natgillin/translations-raw huggingface dataset:
Za zaupne informacije, poslane ali izmenjane med pristojnimi organi in Evropskim organom za vrednostne papirje in trge ali Evropskim odborom za sistemska tveganja, velja obveznost varovanja poklicne skrivnosti, ki velja za bivše in sedanje zaposlene v pristojnem organu, ki prejme informacijo.
Confidential information transmitted to or exchanged between competent authorities and the European Securities and Markets Authority or the European Systemic Risk Board should be covered by the obligation of professional secrecy, to which the persons employed or formerly employed by the competent authorities receiving the information are subject.
Uredbe o vzpostavitvi sistema ESFS ▌določajo, da lahko
The Regulations establishing the ESFS ▌provide that the
razvijajo stike z nadzornimi organi iz tretjih držav in pomagajo pri pripravi odločb o enakovrednosti v zvezi z nadzornimi režimi v tretjih državah.
may develop contacts with supervisory authorities from third countries and shall assist in preparing equivalence decisions pertaining to supervisory regimes in third countries.
in Direktivo 2006/48/ES je treba spremeniti, da bosta omogočili
and Directive 2006/48/EC should be amended to allow the
, da sklepajo sporazume o sodelovanju s tretjimi državami in izmenjujejo informacije, kadar lahko zadevne tretje države zagotovijo jamstvo poklicne skrivnosti.
to establish cooperation agreements with third countries and exchange information where those third countries can provide guarantees of professional secrecy.
Z enim samim združenim seznamom ali registrom za posamezno kategorijo finančnih
Having a single consolidated list or register for each category of financial
ustanov v Evropski uniji
firms in the European Union
morajo biti zadolženi za vzpostavitev, objavo in redno posodabljanje registrov in seznamov finančnih udeležencev v
should be given the duty to establish, publish and regularly update registers and lists of financial actors within the
To se nanaša na seznam dovoljenj kreditnih institucij, ki so jih izdali nacionalni nadzorni organi.
This concerns the list of authorisations of credit institutions granted by national supervisors.
To je povezano tudi z registrom vseh investicijskih podjetij in seznamov reguliranih trgov v skladu z Direktivo 2004/39/ES.
It also concerns the register of all investment firms and the list of regulated markets under Directive 2004/39/EC.
Na tistih področjih, na katerih mora
In those areas where the
pripraviti osnutke tehničnih standardov, je treba navedene osnutke tehničnih standardov predložiti Komisiji v treh letih od ustanovitve
are under an obligation to develop draft technical standards, those draft technical standards should be submitted to the Commission within three years of the creation of the
ESA, razen če ni v ustrezni uredbi določen drugačen rok
ESA unless another deadline is established by the relevant regulation
Naloge ESMA v zvezi z Direktivo 98/26/ES Evropskega parlamenta in Sveta z dne 19. maja 1998 o dokončnosti poravnave pri plačilih in sistemih poravnave vrednostnih papirjev
The tasks of the ESMA in relation to Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems
UL L 166, 11.06.98, str.
OJ L 166, 11.6.1998, p.
ne bi smele posegati v pristojnosti Evropskega sistema centralnih bank, s čimer bi se podpiralo nemoteno delovanje plačilnih sistemov, v skladu s četrto alineo člena 127(2) PDEU.
should be without prejudice to the competence of the European System of Central Banks to promote the smooth operation of payment systems, in line with the fourth indent of Article 127(2) TFEU.
Tehnični standardi, ki jih mora oblikovati EIOPA v skladu s to direktivo in v povezavi z Direktivo 2003/41/ES Evropskega parlamenta in Sveta z dne 3. junija 2003 o dejavnostih in nadzoru institucij za poklicno pokojninsko zavarovanje
The technical standards to be drafted by the EIOPA in accordance with this Directive and in relation to Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision
UL L 235, 23.09.03, str.
