natgillin/translations-raw huggingface dataset:
Pristojni organi ne izdajo dovoljenja, če se jim ob upoštevanju potrebe po varnem in skrbnem upravljanju kreditnih institucij, delničarji ali družbeniki ne zdijo primerni.
The competent authorities shall not grant authorisation if, taking into account the need to ensure the sound and prudent management of a credit institution, they are not satisfied as to the suitability of the shareholders or members.
Če obstajajo tesne povezave med kreditnimi institucijami in drugimi fizičnimi ali pravnimi osebami, pristojni organi izdajo dovoljenje le, če te povezave ne preprečujejo učinkovitega izvajanja njihovih nadzornih funkcij.
Where close links exist between the credit institution and other natural or legal persons, the competent authorities shall grant authorisation only if those links do not prevent the effective exercise of their supervisory functions.
Pristojni organi prav tako ne izdajo dovoljenja, če zakoni in drugi predpisi v tretji državi, ki veljajo za eno ali več fizičnih ali pravnih oseb, s katerimi je kreditna institucija tesno povezana, ali težave pri izvrševanju navedenih zakonov in drugih predpisov preprečujejo učinkovito izvajanje nadzornih funkcij pristojnih organov.
The competent authorities shall also not grant authorisation if the laws, regulations or administrative provisions of a third country governing one or more natural or legal persons with which the credit institution has close links, or difficulties involved in the enforcement of those laws, regulations or administrative provisions, prevent the effective exercise of their supervisory functions.
Pristojni organi zahtevajo, da jim kreditne institucije posredujejo informacije, potrebne za stalno spremljanje skladnosti s pogoji iz tega odstavka.
The competent authorities shall require credit institutions to provide them with the information they require to monitor compliance with the conditions referred to in this paragraph on a continuous basis.
Kadar koli se dovoljenje ne izda, se za to navedejo razlogi, vlagatelj pa je o tem obveščen v šestih mesecih od prejema vloge ali, če je nepopolna, v šestih mesecih od dne, ko vlagatelj pošlje informacije, potrebne za sprejem sklepa.
Reasons shall be given whenever a decision not to grant an authorisation is taken and the applicant shall be notified thereof within six months of receipt of the application or, should the latter be incomplete, within six months of the applicant's sending the information required for the decision.
Sklep se v vsakem primeru sprejme v 12 mesecih od prejema vloge.
A decision shall, in any case, be taken within 12 months of the receipt of the application.
Vsako dovoljenje se priglasi Komisiji.
Every authorisation shall be notified to the Commission.
Komisija objavi navedeni seznam v Uradnem listu Evropske Unije in ga sproti dopolnjuje.
The Commission shall publish that list in the Official Journal of the European Union and shall keep it up to date.
zadevna kreditna institucija je podrejena družba kreditne institucije, ki je pridobila dovoljenje v drugi državi članici;
the credit institution concerned is a subsidiary of a credit institution authorised in another Member State;
zadevna kreditna institucija je podrejena družba nadrejene družbe kreditne institucije, ki je pridobila dovoljenje v drugi državi članici; ali
the credit institution concerned is a subsidiary of the parent undertaking of a credit institution authorised in another Member State; or
zadevno kreditno institucijo obvladujejo iste osebe, bodisi fizične ali pravne, kakor kreditno institucijo, ki je pridobila dovoljenje v drugi državi članici.
the credit institution concerned is controlled by the same persons, whether natural or legal, as control a credit institution authorised in another Member State.
Preden pristojni organ izda kreditni instituciji dovoljenje, se posvetujejo s pristojnimi organi vključene države članice, ki so pooblaščeni za nadzor zavarovalnic ali investicijskih podjetij, v naslednjih primerih:
The competent authority shall, before granting authorisation to a credit institution, consult the competent authority of a Member State involved, responsible for the supervision of insurance undertakings or investment firms in the following cases:
zadevna kreditna institucija je podrejena družba zavarovalnice ali investicijskega podjetja z dovoljenjem za opravljanje poslov v Skupnosti;
the credit institution concerned is a subsidiary of an insurance undertaking or investment firm authorised in the Community;
zadevna kreditna institucija je podrejena družba nadrejene družbe zavarovalnice ali investicijskega podjetja z dovoljenjem za opravljanje poslov v Skupnosti; ali
the credit institution concerned is a subsidiary of the parent undertaking of an insurance undertaking or investment firm authorised in the Community; or
zadevno kreditno institucijo obvladuje ista oseba, fizična ali pravna, kakor obvladuje zavarovalnico ali investicijsko podjetje z dovoljenjem za opravljanje poslov v Skupnosti.
the credit institution concerned is controlled by the same person, whether natural or legal, as controls an insurance undertaking or investment firm authorised in the Community.
