natgillin/translations-raw huggingface dataset:
Države članice gostiteljice predvidijo, da lahko v primeru, če kreditna institucija, ki je pridobila dovoljenje v drugi državi članici, opravlja svojo dejavnost prek podružnice, pristojni organi matične države članice ali osebe, ki jih ti pooblastijo za ta namen, po tem ko obvestijo pristojne organe države članice gostiteljice, preverijo informacije iz člena 42 na kraju samem.
Host Member States shall provide that, where a credit institution authorised in another Member State carries on its activities through a branch, the competent authorities of the home Member State may, after having first informed the competent authorities of the host Member State, carry out themselves or through the intermediary of persons they appoint for that purpose on-the-spot verification of the information referred to in Article 42.
Pristojni organi matične države članice se lahko tudi za pregled podružnic zatečejo k uporabi drugih postopkov, določenih v členu 141.
The competent authorities of the home Member State may also, for purposes of the verification of branches, have recourse to one of the other procedures laid down in Article 141.
Odstavka 1 in 2 ne vplivata na pravico pristojnih organov države članice gostiteljice, da pri opravljanju svojih dolžnosti v skladu s to direktivo na kraju samem pregledajo podružnice, ustanovljene na njihovem ozemlju.
Paragraphs 1 and 2 shall not affect the right of the competent authorities of the host Member State to carry out, in the discharge of their responsibilities under this Directive, on-the-spot verifications of branches established within their territory.
Izmenjava podatkov in poklicna skrivnost
Exchange of information and professional secrecy
Države članice predvidijo, da za vse osebe, ki delajo za ali so delale za pristojne organe, in revizorje ali strokovnjake, ki delajo v imenu pristojnih organov, velja dolžnost varovanja poklicne skrivnosti.
Member States shall provide that all persons working for or who have worked for the competent authorities, as well as auditors or experts acting on behalf of the competent authorities, shall be bound by the obligation of professional secrecy.
Nobeni osebi ali organu ne smejo razkriti nobenih zaupnih informacij, ki jih utegnejo prejeti med opravljanjem svojih nalog, razen v obliki povzetka ali zbirne informacije, tako da posameznih kreditnih institucij ni mogoče prepoznati brez poseganja v primere, za katere velja kazensko pravo.
No confidential information which they may receive in the course of their duties may be divulged to any person or authority whatsoever, except in summary or collective form, such that individual credit institutions cannot be identified, without prejudice to cases covered by criminal law.
Vendar pa je v primerih, ko je zoper kreditno institucijo uveden stečaj ali postopek prisilnega prenehanja, v civilnem ali gospodarskem postopku dovoljeno razkriti zaupne informacije, ki ne zadevajo tretjih oseb, ki poskušajo rešiti to kreditno institucijo.
Nevertheless, where a credit institution has been declared bankrupt or is being compulsorily wound up, confidential information which does not concern third parties involved in attempts to rescue that credit institution may be divulged in civil or commercial proceedings.
Odstavek 1 pristojnim organom raznih držav članic ne preprečuje izmenjave informacij v skladu s to direktivo in drugimi direktivami, ki se nanašajo na kreditne institucije.
Paragraph 1 shall not prevent the competent authorities of the various Member States from exchanging information in accordance with this Directive and with other Directives applicable to credit institutions.
Za te informacije veljajo pogoji varovanja poklicne skrivnosti, navedeni v odstavku 1.
That information shall be subject to the conditions of professional secrecy indicated in paragraph 1.
Pristojni organi, ki prejmejo zaupne informacije iz člena 44, jih lahko uporabijo le pri opravljanju svojih nalog in samo za naslednje namene:
Competent authorities receiving confidential information under Article 44 may use it only in the course of their duties and only for the following purposes:
pri naložitvi kazni;
to impose penalties;
pri sodnih postopkih, sproženih v skladu s členom 55 ali posebnimi določbami, predpisanimi v tej in drugih direktivah, sprejetih v zvezi s kreditnimi institucijami.
in court proceedings initiated pursuant to Article 55 or to special provisions provided for in this in other Directives adopted in the field of credit institutions.
Države članice lahko sporazume o sodelovanju, ki predpisujejo izmenjavo informacij, sklepajo s pristojnimi organi tretjih držav ali z organi ali subjekti tretjih držav, opredeljenimi v členu 47 in členu 48(1), le, če velja za razkrite informacije jamstvo varovanja poklicne skrivnosti, ki je vsaj enako tistemu iz člena 44(1).
Member States may conclude cooperation agreements, providing for exchanges of information, with the competent authorities of third countries or with authorities or bodies of third countries as defined in Articles 47 and 48(1) only if the information disclosed is subject to guarantees of professional secrecy at least equivalent to those referred to in Article 44(1).
Taka izmenjava informacij je namenjena opravljanju nalog nadzora navedenih organov ali subjektov.
Such exchange of information shall be for the purpose of performing the supervisory task of the authorities or bodies mentioned.
Če informacija izvira iz druge države članice, se je ne sme razkriti brez izrecnega soglasja pristojnih organov, ki so jo razkrili, in se sme, če je primerno, razkriti le izključno za namen, za katerega so ti pristojni organi dali soglasje.
Where the information originates in another Member State, it may not be disclosed without the express agreement of the competent authorities which have disclosed it and, where appropriate, solely for the purposes for which those authorities gave their agreement.
Člena 44(1) in 45 ne preprečujeta izmenjave informacij znotraj države članice, če sta v isti državi članici dva ali več pristojnih organov, ali med državami članicami, med pristojnimi organi in med:
Articles 44(1) and 45 shall not preclude the exchange of information within a Member State, where there are two or more competent authorities in the same Member State, or between Member States, between competent authorities and the following:
organi, ki jim je zaupana javna naloga nadzora drugih finančnih institucij in zavarovalnic, ter organi, ki so odgovorni za nadzor finančnih trgov;
authorities entrusted with the public duty of supervising other financial organisations and insurance companies and the authorities responsible for the supervision of financial markets;
subjekti, ki sodelujejo pri likvidaciji in stečaju kreditnih institucij ter v drugih podobnih postopkih; in
bodies involved in the liquidation and bankruptcy of credit institutions and in other similar procedures; and
osebami, odgovornimi za opravljanje z zakonom predpisanih revizij letnih računovodskih izkazov kreditnih institucij in drugih finančnih institucij;
persons responsible for carrying out statutory audits of the accounts of credit institutions and other financial institutions;
pri opravljanju njihovih nadzornih funkcij.
in the discharge of their supervisory functions.
Člena 44(1) in 45 ne preprečujeta razkritja informacij organom, ki upravljajo sheme zajamčenih vlog in so potrebni za izvajanje njihovih nalog.
Articles 44(1) and 45 shall not preclude the disclosure to bodies which administer deposit-guarantee schemes of information necessary to the exercise of their functions.
V obeh primerih za prejete informacije veljajo pogoji varovanja poklicne skrivnosti, navedeni v členu 44(1).
In both cases, the information received shall be subject to the conditions of professional secrecy specified in Article 44(1).
Ne glede na člene 44 do 46 lahko države članice odobrijo izmenjavo informacij med pristojnimi organi in med:
Notwithstanding Articles 44 to 46, Member States may authorise exchange of information between the competent authorities and the following:
organi, ki so odgovorni za nadzor oseb, ki opravljajo z zakonom predpisane revizije letnih računovodskih izkazov zavarovalnic, kreditnih institucij, investicijskih podjetij in drugih finančnih institucij.
the authorities responsible for overseeing persons charged with carrying out statutory audits of the accounts of insurance undertakings, credit institutions, investment firms and other financial institutions.
V takih primerih države članice zahtevajo, da so izpolnjeni vsaj naslednji pogoji:
In such cases, Member States shall require fulfilment of at least the following conditions:
za informacije, prejete za ta namen, veljajo pogoji varovanja poklicne skrivnosti iz člena 44(1); in
information received in this context shall be subject to the conditions of professional secrecy specified in Article 44(1); and
če informacija izvira iz druge države članice, se ne sme razkriti brez izrecnega soglasja pristojnih organov, ki so jo razkrili, in se sme, po potrebi, razkriti le izključno za namen, za katerega so ti pristojni organi dali soglasje.
where the information originates in another Member State, it may not be disclosed without the express agreement of the competent authorities which have disclosed it and, where appropriate, solely for the purposes for which those authorities gave their agreement.
Države članice Komisiji in drugim državam članicam sporočijo nazive organov, ki lahko prejmejo informacije v skladu s tem odstavkom.
Member States shall communicate to the Commission and to the other Member States the names of the authorities which may receive information pursuant to this paragraph.
Ne glede na člene 44 do 46 lahko države članice zaradi krepitve stabilnosti in celovitosti finančnega sistema odobrijo izmenjavo informacij med pristojnimi organi in organi ali subjekti, ki so po zakonu odgovorni za odkrivanje in raziskovanje kršitev prava gospodarskih družb.
Notwithstanding Articles 44 to 46, Member States may, with the aim of strengthening the stability, including integrity, of the financial system, authorise the exchange of information between the competent authorities and the authorities or bodies responsible under law for the detection and investigation of breaches of company law.
V takih primerih države članice zahtevajo, da so izpolnjeni vsaj naslednji pogoji:
In such cases Member States shall require fulfilment of at least the following conditions:
za informacije, prejete za ta namen, veljajo pogoji varovanja poklicne skrivnosti iz člena 44(1); in
information received in this context is subject to the conditions of professional secrecy specified in Article 44(1); and
Če v državi članici organom ali subjektom iz prvega pododstavka zaradi njihove specifične pristojnosti pri opravljanju nalog odkrivanja in raziskovanja pomagajo osebe, imenovane za ta namen, ki niso zaposlene v javnem sektorju, imajo lahko pod pogoji, navedenimi v drugem pododstavku, tudi te osebe možnost izmenjave informacij, predpisanih v prvem pododstavku.
Where, in a Member State, the authorities or bodies referred to in the first subparagraph perform their task of detection or investigation with the aid, in view of their specific competence, of persons appointed for that purpose and not employed in the public sector, the possibility of exchanging information provided for in the first subparagraph may be extended to such persons under the conditions specified in the second subparagraph.
Za izvajanje tretjega pododstavka organi ali subjekti iz prvega pododstavka sporočijo pristojnim organom, ki so razkrili informacijo, imena in natančne odgovornosti oseb, katerim naj bi se informacije poslale.
In order to implement the third subparagraph, the authorities or bodies referred to in the first subparagraph shall communicate to the competent authorities which have disclosed the information, the names and precise responsibilities of the persons to whom it is to be sent.
Države članice Komisiji in drugim državam članicam sporočijo naziv organov ali subjektov, ki lahko prejmejo informacije v skladu s tem členom.
Member States shall communicate to the Commission and to the other Member States the names of the authorities or bodies which may receive information pursuant to this Article.
Komisija pripravi poročilo o uporabi določb tega člena.
The Commission shall draw up a report on the application of the provisions of this Article.
Ta oddelek pristojnemu organu ne preprečuje, da bi posredoval informacije naslednjim subjektom za opravljanje njihovih nalog:
This Section shall not prevent a competent authority from transmitting information to the following for the purposes of their tasks:
po potrebi drugim javnim organom, odgovornim za nadzor plačilnih sistemov.
where appropriate, to other public authorities responsible for overseeing payment systems.
Prav tako ta oddelek ne preprečuje takim organom ali subjektom, da posredujejo take informacije pristojnim organom, ki jih bodo morda potrebovali za namene iz člena 45.
This Section shall not prevent such authorities or bodies from communicating to the competent authorities such information as they may need for the purposes of Article 45.
Za informacije, prejete za ta namen, veljajo pogoji varovanja poklicne skrivnosti iz člena 44(1).
Information received in this context shall be subject to the conditions of professional secrecy specified in Article 44(1).
Vendar se sme take informacije razkriti le, če so potrebne zaradi bonitetnega nadzora.
However, such disclosures may be made only where necessary for reasons of prudential control.
Države članice predpišejo, da se informacij, prejetih v skladu s členom 44(2) in členom 47, ter informacij, pridobljenih s preverjanjem na kraju samem v skladu s členom 43(1) in (2), ne sme nikoli razkriti v primerih iz člena 50, razen z izrecnim soglasjem pristojnih organov, ki so razkrili te informacije, ali pristojnih organov države članice, v kateri se je preverjanje na kraju samem izvedlo.
The Member States shall provide that information received under Articles 44(2) and 47 and information obtained by means of the on-the-spot verification referred to in Article 43(1) and (2) may never be disclosed in the cases referred to in Article 50 except with the express consent of the competent authorities which disclosed the information or of the competent authorities of the Member State in which on-the-spot verification was carried out.
Ta oddelek pristojnim organom države članice ne preprečuje, da informacije iz členov 44 do 46 posredujejo klirinški hiši ali drugemu podobnemu subjektu, priznanemu po nacionalni zakonodaji za opravljanje klirinških storitev in poravnave za enega izmed nacionalnih trgov, če menijo, da je treba informacije posredovati za zagotovitev ustreznega delovanja teh subjektov v zvezi s plačilnimi zamudami ali potencialnimi plačilnimi zamudami udeležencev trga.
This Section shall not prevent the competent authorities of a Member State from communicating the information referred to in Articles 44 to 46 to a clearing house or other similar body recognised under national law for the provision of clearing or settlement services for one of their national markets if they consider that it is necessary to communicate the information in order to ensure the proper functioning of those bodies in relation to defaults or potential defaults by market participants.
Za informacije, prejete za ta namen, veljajo pogoji varovanja poklicne skrivnosti iz člena 44(1).
The information received in this context shall be subject to the conditions of professional secrecy specified in Article 44(1).
Vendar države članice predpišejo, da se informacij, prejetih v skladu s členom 44(2), ne sme razkriti v primerih iz tega člena brez izrecnega soglasja pristojnih organov, ki so jih razkrili.
The Member States shall, however, ensure that information received under Article 44(2) may not be disclosed in the circumstances referred to in this Article without the express consent of the competent authorities which disclosed it.
Dolžnost oseb, odgovornih za revizijo nad zakonitostjo letnih in konsolidiraniih računovodskih izkazov
Duty of persons responsible for the legal control of annual and consolidated accounts
Države članice predvidijo vsaj to, da je dolžnost vsake osebe, pooblaščene v smislu Direktive 84/253/EGS Osma direktiva Sveta 84/253/EGS z dne 10. aprila 1984 o dovoljenjih za osebe pooblaščene za izvajanje obvezne revizije računovodskih listin (UL L 126, 12.5.1984, str.
Member States shall provide at least that any person authorised within the meaning of Directive 84/253/EEC Eighth Council Directive 84/253/EEC of 10 April 1984 on the approval of persons responsible for carrying out the statutory audits of accounting documents (OJ L 126, 12.5.1984, p.
, ki v kreditni instituciji opravlja nalogo, opisano v členu 51 Direktive 78/660/EGS, členu 37 Direktive 83/349/EGS ali členu 31 Direktive 85/611/EGS Direktiva Sveta 84/611/ES z dne 20. decembra 1985 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) (UL L 375, 31.12.1985, str.
performing in a credit institution the task described in Article 51 of Directive 78/660/EEC, Article 37 of Directive 83/349/EEC or Article 31 of Directive 85/611/EEC Council Directive 85/611/EEC of 20 December 1985 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 375, 31.12.1985, p.
ali kakršno koli drugo zakonsko predpisano nalogo, takoj poročati pristojnim organom o kakršnih koli dejstvih ali odločitvah glede te kreditne institucije, za katere je zvedela med opravljanjem navedene naloge in ki utegnejo:
, or any other statutory task, shall have a duty to report promptly to the competent authorities any fact or decision concerning that credit institution of which he has become aware while carrying out that task which is liable to:
vplivati na nemoteno delovanje kreditne institucije; ali
affect the continuous functioning of the credit institution; or
privesti do zavrnitve potrditve računovodskih izkazov ali do izražanja zadržkov.
lead to refusal to certify the accounts or to the expression of reservations.
Države članice predpišejo vsaj, da je ta oseba dolžna prav tako poročati o kakršnih koli dejstvih ali odločitvah, za katere je izvedela med opravljanjem naloge iz prvega pododstavka v podjetju, ki je tesno povezana oseba na osnovi obvladujočega razmerja s kreditno institucijo, v kateri opravlja navedeno nalogo.
Member States shall provide at least that that person shall likewise have a duty to report any fact or decision of which he becomes aware in the course of carrying out a task as described in the first sub-paragraph in an undertaking having close links resulting from a control relationship with the credit institution within which he is carrying out that task.
Če osebe, pooblaščene po Direktivi 84/253/EGS, v dobri veri pristojnim organom razkrijejo kakršna koli dejstva ali odločitve iz odstavka 1, se taka razkritja ne štejejo za kršitev katere koli omejitve razkrivanja informacij, predpisane s pogodbo ali s katero koli določbo zakona ali drugega predpisa, in osebe za to nikakor niso odgovorne.
The disclosure in good faith to the competent authorities, by persons authorised within the meaning of Directive 84/253/EEC, of any fact or decision referred to in paragraph 1 shall not constitute a breach of any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision and shall not involve such persons in liability of any kind.
Pooblastila za kaznovanje in pravica do pritožbe na sodiščih
Power of sanction and right to apply to the courts
Države članice zagotovijo, da zoper odločbe, sprejete za kreditne institucije v skladu z zakoni in drugimi predpisi, sprejetimi v skladu s to direktivo, velja pravica do pritožbe na sodiščih.
Member States shall ensure that decisions taken in respect of a credit institution in pursuance of laws, regulations and administrative provisions adopted in accordance with this Directive may be subject to the right to apply to the courts.
TEHNIČNI INSTRUMENTI ZA BONITETNI NADZOR
TECHNICAL INSTRUMENTS OF PRUDENTIAL SUPERVISION
Kadar koli država članica opredeli z zakonom ali drugim predpisom določbo o izvajanju zakonodaje Skupnosti, ki se nanaša na bonitetni nadzor delujoče kreditne institucije, ki uporablja izraz ali se sklicuje na koncept lastnih sredstev, ta izraz ali koncept uskladi z opredelitvijo iz členov 57 do 61 in členov 63 do 66.
Wherever a Member State lays down by law, regulation or administrative action a provision in implementation of Community legislation concerning the prudential supervision of an operative credit institution which uses the term or refers to the concept of own funds, it shall bring this term or concept into line with the definition given in Articles 57 to 61 and Articles 63 to 66.
V skladu z omejitvami iz člena 66 nekonsolidirana lastna sredstva kreditnih institucij sestavljajo naslednje postavke:
Subject to the limits imposed in Article 66, the unconsolidated own funds of credit institutions shall consist of the following items:
kapital po členu 22 Direktive 86/635/EGS, če je bil vplačan, vključno s presežkom vplačanega kapitala, vendar izključujoč kumulativne prednostne delnice;
capital within the meaning of Article 22 of Directive 86/635/EEC, in so far as it has been paid up, plus share premium accounts but excluding cumulative preferential shares;
rezerve po členu 23 Direktive 86/635/EGS in prenesene dobičke in izgube, ki izhajajo iz dobičkov ali izgub iz preteklih let;
reserves within the meaning of Article 23 of Directive 86/635/EEC and profits and losses brought forward as a result of the application of the final profit or loss;
sredstva za splošna bančna tveganja po členu 38 Direktive 86/635/EGS;
funds for general banking risks within the meaning of Article 38 of Directive 86/635/EEC;
revalorizacijske rezerve po členu 33 Direktive 78/660/EGS;
revaluation reserves within the meaning of Article 33 of Directive 78/660/EEC;
oblikovani popravki vrednosti po členu 37(2) Direktive 86/635/EGS;
value adjustments within the meaning of Article 37(2) of Directive 86/635/EEC;
druge postavke po členu 63;
other items within the meaning of Article 63;
obveznosti družbenikov kreditnih institucij, ustanovljenih kot zadruge, ter skupne in solidarne obveznosti posojilojemalcev nekaterih institucij, organizirane v obliki skladov iz člena 64(1); in
the commitments of the members of credit institutions set up as cooperative societies and the joint and several commitments of the borrowers of certain institutions organised as funds, as referred to in Article 64(1); and
kumulativne prednostne delnice s fiksno dividendo in podrejeni dolžniški kapital iz člena 64(3).
fixed-term cumulative preferential shares and subordinated loan capital as referred to in Article 64(3).
V skladu s členom 66 se odštejejo naslednje postavke:
The following items shall be deducted in accordance with Article 66:
lastne delnice po knjigovodski vrednosti v lasti kreditne institucije;
own shares at book value held by a credit institution;
neopredmetena sredstva po členu 4(9) ("Sredstva") Direktive 86/635/EGS;
intangible assets within the meaning of Article 4(9) ("Assets") of Directive 86/635/EEC;
materialne izgube tekočega poslovnega leta;
material losses of the current financial year;
deleži v drugih kreditnih in finančnih institucijah, ki presegajo 10 % kapitala teh institucij;
holdings in other credit and financial institutions amounting to more than 10% of their capital;
podrejene terjatve in instrumenti iz člena 63 in člena 64 (3), ki jih ima kreditna institucija do kreditne ali finančne institucije, v kateri ima več kakor 10-odstotni kapitalski delež v vsakem posameznem primeru;
subordinated claims and instruments referred to in Article 63 and Article 64(3) which a credit institution holds in respect of credit and financial institutions in which it has holdings exceeding 10% of the capital in each case;