natgillin/translations-raw huggingface dataset:
identifikacijo sestave skupine z navedbo vseh glavnih kreditnih institucij v skupini ter pristojnih organov kreditnih institucij v skupini;
identification of the group structure of all major credit institutions in a group, as well as of the competent authorities of the credit institutions in the group;
postopke za zbiranje informacij od kreditne institucije v skupini ter preverjanje navedenih informacij;
procedures for the collection of information from the credit institutions in a group, and the verification of that information;
neugoden razvoj v kreditnih institucijah ali drugih subjektih v skupini, ki bi lahko resno škodoval kreditnim institucijam; in
adverse developments in credit institutions or in other entities of a group, which could seriously affect the credit institutions; and
večje kazni in izjemne ukrepe, ki jih sprejmejo pristojni organi v skladu s to direktivo, vključno z določitvijo dodatne kapitalske zahteve na podlagi člena 136 ter določitvijo morebitne omejitve uporabe napredne metode za merjenje pri izračunu zahtev po lastnih sredstvih na podlagi člena 105.
major sanctions and exceptional measures taken by competent authorities in accordance with this Directive, including the imposition of an additional capital charge under Article 136 and the imposition of any limitation on the use of the Advanced Measurement Approach for the calculation of the own funds requirements under Article 105.
Pristojni organi, odgovorni za nadzor kreditnih institucij, ki jih obvladujejo nadrejene kreditne institucije EU, kadar koli je mogoče, stopijo v stik s pristojnim organom iz člena 129 (1), kadar potrebujejo podatke v zvezi z izvajanjem pristopov in metodologij iz te direktive, ki bi lahko že bili na razpolago navedenemu pristojnemu organu.
The competent authorities responsible for the supervision of credit institutions controlled by an EU parent credit institution shall whenever possible contact the competent authority referred to in Article 129(1) when they need information regarding the implementation of approaches and methodologies set out in this Directive that may already be available to that competent authority.
Preden zadevni pristojni organi sprejmejo odločitev, se posvetujejo med seboj glede naslednjih postavk, če so te odločitve pomembne za nadzorne naloge drugih pristojnih organov:
The competent authorities concerned shall, prior to their decision, consult each other with regard to the following items, where these decisions are of importance for other competent authorities' supervisory tasks:
spremembe strukture delničarjev, organizacije ali uprave kreditne institucije v skupini, ki zahtevajo odobritev ali dovoljenje pristojnih organov; in
changes in the shareholder, organisational or management structure of credit institutions in a group, which require the approval or authorisation of competent authorities; and
večje kazni ali izjemni ukrepi, ki jih sprejmejo pristojni organi, vključno z določitvijo dodatne kapitalske zahteve na podlagi člena 136 ter določitvijo morebitne omejitve uporabe napredne metode za merjenje pri izračunu zahtev po lastnih sredstvih na podlagi člena 105.
major sanctions or exceptional measures taken by competent authorities, including the imposition of an additional capital charge under Article 136 and the imposition of any limitation on the use of the Advances Measurement Approaches for the calculation of the own funds requirements under Article 105.
Za namene točke (b) se vedno zahteva mnenje pristojnega organa, odgovornega za nadzor na konsolidirani osnovi.
For the purposes of point (b), the competent authority responsible for supervision on a consolidated basis shall always be consulted.
Pristojni organ pa lahko sklene, da se ne bo posvetoval v nujnih primerih ali v primerih, ko bi tako posvetovanje lahko ogrozilo učinkovitost odločitev.
However, a competent authority may decide not to consult in cases of urgency or where such consultation may jeopardise the effectiveness of the decisions.
V tem primeru pristojni organ nemudoma obvesti druge pristojne organe.
In this case, the competent authority shall, without delay, inform the other competent authorities.
Pristojni organi, odgovorni za nadzor na konsolidirani osnovi, za nadzor zahtevajo popolno konsolidacijo vseh kreditnih institucij in finančnih institucij, ki so podrejene družbe nadrejene družbe.
The competent authorities responsible for supervision on a consolidated basis shall, for the purposes of supervision, require full consolidation of all the credit institutions and financial institutions which are subsidiaries of a parent undertaking.
Vendar pa lahko pristojni organi zahtevajo samo sorazmerno konsolidacijo, če je po njihovem mnenju odgovornost nadrejene družbe, ki je udeležena v kapitalu, omejena glede na delež kapitala, glede na obveznosti drugih delničarjev ali članov, katerih solventnost je zadovoljiva.
