nyuuzyou/wikis huggingface dataset:
S2Y / Small 2YR US Treasury Yield

Small 2YR US Treasury Yield simplifies variables in interest rates into a single, succinct yield so that you can easily access short-term rates for hedging and speculation. It is offered by The Small Exchange.
S2Y / Small 2YR US Treasury Yield	S2Y / Small 2YR US Treasury Yield 	S2Y / Small 2YR US Treasury Yield 	S2Y / Small 2YR US Treasury Yield
Symbol 	S2Y 	S2Y 	S2Y
Intraday Limits 	125 ticks and 250 ticks 	125 ticks and 250 ticks 	125 ticks and 250 ticks
Daily Limit 	400 ticks 	400 ticks 	400 ticks
Initial Margin 	$61.00 	$61.00 	$61.00
Maintenance Margin 	$55.00 	$55.00 	$55.00
Trading Hours 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT
Termination 	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.
Size 	$200 	$200 	$200
Contract Size 	100x current price 	100x current price 	100x current price
Tick Size \ Dollar per Tick 	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick
Available Contracts 	All Smalls are available for current and following month. 	All Smalls are available for current and following month. 	All Smalls are available for current and following month.
Settlement 	Cash-settled 	Cash-settled 	Cash-settled
== Notes ==
==References==
Category:Sponsored Pages
Category:Reserved Pages
Category:Futures Contracts
Category:Futures Data in Template
S30Y / Small 30YR US Treasury Yield

Small 30YR US Treasury Yield simplifies variables in interest rates into a single, succinct yield so that you can trade bonds without the large, clunky attributes of alternative products. It is offered by The Small Exchange.
S30Y / Small 30YR US Treasury Yield	S30Y / Small 30YR US Treasury Yield 	S30Y / Small 30YR US Treasury Yield 	S30Y / Small 30YR US Treasury Yield
Symbol 	S30Y 	S30Y 	S30Y
Intraday Limits 	250 ticks and 500 ticks 	250 ticks and 500 ticks 	250 ticks and 500 ticks
Daily Limit 	650 ticks 	650 ticks 	650 ticks
Initial Margin 	$330.00 	$330.00 	$330.00
Maintenance Margin 	$300.00 	$300.00 	$300.00
Trading Hours 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT
Termination 	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.
Size 	$2,000 	$2,000 	$2,000
Contract Size 	100x current price 	100x current price 	100x current price
Tick Size \ Dollar per Tick 	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick
Available Contracts 	All Smalls are available for current and following month. 	All Smalls are available for current and following month. 	All Smalls are available for current and following month.
Settlement 	Cash-settled 	Cash-settled 	Cash-settled
== Notes ==
==References==
Category:Sponsored Pages
Category:Reserved Pages
Category:Futures Contracts
Category:Futures Data in Template
S3 Matching Technologies

S3 is an Austin, Texas-based company that provides compliance reporting and trade analytics software to financial institutions and exchanges worldwide. S3's web-based platform includes tools such as Best Execution reporting, Transaction Cost Analysis, SEC Rules 605 and 606 Reporting, CAT Reporting, MiFID II Transaction Reporting, and a Trade Surveillance suite.
== History ==
S3 was founded in 2001 and discovered its niche after launching its first trade analytics product in 2004.
== Products and Services ==
S3 provides a custom built, turn-key solution. Since S3 is a hosted and fully managed environment, there's no additional cost to its clients for hardware, software, or data center space.
On August 18, 2022, S3 released its Global Options Best Ex & TCA solution for firms looking to satisfy best execution obligations for options across all jurisdictions.
== Key People ==
*Mark Davies, CEO
*John Standerfer, CTO
*Jeremy Vest, CRO
*Rob Olkiewicz, CXO
== Awards ==
S3 was awarded "Best in RegTech Reporting" by Markets Media's 2020 Markets Choice Awards.
S3 was awarded "Best Data Analysis Tool" by Benzinga's 2021 Global Fintech Awards.
S3 was awarded “Best of Industry Solutions” for Consolidated Audit Trail (CAT) Reporting during the 9th Annual STANY Honors Awards for its exceptional CAT Reporting tool and customer support. The award was received by S3 CEO Mark Davies at the STANY 86th Annual Markets Conference and Reception at the New York Stock Exchange on April 4, 2022.
S3 was awarded "Best Transaction Cost Analysis Solution for Best Execution" by the A-Team Group at the RegTech Insight Awards USA 2022.
S3 was recognized by the 2023 TabbFORUM NOVA Awards as one of the top 40 industry organizations for outstanding recent and sustained achievements in technology-driven innovation. The selections from across capital markets are the result of TabbFORUM research, with consideration given to nominations and recommendations solicited from the community. It takes into account the role of innovation not only on internal performance, but also industry impact and leadership.
S3 was awarded "Most Innovative Trade & Transaction Reporting Initiative" by the A-Team Group at the Innovation Awards 2023.
== References ==
Category:Independent Software Vendors
Category:Financial Services Companies
Category:MarketsWiki Page of the Day
S420 / Small Cannabis

