Member States or between a Member State and a third country,
—
studies, training, pilot projects and other actions gradually establishing an integrated management system for external borders as referred to in Article 3(3) of Regulation (EU) No 515/2014 including actions aiming to foster interagency cooperation either within Member States or between Member States and actions relating to the interoperability and harmonisation of border management systems,
—
studies, pilot projects and actions aiming to implement the recommendations, operational standards and best practices resulting from the operational cooperation between Member States and Union agencies.
This appropriation is also intended to cover the expenditure related to actions in relation to and in third countries and in particular the following:
—
information systems, tools or equipment for sharing information between Member States and third countries,
—
actions relating to operational cooperation between Member States and third countries, including joint operations,
—
projects in third countries aimed at improving surveillance systems to ensure cooperation with the Eurosur,
—
studies, seminars, workshops, conferences, training, equipment and pilot projects to provide ad hoc technical and operational expertise to third countries,
—
studies, seminars, workshops, conferences, training, equipment and pilot projects implementing specific recommendations, operational standards and best practices, resulting from the operational cooperation between Member States and Union agencies in third countries.
This appropriation is also intended to cover foregone fees from visas issued for the purpose of transit and additional costs incurred in implementing the Facilitated Transit Document (FTD) and the Facilitated Rail Transit Document (FRTD) scheme in accordance with Council Regulation (EC) No 693/2003 of 14 April 2003 establishing a specific Facilitated Transit Document (FTD), a Facilitated Rail Transit Document (FRTD) and amending the Common Consular Instructions and the Common Manual (
OJ L 99, 17.4.2003, p. 8
) and Council Regulation (EC) No 694/2003 of 14 April 2003 on uniform formats for Facilitated Transit Documents (FTD) and Facilitated Rail Transit Documents (FRTD) provided for in Regulation (EC) No 693/2003 (
OJ L 99, 17.4.2003, p. 15
).
At the Commission’s initiative, this appropriation may be used to finance transnational actions or actions of particular interest to the Union. To be eligible for funding, those actions shall in particular pursue the following objectives:
—
to support preparatory, monitoring, administrative and technical activities, required to implement external borders and visa policies, including to strengthen the governance of the Schengen area by developing and implementing the evaluation mechanism as established by Council Regulation (EU) No 1053/2013 of 7 October 2013 establishing an evaluation and monitoring mechanism to verify the application of the Schengen 
acquis
 and repealing the Decision of the Executive Committee of 16 September 1998 setting up a Standing Committee on the evaluation and implementation of Schengen (
OJ L 295, 6.11.2013, p. 27
), to verify the application of the Schengen 
acquis
 and the Schengen Borders Code in particular mission expenditure for experts of the Commission and the Member States participating in on site visits,
—
to improve the knowledge and understanding of the situation prevailing in the Member States and third countries through analysis, evaluation and close monitoring of policies,
—
to support the development of statistical tools, including common statistical tools, and methods and common indicators, with gender-disaggregated data,
—
to support and monitor the implementation of Union law and Union policy objectives in the Member States, and assess their effectiveness and impact, including with regard to the respect of human rights and fundamental freedoms, as far as the scope of this instrument is concerned,
—
to promote networking, mutual learning, identification and dissemination of best practices and innovative approaches amongst different stakeholders at European level,
—
to promote projects aiming at harmonisation and interoperability of border management-related measures in accordance with common Union standards with a view to developing an integrated European border management system,
—
to enhance awareness of Union policies and objectives among stakeholders and the general public, including corporate communication on the political priorities of the Union,
—
to boost the capacity of European networks to assess, promote, support and further develop Union policies and objectives,
—
to support particularly innovative projects developing new methods and/or technologies with a potential for transferability to other Member States, especially projects aiming at testing and validating research projects,
—
to support actions in relation to and in third countries as referred to in Article 4(2) of Regulation (EU) No 1053/2013,
—
awareness-raising, information and communication activities in relation to Union home affairs policies, priorities and achievements.
This appropriation shall also cover financial assistance to address urgent and specific needs in the event of an emergency situation which means a situation of urgent and exceptional pressure where a large or disproportionate number of third-country nationals cross or are expected to cross the external border of one or more Member States.
This appropriation will provide for reimbursement of the costs incurred by the Commission and Member States experts for the on-the-spot evaluation visits (travel cost and accommodation) regarding the application of the Schengen 
acquis.
 The cost of supplies and equipment needed for the on-the-spot evaluation visits and for their preparation and follow-up must be added to these costs.
Revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein, in the context of the Agreements on their association with the implementation, application and development of the Schengen 
acquis
 entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (e) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 31 495 000.
Legal basis
Council Regulation (EU) No 1053/2013 of 7 October 2013 establishing an evaluation and monitoring mechanism to verify the application of the Schengen 
acquis
 and repealing the Decision of the Executive Committee of 16 September 1998 setting up a Standing Committee on the evaluation and implementation of Schengen (
OJ L 295, 6.11.2013, p. 27
).
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
Regulation (EU) No 515/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for external borders and visa and repealing Decision No 574/2007/EC (
OJ L 150, 20.5.2014, p. 143
).
Regulation (EU) 2017/2226 of the European Parliament and of the Council of 30 November 2017 establishing an Entry/Exit System (EES) to register entry and exit data and refusal of entry data of third-country nationals crossing the external borders of the Member States and determining the conditions for access to the EES for law enforcement purposes, and amending the Convention implementing the Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (
OJ L 327, 9.12.2017, p. 20
).
Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 (
OJ L 236, 19.9.2018, p. 1
).
Regulation (EU) 2018/1860 of the European Parliament and of the Council of 28 November 2018 on the use of the Schengen Information System for the return of illegally staying third-country nationals (
OJ L 312, 7.12.2018, p. 1
).
Regulation (EU) 2018/1861 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of border checks, and amending the Convention implementing the Schengen Agreement, and amending and repealing Regulation (EC) No 1987/2006 (
OJ L 312, 7.12.2018, p. 14
).
Regulation (EU) 2018/1862 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of police cooperation and judicial cooperation in criminal matters, amending and repealing Council Decision 2007/533/JHA, and repealing Regulation (EC) No 1986/2006 of the European Parliament and of the Council and Commission Decision 2010/261/EU (
OJ L 312, 7.12.2018, p. 56
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
Regulation (EU) 2019/1240 of the European Parliament and of the Council of 20 June 2019 on the creation of a European network of immigration liaison officers (
OJ L 198, 25.7.2019, p. 88
).
Regulation (EU) 2019/1896 of the European Parliament and of the Council of 13 November 2019 on the European Border and Coast Guard and repealing Regulations (EU) No 1052/2013 and (EU) 2016/1624 (
OJ L 295, 14.11.2019, p. 1
).
18 02 01 02
Prevention and fight against cross-border organised crime and better management of security-related risks and crisis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
191 297 628
190 358 325
135 679 988
233 349 807
162 870 292 ,—
158 146 031,93
Remarks
The Internal Security Fund shall contribute to the following specific objectives:
—
crime prevention, combating cross-border, serious and organised crime including terrorism, and reinforcing coordination and cooperation between law enforcement authorities and other national authorities of Member States, including with Europol or other relevant Union bodies, and with relevant third countries and international organisations,
—
enhancing the capacity of Member States and the Union for managing effectively security-related risks and crisis, and preparing for and protecting people and critical infrastructure against terrorist attacks and other security related incidents.
This appropriation is intended to cover actions in Member States, and in particular the following:
—
actions improving police cooperation and coordination between law enforcement authorities, including with and between relevant Union bodies, in particular Europol and Eurojust, joint investigation teams and any other form of cross-border joint operation, the access to and exchange of information and interoperable technologies,
—
development of counter-terrorism initiatives with a view to ensuring appropriate responses to emerging threats, including threats related to home-grown radicalisation and foreign fighters who are either abroad or coming or returning to one or more Member States or candidate countries,
—
improving crisis management following a terrorist attack to help victims, their close relatives and anyone who has suffered as a result of coming to the aid of victims or people whose lives were in danger,
—
projects promoting networking, public-private partnerships, mutual confidence, understanding and learning, the identification, exchange and dissemination of know-how, experience and good practices, information-sharing, shared situation awareness and foresight, contingency planning and interoperability,
—
analytical, monitoring and evaluation activities, including studies and threat, risk and impact assessments, which are evidence-based and consistent with priorities and initiatives identified at Union level, in particular those that have been endorsed by the European Parliament and the Council,
—
awareness-raising, dissemination and communication activities,
—
acquisition, maintenance of Union and national IT systems contributing to the achievement of the objectives of Regulation (EU) No 513/2014, and further upgrading of IT systems and technical equipment, including testing compatibility of systems, secure facilities, infrastructures, related buildings and systems, especially information and communication technology (ICT) systems and their components, including for the purpose of European cooperation on cyber security and cybercrime, notably with the European Cybercrime Centre,
—
exchange, training and education of staff and experts of relevant authorities, including language training and joint exercises or programmes,
—
measures deploying, transferring, testing and validating new methodology or technology, including pilot projects and follow-up measures to Union-funded security research projects.
This appropriation is also intended to cover actions in relation to and in third countries, and in particular the following:
—
actions improving police cooperation and coordination between law enforcement authorities, including joint investigation teams and any other form of cross-border joint operation, the access to and exchange of information and interoperable technologies,
—
networking, mutual confidence, understanding and learning, the identification, exchange and dissemination of know-how, experience and good practices, information-sharing, shared situation awareness and foresight, contingency planning and interoperability,
—
exchange, training and education of staff and experts of relevant authorities.
At the Commission’s initiative, this appropriation may be used to finance transnational actions or actions of particular interest to the Union concerning the general, specific and operational objectives set out in Article 3 of Regulation (EU) No 513/2014. To be eligible for funding, Union actions must be consistent with the priorities and initiatives identified at Union level, in particular those that have been endorsed by the European Parliament and the Council, in relevant Union strategies, policy cycles, programmes, threat and risk assessments, and support in particular:
—
preparatory, monitoring, administrative and technical activities, and development of an evaluation mechanism required to implement the policies on police cooperation, preventing and combating crime, and crisis management,
—
transnational projects involving two or more Member States or at least one Member State and one third-country,
—
analytical, monitoring and evaluation activities, including threat, risk and impact assessments, which are evidence-based and consistent with priorities and initiatives identified at Union level, in particular those that have been endorsed by the European Parliament and the Council and projects monitoring the implementation of Union law and Union policy objectives in the Member States,
—
projects promoting networking, public-private partnerships, mutual confidence, understanding and learning, identification and dissemination of good practices and innovative approaches at Union level, training and exchange programmes,
—
projects supporting the development of methodological, notably statistical, tools and methods and common indicators,
—
the acquisition, maintenance and further upgrading of technical equipment, expertise, secure facilities, infrastructures, related buildings and systems, especially ICT systems and their components at the Union level, including for the purpose of European cooperation on cyber security and cybercrime, notably a European Cybercrime Centre,
—
projects enhancing awareness of Union policies and objectives among stakeholders and the general public, including corporate communication on the political priorities of the Union,
—
particularly innovative projects developing new methods or deploying new technologies with a potential for transferability to other Member States, especially projects aiming at testing and validating the outcome of Union funded security research projects,
—
studies and pilot projects,
—
awareness-raising, information and communication activities in relation to Union home affairs policies, priorities and achievements.
This appropriation shall also support actions in relation to and in third countries, and in particular the following:
—
actions improving police cooperation and coordination between law enforcement authorities, and, where applicable, international organisations, including joint investigation teams and any other form of cross-border joint operation, the access to and exchange of information and interoperable technologies,
—
networking, mutual confidence, understanding and learning, the identification, exchange and dissemination of know-how, experience and good practices, information sharing, shared situation awareness and foresight, contingency planning and interoperability,
—
acquisition, maintenance and further upgrading of technical equipment, including ICT systems and their components,
—
exchange, training and education of staff and experts of relevant authorities, including language training,
—
awareness-raising, dissemination and communication activities,
—
threat, risk and impact assessments,
—
studies and pilot projects.
This appropriation shall be used to provide financial assistance to address urgent and specific needs in the event of an emergency situation which means any security-related incident or newly emerging threat which has or may have a significant adverse impact on the security of people in one or more Member States.
Assigned revenue received may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 513/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for police cooperation, preventing and combating crime, and crisis management and repealing Council Decision 2007/125/JHA (
OJ L 150, 20.5.2014, p. 93
).
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
18 02 01 03
Establishing an Entry/Exit System (EES) and a European Travel Information and Authorisation System (ETIAS)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 000 000
9 000 000
60 000 000
49 600 000
100 000 000 ,—
10 080 000 ,—
Remarks
This appropriation is intended to cover the setting up and running of IT systems, their communication infrastructure and equipment supporting the management of migration flows across the external borders of the Union.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (e) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
Regulation (EU) No 515/2014 of the European Parliament and of the Council of 16 April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for external borders and visa and repealing Decision No 574/2007/EC (
OJ L 150, 20.5.2014, p. 143
).
Regulation (EU) 2017/2226 of the European Parliament and of the Council of 30 November 2017 establishing an Entry/Exit System (EES) to register entry and exit data and refusal of entry data of third-country nationals crossing the external borders of the Member States and determining the conditions for access to the EES for law enforcement purposes, and amending the Convention implementing the Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (
OJ L 327, 9.12.2017, p. 20
).
Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 (
OJ L 236, 19.9.2018, p. 1
).
18 02 02
Schengen facility for Croatia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the expenditure related to a temporary instrument to help Croatia between the date of accession and the end of 2014 to finance actions at the new external borders of the Union for the implementation of the Schengen 
acquis
 and external border control.
Legal basis
Tasks resulting from the specific powers assigned directly to the Commission by Article 31 of the Act of Accession of Croatia.
18 02 03
European Border and Coast Guard Agency (Frontex)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 02 03
411 821 029
411 821 029
293 185 279
293 185 279
268 909 520 ,—
268 909 520 ,—
Reserves (40 02 41)
19 321 000
19 321 000
Total
411 821 029
411 821 029
312 506 279
312 506 279
268 909 520 ,—
268 909 520 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 428 160 041. An amount of EUR 16 339 012 coming from the recovery of surplus is added to the amount of EUR 411 821 029 entered in the budget.
Legal basis
Regulation (EU) No 656/2014 of the European Parliament and of the Council of 15 May 2014 establishing rules for the surveillance of the external sea borders in the context of the operational cooperation coordinated by European Agency for the Management of Operational Cooperation at the External Borders of the Member States of the European Union (
OJ L 189, 27.6.2014, p. 93
).
Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 (
OJ L 236, 19.9.2018, p. 1
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
Regulation (EU) 2019/1896 of the European Parliament and of the Council of 13 November 2019 on the European Border and Coast Guard and repealing Regulations (EU) No 1052/2013 and (EU) 2016/1624 (
OJ L 295, 14.11.2019, p. 1
).
18 02 04
European Union Agency for Law Enforcement Cooperation (Europol)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 02 04
152 964 760
152 964 760
136 456 565
136 456 565
130 245 520 ,—
130 245 520 ,—
Reserves (40 02 41)
690 000
690 000
Total
152 964 760
152 964 760
137 146 565
137 146 565
130 245 520 ,—
130 245 520 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 154 071 567. An amount of EUR 1 106 807 coming from the recovery of surplus is added to the amount of EUR 152 964 760 entered in the budget.
Legal basis
Regulation (EU) 2016/794 of the European Parliament and of the Council of 11 May 2016 on the European Union Agency for Law Enforcement Cooperation (Europol) and replacing and repealing Council Decisions 2009/371/JHA, 2009/934/JHA, 2009/935/JHA, 2009/936/JHA and 2009/968/JHA (
OJ L 135, 24.5.2016, p. 53
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
18 02 05
European Union Agency for Law Enforcement Training (CEPOL)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
10 084 425
10 084 425
8 847 082
8 847 082
10 431 827,02
10 431 826,28
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure (Title 3).
This appropriation is intended to cover expenditures related to the different activities planned and performed by CEPOL.
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 10 439 000. An amount of EUR 354 575 coming from the recovery of surplus is added to the amount of EUR 10 084 425 entered in the budget.
Legal basis
Regulation (EU) 2015/2219 of the European Parliament and of the Council of 25 November 2015 on the European Union Agency for Law Enforcement Training (CEPOL) and replacing and repealing Council Decision 2005/681/JHA (
OJ L 319, 4.12.2015, p. 1
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
18 02 07
European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (‘eu-LISA’)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 02 07
239 198 734
195 043 734
274 769 509
176 517 009
200 666 000 ,—
89 835 000 ,—
Reserves (40 02 41)
1 003 000
1 003 000
20 581 000
26 255 000
Total
240 201 734
196 046 734
295 350 509
202 772 009
200 666 000 ,—
89 835 000 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 2 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The Agency’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 241 122 000. An amount of EUR 920 266 coming from the recovery of surplus is added to the amount of EUR 240 201 734 entered in the budget.
Legal basis
Regulation (EU) 2017/2226 of the European Parliament and of the Council of 30 November 2017 establishing an Entry/Exit System (EES) to register entry and exit data and refusal of entry data of third-country nationals crossing the external borders of the Member States and determining the conditions for access to the EES for law enforcement purposes, and amending the Convention implementing the Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (
OJ L 327, 9.12.2017, p. 20
).
Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 (
OJ L 236, 19.9.2018, p. 1
).
Regulation (EU) 2018/1726 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA), and amending Regulation (EC) No 1987/2006 and Council Decision 2007/533/JHA and repealing Regulation (EU) No 1077/2011 (
OJ L 295, 21.11.2018, p. 99
).
Regulation (EU) 2018/1860 of the European Parliament and of the Council of 28 November 2018 on the use of the Schengen Information System for the return of illegally staying third-country nationals (
OJ L 312, 7.12.2018, p. 1
).
Regulation (EU) 2018/1861 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of border checks, and amending the Convention implementing the Schengen Agreement, and amending and repealing Regulation (EC) No 1987/2006 (
OJ L 312, 7.12.2018, p. 14
).
Regulation (EU) 2018/1862 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of police cooperation and judicial cooperation in criminal matters, amending and repealing Council Decision 2007/533/JHA, and repealing Regulation (EC) No 1986/2006 of the European Parliament and of the Council and Commission Decision 2010/261/EU (
OJ L 312, 7.12.2018, p. 56
).
Regulation (EU) 2019/816 of the European Parliament and of the Council of 17 April 2019 establishing a centralised system for the identification of Member States holding conviction information on third-country nationals and stateless persons (ECRIS-TCN) to supplement the European Criminal Records Information System and amending Regulation (EU) 2018/1726 (
OJ L 135, 22.5.2019, p. 1
).
Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA (
OJ L 135, 22.5.2019, p. 27
).
Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 (
OJ L 135, 22.5.2019, p. 85
).
Reference acts
Proposal for a Regulation of the European Parliament and of the Council establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person (recast) (COM(2016) 270 final).
Proposal for a Regulation of the European Parliament and of the Council on the establishment of ‘Eurodac’ for the comparison of fingerprints for the effective application of Regulation (EU) No 604/2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person], for identifying an illegally staying third-country national or stateless person and on requests for the comparison with Eurodac data by Member States’ law enforcement authorities and Europol for law enforcement purposes (recast)(COM(2016) 272 final).
18 02 08
Schengen information system (SIS II)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
6 000 000 ,—
5 460 472,69
Remarks
This appropriation is intended to finance the operating expenditure of the Schengen information system (SIS), in particular the cost of the network infrastructure and the cost of studies related to the system.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 2 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Protocol No 19 on the Schengen 
acquis
 integrated into the framework of the European Union.
Council Decision 2001/886/JHA of 6 December 2001 on the development of the second generation Schengen Information System (SIS II) (
OJ L 328, 13.12.2001, p. 1
).
Council Regulation (EC) No 2424/2001 of 6 December 2001 on the development of the second-generation Schengen Information System (SIS II) (
OJ L 328, 13.12.2001, p. 4
).
Regulation (EC) No 1987/2006 of the European Parliament and of the Council of 20 December 2006, on the establishment, operation and use of the second generation Schengen Information System (SIS II) (
OJ L 381, 28.12.2006, p. 4
).
Regulation (EC) No 1986/2006 of the European Parliament and of the Council of 20 December 2006 regarding access to the Second Generation Schengen Information System (SIS II) by the services in the Member States responsible for issuing vehicle registration certificates (
OJ L 381, 28.12.2006, p. 1
).
Council Decision 2007/533/JHA of 12 June 2007 on the establishment, operation and use of the second generation Schengen Information System (SIS II) (
OJ L 205, 7.8.2007, p. 63
).
Council Regulation (EU) No 1272/2012 of 20 December 2012 on migration from the Schengen Information System (SIS 1+) to the second generation Schengen Information System (SIS II) (
OJ L 359, 29.12.2012, p. 21
).
Council Regulation (EU) No 1273/2012 of 20 December 2012 on migration from the Schengen Information System (SIS 1+) to the second generation Schengen Information System (SIS II) (
OJ L 359, 29.12.2012, p. 32
).
Regulation (EU) 2018/1726 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA), and amending Regulation (EC) No 1987/2006 and Council Decision 2007/533/JHA and repealing Regulation (EU) No 1077/2011 (
OJ L 295, 21.11.2018, p. 99
).
Regulation (EU) 2018/1860 of the European Parliament and of the Council of 28 November 2018 on the use of the Schengen Information System for the return of illegally staying third-country nationals (
OJ L 312, 7.12.2018, p. 1
).
Regulation (EU) 2018/1861 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of border checks, and amending the Convention implementing the Schengen Agreement, and amending and repealing Regulation (EC) No 1987/2006 (
OJ L 312, 7.12.2018, p. 14
).
Regulation (EU) 2018/1862 of the European Parliament and of the Council of 28 November 2018 on the establishment, operation and use of the Schengen Information System (SIS) in the field of police cooperation and judicial cooperation in criminal matters, amending and repealing Council Decision 2007/533/JHA, and repealing Regulation (EC) No 1986/2006 of the European Parliament and of the Council and Commission Decision 2010/261/EU (
OJ L 312, 7.12.2018, p. 56
).
18 02 09
Visa Information System (VIS)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
6 000 000 ,—
7 448 510,65
Remarks
This appropriation is intended to cover expenditure related to the analysis development, delivery and installation of a Europe-wide large-scale information system the Visa information system (VIS), in particular the cost of the network infrastructure and the cost of studies related to the system.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 2 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Council Decision 2004/512/EC of 8 June 2004 establishing the Visa Information System (VIS) (
OJ L 213, 15.6.2004, p. 5
).
Council Decision 2008/633/JHA of 23 June 2008 concerning access for consultation of the Visa Information System (VIS) by designated authorities of Member States and by Europol for the purposes of the prevention, detection and investigation of terrorist offences and of other serious criminal offences (
OJ L 218, 13.8.2008, p. 129
).
Regulation (EC) No 767/2008 of the European Parliament and of the Council of 9 July 2008 concerning the Visa Information System (VIS) and the exchange of data between Member States on short-stay visas (VIS Regulation) (
OJ L 218, 13.8.2008, p. 60
).
Regulation (EU) 2017/2226 of the European Parliament and of the Council of 30 November 2017 establishing an Entry/Exit System (EES) to register entry and exit data and refusal of entry data of third-country nationals crossing the external borders of the Member States and determining the conditions for access to the EES for law enforcement purposes, and amending the Convention implementing the Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (
OJ L 327, 9.12.2017, p. 20
).
Regulation (EU) 2018/1726 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA), and amending Regulation (EC) No 1987/2006 and Council Decision 2007/533/JHA and repealing Regulation (EU) No 1077/2011 (
OJ L 295, 21.11.2018, p. 99
).
18 02 51
Completion of operations and programmes in the field of external borders, security and safeguarding liberties
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
2 054 455,46
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Joint Action 98/245/JHA of 19 March 1998 adopted by the Council, on the basis of Article K.3 of the Treaty on European Union, establishing a programme of exchanges, training and cooperation for persons responsible for action to combat organised crime (Falcone programme) (
OJ L 99, 31.3.1998, p. 8
).
Council Decision 2001/512/JHA of 28 June 2001 establishing a second phase of the programme of incentives and exchanges, training and cooperation for legal practitioners (Grotius II — Criminal) (
OJ L 186, 7.7.2001, p. 1
).
Council Decision 2001/513/JHA of 28 June 2001 establishing a second phase of the programme of incentives, exchanges, training and cooperation for law enforcement authorities (Oisin II) (
OJ L 186, 7.7.2001, p. 4
).
Council Decision 2001/514/JHA of 28 June 2001 establishing a second phase of the programme of incentives, exchanges, training and cooperation for persons responsible for combating trade in human beings and the sexual exploitation of children (Stop II) (
OJ L 186, 7.7.2001, p. 7
).
Council Decision 2001/515/JHA of 28 June 2001 establishing a programme of incentives and exchanges, training and cooperation for the prevention of crime (Hippokrates) (
OJ L 186, 7.7.2001, p. 11
).
Council Decision 2002/630/JHA of 22 July 2002 establishing a framework programme on police and judicial cooperation in criminal matters (AGIS) (
OJ L 203, 1.8.2002, p. 5
).
Council Decision 2007/124/EC, Euratom of 12 February 2007 establishing for the period 2007-2013, as part of General Programme on Security and Safeguarding Liberties, the Specific Programme ‘Prevention, Preparedness and Consequence Management of Terrorism and other Security related risks’ (
OJ L 58, 24.2.2007, p. 1
).
Council Decision 2007/125/JHA of 12 February 2007 establishing for the period 2007 to 2013, as part of General Programme on Security and Safeguarding Liberties, the Specific Programme ‘Prevention of and Fight against Crime’ (
OJ L 58, 24.2.2007, p. 7
).
Decision No 574/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the External Borders Fund for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (
OJ L 144, 6.6.2007, p. 22
).
Council Regulation (EU) No 1053/2013 of 7 October 2013 establishing an evaluation and monitoring mechanism to verify the application of the Schengen 
acquis
 and repealing the Decision of the Executive Committee of 16 September 1998 setting up a Standing Committee on the evaluation and implementation of Schengen (
OJ L 295, 6.11.2013, p. 27
).
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Task resulting from the Commission’s administrative autonomy, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Communication from the Commission to the Council and the European Parliament of 6 April 2005 establishing a framework programme on ‘Security and Safeguarding Liberties’ for the period 2007-2013 (COM(2005) 124 final).
Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/599/EC of 27 August 2007 implementing Decision No 574/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2007 to 2013 (
OJ L 233, 5.9.2007, p. 3
).
Commission Decision 2008/456/EC of 5 March 2008 laying down rules for the implementation of Decision No 574/2007/EC of the European Parliament and of the Council establishing the External Border Fund for the period 2007 to 2013 as part of the general programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (
OJ L 167, 27.6.2008, p. 1
).
Regulation (EC) No 810/2009 of the European Parliament and of the Council of 13 July 2009 establishing a Community Code on Visas (Visa Code) (
OJ L 243, 15.9.2009, p. 1
).
18 02 77
Pilot projects and preparatory actions
18 02 77 01
Pilot project — Completion of the fight against terrorism
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 02 77 02
Pilot project — New integrated mechanisms for cooperation between public and private actors to identify sports betting risks
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
155 239,73
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 02 77 04
Preparatory action — EU-coordinated Darknet monitoring to counter criminal activities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 000 000
500 000
Remarks
In view of the alarming data contained in reports such as the European Drug Report 2019, there is an urgent need for stronger Union-wide coordinated action on monitoring the Darknet to counter rising threats from criminal activities such as trafficking and distribution of drugs and other illegal substances, illegal arms trading and human trafficking. Hard-to-track communication on the Darknet has become a key element of such illegal operations, especially cross border, and its effective monitoring remains a challenge for Member State law enforcement authorities. Not all Member State law enforcement authorities possess adequate means to systematically monitor the Darknet or effectively coordinate joint Union actions and cooperation in this area, but examples of good practices and results do exist, albeit fragmented and uneven across the Union.
The action will develop software and hardware for efficient Darknet monitoring at Union level, which will be made available to the Union and Member State law enforcement authorities, together with training and assistance in coordination and capacity building for joint European Darknet monitoring.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 18 03 —
   
ASYLUM AND MIGRATION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 03
ASYLUM AND MIGRATION
18 03 01
Asylum, Migration and Integration Fund
18 03 01 01
Strengthening and developing the common European asylum system and enhancing solidarity and responsibility-sharing between the Member States
3
589 841 729
622 469 782
377 106 629
527 969 782
605 108 377,08
494 552 028,78
79,45
Reserves (40 02 41)
460 000 000
94 500 000
589 841 729
622 469 782
837 106 629
622 469 782
605 108 377,08
494 552 028,78
18 03 01 02
Supporting legal migration to the Union and promoting the effective integration of third-country nationals and enhancing fair and effective return strategies
3
356 348 555
327 634 462
281 207 141
327 634 462
379 106 431,79
233 551 581,18
71,28
Article 18 03 01 — Subtotal
946 190 284
950 104 244
658 313 770
855 604 244
984 214 808,87
728 103 609,96
76,63
Reserves (40 02 41)
460 000 000
94 500 000
946 190 284
950 104 244
1 118 313 770
950 104 244
984 214 808,87
728 103 609,96
18 03 02
European Asylum Support Office (EASO)
3
108 327 419
108 327 419
94 032 843
94 032 843
91 971 000 ,—
91 971 000 ,—
84,90
18 03 03
European fingerprint database (Eurodac)
3
p.m.
p.m.
100 000
p.m.
100 000 ,—
0 ,—
18 03 51
Completion of operations and programmes in the field of return, refugees and migration flows
3
p.m.
p.m.
p.m.
p.m.
273 149,05
7 663 389,42
18 03 77
Pilot projects and preparatory actions
18 03 77 04
Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
18 03 77 05
Pilot project — Funding for victims of torture
3
p.m.
p.m.
p.m.
p.m.
0 ,—
746,93
18 03 77 06
Preparatory action — Enable the resettlement of refugees during emergency situations
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
18 03 77 07
Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
18 03 77 08
Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
18 03 77 09
Preparatory action — Funding for the rehabilitation of victims of torture
3
p.m.
p.m.
p.m.
p.m.
0 ,—
109 803,13
18 03 77 12
Preparatory action — Care service to support unaccompanied refugee and migrant minors in Europe
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 18 03 77 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
110 550,06
Chapter 18 03 — Total
1 054 517 703
1 058 431 663
752 446 613
949 637 087
1 076 558 957,92
827 848 549,44
78,21
Reserves (40 02 41)
460 000 000
94 500 000
1 054 517 703
1 058 431 663
1 212 446 613
1 044 137 087
1 076 558 957,92
827 848 549,44
18 03 01
Asylum, Migration and Integration Fund
18 03 01 01
Strengthening and developing the common European asylum system and enhancing solidarity and responsibility-sharing between the Member States
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 03 01 01
589 841 729
622 469 782
377 106 629
527 969 782
605 108 377,08
494 552 028,78
Reserves (40 02 41)
460 000 000
94 500 000
Total
589 841 729
622 469 782
837 106 629
622 469 782
605 108 377,08
494 552 028,78
Remarks
This appropriation is intended to contribute to strengthen and develop all aspects of the common European asylum system, including its external dimension and to enhance the solidarity and responsibility sharing between the Member States, in particular towards those most affected by migration and asylum flows, including through practical cooperation.
In the case of the common European asylum system, this appropriation is intended to cover actions relating to reception and asylum systems and actions enhancing the capacity of Member States to develop, monitor and evaluate their asylum policies and procedures. Particular attention should be paid to the specific situation of vulnerable women, especially women with children, and unaccompanied minors, especially young girls, and to the imperative of preventing religious, ethnic or gender-based violence in reception and asylum centres.
This appropriation is also intended to cover actions related to the resettlement, transfer of applicants for and beneficiaries of international protection and other ad hoc humanitarian admission
At the Commission’s initiative, the appropriation may be used to finance transnational actions or actions of particular interest to the Union. These actions shall, in particular, support:
—
the furthering of Union cooperation in implementing Union law and in sharing good practices in the field of asylum, notably on gender-sensitive reception centres, resettlement and transfer of applicants for and/or beneficiaries of international protection from one Member State to another including through networking and exchanging information, including arrival support and coordination activities to promote resettlement with the local communities that are to welcome resettled refugees,
—
the setting-up of transnational cooperation networks and pilot projects, including innovative projects, based on transnational partnerships between bodies located in two or more Member States designed to stimulate innovation, and to facilitate exchanges of experience and good practice,
—
studies and research on possible new forms of Union cooperation in the field of asylum, and relevant Union law, the dissemination and exchange of information on best practices and on all other aspects of asylum policies, including corporate communication on the political priorities of the Union,
—
development and application by Member States of common statistical tools, methods and indicators for measuring policy developments in the field of asylum, including gender- and age-disaggregated data,
—
preparatory, monitoring, administrative and technical support, development of an evaluation mechanism, required to implement the policies on asylum,
—
cooperation with third countries on the basis of the Union’s global approach to migration and mobility, in particular in the framework of the implementation mobility partnerships, regional protection programmes,
—
awareness-raising, information and communication activities in relation to Union home affairs policies, priorities and achievements.
This appropriation shall also cover urgent and specific needs in the event of an emergency situation.
Assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 8 000 000.
Legal basis
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
Regulation (EU) No 516/2014 of the European Parliament and of the Council of 16 April 2014 establishing the Asylum, Migration and Integration Fund, amending Council Decision 2008/381/EC and repealing Decisions No 573/2007/EC and No 575/2007/EC of the European Parliament and of the Council and Council Decision 2007/435/EC (
OJ L 150, 20.5.2014, p. 168
).
Council Decision (EU) 2015/1523 of 14 September 2015 establishing provisional measures in the area of international protection for the benefit of Italy and of Greece (
OJ L 239, 15.9.2015, p. 146
).
Council Decision (EU) 2015/1601 of 22 September 2015 establishing provisional measures in the area of international protection for the benefit of Italy and Greece (
OJ L 248, 24.9.2015, p. 80
).
Council Decision (EU) 2016/1754 of 29 September 2016 amending Decision (EU) 2015/1601 establishing provisional measures in the area of international protection for the benefit of Italy and Greece (
OJ L 268, 1.10.2016, p. 82
).
Reference acts
Commission Recommendation of 11 January 2016 for a voluntary humanitarian admission scheme with Turkey (C(2015) 9490 final).
Proposal for a Regulation of the European Parliament and of the Council establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person (COM(2016) 270 final).
Proposal for a Regulation of the European Parliament and of the Council establishing a Union Resettlement Framework and amending Regulation (EU) No 516/2014 of the European Parliament and the Council (COM(2016) 468 final).
18 03 01 02
Supporting legal migration to the Union and promoting the effective integration of third-country nationals and enhancing fair and effective return strategies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
356 348 555
327 634 462
281 207 141
327 634 462
379 106 431,79
233 551 581,18
Remarks
This appropriation is intended to support legal migration to the Member States in line with their economic and social needs such as labour market needs, while safeguarding the integrity of the immigration systems of Member States, to promote the effective integration of third-country nationals, and to enhance fair and effective return strategies in the Member States, which contribute to combating illegal immigration, with an emphasis on sustainability of return and effective readmission in the countries of origin and transit.
As regards legal migration and the integration of third-country nationals, this appropriation is intended to cover immigration and pre-departure measures, integration measures, and practical cooperation and capacity-building measures of Member States.
Part of this appropriation should be made available to local and regional authorities.
As regards fair and effective return strategies, this appropriation is intended to cover measures accompanying return procedures, return measures, practical cooperation and capacity-building measures of Member States.
At the Commission’s initiative, the appropriation may be used to finance transnational actions or actions of particular interest to the Union. These actions shall, in particular, support:
—
the furthering of Union cooperation in implementing Union law and in sharing good practices in the field of legal migration, integration of third-country nationals, and return; good practices should include examples of successful integration of female third-country nationals,
—
the setting-up of transnational cooperation networks and pilot projects, including innovative projects, based on transnational partnerships between bodies located in two or more Member States designed to stimulate innovation, and to facilitate exchanges of experience and good practice,
—
studies and research on possible new forms of Union cooperation in the field of immigration, integration and return and relevant Union law, the dissemination and exchange of information on best practices and on all other aspects of immigration, integration and return policies, including corporate communication on the political priorities of the Union,
—
development and application by Member States of common statistical tools, methods and indicators for measuring policy developments in the field of legal migration and integration and return, including gender- and age-disaggregated data and monitoring participation by third-country nationals in education and the labour market,
—
preparatory, monitoring, administrative and technical support, development of an evaluation mechanism, required to implement the policies on immigration,
—
cooperation with third countries on the basis of the Union’s global approach to migration and mobility, in particular in the framework of the implementation of readmission agreements, mobility partnerships,
—
information measures and campaigns in third countries aimed at raising awareness of appropriate legal channels for immigration and the risks of illegal immigration,
—
awareness-raising, information and communication activities in relation to Union home affairs policies, priorities and achievements.
This appropriation shall also cover the European Migration Network for its activities and its future development.
Assigned revenue received may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 514/2014 of the European Parliament and of the Council of 16 April 2014 laying down general provisions on the Asylum, Migration and Integration Fund and on the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (
OJ L 150, 20.5.2014, p. 112
).
Regulation (EU) No 516/2014 of the European Parliament and of the Council of 16 April 2014 establishing the Asylum, Migration and Integration Fund, amending Council Decision 2008/381/EC and repealing Decisions No 573/2007/EC and No 575/2007/EC of the European Parliament and of the Council and Council Decision 2007/435/EC (
OJ L 150, 20.5.2014, p. 168
).
18 03 02
European Asylum Support Office (EASO)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
108 327 419
108 327 419
94 032 843
94 032 843
91 971 000 ,—
91 971 000 ,—
Remarks
This appropriation is intended to cover the Office’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Office must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The Office’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 114 073 000. An amount of EUR 5 745 581 coming from the recovery of surplus is added to the amount of EUR 108 327 419 entered in the budget.
Legal basis
Regulation (EU) No 439/2010 of the European Parliament and of the Council of 19 May 2010 establishing a European Asylum Support Office (
OJ L 132, 29.5.2010, p. 11
).
Reference acts
Proposal for a Regulation of the European Parliament and of the Council on the European Union Agency for Asylum and repealing Regulation (EU) No 439/2010 (COM(2016) 271 final).
Amended proposal for a Regulation of the European Parliament and of the Council on the European Union Agency for Asylum and repealing Regulation (EU) No 439/2010 (COM(2018) 633 final).
18 03 03
European fingerprint database (Eurodac)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
100 000
p.m.
100 000 ,—
0 ,—
Remarks
This appropriation is intended to cover expenditure relating to the communication infrastructure of the Eurodac system referred to in Article 4(3) of Regulation (EU) No 603/2013. In addition, this appropriation is intended to cover the operation of DubliNet.
Any revenue from the contributions of Iceland, Norway, Switzerland and Liechtenstein entered in Item 6 3 1 2 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 603/2013 of the European Parliament and of the Council of 26 June 2013 on the establishment of ‘Eurodac’ for the comparison of fingerprints for the effective application of Regulation (EU) No 604/2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person and on requests for the comparison with Eurodac data by Member States’ law enforcement authorities and Europol for law enforcement purposes, and amending Regulation (EU) No 1077/2011 establishing a European Agency for the operational management of large-scale IT systems in the area of freedom, security and justice (
OJ L 180, 29.6.2013, p. 1
).
Regulation (EU) No 604/2013 of the European Parliament and of the Council of 26 June 2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person (
OJ L 180, 29.6.2013, p. 31
).
Reference acts
Commission Regulation (EC) No 1560/2003 of 2 September 2003 laying down detailed rules for the application of Council Regulation (EC) No 343/2003 establishing the criteria and mechanisms for determining the Member State responsible for examining an asylum application lodged in one of the Member States by a third-country national (
OJ L 222, 5.9.2003, p. 3
).
Commission Implementing Regulation (EU) No 118/2014 of 30 January 2014 amending Regulation (EC) No 1560/2003 laying down detailed rules for the application of Council Regulation (EC) No 343/2003 establishing the criteria and mechanisms for determining the Member State responsible for examining an asylum application lodged in one of the Member States by a third-country national (
OJ L 39, 8.2.2014, p. 1
).
18 03 51
Completion of operations and programmes in the field of return, refugees and migration flows
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
273 149,05
7 663 389,42
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Directive 2001/55/EC of 20 July 2001 on minimum standards for giving temporary protection in the event of a mass influx of displaced persons and on measures promoting a balance of effort between Member States in receiving such persons and bearing the consequences thereof (
OJ L 212, 7.8.2001, p. 12
).
Council Decision 2002/463/EC of 13 June 2002 adopting an action programme for administrative cooperation in the fields of external borders, visas, asylum and immigration (ARGO programme) (
OJ L 161, 19.6.2002, p. 11
).
Decision No 573/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ and repealing Council Decision 2004/904/EC (
OJ L 144, 6.6.2007, p. 1
).
Decision No 575/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Return Fund for the period 2008 to 2013 as part of the General Programme ‘Solidarity and Management of Migration Flows’ (
OJ L 144, 6.6.2007, p. 45
).
Council Decision 2007/435/EC of 25 June 2007 establishing the European Fund for the Integration of third-country nationals for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (
OJ L 168, 28.6.2007, p. 18
).
Council Decision 2008/381/EC of 14 May 2008 establishing a European Migration Network (
OJ L 131, 21.5.2008, p. 7
).
Directive 2008/115/EC of the European Parliament and of the Council of 16 December 2008 on common standards and procedures in Member States for returning illegally staying third-country nationals (
OJ L 348, 24.12.2008, p. 98
).
Decision No 458/2010/EU of the European Parliament and of the Council of 19 May 2010 amending Decision No 573/2007/EC establishing the European Refugee Fund for the period 2008 to 2013 by removing funding for certain Community actions and altering the limit for funding such actions (
OJ L 129, 28.5.2010, p. 1
).
Reference acts
Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).
Commission Decision 2007/815/EC of 29 November 2007 implementing Decision No 573/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines 2008 to 2013 (
OJ L 326, 12.12.2007, p. 29
).
Commission Decision 2007/837/EC of 30 November 2007 implementing Decision No 575/2007/EC of the European Parliament and of the Council as regards the adoption of strategic guidelines for 2008 to 2013 (
OJ L 330, 15.12.2007, p. 48
).
Commission Decision 2008/22/EC of 19 December 2007 laying down rules for the implementation of Decision No 573/2007/EC of the European Parliament and of the Council establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (
OJ L 7, 10.1.2008, p. 1
).
Commission Decision 2008/457/EC of 5 March 2008 laying down rules for the implementation of Council Decision 2007/435/EC establishing the European Fund for the Integration of third-country nationals for the period 2007 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (
OJ L 167, 27.6.2008, p. 69
).
Commission Decision 2008/458/EC of 5 March 2008 laying down rules for the implementation of Decision No 575/2007/EC of the European Parliament and of the Council establishing the European Return Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ as regards Member States’ management and control systems, the rules for administrative and financial management and the eligibility of expenditure on projects co-financed by the Fund (
OJ L 167, 27.6.2008, p. 135
).
18 03 77
Pilot projects and preparatory actions
18 03 77 04
Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 03 77 05
Pilot project — Funding for victims of torture
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
746,93
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 03 77 06
Preparatory action — Enable the resettlement of refugees during emergency situations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 03 77 07
Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 03 77 08
Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 03 77 09
Preparatory action — Funding for the rehabilitation of victims of torture
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
109 803,13
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
18 03 77 12
Preparatory action — Care service to support unaccompanied refugee and migrant minors in Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 18 04 —
   
FOSTERING EUROPEAN CITIZENSHIP
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 04
FOSTERING EUROPEAN CITIZENSHIP
18 04 01
Europe for citizens — Strengthening remembrance and enhancing capacity for civic participation at the Union level
18 04 01 01
Europe for citizens — Strengthening remembrance and enhancing capacity for civic participation at the Union level
3
26 959 000
26 000 000
25 189 000
26 000 000
24 632 327,90
25 518 460,93
98,15
18 04 01 02
European citizens’ initiative
3
1 385 000
1 030 751
p.m.
p.m.
739 825,70
907 136,47
88,01
Reserves (40 02 41)
1 085 000
814 000
1 385 000
1 030 751
1 085 000
814 000
739 825,70
907 136,47
Article 18 04 01 — Subtotal
28 344 000
27 030 751
25 189 000
26 000 000
25 372 153,60
26 425 597,40
97,76
Reserves (40 02 41)
1 085 000
814 000
28 344 000
27 030 751
26 274 000
26 814 000
25 372 153,60
26 425 597,40
18 04 51
Completion of Europe for citizens programme (2007 to 2013)
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 18 04 — Total
28 344 000
27 030 751
25 189 000
26 000 000
25 372 153,60
26 425 597,40
97,76
Reserves (40 02 41)
1 085 000
814 000
28 344 000
27 030 751
26 274 000
26 814 000
25 372 153,60
26 425 597,40
18 04 01
Europe for citizens — Strengthening remembrance and enhancing capacity for civic participation at the Union level
18 04 01 01
Europe for citizens — Strengthening remembrance and enhancing capacity for civic participation at the Union level
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
26 959 000
26 000 000
25 189 000
26 000 000
24 632 327,90
25 518 460,93
Remarks
Under the overall aim of bringing Europe closer to its citizens, the general objectives of the ‘Europe for citizens’ programme are to contribute to citizens’ understanding of the Union and to foster European citizenship and to improve conditions for civic and democratic participation at Union level.
This appropriation is intended to cover actions such as partnerships, structural support, remembrance projects, Union history and its identity, citizens’ meetings, networks of twinned towns, citizens’ and civil societies projects, peer reviews, studies and communication services, support measures, events and support structures in the Member States, including projects carried out by civil society organisations promoting integration, linguistic diversity, cohesion, and non-discrimination, with particular focus on European minorities.
This appropriation is also intended to promote European citizenship by informing people, in all the official Union languages, about their rights as Union citizens, the opportunities for civic participation at Union level, and the impact of the Union on their daily lives.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Council Regulation (EU) No 390/2014 of 14 April 2014 establishing the ‘Europe for Citizens’ programme for the period 2014-2020 (
OJ L 115, 17.4.2014, p. 3
), and in particular Article 2 thereof.
18 04 01 02
European citizens’ initiative
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 04 01 02
1 385 000
1 030 751
p.m.
p.m.
739 825,70
907 136,47
Reserves (40 02 41)
1 085 000
814 000
Total
1 385 000
1 030 751
1 085 000
814 000
739 825,70
907 136,47
Remarks
The general aim of this item is to reinforce the democratic functioning of the Union by providing European citizens with the right to participate in the democratic life of the Union by way of a European citizens’ initiative (ECI).
This appropriation is intended also to fund communication campaigns to raise public awareness of the ECI, as well as costs relating to translation or to participation of organisations in meetings with the Commission.
This appropriation is intended for the development and improvement of the ECI IT systems, including in particular the ECI register and the online collection of statements of support.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 211/2011 of the European Parliament and of the Council of 16 February 2011 on the citizens' initiative (
OJ L 65, 11.3.2011, p. 1
).
Council Regulation (EU) No 390/2014 of 14 April 2014 establishing the ‘Europe for citizens’ programme for the period 2014-2020 (
OJ L 115, 17.4.2014, p. 3
), and in particular Article 2 thereof.
Regulation (EU) 2019/788 of the European Parliament and of the Council of 17 April 2019 on the European citizens' initiative (
OJ L 130, 17.5.2019, p. 55
).
18 04 51
Completion of Europe for citizens programme (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Decision No 1904/2006/EC of the European Parliament and of the Council of 12 December 2006 establishing for the period 2007 to 2013 the programme Europe for Citizens to promote active European citizenship (
OJ L 378, 27.12.2006, p. 32
).
CHAPTER 18 05 —
   
HORIZON 2020 — RESEARCH RELATED TO SECURITY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 05
HORIZON 2020 — RESEARCH RELATED TO SECURITY
18 05 03
Societal challenges
18 05 03 01
Fostering secure European societies
1.1
185 504 220
165 549 256
176 575 555
171 687 622
161 585 834,73
117 200 718,71
70,80
Article 18 05 03 — Subtotal
185 504 220
165 549 256
176 575 555
171 687 622
161 585 834,73
117 200 718,71
70,80
18 05 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
18 05 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
12 594 209,46
2 983 223,52
18 05 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
438 081,30
Article 18 05 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
12 594 209,46
3 421 304,82
18 05 51
Completion of previous research framework programmes — Seventh framework programme — EC (2007 to 2013)
1.1
p.m.
3 060 000
p.m.
10 089 391
203 060,50
23 137 070,39
756,11
Chapter 18 05 — Total
185 504 220
168 609 256
176 575 555
181 777 013
174 383 104,69
143 759 093,92
85,26
Remarks
These remarks are applicable to all the budget lines in this chapter.
These appropriations will be used for the Horizon 2020 — the framework programme for research and innovation, which covers the 2014 to 2020 period, and for the completion of the previous research programmes (Seventh Framework Programme).
Horizon 2020 will play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource-efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European research area. Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
It will be carried out in order to pursue the general objectives set out in Article 179 TFEU, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European research area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the framework programme for research and innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from states taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be provided under Item 18 05 50 01.
Administrative appropriations of this chapter will be provided under Article 18 01 05.
18 05 03
Societal challenges
18 05 03 01
Fostering secure European societies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
185 504 220
165 549 256
176 575 555
171 687 622
161 585 834,73
117 200 718,71
Remarks
This appropriation is intended to cover:
—
support for Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and stimulating cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism; protect critical infrastructure; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights,
—
support for the strengthening of the evidence base and support for the Innovation Union and European Research Area which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation.
Legal basis
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (g) of Article 3(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
18 05 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
18 05 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
12 594 209,46
2 983 223,52
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the period 2014 to 2020.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
The corresponding amount is estimated at EUR 13 102 000.
18 05 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
438 081,30
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
18 05 51
Completion of previous research framework programmes — Seventh framework programme — EC (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
3 060 000
p.m.
10 089 391
203 060,50
23 137 070,39
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
This appropriation is also intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.
Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Legal basis
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 86
).
CHAPTER 18 06 —
   
ANTI-DRUGS POLICY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 06
ANTI-DRUGS POLICY
18 06 01
Supporting initiatives in the field of drugs policy
3
2 999 000
2 300 000
2 875 000
2 686 612
2 749 000 ,—
2 990 853,08
130,04
18 06 02
European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
3
16 266 349
16 266 349
15 096 836
15 096 836
15 445 600 ,—
15 445 600 ,—
94,95
18 06 51
Completion of actions in the field of drugs prevention and information
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 18 06 — Total
19 265 349
18 566 349
17 971 836
17 783 448
18 194 600 ,—
18 436 453,08
99,30
18 06 01
Supporting initiatives in the field of drugs policy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 999 000
2 300 000
2 875 000
2 686 612
2 749 000 ,—
2 990 853,08
Remarks
This appropriation is intended to support initiatives in the field of drugs policy as regards judicial cooperation and crime prevention aspects closely linked to the general objective of the Justice Programme (the ‘Programme’), in so far as they are not covered by the internal security fund for financial support for police cooperation, preventing and combating crime, and crisis management or by the ‘Health for growth’ programme.
In particular, this appropriation is intended to cover the following types of action:
—
analytical activities, such as the collection of data and statistics; the development of common methodologies and, where appropriate, indicators or benchmarks; studies, research, analyses and surveys; evaluations; the elaboration and publication of guides, reports and educational material; workshops, seminars, experts meetings and conferences,
—
training activities, such as staff exchanges, workshops, seminars, train-the-trainer events, including language training on legal terminology, and the development of online training tools or other training modules for members of the judiciary and judicial staff,
—
mutual learning, cooperation, awareness-raising and dissemination activities, such as the identification of, and exchanges concerning, good practices, innovative approaches and experiences; the organisation of peer reviews and mutual learning; the organisation of conferences, seminars, information campaigns, including institutional communication on the political priorities of the Union as far as they relate to the objectives of the Programme; the compilation and publication of materials to disseminate information about the Programme and its results; the development, operation and maintenance of systems and tools, using information and communication technologies, including the further development of the European e-Justice portal as a tool to improve citizens’ access to justice,
—
support for main actors whose activities contribute to the implementation of the objectives of the Programme, such as support for Member States in the implementation of Union law and policies, support for key European actors and European-level networks, including in the field of judicial training; and support for networking activities at European level among specialised bodies and entities as well as national, regional and local authorities and non-governmental organisations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 1382/2013 of the European Parliament and of the Council of 17 December 2013 establishing a Justice Programme for the period 2014 to 2020 (
OJ L 354, 28.12.2013, p. 73
), and in particular point (d) of Article 4(1) and Article 6(1) thereof.
18 06 02
European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 266 349
16 266 349
15 096 836
15 096 836
15 445 600 ,—
15 445 600 ,—
Remarks
This appropriation is intended to cover the Centre’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Centre must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The Centre’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 16 288 600. An amount of EUR 22 251 coming from the recovery of surplus is added to the amount of EUR 16 266 349 entered in the budget.
Legal basis
Regulation (EC) No 1920/2006 of the European Parliament and of the Council of 12 December 2006 on the European Monitoring Centre for Drugs and Drug Addiction (
OJ L 376, 27.12.2006, p. 1
).
18 06 51
Completion of actions in the field of drugs prevention and information
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1150/2007/EC of the European Parliament and of the Council of 25 September 2007 establishing for the period 2007-2013 the Specific Programme ‘Drugs prevention and information’ as part of the General Programme ‘Fundamental Rights and Justice’ (
OJ L 257, 3.10.2007, p. 23
).
Reference acts
Communication from the Commission to the Council and the European Parliament of 6 April 2005 establishing for the period 2007-2013 a framework programme on Fundamental Rights and Justice (COM(2005)0122).
CHAPTER 18 07 —
   
INSTRUMENT FOR EMERGENCY SUPPORT WITHIN THE UNION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 07
INSTRUMENT FOR EMERGENCY SUPPORT WITHIN THE UNION
18 07 01
Emergency support within the Union
3
p.m.
p.m.
p.m.
69 287 000
199 000 000 ,—
225 852 046,81
Chapter 18 07 — Total
p.m.
p.m.
p.m.
69 287 000
199 000 000 ,—
225 852 046,81
18 07 01
Emergency support within the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
69 287 000
199 000 000 ,—
225 852 046,81
Remarks
This appropriation is intended to cover the financing of emergency support operations to respond to the urgent and exceptional needs in Member States as a result of a natural or man-made disaster, such as the sudden and massive influx of third-country nationals (refugees and migrants) into their territory.
Emergency support will provide a needs-based emergency response, complementing the response of the affected Member States, aimed at preserving life, preventing and alleviating human suffering and maintaining human dignity. Emergency response may encompass assistance, relief and, where need be, protection operations to save and preserve life in disasters or their immediate aftermath. This appropriation is also intended to cover the purchase and delivery of any product or equipment needed for the implementation of emergency support operations, including the building of homes or shelters for affected groups of people, short-term rehabilitation and reconstruction work, particularly of facilities, storage, shipment, logistic support and distribution of relief and any other action aimed at facilitating freedom of access to the recipients of the aid.
This appropriation may be used to finance the purchase and delivery of food or any product or equipment needed for the implementation of the emergency support operations.
This appropriation may also cover any other costs directly linked to the implementation of emergency support operations and the cost of the measures that are essential for it within the requisite timescale and in a way which meets the needs of the recipients, satisfies the requirement to achieve the greatest possible degree of cost-effectiveness and provides greater transparency.
Any income from financial contributions from public and private donors entered in Item 6 0 2 1 of the statement of revenue, may give rise to the provision of additional appropriations.
Legal basis
Council Regulation (EU) 2016/369 of 15 March 2016 on the provision of emergency support within the Union (
OJ L 70, 16.3.2016, p. 1
).
TITLE 19
FOREIGN POLICY INSTRUMENTS
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 01
ADMINISTRATIVE EXPENDITURE OF THE ‘FOREIGN POLICY INSTRUMENTS’ POLICY AREA
30 665 107
30 665 107
29 315 175
29 315 175
27 477 566,94
27 477 566,94
19 02
INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — CRISIS RESPONSE, CONFLICT PREVENTION, PEACE-BUILDING AND CRISIS PREPAREDNESS
305 857 177
272 000 000
292 337 177
247 000 000
288 836 660,93
261 279 695,30
19 03
COMMON FOREIGN AND SECURITY POLICY
351 427 000
328 150 000
334 357 000
305 000 000
369 981 592,21
315 433 453,68
19 04
ELECTION OBSERVATION MISSIONS
43 442 462
37 000 000
47 222 896
35 000 000
41 850 911,23
45 038 215,38
19 05
COOPERATION WITH THIRD COUNTRIES UNDER THE PARTNERSHIP INSTRUMENT
156 145 000
124 102 724
148 167 000
88 767 970
140 309 333,36
115 145 791,33
19 06
INFORMATION OUTREACH ON THE UNION’S EXTERNAL RELATIONS
19 500 000
16 800 000
18 000 000
16 500 000
16 100 000 ,—
16 284 778,51
Title 19 — Total
907 036 746
808 717 831
869 399 248
721 583 145
884 556 064,67
780 659 501,14
CHAPTER 19 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘FOREIGN POLICY INSTRUMENTS’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
19 01
ADMINISTRATIVE EXPENDITURE OF THE ‘FOREIGN POLICY INSTRUMENTS’ POLICY AREA
19 01 01
Expenditure related to officials and temporary staff in the ‘Foreign policy instruments’ policy area
19 01 01 01
Expenditure related to officials and temporary staff — Headquarters
5.2
8 840 840
8 252 441
7 981 626,33
90,28
19 01 01 02
Expenditure related to officials and temporary staff — Union delegations
5.2
1 998 766
1 878 973
1 839 602,24
92,04
Article 19 01 01 — Subtotal
10 839 606
10 131 414
9 821 228,57
90,61
19 01 02
External personnel and other management expenditure in support of the ‘Foreign policy instruments’ policy area
19 01 02 01
External personnel — Headquarters
5.2
2 383 911
2 278 355
2 041 067,41
85,62
19 01 02 02
External personnel — Union delegations
5.2
69 792
68 808
61 867,34
88,65
19 01 02 11
Other management expenditure — Headquarters
5.2
565 407
554 844
559 730 ,—
99,00
19 01 02 12
Other management expenditure — Union delegations
5.2
80 535
80 042
80 814,77
100,35
Article 19 01 02 — Subtotal
3 099 645
2 982 049
2 743 479,52
88,51
19 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘Foreign policy instruments’ policy area
19 01 03 01
Expenditure related to information and communication technology equipment and services
5.2
586 330
553 251
638 961,07
108,98
19 01 03 02
Buildings and related expenditure — Union delegations
5.2
357 526
374 734
340 185,23
95,15
Article 19 01 03 — Subtotal
943 856
927 985
979 146,30
103,74
19 01 04
Support expenditure for operations and programmes in the ‘Foreign policy instruments’ policy area
19 01 04 01
Support expenditure for Instrument contributing to Stability and Peace
4
8 400 000
8 200 000
7 100 725,83
84,53
19 01 04 02
Support expenditure for the common foreign and security policy
4
500 000
500 000
652 864,95
130,57
19 01 04 03
Support expenditure for the European Instrument for Democracy and Human Rights (EIDHR) — Expenditure related to election observation missions
4
743 000
736 727
766 715,87
103,19
19 01 04 04
Support expenditure for the Partnership Instrument
4
6 139 000
5 798 000
5 307 405,90
86,45
Article 19 01 04 — Subtotal
15 782 000
15 234 727
13 827 712,55
87,62
19 01 06
Executive agencies
19 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the Partnership Instrument
4
p.m.
39 000
106 000 ,—
Article 19 01 06 — Subtotal
p.m.
39 000
106 000 ,—
Chapter 19 01 — Total
30 665 107
29 315 175
27 477 566,94
89,61
19 01 01
Expenditure related to officials and temporary staff in the ‘Foreign policy instruments’ policy area
19 01 01 01
Expenditure related to officials and temporary staff — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 840 840
8 252 441
7 981 626,33
19 01 01 02
Expenditure related to officials and temporary staff — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 998 766
1 878 973
1 839 602,24
19 01 02
External personnel and other management expenditure in support of the ‘Foreign policy instruments’ policy area
19 01 02 01
External personnel — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 383 911
2 278 355
2 041 067,41
19 01 02 02
External personnel — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
69 792
68 808
61 867,34
19 01 02 11
Other management expenditure — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
565 407
554 844
559 730 ,—
19 01 02 12
Other management expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
80 535
80 042
80 814,77
19 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘Foreign policy instruments’ policy area
19 01 03 01
Expenditure related to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
586 330
553 251
638 961,07
19 01 03 02
Buildings and related expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
357 526
374 734
340 185,23
19 01 04
Support expenditure for operations and programmes in the ‘Foreign policy instruments’ policy area
19 01 04 01
Support expenditure for Instrument contributing to Stability and Peace
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 400 000
8 200 000
7 100 725,83
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as the additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in delegations of external personnel remunerated from the appropriations entered against this item,
—
expenditure on studies, meetings of experts, information systems, awareness raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 19 02.
19 01 04 02
Support expenditure for the common foreign and security policy
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
500 000
500 000
652 864,95
Remarks
This appropriation is intended to cover support for implementation of common foreign and security policy (CFSP) measures for which the Commission lacks the required experience or needs additional support. It is intended to cover:
—
expenditure on technical and administrative assistance which the Commission may delegate to an implementing agency governed by Union law,
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries. This includes the costs associated with the update and maintenance of the ‘Electronic consolidated targeted financial sanctions list (e-CTFSL)’ necessary for the application of financial sanctions applied in pursuit of the specific CFSP objectives set out in the TEU,
—
expenditure on studies, meetings of experts, information systems and publications directly linked to the achievement of the objective of the programme.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation is intended to cover administrative support expenditure for the mission support platform.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 350 000.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 19 03.
19 01 04 03
Support expenditure for the European Instrument for Democracy and Human Rights (EIDHR) — Expenditure related to election observation missions
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
743 000
736 727
766 715,87
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) intended to take over the tasks previously conferred on dismantled technical assistance offices. Expenditure on external personnel at headquarters is limited to EUR 336 727. This estimate is based on a provisional annual unit cost per man-year, of which 95 % is accounted for by remuneration for the personnel concerned and 5 % by the additional cost of training, meetings, missions, information technology and telecommunications relating to the external personnel financed from this appropriation,
—
expenditure on studies, meetings of experts, information systems, awareness raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 19 04.
19 01 04 04
Support expenditure for the Partnership Instrument
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 139 000
5 798 000
5 307 405,90
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as the additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in delegations of external personnel remunerated from the appropriations entered against this item,
—
expenditure on studies, meetings of experts, information systems, awareness raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 19 05.
19 01 06
Executive agencies
19 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the Partnership Instrument
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
39 000
106 000 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred as a result of the management of projects funded out of the appropriations under Chapter 19 05 and entrusted to the Agency.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Council Regulation (EC) No 1934/2006 of 21 December 2006 establishing a financing instrument for cooperation with industrialised and other high-income countries and territories (
OJ L 405, 30.12.2006, p. 41
).
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Regulation (EU) No 234/2014 of the European Parliament and of the Council of 11 March 2014 establishing a Partnership Instrument for cooperation with third countries (
OJ L 77, 15.3.2014, p. 77
).
Reference acts
Commission Decision C(2013) 9189 of 18 December 2013 delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
CHAPTER 19 02 —
   
INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — CRISIS RESPONSE, CONFLICT PREVENTION, PEACE-BUILDING AND CRISIS PREPAREDNESS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 02
INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — CRISIS RESPONSE, CONFLICT PREVENTION, PEACE-BUILDING AND CRISIS PREPAREDNESS
19 02 01
Response to crisis and emerging crisis
4
266 073 177
240 000 000
256 810 177
220 000 000
254 181 745,62
234 658 571,84
97,77
19 02 02
Support to conflict prevention, peace-building and crisis preparedness
4
39 784 000
32 000 000
35 527 000
22 000 000
33 677 000 ,—
24 140 961,50
75,44
19 02 51
Completion of actions in the field of crisis response and preparedness (2007 to 2013)
4
p.m.
p.m.
p.m.
5 000 000
977 915,31
2 480 161,96
Chapter 19 02 — Total
305 857 177
272 000 000
292 337 177
247 000 000
288 836 660,93
261 279 695,30
96,06
19 02 01
Response to crisis and emerging crisis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
266 073 177
240 000 000
256 810 177
220 000 000
254 181 745,62
234 658 571,84
Remarks
This appropriation is intended to swiftly contribute to stability by providing an effective response to help preserve, establish or re-establish the conditions essential to the proper implementation of the Union’s external policies and actions in accordance with Article 21 of the TEU. The technical and financial assistance may be undertaken in response to a situation of urgency, crisis or emerging crisis, a situation posing a threat to democracy, law and order, the protection of human rights and fundamental freedoms, or the security and safety of individuals, including women, children and LGBTQI people in particular those exposed to sexual and gender-based violence in situations of instability, or a situation threatening to escalate into armed conflict, including conflict-related sexual violence used as a weapon of war or severely destabilise the third country or countries concerned. UN Security Council Resolution 1325 (2000) on women, peace and security should be used as a central tool in this context.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0 and 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Accountability is a key priority in Union interventions in crisis and emerging crisis. The instrument will continue to support national, regional and international initiatives in this regard when and where necessary.
Legal basis
Regulation (EU) No 230/2014 of the European Parliament and of the Council of 11 March 2014 establishing an instrument contributing to stability and peace (
OJ L 77, 15.3.2014, p. 1
).
19 02 02
Support to conflict prevention, peace-building and crisis preparedness
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
39 784 000
32 000 000
35 527 000
22 000 000
33 677 000 ,—
24 140 961,50
Remarks
This appropriation is intended to contribute to the prevention of conflicts and to ensuring capacity and preparedness to address pre- and post-crisis situations and build peace. Such technical and financial assistance shall cover support for measures aimed at building and strengthening the capacity of the Union and its partners to prevent conflict, build peace and address pre- and post-crisis needs, with due regard for the importance of women’s empowerment and gender mainstreaming and in close coordination with the United Nations and other international, regional and sub-regional organisations, and State and civil society actors.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 230/2014 of the European Parliament and of the Council of 11 March 2014 establishing an instrument contributing to stability and peace (
OJ L 77, 15.3.2014, p. 1
).
19 02 51
Completion of actions in the field of crisis response and preparedness (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
5 000 000
977 915,31
2 480 161,96
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and para-state agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under point (b) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EC) No 1717/2006 of the European Parliament and of the Council of 15 November 2006 establishing an Instrument for Stability (
OJ L 327, 24.11.2006, p. 1
).
CHAPTER 19 03 —
   
COMMON FOREIGN AND SECURITY POLICY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 03
COMMON FOREIGN AND SECURITY POLICY
19 03 01
Support to preservation of stability through common foreign and security policy missions and European Union Special Representatives
19 03 01 01
Monitoring mission in Georgia
4
22 000 000
37 750 000
19 000 000
20 000 000
19 688 937,23
28 018 606,26
74,22
19 03 01 02
EULEX Kosovo
4
79 000 000
74 050 000
80 000 000
78 000 000
81 158 429 ,—
71 622 201,82
96,72
19 03 01 03
EUPOL Afghanistan
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
19 03 01 04
Other crisis management measures and operations
4
190 427 000
180 000 000
176 857 000
171 000 000
222 965 746,72
181 550 990,59
100,86
19 03 01 05
Emergency measures
4
11 000 000
p.m.
19 000 000
p.m.
0 ,—
0 ,—
19 03 01 06
Preparatory and follow-up measures
4
1 000 000
350 000
5 500 000
3 000 000
158 650 ,—
180 070,79
51,45
19 03 01 07
European Union Special Representatives
4
20 000 000
14 000 000
13 500 000
13 000 000
20 745 863 ,—
16 973 678,85
121,24
Article 19 03 01 — Subtotal
323 427 000
306 150 000
313 857 000
285 000 000
344 717 625,95
298 345 548,31
97,45
19 03 02
Support to non-proliferation and disarmament
4
28 000 000
22 000 000
20 500 000
20 000 000
25 263 966,26
17 087 905,37
77,67
Chapter 19 03 — Total
351 427 000
328 150 000
334 357 000
305 000 000
369 981 592,21
315 433 453,68
96,12
Remarks
The High Representative of the Union for Foreign Affairs and Security Policy must ensure that the European Parliament is closely involved in all stages of the decision-making process. The joint consultation meetings provided for under point 25 of the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
), which are to be further intensified on the basis of the Declaration by the High Representative on political accountability (
OJ C 210, 3.8.2010, p. 1
), must enhance a continuous dialogue between the High Representative and the European Parliament on the main choices for and aspects of the Union’s common foreign and security policy (CFSP), including consultations prior to the adoption of mandates and strategies. In order to enhance interinstitutional CFSP coherence and provide up-to-date expert advice to all institutions as a means of developing a more coherent and effective CFSP, expert policy-relevant research will be provided, when appropriate, by the European Union Institute for Security Studies and others.
19 03 01
Support to preservation of stability through common foreign and security policy missions and European Union Special Representatives
Remarks
Common foreign and security policy crisis management measures and operations in the area of monitoring and verification of peace processes, conflict resolution and other stabilisation activities, the rule of law and police missions fall under this article. Operations may be established to monitor border crossings, peace or cease-fire agreements or more generally political and security developments. As with all actions financed under the budget chapter, relevant measures must be civilian in nature.
19 03 01 01
Monitoring mission in Georgia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 000 000
37 750 000
19 000 000
20 000 000
19 688 937,23
28 018 606,26
Remarks
This appropriation is intended to cover the costs of the European Union Monitoring Mission in Georgia, in line with the relevant legal basis adopted by the Council.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2010/452/CFSP of 12 August 2010 on the European Union Monitoring Mission in Georgia, EUMM Georgia (
OJ L 213, 13.8.2010, p. 43
).
19 03 01 02
EULEX Kosovo
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
79 000 000
74 050 000
80 000 000
78 000 000
81 158 429 ,—
71 622 201,82
Remarks
This appropriation is intended to cover the costs of the European Union Rule of Law Mission in Kosovo, in line with the relevant legal basis adopted by the Council. It is also intended to provide for the costs of the Kosovo Specialist Chambers.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Joint Action 2008/124/CFSP of 4 February 2008 on the European Union Rule of Law Mission in Kosovo, EULEX KOSOVO (
OJ L 42, 16.2.2008, p. 92
).
19 03 01 03
EUPOL Afghanistan
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the closing costs of the European Union Police Mission in Afghanistan in line with Decision 2010/279/CFSP.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2010/279/CFSP of 18 May 2010 on the European Union Police Mission in Afghanistan (EUPOL AFGHANISTAN) (
OJ L 123, 19.5.2010, p. 4
).
19 03 01 04
Other crisis management measures and operations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
190 427 000
180 000 000
176 857 000
171 000 000
222 965 746,72
181 550 990,59
Remarks
This appropriation is intended to cover other crisis management measures and operations other than EULEX Kosovo, the Kosovo Specialist Chambers, EUMM Georgia and EUPOL Afghanistan. It is also intended to provide for the running of the European Security and Defence College Secretariat and its internet-based advanced distance learning system, as well as the costs of the warehouse for civilian CSDP missions.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter and may be complemented by contributions for Union trust funds.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Joint Action 2005/889/CFSP of 12 December 2005 on establishing a European Union Border Assistance Mission for the Rafah Crossing Point (EU BAM Rafah) (
OJ L 327, 14.12.2005, p. 28
).
Council Decision 2012/389/CFSP of 16 July 2012 on the European Union Mission on Regional Maritime Capacity Building in the Horn of Africa (EUCAP NESTOR) (
OJ L 187, 17.7.2012, p. 40
).
Council Decision 2012/392/CFSP of 16 July 2012 on the European Union CSDP mission in Niger (EUCAP Sahel Niger) (
OJ L 187, 17.7.2012, p. 48
).
Council Decision 2013/233/CFSP of 22 May 2013 on the European Union Integrated Border Management Assistance Mission in Libya (EUBAM Libya) (
OJ L 138, 24.5.2013, p. 15
).
Council Decision 2013/354/CFSP of 3 July 2013 on the European Union Police Mission for the Palestinian Territories (EUPOL COPPS) (
OJ L 185, 4.7.2013, p. 12
).
Council Decision 2014/219/CFSP of 15 April 2014 on the European Union CSDP mission in Mali (EUCAP Sahel Mali) (
OJ L 113, 16.4.2014, p. 21
).
Council Decision 2014/486/CFSP of 22 July 2014 on the European Union Advisory Mission for Civilian Security Sector Reform Ukraine (EUAM Ukraine). (
OJ L 217, 23.7.2014, p. 42
).
Council Decision (CFSP) 2016/2382 of 21 December 2016 establishing a European Security and Defence College (ESDC) and repealing Decision 2013/189/CFSP (
OJ L 352, 23.12.2016, p. 60
).
Council Decision (CFSP) 2017/1869 of 16 October 2017 on the European Union Advisory Mission in support of Security Sector Reform in Iraq (EUAM Iraq) (
OJ L 266, 17.10.2017, p. 12
).
Council Decision (CFSP) 2018/653 of 26 April 2018 on the establishment of a warehouse capability for civilian crisis-management missions (
OJ L 108, 27.4.2018, p. 22
).
Council Decision (CFSP) 2018/1249 of 18 September 2018 on a European Union action in support of the United Nations Verification and Inspection Mechanism in Yemen (
OJ L 235, 19.9.2018, p. 14
).
Council Decision (CFSP) 2019/1672 of 4 October 2019 on a European Union action in support of the United Nations Verification and Inspection Mechanism in Yemen (
OJ L 256, 7.10.2019, p. 10
).
19 03 01 05
Emergency measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
11 000 000
p.m.
19 000 000
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of any unforeseen measures under Article 19 03 01 decided on in the course of the financial year, which have to be implemented urgently.
This item is also intended as an element of flexibility in the CFSP budget, as described in the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
19 03 01 06
Preparatory and follow-up measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
350 000
5 500 000
3 000 000
158 650 ,—
180 070,79
Remarks
This appropriation is intended to cover the financing of preparatory measures to establish the conditions for Union actions in the field of the CFSP and the adoption of the necessary legal instruments. It may cover evaluation and analysis measures (
ex ante
 evaluation of means, specific studies, organisation of meetings, fact-finding on the ground). In the field of Union crisis management operations and for European Union Special Representatives (EUSRs), in particular, preparatory measures may, inter alia, serve to assess the operational requirements for an envisaged action, to provide for a rapid initial deployment of personnel and resources (e.g. mission expenses, purchase of equipment, pre-financing of running and insurance costs in the start-up phase), or to take the necessary measures on the ground to prepare for the launching of the operation. This appropriation may also cover experts supporting Union crisis management operations on specific technical issues (e.g. identification and assessment of procurement needs) or security training for staff to be deployed to a CFSP mission/EUSR team.
It also covers follow-up measures and audits of CFSP measures and the financing of any expenditure on the regularisation of previously closed measures.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the measures coming under Items 19 03 01 01, 19 03 01 02, 19 03 01 03, 19 03 01 04 and 19 03 01 07.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Preparatory measures within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
19 03 01 07
European Union Special Representatives
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 000 000
14 000 000
13 500 000
13 000 000
20 745 863 ,—
16 973 678,85
Remarks
This appropriation is intended to cover all the expenditure connected with the appointment of European Union Special Representatives (EUSRs) in accordance with Article 33 of the TEU.
EUSRs should be appointed with due regard for gender equality and gender mainstreaming policies, and the appointment of women EUSRs should therefore be promoted.
This appropriation covers expenditure on the salaries of EUSRs and on setting up their teams and support structures, including staff costs other than those relating to staff seconded by Member States or Union institutions. It also covers the costs of any projects implemented under the direct responsibility of an EUSR.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision (CFSP) 2018/903 of 25 June 2018 extending the mandate of the European Union Special Representative in Kosovo (
OJ L 161, 26.6.2018, p. 7
).
Council Decision (CFSP) 2018/904 of 25 June 2018 extending the mandate of the European Union Special Representative for Central Asia (
OJ L 161, 26.6.2018, p. 12
).
Council Decision (CFSP) 2018/905 of 25 June 2018 extending the mandate of the European Union Special Representative for the Horn of Africa (
OJ L 161, 26.6.2018, p. 16
).
Council Decision (CFSP) 2018/906 of 25 June 2018 extending the mandate of the European Union Special Representative for the Sahel (
OJ L 161, 26.6.2018, p. 22
).
Council Decision (CFSP) 2018/907 of 25 June 2018 extending the mandate of the European Union Special Representative for the South Caucasus and the crisis in Georgia (
OJ L 161, 26.6.2018, p. 27
).
Council Decision (CFSP) 2018/1248 of 18 September 2018 appointing the European Union Special Representative for the Middle East Peace Process (
OJ L 235, 19.9.2018, p. 9
).
Council Decision (CFSP) 2019/346 of 28 February 2019 appointing the European Union Special Representative for Human Rights (
OJ L 62, 1.3.2019, p. 12
).
Council Decision (CFSP) 2019/1340 of 8 August 2019 appointing the European Union Special Representative in Bosnia and Herzegovina (
OJ L 209, 9.8.2019, p. 10
).
19 03 02
Support to non-proliferation and disarmament
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
28 000 000
22 000 000
20 500 000
20 000 000
25 263 966,26
17 087 905,37
Remarks
This appropriation is intended to finance measures which contribute to the non-proliferation of weapons of mass destruction (nuclear, chemical and biological), primarily in the framework of the Union Strategy against the Proliferation of Weapons of Mass Destruction of December 2003. This includes support for measures implemented by international organisations in this field.
This appropriation is intended to finance measures which contribute to the non-proliferation of conventional weapons and operations to combat the destabilising accumulation and trafficking of small arms and light weapons. This includes support for measures implemented by international organisations in this field.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2014/129/CFSP of 10 March 2014 promoting the European network of independent non-proliferation think tanks in support of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 71, 12.3.2014, p. 3
).
Council Decision 2014/912/CFSP of 15 December 2014 in support of physical security and stockpile management (PSSM) activities to reduce the risk of illicit trade in small arms and light weapons (SALW) and their ammunition in the Sahel region (
OJ L 360, 17.12.2014, p. 30
).
Council Decision 2014/913/CFSP of 15 December 2014 in support of the Hague Code of Conduct and ballistic missile non-proliferation in the framework of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 360, 17.12.2014, p. 44
).
Council Decision (CFSP) 2015/203 of 9 February 2015 in support of the Union proposal for an international Code of Conduct for outer-space activities as a contribution to transparency and confidence-building measures in outer-space activities (
OJ L 33, 10.2.2015, p. 38
).
Council Decision (CFSP) 2015/259 of 17 February 2015 in support of activities of the Organisation for the Prohibition of Chemical Weapons (OPCW) in the framework of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 43, 18.2.2015, p. 14
).
Council Decision (CFSP) 2015/2215 of 30 November 2015 in support of UNSCR 2235 (2015), establishing an OPCW-UN joint investigative mechanism to identify the perpetrators of chemical attacks in the Syrian Arab Republic (
OJ L 314, 1.12.2015, p. 51
)
Council Decision (CFSP) 2015/2309 of 10 December 2015 on the promotion of effective arms export controls (
OJ L 326, 11.12.2015, p. 56
).
Council Decision (CFSP) 2016/51 of 18 January 2016 in support of the Biological and Toxin Weapons Convention (BTWC) in the framework of the EU strategy against Proliferation of Weapons of Mass Destruction (
OJ L 12, 19.1.2016, p. 50
).
Council Decision (CFSP) 2016/2001 of 15 November 2016 on a Union contribution to the establishment and the secure management of a Low Enriched Uranium (LEU) Bank under the control of the International Atomic Energy Agency (IAEA) in the framework of the EU Strategy against the Proliferation of Weapons of Mass Destruction (
OJ L 308, 16.11.2016, p. 22
).
Council Decision (CFSP) 2016/2356 of 19 December 2016 in support of SEESAC disarmament and arms control activities in South-East Europe in the framework of the EU Strategy to combat illicit accumulation and trafficking of SALW and their ammunition (
OJ L 348, 21.12.2016, p. 60
).
Council Decision (CFSP) 2016/2383 of 21 December 2016 on the Union support for the International Atomic Energy Agency activities in the areas of nuclear security and in the framework of the implementation of the EU Strategy against the Proliferation of Weapons of Mass Destruction (
OJ L 352, 23.12.2016, p. 74
).
Council Decision (CFSP) 2017/633 of 3 April 2017 in support of the United Nations Programme of Action to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects (
OJ L 90, 4.4.2017, p. 12
).
Council Decision (CFSP) 2017/809 of 11 May 2017 in support of the implementation of United Nations Security Council Resolution 1540 (2004) on the non-proliferation of weapons of mass destruction and their means of delivery (
OJ L 121, 12.5.2017, p. 39
).
Council Decision (CFSP) 2017/915 of 29 May 2017 on Union outreach activities in support of the implementation of the Arms Trade Treaty (
OJ L 139, 30.5.2017, p. 38
).
Council Decision (CFSP) 2017/1252 of 11 July 2017 in support of the strengthening of chemical safety and security in Ukraine in line with the implementation of United Nations Security Council Resolution 1540 (2004) on the non-proliferation of weapons of mass destruction and their means of delivery (
OJ L 179, 12.7.2017, p. 8
).
Council Decision (CFSP) 2017/1424 of 4 August 2017 in support of OSCE activities to reduce the risk of illicit trafficking and excessive accumulation of small arms and light weapons and conventional ammunition in the former Yugoslav Republic of Macedonia and Georgia (
OJ L 204, 5.8.2017, p. 82
).
Council Decision (CFSP) 2017/1428 of 4 August 2017 in support of the implementation of the Maputo Action Plan for the implementation of the 1997 Convention on the Prohibition of the Use, Stockpiling, Production and Transfer of Anti-Personnel Mines and on their Destruction (
OJ L 204, 5.8.2017, p. 101
).
Council Decision (CFSP) 2017/2283 of 11 December 2017 in support of a global reporting mechanism on illicit small arms and light weapons and other illicit conventional weapons and ammunition to reduce the risk of their illicit trade (‘iTrace III’) (
OJ L 328, 12.12.2017, p. 20
).
Council Decision (EU) 2017/2284 of 11 December 2017 to provide support to States in the African, Asia-Pacific and Latin America and Caribbean regions to participate in the high-level fissile material cut-off treaty expert preparatory group consultative process (
OJ L 328, 12.12.2017, p. 32
).
Council Decision (CFSP) 2017/2302 of 12 December 2017 in support of the OPCW activities to assist clean-up operations at the former chemical weapons storage site in Libya in the framework of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 329, 13.12.2017, p. 49
).
Council Decision (CFSP) 2017/2303 of 12 December 2017 in support of the continued implementation of UN Security Council Resolution 2118 (2013) and OPCW Executive Council decision EC-M-33/DEC.1 on the destruction of Syrian chemical weapons, in the framework of the implementation of the EU Strategy against proliferation of weapons of mass destruction (
OJ L 329, 13.12.2017, p. 55
).
Council Decision (CFSP) 2017/2370 of 18 December 2017 in support of the Hague Code of Conduct and ballistic missile non-proliferation in the framework of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 337, 19.12.2017, p. 28
).
Council Decision (CFSP) 2018/101 of 22 January 2018 on the promotion of effective arms export controls (
OJ L 17, 23.1.2018, p. 40
).
Council Decision (CFSP) 2018/298 of 26 February 2018 on Union support for the activities of the Preparatory Commission for the Comprehensive Nuclear-Test-Ban Treaty Organization (CTBTO) in order to strengthen its monitoring and verification capabilities and in the framework of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 56, 28.2.2018, p. 34
).
Council Decision (CFSP) 2018/299 of 26 February 2018 promoting the European network of independent non-proliferation and disarmament think tanks in support of the implementation of the EU Strategy against proliferation of weapons of mass destruction (
OJ L 56, 28.2.2018, p. 46
).
Council Decision (CFSP) 2018/1788 of 19 November 2018 in support of the South-Eastern and Eastern Europe Clearinghouse for the Control of Small Arms and Light Weapons (SEESAC) for the implementation of the Regional Roadmap on combating illicit arms trafficking in the Western Balkans (
OJ L 293, 20.11.2018, p. 11
).
Council Decision (CFSP) 2018/1789 of 19 November 2018 in support of combating the illicit trade in and proliferation of small arms and light weapons in the Member States of the League of Arab States (
OJ L 293, 20.11.2018, p. 24
).
Council Decision (CFSP) 2018/1939 of 10 December 2018 on Union support for the universalisation and effective implementation of the International Convention for the Suppression of Acts of Nuclear Terrorism (
OJ L 314, 11.12.2018, p. 41
).
Council Decision (CFSP) 2018/2010 of 17 December 2018 in support of countering illicit proliferation and trafficking of small arms, light weapons (SALW) and ammunition and their impact in Latin America and the Caribbean in the framework of the EU Strategy against Illicit Firearms, Small Arms & Light Weapons and their Ammunition ‘Securing Arms, Protecting Citizens’ (
OJ L 322, 18.12.2018, p. 27
).
Council Decision (CFSP) 2018/2011 of 17 December 2018 in support of gender mainstreamed policies, programmes and actions in the fight against small arms trafficking and misuse, in line with the Women, Peace and Security agenda (
OJ L 322, 18.12.2018, p. 38
).
Council Decision (CFSP) 2019/97 of 21 January 2019 in support of the Biological and Toxin Weapons Convention in the framework of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 19, 22.1.2019, p. 11
).
Council Decision (CFSP) 2019/538 of 1 April 2019 in support of activities of the Organisation for the Prohibition of Chemical Weapons (OPCW) in the framework of the implementation of the EU Strategy against Proliferation of Weapons of Mass Destruction (
OJ L 93, 2.4.2019, p. 3
).
Council Decision (CFSP) 2019/615 of 15 April 2019 on Union support for activities leading up to the 2020 Review Conference of the Parties to the Treaty on the Non-Proliferation of Nuclear Weapons (
OJ L 105, 16.4.2019, p. 25
).
Council Decision (CFSP) 2019/938 of 6 June 2019 in support of a process of confidence-building leading to the establishment of a zone free of nuclear weapons and all other weapons of mass destruction in the Middle East (
OJ L 149, 7.6.2019, p. 63
).
Council Decision (CFSP) 2019/1296 of 31 July 2019 in support of strengthening biological safety and security in Ukraine in line with the implementation of United Nations Security Council Resolution 1540 (2004) on non-proliferation of weapons of mass destruction and their means of delivery (
OJ L 204, 2.8.2019, p. 29
).
Council Decision (CFSP) 2019/1298 of 31 July 2019 in support of an Africa-China-Europe dialogue and cooperation on preventing the diversion of arms and ammunition in Africa (
OJ L 204, 2.8.2019, p. 37
).
Council Decision (CFSP) 2019/2009 of 2 December 2019 in support of Ukraine’s efforts to combat illicit trafficking in weapons, ammunition and explosives, in cooperation with the OSCE (
OJ L 312, 3.12.2019, p. 42
).
CHAPTER 19 04 —
   
ELECTION OBSERVATION MISSIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 04
ELECTION OBSERVATION MISSIONS
19 04 01
Improving the reliability of electoral processes, in particular by means of election observation missions
4
43 442 462
37 000 000
47 222 896
35 000 000
41 850 911,23
45 038 215,38
121,72
19 04 51
Completion of actions in the field of election observation missions (prior to 2014)
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 19 04 — Total
43 442 462
37 000 000
47 222 896
35 000 000
41 850 911,23
45 038 215,38
121,72
19 04 01
Improving the reliability of electoral processes, in particular by means of election observation missions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
43 442 462
37 000 000
47 222 896
35 000 000
41 850 911,23
45 038 215,38
Remarks
This appropriation covers financial support for building confidence in, and enhancing the reliability and transparency of, democratic electoral processes and institutions through deployment of European Union Election Observation Missions and other measures of monitoring electoral processes as well as through support for observation capacity at regional and national level.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 235/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for democracy and human rights worldwide (
OJ L 77, 15.3.2014, p. 85
).
19 04 51
Completion of actions in the field of election observation missions (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1889/2006 of the European Parliament and of the Council of 20 December 2006 on establishing a financing instrument for the promotion of democracy and human rights worldwide (
OJ L 386, 29.12.2006, p. 1
).
CHAPTER 19 05 —
   
COOPERATION WITH THIRD COUNTRIES UNDER THE PARTNERSHIP INSTRUMENT
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 05
COOPERATION WITH THIRD COUNTRIES UNDER THE PARTNERSHIP INSTRUMENT
19 05 01
Cooperation with third countries to advance and promote Union’s and mutual interests
4
142 445 000
110 000 000
135 667 000
70 000 000
128 044 169,36
97 615 035,90
88,74
19 05 20
Erasmus+ — Contribution from the Partnership Instrument
4
13 700 000
14 102 724
12 500 000
15 267 970
12 265 164 ,—
16 083 660,18
114,05
19 05 51
Completion of actions in the field of relations and cooperation with industrialised third countries (2007 to 2013)
4
p.m.
p.m.
p.m.
3 500 000
0 ,—
1 447 095,25
Chapter 19 05 — Total
156 145 000
124 102 724
148 167 000
88 767 970
140 309 333,36
115 145 791,33
92,78
19 05 01
Cooperation with third countries to advance and promote Union’s and mutual interests
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
142 445 000
110 000 000
135 667 000
70 000 000
128 044 169,36
97 615 035,90
Remarks
This appropriation is intended to cover cooperation with third countries to advance and promote Union’s and mutual interests under the Partnership Instrument, in particular with countries playing prominent role in the world affairs, including foreign policy, international economy and trade, multilateral forums, global governance and in addressing challenges of global concern or where the Union has significant interests. This cooperation includes measures supporting the Union’s bilateral, regional or multilateral relationships in addressing challenges of global concern, the implementation of the international dimension of the Europe 2020 strategy, trade and investment opportunities and public diplomacy and outreach activities.
This appropriation will enable support for Union Arctic policy related goals and also be used to fund cooperation between the Union's Arctic partners so as to build stronger linkages with the region.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid projects or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 234/2014 of the European Parliament and of the Council of 11 March 2014 establishing a Partnership Instrument for cooperation with third countries (
OJ L 77, 15.3.2014, p. 77
).
19 05 20
Erasmus+ — Contribution from the Partnership Instrument
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
13 700 000
14 102 724
12 500 000
15 267 970
12 265 164 ,—
16 083 660,18
Remarks
This appropriation is intended to cover the technical and financial assistance provided under this external instrument in order to implement the international dimension of higher education of the ‘Erasmus+’ programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b),(e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 234/2014 of the European Parliament and of the Council of 11 March 2014 establishing a Partnership Instrument for cooperation with third countries (
OJ L 77, 15.3.2014, p. 77
).
19 05 51
Completion of actions in the field of relations and cooperation with industrialised third countries (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
3 500 000
0 ,—
1 447 095,25
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and para-state agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under point (b) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Council Regulation (EC) No 1934/2006 of 21 December 2006 establishing a financing instrument for cooperation with industrialised and other high-income countries and territories (
OJ L 405, 30.12.2006, p. 41
).
CHAPTER 19 06 —
   
INFORMATION OUTREACH ON THE UNION’S EXTERNAL RELATIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 06
INFORMATION OUTREACH ON THE UNION’S EXTERNAL RELATIONS
19 06 01
Information outreach on the Union’s external relations
4
15 500 000
15 800 000
15 000 000
15 000 000
16 100 000 ,—
16 284 778,51
103,07
19 06 77
Pilot projects and preparatory actions
19 06 77 01
Preparatory action — StratCom Plus
4
4 000 000
1 000 000
3 000 000
1 500 000
0 ,—
0 ,—
0
Article 19 06 77 — Subtotal
4 000 000
1 000 000
3 000 000
1 500 000
0 ,—
0 ,—
0
Chapter 19 06 — Total
19 500 000
16 800 000
18 000 000
16 500 000
16 100 000 ,—
16 284 778,51
96,93
19 06 01
Information outreach on the Union’s external relations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 500 000
15 800 000
15 000 000
15 000 000
16 100 000 ,—
16 284 778,51
Remarks
This appropriation is intended to cover expenditure on information outreach on the Union’s external relations. The information activities to be carried out under this article fall into two broad categories: horizontal activities and logistical support from headquarters, and activities carried out by Union delegations in third countries and vis-à-vis international organisations.
Measures carried out from headquarters:
—
the European Union visitors programme (EUVP), carried out jointly by the European Parliament and the Commission, provides approximately 150 participants a year, chosen by the Union delegations, with the opportunity of experiencing contact with the Union by visiting the European Parliament and the Commission as part of a made-to-measure individual programme of visits based on a theme,
—
the production and distribution of publications on priority themes as part of an annual programme,
—
the production and dissemination of audiovisual material,
—
the development of information delivered via electronic media (the internet and electronic message systems),
—
the organisation of visits for groups of journalists,
—
the support for the information activities of opinion leaders that are consistent with the Union’s priorities,
—
strategic communications including on disinformation, in particular in the Union neighbourhood and the Western Balkans; this includes systematic tracking and exposing of disinformation spread by foreign powers.
This includes the activities in the future Union delegation in the United Kingdom relating to information on citizens’ rights after the withdrawal of the United Kingdom from the Union.
The Commission will continue to fund news broadcasts in Farsi.
Decentralised measures carried out by Union delegations in third countries and vis-à-vis international organisations
In accordance with the communication goals laid down for each region and each country, the Union delegations propose an annual communication plan, which, once approved by headquarters, is assigned a budgetary allocation covering the following activities:
—
websites,
—
relations with the media (press conferences, seminars, radio programmes, etc.),
—
information products (other publications, graphic material, etc.),
—
organisation of events, including cultural activities,
—
newsletters,
—
information campaigns,
—
strategic communications, in particular in the Union neighbourhood and the Western Balkans.
Assigned revenue received under Article 6 6 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
19 06 77
Pilot projects and preparatory actions
19 06 77 01
Preparatory action — StratCom Plus
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 000 000
1 000 000
3 000 000
1 500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action tests how to counter disinformation more systematically, effectively and efficiently. An important objective is to build Union capacity on fact-checking disinformation by upgrading the skills base of staff through training and coaching by appointed strategic communication experts, who will then report on their monitoring activities to headquarters, including the East StratCom task force.
Therefore, the preparatory action finances: (a) training to raise awareness of disinformation campaigns among Union staff; (b) monitoring of disinformation campaigns both within and outside the Union; (c) data-based analysis of the challenge and ways forward throughout Europe; (d) better output for the product of that analysis, i.e. translation and dissemination in local languages. As disinformation campaigns target the Union and its partner countries alike, these activities can benefit staff, according to priorities to be set, in: (1) Commission Permanent Representations in Member States; (2) Union delegations in Eastern Partnership countries; and (3) Union delegations in Western Balkans countries.
The preparatory action is jointly implemented by the Commission (Service for Foreign Policy Instruments) and the European External Action Service.
This preparatory action allows the Union to raise awareness, to increase capacity to anticipate, analyse and respond, to be more efficient, to better reach out to Member States and to promote its policy objectives vis-à-vis its citizens as well as the Eastern Neighbourhood and the Western Balkans, including in their languages.
Building on its first two years of implementation, the preparatory action should continue to be adequately financed in 2020. As tackling fake news has become a priority for the Union, including through adoption of a communication on this issue, ensuring adequate funding to tackle the phenomenon at Union level is essential.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 20
TRADE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 01
ADMINISTRATIVE EXPENDITURE OF THE ‘TRADE’ POLICY AREA
102 541 291
102 541 291
98 356 915
98 356 915
96 566 212,70
96 566 212,70
20 02
TRADE POLICY
17 121 000
16 430 000
17 364 000
16 640 000
17 900 000 ,—
16 500 000 ,—
Title 20 — Total
119 662 291
118 971 291
115 720 915
114 996 915
114 466 212,70
113 066 212,70
CHAPTER 20 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘TRADE’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
20 01
ADMINISTRATIVE EXPENDITURE OF THE ‘TRADE’ POLICY AREA
20 01 01
Expenditure related to officials and temporary staff in the ‘Trade’ policy area
20 01 01 01
Expenditure related to officials and temporary staff — Headquarters
5.2
57 956 616
55 016 278
54 130 697,05
93,40
20 01 01 02
Expenditure related to officials and temporary staff — Union delegations
5.2
16 589 761
15 407 577
15 084 643,49
90,93
Article 20 01 01 — Subtotal
74 546 377
70 423 855
69 215 340,54
92,85
20 01 02
External personnel and other management expenditure in support of the ‘Trade’ policy area
20 01 02 01
External personnel — Headquarters
5.2
3 016 357
2 958 569
2 955 487 ,—
97,98
20 01 02 02
External personnel — Union delegations
5.2
8 584 577
8 463 372
7 609 633,61
88,64
20 01 02 11
Other management expenditure — Headquarters
5.2
4 346 572
4 347 413
4 606 641,80
105,98
20 01 02 12
Other management expenditure — Union delegations
5.2
1 508 215
1 491 686
1 505 470,21
99,82
Article 20 01 02 — Subtotal
17 455 721
17 261 040
16 677 232,62
95,54
20 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘Trade’ policy area
20 01 03 01
Expenditure related to information and communication technology equipment and services
5.2
3 843 719
3 688 337
4 333 835,90
112,75
20 01 03 02
Buildings and related expenditure — Union delegations
5.2
6 695 474
6 983 683
6 339 803,64
94,69
Article 20 01 03 — Subtotal
10 539 193
10 672 020
10 673 639,54
101,28
Chapter 20 01 — Total
102 541 291
98 356 915
96 566 212,70
94,17
20 01 01
Expenditure related to officials and temporary staff in the ‘Trade’ policy area
20 01 01 01
Expenditure related to officials and temporary staff — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
57 956 616
55 016 278
54 130 697,05
20 01 01 02
Expenditure related to officials and temporary staff — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
16 589 761
15 407 577
15 084 643,49
20 01 02
External personnel and other management expenditure in support of the ‘Trade’ policy area
20 01 02 01
External personnel — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 016 357
2 958 569
2 955 487 ,—
20 01 02 02
External personnel — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 584 577
8 463 372
7 609 633,61
20 01 02 11
Other management expenditure — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 346 572
4 347 413
4 606 641,80
20 01 02 12
Other management expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 508 215
1 491 686
1 505 470,21
20 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘Trade’ policy area
20 01 03 01
Expenditure related to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 843 719
3 688 337
4 333 835,90
20 01 03 02
Buildings and related expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 695 474
6 983 683
6 339 803,64
CHAPTER 20 02 —
   
TRADE POLICY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
20 02
TRADE POLICY
20 02 01
External trade relations, including access to the markets of third countries
4
12 621 000
11 800 000
12 584 000
11 800 000
13 000 000 ,—
12 010 356,48
101,78
20 02 03
Aid for trade — Multilateral initiatives
4
4 500 000
4 500 000
4 500 000
4 500 000
4 500 000 ,—
4 169 643,52
92,66
20 02 77
Pilot projects and preparatory actions
20 02 77 02
Pilot project — Women and trade: creating a model chapter on gender in free trade agreements based on data on women participating in trade and women participating in the domestic economy
4
p.m.
130 000
280 000
340 000
400 000 ,—
320 000 ,—
246,15
Article 20 02 77 — Subtotal
p.m.
130 000
280 000
340 000
400 000 ,—
320 000 ,—
246,15
Chapter 20 02 — Total
17 121 000
16 430 000
17 364 000
16 640 000
17 900 000 ,—
16 500 000 ,—
100,43
20 02 01
External trade relations, including access to the markets of third countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 621 000
11 800 000
12 584 000
11 800 000
13 000 000 ,—
12 010 356,48
Remarks
This appropriation is intended to cover the following actions:
Activities supporting the conduct of ongoing and new multi and bilateral trade and investment negotiations
Actions aim to strengthen the Union’s negotiating position in ongoing multilateral trade negotiations (in the context of the Doha Development Agenda) as well as ongoing and new bilateral and regional trade and investment negotiations, to ensure that Union policy conception is based on the highest economic, social and environmental standards, as well as comprehensive and up-to-date expert information and to build coalitions for their successful completion, including:
—
meetings, conferences and seminars in connection with the preparation of policy and negotiating positions and with the conduct of ongoing as well as new trade and investment negotiations,
—
development and implementation of a consistent and comprehensive communication and information strategy, promoting the Union’s trade policy and measuring and raising awareness of the detail and objectives of the Union’s trade policy and ongoing negotiation positions, both within and outside the Union,
—
information activities and seminars for state and non-state actors (including civil society and business actors) to explain the state of play of ongoing negotiations and of the implementation of existing agreements.
Studies, evaluations and impact assessments in relation to trade and investment agreements and policies
Actions to ensure that the Union’s trade policy is underpinned by, and takes proper account of, 
ex ante
 and 
ex post
 evaluation results, including:
—
impact assessments carried out in view of possible new legislative proposals and sustainable impact assessments carried out in support of ongoing negotiations, in order to analyse the potential economic, social and environmental benefits of trade and investment agreements and, where necessary, to propose flanking measures to combat any negative outcomes for specific countries or sectors,
—
evaluations of the policies and practices of the Directorate-General for Trade, to be carried out following its multiannual evaluation plan,
—
expert, legal and economic studies related to ongoing negotiations and existing agreements, policy developments and trade disputes.
Trade-related technical assistance, training and other capacity-building actions towards third countries
Actions aiming to strengthen the capacity of third countries to participate in international, bilateral or bi-regional trade and investment negotiations, to implement international trade and investment agreements and to participate in the world trading system, including:
—
projects involving training and capacity-building actions aimed at developing country officials and operators, mainly in the field of sanitary and phytosanitary measures, and with regard to equivalent environmental, animal welfare and social standards, thus enabling developing countries to export quality goods to the Union, which also contributes to a more level playing field,
—
reimbursement of the expenses of participants in forums and conferences designed to build awareness and expertise in trade affairs among developing country nationals,
—
management, operating, further development and promotion of the Trade Helpdesk that provides business in partner countries with information on access to Union markets and facilitates efforts by business to take advantage of market access opportunities offered by the international trading system,
—
trade-related technical assistance programmes arranged in the forum of the World Trade Organisation (WTO) and other multilateral organisations, in particular WTO Trust Funds, in the framework of the Doha Development Agenda.
Market access activities supporting the implementation of the Union’s market access strategy
Actions in support of the Union’s market access strategy, which aims at removing or lowering barriers to trade, identifying trade restrictions in third countries and, where appropriate, removing obstacles to trade. These actions may include:
—
maintenance, operating and further development of the market access database available to economic operators via the internet, listing trade barriers and other information affecting Union exports and Union exporters; purchase of the necessary information, data and documentation for this database,
—
specific analysis of the various obstacles to trade in key markets, including analysis of the implementation by third countries of their obligations under international trade and investment agreements, in connection with the preparation of negotiations,
—
conferences, seminars and other information activities (e.g. production and distribution of studies, information packs, publications and leaflets) to inform businesses, Member States officials and other actors about trade barriers and trade policy instruments aimed at protecting the Union against unfair trading practices such as dumping or export subsidies,
—
support to the European industry for the organisation of activities specifically geared towards market access issues.
Activities supporting the implementation of existing rules and monitoring of trade and investment obligations
Actions to support the implementation of existing trade and investment agreements and the enforcement of related systems that enable effective implementation of these agreements as well as the conduct of investigations and inspection visits to ensure third countries are respecting the rules, including:
—
exchange of information, training, seminars and communication activities to support the implementation of existing Union legislation in the area of dual-use export controls,
—
activities to facilitate investigations carried out in the context of the trade defence investigations with the aim of defending Union producers against unfair trade practices by third countries (anti-dumping, anti-subsidy and safeguards instruments) that can be harmful to the economy of the Union. In particular, activities will focus on the development, maintenance, operations and security of information technology systems supporting trade defence activities, the production of communications tools, the purchase of legal services in third countries and the conducting of expert studies,
—
activities supporting the Domestic Advisory Groups monitoring the implementation of trade and investment agreements entered into force. This includes financing of the members’ and experts’ travel expenses and accommodation,
—
activities supporting the acquisition of relevant data to form a basis for Domestic Advisory Group and Joint Consultative Committee discussions,
—
activities with a view to promoting the Union’s external trade policy through a process of structured dialogue with key opinion makers of civil society and stakeholders, including small and medium-sized enterprises, on external trade issues,
—
activities related to the promotion and communication on trade and investment agreements, both within the Union and in partner countries. This will primarily be implemented by means of production and dissemination of audio-visual, electronic and graphical support and printed publications, subscriptions to trade relevant media and databases, translation of communication materials into non-Union languages, media-oriented actions, including new media products,
—
development, maintenance and operating of information systems in support of the operational activities in the ‘Trade’ policy area such as: Integrated Statistical Database (ISDB), Dual-Use e-system, Market Access Database, Trade Helpdesk, Export Credit Database, SIGL and SIGL Wood systems, Civil Society platform and tools for monitoring and supporting trade and investment agreements.
Legal and other expert assistance
Actions to ensure that the Union’s trading partners effectively adhere to and comply with obligations arising under the WTO and other multilateral and bilateral agreements, including:
—
expert studies, including inspection visits, as well as specific investigations and seminars on implementation by third countries of their obligations under international trade and investment agreements,
—
legal expertise, especially on questions of foreign law, required to facilitate the prosecution by the Union of its positions in WTO dispute-settlement cases, other expert studies necessary for the preparation, management and follow-up to WTO dispute settlement cases,
—
arbitration costs, legal expertise and fees incurred by the Union as party to the disputes arising from the implementation of international agreements concluded under Article 207 TFEU.
Investment dispute resolution systems as established by international agreements
The following expenditure is to support:
—
standing costs for the operation of Investment Court Systems (First Tribunal and Appeal Instance) and of the Multilateral Investment Court arising from the implementation of international agreements concluded under Article 207 TFEU,
—
arbitration costs, legal expertise and fees incurred by the Union as party to disputes brought by investors under such international agreements,
—
payment of a final award or of an award settlement paid to an investor in the context of such international agreements.
Activities supporting trade and investment policy
This appropriation is also intended to cover general expenditure on translations, press events, information and publications directly linked to the achievement of the objective of the programme or measures coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts, such as the maintenance of the websites of the Directorate-General for Trade and of the Trade Commissioner or the development and implementation of supporting information systems and tools.
Any revenue in the context of the management by the Union of the financial responsibilities linked to investor-state dispute settlement may give rise to the provision of additional appropriations in accordance with Article 21(5) of the Financial Regulation.
Part of this appropriation is intended to cover a comprehensive approach to communications to engage the general public and all stakeholders and maximise transparency with regard to the activities of the Directorate-General for Trade. This will include engagement and dialogue events, such as press or stakeholder events, publishing of information, translations, consultations and follow-up and publications directly linked to the achievement of the objective of the activities coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts, such as maintenance of the websites of the Directorate-General for Trade and of the Trade Commissioner. Activities to engage the public and all stakeholders are crucial to a transparent, successful and comprehensive trade policy.
Assigned revenue received under Articles 5 2 0, 5 2 2, 5 7 0, 5 7 3 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council and Commission Decision 98/181/EC, ECSC, Euratom of 23 September 1997 on the conclusion, by the European Communities, of the Energy Charter Treaty and the Energy Charter Protocol on energy efficiency and related environmental aspects (
OJ L 69, 9.3.1998, p. 1
).
Council Decision 98/552/EC of 24 September 1998 on the implementation by the Commission of activities relating to the Community market access strategy (
OJ L 265, 30.9.1998, p. 31
).
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Regulation (EU) 2019/452 of the European Parliament and of the Council of 19 March 2019 establishing a framework for the screening of foreign direct investments into the Union (
OJ L 79 I, 21.3.2019, p. 1
).
20 02 03
Aid for trade — Multilateral initiatives
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 500 000
4 500 000
4 500 000
4 500 000
4 500 000 ,—
4 169 643,52
Remarks
This appropriation is intended to support multilateral programmes and initiatives in the field of trade-related assistance to strengthen the capacity of developing countries to participate effectively in the multilateral trading system and regional trading arrangements and to improve their trade performance.
Initiatives and programmes to be funded under this appropriation will support the following actions:
Assistance for trade policy, participation in negotiations and implementation of trade and investment agreements and other trade-related initiatives
Actions to strengthen the capacity of developing countries to formulate their trade policy and to strengthen the institutions involved in trade policy, including comprehensive and updated trade reviews and assistance in integrating trade into their respective policies for economic growth and development.
Actions to strengthen the capacity of developing countries to participate effectively in trade and investment negotiations, to implement trade and investment agreements and other trade-related initiatives, and to undertake follow-up actions, including on aspects of trade and sustainable development in its labour and environmental perspectives.
Research to advise policymakers how best to ensure that the specific interests of small producers and workers in developing countries are reflected across all policy areas and to promote an enabling environment for producers’ access to world markets.
This assistance is primarily targeted at the public sector, but could also include initiatives in support of responsible business conduct and fair and ethical trade.
Trade development
Actions to reduce supply-side constraints which impact directly on the ability of developing countries to exploit their international trading potential, including, in particular, private-sector development.
This appropriation complements the Union’s geographical programmes and should only cover multilateral initiatives and programmes that offer real added value to the Union’s geographical programmes.
The Commission will provide an annual report on implementation and results obtained and on the main outcomes and effects of aid for trade assistance. The Commission will provide information on a total figure for all aid for trade finance coming from within the general budget of the Union, and a total figure for aid for trade coming from within all ‘trade-related assistance’ provided.
Assigned revenue received under Articles 5 2 0, 5 2 2, 5 7 0, 5 7 3 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
20 02 77
Pilot projects and preparatory actions
20 02 77 02
Pilot project — Women and trade: creating a model chapter on gender in free trade agreements based on data on women participating in trade and women participating in the domestic economy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
130 000
280 000
340 000
400 000 ,—
320 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 21
INTERNATIONAL COOPERATION AND DEVELOPMENT
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 01
ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNATIONAL COOPERATION AND DEVELOPMENT’ POLICY AREA
303 808 958
303 808 958
291 056 843
291 056 843
408 300 034 ,—
408 300 034 ,—
21 02
DEVELOPMENT COOPERATION INSTRUMENT
3 184 529 459
2 710 632 634
3 105 662 812
2 714 270 463
2 927 947 827,78
2 607 580 803,92
21 04
EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS
141 214 245
126 000 000
138 124 454
113 000 000
136 179 899,10
135 713 880,66
21 05
INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — GLOBAL AND TRANS-REGIONAL THREATS AND EMERGING THREATS
77 250 000
67 000 000
73 900 000
63 800 000
74 214 635,84
64 698 597,93
21 06
INSTRUMENT FOR NUCLEAR SAFETY COOPERATION
31 394 290
31 200 000
32 154 049
40 000 000
31 505 663 ,—
38 202 312,52
21 07
THE EUROPEAN UNION-GREENLAND PARTNERSHIP
33 220 000
33 104 000
32 640 000
32 110 000
32 110 000 ,—
30 365 444,40
21 08
DEVELOPMENT AND COOPERATION WORLDWIDE
47 979 000
45 943 947
43 228 000
42 244 468
41 852 835,41
27 930 170,25
21 09
COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT PROGRAMME
p.m.
3 000 000
p.m.
5 000 000
0 ,—
9 101 319,19
Title 21 — Total
3 819 395 952
3 320 689 539
3 716 766 158
3 301 481 774
3 652 110 895,13
3 321 892 562,87
CHAPTER 21 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNATIONAL COOPERATION AND DEVELOPMENT’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
21 01
ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNATIONAL COOPERATION AND DEVELOPMENT’ POLICY AREA
21 01 01
Expenditure related to officials and temporary staff in the ‘International cooperation and development’ policy area
21 01 01 01
Expenditure related to officials and temporary staff — Headquarters
5.2
69 744 402
69 009 549
67 231 792,62
96,40
21 01 01 02
Expenditure related to officials and temporary staff — Union delegations
5.2
93 742 140
83 238 496
79 471 134,96
84,78
Article 21 01 01 — Subtotal
163 486 542
152 248 045
146 702 927,58
89,73
21 01 02
External personnel and other management expenditure in support of the ‘International cooperation and development’ policy area
21 01 02 01
External personnel — Headquarters
5.2
2 516 985
2 505 315
2 685 882 ,—
106,71
21 01 02 02
External personnel — Union delegations
5.2
2 861 524
2 683 509
2 536 544,53
88,64
21 01 02 11
Other management expenditure — Headquarters
5.2
4 324 543
4 330 495
4 432 661,28
102,50
21 01 02 12
Other management expenditure — Union delegations
5.2
3 733 928
3 507 282
3 476 002,08
93,09
Article 21 01 02 — Subtotal
13 436 980
13 026 601
13 131 089,89
97,72
21 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘International cooperation and development’ policy area
21 01 03 01
Expenditure related to information and communication technology equipment and services
5.2
4 625 493
4 626 457
5 382 709,22
116,37
21 01 03 02
Buildings and related expenditure — Union delegations
5.2
16 576 175
16 420 172
14 627 937,41
88,25
Article 21 01 03 — Subtotal
21 201 668
21 046 629
20 010 646,63
94,38
21 01 04
Support expenditure for operations and programmes in the ‘International cooperation and development’ policy area
21 01 04 01
Support expenditure for the Development Cooperation Instrument
4
88 392 838
87 647 486
86 869 268,20
98,28
21 01 04 03
Support expenditure for the European Instrument for Democracy and Human Rights
4
10 854 220
10 573 850
10 129 236,57
93,32
21 01 04 04
Support expenditure for the Instrument contributing to Stability and Peace
4
2 300 000
2 300 000
2 385 095,99
103,70
21 01 04 05
Support expenditure for the Instrument for Nuclear Safety Cooperation
4
1 490 710
1 475 951
1 441 022,21
96,67
21 01 04 06
Support expenditure for the European Union-Greenland partnership
4
269 000
264 281
254 260,20
94,52
21 01 04 07
Support expenditure for the European Development Fund
4
p.m.
p.m.
113 944 539,58
21 01 04 08
Support expenditure for trust funds managed by the Commission
4
p.m.
p.m.
10 541 191,15
Article 21 01 04 — Subtotal
103 306 768
102 261 568
225 564 613,90
218,34
21 01 06
Executive agencies
21 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from Development Cooperation Instrument
4
2 377 000
2 474 000
2 890 756 ,—
121,61
Article 21 01 06 — Subtotal
2 377 000
2 474 000
2 890 756 ,—
121,61
Chapter 21 01 — Total
303 808 958
291 056 843
408 300 034 ,—
134,39
21 01 01
Expenditure related to officials and temporary staff in the ‘International cooperation and development’ policy area
21 01 01 01
Expenditure related to officials and temporary staff — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
69 744 402
69 009 549
67 231 792,62
21 01 01 02
Expenditure related to officials and temporary staff — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
93 742 140
83 238 496
79 471 134,96
21 01 02
External personnel and other management expenditure in support of the ‘International cooperation and development’ policy area
21 01 02 01
External personnel — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 516 985
2 505 315
2 685 882 ,—
21 01 02 02
External personnel — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 861 524
2 683 509
2 536 544,53
21 01 02 11
Other management expenditure — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 324 543
4 330 495
4 432 661,28
21 01 02 12
Other management expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 733 928
3 507 282
3 476 002,08
21 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘International cooperation and development’ policy area
21 01 03 01
Expenditure related to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 625 493
4 626 457
5 382 709,22
21 01 03 02
Buildings and related expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
16 576 175
16 420 172
14 627 937,41
21 01 04
Support expenditure for operations and programmes in the ‘International cooperation and development’ policy area
21 01 04 01
Support expenditure for the Development Cooperation Instrument
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
88 392 838
87 647 486
86 869 268,20
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) intended to take over the tasks previously conferred on dismantled technical assistance offices; expenditure on external personnel at headquarters is limited to EUR 7 549 714. This estimate is based on a provisional annual unit cost per man-year of which 93 % is accounted for by remuneration for the staff concerned and 7 % by the additional cost of training, meetings, missions, information technology (IT) and telecommunications relating to the external personnel financed under this item,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as the additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in delegations of external personnel remunerated from the appropriations entered against this item,
—
expenditure on studies, meetings of experts, information systems, awareness-raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 21 02.
21 01 04 03
Support expenditure for the European Instrument for Democracy and Human Rights
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 854 220
10 573 850
10 129 236,57
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) intended to take over the tasks previously conferred on dismantled technical assistance offices. Expenditure on external personnel at headquarters is limited to EUR 1 613 273. This estimate is based on a provisional annual unit cost per man-year, of which 95 % is accounted for by remuneration for the staff concerned and 5 % by the additional cost of training, meetings, missions, information technology (IT) and telecommunications relating to the external personnel financed under this item,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as the additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in delegations of external personnel remunerated from the appropriations entered against this item,
—
expenditure on studies, meetings of experts, information systems, awareness-raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 187(7) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 21 04.
21 01 04 04
Support expenditure for the Instrument contributing to Stability and Peace
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 300 000
2 300 000
2 385 095,99
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in the Union delegations in third countries or for internalisation of tasks of phased out technical assistance offices, as well as the additional logistical and infrastructure cost, such as the cost of training, meetings, missions, information technology and telecommunications, and renting of accommodation directly resulting from the presence in delegations of the external personnel remunerated from the appropriations against this item,
—
expenditure on studies, meetings of experts, information systems, awareness-raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 21 05.
21 01 04 05
Support expenditure for the Instrument for Nuclear Safety Cooperation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 490 710
1 475 951
1 441 022,21
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) intended to take over the tasks previously conferred on dismantled technical assistance offices. Expenditure on external personnel at headquarters is limited to EUR 968 300. This estimate is based on a provisional annual unit cost per man-year, of which 93 % is accounted for by remuneration for the staff concerned and 7 % by the additional cost of training, meetings, missions, information technology and telecommunications relating to the external personnel financed under this item,
—
expenditure on studies, meetings of experts, information systems and publications directly linked to the achievement of the objective of the instrument.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 21 06.
21 01 04 06
Support expenditure for the European Union-Greenland partnership
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
269 000
264 281
254 260,20
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on studies, meetings of experts, information systems and publications directly linked to the achievement of the objective of the partnership.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation is intended to cover support expenditure under Article 21 07 01.
21 01 04 07
Support expenditure for the European Development Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
113 944 539,58
Remarks
This appropriation is intended to cover administrative support expenditure as decided under the European Development Funds.
Any revenue from the European Development Fund contributing to the cost of support measures entered in Article 6 3 2 of the statement of revenue may give rise to the provision of additional appropriations under this item in accordance with Article 21 of the Financial Regulation.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 136 017 000.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 21(2) thereof.
21 01 04 08
Support expenditure for trust funds managed by the Commission
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
10 541 191,15
Remarks
This appropriation is intended to cover the management costs of the Commission, for a maximum of 5 % of the amounts pooled in the trust funds, from the years in which the contributions to each trust fund have started to be used as decided under the Article 235(5) of the Financial Regulation.
Any revenue from the trust funds contributing to the cost of support measures entered in Article 6 3 4 of the statement of revenue may give rise to the provision of additional appropriations under this item in accordance with Article 21 of the Financial Regulation.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The corresponding amount is estimated at EUR 13 700 000.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 21(2) and 235(5).
21 01 06
Executive agencies
21 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from Development Cooperation Instrument
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 377 000
2 474 000
2 890 756 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred as a result of the implementation of the international dimension of higher education of the ‘Erasmus+’ programme (Heading 4) entrusted to the Agency, under Chapter 21 02. The mandate of the Agency includes managing the outstanding actions from the 2007-2013 programming period for the Youth, Tempus and Erasmus Mundus programmes in which Development Cooperation Instrument beneficiaries are involved.
The Agency will also receive an annual contribution to be financed from Article 21 02 09 appropriations. This will allow the continuation of the programme Intra-Africa Mobility aiming to facilitate the student mobility in Africa, which was financed until 2013 through the 10th European Development Fund.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this Section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
Reference acts
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Commission Decision C(2013) 9189 of 18 December 2013, delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture, comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the European Development Fund allocations.
The Africa-EU Strategic Partnership: A Joint Africa-EU Strategy, adopted at the Lisbon Summit, 8-9 December 2007.
CHAPTER 21 02 —
   
