nyuuzyou/wikis huggingface dataset:
SEC Rule 605

SEC Rule 605 is a regulation established by the U.S. Securities and Exchange Commission (SEC) that requires broker-dealers to report on the quality of execution of orders executed on behalf of customers in the equities market. The rule mandates the disclosure of information related to the speed, price, and size of orders executed for customers, as well as the types of venues where the trades were executed.
The purpose of SEC Rule 605 is to promote transparency and fairness in the equities market by providing customers with information that allows them to evaluate the quality of execution they receive from their broker-dealers. This information can assist customers in making informed decisions regarding their trades, such as whether to trade on a particular venue or with a particular broker-dealer.
SEC Rule 605 requires broker-dealers to provide customers with monthly reports that detail the execution quality of their orders. The reports must include data on the speed of execution, the price of the executed trade relative to the national best bid and offer, and the size of the trade. The reports must also include information on the types of venues where trades were executed, such as electronic communication networks or dark pools.
Among other things, the rule requires that the reports are prepared in an electronic format available for downloading from an website that is free and readily accessible to the public.
== References ==
Category:Best Execution
Category:Securities Regulations
Category:SEC Regulations
SEC Rule 606

SEC Rule 606 is a regulation established by the U.S. Securities and Exchange Commission (SEC) that requires broker-dealers to disclose information about the routing of customer orders in the equities market. The rule requires broker-dealers to publish quarterly reports that provide information about the venues where customer orders were routed for execution and the types of orders that were executed.
The purpose of SEC Rule 606 is to promote transparency in the equities market by providing customers with information about the routing practices of broker-dealers. This information can assist customers in evaluating the quality of execution they receive from their broker-dealers, as well as in determining whether a broker-dealer is directing orders to venues that are in the best interests of customers.
SEC Rule 606 requires broker-dealers to provide customers with quarterly reports that detail the venues where their orders were routed for execution. The reports must include data on the types of venues where trades were executed, such as electronic communication networks (ECNs) or dark pools. The reports must also include information on the types of orders that were executed, such as market orders, limit orders, or pegged orders.
SEC Rule 606 is a regulatory measure designed to promote transparency in the equities market by requiring broker-dealers to disclose information about the routing of customer orders. The information disclosed in these reports can assist customers in evaluating the quality of execution they receive from their broker-dealers and determining whether their orders are being routed to venues that are in their best interests.
== References ==
Category:Best Execution
Category:Securities Regulations
Category:SEC Regulations
SEFCON

SEFCON is an annual conference sponsored by the Wholesale Markets Brokers' Association Americas Inc., an industry advocacy group made up of five leading inter-dealer brokers: 
*ICAP
*Tullett Prebon
*GFI
*Tradition
*BGC Partners, Inc.
The conference brings together regulators, legislators, lawyers, swaps professionals and other market participants to discuss key issues related to swap execution facilities ("SEFs"), a new financial transaction entity created by the Dodd-Frank Act. 
==SEFCON V 2014 Snapshot==
== Preview of SEFCON IV, November 2013 ==
SEFCON IV Snapshot
The Wholesale Markets Brokers’ Association Americas (WMBAA) is an industry advocacy group made up of five inter-dealer brokerage firms (IDBs): BGC Partners, GFI Group, ICAP, Tradition and Tullett Prebon. Since 2010, the WMBAA has hosted its annual SEFCON conference in New York on issues surrounding swap execution facilities (SEFs), a new type of financial transaction execution entity created by the Dodd-Frank Act. SEFCON IV, to be held November 18, 2013, will feature a status update on SEFs from regulators, legislators, dealers, traders and other market participants. Conference Chairman Chris Ferreri offers a glimpse as to what attendees can expect in this video with former John Lothian News Editor-at-Large Doug Ashburn.
== SEFCON III, November 13, 2012 ==
On November 12, 2012, the WMBAA hosted its third annual swap execution facilities conference, "SEFCON III" at the Grand Hyatt, New York. The keynote speaker was CFTC commissioner Bart Chilton, who spoke about SEF rules, high frequency trading and position limits. Also on the agenda were panels on liquidity in the new market structure, a European report from WMBA Europe chairman Alex McDonald, and panels on SEF registration and technology challenges. 
John Lothian News Editor-at-Large Doug Ashburn conducted interviews with key members of the WMBA. These videos can be found here on JohnLothianNews.com.
== SEFCON II, October 3, 2011 ==
On October 3, 2011, the WMBAA hosted its second annual swap execution facilities conference, "SEFCON II" at the Grand Hyatt, New York. The keynote speaker was CFTC chairman Gary Gensler, who spoke about Dodd-Frank, the need for transparency, and the "made available to trade" mandate. Other notable speakers at SEFCON II were MarketAxess CEO Richard McVey, former CFTC Chairman Walt Lukken, Congressman Michael Conaway, and CFTC Commissioner Scott O'Malia. 
== SEFCON I, October 24, 2010 ==
The inaugural SEFCON was held on October 24, 2010, at the Grand Hyatt in Washington, DC. The conference consisted of four panels covering such issues as OTC execution, defining a SEF, SEF regulation, and clearing. The keynote speech was delivered by CFTC chairman Gary Gensler. 
 
