natgillin/translations-raw huggingface dataset:
CCP javno razkrije ključne informacije o modelu upravljanja tveganja in predpostavke, sprejete za izvajanje testiranj v izjemnih situacijah iz odstavka 1
A CCP shall publicly disclose key information on its risk management model and assumptions adopted to perform the stress tests referred to in paragraph 1
Da se zagotovi dosledna uporaba tega člena, organ ESMA oblikuje osnutek
In order to ensure consistent application of this Article, ESMA shall develop draft
vrsto testov, ki jih je treba izvesti za različne razrede finančnih instrumentov in portfeljev;
the type of tests to be undertaken for different classes of financial instruments and portfolios;
vključenost klirinških članov ali drugih strank v testiranje;
the involvement of clearing members or other parties in the tests;
pogostnost testiranj;
the frequency of the tests;
časovna obdobja testiranj;
the time horizons of the tests;
ključne informacije iz odstavka 3.
the key information referred to in paragraph 3.
Organ ESMA po posvetovanju z organom EBA osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall, in consultation with EBA, submit those draft regulatory technical standards to the Commission by 30 June 2012.
iz prvega pododstavka ▌v skladu s členi od
referred to in the first subparagraph in accordance with
Člen 47 Poravnava
Article 47 Settlement
CCP za poravnavo svojih transakcij uporabi denar centralne banke, kadar je to
A CCP shall, where
smotrno in
practical and
Kadar denar centralne banke ni
Where central bank money is not
, se sprejmejo ukrepi za strogo omejitev ▌tveganja
, steps shall be taken to strictly limit
denarne poravnave
cash settlement
Člen 48 Dogovori o interoperabilnosti
Article 48 Interoperability arrangements
1a Da CCP ne bi izpostavili dodatnim tveganjem, se dogovori o interoperabilnosti omejijo na prenosljive vrednostne papirje in instrumente denarnega trga, kot so opredeljeni v točkah 18(a) in (b) ter točki 19 člena 4(1) Direktive 2004/39/ES za namene te uredbe.
In order not to expose CCPs to additional risks, interoperability arrangements shall be restricted to transferable securities and money-market instruments, as defined under point 18(a) and (b) and point 19 of Article 4(1) of Directive 2004/39/EC for the purposes of this Regulation.
Vendar organ ESMA do 30. septembra 2014 Komisiji predloži poročilo o tem, ali bi bilo primerno razširiti področje uporabe na druge finančne instrumente.
However, by 30 September 2014, ESMA shall submit a report to the Commission on whether an extension of that scope to other financial instruments would be appropriate.
Člen 49 Upravljanje tveganja
Article 49 Risk management
vzpostavijo ustrezne politike, postopke in sisteme za učinkovito ugotavljanje, spremljanje in upravljanje dodatnih tveganj, ki izhajajo iz dogovora, da lahko pravočasno izpolnijo svoje obveznosti;
put in place adequate policies, procedures and systems to effectively identify, monitor and manage the additional risks arising from the arrangement so that they can meet their obligations in a timely manner;
se sporazumejo glede svojih pravic in obveznosti, vključno z veljavno zakonodajo, ki ureja njihove odnose;
agree on their respective rights and obligations, including the applicable law governing their relationships;
ugotavljajo, spremljajo in učinkovito upravljajo kreditna in likvidnostna tveganja, tako da neizpolnjevanje obveznosti klirinškega člana ene CCP ne vpliva na interoperabilno CCP;
identify, monitor and effectively manage credit and liquidity risks so that a default of a clearing member of one CCP does not affect an interoperable CCP;
ugotavljajo, spremljajo in obravnavajo morebitne medsebojne odvisnosti in korelacije, ki izhajajo iz dogovora o interoperabilnosti ter lahko vplivajo na kreditna in likvidnostna tveganja, povezana s koncentracijami klirinških članov in združenimi finančnimi sredstvi.
identify, monitor and address potential interdependences and correlations that arise from an interoperability arrangement that may affect credit and liquidity risks related to clearing member concentrations and pooled financial resources.
CCP ločuje zavarovanje, ki ga prejme od CCP, s katerimi je sklenila dogovor o interoperabilnosti.
A CCP shall segregate the collateral received by CCPs with which it has entered into an interoperability arrangement.
Zavarovanje, prejeto v obliki denarnih sredstev, se hrani na ločenih računih.
Collateral received in the form of cash shall be held in segregated accounts.
Člen 50 Odobritev dogovorov o interoperabilnosti
Article 50 Approval of interoperability arrangements
Pristojni organi odobrijo dogovor o interoperabilnosti le, če so
The competent authorities shall only grant approval of the interoperability arrangement where the
Člen 52 Vloga za registracijo
Article 52 Application for registration
regulativnih tehničnih standardov, ki določajo podrobnosti v zvezi z vlogo za registracijo pri organu ESMA iz odstavka 1.
regulatory technical standards specifying the details of the application for registration to ESMA referred to in paragraph 1.
Za zagotovitev enotne uporabe odstavka 1
In order to ensure uniform application of paragraph 1,
organ ESMA pripravi osnutek
ESMA shall develop draft
iz prvega pododstavka ▌v skladu s
standards referred to in the first subparagraph in accordance with
Člen 53 Preučitev vloge
Article 53 Examination of the application
Člen 54 Uradno obvestilo o odločitvi
Article 54 Notification of the decision
Člen 55 Denarne kazni
Article 55 Fines
Da se zagotovi dosledno izvajanje tega člena, organ ESMA oblikuje osnutek
In order to ensure consistent application of this Article, ESMA shall develop draft
regulativnih tehničnih standardov, ki zadevajo:
regulatory technical standards concerning:
podrobna merila za določanje višine denarne kazni;
detailed criteria for establishing the amount of the fine;
postopke za poizvedbe, povezane ukrepe in poročanje ter pravila postopkov za odločanje, vključno z določbami o pravicah do obrambe, dostopu do spisa, pravnem zastopstvu in zaupnosti, začasnimi določbami ter določanjem višine denarnih kazni in njenega pobiranja.
the procedures for enquiries, associated measures and reporting, as well as rules of procedure for decision-making, including provisions on rights of defence, access to the file, legal representation, confidentiality and temporal provisions and the quantification and collection of the fines.
Organ ESMA osnutek
ESMA shall submit those draft
Člen 56 Periodične denarne kazni
Article 56 Periodic penalty payments
Odbor nadzornikov
ESMA's Board of Supervisors shall
repozitorij sklenjenih poslov odpravil
a trade repository
osebe, ki sodelujejo v repozitorijih sklenjenih poslov, ali z njimi povezane tretje stranke predložile popolne
persons involved in trade repositories or related third parties
osebe, ki sodelujejo v repozitorijih sklenjenih poslov, ali z njimi povezane tretje stranke privolile
persons involved in trade repositories or related third parties
v inšpekcijski pregled na kraju samem ▌.
to submit to an on-site inspection.
Po koncu tega šestmesečnega obdobja organ ESMA pretehta ukrepe.
Following that six-month period, ESMA shall consider the measures.
Pred sprejetjem sklepa o naložitvi denarne kazni ali periodične denarne kazni, kot je določeno v členih 55 in 56, da
Before taking any decision on a fine or periodic penalty payment as provided for in Articles 55 and 56,
temeljijo samo na ugovorih, na katere so osebe imele možnost podati pojasnila.
shall base its decisions only on objections on which the persons concerned have been able to comment.
Tem osebam je zagotovljena pravica do vpogleda v spis
Those persons shall be entitled to have access to
ob upoštevanju pravnega interesa drugih oseb za varstvo poslovnih skrivnosti.
file, subject to the legitimate interest of other persons in the protection of their business secrets.
Pravica dostopa do spisa ne velja za zaupne informacije in notranje dokumente
The right of access to the file shall not extend to confidential information and
Člen 58 Skupne določbe za denarne kazni in periodične denarne kazni
Article 58 Provisions common to fines and periodic penalty payments
javnosti razkrije vse denarne kazni in periodične denarne kazni, ki jih je naložila v skladu s členoma 55 in 56.
shall disclose to the public every fine and periodic penalty payment that has been imposed in accordance with Articles 55 and 56.
Če organ ESMA odloči, da ne bo naložil denarne kazni, o tem ustrezno obvesti Komisijo, pristojne organe držav članic, Evropski parlament in Svet ter navede razloge za svojo odločitev.
Where ESMA decides to impose no fines or penalty payments, it shall inform the Commission, the competent authorities of the Mebmer State, the European Parliament and the Council accordingly and shall set out the reasons for its decision.
Člen 59 Preverjanje s strani Sodišča
Article 59 Review by the Court of Justice
Sodišče Evropske unije ima neomejeno pristojnost za pregled sklepov, s katerimi je
The Court of Justice of the European Union shall have unlimited jurisdiction to review decisions whereby
plačilo denarne kazni ali periodične denarne kazni.
has imposed a fine or a periodic penalty payment.
Člen 60 Razveljavitev registracije
Article 60 Withdrawal of registration
če se repozitorij sklenjenih poslov izrecno odreče registraciji ali če v zadnjih šestih mesecih ni opravil nobene storitve;
the trade repository expressly renounces the registration or has provided no services for the preceding six months;
če je repozitorij sklenjenih poslov pridobil registracijo z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
the trade repository has obtained the registration by making false statements or by any other irregular means;
če repozitorij sklenjenih poslov ne izpolnjuje več pogojev, pod katerimi je bil registriran;
the trade repository no longer meets the conditions under which it was registered;
če je repozitorij sklenjenih poslov resno ali večkrat kršil določbe te uredbe.
the trade repository has seriously or repeatedly infringed the provisions of this Regulation.
Organ ESMA sprejme vse ukrepe, potrebne za pravilno zamenjavo repozitorija sklenjenih poslov, ki mu je bila odvzeta registracija, vključno s prenosom podatkov v druge repozitorije sklenjenih poslov ter s preusmeritvijo toka poročanja vanje.
ESMA shall take all necessary steps to ensure the orderly substitution of the trade repository from which registration has been withdrawn, including the transfer of data to other trade repositories and the redirection of reporting flows to other trade repositories.
Člen 61 Nadzor repozitorijev sklenjenih poslov
Article 61 Surveillance of Trade Repositories
dostop do vseh dokumentov v kakršni koli obliki in prejmejo ali si priskrbijo njihovo kopijo;
access any document in any form and to receive or take a copy thereof;
od katere koli osebe zahteva informacije ter jo po potrebi prikliče in zasliši, da pridobi informacije;
demand information from any person and, if necessary, summon and question a person with a view to obtaining information;
opravlja inšpekcijske preglede na kraju samem s predhodno najavo ali brez nje;
carry out on-site inspections with or without prior announcement;
zahteva evidence o telefonskem in podatkovnem prometu.
require records of telephone and data traffic.
Člen 63 Enakovrednost in priznavanje
Article 63 Equivalence and recognition
Repozitorij sklenjenih poslov s sedežem v tretji državi lahko svoje storitve in dejavnosti izvaja za subjekte s sedežem v Uniji za namene člena 6 le, če
A trade repository established in a third country may provide its services and activities to entities established in the Union for the purposes of Article 6 only where that trade repository is
ima v Uniji samostojno poslovno enoto, ki jo
separately established in the Union,
Organ ESMA prizna repozitorij sklenjenih poslov iz tretje države
ESMA shall recognise a trade repository from a third country
, če so izpolnjeni naslednji pogoji:
where the following conditions are met:
repozitorij sklenjenih poslov ima v tej tretji državi dovoljenje in je tam predmet učinkovitega nadzora;
the trade repository is authorised in and is subject to effective surveillance in that third country;
Komisija je sprejela sklep v skladu z odstavkom 3;
the Commission has adopted a decision in accordance with paragraph 3;
Unija je sklenila mednarodni sporazum s to tretjo državo, kot je navedeno v členu 62;
the Union has entered into an international agreement with that third country, as referred to in Article 62;
v skladu z odstavkom 4 so bili sprejeti dogovori o sodelovanju, da se organom Unije zagotovi neposreden in stalen dostop do vseh potrebnih informacij.
cooperation arrangements have been established pursuant to paragraph 4 to ensure that Union authorities have immediate and continuous access to all the necessary information.
za tretjo državo velja odločitev Komisije, v kateri je navedeno, da standardi za preprečevanje pranja denarja in financiranja terorizma izpolnjujejo zahteve projektne skupine za finančno ukrepanje ter imajo enak učinek kot zahteve iz Direktive 2005/60/ES;
the third country is the subject of a decision by the Commission stating that the standards to prevent money laundering and terrorist financing meet the Financial Action Task Force requirements and are to the same effect as the requirements set out in Directive 2005/60/EC;
tretja država je z matično državo članico CCP, ki imajo dovoljenje, podpisala sporazum, ki je popolnoma skladen s standardi iz člena 26 vzorčne konvencije OECD o davku na dohodek in kapital ter zagotavlja učinkovito izmenjavo informacij glede davčnih zadev, skupaj z morebitnimi večstranskimi davčnimi sporazumi;
the third country has signed an agreement with the home Member State of the authorised CCP which fully complies with the standards laid down in Article 26 of the OECD Model Tax Convention on Income and on Capital and ensures an effective exchange of information in tax matters, including, if any, multilateral tax agreements;
ustrezni organi tretje države, ki je sklenila mednarodni sporazum z Unijo, kot je navedeno v členu 62, se strinjajo, da bodo repozitoriju sklenjenih poslov in organom EU poravnali vse stroške, ki nastanejo zaradi sodnega spora v zvezi z informacijami, ki jih je zagotovil repozitorij sklenjenih poslov;
the relevant authorities of the third country that has entered into an international agreement with the Union as referred to in Article 62 provided that they agree to indemnify the trade repository and the EU authorities for any expenses arising from litigation relating to the information provided by the trade repository;
tretja država uporablja vzajemne pogoje za dostop repozitorijev sklenjenih poslov iz EU, v tej državi pa je v uporabi tudi ureditev vzajemnega priznavanja.
the third country applies reciprocal access conditions for EU-based trade repositories and a mutual recognition regime has been implemented in that third country.
, da pravne in nadzorne ureditve v tretji državi zagotavljajo, da repozitoriji sklenjenih poslov, ki jim je bilo v tej tretji državi izdano dovoljenje ali so v njej registrirani, izpolnjujejo pravno zavezujoče zahteve, ki so enake zahtevam iz te uredbe, in da so ti repozitoriji sklenjenih poslov predmet stalnega učinkovitega nadzora in izvrševanja v tej tretji državi.
, determining that the legal and supervisory arrangements of a third country ensure that trade repositories authorised in that third country comply with legally binding requirements which are equivalent to the requirements set out in this Regulation and that these trade repositories are subject to effective supervision and enforcement in that third country on an ongoing basis.
Takšni dogovori zagotavljajo, da imajo organi Unije neposreden in stalen dostop do vseh informacij, potrebnih za opravljanje svojih nalog
Such arrangements shall ensure that Union authorities have immediate and continuous access to all the information needed for the exercise of their duties
, ter neposreden dostop do repozitorijev sklenjenih poslov v pristojnosti tretjih držav
and direct access to trade repositories in third-country jurisdictions
in repozitoriji sklenjenih poslov zadevnih tretjih držav; ta mehanizem vključuje inšpekcijske preglede organa ESMA v repozitorijih sklenjenih poslov tretjih držav
and the trade repositories of third countries concerned; this mechanism shall include on-site inspections of third-country trade repositories by ESMA
postopke v zvezi s usklajevanjem nadzorniških dejavnosti.
the procedures concerning the coordination of supervisory activities.
Repozitorij sklenjenih poslov ima zanesljive ureditve upravljanja, ki vključujejo jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi odgovornostmi in ustreznimi mehanizmi notranjega nadzora, vključno z zanesljivimi upravnimi in računovodskimi postopki, ki preprečujejo
A trade repository shall have robust governance arrangements, which include a clear organisational structure with well-defined, transparent and consistent lines of responsibility and adequate internal control mechanisms, including sound administrative and accounting procedures, which prevent
razkritje zaupnih informacij.
disclosure of confidential information.
niso višje od stroškov, ki jih ima sam
higher than the cost incurred by the trade repository
Člen 65 Operativna zanesljivost
Article 65 Operational reliability
Člen 66 Varovanje in evidentiranje
Article 66 Safeguarding and recording
Člen 67 Preglednost in razpoložljivost podatkov
Article 67 Transparency and data availability
Repozitorij sklenjenih poslov ▌v zvezi s pogodbami, ki so mu bile sporočene,
A trade repository shall
skupne pozicije po razredu izvedenih finančnih instrumentov
publish aggregate positions by class of derivatives on the contracts reported to it
, pri tem poročanju pa uporabi mednarodne standarde odprte industrije, kadar je to mogoče
, such reporting utilising international open industry standards where possible
Repozitorij sklenjenih poslov da na voljo potrebne informacije naslednjim subjektom
A trade repository shall make the necessary information available to the following entities
pod pogojem, da je dostop do teh informacij nujno potreben za izpolnitev njihovih odgovornosti in mandatov
, provided that access to such information is strictly necessary to enable them to fulfil their respective responsibilities and mandates
pristojnim organom, ki nadzorujejo podjetja, za katere velja obveznost poročanja v skladu s členom 6;
the competent authorities supervising undertakings subject to the reporting obligation under Article 6;
pristojnemu organu, ki nadzoruje dostop CCP do repozitorija sklenjenih poslov;
the competent authority supervising CCPs accessing the trade repository;
pristojnemu organu, ki nadzira izvedbena mesta pogodb, ki so mu bile sporočene;
the competent authority supervising the venues of execution of the reported contracts;
javnosti v obliki povzetka vsak teden v smiselni obliki, da se neudeležencem ustrezno sporočijo konkretni podatki o obsegu, pozicijah, cenah in vrednosti, pa tudi trendi in tveganja ter druge pomembne informacije, ki povečujejo preglednost trgov izvedenih finančnih instrumentov OTC.
the public in an aggregate way every week in a meaningful format to allow non-participants to be duly informed about concrete figures of volume, positions, prices and value, as well as trends, risks and other relevant information that increases the transparency of the OTC derivative markets.
Organ ESMA deli informacije, potrebne za opravljanje nalog, z drugimi ustreznimi
ESMA shall share the information necessary for the exercise of their duties with other relevant
regulativnih tehničnih standardov, ki določajo podrobnosti o informacijah iz odstavkov 1 in 2
regulatory technical standards specifying the details of the information referred to in paragraphs 1 and 2
, pa tudi operativne standarde, potrebne za združitev in primerjavo podatkov med repozitoriji ter po potrebi za zagotovitev dostopa do teh informacij organom iz odstavka 2
as well as operational standards required in order to aggregate and compare data across repositories and when it is necessary for the authorities referred to in paragraph 2 to have access to that information
Namen osnutka regulativnih tehničnih standardov je zagotoviti, da iz informacij, objavljenih v skladu z odstavkom 1, ni mogoče prepoznati stranke nobene pogodbe.
Those draft regulatory technical standards shall aim to ensure that the information published under paragraph 1 is not capable of identifying a party to any contract.
Da bodo lahko repozitoriji sklenjenih poslov izpolnili svojo nalogo, morajo biti ustrezno organizirani, da bodo lahko organu ESMA ter ustreznim pristojnim organom dali neposreden in takojšen dostop do podatkov iz pogodb o izvedenih finančnih instrumentih, kot je navedeno v členu 6.
In order to ensure that they can fulfil their mission, trade repositories shall be adequately organised in order to be in a position to give to ESMA and relevant competent authorities direct and immediate access to the details of derivatives contracts as referred to in Article 6.
Naslov VIII
Title VIII
Pristojnosti iz členov 23 in 63 se na Komisijo prenesejo za nedoločen čas.
The delegation of power referred to in Articles 23 and 63 shall be conferred to the Commission for an indeterminate period of time.
Pooblastilo iz členov 23 in 63 lahko kadar koli prekliče Evropski parlament ali Svet.
A delegation of power referred to in Articles 23 and 63 may be revoked at any time by the European Parliament or by the Council.
Člen 68 Poročila in pregled
Article 68 Reports and Review
morebitni prihodnji ureditvi
possible future provisions concerning
UL: Vstavite datum: tri leta po začetku veljavnosti te uredbe.
OJ: please insert date: three years after the entry into force of this Regulation.
pripravi prvo splošno poročilo in prvo poročilo o specifičnih elementih izvajanja te uredbe.
, the Commission, in cooperation with ESMA, shall prepare a first general report as well as a first report on specific elements concerning the implementation of this Regulation.
Organ ESMA prejme ustrezna dodatna sredstva za učinkovito izvajanje regulativnih in nadzornih nalog, opredeljenih v tej uredbi.
ESMA shall receive adequate additional funding to effectively perform the regulatory and supervisory tasks which are laid down in this Regulation.
Člen 69 Postopki odbora
Article 69 Committee procedure
Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES UL L 191, 13.7.2001, str.
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC OJ L 191, 13.7.2001, p.
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011 Evropskega parlamenta in Sveta z dne 16. februarja 2011 o določitvi splošnih pravil in načel, na podlagi katerih države članice nadzirajo izvajanje izvedbenih pooblastil Komisije
That committee shall be a committee within the meaning of Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers
Pri sklicevanju na ta odstavek se uporablja člen 5
Where reference is made to this paragraph, Article 5 of
ob upoštevanju določb člena 8 Uredbe.
shall apply, having regard to the provisions of Article 8 thereof.
Člen 70 Sprememba Direktive 98/26/ES
Article 70 Amendment to Directive 98/26/EC
Če upravljavec sistema drugemu upravljavcu sistema v okviru interoperabilnega sistema zagotovi dodatno jamstvo, potem postopek zaradi nesolventnosti proti sprejemnemu upravljavcu sistema ne vpliva na pravice posredovalnega upravljavca sistema.
Where a system operator has provided collateral security to another system operator in connection with an interoperable system, the rights of the providing system operator to that collateral security shall not be affected by insolvency proceedings against the receiving system operator.
pogodbe, za katere velja obveznost kliringa iz člena 4;
contracts eligible for the clearing obligation under Article 4;
kazni, predpisane za kršitve členov od 3 do 8;
penalties imposed for breaches of Articles 3 to 8;