natgillin/translations-raw huggingface dataset:
Pristojni organi dovolijo uporabo drugih metod, ki zagotavljajo ustrezen dopolnilni nadzor nad reguliranimi osebami v finančnem konglomeratu.
Competent authorities may apply other methods which ensure appropriate supplementary supervision of the regulated entities in a financial conglomerate.
Te metode mora odobriti koordinator po posvetu z drugimi ustreznimi pristojnimi organi.
Those methods shall be agreed by the coordinator, after consulting the other relevant competent authorities.
Pristojni organi lahko predvsem zahtevajo ustanovitev mešanega finančnega holdinga s sedežem v Uniji in uporabijo to direktivo za regulirane osebe v finančnem konglomeratu, na čelu katerega je ta holding.
The competent authorities may in particular require the establishment of a mixed financial holding company which has its registered office in the Union, and apply this Directive to the regulated entities in the financial conglomerate headed by that holding company.
Pristojni organi zagotovijo, da se s temi zahtevami doseže cilj dodatnega nadzora iz te direktive in o tem obvestijo druge udeležene pristojne organe in Komisijo.
The Competent authorities shall ensure that those requirements achieve the objective of supplementary supervision under this Directive and shall notified the other competent authorities involved and the Commission thereof.
‚Člen 19
Article 19
Sodelovanje s pristojnimi organi tretjih držav
Cooperation with third-country competent authorities
▌Člen 39(1) in (2) Direktive 2006/48/ES, člen 10a Direktive 98/78/ES in člen 264 Direktive 2009/138/ES se smiselno uporabijo za pogajanja o sporazumih z eno ali več tretjimi državami glede načina izvajanja dopolnilnega nadzora reguliranih oseb v finančnem konglomeratu.
▌Article 39(1) and (2) of Directive 2006/48/EC, Article 10a of Directive 98/78/EC and Article 264 of Directive 2009/138/EC shall apply mutatis mutandis to the negotiation of agreements with one or more third countries regarding the means of exercising supplementary supervision of regulated entities in a financial conglomerate.
Naslov poglavja III se nadomesti z naslednjim:
The title of Chapter III is replaced by the following:
Pooblastila, prenesena na Komisijo
Powers conferred on the Commission
Komisija se pooblasti, da z delegiranimi akti v skladu s členom 21c sprejme ukrepe, ki zadevajo strokovne spremembe te direktive na naslednjih področjih:
The Commission shall be empowered to adopt, by means of delegated acts in accordance with Article 21c measures concerning the technical adaptations to be made to this Directive in the following areas:
natančnejša formulacija opredelitev, navedenih v členu 2, da bi se tako pri izvajanju te direktive upošteval razvoj dogodkov na finančnih trgih;
a more precise formulation of the definitions laid down in Article 2 in order to take account of developments in financial markets for the application of this Directive;
natančnejša opredelitev izračunskih metod, navedenih v Prilogi I, ki bo upoštevala napredek na finančnih trgih in razvoj tehnik presojanja.
a more precise definition of the calculation methods set out in Annex I in order to take account of developments on financial markets and prudential techniques.
Navedeni ukrepi ne vključujejo vsebine prenesenih pooblastil, podeljenih Komisiji v zvezi s postavkami iz člena 21a.
Those measures shall not include the subject matter of the power delegated to and conferred on the Commission with regard to the items listed in Article 21a.
V členu 21 se črtata odstavka 2 in 5.
In Article 21, paragraphs 2 to 5 are deleted.
Člen 3 se spremeni:
Article 21a is amended as follows:
Prvemu pododstavku odstavka 1 se doda naslednja točka:
in the first subparagraph of paragraph 1, the following point is added:
člen 6(2), da se zagotovijo enoten format (z navodili), pogostost in po potrebi roki poročanja.
Article 6(2) in order to ensure a uniform format (with instructions), frequency and, where appropriate, the dates for reporting.
Da bi zagotovili dosledno usklajenost pri izvajanju členov 2, 7 in 8 ter Priloge II, organi ESA prek Skupnega odbora razvijejo osnutek regulativnih tehničnih standardov za določitev natančnejše oblikovane opredelitve iz člena 2 in uskladitev določb, sprejetih v skladu s členoma 7 in 8 ter Prilogo II.