DEVELOPMENT COOPERATION INSTRUMENT
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 02
DEVELOPMENT COOPERATION INSTRUMENT
21 02 01
Cooperation with Latin America
4
381 313 631
274 000 000
360 928 415
267 589 959
343 946 320 ,—
214 533 358,35
78,30
21 02 02
Cooperation with Asia
4
821 480 778
656 000 000
794 388 665
650 000 000
749 819 271 ,—
414 346 796,40
63,16
21 02 03
Cooperation with Central Asia
4
163 710 652
102 000 000
151 706 054
85 000 000
151 613 771 ,—
70 538 252,16
69,16
21 02 04
Cooperation with the Middle East
4
243 843 466
70 000 000
178 531 328
100 000 000
117 000 000 ,—
98 648 301,41
140,93
21 02 05
Cooperation with Afghanistan
4
199 417 199
143 000 000
199 417 199
170 000 000
239 715 436,69
254 374 702,37
177,88
21 02 06
Cooperation with South Africa
4
17 000 000
24 500 000
22 293 472
42 000 000
20 000 000 ,—
21 718 016,83
88,64
21 02 07
Global public goods and challenges and poverty reduction, sustainable development and democracy
21 02 07 01
Environment and climate change
4
222 473 403
163 900 000
224 576 156
132 600 000
198 257 418 ,—
128 820 164,32
78,60
21 02 07 02
Sustainable energy
4
110 210 401
64 250 000
99 412 181
45 000 000
89 466 398,62
65 000 000 ,—
101,17
21 02 07 03
Human development
4
200 438 336
257 236 000
238 149 346
217 000 000
221 102 962 ,—
193 913 396,68
75,38
21 02 07 04
Food and nutrition security and sustainable agriculture
4
232 508 470
185 000 000
231 563 021
150 000 000
215 014 346,99
162 851 586,26
88,03
21 02 07 05
Migration and asylum
4
56 122 734
105 000 000
56 748 845
110 000 000
63 391 200,90
123 779 096,38
117,88
Article 21 02 07 — Subtotal
821 753 344
775 386 000
850 449 549
654 600 000
787 232 326,51
674 364 243,64
86,97
21 02 08
Financing initiatives in the area of development by or for civil society organisations and local authorities
21 02 08 01
Civil society in development
4
223 492 438
195 000 000
230 999 756
175 700 000
207 367 117,83
164 242 196,95
84,23
21 02 08 02
Local authorities in development
4
74 497 479
53 600 000
73 208 919
41 900 000
68 651 603 ,—
40 774 868,54
76,07
Article 21 02 08 — Subtotal
297 989 917
248 600 000
304 208 675
217 600 000
276 018 720,83
205 017 065,49
82,47
21 02 09
Pan-African programme to support the Joint Africa-EU Strategy
4
135 756 524
109 950 000
133 966 165
100 000 000
130 820 662 ,—
72 041 165 ,—
65,52
21 02 20
Erasmus+ — Contribution from the Development Cooperation Instrument
4
99 423 948
103 256 481
103 888 290
104 887 435
108 674 043 ,—
111 830 982,48
108,30
21 02 30
Agreement with the Food and Agriculture Organisation and other United Nations bodies
4
340 000
340 000
340 000
340 000
336 911,50
336 911,50
99,09
21 02 40
Commodities agreements
4
2 500 000
2 500 000
2 500 000
2 500 000
2 268 951,32
2 268 951,32
90,76
21 02 51
Completion of actions in the area of development cooperation (prior to 2014)
21 02 51 01
Cooperation with third countries in the areas of migration and asylum
4
p.m.
1 000 000
p.m.
10 000 000
0 ,—
2 908 341,32
290,83
21 02 51 02
Cooperation with developing countries in Latin America
4
p.m.
30 000 000
p.m.
36 383 916
0 ,—
61 447 902,22
204,83
21 02 51 03
Cooperation with developing countries in Asia, including Central Asia and the Middle East
4
p.m.
82 000 000
p.m.
75 000 000
0 ,—
211 355 805,27
257,75
21 02 51 04
Food security
4
p.m.
10 000 000
p.m.
40 000 000
320,69
36 056 432,27
360,56
21 02 51 05
Non-state actors in development
4
p.m.
3 200 000
p.m.
32 000 000
1 093,24
21 810 905,86
681,59
21 02 51 06
Environment and sustainable management of natural resources, including energy
4
p.m.
15 400 000
p.m.
57 100 000
0 ,—
50 011 201,98
324,75
21 02 51 07
Human and social development
4
p.m.
2 500 000
p.m.
3 500 000
0 ,—
14 993 366,12
599,73
21 02 51 08
Geographical cooperation with Africa, Caribbean and Pacific states
4
p.m.
55 100 000
p.m.
60 500 000
0 ,—
62 503 285,88
113,44
Article 21 02 51 — Subtotal
p.m.
199 200 000
p.m.
314 483 916
1 413,93
461 087 240,92
231,47
21 02 77
Pilot projects and preparatory actions
21 02 77 02
Preparatory action — Business and scientific exchanges with India
4
p.m.
p.m.
p.m.
p.m.
0 ,—
811 177,21
21 02 77 07
Preparatory action — Regional African CSO Network for Millennium Development Goal 5
4
p.m.
p.m.
p.m.
p.m.
0 ,—
150 063,25
21 02 77 10
Preparatory action — Pharmaceutical-related transfer of technology in favour of developing countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 02 77 13
Preparatory action — Enhanced healthcare for victims of sexual violence in the Democratic Republic of Congo
4
p.m.
p.m.
p.m.
p.m.
0 ,—
1 026 778 ,—
21 02 77 14
Global Energy Efficiency and Renewable Energy Fund
4
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
21 02 77 15
Pilot project — Strategic investment in sustainable peace and democratisation in the Horn of Africa
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 02 77 16
Pilot project — Strengthening veterinary services in developing countries
4
p.m.
500 000
p.m.
500 000
0 ,—
0 ,—
0
21 02 77 18
Pilot project — Investing in sustainable peace and community rebuilding in the Cauca area — Colombia
4
p.m.
p.m.
p.m.
140 000
0 ,—
172 440,28
21 02 77 19
Preparatory action — Building resilience for better health of nomadic communities in post-crisis situations in the Sahel region
4
p.m.
p.m.
p.m.
p.m.
0 ,—
624 486,45
21 02 77 20
Preparatory action — Socio-economic reintegration of children and female sex workers living at mines in Luhwindja, South Kivu Province, eastern Democratic Republic of Congo
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 02 77 21
Preparatory action — Building and strengthening local partnerships to develop social economy and to establish social enterprises in Eastern Africa
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 02 77 22
Pilot project — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas
4
p.m.
p.m.
p.m.
150 000
0 ,—
0 ,—
21 02 77 23
Pilot project — Access to justice and reparation for victims of the most serious crimes committed in the Democratic Republic of Congo
4
p.m.
p.m.
p.m.
126 653
0 ,—
351 362,10
21 02 77 24
Pilot project — Mapping the global threat posed by antimicrobial resistance
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 02 77 25
Pilot project — Enhance children’s rights, protection and access to education for children and adolescents displaced in Guatemala, Honduras and El Salvador
4
p.m.
p.m.
p.m.
80 000
0 ,—
650 000 ,—
21 02 77 26
Pilot project — Education services for children formerly associated with armed forces and groups in the Greater Pibor Administrative Area in South Sudan
4
p.m.
650 153
p.m.
350 000
0 ,—
0 ,—
0
21 02 77 27
Pilot project — Piloting the use of Participatory Rangeland Management in Kenya and Tanzania
4
p.m.
450 000
p.m.
550 000
0 ,—
500 000 ,—
111,11
21 02 77 28
Pilot project — Supporting the urban dimension of development cooperation: increasing financial capacities of cities in developing countries to deliver productive and sustainable urban development
4
p.m.
p.m.
p.m.
500 000
0 ,—
628 283,76
21 02 77 29
Preparatory action — Support for micro, small and medium-sized enterprises in developing countries
4
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
21 02 77 30
Preparatory action — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas
4
p.m.
p.m.
p.m.
p.m.
0 ,—
1 350 000 ,—
21 02 77 31
Pilot project — Santé pour tous — Health for All — A joint project carried out by Aimes-Afrique (Togo) and Aktion PiT-Togohilfe e.V.
4
p.m.
p.m.
p.m.
225 000
500 000 ,—
210 225 ,—
21 02 77 32
Preparatory action — Young European volunteers for development
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 02 77 33
Pilot project — Fostering transparency and impact assessment for local authorities in Guatemala
4
p.m.
300 000
350 000
300 000
0 ,—
0 ,—
0
21 02 77 35
Pilot project — Extension of the universal health coverage in Mauritania
4
p.m.
p.m.
1 195 000
597 500
21 02 77 36
Preparatory action — Investing in sustainable peace and community rebuilding in the Cauca region of Colombia
4
p.m.
p.m.
1 500 000
750 000
Article 21 02 77 — Subtotal
p.m.
1 900 153
3 045 000
5 269 153
500 000 ,—
6 474 816,05
340,75
Chapter 21 02 — Total
3 184 529 459
2 710 632 634
3 105 662 812
2 714 270 463
2 927 947 827,78
2 607 580 803,92
96,20
Remarks
The primary objective of the Union’s development cooperation policy is the reduction of poverty, as laid down in the TFEU. The European Consensus on Development provides the general policy framework, guidance and the focus to direct implementation of Regulation (EU) No 233/2014.
These appropriations are intended to cover activities concerning the pursuit of poverty reduction, sustainable economic, social and environmental development and consolidating and supporting democracy, the rule of law, good governance, human rights and the relevant principles of international law, including those reflected in the Millennium Development Goals and in the emerging post-2015 international development framework. Synergies with other Union external instruments will be sought where appropriate, without any loss of focus on the above basic objectives.
In principle, 100 % of expenditure in the geographic programmes and at least 95 % of expenditure in the thematic programmes and 90 % of expenditure in the pan-African programme must conform to the OECD/DAC criteria for Official Development Assistance.
As a general rule, at least 20 % of appropriations should be used for basic social services and secondary education. Moreover, the Development Cooperation Instrument should contribute to the objective of addressing at least 20 % of the Union budget to a low carbon and climate-resilient society.
21 02 01
Cooperation with Latin America
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
381 313 631
274 000 000
360 928 415
267 589 959
343 946 320 ,—
214 533 358,35
Remarks
The purpose of development cooperation under this article is primarily its contribution to support the promotion of democracy, good governance, equality, respect for human rights and for the rule of law, and fostering sustainable development and economic integration, as well as to achieving the 2030 Agenda for Sustainable Development.
The Commission must continue to report annually on the benchmark used in the past for the assistance to developing countries that is to be allocated to social infrastructure and services, recognising that the Union contribution must be seen as part of overall donor support for the social sectors and that a degree of flexibility must be the norm. Moreover, the Commission will endeavour to ensure that a benchmark of 20 % of its assistance under the Development Cooperation Instrument is dedicated to basic social services, with a focus on health and education, and to secondary education, this being an average across all geographical areas, and recognising that here too a degree of flexibility must be the norm, for example where exceptional assistance is involved. This appropriation is intended to cover cooperation schemes in developing countries, territories and regions in Latin America in order to:
—
contribute to the achievement of the 2030 Agenda for Sustainable Development in the region,
—
support trade unions, non-governmental organisations and local initiatives to monitor the impact to the investments on the national economy, particularly respect for labour, environmental, social and human rights standards,
—
support gender equality, through supporting actions to combat harmful traditional practices such as child marriage, and women empowerment,
—
promote and invest in civil society organisations, in particular women's rights organisations, with the aim of supporting women's and girls’ rights to sexual and reproductive health,
—
foster the development of civil society,
—
combat poverty and social exclusion and promote social cohesion,
—
contribute to improve social standards with focus on education, including education and vocational training for employment, and health, and to the improvement of social protection schemes,
—
promote a more favourable climate for economic expansion and enhanced productive sector, encourage the transfer of know-how, promote contact and collaboration between business players bi-regionally,
—
promote private sector development, including a SME-friendly business climate via i.e. legal property rights, reducing unnecessary administrative burden, improving access to credit and improving associations of small and medium-sized enterprises,
—
support efforts towards food security and combat malnutrition,
—
support regional integration; in Central America, foster the region’s development via enhanced benefits derived from the Agreement establishing an Association between the European Union and its Member States, on the one hand, and Central America on the other (
OJ L 346, 15.12.2012, p. 3
),
—
promote the sustainable use of natural resources, including water, and the combating of climate change (mitigation and adaptation),
—
support efforts for improving good governance and help consolidate democracy, human rights and the rule of law,
—
promote policy reform particularly in the area of justice and security and support related actions to enhance development of countries and regions,
—
contribute to projects focusing on support for refugees from Venezuela who have fled to neighbouring countries.
Where assistance is delivered through budget support, the Commission will support efforts of partner countries to develop parliamentary oversight and audit capacities and transparency.
Appropriations under this article are subject to evaluations that will include aspects of input activities and chain of results (output, outcome, impact). The findings of the evaluations will be used in the formulation of subsequent measures financed with these appropriations.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter and may be complemented by contributions for Union trust funds.
Other assigned revenue received under Article 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 02
Cooperation with Asia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
821 480 778
656 000 000
794 388 665
650 000 000
749 819 271 ,—
414 346 796,40
Remarks
This appropriation is intended to cover the financing of development schemes in Asian developing countries, in particular in countries where the poorest and most fragile live, aimed at improving human and social development as well as tackling macroeconomic and sectoral problems. Emphasis is placed on irregular migration, economic and social governance and development, improving the human rights situation, democratisation, gender equality, youth, education, vocational training, lifelong learning, academic and cultural exchange, scientific and technological exchange, the environment, regional cooperation, trade, disaster prevention and reconstruction measures, as well as the promotion of sustainable energy and information and communications technology.
It is also intended to cover support for the development of civil society and, in particular, support for the activities of non-governmental organisations promoting and defending the rights of vulnerable groups, such as women, children, ethnic minorities and people with disabilities.
Utilisation of this appropriation is dependent on observance of the principles underpinning Union action. Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
This appropriation is intended to include actions related to inclusive and sustainable growth for human development. Sectors that may be addressed include:
—
migration,
—
gender equality and youth,
—
social protection and jobs, and universal access to health and education,
—
business environment, regional integration and world markets,
—
sustainable agriculture, nutrition and energy,
—
climate change and environment,
—
encouraging social cohesion, in particular social inclusion, fair income distribution, decent work and equity,
—
establishing inclusive partnerships around trade, investment, aid, migration, civil registration, research, innovation and technology,
—
supporting an active and organised civil society for development and fostering public private partnerships,
—
supporting climate change mitigation and adaptation, the promotion of sustainable consumption and production as well as investments in clean technologies, sustainable energies, transport, sustainable agriculture and fisheries, the protection of and enhancement of biodiversity and ecosystem services, including water, sanitation and forests, and decent job including creation for young people and women, in the green economy,
—
encouraging greater regional integration and cooperation in a result-oriented way through support to different processes of regional integration and dialogue,
—
contributing to preventing and responding to health risks, including those originating at the interface between animals, humans and their various environments,
—
supporting disaster preparedness and post-disaster long-term recovery, including in the field of food and nutrition security and assistance to uprooted people,
—
strengthening the capacity to provide universal access to basic social services particularly in health and education.
This appropriation will address actions related to:
—
democracy, human rights, including freedom of religion and belief, children’s and women’s rights and the rule of law,
—
gender equality and the empowerment of women and girls,
—
public sector management,
—
tax policy and administration,
—
corruption and transparency,
—
civil society and local authorities,
—
building and strengthening legitimate, effective and accountable public institutions and bodies, through promotion of institutional reforms (including on good governance and anti-corruption, public financial management, taxation and public administration reform) and legislative, administrative and regulatory reforms in line with international standards, in particular in fragile States and countries in conflict and post-conflict situations,
—
in the context of the security and development nexus, fighting against corruption and organised crime, production, consumption and trafficking of drugs and against other forms of trafficking, supporting efficient border management and cross-border cooperation and improving civil registration.
The purpose of development cooperation under this heading is to contribute to achieving the Sustainable Development Goals without losing sight of the unfinished Millennium Development Goals as well as to promote democracy, good governance, respect for human rights and for the rule of law, to foster sustainable development and economic integration and to promote conflict prevention, conflict resolution and reconciliation.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 03
Cooperation with Central Asia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
163 710 652
102 000 000
151 706 054
85 000 000
151 613 771 ,—
70 538 252,16
Remarks
This appropriation is intended to cover help to eradicate poverty and contribute to the creation of conditions for sustainable and inclusive economic and social development, social cohesion, democratisation and the improvement of people's lives. Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
The bilateral programmes will focus on promoting sustainable growth, integrated rural development, income-generating opportunities and jobs creation in rural areas, and fostering food security; reforms in the area of rule of law, promoting democratisation and human rights, transparency and anti-corruption measures, and supporting public finance management; the establishment of an effective system of education focused on quality secondary and vocational education matching job market needs; support to the health sector through improved access to equitable and quality health services and support to economic investments.
Regional programmes aim at supporting a broad-based process of dialogue and collaboration between Central Asian countries, notably in areas sensitive for overall security and stability.
The programmes will be implemented with a steady focus on those most in need. Cross-cutting issues, such as environment and climate change, disaster risk reduction, local governance, anti-corruption, human rights, including freedom of religion and belief, gender equality, and youth will be mainstreamed in all Union programmes.
When and where governance reform efforts of a meaningful nature and genuine democratisation processes exist, providing support for them will be a priority. Similarly, allocations to border management and anti-drugs programmes will depend on the outlook for achieving significant results. Cooperation with civil society will be a major element of cooperation. Increasingly, collaboration with Member States’ agencies to implement these programmes will be considered as well as blending with resources from international financing institutions.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 04
Cooperation with the Middle East
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
243 843 466
70 000 000
178 531 328
100 000 000
117 000 000 ,—
98 648 301,41
Remarks
Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
Emphasis must be placed on operations influencing economic organisation and institutional development, improving the human rights situation, including freedom of expression, freedom of assembly, freedom of the press and media, freedom of religion and belief, including the right to relinquish beliefs, and promoting and protecting digital freedoms, the strengthening of civil society, including operations concerning democratisation, universal access for children of both sexes and women as well as children with disabilities to primary and secondary education, strengthening health systems, in particular with a view to eradicating polio following the latest outbreaks in Syria, the environment, and the sustainable management of natural resources, including tropical forests, regional cooperation, disaster prevention and risk reduction, including climate-change-related hazards, and reconstruction measures, as well as the promotion of sustainable energy, the fight against climate change and the promotion of digital freedoms in connection with internet and information and communication technology use.
This appropriation is also intended to cover measures promoting conflict prevention, conflict resolution and reconciliation.
It is also intended to cover support for the development of civil society and, in particular, support for the activities of non-governmental organisations promoting and defending the rights of vulnerable groups, such as women, children, LGBTI people, ethnic and religious minorities, atheists and people with disabilities.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation may include actions related to:
—
democracy, human rights and the rule of law,
—
strengthening the capacity to provide universal access to basic social services particularly in health and education,
—
encouraging greater regional integration and cooperation in a result-oriented way through support to different processes of regional integration and dialogue,
—
gender equality and the empowerment of women and girls,
—
public sector management,
—
tax policy and administration,
—
corruption and transparency,
—
civil society and local authorities,
—
security and development nexus,
—
support for microcredit schemes,
—
capacity building to assist agricultural producers in developing countries to meet Union hygiene and phytosanitary standards necessary for access to the Union market,
—
support for refugees and displaced populations,
—
promoting social development, social cohesion and fair income distribution.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 05
Cooperation with Afghanistan
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
199 417 199
143 000 000
199 417 199
170 000 000
239 715 436,69
254 374 702,37
Remarks
This appropriation is intended to cover Union operations in the framework of the Afghanistan reconstruction process.
Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.
This appropriation is intended to support basic social services and economic development in Afghanistan.
This appropriation is also intended to support the Afghanistan national drug control strategy, including halting the production of opium in Afghanistan, and the disruption and destruction of the opium networks and illegal export routes to European countries.
This appropriation is also intended to support the Union contribution to the processes for the return of Afghan refugees and displaced persons to their country and regions of origin in accordance with the commitments entered into by the European Community at the Tokyo Conference in January 2002.
This appropriation is also intended to finance activities of women’s organisations which have worked for a long time for Afghan women’s rights.
The Union should increase its financial assistance in Afghanistan for areas such as health (construction and renovation of hospitals, prevention of child mortality, strengthening of health systems, eradicating polio in what is one of the last ‘endemic’ countries) and small and medium-sized infrastructure projects (repairing of road network, embankments, etc.), as well as effectively implementing job security and food security schemes.
Part of this appropriation will be used for the protection of human rights, including freedom of religion and belief.
Part of this appropriation is intended to be used for mainstreaming of disaster risk reduction, based on ownership and national strategies of disaster-prone countries.
Part of this appropriation is intended to be used, with due regard for the Financial Regulation, to improve the situation of women, with priority for actions in the fields of health and education, and to support their active involvement in all areas and at all levels of decision-making.
Particular attention will also be paid to the situation of women and girls in all other actions and projects supported by this appropriation.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 06
Cooperation with South Africa
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 000 000
24 500 000
22 293 472
42 000 000
20 000 000 ,—
21 718 016,83
Remarks
This appropriation is intended to cover assistance to the Government of South Africa to reduce unemployment through inclusive economic growth, to transform the education, training and innovation system so that it can contribute to improved economic performance of the country, and to assist South Africa in fulfilling its developmental and transformative role, including improving service delivery and ensuring an empowered, fair and inclusive citizenship.
Part of this appropriation is expected to contribute to ensure accountable, effective and inclusive institutions contributing to sustainable development in South Africa.
Part of this appropriation will be used to support inclusive sustainable growth, job creation and youth employment
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0 and 9 0 0 and Items 6 1 7 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 07
Global public goods and challenges and poverty reduction, sustainable development and democracy
Remarks
This programme is intended to benefit primarily the poorest and least developed countries and the most disadvantaged sections of the population in countries covered by Regulation (EU) No 233/2014.
This appropriation is intended to cover poverty reduction and fostering sustainable development as a component under the ‘Global Public Goods and Challenges’ programme. The objective of the programme is to support inclusive sustainable development by addressing the main global public goods and challenges in a flexible and cross-cutting manner. The main areas of action include environment and climate change, sustainable energy, human development (including health, education, gender, equality, identity, employment, skills, social protection, social inclusion, and economic-development-related aspects such as growth, jobs, trade and private-sector engagement), food and nutrition security, sustainable agriculture, and migration and asylum. This thematic programme will also enable a swift response to be made to unforeseen events and global crises affecting the poorest populations. By promoting synergies across the various sectors, the ‘Global Public Goods and Challenges’ programme will reduce fragmentation of Union development cooperation and increase coherence and complementarity with other Union programmes and instruments. At least 50 % of the funds, prior to the use of the markers based on OECD methodology (Rio markers), should serve for climate action and environment-related objectives.
21 02 07 01
Environment and climate change
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
222 473 403
163 900 000
224 576 156
132 600 000
198 257 418 ,—
128 820 164,32
Remarks
This appropriation is intended to provide financial support to actions under the ‘environment and climate change’ action area of the ‘Global Public Goods and Challenges’ programme.
It will be used in particular to finance initiatives in the following areas: climate change adaptation and mitigation and transition to climate resilient low-carbon societies in particular by supporting the implementation of the nationally determined contributions to climate action prepared by all Parties to the United Nations Framework Convention on Climate Change in view of the Paris Agreement; the reduction of emissions from deforestation and soil, land and forest degradation, and the development of ecosystem-based approaches to climate change adaption, resilience and disaster risk reduction; valuation, protection, enhancement and sustainable management of natural capital (e.g. biodiversity, ecosystem services, forests, land, water resources, including trans-boundary basins); transformation towards an inclusive green and circular economy; integration of environment, climate change and disaster risk reduction in the Union’s development cooperation programmes; international governance of environment and climate. Attention will be paid to relevant governance issues and support be given to the pursuit of relevant global targets, such as sustainability goals set within a post-2015 development framework. This appropriation will also be used to encourage public-private partnerships to fight climate change and support green economy energy projects.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 07 02
Sustainable energy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
110 210 401
64 250 000
99 412 181
45 000 000
89 466 398,62
65 000 000 ,—
Remarks
This appropriation is intended to cover provision of financial support to actions under the ‘sustainable energy’ action area of the ‘Global Public Goods and Challenges’ programme.
It will be used for promoting access to reliable, secure, affordable, climate-friendly and sustainable energy services as a key driver for poverty eradication and inclusive growth and development with a special emphasis on the use of local and regional renewable energy sources and on ensuring access for poor people in remote regions. Investments and public-private partnerships to improve energy efficiency in generation, transmission, distribution and smart use of energy including through supporting implementation of innovative projects in poor urban and semi-urban communities will be also supported. Likewise, actions for building strategic alliances to achieve sustainable energy goals through facilitating dialogue and coordination with key players and other donors are envisaged.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty, to certain external aid actions or programmes financed by the Union and managed by the Commission, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 07 03
Human development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
200 438 336
257 236 000
238 149 346
217 000 000
221 102 962 ,—
193 913 396,68
Remarks
This appropriation is intended to provide financial support to actions in developing countries under the ‘human development’ action area, covering health, education, children’s rights, culture, gender issues and other aspects of human development, of the ‘Global Public Goods and Challenges’ programme. It should primarily benefit the poorest sections of the populations in the countries it covers, on the basis of the ‘no one left behind’ principle.
The health component will support the implementation of Sustainable Development Goal 3 (Ensure healthy lives and promote well-being for all at all ages), namely universal access to good quality essential health services, child and maternal health, sexual and reproductive health and rights, access to family planning, eradicating polio, protection against and treatment of HIV/AIDS, tuberculosis, malaria and other poverty-related and neglected diseases, and access to psychological support for victims of violence.
The appropriation can also be used for activities in support of children and young people, especially those which seek to ensure full enjoyment of rights and to empower young people more generally, focusing on young girls in particular: health and education (including vocational education and training and comprehensive sexuality education); non-discrimination; employment, skills, social protection and social inclusion; growth, jobs and private sector engagement and culture.
Equal access and quality of education will be supported as part of the implementation of Sustainable Development Goal 4 (Ensure inclusive and equitable quality education and promote lifelong learning opportunity for all), including for migrants, women and girls, children with disabilities and people from countries suffering from protracted crises, with an emphasis on countries furthest from achieving global targets.
Following the Commission’s Joint Communication to the European Parliament and the Council ‘Towards an EU strategy on international cultural relations’ (JOIN(2016) 29 final), culture will be supported as engine for development and catalyst for social inclusion, societal resilience and pluralism, peaceful coexistence and mutual respect.
Gender equality issues will be supported to back achievement of Sustainable Development Goal 5 (Achieve gender equality and empower all women and girls).
Measures aimed to help governments to enhance mobilisation and effective use of domestic revenue for sustainable human development will also be supported.
In relation to gender equality, programmes to promote women’s and girls’ economic and social empowerment will be supported.
Addressing sexual and gender-based violence and supporting victims will also be priorities. Helping to eradicate gender-biased sex selection practices will also be among the objectives.
In line with the Union’s guidelines on the promotion and protection of the rights of the child, the appropriation can also be used to empower young people more generally, focusing on young women in particular: The appropriation can also be used for activities in support of health and education; non-discrimination; employment, skills, social protection and social inclusion; growth, jobs and private sector engagement and culture.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Where assistance is delivered via budget support, the Commission will support efforts of partner countries to develop parliamentary oversight, audit capacities and transparency.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 07 04
Food and nutrition security and sustainable agriculture
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
232 508 470
185 000 000
231 563 021
150 000 000
215 014 346,99
162 851 586,26
Remarks
This appropriation is intended to provide financial support to actions under the ‘food and nutrition security and sustainable agriculture’ action area, of the ‘Global Public Goods and Challenges’ programme.
In the area of food and nutrition security and sustainable agriculture, the overall objective is to improve food security for the poorest and more vulnerable, to help eradicate poverty and hunger for current and future generations and to better address under-nutrition, thereby reducing child mortality. This objective will be pursued in line with the Union policy which focuses on enhancing the incomes of smallholder farmers, the resilience of vulnerable communities and on helping partner countries ensure availability and access to nutritious foods during pregnancy and early childhood, and access to basic nutrition services and a safe and healthy environment so as to reduce the number of stunted children by 7 million by 2025. As food security is a global challenge, the ‘Global Public Goods and Challenges’ programme will focus on activities and approaches to address global public goods and challenges that provide strong multiplier to the agricultural, livestock and fisheries sector, the food and nutrition security situation of households, the quality of diets of children and women, the rural economy and food systems, and the resilience of the most vulnerable households to shocks and stresses. This will complement and add value to the support provided through geographical programmes.
The following three components are included in the theme:
—
Component 1: Generating and exchanging knowledge and fostering innovation
 that will generate and apply new knowledge to the challenges of food and nutrition security mainly at international and continental levels. This component will work with existing global and regional initiatives, but also envisages new partnerships that are needed to ensure that knowledge generated by research is used by beneficiaries to improve their income and livelihoods, and quality of diets,
—
Component 2: Strengthening and promoting governance and capacity at the global, continental, regional and national levels, for all relevant stakeholders
. This component will support international initiatives addressing food and nutrition security, including land and sustainable fisheries, and improve the effectiveness of dialogue on food and nutrition security issues. It will also foster a coordinated international effort to generate reliable, accessible and timely information and analytical capacity to support evidence-based policymaking and to strengthen or set up sustainable regional and national information systems for food security (ISFS) institutions. This component may also support capacity development initiatives of stakeholders such as civil society organisations, farmers’ organisations and other inter-professional groups along the value chain,
—
Component 3: Supporting the poor and nutrition-insecure to react to crises and strengthen resilience
. This component will provide support to countries where there will not be bilateral programmes under geographical programming, to countries which suffer from the consequences from a major unforeseen crisis or shock, including natural and man-made disasters, epidemics and major food and nutrition crises in fragile and food crisis prone countries. This component will also support innovative approaches to identify and manage risks, strengthen prevention of undernutrition and to build resilience. Where relevant, interventions will be also designed in order to enhance synergies and complementarities between humanitarian and development interventions. Joint analysis of the situation performed by humanitarian and development stakeholders will be encouraged.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 07 05
Migration and asylum
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
56 122 734
105 000 000
56 748 845
110 000 000
63 391 200,90
123 779 096,38
Remarks
This appropriation is intended to cover implementation of initiatives under the ‘migration and asylum’ action area of the ‘Global Public Goods and Challenges’ programme with the aim of enhancing the governance and maximising the development impact of migration and mobility.
In particular, the ‘Global Public Goods and Challenges’ programme in the area of migration and asylum aims to enhance the governance of migration in and by developing countries, placing particular attention on maximising the positive impact and minimising the negative impact of migration and mobility on development in low- and middle-income countries of origin and destination. In this sense, the programme will support the implementation of the migration related Sustainable Development Goals, including in particular target 10.7 on facilitating orderly, safe regular and responsible migration and mobility. Initiatives launched will contribute to the implementation of Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 13 May 2015 entitled ‘A European Agenda on Migration’ (COM(2015) 240 final), including notably the priorities set out in Communication from the Commission to the European Parliament, the European Council, the Council and the European Investment Bank of 7 June 2016 on establishing a new Partnership Framework with third countries under the European Agenda on Migration (COM(2016) 385 final). Protection and promotion of the human rights of migrants, including access to services such as health, and support for the Union commitments to ensure policy coherence for development on migration will be pursued as cross-cutting objectives. Activities funded under this budget line must be in line with the primary objective of the Union’s development policy, which is poverty reduction.
The programme will focus on initiatives at global level as well as multi-regional level (e.g. to support cooperation along south-south or south-north migratory routes). A limited number of national projects to support new cooperation activities with priority countries for the Union’s external migration policy may also be launched.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 08
Financing initiatives in the area of development by or for civil society organisations and local authorities
Remarks
This appropriation is intended to support development initiatives in developing countries carried out by or for civil society organisations and local authorities originating in the Union and partner countries, as well as to strengthen their capacity to contribute to the policymaking process and to ensure accountability and transparency.
Particular attention will be paid to supporting civil society and local authorities and to promoting dialogue, an enabling environment for citizens’ participation, with due regard for the gender perspective and women’s empowerment, reconciliation and institution-building, including at local and regional level.
21 02 08 01
Civil society in development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
223 492 438
195 000 000
230 999 756
175 700 000
207 367 117,83
164 242 196,95
Remarks
This appropriation is intended to cover support for initiatives to strengthen civil society organisations in partner countries and in the Union and beneficiaries eligible under Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
) when referring to development education and awareness raising (DEAR) activities. The initiatives to be financed will be primarily carried out by civil society organisations. Where appropriate, in order to ensure their effectiveness, initiatives may be carried out by other actors for the benefit of the civil society organisations, so as to contribute to:
—
an inclusive and empowered society, including from a gender equality perspective, in partner countries through strengthened civil society organisations,
—
an increased capacity of European and southern civil society networks, platforms and alliances to ensure a substantive and continued policy dialogue in the field of development and to promote democratic governance and empowerment of women, if possible, through implementing gender budgeting in all policy areas,
—
an increased level of awareness of Union citizens regarding development issues and mobilising active public support for poverty reduction and sustainable development strategies in partner countries.
Possible activities to be supported by this programme:
—
interventions in partner countries which support vulnerable and marginalised groups by providing basic services delivered through civil society organisations, including providing comprehensive sex education and sexual and reproductive health care services, enabling civil society organisations to provide information and legal abortion services and to advocate for safe and legal abortion care in their country,
—
capacity development of the targeted actors complementary to support granted in the framework of the national programme, actions aiming at:
—
creating enabling environment for citizen participation and civil society action and the capacity of civil society organisations to participate effectively in policy formulation and in the monitoring of policy implementation processes,
—
facilitating an improved dialogue and better interaction between civil society organisations, local authorities, the State and other development actors in the context of development, where it is important that a range of civil society organisations and groups will be involved,
—
coordination, capacity development and institutional strengthening of civil society networks, within their organisations and between different types of stakeholders active in the European public debate on development, as well as coordination, capacity development and institutional strengthening of southern networks of civil society organisations and umbrella organisations,
—
raising public awareness of development issues, empowering people to become active and responsible citizens and promoting formal and informal education for development in the Union and in candidate countries and potential candidates, to anchor development policy in European societies, to mobilise greater public support for action against poverty and for more equitable relations between developed and developing countries, to raise awareness of the issues and difficulties facing developing countries and their peoples, and to promote the right to a process of development in which all human rights and fundamental freedoms can be fully realised and the social dimension of globalisation,
—
intervening and countering the impact of the global gag rule by significantly increasing funding for sexual and reproductive health and rights organisations, in particular funding explicitly intended to ensure access to birth control and safe and legal abortion, using both national and the Union development funding, in order to fill the funding gap left after the Trump administration’s moves to cease funding for development aid organisations that provide sexual and reproductive health and rights services,
—
in line with the principle of leaving no-one behind, give special attention to those who are in disadvantaged, vulnerable and marginalised situations, including children, older persons with disabilities, LGBTI persons and indigenous peoples. This will include measures to better target, protect and support them so as to offer them the same opportunities and ensure non-discrimination.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 08 02
Local authorities in development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
74 497 479
53 600 000
73 208 919
41 900 000
68 651 603 ,—
40 774 868,54
Remarks
This appropriation is intended to cover support to initiatives to strengthen local authorities in partner countries and in the Union and beneficiaries eligible under Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
) when referring to development education and awareness raising (DEAR) activities. The initiatives to be financed will be primarily carried out by local authorities or their associations. Where appropriate, in order to ensure their effectiveness, initiatives may be carried out by other actors for the benefit of the local authorities, so as to contribute to:
—
an increased capacity of Union’s partner countries’ local authorities to address urban challenges and localise the Sustainable Development Goals,
—
an increased capacity of European and southern local authority networks, regional and global associations, platforms and alliances to ensure a substantive and continued policy dialogue in the field of development and to promote democratic governance,
—
an increased level of awareness of Union citizens regarding development issues and mobilising active public support in the Union, candidate countries and potential candidates for poverty reduction and sustainable development strategies in partner countries.
Possible activities to be supported by this programme:
—
promotion of integrated urban planning and design through territorial approach and multi-level cooperation processes,
—
strengthening of multi-actors participatory and inclusive process through dialogue and collaboration with civil society and other stakeholders, including private sector to enhance the efficiency and legitimacy of local public administration,
—
facilitation of direct access to public and private funding, reinforcing capacity to increase local financial resources (domestic revenue generation and land value capture) and design tailored fiscal policies (taxes and tariffs),
—
intervention to strengthen the access to basic services and network infrastructures, i.e. water, sanitation, waste, energy and public transport,
—
strengthening the capacity of local authorities to participate effectively in the development process acknowledging their particular role and specificities,
—
coordination, capacity development and institutional strengthening of local authority networks, within their organisations and between different types of stakeholders active in the European public debate on development, as well as coordination, capacity development and institutional strengthening of southern networks of local authorities and umbrella organisations,
—
raising public awareness of development issues, empowering people to become active and responsible citizens and promoting formal and informal education for development in the Union, in candidate countries and potential candidates, to anchor development policy in European societies, to mobilise greater public support for action against poverty and for more equitable relations between developed and developing countries, to raise awareness of the issues and difficulties facing developing countries and their peoples, and to promote the right to a process of development in which all human rights and fundamental freedoms can be fully realised and the social dimension of globalisation.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 09
Pan-African programme to support the Joint Africa-EU Strategy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
135 756 524
109 950 000
133 966 165
100 000 000
130 820 662 ,—
72 041 165 ,—
Remarks
This appropriation is intended to cover support to the implementation of the Joint Africa-EU Strategy (JAES). In particular, the Pan-African programme will be used to provide specific support to development cooperation activities of cross-regional, continental and trans-continental nature, as well as relevant JAES initiatives in the global arena. The Pan-African programme will work in close cooperation with other instruments, notably the European Neighbourhood Instrument established by Regulation (EU) No 232/2014, the European Development Fund and the thematic programmes under the Development Cooperation Instrument established by Regulation (EU) No 233/2014, and will concentrate on specific initiatives agreed in the framework of JAES, ensuring the necessary coherence and synergy and preventing duplications and overlaps.
This will be used in the following main priority development areas, subject to their possible update in the multiannual indicative programme 2018-2020 following the outcomes of the 5th Africa-EU summit held in Abidjan in November 2017:
—
development of peace, security, democratic governance and human rights, with a support to the African governance architecture through cooperation with the Commission of the African Union and other related institutions such as the Pan-African Parliament, the African Court for People and Human Rights; civil society organisations,
—
support to regional integration at the continental level, including harmonisation of policies, standards and regulations, and capacity building to promote regional integration, trade and investments,
—
on migration, mobility and employment, targeting improvements in the areas of remittances, mobility and labour migration, fight against trafficking in human beings, irregular migration and international protection,
—
good stewardship of natural resources (this includes areas such as environment and climate change, raw materials and agriculture) and development-oriented use of the wealth they can bring,
—
development of a knowledge-based and skilled-based society, in order to develop competitiveness and sustain growth, through support to higher education and research at continental level, by providing support to the African Union flagship initiatives in these areas, and supporting the improvement and availability of accurate statistical data.
Support will also be provided in order to develop the Africa-EU partnership, to tackle global issues in the worldwide arena, and to reinforce civil society for specific action at continental level.
Assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
Reference acts
The Africa-EU Strategic Partnership: A Joint Africa-EU Strategy, adopted at the Lisbon Summit, 8-9 December 2007.
21 02 20
Erasmus+ — Contribution from the Development Cooperation Instrument
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
99 423 948
103 256 481
103 888 290
104 887 435
108 674 043 ,—
111 830 982,48
Remarks
This appropriation is intended to cover the technical and the financial assistance provided under this external instrument in order to implement the international dimension of higher education of the ‘Erasmus+’ programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 4 200 000.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (
OJ L 77, 15.3.2014, p. 44
).
21 02 30
Agreement with the Food and Agriculture Organisation and other United Nations bodies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
340 000
340 000
340 000
340 000
336 911,50
336 911,50
Remarks
This appropriation is intended to cover the contribution due by the Union to cover the administrative budget arising out of its membership in the Food and Agriculture Organisation, as well as to the International Treaty on Plant Generic Resources for Food and Agriculture.
Assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision of 25 November 1991 on the accession of the Community to the United Nations Food and Agriculture Organisation (FAO) (
OJ C 326, 16.12.1991, p. 238
).
Council Decision 2004/869/EC of 24 February 2004 concerning the conclusion on behalf of the European Community, of the International Treaty on Plant Genetic Resources for Food and Agriculture (
OJ L 378, 23.12.2004, p. 1
).
21 02 40
Commodities agreements
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 500 000
2 500 000
2 500 000
2 500 000
2 268 951,32
2 268 951,32
Remarks
This appropriation is intended to cover the annual membership fees which the Union must pay for its participation to international commodities agreements on the grounds of its exclusive competence in the field.
This appropriation currently covers the payment of:
—
annual fee for membership of the International Coffee Organisation,
—
annual fee for membership of the International Cocoa Organisation,
—
annual fee for membership of the International Cotton Advisory Committee when approved.
Agreements on other commodities are likely in the future depending on political and legal expediency.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2002/970/EC of 18 November 2002 concerning the conclusion on behalf of the European Community of the International Cocoa Agreement 2001 (
OJ L 342, 17.12.2002, p. 1
).
Council Decision 2008/76/EC of 21 January 2008 regarding the position to be taken by the Community within the International Cocoa Council on the extension of the International Cocoa Agreement, 2001 (
OJ L 23, 26.1.2008, p. 27
).
Council Decision 2008/579/EC of 16 June 2008 on the signing and conclusion on behalf of the European Community of the International Coffee Agreement 2007 (
OJ L 186, 15.7.2008, p. 12
).
Council Decision 2011/634/EU of 17 May 2011 on the signing, on behalf of the European Union, and provisional application of the International Cocoa Agreement 2010 (
OJ L 259, 4.10.2011, p. 7
).
Council Decision 2012/189/EU of 26 March 2012 on the conclusion of the International Cocoa Agreement 2010 (
OJ L 102, 12.4.2012, p. 1
).
Council Decision (EU) 2017/876 of 18 May 2017 on the accession of the European Union to the International Cotton Advisory Committee (ICAC) (
OJ L 134, 23.5.2017, p. 23
).
Reference acts
Treaty establishing the European Community, and in particular Article 133 thereof.
Treaty on the Functioning of the European Union, and in particular Article 207 thereof.
International Coffee Agreement, renegotiated in 2007 and 2008, which entered into force on 2 February 2011 for an initial period of 10 years until 1 February 2021, with the possibility of extension for one or more successive periods not to exceed 8 years in total.
International Cocoa Agreement, renegotiated in 2001 and lastly in 2010, which entered into force on 1 October 2012 for an initial period of 10 years until 30 September 2022, with a review after 5 years and the possibility of extension for two additional periods not exceeding 2 years each.
Council Conclusions of 29 April 2004 (8972/04), Council Conclusions of 27 May 2008 (9986/08) and Council Conclusions of 30 April 2010 (8674/10) concerning International Cotton Advisory Committee.
Rules and Regulations of the International Cotton Advisory Committee, as adopted by the 31st Plenary Meeting — 16 June 1972 (with amendments through 11 December 2015 at the 74th Plenary Meeting).
21 02 51
Completion of actions in the area of development cooperation (prior to 2014)
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Regulation (EEC) No 443/92 of 25 February 1992 on financial and technical assistance to, and economic cooperation with, the developing countries in Asia and Latin America (
OJ L 52, 27.2.1992, p. 1
).
Council Regulation (EC) No 1292/96 of 27 June 1996 on food aid policy and food aid management and special operations in support of food security (
OJ L 166, 5.7.1996, p. 1
).
Council Regulation (EC) No 856/1999 of 22 April 1999 establishing a special framework of assistance for traditional ACP suppliers of bananas (
OJ L 108, 27.4.1999, p. 2
).
Regulation (EC) No 955/2002 of the European Parliament and of the Council of 13 May 2002 extending and amending Council Regulation (EC) No 1659/98 on decentralised cooperation (
OJ L 148, 6.6.2002, p. 1
).
Regulation (EC) No 491/2004 of the European Parliament and of the Council of 10 March 2004 establishing a programme for financial and technical assistance to third countries in the areas of migration and asylum (AENEAS) (
OJ L 80, 18.3.2004, p. 1
).
Regulation (EC) No 625/2004 of the European Parliament and of the Council of 31 March 2004 extending and amending Regulation (EC) No 1659/98 on decentralised cooperation (
OJ L 99, 3.4.2004, p. 1
).
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
Regulation (EC) No 1337/2008 of the European Parliament and of the Council of 16 December 2008 establishing a facility for rapid response to soaring food prices in developing countries (
OJ L 354, 31.12.2008, p. 62
).
Reference acts
Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (
OJ L 298, 26.10.2012, p. 1
).
Pilot projects within the meaning of the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (
OJ C 139, 14.6.2006, p. 1
).
European Parliament resolution of 12 April 2005 on the role of the European Union in the achievement of the Millennium Development Goals (
OJ C 33 E, 9.2.2006, p. 311
).
Communication from the Commission to the Council, the European Parliament and the European Economic and Social Committee of 12 April 2005: ‘Policy Coherence for Development — Accelerating progress towards achieving the Millennium Development Goals’ (COM(2005) 134 final).
Conclusions of the General Affairs and External Relations Council meeting of 23 and 24 May 2005 on the Millennium Goals.
Presidency conclusions of the European Council meeting of 16 and 17 June 2005 in Brussels.
Conclusions of the General Affairs and External Relations Council meeting of 18 July 2005 on the UN summit.
Communication from the Commission to the Council and the European Parliament of 3 August 2005: ‘External Actions through Thematic Programmes under the Future Financial Perspectives 2007-2013’ (COM(2005) 324 final).
Communication from the Commission to the Council and the European Parliament of 25 January 2006: ‘Investing in people — Communication on the thematic programme for human and social development and the financial perspectives for 2007-2013’ (COM(2006) 18 final).
Communication from the Commission to the Council and the European Parliament, the European Parliament, the European Economic and Social Committee and the Committee of the Regions of 25 January 2006: ‘The thematic programme “Non-state Actors and Local Authorities in Development”
                           ’ (COM(2006) 19 final).
Communication from the Commission to the Council and the European Parliament of 25 January 2006: ‘External Action: Thematic Programme For Environment and Sustainable Management of Natural Resources including Energy’(COM(2006) 20 final).
Communication from the Commission to the Council and the European Parliament of 25 January 2006: ‘External Actions: A thematic strategy for food security — Advancing the food security agenda to achieve the MDGs’ (COM(2006) 21 final).
Communication from the Commission to the European Parliament and the Council of 25 January 2006: ‘Thematic programme for the cooperation with third countries in the areas of migration and asylum’ (COM(2006) 26 final).
European Parliament resolution of 1 June 2006 on small and medium-sized enterprises in developing countries (
OJ C 298 E, 8.12.2006, p. 171
).
Communication from the Commission to the Council, the European Parliament, and the European Economic and Social Committee and the Committee of the Regions of 8 October 2008: ‘Local authorities: actors for development’ (COM(2008) 626 final).
Communication from the Commission to the Council, the European Parliament, the European Economic and Social Committee and the Committee of the Regions of 9 March 2010: ‘International climate policy post-Copenhagen: Acting now to reinvigorate global action on climate change’ (COM(2010) 86 final).
Communication from the Commission to the Council and the European Parliament of 31 March 2010: ‘An EU policy framework to assist developing countries in addressing food security challenges’ (COM(2010) 127 final).
European Parliament Resolution of 10 March 2011 on the European Union’s approach towards Iran (2010/2050(INI)).
21 02 51 01
Cooperation with third countries in the areas of migration and asylum
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 000 000
p.m.
10 000 000
0 ,—
2 908 341,32
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 491/2004 of the European Parliament and of the Council of 10 March 2004 establishing a programme for financial and technical assistance to third countries in the areas of migration and asylum (AENEAS) (
OJ L 80, 18.3.2004, p. 1
).
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
Reference acts
Communication from the Commission to the Council and the European Parliament of 3 August 2005: ‘External Actions through Thematic Programmes under the Future Financial Perspectives 2007-2013’ (COM(2005) 324 final).
Communication from the Commission to the European Parliament and the Council of 25 January 2006: ‘Thematic programme for the cooperation with third countries in the areas of migration and asylum’ (COM(2006) 26 final).
Communication from the Commission to the European Parliament and the Council, the European Economic and Social Committee and the Committee of the Regions of 13 October 2011: ‘Increasing the Impact of EU Development Policy: an Agenda for Change’ (COM(2011) 637 final).
Communication from the Commission to the European Parliament and the Council, the European Economic and Social Committee and the Committee of the Regions of 18 November 2011: ‘The Global Approach to Migration and Mobility’ (COM(2011) 743 final).
21 02 51 02
Cooperation with developing countries in Latin America
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
30 000 000
p.m.
36 383 916
0 ,—
61 447 902,22
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
21 02 51 03
Cooperation with developing countries in Asia, including Central Asia and the Middle East
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
82 000 000
p.m.
75 000 000
0 ,—
211 355 805,27
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
21 02 51 04
Food security
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
10 000 000
p.m.
40 000 000
320,69
36 056 432,27
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
21 02 51 05
Non-state actors in development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
3 200 000
p.m.
32 000 000
1 093,24
21 810 905,86
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
21 02 51 06
Environment and sustainable management of natural resources, including energy
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
15 400 000
p.m.
57 100 000
0 ,—
50 011 201,98
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
21 02 51 07
Human and social development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
2 500 000
p.m.
3 500 000
0 ,—
14 993 366,12
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
21 02 51 08
Geographical cooperation with Africa, Caribbean and Pacific states
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
55 100 000
p.m.
60 500 000
0 ,—
62 503 285,88
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Regulation (EC) No 856/1999 of 22 April 1999 establishing a special framework of assistance for traditional ACP suppliers of bananas (
OJ L 108, 27.4.1999, p. 2
).
Regulation (EC) No 1905/2006 of the European Parliament and of the Council of 18 December 2006 establishing a financing instrument for development cooperation (
OJ L 378, 27.12.2006, p. 41
).
Regulation (EU) No 1338/2011 of the European Parliament and of the Council of 13 December 2011 amending Council Regulation (EC) No 1934/2006 establishing a financing instrument for cooperation with industrialised and other high-income countries and territories (
OJ L 347, 30.12.2011, p. 21
).
21 02 77
Pilot projects and preparatory actions
21 02 77 02
Preparatory action — Business and scientific exchanges with India
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
811 177,21
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 07
Preparatory action — Regional African CSO Network for Millennium Development Goal 5
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
150 063,25
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 10
Preparatory action — Pharmaceutical-related transfer of technology in favour of developing countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
European Parliament Resolution of 12 July 2007 on the TRIPS Agreement and access to medicines (
OJ C 175 E, 10.7.2008, p. 591
).
21 02 77 13
Preparatory action — Enhanced healthcare for victims of sexual violence in the Democratic Republic of Congo
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
1 026 778 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018
 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 14
Global Energy Efficiency and Renewable Energy Fund
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 15
Pilot project — Strategic investment in sustainable peace and democratisation in the Horn of Africa
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 16
Pilot project — Strengthening veterinary services in developing countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
500 000
p.m.
500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 18
Pilot project — Investing in sustainable peace and community rebuilding in the Cauca area — Colombia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
140 000
0 ,—
172 440,28
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 19
Preparatory action — Building resilience for better health of nomadic communities in post-crisis situations in the Sahel region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
624 486,45
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 20
Preparatory action — Socio-economic reintegration of children and female sex workers living at mines in Luhwindja, South Kivu Province, eastern Democratic Republic of Congo
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 21
Preparatory action — Building and strengthening local partnerships to develop social economy and to establish social enterprises in Eastern Africa
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 22
Pilot project — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
150 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 23
Pilot project — Access to justice and reparation for victims of the most serious crimes committed in the Democratic Republic of Congo
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
126 653
0 ,—
351 362,10
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 24
Pilot project — Mapping the global threat posed by antimicrobial resistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 25
Pilot project — Enhance children’s rights, protection and access to education for children and adolescents displaced in Guatemala, Honduras and El Salvador
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
80 000
0 ,—
650 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 26
Pilot project — Education services for children formerly associated with armed forces and groups in the Greater Pibor Administrative Area in South Sudan
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
650 153
p.m.
350 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 27
Pilot project — Piloting the use of Participatory Rangeland Management in Kenya and Tanzania
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
450 000
p.m.
550 000
0 ,—
500 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 28
Pilot project — Supporting the urban dimension of development cooperation: increasing financial capacities of cities in developing countries to deliver productive and sustainable urban development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
500 000
0 ,—
628 283,76
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) No 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 29
Preparatory action — Support for micro, small and medium-sized enterprises in developing countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) No 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 30
Preparatory action — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
1 350 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 31
Pilot project — Santé pour tous — Health for All — A joint project carried out by Aimes-Afrique (Togo) and Aktion PiT-Togohilfe e.V.
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
225 000
500 000 ,—
210 225 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 32
Preparatory action — Young European volunteers for development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The Union, faced with mass migration, must commit to stopping such population movements at source in addition to strengthening control of its external borders.
This development is likely to be accentuated: demographers estimate that Africa could have 800 million more inhabitants within 30 years.
The European Fund for Sustainable Development, established by Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
), is one of the financial instruments for a pro-active development aid policy. It remains essential to make support manpower available to provide services in priority areas, in particular schooling, health care and technical assistance.
Accordingly, the Union could encourage young Europeans to become volunteers for periods of 6 months to a year; they would be hosted by public-sector development aid bodies, NGOs and approved civic-service structures. The Union budget contribution would take the form of grants to cover travel and accommodation expenses. The EU Aid Volunteers scheme can serve as a model, the two differences being that assignments will focus on development and the target audience age range is 18 to 26.
To best cater for funding needs for this preparatory action, the focus should be on Heading 4, which is the heading most suited to the Development Cooperation Instrument reaching its objectives.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 33
Pilot project — Fostering transparency and impact assessment for local authorities in Guatemala
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
300 000
350 000
300 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 35
Pilot project — Extension of the universal health coverage in Mauritania
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
1 195 000
597 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
In its Health Sector Development Programme (2017-2020), the Mauritanian Government proposed introducing universal health cover. The country’s only pilot is an innovative trial being conducted by the NGO Memisa Belgium in partnership with the Dar Naïm Health Association (APSDN), with scientific support from the Institute of Tropical Medicine in Antwerp. It focuses on the Dar Naïm district of Nouakchott. The current trial offers integrated health care and mutual health insurance complemented by inclusive social protection actions. This service package significantly improves the living conditions of the most disadvantaged and poorest sections of the population.
The pilot project, running for 36 months on the basis of direct grants, will scale up and adapt this Mauritanian model for rural areas with a view to rolling out universal health cover.
The project has three components:
The first component involves consolidating the various trials developed under the APSDN health programme, i.e.: 1. a quality care offer (integrated patient-centred care) at the level of front-line patient care; 2. developing community-based mutual health insurance for people in the informal sector in addition to action by the National Health Insurance Fund (CNAM) targeting the formal sector; and 3. developing a non-contributory health and social protection scheme (‘equity fund’) for poorer sections of the population.
The second component involves a participatory and global analysis of the conditions determining the success of these trials and the pitfalls to be avoided during their implementation, followed by exhaustive sharing of this knowledge with the various actors in the Mauritanian health system.
The third component involves planning and preparing in close collaboration with all relevant actors (public and private, in the health and social sub-sectors) an extension of these trials to other regions of the country.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 02 77 36
Preparatory action — Investing in sustainable peace and community rebuilding in the Cauca region of Colombia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
1 500 000
750 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 21 04 —
   
EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 04
EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS
21 04 01
Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms
4
141 214 245
125 000 000
138 124 454
110 000 000
136 178 562,94
131 496 602,94
105,20
21 04 51
Completion of the European Instrument for Democracy and Human Rights (prior to 2014)
4
p.m.
1 000 000
p.m.
3 000 000
1 336,16
4 217 277,72
421,73
21 04 77
Pilot projects and preparatory actions
21 04 77 02
Pilot project — Civil Society Forum EU-Russia
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 21 04 77 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 21 04 — Total
141 214 245
126 000 000
138 124 454
113 000 000
136 179 899,10
135 713 880,66
107,71
21 04 01
Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
141 214 245
125 000 000
138 124 454
110 000 000
136 178 562,94
131 496 602,94
Remarks
The general objective will be to contribute to the development and consolidation of democracy and respect for human rights, in accordance with Union policies and guidelines and in close cooperation with civil society.
Key areas of activity will include:
—
enhancing respect for and observance of human rights and fundamental freedoms, including women’s rights, as proclaimed in the Universal Declaration of Human Rights and other international and regional human rights instruments, with a focus on freedom of expression, freedom of assembly and digital freedoms, and strengthening their protection, promotion and monitoring, mainly through support to relevant civil society organisations, human rights defenders, and victims of repression and abuse,
—
supporting and consolidating democratic reforms in third countries, except European Union Electoral Observation Missions, by enhancing participatory and representative democracy, empowerment of women, strengthening the overall democratic cycle, and improving the reliability of electoral processes.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 235/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for democracy and human rights worldwide (
OJ L 77, 15.3.2014, p. 85
).
21 04 51
Completion of the European Instrument for Democracy and Human Rights (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 000 000
p.m.
3 000 000
1 336,16
4 217 277,72
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled under the European Instrument for Democracy and Human Rights in the 2007-2013 period.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under point (b) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the transfer agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Regulation (EC) No 1889/2006 of the European Parliament and of the Council of 20 December 2006 on establishing a financing instrument for the promotion of democracy and human rights worldwide (
OJ L 386, 29.12.2006, p. 1
).
21 04 77
Pilot projects and preparatory actions
21 04 77 02
Pilot project — Civil Society Forum EU-Russia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 21 05 —
   
INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — GLOBAL AND TRANS-REGIONAL THREATS AND EMERGING THREATS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 05
INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — GLOBAL AND TRANS-REGIONAL THREATS AND EMERGING THREATS
21 05 01
Global and trans-regional threats and emerging threats
4
77 250 000
62 000 000
73 900 000
56 300 000
74 214 635,84
47 910 923,88
77,28
21 05 51
Completion of actions in the area of global threats to security (prior to 2014)
4
p.m.
5 000 000
p.m.
7 500 000
0 ,—
16 787 674,05
335,75
Chapter 21 05 — Total
77 250 000
67 000 000
73 900 000
63 800 000
74 214 635,84
64 698 597,93
96,57
21 05 01
Global and trans-regional threats and emerging threats
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
77 250 000
62 000 000
73 900 000
56 300 000
74 214 635,84
47 910 923,88
Remarks
This appropriation is intended to cover the assistance in addressing global and trans-regional threats and emerging threats, defined in Article 5 of Regulation (EU) No 230/2014 establishing an instrument contributing to stability and peace.
It is intended to cover actions aiming to help safeguard countries and populations against risks either of an intentional, accidental or natural origin. This may, inter alia, include:
—
strengthening the capacity of the competent civilian authorities involved in the development and enforcement of effective control of the trafficking in chemical, biological, radiological and nuclear materials or agents (including the equipment for their production, or delivery or effective border controls), including through the installation of modern logistical evaluation and control equipment. The actions relate to natural and industrial disasters as well as criminal activities,
—
the development of the legal framework and institutional capacities for the establishment and enforcement of effective export controls on dual-use goods, including measures of regional cooperation,
—
the development of effective civilian disaster preparedness, emergency planning, crisis response, and capabilities for clean-up measures in relation to possible major environmental incidents in this field,
—
the promotion of civilian research activities as an alternative to defence-related research, and support for the retraining and alternative employment of scientists and engineers having formerly been employed in weapons-related areas,
—
support for measures to enhance safety practice related to civilian facilities where sensitive chemical, biological, radiological or nuclear materials or agents are stored, or are handled in the context of civilian research programmes,
—
support, within the framework of Union cooperation policies and their objectives, for the establishment of civil infrastructure and relevant civilian studies necessary for the dismantlement, remediation or conversion of weapons-related facilities and sites where these are declared as no longer belonging to a defence programme.
Other measures in the field of global and trans-regional threats will cover:
—
strengthening the capacity of law enforcement and judicial and civil authorities involved in the fight against terrorism,
—
countering radicalisation, violent extremism and organised crime, including illicit trafficking in human beings, drugs, firearms and explosive materials, cybercrime, falsified medicine and in the effective control of illegal trade and transit; exchanging expertise and best practices on countering radicalisation and violent extremism with partner countries in regions where extremism is on the rise, such as South Asia; also addressing global and trans-regional effects of climate change with a potentially destabilising impact, and including the promotion of biosafety and biosecurity of facilities handling dangerous microbes,
—
support for measures to address threats to international transport, and critical infrastructure, including passenger and freight traffic, energy operations and energy distribution, electronic information and communication networks,
—
ensuring an adequate response to major threats to public health, such as pandemics with a potential transnational impact.
Such measures may be adopted under this instrument in the context of stable conditions, where they aim to address specific global and trans-regional threats having a destabilising effect, and only to the extent that an adequate and effective response cannot be provided under related Union instruments for external assistance.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 230/2014 of the European Parliament and of the Council of 11 March 2014 establishing an instrument contributing to stability and peace (
OJ L 77, 15.3.2014, p. 1
).
21 05 51
Completion of actions in the area of global threats to security (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
5 000 000
p.m.
7 500 000
0 ,—
16 787 674,05
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 1724/2001 of the European Parliament and of the Council of 23 July 2001 concerning action against anti-personnel landmines in developing countries (
OJ L 234, 1.9.2001, p. 1
).
Council Regulation (EC) No 1725/2001 of 23 July 2001 concerning action against anti-personnel landmines in third countries other than developing countries (
OJ L 234, 1.9.2001, p. 6
).
Regulation (EC) No 1717/2006 of the European Parliament and of the Council of 15 November 2006 establishing an Instrument for Stability (
OJ L 327, 24.11.2006, p. 1
).
CHAPTER 21 06 —
   
INSTRUMENT FOR NUCLEAR SAFETY COOPERATION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 06
INSTRUMENT FOR NUCLEAR SAFETY COOPERATION
21 06 01
Promotion of a high level of nuclear safety, radiation protection and the application of efficient and effective safeguards relating to nuclear material in third countries
4
31 394 290
23 700 000
32 154 049
30 000 000
31 505 663 ,—
26 533 679,75
111,96
21 06 02
Additional contribution of the European Union to the European Bank for Reconstruction and Development for the Chernobyl accident related projects
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
21 06 51
Completion of former actions (prior to 2014)
4
p.m.
7 500 000
p.m.
10 000 000
0 ,—
11 668 632,77
155,58
Chapter 21 06 — Total
31 394 290
31 200 000
32 154 049
40 000 000
31 505 663 ,—
38 202 312,52
122,44
21 06 01
Promotion of a high level of nuclear safety, radiation protection and the application of efficient and effective safeguards relating to nuclear material in third countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
31 394 290
23 700 000
32 154 049
30 000 000
31 505 663 ,—
26 533 679,75
Remarks
This appropriation is intended to cover the financing of the promotion of an effective nuclear safety and nuclear security culture at all levels, in particular through:
—
continuous support for regulatory bodies and technical support organisations, and the reinforcement of the regulatory framework, notably concerning licensing activities in order to establish strong independent regulatory oversight,
—
support for the safe transport, treatment and disposal of spent nuclear fuel and radioactive waste both from nuclear power plant and from other (orphan) sources (medical applications, uranium mining),
—
the development and implementation of strategies for decommissioning existing installations and the remediation of former nuclear sites,
—
the promotion of effective regulatory frameworks, procedures and systems to ensure adequate protection against ionising radiations from radioactive materials, in particular from high activity radioactive sources, and their safe disposal,
—
the financing of stress tests based on the 
acquis
,
—
the establishment of the necessary regulatory framework and methodologies for the implementation of nuclear safeguards, including for the proper accounting and control of fissile materials at State and operators level,
—
the establishment of effective arrangements for the prevention of accidents with radiological consequences as well as the mitigation of such consequences should they occur, and for emergency planning, preparedness and response, civil protection and rehabilitation measures,
—
measures to promote international cooperation (including in the framework of relevant international organisations, notably IAEA) in the abovementioned fields, including the implementation and monitoring of international conventions and treaties, exchange of information and training and research,
—
the enhancement of emergency preparedness in case of nuclear accidents, as well as training and tutoring inter alia to increase the capacities of the regulators,
—
focusing special attention on the situation of nuclear reactors on Union borders.
This appropriation is intended also to fund health and environmental projects as regards the consequences of the Chernobyl accident, which affect human health and the environment, especially in Ukraine and Belarus.
Priority will be given to address the needs in the countries being part of the European Neighbourhood Policy.
Relevant work previously carried out under the Instrument for Pre-accession Assistance (IPA) was taken over by the Instrument for Nuclear Safety Cooperation in order to ensure a comprehensive approach.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0 and 9 0 0 and Items 6 1 9 1, 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation
Legal basis
Council Regulation (Euratom) No 237/2014 of 13 December 2013 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 77, 15.3.2014, p. 109
).
21 06 02
Additional contribution of the European Union to the European Bank for Reconstruction and Development for the Chernobyl accident related projects
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the Union’s contribution to the completion of the Chernobyl accident related projects after the accident of 1986.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0 and 9 0 0 and Items 6 1 9 1, 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (Euratom) No 237/2014 of 13 December 2013 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 77, 15.3.2014, p. 109
).
21 06 51
Completion of former actions (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
7 500 000
p.m.
10 000 000
0 ,—
11 668 632,77
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Decision 2006/908/EC, Euratom of 4 December 2006 on the first instalment of the third Community contribution to the European Bank for Reconstruction and Development for the Chernobyl Shelter Fund (
OJ L 346, 9.12.2006, p. 28
).
Council Regulation (Euratom) No 300/2007 of 19 February 2007 establishing an Instrument for Nuclear Safety Cooperation (
OJ L 81, 22.3.2007, p. 1
).
CHAPTER 21 07 —
   
THE EUROPEAN UNION-GREENLAND PARTNERSHIP
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 07
THE EUROPEAN UNION-GREENLAND PARTNERSHIP
21 07 01
Cooperation with Greenland
4
33 220 000
33 104 000
32 640 000
32 110 000
32 110 000 ,—
30 365 444,40
91,73
Chapter 21 07 — Total
33 220 000
33 104 000
32 640 000
32 110 000
32 110 000 ,—
30 365 444,40
91,73
21 07 01
Cooperation with Greenland
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 220 000
33 104 000
32 640 000
32 110 000
32 110 000 ,—
30 365 444,40
Remarks
This appropriation is intended to cover:
—
assistance to Greenland in addressing its major challenges in particular the sustainable diversification of the economy, the need to increase the skills of its labour force, including scientists, and the need to improve the Greenlandic information systems in the field of information and communication technologies,
—
reinforcement of the capacity of the Greenlandic administration to better formulate and implement national policies in particular in new areas of mutual interest.
The cooperation with Greenland should be consistent with and contribute to the Union Policy for the Arctic,
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0 and 9 0 0 and Items 6 1 9 1 and 6 6 0 0 of the statement of revenue may give rise to provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Decision 2014/137/EU of 14 March 2014 on relations between the European Union on the one hand, and Greenland and the Kingdom of Denmark on the other (
OJ L 76, 15.3.2014, p. 1
).
Reference acts
Council Decision 2013/755/EU of 25 November 2013 on the association of the overseas countries and territories with the European Union (‘Overseas Association Decision’) (
OJ L 344, 19.12.2013, p. 1
).
CHAPTER 21 08 —
   
DEVELOPMENT AND COOPERATION WORLDWIDE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 08
DEVELOPMENT AND COOPERATION WORLDWIDE
21 08 01
Evaluation of the results of Union aid and follow-up and audit measures
4
32 644 000
30 498 459
28 332 000
29 585 532
29 176 000 ,—
19 488 503,64
63,90
21 08 02
Coordination and promotion of awareness on development issues and on the enlargement and neighbourhood policies
4
15 335 000
15 445 488
14 896 000
12 658 936
12 676 835,41
8 441 666,61
54,65
Chapter 21 08 — Total
47 979 000
45 943 947
43 228 000
42 244 468
41 852 835,41
27 930 170,25
60,79
21 08 01
Evaluation of the results of Union aid and follow-up and audit measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 644 000
30 498 459
28 332 000
29 585 532
29 176 000 ,—
19 488 503,64
Remarks
This appropriation is intended to cover the financing of various monitoring and evaluation needs and related support measures with respect of operations funded by Union external assistance in the areas of international cooperation and development, neighbourhood and enlargement, designed to improve the quality of the projects and programmes throughout their life-cycle (from identification and ex-ante evaluation to monitoring and final and ex-post evaluation), focusing on their relevance, efficiency, effectiveness, sustainability and impact, including the following:
—
ex-ante evaluation systems and methodologies and related support measures for projects and programmes during the identification and design stages,
—
systems and methodologies for internal monitoring and external review of project and programme implementation as well as systems and methodologies to ensure appropriate identification, collection and reporting on results of projects and programmes financed by Union external assistance,
—
systems and methodologies for mid-term, final or ex post evaluation of projects and programmes, including support measures concerning the implementation and supervision of these evaluations, and for the implementation of complex evaluations, as well as systems and measures relating to the dissemination of evaluation results,
—
approaches and methodologies concerning the project and programme management cycle and the sectoral and thematic approaches essential to the proper performance of ex-ante evaluation, monitoring and evaluation activities (including approaches and methodologies for monitoring and capacity-building, and approaches, methodologies and systems for the identification, definition and use of performance indicators and approaches and methodologies related to result based funding including Sustainable Development Goals (SDGs) and indicators tracking),
—
training and knowledge-sharing systems and other horizontal actions to support dissemination of expertise and knowledge on the approaches, methodologies and systems referred to above, including membership fees of European and international organisations and societies dealing with monitoring and evaluation, with a view to enhancing the skills and knowledge of staff involved in programme and project management,
—
systems for managing operational information concerning projects and programmes at the different stages of the project cycle being essential in relation to the performance of the activities referred to above, to the proper use of their results and to the reporting, including at aggregated level.
This appropriation also covers the financing of audit activities concerning the management of programmes and projects implemented by the Commission in the external aid field, including audit systems and methodologies and systems audits, and the financing of related training activities, based on the special rules governing Union external assistance and organised for external auditors.
This appropriation is also intended to cover expenditure for studies, meetings of experts, information and publications directly linked to the measures coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
This article covers the monitoring and evaluations needs not only for development and neighbourhood, but also for enlargement policy.
Assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 3 3 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis.
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
21 08 02
Coordination and promotion of awareness on development issues and on the enlargement and neighbourhood policies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
15 335 000
15 445 488
14 896 000
12 658 936
12 676 835,41
8 441 666,61
Remarks
Budget financing provides the Commission with the means of support it needs to prepare, formulate and follow up coordination measures under its development policy. Policy coordination is crucial to consistency, complementarity and aid and development effectiveness.
Coordination measures are essential in defining and shaping the Union development policy at a strategic and programming level. The specific nature of the Union development policy is directly enshrined in the Treaties (Articles 208 and 210 TFEU). Union aid and the national policies of the Member States in the sphere of development cooperation need to complement and reinforce each other, and this cannot work without coordination. Article 210 TFEU calls on the Commission to act as coordinator of the Member States’ and the Union’s development policies and of action in development cooperation.
Coordination is not only a major factor in the Commission’s value added vis-à-vis the policies of the Member States but also a priority in the work schedule at the point where the agendas of the Union and the international community intersect. This appropriation covers various forms of action:
—
effectiveness, efficiency, relevance, impact and viability studies in the area of coordination,
—
support, analyses and coordination activities in the priority areas of development policy (including budget support, public finance management and domestic revenue mobilisation), aid and development effectiveness (including joint programming/joint implementation and transparency) and financing for development,
—
meetings of experts and exchanges between the Commission, Member States and other international actors (United States of America, emerging donors, etc.) and preparation of and participation to international fora such as the Global Partnership for Effective Development Cooperation or those under the policy stream financing for development, means of implementation, Agenda 2030 and new Consensus,
—
technical assistance and methodological support (including monitoring, analysis and dissemination of good practices, and IT expertise); internal communication and e-training,
—
research, communication and consultation, as well as evaluation services, including for technical assistance,
—
monitoring of policies and operations in the course of implementation,
—
support measures to improve the quality of the monitoring of ongoing operations, including expenditure necessary for the implementation of the European Fund for Sustainable Development (EFSD), and the preparation of future operations, including capacity-building and training,
—
measures to support external initiatives in the sphere of coordination,
—
the preparation of common positions, statements and initiatives,
—
the organisation of events relating to coordination,
—
the Commission’s membership fees and contributions to the international organisations and networks,
—
the dissemination of information through the production of publications and the development of information systems,
—
implementation of TAIEX activities: provision of services and public sector expertise in the framework of TAIEX.
Action B — Raising awareness
This appropriation covers the financing of activities designed to draw attention to action by the Union and Member States in the field of the international cooperation and development and the enlargement and neighbourhood policies, and to raise public awareness of related issues. Every activity financed pursuant to this action must include the following two components, which are complementary:
—
an ‘information’ component, designed to promote the various activities which the Union undertakes in the field of international cooperation and development and the enlargement and neighbourhood policies, and the activities which it conducts in partnership with its Member States and other international institutions,
—
an ‘awareness-raising’ component, covering public opinion in the Union and in partner countries.
These activities consist mainly, though not exclusively, of financial support for audio-visual and online publications, communication via social media, seminars, trainings and events, the production of information material, the development of information systems, networks of Member States and prizes for journalism in the field of development and the enlargement and neighbourhood policies.
These activities are directed at the general public and are implemented through public and private sector partners and stakeholders and through a network of Member States, the Commission Representations in the Member States and Union delegations in partner countries.
This appropriation is moreover intended to cover the funding of priority information and communication activities directed towards the citizens of the Union and dealing with the Union’s external policies as a whole.
The areas which will be covered by information activities include those below, but may include other aspects of the Union’s external relations, particularly in relation to the future of the Union’s external policies:
—
addressing the public perception of external assistance, building on the results and the evaluation of the activities deployed by the Union institutions and Member States in the context of European Year for Development 2015, the Joint Declaration of the European Parliament, the Council and the Commission on the Legacy of the European Year for Development 2015, and on the adoption of the Agenda 2030 by the United Nations in September 2015. The objective is to make clear that external assistance is an integral part of what the Union does for the benefit both of the population of partner countries and of European taxpayers and to raise awareness of the fact that the Union is delivering tangible results on behalf of Union citizens to fight poverty and support sustainable growth worldwide,
—
organising key events highlighting the Union’s leading role in international development, most notably the annual edition of the European Development Days (EDD). This major event has become one of the main events in the Commission agenda in terms of external relations. It brings together development advocates, decision-makers and practitioners. Each year, EDD serves as a platform for policy brainstorming and forward-looking recommendations ahead of key international summits. It highlights the importance of the Union’s role not only as the world’s largest development assistance provider, but also as a leader in the international development policy debates,
—
the organisation of visits for groups of journalists and other target groups.
The Interinstitutional Group on Information (IGI), co-chaired by the European Parliament, the Council and the Commission, lays down common guidelines for interinstitutional cooperation in matters of Union information and communication policy. It coordinates the central and decentralised public information activities on European topics. Each year the IGI gives its opinion on the priorities for the following years on the basis of information provided by the Commission.
This appropriation is also intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
the contracting of supplementary legal counsel services for the provision of specialised advice on the individual agreements to be signed for investment programmes, under the EFSD,
—
communication and outreach activities linked to the implementation of the External Investment Plan (EIP), including activities establishing structured dialogue with the private sector and trainings on the EIP
—
the contracting of independent consultants to audit the mapping of the individual rating scales of the financial institutions, as well as new private partners in preparation of the new MFF implementation, in order to integrate them into a common scale, in line with the risk assessment methodology to be used by the Guarantee Technical Assessment Group in the implementation of the EFSD Guarantee,
—
the contracting of independent consultants to support the Commission in monitoring the functioning of the EFSD and assessing its results and impact, in line with the obligation under the Regulation (EU) 2017/1601 of the European Parliament and of the Council of 26 September 2017 establishing the European Fund for Sustainable Development (EFSD), the EFSD Guarantee and the EFSD Guarantee Fund (
OJ L 249, 27.9.2017, p. 1
),
—
expenditure on printing, translation, studies, meetings of experts, information and the purchase of information material directly linked to the achievement of the objective of the programme.
It also covers the costs of publication, production, storage, distribution and dissemination of information material, in particular via the Publications Office of the European Union, and other administrative costs related to coordination.
Assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 3 3 and 9 0 0 and Items 6 3 5 2, 6 3 5 3 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Tasks resulting from specific powers directly conferred on the Commission pursuant to Article 210 of the Treaty on the Functioning of the European Union.
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (
OJ L 145, 31.5.2001, p. 43
).
Decision No 472/2014/EU of the European Parliament and of the Council of 16 April 2014 on the European Year for Development (2015) (
OJ L 136, 9.5.2014, p. 1
).
CHAPTER 21 09 —
   
COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
21 09
COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT PROGRAMME
21 09 51
Completion of former actions (prior to 2014)
21 09 51 01
Asia
4
p.m.
2 000 000
p.m.
4 000 000
0 ,—
4 222 917,40
211,15
21 09 51 02
Latin America
4
p.m.
1 000 000
p.m.
1 000 000
0 ,—
4 878 401,79
487,84
21 09 51 03
Africa
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 21 09 51 — Subtotal
p.m.
3 000 000
p.m.
5 000 000
0 ,—
9 101 319,19
303,38
Chapter 21 09 — Total
p.m.
3 000 000
p.m.
5 000 000
0 ,—
9 101 319,19
303,38
21 09 51
Completion of former actions (prior to 2014)
21 09 51 01
Asia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
2 000 000
p.m.
4 000 000
0 ,—
4 222 917,40
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EU) No 1338/2011 of the European Parliament and of the Council of 13 December 2011 amending Council Regulation (EC) No 1934/2006 establishing a financing instrument for cooperation with industrialised and other high-income countries and territories (
OJ L 347, 30.12.2011, p. 21
).
21 09 51 02
Latin America
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 000 000
p.m.
1 000 000
0 ,—
4 878 401,79
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EU) No 1338/2011 of the European Parliament and of the Council of 13 December 2011 amending Council Regulation (EC) No 1934/2006 establishing a financing instrument for cooperation with industrialised and other high-income countries and territories (
OJ L 347, 30.12.2011, p. 21
).
21 09 51 03
Africa
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EU) No 1338/2011 of the European Parliament and of the Council of 13 December 2011 amending Council Regulation (EC) No 1934/2006 establishing a financing instrument for cooperation with industrialised and other high-income countries and territories (
OJ L 347, 30.12.2011, p. 21
).
TITLE 22
NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 01
ADMINISTRATIVE EXPENDITURE OF THE ‘NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS’ POLICY AREA
173 311 741
173 311 741
166 913 542
166 913 542
173 049 560,99
173 049 560,99
22 02
ENLARGEMENT PROCESS AND STRATEGY
1 376 821 144
1 224 777 074
2 203 258 073
1 490 367 192
1 799 438 031,27
1 241 750 269,84
22 04
EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)
2 699 176 122
1 966 650 890
2 702 225 887
2 112 364 241
2 527 083 350,81
2 158 899 232,84
Title 22 — Total
4 249 309 007
3 364 739 705
5 072 397 502
3 769 644 975
4 499 570 943,07
3 573 699 063,67
CHAPTER 22 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
22 01
ADMINISTRATIVE EXPENDITURE OF THE ‘NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS’ POLICY AREA
22 01 01
Expenditure related to officials and temporary staff in the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 01 01
Expenditure related to officials and temporary staff — Headquarters
5.2
37 573 569
33 129 367
35 455 229,18
94,36
22 01 01 02
Expenditure related to officials and temporary staff — Union delegations
5.2
25 384 333
23 862 954
22 994 958,64
90,59
Article 22 01 01 — Subtotal
62 957 902
56 992 321
58 450 187,82
92,84
22 01 02
External personnel and other management expenditure in support of the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 02 01
External personnel — Headquarters
5.2
2 105 136
2 071 959
2 161 766 ,—
102,69
22 01 02 02
External personnel — Union delegations
5.2
977 107
963 311
742 403,52
75,98
22 01 02 11
Other management expenditure — Headquarters
5.2
1 616 957
1 620 764
1 920 420,86
118,77
22 01 02 12
Other management expenditure — Union delegations
5.2
1 032 322
1 025 990
1 007 395,64
97,59
Article 22 01 02 — Subtotal
5 731 522
5 682 024
5 831 986,02
101,75
22 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 03 01
Expenditure related to information and communication technology equipment and services
5.2
2 491 903
2 221 020
2 838 596,81
113,91
22 01 03 02
Buildings and related expenditure — Union delegations
5.2
4 582 825
4 803 411
4 236 843,72
92,45
Article 22 01 03 — Subtotal
7 074 728
7 024 431
7 075 440,53
100,01
22 01 04
Support expenditure for operations and programmes in the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 04 01
Support expenditure for the Instrument for Pre-accession Assistance (IPA)
4
44 139 408
43 500 894
47 055 897,12
106,61
22 01 04 02
Support expenditure for the European Neighbourhood Instrument (ENI)
4
50 905 181
51 098 872
48 083 859,31
94,46
22 01 04 03
Support expenditure for trust funds managed by the Commission
4
p.m.
p.m.
3 293 600,19
Article 22 01 04 — Subtotal
95 044 589
94 599 766
98 433 356,62
103,57
22 01 06
Executive agencies
22 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the Instrument for Pre-accession Assistance
4
635 000
689 000
776 157 ,—
122,23
22 01 06 02
Education, Audiovisual and Culture Executive Agency — Contribution from European Neighbourhood Instrument (ENI)
4
1 868 000
1 926 000
2 482 433 ,—
132,89
Article 22 01 06 — Subtotal
2 503 000
2 615 000
3 258 590 ,—
130,19
Chapter 22 01 — Total
173 311 741
166 913 542
173 049 560,99
99,85
22 01 01
Expenditure related to officials and temporary staff in the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 01 01
Expenditure related to officials and temporary staff — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
37 573 569
33 129 367
35 455 229,18
22 01 01 02
Expenditure related to officials and temporary staff — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
25 384 333
23 862 954
22 994 958,64
22 01 02
External personnel and other management expenditure in support of the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 02 01
External personnel — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 105 136
2 071 959
2 161 766 ,—
22 01 02 02
External personnel — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
977 107
963 311
742 403,52
22 01 02 11
Other management expenditure — Headquarters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 616 957
1 620 764
1 920 420,86
22 01 02 12
Other management expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 032 322
1 025 990
1 007 395,64
22 01 03
Expenditure related to information and communication technology equipment and services, buildings and related expenditure of the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 03 01
Expenditure related to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 491 903
2 221 020
2 838 596,81
22 01 03 02
Buildings and related expenditure — Union delegations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 582 825
4 803 411
4 236 843,72
22 01 04
Support expenditure for operations and programmes in the ‘Neighbourhood and enlargement negotiations’ policy area
22 01 04 01
Support expenditure for the Instrument for Pre-accession Assistance (IPA)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
44 139 408
43 500 894
47 055 897,12
Remarks
This appropriation is intended to cover administrative costs directly linked to the implementation of the Instrument for Pre-Accession Assistance (IPA), the phasing out of pre-accession assistance and TAIEX, in particular:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff), limited to EUR 5 146 149. This estimate is based on a provisional annual unit cost per man-year, of which an estimated 95 % is accounted for by the remuneration of the personnel concerned and 5 % by the additional cost of training, meetings, missions, information technology (IT) and telecommunications relating to the external personnel financed from this appropriation,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as in Commission Post-Accession Transitions Teams remaining in new Member States during the phasing-out period (contract staff, agency staff) working on tasks directly related to completion of accession programmes. In both cases, it also covers additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in Union delegation of external personnel remunerated from the appropriations entered against this item,
—
expenditure on studies, meetings of experts, information systems, awareness-raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers expenditure on administrative management under Chapter 22 02.
22 01 04 02
Support expenditure for the European Neighbourhood Instrument (ENI)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
50 905 181
51 098 872
48 083 859,31
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts for the mutual benefit of the Commission and beneficiaries,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) intended to take over the tasks previously conferred on dismantled technical assistance offices. Expenditure on external personnel at headquarters is limited to EUR 4 846 907. This estimate is based on a provisional annual unit cost per man-year, of which 93 % is accounted for by remuneration for the staff concerned and 7 % by the additional cost of training, meetings, missions, information technology (IT) and telecommunications relating to those staff members,
—
expenditure on external personnel in Union delegations (contract staff, local staff or seconded national experts) for the purposes of devolved programme management in Union delegations in third countries or for internalisation of tasks of phased-out technical assistance offices, as well as the additional logistical and infrastructure costs, such as the cost of training, meetings, missions and renting of accommodation directly resulting from the presence in delegations of external personnel remunerated from the appropriations entered against this item,
—
expenditure on studies, meetings of experts, information systems, awareness-raising, training, preparation and exchange of lessons learnt and best practices, as well as publications activities and any other administrative or technical assistance directly linked to the achievement of the objective of the programme,
—
research activities on relevant issues and the dissemination thereof,
—
expenditure related to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty, to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 235(5) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 187(7) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
This appropriation covers support expenditure under Chapter 22 04.
22 01 04 03
Support expenditure for trust funds managed by the Commission
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
3 293 600,19
Remarks
This appropriation is intended to cover the management costs of the Commission, for a maximum of 5 % of the amounts pooled in the trust funds, from the years in which the contributions to each Trust Fund have started to be used as decided under the Article 235(5) of the Financial Regulation.
Any revenue from the trust funds contributing to the cost of support measures entered in Article 6 3 4 of the statement of revenue may give rise to the provision of additional appropriations under this item in accordance with Article 21 of the Financial Regulation.
Other assigned revenue received under Articles 5 7 0, 5 7 3 and 5 9 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 21(2) and 235(5) thereof.
22 01 06
Executive agencies
22 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the Instrument for Pre-accession Assistance
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
635 000
689 000
776 157 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency relating to the management of programmes in the ‘Neighbourhood and enlargement negotiations’ policy area. The mandate of the agency includes managing the outstanding actions from the 2007-2013 programming period for the Youth, Tempus and Erasmus Mundus programmes in which IPA beneficiaries are involved. This appropriation is also intended to cover, under the ‘Erasmus+’ programme, the operating costs of certain actions of that programme in order to promote the international dimension of higher education and other actions.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus +’: the Union Programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
Reference acts
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Commission Decision C(2013) 9189 of 18 December 2013, delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
22 01 06 02
Education, Audiovisual and Culture Executive Agency — Contribution from European Neighbourhood Instrument (ENI)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 868 000
1 926 000
2 482 433 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred as a result of the implementation of the international dimension of higher education of the ‘Erasmus+’ programme (Heading 4) entrusted to the Agency, under Chapter 22 04. The mandate of the agency includes managing the outstanding actions from the 2007-2013 programming period for the Youth, Tempus and Erasmus Mundus programmes in which ENI beneficiaries are involved.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e), and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e), and (f) of Article 21(2) of the Financial Regulation.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this Section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
Reference acts
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Commission Decision C(2013) 9189 of 18 December 2013, delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
CHAPTER 22 02 —
   
ENLARGEMENT PROCESS AND STRATEGY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 02
ENLARGEMENT PROCESS AND STRATEGY
22 02 01
Support to Albania, Bosnia and Herzegovina, Kosovo
 (
43
)
, Montenegro, Serbia and North Macedonia
22 02 01 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
189 267 000
212 302 068
193 267 000
227 854 842
218 961 652 ,—
187 894 539,88
88,50
22 02 01 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
396 900 044
199 087 189
310 439 000
158 031 933
345 645 325,04
144 335 588,01
72,50
Article 22 02 01 — Subtotal
586 167 044
411 389 257
503 706 000
385 886 775
564 606 977,04
332 230 127,89
80,76
22 02 02
Support to Iceland
22 02 02 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
22 02 02 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 22 02 02 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
22 02 03
Support to Turkey
22 02 03 01
Support for political reforms and related progressive alignment with the Union 
acquis
4
150 000 000
48 772 300
160 000 000
105 719 568
85 000 000 ,—
173 317 812,40
355,36
22 02 03 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
4
p.m.
398 786 099
898 700 000
678 080 653
658 400 000 ,—
355 091 506,46
89,04
Article 22 02 03 — Subtotal
150 000 000
447 558 399
1 058 700 000
783 800 221
743 400 000 ,—
528 409 318,86
118,06
22 02 04
Regional integration and territorial cooperation and support to groups of countries (horizontal programmes)
22 02 04 01
Multi-country programmes, regional integration and territorial cooperation
4
603 637 000
304 788 952
603 729 000
204 433 787
453 862 158 ,—
206 092 952,47
67,62
22 02 04 02
Erasmus+ — Contribution from the Instrument for Pre-accession Assistance (IPA)
4
32 365 000
25 325 250
32 311 000
36 129 402
32 259 926,34
40 976 338,20
161,80
22 02 04 03
Contribution to the Energy Community for South-East Europe
4
4 652 100
4 652 100
4 812 073
4 812 073
4 513 358 ,—
4 513 358 ,—
97,02
Article 22 02 04 — Subtotal
640 654 100
334 766 302
640 852 073
245 375 262
490 635 442,34
251 582 648,67
75,15
22 02 51
Completion of former pre-accession assistance (prior to 2014)
4
p.m.
31 063 116
p.m.
75 304 934
795 611,89
129 296 969,31
416,24
22 02 77
Pilot projects and preparatory actions
22 02 77 01
Pilot project — Preserving and restoring cultural heritage in conflict areas
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
22 02 77 02
Preparatory action — Preserving and restoring cultural heritage in conflict areas
4
p.m.
p.m.
p.m.
p.m.
0 ,—
231 205,11
22 02 77 03
Preparatory action — Enhancing regional cooperation on the issue of missing persons following the conflicts in the former Yugoslavia
4
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 22 02 77 — Subtotal
p.m.
p.m.
p.m.
p.m.
0 ,—
231 205,11
Chapter 22 02 — Total
1 376 821 144
1 224 777 074
2 203 258 073
1 490 367 192
1 799 438 031,27
1 241 750 269,84
101,39
22 02 01
Support to Albania, Bosnia and Herzegovina, Kosovo 
(
44
)
, Montenegro, Serbia and North Macedonia
22 02 01 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
189 267 000
212 302 068
193 267 000
227 854 842
218 961 652 ,—
187 894 539,88
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
22 02 01 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
396 900 044
199 087 189
310 439 000
158 031 933
345 645 325,04
144 335 588,01
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Particular attention should be paid to challenges faced by Western Balkan returnees, including Roma, both in Member States of departure and in the Western Balkan countries of origin to which they return.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
22 02 02
Support to Iceland
22 02 02 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Iceland:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
22 02 02 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Iceland:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
22 02 03
Support to Turkey
22 02 03 01
Support for political reforms and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
150 000 000
48 772 300
160 000 000
105 719 568
85 000 000 ,—
173 317 812,40
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:
—
support for political reforms,
—
strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (a) and (c) of Article 2(1) thereof.
22 02 03 02
Support for economic, social and territorial development and related progressive alignment with the Union 
acquis
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
398 786 099
898 700 000
678 080 653
658 400 000 ,—
355 091 506,46
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:
—
providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,
—
strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union 
acquis
, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The corresponding amount of payment appropriations is estimated at EUR 134 000 000 for 2020. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Any appropriations used in the context of support to refugees and host communities, need to directly benefit refugees and/or the activities of civil society organisations working in this field.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular points (b) and (c) of Article 2(1) thereof.
22 02 04
Regional integration and territorial cooperation and support to groups of countries (horizontal programmes)
22 02 04 01
Multi-country programmes, regional integration and territorial cooperation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
603 637 000
304 788 952
603 729 000
204 433 787
453 862 158 ,—
206 092 952,47
Remarks
Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the specific objective of regional integration and territorial cooperation involving the beneficiaries listed in Annex I to Regulation (EU) No 231/2014, Member States and, where appropriate, third countries within the scope of Regulation (EU) No 232/2014.
This appropriation is intended to cover the financing of pre-accession regional and multi-beneficiary programmes for the beneficiaries.
This appropriation is also intended to cover technical assistance for the beneficiaries in the field of approximation of legislation for the entire 
acquis
 of the Union, helping all bodies involved in the implementation and enforcement of the 
acquis
, including non-governmental organisations, to achieve their objectives and to monitor their rate of achievement.
Part of this allocation should be used for cultural projects aiming at reconciliation between the countries and the peoples of Western Balkans, based on the values upon which the Union is founded.
In accordance with Article 3 of Regulation (EU) No 236/2014 of the European Parliament and of the Council of 11 March 2014 laying down common rules and procedures for the implementation of the Union’s instruments for financing external action (
OJ L 77, 15.3.2014, p. 95
), this appropriation also covers expenditure directly necessary for the implementation of IPA II related to the preparation, follow-up, monitoring, audit and evaluation activities as well as to the provision of information and communication actions, including the development of communication strategies and corporate communication of the political priorities of the Union.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0, 6 6 0 0, 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular point (d) of Article 2(1) thereof.
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 02 04 02
Erasmus+ — Contribution from the Instrument for Pre-accession Assistance (IPA)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 365 000
25 325 250
32 311 000
36 129 402
32 259 926,34
40 976 338,20
Remarks
This appropriation is intended to cover the technical and financial assistance provided under this external instrument in order to promote the international dimension of higher education for the implementation of the ‘Erasmus+’ programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 1 300 000.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus +’: the Union Programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
), and in particular Article 15(3) thereof.
22 02 04 03
Contribution to the Energy Community for South-East Europe
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
4 652 100
4 652 100
4 812 073
4 812 073
4 513 358 ,—
4 513 358 ,—
Remarks
This appropriation is intended to cover the contribution of the Union to the Energy Community budget. This budget relates to administrative and operational expenditure.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (
OJ L 77, 15.3.2014, p. 11
).
22 02 51
Completion of former pre-accession assistance (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
31 063 116
p.m.
75 304 934
795 611,89
129 296 969,31
Remarks
This appropriation is intended to cover the liquidation of commitments made prior to 2014.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Tasks resulting from the specific powers assigned directly to the Commission by Article 34 of the Act of Accession of 16 April 2003 and Article 31 of Title III of the Act of Accession of 25 April 2005 (part of the Treaty concerning the accession of the Republic of Bulgaria and Romania to the European Union).
Tasks resulting from the specific powers assigned directly to the Commission by Article 30 of the Act of Accession of Croatia.
Council Regulation (EEC) No 3906/89 of 18 December 1989 on economic aid to the Republic of Hungary and the Polish People’s Republic (
OJ L 375, 23.12.1989, p. 11
).
Council Regulation (EC) No 1488/96 of 23 July 1996 on financial and technical measures to accompany (MEDA) the reform of economic and social structures in the framework of the Euro-Mediterranean partnership (
OJ L 189, 30.7.1996, p. 1
).
Council Regulation (EC) No 555/2000 of 13 March 2000 on the implementation of operations in the framework of the pre-accession strategy for the Republic of Cyprus and the Republic of Malta (
OJ L 68, 16.3.2000, p. 3
).
Council Regulation (EC) No 764/2000 of 10 April 2000 regarding the implementation of measures to intensify the EC-Turkey customs union (
OJ L 94, 14.4.2000, p. 6
).
Council Regulation (EC) No 2666/2000 of 5 December 2000 on assistance for Albania, Bosnia and Herzegovina, Croatia, the Federal Republic of Yugoslavia and the Former Yugoslav Republic of Macedonia, repealing Regulation (EC) No 1628/96 and amending Regulations (EEC) No 3906/89 and (EEC) No 1360/90 and Decisions 97/256/EC and 1999/311/EC (
OJ L 306, 7.12.2000, p. 1
).
Council Regulation (EC) No 2500/2001 of 17 December 2001 concerning pre-accession financial assistance for Turkey and amending Regulations (EEC) No 3906/89, (EC) No 1267/1999, (EC) No 1268/1999 and (EC) No 555/2000 (
OJ L 342, 27.12.2001, p. 1
).
Council Decision 2006/500/EC of 29 May 2006 on the conclusion by the European Community of the Energy Community Treaty (
OJ L 198, 20.7.2006, p. 15
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (
OJ L 210, 31.7.2006, p. 82
).
22 02 77
Pilot projects and preparatory actions
22 02 77 01
Pilot project — Preserving and restoring cultural heritage in conflict areas
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
22 02 77 02
Preparatory action — Preserving and restoring cultural heritage in conflict areas
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
231 205,11
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
22 02 77 03
Preparatory action — Enhancing regional cooperation on the issue of missing persons following the conflicts in the former Yugoslavia
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action supports the International Commission on Missing Persons (ICMP) Western Balkans Programme for 2018 and 2019 in assisting governments in the search for and identification of missing persons from the conflicts in the former Yugoslavia through enhanced regional cooperation.
Despite the progress achieved so far and the significant efforts and active commitment of the Union, resolving the fate of the missing from the conflicts in the former Yugoslavia remains a burning issue. Cooperation at regional level between the countries concerned has not been sufficiently explored.
This preparatory action helps authorities address the large number of NN (unidentified bodies) cases in countries in the region and the interrelated issue of misidentification, which occurred prior to the ICMP’s introduction of DNA identification in 2001.
Following the signing of cooperation agreements between the ICMP and Bosnia and Herzegovina, Kosovo and Montenegro respectively in 2016, and the conclusion of an agreement with Serbia in 2017, the preparatory action establishes a database of active missing person cases from the conflicts in the former Yugoslavia and facilitates regular meetings with regional authorities to discuss them. This enables the transparent management of data on missing persons and a cooperative approach at regional level in order to reduce the number of unresolved missing person cases. Collection of additional genetic references from families of missing persons in the region, supported by outreach and campaigning efforts, helps the authorities to identify NN cases and take corrective action where misidentifications are demonstrated to have occurred. The action also strengthens regional cooperation among associations of families of the missing so they can be involved in the process and jointly ensure government accountability on this matter.
The main activities to be undertaken under this regional preparatory action are:
(1)
establishing a database of active missing person cases from conflicts in the former Yugoslavia, and facilitating regular meetings with regional authorities to discuss cases;
(2)
providing and managing a small grant to the body responsible for regional coordination of associations of families of missing persons from the former Yugoslavia for the purposes of lobbying to encourage regional governments and authorities to search for and identify the missing;
(3)
providing assistance to national authorities in affected countries in the Western Balkans to excavate and examine mortal remains from clandestine graves;
(4)
providing continued access to the ICMP’s DNA laboratory standing capacity (sampling and extraction of DNA profiles from excavated cases, and DNA matching of genetic reference profiles and post mortem profiles);
(5)
engaging the national authorities in Bosnia and Herzegovina, Croatia, Kosovo and Serbia that are responsible for searching for missing persons (government commissions on missing persons) in a regional policy dialogue that will develop sustainable and effective initiatives for resolving the related issues of NN cases and misidentifications resulting from the use of traditional visual recognition methods.
The added value of this preparatory action is in ensuring that the issue of missing persons remains a rule-of-law priority in the Western Balkan region. It is indeed important to remember the regional dimension of the wars in the former Yugoslavia, with tens of thousands of missing persons now living in neighbouring countries and with many of those who died during the conflicts having been buried in neighbouring countries.
ICMP activities financed at national level, at this point in time mainly in Bosnia and Herzegovina, include: technical support for locating and excavating clandestine graves; access to DNA testing and matching; support for local stakeholders to complete the review of unidentified remains in mortuaries through a systematic process involving additional blood collection from relatives of the missing in order to identify NN cases in mortuary facilities in Bosnia and Herzegovina, increase the identification rate and significantly reduce the number of unidentified remains in storage.
Activities carried out under this regional preparatory action are separate from and complementary to the activities that are currently taking place at national level. It is essential to note that, while separate from each other, there are important synergies between the regional and national projects that will help ensure that goals are achieved under both actions.
In this process it is also important that investigations are done in a manner that respects the needs of families and the long-term societal need to provide a historically accurate accounting of atrocities that can counterbalance unsubstantiated and politically motivated narratives. To this end, the regional dimension will be very important in strengthening cooperation among associations of families in the countries concerned.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 22 04 —
   
EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
22 04
EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)
22 04 01
Supporting cooperation with Mediterranean countries
22 04 01 01
Mediterranean countries — Human rights, good governance and mobility
4
130 732 660
99 184 805
133 923 308
113 187 109
201 150 000 ,—
90 781 546,77
91,53
22 04 01 02
Mediterranean countries — Poverty reduction and sustainable development
4
654 227 065
470 341 793
668 160 985
460 291 018
650 307 000 ,—
262 449 230,90
55,80
22 04 01 03
Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts
4
421 220 115
193 963 018
423 718 409
176 765 265
262 328 325 ,—
363 394 154,40
187,35
22 04 01 04
Support to the peace process and financial assistance to Palestine and to the United Nations Relief and Works Agency for Palestine Refugees (UNRWA)
4
320 598 750
302 440 740
329 811 939
228 241 231
329 800 000 ,—
268 454 129,82
88,76
Article 22 04 01 — Subtotal
1 526 778 590
1 065 930 356
1 555 614 641
978 484 623
1 443 585 325 ,—
985 079 061,89
92,41
22 04 02
Supporting cooperation with Eastern Partnership countries
22 04 02 01
Eastern Partnership — Human rights, good governance and mobility
4
252 879 012
142 497 911
250 016 953
118 847 071
166 660 679,81
61 147 947,48
42,91
22 04 02 02
Eastern Partnership — Poverty reduction and sustainable development
4
389 328 623
268 456 920
380 730 900
293 298 586
422 676 431 ,—
216 708 556,53
80,72
22 04 02 03
Eastern Partnership — Confidence building, security and the prevention and settlement of conflicts
4
12 708 666
2 488 783
12 770 062
4 949 450
11 603 569 ,—
12 138 547,40
487,73
Article 22 04 02 — Subtotal
654 916 301
413 443 614
643 517 915
417 095 107
600 940 679,81
289 995 051,41
70,14
22 04 03
Ensuring efficient cross-border cooperation (CBC) and support to other multi-country cooperation
22 04 03 01
Cross-border cooperation (CBC) — Contribution from Heading 4
4
96 299 260
53 256 169
93 150 335
105 082 359
63 883 472 ,—
78 584 224,80
147,56
22 04 03 02
Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional Policy)
1.2
81 139 971
53 256 169
79 548 996
105 082 358
77 989 209 ,—
64 126 020,72
120,41
22 04 03 03
Support to other multi-country cooperation in the neighbourhood — Umbrella programme
4
223 300 000
145 229 012
215 100 000
102 849 403
204 300 000 ,—
213 833 283,01
147,24
22 04 03 04
Other multi-country cooperation in the neighbourhood — Supporting measures
4
28 500 000
16 297 114
28 500 000
5 649 933
41 804 273,11
15 345 415,48
94,16
Article 22 04 03 — Subtotal
429 239 231
268 038 464
416 299 331
318 664 053
387 976 954,11
371 888 944,01
138,74
22 04 20
Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI)
4
88 242 000
83 635 984
86 794 000
99 522 552
93 417 676,39
116 255 529,53
139,00
22 04 51
Completion of actions in the area of European Neighbourhood Policy and relations with Russia (prior to 2014)
4
p.m.
135 602 472
p.m.
298 597 906
512 715,50
394 708 483,73
291,08
22 04 52
Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional policy)
1.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
22 04 77
Pilot projects and preparatory actions
22 04 77 03
Preparatory action — New Euro-Mediterranean strategy for youth employment promotion
4
p.m.
p.m.
p.m.
p.m.
0 ,—
171 362,70
22 04 77 04
Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs
4
p.m.
p.m.
p.m.
p.m.
0 ,—
1 930,57
22 04 77 05
Preparatory action — Asset recovery to Arab Spring countries
4
p.m.
p.m.
p.m.
p.m.
0 ,—
273 579 ,—
22 04 77 06
Pilot project — Developing knowledge-based European journalism relating to Europe’s neighbours, through educational activities delivered by the Natolin Campus of the College of Europe.
4
p.m.
p.m.
p.m.
p.m.
0 ,—
214 291 ,—
22 04 77 07
Preparatory action — Support for Union neighbours to implement asset recovery
4
p.m.
p.m.
p.m.
p.m.
650 000 ,—
310 999 ,—
Article 22 04 77 — Subtotal
p.m.
p.m.
p.m.
p.m.
650 000 ,—
972 162,27
Chapter 22 04 — Total
2 699 176 122
1 966 650 890
2 702 225 887
2 112 364 241
2 527 083 350,81
2 158 899 232,84
109,78
22 04 01
Supporting cooperation with Mediterranean countries
22 04 01 01
Mediterranean countries — Human rights, good governance and mobility
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
130 732 660
99 184 805
133 923 308
113 187 109
201 150 000 ,—
90 781 546,77
Remarks
This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:
—
human rights and fundamental freedoms,
—
the rule of law,
—
principles of equality,
—
establishing deep and sustainable democracy,
—
good governance,
—
developing a thriving civil society including social partners,
—
creating conditions for well managed mobility of people, and protect the most vulnerable, including children on the move and unaccompanied minors,
—
promotion of people-to-people contacts, including youth participation.
An adequate level of appropriations should be reserved for the support of civil society organisations.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter and may be complemented by contributions for Union trust funds.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 01 02
Mediterranean countries — Poverty reduction and sustainable development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
654 227 065
470 341 793
668 160 985
460 291 018
650 307 000 ,—
262 449 230,90
Remarks
This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:
—
progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:
—
legislative approximation and regulatory convergence towards Union and other relevant international standards,
—
institution building,
—
equal access to quality healthcare services and education,
—
investments,
—
sustainable and inclusive development and social inclusion in all aspects, including skills development and training for young people,
—
poverty reduction, including through private-sector development,
—
promotion of internal economic, social and territorial cohesion,
—
rural development,
—
climate action,
—
disaster resilience.
An adequate level of appropriations should be reserved for the support of civil society organisations.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty, to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0, 6 6 0 0, 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 01 03
Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
421 220 115
193 963 018
423 718 409
176 765 265
262 328 325 ,—
363 394 154,40
Remarks
This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:
—
confidence and peace building including amongst children,
—
security and the prevention and settlement of conflicts,
—
support to refugees and displaced population including children, in particular (unaccompanied) children, women and victims of sexual violence within and outside armed-conflict areas.
An adequate level of appropriations should be reserved for the support of civil society organisations.
More support is to be given to the stabilisation of Libya in view of recent political developments in the country. Particular attention should be paid to ensuring that Union funding for Libya is not used to finance arbitrary detentions and the detention of vulnerable persons, in particular children, and that migrants are treated in a manner fully in keeping with international human rights standards.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 01 04
Support to the peace process and financial assistance to Palestine and to the United Nations Relief and Works Agency for Palestine Refugees (UNRWA)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
320 598 750
302 440 740
329 811 939
228 241 231
329 800 000 ,—
268 454 129,82
Remarks
This appropriation is intended to cover operations for the benefit of the Palestinian people and the occupied Palestinian territories of the West Bank and the Gaza Strip, in the context of the Middle East peace process.
The operations are primarily aimed at:
—
supporting state-building and institutional development,
—
promoting social and economic development,
—
mitigating the effects on the Palestinian population of the deteriorating economic, fiscal and humanitarian conditions through the provision of essential services and other support,
—
contributing to reconstruction efforts in Gaza,
—
contributing to the financing of the operation of the United Nations Relief and Works Agency for Palestine Refugees (UNRWA) and in particular its health, education and social services programmes,
—
financing preparatory operations aimed at promoting cooperation between Israel and its neighbours in the context of the peace process, notably with regard to institutions, economic matters, water, the environment and energy,
—
financing activities designed to create a public opinion favourable to the peace process,
—
financing information, including in Arabic and Hebrew, and disseminating information on Israeli-Palestinian cooperation,
—
promoting respect for human rights and fundamental freedoms, promoting enhanced respect for minority rights, combating anti-Semitism and promoting gender equality and non-discrimination,
—
fostering the development of civil society, inter alia, to promote social inclusion.
An adequate level of appropriations should be reserved for the support of civil society organisations.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 02
Supporting cooperation with Eastern Partnership countries
22 04 02 01
Eastern Partnership — Human rights, good governance and mobility
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
252 879 012
142 497 911
250 016 953
118 847 071
166 660 679,81
61 147 947,48
Remarks
This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:
—
human rights and fundamental freedoms,
—
the rule of law,
—
principles of equality,
—
establishing deep and sustainable democracy,
—
good governance,
—
developing a thriving civil society including social partners,
—
creating conditions for well managed mobility of people, and protecting the most vulnerable, including children,
—
promotion of people-to-people contacts, including youth participation.
An adequate level of appropriations should be reserved for the support of civil society organisations.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty, to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 02 02
Eastern Partnership — Poverty reduction and sustainable development
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
389 328 623
268 456 920
380 730 900
293 298 586
422 676 431 ,—
216 708 556,53
Remarks
This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:
—
progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:
—
legislative approximation and regulatory convergence towards Union and other relevant international standards,
—
institution building,
—
equal access to quality healthcare services and education,
—
investments,
—
sustainable and inclusive development in all aspects, including skills development and training for young people, social inclusion, notably of the most vulnerable children, including those with disabilities,
—
poverty reduction, including through private-sector development,
—
promotion of internal economic, social and territorial cohesion,
—
rural development,
—
climate action,
—
disaster resilience.
An adequate level of appropriations should be reserved for the support of civil society organisations.
Special emphasis must be placed on ensuring that all regions and provinces fully benefit from the funding.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 02 03
Eastern Partnership — Confidence building, security and the prevention and settlement of conflicts
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
12 708 666
2 488 783
12 770 062
4 949 450
11 603 569 ,—
12 138 547,40
Remarks
This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:
—
confidence and peace building,
—
security and the prevention and settlement of conflicts,
—
support for refugees and displaced persons, including children.
An adequate level of appropriations should be reserved for the support of civil society organisations.
Part of this appropriation will be used for measures focusing on the many frozen conflicts in the Eastern Neighbourhood and to support the search for political solutions to those conflicts.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
The action taken should be delivered in such a way as to ensure the highest possible visibility for the European Union as donor and financer.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 03
Ensuring efficient cross-border cooperation (CBC) and support to other multi-country cooperation
22 04 03 01
Cross-border cooperation (CBC) — Contribution from Heading 4
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
96 299 260
53 256 169
93 150 335
105 082 359
63 883 472 ,—
78 584 224,80
Remarks
This appropriation is intended to cover cross-border cooperation programmes between, on the one hand, Member States and, on the other hand, partner countries and/or the Russian Federation along the external borders of the Union, in order to promote integrated and sustainable regional development and cooperation between neighbouring border areas and harmonious territorial integration across the Union and with neighbouring countries.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
Reference acts
Commission Implementing Regulation (EU) No 897/2014 of 18 August 2014 laying down specific provisions for the implementation of cross-border cooperation programmes financed under Regulation (EU) No 232/2014 of the European Parliament and the Council establishing a European Neighbourhood Instrument (
OJ L 244, 19.8.2014, p. 12
).
22 04 03 02
Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional Policy)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
81 139 971
53 256 169
79 548 996
105 082 358
77 989 209 ,—
64 126 020,72
Remarks
This appropriation is intended to cover the ERDF support under the European territorial cooperation goal in the 2014-2020 programming period to cross-border and sea-basin cooperation programmes under the European Neighbourhood Instrument (ENI).
It is intended in particular to finance cross-border cooperation programmes along the external borders of the Union between partner countries and Member States to promote integrated and sustainable regional development between neighbouring border regions, including the Baltic Sea and the Black Sea, and harmonious territorial integration across the Union and with neighbouring countries.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal (
OJ L 347, 20.12.2013, p. 259
).
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (
OJ L 347, 20.12.2013, p. 320
).
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 03 03
Support to other multi-country cooperation in the neighbourhood — Umbrella programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
223 300 000
145 229 012
215 100 000
102 849 403
204 300 000 ,—
213 833 283,01
Remarks
This appropriation is intended mainly to finance the multi-country umbrella programmes that will supplement the country financial allocations. The purpose of the multi-country umbrella programmes — as stipulated in Regulation (EU) No 232/2014 — is to facilitate the implementation of the incentive-based approach.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 03 04
Other multi-country cooperation in the neighbourhood — Supporting measures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
28 500 000
16 297 114
28 500 000
5 649 933
41 804 273,11
15 345 415,48
Remarks
This appropriation is intended to cover actions which aim to:
—
provide general support to the functioning of the Union for the Mediterranean,
—
provide general support to the functioning of the Eastern Partnership initiative,
—
provide general support to the functioning of the other regional cooperation frameworks, such as the Northern Dimension and Black Sea Synergy.
It is also intended to cover actions improving the level and capacity of implementation of Union assistance as well as for actions aiming to inform the general public and the potential beneficiaries of assistance and to increase visibility.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 20
Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
88 242 000
83 635 984
86 794 000
99 522 552
93 417 676,39
116 255 529,53
Remarks
This appropriation is intended to cover the technical and financial assistance provided under this external instrument in order to promote the international dimension of higher education for the implementation of the ‘Erasmus+’ programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 3 500 000.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1288/2013 of the European Parliament and of the Council of 11 December 2013 establishing ‘Erasmus+’: the Union programme for education, training, youth and sport and repealing Decisions No 1719/2006/EC, No 1720/2006/EC and No 1298/2008/EC (
OJ L 347, 20.12.2013, p. 50
).
Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (
OJ L 77, 15.3.2014, p. 27
).
22 04 51
Completion of actions in the area of European Neighbourhood Policy and relations with Russia (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
135 602 472
p.m.
298 597 906
512 715,50
394 708 483,73
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
It is also intended to cover the completion of the financial protocols with Mediterranean countries, including, inter alia, support for the Euro-Mediterranean Investment Facility within the European Investment Bank and covers the execution of non-EIB financial aid provided for in the third and fourth generation of financial protocols with the southern Mediterranean countries. The protocols cover the period 1 November 1986 to 31 October 1991 for the third generation of financial protocols and the period 1 November 1991 to 31 October 1996 for the fourth generation of financial protocols.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any income from financial contributions from Member States and other donor countries, including in both cases their public and parastatal agencies, or from international organisations to certain external aid projects or programmes financed by the Union and managed by the Commission on their behalf, pursuant to the relevant basic act, may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under point (b) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Legal basis
Council Regulation (EEC) No 2210/78 of 26 September 1978 concerning the conclusion of the Cooperation Agreement between the European Economic Community and the People’s Democratic Republic of Algeria (
OJ L 263, 27.9.1978, p. 1
).
Council Regulation (EEC) No 2211/78 of 26 September 1978 concerning the conclusion of the Cooperation Agreement between the European Economic Community and the Kingdom of Morocco (
OJ L 264, 27.9.1978, p. 1
).
Council Regulation (EEC) No 2212/78 of 26 September 1978 concerning the conclusion of the Cooperation Agreement between the European Economic Community and the Republic of Tunisia (
OJ L 265, 27.9.1978, p. 1
).
Council Regulation (EEC) No 2213/78 of 26 September 1978 on the conclusion of the Cooperation Agreement between the European Economic Community and the Arab Republic of Egypt (
OJ L 266, 27.9.1978, p. 1
).
Council Regulation (EEC) No 2214/78 of 26 September 1978 concerning the conclusion of the Cooperation Agreement between the European Economic Community and the Lebanese Republic (
OJ L 267, 27.9.1978, p. 1
).
Council Regulation (EEC) No 2215/78 of 26 September 1978 concerning the conclusion of the Cooperation Agreement between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 268, 27.9.1978, p. 1
).
Council Regulation (EEC) No 2216/78 of 26 September 1978 concerning the conclusion of the Cooperation Agreement between the European Economic Community and the Syrian Arab Republic (
OJ L 269, 27.9.1978, p. 1
).
Council Regulation (EEC) No 3177/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the People’s Democratic Republic of Algeria (
OJ L 337, 29.11.1982, p. 1
).
Council Regulation (EEC) No 3178/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Arab Republic of Egypt (
OJ L 337, 29.11.1982, p. 8
).
Council Regulation (EEC) No 3179/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 337, 29.11.1982, p. 15
).
Council Regulation (EEC) No 3180/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 337, 29.11.1982, p. 22
).
Council Regulation (EEC) No 3181/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 337, 29.11.1982, p. 29
).
Council Regulation (EEC) No 3182/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 337, 29.11.1982, p. 36
).
Council Regulation (EEC) No 3183/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 337, 29.11.1982, p. 43
).
Council Decision 88/30/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the People’s Democratic Republic of Algeria (
OJ L 22, 27.1.1988, p. 1
).
Council Decision 88/31/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Arab Republic of Egypt (
OJ L 22, 27.1.1988, p. 9
).
Council Decision 88/32/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 22, 27.1.1988, p. 17
).
Council Decision 88/33/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 22, 27.1.1988, p. 25
).
Council Decision 88/34/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 22, 27.1.1988, p. 33
).
Council Decision 88/453/EEC of 30 June 1988 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 224, 13.8.1988, p. 32
).
Council Decision 92/44/EEC of 19 December 1991 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 18, 25.1.1992, p. 34
).
Council Decision 92/206/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the People’s Democratic Republic of Algeria (
OJ L 94, 8.4.1992, p. 13
).
Council Decision 92/207/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Arab Republic of Egypt (
OJ L 94, 8.4.1992, p. 21
).
Council Decision 92/208/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 94, 8.4.1992, p. 29
).
Council Decision 92/209/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 94, 8.4.1992, p. 37
).
Council Regulation (EEC) No 1762/92 of 29 June 1992 on the implementation of the Protocols on financial and technical cooperation concluded by the Community with Mediterranean non-member countries (
OJ L 181, 1.7.1992, p. 1
).
Council Decision 92/548/EEC of 16 November 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 352, 2.12.1992, p. 13
).
Council Decision 92/549/EEC of 16 November 1992 on the conclusion of the Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 352, 2.12.1992, p. 21
).
Council Decision 94/67/EC of 24 January 1994 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 32, 5.2.1994, p. 44
).
Council Regulation (EC) No 1734/94 of 11 July 1994 on financial and technical cooperation with the West Bank and the Gaza Strip (
OJ L 182, 16.7.1994, p. 4
).
Council Regulation (EC) No 213/96 of 29 January 1996 on the implementation of the European Communities investment partners financial instrument for the countries of Latin America, Asia, the Mediterranean region and South Africa (
OJ L 28, 6.2.1996, p. 2
).
Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (
OJ L 310, 9.11.2006, p. 1
).
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
22 04 52
Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional policy)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from the European Regional Development Fund 2007-2013 contribution to cross-border cooperation under the European Neighbourhood and Partnership Instrument.
Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (
OJ L 210, 31.7.2006, p. 25
).
Regulation (EC) No 1638/2006 of the European Parliament and of the Council of 24 October 2006 laying down general provisions establishing a European Neighbourhood and Partnership Instrument (
OJ L 310, 9.11.2006, p. 1
).
22 04 77
Pilot projects and preparatory actions
22 04 77 03
Preparatory action — New Euro-Mediterranean strategy for youth employment promotion
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
171 362,70
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
22 04 77 04
Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
1 930,57
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
22 04 77 05
Preparatory action — Asset recovery to Arab Spring countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
273 579 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
22 04 77 06
Pilot project — Developing knowledge-based European journalism relating to Europe’s neighbours, through educational activities delivered by the Natolin Campus of the College of Europe.
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
214 291 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
22 04 77 07
Preparatory action — Support for Union neighbours to implement asset recovery
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
650 000 ,—
310 999 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action builds on successful practices under the Union-funded preparatory action to support Arab Spring countries to implement asset recovery. That action focused on supporting Egypt, Libya and Tunisia in furthering asset recovery cases resulting from the 2011 revolutions that toppled their former leaders, in particular with respect to bilateral judicial cooperation with the Member States and other countries. This has resulted in, among other achievements, strengthened coordination between Arab Spring countries and the Member States on asset recovery, and in facilitating the recovery and return of over USD 300 million. In the light of the above, officials from the Member States and high-level officials of the original beneficiary states (including the Prime Minister of Libya, the Prosecutor-General of Egypt and the Minister for State Property for Tunisia) have indicated a strong interest in seeing a broader, more permanent Union programme to implement asset recovery which includes the activities referred to above:
(1)
strengthening regional platforms for dialogue, exchange of best practices and operational cooperation (particularly with Union counterparts) on asset recovery;
(2)
strengthening legislation on seizure and confiscation of assets linked to corruption;
(3)
specialised case mentoring for asset recovery practitioners so as to produce better operational practices in tracing and recovering stolen assets;
(4)
technical advice to ensure that recovered stolen assets are directed to high-priority development needs in national health and education sectors so as to help further stabilise Union neighbours;
(5)
technical advice to ensure greater operational harmonisation with both the Union and Financial Action Task Force standards;
(6)
dissemination of evidence-based research to enhance widespread knowledge of how assets are corruptly diverted and stolen, and to educate policymakers on how development is impeded by delays in the recovery of assets; and
(7)
strengthening civil society’s role in prioritising the final destination of recovered assets.
It should be noted that the Global Project to Combat Money Laundering and the Financing of Terrorism (CRIS number: 038875) planned by the Directorate-General for International Cooperation and Development (DG DEVCO) focuses principally on anti-money-laundering and combating the financing of terrorism, whereas this action focuses principally on asset recovery and on continuing the work of assisting beneficiary countries in actual high-level cases linked to acts of corruption and other forms of organised criminal activity. Accordingly, this preparatory action is distinct in nature, but will serve as a useful complement to the DG DEVCO project and strengthen its impact.
Given the value of asset recovery work in contributing to stabilisation among Union neighbours, the ownership taken up by national counterparts and the results achieved thus far through the expertise provided through the preliminary preparatory action, this preparatory action will be highly relevant to Tunisia and Libya, as well as to other European Neighbourhood Policy South partner countries (Jordan and Lebanon). Egypt will be involved in region-wide activities. The preparatory action, while distinct in scope from other pending or planned projects, will also serve to reinforce and complement such efforts to assist these countries in combating corruption, money laundering, the financing of terrorism and other forms of organised crime. This preparatory action will also directly support existing Union and United Nations sanctions regimes affecting countries in the Middle East and the North Africa region.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 23
HUMANITARIAN AID AND CIVIL PROTECTION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 01
ADMINISTRATIVE EXPENDITURE OF THE ‘HUMANITARIAN AID AND CIVIL PROTECTION’ POLICY AREA
53 528 912
53 528 912
47 725 475
47 725 475
48 414 242,03
48 414 242,03
23 02
HUMANITARIAN AID, FOOD ASSISTANCE AND DISASTER PREPAREDNESS
1 092 234 779
1 197 700 000
1 642 271 335
1 593 740 000
1 520 576 595,76
1 494 297 195,31
23 03
THE UNION CIVIL PROTECTION MECHANISM
159 899 000
78 067 750
55 902 000
48 315 041
42 264 396,29
43 463 474,55
Reserves (40 02 41)
117 200 000
54 760 000
159 899 000
78 067 750
173 102 000
103 075 041
42 264 396,29
43 463 474,55
23 04
EU AID VOLUNTEERS INITIATIVE
19 355 000
17 584 960
18 365 000
14 881 584
19 049 260,73
15 217 130,51
Title 23 — Total
1 325 017 691
1 346 881 622
1 764 263 810
1 704 662 100
1 630 304 494,81
1 601 392 042,40
Reserves (40 02 41)
117 200 000
54 760 000
1 325 017 691
1 346 881 622
1 881 463 810
1 759 422 100
1 630 304 494,81
1 601 392 042,40
CHAPTER 23 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘HUMANITARIAN AID AND CIVIL PROTECTION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
23 01
ADMINISTRATIVE EXPENDITURE OF THE ‘HUMANITARIAN AID AND CIVIL PROTECTION’ POLICY AREA
23 01 01
Expenditure related to officials and temporary staff in the ‘Humanitarian aid and civil protection’ policy area
5.2
32 170 833
28 584 545
27 456 693 ,—
85,35
23 01 02
External personnel and other management expenditure in support of the ‘Humanitarian aid and civil protection’ policy area
23 01 02 01
External personnel
5.2
6 370 953
4 587 606
3 265 307 ,—
51,25
23 01 02 11
Other management expenditure
5.2
2 008 315
1 912 327
1 822 148,07
90,73
Article 23 01 02 — Subtotal
8 379 268
6 499 933
5 087 455,07
60,71
23 01 03
Expenditure related to information and communication technology equipment and services of the ‘Humanitarian aid and civil protection’ policy area
5.2
2 133 590
1 916 332
2 198 269,23
103,03
23 01 04
Support expenditure for operations and programmes in the ‘Humanitarian aid and civil protection’ policy area
23 01 04 01
Support expenditure for humanitarian aid, food assistance and disaster preparedness
4
9 589 221
9 552 665
12 578 824,73
131,18
Article 23 01 04 — Subtotal
9 589 221
9 552 665
12 578 824,73
131,18
23 01 06
Executive agencies
23 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from EU Aid Volunteers initiative
4
1 256 000
1 172 000
1 093 000 ,—
87,02
Article 23 01 06 — Subtotal
1 256 000
1 172 000
1 093 000 ,—
87,02
Chapter 23 01 — Total
53 528 912
47 725 475
48 414 242,03
90,45
23 01 01
Expenditure related to officials and temporary staff in the ‘Humanitarian aid and civil protection’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
32 170 833
28 584 545
27 456 693 ,—
23 01 02
External personnel and other management expenditure in support of the ‘Humanitarian aid and civil protection’ policy area
23 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 370 953
4 587 606
3 265 307 ,—
23 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 008 315
1 912 327
1 822 148,07
23 01 03
Expenditure related to information and communication technology equipment and services of the ‘Humanitarian aid and civil protection’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 133 590
1 916 332
2 198 269,23
23 01 04
Support expenditure for operations and programmes in the ‘Humanitarian aid and civil protection’ policy area
23 01 04 01
Support expenditure for humanitarian aid, food assistance and disaster preparedness
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
9 589 221
9 552 665
12 578 824,73
Remarks
This appropriation is intended to cover support expenditure directly linked to the achievement of the objectives of the humanitarian aid policy. This covers, inter alia:
—
expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts,
—
fees and reimbursable expenses incurred through service contracts to undertake audits and evaluations of partners and actions of the Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO),
—
expenditure on studies, information systems and publications, on public awareness and information campaigns, and on any other measure highlighting the Union character of the aid,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff) limited to EUR 1 800 000. This personnel is intended to take over the tasks that were entrusted to external contractors handling the administration of individual experts and to manage programmes in third countries. That amount, based on an estimated annual cost per person/year, is intended to cover the remuneration of the external personnel in question and training, meetings, missions, information technology (IT) expenditure and telecommunications expenditure related to their tasks,
—
expenditure related to the purchase and maintenance of security, specialised IT and communication tools and technical services necessary for the establishment and functioning of the Emergency Response Centre. This centre (‘crisis room’) will be operational on a 24-hour basis and responsible for the coordination of the Union’s civilian disaster response, in particular to ensure full consistency and efficient cooperation between humanitarian aid and civil protection,
—
expenditure on the development, maintenance, operation and support of information systems, intended for internal use or to improve the development and humanitarian nexus in key sectors such as food assistance and nutrition; coordination between the Commission and other institutions, national administrations, agencies, non-governmental organisations, other partners in humanitarian aid, and Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO) experts in the field.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
This appropriation covers administrative expenditure under Articles 23 02 01 and 23 02 02.
23 01 06
Executive agencies
23 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from EU Aid Volunteers initiative
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 256 000
1 172 000
1 093 000 ,—
Remarks
This appropriation is intended to cover the operating costs of the Education, Audiovisual and Culture Executive Agency incurred as a result of the management of the EU Aid Volunteers initiative under Chapter 23 04 entrusted to the Agency.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Commission Implementing Decision 2013/776/EU of 18 December 2013 establishing the ‘Education, Audiovisual and Culture Executive Agency’ and repealing Decision 2009/336/EC (
OJ L 343, 19.12.2013, p. 46
).
Regulation (EU) No 375/2014 of the European Parliament and of the Council of 3 April 2014 establishing the European Voluntary Humanitarian Aid Corps (‘EU Aid Volunteers initiative’) (
OJ L 122, 24.4.2014, p. 1
).
Reference acts
Commission Decision C(2013) 9189 of 18 December 2013 delegating powers to the Education, Audiovisual and Culture Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of education, audiovisual and culture, comprising, in particular, implementation of appropriations entered in the general budget of the Union and of the EDF allocations.
CHAPTER 23 02 —
   
HUMANITARIAN AID, FOOD ASSISTANCE AND DISASTER PREPAREDNESS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 02
HUMANITARIAN AID, FOOD ASSISTANCE AND DISASTER PREPAREDNESS
23 02 01
Delivery of rapid, effective and needs-based humanitarian aid and food assistance
4
1 042 234 779
1 144 000 000
1 592 271 335
1 540 690 000
1 470 076 595,76
1 446 290 593,09
126,42
23 02 02
Disaster prevention, disaster risk reduction and preparedness
4
50 000 000
53 700 000
50 000 000
52 800 000
50 000 000 ,—
48 006 602,22
89,40
23 02 77
Pilot projects and preparatory actions
23 02 77 01
Pilot project — Ensuring effective delivery of aid to victims of sexual and gender-based violence in humanitarian settings
4
p.m.
p.m.
p.m.
250 000
500 000 ,—
0 ,—
Article 23 02 77 — Subtotal
p.m.
p.m.
p.m.
250 000
500 000 ,—
0 ,—
Chapter 23 02 — Total
1 092 234 779
1 197 700 000
1 642 271 335
1 593 740 000
1 520 576 595,76
1 494 297 195,31
124,76
23 02 01
Delivery of rapid, effective and needs-based humanitarian aid and food assistance
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 042 234 779
1 144 000 000
1 592 271 335
1 540 690 000
1 470 076 595,76
1 446 290 593,09
Remarks
This appropriation is intended to cover the financing of humanitarian and food assistance operations of a humanitarian nature to help people in countries outside the Union who are the victims of conflicts or disasters, both natural and man-made (wars, outbreaks of fighting, etc.), or comparable emergencies, for as long as is necessary to meet the humanitarian needs that such situations give rise to. It will be carried out in accordance with the rules on humanitarian aid under Regulation (EC) No 1257/96.
The aid and assistance is granted to victims without discrimination or adverse distinction on the grounds of race, ethnic origin, religion, disability, sex, age, nationality or political affiliation. That aid and assistance is provided in accordance with international humanitarian law and should not be subject to restrictions imposed by other partner donors, as long as it is necessary to meet the humanitarian needs to which such situations give rise.
This appropriation is also intended to cover the purchase and delivery of any product or equipment needed for the implementation of humanitarian aid operations, including the building of homes or shelters for affected groups of people, short-term rehabilitation and reconstruction work, particularly of infrastructure and facilities, the costs associated with external, expatriate or local staff, storage, international or national shipment, logistic support and distribution of relief and any other action aimed at facilitating freedom of access to the recipients of the aid.
This appropriation may be used to finance the purchase and delivery of food, seeds, livestock or any product or equipment needed for the implementation of the humanitarian aid and food assistance operations.
This appropriation may also cover any other costs directly linked to the implementation of humanitarian aid operations and the cost of the measures that are essential for implementing food assistance operations of a humanitarian nature within the requisite timescale and in a way which meets the needs of the recipients, satisfies the requirement to achieve the greatest possible degree of cost-effectiveness and provides greater transparency.
It covers, inter alia:
—
measures to provide an enabling environment and access to quality education in humanitarian emergencies, including the basic rehabilitation and reconstruction of school buildings and facilities, psycho-social support, training of teachers and any product or equipment needed for the implementation of humanitarian aid operations related to access to education,
—
feasibility studies on humanitarian operations, evaluations of humanitarian aid projects and plans, visibility operations and information campaigns linked to humanitarian operations,
—
the monitoring of humanitarian aid projects and plans and the promotion and development of initiatives intended to increase coordination and cooperation so as to make aid more effective and improve the monitoring of projects and plans,
—
the supervision and coordination of the implementation of aid operations forming part of the humanitarian aid and food assistance concerned activities, in particular the terms for the supply, delivery, distribution and use of the products involved, including the use of counterpart funds,
—
measures to strengthen Union coordination with the Member States, other donor countries, international organisations and institutions (in particular those forming part of the United Nations), non-governmental organisations and organisations representing the latter,
—
the financing of technical assistance contracts to facilitate the exchange of technical know-how and expertise between Union humanitarian organisations and agencies or between such bodies and those of third countries,
—
studies and training linked to the achievement of the objectives of the humanitarian aid and food assistance policy,
—
action grants and running cost grants in favour of humanitarian networks,
—
humanitarian mine-clearance operations including public awareness campaigns for local communities on anti-personnel mines,
—
expenditure incurred by the network on humanitarian assistance (NOHA), pursuant to Article 4 of Regulation (EC) No 1257/96. This is a one-year multidisciplinary postgraduate diploma in the humanitarian field designed to promote greater professionalism amongst humanitarian workers and involving several participating universities,
—
the transport and distribution of aid or assistance, including any related operations such as insurance, loading, unloading and coordination,
—
back-up measures that are essential for the programming, coordination and optimum implementation of the aid or assistance, the cost of which is not covered by other appropriations, e.g. exceptional transport and storage operations, processing or preparation of foodstuffs on the spot, disinfection, consultants’ services, technical assistance and equipment directly involved in providing the aid or assistance (tools, utensils, fuel, etc.),
—
pilot schemes concerning new forms of transport, packaging or storage, studies of food assistance operations, visibility operations linked to the humanitarian operations, and information campaigns to increase public awareness,
—
the storage of food (including administrative costs, futures operations, with or without options, training of technicians, purchase of packaging and mobile storage units and cost of maintaining and repairing stores),
—
the technical assistance necessary for the preparation and implementation of humanitarian aid projects, in particular expenditure incurred covering the cost of contracts of individual experts in the field and the infrastructure and logistics costs, covered by imprest accounts and expenditure authorisations, of the Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO) units deployed throughout the world.
In order to ensure full financial transparency under Articles 62 and 154 to 156 of the Financial Regulation, the Commission, when concluding or modifying agreements on the management and implementation of projects by international organisations, will make every effort to commit to sending all their internal and external audits regarding the use of Union funds to the Court of Auditors and to the Internal Auditor of the Commission.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The corresponding amount is estimated at EUR 133 000 000 in payment appropriations. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Items 4 0 1 1 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
23 02 02
Disaster prevention, disaster risk reduction and preparedness
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
50 000 000
53 700 000
50 000 000
52 800 000
50 000 000 ,—
48 006 602,22
Remarks
This appropriation is intended to cover the financing of operations to prepare for or prevent disasters or comparable emergencies and ensure the development of early warning systems for all types of natural disaster (floods, cyclones, volcanic eruptions, forest fires, etc.), including the purchase and transport of any equipment required for that purpose.
This appropriation may also cover any other costs directly linked to the implementation of disaster preparedness operations, such as:
—
the financing of scientific studies on the prevention of disasters,
—
the reform of long-established practices that increase the risk of disasters happening,
—
the constitution of emergency stocks of goods and equipment for use in connection with humanitarian aid operations,
—
the technical assistance necessary for the preparation and implementation of disaster preparedness projects, in particular expenditure incurred covering the cost of contracts of individual experts in the field and the infrastructure and logistics costs, covered by imprest accounts and expenditure authorisations, of the Directorate-General for European Civil Protection and Humanitarian Aid Operations units deployed throughout the world. Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 1257/96 of 20 June 1996 concerning humanitarian aid (
OJ L 163, 2.7.1996, p. 1
).
23 02 77
Pilot projects and preparatory actions
23 02 77 01
Pilot project — Ensuring effective delivery of aid to victims of sexual and gender-based violence in humanitarian settings
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
250 000
500 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 23 03 —
   
THE UNION CIVIL PROTECTION MECHANISM
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 03
THE UNION CIVIL PROTECTION MECHANISM
23 03 01
Disaster prevention and preparedness
23 03 01 01
Disaster prevention and preparedness within the Union
3
122 788 000
48 000 000
28 256 000
23 200 000
30 183 918,77
31 623 481,27
65,88
Reserves (40 02 41)
105 900 000
46 560 000
122 788 000
48 000 000
134 156 000
69 760 000
30 183 918,77
31 623 481,27
23 03 01 02
Disaster prevention and preparedness in third countries
4
6 029 000
5 206 250
5 846 000
5 819 041
5 113 685,40
5 912 222,76
113,56
23 03 01 03
European Solidarity Corps — Contribution from Union Civil Protection Mechanism (UCPM)
3
2 000 000
2 000 000
2 000 000
2 000 000
2 000 000 ,—
1 500 000 ,—
75,00
Article 23 03 01 — Subtotal
130 817 000
55 206 250
36 102 000
31 019 041
37 297 604,17
39 035 704,03
70,71
Reserves (40 02 41)
105 900 000
46 560 000
130 817 000
55 206 250
142 002 000
77 579 041
37 297 604,17
39 035 704,03
23 03 02
Rapid and efficient emergency response interventions in the event of major disasters
23 03 02 01
Rapid and efficient emergency response interventions in the event of major disasters within the Union
3
16 382 000
12 000 000
4 100 000
3 700 000
2 342 764 ,—
910 697,99
7,59
Reserves (40 02 41)
9 300 000
6 200 000
16 382 000
12 000 000
13 400 000
9 900 000
2 342 764 ,—
910 697,99
23 03 02 02
Rapid and efficient emergency response interventions in the event of major disasters in third countries
4
12 700 000
10 500 000
15 700 000
12 846 000
1 418 928,12
2 655 691,93
25,29
Reserves (40 02 41)
2 000 000
2 000 000
12 700 000
10 500 000
17 700 000
14 846 000
1 418 928,12
2 655 691,93
Article 23 03 02 — Subtotal
29 082 000
22 500 000
19 800 000
16 546 000
3 761 692,12
3 566 389,92
15,85
Reserves (40 02 41)
11 300 000
8 200 000
29 082 000
22 500 000
31 100 000
24 746 000
3 761 692,12
3 566 389,92
23 03 51
Completion of programmes and actions in the field of civil protection within the Union (prior to 2014)
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
23 03 77
Pilot projects and preparatory actions
23 03 77 03
Pilot project — Early-warning system for natural disasters
3
p.m.
p.m.
p.m.
p.m.
0 ,—
499 850,60
23 03 77 04
Preparatory action — Network of European hubs for civil protection and crisis management
4
p.m.
361 500
p.m.
750 000
1 205 100 ,—
361 530 ,—
100,01
Article 23 03 77 — Subtotal
p.m.
361 500
p.m.
750 000
1 205 100 ,—
861 380,60
238,28
Chapter 23 03 — Total
159 899 000
78 067 750
55 902 000
48 315 041
42 264 396,29
43 463 474,55
55,67
Reserves (40 02 41)
117 200 000
54 760 000
159 899 000
78 067 750
173 102 000
103 075 041
42 264 396,29
43 463 474,55
23 03 01
Disaster prevention and preparedness
23 03 01 01
Disaster prevention and preparedness within the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 03 01 01
122 788 000
48 000 000
28 256 000
23 200 000
30 183 918,77
31 623 481,27
Reserves (40 02 41)
105 900 000
46 560 000
Total
122 788 000
48 000 000
134 156 000
69 760 000
30 183 918,77
31 623 481,27
Remarks
This appropriation is intended to cover expenditure on actions in the field of civil protection. It aims at supporting, coordinating and supplementing the actions of the Member States, EFTA States and candidate countries having signed an appropriate agreement with the Union in the field of preparedness and prevention with regard to natural and man-made disasters, including acts of terrorism and technological, radiological or environmental accidents, marine pollution and acute health emergencies, occurring inside the Union. It also aims to facilitate closer cooperation between the Member States in the field of civil protection.
It covers, in particular:
—
actions in the field of prevention aiming at supporting and promoting Member States’ risk assessment and mapping activity, such as the sharing of good practice, the compilation and dissemination of information from Member States on risk management activity including peer reviews,
—
the creation of a ‘European emergency response capacity’, a ‘stand-by’ capability for resources and equipment to be made available to a Member State in the event of an emergency,
—
the development and management of a certification and registration process for the ‘European emergency response capacity’. This includes also the development of capacity goals and quality requirements,
—
the identification of significant response capacity gaps in the ‘European emergency response capacity’ and support to the development of required capacities,
—
the identification of intervention experts, modules and other support available in Member States for assistance interventions in case of emergencies,
—
the development and maintenance of a network of trained experts of Member States to assist at headquarters level in the monitoring, information and coordination tasks of the Emergency Response Coordination Centre (ERCC),
—
a programme of lessons learnt from civil protection interventions and exercises in the framework of the Union Civil Protection Mechanism,
—
a training programme for intervention teams, external personnel and experts, to provide the knowledge and tools needed to participate effectively in Union interventions and to develop a common European intervention culture,
—
the management of a training network open to training centres for civil protection and emergency management personnel and other relevant actors to provide guidance on Union and international civil protection training,
—
the management of an exercises programme including command post exercises, full-scale exercises and exercises for civil protection modules to test interoperability, train civil protection officials and create a common intervention culture,
—
exchanges of experts to enhance understanding of Union civil protection and to share information and experience,
—
information and communication (ICT) systems, in particular CECIS (common emergency communication and information system), facilitating the exchange of information with Member States during emergencies, to improve efficiency and to enable the exchange of ‘EU classified’ information. This covers the costs of development, maintenance, operation and support (hardware, software and services) of the systems. It also covers the cost of project management, quality control, security, documentation and training linked to the implementation of such systems,
—
the study and development of civil protection modules within the meaning of Article 4 of Decision No 1313/2013/EU including support to improve their interoperability,
—
the study and development of disaster detection and early warning systems,
—
the study and development of scenario-building, asset mapping and plans for the deployment of response capacities,
—
workshops, seminars, projects, studies, surveys, modelling, scenario-building and contingency planning, capacity-building assistance, demonstration projects, technology transfer, awareness-raising, information, communication and monitoring, assessment and evaluation,
—
other supporting and complementary actions necessary in the framework of the Union Civil Protection Mechanism to achieve a high level of protection against disasters and enhance the Union’s state of preparedness to respond to disasters,
—
expenditure on audits and evaluation as enshrined in the Union Civil Protection Mechanism.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contribution from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 1313/2013/EU of the European Parliament and of the Council of 17 December 2013 on a Union Civil Protection Mechanism (
OJ L 347, 20.12.2013, p. 924
).
23 03 01 02
Disaster prevention and preparedness in third countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
6 029 000
5 206 250
5 846 000
5 819 041
5 113 685,40
5 912 222,76
Remarks
This appropriation is intended to cover expenditure on actions in the field of civil protection. It aims at supporting, coordinating and supplementing the actions of the Member States, EFTA States, acceding countries, candidate countries and potential candidates having signed an appropriate agreement with the Union in the field of preparedness and prevention with regard to natural and man-made disasters, including acts of terrorism and technological, radiological or environmental accidents, marine pollution and acute health emergencies, occurring in third countries. It covers in particular the mobilisation of experts to assess prevention and preparedness needs in third countries in the event of disasters, and the basic logistical support for such experts.
It also aims at providing financial support for certain actions covered under Articles 21 and 22 of Decision No 1313/2013/EU to candidate countries not participating in the Union Civil Protection Mechanism and countries under the European Neighbourhood Policy to the extent that they complement funding available from the Instrument for Pre-Accession Assistance and the European Neighbourhood Instrument.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contribution from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Decision No 1313/2013/EU of the European Parliament and of the Council of 17 December 2013 on a Union Civil Protection Mechanism (
OJ L 347, 20.12.2013, p. 924
).
23 03 01 03
European Solidarity Corps — Contribution from Union Civil Protection Mechanism (UCPM)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 000 000
2 000 000
2 000 000
2 000 000
2 000 000 ,—
1 500 000 ,—
Remarks
This appropriation is intended to cover the financial contribution provided by the Union Civil Protection Mechanism to the European Solidarity Corps in line with its general and specific objectives.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1313/2013/EU of the European Parliament and of the Council of 17 December 2013 on a Union Civil Protection Mechanism (
OJ L 347, 20.12.2013, p. 924
).
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
23 03 02
Rapid and efficient emergency response interventions in the event of major disasters
23 03 02 01
Rapid and efficient emergency response interventions in the event of major disasters within the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 03 02 01
16 382 000
12 000 000
4 100 000
3 700 000
2 342 764 ,—
910 697,99
Reserves (40 02 41)
9 300 000
6 200 000
Total
16 382 000
12 000 000
13 400 000
9 900 000
2 342 764 ,—
910 697,99
Remarks
This appropriation is intended to cover expenditure related to civil protection intervention within the Union under the Union Civil Protection Mechanism:
—
the provision of support to Member States in obtaining access to equipment and transport resources,
—
the provision of additional transport resources and associated logistics, necessary for ensuring a rapid response to major emergencies and complementing the transport provided by the Member States,
—
the mobilisation of experts to assess assistance needs and facilitate Union assistance in Member States in the event of disasters, and the basic logistical support for such experts,
—
the deployment of trained experts of Member States to the Emergency Response Coordination Centre (ERCC) in order to assist in the monitoring, information and coordination tasks of the ERCC,
—
any supporting and complementary action in order to facilitate the coordination of response in the most effective way.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contribution from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 1313/2013/EU of the European Parliament and of the Council of 17 December 2013 on a Union Civil Protection Mechanism (
OJ L 347, 20.12.2013, p. 924
).
23 03 02 02
Rapid and efficient emergency response interventions in the event of major disasters in third countries
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 03 02 02
12 700 000
10 500 000
15 700 000
12 846 000
1 418 928,12
2 655 691,93
Reserves (40 02 41)
2 000 000
2 000 000
Total
12 700 000
10 500 000
17 700 000
14 846 000
1 418 928,12
2 655 691,93
Remarks
This appropriation is intended to cover expenditure related to civil protection intervention in third countries under the Union Civil Protection Mechanism:
—
mobilisation of experts to assess assistance needs and facilitate European assistance in third countries in case of disasters,
—
the provision of support to Member States in obtaining access to equipment and transport resources,
—
the provision of Union civil protection assistance, including the provision of relevant information on means of transport as well as associated logistics, in the event of disaster,
—
support for consular assistance to the citizens of the Union in major emergencies in third countries regarding civil protection activities, upon request from the consular authorities of the Member States,
—
any supporting and complementary action in order to facilitate the coordination of response in the most effective way.
Implementing partners may include authorities of the Member States or of beneficiary countries and their agencies, regional and international organisations and their agencies, non-governmental organisations, public and private operators and individual organisations or operators (including staff seconded from Member State administrations) with appropriate specialised expertise and experience.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contribution from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Decision No 1313/2013/EU of the European Parliament and of the Council of 17 December 2013 on a Union Civil Protection Mechanism (
OJ L 347, 20.12.2013, p. 924
).
23 03 51
Completion of programmes and actions in the field of civil protection within the Union (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the clearance of commitments made for programmes and actions in the field of civil protection. It is also intended to cover payments in respect of commitments resulting from actions in the field of civil protection and from activities undertaken within the framework for the protection of the marine environment, coastlines and human health against the risks of accidental or deliberate marine pollution at sea.
This appropriation is also intended to cover part of the expenditure related to civil protection intervention in third countries under the Civil Protection Financial Instrument and the Community Civil Protection Mechanism.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contribution from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Council Decision 1999/847/EC of 9 December 1999 establishing a Community action programme in the field of civil protection (
OJ L 327, 21.12.1999, p. 53
).
Decision No 2850/2000/EC of the European Parliament and of the Council of 20 December 2000 setting up a Community framework for cooperation in the field of accidental or deliberate marine pollution (
OJ L 332, 28.12.2000, p. 1
).
Council Decision 2001/792/EC, Euratom of 23 October 2001 establishing a Community mechanism to facilitate reinforced cooperation in civil protection assistance interventions (
OJ L 297, 15.11.2001, p. 7
).
Council Decision 2007/162/EC, Euratom of 5 March 2007 establishing a Civil Protection Financial Instrument (
OJ L 71, 10.3.2007, p. 9
).
Council Decision 2007/779/EC, Euratom of 8 November 2007 establishing a Community Civil Protection Mechanism (
OJ L 314, 1.12.2007, p. 9
).
23 03 77
Pilot projects and preparatory actions
23 03 77 03
Pilot project — Early-warning system for natural disasters
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
499 850,60
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
23 03 77 04
Preparatory action — Network of European hubs for civil protection and crisis management
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
361 500
p.m.
750 000
1 205 100 ,—
361 530 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The creation of a network of European hubs, with existing infrastructures specialised in different components of civil protection and crisis management interventions, could help to prepare the Union, its Member States and various stakeholders (including the Directorate-General for European Civil protection and Humanitarian Aid Operations) for tackling new challenges in the field of civil protection and crisis management.
Emerging new risks can lead to global crises (for instance, population displacement or new types of terrorist attacks). Hence there is a need for:
(1)
identifying existing gaps for which new scenarios should be designed to react to global crisis situations more quickly, more effectively and with deeper coordination between European actors. Experience sharing and promotion of best practices at European level will also make risk prevention more effective;
(2)
existing infrastructure and projects to be used for enhanced capacity building and pooling for interventions in and outside Europe. This could involve geographical and technical specialisation of the hubs, depending on the type of risk, e.g. forest fires, health assistance, shelters and containers for humanitarian aid;
(3)
designing new European standards for capacities (i.e. new types of crisis equipment) in order to strengthen European knowledge and make actions in the field more visible.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 23 04 —
   
