natgillin/translations-raw huggingface dataset:
Do začetka veljavnosti regulativnih tehničnih standardov, sprejetih v skladu s členom 21a(1)(b), mnenje iz točke (17)(c) zlasti upošteva tržni delež reguliranih oseb konglomerata v drugih državah članicah, zlasti če presega 5 %, in pomen, ki ga ima v konglomeratu katera koli regulirana oseba, ustanovljena v drugi državi članici;
Until the entry into force of any regulatory technical standards adopted in accordance with Article 21a(1)(b), the opinion referred to in point (17)(c) shall, in particular, take into account the market share of the regulated entities of the conglomerate in other Member States, in particular if it exceeds 5 %, and the importance in the conglomerate of any regulated entity established in another Member State.
* UL L 345, 19.12.2002, str.
* OJ L 345, 19.12.2002, p.
** UL L 145, 30.4.2004, str.
** OJ L 145, 30.4.2004, p.
*** UL L 323, 9.12.2005, str.
*** OJ L 323, 9.12.2005, p.
**** UL L 177, 30.6.2006, str.
**** OJ L 177, 30.6.2006, p.
UL L 302, 17.11.2009, str.
OJ L 302, 17.11.2009 , p.
******* UL L 174, 1.7.2011, str.
******* OJ L 174, 1.7.2011, p.
******** UL L 193, 18.7.1983, str.
******** OJ L 193, 18.7.1983, p.
dodajo naslednji pododstavki
, the following subparagraphs are added
Družbe za upravljanje
Asset management companies
člena 30 se dodajo sektorju, ki mu pripadajo v skupini
Article 30
ne pripadajo nobenemu sektorju v skupini izključno, se dodajo najmanjšemu finančnemu sektorju
If they do not belong exclusively to one sector within the group, they shall be added to the smallest financial sector
Medsektorske dejavnosti se tudi štejejo za pomembne v smislu člena 2(14)(e), če bilančna vsota najmanjšega finančnega sektorja v skupini presega 6 milijard EUR.
Cross-sectoral activities shall also be presumed to be significant within the meaning of Article 2(14)(e) if the balance sheet total of the smallest financial sector in the group exceeds EUR 6 billion.
Če skupina ne doseže praga iz odstavka 2
If the group does not reach the threshold referred to in paragraph 2
, se ustrezni pristojni organi lahko z medsebojnim dogovorom odločijo, da skupine ne bodo šteli za finančni konglomerat.
, the relevant competent authorities may decide by common agreement not to regard the group as a financial conglomerate.
Odločijo se lahko tudi, da ne bodo uporabili določb členov 7, 8 ali 9, če menijo, da vključitev skupine v obseg te direktive ali uporaba teh določb ni potrebna ali bi bila glede na cilje dopolnilnega nadzora neustrezna ali zavajajoča.
They may also decide not to apply the provisions of Articles 7, 8, or 9, if they are of the opinion that the inclusion of the group in the scope of this Directive or the application of such provisions is not necessary or would be inappropriate or misleading with respect to the objectives of supplementary supervision.
O odločitvah, sprejetih v skladu s tem odstavkom, se obvesti druge pristojne organe
Decisions taken in accordance with this paragraph shall be notified to the other competent authorities
, razen v izrednih razmerah pa jih objavijo ustrezni pristojni organi
and shall, save in exceptional circumstances, be made public by the competent authorities
Če skupina doseže prag iz odstavka 2
If the group reaches the threshold referred to in paragraph 2
, najmanjši sektor pa ne presega 6 milijard EUR, se ustrezni pristojni organi lahko z medsebojnim dogovorom odločijo, da skupine ne bodo šteli za finančni konglomerat.
, but the smallest sector does not exceed EUR 6 billion, the relevant competent authorities may decide by common agreement not to regard the group as a financial conglomerate.
Točka (a) nadomesti z naslednjim:
point (a) is replaced by the following:
izločijo osebo pri izračunavanju količnikov v primerih, ki so navedeni v členu 6(5), razen če oseba ni bila preseljena iz države članice v tretjo državo in dokazi pričajo, da je oseba zamenjala sedež, da bi se izognila pravni ureditvi.
exclude an entity when calculating the ratios, in the cases referred to in Article 6(5), unless the entity moved from a Member State to a third country and there is evidence that the entity changed its location in order to avoid regulation.