Small Cannabis groups producers and distributors of medical and recreational cannabis products into one price that can reflect fluctuations in the commodity’s use. It is offered by The Small Exchange.
S420 / Small Cannabis 	S420 / Small Cannabis 	S420 / Small Cannabis 	S420 / Small Cannabis
Symbol 	S420 	S420 	S420
Intraday Limits 	9% and 13% 	9% and 13% 	9% and 13%
Daily Limit 	20% 	20% 	20%
Initial Margin 	$204.00 	$204.00 	$204.00
Maintenance Margin 	$185.00 	$185.00 	$185.00
Trading Hours 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT 	Monday - Friday from 7am-4pm CT
Termination 	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.	The contract expires at 3pm CT on the 3rd Friday of the contract month. If the 3rd Friday is a market holiday, expiration is on the Thursday prior to the Friday holiday.
Size 	$1,000 	$1,000 	$1,000
Contract Size 	100x current price 	100x current price 	100x current price
Tick Size \ Dollar per Tick	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick 	$0.01 tick = $1.00 per tick
Available Contracts 	All Smalls are available for current and following month. 	All Smalls are available for current and following month. 	All Smalls are available for current and following month.
Settlement 	Cash-settled 	Cash-settled 	Cash-settled
== Notes ==
==References==
Category:Sponsored Pages
Category:Reserved Pages
Category:Futures Contracts
Category:Futures Data in Template
SAFT

SAFT is the acronym for "simple agreement for future tokens." It is a sometimes controversial funding technique that has been used in all sorts of blockchain projects. It mimics the older SAFE, or simple agreement for future equity. 
==Overview==
A SAFT is an investment contract in which the investor is promised tokens that are to be used in an as yet unbuilt or still non-functioning service or technology. For blockchain start-ups that are planning to issue tokens, the SAFT structure allows them to take in cash against the promise of later issuing tokens. Tokens do not dilute the entity's equity. The SAFT is generally viewed to be a security and consequently issuers are usually advised to conform issuance and sale in the U.S. with U.S. securities law, in particular the conditions around distribution. 
===References===
Category: funding
Category: cryptocurrency
Category: CryptoMarketsWiki
SDX

SDX, also known as SIX Digital Exchange, was established by SIX Group to execute on the company's digital asset and blockchain strategies. 
The project launched with a prototype in September 2019 based on SIX Group's trading technology and connection to a new distributed ledger technology-driven central securities depository. 
=== Management changes ===
According to CoinDesk, an online cryptocurrency news service, many of the original management of the project had left by early 2020. SDX's CEO Halblaub quit in summer 2019. He was followed approximately six months later by Alex Zinder, architecture lead, Ivo Sauter, head of clients and products, and Sven Roth, chief digital officer. Sauter told CoinDesk, “I think for me, the biggest thing was the initial vision changed. Primarily, this was because the mother company took more and more influence on SDX. I believe that with an innovation project like SDX there needs to be a bit of separation from the big mother.” 
In March 2020, SIX announced that Tim Grant, the former CEO of DrumG Technologies, would head SDX.
=== Front-end development ===
Omniex was selected by SIX Group in February 2020 to provide the front end for SDX's cryptocurrency trading platform which was planned to launch later that year. SIX Group made an investment of an undislcosed in Omniex amount at the time of the selection.
 
