natgillin/translations-raw huggingface dataset:
Z odstopanjem od odstavka 1, lahko pristojni organi tistim institucijam, ki so obvezane zadostiti zahteve iz členov 21 in 28 do 32 ter Prilog I in III do VI dovolijo uporabo alternativne določitve za lastna sredstva.
By way of derogation from paragraph 1, the competent authorities may permit those institutions which are obliged to meet the capital requirements calculated in accordance with Articles 21 and 28 to 32 and Annexes I and III to VI to use, for that purpose only, an alternative determination of own funds.
Noben del pridobljenih lastnih sredstev se ne sme istočasno uporabiti za izpolnjevanje drugih zahtev.
No part of the own funds used for that purpose may be used simultaneously to meet other capital requirements.
Ta alternativna določitev je vsota postavk iz točk (a), (b) in (c) tega pododstavka minus postavka iz točke (d), z pri čemer je odštetje te postavke prepuščeno presoji pristojnih organov:
Such an alternative determination shall be the sum of the items set out in points (a) to (c) of this subparagraph, minus the item set out in point (d), with the deduction of that last item being left to the discretion of the competent authorities:
samo točke (l) do (p) člena 57 navedene direktive, za tiste investicijska podjetja, ki morajo odšteti postavko (d) tega odstavka od vsote postavk (a) do (c) tega odstavka;
excluding only points (l) to (p) of Article 57 of that Directive for those investment firms which are required to deduct item (d) of this paragraph from the total of items (a) to (c);
čisti dobički iz trgovalne knjige institucije po odbitku vseh predvidenih odhodkov in dividend ob odštetju čistih izgub iz drugega poslovanja, pod pogojem, da ni noben od teh zneskov že vključen v postavko (a) tega odstavka kot ena od postavk pod točkama (b) ali (k) člena 57 Direktive 2006/.../ES
an institution's net trading-book profits net of any foreseeable charges or dividends, less net losses on its other business, provided that none of those amounts has already been included in item (a) of this paragraph as one of the items set out in points (b) or (k) of Article 57 of Directive 2006/.../EC
podrejeni tuji kapital in/ali postavke iz odstavka 5 tega člena, za katere veljajo pogoji iz odstavkov 3 in 4 tega člena ter člena 14; in
subordinated loan capital and/or the items referred to in paragraph 5 of this Article, subject to the conditions set out in paragraphs 3 and 4 of this Article and in Article 14; and
nelikvidna sredstva, kakor so opredeljena v členu 15.
illiquid assets as specified in Article 15.
Podrejeni tuji kapital iz točke (c) drugega pododstavka odstavka 2 ima najmanj dveletno začetno zapadlost.
The subordinated loan capital referred to in point (c) of the second subparagraph of paragraph 2 shall have an initial maturity of at least two years.
Ta kapital je v celoti vplačan in posojilna pogodba ne vključuje nobene klavzule, ki določa, da v posebnih okoliščinah razen v primeru prenehanja institucije postane dolg odplačljiv pred dogovorjenim rokom vračila, razen če pristojni organi ne odobrijo vračila.
It shall be fully paid up and the loan agreement shall not include any clause providing that in specified circumstances, other than the winding up of the institution, the debt will become repayable before the agreed repayment date, unless the competent authorities approve the repayment.
Niti glavnica niti obresti na takšen podrejeni tuji kapital se ne moreta odplačati, če bi takšno odplačilo pomenilo, da bi v tem primeru lastna sredstva institucije znašali manj kot 100 % celotnih kapitalskih zahtev navedene institucije.
Neither the principal nor the interest on such subordinated loan capital may be repaid if such repayment would mean that the own funds of the institution in question would then amount to less than 100% of that institution's overall capital requirements.
Poleg tega institucija pristojne organe obvesti o vseh vračilih takšnega podrejenega tujega kapitala takoj ko se njena lastna sredstva spustijo pod 120 % njenih celotnih kapitalskih zahtev.
In addition, an institution shall notify the competent authorities of all repayments on such subordinated loan capital as soon as its own funds fall below 120% of its overall capital requirements.
Podrejeni tuji kapital iz točke (c) drugega pododstavka odstavka 2 ne sme preseči maksimuma 150 % prvotnih lastnih sredstev, ki ostanejo na razpolago za izpolnjevanje zahtev, izračunanih v skladu s členi 21 in 28 do 32 in Prilogami I do VI, in se lahko maksimumu približa le v posebnih okoliščinah, ki so sprejemljive za pristojne organe.
