natgillin/translations-raw huggingface dataset:
Da se zagotovi dosledna uporaba točke (22a) odstavka 1, organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki podrobneje določajo merila za razvrščanje podjetij iz tretjih držav kot klirinških nasprotnih strank v tretjih državah.
In order to ensure consistent application of point (22a) of paragraph 1, ESMA shall develop draft regulatory technical standards specifying in greater detail the criteria to be used in the classification of undertakings from third countries as third-country clearing counterparties.
Organ ESMA osnutek teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall submit those draft regulatory technical standards to the Commission by 30 June 2012.
Kliring, poročanje in zmanjševanje tveganja za izvedene finančne instrumente OTC Člen 3 Obveznost kliringa
Clearing, reporting and risk mitigation of OTC Derivatives Article 3 Clearing obligations
Finančna nasprotna stranka
A financial counterparty
ali nefinančna nasprotna stranka, navedena v členu 7(2),
or a non-financial counterparty referred to in Article 7(2)
izvaja kliring za vse pogodbe o izvedenih finančnih instrumentih OTC, ki se štejejo za primerne v skladu s členom 4 in so sklenjene z drugimi finančnimi nasprotnimi strankami
shall clear all OTC derivative contracts which are considered eligible pursuant to Article 4 and are concluded with other financial counterparties
ali nefinančnimi nasprotnimi strankami, navedenimi v členu 7(2),
or non-financial counterparties referred to in Article 7(2)
pri ustreznih CCP, navedenih v registru, kot je določeno v členu 4(4).
in the relevant CCPs listed in the register as referred to in Article 4(4).
Obveznost kliringa velja tudi za finančne nasprotne stranke in nefinančne nasprotne stranke iz
That clearing obligation shall also apply to financial counterparties and to the non-financial counterparties referred to in
prvega pododstavka,
the first subparagraph
ki sklenejo primerne pogodbe o izvedenih finančnih instrumentih OTC s
which enter into eligible OTC derivative contracts with
klirinškimi nasprotnimi strankami v tretjih državah
third-country clearing counterparties
Ta obveznost kliringa velja za vse pogodbe o izvedenih finančnih instrumentih OTC, ki so po objavi sklepa organa ESMA v skladu s členom 4(2)(a) razvrščeni kot primerni za obveznost kliringa.
That clearing obligation shall apply to all OTC derivative contracts which, following publication of ESMA decision pursuant to Article 4(2)(a), are classified as derivatives eligible for the clearing obligation.
pogodbe o izvedenih finančnih instrumentih med podrejenimi podjetji iste nadrejene družbe ali med nadrejeno družbo in podrejenim podjetjem so upravičene iz ekonomskih razlogov;
derivative contracts between subsidiary undertakings of the same parent company or between a parent company and a subsidiary undertaking are justified for economic reasons
uporaba izjeme ne povečuje sistemskega tveganja za finančni sistem;
the use of the exemption does not increase systemic risk in the financial system
ni pravnih omejitev za pretok kapitala med podrejenimi podjetji iste nadrejene družbe ali med nadrejeno družbo in podrejenim podjetjem.
there are no legal restrictions to capital flows between the subsidiary undertakings of the same parent company or between the parent company and the subsidiary undertaking.
Za namene izpolnjevanja obveznosti kliringa po odstavku 1 postanejo finančne nasprotne stranke in nefinančne nasprotne stranke iz člena 7(2) klirinški član ali
For the purpose of complying with the clearing obligation under paragraph 1, financial counterparties and the non-financial counterparties referred to in Article 7(2) shall become either a clearing member or
omogočajo kliring svojih transakcij v CCP prek investicijskih družb ali kreditnih institucij, za katere veljajo zahteve iz Direktive 2004/39/ES.
shall clear their transactions in the CCP through an investment firm or credit institution subject to the requirements of Directive 2004/39/EC.
