natgillin/translations-raw huggingface dataset:
(23) Pomembno je, da so kazni za kršitev te uredbe sorazmerne , učinkovite in odvračilne ter da odražajo resnost kršitev , škodo, ki je bila povzročena potrošnikom, in možne dobičke iz trgovanja na podlagi notranjih informacij in tržne manipulacije.
(23) It is important that the penalties for breaches of this Regulation are proportionate , effective and dissuasive, and reflect the gravity of the infringements , the damage caused to consumers and the potential gains from trading on the basis of inside information and market manipulation.
Te kazni bi bilo treba izvajati v skladu z nacionalnim pravom.
The application of these penalties should be carried out in accordance with national law.
Ob priznavanju vzajemnega delovanja med trgovanjem z izvedenimi finančnimi instrumenti za električno energijo in plin ter trgovanjem z dejansko električno energijo in plinom morajo biti kazni za kršitev te uredbe skladne s kaznimi, ki so jih sprejele države članice pri izvajanju Direktive 2003/6/ES.
Recognising the interactions between trading in electricity and gas derivative products and trading in actual electricity and gas, the penalties for breaches of this Regulation should be in line with the penalties adopted by the Member States in implementing Directive 2003/6/EC.
Komisija bi morala ob upoštevanju posvetovanja o svojem sporočilu z dne 12. decembra 2010 o krepitvi sistemov sankcij v sektorju finančnih storitev razmisliti o pripravi predlogov za uskladitev minimalnih standardov za sisteme kazni držav članic v primernem časovnem okviru.
Taking account of the consultation on the Commission Communication of 12 December 2010 entitled "Reinforcing sanctioning regimes in the financial services sector" the Commission should consider presenting proposals to harmonise minimum standards for the penalties systems of Member States in an appropriate timeframe.
Ta uredba ne vpliva niti na nacionalna pravila o dokaznem standardu niti na obveznosti nacionalnih regulativnih organov in sodišč v državah članicah, da preverjajo pomembna dejstva o posameznem primeru, pod pogojem, da so taka pravila in obveznosti skladni s splošnimi načeli prava Skupnosti.
This Regulation affects neither national rules on the standard of proof nor obligations of national regulatory authorities and courts of the Member States to ascertain the relevant facts of a case, provided that such rules and obligations are compatible with general principles of Community law.
(24) Ker cilja te uredbe, in sicer zagotovitve usklajenega okvira za zagotovitev preglednosti in celovitosti energetskega trga na debelo , države članice ne morejo zadovoljivo doseči in ker ta cilj lažje doseže Unija, lahko Unija sprejme ukrepe v skladu z načelom subsidiarnosti, kot je opredeljeno v členu 5 Pogodbe o Evropski uniji.
(24) Since the objective of this Regulation, namely the provision of a harmonised framework to ensure wholesale energy market transparency and integrity, cannot be sufficiently achieved by the Member States and can be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union.
Skladno z načelom sorazmernosti iz navedenega člena ta uredba ne presega okvirov, ki so potrebni za doseganje navedenega cilja –
In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve that objective.
Predmet urejanja, področje uporabe in razmerje do druge zakonodaje Unije
Subject matter, scope and relationship with other Union legislation
Ta uredba vzpostavlja pravila, ki preprečujejo zlorabe, ki vplivajo na energetske trge na debelo in na pravilno delovanje energetskih trgov, pri čemer upoštevajo posebnosti teh trgov in so skladna s pravili, ki veljajo na finančnih trgih .
This Regulation establishes rules prohibiting abusive practices affecting wholesale energy markets coherent with those applying in financial markets and with the proper functioning of the energy markets thereby taking into account the specific characteristics of these markets .
Predpisuje spremljanje energetskih trgov na debelo s strani Agencije za sodelovanje energetskih regulatorjev (v nadaljnjem besedilu: Agencija) v tesnem sodelovanju z nacionalnimi regulativnimi organi in ob upoštevanju povezanosti med sistemom za trgovanje z emisijami in energetskimi trgi na debelo .
It provides for the monitoring of wholesale energy markets by the Agency for the Cooperation of Energy Regulators ("the Agency") in close collaboration with national regulatory authorities and taking into account the interactions between the Emissions Trading Scheme and wholesale energy markets .
Ta uredba ne posega v direktivi 2003/6/ES in 2004/39/ES ter v uporabo določb evropskega konkurenčnega prava za prakse, ki jih zajema ta uredba.
This Regulation is without prejudice to Directives 2003/6/EC and 2004/39/EC as well as to the application of the provisions of European competition law to the practices covered by this Regulation.
