natgillin/translations-raw huggingface dataset:
(a) kreditna institucija, finančna institucija ali družba za pomožne storitve v smislu člena 4(1), (5) in (21) Direktive 2006/48/ES (v nadaljnjem besedilu pod skupnim imenom „bančni sektor“) ;
(a) a credit institution, a financial institution or an ancillary services undertaking within the meaning of Article 4(1), (5) and (21) of Directive 2006/48/EC ( hereinafter referred to collectively as " the banking sector " ) ;
Člen 2 – točka 8 – točka (b)
Article 2 – point 8 – point b
(b) zavarovalnica, pozavarovalnica ali zavarovalni holding v smislu členov 13(1) in (2), 13(4) ter (5) in 212(1)(f) Direktive 2009/138/ES;
(b) an insurance undertaking, a reinsurance undertaking or an insurance holding company within the meaning of Articles 13(1) and (2), 13(4) and (5) and 212(1)(f) of Directive 2009/138/EC;
(b) zavarovalnica, pozavarovalnica ali zavarovalni holding v smislu členov 13(1) in (2), 13(4) ter (5) in 212(1)(f) Direktive 2009/138/ES (v nadaljevanju pod skupnim imenom „zavarovalniški sektor“) ;
(b) an insurance undertaking, a reinsurance undertaking or an insurance holding company within the meaning of Articles 13(1) and (2), 13(4) and (5) and 212(1)(f) of Directive 2009/138/EC ( hereinafter referred to collectively as " the insurance sector " ) ;
Člen 2 – točka 8 – točka c
Article 2 – point 8 – point c
(c) investicijsko podjetje v smislu člena 3(1)(b) Direktive 2006/49/ES;
(c) an investment firm within the meaning of Article 3(1)(b) of Directive 2006/49/EC;
(c) investicijsko podjetje v smislu člena 3(1)(b) Direktive 2006/49/ES (v nadaljevanju pod skupnim imenom „sektor naložbenih storitev“) ;
(c) an investment firm within the meaning of Article 3(1)(b) of Directive 2006/49/EC ( hereinafter referred to collectively as " the investment services sector " ) ;
(15) ,mešani finančni holding‘ pomeni matično podjetje, ki ni regulirana oseba in ki skupaj s svojimi hčerinskimi podjetji, od katerih je vsaj eno regulirana oseba s sedežem v Evropski uniji , in drugimi osebami sestavlja finančni konglomerat;
(15) ‘mixed financial holding company’ means a parent undertaking, other than a regulated entity, which together with its subsidiaries, at least one of which is a regulated entity which has its head office in the European Union, and other entities, constitutes a financial conglomerate;
(15) ,mešani finančni holding‘ pomeni matično podjetje, ki ni regulirana oseba in ki skupaj s svojimi hčerinskimi podjetji, od katerih je vsaj eno regulirana oseba s sedežem v Uniji , in drugimi osebami sestavlja finančni konglomerat;
(15) ‘mixed financial holding company’ means a parent undertaking, other than a regulated entity, which together with its subsidiaries, at least one of which is a regulated entity which has its head office in the Union, and other entities, constitutes a financial conglomerate;
Člen 2 – točka 17 – točka a a (novo)
Article 2 – point 17 – point a a (new)
(aa) Evropski nadzorni organ (Evropski bančni organ), ustanovljen z Uredbo (EU) št. 1093/2010 Evropskega parlamenta in Sveta 1 (EBA), Evropski nadzorni organ (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta 2 (EIOPA) ali Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/Evropskega parlamenta in Sveta 3 (ESMA), o čemer odloči Skupni odbor evropskih nadzornih organov (Skupni odbor), ki deluje prek Skupnega odbora;
(aa) the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council 1 (EBA) , the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council 2 (EIOPA), or the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council 3 (ESMA), , to be decided by the Joint Committee of the European Supervisory Authorities (Joint Committee), and acting through th e Joint Committee;
Člen 2 – točka 2 – točka (–a) (novo)
Article 2 – point 2 – point -a (new)
(a) količnik med bilančno vsoto reguliranih in nereguliranih oseb v finančnem sektorju v skupini in bilančno vsoto skupine kot celote presega 40 %; ali
(a) the ratio of the balance sheet total of the regulated and non-regulated financial sector entities in the group to the balance sheet total of the group as a whole exceeds 40 % ; or
(b) organi EBA, EIOPA in ESMA (organi ESA) prek Skupnega odbora sklenejo , da so skupne dejavnosti v bančnem sektorju, zavarovalniškem sektorju in sektorju naložbenih storitev bistveno pomembne.“
(b) EBA , EIOPA and ESMA (the ESAs) , through the Joint Committee, decide that the total activities in the banking sector, insurance sector and investment services sector is materially relevant . "
Nekateri od velikih konglomeratov lahko imajo obsežne finančne oddelke, ki pa ne presegajo 40 %.
Some of the big conglomerates may have large financial sections but which are less than 40%.
Člen 2 – točka 2 – točka a
Article 2 – point 2 – point a
Člen 3 – odstavek 2 – pododstavek 3
Article 3 – paragraph 2 – subparagraph 3
Družbe za upravljanje v smislu člena 30 se dodajo sektorju, ki mu pripadajo v skupini ; če ne pripadajo nobenemu sektorju v skupini izključno , se dodajo najmanjšemu finančnemu sektorju.
Asset management companies within the meaning of Article 30 are added to the sector they belong to within the group ; if they do not belong exclusively to one sector within the group, they are added to the smallest financial sector.
Družbe za upravljanje v smislu člena 30 se dodajo sektorju naložbenih storitev , razen če večji delež svojih storitev zagotavljajo drugemu sektorju v skupini, in v tem primeru se dodajo temu finančnemu sektorju.
Asset management companies within the meaning of Article 30 shall be added to the investment services sector, unless they provide a greater proportion of their services to another sector within the group, in which case they shall be added to that financial sector.
Člen 3 – odstavek 2 – pododstavek 3 a (novo)
Article 3 – paragraph 2 – subparagraph 3 a (new)
Upravitelji alternativnih investicijskih skladov se v smislu člena 30a dodajo sektorju naložbenih storitev, razen če večji delež svojih storitev zagotavljajo drugemu sektorju v skupini in v tem primeru se dodajo temu finančnemu sektorju.
Alternative investment fund managers within the meaning of Article 30a shall be added to the investment services sector; unless they provide a greater proportion of their services to another sector within the group, in which case they shall be added to that financial sector.
Člen 2 – točka 2 – točka b
Article 2 – point 2 – point b
Člen 3 – odstavek 3 – pododstavek 3
Article 3 – paragraph 3 – subparagraph 3
O odločitvah, sprejetih v skladu s tem odstavkom, se obvesti druge zadevne pristojne organe.
Decisions taken in accordance with this paragraph shall be notified to the other competent authorities concerned .
O odločitvah, sprejetih v skladu s tem odstavkom, se obvesti druge pristojne organe , objavijo pa jih ustrezni pristojni organi .
Decisions taken in accordance with this paragraph shall be notified to the other competent authorities and shall be made public by the competent authorities .
Te odločitve se ne objavijo v izjemnih okoliščinah.
Such decisions shall not be made public in exceptional circumstances.
Člen 3 – odstavek 3a – pododstavek 2
Article 3 – paragraph 3a – subparagraph 2
Člen 2 – točka 2 – točka d
Article 2 – point 2 – point d
Člen 3 – odstavek 4 – točka c
Article 3 – paragraph 4 – point c
(c) izključijo manjšinske udeležbe v manjšem sektorju, če je edino merilo identifikacije finančnega konglomerata udeležba .
(c) exclude a minority participation in the smaller sector if such participation is the only element for the identification of a financial conglomerate.
(c) izključijo eno ali več udeležb v manjšem sektorju, če so takšne udeležbe odločilne za identifikacijo finančnega konglomerata, in so skupno zanemarljive glede na cilje dopolnilnega nadzora .
(c) exclude one or more participations in the smaller sector if such participation s are decisive for the identification of a financial conglomerate , and are collectively of negligible interest with respect to the objectives of supplementary supervision .
Člen 2 – točka 2 – točka e
Article 2 – point 2 – point e
Za uporabo odstavkov 1 in 2 lahko ustrezni pristojni organi v izjemnih primerih in na podlagi medsebojnega dogovora nadomestijo kriterij bilančne vsote z enim ali več sledečimi parametri ali dodajo enega ali več parametrov, če menijo, da so parametri zelo pomembni za dopolnilni nadzor iz te direktive: sestava prihodkov, zunajbilančne dejavnosti, upravljana sredstva.
For the application of paragraphs 1 and 2, the relevant competent authorities may, in exceptional cases and by common agreement, replace the criterion based on balance sheet total with one or more of the following parameters or add one or more of these parameters, if they are of the opinion that these parameters are of particular relevance for the purpose of supplementary supervision under this Directive: income structure, off-balance sheet activities, assets under management.
Za uporabo odstavkov 1 in 2 lahko ustrezni pristojni organi v izjemnih primerih in na podlagi medsebojnega dogovora nadomestijo kriterij bilančne vsote z enim ali več sledečimi parametri ali dodajo enega ali več parametrov, če menijo, da so parametri zelo pomembni za dopolnilni nadzor iz te direktive: sestava prihodkov, zunajbilančne dejavnosti, skupna upravljana sredstva.
For the application of paragraphs 1 and 2, the relevant competent authorities may, in exceptional cases and by common agreement, replace the criterion based on balance sheet total with one or more of the following parameters or add one or more of these parameters, if they are of the opinion that these parameters are of particular relevance for the purpose of supplementary supervision under this Directive: income structure, off-balance sheet activities, total assets under management.
Člen 2 – točka 2 – točka f
Article 2 – point 2 – point f
Evropski bančni organ in Evropski organ za zavarovanja in poklicne pokojnine izdata skupne smernice, namenjene konvergenci nadzornih postopkov pri uporabi odstavkov 2, 3, 3a, 4 in 5 tega člena.
The European Banking Authority and the European Insurance and Occupational Pensions Authority shall issue common guidelines aimed at the convergence of supervisory practices with regard to the application of paragraphs 2, 3, 3a, 4 and 5 of this Article.
Organi ESA prek Skupnega odbora izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri uporabi odstavkov 2, 3, 3a, 4 in 5 tega člena.
The ESAs, through the Joint Committee, shall issue common guidelines aimed at the convergence of supervisory practices with regard to the application of paragraphs 2, 3, 3a, 4 and 5 of this Article.
Člen 3 – odstavek 8 a (novo)
Article 3 – paragraph 8 a (new)
Pristojni organi vsako leto ponovno ocenijo opustitev uporabe dopolnilnega nadzora in pregledajo količinske kazalnike, določene v tem členu, ter ocene na podlagi tveganja, ki se uporabljajo za finančne skupine.
The competent authorities shall , on an annual basis, reassess waiv ers of the application of supplementary supervision and shall review the quantitative indicators set out in this Article and risk-based assessments applied to financial groups.
Člen 4 – odstavek 1– pododstavek 2 in odstavek 3
Article 4 – paragraph 1 – subparagraph 2 and paragraph 3
(2a) Člen 4 se spremeni:
(2a) Article 4 is amended as follows:
(a) drugi pododstavek odstavka 1 se nadomesti z naslednjim:
(a) in p aragraph 1 , the second subparagraph is replaced by the following:
„V ta namen:
" For this purpose:
– pristojni organi, ki so izdali dovoljenja za opravljanje poslov reguliranim osebam v skupini, tesno sodelujejo [...],
– competent authorities which have authorised regulated entities in the group shall [...] cooperate closely,
– če pristojni organ sodi, da je regulirana oseba, ki mu je ta pristojni organ izdal dovoljenje za opravljanje poslov, članica skupine, ki bi lahko bila finančni konglomerat, ki ga kot takega še niso prepoznali skladno s to direktivo, pristojni organ o svojem mnenju obvesti druge zadevne pristojne organe in Skupni odbor .“
– if a competent authority is of the opinion that a regulated entity authorised by that competent authority is a member of a group which may be a financial conglomerate, which has not already been identified according to this Directive, the competent authority shall communicate its view to the other competent authorities concerned and the Joint Committee . "
(b) odstavek 3 se nadomesti z naslednjim:
(b) p aragraph 3 is replaced by the following:
Skupni odbor na svojem spletnem mestu objavi in redno posodablja seznam [...] finančnih konglomeratov , opredeljenih v skladu s členom 2 .
The Joint Committee shall publish on its website and keep up-to-date the list of [...] financial conglomerates defined in accordance with Article 2 .
Te informacije so dostopne prek spletne povezave na vseh spletnih mestih organov ESA .
That information shall be available by hyperlink on each of the ESAs’ websites.
Ime vsake regulirane osebe iz člena 1, ki je del finančnega konglomerata, se doda na sezam, ki ga skupni odbor objavi na svojem spletnem mestu in ga redno posodablja.
The name of each regulated entity referred to in Article 1 which is part of a financial conglomerate shall be entered in a list, which the Joint Committee shall publish on its website and keep up to date.
Skupni odbor oblikuje in redno posodablja tudi bazo podatkov s podrobnostmi o pravni in operativni strukturi vseh finančnih konglomeratov, tudi vseh pravnih oseb, ki jih je vzpostavil finančni konglomerat, ki je na voljo ustreznim pristojnim organom, Evropskemu odboru za sistemska tveganja, in ki se objavi na spletnem mestu Skupnega odbora.“
The Joint Committee shall also establish and regularly update a database with details on the legal and operational structure of all financial conglomerates, including all legal entities established by the financial conglomerate, to be made available to relevant competent authorities, the E uropean S ystemic R isk B oard and to be published on the Joint Committee’s website. "
(2b) V členu 5(2) se točka (b) nadomesti z naslednjim:
(2b) In Article 5 (2) , point ( b ) is replaced by the following :
„ (b) vsaka regulirana oseba, katere matično podjetje je mešani finančni holding s sedežem v Uniji ;“
" (b) every regulated entity, the parent undertaking of which is a mixed financial holding company which has its head office in the Union ; "
Člen 2 – točka 2 c (novo)
Article 2 – point 2 c (new)
(2c) V členu 5 se odstavek 3 nadomesti z naslednjim:
( 2c ) In Article 5 , paragraph 3 is replaced by the following:
Vsaka regulirana oseba, ki ni predmet dopolnilnega nadzora v skladu z odstavkom 2 in katerega matično podjetje je regulirana oseba ali mešani finančni holding s sedežem zunaj Unije , je predmet dopolnilnega nadzora na ravni finančnega konglomerata v obsegu in na način, ki ga predpisuje člen 18.“
Every regulated entity which is not subject to supplementary supervision in accordance with paragraph 2, the parent undertaking of which is a regulated entity or a mixed financial holding company, having its head office outside the Union , shall be subject to supplementary supervision at the level of the financial conglomerate to the extent and in the manner prescribed in Article 18. "
Člen 2 – točka 2 d (novo)
Article 2 – point 2 d (new)
(2d) V členu 5 se doda naslednji odstavek:
(2 d ) In Article 5, the following paragraph is added:
Organi ESA prek Skupnega odbora izdajo skupne smernice, katerih namen je razviti nadzorne postopke, ki bodo omogočali, da bo dopolnilni nadzor finančnih holdingov ustrezno dopolnil skupinski nadzor v skladu z Direktivo 98778/ES ali, po potrebi, konsolidirani nadzor v skladu z Direktivo 2006/48/ES.
The ESA s , through the Joint Committee, shall issue common guidelines aimed at developing supervisory practices allowing for supplementary supervision of financial holding companies to appropriately complement the group supervision under Directive 98/78/EC or, as appropriate, consolidated supervision under Directive 2006/48/EC.
Te smernice omogočajo, da se v nadzor vključijo vsa pomembna tveganja in onemogočijo morebitna podvajanja ter ohranijo enaki konkurenčni pogoji.“
Those guidelines shall allow all relevant risks to be incorporated in the supervision, while eliminating potential overlaps and preserving a level playing field."
Razviti je treba učinkovite nadzorne postopke, ki bodo za mešane finančne holdinge omogočali vzporedno uporabo sektorskega konsolidiranega/skupinskega nadzora in dopolnilnega nadzora.
Efficient supervisory practices should be developed to allow parallel application of sectoral consolidated/group supervision and supplementary supervision in relation to a mixed financial holding company.
Zadevni evropski nadzorni organ, ki deluje prek Skupnega odbora, mora dobiti pristojnosti, da v zvezi s tem sprejme skupne smernice.
The relevant ESA, acting through the Joint Committee, should be given powers to adopt common guidelines in this respect.
Člen 6 – odstavek 5 – točka a
Article 6 – paragraph 5 – point a
(3a) V členu 6(5) se točka (a) nadomesti z naslednjim:
(3a) In Article 6(5), point ( a ) is replaced by the following:
„(a) če je oseba v tretji državi, kjer obstajajo pravne ovire za prenos potrebnih podatkov, kar pa ne posega v sektorske predpise o obveznostih pristojnih organov, da zavrnejo izdajo dovoljenja za opravljanje poslov, če ni omogočeno učinkovito izvajanje njihovih nadzornih nalog , razen če oseba ni bila preseljena iz države članice v tretjo državo in dokazi pričajo, da je oseba zamenjala sedež, da bi se izognila pravni ureditvi. “
"(a) if the entity is situated in a third country where there are legal impediments to the transfer of the necessary information, without prejudice to the sectoral rules regarding the obligation of competent authorities to refuse authorisation where the effective exercise of their supervisory functions is prevented , unless the entity moved from a Member State to the third country and there is evidence that the entity changed its location in order to avoid regulation."
Do nadaljnje uskladitve zakonodaje Unije lahko države članice določijo količinske omejitve ali svojim pristojnim organom dovolijo, da določijo količinske omejitve ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na kakršno koli koncentracijo tveganja na ravni finančnega konglomerata.“
Pending further coordination of Union legislation, Member States may set quantitative limits or allow their competent authorities to set quantitative limits, or take other supervisory measures which would achieve the objectives of supplementary supervision, with regard to any risk concentration at the level of a financial conglomerate. "
Evropski bančni organ in Evropski organ za zavarovanja in poklicne pokojnine izdata skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru koncentracije tveganja, kot je določeno v odstavkih od 1 do 4.
The European Banking Authority and the European Insurance and Occupational Pensions Authority shall issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of risk concentration as provided for in paragraphs 1 to 4.
Izdata posebne skupne smernice o uporabi odstavkov od 1 do 4 za udeležbe finančnega konglomerata v primeru, kadar določbe nacionalnega prava družb ovirajo uporabo člena 14(2).
They shall issue specific common guidelines on the application of paragraphs 1 to 4 to participations of the financial conglomerate in cases where national company law provisions obstruct the application of Article 14(2).
Organi ESA prek Skupnega organa izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru koncentracije tveganja, kot je določeno v odstavkih od 1 do 4.
The E SAs shall , through the Joint Committee , issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of risk concentration as provided for in paragraphs 1 to 4.
Izdajo posebne skupne smernice o uporabi odstavkov od 1 do 4 za udeležbe finančnega konglomerata v primeru, kadar določbe nacionalnega prava družb ovirajo uporabo člena 14(2).
They shall issue specific common guidelines on the application of paragraphs 1 to 4 to participations of the financial conglomerate in cases where national company law provisions obstruct the application of Article 14(2).
Evropski bančni organ in Evropski organ za zavarovanja in poklicne pokojnine izdata skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru poslov v skupini, kot je določeno v odstavkih od 1 do 4.
The European Banking Authority and the European Insurance and Occupational Pensions Authority shall issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of intra-group transactions as provided for in paragraphs 1 to 4. .
Organi ESA prek Skupnega organa izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru poslov v skupini, kot je določeno v odstavkih od 1 do 4.
The E SAs shall , through the Joint Committee, issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of intra-group transactions as provided for in paragraphs 1 to 4.
Pristojni organi uskladijo uporabo dopolnilnega nadzora mehanizmov notranjega nadzora in postopkov upravljanja tveganja iz tega člena s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in člena 36 Direktive 2009/138/ES.
Competent authorities shall align the application of the supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and Article 36 of Directive 2009/138/EC.
V ta namen Evropski bančni organ in Evropski organ za zavarovanja in poklicne pokojnine izdata skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzora mehanizmov notranjega nadzora in postopkov obvladovanja tveganja iz tega člena ter skladnosti s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in člena 36 Direktive 2009/138/ES.
To this end, the European Banking Authority and the European Insurance and Occupational Pensions Authority shall issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article, as well as on the consistency with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and Article 36 of Directive 2009/138/EC.
Izdata posebne skupne smernice za uporabo tega člena za udeležbe finančnega konglomerata v primerih, ko določbe nacionalnega prava družb ovirajo uporabo člena 14(2).
They shall issue specific common guidelines for the application of this Article to participations of the financial conglomerate, in cases where national company law provisions obstruct the application of Article 14(2).