Člen 4 Primernost za obveznost kliringa
Article 4 Eligibility for the clearing obligation
Kadar je CCP s sedežem v tretji državi priznan v skladu s členom 23, ustrezni pristojni organ iz tretje države da organu ESMA z uporabo sporazuma o sodelovanju iz člena 23(4) na voljo razrede pogodb o izvedenih finančnih instrumentih, za katere je bila tej CCP priznana pravica, da opravlja klirinške storitve za klirinške člane in/ali stranke s sedežem v Uniji.
Where a CCP established in a third country has been recognised in accordance with Article 23, the relevant competent authority of the third country shall make available to ESMA, in application of the cooperative arrangements as referred to in Article 23(4), the classes of derivative contracts for which that CCP has been granted the right to provide clearing services to clearing members and/or clients established in the Union.
ali je razred izvedenih finančnih instrumentov primeren za obveznost kliringa v skladu s členom 3;
whether that class of derivatives is eligible for the clearing obligation pursuant to Article 3;
datum, s katerimi začne veljati obveznost kliringa,
date from which the clearing obligation takes effect
ali in pod katerimi pogoji obveznost kliringa velja za transakcije z osebami v tretjih državah.
whether and subject to what conditions the clearing obligation applies in the case of transactions with persons in third countries.
zmanjšanje sistemskega tveganja za finančni sistem
reduction of systemic risk in the financial system,
, vključno z morebitnim neuspehom medsebojno zelo povezanih nasprotnih strank, da bi poravnale svoje plačilne obveznosti, ter pomanjkanje preglednosti glede pozicij;
including potential failures of highly interconnected counterparties to meet their payment obligations and a lack of transparency concerning positions;
likvidnost pogodb;
the liquidity of contracts;
Organ ESMA na lastno pobudo in po posvetovanju z odborom ESRB določi
ESMA shall, on its own initiative and after consulting the ESRB, identify and notify to the Commission the
pogodb o izvedenih finančnih instrumentih, ki jih je treba vključiti v javni register
of derivatives contracts that should be included in its public register,
in ki so primerne za obveznost kliringa, a
and eligible for the obligation to clear,
regulativnih tehničnih standardov, ki določajo naslednje:
regulatory technical standards specifying the following:
podrobnosti, ki se vključijo v obvestilo iz odstavka 1;
the details to be included in the notification referred to in paragraph 1;
merila iz odstavka 3;
the criteria referred to in paragraph 3;
podrobnosti, ki se vključijo v register iz odstavka 4.
the details to be included in the register referred to in paragraph 4.
iz prvega pododstavka ▌v skladu s
referred to in the first subparagraph in accordance with
členi od 10 do 14
Articles 10 to 14
Register je javno dostopen na spletnem mestu organa ESMA.
The register shall be publicly available on ESMA's website.
razrede izvedenih finančnih instrumentov, ki so predmet obveznosti kliringa v skladu s členom 3;
the classes of derivative contracts that are subject to the clearing obligation pursuant to Article 3;
tiste CCP, ki se lahko uporabijo za obveznost kliringa;
the CCPs that can be used for the purpose of the clearing obligation;
datume, od katerih obveznosti kliringa veljajo, tudi pri postopnem izvajanju;
the dates from which the clearing obligation takes effect, including any phased-in implementation;
razrede izvedenih finančnih instrumentov, ki jih je organ ESMA izbral v skladu s členom 4(5).
the classes of derivatives identified by ESMA in accordance with Article 4(5).
Da se zagotovi dosledna uporaba enotnih pogojev tega člena lahko organ ESMA pripravi osnutek izvedbenih tehničnih standardov, da določi podrobnosti, ki jih je treba vnesti v javni register iz odstavka 1.
In order to ensure uniform conditions of application of this Article, ESMA may develop draft implementing technical standards to specify the details to be included in the public register referred to in paragraph 1.
ESMA te osnutke izvedbenih tehničnih standardov predloži Komisiji do 30. junija 2012.
ESMA shall submit any such draft implementing technical standards to the Commission by 30 June 2012.
Komisiji se podeli pooblastilo za sprejetje izvedbenih tehničnih standardov iz prvega pododstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010
Power is conferred on the Commission to adopt the implementing technical standards referred to in the first subparagraph in accordance with Article 15 of Regulation (EU) No°1095/2010
Člen 5 Dostop do CCP
Article 5 Access to a CCP
CCP z dovoljenjem za kliring primernih pogodb o izvedenih finančnih instrumentih OTC na
A CCP that has been authorised to clear eligible OTC derivative contracts shall accept clearing such contracts on a
pregledni, pošteni in
transparent, fair and
nediskriminatorni podlagi sprejme kliring takšnih pogodb ne glede na izvedbeno mesto
non-discriminatory basis regardless of the venue of execution
, in na podlagi mednarodnih standardov odprte industrije, če to ne vpliva negativno na zmanjševanje tveganja
and based where possible on international open industry standards, insofar as this does not adversely affect risk mitigation
Da bi se izognili diskriminatorni praksi, morajo CCP sprejeti kliring transakcij, ki se izvajajo na različnih mestih trgovanja, če so ta mesta v skladu z operativnimi, tehničnimi in pravnimi zahtevami, ki jih določi CCP ali veljajo zanjo, pa tudi z zahtevami v zvezi z dostopom in obvladovanjem tveganja, ne glede na pogodbeno dokumentacijo, na podlagi katere so pogodbene stranke sklenile zadevni posel z izvedenimi finančnimi instrumenti OTC.
In order to avoid discriminatory practices, CCPs shall accept to clear transactions executed in different venues, to the extent that those venues comply with the operational, technical and legal requirements established by, or applicable to, the CCP as well as its access and risk management requirements, without reference to the contract documents on the basis of which the parties concluded the relevant OTC derivatives transaction.
Člen 6 Obveznost poročanja
Article 6 Reporting obligation
sklenjenih poslov,
All derivative contracts
v skladu s členom 51
to a trade repository registered in accordance with Article 51
spremembah in
or termination
prenehanju pogodbe
of the contract
O podrobnostih se poroča najpozneje en delovni dan
The details shall be reported no later than the working day following the
Vse podatke, ki so potrebni za poročanje, hranijo petih let.
They shall also maintain for a period of five years a recordkeeping of all the information needed to report.
Poročanje iz pododstavka 1 lahko v imenu prvotnih nasprotnih strank izvajajo tudi nasprotne stranke, če se zagotovi, da se o podrobnostih pogodbe ne poroča dvakrat.
Third parties shall be authorised to carry out the reporting provided for in paragraph 1 for the original counterparties, provided it is ensured that no details of the contract are reported twice.
tehnične zahteve za vlaganje poročil (zlasti, če so bile transakcije elektronsko zabeležene),
the technical requirements for submission of a report (notably whether transactions have been recorded electronically);
čas do zapadlosti neporavnanih transakcij.
the remaining times to maturity of outstanding transactions.
Nasprotna stranka, za katero velja obveznost kliringa, lahko za poročanje o podrobnostih pogodbe o izvedenih finančnih instrumentih OTC pooblasti drugo nasprotno stranko
A counterparty which is subject to the reporting obligation may delegate the reporting of the details of the derivative contract to the other counterparty
ali tretjo stranko
or a third party
ali druge osebe, ki delujejo v njegovem imenu,
the reporting entity or its directors or employees
podrobnosti in vrste poročil iz odstavkov 1 in 2 za različne razrede
to determine the details and type of the reports referred to in paragraphs 1 and 2 for the different classes
, skupine ali kategorije
, groups or categories
izvedenih finančnih instrumentov
of derivatives
ustrezno opredeljene stranke pogodbe in, če ne gre za isto osebo, upravičenca do pravic in obveznosti, ki izhajajo iz pogodbe;
the parties to the contract and, where different, the beneficiary of the rights and obligations arising from it are appropriately identified;
glavne značilnosti pogodbe, vključno z vrsto, podlago, zapadlostjo
the main characteristics of the contract, including the type, underlying, maturity,
, izvedbo, datumom zapadlosti, podatki o ceni
exercise, delivery date, price data
za izvedene finančne instrumente, ki ne ustrezajo standardni obliki, obstaja dopolnilna oblika, ki pristojnim organom omogoča, da odkrijejo obstoj sklepanja poslov in sprejmejo potrebne regulativne ukrepe;
for derivatives that do not conform to a standard format, there shall be a placeholder format permitting competent authorities to detect the existence of such a trade and take any required regulatory measures;
enotni identifikator pogodb.
a unique contract identifier.
Organ ESMA ob usklajevanju z organoma EBA in EIOPA ter Evropskim odborom za sistemska tveganja pripravi in Komisiji do 30. junija 2012 predloži te osnutke.
ESMA, in coordination with EBA, EIOPA and the ESRB, shall submit those drafts to the Commission by 30 June 2012.
ESMA se posvetuje z Agencijo za sodelovanje energetskih regulatorjev (ACER), če osnutek regulativnih tehničnih standardov zadeva energetske proizvode v prodaji na debelo v smislu Uredbe (EU) št. …/2011 Evropskega parlamenta in Sveta z dne … [o celovitosti in preglednosti energetskega trga]
Where the draft regulatory technical standards concern wholesale energy products within the meaning of Regulation (EU) No .../2011 of the European Parliament and of the Council of ... [on energy market integrity and transparency]
UL: prosimo, vstavite številko, datum in naslov Uredbe ( KOM(2010)0726 ).
OJ: please insert number, date and title the Regulation ( COM(2010)0726 ).
Komisija je pooblaščena za sprejetje regulativnih tehničnih standardov
Power is delegated to the Commission to adopt the regulatory technical standards
iz prvega pododstavka v skladu s
referred to in the first subparagraph in accordance with
členi 10 do 14
Articles 10 to 14
Organ ESMA pri oblikovanju regulativnih tehničnih standardov med drugim upošteva seznam zahtevanih podatkov, ki jih je treba sporočiti, v tabeli I priloge I Uredbe Komisije (ES) št. 1287/2006 o izvajanju Direktive 2004/39/ES.
In drafting the regulatory technical standards, ESMA shall be guided inter alia by the list of required reporting data in Annex I, Table I of Commission Regulation (EC) No 1287/2006 implementing Directive 2004/39/EC.
Za zagotovitev enotnih pogojev uporabe odstavkov 1 in 2
In order to ensure uniform conditions of application of paragraphs 1 and 2,
organ ESMA ob usklajevanju z organoma EBA in EIOPA ter Evropskim odborom za sistemska tveganja oblikuje osnutek izvedbenih tehničnih standardov
ESMA shall, in coordination with EBA, EIOPA and the ESRB, develop draft implementing technical standards
za ugotavljanje oblike in pogostosti poročil iz odstavkov 1 in 2 za različne razrede izvedenih finančnih instrumentov.
to determine the format and frequency of the reports referred to in paragraphs 1 and 2 for the different classes of derivatives.
ESMA te osnutke
ESMA shall
izvedbenih tehničnih standardov
submit such
predloži Komisiji do 30. junija 2012.
draft implementing technical standards ▌ to the Commission by 30 June 2012.
Če osnutek regulativnih tehničnih standardov zadeva energetske proizvode v prodaji na debelo v smislu Uredbe (EU) št. …/2011 Evropskega parlamenta in Sveta z dne … [o celovitosti in preglednosti energetskega trga]
Where the draft regulatory technical standards concern wholesale energy products within the meaning of Regulation (EU) No .../2011 of the European Parliament and of the Council of ... [on energy market integrity and transparency]
UL: prosimo, vstavite številko Uredbe ( KOM(2010)0726 ).
OJ: please insert the number of the Regulation ( COM(2010)0726 ).
Člen 7 Nefinančne nasprotne stranke
Article 7 Non-financial counterparties
Kadar nefinančna nasprotna stranka zavzame pozicijo v pogodbah o izvedenih finančnih instrumentih, ki
Where a non-financial counterparty takes positions in OTC derivative contracts
v povprečju več kot 50 dni
such that the rolling average position over 50 business days exceeds
presega prag kliringa, ki bo določen v skladu z odstavkom 3(b),
the threshold to be determined pursuant to paragraph 3(b), it shall be subject to the clearing obligation set out in Article 3 ▌.
regulativnih tehničnih standardov, ki določajo:
regulatory technical standards specifying:
prag kliringa,
the clearing threshold;
merila za ugotavljanje, katere pogodbe o izvedenih finančnih instrumentih OTC so objektivno merljivo povezane s komercialno ali zakladno finančno dejavnostjo.
criteria for establishing which OTC derivative contracts are objectively measurable as directly linked to the commercial or treasury financing activity.
Komisiji se podeli pooblastilo za sprejetje
Power is delegated to the Commission to adopt the
standardov iz prvega pododstavka v skladu s členi
standards referred to in the first subparagraph in accordance with
Člen 8 Tehnike zmanjševanja tveganja za pogodbe o izvedenih finančnih instrumentih brez kliringa prek CCP
Article 8 Risk mitigation techniques for OTC derivative contracts not cleared by a CCP
Finančne ali nefinančne nasprotne stranke iz člena 7(2), ki sklenejo pogodbo o izvedenem finančnem instrumentu OTC brez kliringa prek CCP,
Financial counterparties or the non-financial counterparties referred to in Article 7(2), that enter into an OTC derivative contract not cleared by a CCP, shall ensure
s potrebno skrbnostjo
with due diligence
in kreditnega tveganja, ki vključujejo vsaj:
and credit risk, including at least:
elektronske načine zagotavljanja pravočasne potrditve pogojev pogodbe o izvedenem finančnem instrumentu OTC;
electronic means ensuring the timely confirmation of the terms of the OTC derivative contract;
, ki so zanesljivi, odporni in preverljivi,
standardised processes which are
za uskladitev portfeljev, upravljanje povezanega tveganja ter hitro prepoznavanje in reševanje sporov med strankami ter spremljanje vrednosti odprtih pogodb.
robust, resilient and auditable in order to reconcile portfolios, to manage the associated risk and to identify disputes between parties early and resolve them, and to monitor the value of outstanding contracts.
Za namene točke (b) je vrednost odprtih pogodb dnevna tržna vrednost, postopki upravljanja tveganja pa zahtevajo pravočasno, natančno in primerno ločeno izmenjavo zavarovanja s premoženjem ali
For the purposes of point (b), the value of outstanding contracts shall be marked-to-market on a daily basis and risk management procedures shall require the timely, accurate and appropriately segregated exchange of collateral or
sorazmernim deležem kapitala glede na tveganje v skladu z veljavnimi regulativnimi kapitalskimi zahtevami za finančne nasprotne stranke
capital-backing commensurate with the risk, in accordance with the applicable regulatory capital requirements for financial counterparties
Finančne in
Financial counterparties and
Organ ESMA po posvetovanju z Evropskim odborom za sistemska tveganja ukrepa za preprečitev nadaljnjega kopičenja pogodb v tem razredu.
ESMA, after consulting ESRB, shall take action in order to prevent the further accumulation of contracts in such a class.
Za naložbe pokojninskih shem po Direktivi 2003/41/ES ali sheme, ki jo zakonodaja države članice priznava kot pokojninsko načrtovanje, lahko trdno dvostransko zavarovanje izvedenih finančnih instrumentov s premoženjem, uporabljeno za zmanjšanje tveganja, upošteva boniteto nasprotne stranke.