Agencija, nacionalni regulativni organi, ESMA, pristojni finančni organi in po potrebi nacionalni organi za konkurenco bodo sodelovali, da bi zagotovili usklajen pristop k uveljavljanju zadevnih pravil, kjer se ukrepi nanašajo na enega ali več finančnih instrumentov, za katere velja člen 9 Direktive 2003/6/ES, in tudi enega ali več energetskih proizvodov na debelo, za katere veljajo členi 3, 3a in 4 te uredbe .
The Agency, national regulatory authorities , the ESMA, competent financial authorities and where appropriate, national competition authorities, shall cooperate to ensure that a coordinated approach is taken to the enforcement of the relevant rules where actions relate to one or more financial instruments to which ▌Article 9 of Directive 2003/6/EC applies and also to one or more wholesale energy products to which Articles 3, 3a and 4 of this Regulation apply.
Upravni odbor zagotovi, da Agencija naloge, ki so ji bile dodeljene v skladu s to uredbo, izvede v skladu s to uredbo in Uredbo (ES) št. 713/2009.
The Administrative Board shall ensure that the Agency carries out the tasks assigned to it under this Regulation in accordance with this Regulation and Regulation (EC) No 713/2009.
Direktor Agencije se o vseh vidikih izvajanja te uredbe posvetuje z odborom regulatorjev in ustrezno upošteva njegove nasvete in mnenja.
The Director of the Agency shall consult the Board of Regulators on all aspects of implementation of this Regulation and give due consideration to its advice and opinions.
(1) „notranja informacija“ je informacija natančne narave, ki ni bila dana v javnost in ki se posredno ali neposredno nanaša na enega ali več energetskih proizvodov na debelo in ki bi ▌v primeru razkritja javnosti verjetno pomembno učinkovala na cene takšnih energetskih proizvodov na debelo;
(1) "inside information" means ▌information of a precise nature which has not been made public, relates directly or indirectly to one or more wholesale energy products and which, if it were made public, would be likely to significantly affect the prices of such wholesale energy products.
Za namen uporabe prvega pododstavka se informacija šteje za natančno, če navaja serijo okoliščin, ki že obstajajo ali za katere se lahko razumno pričakuje, da bodo nastale, ali dogodek, ki je že nastopil ali za katerega se lahko razumno pričakuje, da bo nastopil, in je ta informacija dovolj določna, da omogoči oblikovanje sklepov o možnem vplivu te serije okoliščin ali tega dogodka na cene energetskih proizvodov na debelo. ▌
For the purposes of applying the first subparagraph, information shall be deemed to be of a precise nature if it indicates a set of circumstances which exists or may reasonably be expected to come into existence or an event which has occurred or may reasonably be expected to do so and if it is specific enough to enable a conclusion to be drawn as to the possible effect of that set of circumstances or event on the prices of ▌wholesale energy products. ▌
Za namen uporabe prvega pododstavka so te informacije:
For the purposes of applying the first subparagraph, this information is:
(a) informacije, ki jih je treba razkriti javnosti skladno z določbami Uredbe (ES) št. 714/2009 in Uredbe (ES) št. 715/2009, vključno s smernicami in omrežnimi kodami, sprejetimi skladno s tema uredbama;
(a) information which is required to be made public in accordance with the provisions of Regulation (EC) No. 714/2009 and Regulation (EC) 715/2009, including guidelines and network codes adopted pursuant to those Regulations;
(b) informacije glede zmogljivosti in uporabe obratov za proizvodnjo, skladiščenje, porabo ali prenos električne energije ali zemeljskega plina ali v zvezi z zmogljivostmi in uporabo objektov za utekočinjeni zemeljski plin, vključno z načrtovano ali nepredvideno nerazpoložljivostjo teh objektov.
(b) information related to the capacity and use of facilities for production, storage, consumption or transmission of electricity or natural gas or related to the capacity and use of LNG facilities, including planned or unplanned unavailability of these facilities;
(c) informacije, ki jih je treba razkriti v skladu z zakonskimi ali podzakonskimi predpisi na ravni Unije ali nacionalni ravni, pravili trga in pogodbami ali običaji na zadevnem energetskem trgu na debelo, če bi te informacije pomembno vplivale na cene energetskih proizvodov na debelo, ter
(c) information which is required to be disclosed in accordance with legal or regulatory provisions at Union or national level, market rules, and contracts or customs on the relevant wholesale energy market; insofar as this information is likely to have a significant effect on the prices of wholesale energy products; and
(d) druge informacije, ki bi jih razumen udeleženec na trgu verjetno uporabil kot del podlage za svojo odločitev, da sklene transakcijo ali izda naročilo za trgovanje v zvezi z enim ali več energetskimi proizvodi na debelo;
(d) other information a reasonable market participant would be likely to use as part of the basis of his decision to enter into a transaction relating to, or to issue an order to trade in, a wholesale energy product;
(2) Tržna manipulacija pomeni:
(2) "market manipulation" means:
(a) vstop v posle ali izdaja naročila za trgovanje z energetskimi proizvodi na debelo, ki:
(a) entering into transactions or the issuing of orders to trade in wholesale energy products which:
(i) dajejo ali utegnejo dati napačne ali zavajajoče signale glede ponudbe, povpraševanja ali cene energetskih proizvodov; ▌
(i) give, or are likely to give, false or misleading signals as to the supply of, demand for or price of wholesale energy products; ▌
(ii) zagotavljajo ali poskušajo zagotoviti ▌umetno raven cene enega ali več energetskih proizvodov na debelo s strani ene ali s sodelovanjem več oseb, razen če oseba, ki je vstopila v posle ali izdala naročila za trgovanje, dokaže, da ima pravno utemeljene razloge za tako ravnanje in da so ti posli ali naročila za trgovanje skladni s sprejeto tržno prakso na zadevnem energetskem trgu na debelo, ali
(ii) secure or attempt to secure, by a person or by persons acting in collaboration, the price of one or several wholesale energy products at an ▌artificial level, unless the person who entered into the transactions or issued the orders to trade establishes that his reasons for doing so are legitimate and that these transactions or orders to trade conform to accepted market practices on the wholesale energy market concerned; or
(iii) uporabljajo ali poskušajo uporabiti fiktivna sredstva ali katero koli drugo obliko prevare ali zvijače , ki (lahko) daje napačne ali zavaja joče znake glede ponudbe, povpraševanja ali cene energetskih proizvodov na debelo;
(iii) employ or attempt to employ fictitious devices or any other form of deception or contrivance which give or are likely to give, false or misleading signals regarding the supply of, demand for, or price of, wholesale energy products ;
(b) razširjanje informacij preko sredstev javnega obveščanja, vključno z internetom, ali drugih sredstev, kar da ali bo verjetno dalo napačne ali zavajajoče signale glede ponudbe, povpraševanja ali cene energetskih proizvodov na debelo, vključno z razširjanjem govoric in napačnih ali zavajajočih novic, kadar je oseba, ki jih je razširjala, vedela ali bi morala vedeti, da so bile informacije napačne ali zavajajoče.
(b) dissemination of information through the media, including the internet, or by any other means, which gives, or is likely to give, false or misleading signals as to the supply of, demand for or price of wholesale energy products, including the dissemination of rumours and false or misleading news, where the person who made the dissemination knew, or ought to have known, that the information was false or misleading.
Kadar pride do razširjanja informacij za namene novinarstva ali umetniškega izražanja, je treba takšno razširjanje informacij oceniti ob upoštevanju pravil glede svobode tiska ter svobode izražanja v drugih medijih, razen če imajo te osebe neposredno ali posredno korist ali dobiček od razširjanja zadevnih informacij ali kadar do razkritja ali razširjanja pride z namenom, da bi zavajali trg glede ponudbe, povpraševanja ali cene energetskih proizvodov na debelo;