OJ L 235, 23.9.2003, p.
, ne smejo posegati v pristojnosti držav članic v zvezi z bonitetnimi zahtevami takih institucij, kot je določeno v Direktivi 2003/41/ES.
should be without prejudice to the competences of Member States with regard to prudential requirements on such institutions as provided for in Directive 2003/41/EC.
V skladu s členom 13(5) Direktive 2003/71/ES o prospektu, ki se izda ob ponudbi vrednostnih papirjev javnosti ali njihovem sprejetju v trgovanje, lahko pristojni organ matične države članice prenese odobritev prospekta na pristojni organ druge države članice, če ta organ s tem soglaša.
According to Article 13(5) of Directive 2003/71/EC on the prospectus to be published when securities are offered to the public or admitted to trading, the competent authority of the home Member State may transfer the approval of a prospectus to the competent authority of another Member State, subject to the agreement of that authority.
Člen 13(3) Uredbe (EU) št. …/2010 [ESMA] zahteva, da so o takih prenosih organi obveščeni vsaj en mesec, preden so izvedeni.
Article 13(3) of Regulation (EU) No …/2010 [ESMA] requires that, in general, such delegation agreements be notified to the Authority at least one month before they are put into effect.
Vendar je glede na izkušnje pri prenosu odobritve v skladu z Direktivo 2003/71/ES, ki vključuje krajše roke, ustrezno, da se člen 13(3) Uredbe (EU) št. …/2010 [ESMA] v tem primeru ne uporabi.
However, given the experience in transfer of approval under Directive 2003/71/EC, which includes shorter deadlines, it is appropriate not to apply Article 13(3) of Regulation (EU) No …/2010 [ESMA] to this situation.
Na tej stopnji naj evropski nadzorni organi ne bi pripravili osnutkov tehničnih standardov o sedanjih zahtevah, da morajo imeti osebe, ki dejansko vodijo posle investicijskega podjetja, kreditnih institucij, UCITS in njihovih upravnih družb, dober ugled in dovolj izkušenj, da lahko zagotovijo dobro in skrbno vodenje.
The ESA should not at this stage develop draft technical standards on the existing requirements that the persons who effectively direct the business of investment firms, credit institutions, UCITS and their management companies be of sufficiently good repute and sufficiently experienced as to ensure their sound and prudent management.
Vendar bi morali evropski nadzorni organi zaradi pomembnosti teh zahtev kot prednostno nalogo določiti najboljše prakse in smernice ter zagotoviti zbliževanje nadzornih in bonitetnih praks v smeri teh najboljših praks.
However, given the importance of these requirements, the ESA should give priority to identify the best practices in guidelines and to ensure the convergence of supervisory and prudential practices towards these best practices.
Enako velja za bonitetne zahteve, ki veljajo za sedež teh institucij.
They should do the same with respect to prudential requirements relative to the head office of these institutions.
Namen priprave osnutkov tehničnih standardov v zvezi s pristopom na osnovi notranjih bonitetnih ocen, naprednim pristopom za merjenje in notranjim modelom za pristop tveganja na notranjem, mora biti, da se v skladu z določbami te direktive zagotovi kakovost in trdnost takih pristopov ter da jih pristojni organi dosledno pregledujejo.
The purpose of developing draft technical standards in relation to the Internal Ratings Based approach, the Advanced Measurement Approach and the internal model for market risk approach, as provided for by this Directive, should be to ensure the quality and robustness of such approaches, as well as the consistency of their review by competent authorities.
Ti standardi bi morali pristojnim organom omogočati, da institucijam dovoljujejo oblikovanje različnih pristopov, ki temeljijo na njihovih izkušnjah in posebnostih, v okviru zahtev direktiv 2006/48/ES in 2006/49/ES in na podlagi zahtev iz tehničnih standardov.
These standards should allow competent authorities to permit institutions to develop different approaches based on their experience and specificities, within the requirements of Directives 2006/48/EC and 2006/49/EC and subject to the requirements of the technical standards.