Pristojni nadzorni organi iz odstavkov 1 in 2 se med seboj posvetujejo predvsem glede ocenjevanja primernosti delničarjev ter dobrega imena in izkušenj direktorjev, ki so vključeni v upravljanje druge osebe iste skupine.
The relevant competent authorities referred to in paragraphs 1 and 2 shall in particular consult each other when assessing the suitability of the shareholders and the reputation and experience of directors involved in the management of another entity of the same group.
Izmenjajo si podatke o primernosti delničarjev ter dobrem imenu in izkušnjah direktorjev, ki so pomembni pri izdajanju dovoljenj za opravljanje poslov kakor tudi pri rednem ocenjevanju izpolnjevanja pogojev poslovanja.
They shall exchange any information regarding the suitability of shareholders and the reputation and experience of directors which is of relevance for the granting of an authorisation as well as for the ongoing assessment of compliance with operating conditions.
Država članica gostiteljica ne sme zahtevati dovoljenja ali dotacijskega kapitala za podružnice kreditnih institucij, ki so pridobile dovoljenje v drugi državi članici.
Host Member States may not require authorisation or endowment capital for branches of credit institutions authorised in other Member States.
Ustanovitev in nadzor takih podružnic se opravi v skladu s členi 22, 25, 26(1) do (3), 29 do 37 in 40.
The establishment and supervision of such branches shall be effected in accordance with Articles 22, 25, 26(1) to (3), 29 to 37 and 40.
Pristojni organi lahko odvzamejo dovoljenje, izdano kreditni instituciji, le, če ta institucija:
The competent authorities may withdraw the authorisation granted to a credit institution only where such an institution:
v 12 mesecih dovoljenja ne uporabi, dovoljenje izrecno odkloni ali se za več kakor šest mesecev preneha ukvarjati s posli, če zadevna država članica ne sprejme določbe, da v takih primerih dovoljenje poteče;
does not make use of the authorisation within 12 months, expressly renounces the authorisation or has ceased to engage in business for more than six months, if the Member State concerned has made no provision for the authorisation to lapse in such cases;
pridobi dovoljenje na podlagi netočnih izjav ali kakor koli drugače nepravilno;
has obtained the authorisation through false statements or any other irregular means;
ne izpolnjuje več pogojev, v skladu s katerimi je dovoljenje pridobila;
no longer fulfils the conditions under which authorisation was granted;
nima več dovolj lastnih sredstev ali ni več mogoče računati, da bo izpolnila svoje obveznosti do upnikov, in zlasti nič več ne zagotavlja zavarovanja za sredstva, ki so ji bila zaupana; ali
no longer possesses sufficient own funds or can no longer be relied on to fulfil its obligations towards its creditors, and in particular no longer provides security for the assets entrusted to it; or
predstavlja enega od drugih primerov, za katere nacionalna zakonodaja predpisuje odvzem dovoljenja.
falls within one of the other cases where national law provides for withdrawal of authorisation.
Tak odvzem se priglasi Komisiji.
Such withdrawal shall be notified to the Commission.
Če obstaja nevarnost zamenjave, lahko država članica gostiteljica zaradi razjasnitve zahteva, da se nazivu dodajo določeni drugi podatki zaradi obrazložitve.
In the event of there being any danger of confusion, the host Member State may, for the purposes of clarification, require that the name be accompanied by certain explanatory particulars.
Države članice zahtevajo, da vsaka fizična ali pravna oseba, ki namerava neposredno ali posredno imeti kvalificirani delež v kreditni instituciji, pred tem pristojne organe o tem obvesti in jim sporoči, kolikšen je ta nameravani delež.
The Member States shall require any natural or legal person who proposes to hold, directly or indirectly, a qualifying holding in a credit institution first to inform the competent authorities, telling them of the size of the intended holding.
Taka oseba pristojne organe tudi obvesti, če namerava povečati svoj kvalificirani delež, tako da bi bil njen delež glasovalnih pravic ali deleža v kapitalu podjetja enak ali večji od 20 %, 33 % ali 50 % ali da bi kreditna institucija postala njena podrejena družba.
Such a person shall likewise inform the competent authorities if he proposes to increase his qualifying holding so that the proportion of the voting rights or of the capital held by him would reach or exceed 20%, 33% or 50% or so that the credit institution would become his subsidiary.
