natgillin/translations-raw huggingface dataset:
Namen periodičnih denarnih kazni mora biti odprava kršitev, ki jih je ugotovil organ ESMA, zagotovitev popolnih in pravilnih informacij, ki jih zahteva organ ESMA, ali privolitev repozitorijev sklenjenih poslov
The purpose of those periodic penalty payments should be to achieve that an infringement established by ESMA is put to an end, that complete and correct information which ESMA has requested is supplied or that trade repositories
, CCP, njihovih članov
, CCPs, their members
ali drugih oseb v preiskavo.
or other persons submit to an investigation.
Poleg tega lahko Komisija za namene odvračanja in za zagotovitev, da repozitoriji sklenjenih poslov
Moreover, for deterrence purposes and to compel trade repositories
, CCP in njihovi člani
, CCPs and their members
spoštujejo zahteve iz te uredbe, naloži denarne kazni na zahtevo organa ESMA, kadar so namerno ali iz malomarnosti kršene nekatere določbe te uredbe.
to comply with this Regulation, the Commission should also be able to impose fines, following a request of ESMA, where intentionally or negligently, specific provisions of this Regulation have been breached.
Denarna kazen bi morala biti odvračilna in sorazmerna z naravo in resnostjo kršitve, trajanjem kršitve in ekonomsko močjo zadevnega repozitorija sklenjenih poslov
The fine should be dissuasive and proportionate to the nature and seriousness of the breach, the duration of the breach and the economic capacity of the trade repository
, CCP ali člana
, CCP or member
Organ ESMA mora imeti za učinkovito izvajanje nadzora nad repozitoriji sklenjenih poslov
In order to effectively survey trade repositories,
, CCP in njihovimi člani
CCPs and their members,
pravico, da opravlja preiskave in inšpekcijske preglede na kraju samem.
ESMA should have the right to conduct investigations and on-site-inspections.
Nujno je, da države članice in organ ESMA ščitijo pravico fizičnih oseb do zasebnosti pri obdelavi osebnih podatkov v skladu z Direktivo 95/46/ES Evropskega parlamenta in Sveta z dne 24. oktobra 1995 o varstvu posameznikov pri obdelavi osebnih podatkov in o prostem pretoku takih podatkov UL L 281, 23.11.1995, str.
It is essential that Member States and ESMA protect the right to privacy of natural persons when processing personal data, in accordance with Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal data and of the freedom of movement of such data OJ L 281, 23.11.1995, p.
Pomembno je zagotoviti mednarodno skladnost zahtev za CCP in repozitorije sklenjenih poslov.
It is important to ensure international convergence of requirements for CCPs and trade repositories.
za sprejetje aktov v skladu s členom 290 Pogodbe
to adopt acts in accordance with Article 290 of the Treaty
o delovanju Evropske unije in za potrditev regulativnih tehničnih standardov v skladu s členi od 10 do 14 Uredbe (EU) št. 1095/2010 bi bilo treba Komisiji podeliti
on the Functioning of the European Union and the power to endorse regulatory technical standards in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010 should be delegated to the Commission
v zvezi s podrobnostmi, ki jih je treba navesti v obvestilu organu ESMA in ki se poročajo v register, ter v zvezi z merili, na podlagi katerih organ ESMA odloča o primernosti za obveznosti kliringa, informacijskem pragu in pragu kliringa, največjem časovnem zamiku pri pogodbah, likvidnosti, minimalni vsebini pravil upravljanja, podrobnostih vodenja evidenc, minimalni vsebini načrta neprekinjenega poslovanja in zajamčenih storitev, odstotku in časovnem obdobju za zahtevana kritja, ekstremnih tržnih pogojih, visoko likvidnih zavarovanjih s premoženjem in odbitkih, visoko likvidnih finančnih instrumentih in omejitvah koncentracije, podrobnostih za izvajanje testov, podrobnostih glede vloge repozitorija sklenjenih poslov za registracijo pri organu ESMA, denarnih kaznih in podrobnostih glede informacij, do katerih mora repozitorij sklenjenih poslov omogočiti dostop, kot navaja ta uredba.