EU AID VOLUNTEERS INITIATIVE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 04
EU AID VOLUNTEERS INITIATIVE
23 04 01
EU Aid Volunteers initiative — Strengthening the Union’s capacity to respond to humanitarian crises
4
19 355 000
17 584 960
18 365 000
14 881 584
19 049 260,73
15 217 130,51
86,53
Chapter 23 04 — Total
19 355 000
17 584 960
18 365 000
14 881 584
19 049 260,73
15 217 130,51
86,53
23 04 01
EU Aid Volunteers initiative — Strengthening the Union’s capacity to respond to humanitarian crises
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
19 355 000
17 584 960
18 365 000
14 881 584
19 049 260,73
15 217 130,51
Remarks
This appropriation is intended to cover the implementation of the European Voluntary Humanitarian Aid Corps (‘EU Aid Volunteers initiative’).
The objective of the EU Aid Volunteers initiative is to contribute to strengthening the Union’s capacity to provide needs-based humanitarian aid aimed at preserving life, preventing and alleviating human suffering, and maintaining human dignity, and to strengthening the capacity and resilience of vulnerable or disaster-affected communities in third countries, particularly by means of disaster preparedness, disaster risk reduction and by enhancing the link between relief, rehabilitation and development. That objective shall be attained through the added value of joint contributions of EU Aid Volunteers, expressing the Union’s values and solidarity with people in need and visibly promoting a sense of Union citizenship.
This appropriation is intended to cover the following measures and items of expenditure:
—
the certification of sending and hosting organisations,
—
the identification and selection of candidate volunteers,
—
the establishment of a training programme and support for training of candidate volunteers and apprenticeship placements,
—
the establishment, maintenance and updating of a database of EU Aid Volunteers,
—
the deployment of EU Aid Volunteers in order to support and complement humanitarian aid in third countries,
—
capacity building of hosting organisations,
—
technical assistance for sending organisations,
—
the establishment and management of a network for the EU Aid Volunteers initiative,
—
communication and awareness raising,
—
ancillary activity that furthers the accountability, transparency and effectiveness of the EU Aid Volunteers initiative.
Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.
Other assigned revenue received under Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 375/2014 of the European Parliament and of the Council of 3 April 2014 establishing the European Voluntary Humanitarian Aid Corps (‘EU Aid Volunteers initiative’) (
OJ L 122, 24.4.2014, p. 1
).
Commission Implementing Regulation (EU) No 1244/2014 of 20 November 2014 laying down rules for the implementation of Regulation (EU) No 375/2014 of the European Parliament and of the Council establishing the European Voluntary Humanitarian Aid Corps (‘EU Aid Volunteers initiative’) (
OJ L 334, 21.11.2014, p. 52
).
Commission Delegated Regulation (EU) No 1398/2014 of 24 October 2014 laying down standards regarding candidate volunteers and EU Aid Volunteers (
OJ L 373, 31.12.2014, p. 8
).
TITLE 24
FIGHT AGAINST FRAUD
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
24 01
ADMINISTRATIVE EXPENDITURE OF THE ‘FIGHT AGAINST FRAUD’ POLICY AREA
60 673 000
60 673 000
59 726 000
59 726 000
58 549 241,87
58 549 241,87
24 02
PROMOTING ACTIVITIES IN THE FIELD OF THE PROTECTION OF THE EUROPEAN UNION’S FINANCIAL INTERESTS (HERCULE III)
16 443 100
13 647 773
15 891 200
16 064 692
14 801 831,36
7 981 003,41
24 04
ANTI-FRAUD INFORMATION SYSTEM
7 453 500
6 559 080
7 194 900
7 154 572
7 548 724,16
6 652 046,10
Title 24 — Total
84 569 600
80 879 853
82 812 100
82 945 264
80 899 797,39
73 182 291,38
CHAPTER 24 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘FIGHT AGAINST FRAUD’ POLICY AREA
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
24 01
ADMINISTRATIVE EXPENDITURE OF THE ‘FIGHT AGAINST FRAUD’ POLICY AREA
24 01 07
European Anti-Fraud Office
5.2
60 473 000
59 526 000
58 345 899,87
96,48
24 01 08
Expenditure resulting from the mandate of the Supervisory Committee of the European Anti-Fraud Office
5.2
200 000
200 000
203 342 ,—
101,67
Chapter 24 01 — Total
60 673 000
59 726 000
58 549 241,87
96,50
24 01 07
European Anti-Fraud Office
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
60 473 000
59 526 000
58 345 899,87
Remarks
This appropriation is intended to cover expenditure relating to the European Anti-Fraud Office (OLAF), including for OLAF staff posted in Union delegations, the objective of which is to combat fraud within an interinstitutional framework.
Legal basis
Commission Decision 1999/352/EC, ECSC, Euratom of 28 April 1999 establishing the European Anti-fraud Office (OLAF) (
OJ L 136, 31.5.1999, p. 20
), and in particular Article 4 and Article 6(3) thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council of 11 September 2013 concerning investigations conducted by the European Anti-Fraud Office (OLAF) and repealing Regulation (EC) No 1073/1999 of the European Parliament and of the Council and Council Regulation (Euratom) No 1074/1999 (
OJ L 248, 18.9.2013, p. 1
).
24 01 08
Expenditure resulting from the mandate of the Supervisory Committee of the European Anti-Fraud Office
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
200 000
203 342 ,—
Remarks
This appropriation is intended to cover all expenditure resulting from the mandate of the members of the Supervisory Committee of the European Anti-Fraud Office (OLAF), namely:
—
allowances granted to the members of the Supervisory Committee for the time dedicated to the fulfilment of their functions, as well as their travel expenses and ancillary costs,
—
costs incurred by members of the Supervisory Committee officially representing the Supervisory Committee,
—
all operating expenditure, such as the cost of purchase of equipment, stationery and office supplies and expenditure arising from communications and telecommunications (postal charges, telephone, fax and telegraph charges), documentation and library expenditure, the purchase of books and subscriptions to information media,
—
travel, subsistence and incidental expenses of experts, invited by the members of the Supervisory Committee to participate in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure (in the headquarters of the institutions or external offices),
—
expenditure on specialised studies and consultations contracted out to highly qualified experts (individuals or firms) where the members of the Supervisory Committee are unable to entrust such studies to suitable staff of OLAF.
Moreover, for the sake of transparency, the resources made available to the secretariat of the Supervisory Committee in PMO’s budget (Article 26 01 21) can be identified. Based on a secretariat of seven permanent posts and an allocation for one member of contract staff, the appropriations for the operation of the secretariat of the Supervisory Committee would amount to approximately EUR 1 000 000. This amount covers expenditure on staff costs, training, missions, internal meetings, buildings and IT.
Legal basis
Commission Decision 1999/352/EC, ECSC, Euratom of 28 April 1999 establishing the European Anti-fraud Office (OLAF) (
OJ L 136, 31.5.1999, p. 20
), and in particular Article 4 and Article 6(3) thereof.
Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council of 11 September 2013 concerning investigations conducted by the European Anti-Fraud Office (OLAF) and repealing Regulation (EC) No 1073/1999 of the European Parliament and of the Council and Council Regulation (Euratom) No 1074/1999 (
OJ L 248, 18.9.2013, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
CHAPTER 24 02 —
   
PROMOTING ACTIVITIES IN THE FIELD OF THE PROTECTION OF THE EUROPEAN UNION’S FINANCIAL INTERESTS (HERCULE III)
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
24 02
PROMOTING ACTIVITIES IN THE FIELD OF THE PROTECTION OF THE EUROPEAN UNION’S FINANCIAL INTERESTS (HERCULE III)
24 02 01
Preventing and combating fraud, corruption and any other illegal activities affecting the Union’s financial interests
1.1
16 443 100
13 647 773
15 891 200
16 064 692
14 801 831,36
7 981 003,41
58,48
24 02 51
Completion of actions in the field of fight against fraud
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 24 02 — Total
16 443 100
13 647 773
15 891 200
16 064 692
14 801 831,36
7 981 003,41
58,48
24 02 01
Preventing and combating fraud, corruption and any other illegal activities affecting the Union’s financial interests
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 443 100
13 647 773
15 891 200
16 064 692
14 801 831,36
7 981 003,41
Remarks
This appropriation is intended to cover the actions listed in Article 8 of Regulation (EU) No 250/2014.
Any revenue from the contributions from participating countries as listed in Article 7(2) of Regulation (EU) No 250/2014 for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with point (e) of Article 21(2) of the Financial Regulation.
Legal basis
Regulation (EU) No 250/2014 of the European Parliament and of the Council of 26 February 2014 establishing a programme to promote activities in the field of the protection of the financial interests of the European Union (Hercule III programme) and repealing Decision No 804/2004/EC (
OJ L 84, 20.3.2014, p. 6
), and in particular Article 4 thereof.
24 02 51
Completion of actions in the field of fight against fraud
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover the completion costs for actions or activities organised in the framework of the Hercule II programme in the field of the protection of the Union’s financial interests, including in the field of the prevention of and the fight against cigarette smuggling and counterfeiting.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Council Regulation (Euratom, EC) No 2185/96 of 11 November 1996 concerning on-the-spot checks and inspections carried out by the Commission in order to protect the European Communities’ financial interests against fraud and other irregularities (
OJ L 292, 15.11.1996, p. 2
).
Regulation (EC) No 1073/1999 of the European Parliament and of the Council of 25 May 1999 concerning investigations conducted by the European Anti-Fraud Office (OLAF) (
OJ L 136, 31.5.1999, p. 1
).
Council Regulation (Euratom) No 1074/1999 of 25 May 1999 concerning investigations conducted by the European Anti-Fraud Office (OLAF) (
OJ L 136, 31.5.1999, p. 8
).
Decision No 878/2007/EC of the European Parliament and of the Council of 23 July 2007 amending and extending Decision No 804/2004/EC establishing a Community action programme to promote activities in the field of the protection of the Community’s financial interests (Hercule II programme) (
OJ L 193, 25.7.2007, p. 18
).
CHAPTER 24 04 —
   
ANTI-FRAUD INFORMATION SYSTEM
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
24 04
ANTI-FRAUD INFORMATION SYSTEM
24 04 01
Supporting mutual assistance in customs matters and facilitating secure electronic communication tools for Member States to report irregularities
1.1
7 453 500
6 559 080
7 194 900
7 154 572
7 548 724,16
6 652 046,10
101,42
Chapter 24 04 — Total
7 453 500
6 559 080
7 194 900
7 154 572
7 548 724,16
6 652 046,10
101,42
24 04 01
Supporting mutual assistance in customs matters and facilitating secure electronic communication tools for Member States to report irregularities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 453 500
6 559 080
7 194 900
7 154 572
7 548 724,16
6 652 046,10
Remarks
The Anti-Fraud Information System (AFIS) is an umbrella term for a set of anti-fraud applications operated by the European Anti-Fraud Office (OLAF) under a common technical infrastructure aiming at the timely and secure exchange of fraud-related information between the competent national and Union administrations, as well as storage and analysis of relevant data.
The AFIS encompasses two major areas, mutual assistance in customs matters and irregularities management.
AFIS supports mutual assistance in customs matters through specific information exchange modules and databases, analysis tools and electronic workflow applications.
AFIS also provides the Irregularities Management System (IMS), a secure electronic tool which facilitates the Member States' obligation to report irregularities detected in agricultural, structural, cohesion and fisheries funds, the Asylum, Migration and Integration Fund (AMIF), the instrument for financial support for police cooperation, preventing and combating crime, and crisis management (ISF) and the Fund for European Aid to the Most Deprived (FEAD) as well as pre-accession aid, and which supports the management and analysis of irregularities.
Legal basis
Council Regulation (EC) No 515/97 of 13 March 1997 on mutual assistance between the administrative authorities of the Member States and cooperation between the latter and the Commission to ensure the correct application of the law on customs and agricultural matters (
OJ L 82, 22.3.1997, p. 1
).
TITLE 25
COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
25 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE’ POLICY AREA
261 638 248
262 663 248
260 051 836
260 126 836
248 535 581,36
247 690 423,96
Title 25 — Total
261 638 248
262 663 248
260 051 836
260 126 836
248 535 581,36
247 690 423,96
CHAPTER 25 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
25 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE’ POLICY AREA
25 01 01
Expenditure related to officials and temporary staff in the ‘Commission’s policy coordination and legal advice’ policy area
25 01 01 01
Expenditure related to officials and temporary staff
5.2
196 831 474
196 831 474
193 035 376
193 035 376
181 412 814,26
181 412 814,26
92,17
25 01 01 03
Salaries, allowances and payments of Members of the institution
5.2
10 838 000
10 838 000
12 623 000
12 623 000
9 998 663,92
9 998 663,92
92,26
Article 25 01 01 — Subtotal
207 669 474
207 669 474
205 658 376
205 658 376
191 411 478,18
191 411 478,18
92,17
25 01 02
External personnel and other management expenditure in support of the ‘Commission’s policy coordination and legal advice’ policy area
25 01 02 01
External personnel
5.2
10 731 951
10 731 951
10 208 543
10 208 543
9 363 486,88
9 363 486,88
87,25
25 01 02 03
Special advisers
5.2
980 000
980 000
980 000
980 000
981 160 ,—
981 160 ,—
100,12
25 01 02 11
Other management expenditure
5.2
17 405 468
17 405 468
17 106 665
17 106 665
18 239 500,23
18 239 500,23
104,79
25 01 02 13
Other management expenditure of Members of the institution
5.2
4 600 000
4 600 000
4 150 000
4 150 000
4 615 898,68
4 615 898,68
100,35
Article 25 01 02 — Subtotal
33 717 419
33 717 419
32 445 208
32 445 208
33 200 045,79
33 200 045,79
98,47
25 01 03
Expenditure related to information and communication technology equipment and services of the ‘Commission’s policy coordination and legal advice’ policy area
5.2
13 053 988
13 053 988
12 941 252
12 941 252
14 523 955,57
14 523 955,57
111,26
25 01 07
Quality of legislation — Codification of Union law
5.2
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
25 01 08
Legal advice, litigation and infringements — Legal expenses
5.2
3 500 000
3 500 000
3 500 000
3 500 000
3 466 235,90
3 466 235,90
99,04
25 01 10
Union contribution for operation of the historical archives of the Union
5.2
1 497 367
1 497 367
1 472 000
1 472 000
2 346 500 ,—
2 346 500 ,—
156,71
25 01 11
Registries and publications
5.2
2 200 000
2 200 000
1 985 000
1 985 000
1 987 460,92
1 987 460,92
90,34
25 01 77
Pilot projects and preparatory actions
25 01 77 04
Pilot project — New technologies and information and communication technology (ICT) tools for the implementation and simplification of European Citizens’ Initiatives (ECI)
5.2
p.m.
p.m.
p.m.
250 000
499 905 ,—
489 210,10
25 01 77 05
Preparatory action — Linked open data in European public administration
5.2
p.m.
500 000
1 000 000
1 350 000
1 100 000 ,—
265 537,50
53,11
25 01 77 06
Pilot project — Reuse of digital standards to support the SME sector
5.2
p.m.
525 000
1 050 000
525 000
Article 25 01 77 — Subtotal
p.m.
1 025 000
2 050 000
2 125 000
1 599 905 ,—
754 747,60
73,63
Chapter 25 01 — Total
261 638 248
262 663 248
260 051 836
260 126 836
248 535 581,36
247 690 423,96
94,30
25 01 01
Expenditure related to officials and temporary staff in the ‘Commission’s policy coordination and legal advice’ policy area
25 01 01 01
Expenditure related to officials and temporary staff
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
196 831 474
193 035 376
181 412 814,26
25 01 01 03
Salaries, allowances and payments of Members of the institution
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 838 000
12 623 000
9 998 663,92
Remarks
This appropriation is intended to cover:
—
the basic salaries of Members of the Commission,
—
the residence allowances of Members of the Commission,
—
the family allowances of Members of the Commission, comprising:
—
household allowance,
—
dependent child allowance,
—
education allowance,
—
the representation allowances of Members of the Commission,
—
the employer’s contribution towards insurance against occupational diseases and accidents for Members of the Commission,
—
the employer’s contribution towards sickness insurance for former Members of the Commission,
—
birth grants,
—
in the event of the death of a Member of the Commission:
—
the deceased’s full remuneration until the end of the third month following that in which the death occurred,
—
the costs of transporting the body to the deceased’s place of origin,
—
the cost of weightings applied to the emoluments,
—
the cost of the weighting applied to the part of emoluments transferred to a country other than the country of employment,
—
the cost of any updates to remuneration during the financial year.
This appropriation is also intended to take into account any appropriation which may be required to cover:
—
travel expenses due to Members of the Commission (including their families) on taking up duty or leaving the institution,
—
installation and resettlement allowances due to Members of the Commission on taking up duty or leaving the institution,
—
removal expenses due to Members of the Commission on taking up duty or leaving the institution.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 2, 3, 4, 4a, 4b, 5, 11 and 14 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Regulation (EU) No 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
25 01 02
External personnel and other management expenditure in support of the ‘Commission’s policy coordination and legal advice’ policy area
25 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 731 951
10 208 543
9 363 486,88
25 01 02 03
Special advisers
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
980 000
980 000
981 160 ,—
Remarks
This appropriation is intended to cover the remuneration of special advisers, their mission expenses and the institution’s accident insurance contributions.
Legal basis
Conditions of Employment of Other Servants of the European Union.
25 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
17 405 468
17 106 665
18 239 500,23
Remarks
This appropriation is intended to finance all the costs relating to the Conference on European Democracy/the Future of Europe.
25 01 02 13
Other management expenditure of Members of the institution
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 600 000
4 150 000
4 615 898,68
Remarks
This appropriation is intended to cover:
—
travel expenses incurred, daily subsistence allowances and additional or exceptional expenditure incurred on mission,
—
expenditure on the Commission’s obligations in respect of entertainment and representation (this expenditure may be incurred individually by the Members of the Commission in the fulfilment of their duties and as part of the institution’s activities).
Refunds of mission expenses paid on behalf of other Union institutions or bodies and for third parties will be available as assigned revenue.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 20 000.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Article 6 thereof.
Commission Decision C(2007) 3494 of 18 July 2007 concerning the Regulation on representation and entertainment expenses made by the Commission, the President or the Commissioners.
Council Regulation (EU) No 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Commission Decision C(2018) 700 of 31 January 2018 on a Code of Conduct for the Members of the European Commission.
25 01 03
Expenditure related to information and communication technology equipment and services of the ‘Commission’s policy coordination and legal advice’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
13 053 988
12 941 252
14 523 955,57
25 01 07
Quality of legislation — Codification of Union law
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure relating to the codification and recasting of Union instruments.
25 01 08
Legal advice, litigation and infringements — Legal expenses
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 500 000
3 500 000
3 466 235,90
Remarks
This appropriation is intended to cover pre-litigation, litigation and mediation costs, and the services of lawyers or other experts called in to advise the Commission.
It also covers costs awarded against the Commission by the Court of Justice of the European Union, or other courts.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 500 000.
25 01 10
Union contribution for operation of the historical archives of the Union
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 497 367
1 472 000
2 346 500 ,—
Remarks
This appropriation is intended to cover expenditure of the European University Institute relating to the management (staff and operating costs) of the historical archives of the Union.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 925 133.
Legal basis
Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983 concerning the opening to the public of the historical archives of the European Economic Community and the European Atomic Energy Community (
OJ L 43, 15.2.1983, p. 1
).
Commission Decision No 359/83/ECSC of 8 February 1983 concerning the opening to the public of the historical archives of the European Coal and Steel Community (
OJ L 43, 15.2.1983, p. 14
).
Reference acts
Contract between the Commission and the European University Institute, Florence, signed on 17 December 1984.
25 01 11
Registries and publications
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 200 000
1 985 000
1 987 460,92
Remarks
This appropriation is intended to cover expenditure relating to the Commission’s registries and documentary databases on procedures and institutional, reference and other official documents, in particular expenditure relating to:
—
collecting, analysing and preparing of documents, including authors’ contracts, and freelance work,
—
developing, maintaining and operating information systems in support of such an activity,
—
collecting, including the purchase of data, documentation and rights to use,
—
editing, including data entry and data management, reproduction and translation,
—
disseminating through any medium, including printing, posting on internet distribution, and storage,
—
promoting those texts and documents.
25 01 77
Pilot projects and preparatory actions
25 01 77 04
Pilot project — New technologies and information and communication technology (ICT) tools for the implementation and simplification of European Citizens’ Initiatives (ECI)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
250 000
499 905 ,—
489 210,10
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
25 01 77 05
Preparatory action — Linked open data in European public administration
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
500 000
1 000 000
1 350 000
1 100 000 ,—
265 537,50
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action will develop the potential and enhance the active and passive use of open data by linking data (linked open data) for European public administrations. The concept of open data is becoming a reference for the dissemination of data produced by public administrations. ‘Knowledge is open if anyone is free to access, use, modify and share it — subject, at most, to measures that preserve provenance and openness.’ Open data refers to data that is legally open (i.e. data published under an open licence with conditions for re-use limited to attribution) and technically open (i.e. machine-readable and non-proprietary where possible). In practice, this means that the data is free to access for everybody and that the file format and its content are not restricted to a particular non-open source software tool. In recent years, several initiatives to disseminate open data have been launched at national and European level, including the Open Data Portal of the Publications Office of the European Union.
Linked open data is a method of publishing structured open data so that it can be interlinked and become more useful through semantic queries. It builds upon standard web technologies, but, rather than using them to serve web pages for human readers, it extends them to share information in a way that can be read automatically by computers. This enables data from different sources and different policy areas to be connected and queried.
This preparatory action will boost linked open data in European public administrations by developing the implementation of linked open data techniques and infrastructure. The aim is to identify, assess and support the exploitation of the potential of linked open data for European public administrations and, consequently, facilitate the generation of new data, information and knowledge.
The preparatory action targets open data produced and released by European public administrations (notably the European data portal) and focuses on:
—
enabling a core set of open data to be identified for linking according to ISA semantic guidelines. e.g. migration data,
—
providing the technical solutions to generate targeted queries to be used by European public administrations, e.g. a search engine for linked open data on migration,
—
providing the capability to define indicators and contextualise them, e.g. performance indicators for migration policies v statistics on migration,
—
promoting the culture and potential of linked open data.
Open dissemination of public administration data is critical for ensuring transparency and accountability of policy actions and empowering citizens in democratic processes.
The preparatory action builds on the results of the ongoing activity financed for 2018, which aims to develop the technical and semantic standards for linked open data dissemination in European public administration.
The preparatory action will make progress in producing analysis services for users. Access to open data is not sufficient in itself to ensure data usability. While linking data provides a powerful tool to generate information, harnessing the power of data for knowledge should be based on user-friendly data analytics systems that put the citizen in control.
The preparatory action will tangibly demonstrate the power of data integration for information purposes and help public administrations in Europe move towards enabling the ‘web of data’ for knowledge generation.
The specific aim is to pilot the implementation of visualisation and data analytics services so as to exploit the public administration linked open data cloud with a user-centred focus. It will demonstrate scalable, user-friendly and tailored tools to manage, process and analyse the data and make sense of them through intuitive visual analytics tools.
The solution will ensure reuse of the services across public administrations and by national and European open data portals. Accordingly, the action will be based on a co-creation development platform that will crowdsource contributions from civil society organisations and experts and organise co-development initiatives involving the open data community, including collaborative workshops and hackathons.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
25 01 77 06
Pilot project — Reuse of digital standards to support the SME sector
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
525 000
1 050 000
525 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
SMEs are a key engine for job creation and economic growth in Europe. They also include some of the most innovative start-up companies and are frequently linked to value creation and new product and service development. However, many SMEs have not yet fully benefited from the advantages of digital transformation.
In the context of the Digital Single Market, public administrations in Europe have promoted, with support from the Commission, the creation of generic digital public administration components enabling better services to be provided for citizens and business.
While these solutions have been adopted by public administrations in Europe as part of the digital transformation of government, in accordance with the principles set out in the Tallinn Declaration on eGoverment, their use for private-sector development has been limited so far. That reflects in part a lack of awareness about the technology potential of reusing these building blocks for market-based services.
Reusing generic open standards developed by public administrations for identity and access management, secure data exchange, digital trust services and eTranslation could help SMEs overcome the sunk cost of digital transformation and provide tools to create new services which can be offered in the market. This will create opportunities for growth and job creation and allow SMEs to benefit from digital transformation. At the same time SMEs could benefit from a one-stop-shop service portal to provide information and tools supporting compliance with Union data protection rules.
The pilot project will prepare ready-to-use implementations of open digital standards in the areas of digital identity and trust services and for secure data and documents exchange. The take-up of these solutions for the development and implementation of market services will be tested across different countries in Europe with the support of SME business associations. The prototype market services will demonstrate the use of eGovernment digital standards for private-sector development. The pilot project will also develop a service portal focused on SMEs’ compliance with Union data regulation rules and a set of tools to support data-enabled digital services.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 26
COMMISSION’S ADMINISTRATION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
26 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION’S ADMINISTRATION’ POLICY AREA
1 134 998 790
1 134 998 790
1 108 757 951
1 108 757 951
1 253 384 597,28
1 253 384 597,28
26 02
MULTIMEDIA PRODUCTION
7 000 000
7 000 000
7 670 000
7 670 000
6 601 575,48
6 797 926,60
26 03
SERVICES TO PUBLIC ADMINISTRATIONS, BUSINESSES AND CITIZENS
27 130 000
26 978 210
26 832 000
26 004 020
29 589 211,96
29 216 301,04
Reserves (40 02 41)
620 000
310 000
27 130 000
26 978 210
27 452 000
26 314 020
29 589 211,96
29 216 301,04
Title 26 — Total
1 169 128 790
1 168 977 000
1 143 259 951
1 142 431 971
1 289 575 384,72
1 289 398 824,92
Reserves (40 02 41)
620 000
310 000
1 169 128 790
1 168 977 000
1 143 879 951
1 142 741 971
1 289 575 384,72
1 289 398 824,92
CHAPTER 26 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION’S ADMINISTRATION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
26 01
ADMINISTRATIVE EXPENDITURE OF THE ‘COMMISSION’S ADMINISTRATION’ POLICY AREA
26 01 01
Expenditure related to officials and temporary staff in the ‘Commission’s administration’ policy area
5.2
172 764 744
169 474 056
163 471 257,04
94,62
26 01 02
External personnel and other management expenditure in support of the ‘Commission’s administration’ policy area
26 01 02 01
External personnel
5.2
8 640 277
8 376 101
13 045 039,53
150,98
26 01 02 11
Other management expenditure
5.2
23 269 859
23 567 532
35 846 419,41
154,05
Article 26 01 02 — Subtotal
31 910 136
31 943 633
48 891 458,94
153,22
26 01 03
Expenditure related to information and communication technology equipment and services of the ‘Commission’s administration’ policy area
5.2
11 457 868
11 361 681
13 085 490,19
114,21
26 01 04
Support expenditure for operations and programmes in the ‘Commission’s administration’ policy area
26 01 04 01
Support expenditure for interoperability solutions for European public administrations, businesses and citizens (ISA
2
)
1.1
400 000
400 000
409 222,50
102,31
Article 26 01 04 — Subtotal
400 000
400 000
409 222,50
102,31
26 01 09
Publications Office
5.2
103 592 000
93 116 400
98 304 772,37
94,90
26 01 10
Consolidation of Union law
5.2
p.m.
1 400 000
1 399 988,63
26 01 11
Official Journal of the European Union (L and C series)
5.2
p.m.
1 573 000
2 390 000 ,—
26 01 12
Summaries of Union legislation
5.2
p.m.
280 000
833 361,58
26 01 20
European Personnel Selection Office
5.2
26 212 000
26 478 000
27 430 487,02
104,65
26 01 21
Office for the Administration and Payment of Individual Entitlements
5.2
41 483 000
39 623 000
49 492 694,79
119,31
26 01 22
Infrastructure and logistics (Brussels)
26 01 22 01
Office for Infrastructure and Logistics in Brussels
5.2
83 519 000
80 679 000
88 960 430,61
106,52
26 01 22 02
Acquisition and renting of buildings in Brussels
5.2
212 404 000
209 546 533
228 189 699,09
107,43
26 01 22 03
Expenditure related to buildings in Brussels
5.2
77 681 000
75 052 000
80 109 466,41
103,13
26 01 22 04
Expenditure for equipment and furniture in Brussels
5.2
7 859 000
7 547 000
11 089 964,45
141,11
26 01 22 05
Services, supplies and other operating expenditure in Brussels
5.2
7 090 000
7 127 000
10 283 917,56
145,05
26 01 22 06
Guarding of buildings in Brussels
5.2
33 000 000
33 397 000
35 650 338,60
108,03
Article 26 01 22 — Subtotal
421 553 000
413 348 533
454 283 816,72
107,76
26 01 23
Infrastructure and logistics (Luxembourg)
26 01 23 01
Office for Infrastructure and Logistics in Luxembourg
5.2
26 067 000
25 231 000
24 610 878,06
94,41
26 01 23 02
Acquisition and renting of buildings in Luxembourg
5.2
45 239 000
44 038 228
98 255 736,17
217,19
26 01 23 03
Expenditure related to buildings in Luxembourg
5.2
16 100 000
17 053 000
16 560 739,11
102,86
26 01 23 04
Expenditure for equipment and furniture in Luxembourg
5.2
978 000
998 000
1 236 828,30
126,47
26 01 23 05
Services, supplies and other operating expenditure in Luxembourg
5.2
1 028 000
961 000
1 037 031,95
100,88
26 01 23 06
Guarding of buildings in Luxembourg
5.2
8 653 000
8 500 000
8 313 603,92
96,08
Article 26 01 23 — Subtotal
98 065 000
96 781 228
150 014 817,51
152,97
26 01 29
Commission building projects – advance payments
5.2
p.m.
26 01 40
Security and monitoring
5.2
14 436 000
12 392 000
13 892 542,42
96,24
26 01 60
Personnel policy and management
26 01 60 01
Medical service
5.2
4 700 000
4 700 000
6 497 168,71
138,24
26 01 60 02
Competitions, selection and recruitment expenditure
5.2
1 565 000
1 565 000
1 675 100,71
107,04
26 01 60 04
Interinstitutional cooperation in the social sphere
5.2
11 811 000
10 089 000
28 381 947,76
240,30
26 01 60 06
Institution officials temporarily assigned to national civil services, to international organisations or to public or private institutions or undertakings
5.2
230 000
230 000
230 000 ,—
100,00
26 01 60 07
Damages
5.2
150 000
150 000
35 000 ,—
23,33
26 01 60 08
Miscellaneous insurances
5.2
61 000
61 000
155 186,83
254,40
26 01 60 09
Language courses
5.2
2 605 000
2 605 000
2 427 075,24
93,17
Article 26 01 60 — Subtotal
21 122 000
19 400 000
39 401 479,25
186,54
26 01 70
European Schools
26 01 70 01
Office of the Secretary-General of the European Schools (Brussels)
5.1
13 232 598
13 398 379
11 602 068 ,—
87,68
26 01 70 02
Brussels I (Uccle)
5.1
31 672 737
32 347 008
30 417 605 ,—
96,04
26 01 70 03
Brussels II (Woluwe)
5.1
25 728 561
26 069 908
26 120 827 ,—
101,52
26 01 70 04
Brussels III (Ixelles)
5.1
25 494 016
25 170 644
24 248 479 ,—
95,11
26 01 70 05
Brussels IV (Laeken)
5.1
23 584 745
21 943 695
20 408 685 ,—
86,53
26 01 70 11
Luxembourg I
5.1
19 361 501
19 532 245
18 068 128 ,—
93,32
26 01 70 12
Luxembourg II
5.1
15 368 044
15 537 984
13 368 692 ,—
86,99
26 01 70 21
Mol (BE)
5.1
7 486 690
7 788 742
6 436 050 ,—
85,97
26 01 70 22
Frankfurt am Main (DE)
5.1
6 893 513
4 855 869
11 129 373,92
161,45
26 01 70 23
Karlsruhe (DE)
5.1
5 651 915
5 018 800
4 004 200 ,—
70,85
26 01 70 24
Munich (DE)
5.1
482 949
389 906
365 645,76
75,71
26 01 70 25
Alicante (ES)
5.1
684 237
606 754
539 148 ,—
78,80
26 01 70 26
Varese (IT)
5.1
11 999 920
12 578 400
11 215 248 ,—
93,46
26 01 70 27
Bergen (NL)
5.1
3 514 746
5 181 196
4 880 325 ,—
138,85
26 01 70 28
Culham (UK)
5.1
p.m.
p.m.
0 ,—
26 01 70 31
Union contribution to the Type 2 European Schools
5.1
846 870
766 890
7 278 733,64
859,49
Article 26 01 70 — Subtotal
192 003 042
191 186 420
190 083 208,32
99,00
Chapter 26 01 — Total
1 134 998 790
1 108 757 951
1 253 384 597,28
110,43
26 01 01
Expenditure related to officials and temporary staff in the ‘Commission’s administration’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
172 764 744
169 474 056
163 471 257,04
26 01 02
External personnel and other management expenditure in support of the ‘Commission’s administration’ policy area
26 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 640 277
8 376 101
13 045 039,53
26 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
23 269 859
23 567 532
35 846 419,41
26 01 03
Expenditure related to information and communication technology equipment and services of the ‘Commission’s administration’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 457 868
11 361 681
13 085 490,19
26 01 04
Support expenditure for operations and programmes in the ‘Commission’s administration’ policy area
26 01 04 01
Support expenditure for interoperability solutions for European public administrations, businesses and citizens (ISA
2
)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
400 000
400 000
409 222,50
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, as well as any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts, as the contracts of technical assistance offices expire during subsequent years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 26 03.
26 01 09
Publications Office
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
103 592 000
93 116 400
98 304 772,37
Remarks
The amount entered corresponds to the appropriations for the Publications Office set out in detail in the specific annex to this section.
On the basis of the Office’s cost-accounting forecasts, the cost of the services it will perform for each institution is estimated as follows:
European Parliament
11 529 790
11,13  %
Council of the European Union
5 935 822
5,73  %
Commission
62 704 238
60,53  %
Court of Justice of the European Union
7 064 974
6,82  %
European Court of Auditors
2 320 461
2,24  %
European Economic and Social Committee
921 969
0,89  %
European Committee of the Regions
341 854
0,33  %
Agencies
9 250 766
8,93  %
Other
3 522 128
3,40  %
Total
103 592 000
100,00  %
The amount of assigned revenue in accordance with point (c) of Article 21(3) of the Financial Regulation is estimated at EUR 3 600 000.
Legal basis
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 64 to 67 thereof.
26 01 10
Consolidation of Union law
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
1 400 000
1 399 988,63
Remarks
This appropriation is intended to cover expenditure on the consolidation of Union legal instruments and on making available to the public, in all forms and on all publishing media, consolidated legal acts of the Union in all the official languages of the Union.
Legal basis
Conclusions of the Edinburgh European Council, December 1992 (SN/456/92, Annex 3 to Part A, p. 5).
Declaration on the quality of the drafting of Community legislation, annexed to the Final Act of the Treaty of Amsterdam.
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Reference acts
Communications from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions concerning the Smart Regulation initiative, of which the consolidation is an integral part:
—
Smart Regulation in the European Union (COM(2010) 543 final),
—
EU Regulatory Fitness (COM(2012) 746 final),
—
Regulatory Fitness and Performance (REFIT): Results and Next Steps (COM(2013) 685 final).
Conclusions of the European Council of 14-15 March 2013, where heads of state and government underlined that consolidation of Union law is one of the priorities in the context of the Union legislation simplification efforts.
26 01 11
Official Journal of the European Union (L and C series)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
1 573 000
2 390 000 ,—
Remarks
This appropriation is intended to cover expenditure on the production (direct costs) of the 
Official Journal of the European Union
 L and C series.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 985 000.
Legal basis
Treaty on the Functioning of the European Union, and in particular Article 297 thereof.
Council Regulation No 1 of 15 April 1958 determining the languages to be used by the European Economic Community (
OJ 17, 6.10.1958, p. 385
).
Council Decision of 15 September 1958 creating the Official Journal of the European Communities (
OJ 17, 6.10.1958, p. 419
).
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Council Regulation (EU) No 216/2013 of 7 March 2013 on the electronic publication of the Official Journal of the European Union (
OJ L 69, 13.3.2013, p. 1
).
26 01 12
Summaries of Union legislation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
280 000
833 361,58
Remarks
This appropriation is intended to cover the production of online summaries of Union legislation, presenting the main aspects of Union legislation in a concise, easy-to-read way, and the development of related products.
Summaries of Union legislation being an interinstitutional project, both the European Parliament and the Council are expected to contribute from their respective sections of the general budget of the Union.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 560 000.
Legal basis
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Reference acts
Council Resolution of 20 June 1994 on the electronic dissemination of Community law and national implementing laws and on improved access conditions (
OJ C 179, 1.7.1994, p. 3
).
Communication to the Commission of 21 December 2007, Communicating about Europe via the Internet — Engaging the citizens (SEC(2007) 1742).
26 01 20
European Personnel Selection Office
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
26 212 000
26 478 000
27 430 487,02
Remarks
The amount entered corresponds to the appropriations for the European Personnel Selection Office set out in detail in the specific annex to this section.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 250 000.
Legal basis
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 64 to 67 thereof.
26 01 21
Office for the Administration and Payment of Individual Entitlements
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
41 483 000
39 623 000
49 492 694,79
Remarks
The amount entered corresponds to the appropriations for the Office for the Administration and Payment of Individual Entitlements (‘PMO’) set out in detail in the specific annex to this section.
In accordance with Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council of 11 September 2013 concerning investigations conducted by the European Anti-Fraud Office (OLAF) and repealing Regulation (EC) No 1073/1999 of the European Parliament and of the Council and Council Regulation (Euratom) No 1074/1999 (
OJ L 248, 18.9.2013, p. 1
), the appropriations for, and staff of, the Supervisory Committee and its secretariat are entered in the budget and establishment plan of the PMO.
For the sake of transparency, the resources made available to the secretariat of OLAF’s Supervisory Committee in the PMO’s budget can be identified. Based on a secretariat of seven permanent posts and an allocation for one member of contract staff, the appropriations for the operation of the secretariat of OLAF’s Supervisory Committee would amount to approximately EUR 1 000 000. This amount covers expenditure on staff costs, training, missions, internal meetings, buildings and IT.
The expenditure resulting from the mandate of the members of the Supervisory Committee is covered by appropriations of EUR 200 000 in Article 24 01 08.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 11 430 000.
Legal basis
Commission Decision 2003/522/EC of 6 November 2002 establishing an Office for the administration and payment of individual entitlements (
OJ L 183, 22.7.2003, p. 30
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 64 to 67 thereof.
26 01 22
Infrastructure and logistics (Brussels)
26 01 22 01
Office for Infrastructure and Logistics in Brussels
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
83 519 000
80 679 000
88 960 430,61
Remarks
The amount entered corresponds to the appropriations for the Office for Infrastructure and Logistics in Brussels set out in detail in the specific annex to this section.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 11 280 000.
Legal basis
Commission Decision 2003/523/EC of 6 November 2002 establishing the Office for infrastructure and logistics in Brussels (
OJ L 183, 22.7.2003, p. 35
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 64 to 67 thereof.
26 01 22 02
Acquisition and renting of buildings in Brussels
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
212 404 000
209 546 533
228 189 699,09
Remarks
This appropriation is intended to cover the following expenditure incurred within the Union territory:
—
rent and ground rent relating to occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
the costs of purchase or lease-purchase of buildings,
—
the construction of buildings.
Appropriations to cover the equivalent expenditure in respect of direct research are entered under various items in Article 10 01 05.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
Revenue from contributions from the EFTA States to the Union’s general costs under Articles 76 and 82 of the Agreement on the European Economic Area gives rise to the provision of additional appropriations to be entered in the budget lines concerned in accordance with the Financial Regulation. The amount of such revenue is estimated at EUR 438 197.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 23 339 000.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 22 03
Expenditure related to buildings in Brussels
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
77 681 000
75 052 000
80 109 466,41
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
the payment of insurance premiums on the buildings or parts of buildings occupied by the Commission,
—
water, gas, electricity and heating charges,
—
maintenance costs, calculated on the basis of current contracts, for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure incurred by regular cleaning operations, including the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerned with the health and safety of individuals at work, in particular the purchase, hire and maintenance of firefighting equipment, the replacement of equipment for fire pickets and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses relating to conducting the audit of accessibility of buildings to persons with disabilities and/or reduced mobility and the introduction of necessary adaptations pursuant to such an audit so as to make buildings fully accessible to all visitors,
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (street cleaning and maintenance, refuse collection, etc.),
—
technical assistance fees relating to major fitting-out operations for premises.
Appropriations to cover the equivalent expenditure in respect of direct research are entered under various items in Article 10 01 05.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
Revenue from contributions from the EFTA States to the Union’s general costs under Articles 76 and 82 of the Agreement on the European Economic Area gives rise to the provision of additional appropriations to be entered in the budget lines concerned in accordance with the Financial Regulation. The amount of such revenue is estimated at EUR 160 259.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 10 029 100.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Decision of the European Ombudsman of 4 July 2007 on own-initiative inquiry OI/3/2003/JMA concerning the European Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 22 04
Expenditure for equipment and furniture in Brussels
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
7 859 000
7 547 000
11 089 964,45
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations, and in particular:
—
equipment (including photocopiers) for producing, reproducing and archiving documents in any form (paper, electronic media, etc.),
—
audiovisual, library and interpreting equipment (booths, headsets and switching units for simultaneous interpretation facilities, etc.),
—
kitchen fittings and restaurant equipment,
—
various tools for building-maintenance shops,
—
facilities required for officials with disabilities,
—
studies, documentation and training relating to such equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the purchase, hire, maintenance and repair of vehicles, and in particular:
—
new purchases of vehicles, including at least one vehicle adapted for transporting persons with reduced mobility,
—
the replacement of vehicles which, during the year, reach a total mileage such as to justify replacement,
—
the cost of hiring cars for short or long periods when demand exceeds the capacity of the vehicle fleet, or when the vehicle fleet does not cater for needs of passengers with reduced mobility,
—
the cost of maintaining, repairing and insuring official vehicles (fuel, lubricants, tyres, inner tubes, miscellaneous supplies, spare parts, tools, etc.),
—
various types of insurance (in particular third-party liability and insurance against theft) and insurance costs,
—
the purchase, hire, maintenance and repair of furniture, and in particular:
—
the purchase of office furniture and specialised furniture, including ergonomic furniture and shelving for archives,
—
the replacement of worn-out and broken furniture,
—
supplies of special equipment for libraries (card indexes, shelving, catalogue units, etc.),
—
the hire of furniture,
—
furniture maintenance and repair costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure on working equipment, and in particular:
—
purchase of uniforms for floor messengers and drivers,
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of the cost of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
purchase of tickets (one-way ticket and business pass), free access to public transport routes to facilitate mobility between Commission buildings or between Commission buildings and public buildings (e.g. airport), service bicycles and any other means encouraging the use of public transporting and Commission staff mobility, with the exception of service vehicles,
—
expenditure on inputs for protocol restaurant services.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 391 900.
The creation of a specific appropriation for reimbursing public transport season tickets is a modest but crucial measure to confirm the commitment of the institutions of the Union to reducing their CO
2
 emissions in line with their Eco-Management and Audit Scheme (EMAS) policy and the agreed climate change objectives.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Directive 2014/25/EU of the European Parliament and of the Council of 26 February 2014 on procurement by entities operating in the water, energy, transport and postal services sectors and repealing Directive 2004/17/EC (
OJ L 94, 28.3.2014, p. 243
).
Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (
OJ L 94, 28.3.2014, p. 65
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 22 05
Services, supplies and other operating expenditure in Brussels
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
7 090 000
7 127 000
10 283 917,56
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on postal and delivery charges for ordinary mail, on reports and publications, on postal and other packages sent by air, sea or rail, and on the Commission’s internal mail,
—
expenditure relating to the processing of the Commission’s historical archives,
—
expenditure relating to the provision of protocol restaurant services,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 494 900.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 22 06
Guarding of buildings in Brussels
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
33 000 000
33 397 000
35 650 338,60
Remarks
This appropriation is intended to cover expenditure for guarding, surveillance, access control and other related services for buildings occupied by the Commission (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract).
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 907 300.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 23
Infrastructure and logistics (Luxembourg)
26 01 23 01
Office for Infrastructure and Logistics in Luxembourg
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
26 067 000
25 231 000
24 610 878,06
Remarks
The amount entered corresponds to the appropriations for the Office for Infrastructure and Logistics in Luxembourg set out in detail in the specific annex to this section.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 025 000.
Legal basis
Commission Decision 2003/524/EC of 6 November 2002 establishing the Office for infrastructure and logistics in Luxembourg (
OJ L 183, 22.7.2003, p. 40
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Articles 64 to 67 thereof.
26 01 23 02
Acquisition and renting of buildings in Luxembourg
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
45 239 000
44 038 228
98 255 736,17
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
rent and ground rent relating to occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
the costs of purchase or lease-purchase of buildings,
—
the construction of buildings.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
Revenue from contributions from the EFTA States to the Union’s general costs under Articles 76 and 82 of the Agreement on the European Economic Area gives rise to the provision of additional appropriations to be entered in the budget lines concerned in accordance with the Financial Regulation. The amount of such revenue is estimated at EUR 93 329.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 3 747 000.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 23 03
Expenditure related to buildings in Luxembourg
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
16 100 000
17 053 000
16 560 739,11
Remarks
This appropriation is intended to cover the following expenditure incurred within the Union territory:
—
the payment of insurance premiums on the buildings or parts of buildings occupied by the Commission,
—
water, gas, electricity and heating charges,
—
maintenance costs, calculated on the basis of current contracts, for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure incurred by regular cleaning operations, including the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerned with the health and safety of individuals at work, in particular the purchase, hire and maintenance of firefighting equipment, the replacement of equipment for fire pickets, training courses and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses relating to conducting the audit of accessibility of buildings to persons with disabilities and/or reduced mobility and the introduction of necessary adaptations pursuant to such an audit so as to make buildings fully accessible to all visitors,
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (street cleaning and maintenance, refuse collection, etc.),
—
technical assistance fees relating to major fitting-out operations for premises.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
Revenue from contributions from the EFTA States to the Union’s general costs under Articles 76 and 82 of the Agreement on the European Economic Area gives rise to the provision of additional appropriations to be entered in the budget lines concerned in accordance with the Financial Regulation. The amount of such revenue is estimated at EUR 33 215.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 430 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Decision of the European Ombudsman of 4 July 2007 on own-initiative inquiry OI/3/2003/JMA concerning the European Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 23 04
Expenditure for equipment and furniture in Luxembourg
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
978 000
998 000
1 236 828,30
Remarks
This appropriation is intended to cover the following expenditure incurred within the Union territory:
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations, and in particular:
—
equipment (including photocopiers) for producing, reproducing and archiving documents in any form (paper, electronic media, etc.),
—
audiovisual, library and interpreting equipment (booths, headsets and switching units for simultaneous interpretation facilities, etc.),
—
kitchen fittings and restaurant equipment,
—
various tools for building-maintenance shops,
—
facilities required for officials with disabilities,
—
studies, documentation and training relating to such equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the purchase, hire, maintenance and repair of vehicles, and in particular:
—
new purchases of vehicles, including at least one vehicle adapted for transporting persons with reduced mobility,
—
the replacement of vehicles which, during the year, reach a total mileage such as to justify replacement,
—
the cost of hiring cars for short or long periods when demand exceeds the capacity of the vehicle fleet, or when the vehicle fleet does not cater for needs of passengers with reduced mobility,
—
the cost of maintaining, repairing and insuring official vehicles (fuel, lubricants, tyres, inner tubes, miscellaneous supplies, spare parts, tools, etc.),
—
various types of insurance (in particular third-party liability and insurance against theft) and insurance costs,
—
the purchase, hire, maintenance and repair of furniture, and in particular:
—
the purchase of office furniture and specialised furniture, including ergonomic furniture and shelving for archives,
—
the replacement of worn-out and broken furniture,
—
supplies of special equipment for libraries (card indexes, shelving, catalogue units, etc.),
—
the hire of furniture,
—
furniture maintenance and repair costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure on working equipment, and in particular:
—
purchase of uniforms for floor messengers and drivers,
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of the cost of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 120 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Directive 2014/25/EU of the European Parliament and of the Council of 26 February 2014 on procurement by entities operating in the water, energy, transport and postal services sectors and repealing Directive 2004/17/EC (
OJ L 94, 28.3.2014, p. 243
).
Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (
OJ L 94, 28.3.2014, p. 65
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 23 05
Services, supplies and other operating expenditure in Luxembourg
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 028 000
961 000
1 037 031,95
Remarks
This appropriation is intended to cover the following expenditure incurred within the Union territory:
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on postal and delivery charges for ordinary mail, on reports and publications, on postal and other packages sent by air, sea or rail, and on the Commission’s internal mail,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 62 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 23 06
Guarding of buildings in Luxembourg
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
8 653 000
8 500 000
8 313 603,92
Remarks
This appropriation is intended to cover the following expenditure incurred within Union territory:
—
expenses concerned with the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations, training courses and the purchase of minor items of equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerned with the health and safety of individuals at work, in particular the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets, training courses and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract).
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 164 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 29
Commission building projects – advance payments
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
Remarks
New article
This appropriation is intended to cover advance payments related to the Commission’s building projects.
A detailed summary of the advance payments per project will be provided by the Commission in the working document on its building policy in accordance with Article 266(1) of the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/ 2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 40
Security and monitoring
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
14 436 000
12 392 000
13 892 542,42
Remarks
This appropriation is intended to cover expenses concerned with:
—
the physical and material security of persons and property, in particular the purchase, hiring or leasing, maintenance, repair, installation and replacement of technical security equipment,
—
the health and safety of individuals at work, in particular statutory inspection costs (inspection of technical installations in buildings, safety coordinator and health and hygiene inspections of foodstuffs), the purchase, hire and maintenance of firefighting equipment and expenditure on training and equipment for leading firefighters (ECI) and fire pickets (EPI), whose presence in the buildings is required by law,
—
periodic evaluation of the functioning of the environmental management system within the institution,
—
the design, production and personalisation of the 
laissez-passer
 issued by the Union.
Before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Commission must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 976 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EC) No 1221/2009 of the European Parliament and of the Council of 25 November 2009 on the voluntary participation by organisations in a Community eco-management and audit scheme (EMAS), repealing Regulation (EC) No 761/2001 and Commission Decisions 2001/681/EC and 2006/193/EC (
OJ L 342, 22.12.2009, p. 1
).
Council Regulation (EU) No 1417/2013 of 17 December 2013 laying down the form of the 
laissez-passer
 issued by the European Union (
OJ L 353, 28.12.2013, p. 26
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 60
Personnel policy and management
26 01 60 01
Medical service
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 700 000
4 700 000
6 497 168,71
Remarks
This appropriation is intended to cover:
—
the cost of annual check-ups and pre-recruitment medical examinations, equipment and pharmaceutical products, working tools and special furniture required on medical grounds and the administrative costs of the Invalidity Committee,
—
the cost of medical, paramedical and psycho-social personnel employed under local law contracts or as occasional replacements, and the cost of external services by medical specialists considered necessary by the medical officers,
—
the cost of pre-recruitment medical examinations for assistants at the childminding centres,
—
the cost of health checks for staff exposed to radiation,
—
the purchase or reimbursement of equipment in connection with the application of Directives 89/391/EEC and 90/270/EEC,
—
medical expenditure in connection with high-level political meetings organized by the Commission.
This appropriation covers expenditure incurred within the territory of the Union, excluding the Commission Representations in the Union, for which expenditure is entered in Item 16 01 03 03.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 900 000.
Legal basis
Staff Regulations of Officials of the European Union.
Treaty establishing the European Atomic Energy Community, in particular Chapter III thereof.
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
National legislation on basic standards.
26 01 60 02
Competitions, selection and recruitment expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 565 000
1 565 000
1 675 100,71
Remarks
This appropriation is intended to cover:
—
costs linked to recruitment and selection for management posts,
—
expenditure on inviting successful candidates to employment interviews,
—
expenditure on inviting officials and other staff in delegations to take part in competitions and selection procedures,
—
the cost of organising the competitions and selection procedures provided for in Article 3 of Decision 2002/620/EC.
In cases duly substantiated on grounds of functional requirements and after the European Personnel Selection Office has been consulted, this appropriation can be used for competitions organised by the institution itself.
This appropriation does not cover expenditure on the personnel for whom appropriations are entered under Articles 01 04 and 01 05 of the titles concerned.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 23 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
).
Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
26 01 60 04
Interinstitutional cooperation in the social sphere
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 811 000
10 089 000
28 381 947,76
Remarks
This appropriation is intended to cover:
—
expenditure on producing and developing the Commission’s intranet site (
My IntraComm
) and the in-house monthly, 
Commission en direct
,
—
other expenditure on internal information and communication, including promotion campaigns,
—
temporary staff working in the after-school childminding centres, holiday centres and open-air centres run by Commission departments,
—
document reproduction work which cannot be handled in-house and has to be sent out,
—
expenditure on private-law contracts with persons replacing the regular nurses and children’s nurses at the crèches,
—
some of the costs of the recreation centre, cultural activities, subsidies to staff clubs, and the management of, and extra equipment for, sports centres,
—
projects to promote social contact between staff of different nationalities and the integration of staff and their families and preventative projects to meet the needs of staff in service and their families,
—
a contribution towards the expenses incurred by members of staff for activities such as home help, legal advice, open-air centres for children, and courses in languages and the arts,
—
the cost of reception facilities for new officials and other staff and their families and assistance in accommodation matters for staff,
—
expenditure on assistance in kind which may be provided to an official, a former official or survivors of a deceased official who are in particularly difficult circumstances,
—
expenditure on limited measures of social nature concerning the purchasing power of some staff, at the lowest grades, working in Luxembourg,
—
certain expenditure on the early childhood centres and other crèches and childcare facilities; the revenue from the parental contribution will be available for reuse,
—
expenditure on recognition events for officials, and in particular the cost of medals for 20 years’ service and retirement gifts,
—
specific payments to persons in receipt of Union pensions and those entitled under them and to any surviving dependents who are in particularly difficult circumstances,
—
financing preventative projects to meet the specific needs of former staff in the various Member States and contributions to associations of former staff.
In respect of the policy to assist disabled persons in the following categories:
—
officials and other staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union,
within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, this appropriation covers any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from their disability.
This appropriation is intended to cover some of the expenditure on schooling children who for unavoidable educational reasons are not or are no longer admitted to European Schools, or cannot attend a European School because of the place of work of either parent (external offices).
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Article 01 05 of the titles concerned.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 14 346 000.
Legal basis
Staff Regulations of Officials of the European Union.
26 01 60 06
Institution officials temporarily assigned to national civil services, to international organisations or to public or private institutions or undertakings
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
230 000
230 000
230 000 ,—
Remarks
This appropriation is intended to cover supplementary expenses arising from the secondment of Institution officials, i.e. to pay the allowances and reimburse the expenditure to which secondment entitles them.
It is also intended to cover costs relating to special training schemes with authorities and bodies in Member States and third countries.
Legal basis
Staff Regulations of Officials of the European Union.
26 01 60 07
Damages
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
150 000
150 000
35 000 ,—
Remarks
This appropriation is intended to cover:
—
damages and the cost of settling claims against the Commission (third-party liability) in connection with the institution’s own staff and administrative processes,
—
expenditure relating to certain cases where, for reasons of equity, compensation has to be paid.
26 01 60 08
Miscellaneous insurances
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
61 000
61 000
155 186,83
Remarks
This appropriation is intended to cover expenditure on civil liability for operations and other contracts managed by the Office for the Administration and Payment of Individual Entitlements on behalf of the Commission, agencies, the Joint Research Committee, Union delegations and Commission Representations, and indirect research.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 01 60 09
Language courses
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 605 000
2 605 000
2 427 075,24
Remarks
This appropriation is intended to cover:
—
the cost of organising language courses for officials and other staff,
—
the cost of organising language courses for the spouses of officials and other staff, with due regard for integration policy,
—
the purchase of material and documentation,
—
the consultation of experts.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 750 000.
Legal basis
Staff Regulations of Officials of the European Union.
26 01 70
European Schools
26 01 70 01
Office of the Secretary-General of the European Schools (Brussels)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
13 232 598
13 398 379
11 602 068 ,—
Remarks
This appropriation is intended to contribute to the financing of the Office of the Secretary-General of the European Schools (Brussels).
European Schools must comply with the principles of non-discrimination and equal opportunities.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 02
Brussels I (Uccle)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
31 672 737
32 347 008
30 417 605 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Brussels-Uccle (Brussels I).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 190 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 03
Brussels II (Woluwe)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
25 728 561
26 069 908
26 120 827 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Brussels-Woluwe (Brussels II).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 140 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 04
Brussels III (Ixelles)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
25 494 016
25 170 644
24 248 479 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Brussels-Ixelles (Brussels III).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 110 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 05
Brussels IV (Laeken)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
23 584 745
21 943 695
20 408 685 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Brussels-Laeken (Brussels IV).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 180 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 11
Luxembourg I
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
19 361 501
19 532 245
18 068 128 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Luxembourg I.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 91 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 12
Luxembourg II
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
15 368 044
15 537 984
13 368 692 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Luxembourg II.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 174 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 21
Mol (BE)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
7 486 690
7 788 742
6 436 050 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Mol.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 17 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 22
Frankfurt am Main (DE)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 893 513
4 855 869
11 129 373,92
Remarks
This appropriation is intended to contribute to the budget of the European School in Frankfurt am Main.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 23
Karlsruhe (DE)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 651 915
5 018 800
4 004 200 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Karlsruhe.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 24
Munich (DE)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
482 949
389 906
365 645,76
Remarks
This appropriation is intended to contribute to the budget of the European School in Munich.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 25
Alicante (ES)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
684 237
606 754
539 148 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Alicante.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 26
Varese (IT)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 999 920
12 578 400
11 215 248 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Varese.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 27
Bergen (NL)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 514 746
5 181 196
4 880 325 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Bergen.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 400 000.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 28
Culham (UK)
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to contribute to the budget of the European School in Culham.
Reference acts
Convention defining the Statute of the European Schools (
OJ L 212, 17.8.1994, p. 3
).
26 01 70 31
Union contribution to the Type 2 European Schools
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
846 870
766 890
7 278 733,64
Remarks
This appropriation is intended to cover the Commission contribution to the Type 2 European Schools accredited by the Board of Governors of the European Schools that have signed the financial agreement with the Commission.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 6 850 000.
Reference acts
Commission Decision of 1 August 2013 on the putting into effect of the EU contribution paid on a pro-rata basis to schools accredited by the Board of Governors of the European Schools according to the number of children of EU staff enrolled, replacing Commission Decision C(2009) 7719 as amended by Commission Decision C(2010) 7993 (
OJ C 222, 2.8.2013, p. 8
).
CHAPTER 26 02 —
   
MULTIMEDIA PRODUCTION
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
26 02
MULTIMEDIA PRODUCTION
26 02 01
Procedures for awarding and advertising public supply, works and service contracts
1.1
7 000 000
7 000 000
7 670 000
7 670 000
6 601 575,48
6 797 926,60
97,11
Chapter 26 02 — Total
7 000 000
7 000 000
7 670 000
7 670 000
6 601 575,48
6 797 926,60
97,11
26 02 01
Procedures for awarding and advertising public supply, works and service contracts
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
7 000 000
7 000 000
7 670 000
7 670 000
6 601 575,48
6 797 926,60
Remarks
This appropriation is intended to cover the costs of:
—
collecting, processing, publishing and disseminating notices of public contracts put up for tender in the Union and third countries on various media, and of incorporating them in the eProcurement services offered by the institutions to firms and contracting authorities. This includes the cost of translating the notices of public contracts published by Union institutions,
—
promoting the use of new techniques for collecting and disseminating notices of public contracts by electronic means,
—
developing and exploiting eProcurement services for the various contract award stages.
Legal basis
Council Regulation (EEC) No 2137/85 of 25 July 1985 on the European Economic Interest Grouping (EEIG) (
OJ L 199, 31.7.1985, p. 1
).
Council Directive 92/13/EEC of 25 February 1992 coordinating the laws, regulations and administrative provisions relating to the application of Community rules on the procurement procedures of entities operating in the water, energy, transport and telecommunications sectors (
OJ L 76, 23.3.1992, p. 14
).
Decision 94/1/EC, ECSC of the Council and of the Commission of 13 December 1993 on the conclusion of the Agreement on the European Economic Area between the European Communities, their Member States and the Republic of Austria, the Republic of Finland, the Republic of Iceland, the Principality of Liechtenstein, the Kingdom of Norway, the Kingdom of Sweden and the Swiss Confederation (
OJ L 1, 3.1.1994, p. 1
).
Council Decision 94/800/EC of 22 December 1994 concerning the conclusion on behalf of the European Community, as regards matters within its competence, of the agreements reached in the Uruguay Round multilateral negotiations (1986-1994) (
OJ L 336, 23.12.1994, p. 1
), in particular as concerns the Agreement on Government Procurement.
Council Regulation (EC) No 2157/2001 of 8 October 2001 on the Statute for a European company (SE) (
OJ L 294, 10.11.2001, p. 1
).
Decision 2002/309/EC, Euratom of the Council and of the Commission as regards the Agreement on Scientific and Technological Cooperation, of 4 April 2002 on the conclusion of seven Agreements with the Swiss Confederation (
OJ L 114, 30.4.2002, p. 1
), in particular as concerns the Agreement between the European Community and the Swiss Confederation on Certain Aspects of Government Procurement.
Council Regulation (EC) No 1435/2003 of 22 July 2003 on the Statute for a European Cooperative Society (SCE) (
OJ L 207, 18.8.2003, p. 1
).
Commission Regulation (EC) No 718/2007 of 12 June 2007 implementing Council Regulation (EC) No 1085/2006 establishing an instrument for pre-accession assistance (IPA) (
OJ L 170, 29.6.2007, p. 1
).
Regulation (EC) No 1370/2007 of the European Parliament and of the Council of 23 October 2007 on public passenger transport services by rail and by road and repealing Council Regulations (EEC) Nos 1191/69 and 1107/70 (
OJ L 315, 3.12.2007, p. 1
).
Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the Community (
OJ L 293, 31.10.2008, p. 3
).
Directive 2009/81/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of procedures for the award of certain works contracts, supply contracts and service contracts by contracting authorities or entities in the fields of defence and security, and amending Directives 2004/17/EC and 2004/18/EC (
OJ L 216, 20.8.2009, p. 76
).
Directive 2014/23/EU of the European Parliament and of the Council of 26 February 2014 on the award of concession contracts (
OJ L 94, 28.3.2014, p. 1
).
Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (
OJ L 94, 28.3.2014, p. 65
).
Directive 2014/25/EU of the European Parliament and of the Council of 26 February 2014 on procurement by entities operating in the water, energy, transport and postal services sectors and repealing Directive 2004/17/EC (
OJ L 94, 28.3.2014, p. 243
).
Association Agreement between the European Union and its Member States, of the one part, and Ukraine, of the other part (
OJ L 161, 29.5.2014, p. 3
).
Decision (EU) 2016/245 of the European Central Bank of 9 February 2016 laying down the rules on procurement (ECB/2016/2) (
OJ L 45, 20.2.2016, p. 15
).
Council Decision (EU) 2017/1247 of 11 July 2017 on the conclusion, on behalf of the European Union, of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, with the exception of the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other party (
OJ L 181, 12.7.2017, p. 1
).
Council Decision (EU) 2017/1248 of 11 July 2017 on the conclusion, on behalf of the European Union, of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other party (
OJ L 181, 12.7.2017, p. 4
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Regulation (EU) 2018/1877 of 26 November 2018 on the financial regulation applicable to the 11th European Development Fund, and repealing Regulation (EU) 2015/323 (
OJ L 307, 3.12.2018, p. 1
).
Reference acts
Council Regulation No 1 of 15 April 1958 determining the languages to be used by the European Economic Community (
OJ 17, 6.10.1958, p. 385
).
Council Decision of 15 September 1958 creating the Official Journal of the European Communities (
OJ 17, 6.10.1958, p. 390
).
Regulation (EC) No 2195/2002 of the European Parliament and of the Council of 5 November 2002 on the Common Procurement Vocabulary (CPV) (
OJ L 340, 16.12.2002, p. 1
).
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Commission Regulation (EU) No 1251/2011 of 30 November 2011 amending Directives 2004/17/EC, 2004/18/EC and 2009/81/EC of the European Parliament and of the Council in respect of their application thresholds for the procedures for the awards of contract (
OJ L 319, 2.12.2011, p. 43
).
Commission Implementing Regulation (EU) 2015/1986 of 11 November 2015 establishing standard forms for the publication of notices in the field of public procurement and repealing Implementing Regulation (EU) No 842/2011 (
OJ L 296, 12.11.2015, p. 1
).
CHAPTER 26 03 —
   
SERVICES TO PUBLIC ADMINISTRATIONS, BUSINESSES AND CITIZENS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
26 03
SERVICES TO PUBLIC ADMINISTRATIONS, BUSINESSES AND CITIZENS
26 03 01
Interoperability solutions and common frameworks for European public administrations, businesses and citizens (ISA
2
)
1.1
27 130 000
25 000 000
25 832 000
22 524 000
27 664 211,96
25 357 589,21
101,43
Reserves (40 02 41)
620 000
310 000
27 130 000
25 000 000
26 452 000
22 834 000
27 664 211,96
25 357 589,21
26 03 51
Completion of ISA programme
1.1
p.m.
p.m.
p.m.
100 000
0 ,—
2 058 271,75
26 03 77
Pilot projects and preparatory actions
26 03 77 03
Pilot project — PublicAccess.eu: Online platform for the proactive publication of Union institutions’ unclassified documents
5.2
p.m.
p.m.
p.m.
p.m.
0 ,—
214 993,90
26 03 77 04
Pilot project — Union institutions’ encrypted electronic communications
5.2
p.m.
p.m.
p.m.
p.m.
0 ,—
784 171,63
26 03 77 06
Preparatory action — Governance and quality of software code — Auditing of free and open-source software
5.2
p.m.
104 000
p.m.
1 305 020
25 000 ,—
264 805,78
254,62
26 03 77 07
Pilot project — Deployment of online eIDs and digital signatures by way of implementation of the eIDAS Regulation by the European Parliament and the Commission
5.2
p.m.
84 500
p.m.
275 000
0 ,—
212 377,02
251,33
26 03 77 08
Preparatory action — Encrypted electronic communications of Union institutions
5.2
p.m.
989 710
1 000 000
1 300 000
600 000 ,—
324 091,75
32,75
26 03 77 09
Preparatory action — Data analytics solutions for policymaking
5.2
p.m.
800 000
p.m.
500 000
1 300 000 ,—
0 ,—
0
Article 26 03 77 — Subtotal
p.m.
1 978 210
1 000 000
3 380 020
1 925 000 ,—
1 800 440,08
91,01
Chapter 26 03 — Total
27 130 000
26 978 210
26 832 000
26 004 020
29 589 211,96
29 216 301,04
108,30
Reserves (40 02 41)
620 000
310 000
27 130 000
26 978 210
27 452 000
26 314 020
29 589 211,96
29 216 301,04
26 03 01
Interoperability solutions and common frameworks for European public administrations, businesses and citizens (ISA
2
)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
26 03 01
27 130 000
25 000 000
25 832 000
22 524 000
27 664 211,96
25 357 589,21
Reserves (40 02 41)
620 000
310 000
Total
27 130 000
25 000 000
26 452 000
22 834 000
27 664 211,96
25 357 589,21
Remarks
The programme on interoperability solutions and common frameworks for European public administrations, businesses and citizens (ISA
2
 Programme) is the successor of the ISA programme (established by Decision No 922/2009/EC) that ended in December 2015.
ISA
2
 Programme aims to implement a holistic approach on interoperability in the Union and to facilitate the efficient and effective electronic cross-border or cross-sector interaction between European public administrations as well as between them and citizens and businesses. It shall identify, develop and operate interoperability solutions (frameworks, common services and generic tools) implementing the Union’s policies.
The programme is implemented in close cooperation and coordination with Member States and concerned Commission services via projects and accompanying measures (awareness raising, promotion, community building, etc.).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Decision (EU) 2015/2240 of the European Parliament and of the Council of 25 November 2015 establishing a programme on interoperability solutions and common frameworks for European public administrations, businesses and citizens (ISA
2
 programme) as a means for modernising the public sector (
OJ L 318, 4.12.2015, p. 1
).
Regulation (EU) 2019/788 of the European Parliament and of the Council of 17 April 2019 on the European citizens' initiative (
OJ L 130, 17.5.2019, p. 55
).
26 03 51
Completion of ISA programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
100 000
0 ,—
2 058 271,75
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years under Decision No 922/2009/EC of the European Parliament and of the Council.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 922/2009/EC of the European Parliament and of the Council of 16 September 2009 on interoperability solutions for European public administrations (ISA) (
OJ L 260, 3.10.2009, p. 20
).
26 03 77
Pilot projects and preparatory actions
26 03 77 03
Pilot project — PublicAccess.eu: Online platform for the proactive publication of Union institutions’ unclassified documents
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
214 993,90
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 03 77 04
Pilot project — Union institutions’ encrypted electronic communications
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
784 171,63
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 03 77 06
Preparatory action — Governance and quality of software code — Auditing of free and open-source software
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
104 000
p.m.
1 305 020
25 000 ,—
264 805,78
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 03 77 07
Pilot project — Deployment of online eIDs and digital signatures by way of implementation of the eIDAS Regulation by the European Parliament and the Commission
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
84 500
p.m.
275 000
0 ,—
212 377,02
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 03 77 08
Preparatory action — Encrypted electronic communications of Union institutions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
989 710
1 000 000
1 300 000
600 000 ,—
324 091,75
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
26 03 77 09
Preparatory action — Data analytics solutions for policymaking
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
800 000
p.m.
500 000
1 300 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action is aimed at identifying, developing, implementing and promoting the use of data analytics techniques in the Union and national policymaking process.
The use of data analytics (big data, data and text mining, business intelligence, data analytics) is becoming more and more instrumental in the Union decision-making process. Initiatives launched in recent years by the Commission, such as its Regulatory Fitness and Performance (REFIT) programme – which ensures that Union legislation delivers results for citizens and businesses effectively, efficiently and at minimum cost — and the better regulation agenda – on designing and evaluating Union policies and laws transparently, with evidence, and backed up by the views of citizens and stakeholders – openly promote interaction with citizens and call for the use of evidence in policymaking.
This preparatory action covers the development, implementation and promotion of data analytics solutions for evidence-based policymaking, with potential application at national and Union level. In particular:
—
developing and implementing selected text mining solutions for analysing feedback from citizens on policies and initiatives (e.g. the Doris tool developed by the Commission),
—
developing and implementing selected data mining solutions for assessing data in specific policy areas and adding intelligence,
—
integrating those solutions in consultation processes (e.g. Doris for analysing the Better Regulation feedback; text mining solutions for Union Survey, the open-source survey solution developed by the Commission),
—
developing and implementing data analytics tools for monitoring the performance of specific policies and contextualising them (e.g. key performance indicators for Union-funded programmes contextualised against the key social and economic indicators in that specific area).
The development of such data analytics (in the broad sense) solutions is in its early stage and requires dedicated actions to be embedded in the regular Union decision-making process. The potential benefits at Union level and the re-usability for Member States are expected to be relevant.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 27
BUDGET
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
27 01
ADMINISTRATIVE EXPENDITURE OF THE ‘BUDGET’ POLICY AREA
72 732 451
72 732 451
73 674 246
73 674 246
72 383 321,13
72 383 321,13
27 02
BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Title 27 — Total
72 732 451
72 732 451
73 674 246
73 674 246
72 383 321,13
72 383 321,13
CHAPTER 27 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘BUDGET’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
27 01
ADMINISTRATIVE EXPENDITURE OF THE ‘BUDGET’ POLICY AREA
27 01 01
Expenditure related to officials and temporary staff in the ‘Budget’ policy area
5.2
50 343 671
49 395 050
46 793 370,98
92,95
27 01 02
External personnel and other management expenditure in support of the ‘Budget’ policy area
27 01 02 01
External personnel
5.2
5 619 770
5 535 753
7 324 060,06
130,33
27 01 02 09
External personnel — Non-decentralised management
5.2
1 524 348
3 440 155
0 ,—
0
27 01 02 11
Other management expenditure
5.2
10 363 827
9 323 953
13 915 877,85
134,27
27 01 02 19
Other management expenditure — Non-decentralised management
5.2
912 010
2 047 850
0 ,—
0
Article 27 01 02 — Subtotal
18 419 955
20 347 711
21 239 937,91
115,31
27 01 03
Expenditure related to information and communication technology equipment and services of the ‘Budget’ policy area
5.2
3 338 825
3 311 485
3 746 284,37
112,20
27 01 07
Support expenditure for operations in the ‘Budget’ policy area
5.2
200 000
200 000
199 977,87
99,99
27 01 11
Exceptional crisis expenditure
5.2
p.m.
p.m.
0 ,—
27 01 12
Accountancy
27 01 12 01
Financial charges
5.2
320 000
320 000
299 985,55
93,75
27 01 12 02
Coverage of expenditure incurred in connection with treasury management and financial assets
5.2
p.m.
p.m.
14,45
27 01 12 03
Purchase of financial information on the solvency of beneficiaries of funds from the general budget of the Union and of Commission debtors
5.2
110 000
100 000
103 750 ,—
94,32
Article 27 01 12 — Subtotal
430 000
420 000
403 750 ,—
93,90
Chapter 27 01 — Total
72 732 451
73 674 246
72 383 321,13
99,52
27 01 01
Expenditure related to officials and temporary staff in the ‘Budget’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
50 343 671
49 395 050
46 793 370,98
27 01 02
External personnel and other management expenditure in support of the ‘Budget’ policy area
27 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 619 770
5 535 753
7 324 060,06
27 01 02 09
External personnel — Non-decentralised management
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 524 348
3 440 155
0 ,—
Remarks
This appropriation is not allocated to a specific policy area at the start of the financial year and may be used to cover the requirements of all Commission departments. It will be transferred in the course of the year, in accordance with the Financial Regulation, to the corresponding budget lines of the policy areas for which it will be implemented.
27 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 363 827
9 323 953
13 915 877,85
27 01 02 19
Other management expenditure — Non-decentralised management
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
912 010
2 047 850
0 ,—
Remarks
This appropriation is not allocated to a specific policy area at the start of the financial year and may be used to cover the requirements of all Commission departments. It will not be used from this item but will be transferred in the course of the year, in accordance with the Financial Regulation, to the corresponding budget line of the policy areas for which it will be implemented.
27 01 03
Expenditure related to information and communication technology equipment and services of the ‘Budget’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 338 825
3 311 485
3 746 284,37
27 01 07
Support expenditure for operations in the ‘Budget’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
200 000
199 977,87
Remarks
This appropriation is intended to cover expenditure related to the publication of information in whatever form and on whatever medium on the financial programming and the general budget of the Union. It covers, in particular: preparation and drafting, use of documentation, design and graphics, reproduction of documents, data purchase or management, editing, translation, revision (including checking the consistency between texts), printing, posting on the internet, distribution, storage and dissemination.
27 01 11
Exceptional crisis expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover any expenditure incurred during a declared crisis which has activated one or more business continuity plans, and the nature or the amount of which has not made it possible to post it on the other administrative budget lines of the Commission.
The European Parliament and the Council will be informed of the incurred expenditure at the latest three weeks after the crisis has ended.
27 01 12
Accountancy
27 01 12 01
Financial charges
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
320 000
320 000
299 985,55
Remarks
This appropriation is intended to cover bank charges (commission, agios and miscellaneous expenditure) and the cost of connection to the Society for Worldwide Interbank Financial Telecommunication (SWIFT) network.
27 01 12 02
Coverage of expenditure incurred in connection with treasury management and financial assets
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
14,45
Remarks
This appropriation is intended to cover budgetary adjustments:
—
in situations where a claim is cancelled in full or in part after it has been booked to the accounts as revenue (in particular in the event of offsetting against a debt),
—
in cases where VAT has not been recovered and where it is no longer possible to book the amount to the line that covered the principal expenditure,
—
for any interest relating to the above cases, where it cannot be booked to another specific budget line.
This item is also intended to accommodate, if necessary, an appropriation to cover any losses resulting either from the liquidation or cessation of activities of financial institutions with which the Commission has accounts or from the management of financial assets.
27 01 12 03
Purchase of financial information on the solvency of beneficiaries of funds from the general budget of the Union and of Commission debtors
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
110 000
100 000
103 750 ,—
Remarks
This appropriation is intended to cover the cost of subscriptions and access to electronic information services and external databases providing financial information on the solvency of beneficiaries of funds from the general budget of the Union and of Commission debtors, in order to protect the Commission’s financial interests at various levels of financial and accounting procedures.
It is also intended to ascertain information on the group structure, ownership and the management of beneficiaries of funds from the general budget of the Union and of Commission debtors.
CHAPTER 27 02 —
   
BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
27 02
BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE
27 02 01
Deficit carried over from the previous financial year
8
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
27 02 02
Temporary and lump-sum compensation for the new Member States
6
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 27 02 — Total
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
27 02 01
Deficit carried over from the previous financial year
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
In accordance with Article 18 of the Financial Regulation, the balance from each financial year is to be entered in the budget for the following financial year as revenue in the case of a surplus or as a payment appropriation in the case of a deficit.
The estimates of such revenue or payment appropriations are entered in the budget during the budgetary procedure and in a letter of amendment submitted pursuant to Article 42 of the Financial Regulation. They are drawn up in accordance with Regulation (EU, Euratom) No 608/2014.
After the close of accounts for each financial year, any discrepancy with the estimates is entered in the budget for the following financial year through an amending budget.
A surplus is entered in Article 3 0 0 of the statement of revenue.
Legal basis
Council Regulation (EU, Euratom) No 608/2014 of 26 May 2014 laying down implementing measures for the system of own resources of the European Union (
OJ L 168, 7.6.2014, p. 29
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
27 02 02
Temporary and lump-sum compensation for the new Member States
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover compensation for the new Member States as from the date of entry into force of any Act of Accession that provides for it.
Legal basis
Acts concerning the conditions of accession of the new Member States.
TITLE 28
AUDIT
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
28 01
ADMINISTRATIVE EXPENDITURE OF THE ‘AUDIT’ POLICY AREA
20 254 041
19 730 856
19 556 551,44
Title 28 — Total
20 254 041
19 730 856
19 556 551,44
CHAPTER 28 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘AUDIT’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
28 01
ADMINISTRATIVE EXPENDITURE OF THE ‘AUDIT’ POLICY AREA
28 01 01
Expenditure related to officials and temporary staff in the ‘Audit’ policy area
5.2
17 927 259
17 342 088
16 805 129,47
93,74
28 01 02
External personnel and other management expenditure in support of the ‘Audit’ policy area
28 01 02 01
External personnel
5.2
644 139
727 485
747 153,76
115,99
28 01 02 11
Other management expenditure
5.2
493 696
498 655
658 824,96
133,45
Article 28 01 02 — Subtotal
1 137 835
1 226 140
1 405 978,72
123,57
28 01 03
Expenditure related to information and communication technology equipment and services of the ‘Audit’ policy area
5.2
1 188 947
1 162 628
1 345 443,25
113,16
Chapter 28 01 — Total
20 254 041
19 730 856
19 556 551,44
96,56
28 01 01
Expenditure related to officials and temporary staff in the ‘Audit’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
17 927 259
17 342 088
16 805 129,47
28 01 02
External personnel and other management expenditure in support of the ‘Audit’ policy area
28 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
644 139
727 485
747 153,76
28 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
493 696
498 655
658 824,96
28 01 03
Expenditure related to information and communication technology equipment and services of the ‘Audit’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 188 947
1 162 628
1 345 443,25
TITLE 29
STATISTICS
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
29 01
ADMINISTRATIVE EXPENDITURE OF THE ‘STATISTICS’ POLICY AREA
88 101 479
88 101 479
87 606 212
87 606 212
86 167 654,59
86 167 654,59
29 02
THE EUROPEAN STATISTICAL PROGRAMME
74 000 000
71 000 000
72 185 000
56 000 000
67 899 135,86
66 228 550,74
Title 29 — Total
162 101 479
159 101 479
159 791 212
143 606 212
154 066 790,45
152 396 205,33
CHAPTER 29 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘STATISTICS’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
29 01
ADMINISTRATIVE EXPENDITURE OF THE ‘STATISTICS’ POLICY AREA
29 01 01
Expenditure related to officials and temporary staff in the ‘Statistics’ policy area
5.2
71 217 876
70 803 557
68 506 021,66
96,19
29 01 02
External personnel and other management expenditure in support of the ‘Statistics’ policy area
29 01 02 01
External personnel
5.2
5 671 989
5 562 895
5 574 842 ,—
98,29
29 01 02 11
Other management expenditure
5.2
3 175 400
3 180 031
3 337 067,57
105,09
Article 29 01 02 — Subtotal
8 847 389
8 742 926
8 911 909,57
100,73
29 01 03
Expenditure related to information and communication technology equipment and services of the ‘Statistics’ policy area
5.2
4 723 214
4 746 729
5 484 715,64
116,12
29 01 04
Support expenditure for operations and programmes in the ‘Statistics’ policy area
29 01 04 01
Support expenditure for the European statistical programme
1.1
3 313 000
3 313 000
3 265 007,72
98,55
Article 29 01 04 — Subtotal
3 313 000
3 313 000
3 265 007,72
98,55
Chapter 29 01 — Total
88 101 479
87 606 212
86 167 654,59
97,81
29 01 01
Expenditure related to officials and temporary staff in the ‘Statistics’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
71 217 876
70 803 557
68 506 021,66
29 01 02
External personnel and other management expenditure in support of the ‘Statistics’ policy area
29 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 671 989
5 562 895
5 574 842 ,—
29 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 175 400
3 180 031
3 337 067,57
29 01 03
Expenditure related to information and communication technology equipment and services of the ‘Statistics’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 723 214
4 746 729
5 484 715,64
29 01 04
Support expenditure for operations and programmes in the ‘Statistics’ policy area
29 01 04 01
Support expenditure for the European statistical programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 313 000
3 313 000
3 265 007,72
Remarks
This appropriation is intended to cover:
—
expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects,
—
expenditure on external personnel at headquarters (contract staff, seconded national experts or agency staff), up to EUR 2 300 000. This amount is calculated on the basis of a unit annual cost per person per year, 97 % of the total comprising the remuneration for the staff in question and 3 % the costs of training, meetings, missions, information technology and telecommunications in connection with such staff,
—
expenditure on studies, meetings of experts, missions, information and publications directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, such amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation. They give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 29 02.
CHAPTER 29 02 —
   
THE EUROPEAN STATISTICAL PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
29 02
THE EUROPEAN STATISTICAL PROGRAMME
29 02 01
Providing quality statistical information, implementing new methods of production of European statistics and strengthening the partnership within the European Statistical System
1.1
74 000 000
71 000 000
72 185 000
56 000 000
67 899 135,86
66 109 323,74
93,11
29 02 51
Completion of statistical programmes (prior to 2013)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
119 227 ,—
Chapter 29 02 — Total
74 000 000
71 000 000
72 185 000
56 000 000
67 899 135,86
66 228 550,74
93,28
29 02 01
Providing quality statistical information, implementing new methods of production of European statistics and strengthening the partnership within the European Statistical System
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
74 000 000
71 000 000
72 185 000
56 000 000
67 899 135,86
66 109 323,74
Remarks
This appropriation is intended to cover the following:
—
statistical data collection and surveys, studies and development of indicators and benchmarks,
—
quality studies and activities designed to improve the quality of statistics,
—
the processing, dissemination, promotion and marketing of statistical information,
—
the development, maintenance and reengineering of IT systems and infrastructure linked to putting into place and monitoring measures coming under this article,
—
risk-based control work at the sites of entities involved in the production of statistical information in Member States, especially to support the economic governance of the Union,
—
support to collaborative networks and support to organisations having as their primary objectives and activities the promotion and support for the implementation of the European Statistics Code of Practice and the implementation of new methods of production of European statistics,
—
services rendered by external experts,
—
statistical training courses for statisticians,
—
the cost of purchasing documentation,
—
subsidies and subscriptions to international statistical associations.
It is also intended to ensure the gathering of the information necessary to draw up an annual summary report on the economic and social state of the Union on the basis of economic data and structural indicators and benchmarks.
This appropriation is also intended to cover costs incurred in connection with the training of national statisticians and the policy of cooperation in the field of statistics with third countries, expenditure relating to exchanges of officials, the costs of information meetings, and expenditure on payment for services rendered in connection with the adjustment of the remuneration of officials and other staff.
Also charged to this article is expenditure on the purchase of data and access for Commission departments to outside databases.
In addition, funding should be used to develop new, modular techniques.
This appropriation is also intended to cover the provision of the necessary statistical information, at the request of the Commission or of the other institutions of the Union, for the assessment, monitoring and evaluation of the Union’s expenditure. This will improve the implementation of financial and budgetary policy (drawing-up of the budget and periodic review of the multiannual financial framework) and make it possible to compile medium and long-term data for the financing of the Union.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, such amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation. They give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The corresponding amount is estimated at EUR 4 450 000.
Legal basis
Regulation (EU) No 99/2013 of the European Parliament and of the Council of 15 January 2013 on the European statistical programme 2013-17 (
OJ L 39, 9.2.2013, p. 12
).
29 02 51
Completion of statistical programmes (prior to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
119 227 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, such amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation. They give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the Swiss Confederation’s contribution for participation in Union programmes entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (e), (f) and (g) of Article 21(2) of the Financial Regulation.
Legal basis
Council Regulation (EC) No 322/97 of 17 February 1997 on Community Statistics (
OJ L 52, 22.2.1997, p. 1
).
Decision No 507/2001/EC of the European Parliament and of the Council of 12 March 2001 concerning a set of actions relating to the trans-European network for the collection, production and dissemination of statistics on the trading of goods within the Community and between the Community and non-member countries (Edicom) (
OJ L 76, 16.3.2001, p. 1
).
Decision No 2367/2002/EC of the European Parliament and of the Council of 16 December 2002 on the Community statistical programme 2003 to 2007 (
OJ L 358, 31.12.2002, p. 1
).
Decision No 1578/2007/EC of the European Parliament and of the Council of 11 December 2007 on the Community Statistical Programme 2008 to 2012 (
OJ L 344, 28.12.2007, p. 15
).
Regulation (EC) No 223/2009 of the European Parliament and of the Council of 11 March 2009 on European statistics and repealing Regulation (EC, Euratom) No 1101/2008 of the European Parliament and of the Council on the transmission of data subject to statistical confidentiality to the Statistical Office of the European Communities, Council Regulation (EC) No 322/97 on Community Statistics, and Council Decision 89/382/EEC, Euratom establishing a Committee on the Statistical Programmes of the European Communities (
OJ L 87, 31.3.2009, p. 164
).
TITLE 30
PENSIONS AND RELATED EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
30 01
ADMINISTRATIVE EXPENDITURE OF THE ‘PENSIONS AND RELATED EXPENDITURE’ POLICY AREA
2 133 215 000
2 008 091 000
1 882 125 488,11
Title 30 — Total
2 133 215 000
2 008 091 000
1 882 125 488,11
CHAPTER 30 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘PENSIONS AND RELATED EXPENDITURE’ POLICY AREA
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
30 01
ADMINISTRATIVE EXPENDITURE OF THE ‘PENSIONS AND RELATED EXPENDITURE’ POLICY AREA
30 01 13
Allowances of former Members
30 01 13 01
Temporary allowances
5.2
3 617 000
682 000
38 421,40
1,06
30 01 13 03
Weightings and adjustments to temporary allowances
5.2
45 000
8 000
5 349,93
11,89
Article 30 01 13 — Subtotal
3 662 000
690 000
43 771,33
1,20
30 01 14
Allowances for staff assigned non-active status, retired in the interests of the service or dismissed
30 01 14 01
Allowances for staff assigned non-active status, retired in the interests of the service or dismissed
5.2
6 273 000
3 642 000
3 205 476,94
51,10
30 01 14 02
Insurance against sickness
5.2
213 000
124 000
91 338,92
42,88
30 01 14 03
Adjustments to allowances
5.2
81 000
43 000
1 657,29
2,05
Article 30 01 14 — Subtotal
6 567 000
3 809 000
3 298 473,15
50,23
30 01 15
Pensions and allowances
30 01 15 01
Pensions, invalidity allowances and severance grants
5.1
1 952 191 000
1 843 249 000
1 750 129 314,73
89,65
30 01 15 02
Insurance against sickness
5.1
64 651 000
60 866 000
57 165 937,93
88,42
30 01 15 03
Weightings and adjustments to pensions and allowances
5.1
76 554 000
73 070 000
47 255 771,78
61,73
Article 30 01 15 — Subtotal
2 093 396 000
1 977 185 000
1 854 551 024,44
88,59
30 01 16
Pensions of former Members — Institutions
30 01 16 01
Pensions of former Members of the European Parliament
5.1
6 770 000
4 226 000
3 641 832,40
53,79
30 01 16 02
Pensions of former Presidents of the European Council and of former Secretaries-General of the Council of the European Union
5.1
634 000
78 000
73 180,84
11,54
30 01 16 03
Pensions of former Members of the Commission
5.1
6 715 000
6 837 000
6 327 715,56
94,23
30 01 16 04
Pensions of former Members of the Court of Justice of the European Union
5.1
10 180 000
10 035 000
9 179 580,83
90,17
30 01 16 05
Pensions of former Members of the Court of Auditors
5.1
4 856 000
4 802 000
4 596 889,10
94,66
30 01 16 06
Pensions of former European Ombudsmen
5.1
254 000
252 000
240 052,16
94,51
30 01 16 07
Pensions of former European Data Protection Supervisors
5.1
181 000
177 000
172 968,30
95,56
Article 30 01 16 — Subtotal
29 590 000
26 407 000
24 232 219,19
81,89
Chapter 30 01 — Total
2 133 215 000
2 008 091 000
1 882 125 488,11
88,23
30 01 13
Allowances of former Members
30 01 13 01
Temporary allowances
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 617 000
682 000
38 421,40
Remarks
This appropriation is intended to cover:
—
transitional allowances,
—
family allowances,
of Members of the Commission after termination of service.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, and of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
30 01 13 03
Weightings and adjustments to temporary allowances
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
45 000
8 000
5 349,93
Remarks
This appropriation is intended to cover the cost of weightings applied to the temporary allowances for former Members of the Commission and other persons entitled to such payments.
Part of this appropriation is intended to cover the cost of any adjustments to temporary allowances during the financial year. It is purely provisional and can only be used after its transfer to other items in this chapter in accordance with the Financial Regulation.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
30 01 14
Allowances for staff assigned non-active status, retired in the interests of the service or dismissed
30 01 14 01
Allowances for staff assigned non-active status, retired in the interests of the service or dismissed
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 273 000
3 642 000
3 205 476,94
Remarks
This appropriation is intended to cover allowances for officials:
—
assigned non-active status following a reduction in the number of posts in the institution,
—
holding an AD 16, AD 15 or AD 14 grade post who are retired in the interests of the service,
—
placed by decision of the appointing authority on leave in the interests of the service for organisational needs linked to the acquisition of new competences within the institutions.
It also covers expenditure arising from the application of the Council Regulations on special or temporary measures to terminate the service of officials or temporary staff.
Legal basis
Staff Regulations of Officials of the European Union.
Council Regulation (EC, Euratom) No 1746/2002 of 30 September 2002 introducing, in the context of the reform of the Commission, special measures to terminate the service of officials of the European Communities appointed to an established post in the Commission of the European Communities (
OJ L 264, 2.10.2002, p. 1
).
30 01 14 02
Insurance against sickness
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
213 000
124 000
91 338,92
Remarks
This appropriation is intended to cover the employer’s contribution towards sickness insurance for persons in receipt of allowances for assignment of non-active status, retirement in the interest of the service or dismissal.
Legal basis
Staff Regulations of Officials of the European Union.
30 01 14 03
Adjustments to allowances
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
81 000
43 000
1 657,29
Remarks
This appropriation is intended to cover the cost of any adjustments to allowances during the financial year. It is purely provisional and can only be used after its transfer to other items in this chapter in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
30 01 15
Pensions and allowances
30 01 15 01
Pensions, invalidity allowances and severance grants
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 952 191 000
1 843 249 000
1 750 129 314,73
Remarks
This appropriation is intended to cover:
—
retirement pensions of officials, temporary and contractual staff of all the institutions and agencies of the Union, including those paid from research and technological development appropriations,
—
invalidity pensions of officials and temporary staff of all the institutions and agencies of the Union, including those paid from research and technological development appropriations,
—
invalidity allowances of officials, temporary and contractual staff of all the institutions and agencies of the Union, including those paid from research and technological development appropriations,
—
survivors’ pensions for surviving spouses and orphans of former officials, temporary and contractual staff of all the institutions and agencies of the Union, including those paid from research and technological development appropriations,
—
severance grants of officials, temporary and contractual staff of all the institutions and agencies of the Union, including those paid from research and technological development appropriations,
—
payments of the actuarial equivalent of retirement pensions,
—
payments (pension bonus) to former members of the Resistance (or to their surviving spouses or orphans) who were deported or interned,
—
payments of financial aid to a surviving spouse who has a serious or protracted illness or who is disabled, for the duration of the illness or disability, on the basis of an examination of the social and medical circumstances of the person concerned.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
30 01 15 02
Insurance against sickness
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
64 651 000
60 866 000
57 165 937,93
Remarks
This appropriation is intended to cover the employer’s contribution towards sickness insurance for pensioners.
It also covers supplementary payments for the reimbursement of medical expenses for former members of the Resistance who were deported or interned.
Legal basis
Staff Regulations of Officials of the European Union.
30 01 15 03
Weightings and adjustments to pensions and allowances
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
76 554 000
73 070 000
47 255 771,78
Remarks
This appropriation is intended to cover the effect of weightings applicable to pensions.
Part of this appropriation is intended to cover the cost of any adjustments to pensions during the financial year. It is purely provisional and may be used only after its transfer to other items in this chapter in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
30 01 16
Pensions of former Members — Institutions
30 01 16 01
Pensions of former Members of the European Parliament
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 770 000
4 226 000
3 641 832,40
Remarks
This appropriation is intended to cover the retirement pensions, invalidity pensions and survivor’s pensions of former Members of the European Parliament.
Legal basis
Statute for Members of the European Parliament, and in particular Articles 14, 15, 17 and 28 thereof.
Implementing measures for the Statute for Members of the European Parliament (including Articles 49 to 60 thereof and relevant provisions adopted by the Bureau of the European Parliament).
30 01 16 02
Pensions of former Presidents of the European Council and of former Secretaries-General of the Council of the European Union
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
634 000
78 000
73 180,84
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former Presidents of the European Council and of former Secretaries-General of the Council of the European Union, together with the weightings applicable to their country of residence, and the survivor’s pensions of surviving spouses and orphans of former Presidents of the European Council and of former Secretaries-General of the Council of the European Union, together with the weightings applicable to their country of residence.
Legal basis
Council Decision 2009/909/EU of 1 December 2009 laying down the conditions of employment of the President of the European Council (
OJ L 322, 9.12.2009, p. 35
)
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
30 01 16 03
Pensions of former Members of the Commission
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
6 715 000
6 837 000
6 327 715,56
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former Members of the Commission, together with the weightings applicable to their country of residence, and the survivors’ pensions of surviving spouses and orphans of former Members of the Commission, together with the weightings applicable to their country of residence.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
30 01 16 04
Pensions of former Members of the Court of Justice of the European Union
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
10 180 000
10 035 000
9 179 580,83
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former Members of the Court of Justice of the European Union, together with the weightings applicable to their country of residence, and the survivors’ pensions of surviving spouses and orphans of former Members of the Court of Justice of the European Union, together with the weightings applicable to their country of residence.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 8, 9, 15 and 18 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
30 01 16 05
Pensions of former Members of the Court of Auditors
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 856 000
4 802 000
4 596 889,10
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former Members of the Court of Auditors, together with the weightings applicable to their country of residence, and the survivors’ pensions for their surviving spouses and orphans of former Members of the Court of Auditors, together with the weightings applicable to their country of residence.
Legal basis
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the Members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
), and in particular Articles 9, 10, 11 and 16 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
30 01 16 06
Pensions of former European Ombudsmen
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
254 000
252 000
240 052,16
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former European Ombudsmen, together with the weightings applicable to their country of residence, and the survivors’ pensions of surviving spouses and orphans, together with the weightings applicable to their country of residence.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 8, 9, 15 and 18 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
30 01 16 07
Pensions of former European Data Protection Supervisors
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
181 000
177 000
172 968,30
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former European Data Protection Supervisors, together with the weightings applicable to their country of residence, as well as the survivors’ pensions of surviving spouses and orphans of former European Data Protection Supervisors, together with the weightings applicable to their country of residence.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 8, 9, 15 and 18 thereof.
Decision No 1247/2002/EC of the European Parliament, of the Council and of the Commission of 1 July 2002 on the regulations and general conditions governing the performance of the European Data-protection Supervisor’s duties (
OJ L 183, 12.7.2002, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
TITLE 31
LANGUAGE SERVICES
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
31 01
ADMINISTRATIVE EXPENDITURE OF THE ‘LANGUAGE SERVICES’ POLICY AREA
410 651 078
403 346 735
443 544 631,80
Title 31 — Total
410 651 078
403 346 735
443 544 631,80
CHAPTER 31 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘LANGUAGE SERVICES’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
31 01
ADMINISTRATIVE EXPENDITURE OF THE ‘LANGUAGE SERVICES’ POLICY AREA
31 01 01
Expenditure relating to officials and temporary staff in the ‘Language services’ policy area
5.2
337 548 176
329 978 064
322 198 513,19
95,45
31 01 02
External personnel and other management expenditure in support of the ‘Language services’ policy area
31 01 02 01
External personnel
5.2
12 205 672
11 144 069
10 280 409,05
84,23
31 01 02 11
Other management expenditure
5.2
4 310 819
4 418 600
5 565 687,83
129,11
Article 31 01 02 — Subtotal
16 516 491
15 562 669
15 846 096,88
95,94
31 01 03
Expenditure relating to information and communication technology equipment and services, and other working expenditure of the ‘Language services’ policy area
31 01 03 01
Expenditure relating to information and communication technology equipment and services
5.2
22 386 411
22 122 002
25 796 199,34
115,23
31 01 03 04
Technical equipment and services for the Commission conference rooms
5.2
2 300 000
2 300 000
6 935 112,32
301,53
31 01 03 05
Expenditure for conference organisation
5.2
p.m.
p.m.
740 667,47
Article 31 01 03 — Subtotal
24 686 411
24 422 002
33 471 979,13
135,59
31 01 07
Interpretation expenditure
31 01 07 01
Interpretation expenditure
5.2
16 140 000
16 140 000
52 285 145,85
323,95
31 01 07 02
Professional support for the conference interpreters
5.2
384 000
374 000
1 040 487,72
270,96
31 01 07 03
Information technology expenditure of the Directorate-General for Interpretation
5.2
1 469 000
1 463 000
3 610 501,58
245,78
Article 31 01 07 — Subtotal
17 993 000
17 977 000
56 936 135,15
316,43
31 01 08
Translation expenditure
31 01 08 01
Translation expenditure
5.2
11 800 000
13 300 000
11 444 467,29
96,99
31 01 08 02
Support expenditure for operations of the Directorate-General for Translation
5.2
1 527 000
1 507 000
2 649 991,53
173,54
Article 31 01 08 — Subtotal
13 327 000
14 807 000
14 094 458,82
105,76
31 01 09
Interinstitutional cooperation activities in the language field
5.2
580 000
600 000
997 448,63
171,97
31 01 10
Translation Centre for the Bodies of the European Union
5.2
p.m.
p.m.
0 ,—
Chapter 31 01 — Total
410 651 078
403 346 735
443 544 631,80
108,01
31 01 01
Expenditure relating to officials and temporary staff in the ‘Language services’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
337 548 176
329 978 064
322 198 513,19
31 01 02
External personnel and other management expenditure in support of the ‘Language services’ policy area
31 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
12 205 672
11 144 069
10 280 409,05
31 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 310 819
4 418 600
5 565 687,83
31 01 03
Expenditure relating to information and communication technology equipment and services, and other working expenditure of the ‘Language services’ policy area
31 01 03 01
Expenditure relating to information and communication technology equipment and services
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
22 386 411
22 122 002
25 796 199,34
31 01 03 04
Technical equipment and services for the Commission conference rooms
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 300 000
2 300 000
6 935 112,32
Remarks
This appropriation is intended to cover expenditure for:
—
equipment needed for the operation of the Commission’s meeting and conference rooms,
—
technical services related to the operation of the Commission’s meetings and conferences in Brussels.
Appropriations to cover the equivalent expenditure in respect of research are entered under various items in Articles 01 and 05 of the titles concerned.
This appropriation is intended to cover expenditure incurred within the territory of the Union.
Assigned revenue received may give rise to the provision of additional appropriations under this item in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
31 01 03 05
Expenditure for conference organisation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
740 667,47
Remarks
This appropriation is intended to cover expenditure (including equipment, services and other charges) needed for the centralised organisation of conferences and events organised by Directorate-General for Interpretation for other Commission departments, Union institutions, bodies, offices and agencies. As a rule, the costs incurred are to be recovered as assigned revenues from these entities in accordance with applicable rules and specific agreements.
This appropriation is also intended to cover costs directly linked to the development and maintenance of corporate tools and services for the organisation of conferences and assimilated events.
This appropriation is intended to cover expenditure incurred within and outside the territory of the Union.
Assigned revenue received may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.
31 01 07
Interpretation expenditure
31 01 07 01
Interpretation expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
16 140 000
16 140 000
52 285 145,85
Remarks
This appropriation is intended to cover:
—
remuneration of freelance interpreters (auxiliary conference interpreters — ACIs) employed by the Directorate-General for Interpretation under Article 90 of the Conditions of Employment of Other Servants of the European Union, to allow the Directorate-General for Interpretation to make a sufficient number of qualified conference interpreters available to the institutions for which it provides interpreting services,
—
remuneration comprising, in addition to fees, contributions to an old-age and life provident scheme, and to sickness and accident insurance, together with, for interpreters whose place of professional domicile is not the place of assignment, the reimbursement of travel and accommodation expenses and the payment of subsistence allowances,
—
the expenses related to the accreditation tests of the ACIs, notably the reimbursement of travel and accommodation expenses, and the payment of subsistence allowances,
—
services to the Commission provided by European Parliament interpreters (officials, temporary staff and ACIs),
—
costs relating to services provided by interpreters in respect of the preparation of meetings,
—
contracts for interpreting services concluded by the Directorate-General for Interpretation through Union delegations in respect of meetings organised by the Commission in third countries.
The amount of assigned revenue pursuant to Article 21(3) of the Financial Regulation is estimated at EUR 33 710 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
Reference acts
Commission internal directive; Conclusion 252/08 of 15 February 2008 — Agreement on working conditions and the pecuniary regime for conference interpreting agents (ACIs) recruited by the institutions of the European Union.
31 01 07 02
Professional support for the conference interpreters
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
384 000
374 000
1 040 487,72
Remarks
This appropriation is intended to cover expenditure relating to activities enabling the recruitment of a sufficient number of qualified conference interpreters, particularly for certain language combinations, and to finance specific language enhancement support for conference interpreters.
On the external side, this includes, in particular, grants to universities, training for trainers and educational support programmes, together with student scholarships. It also includes very specific support actions for staff interpreters, such as thematic training, linguistic stays, and refresher or intensive courses.
Under the agreement on working conditions for ACIs (conference interpreting agents), this category of interpreters has access to limited support for language training (i.e. language stay bursaries and training vouchers).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 816 000.
Legal basis
Staff Regulations of Officials of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Commission internal directive; Conclusion 252/08 of 15 February 2008 — Agreement on working conditions and the pecuniary regime for conference interpreting agents (ACIs) recruited by the institutions of the European Union.
31 01 07 03
Information technology expenditure of the Directorate-General for Interpretation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 469 000
1 463 000
3 610 501,58
Remarks
This appropriation is intended to cover all information technology expenditure of the Directorate-General for Interpretation, including:
—
the purchase or rental of personal computers, servers and microcomputers, the cost of back-up facilities, terminals, peripherals, connection devices, photocopiers, printers and scanners, all electronic equipment in use in the Directorate-General for Interpretation offices or in meeting rooms, the software needed for the operation of such equipment, installation, configuration, maintenance, studies, documentation and associated supplies,
—
the development and maintenance of information and message distribution systems for the Directorate-General for Interpretation, including documentation, specific training for these systems, studies and the acquisition of knowledge and expertise in the field of information technology: quality, security, technology, the internet, development methodology, data management,
—
technical and logistical support, external personnel for operating and administering databases, office services and subscriptions,
—
the purchase or rental, maintenance of and support for transmission and communication equipment and software as well as the associated training and charges.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 040 000.
31 01 08
Translation expenditure
31 01 08 01
Translation expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
11 800 000
13 300 000
11 444 467,29
Remarks
This appropriation is intended to cover expenditure for external translation and other related linguistic and technical services entrusted to external contractors.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100 000.
31 01 08 02
Support expenditure for operations of the Directorate-General for Translation
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 527 000
1 507 000
2 649 991,53
Remarks
In respect of terminology and linguistic databases, translation tools and documentary and library expenditure for the Directorate-General for Translation, this appropriation is intended to cover:
—
expenditure on the acquisition, development and adaptation of software, translation tools and other multilingual tools or aids to translation and the acquisition, consolidation and extension of the contents of linguistic and terminological databases, translation memories and automatic translation dictionaries, particularly with a view to the more efficient treatment of multilingualism and enhanced interinstitutional cooperation,
—
documentation and library expenditure to meet the needs of translators, in particular:
—
to supply the libraries with monolingual books and subscriptions to selected newspapers and periodicals,
—
to allocate individual endowments for the acquisition of a stock of dictionaries and language guides for new translators,
—
to acquire dictionaries, encyclopaedias and vocabularies in electronic form or via web access to documentary databases,
—
to constitute and keep up the basic stock of multilingual libraries by purchasing reference books.
This appropriation covers expenditure incurred within the territory of the Union, excluding Joint Research Centre sites, for which expenditure is entered in Article 01 05 of the titles concerned.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 386 670.
31 01 09
Interinstitutional cooperation activities in the language field
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
580 000
600 000
997 448,63
Remarks
This appropriation is intended to cover expenditure on cooperation activities organised by the Interinstitutional Committee for Translation and Interpretation to promote interinstitutional cooperation in the field of languages.
Assigned revenue received may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
31 01 10
Translation Centre for the Bodies of the European Union
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover staff and administrative expenditure (Titles 1 and 2), and operational expenditure (Title 3) of the Translation Centre for the Bodies of the European Union (the Translation Centre).
The budgetary resources of the Translation Centre consist of financial contributions from the agencies for which it works and the institutions and bodies with which it cooperates, without prejudice to other revenue.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in aacordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the Translation Centre is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 2965/94 of 28 November 1994 setting up a Translation Centre for bodies of the European Union (
OJ L 314, 7.12.1994, p. 1
).
Reference acts
Declaration of the representatives of the Governments of the Member States meeting in Brussels on 29 October 1993 at Head of State or Government level.
TITLE 32
ENERGY
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 01
ADMINISTRATIVE EXPENDITURE IN THE ‘ENERGY’ POLICY AREA
88 293 758
88 293 758
86 080 341
86 080 341
85 412 399,68
85 412 399,68
32 02
CONVENTIONAL AND RENEWABLE ENERGY
1 327 440 561
510 349 275
973 486 520
412 981 437
701 564 828,91
440 229 603,92
32 03
NUCLEAR ENERGY
168 307 000
192 800 000
164 947 000
178 635 500
159 580 015,12
218 278 367,31
32 04
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO ENERGY
456 991 488
446 594 189
381 011 007
340 192 431
341 473 556,37
315 154 693,87
32 05
ITER
358 390 856
632 277 000
400 675 200
610 017 568
387 717 183,51
659 910 844,32
Title 32 — Total
2 399 423 663
1 870 314 222
2 006 200 068
1 627 907 277
1 675 747 983,59
1 718 985 909,10
CHAPTER 32 01 —
   
ADMINISTRATIVE EXPENDITURE IN THE ‘ENERGY’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
32 01
ADMINISTRATIVE EXPENDITURE IN THE ‘ENERGY’ POLICY AREA
32 01 01
Expenditure related to officials and temporary staff in the ‘Energy’ policy area
5.2
66 920 245
64 943 128
62 914 740 ,—
94,01
32 01 02
External personnel and other management expenditure in support of the ‘Energy’ policy area
32 01 02 01
External personnel
5.2
3 107 027
3 077 668
3 544 057 ,—
114,07
32 01 02 11
Other management expenditure
5.2
1 635 876
1 634 164
1 528 546,30
93,44
Article 32 01 02 — Subtotal
4 742 903
4 711 832
5 072 603,30
106,95
32 01 03
Expenditure related to information and communication technology equipment and services of the ‘Energy’ policy area
5.2
4 438 193
4 353 841
5 037 030,48
113,49
32 01 04
Support expenditure for operations and programmes in the ‘Energy’ policy area
32 01 04 01
Support expenditure for Connecting Europe Facility — Energy
1.1
1 500 000
1 500 000
1 828 243,98
121,88
32 01 04 02
Support expenditure for nuclear decommissioning assistance programme
1.1
p.m.
p.m.
0 ,—
Article 32 01 04 — Subtotal
1 500 000
1 500 000
1 828 243,98
121,88
32 01 05
Support expenditure for research and innovation programmes in the ‘Energy’ policy area
32 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1.1
2 519 194
2 248 661
2 069 469 ,—
82,15
32 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
1.1
859 079
859 079
837 600 ,—
97,50
32 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1.1
800 000
800 000
1 083 712,92
135,46
32 01 05 21
Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER
1.1
5 491 931
5 748 971
5 888 000 ,—
107,21
32 01 05 22
External personnel implementing research and innovation programmes — ITER
1.1
192 213
191 829
238 000 ,—
123,82
32 01 05 23
Other management expenditure for research and innovation programmes — ITER
1.1
700 000
600 000
320 000 ,—
45,71
Article 32 01 05 — Subtotal
10 562 417
10 448 540
10 436 781,92
98,81
32 01 07
Euratom contribution for operation of the Supply Agency
5.2
130 000
123 000
123 000 ,—
94,62
Chapter 32 01 — Total
88 293 758
86 080 341
85 412 399,68
96,74
32 01 01
Expenditure related to officials and temporary staff in the ‘Energy’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
66 920 245
64 943 128
62 914 740 ,—
32 01 02
External personnel and other management expenditure in support of the ‘Energy’ policy area
32 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 107 027
3 077 668
3 544 057 ,—
32 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 635 876
1 634 164
1 528 546,30
32 01 03
Expenditure related to information and communication technology equipment and services of the ‘Energy’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 438 193
4 353 841
5 037 030,48
32 01 04
Support expenditure for operations and programmes in the ‘Energy’ policy area
32 01 04 01
Support expenditure for Connecting Europe Facility — Energy
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 500 000
1 500 000
1 828 243,98
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
See Chapter 32 02.
32 01 04 02
Support expenditure for nuclear decommissioning assistance programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on studies and meetings of experts directly linked to the achievement of the objective of the programme or measures coming under this item, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
See Chapter 32 03.
32 01 05
Support expenditure for research and innovation programmes in the ‘Energy’ policy area
32 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 519 194
2 248 661
2 069 469 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020, occupying posts on the authorised establishment plans engaged in indirect action under the non-nuclear programmes, including officials and temporary staff posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 32 04.
32 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
859 079
859 079
837 600 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — Horizon 2020, in the form of indirect action under the non-nuclear programmes, including external personnel posted in Union delegations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 32 04.
32 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
800 000
800 000
1 083 712,92
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
See Chapter 32 04.
32 01 05 21
Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
5 491 931
5 748 971
5 888 000 ,—
Remarks
This appropriation is intended to cover expenditure relating to officials and temporary staff implementing research and innovation programmes — the programme for the ITER project, occupying posts on the authorised establishment plans engaged in indirect action under the nuclear and non-nuclear programmes, including officials and temporary staff posted in Union delegations.
Legal basis
See Chapter 32 05.
32 01 05 22
External personnel implementing research and innovation programmes — ITER
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
192 213
191 829
238 000 ,—
Remarks
This appropriation is intended to cover expenditure on external personnel implementing research and innovation programmes — the programme for the ITER project, in the form of indirect action under the nuclear programmes, including external personnel posted in Union delegations.
Legal basis
See Chapter 32 05.
32 01 05 23
Other management expenditure for research and innovation programmes — ITER
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
700 000
600 000
320 000 ,—
Remarks
This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — the programme for the ITER project, in the form of indirect action under the nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.
This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, training and representation expenses.
Legal basis
See Chapter 32 05.
32 01 07
Euratom contribution for operation of the Supply Agency
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
130 000
123 000
123 000 ,—
Remarks
Since expenditure on staff and buildings is included in the appropriations entered in Items XX 01 01 01 and XX 01 03 01 and Article 26 01 23, the Commission contribution, together with the Agency’s own revenue, is intended to cover expenditure incurred by the Agency in its activities.
At its 23rd session on 1 and 2 February 1960, the Euratom Council proposed unanimously that the Commission postpone not only the levying of the charge (intended to cover the operating expenditure of the Euratom Supply Agency) but also the actual introduction of that charge. Since then a subsidy has been included in the budget to balance the revenue side against the Agency expenditure figures shown in the statement of estimates.
Legal basis
Treaty establishing the European Atomic Energy Community, and in particular Articles 52, 53 and 54 thereof.
Reference acts
Council Decision 2008/114/EC, Euratom of 12 February 2008 establishing Statutes for the Euratom Supply Agency (
OJ L 41, 15.2.2008, p. 15
), and in particular Articles 4, 6 and 7 of the Annex thereto.
CHAPTER 32 02 —
   
CONVENTIONAL AND RENEWABLE ENERGY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 02
CONVENTIONAL AND RENEWABLE ENERGY
32 02 01
Connecting Europe Facility
32 02 01 01
Further integration of the internal energy market and the interoperability of electricity and gas networks across borders
1.1
450 506 000
148 240 000
315 726 595
109 300 000
226 402 267 ,—
58 172 774,57
39,24
32 02 01 02
Enhancing Union security of energy supply
1.1
414 528 000
134 200 000
315 726 595
108 000 000
226 040 000 ,—
56 848 758,01
42,36
32 02 01 03
Contributing to sustainable development and protection of the environment
1.1
414 498 586
134 300 000
315 724 834
108 000 000
226 047 001,45
56 848 758,82
42,33
32 02 01 04
Creating an environment more conducive to private investment for energy projects
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
89 289 000 ,—
Article 32 02 01 — Subtotal
1 279 532 586
416 740 000
947 178 024
325 300 000
678 489 268,45
261 159 291,40
62,67
32 02 02
Support activities for the European energy policy and internal energy market
1.1
5 618 000
4 700 000
5 410 000
4 902 000
5 967 510,46
4 591 286,67
97,69
32 02 03
Security of energy installations and infrastructure
1.1
337 000
150 000
p.m.
p.m.
300 000 ,—
0 ,—
0
32 02 10
European Union Agency for the Cooperation of Energy Regulators
1.1
16 277 975
16 277 975
15 853 496
15 853 496
13 562 000 ,—
13 562 000 ,—
83,32
32 02 51
Completion of financial support for projects of common interest in the trans-European energy network
1.1
p.m.
1 443 196
p.m.
p.m.
0 ,—
1 816 778,46
125,89
32 02 52
Completion of energy projects to aid economic recovery
1.1
p.m.
60 000 000
p.m.
61 000 000
0 ,—
159 100 247,39
265,17
32 02 77
Pilot projects and preparatory actions
32 02 77 08
Pilot project — Fuel/energy poverty — Assessment of the impact of the crisis and review of existing and possible new measures in the Member States
1.1
p.m.
325 504
p.m.
203 441
0 ,—
0 ,—
0
32 02 77 09
Preparatory action — Strengthening cooperation on climate action among islands within and beyond the Union through the creation of an island identity within the Global Covenant of Mayors
1.1
p.m.
951 350
p.m.
1 000 000
0 ,—
0 ,—
0
32 02 77 10
Pilot project — Fighting energy poverty in the Ionian-Adriatic macro-region
1.1
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
32 02 77 11
Pilot project — Feasibility study for distributed ledger technology applied to the European energy market
1.1
p.m.
400 000
420 000
410 000
400 000 ,—
0 ,—
0
32 02 77 12
Preparatory action — Establishing comprehensive support for coal and carbon-intensive regions in transition
1.1
18 000 000
5 750 000
2 000 000
1 850 000
1 700 000 ,—
0 ,—
0
32 02 77 13
Preparatory action — Toolkits for coal platform dialogue participants to develop and support local transition strategies
1.1
p.m.
380 000
p.m.
650 000
1 146 050 ,—
0 ,—
0
32 02 77 14
Pilot project — Advancing industrial decarbonisation by assessing the use of renewable energies in industrial processes
1.1
p.m.
262 500
525 000
262 500
32 02 77 15
Pilot project — Covenant of Mayors as an instrument to tackle energy poverty
1.1
1 800 000
1 500 000
2 100 000
1 050 000
32 02 77 16
Preparatory action — Teaching island authorities and communities how to tender for renewable energy projects
1.1
2 000 000
500 000
32 02 77 17
Preparatory action — Strengthening cooperation on climate action among villages in the Union and beyond through the creation of a rural identity within the Covenant of Mayors
1.1
2 000 000
500 000
32 02 77 18
Pilot project — Energy communities repository – Monitoring and support for energy communities in the Union
1.1
1 000 000
250 000
32 02 77 19
Pilot project — Engaging companies for energy transition
1.1
875 000
218 750
Article 32 02 77 — Subtotal
25 675 000
11 038 104
5 045 000
5 925 941
3 246 050 ,—
0 ,—
0
Chapter 32 02 — Total
1 327 440 561
510 349 275
973 486 520
412 981 437
701 564 828,91
440 229 603,92
86,26
32 02 01
Connecting Europe Facility
32 02 01 01
Further integration of the internal energy market and the interoperability of electricity and gas networks across borders
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
450 506 000
148 240 000
315 726 595
109 300 000
226 402 267 ,—
58 172 774,57
Remarks
This appropriation is intended to cover the cost of co-financing studies and works for projects of common interest which contribute primarily to the integration of the internal energy market and the interoperability of gas and electricity networks across borders. This appropriation is also intended to cover the cost of programme support actions related to the same objective.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (a) of Article 4(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
32 02 01 02
Enhancing Union security of energy supply
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
414 528 000
134 200 000
315 726 595
108 000 000
226 040 000 ,—
56 848 758,01
Remarks
This appropriation is intended to cover the cost of co-financing studies and works for projects of common interest which contribute primarily to enhancing Union security of energy supply, system resilience and security of system operations. This appropriation is also intended to cover the cost of programme support actions related to the same objective.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (b) of Article 4(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
32 02 01 03
Contributing to sustainable development and protection of the environment
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
414 498 586
134 300 000
315 724 834
108 000 000
226 047 001,45
56 848 758,82
Remarks
This appropriation is intended to cover the cost of co-financing studies and works for projects of common interest which contribute primarily to sustainable development and protection of the environment, including through the integration of energy from renewable sources into the transmission network, and through the development of smart energy networks and carbon dioxide networks. This appropriation is also intended to cover the cost of programme support actions related to the same objective.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
), and in particular point (c) of Article 4(3) thereof.
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
32 02 01 04
Creating an environment more conducive to private investment for energy projects
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
89 289 000 ,—
Remarks
This appropriation is intended to cover the cost of the Union contribution to financial instruments established under the Connecting Europe Facility to enable or facilitate access to long-term financing or private investors’ resources and thus to accelerate or to make possible the financing of projects of common interest eligible under Regulation (EU) No 347/2013 of the European Parliament and of the Council of 17 April 2013 on guidelines for trans-European energy infrastructure and repealing Decision No 1364/2006/EC and amending Regulations (EC) No 713/2009, (EC) No 714/2009 and (EC) No 715/2009 (
OJ L 115, 25.4.2013, p. 39
). The set up of the financial instruments as ‘debt’ or ‘equity’ frameworks follows an 
ex ante
 assessment required by point (h) of Article 209(2) of Regulation (EU) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
). They are intended to be implemented under direct management by the entrusted entities, within the meaning of the Financial Regulation, or jointly with the entrusted entities.
Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenues may give rise to the provision of additional appropriations in accordance with point (f) of Article 21(3) of the Financial Regulation.
Legal basis
Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (
OJ L 348, 20.12.2013, p. 129
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
32 02 02
Support activities for the European energy policy and internal energy market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
5 618 000
4 700 000
5 410 000
4 902 000
5 967 510,46
4 591 286,67
Remarks
This appropriation is intended to cover expenditure incurred by the Commission for collecting and processing information of all kinds needed for the analysis, definition, promotion, monitoring, financing, evaluation and implementation of a competitive, safe and sustainable European energy policy, of the internal energy market and its extension to third countries, and of all aspects of energy supply security in a European and global perspective as well as the strengthening of the rights and protection of energy users by supplying quality services at transparent and comparable prices.
The principal endorsed objectives are to implement a progressive common European policy in line with the Energy Union strategy (COM(2015) 80 final) ensuring continuous energy supply security, good functioning of the internal energy market and access to transport networks of energy, observation of energy market, integrated governance and monitoring, analysis of modelling including scenarios on the impact of considered policies and the strengthening of the rights and protection of energy users, based on general and particular knowledge of global and European energy markets for all energy types.
This appropriation is also intended to cover experts’ expenditure directly linked to the collection, validation and analysis of necessary information on energy market observation, as well as expenditure on information and communication, digital processing and visualisation of data, conferences and events promoting activities in the energy sector, electronic and paper publications, audiovisual products as well as the development of different web-based and social media activities directly linked to the achievement of the objective of the energy policy. This appropriation will also support an enhanced energy dialogue with the Union’s key energy partners and international agencies in the field of energy.
Legal basis
Council Regulation (EC) No 2964/95 of 20 December 1995 introducing registration for crude oil imports and deliveries in the Community (
OJ L 310, 22.12.1995, p. 5
).
The Energy Charter Treaty, approved by Council and Commission Decision 98/181/EC, ECSC, Euratom of 23 September 1997 on the conclusion, by the European Communities, of the Energy Charter Treaty and the Energy Charter protocol on energy efficiency and related environmental aspects (
OJ L 69, 9.3.1998, p. 1
).
Council Decision 1999/280/EC of 22 April 1999 regarding a Community procedure for information and consultation on crude oil supply costs and the consumer prices of petroleum products (
OJ L 110, 28.4.1999, p. 8
).
Directive 2005/89/EC of the European Parliament and of the Council of 18 January 2006 concerning measures to safeguard security of electricity supply and infrastructure investment (
OJ L 33, 4.2.2006, p. 22
).
Decision No 1673/2006/EC of the European Parliament and of the Council of 24 October 2006 on the financing of European standardisation (
OJ L 315, 15.11.2006, p. 9
).
Directive 2009/28/EC of the European Parliament and of the Council of 23 April 2009 on the promotion of the use of energy from renewable sources and amending and subsequently repealing Directives 2001/77/EC and 2003/30/EC (
OJ L 140, 5.6.2009, p. 16
).
Regulation (EC) No 714/2009 of the European Parliament and of the Council of 13 July 2009 on conditions for access to the network for cross-border exchanges in electricity and repealing Regulation (EC) No 1228/2003 (
OJ L 211, 14.8.2009, p. 15
).
Regulation (EC) No 715/2009 of the European Parliament and of the Council of 13 July 2009 on conditions for access to the natural gas transmission networks and repealing Regulation (EC) No 1775/2005 (
OJ L 211, 14.8.2009, p. 36
).
Directive 2009/72/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in electricity and repealing Directive 2003/54/EC (
OJ L 211, 14.8.2009, p. 55
).
Directive 2009/73/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in natural gas and repealing Directive 2003/55/EC (
OJ L 211, 14.8.2009, p. 94
).
Council Directive 2009/119/EC of 14 September 2009 imposing an obligation on Member States to maintain minimum stocks of crude oil and/or petroleum products (
OJ L 265, 9.10.2009, p. 9
).
Council Regulation (EU, Euratom) No 617/2010 of 24 June 2010 concerning the notification to the Commission of investment projects in energy infrastructure within the European Union and repealing Regulation (EC) No 736/96 (
OJ L 180, 15.7.2010, p. 7
).
Commission Regulation (EU, Euratom) No 833/2010 of 21 September 2010 implementing Council Regulation (EU, Euratom) No 617/2010 concerning the notification to the Commission of investment projects in energy infrastructure within the European Union (
OJ L 248, 22.9.2010, p. 36
).
Regulation (EU) No 994/2010 of the European Parliament and of the Council of 20 October 2010 concerning measures to safeguard security of gas supply and repealing Council Directive 2004/67/EC (
OJ L 295, 12.11.2010, p. 1
).
Regulation (EU) No 1227/2011 of the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and transparency (
OJ L 326, 8.12.2011, p. 1
).
Decision No 994/2012/EU of the European Parliament and of the Council of 25 October 2012 establishing an information exchange mechanism with regard to intergovernmental agreements between Member States and third countries in the field of energy (
OJ L 299, 27.10.2012, p. 13
).
Directive 2012/27/EU of the European Parliament and of the Council of 25 October 2012 on energy efficiency, amending Directives 2009/125/EC and 2010/30/EU and repealing Directives 2004/8/EC and 2006/32/EC (
OJ L 315, 14.11.2012, p. 1
).
Directive 2013/30/EU of the European Parliament and of the Council of 12 June 2013 on safety of offshore oil and gas operations and amending Directive 2004/35/EC (
OJ L 178, 28.6.2013, p. 66
).
Association Agreement between the European Union and its Member States, of the one part, and Ukraine, of the other part (
OJ L 161, 29.5.2014, p. 3
).
Council Decision 2014/668/EU of 23 June 2014 on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and Ukraine, of the other part, as regards Title III (with the exception of the provisions relating to the treatment of third-country nationals legally employed as workers in the territory of the other Party) and Titles IV, V, VI and VII thereof, as well as the related Annexes and Protocols (
OJ L 278, 20.9.2014, p. 1
).
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Reference acts
Commission Decision of 19 January 2012 on setting up of the European Union Offshore Oil and Gas Authorities Group (
OJ C 18, 21.1.2012, p. 8
).
Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 25 February 2015
                           ‘A Framework Strategy for a Resilient Energy Union with a Forward-Looking Climate Change Policy’ (COM(2015) 80 final).
32 02 03
Security of energy installations and infrastructure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
337 000
150 000
p.m.
p.m.
300 000 ,—
0 ,—
Remarks
This appropriation is intended to cover expenditure incurred by the Commission for collecting and processing information of all kinds needed for the analysis, definition, promotion, communication, monitoring, evaluation and implementation of the rules and measures required to improve the security of the energy sector, technical assistance and specific training.
The main objectives are to develop and apply security rules in the field of energy and in particular:
—
measures to prevent malicious acts in the energy sector, with particular reference to the installations and infrastructure of the European system of energy generation and transmission,
—
approximation of legislation, technical standards and administrative monitoring practices relating to energy security,
—
definition of common indicators, methods and security objectives for the energy sector and collection of the data necessary for such definition,
—
monitoring of measures taken on energy security by national authorities, operators and other key actors in the field,
—
international coordination on energy security, including neighbouring supplier and transit countries and other world partners,
—
promoting technology development in energy security.
This appropriation may also cover expenditure on information and communication, as well as electronic and paper publications directly linked to the achievement of the objective of this article.
Legal basis
Council Directive 2008/114/EC of 8 December 2008 on the identification and designation of European critical infrastructures and the assessment of the need to improve their protection (
OJ L 345, 23.12.2008, p. 75
).
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 10
European Union Agency for the Cooperation of Energy Regulators
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
16 277 975
16 277 975
15 853 496
15 853 496
13 562 000 ,—
13 562 000 ,—
Remarks
This appropriation is intended to cover the Agency’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).
The Agency must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
The establishment plan of the Agency is set out in the Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 16 470 000. An amount of EUR 192 025 coming from the recovery of surplus, is added to the amount of EUR 16 277 975 entered in the budget.
Legal basis
Regulation (EC) No 713/2009 of the European Parliament and of the Council of 13 July 2009 establishing an Agency for the Cooperation of Energy Regulators (
OJ L 211, 14.8.2009, p. 1
).
Regulation (EU) No 1227/2011 of the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and transparency (
OJ L 326, 8.12.2011, p. 1
).
Regulation (EU) No 347/2013 of the European Parliament and of the Council of 17 April 2013 on guidelines for trans-European energy infrastructure and repealing Decision No 1364/2006/EC and amending Regulations (EC) No 713/2009, (EC) No 714/2009 and (EC) No 715/2009 (
OJ L 115, 25.4.2013, p. 39
).
Regulation (EU) 2019/942 of the European Parliament and of the Council of 5 June 2019 establishing a European Union Agency for the Cooperation of Energy Regulators (
OJ L 158, 14.6.2019, p. 22
).
32 02 51
Completion of financial support for projects of common interest in the trans-European energy network
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
1 443 196
p.m.
p.m.
0 ,—
1 816 778,46
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Regulation (EC) No 2236/95 of 18 September 1995 laying down general rules for the granting of Community financial aid in the field of trans-European networks (
OJ L 228, 23.9.1995, p. 1
).
Decision No 1364/2006/EC of the European Parliament and of the Council of 6 September 2006 laying down guidelines for trans-European energy networks and repealing Decision 96/391/EC and Decision No 1229/2003/EC (
OJ L 262, 22.9.2006, p. 1
).
Regulation (EC) No 680/2007 of the European Parliament and of the Council of 20 June 2007 laying down general rules for the granting of Community financial aid in the field of the trans-European transport and energy networks (
OJ L 162, 22.6.2007, p. 1
).
Regulation (EU) No 347/2013 of the European Parliament and of the Council of 17 April 2013 on guidelines for trans-European energy infrastructure and repealing Decision No 1364/2006/EC and amending Regulations (EC) No 713/2009, (EC) No 714/2009 and (EC) No 715/2009 (
OJ L 115, 25.4.2013, p. 39
).
32 02 52
Completion of energy projects to aid economic recovery
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
60 000 000
p.m.
61 000 000
0 ,—
159 100 247,39
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Regulation (EC) No 663/2009 of the European Parliament and of the Council of 13 July 2009 establishing a programme to aid economic recovery by granting Community financial assistance to projects in the field of energy (
OJ L 200, 31.7.2009, p. 31
).
32 02 77
Pilot projects and preparatory actions
32 02 77 08
Pilot project — Fuel/energy poverty — Assessment of the impact of the crisis and review of existing and possible new measures in the Member States
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
325 504
p.m.
203 441
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 09
Preparatory action — Strengthening cooperation on climate action among islands within and beyond the Union through the creation of an island identity within the Global Covenant of Mayors
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
951 350
p.m.
1 000 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 10
Pilot project — Fighting energy poverty in the Ionian-Adriatic macro-region
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 11
Pilot project — Feasibility study for distributed ledger technology applied to the European energy market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
400 000
420 000
410 000
400 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 12
Preparatory action — Establishing comprehensive support for coal and carbon-intensive regions in transition
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
18 000 000
5 750 000
2 000 000
1 850 000
1 700 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
The recovery of the Union from the economic crisis and the effective implementation of its key goals of strong growth and global competitiveness, including through sustainable reindustrialisation and modernisation of the Union economy, must be founded on long-term environmental, economic and social sustainability. In the context of the ambitious climate commitments of the Union and its transition to a low-emission economy based on the circular model, its coal and carbon-intensive regions with a high proportion of workers in carbon-dependent sectors need targeted support to effectively contribute to this strategic transformation.
According to Eurostat figures, coal and lignite mining alone currently account for over 300 000 direct jobs in the Union. These are concentrated in a limited number of regions, where their impact on the local economy and social cohesion is the principal driver. In the face of the challenges of technological progress, global competition and demanding environmental and climate policies, the ability of those regions to contribute to and benefit from the Union’s transition to a low-emission circular economy has a crucial bearing on the overall success of the Union. This has been acknowledged by the Commission, which in Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 30 November 2016
                              ‘Clean Energy for All Europeans’ (COM(2016) 860 final) committed to ‘examine how to better support the transition in coal and carbon-intensive regions’.
This preparatory action will ensure the effectiveness of these support efforts, their long-term sustainability, and ultimately the success of the transformation of the Union as a whole and its global leadership, by establishing a platform which should enable the Commission to:
—
identify the Union’s coal and carbon-intensive regions in transition and their smart specialisations,
—
build a dedicated practical toolkit with (a) best practices, (b) existing support instruments identifying best synergies, and (c) information exchange with and between regions,
—
establish stakeholder fora and provide tools for intra-regional exchanges, including on comprehensive roadmaps for low-emission reindustrialisation and reskilling needs,
—
identify on-the-ground bottlenecks and streamline support to new technologies and clean-coal innovation development and uptake, including carbon capture and storage, carbon capture and utilisation and coal gasification,
—
establish a compendium of best practices and operational guidelines, and eventually a practical toolkit for third country coal and carbon-intensive regions in transition, as part of the capacity-building measures under the Paris Agreement,
—
set up a cross-DG team to (a) identify areas of possible Union policy/programme synergies with a view to ensuring the most effective financial and policy support post-2020; (b) assist regions (central and local authorities) in developing sustainable transition strategies by providing more targeted tools for intra-regional exchanges on best practices, including on comprehensive roadmaps for low-emission reindustrialisation,
—
refocus existing stakeholder fora, including social dialogue and dialogue with civil society in general, on establishing just transition and economic strategies,
—
provide additional financial support, on top of existing funding schemes without redeployment from other programmes, for the establishment of regional/local just transition roadmaps towards Union carbon neutrality by 2050 in the regions and communities most affected; extra funding should also support existing or future territorial/community projects that are based on the involvement of workers and communities affected through consultation and empowerment,
—
strengthen the Platform for Coal Regions in Transition and its Secretariat (established by the preparatory action in 2018 and continued in 2019) in order to achieve the Union’s climate goals and fulfil its commitments under the Paris Agreement, while ensuring a just energy transition in which coal regions are not left behind, by providing an increased budget in 2020 and extending the scope of the action to:
—
further technical assistance and capacity building in coal and carbon intensive regions in the Union in areas such as strategy preparation, project development, project financing and private investment facilitation (there were 20 pilot regions participating in the Union initiative as of March 2019, compared with four regions in 2017),
—
engagement with Energy Community members and observers on coal regions in transition by organising regional outreach in cooperation with international financial institutions and international partners,
—
development of a social dimension to the Platform for Coal Regions in Transition, applying best social innovation practices: reskilling and upskilling of workers and programmes for young people and retired miners.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 13
Preparatory action — Toolkits for coal platform dialogue participants to develop and support local transition strategies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
380 000
p.m.
650 000
1 146 050 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
With its 2011 Low Carbon Economy Roadmap, the Commission developed a vision to largely decarbonise the European economy and set out specific steps to achieve that goal. The Union has confirmed that commitment, most prominently with the adoption of the Paris Agreement. While recognising that Member States have the sole prerogative to determine their national energy mix, this inevitably puts the focus on coal-mining regions, which have to deal with multiple challenges in connection with this transition, brought about by political decisions, economic realities and public aspirations. The Commission is therefore launching a dedicated dialogue in the form of a coal platform for regions facing this transition.
Activities: Produce a series of toolkits to integrate the results of coal platform meetings in order to support participants in developing local transition strategies in the following fields:
(a)
establishing a governance process at local level: How to start an inclusive dialogue with a view to developing a common transition vision with local and social partners, civil society, industrial and economic actors and academia, including information on best practices and lessons learnt;
(b)
access to funding: Guidance on existing Union funds and their possible combination and technical assistance for project aggregation to support the local transition strategies developed;
(c)
employment and growth perspectives: How to support the labour market transition process (including reskilling and retraining as well as targeted support for vulnerable groups) with a regional concept for economic development to attract future-proof, local jobs;
(d)
environmental rehabilitation: Guidance on converting former sites, including best practices on decommissioning, recultivation, remediation and re-establishment of ground water levels.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 14
Pilot project — Advancing industrial decarbonisation by assessing the use of renewable energies in industrial processes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
262 500
525 000
262 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project sets up a study to analyse the present and future potential demand for renewable energy in industrial sectors and processes, and make a comparative analysis of their ambitions, efficiency in reducing CO
2
 emissions, technology needs and investment needs so as to identify priorities in the direct and indirect electrification of industrial processes, which is essential for decarbonising Union industries.
The comparison examines the following issues:
(1)
CO
2
 emissions saved in industrial processes through direct or indirect electrification;
(2)
the value created through direct or indirect electrification (i.e. the added value of using decarbonised electricity or hydrogen in a specific sector or process compared to other means of decarbonisation);
(3)
the impact of (direct or indirect) electrification on the energy system, in particular in terms of demand flexibility to contribute to the grid supply/demand balance, sector coupling and electricity storage (i.e. apart from the impact on electricity demand, whether the electrification of a sector or industrial process can contribute to making the energy system more flexible, stable and secure, for example via demand response or long-term storage or by reducing or reusing waste heat).
The pilot project focuses on as many industrial sectors as possible, in particular on the key industrial CO
2
 emitters, as well as on intermediate products that make it possible to create a more sustainable supply chain, and on industrial processes with high added value. The project will develop a methodology for prioritising sectors and industries.
The pilot project includes a number of case studies of industrial partners in order to test the analysis in practical business cases.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 15
Pilot project — Covenant of Mayors as an instrument to tackle energy poverty
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 800 000
1 500 000
2 100 000
1 050 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project aims to reduce household energy consumption and guarantee universal access to energy. Energy poverty is a Europe-wide problem that requires a holistic approach underpinned by a joint, strong effort at all levels: local, regional, national and European. Towns, cities and regions are often best placed to identify at an early stage those households at risk of energy poverty and thus tackle it in the most effective way.
By the end of this pilot project, outcomes will include:
—
providing vulnerable homes with technical support to reduce energy consumption and costs, together with support to improve their energy performance,
—
action across a number of government departments involving public health, social services, housing and environmental services, in order to take coordinated action to tackle the various aspects of energy poverty, which causes public health problems and social vulnerability and is often is linked to buildings with poor energy performance; reducing energy consumption also has a positive effect in terms of combating climate change,
—
actions to link energy savings in local public facilities with the creation of a fund to fight energy poverty in all municipalities,
—
actions to empower consumers in their energy consumption patterns,
—
assessments of how energy poverty projects can improve the local economy by creating opportunities for energy investments in private houses, and help create jobs,
—
dissemination actions including Europe-wide exchange of good practices.
Objectives
The pilot project focuses both on measures to raise awareness and exchange good local and regional practices for tackling energy poverty and on concrete measures to reduce energy poverty in Europe.
According to the Buildings Performance Institute Europe (BPIE-2014) between 50 000 000 and 125 000 000 people in the Union are currently suffering from fuel poverty and cannot afford proper indoor thermal comfort. In addition, investments in energy efficiency can help to prevent fuel poverty and, as stated in Directive 2012/27/EU on energy efficiency, should be a priority for energy-poor households.
The Covenant of Mayors for Climate and Energy, which recently celebrated its 11
th
 anniversary, is a unique bottom-up movement with 7 755 signatory cities, bringing together local and regional authorities voluntarily committing to implementing the Union’s climate and energy objectives, offering citizens a high quality of life in sustainable and climate-resilient cities.
On 25 September 2015, the United Nations adopted a set of goals to end poverty, protect the planet and ensure prosperity for all as part of a new Sustainable Development Agenda. Each Sustainable Development Goal (SDG) has specific targets to be achieved over the next 15 years. SDG 1 ‘End poverty’ and SDG 7 ‘Ensure access to affordable, reliable, sustainable and modern energy for all’ relate to this project. In parallel there is an ongoing initiative – Urban Agenda for the EU – to tackle various key aspects of the Union’s future policy in this area. The related process involves two specific partnerships: energy transition and urban poverty.
To sum up: energy is central to nearly every major challenge and opportunity for Europe today; whether for jobs, security, climate change, food production or increasing incomes, universal access to energy is essential.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 16
Preparatory action — Teaching island authorities and communities how to tender for renewable energy projects
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 000 000
500 000
Remarks
Under this preparatory action, island authorities and communities will be taught how to write open tenders themselves. The open tenders will then be for private clean-energy companies to competitively respond to with proposals, in particular in connection with solar, wind energy, storage (not only batteries) and district heating/cooling.
Rapidly falling renewable energy costs and increasing numbers of clean-energy providers mean that Union islands should now be transitioning to clean energy, provided that their authorities know how to write, evaluate and award tenders. For islands with low administrative budgets, this process is risky, as it makes highly technical, financial and legal demands. This preparatory action will provide islands with off-the-shelf templates for tendering and will be developed throughout its duration by taking island representatives to visit renewable energy experts for islands and sites around Europe, where profitable clean-energy projects are already being delivered, where possible involving renewable energy communities, in order to share first-hand experiences and learn about the latest project life-cycle budgeting for islands. These real-life training classes and site visits will then be distilled into free, open-access online training courses at the end of the preparatory action.
This preparatory action reverses the normal Union project process, in that, instead of providing a successful standalone proposal in response to a Commission open tender, it will teach island communities how to write tenders themselves, to which they will receive responses that they have been trained to process and manage.
In short, it follows the well-known mantra: ‘Give a person a fish and he will eat for a day; teach a person to fish and he will eat for a lifetime.’
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 17
Preparatory action — Strengthening cooperation on climate action among villages in the Union and beyond through the creation of a rural identity within the Covenant of Mayors
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 000 000
500 000
Remarks
The preparatory action is unique in that it brings together, through the new framework of the Global Covenant of Mayors, villages and rural areas which are at the forefront of climate change action. Union villages and rural authorities around the world, having a closer knowledge of climate change challenges for rural territories and having pushed for an ambitious global climate agreement, will join forces to lead the efforts to achieve the climate objective of zero emissions by 2050.
Union villages will work closely together within and beyond the Union for overall capacity building and, specifically, to share experiences, transfer knowledge and know-how on sustainable energy and climate planning, share best examples on climate change mitigation and adaptation, and share knowledge about Union innovative financial instruments in support of sustainable energy investments.
The preparatory action will involve analysis of existing good practices for sustainable energy and climate planning implemented in villages and rural areas and the development of innovative integrated rural strategies to properly address access to energy and energy poverty, climate change mitigation and reduction of greenhouse gas emissions, as well as adaptation of rural territories to climate change.
These strategies will be in line with the ‘Clean Planet for All’ strategy (Communication from the Commission to the European Parliament, the European Council, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 28 November 2018
                              ‘A Clean Planet for all – A European strategic long-term vision for a prosperous, modern, competitive and climate neutral economy’ (COM(2018) 773 final)) and the ‘Clean Energy for all Europeans’ package (Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 30 November 2016
                              ‘Clean Energy for all Europeans’ (COM(2016) 860 final)), as well as the United Nations Sustainable Development Goals and ‘Sustainable Energy for All’ objectives.
Finally, provision will be made for the transparent monitoring, reporting and verification of greenhouse gas emissions in line with the requirements of the United Nations Framework Convention on Climate Change.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 18
Pilot project — Energy communities repository – Monitoring and support for energy communities in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
250 000
Remarks
The provisions on consumer empowerment in Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018 on the promotion of the use of energy from renewable sources (
OJ L 328, 21.12.2018, p. 82
) and Directive (EU) 2019/944 of the European Parliament and of the Council of 5 June 2019 on common rules for the internal market for electricity and amending Directive 2012/27/EU (
OJ L 158, 14.6.2019, p. 125
) are among the most innovative in the Clean Energy for all Europeans Package. They oblige Member States to adopt enabling frameworks for energy communities. Directive (EU) 2019/944 provides for a level playing field for ‘citizen energy communities’ on electricity markets, while Directive (EU) 2018/2001 requires adoption of a level playing field and incentives for ‘renewable energy communities’ active in all areas of renewable energy. While energy communities already exist in some Member States, they are a novelty in others.
The energy communities repository should fulfil two basic functions: (i) monitoring and collecting data on development of energy communities in the Union and (ii) providing communities with models for technological and administrative solutions.
The data collected through the repository would constitute a very important source of information for the European institutions and national and local governments. The data would feed in to existing and future policy streams. In other words, it would facilitate the implementation or, if need be, revision or improvement of the regulatory framework.
In addition, the repository could be a great source of know-how for citizens and citizen associations that wish to set up their energy communities, in particular in Member States that have not developed regulatory frameworks or best practices so far. Best practices may include technological solutions, e.g. for electricity sharing, the use of blockchain and distributed ledgers for transacting and providing information on the origin of electricity from sources belonging to the community, and documentation to set up a community, e.g. models for rules of associations and examples of agreements with distribution system operators.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
32 02 77 19
Pilot project — Engaging companies for energy transition
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
875 000
218 750
Remarks
A European private-sector dimension will be developed to complement existing bottom-up energy/climate initiatives of cities local municipalities (e.g. the Covenant of Mayors). By engaging leading (industrial and commercial) companies to form a Union-wide (voluntary) movement, the scale, impact and synergies of actions taken by different levels of governance can be increased. Voluntary incentives for action are needed as the share of CO
2
 emissions from industry is expected to grow in relative terms compared to energy supply and road transport towards 2050.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 32 03 —
   
NUCLEAR ENERGY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 03
NUCLEAR ENERGY
32 03 01
Nuclear safeguards
1.1
17 900 000
18 850 000
19 000 000
18 000 000
15 616 663,16
18 765 145,38
99,55
32 03 02
Nuclear safety and protection against radiation
1.1
3 580 000
2 600 000
2 000 000
2 500 000
2 839 351,96
3 436 816,58
132,19
32 03 03
Nuclear decommissioning assistance programme in Lithuania
1.1
68 290 000
68 050 000
66 953 000
51 211 500
65 639 000 ,—
8 395 462 ,—
12,34
32 03 04
Nuclear decommissioning assistance programme
32 03 04 01
Kozloduy programme
1.1
44 388 000
54 350 000
43 519 000
58 574 000
42 666 000 ,—
0 ,—
0
32 03 04 02
Bohunice programme
1.1
34 149 000
43 450 000
33 475 000
41 171 000
32 819 000 ,—
74 903 449,06
172,39
Article 32 03 04 — Subtotal
78 537 000
97 800 000
76 994 000
99 745 000
75 485 000 ,—
74 903 449,06
76,59
32 03 51
Completion of nuclear decommissioning assistance (2007 to 2013)
1.1
p.m.
5 500 000
p.m.
7 179 000
0 ,—
112 777 494,29
2 050,50
Chapter 32 03 — Total
168 307 000
192 800 000
164 947 000
178 635 500
159 580 015,12
218 278 367,31
113,21
32 03 01
Nuclear safeguards
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 900 000
18 850 000
19 000 000
18 000 000
15 616 663,16
18 765 145,38
Remarks
This appropriation is intended to cover, in particular:
—
expenses for missions by inspectors carried out in accordance with pre-established six-monthly programmes, short-notice inspections (daily subsistence allowances and travel expenses),
—
training of inspectors and meetings with Member States, international organisations, nuclear operators and other stakeholders,
—
purchases of equipment for use in inspections, particularly purchases of monitoring equipment such as digital video systems, gamma, neutron and infrared measurement devices, electronic seals and seal-reader systems,
—
procurement and renewal of information technology hardware for inspections,
—
specific information technology projects for inspections (development and maintenance),
—
replacement of monitoring and measurement devices which have reached the end of their service life,
—
maintenance of equipment, including insurance of specific equipment at the Canberra, Ametek, Fork and GBNS sites,
—
technical infrastructure measures, including waste management and sample transport,
—
on-site analyses (labour costs and mission expenses for analysts),
—
agreements on working premises on site (laboratories, offices, etc.),
—
day-to-day management of on-site installations and central laboratories (repairs, maintenance, information technology hardware, purchases of supplies and consumables, etc.),
—
information technology support and tests for applications for inspections.
The following will also give rise to the provision of additional appropriations in accordance with Article 21(3) of the Financial Regulation:
—
paid insurance claims,
—
repayment of sums unduly paid by the Commission for goods, work or services.
This appropriation may also cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives coming under this article, and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty establishing the European Atomic Energy Community under Chapter 7 of Title II and Article 174.
Commission Regulation (Euratom) No 302/2005 of 8 February 2005 on the application of Euratom safeguards (
OJ L 54, 28.2.2005, p. 1
).
Reference acts
Multipartite Agreement between the Community, the non-nuclear-weapon Member States and the International Atomic Energy Agency.
Tripartite Agreement between the Community, the United Kingdom and the International Atomic Energy Agency.
Tripartite Agreement between the Community, France and the International Atomic Energy Agency.
Bilateral Cooperation Agreements between the Community and third countries such as the United States of America, Canada and Australia.
Commission communication of 24 March 1992 to the European Parliament and to the Council concerning a Commission decision on the implementation of on-site laboratories for verification analysis of safeguards samples (SEC(1992) 515).
32 03 02
Nuclear safety and protection against radiation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
3 580 000
2 600 000
2 000 000
2 500 000
2 839 351,96
3 436 816,58
Remarks
This appropriation is intended to cover:
—
expenditure incurred by the Commission for collecting and processing information of all kinds needed for the analysis, definition, promotion, monitoring, evaluation and implementation of the common policy on nuclear safety and security, particularly in the new Member States and of the rules and measures in the field of radiation protection,
—
expenditure on measures and actions relating to monitoring and protection against the effects of ionising radiation and aimed at ensuring the health protection of the population and the protection of the environment against the dangers of radiation and radioactive substances; these actions relate to specific tasks provided for under the Euratom Treaty,
—
expenditure related to verifying the operation and efficiency of systems to monitor the level of radioactivity in the air, water and soil and to ensure compliance with the basic standards in the Member States (Article 35 of the Euratom Treaty): this expenditure includes, in addition to subsistence allowances and travel (mission) expenses, costs for training, for preparatory meetings and for purchases of equipment to be used for inspections,
—
expenditure linked to the implementation of the Commission’s tasks referred to in point 31 of the European Council conclusions of 24 and 25 March 2011.
This appropriation may also cover expenditure on information and publications directly linked to the achievement of the objectives coming under this article.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty establishing the European Atomic Energy Community under Chapter 3 of Title II and Article 174.
Treaty establishing the European Atomic Energy Community, in particular Article 31 (collection of information and preparation of new legislation complementing the basic safety standards), Article 33 (implementation of directives, including in particular in the medical field (field C)) and Article 35(2) (verification of monitoring of environmental radioactivity), thereof.
Council Decision 87/600/Euratom of 14 December 1987 on Community arrangements for the early exchange of information in the event of a radiological emergency (
OJ L 371, 30.12.1987, p. 76
).
Council Regulation (EC) No 733/2008 of 15 July 2008 on the conditions governing imports of agricultural products originating in third countries following the accident at the Chernobyl nuclear power station (
OJ L 201, 30.7.2008, p. 1
).
Council Directive 2009/71/Euratom of 25 June 2009 establishing a Community framework for the nuclear safety of nuclear installations (
OJ L 172, 2.7.2009, p. 18
).
Council Directive 2011/70/Euratom of 19 July 2011 establishing a Community framework for the responsible and safe management of spent fuel and radioactive waste (
OJ L 199, 2.8.2011, p. 48
).
Council Directive 2013/51/Euratom of 22 October 2013 laying down requirements for the protection of the health of the general public with regard to radioactive substances in water intended for human consumption (
OJ L 296, 7.11.2013, p. 12
).
Council Directive 2013/59/Euratom of 5 December 2013 laying down basic safety standards for protection against the dangers arising from exposure to ionising radiation, and repealing Directives 89/618/Euratom, 90/641/Euratom, 96/29/Euratom, 97/43/ Euratom and 2003/122/Euratom (
OJ L 13, 17.1.2014, p. 1
).
Council Regulation (Euratom) 2016/52 of 15 January 2016 laying down maximum permitted levels of radioactive contamination of food and feed following a nuclear accident or any other case of radiological emergency, and repealing Regulation (Euratom) No. 3954/87 and Commission Regulations (Euratom) No 944/89 and (Euratom) No 770/90 (
OJ L 13, 20.1.2016, p. 2
).
32 03 03
Nuclear decommissioning assistance programme in Lithuania
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
68 290 000
68 050 000
66 953 000
51 211 500
65 639 000 ,—
8 395 462 ,—
Remarks
This appropriation is intended to cover the financing of the Ignalina (Lithuania) nuclear power plant decommissioning fund, in accordance with the agreements signed with Lithuania.
The financial allocation for the Ignalina programme may also cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the programme and the achievement of its objectives, in particular, studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union as far as they are related to the general objectives of Regulation (Euratom) No 1369/2013, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the programme.
The financial allocation for the Ignalina programme may also cover the expenses of technical and administrative assistance necessary to ensure the transition between that programme and the measures adopted under Regulation (EC) No 1990/2006.
Each year, the Commission establishes a progress report on the implementation of the work carried out in the previous years. That progress report is transmitted to the European Parliament and to the Council and forms the basis for the adoption of the next annual work programme.
Legal basis
Protocol No 4, annexed to the 2003 Act of Accession (
OJ L 236, 23.9.2003, p. 33
).
Council Regulation (EU) No 1369/2013 of 13 December 2013 on Union support for the nuclear decommissioning assistance programme in Lithuania, and repealing Regulation (EC) No 1990/2006 (
OJ L 346, 20.12.2013, p. 7
).
32 03 04
Nuclear decommissioning assistance programme
32 03 04 01
Kozloduy programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
44 388 000
54 350 000
43 519 000
58 574 000
42 666 000 ,—
0 ,—
Remarks
This appropriation is intended to cover the financing of the Kozloduy (Bulgaria) nuclear power plant decommissioning fund, in accordance with the agreements signed with Bulgaria.
The financial allocation for the Kozloduy programme may also cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the programme and the achievement of its objectives, in particular, studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union as far as they are related to the general objectives of Regulation (Euratom) No 1368/2013, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the programme.
The financial allocation may also cover the expenses of technical and administrative assistance necessary to ensure the transition between the programme and the measures adopted under Regulation (Euratom) No 647/2010.
Each year, the Commission establishes a progress report on the implementation of the work carried out in the previous years. That progress report is transmitted to the European Parliament and to the Council and forms the basis for the adoption of the next joint annual work programme.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty establishing the European Atomic Energy Community under Article 203.
Council Regulation (Euratom) No 1368/2013 of 13 December 2013 on Union support for the nuclear decommissioning assistance programmes in Bulgaria and Slovakia, and repealing Regulations (Euratom) No 549/2007 and (Euratom) No 647/2010 (
OJ L 346, 20.12.2013, p. 1
).
32 03 04 02
Bohunice programme
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 149 000
43 450 000
33 475 000
41 171 000
32 819 000 ,—
74 903 449,06
Remarks
This appropriation is intended to cover the financing of the Bohunice VI (Slovakia) nuclear power plant decommissioning fund, in accordance with the agreements signed with Slovakia.
The financial allocation for the Bohunice programme may also cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the programme and the achievement of its objectives, in particular, studies, meetings of experts, information and communication actions, including corporate communication of the political priorities of the Union as far as they are related to the general objectives of Regulation (Euratom) No 1368/2013, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the programme.
The financial allocation may also cover the expenses of technical and administrative assistance necessary to ensure the transition between this programme and the measures adopted under Regulation (Euratom) No 549/2007.
Each year, the Commission establishes a progress report on the implementation of the work carried out in the previous years. That progress report is transmitted to the European Parliament and to the Council and forms the basis for the adoption of the next joint annual work programme.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Treaty establishing the European Atomic Energy Community under Article 203.
Council Regulation (Euratom) No 1368/2013 of 13 December 2013 on Union support for the nuclear decommissioning assistance programmes in Bulgaria and Slovakia, and repealing Regulations (Euratom) No 549/2007 and (Euratom) No 647/2010 (
OJ L 346, 20.12.2013, p. 1
).
32 03 51
Completion of nuclear decommissioning assistance (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
5 500 000
p.m.
7 179 000
0 ,—
112 777 494,29
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Task resulting from specific powers directly conferred on the Commission by the Accession Treaty of 2003 (Protocol No 4 on the Ignalina nuclear power plant in Lithuania and Protocol No 9 on Unit 1 and Unit 2 of the Bohunice V1 nuclear power plant in Slovakia, both annexed to the Accession Treaty of 2003).
Task resulting from specific powers directly conferred on the Commission by the Treaty establishing the European Atomic Energy Community under Article 203.
The task concerning the Kozloduy nuclear plant in Bulgaria is similarly directly conferred upon the Commission by Article 30 of the 2005 Act of Accession.
Council Regulation (EC) No 1990/2006 of 21 December 2006 on the implementation of Protocol No 4 on the Ignalina nuclear power plant in Lithuania to the Act of Accession of the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland, Slovenia and Slovakia ‘Ignalina Programme’ (
OJ L 411, 30.12.2006, p. 10
).
Council Regulation (Euratom) No 549/2007 of 14 May 2007 on the implementation of Protocol No 9 on Unit 1 and Unit 2 of the Bohunice V1 nuclear power plant in Slovakia to the Act concerning the conditions of accession to the European Union of the Czech Republic, Estonia, Cyprus, Latvia, Lithuania, Hungary, Malta, Poland, Slovenia and Slovakia (
OJ L 131, 23.5.2007, p. 1
).
Regulation (Euratom) No 647/2010 of the Council of 13 July 2010 on financial assistance of the Union with respect to the decommissioning of Units 1 to 4 of the Kozloduy Nuclear Power Plant in Bulgaria (Kozloduy Programme) (
OJ L 189, 22.7.2010, p. 9
).
Council Regulation (Euratom) No 1368/2013 of 13 December 2013 on Union support for the nuclear decommissioning assistance programmes in Bulgaria and Slovakia, and repealing Regulations (Euratom) No 549/2007 and (Euratom) No 647/2010 (
OJ L 346, 20.12.2013, p. 1
).
Council Regulation (EU) No 1369/2013 of 13 December 2013 on Union support for the nuclear decommissioning assistance programme in Lithuania, and repealing Regulation (EC) No 1990/2006 (
OJ L 346, 20.12.2013, p. 7
).
CHAPTER 32 04 —
   
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO ENERGY
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 04
HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO ENERGY
32 04 03
Societal challenges
32 04 03 01
Making the transition to a reliable, sustainable and competitive energy system
1.1
456 991 488
416 594 189
381 011 007
330 758 188
339 683 633,55
259 944 580,03
62,40
Article 32 04 03 — Subtotal
456 991 488
416 594 189
381 011 007
330 758 188
339 683 633,55
259 944 580,03
62,40
32 04 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
32 04 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
1 655 270,33
1 856 289,94
32 04 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
1 065 986,31
Article 32 04 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
1 655 270,33
2 922 276,25
32 04 51
Completion of the seventh framework programme (2007 to 2013)
1.1
p.m.
25 000 000
p.m.
4 550 000
116 048,59
39 287 433,83
157,15
32 04 52
Completion of previous research framework programmes (prior to 2007)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
32 04 53
Completion of the ‘Intelligent energy — Europe’ programme (2007 to 2013)
1.1
p.m.
5 000 000
p.m.
4 884 243
18 603,90
13 000 403,76
260,01
32 04 54
Completion of the ‘Intelligent energy — Europe’ programme (2003 to 2006)
1.1
—
—
—
—
0 ,—
0 ,—
Chapter 32 04 — Total
456 991 488
446 594 189
381 011 007
340 192 431
341 473 556,37
315 154 693,87
70,57
Remarks
These remarks are applicable to all the budget lines in this chapter.
This appropriation will be used for Horizon 2020 — the framework programme for research and innovation, which covers the 2014 to 2020 period, and for the completion of the previous research programmes (seventh framework programme and preceding framework programmes) and the completion of the ‘Intelligent energy — Europe’ programmes (prior to 2014).
Horizon 2020 activities, in particular those addressed under the societal challenge ‘Secure, clean and efficient energy’, but also relevant parts of other sections of the programme, including ‘Access to finance’, implemented in line with the Union’s energy policy framework and in particular the Energy Union strategy (Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 25 February 2015
                        ‘A Framework Strategy for a Resilient Energy Union with a Forward-Looking Climate Change Policy’ (COM(2015) 80 final)) as well as the European strategic energy technology plan (SET-Plan) and Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 2 May 2013. ‘Energy Technologies and Innovation’ (COM(2013) 253 final), will contribute primarily to the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource-efficient Europe’, ‘An industrial policy for the globalisation era’ and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area. Horizon 2020 will contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.
Horizon 2020 will be carried out in order to pursue the general objectives described in Article 179 TFEU, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively, and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.
In Horizon 2020, gender equality is addressed as a cross-cutting issue in order to rectify imbalances between women and men and to integrate a gender dimension in research and innovation content. Particular account will be taken of the need to step up efforts to enhance the participation at all levels, including decision making, of women in research and innovation.
Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.
This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 — the Framework Programme For Research And Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (
OJ L 347, 20.12.2013, p. 81
).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from states taking part in the European cooperation in the field of scientific and technical research will be entered in Item 6 0 1 6 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Any revenue from the contribution by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
Additional appropriations will be made available under Item 32 04 50 01.
Administrative appropriations of this chapter will be provided under Article 32 01 05.
32 04 03
Societal challenges
Remarks
This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test beds, support for public procurement, design, end-user-driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.
32 04 03 01
Making the transition to a reliable, sustainable and competitive energy system
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
456 991 488
416 594 189
381 011 007
330 758 188
339 683 633,55
259 944 580,03
Remarks
This appropriation is intended to support the implementation of the societal challenge ‘Secure, clean and efficient energy’ of the Horizon 2020 priorities, in line with the Union’s energy policy and in particular the Energy Union strategy (Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 25 February 2015
                              ‘A Framework Strategy for a Resilient Energy Union with a Forward-Looking Climate Change Policy’ (COM(2015) 80 final)), Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 30 November 2016
                              ‘Clean Energy for all Europeans’ (COM(2016) 860 final), Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 22 November 2007
                              ‘A European Strategic Energy Technology Plan’ (SET-Plan) (COM(2007) 723 final) and Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee, the Committee of the Regions and the European Investment Bank of 2 May 2013
                              ‘Energy Technologies and Innovation’ (COM(2013) 253 final). These initiatives are primarily addressing energy efficiency, wind, solar, bioenergy, carbon capture and storage, smart cities and electricity grids. In recognition of their important contribution to future sustainable energy systems, at least 85 % of the budget appropriations over the period 2014-2020 will be allocated to the renewable and end-use energy efficiency policy areas, including smart grids and energy storage.
Support to market uptake measures will be part of the Horizon 2020 programme to build capacity, improve governance and overcome market barriers so that energy efficiency and renewable energy solutions can be rolled out, thus contributing to improving energy security in the Union. Part of the appropriations in the overall energy challenge budget will therefore be spent on market uptake activities for existing renewable and energy efficiency technologies within the programme, carried out by a dedicated management structure, and will include support for sustainable energy policy implementation, capacity building and mobilisation of financing for investment, in line with what has been done to date. Attention shall be paid to helping to close the research and innovation divide in Europe, without undermining the excellence criteria.
Legal basis
Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (
OJ L 347, 20.12.2013, p. 965
), and in particular point (c) of Article 3(3) thereof.
Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (
OJ L 347, 20.12.2013, p. 104
).
Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (
OJ L 169, 1.7.2015, p. 1
).
32 04 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
32 04 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
1 655 270,33
1 856 289,94
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the 2014-2020 period.
The corresponding amount is estimated at EUR 24 500 000.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
32 04 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
1 065 986,31
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
32 04 51
Completion of the seventh framework programme (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
25 000 000
p.m.
4 550 000
116 048,59
39 287 433,83
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (
OJ L 412, 30.12.2006, p. 1
).
Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (
OJ L 391, 30.12.2006, p. 1
).
Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (
OJ L 400, 30.12.2006, p. 86
).
32 04 52
Completion of previous research framework programmes (prior to 2007)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover earlier commitments prior to 2007 under the previous research framework programmes.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Decision 87/516/Euratom, EEC of 28 September 1987 concerning the framework programme of Community activities in the field of research and technological development (1987 to 1991) (
OJ L 302, 24.10.1987, p. 1
).
Council Decision 90/221/Euratom, EEC of 23 April 1990 concerning the framework programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 117, 8.5.1990, p. 28
).
Council Decision 93/167/Euratom, EEC of 15 March 1993 adapting Decision 90/221/Euratom, EEC concerning the Framework Programme of Community activities in the field of research and technological development (1990 to 1994) (
OJ L 69, 20.3.1993, p. 43
).
Decision No 1110/94/EC of the European Parliament and of the Council of 26 April 1994 concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 126, 18.5.1994, p. 1
).
Decision No 616/96/EC of the European Parliament and of the Council of 25 March 1996 adapting Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) following the accession of the Republic of Austria, the Republic of Finland and the Kingdom of Sweden to the European Union (
OJ L 86, 4.4.1996, p. 69
).
Decision No 2535/97/EC of the European Parliament and of the Council of 1 December 1997 adapting for the second time Decision No 1110/94/EC concerning the fourth framework programme of the European Community activities in the field of research and technological development and demonstration (1994 to 1998) (
OJ L 347, 18.12.1997, p. 1
).
Decision No 182/1999/EC of the European Parliament and of the Council of 22 December 1998 concerning the fifth framework programme of the European Community for research, technological development and demonstration activities (1998 to 2002) (
OJ L 26, 1.2.1999, p. 1
).
Decision No 1513/2002/EC of the European Parliament and of the Council of 27 June 2002 concerning the sixth framework programme of the European Community for research, technological development and demonstration activities, contributing to the creation of the European Research Area and to innovation (2002 to 2006) (
OJ L 232, 29.8.2002, p. 1
).
Council Decision 2002/834/EC of 30 September 2002 adopting a specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ (2002-2006) (
OJ L 294, 29.10.2002, p. 1
).
32 04 53
Completion of the ‘Intelligent energy — Europe’ programme (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
5 000 000
p.m.
4 884 243
18 603,90
13 000 403,76
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1639/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Competitiveness and Innovation Framework Programme (2007 to 2013) (
OJ L 310, 9.11.2006, p. 15
).
32 04 54
Completion of the ‘Intelligent energy — Europe’ programme (2003 to 2006)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
—
—
—
—
0 ,—
0 ,—
Remarks
This article is intended to cover earlier commitments of the ‘Intelligent energy — Europe’ programme (2003 to 2006).
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Decision No 1230/2003/EC of the European Parliament and of the Council of 26 June 2003 adopting a multiannual programme for action in the field of energy: ‘Intelligent Energy — Europe’ (2003-2006) (
OJ L 176, 15.7.2003, p. 29
).
CHAPTER 32 05 —
   
ITER
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
32 05
ITER
32 05 01
Construction, operation and exploitation of the ITER facilities — European Joint Undertaking for ITER — Fusion for Energy (F4E)
32 05 01 01
Construction, operation and exploitation of the ITER facilities — European Joint Undertaking for ITER — Fusion for Energy (F4E) — Support expenditure
1.1
52 781 500
52 781 500
49 517 000
49 517 000
49 990 080,32
49 990 080,32
94,71
32 05 01 02
Construction, operation and exploitation of the ITER facilities – European Joint Undertaking for ITER — Fusion for Energy (F4E)
1.1
305 609 356
386 300 000
351 158 200
363 196 185
325 806 339,19
348 200 000 ,—
90,14
Article 32 05 01 — Subtotal
358 390 856
439 081 500
400 675 200
412 713 185
375 796 419,51
398 190 080,32
90,69
32 05 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
32 05 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
1.1
p.m.
p.m.
p.m.
p.m.
11 920 764 ,—
11 920 764 ,—
32 05 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
1.1
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Article 32 05 50 — Subtotal
p.m.
p.m.
p.m.
p.m.
11 920 764 ,—
11 920 764 ,—
32 05 51
Completion of the European Joint Undertaking for ITER — Fusion for Energy (F4E) (2007 to 2013)
1.1
p.m.
193 195 500
p.m.
197 304 383
0 ,—
249 800 000 ,—
129,30
Chapter 32 05 — Total
358 390 856
632 277 000
400 675 200
610 017 568
387 717 183,51
659 910 844,32
104,37
Remarks
The ITER project aims to demonstrate fusion as a viable and sustainable source of energy by building and operating an experimental fusion reactor as a major step towards the creation of prototype reactors for fusion power stations that are safe, sustainable, environmentally responsible and economically viable. It will contribute to the Europe 2020 strategy and in particular to its Innovation Union flagship initiative as the mobilisation of European high-tech industries, which are involved in the construction of ITER, should provide the Union with a global competitive advantage in this promising sector.
The project brings together seven parties: the Union, China, India, Japan, South Korea, Russia and the United States.
32 05 01
Construction, operation and exploitation of the ITER facilities — European Joint Undertaking for ITER — Fusion for Energy (F4E)
32 05 01 01
Construction, operation and exploitation of the ITER facilities — European Joint Undertaking for ITER — Fusion for Energy (F4E) — Support expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
52 781 500
52 781 500
49 517 000
49 517 000
49 990 080,32
49 990 080,32
Remarks
This appropriation is intended to cover the administrative and running costs of the Joint Undertaking for ITER-Fusion for Energy.
The Union contribution for 2020 amounts to a total of EUR 53 845 984. An amount of EUR 1 064 484 coming from the recovery of surplus is added to the amount of EUR 52 781 500 entered in the budget.
Legal basis
Council Decision 2007/198/Euratom of 27 March 2007 establishing the European Joint Undertaking for ITER and the Development of Fusion Energy and conferring advantages upon it (
OJ L 90, 30.3.2007, p. 58
).
32 05 01 02
Construction, operation and exploitation of the ITER facilities – European Joint Undertaking for ITER — Fusion for Energy (F4E)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
305 609 356
386 300 000
351 158 200
363 196 185
325 806 339,19
348 200 000 ,—
Remarks
The European Joint Undertaking for ITER and the Development of Fusion for Energy provides the contribution of the European Atomic Energy Community (Euratom) to the joint implementation of the international ITER project. ITER, a major experimental facility which will demonstrate the scientific and technical feasibility of fusion power, will be followed by the construction of a demonstration fusion power plant (DEMO).
This joint undertaking has the following tasks:
—
to provide the contribution of Euratom to the ITER International Fusion Energy Organisation,
—
to provide the contribution of Euratom to broader approach activities with Japan for the rapid realisation of fusion energy,
—
to prepare and coordinate a programme of activities in preparation for the construction of a demonstration fusion reactor and related facilities.
Legal basis
Council Decision 2007/198/Euratom of 27 March 2007 establishing the European Joint Undertaking for ITER and the Development of Fusion Energy and conferring advantages upon it (
OJ L 90, 30.3.2007, p. 58
).
32 05 50
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development
32 05 50 01
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
11 920 764 ,—
11 920 764 ,—
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, for the 2014-2020 period.
The corresponding amount is estimated at EUR 13 000 000.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
32 05 50 02
Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development, from the period prior to 2014.
In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.
Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.
32 05 51
Completion of the European Joint Undertaking for ITER — Fusion for Energy (F4E) (2007 to 2013)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
193 195 500
p.m.
197 304 383
0 ,—
249 800 000 ,—
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
Legal basis
Council Decision of 25 September 2006 concerning the conclusion, by the Commission, of the Agreement on the Establishment of the ITER International Fusion Energy Organisation for the Joint Implementation of the ITER Project, of the Arrangement on Provisional Application of the Agreement on the Establishment of the ITER International Fusion Energy Organisation for the Joint Implementation on the ITER Project and of the Agreement on the Privileges and Immunities of the ITER International Fusion Energy Organisation for the Joint Implementation of the ITER Project.
Commission Decision 2006/943/Euratom of 17 November 2006 on Provisional Application of the Agreement on the Establishment of the ITER International Fusion Energy Organisation for the Joint Implementation of the ITER Project and of the Agreement on Privileges and Immunities of the ITER International Fusion Energy Organisation for the Joint Implementation of the ITER Project (
OJ L 358, 16.12.2006, p. 60
).
Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (
OJ L 400, 30.12.2006, p. 60
).
Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the Seventh Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (
OJ L 400, 30.12.2006, p. 1
).
Council Decision 2006/976/Euratom of 19 December 2006 concerning the Specific Programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (
OJ L 400, 30.12.2006, p. 404
).
Council Decision 2007/198/Euratom of 27 March 2007 establishing the European Joint Undertaking for ITER and the Development of Fusion Energy and conferring advantages upon it (
OJ L 90, 30.3.2007, p. 58
).
Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (
OJ L 47, 18.2.2012, p. 25
).
Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012 to 2013) (
OJ L 47, 18.2.2012, p. 1
).
Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (
OJ L 47, 18.2.2012, p. 33
).
TITLE 33
JUSTICE AND CONSUMERS
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 01
ADMINISTRATIVE EXPENDITURE OF THE ‘JUSTICE AND CONSUMERS’ POLICY AREA
57 636 102
57 636 102
56 398 277
56 398 277
55 302 168,80
55 302 168,80
33 02
RIGHTS, EQUALITY AND CITIZENSHIP
103 629 617
104 020 617
96 106 002
90 252 056
96 382 575,73
105 475 152,80
Reserves (40 02 41)
345 000
259 000
103 629 617
104 020 617
96 451 002
90 511 056
96 382 575,73
105 475 152,80
33 03
JUSTICE
93 066 496
90 736 374
84 384 559
78 302 559
84 408 631,61
81 512 492,62
33 04
MULTIANNUAL CONSUMER PROGRAMME
27 900 000
25 855 000
27 907 000
22 085 000
25 773 356,61
26 509 628,81
Title 33 — Total
282 232 215
278 248 093
264 795 838
247 037 892
261 866 732,75
268 799 443,03
Reserves (40 02 41)
345 000
259 000
282 232 215
278 248 093
265 140 838
247 296 892
261 866 732,75
268 799 443,03
CHAPTER 33 01 —
   
ADMINISTRATIVE EXPENDITURE OF THE ‘JUSTICE AND CONSUMERS’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
33 01
ADMINISTRATIVE EXPENDITURE OF THE ‘JUSTICE AND CONSUMERS’ POLICY AREA
33 01 01
Expenditure related to officials and temporary staff in the ‘Justice and consumers’ policy area
5.2
44 204 199
43 295 419
41 340 477,71
93,52
33 01 02
External personnel and other management expenditure in support of the ‘Justice and consumers’ policy area
33 01 02 01
External personnel
5.2
4 066 276
3 986 546
4 212 063 ,—
103,59
33 01 02 11
Other management expenditure
5.2
1 798 977
1 805 751
1 610 752 ,—
89,54
Article 33 01 02 — Subtotal
5 865 253
5 792 297
5 822 815 ,—
99,28
33 01 03
Expenditure related to information and communication technology equipment and services of the ‘Justice and consumers’ policy area
5.2
2 931 650
2 902 561
3 309 699,61
112,90
33 01 04
Support expenditure for operations and programmes in the ‘Justice and consumers’ policy area
33 01 04 01
Support expenditure for the ‘Rights, equality and citizenship’ programme
3
1 100 000
950 000
942 124,14
85,65
33 01 04 02
Support expenditure for the Justice Programme
3
850 000
850 000
1 031 573,86
121,36
33 01 04 03
Support expenditure for the multiannual consumer programme
3
850 000
850 000
1 073 503,48
126,29
Article 33 01 04 — Subtotal
2 800 000
2 650 000
3 047 201,48
108,83
33 01 06
Executive agencies
33 01 06 01
Consumers, Health, Agriculture and Food Executive Agency — Contribution from the multiannual consumer programme
3
1 835 000
1 758 000
1 781 975 ,—
97,11
Article 33 01 06 — Subtotal
1 835 000
1 758 000
1 781 975 ,—
97,11
Chapter 33 01 — Total
57 636 102
56 398 277
55 302 168,80
95,95
33 01 01
Expenditure related to officials and temporary staff in the ‘Justice and consumers’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
44 204 199
43 295 419
41 340 477,71
33 01 02
External personnel and other management expenditure in support of the ‘Justice and consumers’ policy area
33 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
4 066 276
3 986 546
4 212 063 ,—
33 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 798 977
1 805 751
1 610 752 ,—
33 01 03
Expenditure related to information and communication technology equipment and services of the ‘Justice and consumers’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 931 650
2 902 561
3 309 699,61
33 01 04
Support expenditure for operations and programmes in the ‘Justice and consumers’ policy area
33 01 04 01
Support expenditure for the ‘Rights, equality and citizenship’ programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 100 000
950 000
942 124,14
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the ‘Rights, equality and citizenship’ programme (the ‘Programme’) and the assessment of the achievement of its objectives; in particular, it is intended to cover studies, meetings of experts, information and communication actions, including institutional communication of the political priorities of the Union, insofar as they are related to the general objectives of the Programme, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the Programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the Programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 33 02.
33 01 04 02
Support expenditure for the Justice Programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
850 000
850 000
1 031 573,86
Remarks
This appropriation is intended to cover expenses pertaining to preparatory, monitoring, control, audit and evaluation activities which are required for the management of the Justice Programme (the ‘Programme’) and the assessment of the achievement of its objectives; in particular, it is intended to cover studies, meetings of experts, information and communication actions, including institutional communication of the political priorities of the Union, insofar as they are related to the general objectives of the Programme, expenses linked to IT networks focusing on information processing and exchange, together with all other technical and administrative assistance expenses incurred by the Commission for the management of the Programme.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the Programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 33 03.
33 01 04 03
Support expenditure for the multiannual consumer programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
850 000
850 000
1 073 503,48
Remarks
This appropriation is intended to cover expenditure on studies, meetings of experts, information measures and publications directly linked to the achievement of the objective of the multiannual consumer programme or measures covered by this item, expenses linked to IT networks focusing on information processing and exchange and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
See Chapter 33 04.
33 01 06
Executive agencies
33 01 06 01
Consumers, Health, Agriculture and Food Executive Agency — Contribution from the multiannual consumer programme
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 835 000
1 758 000
1 781 975 ,—
Remarks
This appropriation is intended to cover the contribution for expenditure on the staff and administration of the Consumers, Health, Agriculture and Food Executive Agency incurred as a result of the Agency’s role in the management of measures forming part of the multiannual consumer programme.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The establishment plan of the Agency is set out in Annex ‘Staff’ to this section.
Legal basis
Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes (
OJ L 11, 16.1.2003, p. 1
).
Regulation (EU) No 254/2014 of the European Parliament and of the Council of 26 February 2014 on a multiannual consumer programme for the years 2014-20 and repealing Decision No 1926/2006/EC (
OJ L 84, 20.3.2014, p. 42
).
See Chapter 33 04.
Reference acts
Commission Implementing Decision 2013/770/EU of 17 December 2013 establishing the Consumers, Health and Food Executive Agency and repealing Decision 2004/858/EC (
OJ L 341, 18.12.2013, p. 69
).
Commission Decision C(2013) 9505 of 20 December 2013 delegating powers to the Consumers, Health and Food Executive Agency with a view to performance of tasks linked to the implementation of Union programmes in the field of consumers, health and food comprising, in particular, implementation of appropriations entered in the general budget of the Union.
CHAPTER 33 02 —
   
RIGHTS, EQUALITY AND CITIZENSHIP
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 02
RIGHTS, EQUALITY AND CITIZENSHIP
33 02 01
Ensuring the protection of rights and empowering citizens
3
29 805 000
30 000 000
27 164 000
23 741 000
27 167 920,75
33 715 092,31
112,38
Reserves (40 02 41)
345 000
259 000
29 805 000
30 000 000
27 509 000
24 000 000
27 167 920,75
33 715 092,31
33 02 02
Promoting non-discrimination and equality
3
38 753 000
39 600 000
37 262 000
33 000 000
36 033 439,17
38 393 604,65
96,95
33 02 03
Company law and other activities
33 02 03 01
Company law
1.1
900 000
1 300 000
900 000
950 000
1 740 290 ,—
1 297 636,80
99,82
33 02 03 02
Other activities in the area of fundamental rights
3
1 000 000
950 000
1 000 000
950 000
1 300 000 ,—
622 735,40
65,55
Article 33 02 03 — Subtotal
1 900 000
2 250 000
1 900 000
1 900 000
3 040 290 ,—
1 920 372,20
85,35
33 02 06
European Union Agency for Fundamental Rights (FRA)
3
23 157 712
23 157 712
21 970 685
21 970 685
22 350 000 ,—
22 350 000 ,—
96,51
33 02 07
European Institute for Gender Equality (EIGE)
3
8 013 905
8 013 905
7 809 317
7 809 317
7 781 000 ,—
7 781 000 ,—
97,09
33 02 51
Completion of actions in the field of rights, citizenship and equality
3
p.m.
p.m.
p.m.
p.m.
9 925,81
414 248,59
33 02 77
Pilot projects and preparatory actions
33 02 77 06
Pilot project — Development of indicators to measure the implementation of the European Charter for Equality of Women and Men in Local Life
3
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
33 02 77 08
Pilot project — Knowledge platform for professionals dealing with female genital mutilation
3
p.m.
p.m.
p.m.
p.m.
0 ,—
55 813,16
33 02 77 09
Pilot project — Capacity building for Roma civil society and strengthening its involvement in the monitoring of national Roma integration strategies
3
p.m.
499 000
p.m.
566 000
0 ,—
490 000 ,—
98,20
33 02 77 10
Pilot project — Fundamental rights review of Union data-collection instruments and programmes
3
p.m.
p.m.
p.m.
249 760
0 ,—
125 690 ,—
33 02 77 13
Pilot project — Europe of diversities
3
p.m.
p.m.
p.m.
189 463
0 ,—
0 ,—
33 02 77 14
Pilot project — E-voting: making the best use of modern technologies for more active and democratic voting procedures
3
p.m.
p.m.
p.m.
125 831
0 ,—
148 500 ,—
33 02 77 16
Pilot project — European survey on gender-based violence
3
p.m.
p.m.
p.m.
700 000
0 ,—
80 831,89
33 02 77 17
Preparatory action — Roma Civil Monitor - Strengthening capacity and involvement of Roma and pro-Roma civil society in policy monitoring and review
3
2 000 000
500 000
Article 33 02 77 — Subtotal
2 000 000
999 000
p.m.
1 831 054
0 ,—
900 835,05
90,17
Chapter 33 02 — Total
103 629 617
104 020 617
96 106 002
90 252 056
96 382 575,73
105 475 152,80
101,40
Reserves (40 02 41)
345 000
259 000
103 629 617
104 020 617
96 451 002
90 511 056
96 382 575,73
105 475 152,80
Remarks
The ‘Rights, equality and citizenship’ programme is the successor to three previous programmes: Fundamental rights and citizenship, Daphne III, and the ‘Antidiscrimination and diversity’ and ‘Gender equality’ sections of the programme for employment and social solidarity (Progress). The general objective of the ‘Rights, equality and citizenship’ programme is to contribute to the further development of an area where equality and the rights of persons as enshrined in the TEU, in the TFEU, in the Charter of Fundamental Rights of the European Union, and in the international human rights conventions to which the Union has acceded, are promoted, protected and effectively implemented.
33 02 01
Ensuring the protection of rights and empowering citizens
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 02 01
29 805 000
30 000 000
27 164 000
23 741 000
27 167 920,75
33 715 092,31
Reserves (40 02 41)
345 000
259 000
Total
29 805 000
30 000 000
27 509 000
24 000 000
27 167 920,75
33 715 092,31
Remarks
This appropriation is intended to: help prevent and combat all forms of violence against children, young people and women, and gender-based violence against other groups, including LGTBQI people,groups at risk of domestic violence and protect victims of such acts (one of the goals of the Daphne programme); promote the ratification of the Istanbul Convention by those Member States that have not yet ratified it; earmark and increase the funding for women’s shelters in the Union, enhancing protection of the rights of women and girls and combating all forms of violence by means of systematic follow up to the European survey on gender-based violence, in line with Article 11 of the Istanbul Convention. This appropriation also covers actions to counteract the shrinking space for women’s rights organisations in Europe; enable and enhance political space and an open environment for full participation and collaboration by civil society (meaning that civil society has to be consulted as an important actor on policy processes, programmes and funding that impact their work, bearing in mind the diversity of the sector); promote gender equality and women’s and girls’ empowerment in their civil society engagement, including through internal capacity development and consistent monitoring; promote and protect the rights of the child; promote and ensure the social and labour rights of workers; ensure the highest level of protection of privacy and personal data, including at international level. This appropriation is intended also to promote and enhance the exercise of the rights that the Union confers on its citizens; including enforcement of free movement rights; effective coordination and cooperation measures among the Member States granting consular protection to unrepresented Union citizens; inclusion of mobile Union citizens and guaranteeing their rights to vote and stand in European Parliament and municipal elections in their Member State of residence; as well as securing free and fair elections in the Union. This appropriation is intended also to allow individuals, as consumers or entrepreneurs in the internal market, to exercise the rights that the Union gives them, taking into account the projects financed by the multiannual consumer programme.
The objective of the ‘Rights, equality and citizenship’ (the ‘Programme’) is to contribute to the further development of an area in which the rights of persons are promoted and protected by enhancing the exercise of rights deriving from Union citizenship, promoting the principle of non-discrimination, contributing to the protection of personal data, including at international level, enhancing protection of the rights of the child and rights deriving from Union consumer legislation and promoting fundamental rights and citizenship in the digital environment. Funding will be allocated to analytical and training activities and for dissemination, mutual learning, cooperation and awareness raising activities.
In particular, this appropriation is intended to cover the following types of action:
—
analytical activities, such as the collection of data and statistics, where appropriate, disaggregated by gender; the development of common methodologies and, where appropriate, indicators or benchmarks; studies, research, analyses and surveys; evaluations; the elaboration and publication of guides, reports and educational material; workshops, seminars, experts’ meetings and conferences,
—
training activities such as staff exchanges, workshops, seminars, train-the-trainer events and the development of online training tools or other training modules,
—
measures to combat gender stereotyping, foster new profiles and breach traditional gender roles and models,
—
mutual learning, cooperation, awareness-raising and dissemination activities, such as the identification of, and exchanges concerning, good practices, innovative approaches and experiences; the organisation of peer reviews and mutual learning; the organisation of conferences, seminars, media campaigns, including in the online media, information campaigns, including institutional communication on the political priorities of the Union insofar as they relate to the objectives of the Programme; the compilation and publication of materials to disseminate information about the Programme and its results; the development, operation and maintenance of systems and tools using information and communication technologies,
—
support for main actors whose activities contribute to the implementation of the objectives of the Programme, such as support for NGOs, especially including women’s rights organisations, in the implementation of actions with European added value, support for key Union actors, Union-level networks and harmonised services of social value; support for Member States in the implementation of Union law and policies; and support for networking activities at Union level among specialised bodies and entities as well as national, regional and local authorities and NGOs, including support by way of action grants or operating grants,
—
support preliminary activities aimed at developing a gender budgeting methodology for the Union budget. In particular, (i) identifying the implicit and explicit gender sensitive policy issues, (ii) mapping the relevant resource allocations, (iii) assessing policies’ influence on inequalities between men and women, including boys’ and girls’ patterns of gender relations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Assigned revenue received may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1381/2013 of the European Parliament and of the Council of 17 December 2013 establishing a ‘Rights, equality and citizenship’ programme for the period 2014 to 2020 (
OJ L 354, 28.12.2013, p. 62
), and in particular points (e) to (i) of Article 4(1) and Article 5(1) thereof.
Regulation (EU) 2019/788 of the European Parliament and of the Council of 17 April 2019 on the European citizens' initiative (
OJ L 130, 17.5.2019, p. 55
).
33 02 02
Promoting non-discrimination and equality
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
38 753 000
39 600 000
37 262 000
33 000 000
36 033 439,17
38 393 604,65
Remarks
This appropriation is intended to contribute to promoting the effective implementation of the principle of non-discrimination on grounds of sex, racial or ethnic origin, religion or belief, disability, age or sexual orientation, and to respecting the principle of non-discrimination on the grounds provided for in Article 21 of the Charter of Fundamental Rights of the European Union; to preventing and combating racism, xenophobia, homophobia and other forms of intolerance, including anti-Semitism and anti-Muslim hatred, to promoting and protecting the rights of persons with disabilities; and to promoting equality between women and men and to advancing gender mainstreaming.
In particular, this appropriation is intended to cover the following types of actions:
—
analytical activities, such as the collection of data and statistics; the development of common methodologies and, where appropriate, indicators or benchmarks; studies, research, analyses and surveys; evaluations; the elaboration and publication of guides, reports and educational material; workshops, seminars, experts’ meetings and conferences,
—
training activities such as staff exchanges, workshops, seminars, train-the-trainer events and the development of online training tools or other training modules,
—
measures encouraging girls to actively consider a career in science, technology, engineering and maths subjects (STEM), and to combat stereotyping, foster new profiles and breach traditional roles and models,
—
mutual learning, cooperation, awareness-raising and dissemination activities, such as the identification of, and exchanges concerning, good practices, innovative approaches and experiences; the organisation of peer reviews and mutual learning; the organisation of conferences, seminars, media campaigns, including in the online media, information campaigns, including institutional communication on the political priorities of the Union insofar as they relate to the objectives of the ‘Rights, equality and citizenship’ programme (the ‘Programme’); the compilation and publication of materials to disseminate information about the Programme and its results; the development, operation and maintenance of systems and tools using information and communication technologies,
—
support for main actors whose activities contribute to the implementation of the objectives of the Programme, such as support for public authorities, NGOs and other key actors at national level, in the implementation of actions with European added value, support for key Union actors, Union-level networks and harmonised services of social value; support for Member States in the implementation of Union law and policies; and support for networking activities at Union level among specialised bodies and entities as well as national, regional and local authorities and NGOs, including support by way of action grants or operating grants,
—
support for ICT companies, companies with technical departments and technical training facilities, universities and research centres to organise open days for girls, encouraging them to choose a STEM career,
—
designing and applying a gender budgeting methodology for the Union budget to do the following: (i) identifying the implicit and explicit gender issues, (ii) identifying, where possible, the allied resource allocations, (iii) assessing whether the policy will continue or change existing inequalities between men and women (and groups of men and women), including boys’ and girls’ patterns of gender relations.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Assigned revenue received may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1381/2013 of the European Parliament and of the Council of 17 December 2013 establishing a ‘Rights, equality and citizenship’ programme for the period 2014 to 2020 (
OJ L 354, 28.12.2013, p. 62
), and in particular points (a) to (d) of Article 4(1) and Article 5(1) thereof.
33 02 03
Company law and other activities
33 02 03 01
Company law
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
900 000
1 300 000
900 000
950 000
1 740 290 ,—
1 297 636,80
Remarks
This appropriation is intended to cover expenditure arising in connection with measures in the context of company law, corporate governance and anti-money laundering, with a view to contributing to the completion of the internal market and its operation and development, in particular:
—
improving the legal environment for citizens, companies and businesses, for which promotion activities, awareness-raising and training actions could be envisaged; fostering cooperation, development and coordination of legislation in the field of company law and assistance with the creation of European limited companies and European economic interest groupings,
—
interactive policymaking, in so far as it concerns the completion, development and operation of the internal market, as part of the Commission’s governance and of the regulatory policy initiatives to better respond to the demands of citizens, consumers and businesses. The appropriations entered in this item are also intended to cover training, awareness raising and network actions to the benefit of such participants with a view to making Union policymaking on the internal market more comprehensive and effective, and as part of the process of assessing the actual impact of internal market policies (or the lack of them) on the ground,
—
a comprehensive review of regulations with a view to making necessary changes and producing an overall analysis of the effectiveness of the measures taken with a view to the sound operation of the internal market and the evaluation of the overall impact of the internal market on businesses and the economy, including the purchase of data and access by Commission departments to external databases, as well as targeted actions aimed at improving understanding of the functioning of the internal market and rewarding active participation in fostering the functioning of the internal market,
—
broadening the strategy regarding the development of statistics on service sectors and statistical development projects in cooperation with Eurostat and the Organisation for Economic Cooperation and Development (OECD),
—
developing and strengthening the external aspects of the directives applicable in respect of financial institutions, the mutual recognition of financial instruments vis-à-vis third countries, international negotiations and assistance for third countries in establishing a market economy,
—
implementing the law of the Union and international provisions in the field of money laundering, including participation in intergovernmental or ad hoc measures in this field; contributions relating to Commission participation as a member of the Financial Action Task Force (FATF) on money laundering created under the OECD,
—
development of evaluations and impact studies on the various aspects of the policies covered by this chapter for the purpose of devising new measures or revising existing measures relating to them,
—
conducting a comprehensive and unbiased assessment of the risk posed by third countries in terms of their strategic deficiencies in the area of anti-money laundering and countering terrorist financing on the basis of the criteria laid down in Article 9 of Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing (
OJ L 141, 5.6.2015, p. 73
), and establishing a list of high-risk jurisdictions.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 03 02
Other activities in the area of fundamental rights
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
1 000 000
950 000
1 000 000
950 000
1 300 000 ,—
622 735,40
Remarks
This appropriation is intended to cover information, communication and awareness-raising activities linked to the Charter of Fundamental Rights of the European Union, and in particular to the protection of those rights in the digital environment. This appropriation will be used to support information and communication activities delivered through web sites, public events, training, communication products, surveys, etc.
This appropriation is also intended to cover information, communication and evaluation activities linked to consular protection and the dialogue pursuant to Article 17 of the TFEU. In particular this appropriation covers information and communication activities delivered through internal websites, public events, communication products, Eurobarometer surveys, etc., as well as the development of impact assessment and evaluation studies on various aspects of the area of fundamental rights and justice.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 06
European Union Agency for Fundamental Rights (FRA)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
23 157 712
23 157 712
21 970 685
21 970 685
22 350 000 ,—
22 350 000 ,—
Remarks
This appropriation is intended to cover the FRA’s staff and administrative expenditure (Titles 1 and 2).
This appropriation is also intended to cover the FRA’s operational expenditure (Title 3), which is responsible for providing the relevant Union institutions and authorities of the Member States when implementing Union law with assistance and expertise relating to fundamental rights in order to support them when they take measures or formulate courses of action within their respective spheres of competence to fully respect fundamental rights.
The FRA can be expected to achieve the following operational objectives or tasks:
—
provision of assistance and expertise to Union institutions and the Member States,
—
promotion of networking of stakeholders and dialogue at national and Union level,
—
promotion and dissemination of information and awareness-raising activities on fundamental rights,
—
effective functioning of the management structure and implementation of operations.
The FRA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
The FRA’s establishment plan is set out in Annex ‘Staff’ to this section.
Regulation (EC) No 168/2007 entered into force on 1 March 2007. On that date, the FRA replaced the European Monitoring Centre on Racism and Xenophobia (EUMC) and legally succeeded it, assuming all the Centre’s legal rights and obligations, financial commitments, liabilities, and employment contracts, as laid down in Article 23(4) of Regulation (EC) No 168/2007.
The Union contribution for 2020 amounts to a total of EUR 23 326 000. An amount of EUR 168 288 coming from the recovery of surplus is added to the amount of EUR 23 157 712 entered in the budget.
Legal basis
Council Regulation (EC) No 168/2007 of 15 February 2007 establishing a European Union Agency for Fundamental Rights (
OJ L 53, 22.2.2007, p. 1
).
Council Decision (EU) 2017/2269 of 7 December 2017 establishing a Multiannual Framework for the European Union Agency for Fundamental Rights for 2018–2022 (
OJ L 326, 9.12.2017, p. 1
).
33 02 07
European Institute for Gender Equality (EIGE)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
8 013 905
8 013 905
7 809 317
7 809 317
7 781 000 ,—
7 781 000 ,—
Remarks
This appropriation is intended to cover the EIGE’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure (Title 3).
The EIGE must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The EIGE’s establishment plan is set out in Annex ‘Staff’ to this section.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
In accordance with Decision 2006/996/EC taken by common agreement between the representatives of the Governments of Member States of 11 December 2006 on the location of the seat of the European Institute for Gender Equality (
OJ L 403, 30.12.2006, p. 61
), the EIGE has its seat in Vilnius.
The Union contribution for 2020 amounts to a total of EUR 8 096 000. An amount of EUR 82 095 coming from the recovery of surplus is added to the amount of EUR 8 013 905 entered in the budget.
Legal basis
Regulation (EC) No 1922/2006 of the European Parliament and of the Council of 20 December 2006 on establishing a European Institute for Gender Equality (
OJ L 403, 30.12.2006, p. 9
).
33 02 51
Completion of actions in the field of rights, citizenship and equality
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
9 925,81
414 248,59
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
The candidate countries may make use of the programme of Community aid to the countries of Central and Eastern Europe to cover expenditure resulting from their participation in Union programmes.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Task resulting from the Commission’s prerogatives at institutional level, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Task resulting from the Commission’s administrative autonomy, as provided for in Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
Council Decision of 9 July 1957 concerning the terms of reference and rules of procedure of the Mines Safety and Health Commission (
OJ 28, 31.8.1957, p. 487
).
Council Decision 74/325/EEC of 27 June 1974 on the setting up of an Advisory Committee on Safety, Hygiene and Health Protection at Work (
OJ L 185, 9.7.1974, p. 15
).
Council Decision 74/326/EEC of 27 June 1974 on the extension of the responsibilities of the Mines Safety and Health Commission to all mineral-extracting industries (
OJ L 185, 9.7.1974, p. 18
).
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
), and the associated individual directives.
Council Directive 92/29/EEC of 31 March 1992 on the minimum safety and health requirements for improved medical treatment on board vessels (
OJ L 113, 30.4.1992, p. 19
).
Council Decision 98/171/EC of 23 February 1998 on Community activities concerning analysis, research and cooperation in the field of employment and the labour market (
OJ L 63, 4.3.1998, p. 26
).
Decision No 293/2000/EC of the European Parliament and of the Council of 24 January 2000 adopting a programme of Community action (the Daphne programme) (2000 to 2003) on preventive measures to fight violence against children, young persons and women (
OJ L 34, 9.2.2000, p. 1
).
Council Decision 2000/750/EC of 27 November 2000 establishing a Community action programme to combat discrimination (2001 to 2006) (
OJ L 303, 2.12.2000, p. 23
).
Decision No 50/2002/EC of the European Parliament and of the Council of 7 December 2001 establishing a programme of Community action to encourage cooperation between Member States to combat social exclusion (
OJ L 10, 12.1.2002, p. 1
).
Decision No 1145/2002/EC of the European Parliament and of the Council of 10 June 2002 on Community incentive measures in the field of employment (
OJ L 170, 29.6.2002, p. 1
).
Council Decision of 22 July 2003 setting up an Advisory Committee on Safety and Health at Work (
OJ C 218, 13.9.2003, p. 1
).
Decision No 803/2004/EC of the European Parliament and of the Council of 21 April 2004 adopting a programme of Community action (2004 to 2008) to prevent and combat violence against children, young people and women and to protect victims and groups at risk (the Daphne II programme) (
OJ L 143, 30.4.2004, p. 1
).
Decision No 1554/2005/EC of the European Parliament and of the Council of 7 September 2005 amending Council Decision 2001/51/EC establishing a programme relating to the Community framework strategy on gender equality and Decision No 848/2004/EC establishing a Community action programme to promote organisations active at European level in the field of equality between men and women (
OJ L 255, 30.9.2005, p. 9
).
Decision No 1672/2006/EC of the European Parliament and of the Council of 24 October 2006 establishing a Community programme for Employment and Social Solidarity — Progress (
OJ L 315, 15.11.2006, p. 1
).
Council Decision 2007/252/EC of 19 April 2007 establishing for the period 2007-2013 the Specific Programme ‘Fundamental rights and citizenship’ as part of the General programme ‘Fundamental Rights and Justice’ (
OJ L 110, 27.4.2007, p. 33
).
Decision No 779/2007/EC of the European Parliament and of the Council of 20 June 2007 establishing for the period 2007-2013 a specific programme to prevent and combat violence against children, young people and women and to protect victims and groups at risk (Daphne III programme), as part of the General Programme ‘Fundamental Rights and Justice’ (
OJ L 173, 3.7.2007, p. 19
).
Reference acts
Task resulting from specific powers directly conferred on the Commission by the Treaty establishing the European Community under Articles 136, 137 and 140 (Treaty on the Functioning of the European Union under Articles 151, 153 and 156).
Convention concluded in 1959 between the ECSC High Authority and the International Occupational Safety and Health Information Centre (CIS) of the International Labour Office.
Communication from the Commission to the Council and the European Parliament of 6 April 2005 establishing for the period 2007-2013 a framework programme on Fundamental Rights and Justice (COM(2005) 122 final).
33 02 77
Pilot projects and preparatory actions
33 02 77 06
Pilot project — Development of indicators to measure the implementation of the European Charter for Equality of Women and Men in Local Life
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 08
Pilot project — Knowledge platform for professionals dealing with female genital mutilation
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
55 813,16
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 09
Pilot project — Capacity building for Roma civil society and strengthening its involvement in the monitoring of national Roma integration strategies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
499 000
p.m.
566 000
0 ,—
490 000 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 10
Pilot project — Fundamental rights review of Union data-collection instruments and programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
249 760
0 ,—
125 690 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 13
Pilot project — Europe of diversities
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
189 463
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 14
Pilot project — E-voting: making the best use of modern technologies for more active and democratic voting procedures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
125 831
0 ,—
148 500 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 16
Pilot project — European survey on gender-based violence
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
700 000
0 ,—
80 831,89
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 02 77 17
Preparatory action — Roma Civil Monitor - Strengthening capacity and involvement of Roma and pro-Roma civil society in policy monitoring and review
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
2 000 000
500 000
Remarks
The preparatory action will build on pilot project ‘
                              
Capacity-building for Roma civil society and strengthening its involvement in the monitoring of national Roma integration strategies
’ (Item 33 02 77 09), which is nearing completion, and by drawing lessons from that project it will, in an improved way, continue contributing to the strengthening and further capacity building of Roma and pro-Roma civil society as well as to the monitoring mechanism regarding Roma inclusion, especially by producing and disseminating independent reports in which civil society coalitions could present alternative information and data to what is contained in the reports submitted by Member States concerning the implementation of their strategies. These civil society reports could provide local knowledge to help national and European policy processes and reflect on the real social impact of government measures.
Monitoring will focus on the local implementation of strategies in the four priority areas (employment, education, housing, health), as regards anti-discrimination, combating anti-Gypsyism and promoting gender equality, and will also provide information on the level of involvement of civil society, the use of Union funds and the mainstreaming of Roma inclusion measures.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 33 03 —
   
JUSTICE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 03
JUSTICE
33 03 01
Supporting and promoting judicial training and facilitating effective access to justice for all
3
33 743 000
27 600 000
29 200 000
24 500 000
31 446 681,84
31 790 020,59
115,18
33 03 02
Facilitating and supporting judicial cooperation in civil and criminal matters
3
8 861 000
12 000 000
11 600 000
10 000 000
12 755 212,77
10 885 394,68
90,71
33 03 04
European Union Agency for Criminal Justice Cooperation (Eurojust)
3
41 340 496
41 187 174
37 673 559
37 381 559
38 606 737 ,—
38 364 737 ,—
93,15
33 03 05
European Public Prosecutor's Office (EPPO)
3
8 372 000
8 372 000
4 911 000
4 911 000
33 03 51
Completion of actions in the field of justice
3
p.m.
p.m.
p.m.
p.m.
0 ,—
409 435,46
33 03 77
Pilot projects and preparatory actions
33 03 77 04
Pilot project — Raising awareness of children to be aware of their rights in judicial procedures
3
p.m.
p.m.
p.m.
p.m.
0 ,—
62 904,89
33 03 77 05
Pilot project — Letterbox companies
3
p.m.
89 700
p.m.
210 000
0 ,—
0 ,—
0
33 03 77 06
Preparatory action — Union fund for financial support for litigating cases relating to violations of democracy, rule of law and fundamental rights
3
p.m.
300 000
p.m.
300 000
600 000 ,—
0 ,—
0
33 03 77 07
Pilot project — Terrorism victim response coordination centre
3
p.m.
500 000
p.m.
500 000
1 000 000 ,—
0 ,—
0
33 03 77 08
Preparatory action — Capacity building, programmatic development and communication in the context of the fight against money laundering and financial crimes
1.1
750 000
687 500
1 000 000
500 000
Article 33 03 77 — Subtotal
750 000
1 577 200
1 000 000
1 510 000
1 600 000 ,—
62 904,89
3,99
Chapter 33 03 — Total
93 066 496
90 736 374
84 384 559
78 302 559
84 408 631,61
81 512 492,62
89,83
33 03 01
Supporting and promoting judicial training and facilitating effective access to justice for all
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 743 000
27 600 000
29 200 000
24 500 000
31 446 681,84
31 790 020,59
Remarks
This appropriation is intended to contribute to supporting and promoting judicial training, including language training on legal terminology, with a view to fostering a common legal and judicial culture and to facilitating effective access to justice for all, including through promoting and supporting the rights of victims of crime, while respecting the rights of the defence.
In particular, this appropriation is intended to cover the following types of actions:
—
analytical activities, such as the collection of data and statistics, where appropriate disaggregated by gender, the development of common methodologies and, where appropriate, indicators or benchmarks; studies, research, analyses and surveys; evaluations; the elaboration and publication of guides, reports and educational material; workshops, seminars, experts’ meetings and conferences,
—
training activities including a gender-sensitive perspective, such as staff exchanges, workshops, seminars, train-the-trainer events, including language training on legal terminology, and the development of online training tools or other training modules for members of the judiciary and judicial staff,
—
mutual learning, cooperation, awareness-raising and dissemination activities, such as the identification of, and exchanges concerning, good practices, innovative approaches and experiences; the organisation of peer reviews and mutual learning; the organisation of conferences, seminars, information campaigns, including institutional communication on the political priorities of the Union insofar as they relate to the objectives of the Justice Programme (the ‘Programme’); the compilation and publication of materials to disseminate information about the Programme and its results; the development, operation and maintenance of systems and tools, using information and communication technologies, including the further development of the European e-Justice Portal as a tool to improve citizens’ access to justice,
—
support for main actors whose activities contribute to the implementation of the objectives of the Programme, such as support for Member States in the implementation of Union law and policies, support for key Union actors and Union-level networks, including in the field of judicial training; and support for networking activities at Union level among specialised bodies and entities as well as national, regional and local authorities and non-governmental organisations.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the Programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Assigned revenue received may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1382/2013 of the European Parliament and of the Council of 17 December 2013 establishing a Justice Programme for the period 2014 to 2020 (
OJ L 354, 28.12.2013, p. 73
), and in particular points (b) and (c) of Article 4(1), point (f) of Article 4(2), and Article 6 thereof.
33 03 02
Facilitating and supporting judicial cooperation in civil and criminal matters
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
8 861 000
12 000 000
11 600 000
10 000 000
12 755 212,77
10 885 394,68
Remarks
This appropriation is intended to contribute to facilitating and supporting judicial cooperation in civil and criminal matters.
In particular, this appropriation is intended to cover the following types of actions:
—
analytical activities, such as the collection of data and statistics; the development of common methodologies and, where appropriate, indicators or benchmarks; studies, research, analyses and surveys; evaluations; the elaboration and publication of guides, reports and educational material; workshops, seminars, experts’ meetings and conferences,
—
training activities, such as staff exchanges, workshops, seminars, train-the-trainer events, including language training on legal terminology, and the development of online training tools or other training modules for members of the judiciary and judicial staff,
—
mutual learning, cooperation, awareness-raising and dissemination activities, such as the identification of, and exchanges concerning, good practices, innovative approaches and experiences; the organisation of peer reviews and mutual learning; the organisation of conferences, seminars, information campaigns, including institutional communication on the political priorities of the Union insofar as they relate to the objectives of the Justice programme (the ‘Programme’) ; the compilation and publication of materials to disseminate information about the Programme and its results; the development, operation and maintenance of systems and tools, using information and communication technologies, including the further development of the European e-Justice portal as a tool to improve citizens’ access to justice,
—
establishment of a reference software implementation concerning the cross-border exchange of electronic evidence in the context of Directive 2014/41/EU of the European Parliament and of the Council of 3 April 2014 regarding the European Investigation Order in criminal matters (
OJ L 130, 1.5.2014, p. 1
), and the applicable Mutual Legal Assistance conventions on judicial cooperation in criminal matters,
—
transfer of budget to the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA) for the development of the centralised system for the identification of Member States holding conviction information on third country nationals and stateless persons (TCN) to supplement and support the European Criminal Records Information System (ECRIS-TCN system) and for the maintenance of the ECRIS Reference Implementation (EUR 4 100 000 as per the Legislative Financial Statement),
—
grants for the Member States for their integration with the ECRIS-TCN system (amount to be determined – EUR 2 000 000 – 3 000 000),
—
support for main actors whose activities contribute to the implementation of the objectives of the Programme, such as support for Member States in the implementation of Union law and policies, support for key European actors and European-level networks, including in the field of judicial training and the rights of the defence; and support for networking activities at European level among specialised bodies and entities as well as national, regional and local authorities and non-governmental organisations.
Any revenue from the contributions from acceding countries, candidate countries and potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the Programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Assigned revenue received may give rise to the provision of additional appropriations under this article, in accordance with Article 22(1) of the Financial Regulation.
Legal basis
Regulation (EU) No 1382/2013 of the European Parliament and of the Council of 17 December 2013 establishing a Justice Programme for the period 2014 to 2020 (
OJ L 354, 28.12.2013, p. 73
), and in particular point (a) of Article 4(1), point (f) of Article 4(2), and Article 6(1) thereof.
33 03 04
European Union Agency for Criminal Justice Cooperation (Eurojust)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
41 340 496
41 187 174
37 673 559
37 381 559
38 606 737 ,—
38 364 737 ,—
Remarks
This appropriation is intended to cover Eurojust’s staff and administrative expenditure (Titles 1 and 2), and operational expenditure relating to the work programme (Title 3).
Eurojust must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (
OJ L 122, 10.5.2019, p. 1
) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.
Eurojust’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 41 700 000. An amount of EUR 359 504 coming from the recovery of surplus is added to the amount of EUR 41 340 496 entered in the budget.
Legal basis
Council Decision 2002/187/JHA of 28 February 2002 setting up Eurojust with a view to reinforcing the fight against serious crime (
OJ L 63, 6.3.2002, p. 1
).
Council Decision 2003/659/JHA of 18 June 2003 amending Decision 2002/187/JHA setting up Eurojust with a view to reinforcing the fight against serious crime (
OJ L 245, 29.9.2003, p. 44
).
Council Decision 2009/426/JHA of 16 December 2008 on the strengthening of Eurojust and amending Decision 2002/187/JHA setting up Eurojust with a view to reinforcing the fight against serious crime (
OJ L 138, 4.6.2009, p. 14
).
Regulation (EU) 2018/1727 of the European Parliament and of the Council of 14 November 2018 on the European Agency for Criminal Justice Cooperation (Eurojust), and replacing and repealing Council Decision 2002/187/JHA (
OJ L 295, 21.11.2018; p.138
).
33 03 05
European Public Prosecutor's Office (EPPO)
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
8 372 000
8 372 000
4 911 000
4 911 000
Remarks
The EPPO has been created by Council Regulation (EU) 2017/1939.
The EPPO is responsible for investigating, prosecuting and bringing to judgment the perpetrators of, and accomplices to, criminal offences affecting the financial interests of the Union which are provided for in Directive (EU) 2017/1371 of the European Parliament and of the Council of 5 July 2017 on the fight against fraud to the Union’s financial interests by means of criminal law (
OJ L 198, 28.7.2017, p. 29
) and determined by Regulation (EU) 2017/1939. In this respect, the EPPO undertakes investigations, and carries out acts of prosecution and exercise the functions of prosecutor in the competent courts of the Member States, until the case has been finally disposed of.
This appropriation is intended in 2020 mostly to cover EPPO’s: recruitment and staff related expenditure, building, infrastructure and information technology expenditures (Titles 1 and 2), operational expenditure related to the development and initial roll out of the EPPO case management system (Title 3), the IT exchange platform between the EPPO Central Office, the European Delegated Prosecutors and other judicial and law enforcement authorities in the Member States which is a key element for the establishment and good functioning of the EPPO.
EPPO must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.
EPPO’s establishment plan is set out in Annex ‘Staff’ to this section.
The Union contribution for 2020 amounts to a total of EUR 8 372 000.
Legal basis
Council Regulation (EU) 2017/1939 of 12 October 2017 implementing enhanced cooperation on the establishment of the European Public Prosecutor's Office (‘the EPPO’) (
OJ L 283, 31.10.2017, p. 1
).
33 03 51
Completion of actions in the field of justice
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
409 435,46
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Council Decision 2001/470/EC of 28 May 2001 establishing a European Judicial Network in civil and commercial matters (
OJ L 174, 27.6.2001, p. 25
).
Council Regulation (EC) No 743/2002 of 25 April 2002 establishing a general Community framework of activities to facilitate the implementation of judicial cooperation in civil matters (
OJ L 115, 1.5.2002, p. 1
).
Council Decision 2004/100/EC of 26 January 2004 establishing a Community action programme to promote active European citizenship (civic participation) (
OJ L 30, 4.2.2004, p. 6
).
Council Decision 2007/126/JHA of 12 February 2007 establishing for the period 2007 to 2013, as part of the General Programme on Fundamental Rights and Justice, the Specific Programme ‘Criminal Justice’ (
OJ L 58, 24.2.2007, p. 13
).
Decision No 1149/2007/EC of the European Parliament and of the Council of 25 September 2007 establishing for the period 2007-2013 the Specific Programme ‘Civil Justice’ as part of the General Programme ‘Fundamental Rights and Justice’ (
OJ L 257, 3.10.2007, p. 16
).
Reference acts
Communication from the Commission to the Council and the European Parliament of 6 April 2005 establishing for the period 2007-2013 a framework programme on Fundamental Rights and Justice (COM(2005) 122 final).
33 03 77
Pilot projects and preparatory actions
33 03 77 04
Pilot project — Raising awareness of children to be aware of their rights in judicial procedures
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
62 904,89
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 03 77 05
Pilot project — Letterbox companies
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
89 700
p.m.
210 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 03 77 06
Preparatory action — Union fund for financial support for litigating cases relating to violations of democracy, rule of law and fundamental rights
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
300 000
p.m.
300 000
600 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
Empowering civil society organisations, movements and individuals is key to a truly democratic Union and its values as enshrined in the Treaties and the Charter of Fundamental Rights of the European Union. This preparatory action will create a Union fund for awareness raising and legal assistance to individuals and civil society organisations litigating democracy, rule of law and fundamental rights violations based on the outcome of a requested feasibility study. This feasibility study should include an overview of the current obstacles facing individuals and NGOs wishing to exercise their rights regarding democracy, the rule of law and fundamental rights through litigation. The fund will work closely with and build upon the work of the European Union Agency for Fundamental Rights.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 03 77 07
Pilot project — Terrorism victim response coordination centre
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
500 000
p.m.
500 000
1 000 000 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 03 77 08
Preparatory action — Capacity building, programmatic development and communication in the context of the fight against money laundering and financial crimes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
750 000
687 500
1 000 000
500 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the preparatory action.
This preparatory action will help strengthen a wide range of civil society organisations, including some new actors not actively involved in fighting money laundering and financial crimes, so as to build up their expertise and capacity in connection with Union law and rules, enhance awareness-raising efforts and further develop tools and instruments to fight money laundering and financial crimes. In the light of the challenges revealed by the Panama Papers and Paradise Papers scandals and the fifth revision of the Anti-Money Laundering Directive (providing public access to beneficial owner registers of companies and access to people with a legitimate interest for beneficial owners of trusts), it is apparent that the Union-level capacity of a wide range of organisations in this field (e.g. NGOs, trade unions and academic communities) needs to be boosted. Enhanced capacity building for research, training and awareness raising, alliance building (including with journalists) and greater involvement of civil society experts in the design and implementation of, and advocacy for, action to combat money laundering and financial crimes will create synergies with current Union efforts to put an end to such abusive and criminal practices.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 33 04 —
   
MULTIANNUAL CONSUMER PROGRAMME
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
33 04
MULTIANNUAL CONSUMER PROGRAMME
33 04 01
Safeguarding consumers’ interest and improving their safety and information
3
27 000 000
25 000 000
26 647 000
21 000 000
25 773 356,61
25 775 901,09
103,10
33 04 51
Completion line of Union activities in favour of consumers
3
p.m.
p.m.
p.m.
p.m.
0 ,—
171 458,78
33 04 77
Pilot projects and preparatory actions
33 04 77 04
Pilot project — Training for SMEs on consumer rights in the digital age
3
p.m.
p.m.
p.m.
455 000
0 ,—
318 784 ,—
33 04 77 05
Pilot project — Consumer empowerment and education on product safety and market surveillance in the digital single market
3
p.m.
p.m.
p.m.
p.m.
0 ,—
243 484,94
33 04 77 06
Pilot project — Limiting dual quality and strengthening consumer organisations in the Union
3
p.m.
630 000
1 260 000
630 000
33 04 77 07
Preparatory action — Assessing alleged differences in the quality of products sold on the internal market
1.1
900 000
225 000
Article 33 04 77 — Subtotal
900 000
855 000
1 260 000
1 085 000
0 ,—
562 268,94
65,76
Chapter 33 04 — Total
27 900 000
25 855 000
27 907 000
22 085 000
25 773 356,61
26 509 628,81
102,53
33 04 01
Safeguarding consumers’ interest and improving their safety and information
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
27 000 000
25 000 000
26 647 000
21 000 000
25 773 356,61
25 775 901,09
Remarks
This appropriation is intended to cover expenditure for achieving the objectives established through the multiannual consumer programme for the years 2014-2020. The aim of the programme is to ensure a high level of consumer protection and to empower consumers in the heart of the internal market within the framework of an overall strategy for smart, sustainable and inclusive growth, by contributing to the protection of the health, safety, legal and economic interests of consumers, as well as to the promotion of their right to information, education and to organise themselves in order to safeguard their interests, supporting the integration of such consumer interests into other policy areas, as well as to increase customers’ knowledge of their fundamental rights and their trust in the market and public authorities and to facilitate the complaints and dispute resolution mechanisms. The programme complements, supports and monitors the policies of Member States.
This general objective shall be pursued through the following four specific objectives:
—
safety: to consolidate and enhance product safety through effective market surveillance, in particular in the Digital Single Market, throughout the Union,
—
information and education and support to consumer organisations: to improve consumers’ education, information and awareness of their rights and empowerment regarding consumer policy, to develop the evidence base for consumer policy and to provide support for consumer organisations, also taking into account the specific needs of vulnerable consumers,
—
rights and redress: to develop and reinforce consumer rights, in particular through smart regulatory action, and to improve access to simple, efficient, expedient and low-cost redress, including alternative dispute resolution,
—
enforcement: to support enforcement of consumer rights by strengthening cooperation between national enforcement bodies and by supporting consumers with advice. The programme also takes into account new societal challenges which have grown in importance in recent years. They include: the increased complexity of consumer decision-making, the need to move towards more sustainable patterns of consumption, the opportunities and threats that digitalisation brings, an increase in social exclusion and the number of vulnerable consumers, and an ageing population.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme, in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Directive 2001/95/EC of the European Parliament and of the Council of 3 December 2001 on general product safety (
OJ L 11, 15.1.2002, p. 4
).
Regulation (EU) No 524/2013 of the European Parliament and of the Council of 21 May 2013 on online dispute resolution for consumer disputes and amending Regulation (EC) No 2006/2004 and Directive 2009/22/EC (Regulation on consumer ODR) (
OJ L 165, 18.6.2013, p. 1
).
Regulation (EU) No 254/2014 of the European Parliament and of the Council of 26 February 2014 on a multiannual consumer programme for the years 2014-20 and repealing Decision No 1926/2006/EC (
OJ L 84, 20.3.2014, p. 42
).
Regulation (EU) 2017/2394 of the European Parliament and of the Council of 12 December 2017 on cooperation between national authorities responsible for the enforcement of consumer protection laws and repealing Regulation (EC) No 2006/2004 (
OJ L 345, 27.12.2017, p. 1
).
33 04 51
Completion line of Union activities in favour of consumers
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
171 458,78
Remarks
This appropriation is intended to cover commitments relating to previous years under Decision No 20/2004/EC. That Decision was repealed by Decision No 1926/2006/EC.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.
Legal basis
Decision No 20/2004/EC of the European Parliament and of the Council of 8 December 2003 establishing a general framework for financing Community actions in support of consumer policy for the years 2004 to 2007 (
OJ L 5, 9.1.2004, p. 1
).
Decision No 1926/2006/EC of the European Parliament and of the Council of 18 December 2006 establishing a programme of Community action in the field of consumer policy (2007-2013) (
OJ L 404, 30.12.2006, p. 39
).
33 04 77
Pilot projects and preparatory actions
33 04 77 04
Pilot project — Training for SMEs on consumer rights in the digital age
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
455 000
0 ,—
318 784 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 04 77 05
Pilot project — Consumer empowerment and education on product safety and market surveillance in the digital single market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
243 484,94
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 04 77 06
Pilot project — Limiting dual quality and strengthening consumer organisations in the Union
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
630 000
1 260 000
630 000
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
This pilot project will focus on strengthening consumer organisations’ capacities in relation to testing and comparing basic consumption products both as regards dual quality issues and in a national context. The pilot project will support organisations in identifying and counteracting misleading branding strategies or misleading information on packaging in all relevant instances in order to maximise consumer protection objectives. The outcomes of the pilot project will help improve consumer organisations’ testing capacities and expand exchange of best practices between consumer organisations, competent authorities and relevant private players. The pilot project will also improve consumer organisations’ advocacy policies in the areas referred to.
The pilot project will explore the reaction patterns and effectiveness of consumer organisations across the Single Market when dealing with the above issues. This will include identification of capacity weaknesses and recommendations for further protection of consumers through empowerment of consumer organisations. The pilot project will help raise awareness among consumers and empower them to use their rights in any ‘representative action’, further to the proposals in the recent ‘New deal for consumers’ package, should Union law be adopted. Non-profit organisations, such as consumer associations, could seek redress on behalf of a group of consumers, which will provide a far fairer level playing field when it comes to infringements of Union consumer law concerning several or all Member States.
The target group consists of consumer organisations in the Union. The activities supported by the pilot project will be tailored to the specific needs of each participating country and will involve the target consumer organisations so as to create a sense of ownership of the project activities. The pilot project will be implemented in close coordination with relevant projects for capacity building for consumer organisations, led by the Commission, by embedding the pilot activities within such projects. The results of the Union-wide testing exercise by the Joint Research Centre in 2018 will be fully taken into account when designing the specific activities for the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
33 04 77 07
Preparatory action — Assessing alleged differences in the quality of products sold on the internal market
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
900 000
225 000
Remarks
This preparatory action is a follow-up to pilot projects from 2017, 2018 and 2019. It will be carried out in a manner that is fully consistent with what has already been done by the Commission to address the issue of dual quality. It will take fully into account the results of the pilot projects, thus ensuring continuity. Moreover, the preparatory action will build on a common methodology as well as on what has emerged and what has been learnt from the Union-wide testing campaign. It will focus on extending the scope of research to include non-food products (e.g. detergents, cosmetics, toiletries and baby products, as provided for under the pilot projects), with samples from all Member States, and on the feasibility of creating a permanent quality monitoring centre for products sold on the internal market, with a view to long-term action to resolve the issue of dual quality on the internal market.
Legal basis
Preparatory action within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
TITLE 34
CLIMATE ACTION
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 01
ADMINISTRATIVE EXPENDITURE IN THE ‘CLIMATE ACTION’ POLICY AREA
28 588 917
28 588 917
28 222 178
28 222 178
26 995 671,63
26 995 671,63
34 02
CLIMATE ACTION AT UNION AND INTERNATIONAL LEVEL
152 386 888
86 190 001
136 880 000
80 217 500
127 756 483,08
58 527 692,69
34 03
INNOVATION FUND
p.m.
p.m.
Title 34 — Total
180 975 805
114 778 918
165 102 178
108 439 678
154 752 154,71
85 523 364,32
CHAPTER 34 01 —
   
ADMINISTRATIVE EXPENDITURE IN THE ‘CLIMATE ACTION’ POLICY AREA
The detail of articles 1, 2, 3 and 5 can be found in Chapter XX 01
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
34 01
ADMINISTRATIVE EXPENDITURE IN THE ‘CLIMATE ACTION’ POLICY AREA
34 01 01
Expenditure related to officials and temporary staff in the ‘Climate action’ policy area
5.2
20 383 048
19 973 301
18 757 483,88
92,02
34 01 02
External personnel and other management expenditure in support of the ‘Climate action’ policy area
34 01 02 01
External personnel
5.2
1 874 741
1 837 932
1 926 680 ,—
102,77
34 01 02 11
Other management expenditure
5.2
1 797 311
1 789 918
1 672 762 ,—
93,07
Article 34 01 02 — Subtotal
3 672 052
3 627 850
3 599 442 ,—
98,02
34 01 03
Expenditure related to information and communication technology equipment and services in the ‘Climate action’ policy area
5.2
1 351 817
1 339 027
1 501 716,46
111,09
34 01 04
Support expenditure for operations and programmes in the ‘Climate action’ policy area
34 01 04 01
Support expenditure for the programme for the environment and climate action (LIFE) — Sub-programme for Climate Action
2
3 182 000
3 282 000
3 137 029,29
98,59
Article 34 01 04 — Subtotal
3 182 000
3 282 000
3 137 029,29
98,59
34 01 06
Executive agencies
34 01 06 01
Innovation and Network Executive Agency – Contribution from the Innovation Fund
p.m.
Article 34 01 06 — Subtotal
p.m.
Chapter 34 01 — Total
28 588 917
28 222 178
26 995 671,63
94,43
34 01 01
Expenditure related to officials and temporary staff in the ‘Climate action’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
20 383 048
19 973 301
18 757 483,88
34 01 02
External personnel and other management expenditure in support of the ‘Climate action’ policy area
34 01 02 01
External personnel
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 874 741
1 837 932
1 926 680 ,—
34 01 02 11
Other management expenditure
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 797 311
1 789 918
1 672 762 ,—
34 01 03
Expenditure related to information and communication technology equipment and services in the ‘Climate action’ policy area
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
1 351 817
1 339 027
1 501 716,46
34 01 04
Support expenditure for operations and programmes in the ‘Climate action’ policy area
34 01 04 01
Support expenditure for the programme for the environment and climate action (LIFE) — Sub-programme for Climate Action
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
3 182 000
3 282 000
3 137 029,29
Remarks
This appropriation is intended to cover:
—
hosting, maintenance, security, quality assurance, operation and support (hardware, software and services) of information technology (IT) systems supporting the climate policy objectives, such as the Union Single Registry, Union Transaction Log, the monitoring, reporting and verification tools, the auctioning platforms and IT systems related to the implementation of climate legislation such as the reporting and quota’s of the use of fluorinated greenhouse gases and the licensing and use of ozone-depleting substances,
—
development, maintenance, operation and support of adequate IT systems for communication, selecting, evaluating, monitoring, reporting on projects and disseminating results of projects of the LIFE programme,
—
the engagement of IT experts 
intra muros
 to support the development, maintenance, quality assurance, testing and security of critical policy supporting IT systems,
—
procurement of technical and administrative assistance relating to communication activities including the engagement of experts 
intra muros
.
It is also intended to provide support to the organisation of international climate events, to activities to which the Union is party and to preparatory work for future international agreements on climate and ozone related matters involving the Union.
Assigned revenue received may give rise to the provision of additional appropriations under this item in accordance with Article 22(1) of the Financial Regulation.
Legal basis
See Chapter 34 02.
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
).
34 01 06
Executive agencies
34 01 06 01
Innovation and Network Executive Agency – Contribution from the Innovation Fund
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
Remarks
New item
This appropriation is intended to cover the contribution to the expenditure of INEA’s staff and administration incurred as a result of the Agency’s role in the management of the Innovation Fund (IF) subject to the final decision on the delegation of the Innovation Fund.
For budget year 2020, it is provisionally estimated that an amount between EUR 2,5 and 3,0 million will be needed in order to finance the contribution to the expenditure of INEA’s staff and administration incurred as a result of the Agency’s role in the management of the Innovation Fund (IF).
This will allow the preparation of a first call for proposals in 2020, expected to be launched at the beginning of the second half of 2020, in the range of EUR 1,0-1,5 billion.
Legal basis
Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emissions allowance trading within the Union and amending Council Directive 96/61/EC (
OJ L 275, 25.10.2003, p. 32
).
Reference acts
Commission Delegated Regulation (EU) 2019/856 of 26 February 2019 supplementing Directive 2003/87/EC of the European Parliament and of the Council with regard to the operation of the Innovation Fund (
OJ L 140, 28.5.2019, p. 6
).
Commission Implementing Decision 2013/801/EU of 23 December 2013 establishing the Innovation and Networks Executive Agency and repealing Decision 2007/60/EC as amended by Decision 2008/593/EC (
OJ L 352, 24.12.2013, p. 65
).
CHAPTER 34 02 —
   
CLIMATE ACTION AT UNION AND INTERNATIONAL LEVEL
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 02
CLIMATE ACTION AT UNION AND INTERNATIONAL LEVEL
34 02 01
Reducing Union greenhouse gas emissions
2
85 883 944
44 777 778
77 100 000
41 600 000
74 400 000 ,—
28 251 925,51
63,09
34 02 02
Increasing the resilience of the Union to climate change
2
47 524 603
24 087 302
41 500 000
22 700 000
38 000 000 ,—
18 887 416,79
78,41
34 02 03
Better climate governance and information at all levels
2
17 568 341
15 634 921
15 855 000
13 500 000
13 995 301,88
10 123 901,17
64,75
34 02 04
Contribution to multilateral and international climate agreements
4
910 000
910 000
910 000
910 000
861 181,20
861 181,18
94,64
34 02 05
European Solidarity Corps — Contribution from the LIFE sub-programme for Climate Action
2
500 000
500 000
500 000
500 000
500 000 ,—
375 000 ,—
75,00
34 02 51
Completion of former climate action programmes
2
p.m.
p.m.
p.m.
p.m.
0 ,—
28 268,04
34 02 77
Pilot projects and preparatory actions
34 02 77 03
Pilot project — Study on life cycles of electric, biofuel and traditionally fuelled vehicles
2
p.m.
280 000
p.m.
500 000
0 ,—
0 ,—
0
34 02 77 05
Pilot project — Carbon farming
2
p.m.
p.m.
1 015 000
507 500
Article 34 02 77 — Subtotal
p.m.
280 000
1 015 000
1 007 500
0 ,—
0 ,—
0
Chapter 34 02 — Total
152 386 888
86 190 001
136 880 000
80 217 500
127 756 483,08
58 527 692,69
67,91
34 02 01
Reducing Union greenhouse gas emissions
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
85 883 944
44 777 778
77 100 000
41 600 000
74 400 000 ,—
28 251 925,51
Remarks
This appropriation is intended to finance measures to support the Union’s role in the development, implementation and enforcement of policy and legislation in the area of climate change mitigation. It includes the monitoring of mainstreaming across policy areas by developing, testing and demonstrating policy or management approaches, best practices, solutions for the climate, improving the knowledge base of effective climate mitigation, enhancing its capacity to apply in practice, facilitating development and implementation of integrated approaches and action plans at local, regional or national level, as well as contributing to the development and demonstration of innovative low carbon technologies, systems, methods and instruments for being replicated, transferred or mainstreamed.
The following priorities will be taken into account:
—
ensuring the implementation of the Union’s commitments under the Kyoto Protocol to the United Nations Framework Convention on Climate Change (UNFCCC), in particular the Paris Agreement and the Commission Communication of 2 March 2016 entitled ‘The Road from Paris: assessing the implications of the Paris Agreement and accompanying the proposal for a Council decision on the signing, on behalf of the European Union, of the Paris agreement adopted under the United Nations Framework Convention on Climate Change’ (COM(2016) 110 final),
—
ensuring the Union's commitments under the Montreal Protocol on Ozone Depleting Substances, including the Kigali Amendment reducing the consumption and production of hydrofluorocarbons,
—
further implementation of the existing ‘Climate and Energy’ package, the achievement of the 20/20/20 climate and energy targets of the Europe 2020 strategy, and the development ‘climate tracking’ methodologies to monitor climate-related expenditure under the mainstreaming objective ‘to increase the proportion of climate mainstreaming to at least 20 % of the future total Union budget in 2014-2020’, with contribution from different policies,
—
achieving the Energy Union 2030 goals by supporting the development of long term climate and energy strategies, new policies and implementing measures targeting to cut greenhouse gas emissions by at least 40 % by 2030 and having at least 32 % of renewable energy and an energy efficiency increase of at least 32,5 %, taking into account the Commission Communication of 22 January 2014 entitled ‘A policy framework for climate and energy in the period from 2020 to 2030’ (COM(2014) 15 final), the Commission Communication of 30 November 2016 entitled ‘Clean Energy For All Europeans’ (COM(2016) 860 final) and the Commission Communication of 28 November 2018 entitled ‘A Clean Planet for all - A European strategic long-term vision for a prosperous, modern, competitive and climate neutral economy’ (COM(2018) 773 final).
The measures financed by LIFE may be implemented through action grants, operating grants, financial instruments, procurement procedures or any other interventions that are needed (Articles 17, 18, 21 and 22 of Regulation (EU) No 1293/2013) including:
—
cooperation with Eurocontrol on implementation of Union emissions trading system in aviation,
—
the costs of development, maintenance, operation and support (hardware, software and services) of policy support systems, in particular but not exclusively the Union Single Registry, Union Transaction Log and the ozone-depleting substances and fluorinated gases monitoring system.
At least 81 % of the budgetary resources for the LIFE programme shall be allocated to projects supported by the way of action grants or, where appropriate, financial instruments (Article 17(4) of Regulation (EU) No 1293/2013).
Cooperation with relevant international organisations and their institutions and bodies shall be possible where needed for the purpose of achieving the climate action objectives.
Assigned revenue received may give rise to the provision of additional appropriations under this Article in accordance with Article 22(1) of the Financial Regulation.
As regards integrated projects, a distributional element in the selection of projects to facilitate geographical balance shall be taken into account. This is of an indicative nature and should not suggest secured funds or allocations per Member State.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
), and in particular Article 14 thereof.
34 02 02
Increasing the resilience of the Union to climate change
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
47 524 603
24 087 302
41 500 000
22 700 000
38 000 000 ,—
18 887 416,79
Remarks
This appropriation is intended to finance measures to support the Union’s role in the development, implementation and enforcement of policy and legislation in the area of climate change adaptation. This includes the monitoring of mainstreaming across policy areas by developing, testing and demonstrating policy or management approaches, best practices, solutions for climate change adaptation including, where appropriate, ecosystem-based approaches, improving the knowledge base of effective climate change adaptation, enhancing its capacity to apply in practice, facilitating the development and implementation of integrated approaches of strategies and action plans to adapt to the impact of climate change at local, regional or national level as well as contributing to the development and demonstration of innovative technologies, systems, methods and instruments for being replicated, transferred or mainstreamed, taking into account the following priorities:
—
developing new policies and further implementation of a resilient low carbon economy in line with the Commission Communication of 16 April 2013 entitled ‘An EU strategy on adaptation to climate change’ (COM(2013) 216 final) supporting the transition towards a low carbon and climate-resilient economy and society,
—
ensuring the implementation of the Union’s commitments under the Kyoto Protocol to the United Nations Framework Convention on Climate Change (UNFCCC) taking into account the Commission Communication of 2 March 2016 entitled ‘The road from Paris: assessing the implications of the Paris Agreement and accompanying the proposal for a Council decision on the signing, on behalf of the European Union, of the Paris agreement adopted under the United Nations Framework Convention on Climate Change’ (COM(2016) 110 final),
—
harnessing the contribution of many Union policies (in particular cohesion, agricultural, rural development, research and innovation, transport and energy programmes and external action) to climate action, in particular through mainstreaming and adaptation measures,
—
developing innovative support mechanisms to fully exploit the potential of new technologies to reduce losses caused by climate-change-related events, such as severe drought, flooding and extreme climate events, as well as to develop the Union’s capacity for disaster prevention and responses,
—
supporting the development of ‘climate proofing’ tools of investments, disaster risk based assessments of programmes and measures like risk insurance to enhance adaptive capacity and resilience to climate change including ‘climate tracking’ methodologies to monitor climate-related expenditure under the mainstreaming objective ‘to increase the proportion of climate mainstreaming to at least 20 % of the future total Union budget in 2014-2020’, with contribution from different policies,
—
supporting the Global and regional Covenants of Mayors for Climate and Energy.
The measures financed by LIFE may be implemented through action grants, operating grants, financial instruments, procurement procedures or any other interventions that are needed (Articles 17, 18, 21 and 22 of Regulation (EU) No 1293/2013).
At least 81 % of the budgetary resources for the LIFE programme shall be allocated to projects supported by way of action grants or, where appropriate, financial instruments (Article 17(4) of Regulation (EU) No 1293/2013).
Cooperation with relevant international organisations and their institutions and bodies shall be possible where needed for the purpose of achieving the climate action objectives.
Assigned revenue received may give rise to the provision of additional appropriations under this Article in accordance with Article 22(1) of the Financial Regulation.
As regards integrated projects, a distributional element in the selection of projects to facilitate geographical balance shall be taken into account. This is of an indicative nature and should not suggest secured funds or allocations per Member State.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
), and in particular Article 15 thereof.
34 02 03
Better climate governance and information at all levels
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
17 568 341
15 634 921
15 855 000
13 500 000
13 995 301,88
10 123 901,17
Remarks
This appropriation is intended to finance measures to support the Union’s role in enhancing climate governance by broadening the involvement of stakeholders , including non-profit-making organisations, in the development and implementation of policy, building capacity, raising awareness, promoting policies and legislation in the area of climate action and knowledge on sustainable development, supporting communication, management and dissemination of information, facilitating sharing of knowledge regarding successful climate solutions and practices including developing platforms among stakeholders via cooperation platforms, contributing to more effective compliance with and enforcement of climate legislation, in particular by promoting the development and dissemination of best practices and policy approaches (‘success stories’).
The following priorities will be taken into account:
—
further implementation of the existing ‘Climate and Energy’ package, the achievement of the 20/20/20 climate and energy targets of the Europe 2020 strategy,
—
implementing the Paris Agreement of 2015 on Climate Change and achieving the Energy Union 2030 goals by supporting the development of long term climate and energy strategies, new policies and implementing measures targeting to cut greenhouse gas emissions by at least 40 % domestically and having at least 32 % of renewable energy and an energy efficiency increase of at least 32,5 % by 2030, taking into account the Commission Communication of 22 January 2014 entitled ‘A policy framework for climate and energy in the period from 2020 to 2030’ (COM(2014) 15 final) and the Commission Communication of 28 November 2018 entitled ‘A Clean Planet for all - A European strategic long-term vision for a prosperous, modern, competitive and climate neutral economy’ (COM(2018)773 final),
—
developing policies and further implementation in line with the Commission Communication of 16 April 2013 entitled ‘An EU Strategy on adaptation to climate change’ (COM(2013) 216 final) supporting the transition towards a low carbon and climate-resilient economy and society,
—
implementing Regulation (EU) 2018/1999 of the European Parliament and of the Council of 11 December 2018 on the Governance of the Energy Union and Climate Action, amending Regulations (EC) No 663/2009 and (EC) No 715/2009 of the European Parliament and of the Council, Directives 94/22/EC, 98/70/EC, 2009/31/EC, 2009/73/EC, 2010/31/EU, 2012/27/EU and 2013/30/EU of the European Parliament and of the Council, Council Directives 2009/119/EC and (EU) 2015/652 and repealing Regulation (EU) No 525/2013 of the European Parliament and of the Council (
OJ L 328, 21.12.2018, p. 1
), requiring Member States to establish a 10-year integrated national energy and climate plan for the period from 2021 to 2030.
—
promotion of non-profit-making entities primarily active in the field of climate action at a European level and involved in the development and implementation of Union policy and legislation aiming to strengthen the participation of those entities in the dialogue process of climate action policymaking, in its implementation and in the European standardisation process to ensure balanced stakeholder representation and the systematic integration of climate-related aspects.
Costs of technical assistance for selecting projects and monitoring, evaluating and auditing projects under the LIFE programme (including non-profit-making organisations supported via operating grants) may also be financed by this appropriation.
The measures financed by LIFE may be implemented through action grants, operating grants, financial instruments, procurement procedures or any other interventions that are needed (Articles 17, 18, 21 and 22 of Regulation (EU) No 1293/2013).
At least 81 % of the budgetary resources for the LIFE programme shall be allocated to projects supported by way of action grants or, where appropriate, financial instruments (Article 17(4) of Regulation (EU) No 1293/2013).
Cooperation with relevant international organisations and their institutions and bodies shall be possible where needed for the purpose of achieving the climate action objectives.
Assigned revenue received may give rise to the provision of additional appropriations under this Article in accordance with Article 22(1) of the Financial Regulation.
As regards integrated projects, a distributional element in the selection of projects to facilitate geographical balance shall be taken into account. This is of an indicative nature and should not suggest secured funds or allocations per Member State.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
), and in particular Article 16 thereof.
34 02 04
Contribution to multilateral and international climate agreements
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
910 000
910 000
910 000
910 000
861 181,20
861 181,18
Remarks
This appropriation is intended to cover obligatory and voluntary contributions to a number of international conventions, protocols and agreements to which the Union is party and preparatory work for future international agreements involving the Union.
In some cases, contributions to subsequent protocols are included in contributions to their basic convention.
Legal basis
Council Decision 88/540/EEC of 14 October 1988 concerning the conclusion of the Vienna Convention for the protection of the ozone layer and the Montreal Protocol on substances that deplete the ozone layer (
OJ L 297, 31.10.1988, p. 8
).
Council Decision 94/69/EC of 15 December 1993 concerning the conclusion of the United Nations Framework Convention on Climate Change (
OJ L 33, 7.2.1994, p. 11
).
Council Decision 2002/358/EC of 25 April 2002 concerning the approval, on behalf of the European Community, of the Kyoto Protocol to the United Nations Framework Convention on Climate Change and the joint fulfilment of commitments thereunder (
OJ L 130, 15.5.2002, p. 1
).
34 02 05
European Solidarity Corps — Contribution from the LIFE sub-programme for Climate Action
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
500 000
500 000
500 000
500 000
500 000 ,—
375 000 ,—
Remarks
This appropriation is intended to cover the financial contribution provided by the LIFE sub-programme for Climate Action to the European Solidarity Corps in line with its general and specific objectives.
The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.
Legal basis
Regulation (EU) No 1293/2013 of the European Parliament and of the Council of 11 December 2013 on the establishment of a Programme for the Environment and Climate Action (LIFE) and repealing Regulation (EC) No 614/2007 (
OJ L 347, 20.12.2013, p. 185
), and in particular Article 16 thereof.
Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (
OJ L 250, 4.10.2018, p. 1
).
34 02 51
Completion of former climate action programmes
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
28 268,04
Remarks
This appropriation is intended to cover payments in respect of commitments remaining to be settled from previous years and resulting from the general objectives of the LIFE+ programme particularly concerning measures to support the Commission’s role in initiating policy and legislation development and implementation in the area of climate action.
Legal basis
Regulation (EC) No 614/2007 of the European Parliament and of the Council of 23 May 2007 concerning the Financial Instrument for the Environment (LIFE+) (
OJ L 149, 9.6.2007, p. 1
).
34 02 77
Pilot projects and preparatory actions
34 02 77 03
Pilot project — Study on life cycles of electric, biofuel and traditionally fuelled vehicles
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
280 000
p.m.
500 000
0 ,—
0 ,—
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
34 02 77 05
Pilot project — Carbon farming
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
1 015 000
507 500
Remarks
This appropriation is intended to cover commitments remaining to be settled from previous years under the pilot project.
CO
2
 levels in the atmosphere have risen steeply over the past 250 years and carbon capture from the atmosphere could be an essential tool to mitigate global warming. Cutting greenhouse gas emissions, halting deforestation and preventing the negative impacts of land use change are crucial for achieving the Union’s long-term climate ambitions. However, more tools can be added to the toolbox in order to more efficiently tackle the impacts of global warming. The amount of atmospheric carbon also needs to be reduced, which is where carbon capture could prove useful. Carbon sequestration into biomass and soil is widely accepted as one key solution, but it lacks a global economic model to put it in practice.
The pilot project will study and create a sustainable, widely accepted and measurable carbon storage concept. The concept focuses on carbon sequestration in biomass, such as forests, and in soil, such as carbon sequestrated below ground, e.g. in roots. The main focus is on forest carbon sequestration as there are many ongoing soil carbon studies and projects. The pilot project will map out a concept that could be used as a viable climate change mitigation method and subsequently create a business case for companies to invest in afforestation. In practical terms, this could involve allowing an oil company, for example, to fulfil part of its annual greenhouse gas (GHG) reduction requirement or energy/volume based biofuel blending mandate through a verified and measured newly established carbon sink (e.g. forest, tonnes of CO
2
 captured).
Climate change is a global phenomenon and it makes no difference where in the world GHG are emitted or absorbed. There is small-scale piloting in Morocco. Numerous benefits could be gained from conducting large-scale afforestation projects in developing countries outside the Union, i.e. in countries that are sources of migration to the Union, in major conflict zones and/or in countries with soil quality problems. This would not only mitigate climate change globally, but also benefit the local communities by combating erosion and desertification and supporting food production, as well as potentially reducing the migration pressure on the Union. However, the current land use, land use change and forestry regulation only acknowledges domestic management actions by the Member States. Instead, afforestation and other direct measures promoting the removal of CO
2
 from the atmosphere conducted, for example, by a European company in a third country should be counted towards the net credits of the Member State where the company is registered. This approach would enable further modifications to be made to the Union or national obligations of energy companies, for example, focusing on actual GHG reductions rather than on strict blending mandates. The objective is to make such carbon sink actions in third countries financially attractive to companies and other actors in Europe without excluding mitigation measures implemented within the Union.
The pilot project addresses all the necessary success factors, ranging from regulatory aspects, including testing and verifying carbon sink measuring methods, to sustainability and technical feasibility studies, and small-scale piloting with irrigation, soil improvement and plant selection. Small-scale piloting in Morocco will concentrate mainly on finding fast-growing tree species that can benefit from soil improvement and irrigation. Intercropping different species such as legumes will not be implemented in the project, but knowledge from other projects, such as CLIMA, can be studied in the literature review and will be implemented in the next phase, involving large-scale projects. Other kinds of soil carbon cultivation methods will not be covered in the project either.
During the pilot project, carbon capture measurement and verifying methods will be studied. This is one of the most important areas of the project as the measuring of carbon provides a basis for large-scale and commercial use of carbon sequestration. In the future, the amount of carbon sequestered should be measured according to international and verified methods so as to give precise and reliable data (e.g. the Intergovernmental Panel on Climate Change (IPCC) guidelines on carbon sink measurement). The entire process needs to be regularly verified and audited to ensure legislative compliance. In practice, the objective of the project is to carry out all necessary actions so as to amend Union-level legislation in order to enable commercial carbon sequestration for companies in third countries. The necessary actions include carbon sink measurement surveys and verifying work, regulatory surveys and all surveys needed as regards amending Union legislation and meeting the requirements of the IPCC guidelines.
Legal basis
Pilot project within the meaning of Article 58(2) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 34 03 —
   
INNOVATION FUND
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
34 03
INNOVATION FUND
34 03 01
Innovation Fund – Operational expenditure
p.m.
p.m.
Chapter 34 03 — Total
p.m.
p.m.
34 03 01
Innovation Fund – Operational expenditure
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
Remarks
New article
This appropriation is intended to cover all operational expenditure needed for the implementation of the Innovation Fund (IF) by the Commission in accordance with Article 4 of Commission Delegated Regulation (EU) 2019/856 subject to the final decision on the delegation of the Innovation Fund.
For budget year 2020, a first call for proposals for projects in the range of EUR 1,0-1,5 billion is planned and expected to be launched at the beginning of the second half of 2020.
The necessary appropriations would be generated by the revenue arising from the auctioning, as of January 2020 of the first tranche of the 50 million emission allowances allocated to the Innovation Fund from the market stability reserve and the unspent amounts from the previous NER300 fund. Payments for projects selected from the first call are expected to be made from 2021 onwards.
Legal basis
Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a system for greenhouse gas emissions allowance trading within the Union and amending Council Directive 96/61/EC (
OJ L 275, 25.10.2003, p. 32
).
Reference acts
Commission Delegated Regulation (EU) 2019/856 of 26 February 2019 supplementing Directive 2003/87/EC of the European Parliament and of the Council with regard to the operation of the Innovation Fund (
OJ L 140, 28.5.2019, p. 6
).
Commission Implementing Decision 2013/801/EU of 23 December 2013 establishing the Innovation and Networks Executive Agency and repealing Decision 2007/60/EC as amended by Decision 2008/593/EC (
OJ L 352, 24.12.2013, p. 65
).
TITLE 40
RESERVES
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
40 01
RESERVES FOR ADMINISTRATIVE EXPENDITURE
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
40 02
RESERVES FOR FINANCIAL INTERVENTIONS
606 609 000
423 803 000
1 284 777 650
677 788 650
0 ,—
0 ,—
40 03
NEGATIVE RESERVE
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Title 40 — Total
606 609 000
423 803 000
1 284 777 650
677 788 650
0 ,—
0 ,—
CHAPTER 40 01 —
   
RESERVES FOR ADMINISTRATIVE EXPENDITURE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
40 01
RESERVES FOR ADMINISTRATIVE EXPENDITURE
40 01 40
Administrative reserve
p.m.
p.m.
0 ,—
40 01 42
Contingency reserve
5.2
p.m.
p.m.
0 ,—
Chapter 40 01 — Total
p.m.
p.m.
0 ,—
40 01 40
Administrative reserve
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this article are purely provisional and may only be used after their transfer to another budget line in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
40 01 42
Contingency reserve
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 40 02 —
   
RESERVES FOR FINANCIAL INTERVENTIONS
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
40 02
RESERVES FOR FINANCIAL INTERVENTIONS
40 02 40
Non-differentiated appropriations
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
40 02 41
Differentiated appropriations
68 846 000
65 303 000
757 529 650
326 288 650
0 ,—
0 ,—
0
40 02 42
Emergency aid reserve
9
358 500 000
358 500 000
351 500 000
351 500 000
0 ,—
0 ,—
0
40 02 43
Reserve for the European Globalisation Adjustment Fund
9
179 263 000
p.m.
175 748 000
p.m.
0 ,—
0 ,—
Chapter 40 02 — Total
606 609 000
423 803 000
1 284 777 650
677 788 650
0 ,—
0 ,—
0
40 02 40
Non-differentiated appropriations
Figures (Non-differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations in this title are intended for two circumstances only: (a) where no basic act exists for the action concerned when the budget is established; and (b) where there are serious grounds for doubting the adequacy of the appropriations or the possibility of implementing, under conditions consonant with sound financial management, the appropriations entered in the lines concerned. The appropriations entered in this article may be used only after transfer in accordance with the procedure laid down in Article 30 of the Financial Regulation for cases under point (a) and Article 31 of the Financial Regulation for cases under point (b).
The breakdown is as follows (commitments, payments):
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
40 02 41
Differentiated appropriations
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
68 846 000
65 303 000
757 529 650
326 288 650
0 ,—
0 ,—
Remarks
The appropriations in this title are intended for two circumstances only: (a) where no basic act exists for the action concerned when the budget is established; and (b) where there are serious grounds for doubting the adequacy of the appropriations or the possibility of implementing, under conditions consistent with sound financial management, the appropriations entered in the lines concerned. The appropriations entered in this article may be used only after transfer in accordance with the procedure laid down in Article 30 of the Financial Regulation for cases under point (a) and Article 31 of the Financial Regulation for cases under point (b).
The breakdown is as follows (commitments, payments):
1.
Article
11 03 01
Establishing a governance framework for fishing activities carried out by Union fishing vessels in third country waters
67 843 000
64 300 000
2.
Article
18 02 07
European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA)
1 003 000
1 003 000
Total
68 846 000
65 303 000
Legal basis
Regulation (EU, Euratom 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
40 02 42
Emergency aid reserve
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
358 500 000
358 500 000
351 500 000
351 500 000
0 ,—
0 ,—
Remarks
The emergency aid reserve is intended to allow for a rapid response to specific aid requirements of third countries following events which could not be foreseen when the budget was established, first and foremost for humanitarian operations, but also for civil crisis management and protection, and situations of particular pressure resulting from migratory flows at the Union’s external borders where circumstances so require.
The annual amount of the reserve is fixed at EUR 280 000 000 (2011 prices) and may be used up to year n+1 in accordance with the Financial Regulation. The reserve shall be entered in the general budget of the Union as a provision. The portion of the annual amount stemming from the previous year shall be drawn on first. That portion of the annual amount from year n which is not used in year n+1 shall lapse.
Legal basis
Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (
OJ L 347, 20.12.2013, p. 884
).
40 02 43
Reserve for the European Globalisation Adjustment Fund
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
179 263 000
p.m.
175 748 000
p.m.
0 ,—
0 ,—
Remarks
The aim of this reserve is to cover the European Globalisation Adjustment Fund (EGF) so as to enable the Union to demonstrate solidarity towards, and to support, workers made redundant and self-employed persons whose activity has ceased as a result of major structural changes in world trade patterns due to globalisation, as a result of the continuation of the global financial and economic crisis addressed in Regulation (EU) No 1309/2013, or as a result of a new global financial and economic crisis and to provide financial support for their rapid reintegration into sustainable employment.
The methods for entering the appropriations in this reserve and for mobilising the EGF are laid down in point 13 of the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management.
Legal basis
Regulation (EU) No 1309/2013 of the European Parliament and of the Council of 17 December 2013 on the European Globalisation Adjustment Fund (2014-2020) and repealing Regulation (EC) No 1927/2006 (
OJ L 347, 20.12.2013, p. 855
), and in particular Article 1 thereof.
Reference acts
Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (
OJ C 373, 20.12.2013, p. 1
).
CHAPTER 40 03 —
   