When information is disseminated for the purposes of journalism or artistic expression such dissemination of information is to be assessed taking into account the rules governing the freedom of the press and freedom of expression in other media , unless those persons derive, directly or indirectly, an advantage or profits from the dissemination of the information in question or when disclosure or dissemination is made with the intention to mislead the market as to the supply of, demand for, or price of wholesale energy products;
(3) „poskus manipulacije trga“ pomeni:
(3) "attempt to manipulate the market" means:
(a) vstop v posle ali izdajo naročila za trgovanje ali kateri koli drug ukrep, povezan z energetskim proizvodom na debelo, z namenom:
(a) entering into a transaction, issuing an order to trade or taking any other action relating to a wholesale energy product with the intention of:
(i) dati napačne ali zavajajoče signale glede ponudbe, povpraševanja ali cene energetskih proizvodov na debelo;
(i) giving false or misleading signals as to the supply of, demand for or price of wholesale energy products;
(ii) zagotavljanje umetne ravni cene enega ali več energetskih proizvodov na debelo, razen če oseba, ki je vstopila v posle ali izdala naročila za trgovanje, dokaže, da ima pravno utemeljene razloge za tako ravnanje in da so ti posli ali naročila za trgovanje skladni s sprejeto tržno prakso na zadevnem energetskem trgu na debelo, ali
(ii) securing the price of one or several wholesale energy products at an ▌artificial level, unless the person who entered into the transactions or issued the orders to trade establishes that his reasons for doing so are legitimate and that these transactions or orders to trade conform to accepted market practices on the wholesale energy market concerned; or
(iii) uporabljanje fiktivnih sredstev ali katere koli druge oblike prevare ali zvijače, ki (lahko) daje napačne ali zavaj a joče znake glede ponudbe, povpraševanja ali cene energetskih proizvodov na debelo;
(iii) employing a fictitious device or any other form of deception or contrivance which give or are likely to give, false or misleading signals regarding the supply of, demand for, or price of wholesale energy products;
(b) razširjanje informacij prek medijev, vključno z internetom, ali s kakršnimi koli drugimi sredstvi z namenom dati napačne ali zavajajoče signale o ponudbi, povpraševanju ali ceni energetskih proizvodih na debelo;
(b) disseminating information through the media, including the Internet, or by any other means with the intention of giving false or misleading signals as to the supply of, demand for, or price of wholesale energy products;
(4) „energetski proizvodi na debelo“ pomenijo naslednje pogodbe in izvedene finančne instrumente, ne glede na to, kje in kako se trguje z njimi:
(4) "wholesale energy products" means the following contracts and derivatives, irrespective of where and how they are traded:
(a) pogodbe o dobavi zemeljskega plina ali električne energije z dobavo v Uniji ;
(a) contracts for the supply of natural gas or electricity with delivery in the Union ;
(b) izvedeni finančni instrumenti za plin ali električno energijo , ki so nastali, se je z njimi trgovalo ali so bili dobavljeni v Uniji ;
(b) derivatives relating to natural gas or electricity produced, traded or delivered in the Union ;
(c) pogodbe o prenosu zemeljskega plina ali električne energije v Uniji ;
(c) contracts relating to the transportation of natural gas or electricity in the Union ;
(d) izvedeni finančni instrumenti za prenos zemeljskega plina ali električne energije v Uniji ;
(d) derivatives relating to the transportation of natural gas or electricity in the Union .
Pogodbe o dobavi in distribuciji zemeljskega plina ali električne energije za uporabo končnega odjemalca niso energetski proizvodi na debelo.
Contracts for the supply and distribution of natural gas or electricity for the use of final customers are not wholesale energy products;
(4a) Za namene odstavka 4 tega člena in za namene te uredbe štejejo pogodbe o dobavi in distribuciji zemeljskega plina ali električne energije končnim odjemalcem z zmogljivostjo porab e več kot 600 GWh bodisi električne energije bodisi plina na leto kot energetski proizvodi na debelo.
(4a) For the purposes of paragraph 4 of this Article, and for the purposes of this Regulation, contracts for the supply and distribution of natural gas or electricity to final customers with a capacity to consume of more than 600 GWh per year of either electricity or gas shall be treated as wholesale energy products.
Zmogljivost po rabe je po rab a končnega odjemalca ob polni izkoriščenosti njegove proizvodne zmogljivosti.
The capacity to consume is the consumption of a final customer at full use of this customer's production capacity.
