natgillin/translations-raw huggingface dataset:
iz prvega pododstavka v skladu s
implementing technical standards referred to in the first subparagraph in accordance with
Člen 28 Delničarji in družbeniki s kvalificiranimi deleži
Article 28 Shareholders and members with qualifying holdings
V primeru, da bi osebe iz odstavka 1 izvajale vpliv, ki bi lahko škodil zanesljivemu in preudarnemu upravljanju CCP, pristojni organ sprejme primerne ukrepe, da tak vpliv prepreči
Where the persons referred to in paragraph 1 exercise an influence which is likely to be prejudicial to the sound and prudent management of the CCP, the competent authority shall take appropriate measures to terminate that situation
ali odvzame dovoljenje CCP
or withdraw the authorisation of the CCP
Člen 29 Obveščanje pristojnih organov
Article 29 Information to competent authorities
CCP obvesti pristojni organ
A CCP shall notify the competent authority
države članice, v kateri ima sedež,
of the Member State in which the CCP is established
o vseh spremembah v upravljanju in mu posreduje vse potrebne informacije, na podlagi katerih bo lahko presodil, ali imajo člani upravnega odbora zadosten ugled in izkušnje.
of any changes to its management, and shall provide the competent authority with all the information necessary to assess whether the board members are of sufficiently good repute and sufficiently experienced.
Vsaka fizična oseba ali pravna oseba, ki se je odločila, da neposredno ali posredno odsvoji kvalificirani delež v CCP, najprej pisno uradno obvesti pristojni organ in pri tem navede velikost predvidenega deleža.
Any natural or legal person who has taken a decision to dispose, directly or indirectly, of a qualifying holding in a CCP (hereinafter referred to as ‘the proposed vendor’)shall first notify the competent authority in writing thereof, indicating the size of such holding.
Pristojni organ ima na voljo največ 60 delovnih dni po datumu pisnega potrdila o prejemu uradnega obvestila in vseh dokumentov, ki jih je treba priložiti uradnemu obvestilu na podlagi seznama iz člena 30(4) (v nadaljnjem besedilu: ocenjevalno obdobje), da opravi oceno iz člena 30(1) (v nadaljnjem besedilu: ocena).
The competent authority shall have a maximum of sixty working days as from the date of the written acknowledgement of receipt of the notification and all documents required to be attached to the notification on the basis of the list referred to in Article 30(4) (hereinafter referred to as ‘the assessment period’), to carry out the assessment provided for in Article 30(1) (hereinafter referred to as ‘the assessment’).
reguliran ali ima sedež zunaj Unije;
situated or regulated outside the Union;
Člen 30 Ocena
Article 30 Assessment
ugled in finančna stabilnost predlaganega pridobitelja;
the reputation and financial soundness of the proposed acquirer;
ugled in izkušnje vseh, ki bodo zaradi predlagane pridobitve vodili dejavnost CCP;
the reputation and experience of any person who will direct the business of the CCP as a result of the proposed acquisition;
ali bo CCP lahko izpolnila in še naprej izpolnjevala določbe te uredbe;
whether the CCP will be able to comply and continue to comply with the provisions set out in this Regulation;
ali obstajajo razlogi za utemeljen sum, da gre ali je šlo v zvezi s predlagano pridobitvijo za pranje denarja ali financiranje terorizma v smislu člena 1 Direktive 2005/60/ES ali za poskus tega ali da predlagana pridobitev lahko poveča takšno tveganje.
whether there are reasonable grounds to suspect that, in connection with the proposed acquisition, money laundering or terrorist financing within the meaning of Article 1 of Directive 2005/60/EC is being or has been committed or attempted, or that the proposed acquisition could increase the risk thereof.
Ob ocenjevanju zmožnosti upoštevanja določb te uredbe je pristojni organ zlasti pozoren na to, ali ima skupina, ki se ji bo CCP pridružila, urejeno strukturo, ki omogoča izvajanje učinkovitega nadzora, učinkovito izmenjavo informacij med pristojnimi organi in določitev odgovornosti posameznih pristojnih organov.
Where assessing the CCP's ability to comply with this Regulation, the competent authority shall pay particular attention to whether the group of which it will become a part has a structure that makes it possible to exercise effective supervision, to effectively exchange information among the competent authorities and to determine the allocation of responsibilities among the competent authorities.
druga CCP,
another CCP,
nadrejeno podjetje
the parent undertaking of
druge CCP,
another CCP,
kreditne institucije, zavarovalnice, pozavarovalnice, investicijskega podjetja, vzdrževalca trga, operaterja sistemov poravnave vrednostnih papirjev, družbe za upravljanje KNPVP ali upravitelja alternativnih investicijskih skladov (UAIS) z dovoljenjem za delovanje v drugi državi članici;
a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State;
fizična ali pravna oseba, ki obvladuje
a natural or legal person controlling
drugo CCP,
another CCP,
kreditno institucijo, zavarovalnico, pozavarovalnico, investicijsko podjetje, vzdrževalca trga, operaterja sistemov poravnave vrednostnih papirjev, družbo za upravljanje KNPVP ali upravitelja alternativnih investicijskih skladov (UAIS) z dovoljenjem za delovanje v drugi državi članici.
a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State.
Člen 31 Navzkrižje interesov
Article 31 Conflicts of interest
Vzdržuje in izvaja primerne postopke
It shall maintain and implement adequate resolution procedures
za odpravo vseh navzkrižij
for the removal of
Če organizacijski ali upravni ukrepi, ki jih sprejme CCP za obvladovanje navzkrižij interesov, ne zadoščajo, da bi lahko s primerno stopnjo verjetnosti preprečili nevarnost škodovanja interesom klirinških članov ali strankam, CCP klirinškemu članu jasno razkrije splošno naravo ali vire navzkrižja interesov, preden od njega sprejme novo transakcijo. ▌
Where the organisational or administrative arrangements of a CCP to manage conflicts of interest are not sufficient to ensure, with reasonable confidence, that risks of damage to the interests of a clearing member or client will be prevented, it shall clearly disclose the general nature or sources of conflicts of interest to the clearing member before accepting new transactions from that clearing member. ▌
okoliščine, ki pomenijo ali bi lahko pomenile navzkrižje interesov, kar bi lahko povzročilo resno tveganje za nastanek škode interesom enega ali več klirinških članov ali strank;
the circumstances which constitute or may give rise to a conflict of interest entailing a material risk of damage to the interests of one or more clearing members or clients;
postopke, ki jih je treba upoštevati, in ukrepe, ki jih je treba sprejeti za obvladovanje teh navzkrižij.
procedures to be followed and measures to be adopted in order to manage such conflicts.
Člen 32 Neprekinjeno poslovanje
Article 32 Business continuity
CCP oblikuje, izvaja in vzdržuje ustrezen postopek za zagotavljanje pravočasne in urejene poravnave ali prenosa sredstev stranke v primeru odvzema dovoljenja v skladu s sklepom iz člena 16.
A CCP shall establish, implement and maintain an adequate procedure ensuring the timely and orderly settlement or transfer of clients' assets in the event of a withdrawal of authorisation consequent to a decision under Article 16.
regulativnih tehničnih standardov, ki določajo najmanjši obseg vsebine načrta neprekinjenega poslovanja in najmanjši obseg storitev, ki naj jih zagotavlja načrt ponovne vzpostavitve delovanja.
regulatory technical standards specifying the minimum content of the business continuity plan and the minimum level of services that the disaster recovery plan shall guarantee.
Komisija je pooblaščena za sprejetje regulativnih tehničnih standardov
Power is delegated to the Commission to adopt the
iz prvega pododstavka v skladu s členi
regulatory technical standards referred to in the first subparagraph in accordance with
od 10 do 14
Articles 10 to 14
Avtomatska obdelava plačil
Straight-through Processing
Da se zagotovi dosledna uporaba tega člena, organ ESMA oblikuje osnutek regulativnih tehničnih standardov, ki določajo proces za opredelitev, kateri mednarodni postopki in standardi komuniciranja za sporočanje in referenčne podatke štejejo kot ustrezni za namene odstavka 1.
In order to ensure consistent application, ESMA shall develop draft regulatory technical standards specifying the process for defining which international communication procedures and standards for messaging and reference data are to be considered relevant for the purposes of paragraph 1.
Člen 33 Zunanje izvajanje
Article 33 Outsourcing
zunanje izvajanje ne pomeni prenosa njenih obveznosti na drugega;
outsourcing does not result in the delegation of its responsibility;
odnos in obveznosti CCP do njenih klirinških članov ali (če je to ustrezno) njihovih strank ostane nespremenjen;
the relationship and obligations of the CCP towards its clearing members or where relevant their clients are not altered;
pogoji za izdajo dovoljenja CCP se ne spremenijo;
the conditions for the authorisation of the CCP do not effectively change;
zunanje izvajanje ne preprečuje izvajanja nadzornih funkcij in funkcij pregledovanja
outsourcing does not prevent the exercise of supervisory and oversight functions
niti dostopa do ustreznih informacij ponudnika storitve na kraju samem
, including on-site access to related information within the service provider
zunanje izvajanje CCP ne onemogoča uporabe potrebnih sistemov in kontrol za upravljanje tveganj, s katerim se sooči;
outsourcing does not result in depriving the CCP from the necessary systems and controls to manage the risks it faces;
ponudnik storitve izvaja zahteve o neprekinjenem poslovanju, ki so enakovredne tistim, ki bi jih izpolnjevala CCP v svojem domačem nadzornem okviru;
the service provider implements equivalent business continuity requirements to those that would have to be fulfilled by the CCP under its domestic supervisory framework;
CCP ohrani potrebno strokovno znanje
the CCP retains the necessary expertise
in sredstva
and resources
za oceno kakovosti zagotovljenih storitev ter organizacijske in kapitalske ustreznosti ponudnika storitev, za učinkovit nadzor zunanje izvajanih funkcij in upravljanje tveganj, povezanih z zunanjim izvajanjem, zato pa mora neprenehoma nadzorovati te funkcije in upravljati ta tveganja;
to evaluate the quality of the services provided and the organisational and capital adequacy of the service provider and to supervise the outsourced functions effectively and manage the risks associated with the outsourcing and shall supervise those functions and manage those risks on an ongoing basis;
CCP ima neposreden dostop do pomembnih informacij o funkcijah, oddanih v zunanje izvajanje;
the CCP has direct access to the relevant information of the outsourced functions;
ponudnik storitev
when required, and without prejudice to
sodeluje s pristojnim organom v zvezi z dejavnostmi, oddanimi v zunanje izvajanje;
service provider cooperates with the competent authority in connection with the outsourced activities;
ponudnik storitev ščiti vse zaupne informacije v zvezi s CCP in njenimi klirinškimi člani ali strankami.
the service provider protects any confidential information relating to the CCP and its clearing members and clients.
Če ima ponudnik storitev sedež v tretji državi, so tamkajšnji standardi varstva podatkov enakovredni kot tovrstni standardi, veljavni v Uniji.
Where the service provider is established in a third country, the data protection standards of that third country shall be equivalent to the data protection standards in effect in the Union.
za ponudnika storitve v njegovi državi velja enakovreden pravni režim kot za CCP v smislu neprekinjenega poslovanja in varstva podatkov;
the business provider is subject in its country to an equivalent legal regime as the CCP in terms of business continuity and data protection;
dejavnosti, povezane z upravljanjem tveganja, se ne izvajajo zunanje.
activities linked to risk management are not outsourced.
CCP mora imeti
A CCP shall have
in pravična
and fair
pravila glede
rules for the
obravnavanja pritožb.
handling of complaints.
Člen 35 Zahteve za sodelovanje
Article 35 Participation requirements
Finančnim institucijam se ne sme na nekonkurenčen ali nerazumen način preprečevati, da postanejo klirinški člani.
Financial institutions shall not be restricted from becoming clearing members in an uncompetitive or unreasonable way.
Pravila, ki jih ima CCP za klirinške člane, ji omogočijo, da zbere osnovne informacije za opredelitev, spremljanje in obvladovanje pomembnih koncentracij tveganja, povezanega z zagotavljanjem storitev strankam.
The CCP's rules for clearing members shall allow it to gather basic information to identify, monitor and manage relevant concentrations of risk related to the provision of services to clients.
Ta merila so nediskriminatorna.
Those criteria shall be non-discriminatory.
Člen 36 Preglednost
Article 36 Transparency
CCP razkrije klirinškim članom in strankam
A CCP shall disclose to clearing members and clients the
tveganja, povezana s storitvami, ki jih ponuja.
risks associated with the services provided.
svojim klirinškim članom in pristojnemu organu razkrije
to its clearing members and competent authority
informacije o cenah, potrebne za izračun njene izpostavljenosti do klirinških članov ob koncu dneva
the price information used to calculate its end of day exposures with its clearing members
količino obračunanih transakcij za vsak razred instrumentov
the volumes of the cleared transactions for each class of instruments
, za katere je opravila kliring
cleared by the CCP on an aggregated basis
CCP javno razkrije vse kršitve meril iz člena 35(1) in (2), za katere so odgovorni klirinški člani, razen v primeru, ko pristojni organ po posvetovanju z organom ESMA meni, da bi takšno razkritje ogrozilo finančno stabilnost ali zaupanje v trg.
A CCP shall publicly disclose any breaches by clearing members of the criteria referred to in Article 35(1) and (2), except in the case that the competent authority, after consulting ESMA, considers that such disclosure would constitute a threat to financial stability or to market confidence.
Člen 37 Ločevanje in prenosljivost
Article 37 Segregation and portability
računih s CCP loči pozicije
accounts with the CCP the positions of
od pozicij svojih strank.
clearing member from those of its clients.
CCP in klirinški člani javno razkrijejo stopnje zaščite in stroške, povezane s posameznimi stopnjami ločevanja, ki jih zagotavljajo.
The CCP and clearing members shall publically disclose the levels of protection and the costs associated with the different levels of segregation they provide.
CCP vodi evidence, ki v vsakem trenutku in brez odlašanja omogočajo, da identificira sredstva, nakazana na posamezne račune, ki so vodeni v skladu s tem členom.
A CCP shall keep records that shall enable it, at any time and without delay, to identify the assets posted in relation to each account kept in accordance with this Article.
CCP svojo ureditev oblikuje tako, da lahko v primeru popolnega ločevanja omogoči prenos pozicij in zavarovanja strank člana, ki ne izpolnjuje obveznosti, na enega ali več drugih udeležencev.
A CCP shall structure its arrangements to ensure that where full segregation applies it can facilitate the transfer of the positions and collateral of clients of a defaulting member to one or more other participants.
V primeru, da
Provided that
popolno ločevanje
has full segregation
, velja točka 6 dela 2 Priloge III k Direktivi 2006/48/ES.
, Annex III, Part 2, point 6 of Directive 2006/48/EC shall apply.
Države članice zagotovijo, da njihova zakonodaja o nesolventnosti vključuje zadostna odstopanja, da bo CCP lahko izpolnila cilje in zahteve teh določb.
Member States shall ensure that their insolvency laws include derogations sufficient to allow CCPs to meet the objectives and requirements of these provisions.
Da se zagotovi dosledna uporaba tega člena, organ ESMA oblikuje osnutek tehničnih standardov, ki te dogodke podrobneje opredeljujejo.
In order to ensure consistent application of this Article, ESMA shall develop draft technical standards specifying the relevant events in greater detail.
Organ ESMA osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji
ESMA shall submit those draft regulatory technical standards to the Commission by 30 June 2012.
ima pravočasen in nediskriminatoren dostop do ustreznih virov za oblikovanje cen za učinkovito merjenje svoje izpostavljenosti.
shall have access in a timely manner and on a non discriminatory basis to the relevant pricing sources to effectively measure its exposures.
v skladu s členom
accordance with
CCP za posebne finančne instrumente terja in pobira ustrezna kritja za kritje pozicij v posameznih računih, vodenih v skladu s členom 37.
A CCP shall call and collect margins that are adequate to cover the positions registered in each account kept in accordance with Article 37 with respect to specific financial instruments.
regulativnih tehničnih standardov, ki določajo ustrezni odstotek in časovno obdobje, kot je navedeno v odstavku 1, ki ju je treba upoštevati za različne razrede finančnih instrumentov
regulatory technical standards specifying the appropriate percentage and time horizon, as referred to in paragraph 1, to be considered for the different classes of financial instruments
in pogoje iz odstavka 3a
and the conditions referred to in paragraph 3a
Člen 40 Jamstveni sklad
Article 40 Default fund
vzdržuje jamstveni sklad za kritje izgub, ki
CCP shall maintain a default fund to cover losses
presegajo izgube, krite z zahtevanimi kritji iz člena 39, in ki
that exceed the losses to be covered by margin requirements as referred to in Article 39,
izhajajo iz neplačil, vključno z začetkom postopka zaradi nesolvetnosti enega ali več klirinških članov.
arising from the default, including the opening of an insolvency procedure, of one or more clearing members.
ima največjo izpostavljenost.
to which it has the largest exposures.
izpostavljenost vsakega posameznega klirinškega člana, zabeleženo v posameznih računih, vodenih v skladu s členom 37, in
the exposures of each clearing member, as registered on each account kept in accordance with Article 37; and
ali je mogoče dobiček od lastniških pozicij uporabiti za kritje izgub na pozicijah strank.
whether or not profits on proprietary positions can be used to cover losses on clients' positions.
Da se zagotovi dosledna uporaba tega člena, organ ESMA v tesnem sodelovanju z Evropskim sistemom centralnih bank in po posvetovanju z organom EBA oblikuje osnutek regulativnih tehničnih standardov, s katerimi podrobno opredeli jamstvene sklade iz odstavkov 1 in 3.
In order to ensure consistent application of this Article, ESMA shall, in close cooperation with the ESCB and after consulting EBA, develop draft regulatory technical standards specifying the details of default funds referred to in paragraphs 1 and 3.
Organ ESMA v tesnem sodelovanju z odborom ESCB in po posvetovanju z organom EBA osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall, in close cooperation with the ESCB and after consulting EBA, submit those draft regulatory technical standards to the Commission by 30 June 2012.
Člen 41 Druge kontrole tveganja
Article 41 Other risk controls
▌Jamstveni sklad iz člena 40 in druga finančna sredstva iz odstavka 1 morajo CCP kadar koli omogočiti, da
▌ The default fund referred to in Article 40 and the other financial resources referred to in paragraph 1 shall at all times enable the CCP to withstand
prenesejo morebitne izgube v skrajnih, vendar možnih tržnih pogojih.
potential losses in extreme but plausible market conditions.
V ta namen
To that end, a
pridobi potrebne kreditne linije ali podobne možnosti za kritje svojih likvidnostnih potreb, če finančna sredstva, ki jih ima na voljo, niso takoj na razpolago.
CCP shall obtain the necessary credit lines or similar arrangements to cover its liquidity needs in case the financial resources at its disposal are not immediately available.
regulativnih tehničnih standardov, ki določajo skrajne razmere iz odstavka 2, ki jih mora CCP vzdržati.
regulatory technical standards specifying the extreme conditions referred to in paragraph 2 that the CCP shall withstand.
Organ ESMA po posvetovanju z organom EBA Komisiji do 30. junija 2012 predloži osnutek teh regulativnih tehničnih standardov.
ESMA shall, after consulting EBA, submit those draft regulatory technical standards to the Commission by 30 June 2012.
iz prvega pododstavka ▌v skladu s členi od
regulatory technical standards referred to in the first subparagraph in accordance with
Člen 42 Kaskadni pristop k neplačilom
Article 42 Default waterfall
Člen 43 Zahteve glede zavarovanja s premoženjem
Article 43 Collateral requirements
, na primer denarna sredstva, zlato, državne in visoko kakovostne podjetniške obveznice,
, such as cash, gold, government and high-quality corporate bonds,
z minimalnim kreditnim in tržnim tveganjem.
with minimal credit and market risk to cover its
regulativnih tehničnih standardov, ki določajo vrsto zavarovanja, ki se lahko šteje za visoko likvidno, in odbitke iz odstavka 1.
regulatory technical standards specifying the type of collateral that can be considered highly liquid and the haircuts referred to in paragraph 1.
Organ ESMA po posvetovanju z organoma EBA in ESCB osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall, after consulting EBA and the ESRB, submit those draft regulatory technical standards to the Commission by 30 June 2012.
Člen 44 Naložbena politika
Article 44 Investment policy
CCP svoja finančna sredstva vlaga samo v visoko likvidne finančne instrumente z minimalnim tržnim in kreditnim tveganjem
A CCP shall only invest its financial resources in highly liquid financial instruments with minimal market and credit risk
, na primer v rezerve pri centralni banki EU
for example in reserves with an EU central bank
Kapital, dobiček in rezerve CCP, ki se ne vlagajo v skladu z odstavkom 1, se ne upoštevajo za namene člena 12(2).
The amount of capital, together with the earnings and reserves of a CCP which are not invested in accordance with paragraph 1, shall not be considered for the purposes of Article 12(2).
CCP imajo močan nadzor nad ponovnim zajamčenjem zavarovanja klirinških članov, kar pregleda organ ESMA.
CCPs shall have robust controls over the re-hypothecation of clearing members' collateral, subject to review by ESMA.
regulativnih tehničnih standardov, ki določajo visoko likvidne finančne instrumente iz odstavka 1 in omejitve koncentracije iz odstavka 4.
regulatory technical standards specifying the highly liquid financial instruments referred to in paragraph 1 and the concentration limits referred to in paragraph 4.
Člen 45 Postopki v primeru neplačil
Article 45 Default procedures
CCP ima vzpostavljene
A CCP shall have
postopke za primer, ko klirinški član ne izpolnjuje zahtev iz člena 35 v roku in v skladu s postopki, ki jih je določila CCP.
procedures in place to be followed where a clearing member does not comply with the requirements laid down in Article 35 within the time limit and according to the procedures established by the CCP.
opredeli postopke, ki jih je treba uporabiti, če ne ugotovi plačilne nesposobnosti klirinškega člana.
the procedures to be followed in the event the insolvency of a clearing member is not established by the CCP.
Člen 46 Pregled modelov, testiranje izjemnih situacij in testiranje za nazaj
Article 46 Review of models, stress testing and back testing