NEGATIVE RESERVE
Title
Chapter
Article
Item
Heading
FF
Appropriations 2020
Appropriations 2019
Outturn 2018
% Payments 2018/2020
Commitments
Payments
Commitments
Payments
Commitments
Payments
40 03
NEGATIVE RESERVE
40 03 01
Negative reserve
8
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Chapter 40 03 — Total
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
40 03 01
Negative reserve
Figures (Differentiated appropriations)
Appropriations 2020
Appropriations 2019
Outturn 2018
Commitments
Payments
Commitments
Payments
Commitments
Payments
p.m.
p.m.
p.m.
p.m.
0 ,—
0 ,—
Remarks
The principle of a negative reserve is provided for in Article 50 of the Financial Regulation. This reserve must be drawn upon before the end of the financial year by means of transfer in accordance with the procedure laid down in Articles 30 and 31 of the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
ANNEXES
EUROPEAN ECONOMIC AREA
Under the Agreement establishing the European Economic Area the EFTA States (with the exception of Switzerland) take part in a wide range of Union policies covered by subheading 1a and headings 2, 3, 4 and 5 of the multiannual financial framework in exchange for a financial contribution to operating appropriations calculated by applying a ‘proportionality factor’. This proportionality factor is equal to the sum of the ratios obtained by dividing the gross domestic product at market prices of each EFTA State by the gross domestic product at market prices of all the Member States plus that of the EFTA State concerned.
For 2020 the proportionality factor is estimated at 2,45 % (on the basis of 2018 figures), i.e. 2,27 % for Norway, 0,14 % for Iceland and 0,04 % for Liechtenstein.
These financial contributions will not be formally entered into the budget; each budget heading relating to activities in which the EFTA States take part will refer to the EFTA contribution as a memorandum item. A summary table, listing the budget headings concerned and the amounts of the EFTA contribution for each budget heading, is published as an annex to the general budget of the Union. The total EFTA contribution for the operational part for 2020 is estimated at about EUR 480 659 885 in commitment appropriations. The EFTA States will also share in the administrative expenditure directly linked to the implementation of these policies.
Proportionality factor
 (
*2
)
Participation rate
 (
45
)
Budget line
Title
Budget 2020
EFTA contribution
Notes
Commitments
 (
46
)
Payments
 (
46
)
Commitments
Payments
XX 01 02 01
External personnel working with the institution
136 726 000
136 726 000
177 012
177 012
XX 01 02 11
Other management expenditure of the institution
141 313 000
141 313 000
672 000
672 000
26 01 22 02
Acquisition and renting of buildings in Brussels
212 404 000
212 404 000
438 197
438 197
26 01 22 03
Expenditure related to buildings in Brussels
77 681 000
77 681 000
160 259
160 259
26 01 23 02
Acquisition and renting of buildings in Luxembourg
45 239 000
45 239 000
93 329
93 329
26 01 23 03
Expenditure related to buildings in Luxembourg
16 100 000
16 100 000
33 215
33 215
SUBTOTAL ADMINISTRATIVE PART
629 463 000
629 463 000
1 574 012
1 574 012
2,45  %
01 04 51
Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014)
p.m.
13 100 000
p.m.
320 950
0,14  %
02 01 04 01
Support expenditure for Competitiveness of enterprises and small and medium-sized enterprises (COSME)
3 117 349
3 117 349
4 364
4 364
2,27  %
02 01 04 03
Support expenditure for European satellite navigation programmes
3 500 000
3 500 000
79 450
79 450
2,41  %
02 01 04 04
Support expenditure for European Earth observation programme (Copernicus)
3 000 000
3 000 000
72 300
72 300
2,41  %
02 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
7 745 000
7 745 000
186 654
186 654
2,41  %
02 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
2 556 000
2 556 000
61 600
61 600
2,41  %
02 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
2 500 000
2 500 000
60 250
60 250
0,14  %
02 01 06 01
Executive Agency for Small and Medium-sized Enterprises — Contribution from the Programme for the Competitiveness of enterprises and small and medium-sized enterprises
10 526 223
10 526 223
14 737
14 737
0,14  %
02 02 01
Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises
135 298 400
143 261 000
189 418
200 565
0,14  %
02 02 02
Improving access to finance for small and medium-sized enterprises in the form of equity and debt
269 160 000
215 000 000
376 824
301 000
2,45  %
98,3  %
02 02 51
Completion of former activities in the competitiveness and entrepreneurship domain
p.m.
639 000
p.m.
15 389
Based on participation rate due to mixed EFTA/non-EFTA nature of the completion line.
2,45  %
02 03 01
Operation and development of the internal market of goods and services
31 027 000
25 810 000
p.m.
p.m.
Annual action subject to agreement on the participation of EFTA States.
2,45  %
02 03 03
European Chemicals Agency — Chemicals legislation
58 827 657
58 827 657
1 441 278
1 441 278
2,45  %
02 03 04
Internal market governance tools
3 675 000
3 600 000
p.m.
p.m.
Annual action subject to agreement on the participation of EFTA States.
2,41  %
02 04 02 01
Leadership in space
214 373 454
204 450 000
5 166 400
4 927 245
2,41  %
02 04 02 02
Enhancing access to risk finance for investing in research and innovation
p.m.
p.m.
p.m.
p.m.
2,41  %
02 04 02 03
Increasing innovation in small and medium-sized enterprises
50 601 570
45 197 000
1 219 498
1 089 248
2,41  %
02 04 03 01
Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials
131 326 358
79 753 000
3 164 965
1 922 047
2,45  %
02 04 51
Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
02 04 52
Completion of previous research framework programmes (prior to 2007)
p.m.
p.m.
p.m.
p.m.
2,45  %
02 04 53
Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
02 04 77 03
Preparatory action on defence research
p.m.
18 000 000
0
408 600
2,27  %
02 05 01
Developing and providing global satellite-based radio navigation infrastructures and services (Galileo) by 2020
957 528 300
750 000 000
21 735 892
17 025 000
2,27  %
02 05 02
Providing satellite-based services improving the performance of GPS to gradually cover the whole European Civil Aviation Conference (ECAC) region by 2020 (EGNOS)
246 000 000
200 000 000
5 584 200
4 540 000
2,27  %
02 05 11
European GNSS Agency
34 602 619
34 602 619
785 479
785 479
2,27  %
02 05 51
Completion of European satellite navigation programmes (EGNOS and Galileo)
p.m.
p.m.
p.m.
p.m.
2,41  %
02 06 01
Delivering operational services relying on space-borne observations and 
in-situ
 data (Copernicus)
132 356 000
133 000 000
3 189 780
3 205 300
2,41  %
02 06 02
Building an autonomous Union’s Earth observation capacity (Copernicus)
511 591 000
416 000 000
12 329 343
10 025 600
2,41  %
04 01 04 02
Support expenditure for the programme Employment and Social Innovation
2 500 000
2 500 000
60 250
60 250
2,45  %
04 03 01 03
Free movement of workers, coordination of social security schemes and measures for migrants, including migrants from third countries
9 423 000
9 000 000
p.m.
p.m.
Annual action subject to agreement on the participation of EFTA States.
2,41  %
04 03 02 01
Progress — Supporting the development, implementation, monitoring and evaluation of Union employment and social policy and working conditions legislation
77 900 000
58 900 000
1 877 390
1 419 490
2,41  %
04 03 02 02
EURES — Promoting workers’ voluntary geographical mobility and boosting employment opportunities
22 476 491
22 000 000
541 683
530 200
0,14  %
04 03 02 03
Microfinance and Social Entrepreneurship — Increasing access to, and the availability of, financing for legal and physical persons, especially those furthest from the labour market, and social enterprises
14 235 000
21 500 000
19 929
30 100
2,45  %
04 03 12
European Agency for Safety and Health at Work
15 507 072
15 507 072
379 923
379 923
2,45  %
04 03 51
Completion of Progress
p.m.
p.m.
p.m.
p.m.
2,45  %
04 03 52
Completion of EURES
p.m.
p.m.
p.m.
p.m.
2,45  %
4,53  %
04 03 53
Completion of other activities
p.m.
p.m.
p.m.
p.m.
Based on participation rate due to mixed EFTA/non-EFTA nature of the completion line.
2,41  %
05 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
1 677 651
1 677 651
40 431
40 431
2,41  %
05 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
462 336
462 336
11 142
11 142
2,41  %
05 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
400 000
400 000
9 640
9 640
2,41  %
05 09 03 01
Securing sufficient supplies of safe and high quality food and other bio-based products
358 411 695
257 493 066
8 637 722
6 205 583
2,41  %
06 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
4 332 960
4 332 960
104 424
104 424
2,41  %
06 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
2 649 794
2 649 794
63 860
63 860
2,41  %
06 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
650 000
650 000
15 665
15 665
2,45  %
5,09  %
06 01 06 01
Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF)
16 081 441
16 081 441
20 054
20 054
Based on participation in CEF — ICT and legacy of Marco Polo II only.
2,45  %
06 02 02
European Union Aviation Safety Agency
37 954 000
37 954 000
929 873
929 873
2,45  %
06 02 03 01
European Maritime Safety Agency
47 305 406
49 542 497
1 158 982
1 213 791
2,45  %
06 02 03 02
European Maritime Safety Agency — Anti-pollution measures
26 100 000
25 175 000
639 450
616 788
2,45  %
06 02 04
European Union Agency for Railways
27 440 121
27 440 121
672 283
672 283
2,45  %
06 02 52
Completion of Marco Polo programme
p.m.
p.m.
p.m.
p.m.
2,41  %
06 03 03 01
Achieving a resource-efficient, environmentally-friendly, safe and seamless European transport system
102 593 682
78 482 254
2 472 508
1 891 422
2,41  %
06 03 07 31
Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking — Support expenditure
16 340 354
3 268 071
393 803
78 761
2,41  %
06 03 07 32
Single European Sky Air Traffic Management Research 2 (SESAR2) Joint Undertaking
104 455 700
106 611 934
2 517 382
2 569 348
2,41  %
06 03 07 33
Shift2Rail (S2R) Joint Undertaking — Support expenditure
5 194 004
1 031 451
125 175
24 858
2,41  %
06 03 07 34
Shift2Rail (S2R) Joint Undertaking
74 743 078
73 199 685
1 801 308
1 764 112
2,45  %
06 03 51
Completion of previous research framework programmes — the Seventh Framework Programme — European Community (2007-2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
07 02 06
European Environment Agency
41 718 782
41 718 782
1 022 110
1 022 110
0,14  %
07 02 07
European Solidarity Corps — Contribution from the LIFE sub-programme for Environment
1 000 000
1 000 000
1 400
1 400
2,41  %
08 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
99 202 032
99 202 032
2 390 769
2 390 769
2,41  %
08 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
26 462 298
26 462 298
637 741
637 741
2,41  %
08 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
48 455 340
48 455 340
1 167 774
1 167 774
2,41  %
08 01 06 01
European Research Council Executive Agency — contribution from Horizon 2020
51 319 000
51 319 000
1 236 788
1 236 788
2,41  %
08 01 06 02
Research Executive Agency — Contribution from Horizon 2020
73 714 915
73 714 915
1 776 529
1 776 529
2,41  %
08 01 06 03
Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020
31 461 034
31 461 034
758 211
758 211
2,41  %
08 01 06 04
Innovation and Networks Executive Agency — Contribution from Horizon 2020
8 139 618
8 139 618
196 165
196 165
2,41  %
08 02 01 01
Strengthening frontier research in the European Research Council
2 169 970 133
1 978 553 728
52 296 280
47 683 145
2,41  %
08 02 01 02
Strengthening research in future and emerging technologies
p.m.
35 423 585
p.m.
853 708
2,41  %
08 02 01 03
Strengthening European research infrastructures, including e-infrastructures
247 270 417
198 815 486
5 959 217
4 791 453
2,41  %
08 02 02 01
Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing
596 300 594
518 793 206
14 370 844
12 502 916
2,41  %
08 02 02 02
Enhancing access to risk finance for investing in research and innovation
390 264 801
98 806 938
9 405 382
2 381 247
2,41  %
08 02 02 03
Increasing innovation in small and medium-sized enterprises (SMEs)
58 696 783
31 186 450
1 414 592
751 593
2,41  %
08 02 03 01
Improving lifelong health and well-being
675 046 838
605 575 007
16 268 629
14 594 358
2,41  %
08 02 03 02
Securing sufficient supplies of safe, healthy and high quality food and other bio-based products
288 728 659
196 048 586
6 958 361
4 724 771
2,41  %
08 02 03 03
Making the transition to a reliable, sustainable and competitive energy system
437 834 269
389 637 517
10 551 806
9 390 264
2,41  %
08 02 03 04
Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless
291 118 104
288 816 863
7 015 946
6 960 486
2,41  %
08 02 03 05
Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials
357 285 003
276 823 566
8 610 569
6 671 448
2,41  %
08 02 03 06
Fostering inclusive, innovative and reflective European societies
139 557 525
128 990 572
3 363 336
3 108 673
2,41  %
08 02 04
Spreading excellence and widening participation
138 566 660
135 975 325
3 339 457
3 277 005
2,41  %
08 02 05
Horizontal activities of Horizon 2020
115 382 001
99 235 199
2 780 706
2 391 568
2,41  %
08 02 06
Science with and for society
73 431 161
64 810 922
1 769 691
1 561 943
2,41  %
08 02 07 31
Innovative Medicines Initiative 2 (IMI2) Joint Undertaking — Support expenditure
27 211 783
5 445 016
655 804
131 225
2,41  %
08 02 07 32
Innovative Medicines Initiative 2 (IMI2) Joint Undertaking
243 447 970
179 520 198
5 867 096
4 326 437
2,41  %
08 02 07 33
Bio-Based Industries (BBI) Joint Undertaking — Support expenditure
8 613 816
2 286 218
207 593
55 098
2,41  %
08 02 07 34
Bio-Based Industries (BBI) Joint Undertaking
65 318 041
181 514 884
1 574 165
4 374 509
2,41  %
08 02 07 35
Clean Sky 2 Joint Undertaking — Support expenditure
20 013 668
4 162 874
482 329
100 325
2,41  %
08 02 07 36
Clean Sky 2 Joint Undertaking
284 058 252
299 887 500
6 845 804
7 227 289
2,41  %
08 02 07 37
Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking — Support expenditure
12 372 701
2 325 684
298 182
56 049
2,41  %
08 02 07 38
Fuel Cells and Hydrogen 2 (FCH 2) Joint Undertaking
79 615 399
74 336 359
1 918 731
1 791 506
2,41  %
08 02 08
SME instrument
659 742 199
553 649 827
15 899 787
13 342 961
2,45  %
08 02 51
Completion of previous research Framework Programme — Seventh Framework Programme — EC indirect action (2007 to 2013)
p.m.
113 688 393
p.m.
2 785 366
2,45  %
08 02 52
Completion of previous research framework programmes — Indirect action (prior to 2007)
p.m.
p.m.
p.m.
p.m.
2,41  %
09 01 04 01
Support expenditure for Connecting Europe Facility (CEF) — Information and Communication Technologies (ICT)
789 000
789 000
19 015
19 015
2,41  %
09 01 04 02
Support expenditure for Creative Europe Programme — MEDIA Sub-programme
1 682 730
1 682 730
40 554
40 554
2,41  %
09 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
40 400 000
40 400 000
973 640
973 640
2,41  %
09 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
11 073 606
11 073 606
266 874
266 874
2,41  %
09 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
8 532 648
8 532 648
205 637
205 637
2,45  %
09 02 03
European Union Agency for Cybersecurity (ENISA)
20 535 495
20 535 495
503 120
503 120
2,45  %
09 02 04
Body of European Regulators for Electronic Communications (BEREC) — Office
7 117 000
7 117 000
p.m.
p.m.
Subject to agreement on the participation of the EFTA States.
2,41  %
09 03 01
Preparing broadband projects for public and/or private financing
333 000
350 000
8 025
8 435
2,41  %
09 03 02
Creating an environment more conducive to private investment for telecommunications infrastructure projects — CEF broadband
p.m.
16 000 000
p.m.
385 600
2,41  %
09 03 03
Promoting interoperability, sustainable deployment, operation and upgrading of trans-European digital service infrastructures, as well as coordination at European level
126 106 990
74 179 000
3 039 178
1 787 714
2,41  %
09 03 04
WiFi4EU — Support the deployment of free local Wi-Fi
24 298 355
49 838 000
585 590
1 201 096
2,41  %
09 03 05 31
European High Performance Computing Joint Undertaking (EuroHPC)
58 586 106
66 348 000
1 411 925
1 598 987
2,45  %
09 03 51 01
Completion of the ‘Safer Internet’ programme (2009 to 2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
09 03 51 02
Completion of ‘Safer Internet plus’ — Promoting safer use of the internet and new online technologies
p.m.
p.m.
p.m.
p.m.
2,41  %
09 04 01 01
Strengthening research in future and emerging technologies
453 036 200
468 325 000
10 918 172
11 286 632
2,41  %
09 04 01 02
Strengthening European research infrastructure, including e-infrastructure
73 582 043
76 500 000
1 773 327
1 843 650
2,41  %
09 04 02 01
Leadership in information and communications technology
893 597 902
716 567 000
21 535 709
17 269 265
2,41  %
09 04 03 01
Improving lifelong health and well-being
187 862 880
149 633 000
4 527 495
3 606 155
2,41  %
09 04 03 02
Fostering inclusive, innovative and reflective European societies
54 632 314
48 000 000
1 316 639
1 156 800
2,41  %
09 04 03 03
Fostering secure European societies
68 153 053
52 400 000
1 642 489
1 262 840
2,41  %
09 04 07 31
Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking — Support expenditure
6 830 000
1 925 000
164 603
46 392
2,41  %
09 04 07 32
Electronic Components and Systems for European Leadership (ECSEL) Joint Undertaking
199 097 169
185 000 000
4 798 242
4 458 500
2,41  %
09 04 07 33
European High Performance Computing Joint Undertaking (EuroHPC) — Support expenditure
7 524 788
3 101 192
181 347
74 739
2,41  %
09 04 07 34
European High Performance Computing Joint Undertaking (EuroHPC)
214 811 268
109 324 087
5 176 952
2 634 710
2,45  %
09 04 51
Completion of the Seventh Framework Programme (2007 to 2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
09 04 52
Completion of previous research framework programmes (prior to 2007)
p.m.
p.m.
p.m.
p.m.
2,45  %
09 04 53 01
Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
09 04 53 02
Completion of previous information and communication technologies programmes (prior to 2007)
p.m.
p.m.
p.m.
p.m.
2,41  %
09 05 01
MEDIA Sub-programme — Operating transnationally and internationally and promoting transnational circulation and mobility
120 923 000
103 200 000
2 914 244
2 487 120
2,45  %
09 05 51
Completion of former MEDIA programmes
p.m.
p.m.
p.m.
p.m.
2,41  %
10 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
146 931 504
146 931 504
3 541 049
3 541 049
2,41  %
10 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
34 838 789
34 838 789
839 615
839 615
2,41  %
10 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
60 718 195
60 718 195
1 463 308
1 463 308
2,41  %
10 01 05 04
Other expenditure for new major research infrastructures — Horizon 2020
2 040 000
2 040 000
49 164
49 164
2,41  %
10 02 01
Horizon 2020 — Customer-driven scientific and technical support to Union policies
38 659 347
34 500 000
931 690
831 450
2,45  %
10 02 51
Completion of the Seventh Framework Programme — Direct actions (2007 to 2013)
p.m.
p.m.
p.m.
p.m.
2,45  %
10 02 52
Completion of previous research framework programmes — Direct actions (prior to 2007)
p.m.
p.m.
p.m.
p.m.
2,45  %
12 02 01
Implementation and development of the internal market for financial services
3 316 355
3 450 000
p.m.
p.m.
Annual action subject to agreement on the participation of the EFTA States.
2,45  %
12 02 04
European Banking Authority
18 973 718
18 973 718
p.m.
p.m.
Subject to agreement on the participation of the EFTA States.
2,45  %
12 02 05
European Insurance and Occupational Pensions Authority
10 762 303
10 762 303
p.m.
p.m.
Subject to agreement on the participation of the EFTA States.
2,45  %
12 02 06
European Securities and Markets Authority
24 017 376
24 017 376
p.m.
p.m.
Subject to agreement on the participation of the EFTA States.
2,45  %
15 01 04 01
Support expenditure for Erasmus+ programme
12 387 700
12 387 700
303 499
303 499
2,41  %
15 01 04 02
Support expenditure for Creative Europe Programme — Culture Sub-programme
988 270
988 270
23 817
23 817
0,04  %
15 01 04 03
Support expenditure for the European Solidarity Corps
2 962 500
2 962 500
4 148
4 148
2,41  %
15 01 05 01
Expenditure relating to officials and temporary staff implementing research and innovation programmes — Horizon 2020
2 304 921
2 304 921
55 549
55 549
2,41  %
15 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
931 039
931 039
22 438
22 438
2,41  %
15 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
1 318 824
1 318 824
31 784
31 784
2,45  %
15 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from Erasmus+ programme
26 063 000
26 063 000
638 544
638 544
2,41  %
15 01 06 02
Education, Audiovisual and Culture Executive Agency — Contribution from Creative Europe Programme
12 333 000
12 333 000
297 225
297 225
0,14  %
15 01 06 03
Education, Audiovisual and Culture Executive Agency — Contribution from European Solidarity Corps
937 500
937 500
1 312
1 312
2,45  %
15 02 01 01
Promoting excellence and cooperation in the European education and training area and its relevance to the labour market
2 538 161 453
2 415 509 851
62 184 956
59 179 991
2,45  %
15 02 01 02
Promoting excellence and cooperation in the European youth area and the participation of young people in European democratic life
194 795 054
187 583 896
4 772 479
4 595 805
2,45  %
15 02 02
Promoting excellence in teaching and research activities in European integration through the Jean Monnet Activities worldwide
48 962 793
47 906 253
1 199 588
1 173 703
2,45  %
15 02 03
Developing the European dimension in sport
64 998 000
50 000 000
1 592 451
1 225 000
2,45  %
15 02 51
Completion line for lifelong learning, including multilingualism
p.m.
p.m.
p.m.
p.m.
2,45  %
15 02 53
Completion line for youth and sport
p.m.
p.m.
p.m.
p.m.
2,41  %
15 03 01 01
Marie Skłodowska-Curie actions — generating, developing and transferring new skills, knowledge and innovation
1 032 643 417
865 158 632
24 886 706
20 850 323
2,41  %
15 03 05
European Institute of Innovation and Technology — integrating the knowledge triangle of higher education, research and innovation
496 678 348
473 515 586
11 969 948
11 411 726
2,45  %
15 03 51
Completion of previous research framework programme — the Seventh Framework Programme (2007-2013)
p.m.
4 883 000
p.m.
119 634
2,45  %
15 03 53
Completion line European Institute of Innovation and Technology
p.m.
p.m.
p.m.
p.m.
2,41  %
15 04 01
Strengthening the financial capacity of SMEs and small and very small organisations in the European cultural and creative sectors, and fostering policy development and new business models
39 241 000
30 000 000
945 708
723 000
2,41  %
15 04 02
Culture Sub-programme — Supporting cross-border actions and promoting transnational circulation and mobility
76 746 000
67 200 000
1 849 579
1 619 520
2,45  %
15 04 51
Completion of programmes/ and actions in the field of culture and language
p.m.
p.m.
p.m.
p.m.
0,14  %
15 05 01
European Solidarity Corps
162 187 779
150 000 000
227 063
210 000
2,41  %
17 01 04 02
Support expenditure for the ‘Third programme for the Union’s action in the field of health (2014-2020)’
1 500 000
1 500 000
36 150
36 150
2,41  %
17 01 06 02
Consumers, Health, Agriculture and Food Executive Agency — Contribution from the ‘Third programme for the Union’s action in the field of health (2014-2020)’
4 550 000
4 550 000
109 655
109 655
2,41  %
17 03 01
Third programme for the Union’s action in the field of health (2014-2020)
63 624 000
58 100 000
1 533 338
1 400 210
2,45  %
17 03 10
European Centre for Disease Prevention and Control
57 179 653
57 179 653
1 400 901
1 400 901
2,41  %
17 03 11
European Food Safety Authority
105 016 536
100 970 549
2 530 899
2 433 390
2,45  %
17 03 12 01
Union contribution to the European Medicines Agency
34 285 000
34 285 000
839 982
839 982
2,45  %
17 03 12 02
Special contribution for orphan medicinal products
15 715 000
15 715 000
385 018
385 018
2,45  %
17 03 51
Completion of public health programmes
p.m.
p.m.
p.m.
p.m.
2,45  %
17 04 07
European Chemicals Agency — Activities in the field of biocides legislation
6 430 708
6 430 708
157 552
157 552
2,41  %
18 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
2 304 334
2 304 334
55 534
55 534
2,41  %
18 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
568 673
568 673
13 705
13 705
2,41  %
18 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
588 913
588 913
14 193
14 193
0,14  %
18 04 01 01
Europe for citizens — Strengthening remembrance and enhancing capacity for civic participation at the Union level
26 959 000
26 000 000
p.m.
p.m.
Subject to agreement on the participation of the EFTA States.
0,14  %
18 04 01 02
European citizens’ initiative
1 385 000
1 030 751
p.m.
p.m.
Subject to agreement on the participation of the EFTA States.
2,41  %
18 05 03 01
Fostering secure European societies
185 504 220
165 549 256
4 470 652
3 989 737
2,45  %
18 05 51
Completion of previous research framework programmes — Seventh framework programme — EC (2007 to 2013)
p.m.
3 060 000
p.m.
74 970
2,45  %
18 06 51
Completion of actions in the field of drugs prevention and information
p.m.
p.m.
p.m.
p.m.
2,45  %
19 05 20
Erasmus+ — Contribution from the Partnership Instrument
13 700 000
14 102 724
335 650
345 517
2,45  %
21 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from Development Cooperation Instruments (DCIs)
2 377 000
2 377 000
58 236
58 236
2,45  %
21 02 20
Erasmus+ — Contribution from the Development Cooperation Instrument
99 423 948
103 256 481
2 435 887
2 529 784
2,45  %
22 01 06 01
Education, Audiovisual and Culture Executive Agency — Contribution from the Instrument for Pre-accession Assistance
635 000
635 000
15 558
15 558
2,45  %
22 01 06 02
Education, Audiovisual and Culture Executive Agency — Contribution from European Neighbourhood Instrument (ENI)
1 868 000
1 868 000
45 766
45 766
2,45  %
22 02 04 02
Erasmus+ — Contribution from the Instrument for Pre-accession Assistance (IPA)
32 365 000
25 325 250
792 942
620 469
2,45  %
22 04 20
Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI)
88 242 000
83 635 984
2 161 929
2 049 082
2,41  %
23 03 01 01
Disaster prevention and preparedness within the Union
122 788 000
48 000 000
2 959 191
1 156 800
2,41  %
23 03 01 02
Disaster prevention and preparedness in third countries
6 029 000
5 206 250
145 299
125 471
0,14  %
23 03 01 03
European Solidarity Corps — Contribution from Union Civil Protection Mechanism (UCPM)
2 000 000
2 000 000
2 800
2 800
2,41  %
23 03 02 01
Rapid and efficient emergency response interventions in the event of major disasters within the Union
16 382 000
12 000 000
394 806
289 200
2,41  %
23 03 02 02
Rapid and efficient emergency response interventions in the event of major disasters in third countries
12 700 000
10 500 000
306 070
253 050
2,45  %
23 03 51
Completion of programmes and actions in the field of civil protection within the Union (prior to 2014)
p.m.
p.m.
p.m.
p.m.
2,41  %
26 01 04 01
Support expenditure for interoperability solutions for European public administrations, businesses and citizens (ISA
2
)
400 000
400 000
9 640
9 640
2,41  %
26 03 01
Interoperability solutions and common frameworks for European public administrations, businesses and citizens (ISA
2
)
27 130 000
25 000 000
653 833
602 500
2,45  %
26 03 51
Completion of ISA programme
p.m.
p.m.
p.m.
p.m.
2,45  %
75  %
29 01 04 01
Support expenditure for the European statistical programme
3 313 000
3 313 000
60 876
60 876
Based on participation rate in accordance with Protocol 30 to the EEA Agreement.
2,45  %
75  %
29 02 01
Providing quality statistical information, implementing new methods of production of European statistics and strengthening the partnership within the European Statistical System
74 000 000
71 000 000
1 359 750
1 304 625
Based on participation rate in accordance with Protocol 30 to the EEA Agreement.
2,45  %
75 %
29 02 51
Completion of statistical programmes (prior to 2013)
p.m.
p.m.
p.m.
p.m.
Based on participation rate in accordance with Protocol 30 to the EEA Agreement.
2,41  %
32 01 05 01
Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020
2 519 194
2 519 194
60 713
60 713
2,41  %
32 01 05 02
External personnel implementing research and innovation programmes — Horizon 2020
859 079
859 079
20 704
20 704
2,41  %
32 01 05 03
Other management expenditure for research and innovation programmes — Horizon 2020
800 000
800 000
19 280
19 280
2,45  %
32 02 10
European Union Agency for the Cooperation of Energy Regulators
16 277 975
16 277 975
398 810
398 810
2,41  %
32 04 03 01
Making the transition to a reliable, sustainable and competitive energy system
456 991 488
416 594 189
11 013 495
10 039 920
2,45  %
32 04 51
Completion of the seventh framework programme (2007 to 2013)
p.m.
25 000 000
p.m.
612 500
2,45  %
32 04 52
Completion of previous research framework programmes (prior to 2007)
p.m.
p.m.
p.m.
p.m.
2,45  %
32 04 53
Completion of the ‘Intelligent energy — Europe’ programme (2007 to 2013)
p.m.
5 000 000
p.m.
122 500
2,45  %
32 04 54
Completion of the ‘Intelligent energy — Europe’ programme (2003 to 2006)
p.m.
p.m.
p.m.
p.m.
0,18  %
33 01 04 01
Support expenditure for the ‘Rights, equality and citizenship’ programme
1 100 000
1 100 000
1 980
1 980
2,41  %
33 01 04 03
Support expenditure for the multiannual consumer programme
850 000
850 000
20 485
20 485
2,41  %
33 01 06 01
Consumers, Health, Agriculture and Food Executive Agency — Contribution from the multiannual consumer programme
1 835 000
1 835 000
44 224
44 224
0,14  %
33 02 01
Ensuring the protection of rights and empowering citizens
29 805 000
30 000 000
41 727
42 000
0,18  %
33 02 02
Promoting non-discrimination and equality
38 753 000
39 600 000
69 755
71 280
2,45  %
33 02 03 01
Company law
900 000
1 300 000
p.m.
p.m.
Annual action subject to agreement on the participation of the EFTA States.
2,45  %
73,21  %
33 02 51
Completion of actions in the field of rights, citizenship and equality
p.m.
p.m.
p.m.
p.m.
Based on participation rate due to mixed EFTA/non-EFTA nature of the completion line.
2,41  %
33 04 01
Safeguarding consumers’ interest and improving their safety and information
27 000 000
25 000 000
650 700
602 500
2,45  %
33 04 51
Completion line of Union activities in favour of consumers
p.m.
p.m.
p.m.
p.m.
0,14  %
34 02 05
European Solidarity Corps — Contribution from the LIFE sub-programme for Climate Action
500 000
500 000
700  %
700  %
TOTAL
20 761 023 964
18 388 551 681
480 659 885
425 128 930
SUBTOTAL ADMINISTRATIVE EXPENDITURE
629 463 000
629 463 000
1 574 012
1 574 012
GRAND TOTAL
21 390 486 964
19 018 014 681
482 233 897
426 702 942
Programme
Iceland
Liechtenstein
Norway
Proportionality factor
Horizon 2020
X
—
X
2,41  %
European Solidarity Corps
X
—
—
0,14  %
Erasmus+
X
X
X
2,45  %
COSME
X
—
—
0,14  %
Copernicus
X
—
X
2,41  %
Galileo
X
2,27  %
Third Health Programme
X
—
X
2,41  %
Rights, Equality and Citizenship — Ensuring the protection of rights and empowering citizens
X
—
—
0,14  %
Rights, Equality and Citizenship — Promoting non-discrimination and equality
X
X
—
0,18  %
Consumers
X
—
X
2,41  %
Creative Europe
X
—
X
2,41  %
Civil protection
X
—
X
2,41  %
Connecting Europe Facility — ICT strand
X
—
X
2,41  %
EaSI — EURES axis
X
—
X
2,41  %
EaSI — Progress axis
X
—
X
2,41  %
ISA
2
X
—
X
2,41  %
European Statistical Programme
X
X
X
2,45  %
LIST OF BUDGET HEADINGS OPEN TO CANDIDATE COUNTRIES AND, IF APPLICABLE, THE WESTERN BALKAN POTENTIAL CANDIDATES AND CERTAIN PARTNER COUNTRIES
(AL = Albania; BA = Bosnia and Herzegovina; Kosovo* = Kosovo under UNSCR 1244(1999); ME = Montenegro; MK = North Macedonia; RS = Serbia; TR = Turkey, MD = Moldova; UA = Ukraine; AR = Armenia)
Total third-country contribution
(EUR million)
Recipient States
MD
MK
TR
AL
BA
ME
RS
UA
AR
Kosovo*
Total
01 04 51
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Completion of programmes in the field of small and medium-sized enterprises (SMEs) (prior to 2014)
02 02 01, 02 02 02, 02 02 51, 02 04 53, 02 01 04 01 and 02 01 06 01
0,0518
0,204
9,85
0,235
0,325
0,08
0,76
0,501
0,0841
0,1284
12,2142
Competitiveness of enterprises and small and medium-sized enterprises (COSME)/Completion of competitiveness and innovation framework programme — ‘Entrepreneurship and Innovation’ programme
02 01 04 04, 02 06 01 and 02 06 02
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
European Earth Observation programme
04 03 02 01, 04 03 02 03, 04 03 51 and 04 01 04 02
p.m.
0,20
0,20
0,10
p.m.
0,10
0,20
p.m.
p.m.
p.m.
0,80
European Union programme for employment and social innovation (EaSI)/Completion of Progress
06 02 52
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Completion of Marco Polo II programme
07 01 04 01, 07 02, 34 01 04 01 and 34 02
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Environment and Climate action (LIFE)
07 02 06
p.m.
p.m.
3,13
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
3,13
European Environment Agency (EEA)
14 02 01 and 14 01 04 01
p.m.
0,19
0,29
0,075
0,06
0,065
0,25
p.m.
p.m.
p.m.
0,93
Customs 2020
14 03 01 and 14 01 04 02
p.m.
0,06
0,13
0,05
0,05
0,045
0,095
p.m.
p.m.
p.m.
0,43
Fiscalis 2020
17 03 01, 17 03 51, 17 01 04 02 and 17 01 06 02
0,024
p.m.
p.m.
p.m.
0,055
p.m.
0,125
p.m.
p.m.
p.m.
0,204
Union action in the field of health
18 04 01, 18 04 51, 18 01 04 03 and 18 01 06 01
p.m.
0,015
p.m.
0,020
0,015
0,015
0,055
p.m.
p.m.
0,015
0,135
Europe for Citizens
23 03 01 01, 23 03 01 02, 23 03 02 01, 23 03 02 02 and 23 03 51
p.m.
p.m.
0,03
0,20
p.m.
p.m.
0,01
p.m.
p.m.
0,12
0,36
Civil protection
24 02 01 and 24 02 51
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Fight against fraud
26 01 04 01, 26 03 01 and 26 03 51
p.m.
p.m.
p.m.
p.m.
p.m.
0,00678
p.m.
p.m.
p.m.
p.m.
0,00678
Interoperability solutions and common frameworks for European public administrations, businesses and citizens (ISA
2
)
32 04 53
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Completion of the Intelligent energy — Europe programme (2007-2013)
33 01 04 01, 33 02 01, 33 02 02 and 33 02 51
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Rights and citizenship programme/Completion of fight against violence (Daphne)
33 02 06
p.m.
0,17
p.m.
0,16
p.m.
p.m.
0,18
p.m.
p.m.
p.m.
0,51
European Union Agency for Fundamental Rights
33 01 04 03, 33 04 01 and 33 04 51
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
The Consumer programme
33 01 04 02, 33 03 01 and 33 03 02
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Justice programme
Budget lines concerned
(
47
)
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Horizon 2020/Completion of the Seventh Framework Programme research — EC (non-nuclear)
Budget lines concerned
(
48
)
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Erasmus+
Budget lines concerned
(
49
)
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Creative Europe Programme/Completion of the Culture programme (2007 to 2013)
Budget lines concerned
(
50
)
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
p.m.
Euratom Research and Training/Completion of the Seventh Framework Programme research — Euratom (nuclear)
BORROWING-AND-LENDING OPERATIONS — BORROWING-AND-LENDING OPERATIONS GUARANTEED BY THE UNION BUDGET (BY WAY OF INDICATION)
A.   
INTRODUCTION
This Annex is drawn up in accordance with Article 38(1) of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
It provides information on the amounts of the borrowing-and-lending operations guaranteed by the Union budget: loans for balance-of-payments support (BOP), assistance under the European Financial Stability Mechanism (EFSM), borrowing operations to provide macro-financial assistance to third countries (MFA), Euratom borrowings to contribute to the financing required for improving the degree of efficiency and safety of nuclear power stations in certain third countries and European Investment Bank loans in certain third countries.
At 31 December 2018, outstanding operations covered by the Union budget totalled EUR 82 468 080 471, of which a total of EUR 50 437 225 468 referred to operations inside the Union and EUR 32 030 855 003 outside the Union (including accrued interest and rounding, exchange rate applicable at 31 December 2018).
B.   
BRIEF PRESENTATION OF THE VARIOUS CATEGORIES OF BORROWING-AND-LENDING OPERATIONS GUARANTEED BY THE UNION BUDGET
I.   SINGLE FACILITY PROVIDING MEDIUM-TERM FINANCIAL ASSISTANCE FOR MEMBER STATES’ BALANCES OF PAYMENTS
1.
Legal basis
Council Regulation (EC) No 332/2002 of 18 February 2002 establishing a facility providing medium-term financial assistance for Member States’ balances of payments (
OJ L 53, 23.2.2002, p. 1
).
Council Regulation (EC) No 1360/2008 of 2 December 2008 amending Regulation (EC) No 332/2002 (
OJ L 352, 31.12.2008, p. 11
).
Council Decision 2009/290/EC of 20 January 2009 providing Community medium-term financial assistance for Latvia (
OJ L 79, 25.3.2009, p. 39
).
Council Decision 2009/459/EC of 6 May 2009 providing Community medium-term financial assistance for Romania (
OJ L 150, 13.6.2009, p. 8
).
Council Regulation (EC) No 431/2009 of 18 May 2009 amending Regulation (EC) No 332/2002 (
OJ L 128, 27.5.2009, p. 1
).
2.
Description
In accordance with Regulation (EC) No 332/2002, the Union may grant loans to Member States which are experiencing, or are seriously threatened with, difficulties in their balance of current payments or capital movements. Only Member States which have not adopted the euro may benefit from this facility. The outstanding amount of loans was limited to EUR 12 000 000 000 in principal.
On 2 December 2008, the Council decided to extend the facility to EUR 25 000 000 000.
On 20 January 2009, the Council decided to provide Community medium-term financial assistance for Latvia in the form of a medium-term loan of a principal of up to EUR 3 100 000 000 for a maximum average maturity of 7 years.
On 6 May 2009, the Council decided to provide Community medium-term financial assistance for Romania in the form of a medium-term loan of a principal of up to EUR 5 000 000 000 for a maximum average maturity of 5 years.
On 18 May 2009, the Council decided to extend the facility to EUR 50 000 000 000.
3.
Effect on the budget
Since both parts of these borrowing-and-lending operations are carried out on identical terms, they affect the budget only if the guarantee is activated in case of default. As at 31 December 2018 the outstanding capital amount under this instrument is EUR 1 700 000 000.
II.   EUROPEAN UNION GUARANTEE FOR UNION BORROWINGS FOR FINANCIAL ASSISTANCE UNDER THE EUROPEAN FINANCIAL STABILISATION MECHANISM
1.
Legal basis
Council Regulation (EU) No 407/2010 of 11 May 2010 establishing a European financial stabilisation mechanism (
OJ L 118, 12.5.2010, p. 1
).
Article 122(2) of the Treaty on the Functioning of the European Union.
Council Implementing Decision 2011/77/EU of 7 December 2010 on granting Union financial assistance to Ireland (
OJ L 30, 4.2.2011, p. 34
).
Council Implementing Decision 2011/344/EU of 30 May 2011 on granting Union financial assistance to Portugal (
OJ L 159, 17.6.2011, p. 88
).
Council Implementing Decision 2011/682/EU of 11 October 2011 amending Implementing Decision 2011/77/EU on granting Union financial assistance to Ireland (
OJ L 269, 14.10.2011, p. 31
).
Council Implementing Decision 2011/683/EU of 11 October 2011 amending Implementing Decision 2011/344/EU on granting Union financial assistance to Portugal (
OJ L 269, 14.10.2011, p. 32
).
Council Implementing Decision 2013/313/EU of 21 June 2013 amending Implementing Decision 2011/77/EU on granting Union financial assistance to Ireland (
OJ L 173, 26.6.2013, p. 40
).
Council Implementing Decision 2013/323/EU of 21 June 2013 amending Implementing Decision 2011/344/EU on granting Union financial assistance to Portugal (
OJ L 175, 27.6.2013, p. 47
).
Council Implementing Decision 2013/525/EU of 22 October 2013 amending Implementing Decision 2011/77/EU on granting Union financial assistance to Ireland (
OJ L 282, 24.10.2013, p. 71
).
2.
Description
Article 122(2) of the Treaty on the Functioning of the European Union provides for the possibility of the Union granting financial assistance to a Member State which is in difficulties or is seriously threatened with severe difficulties caused, inter alia, by exceptional occurrences beyond its control.
The guarantee provided by the Union is for borrowings raised on the capital markets or from financial institutions.
In accordance with Article 2(2) of Council Regulation (EU) No 407/2010, the outstanding amount of loans and credit lines granted to Member States under the European financial stabilisation mechanism shall be limited to the margin available under the Union’s own resources for payment appropriations.
This item constitutes the structure for the guarantee provided by the Union. It will enable the Commission to service the debt should debtors default.
In order to honour its obligations, the Commission may draw on its cash resources to service the debt provisionally. Article 12 of Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities own resources (
OJ L 130, 31.5.2000, p. 1
) shall apply.
On 7 December 2010, the Union decided to make available to Ireland a loan amounting to a maximum of EUR 22 500 000 000, with a maximum average maturity of 7,5 years (
OJ L 30, 4.2.2011, p. 34
).
On 30 May 2011, the Union decided to make available to Portugal a loan amounting to a maximum of EUR 26 000 000 000 (
OJ L 159, 17.6.2011, p. 88
).
On 11 October 2011, the Council decided to amend Implementing Decisions 2011/77/EU and 2011/344/EU by extending the maturities and applying the reduction of the interest rate margin to all the tranches that have already been disbursed (
OJ L 269 of 14.10.2011, p. 31
 regarding Ireland (2011/682/EU) and p. 32 regarding Portugal (2011/683/EU)).
On 21 June 2013, the Council decided to amend Implementing Decision 2011/77/EU by extending the average loan maturity and providing the possibility to extend instalment maturities at the request of Ireland (
OJ L 173, 26.6.2013, p. 40
).
On 21 June 2013, the Council decided to amend Implementing Decision 2011/77/EU by extending the average loan maturity and providing the possibility to extend instalment maturities at the request of Portugal. In addition, measures to be adopted by the country in line with specification in the Memorandum of Understanding were specified (
OJ L 175, 27.6.2013, p. 47
).
On 22 October 2013, the Council decided to amend Implementing Decision 2011/77/EU by extending the availability of the financial assistance granted to Ireland (
OJ L 282, 24.10.2013, p. 71
).
3.
Effect on the budget
Since both parts of these borrowing-and-lending operations are carried out on identical terms, they affect the budget only if the guarantee is activated in case of default. At 31 December 2018 the outstanding capital amount under this instrument is EUR 46 800 000 000.
III.   EUROPEAN UNION GUARANTEE FOR BORROWING PROGRAMMES CONTRACTED BY THE UNION TO PROVIDE MACRO-FINANCIAL ASSISTANCE FOR MEDITERRANEAN THIRD COUNTRIES
1.
Legal basis
Decision No 1351/2013/EU of the European Parliament and of the Council of 11 December 2013 on providing macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 341, 18.12.2013, p. 4
).
Decision No 534/2014/EU of the European Parliament and of the Council of 15 May 2014 providing macro-financial assistance to the Republic of Tunisia (
OJ L 151, 21.5.2014, p. 9
).
Decision (EU) 2016/1112 of the European Parliament and of the Council of 6 July 2016 providing further macro-financial assistance to Tunisia (
OJ L 186, 9.7.2016, p. 1
).
Decision (EU) 2016/2371 of the European Parliament and of the Council of 14 December 2016 providing further macro-financial assistance to the Hashemite Kingdom of Jordan (
OJ L 352, 23.12.2016, p. 18
).
2.
Description
On 11 December 2013, the European Parliament and the Council decided to make macro-financial assistance available to Jordan in the form of loans for a maximum amount of EUR 180 000 000 and with a maximum maturity of 15 years, to cover Jordan’s balance of payments needs as identified in the IMF programme. The facility was fully disbursed in two equal tranches in 2015.
On 15 May 2014, the European Parliament and the Council decided to make macro-financial assistance available to Tunisia in the form of loans for a maximum amount of EUR 300 000 000 and with a maximum maturity of 15 years, to cover Tunisia’s balance of payments needs as identified in the IMF programme. The first two tranches, each of EUR 100 000 000, were both disbursed in 2015 and the third tranche in July 2017.
On 6 July 2016, the European Parliament and the Council decided to provide further macro-financial assistance to Tunisia in the form of loans for a maximum amount of EUR 500 000 000 (three loan instalments of EUR 200 000 000, EUR 150 000 000 and EUR 150 000 000). The first tranche of EUR 200 000 000 was disbursed in October 2017, the second tranche of EUR 150 000 000 was disbursed in July 2019 and the third and last tranche of EUR 150 000 000 was disbursed in November 2019.
On 14 December 2016, the European Parliament and the Council decided to provide further macro-financial assistance to Jordan in the form of loans for a maximum amount of EUR 200 000 000 (two loan instalments of EUR 100 000 000). The first tranche of EUR 100 000 000 was disbursed in October 2017 and the second and last tranche of EUR 100 000 000 was disbursed in July 2019.
3.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
IV.   EUROPEAN UNION GUARANTEE FOR BORROWING PROGRAMMES CONTRACTED BY THE UNION TO PROVIDE MACRO-FINANCIAL ASSISTANCE FOR THIRD COUNTRIES IN CENTRAL AND EASTERN EUROPE
1.
Legal basis
Council Decision 97/787/EC of 17 November 1997 providing exceptional financial assistance for Armenia and Georgia (
OJ L 322, 25.11.1997, p. 37
).
Council Decision 2002/639/EC of 12 July 2002 providing supplementary macro-financial assistance to Ukraine (
OJ L 209, 6.8.2002, p. 22
).
Decision No 388/2010/EU of the European Parliament and of the Council of 7 July 2010 providing macro-financial assistance to Ukraine (
OJ L 179, 14.7.2010, p. 1
).
Decision No 778/2013/EU of the European Parliament and the Council of 12 August 2013 providing further macro-financial assistance to Georgia (
OJ L 218, 14.8.2013, p. 15
).
Council Decision 2014/215/EU of 14 April 2014 providing macro-financial assistance to Ukraine (
OJ L 111, 15.4.2014, p. 85
).
Decision (EU) 2015/601 of the European Parliament and of the Council of 15 April 2015 providing macro-financial assistance to Ukraine (
OJ L 100, 17.4.2015, p. 1
).
Decision (EU) 2017/1565 of the European Parliament and of the Council of 13 September 2017 providing macro-financial assistance to the Republic of Moldova (
OJ L 242, 20.9.2017, p. 14
).
Decision (EU) 2018/598 of the European Parliament and the Council of 18 April 2018 providing further macro-financial assistance to Georgia (
OJ L 103, 23.4.2018, p. 8
).
Decision (EU) 2018/947 of the European Parliament and of the Council of 4 July 2018 providing further macro-financial assistance to Ukraine (
OJ L 171, 6.7.2018, p. 11
).
2.
Description
On 17 November 1997, the Council decided to grant a European Union guarantee for an exceptional borrowing-and-lending operation for Georgia of a maximum amount of EUR 142 000 000 with a maximum duration of 15 years.
The first tranche of EUR 110 000 000 was paid to Georgia on 24 July 1998. The second tranche is no longer to be made.
On 12 July 2002, the Council decided to make available to Ukraine a long-term loan facility of a maximum principal amount of EUR 110 000 000 with a maximum maturity of 15 years, with a view to ensuring a sustainable balance-of-payments situation, strengthening the country’s reserve position and facilitating the implementation of the necessary structural reforms. The total amount of the facility was disbursed in 2014.
On 7 July 2010, the European Parliament and the Council decided to make available to Ukraine a long-term loan facility of a maximum principal amount of EUR 500 000 000 with a maximum maturity of 15 years, with a view to ensuring a sustainable balance-of-payments situation. The facility was fully disbursed in two equal tranches in 2014 and 2015.
On 12 August 2013, the European Parliament and the Council decided to make macro-financial assistance available to Georgia of a maximum amount of EUR 46 000 000 (up to EUR 23 000 000 in the form of grants and up to EUR 23 000 000 in the form of loans) for a maximum maturity of 15 years. The first tranche of EUR 10 000 000 was disbursed in April 2015 and the second tranche of EUR 13 000 000 was disbursed in May 2017.
On 14 April 2014 the Council decided to make macro-financial assistance available to Ukraine in the form of loans for a maximum amount of EUR 1 000 000 000 and with a maximum maturity of 15 years, to cover Ukraine’s urgent balance of payments needs as identified in the IMF programme. The total amount of EUR 1 000 000 000 was disbursed in 2014.
On 15 April 2015, the Council decided to make macro-financial assistance available to Ukraine of a maximum amount of EUR 1 800 000 000 and with a maximum maturity of 15 years, with a view to supporting Ukraine’s economic stabilisation and a substantive reform agenda. The assistance is to contribute to covering Ukraine’s balance of payments needs as identified in the IMF programme. The first tranche of EUR 600 000 000 was disbursed in July 2015 and the second tranche of EUR 600 000 000 was disbursed in March 2017.
On 18 April 2018, the Council decided to make macro-financial assistance available to Georgia of a maximum amount of EUR 45 000 000, with a view to supporting Georgia's economic stabilisation and a substantive reform agenda. Of that maximum amount, up to EUR 35 000 000 shall be provided in the form of loans and up to EUR 10 000 000 in the form of grants. The release of the Union's macro-financial assistance is subject to the approval of the Union budget for the relevant year by the European Parliament and the Council. The assistance shall contribute to covering Georgia's balance of payments needs as identified in the IMF programme. The first tranche of EUR 15 000 000 was disbursed in December 2018.
On 4 July 2018, the Council decided to make macro-financial assistance available to Ukraine of a maximum amount of EUR 1 000 000 000, with a view to supporting Ukraine's economic stabilisation and substantive reform agenda. That assistance shall contribute to covering Ukraine's balance of payments needs as identified in the IMF programme. The first tranche of EUR 500 000 000 was disbursed in December 2018.
3.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
V.   EUROPEAN UNION GUARANTEE FOR THE BORROWING PROGRAMMES CONTRACTED BY THE UNION TO PROVIDE MACRO-FINANCIAL ASSISTANCE TO THE COUNTRIES OF THE COMMONWEALTH OF INDEPENDENT STATES AND MONGOLIA
1.
Legal basis
Council Decision 97/787/EC of 17 November 1997 providing exceptional financial assistance for Armenia and Georgia (
OJ L 322, 25.11.1997, p. 37
).
Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance for Armenia (
OJ L 320, 5.12.2009, p. 3
).
Decision No 1025/2013/EU of the European Parliament and the of the Council of 22 October 2013 providing macro-financial assistance to the Kyrgyz Republic (
OJ L 283, 25.10.2013, p. 1
).
Decision (EU) 2017/1565 of the European Parliament and of the Council of 13 September 2017 on providing macro-financial assistance to the Republic of Moldova (
OJ L 242, 20.9.2017, p. 14
).
2.
Description
On 17 November 1997, the Council decided to grant a European Union guarantee for an exceptional borrowing-and-lending operation for Armenia for a maximum amount of EUR 28 000 000 with a maximum duration of 15 years.
On 30 November 2009, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for Armenia in the form of a long-term loan for a maximum amount of EUR 65 000 000 in principal for a maximum duration of 15 years. The first tranche of EUR 26 000 000 was disbursed in 2011, the second and final one in 2012.
On 22 October 2013, the European Parliament and the Council decided to make macro-financial assistance available to the Kyrgyz Republic of a maximum amount of EUR 30 000 000 (up to EUR 15 000 000 in the form of grants and up to EUR 15 000 000 in the form of loans) for a maximum maturity of 15 years. The first tranche of EUR 5 000 000 was disbursed in 2015 and the second tranche in April 2016.
On 13 September 2017, the European Parliament and the Council decided to make macro-financial assistance available to Moldova of a maximum amount of EUR 100 000 000 (up to EUR 40 000 000 in the form of grants and up to EUR 60 000 000 in the form of loans with a maximum maturity of 15 years), with a view to supporting Moldova’s economic stabilisation and a substantive reform agenda. The first tranche of EUR 20 000 000 was disbursed in October 2019.
3.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
VI.   EUROPEAN UNION GUARANTEE FOR THE BORROWING PROGRAMMES CONTRACTED BY THE UNION TO PROVIDE MACRO-FINANCIAL ASSISTANCE FOR THE COUNTRIES OF THE WESTERN BALKANS
1.
Legal basis
Council Decision 1999/325/EC of 10 May 1999 providing macro-financial assistance to Bosnia and Herzegovina (
OJ L 123, 13.5.1999, p. 57
).
Council Decision 1999/733/EC of 8 November 1999 providing supplementary macro-financial assistance to the former Yugoslav Republic of Macedonia (
OJ L 294, 16.11.1999, p. 31
).
Council Decision 2001/549/EC of 16 July 2001 providing macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 197, 21.7.2001, p. 38
).
Council Decision 2002/882/EC of 5 November 2002 providing further macro-financial assistance to the Federal Republic of Yugoslavia (
OJ L 308, 9.11.2002, p. 25
).
Council Decision 2002/883/EC of 5 November 2002 providing further macro-financial assistance to Bosnia and Herzegovina (
OJ L 308, 9.11.2002, p. 28
).
Council Decision 2004/580/EC of 29 April 2004 providing macro-financial assistance to Albania and repealing Decision 1999/282/EC (
OJ L 261, 6.8.2004, p. 116
).
Council Decision 2008/784/EC of 2 October 2008 establishing a separate liability of Montenegro and reducing proportionally the liability of Serbia with regard to the long term loans granted by the Community to the State Union of Serbia and Montenegro (formerly the Federal Republic of Yugoslavia) pursuant to Decisions 2001/549/EC and 2002/882/EC (
OJ L 269, 10.10.2008, p. 8
).
Council Decision 2009/891/EC of 30 November 2009 providing macro-financial assistance to Bosnia and Herzegovina (
OJ L 320, 5.12.2009, p. 6
).
Council Decision 2009/892/EC of 30 November 2009 providing macro-financial assistance to Serbia (
OJ L 320, 5.12.2009, p. 9
).
2.
Description
On 10 May 1999, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for Bosnia and Herzegovina in the form of a long-term loan for a maximum amount of EUR 20 000 000 in principal for a maximum duration of 15 years (Bosnia I).
The first tranche of EUR 10 000 000, for a maximum duration of 15 years, was paid to Bosnia and Herzegovina on 21 December 1999. The second tranche of EUR 10 000 000 was paid in 2001.
On 8 November 1999, the Council again decided to grant a European Union guarantee for a borrowing-and-lending operation for the former Yugoslav Republic of Macedonia in the form of a long-term loan for a maximum amount of EUR 50 000 000 in principal for a maximum duration of 15 years (FYROM II).
The first tranche of EUR 10 000 000, for a maximum duration of 15 years, was paid to the former Yugoslav Republic of Macedonia in January 2001, the second tranche of EUR 12 000 000 in January 2002, the third tranche of EUR 10 000 000 in June 2003 and the fourth tranche of EUR 18 000 000 in December 2003.
On 16 July 2001, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for the Federal Republic of Yugoslavia (Serbia and Montenegro I) in the form of a long-term loan for a maximum amount of EUR 225 000 000 in principal for a maximum duration of 15 years. The loan was paid in a single tranche in October 2001.
On 5 November 2002, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for Bosnia and Herzegovina in the form of a long-term loan for a maximum amount of EUR 20 000 000 in principal for a maximum duration of 15 years (Bosnia II).
The first tranche of EUR 10 000 000, for a maximum duration of 15 years, was paid to Bosnia and Herzegovina in 2004, and the second tranche of EUR 10 000 000 in 2006.
On 5 November 2002, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for Serbia and Montenegro (Serbia and Montenegro II) in the form of a long-term loan for a maximum amount of EUR 55 000 000 in principal for a maximum duration of 15 years.
The first tranche of EUR 10 000 000 and the second tranche of EUR 30 000 000, for a maximum duration of 15 years, were paid to Serbia and Montenegro in 2003, and the third tranche of EUR 15 000 000 in 2005.
The loan to Albania IV of EUR 9 000 000, for a maximum duration of 15 years, was fully disbursed in 2006.
On 30 November 2009, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for Serbia in the form of a long-term loan for a maximum amount of EUR 200 000 000 in principal for a maximum duration of 8 years. The first tranche of EUR 100 000 000 was paid in 2011.
On 30 November 2009, the Council decided to grant a European Union guarantee for a borrowing-and-lending operation for Serbia in the form of a long-term loan for a maximum amount of EUR 100 000 000 in principal for a maximum duration of 15 years. The two tranches of EUR 50 000 000 each were paid in 2013.
3.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
VII.   EUROPEAN UNION GUARANTEE FOR EURATOM BORROWINGS TO IMPROVE THE DEGREE OF EFFICIENCY AND SAFETY OF NUCLEAR POWER STATIONS IN THE COUNTRIES OF CENTRAL AND EASTERN EUROPE AND THE COMMONWEALTH OF INDEPENDENT STATES
1.
Legal basis
Council Decision 77/270/Euratom of 29 March 1977 empowering the Commission to issue Euratom loans for the purpose of contributing to the financing of nuclear power stations (
OJ L 88, 6.4.1977, p. 9
).
2.
Description
Pursuant to Decision 94/179/Euratom (
OJ L 84, 29.3.1994, p. 41
), the European Union extends the scope of Euratom borrowings under Decision 77/270/Euratom to the improvement of the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States.
The maximum amount of Euratom borrowings for the Member States and third countries remains fixed at EUR 4 000 000 000.
In 2000 the Commission decided on a loan for Kozloduy in Bulgaria (EUR 212 500 000) and the last instalment was in 2006. In 2000 the Commission granted a loan to K2R4 in Ukraine but reduced the loan amount to the EUR equivalent of USD 83 000 000 in 2004. K2R4 was granted a loan of EUR 39 000 000 (first tranche) in 2007, USD 22 000 000 in 2008, and USD 10 335 000 in 2009 under the 2004 Commission Decision. In 2004 the Commission decided on a loan for Cernavodă in Romania (EUR 223 500 000). A first instalment of EUR 100 000 000 and a second one of EUR 90 000 000 were disbursed in 2005 and the last one of EUR 33 500 000 in 2006.
In 2013 the Commission decided to grant a loan to Energoatom, Ukraine, of EUR 300 000 000 for safety upgrades of nuclear power plants. The loan will be provided in cooperation with the EBRD, which provides another EUR 300 000 000 loan in parallel. The conditions precedent to the initial availability of the loan have been assessed as fully met in 2015 and the loan was declared effective.
On 27 May 2015 the Commission authorised disbursements under the Euratom loan to Energoatom in the amount of up to EUR 100 000 000, subject to Energoatom having drawn the loan amount granted by the EBRD in an amount not less than EUR 50 000 000. These loans benefit from State guarantees which cover 100% of the amounts outstanding at year end. The first tranche of EUR 50 000 000 was disbursed in May 2017 and the second tranche of EUR 50 000 000 was disbursed in July 2018.
3.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
From 1 January 2007, loans with Bulgaria and Romania cease to be external actions (see Regulation (EC, Euratom) No 2273/2004 (
OJ L 396, 31.12.2004, p. 28
)) and are therefore covered directly by the Union budget and no longer by the Fund.
VIII.   EUROPEAN GUARANTEE FOR EUROPEAN INVESTMENT BANK LOANS TO MEDITERRANEAN COUNTRIES
1.
Legal basis
Some of the countries included in the legal bases below are now Member States or are considered to be pre-accession countries. Furthermore, the names of the countries may have changed since the relevant legal bases were adopted.
Council Decision of 8 March 1977 (Mediterranean Protocols).
Council Regulation (EEC) No 1273/80 of 23 May 1980 on the conclusion of the interim Protocol between the European Economic Community and the Socialist Federal Republic of Yugoslavia on the advance implementation of Protocol 2 to the Cooperation Agreement (
OJ L 130, 27.5.1980, p. 98
).
Council Decision of 19 July 1982 (further exceptional aid for the reconstruction of Lebanon).
Council Regulation (EEC) No 3183/82 of 22 November 1982 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 337, 29.11.1982, p. 43
).
Council Decision of 9 October 1984 (loan outside the Yugoslavia Protocol).
Council Decision 87/604/EEC of 21 December 1987 concerning the conclusion of the second Protocol on financial cooperation between the European Economic Community and the Socialist Federal Republic of Yugoslavia (
OJ L 389, 31.12.1987, p. 65
).
Council Decision 88/33/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 22, 27.1.1988, p. 25
).
Council Decision 88/34/EEC of 21 December 1987 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 22, 27.1.1988, p. 33
).
Council Decision 88/453/EEC of 30 June 1988 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 224, 13.8.1988, p. 32
).
Council Decision 92/44/EEC of 19 December 1991 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Republic of Tunisia (
OJ L 18, 25.1.1992, p. 34
).
Council Decision 92/207/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Arab Republic of Egypt (
OJ L 94, 8.4.1992, p. 21
).
Council Decision 92/208/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Hashemite Kingdom of Jordan (
OJ L 94, 8.4.1992, p. 29
).
Council Decision 92/209/EEC of 16 March 1992 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Lebanese Republic (
OJ L 94, 8.4.1992, p. 37
).
Council Decision 92/210/EEC of 16 March 1992 on the conclusion of a Protocol on financial cooperation between the European Economic Community and the State of Israel (
OJ L 94, 8.4.1992, p. 45
).
Council Regulation (EEC) No 1763/92 of 29 June 1992 concerning financial cooperation in respect of all Mediterranean non-member countries (
OJ L 181, 1.7.1992, p. 5
), repealed by Regulation (EC) No 1488/96 (
OJ L 189, 30.7.1996, p. 1
)
Council Decision 92/548/EEC of 16 November 1992 concerning the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Kingdom of Morocco (
OJ L 352, 2.12.1992, p. 13
).
Council Decision 92/549/EEC of 16 November 1992 on the conclusion of the Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 352, 2.12.1992, p. 21
).
Council Decision 93/408/EEC of 19 July 1993 on the conclusion of a Protocol on financial cooperation between the European Economic Community and the Republic of Slovenia (
OJ L 189, 29.7.1993, p. 152
).
Council Decision 94/67/EC of 24 January 1994 on the conclusion of a Protocol on financial and technical cooperation between the European Economic Community and the Syrian Arab Republic (
OJ L 32, 5.2.1994, p. 44
).
Council Decision 95/484/EC of 30 October 1995 on the conclusion of a Protocol on financial and technical cooperation between the European Community and the Republic of Malta (
OJ L 278, 21.11.1995, p. 14
).
Council Decision 95/485/EC of 30 October 1995 on the conclusion of a Protocol on financial and technical cooperation between the European Community and the Republic of Cyprus (
OJ L 278, 21.11.1995, p. 22
).
Council Decision 97/256/EC of 14 April 1997 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe countries, Mediterranean countries, Latin American and Asian countries, South Africa, the former Yugoslav Republic of Macedonia and Bosnia and Herzegovina) (
OJ L 102, 19.4.1997, p. 33
).
Council Decision 1999/786/EC of 29 November 1999 granting a Community guarantee to the European Investment Bank (EIB) against losses under loans for projects for the reconstruction of the earthquake-stricken areas of Turkey (
OJ L 308, 3.12.1999, p. 35
).
Council Decision 2000/24/EC of 22 December 1999 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe, Mediterranean countries, Latin America and Asia and the Republic of South Africa) (
OJ L 9, 13.1.2000, p. 24
).
Council Decision 2000/788/EC of 4 December 2000 amending Decision 2000/24/EC so as to establish a European Investment Bank special action programme in support of the consolidation and intensification of the EC-Turkey customs union (
OJ L 314, 14.12.2000, p. 27
).
Council Decision 2005/47/EC of 22 December 2004 amending Decision 2000/24/EC to take into account the enlargement of the European Union and the European Neighbourhood Policy (
OJ L 21, 25.1.2005, p. 9
).
Council Decision 2006/1016/EC of 19 December 2006 granting a Community guarantee to the European Investment Bank against losses under loans and loans guarantees for projects outside the Community (
OJ L 414, 30.12.2006, p. 95
).
Decision No 633/2009/EC of the European Parliament and of the Council of 13 July 2009 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 190, 22.7.2009, p. 1
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union and repealing Decision No 633/2009/EC (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
), amended by Decision (EU) 2018/412 of the European Parliament and the Council of 14 of March 2018 (
OJ L 76, 19.3.2018, p. 30
).
2.
Union budget guarantee
Pursuant to the Council Decision of 8 March 1977, the Union guarantees loans to be granted by the European Investment Bank as part of the Union’s financial commitments towards the Mediterranean countries.
This decision was the basis for the contract of guarantee signed by the European Economic Community and the European Investment Bank on 30 October 1978 in Brussels and 10 November 1978 in Luxembourg introducing a global guarantee of 75 % of all appropriations made available for loans in the following countries: Malta, Tunisia, Algeria, Morocco, Portugal (Financial Protocol, emergency aid), Turkey, Cyprus, Egypt, Jordan, Syria, Israel, Greece, former Yugoslavia and Lebanon.
The contract of guarantee is extended for each new Financial Protocol.
Decision 97/256/EC was the basis for a contract of guarantee between the European Community and the European Investment Bank signed in Brussels on 25 July 1997 and in Luxembourg on 29 July 1997 setting up a guarantee restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 1999/786/EC was the basis for a contract of guarantee between the European Community and the European Investment Bank signed in Brussels on 18 April 2000 and in Luxembourg on 23 May 2000 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2000/24/EC was the basis for a contract of guarantee between the European Community and the European Investment Bank signed in Brussels on 19 July 2000 and in Luxembourg on 24 July 2000 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2005/47/EC was the basis for a restated and amended contract of guarantee between the European Community and the European Investment Bank signed in Brussels on 30 August 2005 and in Luxembourg on 2 September 2005 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2006/1016/EC was the basis for a contract of guarantee between the European Community and the European Investment Bank signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU was the basis for a contract of guarantee between the European Union and the European Investment Bank signed in Luxembourg and in Brussels on 22 November 2011 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision No 466/2014/EU was the basis for a contract of guarantee between the European Union and the European Investment Bank signed in Luxembourg and in Brussels on 22 July 2014 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision (EU) 2018/412 was the basis for a contract of guarantee between the European Union and the European Investment Bank signed in Luxembourg and in Brussels on 3 October 2018 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
3.
Description
Under the Financial Protocols concluded with Mediterranean third countries, global amounts are laid down for loans to be granted by the European Investment Bank from its own funds. The European Investment Bank (EIB) grants the loans for purposes which may contribute to the economic and social development of the countries in question (transport infrastructures, ports, water supply, production and distribution of energy, agricultural projects and promotion of small and medium-sized businesses).
On 14 April 1997, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew the Community guarantee to the EIB for loans for projects in the following Mediterranean countries: Algeria, Cyprus, Egypt, Israel, Jordan, Lebanon, Malta, Morocco, Syria, Tunisia, Turkey, Gaza and the West Bank. The guarantee is restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 7 105 000 000, of which EUR 2 310 000 000 is for the abovementioned Mediterranean countries. It covered a period of three years beginning on 31 January 1997 (with a possible extension of six months).
The EIB is invited to aim to cover the commercial risk on 25 % of its lending from non-sovereign guarantees.
On 29 November 1999, the Council decided to grant a Community guarantee to the EIB against losses under loans for projects for the reconstruction of the earthquake-stricken areas of Turkey. The guarantee is restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 600 000 000 and covered a period of three years beginning on 29 November 1999 (with a possible extension of six months).
The EIB is invited to aim to cover the commercial risk on 30 % of its lending from non-sovereign guarantees. This percentage is to be increased whenever possible, in so far as the market allows.
On 22 December 1999, the Council, acting on the basis of a Commission proposal and after consulting the European Parliament, decided once again to grant the EIB the Community guarantee against losses resulting from loans for projects carried out in the following Mediterranean countries: Algeria, Cyprus, Egypt, Israel, Jordan, Lebanon, Malta, Morocco, Syria, Tunisia, Turkey, Gaza and the West Bank. The overall ceiling of the appropriations made available for all countries under Decision 2000/24/EC is equivalent to EUR 19 460 000 000. The guarantee is limited to 65 % of the total value of the appropriations made available plus all the related amounts. It covers a period of seven years from 1 February 2000 to 31 January 2007. As at the end of that period the loans granted by the EIB had not reached the abovementioned total values, the period has automatically been extended by six months.
On 4 December 2000, the Council decided to establish an EIB special action programme in support of the consolidation and intensification of the EC-Turkey Customs Union. The value of those loans is limited to an overall ceiling of EUR 450 000 000.
Decision 2005/47/EC restructured the Mediterranean regional mandate to exclude Cyprus, Malta and Turkey which were included in the South Eastern Neighbours mandate.
Decision 2006/1016/EC grants a Community guarantee to the EIB against losses under loans and loan guarantees for projects outside the Community for loans in the following Mediterranean countries: Algeria, Egypt, West Bank and Gaza, Israel, Jordan, Lebanon, Libya (eligibility to be decided by the Council), Morocco, Syria, Tunisia. The overall ceiling of the appropriations made available for all countries under Decision 2006/1016/EC is equivalent to EUR 27 800 000 000 and covers the period beginning on 1 February 2007 and ending on 31 December 2013 with a possible extension of six months. The Community guarantee is restricted to 65 %.
Decision 2006/1016/EC has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU, which entered into force on 30 October 2011, increased the aggregate amount of credits disbursed and guarantees provided under EIB financing operations from EUR 25 800 000 000 to EUR 29 484 000 000 (EUR 2 000 000 000 for financing of climate change operations and EUR 1 684 000 000 for enhancing EIB risk operations).
Decision No 466/2014/EU granted an EU guarantee to the EIB against losses under financing operations supporting investment projects outside the Union (pre-accession countries, neighbourhood and partnership countries, Asia and Latin America, South Africa) throughout the period 2014-2020. It has been amended by Decision (EU) 2018/412 of the European Parliament and the Council of 14 March 2018 (
OJ L 76, 19.3.2018, p. 30
). The maximum ceiling of the EIB financing operations, as per the amending Decision, is not to exceed EUR 32 300 000 000 broken down into regional ceilings and sub-ceilings as well as into:
(a)
a maximum amount of EUR 30 000 000 000 under a general mandate, of which EUR 1 400 000 000 is earmarked for projects in the public sector directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration; and
(b)
a maximum amount of EUR 2 300 000 000 under a private-sector lending mandate for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration.
The EU guarantee is restricted to 65 % of the aggregated outstanding amount.
4.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default,
—
the granting, in a series of cases, of interest-rate subsidies of 2 % in non-repayable aid, subject to the overall amounts laid down by the Financial Protocols.
Loans with new Member States cease to be external actions (see Regulation (EC, Euratom) No 2273/2004 (
OJ L 396, 31.12.2004, p. 28
)) and are therefore covered directly by the Union budget and no longer by the Fund.
IX.   EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY THE EUROPEAN INVESTMENT BANK IN THIRD COUNTRIES OF CENTRAL AND EASTERN EUROPE AND THE WESTERN BALKANS
1.
Legal basis
Some of the countries included in the legal bases below are now Member States or are considered to be pre-accession countries. Furthermore, the names of the countries may have changed since the relevant legal bases were adopted.
Decision of 29 November 1989 by the Board of Governors of the European Investment Bank concerning Bank operations in Hungary and Poland.
Council Decision 90/62/EEC of 12 February 1990 granting a Community guarantee to the European Investment Bank against losses under loans for projects in Hungary and Poland (
OJ L 42, 16.2.1990, p. 68
).
Council Decision 91/252/EEC of 14 May 1991 extending to the Czechoslovakia, Bulgaria and Romania Decision 90/62/EEC granting the Community guarantee to the European Investment Bank against losses under loans for projects in Hungary and Poland (
OJ L 123, 18.5.1991, p. 44
).
Council Decision 93/166/EEC of 15 March 1993 granting a Community guarantee to the European Investment Bank against losses under loans for investment projects carried out in Estonia, Latvia and Lithuania (
OJ L 69, 20.3.1993, p. 42
).
Council Decision 93/696/EC of 13 December 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects in central and east European countries (Poland, Hungary, the Czech Republic, the Slovak Republic, Romania, Bulgaria, Estonia, Latvia, Lithuania and Albania) (
OJ L 321, 23.12.1993, p. 27
).
Council Decision 97/256/EC of 14 April 1997 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe countries, Mediterranean countries, Latin American and Asian countries, South Africa, the former Yugoslav Republic of Macedonia and Bosnia and Herzegovina) (
OJ L 102, 19.4.1997, p. 33
).
Council Decision 98/348/EC of 19 May 1998 granting a Community guarantee to the European Investment Bank against losses under loans for projects in the former Yugoslav Republic of Macedonia (
OJ L 155, 29.5.1998, p. 53
).
Council Decision 98/729/EC of 14 December 1998 amending Decision 97/256/EC so as to extend the Community guarantee granted to the European Investment Bank to cover loans for projects in Bosnia and Herzegovina (
OJ L 346, 22.12.1998, p. 54
).
Council Decision 2000/24/EC of 22 December 1999 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe, Mediterranean countries, Latin America and Asia and the Republic of South Africa) (
OJ L 9, 13.1.2000, p. 24
).
Council Decision 2000/688/EC of 7 November 2000 amending Council Decision 2000/24/EC so as to extend the Community guarantee granted to the European Investment Bank to cover loans for projects in Croatia (
OJ L 285, 10.11.2000, p. 20
).
Council Decision 2001/778/EC of 6 November 2001 amending Decision 2000/24/EC so as to extend the Community guarantee granted to the European Investment Bank to cover loans for projects in the Federal Republic of Yugoslavia (
OJ L 292, 9.11.2001, p. 43
).
Council Decision 2005/47/EC of 22 December 2004 amending Decision 2000/24/EC to take into account the enlargement of the European Union and the European Neighbourhood Policy (
OJ L 21, 25.1.2005, p. 9
).
Council Decision 2006/1016/EC of 19 December 2006 granting a Community guarantee to the European Investment Bank against losses under loans and loans guarantees for projects outside the Community (
OJ L 414, 30.12.2006, p. 95
).
Decision No 633/2009/EC of the European Parliament and of the Council of 13 July 2009 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 190, 22.7.2009, p. 1
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union and repealing Decision No 633/2009/EC (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
), amended by Decision (EU) 2018/412 of 14 March 2018 (
OJ L 76, 19.3.2018, p. 30
).
2.
Union budget guarantee
Decision 90/62/EEC was the basis for the contract of guarantee signed by the European Economic Community and the European Investment Bank (EIB) on 24 April 1990 in Brussels and 14 May 1990 in Luxembourg concerning loans in Hungary and Poland, and the extension of this contract to loans in Czechoslovakia, Romania and Bulgaria signed on 31 July 1991 in Brussels and Luxembourg.
This contract of guarantee was the subject of an instrument signed in Brussels on 19 January 1993 and in Luxembourg on 4 February 1993 to replace the Czech and Slovak Federal Republic by the Czech Republic and the Slovak Republic from 1 January 1993.
Decision 93/696/EC was the basis for a contract of guarantee signed by the European Community and the EIB in Brussels on 22 July 1994 and in Luxembourg on 12 August 1994.
Decision 97/256/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 25 July 1997 and in Luxembourg on 29 July 1997.
Decision 98/348/EC and Decision 98/729/EC were the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 25 July 1997 and in Luxembourg on 29 July 1997.
Decision 2000/24/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 19 July 2000 and in Luxembourg on 24 July 2000.
Decision 2005/47/EC was the basis for a restated and amended contract of guarantee between the European Community and the EIB signed in Brussels on 30 August 2005 and in Luxembourg on 2 September 2005 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2006/1016/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 November 2011 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision No 466/2014/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 July 2014 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision (EU) 2018/412 was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 3 October 2018 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
3.
Description
In response to a call made by the Council on 9 October 1989, the Board of Governors of the European Investment Bank (EIB) decided on 29 November 1989 to authorise the Bank to provide loans from its own resources to finance investment projects in Hungary and Poland for a total amount not exceeding EUR 1 000 000 000. These loans are granted to finance investment projects which satisfy the Bank’s usual requirements for loans from its own resources.
On 14 May 1991 and 15 March 1993, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided that this guarantee should be extended to any loans that the EIB might make in the other countries of central and eastern Europe (Czechoslovakia, Bulgaria and Romania) over a period of 2 years up to a maximum of EUR 700 000 000.
On 13 December 1993, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew for 3 years the Community guarantee for EUR 3 000 000 000 in EIB loans for projects in Poland, Hungary, the Czech Republic, the Slovak Republic, Romania, Bulgaria, Estonia, Latvia, Lithuania and Albania.
The budget guarantee covers all aspects of debt-servicing (repayment of capital, interest, related costs) in connection with these loans.
On 14 April 1997, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew the Community guarantee to the EIB for loans for projects in Albania, Bulgaria, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Romania, Slovak Republic and Slovenia. The guarantee is restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 7 105 000 000, of which EUR 3 520 000 000 is for the abovementioned countries of central and eastern Europe. It covers a period of 3 years beginning on 31 January 1997. As at the end of that period, the loans granted by the EIB had not attained the overall amounts referred to above, the period has been automatically extended by six months.
On 19 May 1998, the Council decided to grant a Community guarantee to the EIB against losses under loans for projects in the former Yugoslav Republic of Macedonia. The guarantee is restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 150 000 000 for a period of 2 years beginning on 1 January 1998. As at the end of that period, the loans granted by the EIB had not attained the overall amounts referred to above, the period has been automatically extended by six months.
On 14 December 1998, the Council decided to amend Decision 97/256/EC in order to extend the Community guarantee to the EIB to loans for projects in Bosnia and Herzegovina. The guarantee is restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is EUR 100 000 000 for a period of two years beginning on 22 December 1998. As at the end of that period, the loans granted by the EIB had not attained the overall amounts referred to above, the period has been automatically extended by six months.
The EIB is invited to aim to cover the commercial risk on 25 % of its lending from non-sovereign guarantees.
On 22 December 1999, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew the Community guarantee to the EIB for loans for projects in Albania, the former Yugoslav Republic of Macedonia, Bosnia and Herzegovina, Bulgaria, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Romania, Slovak Republic and Slovenia. The overall ceiling of the appropriations made available for all countries under Decision 2000/24/EC is equivalent to EUR 19 460 000 000. The guarantee is restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums. It covers a period of seven years beginning on 1 February 2000 and ending on 31 January 2007. As at the end of that period, the loans granted by the EIB had not attained the overall amounts referred to above, the period has been automatically extended by six months.
The EIB is invited to aim to cover the commercial risk on 30 % of its lending from non-sovereign guarantees. This percentage is to be increased whenever possible, in so far as the market allows.
On 7 November 2000, the Council decided to extend the guarantee granted by the Community to the EIB to loans for projects in Croatia.
On 6 November 2000, the Council decided to extend the guarantee granted by the Community to the EIB to loans for projects in the Federal Republic of Yugoslavia.
Decision 2005/47/EC restructured the Mediterranean regional mandate to exclude Cyprus, Malta and Turkey which were included in the South Eastern Neighbours mandate.
Decision 2006/1016/EC grants a Community guarantee to the EIB against losses under loans and loan guarantees for projects outside the Community for loans in the following candidates: Croatia, Turkey, the former Yugoslav Republic of Macedonia and potential candidate countries: Albania, Bosnia and Herzegovina, Serbia, Kosovo. The overall ceiling of the appropriations made available for all countries under Decision 2006/1016/EC is equivalent to EUR 27 800 000 000 and covers the period beginning on 1 February 2007 and ending on 31 December 2013 with a possible extension of 6 months. The Community guarantee is restricted to 65 %. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU, which entered into force on 30 October 2011, increased the aggregate amount of credits disbursed and guarantees provided under EIB financing operations from EUR 25 800 000 000 to EUR 29 484 000 000 (EUR 2 000 000 000 for financing of climate change operations and EUR 1 684 000 000 for enhancing EIB risk operations).
Decision No 466/2014/EU granted an EU guarantee to the EIB against losses under financing operations supporting investment projects outside the Union (pre-accession countries, neighbourhood and partnership countries, Asia and Latin America, South Africa) throughout the period 2014-2020. It has been amended by Decision (EU) 2018/412 of the European Parliament and the Council of 14 March 2018 (
OJ L 76, 19.3.2018, p. 30
). The maximum ceiling of the EIB financing operations, as per the amending Decision, is not to exceed EUR 32 300 000 000 broken down into regional ceilings and sub-ceilings as well as into:
(a)
a maximum amount of EUR 30 000 000 000 under a general mandate, of which EUR 1 400 000 000 is earmarked for projects in the public sector directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration; and
(b)
a maximum amount of EUR 2 300 000 000 under a private-sector lending mandate for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration.
The EU guarantee is restricted to 65 % of the aggregated outstanding amount.
4.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
Loans with new Member States cease to be external actions (see Regulation (EC, Euratom) No 2273/2004 (
OJ L 396, 31.12.2004, p. 28
)) and are therefore covered directly by the Union budget and no longer by the Fund.
X.   EUROPEAN UNION GUARANTEE TO THE EUROPEAN INVESTMENT BANK AGAINST LOSSES UNDER LOANS FOR PROJECTS IN CERTAIN ASIAN AND LATIN AMERICAN COUNTRIES
1.
Legal basis
Council Decision 93/115/EEC of 15 February 1993 granting a Community guarantee to the European Investment Bank against losses under loans for projects of mutual interest in certain third countries (
OJ L 45, 23.2.1993, p. 27
).
Council Decision 96/723/EC of 12 December 1996 granting a Community guarantee to the European Investment Bank against losses under loans for projects of mutual interest in Latin American and Asian countries with which the Community has concluded cooperation agreements (Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, El Salvador, Uruguay and Venezuela; Bangladesh, Brunei, China, India, Indonesia, Macao, Malaysia, Pakistan, Philippines, Singapore, Sri Lanka, Thailand and Vietnam) (
OJ L 329, 19.12.1996, p. 45
).
Council Decision 97/256/EC of 14 April 1997 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe countries, Mediterranean countries, Latin American and Asian countries, South Africa, the former Yugoslav Republic of Macedonia and Bosnia and Herzegovina) (
OJ L 102, 19.4.1997, p. 33
).
Council Decision 2000/24/EC of 22 December 1999 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe, Mediterranean countries, Latin America and Asia and the Republic of South Africa) (
OJ L 9, 13.1.2000, p. 24
).
Council Decision 2005/47/EC of 22 December 2004 amending Decision 2000/24/EC to take into account the enlargement of the European Union and the European Neighbourhood Policy (
OJ L 21, 25.1.2005, p. 9
).
Council Decision 2006/1016/EC of 19 December 2006 granting a Community guarantee to the European Investment Bank against losses under loans and loans guarantees for projects outside the Community (
OJ L 414, 30.12.2006, p. 95
).
Decision No 633/2009/EC of the European Parliament and of the Council of 13 July 2009 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 190, 22.7.2009, p. 1
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union and repealing Decision No 633/2009/EC (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
).
Decision (EU) 2018/412 of the European Parliament and the Council of 14 March 2018 amending Decision No 466/2014/EU granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 76, 19.3.2018, p. 30
).
2.
Union budget guarantee
Decision 93/115/EEC was the basis for a contract of guarantee signed by the European Community and the European Investment Bank (EIB) in Brussels on 4 November 1993 and in Luxembourg on 17 November 1993.
Decision 96/723/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 18 March 1997 and in Luxembourg on 26 March 1997.
Decision 97/256/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 25 July 1997 and in Luxembourg on 29 July 1997.
Decision 2000/24/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 19 July 2000 and in Luxembourg on 24 July 2000.
Decision 2005/47/EC was the basis for a restated and amended contract of guarantee between the European Community and the EIB signed in Brussels on 30 August 2005 and in Luxembourg on 2 September 2005 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2006/1016/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB Financing Operations less amounts reimbursed, plus all related sums. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 November 2011 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision No 466/2014/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 July 2014 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision (EU) 2018/412 was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 3 October 2018 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
3.
Description
Pursuant to Decision 93/115/EEC the Union guarantees, on a case-by-case basis, loans made by the European Investment Bank (EIB) in third countries with which the European Union has concluded cooperation agreements.
Decision 93/115/EEC set an overall limit of EUR 250 000 000 a year for a period of 3 years.
On 12 December 1996 the Council granted the EIB a 100 % Community guarantee for loans for projects of mutual interest in certain third countries (Asian and Latin American developing countries) with which the Community has concluded cooperation agreements. This guarantee was restricted to an overall ceiling of EUR 275 000 000 to be granted in 1996 (with a possible extension of six months).
On 14 April 1997, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew the Community guarantee to the EIB for loans for projects in the following countries of Asia and Latin America: Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, Salvador, Uruguay, Venezuela, Bangladesh, Brunei, China, India, Indonesia, Macao, Malaysia, Mongolia, Pakistan, Philippines, Singapore, Sri Lanka, Thailand and Vietnam. The guarantee is restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 7 105 000 000, of which EUR 900 000 000 is for the abovementioned countries of Asia and Latin America. It covered a period of 3 years beginning on 31 January 1997 (with a possible extension of six months).
The EIB is invited to aim to cover the commercial risk on 25 % of its lending from non-sovereign guarantees.
On 22 December 1999, the Council decided to renew the Community guarantee to the EIB for loans for projects in the following countries of Asia and Latin America: Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, Salvador, Uruguay, Venezuela, Bangladesh, Brunei, China, India, Indonesia, Laos, Macao, Malaysia, Mongolia, Nepal, Pakistan, Philippines, Singapore, South Korea, Sri Lanka, Thailand, Vietnam and Yemen. The guarantee is restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available for all countries under Decision 2000/24/EC is equivalent to EUR 19 460 000 000. It covers a period of seven years beginning on 1 February 2000 and ending on 31 January 2007. As at the end of that period, the loans granted by the EIB had not attained the overall amounts referred to above, the period has been automatically extended by six months.
The EIB is invited to aim to cover the commercial risk on 30 % of its lending from non-sovereign guarantees. This percentage is to be increased whenever possible, in so far as the market allows.
Decision 2005/47/EC was the basis for a restated and amended contract of guarantee between the European Community and the EIB signed in Brussels on 30 August 2005 and in Luxembourg on 2 September 2005 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2006/1016/EC grants a Community guarantee to the EIB against losses under loans and loan guarantees for projects outside the Community for loans in the following Latin America countries: Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador, El Salvador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Paraguay, Peru, Uruguay, Venezuela and in the following Asia countries: Afghanistan*, Bangladesh, Bhutan*, Brunei, Cambodia*, China, India, Indonesia, Iraq*, South Korea, Laos, Malaysia, Maldives, Mongolia, Nepal, Pakistan, the Philippines, Singapore, Sri Lanka, Taiwan*, Thailand, Vietnam, Yemen and Central Asia countries: Kazakhstan*, Kyrgyzstan*, Turkmenistan*, Uzbekistan* (*: eligibility to be decided by the Council). The overall ceiling of the appropriations made available for all countries under Decision 2006/1016/EC is equivalent to EUR 27 800 000 000 and covers the period beginning on 1 February 2007 and ending on 31 December 2013 with a possible extension of six months. The Community guarantee is restricted to 65 %. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU, which entered into force on 30 October 2011, increased the aggregate amount of credits disbursed and guarantees provided under EIB financing operations from EUR 25 800 000 000 to EUR 29 484 000 000 (EUR 2 000 000 000 for financing of climate change operations and EUR 1 684 000 000 for enhancing EIB risk operations).
Decision No 466/2014/EU granted an EU guarantee to the EIB against losses under financing operations supporting investment projects outside the Union (pre-accession countries, neighbourhood and partnership countries, Asia and Latin America, South Africa) throughout the period 2014-2020. It has been amended by Decision (EU) 2018/412 of the European Parliament and the Council of 14 of March 2018 (
OJ L 76, 19.3.2018, p. 30
). The maximum ceiling of the EIB financing operations, as per the amending Decision, is not to exceed EUR 32 300 000 000 broken down into regional ceilings and sub-ceilings as well as into:
(a)
a maximum amount of EUR 30 000 000 000 under a general mandate, of which EUR 1 400 000 000 is earmarked for projects in the public sector directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration; and
(b)
a maximum amount of EUR 2 300 000 000 under a private-sector lending mandate for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration.
The EU guarantee is restricted to 65 % of the aggregated outstanding amount.
4.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund to maintain its target amount of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
XI.   EUROPEAN UNION GUARANTEE TO THE EUROPEAN INVESTMENT BANK AGAINST LOSSES UNDER LOANS FOR PROJECTS IN SOUTHERN CAUCASUS, RUSSIA, BELARUS, REPUBLIC OF MOLDOVA AND UKRAINE
1.
Legal basis
Council Decision 2001/777/EC of 6 November 2001 granting a Community guarantee to the European Investment Bank against losses under a special lending action for selected environmental projects in the Baltic Sea basin of Russia under the Northern Dimension (
OJ L 292, 9.11.2001, p. 41
).
Council Decision 2005/48/EC of 22 December 2004 granting a Community guarantee to the European Investment Bank against losses under loans for certain types of projects in Russia, Ukraine, the Republic of Moldova and Belarus (
OJ L 21, 25.1.2005, p. 11
). As of 31 December 2006 and in accordance with Commission Decision C(2005)1499, only Russia and Ukraine are eligible under Decision 2005/48/EC.
Council Decision 2006/1016/EC of 19 December 2006 granting a Community guarantee to the European Investment Bank against losses under loans and loans guarantees for projects outside the Community (
OJ L 414, 30.12.2006, p. 95
).
Decision No 633/2009/EC of the European Parliament and of the Council of 13 July 2009 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 190, 22.7.2009, p. 1
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union and repealing Decision No 633/2009/EC (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
).
Decision (EU) 2018/412 of the European Parliament and the Council of 14 of March 2018 amending Decision No 466/2014/EU granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 76, 19.3.2018, p. 30
).
2.
Union budget guarantee
Decision 2001/777/EC is the basis for a contract of guarantee between the European Community and the European Investment Bank (EIB) signed in Brussels on 6 May 2002 and in Luxembourg on 7 May 2002.
Decision 2005/48/EC is the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 21 December 2005 and in Luxembourg on 9 December 2005.
Decision 2006/1016/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 November 2011 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision No 466/2014/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 July 2014 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision (EU) 2018/412 was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 3 October 2018 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
3.
Description
On 6 November 2001, the Council decided to grant a Community guarantee to the European Investment Bank (EIB) against losses under a special lending action for selected environmental projects in the Baltic Sea basin of Russia under the Northern Dimension. The overall ceiling of the credits is EUR 100 000 000. The EIB benefits from an exceptional Community guarantee of 100 %.
On 22 December 2004, the Council decided to grant a Community guarantee to the EIB against losses under loans for certain types of projects in Russia, Ukraine, Moldova and Belarus. The overall ceiling of the credits is EUR 500 000 000. The EIB benefits from an exceptional Community guarantee of 100 %.
Decision 2005/48/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 21 December 2005 and in Luxembourg on 9 December 2005 setting up a guarantee to 100 %.
Decision 2006/1016/EC grants a Community guarantee to the EIB against losses under loans and loan guarantees for projects outside the Community for loans in the following Eastern Europe countries: the Republic of Moldova, Ukraine, Belarus (eligibility to be decided by the Council); in the Southern Caucasus countries: Armenia, Azerbaijan, Georgia and in Russia. The overall ceiling of the appropriations made available for all countries under Decision 2006/1016/EC is equivalent to EUR 27 800 000 000 and covers the period beginning on 1 February 2007 and ending on 31 December 2013 with a possible extension of six months. The Community guarantee is restricted to 65 %. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU, which entered into force on 30 October 2011, increased the aggregate amount of credits disbursed and guarantees provided under EIB financing operations from EUR 25 800 000 000 to EUR 29 484 000 000 (EUR 2 000 000 000 for financing of climate change operations and EUR 1 684 000 000 for enhancing EIB risk operations).
Decision No 466/2014/EU granted an EU guarantee to the EIB against losses under financing operations supporting investment projects outside the Union (pre-accession countries, neighbourhood and partnership countries, Asia and Latin America, South Africa) throughout the period 2014-2020. It has been amended by Decision (EU) 2018/412 of the European Parliament and the Council of 14 of March 2018 (
OJ L 76, 19.3.2018, p. 30
). The maximum ceiling of the EIB financing operations, as per the amending Decision, is not to exceed EUR 32 300 000 000 broken down into regional ceilings and sub-ceilings as well as into:
(a)
a maximum amount of EUR 30 000 000 000 under a general mandate, of which EUR 1 400 000 000 is earmarked for projects in the public sector directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration; and
(b)
a maximum amount of EUR 2 300 000 000 under a private-sector lending mandate for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration.
The EU guarantee is restricted to 65 % of the aggregated outstanding amount.
4.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
XII.   EUROPEAN UNION GUARANTEE FOR EUROPEAN INVESTMENT BANK LOANS TO SOUTH AFRICA
1.
Legal basis
Council Decision 95/207/EC of 1 June 1995 granting a Community guarantee to the European Investment Bank against losses under loans for projects in South Africa (
OJ L 131, 15.6.1995, p. 31
).
Council Decision 97/256/EC of 14 April 1997 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe countries, Mediterranean countries, Latin American and Asian countries, South Africa, the former Yugoslav Republic of Macedonia and Bosnia and Herzegovina) (
OJ L 102, 19.4.1997, p. 33
).
Council Decision 2000/24/EC of 22 December 1999 granting a Community guarantee to the European Investment Bank against losses under loans for projects outside the Community (Central and Eastern Europe, Mediterranean countries, Latin America and Asia and the Republic of South Africa) (
OJ L 9, 13.1.2000, p. 24
).
Council Decision 2005/47/EC of 22 December 2004 amending Decision 2000/24/EC to take into account the enlargement of the European Union and the European Neighbourhood Policy (
OJ L 21, 25.1.2005, p. 9
).
Council Decision 2006/1016/EC of 19 December 2006 granting a Community guarantee to the European Investment Bank against losses under loans and loans guarantees for projects outside the Community (
OJ L 414, 30.12.2006, p. 95
).
Decision No 633/2009/EC of the European Parliament and of the Council of 13 July 2009 granting a Community guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Community (
OJ L 190, 22.7.2009, p. 1
).
Decision No 1080/2011/EU of the European Parliament and of the Council of 25 October 2011 granting an EU guarantee to the European Investment Bank against losses under loans and loan guarantees for projects outside the Union and repealing Decision No 633/2009/EC (
OJ L 280, 27.10.2011, p. 1
).
Decision No 466/2014/EU of the European Parliament and of the Council of 16 April 2014 granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union (
OJ L 135, 8.5.2014, p. 1
).
Decision (EU) 2018/412 of the European Parliament and the Council of 14 of March 2018 amending Decision No 466/2014/EU granting an EU guarantee to the European Investment Bank against losses under financing operations supporting investment projects outside the Union. (
OJ L 76, 19.3.2018, p. 30
).
2.
Union budget guarantee
Decision 95/207/EC was the basis for a contract of guarantee signed by the European Community and the European Investment Bank (EIB) in Brussels on 4 October 1995 and in Luxembourg on 16 October 1995.
Decision 97/256/EC was the basis for a contract of guarantee between the EC and the EIB signed in Brussels on 25 July 1997 and in Luxembourg on 29 July 1997.
Decision 2000/24/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Brussels on 19 July 2000 and in Luxembourg on 24 July 2000.
Decision 2006/1016/EC was the basis for a contract of guarantee between the European Community and the EIB signed in Luxembourg on 1 August 2007 and in Brussels on 29 August 2007 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 November 2011 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision No 466/2014/EU was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 22 July 2014 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
Decision (EU) 2018/412 was the basis for a contract of guarantee between the European Union and the EIB signed in Luxembourg and in Brussels on 3 October 2018 setting up a guarantee restricted to 65 % of the aggregate amount of credits disbursed and guarantees provided in respect of EIB financing operations less amounts reimbursed, plus all related sums.
3.
Description
In accordance with the provisions of Decision 95/207/EC, the Union will guarantee European Investment Bank (EIB) loans to South Africa up to a maximum total amount of EUR 300 000 000.
The budget guarantee covers all the debt-servicing (repayment of principal, interest and ancillary costs) in connection with these loans.
On 14 April 1997, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew the Community guarantee to the EIB for loans for projects in the Republic of South Africa. The guarantee is restricted to 70 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available is equivalent to EUR 7 105 000 000, of which EUR 375 000 000 is for the Republic of South Africa. It covered a period of three years beginning on 1 July 1997 (with a possible 6-month extension).
The EIB is invited to aim to cover the commercial risk on 25 % of its lending from non-sovereign guarantees.
On 22 December 1999, the Council, acting on a proposal from the Commission and after consulting the European Parliament, decided to renew the Community guarantee to the EIB for loans for projects in the Republic of South Africa. The guarantee is restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums. The overall ceiling of the appropriations made available for all countries under Decision 2000/24/EC is equivalent to EUR 19 460 000 000. It covers a period beginning on 1 July 2000 and ending on 31 January 2007. As at the end of that period, the loans granted by the EIB had not attained the overall amounts referred to above, the period has been automatically extended by 6 months.
The EIB is invited to aim to cover the commercial risk on 30 % of its lending from non-sovereign guarantees. This percentage is to be increased whenever possible, in so far as the market allows.
Decision 2005/47/EC was the basis for a restated and amended contract of guarantee between the European Community and the EIB signed in Brussels on 30 August 2005 and in Luxembourg on 2 September 2005 setting up a guarantee restricted to 65 % of the aggregate amount of the appropriations made available, plus all related sums.
Decision 2006/1016/EC grants a Community guarantee to the EIB against losses under loans and loan guarantees for projects outside the Community for loans. The overall ceiling of the appropriations made available for all countries under Decision 2006/1016/EC is equivalent to EUR 27 800 000 000 and covers the period beginning on 1 February 2007 and ending on 31 December 2013 with a possible extension of 6 months. The Community guarantee is restricted to 65 %. This Decision has been replaced by Decision No 633/2009/EC of the European Parliament and of the Council.
Decision No 1080/2011/EU, which entered into force on 30 October 2011, increased the aggregate amount of credits disbursed and guarantees provided under EIB financing operations from EUR 25 800 000 000 to EUR 29 484 000 000 (EUR 2 000 000 000 for financing of climate change operations and EUR 1 684 000 000 for enhancing EIB risk operations).
Decision No 466/2014/EU granted an EU guarantee to the EIB against losses under financing operations supporting investment projects outside the Union (pre-accession countries, neighbourhood and partnership countries, Asia and Latin America, South Africa) throughout the period 2014-2020. It has been amended by Decision (EU) 2018/412 of the European Parliament and the Council of 14 of March 2018 (
OJ L 76, 19.3.2018, p. 30
). The maximum ceiling of the EIB financing operations, as per the amending Decision, is not to exceed EUR 32 300 000 000 broken down into regional ceilings and sub-ceilings as well as into:
(a)
a maximum amount of EUR 30 000 000 000 under a general mandate, of which EUR 1 400 000 000 is earmarked for projects in the public sector directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration; and
(b)
a maximum amount of EUR 2 300 000 000 under a private-sector lending mandate for projects directed towards the long-term economic resilience of refugees, migrants, host and transit communities, and communities of origin as a strategic response to addressing root causes of migration.
The EU guarantee is restricted to 65 % of the aggregated outstanding amount.
4.
Effect on the budget
Since the entry into force of Council Regulation (EC, Euratom) No 2728/94 of 31 October 1994 establishing a Guarantee Fund for external actions (
OJ L 293, 12.11.1994, p. 1
), subsequently amended by Council Regulation (EC, Euratom) No 480/2009 (
OJ L 145, 10.6.2009, p. 10
) and Regulation (EU) 2018/409 (
OJ L 76, 19.3.2018, p. 1
), any defaults are covered by this Fund within the limit of the amount available.
The effect on the budget is thus limited to:
—
one annual payment to or, exceptionally, from the Fund of 9 % of the guaranteed operations,
—
activation of the budget guarantee should the debtor default.
C.   
FORECASTS FOR NEW BORROWING-AND-LENDING OPERATIONS IN 2019 AND 2020
The following table gives a rough indication of possible new borrowings and the disbursement of new loans (guaranteed by the Union budget) in 2019 and 2020.
Borrowing-and-lending operations in 2019 and in 2020
(EUR million)
Instrument
2019
2020
A.   
Union and Euratom borrowing-and-lending operations with a Union budget guarantee
1.   
Union macro-financial assistance for third countries (MFA)s
Operations decided or scheduled:
Georgia II
0
20
Jordan II
100
0
Moldova
20
40
Tunisia II
300
0
Ukraine IV
0
500
Subtotal MFA
420
560
2.
Euratom loans
0
200
3.
Balance of payments
0
0
4.
European Financial Stabilisation Mechanism (EFSM)
0
0
Subtotal A
420
760
B.   
European Investment Bank loans with a Union budget guarantee
1.
Pre-accession countries
877
887
2.
Neighbourhood and partnership countries
2 032
2 334
3.
Asia and Latin America
564
597
4.
Republic of South Africa
101
66
Subtotal B
3 574
3 884
Grand total
3 994
4 644
D.   
CAPITAL OPERATIONS AND DEBT MANAGEMENT
TABLE 1 — LOANS GRANTED
Capital operations and management of funds lent
(EUR million)
Instrument and year of disbursement
Equivalent at date of disbursement
Initial amount paid up to 31 December 2018
Amount outstanding at 31 December 2018
Repayments
Amount outstanding at 31 December
Interest at 31 December
2019
2020
2019
2020
2019
2020
2021
1.   
Euratom
1977
95,30
23,20
1978
70,80
45,30
1979
151,60
43,60
1980
183,50
74,30
1981
360,40
245,30
1982
354,60
249,50
1983
366,90
369,80
1984
183,70
207,10
1985
208,30
179,30
1986
575,00
445,80
1987
209,60
329,80
2001
40,00
40,00
12
4
8
4
0,7
0,5
0,2
2002
40,00
40,00
2,5
2,5
0,0
2003
25,00
25,00
2004
65,00
65,00
7,8
4,8
3
3
0,0
0,0
2005
215,00
215,00
101,8
22,1
22,1
79,7
57,6
0,1
0,1
0,0
2006
51,00
51,00
28,9
6,7
5,5
22,2
16,7
0,0
0,0
0,0
2007
39,00
39,00
2008
15,80
15,80
2009
6,90
6,90
2010
2011
2012
2013
2014
2015
2016
2017
50
50
50
50
50
0,4
0,4
0,4
2018
50
50
50
50
50
0,4
0,4
0,4
Total
3 307,40
2 760,70
252,9
40,1
34,6
212,8
178,3
1,6
1,4
1,1
2.   
Balance of payments
2009
7 200
7 200
2010
2 850
2 850
1 700
1 500
200
200
56,4
5,8
5,8
2011
1 350
1 350
2012
2013
2014
2015
2016
2017
2018
Total
11 400
11 400
1 700
1 500
0
200
200
56,4
5,8
5,8
3.   
Macro-financial assistance (MFA) to third countries and food aid to the former Soviet Union
1990
350,00
350,00
1991
945,00
945,00
1992
1 671,00
1 671,00
1993
659,00
659,00
1994
400,00
400,00
1995
410,00
410,00
1996
155,00
155,00
1997
445,00
445,00
1998
153,00
153,00
1999
108,00
108,00
2000
160,00
160,00
2001
305,00
305,00
2002
12,00
12,00
2003
118,00
118,00
2004
10,00
10,00
2
2
2005
15,00
15,00
2006
19,00
19,00
11,4
3,8
3,8
7,6
3,8
2009
25,00
25,00
2011
126,00
126,00
65,3
36,3
3
29
26
2,3
1,1
1,0
2012
39,00
39,00
39
39
39
1,2
2
1,2
2013
100,00
100,00
100
10
10
90
80
2,0
1,8
1,6
2014
1 360,00
1 360,00
1 360
1 360
1 360
21,7
21,7
21,7
2015
1 245,00
1 245,00
1 245
600
1 245
645
6,4
6,4
4,9
2016
10,00
10,00
10
10
10
0,1
0,1
0,1
2017
1 013,00
1 013,00
1 013
1 013
1 013
8,2
8,2
8,2
2018
515
515
515
515
515
6,9
6,4
6,4
Total
9 727,00
9 727,00
4 360,7
52,1
616,8
4 308,6
3 691,8
48,8
46,9
45,0
4.   
EFSM
2011
28 000
28 000
13 750
13 750
13 750
423,8
423,8
423,8
2012
15 800
15 800
15 800
15 800
15 800
489,9
489,9
489,9
2014
3 000
3 000
3 000
3 000
3 000
54,3
54,3
54,3
2015
 (
*3
)
5 000
5 000
5 000
5 000
5 000
56,3
56,3
56,3
2016
 (
*4
)
4 750
4 750
4 750
4 750
4 750
37,5
37,5
37,5
2017
2018
 (
*5
)
4 500
4 500
4 500
4 500
4 500
42,2
38,3
38,3
Total
61 050
61 050
46 800
0
0
46 800
46 800
1 103,8
1 099,9
1 099,9
TABLE 2 — LOANS RAISED
Capital operations and management of funds borrowed
(EUR million)
Instrument and year of disbursement
Equivalent at date of disbursement
Initial amount paid up to 31 December 2018
Amount outstanding at 31 December 2018
Repayments
Amount outstanding at 31 December
Interest at 31 December
2019
2020
2019
2020
2018
2019
2020
1.   
Euratom
1977
98,30
119,40
1978
72,70
95,90
1979
152,90
170,20
1980
183,50
200,70
1981
362,30
430,90
1982
355,40
438,50
1983
369,10
400,10
1984
205,00
248,70
1985
337,80
389,50
1986
594,40
500,90
1987
674,60
900,90
1988
80,00
70,20
1994
48,50
47,40
2001
40,00
40,00
12
4
4
8
4
0,7
0,5
0,2
2002
40,00
40,00
2,5
2,5
0,0
2003
25,00
25,00
2004
65,00
65,00
7,8
4,8
3
3
0,0
0,0
2005
215,00
215,00
101,8
22,1
22,1
79,7
57,6
0,1
0,1
0,0
2006
51,00
51,00
28,9
6,7
5,5
22,2
16,7
0,0
0,0
0,0
2007
39,00
39,00
2008
15,80
15,80
2009
6,90
6,90
2010
2011
2012
2013
2014
2015
2016
2017
50,00
50,00
50
50
50
0,4
0,4
0,4
2018
50,00
50,00
50
50
50
0,4
0,4
0,4
Total
4 082,20
4 561,00
252,9
40,1
34,6
212,8
178,3
1,6
1,4
1,1
2.   
Balance of payments
2009
7 200
7 200
2010
2 850
2 850
1 700
1 500
200
200
56,4
5,8
5,8
2011
1 350
1 350
2012
2013
2014
2015
2016
2017
Total
11 400
11 400
1 700
1 500
0
200
200
56,4
5,8
5,8
3.   
Macro-financial assistance (MFA) to third countries and food aid to the former Soviet Union
1990
350,00
350,00
1991
945,00
945,00
1992
1 671,00
1 671,00
1993
659,00
659,00
1994
400,00
400,00
1995
410,00
410,00
1996
155,00
155,00
1997
445,00
195,00
1998
153,00
403,00
1999
108,00
108,00
2000
160,00
160,00
2001
80,00
80,00
2002
12,00
12,00
2003
78,00
78,00
2004
10,00
10,00
42
2
2006
19,00
19,00
11,4
3,8
3,8
7,6
3,8
2009
25,00
25,00
2011
126,00
126,00
65,3
36,3
3
29
26
2,3
1,1
1,0
2012
39,00
39,00
39
39
39
1,2
1,2
1,2
2013
100,00
100,00
100
10
10
90
80
2,0
1,8
1,6
2014
1 360,00
1 360,00
1 360
1 360
1 360
21,7
21,7
21,7
2015
1 245,00
1 245,00
1 245
600
1 245
645
6,4
6,4
4,9
2016
10,00
10,00
10
10
10
0,1
0,1
0,1
2017
1 013,00
1 013,00
1 013
1 013
1 013
8,2
8,2
8,2
2018
515
515
515
515
515
6,9
6,4
6,4
Total
9 573,00
9 573,00
4 360,7
52,1
616,8
4 308,6
3 691,8
48,8
46,9
45,0
4.   
EFSM
2011
28 000
28 000
13 750
13 750
13 750
423,8
423,8
423,8
2012
15 800
15 800
15 800
15 800
15 800
489,9
489,9
489,9
2014
3 000
3 000
3 000
3 000
3 000
54,3
54,3
54,3
2015
 (
*6
)
5 000
5 000
5 000
5 000
5 000
56,3
56,3
56,3
2016
 (
*7
)
4 750
4 750
4 750 ,
4 750
4 750
37,5
37,5
37,5
2017
2018
 (
*8
)
4 500
4 500
4 500
4 500
4 500
42,2
38,3
38,3
Total
61 050
61 050
46 800
0
0
46 800
46 800
1 103,8
1 099,9
1 099,9
Technical notes on tables
Exchange rate: the amounts in column 2 ‘Equivalent at date of disbursement’ are converted at the rate applicable on the date of signature. As regards refinancing operations, Table 1 shows both the initial operation (e.g. in 1979) and the replacement operation (e.g. in 1986), the amount for the latter being converted at the rate of the initial operation. The resulting duplication affects the annual figures but is eliminated in the total.
All other amounts are converted at the rate applicable at 31 December 2017.
Column 3 ‘Initial amount paid up to 31 December 2017
                        ’: with reference to 1986, for example, this column shows the cumulative total of all amounts received up to 31 December 2016 under loans signed in 1986 (Table 1), including refinancing (which produces some duplication).
Column 4 ‘Amount outstanding at 31 December 2017
                        ’: these are net figures, with no duplication as a result of refinancing operations. They are obtained by subtracting from the column 3 figure the cumulative total of repayments made up to 31 December 2016, including repayments in respect of refinancing operations (total not given in the tables).
Column 7 = column 4 – column 5.
MFA 2011: following the loan agreement signed by Montenegro on 9 February 2010 pursuant to Council Decision 2008/784/EC of 2 October 2008 establishing a separate liability of Montenegro, and reducing proportionally the liability of Serbia with regard to the long-term loans granted by the Community to the State Union of Serbia and Montenegro (formerly the Federal Republic of Yugoslavia) pursuant to Decisions 2001/549/EC and 2002/882/EC (
OJ L 269, 10.10.2008, p. 8
), the loans initially granted to Serbia and Montenegro in 2001, 2003 and 2005 have been re-initiated with a virtual starting date in 2011 in order to implement the splitting of the countries.
PUBLICATIONS OFFICE
REVENUE
TITLE 4
MISCELLANEOUS UNION TAXES, LEVIES AND DUES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
4 178 000
3 964 000
3 732 643 ,—
89,34
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
901 000
858 000
804 809 ,—
89,32
CHAPTER 4 0 — TOTAL
5 079 000
4 822 000
4 537 452 ,—
89,34
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
4 639 000
4 649 000
4 271 419 ,—
92,08
CHAPTER 4 1 — TOTAL
4 639 000
4 649 000
4 271 419 ,—
92,08
Title 4 — Total
9 718 000
9 471 000
8 808 871 ,—
90,64
CHAPTER 4 0 —
DEDUCTIONS FROM REMUNERATION
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
DEDUCTIONS FROM REMUNERATION
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
4 178 000
3 964 000
3 732 643 ,—
Remarks
This revenue comprises all the proceeds from the tax on the salaries, wages and allowances of officials and other servants deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Council Regulation (EEC, Euratom, ECSC) No 260/68 of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Reference acts
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This revenue comprises all the proceeds from the temporary contribution from the remuneration of officials and other servants in active employment deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Conditions of Employment of Other Servants of the European Union.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
901 000
858 000
804 809 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
4 639 000
4 649 000
4 271 419 ,—
Remarks
This revenue comprises all the contributions deducted each month from the salaries of the staff of the Office in accordance with Article 83(2) of the Staff Regulations and used to finance the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 6
CONTRIBUTIONS TO UNION PROGRAMMES, REPAYMENT OF EXPENDITURE AND REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 6 0
Other assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
9 718 000
9 471 000
8 808 871 ,—
90,64
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 6 0
Other assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to receive, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
A2
PUBLICATIONS OFFICE
A2 01
ADMINISTRATIVE EXPENDITURE
87 726 000
82 668 400
82 549 191,57
A2 02
SPECIFIC ACTIVITIES
15 866 000
10 448 000
15 755 580,80
A2 10
RESERVES
p.m.
p.m.
0 ,—
Title A2 — Total
103 592 000
93 116 400
98 304 772,37
GRAND TOTAL
103 592 000
93 116 400
98 304 772,37
TITLE A2
PUBLICATIONS OFFICE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER A2 01
A2 01 01
Expenditure related to officials and temporary staff
Non-differentiated appropriations
60 178 000
58 271 000
54 000 971,22
89,74
A2 01 02
External personnel and other management expenditure
A2 01 02 01
External personnel
Non-differentiated appropriations
1 829 000
1 786 000
2 032 134,44
111,11
A2 01 02 11
Other management expenditure
Non-differentiated appropriations
421 000
445 000
419 233,46
99,58
Article A2 01 02 — Total
2 250 000
2 231 000
2 451 367,90
108,95
A2 01 03
Buildings and related expenditure
Non-differentiated appropriations
25 295 000
22 163 400
26 093 247,24
103,16
A2 01 50
Personnel policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A2 01 51
Infrastructure policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A2 01 60
Documentation and library expenditure
Non-differentiated appropriations
3 000
3 000
3 605,21
120,17
CHAPTER A2 01 — TOTAL
87 726 000
82 668 400
82 549 191,57
94,10
CHAPTER A2 02
A2 02 01
Production
A2 02 01 01
Official Journal of the European Union (L and C series)
Non-differentiated appropriations
2 558 000
A2 02 01 02
Other mandatory publications
Non-differentiated appropriations
2 460 000
A2 02 01 03
General publications
Non-differentiated appropriations
3 583 000
3 383 000
6 311 374,23
176,15
Article A2 02 01 — Total
8 601 000
3 383 000
6 311 374,23
73,38
A2 02 02
Long-term preservation
Non-differentiated appropriations
4 390 000
4 190 000
5 339 779,29
121,64
A2 02 03
Access and reuse
Non-differentiated appropriations
2 875 000
2 875 000
4 104 427,28
142,76
CHAPTER A2 02 — TOTAL
15 866 000
10 448 000
15 755 580,80
99,30
CHAPTER A2 10
A2 10 01
Provisional appropriations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A2 10 02
Contingency reserve
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A2 10 — TOTAL
p.m.
p.m.
0 ,—
Title A2 — Total
103 592 000
93 116 400
98 304 772,37
94,90
GRAND TOTAL
103 592 000
93 116 400
98 304 772,37
94,90
CHAPTER A2 01 —
ADMINISTRATIVE EXPENDITURE
CHAPTER A2 02 —
SPECIFIC ACTIVITIES
CHAPTER A2 10 —
RESERVES
CHAPTER A2 01 —
   
ADMINISTRATIVE EXPENDITURE
A2 01 01
Expenditure related to officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
60 178 000
58 271 000
54 000 971,22
Remarks
This appropriation is intended to cover, in respect of officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments by the institution to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
the cost of any adjustments to remuneration approved by the Council during the financial year.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A2 01 02
External personnel and other management expenditure
A2 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
1 829 000
1 786 000
2 032 134,44
Remarks
This appropriation is intended to cover the following expenditure:
—
the remuneration of contract staff (within the meaning of Title IV of the Conditions of Employment), the institution’s social insurance scheme covering contract staff, as described in Title IV, and the cost of weightings applicable to the remuneration of such staff,
—
expenditure incurred (remuneration, insurance, etc.) through the use of private-law contract external staff and agency staff,
—
the cost of national civil servants or other experts on secondment or temporary assignments to the Office and supplementary expenses arising from the secondment of officials to national civil services or international organisations,
—
the cost of any adjustments to remuneration approved by the Council during the financial year,
—
personnel costs included in service contracts for technical and administrative subcontracting, supplementary assistance and the supply of intellectual services.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules of appointment and payment and other financial terms laid down by the Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A2 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
421 000
445 000
419 233,46
Remarks
This appropriation is intended to cover the following expenditure:
—
travel expenses, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by staff covered by the Staff Regulations and by national or international seconded experts or officials,
—
reimbursement of costs incurred by persons officially representing the Office (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions),
—
travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission),
—
the cost of refreshments and food served on special occasions during internal meetings,
—
the cost of conferences, congresses and meetings in which the Office takes part or which it organises,
—
expenditure on training for improving staff skills, performance and efficiency to meet the Office’s specific needs,
—
the cost of the use of experts to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
the cost of the use of consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
the cost of attending external training and joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants in residential courses,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing of teaching aids,
—
expenditure on studies and specialist consultancy contracted out to highly qualified experts (natural or legal persons) where the Office is not able, with the staff at its disposal, to carry this out directly, including the purchase of existing studies,
—
the costs of the Office’s participation in the Bridge Forum Dialogue.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules of appointment and payment and other financial terms laid down by the Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A2 01 03
Buildings and related expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
25 295 000
22 163 400
26 093 247,24
Remarks
This appropriation is intended to cover the buildings of the Office and related expenditure, including in particular:
—
the cost of technical and logistical support and training, as well as other general activities relating to computer hardware and software, general information-technology training, subscriptions to technical documentation in printed or electronic form, outside operating personnel, office services, subscriptions to international organisations, studies covering security aspects and quality control relating to information technology hardware and software, utilisation, maintenance and software development costs, and undertaking of information technology projects,
—
hardware (servers) and software investment, development and maintenance related to data centre infrastructures and applications,
—
the costs connected with the purchase, or rental with purchase option, of buildings or the construction of buildings,
—
rent and ground rent, the various taxes, etc., in connection with purchase options on occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, archive rooms, garages and parking facilities,
—
insurance premiums on the buildings or parts of buildings occupied by the Office,
—
water, gas, electricity and heating charges in respect of the buildings or parts of buildings occupied by the Office,
—
expenditure on the maintenance of rooms, lifts, central heating, air conditioning installations, etc.; expenditure on certain periodical cleaning and the purchase of maintenance, washing, bleaching and dry-cleaning products; repainting, repairs, and supplies for the maintenance workshops,
—
expenditure on the selective treatment, storage and removal of waste,
—
the cost of refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the network equipment associated with the buildings by destination, and the cost of the necessary equipment,
—
expenses concerned with the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations and the purchase of minor items of equipment,
—
expenses concerned with the health and safety of individuals at work, in particular the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets and statutory inspection costs,
—
the cost of financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (street cleaning and maintenance, refuse collection, etc.),
—
technical assistance fees relating to major refurbishment work on premises,
—
the cost of purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations,
—
the cost of purchase, hire, maintenance and repair of furniture,
—
the cost of purchase, hire, maintenance and repair of transport equipment,
—
various types of insurance (in particular third-party liability and insurance against theft),
—
expenditure on working equipment, including in particular purchase of uniforms (mainly for messengers, drivers and catering staff), purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt, and purchase, or reimbursement of the cost, of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
the cost of departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on equipping buildings with telecommunications, notably purchase, hire, installation and maintenance of cabling, telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the cost of the purchase, hire or leasing and maintenance of computers, terminals, servers, mini-computers, peripherals, connection devices and any other electronic office equipment, as well as the necessary software,
—
the cost of the purchase, hire or leasing and maintenance of equipment relating to the reproduction and archiving of information in any form, e.g. printers, fax machines, photocopiers, scanners and microcopiers,
—
the cost of installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
the cost of purchasing paper, envelopes, office supplies, etc.,
—
postal and delivery charges for mail, reports and publications, and the Office’s internal mail,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, internet, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematics services, etc., and the purchase of directories,
—
the cost of establishing telephone and computer links and international transmission lines between sites of offices of the Union institutions,
—
other operating expenditure not specifically provided for above.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display-screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A2 01 50
Personnel policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the following expenditure:
—
the contribution by the Office to the costs of the recreation centre and to other cultural and sports activities in Luxembourg, and any initiatives designed to encourage social contact between staff of different nationalities,
—
the Office’s contribution to the cost of the Early Childhood Centre and other crèches and for transport of children,
—
for the following categories of persons, as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union.
It covers, within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from disablement.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
A2 01 51
Infrastructure policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the following expenditure:
—
routine running and conversion costs for restaurants, cafeterias and canteens,
—
damages to be borne by the Office and those arising from third-party liability, and expenditure relating to certain cases where, for reasons of equity, compensation has to be paid without any legal claim arising therefrom.
A2 01 60
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000
3 000
3 605,21
Remarks
This appropriation is intended to cover the following expenditure:
—
subscriptions to view-data services, newspapers and specialist periodicals, purchase of publications and technical works connected with the Office’s activities,
—
the costs of subscriptions to press agencies (wire services and press and information bulletins).
CHAPTER A2 02 —
   
SPECIFIC ACTIVITIES
A2 02 01
Production
A2 02 01 01
Official Journal of the European Union (L and C series)
Appropriations 2020
Appropriations 2019
Outturn 2018
2 558 000
Remarks
New item
This appropriation is intended to cover expenditure on the production (direct costs) of the 
Official Journal of the European Union
, L and C series.
Legal basis
Treaty on the Functioning of the European Union, and in particular Article 297 thereof.
Council Regulation No 1 of 15 April 1958 determining the languages to be used by the European Economic Community (
OJ 17, 6.10.1958, p. 385/58
).
Council Decision of 15 September 1958 creating the 
Official Journal of the European Communities
 (
OJ 17, 6.10.1958, p. 419/58
).
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Council Regulation (EU) No 216/2013 of 7 March 2013 on the electronic publication of the 
Official Journal of the European Union
 (
OJ L 69, 13.3.2013, p. 1
).
A2 02 01 02
Other mandatory publications
Appropriations 2020
Appropriations 2019
Outturn 2018
2 460 000
Remarks
New item
This appropriation is intended to cover:
—
the expenditure on the consolidation of Union legal instruments and on making available to the public, in all forms and on all publishing media, consolidated legal acts of the Union in all the official languages of the Union,
—
the production of online summaries of Union legislation, presenting the main aspects of Union legislation in a concise, easy-to-read way, and the development of related products,
—
the production costs for the reports of cases before the Court of Justice of the European Union together with the source index of Union case-law,
—
the publication costs for the annual report of the Court of Justice of the European Union.
Legal basis
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
Rules of procedure of the Court of Justice (
OJ L 265, 29.9.2012
), and in particular Articles 20 and 40 thereof.
Rules of procedure of the General Court (
OJ L 105, 23.4.2015
), and in particular Articles 35 and 48 thereof.
Reference acts
Conclusions of the Edinburgh European Council, December 1992 (SN/456/92, Annex 3 to Part A, p.5).
Council Resolution of 20 June 1994 on the electronic dissemination of Community law and national implementing laws and on improved access conditions (
OJ C 179, 1.7.1994, p. 3
).
Declaration on the quality of the drafting of Community legislation, annexed to the Final Act of the Treaty of Amsterdam.
Communication to the Commission of 21 December 2007, Communicating about Europe via the Internet — Engaging the citizens (SEC(2007) 1742).
Communications from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions concerning the Smart Regulation initiative, of which the consolidation is an integral part:
—
Smart Regulation in the European Union (COM(2010) 543 final),
—
EU Regulatory Fitness (COM(2012) 746 final),
—
Regulatory Fitness and Performance (REFIT): Results and Next Steps (COM(2013) 685 final).
Conclusions of the European Council Summit of 14-15 March 2013, where Heads of State and Governments underlined that consolidation of Union law is one of the priorities in the context of the Union legislation simplification efforts.
A2 02 01 03
General publications
Appropriations 2020
Appropriations 2019
Outturn 2018
3 583 000
3 383 000
6 311 374,23
Remarks
Transferred
This appropriation is intended to cover all expenditure relating to production activities, including:
—
all indirect costs of the 
Official Journal of the European Union
, L and C series, relating to production activities,
—
production of publications in all forms (paper, electronic media), including co-publishing,
—
reprinting publications and correcting errors for which the Office bears responsibility,
—
the purchase or rental of equipment and infrastructure for the reproduction of documents in all forms, including the cost of paper and other consumables,
—
support services in the field of proofreading.
The amount of assigned revenue pursuant to Article 21(3)(c) of the Financial Regulation is estimated at EUR 2 900 000.
Legal basis
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
A2 02 02
Long-term preservation
Appropriations 2020
Appropriations 2019
Outturn 2018
4 390 000
4 190 000
5 339 779,29
Remarks
This appropriation is intended to cover all expenditure relating to long-term preservation and information management activities, in particular:
—
all indirect costs of the 
Official Journal of the European Union
, L and C series, relating to long-term preservation activities,
—
cataloguing, including the costs of documentary and partly legal analysis, indexing, specification and drafting, record input and maintenance,
—
annual subscriptions to international agencies in the field of cataloguing,
—
electronic storage,
—
long-term preservation of electronic documents and related services, digitisation.
Legal basis
Council Resolution of 26 November 1974 on the automation of legal documentation (
OJ C 20, 28.1.1975, p. 2
).
Council Resolution of 13 November 1991 on the reorganisation of operating structures of the CELEX system (automated documentation of Community law (
OJ C 308, 28.11.1991, p. 2
).
Council Resolution of 20 June 1994 on the electronic dissemination of Community law and national implementing laws and on improved access conditions (
OJ C 179, 1.7.1994, p. 3
).
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
A2 02 03
Access and reuse
Appropriations 2020
Appropriations 2019
Outturn 2018
2 875 000
2 875 000
4 104 427,28
Remarks
This appropriation is intended to cover all expenditure relating to access and reuse activities, in particular:
—
all indirect costs of the 
Official Journal of the European Union
, L and C series, relating to access and reuse activities,
—
provision of access to Union legal information and other types of Union content available online,
—
facilitation of content reuse for commercial and non-commercial purposes,
—
synergy and interoperability development to enable content-linking from various sources,
—
public websites maintenance and development,
—
helpdesk support for website users,
—
storage and distribution services,
—
acquisition and management of address lists,
—
promotion and marketing.
The amount of assigned revenue pursuant to Article 21(3)(c) of the Financial Regulation is estimated at EUR 700 000.
Legal basis
Decision 2009/496/EC, Euratom of the European Parliament, the European Council, the Council, the Commission, the Court of Justice of the European Union, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions of 26 June 2009 on the organisation and operation of the Publications Office of the European Union (
OJ L 168, 30.6.2009, p. 41
).
CHAPTER A2 10 —
   
RESERVES
A2 10 01
Provisional appropriations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this article are purely provisional and may be used only after transfer to another budget heading in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
)..
A2 10 02
Contingency reserve
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
EUROPEAN ANTI-FRAUD OFFICE
REVENUE
TITLE 4
MISCELLANEOUS UNION TAXES, LEVIES AND DUES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
3 697 000
3 537 000
3 376 487 ,—
91,33
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
734 000
697 000
669 989 ,—
91,28
CHAPTER 4 0 — TOTAL
4 431 000
4 234 000
4 046 476 ,—
91,32
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
3 289 000
3 303 000
3 098 394 ,—
94,20
CHAPTER 4 1 — TOTAL
3 289 000
3 303 000
3 098 394 ,—
94,20
Title 4 — Total
7 720 000
7 537 000
7 144 870 ,—
92,55
CHAPTER 4 0 —
DEDUCTIONS FROM REMUNERATION
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
DEDUCTIONS FROM REMUNERATION
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
3 697 000
3 537 000
3 376 487 ,—
Remarks
This revenue comprises all the proceeds from the tax on the salaries, wages and allowances of officials and other servants deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This revenue comprises all the proceeds from the temporary contribution from the remuneration of officials and other servants in active employment deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Conditions of Employment of Other Servants of the European Union.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
734 000
697 000
669 989 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
3 289 000
3 303 000
3 098 394 ,—
Remarks
This revenue comprises all the contributions deducted each month from the salaries of the staff of the Office in accordance with Article 83(2) of the Staff Regulations and used to finance the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 6
CONTRIBUTIONS TO UNION PROGRAMMES, REPAYMENT OF EXPENDITURE AND REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
7 720 000
7 537 000
7 144 870 ,—
92,55
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to receive, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
A3
EUROPEAN ANTI-FRAUD OFFICE
A3 01
ADMINISTRATIVE EXPENDITURE
58 623 000
57 676 000
55 397 668,99
A3 02
FINANCING ANTI-FRAUD MEASURES
1 850 000
1 850 000
2 948 230,88
A3 10
RESERVES
p.m.
p.m.
0 ,—
Title A3 — Total
60 473 000
59 526 000
58 345 899,87
GRAND TOTAL
60 473 000
59 526 000
58 345 899,87
TITLE A3
EUROPEAN ANTI-FRAUD OFFICE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER A3 01
A3 01 01
Expenditure related to officials and temporary staff
Non-differentiated appropriations
42 532 000
41 224 000
38 187 092,18
89,78
A3 01 02
External personnel and other management expenditure
A3 01 02 01
External personnel
Non-differentiated appropriations
2 466 000
2 572 000
2 525 029,86
102,39
A3 01 02 11
Other management expenditure
Non-differentiated appropriations
1 877 000
1 877 000
1 871 579,37
99,71
Article A3 01 02 — Total
4 343 000
4 449 000
4 396 609,23
101,23
A3 01 03
Buildings and related expenditure
Non-differentiated appropriations
11 735 000
11 990 000
12 801 807,87
109,09
A3 01 50
Personnel policy and management
Non-differentiated appropriations
3 000
3 000
5 000 ,—
166,67
A3 01 51
Infrastructure policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A3 01 60
Documentation and library expenditure
Non-differentiated appropriations
10 000
10 000
7 159,71
71,60
CHAPTER A3 01 — TOTAL
58 623 000
57 676 000
55 397 668,99
94,50
CHAPTER A3 02
A3 02 01
Controls, studies, analyses and activities specific to the European Anti-Fraud Office
Non-differentiated appropriations
1 700 000
1 700 000
2 853 584,30
167,86
A3 02 03
Information and communication measures
Non-differentiated appropriations
150 000
150 000
94 646,58
63,10
CHAPTER A3 02 — TOTAL
1 850 000
1 850 000
2 948 230,88
159,36
CHAPTER A3 10
A3 10 01
Provisional appropriations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A3 10 02
Contingency reserve
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A3 10 — TOTAL
p.m.
p.m.
0 ,—
Title A3 — Total
60 473 000
59 526 000
58 345 899,87
96,48
GRAND TOTAL
60 473 000
59 526 000
58 345 899,87
96,48
CHAPTER A3 01 —
ADMINISTRATIVE EXPENDITURE
CHAPTER A3 02 —
FINANCING ANTI-FRAUD MEASURES
CHAPTER A3 10 —
RESERVES
CHAPTER A3 01 —
   
ADMINISTRATIVE EXPENDITURE
A3 01 01
Expenditure related to officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
42 532 000
41 224 000
38 187 092,18
Remarks
This appropriation is intended to cover, for officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments by the institution to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
the cost of any updates of remuneration during the financial year.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A3 01 02
External personnel and other management expenditure
A3 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
2 466 000
2 572 000
2 525 029,86
Remarks
This appropriation is intended to cover the following expenditure:
—
the remuneration of contract staff (within the meaning of Title IV of the Conditions of Employment), including the one made available to the secretariat of the Supervisory Committee, the institution’s social insurance scheme covering contract staff, as described in Title IV, and the cost of weightings applicable to the remuneration of such staff,
—
expenditure incurred (remuneration, insurance, etc.) through the use of private-law contract external staff and agency staff,
—
personnel costs included in service contracts for technical and administrative subcontracting,
—
the cost of national civil servants or other experts on secondment or temporary assignment to the Office and supplementary expenses arising from the secondment of officials to national civil services or international organisations,
—
the cost of any updates of remuneration during the financial year.
A3 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
1 877 000
1 877 000
1 871 579,37
Remarks
This appropriation is intended to cover the following expenditure:
—
travel expenses, including ancillary costs relating to tickets and reservations, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by Commission staff covered by the Staff Regulations and by national or international experts or officials seconded to Commission departments,
—
reimbursement of costs incurred by persons officially representing the Office (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions),
—
travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission),
—
the cost of refreshments and food served on special occasions during internal meetings,
—
miscellaneous expenditure relating to conferences, congresses and meetings in which the Office participates or which it organises,
—
the cost of attending external training and of joining the relevant professional organisations,
—
general training for improving staff skills and the performance and efficiency of the Office:
—
fees for experts employed to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
the cost of attending external training and of joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants in residential courses,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing of teaching aids.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
A3 01 03
Buildings and related expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
11 735 000
11 990 000
12 801 807,87
Remarks
This appropriation is intended to cover expenditure on the buildings of the Office and other related expenditure, in particular:
—
purchase or rental with purchase option of buildings or construction of buildings,
—
the payment of rents and leasing charges, various taxes and the exercise of purchase options relating to occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
the payment of insurance premiums on the buildings or parts of buildings occupied by the Office,
—
water, gas, electricity and heating charges relating to the buildings or parts of buildings occupied by the Office,
—
maintenance costs for premises, lifts, central heating, air conditioning equipment, etc.; the expenditure is occasioned by regular cleaning operations, the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops,
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations and the purchase of minor items of equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the health and safety of individuals at work, in particular the purchase, hire and maintenance of firefighting equipment, the replacement of equipment for fire pickets and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (refuse collection etc.),
—
technical assistance fees relating to major refurbishment work on premises,
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations, and in particular:
—
the purchase, hire, maintenance and repair of furniture,
—
the purchase, hire, maintenance and repair of vehicles,
—
various types of insurance (in particular third-party and theft),
—
expenditure on working equipment, and in particular:
—
purchase of uniforms for floor messengers and drivers,
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on equipping buildings with telecommunications, notably purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing of equipment relating to the presentation of information in printed form, e.g. printers, fax machines, photocopiers, scanners and microcopiers,
—
the purchase, hire or leasing of typewriters and word processors and any other electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers,
—
postal and delivery charges for ordinary mail, on reports and publications, on postal and other packages sent by air, sea or rail, and on the Commission’s internal mail,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
the cost of interbuilding telephone and computer links and international transmission lines between sites of Union offices,
—
technical and logistical support and training and other general activities relating to computer equipment and software, general information-technology training, subscriptions to technical documentation in printed or electronic form, etc., outside operating personnel, service bureaux, subscriptions to international organisations, etc., studies covering security aspects and quality control relating to information technology equipment and software, and utilisation, maintenance and software development costs, and undertaking of information technology projects,
—
other operating expenditure not specifically provided for above.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display-screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A3 01 50
Personnel policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000
3 000
5 000 ,—
Remarks
This appropriation is intended to cover:
—
the Office’s contribution to the costs of the recreation centre and to other cultural and sports activities in Brussels and initiatives to promote social contact between staff of different nationalities in the Office,
—
the Office’s contribution to the cost of crèches and for school transport and expenditure for the following categories of persons, as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations.
It covers, within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from disablement.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
A3 01 51
Infrastructure policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover routine running costs and the cost of conversion of equipment for restaurants, cafeterias and canteens.
A3 01 60
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
10 000
10 000
7 159,71
Remarks
This appropriation is intended to cover expenditure on producing and developing the Commission’s intranet site (My IntraComm); subscriptions to view data services, the cost of binding and other expenditure necessary for the preservation of books and publications, expenditure on subscriptions to newspapers, specialist periodicals, and the purchase of publications and technical works connected with the Office’s activities.
CHAPTER A3 02 —
   
FINANCING ANTI-FRAUD MEASURES
A3 02 01
Controls, studies, analyses and activities specific to the European Anti-Fraud Office
Appropriations 2020
Appropriations 2019
Outturn 2018
1 700 000
1 700 000
2 853 584,30
Remarks
This appropriation is intended to cover all expenditure on measures to combat fraud which does not come under the Office’s administrative operations.
It is intended, in particular, for:
—
devising, developing, improving and managing information exchange systems and common infrastructures, while respecting confidentiality and security requirements,
—
searching for, gathering, examining, utilising and passing on to national investigation departments all information which is useful for the detection and pursuit of fraud (e.g. via databases),
—
supporting efforts by Member States, in particular in the case of international fraud, when action has to be taken at Union level,
—
financing measures to increase the effectiveness of preventive measures, inspections and investigations,
—
strengthening cooperation with national administrations, in particular to combat cigarette smuggling,
—
organising and participating in monitoring and on-the-spot inspections,
—
financing travel expenses and subsistence allowances for inspectors and national magistrates working abroad in connection with control visits, on-the-spot inspections, coordination meetings and for the purposes of an inspection in general,
—
covering travel expenses, subsistence allowances and ancillary costs of experts employed by the Office in the course of its investigations to give a professional opinion on a specific matter,
—
covering the costs of conferences, congresses and meetings that the Office organises in its anti-fraud work.
Legal basis
Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council of 11 September 2013 concerning investigations conducted by the European Anti-Fraud Office (OLAF) and repealing Regulation (EC) No 1073/1999 of the European Parliament and of the Council and Council Regulation (Euratom) No 1074/1999 (
OJ L 248, 18.9.2013, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
Reference acts
Article 325 of the Treaty on the Functioning of the European Union.
A3 02 03
Information and communication measures
Appropriations 2020
Appropriations 2019
Outturn 2018
150 000
150 000
94 646,58
Remarks
This appropriation is intended to cover the cost of information and communication measures undertaken by the Office.
The Office’s external information and communication strategy is central to its work. The Office was set up as an independent investigative body and must therefore have its own communications strategy. The Office’s work is often too technical to be immediately comprehensible to the general public. The Office has to inform its interlocutors and the public as a whole of its role and tasks. Public perception of the Office’s work is of paramount importance.
As a Commission service, the Office also needs to take account of the democratic deficit existing between the Union institutions and the citizens of Europe. The Commission has recognised this deficit and drawn up an action plan to address it.
The communications strategy that the Office has developed and continues to implement must demonstrate its independence.
Legal basis
Regulation (EU, Euratom) No 883/2013 of the European Parliament and of the Council of 11 September 2013 concerning investigations conducted by the European Anti-Fraud Office (OLAF) and repealing Regulation (EC) No 1073/1999 of the European Parliament and of the Council and Council Regulation (Euratom) No 1074/1999 (
OJ L 248, 18.9.2013, p. 1
).
Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (
OJ L 347, 20.12.2013, p. 549
).
CHAPTER A3 10 —
   
RESERVES
A3 10 01
Provisional appropriations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this chapter are purely provisional and may be used only after transfer to other chapters in accordance with the procedure laid down for that purpose in the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A3 10 02
Contingency reserve
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
EUROPEAN PERSONNEL SELECTION OFFICE
REVENUE
TITLE 4
MISCELLANEOUS UNION TAXES, LEVIES AND DUES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
785 000
826 000
711 952 ,—
90,69
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
156 000
161 000
140 904 ,—
90,32
CHAPTER 4 0 — TOTAL
941 000
987 000
852 856 ,—
90,63
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
933 000
966 000
870 956 ,—
93,35
CHAPTER 4 1 — TOTAL
933 000
966 000
870 956 ,—
93,35
Title 4 — Total
1 874 000
1 953 000
1 723 812 ,—
91,99
CHAPTER 4 0 —
DEDUCTIONS FROM REMUNERATION
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
DEDUCTIONS FROM REMUNERATION
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
785 000
826 000
711 952 ,—
Remarks
This revenue comprises all the proceeds from the tax on the salaries, wages and allowances of officials and other servants deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Council Regulation (EEC, Euratom, ECSC) No 260/68 of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Reference acts
Protocol on the Privileges and Immunities of the European Union, and in particular Article 12 thereof.
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This revenue comprises all the proceeds from the temporary contribution from the remuneration of officials and other servants in active employment deducted from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Conditions of Employment of Other Servants of the European Communities, and in particular Article 20(3) thereof in the version in force until 30 April 2004.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
156 000
161 000
140 904 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union, and in particular Article 20(3) thereof.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
933 000
966 000
870 956 ,—
Remarks
This revenue comprises all the contributions deducted each month from the salaries of the staff of the Office, in accordance with Article 83(2) of the Staff Regulations and used to finance the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 6
CONTRIBUTIONS TO UNION PROGRAMMES, REPAYMENT OF EXPENDITURE AND REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
1 874 000
1 953 000
1 723 812 ,—
91,99
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to receive, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
A4
EUROPEAN PERSONNEL SELECTION OFFICE
A4 01
ADMINISTRATIVE EXPENDITURE
18 107 000
18 108 000
18 432 845,29
A4 02
INTERINSTITUTIONAL COOPERATION, INTERINSTITUTIONAL SERVICES AND ACTIVITIES
5 405 000
5 470 000
5 693 441,47
A4 03
INTERINSTITUTIONAL COOPERATION FOR TRAINING
2 700 000
2 900 000
3 304 200,26
A4 10
RESERVES
p.m.
p.m.
0 ,—
Title A4 — Total
26 212 000
26 478 000
27 430 487,02
GRAND TOTAL
26 212 000
26 478 000
27 430 487,02
TITLE A4
EUROPEAN PERSONNEL SELECTION OFFICE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER A4 01
A4 01 01
Expenditure related to officials and temporary staff
Non-differentiated appropriations
10 431 000
10 685 000
9 413 925,99
90,25
A4 01 02
External personnel and other management expenditure
A4 01 02 01
External personnel
Non-differentiated appropriations
1 553 000
1 497 000
1 365 138,88
87,90
A4 01 02 11
Other management expenditure
Non-differentiated appropriations
494 000
601 000
434 325,40
87,92
Article A4 01 02 — Total
2 047 000
2 098 000
1 799 464,28
87,91
A4 01 03
Buildings and related expenditure
Non-differentiated appropriations
5 626 000
5 322 000
7 218 455,02
128,31
A4 01 50
Personnel policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A4 01 51
Infrastructure policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A4 01 60
Library stocks, purchase of books
Non-differentiated appropriations
3 000
3 000
1 000 ,—
33,33
CHAPTER A4 01 — TOTAL
18 107 000
18 108 000
18 432 845,29
101,80
CHAPTER A4 02
A4 02 01
Interinstitutional cooperation, interinstitutional services and activities
A4 02 01 01
Interinstitutional competitions
Non-differentiated appropriations
5 395 000
5 460 000
5 683 441,47
105,35
A4 02 01 02
Limited consultations, studies and surveys
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A4 02 01 03
Costs of internal meetings
Non-differentiated appropriations
10 000
10 000
10 000 ,—
100,00
Article A4 02 01 — Total
5 405 000
5 470 000
5 693 441,47
105,34
CHAPTER A4 02 — TOTAL
5 405 000
5 470 000
5 693 441,47
105,34
CHAPTER A4 03
A4 03 01
European School of Administration (EUSA)
A4 03 01 01
Management training
Non-differentiated appropriations
1 300 000
1 400 000
1 497 228,89
115,17
A4 03 01 02
Induction courses
Non-differentiated appropriations
850 000
950 000
1 231 371,37
144,87
A4 03 01 03
Training for certification
Non-differentiated appropriations
550 000
550 000
575 600 ,—
104,65
Article A4 03 01 — Total
2 700 000
2 900 000
3 304 200,26
122,38
CHAPTER A4 03 — TOTAL
2 700 000
2 900 000
3 304 200,26
122,38
CHAPTER A4 10
A4 10 01
Provisional appropriations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A4 10 02
Contingency reserve
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A4 10 — TOTAL
p.m.
p.m.
0 ,—
Title A4 — Total
26 212 000
26 478 000
27 430 487,02
104,65
GRAND TOTAL
26 212 000
26 478 000
27 430 487,02
104,65
CHAPTER A4 01 —
ADMINISTRATIVE EXPENDITURE
CHAPTER A4 02 —
INTERINSTITUTIONAL COOPERATION, INTERINSTITUTIONAL SERVICES AND ACTIVITIES
CHAPTER A4 03 —
INTERINSTITUTIONAL COOPERATION FOR TRAINING
CHAPTER A4 10 —
RESERVES
CHAPTER A4 01 —
   
ADMINISTRATIVE EXPENDITURE
A4 01 01
Expenditure related to officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
10 431 000
10 685 000
9 413 925,99
Remarks
This appropriation is intended to cover, for officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
the cost of any updates of remuneration during the financial year,
—
the flat-rate allowances and payments at hourly rates for overtime worked by officials in category AST and by local staff who could not be given compensatory leave in accordance with the procedures laid down,
—
daily subsistence allowance for officials and temporary staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment,
—
supplementary expenses arising from the secondment of Union officials, i.e. to pay the allowances and reimburse the expenditure to which secondment entitles them. It is also intended to cover costs relating to special training schemes with authorities and bodies in the Member States and third countries.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A4 01 02
External personnel and other management expenditure
A4 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
1 553 000
1 497 000
1 365 138,88
Remarks
This appropriation is intended to cover:
—
the remuneration of contract staff (within the meaning of Title IV of the Conditions of Employment), the institution’s social insurance scheme covering contract staff, as described in Title IV, and the cost of weightings applicable to the remuneration of such staff,
—
expenditure incurred (remuneration, insurance, etc.) through the use of private-law contract external staff and agency staff,
—
personnel costs included in service contracts for technical and administrative subcontracting, supplementary assistance and the supply of intellectual services,
—
the cost of national civil servants or other experts on secondment or temporary assignments to the Office and supplementary expenses arising from the secondment of officials to national civil services or international organisations,
—
the cost of any updates of remuneration during the financial year,
—
the services of freelance translators and linguists, and typing or other work outsourced by the translation service.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A4 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
494 000
601 000
434 325,40
Remarks
This appropriation is intended to cover the following expenditure:
—
travel expenses, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by staff covered by the Staff Regulations and by national or international experts or officials on secondment,
—
reimbursement of costs incurred by persons officially representing the Office (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions),
—
travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission),
—
miscellaneous expenditure relating to conferences, congresses and meetings in which the Office participates,
—
expenditure on training for improving staff skills and the performance and efficiency of the Office:
—
fees for experts employed to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
the cost of attending external training and of joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants of residential courses,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing of teaching aids,
—
the social security contributions, travel expenses and subsistence allowances of freelance and other non-permanent interpreters called in by the DG Interpretation to service meetings organised by the Office which cannot be serviced by Commission interpreters (officials or temporary staff).
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
A4 01 03
Buildings and related expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
5 626 000
5 322 000
7 218 455,02
Remarks
This appropriation is intended to cover the building of the Office and related expenditure, including:
—
the payment of rents and leasing charges relating to occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
insurance premiums on the buildings or parts of buildings occupied by the Office,
—
water, gas, electricity and heating charges in respect of the buildings or parts of buildings occupied by the Office,
—
maintenance costs, calculated on the basis of current contracts, for premises, lifts, central heating, air conditioning equipment, etc.; the expenditure is occasioned by regular cleaning operations, the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops,
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations and the purchase of minor items of equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the health and safety of individuals at work, in particular the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (refuse collection, etc.),
—
technical assistance fees relating to major refurbishment work on premises,
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations, and in particular:
—
equipment (including photocopiers) for producing, reproducing and archiving documents in any form (paper, electronic media),
—
audiovisual, library and interpreting equipment (booths, headsets and switching units for simultaneous interpreting facilities, etc.),
—
kitchen fittings and restaurant equipment,
—
various tools for building-maintenance shops,
—
facilities required for officials with disabilities,
—
as well as studies, documentation and training relating to such equipment,
—
the purchase, hire, maintenance and repair of furniture, and in particular:
—
the purchase of office furniture and specialised furniture, including ergonomic furniture, shelving for archives, etc.,
—
the replacement of worn-out and broken furniture,
—
supplies of special equipment for libraries (card indexes, shelving, catalogue units, etc.),
—
fittings specific to canteens and restaurants,
—
the hire of furniture,
—
furniture maintenance and repair costs,
—
the purchase, hire, maintenance and repair of vehicles, and in particular:
—
new purchases of vehicles,
—
the replacement of vehicles which, during the year, reach a total mileage such as to justify replacement,
—
the cost of hiring cars for short or long periods when demand exceeds the capacity of the vehicle fleet,
—
the cost of maintaining, repairing and insuring official vehicles (fuel, lubricants, tyres, inner tubes, miscellaneous supplies, spare parts, tools, etc.),
—
various types of insurance (in particular third-party and theft),
—
expenditure on working equipment, and in particular:
—
purchase of uniforms for floor messengers and drivers,
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on equipping buildings with telecommunications, notably purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing and maintenance of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing and maintenance of equipment relating to the reproduction of information in printed form, e.g. printers, fax machines, photocopiers, scanners and microcopiers,
—
the purchase, hire or leasing of typewriters and word processors and any other electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers,
—
postal and delivery charges for mail, reports and publications, and for postal and other packages sent by air, land, sea or rail, and the Office’s internal mail,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
inter-building telephone and computer links and international transmission lines between sites of Union offices,
—
technical and logistical support and training and other general activities relating to computer hardware and software, general information-technology training, subscriptions to technical documentation in printed or electronic form, etc., outside operating personnel, office services, subscriptions to international organisations, etc., studies covering security aspects and quality control relating to information technology hardware and software, and utilisation, maintenance and software development costs, and undertaking of IT projects.
This appropriation also covers other operating expenditure not specifically provided for above, such as conference enrolment fees (excluding training expenses), subscriptions to trade and scientific associations, the cost of entries in telephone directories.
Before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A4 01 50
Personnel policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
assistance in kind which may be provided to an official, a former official or survivors of a deceased official who is/are in particularly difficult circumstances,
—
the Office’s contribution to the costs of the recreation centre and to other cultural and sports activities and initiatives to promote social contact between staff of different nationalities,
—
the Office’s contribution to the cost of the Early Childhood Centre and other crèches and for school transport,
—
expenditure for the following categories of persons, as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union.
It covers, within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from disablement.
Legal basis
Staff Regulations of Officials of the European Union.
A4 01 51
Infrastructure policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
routine running and conversion costs for restaurants, cafeterias and canteens,
—
damages to be borne by the Office and those arising from third-party liability, and expenditure relating to certain cases where, for reasons of equity, compensation has to be paid without any legal claim arising therefrom.
A4 01 60
Library stocks, purchase of books
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000
3 000
1 000 ,—
Remarks
This appropriation is intended to cover expenditure on producing and developing the Office’s intranet site as part of the Commission's intranet site (My IntraComm), subscriptions to view data services, the cost of binding and other expenditure necessary for the preservation of books and publications, expenditure on subscriptions to newspapers, specialist periodicals, and the purchase of publications and technical works connected with the Office’s activities.
CHAPTER A4 02 —
   
INTERINSTITUTIONAL COOPERATION, INTERINSTITUTIONAL SERVICES AND ACTIVITIES
A4 02 01
Interinstitutional cooperation, interinstitutional services and activities
A4 02 01 01
Interinstitutional competitions
Appropriations 2020
Appropriations 2019
Outturn 2018
5 395 000
5 460 000
5 683 441,47
Remarks
This appropriation is intended to cover expenditure incurred in organising various competitions and selection procedures, as well as third language tests on behalf of EU Institutions, agencies and bodies.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 100 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
A4 02 01 02
Limited consultations, studies and surveys
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on specialised studies and consultations contracted out to highly qualified experts (individuals or firms) if the Commission does not have suitable staff available to carry out such studies. It also covers the purchase of studies already carried out or subscriptions to specialist research institutions.
A4 02 01 03
Costs of internal meetings
Appropriations 2020
Appropriations 2019
Outturn 2018
10 000
10 000
10 000 ,—
Remarks
This appropriation is intended to cover the cost of refreshments and food served on special occasions during internal meetings, in particular meetings of selection boards and translators.
CHAPTER A4 03 —
   
INTERINSTITUTIONAL COOPERATION FOR TRAINING
A4 03 01
European School of Administration (EUSA)
Remarks
This appropriation is intended to cover the costs of the general training organised by the European School of Administration (EUSA) for improving the staff skills and the performance and efficiency of the participating institutions, including:
—
fees for experts employed to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
expenditure incurred in designing, coordinating and evaluating the training organised by the school in the form of courses, seminars and lectures (trainers/lecturers and their travel and subsistence costs together with teaching material),
—
the cost of participating in outside training, and membership fees of the relevant professional organisations,
—
the costs of networking the EUSA, at European level, with national administration schools and university institutes active in the field, with a view to exchanging experiences, identifying examples of best practice and cooperating on the development of further training in European public administrations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants in residential courses,
—
training expenditure related to publications and information, associated Internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
the financing of teaching material.
Legal basis
Decision 2005/119/EC of the Secretaries-General of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the European Economic and Social Committee and the Committee of the Regions and the Representative of the European Ombudsman of 26 January 2005 on the organisation and running of the European Administrative School (
OJ L 37, 10.2.2005, p. 17
).
A4 03 01 01
Management training
Appropriations 2020
Appropriations 2019
Outturn 2018
1 300 000
1 400 000
1 497 228,89
Remarks
This appropriation is intended to cover the costs of training for officials and other staff in management techniques (quality and personnel management, strategy).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 68 000.
A4 03 01 02
Induction courses
Appropriations 2020
Appropriations 2019
Outturn 2018
850 000
950 000
1 231 371,37
Remarks
This appropriation is intended to cover the costs of training for new officials and newly recruited staff in the working environment of the institutions.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 70 000.
A4 03 01 03
Training for certification
Appropriations 2020
Appropriations 2019
Outturn 2018
550 000
550 000
575 600 ,—
Remarks
This appropriation is intended to cover the costs of preparatory training for officials in obtaining certification attesting to their capacity to perform the duties of administrator with a view to their possible transfer to a higher function group.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 12 000.
CHAPTER A4 10 —
   
RESERVES
A4 10 01
Provisional appropriations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this chapter are purely provisional and may be used only after their transfer to other chapters in accordance with the procedure laid down for that purpose in the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A4 10 02
Contingency reserve
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
OFFICE FOR ADMINISTRATION AND PAYMENT OF INDIVIDUAL ENTITLEMENTS
REVENUE
TITLE 4
MISCELLANEOUS UNION TAXES, LEVIES AND DUES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
1 597 000
1 321 000
1 375 087 ,—
86,10
4 0 3
Proceeds from the temporary contribution from the salaries of officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment
298 000
250 000
257 432 ,—
86,39
CHAPTER 4 0 — TOTAL
1 895 000
1 571 000
1 632 519 ,—
86,15
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
2 907 000
2 537 000
2 580 093 ,—
88,75
CHAPTER 4 1 — TOTAL
2 907 000
2 537 000
2 580 093 ,—
88,75
Title 4 — Total
4 802 000
4 108 000
4 212 612 ,—
87,73
CHAPTER 4 0 —
DEDUCTIONS FROM REMUNERATION
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
DEDUCTIONS FROM REMUNERATION
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
1 597 000
1 321 000
1 375 087 ,—
Remarks
This revenue comprises all the proceeds from the tax on the salaries, wages and allowances of officials and other servants deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Reference acts
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
4 0 3
Proceeds from the temporary contribution from the salaries of officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This revenue comprises all the proceeds from the temporary contribution from the remuneration of officials and other servants in active employment deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Conditions of Employment of Other Servants of the European Union.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
298 000
250 000
257 432 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
2 907 000
2 537 000
2 580 093 ,—
Remarks
This revenue comprises all the contributions deducted each month from the salaries of the staff of the Office in accordance with Article 83(2) of the Staff Regulations and used to finance the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 6
CONTRIBUTIONS TO UNION PROGRAMMES, REPAYMENT OF EXPENDITURE AND REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
4 802 000
4 108 000
4 212 612 ,—
87,73
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to receive, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
A5
OFFICE FOR ADMINISTRATION AND PAYMENT OF INDIVIDUAL ENTITLEMENTS
A5 01
ADMINISTRATIVE EXPENDITURE
41 483 000
39 623 000
49 492 694,79
A5 10
RESERVES
p.m.
p.m.
0 ,—
Title A5 — Total
41 483 000
39 623 000
49 492 694,79
GRAND TOTAL
41 483 000
39 623 000
49 492 694,79
TITLE A5
OFFICE FOR ADMINISTRATION AND PAYMENT OF INDIVIDUAL ENTITLEMENTS
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER A5 01
A5 01 01
Expenditure related to officials and temporary staff
Non-differentiated appropriations
17 730 000
16 434 000
14 761 704,19
83,26
A5 01 02
External personnel and other management expenditure
A5 01 02 01
External personnel
Non-differentiated appropriations
12 480 000
12 127 000
19 438 904,55
155,76
A5 01 02 11
Other management expenditure
Non-differentiated appropriations
237 000
237 000
402 907,74
170,00
Article A5 01 02 — Total
12 717 000
12 364 000
19 841 812,29
156,03
A5 01 03
Buildings and related expenditure
Non-differentiated appropriations
11 036 000
10 825 000
14 889 178,31
134,91
A5 01 50
Personnel policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A5 01 51
Infrastructure policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A5 01 60
Documentation and library expenditure
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A5 01 — TOTAL
41 483 000
39 623 000
49 492 694,79
119,31
CHAPTER A5 10
A5 10 01
Provisional appropriations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A5 10 02
Contingency reserve
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A5 10 — TOTAL
p.m.
p.m.
0 ,—
Title A5 — Total
41 483 000
39 623 000
49 492 694,79
119,31
GRAND TOTAL
41 483 000
39 623 000
49 492 694,79
119,31
CHAPTER A5 01 —
ADMINISTRATIVE EXPENDITURE
CHAPTER A5 10 —
RESERVES
CHAPTER A5 01 —
   
ADMINISTRATIVE EXPENDITURE
A5 01 01
Expenditure related to officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
17 730 000
16 434 000
14 761 704,19
Remarks
This appropriation is intended to cover, for officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
removal expenses due to officials obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
the cost of any updates of remuneration during the financial year.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A5 01 02
External personnel and other management expenditure
A5 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
12 480 000
12 127 000
19 438 904,55
Remarks
This appropriation is intended to cover the following expenditure:
—
the remuneration of contract staff (within the meaning of Title IV of the Conditions of Employment), the institution’s social insurance scheme covering contract staff, as described in Title IV, and the cost of weightings applicable to the remuneration of such staff,
—
expenditure incurred (remuneration, insurance, etc.) through the use of private-law contract external personnel and agency staff,
—
personnel costs included in service contracts for technical and administrative subcontracting, supplementary assistance and the supply of intellectual services,
—
the cost of national civil servants or other experts on secondment or temporary assignment to the Office and supplementary expenses arising from the secondment of officials to national civil services or international organisations,
—
the cost of any updates of remuneration during the financial year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 8 430 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A5 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
237 000
237 000
402 907,74
Remarks
This appropriation is intended to cover the following expenditure:
—
travel expenses, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by staff covered by the Staff Regulations and by national or international experts or officials on secondment,
—
reimbursement of costs incurred by persons officially representing the Office (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions),
—
travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission),
—
the cost of refreshments and food served on special occasions during internal meetings,
—
miscellaneous expenditure relating to conferences, congresses and meetings in which the Office participates or which it organises,
—
expenditure on specialised studies and consultations contracted out to highly qualified experts (natural or legal persons) if the Office does not have suitable staff available to carry out such studies, including the purchase of studies already conducted,
—
expenditure on training for improving staff skills and the performance and efficiency of the Office:
—
fees for experts employed to identify training needs, design, develop and hold courses, and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
the cost of attending external training and of joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants in residential courses,
—
training expenditure related to publications and information, associated Internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing of teaching aids.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
A5 01 03
Buildings and related expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
11 036 000
10 825 000
14 889 178,31
Remarks
This appropriation is intended to cover the buildings of the Office and related expenditure, including in particular:
—
the costs of purchase or lease-purchase of buildings or the construction of buildings,
—
rent and ground rent, various taxes and the exercise of purchase options on buildings or parts of buildings occupied, as well as the hire of conference rooms, warehouses, storerooms, archives, garages and parking facilities,
—
insurance premiums on the buildings or parts of buildings occupied by the Office,
—
water, gas, electricity and heating charges for the buildings or parts of buildings occupied by the Office,
—
maintenance costs for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure incurred by regular cleaning operations, including the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops,
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations and the purchase of minor items of equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the health and safety of individuals at work, in particular the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (refuse collection etc.),
—
technical assistance fees relating to major fitting-out operations for premises,
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations,
—
the purchase, hire, maintenance and repair of furniture,
—
the purchase, hire, maintenance and repair of vehicles,
—
various types of insurance (in particular third-party and theft),
—
expenditure on working equipment, and in particular:
—
purchase of uniforms (mainly for floor messengers, drivers and restaurant and cafeteria staff),
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of the cost of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on equipping buildings with telecommunications, notably purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing and maintenance of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing and maintenance of equipment relating to the presentation of information in printed form, e.g. printers, fax machines, photocopiers, scanners and microcopiers,
—
the purchase, hire or leasing of typewriters, word processors and any other electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers,
—
expenditure on postal and mail delivery charges, on postal and other packages sent by air, sea or rail, and on the Office’s internal mail,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
the costs of inter-building telephone and computer links and international transmission lines between sites of Union offices,
—
technical and logistic support, training and other activities of general interest related to computer equipment and software, general computer training, subscriptions to technical documentation whether on paper or in electronic form, etc., external operating staff, office services, subscriptions to international organisations, etc., studies on safety and quality assurance relating to computer equipment and software, the cost of the use, maintenance, upkeep and development of software, and of carrying out computer projects,
—
other operating expenditure not specially provided for above.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 3 000 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A5 01 50
Personnel policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the Office’s contribution to the costs of the recreation centre and to other cultural and sports activities and initiatives to promote social contact between staff of different nationalities,
—
the Office’s contribution to the costs of the Early Childhood Centre and other childminding facilities,
—
expenditure for the following categories of persons, as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations.
It covers, within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from disablement.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
A5 01 51
Infrastructure policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
routine running and conversion costs for restaurants, cafeterias and canteens,
—
damages to be borne by the Office and those arising from third-party liability, and expenditure relating to certain cases where, for reasons of equity, compensation has to be paid without any legal claim arising therefrom.
A5 01 60
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on producing and developing the Commission’s intranet site (My IntraComm), subscriptions to view data services, the cost of binding and other expenditure necessary for the preservation of reference works and periodicals, expenditure on subscriptions to newspapers and specialist periodicals, and the purchase of publications and technical works connected with the Office’s activities.
CHAPTER A5 10 —
   
RESERVES
A5 10 01
Provisional appropriations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations in this chapter are purely provisional and can only be used after transfer to other chapters in accordance with the relevant procedure laid down in the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A5 10 02
Contingency reserve
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
OFFICE FOR INFRASTRUCTURE AND LOGISTICS — BRUSSELS
REVENUE
TITLE 4
MISCELLANEOUS UNION TAXES, LEVIES AND DUES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
3 355 000
3 502 000
3 151 903 ,—
93,95
4 0 3
Proceeds from the temporary contribution from the salaries of officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment
612 000
641 000
578 164 ,—
94,47
CHAPTER 4 0 — TOTAL
3 967 000
4 143 000
3 730 067 ,—
94,03
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
5 582 000
6 095 000
5 409 901 ,—
96,92
CHAPTER 4 1 — TOTAL
5 582 000
6 095 000
5 409 901 ,—
96,92
Title 4 — Total
9 549 000
10 238 000
9 139 968 ,—
95,72
CHAPTER 4 0 —
DEDUCTIONS FROM REMUNERATION
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
DEDUCTIONS FROM REMUNERATION
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
3 355 000
3 502 000
3 151 903 ,—
Remarks
This revenue comprises all the proceeds from the tax on the salaries, wages and allowances of officials and other servants deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Reference acts
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
4 0 3
Proceeds from the temporary contribution from the salaries of officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This revenue comprises all the proceeds from the temporary contribution from the remuneration of officials and other servants in active employment deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Conditions of Employment of Other Servants of the European Union.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
612 000
641 000
578 164 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
5 582 000
6 095 000
5 409 901 ,—
Remarks
This revenue comprises all the contributions deducted each month from the salaries of the staff of the Office in accordance with Article 83(2) of the Staff Regulations and used to finance the pension scheme.
Reference acts
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 6
CONTRIBUTIONS TO UNION PROGRAMMES, REPAYMENT OF EXPENDITURE AND REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
9 549 000
10 238 000
9 139 968 ,—
95,72
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
A6
OFFICE FOR INFRASTRUCTURE AND LOGISTICS — BRUSSELS
A6 01
ADMINISTRATIVE EXPENDITURE
83 519 000
80 679 000
88 960 430,61
A6 10
RESERVES
p.m.
p.m.
0 ,—
Title A6 — Total
83 519 000
80 679 000
88 960 430,61
GRAND TOTAL
83 519 000
80 679 000
88 960 430,61
TITLE A6
OFFICE FOR INFRASTRUCTURE AND LOGISTICS — BRUSSELS
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER A6 01
A6 01 01
Expenditure related to officials and temporary staff
Non-differentiated appropriations
37 162 000
37 043 000
35 669 618,76
95,98
A6 01 02
External personnel and other management expenditure
A6 01 02 01
External personnel
Non-differentiated appropriations
31 932 000
30 117 000
39 698 755,09
124,32
A6 01 02 11
Other management expenditure
Non-differentiated appropriations
415 000
415 000
447 733,61
107,89
Article A6 01 02 — Total
32 347 000
30 532 000
40 146 488,70
124,11
A6 01 03
Buildings and related expenditure
Non-differentiated appropriations
14 010 000
13 104 000
13 144 323,15
93,82
A6 01 50
Personnel policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A6 01 51
Infrastructure policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A6 01 60
Documentation and library expenditure
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A6 01 — TOTAL
83 519 000
80 679 000
88 960 430,61
106,52
CHAPTER A6 10
A6 10 01
Provisional appropriations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A6 10 02
Contingency reserve
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A6 10 — TOTAL
p.m.
p.m.
0 ,—
Title A6 — Total
83 519 000
80 679 000
88 960 430,61
106,52
GRAND TOTAL
83 519 000
80 679 000
88 960 430,61
106,52
CHAPTER A6 01 —
ADMINISTRATIVE EXPENDITURE
CHAPTER A6 10 —
RESERVES
CHAPTER A6 01 —
   
ADMINISTRATIVE EXPENDITURE
A6 01 01
Expenditure related to officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
37 162 000
37 043 000
35 669 618,76
Remarks
This appropriation is intended to cover, for officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
removal expenses due to officials obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
the cost of any updates of remuneration during the financial year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A6 01 02
External personnel and other management expenditure
A6 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
31 932 000
30 117 000
39 698 755,09
Remarks
This appropriation is intended to cover:
—
the remuneration of contract staff (within the meaning of Title IV of the Conditions of Employment), the institution’s social insurance scheme covering contract staff, as described in Title IV, and the cost of weightings applicable to the remunerations of such staff,
—
expenditure incurred (remuneration, insurance, etc.) through the use of private-law contract external personnel and agency staff,
—
personnel costs included in service contracts for technical and administrative subcontracting and the supply of intellectual services,
—
the cost of national civil servants or other experts on secondment or temporary assignment to the Office and supplementary expenses arising from the secondment of officials to national civil services or international organisations,
—
the cost of any updates of remuneration during the financial year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 9 500 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A6 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
415 000
415 000
447 733,61
Remarks
This appropriation is intended to cover the following expenditure:
—
travel expenses, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by staff covered by the Staff Regulations and by national or international experts or officials on secondment,
—
reimbursement of costs incurred by persons officially representing the Office (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions),
—
travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission),
—
the cost of refreshments and food served on special occasions during internal meetings,
—
miscellaneous expenditure relating to conferences, congresses and meetings in which the Office participates,
—
expenditure on specialised studies and consultations contracted out to highly qualified experts (natural or legal persons) if the Office does not have suitable staff available to carry out such studies,
—
expenditure on training for improving staff skills and the performance and efficiency of the Office:
—
fees for experts employed to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
the cost of attending external training and of joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants in residential courses,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing of teaching aids.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
A6 01 03
Buildings and related expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
14 010 000
13 104 000
13 144 323,15
Remarks
This appropriation is intended to cover the buildings of the Office and related expenditure, including in particular:
—
the costs of purchase or lease-purchase of buildings or the construction of buildings,
—
rent and ground rent, and the hire of conference rooms, storerooms, garages and parking facilities,
—
insurance premiums on the buildings or parts of buildings occupied by the Office,
—
water, gas, electricity and heating charges for the buildings or parts of buildings occupied by the Office,
—
maintenance costs for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure incurred by regular cleaning operations, including the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops,
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations and the purchase of minor items of equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenses concerning the health and safety of individuals at work, in particular the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (refuse collection etc.),
—
technical assistance fees relating to major fitting-out operations for premises,
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations,
—
the purchase, hire, maintenance and repair of furniture,
—
the purchase, hire, maintenance and repair of vehicles,
—
various types of insurance,
—
expenditure on working equipment, and in particular:
—
purchase of uniforms (mainly for floor messengers, drivers and restaurant and cafeteria staff),
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of the cost of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on equipping buildings with telecommunications, notably purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing and maintenance of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing and maintenance of equipment relating to the presentation of information in printed form, e.g. printers, fax machines, photocopiers, scanners and microcopiers,
—
the purchase, hire or leasing of typewriters, word processors and any other electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers,
—
expenditure on postal and mail delivery charges, on postal and other packages sent by air, sea or rail, and on the Office’s internal mail,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
the costs of establishing telephone and computer links and international transmission lines between sites of Union offices,
—
technical and logistic support, training and other activities of general interest related to computer equipment and software, general computer training, subscriptions to technical documentation whether on paper or in electronic form, etc., external operating staff, office services, subscriptions to international organisations, etc., studies on safety and quality assurance relating to computer equipment and software, the cost of the use, maintenance, upkeep and development of software and of carrying out computer projects,
—
other operating expenditure not specially provided for above.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 780 000.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A6 01 50
Personnel policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the Office’s contribution to the costs of the recreation centre and to other cultural and sports activities and initiatives to promote social contact between staff of different nationalities,
—
the Office’s contribution to the costs of the Early Childhood Centre and other child-minding facilities,
—
expenditure for the following categories of persons, as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations.
It covers, within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from disablement.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
A6 01 51
Infrastructure policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the following expenditure:
—
routine running and conversion costs for restaurants, cafeterias and canteens,
—
damages to be borne by the Office and those arising from third-party liability, and expenditure relating to certain cases where, for reasons of equity, compensation has to be paid without any legal claim arising therefrom.
A6 01 60
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on producing and developing of the Commission’s intranet site (My IntraComm), producing of the in-house monthly 
Commission en direct
, subscriptions to view data services, the cost of binding and other expenditure necessary for the preservation of books and publications, expenditure on subscriptions to newspapers, specialist periodicals, official journals, parliamentary papers, foreign trade statistics, news agency reports and various other specialised publications, and the purchase of publications and technical works connected with the Office’s activities.
CHAPTER A6 10 —
   
RESERVES
A6 10 01
Provisional appropriations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations in this article are purely provisional and can only be used after transfer to other budget headings in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A6 10 02
Contingency reserve
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
OFFICE FOR INFRASTRUCTURE AND LOGISTICS — LUXEMBOURG
REVENUE
TITLE 4
MISCELLANEOUS UNION TAXES, LEVIES AND DUES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
996 000
930 000
901 401 ,—
90,50
4 0 3
Proceeds from the temporary contribution from the salaries of officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment
182 000
172 000
163 341 ,—
89,75
CHAPTER 4 0 — TOTAL
1 178 000
1 102 000
1 064 742 ,—
90,39
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
1 586 000
1 594 000
1 474 748 ,—
92,99
CHAPTER 4 1 — TOTAL
1 586 000
1 594 000
1 474 748 ,—
92,99
Title 4 — Total
2 764 000
2 696 000
2 539 490 ,—
91,88
CHAPTER 4 0 —
DEDUCTIONS FROM REMUNERATION
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
DEDUCTIONS FROM REMUNERATION
4 0 0
Proceeds from the tax on the salaries, wages and allowances of officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
996 000
930 000
901 401 ,—
Remarks
This revenue comprises all the proceeds from the tax on the salaries, wages and allowances of officials and other servants deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Reference acts
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
4 0 3
Proceeds from the temporary contribution from the salaries of officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This revenue comprises all the proceeds from the temporary contribution from the remuneration of officials and other servants in active employment deducted each month from the salaries of the staff of the Office.
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Conditions of Employment of Other Servants of the European Union.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
182 000
172 000
163 341 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
1 586 000
1 594 000
1 474 748 ,—
Remarks
This revenue comprises all the contributions deducted each month from the salaries of the staff of the Office, in accordance with Article 83(2) of the Staff Regulations and used to finance the pension scheme.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 6
CONTRIBUTIONS TO UNION PROGRAMMES, REPAYMENT OF EXPENDITURE AND REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
2 764 000
2 696 000
2 539 490 ,—
91,88
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to receive, in accordance with Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
A7
OFFICE FOR INFRASTRUCTURE AND LOGISTICS — LUXEMBOURG
A7 01
ADMINISTRATIVE EXPENDITURE
26 067 000
25 231 000
24 610 878,06
A7 10
RESERVES
p.m.
p.m.
0 ,—
Title A7 — Total
26 067 000
25 231 000
24 610 878,06
GRAND TOTAL
26 067 000
25 231 000
24 610 878,06
TITLE A7
OFFICE FOR INFRASTRUCTURE AND LOGISTICS — LUXEMBOURG
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER A7 01
A7 01 01
Expenditure related to officials and temporary staff
Non-differentiated appropriations
12 708 000
12 463 000
11 450 301,29
90,10
A7 01 02
External personnel and other management expenditure
A7 01 02 01
External personnel
Non-differentiated appropriations
8 375 000
7 889 000
8 267 829,53
98,72
A7 01 02 11
Other management expenditure
Non-differentiated appropriations
250 000
250 000
291 501,79
116,60
Article A7 01 02 — Total
8 625 000
8 139 000
8 559 331,32
99,24
A7 01 03
Buildings and related expenditure
Non-differentiated appropriations
4 734 000
4 629 000
4 601 245,45
97,20
A7 01 50
Personnel policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A7 01 51
Infrastructure policy and management
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A7 01 60
Documentation and library expenditure
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A7 01 — TOTAL
26 067 000
25 231 000
24 610 878,06
94,41
CHAPTER A7 10
A7 10 01
Provisional appropriations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
A7 10 02
Contingency reserve
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER A7 10 — TOTAL
p.m.
p.m.
0 ,—
Title A7 — Total
26 067 000
25 231 000
24 610 878,06
94,41
GRAND TOTAL
26 067 000
25 231 000
24 610 878,06
94,41
CHAPTER A7 01 —
ADMINISTRATIVE EXPENDITURE
CHAPTER A7 10 —
RESERVES
CHAPTER A7 01 —
   
ADMINISTRATIVE EXPENDITURE
A7 01 01
Expenditure related to officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
12 708 000
12 463 000
11 450 301,29
Remarks
This appropriation is intended to cover, for officials and temporary staff holding posts on the establishment plan:
—
salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
the cost of weightings applied to the remuneration of officials and temporary staff and the cost of weightings applied to the part of emoluments transferred to a country other than the country of employment,
—
travel expenses due to officials and temporary staff (including their families) on taking up duty, leaving the institution or transfer to another place of employment,
—
installation and resettlement allowances due to officials obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
removal expenses due to officials obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the service and resettling elsewhere,
—
the cost of any updates of remuneration during the financial year.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A7 01 02
External personnel and other management expenditure
A7 01 02 01
External personnel
Appropriations 2020
Appropriations 2019
Outturn 2018
8 375 000
7 889 000
8 267 829,53
Remarks
This appropriation is intended to cover the following expenditure:
—
the remuneration of contract staff (within the meaning of Title IV of the Conditions of Employment), the institution’s social insurance scheme covering contract staff, as described in Title IV, and the cost of weightings applicable to the remunerations of such staff,
—
expenditure incurred (remuneration, insurance, etc.) through the use of private law contract external personnel and agency staff,
—
personnel costs included in service contracts for technical and administrative subcontracting, supplementary assistance and the supply of intellectual services,
—
the cost of national civil servants or other experts on secondment or temporary assignment to the Office and supplementary expenses arising from the secondment of officials to national civil services or international organisations,
—
the cost of any updates of remuneration during the financial year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 025 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A7 01 02 11
Other management expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
250 000
250 000
291 501,79
Remarks
This appropriation is intended to cover the following expenditure:
—
travel expenses, daily subsistence allowances and additional or exceptional expenditure incurred in connection with missions by staff covered by the Staff Regulations and by national or international experts or officials on secondment,
—
reimbursement of costs incurred by persons officially representing the Office (reimbursement is not possible for expenses incurred in the performance of representation duties vis-à-vis staff of the Commission or other Union institutions),
—
travel, subsistence and incidental expenses of experts participating in study groups and working parties, and the cost of organising such meetings where they are not covered by the existing infrastructure in the headquarters of the institutions or external offices (experts are reimbursed on the basis of decisions made by the Commission),
—
the cost of refreshments and food served on special occasions during internal meetings,
—
miscellaneous expenditure relating to conferences, congresses and meetings in which the Office participates,
—
expenditure on specialised studies and consultation carried out by highly qualified experts (natural or legal persons) under contract, to the extent that the staff available to the Office does not enable it to carry out this work directly, including the purchase of studies already carried out,
—
expenditure on training for improving staff skills and the performance and efficiency of the Office:
—
fees for experts employed to identify training needs, design, develop and hold courses and evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, management, strategy, quality and personnel management,
—
the cost of attending external training and of joining the relevant professional organisations,
—
expenditure related to the practical aspects of organising courses, the use of premises, transport, meals and accommodation for participants in residential courses,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licences for distance teaching, books, press and multimedia products,
—
financing of teaching aids.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation and remuneration and other financial conditions adopted by the Commission.
A7 01 03
Buildings and related expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
4 734 000
4 629 000
4 601 245,45
Remarks
This appropriation is intended to cover the buildings of the Office and related expenditure, including in particular:
—
the cost of purchase or rental with purchase option of buildings or the construction of buildings,
—
the payment of rents and leasing charges relating to occupied buildings or parts of buildings, and the hire of conference rooms, storerooms, garages and parking facilities,
—
insurance premiums on the buildings or parts of buildings occupied by the Office,
—
water, gas, electricity and heating charges in respect of the buildings or parts of buildings occupied by the Office,
—
maintenance costs, calculated on the basis of current contracts, for premises, lifts, central heating, air-conditioning equipment, etc.; the expenditure is occasioned by regular cleaning operations, the purchase of maintenance, washing, laundry and dry-cleaning products, etc., and by repainting, repairs and supplies used by the maintenance shops,
—
expenditure on the selective treatment, storage and removal of waste,
—
the refurbishment of buildings, e.g. alterations to partitioning, alterations to technical installations and other specialist work on locks, electrical equipment, plumbing, painting, floor coverings, etc., and the cost of changes to the cabling associated with fixtures, and the cost of the necessary equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure relating to the physical and material security of persons and property, in particular contracts for the guarding of buildings, contracts for the maintenance of security installations, training and the purchase of minor items of equipment (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
expenditure relating to the health and safety of individuals at work, in particular the purchase, hire and maintenance of fire-fighting equipment, the replacement of equipment for fire pickets, training and statutory inspection costs (before contracts for an amount in excess of EUR 300 000 are renewed or concluded, and with a view to rationalising expenditure, the Office must consult the other institutions with regard to the conditions (price, currency chosen, indexing, duration, other clauses) obtained by each of them for a similar contract),
—
the cost of legal, financial and technical consultancy fees prior to the acquisition, rental or construction of buildings,
—
other expenditure on buildings, in particular management fees for multiple-tenanted buildings, costs of surveys of premises and charges for utilities (refuse collection etc.),
—
technical assistance fees relating to major refurbishment work on premises,
—
the purchase, hire or leasing, maintenance, repair, installation and renewal of technical equipment and installations,
—
the purchase, hire, maintenance and repair of furniture,
—
the purchase, hire, maintenance and repair of vehicles,
—
various types of insurance (in particular third-party and theft),
—
expenditure on working equipment, and in particular:
—
purchase of uniforms (mainly for messengers, drivers and catering staff),
—
purchase and cleaning of working clothes for workshop staff and staff required to do work for which protection is necessary against bad or cold weather, abnormal wear and dirt,
—
purchase or reimbursement of any equipment which might be necessary pursuant to Directives 89/391/EEC and 90/270/EEC,
—
departmental removals and reorganisations and handling (taking delivery, storing, delivering) in respect of equipment, furniture and office supplies,
—
expenditure on equipping buildings with telecommunications, notably purchase, hire, installation and maintenance of telephone switchboards and distributors, audio, videoconferencing, interphone and mobile phone systems, and expenditure on data networks (equipment and maintenance) and associated services (management, support, documentation, installation and removal),
—
the purchase, hire or leasing and maintenance of computers, terminals, mini-computers, peripherals, connection devices and the necessary software,
—
the purchase, hire or leasing and maintenance of equipment relating to the reproduction of information in paper form, e.g. printers, fax machines, photocopiers, scanners and microcopiers,
—
the purchase, hire or leasing of typewriters and word processors and any other electronic office equipment,
—
installation, configuration, maintenance, studies, documentation and supplies related to this equipment,
—
the cost of purchasing paper, envelopes, office supplies and supplies for the print shops, and of some printing carried out by outside service providers,
—
postal and delivery charges for mail, reports and publications, and for postal and other packages sent by air, land, sea or rail, and the Office’s internal mail,
—
subscription charges and the cost of cable or radio communications (land and mobile telephones, television, teleconferencing and videoconferencing), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
establishing telephone and computer links and international transmission lines between sites of Union offices,
—
technical and logistical support and training and other general activities relating to computer hardware and software, general information technology (IT) training, subscriptions to technical documentation in printed or electronic form, etc., outside operating personnel, office services, subscriptions to international organisations, etc., studies covering security aspects and quality control relating to information technology hardware and software, and utilisation, maintenance and software development costs, and undertaking of IT projects,
—
other operating expenditure not specifically provided for above.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
Council Directive 90/270/EEC of 29 May 1990 on the minimum safety and health requirements for work with display screen equipment (fifth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) (
OJ L 156, 21.6.1990, p. 14
).
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A7 01 50
Personnel policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the contribution by the Office to the costs of the recreation centre and to other cultural and sports activities, and any initiatives designed to encourage social contact between staff of different nationalities,
—
the Office’s contribution to the cost of crèches and kindergartens,
—
expenditure for the following categories of persons, as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations.
It covers, within the limits of the amount entered in the budget and after any national entitlements granted in the country of residence or origin have been claimed, any duly substantiated non-medical expenditure which is acknowledged to be necessary and arises from disablement.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
A7 01 51
Infrastructure policy and management
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
routine running and conversion costs for restaurants, cafeterias and canteens,
—
damages to be borne by the Office and those arising from third-party liability, and expenditure relating to certain cases where, for reasons of equity, compensation has to be paid without any legal claim arising therefrom.
A7 01 60
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure on producing and developing the Commission’s intranet site (My IntraComm), subscriptions to view data services, the cost of binding and other expenditure necessary for the preservation of books and publications, expenditure on subscriptions to newspapers, specialist periodicals, and the purchase of publications and technical works connected with the Office’s activities.
CHAPTER A7 10 —
   
RESERVES
A7 10 01
Provisional appropriations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this article are purely provisional and may be used only after transfer to other budget headings in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
A7 10 02
Contingency reserve
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
STAFF
Commission
Administration
Function group and grade
 (
51
)
(
52
)
Administration
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
24
—
24
—
AD 15
190
22
190
22
AD 14
637
31
637
31
AD 13
1 734
—
1 734
—
AD 12
1 289
44
1 289
44
AD 11
928
62
928
62
AD 10
1 124
21
1 094
21
AD 9
1 405
10
1 355
10
AD 8
1 485
26
1 485
26
AD 7
1 336
20
1 326
20
AD 6
788
10
788
10
AD 5
939
6
907
6
Subtotal AD
11 879
252
11 757
252
AST 11
197
—
197
—
AST 10
191
10
186
10
AST 9
694
—
703
—
AST 8
608
12
603
12
AST 7
900
18
1 031
18
AST 6
596
19
636
19
AST 5
964
16
979
16
AST 4
773
—
850
—
AST 3
440
—
515
—
AST 2
114
13
186
13
AST 1
31
—
60
—
Subtotal AST
5 508
88
5 946
88
AST/SC 6
5
—
5
—
AST/SC 5
46
—
36
—
AST/SC 4
20
35
20
35
AST/SC 3
67
—
37
—
AST/SC 2
258
—
148
—
AST/SC 1
593
—
433
—
Subtotal AST/SC
989
35
679
35
Total
18 376
375
18 382
375
Grand total
18 751
18 757
Research and innovation — Joint Research Centre
Function group and grade
Research and innovation — Joint Research Centre
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
2
—
2
—
AD 15
11
—
11
—
AD 14
76
—
76
—
AD 13
217
—
217
—
AD 12
190
—
170
—
AD 11
52
—
52
—
AD 10
65
—
65
—
AD 9
94
—
94
—
AD 8
80
—
80
—
AD 7
62
—
62
—
AD 6
29
—
49
—
AD 5
19
—
9
—
Subtotal AD
897
—
887
—
AST 11
62
—
62
—
AST 10
56
—
56
—
AST 9
153
—
153
—
AST 8
72
—
80
—
AST 7
93
—
91
—
AST 6
99
—
109
—
AST 5
139
—
139
—
AST 4
86
—
86
—
AST 3
35
—
52
—
AST 2
7
—
15
—
AST 1
5
—
5
—
Subtotal AST
807
—
848
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
7
—
—
—
AST/SC 2
19
—
5
—
AST/SC 1
17
—
7
—
Subtotal AST/SC
43
—
12
—
Total
1 747
—
1 747
—
Grand total
1 747
1 747
Research and innovation — Indirect action — 2
Function group and grade
Research and innovation — Indirect action — 2
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
1
—
1
—
AD 15
19
—
19
—
AD 14
94
—
94
—
AD 13
238
—
238
—
AD 12
137
5
142
—
AD 11
51
—
51
—
AD 10
72
—
72
—
AD 9
105
—
105
—
AD 8
77
—
77
—
AD 7
64
—
64
—
AD 6
54
—
54
—
AD 5
30
—
30
—
Subtotal AD
942
5
947
—
AST 11
17
—
17
—
AST 10
15
—
15
—
AST 9
59
—
59
—
AST 8
48
—
48
—
AST 7
66
—
77
—
AST 6
71
—
80
—
AST 5
68
—
78
—
AST 4
50
—
55
—
AST 3
25
—
25
—
AST 2
1
—
9
—
AST 1
—
—
2
—
Subtotal AST
420
—
465
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
3
—
3
—
AST/SC 2
11
—
5
—
AST/SC 1
28
—
8
—
Subtotal AST/SC
42
—
16
—
Total
1 404
5
1 428
—
Grand total
(
53
)
1 409
1 428
Offices
Publications Office (OP)
Function group and grade
Publications Office (OP)
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
1
—
1
—
AD 15
3
—
3
—
AD 14
9
—
9
—
AD 13
9
—
9
—
AD 12
14
—
14
—
AD 11
14
—
11
—
AD 10
19
—
17
—
AD 9
20
—
20
—
AD 8
11
—
11
—
AD 7
16
—
16
—
AD 6
10
—
10
—
AD 5
9
—
12
—
Subtotal AD
135
—
133
—
AST 11
23
—
23
—
AST 10
19
—
19
—
AST 9
44
—
45
—
AST 8
42
—
42
—
AST 7
64
—
64
—
AST 6
86
—
88
—
AST 5
67
—
76
—
AST 4
45
—
45
—
AST 3
29
—
28
—
AST 2
4
—
—
—
AST 1
3
—
—
—
Subtotal AST
426
—
430
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
1
—
—
—
AST/SC 2
2
—
2
—
AST/SC 1
1
—
2
—
Subtotal AST/SC
4
—
4
—
Total
565
—
567
—
Grand total
565
567
European Anti-Fraud Office (OLAF)
Function group and grade
European Anti-Fraud Office (OLAF)
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
1
—
1
—
AD 15
2
1
2
1
AD 14
13
1
13
—
AD 13
21
5
21
6
AD 12
28
3
22
8
AD 11
21
—
21
—
AD 10
21
—
22
—
AD 9
26
—
24
—
AD 8
22
—
19
—
AD 7
23
—
22
—
AD 6
9
—
12
—
AD 5
13
—
13
—
Subtotal AD
200
10
192
15
AST 11
6
9
6
9
AST 10
7
4
7
4
AST 9
21
2
16
7
AST 8
11
—
11
—
AST 7
15
—
12
—
AST 6
10
—
11
—
AST 5
18
—
22
—
AST 4
5
—
13
—
AST 3
3
—
7
—
AST 2
—
—
1
—
AST 1
—
—
—
—
Subtotal AST
96
15
106
20
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
6
—
4
—
AST/SC 2
6
—
3
—
AST/SC 1
2
—
1
—
Subtotal AST/SC
14
—
8
—
Total
310
25
306
35
Grand total
335
341
European Personnel Selection Office (EPSO)
Function group and grade
European Personnel Selection Office (EPSO)
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
AD 15
—
1
—
1
AD 14
2
—
2
—
AD 13
6
—
6
—
AD 12
4
—
4
—
AD 11
4
—
4
—
AD 10
6
—
4
—
AD 9
3
—
4
—
AD 8
2
—
3
—
AD 7
1
—
1
—
AD 6
1
—
1
—
AD 5
4
—
3
—
Subtotal AD
33
1
32
1
AST 11
4
—
4
—
AST 10
4
—
4
—
AST 9
7
—
7
—
AST 8
7
—
7
—
AST 7
13
—
13
—
AST 6
10
—
10
—
AST 5
11
—
12
—
AST 4
10
—
11
—
AST 3
2
—
5
—
AST 2
1
—
1
—
AST 1
—
—
—
—
Subtotal AST
69
—
74
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
—
—
—
—
AST/SC 2
2
—
1
—
AST/SC 1
2
—
—
—
Subtotal AST/SC
4
—
1
—
Total
106
1
107
1
Grand total
107
(
54
)
108
(
55
)
Office for the Administration and Payment of Individual Entitlements (PMO)
Function group and grade
Office for the Administration and Payment of Individual Entitlements (PMO)
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
AD 15
1
—
1
—
AD 14
5
—
5
—
AD 13
8
—
8
—
AD 12
7
—
7
—
AD 11
2
—
2
—
AD 10
3
—
3
—
AD 9
2
—
2
—
AD 8
7
—
5
—
AD 7
—
—
2
—
AD 6
—
—
—
—
AD 5
5
—
5
—
Subtotal AD
40
—
40
—
AST 11
6
—
6
—
AST 10
7
—
7
—
AST 9
17
—
17
—
AST 8
23
—
18
—
AST 7
29
—
38
—
AST 6
25
—
25
—
AST 5
7
—
7
—
AST 4
1
—
1
—
AST 3
—
—
1
—
AST 2
2
—
—
—
AST 1
8
—
—
—
Subtotal AST
125
—
120
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
—
—
—
—
AST/SC 2
—
—
—
—
AST/SC 1
1
—
—
—
Subtotal AST/SC
1
—
—
—
Total
166
—
160
—
Grand total
(
56
)
166
160
Office for Infrastructure and Logistics in Brussels (OIB)
Function group and grade
Office for Infrastructure and Logistics in Brussels (OIB)
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
AD 15
1
—
1
—
AD 14
7
—
7
—
AD 13
13
—
13
—
AD 12
7
—
7
—
AD 11
10
—
8
—
AD 10
11
—
10
—
AD 9
12
—
11
—
AD 8
10
—
9
—
AD 7
7
—
8
—
AD 6
6
—
7
—
AD 5
9
—
9
—
Subtotal AD
93
—
90
—
AST 11
8
—
8
—
AST 10
11
—
10
—
AST 9
19
—
17
—
AST 8
22
—
21
—
AST 7
49
—
48
—
AST 6
43
—
47
—
AST 5
76
—
84
—
AST 4
38
—
39
—
AST 3
15
—
18
—
AST 2
—
—
—
—
AST 1
1
—
1
—
Subtotal AST
282
—
293
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
—
—
—
—
AST/SC 2
—
—
—
—
AST/SC 1
1
—
—
—
Subtotal AST/SC
1
—
—
—
Total
376
—
383
—
Grand total
376
383
Office for Infrastructure and Logistics in Luxembourg (OIL)
Function group and grade
Office for Infrastructure and Logistics in Luxembourg (OIL)
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
AD 15
1
—
1
—
AD 14
3
—
3
—
AD 13
4
—
4
—
AD 12
4
—
4
—
AD 11
2
—
2
—
AD 10
4
—
3
—
AD 9
5
—
5
—
AD 8
2
—
3
—
AD 7
2
—
2
—
AD 6
2
—
2
—
AD 5
1
—
1
—
Subtotal AD
30
—
30
—
AST 11
2
—
2
—
AST 10
3
—
3
—
AST 9
9
—
9
—
AST 8
9
—
6
—
AST 7
14
—
16
—
AST 6
10
—
10
—
AST 5
10
—
16
—
AST 4
14
—
16
—
AST 3
9
—
9
—
AST 2
1
—
1
—
AST 1
1
—
—
—
Subtotal AST
82
—
88
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
1
—
1
—
AST/SC 2
2
—
2
—
AST/SC 1
7
—
1
—
Subtotal AST/SC
10
—
4
—
Total
122
—
122
—
Grand total
122
122
Bodies set up by the European Union and having legal personality
Decentralised agencies
European Chemicals Agency (ECHA)
Function group and grade
European Chemicals Agency (ECHA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
6
—
4
—
8
AD 13
—
16
—
10
—
16
AD 12
—
21
—
10
—
20
AD 11
—
32
—
19
—
34
AD 10
—
46
—
32
—
44
AD 9
—
66
—
47
—
62
AD 8
—
64
—
51
—
63
AD 7
—
57
—
88
—
65
AD 6
—
26
—
58
—
25
AD 5
—
13
—
16
—
6
Subtotal AD
—
347
—
335
—
343
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
1
AST 9
—
4
—
2
—
4
AST 8
—
8
—
3
—
6
AST 7
—
15
—
5
—
13
AST 6
—
22
—
13
—
20
AST 5
—
27
—
22
—
35
AST 4
—
26
—
29
—
23
AST 3
—
13
—
21
—
15
AST 2
—
1
—
14
—
1
AST 1
—
—
—
—
—
—
Subtotal AST
—
116
—
109
—
118
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
463
—
444
—
461
Grand total
463
444
461
European GNSS Agency (GSA)
Function group and grade
European GNSS Agency (GSA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
—
3
—
3
—
4
AD 12
—
8
—
1
—
7
AD 11
—
9
—
4
—
8
AD 10
—
16
—
9
—
17
AD 9
—
27
—
20
—
20
AD 8
—
46
—
32
—
42
AD 7
—
27
—
35
—
24
AD 6
—
4
—
12
—
6
AD 5
—
6
—
7
—
6
Subtotal AD
—
147
—
124
—
135
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
1
—
1
—
2
AST 5
—
2
—
1
—
1
AST 4
—
—
—
1
—
1
AST 3
—
—
—
1
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
3
—
4
—
4
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
150
—
128
—
139
Grand total
150
128
139
European Foundation for the Improvement of Living and Working Conditions (Eurofound)
Function group and grade
European Foundation for the Improvement of Living and Working Conditions (Eurofound)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
1
—
1
—
1
AD 13
2
3
—
1
2
3
AD 12
1
8
3
4
1
8
AD 11
1
5
—
3
1
5
AD 10
—
6
—
1
—
5
AD 9
1
6
1
5
1
7
AD 8
—
8
1
6
—
7
AD 7
—
5
—
9
—
6
AD 6
—
2
—
7
—
2
AD 5
—
1
—
3
—
1
Subtotal AD
5
46
5
41
5
46
AST 11
—
1
—
—
—
1
AST 10
—
1
—
2
—
2
AST 9
—
7
—
3
—
6
AST 8
1
7
—
3
1
7
AST 7
2
5
1
10
2
7
AST 6
2
2
1
3
2
1
AST 5
1
5
2
5
1
5
AST 4
—
2
—
5
—
2
AST 3
—
2
—
3
—
2
AST 2
—
2
—
2
—
1
AST 1
—
—
1
1
—
—
Subtotal AST
6
34
5
37
6
34
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
11
80
10
78
11
80
Grand total
91
88
91
European Agency for Safety and Health at Work (EU-OSHA)
Function group and grade
European Agency for Safety and Health at Work (EU-OSHA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
—
1
—
2
—
2
AD 12
—
2
—
1
—
2
AD 11
—
2
—
1
—
1
AD 10
—
4
—
2
—
3
AD 9
—
7
—
6
—
5
AD 8
—
4
—
6
—
6
AD 7
—
2
—
3
—
4
AD 6
—
—
—
2
—
—
AD 5
—
—
—
—
—
—
Subtotal AD
—
24
—
24
—
24
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
1
—
1
—
1
AST 8
—
—
—
—
—
—
AST 7
—
2
—
1
—
2
AST 6
—
6
—
3
—
4
AST 5
—
4
—
7
—
6
AST 4
—
3
—
1
—
2
AST 3
—
—
—
3
—
1
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
16
—
16
—
16
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
40
—
40
—
40
Grand total
40
40
40
European Centre for the Development of Vocational Training (Cedefop)
Function group and grade
European Centre for the Development of Vocational Training (Cedefop)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
1
—
1
—
1
AD 13
—
2
—
2
—
2
AD 12
3
9
4
4
4
7
AD 11
—
8
—
9
—
8
AD 10
—
9
—
10
—
9
AD 9
—
6
—
5
—
5
AD 8
—
5
—
5
—
5
AD 7
—
4
—
4
—
4
AD 6
—
1
—
2
—
2
AD 5
—
—
—
—
—
—
Subtotal AD
3
46
4
42
4
44
AST 11
—
1
—
1
—
1
AST 10
1
1
1
1
1
1
AST 9
2
3
—
1
1
2
AST 8
1
3
1
2
1
3
AST 7
3
10
3
7
3
6
AST 6
—
8
3
5
3
7
AST 5
—
6
—
6
—
6
AST 4
—
3
—
10
—
8
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
7
35
8
33
9
34
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
10
81
12
75
13
78
Grand total
91
87
91
European Union Aviation Safety Agency (EASA)
Function group and grade
European Union Aviation Safety Agency (EASA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
25
—
5
—
29
AD 13
—
33
—
7
—
36
AD 12
—
66
—
22
—
68
AD 11
—
88
—
44
—
86
AD 10
—
110
—
70
—
108
AD 9
—
120
—
121
—
115
AD 8
—
78
—
137
—
78
AD 7
—
32
—
75
—
30
AD 6
—
11
—
42
—
11
AD 5
—
2
—
23
—
—
Subtotal AD
—
566
—
547
—
562
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
1
—
—
—
1
AST 8
—
3
—
—
—
4
AST 7
—
11
—
2
—
12
AST 6
—
27
—
11
—
29
AST 5
—
30
—
36
—
30
AST 4
—
25
—
34
—
24
AST 3
—
15
—
21
—
16
AST 2
—
2
—
13
—
2
AST 1
—
—
—
1
—
—
Subtotal AST
—
114
—
118
—
118
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
680
—
665
—
680
Grand total
680
665
680
European Maritime Safety Agency (EMSA)
Function group and grade
European Maritime Safety Agency (EMSA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
2
—
1
—
2
AD 13
1
4
—
4
1
4
AD 12
1
10
1
5
1
10
AD 11
—
17
1
14
—
17
AD 10
1
20
—
15
1
16
AD 9
—
40
—
34
—
33
AD 8
—
31
—
22
—
27
AD 7
—
18
1
25
—
24
AD 6
—
3
—
8
—
10
AD 5
—
3
—
18
—
5
Subtotal AD
3
149
3
147
3
149
AST 11
—
—
—
—
—
—
AST 10
—
1
—
—
—
1
AST 9
—
—
—
1
—
—
AST 8
—
3
—
1
—
1
AST 7
—
8
—
2
—
6
AST 6
—
20
—
14
—
17
AST 5
—
18
—
21
—
20
AST 4
—
10
—
13
—
12
AST 3
—
—
—
7
—
3
AST 2
—
—
—
—
—
—
AST 1
—
—
—
1
—
—
Subtotal AST
—
60
—
60
—
60
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
3
209
3
207
3
209
Grand total
212
210
212
European Union Agency for Railways (ERA)
Function group and grade
European Union Agency for Railways (ERA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
—
AD 14
—
—
—
1
—
1
AD 13
—
—
—
—
—
—
AD 12
—
4
—
—
—
4
AD 11
—
8
—
2
—
7
AD 10
—
20
—
15
—
19
AD 9
—
34
—
22
—
32
AD 8
—
25
—
19
—
21
AD 7
—
12
—
22
—
15
AD 6
—
9
—
16
—
12
AD 5
—
—
—
—
—
—
Subtotal AD
—
113
—
97
—
111
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
2
—
1
—
3
AST 8
—
6
—
1
—
5
AST 7
—
6
—
3
—
5
AST 6
—
5
—
3
—
3
AST 5
—
9
—
6
—
8
AST 4
—
7
—
6
—
9
AST 3
—
—
—
13
—
4
AST 2
—
—
—
2
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
35
—
35
—
37
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
148
—
132
—
148
Grand total
148
132
148
European Union Agency for Cybersecurity (ENISA)
Function group and grade
European Union Agency for Network and Information Security (ENISA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
—
—
—
—
—
AD 13
—
—
—
—
—
—
AD 12
—
6
—
3
—
6
AD 11
—
—
—
—
—
—
AD 10
—
5
—
3
—
5
AD 9
—
12
—
4
—
12
AD 8
—
21
—
9
—
19
AD 7
—
3
—
3
—
—
AD 6
—
3
—
8
—
—
AD 5
—
—
—
1
—
—
Subtotal AD
—
51
—
32
—
43
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
4
—
1
—
3
AST 6
—
8
—
2
—
7
AST 5
—
5
—
2
—
5
AST 4
—
1
—
4
—
1
AST 3
—
—
—
3
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
18
—
12
—
16
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
69
—
44
—
59
Grand total
69
44
59
Body of European Regulators for Electronic Communications (BEREC) — Office
Function group and grade
Body of European Regulators for Electronic Communications (BEREC) — Office
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
—
—
—
—
—
—
AD 12
—
—
—
—
—
—
AD 11
—
1
—
1
—
1
AD 10
—
2
—
1
—
1
AD 9
—
2
—
2
—
2
AD 8
—
2
—
1
—
1
AD 7
—
2
—
2
—
4
AD 6
—
2
—
3
—
2
AD 5
—
1
—
—
—
1
Subtotal AD
—
13
—
11
—
13
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
1
—
—
—
1
AST 5
—
1
—
1
—
1
AST 4
—
1
—
2
—
1
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
3
—
3
—
3
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
16
—
14
—
16
Grand total
16
14
16
European Banking Authority (EBA)
Function group and grade
European Banking Authority (EBA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
1
—
1
—
1
AD 15
—
1
—
1
—
1
AD 14
—
6
—
2
—
6
AD 13
—
2
—
2
—
2
AD 12
—
8
—
7
—
8
AD 11
—
12
—
11
—
12
AD 10
—
12
—
10
—
12
AD 9
—
22
—
18
—
22
AD 8
—
26
—
28
—
26
AD 7
—
19
—
27
—
19
AD 6
—
20
—
22
—
22
AD 5
—
14
—
7
—
13
Subtotal AD
—
143
—
136
—
144
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
3
—
3
—
3
AST 5
—
4
—
3
—
4
AST 4
—
2
—
—
—
2
AST 3
—
1
—
—
—
1
AST 2
—
1
—
—
—
1
AST 1
—
—
—
—
—
—
Subtotal AST
—
11
—
6
—
11
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
154
—
142
—
155
Grand total
154
142
155
European Insurance and Occupational Pensions Authority (EIOPA)
Function group and grade
European Insurance and Occupational Pensions Authority (EIOPA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
1
—
1
—
1
AD 15
—
1
—
—
—
1
AD 14
—
1
—
1
—
2
AD 13
—
4
—
2
—
5
AD 12
—
11
—
3
—
11
AD 11
—
14
—
5
—
17
AD 10
—
14
—
8
—
17
AD 9
—
19
—
14
—
17
AD 8
—
15
—
5
—
19
AD 7
—
15
—
14
—
12
AD 6
—
7
—
22
—
7
AD 5
—
11
—
18
—
—
Subtotal AD
—
113
—
93
—
109
AST 11
—
1
—
—
—
—
AST 10
—
1
—
—
—
1
AST 9
—
2
—
—
—
1
AST 8
—
3
—
—
—
3
AST 7
—
3
—
—
—
3
AST 6
—
2
—
3
—
3
AST 5
—
2
—
4
—
3
AST 4
—
—
—
5
—
1
AST 3
—
—
—
2
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
14
—
14
—
15
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
127
—
107
—
124
Grand total
127
107
124
European Securities and Markets Authority (ESMA)
Function group and grade
European Securities and Markets Authority (ESMA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
2
—
1
—
1
AD 15
—
3
—
1
—
2
AD 14
—
—
—
—
—
6
AD 13
—
3
—
—
—
2
AD 12
—
7
—
4
—
7
AD 11
—
14
—
1
—
14
AD 10
—
17
—
9
—
17
AD 9
—
39
—
24
—
39
AD 8
—
30
—
36
—
30
AD 7
—
57
—
26
—
58
AD 6
—
10
—
12
—
10
AD 5
—
32
—
24
—
11
Subtotal AD
—
214
—
138
—
197
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
2
—
—
—
2
AST 7
—
3
—
—
—
3
AST 6
—
3
—
—
—
3
AST 5
—
3
—
4
—
3
AST 4
—
1
—
4
—
1
AST 3
—
—
—
1
—
1
AST 2
—
—
—
—
—
—
AST 1
—
—
—
2
—
—
Subtotal AST
—
12
—
11
—
13
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
226
—
149
—
210
Grand total
226
149
210
Agency for the Cooperation of Energy Regulators (ACER)
Function group and grade
Agency for the Cooperation of Energy Regulators (ACER)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
—
—
—
—
—
AD 13
—
3
—
—
—
1
AD 12
—
3
—
4
—
3
AD 11
—
5
—
1
—
5
AD 10
—
3
—
2
—
1
AD 9
—
8
—
7
—
6
AD 8
—
8
—
8
—
10
AD 7
—
8
—
6
—
7
AD 6
—
14
—
13
—
12
AD 5
—
6
—
10
—
9
Subtotal AD
—
59
—
52
—
55
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
1
—
—
—
1
AST 5
—
2
—
2
—
2
AST 4
—
6
—
3
—
6
AST 3
—
3
—
7
—
3
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
12
—
12
—
12
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
71
—
64
—
67
Grand total
71
64
67
European Environment Agency (EEA)
Function group and grade
European Environment Agency (EEA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
2
—
—
—
3
AD 13
1
6
—
1
1
6
AD 12
—
16
1
8
—
16
AD 11
—
10
—
9
—
10
AD 10
—
11
—
9
—
10
AD 9
—
9
—
11
—
9
AD 8
—
4
—
7
—
4
AD 7
—
3
—
6
—
1
AD 6
—
1
—
7
—
—
AD 5
—
3
—
—
—
—
Subtotal AD
1
66
1
59
1
60
AST 11
—
2
—
—
—
3
AST 10
1
5
—
2
—
5
AST 9
2
12
1
5
3
12
AST 8
—
11
1
7
—
12
AST 7
—
11
—
6
—
12
AST 6
—
11
—
9
—
11
AST 5
—
7
—
10
—
5
AST 4
—
1
—
10
—
—
AST 3
—
—
—
10
—
—
AST 2
—
—
—
1
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
3
60
2
60
3
60
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
4
126
3
119
4
120
Grand total
130
122
124
European Fisheries Control Agency (EFCA)
Function group and grade
European Fisheries Control Agency (EFCA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
2
—
—
—
2
AD 13
—
1
—
2
—
1
AD 12
—
2
—
2
—
2
AD 11
—
—
—
—
—
—
AD 10
—
7
—
3
—
6
AD 9
—
5
—
6
—
6
AD 8
—
13
—
14
—
13
AD 7
—
—
—
2
—
—
AD 6
—
—
—
—
—
—
AD 5
—
—
—
—
—
—
Subtotal AD
—
31
—
30
—
31
AST 11
—
—
—
—
—
—
AST 10
—
7
—
7
—
7
AST 9
—
3
—
3
—
3
AST 8
—
3
—
3
—
3
AST 7
—
8
—
8
—
8
AST 6
—
2
—
2
—
2
AST 5
—
7
—
6
—
6
AST 4
—
—
—
1
—
1
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
30
—
30
—
30
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
61
—
60
—
61
Grand total
61
60
61
European Centre for Disease Prevention and Control (ECDC)
Function group and grade
European Centre for Disease Prevention and Control (ECDC)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
2
—
1
—
4
AD 13
—
3
—
—
—
5
AD 12
—
7
—
5
—
10
AD 11
—
8
—
5
—
10
AD 10
—
23
—
10
—
25
AD 9
—
24
—
15
—
25
AD 8
—
22
—
30
—
20
AD 7
—
26
—
11
—
26
AD 6
—
10
—
11
—
—
AD 5
—
—
—
35
—
—
Subtotal AD
—
126
—
123
—
126
AST 11
—
—
—
—
—
—
AST 10
—
1
—
—
—
2
AST 9
—
2
—
—
—
2
AST 8
—
3
—
2
—
3
AST 7
—
11
—
3
—
10
AST 6
—
10
—
7
—
10
AST 5
—
15
—
13
—
15
AST 4
—
5
—
18
—
5
AST 3
—
4
—
3
—
5
AST 2
—
—
—
2
—
—
AST 1
—
—
—
4
—
—
Subtotal AST
—
51
—
52
—
52
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
3
—
—
—
2
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
2
—
—
Subtotal AST/SC
—
3
—
2
—
2
Total
—
180
—
177
—
180
Grand total
180
177
180
European Food Safety Authority (EFSA)
Function group and grade
European Food Safety Authority (EFSA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
—
—
1
—
—
AD 13
—
4
—
—
—
2
AD 12
—
4
—
6
—
7
AD 11
—
8
—
6
—
9
AD 10
—
19
—
13
—
20
AD 9
1
40
—
26
—
38
AD 8
3
62
1
60
2
57
AD 7
1
59
4
48
3
45
AD 6
—
43
—
38
—
27
AD 5
—
10
—
8
—
9
Subtotal AD
5
250
5
206
5
215
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
1
—
—
—
1
AST 7
—
4
—
3
—
3
AST 6
—
6
—
4
—
7
AST 5
—
21
—
16
—
21
AST 4
—
34
—
36
—
32
AST 3
—
22
—
22
—
20
AST 2
—
11
—
17
—
15
AST 1
—
—
—
2
—
1
Subtotal AST
—
99
—
100
—
100
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
5
349
5
306
5
315
Grand total
354
311
320
European Medicines Agency (EMA)
Function group and grade
European Medicines Agency (EMA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
3
—
3
—
3
AD 14
—
8
—
6
—
7
AD 13
—
12
—
11
—
11
AD 12
—
44
—
42
—
43
AD 11
—
47
—
43
—
43
AD 10
—
44
—
41
—
43
AD 9
—
46
—
45
—
43
AD 8
—
66
—
59
—
59
AD 7
—
76
—
65
—
65
AD 6
—
46
—
23
—
23
AD 5
—
3
—
—
—
25
Subtotal AD
—
395
—
338
—
365
AST 11
—
2
—
2
—
2
AST 10
—
7
—
7
—
7
AST 9
—
8
—
5
—
7
AST 8
—
19
—
16
—
16
AST 7
—
15
—
22
—
22
AST 6
—
15
—
39
—
27
AST 5
—
39
—
43
—
35
AST 4
—
52
—
57
—
57
AST 3
—
44
—
46
—
46
AST 2
—
—
—
6
—
7
AST 1
—
—
—
—
—
—
Subtotal AST
—
201
—
243
—
226
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
596
—
581
—
591
Grand total
596
581
591
European Border and Coast Guard Agency (Frontex)
Function group and grade
European Border and Coast Guard Agency (Frontex)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
1
—
4
—
1
AD 13
—
11
—
4
—
7
AD 12
—
24
—
16
—
18
AD 11
—
35
—
11
—
28
AD 10
—
21
—
17
—
16
AD 9
—
34
—
15
—
29
AD 8
—
174
—
58
—
151
AD 7
—
122
—
58
—
126
AD 6
—
64
—
33
—
98
AD 5
—
38
—
10
—
90
Subtotal AD
—
525
—
226
—
565
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
3
—
—
AST 8
—
5
—
9
—
5
AST 7
—
11
—
16
—
11
AST 6
—
16
—
11
—
25
AST 5
—
27
—
14
—
64
AST 4
—
463
—
20
—
101
AST 3
—
3
—
4
—
88
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
525
—
77
—
294
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
1 050
—
303
—
859
Grand total
1 050
303
859
European Union Agency for Law Enforcement Cooperation (Europol)
Function group and grade
European Union Agency for Law Enforcement Cooperation (Europol)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
3
—
1
—
1
AD 13
—
5
—
2
—
5
AD 12
—
11
—
7
—
11
AD 11
—
14
—
7
—
17
AD 10
—
25
—
15
—
28
AD 9
—
50
—
33
—
61
AD 8
—
84
—
75
—
94
AD 7
—
148
—
135
—
132
AD 6
—
211
—
262
—
171
AD 5
—
31
—
11
—
38
Subtotal AD
—
583
—
549
—
559
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
1
—
—
—
3
AST 7
—
5
—
3
—
5
AST 6
—
6
—
4
—
6
AST 5
—
7
—
4
—
7
AST 4
—
7
—
9
—
7
AST 3
—
3
—
—
—
1
AST 2
—
3
—
4
—
3
AST 1
—
—
—
—
—
—
Subtotal AST
—
32
—
24
—
32
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
615
—
573
—
591
Grand total
615
573
591
European Union Agency for Law Enforcement Training (CEPOL)
Function group and grade
European Union Agency for Law Enforcement Training (CEPOL)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
—
—
—
—
—
—
AD 12
—
2
—
1
—
2
AD 11
—
1
—
—
—
1
AD 10
—
1
—
4
—
1
AD 9
—
1
—
1
—
1
AD 8
—
—
—
1
—
—
AD 7
—
5
—
3
—
2
AD 6
—
7
—
8
—
7
AD 5
—
5
—
4
—
7
Subtotal AD
—
23
—
23
—
22
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
1
—
—
—
1
AST 5
—
3
—
3
—
2
AST 4
—
5
—
1
—
6
AST 3
—
1
—
5
—
1
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
10
—
9
—
10
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
33
—
32
—
32
Grand total
33
32
32
European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA)
Function group and grade
European Union Agency for the operational management of large-scale IT systems in the area of freedom, security and justice (eu-LISA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
1
—
1
AD 14
—
1
—
1
—
1
AD 13
—
3
—
2
—
3
AD 12
—
4
—
3
—
4
AD 11
—
5
—
4
—
5
AD 10
—
8
—
5
—
8
AD 9
—
16
—
10
—
16
AD 8
—
17
—
11
—
17
AD 7
—
32
—
21
—
31
AD 6
—
15
—
11
—
14
AD 5
—
47
—
11
—
29
Subtotal AD
—
149
—
80
—
129
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
1
—
1
—
1
AST 8
—
2
—
2
—
2
AST 7
—
4
—
4
—
4
AST 6
—
9
—
9
—
9
AST 5
—
12
—
14
—
12
AST 4
—
12
—
11
—
12
AST 3
—
13
—
1
—
3
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
53
—
42
—
43
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
202
—
122
—
172
Grand total
202
122
172
European Asylum Support Office (EASO)
Function group and grade
European Asylum Support Office (EASO)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
—
—
—
—
—
AD 13
—
3
—
—
—
2
AD 12
—
5
—
2
—
4
AD 11
—
3
—
1
—
2
AD 10
—
16
—
7
—
15
AD 9
—
22
—
4
—
15
AD 8
—
58
—
13
—
41
AD 7
—
70
—
24
—
57
AD 6
—
30
—
18
—
19
AD 5
—
23
—
31
—
23
Subtotal AD
—
231
—
100
—
179
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
4
—
—
—
—
AST 5
—
18
—
2
—
10
AST 4
—
49
—
10
—
40
AST 3
—
55
—
28
—
45
AST 2
—
9
—
1
—
8
AST 1
—
—
—
10
—
2
Subtotal AST
—
135
—
51
—
105
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
366
—
151
—
284
Grand total
366
151
284
European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
Function group and grade
European Monitoring Centre for Drugs and Drug Addiction (EMCDDA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
1
—
1
—
1
AD 13
1
3
1
3
1
2
AD 12
3
9
3
5
4
11
AD 11
1
10
—
6
1
11
AD 10
1
11
—
2
—
13
AD 9
—
8
2
10
—
6
AD 8
—
1
—
7
—
—
AD 7
—
1
—
7
—
—
AD 6
—
—
—
—
—
—
AD 5
—
—
—
2
—
—
Subtotal AD
6
45
6
43
6
45
AST 11
1
1
—
1
1
—
AST 10
—
2
—
—
—
3
AST 9
1
6
—
3
1
7
AST 8
2
6
1
2
2
7
AST 7
—
5
—
3
—
4
AST 6
—
1
—
7
—
—
AST 5
—
—
1
4
—
—
AST 4
—
—
—
1
—
—
AST 3
—
—
1
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
4
21
3
21
4
21
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
10
66
9
64
10
66
Grand total
76
73
76
European Union Agency for Fundamental Rights (FRA)
Function group and grade
European Union Agency for Fundamental Rights (FRA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
3
—
2
—
1
AD 13
—
3
—
2
—
2
AD 12
—
2
—
3
—
7
AD 11
—
5
—
1
—
5
AD 10
—
10
—
5
—
9
AD 9
—
11
—
9
—
12
AD 8
—
8
—
11
—
8
AD 7
—
2
—
11
—
2
AD 6
—
3
—
3
—
1
AD 5
—
—
—
—
—
—
Subtotal AD
—
48
—
47
—
48
AST 11
—
—
—
—
—
—
AST 10
—
4
—
—
—
1
AST 9
—
2
—
2
—
3
AST 8
—
3
—
4
—
5
AST 7
—
7
—
1
—
7
AST 6
—
6
—
7
—
7
AST 5
—
2
—
7
—
1
AST 4
—
—
—
3
—
—
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
24
—
24
—
24
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
72
—
71
—
72
Grand total
72
71
72
European Institute for Gender Equality (EIGE)
Function group and grade
European Institute for Gender Equality (EIGE)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
—
—
1
AD 13
—
—
—
1
—
—
AD 12
—
2
—
—
—
1
AD 11
—
2
—
1
—
2
AD 10
—
4
—
2
—
4
AD 9
—
2
—
2
—
3
AD 8
—
4
—
1
—
4
AD 7
—
3
—
5
—
3
AD 6
—
3
—
4
—
3
AD 5
—
—
—
5
—
—
Subtotal AD
—
21
—
21
—
21
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
1
—
—
—
—
AST 8
—
1
—
1
—
2
AST 7
—
2
—
—
—
2
AST 6
—
2
—
2
—
2
AST 5
—
—
—
2
—
—
AST 4
—
—
—
1
—
—
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
6
—
6
—
6
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
27
—
27
—
27
Grand total
27
27
27
European Union Agency for Criminal Justice Cooperation (Eurojust)
Function group and grade
European Union Agency for Criminal Justice Cooperation (Eurojust)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
—
1
—
—
—
1
AD 12
—
1
—
—
—
—
AD 11
—
5
—
3
—
5
AD 10
—
12
—
5
—
12
AD 9
—
22
—
12
—
22
AD 8
—
21
—
17
—
21
AD 7
—
29
—
17
—
32
AD 6
—
2
—
19
—
4
AD 5
—
6
—
3
—
3
Subtotal AD
—
100
—
77
—
101
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
1
—
1
—
1
AST 8
—
—
—
—
—
—
AST 7
—
1
—
—
—
1
AST 6
—
5
—
3
—
5
AST 5
—
52
—
26
—
52
AST 4
—
48
—
37
—
48
AST 3
—
—
—
48
—
—
AST 2
—
—
—
14
—
—
AST 1
—
—
—
1
—
—
Subtotal AST
—
107
—
130
—
107
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
207
—
207
—
208
Grand total
207
207
208
European Training Foundation (ETF)
Function group and grade
European Training Foundation (ETF)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
—
5
—
3
—
5
AD 12
—
10
—
4
—
15
AD 11
—
10
—
9
—
9
AD 10
—
9
—
11
—
6
AD 9
—
13
—
13
—
12
AD 8
—
6
—
8
—
7
AD 7
—
1
—
5
—
1
AD 6
—
1
—
—
—
—
AD 5
—
—
—
1
—
—
Subtotal AD
—
56
—
55
—
56
AST 11
—
1
—
1
—
3
AST 10
—
3
—
—
—
6
AST 9
—
10
—
8
—
8
AST 8
—
10
—
9
—
7
AST 7
—
4
—
—
—
4
AST 6
—
1
—
3
—
2
AST 5
—
1
—
5
—
—
AST 4
—
—
—
4
—
—
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
30
—
30
—
30
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
86
—
85
—
86
Grand total
86
85
86
Translation Centre for the Bodies of the European Union (CDT)
Function group and grade
Translation Centre for the Bodies of the European Union
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
1
—
1
AD 13
1
—
1
—
1
—
AD 12
20
11
6
7
17
11
AD 11
5
5
9
3
7
4
AD 10
8
5
5
6
8
5
AD 9
5
13
5
5
4
12
AD 8
—
21
8
15
1
21
AD 7
5
26
4
15
6
24
AD 6
1
8
2
24
—
12
AD 5
—
—
1
12
—
—
Subtotal AD
45
90
41
88
44
90
AST 11
—
—
—
—
—
—
AST 10
1
—
—
—
—
—
AST 9
4
1
2
—
6
—
AST 8
1
2
2
2
1
2
AST 7
1
4
2
2
1
5
AST 6
1
7
1
5
1
6
AST 5
2
20
1
13
2
19
AST 4
—
12
1
12
—
12
AST 3
—
—
—
8
—
2
AST 2
—
—
—
1
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
10
46
9
43
11
46
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
1
—
—
—
1
AST/SC 2
—
1
—
2
—
1
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
2
—
2
—
2
Total
55
138
50
133
55
138
Grand total
193
183
193
European Public Prosecutor's Office (EPPO)
Function group and grade
European Public Prosecutor's Office (EPPO)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
—
—
—
—
—
—
AD 13
—
22
—
—
—
22
AD 12
—
—
—
—
—
—
AD 11
—
1
—
—
—
1
AD 10
—
2
—
—
—
2
AD 9
—
2
—
—
—
2
AD 8
—
2
—
—
—
—
AD 7
2
5
—
—
—
3
AD 6
—
1
—
—
—
—
AD 5
—
1
—
—
—
—
Subtotal AD
2
37
—
—
—
31
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
—
—
—
—
—
AST 5
—
3
—
—
—
3
AST 4
2
—
—
—
—
—
AST 3
—
3
—
—
—
3
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
2
6
—
—
—
6
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
4
43
—
—
—
37
Grand total
47
—
37
European Labour Authority (ELA)
Function group and grade
European Labour Authority (ELA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
—
—
1
AD 13
—
—
—
—
—
—
AD 12
—
—
—
—
—
—
AD 11
—
—
—
—
—
—
AD 10
—
—
—
—
—
—
AD 9
—
4 
 (
57
)
—
—
—
2
AD 8
—
—
—
—
—
—
AD 7
—
4 
 (
57
)
—
—
—
4
AD 6
—
—
—
—
—
—
AD 5
—
5
—
—
—
5
Subtotal AD
—
14
—
—
—
12
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
—
—
—
—
—
AST 5
—
—
—
—
—
—
AST 4
—
2
—
—
—
2
AST 3
—
2
—
—
—
—
AST 2
—
2
—
—
—
2
AST 1
—
—
—
—
—
—
Subtotal AST
—
6
—
—
—
4
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
20
—
—
—
16
Grand total
20
—
16
European joint undertakings
Single European Sky Air Traffic Management Research Joint Undertaking (SESAR)
Function group and grade
Single European Sky Air Traffic Management Research Joint Undertaking (SESAR)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1 
 (
58
)
—
1
—
1 
 (
58
)
AD 14
—
—
—
—
—
—
AD 13
—
—
—
—
—
—
AD 12
—
5
—
3
—
4
AD 11
—
3
—
1
—
3
AD 10
—
2
—
3
—
2
AD 9
—
5
—
3
—
4
AD 8
—
7
—
7
—
6
AD 7
—
6
—
6
—
7
AD 6
—
4
—
7
—
6
AD 5
—
—
—
1
—
—
Subtotal AD
—
33
—
32
—
33
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
1
—
1
—
1
AST 8
—
—
—
—
—
—
AST 7
—
1
—
—
—
1
AST 6
—
—
—
—
—
—
AST 5
—
1
—
—
—
—
AST 4
—
2
—
2
—
2
AST 3
—
1
—
2
—
1
AST 2
—
—
—
—
—
1
AST 1
—
—
—
—
—
—
Subtotal AST
—
6
—
5
—
6
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
39
—
37
—
39
Grand total
39
37
39
European Joint Undertaking for ITER and the Development of Fusion Energy — Fusion for Energy (F4E)
Function group and grade
European Joint Undertaking for ITER - Fusion for Energy (F4E)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
1
—
—
—
1
AD 14
5
3
—
1
5
2
AD 13
14
9
8
6
14
7
AD 12
15
21
11
4
14
21
AD 11
2
27
5
21
3
23
AD 10
—
31
2
20
—
28
AD 9
—
41
5
49
—
39
AD 8
1
33
5
41
1
37
AD 7
2
21
1
18
1
21
AD 6
1
16
1
35
2
25
AD 5
—
—
—
—
—
1
Subtotal AD
40
203
38
195
40
205
AST 11
5
—
—
—
4
—
AST 10
1
—
1
—
2
—
AST 9
4
—
2
—
4
—
AST 8
1
2
1
—
1
1
AST 7
—
4
2
1
—
3
AST 6
—
9
1
1
—
9
AST 5
—
9
2
13
—
11
AST 4
—
2
2
5
—
3
AST 3
—
—
1
11
—
—
AST 2
—
—
1
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
11
26
13
31
11
27
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
51
229
51
226
51
232
Grand total
280
277
283
European Institute of Innovation and Technology (EIT)
Function group and grade
European Institute of Innovation and Technology (EIT)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
1
—
—
—
1
AD 13
—
—
—
—
—
—
AD 12
—
1
—
—
—
1
AD 11
—
2
—
1
—
—
AD 10
—
7
—
2
—
7
AD 9
—
9
—
9
—
7
AD 8
—
10
—
9
—
10
AD 7
—
7
—
7
—
9
AD 6
—
3
—
10
—
5
AD 5
—
—
—
—
—
—
Subtotal AD
—
40
—
38
—
40
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
—
—
—
—
—
AST 5
—
3
—
1
—
2
AST 4
—
1
—
3
—
1
AST 3
—
1
—
1
—
2
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
5
—
5
—
5
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
45
—
43
—
45
Grand total
45
43
45
Executive agencies
Executive Agency for Small and Medium-sized Enterprises (EASME)
Function group and grade
Executive Agency for Small and Medium-sized Enterprises (EASME)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
5
—
5
—
5
AD 13
—
6
—
3
—
7
AD 12
—
5
—
4
—
4
AD 11
—
6
—
5
—
6
AD 10
—
10
—
9
—
8
AD 9
—
15
—
11
—
16
AD 8
—
8
—
6
—
6
AD 7
—
8
—
7
—
7
AD 6
—
18
—
15
—
19
AD 5
—
31
—
27
—
27
Subtotal AD
—
112
—
92
—
105
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
1
AST 6
—
2
—
—
—
—
AST 5
—
8
—
8
—
10
AST 4
—
4
—
6
—
4
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
14
—
14
—
15
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
126
—
106
—
120
Grand total
126
106
120
Innovation and Networks Executive Agency (INEA)
Function group and grade
Innovation and Networks Executive Agency (INEA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
(
59
)
—
7
—
7
—
7
AD 13
—
9
—
8
—
9
AD 12
—
5
—
4
—
5
AD 11
—
5
—
5
—
5
AD 10
—
5
—
5
—
5
AD 9
—
9
—
7
—
7
AD 8
—
12
—
10
—
10
AD 7
—
10
—
9
—
10
AD 6
—
2
—
1
—
2
AD 5
—
3
—
1
—
1
Subtotal AD
—
67
—
57
—
61
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
1
—
1
—
1
AST 6
—
2
—
1
—
2
AST 5
—
3
—
2
—
3
AST 4
—
3
—
4
—
3
AST 3
—
2
—
2
—
1
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
11
—
10
—
10
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
78
—
67
—
71
Grand total
78
67
71
European Research Council Executive Agency (ERCEA)
Function group and grade
European Research Council Executive Agency (ERCEA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
(
60
)
—
10
—
5
—
10
AD 13
—
7
—
9
—
5
AD 12
—
—
—
3
—
3
AD 11
—
4
—
1
—
1
AD 10
—
38
—
19
—
13
AD 9
—
34
—
40
—
58
AD 8
—
11
—
16
—
9
AD 7
—
20
—
11
—
17
AD 6
—
9
—
15
—
10
AD 5
—
—
—
1
—
1
Subtotal AD
—
133
—
120
—
127
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
—
—
—
—
—
AST 8
—
—
—
—
—
—
AST 7
—
—
—
—
—
—
AST 6
—
—
—
—
—
—
AST 5
—
—
—
—
—
—
AST 4
—
—
—
—
—
—
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
—
—
—
—
—
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
133
—
120
—
127
Grand total
133
120
127
Research Executive Agency (REA)
Function group and grade
Research Executive Agency (REA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
9
—
5
—
9
AD 13
—
12
—
10
—
11
AD 12
—
13
—
6
—
11
AD 11
—
13
—
7
—
13
AD 10
—
20
—
7
—
14
AD 9
—
44
—
36
—
36
AD 8
—
27
—
32
—
29
AD 7
—
23
—
29
—
24
AD 6
—
23
—
24
—
27
AD 5
—
—
—
8
—
—
Subtotal AD
—
184
—
164
—
174
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
4
—
1
—
4
AST 8
—
3
—
1
—
3
AST 7
—
1
—
1
—
1
AST 6
—
—
—
5
—
—
AST 5
—
—
—
3
—
—
AST 4
—
—
—
—
—
—
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
8
—
11
—
8
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
192
—
175
—
182
Grand total
(
61
)
192
175
182
Education, Audiovisual and Culture Executive Agency (EACEA)
Function group and grade
Education, Audiovisual and Culture Executive Agency (EACEA)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
10
—
1
—
8
AD 13
—
9
—
10
—
8
AD 12
—
12
—
7
—
9
AD 11
—
14
—
12
—
12
AD 10
—
12
—
14
—
16
AD 9
—
8
—
13
—
7
AD 8
—
6
—
7
—
7
AD 7
—
6
—
5
—
6
AD 6
—
3
—
4
—
5
AD 5
—
1
—
1
—
3
Subtotal AD
—
81
—
74
—
81
AST 11
—
1
—
1
—
1
AST 10
—
2
—
—
—
1
AST 9
—
3
—
1
—
1
AST 8
—
3
—
1
—
2
AST 7
—
6
—
1
—
3
AST 6
—
7
—
8
—
10
AST 5
—
4
—
9
—
7
AST 4
—
1
—
5
—
2
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
27
—
26
—
27
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
108
—
100
—
108
Grand total
108
100
108
Consumers, Health, Agriculture and Food Executive Agency (Chafea)
Function group and grade
Consumers, Health, Agriculture and Food Executive Agency (Chafea)
2020
2019
Authorized under the Union budget
Actually filled as at 31 December 2018
Authorized under the Union budget
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
—
—
AD 15
—
—
—
—
—
—
AD 14
—
3
—
1
—
2
AD 13
—
—
—
2
—
1
AD 12
—
2
—
2
—
2
AD 11
—
2
—
—
—
—
AD 10
—
—
—
1
—
1
AD 9
—
2
—
—
—
2
AD 8
—
2
—
2
—
1
AD 7
—
—
—
2
—
2
AD 6
—
2
—
—
—
2
AD 5
—
5
—
5
—
5
Subtotal AD
—
18
—
15
—
18
AST 11
—
—
—
—
—
—
AST 10
—
—
—
—
—
—
AST 9
—
2
—
—
—
—
AST 8
—
—
—
1
—
1
AST 7
—
—
—
—
—
—
AST 6
—
—
—
—
—
—
AST 5
—
—
—
—
—
1
AST 4
—
—
—
—
—
—
AST 3
—
—
—
—
—
—
AST 2
—
—
—
—
—
—
AST 1
—
—
—
—
—
—
Subtotal AST
—
2
—
1
—
2
AST/SC 6
—
—
—
—
—
—
AST/SC 5
—
—
—
—
—
—
AST/SC 4
—
—
—
—
—
—
AST/SC 3
—
—
—
—
—
—
AST/SC 2
—
—
—
—
—
—
AST/SC 1
—
—
—
—
—
—
Subtotal AST/SC
—
—
—
—
—
—
Total
—
20
—
16
—
20
Grand total
20
16
20
SECTION IV
COURT OF JUSTICE OF THE EUROPEAN UNION
REVENUE
Contribution of the European Union to the financing of the expenditure of the Court of Justice for the financial year 2020
Heading
Amount
Expenditure
436 637 500
Own resources
–57 543 000
Contribution due
379 094 500
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
31 490 000
30 429 728
28 108 261,62
89,26
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
5 521 000
5 307 730
4 968 256,89
89,99
CHAPTER 4 0 — TOTAL
37 011 000
35 737 458
33 076 518,51
89,37
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
20 532 000
20 389 756
19 679 730,43
95,85
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
0 ,—
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
p.m.
p.m.
9 962,36
CHAPTER 4 1 — TOTAL
20 532 000
20 389 756
19 689 692,79
95,90
Title 4 — Total
57 543 000
56 127 214
52 766 211,30
91,70
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation on the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
31 490 000
30 429 728
28 108 261,62
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ L 187, 8.8.1967, p. 1
).
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ. L 187, 8.8.1967, p. 1
).
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
5 521 000
5 307 730
4 968 256,89
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ L 187, 8.8.1967, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
20 532 000
20 389 756
19 679 730,43
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 11(2) and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
9 962,36
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
138 168,60
Article 5 0 0 — Total
p.m.
p.m.
138 168,60
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
p.m.
p.m.
70 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
138 238,60
CHAPTER 5 1
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 1 1 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
p.m.
0 ,—
5 2 2
Interest yielded by pre-financing
p.m.
p.m.
0 ,—
CHAPTER 5 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 5
5 5 0
Revenue from the proceeds of services supplied to or work carried out for other institutions or bodies, including the amount of mission allowances paid on behalf of other institutions or bodies and reimbursed by the latter — Assigned revenue
p.m.
p.m.
645,38
5 5 1
Revenue from third parties in respect of services supplied or work carried out at their request — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
645,38
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of sums paid though not due — Assigned revenue
p.m.
p.m.
89 473,74
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
282 105,76
CHAPTER 5 7 — TOTAL
p.m.
p.m.
371 579,50
CHAPTER 5 8
5 8 0
Revenue from payments connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
18 429,51
CHAPTER 5 8 — TOTAL
p.m.
p.m.
18 429,51
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
p.m.
528 892,99
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTINGS
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution. It records also the proceeds from the sale of vehicles that are being replaced or scrapped when the book value is fully depreciated.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
138 168,60
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
70 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTINGS
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the original expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the original expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest.
5 2 2
Interest yielded by pre-financing
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
CHAPTER 5 5 —
   
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
5 5 0
Revenue from the proceeds of services supplied to or work carried out for other institutions or bodies, including the amount of mission allowances paid on behalf of other institutions or bodies and reimbursed by the latter — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
645,38
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services supplied or work carried out at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of sums paid though not due — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
89 473,74
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
282 105,76
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue from payments connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
18 429,51
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record other revenue from administrative operations.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
0 ,—
CHAPTER 9 0 — TOTAL
p.m.
p.m.
0 ,—
Title 9 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
57 543 000
56 127 214
53 295 104,29
92,62
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
36 836 000
36 939 750
32 234 266,23
1 2
OFFICIALS AND TEMPORARY STAFF
270 889 000
261 182 875
244 990 645,78
1 4
OTHER STAFF AND EXTERNAL SERVICES
27 294 500
25 585 000
23 602 659,60
1 6
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
6 429 000
6 445 500
6 187 418,35
Title 1 — Total
341 448 500
330 153 125
307 014 989,96
2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
65 280 000
65 395 311
73 707 472,10
2 1
DATA-PROCESSING, EQUIPMENT AND MOVABLE PROPERTY: PURCHASE, HIRE AND MAINTENANCE
25 999 000
28 518 500
22 023 254,74
2 3
CURRENT ADMINISTRATIVE EXPENDITURE
1 184 000
2 121 000
1 187 222,83
2 5
EXPENDITURE ON MEETINGS AND CONFERENCES
525 000
522 000
515 912,89
2 7
INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
2 142 000
2 700 000
2 215 453,18
Title 2 — Total
95 130 000
99 256 811
99 649 315,74
3
EXPENDITURE RESULTING FROM SPECIAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
3 7
EXPENDITURE RELATING TO CERTAIN INSTITUTIONS AND BODIES
59 000
59 000
17 593,71
Title 3 — Total
59 000
59 000
17 593,71
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
436 637 500
429 468 936
406 681 899,41
TITLE 1
PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Remunerations and other entitlements
1 0 0 0
Remunerations and allowances
Non-differentiated appropriations
32 215 000
30 369 000
29 008 259,13
90,05
1 0 0 2
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
490 000
2 038 000
644 000 ,—
131,43
Article 1 0 0 — Total
32 705 000
32 407 000
29 652 259,13
90,67
1 0 2
Temporary allowances
Non-differentiated appropriations
3 349 000
3 731 000
1 983 893,16
59,24
1 0 4
Missions
Non-differentiated appropriations
280 000
299 750
342 000 ,—
122,14
1 0 6
Training
Non-differentiated appropriations
502 000
502 000
256 113,94
51,02
1 0 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 0 — TOTAL
36 836 000
36 939 750
32 234 266,23
87,51
CHAPTER 1 2
1 2 0
Remunerations and other entitlements
1 2 0 0
Remunerations and allowances
Non-differentiated appropriations
267 837 000
257 991 875
242 380 731,18
90,50
1 2 0 2
Paid overtime
Non-differentiated appropriations
732 000
708 000
675 800,13
92,32
1 2 0 4
Entitlements related to entering the service, transfer and leaving the service
Non-differentiated appropriations
2 090 000
2 253 000
1 771 450,96
84,76
Article 1 2 0 — Total
270 659 000
260 952 875
244 827 982,27
90,46
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Non-differentiated appropriations
230 000
230 000
162 663,51
70,72
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 2 2 — Total
230 000
230 000
162 663,51
70,72
1 2 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 2 — TOTAL
270 889 000
261 182 875
244 990 645,78
90,44
CHAPTER 1 4
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Non-differentiated appropriations
8 285 000
8 208 000
7 521 918,75
90,79
1 4 0 4
In-service training and staff exchanges
Non-differentiated appropriations
1 472 000
1 444 000
745 300 ,—
50,63
1 4 0 5
Other external services
Non-differentiated appropriations
234 000
234 000
226 388 ,—
96,75
1 4 0 6
External services in the linguistic field
Non-differentiated appropriations
17 303 500
15 699 000
15 109 052,85
87,32
Article 1 4 0 — Total
27 294 500
25 585 000
23 602 659,60
86,47
1 4 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 4 — TOTAL
27 294 500
25 585 000
23 602 659,60
86,47
CHAPTER 1 6
1 6 1
Expenditure relating to staff management
1 6 1 0
Miscellaneous expenditure for staff recruitment
Non-differentiated appropriations
170 000
180 500
161 119,47
94,78
1 6 1 2
Further training
Non-differentiated appropriations
1 745 500
1 659 500
1 706 931,87
97,79
Article 1 6 1 — Total
1 915 500
1 840 000
1 868 051,34
97,52
1 6 2
Missions
Non-differentiated appropriations
478 500
498 500
498 500 ,—
104,18
1 6 3
Expenditure on staff of the institution
1 6 3 0
Social welfare
Non-differentiated appropriations
20 000
20 000
20 000 ,—
100,00
1 6 3 2
Social contacts between members of staff and other welfare expenditure
Non-differentiated appropriations
337 000
308 500
348 676,11
103,46
Article 1 6 3 — Total
357 000
328 500
368 676,11
103,27
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
Medical service
Non-differentiated appropriations
187 000
205 000
130 899,33
70,00
1 6 5 2
Restaurants and canteens
Non-differentiated appropriations
192 000
137 000
87 928,69
45,80
1 6 5 4
Early Childhood Centre
Non-differentiated appropriations
3 141 000
3 260 000
3 101 000 ,—
98,73
1 6 5 5
PMO expenditure for the administration of matters concerning the Court’s staff
Non-differentiated appropriations
113 000
118 000
86 500 ,—
76,55
1 6 5 6
European Schools
Non-differentiated appropriations
45 000
58 500
45 862,88
101,92
Article 1 6 5 — Total
3 678 000
3 778 500
3 452 190,90
93,86
CHAPTER 1 6 — TOTAL
6 429 000
6 445 500
6 187 418,35
96,24
Title 1 — Total
341 448 500
330 153 125
307 014 989,96
89,92
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 2 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 4 —
OTHER STAFF AND EXTERNAL SERVICES
CHAPTER 1 6 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Remunerations and other entitlements
1 0 0 0
Remunerations and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
32 215 000
30 369 000
29 008 259,13
Remarks
This appropriation is intended to cover, for the Members of the institution:
—
basic salaries,
—
residence allowances,
—
family allowances, namely household allowance, dependent child allowance and education allowance,
—
entertainment and service allowances,
—
employer’s contribution for insurance against accidents and occupational disease, employer’s contribution for sickness insurance,
—
birth grants,
—
allowances provided for in the event of death of a Member of the institution,
—
weightings applicable to basic salaries, residence allowances, family allowances and transfers abroad of part of the remuneration of Members of the institution (application, by analogy, of Article 17 of Annex VII to the Staff Regulations of Officials of the European Union).
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ L 187, 8.8.1967, p. 1
), and in particular Articles 3, 4, 4a, 11 and 14 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 0 2
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
490 000
2 038 000
644 000 ,—
Remarks
This appropriation is intended to cover:
—
travel expenses of Members of the institution (including family members) on entering the service or leaving the institution,
—
installation and resettlement allowances payable to Members of the institution on taking up or leaving their appointments,
—
removal expenses payable to Members of the institution on taking up or leaving their appointments.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ L 187, 8.8.1967, p. 1
), and in particular Article 5 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 2
Temporary allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
3 349 000
3 731 000
1 983 893,16
Remarks
This appropriation is intended to cover temporary allowances, family allowances and weightings applicable for the country of residence of former Members of the institution.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ L 187, 8.8.1967, p. 1
), and in particular Article 7 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 4
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
280 000
299 750
342 000 ,—
Remarks
This appropriation is intended to cover travel expenses, daily subsistence allowances and ancillary or special costs incurred for missions.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ L 187, 8.8.1967, p. 1
), and in particular Article 6 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 6
Training
Appropriations 2020
Appropriations 2019
Outturn 2018
502 000
502 000
256 113,94
Remarks
This appropriation is intended to cover the costs of language or other training courses for Members of the institution.
1 0 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any updates of remuneration in the course of the financial year.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 1 2 —
   
OFFICIALS AND TEMPORARY STAFF
Remarks
A standard abatement of 2,5 % was applied to the appropriations entered in this chapter.
1 2 0
Remunerations and other entitlements
1 2 0 0
Remunerations and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
267 837 000
257 991 875
242 380 731,18
Remarks
This appropriation is intended to cover:
—
basic salaries of officials and temporary staff,
—
family allowances, comprising household allowances, dependent child allowances, education allowances, for officials and temporary staff,
—
expatriation and foreign residence allowances for officials and temporary staff,
—
secretarial allowances for officials in grade AST employed as shorthand typists, telex operators, typists, executive secretaries or principal secretaries,
—
employer's contribution to sickness insurance,
—
employer’s contribution to insurance against accidents and occupational diseases and supplementary expenses resulting from the application of the relevant provisions of the Staff Regulations,
—
unemployment insurance for temporary staff,
—
payments to be made by the institution for the benefit of temporary staff in order to constitute or maintain pension rights for them in their country of origin,
—
birth grants and the payment on the death of an official of his or her full salary up to the end of the third month after death together with the cost of transporting the body to the deceased’s place of origin,
—
travel expenses for annual leave of officials or temporary staff, their spouses and their dependants, from their place of employment to their place of origin,
—
dismissal compensation for probationary officials dismissed for manifest unsuitability, allowance on termination of contract by the institution for temporary staff, reimbursement of pension contributions for former auxiliary staff appointed as temporary agents or as officials,
—
impact of the weightings applicable to the remuneration of officials and auxiliary staff and to overtime,
—
accommodation and transport allowances,
—
fixed duty allowances,
—
fixed local travel allowances,
—
allowances for round-the-clock or shift duties or for standby duty at work or at home.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 62, 64, 65, 66, 67 and 68 thereof and Section I of Annex VII thereto, Article 69 thereof and Article 4 of Annex VII thereto, Article 18 of Annex XIII thereto, Articles 72 and 73 thereof and Article 15 of Annex VIII thereto, Articles 70, 74 and 75 thereof and Article 8 of Annex VII thereto, and Article 34 thereof.
Conditions of Employment of Other Servants of the European Union, and in particular Articles 28a, 42, 47 and 48 thereof.
Joint rules on sickness insurance for officials of the European Communities, and in particular Article 23 thereof.
1 2 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
732 000
708 000
675 800,13
Remarks
This appropriation is intended to cover flat-rate allowances and hourly rates for overtime worked by officials and auxiliary staff and by local staff, which could not be compensated for, as envisaged, by time off.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
1 2 0 4
Entitlements related to entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
2 090 000
2 253 000
1 771 450,96
Remarks
This appropriation is intended to cover:
—
travel expenses for staff (and their families) on taking up or leaving the service of the institution,
—
installation and reinstallation expenses incurred by staff obliged to move after entering the service and by staff who resettle on leaving it,
—
removal expenses incurred by staff obliged to move after entering the service and by staff who resettle on leaving it,
—
daily subsistence allowances of staff who show that they have been obliged to move after entering the service.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 20 and 71 thereof and Articles 5, 6, 7, 9 and 10 of Annex VII thereto.
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Appropriations 2020
Appropriations 2019
Outturn 2018
230 000
230 000
162 663,51
Remarks
This appropriation is intended to cover allowances to officials assigned non-active status following a reduction in the number of posts in the institution, to officials holding a post in grades AD 14, AD 15 or AD 16 who are retired in the interests of the service, and to officials placed on leave in the interests of the service for organisational needs linked to the acquisition of new competences within the institutions.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 42c and 50 thereof, and Annex IV thereto.
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
allowances to be paid in accordance with the Staff Regulations or other regulations,
—
employer's contribution to sickness insurance for persons in receipt of allowances,
—
effect of weightings applicable to various allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 64 and 72 thereof.
1 2 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any updates of remuneration in the course of the financial year.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 65 thereof.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 1 4 —
   
OTHER STAFF AND EXTERNAL SERVICES
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Appropriations 2020
Appropriations 2019
Outturn 2018
8 285 000
8 208 000
7 521 918,75
Remarks
This appropriation is intended to cover:
—
remuneration and employer's contribution to the social security scheme of auxiliary staff, auxiliary interpreters, local staff, and auxiliary translators,
—
fees and expenses of the special advisers, including the fees of the medical officer,
—
expenditure incurred in having recourse to contract agents.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union, and in particular Article 4 and Title V thereof, and Article 5 and Title VI thereof.
1 4 0 4
In-service training and staff exchanges
Appropriations 2020
Appropriations 2019
Outturn 2018
1 472 000
1 444 000
745 300 ,—
Remarks
This appropriation is intended to cover:
—
expenditure incurred relating to secondment to the services of the Court of Justice of the European Union of officials of Member States or of other national experts,
—
grants to trainees, sickness insurance during the traineeship period and a contribution to travel expenses,
—
the reimbursement of the additional costs incurred by officials in consequence of their secondment outside the institution.
1 4 0 5
Other external services
Appropriations 2020
Appropriations 2019
Outturn 2018
234 000
234 000
226 388 ,—
Remarks
This appropriation is intended to cover expenses of external staff where such work cannot be performed by the institution’s staff.
1 4 0 6
External services in the linguistic field
Appropriations 2020
Appropriations 2019
Outturn 2018
17 303 500
15 699 000
15 109 052,85
Remarks
This appropriation is intended to cover:
—
expenditure related to actions decided on by the Interinstitutional Committee for Translation and Interpretation with a view to promoting interinstitutional cooperation in the sphere of languages,
—
payment for freelance interpreters from the Commission’s Directorate-General for Interpretation,
—
payment for conference interpreter agents,
—
payment for the services of contractual and ad hoc conference staff,
—
supplementary services in connection with proofreading, in particular fees and insurance, travel, subsistence and mission costs for freelance proofreaders and ancillary administrative costs,
—
expenditure for independent or agency translators or typing and other work done outside the institution for the translation department.
The Court of Justice of the European Union will endeavour to cooperate with the other Union institutions, by means of an interinstitutional understanding, in order to avoid unnecessary duplication of efforts in translating procedural documents, thereby securing further savings for the general budget of the Union.
1 4 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any updates of remuneration in the course of the financial year.
This appropriation is purely provisional and may be used only after its transfer to other articles or items of this chapter in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 65 and 65a thereof and Annex XI thereto.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 1 6 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 6 1
Expenditure relating to staff management
1 6 1 0
Miscellaneous expenditure for staff recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
170 000
180 500
161 119,47
Remarks
This appropriation is intended to cover the costs of arranging the staff selection procedures arranged by the Court of Justice of the European Union directly, and the expenditure connected with the candidates’ travel and medical examination.
In cases duly justified by operational requirements and after consultation with the European Personnel Selection Office, the appropriation may be used for competitions organised by the institution itself.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 1 2
Further training
Appropriations 2020
Appropriations 2019
Outturn 2018
1 745 500
1 659 500
1 706 931,87
Remarks
This appropriation is intended to cover further professional training and retraining courses, including language courses, run on an interinstitutional basis.
It also covers expenditure on educational and technical equipment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
1 6 2
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
478 500
498 500
498 500 ,—
Remarks
This appropriation is intended to cover transport costs, payment of daily subsistence allowances on mission and ancillary or special costs connected with missions.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 11, 12 and 13 of Annex VII thereto.
1 6 3
Expenditure on staff of the institution
1 6 3 0
Social welfare
Appropriations 2020
Appropriations 2019
Outturn 2018
20 000
20 000
20 000 ,—
Remarks
This appropriation is intended to cover assistance to be given to staff in particularly difficult circumstances.
It is also intended for the following categories of persons as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union.
It covers reimbursement, to the extent permitted by the budget and after national entitlements in the country of residence or the country of origin have been exhausted, of expenses (other than medical expenses) recognised as necessary, resulting from the disability and supported by documentary evidence.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 76 thereof.
1 6 3 2
Social contacts between members of staff and other welfare expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
337 000
308 500
348 676,11
Remarks
This appropriation is intended to:
—
give financial encouragement and support to any project aimed at encouraging social contacts between staff of different nationalities, such as subsidies to staff clubs, cultural associations and sports associations,
—
cover other assistance and subsidies for staff and their families.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
187 000
205 000
130 899,33
Remarks
This appropriation is intended to cover the expenses of the annual medical examination of all officials, including tests and further medical examinations requested in connection therewith, together with the operating costs of the medical centre.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 59 thereof and Article 8 of Annex II thereto.
1 6 5 2
Restaurants and canteens
Appropriations 2020
Appropriations 2019
Outturn 2018
192 000
137 000
87 928,69
Remarks
This appropriation is intended to cover the acquisition and maintenance of equipment in the restaurant and cafeteria, together with part of their operating costs.
It also covers the alteration and renewal costs for restaurant and canteen equipment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 5 4
Early Childhood Centre
Appropriations 2020
Appropriations 2019
Outturn 2018
3 141 000
3 260 000
3 101 000 ,—
Remarks
This appropriation is intended to cover the contribution of the Court of Justice of the European Union to the Early Childhood Centre and study centre in Luxembourg.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 5 5
PMO expenditure for the administration of matters concerning the Court’s staff
Appropriations 2020
Appropriations 2019
Outturn 2018
113 000
118 000
86 500 ,—
Remarks
This appropriation is intended to cover expenditure incurred under service agreements between the Office for the Administration and Payment of Individual Entitlements (PMO) and the Court of Justice of the European Union.
1 6 5 6
European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
45 000
58 500
45 862,88
Remarks
This appropriation is intended to cover the contribution of the Court of Justice of the European Union to Type-II European Schools accredited by the Board of Governors of the European Schools or the reimbursement of the contribution paid by the Commission on behalf of the Court of Justice of the European Union for Type-II European Schools accredited by the Board of Governors of the European Schools, in accordance with the service agreement concluded with the Commission. It covers costs relating to children of staff of the Court of Justice of the European Union falling under the Staff Regulations who are enrolled in such schools.
TITLE 2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent
Non-differentiated appropriations
120 000
7 034 000
9 158 507,48
7 632,09
2 0 0 1
Lease/purchase
Non-differentiated appropriations
40 076 000
35 354 311
42 873 982,25
106,98
2 0 0 3
Acquisition of immovable property
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 5
Construction of buildings
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 7
Fitting-out of premises
Non-differentiated appropriations
2 427 000
1 729 000
2 139 627,12
88,16
2 0 0 8
Studies and technical assistance in connection with buildings
Non-differentiated appropriations
1 662 000
1 508 000
1 700 812,05
102,34
Article 2 0 0 — Total
44 285 000
45 625 311
55 872 928,90
126,17
2 0 2
Costs relating to buildings
2 0 2 2
Cleaning and maintenance
Non-differentiated appropriations
9 987 000
9 040 000
8 265 680,80
82,76
2 0 2 4
Energy consumption
Non-differentiated appropriations
2 895 000
2 822 000
2 126 024,12
73,44
2 0 2 6
Security and surveillance of buildings
Non-differentiated appropriations
7 746 000
7 522 000
7 079 074,35
91,39
2 0 2 8
Insurance
Non-differentiated appropriations
142 000
135 000
122 000 ,—
85,92
2 0 2 9
Other expenditure on buildings
Non-differentiated appropriations
225 000
251 000
241 763,93
107,45
Article 2 0 2 — Total
20 995 000
19 770 000
17 834 543,20
84,95
CHAPTER 2 0 — TOTAL
65 280 000
65 395 311
73 707 472,10
112,91
CHAPTER 2 1
2 1 0
Equipment, operating costs and services related to data-processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software
Non-differentiated appropriations
10 060 000
10 060 000
8 262 363,48
82,13
2 1 0 2
External services for the operation, creation and maintenance of software and systems
Non-differentiated appropriations
13 266 000
13 230 000
11 336 887,97
85,46
2 1 0 3
Telecommunications
Non-differentiated appropriations
300 000
300 000
255 664,51
85,22
Article 2 1 0 — Total
23 626 000
23 590 000
19 854 915,96
84,04
2 1 2
Furniture
Non-differentiated appropriations
814 500
2 844 500
623 473,33
76,55
2 1 4
Technical equipment and installations
Non-differentiated appropriations
249 000
785 000
299 115,45
120,13
2 1 6
Vehicles
Non-differentiated appropriations
1 309 500
1 299 000
1 245 750 ,—
95,13
CHAPTER 2 1 — TOTAL
25 999 000
28 518 500
22 023 254,74
84,71
CHAPTER 2 3
2 3 0
Stationery, office supplies and miscellaneous consumables
Non-differentiated appropriations
611 000
660 000
547 378,28
89,59
2 3 1
Financial charges
Non-differentiated appropriations
12 000
15 000
6 000 ,—
50,00
2 3 2
Legal expenses and damages
Non-differentiated appropriations
30 000
20 000
130 000 ,—
433,33
2 3 6
Postal charges
Non-differentiated appropriations
130 000
127 000
129 000 ,—
99,23
2 3 8
Other administrative expenditure
Non-differentiated appropriations
401 000
1 299 000
374 844,55
93,48
CHAPTER 2 3 — TOTAL
1 184 000
2 121 000
1 187 222,83
100,27
CHAPTER 2 5
2 5 2
Reception and representation expenses
Non-differentiated appropriations
145 000
142 000
141 999,34
97,93
2 5 4
Meetings, congresses, conferences and visits
Non-differentiated appropriations
380 000
380 000
373 913,55
98,40
CHAPTER 2 5 — TOTAL
525 000
522 000
515 912,89
98,27
CHAPTER 2 7
2 7 0
Limited consultations, studies and surveys
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 7 2
Documentation, library and archiving expenditure
Non-differentiated appropriations
1 667 000
1 920 000
1 447 959,38
86,86
2 7 4
Production and distribution of information
2 7 4 0
Official Journal
Non-differentiated appropriations
p.m.
150 000
119 701,80
2 7 4 1
General publications
Non-differentiated appropriations
290 000
455 000
452 960,25
156,19
2 7 4 2
Other information expenditure
Non-differentiated appropriations
185 000
175 000
194 831,75
105,31
Article 2 7 4 — Total
475 000
780 000
767 493,80
161,58
CHAPTER 2 7 — TOTAL
2 142 000
2 700 000
2 215 453,18
103,43
Title 2 — Total
95 130 000
99 256 811
99 649 315,74
104,75
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
DATA-PROCESSING, EQUIPMENT AND MOVABLE PROPERTY: PURCHASE, HIRE AND MAINTENANCE
CHAPTER 2 3 —
CURRENT ADMINISTRATIVE EXPENDITURE
CHAPTER 2 5 —
EXPENDITURE ON MEETINGS AND CONFERENCES
CHAPTER 2 7 —
INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
120 000
7 034 000
9 158 507,48
Remarks
This appropriation is intended to cover rent for the buildings occupied by the institution.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 1
Lease/purchase
Appropriations 2020
Appropriations 2019
Outturn 2018
40 076 000
35 354 311
42 873 982,25
Remarks
This appropriation is intended to cover payments in respect of buildings under lease/purchase contracts.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 3
Acquisition of immovable property
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
2 0 0 5
Construction of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended for any entry of appropriations for the construction of buildings.
2 0 0 7
Fitting-out of premises
Appropriations 2020
Appropriations 2019
Outturn 2018
2 427 000
1 729 000
2 139 627,12
Remarks
This appropriation is intended to cover:
—
various kinds of fitting-out work, including in particular the installation of partitions, curtains, cables, painting, wall coverings, floor coverings, suspended ceilings and the related technical installations,
—
expenditure relating to work resulting from studies and assistance.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 8
Studies and technical assistance in connection with buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
1 662 000
1 508 000
1 700 812,05
Remarks
This appropriation is intended to cover the expenditure relating to studies and technical assistance in connection with buildings.
2 0 2
Costs relating to buildings
2 0 2 2
Cleaning and maintenance
Appropriations 2020
Appropriations 2019
Outturn 2018
9 987 000
9 040 000
8 265 680,80
Remarks
This appropriation is intended to cover maintenance and cleaning costs, in accordance with the current contracts, relating to the premises and technical installations together with expenditure on the work and equipment necessary for the general maintenance (repainting, repairs, etc.) of the buildings occupied by the institution.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 4
Energy consumption
Appropriations 2020
Appropriations 2019
Outturn 2018
2 895 000
2 822 000
2 126 024,12
Remarks
This appropriation is intended to cover consumption of water, gas, electricity and heating fuel.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 120 000.
2 0 2 6
Security and surveillance of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
7 746 000
7 522 000
7 079 074,35
Remarks
This appropriation is intended to cover, in essence, security costs for the buildings occupied by the institution.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 8
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
142 000
135 000
122 000 ,—
Remarks
This appropriation is intended to cover insurance premiums payable under the insurance policies taken out for the buildings occupied by the institution.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 9
Other expenditure on buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
225 000
251 000
241 763,93
Remarks
This appropriation is intended to cover other running costs not specially provided for in other articles of this chapter, in particular road charges, sanitation, refuse collection and road signs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 1 —
   
DATA-PROCESSING, EQUIPMENT AND MOVABLE PROPERTY: PURCHASE, HIRE AND MAINTENANCE
2 1 0
Equipment, operating costs and services related to data-processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software
Appropriations 2020
Appropriations 2019
Outturn 2018
10 060 000
10 060 000
8 262 363,48
Remarks
This appropriation is intended to cover the acquisition, replacement, hire, repair and maintenance of all equipment and installations connected with data-processing, electronic office systems and telephony (including fax machines, and video-conference and multimedia equipment), and also interpreting equipment and facilities, such as booths, headsets, and switching units for simultaneous interpreting facilities.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 2
External services for the operation, creation and maintenance of software and systems
Appropriations 2020
Appropriations 2019
Outturn 2018
13 266 000
13 230 000
11 336 887,97
Remarks
This appropriation is intended to cover computer analysis and programming.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 3
Telecommunications
Appropriations 2020
Appropriations 2019
Outturn 2018
300 000
300 000
255 664,51
Remarks
This appropriation is intended to cover all expenditure related to telecommunications, such as subscriptions and communication costs (fixed and mobile).
It also covers expenditure related to data-transmission networks.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 2
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
814 500
2 844 500
623 473,33
Remarks
This appropriation is intended to cover:
—
the purchase of extra furniture,
—
the replacement of some of the furniture which is at least 15 years old and of the furniture which is not repairable,
—
the hire of furniture,
—
the maintenance and repair of furniture.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 4
Technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
249 000
785 000
299 115,45
Remarks
This appropriation is intended to cover:
—
the purchase of technical equipment,
—
the replacement of technical equipment, in particular of audiovisual, archive and library equipment and various tools for maintenance workshops for buildings, and reproduction, dissemination and mailing equipment,
—
the hire of technical equipment and installations,
—
the maintenance and repair of the equipment referred to in this article.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 6
Vehicles
Appropriations 2020
Appropriations 2019
Outturn 2018
1 309 500
1 299 000
1 245 750 ,—
Remarks
This appropriation is intended to cover:
—
the acquisition of vehicles,
—
the replacement of vehicles which have the most mileage in excess of 120 000 kilometres,
—
the cost of hiring and operating hired vehicles,
—
the maintenance, repair, garaging, parking fees, motorway charges and insurance for the service fleet.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 31 700.
CHAPTER 2 3 —
   
CURRENT ADMINISTRATIVE EXPENDITURE
2 3 0
Stationery, office supplies and miscellaneous consumables
Appropriations 2020
Appropriations 2019
Outturn 2018
611 000
660 000
547 378,28
Remarks
This appropriation is intended to cover the purchase of:
—
xerox, photocopy and invoice paper,
—
paper and office supplies,
—
duplicating equipment supplies,
—
supplies for the general circulation of information and for mailing,
—
sound-recording supplies,
—
printed matter and forms,
—
computer and electronic office equipment supplies,
—
other supplies and material not recorded in the inventory.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 000.
2 3 1
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
12 000
15 000
6 000 ,—
Remarks
This appropriation is intended to cover banking charges (commission, agios, miscellaneous charges) and other financial charges.
Bank interest accruing on the institution’s account is listed under revenue.
2 3 2
Legal expenses and damages
Appropriations 2020
Appropriations 2019
Outturn 2018
30 000
20 000
130 000 ,—
Remarks
This appropriation is intended to cover, inter alia, lawyers’ fees which the institution must pay in consideration for professional services supplied to it or as reimbursement of costs which the institution must bear in implementation of a court order, and damages.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 3 6
Postal charges
Appropriations 2020
Appropriations 2019
Outturn 2018
130 000
127 000
129 000 ,—
Remarks
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 3 8
Other administrative expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
401 000
1 299 000
374 844,55
Remarks
This appropriation is intended to cover:
—
various kinds of insurance (in particular civil liability, theft, risks connected with word-processing equipment, electrical liability),
—
the purchase, maintenance and cleaning of, in particular, judicial robes, uniforms for ushers and drivers, working clothes for staff responsible for the reproduction of documents and maintenance staff,
—
miscellaneous expenditure for internal meetings,
—
removal and handling costs for equipment, furniture and office supplies,
—
operating expenditure incurred by service providers,
—
other running costs not specially provided for in the preceding items.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 5 —
   
EXPENDITURE ON MEETINGS AND CONFERENCES
2 5 2
Reception and representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
145 000
142 000
141 999,34
Remarks
This appropriation is intended to cover expenditure connected with the institution’s duties as host and representative, and reception and representation expenses for members of staff.
2 5 4
Meetings, congresses, conferences and visits
Appropriations 2020
Appropriations 2019
Outturn 2018
380 000
380 000
373 913,55
Remarks
This appropriation is intended to cover principally the organisation, with the collaboration of the Ministries of Justice, of seminars and other training programmes at the seat of the institution for members of the judiciary and the legal profession from the Member States.
Meetings with members of the national higher courts and with specialists in Union law are necessary in order to facilitate the development of the case-law of the institution concurrently with that of the national courts in matters connected with Union law.
This appropriation is also intended to cover travel and subsistence expenses for participants and other organisation costs.
Finally, this appropriation is intended also to fund visits by groups of visitors who are not law professionals, and especially students.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 7 —
   
INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
2 7 0
Limited consultations, studies and surveys
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
2 7 2
Documentation, library and archiving expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
1 667 000
1 920 000
1 447 959,38
Remarks
This appropriation is intended to cover:
—
the acquisition of books, documents and other publications and updates for existing volumes,
—
the entry and purchase of computerised legal data,
—
special equipment for the library,
—
subscriptions to newspapers, non-specialised periodicals and various bulletins,
—
subscriptions to news agencies,
—
the binding and upkeep of library books,
—
access charges for certain legal databases,
—
the contribution of the Court of Justice of the European Union to the costs of retention and protection of the historical archives of the Union at the European University Institute in Florence,
—
the work of analysing decisions of the courts and supplying data for databases.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 7 4
Production and distribution of information
2 7 4 0
Official Journal
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
150 000
119 701,80
2 7 4 1
General publications
Appropriations 2020
Appropriations 2019
Outturn 2018
290 000
455 000
452 960,25
Remarks
This appropriation is intended to cover publication costs for the 
Annual Report of the Court
 and other brochures produced by the Court of Justice of the European Union for visitors.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 7 4 2
Other information expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
185 000
175 000
194 831,75
Remarks
This appropriation is intended to cover the purchase and publication of works of general interest on Union law, other expenditure on the dissemination of information, on communication and on photographic costs. It is also intended to be used to facilitate the organisation of meetings with journalists, editors of legal periodicals or researchers from third countries.
TITLE 3
EXPENDITURE RESULTING FROM SPECIAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 3 7
3 7 1
Special expenditure of the Court of Justice of the European Union
3 7 1 0
Court’s expenses
Non-differentiated appropriations
59 000
59 000
17 593,71
29,82
3 7 1 1
Arbitration Committee provided for in Article 18 of the Euratom Treaty
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 3 7 1 — Total
59 000
59 000
17 593,71
29,82
CHAPTER 3 7 — TOTAL
59 000
59 000
17 593,71
29,82
Title 3 — Total
59 000
59 000
17 593,71
29,82
CHAPTER 3 7 —
EXPENDITURE RELATING TO CERTAIN INSTITUTIONS AND BODIES
CHAPTER 3 7 —
   
EXPENDITURE RELATING TO CERTAIN INSTITUTIONS AND BODIES
3 7 1
Special expenditure of the Court of Justice of the European Union
3 7 1 0
Court’s expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
59 000
59 000
17 593,71
Remarks
This appropriation is to ensure the proper administration of justice in all cases of legal aid and for all expenses of witnesses and expert witnesses, of the cost of inspection of places or things involved in proceedings and of letters rogatory, legal representation and other costs which the institution may have to bear.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 7 1 1
Arbitration Committee provided for in Article 18 of the Euratom Treaty
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
436 637 500
429 468 936
406 681 899,41
93,14
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
STAFF
Section IV — Court of Justice of the European Union
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
5
—
5
—
AD 15
12
3
12
3
AD 14
81 
 (
62
)
56 
 (
62
)
66 
 (
62
)
56 
 (
62
)
AD 13
96
—
96
—
AD 12
84 
 (
63
)
91
99 
 (
63
)
86
AD 11
91
107
64
97
AD 10
176
51
189
45
AD 9
179
9
152
3
AD 8
112
1
153
1
AD 7
81
1
78
28
AD 6
11
—
11
—
AD 5
38
—
33
—
Subtotal AD
966
319
958
319
AST 11
12
—
12
—
AST 10
15
1
15
1
AST 9
40
—
39
—
AST 8
45
15
46
15
AST 7
58
38
41
38
AST 6
94
36
81
36
AST 5
126
22
129
22
AST 4
76
59
103
59
AST 3
69
26
72
26
AST 2
13
5
13
5
AST 1
1
—
1
—
Subtotal AST
549
202
552
202
AST/SC 6
—
—
—
—
AST/SC 5
—
3
—
3
AST/SC 4
—
—
—
—
AST/SC 3
—
—
—
—
AST/SC 2
34
—
34
—
AST/SC 1
—
—
—
—
Subtotal AST/SC
34
3
34
3
Total
1 549
(
64
)
524
1 544
(
64
)
524
Grand total
2 073
(
65
)
2 068
(
65
)
SECTION V
COURT OF AUDITORS
REVENUE
Contribution of the European Union to the financing of the expenditure of the Court of Auditors for the financial year 2020
Heading
Amount
Expenditure
153 137 000
Own resources
–22 380 000
Contribution due
130 757 000
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation of salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
11 987 000
11 534 000
11 084 707,01
92,47
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
2 200 000
2 100 000
2 041 371,23
92,79
CHAPTER 4 0 — TOTAL
14 187 000
13 634 000
13 126 078,24
92,52
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
8 193 000
8 107 000
8 146 441,83
99,43
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
0 ,—
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
p.m.
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
8 193 000
8 107 000
8 146 441,83
99,43
Title 4 — Total
22 380 000
21 741 000
21 272 520,07
95,05
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation of salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
11 987 000
11 534 000
11 084 707,01
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
2 200 000
2 100 000
2 041 371,23
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
8 193 000
8 107 000
8 146 441,83
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 4, Article 11(2) and (3) and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 0 0 — Total
p.m.
p.m.
0 ,—
5 0 1
Proceeds from the sale of immovable property
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 1
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 1 1 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank interest and other interest on the institution’s accounts
p.m.
p.m.
0 ,—
5 2 2
Interest yielded by prefinancing
p.m.
p.m.
0 ,—
CHAPTER 5 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and works for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
5 5 1
Revenue from third parties in respect of services supplied or work carried out at their request — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
94 115,68
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 7 — TOTAL
p.m.
p.m.
94 115,68
CHAPTER 5 8
5 8 0
Revenue accruing from rental allowances — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
p.m.
94 115,68
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK INTEREST AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORKS
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue accruing from the sale or part-exchange of movable property other than vehicles belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article also includes revenue from the sale of such products in electronic format.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK INTEREST AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank interest and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from investments or loans granted, bank interest and other interest on the institution’s accounts.
5 2 2
Interest yielded by prefinancing
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the interest yielded by prefinancing.
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORKS
5 5 0
Proceeds from the supply of services and works for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services supplied or work carried out at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
94 115,68
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue accruing from rental allowances — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record other revenue from administrative operations.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
8 845,23
CHAPTER 9 0 — TOTAL
p.m.
p.m.
8 845,23
Title 9 — Total
p.m.
p.m.
8 845,23
GRAND TOTAL
22 380 000
21 741 000
21 375 480,98
95,51
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
8 845,23
Remarks
This article is intended to record miscellaneous revenue.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
11 751 000
11 474 000
11 244 683,74
1 2
OFFICIALS AND TEMPORARY STAFF
111 860 000
107 666 000
102 543 443,84
1 4
OTHER STAFF AND EXTERNAL SERVICES
7 403 000
6 381 000
5 914 599,11
1 6
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
6 315 000
6 548 000
5 932 724,64
Title 1 — Total
137 329 000
132 069 000
125 635 451,33
2
BUILDINGS, MOVABLE PROPERTY, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
3 255 000
2 984 518
2 944 548,65
2 1
DATA PROCESSING, EQUIPMENT AND MOVABLE PROPERTY: PURCHASE, HIRE AND MAINTENANCE
8 681 000
8 603 000
9 773 561,13
2 3
CURRENT ADMINISTRATIVE EXPENDITURE
563 000
548 000
352 637,25
2 5
MEETINGS AND CONFERENCES
696 000
700 000
581 118,67
2 7
INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
2 613 000
1 986 000
1 197 063,66
Title 2 — Total
15 808 000
14 821 518
14 848 929,36
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
153 137 000
146 890 518
140 484 380,69
TITLE 1
PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Remuneration and other entitlements
1 0 0 0
Remuneration, allowances and pensions
Non-differentiated appropriations
9 218 000
9 131 000
9 038 703,26
98,05
1 0 0 2
Entitlements on entering and leaving the service
Non-differentiated appropriations
397 000
188 000
206 681,57
52,06
Article 1 0 0 — Total
9 615 000
9 319 000
9 245 384,83
96,16
1 0 2
Temporary allowances
Non-differentiated appropriations
1 766 000
1 777 000
1 755 660,40
99,41
1 0 3
Pensions
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 0 4
Missions
Non-differentiated appropriations
290 000
298 000
191 000 ,—
65,86
1 0 6
Training
Non-differentiated appropriations
80 000
80 000
52 638,51
65,80
1 0 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 0 — TOTAL
11 751 000
11 474 000
11 244 683,74
95,69
CHAPTER 1 2
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Non-differentiated appropriations
110 595 000
106 342 000
101 532 616,28
91,81
1 2 0 2
Paid overtime
Non-differentiated appropriations
351 000
347 000
328 670,34
93,64
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
753 000
819 000
527 040,78
69,99
Article 1 2 0 — Total
111 699 000
107 508 000
102 388 327,40
91,66
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Non-differentiated appropriations
161 000
158 000
155 116,44
96,35
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 2 2 — Total
161 000
158 000
155 116,44
96,35
1 2 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 2 — TOTAL
111 860 000
107 666 000
102 543 443,84
91,67
CHAPTER 1 4
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Non-differentiated appropriations
4 660 000
4 231 000
3 935 712,60
84,46
1 4 0 4
In-service training and staff exchanges
Non-differentiated appropriations
1 903 000
1 481 000
1 174 185,44
61,70
1 4 0 5
Other external services
Non-differentiated appropriations
176 000
109 000
91 198,02
51,82
1 4 0 6
External services in the linguistic field
Non-differentiated appropriations
664 000
560 000
713 503,05
107,46
Article 1 4 0 — Total
7 403 000
6 381 000
5 914 599,11
79,89
1 4 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 4 — TOTAL
7 403 000
6 381 000
5 914 599,11
79,89
CHAPTER 1 6
1 6 1
Expenditure relating to staff management
1 6 1 0
Miscellaneous expenditure on recruitment
Non-differentiated appropriations
40 000
39 000
42 175,66
105,44
1 6 1 2
Further training for staff
Non-differentiated appropriations
730 000
750 000
710 644,67
97,35
Article 1 6 1 — Total
770 000
789 000
752 820,33
97,77
1 6 2
Missions
Non-differentiated appropriations
3 370 000
3 450 000
3 050 000 ,—
90,50
1 6 3
Assistance for staff of the institution
1 6 3 0
Social welfare
Non-differentiated appropriations
30 000
30 000
5 000 ,—
16,67
1 6 3 2
Social contacts between members of staff and other welfare expenditure
Non-differentiated appropriations
78 000
73 000
71 752,09
91,99
Article 1 6 3 — Total
108 000
103 000
76 752,09
71,07
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
Medical service
Non-differentiated appropriations
140 000
154 000
91 226,01
65,16
1 6 5 2
Restaurants and canteens
Non-differentiated appropriations
130 000
125 000
122 926,21
94,56
1 6 5 4
Early Childhood Centre
Non-differentiated appropriations
1 417 000
1 596 000
1 514 000 ,—
106,85
1 6 5 5
PMO expenditure on the management of matters concerning Court of Auditors staff
Non-differentiated appropriations
380 000
331 000
325 000 ,—
85,53
Article 1 6 5 — Total
2 067 000
2 206 000
2 053 152,22
99,33
CHAPTER 1 6 — TOTAL
6 315 000
6 548 000
5 932 724,64
93,95
Title 1 — Total
137 329 000
132 069 000
125 635 451,33
91,49
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 2 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 4 —
OTHER STAFF AND EXTERNAL SERVICES
CHAPTER 1 6 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Remuneration and other entitlements
1 0 0 0
Remuneration, allowances and pensions
Appropriations 2020
Appropriations 2019
Outturn 2018
9 218 000
9 131 000
9 038 703,26
Remarks
This appropriation is intended to cover the salaries and allowances of Members of the Court of Auditors as well as the effect of the weightings applicable to remuneration and to transfers of part of the remuneration to a Member State other than that of the place of employment.
Legal basis
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 0 2
Entitlements on entering and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
397 000
188 000
206 681,57
Remarks
This appropriation is intended to cover:
—
travel expenses due to Members of the Court of Auditors on entering or leaving the service,
—
installation and resettlement allowances due to Members of the Court of Auditors on entering or leaving the service,
—
removal expenses due to Members of the Court of Auditors on entering or leaving the service.
Legal basis
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
), and in particular Article 6 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 2
Temporary allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
1 766 000
1 777 000
1 755 660,40
Remarks
This appropriation is intended to cover temporary allowances and family allowances for Members of the Court of Auditors after termination of service.
Legal basis
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
), and in particular Article 8 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 3
Pensions
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the retirement pensions and invalidity pensions of former Members of the Court of Auditors and the survivors’ pensions for their surviving spouses and orphans.
Legal basis
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
), and in particular Articles 9, 10, 11 and 16 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 4
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
290 000
298 000
191 000 ,—
Remarks
This appropriation is intended to cover travel expenses, subsistence allowances and additional or exceptional expenditure incurred on mission.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EEC, Euratom, ECSC) No 2290/77 of 18 October 1977 determining the emoluments of the members of the Court of Auditors (
OJ L 268, 20.10.1977, p. 1
), and in particular Article 7 thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of the EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 6
Training
Appropriations 2020
Appropriations 2019
Outturn 2018
80 000
80 000
52 638,51
Remarks
This appropriation is intended to cover the costs of participation in language courses and other vocational training courses by Members of the Court of Auditors.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 0 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any salary and pension updates.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 1 2 —
   
OFFICIALS AND TEMPORARY STAFF
Remarks
A standard abatement of 3,1 % has been applied to the appropriations entered in this chapter.
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
110 595 000
106 342 000
101 532 616,28
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
salaries and salary-related allowances,
—
insurance against sickness, accident and occupational disease and other social security contributions,
—
the institution’s sickness insurance contributions,
—
miscellaneous allowances and grants,
—
the payment of travel costs of officials and temporary staff, and of their spouses and dependants, from the place of employment to the place of origin,
—
the effect of the weightings applicable to remuneration and to transfers of part of the remuneration to a Member State other than that of the place of employment,
—
the provision of unemployment benefit for temporary staff and payments by the institution to constitute or maintain pension rights for temporary staff in their country of origin,
—
the allowance granted to probationer officials dismissed for reasons of manifest unsuitability,
—
the compensation paid in the event of cancellation by the institution of the contract of a temporary member of staff,
—
allowances for round-the-clock or shift duties or for standby duty at work or at home.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
351 000
347 000
328 670,34
Remarks
This appropriation is intended to cover remuneration for overtime worked under the conditions provided for in the Staff Regulations.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
753 000
819 000
527 040,78
Remarks
This appropriation is intended to cover:
—
the travel expenses due to officials and temporary staff (including their families) on taking up their duties or leaving the institution or on transfer, involving a change in place of employment,
—
the installation/resettlement allowances and removal expenses due to officials and temporary staff obliged to change their place of residence on taking up their duties or on their assignment to a new place of employment and upon finally leaving the institution and resettling elsewhere,
—
the daily subsistence allowances for officials and temporary staff who furnish evidence that they must change their place of residence on taking up their duties or on their assignment to a new place of employment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Appropriations 2020
Appropriations 2019
Outturn 2018
161 000
158 000
155 116,44
Remarks
This appropriation is intended to cover allowances to officials assigned non-active status following a reduction in the number of posts in the institution, or to officials holding a senior executive post who are retired in the interests of the service.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 41 and 50 thereof and Annex IV thereto.
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the allowances to be paid in accordance with the Staff Regulations or other regulations,
—
the employer’s contribution towards sickness insurance for recipients of allowances,
—
the effect of weightings applicable to various allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 64 and 72 thereof.
1 2 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the cost of any updates to remuneration.
This appropriation is purely provisional and may be used only after its transfer to other articles or items of this chapter in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 65 and 65a thereof and Annex XI thereto.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 1 4 —
   
OTHER STAFF AND EXTERNAL SERVICES
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Appropriations 2020
Appropriations 2019
Outturn 2018
4 660 000
4 231 000
3 935 712,60
Remarks
This appropriation is mainly intended to cover the following expenditure:
—
the remuneration of other staff, in particular contract workers, special advisers (within the meaning of the Conditions of Employment of Other Servants of the European Union), the institution’s social security contributions in respect of such staff and the effect of the weightings applicable to their remuneration,
—
the fees of medical and paramedical staff paid under the performance of service scheme and, in special cases, the employment of temporary staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 4 0 4
In-service training and staff exchanges
Appropriations 2020
Appropriations 2019
Outturn 2018
1 903 000
1 481 000
1 174 185,44
Remarks
This appropriation is intended to cover:
—
expenditure relating to the secondment or temporary assignment to the Court of Auditors of officials from Member States first and foremost, or from other States, and other experts or expenses relating to short-term consulting work,
—
the reimbursement of additional expenses incurred by officials of the Union as a result of exchanges,
—
the cost of periods of in-service training at the Court of Auditors.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 4 0 5
Other external services
Appropriations 2020
Appropriations 2019
Outturn 2018
176 000
109 000
91 198,02
Remarks
This appropriation is intended to cover the hiring of temporary staff, excluding temporary translators.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 4 0 6
External services in the linguistic field
Appropriations 2020
Appropriations 2019
Outturn 2018
664 000
560 000
713 503,05
Remarks
This appropriation is intended to cover:
—
expenditure relating to the measures decided upon by the Interinstitutional Committee for Translation and Interpreting (ICTI) with a view to promoting interinstitutional cooperation in the linguistic field,
—
the fees, social security contributions, travel expenses and subsistence allowances of freelance and other non-permanent interpreters,
—
the costs relating to the work of freelance or temporary translators and other work outsourced by the Translation Service.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 4 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the cost of any updates to remuneration.
It is purely provisional and may be used only after its transfer to other articles or items of this chapter in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 65 and 65a thereof and Annex XI thereto.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 1 6 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 6 1
Expenditure relating to staff management
1 6 1 0
Miscellaneous expenditure on recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
39 000
42 175,66
Remarks
This appropriation is intended to cover the costs of advertising, inviting candidates, renting rooms and hiring equipment for competitions and other selection procedures organised directly by the Court of Auditors and expenses incurred by candidates for travel and medical check-ups.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 1 2
Further training for staff
Appropriations 2020
Appropriations 2019
Outturn 2018
730 000
750 000
710 644,67
Remarks
This appropriation is intended to cover the organisation of further training courses including language training courses and seminars in financial management and control on an interinstitutional basis and the registration fees for similar seminars.
It also covers the membership fees of certain professional bodies whose work is of relevance to the Court of Auditors’ activities.
This appropriation also covers the purchase of teaching and technical equipment for staff training.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
1 6 2
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
3 370 000
3 450 000
3 050 000 ,—
Remarks
This appropriation is intended to cover expenditure on travel expenses, including ancillary costs relating to tickets and reservations, the payment of mission allowances and ancillary or exceptional expenses incurred as a result of missions by the Court of Auditors’ officials and other staff and in respect of experts or national or international officials seconded to the Court of Auditors and trainees.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 11, 12 and 13 of Annex VII thereto.
1 6 3
Assistance for staff of the institution
1 6 3 0
Social welfare
Appropriations 2020
Appropriations 2019
Outturn 2018
30 000
30 000
5 000 ,—
Remarks
This appropriation is intended to cover help for staff in particularly difficult circumstances.
This appropriation is also intended for the following categories of persons as part of a policy to assist people with disabilities:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union.
It covers reimbursement, to the extent permitted by the budget and after national entitlements in the country of residence or the country of origin have been exhausted, of expenses (other than medical expenses) recognised as necessary, resulting from the disability and supported by documentary evidence.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 76 thereof.
1 6 3 2
Social contacts between members of staff and other welfare expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
78 000
73 000
71 752,09
Remarks
This appropriation is intended to:
—
give financial encouragement and support to any project aimed at encouraging social contacts between staff of different nationalities, such as subsidies to staff clubs, cultural associations and sports associations,
—
cover other assistance and subsidies for staff and their families.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
140 000
154 000
91 226,01
Remarks
This appropriation is intended to cover the cost of the annual medical examination of all staff, including any ensuing medical examinations and tests requested.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 59 thereof and Article 8 of Annex II thereto.
1 6 5 2
Restaurants and canteens
Appropriations 2020
Appropriations 2019
Outturn 2018
130 000
125 000
122 926,21
Remarks
This appropriation is intended to cover the operating expenditure of the restaurants and cafeterias.
This appropriation is also intended to cover the conversion and renewal of the equipment in the restaurant and cafeterias in order to comply with national health and safety standards currently in force.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 5 4
Early Childhood Centre
Appropriations 2020
Appropriations 2019
Outturn 2018
1 417 000
1 596 000
1 514 000 ,—
Remarks
This appropriation is intended to cover the Court of Auditors’ contribution to the Early Childhood Centre and study centre in Luxembourg.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 6 5 5
PMO expenditure on the management of matters concerning Court of Auditors staff
Appropriations 2020
Appropriations 2019
Outturn 2018
380 000
331 000
325 000 ,—
Remarks
This appropriation is intended to cover the expenditure incurred under the service agreements between the Commission (PMO) and the Court of Auditors.
TITLE 2
BUILDINGS, MOVABLE PROPERTY, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent
Non-differentiated appropriations
100 000
107 000
97 843 ,—
97,84
2 0 0 1
Lease/purchase
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 3
Acquisition of immovable property
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 5
Construction of buildings
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 7
Fitting-out of premises
Non-differentiated appropriations
220 000
219 518
339 618 ,—
154,37
2 0 0 8
Studies and technical assistance in connection with building projects
Non-differentiated appropriations
210 000
210 000
87 259,88
41,55
Article 2 0 0 — Total
530 000
536 518
524 720,88
99,00
2 0 2
Expenditure on buildings
2 0 2 2
Cleaning and maintenance
Non-differentiated appropriations
1 571 000
1 297 000
1 263 909,37
80,45
2 0 2 4
Energy consumption
Non-differentiated appropriations
850 000
850 000
695 570,06
81,83
2 0 2 6
Security and surveillance of buildings
Non-differentiated appropriations
168 000
165 000
380 150,92
226,28
2 0 2 8
Insurance
Non-differentiated appropriations
96 000
96 000
41 279,02
43,00
2 0 2 9
Other expenditure on buildings
Non-differentiated appropriations
40 000
40 000
38 918,40
97,30
Article 2 0 2 — Total
2 725 000
2 448 000
2 419 827,77
88,80
CHAPTER 2 0 — TOTAL
3 255 000
2 984 518
2 944 548,65
90,46
CHAPTER 2 1
2 1 0
Equipment, operating costs and services relating to data processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software
Non-differentiated appropriations
2 378 000
2 175 000
2 365 000 ,—
99,45
2 1 0 2
External services for the operation, implementation and maintenance of software and systems
Non-differentiated appropriations
5 000 000
5 077 000
6 083 000 ,—
121,66
2 1 0 3
Telecommunications
Non-differentiated appropriations
340 000
353 000
259 190 ,—
76,23
Article 2 1 0 — Total
7 718 000
7 605 000
8 707 190 ,—
112,82
2 1 2
Furniture
Non-differentiated appropriations
100 000
100 000
249 985,25
249,99
2 1 4
Technical equipment and installations
Non-differentiated appropriations
300 000
300 000
281 998,60
94,00
2 1 6
Vehicles
Non-differentiated appropriations
563 000
598 000
534 387,28
94,92
CHAPTER 2 1 — TOTAL
8 681 000
8 603 000
9 773 561,13
112,59
CHAPTER 2 3
2 3 0
Stationery, office supplies and miscellaneous consumables
Non-differentiated appropriations
80 000
90 000
51 988,71
64,99
2 3 1
Financial charges
Non-differentiated appropriations
15 000
18 000
8 500 ,—
56,67
2 3 2
Legal expenses and damages
Non-differentiated appropriations
200 000
200 000
37 000 ,—
18,50
2 3 6
Postage and delivery charges
Non-differentiated appropriations
20 000
22 000
22 595,46
112,98
2 3 8
Other administrative expenditure
Non-differentiated appropriations
248 000
218 000
232 553,08
93,77
CHAPTER 2 3 — TOTAL
563 000
548 000
352 637,25
62,64
CHAPTER 2 5
2 5 2
Representation expenses
Non-differentiated appropriations
213 000
227 000
230 966,92
108,44
2 5 4
Meetings, congresses and conferences
Non-differentiated appropriations
141 000
131 000
113 159,25
80,25
2 5 6
Expenditure on the dissemination of information and on participation in public events
Non-differentiated appropriations
17 000
17 000
16 992,50
99,96
2 5 7
Joint Interpreting and Conference Service
Non-differentiated appropriations
325 000
325 000
220 000 ,—
67,69
CHAPTER 2 5 — TOTAL
696 000
700 000
581 118,67
83,49
CHAPTER 2 7
2 7 0
Limited surveys, studies and consultations; audit of agencies and other bodies of the Union
2 7 0 0
Limited consultations, studies and surveys
Non-differentiated appropriations
513 000
566 000
276 919,61
53,98
2 7 0 1
Audit of agencies and other bodies of the Union
Non-differentiated appropriations
900 000
Article 2 7 0 — Total
1 413 000
566 000
276 919,61
19,60
2 7 2
Documentation, library and archiving expenditure
Non-differentiated appropriations
425 000
405 000
415 000 ,—
97,65
2 7 4
Production and distribution
2 7 4 0
Official Journal
Non-differentiated appropriations
p.m.
140 000
47 885,37
2 7 4 1
Publications of a general nature
Non-differentiated appropriations
775 000
875 000
457 258,68
59,00
Article 2 7 4 — Total
775 000
1 015 000
505 144,05
65,18
CHAPTER 2 7 — TOTAL
2 613 000
1 986 000
1 197 063,66
45,81
Title 2 — Total
15 808 000
14 821 518
14 848 929,36
93,93
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
DATA PROCESSING, EQUIPMENT AND MOVABLE PROPERTY: PURCHASE, HIRE AND MAINTENANCE
CHAPTER 2 3 —
CURRENT ADMINISTRATIVE EXPENDITURE
CHAPTER 2 5 —
MEETINGS AND CONFERENCES
CHAPTER 2 7 —
INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
107 000
97 843 ,—
Remarks
This appropriation is intended to cover expenditure on rents in Luxembourg and Strasbourg.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 1
Lease/purchase
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover long-lease fees and other similar expenditure owed by the institution under lease/purchase contracts.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 3
Acquisition of immovable property
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the financing, by annual instalments, of the extension work to the building of the Court of Auditors in Luxembourg (Kirchberg).
2 0 0 5
Construction of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended for any entry of appropriations for the construction of buildings.
2 0 0 7
Fitting-out of premises
Appropriations 2020
Appropriations 2019
Outturn 2018
220 000
219 518
339 618 ,—
Remarks
This appropriation is intended to cover:
—
various kinds of fitting-out work, including in particular the installation of partitions, curtains, cables, painting, wall coverings, floor coverings, suspended ceilings and the related technical installations,
—
expenditure relating to work resulting from studies and technical assistance in respect of large-scale building projects.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 0 8
Studies and technical assistance in connection with building projects
Appropriations 2020
Appropriations 2019
Outturn 2018
210 000
210 000
87 259,88
Remarks
This appropriation is intended to cover the expenditure relating to studies and technical assistance in connection with buildings.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2
Expenditure on buildings
2 0 2 2
Cleaning and maintenance
Appropriations 2020
Appropriations 2019
Outturn 2018
1 571 000
1 297 000
1 263 909,37
Remarks
This appropriation is mainly intended to cover:
—
maintenance and cleaning costs for premises, lifts, central heating, air-conditioning equipment, electrical installations and alterations and repairs to them,
—
the purchase of maintenance, washing, laundry and dry-cleaning products, and any supplies required for maintenance.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 4
Energy consumption
Appropriations 2020
Appropriations 2019
Outturn 2018
850 000
850 000
695 570,06
Remarks
This appropriation is intended to cover water, gas and electricity consumption and heating costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 6
Security and surveillance of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
168 000
165 000
380 150,92
Remarks
This appropriation is mainly intended to cover miscellaneous expenditure relating to the security of buildings, especially contracts for the surveillance of buildings and the purchase and maintenance of fire-fighting equipment and equipment for security officers.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 8
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
96 000
96 000
41 279,02
Remarks
This appropriation is intended to cover the premiums payable on the insurance policies relating to the buildings occupied by the institution, including cover for movable property and works of art.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 2 9
Other expenditure on buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
40 000
38 918,40
Remarks
This appropriation is intended to cover other current expenditure on buildings not specifically provided for in the other articles of this chapter, in particular sewerage, refuse collection, road taxes and signs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 1 —
   
DATA PROCESSING, EQUIPMENT AND MOVABLE PROPERTY: PURCHASE, HIRE AND MAINTENANCE
2 1 0
Equipment, operating costs and services relating to data processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software
Appropriations 2020
Appropriations 2019
Outturn 2018
2 378 000
2 175 000
2 365 000 ,—
Remarks
This appropriation is intended to cover the following operating expenditure:
—
purchase, leasing and maintenance of computer equipment and software and other supplies and documentation,
—
computer cables.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 2
External services for the operation, implementation and maintenance of software and systems
Appropriations 2020
Appropriations 2019
Outturn 2018
5 000 000
5 077 000
6 083 000 ,—
Remarks
This appropriation is intended to cover expenditure on outside staff and work contracted out, including the ‘helpdesk’ services.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 0 3
Telecommunications
Appropriations 2020
Appropriations 2019
Outturn 2018
340 000
353 000
259 190 ,—
Remarks
This appropriation is intended to cover all expenditure related to telecommunications such as subscriber charges, telephone lines, communications charges, maintenance fees and the purchase, renewal, repair and maintenance of telephone installations and equipment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 2
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
100 000
249 985,25
Remarks
This appropriation is intended to cover the purchase or hire of additional furniture, its maintenance or repair and the replacement of old or damaged furniture.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 4
Technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
300 000
300 000
281 998,60
Remarks
This appropriation is intended to cover expenditure on the purchase, replacement, hire, maintenance and repair of technical equipment and office machines.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 1 6
Vehicles
Appropriations 2020
Appropriations 2019
Outturn 2018
563 000
598 000
534 387,28
Remarks
This appropriation is intended to cover the purchase or hire of vehicles, with or without drivers (including taxis), and the subsequent running costs.
This appropriation is also intended to cover the contribution to public transport subscriptions.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 3 —
   
CURRENT ADMINISTRATIVE EXPENDITURE
2 3 0
Stationery, office supplies and miscellaneous consumables
Appropriations 2020
Appropriations 2019
Outturn 2018
80 000
90 000
51 988,71
Remarks
This appropriation is intended to cover expenditure on stationery and office supplies.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 3 1
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
15 000
18 000
8 500 ,—
2 3 2
Legal expenses and damages
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
200 000
37 000 ,—
Remarks
This appropriation is intended to cover any expenditure and fees the Court of Auditors may have to bear.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 3 6
Postage and delivery charges
Appropriations 2020
Appropriations 2019
Outturn 2018
20 000
22 000
22 595,46
Remarks
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 3 8
Other administrative expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
248 000
218 000
232 553,08
Remarks
This appropriation is intended to cover:
—
the cost of luggage insurance for staff travelling on mission,
—
the purchase of uniforms for messengers and drivers, and other work clothes,
—
the cost of refreshments and occasional snacks served during internal meetings,
—
the costs of the removal and handling of equipment and furniture,
—
other operating expenditure not specifically provided for in the preceding headings and costs relating to maintenance and repair of equipment,
—
petty expenses,
—
EMAS activities, including promotion, and the Court of Auditors’ carbon offsetting scheme.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 5 —
   
MEETINGS AND CONFERENCES
2 5 2
Representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
213 000
227 000
230 966,92
Remarks
This appropriation is intended to cover expenditure on the Court of Auditors’ obligations in respect of representation.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 5 4
Meetings, congresses and conferences
Appropriations 2020
Appropriations 2019
Outturn 2018
141 000
131 000
113 159,25
Remarks
This appropriation is intended to cover travel, subsistence and incidental expenses of experts taking part in study groups and working parties, and the cost of organising such meetings in so far as they are not covered by existing infrastructure.
It is also intended to cover the cost of organisation of and participation in conferences, congresses and meetings.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 5 6
Expenditure on the dissemination of information and on participation in public events
Appropriations 2020
Appropriations 2019
Outturn 2018
17 000
17 000
16 992,50
Remarks
This appropriation is intended to cover the cost of organising study days on the activities of the Court of Auditors, for the benefit of university teachers, editors of specialised journals or other specialist visitors from the Member States. This appropriation is also intended to cover miscellaneous expenditure relating to the Court of Auditors’ information and communication policy.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 5 7
Joint Interpreting and Conference Service
Appropriations 2020
Appropriations 2019
Outturn 2018
325 000
325 000
220 000 ,—
Remarks
This appropriation is intended to cover payment of interpretation costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
CHAPTER 2 7 —
   
INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
2 7 0
Limited surveys, studies and consultations; audit of agencies and other bodies of the Union
2 7 0 0
Limited consultations, studies and surveys
Appropriations 2020
Appropriations 2019
Outturn 2018
513 000
566 000
276 919,61
Remarks
This appropriation is intended to enable studies to be contracted out to qualified experts in the field of auditing and also in the fields of an administrative nature.
Within the framework of its audits, the Court of Auditors needs to contract out studies and technical analyses (for example chemical, physical, statistical analyses) to external experts.
This appropriation is also intended to cover the cost of the auditing of the Court of Auditors by an independent auditor whose report is published in the 
Official Journal of the European Union
.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 7 0 1
Audit of agencies and other bodies of the Union
Appropriations 2020
Appropriations 2019
Outturn 2018
900 000
Remarks
This appropriation is intended to cover the cost of auditing the agencies and other bodies of the Union in accordance with Article 287(1) TFEU and Article 70(6) and (7) of the Financial Regulation.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 7 2
Documentation, library and archiving expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
425 000
405 000
415 000 ,—
Remarks
This appropriation is intended to cover:
—
the acquisition of books, documents and other non-periodic publications and updates for existing volumes,
—
special equipment for the library,
—
the cost of subscriptions to newspapers, periodicals and various bulletins,
—
the cost of subscriptions to news agencies or external informative databases,
—
access charges for certain external databases,
—
the cost of the binding and upkeep of library books,
—
the cost of archive services and the acquisition of archive resources on substitute media.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 7 4
Production and distribution
2 7 4 0
Official Journal
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
140 000
47 885,37
Remarks
This appropriation is intended to cover the cost of publications by the Court of Auditors in the 
Official Journal of the European Union
.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 7 4 1
Publications of a general nature
Appropriations 2020
Appropriations 2019
Outturn 2018
775 000
875 000
457 258,68
Remarks
This appropriation is intended to cover:
—
the costs of publishing and distributing the reports and opinions adopted by the Court of Auditors pursuant to the second subparagraph of Article 287(4), and to Article 325(4) TFEU,
—
the costs of communication activities concerning audit work and the activities of the Court of Auditors (in particular website, audiovisual material, documentation), including the costs of relations with the press and other stakeholders.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
153 137 000
146 890 518
140 484 380,69
91,74
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
STAFF
Section V — Court of Auditors
Function group and grade
Court of Auditors
Permanent posts
Temporary posts
 (
66
)
2020
2019
2020
2019
Non-category
1
1
AD 16
AD 15
11
11
AD 14
40 
 (
67
)
40 
 (
67
)
31 
 (
70
)
30
AD 13
37 
 (
68
)
(
70
)
38 
 (
68
)
2
2
AD 12
66 
 (
69
)
67
6 
 (
69
)
5
AD 11
48 
 (
69
)
50
33 
 (
69
)
31
AD 10
39 
 (
70
)
38
2
2
AD 9
112 
 (
70
)
82
AD 8
69 
 (
69
)
(
70
)
89
2 
 (
69
)
(
70
)
AD 7
56 
 (
69
)
(
70
)
58
6 
 (
70
)
AD 6
43 
 (
69
)
(
70
)
58
1 
 (
69
)
AD 5
9 
 (
69
)
9
1 
 (
69
)
AD total
530
540
85
71
AST 11
7
7
1
(
70
)
AST 10
6
6
(
70
)
1
AST 9
22 
 (
69
)
23
1
1
AST 8
16 
 (
70
)
14
1
1
AST 7
19 
 (
69
)
(
70
)
18
26
26
AST 6
29 
 (
69
)
(
70
)
27
AST 5
40 
 (
70
)
41
5 
 (
70
)
2
AST 4
9 
 (
70
)
15
16 
 (
70
)
23
AST 3
7 
 (
70
)
11
(
70
)
5
AST 2
2
2
AST 1
AST total
157
164
509
59
AST/SC 6
9 
 (
70
)
AST/SC 5
2
(
70
)
7 
 (
69
)
AST/SC 4
12 
 (
70
)
2
AST/SC 3
5 
 (
70
)
2
AST/SC 2
2
2
1 
 (
70
)
6 
 (
69
)
AST/SC 1
AST/SC total
2
2
29
17
Grand total
689
(
71
)
706
(
71
)
164
147
SECTION VI
EUROPEAN ECONOMIC AND SOCIAL COMMITTEE
REVENUE
Contribution of the European Union to the financing of the expenditure of the Economic and Social Committee for the financial year 2020
Heading
Amount
Expenditure
142 539 393
Own resources
–12 503 421
Contribution due
130 035 972
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
5 614 334
5 493 185
5 674 881 ,—
101,08
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
0 ,—
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
1 108 828
1 084 901
CHAPTER 4 0 — TOTAL
6 723 162
6 578 086
5 674 881 ,—
84,41
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
5 780 259
5 830 442
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
0 ,—
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
5 780 259
5 830 442
0 ,—
0
Title 4 — Total
12 503 421
12 408 528
5 674 881 ,—
45,39
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
5 614 334
5 493 185
5 674 881 ,—
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
0 ,—
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
1 108 828
1 084 901
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
5 780 259
5 830 442
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 4, Article 11(2) and (3) and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
0 ,—
p.m.
0 ,—
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
Article 5 0 0 — Total
p.m.
p.m.
0 ,—
5 0 1
Proceeds from the sale of immovable property
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 1 1 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
p.m.
0 ,—
CHAPTER 5 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 5
5 5 0
Revenue from the supply of services and work to other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
CHAPTER 5 7 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 8
5 8 0
Revenue arising from indemnities connected with renting — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
5 5 0
Revenue from the supply of services and work to other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue arising from indemnities connected with renting — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the lines which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
p.m.
p.m.
0 ,—
CHAPTER 9 0 — TOTAL
p.m.
p.m.
0 ,—
Title 9 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
12 503 421
12 408 528
5 674 881 ,—
45,39
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION AND DELEGATES
21 332 356
21 047 507
20 663 507,82
1 2
OFFICIALS AND TEMPORARY STAFF
73 073 401
71 469 285
68 531 824,45
1 4
OTHER STAFF AND EXTERNAL SERVICES
5 411 129
5 412 987
4 645 471,82
1 6
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
2 008 835
2 019 800
1 860 231,56
Title 1 — Total
101 825 721
99 949 579
95 701 035,65
2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
22 801 152
21 715 254
21 475 411,27
2 1
DATA-PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
7 498 439
6 336 417
6 782 711,67
2 3
CURRENT ADMINISTRATIVE EXPENDITURE
551 152
561 911
387 048,31
2 5
OPERATIONAL ACTIVITIES
8 110 011
8 096 149
7 839 069,09
2 6
COMMUNICATION, PUBLICATIONS AND ACQUISITION OF DOCUMENTATION
1 752 918
1 843 458
1 626 167,29
Title 2 — Total
40 713 672
38 553 189
38 110 407,63
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
10 2
RESERVE TO PROVIDE FOR THE TAKEOVER OF BUILDINGS
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
142 539 393
138 502 768
133 811 443,28
TITLE 1
PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Specific allowances and payments
1 0 0 0
Specific allowances and payments
Non-differentiated appropriations
149 320
144 200
81 500 ,—
54,58
1 0 0 4
Travel and subsistence allowances, attendance at meetings and associated expenditure
Non-differentiated appropriations
20 595 079
20 333 977
20 074 258,82
97,47
1 0 0 8
Travel and subsistence allowances, attendance at meetings and associated expenditure of delegates of the Consultative Commission on Industrial Change
Non-differentiated appropriations
510 957
502 910
458 098 ,—
89,65
Article 1 0 0 — Total
21 255 356
20 981 087
20 613 856,82
96,98
1 0 5
Further training, language courses and other training
Non-differentiated appropriations
77 000
66 420
49 651 ,—
64,48
CHAPTER 1 0 — TOTAL
21 332 356
21 047 507
20 663 507,82
96,86
CHAPTER 1 2
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Non-differentiated appropriations
72 380 869
70 813 220
67 820 364,42
93,70
1 2 0 2
Paid overtime
Non-differentiated appropriations
19 787
29 912
7 494,45
37,88
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
415 519
299 118
461 355,32
111,03
Article 1 2 0 — Total
72 816 175
71 142 250
68 289 214,19
93,78
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired or placed on leave in the interests of the service
Non-differentiated appropriations
257 226
327 035
242 610,26
94,32
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 2 2 — Total
257 226
327 035
242 610,26
94,32
1 2 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 2 — TOTAL
73 073 401
71 469 285
68 531 824,45
93,78
CHAPTER 1 4
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Non-differentiated appropriations
2 556 480
2 507 384
2 239 639,51
87,61
1 4 0 4
Graduate traineeships, grants and exchanges of officials
Non-differentiated appropriations
761 581
823 072
599 647,16
78,74
1 4 0 8
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
59 360
59 823
25 567,17
43,07
Article 1 4 0 — Total
3 377 421
3 390 279
2 864 853,84
84,82
1 4 2
External services
1 4 2 0
Supplementary services for the translation service
Non-differentiated appropriations
1 200 000
1 200 000
1 073 909,98
89,49
1 4 2 2
Expert advice connected with legislative work
Non-differentiated appropriations
731 708
731 708
631 708 ,—
86,33
1 4 2 4
Interinstitutional cooperation and external services in the field of personnel management
Non-differentiated appropriations
102 000
91 000
75 000 ,—
73,53
Article 1 4 2 — Total
2 033 708
2 022 708
1 780 617,98
87,56
1 4 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 4 — TOTAL
5 411 129
5 412 987
4 645 471,82
85,85
CHAPTER 1 6
1 6 1
Expenditure relating to staff management
1 6 1 0
Expenditure on recruitment
Non-differentiated appropriations
40 100
46 100
36 458 ,—
90,92
1 6 1 2
Further training
Non-differentiated appropriations
546 811
538 200
555 366,33
101,56
Article 1 6 1 — Total
586 911
584 300
591 824,33
100,84
1 6 2
Missions
Non-differentiated appropriations
412 924
403 500
364 046 ,—
88,16
1 6 3
Activities relating to all persons working with the institution
1 6 3 0
Social welfare
Non-differentiated appropriations
50 000
50 000
19 500 ,—
39,00
1 6 3 2
Social contacts between members of staff and other social measures
Non-differentiated appropriations
175 000
175 000
139 861,23
79,92
1 6 3 4
Medical service
Non-differentiated appropriations
122 000
120 000
110 000 ,—
90,16
1 6 3 6
Restaurants and canteens
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 6 3 8
Early Childhood Centre and approved day nurseries
Non-differentiated appropriations
662 000
687 000
635 000 ,—
95,92
Article 1 6 3 — Total
1 009 000
1 032 000
904 361,23
89,63
1 6 4
Contribution to accredited European Schools
1 6 4 0
Contribution to accredited Type II European Schools
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 6 4 — Total
p.m.
p.m.
0 ,—
CHAPTER 1 6 — TOTAL
2 008 835
2 019 800
1 860 231,56
92,60
Title 1 — Total
101 825 721
99 949 579
95 701 035,65
93,99
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION AND DELEGATES
CHAPTER 1 2 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 4 —
OTHER STAFF AND EXTERNAL SERVICES
CHAPTER 1 6 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION AND DELEGATES
1 0 0
Specific allowances and payments
1 0 0 0
Specific allowances and payments
Appropriations 2020
Appropriations 2019
Outturn 2018
149 320
144 200
81 500 ,—
Remarks
This appropriation is intended to cover allowances and payments made to Members of the European Economic and Social Committee, including special duty allowances and other allowances, insurance premiums, including sickness, accident and travel assistance insurance, and specific measures for disabled Members.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 0 0 4
Travel and subsistence allowances, attendance at meetings and associated expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
20 595 079
20 333 977
20 074 258,82
Remarks
This appropriation is intended to cover payments to Members of the European Economic and Social Committee and their alternates under the current rules on reimbursement of transport costs and travel and meeting allowances.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 0 0 8
Travel and subsistence allowances, attendance at meetings and associated expenditure of delegates of the Consultative Commission on Industrial Change
Appropriations 2020
Appropriations 2019
Outturn 2018
510 957
502 910
458 098 ,—
Remarks
This appropriation is intended to cover payments to delegates of the Consultative Commission on Industrial Change (CCMI) and their alternates under the current rules on reimbursement of transport costs and travel and meeting allowances.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 0 5
Further training, language courses and other training
Appropriations 2020
Appropriations 2019
Outturn 2018
77 000
66 420
49 651 ,—
Remarks
This appropriation is intended to subsidise part of the registration fees for language courses or other vocational training seminars attended by Members of the European Economic and Social Committee and delegates of the Consultative Commission on Industrial Change (CCMI).
CHAPTER 1 2 —
   
OFFICIALS AND TEMPORARY STAFF
Remarks
A standard abatement of 4,5 % has been applied to the appropriations entered in this chapter.
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
72 380 869
70 813 220
67 820 364,42
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
salaries, allowances and payments related to salaries,
—
insurance against sickness, accidents and occupational disease and other social security charges,
—
the institution’s contribution to the Joint Sickness Insurance Scheme,
—
flat-rate overtime allowances,
—
other allowances and grants, including parental or family leave allowance,
—
payment of travel expenses for officials or temporary staff, their spouses and dependants from their place of employment to their place of origin,
—
the impact of salary weightings applicable to remuneration and to the part of emoluments transferred to a country other than the country of employment,
—
unemployment insurance for temporary staff and payments by the institution to temporary staff in order to constitute or maintain their pension rights in their countries of origin,
—
the severance payment of a probationer dismissed on grounds of manifest incompetence,
—
the payment in respect of the termination by the institution of the contract of a temporary staff member,
—
effects of updates of remuneration during the year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
19 787
29 912
7 494,45
Remarks
This appropriation is intended to cover the payment of overtime under the conditions set out in the abovementioned provisions.
It is also intended to cover the effects of updates of remuneration during the year.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
Conditions of Employment of Other Servants of the European Union.
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
415 519
299 118
461 355,32
Remarks
This appropriation is intended to cover:
—
travel expenses incurred by officials and temporary staff (including their families) entering or leaving the service or being transferred to another place of employment,
—
installation/resettlement allowances and removal expenses incurred by officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
daily subsistence allowance for officials and temporary staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment,
—
effects of updates of remuneration during the year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired or placed on leave in the interests of the service
Appropriations 2020
Appropriations 2019
Outturn 2018
257 226
327 035
242 610,26
Remarks
This appropriation is intended to cover allowances for officials assigned non-active status following a reduction in the number of posts in the institution, for officials placed on leave in the interests of the service or for officials holding a senior executive post who are retired in the interests of the service.
It also covers the employer’s contribution to sickness insurance and the impact of weightings applicable to those allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 41, 42c and 50 thereof and Annex IV thereto.
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
allowances payable under the conditions set out in the abovementioned provisions,
—
the employer’s contribution towards sickness insurance for persons in receipt of the allowances,
—
the impact of the salary weightings applicable to the various allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 64 and 72 thereof.
1 2 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation was intended to cover the effects of any salary updates decided by the Council during the financial year and has been included in Items 1 2 0 0, 1 2 0 2 and 1 2 0 4.
It is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 65 thereof and Annex XI thereto.
CHAPTER 1 4 —
   
OTHER STAFF AND EXTERNAL SERVICES
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Appropriations 2020
Appropriations 2019
Outturn 2018
2 556 480
2 507 384
2 239 639,51
Remarks
This appropriation is principally intended to cover the following expenditure:
—
the remuneration of other staff including auxiliary, contract and local staff and special advisers (within the meaning of the Conditions of Employment of Other Servants of the European Union), the employer’s contribution to the various social security schemes, and the impact of salary weightings applicable to the remuneration of these staff or the termination of contract allowance,
—
fees of medical and paramedical staff paid under the arrangements for the provision of services and, in special cases, the employment of temporary agency staff,
—
the remuneration and fees of conference operators and multimedia editors used during times of excessive workload or in special cases,
—
flat-rate overtime allowances,
—
the payment of overtime in accordance with Article 56 of the Staff Regulations and Annex VI thereto,
—
other allowances and grants, including the parental or family leave allowance,
—
the payment in respect of the termination by the institution of a staff member’s contract,
—
effects of updates of remuneration during the year,
—
the payment of accidental death insurance premiums.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 4 0 4
Graduate traineeships, grants and exchanges of officials
Appropriations 2020
Appropriations 2019
Outturn 2018
761 581
823 072
599 647,16
Remarks
This appropriation is intended to cover:
—
allowances, travel and mission expenses for trainees, and accident and sickness insurance during courses,
—
expenditure arising from movements between the European Economic and Social Committee and the public sector in the Member States or other countries specified in the rules,
—
the contribution, on a limited scale, to the realisation of research projects in the fields of activity of the European Economic and Social Committee which are of particular interest for European integration,
—
the cost of programmes to educate young people in the European spirit,
—
effects of updates of remuneration during the year,
—
the payment of accidental death insurance premiums.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 4 0 8
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
59 360
59 823
25 567,17
Remarks
This appropriation is intended to cover:
—
travel expenses due to staff (including their families) entering or leaving the service or being transferred to another place of employment,
—
installation/resettlement allowances and removal expenses due to staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
daily subsistence allowance for staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment,
—
the difference between the contributions paid by staff to a Member State pension scheme and those paid to the Union scheme in the event of redefinition of a contract,
—
effects of updates of remuneration during the year.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 4 2
External services
1 4 2 0
Supplementary services for the translation service
Appropriations 2020
Appropriations 2019
Outturn 2018
1 200 000
1 200 000
1 073 909,98
Remarks
This appropriation is intended to cover expenditure on work carried out by external translation contractors and other outsourced translation related services.
It also covers expenditure on any work entrusted to the Translation Centre for the bodies of the European Union and all interinstitutional cooperation activities in the language area.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 4 2 2
Expert advice connected with legislative work
Appropriations 2020
Appropriations 2019
Outturn 2018
731 708
731 708
631 708 ,—
Remarks
This appropriation is intended to cover payments to experts of the European Economic and Social Committee under the current rules on reimbursement of transport costs and travel and meeting allowances.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 4 2 4
Interinstitutional cooperation and external services in the field of personnel management
Appropriations 2020
Appropriations 2019
Outturn 2018
102 000
91 000
75 000 ,—
Remarks
This appropriation is intended to cover all interinstitutional cooperation activities in the field of personnel management.
It is also intended to cover all external services in the same field.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 4 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation was intended to cover the effects of any salary updates decided by the Council during the financial year and has been included in Items 1 2 0 0, 1 2 0 2 and 1 2 0 4.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 65 thereof and Annex XI thereto.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 1 6 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 6 1
Expenditure relating to staff management
1 6 1 0
Expenditure on recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
40 100
46 100
36 458 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on organising the competitions provided for in Article 3 of Decision 2002/621/EC and travel and subsistence expenses for applicants called for interviews and medical examinations,
—
the costs of organising procedures for selecting temporary, contract and local staff,
—
the payment of consultant services for the selection of management staff (assessment centres),
—
the payment of accidental death insurance premiums.
In cases duly justified by operational needs and after consultation of the European Personnel Selection Office, the institution may use some of these appropriations to organise its own competitions.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
) and Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 6 1 2
Further training
Appropriations 2020
Appropriations 2019
Outturn 2018
546 811
538 200
555 366,33
Remarks
This appropriation is intended to cover:
—
the organisation of training and retraining courses as well as language courses for staff, on an interinstitutional basis. Some of the appropriations may be used in duly justified cases to cover the organisation of courses within the institution,
—
expenditure relating to the purchase or production of teaching materials and to the performance of specific studies by specialists for devising and implementing training programmes,
—
professional training courses which raise awareness about matters concerning people with disabilities and training measures in connection with equal opportunities and career advice, with particular reference to skill profiles,
—
staff mission costs related to training.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
Conditions of Employment of Other Servants of the European Union.
1 6 2
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
412 924
403 500
364 046 ,—
Remarks
This appropriation is intended to cover transport costs, the payment of daily subsistence allowances and incidental or exceptional expenses incurred on mission.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 71 thereof and Articles 11, 12 and 13 of Annex VII thereto.
Conditions of Employment of Other Servants of the European Union.
1 6 3
Activities relating to all persons working with the institution
1 6 3 0
Social welfare
Appropriations 2020
Appropriations 2019
Outturn 2018
50 000
50 000
19 500 ,—
Remarks
This appropriation is intended to cover:
—
as part of an interinstitutional policy to assist people with disabilities in the following categories:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union,
—
the reimbursement, to the extent permitted by the budget and after national entitlements in the country of residence or the country of origin have been exhausted, of expenses (other than medical expenses) recognised as necessary, resulting from the disability, supported by documentary evidence and not covered by the Joint Sickness Insurance Scheme,
—
action taken in respect of officials and other servants in particularly difficult situations,
—
the provision of services of a medical or social nature (such as home help, care for sick children, psychological counselling or mediation),
—
incidental expenditure in the Welfare Service.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular the third subparagraph of Article 9(3) and Article 76 thereof.
1 6 3 2
Social contacts between members of staff and other social measures
Appropriations 2020
Appropriations 2019
Outturn 2018
175 000
175 000
139 861,23
Remarks
This appropriation is intended to encourage and provide financial backing for schemes to promote social contact between staff of the institution and to develop a sense of well-being at work.
It also covers the provision of grants to the Staff Committee so that it can participate in the management and supervision of social bodies such as staff clubs, sports associations, cultural activities or hobbies.
This appropriation is also intended to provide financial support for measures of a social nature adopted by the institution in close collaboration with the Staff Committee (Article 1e of the Staff Regulations).
It also covers the European Economic and Social Committee’s contribution towards the social, sporting, educational and cultural activities of the European Interinstitutional Centre at Overijse in Belgium.
This appropriation also covers the implementation of a staff transport plan to encourage the use of public transport, cut private car use and reduce the carbon footprint.
1 6 3 4
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
122 000
120 000
110 000 ,—
Remarks
This appropriation is intended to cover the operating costs of the medical service, including the purchase of materials and pharmaceutical products, expenditure on preventive medical check-ups, expenditure arising from the operation of the Invalidity Committee and expenditure on services provided by outside medical specialists deemed necessary by the medical officers.
It also covers expenditure involving the purchase of certain work tools deemed necessary on medical grounds.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 59 thereof and Article 8 of Annex II thereto.
1 6 3 6
Restaurants and canteens
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover restaurant operating expenditure.
1 6 3 8
Early Childhood Centre and approved day nurseries
Appropriations 2020
Appropriations 2019
Outturn 2018
662 000
687 000
635 000 ,—
Remarks
This appropriation is intended to cover the contributions of the European Economic and Social Committee to the costs of the Union nursery centre and other day nurseries and after-school centres.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation from parental contributions is estimated at EUR 1 000.
1 6 4
Contribution to accredited European Schools
1 6 4 0
Contribution to accredited Type II European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the European Economic and Social Committee’s contribution to the Type II European Schools accredited by the Board of Governors of the European Schools or the reimbursement to the Commission of the contribution to the Type II European Schools accredited by the Board of Governors of the European Schools paid by the Commission in the name and on behalf of the European Economic and Social Committee and based on the Mandate and Service agreement signed with the Commission. It also covers the cost for children of the European Economic and Social Committee’s staff enrolled in a Type II European School.
TITLE 2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent
Non-differentiated appropriations
2 223 070
2 189 398
2 149 623,67
96,70
2 0 0 1
Annual lease payments and similar expenditure
Non-differentiated appropriations
12 634 513
12 384 737
12 167 997 ,—
96,31
2 0 0 3
Purchase of premises
Non-differentiated appropriations
p.m.
p.m.
23 052 ,—
2 0 0 5
Construction of buildings
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 7
Fitting-out of premises
Non-differentiated appropriations
1 121 655
594 061
1 222 712 ,—
109,01
2 0 0 8
Other expenditure on buildings
Non-differentiated appropriations
336 657
65 841
241 436 ,—
71,72
2 0 0 9
Provisional appropriation to cover the institution’s property investments
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 2 0 0 — Total
16 315 895
15 234 037
15 804 820,67
96,87
2 0 2
Other expenditure on buildings
2 0 2 2
Cleaning and maintenance
Non-differentiated appropriations
3 203 055
3 198 921
2 670 606 ,—
83,38
2 0 2 4
Energy consumption
Non-differentiated appropriations
819 184
806 284
790 311 ,—
96,48
2 0 2 6
Security and surveillance
Non-differentiated appropriations
2 374 618
2 389 004
2 168 364 ,—
91,31
2 0 2 8
Insurance
Non-differentiated appropriations
88 400
87 008
41 309,60
46,73
Article 2 0 2 — Total
6 485 257
6 481 217
5 670 590,60
87,44
CHAPTER 2 0 — TOTAL
22 801 152
21 715 254
21 475 411,27
94,19
CHAPTER 2 1
2 1 0
Equipment, operating costs and services relating to data-processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software, and related work
Non-differentiated appropriations
1 928 943
1 642 241
1 987 332,30
103,03
2 1 0 2
Outside assistance for the operation, development and maintenance of software systems
Non-differentiated appropriations
2 812 265
1 983 016
2 155 596,22
76,65
2 1 0 3
Telecommunications
Non-differentiated appropriations
1 358 325
1 339 106
1 207 662,34
88,91
Article 2 1 0 — Total
6 099 533
4 964 363
5 350 590,86
87,72
2 1 2
Furniture
Non-differentiated appropriations
147 409
145 088
143 526,07
97,37
2 1 4
Technical equipment and installations
Non-differentiated appropriations
1 179 691
1 149 466
1 224 433,83
103,79
2 1 6
Vehicles
Non-differentiated appropriations
71 806
77 500
64 160,91
89,35
CHAPTER 2 1 — TOTAL
7 498 439
6 336 417
6 782 711,67
90,45
CHAPTER 2 3
2 3 0
Stationery, office supplies and miscellaneous consumables
Non-differentiated appropriations
170 277
169 741
139 636,32
82,01
2 3 1
Financial charges
Non-differentiated appropriations
6 000
6 000
6 000 ,—
100,00
2 3 2
Legal costs and damages
Non-differentiated appropriations
150 000
150 000
42 500 ,—
28,33
2 3 6
Postage on correspondence and delivery charges
Non-differentiated appropriations
67 830
81 600
59 594,65
87,86
2 3 8
Removal costs and other administrative expenditure
Non-differentiated appropriations
157 045
154 570
139 317,34
88,71
CHAPTER 2 3 — TOTAL
551 152
561 911
387 048,31
70,23
CHAPTER 2 5
2 5 4
Meetings, conferences, congresses, seminars and other events
2 5 4 0
Miscellaneous expenditure on internal meetings
Non-differentiated appropriations
228 700
225 100
239 413,98
104,68
2 5 4 2
Expenditure on the organisation of and participation in hearings and other events
Non-differentiated appropriations
651 311
641 049
452 808,86
69,52
2 5 4 4
Costs of organising the work of the Consultative Commission on Industrial Change (CCMI)
Non-differentiated appropriations
40 000
40 000
12 596,25
31,49
2 5 4 6
Representation expenses
Non-differentiated appropriations
90 000
90 000
50 000 ,—
55,56
2 5 4 8
Interpreting
Non-differentiated appropriations
7 100 000
7 100 000
7 084 250 ,—
99,78
Article 2 5 4 — Total
8 110 011
8 096 149
7 839 069,09
96,66
CHAPTER 2 5 — TOTAL
8 110 011
8 096 149
7 839 069,09
96,66
CHAPTER 2 6
2 6 0
Communication, information and publications
2 6 0 0
Communication
Non-differentiated appropriations
816 000
789 880
771 549,31
94,55
2 6 0 2
Publishing and promotion of publications
Non-differentiated appropriations
437 000
457 660
382 551,05
87,54
2 6 0 4
Official Journal
Non-differentiated appropriations
p.m.
98 000
46 544,97
Article 2 6 0 — Total
1 253 000
1 345 540
1 200 645,33
95,82
2 6 2
Acquisition of information, documentation and archiving
2 6 2 0
Studies, research and hearings
Non-differentiated appropriations
250 000
250 000
192 816,66
77,13
2 6 2 2
Documentation and library expenditure
Non-differentiated appropriations
157 900
155 900
150 181,73
95,11
2 6 2 4
Archiving and related work
Non-differentiated appropriations
92 018
92 018
82 523,57
89,68
Article 2 6 2 — Total
499 918
497 918
425 521,96
85,12
CHAPTER 2 6 — TOTAL
1 752 918
1 843 458
1 626 167,29
92,77
Title 2 — Total
40 713 672
38 553 189
38 110 407,63
93,61
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
DATA-PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
CHAPTER 2 3 —
CURRENT ADMINISTRATIVE EXPENDITURE
CHAPTER 2 5 —
OPERATIONAL ACTIVITIES
CHAPTER 2 6 —
COMMUNICATION, PUBLICATIONS AND ACQUISITION OF DOCUMENTATION
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
Remarks
Whenever the appropriation is intended to cover expenditure relating to the purchase, or the conclusion of a contract for the supply, of equipment, or the provision of services, the institution will consult the other institutions on the conditions which each has obtained.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 154 thereof.
2 0 0
Buildings
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
2 223 070
2 189 398
2 149 623,67
Remarks
This appropriation is intended to cover rent on buildings and rental charges for meetings held in buildings that are not occupied permanently.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 0 1
Annual lease payments and similar expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
12 634 513
12 384 737
12 167 997 ,—
Remarks
This appropriation is intended to cover annual lease payments and other similar expenditure incurred by the institution in respect of its lease/purchase obligations.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 0 3
Purchase of premises
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
23 052 ,—
Remarks
This appropriation is intended to cover the purchase of premises. Subsidies for land and its servicing will be dealt with in accordance with the Financial Regulation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 0 5
Construction of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate a possible appropriation for the construction of buildings.
2 0 0 7
Fitting-out of premises
Appropriations 2020
Appropriations 2019
Outturn 2018
1 121 655
594 061
1 222 712 ,—
Remarks
This appropriation is intended to cover the performance of fitting-out work, including renovation (e.g. to reduce energy consumption under the Eco-Management and Audit Scheme (EMAS)) and specific work such as cabling and security and restaurant-related work as well as other expenditure directly connected with that work, in particular architects’ or engineers’ fees.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 0 8
Other expenditure on buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
336 657
65 841
241 436 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on buildings not specifically provided for in the other articles in this chapter, in particular engineering and architectural consultancy services in connection with the fitting-out of premises projects and legal fees in connection with the ‘option to buy’ for buildings,
—
EMAS consultancy services,
—
other studies for building projects.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 0 9
Provisional appropriation to cover the institution’s property investments
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover any property investments made by the institution.
It is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
2 0 2
Other expenditure on buildings
2 0 2 2
Cleaning and maintenance
Appropriations 2020
Appropriations 2019
Outturn 2018
3 203 055
3 198 921
2 670 606 ,—
Remarks
This appropriation is intended to cover the cost of cleaning and maintaining premises, lifts, heating and air-conditioning systems and fire doors, as well as rat extermination, repainting and repair work, and maintaining the external appearance of buildings and their environment, including the cost of studies, analyses, authorisations, compliance with EMAS standards and controls.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 0 2 4
Energy consumption
Appropriations 2020
Appropriations 2019
Outturn 2018
819 184
806 284
790 311 ,—
Remarks
This appropriation is intended to cover, in particular, water, gas, electricity and other energy costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 2 6
Security and surveillance
Appropriations 2020
Appropriations 2019
Outturn 2018
2 374 618
2 389 004
2 168 364 ,—
Remarks
This appropriation is intended to cover essentially the costs of staff carrying out security and surveillance tasks in respect of Members, staff and buildings.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 2 8
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
88 400
87 008
41 309,60
Remarks
This appropriation is intended to cover payments in respect of insurance policy premiums.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
CHAPTER 2 1 —
   
DATA-PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
Remarks
Whenever the appropriation is intended to cover expenditure relating to the purchase, or the conclusion of a contract for the supply, of equipment, or the provision of services, the institution will consult the other institutions on the conditions which each has obtained.
2 1 0
Equipment, operating costs and services relating to data-processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software, and related work
Appropriations 2020
Appropriations 2019
Outturn 2018
1 928 943
1 642 241
1 987 332,30
Remarks
This appropriation is intended to cover expenditure for the purchase, hire, servicing configuration and maintenance of equipment and software for the institution, and related work.
It also covers costs associated with service level agreements signed with Union institutions (e.g. for the use of information systems) and re-invoicing of other services (notably for IT procurement).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 1 0 2
Outside assistance for the operation, development and maintenance of software systems
Appropriations 2020
Appropriations 2019
Outturn 2018
2 812 265
1 983 016
2 155 596,22
Remarks
This appropriation is intended to cover the cost of outside assistance from service bureaux and data-processing consultants in connection with the operation of the data-processing centre and the network, the production, development and maintenance of information systems, support for users, including Members, the carrying out of studies, and the drawing-up and input of technical documentation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 1 0 3
Telecommunications
Appropriations 2020
Appropriations 2019
Outturn 2018
1 358 325
1 339 106
1 207 662,34
Remarks
This appropriation is intended to cover wired and wireless telecommunication subscriptions and charges (fixed-line and mobile telephony, television), as well as costs incurred in connection with data transmission networks and telematic services. It also covers the co-financing of equipment for Members and delegates enabling them to receive the documents of the European Economic and Social Committee electronically, including any costs associated with terminal equipment.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 1 2
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
147 409
145 088
143 526,07
Remarks
This appropriation is intended to cover the purchase, hire, maintenance and repair of furniture, including the purchase of ergonomic furniture, the replacement of worn-out and broken furniture.
In connection with works of art, it is also intended to cover both the cost of acquiring and purchasing specific material and the current expenditure relating thereto, including framing, restoration, cleaning, insurance and ad hoc transport costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 1 4
Technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
1 179 691
1 149 466
1 224 433,83
Remarks
This appropriation is intended to cover the purchase, hire, maintenance and repair of fixed and mobile technical equipment and installations, in particular in the areas of publishing, archiving, security, canteens, buildings, telephone services, conference rooms and the audiovisual sector.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 1 6
Vehicles
Appropriations 2020
Appropriations 2019
Outturn 2018
71 806
77 500
64 160,91
Remarks
This appropriation is intended to cover the purchase, maintenance, use and repair of vehicles (fleet of cars and bicycles) and the hire of cars, taxis, coaches and lorries, with or without drivers, including the necessary insurance cover.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
CHAPTER 2 3 —
   
CURRENT ADMINISTRATIVE EXPENDITURE
2 3 0
Stationery, office supplies and miscellaneous consumables
Appropriations 2020
Appropriations 2019
Outturn 2018
170 277
169 741
139 636,32
Remarks
This appropriation is intended to cover the cost of purchasing paper, envelopes, office supplies, products required by the printing and duplicating shops and the cost of outside printing work.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 3 1
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
6 000
6 000
6 000 ,—
Remarks
This appropriation is intended to cover bank charges (commission, agios and miscellaneous charges) and other financial charges, including ancillary costs for the financing of buildings.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 3 2
Legal costs and damages
Appropriations 2020
Appropriations 2019
Outturn 2018
150 000
150 000
42 500 ,—
Remarks
This appropriation is intended to cover:
—
all costs deriving from the European Economic and Social Committee’s involvement in cases before Union and national courts, the cost of legal services, the purchase of legal works and equipment, and any other legal, court or out-of-court expenses to which the Legal Service contributes,
—
damages, interest and any related debts within the meaning of the Financial Regulation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 3 6
Postage on correspondence and delivery charges
Appropriations 2020
Appropriations 2019
Outturn 2018
67 830
81 600
59 594,65
Remarks
This appropriation is intended to cover charges for postage, processing and delivery by the postal services or private delivery firms.
2 3 8
Removal costs and other administrative expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
157 045
154 570
139 317,34
Remarks
This appropriation is intended to cover:
—
all removal and handling expenses and those incurred by using removal firms or interim handling agents,
—
insurance not specifically provided for in another item,
—
the purchase and maintenance of uniforms for ushers, drivers and removal personnel, medical services and various technical services,
—
miscellaneous operating expenses not specifically provided for in another item.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
CHAPTER 2 5 —
   
OPERATIONAL ACTIVITIES
2 5 4
Meetings, conferences, congresses, seminars and other events
2 5 4 0
Miscellaneous expenditure on internal meetings
Appropriations 2020
Appropriations 2019
Outturn 2018
228 700
225 100
239 413,98
Remarks
This appropriation is intended to cover:
—
at internal meetings, the cost of drinks and, occasionally, of snacks and working meals,
—
miscellaneous protocol expenditure (e.g. flowers and flower wreaths at wreath-laying).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 5 4 2
Expenditure on the organisation of and participation in hearings and other events
Appropriations 2020
Appropriations 2019
Outturn 2018
651 311
641 049
452 808,86
Remarks
This appropriation is intended to cover expenses, including representation expenses as well as the cost of participation of external participants, related to (a) events organised by the European Economic and Social Committee, (b) overall contributions where the event is co-organised with third parties and (c) expenses connected with contracting out the organisation or part of the organisation of an event.
It also covers expenditure incurred as a result of (a) visits to the European Economic and Social Committee by delegations from socio-professional interest groups, (b) the participation of the European Economic and Social Committee in the activities of the International Association of Economic and Social Councils and Similar Institutions and (c) the activities of the Association of Former Members of the European Economic and Social Committee.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 5 4 4
Costs of organising the work of the Consultative Commission on Industrial Change (CCMI)
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
40 000
12 596,25
Remarks
This appropriation is intended to cover the operating expenses of the Consultative Commission on Industrial Change (CCMI), excluding the travel expenses and allowances for Members of the European Economic and Social Committee and delegates of the CCMI.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 5 4 6
Representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
90 000
90 000
50 000 ,—
Remarks
This appropriation is intended to cover expenses related to the obligations of the institution regarding representation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 5 4 8
Interpreting
Appropriations 2020
Appropriations 2019
Outturn 2018
7 100 000
7 100 000
7 084 250 ,—
Remarks
This appropriation is intended to cover expenditure for the services of interpreters (either freelance or made available by another institution) provided to the European Economic and Social Committee, including their fees, travel expenses and subsistence allowances.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
CHAPTER 2 6 —
   
COMMUNICATION, PUBLICATIONS AND ACQUISITION OF DOCUMENTATION
2 6 0
Communication, information and publications
2 6 0 0
Communication
Appropriations 2020
Appropriations 2019
Outturn 2018
816 000
789 880
771 549,31
Remarks
This appropriation is intended to cover the European Economic and Social Committee’s communication and information expenses, whether relating to the objectives and activities of the Committee, information activities aimed at the general public or socio-occupational organisations, media coverage of conferences, congresses and seminars, or the organisation and media coverage of major public events, cultural initiatives or any other of the Committee’s various events, including the organised civil society prize. It also covers all materials, services, consumables and supplies connected with these events.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 6 0 2
Publishing and promotion of publications
Appropriations 2020
Appropriations 2019
Outturn 2018
437 000
457 660
382 551,05
Remarks
This appropriation is intended to cover the European Economic and Social Committee’s publication costs on all media.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 6 0 4
Official Journal
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
98 000
46 544,97
Remarks
This appropriation is intended to cover printing expenses for publications in the 
Official Journal of the European Union
, as well as postage and associated costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 6 2
Acquisition of information, documentation and archiving
2 6 2 0
Studies, research and hearings
Appropriations 2020
Appropriations 2019
Outturn 2018
250 000
250 000
192 816,66
Remarks
This appropriation is intended to cover the cost of hearings of experts in specific fields and studies contracted out to experts and research institutes.
2 6 2 2
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
157 900
155 900
150 181,73
Remarks
This appropriation is intended to cover:
—
the expansion and renewal of the general reference section and the updating of the library’s collection,
—
subscriptions to newspapers, periodicals, information agencies, their publications and online services, including copyright fees for the copying and distribution in print or electronic form of these publications, and service contracts for press reviews and cuttings,
—
subscriptions or service contracts for the provision of summaries and analyses of the content of periodicals or the storage on optical media of articles extracted from these periodicals,
—
the costs of using external documentary and statistical databases, excluding information technology equipment and telecommunication costs,
—
costs arising from obligations undertaken by the European Economic and Social Committee in the framework of international and interinstitutional cooperation,
—
the purchase or hire of special equipment, including electric, electronic and IT library, documentation and multimedia equipment and systems, as well as external services for the acquisition, development, installation, use and maintenance of this equipment and these systems,
—
the cost of services connected with the activities of the library, including those provided for its users (searches, analyses), the quality management system, etc.,
—
binding and conservation materials and work for the library, documentation service and multimedia resource centre,
—
the cost, including materials, of internal publications (brochures, studies, etc.) and communication (newsletters, videos, CD-ROMs, etc.),
—
the purchase of dictionaries, glossaries and other works for the language service.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 6 2 4
Archiving and related work
Appropriations 2020
Appropriations 2019
Outturn 2018
92 018
92 018
82 523,57
Remarks
This appropriation is intended to cover:
—
the cost of binding the 
Official Journal of the European Union
 and various brochures,
—
the cost of external archiving services, including sorting, filing and refiling, the cost of archiving services, the acquisition and use of archive materials on back-up media (microfilm, disk, cassette, etc.), as well as the purchase, hire and maintenance of special materials (electric, electronic, IT) and the cost of publishing on all media (brochures, CD-ROMs, etc.).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 2
p.m.
p.m.
0 ,—
CHAPTER 10 2 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
142 539 393
138 502 768
133 811 443,28
93,88
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 2 —
RESERVE TO PROVIDE FOR THE TAKEOVER OF BUILDINGS
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 10 2 —
   
RESERVE TO PROVIDE FOR THE TAKEOVER OF BUILDINGS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
STAFF
Section VI — European Economic and Social Committee
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Non-category
—
1
—
1
AD 16
1
—
1
—
AD 15
5
—
5
—
AD 14
18
1
18
1
AD 13
24
3
28
3
AD 12
49
—
43
—
AD 11
22
2
21
1
AD 10
40
2
34
2
AD 9
59
5
60
6
AD 8
38
—
43
—
AD 7
23
3
25
3
AD 6
20
3
19
2
AD 5
14
1
16
2
Subtotal AD
313
20
313
20
AST 11
4
—
4
—
AST 10
5
—
5
—
AST 9
25
—
23
—
AST 8
28
—
28
—
AST 7
39
5
45
4
AST 6
49
2
48
2
AST 5
57
3
55
4
AST 4
39
2
43
2
AST 3
30
3
28
3
AST 2
2
—
—
—
AST 1
1
—
—
—
Subtotal AST
279
15
279
15
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
13
—
13
—
AST/SC 2
13
3
13
3
AST/SC 1
11
—
11
—
Subtotal AST/SC
37
3
37
3
Total
629
39
629
39
Grand total
668
668
SECTION VII
EUROPEAN COMMITTEE OF THE REGIONS
REVENUE
Contribution of the European Union to the financing of the expenditure of the Committee of the Regions for the financial year 2020
Heading
Amount
Expenditure
101 508 480
Own resources
–10 002 395
Contribution due
91 506 085
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
4 570 607
4 285 210
4 152 101 ,—
90,84
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
111 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
898 969
859 920
816 655 ,—
90,84
CHAPTER 4 0 — TOTAL
5 469 576
5 145 130
4 968 867 ,—
90,85
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
4 532 819
4 559 826
4 245 127 ,—
93,65
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
45 834 ,—
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
p.m.
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
4 532 819
4 559 826
4 290 961 ,—
94,66
Title 4 — Total
10 002 395
9 704 956
9 259 828 ,—
92,58
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
4 570 607
4 285 210
4 152 101 ,—
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
111 ,—
Legal basis
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof, in the version in force until 15 December 2003.
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
898 969
859 920
816 655 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
4 532 819
4 559 826
4 245 127 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
45 834 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 11(2) and Articles 17 and 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 40(3) and 83(2) thereof.
Conditions of Employment of Other Servants of the European Union, and in particular Articles 41 and 43 thereof.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 0 0 — Total
p.m.
p.m.
0 ,—
5 0 1
Proceeds from the sale of immovable property
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
32 734 ,—
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 1 1 — Total
p.m.
p.m.
32 734 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
32 734 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
50
0 ,—
5 2 2
Interest yielded by pre-financing
p.m.
p.m.
0 ,—
CHAPTER 5 2 — TOTAL
p.m.
50
0 ,—
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
1 720 898 ,—
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
1 720 898 ,—
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
218 896 ,—
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to the institution — Assigned revenue
p.m.
p.m.
1 636 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
247 906 ,—
CHAPTER 5 7 — TOTAL
p.m.
p.m.
468 438 ,—
CHAPTER 5 8
5 8 0
Revenue arising from indemnities connected with renting — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
50
2 222 070 ,—
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institution.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article shall also include the proceeds of the sale of these products by electronic means.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
32 734 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
50
0 ,—
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest on the institution’s accounts.
5 2 2
Interest yielded by pre-financing
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from interest on pre-financing.
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 720 898 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
218 896 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 636 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
247 906 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue arising from indemnities connected with renting — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article also includes reimbursement by insurance companies of the salaries of officials involved in accidents.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record other revenue from administrative operations.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
0 ,—
CHAPTER 9 0 — TOTAL
p.m.
p.m.
0 ,—
Title 9 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
10 002 395
9 705 006
11 481 898 ,—
114,79
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record miscellaneous revenue.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
9 111 872
9 050 500
8 876 750 ,—
1 2
OFFICIALS AND TEMPORARY STAFF
56 178 000
54 611 864
51 253 897,17
1 4
OTHER STAFF AND EXTERNAL SERVICES
9 282 628
9 034 713
8 761 032,94
1 6
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 645 525
1 750 661
1 683 101,61
Title 1 — Total
76 218 025
74 447 738
70 574 781,72
2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
16 129 852
15 763 860
15 770 663,69
2 1
DATA PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
5 275 879
4 559 445
4 939 076,75
2 3
ADMINISTRATIVE EXPENDITURE
337 306
336 193
313 042,25
2 5
MEETINGS AND CONFERENCES
900 573
962 347
902 340,10
2 6
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
2 646 845
2 681 482
2 880 282,06
Title 2 — Total
25 290 455
24 303 327
24 805 404,85
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
10 2
RESERVE TO PROVIDE FOR THE TAKEOVER OF BUILDINGS
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
101 508 480
98 751 065
95 380 186,57
TITLE 1
PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Salaries, allowances and payments
1 0 0 0
Salaries, allowances and payments
Non-differentiated appropriations
134 500
115 000
145 000 ,—
107,81
1 0 0 4
Travel and subsistence allowances, attendance at meetings and associated expenditure
Non-differentiated appropriations
8 962 372
8 920 500
8 716 750 ,—
97,26
Article 1 0 0 — Total
9 096 872
9 035 500
8 861 750 ,—
97,42
1 0 5
Courses for Members of the institution
Non-differentiated appropriations
15 000
15 000
15 000 ,—
100,00
CHAPTER 1 0 — TOTAL
9 111 872
9 050 500
8 876 750 ,—
97,42
CHAPTER 1 2
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Non-differentiated appropriations
55 721 000
54 147 673
50 782 777,57
91,14
1 2 0 2
Paid overtime
Non-differentiated appropriations
35 000
40 000
28 018,78
80,05
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
222 000
224 191
300 439,72
135,33
Article 1 2 0 — Total
55 978 000
54 411 864
51 111 236,07
91,31
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Non-differentiated appropriations
200 000
200 000
142 661,10
71,33
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 2 2 — Total
200 000
200 000
142 661,10
71,33
1 2 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 2 — TOTAL
56 178 000
54 611 864
51 253 897,17
91,23
CHAPTER 1 4
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Non-differentiated appropriations
3 215 849
3 123 683
2 761 577,64
85,87
1 4 0 2
Interpreting services
Non-differentiated appropriations
3 909 502
3 845 614
3 963 347 ,—
101,38
1 4 0 4
Graduate traineeships, grants and exchanges of officials
Non-differentiated appropriations
914 482
859 829
817 230,77
89,37
1 4 0 5
Supplementary services for the accounting service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 4 0 8
Entitlements on entering the service, transfer and leaving the service and other expenditure for services to staff during their career
Non-differentiated appropriations
92 090
100 000
84 600 ,—
91,87
Article 1 4 0 — Total
8 131 923
7 929 126
7 626 755,41
93,79
1 4 2
External services
1 4 2 0
Supplementary services for the translation service
Non-differentiated appropriations
730 705
685 587
722 835,26
98,92
1 4 2 2
Expert assistance relating to consultative work
Non-differentiated appropriations
420 000
420 000
411 442,27
97,96
Article 1 4 2 — Total
1 150 705
1 105 587
1 134 277,53
98,57
1 4 9
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 4 — TOTAL
9 282 628
9 034 713
8 761 032,94
94,38
CHAPTER 1 6
1 6 1
Expenditure relating to staff management
1 6 1 0
Miscellaneous expenditure on recruitment
Non-differentiated appropriations
40 000
40 000
62 050 ,—
155,12
1 6 1 2
Further training, retraining and information for staff
Non-differentiated appropriations
330 000
435 136
329 024,33
99,70
Article 1 6 1 — Total
370 000
475 136
391 074,33
105,70
1 6 2
Missions
Non-differentiated appropriations
440 000
440 000
471 460 ,—
107,15
1 6 3
Activities relating to all persons working with the institution
1 6 3 0
Social welfare
Non-differentiated appropriations
20 000
20 000
5 000 ,—
25,00
1 6 3 2
Internal social policy
Non-differentiated appropriations
31 000
31 000
33 100 ,—
106,77
1 6 3 3
Mobility/Transport
Non-differentiated appropriations
60 000
60 000
60 000 ,—
100,00
1 6 3 4
Medical service
Non-differentiated appropriations
124 525
124 525
122 467,28
98,35
1 6 3 6
Restaurants and canteens
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 6 3 8
Early Childhood Centre and approved day nurseries
Non-differentiated appropriations
600 000
600 000
600 000 ,—
100,00
Article 1 6 3 — Total
835 525
835 525
820 567,28
98,21
1 6 4
Contribution to accredited European Schools
1 6 4 0
Contribution to accredited Type II European Schools
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 6 4 — Total
p.m.
p.m.
0 ,—
CHAPTER 1 6 — TOTAL
1 645 525
1 750 661
1 683 101,61
102,28
Title 1 — Total
76 218 025
74 447 738
70 574 781,72
92,60
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 2 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 4 —
OTHER STAFF AND EXTERNAL SERVICES
CHAPTER 1 6 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Salaries, allowances and payments
1 0 0 0
Salaries, allowances and payments
Appropriations 2020
Appropriations 2019
Outturn 2018
134 500
115 000
145 000 ,—
Remarks
This appropriation is intended to cover the office expenses of Members called upon to perform duties and assume responsibilities within the European Committee of the Regions or who have acted as rapporteurs, the costs for providing a sickness and accident insurance, the cost of providing their laissez-passers as well as to finance the pilot project on the cost of computer and telecommunication equipment and services to Members.
1 0 0 4
Travel and subsistence allowances, attendance at meetings and associated expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
8 962 372
8 920 500
8 716 750 ,—
Remarks
This appropriation is intended to cover payments to Members of the European Committee of the Regions and their alternates under the current rules on reimbursement of transport costs and travel and meeting allowances. It may as well cover transport costs and travel and meeting allowances of observers or their alternates of applicant countries who participate at the work of the European Committee of the Regions.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
1 0 5
Courses for Members of the institution
Appropriations 2020
Appropriations 2019
Outturn 2018
15 000
15 000
15 000 ,—
Remarks
This appropriation is intended to subsidise part of the registration fees for language courses or other vocational training seminars attended by Members and alternate Members of the European Committee of the Regions as well as the purchase of language self-tuition material in accordance with Regulation (Committee of the Regions) No 003/2005.
CHAPTER 1 2 —
   
OFFICIALS AND TEMPORARY STAFF
Remarks
A standard abatement of 6,0 % has been applied to the appropriations entered in this chapter.
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
55 721 000
54 147 673
50 782 777,57
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
salaries, family allowances, expatriation and foreign residence allowances and payments related to salaries,
—
the institution’s contribution to the Joint Sickness Insurance Scheme (insurance against sickness, accidents and occupational disease),
—
flat-rate overtime allowances,
—
other miscellaneous allowances and grants,
—
payment of travel expenses for officials or temporary staff, their spouses and dependants from their place of employment to their place of origin,
—
the impact of salary weightings applicable to remuneration and to the part of emoluments transferred to a country other than the country of employment,
—
unemployment insurance for temporary staff and payments by the institution to temporary staff in order to constitute or maintain their pension rights in their countries of origin,
—
the severance payment of a probationer dismissed on grounds of manifest incompetence,
—
the payment in respect of the termination by the institution of the contract of a temporary staff member.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 3 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
35 000
40 000
28 018,78
Remarks
This appropriation is intended to cover the payment of overtime under the conditions set out in the abovementioned provisions.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
Conditions of Employment of Other Servants of the European Union.
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
222 000
224 191
300 439,72
Remarks
This appropriation is intended to cover:
—
travel expenses due to officials and temporary staff (including their families) entering or leaving the service or being transferred to another place of employment,
—
installation/resettlement allowances and removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
daily subsistence allowance for officials and temporary staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
200 000
142 661,10
Remarks
This appropriation is intended to cover allowances due to officials:
—
assigned non-active status in connection with action to reduce the number of posts in the institution,
—
holding an AD 16 or AD 15 grade post who are retired in the interests of the service,
—
placed on leave in the interests of the service.
It also covers the employer's contribution to sickness insurance, pension scheme (if applicable) and the impact of weightings applicable to these allowances.
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
allowances payable under the Staff Regulations or Regulation (ECSC, EEC, Euratom) No 3518/85,
—
the employer’s contribution towards sickness insurance for the persons in receipt of the allowances,
—
the impact of the salary weightings applicable to the various allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 64 and 72 thereof.
Council Regulation (ECSC, EEC, Euratom) No 3518/85 of 12 December 1985 introducing special measures to terminate the service of officials of the European Communities as a result of the accession of Spain and Portugal (
OJ L 335, 13.12.1985, p. 56
).
1 2 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effects of any salary adjustments decided by the Council during the financial year.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 65 and 65a thereof and Annex XI thereto.
CHAPTER 1 4 —
   
OTHER STAFF AND EXTERNAL SERVICES
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Appropriations 2020
Appropriations 2019
Outturn 2018
3 215 849
3 123 683
2 761 577,64
Remarks
This appropriation is intended to cover the following expenditure:
—
the remuneration, including for overtime, of other staff including contract staff, interim agents and special advisers (within the meaning of the Conditions of Employment of Other Servants of the European Union), the employer’s contributions to the various social security schemes, family, expatriation and travelling allowances from the place of employment to the country of origin and the impact of salary weightings applicable to the remuneration of these staff or the termination of contract allowance,
—
fees of medical and paramedical staff paid under the arrangements for the provision of services and, in special cases, the employment of temporary agency staff.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 13 000.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 4 0 2
Interpreting services
Appropriations 2020
Appropriations 2019
Outturn 2018
3 909 502
3 845 614
3 963 347 ,—
Remarks
This appropriation is intended to cover expenditure on interpreting services.
It covers the fees, social security contributions, travel expenses and subsistence allowances of interpreters employed.
1 4 0 4
Graduate traineeships, grants and exchanges of officials
Appropriations 2020
Appropriations 2019
Outturn 2018
914 482
859 829
817 230,77
Remarks
This appropriation is intended to cover:
—
payment of traineeship grants, travel expenses for trainees and other expenditure arising from the institution’s internship and trainee alumni programme (such as accident and sickness insurance during their stay or specific training actions exclusively for trainees);
—
expenditure arising from movements of staff between the European Committee of the Regions and the public sector in the Member States or other countries specified in the rules,
—
the contribution, on a limited scale, to the realisation of research projects in the fields of activity of the European Committee of the Regions which are of particular interest for European integration.
1 4 0 5
Supplementary services for the accounting service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover services regarding development, implementation, advice and consultancy services in accounting and financial IT Systems.
1 4 0 8
Entitlements on entering the service, transfer and leaving the service and other expenditure for services to staff during their career
Appropriations 2020
Appropriations 2019
Outturn 2018
92 090
100 000
84 600 ,—
Remarks
This appropriation is intended to cover costs for services relating to the establishment and payment of entitlements for officials and temporary and other staff of the European Committee of the Regions. Such services may include services offered by the Commission’s Office for the Administration and Payment of Individual Entitlements, which will enhance interinstitutional cooperation and generate benefits from economies of scale, thus bringing about savings. Such services may include the following:
—
transfer of pension rights from and to the country of origin,
—
calculation of pension rights,
—
establishment and payment of resettlement allowances,
—
management of files relating to unemployment benefits and payment of benefits to those who qualify.
It is also intended to cater for expenditure for the provision of other horizontal human resources related services to officials, temporary and other staff of the European Committee of the Regions (and their family members) throughout their career such as opening up access for European Committee of the Regions staff to the activities organised by the Commission’s Welcome Office and the handling of expat administrative support files related to Protocol No 7 on the privileges and immunities of the European Union.
In the event that the handling of other non-strategic human resources processes with pecuniary impact (such as the establishment of individual rights pursuant to the provisions of Annex VII to the Staff Regulations) would be outsourced, the related expenditure shall also be covered from this appropriation.
In order to generate further economies of scale, the provision of such services will, as a rule, be operated through enhanced interinstitutional cooperation.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 4 2
External services
1 4 2 0
Supplementary services for the translation service
Appropriations 2020
Appropriations 2019
Outturn 2018
730 705
685 587
722 835,26
Remarks
This appropriation is intended to cover expenditure on work carried out by external translation contractors: freelance translation into 24 official Union languages and also into non-Union languages is performed by contractors under framework contracts, except in case of some non-Union languages where there are no similar procedures.
It also covers expenditure on any work entrusted to the Translation Centre for the bodies of the European Union and all interinstitutional cooperation activities in the language area.
1 4 2 2
Expert assistance relating to consultative work
Appropriations 2020
Appropriations 2019
Outturn 2018
420 000
420 000
411 442,27
Remarks
This appropriation is intended to cover payments to experts of rapporteurs and speakers in their specific fields who participate in the activities of the European Committee of the Regions, in implementation of the rules governing these expenses.
1 4 9
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effects of any salary adjustments decided by the Council during the financial year.
This appropriation is purely provisional and may only be used after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 65 and 65a thereof and Annex XI thereto.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 1 6 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 6 1
Expenditure relating to staff management
1 6 1 0
Miscellaneous expenditure on recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
40 000
62 050 ,—
Remarks
This appropriation is intended to cover miscellaneous costs related to recruitment such as:
—
expenditure related to the organisation of open and internal competitions, selection and recruitment procedures for all categories of staff (officials, temporary agents, contract agents, special advisors, seconded national experts), including travel and subsistence expenses for applicants called for oral or written tests or medical examinations,
—
expenditure related to the insurance for the abovementioned applicants,
—
expenditure related to selection procedures for management positions, including assessment centres,
—
publication of vacancy or recruitment notices in the appropriate medias.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
) and Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 6 1 2
Further training, retraining and information for staff
Appropriations 2020
Appropriations 2019
Outturn 2018
330 000
435 136
329 024,33
Remarks
This appropriation is intended to cover:
—
the organisation of and logistical support for training, including language courses, organised internally, offered on an inter-institutional basis or provided by external stakeholders,
—
the organisation of staff or management seminars,
—
acquisition of external expertise in the area of human resources management,
—
the development and deployment of personal, professional or organisational development tools for officials, temporary and other staff of the European Committee of the Regions,
—
expenditure relating to the purchase or production of teaching materials,
—
the organisation of training courses aimed at raising awareness of matters relating to equal opportunities (gender equality, disability, diversity, etc.).
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
1 6 2
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
440 000
440 000
471 460 ,—
Remarks
This appropriation is intended to cover transport and accommodation expenses, the payment of daily subsistence allowances and other expenses foreseen by the European Committee of the Regions’ missions guide incurred by staff members in carrying out a mission.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 2 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 71 thereof and Articles 11 to 13 of Annex VII thereto.
Conditions of Employment of Other Servants of the European Union.
1 6 3
Activities relating to all persons working with the institution
1 6 3 0
Social welfare
Appropriations 2020
Appropriations 2019
Outturn 2018
20 000
20 000
5 000 ,—
Remarks
This appropriation is intended to cover:
—
as part of an interinstitutional policy to assist persons with disabilities in the following categories:
—
officials and temporary or contract staff in active employment,
—
spouses of officials and temporary or contract staff in active employment,
—
dependent children within the meaning of the Staff Regulations,
—
the reimbursement, subject to budgetary ceilings and once any national entitlements granted in the country of residence or of origin have been exhausted, of non-medical expenditure that is deemed necessary, results from the disability, is duly substantiated and is not refunded by the Joint Sickness Insurance Scheme,
—
action taken in respect of individual members of staff of the Union in particularly difficult situations.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 76 thereof (including the corresponding provisions of Articles 30 and 98 of the Conditions of Employment of Other Servants of the European Union).
1 6 3 2
Internal social policy
Appropriations 2020
Appropriations 2019
Outturn 2018
31 000
31 000
33 100 ,—
Remarks
This appropriation is intended to develop collective social actions towards staff members (and their families) and to encourage, and provide financial backing for, schemes to promote social contact between staff of different nationalities (including external contractors’ staff members regularly employed on Committee premises), for example subsidies to staff clubs, sports associations and cultural societies.
It also covers the financing of a grant for the Staff Committee, incidental expenditure for social actions towards staff and thę European Committee of the Regions’ contribution towards the social, sporting, educational and cultural activities of the European Interinstitutional Centre at Overijse.
This appropriation is also intended to finance actions of the European Committee of the Regions in support of corporate social responsibility, sustainable development or equal opportunities and to cover aid to members of staff other than aid chargeable to other articles in this chapter.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 9(3) and Articles 10b and 24b thereof.
1 6 3 3
Mobility/Transport
Appropriations 2020
Appropriations 2019
Outturn 2018
60 000
60 000
60 000 ,—
Remarks
This appropriation is intended to cover the measures foreseen in the mobility plan such as support to promote the use of public transport or service bicycles.
1 6 3 4
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
124 525
124 525
122 467,28
Remarks
This appropriation is intended to cover the operating costs of the medical service at the six places of work, including the purchase of materials and pharmaceutical products, expenditure on preventive medical check-ups (including the expenses for outsourced laboratory fees), expenditure arising from the operation of the Invalidity Committee and expenditure on services provided by outside medical specialists deemed necessary by the medical officers.
It also covers expenditure for the purchase of certain work tools deemed necessary on medical grounds and other expenditure made in the context of the institution’s preventive health policy, including the organisation of staff awareness campaigns on socio-medical topics of general interest, as well as focusing on prevention of psychosocial risks at work, prevention and support in respect of burn out, and optimising nutritional intelligence.
This appropriation is also intended to cover the costs of any medical services which cannot be adequately provided in-house and which are outsourced, possibly through enhanced inter-institutional cooperation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 59 thereof and Article 8 of Annex II thereto.
1 6 3 6
Restaurants and canteens
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover restaurant and cafeteria operating expenditure.
1 6 3 8
Early Childhood Centre and approved day nurseries
Appropriations 2020
Appropriations 2019
Outturn 2018
600 000
600 000
600 000 ,—
Remarks
This appropriation is intended to cover the contributions of the European Committee of the Regions to the costs of nursery centres and other day care and after-school centres operated by or approved by the institutions of the Union, and any other expenditure generated for child care facility purposes.
1 6 4
Contribution to accredited European Schools
1 6 4 0
Contribution to accredited Type II European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the European Committee of the Regions’ contribution to the Type II European Schools accredited by the Board of Governors of the European Schools or the reimbursement to the Commission of the contribution to the Type II European Schools accredited by the Board of Governors of the European Schools paid by the Commission in the name and on behalf of the Committee and based on the Mandate and Service agreement signed with the Commission. It will cover the cost for children of the Committee’s staff enrolled in a Type II European School.
TITLE 2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings and associated costs
2 0 0 0
Rent
Non-differentiated appropriations
1 665 185
1 653 064
1 597 262,61
95,92
2 0 0 1
Annual lease payments
Non-differentiated appropriations
9 250 845
9 105 162
8 894 358,21
96,15
2 0 0 3
Acquisition of immovable property
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 5
Construction of buildings
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 7
Fitting-out of premises
Non-differentiated appropriations
496 823
357 469
947 144,79
190,64
2 0 0 8
Other expenditure on buildings
Non-differentiated appropriations
173 704
83 288
137 346 ,—
79,07
2 0 0 9
Provisional appropriation to cover the institution’s property investments
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 2 0 0 — Total
11 586 557
11 198 983
11 576 111,61
99,91
2 0 2
Other expenditure on buildings
2 0 2 2
Cleaning and maintenance
Non-differentiated appropriations
2 282 882
2 150 907
2 487 611,28
108,97
2 0 2 4
Energy consumption
Non-differentiated appropriations
450 000
592 543
90 593,13
20,13
2 0 2 6
Security and surveillance of buildings
Non-differentiated appropriations
1 749 982
1 760 996
1 591 129,08
90,92
2 0 2 8
Insurance
Non-differentiated appropriations
60 431
60 431
25 218,59
41,73
Article 2 0 2 — Total
4 543 295
4 564 877
4 194 552,08
92,32
CHAPTER 2 0 — TOTAL
16 129 852
15 763 860
15 770 663,69
97,77
CHAPTER 2 1
2 1 0
Equipment, operating costs and services relating to data processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software, and related work
Non-differentiated appropriations
1 393 474
1 269 695
1 485 700 ,—
106,62
2 1 0 2
Outside assistance for the operation, development and maintenance of software systems
Non-differentiated appropriations
2 400 381
1 881 040
1 979 314,73
82,46
2 1 0 3
Telecommunications
Non-differentiated appropriations
216 508
191 205
161 888,01
74,77
Article 2 1 0 — Total
4 010 363
3 341 940
3 626 902,74
90,44
2 1 2
Furniture
Non-differentiated appropriations
95 387
95 387
86 582,74
90,77
2 1 4
Technical equipment and installations
Non-differentiated appropriations
1 097 271
1 049 260
1 152 733,27
105,05
2 1 6
Vehicles
Non-differentiated appropriations
72 858
72 858
72 858 ,—
100,00
CHAPTER 2 1 — TOTAL
5 275 879
4 559 445
4 939 076,75
93,62
CHAPTER 2 3
2 3 0
Stationery, office supplies and miscellaneous consumables
Non-differentiated appropriations
129 137
128 744
114 856 ,—
88,94
2 3 1
Financial charges
Non-differentiated appropriations
1 500
1 500
1 500 ,—
100,00
2 3 2
Legal costs and damages
Non-differentiated appropriations
30 000
30 000
30 000 ,—
100,00
2 3 6
Postage on correspondence and delivery charges
Non-differentiated appropriations
61 200
61 200
57 750 ,—
94,36
2 3 8
Other administrative expenditure
Non-differentiated appropriations
115 469
114 749
108 936,25
94,34
CHAPTER 2 3 — TOTAL
337 306
336 193
313 042,25
92,81
CHAPTER 2 5
2 5 4
Meetings, conferences, congresses, seminars and other events
2 5 4 0
Costs of meetings organised in Brussels
Non-differentiated appropriations
145 000
145 000
149 250 ,—
102,93
2 5 4 1
Third parties
Non-differentiated appropriations
66 926
128 700
63 287,25
94,56
2 5 4 2
Organisation of events in partnership with local and regional authorities, associations and Union institutions
Non-differentiated appropriations
538 647
538 647
582 596,85
108,16
2 5 4 6
Representation expenses
Non-differentiated appropriations
150 000
150 000
107 206 ,—
71,47
Article 2 5 4 — Total
900 573
962 347
902 340,10
100,20
CHAPTER 2 5 — TOTAL
900 573
962 347
902 340,10
100,20
CHAPTER 2 6
2 6 0
Communication and publications
2 6 0 0
Relationship with press and audio-visual support
Non-differentiated appropriations
794 854
794 854
682 202,81
85,83
2 6 0 2
Web and social media and print material
Non-differentiated appropriations
900 960
900 960
886 449,28
98,39
2 6 0 4
Official Journal
Non-differentiated appropriations
p.m.
54 731
25 731 ,—
Article 2 6 0 — Total
1 695 814
1 750 545
1 594 383,09
94,02
2 6 2
Acquisition of documentation and archiving
2 6 2 0
External expertise and studies
Non-differentiated appropriations
500 000
500 000
648 982,50
129,80
2 6 2 2
Documentation and library expenditure
Non-differentiated appropriations
125 198
125 198
124 905,39
99,77
2 6 2 4
Expenditure on archive resources
Non-differentiated appropriations
140 690
140 690
196 700 ,—
139,81
Article 2 6 2 — Total
765 888
765 888
970 587,89
126,73
2 6 4
European Committee of the Regions Political groups' communication activities
Non-differentiated appropriations
185 143
165 049
315 311,08
170,31
CHAPTER 2 6 — TOTAL
2 646 845
2 681 482
2 880 282,06
108,82
Title 2 — Total
25 290 455
24 303 327
24 805 404,85
98,08
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
DATA PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
CHAPTER 2 3 —
ADMINISTRATIVE EXPENDITURE
CHAPTER 2 5 —
MEETINGS AND CONFERENCES
CHAPTER 2 6 —
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
Remarks
In 2019, the expenditure for joint services of the two committees under Title 2 amounted to EUR 25 964 074 for the European Economic and Social Committee and EUR 19 013 261 for the European Committee of the Regions.
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings and associated costs
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
1 665 185
1 653 064
1 597 262,61
Remarks
This appropriation is intended to cover rent on buildings and rental charges for meetings held in buildings that are not occupied permanently.
2 0 0 1
Annual lease payments
Appropriations 2020
Appropriations 2019
Outturn 2018
9 250 845
9 105 162
8 894 358,21
Remarks
This appropriation is intended to cover annual lease payments and other similar expenditure owed by the institution in respect of its lease/purchase obligations.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 0 0 3
Acquisition of immovable property
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the purchase of premises. Subsidies for land and its servicing will be dealt with in accordance with the Financial Regulation.
2 0 0 5
Construction of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate a possible appropriation for the construction of buildings.
2 0 0 7
Fitting-out of premises
Appropriations 2020
Appropriations 2019
Outturn 2018
496 823
357 469
947 144,79
Remarks
This appropriation is intended to cover the performance of fitting-out work, including renovation (e.g. to reduce energy consumption under the EMAS scheme) and specific work such as cabling and security and restaurant-related work, as well as other expenditure connected with such work, in particular architects' and engineers' fees as well as any technical or other studies needed, etc.
2 0 0 8
Other expenditure on buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
173 704
83 288
137 346 ,—
Remarks
This appropriation is intended to cover expenditure on buildings not specifically provided for in the other articles in this chapter, in particular:
—
engineering and architectural consultancy services in connection with projects on the fitting-out of premises and legal fees in connection with the ‘option to buy’ for buildings,
—
EMAS consultancy services,
—
other studies for building projects.
2 0 0 9
Provisional appropriation to cover the institution’s property investments
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover any property investments made by the institution.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
2 0 2
Other expenditure on buildings
2 0 2 2
Cleaning and maintenance
Appropriations 2020
Appropriations 2019
Outturn 2018
2 282 882
2 150 907
2 487 611,28
Remarks
This appropriation is intended to cover the cost of cleaning and maintaining premises, lifts, heating and air-conditioning systems and fire doors, as well as rat extermination, repainting and repair work, and maintaining the external appearance of buildings and their environment, including the cost of studies, analyses, authorisations, compliance with EMAS standards and controls.
2 0 2 4
Energy consumption
Appropriations 2020
Appropriations 2019
Outturn 2018
450 000
592 543
90 593,13
Remarks
This appropriation is intended to cover, in particular, water, gas and electricity costs and other energy costs.
2 0 2 6
Security and surveillance of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
1 749 982
1 760 996
1 591 129,08
Remarks
This appropriation is intended to cover essentially the costs of staff carrying out security and surveillance tasks in respect of Members, staff and buildings.
2 0 2 8
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
60 431
60 431
25 218,59
Remarks
This appropriation is intended to cover payments in respect of the European Committee of the Regions insurance policy premiums.
CHAPTER 2 1 —
   
DATA PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
2 1 0
Equipment, operating costs and services relating to data processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software, and related work
Appropriations 2020
Appropriations 2019
Outturn 2018
1 393 474
1 269 695
1 485 700 ,—
Remarks
This appropriation is intended to cover expenditure for the purchase, hire, servicing, configuration and maintenance of equipment and software for the institution, and related work.
This appropriation is also intended to cover the costs associated with service level agreements signed with Union institutions (e.g. for the use of information systems, notably with the Commission for Sysper, EU Learn, ABAC, Sermed and other related applications) and re-invoicing of other services (notably for IT procurement).
2 1 0 2
Outside assistance for the operation, development and maintenance of software systems
Appropriations 2020
Appropriations 2019
Outturn 2018
2 400 381
1 881 040
1 979 314,73
Remarks
This appropriation is intended to cover the cost of outside assistance from service bureaux and data-processing consultants in connection with the operation of the data-processing centre and the network, the production, development and maintenance of information systems, support for users, including Members, the carrying out of studies, and the drawing-up and input of technical documentation.
This appropriation is also intended to cover the costs associated with the development and maintenance of information systems specific to the European Committee of the Regions.
2 1 0 3
Telecommunications
Appropriations 2020
Appropriations 2019
Outturn 2018
216 508
191 205
161 888,01
Remarks
This appropriation is intended to cover wired and wireless telecommunication subscriptions and charges (fixed-line and mobile telephony, television), as well as costs incurred in connection with data transmission networks and telematic services.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 10 000.
2 1 2
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
95 387
95 387
86 582,74
Remarks
This appropriation is intended to cover the purchase, hire, maintenance and repair of furniture, including the purchase of ergonomic furniture and the replacement of worn-out and broken furniture.
In connection with works of art, this appropriation is intended to cover both the cost of acquiring and purchasing specific material and the current expenditure relating thereto, including framing, restoration, cleaning, insurance and ad hoc transport costs.
2 1 4
Technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
1 097 271
1 049 260
1 152 733,27
Remarks
This appropriation is intended to cover the purchase, hire, maintenance and repair of technical equipment and installations, and in particular in the areas of:
—
miscellaneous fixed and mobile technical equipment and installations in connection with publishing, archiving, security, canteens and buildings, etc.,
—
equipment in particular for the print shop, archives, telephone service, canteens, staff shops, security, conferences, the audiovisual sector, etc.,
—
maintenance and repair of technical equipment and installations of internal meeting and conference rooms.
2 1 6
Vehicles
Appropriations 2020
Appropriations 2019
Outturn 2018
72 858
72 858
72 858 ,—
Remarks
This appropriation is intended to cover the purchase, maintenance, use and repair of vehicles (fleet of cars and bicycles) and the hire of cars, taxis, coaches and lorries, with or without drivers, including the necessary insurance cover.
CHAPTER 2 3 —
   
ADMINISTRATIVE EXPENDITURE
2 3 0
Stationery, office supplies and miscellaneous consumables
Appropriations 2020
Appropriations 2019
Outturn 2018
129 137
128 744
114 856 ,—
Remarks
This appropriation is intended to cover the costs of purchasing paper, envelopes, office supplies, products required by the printing and duplicating shops and the cost of some outside printing work.
2 3 1
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
1 500
1 500
1 500 ,—
Remarks
This appropriation is intended to cover bank charges (commission, agios and miscellaneous charges) and other financial charges, including ancillary costs for the financing of buildings.
2 3 2
Legal costs and damages
Appropriations 2020
Appropriations 2019
Outturn 2018
30 000
30 000
30 000 ,—
Remarks
This appropriation is intended to cover:
—
all costs deriving from the European Committee of the Regions’ involvement in cases before Union and national courts, the cost of legal services, the purchase of legal works and equipment, and any other legal, court or out-of-court expenses,
—
damages, interest and any related debts within the meaning of the Financial Regulation.
2 3 6
Postage on correspondence and delivery charges
Appropriations 2020
Appropriations 2019
Outturn 2018
61 200
61 200
57 750 ,—
Remarks
This appropriation is intended to cover charges for postage, processing and delivery by the postal services or private delivery firms.
2 3 8
Other administrative expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
115 469
114 749
108 936,25
Remarks
This appropriation is intended to cover:
—
insurance not specifically provided for in another item,
—
the purchase and maintenance of uniforms for ushers, drivers and removal personnel, medical services and various technical services,
—
all removal and handling expenses and those incurred by using removal firms or interim handling agents,
—
miscellaneous operating expenses, such as decorations and donations.
CHAPTER 2 5 —
   
MEETINGS AND CONFERENCES
2 5 4
Meetings, conferences, congresses, seminars and other events
2 5 4 0
Costs of meetings organised in Brussels
Appropriations 2020
Appropriations 2019
Outturn 2018
145 000
145 000
149 250 ,—
Remarks
This appropriation is intended to cover the cost of water, coffee and tea for interpreters and participants during statutory meetings and other thematic activities organised in the European Committee of the Regions premises as well as during plenary sessions organised in Brussels. Occasionally this appropriation also covers snacks or working meals at internal meetings under the conditions laid down by the Secretary General. Moreover, this appropriation provides a limited budget for the cabinet of the president and the secretariats of the political groups for the purchase of coffee, tea and other drinks to offer to external visitors.
2 5 4 1
Third parties
Appropriations 2020
Appropriations 2019
Outturn 2018
66 926
128 700
63 287,25
Remarks
This appropriation is intended to cover the payment of travel and flat-rate subsistence allowances for third parties who participate in activities of the European Committee of the Regions. Exceptionally this appropriation is also intended to cover the travel and flat-rate subsistence allowances for ARLEM and CORLEAP third parties participating in activities not organised by the Committee if duly justified and approved by the President.
2 5 4 2
Organisation of events in partnership with local and regional authorities, associations and Union institutions
Appropriations 2020
Appropriations 2019
Outturn 2018
538 647
538 647
582 596,85
Remarks
This appropriation is intended to cover expenses, including representation and logistical expenses for:
—
the organisation by the European Committee of the Regions of events, of general or specific nature, designed to promote its political and consultative works; such events take place either in Brussels or in decentralised locations, usually in partnerships with local and regional authorities, with their associations and with the other Union institutions,
—
the participation of the European Committee of the Regions in congresses, conferences, colloquia, seminars or symposia organised by third parties (Union institutions, local or regional authorities, their associations, etc.).
2 5 4 6
Representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
150 000
150 000
107 206 ,—
Remarks
This appropriation is intended to cover expenses related to the obligations of the institution regarding representation.
It also covers representation expenses of certain officials acting on behalf of the institution.
CHAPTER 2 6 —
   
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISTRIBUTION
2 6 0
Communication and publications
2 6 0 0
Relationship with press and audio-visual support
Appropriations 2020
Appropriations 2019
Outturn 2018
794 854
794 854
682 202,81
Remarks
This appropriation is intended to cover the costs of:
—
the hosting of local and regional journalists in Brussels during meetings of the European Committee of the Regions and during events organised by it;
—
public communications and information initiatives of the European Committee of the Regions for the promotion of events or actions organised by it, including any related audiovisual services and materials;
—
media partnerships and media monitoring production supports.
2 6 0 2
Web and social media and print material
Appropriations 2020
Appropriations 2019
Outturn 2018
900 960
900 960
886 449,28
Remarks
This appropriation is intended to cover the costs for the production of web, social media, digital and printed content. Moreover, it will cover costs related to measuring the impact of communication actions of the European Committee of the Regions.
The Digital Communication Strategy of the European Committee of the Regions as well as the European Committee of the Region’s Communication Strategy 2015-2020 and the annual plans related to will be a key driver for this purpose.
This appropriation will cover, inter alia, the further digitization of publications, improving the impact of content based on social media and web monitoring tools, maintaining and enhancing the website of the European Committee of the Regions as well as a number of innovative actions.
2 6 0 4
Official Journal
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
54 731
25 731 ,—
Remarks
This appropriation is intended to cover the costs of publication in the 
Official Journal of the European Union.
2 6 2
Acquisition of documentation and archiving
2 6 2 0
External expertise and studies
Appropriations 2020
Appropriations 2019
Outturn 2018
500 000
500 000
648 982,50
Remarks
This appropriation is intended to cover studies contracted out to experts and research institutes.
2 6 2 2
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
125 198
125 198
124 905,39
Remarks
This appropriation is intended to cover:
—
the expansion and renewal of the general reference section and the updating of the library’s collection,
—
subscriptions to newspapers, periodicals, information agencies, their publications and online services, including copyright fees for the copying and distribution in print or electronic form of these publications,
—
subscriptions or service contracts for the provision of summaries and analyses of the content of periodicals or the storage on optical media of articles extracted from these periodicals,
—
the costs of using external documentary and statistical databases, excluding information technology equipment and telecommunication costs,
—
costs arising from obligations undertaken by the European Committee of the Regions in the framework of international and interinstitutional cooperation,
—
the purchase or hire of special equipment, including electric, electronic and IT materials and systems for library (traditional or hybrid), as well as external services for the acquisition, development, installation, use and maintenance of this equipment and these systems,
—
the cost of services connected with the activities of the library, including those provided for its users (searches, analyses), the quality management system, etc.,
—
the costs of binding and conservation materials and work for the library, documentation service and multimedia resource centre,
—
the purchase of dictionaries, glossaries and other reference works for the Directorate for Translation.
2 6 2 4
Expenditure on archive resources
Appropriations 2020
Appropriations 2019
Outturn 2018
140 690
140 690
196 700 ,—
Remarks
This appropriation is intended to cover the cost of external archiving services, including sorting, filing and re-filing, the cost of archiving services, the acquisition and use of archive materials on back-up media (microfilm, disk, cassette, etc.), as well as the purchase, hire and maintenance of special materials (electric, electronic, IT) and the cost of publishing on all media (brochures, CD-ROMs, etc.).
2 6 4
European Committee of the Regions Political groups' communication activities
Appropriations 2020
Appropriations 2019
Outturn 2018
185 143
165 049
315 311,08
Remarks
This appropriation is intended to cover expenditure resulting from the political and information activities of Members of the European Committee of the Regions in the exercise of their European mandate:
—
promoting and enhancing the role of the Members of the European Committee of the Regions through the activities of their political groups,
—
informing citizens on the role of the European Committee of the Regions as the institutional representative of the regional and local authorities of the Union.
Legal basis
Regulation (European Committee of the Regions) No 0029/2015 on the financing of the political and information activities of Members of the European Committee of the Regions.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 2
p.m.
p.m.
0 ,—
CHAPTER 10 2 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
101 508 480
98 751 065
95 380 186,57
93,96
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 2 —
RESERVE TO PROVIDE FOR THE TAKEOVER OF BUILDINGS
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is purely provisional and may be used only after transfer to other budget chapters in accordance with the Financial Regulation.
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
CHAPTER 10 2 —
   
RESERVE TO PROVIDE FOR THE TAKEOVER OF BUILDINGS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
STAFF
Section VII — European Committee of the Regions
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
Non-category
—
1
—
1
AD 16
—
—
—
—
AD 15
6
—
6
—
AD 14
27
4
25
3
AD 13
23
1
21
2
AD 12
31
3
31
3
AD 11
27
1
24
1
AD 10
29
5
26
5
AD 9
31
4
41
2
AD 8
45
6
45
7
AD 7
29
6
29
6
AD 6
11
9
9
10
AD 5
1
—
3
—
Subtotal AD
260
39
260
39
AST 11
5
—
5
—
AST 10
5
—
5
—
AST 9
16
—
12
—
AST 8
16
1
15
1
AST 7
31
2
29
2
AST 6
23
1
27
1
AST 5
47
6
50
6
AST 4
22
4
22
4
AST 3
—
2
—
2
AST 2
—
—
—
—
AST 1
—
—
—
—
Subtotal AST
165
16
165
16
AST/SC 6
1
—
1
—
AST/SC 5
1
—
1
—
AST/SC 4
2
—
2
—
AST/SC 3
—
—
—
—
AST/SC 2
6
—
6
—
AST/SC 1
—
—
—
—
Subtotal AST/SC
10
—
10
—
Total
435
56
435
56
Grand total
491
491
SECTION VIII
EUROPEAN OMBUDSMAN
REVENUE
Contribution of the European Union to the financing of the expenditure of the European Ombudsman for the financial year 2020
Heading
Amount
Expenditure
12 348 231
Own resources
–1 431 689
Contribution due
10 916 542
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
641 856
651 834
517 301 ,—
80,59
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
124 441
111 875
98 886 ,—
79,46
CHAPTER 4 0 — TOTAL
766 297
763 709
616 187 ,—
80,41
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
665 392
611 031
541 067 ,—
81,32
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
0 ,—
4 1 2
Contributions to the pension scheme by officials and other agents on leave on personal grounds
p.m.
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
665 392
611 031
541 067 ,—
81,32
Title 4 — Total
1 431 689
1 374 740
1 157 254 ,—
80,83
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
641 856
651 834
517 301 ,—
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
), and in particular Article 10(2) and (3) thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
The provisions concerning the temporary contribution applied until 30 June 2003. Therefore this article will cover any revenue resulting from the residual amount of the temporary contribution from the salaries of Members of the Commission, officials and other servants in active employment
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof in the version in force until 15 December 2003.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
124 441
111 875
98 886 ,—
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
Staff Regulations of Officials of the European Union, in particular Article 66a thereof, and Conditions of Employment of Other Servants of the European Union.
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
), and in particular Article 10(2) and (3) thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
665 392
611 031
541 067 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 4, Article 11(2) and (3) thereof and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and other agents on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union, in particular Article 40(3) thereof, and Article 17 of the Conditions of Employment of Other Servants of the European Union.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 0 0 — Total
p.m.
p.m.
0 ,—
5 0 1
Proceeds from the sale of immovable property
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 1 1 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
p.m.
0 ,—
CHAPTER 5 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
0 ,—
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 7 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 8
5 8 0
Revenue from payments connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution. It also records the proceeds from the sale of vehicles that are being replaced or scrapped when the book value is fully depreciated.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institution. It also records the proceeds from the sale of equipment, installations, materials, and scientific and technical apparatus which are being replaced or scrapped when the book value is fully depreciated.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article also contains revenue from the sale of such products stored on an electronic medium.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest credited to or debited from the institutions’ accounts.
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the repayment of welfare expenditure incurred on behalf of another institution.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue from payments connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record other revenue from administrative operations.
TITLE 6
CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record, pursuant to Article 21 of the Financial Regulation, any revenue not provided for in other parts of Title 6 and which is used to provide additional appropriations to finance expenditure to which this revenue is assigned.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
283 ,—
CHAPTER 9 0 — TOTAL
p.m.
p.m.
283 ,—
Title 9 — Total
p.m.
p.m.
283 ,—
GRAND TOTAL
1 431 689
1 374 740
1 157 537 ,—
80,85
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
283 ,—
Remarks
This article is intended to record miscellaneous revenue.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
484 847
470 937
455 768,92
1 2
OFFICIALS AND TEMPORARY STAFF
8 476 784
7 596 099
6 620 948,29
1 4
OTHER STAFF AND OUTSIDE SERVICES
718 500
865 578
838 456,88
1 6
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
370 000
373 650
341 983,36
Title 1 — Total
10 050 131
9 306 264
8 257 157,45
2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
2 0
BUILDINGS AND ASSOCIATED COSTS
1 100 000
1 040 697
1 041 512,58
2 1
DATA PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
281 000
282 000
239 802,97
2 3
CURRENT ADMINISTRATIVE EXPENDITURE
518 200
402 200
509 989,92
Title 2 — Total
1 899 200
1 724 897
1 791 305,47
3
EXPENDITURE RESULTING FROM GENERAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
3 0
MEETINGS AND CONFERENCES
225 500
285 000
163 770,51
3 2
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISSEMINATION
161 000
163 000
118 182,44
3 3
STUDIES AND OTHER SUBSIDIES
10 000
15 000
0 ,—
3 4
EXPENSES RELATING TO THE EUROPEAN OMBUDSMAN’S DUTIES
2 400
2 100
2 100 ,—
Title 3 — Total
398 900
465 100
284 052,95
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
12 348 231
11 496 261
10 332 515,87
TITLE 1
EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Salaries, allowances and payments related to salaries
Non-differentiated appropriations
441 847
427 937
422 122,63
95,54
1 0 2
Temporary allowances
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 0 3
Pensions
Non-differentiated appropriations
6 000
6 000
4 850,46
80,84
1 0 4
Mission expenses
Non-differentiated appropriations
35 000
35 000
28 688,73
81,97
1 0 5
Language and data-processing courses
Non-differentiated appropriations
2 000
2 000
107,10
5,36
1 0 8
Allowances and expenses on entering and leaving the service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 0 — TOTAL
484 847
470 937
455 768,92
94,00
CHAPTER 1 2
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Non-differentiated appropriations
8 443 784
7 563 099
6 574 842,01
77,87
1 2 0 2
Paid overtime
Non-differentiated appropriations
3 000
3 000
251,68
8,39
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
30 000
30 000
45 854,60
152,85
Article 1 2 0 — Total
8 476 784
7 596 099
6 620 948,29
78,11
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 2 2 — Total
p.m.
p.m.
0 ,—
CHAPTER 1 2 — TOTAL
8 476 784
7 596 099
6 620 948,29
78,11
CHAPTER 1 4
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Non-differentiated appropriations
545 000
694 078
675 975,10
124,03
1 4 0 4
Graduate traineeships, grants and exchanges of officials
Non-differentiated appropriations
173 500
171 500
162 481,78
93,65
Article 1 4 0 — Total
718 500
865 578
838 456,88
116,70
CHAPTER 1 4 — TOTAL
718 500
865 578
838 456,88
116,70
CHAPTER 1 6
1 6 1
Expenditure relating to staff management
1 6 1 0
Expenditure on recruitment
Non-differentiated appropriations
3 000
3 000
950 ,—
31,67
1 6 1 2
Further training
Non-differentiated appropriations
130 000
130 000
122 627,73
94,33
Article 1 6 1 — Total
133 000
133 000
123 577,73
92,92
1 6 3
Measures to assist the institution’s staff
1 6 3 0
Social welfare
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 6 3 1
Mobility
Non-differentiated appropriations
6 000
7 000
4 407,30
73,45
1 6 3 2
Social contacts between members of staff and other social measures
Non-differentiated appropriations
7 000
6 650
3 998,33
57,12
Article 1 6 3 — Total
13 000
13 650
8 405,63
64,66
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
European Schools
Non-differentiated appropriations
210 000
217 000
210 000 ,—
100,00
1 6 5 1
Crèches and childcare facilities
Non-differentiated appropriations
14 000
10 000
Article 1 6 5 — Total
224 000
227 000
210 000 ,—
93,75
CHAPTER 1 6 — TOTAL
370 000
373 650
341 983,36
92,43
Title 1 — Total
10 050 131
9 306 264
8 257 157,45
82,16
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 2 —
OFFICIALS AND TEMPORARY STAFF
CHAPTER 1 4 —
OTHER STAFF AND OUTSIDE SERVICES
CHAPTER 1 6 —
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Salaries, allowances and payments related to salaries
Appropriations 2020
Appropriations 2019
Outturn 2018
441 847
427 937
422 122,63
Remarks
This appropriation is intended to cover salaries, allowances and other payments related to the salary of the European Ombudsman, namely the institution’s contributions towards insurance against accident and occupational disease, the institution’s contributions towards sickness insurance, birth grants, allowances payable in the event of death, annual medical visits, etc.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 4a, 11 and 14 thereof.
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 2
Temporary allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover transitional allowances, family allowances and weighting in respect of countries of residence.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Article 7 thereof.
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 3
Pensions
Appropriations 2020
Appropriations 2019
Outturn 2018
6 000
6 000
4 850,46
Remarks
Retirement pensions of former European Ombudsmen, as well as the survivors' pensions of widows and orphans and the weightings applied in respect of their countries of residence, are borne by the Commission. This appropriation is intended to cover those costs that are not covered by the Commission, notably the European Ombudsman's contribution to the Union’s sickness insurance scheme.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 8, 9, 15 and 18 thereof.
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 4
Mission expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
35 000
35 000
28 688,73
Remarks
This appropriation is intended to cover travel expenses, daily subsistence allowances while on missions and additional or exceptional expenditure incurred on mission.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Article 6 thereof.
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
1 0 5
Language and data-processing courses
Appropriations 2020
Appropriations 2019
Outturn 2018
2 000
2 000
107,10
Remarks
This appropriation is intended to cover expenses incurred in attending language courses or other professional training seminars.
1 0 8
Allowances and expenses on entering and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover travel expenses due to the European Ombudsman (including his or her family) on taking up duty or leaving the institution, installation and resettlement allowances due to the European Ombudsman on taking up duty or leaving the institution and removal expenses due to the European Ombudsman on taking up duty or leaving the institution.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Article 5 thereof.
Decision 94/262/ECSC, EC, Euratom of the European Parliament of 9 March 1994 on the regulations and general conditions governing the performance of the Ombudsman’s duties (
OJ L 113, 4.5.1994, p. 15
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
CHAPTER 1 2 —
   
OFFICIALS AND TEMPORARY STAFF
1 2 0
Remuneration and other entitlements
1 2 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
8 443 784
7 563 099
6 574 842,01
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
salaries, allowances and payments related to salaries,
—
insurance against sickness, accidents and occupational disease and other social security charges,
—
flat-rate overtime allowances,
—
miscellaneous allowances and grants,
—
payment of travel expenses for officials or temporary staff, their spouses and dependants from their place of employment to their place of origin,
—
the impact of salary weightings applicable to remuneration and to the part of emoluments transferred to a country other than the country of employment,
—
unemployment insurance for temporary staff and payments by the institution to temporary staff in order to constitute or maintain their pension rights in their countries of origin.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000
3 000
251,68
Remarks
This appropriation is intended to cover the payment of overtime pursuant to the abovementioned provisions.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
Conditions of Employment of Other Servants of the European Union.
1 2 0 4
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
30 000
30 000
45 854,60
Remarks
This appropriation is intended to cover:
—
travel expenses due to officials and temporary staff (including their families) entering or leaving the service or being transferred to another place of employment,
—
installation/resettlement allowances and removal expenses due to officials and temporary staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
daily subsistence allowance for officials and temporary staff who furnish evidence that they must change their place of residence on taking up duty or transferring to a new place of employment,
—
the compensation for a probationary official who is dismissed because his work is obviously inadequate,
—
compensation for a member of the temporary staff whose contract is terminated by the institution.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 2 2
Allowances upon early termination of service
1 2 2 0
Allowances for staff retired in the interests of the service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the allowances payable to officials:
—
assigned non-active status in connection with action to reduce the number of posts in the institution,
—
holding an AD 16 or AD 15 grade post who are retired in the interests of the service.
It also covers the employer’s contribution to sickness insurance and the impact of weightings applicable to these allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 41 and 50 thereof and Annex IV thereto.
1 2 2 2
Allowances for staff whose service is terminated and special retirement scheme for officials and temporary staff
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the allowances payable under the Staff Regulations, Regulation (ECSC, EEC, Euratom) No 3518/85 or Regulation (EC, Euratom, ECSC) No 2688/95,
—
the employer’s contributions towards sickness insurance for the persons in receipt of the allowances,
—
the impact of the salary weightings applicable to the various allowances.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 64 and 72 thereof.
Council Regulation (ECSC, EEC, Euratom) No 3518/85 of 12 December 1985 introducing special measures to terminate the service of officials of the European Communities as a result of the accession of Spain and Portugal (
OJ L 335, 13.12.1985, p. 56
) and Council Regulation (EC, Euratom, ECSC) No 2688/95 of 17 November 1995 introducing special measures to terminate the service of officials of the European Communities as a result of the accession of Austria, Finland and Sweden (
OJ L 280, 23.11.1995, p. 1
).
CHAPTER 1 4 —
   
OTHER STAFF AND OUTSIDE SERVICES
1 4 0
Other staff and external persons
1 4 0 0
Other staff
Appropriations 2020
Appropriations 2019
Outturn 2018
545 000
694 078
675 975,10
Remarks
This appropriation is mainly intended to cover:
—
the remuneration of other staff including contract and local staff and special advisers (within the meaning of the Conditions of Employment of Other Servants of the European Union), employer’s contributions to the various social security schemes and the impact of salary weightings applicable to the remuneration of these staff,
—
fees of staff paid under the arrangements for the provision of services and, in special cases, the employment of temporary agency staff.
Legal basis
Conditions of Employment of Other Servants of the European Union.
1 4 0 4
Graduate traineeships, grants and exchanges of officials
Appropriations 2020
Appropriations 2019
Outturn 2018
173 500
171 500
162 481,78
Remarks
This appropriation is intended to cover:
—
allowances, travel and mission expenses for trainees, and accident and sickness insurance during courses,
—
expenditure arising from movements of staff between the European Ombudsman and the public sector in the Member States or other countries specified in the rules.
Legal basis
European Ombudsman’s decision concerning traineeships and European Ombudsman’s decision concerning seconded international, national and regional or local officials to the European Ombudsman’s office.
CHAPTER 1 6 —
   
OTHER EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 6 1
Expenditure relating to staff management
1 6 1 0
Expenditure on recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000
3 000
950 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on organising the competitions provided for in Article 3 of Decision 2002/621/EC and travel and subsistence expenses for applicants called for interviews and medical examinations,
—
the costs of organising procedures for selecting officials and other staff.
In cases duly justified by operating requirements and after consulting the European Personnel Selection Office, this appropriation may be used for competitions organised by the institution itself.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
) and Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 6 1 2
Further training
Appropriations 2020
Appropriations 2019
Outturn 2018
130 000
130 000
122 627,73
Remarks
This appropriation is intended to cover:
—
expenditure on training for improving staff skills and the performance and efficiency of the institution,
—
expenditure on transport costs, the payment of daily mission allowances and the ancillary or exceptional expenses incurred in the performance of a mission, including ancillary costs relating to tickets and reservations (other than that in Article 3 0 0).
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
Conditions of Employment of Other Servants of the European Union.
1 6 3
Measures to assist the institution’s staff
1 6 3 0
Social welfare
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
as part of an interinstitutional policy to assist people with disabilities in the following categories:
—
officials and temporary staff in active employment,
—
spouses of officials and temporary staff in active employment,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union,
the reimbursement, subject to budgetary ceilings and once any national entitlements granted in the country of residence or of origin have been exhausted, of non-medical expenditure that is recognised as necessary, results from disability, is duly substantiated and is not covered by the Joint Sickness Insurance Scheme,
—
action taken in respect of officials and other servants in particularly difficult situations.
Legal basis
Staff Regulations of Officials of the European Union, and in particular the third subparagraph of Article 9(3) and Article 76 thereof.
European Ombudsman’s decision of 15 January 2004 adopting the rules on social assistance to officials and other staff of the European Ombudsman’s office.
1 6 3 1
Mobility
Appropriations 2020
Appropriations 2019
Outturn 2018
6 000
7 000
4 407,30
Remarks
This appropriation is intended to finance the scheme supporting the use of public transportation at the various places of work.
1 6 3 2
Social contacts between members of staff and other social measures
Appropriations 2020
Appropriations 2019
Outturn 2018
7 000
6 650
3 998,33
Remarks
This appropriation is intended to encourage and provide financial backing for schemes to promote social contacts between staff of different nationalities, for example subsidies to staff clubs, associations and cultural activities, and to make a contribution to the cost of activities organised by the staff committee (cultural, leisure activities, meals, etc.).
It also covers financial participation in interinstitutional social activities.
1 6 5
Activities relating to all persons working with the institution
1 6 5 0
European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
210 000
217 000
210 000 ,—
Remarks
This appropriation is intended to cover:
—
the European Ombudsman’s contribution to the Type II European Schools accredited by the Board of Governors of the European Schools, or
—
the reimbursement to the Commission of the contribution to the Type II European Schools accredited by the Board of Governors of the European Schools paid by the Commission in the name and on behalf of the European Ombudsman and based on a Mandate and Service agreement signed with the Commission.
It will cover the cost for children of the European Ombudsman’s staff enrolled in a Type II European School.
Legal basis
Commission Decision C(2013) 4886 of 1 August 2013 on the putting into effect of the EU contribution paid on a pro-rata basis to schools accredited by the Board of Governors of the European Schools according to the number of children of EU staff enrolled, replacing Commission Decision C(2009) 7719 as amended by Commission Decision C(2010) 7993 (
OJ C 222, 2.8.2013, p. 8
).
1 6 5 1
Crèches and childcare facilities
Appropriations 2020
Appropriations 2019
Outturn 2018
14 000
10 000
Remarks
This appropriation is intended to cover the European Ombudsman's contribution to the cost of the Early Childhood Centre and other crèches and childcare facilities (to be paid to the Commission).
TITLE 2
BUILDINGS, FURNITURE, EQUIPMENT AND MISCELLANEOUS OPERATING EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent
Non-differentiated appropriations
1 100 000
1 040 697
1 041 512,58
94,68
Article 2 0 0 — Total
1 100 000
1 040 697
1 041 512,58
94,68
CHAPTER 2 0 — TOTAL
1 100 000
1 040 697
1 041 512,58
94,68
CHAPTER 2 1
2 1 0
Equipment, operating costs and services relating to data processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software, and related work
Non-differentiated appropriations
250 000
247 000
211 867,59
84,75
Article 2 1 0 — Total
250 000
247 000
211 867,59
84,75
2 1 2
Furniture
Non-differentiated appropriations
13 000
15 000
10 795,54
83,04
2 1 6
Vehicles
Non-differentiated appropriations
18 000
20 000
17 139,84
95,22
CHAPTER 2 1 — TOTAL
281 000
282 000
239 802,97
85,34
CHAPTER 2 3
2 3 0
Administrative expenditure
2 3 0 0
Stationery, office supplies and miscellaneous consumables
Non-differentiated appropriations
8 000
8 000
9 434,24
117,93
2 3 0 1
Postage on correspondence and delivery charges
Non-differentiated appropriations
3 000
3 000
2 795,31
93,18
2 3 0 2
Telecommunications
Non-differentiated appropriations
7 000
8 000
3 250,10
46,43
2 3 0 3
Financial charges
Non-differentiated appropriations
700
700
525 ,—
75,00
2 3 0 4
Other expenditure
Non-differentiated appropriations
3 500
4 000
2 568,45
73,38
2 3 0 5
Legal costs and damages
Non-differentiated appropriations
1 000
5 000
0 ,—
0
Article 2 3 0 — Total
23 200
28 700
18 573,10
80,06
2 3 1
Translation and interpretation
Non-differentiated appropriations
315 000
215 000
345 000 ,—
109,52
2 3 2
Support for activities
Non-differentiated appropriations
180 000
158 500
146 416,82
81,34
CHAPTER 2 3 — TOTAL
518 200
402 200
509 989,92
98,42
Title 2 — Total
1 899 200
1 724 897
1 791 305,47
94,32
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
DATA PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
CHAPTER 2 3 —
CURRENT ADMINISTRATIVE EXPENDITURE
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings
2 0 0 0
Rent
Appropriations 2020
Appropriations 2019
Outturn 2018
1 100 000
1 040 697
1 041 512,58
Remarks
This appropriation is intended as a lump-sum payment to the European Parliament in respect of the offices which the European Parliament provides to the European Ombudsman within its premises in Strasbourg and Brussels. It covers rent and charges in respect of insurance, water, electricity, heating, cleaning and maintenance, security and surveillance as well as other miscellaneous buildings expenditure, including alteration, repair or refurbishment of the offices concerned.
Legal basis
Administrative arrangement between the European Ombudsman and the European Parliament.
CHAPTER 2 1 —
   
