natgillin/translations-raw huggingface dataset:
zaradi obstoječih Obstoječe uredbe znotraj obsega dejavnosti organa so naslednje: Uredba Komisije (ES) št. 1287/2006 z dne 10. avgusta 2006 o izvajanju Direktive 2004/39/ES Evropskega parlamenta in Sveta v zvezi z obveznostmi vodenja evidenc za investicijske družbe, poročanjem o transakcijah, tržno preglednostjo, sprejemanjem finančnih instrumentov v trgovanje in pojmi, opredeljenimi v navedeni direktivi (UL L 241, 2.9.2006, str.
law is directly applicable to financial institutions by virtue of existing The following are existing Regulations within the scope of activities of the Authority: Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (OJ L 241, 2.9.2006, p.
1); Uredba Komisije (ES) št. 809/2004 z dne 29. aprila 2004 o izvajanju Direktive 2003/71/ES Evropskega parlamenta in Sveta o informacijah, ki jih vsebujejo prospekti, in o obliki prospektov, vključitvi informacij s sklicevanjem in objavi teh prospektov in razširjanju oglaševanj (UL L 149, 30.4.2004, str.
1); Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements (OJ L 149, 30.4.2004, p.
1); Uredba Komisije (ES) št. 2273/2003 z dne 22. decembra 2003 o izvajanju Direktive 2003/6/ES Evropskega parlamenta in Sveta o izjemah za programe odkupa in stabilizacijo finančnih instrumentov (UL L 336, 23.12.2003, str.
1); Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments (OJ L 336, 23.12.2003, p.
33); Uredba Komisije (ES) št. 1569/2007 z dne 21. decembra 2007 o določitvi mehanizma za ugotavljanje enakovrednosti računovodskih standardov izdajateljev vrednostnih papirjev iz tretjih držav v skladu z direktivama 2003/71/ES in 2004/109/ES Evropskega parlamenta in Sveta (UL L 340, 22.12.2007, str.
33); Commission Regulation (EC) No 1569/2007 of 21 December 2007 establishing a mechanism for the determination of equivalence of accounting standards applied by third country issuers of securities pursuant to Directives 2003/71/EC and 2004/109/EC of the European Parliament and of the Council (OJ L 340, 22.12.2007, p.
ali prihodnjih uredb EU neposredno uporablja za finančne institucije.
or future EU Regulations.
V zvezi s tem Evropski parlament in Svet z zanimanjem pričakujeta izvajanje programa Komisije za leto 2010, zlasti kar zadeva predlog reforme direktive o kapitalskih zahtevah.
In this regard, the European Parliament and the Council are looking forward to the implementation of the programme of the Commission for 2010, in particular as regards the proposal on the reform of the Capital Requirements Directive.
Resne grožnje za pravilno delovanje in integriteto finančnih trgov ali stabilnost finančnega sistema v
Serious threats to the orderly functioning and integrity of financial markets or the stability of the financial system in the
zahtevajo hiter in usklajen odziv na ravni
require a swift and concerted response at
izrednih razmer ▌pooblastiti Komisijo
an emergency situation ▌should be
, da lahko to stori na lastno pobudo ali na zahtevo Evropskega parlamenta, Sveta, ESRB ali organa
conferred on the Commission at its own initiative or at the request of the European Parliament, the Council, the ESRB, or the Authority.
V tem procesu je ustrezna skrb za zaupnost izjemno pomembna.
In this process, due care of confidentiality is of the outmost importance.
Če Komisija ugotovi obstoj izrednih razmer, o tem ustrezno obvesti Evropski parlament in Svet.
If the Commission determines the existence of an emergency situation, it should duly inform the European Parliament and the Council.
Za zagotovitev smotrnega in učinkovitega nadzora ter uravnoteženega upoštevanja položaja pristojnih organov v različnih državah članicah mora imeti organ pristojnost za reševanje sporov med temi pristojnimi organi, tudi v kolegijih nadzornih organov, pri čemer imajo njegove odločitve zavezujoč učinek.
In order to ensure efficient and effective supervision and a balanced consideration of the positions of the competent authorities in different Member States, the Authority should be able to settle disagreements between those competent authorities with binding effect, including within colleges of supervisors.
Če takšen sporazum ni dosežen, lahko organ od zadevnih pristojnih organov zahteva, da izvedejo določene ukrepe ali da ne ukrepajo, da bi razrešili zadevo in zagotovili spoštovanje zakonodaje EU z zavezujočimi učinki za zadevne pristojne organe.
Where such an agreement is not reached, the Authority shall require the competent authorities concerned to take specific action or to refrain from action in order to settle the matter in order to ensure compliance with EU legislation, with binding effects for the competent authorities concerned.
V primeru neukrepanja zadevnih nacionalnih nadzornih organov je treba organu dodeliti pooblastila, da v skrajnem primeru sprejme odločbe, neposredno naslovljene na
In the event of inaction by the national supervisory authorities concerned, the Authority should be empowered to adopt, as a last resort, decisions directly addressed to financial
, na področjih prava
in areas of
, ki se neposredno uporablja zanje.
law directly applicable to them.
Kriza je pokazala, da je samo sodelovanje med nacionalnimi organi, katerih pravna pristojnost seže le do nacionalnih meja, popolnoma neustrezno za nadziranje finančnih institucij, ki delujejo čezmejno.
The crisis has proven that the mere cooperation between national authorities whose jurisdiction end at the national border is clearly inadequate to supervise financial institutions that operate cross border.
Poleg tega „sedanje ureditve, ki so kombinacija omogočanja odpiranja podružnic, nadzora matične države in zgolj nacionalnega zavarovanja depozitov, niso trdna osnova za prihodnjo regulacijo in nadzor nad evropskimi čezmejnimi bankami, ki poslujejo s prebivalstvom“ (Turnerjevo poročilo).
Furthermore, ‘the current arrangements, combining branch passporting rights, home country supervision, and purely national deposit insurance, are not sound basis for the future regulation and supervision of European cross-border retail banks’ (Turner Review).
Kot zaključuje tudi Turnerjevo poročilo: „smotrnejša ureditev zahteva ali povečane nacionalne pristojnosti, zaradi česar bi bil enotni trg manj odprt, ali večjo stopnjo integracije.“
As the Turner Review concluded, ‘sounder arrangements require either increased national powers, implying a less open single market, or a greater degree of European integration’.
Nacionalna rešitev predvideva, da bi lahko država gostiteljica imela pravico prisiliti tuje institucije, da delujejo samo prek hčerinskih podjetij, ne pa prek podružnic, ter bi lahko nadzorovala kapital in likvidnost bank, ki delujejo v državi, kar bi povzročilo več protekcionizma.
The ‘national’ solution implies giving the host country the right to oblige foreign institutions to act only through the subsidiaries and not through branches and to oversee the capital and liquidity of banks operating in their country, which would amount to more protectionism.
„Evropska“ rešitev poziva k okrepitvi organa v okviru kolegija nadzornikov in k povečanju nadzora nad finančnimi institucijami, ki predstavljajo sistemsko tveganje.
The ‘European’ solution calls for the reinforcement of the Authority in the College of Supervisors and for a strengthening in supervision of financial institutions that pose systemic risk.
Kolegiji nadzornih organov imajo pomembno vlogo pri učinkovitem, uspešnem in doslednem nadzoru nad
Colleges of supervisors play an important role in the efficient, effective and consistent supervision of financial
, ki delujejo čezmejno.
operating across borders.
Organ mora imeti
The Authority should
vodilno vlogo in
play a leading role
polnopravno pravico do udeležbe v kolegijih nadzornih organov, da se racionalizira delovanje kolegijev in proces izmenjave informacij znotraj njih ter okrepi približevanje in usklajenost kolegijev pri uporabi prava
and have full participation rights in colleges of supervisors with a view to streamlining the functioning of and the information exchange process in colleges and to foster convergence and consistency across colleges in the application of
Kot je navedeno tudi v de Larosièrovem poročilu, se je treba „izogniti ovirani konkurenci in regulativni arbitraži zaradi različnih nadzornih praks, saj lahko ogrozita finančno stabilnost – med drugim s spodbuditvijo prenosa finančnih dejavnosti v države, kje je nadzor bolj ohlapen.
As the de Larosière Report states ‘competition distortions and regulatory arbitrage stemming from different supervisory practices must be avoided, because they have the potential of undermining financial stability – inter alia by encouraging a shift of financial activity to countries with lax supervision.
Nadzorni sistem mora biti razumljen kot pravičen in uravnotežen“.
The supervisory system has to be perceived as fair and balanced’.
Organ in nacionalni nadzorniki morajo okrepiti nadzor nad finančnimi institucijami, ki ustrezajo merilom za sistemsko tveganje, ker bi njihov propad lahko ogrozil stabilnost finančnega sistema Unije in povzročil škodo realnemu gospodarstvu.
