natgillin/translations-raw huggingface dataset:
In column 080, for each business line, institutions report the total “number of events (new events)”, the total of “gross loss amount (new events)”, the total “number of events subject to loss adjustments”, the total of “loss adjustments relating to previous reporting periods”, the “maximum single loss”, the “sum of the five largest losses”, the total of “total direct loss recovery” and the total of “total recovery from insurance and other risk transfer mechanisms”.
Förutsatt att institutet har hänfört alla sina förluster antingen till ett affärsområde som förtecknas i artikel 317.4 i tabell 2 i CRR eller till affärsområdet ’företagsövergripande poster’, som avses i artikel 322.3 b i CRR, och om det har fastställt händelsetyperna för alla förluster ska summan av de fem största kolumnerna, för kolumn 080 vara summan av de fem största förlusterna i hela matrisen, vilket betyder att den inte behöver vara lika med varken det högsta värdet för ’summan av de fem största förlusterna’ på rad 960 eller det högsta värdet för ’summan av de fem största förlusterna i kolumn 080’.
Provided that the institution has identified the event types for all losses, column 080 shows the simple aggregation of the number of loss events, the total gross loss amounts, the total loss recovery amounts and the “loss adjustments relating to previous reporting periods” reported in columns 010 to 070.
Om institutet har hänfört alla sina förluster antingen till ett affärsområde som förtecknas i artikel 317.4 tabell 2 i CRR eller till affärsområdet ’företagsövergripande poster’, som avses i artikel 322.3 b i CRR, är de totala direkta återvinningarna summan av de direkta återvinningarna för varje affärsområde.
The “maximum single loss” reported in column 080 is the maximum single loss within a business line and identical to the maximum of the “maximum single losses” reported in columns 010 to 070, provided that the institution has identified the event types for all losses.
Om institutet har hänfört alla sina förluster antingen till ett affärsområde som förtecknas i artikel 317.4 tabell 2 i CRR eller till affärsområdet ’företagsövergripande poster’, som avses i artikel 322.3 b i CRR, är den totala återvinningen från försäkring eller andra mekanismer för risköverföring summan av den totala återvinningen från försäkring och andra mekanismer för risköverföring för varje affärsområde.
For the sum of the five largest losses, in column 080 the sum of the five largest losses within one business line is reported.
C 17.02: Operativ risk Detaljerad information om de största förlusthändelserna under det senaste året (OPR DETAILS 2)
0090-0100
I mall C 17.02 ska uppgifter om enskilda förlusthändelser lämnas (en rad per händelse).
Institutions report in the columns 090 and 100 the minimum loss thresholds they are using for the internal loss data collection in accordance with Article 322(3) point (c), last sentence CRR.
De uppgifter som rapporteras i mallen ska avse ’nya händelser’, dvs. operativa riskhändelser
If the institution applies only one threshold for in each business line, only the column 090 shall be filled in.
’som beaktas för första gången’ under föregående rapporteringsreferensperiod, om händelsen inte ingått i någon tidigare tillsynsrapport, exempelvis på grund av att den fastställts som en operativ riskhändelse först under innevarande rapporteringsreferensperiod eller på grund av att de ackumulerade förlusterna hänförliga till händelsen (dvs. den ursprungliga förlusten plus/minus alla förlustkorrigeringar som gjorts under tidigare rapporteringsreferensperioder) överstiger tröskelvärdet för intern uppgiftsinsamling först under innevarande rapporteringsreferensperiod.
In the case where there are different thresholds applied within the same regulatory business line, then the highest applicable threshold (column 100) shall be filled in as well.
Endast händelser som leder till bruttoförlustbelopp på minst 100000 euro ska rapporteras.
0010-0880
Med beaktande av detta tröskelvärde ska följande ingå i mallen:
BUSINESS LINES: CORPORATE FINANCE, TRADING AND SALES, RETAIL BROKERAGE, COMMERCIAL BANKING, RETAIL BANKING, PAYMENT AND SETTLEMENT, AGENCY SERVICES, ASSET MANAGEMENT, CORPORATE ITEMS
Den största händelsen inom varje händelsetyp, förutsatt att institutet har fastställt händelsetyper för förluster.