However, the competent authorities may require only proportional consolidation where, in their opinion, the liability of a parent undertaking holding a share of the capital is limited to that share of the capital in view of the liability of the other shareholders or members whose solvency is satisfactory.
Odgovornost drugih delničarjev in članov mora biti jasno opredeljena, če je treba tudi s formalno podpisanimi obveznostmi.
The liability of the other shareholders and members shall be clearly established, if necessary by means of formal signed commitments.
Če so podjetja povezana v smislu člena 12(1) Direktive 83/349/EGS, pristojni organi določijo, kako naj se konsolidacija izvede.
In the case where undertakings are linked by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC, the competent authorities shall determine how consolidation is to be carried out.
Pristojni organi, odgovorni za nadzor na konsolidirani osnovi, zahtevajo sorazmerno konsolidacijo udeležbe v kapitalu v kreditnih institucijah in finančnih institucijah, ki jih upravlja podjetje, vključeno v konsolidacijo skupaj z enim ali več podjetji zunaj konsolidacije, če je odgovornost teh podjetij omejena z višino njihovega deleža v kapitalu.
The competent authorities responsible for supervision on a consolidated basis shall require the proportional consolidation of participations in credit institutions and financial institutions managed by an undertaking included in the consolidation together with one or more undertakings not included in the consolidation, where those undertakings' liability is limited to the share of the capital they hold.
Pri udeležbi v kapitalu ali kapitalskih povezav, razen tistih iz odstavkov 1 in 2, se pristojni organi odločijo, ali je treba izvesti konsolidacijo in kako.
In the case of participations or capital ties other than those referred to in paragraphs 1 and 2, the competent authorities shall determine whether and how consolidation is to be carried out.
Zlasti lahko dovolijo ali zahtevajo uporabo kapitalske metode.
In particular, they may permit or require use of the equity method.
Vendar pa ta metoda ni podlaga za vključitev podjetij v nadzor na konsolidirani osnovi.
That method shall not, however, constitute inclusion of the undertakings concerned in supervision on a consolidated basis.
Člen 134
Article 134
Brez poseganja v člen 133, pristojni organi odločijo, ali je treba izvesti konsolidacijo in kako, če:
Without prejudice to Article 133, the competent authorities shall determine whether and how consolidation is to be carried out in the following cases:
imata dve ali več kreditnih institucij ali finančnih institucij isto upravo, razen tiste, določene v pogodbi, družbeni pogodbi ali statutu.
where two or more credit institutions or financial institutions are placed under single management other than pursuant to a contract or clauses of their memoranda or Articles of association.
Pristojni organi zlasti lahko dovolijo ali zahtevajo uporabo metode iz člena 12 Direktive 83/349/EGS.
In particular, the competent authorities may permit, or require use of, the method provided for in Article 12 of Directive 83/349/EEC.
Vendar pa ta metoda ni podlaga za vključitev podjetij v nadzor na konsolidirani osnovi.
That method shall not, however, constitute inclusion of the undertakings concerned in consolidated supervision.
2 Kadar se zahteva konsolidiran nadzor v skladu s členoma 125 in 126, se podjetja za pomožne storitve in družbe za upravljanje s premoženjem, kakor so opredeljene v Direktivi 2002/87/ES vključijo v konsolidacijo v primerih in v skladu z metodami iz člena 133 in odstavka 1 tega člena.
Where consolidated supervision is required pursuant to Articles 125 and 126, ancillary services undertakings and asset management companies as defined in Directive 2002/87/EC shall be included in consolidations in the cases, and in accordance with the methods, laid down in Article 133 and paragraph 1 of this Article.
Države članice zahtevajo, da so osebe, ki dejansko upravljajo poslovanje finančnega holdinga, na dovolj dobrem glasu in imajo zadosti izkušenj za opravljanje teh nalog.
The Member States shall require that persons who effectively direct the business of a financial holding company be of sufficiently good repute and have sufficient experience to perform those duties.
Pristojni organi zahtevajo, da kreditne institucije, ki ne izpolnjujejo zahtev iz te direktive, dovolj zgodaj sprejmejo potrebne ukrepe za ureditev razmer.
Competent authorities shall require any credit institution that does not meet the requirements of this Directive to take the necessary actions or steps at an early stage to address the situation.
Za navedene namene ukrepi, ki so na voljo pristojnim organom, vključujejo naslednje:
For those purposes, the measures available to the competent authorities shall include the following:
primoranje kreditnih institucij, da vzpostavijo lastna sredstva, ki presegajo minimalno raven, določeno v členu 75;
obliging credit institutions to hold own funds in excess of the minimum level laid down in Article 75;
zahtevanje okrepitve ureditev, postopkov, mehanizmov in strategij, ki se izvajajo zaradi skladnosti s členoma 22 in 123;
requiring the reinforcement of the arrangements, processes, mechanisms and strategies implemented to comply with Articles 22 and 123;
zahteva, da kreditne institucije uporabljajo posebno politiko oblikovanja rezervacij ali obravnavo sredstev glede na zahteve po lastnih sredstvih;
requiring credit institutions to apply a specific provisioning policy or treatment of assets in terms of own funds requirements;
omejitev poslovanja, dejavnosti ali mreže kreditnih institucij; in
restricting or limiting the business, operations or network of credit institutions; and
zahtevanje zmanjševanja tveganj, ki jih vsebujejo dejavnosti, produkti in sistemi kreditnih institucij.
requiring the reduction of the risk inherent in the activities, products and systems of credit institutions.
Za sprejetje teh ukrepov se uporablja oddelek 2 poglavja 1.
The adoption of these measures shall be subject to Chapter 1, Section 2.
Pristojni organi določijo posebno zahtevo po lastnih sredstvih, ki presegajo minimalne ravni iz člena 75, vsaj za tiste kreditne institucije, ki ne izpolnjujejo zahtev členov 22, 109 in 123 ali pri katerih je v skladu členom 124(3) ugotovljen negativen rezultat, če ni verjetno, da bi sama uporaba drugih ukrepov, pravil, postopkov, strategij in mehanizmov bistveno izboljšala v primernem času.
A specific own funds requirement in excess of the minimum level laid down in Article 75 shall be imposed by the competent authorities at least on the credit institutions which do not meet the requirements laid down in Articles 22, 109 and 123, or in respect of which a negative determination has been made on the issue described in Article 124, paragraph 3, if the sole application of other measures is unlikely to improve the arrangements, processes, mechanisms and strategies sufficiently within an appropriate timeframe.
Do nadaljnje uskladitve konsolidacijskih metod države članice uredijo, da takrat, ko je nadrejena družba ene ali več kreditnih institucij mešani holding, pristojni organi, odgovorni za izdajo dovoljenja in nadzor teh kreditnih institucij, zahtevajo bodisi neposredno od mešanega holdinga ali njegovih podrejenih družb bodisi prek podrejenih družb kreditne institucije posredovanje vseh informacij, ki bi lahko bile pomembne za nadzor podrejenih družb kreditnih institucij.
Pending further coordination of consolidation methods, Member States shall provide that, where the parent undertaking of one or more credit institutions is a mixed-activity holding company, the competent authorities responsible for the authorisation and supervision of those credit institutions shall, by approaching the mixed-activity holding company and its subsidiaries either directly or via credit institution subsidiaries, require them to supply any information which would be relevant for the purpose of supervising the credit institution subsidiaries.
Države članice uredijo, da njihovi pristojni organi lahko izvajajo ali pa so izvedli s pomočjo zunanjih inšpektorjev inšpekcijske preglede na kraju samem, s katerimi preverijo informacije, ki so jih dobili od mešanih holdingov in njihovih podrejenih družb .
Member States shall provide that their competent authorities may carry out, or have carried out by external inspectors, on-the-spot inspections to verify information received from mixed-activity holding companies and their subsidiaries.
Če je mešani holding ali eno izmed njegovih podrejenih družb zavarovalnica, se lahko uporabi tudi postopek iz člena 140(1).
If the mixed-activity holding company or one of its subsidiaries is an insurance undertaking, the procedure laid down in Article 140(1) may also be used.
Če je mešani holding ali eno izmed njegovih podrejenih družb v državi članici, razen državi, v kateri je podrejena družba kreditne institucije, se preverjanje informacij na kraju samem opravi v skladu s postopkom, določenim v členu 141.
If a mixed-activity holding company or one of its subsidiaries is situated in a Member State other than that in which the credit institution subsidiary is situated, on-the-spot verification of information shall be carried out in accordance with the procedure laid down in Article 141.
