natgillin/translations-raw huggingface dataset:
Organ ESMA po posvetovanju z organom EBA osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall, after consulting EBA, submit those draft regulatory technical standards to the Commission by 30 June 2012.
Komisija je pooblaščena
Power is delegated to the Commission to adopt the
Člen 11 Širitev dejavnosti in storitev
Article 11 Extension of activities and services
Člen 12 Kapitalske zahteve
Article 12 Capital requirements
Kapital, skupaj z zadržanim dobičkom in rezervami CCP,
Capital, together with retained earnings and reserves of a CCP,
je sorazmeren glede na velikost in tveganje, povezano s tržnimi operacijami CCP.
shall be proportionate to the size and risk involved in the CCP's business operations.
zadosten, da se zagotovita urejeno prenehanje ali prestrukturiranje dejavnosti v ustreznem časovnem obdobju in primerna zaščita CCP pred operativnimi in ostalimi tveganji.
shall at all times be sufficient to ensure an orderly winding-down or restructuring of the activities over an appropriate time span and that the CCP is adequately protected against operational and residual risks.
, vključno s pogostostjo ali obdobji, ko jih je treba posodobiti
, including the frequency or timing when these shall be updated
Komisija je pooblaščena za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi
regulatory technical standards referred to in the first subparagraph in accordance with
Člen 13 Postopek za izdajo in zavrnitev dovoljenja
Article 13 Procedure for granting and refusing authorisation
iz člena 15.
referred to in Article 15
Za pridobitev začetnega dovoljenja
For the initial authorisation, the
CCP vlagateljica zagotovi vse podatke, ki jih pristojni organ potrebuje, da se prepriča, da ima CCP vlagateljica v času začetnega dovoljenja vse potrebne ureditve za izpolnjevanje obveznosti, določenih s to uredbo.
applicant CCP shall provide all information necessary to enable the competent authority to satisfy itself that the applicant CCP has established, at the time of initial authorisation, all the necessary arrangements to meet its obligations set out in this Regulation.
Pristojni organ vse informacije, ki jih je prejel od CCP vlagateljice, nemudoma posreduje organu ESMA in kolegiju iz člena 14(1).
The competent authority shall immediately transmit all information received from the applicant CCP to ESMA and the college referred to in Article 14(1).
Člen 14 Sodelovanje
Article 14 Cooperation
Za lažje izvajanje nalog iz členov 10, 11, 46 in 48 pristojni organ države članice, kjer ima CCP sedež,
The competent authority of the CCP's Member State of establishment shall
v sodelovanju z organom ESMA
, in cooperation with ESMA, establish a college in order
ustanovi kolegij in mu predseduje.
to facilitate the exercise of the tasks referred to in Articles 10, 11, 46 and 48.
pristojni organ države članice, kjer ima CCP sedež,
the competent authority of the Member State of establishment of the CCP
pristojni organ, odgovoren za nadzor CCP in centralnih bank, ki izdajajo najpomembnejše valute finančnih instrumentov, za katere se izvaja kliring
the authority responsible for the oversight of the CCP and the central banks of issue of the most relevant currencies of the financial instruments cleared
, pa tudi
as well as
pristojni organi, odgovorni za nadzor klirinških članov CCP s sedežem v treh državah članicah, ki na skupni osnovi največ prispevajo v jamstveni sklad CCP iz člena 40;
the competent authorities responsible for the supervision of the clearing members of the CCP established in the three Member States with the largest contributions to the default fund of the CCP referred to in Article 40 on an aggregate basis.
pripravo ▌mnenja iz člena 15;
the preparation of the ▌opinion referred to in Article 15;
izmenjavo informacij, vključno z zahtevami za informacije, po členu 21;
the exchange of information, including requests for information pursuant to Article 21;
programov nadzorstvenih pregledov na podlagi ocene tveganja CCP;
of supervisory examination programmes based on a risk assessment of the CCP;
povečanje učinkovitosti nadzora z odpravo nepotrebnega podvajanja nadzornih zahtev;
the improvement of efficiency of supervision by removing unnecessary duplication of supervisory requirements;
doslednost pri uporabi nadzornih praks;
consistency in the application of supervisory practices;
določitev postopkov in kriznih načrtov v primeru izrednih razmer v skladu s členom 22.
the determination of procedures and contingency plans to address emergency situations, as referred to in Article 22.