Brez poseganja v odstavek 2 lahko pristojni organi v največ treh mesecih od dneva priglasitve, predvidene v prvem in drugem pododstavku, nasprotujejo takemu načrtu, če zadevna oseba ni primerna, glede na to, da je treba zagotoviti varno in skrbno upravljanje kreditne institucije.
Without prejudice to paragraph 2, the competent authorities shall have a maximum of three months from the date of the notification provided for in the first and second subparagraphs to oppose such a plan if, in view of the need to ensure sound and prudent management of the credit institution, they are not satisfied as to the suitability of the person concerned.
Če ne nasprotujejo načrtu, lahko določijo najdaljši rok za njegovo izvedbo.
If they do not oppose the plan, they may fix a maximum period for its implementation.
Če je oseba, ki namerava kupiti deleže iz odstavka 1, kreditna institucija, zavarovalnica ali investicijsko podjetje, ki ima dovoljenje za poslovanje v drugi državi članici, ali nadrejena družba kreditne institucije, zavarovalnice ali investicijskega podjetja, ki ima dovoljenje za poslovanje v drugi državi članici, ali fizična ali pravna oseba, ki obvladuje kreditno institucijo, zavarovalnico ali investicijsko podjetje, ki ima dovoljenje za poslovanje v drugi državi članici, in če bi kot posledica take pridobitve kreditna institucija, v kateri kupec želi imeti delež, postala podrejena ali predmet obvladovanja s strani kupca, je pogoj za oceno pridobitve predhodni posvet, predviden v členu 15.
If the person proposing to acquire the holdings referred to in paragraph 1 is a credit institution, insurance undertaking or investment firm authorised in another Member State or the parent undertaking of a credit institution, insurance undertaking or investment firm authorised in another Member State or a natural or legal person controlling a credit institution, insurance undertaking or investment firm authorised in another Member State, and if, as a result of that acquisition, the credit institution in which the acquirer proposes to hold a holding would become a subsidiary or subject to the control of the acquirer, the assessment of the acquisition shall be subject to the prior consultation provided for in Article 15.
Države članice zahtevajo, da katera koli fizična ali pravna oseba, ki namerava neposredno ali posredno prodati kvalificirani delež v kreditni instituciji, pred tem pristojne organe o tem obvesti in jim sporoči, kolikšen je ta nameravani delež.
The Member States shall require any natural or legal person who proposes to dispose, directly or indirectly, of a qualifying holding in a credit institution first to inform the competent authorities, telling them of the size of his intended holding.
Taka oseba pristojne organe tudi obvesti, če namerava zmanjšati svoj kvalificirani delež, tako da bi bil njen delež glasovalnih pravic ali delež v kapitalu podjetja manjši od 20 %, 33 % ali 50 % ali da bi kreditna institucija prenehala biti njena podrejena družba.
Such a person shall likewise inform the competent authorities if he proposes to reduce his qualifying holding so that the proportion of the voting rights or of the capital held by him would fall below 20%, 33% or 50% or so that the credit institution would cease to be his subsidiary.
Ko kreditne institucije zvejo za kakršno koli pridobitev ali prodajo deležev v njihovem kapitalu, zaradi katere deleži presežejo ali padejo pod enega izmed pragov iz člena 19(1) in člena 20, o navedenih pridobitvah in prodajah obvestijo pristojne organe.
Credit institutions shall, on becoming aware of any acquisitions or disposals of holdings in their capital that cause holdings to exceed or fall below one of the thresholds referred to in Article 19(1) and Article 20, inform the competent authorities of those acquisitions or disposals.
Prav tako pristojnim organom vsaj enkrat na leto posredujejo imena delničarjev in družbenikov, ki imajo v lasti kvalificirane deleže, ter velikost teh deležev, kakor je na primer izkazana iz informacij na letnih skupščinah delničarjev ali družbenikov ali podana zaradi skladnosti s predpisi za družbe, ki kotirajo na borzah.
They shall also, at least once a year, inform the competent authorities of the names of shareholders and members possessing qualifying holdings and the sizes of such holdings as shown, for example, by the information received at the annual general meetings of shareholders and members or as a result of compliance with the regulations relating to companies listed on stock exchanges.
Države članice zahtevajo, da takrat ko obstaja možnost, da bi vpliv oseb iz člena 19(1) škodil varnemu in skrbnemu upravljanju institucije, pristojni organi izvedejo ustrezne ukrepe za končanje takega stanja.
The Member States shall require that, where the influence exercised by the persons referred to in Article 19(1) is likely to operate to the detriment of the prudent and sound management of the institution, the competent authorities shall take appropriate measures to put an end to that situation.
Taki ukrepi so lahko sestavljeni iz sodnih odredb, sankcij proti direktorjem in poslovodnim delavcem ali začasne prepovedi uveljavitve glasovalnih pravic, ki izhajajo iz delnic ali deleža v lasti zadevnih delničarjev ali družbenikov.
Such measures may consist in injunctions, sanctions against directors and managers, or the suspension of the exercise of the voting rights attaching to the shares held by the shareholders or members in question.
Podobni ukrepi se uporabljajo za fizične ali pravne osebe, ki ne izpolnijo svojih obveznosti glede predložitve predhodnih informacij, kakor je določeno v členu 19(1).
Similar measures shall apply to natural or legal persons who fail to comply with the obligation to provide prior information, as laid down in Article 19(1).
Če se kapitalski delež pridobi kljub nasprotovanju pristojnih organov, države članice ne glede na katere koli druge sankcije, ki bodo sprejete, predpišejo bodisi začasno prepoved uveljavljanja ustreznih glasovalnih pravic bodisi ničnost glasov ali predpišejo možnost njihove razveljavitve.
If a holding is acquired despite the opposition of the competent authorities, the Member States shall, regardless of any other sanctions to be adopted, provide either for exercise of the corresponding voting rights to be suspended, or for the nullity of votes cast or for the possibility of their annulment.
Pristojni organi matične države članice zahtevajo, da ima vsaka kreditna institucija zanesljivo ureditev upravljanja, ki vključuje jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi odgovornostmi, učinkovitimi procesi za ugotavljanje, upravljanje in spremljanje tveganj ter poročanje o tveganjih, katerim je ali bi lahko bila izpostavljena, ter primerne mehanizme za notranjo kontrolo, vključno z zanesljivimi upravnimi in računovodskimi postopki.
Home Member State competent authorities shall require that every credit institution have robust governance arrangements, which include a clear organisational structure with well defined, transparent and consistent lines of responsibility, effective processes to identify, manage, monitor and report the risks it is or might be exposed to, and adequate internal control mechanisms, including sound administrative and accounting procedures.
Ureditve, procesi in mehanizmi iz odstavka 1 so izčrpni in sorazmerni z naravo, obsegom in kompleksnostjo dejavnosti kreditne institucije.
The arrangements, processes and mechanisms referred to in paragraph 1 shall be comprehensive and proportionate to the nature, scale and complexity of the credit institution's activities.
Upoštevajo se tehnična merila iz Priloge V.
The technical criteria laid down in Annex V shall be taken into account.
DOLOČBE O SVOBODI USTANAVLJANJA IN SVOBODI OPRAVLJANJA STORITEV
PROVISIONS CONCERNING THE FREEDOM OF ESTABLISHMENT AND THE FREEDOM TO PROVIDE SERVICES
Kreditne institucije
Credit institutions
Države članice predvidijo, da lahko, bodisi z ustanovitvijo podružnice ali z neposrednim opravljanjem storitev, opravlja dejavnosti iz Priloge I na njihovem ozemlju v skladu s členi 25, 26(1) do (3), 28(1) in (2) ter 29 do 37 katera koli kreditna institucija, ki ima dovoljenje in je pod nadzorom pristojnih organov druge države članice, pod pogojem, da dovoljenje velja za te dejavnosti.
The Member States shall provide that the activities listed in Annex I may be carried on within their territories, in accordance with Articles 25, 26(1) to (3), 28(1) and (2) and 29 to 37 either by the establishment of a branch or by way of the provision of services, by any credit institution authorised and supervised by the competent authorities of another Member State, provided that such activities are covered by the authorisation.