== References ==
Category:Conferences
SENDECO2

SENDECO2 is a Spanish bourse for European Unit Allowances (EUA) and Carbon Credits (CER’s) designed for small and medium companies. It is a secondary market set up in September 2004 with the goal of significantly improving the environment through the reduction of CO2 emissions. Its shareholders include Ros Roca Group, Grupo Hera and GBI Serveis and in the financial sector such as Banco Sabadell. 
It is also supported by the Generalitat de Cataluña, Generalitat Valenciana and Fundación Forum Ambiental.
SENDECO2 has been active since 2005 and is the reference for the Portuguese, Spanish and Italian markets. SENDECO2 allows EU participants to trade European Allowances and Carbon Credits. It has offices in Lisbon, Madrid, Barcelona, Castellón and Milan. 
== History ==
== Products and Services ==
== Key People ==
== References ==
SENSEX Index

The BSE SENSEX Index is a capital market index compiled by the Bombay Stock Exchange Limited. It tracks the performance of the 30 largest and most heavily traded stocks in India. It is generally considered the most accurate gauge of the Indian market.
== Overview ==
The index was first compiled and launched in 1986, using 1978-79 as a base year year with base value of 100. Since September 1, 2003, the SENSEX is the only market index in India constructed with "Free-Float Market Capitalization Methodology" as opposed to "Full Market Capitalization Methodology". The index represents approximately 43% of the total capitalization of the Bombay Stock Exchange
On June 14, 2006, the BSE was issued a no-action letter by the CFTC, allowing for trading in the United States of futures based on the SENSEX Index.
On April 4, 2008 the U.S. Futures Exchange launched futures USFE SENSEX Index. The contract is cash-settled in USD.
In June 2013, the Dubai Gold and Commodities Exchange (DGCX) announced it would launch a futures contract based on the Sensex index, to be formally listed by DGCX on July 5, 2013.
== References ==
Category:Indexes
Category:Indices
SET50 Index Futures

The SET50 Index Futures contract was the first product launched at the Thailand Futures Exchange. The index is based on the Stock Exchange of Thailand and is used as a hedging tool to manage risk in the equity markets. 
The target for market users include mutual funds and institutional investors as well as individual retail investor.
== References ==
Category:Thailand Futures Exchange Futures
Category:Stock Index Futures Contracts
Category:Indices
Category:Indexes
SETL

SETL is a British fintech that provides blockchain technology to the financial services industry. The original company, SETL Development Ltd., filed for insolvency in March 2019. A new company, SETL Ltd., was created after that, and is the current incarnation of the company.
== Overview ==
SETL is a project that seeks to improve the process of settlement by using blockchain technology to make back-office processes more efficient. Unlike many existing blockchains, its core technology does not use digital tokens or cryptocurrency, and is specifically designed to remove the user anonymity of most existing blockchains. 
SETL's blockchain is designed to be interoperable with existing data systems in the financial services industry; according to the company's website, it is designed to have the ability to communicate with commonly-used software applications for digital trading like ISO (MX) and SWIFT (MT), as well as with other industry standard tools such as workflow engines.
SETL's partners include Citi Bank and Deloitte.
In January of 2019, former French central bank chief Christian Noyer was hired to SETL's executive board. Two months later, a corporate insolvency notice was filed in the London Gazette. The company hired a company called Quantuma LLP as an administrator to help SETL "move forward with the next phase of its corporate development plan," and "help shape the future structure, enable the company to balance its strategic infrastructure holdings and continue its software development activities on a business-as-usual basis.
== Background ==
SETL Development was founded in 2015 by Peter Randall, the former CEO of the European stock exchange Chi-X, as well as Anthony Culligan, former CEO of the bitcoin peer-to-peer trading site Roolo.
In February 2018, the company opened an office in Paris, France. The move was reportedly to expand the range of SETL's services from the U.K. to the French market and other regions in Europe. Pierre Davoust, former deputy head of the financial markets unit at the French treasury, was named CEO of the company's French business. In October, SETL received a license from the primary securities regulator in France, Autorité des Marchés Financiers. The license granted SETL permission to operate a central securities depository in France, allowing them to access the Target2-Securities software platform, a European Central Bank project that is seeking to increase the speed of cross-border payments.
=== Corporate Restructure ===
In May 2019, the staff of SETL Development Ltd. formed a new company, SETL Ltd. SETL's chairman Sir David Walker announced on May 3 that the company had restructured its balance sheet and simplified its business model. The company also appointed Philip Bond, a Machester University professor who previously headed SETL Development's cryptography and cybersecurity committee, to its board.
== References ==
Category: fintech
Category: digital assets
Category: blockchain
Category: distributed ledgers
Category: CryptoMarketsWiki
SE Asia Consulting Pte Ltd

SE Asia Consulting Pte Ltd is a Singapore-based business consulting firm that provides advisory, assurance, and due diligence services to businesses, with a focus on financial markets and precious metals. The company was established in September 2011 to assist companies looking to expand their reach in Asia.
== History ==
SE Asia Consulting Pte Ltd was founded in September 2011 with the initial aim of catering to the financial markets sector in Asia. Over time, the company has expanded its services to cover various aspects of business consulting, particularly in the precious metals industry.
== Products and Services ==
The company offers a comprehensive range of services, including:
# Advisory services: Providing expert guidance on financial markets, technology, operations, and risk management.
# Assurance services: Offering assurance on various business processes and operations.
# Due-diligence services: Conducting thorough investigations and assessments for businesses.
# Precious metals consulting: Specializing in advisory services for the mining and precious metal refining sectors.
# Regulatory compliance: Assisting with local and international regulations and corporate governance.
# Security and logistics consulting: Offering expertise in security and logistics for precious metals and other valuable commodities.
== Key People ==
File:SpencerCampbell.jpg|Spencer Campbell, Director
== References ==
Category:Consulting Firms
Category:Financial Services
Category:Precious Metals Industry
Category:Singapore Companies
SFO Magazine

SFO Magazine (Stocks, Futures & Options) was a monthly financial magazine and website aimed at educating investors and traders about strategies in stocks, futures and options. It was published by Russell R. Wasendorf, Sr.. Each month featured a different theme - psychology of trading, day trading, forex, trend following, technical analysis, etc. in addition to a variety of features and regular columns.
== History ==
On October 30, 2012, TraderPlanet announced the purchase of SFO Magazine (and related educational website TraderPress.com) with the goal of incorporating their archive of content into TraderPlanet's free educational platform. There are no plans to resume publishing the print or online versions of the magazine.
On July 10, 2012, an SFO Magazine editorial board member posted a message to their Twitter account announcing the end of the magazine:
@<a href="https://twitter.com/sfomag">sfomag</a> bids adieu to the trading community after PFGBEST implosion We hope we could help you become smarter traders Find me @<a href="https://twitter.com/kirabrecht">kirabrecht</a> $$— SFO magazine (@SFOmag) <a href="https://twitter.com/SFOmag/status/222698507587436546" data-datetime="2012-07-10T14:27:16+00:00">July 10, 2012</a>
On the previous day, it became known that Russell Wasendorf, Sr.'s firm, PFGBEST, had frozen client accounts after its founder was hospitalized following a suicide attempt. That same day, the National Futures Association (NFA) said PFGBEST reported it had about $400 million in customer-segregated funds on or about June 29, of which $225 million was on deposit at U.S. Bank. The regulator was reportedly made aware that Wasendorf, Sr. “may have falsified bank records” after finding only $5 million was on deposit. On July 10, 2012, the Federal Bureau of Investigation (FBI) confirmed it was involved in investigating the circumstances surrounding a $200 million shortfall in customer accounts discovered at a Chicago-based futures broker.
SFO Magazine had offered both a print and online edition. However, on February 3, 2010, SFO announced it would become a paperless, multimedia publication beginning with the March 2010 edition. 
SFO Magazine began publishing in 2001. Originally aimed at the burgeoning single stock futures and stock index futures markets, it quickly morphed into a 100+-page monthly magazine covering broader financial topics for investors, including monthly interviews with high-profile individuals. Circulation is stated at 120,000. 
Former editors of SFO Magazine include former MarketsWiki team member Gail Osten and JLN Managing Editor Sarah Rudolph.
== References ==
Category:News Companies
SFX / Small US Dollar

Small US Dollar is priced directly to the dollar, and it spreads USD exposure across the Euro, Chinese Renminbi, Japanese Yen, British Pound, Canadian Dollar, Australian Dollar, and Mexican Peso. It is offered by The Small Exchange.
SFX / Small US Dollar 	SFX / Small US Dollar 	SFX / Small US Dollar 	SFX / Small US Dollar
Symbol 	SFX 	SFX 	SFX
Intraday Limits 	7% and 13% 	7% and 13% 	7% and 13%
Daily Limit 	20% 	20% 	20%
Initial Margin 	$176.00 	$176.00 	$176.00
Maintenance Margin 	$160.00 	$160.00 	$160.00
Trading Hours 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT
Termination 	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.
Size 	$14,700 	$14,700 	$14,700
Contract Size 	100x current price 	100x current price 	100x current price
Tick Size \ Dollar per Tick	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick
Available Contracts 	All Smalls are available for current and following month. 	All Smalls are available for current and following month. 	All Smalls are available for current and following month.
Settlement 	Cash-settled 	Cash-settled 	Cash-settled
== Notes ==
==References==
Category:Sponsored Pages
Category:Reserved Pages
Category:Futures Contracts
Category:Futures Data in Template
SGX Reach

SGX Reach is a trading engine initiated by Singapore Exchange Limited (SGX) on Aug. 15, 2011. It is the world's fastest trading engine, offering 10 times more capacity and ultra-low latency of less than 90 microseconds.
==Background==
In 2011, SGX invested $250 million in improvements to enhance market quality and liquidity. SGX Reach, SGX Data Centre and SGX co-location services are all part of this effort. The latter two launched in April 2011.
SGX is a multi-asset class bourse in Asia. The exchange is growing through links with both regional exchanges as part of its "Asian Gateway" strategy. The SGX forged joint ventures with exchanges in India and Taiwan and plans to be the world's first official trading exchange to back an investment dark pool.
The Singapore Exchange ranked as the world's 28th-largest derivatives exchange by volume in 2010, moving falling from the 26th position from the previous year. Total volumes for the year were up 16 percent from 2009, according to the Futures Industry Association's (FIA) latest volume rankings for 2010. The FIA report, published in March of 2011, states that the total amount of futures and options traded on the exchange was over 61.75 million contracts.
== References ==
Category:Singapore Exchange Limited
Category:MarketsWiki Page of the Day
SHA256

SHA256, an algorithm used in the cryptographic hash function used in bitcoin, stands for Secure Hashing Algorithm and 256 relates to the resulting 256-bit hash.
SHA256 is mentioned (as SHS-256) in Satoshi Nakamoto's bitcoin white paper as a non-exclusive example of a hashing function that can be used in a proof-of-work system like bitcoin's.
==References==
 
Category: definitions
Category: cryptocurrency
Category: bitcoin
Category; CryptoMarketsWiki
SHFE Aluminum

SHFE aluminum futures trade on the Shanghai Futures Exchange (SHFE). The contract has been trading since 1991, making it one of the oldest futures contracts in China, along with SHFE copper cathode futures.
Each SHFE aluminum futures contract represents five tons of deliverable grade aluminum ingot, which is defined as standard aluminum (GB/T1196-93) with fineness not less than 99.70 percent with a substitution being LME registered brand P1020A as good for delivery, and its delivery date is set as the 16th to 20th day of the spot month.
Each SHFE aluminum futures contract is subject to a margin rate equivalent to 5 percent of contract value (e.g., 4757.5 yuan = 19030 yuan [AL0808 last price on May 23, 2008] x 5 [tons/contract] x 5 percent) as well as a trading fee equal or below 0.02 percent of transaction value/contract.
In 2008, SHFE aluminum futures traded 29,577,840 contracts (+206.60 percent year over year) and its turnover amounted to 2,207.9 billion yuan (+135.43 percent year over year). 
SHFE aluminum futures trade rather inactively due to a combination of large domestic producers and small domestic consumers and the fact that China is a major aluminum producing country and therefore hedging pressure is always quite high. Currently, China is the world's top aluminum producing country and major mines are located in Shanxi, Shandong, Henan, Guizhou, Guangxi, and Yunnan. 
image:SHFE Monthly Volume by Product.JPG450px
== References ==
Category:China
Category:Futures Contracts in China
Category:Shanghai Futures Exchange
Category:Metals
Category:Metals Futures
SHFE Copper Cathode

SHFE copper cathode futures trade on the Shanghai Futures Exchange (SHFE). They have been trading since 1991, making it one of the oldest futures contracts in China, along with SHFE aluminum futures.
Each SHFE copper cathode futures contract represents 5 tons of deliverable grade copper cathode, which is defined as standard copper cathode (GB/T467-1997) with fineness not less than 99.95 percent or two substitutions 1)high grade copper (GB/T467-1997) and 2) LME registered brand BS EN 1978:1998 as good delivery, and its delivery date is set as the 16th to 20th day of the spot month.
Each SHFE copper cathode futures contract is subject to a margin rate equivalent to 5 percent of contract value (e.g., 15577.5 yuan = 62310 yuan [CU0808 last price on May 23, 2008] x 5 [tons/contract] x 5 percent) as well as a trading fee equal or below 0.02 percent of transaction value / contract.
In 2008, SHFE copper cathode futures traded 41,546,516 contracts (+27.22 percent YOY) and its turnover amounted to 9,964.1 billion yuan (-1.78 percent YOY).
image:SHFE Monthly Volume by Product.JPG450px
== References ==
Category:China
Category:Futures Contracts in China
Category:Shanghai Futures Exchange
Category:Metals
Category:Metals Futures
SHFE Fuel Oil

SHFE fuel oil futures trade on the Shanghai Futures Exchange (SHFE). They were launched on August 25, 2004. SHFE fuel oil futures are the only energy futures currently listed in China.
Each SHFE fuel oil futures contract represents 10 tons of deliverable grade fuel oil, which is defined as 180CST or higher standard as good for delivery, and its delivery date is set as five consecutive business days after the last trading day.
Each SHFE fuel oil futures contract is subject to a margin rate equivalent to 8 percent of contract value (e.g., 3914.4 yuan = 4893 yuan [FU0808 last price on May 23, 2008] x 10 [tons/contract] x 8 percent) as well as a trading fee equal or below 0.02 percent of transaction value / contract.
In 2008, SHFE fuel oil futures traded 61,621,080 contracts (+156.65 percent YOY) and its turnover amounted to 2,019.2 billion yuan (+137.65 percent YOY).
image:SHFE Monthly Volume by Product.JPG450px
== References ==
Category:China
Category:Futures Contracts in China
Category:Oil Futures
Category:Shanghai Futures Exchange