Navedeni dogovor določa
That agreement shall
praktično ureditev
determine the practical arrangements for
sodelovanja med pristojnim organom in organom ESMA
cooperation between the competent authority and ESMA
in lahko določa naloge, ki
and may determine tasks to be entrusted to the competent authority of the Member State of establishment of a CCP or
Da se zagotovi dosledna uporaba tega člena, organ ESMA v tesnem sodelovanju z Evropskim sistemom centralnih bank in po posvetovanju z EBA pripravi osnutek regulativnih tehničnih standardov, ki določajo oceno tveganja iz členov 14(2) in 15(1).
In order to ensure consistent application of this Article, ESMA shall, in close cooperation with the ESCB and after consulting EBA, develop draft regulatory technical standards specifying the risk assessment referred to in Article 14(2) and Article 15(1).
Organ ESMA v tesnem posvetovanju z Evropskim sistemom centralnih bank in po posvetovanju z EBA osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall, in close cooperation with the ESCB and after consulting EBA, submit those draft regulatory technical standards to the Commission by 30 June 2012.
Člen 15 Mnenje kolegija
Article 15 Opinion of the college
Za namene začetnega dovoljenja
For the purposes of the initial authorisation, the
pristojni organ države članice, kjer ima CCP sedež, opravi oceno tveganja CCP in poročilo o tem predloži
competent authority of the Member State where the CCP is established shall conduct a risk assessment of the CCP and submit a report to
organu ESMA v štirih mesecih po tem, ko CCP vloži popolno vlogo
ESMA within four months of the submission of a complete application by the CCP
V primeru zamude ali nesoglasja organ
In case of delay or disagreement,
ESMA olajša sprejetje ▌mnenja v skladu s svojim pooblastilom za reševanje nesoglasij po členu 19 Uredbe
ESMA shall facilitate the adoption of a ▌opinion in accordance with its settlement of disagreement powers under Article 19 of Regulation
in svojo splošno usklajevalno funkcijo iz člena 21 iste uredbe. ▌
and its general coordination function under Article 21 of the same Regulation. ▌
Člen 16 Odvzem dovoljenja
Article 16 Withdrawal of authorisation
države članice, kjer ima CCP sedež,
of the Member State of establishment
odvzame dovoljenje v naslednjih primerih:
shall withdraw the authorisation in any of the following circumstances:
če CCP ni uporabila dovoljenja v 12 mesecih, če se mu je izrecno odrekla ali če v predhodnih šestih mesecih ni opravila nobene storitve ali izvedla nobene dejavnosti;
where the CCP has not made use of the authorisation within 12 months, expressly renounces the authorisation or has provided no services or performed no activity for the preceding six months;
če je CCP pridobila dovoljenje z navajanjem lažnih podatkov ali na kak drug nezakonit način;
where the CCP has obtained the authorisation by making false statements or by any other irregular means;
če CCP ne izpolnjuje več pogojev, pod katerimi ji je bilo dovoljenje izdano;
where the CCP is no longer in compliance with the conditions under which authorisation was granted;
če je resno in
has seriously and
kršila zahteve, določene v tej uredbi.
infringed the requirements set out in this Regulation.
Odločitev o odvzemu dovoljenja velja za vse območje Unije.
A decision on withdrawal shall apply throughout the territory of the Union.
Člen 17 Pregled in ocena
Article 17 Review and evaluation
Pri pregledu in oceni se upoštevajo velikost, sistemski pomen, narava, obseg in zapletenost dejavnosti CCP
The review and evaluation shall have regard to the size, systemic importance, nature, scale and complexity of the activities of the CCP
ter merila iz člena 4(3)
as well as the criteria identified in Article 4(3)
Nadzor in pregled nad delovanjem CCP Člen 18 Pristojni organi
Supervision and oversight of CCPs Article 18 Competent authorities
Obveznost varovanja poslovne skrivnosti velja za vse osebe, ki delajo ali so delale za pristojne organe, določene v skladu s členom 18, organ ESMA ali revizorje in strokovnjake, ki so jih zadolžili pristojni organi ali organ ESMA.
The obligation of professional secrecy shall apply to all persons who work or have worked for the competent authorities designated in accordance with Article 18, ESMA, or auditors and experts instructed by the competent authorities or ESMA.
Ne glede na zadeve, za katere veljata kazenska in davčna zakonodaja, pristojni organi, organ ESMA in drugi organi ter fizične in pravne osebe, ki niso pristojni organ, lahko zaupne informacije uporabijo samo med opravljanjem svojih dolžnosti in za opravljanje svojih dolžnosti v okviru področja uporabe te uredbe, drugi organi ali fizične in pravne osebe pa samo za namene, za katere so jim bile te informacije posredovane ali v okviru upravnega ali pravosodnega postopka, ki se izrecno nanaša na opravljanje njihovih dolžnosti, ali oboje.
Without prejudice to cases covered by criminal law and tax law, the competent authorities, ESMA, bodies or natural or legal persons other than competent authorities which receive confidential information pursuant to this Regulation may use it only in the performance of their duties and for the exercise of their functions, in the case of the competent authorities, within the scope of this Regulation or, in the case of other authorities, bodies or natural or legal persons, for the purpose for which such information was provided to them or in the context of administrative or judicial proceedings specifically related to the exercise of those functions, or both.
Če organ ESMA, pristojni organ ali drug organ ali oseba, ki te informacije sporoči, soglaša, jih lahko prejemnik uporabi v nekomercialne namene.
Where ESMA, the competent authority or another authority, body or person communicating information consents thereto, the authority receiving the information may use it for other non-commercial purposes.
Ti pogoji pa ne preprečujejo organu ESMA, pristojnim organom ali zadevnim centralnim bankam, da bi izmenjevali zaupne informacije v skladu s to uredbo in veljavno drugo zakonodajo za investicijska podjetja, kreditne ustanove, pokojninske sklade, družb za upravljanje KNPVP, upravitelje alternativnih investicijskih skladov (UAIS), zavarovalne in pozavarovalne posrednike, investicijsko podjetje, vzdrževalec trga, operater sistemov, regulirane trge ali upravljavce trga, ali v skladu s privolitvijo pristojnega organa ali drugega organa ali telesa ali fizične ali pravne osebe, ki je te informacije sporočila.
However, those conditions shall not prevent ESMA, the competent authorities or the relevant central banks from exchanging or transmitting confidential information in accordance with this Regulation and with other legislation applicable to investment firms, credit institutions, pension funds, UCITS, AIFMs, insurance and reinsurance intermediaries, insurance undertakings, regulated markets or market operators or otherwise with the consent of the competent authority or other authority or body or natural or legal person that communicated the information.
Sodelovanje Člen 19 Sodelovanje med organi
Cooperation Article 19 Cooperation between authorities
Pristojni organi tesno sodelujejo med seboj in z organom ESMA
Competent authorities shall cooperate closely with each other
, po potrebi pa tudi z Evropskim sistemom centralnih bank
, with ESMA and, if necessary, with the ESCB
Organu ESMA institucije EU namenijo zadostna sredstva za učinkovito izvajanje nalog, ki so mu naložene s to uredbo.
ESMA shall be provided with adequate resources by the EU institutions in order to effectively perform the tasks it is allocated in this Regulation.
Pristojni organi in druga telesa ter fizične in pravne osebe uporabijo zaupne informacije, ki jih prejmejo med opravljanjem svojih dolžnosti na podlagi te uredbe, samo pri opravljanju svojih dolžnosti
Competent authorities and other bodies or natural and legal persons receiving confidential information in the exercise of their duties under this Regulation shall only use it in the course of their duties
in jih ne smejo objaviti ali drugače dajati na razpolago za druge namene, razen za namene, ki so izrecno navedeni v tej uredbi
and shall not be permitted to publish or otherwise make available any such confidential information for any other purpose except as expressly set out in this Regulation
Člen 22 Izredne razmere
Article 22 Emergency situations
CCP s sedežem v tretji državi lahko opravlja klirinške storitve za subjekte s sedežem v Uniji samo, če jo je priznal organ ESMA.
A CCP established in a third country may provide clearing services to entities established in the Union only where that CCP is recognised by
Komisija je sprejela sklep v skladu z odstavkom 3; ter
the Commission has adopted a decision in accordance with paragraph 3; and
v zadevni tretji državi so CCP, ki imajo sedež v Uniji, zagotovljena enaka odstopanja.
comparable exemptions are granted, in the third country concerned, to CCPs established in the Union.
Organ ESMA
ESMA shall
v posvetovanju s pristojnimi organi v Uniji ter z organom EBA in članicami Evropskega sistema centralnih bank tveganja iz držav članic, v katerih CCP izvaja ali namerava izvajati klirinške storitve, ter članicami Evropskega sistema centralnih bank, ki so odgovorne za nadzor nad tistimi CCP, s katerimi je bila vzpostavljena ureditev medopravilnosti,
, in consultation with the competent authorities within the Union and with EBA and relevant members of the ESCB of the Member States in which the CCP provides or intends to provide clearing services and the relevant members of the ESCB responsible for the oversight of the CCPs with whom interoperability arrangements have been established,
prizna CCP iz tretje države, če so izpolnjeni naslednji pogoji:
recognise a CCP from a third country, where the following conditions are met:
Komisija je sprejela
the Commission has adopted a
delegirani akt
delegated act
v skladu z odstavkom 3;
in accordance with paragraph 3;
CCP ima v tej tretji državi dovoljenje in je tam predmet učinkovitega nadzora;
the CCP is authorised in, and is subject to, effective supervision in that third country;
za tretjo državo velja sklep Komisije, ki določa, da so standardi za preprečevanje pranja denarja in financiranja terorizma skladni z zahtevami projektna skupina za finančno ukrepanje in imajo enak učinek kot zahteve iz Direktive 2005/60/ES Evropskega parlamenta in Sveta z dne 26. oktobra 2005 o preprečevanju uporabe finančnega sistema za pranje denarja in financiranje terorizma
the third country is the subject of a decision by the Commission stating that the standards to prevent money laundering and terrorist financing meet the Financial Action Task Force requirements and are to the same effect as the requirements set out in Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing
tretja država je z matično državo članico CCP, ki ima dovoljenje, podpisala sporazum, ki je popolnoma skladen s standardi iz člena 26 vzorčne konvencije OECD o davku na dohodek in kapital ter zagotavlja učinkovito izmenjavo informacij glede davčnih zadev, skupaj z morebitnimi večstranskimi davčnimi sporazumi;
the third country has signed an agreement with the home Member State of the authorised CCP which fully complies with the standards laid down in Article 26 of the OECD Model Tax Convention on Income and on Capital and ensures an effective exchange of information in tax matters, including, if any, multilateral tax agreements;
standarde CCP za obvladovanje tveganja je pregledal organ ESMA in jih ocenil kot skladne z naborom standardov v naslovu IV;
the risk management standards of the CCP have been reviewed by ESMA and assessed as compliant with the standards set under Title IV;
obstaja dovolj argumentov za domnevo, da zakonodajni pravni okvir ni diskriminatoren do pravnih oseb iz EU;
it has sufficient elements to consider that the third country's legal framework is not discriminatory vis-à-vis EU legal entities;
tretja država uporablja pogoje vzajemnega dostopa za CCP iz EU, v tej tretji državi pa se uporablja tudi ureditev vzajemnega priznavanja;
the third country applies reciprocal access conditions for EU-based CCPs and a mutual recognition regime has been implemented in that third country;
pogoji, ki jih morajo izpolnjevati CCP iz tretje države, zagotavljajo enake konkurenčne pogoje za CCP iz EU in iz te tretje države;
the conditions imposed on the third country's CCPs shall preserve a level playing field between EU CCPs and that third country's CCPs.
delegirane akte
delegated acts
v skladu s postopkom iz člena
in accordance with
, zato da pravna in nadzorna ureditev v tretji državi zagotavlja, da CCP, ki jim je bilo v tej tretji državi izdano dovoljenje, izpolnjujejo pravno zavezujoče zahteve, ki so enake zahtevam iz te uredbe, ter da se za te CCP v tej tretji državi izvaja stalen učinkovit nadzor in izvrševanje zakonodaje.
determining that the legal and supervisory arrangements of a third country ensure that CCPs authorised in that third country comply with legally binding requirements which are equivalent to the requirements resulting from this Regulation and that these CCPs are subject to effective supervision and enforcement in that third country on an ongoing basis.
, organ EBA, Evropski sistem centralnih bank in pristojni organi za nadzor treh klirinških članov s sedežem v državah članicah z najvišjim prispevkom v jamstveni sklad CCP sklenejo
, EBA, the ESCB and the competent authorities responsible for the supervision of the three clearing members established in the Member States with the largest contributions to the default fund of the CCP
dogovore o sodelovanju z ustreznimi pristojnimi organi iz tretjih držav, katerih pravni in nadzorni okviri so bili v skladu z odstavkom 3 priznani kot enakovredni tej uredbi.
shall establish cooperation arrangements with the relevant competent authorities of third countries whose legal and supervisory frameworks have been recognised as equivalent to this Regulation in accordance with paragraph 3.
mehanizem za izmenjavo informacij med organom ESMA
the mechanism for the exchange of information between
, pristojnimi organi iz odstavka 1
ESMA, the competent authorities pursuant to paragraph 1
in pristojnimi organi zadevnih tretjih držav;
and the competent authorities of third countries concerned;
postopke v zvezi s usklajevanjem nadzorniških dejavnosti;
the procedures concerning the coordination of supervisory activities.
postopke, povezane z odvzemom dovoljenja, podeljenega CCP.
the procedures relating to the withdrawal of the authorisation granted to the CCP.
regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi
regulatory technical standards referred to in the first subparagraph in accordance with
Člen 25 Višje vodstvo in upravni odbor
Article 25 Senior Management and the Board
V njem so zastopane tudi stranke klirinških članov.
The clients of the clearing members shall be represented in the Board
Člani upravnega odbora, vključno z neodvisnimi člani, imajo zadosten ugled in
The members of the board, including its independent members, shall be of sufficiently good repute and have
strokovno znanje na področju finančnih storitev, upravljanja tveganja in klirinških storitev.
expertise in financial services, risk management and clearing services.
CCP jasno določi vloge in odgovornosti upravnega odbora in da zapisnike sej upravnega odbora na voljo pristojnemu organu
A CCP shall clearly determine the roles and responsibilities of the board and shall make the minutes of the board meetings available to the competent authority
in revizorjem
and auditors
Člen 26 Odbor za tveganja
Article 26 Risk committee
CCP ustanovi odbor za tveganja, ki ga sestavljajo
A CCP shall establish a risk committee, which shall be composed of
različne skupine predstavnikov, med drugim
various groups of representatives, including
strokovnjaki in predstavniki pristojnega organa CCP, pod pogojem, da predstavniki strank niso tudi predstavniki klirinških članov
competent authority of the CCP, provided that client representatives are different from clearing member representatives
Nobena od teh skupin v odboru za tveganja nima večine.
None of the groups of representatives shall have a majority in the risk committee.
Ureditev upravljanja je javno dostopna
The governance arrangements shall be publicly available
pristojnim organom
to the competent authorities
in določa vsaj to, da odboru za tveganja predseduje neodvisni
and shall, at least, determine that the risk committee is chaired by an independent
ter da odbor za tveganja poroča neposredno upravnemu odboru
, reports directly to the board
, v primeru dvojne strukture vodstva pa upravnemu odboru,
or, where there is a dual organisational structure, the executive board,
in se redno srečuje.
and holds regular meetings.
Odbor za tveganja svetuje upravnemu odboru
The risk committee shall advise the board
, , v primeru dvojne strukture vodstva pa upravnemu odboru,
or, where there is a dual organisational structure, the executive board
o vseh ureditvah, ki lahko vplivajo na upravljanje tveganja s strani CCP, kot so – vendar ne izključno – pomembna sprememba v modelu tveganja, postopki v primeru neizpolnjevanja obveznosti, merila za sprejem klirinških članov, kliring novih razredov instrumentov
on any arrangements that may impact the risk management of the CCP, such as, but not limited to, a significant change in its risk model, the default procedures, the criteria for accepting clearing members or the clearing of new classes of instruments
ali zunanje izvajanje nekaterih funkcij
or outsourcing of functions
Člen 27 Vodenje evidenc
Article 27 Record keeping
CCP vsaj
A CCP shall maintain, for a period of at least
let hrani vse evidence o storitvah in dejavnostih, ki jih je opravila, ter tako omogoči pristojnemu organu spremljanje izpolnjevanja zahtev iz te uredbe.
years, all the records on the services and activity provided so as to enable the competent authority to monitor the CCP's compliance with the requirements under this Regulation.
let od prenehanja pogodbe hrani vse informacije o vseh pogodbah, ki jih je obdelala.
years following the termination of a contract, all information on all contracts it has processed.
regulativnih tehničnih standardov, ki določajo podrobnosti evidenc in informacij, ki jih je treba hraniti v skladu z odstavkoma 1 in 2
regulatory technical standards specifying the details of the records and information to be retained as referred to in paragraphs 1 and 2,
, po potrebi pa tudi daljša obdobja hranjenja
and, where appropriate, a longer time length for the maintenance of records
Komisija je pooblaščena za sprejetje
Power is delegated to the Commission to adopt the
regulativnih tehničnih standardov
regulatory technical standards referred to in the first subparagraph in accordance with
Da bi se zagotovili enotni pogoji uporabe odstavkov 1 in 2,
In order to ensure uniform conditions of application of paragraphs 1 and 2,
organ ESMA oblikuje osnutek izvedbenih tehničnih standardov
ESMA shall develop draft implementing technical standards
za določitev oblike evidenc in informacij, ki jih je treba hraniti.
to determine the format of the records and information to be retained.
ESMA te osnutke izvedbenih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall submit those draft implementing technical standards to the Commission by 30 June 2012.
Komisiji se podeli pooblastilo za sprejetje izvedbenih tehničnih standardov
Power is conferred on the Commission to adopt the draft