Finančne institucije
Financial institutions
Države članice predpišejo, da lahko v skladu s členi 25, 26(1) do (3), 28(1) in (2) ter 29 do 37 opravlja dejavnosti iz Priloge I na njihovem ozemlju, bodisi z ustanovitvijo podružnice ali z neposrednim opravljanjem storitev, katera koli finančna institucija iz druge države članice, bodisi podrejena družba kreditne institucije ali podrejena družba v skupni lasti dveh ali več kreditnih institucij, katerih ustanovna pogodba in statut dovoljujeta nadaljnje opravljanje teh dejavnosti in ki izpolnjuje vse spodaj naštete pogoje:
The Member States shall provide that the activities listed in Annex I may be carried on within their territories, in accordance with Articles 25, 26(1) to (3), 28(1) and (2) and 29 to 37, either by the establishment of a branch or by way of the provision of services, by any financial institution from another Member State, whether a subsidiary of a credit institution or the jointly-owned subsidiary of two or more credit institutions, the memorandum and Articles of association of which permit the carrying on of those activities and which fulfils each of the following conditions:
nadrejena družba ali družbe pridobijo dovoljenje kot kreditne institucije v državi članici, katere zakonodaja velja za finančno institucijo;
the parent undertaking or undertakings shall be authorised as credit institutions in the Member State by the law of which the financial institution is governed;
zadevne dejavnosti se dejansko opravljajo na ozemlju iste države članice;
the activities in question shall actually be carried on within the territory of the same Member State;
nadrejena družba ali družbe imajo v lasti 90 % ali več glasovalnih pravic, ki izhajajo iz delnic ali deleža finančne institucije;
the parent undertaking or undertakings shall hold 90% or more of the voting rights attaching to shares in the capital of the financial institution;
nadrejena družba ali družbe izpolnjujejo zahteve pristojnih organov glede skrbnega upravljanja finančne institucije in s soglasjem pristojnih organov zadevne matične države članice javno objavijo, da so skupno in solidarno odgovorna za obveznosti, ki jih je prevzela finančna institucija; in
the parent undertaking or undertakings shall satisfy the competent authorities regarding the prudent management of the financial institution and shall have declared, with the consent of the relevant home Member State competent authorities, that they jointly and severally guarantee the commitments entered into by the financial institution; and
finančna institucija se učinkovito vključi v zadevne dejavnosti, zlasti v konsolidirani nadzor nadrejene družbe ali vseh nadrejenih družb v skladu z oddelkom 1 poglavja 4 naslova V, zlasti za namene minimalnih kapitalskih zahtev, določenih v členu 75, kontrolo velikih izpostavljenosti in omejitve kapitalskih deležev, kakor je predvideno v členih 120 do 122.
the financial institution shall be effectively included, for the activities in question in particular, in the consolidated supervision of the parent undertaking, or of each of the parent undertakings, in accordance with Title V, Chapter 4, Section 1, in particular for the purposes of the minimum own funds requirements set out in Article 75 for the control of large exposures and for purposes of the limitation of holdings provided for in Articles 120 to 122.
Skladnost s temi pogoji potrdijo pristojni organi matične države članice, katera finančni instituciji izda certifikat ustreznosti, ki mora biti del priglasitve iz členov 25 in 28.
Compliance with these conditions shall be verified by the competent authorities of the home Member State and the latter shall supply the financial institution with a certificate of compliance which shall form Part of the notification referred to in Articles 25 and 28.
Pristojni organi matične države članice zagotovijo nadzor finančne institucije v skladu s členi 10(1), 19 do 22, 40, 42 do 52 in 54.
The competent authorities of the home Member State shall ensure the supervision of the financial institution in accordance with Articles 10(1), 19 to 22, 40, 42 to 52 and 54.
Če finančna institucija, kakor je navedena v prvem pododstavku odstavka 1, preneha izpolnjevati katerega koli od predpisanih pogojev, matična država članica o tem obvesti pristojne organe države članice gostiteljice, in se za dejavnosti, ki jih ta finančna institucija izvaja v državi članici gostiteljici, začne uporabljati zakonodaja države članice gostiteljice.
If a financial institution as referred to in the first subparagraph of paragraph 1 ceases to fulfil any of the conditions imposed, the home Member State shall notify the competent authorities of the host Member State and the activities carried on by that financial institution in the host Member State shall become subject to the legislation of the host Member State.
Odstavka 1 in 2 se smiselno in s potrebnimi spremembami uporabljata za podrejene družbe finančne institucije iz prvega pododstavka odstavka 1.
Paragraphs 1 and 2 shall apply mutatis mutandis to subsidiaries of a financial institution as referred to in the first subparagraph of paragraph 1.
Uveljavljanje pravice do ustanavljanja
Exercise of the right of establishment
Kreditna institucija, ki želi ustanoviti podružnico na ozemlju druge države članice, to priglasi pristojnim organom svoje matične države članice.
A credit institution wishing to establish a branch within the territory of another Member State shall notify the competent authorities of its home Member State.
Države članice zahtevajo, da vsaka kreditna institucija, ki želi ustanoviti podružnico v drugi državi članici, pri priglasitvi iz odstavka 1 posreduje naslednje informacije:
Member States shall require every credit institution wishing to establish a branch in another Member State to provide the following information when effecting the notification referred to in paragraph 1: