Kern County, CA Campaign Finance Reform

Type: Ordinance
Status: Adopted in 2002
Source File: http://elections.co.kern.ca.us/elections/E_Can_Filing/pdf/Code/LocalCode.pdf
Text:
ORDINANCE NO. A-341
AN ORDINANCE OF THE COUNTY OF KERN, STATE OF CALIFORNIA, ADDING CHAPTER 2.130, CONSISTING OF SECTIONS 2.130.010 THROUGH 2.130.230, TO TITLE 2 OF THE ORDINANCE CODE OF THE COUNTY OF KERN RELATING TO CAMPAIGN FINANCE REFORM
THE PEOPLE OF THE COUNTY OF KERN ORDAIN AS FOLLOWS:
Section 1.
This ordinance shall take effect and be in full force on and after the
1st day of January, 2003, and shall be published once in The Bakersfield Californian, a
newspaper of general circulation, published in the county of Kern, state of California.
Section 2.
Chapter 2.130 is hereby added to Title 2 of the Ordinance Code of
the county of Kern to read as follows:
Chapter 2.130
KERN COUNTY CAMPAIGN FINANCE REFORM
2.130.010 Name.
Chapter 2.130 shall be known and may be cited as the “Kern County Campaign
Finance Reform Ordinance.”
2.130.020 Purpose.
The purpose of this ordinance is to promote public trust in governmental
institutions and the electoral process, to negate the appearance of corruption, and to
curtail the financial strength of certain individuals or organizations from permitting them
to exercise a disproportionate or controlling influence on the election of Kern County
candidates. To further these purposes, this ordinance is designed to protect individual
voters by reducing the potential influence and appearance of influence resulting from
large campaign contributions and, thereby, promote the integrity of the process of
electing Kern County candidates and the integrity of Kern County government.
2.130.030 Relation to the Political Reform Act of 1974.
This ordinance is intended to supplement the Political Reform Act of 1974 as
amended. Unless a word or term is specifically defined in this ordinance or the contrary
is stated or clearly appears from the context, words and terms shall have the same
meaning as when they are used in title 9 of the California Government Code, in which the
Political Reform Act of 1974 is codified, and as supplemented by the Regulations of the
Fair Political Practices Commission as set forth in title 2, division 6 of the California
Code of Regulations, as the same may be from time to time amended.
2.130.040 Definitions.
A. County candidate: “county candidate” means any individual who is a
candidate for supervisor, sheriff-coroner-public administrator, district attorney, auditor-
controller-county clerk, assessor-recorder, treasurer-tax collector, or superintendent of
schools or, in the event any of the listed consolidated county offices are separated, any of
the separated offices.
B. Elective county officer: “elective county officer” means any individual
who is a supervisor, sheriff-coroner-public administrator, district attorney, auditor-
controller-county clerk, assessor-recorder, treasurer-tax collector, or superintendent of
schools, whether appointed or elected or, in the event any of the listed consolidated
county offices are separated, any individual occupying a separated office.
C. Person: “person” means an individual, proprietorship, firm, partnership,
joint venture, syndicate, business trust, company, corporation, limited liability company,
association, committee and any other organization or group of persons acting in concert.
2.130.050 Contribution limitations.
A. Except as provided in section 2.130.120, no person, other than political
committees, shall contribute to any county candidate or to an elective county officer, or to
the controlled committee of such a candidate or elective county officer, as defined in
Government Code section 82016, and no such county candidate, elective county officer
or candidate-controlled committee shall accept from any such person, amounts totaling
more than $500 for each of the following elections for which the individual is a
candidate: a primary election, a general (runoff) election, a special election, a special
runoff election, a recall election, or a recall replacement election.
B. Except as provided in section 2.130.120, no political committee of two or
more persons, as defined in section 82013 of the Government Code, shall make a
contribution or contributions to any county candidate or to an elective county officer or to
the controlled committee of such a county candidate or elective county officer, and no
such candidate, elective county officer or controlled committee shall accept from any
such committee, a contribution or contributions totaling more than $1,500 for each of the
following elections for which the individual is a candidate: a primary election, a general
(runoff) election, a special election, a special runoff election, a recall election, or a recall
replacement election.
C. Any person supporting or opposing a county candidate or candidates at a
primary election, a general (runoff) election, a special election, a special runoff election,
or a recall election, or a recall replacement election shall do so in accordance with this
ordinance and any related regulations.
D. The contribution limit provisions of this section shall not apply to a county
candidate’s contribution of his or her personal funds to his or her own campaign
committee, but shall apply to contributions from a spouse.
2.130.060 Aggregation of contributions.
For purposes of the limitations in this ordinance, the following shall apply:
A. All contributions made by a sponsored committee to a county candidate or
an elective county officer (or to a committee controlled by such candidate or officer) shall
be combined with those contributions made by the sponsor(s) of the committee, and the
combined amount shall not exceed the limits established in section 2.130.050.
B. Two (2) or more entities shall be treated as one (1) person when any of the
following circumstances apply:
:1. The entities share the majority of members of their boards of directors.
:2. The entities share two (2) or more officers.
:3. The entities are owned or controlled by the same majority shareholder or shareholders.
:4. The entities are in a parent-subsidiary relationship.
C. An individual and any general or limited partnership in which the
individual has a fifty (50) percent or more share, or an individual and any corporation in
which the individual owns a controlling interest (fifty (50) percent or more), shall be
treated as one (1) person.
D. No committee that supports or opposes a county candidate shall have as a
majority of its officers individuals who serve as the majority of officers on any other
committee which supports or opposes the same candidate. No such committee shall act in
concert with, or solicit, or make contributions on behalf of any other committee. This
provision shall not apply to treasurers of committees if these treasurers do not
recommend or control in any way a decision on whether the candidate or candidates
receive contributions.
E. Contributions by a husband and wife shall not be aggregated.
F. Contributions by children under eighteen (18) years of age shall be treated
as contributions made by their parents or legal guardians, one half by each parent or one
half by each legal guardian, as applicable.
2.130.070 Election cycles.
A. Primary and general (runoff) elections: For purposes of the limits of this
ordinance and reporting procedures, contributions and expenditures made at any time
between the final date for making contributions to the last election for that same elective
county office and June 30th of the present election year shall be considered primary
election contributions. If there is a general (runoff) election, then contributions made
from July 1 through December 31 of the election year shall be considered general
(runoff) election contributions. Contributions made after the end of such periods may be
attributed to debt reduction for such elections, provided they are within the contributor’s
contribution limits as set forth in section 2.130.050.
B. Special and special runoff elections: For purposes of the limits applicable
to special elections and special runoff elections, contributions made between the date on
which a vacancy occurs in the office for which a special election is called and the date of
the special election shall be considered special election contributions. Contributions
between the day after the special election and the date of the special runoff election shall
be considered special runoff election contributions. Contributions made after the date of
such elections may be attributed to debt reduction for such elections, provided they are
within the contributor’s contribution limits as set forth in section 2.130.050.
C. Recall and recall replacement elections: For purposes of the limits
applicable to recall and recall replacement elections, contributions made between the date
on which a notice of intent to circulate recall petition is served on the elective county
officer subject to the recall and the date of the recall election shall be considered recall
election and recall replacement election contributions. Contributions made after the date
of such elections may be attributed to debt reduction for such elections, provided they are
within the contribution limits set forth in section 2.130.050.
D. Contributions made or attributed to a primary, general (runoff), special,
special runoff, recall or recall replacement election may be made at any time to the
county candidate or elective officer to pay for (1) attorney’s fees for litigation or
administrative action which arises directly out of a candidate’s or elected officer’s alleged
violation of state or local campaign, disclosure, or election laws, (2) for a fine or
assessment imposed by any governmental agency for violations of this ordinance or the
Political Reform Act of 1974, (3) for a recount or contest of the validity of an election, or
(4) for any expense directly associated with an external audit or unresolved tax liability of
the campaign by the county candidate or the candidate’s controlled committee.
2.130.080 Prohibition on multiple campaign committees.
A county candidate or an elective county officer shall have no more than one (1)
controlled campaign committee for election to a county office. Such a committee shall
have only one (1) bank account out of which all qualified campaign and office holder
expenses related to that county office shall be made. This section does not prevent a
county candidate or an elective county officer from establishing another committee solely
for the purpose of running for a state, federal, city, special district, or other county office
or for opposing his or her recall, or primarily formed to support or oppose a ballot
measure.
2.130.090 Prohibition on transfers.
A. No committee controlled by a county candidate or elective county officer
shall make any contributions to any other committee supporting or opposing any other
county candidate or elective county officer that exceed the contribution limits of section
2.130.050(a).
B. No contributions shall be accepted by any county candidate or elective
county officer, or by any committee controlled by such county candidate or elective
county officer, from any other committee controlled by a federal, state, or local candidate
or officeholder that exceed the contribution limits of section 2.130.050(a).
C. This section shall not prohibit a county candidate from making a
contribution from his or her own personal funds to his or her own candidacy or to the
candidacy of any other candidate for elective county office.
2.130.100 Loans to county candidates and elective county officers and their controlled committees.
A. A loan shall be considered a contribution from the maker and the guarantor
of the loan and shall be subject to the contribution limitations of this ordinance. This
section does not apply to loans made by a county candidate or elective county officer to
his or her controlled committee for elective county office.
B. Every loan to a county candidate or elective county officer or his or her
controlled committees shall be by written agreement which shall be reported on the
campaign statement after which the loan is first made. Each county candidate or elective
county officer shall maintain in his or her committee’s records a copy of the written loan
agreement.
C. The proceeds of a loan made to a county candidate or elective county
officer by a commercial lending institution in the regular course of business on the same
terms available to members of the public shall not be subject to the contribution
limitations of this ordinance if the loan is made directly to the county candidate or
elective county officer or his or her controlled committee. The guarantors of such a loan
shall remain subject to the contribution limits of this ordinance.
D. Extensions of credit (other than loans pursuant to subsection (c) of this
section) for a period of more than thirty (30) days are subject to the contribution
limitations of this ordinance. Provided, however, an ordinary account is stated as of the
due date thereof, and an extension of credit shall not become a contribution if the vendor
makes commercially reasonable efforts to collect on the obligation for which credit was
extended.
E. This section shall apply only to loans and extensions of credit used or
intended for use for campaign purposes or which are otherwise connected with the
holding of public office.
2.130.110 Money, goods, or services received by officials treated as contributions.
Any funds, property, goods, or services other than government funds, received by
elective county officers which are used, or intended by the donor or by the recipient to be
used, for campaign expenses (including legal expenses) or expenses related to holding
public office, as described in article 4 of chapter 9 of the Government Code, commencing
with section 89510, shall be considered campaign contributions and shall be subject to
the limitations of this ordinance. However, the contribution limits of section 2.130.050
shall not apply to the county candidate or elective county officer’s reimbursement for
reasonable travel expenses related to holding public office.
2.130.120 Voluntary expenditure ceilings.
A. In order to reduce the appearance of a corrupting influence from campaign
contributions by reducing the demand for raising private money, the county of Kern
hereby establishes voluntary expenditure ceilings for candidates for elective office.
B. For candidates for the office of board of supervisors and for the controlled
committees of candidates for the board of supervisors, a voluntary expenditure ceiling is
established in the amount of one hundred thousand dollars ($100,000) of expenditures
for the primary election and one hundred fifty thousand dollars ($150,000) of
expenditures for the general election (if applicable). These ceilings shall also apply to
any special, special runoff, recall, and recall replacement election.
C. For candidates for the office of district attorney, county sheriff-coroner, public
administrator, and county assessor-recorder, auditor-controller-county clerk,
treasurer-tax collector, superintendent of schools, and for the controlled committees of
such candidates, a voluntary expenditure ceiling is established in the amount of two
hundred thousand dollars ($200,000) of expenditures for the primary election and two
hundred fifty thousand ($250,000) of expenditures for the general election (if applicable).
These ceilings shall also apply to any special, special runoff, recall, and recall
replacement election. In the event any of the listed consolidated offices are separated, the
voluntary expenditure ceilings established above shall apply to the candidates for the
separated offices.
D. Each candidate for such office shall file with the registrar of voters of the
county a written statement of acceptance or rejection of the voluntary expenditure
ceilings before accepting any contributions.
:1. Candidates who accept the expenditure ceilings set forth in this section shall not be subject to the contribution limits of section 2.130.050 (a) and (b), but such candidate and their controlled committee shall be subject to a contribution limit of one thousand dollars ($1,000) from any person and three thousand dollars ($3,000) from any political committee for each election for which the person is a candidate.
:2. Candidates who decline to accept the voluntary expenditure ceilings set forth above shall be subject to the contribution limits established in section 2.130.050.
:3. Any candidate who declined to accept the voluntary expenditure ceilings in this section but who nevertheless did not exceed the recommended spending limits in the primary, or special election, may file a statement of acceptance of the expenditure ceilings for the remainder of the election within 14 days following the primary or special election.
:4. Once a candidate exceeds the expenditure ceilings specified in this section, the other candidates for that office are no longer bound by their voluntary acceptance of the expenditure ceilings. Candidates must notify the registrar in writing, by personal delivery, guaranteed overnight delivery, telegram, mailgram, or facsimile within 24 hours of exceeding the expenditure ceilings of this section. The registrar must notify the other candidates for that office in writing, by personal delivery, guaranteed overnight delivery, telegram, mailgram, or facsimile, of the notice given by the candidate exceeding the voluntary expenditure ceiling within the next 24 hours.
E. The registrar of voters shall issue a press release to be distributed to all
general circulation newspapers in the county in a timely fashion, notifying the public of
those candidates who have and have not accepted the voluntary expenditure ceilings.
F. The registrar of voters shall waive the fee for publishing a ballot statement
for each candidate for elective county office who accepts the voluntary expenditure
ceilings.
G. The registrar of voters shall designate in the ballot pamphlet those
candidates for elective county office who have voluntarily agreed to the expenditure
ceilings.
2.130.130 Reporting of cumulative contributions.
Contributions received from any contributor during a reporting period which have
a cumulative total of one hundred dollars ($100) or more when added to all other
contributions received from such contributor during the same election cycle shall be
itemized and reported, both as to individual contribution amounts received during the
current reporting period and the total cumulative amount received during the election
cycle. Such amounts shall be reported on the required form as provided by the Fair
Political Practices Commission, or shall be reported on a separate schedule appended to
the required campaign statement. The term “election cycle” as used in this section shall
mean the applicable period described in section 2.130.070.
2.130.140 Kern County Local Campaign Finance Hearing Panel.
A. There is created and established the Kern County Local Campaign Finance
Hearing Panel.
B. The panel shall consist of three members.
C. Within ninety (90) days of the effective date of this ordinance, the board of
supervisors shall appoint the members of the panel.
D. One member shall either be an attorney at law who has been admitted to
practice before the courts of this state for at least five years prior to appointment or a
retired attorney or judge. That member shall act as chairman of the Kern County Local
Campaign Finance Hearing Panel. The other two members shall be residents of the
county of Kern.
E. Each member shall serve for a term of three years. If a panel member is
unable to serve out his term, the chairman of the board of supervisors shall appoint a
replacement to serve out the remainder of the unexpired term. Any member whose term
has expired shall continue to serve as a member until a successor has been appointed and
qualified.
F. Members shall be compensated and reimbursed for expenses incurred in the
performance of their duties in such amounts as provided by resolution adopted by the
board of supervisors. The compensation provided shall be no less than $100 per hearing
day or partial hearing day.
G. The panel shall act only as a three (3) member panel for the transaction of
its business. Provided that three (3) members are present, the panel shall act according to
the majority of its members.
H. The clerk of the board of supervisors shall keep written minutes of its
meetings, a copy of which shall be filed with the county clerk.
I. The county clerk shall furnish the panel with such clerical, administrative
and other personnel necessary to perform its duties and responsibilities.
J. All meetings of the panel shall be subject to the Brown Act.
K. The panel shall hear administrative actions arising out of alleged violations
of this ordinance and conduct other business incidental or necessary to that duty.
2.130.150 Administrative actions.
A. Any person who intentionally or negligently violates any provision of this
ordinance shall be subject to an administrative penalty, as described in section 2.130.160,
in an administrative action brought by a person registered to vote in Kern County.
B. If two (2) or more persons are responsible for any violation, they shall be
jointly and severally liable. Any person who purposely causes any other person to violate
any provision of this ordinance or who aids and abets any other person in a violation is
subject to the penalties in section 2.130.160.
C. Any person, before filing an accusation in accordance with this ordinance,
must first file with the district attorney a written request for the district attorney’s office
to investigate the propriety of commencing a criminal proceeding. The district attorney
shall respond within forty (40) days after receipt of the request indicating whether the
district attorney will commence the criminal proceeding. If the district attorney answers
in the affirmative, negotiates a stipulation agreement or initiates a criminal proceeding
within 55 days after notice of his decision to proceed, no further action may be brought
unless the proceeding by the district attorney is dismissed without prejudice or the
stipulated agreement is declared void by a court of competent jurisdiction.
D. A hearing to determine whether to impose an administrative fine under this
ordinance shall be initiated by filing an accusation with the county clerk. The accusation
shall be a written statement of charges which shall set forth in ordinary and concise
language the acts or omissions with which the respondent is charged, to the end that the
respondent will be able to prepare his defense. It shall specify the portion of the
ordinance which the respondent is alleged to have violated, but shall not consist merely
of charges phrased in the language of the ordinance. The accusation shall be verified.
The verification may be on information and belief. Following the filing of an accusation,
upon written request of the party filing the accusation, the respondent or the panel, the
district attorney shall, to the extent permitted by law, provide both parties and the panel
with a copy of all unprivileged documents relating to the request to investigate the
propriety of commencing a criminal action.
E. Upon receipt of the accusation, the county clerk shall provide a copy of the
accusation to the respondent along with a notice of a prehearing. The respondent may,
but is not required to, file a wr itten response to the accusation no later than ten (10) days
prior to the prehearing date.
F. The county clerk shall set a prehearing to be heard by the panel and shall
provide notice of that prehearing to all parties at least twenty (20) days prior to the
prehearing. The notice shall be written and shall be either personally delivered or sent by
United States mail, registered, postage pre-paid.
G. The parties shall attend the prehearing conference. At such conferences,
the issues may be reviewed and the parties may be required to submit all documentary
evidence and to designate which items may be introduced without objection. The parties
may also be required to enter into a stipulation into the record as to those matters upon
which they agree. At the prehearing, the chairman of the panel may issue orders relating
to exchanges of information and other requirements necessary to ensure a fair hearing in
compliance with the constitutional mandate of due process. At the prehearing, or any
time thereafter, the panel may dismiss the accusation upon a finding that it is frivolous.
H. Upon instruction by the chairman of the panel, the county clerk shall set a
time and place of hearing. The county clerk shall provide notice of that hearing to all
parties at least twenty (20) days prior to the hearing. The notice shall be written and shall
be either personally delivered or sent by United States mail, registered, postage pre-paid.
I. Notwithstanding any other term or condition of this ordinance, the panel
may set a hearing on an expedited basis provided that it finds that an expedited hearing is
reasonably necessary to enforce the terms of this ordinance or to accomplish its purpose.
J. At the hearing, the party filing the accusation shall have the burden of
establishing the violation by a preponderance of the evidence. The respondent may
present evidence in rebuttal or in mitigation of fines or penalties.
K. All oral testimony shall be taken under oath or affirmation. The hearing
need not be conducted according to the technical rules relating to evidence and witnesses.
Any sort of relevant evidence may be admitted if it is the sort of evidence on which
responsible persons are accustomed to rely in the conduct of serious affairs. Failure to
enter timely objection to the evidence constitutes a waiver of the objection. Panel
members may act only upon the basis of evidence properly admitted into the record.
Panel members may not act or make a decision based upon information presented outside
of the hearing or personal research. A full and fair hearing shall be accorded the
accusation. There shall be reasonable opportunity for the presentation of evidence, for
cross-examination of all witnesses, for argument and rebuttal.
L. All hearings of the panel shall be recorded. Any party may, at his or her
own expense, have the hearing reported by a stenographer. Only the clerk of the board
may certify that the transcript or record of the hearing is accurate and complete. If a
stenographic reporter is present, the clerk of the board may designate the reporter’s
transcript as the official record.
M. Following the hearing, the panel shall issue a written decision within ninety
(90) days and shall issue an order consistent with its findings and determinations. The
order shall indicate whether the respondent violated the ordinance and, if so, what penalty
shall be imposed. The order may require the respondent to file or amend any report,
refund any money received or spent in excess of the contribution or expenditure limits of
this ordinance, or to cease and desist from further violations of this ordinance.
N. An appeal of the order shall be pursuant to Government Code section
53069.4.
2.130.160 Penalties.
Any person who intentionally or negligently violates any provision of this
ordinance shall be subject to an administrative penalty of up to three (3) times the amount
the person failed to report properly or unlawfully contributed, expended, gave or
received, or five thousand dollars ($5,000) per violation, whichever is greater.
2.130.170 Statutes of limitations.
Actions for violations of any provision of this ordinance shall be commenced
within four (4) years after the date on which the violation occurred.
2.130.180 Payment and collection.
A. Any person against whom an administrative penalty has been imposed shall
pay the penalty immediately upon the order becoming final.
B. In the event the person fails to pay the administrative penalty when due, the
county may take any actions permitted by law or ordinance to collect the unpaid penalty,
which shall accrue interest at a rate of ten percent (10%) per annum.
C. In the event a civil action is commenced to collect the administrative
penalty, the county shall be entitled to recover all costs associated with the collection of
the penalty. Costs include, but are not limited to, staff time incurred in the collection of
the penalty and those costs set forth in Code of Civil Procedure sections 685.010 et seq.
and 1033.5.
D. All amounts recovered under this ordinance shall be deposited with the
county clerk to help defer the cost of administering this ordinance.
2.130.190 Applicability of other laws.
Nothing in this ordinance shall exempt any persons from applicable provisions of
any other laws of this state or jurisdiction.
2.130.200 Severability.
If any provision of this ordinance, or the application of any such provision to any
person or circumstances, shall be held invalid, the remainder of this ordinance to the
extent it can be given effect, or the application of such provision to persons or
circumstances other than those as to which it is held invalid, shall not be affected thereby,
and to this extent the provisions of this ordinance are severable.
2.130.210 Interpretation of ordinance.
This ordinance should be liberally construed to accomplish its purposes.
2.130.220 Amendments and additional requirements.
A. The board of supervisors may by ordinance adjust the contribution
limitations periodically to reflect any cumulative increase or decrease in the Consumer
Price Index as announced by the United States Department of Labor since the last
adjustment. Such adjustments shall be rounded off to the nearest hundred dollars ($100)
for the limitations on contributions and one thousand dollars ($1,000) for limitations on
expenditures.
B. Except as specified in subsection A. and C., no amendment or repeal of any
provision of this ordinance shall be effective unless the proposition of its amendment or
repeal shall first have been submitted to the electors of the county and approved by a
majority vote.
C. Nothing in this ordinance prevents the Kern County board of supervisors
from imposing additional filing and other requirements or otherwise modifying this
ordinance provided that the additional requirements and modifications do not lessen the
requirements and limitations imposed on any person, county candidate or elective county
officer under the ordinance as enacted. The Kern County board of supervisors may also
adopt regulations to carry out the intent of this ordinance.
2.130.230 Effective date.
This Act shall become effective on January 1, 2003.
Category:California
Category:Campaign Finance
Category:County Governments
Category:Ordinances