Za namene tega pododstavka zmogljivost po rabe končnega odjemalca zajema vso po rab o tega odjemalca kot enega samega gospodarskega subjekta, če po rab a poteka na trgih z medsebojno povezanimi cenami na debelo; tako so deloma izvzete zmogljivosti po rab e, ki so pod nadzorom enega samega gospodarskega subjekta, na ločenih objektih z zmogljivostjo po rab e, manjšo od 600 GWh na leto, če ti objekti n imajo skupnega vpliva na cene na energetskih trgih na debelo, ker se nahajajo na različnih ustreznih geografskih trgih;
For the purposes of this subparagraph, the capacity to consume of a final customer shall comprise all consumption by this customer as a single economic entity, insofar as consumption takes place on markets with interrelated wholesale prices; thus, parts of the capacity to consume under the control of a single economic entity, at separated plants with a capacity to consume of less than 600 GWh per year, shall be excluded insofar as those plants do not exert a joint influence on wholesale energy market prices because they are located in different relevant geographical markets;
(5) „energetski trg na debelo“ pomeni kateri koli trg v Uniji, na katerem se trguje z energetskimi proizvodi na debelo;
(5) "wholesale energy market" means any market within the Union on which wholesale energy products are traded;
(5a) „udeleženec na trgu“ pomeni vsako osebo, tudi upravljavca prenosnega omrežja, ki izvaja transakcije, vključno z izdajanjem naročil za trgovanje na enem ali več energetskih trgih na debelo;
(5a) "market participant" mean s any person, including transmission system operators, who enters into transactions, including the placing of orders to trade, in one or more wholesale energy markets;
(5b) „oseba“ pomeni vsako fizično ali pravno osebo;
(5b) "person" means any natural or legal person;
(6) „pristojni finančni organ“ pomeni pristojni organ, imenovan v skladu s postopkom, opredeljenim v členu 11 Direktive 2003/6/ES;
(6) "competent financial authority" means a competent authority designated in accordance with the procedure laid down in Article 11 of Directive 2003/6/EC;
(7) „nacionalni regulativni organ“ pomeni nacionalni regulativni organ, imenovan v skladu s členom 35(1) Direktive 2009/72/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o skupnih pravilih notranjega trga z električno energijo
(7) "national regulatory authority" means a national regulatory authority designated in accordance with the Article 35(1) of Directive 2009/72/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in electricity
55. ali členom 39(1) Direktive 2009/73/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o skupnih pravilih notranjega trga z zemeljskim plinom
55. or Article 39(1) of Directive 2009/73/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in natural gas
(8) „upravljavec prenosnega omrežja“ ima pomen, določen v členu 2(4) Direktive 2009/72/ES in členu 2(4) Direktive 2009/73/ES;
(8) "transmission system operator" has the meaning set out in Article 2(4) of Directive 2009/72/EC and Article 2(4) of Directive 2009/73/EC;
( 8a) „nadrejeno podjetje“ pomeni nadrejeno podjetje v smislu členov 1 in 2 Sedme direktive Sveta 83/349/EGS z dne 13. junija 1983 , ki temelji na členu 54(3)(g) Pogodbe, o konsolidiranih računovodskih izkazih
( 8a) "parent undertaking" means a parent undertaking within the meaning of Articles 1 and 2 of Seventh Council Directive 83/349/EEC of 13 June 1983 based on the Article 54(3)(g) of the Treaty on consolidated accounts
(8b) „povezano podjetje“ pomeni hčerinsko podjetje ali drugo podjetje, v katerem so udeležena druga podjetja, ali podjetje, ki je z drugim podjetjem povezano v smislu člena 12(1) Direktive 83/349/EGS;
(8b) "related undertaking" means either a subsidiary or other undertaking in which a participation is held, or an undertaking linked with another undertaking by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC;
(8c) „distribucija zemeljskega plina“ pomeni to, kar je opredeljeno v členu 2(5) Direktive 2009/73/ES;
(8c) "distribution of natural gas" has the meaning set out in Article 2(5) of Directive 2009/73/EC;
(8d) „distribucija električne energije“ pomeni to, kar je opredeljeno v členu 2(5) Direktive 2009/72/ES.
(8d) "distribution of electricity" has the meaning set out in Article 2(5) of Directive 2009/72/EC.
Prepoved trgovanja na podlagi notranjih informacij ▌
Prohibition of insider trading ▌
Osebe, ki imajo notranje informacije o energetskem proizvodu na debelo, ne smejo:
Persons who possess inside information in relation to a wholesale energy product shall be prohibited from:
(a) uporabiti bodisi posredno ali neposredno teh informacij tako, da pridobijo ali odtujijo oziroma poskušajo pridobiti ali odtujiti energetske proizvode na debelo, na katere se te informacije nanašajo, za svoj račun ali za račun tretje osebe;
(a) using that information by acquiring or disposing of, or by trying to acquire or dispose of, for their own account or for the account of a third party, either directly or indirectly, wholesale energy products to which that information relates;
(b) razkrivati teh informacij kateri koli drugi osebi, razen če se informacija razkrije med opravljanjem običajnih službenih nalog, poklica ali dolžnosti ▌;
(b) disclosing that information to any other person unless such disclosure is made in the normal course of the exercise of their employment, profession or duties ▌;
(c) na podlagi notranje informacije priporočati drugi osebi ali jo napeljati k pridobitvi ali odtujitvi energetskih proizvodov na debelo, na katere se ta informacija nanaša.
(c) recommending or inducing another person, on the basis of inside information, to acquire or dispose of wholesale energy products to which that information relates.
Prepoved iz odstavka 1 velja za naslednje osebe, ki imajo notranje informacije o energetskem proizvodu na debelo:
The prohibition set out in paragraph 1 applies to the following persons who possess inside information in relation to a wholesale energy product: