natgillin/translations-raw huggingface dataset:
pristojnemu organu, ki je predložil zahtevo, omogoči, da sodeluje v inšpekcijskem pregledu ali preiskavi na kraju samem;
allow the competent authority which submitted the request to participate in an on-site inspection or investigation;
pristojnemu organu, ki je predložil zahtevo, omogoči, da sam opravi inšpekcijski pregled ali preiskavo na kraju samem;
allow the competent authority which submitted the request to carry out the on-site inspection or investigation itself;
imenuje revizorje ali strokovnjake za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem;
appoint auditors or experts to carry out the on-site inspection or investigation;
si lahko posamezne naloge, povezane z nadzornimi dejavnostmi, razdeli z drugimi pristojnimi organi.
share specific tasks related to supervisory activities with the other competent authorities.
Pristojni organi sklenejo s pristojnimi organi tretjih držav sporazume o sodelovanju glede izmenjave informacij
The competent authorities shall conclude cooperation agreements with competent authorities of third countries concerning the exchange of information with
z nadzornimi
third-country supervisory authorities
organi v tretjih državah, uveljavljanja obveznosti iz te uredbe v tretjih državah in sprejetja podobnih ukrepov s strani pristojnih organov za dopolnitev ukrepov, sprejetih po členih 16 do 25.
, the enforcement of obligations arising under this Regulation in third countries and the taking of similar measures by the competent authority to complement measures taken under Articles 16 to 25.
Informacije, pridobljene od pristojnih organov tretjih držav, pristojni organi v skladu s členom 30 posredujejo organu ESMA.
In accordance with Article 30a, the competent authorities shall transmit information obtained from third-country supervisory authorities to ESMA.
Organ ESMA usklajuje pripravo sporazumov o sodelovanju med pristojnimi organi držav članic in zadevnimi
ESMA shall coordinate the development of cooperation agreements between the competent authorities of Member States and the relevant
Organ ESMA usklajuje tudi izmenjavo informacij, pridobljenih od
ESMA shall also coordinate the exchange between competent authorities of information obtained from
organov tretjih držav, med pristojnimi organi, ki so lahko pomembne za sprejetje ukrepov iz členov 16 do 25.
that may be relevant to the taking of measures under Articles 16 to 25.
Pristojni organi sklenejo sporazume o sodelovanju glede izmenjave informacij
The competent authorities shall conclude cooperation agreements on exchange of information with the
organi tretjih držav samo, kadar za razkrite informacije velja varstvo poslovne skrivnosti, ki je vsaj enakovredno tistemu iz člena 29.
only where the information disclosed is subject to guarantees of professional secrecy which are at least equivalent to those set out in Article 29.
Člen 33 Prenos in hranjenje osebnih podatkov
Article 33 Transfer and retention of personal data
Člen 34 Razkrivanje informacij tretjim državam
Article 34 Disclosure of information to third countries
Pristojni organ države članice lahko podatke in analizo podatkov posreduje
The competent authority of a Member State may transfer to
nadzornemu organu tretje države
the supervisory authority of
samo v posameznih primerih in če so izpolnjeni pogoji člena 25 ali 26 Direktive 95/46/ES.
a third country data and the analysis of data when the conditions laid down in Article 25 or 26 of Directive 95/46/EC are fulfilled and only on a case-by-case basis.
Podatki se smejo posredovati samo, če
transfer of data shall be made only if the
tretja država
third country
Pristojni organ države članice informacije,
The competent authority of a Member State shall disclose information
ki so po členu 29 zaupne in
which is confidential pursuant to Article 29 and which is
ki jih je prejel od pristojnega organa druge države članice, razkrije
received from a competent authority of another Member State to a
organu tretje države samo, če je pristojni organ zadevne države članice pridobil izrecno soglasje pristojnega organa, ki je posredoval informacije, in, po potrebi, kadar se informacije razkrijejo izključno za namene, s katerimi je pristojni organ soglašal.
only where the competent authority of the Member State concerned has obtained express agreement of the competent authority which transmitted the information and, where applicable, the information is disclosed solely for the purposes for which that competent authority gave its agreement.
na podlagi smernic, ki jih sprejme organ ESMA, upoštevaje sporočilo Komisije o okrepitvi sistemov sankcij v sektorju finančnih storitev ter v skladu s temeljnimi načeli svoje nacionalne zakonodaje
, in accordance with the fundamental principles in their national legislation
določijo pravila o upravnih ukrepih, sankcijah in denarnih kaznih, ki se uporabljajo za kršitve določb te uredbe, in sprejmejo vse ukrepe, potrebne za zagotovitev njihovega izvajanja.
establish rules on administrative measures, sanctions and pecuniary penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure thatthey are implemented.
Kadar prodajalec prekrši določbe člena 12, morajo biti kazni ustrezno visoke, da prodajalec ne more okoristiti.
Where the seller breaches the provisions of Article 12, the penalties shall be sufficiently high so as not to allow the seller to make a profit.
Organ ESMA v skladu z Uredbo (EU) št. 1095/2010 sprejme smernice zvezi z vrsto upravnih ukrepov in kazni, ki jih lahko vzpostavijo države članice.
In accordance with Regulation (EU) No 1095/2010, ESMA shall adopt guidelines concerning the type of administrative measures and penalties to be established by Members States.
do [1. julija 2012], prav tako
by [1 July 2012] █ and shall notify
takoj uradno obvestijo o morebitnih poznejših spremembah, ki vplivajo
without delay of any subsequent amendment affecting
Delegirani akti Člen 36 Izvajanje pooblastila
DELEGATED ACTS Article 36 Exercise of the delegation
Pooblastila za sprejetje delegiranih aktov iz
The delegation of power referred to in
členov 2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3), 15(2), 19(4) in 25
Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2), Article 19(4) and Article 25
se Komisiji podelijo za nedoločen čas.
shall be conferred on the Commission for an indeterminate period of time.
Pooblastilo iz členov
A delegation of power referred to in
2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3),15(2), 19(4) in 25
Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article15(2), Article 19(4) and Article 25
lahko kadarkoli prekliče Evropski parlament ali Svet.
may be revoked at any time by the European Parliament or by the Council.
Odločitev o preklicu začne veljati dan po objavi v
The decision to revoke shall take effect on the day following that of its publication in the
ali na poznejši datum, ki je naveden v odločitvi.
or on a later date specified therein.
Delegirani akt, sprejet v skladu s členi
A delegated act adopted pursuant to
2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3), 15(2), 19(4) in 25,
Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2), Article 19(4) and Article 25
začne veljati samo, če Evropski parlament in Svet
shall enter into force only if no objection has been expressed by either the European Parliament or the Council within a period of
v treh mesecih
three months
od dneva, ko jima je bilo poslano uradno obvestilo o delegiranem aktu, ali če sta pred iztekom tega obdobja oba obvestila Komisijo o odločitvi, da delegiranemu aktu ne bosta nasprotovala.
of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
To obdobje se na pobudo Evropskega parlamenta ali Sveta podaljša za
That period shall be extended by
Člen 39 Postopek odbora
Article 39 Committee procedure
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011
That committee shall be a committee within the meaning of Regulation (EU) No 182/2011
Pri sklicevanju na ta odstavek se uporabi člen 5
Where reference is made to this paragraph, Article 5
, ob upoštevanju določb člena 8 Uredbe.
shall apply, having regard to the provisions of Article 8 thereof.
Komisija sprejme delegirane akte na podlagi členov 2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3), 15(2), 19(4) in 25 do …
The Commission shall adopt the delegated acts under Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2), Article 19(4) and Article 25 by ...
Poglavje VIII
CHAPTER VIII
Prehodne in končne določbe Člen 40 Pregled in poročanje
TRANSITIONAL AND FINAL PROVISIONS Article 40 Review and report
30. junija 2013
30 June 2013
predloži Evropskemu parlamentu
, the Commission shall, in light of discussions with the competent authorities and ESMA, report the European Parliament
in Svetu
and the Council
in 8;
and 8;
ustreznosti zahtev o javnem razkritju ter zahtevi po razkritju in pragovih zanj po členu 7, ob posebnem upoštevanju njihovega vpliva na likvidnost in nestanovitnost cen na finančnih trgih;
the appropriateness of the public disclosure requirement and the disclosure requirement and the disclosure thresholds under Article 7, in particular with regard to their impact on the efficiency and volatility of financial markets;
tem, ali je ustrezno neposredno, centralizirano poročanje organu ESMA;
whether direct, centralised reporting to ESMA is appropriate;
delovanju omejitev in zahtev iz poglavja II;
the operation of the restrictions and requirements in Chapter II;
primernosti morebitnih drugih omejitev ali pogojev glede prodaje na kratko ali zamenjav kreditnega tveganja.
whether any other restrictions or conditions on short selling or credit default swaps are appropriate.
Osebje in sredstva organa ESMA
Staff and resource of ESMA
Člen 42 Začetek veljavnosti
Article 42 Entry into force
Zakonodajna resolucija Evropskega parlamenta z dne 5. julija 2011 o predlogu direktive Evropskega parlamenta in Sveta o spremembi Direktive 97/9/ES Evropskega parlamenta in Sveta o odškodninskih shemah za vlagatelje ( KOM(2010)0371 – C7-0174/2010 – 2010/0199(COD) )
European Parliament legislative resolution of 5 July 2011 on the proposal for a directive of the European Parliament and of the Council amending Directive 97/9/EC of the European Parliament and of the Council on investor-compensation schemes ( COM(2010)0371 – C7-0174/2010 – 2010/0199(COD) )
ob upoštevanju predloga Komisije Parlamentu in Svetu ( KOM(2010)0371 ),
having regard to the Commission proposal to Parliament and the Council ( COM(2010)0371 ),
ob upoštevanju člena 294(2) in člena 53(1) Pogodbe o delovanju Evropske unije, v skladu s katerima je Komisija Parlamentu podala predlog ( C7-0174/2010 ),
having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament ( C7-0174/2010 ),
ob upoštevanju obrazloženih mnenj, ki sta jih v okviru Protokola (št. 2) o uporabi načel subsidiarnosti in sorazmernosti predložila Švedski parlament in Spodnji dom parlamenta Združenega kraljestva, v katerih zatrjujeta, da osnutek zakonodajnega predloga ni v skladu z načelom subsidiarnosti,
having regard to the reasoned opinions, submitted, within the framework of the Protocol (No 2) on the application of the principles of subsidiarity and proportionality, by the Swedish Parliament and the United Kingdom House of Commons, asserting that the draft legislative act does not comply with the principle of subsidiarity,
ob upoštevanju mnenja Evropske centralne banke UL C 99, 31.3.2011, str.
having regard to the opinion of the European Central Bank OJ C 99, 31.3.2011, p.
ob upoštevanju poročila Odbora za ekonomske in monetarne zadeve ter mnenja Odbora za pravne zadeve ( A7-0167/2011 ),
having regard to the report of the Committee on Economic and Monetary Affairs and the opinion of the Committee on Legal Affairs ( A7-0167/2011 ),
Predlog direktive
Proposal for a directive – amending act
Uvodna izjava 5 – akt o spremembi
Recital 5
dovoljenj investicijskih podjetij, zato jih je treba zaščititi v primerih, ko investicijska podjetja kršijo svoje dovoljenje, zlasti tako da hranijo sredstva stranke ali storitve določeni vrsti strank zagotavljajo v nasprotju s pogoji svojega dovoljenja.
, thus it is necessary to protect them in situations in which investment firms act in breach of their authorisation notably by holding client assets or providing services to a particular type of client contrary to the conditions of their authorisation.
Vlagatelji morda niso seznanjeni z
Investors may not be aware of
neobstojem ali omejenostjo
lacking or limited authorisations
Uvodna izjava 8 – akt o spremembi
Recital 8
Ker je kritje odškodnine na podlagi Direktive 94/19/ES zdaj večje kot na podlagi te direktive, je treba vlagateljem v
As the compensation coverage under Directive 94/19/EC is now higher than the one under this Directive, it is necessary to provide the highest protection to investors
Zato mora v teh primerih vlagatelj
Therefore, in those cases, the investor
odškodnino prejeti na podlagi Direktive 94/19/ES.
should be compensated under Directive 94/19/EC.
Za izterjavo sredstev, ki se plačajo za odškodnino, je treba shemam, ki vlagateljem izplačajo odškodnino zaradi plačilne nesposobnosti depozitarja ali tretje osebe, zagotoviti pravico do zamenjave za pravice vlagatelja
In order to be able to recover the funds paid for compensation, schemes making payments to compensate investors for failure of a depositary or a third party should have the right of subrogation to the rights of the investor
investicijskega podjetja
investment firm
ali kolektivnih naložbenih podjemov za vlaganja v prenosljive vrednostne papirje (v nadaljnjem besedilu: KNPVP)
or undertakings for collective investment in transferable securities (hereinafter referred to as ‘UCITS’)
v postopkih likvidacije za zneske, ki so enaki njihovim plačilom.
in liquidation proceedings for amounts equal to their payments.
Namen te direktive ne sme biti zmanjšanje odgovornosti investicijskih podjetij
This Directive should not be intended to diminish the responsibility of investment firms
ali KNPVP
or UCITS
, da izterjajo sredstva od depozitarja ali skrbnika.
to recover assets from a depositary or custodian.
investicijskega podjetja v postopkih likvidacije za zneske, ki so enaki njihovim plačilom.
investment firm in liquidation proceedings for amounts equal to their payments.
Direktiva 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) določa, da sredstva KNPVP hrani depozitar.
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) requires the UCITS' assets to be safe kept by a depositary.
to vpliva na vrednost enot premoženja ali delnic KNPVP
, this affects the value of the UCITS units or shares
Minimalna raven odškodnine je bila določena leta 1997 in se od takrat ni spremenila.
The minimum level of compensation was established in 1997 and has not been modified since then.
To raven je treba povečati na
This level should be increased to
, da se upošteva razvoj na finančnih trgih in v zakonodajnem okviru Unije.
in order to take into account developments in the financial markets and in the Union legislative framework.
Uvodna izjava 13 – akt o spremembi
Recital 13
Da se zagotovi izplačilo odškodnine vlagateljem na podlagi
In order to ensure investors receive the compensation provided for under
in primerljiva raven zaščite vlagateljev v različnih državah članicah, je treba sprejeti skupna pravila za financiranje shem.
and a comparable level of investor protection across Member States, it is necessary to introduce common rules governing the funding of the schemes.
Skupno minimalno ciljno raven finančnih sredstev je treba doseči v
A common minimum target fund level should be reached within a
Direktive 97/9/ES
Directive 97/9/EC
Skupno minimalno ciljno raven finančnih sredstev je treba doseči
A common minimum target fund level should be reached
Za določitev pogojev za uporabo določb v zvezi s financiranjem shem mora Evropski organ za vrednostne papirje in trge
conditions of application of the provisions concerning the financing of the schemes, the European Securities and Markets Authority established by
Delovanje shem se med državami članicami trenutno zelo razlikuje, zato je cilj te direktive zagotoviti dodatno usklajevanje in hkrati državam članicam dopustiti nekaj prožnosti, kar zadeva podrobno organizacijo shem.
The functioning of the schemes is currently highly differentiated in Member States and this Directive aims at introducing further harmonisation while leaving some flexibility to Member States as to the detailed organisation of the schemes.
na Komisijo.
in respect of
Za določitev
In order to
pogojev za uporabo določb v zvezi s financiranjem shem mora
conditions of application of the provisions concerning the financing of the schemes, the
evropski nadzorni organ (
European Supervisory Authority (
, ustanovljen z
established by
Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta
Regulation (EU) No 1095/2010 of the European Parliament and of the Council
Pristojni organi morajo tesno sodelovati med seboj in z Evropskim organom za vrednostne papirje in trge, da se zazna in prepreči goljufijo, nedopustne upravne postopke ali operativne napake investicijskih podjetij v Uniji.
Competent authorities should cooperate closely with each other and with ESMA to detect and prevent fraud, administrative malpractices and operational errors of investment firms in the Union.
Države članice bi morale spodbujati institucionalizirani dialog med varuhi potrošnikov, organi, nadzornimi organi in odškodninskimi shemami za vlagatelje, da se preprečijo nadaljnji odškodninski primeri.
The Member States should encourage an institutionalised dialogue between consumer protectors, authorities, supervisory authorities and investor compensation schemes to prevent further compensation cases.
Mehanizem posojil ne sme posegati v fiskalne pristojnosti držav članic.
The borrowing mechanism should not impinge any fiscal responsibility of the Member States.
Evropski organ za vrednostne papirje in trge mora ob upoštevanju nadzora odškodninskih shem za vlagatelje, ki ga opravljajo države članice, prispevati k doseganju cilja, tako da investicijskim podjetjem
While respecting the supervision of investor-compensation schemes by Member States, ESMA should contribute to the achievement of the objective of making it easier for investment firms
in KNPVP
and UCITS
olajša njihove dejavnosti ter hkrati zagotavlja učinkovito zaščito vlagateljev.
to pursue their activities while at the same time ensuring effective protection for investors.
Zato mora Evropski organ za vrednostne papirje in trge potrditi, da so pogoji za posojila med odškodninskimi shemami za vlagatelje iz
To that end, ESMA should confirm that the conditions of borrowing between investor-compensation schemes laid down in
izpolnjeni, ter v okviru natančnih mejnih vrednosti iz te direktive navesti zneske, ki jih posodi posamezna shema, začetno obrestno mero in trajanje posojila.
are fulfilled and state, within the strict limits set by this Directive, the amounts to be lent by each scheme, the initial interest rate as well as the duration of the loan.
Uvodna izjava 22 – akt o spremembi
Recital 22
Direktiva 97/9/ES državam članicam dovoljuje, da poklicne in institucionalne vlagatelje izključijo iz kritja, vendar ustrezen seznam ni usklajen z razvrstitvijo strank investicijskih podjetij iz Direktive 2004/39/ES.
Directive 97/9/EC allows Member States to exclude professional and institutional investors from cover but the relevant list is not aligned with the classification of clients of investment firms under Directive 2004/39/EC.
Da se zagotovi primerna raven varstva za vse ustrezne vlagatelje, bi morale imeti države članice pravico vključiti v področje uporabe Direktive 97/9/ES mikro podjetja, neprofitne organizacije in lokalne javne organe.
In order to ensure an appropriate level of protection for all relevant investors, Member States should be able to include micro-entities, non-profit organisations and public local authorities in order to bring them within the scope of Directive 97/9/EC.
Komisijo je treba v skladu s členom 290 Pogodbe pooblastiti za sprejemanje delegiranih aktov.
The Commission should be empowered to adopt delegated acts in accordance with Article 290 of the Treaty.
Delegirane akte je treba sprejeti
In particular, the delegated acts should be adopted
zlasti v zvezi z določitvijo metode za izračun ciljne ravni finančnih sredstev, ki jo morajo določiti sheme, in za spremembo te ciljne ravni, odstotkom opredeljene zgornje meje sredstev, ki so na voljo za posojila med nacionalnimi odškodninskimi shemami
in respect of the determination of the method to calculate the target fund level to be established by the schemes and to modify this target fund level, the percentage of the determined ceiling of the funds available for lending between national compensation schemes
postopkom za obravnavo terjatev vlagateljev
the procedure to deal with investors' claims
in tehničnimi merili za izračun izgube vrednosti KNPVP v okoliščinah, ki spadajo na področje uporabe te direktive
and the technical criteria to calculate the loss of value of a UCITS in the circumstances covered by this Directive
Prav tako je treba Komisijo pooblastiti, da z delegiranimi akti spreminja
The Commission should also be empowered to amend, by means of delegated acts,
Pristojnost za sprejemanje aktov v skladu s členom 290 PDEU bi bilo treba prenesti na Komisijo in sicer
The power to adopt acts in accordance with Article 290 of the TFEU should be delegated to the Commission
postopkom za obravnavo terjatev vlagateljev.
the procedure to deal with investors' claims.
Pristojnost za sprejemanje aktov v skladu s členom 290 PDEU bi bilo treba morala prenesti na Komisijo tudi v zvezi s predlogi sprememb, ki se nanašajo na
The power to adopt acts in accordance with Article 290 of the TFEU should also be delegated to the Commission in respect of amendments to
Direktiva 97/9/ES Člen 1 – točka 3
Directive 97/9/EC Article 1 – point 3
Točka 3 se nadomesti z naslednjim:
Point 3 is replaced by the following:
'3. ,instrumenti' pomeni instrumente, navedene v
'3. ‘instruments’ shall mean the instruments listed in
Direktiva 97/9/ES Člen 1 – točka 4
Directive 97/9/EC Article 1 – point 4
fizično ali pravno
natural or legal
tudi mikro podjetja, neprofitne organizacije in lokalne javne organe,
, including micro-entities, non-profit organisations and public local authorities,
ki zaupa denar ali instrumente investicijskemu podjetju;
who has entrusted money or instruments to an investment firm;
Direktiva 97/9/ES Člen 1 – točka 8
Directive 97/9/EC Article 1 – point 8
Direktiva 97/9/ES Člen 1 – točka 9
Directive 97/9/EC Article 1 – point 9
9. ,depozitar' v zvezi z dejavnostmi KNPVP pomeni institucijo, kot je opredeljena v členu 2(1)(a) Direktive 2009/65/ES;
9. ‘depositary’ means in relation to UCITS activities, an institution as defined in Article 2(1)(a) of Directive 2009/65/EC;
Direktiva 97/9/ES Člen 1 – točka 10
Directive 97/9/EC Article 1 – point 10
z dne 10. avgusta 2006 o izvajanju Direktive 2004/39/ES Evropskega parlamenta in Sveta v zvezi z organizacijskimi zahtevami in pogoji poslovanja investicijskih družb ter opredeljenimi izrazi za namene navedene direktive*
of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive*
, ali pri kateri je institucija nadalje deponirala finančne instrumente;
or with whom such an institution has sub-deposited the financial instruments;