natgillin/translations-raw huggingface dataset:
Evropski nadzorni organi bi morali v ta namen prek skupnega odbora pripraviti smernice, namenjene konvergenci ocen o enakovrednosti, in si prizadevati za izdajo zavezujočih tehničnih standardov.
To this end, the ESAs, through the Joint Committee, should develop guidelines aimed at the convergence of equivalence assessments and work towards issuing binding technical standards.
Ker cilja te direktive, in sicer izboljšanja dopolnilnega nadzora finančnih subjektov v finančnem konglomeratu, države članice ne morejo zadovoljivo uresničiti in ga je zaradi obsega in učinkov direktive laže doseči na ravni Unije, lahko Unija sprejme ukrepe v skladu z načelom subsidiarnosti iz člena 5 Pogodbe o Evropski uniji.
Since the objective of this Directive, namely improving the supplementary supervision of financial entities in a financial conglomerate, cannot be sufficiently achieved by the Member States and can therefore, by reason of the scale and effects of the Directive, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union.
Skladno z načelom sorazmernosti iz navedenega člena ta direktiva ne prekoračuje okvirov, ki so potrebni za doseganje
In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve
in 2009/138/ES
and 2009/138/EC
SPREJELA NASLEDNJO DIREKTIVO: Člen 1 Spremembe Direktive 98/78/ES
HAVE ADOPTED THIS DIRECTIVE: Article 1 Amendments to Directive 98/78/EC
Člen 1(j) se nadomesti z naslednjim:
Article 1(j) is replaced by the following:
mešani zavarovalni holding pomeni matično podjetje, ki ni zavarovalnica, zavarovalnica države nečlanice, pozavarovalnica, pozavarovalnica države nečlanice, zavarovalni holding ali mešani finančni holding, ki ima med hčerinskimi podjetji vsaj eno zavarovalnico ali pozavarovalnico;
mixed-activity insurance holding company means a parent undertaking, other than an insurance undertaking, a non-member country insurance undertaking, a reinsurance undertaking, a non-member country reinsurance undertaking, an insurance holding company or a mixed financial holding company, which includes at least one insurance undertaking or a reinsurance undertaking among its subsidiary undertakings;
V členu 1 se doda naslednja točka:
The following point is added to Article 1:
Člen 2(2) se nadomesti z naslednjim: 2.
Article 2(2) is replaced by the following: 2.
Za vsako zavarovalnico ali pozavarovalnico, katere matično podjetje je zavarovalni holding, mešani finančni holding, zavarovalnica ali pozavarovalnica države nečlanice, se uporablja dopolnilni nadzor, kot je predpisano v členu 5(2) ter členih 6, 8 in 10.
Every insurance undertaking or reinsurance undertaking the parent undertaking of which is an insurance holding company, a mixed financial holding company, a non-member-country insurance or a non-member country reinsurance undertaking shall be subject to supplementary supervision in the manner prescribed in Article 5(2), and Articles 6, 8 and 10.
Če za mešani finančni holding veljajo enake določbe po tej direktivi in po Direktivi 2002/87/ES, zlasti kar zadeva zahteve po nadzoru, ki temelji na tveganju, lahko pristojni organ pri izvajanju dopolnilnega nadzora po posvetovanju z drugimi ustreznimi pristojnimi organi uporabijo samo ustrezno določbo iz Direktive 2002/87/ES za ta mešani finančni holding.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2002/87/EC, in particular in terms of risk-based supervision, the competent authority for exercising supplementary supervision may, after consulting the other competent authorities concerned, apply only the relevant provision of Directive 2002/87/EC to that mixed financial holding company.
Če za mešani finančni holding veljajo enake določbe po tej direktivi in po Direktivi 2006/48/ES, zlasti kar zadeva zahteve po nadzoru, ki temelji na tveganju, lahko organi, pristojni za izvajanje dopolnilnega nadzora v sporazumu s konsolidacijskim nadzornikom v sektorju bančnih in naložbenih storitev, uporabijo samo določbo direktive, povezano z najpomembnejšim sektorjem, kot je določeno v členu 3(2) Direktive 2002/87/ES.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2006/48/EC, in particular in terms of risk-based supervision, the competent authority responsible for exercising supplementary supervision may, in agreement with the consolidating supervisor in the banking and investment services sector, apply only the provision of the Directive relating to the most significant sector as determined under Article 3(2) of Directive 2002/87/EC.