Brez poseganja v oddelek 5 poglavja 2, države članice poskrbijo, da pristojni organi, ki so pooblaščeni za nadzorovanje kreditnih institucij, izvajajo splošen nadzor poslov med kreditno institucijo in mešanim holdingom ter njegovimi podrejenimi družbami, če je nadrejena družba ene ali več kreditnih institucij mešani holding.
Without prejudice to Chapter 2, Section 5, Member States shall provide that, where the parent undertaking of one or more credit institutions is a mixed-activity holding company, the competent authorities responsible for the supervision of these credit institutions shall exercise general supervision over transactions between the credit institution and the mixed-activity holding company and its subsidiaries.
Pristojni organi zahtevajo, da imajo kreditne institucije vzpostavljene ustrezne postopke za upravljanje s tveganji in mehanizme notranjih kontrol, vključno z zanesljivimi postopki poročanja in računovodenja za ustrezno prepoznavanje, merjenje, spremljanje in nadzor poslov z nadrejenim mešanim holdingom in njegovimi podrejenimi družbami.
Competent authorities shall require credit institutions to have in place adequate risk management processes and internal control mechanisms, including sound reporting and accounting procedures, in order to identify, measure, monitor and control transactions with their parent mixed-activity holding company and its subsidiaries appropriately.
Pristojni organi zahtevajo, da kreditne institucije poročajo o pomembnejših poslih s temi osebami, ki niso posli iz člena 110.
Competent authorities shall require the reporting by the credit institution of any significant transaction with these entities other than the one referred to in Article 110.
Te postopke in pomembnejše posle pregledujejo pristojni organi.
These procedures and significant transactions shall be subject to overview by the competent authorities.
Če posli v skupini ogrožajo finančni položaj kreditne institucije, pristojni organ, pooblaščen za nadzor institucije, sprejme ustrezne ukrepe.
Where these intra-group transactions are a threat to a credit institution's financial position, the competent authority responsible for the supervision of the institution shall take appropriate measures.
Države članice sprejmejo potrebne ukrepe, s katerimi zagotovijo, da ni nobenih zakonskih ovir, ki bi podjetjem, vključenim v nadzor na konsolidirani osnovi, mešanim holdingom in njihovim podrejenim družbam ali vrstam podrejenih družb iz člena 127(3) preprečile izmenjavo kakršnih koli informacij, pomembnih za nadzor v skladu s členi 124 do 138 in tem členom.
Member States shall take the necessary steps to ensure that there are no legal impediments preventing the exchange, as between undertakings included within the scope of supervision on a consolidated basis, mixed-activity holding companies and their subsidiaries, or subsidiaries of the kind covered in Article 127(3), of any information which would be relevant for the purposes of supervision in accordance with Articles 124 to 138 and this Article.
Če je nadrejena družba in katera koli od njegovih podrejenih družb, ki je kreditna institucija, v raznih državah članicah, si pristojni organi iz vsake države članice medsebojno izmenjajo vse pomembne informacije, ki lahko omogočijo izvajanje nadzora na konsolidirani osnovi ali pa so mu v pomoč.
Where a parent undertaking and any of its subsidiaries that are credit institutions are situated in different Member States, the competent authorities of each Member State shall communicate to each other all relevant information which may allow or aid the exercise of supervision on a consolidated basis.
Če pristojni organi države članice, v kateri je nadrejena družba, ne izvajajo sami nadzora na konsolidirani osnovi v skladu s členoma 125 in 126, jih lahko pristojni organi, odgovorni za izvajanje takega nadzora, pozovejo, da od nadrejene družbe pridobijo kakršne koli informacije, pomembne za nadzor na konsolidirani osnovi, in jih posredujejo tem pristojnim organom.
Where the competent authorities of the Member State in which a parent undertaking is situated do not themselves exercise supervision on a consolidated basis pursuant to Articles 125 and 126, they may be invited by the competent authorities responsible for exercising such supervision to ask the parent undertaking for any information which would be relevant for the purposes of supervision on a consolidated basis and to transmit it to these authorities.
Države članice dovolijo, da si njihovi pristojni organi med seboj izmenjujejo informacije iz odstavka 2, ob predpostavki, da pri finančnih holdingih, finančnih institucijah ali podjetjih za pomožne storitve zbiranje ali posedovanje informacij nikakor ne pomeni, da morajo pristojni organi izvajati nadzor v zvezi s temi institucijami ali podjetji, ki poslujejo samostojno.
Member States shall authorise the exchange between their competent authorities of the information referred to in paragraph 2, on the understanding that, in the case of financial holding companies, financial institutions or ancillary services undertakings, the collection or possession of information shall not in any way imply that the competent authorities are required to play a supervisory role in relation to those institutions or undertakings standing alone.
Podobno države članice dovolijo svojim pristojnim organom izmenjavo informacij iz člena 137, ob predpostavki, da zbiranje ali posedovanje informacij nikakor ne pomeni, da morajo pristojni organi izvajati nadzor zveze z mešanim holdingom in tistimi njegovimi podrejenimi družbami, ki niso kreditne institucije, ali v zvezi z vrstami podrejenih družb iz člena 127(3).
Similarly, Member States shall authorise their competent authorities to exchange the information referred to in Article 137 on the understanding that the collection or possession of information does not in any way imply that the competent authorities play a supervisory role in relation to the mixed-activity holding company and those of its subsidiaries which are not credit institutions, or to subsidiaries of the kind covered in Article 127(3).
Če kreditna institucija, finančni holding ali mešani holding obvladuje eno ali več podrejenih družb , ki so zavarovalnice, ali druga podjetja za investicijske storitve, ki so pridobila dovoljenje, pristojni organi in organi, odgovorni za javni nadzor zavarovalnic, ali druga podjetja za investicijske storitve vzpostavijo tesno sodelovanje.
Where a credit institution, financial holding company or a mixed-activity holding company controls one or more subsidiaries which are insurance companies or other undertakings providing investment services which are subject to authorisation, the competent authorities and the authorities entrusted with the public task of supervising insurance undertakings or those other undertakings providing investment services shall cooperate closely.
Brez poseganja v njihove konkretne odgovornosti si ti pristojni organi medsebojno izmenjujejo vse informacije, ki utegnejo poenostaviti njihovo delo in omogočiti nadzor nad dejavnostjo in splošnim finančnim stanjem podjetij, ki jih nadzirajo.
Without prejudice to their respective responsibilities, those authorities shall provide one another with any information likely to simplify their task and to allow supervision of the activity and overall financial situation of the undertakings they supervise.
Za informacije, pridobljene na podlagi nadzora na konsolidirani osnovi, zlasti pa za kakršno koli izmenjavo informacij med pristojnimi organi, kakor je določeno v tej direktivi, velja obveznost varovanja poklicne skrivnosti, opredeljena v oddelku 2 poglavja 1.
Information received, in the framework of supervision on a consolidated basis, and in particular any exchange of information between competent authorities which is provided for in this Directive, shall be subject to the obligation of professional secrecy defined in Chapter 1, Section 2.
Pristojni organi, odgovorni za nadzor na konsolidirani osnovi, sestavijo sezname finančnih holdingov iz člena 71(2).
The competent authorities responsible for supervision on a consolidated basis shall establish lists of the financial holding companies referred to in Article 71(2) .
Te sezname posredujejo pristojnim organom v drugih državah članicah in Komisiji.
Those lists shall be communicated to the competent authorities of the other Member States and to the Commission.
Če pri izvajanju te direktive pristojni organi ene države članice v posebnih primerih želijo preveriti informacije o kreditni instituciji, finančnem holdingu, finančni instituciji, podjetju za pomožne storitve, mešanem holdingu, vrsti podrejenih družb iz člena 137 ali vrsti podrejenih družb iz člena 127(3), ki so v drugi državi članici, zahtevajo od pristojnih organov v drugi državi članici, naj opravijo to preverjanje.
Where, in applying this Directive, the competent authorities of one Member State wish in specific cases to verify the information concerning a credit institution, a financial holding company, a financial institution, an ancillary services undertaking, a mixed-activity holding company, a subsidiary of the kind covered in Article 137 or a subsidiary of the kind covered in Article 127(3), situated in another Member State, they shall ask the competent authorities of that other Member State to have that verification carried out.
Pristojni organ, ki je podal zahtevek, lahko, če želi, sodeluje pri preverjanju, če preverjanja ne izvaja sam.
The competent authority which made the request may, if it so wishes, participate in the verification when it does not carry out the verification itself.