Doda se naslednja točka:
the following point is added :
, in so skupno zanemarljive glede na cilje dopolnilnega nadzora
, and are collectively of negligible interest with respect to the objectives of supplementary supervision
Za uporabo odstavkov 1 in 2 lahko ustrezni pristojni organi v izjemnih primerih in na podlagi medsebojnega dogovora nadomestijo kriterij bilančne vsote z enim ali več sledečimi parametri ali dodajo enega ali več parametrov, če menijo, da so parametri zelo pomembni za dopolnilni nadzor iz te direktive: sestava prihodkov, zunajbilančne dejavnosti,
For the application of paragraphs 1 and 2, the relevant competent authorities may, in exceptional cases and by common agreement, replace the criterion based on balance sheet total with one or more of the following parameters or add one or more of these parameters, if they are of the opinion that those parameters are of particular relevance for the purpose of supplementary supervision under this Directive: income structure, off-balance sheet activities,
upravljana sredstva.
assets under management.
Organi ESA prek Skupnega odbora izdajo
The ESAs shall, through the Joint Committee,
skupne smernice, namenjene konvergenci nadzornih postopkov pri uporabi odstavkov 2, 3, 3a, 4 in 5 tega člena.
issue common guidelines aimed at the convergence of supervisory practices with regard to the application of paragraphs 2, 3, 3a, 4 and 5 of this Article.
Pristojni organi vsako leto ponovno ocenijo opustitev uporabe dopolnilnega nadzora in pregledajo količinske kazalnike, določene v tem členu, ter ocene na podlagi tveganja, ki se uporabljajo za finančne skupine.
The competent authorities shall, on an annual basis, reassess waivers of the application of supplementary supervision and shall review the quantitative indicators set out in this Article and risk-based assessments applied to financial groups.
V odstavku 1 se drugi pododstavek nadomesti z naslednjim:
in paragraph 1, the second subparagraph is replaced by the following:
'V ta namen:
For this purpose:
pristojni organi, ki so izdali dovoljenja za opravljanje poslov reguliranim osebam v skupini, tesno sodelujejo,
competent authorities which have authorised regulated entities in the group shall cooperate closely,
če pristojni organ sodi, da je regulirana oseba, ki mu je ta pristojni organ izdal dovoljenje za opravljanje poslov, članica skupine, ki bi lahko bila finančni konglomerat, ki ga kot takega še niso prepoznali skladno s to direktivo, pristojni organ o svojem mnenju obvesti druge zadevne pristojne organe in Skupni odbor.
if a competent authority is of the opinion that a regulated entity authorised by that competent authority is a member of a group which may be a financial conglomerate, which has not already been identified according to this Directive, the competent authority shall communicate its view to the other competent authorities concerned and the Joint Committee.
Skupni odbor na svojem spletnem mestu objavi in redno posodablja seznam finančnih konglomeratov, opredeljenih v skladu s členom 2.
The Joint Committee shall publish on its website and keep up-to-date the list of financial conglomerates defined in accordance with Article 2.
Te informacije so dostopne prek spletne povezave na vseh spletnih mestih organov ESA.
That information shall be available by hyperlink on each of the ESAs' websites.
V odstavku 2 se točka (b) nadomesti z naslednjim:
in paragraph 2, point (b) is replaced by the following:
vsaka regulirana oseba, matično podjetje, katere matično podjetje je mešani finančni holding s sedežem v Uniji;
every regulated entity, the parent undertaking of which is a mixed financial holding company which has its registered office in the Union;
Vsaka regulirana oseba, ki ni predmet dopolnilnega nadzora v skladu z odstavkom 2 in katerega matično podjetje je regulirana oseba ali mešani finančni holding s sedežem v tretji državi, je predmet dopolnilnega nadzora na ravni finančnega konglomerata v obsegu in na način, ki ga predpisuje člen 18.
Every regulated entity which is not subject to supplementary supervision in accordance with paragraph 2, the parent undertaking of which is a regulated entity or a mixed financial holding company which has its head office in a third country, shall be subject to supplementary supervision at the level of the financial conglomerate to the extent and in the manner prescribed in Article 18.
z naslednjim: 3.
(3) and (4) are replaced by the following: 3.
kreditna institucija, finančna institucija ali družba za pomožne storitve;
a credit institution, a financial institution or an ancillary services undertaking;
zavarovalnica, pozavarovalnica ali zavarovalni holding;
an insurance undertaking, a reinsurance undertaking or an insurance holding company;
investicijsko podjetje;
an investment firm;
mešani finančni holding.
a mixed financial holding company.
Pri izračunavanju dopolnilnih kapitalskih zahtev za finančni konglomerat z uporabo metode 1 (Računovodska konsolidacija) iz Priloge I k tej direktivi se kapital in zahtevani minimalni kapital oseb v skupini izračunajo z uporabo ustreznih sektorskih predpisov o načinu in obsegu konsolidacije, kot je določeno predvsem v členih 133 in 134 Direktive 2006/48/ES in členu 221 Direktive 2009/138/ES.
When calculating the supplementary capital adequacy requirements with regard to a financial conglomerate by applying method 1 (Accounting consolidation) referred to in Annex I of this Directive, the own funds and the solvency requirements of the entities in the group shall be calculated by applying the corresponding sectoral rules on the form and extent of consolidation as laid down in particular in Articles 133 and 134 of Directive 2006/48/EC and Article 221 of Directive 2009/138/EC.
▌ Člen 7 se
Article 7
Do nadaljnje uskladitve zakonodaje Unije lahko države članice določijo količinske omejitve ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na kakršno koli koncentracijo tveganja na ravni finančnega konglomerata.
Pending further coordination of Union legislation, Member States may set quantitative limits or adopt other supervisory measures which would achieve the objectives of supplementary supervision, with regard to any risk concentration at the level of a financial conglomerate.
skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru koncentracije tveganja, kot je določeno v odstavkih od 1 do 4
issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of risk concentration as provided for in paragraphs 1 to 4
Smernice zagotavljajo usklajevanje uporabe nadzornih orodij iz tega člena z uporabo oddelka 5 poglavja 2 naslova V Direktive 2006/48/ES in člena 244 Direktive 2009/138/ES ter s tem izogibanje kakršnemu koli podvajanju.
The guidelines shall ensure the alignment of the application of the supervisory tools as provided for in this Article to the application of Section 5 of Chapter 2, Title V Directive 2006/48/EC and Article 244 of Directive 2009/138/EC, and as such avoid any duplication.
za udeležbe finančnega konglomerata v primerih, kadar določbe nacionalnega prava družb ovirajo uporabo člena 14(2)
to participations of the financial conglomerate in cases where national company law provisions obstruct the application of Article 14(2)
▌ Člen 8
▌Article 8
se spremeni
is amended as follows
Do nadaljnje uskladitve zakonodaje Unije lahko pristojni organi določijo količinske in kakovostne omejitve ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na posle v skupini med reguliranimi osebami v finančnem konglomeratu.
Pending further coordination of Union legislation, competent authorities may set quantitative limits or qualitative requirements, or take other supervisory measures that would achieve the objectives of supplementary supervision, with regard to intra-group transactions of regulated entities within a financial conglomerate.
skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru poslov v skupini, kot je določeno v odstavkih od 1 do 4
issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of intra-group transactions as provided for in paragraphs 1 to 4
Smernice zagotavljajo usklajevanje uporabe nadzornih orodij iz tega člena z uporabo člena 245 Direktive 2009/138/ES ter s tem izogibanje kakršnemu koli podvajanju.
The guidelines shall ensure the alignment of the application of the supervisory tools as provided for in this Article to the application of Article 245 of Directive 2009/138/EC, and as such avoid any duplication.
odstavek 4 se nadomesti z naslednjim:
paragraph 4 is replaced by the following:
Države članice zagotovijo, da so v vseh podjetjih, ki so po členu 5 zajeta v obseg dopolnilnega nadzora, ustrezni mehanizmi notranjih kontrol za pripravo vseh podatkov, ki so pomembni za dodatni nadzor.
The Member States shall ensure that, in all undertakings included in the scope of supplementary supervision pursuant to Article 5, there are adequate internal control mechanisms for the production of any data and information which would be relevant for the purposes of the supplementary supervision.
Države članice zahtevajo, naj regulirane osebe na ravni finančnega konglomerata svojim pristojnim organom redno posredujejo podrobnosti o svoji pravni strukturi, upravljanju in organizacijski struktur, prav tako za vse regulirane osebe, neregulirana hčerinska podjetja in podružnice.
The Member States shall require the regulated entities, at the level of the financial conglomerate to regularly provide their competent authority with details on their legal structure and governance and organisational structure including all regulated entities, non-regulated subsidiaries and material branches.
Države članice zahtevajo, naj regulirane osebe na ravni finančnega konglomerata v celoti ali s sklicevanjem na enakovredne informacije letno objavljajo opis svoje pravne strukture, upravljanja in organizacijske strukture.
The Member States shall require the regulated entities to disclose publicly, at the level of the financial conglomerate, on an annual basis, either in full or by way of references to equivalent information, a description of their legal structure and governance and organisational structure.
doda se naslednji odstavek:
the following paragraph is added:
Pristojni organi uskladijo uporabo dopolnilnega nadzora mehanizmov notranjega nadzora in postopkov upravljanja tveganja iz tega člena s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in
Competent authorities shall align the application of the supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and
člena 248
Article 248
Direktive 2009/138/ES.
of Directive 2009/138/EC.
V ta namen
To this end, the
skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzora mehanizmov notranjega nadzora in postopkov obvladovanja tveganja iz tega člena ter skladnosti s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in
issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article, as well as on the consistency with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and
Vstavi se naslednji člen
The following article is inserted
Države članice lahko od koordinatorja zahtevajo, naj zagotovi ustrezna in redna testiranja izjemnih situacij na ravni posameznega finančnega konglomerata.
Member States may require the coordinator to ensure appropriate and regular stress testing of financial conglomerates.
Zahtevajo, naj ustrezni pristojni organi v celoti sodelujejo s koordinatorjem.
They shall require the relevant competent authorities to cooperate fully with the coordinator.
Za testiranje izjemnih situacij po vsej Uniji lahko organi ESA prek Skupnega odbora in v sodelovanju z Evropskim odborom za sistemska tveganja razvije dodatne parametre, ki bodo zajemali posebna tveganja, povezana s finančnimi konglomerati v skladu z Uredbo (EU) št. 1093/2010, Uredbo (EU) št. 1094/2010 in Uredbo (EU) št. 1095/2010.
For the purpose of Union-wide stress tests the ESAs may, through the Joint Committee, in cooperation with the ESRB, develop supplementary parameters that capture the specific risks associated with financial conglomerates, in accordance with Regulation (EU) No 1093/2010, Regulation (EU) No 1094/2010 and Regulation (EU) No 1095/2010.
Rezultati testiranja izjemnih situacij se sporočijo Skupnemu odboru.
The results of the stress test shall be communicated to the Joint Committee.
Člen 10(2)(b) se spremeni:
Article 10(2)(b) is amended as follows:
V točki (ii) se prvi odstavek nadomesti z naslednjim:
in point (ii), the first paragraph is replaced by the following:
kadar je mešani finančni holding matično podjetje več reguliranim osebam s sedežem v Uniji in ima ena teh oseb dovoljenje za opravljanje poslov v državi članici, v kateri je sedež mešanega finančnega holdinga, nalogo koordinatorja opravlja pristojni organ tiste regulirane osebe, ki ima dovoljenje za opravljanje poslov v tej državi članici.
where more than one regulated entity which have their registered office in the Union have as their parent the same mixed financial holding company, and one of those entities has been authorised in the Member State in which the mixed financial holding company has its registered office, the task of coordinator shall be exercised by the competent authority of the regulated entity authorised in that Member State.
točka (iii) se nadomesti z naslednjim:
point (iii) is replaced by the following:
kadar je matično podjetje več reguliranih oseb s sedežem v Uniji isti mešani finančni holding in nobena od teh oseb nima dovoljenja za opravljanje poslov v državi članici, v kateri je sedež mešanega finančnega holdinga, nalogo koordinatorja opravlja pristojni organ, ki je izdal dovoljenje regulirani osebi z največjo bilančno vsoto v najpomembnejšem finančnem sektorju;
where more than one regulated entity which have their registered office in the Union have as their parent the same mixed financial holding company and none of those entities has been authorised in the Member State in which the mixed financial holding company has its registered office, the task of coordinator shall be exercised by the competent authority which authorised the regulated entity with the largest balance sheet total in the most important financial sector;
Ne glede na možnost prenosa določenih nadzornih pristojnosti in odgovornosti, ki jo predpisujejo zakonodajni akti Unije, prisotnost koordinatorja, ki so mu dodeljene različne naloge glede dopolnilnega nadzora reguliranih oseb v finančnem konglomeratu, ne vpliva na naloge in odgovornosti pristojnih organov, ki jih predpisujejo sektorski predpisi.
Without prejudice to the possibility of delegating specific supervisory competences and responsibilities as provided for by Union legislative acts, the presence of a coordinator entrusted with specific tasks concerning the supplementary supervision of regulated entities in a financial conglomerate shall not affect the tasks and responsibilities of the competent authorities as provided for by the sectoral rules.
Dodata se naslednja odstavka:
the following paragraphs are added:
Zaradi zahtevanega sodelovanja
The ▌required cooperation under this
se po potrebi zagotovi
of this Article
, in sicer prek kolegijev, ustanovljenih v skladu s členom 131a Direktive 2006/48/ES ali člena 248(2) Direktive 2009/138/ES
, shall be fulfilled through colleges, established pursuant to Article 131a of Directive 2006/48/EC or Article 248(2) of Directive 2009/138/EC
Ureditev usklajevanja iz pododstavka 2 je posebej upoštevana v pisni ureditvi usklajevanja na podlagi člena 131 Direktive 2006/48/ES ali člena 248 Direktive 2009/138/ES.
The coordination arrangements referred to in subparagarph 2 of paragraph 1 shall be separately reflected in the written coordination arrangements in place pursuant to Article 131 of Directive 2006/48/EC or Article 248 of Directive 2009/138/EC.
kot predsedujoči kolegiju, ustanovljenemu skladno s členom 131a Direktive 2006/48/ES ali členom 248(2) Direktive 2009/138/ES,
as Chair of a college established pursuant to Article 131a of Directive 2006/48/EC or Article 248(2) of Directive 2009/138/EC,
odloči, kateri drugi pristojni organi lahko sodelujejo na sestanku ali pri kakršni koli dejavnosti kolegija.
shall decide which other competent authorities participate in a meeting or in any activity of that college.
V členu 12(1) se točka (a) nadomesti z naslednjim:
In Article 12(1), point (a) is replaced by the following:
identifikaciji pravne sestave, upravljanja in organizacijske strukture tudi za vse regulirane osebe, neregulirana hčerinska podjetja in podružnice finančnega konglomerata, lastnike kvalificiranih deležev na končni matični ravni, kot tudi pristojnih organov reguliranih oseb v skupini;
identification of the group's legal structure and the governance and organisational structure, including all regulated entities, non-regulated subsidiaries and material branches belonging to the financial conglomerate, the holders of qualifying holdings at the ultimate parent level, as well as of the competent authorities of the regulated entities in the group;
V členu 12a se doda naslednji odstavek:
In Article 12a, the following paragraph is added:
Koordinatorji Skupnemu odboru posredujejo informacije v skladu s členom 9(4) in členom 12(1)(a).
The coordinators shall provide the Joint Committee with the information as provided by Article 9(4) and Article 12(1)(a).
Skupni odbor da pristojnim organom na voljo informacije o pravni, upravljalni in organizacijski strukturi finančnih konglomeratov.
The Joint Committee shall make available to the competent authorities information regarding the legal and governance and organisational structures of financial conglomerates.
Organi ESA prek Skupnega odbora razvijejo skupne smernice o tem, kako naj pristojni organ izvaja ocene konglomeratov na podlagi tveganja.
The ESAs shall, through the Joint Committee, develop common guidelines on how risk-based assessments of conglomerates are to be conducted by the competent authority.
Te skupne smernice zlasti zagotovijo, da ocene na podlagi tveganja vključujejo ustrezna orodja, da bi ocenili skupinska tveganja, ki nastajajo zaradi konglomeratov.
Those guidelines shall, in particular, ensure that risk-based assessments include appropriate tools in order, to assess group risks posed to the conglomerates.
Organi ESA prek Skupnega odbora izdajo skupne smernice, katerih namen je razviti nadzorne postopke, ki bodo omogočali, da bo dopolnilni nadzor mešanih finančnih holdingov ustrezno dopolnil skupinski nadzor v skladu z Direktivo 98/78/ES in Direktivo 2009/138/ES ali po potrebi konsolidirani nadzor v skladu z Direktivo 2006/48/ES.
The ESAs shall, through the Joint Committee, issue common guidelines aimed at developing supervisory practices allowing for supplementary supervision of mixed financial holding companies to appropriately complement the group supervision under Directive 98/78/EC and Directive 2009/138/EC or, as appropriate, consolidated supervision under Directive 2006/48/EC.
Te smernice omogočajo, da se v nadzor vključijo vsa pomembna tveganja, obenem pa onemogoči morebitno podvajanje nadzora in bonitetnih ocen.
Those guidelines shall allow all relevant risks to be incorporated in the supervision, while eliminating potential supervisory and prudential overlaps.
Naslov se nadomesti z naslednjim:
the title is replaced by the following:
Matična podjetja v tretji državi
Parent undertakings in a third country