in respect of the details to be included in the notification to ESMA and in the register and the criteria for the decision of ESMA on the eligibility for the clearing obligation, on the information and clearing threshold, on the maximum time lag regarding the contract, on liquidity, on the minimum content of governance rules, on details of record keeping, on minimum content of business continuity plan and the services guaranteed, on percentages and time horizon for margin requirements, on extreme market conditions, on highly liquid collateral and haircuts, on highly liquid financial instruments and concentration limits, on details for performance of tests, on details concerning the application of a trade repository for registration with ESMA, on fines and on details concerning the information that a trade repository should make available, as referred to in this Regulation.
Vendar pa se mora, kadar je to primerno, organ ESMA ▌posvetovati z organom EBA in organom EIOPA.
However, where appropriate, ESMA should consult EBA and EIOPA.
V okviru priprav za določitev tehničnih smernic in regulativnih tehničnih standardov, zlasti pri določitvi pragov kliringa v skladu s to uredbo za nefinančne nasprotne stranke, bi se moral organ ESMA javno posvetovati z udeleženci na trgu.
As part of the preparation for the establishment of technical guidelines and regulatory technical standards, and in particular when setting the clearing threshold for non-financial counterparties under this Regulation, ESMA should organise public hearings of market participants.
UL L 55, 28.02.2011, str.
OJ L 55, 28.2.2011, p.
Ker ciljev te uredbe, in sicer določitve enotnih zahtev za pogodbe o izvedenih finančnih instrumentih OTC in določitve enotnih zahtev za izvajanje dejavnosti CCP in repozitorijev sklenjenih poslov, države članice ne morejo zadovoljivo doseči ter ker se ta cilj zaradi obsega ukrepanja lažje doseže na ravni Unije, lahko Unija sprejme ukrepe v skladu z načelom subsidiarnosti iz člena 5 Pogodbe o Evropski uniji.
Since the objectives of this Regulation, namely to lay down uniform requirements for OTC derivative contracts and to also lay down uniform requirements for the performance of activities of CCPs and trade repositories, cannot be sufficiently achieved by the Member States and can therefore, by reason of the scale of the action, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union.
Glede na pravila o interoperabilnih sistemih se je zdelo primerno spremeniti Direktivo 98/26/ES, da se zaščitijo pravice upravljavca sistema, ki zagotavlja dodatno jamstvo sprejemnemu upravljavcu sistema v primeru postopka zaradi nesolventnosti proti temu sprejemnemu upravljavcu sistema.
In view of the rules regarding interoperable systems, it was deemed appropriate to amend Directive 98/26/EC to protect the rights of a system operator that provides collateral security to a receiving system operator in the event of insolvency proceedings against that receiving system operator.
Za zagotovitev usklajene in učinkovite zakonodaje ter zaradi tesnih povezav dejavnosti med trgovanjem in po njem je treba to uredbo uskladiti z Direktivo 2004/39/ES, ki bo določila ustrezne zahteve za mesto trgovanja, ki se naložijo mestom, na katerih se izvajajo izvedeni finančni instrumenti, kot jih določa enotni sistem računalniškega upravljanja.
To ensure coherent and effective legislation and due to the close links between trading and post-trading, this Regulation should be aligned with Directive 2004/39/EC, which will determine the appropriate trading venue requirements to be imposed on the venues on which derivatives as defined in EMIR are executed.
Te zahteve lahko vključujejo preglednost, dostopnost, izvajanje naročil, nadzor, trdnost in varnost sistemov ter vse druge potrebne zahteve.
Those requirements may include transparency, access, order execution, surveillance, robustness and system safety as well as other necessary requirements.
Prodaja kompleksnih izvedenih finančnih instrumentov lokalnim javnim organom zahteva posebno pozornost.
The sale of complex derivative products to local public authorities calls for special attention.
Komisija bi morala v prihodnji pregled Direktive 2004/39/ES vključiti posebne predloge za rešitev tega vprašanja.
The Commission should include specific proposals in the incoming review of Directive 2004/39/EC to address this concern.
Ti predlogi vključujejo posebne zahteve glede potrebne skrbnosti, informacij in njihovega razkrivanja –
These proposals will include specific due diligence, information and disclosure requirements,
Vsebina, področje uporabe in opredelitev pojmov Člen 1 Vsebina in področje uporabe
Subject matter, scope and definitions Article 1 Subject matter and scope
Ta uredba določa enotne zahteve za pogodbe o izvedenih finančnih instrumentih
This Regulation lays down uniform requirements for derivative contracts
, posebne določbe za izboljšanje preglednosti in upravljanja tveganja na trgu izvedenih finančnih instrumentov OTC, pa tudi
, specific provisions to improve the transparency and risk management of the OTC derivatives market as well as
Za zagotovitev dosledne uporabe te uredbe organ ESMA za namene te uredbe pripravi osnutek regulativnih tehničnih standardov, v katerih bodo določene smernice za razlago in uporabo točk od (4) do (10) oddelka C Priloge I k Direktivi 2004/39/ES.
In order to ensure consistent application of this Regulation, ESMA shall develop draft regulatory technical standards to lay down guidelines for the interpretation and application, for the purposes of this Regulation, of points (4) to (10) of Section C of Annex I to Directive 2004/39/EC.
Na Komisijo se prenese pooblastilo za sprejetje regulativnih tehničnih standardov iz drugega pododstavka v skladu s postopkom iz členov od 10 do 14 Uredbe (EU) št. 1095/2010.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the second subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
Ta uredba velja za centralne nasprotne stranke
This Regulation shall apply to CCPs
in njihove klirinške člane
and their clearing members
, finančne nasprotne stranke in repozitorije sklenjenih poslov.
, financial counterparties and to trade repositories.
člane Evropskega sistema centralnih bank in druge nacionalne organe, ki opravljajo podobne funkcije, ter druge javne organe, ki so zadolženi za upravljanje javnega dolga ali ki posredujejo pri upravljanju javnega dolga;
the members of the ESCB and other national bodies performing similar functions and other public bodies charged with or intervening in the management of the public debt;
multilateralne razvojne banke, navedene v oddelku 4.2 dela 1 Priloge VI k Direktivi 2006/48/ES.
multilateral development banks, as listed under Section 4.2 of Part 1 of Annex VI to Directive 2006/48/EC.
Banko za mednarodne poravnave.
the Bank for International Settlements.
„centralna nasprotna stranka (CCP)“ je subjekt, ki pravno posreduje med nasprotnimi strankami v pogodbah, s katerimi se trguje na enem ali več finančnih trgih, ter postane kupec za vsakega prodajalca in prodajalec za vsakega kupca ter je odgovorna za delovanje sistema kliringa;
‘central counterparty’ or ‘CCP’ means an entity that legally interposes itself between the counterparties to the contracts traded within one or more financial markets, becoming the buyer to every seller and the seller to every buyer and which is responsible for the operation of a clearing system;
„repozitorij sklenjenih poslov“ je subjekt, ki centralno zbira in vzdržuje evidence o izvedenih finančnih instrumentih OTC;
‘trade repository’ means an entity that centrally collects and maintains the records of derivatives;
„razred izvedenih finančnih instrumentov“ je
‘class of derivatives’ means a
ki imajo enake
derivatives sharing
bistvene značilnosti
essential characteristics
, vključujejo pa vsaj odnos do osnovnega premoženja, vrsto osnovnega premoženja, profil izplačila in valute nominalne vrednosti.
which include at least the relationship with the underlying asset, the type of underlying asset, the pay-off profile and currency of notional.
„izvedeni finančni instrumenti, s katerimi se trguje na prostem trgu (OTC)“, so pogodbe o izvedenih finančnih instrumentih, s katerimi se ne trguje na reguliranem trgu
‘OTC derivatives’ means derivative contracts whose execution does not take place on a regulated market
ali na trgu tretje države, ki velja za enakovrednega reguliranemu trgu, ali na katerem koli drugem organiziranem mestu trgovanja, vzpostavljenem v skladu z Direktivo 2004/109/ES Evropskega parlamenta in Sveta z dne 15. decembra 2004 o uskladitvi zahtev v zvezi s preglednostjo informacij o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu
or on a third-country market considered as equivalent to a regulated market or on any other organised trading venue established under Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading in a regulated market
„regulirani trg“ je večstranski sistem, kot je opredeljen v členu 4(1)(14) Direktive 2004/39/ES;
‘regulated market’ means a multilateral system as defined in Article 4(1)(14) of Directive 2004/39/EC;
„večstranski sistem trgovanja“ ali „MTF“ je večstranski sistem, kot je opredeljen v členu 4(1)(15) Direktive 2004/39/ES;
‘multilateral trading facility’ or ‘MTF’ means a multilateral system as defined in Article 4(1)(15) of Directive 2004/39/EC;
„finančna nasprotna stranka“
‘financial counterparty’ means
v Direktivi 2004/39/ES,
as set out in Directive 2004/39/EC,
v Direktivi 2006/48/ES,
as defined in Directive 2006/48/EC,
v Direktivi 73/239/EGS,
as defined in Directive 73/239/EEC,
v Direktivi 2002/83/ES,
as defined in Directive 2002/83/EC,
kot je opredeljen
an authorised
v Direktivi 2009/65/ES,
UCITS as defined in Directive 2009/65/EC,
priznana institucija
an authorised institution
, ali priznan upravitelj
or an authorised
alternativnih investicijskih skladov,
alternative investment
v Direktivi 2010/61/EU;
as defined in Directive 2011/61/EU;
„nefinančna nasprotna stranka“ je podjetje, ki ima sedež v Uniji in ni subjekt iz
‘non-financial counterparty’ means an undertaking established in the Union other than the entities referred to in
„shema poklicnega pokojninskega zavarovanja“ pomeni shemo za pokojninsko zavarovanje, kot je opredeljena v Direktivi 2003/41/ES, vključno s priznanimi subjekti, ki so pristojni za upravljanje institucij za poklicno pokojninsko zavarovanje in delujejo v njihovem imenu, kot določa člen 2(1) navedene direktive, ali imenovanimi naložbenimi upravitelji v skladu s členom 19(1) navedene direktive, ali katero koli drugo ureditvijo, ki jo nacionalna zakonodaja priznava kot sistem, ustanovljen za pokojninsko zavarovanje;
‘occupational pension scheme’ means a pension scheme established pursuant to Directive 2003/41/EC, including the authorised entities responsible for managing IORP and acting on their behalf referred to in Article 2(1) of that Directive or the appointed investment managers pursuant to Article 19(1) of that Directive or any other arrangement recognised under national law as a scheme established for the purposes of retirement provision;
„kreditno tveganje nasprotne stranke“ je tveganje, da nasprotna stranka v poslu postane neplačnik pred končno poravnavo denarnih tokov transakcije;
‘counterparty credit risk’ means the risk that the counterparty to a transaction defaults before the final settlement of the transaction's cash flows;
„dogovor o interoperabilnosti“ je dogovor med dvema ali več CCP, ki vključuje medsistemsko izvajanje transakcij;
‘interoperability arrangement’ means an arrangement between two or more CCPs that involves a cross-system execution of transactions;
„pristojni organ“ je organ, ki ga določi vsaka država članica v skladu s členom 18
‘competent authority’ means the authority designated by each Member State in accordance with Article 18
ali eden ali več evropskih nadzornih organov
or one or more of the ESAs
„klirinški član“ je podjetje, ki sodeluje v CCP in je odgovorno za izpolnjevanje finančnih obveznosti, ki izhajajo iz tega sodelovanja;
‘clearing member’ means an undertaking which participates in a CCP and which is responsible for discharging the financial obligations arising from that participation;
„stranka“ je podjetje v
‘client’ means an undertaking with a
neposrednem ali posrednem
direct or indirect
pogodbenem razmerju s klirinškim članom
contractual relationship with a clearing member of a CCP
ali z njegovim pridruženim podjetjem
or one of its affiliates
„nadrejeno podjetje“ pomeni nadrejeno podjetje v smislu člena 1 in 2 Sedme direktive Sveta 83/349/EGS, ki temelji na členu 54(3)(g) Pogodbe, o konsolidiranih računovodskih izkazih UL L 193, 18.7.1983, str.
‘parent undertaking’ means a parent undertaking within the meaning of Articles 1 and 2 of the Seventh Council Directive 83/349/EEC based on the Article 54(3)(g) of the treaty on consolidated accounts OJ L 193, 18.7.1983, p.
„podrejeno podjetje“ je podrejeno podjetje v smislu člena 1 in 2 Direktive 83/349/EGS, vključno s katerim koli podrejenim podjetjem podrejenega podjetja vrhovnega matičnega podjetja;
‘subsidiary’ means a subsidiary undertaking within the meaning of Articles 1 and 2 of Directive 83/349/EEC, including any subsidiary of a subsidiary undertaking of an ultimate parent undertaking;
„obvladovanje“ je nadzor, kot je opredeljen v členu 1 Direktive 83/349/EGS;
‘control’ means control as defined in Article 1 of Directive 83/349/EEC;
„tesne povezave“ pomenijo položaj, ko sta dve ali več kot dve fizični ali pravni osebi povezani z:
‘close links’ means a situation in which two or more natural or legal persons are linked by:
udeležbo, kar pomeni z lastništvom – neposredno ali z obvladovanjem – 20 % ali več glasovalnih pravic ali kapitala v družbi;
participation which means the ownership, direct or by way of control, of 20% or more of the voting rights or capital of an undertaking,
obvladovanjem, kar pomeni z odnosom med nadrejenim podjetjem in podrejenim podjetjem v vseh primerih iz člena 1(1) in (2) Direktive 83/349/EGS ali podobnim odnosom med katero koli fizično ali pravno osebo in podjetjem, pri čemer se tudi vsako podrejeno podjetje podrejenega podjetja šteje za podrejeno podjetje nadrejenega podjetja, ki je na čelu teh podjetij.
control which means the relationship between a parent undertaking and a subsidiary, in all the cases referred to in Article 1(1) and (2) of Directive 83/349/EEC, or a similar relationship between any natural or legal person and an undertaking or any subsidiary undertaking of a subsidiary undertaking also being considered a subsidiary of the parent undertaking which is at the head of those undertakings.
„kapital“ pomeni kapital v smislu člena 22 Direktive 86/635/EGS z dne 8. decembra 1986 o letnih računovodskih izkazih in konsolidiranih računovodskih izkazih bank in drugih finančnih institucij, če je bil vplačan, vključno s presežkom vplačanega kapitala, in če v celoti pokriva izgube v času rednega poslovanja in je pri stečaju ali likvidaciji uvrščen za vsemi drugimi terjatvami;
‘capital’ means capital within the meaning of Article 22 of Directive 86/635/EEC of 8 December 1986 on the annual accounts and consolidated accounts of banks and other financial institutions in so far it has been paid up, plus the related share premium accounts, it fully absorbs losses in going concern situations, and in the event of bankruptcy or liquidation ranks after all other claims;
„rezerve“ pomenijo rezerve, kot jih določa člen 9 Direktive Sveta 78/660/EGS z dne 25. julija 1978 o letnih računovodskih izkazih posameznih vrst družb, ki temelji na členu 54(3)(g) Pogodbe UL L 222, 14.8.1978, str.
‘reserves’ means reserves as set out in Article 9 of Council Directive 78/660/EEC of 25 July 1978 based on Article 54(3)(g) of the Treaty on the annual accounts of certain types of companies OJ L 222, 14.8.1978, p.
, ter prenesene dobičke in izgube iz prejšnjih let, ki izhajajo iz končnih dobičkov ali izgub;
and profits and losses brought forward as a result of the application of the final profit or loss;
„upravni odbor“ pomeni upravni ali nadzorni odbor v skladu z nacionalnim pravom družb;
‘the board’ means the administrative or supervisory board, or both, in accordance with national company law;
„neodvisni član upravnega odbora“ pomeni člana upravnega odbora, ki nima
‘independent member of the board’ means a member of the board that has no
sedanjih ali preteklih
previous or present
poslovnih, družinskih ali drugih povezav, ki pomenijo navzkrižje interesov s CCP, njenimi obvladujočimi delničarji ali vodstvom ali klirinškimi člani ali njihovim vodstvom;
business, family or other relationship that raises a conflict of interest with the CCP, its controlling shareholder(s) or management or its clearing members or management;
„višje vodstvo“ pomeni osebo ali osebe, ki dejansko vodijo poslovanje CCP, in izvršnega člana ali člane upravnega odbora;
‘senior management’ means the person or persons who effectively direct the business of the CCP and the executive member or members the board;
„klirinške nasprotne stranke v tretjih državah“ so podjetja s sedežem v tretjih državah, ki so enakovredna finančnim nasprotnim strankam ali nefinančnim nasprotnim strankam, navedenim v členu 7(2); enakovrednost velja, ko bi bilo podjetje s sedežem v tretji državi ocenjeno kot finančna ali nefinančna nasprotna stranka iz člena 7(2), če bi imelo sedež v Uniji, in ko zanj v tretji državi veljajo enake klirinške zahteve;
‘third-country clearing counterparties’ means undertakings established in third countries that are considered as equivalent to financial counterparties or to the non-financial counterparties referred to in Article 7(2); such equivalence shall be deemed to apply where an undertaking established in a third country would, were it established within the Union, be classified as a financial counterparty or a non-financial counterparty referred to in Article 7(2);
„ločevanje'pomeni najmanj to, da se sredstva in pozicije ene osebe ne uporabijo za razbremenitev obveznosti ali terjatev do katere koli druge osebe, od katere se namerava ločiti, ter niso razpoložljivi za te namene, zlasti v primeru nesolventnosti klirinškega člana;
‘segregation’ shall mean at least that the assets and positions of one person shall not be used to discharge the liabilities of or claims against any other person from whom it is intended that he is segregated, and shall not be available for such purposes, especially in the event of a clearing member's insolvency;
„zgoščevanje trgovanja'pomeni proces zakonite nadomestitve sklopa pogodb o izvedenih finančnih instrumentih z drugačnim sklopom pogodb, za katere je s stališča vsakega sodelujočega v procesu značilno:
'trade compression' means the process of legally substituting a given set of derivative contracts with a different set of contracts characterised, from the perspective of each participant to the process, by:
manjše število pogodb in nižja skupna hipotetična vrednost; ter
a lower number of contracts and aggregated notional value; and
enak ali podoben profil tveganja kot pri originalnem sklopu pogodb o izvedenih finančnih instrumentih;
the same or a similar risk profile as the original set of derivative contracts;
„usklajeno izvrševanje glasovalnih pravic“ pomeni usklajeno izvrševanje glasovalnih pravic, kakor je opredeljeno v členu 10(a) Direktive 2004/109/ES.
'acting in concert' means acting in concert as defined in Article 10(a) of Directive 2004/109/EC.