Ker ciljev te direktive, in sicer izboljšanje delovanja notranjega trga z zagotavljanjem visoke, učinkovite in usklajene stopnje ureditve varnega in skrbnega poslovanja ter nadzora nad njim, zaščite deponentov, vlagateljev in upravičencev ter s tem podjetij in potrošnikov, zaščite integritete, učinkovitosti in pravilnega delovanja finančnih trgov, ohranjanja stabilnosti
Since the objectives of this Directive, namely improving the functioning of the internal market by means of ensuring a high, effective and consistent level of prudential regulation and supervision, protecting depositors, investors and beneficiaries and thereby businesses and consumers, protecting the integrity, efficiency and orderly functioning of financial markets, maintaining the stability
in trajnosti
and sustainability
finančnega sistema,
of the financial system,
ohranjanja realnega gospodarstva, varovanja javnih financ
preserving the real economy, safeguarding public finances
in krepitve mednarodnega usklajevanja nadzora, države članice ne morejo ustrezno dosegati in se lahko zato zaradi obsega ukrepov bolje dosegajo na ravni
and strengthening international supervisory coordination, cannot be sufficiently achieved by the Member States and can, therefore, by reason of scale of the action, be better achieved at
v skladu z načelom subsidiarnosti, določenim v členu 5 Pogodbe, sprejme ukrepe.
may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty.
V skladu z načelom sorazmernosti iz navedenega člena ta direktiva ne presega tistega, kar je potrebno za doseganje teh ciljev.
In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve those objectives.
Komisija mora do 1. januarja 2014 poročati Evropskemu parlamentu in Svetu osnutkih tehničnih standardov iz te direktive, ki jih predloži ESA, in predstavi vse ustrezne predloge.
The Commission should, by 1 January 2014, report to the European Parliament and the Council on the submission by the ESA of the draft technical standards provided for in this Directive and present any appropriate proposals.
Zato je treba ustrezno spremeniti Direktivo 98/26/ES Evropskega parlamenta in Sveta z dne 19. maja 1998 o dokončnosti poravnave pri plačilih in sistemih poravnave vrednostnih papirjev UL L 166, 11.06.98, str.
Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems OJ L 166, 11.6.1998, p.
, Direktivo 2002/87/ES Evropskega parlamenta in Sveta z dne 16. decembra 2002 o dopolnilnem nadzoru kreditnih institucij, zavarovalnic in investicijskih družb v finančnem konglomeratu ▌ UL L 35, 11.02.03, str.
, Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate ▌ OJ L 35, 11.2.2003, p.
, Direktivo 2003/41/ES ▌ UL L 235, 23.09.03, str.
, Directive 2003/41/EC ▌ OJ L 235, 23.9.2003, p.
, Direktivo 2005/60/ES Evropskega parlamenta in Sveta z dne 26. oktobra 2005 o preprečevanju uporabe finančnega sistema za pranje denarja in financiranje terorizma UL L 309, 25.11.05, str.
, Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing OJ L 309, 25.11.2005, p.
, Direktivo 2006/48/ES ▌ UL L 177, 30.06.06, str.
, Directive 2006/48/EC ▌ OJ L 177, 30.6.2006, p.
, Direktivo 2006/49/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o kapitalski ustreznosti investicijskih podjetij in kreditnih institucij UL L 177, 30.06.06, str.
, Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions OJ L 177, 30.6.2006, p.
, in Direktivo 2009/65/ES Evropskega parlamenta in Sveta
, and Directive 2009/65/EC of the European Parliament and of the Council of
z dne 13. julija 2009
13 July 2009
SPREJELA NASLEDNJO DIREKTIVO: Člen 1 Spremembe Direktive 98/26/ES
HAVE ADOPTED THIS DIRECTIVE: Article 1 Amendments to Directive 98/26/EC
Direktiva 98/26/ES se spremeni:
Directive 98/26/EC is amended as follows:
Člen 6(3) se nadomesti z naslednjim: 3.
Article 6(3) is replaced by the following: 3.
Država članica iz odstavka 2 takoj priglasi vsako dovoljenje
The Member State referred to in paragraph 2 shall immediately notify
Evropskemu odboru za sistemska tveganja,
the European Systemic Risk Board,
drugim državam članicam in Evropskemu organu za vrednostne papirje in trge, ustanovljenemu z Uredbo
other Member States and the European Securities and Markets Authority established by Regulation
Prvi pododstavek člena 10(1) se nadomesti z naslednjim:
In Article 10(1) the first subparagraph is replaced by the following:
Države članice navedejo sisteme in zadevne upravljavce sistema, ki naj se vključijo v področje uporabe te direktive, in jih sporočijo organu
Member States shall specify the systems, and the respective system operators, which are to be included in the scope of this Directive and shall notify them to
ter ga obvestijo o organih, ki so jih izbrale v skladu s členom 6(2).
and inform it of the authorities chosen in accordance with Article 6(2).
objavi navedene informacije na svojem spletnem mestu.
shall publish that information on its website.
Vstavi se naslednji člen 10a:
The following Article 10a is inserted:
Pristojni organi sodelujejo z Evropskim organom za vrednostne papirje in trge za namene te direktive, v skladu z Uredbo (EU) št. …/2010 [ESMA].
Competent authorities shall cooperate with the European Securities and Markets Authority for the purposes of this Directive, in accordance with Regulation (EU) No…/2010 [ESMA].
Pristojni organi organu ESMA nemudoma zagotovijo vse informacije, potrebne za izvajanje njegovih nalog, v skladu s členom 20 Uredbe (EU) št. …/2010 [ESMA].
Competent authorities shall provide, without delay, ESMA with all the information necessary to carry out its duties, in accordance with Article 20 of Regulation (EU) No…/2010 [ESMA].
Člen 2 Spremembe Direktive 2002/87/ES
Article 2 Amendments to Directive 2002/87/EC
Direktiva 2002/87/ES se spremeni:
Directive 2002/87/EC is amended as follows:
Koordinator, ki je imenovan v skladu s členom 10, obvesti matično podjetje, ki je na čelu skupine ali, če ni matičnega podjetja, regulirano osebo z največjo bilančno vsoto v najpomembnejšem finančnem sektorju skupine, da je skupina identificirana kot finančni konglomerat ter o imenovanju koordinatorja.
The coordinator appointed in accordance with Article 10 shall inform the parent undertaking at the head of a group or, in the absence of a parent undertaking, the regulated entity with the largest balance sheet total in the most important financial sector in a group, that the group has been identified as a financial conglomerate and of the appointment of the coordinator.
Koordinator obvesti tudi pristojne organe, ki so izdali dovoljenje za opravljanje poslov reguliranim osebam v skupini, in pristojne organe države članice, v kateri je sedež mešanega finančnega holdinga, ter skupni odbor evropskih nadzornih organov, ustanovljen s členi
The coordinator shall also inform the competent authorities which have authorised regulated entities in the group and the competent authorities of the Member State in which the mixed financial holding company has its head office, and the Joint Committee of the European Supervisory Authorities established by Articles
Evropskega parlamenta in Sveta UL L
of the European Parliament and of the Council OJ L
(v nadaljnjem besedilu: skupni odbor) .
(hereinafter “Joint Committee”).
Doda se naslednji odstavek ▌: 3.
the following paragraph ▌ is added: 3.
na svojem spletnem mestu objavi
shall publish
in posodablja
on its website and keep up-to-date
seznam identificiranih finančnih konglomeratov in ga redno dopolnjuje.
the list of identified financial conglomerates.