The subordinated loan capital referred to in point (c) of the second subparagraph of paragraph 2 may not exceed a maximum of 150% of the original own funds left to meet the requirements calculated in accordance with Articles 21 and 28 to 32 and Annexes I to VI and may approach that maximum only in particular circumstances acceptable to the competent authorities.
Pristojni organi lahko dovolijo, da institucije zamenjajo podrejeni tuji kapital iz točke (c) drugega pododstavka odstavka 2 s točkami (d) do (h) člena 57 Direktive 2006/.../ES
The competent authorities may permit institutions to replace the subordinated loan capital referred to in point (c) of the second subparagraph of paragraph 2 with points (d) to (h) of Article 57 of Directive 2006/.../EC
I in III do VI ali 250 % istega zneska v primeru, če investicijska podjetja pri izračunavanju lastnih sredstev odštejejo postavko iz člena 13(2)(d).
III to VI, or 250% of the same amount where investment firms deduct the item set out in Article 13(2)(d) when calculating own funds.
Pristojni organi lahko dovolijo, da kreditna institucija prekorači prag za podrejeni tuji kapital, določen v členu 13(4), če presodijo, da je po smotrnosti ustrezen in pod pogojem, da skupni znesek takšnega podrejenega tujega kapitala in točk (d) do (h) člena 57 Direktive 2006/.../ES
The competent authorities may permit the ceiling for subordinated loan capital set out in Article 13(4) to be exceeded by a credit institution if they judge it prudentially adequate and provided that the total of such subordinated loan capital and points (d) to (h) of Article 57 of Directive 2006/.../EC
Nelikvidna sredstva iz točke (d) drugega pododstavka člena 13(2) vključujejo naslednje:
Illiquid assets as referred to in point (d) of the second subparagraph of Article 13(2) shall include the following:
opredmetena osnovna sredstva razen do te mere, da so zemljišča in zgradbe lahko vštete v posojila, katera varujejo,
tangible fixed assets, except to the extent that land and buildings may be allowed to count against the loans which they are securing;
kapitalski deleži in druge naložbe v podjetja, ki niso kreditne ali finančne institucije, in ki niso takoj prodajni;
holdings and other investments in undertakings other than credit or financial institutions, which are not readily marketable;
e imajo institucije deleže v kreditni ali finančni instituciji samo začasno za namen finančne podpore za reorganizacijo ali rešitev te institucije, lahko pristojni organi uporabo tega člena opustijo.
For the purposes of point (b), where shares in a credit or financial institution are held temporarily for the purpose of a financial assistance operation designed to reorganise and save that institution, the competent authorities may waive the application of this Article.
Ravno tako jo lahko opustijo v zvezi s tistimi delnicami, ki so vključene v trgovalno knjigo investicijskega podjetja.
They may also waive it in respect of those shares which are included in an investment firm's trading book.
nelikvidna sredstva iz člena 13(2)(d) se odštejejo;
the illiquid assets referred to in Article 13(2)(d) shall be deducted;
izključitev iz točke (a) člena 13(2) ne zajema tistih komponent točk (l) do (p) člena 57 Direktive 2006/.../ES
the exclusion referred to in point (a) of Article 13(2) shall not cover those components of points (l) to (p) of Article 57 of Directive 2006/.../EC
, ki jih poseduje investicijsko podjetje v zvezi s podjetji, vključenimi v obseg konsolidacije iz člena 2(1) te direktive;
which an investment firm holds in respect of undertakings included in the scope of consolidation as defined in Article 2(1) of this Directive;
omejitve iz točk (a) in (b) člena 66(1) Direktive 2006/.../ES
the limits referred to in points (a) and (b) of Article 66(1) of Directive 2006/.../EC
popravki vrednosti, opravljeni zaradi upoštevanja kreditne bonitete nasprotne stranke, se lahko vključijo v vsoto popravkov vrednosti in rezervacij, oblikovanih zaradi izpostavljenosti iz Priloge II; in
value adjustments made to take account of the credit quality of the counterparty may be included in the sum of value adjustments and provisions made for the exposures indicated in Annex II; and
na podlagi odobritve pristojnih organov, če je kreditno tveganje nasprotne stranke ustrezno upoštevano v vrednotenju pozicije, vključene v trgovalno knjigo, je znesek pričakovane izgube za izpostavljenost tveganju nasprotne stranke enak nič.
subject to the approval of the competent authorities, if the credit risk of the counterparty is adequately taken into account in the valuation of a position included in the trading book, the expected loss amount for the counterparty risk exposure shall be zero.
Za namene točke (a) se za take institucije te popravke vrednosti ne vključijo v lastna sredstva , razen v skladu z določbami tega odstavka.
For the purposes of point (a), for such institutions, such value adjustments shall not be included in own funds other than in accordance with the provisions of this paragraph.
Za namene tega člena se uporabljata člena 153 in 154 Direktive 2006/.../ES
For the purposes of this Article, Article 153 and 154 of Directive 2006/.../EC
DOLOČILA ZA OBVLADOVANJE tveganj
Provisions against risks
kapitalskih zahtev, izračunanih v skladu z metodami in določili iz členov 28 do 32 in s Prilogami I, II in VI in, če je primerno, s Prilogo V, za postavke trgovalne knjige; in
the capital requirements, calculated in accordance with the methods and options laid down in Articles 28 to 32 and Annexes I, II and VI and, as appropriate, Annex V, for their trading-book business; and
kapitalskih zahtev, izračunanih v skladu z metodami in določili, določenimi v Prilogah III in IV in, če je primerno, s Prilogo V, za celotno poslovanje.
the capital requirements, calculated in accordance with the methods and options laid down in Annexes III and IV and, as appropriate, Annex V, for all of their business activities.
Z odstopanjem od odstavka 1 lahko pristojni organi dovolijo, da institucije izračunajo kapitalske zahteve za postavke trgovalne knjige v skladu s členom 75(a) Direktive 2006/.../ES
By way of derogation from paragraph 1, the competent authorities may allow institutions to calculate the capital requirements for their trading book business in accordance with Article 75(a) of Directive 2006/.../EC
in odstavki 6, 7 in 9 Priloge II k tej direktivi, če obseg poslov trgovanja ustreza naslednjim zahtevam:
and points 6, 7, and 9 of Annex II to this Directive, where the size of the trading book business meets the following requirements:
posli trgovanja takšnih institucij običajno ne presegajo 5 % njihovega celotnega poslovanja;
the trading-book business of such institutions does not normally exceed 5% of their total business;
njihova skupna pozicija iz postavk trgovalne knjige običajno ne presega 15 000 000 EUR; in
their total trading-book positions do not normally exceed EUR 15 million; and
posli trgovanja takšnih institucij nikoli ne presežejo 6 % njihovega celotnega poslovanja in njihova skupna pozicija iz postavk trgovalne knjige nikoli ne presega 20 000 000 EUR.
the trading-book business of such institutions never exceeds 6% of their total business and their total trading-book positions never exceed EUR 20 million.
Pri ocenjevanju obsega bilančnega in zunajbilančnega poslovanja se dolžniški vrednostni papirji zajemajo po njihovih tržnih cenah ali vrednostih njihovih glavnic, lastniški vrednostni papirji po njihovih tržnih cenah in izvedeni finančni instrumenti glede na nominalne ali tržne vrednosti njihovih osnovnih instrumentov.
When the size of on- and off-balance-sheet business is assessed, debt instruments shall be valued at their market prices or their principal values, equities at their market prices and derivatives according to the nominal or market values of the instruments underlying them.
Dolge in kratke pozicije se seštejejo ne glede na njihov predznak.
Long positions and short positions shall be summed regardless of their signs.
V primeru, da institucija dlje časa presega enega od pragov ali oba praga iz odstavka 2(a) in (b) ali enega od pragov ali oba praga iz odstavka 2(c), se od nje zahteva, da izpolni zahteve iz odstavka 1(a) glede poslov trgovanja in obvesti pristojni organ.
If an institution should happen for more than a short period to exceed either or both of the limits imposed in paragraph 2(a) and (b) or either or both of the limits imposed in paragraph 2(c), it shall be required to meet the requirements imposed in paragraph 1(a) in respect of its trading-book business and to notify the competent authority thereof.
Za namene odstavka 14 Priloge I lahko države članice po lastni presoji dodelijo utež 0 % dolžniškim vrednostnim papirjem, ki jih izdajo subjekti, navedeni v tabeli 1 Priloge I, če so dolžniški vrednostni papirji normirani in vplačani v domači valuti.
For the purposes of point 14 of Annex I, subject to the discretion of the national authorities, a 0% weighting can be assigned to debt securities issued by the entities listed in Table 1 of Annex I, where these debt securities are denominated and funded in domestic currency.