In order to ensure consistent harmonisation of the application of Articles 2, 7 and 8 and Annex II, the ESAs shall, through the Joint Committee, develop draft regulatory technical standards to establish a more precise formulation of the definitions referred to in Article 2 and to coordinate the provisions adopted pursuant to Articles 7 and 8 and Annex II.
Skupni odbor do 1. januarja 2015 predloži te osnutke regulativnih tehničnih standardov.
The Joint Committee shall submit those draft regulatory technical standards to the Commission by 1 January 2015.
Komisija se pooblasti, da v skladu s členi 10 do 14 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010 sprejme osnutke regulativnih tehničnih standardov iz prvega odstavka.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in paragraph 1 in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010.
Dve leti po sprejetju izvedbenih tehničnih standardov v skladu z odstavkom 2(a) države članice zahtevajo enotni format, pogostost in roke za poročanje o izračunih iz tega člena.
Within two years of the adoption of any implementing technical standards in accordance with paragraph 2(a), Member States shall require a uniform format, frequency and dates for reporting of the calculations referred to in this Article.“.
V poglavje III
The following
Skupne smernice
Common Guidelines
skupne smernice iz
issue the common guidelines referred to in
člena 3(8)
Article 3(8)
, člena 7(5), člena 8(5), člena 9(6),
, Article 7(5), Article 8(5), Article 9(6)
tretjega pododstavka člena 11(1), člena 12b in člena 21(4)
, the third subparagraph of Article 11(1), Article 12b and Article 21(4)
v skladu s postopkom, določenim v
in accordance with the procedure laid down in
Podelitev pooblastil iz člena 20 lahko Evropski parlament ali Svet kadar koli prekličeta.
The delegation of power referred to in Article 20 may be revoked at any time by the European Parliament or by the Council.
Veljati začne dan po objavi sklepa v Uradnem listu Evropske unije ali na kasnejši datum, določen v navedenem sklepu.
It shall take effect on the day following the publication of the decision in the Official Journal of the European Union or on a later date specified therein.
UL prosimo, naj vnese datum začetka veljavnosti spremenjene direktive.
OJ please insert the date of entry into force of the amending directive.
naslednja alinea
, the following point is added
pri postopku identifikacije
in the identification process
v skladu s členom
in accordance with
v obsegu konsolidiranega nadzora kreditnih institucij in investicijskih družb ali v obsegu dopolnilnega nadzora zavarovalnic v zavarovalni skupini;
in the scope of consolidated supervision of credit institutions and investment firms, or in the scope of supplementary supervision of insurance undertakings in an insurance group;
če je skupina finančni konglomerat, v obsegu dopolnilnega nadzora v smislu te direktive, ter
where the group is a financial conglomerate, in the scope of supplementary supervision within the meaning of this Directive; and
pri postopku identifikacije v skladu s členom 3(2).
in the identification process in accordance with Article 3(2).
Za izvajanje prvega odstavka države članice določijo ali pooblastijo svoje pristojne organe, da odločijo, po katerih sektorskih predpisih (bančništvo, zavarovalništvo ali sektor naložbenih storitev) se upravitelji alternativnih investicijskih skladov vključijo v konsolidirani ali dopolnilni nadzor iz prvega odstavka točke (a).
For the application of the first paragraph, Member States shall determine, or give their competent authorities the power to decide, according to which sectoral rules (banking sector, insurance sector or investment services sector) alternative investment fund managers are to be included in the consolidated or supplementary supervision referred to in point (a) of the first paragraph.
Za namene tega odstavka se zadevna sektorska pravila o obliki in obsegu vključitve finančnih institucij smiselno uporabljajo tudi za upravitelje alternativnih investicijskih skladov.
For the purposes of this paragraph, the relevant sectoral rules regarding the form and extent of the inclusion of financial institutions shall apply mutatis mutandis to alternative investment fund managers.
Za namene dopolnilnega nadzora iz točke (b) prvega odstavka štejejo upravitelji alternativnih investicijskih skladov za del tistega sektorja, v katerega so vključeni zaradi določb iz prvega odstavka točke (a).
For the purposes of supplementary supervision referred to in point (b) of the first paragraph, the alternative investment fund manager shall be treated as part of whichever sector it is included in by virtue of point (a) of the first paragraph.
Če je upravitelj alternativnih investicijskih skladov del finančnega konglomerata, se za namene te direktive vsak sklic na regulirane osebe in vsak sklic na pristojne organe in ustrezne pristojne organe razume, kot da vključuje upravitelje alternativnih investicijskih skladov in pristojne organe, pooblaščene za njihovo nadzorovanje.
Where an alternative investment fund manager is part of a financial conglomerate, references to regulated entities, and to competent and relevant competent authorities shall therefore, for the purposes of this Directive, be understood as including, respectively, alternative investment fund managers and the competent authorities responsible for the supervision of alternative investment fund managers.
To se smiselno uporablja za skupine iz prvega odstavka točke (a).
This applies mutatis mutandis as regards groups referred to in point (a) of the first paragraph.
Priloga I se spremeni v skladu s Prilogo II k tej direktivi.
Annex I is amended in accordance with Annex II to this Directive.
Člen 3 Spremembe Direktive 2006/48/ES
Article 3 Amendments to Directive 2006/48/EC
Direktiva 2006/48/ES se spremeni:
Directive 2006/48/EC is amended as follows:
Člen 1(2) se nadomesti z naslednjim:
Article 1(2) is replaced by the following:
Člen 39 in oddelek 1 poglavja 4 naslova V se uporabljajo za finančne holdinge, mešane finančne holdinge in mešane holdinge z registriranim sedežem v Uniji.
Article 39 and Title V, Chapter 4, Section 1 shall apply to financial holding companies, mixed financial holding companies and mixed-activity holding companies which have their registered offices in the Union.
V točki (a) se podtočki (14) do (17) nadomestita z naslednjim:
points (14) to (17) are replaced by the following:
,nadrejena kreditna institucija v državi članici' je kreditna institucija, ki ima podrejeno družbo, ki je kreditna institucija ali finančna institucija, ali ki je udeležena v taki instituciji in ki sama ni podrejena družba druge kreditne institucije z dovoljenjem v isti državi članici, ali finančni holding ali mešani finančni holding s sedežem v isti državi članici;
“parent credit institution in a Member State” means a credit institution which has a credit institution or a financial institution as a subsidiary or which holds a participation in such an institution, and which is not itself a subsidiary of another credit institution authorised in the same Member State, or of a financial holding company or mixed financial holding company established in the same Member State;
,nadrejeni finančni holding v državi članici' je finančni holding, ki sam ni podrejena družba kreditne institucije z dovoljenjem v isti državi članici ali finančnega holdinga ali mešanega finančnega holdinga s sedežem v isti državi članici;
“parent financial holding company in a Member State” means a financial holding company which is not itself a subsidiary of a credit institution authorised in the same Member State, or of a financial holding company or mixed financial holding company established in the same Member State;
,nadrejeni mešani finančni holding v državi članici' je mešani finančni holding, ki sam ni podrejena družba kreditne institucije z dovoljenjem v isti državi članici ali finančnega holdinga ali mešanega finančnega holdinga s sedežem v isti državi članici;
“parent mixed financial holding company in a Member State” means a mixed financial holding company which is not itself a subsidiary of a credit institution authorised in the same Member State, or of a financial holding company or mixed financial holding company established in the same Member State;
,nadrejena kreditna institucija EU' je nadrejena kreditna institucija v državi članici, ki ni podrejena družba druge kreditne institucije z dovoljenjem v kateri koli državi članici oziroma finančnega holdinga ali mešanega finančnega holdinga s sedežem v kateri koli državi članici;
“EU parent credit institution” means a parent credit institution in a Member State which is not a subsidiary of another credit institution authorised in any Member State, or of a financial holding company or mixed financial holding company established in any Member State;
,nadrejeni finančni holding EU' je nadrejeni finančni holding v državi članici, ki ni podrejena družba kreditne institucije z dovoljenjem v kateri koli državi članici ali katerega koli drugega finančnega holdinga ali mešanega finančnega holdinga s sedežem v kateri koli drugi državi članici;
“EU parent financial holding company” means a parent financial holding company in a Member State which is not a subsidiary of a credit institution authorised in any Member State or of another financial holding company or mixed financial holding company established in any Member State;