For each business line as defined in Article 317(4), table 2 CRR, including the additional business line “Corporate items” as referred to in Article 322(3) point (b) CRR, and for each event type, the institution shall report, according to the internal thresholds the following information: number of events (new events), gross loss amount (new events), the number of events subject to loss adjustments, loss adjustments relating to previous reporting periods, maximum single loss, sum of the five largest losses, total direct loss recovery and the total recovery from insurance and other risk transfer mechanisms.
Minst tio av de största resterande händelserna, med eller utan fastställd händelsetyp, per bruttoförlustbelopp.
For a loss event that affects more than one business line the “gross loss amount” is distributed among all the affected business lines.
Händelserna ska rangordnas efter bruttoförlustbelopp.
Institutions that calculate their own funds requirement according to BIA can report those losses for which the business line is not identified in rows 910-980 only.
En händelse får endast beaktas en gång.
The number of events is the number of operational risk events for which gross losses were accounted for within the reporting reference period.
Händelse-ID är en radidentifierare och ska vara unik för varje rad i tabellen.
The number of events shall refer to “new events”, i.e. operational risk events
Om ett internt ID finns tillgängligt ska instituten ange internt ID.
“accounted for the first time” within the reporting reference period or
I annat fall ska det ID som rapporteras följa nummerordning 1, 2, 3 osv.
“accounted for the first time” within a previous reporting reference period, if the event had not been included in any previous supervisory report, e.g. because it was identified as operational risk event only in the current reporting reference period or because the accumulated loss attributable to that event (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) exceeded the internal data collection threshold only in the current reporting reference period.
Redovisningsdatum
“New events” do not include operational risk events “accounted for the first time” within a previous reporting reference period, which had been included already in previous supervisory reports.
Den dag då en förlust eller reserv/avsättning först beaktats i resultaträkningen, mot en förlust till följd av operativa risker.
The gross loss amount is the gross loss amounts pertinent to operational risk events (e.g. direct charges, provisions, settlements).
Den dag då den operativa riskhändelsen inträffade eller tog sin början.
All losses related to a single event which are accounted for within the reporting reference period are summed up and considered as the gross loss for that event for that reporting reference period.
Den dag då institutet fick kännedom om den operativa riskhändelsen.
For events “accounted for the first time” within a previous reporting reference period which had not been included in any previous supervisory report, the total loss accumulated until the reporting reference date (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) shall be reported as the gross loss at the reporting reference date.
Den bruttoförlust som avser de händelser som anges i raderna 020, 120 etc. i mall C 17.01 ovan.
The amounts to be reported do not take into account obtained recoveries.
Den bruttoförlust som avser de händelser som anges i raderna 020, 120 etc. i mall C 17.01 ovan, netto efter direkta återvinningar till följd av förlusthändelser.
Number of loss events subject to loss adjustments
Bruttoförlust per affärsområde
The number of loss events subject to loss adjustments is the number of operational risk events “accounted for the first time” in previous reporting reference periods and already included in previous reports, for which loss adjustments were made in the current reporting reference period.
Den bruttoförlust som rapporteras i kolumn 060 ska hänföras till relevant affärsområde i enlighet med artiklarna 317 och 322.3 b i CRR.
If more than one loss adjustment was made for an event within the reporting reference period, the sum of those loss adjustments shall be counted as one adjustment in the period.
Namnet på den juridiska person enligt kolumn 010 i mall C 06.02 där förlusten – eller den största delen av förlusten, om flera enheter påverkats – inträffar.
Loss adjustments relating to previous reporting reference periods is the sum of the following elements (positive or negative):
LEI-koden enligt kolumn 025 i mall C 06.02 där förlusten – eller den största delen av förlusten, om flera enheter påverkats – inträffat.
the gross loss amounts pertinent to positive loss adjustments made within the reporting reference period (e.g. increase of provisions, linked loss events, additional settlements) of operational risk events “accounted for the first time” and reported in previous reporting reference periods;
Affärsenhet eller företagsdivision inom enheten där förlusten – eller den största delen av förlusten, om flera affärsenheter eller företagsdivisioner påverkas – inträffat.
the gross loss amounts pertinent to negative loss adjustments made within the reporting reference period (e.g. due to decrease of provisions) of operational risk events “accounted for the first time” and reported in previous reporting reference periods.