Organ, pristojen za izvajanje dopolnilnega nadzora, obvesti evropski nadzorni organ (Evropski bančni organ), ustanovljen z Uredbo (EU) št. 1093/2010 Evropskega parlamenta in Sveta* (EBA), in evropski nadzorni organ (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta** (EIOPA) o sklepih, sprejetih v skladu z odstavkoma 1 in 2.
The competent authority for exercising supplementary supervision shall inform the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council* (EBA), and the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council** (EIOPA) of the decisions taken under paragraphs 1 and 2.
EBA, EIOPA in evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta***, prek Skupnega odbora evropskih nadzornih organov (Skupnega odbora) oblikujejo smernice, namenjene združitvi nadzornih postopkov, in v treh letih od sprejetja smernic razvijejo osnutke regulativnih tehničnih standardov.
EBA, EIOPA and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council*** shall, through the Joint Committee of the European Supervisory Authorities (Joint Committee), develop guidelines aimed at converging supervisory practices and shall, within three years of the adoption of those guidelines, develop draft regulatory technical standards.
*** UL L 331, 15.12.2010, str.
*** OJ L 331, 15.12.2010, p.
Člen 3(1) se nadomesti z naslednjim: 1.
Article 3(1) is replaced by the following: 1.
Izvajanje dopolnilnega nadzora v skladu s členom 2 ne pomeni, da morajo pristojni organi izvajati nadzor v zvezi s posameznimi zavarovalnicami držav nečlanic, pozavarovalnicami držav nečlanic, zavarovalnimi holdingi, mešanimi finančnimi holdingi ali mešanimi zavarovalnimi holdingi.
The exercise of supplementary supervision in accordance with Article 2 shall in no way imply that the competent authorities are required to play a supervisory role in relation to the non-member-country insurance undertaking, the non-member country reinsurance undertaking, insurance holding company, mixed financial holding company or mixed-activity insurance holding company taken individually.
Člen 4(2) se nadomesti z naslednjim: 2.
Article 4(2) is replaced by the following: 2.
Kadar ima zavarovalnica ali pozavarovalnica, ki je pooblaščena v dveh ali več državah članicah, za svoje matično podjetje isti zavarovalni holding, zavarovalnico države nečlanice, pozavarovalnico države nečlanice, mešani finančni holding ali mešani zavarovalni holding, se lahko pristojni organi zadevnih držav članic dogovorijo, kateri od njih bo odgovoren za izvajanje dopolnilnega nadzora.
Where insurance undertakings or reinsurance undertakings authorised in two or more Member States have as their parent undertaking the same insurance holding company, non-member-country insurance undertaking, non-member country reinsurance undertaking, mixed financial holding company or mixed-activity insurance holding company, the competent authorities of the Member States concerned may reach an agreement as to which of them is to be responsible for exercising supplementary supervision.
Člen 10 ▌se nadomesti z naslednjim:
Article 10 ▌is replaced by the following:
Zavarovalni holdingi, mešani finančni holdingi, zavarovalnice države nečlanice in pozavarovalnice države nečlanice
Insurance holding companies, mixed financial holding companies, non-member country insurance undertakings and non-member country reinsurance undertakings
vključuje vsa povezana podjetja zavarovalnega holdinga, mešanega finančnega holdinga, zavarovalnice ali pozavarovalnice države nečlanice ▌.
The calculation shall include all related undertakings of the insurance holding company, the mixed financial holding company, the non-member-country insurance undertaking or the non-member country reinsurance undertaking.
Če na podlagi izračuna iz odstavka 1 pristojni organi zaključijo, da je ali bi lahko bila ogrožena kapitalska ustreznost hčerinske zavarovalnice ali pozavarovalnice zavarovalnega holdinga, mešanega finančnega holdinga, zavarovalnice ali pozavarovalnice države nečlanice, sprejmejo ustrezne ukrepe na ravni te zavarovalnice ali pozavarovalnice.
If, on the basis of the calculation referred to in paragraph 1, the competent authorities conclude that the solvency of a subsidiary insurance undertaking or a reinsurance undertaking of the insurance holding company, the mixed financial holding company, the non-member country insurance undertaking or the non-member country reinsurance undertaking is, or may be, jeopardised, they shall take appropriate measures at the level of that insurance or reinsurance undertaking.
Prilogi I in II se spremenita v skladu s Prilogo I k tej direktivi.
Annexes I and II are amended in accordance with Annex I to this Directive.
Člena 1 in 2 se nadomestita z naslednjim:
Articles 1 and 2 are replaced by the following:
členom 5 Direktive 2004/39/ES Evropskega parlamenta in Sveta o trgih finančnih instrumentov**,
, Article 5 of Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments**,
členom 3 Direktive 2005/68/ES Evropskega parlamenta in Sveta z dne 16. novembra 2005 o pozavarovanju***
Article 3 of Directive 2005/68/EC of the European Parliament and of the Council of 16 November 2005 on reinsurance***
, členom 6 Direktive 2006/48/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o začetku opravljanja in opravljanju dejavnosti kreditnih institucij****,
, Article 6 of Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions****,
členom 5 Direktive 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP)*****,
Article 5 of Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS)*****,
členom 14 Direktive 2009/138/ES Evropskega parlamenta in Sveta z dne 25. novembra 2009 o začetku opravljanja in opravljanju dejavnosti zavarovanja in pozavarovanja (Solventnost II)******
Article 14 of Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)******
ali členov 6 do 11 Direktive 2011/61/EU Evropskega parlamenta in Sveta z dne 8. junija 2011 o upraviteljih alternativnih investicijskih skladov*******
or Articles 6 to 11 of Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers*******
ter so del finančnega konglomerata.
and which are part of a financial conglomerate.
Ta direktiva spreminja tudi zadevne sektorske predpise, ki veljajo za subjekte, urejene z navedenimi direktivami.
This Directive also amends the relevant sectoral rules which apply to entities regulated by those Directives.
,kreditna institucija' pomeni kreditno institucijo v smislu člena 4(1) Direktive 2006/48/ES;
“credit institution” means a credit institution within the meaning of Article 4(1) of Directive 2006/48/EC;
Direktive 2009/138/ES;
of Directive 2009/138/EC;
,investicijsko podjetje' pomeni investicijsko podjetje v smislu
“investment firm” means an investment firm within the meaning of
točke 1
point 1 of
člena 4(1) ▌Direktive 2004/39/ES, vključno s podjetji iz člena 3(1)(d) Direktive 2006/49/ES,
Article 4(1) ▌of Directive 2004/39/EC, including the undertakings referred to in Article 3(1)(d) of Directive 2006/49/EC
ali podjetje, ki ima registrirani sedež v tretji državi in bi v okviru te direktive potrebovalo dovoljenje, če bi imelo registrirani sedež v Uniji
or an undertaking the registered office of which is in a third country and which would require authorisation under that Directive if its registered office were in the Union
,regulirana oseba' pomeni kreditno institucijo, zavarovalnico, ▌ pozavarovalnico,
“regulated entity” means a credit institution, an insurance undertaking, ▌a reinsurance undertaking,
investicijsko podjetje, družbo za upravljanje ali upravitelja alternativnih investicijskih skladov
an investment firm, an asset management company or an alternative investment fund manager
,družba za upravljanje' pomeni družbo za upravljanje v smislu člena 2(1)(b) Direktive 2009/65/ES
“asset management company” means a management company within the meaning of Article 2(1)(b) of Directive 2009/65/EC
podjetje, ki ima registrirani sedež
an undertaking the registered office of which is
v tretji državi
in a third country
‚upravitelj alternativnih investicijskih skladov‘ pomeni upravitelja alternativnih investicijskih skladov v smislu člena 4(1)(b)(l) in (ab) Direktive 2011/61/EU ali podjetje, ki ima registrirani sedež v tretji državi in bi v okviru te direktive potrebovalo dovoljenje, če bi imelo registrirani sedež v Uniji;
“alternative investment fund manager” means a manager of alternative investment funds within the meaning of Article 4(1)(b)(l) and (ab) of Directive 2011/61/EU or an undertaking the registered office of which is in a third country and which would require authorisation under that Directive if its registered office were within the Union;
,pozavarovalnica' pomeni pozavarovalnico v smislu člena 13(4)
“reinsurance undertaking” means a reinsurance undertaking within the meaning of
Direktive 2009/138/ES
of Directive 2009/138/EC
,sektorski predpisi' pomenijo zakonodajo Unije v zvezi z bonitetnim nadzorom reguliranih oseb, ki jih določajo predvsem direktive 2004/39/ES, 2006/48/ES, 2006/49/ES in 2009/138/ES;
“sectoral rules” means Union legislation relating to the prudential supervision of regulated entities, in particular laid down in Directives 2004/39/EC, 2006/48/EC, 2006/49/EC and 2009/138/EC;
,finančni sektor' pomeni sektor, ki ga sestavlja ena ali več naslednjih oseb:
“financial sector” means a sector composed of one or more of the following entities:
kreditna institucija, finančna institucija ali družba za pomožne storitve v smislu člena 4(1), (5)
a credit institution, a financial institution or an ancillary services undertaking within the meaning of Article 4(1), (5)
(21) Direktive 2006/48/ES
(21) of Directive 2006/48/EC
zavarovalnica, pozavarovalnica ali zavarovalni holding v smislu členov 13(1)
an insurance undertaking, a reinsurance undertaking or an insurance holding company within the meaning of Article 13(1)
212(1)(f) Direktive 2009/138/ES
212(1)(f) of Directive 2009/138/EC
investicijsko podjetje v smislu člena 3(1)(b) Direktive 2006/49/ES
an investment firm within the meaning of Article 3(1)(b) of Directive 2006/49/EC
(v nadaljevanju pod skupnim imenom ‚sektor naložbenih storitev‘)
(hereinafter referred to collectively as “the investment services sector”)
,matično podjetje' pomeni nadrejeno podjetje v smislu člena 1 Sedme direktive Sveta 83/349/EGS z dne 13. junija 1983 o konsolidiranih računovodskih izkazih
“parent undertaking” means a parent undertaking as defined in Article 1 of seventh Council Directive 83/349/EEC of 13 June 1983 on consolidated accounts********
vsako podjetje, ki po mnenju pristojnih organov učinkovito izvršuje prevladujoč vpliv nad drugim podjetjem;
any undertaking which, in the opinion of the competent authorities, effectively exercises a dominant influence over another undertaking;
,hčerinsko podjetje' pomeni podrejeno podjetje, kot je opredeljeno v členu 1 Direktive 83/349/EGS
“subsidiary undertaking” means a subsidiary undertaking as defined in Article 1 of Directive 83/349/EEC
vsako podjetje, nad katerim matično podjetje po mnenju pristojnih organov izvršuje prevladujoč vpliv,
any undertaking over which, in the opinion of the competent authorities, a parent undertaking effectively exercises a dominant influence
vsa hčerinska podjetja
all subsidiaries of
hčerinskih podjetij ▌;
subsidiary undertakings ▌;
,skupina' pomeni skupino podjetij, ki jo sestavlja matično podjetje, njegova hčerinska podjetja in subjekti, v katerih je udeleženo matično podjetje ali njegova hčerinska podjetja,
“group” means a group of undertakings which consists of a parent undertaking, its subsidiaries and the entities in which the parent undertaking or its subsidiaries hold a participation,
podjetja, ki so med seboj povezana v smislu člena 12(1) Direktive 83/349/EGS, vključno z morebitnimi podskupinami;
undertakings linked to each other by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC, including any subgroup thereof;
,tesne povezave' pomenijo situacijo, v kateri sta dve ali več fizičnih ali pravnih oseb povezani z udeležbo ali nadzorom (kar pomeni razmerje med nadrejenim in podrejenim podjetjem, kot je določeno v členu 1 Direktive 83/349/EGS, ali podobno razmerje med katero koli fizično ali pravno osebo in podjetjem), ali v kateri sta obe ali vse preko nadzornega razmerja trajno povezane z isto osebo;
“close links” means a situation in which two or more natural or legal persons are linked by participation or control (meaning the relationship between a parent undertaking and a subsidiary undertaking as set out in Article 1 of Directive 83/349/EEC, or a similar relationship between any natural or legal person and an undertaking), or in which they are permanently linked to the same person by a control relationship;
,finančni konglomerat' pomeni skupino ali podskupino, ki izpolnjuje naslednje pogoje:
“financial conglomerate” means a group or subgroup, which meets the following conditions:
regulirana oseba je na čelu skupine ali pa je vsaj eno od hčerinskih podjetij v skupini regulirana oseba;
a regulated entity is at the head of the group or at least one of the subsidiaries in the group is a regulated entity;
kadar je regulirana oseba v smislu člena 1 te direktive na čelu skupine, je ta bodisi matično podjetje osebe v finančnem sektorju, oseba, ki ima udeležbo v osebi iz finančnega sektorja, ali pa oseba, povezana z osebo iz finančnega sektorja v smislu člena 12(1) Direktive 83/349/EGS;
where there is a regulated entity within the meaning of Article 1 of this Directive at the head of the group, it is either a parent undertaking of an entity in the financial sector, an entity which holds a participation in an entity in the financial sector, or an entity linked with an entity in the financial sector by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC;
kadar na čelu skupine ni regulirana oseba, se dejavnosti skupine opravljajo pretežno v finančnem sektorju v smislu člena 3(1);
where no regulated entity is at the head of the group, the group's activities occur mainly in the financial sector within the meaning of Article 3(1);
najmanj ena oseba v skupini je v zavarovalniškem sektorju in najmanj ena je v bančnem sektorju ali v sektorju naložbenih storitev;
at least one of the entities in the group is within the insurance sector and at least one is within the banking or investment services sector;
skupinske ali združene dejavnosti oseb v skupini iz zavarovalniškega sektorja in oseb iz bančnega sektorja ter sektorja naložbenih storitev so pomembne v smislu člena 3(2) ali (3);
the consolidated or aggregated activities of the entities in the group within the insurance sector and of the entities within the banking and investment services sector are both significant within the meaning of Article 3(2) or (3);
,mešani finančni holding' pomeni matično podjetje, ki ni regulirana oseba in ki skupaj s svojimi hčerinskimi podjetji, od katerih je vsaj eno regulirana oseba
“mixed financial holding company” means a parent undertaking, other than a regulated entity, which, together with its subsidiaries – at least one of which is a regulated entity which has its
sedežem v ▌Uniji, in drugimi osebami sestavlja finančni konglomerat;
office in the ▌Union – and other entities, constitutes a financial conglomerate;
, družb za upravljanje ali upraviteljev alternativnih investicijskih skladov
or asset management companies or alternative investment fund managers
bodisi na ravni posameznega podjetja ali na ravni skupine;
whether on an individual or group-wide basis;
,ustrezni pristojni organi' pomenijo:
“relevant competent authorities” means:
pristojne organe držav članic, ki so odgovorni za sektorski skupinski nadzor katere koli regulirane osebe v finančnem konglomeratu; zlasti končnega matičnega podjetja sektorja;
Member States' competent authorities responsible for the sectoral group-wide supervision of any of the regulated entities in a financial conglomerate, in particular of the ultimate parent undertaking of a sector;
koordinatorja, ki je imenovan v skladu s členom 10, če to ni nobeden od organov iz točke (a);
the coordinator appointed in accordance with Article 10 if different from the authorities referred to in point (a);
druge zadevne pristojne organe, kjer je to po mnenju organov iz točk (a) in (b) ustrezno;
where appropriate, other competent authorities relevant to the opinion of the authorities referred to in points (a) and (b);
,posli v skupini' pomenijo vse posle, pri katerih so regulirane osebe v finančnem konglomeratu posredno ali neposredno odvisne od drugih podjetij v isti skupini ali od katere koli fizične ali pravne osebe, ki je povezana s podjetji v tej skupini s tesnimi povezavami, in se nanje zanašajo glede izpolnjevanja obveznosti, pogodbenih in drugih ter plačljivih in neplačljivih;
“intra-group transactions” means all transactions by which regulated entities within a financial conglomerate rely directly or indirectly on other undertakings within the same group or on any natural or legal person linked to the undertakings within that group by close links, for the fulfilment of an obligation, whether or not contractual, and whether or not for payment;
,koncentracija tveganja' pomeni vsako izpostavljenost tveganju z možnostjo izgube, ki je dovolj velika, da lahko na splošno ogrozi solventnost ali finančni položaj reguliranih oseb v finančnem konglomeratu; tako izpostavljenost lahko povzroči tveganje nasprotne stranke/kreditno tveganje, naložbeno tveganje, zavarovalniško tveganje, tržno tveganje, druge vrste tveganja ali kombinacija in medsebojno vplivanje tveganj.
“risk concentration” means all risk exposures with a loss potential which is large enough to threaten the solvency or the financial position in general of the regulated entities in a financial conglomerate, whether such exposures are caused by counterparty risk/credit risk, investment risk, insurance risk, market risk, other risks, or a combination or interaction of such risks.