DATA PROCESSING, EQUIPMENT AND FURNITURE: PURCHASE, HIRE AND MAINTENANCE
Remarks
In connection with public procurement, the institution will consult the other institutions on the contractual terms each of them has obtained.
2 1 0
Equipment, operating costs and services relating to data processing and telecommunications
2 1 0 0
Purchase, servicing and maintenance of equipment and software, and related work
Appropriations 2020
Appropriations 2019
Outturn 2018
250 000
247 000
211 867,59
Remarks
This appropriation is intended to cover expenditure on:
—
the purchase, hire, servicing and maintenance of equipment and development of software,
—
assistance in connection with the operation and maintenance of data-processing systems,
—
data-processing operations entrusted to third parties and other data-processing service expenditure,
—
purchase, hire, servicing and maintenance of telecommunications equipment and other expenditure in connection with telecommunications (transmission networks, telephone switchboards, handsets and similar equipment, fax machines, telex systems, installation costs, etc.).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 1 2
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
13 000
15 000
10 795,54
Remarks
This appropriation is intended to cover the purchase, hire, maintenance and repair of furniture, including the purchase of ergonomic furniture, the replacement of worn-out and broken furniture and office machines.
2 1 6
Vehicles
Appropriations 2020
Appropriations 2019
Outturn 2018
18 000
20 000
17 139,84
Remarks
This appropriation is intended to cover the acquisition, maintenance, use and repair of vehicles (service cars) and the hire of cars, taxis, coaches and lorries, with or without drivers, including the necessary insurance cover and the payment of eventual fines.
CHAPTER 2 3 —
   
CURRENT ADMINISTRATIVE EXPENDITURE
2 3 0
Administrative expenditure
Remarks
In connection with public procurement, the institution will consult the other institutions on the contractual terms each of them has obtained.
2 3 0 0
Stationery, office supplies and miscellaneous consumables
Appropriations 2020
Appropriations 2019
Outturn 2018
8 000
8 000
9 434,24
Remarks
This appropriation is intended to cover the purchase of paper, envelopes, office supplies, supplies for the print shop and reproduction workshops, etc.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
2 3 0 1
Postage on correspondence and delivery charges
Appropriations 2020
Appropriations 2019
Outturn 2018
3 000
3 000
2 795,31
Remarks
This appropriation is intended to cover charges for postage, processing and delivery by the postal services or private delivery firms.
2 3 0 2
Telecommunications
Appropriations 2020
Appropriations 2019
Outturn 2018
7 000
8 000
3 250,10
Remarks
This appropriation is intended to cover subscriptions and charges for cable and radio communications (fixed and mobile telephony, and television) as well as expenditure on data transmission networks and telematic services.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 3 0 3
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
700
700
525 ,—
Remarks
This appropriation is intended to cover bank charges (commission, agios and miscellaneous charges) and other financial charges, including ancillary costs for the financing of buildings.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 10 000.
2 3 0 4
Other expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
3 500
4 000
2 568,45
Remarks
This appropriation is intended to cover:
—
insurance not specifically provided for in another item,
—
miscellaneous operating expenses, such as for the purchase of railway and flight timetables and the publication of notices of sales of second-hand equipment in newspapers,
—
imprest accounts in Brussels and Strasbourg.
2 3 0 5
Legal costs and damages
Appropriations 2020
Appropriations 2019
Outturn 2018
1 000
5 000
0 ,—
Remarks
This appropriation is intended to cover:
—
all costs deriving from the European Ombudsman’s involvement in cases before Union and national courts, the cost of legal services, and any other legal, court or out-of-court expenses,
—
damages, interest and any debts within the meaning of the Financial Regulation.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 3 1
Translation and interpretation
Appropriations 2020
Appropriations 2019
Outturn 2018
315 000
215 000
345 000 ,—
Remarks
This appropriation is intended to cover the cost of all supplementary services, in particular the translation and typing of the annual report and other documents, contracted and occasional interpreters and other associated costs.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
2 3 2
Support for activities
Appropriations 2020
Appropriations 2019
Outturn 2018
180 000
158 500
146 416,82
Remarks
This appropriation is intended to cover the global management costs payable to the European Parliament to cover the costs in staff time to the European Parliament of providing general services such as accounting, internal audit and a medical service.
It is also intended to support the cost of providing the various interinstitutional services which are not already covered by another budget line.
TITLE 3
EXPENDITURE RESULTING FROM GENERAL FUNCTIONS CARRIED OUT BY THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 3 0
3 0 0
Staff mission expenses
Non-differentiated appropriations
158 000
165 000
127 773,01
80,87
3 0 2
Reception and representation expenses
Non-differentiated appropriations
2 500
3 000
371,93
14,88
3 0 3
Meetings in general
Non-differentiated appropriations
40 000
88 000
31 485,39
78,71
3 0 4
Internal meetings
Non-differentiated appropriations
25 000
29 000
4 140,18
16,56
CHAPTER 3 0 — TOTAL
225 500
285 000
163 770,51
72,63
CHAPTER 3 2
3 2 0
Acquisition of information and expertise
3 2 0 0
Documentation and library expenditure
Non-differentiated appropriations
5 000
8 000
3 675,92
73,52
3 2 0 1
Expenditure on archive resources
Non-differentiated appropriations
13 000
15 000
237 ,—
1,82
Article 3 2 0 — Total
18 000
23 000
3 912,92
21,74
3 2 1
Production and dissemination
3 2 1 0
Communication and publications
Non-differentiated appropriations
143 000
140 000
114 269,52
79,91
Article 3 2 1 — Total
143 000
140 000
114 269,52
79,91
CHAPTER 3 2 — TOTAL
161 000
163 000
118 182,44
73,41
CHAPTER 3 3
3 3 0
Studies and subsidies
3 3 0 0
Studies
Non-differentiated appropriations
10 000
15 000
0 ,—
0
3 3 0 1
Relations with national/regional ombudsmen and other similar bodies and support for activities of the European Network of Ombudsmen
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 3 3 0 — Total
10 000
15 000
0 ,—
0
CHAPTER 3 3 — TOTAL
10 000
15 000
0 ,—
0
CHAPTER 3 4
3 4 0
Expenses relating to the European Ombudsman’s duties
3 4 0 0
Miscellaneous expenses
Non-differentiated appropriations
2 400
2 100
2 100 ,—
87,50
Article 3 4 0 — Total
2 400
2 100
2 100 ,—
87,50
CHAPTER 3 4 — TOTAL
2 400
2 100
2 100 ,—
87,50
Title 3 — Total
398 900
465 100
284 052,95
71,21
CHAPTER 3 0 —
MEETINGS AND CONFERENCES
CHAPTER 3 2 —
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISSEMINATION
CHAPTER 3 3 —
STUDIES AND OTHER SUBSIDIES
CHAPTER 3 4 —
EXPENSES RELATING TO THE EUROPEAN OMBUDSMAN’S DUTIES
CHAPTER 3 0 —
   
MEETINGS AND CONFERENCES
3 0 0
Staff mission expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
158 000
165 000
127 773,01
Remarks
This appropriation is intended to cover expenditure on transport costs, the payment of daily mission allowances and the ancillary or exceptional expenses incurred in the performance of a mission, including ancillary costs relating to tickets and reservations.
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 5 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 71 thereof and Articles 11, 12 and 13 of Annex VII thereto.
3 0 2
Reception and representation expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
2 500
3 000
371,93
Remarks
This appropriation is intended to cover the costs related to the institution’s obligations concerning receptions, representation costs and the purchase of representational items offered by the European Ombudsman.
3 0 3
Meetings in general
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
88 000
31 485,39
Remarks
This appropriation is intended to cover the travel, subsistence and incidental expenses of experts and other persons invited to take part in committees, study groups or working meetings, as well as other connected expenditure (renting of rooms, interpretation needs, etc.).
3 0 4
Internal meetings
Appropriations 2020
Appropriations 2019
Outturn 2018
25 000
29 000
4 140,18
Remarks
This appropriation is intended to cover the costs related to the organisation of the internal meetings of the institution.
CHAPTER 3 2 —
   
EXPERTISE AND INFORMATION: ACQUISITION, ARCHIVING, PRODUCTION AND DISSEMINATION
3 2 0
Acquisition of information and expertise
3 2 0 0
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
5 000
8 000
3 675,92
Remarks
This appropriation is intended to cover:
—
the extension and renewal of the general reference works section and keeping the library stock up to date,
—
subscriptions to newspapers and periodicals and news agencies and to the publications thereof and online services, including copyright fees for the reproduction and dissemination of the above in written or electronic form and service contracts for press reviews and cuttings,
—
subscriptions or service contracts for the supply of summaries and analyses of the content of periodicals or the storage on optical media of articles taken from such periodicals,
—
utilising external documentary and statistical databases (computer hardware and telecommunications charges excepted),
—
the purchase or hire of special library, documentation and media library materials, including electric, electronic and computer facilities and systems, as well as outside services for the acquisition, development, installation, use and maintenance of these facilities and systems,
—
the cost of services relating to library activities, in particular in dealings with library customers (enquiries, analyses), and quality management systems, etc.,
—
binding and preservation equipment and work for the library, documentation and media library,
—
the purchase of dictionaries, glossaries and other works for the European Ombudsman’s services.
3 2 0 1
Expenditure on archive resources
Appropriations 2020
Appropriations 2019
Outturn 2018
13 000
15 000
237 ,—
Remarks
This appropriation is intended to cover:
—
the cost of outside services for archiving operations, including sorting, filing and refiling in the depositories, the cost of archive services, the acquisition and use of archive resources on substitute media (microfilms, discs, cassettes, etc.), the purchase, hire and maintenance of special facilities (electronic, computerised and electrical) and expenditure on publications on all media (brochures, CD-ROM, etc.),
—
the cost of processing papers of the European Ombudsman accumulated in the exercise of his office and handed over, in the form of legal donations or legacies, to the European Parliament, to the Historical Archives of the European Union (HAEU) or to an association or foundation according to established rules.
Legal basis
Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (
OJ L 145, 31.5.2001, p. 43
), and the implementing measures adopted within the European Ombudsman’s office.
3 2 1
Production and dissemination
3 2 1 0
Communication and publications
Appropriations 2020
Appropriations 2019
Outturn 2018
143 000
140 000
114 269,52
Remarks
This appropriation is intended to cover expenditure on publishing and information, and in particular:
—
the cost of printing and reproducing, in the official languages, various publications (annual report, etc.),
—
printed material (by traditional or electronic means) promoting information with regard to the European Ombudsman (publicity and measures to promote the principle of the European Ombudsman to the public at large),
—
any other expenses in connection with the institution’s information policy (symposia, seminars, participation in public events, etc.).
The amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation is estimated at EUR 1 000.
CHAPTER 3 3 —
   
STUDIES AND OTHER SUBSIDIES
3 3 0
Studies and subsidies
3 3 0 0
Studies
Appropriations 2020
Appropriations 2019
Outturn 2018
10 000
15 000
0 ,—
Remarks
This appropriation is intended to cover the financing of studies and surveys contracted out to qualified experts and research institutes, as well as the publication costs of such studies and associated costs.
3 3 0 1
Relations with national/regional ombudsmen and other similar bodies and support for activities of the European Network of Ombudsmen
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure committed to promoting relations and strengthening cooperation between the European Ombudsman and the national/regional ombudsmen and other similar bodies.
It can cover, in particular, financial contributions to projects in the fields of activity of the European Network of Ombudsmen (other than that in Item 3 2 1 0).
It is also intended to cover any contribution in relation to the European Ombudsman’s visitors groups.
CHAPTER 3 4 —
   
EXPENSES RELATING TO THE EUROPEAN OMBUDSMAN’S DUTIES
3 4 0
Expenses relating to the European Ombudsman’s duties
3 4 0 0
Miscellaneous expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
2 400
2 100
2 100 ,—
Remarks
This appropriation is intended to cover expenditure incurred owing to the special nature of the European Ombudsman’s duties such as relations with the national ombudsmen and international organisations of ombudsmen and subscriptions to international organisations.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
12 348 231
11 496 261
10 332 515,87
83,68
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure resulting from budgetary decisions taken in the course of the financial year (expenditure that cannot be estimated).
STAFF
Section VIII — European Ombudsman
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
1
—
1
AD 15
1
—
2
—
AD 14
—
—
1
—
AD 13
4
—
4
—
AD 12
—
2
—
1
AD 11
5
—
1
1
AD 10
2
3
4
3
AD 9
2
—
2
—
AD 8
3
1
3
1
AD 7
9
1
9
1
AD 6
4
1
4
1
AD 5
—
3
—
2
Subtotal AD
30
12
30
11
AST 11
—
—
—
—
AST 10
—
—
—
—
AST 9
—
1
—
1
AST 8
—
1
—
1
AST 7
3
1
1
1
AST 6
3
1
4
—
AST 5
2
3
3
3
AST 4
3
2
2
3
AST 3
3
1
4
1
AST 2
—
—
—
—
AST 1
—
—
—
—
Subtotal AST
14
10
14
10
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
1
—
1
—
AST/SC 2
—
2
—
—
AST/SC 1
—
—
—
—
Subtotal AST/SC
1
2
1
—
Total
45
24
45
21
Grand total
69
66
SECTION IX
EUROPEAN DATA PROTECTION SUPERVISOR
REVENUE
Contribution of the European Union to the financing of the expenditure of the European Data Protection Supervisor for the financial year 2020
Heading
Amount
Expenditure
19 476 998
Own resources
–1 614 000
Contribution due
17 862 998
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials and other servants
697 000
663 000
500 597,89
71,82
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
p.m.
p.m.
0 ,—
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
140 000
131 000
100 312,64
71,65
CHAPTER 4 0 — TOTAL
837 000
794 000
600 910,53
71,79
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
777 000
636 000
515 201,62
66,31
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
0 ,—
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
p.m.
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
777 000
636 000
515 201,62
66,31
Title 4 — Total
1 614 000
1 430 000
1 116 112,15
69,15
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation of the salaries, wages and allowances of Members of the institution, officials and other servants
Financial year 2020
Financial year 2019
Financial year 2018
697 000
663 000
500 597,89
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Regulation (EEC, Euratom, ECSC) No 260/68 of the Council of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
4 0 3
Proceeds from the temporary contribution from the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Staff Regulations of Officials of the European Communities, and in particular Article 66a thereof in the version in force until 15 December 2003.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
140 000
131 000
100 312,64
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
777 000
636 000
515 201,62
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 4, Article 11(2) and (3) and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials and temporary staff on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
p.m.
p.m.
0 ,—
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 0 0 — Total
p.m.
p.m.
0 ,—
5 0 1
Proceeds from the sale of immovable property
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
Article 5 1 1 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
p.m.
0 ,—
CHAPTER 5 2 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 5
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
0 ,—
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 5 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
0 ,—
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 7 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 8
5 8 0
Revenue from payments connected with lettings — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 9
5 9 0
Other revenue from administrative operations
p.m.
p.m.
0 ,—
CHAPTER 5 9 — TOTAL
p.m.
p.m.
0 ,—
Title 5 — Total
p.m.
p.m.
0 ,—
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE PROPERTY (SUPPLY OF GOODS) AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property (supply of goods)
5 0 0 0
Proceeds from the sale of vehicles — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institution. It records also the proceeds from the sale of vehicles that are being replaced or scrapped when the book value is fully depreciated.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 1
Proceeds from the sale of other movable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institution. It records also the proceeds from the sale of equipment, installations, materials, and scientific and technical apparatus which are being replaced or scrapped when the book value is fully depreciated.
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
5 0 2
Proceeds from the sale of publications, printed works and films — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
This article also contains revenue from the sale of such products stored on an electronic medium.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from investments or loans granted, bank and other interest credited to or debited from the institution’s accounts.
CHAPTER 5 5 —
   
REVENUE FROM THE SUPPLY OF SERVICES AND WORK
5 5 0
Proceeds from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the repayment of welfare expenditure incurred on behalf of another institution.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Revenue from payments connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE FROM ADMINISTRATIVE OPERATIONS
5 9 0
Other revenue from administrative operations
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record other revenue from administrative operations.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
0 ,—
CHAPTER 9 0 — TOTAL
p.m.
p.m.
0 ,—
Title 9 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
1 614 000
1 430 000
1 116 112,15
69,15
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to receive miscellaneous revenue.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
1 0
MEMBERS OF THE INSTITUTION
851 013
789 757
721 469,26
1 1
STAFF OF THE INSTITUTION
8 507 401
6 855 691
6 221 368,35
Title 1 — Total
9 358 414
7 645 448
6 942 837,61
2
BUILDINGS, EQUIPMENT AND EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE INSTITUTION
2 0
BUILDINGS, EQUIPMENT AND EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE INSTITUTION
3 993 013
3 579 286
3 562 867,65
Title 2 — Total
3 993 013
3 579 286
3 562 867,65
3
EUROPEAN DATA PROTECTION BOARD
3 0
EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE BOARD
6 125 571
5 413 838
3 033 596,62
Title 3 — Total
6 125 571
5 413 838
3 033 596,62
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
19 476 998
16 638 572
13 539 301,88
TITLE 1
EXPENDITURE RELATING TO PERSONS WORKING WITH THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 0
1 0 0
Remuneration, allowances and other entitlements of Members
1 0 0 0
Remuneration and allowances
Non-differentiated appropriations
336 220
705 363
676 575,26
201,23
1 0 0 1
Entitlements on entering and leaving the service
Non-differentiated appropriations
98 474
p.m.
0 ,—
0
1 0 0 2
Temporary allowances
Non-differentiated appropriations
331 925
p.m.
0 ,—
0
1 0 0 3
Pensions
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 0 0 4
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 0 0 — Total
766 619
705 363
676 575,26
88,25
1 0 1
Other expenditure in connection with Members
1 0 1 0
Further training
Non-differentiated appropriations
25 000
25 000
5 500 ,—
22,00
1 0 1 1
Mission expenses, travel expenses and other ancillary expenditure
Non-differentiated appropriations
59 394
59 394
39 394 ,—
66,33
Article 1 0 1 — Total
84 394
84 394
44 894 ,—
53,20
CHAPTER 1 0 — TOTAL
851 013
789 757
721 469,26
84,78
CHAPTER 1 1
1 1 0
Remuneration, allowances and other entitlements of officials and temporary staff
1 1 0 0
Remuneration and allowances
Non-differentiated appropriations
6 870 765
5 540 716
4 471 353,11
65,08
1 1 0 1
Entitlements on entering the service, transfer and leaving the service
Non-differentiated appropriations
50 000
50 000
53 013,10
106,03
1 1 0 2
Paid overtime
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 1 0 3
Special assistance grants
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 1 0 4
Allowances and miscellaneous contributions upon early termination of service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 1 0 5
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 1 0 — Total
6 920 765
5 590 716
4 524 366,21
65,37
1 1 1
Other staff
1 1 1 0
Contract staff
Non-differentiated appropriations
923 815
605 749
1 133 369,14
122,68
1 1 1 1
Cost of traineeships and staff exchanges
Non-differentiated appropriations
285 440
281 845
215 000 ,—
75,32
1 1 1 2
Services and work to be contracted out
Non-differentiated appropriations
52 748
52 748
29 000 ,—
54,98
Article 1 1 1 — Total
1 262 003
940 342
1 377 369,14
109,14
1 1 2
Other expenditure in connection with staff
1 1 2 0
Mission expenses, travel expenses and other ancillary expenditure
Non-differentiated appropriations
135 000
135 000
135 000 ,—
100,00
1 1 2 1
Recruitment costs
Non-differentiated appropriations
6 789
6 789
12 789 ,—
188,38
1 1 2 2
Further training
Non-differentiated appropriations
80 000
80 000
92 000 ,—
115,00
1 1 2 3
Social service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 1 2 4
Medical service
Non-differentiated appropriations
14 844
14 844
9 844 ,—
66,32
1 1 2 5
Union nursery centre and other day nurseries and after-school centres
Non-differentiated appropriations
80 000
80 000
52 000 ,—
65,00
1 1 2 6
Relations between staff and other welfare expenditure
Non-differentiated appropriations
8 000
8 000
18 000 ,—
225,00
Article 1 1 2 — Total
324 633
324 633
319 633 ,—
98,46
CHAPTER 1 1 — TOTAL
8 507 401
6 855 691
6 221 368,35
73,13
Title 1 — Total
9 358 414
7 645 448
6 942 837,61
74,19
CHAPTER 1 0 —
MEMBERS OF THE INSTITUTION
CHAPTER 1 1 —
STAFF OF THE INSTITUTION
CHAPTER 1 0 —
   
MEMBERS OF THE INSTITUTION
1 0 0
Remuneration, allowances and other entitlements of Members
1 0 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
336 220
705 363
676 575,26
Remarks
This appropriation is intended to cover:
—
the financing of salaries and allowances of Members, and the impact of the corrective coefficient applicable to remuneration and to the share of emoluments transferred to a country other than that of employment,
—
the institution’s contributions (0,87 %) towards insurance against accident and occupational disease,
—
the institution’s contributions (3,4 %) towards sickness insurance,
—
birth grants,
—
allowances payable in the event of death.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
1 0 0 1
Entitlements on entering and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
98 474
p.m.
0 ,—
Remarks
This appropriation is intended to cover travel expenses due to Members (including their families) on taking up duty or leaving the institution, installation and resettlement allowances due to Members on taking up duty or leaving the institution and removal expenses due to Members on taking up duty or leaving the institution.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
1 0 0 2
Temporary allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
331 925
p.m.
0 ,—
Remarks
This appropriation is intended to cover transitional allowances, family allowances and the corrective coefficient applied in respect of the countries of residence of former Members of the institution.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
1 0 0 3
Pensions
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the retirement pensions and the corrective coefficient applied in respect of the countries of residence of the Members of the institution as well as the survivors’ pensions of surviving spouses and orphans and the corrective coefficient applied in respect of their countries of residence.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
1 0 0 4
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any updates in remuneration and pensions.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
1 0 1
Other expenditure in connection with Members
1 0 1 0
Further training
Appropriations 2020
Appropriations 2019
Outturn 2018
25 000
25 000
5 500 ,—
Remarks
This appropriation is intended to cover expenses incurred in attending language courses, seminars and professional training courses.
1 0 1 1
Mission expenses, travel expenses and other ancillary expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
59 394
59 394
39 394 ,—
Remarks
This appropriation is intended to cover travel expenses, daily subsistence allowances while on missions and additional or exceptional expenditure incurred on mission.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Council Regulation (EU) 2016/300 of 29 February 2016 determining the emoluments of EU high-level public office holders (
OJ L 58, 4.3.2016, p. 1
).
Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (
OJ L 295, 21.11.2018, p. 39
).
CHAPTER 1 1 —
   
STAFF OF THE INSTITUTION
1 1 0
Remuneration, allowances and other entitlements of officials and temporary staff
1 1 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
6 870 765
5 540 716
4 471 353,11
Remarks
This appropriation is intended to cover:
—
the basic salaries of officials and temporary staff,
—
family allowances, including head of household allowance, dependent child allowance and education allowance,
—
expatriation and foreign residence allowances,
—
the institution’s contribution towards sickness insurance and towards insurance against accident and occupational disease,
—
the institution’s contribution towards setting up the Special Unemployment Fund,
—
payments made by the institution to allow temporary staff to constitute or maintain pension rights in their country of origin,
—
the impact of the corrective coefficient applicable to remuneration and the proportion of emoluments transferred to a country other than that of employment,
—
birth grants,
—
flat-rate travel expenses from the place of employment to the place of origin,
—
rent and transport allowances and fixed-rate entertainment allowances,
—
fixed travel allowances,
—
the special allowance granted to accounting officers and administrators of imprest accounts.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union and Conditions of Employment of Other Servants of the European Union.
1 1 0 1
Entitlements on entering the service, transfer and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
50 000
50 000
53 013,10
Remarks
This appropriation is intended to cover expenditure related to travel expenses of officials and temporary staff (including members of their families) entering or leaving the service or on geographical redeployment (Articles 20 and 71 and Article 7 of Annex VII), allowances for staff obliged to change their place of residence on taking up their duties, terminating their service or being transferred to a new place of work (Articles 5 and 6 of Annex VII), removal expenses (Articles 20 and 71 and Article 9 of Annex VII), and temporary daily allowances for staff who provide justification that they have been obliged to change their place of residence after taking up their duties (Articles 20 and 71 and Article 10 of Annex VII).
Legal basis
Staff Regulations of Officials of the European Union.
1 1 0 2
Paid overtime
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the payment of overtime under the conditions laid down in the abovementioned provisions.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 56 thereof and Annex VI thereto.
1 1 0 3
Special assistance grants
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover action taken in respect of officials and other servants in particularly difficult situations.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 76 thereof.
1 1 0 4
Allowances and miscellaneous contributions upon early termination of service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the allowances payable to staff assigned non-active status or retired in the interests of the service,
—
the employer’s contributions towards sickness insurance for the recipients of the above allowances,
—
the impact of the corrective coefficient applicable to the allowances referred to above and the impact of any remuneration updates agreed on by the Council during the financial year.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 41, 50, 64, 65 and 72 thereof and Annex IV thereto.
1 1 0 5
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any updates of remunerations and allowances.
This appropriation is purely provisional and may be used only after its transfer to other headings in accordance with the Financial Regulation.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 65 and 65a thereof and Annex XI thereto.
1 1 1
Other staff
1 1 1 0
Contract staff
Appropriations 2020
Appropriations 2019
Outturn 2018
923 815
605 749
1 133 369,14
Remarks
This appropriation is intended to cover expenditure related to the use of contract agents.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union.
1 1 1 1
Cost of traineeships and staff exchanges
Appropriations 2020
Appropriations 2019
Outturn 2018
285 440
281 845
215 000 ,—
Remarks
This appropriation is intended to cover allowances, travel and mission expenses for trainees, as well as accident and sickness insurance during training periods.
This appropriation is also intended to cover expenditure arising from staff exchanges between the European Data Protection Supervisor on the one hand and the public sector in Member States and EFTA countries belonging to the European Economic Area (EEA) and international organisations on the other.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 1 1 2
Services and work to be contracted out
Appropriations 2020
Appropriations 2019
Outturn 2018
52 748
52 748
29 000 ,—
Remarks
This appropriation is intended to cover all services performed by persons not linked to the institution and, in particular, temporary staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
1 1 2
Other expenditure in connection with staff
1 1 2 0
Mission expenses, travel expenses and other ancillary expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
135 000
135 000
135 000 ,—
Remarks
This appropriation is intended to cover expenditure on transport, the payment of daily mission allowances and the ancillary or exceptional expenses incurred in the performance of a mission.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 71 thereof and Articles 11, 12 and 13 of Annex VII thereto.
1 1 2 1
Recruitment costs
Appropriations 2020
Appropriations 2019
Outturn 2018
6 789
6 789
12 789 ,—
Remarks
This appropriation is intended to cover expenditure arising from the organisation of the competitions referred to in Article 3 of Decision 2002/621/EC and the travel and subsistence expenses of candidates attending recruitment interviews and medical examinations.
This appropriation also covers the costs of organising procedures for the selection of temporary and contract staff.
In cases duly justified by functional requirements and after consultation with the European Personnel Selection Office, this appropriation may be used for competitions organised by the European Data Protection Supervisor itself.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
).
Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 1 2 2
Further training
Appropriations 2020
Appropriations 2019
Outturn 2018
80 000
80 000
92 000 ,—
Remarks
This appropriation is intended to cover internal and external staff training and retraining courses, including language courses, organised on an interinstitutional, external or internal basis.
This appropriation also covers expenditure on educational and technical equipment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
1 1 2 3
Social service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended, as part of an interinstitutional policy to assist people with disabilities (officials and temporary staff in active employment, their spouses and dependent children within the meaning of the Staff Regulations of Officials of the European Union), to cover the reimbursement, within the limits of the resources available under the budget and after any national entitlements in the country of residence or origin have been exhausted, of duly substantiated non-medical expenditure acknowledged to be necessary as a result of the disability.
1 1 2 4
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
14 844
14 844
9 844 ,—
Remarks
This appropriation is intended to cover expenses related to the annual medical check-up for officials and other servants entitled to it, including the analyses and medical examinations requested in connection with that check-up.
1 1 2 5
Union nursery centre and other day nurseries and after-school centres
Appropriations 2020
Appropriations 2019
Outturn 2018
80 000
80 000
52 000 ,—
Remarks
This appropriation is intended to cover the European Data Protection Supervisor’s share in expenditure relating to the Union nursery centre and other day nurseries and after-school centres.
1 1 2 6
Relations between staff and other welfare expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
8 000
8 000
18 000 ,—
Remarks
This appropriation is intended:
—
to encourage and provide financial backing for schemes to promote social contacts between staff of different nationalities, for example subsidies to staff clubs, sports associations and cultural activities, and to make a contribution to the cost of a permanent leisure centre (cultural and sports activities, etc.),
—
to contribute to the cost of activities organised by the staff committee (cultural and sports activities, meals, etc.).
This appropriation also covers the implementation of a staff transport plan to encourage the use of public transport, cut private car use and reduce the carbon footprint.
TITLE 2
BUILDINGS, EQUIPMENT AND EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE INSTITUTION
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Rents, charges and buildings expenditure
Non-differentiated appropriations
2 192 454
1 832 286
1 718 747 ,—
78,39
2 0 1
Expenditure in connection with the operation and activities of the institution
2 0 1 0
Equipment
Non-differentiated appropriations
493 559
420 000
497 500 ,—
100,80
2 0 1 1
Supplies
Non-differentiated appropriations
15 000
15 000
18 000 ,—
120,00
2 0 1 2
Other operating expenditure
Non-differentiated appropriations
260 000
230 000
265 000 ,—
101,92
2 0 1 3
Translation and interpretation costs
Non-differentiated appropriations
650 000
700 000
412 500 ,—
63,46
2 0 1 4
Expenditure on publishing and information
Non-differentiated appropriations
158 000
158 000
127 585,75
80,75
2 0 1 5
Expenditure in connection with the activities of the institution
Non-differentiated appropriations
144 000
144 000
123 534,90
85,79
2 0 1 6
Other activities related to external stakeholders
Non-differentiated appropriations
80 000
80 000
400 000 ,—
500,00
Article 2 0 1 — Total
1 800 559
1 747 000
1 844 120,65
102,42
CHAPTER 2 0 — TOTAL
3 993 013
3 579 286
3 562 867,65
89,23
Title 2 — Total
3 993 013
3 579 286
3 562 867,65
89,23
CHAPTER 2 0 —
BUILDINGS, EQUIPMENT AND EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE INSTITUTION
CHAPTER 2 0 —
   
BUILDINGS, EQUIPMENT AND EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE INSTITUTION
2 0 0
Rents, charges and buildings expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
2 192 454
1 832 286
1 718 747 ,—
Remarks
This appropriation is intended to cover, on a flat-rate or pro-rata basis, the rents and charges related to insurance, water, electricity, heating, cleaning and maintenance, security and surveillance and other miscellaneous buildings expenditure, including expenditure associated with the conversion, repair and renovation of the offices in question.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Agreement on administrative cooperation between the European Data Protection Supervisor and the other institution providing the offices.
2 0 1
Expenditure in connection with the operation and activities of the institution
2 0 1 0
Equipment
Appropriations 2020
Appropriations 2019
Outturn 2018
493 559
420 000
497 500 ,—
Remarks
This appropriation is intended to cover:
—
equipment (purchase and hire), operation and maintenance costs, information technology services, including assistance with the operation and maintenance of data-processing systems and the development of software,
—
information technology operations entrusted to third parties and other expenditure in connection with information technology services, including the development and maintenance of the website,
—
expenditure relating to the purchase, hire, upkeep and maintenance of telecommunications equipment and other telecommunications-related expenditure, including charges for communications by telephone, telegraph and telex and via electronic data transmission,
—
the purchase, replacement and maintenance of installations and equipment, both technical (security and other) and administrative (office machines such as photocopiers and calculators, etc.),
—
the purchase, maintenance and replacement of furniture,
—
any other items relating to the fitting-out of premises and associated costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 1
Supplies
Appropriations 2020
Appropriations 2019
Outturn 2018
15 000
15 000
18 000 ,—
Remarks
This appropriation is intended to cover:
—
the purchase of paper, envelopes and office supplies,
—
mail, postal charges, charges for delivery by a courier service, packages and distribution to the public at large.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 2
Other operating expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
260 000
230 000
265 000 ,—
Remarks
This appropriation is intended to cover:
—
the global management costs payable to the institution providing general services such as administration of contracts, salaries and allowances, on behalf of the European Data Protection Supervisor,
—
other current administrative expenditure (financial charges, legal costs, etc.).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 3
Translation and interpretation costs
Appropriations 2020
Appropriations 2019
Outturn 2018
650 000
700 000
412 500 ,—
Remarks
This appropriation is intended to cover all translation and interpretation costs and other associated costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Agreement on administrative cooperation between the European Data Protection Supervisor and the institution providing the service.
2 0 1 4
Expenditure on publishing and information
Appropriations 2020
Appropriations 2019
Outturn 2018
158 000
158 000
127 585,75
Remarks
This appropriation is intended to cover expenditure on publishing and information, and in particular:
—
printing expenses for publications in the 
Official Journal of the European Union
,
—
the cost of printing and reproducing various publications in the official languages,
—
information material relating to the European Data Protection Supervisor,
—
any other expenses in connection with the institution’s information policy (symposia, seminars, participation in public events, etc.),
—
expenditure relating to publicity and information campaigns on the objectives, activities and role of the European Data Protection Supervisor,
—
expenditure relating to group visits to the European Data Protection Supervisor.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 5
Expenditure in connection with the activities of the institution
Appropriations 2020
Appropriations 2019
Outturn 2018
144 000
144 000
123 534,90
Remarks
This appropriation is intended to cover:
—
the cost of receptions, representation costs and the purchase of representational items,
—
meeting expenses,
—
invitation costs, including travel and subsistence allowances and other related costs, for experts and other persons invited to take part in study groups or working meetings,
—
the financing of studies and surveys contracted out to qualified experts or research institutes,
—
expenditure related to the library of the European Data Protection Supervisor, including in particular the purchase of books and CD-ROMs, subscriptions to periodicals and press agencies and other associated costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
2 0 1 6
Other activities related to external stakeholders
Appropriations 2020
Appropriations 2019
Outturn 2018
80 000
80 000
400 000 ,—
Remarks
This appropriation is intended to cover:
—
expenditure committed to promoting exchanges and strengthening cooperation with external stakeholders including activities or any other tailor-made activities linked with the implementation of the European Data Protection Supervisor’s strategy;
—
meeting expenses;
—
invitation costs, including travel and subsistence allowances and other related costs, for experts and other persons invited to take part in study groups or working meetings;
—
the financing of studies and surveys contracted out to qualified experts and research institutes.
TITLE 3
EUROPEAN DATA PROTECTION BOARD
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 3 0
3 0 0
Remuneration, allowances and other entitlements of the Chair
3 0 0 0
Remuneration and allowances
Non-differentiated appropriations
p.m.
p.m.
0 ,—
3 0 0 1
Entitlements on entering and leaving the service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
3 0 0 2
Temporary allowances
Non-differentiated appropriations
p.m.
p.m.
0 ,—
3 0 0 3
Pensions
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 3 0 0 — Total
p.m.
p.m.
0 ,—
3 0 1
Remuneration, allowances and other entitlements of officials and temporary staff
3 0 1 0
Remuneration and allowances
Non-differentiated appropriations
1 630 772
1 358 406
612 967,21
37,59
3 0 1 1
Entitlements on entering, leaving the service and on transfer
Non-differentiated appropriations
50 000
50 000
0 ,—
0
3 0 1 2
Allowances and miscellaneous contributions in connection with early termination of service
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 3 0 1 — Total
1 680 772
1 408 406
612 967,21
36,47
3 0 2
Other staff
3 0 2 0
Contract staff
Non-differentiated appropriations
311 788
156 781
332 386,31
106,61
3 0 2 1
Cost of traineeships and staff exchanges
Non-differentiated appropriations
403 615
393 203
235 000 ,—
58,22
3 0 2 2
Services and work to be contracted out
Non-differentiated appropriations
52 748
52 748
4 574 ,—
8,67
Article 3 0 2 — Total
768 151
602 732
571 960,31
74,46
3 0 3
Other expenditure in connection with staff of the Board
3 0 3 0
Mission expenses, travel expenses and other ancillary expenditure
Non-differentiated appropriations
35 700
25 000
30 000 ,—
84,03
3 0 3 1
Recruitment costs
Non-differentiated appropriations
6 000
6 000
3 500 ,—
58,33
3 0 3 2
Further training
Non-differentiated appropriations
25 000
25 000
34 867 ,—
139,47
3 0 3 3
Medical service
Non-differentiated appropriations
4 000
4 000
2 944 ,—
73,60
3 0 3 4
Union nursery centre and other day nurseries and after-school centres
Non-differentiated appropriations
32 000
32 000
0 ,—
0
Article 3 0 3 — Total
102 700
92 000
71 311 ,—
69,44
3 0 4
Expenditure in connection with the operation and activities of the Board
3 0 4 0
Meetings of the Board
Non-differentiated appropriations
868 500
935 700
343 993,75
39,61
3 0 4 1
Translation and interpretation costs
Non-differentiated appropriations
1 849 436
1 500 000
762 000 ,—
41,20
3 0 4 2
Expenditure on publishing and information
Non-differentiated appropriations
92 500
45 000
108 276,25
117,06
3 0 4 3
Information technology equipment and services
Non-differentiated appropriations
427 500
400 000
456 034,06
106,67
3 0 4 4
Travel expenses of external experts
Non-differentiated appropriations
10 000
10 000
36 344,40
363,44
3 0 4 5
External consultancy and studies
Non-differentiated appropriations
177 600
280 000
15 000 ,—
8,45
3 0 4 6
Expenditure in connection with the activities of the European Data Protection Board
Non-differentiated appropriations
148 412
140 000
55 709,64
37,54
Article 3 0 4 — Total
3 573 948
3 310 700
1 777 358,10
49,73
CHAPTER 3 0 — TOTAL
6 125 571
5 413 838
3 033 596,62
49,52
Title 3 — Total
6 125 571
5 413 838
3 033 596,62
49,52
CHAPTER 3 0 —
EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE BOARD
CHAPTER 3 0 —
   
EXPENDITURE IN CONNECTION WITH THE OPERATION OF THE BOARD
3 0 0
Remuneration, allowances and other entitlements of the Chair
3 0 0 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the financing of salaries and allowances of Members, and the impact of the corrective coefficient applicable to remuneration and to the share of emoluments transferred to a country other than that of employment,
—
the institution’s contributions (0,87 %) towards insurance against accident and occupational disease,
—
the institution’s contributions (3,4 %) towards sickness insurance,
—
birth grants,
—
allowances payable in the event of death.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
).
3 0 0 1
Entitlements on entering and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover travel expenses due to Members (including their families) on taking up duty or leaving the Board, installation and resettlement allowances due to Members on taking up duty or leaving the Board and removal expenses due to Members on taking up duty or leaving the Board.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Article 5 thereof.
3 0 0 2
Temporary allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover transitional allowances, family allowances and corrective coefficient applied in respect of the countries of residence of former Members of the Board.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Article 7 thereof.
3 0 0 3
Pensions
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the retirement pensions and the corrective coefficient applied in respect of the countries of residence of the Members of the Board as well as the survivors’ pensions of widows and orphans and the corrective coefficient applied in respect of their countries of residence.
Legal basis
Regulation No 422/67/EEC, No 5/67/Euratom of the Council of 25 July 1967 determining the emoluments of the President and Members of the Commission, of the President, Judges, Advocates-General and Registrar of the Court of Justice, of the President, Members and Registrar of the General Court and of the President, Members and Registrar of the European Union Civil Service Tribunal (
OJ 187, 8.8.1967, p. 1
), and in particular Articles 8, 9, 15 and 18 thereof.
3 0 1
Remuneration, allowances and other entitlements of officials and temporary staff
3 0 1 0
Remuneration and allowances
Appropriations 2020
Appropriations 2019
Outturn 2018
1 630 772
1 358 406
612 967,21
Remarks
This appropriation is intended to cover:
—
the basic salaries of officials and temporary staff,
—
family allowances, including the head of household allowance, the dependent child allowance and the education allowance,
—
expatriation and foreign residence allowances,
—
the institution’s contribution towards sickness insurance and towards insurance against accident and occupational disease,
—
the institution’s contribution towards setting up the Special Unemployment Fund,
—
payments made by the institution to allow temporary staff to constitute or maintain pension rights in their country of origin,
—
the impact of the corrective coefficient applicable to remuneration and the proportion of emoluments transferred to a country other than that of employment,
—
birth grants,
—
flat-rate travel expenses from the place of employment to the place of origin,
—
rent and transport allowances and fixed-rate entertainment allowances,
—
fixed travel allowances,
—
the special allowance granted to accounting officers and administrators of imprest accounts.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
3 0 1 1
Entitlements on entering, leaving the service and on transfer
Appropriations 2020
Appropriations 2019
Outturn 2018
50 000
50 000
0 ,—
Remarks
This appropriation is intended to cover expenditure related to travel expenses of officials and temporary staff (including members of their families) entering or leaving the service or on geographical redeployment (Articles 20 and 71 and Article 7 of Annex VII), allowances for staff obliged to change their place of residence on taking up their duties, terminating their service or being transferred to a new place of work (Articles 5 and 6 of Annex VII), removal expenses (Articles 20 and 71 and Article 9 of Annex VII), and temporary daily allowances for staff who provide justification that they have been obliged to change their place of residence after taking up their duties (Articles 20 and 71 and Article 10 of Annex VII).
Legal basis
Staff Regulations of Officials of the European Union.
3 0 1 2
Allowances and miscellaneous contributions in connection with early termination of service
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover:
—
the allowances payable to staff assigned non-active status or retired in the interests of the service,
—
the employer’s contributions towards sickness insurance for the recipients of the above allowances,
—
the impact of the corrective coefficient applicable to the allowances referred to above and the impact of any remuneration updates agreed on by the Council during the financial year.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 41, 50, 64, 65 and 72 thereof and Annex IV thereto.
3 0 2
Other staff
3 0 2 0
Contract staff
Appropriations 2020
Appropriations 2019
Outturn 2018
311 788
156 781
332 386,31
Remarks
This appropriation is intended to cover expenditure relating to the use of contract staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union.
3 0 2 1
Cost of traineeships and staff exchanges
Appropriations 2020
Appropriations 2019
Outturn 2018
403 615
393 203
235 000 ,—
Remarks
This appropriation is intended to cover allowances, travel and mission expenses for trainees, as well as accident and sickness insurance during training periods. It is also intended to cover expenditure arising from staff exchanges between the European Data Protection Board on the one hand and Member States and EFTA countries belonging to the European Economic Area (EEA) or international organisations on the other.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 2 2
Services and work to be contracted out
Appropriations 2020
Appropriations 2019
Outturn 2018
52 748
52 748
4 574 ,—
Remarks
This appropriation is intended to cover all services performed by persons not linked to the institution, and in particular temporary staff.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 3
Other expenditure in connection with staff of the Board
3 0 3 0
Mission expenses, travel expenses and other ancillary expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
35 700
25 000
30 000 ,—
Remarks
This appropriation is intended to cover expenditure on transport costs, the payment of daily mission allowances and the ancillary or exceptional expenses incurred in the performance of a mission.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 71 thereof and Articles 11 to 13 of Annex VII thereto.
3 0 3 1
Recruitment costs
Appropriations 2020
Appropriations 2019
Outturn 2018
6 000
6 000
3 500 ,—
Remarks
This appropriation is intended to cover expenditure arising from the organisation of the competitions referred to in Article 3 of Decision 2002/621/EC and the travel and subsistence expenses of candidates attending recruitment interviews and medical examinations.
This appropriation also covers the costs of organising procedures for the selection of temporary and contract staff.
In cases duly motivated by functional requirements and after consultation with the European Personnel Selection Office, this appropriation may be used for competitions organised by the European Data Protection Board itself.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
).
Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
3 0 3 2
Further training
Appropriations 2020
Appropriations 2019
Outturn 2018
25 000
25 000
34 867 ,—
Remarks
This appropriation is intended to cover internal and external staff training and retraining courses, including language courses, organised on an interinstitutional, external or internal basis.
This appropriation also covers expenditure on educational and technical equipment.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
3 0 3 3
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
4 000
4 000
2 944 ,—
Remarks
This appropriation is intended to cover expenses related to the annual medical check-up for officials and other servants entitled to it, including the analyses and medical examinations requested in connection with that check-up.
3 0 3 4
Union nursery centre and other day nurseries and after-school centres
Appropriations 2020
Appropriations 2019
Outturn 2018
32 000
32 000
0 ,—
Remarks
This appropriation is intended to cover the European Data Protection Board’s share in expenditure related to the Union nursery centre and other day nurseries and after-school centres.
3 0 4
Expenditure in connection with the operation and activities of the Board
3 0 4 0
Meetings of the Board
Appropriations 2020
Appropriations 2019
Outturn 2018
868 500
935 700
343 993,75
Remarks
This appropriation is intended to cover the travel, subsistence and incidental expenses of experts and other persons invited to take part in committees, study groups or working meetings, as well as other connected expenditure (renting of rooms, interpretation needs, catering services, etc.).
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 4 1
Translation and interpretation costs
Appropriations 2020
Appropriations 2019
Outturn 2018
1 849 436
1 500 000
762 000 ,—
Remarks
This appropriation is intended to cover all translation and interpretation costs and other associated costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
Legal basis
Agreement on administrative cooperation between the European Data Protection Board and the institution providing the service.
3 0 4 2
Expenditure on publishing and information
Appropriations 2020
Appropriations 2019
Outturn 2018
92 500
45 000
108 276,25
Remarks
This appropriation is intended to cover expenditure on publishing and information, and in particular:
—
printing expenses for publications in the 
Official Journal of the European Union
,
—
the cost of printing and reproducing various publications in the official languages,
—
information material related to the European Data Protection Board,
—
any other expenses in connection with the institution’s information policy (symposia, seminars, participation in public events, etc.),
—
expenditure relating to publicity and information campaigns on the objectives, activities and role of the European Data Protection Board,
—
expenditure related to group visits to the European Data Protection Board.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 4 3
Information technology equipment and services
Appropriations 2020
Appropriations 2019
Outturn 2018
427 500
400 000
456 034,06
Remarks
This appropriation is intended to cover:
—
equipment (purchase and hire); operation and maintenance costs; information technology services including assistance with the operation and maintenance of data-processing systems and the development of software,
—
information technology operations entrusted to third parties and other expenditure in connection with information technology services, including the development and maintenance of the website,
—
expenditure relating to the purchase, hire, upkeep and maintenance of telecommunications equipment and other telecommunications-related expenditure, including charges for communications by telephone, telegraph and telex and via electronic data transmission.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 4 4
Travel expenses of external experts
Appropriations 2020
Appropriations 2019
Outturn 2018
10 000
10 000
36 344,40
Remarks
This appropriation is intended to cover the invitation costs, including travel and subsistence allowances and other related costs, for experts and other persons invited to take part in study groups or working meetings.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 4 5
External consultancy and studies
Appropriations 2020
Appropriations 2019
Outturn 2018
177 600
280 000
15 000 ,—
Remarks
This appropriation is intended to cover the financing of studies, consultancy services and surveys contracted out to qualified experts and research institutes.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
3 0 4 6
Expenditure in connection with the activities of the European Data Protection Board
Appropriations 2020
Appropriations 2019
Outturn 2018
148 412
140 000
55 709,64
Remarks
This appropriation is intended to cover:
—
the costs of receptions, representation costs and the purchase of representational items,
—
organisation of seminars, workshops or other common training programmes for members of the data protection authorities from the Member States, for members of the data protection authorities from third countries and for other relevant data protection experts invited by the European Data Protection Board,
—
activities to promote the exchange of information and practices between data protection supervisory authorities,
—
activities to promote data protection awareness,
—
activities to promote the exchange of knowledge and documentation on data protection law and practice with data protection supervisory authorities worldwide,
—
access charges for certain legal databases,
—
expenditure related to the library of the European Data Protection Board, including in particular the purchase of books and CD-ROMs, subscriptions to periodicals and press agencies and other associated costs.
Amount of assigned revenue in accordance with Article 21(3) of the Financial Regulation: p.m.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
19 476 998
16 638 572
13 539 301,88
69,51
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Legal basis
Regulation (EU, Euratom) No 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover unforeseen expenditure resulting from budgetary decisions taken in the course of the financial year.
STAFF
Section IX — European Data Protection Supervisor
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
1
—
1
—
AD 15
—
—
—
—
AD 14
3
—
3
—
AD 13
1
—
1
—
AD 12
3
—
3
—
AD 11
5
—
5
—
AD 10
8
—
8
—
AD 9
5
—
5
—
AD 8
4
—
4
—
AD 7
10
—
6
—
AD 6
9
—
5
—
AD 5
—
—
—
—
Subtotal AD
49
—
41
—
AST 11
1
—
1
—
AST 10
—
—
—
—
AST 9
1
—
1
—
AST 8
—
—
—
—
AST 7
2
—
2
—
AST 6
3
—
3
—
AST 5
5
—
4
—
AST 4
1
—
1
—
AST 3
—
—
—
—
AST 2
—
—
—
—
AST 1
1
—
1
—
Subtotal AST
14
—
13
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
1
—
1
—
AST/SC 3
2
—
1
—
AST/SC 2
—
—
1
—
AST/SC 1
—
—
—
—
Subtotal AST/SC
3
—
3
—
Total
66
—
57
—
Grand total
66
57
European Data Protection Board
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
—
—
—
—
AD 15
—
—
—
—
AD 14
—
—
—
—
AD 13
—
—
—
—
AD 12
—
—
—
—
AD 11
—
—
—
—
AD 10
1
—
1
—
AD 9
2
—
1
—
AD 8
1
—
—
—
AD 7
7
—
8
—
AD 6
3
—
—
—
AD 5
—
—
—
—
Subtotal AD
14
—
10
—
AST 11
—
—
—
—
AST 10
—
—
—
—
AST 9
—
—
—
—
AST 8
1
—
1
—
AST 7
—
—
—
—
AST 6
1
—
—
—
AST 5
1
—
1
—
AST 4
1
—
1
—
AST 3
—
—
1
—
AST 2
—
—
—
—
AST 1
—
—
—
—
Subtotal AST
4
—
4
—
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
—
—
—
—
AST/SC 2
—
—
—
—
AST/SC 1
—
—
—
—
Subtotal AST/SC
—
—
—
—
Total
18
—
14
—
Grand total
18
14
SECTION X
EUROPEAN EXTERNAL ACTION SERVICE
REVENUE
Contribution of the European Union to the financing of the expenditure of the European External Action Service for the financial year 2020
Heading
Amount
Expenditure
731 076 483
Own resources
–48 937 000
Contribution due
682 139 483
OWN RESOURCES
TITLE 4
REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 4 0
4 0 0
Proceeds from taxation of the salaries, wages and allowances of officials, other servants and persons in receipt of a pension
24 148 000
22 878 000
21 453 889,77
88,84
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
4 548 000
4 291 000
4 032 810 ,—
88,67
CHAPTER 4 0 — TOTAL
28 696 000
27 169 000
25 486 699,77
88,82
CHAPTER 4 1
4 1 0
Staff contributions to the pension scheme
20 241 000
19 169 000
18 373 204,18
90,77
4 1 1
Transfer or purchase of pension rights by staff
p.m.
p.m.
0 ,—
4 1 2
Contributions to the pension scheme by officials on leave on personal grounds
p.m.
p.m.
0 ,—
CHAPTER 4 1 — TOTAL
20 241 000
19 169 000
18 373 204,18
90,77
Title 4 — Total
48 937 000
46 338 000
43 859 903,95
89,63
CHAPTER 4 0 —
MISCELLANEOUS TAXES AND DEDUCTIONS
CHAPTER 4 1 —
CONTRIBUTIONS TO THE PENSION SCHEME
CHAPTER 4 0 —
   
MISCELLANEOUS TAXES AND DEDUCTIONS
4 0 0
Proceeds from taxation of the salaries, wages and allowances of officials, other servants and persons in receipt of a pension
Financial year 2020
Financial year 2019
Financial year 2018
24 148 000
22 878 000
21 453 889,77
Remarks
Protocol on the privileges and immunities of the European Union, and in particular Article 12 thereof.
Council Regulation (EEC, Euratom, ECSC) No 260/68 of 29 February 1968 laying down the conditions and procedure for applying the tax for the benefit of the European Communities (
OJ L 56, 4.3.1968, p. 8
).
4 0 4
Proceeds from the special levy and the solidarity levy on the salaries of Members of the institution, officials and other servants in active employment
Financial year 2020
Financial year 2019
Financial year 2018
4 548 000
4 291 000
4 032 810 ,—
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 66a thereof.
CHAPTER 4 1 —
   
CONTRIBUTIONS TO THE PENSION SCHEME
4 1 0
Staff contributions to the pension scheme
Financial year 2020
Financial year 2019
Financial year 2018
20 241 000
19 169 000
18 373 204,18
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 83(2) thereof.
4 1 1
Transfer or purchase of pension rights by staff
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Staff Regulations of Officials of the European Union, and in particular Articles 4 and 11 thereof and Article 48 of Annex VIII thereto.
4 1 2
Contributions to the pension scheme by officials on leave on personal grounds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
Staff Regulations of Officials of the European Union, and in particular Article 40(3) of Annex VIII thereto.
TITLE 5
REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 5 0
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles
p.m.
p.m.
309 529,50
5 0 0 1
Proceeds from the sale of other movable property
p.m.
p.m.
183 413,24
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
p.m.
p.m.
211 636,05
Article 5 0 0 — Total
p.m.
p.m.
704 578,79
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
p.m.
p.m.
0 ,—
5 0 2
Proceeds from the sale of publications, printed works and films
p.m.
p.m.
211 487,43
CHAPTER 5 0 — TOTAL
p.m.
p.m.
916 066,22
CHAPTER 5 1
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
p.m.
p.m.
0 ,—
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
p.m.
p.m.
7 729 748,91
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
p.m.
p.m.
9 710 756,02
Article 5 1 1 — Total
p.m.
p.m.
17 440 504,93
CHAPTER 5 1 — TOTAL
p.m.
p.m.
17 440 504,93
CHAPTER 5 2
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
p.m.
p.m.
86 206,16
CHAPTER 5 2 — TOTAL
p.m.
p.m.
86 206,16
CHAPTER 5 5
5 5 0
Revenue from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
p.m.
p.m.
28 314 636,95
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
p.m.
p.m.
5 610 820,95
CHAPTER 5 5 — TOTAL
p.m.
p.m.
33 925 457,90
CHAPTER 5 7
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
p.m.
p.m.
1 406 396,03
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution — Assigned revenue
p.m.
p.m.
0 ,—
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
p.m.
p.m.
36 754,39
5 7 4
Revenue arising from the Commission contribution to the European External Action Service (EEAS) for Union delegations — Assigned revenue
p.m.
p.m.
199 019 698,78
CHAPTER 5 7 — TOTAL
p.m.
p.m.
200 462 849,20
CHAPTER 5 8
5 8 0
Miscellaneous compensation — Assigned revenue
p.m.
p.m.
0 ,—
5 8 1
Revenue from insurance payments received — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 5 8 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 5 9
5 9 0
Other revenue arising from administrative management
p.m.
p.m.
222 933,50
CHAPTER 5 9 — TOTAL
p.m.
p.m.
222 933,50
Title 5 — Total
p.m.
p.m.
253 054 017,91
CHAPTER 5 0 —
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
CHAPTER 5 1 —
PROCEEDS FROM LETTING AND HIRING
CHAPTER 5 2 —
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
CHAPTER 5 5 —
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
CHAPTER 5 7 —
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
CHAPTER 5 8 —
MISCELLANEOUS COMPENSATION
CHAPTER 5 9 —
OTHER REVENUE ARISING FROM ADMINISTRATIVE MANAGEMENT
CHAPTER 5 0 —
   
PROCEEDS FROM THE SALE OF MOVABLE AND IMMOVABLE PROPERTY
5 0 0
Proceeds from the sale of movable property
5 0 0 0
Proceeds from the sale of vehicles
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
309 529,50
Remarks
This item is intended to record revenue from the sale or part-exchange of vehicles belonging to the institutions.
It also records the proceeds from the sale of vehicles that are being replaced or scrapped when their book value is fully depreciated.
5 0 0 1
Proceeds from the sale of other movable property
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
183 413,24
Remarks
This item is intended to record revenue from the sale or part-exchange of movable property, other than vehicles, belonging to the institutions.
It also records the proceeds from the sale of equipment, installations, materials, and scientific and technical apparatus which are being replaced or scrapped when the book value is fully depreciated.
5 0 0 2
Proceeds from the supply of goods to other institutions or bodies — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
211 636,05
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 1
Proceeds from the sale of immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This article is intended to record revenue from the sale of immovable property belonging to the institution.
In accordance with point (e) of Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 0 2
Proceeds from the sale of publications, printed works and films
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
211 487,43
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 1 —
   
PROCEEDS FROM LETTING AND HIRING
5 1 0
Proceeds from the hiring-out of furniture and equipment — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1
Proceeds from letting and subletting immovable property and reimbursement of charges connected with lettings
5 1 1 0
Proceeds from letting and subletting immovable property — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
7 729 748,91
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 1 1 1
Reimbursement of charges connected with lettings — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
9 710 756,02
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 2 —
   
REVENUE FROM INVESTMENTS OR LOANS GRANTED, BANK AND OTHER INTEREST
5 2 0
Revenue from investments or loans granted, bank and other interest on the institution’s accounts
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
86 206,16
CHAPTER 5 5 —
   
REVENUE FROM THE PROCEEDS OF SERVICES SUPPLIED AND WORK CARRIED OUT
5 5 0
Revenue from the supply of services and work for other institutions or bodies, including refunds by other institutions or bodies of mission allowances paid on their behalf — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
28 314 636,95
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 5 1
Revenue from third parties in respect of services or work supplied at their request — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
5 610 820,95
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 7 —
   
OTHER CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH THE ADMINISTRATIVE OPERATION OF THE INSTITUTION
5 7 0
Revenue arising from the repayment of amounts wrongly paid — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
1 406 396,03
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 1
Revenue earmarked for a specific purpose, such as income from foundations, subsidies, gifts and bequests, including the earmarked revenue specific to each institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(2) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 2
Repayment of welfare expenditure incurred on behalf of another institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 3
Other contributions and refunds in connection with the administrative operation of the institution — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
36 754,39
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 7 4
Revenue arising from the Commission contribution to the European External Action Service (EEAS) for Union delegations — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
199 019 698,78
Remarks
This revenue arises from a Commission contribution to the EEAS for covering locally managed expenses of Commission staff working in Union delegations, including Commission staff funded by the European Development Fund (EDF), and other expenditure relating to, inter alia, press and information activities.
In accordance with Article 21(2) and (3) of the Financial Regulation, any revenue will be used to provide additional appropriations for Item 3 0 0 5 in the statement of expenditure in this section.
The amount of assigned revenue in accordance with Article 21 of the Financial Regulation is estimated at EUR 196 466 000.
CHAPTER 5 8 —
   
MISCELLANEOUS COMPENSATION
5 8 0
Miscellaneous compensation — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
5 8 1
Revenue from insurance payments received — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21(3) of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 5 9 —
   
OTHER REVENUE ARISING FROM ADMINISTRATIVE MANAGEMENT
5 9 0
Other revenue arising from administrative management
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
222 933,50
TITLE 6
CONTRIBUTIONS AND REPAYMENTS UNDER UNION AGREEMENTS AND PROGRAMMES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 6 1
6 1 2
Repayment of expenditure incurred specifically during the performance of work on request and for consideration — Assigned revenue
p.m.
p.m.
0 ,—
CHAPTER 6 1 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 6 6
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
p.m.
p.m.
0 ,—
6 6 0 1
Other non-assigned contributions and refunds
p.m.
p.m.
0 ,—
Article 6 6 0 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 6 — TOTAL
p.m.
p.m.
0 ,—
Title 6 — Total
p.m.
p.m.
0 ,—
CHAPTER 6 1 —
REPAYMENT OF MISCELLANEOUS EXPENDITURE
CHAPTER 6 6 —
OTHER CONTRIBUTIONS AND REFUNDS
CHAPTER 6 1 —
   
REPAYMENT OF MISCELLANEOUS EXPENDITURE
6 1 2
Repayment of expenditure incurred specifically during the performance of work on request and for consideration — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
CHAPTER 6 6 —
   
OTHER CONTRIBUTIONS AND REFUNDS
6 6 0
Other contributions and refunds
6 6 0 0
Other assigned contributions and refunds — Assigned revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
In accordance with Article 21 of the Financial Regulation, this revenue is to be considered as assigned revenue and gives rise to the entry of additional appropriations in the headings which bore the initial expenditure giving rise to the corresponding revenue.
6 6 0 1
Other non-assigned contributions and refunds
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Remarks
This item is intended to accommodate any revenue not provided for in other parts of Title 6 which is not used, in accordance with Article 21 of the Financial Regulation.
TITLE 7
DEFAULT INTEREST AND FINES
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 7 0
7 0 0
Default interest
7 0 0 1
Other default interest
p.m.
p.m.
21 028,54
Article 7 0 0 — Total
p.m.
p.m.
21 028,54
7 0 9
Other interest
p.m.
p.m.
0 ,—
CHAPTER 7 0 — TOTAL
p.m.
p.m.
21 028,54
Title 7 — Total
p.m.
p.m.
21 028,54
CHAPTER 7 0 —
DEFAULT INTEREST AND INTEREST ON FINES
CHAPTER 7 0 —
   
DEFAULT INTEREST AND INTEREST ON FINES
7 0 0
Default interest
7 0 0 1
Other default interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
21 028,54
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 98(4) thereof.
7 0 9
Other interest
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
0 ,—
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
), and in particular Article 98(4) thereof.
TITLE 9
MISCELLANEOUS REVENUE
Article
Item
Heading
Financial year 2020
Financial year 2019
Financial year 2018
% 2018/2020
CHAPTER 9 0
9 0 0
Miscellaneous revenue
p.m.
p.m.
CHAPTER 9 0 — TOTAL
p.m.
p.m.
Title 9 — Total
p.m.
p.m.
GRAND TOTAL
48 937 000
46 338 000
296 934 950,40
606,77
CHAPTER 9 0 —
MISCELLANEOUS REVENUE
CHAPTER 9 0 —
   
MISCELLANEOUS REVENUE
9 0 0
Miscellaneous revenue
Financial year 2020
Financial year 2019
Financial year 2018
p.m.
p.m.
EXPENDITURE
General summary of appropriations (2020 and 2019) and outturn (2018)
Title
Chapter
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
1
STAFF AT HEADQUARTERS
1 1
REMUNERATION AND OTHER ENTITLEMENTS RELATING TO STATUTORY STAFF
144 024 000
131 374 816
126 470 808,07
1 2
REMUNERATION AND OTHER ENTITLEMENTS RELATING TO EXTERNAL STAFF
28 048 000
27 832 173
23 905 091,32
1 3
OTHER EXPENDITURE RELATING TO STAFF MANAGEMENT
2 685 000
2 567 100
2 483 722,66
1 4
MISSIONS
8 893 250
8 577 000
8 527 000 ,—
1 5
MEASURES TO ASSIST STAFF
1 974 780
1 896 000
1 741 000 ,—
Title 1 — Total
185 625 030
172 247 089
163 127 622,05
2
BUILDINGS, EQUIPMENT AND OPERATING EXPENDITURE AT HEADQUARTERS
2 0
BUILDINGS AND ASSOCIATED COSTS
42 180 500
32 005 998
31 291 537,15
2 1
COMPUTER SYSTEMS, EQUIPMENT AND FURNITURE
37 936 000
35 269 000
35 436 986,98
2 2
OTHER OPERATING EXPENDITURE
10 590 000
10 136 000
8 914 849,83
Title 2 — Total
90 706 500
77 410 998
75 643 373,96
3
DELEGATIONS
3 0
DELEGATIONS
454 744 953
445 174 429
439 202 211,41
Title 3 — Total
454 744 953
445 174 429
439 202 211,41
10
OTHER EXPENDITURE
10 0
PROVISIONAL APPROPRIATIONS
p.m.
p.m.
0 ,—
10 1
CONTINGENCY RESERVE
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
731 076 483
694 832 516
677 973 207,42
TITLE 1
STAFF AT HEADQUARTERS
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 1 1
1 1 0
Remuneration and other entitlements relating to statutory staff
1 1 0 0
Basic salaries
Non-differentiated appropriations
111 096 000
101 292 794
97 349 595,30
87,63
1 1 0 1
Entitlements under the Staff Regulations related to the post held
Non-differentiated appropriations
388 000
313 784
374 343,22
96,48
1 1 0 2
Entitlements under the Staff Regulations related to the personal circumstances of the staff member
Non-differentiated appropriations
28 318 000
25 914 220
24 989 803,76
88,25
1 1 0 3
Social security cover
Non-differentiated appropriations
4 222 000
3 854 018
3 757 065,79
88,99
1 1 0 4
Salary weightings and updates
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 1 1 0 — Total
144 024 000
131 374 816
126 470 808,07
87,81
CHAPTER 1 1 — TOTAL
144 024 000
131 374 816
126 470 808,07
87,81
CHAPTER 1 2
1 2 0
Remuneration and other entitlements relating to external staff
1 2 0 0
Contract staff
Non-differentiated appropriations
12 976 000
13 679 180
10 688 291,32
82,37
1 2 0 1
Non-military seconded national experts
Non-differentiated appropriations
3 549 000
3 260 287
3 723 800 ,—
104,93
1 2 0 2
Traineeships
Non-differentiated appropriations
420 000
428 000
405 000 ,—
96,43
1 2 0 3
External services
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 2 0 4
Agency staff and special advisers
Non-differentiated appropriations
200 000
200 000
100 000 ,—
50,00
1 2 0 5
Military seconded national experts
Non-differentiated appropriations
10 903 000
10 264 706
8 988 000 ,—
82,44
Article 1 2 0 — Total
28 048 000
27 832 173
23 905 091,32
85,23
1 2 2
Provisional appropriation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
CHAPTER 1 2 — TOTAL
28 048 000
27 832 173
23 905 091,32
85,23
CHAPTER 1 3
1 3 0
Expenditure relating to staff management
1 3 0 0
Recruitment
Non-differentiated appropriations
200 000
100 000
79 750 ,—
39,88
1 3 0 1
Training
Non-differentiated appropriations
1 201 000
1 201 000
1 203 572,97
100,21
1 3 0 2
Entitlements on entering the service, transfers and leaving the service
Non-differentiated appropriations
1 284 000
1 266 100
1 200 399,69
93,49
Article 1 3 0 — Total
2 685 000
2 567 100
2 483 722,66
92,50
CHAPTER 1 3 — TOTAL
2 685 000
2 567 100
2 483 722,66
92,50
CHAPTER 1 4
1 4 0
Missions
Non-differentiated appropriations
8 893 250
8 577 000
8 527 000 ,—
95,88
CHAPTER 1 4 — TOTAL
8 893 250
8 577 000
8 527 000 ,—
95,88
CHAPTER 1 5
1 5 0
Measures to assist staff
1 5 0 0
Social services and assistance to staff
Non-differentiated appropriations
283 000
237 000
241 038 ,—
85,17
1 5 0 1
Medical service
Non-differentiated appropriations
686 460
673 000
512 552 ,—
74,67
1 5 0 2
Restaurants and canteens
Non-differentiated appropriations
p.m.
p.m.
0 ,—
1 5 0 3
Crèches and childcare facilities
Non-differentiated appropriations
985 000
966 000
968 000 ,—
98,27
1 5 0 4
Contribution to accredited Type II European Schools
Non-differentiated appropriations
20 320
20 000
19 410 ,—
95,52
Article 1 5 0 — Total
1 974 780
1 896 000
1 741 000 ,—
88,16
CHAPTER 1 5 — TOTAL
1 974 780
1 896 000
1 741 000 ,—
88,16
Title 1 — Total
185 625 030
172 247 089
163 127 622,05
87,88
CHAPTER 1 1 —
REMUNERATION AND OTHER ENTITLEMENTS RELATING TO STATUTORY STAFF
CHAPTER 1 2 —
REMUNERATION AND OTHER ENTITLEMENTS RELATING TO EXTERNAL STAFF
CHAPTER 1 3 —
OTHER EXPENDITURE RELATING TO STAFF MANAGEMENT
CHAPTER 1 4 —
MISSIONS
CHAPTER 1 5 —
MEASURES TO ASSIST STAFF
CHAPTER 1 1 —
   
REMUNERATION AND OTHER ENTITLEMENTS RELATING TO STATUTORY STAFF
Remarks
The appropriations entered in this chapter are assessed on the basis of the EEAS establishment plan for the financial year.
1 1 0
Remuneration and other entitlements relating to statutory staff
1 1 0 0
Basic salaries
Appropriations 2020
Appropriations 2019
Outturn 2018
111 096 000
101 292 794
97 349 595,30
Remarks
This appropriation is intended to cover basic salaries for officials and temporary staff holding a post provided for in the establishment plan and compensation provided for under Annex IV of the Staff Regulations.
The appropriation will be used in full compliance with the provisions of the Council Decision 2010/427/EU of 26 July 2010 establishing the organisation and functioning of the European External Action Service (
OJ L 201, 3.8.2010, p. 30
), and in particular Article 6(9) thereof. The existing imbalances in EEAS staffing in terms of the proportion of Member State diplomats and regular EU staff in certain positions will be addressed in line with the commitments given by the Vice-President / High Representative in her letter of 13 September 2016 to the European Parliament.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 1
Entitlements under the Staff Regulations related to the post held
Appropriations 2020
Appropriations 2019
Outturn 2018
388 000
313 784
374 343,22
Remarks
This appropriation is intended to cover primarily, for officials and temporary staff holding a post provided for in the establishment plan:
—
secretarial allowances,
—
accommodation and transport allowances,
—
fixed local travel allowances,
—
allowances for shift work or standby duty at the official’s place of work or at home,
—
other allowances and repayments,
—
overtime.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 2
Entitlements under the Staff Regulations related to the personal circumstances of the staff member
Appropriations 2020
Appropriations 2019
Outturn 2018
28 318 000
25 914 220
24 989 803,76
Remarks
This appropriation is intended to cover primarily, for officials and temporary staff holding a post provided for in the establishment plan:
—
expatriation and foreign residence allowances,
—
household, dependent child and education allowances,
—
allowances for parental or family leave,
—
payment of travel expenses for officials or temporary staff, their spouses and dependants from their place of employment to their place of origin,
—
in the event of the death of an official or an official’s dependent, the costs incurred pursuant to Article 75 of the Staff Regulations for transporting the body,
—
miscellaneous allowances and grants.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 3
Social security cover
Appropriations 2020
Appropriations 2019
Outturn 2018
4 222 000
3 854 018
3 757 065,79
Remarks
This appropriation is mainly intended to cover, for officials and temporary staff holding a post provided for in the establishment plan:
—
insurance against sickness, accidents and occupational disease and other social security charges,
—
unemployment insurance for temporary staff and payments made by the institution to allow temporary staff to constitute or maintain pension rights in their country of origin.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
1 1 0 4
Salary weightings and updates
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover, for officials and temporary staff holding a post provided for in the establishment plan, the impact of weightings applicable to remuneration and to the part of emoluments transferred to a country other than the country of employment.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 1 2 —
   
REMUNERATION AND OTHER ENTITLEMENTS RELATING TO EXTERNAL STAFF
1 2 0
Remuneration and other entitlements relating to external staff
1 2 0 0
Contract staff
Appropriations 2020
Appropriations 2019
Outturn 2018
12 976 000
13 679 180
10 688 291,32
Remarks
This appropriation is intended to cover the remuneration of contract staff (within the meaning of the Conditions of Employment of Other Servants of the European Union), employer’s contributions to the various social security schemes and the impact of salary weightings applicable to the remuneration of these staff.
This appropriation also covers the cost of 16 contract agents involved in strategic communication activities.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 1 109 000.
Legal basis
Conditions of Employment of Other Servants of the European Union.
1 2 0 1
Non-military seconded national experts
Appropriations 2020
Appropriations 2019
Outturn 2018
3 549 000
3 260 287
3 723 800 ,—
Remarks
This appropriation is intended to cover allowances and administrative expenses in respect of national experts on secondment other than those posted to serve as the European Union Military Staff.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 330 000.
Legal basis
Decision of the High Representative of the Union for Foreign Affairs and Security Policy of 4 February 2014 establishing the rules applicable to National Experts seconded to the European External Action Service.
1 2 0 2
Traineeships
Appropriations 2020
Appropriations 2019
Outturn 2018
420 000
428 000
405 000 ,—
Remarks
This appropriation is intended to cover the costs of in-service traineeships intended for graduates and is designed to provide them with an overview of the objectives set and the challenges faced by the Union, an insight into how its institutions work and an opportunity to enhance their knowledge through work experience at the EEAS.
It covers the payment of grants and other related costs (supplement for dependent persons or for trainees, persons with disabilities, accident and sickness insurance, etc., reimbursement of travelling costs arising from the traineeship, particularly at the start and the close of the traineeship, as well as the costs of organising events stemming from the traineeship programme, e.g. visits, hosting and reception costs). It also covers the costs of evaluation in order to optimise the programme of traineeships and communication and information campaigns.
The selection of trainees is based on objective, transparent criteria and reflects a geographical balance.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
1 2 0 3
External services
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover all services performed by persons not linked to the institution and in particular:
—
temporary staff for miscellaneous services,
—
supplementary staff for meetings,
—
experts in the field of working conditions.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
1 2 0 4
Agency staff and special advisers
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
200 000
100 000 ,—
Remarks
This appropriation is mainly intended to cover the remuneration of agency staff, temporary staff and special advisers, including in the field of the CSDP/CFSP, employer’s contributions to the various social security schemes and the impact of salary weightings applicable to the remuneration of these staff.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union.
1 2 0 5
Military seconded national experts
Appropriations 2020
Appropriations 2019
Outturn 2018
10 903 000
10 264 706
8 988 000 ,—
Remarks
This appropriation is intended to finance the emoluments of the national military experts posted to serve as the European Union Military Staff under the CSDP/CFSP.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Decision of the High Representative of the Union for Foreign Affairs and Security Policy of 4 February 2014 establishing the rules applicable to National Experts seconded to the European External Action Service.
1 2 2
Provisional appropriation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the effect of any salary updates in the course of the financial year.
This appropriation is provisional and may be used only after its transfer to the appropriate headings of this chapter.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union.
CHAPTER 1 3 —
   
OTHER EXPENDITURE RELATING TO STAFF MANAGEMENT
1 3 0
Expenditure relating to staff management
1 3 0 0
Recruitment
Appropriations 2020
Appropriations 2019
Outturn 2018
200 000
100 000
79 750 ,—
Remarks
This appropriation is intended to cover:
—
expenditure on organising the competitions provided for in Article 3 of Decision 2002/621/EC and travel and subsistence expenses for applicants called for interviews and medical examinations,
—
the costs of organising selection procedures for temporary, auxiliary and local staff.
In cases duly justified by operational requirements, and after consulting the European Personnel Selection Office, this appropriation may be used for competitions organised by the institution itself.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 27 to 31 and 33 thereof and Annex III thereto.
Decision 2002/620/EC of the European Parliament, the Council, the Commission, the Court of Justice, the Court of Auditors, the Economic and Social Committee, the Committee of the Regions and the European Ombudsman of 25 July 2002 establishing a European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 53
) and Decision 2002/621/EC of the Secretaries-General of the European Parliament, the Council and the Commission, the Registrar of the Court of Justice, the Secretaries-General of the Court of Auditors, the Economic and Social Committee and the Committee of the Regions, and the Representative of the European Ombudsman of 25 July 2002 on the organisation and operation of the European Communities Personnel Selection Office (
OJ L 197, 26.7.2002, p. 56
).
1 3 0 1
Training
Appropriations 2020
Appropriations 2019
Outturn 2018
1 201 000
1 201 000
1 203 572,97
Remarks
This appropriation is intended to cover:
—
expenditure incurred for further training and retraining, including language courses run on an interinstitutional basis, course fees, the cost of trainers and logistical costs, such as room and equipment hire, as well as miscellaneous connected costs, such as refreshments and food, the expenses of attendance at courses, conferences and congresses under the European Union Military Staff’s terms of reference,
—
enrolment fees for seminars and conferences.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 24a thereof.
Conditions of Employment of Other Servants of the European Union.
Council Decision 2001/80/CFSP of 22 January 2001 on the establishment of the Military Staff of the European Union (
OJ L 27, 30.1.2001, p. 7
).
Decision of the High Representative of the Union for Foreign Affairs and Security Policy of 4 February 2014 establishing the rules applicable to National Experts seconded to the European External Action Service.
1 3 0 2
Entitlements on entering the service, transfers and leaving the service
Appropriations 2020
Appropriations 2019
Outturn 2018
1 284 000
1 266 100
1 200 399,69
Remarks
This appropriation is intended to cover:
—
travel expenses due to officials, temporary and contract staff (including their families) entering or leaving the service,
—
installation/resettlement allowances and removal expenses due to officials, temporary and contract staff obliged to change their place of residence on taking up their duties, on transfer to a new place of employment and on leaving the service and resettling elsewhere,
—
daily subsistence allowance payable to officials, temporary and contract staff who provide proof that they have had to change their place of residence on taking up their duties or transferring to a new place of employment,
—
severance grant for probationers dismissed for obvious inadequacy,
—
compensation in the event of termination by the institution of the contract of a temporary or contract staff member.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
CHAPTER 1 4 —
   
MISSIONS
1 4 0
Missions
Appropriations 2020
Appropriations 2019
Outturn 2018
8 893 250
8 577 000
8 527 000 ,—
Remarks
This appropriation is intended to cover:
—
mission expenses incurred by the High Representative and accompanying staff,
—
mission expenses and staff duty travel expenses of the officials, temporary and contract staff and special advisers of the EEAS, together with transport costs, payment of daily subsistence allowances on mission and ancillary or special costs connected with missions,
—
mission expenses incurred under the European Union Military Staff’s terms of reference,
—
mission expenses of national experts on secondment to the EEAS,
—
mission expenses of the High Representative’s special advisers and special envoys,
—
mission expenses of successful candidates called for training prior to taking up duty,
—
mission expenses of the chair of the Military Committee.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 85 000.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 11, 12 and 13 of Annex VII thereto.
Decision of the High Representative of the Union for Foreign Affairs and Security Policy on rules applicable to mission by EEAS staff.
Council Decision 2001/80/CFSP of 22 January 2001 on the establishment of the Military Staff of the European Union (
OJ L 27, 30.1.2001, p. 7
).
Decision of the High Representative of the Union for Foreign Affairs and Security Policy of 4 February 2014 establishing the rules applicable to National Experts seconded to the European External Action Service.
CHAPTER 1 5 —
   
MEASURES TO ASSIST STAFF
1 5 0
Measures to assist staff
1 5 0 0
Social services and assistance to staff
Appropriations 2020
Appropriations 2019
Outturn 2018
283 000
237 000
241 038 ,—
Remarks
This appropriation is intended to cover:
—
measures taken to assist officials and other staff in particularly difficult situations,
—
costs for social contacts between members of staff,
—
partial reimbursement to staff of the cost of using public transport to come to work. This measure is intended as an incentive to use public transport,
—
expenditure on recognition events for officials, and in particular the cost of medals for 20 years’ service and retirement gifts.
This appropriation is intended for the following categories of disabled persons as part of a policy to assist the disabled:
—
officials in service,
—
spouses of officials in service,
—
all dependent children within the meaning of the Staff Regulations of Officials of the European Union.
It enables the reimbursement of non-medical costs that are deemed necessary, result from disablement and are duly substantiated, subject to budgetary ceilings, once any national entitlements granted in the country of residence or of origin have been exhausted.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Articles 24 and 76 thereof.
1 5 0 1
Medical service
Appropriations 2020
Appropriations 2019
Outturn 2018
686 460
673 000
512 552 ,—
Remarks
This appropriation is intended to cover in particular:
—
the operating costs of the sick bays, the cost of consumables, medical care and medicines at the crèche, expenditure on medical check-ups and expenditure relating to the Invalidity Committees and the cost of spectacles,
—
expenditure on the purchase of certain work tools deemed necessary on medical grounds.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union, and in particular Article 59 thereof and Article 8 of Annex II thereto.
1 5 0 2
Restaurants and canteens
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover remuneration for the services provided by the operator of the restaurants and canteens.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
1 5 0 3
Crèches and childcare facilities
Appropriations 2020
Appropriations 2019
Outturn 2018
985 000
966 000
968 000 ,—
Remarks
This appropriation is intended to cover the EEAS contribution to the cost of the Early Childhood Centre and other crèches and childcare facilities (to be paid to the Commission and/or the Council).
Revenue from the parental contribution and from contributions by organisations employing parents gives rise to assigned revenue.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
1 5 0 4
Contribution to accredited Type II European Schools
Appropriations 2020
Appropriations 2019
Outturn 2018
20 320
20 000
19 410 ,—
Remarks
This appropriation is intended to cover the EEAS’s contribution to the Type II European Schools accredited by the Board of Governors of the European Schools or the reimbursement to the Commission of the contribution to the Type II European Schools accredited by the Board of Governors of the European Schools paid by the Commission in the name and on behalf of the EEAS and based on the Mandate and Service agreement signed with the Commission. It will cover the cost for children of the EEAS’s staff enrolled in a Type II European School.
TITLE 2
BUILDINGS, EQUIPMENT AND OPERATING EXPENDITURE AT HEADQUARTERS
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 2 0
2 0 0
Buildings
2 0 0 0
Rent and annual lease payments
Non-differentiated appropriations
21 306 000
18 658 998
18 429 538 ,—
86,50
2 0 0 1
Acquisition of immovable property
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 0 0 2
Fitting-out and security works
Non-differentiated appropriations
5 411 000
460 000
674 000 ,—
12,46
Article 2 0 0 — Total
26 717 000
19 118 998
19 103 538 ,—
71,50
2 0 1
Costs relating to buildings
2 0 1 0
Cleaning and maintenance
Non-differentiated appropriations
5 660 000
4 747 000
4 645 999,15
82,08
2 0 1 1
Water, gas, electricity and heating
Non-differentiated appropriations
1 750 000
1 455 000
1 383 000 ,—
79,03
2 0 1 2
Security and surveillance of buildings
Non-differentiated appropriations
7 866 000
6 530 000
5 995 000 ,—
76,21
2 0 1 3
Insurance
Non-differentiated appropriations
75 000
45 000
44 000 ,—
58,67
2 0 1 4
Other expenditure relating to buildings
Non-differentiated appropriations
112 500
110 000
120 000 ,—
106,67
Article 2 0 1 — Total
15 463 500
12 887 000
12 187 999,15
78,82
CHAPTER 2 0 — TOTAL
42 180 500
32 005 998
31 291 537,15
74,18
CHAPTER 2 1
2 1 0
Computer systems and telecommunications
2 1 0 0
Information and communication technology
Non-differentiated appropriations
16 016 000
14 791 000
14 291 000 ,—
89,23
2 1 0 1
Cryptography and highly classified information and communications technology
Non-differentiated appropriations
15 418 000
15 190 000
15 080 000 ,—
97,81
2 1 0 2
Security of information and communication technology up to the level ‘EU restricted’
Non-differentiated appropriations
4 850 000
3 785 000
3 786 000 ,—
78,06
2 1 0 3
Technical security countermeasures
Non-differentiated appropriations
1 250 000
1 145 000
1 784 987,48
142,80
Article 2 1 0 — Total
37 534 000
34 911 000
34 941 987,48
93,09
2 1 1
Furniture, technical equipment and transport
2 1 1 0
Furniture
Non-differentiated appropriations
217 000
203 000
391 261 ,—
180,30
2 1 1 1
Technical equipment and installations
Non-differentiated appropriations
100 000
105 000
43 500 ,—
43,50
2 1 1 2
Transport
Non-differentiated appropriations
85 000
50 000
60 238,50
70,87
Article 2 1 1 — Total
402 000
358 000
494 999,50
123,13
CHAPTER 2 1 — TOTAL
37 936 000
35 269 000
35 436 986,98
93,41
CHAPTER 2 2
2 2 0
Conferences, congresses and meetings
2 2 0 0
Organisation of meetings, conferences and congresses
Non-differentiated appropriations
700 000
600 000
665 000 ,—
95,00
2 2 0 1
Experts’ travel expenses
Non-differentiated appropriations
40 000
40 000
55 000 ,—
137,50
Article 2 2 0 — Total
740 000
640 000
720 000 ,—
97,30
2 2 1
Information
2 2 1 0
Documentation and library expenditure
Non-differentiated appropriations
955 000
955 000
954 757,72
99,97
2 2 1 1
Satellite imagery
Non-differentiated appropriations
450 000
450 000
450 000 ,—
100,00
2 2 1 2
General publications
Non-differentiated appropriations
40 000
40 000
40 000 ,—
100,00
2 2 1 3
Public information and public events
Non-differentiated appropriations
495 000
495 000
494 926,46
99,99
2 2 1 4
Strategic Communication Capacity
Non-differentiated appropriations
2 000 000
2 000 000
799 956,90
40,00
Article 2 2 1 — Total
3 940 000
3 940 000
2 739 641,08
69,53
2 2 2
Language services
2 2 2 0
Translation
Non-differentiated appropriations
p.m.
p.m.
0 ,—
2 2 2 1
Interpretation
Non-differentiated appropriations
750 000
560 000
735 000 ,—
98,00
Article 2 2 2 — Total
750 000
560 000
735 000 ,—
98,00
2 2 3
Miscellaneous expenses
2 2 3 0
Office supplies
Non-differentiated appropriations
490 000
460 000
400 000 ,—
81,63
2 2 3 1
Postal charges
Non-differentiated appropriations
158 000
155 000
155 000 ,—
98,10
2 2 3 2
Expenditure on studies, surveys and consultations
Non-differentiated appropriations
40 000
40 000
115 515 ,—
288,79
2 2 3 3
Interinstitutional cooperation
Non-differentiated appropriations
3 627 000
3 569 000
3 302 999,75
91,07
2 2 3 4
Removals
Non-differentiated appropriations
122 500
120 000
165 000 ,—
134,69
2 2 3 5
Financial charges
Non-differentiated appropriations
5 000
5 000
8 000 ,—
160,00
2 2 3 6
Legal expenses and costs, damages and compensation
Non-differentiated appropriations
147 000
147 000
79 900 ,—
54,35
2 2 3 7
Other operating expenditure
Non-differentiated appropriations
120 500
50 000
43 794 ,—
36,34
Article 2 2 3 — Total
4 710 000
4 546 000
4 270 208,75
90,66
2 2 4
Conflict Prevention and Mediation Support Services (continuation)
2 2 4 0
Conflict Prevention and Mediation Support Services (continuation)
Non-differentiated appropriations
450 000
450 000
450 000 ,—
100,00
Article 2 2 4 — Total
450 000
450 000
450 000 ,—
100,00
CHAPTER 2 2 — TOTAL
10 590 000
10 136 000
8 914 849,83
84,18
Title 2 — Total
90 706 500
77 410 998
75 643 373,96
83,39
CHAPTER 2 0 —
BUILDINGS AND ASSOCIATED COSTS
CHAPTER 2 1 —
COMPUTER SYSTEMS, EQUIPMENT AND FURNITURE
CHAPTER 2 2 —
OTHER OPERATING EXPENDITURE
CHAPTER 2 0 —
   
BUILDINGS AND ASSOCIATED COSTS
2 0 0
Buildings
2 0 0 0
Rent and annual lease payments
Appropriations 2020
Appropriations 2019
Outturn 2018
21 306 000
18 658 998
18 429 538 ,—
Remarks
This appropriation is intended to cover in Brussels the rent and taxes on buildings occupied by the EEAS and the rent for meeting rooms, a warehouse and parking spaces.
It is also intended to cover the annual lease payments for buildings or parts of buildings under existing leases or leases in preparation.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 985 000.
2 0 0 1
Acquisition of immovable property
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover the acquisition of immovable property.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 0 0 2
Fitting-out and security works
Appropriations 2020
Appropriations 2019
Outturn 2018
5 411 000
460 000
674 000 ,—
Remarks
This appropriation is intended to cover fitting-out work, including:
—
studies on adapting and extending the institution’s buildings,
—
works on the fitting-out of buildings for the purposes of the physical and material safety of persons and property,
—
fitting-out and transformation of premises in accordance with operational requirements,
—
adaptation of premises and technical installations to meet the health and safety requirements and standards in force.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (
OJ L 183, 29.6.1989, p. 1
).
2 0 1
Costs relating to buildings
2 0 1 0
Cleaning and maintenance
Appropriations 2020
Appropriations 2019
Outturn 2018
5 660 000
4 747 000
4 645 999,15
Remarks
This appropriation is intended to cover the following cleaning and maintenance costs:
—
the cleaning of offices, workshops and stores (including curtains, net curtains, carpets, blinds, etc.),
—
replacement of worn curtains, net curtains and carpets,
—
painting,
—
miscellaneous maintenance,
—
repairs to technical installations,
—
technical supplies,
—
contracts for the maintenance of miscellaneous technical equipment (air conditioning, heating, waste disposal, lifts, security equipment and safe-speech rooms).
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 0 1 1
Water, gas, electricity and heating
Appropriations 2020
Appropriations 2019
Outturn 2018
1 750 000
1 455 000
1 383 000 ,—
Remarks
This appropriation is intended to cover water, gas, electricity and heating costs.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 45 000.
2 0 1 2
Security and surveillance of buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
7 866 000
6 530 000
5 995 000 ,—
Remarks
This appropriation is intended to cover the costs of caretaking and surveillance in respect of buildings occupied by the EEAS.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 280 000.
2 0 1 3
Insurance
Appropriations 2020
Appropriations 2019
Outturn 2018
75 000
45 000
44 000 ,—
Remarks
This appropriation is intended to cover the premiums on contracts concluded with insurance companies for the buildings occupied by the EEAS and public liability insurance covering visitors to those buildings.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 0 1 4
Other expenditure relating to buildings
Appropriations 2020
Appropriations 2019
Outturn 2018
112 500
110 000
120 000 ,—
Remarks
This appropriation is intended to cover any other current expenditure relating to buildings (including the Cortenberg and ER buildings) not provided for in the other articles of this chapter, in particular the costs of waste removal, signalling equipment and surveys by specialised bodies.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
CHAPTER 2 1 —
   
COMPUTER SYSTEMS, EQUIPMENT AND FURNITURE
2 1 0
Computer systems and telecommunications
2 1 0 0
Information and communication technology
Appropriations 2020
Appropriations 2019
Outturn 2018
16 016 000
14 791 000
14 291 000 ,—
Remarks
This appropriation is intended to cover expenditure for non-classified information and communication technology at headquarters and, to a limited extent, in delegations, namely expenditure relating to:
—
the purchase or hire of equipment or software for computer systems and applications,
—
assistance and training provided by computer services and consultancy firms for the operation and development of computer systems and applications, including support for users,
—
the servicing and maintenance of computer equipment and systems and applications software,
—
communication service providers,
—
the price of communications and data-transmission.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 1 0 1
Cryptography and highly classified information and communications technology
Appropriations 2020
Appropriations 2019
Outturn 2018
15 418 000
15 190 000
15 080 000 ,—
Remarks
This appropriation is intended to cover expenditure for cryptography and highly secure information and communication technology, namely expenditure relating to:
—
the purchase or hire of equipment or software for secure computer systems and applications,
—
assistance and training provided by computer services and consultancy firms for the operation and development of computer systems and applications, including support for users, the servicing and maintenance of secure computer equipment and systems and applications software,
—
subscription to secure communication services,
—
the price of secure communications and data transmissions.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 50 000.
2 1 0 2
Security of information and communication technology up to the level ‘EU restricted’
Appropriations 2020
Appropriations 2019
Outturn 2018
4 850 000
3 785 000
3 786 000 ,—
Remarks
This appropriation is intended to cover expenditure to ensure the security of information up to the level ‘EU restricted’, namely expenditure for that purpose relating to:
—
the purchase or hire of equipment or software,
—
assistance and training provided by computer services and consultancy firms for the operation and development of secure computer systems and applications, including support for users,
—
the maintenance and servicing of computer equipment and systems and applications software,
—
subscriptions to communications services,
—
the price of communications and data transmissions,
—
mission expenses for cyber-security audits.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 1 0 3
Technical security countermeasures
Appropriations 2020
Appropriations 2019
Outturn 2018
1 250 000
1 145 000
1 784 987,48
Remarks
This appropriation is intended to cover expenditure to ensure the security of information through technical security countermeasures, namely expenditure for that purpose relating to:
—
the purchase or hire of equipment or software for sweeping premises at headquarters, in delegations and in buildings used for conferences and meetings,
—
assistance and training provided by specialised service companies, manufacturers and consultancy firms for the operation and development of such equipment or software, including support to users,
—
the maintenance and servicing of such equipment, systems and applications software,
—
the cost of transporting the equipment for sweeping premises,
—
the acquisition, transport and installation of specific equipment necessary for safe-speech rooms,
—
mission costs incurred by staff necessary for sweeping premises or equipping safe-speech rooms,
—
the acquisition or hire of security systems for EEAS’ buildings,
—
operation and development of counterintelligence measures and investigations, including training and equipment.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 1 1
Furniture, technical equipment and transport
2 1 1 0
Furniture
Appropriations 2020
Appropriations 2019
Outturn 2018
217 000
203 000
391 261 ,—
Remarks
This appropriation is intended to cover:
—
purchase or replacement of furniture and specialised furniture,
—
hire of furniture during missions and meetings outside EEAS premises,
—
maintenance and repair of furniture.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 1 1 1
Technical equipment and installations
Appropriations 2020
Appropriations 2019
Outturn 2018
100 000
105 000
43 500 ,—
Remarks
This appropriation is intended to cover:
—
the purchase or replacement of miscellaneous fixed and mobile technical equipment and installations, particularly in connection with archiving, security, conferences, canteens and buildings,
—
technical assistance and supervision, particularly in connection with conferences and canteens,
—
hire of technical equipment and installations and the cost of servicing, maintaining and repairing such technical equipment and installations.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 1 1 2
Transport
Appropriations 2020
Appropriations 2019
Outturn 2018
85 000
50 000
60 238,50
Remarks
This appropriation is intended to cover, inter alia:
—
the leasing or acquisition of service vehicles,
—
the cost of hiring cars when it is impossible to make use of the means of transport available to the EEAS, particularly in the course of missions,
—
the running and maintenance costs of service cars (purchase of fuel, tyres, etc.).
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
CHAPTER 2 2 —
   
OTHER OPERATING EXPENDITURE
2 2 0
Conferences, congresses and meetings
2 2 0 0
Organisation of meetings, conferences and congresses
Appropriations 2020
Appropriations 2019
Outturn 2018
700 000
600 000
665 000 ,—
Remarks
This appropriation is intended to cover expenses for:
—
organising informal Foreign Affairs Council meetings and other informal meetings,
—
organising political dialogue meetings at ministerial and senior official levels,
—
organising conferences and congresses,
—
internal meetings, including where necessary the cost of food and refreshments served in special occasions,
—
discharging the obligations incumbent upon the institution in the form of reception and representation expenses,
—
protocol-related activities.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 0 1
Experts’ travel expenses
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
40 000
55 000 ,—
Remarks
This appropriation is intended to cover travel and subsistence allowances for experts invited to meetings or sent on mission by the EEAS.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 1
Information
2 2 1 0
Documentation and library expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
955 000
955 000
954 757,72
Remarks
This appropriation is intended to cover:
—
the costs of access to external documentary and statistical databases including for geographical data,
—
subscriptions to newspapers, periodicals, services supplying analyses of their content and other online publications; this appropriation also covers any copyright costs arising out of the reproduction and circulation of such publications in hard copy or electronically,
—
the purchase of books and other works in hard copy or in electronic form for the library,
—
the cost of subscriptions to teleprinter news agencies,
—
bookbinding and other costs essential for preserving books and periodicals.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Council Decision 2001/80/CFSP of 22 January 2001 on the establishment of the Military Staff of the European Union (
OJ L 27, 30.1.2001, p. 7
).
2 2 1 1
Satellite imagery
Appropriations 2020
Appropriations 2019
Outturn 2018
450 000
450 000
450 000 ,—
Remarks
This appropriation is intended to cover the cost of acquiring satellite imagery for the EEAS for the purposes of, in particular, crisis prevention and crisis management.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 1 2
General publications
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
40 000
40 000 ,—
Remarks
This appropriation is intended to cover the costs of preparing, publishing in the official languages of the Member States, by traditional means (paper or microfilm) or electronic methods, and disseminating publications by the EEAS, including those published in the 
Official Journal of the European Union
.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 1 3
Public information and public events
Appropriations 2020
Appropriations 2019
Outturn 2018
495 000
495 000
494 926,46
Remarks
This appropriation is intended to cover:
—
audiovisual services to inform the public about the Union’s foreign affairs policy and the High Representative’s actions,
—
the development and functioning of the EEAS website,
—
expenditure on publicity and the promotion of publications and public events relating to the institution’s activities, including ancillary management and infrastructure costs,
—
expenditure on information under the CSDP/CFSP,
—
the cost of miscellaneous information, public relations activities including promotional items.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 1 4
Strategic Communication Capacity
Appropriations 2020
Appropriations 2019
Outturn 2018
2 000 000
2 000 000
799 956,90
Remarks
This appropriation is intended to cover:
—
strategic communication tools, including access to online and graphic tools,
—
contracting strategic communication expertise, including opinion surveys,
—
acquiring analytical tools and services, including reports, studies, data analysis and virtualisations,
—
supporting language plurality of strategic communication products,
—
providing tools to ensure systematic tracking and exposing of disinformation spread by foreign powers,
—
engaging and maintaining a network of counter-disinformation specialists in Member States and neighbourhood countries, and the exchange of best practices,
—
training and internal capacity building in terms of strategic communication abilities, and knowledge management for EU staff.
2 2 2
Language services
2 2 2 0
Translation
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover expenditure relating to the translation services provided to the EEAS by the General Secretariat of the Council and by the Commission.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 2 1
Interpretation
Appropriations 2020
Appropriations 2019
Outturn 2018
750 000
560 000
735 000 ,—
Remarks
This appropriation is intended to cover the services provided to the EEAS by the Commission’s interpreters.
It is also intended to cover the services provided to the EEAS by the Commission’s interpreters on the occasion of meetings of the Political and Security Committee and the Military Committee and of other meetings held specifically within the framework of the CSDP/CFSP.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Decision No 111/2007 of the Secretary-General of the Council/High Representative for the Common Foreign and Security Policy concerning interpreting for the European Council, the Council and its preparatory bodies.
2 2 3
Miscellaneous expenses
2 2 3 0
Office supplies
Appropriations 2020
Appropriations 2019
Outturn 2018
490 000
460 000
400 000 ,—
Remarks
This appropriation is intended to cover:
—
the purchase of paper,
—
photocopies and fees,
—
paper and office supplies (day-to-day supplies),
—
printed material,
—
supplies for dispatching mail (envelopes, wrapping paper, plates for the franking machine),
—
supplies for the document reproduction shop (printer inks, offset plates, films and chemicals for preparing plates).
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 1
Postal charges
Appropriations 2020
Appropriations 2019
Outturn 2018
158 000
155 000
155 000 ,—
Remarks
This appropriation is intended to cover postal charges.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 2
Expenditure on studies, surveys and consultations
Appropriations 2020
Appropriations 2019
Outturn 2018
40 000
40 000
115 515 ,—
Remarks
This appropriation is intended to cover the cost of studies and consultations contracted out to highly qualified experts.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 3
Interinstitutional cooperation
Appropriations 2020
Appropriations 2019
Outturn 2018
3 627 000
3 569 000
3 302 999,75
Remarks
This appropriation is intended to cover expenditure on interinstitutional activities, notably the cost of Commission, Offices and Council administrative staff managing EEAS staff, buildings and archives.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 4
Removals
Appropriations 2020
Appropriations 2019
Outturn 2018
122 500
120 000
165 000 ,—
Remarks
This appropriation is intended to cover the cost of the removal and transport of equipment.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 5
Financial charges
Appropriations 2020
Appropriations 2019
Outturn 2018
5 000
5 000
8 000 ,—
Remarks
This appropriation is intended to cover all financial charges, including bank charges.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 6
Legal expenses and costs, damages and compensation
Appropriations 2020
Appropriations 2019
Outturn 2018
147 000
147 000
79 900 ,—
Remarks
This appropriation is intended to cover:
—
costs which may be awarded against the EEAS by the Court of Justice and the General Court and the cost of employing outside lawyers to represent the EEAS in court,
—
costs of consulting outside lawyers,
—
damages and compensation for which the EEAS may be liable.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 3 7
Other operating expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
120 500
50 000
43 794 ,—
Remarks
This appropriation is intended to cover:
—
the cost of purchasing working clothes for conference service staff and security service staff, working equipment for workshop staff and internal services staff and the repair and maintenance of working clothes,
—
the EEAS contribution towards the expenditure of some associations whose activities are directly related to those of the Union institutions,
—
other operating expenditure not specially provided for under the preceding headings,
—
personal security clearances for EEAS staff,
—
the purchase of uniforms and accessories, in particular for the security personnel responsible for Cortenberg and ER buildings.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
2 2 4
Conflict Prevention and Mediation Support Services (continuation)
2 2 4 0
Conflict Prevention and Mediation Support Services (continuation)
Appropriations 2020
Appropriations 2019
Outturn 2018
450 000
450 000
450 000 ,—
Remarks
This appropriation is intended to cover:
—
the deployment of Union staff in support of mediation and dialogue processes,
—
contracting internal mediation and dialogue experts as well as accessing external mediation support services, taking into consideration the ongoing work of the United Nations and other organisations in setting up rosters,
—
engaging in knowledge management, including organising workshops and conflict analyses, and developing and publishing lessons learned studies, best practices and guidelines,
—
training and internal capacity-building in connection with early warning, conflict analyses and mediation and dialogue for Union staff at headquarters, Union personnel deployed in missions, EUSRs, heads of delegation and their staff.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
TITLE 3
DELEGATIONS
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 3 0
3 0 0
Delegations
3 0 0 0
Remuneration and entitlements of statutory staff
Non-differentiated appropriations
132 337 000
129 271 023
116 802 466,29
88,26
3 0 0 1
External staff and outside services
Non-differentiated appropriations
79 423 000
71 667 723
69 227 045,08
87,16
3 0 0 2
Other expenditure related to staff
Non-differentiated appropriations
33 947 239
37 793 674
25 493 014,56
75,10
3 0 0 3
Buildings and associated costs
Non-differentiated appropriations
162 549 714
161 739 084
184 857 159,39
113,72
3 0 0 4
Other administrative expenditure
Non-differentiated appropriations
46 488 000
44 702 925
42 822 526,09
92,12
3 0 0 5
Commission contribution for delegations
Non-differentiated appropriations
p.m.
p.m.
0 ,—
Article 3 0 0 — Total
454 744 953
445 174 429
439 202 211,41
96,58
CHAPTER 3 0 — TOTAL
454 744 953
445 174 429
439 202 211,41
96,58
Title 3 — Total
454 744 953
445 174 429
439 202 211,41
96,58
CHAPTER 3 0 —
DELEGATIONS
CHAPTER 3 0 —
   
DELEGATIONS
3 0 0
Delegations
3 0 0 0
Remuneration and entitlements of statutory staff
Appropriations 2020
Appropriations 2019
Outturn 2018
132 337 000
129 271 023
116 802 466,29
Remarks
This appropriation is intended to cover the following expenditure incurred within delegations of the European Union outside the Union and delegations to international organisations situated inside the Union in respect of officials and temporary staff holding a post provided for in the establishment plan:
—
basic salaries, allowances and payments related to salaries,
—
accident and sickness insurance and other social security charges,
—
unemployment insurance for temporary staff and payments to constitute or maintain pension rights for them in their country of origin,
—
miscellaneous allowances and grants,
—
overtime,
—
the cost of weightings applied to the remuneration,
—
the cost of any updates to remuneration during the financial year.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Staff Regulations of Officials of the European Union.
Conditions of Employment of Other Servants of the European Union.
Rules governing designation, remuneration and other financial conditions adopted by the EEAS.
3 0 0 1
External staff and outside services
Appropriations 2020
Appropriations 2019
Outturn 2018
79 423 000
71 667 723
69 227 045,08
Remarks
This appropriation is intended to cover the following expenditure incurred in relation to delegations of the European Union outside the Union and delegations to international organisations situated inside the Union:
—
the remuneration of local or contract staff, and the social security charges and benefits to be met by the employer,
—
employer’s contributions towards supplementary social security cover for local staff,
—
services of agency and freelance staff.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
Legal basis
Conditions of Employment of Other Servants of the European Union.
3 0 0 2
Other expenditure related to staff
Appropriations 2020
Appropriations 2019
Outturn 2018
33 947 239
37 793 674
25 493 014,56
Remarks
This appropriation is intended to cover the following expenditure incurred within delegations of the European Union outside the Union and delegations to international organisations situated inside the Union:
—
expenditure related to the posting of Junior Experts (university graduates) and trainees to the delegations of the European Union,
—
the cost of seminars organised for young diplomats from the Member States and third countries,
—
expenditure relating to the secondment or temporary assignment of officials from the Member States to delegations,
—
installation and resettlement allowances due to staff obliged to change their place of residence on taking up duty, on transfer to a new place of employment and on finally leaving the institution and resettling elsewhere,
—
travel expenses due to staff (including members of their family) on taking up duty, on transfer to another place of employment, or on leaving the institution,
—
removal expenses due to staff obliged to change their place of residence on taking up duty, on transfer to another place of employment and on finally leaving the institution and resettling elsewhere,
—
in the event of the death of a member of the EEAS staff or a dependent person, the costs incurred pursuant to Article 75 of the Staff Regulations for transporting the body,
—
miscellaneous costs and allowances concerning staff, including legal consultations,
—
expenditure arising from recruitment procedures of officials, temporary agents, contract staff and local staff, including publication costs, travel and subsistence costs and accident insurance for candidates called for examinations and interviews, costs connected with the organisation of group recruitment tests and pre-recruitment medical examinations,
—
the acquisition, replacement, conversion and maintenance of equipment of a medical nature installed in delegations,
—
expenses related to the cost of annual medical examinations of officials, contract staff and local staff, including analyses and tests carried out as part of such examinations, the cost of medical and dental advisers and the costs concerning the policy regarding AIDS at the workplace,
—
cultural activities and initiatives for encouraging social contacts between expatriate and local staff,
—
the fixed allowance granted to officials who regularly incur representation expenses by reason of their duties, and the reimbursement of costs incurred by authorised officials to represent the Commission and/or the EEAS in the interests of the service and by reason of their duties (in the case of delegations within the territory of the Union, part of the accommodation expenses will be covered by the fixed representation allowance),
—
expenditure on travel expenses, daily subsistence allowances for missions and incidental or exceptional expenses incurred in connection with missions by officials and other staff,
—
expenditure on travel expenses and daily subsistence allowances for successful candidates called for training prior to taking up duty,
—
expenditure on travel expenses and daily subsistence allowances for experts invited to meetings by delegations,
—
expenditure on travel expenses, daily subsistence allowances and insurance in connection with medical evacuations,
—
expenditure arising from crisis situations, including travel, accommodation and daily subsistence allowances,
—
expenditure on general and language training designed to improve the skills of the staff and the performance of the institution,
—
fees for experts employed to identify training needs, design, develop and hold courses and to evaluate and monitor results,
—
fees for consultants in various fields, in particular organisational methods, planning, management, strategy, quality assurance and personnel management,
—
expenditure incurred in designing, holding and evaluating training organised by the institution in the form of courses, seminars and conferences (course instructors/speakers and their travel and subsistence expenses and teaching materials),
—
expenditure related to the practical and logistical aspects of organising courses including premises, transport and equipment hire for training and local and regional seminars as well as miscellaneous connected costs, such as refreshments and food,
—
the cost of participation in conferences and symposiums, and subscriptions to professional and scientific associations,
—
training expenditure related to publications and information, associated internet sites and the purchase of teaching equipment, subscriptions and licenses for distance teaching, books, press and multimedia products,
—
the costs associated with the diplomatic exchange programme, such as travel and installation costs, in accordance with the Staff Regulations.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 120 000.
3 0 0 3
Buildings and associated costs
Appropriations 2020
Appropriations 2019
Outturn 2018
162 549 714
161 739 084
184 857 159,39
Remarks
This appropriation is intended to cover the following expenditure incurred within delegations of the European Union outside the Union and delegations to international organisations situated inside the Union:
—
temporary accommodation allowances and daily allowances for officials, temporary agents and contract agents,
—
as regards rent and other charges on buildings for delegations outside the Union:
—
for all the buildings or parts of buildings occupied by the offices of delegations outside the Union or by officials posted outside the Union: rent (including temporary accommodation) and taxes, insurance premiums, refurbishments and major repairs, routine expenditure relating to the security of persons and goods (cipher machines, safes, window bars, etc.),
—
for all the buildings or parts of buildings occupied by the offices of delegations outside the Union and delegates’ residences: water, gas, electricity and fuel charges, maintenance and repairs, handling, refurbishment and other routine expenses (local taxes for street maintenance and refuse collection and the purchase of signs and signposts),
—
as regards rent and other charges on buildings within Union territory:
—
for all the buildings or parts of buildings occupied by the offices of delegations: rent; water, gas, electricity and heating energy charges; insurance premiums; maintenance and repairs; refurbishment and major repairs; expenditure relating to security, particularly contracts for surveillance and the hiring and refilling of extinguishers; the purchase and maintenance of fire-fighting equipment and the replacement of equipment of voluntary fire-fighting officials; the cost of statutory inspections, etc.,
—
for the buildings or parts of buildings occupied by officials: reimbursement of expenditure relating to the security of housing,
—
the acquisition of building land and buildings (purchase or lease-purchase option) or the construction of offices or other accommodation, including the costs of preliminary studies and various related fees,
—
administrative arrangements that are related mainly to infrastructure and the provision of accommodation.
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
) provides in its Article 266 the possibility for institutions to finance the acquisition of property through loans. This item will cover charges generated by such loans (principal and interest) for the acquisition of property for delegations.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 26 770 000.
3 0 0 4
Other administrative expenditure
Appropriations 2020
Appropriations 2019
Outturn 2018
46 488 000
44 702 925
42 822 526,09
Remarks
This appropriation is intended to cover the following expenditure incurred within delegations of the European Union outside the Union and delegations to international organisations situated inside the Union:
—
the purchase, hire, leasing, maintenance and repair of furniture and equipment, in particular audiovisual, archive, printing, library, interpretation and specialised office equipment (photocopiers, reader-printers, fax machines, etc.) as well as the acquisition of documentation and supplies related to this equipment,
—
the purchase, maintenance and repair of technical equipment such as generators and air conditioners and the installation of equipment for welfare facilities in the delegations,
—
the purchase, replacement, hire, leasing, maintenance and repair of vehicles, including tools,
—
insurance premiums for vehicles,
—
the purchase of books, documents and other non-periodical publications, including updates, and subscriptions to newspapers, periodicals and various publications, and the cost of binding and other costs for the preservation of periodicals,
—
subscriptions to news agencies,
—
the purchase of paper, envelopes, office supplies and supplies for reproduction, and some printing contracted to outside service providers,
—
the transport and customs clearance of equipment, the purchase and cleaning of uniforms for floor messengers, drivers, etc., various types of insurance (in particular third-party liability and theft), expenditure on internal meetings (drinks, food served on special occasions),
—
the cost of studies, surveys and consultations connected with the administrative operation of delegations and any other operating expenses not specifically covered by the other items in this article,
—
postal and delivery charges for mail, reports and publications, and for postal and other packages sent by air, land, sea or rail,
—
the cost of the diplomatic bag,
—
all expenditure on furniture and fittings for residential accommodation made available to officials,
—
the purchase, hire or leasing of data-processing equipment (computers, terminals, mini-computers, peripherals, connection devices) with the requisite software,
—
outsourced services, in particular for the development, maintenance and support of information technology systems in the delegations,
—
the purchase, hire or leasing of equipment for the reproduction of information on paper, such as printers and scanners,
—
the purchase, hire or leasing of telephone exchanges and switchboards and equipment for data transmission with the requisite software,
—
subscription charges and fixed costs for cable or radio communications (telephone, telegraph, telex, fax), expenditure on data-transmission networks, telematic services, etc., and the purchase of directories,
—
the cost of installation, configuration, maintenance, support, assistance, documentation and supplies related to this equipment,
—
any expenditure on active security operations in delegations in emergencies,
—
all financial charges, including bank charges,
—
for imprest accounts, updates where all appropriate measures have been taken by the authorising officer to deal with the situation and where the updated expenditure cannot be booked to another specific budget line,
—
updates in situations where a claim is cancelled in full or in part after it has been booked to the accounts as revenue (in particular in the event of offsetting against a debt),
—
updates in cases where VAT has not been recovered and where it is no longer possible to book the amount to the line that covered the principal expenditure,
—
for any interest relating to the above cases, where it cannot be booked to another specific budget line.
This item is also intended to accommodate, if necessary, an appropriation to cover any losses resulting from the liquidation or cessation of activities of a bank with which the Commission has accounts for the purposes of imprests.
It may finance costs incurred by delegations in the framework of local cooperation with Member States, notably in the context of a crisis.
The amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation is estimated at EUR 9 360 000.
Legal basis
Council Decision 2010/427/EU of 26 July 2010 establishing the organisation and functioning of the European External Action Service (
OJ L 201, 3.8.2010, p. 30
), and in particular Article 5(10) thereof.
3 0 0 5
Commission contribution for delegations
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
Any revenue from the Commission or from the European Development Fund (EDF) contributing to the cost in delegations resulting from the presence of Commission staff in delegations may lead to additional appropriations being made available in accordance with Article 21 of the Financial Regulation.
This appropriation is intended to cover the following costs for Commission staff, including Commission staff financed by the EDF posted in the delegations of the European Union outside the Union and delegations to international organisations situated inside the Union:
—
salaries and salary related expenditure of local agents (and agency staff),
—
the share in the expenditure covered by Items 3 0 0 0 (Remuneration and entitlements of statutory staff), 3 0 0 1 (External staff and outside services), 3 0 0 2 (Other expenditure related to staff), 3 0 0 3 (Buildings and associated costs) and 3 0 0 4 (Other administrative expenditure) for such staff.
In addition, this appropriation may cover other expenditure, such as press and information activities, carried out on the basis of service level agreements concluded with other institutions.
Amount of assigned revenue in accordance with Article 21(2) and (3) of the Financial Regulation: p.m.
TITLE 10
OTHER EXPENDITURE
Article
Item
Heading
Appropriations 2020
Appropriations 2019
Outturn 2018
% 2018/2020
CHAPTER 10 0
p.m.
p.m.
0 ,—
CHAPTER 10 0 — TOTAL
p.m.
p.m.
0 ,—
CHAPTER 10 1
p.m.
p.m.
0 ,—
CHAPTER 10 1 — TOTAL
p.m.
p.m.
0 ,—
Title 10 — Total
p.m.
p.m.
0 ,—
GRAND TOTAL
731 076 483
694 832 516
677 973 207,42
92,74
CHAPTER 10 0 —
PROVISIONAL APPROPRIATIONS
CHAPTER 10 1 —
CONTINGENCY RESERVE
CHAPTER 10 0 —
   
PROVISIONAL APPROPRIATIONS
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
The appropriations entered in this chapter are provisional and may be used only after their transfer to other chapters in accordance with the Financial Regulation.
Legal basis
Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (
OJ L 193, 30.7.2018, p. 1
).
CHAPTER 10 1 —
   
CONTINGENCY RESERVE
Appropriations 2020
Appropriations 2019
Outturn 2018
p.m.
p.m.
0 ,—
Remarks
This appropriation is intended to cover unforeseen expenditure resulting from budgetary decisions taken in the course of the financial year.
STAFF
Section X — European External Action Service
Function group and grade
2020
2019
Permanent posts
Temporary posts
Permanent posts
Temporary posts
AD 16
12
—
8
—
AD 15
20
—
18
—
AD 14
162
—
173
—
AD 13
151
—
170
—
AD 12
213
—
191
—
AD 11
86
—
80
—
AD 10
88
—
81
—
AD 9
147
—
100
—
AD 8
103
—
93
—
AD 7
18
—
36
—
AD 6
28
—
24
—
AD 5
3
—
3
—
Subtotal AD
1 031
—
977
—
AST 11
24
—
21
—
AST 10
24
—
22
—
AST 9
65
1
62
1
AST 8
86
—
87
—
AST 7
87
—
81
—
AST 6
98
—
93
—
AST 5
137
—
117
—
AST 4
70
—
75
—
AST 3
—
—
17
—
AST 2
—
—
4
—
AST 1
4
—
4
—
Subtotal AST
595
1
583
1
AST/SC 6
—
—
—
—
AST/SC 5
—
—
—
—
AST/SC 4
—
—
—
—
AST/SC 3
25
—
22
—
AST/SC 2
35
—
36
—
AST/SC 1
12
—
15
—
Subtotal AST/SC
72
—
73
—
Total
1 698
1
1 633
1
Grand total
1 699
1 634
(
1
)
  The figures in this column correspond to those in the 2019 budget (
OJ L 67, 7.3.2019, p. 1
) plus amending budgets No 1 to 3/2019.
(
2
)
  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.
(
3
)
  The figures in this column correspond to those in the 2019 budget (
OJ L 67, 7.3.2019, p. 1
) plus amending budgets No 1 to 3/2019.
(
4
)
  The own resources for the 2020 budget are determined on the basis of the budget forecasts adopted at the 175th meeting of the Advisory Committee on Own Resources on 24 May 2019.
(
5
)
  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.
(
6
)
  The base to be used does not exceed 50 % of GNI.
(
7
)
  Calculation of rate: (110 535 610 606) / (169 880 250 000) = 0,650667812214781.
(
8
)
  Rounded percentages.
(
9
)
  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.
(
10
)
  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.
(
11
)
  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).
(
12
)
  p.m. (own resources + other revenue = total revenue = total expenditure); (151 637 755 856 + 1 928 450 061 = 153 566 205 917 = 153 566 205 917).
(
13
)
  Total own resources as percentage of GNI: (151 637 755 856) / (16 988 025 000 000) = 0,89 %; own resources ceiling as percentage of GNI: 1,20 %.
(
14
)
  The figures in this column correspond to those in the 2019 budget (
OJ L 67, 7.3.2019
) plus amending budgets No 1 to 3/2019.
(
15
)
  The figures in this column correspond to those in the 2019 budget (
OJ L 67, 7.3.2019
) plus amending budgets No 1 to 3/2019.
(
16
)
  Net book value entered in balance sheet at 31 December 2018 (except when stated otherwise).
(
17
)
  These appropriations represent the cumulative amounts entered in Items 2 0 0 0 (rent), 2 0 0 1 (annual lease payments) and 2 0 0 3 (acquisition of immovable property).
(
18
)
  Commission’s contribution towards the Union delegations.
(
19
)
  These appropriations cover the renting of premises financed by Item 10 01 05 03 ‘Other management expenditure for research and innovation programmes — Horizon 2020’.
(
20
)
  Net book value entered in balance sheet at 31 December 2018 for the renovated Annex buildings ‘A’, ‘B’ and ‘C’ and for the buildings complex of the new Palais (the renovated original Palais, Anneau, two towers and connecting gallery) under lease-purchase contracts.
(
21
)
  Net booked value in 2018. The buildings of the Union delegations were transferred to the European External Action Service on 1 January 2011.
(
22
)
  These appropriations represent the amount entered for rents in Item 3 0 0 3 (infrastructure in delegations) and include amounts transferred from Section III ‘Commission’ as a result of the 2015 budgetary procedure. As from 2015, appropriations for rents and construction/acquisition of delegations' premises are fully included in Section X.
(
23
)
  Net book value entered in balance sheet at 31 December 2018 (except where stated otherwise).
(
24
)
  Long-term lease with option to purchase.
(
25
)
  Long-term lease with option to purchase (ex Marie de Bourgogne).
(
26
)
  Long-term lease with option to purchase (partially occupied by OLAF).
(
27
)
  Long-term lease/purchase.
(
28
)
  Long-term lease.
(
29
)
  Net booked value as at 31 December 2018. The buildings of the Union delegations were transferred to the European External Action Service on 1 January 2011.
(
30
)
  Of which three ad personam promotions (three AD 14 to AD 15) granted in exceptional cases to deserving officials.
(
31
)
  Notional reserve for officials seconded in the interests of the service not included in the total (2 AD 14, 8 AD 13 and 10 AST 11) and posts included for Budget 2020 exclusively, to facilitate the application of Article 29(4) of the Staff Regulation, not included in the grand total (1 AD 12, 4 AD 11, 5 AD 10, 43 AD 9, 1 AST 8, 7 AST 7 and 28 AST 6).
(
32
)
  Including one temporary AD 12 post for the Director of the Authority for European Political Parties and European Political Foundations.
(
33
)
  Notional reserve for officials seconded in the interests of the service not included in the total.
(
34
)
  Two permanent AD posts, one permanent AST post, two permanent AST/SC posts, two temporary AD posts and two temporary AST posts for the Authority for European Political Parties and European Political Foundations, not considered posts of the European Parliament.
(
35
)
  Of which four AD 16 
ad personam
.
(
36
)
  Of which seven AD 15 
ad personam
.
(
37
)
  This designation is without prejudice to positions on status and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
38
)
  This designation is without prejudice to positions on status and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
39
)
  This designation is without prejudice to positions on status and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
40
)
  This designation is without prejudice to positions on status and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
*1
)
  The Commission was authorised on 3 March 2017 to open negotiations on behalf of the European Union for the conclusion of a Sustainable Fisheries Partnership Agreement and protocol with the Republic of Ghana.
(
41
)
  This designation is without prejudice to positions on status and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
42
)
  This designation is without prejudice to positions on status and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
43
)
  This designation is without prejudice to positions on status, and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
44
)
  This designation is without prejudice to positions on status, and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.
(
*2
)
  The proportionality factors applied to calculate the financial contribution are based on the following participation per EEA/EFTA country and per Union programme:
(
45
)
  Participation rate is 100 % of appropriations if not stipulated differently.
(
46
)
  Including appropriations entered in the reserve.
(
47
)
  Budget lines concerned: 02 01 05, 02 04, 05 01 05, 05 09, 06 01 05, 06 03, 08 01 05 01, 08 01 05 02, 08 01 05 03, 08 01 06, 08 02, 09 01 05, 09 04, 10 01 05 01, 10 01 05 02, 10 01 05 03, 10 01 05 04, 10 02, 15 01 05, 15 03, 18 01 05, 18 05, 32 01 05, 32 04 03, 32 04 51 and 32 04 52.
(
48
)
  Budget lines concerned: 15 01 04 01, 15 01 06 01, 15 02 01 01, 15 02 01 02, 15 02 02, 15 02 03, 15 02 51, 15 02 53, 19 05 20, 21 01 06 01, 21 02 20, 22 01 06 01, 22 01 06 02, 22 02 04 02 and 22 04 20. Only Turkey and North Macedonia participate in the external strand of the Erasmus+ programme.
(
49
)
  Budget lines concerned: 09 01 04 02, 09 05 01, 09 05 51, 15 01 04 02, 15 01 06 02, 15 04 01, 15 04 02 and 15 04 51.
(
50
)
  Budget lines concerned: 08 01 05 11, 08 01 05 12, 08 01 05 13, 08 03, 10 01 05 11, 10 01 05 12, 10 01 05 13, 10 01 05 14 and 10 03.
(
*3
)
  The EUR 5 000 000 000 loan raised in 2015 corresponds to the lengthening and refinancing of a loan of 2011 (see 1.4.1. Technical notes on tables).
(
*4
)
  The EUR 4 750 000 000 due from Portugal in April 2016 have been lengthened as requested.
(
*5
)
  The EFSM loan to Ireland of EUR 3 400 000 000 disbursed in March 2011 (due on 4 April 2018) was refinanced and extended. Another two EFSM loans of EUR 500 000 000 (Ireland) and EUR 600 000 000 (Portugal) disbursed in October 2011 and due on 4 October 2018 were refinanced and extended.
(
*6
)
  The EUR 5 000 000 000 loan raised in 2015 corresponds to the lengthening and refinancing of a loan of 2011 (see 1.4.1. Technical notes on tables).
(
*7
)
  The EUR 4 750 000 000 due from Portugal in April 2016 have been lengthened as requested.
(
*8
)
  The EFSM loan to Ireland of EUR 3 400 000 000 disbursed in March 2011 (due on 4 April 2018) was refinanced and extended. Another two EFSM loans of EUR 500 000 000 (Ireland) and EUR 600 000 000 (Portugal) disbursed in October 2011 and due on 4 October 2018 were refinanced and extended.
(
51
)
  The establishment plan accepts the following 
ad personam
 appointments: up to 25 AD 15 may become AD 16; up to 21 AD 14 may become AD 15; up to 13 AD 11 may become AD 14 and one AST 8 may become AST 10.
(
52
)
  The establishment plan includes, pursuant to Article 53 of the Treaty establishing the European Atomic Energy Community, the following permanent posts which can be available for the Euratom Supply Agency: 7 AD and 10 AST function group posts. SC function group appointments are allowed within the limit of AST function group.
(
53
)
  The establishment plan accepts the following 
ad personam
 appointments: two AD 15 become AD 16; one AD 14 becomes AD 15.
(
54
)
  Of which permanent posts in the European School of Administration (EUSA): three AD 12, one AD 11, one AD 8, one AST 10, one AST 9, one AST 8, one AST 7, one AST 6, one AST 5, one AST 4, one AST 3 and one AST/SC 2.
(
55
)
  Of which permanent posts in the European School of Administration (EUSA): three AD 12, one AD 11, one AD 8, one AST 10, one AST 9, one AST 8, one AST 7, one AST 6, one AST 5, one AST 4 and two AST 3.
(
56
)
  Of which 7 posts for the Secretariat of the Supervisory Committee of the European Anti-Fraud Office (OLAF).
(
57
)
  The grading of the Establishment plan posts is based on the assumption that the agency seat is in Brussels. Following the decision of the co-legislators on the seat, the Establishment plan may need to be adjusted to take into account the coefficient level applicable in the Member State in which the seat is decided and the features of the local labour market.
(
58
)
  AD 15 grade 
ad personam
 nomination.
(
59
)
  The establishment plan accepts the following 
ad personam
 appointment: one AD 14 official may become AD 15.
(
60
)
  The establishment plan accepts the following 
ad personam
 appointment: one AD 14 official may become AD 15.
(
61
)
  The establishment plan accepts the following 
ad personam
 appointments: seconded officials may occupy a post in the establishment plan of the executive agency at a higher grade provided that such higher grade corresponds to their own grade at the Commission. This exception applies only to seconded officials.
(
62
)
  Of which 1 AD 15 ad personam.
(
63
)
  Of which 1 AD 14 ad personam.
(
64
)
  Not including the contingency reserve, without allocation of appropriations, for officials seconded to Members of the Court of Justice or the General Court (6 AD 12, 12 AD 11, 20 AD 10, 15 AD 7, 11 AST 6, 17 AST 5, 21 AST 4, 8 AST 3).
(
65
)
  Certain posts occupied part-time may be compensated by the appointment of other staff within the limit of the remaining posts thus left unoccupied by function group.
(
66
)
  The actual grade at which the posts assigned to the private offices are occupied will follow the same grading criteria as for officials recruited before 1 May 2004.
(
67
)
  Of which one AD 15 
ad personam
.
(
68
)
  Of which one AD 14 
ad personam
.
(
69
)
  Transformation of posts in 2018 and 2019.
(
70
)
  Upgrading and transformation of posts (2020).
(
71
)
  Not including the virtual reserve, without allocation of appropriations, for seconded officials in Private Offices.

Summary:
EU budget 2020: €168.7 billion
SUMMARY OF:
Definitive adoption (EU, Euratom) 2020/227 of the European Union’s general budget for the financial year 2020
WHAT IS THE AIM OF THIS ACT?
It is the text agreed by the 
European Parliament
 and the 
Council of the EU
 adopting the EU’s 
budget
 for 2020.
The budget:
helps turn the EU’s political priorities into reality;
sets out and authorises the total annual revenue and expenditure for the EU and the 
European Atomic Energy Community
;
identifies specific priority expenditure areas.
For 2020, the priorities areas that matter to citizens include:
climate change
;
jobs;
young people;
security and solidarity in the EU.
KEY POINTS
The 2020 EU budget provides for €168.689 billion in spending commitments
*
 and €153.566 billion in payment
*
 credits.
The main areas of expenditure are:
Commitments 
(in € million)
Payments 
(in € million)
Competitiveness, for growth and jobs (
research
, innovation, 
education
, 
small- and medium-sized enterprises
, etc.)
25,285
22,308
Economic, social and territorial cohesion
 (regional, social and investment funds, etc.)
58,646
50,046
Sustainable growth, natural resources (
agriculture
, 
fisheries
, 
rural
 and 
environment
 policies, etc.)
59,907
57,904
of which: Direct financial support to farmers and market intervention measures
43,410
43,380
Security and Citizenship (border protection, 
asylum policy
, 
anti-terrorism activities
, etc.)
3,729
3,685
Global Europe (
development aid
 outside EU, 
humanitarian aid
, etc.)
10,262
8,929
Administration (staff salaries, pensions and running costs)
10,272
10,275
Special instruments
588
419
The UK, despite leaving the EU on 31 January 2020, continues to contribute to and participate in the implementation of the budget until the end of 2020 as though it were an EU member state.
FROM WHEN DOES THE ACT APPLY?
It has applied since 1 January 2020.
BACKGROUND
The budget is primarily an investment budget financing the whole range of EU policies, activities, institutions and agencies. It represents about 1% of member countries’ gross national income and some 2% of all EU public spending. It aims to complement national budgets and implement priorities which all EU governments have agreed.
The 2020 EU budget is the last under the current 
multiannual financial framework
 running between 2014 and 2020.
On 5 June 2019 the 
European Commission
 proposed a draft EU budget for 2020 of €168.3 billion in commitments (+ 1.3% over 2019) and €153.6 billion in payments (+ 3.5%). The Council slightly reduced that amount, while the Parliament increased it. On 18 November 2019, the three institutions reached an agreement during the conciliation procedure
*
. The 2020 EU budget was formally endorsed by the Council on 26 November 2019 and adopted by the European Parliament on 27 November 2019.
For more information, see:
EU Budget
 (
European Commission
).
KEY TERMS
Commitments:
 reservation of money to cover for subsequent expenses. It is the total cost of legal obligations (contracts, grant agreements/decisions) to provide finance in a given year, provided certain conditions are met.
Payments:
 money that will be paid out via cash or bank transfers to beneficiaries during the budget year.
Conciliation procedure:
 negotiations between the Council (EU governments), the European Parliament and the Commission (acting as honest broker) to agree the final budget.
MAIN DOCUMENT
Definitive adoption (EU, Euratom) 
2020/227
 of the European Union’s general budget for the financial year 2020 (OJ L 57, 27.2.2020, pp. 1-2384)
last update 26.02.2020

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