=== Joint ventures ===
SDX announced on December 7, 2020 that it was investing in Custodigit, a digital asset custody company that was already in operation, and that it would join with Swisscom and Sygnum to offer a complete chain of digital services from trading to settlement to custody. The joint offering, dubbed the "Institutional Digital Asset Gateway" was planned to launch in the first quarter of 2021. Custodigit was established by Sygnum and Swisscom two years earlier in 2018. Sygnum is a digital asset bank regulated by the Swiss government.
 
On December 8, 2020, SDX and SBI Digital Asset Holdings announced they would "work towards" launching a joint venture for a Singapore-based digital issuance platform, exchange and central securities depository that would attract institutional business. 
== References ==
Category:blockchain
Category:exchanges
{{Category:CryptoMarketsWiki]]
SEB

SEB is a leading Nordic corporate bank located in Sweden.
== History ==
In 1856, André Oscar Wallenberg started Sweden's first private bank, becoming the country's first venture capitalist. 
In 1900-1910 the bank established its head offices at Kungsträdgårdsgatan, Sweden. The banks stopped issuing their own bank notes, and the Swedish Central Bank took over the issue of notes.
From 1930-1940 an international recession spread over Europe, and things came to a head when Ivar Kreuger died in Paris in March 1932. Kreditbolaget was renamed to Skandinaviska Banken in 1938.
On 1 January 1972, Skandinaviska Banken and Stockholms Enskilda Bank merged to form Skandinaviska Enskilda Banken, with the aim of creating a bank which could meet the competition from the major international banks.
From 2010 to the present, SEB has focused on offering universal banking services in Sweden and the Baltic countries and a full-service offering to corporate and institutional clients in the Nordic countries and Germany, with a presence in some 20 countries worldwide.
== Products and Services ==
Finance, banking, advisory, wholesale banking, retail banking, mutual funds, life insurance, pension
== Key People ==
== References ==
SEC Division of Enforcement

SEC Division of Enforcement is the primary investigative and law enforcement arm of the U.S. Securities and Exchange Commission (SEC). Established in 1972, the division is responsible for investigating potential violations of federal securities laws, recommending commission action when appropriate, and negotiating settlements on behalf of the commission.
== History ==
The SEC has been charged with enforcing securities laws since its founding in 1934. However, the Division of Enforcement was not formally established until 1972. Prior to this, enforcement activities were carried out by lawyers based in Washington and in the commission's regional offices.
The creation of a separate Enforcement Division marked the beginning of what some have called its "Golden Age." Under the leadership of Irving Pollack and later Stanley Sporkin, the division attracted a group of dedicated young attorneys who were driven to make the SEC the finest agency in Washington.
== Functions and Operations ==
The Division of Enforcement assists the commission in executing its law enforcement function by:
# Recommending the commencement of investigations of securities law violations
# Recommending that the commission bring civil actions in federal court or before an administrative law judge
# Prosecuting these cases on behalf of the commission
The division works closely with law enforcement agencies in the U.S. and around the world to bring criminal cases when appropriate.
== Notable Cases ==
The Division of Enforcement has been involved in numerous high-profile cases throughout its history. Some notable examples include:
# In fiscal year 2024, the SEC charged Terraform Labs and founder Do Kwon with fraud, resulting in a judgment ordering them to pay more than $4.5 billion in disgorgement, prejudgment interest, and civil penalties.
# The SEC charged Morgan Stanley for a multi-year fraud involving the disclosure of confidential information about block trades. The firm agreed to pay approximately $249 million in disgorgement, prejudgment interest, and civil penalties. 
# In 2024, the SEC charged eight social media influencers in an alleged $100 million stock manipulation scheme.
== Key People ==
File:Sanjay-wadhwa.png|Sanjay Wadhwa, Acting Director, Division of Enforcement
== Videos ==
What Does the SEC Division of Enforcement Do? | Office Hours with Gary Gensler *Division Edition*
== References ==
Category:Regulatory Agencies
Category:Securities and Exchange Commission
Category:Law Enforcement
Category:Financial Regulation
Category:SEC Divisions
SEC Division of Investment Management

SEC Division of Investment Management is a branch of the U.S. Securities and Exchange Commission (SEC) responsible for overseeing the investment management industry, including mutual funds, exchange-traded funds (ETFs), professional fund managers, securities research analysts, and investment advisers. The division's primary goal is to protect retail investors from fraud and abuse within the investment industry while promoting informed investment decisions and facilitating appropriate innovation.
== History ==
The Division of Investment Management has its roots in the Investment Company Act of 1940 and the Investment Advisers Act of 1940. These laws were enacted in response to abuses in the investment industry during the 1920s and 1930s. The division was formally established to administer these acts and has since evolved to address the changing landscape of the investment management industry.
== Functions and Responsibilities ==
The Division of Investment Management carries out several key functions:
# Rulemaking: The division reviews and considers whether the SEC should propose, adopt, or amend rules and forms under the Investment Company Act, the Investment Advisers Act, and other federal securities laws affecting the asset management industry.
# Disclosure Review: The Disclosure Review and Accounting Office (DRAO) analyzes and reviews filings for mutual funds, ETFs, closed-end funds, variable insurance products, unit investment trusts, and similar investment companies under federal securities laws. 
# Guidance: The division provides interpretive assistance to companies regarding SEC rules and forms and responds to no-action requests and requests for exemptive relief.
# Risk Monitoring and Analysis: The Analytics Office monitors shifts in the investment management industry, providing current and accurate data to inform the division's actions.
== Key People ==
As of 2024, key personnel in the Division of Investment Management include:
* Sarah G. ten Siethoff: deputy director and associate director for the Rulemaking Office
* Brent J. Fields: associate director of the Disclosure Review and Accounting Office
* Tim Husson: associate director of the Analytics Office
* Aimée Primeaux: managing executive
* Thoreau Bartmann and Kaitlin C. Bottock: co-chief counsels
 
== Video ==
The SEC Investment Management Division Explained | Office Hours with Gary Gensler *Division Edition*
== References ==
Category:Regulatory Agencies
Category:Securities and Exchange Commission
Category:Investment Management
Category:Financial Regulation
Category:SEC Divisions
SEC Division of Trading and Markets

SEC Division of Trading and Markets is a key division of the U.S. Securities and Exchange Commission responsible for maintaining fair, orderly, and efficient markets. The division oversees major securities market participants and provides day-to-day oversight of the securities industry's operations.
== History ==
The Division of Trading and Markets has undergone several name changes since its inception:
* Division of Trading and Exchange (1935 – 1947)
* Division of Trading and Exchanges (1948 – 1962)
* Division of Trading and Markets (1963 – 1971)
* Division of Market Regulation (1972 – November 2007)
* Division of Trading and Markets (November 2007 – present)
== Responsibilities ==
The Division of Trading and Markets is responsible for regulating various entities in the securities industry:
=== Broker-Dealers ===
The division oversees approximately 3,400 broker-dealers, focusing on their financial integrity and compliance with securities laws.
=== Clearing Agencies ===
The division examines clearing agencies, particularly those designated as systemically important, focusing on core risks, processes, and controls.
=== Exchanges ===
The division oversees 25 national securities exchanges, reviewing their proposed rule changes and ensuring compliance with federal securities laws. 
=== Alternative Trading Systems ===
The division regulates 108 alternative trading systems, ensuring they comply with relevant regulations and maintain fair trading practices. 
=== Security-Based Swap Dealers & Execution Facilities ===
The division oversees 53 security-based swap dealers and is preparing to examine registered security-based swap execution facilities (SBSEFs) following the implementation of Regulation SE.
=== Transfer Agents ===
The division regulates more than 300 transfer agents, ensuring they maintain accurate records of securities ownership and facilitate the transfer of securities.
=== Banks ===
While banks are primarily regulated by banking authorities, the Division of Trading and Markets oversees certain securities activities conducted by banks.
== Key Activities ==
The division's activities include:
# Reviewing and approving proposed rule changes by self-regulatory organizations (SROs).
# Assisting the Commission in establishing rules for market operations.
# Monitoring market conditions and responding to market developments.
# Implementing Congressionally mandated rules, such as those required by the Dodd-Frank Act.
# Conducting examinations of regulated entities to ensure compliance with securities laws and regulations.
In fiscal year 2023, the division reviewed more than 1,700 self-regulatory organization proposed rule changes and advance notices, demonstrating the scale of its regulatory oversight.
== Key People ==
*David H. Saltiel, Acting Director, Division of Trading and Markets
== References ==
Category:Regulatory Agencies
Category:Securities and Exchange Commission
Category:Financial Regulation
Category:Market Structure
Category:Broker-Dealers
Category:Clearing Organizations
Category:Exchanges
Category:SEC Divisions
SEC Environmental, Social, and Governance Task Force

The SEC Climate and ESG Task Force develops initiatives to proactively identify ESG-related misconduct consistent with increased investor reliance on climate and ESG-related disclosure and investment. The Task Force is led by Sanjay Wadhwa, Deputy Director of the Division of Enforcement. Based within the Division of Enforcement, the task force develops initiatives to "proactively identify ESG-related misconduct consistent with increased investor reliance on climate and ESG-related disclosure and investment." The Task Force is led by Sanjay Wadhwa, Deputy Director of the Division of Enforcement. The Climate and ESG Task Force uses data analysis to mine and assess information across registrants, to identify potential violations including material gaps or misstatements in issuers’ disclosure of climate risks under existing rules, and disclosure and compliance issues relating to investment advisers’ and funds’ ESG strategies.
SEC Investor Advisory Committee

On June 3, 2009, Securities and Exchange Commission Chairman Mary Schapiro announced the formation of an Investor Advisory Committee to give investors a greater voice in the Commission's work. SEC Commissioner Luis A. Aguilar will serve as the Commission's primary sponsor of the Committee.
== Purpose ==
The Investor Advisory Committee's charter provides for a broad scope of interest, including:
*Advising the Commission on matters of concern to investors in the securities markets 
*Providing the Commission with investors' perspectives on current, non-enforcement, regulatory issues 
*Serving as a source of information and recommendations to the Commission regarding the Commission's regulatory programs from the point of view of investors 
== Current Members ==
The Advisory Committee will be co-chaired by Richard (Mac) Hisey, president of AARP Financial Incorporated and AARP Funds, and Hye-Won Choi, senior vice president and head of corporate governance for TIAA-CREF. Fred J. Joseph, president of the North American Securities Administrators Association and securities administrator for the State of Colorado, will be an ex-officio participant.
The Advisory Committee's other members will include:
*Mark Anson, president and executive director of investment services, Nuveen Investments 
*Mercer Bullard, founder and president of Fund Democracy, Inc. and Associate Professor of Law, University of Mississippi Law School 
*Jeff Brown, senior vice president, legislative and regulatory affairs, Charles Schwab & Co., Inc. 
*Stephen Davis, senior fellow and project director, Yale University School for Management's Millstein Center for Corporate Governance, and nonexecutive chair of Hermes Equity Ownership Service 
*Abe Friedman, global head of corporate governance and proxy voting and managing director, Barclays Global Investors 
*Mellody Hobson, president of Ariel Capital Management 
*Dennis A. Johnson, managing director, Shamrock Capital Advisors, Inc. 
*Adam Kanzer, managing director and general counsel, Domini Social Investments LLC 
*Mark Latham, director of Proxy Democracy, a nonprofit organization helping individual investors 
*Barbara Roper, director of investor protection, Consumer Federation of America 
*Dallas Salisbury, president and ceo, Employee Benefit Research Institute 
*Kurt Schacht, managing director, CFA Institute 
*Damon Silvers, associate general counsel, AFL-CIO 
*Kurt Stocker, chairman of the Individual Investors Advisory Board of the NYSE 
*Ann Yerger, executive director, Council of Institutional Investors 
== References ==
Category:U.S. Securities Exchange Commission
Category:SEC Committees