The Authority and national supervisors should strengthen supervision of financial institutions meeting the systemic risk criteria since their failure may jeopardise the stability of the Union Financial System and damage the real economy.
Treba je opredeliti merila sistemskega tveganja in pri tem upoštevati mednarodne standarde, zlasti tiste, ki jih je sprejel Odbor za finančno stabilnost, Mednarodni denarni sklad, Mednarodno združenje zavarovalnih nadzornikov in skupina G-20.
Systemic risk criteria should be identified taking into account international standards, in particular those established by the Financial Stability Board, the International Monetary Fund, the International Association of Insurance Supervisors and the G-20.
Medsebojna povezanost, zamenljivost in pravočasnost so najpogosteje uporabljena merila za opredelitev sistemskega tveganja.
Interconnectedness, substitutability and timing are the most commonly used criteria for the identification of systemic risk.
Treba je vzpostaviti okvir za obravnavanje institucij v težavah, kar bo omogočilo, da se stabilizirajo ali ukinejo, ker „je bilo jasno dokazano, da so vložki med bančno krizo visoki za vlado in za celotno družbo, ker takšne razmere lahko potencialno ogrozijo finančno stabilnost in stvarno gospodarstvo“ (de Larosièrovo poročilo).
A framework for dealing with distressed institutions should be established in order to stabilise or wind them down since ‘it has been clearly demonstrated that the stakes in a banking crisis are high for government and society at large because such a situation has the potential to jeopardise financial stability and the real economy’(de Larosière Report).
Komisija bi morala pripraviti ustrezne predloge za vzpostavitev novega okvira za obvladovanje finančne krize.
The Commission should make appropriate proposals for the establishment of a new framework for financial crisis management.
Ključni elementi kriznega upravljanja so skupna pravila in instrumenti za reševanje finančnega položaja (izvajanje in financiranje reševanja velikih, čezmejnih in/ali povezanih institucij v krizi).
The key elements of crisis management are a common set of rules and financial resolution vehicles (execution and funding to deal with the crisis of large, cross-border and/or interconnected institutions).
Treba je ustanoviti Evropski sklad za zajamčene vloge, da se zagotovi soodgovornost čezmejnih finančnih institucij, zaščitijo interesi deponentov v Uniji ter zmanjšajo stroški za davkoplačevalce v primeru sistemske finančne krize.
A European Deposit Guarantee Fund should be established to ensure the co-responsibility of cross-border financial institutions, protect Union depositors' interests and reduce the cost to tax payers of a systemic financial crisis.
Sklad na ravni EU se zdi najučinkovitejši način za zaščito interesov deponentov in najboljša obramba proti izkrivljanju konkurence.
An EU-level fund seems to be the most efficient way to protect depositors' interests and the best defence against competitive distortions.
Ne glede na to je jasno, da so pristopi EU nujno bolj zapleteni in si nekateri želijo ohraniti svoje nacionalne sheme.
It is obvious however that EU approaches are more complex and some others are keen to keep their national schemes.
Zato mora organ uskladiti vsaj najpomembnejše značilnosti nacionalnih shem.
At very minimum therefore, the Authority must harmonise the most important features of national scheme.
Lahko tudi zagotovi, da se bo od finančnih institucij zahtevalo plačilo samo v eno shemo.
It may also ensure that financial institutions are required to pay to only one scheme.
Evropski sklad za stabilnost vrednostnih papirjev in trgov bi moral financirati ustrezno likvidacijo ali sanacijo finančnih institucij v težavah, če bi te lahko ogrozile finančno stabilnost notranjega finančnega trga Unije.
The European Securities and Market Stability Fund should finance the orderly winding-up or rescue interventions of financial institutions facing difficulties when those could menace financial stability of the Union's single financial market.
Sklad bi bilo treba financirati z ustreznimi prispevki iz finančnega sektorja.
The Fund should be financed through adequate contributions from the financial sector.
Prispevki v sklad bi morali nadomestiti prispevke v nacionalne sklade podobne narave.
The contributions to the Fund should replace those made to the national funds of similar nature.
Prenos nalog in odgovornosti je lahko uporaben instrument za delovanje mreže nadzornih organov, da se zmanjša podvajanje nadzornih nalog, okrepi sodelovanje ter s tem racionalizira nadzorni postopek in zmanjša obremenitev finančnih institucij
The delegation of tasks and responsibilities can be a useful instrument in the functioning of the network of supervisors in order to reduce the duplication of supervisory tasks, foster cooperation and thereby streamline the supervisory process as well as reduce the burden imposed on financial institutions
, zlasti finančnih institucij, ki nimajo evropske razsežnosti
, particularly for those financial institutions that do not have a Union dimension
organa ali
the Authority or of
drugega nacionalnega nadzornega organa.
another national supervisory authority.
Prerazporeditev odgovornosti
A reallocation of responsibilities
se lahko nadalje opredelijo načela za prerazporeditev odgovornosti na podlagi sporazuma.
legislation may further specify the principles for reallocation of responsibilities upon agreement.
Organ mora na vse ustrezne načine omogočiti
The Authority should facilitate
in nadzorovati
and monitor
sporazume o prenosu pooblastil med nacionalnimi nadzornimi organi.
delegation agreements between national supervisory authorities by all appropriate means.
Organ mora dejavno spodbujati nadzorno konvergenco po vsej
The Authority should actively foster supervisory convergence across the
s ciljem vzpostavitve skupne kulture na področju nadzora.
with the aim of establishing a common supervisory culture.
Medsebojni strokovni pregledi so smotrno in učinkovito orodje za spodbujanje skladnosti v mreži finančnih nadzornih organov.
Peer reviews are an efficient and effective tool for fostering consistency within the network of financial supervisors.
Rezultati teh medsebojnih strokovnih pregledov se morajo objaviti, opredeliti in objaviti pa se morajo tudi najboljše prakse.
The outcome of peer reviews should be made public and best practices should be identified and also made public.
Organ mora dejavno spodbujati usklajen odziv
The Authority should actively promote a coordinated
v zvezi z nadzorom, zlasti
supervisory response, in particular
pravilno delovanje in integriteto finančnih trgov ali stabilnost finančnega sistema v
the orderly functioning and integrity of financial markets or the stability of the financial system in the
Za zaščito finančne stabilnosti je treba zgodaj opredeliti čezmejne in medsektorske trende, mogoča tveganja in ranljivosti, ki izhajajo iz mikrobonitetne ravni.
In order to safeguard financial stability it is necessary to identify, at an early stage, trends, potential risks and vulnerabilities stemming from the micro-prudential level, across borders and across sectors.
Organ mora v okviru svoje pristojnosti spremljati in oceniti takšen razvoj ter redno ali po potrebi priložnostno obveščati Evropski parlament, Svet, Komisijo, druge evropske nadzorne organe in Evropski odbor za sistemska tveganja
The Authority should monitor and assess such developments in the area of its competence and, where necessary, inform the European Parliament, the Council, the Commission, the other European Supervisory Authorities and the
, kadar je to potrebno.
on a regular and, as necessary, ad hoc basis.
Organ mora tudi
The Authority should also
začenjati in
initiate and
, s katerimi se oceni prilagodljivost
-wide stress tests to assess the resilience of financial
na neugodne razmere na trgu, in zagotoviti, da se na nacionalni ravni za take teste uporablja čim bolj usklajena metodologija.
to adverse market developments, ensuring an as consistent as possible methodology is applied at the national level to such tests.
Da bi organ ustrezno opravljal svoje funkcije, bi moral izvajati ekonomske analize trgov in učinka morebitnega dogajanja na trgu.
In order properly to perform its functions, the Authority should conduct economic analyses of the markets and the impact of potential market developments.
z nadzornimi organi
dialogue and cooperation with supervisors
Organ mora v okviru svoje pristojnosti delovati kot neodvisno svetovalno telo Evropskega parlamenta, Sveta in Komisije.
The Authority should serve as an independent advisory body to the European Parliament, the Council, and the Commission in the area of its competence.
Imeti mora možnost, da predloži svoje mnenje o ocenjevanju varnega in skrbnega poslovanja pri združitvah in pripojitvah na podlagi Direktive 2004/39/ES, kakor je bila spremenjena z Direktivo 2007/44/ES UL L 247, 21.9.2007, str.
It should be able to provide its opinion on the prudential assessment of mergers and acquisitions under Directive 2004/39/EC, amended by 2007/44/EC OJ L 247, 21.9.2007, p.
Organ mora imeti za učinkovito opravljanje svojih nalog pravico, da zahteva vse potrebne informacije
In order to effectively carry out its duties, the Authority should have the right to request all necessary information
v zvezi z bonitetnim nadzorom
relating to prudential supervision
Da se prepreči podvajanje obveznosti poročanja za udeležence na finančnem trgu, morajo te informacije običajno zagotoviti nacionalni nadzorni organi, ki so najbliže finančnim trgom in udeležencem na trgu
To avoid duplication of reporting obligations for financial market participants, that information should normally be provided by the national supervisory authorities who are closest to financial markets and market participants
in ki upoštevajo že obstoječe statistične podatke
and take into account already existing statistics.
na finančnem trgu ▌, če nacionalni pristojni organ takih informacij ne zagotovi ali jih ne more zagotoviti pravočasno.
where a national competent authority does not or cannot provide such information in a timely fashion.
V tem okviru je delo v zvezi s skupnimi oblikami poročanja izjemno pomembno.
In this context, the work on common reporting formats is essential.
Ukrepi za zbiranje informacij ne bi smeli posegati v pravni okvir evropskega statističnega sistema (ESS) in Evropskega sistema centralnih bank (ESCB) na področju statističnih podatkov.
The measures for the collection of information should be without prejudice to the legal framework of the European Statistical System (ESS) and the European System of Central Banks (ESCB) in the field of statistics.
Zato ta uredba ne bi smela posegati v Uredbo (ES) št. 223/2009 Evropskega parlamenta in Sveta z dne 11. marca 2009 o evropski statistiki
This Regulation should therefore be without prejudice to Regulation (EC) No 223/2009 of the European Parliament and of the Council of 11 March 2009 on European statistics
UL L 318, 27.11.1998, str.
OJ L 318, 27.11.1998, p.
Tesno sodelovanje med organom in Evropskim odborom za sistemska tveganja je bistveno, da se zagotovi popolnoma učinkovito delovanje Evropskega odbora za sistemska tveganja ter da se spremlja nadaljnje ukrepanje ob njegovih opozorilih in priporočilih.
Close cooperation between the Authority and the European Systemic Risk Board is essential to give full effectiveness to the functioning of the European Systemic Risk Board and the follow-up to its warnings and recommendations.
in Evropski odbor za sistemska tveganja si morata vzajemno
and the European Systemic Risk Board
posredovati vse pomembne informacije.
should share any relevant information
Organ mora po prejemu opozoril ali priporočil, ki jih Evropski odbor za sistemska tveganja naslovi na organ ali nacionalni nadzorni organ, ▌zagotoviti nadaljnje spremljanje.
Upon receipt of warnings or recommendations addressed by the European Systemic Risk Board to the Authority or a national supervisory authority, the Authority should ▌ ensure follow-up.
Organ se mora z zainteresiranimi stranmi ▌posvetovati o
▌ The Authority should consult interested parties on
standardih, smernicah in priporočilih ter jim zagotoviti primerne možnosti, da predložijo pripombe k predlaganim ukrepom.
standards, guidelines and recommendations and provide them with a reasonable opportunity to comment on proposed measures.
Zaradi učinkovitosti je treba v ta namen ustanoviti interesno skupino za vrednostne papirje in trge, v kateri so sorazmerno zastopani udeleženci na finančnem trgu
For reasons of efficiency, a Securities and Markets Stakeholder Group should be established for that purpose, representing in balanced proportions
vključno, kot je ustrezno, institucionalni vlagatelji in druge finančne institucije, ki same uporabljajo finančne storitve),
(including as appropriate institutional investors and other financial institutions which themselves use financial services),
ter potrošniki in zasebni uporabniki bančnih storitev, vključno z malimi in srednje velikimi podjetji.
and consumers and other retail users of financial services, including SMEs.
Interesna skupina za vrednostne papirje in trge mora dejavno delovati kot povezovalni člen z drugimi skupinami uporabnikov na področju finančnih storitev, ki jih določi Komisija ali so določene z zakonodajo
The Securities and Markets Stakeholder Group should actively work as an interface with other user groups in the financial services area established by the Commission or
V razpravi o prihodnjih finančnih storitvah in postopku odločanja o njih so neprofitne organizacije v primerjavi s predstavniki industrije, ki imajo veliko sredstev in stikov, odrinjene na rob.
Non-profit organisations are marginalised in the debate on the future of financial services and in the corresponding decision making process in comparison to well-funded and well-connected industry representatives.
Zato jim je treba pomagati z ustreznim financiranjem njihovih predstavnikov v interesni skupini za vrednostne papirje in trge.
That disadvantage should be compensated for by adequate funding of their representatives in the Securities and Markets Stakeholder Group.
Države članice imajo ključno odgovornost za
Member States have a core responsibility
zagotavljanje usklajenega kriznega upravljanja in za
for ensuring coordinated crisis management and
ohranjanje finančne stabilnosti
preserving financial stability in crisis