1b For pension scheme investments under Directive 2003/41/EC or a scheme where the law of the Member State recognises the scheme for retirement planning, resilient bilateral collateralisation of derivatives used for risk mitigation shall take account of counterparty creditworthiness.
regulativnih tehničnih standardov, ki določajo
regulatory technical standards specifying
smernice za ustrezne postopke varnega in skrbnega poslovanja ter ureditve in merila za kritje iz odstavka 1 ter
guidelines for appropriate prudential procedures and arrangements and margin standards referred in paragraph 1, as well as
največji časovni zamik med sklenitvijo pogodbe o izvedenem finančnem instrumentu OTC in potrditvijo iz odstavka 1(a).
the maximum time lag between the conclusion of an OTC derivative contract and the confirmation referred to in paragraph 1(a).
Komisija je pooblaščena za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with
regulativnih tehničnih standardov, ki določajo ureditve in ravni zavarovanja s premoženjem ter kapitala, ki sta potrebna za skladnost z odstavkom 1(b) in drugim pododstavkom odstavka 1.
regulatory technical standards specifying the arrangements and levels of collateral and capital required for compliance with paragraph 1(b) and the second subparagraph of paragraph 1.
Evropski nadzorni organi ta skupni osnutek regulativnih tehničnih standardov do 30. junija 2012 skupaj predložijo Komisiji.
The ESAs shall submit those common draft regulatory technical standards to the Commission by 30 June 2012.
Odvisno od pravne narave nasprotne stranke se
Depending on the legal nature of the counterparty,
iz prvega pododstavka sprejmejo v skladu s členi
regulatory technical standards referred to in the first subparagraph in accordance with
uredb (EU) št. 1093/2010, št. 1094/2010 in 1095/2010.
of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 or Regulation (EU) No 1095/2010.
– upoštevaje sporočilo Komisije z dne 8. decembra 2010 o krepitvi sistemov sankcij v sektorju finančnih storitev in po posvetovanju z organom ESMA –
– taking into consideration the Commission's Communication of 8 December 2010 on reinforcing sanctioning regimes in the financial services sector and after consulting ESMA –
določijo pravila o kaznih, ki se uporabljajo za kršitve pravil v okviru tega naslova, in sprejmejo vse potrebne ukrepe, da se zagotovi njihovo izvajanje.
shall lay down the rules on penalties applicable to infringements of the rules under this Title and shall take all measures necessary to ensure that they are implemented.
Države članice v rednih intervalih objavljajo ocenjevalna poročila o učinkovitosti veljavnih pravil o kaznih.
Member States shall, at regular intervals, publish assessment reports on the effectiveness of the penalty rules being applied.
Kršitev pravil iz tega naslova ne vpliva na veljavnost pogodbe o izvedenem instrumentu OTC ali na možnost, da pogodbeni stranki izvršita določila tovrstne pogodbe.
An infringement of the rules under this Title shall not affect the validity of an OTC derivative contract or the possibility for the parties to enforce the provisions of an OTC derivative contract.
Stranke pogodbe o izvedenem instrumentu OTC niso upravičene do nadomestila zaradi kršitev pravil iz tega naslova.
An infringement of the rules under this Title shall not give rise to any right to compensation from a party to an OTC derivative contract.
Naslov III Izdaja dovoljenja CCP in nadzor nad CCP
Title III Authorisation and supervision of CCPs
Pogoji za pridobitev dovoljenja in postopki za izdajo dovoljenja CCP Člen 10 Izdaja dovoljenja CCP
Conditions and Procedures for the Authorisation of a CCP Article 10 Authorisation of a CCP
storitve ali dejavnosti, ki jih CCP lahko zagotavlja ali opravlja, vključno z razredi finančnih instrumentov, ki jih zajema dovoljenje.
shall specify the services or activities which the CCP is authorised to provide or perform including the classes of financial instruments covered by the authorisation.
pripravi osnutek regulativnih tehničnih standardov, ki določajo merila za ustrezno likvidnost iz odstavka 1.
regulatory technical standards specifying the criteria for adequate liquidity referred to in paragraph 1.