En narrativ beskrivning av händelsen, i tillämpliga fall i generella och anonyma ordalag, som minst ska innehålla information om själva händelsen och om vad som orsakat händelsen, om detta är känt.
If more than one loss adjustment was made for an event within the reporting reference period, the amounts of all those loss adjustments are summed up, taking into account the sign of the adjustments (positive, negative).
Dessa instruktioner avser mallarna för rapportering av beräkningen av kapitalbaskrav enligt schablonmetoden för valutakursrisk (MKR SA FX), råvarurisk (MKR SA COM), ränterisk (MKR SA TDI, MKR SA SEC och MKR SA CTP) och aktierisk (MKR SA EQU).
This sum is considered as the loss adjustment for that event for that reporting reference period.
I denna del ingår också instruktioner till mallen för rapportering av beräknade kapitalbaskrav enligt metoden med interna modeller (MKR IM).
If, due to a negative loss adjustment, the adjusted loss amount attributable to an event falls below the internal data collection threshold of the institution, the institution shall report the total loss amount for that event accumulated until the last time when the event was reported for a December reference date (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) with a negative sign instead of the amount of the negative loss adjustment itself.
Positionsrisken avseende ett omsatt skuldinstrument eller en omsatt aktie (eller skuld- eller aktiederivat) ska delas upp i två komponenter vid beräkningen av den kapitaltäckning som krävs för detta.
The Maximum single loss is the larger of
Den första komponenten ska vara den specifika riskkomponenten, dvs. risken för en prisförändring för instrumentet som beror på omständigheter hänförliga till den som emitterat instrumentet eller, i fråga om ett derivatinstrument, den som emitterat det underliggande instrumentet.
the largest gross loss amount related to an event reported for the first time within the reporting reference period and
Den andra komponenten ska täcka den generella risken, dvs. för en prisförändring för instrumentet, som (när det gäller ett omsatt skuldinstrument eller skuldderivat) beror på ändrad räntenivå eller som (när det gäller en aktie eller ett aktiederivat) beror på en allmän rörelse på aktiemarknaden som inte är kopplad till någon särskild egenskap hos ett enskilt värdepapper.
the largest positive loss adjustment amount (as defined above) related to an event reported for the first time within a previous reporting reference period.
Den allmänna behandlingen av specifika instrument och nettningsförfaranden beskrivs i artiklarna 326–333 i CRR.
The sum of the five largest losses is the sum of the five largest amounts among
I denna mall rapporteras positioner och de relaterade kapitalbaskraven för positionsrisker för omsatta skuldinstrument enligt schablonmetoden (artiklarna 102 och 105.1 i CRR).
the gross loss amounts for events reported for the first time within the reporting reference period and
De olika risker och metoder som är tillämpliga enligt CRR behandlas rad för rad.
the positive loss adjustment amounts (as defined for rows 040, 140, …, 840 above) relating to events reported for the first time within a previous reporting reference period.
Den specifika risken i samband med de exponeringar som tas upp i mallarna MKR SA SEC och MKR SA CTP behöver bara rapporteras i den övergripande mallen för positionsrisker i omsatta skuldinstrument MKR SA TDI.
The amount which can qualify as one of the five largest ones is the amount of the loss adjustment itself, not the total loss associated with the respective event before or after the loss adjustment.
Kapitalbaskraven som rapporteras i de mallarna ska överföras till cell 325;060 (värdepapperiseringar) respektive cell 330;060 (CTP).
Direct recoveries are all recoveries obtained except those which are subject to Article 323 CRR as reported in the row below.
Instituten ska fylla i mallen separat när det gäller ’totalbeloppet’ plus en i förväg angiven förteckning över följande valutor: EUR, ALL, BGN, CZK, DKK, EGP, GBP, HRK, HUF, ISK, JPY, MKD, NOK, PLN, RON, RUB, RSD, SEK, CHF, TRY, UAH, USD och en restmall för alla andra valutor.
The total direct loss recovery is the sum of all the direct recoveries and adjustments to direct recoveries accounted for within the reporting period and pertinent to operational risk events accounted for the first time within the reporting reference period or in previous reporting reference periods.
ALLA POSITIONER (LÅNGA OCH KORTA)
Recoveries from insurance and other risk transfer mechanisms are those recoveries which are subject to Article 323 CRR.
När det gäller skillnaden mellan långa och korta positioner som även gäller dessa bruttopositioner, se artikel 328.2 i CRR.
The total recovery from insurance and other risk transfer mechanisms is the sum of all the recoveries from insurance and other risk transfer mechanisms and adjustments to such recoveries accounted within the reporting reference period and pertinent to operational risk events accounted for the first time within the reporting reference period or in previous reporting reference periods.
NETTOPOSITIONER (LÅNGA OCH KORTA)
0910-0980
De nettopositioner som åsätts ett kapitalkrav i enlighet med de olika metoder som behandlas i del tre avdelning IV kapitel 2 i CRR.
TOTAL BUSINESS LINES
Kapitalkravet för berörda positioner i enlighet med del tre avdelning IV kapitel 2 i CRR.
For each event type (column 010 to 080), the information (Article 322(3) lit. b), c) and e) of CRR on total business lines has to be reported.
010–350
0910-0914
Positioner i omsatta skuldinstrument i handelslagret och motsvarande kapitalbaskrav för positionsrisken i enlighet med artikel 92.3 b led i i CRR och del tre avdelning IV kapitel 2 i CRR rapporteras beroende på riskkategori, löptid och tillämpad metod.
Number of Events
GENERELL RISK:
In row 910, the number of events above the internal threshold by event types for the total business lines shall be reported.
Derivat som ingår i beräkningen av ränterisk för positioner i handelslagret med beaktande av artiklarna 328–331, i förekommande fall.
This figure may be lower than the aggregation of the number of events by business lines since the events with multiple impacts (impacts in different business lines) shall be considered as one.
Instrument, förutom derivat, vilka ingår i beräkningen av ränterisk för positioner i handelslagret.
It may be higher, if an institution calculating its own funds requirements according to BIA cannot identify the business line(s) affected by the loss in every case.
020–200
In rows 911 – 914, the number of events with a gross loss amount within the ranges defined in the pertinent rows shall be reported.
LÖPTIDSBASERAD METOD
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR respectively that it has identified the event types for all losses, the following shall apply for column 080:
Positioner i omsatta skuldinstrument för vilka institutet den löptidsbaserade metoden i enlighet med artikel 339.1–339.8 i CRR och motsvarande kapitalbaskrav som fastställs i artikel 339.9 i CRR.
The total number of events reported in rows 910 to 914 is equal to the horizontal aggregation of the number of events in the corresponding row, given that in those figures the events with impacts in different business lines shall have already been considered as one event.
Positionen ska delas upp i zonerna 1, 2 och 3 och dessa i sin tur efter instrumentens löptid.
The figure reported in column 080, row 910 shall not necessarily be equal to the vertical aggregation of the number of events which are included in column 080, given that one event can have an impact in different business lines simultaneously.
210–240
0920-0924
GENERELL RISK: DURATIONSBASERAD METOD
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the gross loss amount (new events) reported in row 920 is the simple aggregation of the gross loss amounts of new events for each business line.
Positioner i omsatta skuldinstrument för vilka institutet använder den durationsbaserade metoden i enlighet med artikel 340.1–340.6 i CRR och motsvarande kapitalbaskrav som fastställs i artikel 340.7 i CRR.
In rows 921 – 924, the gross loss amount for events with a gross loss amount within the ranges defined in the pertinent rows shall be reported.
Positionen ska delas upp i zonerna 1, 2 och 3.
In row 930, the total of the numbers of events subject to loss adjustments as defined for rows 030, 130, …, 830 shall be reported.
Summan av de belopp som rapporteras på raderna 251, 325 och 330.
This figure may be lower than the aggregation of the number of events subject to loss adjustments by business lines since events with multiple impacts (impacts in different business lines) shall be considered as one.
Positioner i omsatta skuldinstrument som omfattas av kapitalkravet för specifik risk och de motsvarande kapitalkraven för positionerna i enlighet med artiklarna 92.3 b, 335, 336.1–336.3, 337 och 338 i CRR.
The number of loss events subject to loss adjustments shall be broken down into the number of events for which a positive loss adjustment was made within the reporting reference period and the number of events for which a negative loss adjustment was made within the reporting period (all reported with a positive sign).
Observera även artikel 327.1 sista meningen i CRR.
In row 940, the total of the loss adjustment amounts relating to previous reporting periods per business lines (as defined for rows 040, 140, …, 840) shall be reported.
251–321
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 of CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) of CRR, the amount reported in row 940 is the simple aggregation of the loss adjustments relating to previous reporting periods reported for the different business lines.
Summan av de belopp som rapporteras på raderna 260–321.
The amount of loss adjustments shall be broken down into the amount related to events for which a positive loss adjustment was made in the reporting reference period (row 945, reported with as positive figure) and the amount related to events for which a negative loss adjustment was made within the reporting period (row 946, reported as negative figure).
Kapitalbaskraven för de kreditderivat på n:te förfall som inte har ett externt kreditbetyg ska beräknas genom att riskvikterna för referensenheterna summeras (artikel 332.1 e första och andra stycket i CRR – ’genomlysning’).
If, due to a negative loss adjustment, the adjusted loss amount attributable to an event falls below the internal data collection threshold of the institution, the institution shall report the total loss amount for that event accumulated until the last time when the event was reported for a December reference date (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) with a negative sign in row 946 instead of the amount of the negative loss adjustment itself.
Kreditderivat på n:te förfall som har ett externt kreditbetyg (artikel 332.1 e tredje stycket i CRR) ska rapporteras separat på rad 321.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the maximum single loss is the maximum loss over the internal threshold for each event type and amongst all business lines.
Rapportering av positioner som omfattas av artikel 336.3 i CRR:
The maximum single loss reported shall be equal to the highest of the values reported in columns 010 – 070 of this row.
De specifika kapitalbaskraven är halva den procentsats som anges för den andra kategorin i tabell 1 i artikel 336 i CRR.
If there are events having an impact in different business lines, the amount reported in r950, c080 may be higher than the amounts of “Maximum single loss” per business line reported in other rows of column 080.
Uppgifterna ska föras till raderna 280–300 i enlighet med återstående löptid.
The sum of the five largest gross losses for each event type and amongst all business lines is reported.
Om den generella risken för räntepositioner säkras genom ett kreditderivat ska artiklarna 346 och 347 tillämpas.
This sum may be higher than the highest sum of the five largest losses recorded in each business line.
Det totala kapitalbaskrav som rapporteras i kolumn 610 i mall MKR SA SEC.
This sum has to be reported regardless of the number of losses.
Rapporteras bara på nivån ’totalt’ i mall MKR SA TDI.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR respectively that it has identified the event types for all losses, for column 080, the sum of the five largest losses shall be the sum of the five largest losses in the whole matrix, which means that it may not necessarily be equal to neither the maximum value of “sum of the five largest losses” in row 960 nor the maximum value of “sum of the five largest losses” in column 080.
De totala kapitalbaskrav som rapporteras i kolumn 450 i mall MKR SA CTP.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the total direct loss recovery is the simple aggregation of the total direct loss recovery for each business line.
350–390
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the total recovery from insurance and other risk transfer mechanisms is the simple aggregation of the total loss recovery from insurance and other risk transfer mechanisms for each business line.
YTTERLIGARE KRAV FÖR OPTIONER (ANDRA RISKER ÄN DELTARISKER)
C 17.02: Operational risk: Detailed information on the largest loss events in the last year (OPR DETAILS 2)
Artikel 329.3 i CRR.