,nadrejeni mešani finančni holding EU' je nadrejeni mešani finančni holding v državi članici, ki ni podrejena družba kreditne institucije z dovoljenjem v kateri koli državi članici ali katerega koli drugega finančnega holdinga ali mešanega finančnega holdinga s sedežem v kateri koli drugi državi članici;
“EU parent mixed financial holding company” means a parent mixed financial holding company in a Member State which is not a subsidiary of a credit institution authorised in any Member State or of another financial holding company or mixed financial holding company established in any Member State;
točka (48) se nadomesti z naslednjim:
point (48) is replaced by the following:
,konsolidacijski nadzornik' je pristojni organ, odgovoren za izvajanje nadzora na konsolidirani osnovi nadrejenih kreditnih institucij EU in kreditnih institucij, ki jih obvladujejo nadrejeni finančni holdingi EU ali nadrejeni mešani finančni holdingi EU;
“consolidating supervisor” means the competent authority responsible for the exercise of supervision on a consolidated basis of EU parent credit institutions and credit institutions controlled by EU parent financial holding companies or EU parent mixed financial holding companies;
,mešani finančni holding' je mešani finančni holding, kot je opredeljen v členu 2(15) Direktive 2002/87/ES ▌;
“mixed financial holding company” means a mixed financial holding company as defined in Article 2(15) of Directive 2002/87/EC ▌;
Vsako dovoljenje se priglasi evropskemu nadzornemu organu (Evropskemu bančnemu organu), ustanovljenemu z Uredbo (EU) št. 1093/2010 Evropskega parlamenta in Sveta*.
Every authorisation shall be notified to the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council* (EBA).
Evropski bančni organ ta seznam objavi na svoji spletni strani in ga redno posodablja.
EBA shall publish and keep that list up-to-date on its website.
Pristojni organ, odgovoren za nadzor na konsolidirani osnovi zagotovi zadevnim pristojnim organom in EBA vse informacije v zvezi z bančno skupino v skladu s členi 12(3), 22(1) in 73(3), zlasti v zvezi s pravno strukturo skupine ter upravljanjem in organizacijsko strukturo skupine.
The competent authority responsible for supervision on a consolidated basis shall provide the competent authorities concerned and EBA with all information regarding the banking group in accordance with Article 12(3), Article 22(1) and Article 73(3), in particular regarding the legal structure of the group and governance and organisational structure of the group.
Člen 39 se spremeni:
Article 39 is amended as follows:
V odstavku 1 se točka (b) nadomesti z naslednjim:
in paragraph 1, point (b) is replaced by the following:
kreditnimi institucijami, ustanovljenimi v tretjih državah, katerih nadrejene družbe, bodisi da gre za kreditne institucije ali finančne holdinge ali mešane finančne holdinge z registriranim sedežem v Uniji.
credit institutions established in third countries, the parent undertakings of which, whether credit institutions, financial holding companies or mixed financial holding companies, have their registered offices in the Union.
odstavek 2, točka (a) se nadomesti z naslednjim:
in paragraph 2, point (a) is replaced by the following:
da lahko pristojni organi držav članic pridobijo informacije, potrebne za nadzor na osnovi konsolidiranega finančnega stanja kreditnih institucij ali finančnih holdingov ali mešanih finančnih holdingov, ki so v Uniji in imajo podrejene družbe, te pa so kreditne institucije ali finančne institucije s sedežem v tretjih državah, ali, če imajo kapitalske udeležbe v takih institucijah; in
that the competent authorities of the Member States are able to obtain the information necessary for supervision on the basis of the consolidated financial situations of credit institutions, financial holding companies or mixed financial holding companies situated in the Union which have as subsidiaries credit institutions or financial institutions established in a third country, or hold participation in such institutions; and
Člen 69(2) se nadomesti z naslednjim:
Article 69(2) is replaced by the following:
Države članice lahko izvajajo možnost, predvideno v odstavku 1, če je nadrejena družba finančni holding ali mešani finančni holding s sedežem v isti državi članici kakor kreditna institucija, pod pogojem, da se nad njim izvaja enak nadzor kot nad kreditnimi institucijami in zlasti, da zanj veljajo standardi, določeni v odstavku 71(1).
The Member States may exercise the option provided for in paragraph 1 where the parent undertaking is a financial holding company or mixed financial holding company established in the same Member State as the credit institution, provided that it is subject to the same supervision as that applicable to credit institutions, and in particular to the standards laid down in Article 71(1).
Člen 71(2) se nadomesti z naslednjim: 2.
Article 71(2) is replaced by the following: 2.
Brez poseganja v člene 68, 69 in 70, kreditne institucije, ki jih obvladuje nadrejeni finančni holding v državi članici ali nadrejeni mešani finančni holding v državi članici, izpolnjujejo obveznosti iz členov 75, 120, 123 in oddelka 5 na podlagi konsolidiranega finančnega stanja navedenega finančnega holdinga ali mešanega finančnega holdinga, v obsegu in na način, ki sta določena v členu 133.
Without prejudice to Articles 68, 69 and 70, credit institutions controlled by a parent financial holding company in a Member State or a parent mixed financial holding company in a Member State shall comply, to the extent and in the manner prescribed in Article 133, with the obligations laid down in Articles 75, 120, 123 and Section 5 on the basis of the consolidated financial situation of that financial holding company or mixed financial holding company.
Če nadrejeni finančni holding v državi članici ali nadrejeni mešani finančni holding v državi članici obvladuje več kakor eno kreditno institucijo, se prvi pododstavek uporablja samo za kreditno institucijo, za katero se uporablja nadzor na konsolidirani osnovi v skladu s členoma 125 in 126.
Where more than one credit institution is controlled by a parent financial holding company in a Member State or by a parent mixed financial holding company in a Member State, the first subparagraph shall apply only to the credit institution to which supervision on a consolidated basis applies in accordance with Articles 125 and 126.
Člen 72(2) se nadomesti z naslednjim: 2.
Article 72(2) is replaced by the following: 2.
Kreditne institucije, ki jih obvladuje nadrejeni finančni holding EU ali nadrejeni mešani finančni holding EU, izpolnjujejo obveznosti iz
Credit institutions controlled by an EU parent financial holding company or
Člen 72a
Article 72a
Če za mešani finančni holding veljajo enake določbe po tej direktivi in po Direktivi 2002/87/ES, zlasti kar zadeva nadzor, ki temelji na tveganju, lahko pristojni organ, odgovoren za izvajanje nadzora na konsolidirani osnovi, po posvetovanju z drugimi pristojnimi organi, odgovornimi za nadzor podrejenih družb, za ta mešani finančni holding uporabi samo ustrezno določbo iz Direktive 2002/87/ES.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2002/87/EC, in particular in terms of risk-based supervision, the competent authority responsible for the exercise of supervision on a consolidated basis may, after consulting the other competent authorities responsible for the supervision of subsidiaries, apply only the relevant provision of Directive 2002/87/EC to that mixed financial holding company.
Če za mešani finančni holding veljajo enake določbe po tej direktivi in po Direktivi 2009/138/ES, zlasti kar zadeva nadzor, ki temelji na tveganju, lahko pristojni organ za izvajanje nadzora na konsolidirani osnovi v sporazumu z nadzornikom skupine v zavarovalniškem sektorju za ta mešani finančni holding uporabi samo določbo direktive, povezano z najpomembnejšim finančnim sektorjem, kot je določeno v členu 3(2) Direktive 2002/87/ES.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2009/138/EC, in particular in terms of risk-based supervision, the competent authority for the exercise of supervision on a consolidated basis may, in agreement with the group supervisor in the insurance sector, apply to that mixed financial holding company only the provision of the Directive relating to the most significant financial sector as determined under Article 3(2) of Directive 2002/87/EC.
Konsolidacijski nadzornik obvesti Evropski bančni organ in evropski nadzorni organ (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta* (EIOPA), o sklepih, sprejetih na podlagi odstavkov 1 in 2.
The consolidating supervisor shall inform EBA and the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council* (EIOPA) of the decisions taken under paragraphs 1 and 2.
EBA, EIOPA in evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta** (ESMA), prek Skupnega odbora oblikujejo smernice, namenjene združitvi nadzornih postopkov, in v treh letih od sprejetja teh smernic pripravijo osnutke regulativnih tehničnih standardov.
EBA, EIOPA and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council** (ESMA) shall, through the Joint Committee, develop guidelines aimed at converging supervisory practices and shall, within three years of the adoption of those guidelines, develop draft regulatory technical standards.
Člen 73(2) se nadomesti z naslednjim:
Article 73(2) is replaced by the following: