natgillin/translations-raw huggingface dataset:
CCP, ki imajo dovoljenje za ponujanje storitev ali dejavnosti v Uniji in so pravna oseba, ki ima sedež v Uniji, ter storitev in dejavnosti, za zagotavljanje ali izvajanje katerih imajo dovoljenje, vključno z razredi finančnih instrumentov, ki jih pokriva njihovo dovoljenje;
CCPs authorised to offer services or activities in the Union that are a legal person established in the Union, and the services or activities which they are authorised to provide or perform, including the classes of financial instruments covered by their authorisation;
kazni, predpisane za kršitve iz naslovov IV in IV;
penalties imposed for breaches of Titles IV and IV;
CCP, ki imajo dovoljenje za ponujanje storitev ali dejavnosti v Uniji, ustanovljene v tretji državi, ter storitev in dejavnosti, za zagotavljanje ali izvajanje katerih imajo dovoljenje, vključno z razredi finančnih instrumentov, ki jih pokriva njihovo dovoljenje;
CCPs authorised to offer services or activities in the Union established in a third country, and the services or activities which they are authorised to provide or perform, including the classes of financial instruments covered by their authorisation;
repozitoriji sklenjenih poslov, ki imajo dovoljenje za ponujanje storitev in dejavnosti v Uniji;
trade repositories authorised to offer services or activities in the Union;
kazni in denarne kazni, ki so naložene v skladu s členoma 55 in 56;
penalties and fines imposed in accordance with Articles 55 and 56;
javni register iz člena 4b.
the public register referred to in Article 4b.
Za namene točk (b), (c) in (d) odstavka 1 pristojni organi držav članic vzdržujejo spletna mesta, ki so povezana s spletnim mestom organa ESMA.
For the purposes of points (b), (c) and (d) of paragraph 1, Member States' competent authorities shall maintain websites, which shall be linked to by ESMA website.
Člen 71 Prehodne določbe
Article 71 Transitional provisions
CCP, ki je v svoji državi članici, v kateri ima sedež, dobila dovoljenje za opravljanje storitev pred datumom začetka veljavnosti te uredbe,
A CCP that has been authorised in its Member State of establishment to provide services before the date of entry into force of this Regulation
ali CCP iz tretje države, ki je dobila dovoljenje za opravljanje storitev v državi članici v skladu z nacionalnimi določbami te države,
, or a third-country CCP that has been authorised to provide services in a Member State in accordance with that Member State's national provisions
zaprosi za dovoljenje
shall seek authorisation
iz člena 10 ali priznanje iz člena 23
under Article 10 or recognition under Article 23,
za namene te uredbe najpozneje do
for the purposes of this Regulation
+ UL: vstavite datum :
by … + OJ: please insert date:
po začetku veljavnosti te uredbe.
after the entry into force of this Regulation.
UL: vstavite datum: eno leto po začetku veljavnosti te uredbe.
OJ: please insert date: [one] year after the entry into force of this Regulation.
O pogodbah o izvedenih finančnih instrumentih, ki so bile sklenjene pred datumom uporabe te uredbe, se poroča v repozitorij sklenjenih poslov v 120 dneh od datuma, ko je organ ESMA registriral repozitorij sklenjenih poslov za zadevno vrsto pogodbe.
Derivative contracts that have been concluded prior to the date of application of this Regulation's registration of a trade repository for that particular type of contract shall be reported to that trade repository within 120 days of the date of registration of that trade repository by ESMA.
Člen 72 Začetek veljavnosti
Article 72 Entry into Force
Zakonodajna resolucija Evropskega parlamenta z dne 5. julija 2011 o predlogu direktive Evropskega parlamenta in Sveta o spremembi direktiv 98/78/ES, 2002/87/ES in 2006/48/ES glede dopolnilnega nadzora finančnih subjektov v finančnem konglomeratu ( KOM(2010)0433 – C7-0203/2010 – 2010/0232(COD) )
European Parliament legislative resolution of 5 July 2011 on the proposal for a directive of the European Parliament and of the Council amending Directives 98/78/EC, 2002/87/EC and 2006/48/EC as regards the supplementary supervision of financial entities in a financial conglomerate ( COM(2010)0433 – C7-0203/2010 – 2010/0232(COD) )
ob upoštevanju predloga Komisije Evropskemu parlamentu in Svetu ( KOM(2010)0433 ),
having regard to the Commission proposal to Parliament and the Council ( COM(2010)0433 ),
ob upoštevanju člena 294(2) in člena 53(1) Pogodbe o delovanju Evropske unije, na podlagi katerih je Komisija Parlamentu podala predlog ( C7-0203/2010 ),
having regard to Article 294(2) and Article 53(1) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament ( C7-0203/2010 ),
ob upoštevanju mnenja Evropske centralne banke z dne 28. januarja 2011 UL C 62, 26.2.2011, str.
having regard to the opinion of the European Central Bank of 28 January 2011 OJ C 62, 26.2.2011, p.
ob upoštevanju zaveze predstavnika Sveta v pismu z dne 17. junija 2011, da bo odobril stališče Evropskega parlamenta v skladu s členom 294(4) Pogodbe o delovanju Evropske unije,
having regard to the undertaking given by the Council representative by letter of 17 June 2011 to approve Parliament's position, in accordance with Article 294(4) of the Treaty on the Functioning of the European Union,
ob upoštevanju poročila Odbora za ekonomske in monetarne zadeve ter mnenja Odbora za pravne zadeve ( A7-0097/2011 ),
having regard to the report of the Committee on Economic and Monetary Affairs and the opinion of the Committee on Legal Affairs ( A7-0097/2011 ),
je seznanjen z izjavo Sveta in izjavo Komisije, priloženi tej resoluciji;
Takes note of the statement of the Council and the statement of the Commission, annexed to this resolution;
ob upoštevanju mnenja Evropske centralne banke UL C 62, 26.2.2011, str.
Having regard to the opinion of the European Central Bank OJ C 62, 26.2.2011, p.
pristojnim organom v finančnem sektorju zagotavlja dopolnilna pooblastila in orodja za nadzor skupin veliko reguliranih subjektov, ki so aktivni v različnih sektorjih finančnih trgov.
provides competent authorities in the financial sector with supplementary powers and tools for the supervision of groups of many regulated entities, which are active in different sectors of the financial markets.
Te skupine, imenovane finančni konglomerati, so tako izpostavljene tveganjem v zvezi z nadziranjem skupine, ki se imenujejo tveganja skupine in ki zajemajo tveganje medsebojnih negativnih vplivov, ki vključuje širjenje tveganj z enega dela skupine na drugega, koncentracijo tveganj, kjer se istočasno uresničuje ista vrsta tveganja v različnih delih skupine, zapletenost upravljanja več različnih pravnih subjektov in morebitna navzkrižja interesov ter izziv dodeljevanja regulatornega kapitala vsem reguliranim subjektom ob preprečevanju večkratne uporabe kapitala.
Such groups (financial conglomerates), are exposed to risks relating to controlling a group (group risks), which include the risks of contagion, where risks are spread from one end of the group to another; risk concentration, where the same type of risk materialises in various parts of the group at the same time; the complexity of managing many different legal entities; potential conflicts of interest; and the challenge of allocating regulatory capital to all their regulated entities, thereby avoiding the multiple use of capital.
Dopolnilni nadzor se mora v konglomeratih uporabljati poleg nadzora na posamični osnovi, konsolidirani ali skupinski osnovi, brez podvajanja ali vplivanja na skupino, ne glede na pravno strukturo skupine.
Conglomerates should therefore be subject to supervision supplementary to supervision on a stand alone, consolidated or group basis, without duplicating or affecting the group and regardless of the legal structure of the group.
Primerno je zagotoviti skladnost
It is appropriate to ensure consistency
Direktive 2002/87/ES
the aims of Directive 2002/87/EC on the one hand
in direktiv Sveta 73/239/EGS
, and Council Directives 73/239/EEC
ter direktiv 98/78/ES
, and Directives 98/78/EC
Direktiva 2006/48/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o začetku opravljanja in opravljanju dejavnosti kreditnih institucij (UL L 177, 30.6.2006, str.
Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions (OJ L 177, 30.6.2006, p.
Direktiva 2006/49/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o kapitalski ustreznosti investicijskih podjetij in kreditnih institucij (UL L 177, 30.6.2006, str.
Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions (OJ L 177, 30.6.2006, p.
Direktiva 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) (UL 302, 17.11.2009, str.
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ 302, 17.11.2009, p.
Direktiva 2009/138/ES Evropskega parlamenta in Sveta z dne 25. novembra 2009 o začetku opravljanja in opravljanju dejavnosti zavarovanja in pozavarovanja (Solventnost II), (UL L 335, 17.12.2009, str.
Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p.
in 2011/61/EU
and 2011/61/EU
Direktiva 2011/61/EU Evropskega parlamenta in Sveta z dne 8. junija 2011 o upraviteljih alternativnih investicijskih skladov (UL L 174, 1.7.2011, str.
Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers (OJ L 174, 1.7.2011, p.
Evropskega parlamenta in Sveta, da se omogoči
of the European Parliament and of the Council on the other, in order to enable
mešanega finančnega holdinga. ▌
a mixed financial holding structure. ▌
Finančni konglomerati morajo biti prepoznani po celotni ▌Uniji glede na obseg izpostavljenosti tveganjem skupine, na podlagi skupnih smernic, ki
It is necessary that financial conglomerates are identified throughout the ▌Union according to the extent to which they are exposed to group risks, based on common guidelines issued by the
so jih izdali evropski nadzorni organ (
European Supervisory Authority (
(EBA), evropski nadzorni organ (
(EBA), the European Supervisory Authority (
), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta
) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council
(EIOPA) in evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta
(EIOPA) and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council
(Skupni odbor)
(Joint Committee)
Pomembno je tudi, da so zahteve v zvezi z opustitvijo uporabe dopolnilnega nadzora uporabljene na podlagi tveganja v skladu s temi smernicami.
It is also important that the requirements regarding the waiving of the application of supplementary supervision are applied in a risk-based manner in accordance with those guidelines.
Celovito in ustrezno spremljanje tveganja skupine v velikih, zapletenih, mednarodnih konglomeratih ter nadzor njihovih politik glede kapitala na ravni skupine sta možna samo, če pristojni organi zberejo nadzorne informacije in načrtujejo nadzorne ukrepe, ki presegajo nacionalno področje uporabe njihovega mandata.
The comprehensive and adequate monitoring of group risks in large, complex, internationally operating conglomerates, as well as the supervision of the group-wide capital policies of such groups, is only possible when competent authorities gather supervisory information and plan supervisory measures beyond the national scope of their mandate.
Kolegij ustreznih pristojnih organov finančnega konglomerata mora odražati dopolnilno naravo te direktive in kot tak
The colleges of financial conglomerates' relevant competent authorities should act in accordance with the supplementary nature of this Directive, and as such should
ne sme podvajati, temveč
not duplicate but, rather,
dodati vrednost obstoječim kolegijem za bančno in zavarovalno podskupino v konglomeratu, brez da jih podvaja ali nadomešča.
add value to the activities of existing colleges relevant to the banking and insurance subgroups within those conglomerates, without duplicating or replacing them.
Kolegij finančnega konglomerata se ustanovi le, kadar kolegij ne obstaja ne v bančnem ne v zavarovalnem sektorju.
A college should be set up for a financial conglomerate only where neither a banking nor an insurance sectoral college is in place.
Da bi zagotovili ustrezen regulativni nadzor, morajo pravno in operativno strukturo, vključno z vsemi reguliranimi osebami, nereguliranimi hčerinskimi podjetji in podružnicami bank, zavarovalnic in finančnih konglomeratov s čezmejnimi dejavnostmi, po potrebi nadzorovati organi EBA, EIOPA, ESMA ter Skupni odbor, informacije pa morajo biti na voljo ustreznim pristojnim organom.
In order to ensure appropriate regulatory oversight, it is necessary that the legal and operational structure, including all regulated entities, non-regulated subsidiaries and material branches of banks, insurance undertakings and financial conglomerates with cross-border activities are monitored by EBA, EIOPA, ESMA (the ESAs) and the Joint Committee, as appropriate, and that information is made available to the relevant competent authorities.
št. 1094/2010 in Uredbe (EU) št. 1095/2010 v
1094/2010 and of Regulation (EU) No1095/2010
sodelovanju s Skupnim odborom ▌izdati skupne smernice za skupne pristope in tako zagotoviti celovit preudarni okvir nadzornih orodij in pooblastil, ki so na voljo ▌.
, through the Joint Committee ▌, common guidelines for those common supervisory approaches, thus ensuring a comprehensive prudential framework of the supervisory tools and powers available.
Smernice, ki se bodo izdale, kot je določeno v tej direktivi, morajo odražati dopolnilno naravo te direktive in dopolnjevati sektorski nadzor, kot je navedeno v direktivah 73/239/EGS, ▌92/49/EGS, 92/96/EGS, ▌98/78/ES,
The guidelines provided for in this Directive should reflect the supplementary nature of supervision under this Directive, and complement the sector-specific supervision as provided for by Directives 73/239/EEC, ▌92/49/EEC, 92/96/EEC, ▌98/78/EC,
Obstaja pristna potreba po spremljanju in nadzoru morebitnih tveganj skupine, ki jim je izpostavljen konglomerat in so posledica sodelovanja z drugimi podjetji.
There is a genuine need to monitor and control potential group risks, posed to the conglomerate, coming from participations in other companies.
Za primere, kadar se posebna nadzorna pooblastila iz te direktive zdijo nezadostna, mora nadzorna skupnost razviti alternativne metode reševanja in ustreznega upoštevanja teh tveganj, po možnosti z delom, ki ga
For those cases where the specific supervisory powers provided by this Directive appear to be insufficient, the supervisory community should develop alternative methods to address and appropriately take into account these risks, preferably by work conducted by the
izvajajo evropski nadzorni organi
ESAs through
v Skupnem odboru ▌.
the Joint Committee ▌.
Če je udeležba edini element identifikacije finančnega konglomerata, morajo imeti nadzorniki možnost oceniti, ali je skupina izpostavljena tveganjem skupine in opustiti dopolnilni nadzor skupine, če je ustrezno.
If a participation is the only element of identification of a financial conglomerate, supervisors should be allowed to assess whether the group is exposed to group risks and waive the need for supplementary supervision, if appropriate.
Pri nekaterih strukturah skupin nadzorniki v trenutni krizi niso imeli nobenih pooblastil, saj so zaradi ureditev v direktivah morali izbirati med sektorskim in dopolnim nadzorom.
With regard to certain group structures, supervisors have been left without powers in the current crisis since the regimes provided for in the relevant directives has forced them to choose either sector-specific or supplementary supervision.
Čeprav je treba celoten pregled Direktive
While a complete review of ▌Directive
Primerno je, da se zagotovi skladnost med cilji Direktiv 2002/87/ES in 98/78/ES.
It is appropriate to ensure consistency between the aims of Directive 2002/87/EC and Directive 98/78/EC.
Zato je treba Direktivo 98/78/ES spremeniti tako, da bo opredeljevala in vključevala mešane finančne holdinge.
Directive 98/78/EC should therefore be amended to define and include mixed financial holding companies.
Za zagotovitev pravočasnega doslednega nadzora je treba Direktivo 98/78/ES spremeniti, ne glede na to, da se bo kmalu začela uporabljati Direktiva 2009/138/ES, ki jo je treba spremeniti iz istih razlogov.
In order to ensure timely coherent supervision, Directive 98/78/EC should be amended, notwithstanding the imminent application of Directive 2009/138/EC, which should be amended to the same effect.
Čeprav je treba teste izjemnih situacij v bančnih in zavarovalniških podskupinah finančnega konglomerata izvajati redno, mora koordinator odločiti ustreznost, parametre in trenutek izvedbe testa izjemnih situacij za posamezni finančni konglomerat kot celoto.
While stress testing should occur regularly for the banking and insurance subgroups of a financial conglomerate, it is the role of the coordinator to decide the appropriateness, parameters and timing of a stress test for an individual financial conglomerate as a whole.
Pri testih izjemnih situacij, ki potekajo po vsej Uniji in jih izvajajo evropski nadzorni organi v posameznem sektorju, je naloga Skupnega odbora zagotoviti, da se testi dosledno izvajajo po vseh sektorjih.
For Union-wide stress tests, carried out by the ESAs in a sector-specific context, the role of the Joint Committee is to ensure that such stress tests occur in a consistent manner across sectors.
Zaradi tega morajo imeti evropski nadzorni organi prek Skupnega odbora možnost, da za teste izjemnih situacij, ki potekajo po vsej Uniji, razvijejo dodatne parametre, s katerimi zajamejo posebna tveganja skupine, ki se običajno pojavijo v finančnih konglomeratih, ter možnost, da objavijo rezultate, kadar to dopušča zakonodaja sektorja.
For these reasons, the ESAs, through the Joint Committee, should be able to develop supplementary parameters for Union-wide stress tests, capturing the specific group risks that typically materialise in financial conglomerates and should be able to publish the results where permitted by sectoral legislation.
Upoštevajo se izkušnje, pridobljene pri prejšnjih testih izjemnih situacij po vsej Uniji.
Experience from previous Union-wide stress tests should be taken into account.
Testi izjemnih situacij morajo denimo upoštevati tveganje likvidnosti in solventnosti konglomeratov.
For example, stress tests should take account of liquidity and solvency risks of the conglomerates.
Komisija mora nadalje razviti skladen in dokončni sistem nadzorovanja finančnih konglomeratov.
The Commission should further develop a coherent and conclusive system of supervision of financial conglomerates.
Prihodnji celotni pregled Direktive 2002/87/ES mora zajemati neregulirane osebe, zlasti namenske družbe, razviti na tveganju temelječo uporabo opustitev, ki so na voljo nadzornikom pri opredelitvi finančnih konglomeratov, hkrati pa zmanjšati njihovo uporabo.
The upcoming complete review of Directive 2002/87/EC should cover non-regulated entities, in particular special purpose vehicles, and should develop a risk-based application of the waivers available to supervisors in determining what is a financial conglomerate while limiting the use of such waivers.
Z ozirom na sektorske direktive bi moralo poročilo upoštevati tudi sistemsko pomembne finančne konglomerate, ki so zaradi svojega obsega, medpovezanosti ali zapletenosti posebej občutljivi, in ki se opredelijo po analogiji z novimi standardi Odbora za finančno stabilnost in Baselskega odbora za bančni nadzor.
Having regard to the sectoral Directives, the review should also consider systemically relevant financial conglomerates, the size, inter-connectedness or complexity of which make them particularly vulnerable, identified in analogy with the evolving standards of the Financial Stability Board and of the Basel Committee on Banking Supervision.
Komisija mora razmisliti tudi o predlogu regulativnih ukrepov na tem področju.
The Commission should consider proposing regulatory action in this field.
Primerno je, da se zagotovi skladnost
It is appropriate to ensure consistency
Vnovična razpoložljivost pooblastil na ravni mešanih finančnih holdingov pomeni, da se na tej ravni hkrati uporabljajo nekatere določbe direktiv 2002/87/ES, 2006/48/ES ali 2009/138/ES.
The restored availability of powers at the mixed financial holding company level implies that certain provisions of Directives 2002/87/EC, 2006/48/EC, 98/78/EC or 2009/138/EC apply simultaneously at that level.
Te določbe so lahko enakovredne, zlasti kar zadeva kakovostne elemente postopkov nadzornih pregledov.
Those provisions may be equivalent, especially as regards the qualitative elements of the supervisory review processes.
Zahteve po spodobnosti in primernosti uprave holdingov so na primer navedene v direktivah 2002/87/ES, 2006/48/ES, 98/78/ES in 2009/138/ES.
For example, identical fit and proper requirements for the management of holding companies are provided for by Directives 2002/87/EC, 2006/48/EC, 98/78/EC and 2009/138/EC.
Da bi se izognili prekrivanju takšnih določb in zagotovili učinkovit nadzor na najvišji ravni, bi morali nadzorniki imeti možnost, da nekatere določbe uporabijo le enkrat, obenem pa upoštevajo enakovredne določbe vseh veljavnih direktiv.
To avoid an overlap between those provisions and to ensure the effectiveness of top-level supervision, supervisors should be able to apply a particular provision only once, while complying with the equivalent provision in all applicable directives.
Tudi če besedilo določb ni enako, jih je treba šteti kot enakovredne, kadar so si podobne po vsebini, zlasti pri nadzoru na osnovi tveganja.
Even where provisions do not have identical wording, they should be regarded as equivalent if they are similar in substance, in particular in terms of risk-based supervision.
Nadzorniki bi morali pri presoji o enakovrednosti določb v okviru kolegija oceniti, ali so izpolnjeni cilji in upoštevano področje vsake od veljavnih direktiv, ne da bi pri tem znižali nadzorne standarde.
When assessing equivalence, supervisors should take into account, within colleges, whether the objectives and the scope as purported by each applicable directive are achieved, without lowering supervisory standards.
Presoje o enakovrednosti morajo imeti možnost, da se razvijajo med spreminjanjem nadzornih okvirov in praks.
It should be possible for equivalence assessments to evolve in the course of changing supervisory frameworks and practices.
Zato morajo biti del odprtega razvojnega procesa.
Equivalence assessments should therefore be subject to an open, evolutionary process.
Ta proces bi moral omogočati uporabo vsakega primera posebej in pri tem upoštevati vse pomembne značilnosti posamezne skupine.
This process should allow for case-by-case solutions so that all the relevant features of a particular group are taken into account.
Z ustreznim sodelovanjem pri nadzoru bi na eni strani zagotovili usklajen nadzorni okvir v posamezni skupini, po drugi strani pa enake konkurenčne pogoje vsem finančnim konglomeratom v Uniji.
To ensure consistency within the supervisory framework for a particular group and to obtain a level playing field among all financial conglomerates within the Union, appropriate supervisory cooperation should be provided.