Te informacije so dostopne prek spletne povezave na vseh spletnih mestih evropskega nadzornega organa.
That information shall be available by hyperlink on each of the European Supervisory Authority's websites.
V členu 9(2) se doda naslednja točka:
In Article 9(2), the following point is added:
razvoj podrobnega reševalnega mehanizma, ki se ga redno posodablja in vsaj enkrat letno pregleda ter ki vključuje strukturiran mehanizem za zgodnje posredovanje, ukrepe za hitro izvedbo sanacijskih ukrepov in načrt ukrepov v primeru stečaja.
the development of a detailed resolution regime, to be updated regularly and reviewed at least annually, comprising a structured early intervention mechanism, prompt corrective actions and a bankruptcy contingency plan.
Naslov oddelka III se nadomesti z naslednjim:
The title of Section III is replaced by the following:
V oddelku 3 se vstavi naslednji člen:
The following article is inserted in Section 3:
Člen 10(1) se nadomesti z naslednjim:
Article 10(1) is replaced by the following:
Za zagotavljanje ustreznega dopolnilnega nadzora nad reguliranimi osebami v finančnem konglomeratu je izmed pristojnih organov zadevnih držav članic, ki vključujejo tudi pristojne organe države članice, v kateri je sedež mešanega finančnega holdinga, imenovan koordinator, ki je odgovoren za usklajevanje in izvajanje dopolnilnega nadzora.
In order to ensure adequate supplementary supervision of the regulated entities in a financial conglomerate, a single coordinator, responsible for coordination and exercise of supplementary supervision, shall be appointed from among the competent authorities of the Member States concerned, including those of the Member State in which the mixed financial holding company has its head office.
Identiteta koordinatorja se objavi na spletnem mestu skupnega odbora evropskih nadzornih organov.
The identity of the coordinator shall be published on the website of the JCESA.
Drugi pododstavek člena 11(1) se nadomesti z naslednjim:
In Article 11(1), the second subparagraph is replaced by the following:
Za olajšanje in vzpostavitev dopolnilnega in evropskega nadzora na široki pravni podlagi imajo koordinator ter drugi ustrezni pristojni organi in, če je potrebno, tudi drugi zadevni pristojni organi, vzpostavljene sporazume o sodelovanju.
In order to facilitate and establish supplementary and European supervision on a broad legal basis, the coordinator, and the other relevant competent authorities, and where necessary other competent authorities concerned, shall have coordination arrangements in place.
Na tej podlagi se lahko koordinatorju dodelijo dodatne naloge in lahko natančno opredelijo postopke sprejemanja odločitev med ustreznimi pristojnimi organi, kakor je določeno v členih 3 in 4, člen 5(4), člen 6, člen 12(2) in členi 16 in 18, ter postopke za sodelovanje z drugimi pristojnimi organi.
The coordination arrangements may entrust additional tasks to the coordinator and may specify the procedures for the decision-making process among the relevant competent authorities as referred to in Articles 3 and 4, Article 5(4), Article 6, Article 12(2) and Articles 16 and 18, and for cooperation with other competent authorities.
V skladu s členom 8 in postopkom iz člena 42 Uredbe (EU) št. …/2010 EBA], Uredbe (EU) št. …/2010 [EIOPA] in Uredbe (EU) št. …/2010 [ESMA], JCESA oblikuje smernice za konvergenco nadzornih praks v zvezi s skladnostjo sporazumov o usklajevanju nadzora v skladu s členom 131a Direktive 2006/48/ES in členom 248(4) Direktive 2009/138/ES.
In accordance with Article 8 and the procedure set out in Article 42 of Regulation (EU) No…/2010 EBA][, of Regulation (EU) No…/2010 [EIOPA] and of Regulation (EU) No…/2010 [ESMA], the JCESA shall develop guidelines aimed at the convergence of supervisory practices with regard to the consistency of supervisory coordination arrangements in accordance with Article 131a of Directive 2006/48/EC and Article 248(4) of Directive 2009/138/EC.
Tretji pododstavek člena 12(1) se nadomesti z naslednjim:
In Article 12(1), the third subparagraph is replaced by the following:
Pristojni organi lahko izmenjajo podatke, ki so potrebni za opravljanje njihovih nalog in se nanašajo na regulirane osebe v finančnem konglomeratu, ter v skladu z določbami iz sektorskih predpisov z naslednjimi organi: centralnimi bankami, Evropskim sistemom centralnih bank, Evropsko centralno banko in Evropskim odborom za sistemska tveganja v skladu s členom 21 Uredbe (EU) št. .../2010 [ESRB].
The competent authorities may also exchange with the following authorities such information as may be needed for the performance of their respective tasks, regarding regulated entities in a financial conglomerate, in line with the provisions laid down in the sectoral rules: central banks, the European System of Central Banks, the European Central Bank and the European Systemic Risk Board in accordance with Article 21 of Regulation (EU) No…/2010 [ESRB].
Pristojni organi sodelujejo z JCESA za namene te direktive v skladu z Uredbo (EU) št. .../2010 [EBA], Uredbo (EU) št. .../2010 [EIOPA], in Uredbo (EU) št. .../2010 [ESMA].
The competent authorities shall cooperate with the JCESA for the purposes of this Directive, in accordance with Regulation (EU) No…/2010 [EBA], Regulation (EU) No…/2010 [EIOPA], and Regulation (EU) No…/2010 [ESMA].
Pristojni organi JCESA nemudoma posredujejo vse informacije, potrebne za opravljanje svojih nalog v skladu s členom 20 Uredbe (EU) št. .../2010 [EBA], Uredbe (EU) št. .../2010 [EIOPA], in Uredbe (EU) št. .../2010 [ESMA].
The competent authorities shall without delay provide the JCESA with all information necessary to carry out its duties, in accordance with Article 20 of Regulation (EU) No…/2010 [EBA], of Regulation (EU) No…/2010 [EIOPA], and of Regulation (EU) No…/2010 [ESMA].“.
Člen 14(1) se nadomesti z naslednjim:
Article 14(1) is replaced by the following:
Države članice zagotovijo, da znotraj njihove pristojnosti ni pravnih ovir, ki bi fizičnim ali pravnim osebam, reguliranim in nereguliranim osebam, ki so vključene v dopolnilni in evropski nadzor, preprečevale, da si med seboj izmenjajo podatke, ki bi lahko bili pomembni za dopolnilni in evropski nadzor ter izmenjavo informacij v skladu s to direktivo in z evropskimi nadzornimi organi v skladu s členom 20 Uredbe (EU) št. …/2010 [EBA], Uredbe (EU) št. …/2010 [EIOPA] in Uredbe (EU) št. …/2010 [ESMA], po potrebi prek JCESA.
Member States shall ensure that there are no legal impediments within their jurisdiction preventing the natural and legal persons included within the scope of supplementary and European supervision, whether or not a regulated entity, from exchanging amongst themselves any information which would be relevant for the purposes of supplementary and European supervision and from exchanging information in accordance with this Directive and with the European Supervisory Authorities in accordance with Article 20 of Regulation (EU) No…/2010 [EBA], of Regulation (EU) No…/2010 [EIOPA] and of Regulation (EU) No…/2010 [ESMA], where necessary through the JCESA.
Drugi odstavek člena 16 se nadomesti z naslednjim:
The second paragraph of Article 16 is replaced by the following:
Brez poseganja v člen 17(2) lahko skupni odbor evropskih nadzornih organov in države članice določijo, katere ukrepe lahko sprejmejo njihovi pristojni organi glede mešanih finančnih holdingov.
Without prejudice to Article 17(2), the JCESA and Member States may determine what measures may be taken by the competent authorities with respect to mixed financial holding companies.