natgillin/translations-raw huggingface dataset:
Pristojni organi zahtevajo, da podrejene kreditne institucije izpolnjujejo zahteve iz členov 75, 120 in 123 ter oddelka 5 na subkonsolidirani osnovi, če imajo navedene kreditne institucije ali nadrejena družba v primerih, kadar je to finančni holding ali mešani finančni holding s sedežem v tretji državi, podrejeno družbo, ki je kreditna institucija ali finančna institucija ali družba za upravljanje s premoženjem, kakor je opredeljeno v členu 2(5) Direktive 2002/87/ES, ali če so udeležene v takem podjetju.
Competent authorities shall require subsidiary credit institutions to apply the requirements laid down in Articles 75, 120 and 123 and Section 5 of this Directive on a sub-consolidated basis if those credit institutions, or the parent undertaking where it is a financial holding company or mixed financial holding company, have a credit institution, a financial institution or an asset management company as defined in Article 2(5) of Directive 2002/87/EC as a subsidiary established in a third country, or hold a participation in such an undertaking.
V členu 80(7) se točka (a) nadomesti z naslednjim:
In Article 80(7), point (a) is replaced by the following:
nasprotna stranka je institucija ali finančni holding ali mešani finančni holding, finančna institucija, družba za upravljanje s premoženjem ali podjetje za pomožne storitve, za katero se uporabljajo ustrezne zahteve skrbnega in varnega poslovanja;
the counterparty is an institution or a financial holding company, mixed financial holding company, financial institution, asset management company or ancillary services undertaking subject to appropriate prudential requirements;
Člen 84▌se
Article 84
V odstavku 2 se drugi pododstavek nadomesti z naslednjim:
in paragraph 2, the second subparagraph is replaced by the following:
Če nadrejena kreditna institucija EU in njene podrejene družbe ali nadrejeni finančni holding EU ali nadrejeni mešani finančni holding EU in njegove podrejene družbe enotno uporabljajo pristop IRB, lahko pristojni organi dovolijo, da nadrejena družba in njene podrejene družbe skupaj izpolnjujejo minimalne zahteve iz dela 4 Priloge VII.
Where an EU parent credit institution and its subsidiaries or an EU parent financial holding company and its subsidiaries or an EU parent mixed financial holding company and its subsidiaries use the IRB Approach on a unified basis, the competent authorities may allow minimum requirements of Annex VII, Part 4 to be met by the parent and its subsidiaries considered together.
Odstavek 6
paragraph 6
se nadomesti z naslednjim: 6.
is replaced by the following: 6.
Če nameravajo nadrejena kreditna institucija EU in njene podrejene družbe ali nadrejeni finančni holding EU in njegove podrejene družbe ali nadrejeni mešani finančni holding EU in njegove podrejene družbe uporabljati pristop IRB, pristojni organi različnih pravnih oseb tesno sodelujejo, kakor je predvideno v členih od 129 do 132.
Where the IRB Approach is intended to be used by the EU parent credit institution and its subsidiaries, or by the EU parent financial holding company and its subsidiaries, or the EU parent mixed financial holding company and its subsidiaries, the competent authorities of the different legal entities shall cooperate closely as provided for in Articles 129 to 132.
V členu 89(1) se točka (e) nadomesti z naslednjim:
In Article 89(1), point (e) is replaced by the following:
izpostavljenosti kreditne institucije do nasprotne stranke, ki je njena nadrejena družba, podrejena družba ali podrejena družba njene nadrejene družbe, če je nasprotna stranka institucija ali finančni holding, mešani finančni holding, finančna institucija, družba za upravljanje s premoženjem ali podjetje za pomožne storitve, za katerega veljajo ustrezne bonitetne zahteve ali povezano podjetje v smislu člena 12(1) Direktive 83/349/EGS in izpostavljenosti med kreditnimi institucijami, ki izpolnjujejo zahteve iz člena 80(8);
exposures of a credit institution to a counterparty which is its parent undertaking, its subsidiary or a subsidiary of its parent undertaking provided that the counterparty is an institution or a financial holding company, mixed financial holding company, financial institution, asset management company or ancillary services undertaking subject to appropriate prudential requirements or an undertaking linked by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC and exposures between credit institutions which meet the requirements set out in Article 80(8);
Člen 105(3) in (4) se nadomesti z naslednjim: 3.
Article 105(3) and (4) are replaced by the following: 3.
Če nameravajo nadrejena kreditna institucija EU in njene podrejene družbe ali podrejene družbe nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU uporabljati napredni pristop za merjenje operativnega tveganja, pristojni organi različnih pravnih oseb tesno sodelujejo, kakor je predvideno v členih od 129 do 132.
Where an Advanced Measurement Approach is intended to be used by an EU parent credit institution and its subsidiaries or by the subsidiaries of an EU parent financial holding company or an EU parent mixed financial holding company, the competent authorities of the different legal entities shall cooperate closely as provided for in Articles 129 to 132.
Člen 122a(2) se nadomesti z naslednjim:
Article 122a(2) is replaced by the following:
Če nadrejena kreditna institucija EU ali nadrejeni finančni holding EU ali nadrejeni mešani finančni holding EU ali ena izmed njihovih podrejenih družb kot originator ali sponzor listini izpostavljenost več kreditnih institucij, investicijskih podjetij ali drugih finančnih institucij, vključenih v nadzor na konsolidirani osnovi, se lahko zahteva iz odstavka 1 izpolni na osnovi konsolidiranega stanja povezane nadrejene kreditne institucije EU, nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU.
Where an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company, or one of its subsidiaries, as an originator or a sponsor, securitises exposures from several credit institutions, investment firms or other financial institutions which are included in the scope of supervision on a consolidated basis, the requirement referred to in paragraph 1 may be satisfied on the basis of the consolidated situation of the related EU parent credit institution, EU parent financial holding company or EU parent mixed financial holding company.
Ta odstavek se uporablja le, če so se kreditne institucije, investicijska podjetja ali finančne institucije, ki so ustvarile listinjene izpostavljenosti, obvezale, da bodo izpolnile zahteve iz odstavka 6 ter originatorju ali sponzorju in nadrejeni kreditni instituciji EU ali nadrejenemu finančnemu holdingu EU ali nadrejenemu mešanemu finančnemu holdingu EU pravočasno predložile informacije, potrebne za izpolnitev zahtev iz odstavka 7.
This paragraph shall apply only where credit institutions, investment firms or financial institutions which created the securitised exposures have committed themselves to adhere to the requirements set out in paragraph 6 and deliver, in a timely manner, to the originator or sponsor and to the EU parent credit institution, the EU parent financial holding company or the EU parent mixed financial holding company the information needed to satisfy the requirements referred to in paragraph 7.
Člen 125(2) se nadomesti z naslednjim: 2.
Article 125(2) is replaced by the following: 2.
Če je nadrejena družba kreditne institucije nadrejeni finančni holding v državi članici
Where the parent of a credit institution is a parent financial holding company in a Member State
, nadrejeni mešani finančni holding v državi članici,
a parent mixed financial holding company in a Member State,
nadrejeni finančni holding v EU ali nadrejeni mešani finančni holding v EU, izvajajo nadzor na konsolidirani osnovi pristojni organi, ki so kreditni instituciji izdali dovoljenje v skladu s členom 6.
an EU parent financial holding company or an EU parent mixed financial holding company, supervision on a consolidated basis shall be exercised by the competent authorities that authorised that credit institution under Article 6.
Člen 126 se nadomesti z naslednjim:
Article 126 is replaced by the following:
Če je nadrejena družba kreditnih institucij, ki so pridobile dovoljenje v dveh ali več državah članicah, isti nadrejeni finančni holding v državi članici
Where credit institutions authorised in two or more Member States have as their parent the same parent financial holding company in a Member State
, isti nadrejeni mešani finančni holding v državi članici,
, the same parent mixed financial holding company in a Member State,
Če nadrejene družbe kreditnih institucij, ki so pridobile dovoljenje v dveh ali več državah članicah, zajemajo več kot en finančni holding
Where the parents of credit institutions authorised in two or more Member States comprise more than one financial holding company
ali mešani finančni holding
or mixed financial holding company
z registriranimi sedeži v različnih državah članicah, in je v vsaki od teh držav članic ena kreditna institucija, nadzor na konsolidirani osnovi izvaja pristojni organ kreditne institucije z največjo bilančno vsoto.
which have their registered offices in different Member States and there is a credit institution in each of those Member States, supervision on a consolidated basis shall be exercised by the competent authority of the credit institution with the largest balance sheet total.
Če je nadrejena družba več kakor ene kreditne institucije, ki je pridobila dovoljenje v Uniji, isti finančni holding ali isti mešani finančni holding, nobena od teh kreditnih institucij pa ni pridobila dovoljenja v državi članici, v kateri je bil ustanovljen ta finančni holding ali mešani finančni holding, nadzor na konsolidirani osnovi izvaja pristojni organ, ki je izdal dovoljenje kreditni instituciji z največjo bilančno vsoto, ki se za namene te direktive šteje kot kreditna institucija, ki jo obvladuje nadrejeni finančni holding EU ali nadrejeni mešani finančni holding.
Where more than one credit institution authorised in the Union has as its parent the same financial holding company or the same mixed financial holding company and none of those credit institutions has been authorised in the Member State in which the financial holding company or the mixed financial holding company is established, supervision on a consolidated basis shall be exercised by the competent authority that authorised the credit institution with the largest balance sheet total, which shall be considered, for the purposes of this Directive, as the credit institution controlled by an EU parent financial holding company or an EU parent mixed financial holding company.
Pristojni organi obvestijo Komisijo o opustitvi v okviru odstavka 3.
The competent authorities shall notify the Commission of any waiver under paragraph 3.
Člen 127 se spremeni:
Article 127 is amended as follows:
Kjer je primerno, države članice sprejmejo vse potrebne ukrepe za vključitev finančnih holdingov ali mešanih finančnih holdingov v konsolidirani nadzor.
Member States shall adopt any measures necessary, where appropriate, to include financial holding companies or mixed financial holding companies in consolidated supervision.
Brez poseganja v člen 135 konsolidacija finančnega stanja finančnega holdinga ali mešanega finančnega holdinga nikakor ne pomeni, da morajo pristojni organi izvajati nadzor v finančnem holdingu
Without prejudice to Article 135, the consolidation of the financial situation of the financial holding company or the mixed financial holding company shall not in any way imply that the competent authorities are required to play a supervisory role in relation to the financial holding company
ali mešanem finančnem holdingu
or mixed financial holding company
na neodvisni osnovi.
on a stand alone basis.
Razen nalog, ki jih ima na podlagi te direktive, pristojni organ, ki je odgovoren za izvajanje nadzora na konsolidirani osnovi nadrejenih kreditnih institucij EU in kreditnih institucij, ki jih obvladujejo nadrejeni finančni holdingi EU ali nadrejeni mešani finančni holdingi EU, opravlja naslednje naloge:
In addition to the obligations provided for in this Directive, the competent authority responsible for the exercise of supervision on a consolidated basis of EU parent credit institutions and credit institutions controlled by EU parent financial holding companies or EU parent mixed financial holding companies shall carry out the following tasks:
V odstavku 2
in paragraph 2, the
se prvi pododstavek ▌nadomesti z naslednjim:
first subparagraph ▌is replaced by the following:
V primeru vlog za dovoljenja iz členov 84(1), 87(9) in 105 ter dela 6 Priloge III, ki jih predložijo nadrejena kreditna institucija EU in njene podrejene družbe ali podrejene družbe nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU, pristojni organi sodelujejo in se posvetujejo o odločitvi, ali bodo izdali zahtevano dovoljenje, ter določitvi morebitnih pogojev, ki se bodo uporabljali za tako dovoljenje.
In the case of applications for the permissions referred to in Article 84(1), Article 87(9) and Article 105 and in Annex III, Part 6, respectively, submitted by an EU parent credit institution and its subsidiaries, or jointly by the subsidiaries of an EU parent financial holding company or an EU parent mixed financial holding company, the competent authorities shall work together, in full consultation, to decide whether or not to grant the permission sought and to determine the terms and conditions, if any, to which such permission should be subject.
V odstavku 3:
in paragraph 3:
Konsolidacijski nadzornik in pristojni organi, odgovorni za nadzor podrejenih družb nadrejene kreditne institucije EU ali nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU v državi članici, storijo vse, kar je v njihovi moči, da dosežejo skupno odločitev o uporabi členov 123 in 124 za določanje ustreznosti konsolidirane ravni lastnih sredstev, ki jih ima skupina glede na svoj finančni položaj in profil tveganja in zahtevano raven lastnih sredstev za uporabo člena 136(2) za vse subjekte v bančni skupini in na konsolidirani osnovi.
The consolidating supervisor and the competent authorities responsible for the supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company shall do everything within their power to reach a joint decision on the application of Articles 123 and 124 to determine the adequacy of the consolidated level of own funds held by the group with respect to its financial situation and risk profile and the required level of own funds for the application of Article 136(2) to each entity within the banking group and on a consolidated basis.
Odločitev o uporabi členov 123 in 124 ter člena 136(2) sprejmejo pristojni organi, ki so odgovorni za nadzor podrejenih družb nadrejene kreditne institucije EU, nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU na individualni ali subkonsolidirani osnovi, po ustrezni obravnavi stališč in pridržkov konsolidacijskega nadzornika.
The decision on the application of Articles 123 and 124 and Article 136(2) shall be taken by the respective competent authorities responsible for supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company on an individual or sub-consolidated basis after duly considering the views and reservations expressed by the consolidating supervisor.
Če je kateri koli od zadevnih pristojnih organov v skladu s členom 19 Uredbe (EU) št. 1093/2010 ob koncu štirimesečnega obdobja zadevo predložil EBA, konsolidacijski nadzornik odloži svojo odločitev in počaka na odločitev, ki jo lahko v skladu s členom 19(3) navedene uredbe sprejme EBA, nato pa sprejme odločitev skladno z odločitvijo EBA.
If, at the end of the four-month period, any of the competent authorities concerned has referred the matter to EBA in accordance with Article 19 of Regulation (EU) No 1093/2010, the competent authorities shall defer their decision and await any decision that EBA shall take in accordance with Article 19(3) of that Regulation, and shall take its decision in conformity with the decision of EBA.
Štirimesečno obdobje se šteje za obdobje usklajevanja v skladu z Uredbo.
The four-month period shall be deemed the conciliation period within the meaning of that Regulation.
Zadeva se po koncu štirimesečnega obdobja ali po sprejetju skupne odločitve ne predloži EBA.
The matter shall not be referred to EBA after the end of the four-month period or after a joint decision has been reached.
deveti pododstavek se nadomesti z naslednjim:
the ninth subparagraph is replaced by the following:
Skupna odločitev iz prvega pododstavka in kakršnakoli odločitev, sprejeta, kadar ni skupne odločitve, v skladu s četrtim in petim pododstavkom, se posodabljajo vsako leto ali v izjemnih okoliščinah, če organ, pristojen za nadzor podrejenih družb nadrejene kreditne institucije EU, nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU, vloži pisno in v celoti utemeljeno zahtevo pri konsolidacijskem nadzorniku, naj posodobi odločitev o uporabi člena 136(2).
The joint decision referred to in the first subparagraph and any decision taken in the absence of a joint decision in accordance with the fourth and fifth subparagraphs, shall be updated on an annual basis or, in exceptional circumstances, where a competent authority responsible for the supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company makes a written and fully reasoned request to the consolidating supervisor to update the decision on the application of Article 136(2).
V slednjem primeru lahko konsolidacijski nadzornik izvede posodobitev pristojnega organa, ki je vložil zahtevo.
In the latter case, the consolidating supervisor may address the update to the competent authority making the request.
V členu 131(2) se tretji pododstavek nadomesti z naslednjim:
In Article 131a(2), the third subparagraph is replaced by the following:
V kolegijih nadzornikov lahko sodelujejo pristojni organi, odgovorni za nadzor podrejenih družb nadrejene kreditne institucije EU ali nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU, in pristojni organi države gostiteljice, v kateri imajo sedež pomembne podružnice iz člena 42a, po potrebi centralne banke in pristojni organi tretjih držav, kadar je primerno, ob upoštevanju zahtev o zaupnosti, ki so po mnenju vseh pristojnih organov enakovredne zahtevam iz členov 44 do 52.
The competent authorities responsible for the supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company and the competent authorities of a host country where significant branches as referred to in Article 42a are established, central banks as appropriate, third-country competent authorities where appropriate and subject to confidentiality requirements that are equivalent, in the opinion of all the competent authorities, to Articles 44 to 52, may participate in colleges of supervisors.
Člen 132(1) se spremeni:
Article 132(1) is amended as follows:
tretji pododstavek se nadomesti z naslednjim:
the third subparagraph is replaced by the following:
Pristojni organi, odgovorni za nadzor na konsolidirani osnovi nadrejenih kreditnih institucij EU in kreditnih institucij, ki jih obvladujejo nadrejeni finančni holdingi EU ali nadrejeni mešani finančni holdingi EU, sporočijo vse ustrezne podatke pristojnim organom drugih držav članic, ki nadzorujejo podrejene družbe teh nadrejenih družb.
In particular, competent authorities responsible for consolidated supervision of EU parent credit institutions and credit institutions controlled by EU parent financial holding companies or by EU parent mixed financial holding companies shall provide the competent authorities in other Member States who supervise subsidiaries of those parent undertakings with all relevant information.
Pri ugotavljanju obstoja ustreznih podatkov se upošteva pomen teh podrejenih družb v finančnem sistemu navedenih držav članic.
In determining the extent of relevant information, the importance of those subsidiaries within the financial system in those Member States shall be taken into account.
v pododstavku 4 se točka (a) nadomesti z naslednjim:
in subparagraph 4, point (a) is replaced by:
identifikaciji pravne sestave, upravljanja in organizacijske strukture skupine, vključno z vsemi reguliranimi subjekti, nereguliranimi hčerinskimi podjetji in podružnicami skupine, matičnimi podjetji v skladu s členi 12(3), 22(1) in 73(3), kot tudi pristojnih organov reguliranih subjektov v skupini;
identification of the group's legal structure and the governance and organisational structure, including all regulated entities, non-regulated entities, non-regulated subsidiaries and material branches belonging to the group, the parent undertakings, in accordance with Article 12(3), Article 22(1) and Article 73(3), as well as of the competent authorities of the regulated entities in the group;
Člen 135 se nadomesti z naslednjim:
Article 135 is replaced by the following:
Države članice zahtevajo, da so osebe, ki dejansko upravljajo poslovanje finančnega holdinga ali mešanega finančnega holdinga, na dovolj dobrem glasu in imajo zadosti izkušenj za opravljanje teh nalog.
The Member States shall require that persons who effectively direct the business of a financial holding company or a mixed financial holding company be of sufficiently good repute and have sufficient experience to perform those duties.
V členu 139(3) se prvi pododstavek nadomesti z naslednjim:
In Article 139(3), the first subparagraph is replaced by the following:
Države članice dovolijo, da njihovi pristojni organi med seboj izmenjavajo informacije iz odstavka 2, ob predpostavki, da pri finančnih holdingih, mešanih finančnih holdingih, finančnih institucijah ali podjetjih za pomožne storitve zbiranje ali posedovanje informacij nikakor ne pomeni, da morajo pristojni organi izvajati nadzor v zvezi s temi institucijami ali podjetji, ki poslujejo samostojno.
Member States shall authorise the exchange between their competent authorities of the information referred to in paragraph 2, on the understanding that, in the case of financial holding companies, mixed financial holding companies, financial institutions or ancillary services undertakings, the collection or possession of information shall not in any way imply that the competent authorities are required to play a supervisory role in relation to those institutions or undertakings standing alone.
Člen 140 se spremeni:
Article 140 is amended as follows:
Te sezname posredujejo pristojnim organom v drugih državah članicah, EBA in Komisiji.
Those lists shall be communicated to the competent authorities of the other Member States, to EBA and to the Commission.
Če pri izvajanju te direktive pristojni organi ene države članice v posebnih primerih želijo preveriti informacije o kreditni instituciji, finančnem holdingu, finančni instituciji, družbi za pomožne storitve, mešanem holdingu, mešanem finančnem holdingu, vrsti podrejenih družb iz člena 137 ali vrsti podrejenih družb iz člena 127(3), ki so v drugi državi članici, zahtevajo od pristojnih organov v drugi državi članici, naj opravijo to preverjanje.
Where, in applying this Directive, the competent authorities of one Member State wish in specific cases to verify the information concerning a credit institution, a financial holding company, a financial institution, an ancillary services undertaking, a mixed activity holding company, a mixed financial holding company, a subsidiary as referred to in Article 137 or a subsidiary as referred to in Article 127(3), situated in another Member State, they shall ask the competent authorities of that other Member State to have that verification carried out.