Z odstopanjem od odstavkov 13 in 14 Priloge I, lahko države članice določijo zahtevo za posebna tveganja za obveznice, ki spadajo pod odstavke 68 do 70 dela 1 Priloge VI Direktive 2006/.../ES
By way of derogation from points 13 and 14 of Annex I, Member States may set a specific risk requirement for any bonds falling within points 68 to 70 of Part 1 of Annex VI to Directive 2006/.../EC
Če pristojni organ kot primernega prizna investicijske sklade (CIU) iz tretje države, kakor je navedeno v odstavku 52 Priloge I, potem pristojni organ v drugi državi članici lahko uporabi to odobritev, ne da bi še sam opravil ocenjevanje.
If, as set out in point 52 of Annex I, a competent authority approves a third country's collective investment undertaking (CIU) as eligible, a competent authority in another Member State may make use of this approval without conducting its own assessment.
V skladu z odstavki 2, 3 in 4 tega člena ter členom 34 te direktive se zahteve iz člena 75 Direktive 2006/.../ES
Subject to paragraphs 2, 3 and 4 of this Article, and Article 34 of this Directive, the requirements in Article 75 of Directive 2006/.../EC
uporabljajo za investicijska podjetja.
shall apply to investment firms.
znesku, določenemu v členu 21 te direktive.
the amount laid down in Article 21 of this Directive.
investicijska podjetja, ki poslujejo za svoj račun zgolj zaradi izpolnjevanja ali izvrševanja naročila stranke ali zaradi pridobivanja vstopa v sistem kliringa in poravnave ali v priznano borzo, če delujejo v funkciji zastopnikov ali izvršujejo naročilo stranke; in
investment firms that deal on own account only for the purpose of fulfilling or executing a client order or for the purpose of gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order; and
investicijska podjetja:
investment firms:
ki ne upravljajo z denarjem ali vrednostnimi papirji strank;
that do not hold client money or securities;
ki prevzamejo samo trgovanje za svoj račun;
that undertake only dealing on own account;
ki nimajo zunanjih kupcev;
that have no external customers;
katerih izvrševanje in poravnava poslov se izvaja pod odgovornostjo klirinške institucije, ki tudi jamči za te posle.
the execution and settlement of whose transactions takes place under the responsibility of a clearing institution and are guaranteed by that clearing institution.
Za investicijska podjetja iz odstavkov 2 in 3 se še naprej uporabljajo druge določbe v zvezi z operativnim tveganjem, določenim v Prilogi V Direktive 2006/.../ES
Investment firms referred to in paragraphs 2 and 3 shall remain subject to all other provisions regarding operational risk set out in Annex V of Directive 2006/.../EC
Člen 21 se uporablja izključno za investicijska podjetja, za katere se uporabljata odstavka 2 ali 3 ali člen 46, in tako, kot je tam določeno.
Article 21 shall apply only to investment firms to which paragraphs (2) or (3) or Article 46 apply and in the manner specified therein.
Investicijska podjetja morajo imeti lastna sredstva v višini ene četrtine njihovih stalnih splošnih stroškov iz predhodnega leta.
Investment firms shall be required to hold own funds equivalent to one quarter of their preceding year's fixed overheads.
Pristojni organi lahko to zahtevo uskladijo v primeru materialne spremembe v poslovanju podjetja od predhodnega leta.
The competent authorities may adjust that requirement in the event of a material change in a firm's business since the preceding year.
Če podjetje še ne posluje eno leto vključno z dnem začetka poslovanja, znaša zahteva četrtino zneska stalnih splošnih stroškov predvidenih v njenem poslovnem načrtu, razen če pristojni organi zahtevajo prilagoditev na ta načrt.
Where a firm has not completed a year's business, starting from the day it starts up, the requirement shall be a quarter of the fixed overheads projected in its business plan, unless an adjustment to that plan is required by the competent authorities.
Uporaba zahtev na konsolidirani osnovi
Application of requirements on a consolidated basis
Pristojni organi, ki imajo nalogo, da nadzorujejo skupine iz člena 2 na konsolidirani osnovi, lahko od primera do primera opustijo uporabo kapitalskih zahtev na konsolidirani osnovi, pod pogojem, da:
The competent authorities required or mandated to exercise supervision of groups covered by Article 2 on a consolidated basis may waive, on a case-by-case basis, the application of capital requirements on a consolidated basis provided that:
vsako investicijsko podjetje EU v taki skupini uporablja izračun lastnih sredstev iz člena 16;
each EU investment firm in such a group uses the calculation of own funds set out in Article 16;
vsa investicijska podjetja v taki skupini spadajo v kategorije iz člena 20(2) in (3);
all investment firms in such a group fall within the categories in Article 20(2) and (3);
vsako posamezno investicijsko podjetje EU v taki skupini izpolnjuje zahteve iz členov 18 in 20 ter hkrati od svojih lastnih sredstev odšteje vse pogojne obveznosti v korist investicijskih podjetij, finančnih institucij, družb za upravljanje in podjetij za pomožne storitve, ki bi bile drugače konsolidirane; in
each EU investment firm in such a group meets the requirements imposed in Articles 18 and 20 on an individual basis and at the same time deducts from its own funds any contingent liability in favour of investment firms, financial institutions, asset management companies and ancillary services undertakings, which would otherwise be consolidated and;
kateri koli finančni holding, ki je nadrejena družba katerega koli investicijskega podjetje v taki skupini upravlja najmanj toliko kapitala, tukaj opredeljenega kot vsota točk (a) do (h) člena 57 Direktive 2006/.../ES
any financial holding company which is the parent financial holding company in a Member State of any investment firm in such a group holds at least as much capital, defined here as the sum of points (a) to (h) of Article 57 of Directive 2006/.../EC
, kot je vsota celotne knjigovodske vrednosti katerih koli deležev, podrejenih terjatev in instrumentov iz člena 57 navedene direktive v investicijskih podjetjih, finančnih institucijah, družbah za upravljanje in podjetij za pomožne storitve, ki bi bile drugače konsolidirane, in skupnega zneska kakršnih koli pogojnih obveznosti v korist investicijskih podjetij, finančnih institucij, družb za upravljanje in podjetij za pomožne storitve, ki bi bile drugače konsolidirane.
, as the sum of the full book value of any holdings, subordinated claims and instruments as referred to in Article 57 of that Directive in investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated, and the total amount of any contingent liability in favour of investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated.
Če so izpolnjena merila iz prvega pododstavka, ima vsako investicijsko podjetje EU vzpostavljene sisteme za spremljanje in nadzor virov kapitala in financiranja vseh finančnih holdingov, investicijskih podjetij, finančnih institucij, družb za upravljanje in podjetij za pomožne storitve v skupini.
Where the criteria in the first subparagraph are met, each EU investment firm shall have in place systems to monitor and control the sources of capital and funding of all financial holding companies, investment firms, financial institutions, asset management companies and ancillary services undertakings within the group.
Z odstopanjem od odstavka 1 lahko pristojni organi finančnim holdingom, ki so v taki skupini nadrejene družbe investicijskih podjetij, dovolijo, da uporabijo vrednost, ki je nižja od vrednosti, izračunane v skladu z odstavkom 1(d), vendar ni nižja od vsote zahtev iz členov 18 in 20, določene za posamezne investicijska podjetja, finančne institucije, družbe za upravljanje in podjetja za pomožne storitve, ki bi bili drugače konsolidirani, in od skupnega zneska vseh pogojnih obveznosti v korist investicijskih podjetij, finančnih institucij, družb za upravljanje in podjetij za pomožne storitve, ki bi bili drugače konsolidirani.
By way of derogation from paragraph 1, competent authorities may permit financial holding companies which are the parent financial holding company in a Member State of an investment firm in such a group to use a value lower than the value calculated under paragraph 1(d), but no lower than the sum of the requirements imposed in Articles 18 and 20 on an individual basis to investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated and the total amount of any contingent liability in favour of investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated.
Za namene tega odstavka je kapitalska zahteva za investicijska podjetja iz tretjih držav, finančne institucije, družbe za upravljanje in podjetja za pomožne storitve evidenčna kapitalska zahteva.
For the purposes of this paragraph, the capital requirement for investment undertakings of third countries, financial institutions, asset management companies and ancillary services undertakings is a notional capital requirement.
Pristojni organi zahtevajo, da jih investicijska podjetja v skupini, kateri je bila priznana oprostitev obveznosti iz člena 22, obvestijo o vseh tveganjih, vključno s tistimi, ki so povezani s sestavo in viri njihovega kapitala in financiranja, ki bi lahko oslabili njihove finančne položaje.
The competent authorities shall require investment firms in a group which has been granted the waiver provided for in Article 22 to notify them of the risks which could undermine their financial positions, including those associated with the composition and sources of their capital and funding.
Če pristojni organi nato ocenijo, da finančni položaji teh investicijskih podjetij niso ustrezno zaščiteni, od njih zahtevajo, da sprejmejo ukrepe, ki po potrebi vključujejo tudi omejitve prenosa kapitala od teh podjetij na subjekte skupine.
If the competent authorities then consider that the financial positions of those investment firms is not adequately protected, they shall require them to take measures including, if necessary, limitations on the transfer of capital from such firms to group entities.