natgillin/translations-raw huggingface dataset:
V primeru nesoglasij organ ESMA razreši spore med pristojnimi organi v skladu s členom 19 Uredbe (EU) št. 1095/2010.
In case of disagreement, ESMA shall settle any disputes between competent authorities in accordance with Article 19 of Regulation (EU) N°1095/2010.
Za namene poročil Komisiji in Evropskemu parlamentu iz člena 68 organ ESMA spremlja dostop do CCP in učinek na konkurenčnost nekaterih praks, vključno z uporabo ekskluzivnih licenc.
For the purpose of the reports to the Commission and the European Parliament referred to in Article 68, ESMA shall monitor access to CCPs and the effects on competitiveness of certain practices, including the use of exclusive licensing practices.
Obveznost poročanja
Reporting obligation
1. ▐ Nasprotne stranke poročajo v repozitorij sklenjenih poslov, registriran v skladu s členom 51, o podrobnostih ▐ pogodb o izvedenih finančnih instrumentih OTC, ki so jih sklenile in s katerimi ne upravlja CCP , ter o vseh vsebinskih spremembah in prenehanju pogodbe .
1. ▐ Counterparties shall report to a trade repository registered in accordance with Article 51 the details of any ▐ derivative contract they have entered into that is not handled by a CCP and any material modification , novation or termination of the contract .
O podrobnostih se poroča najpozneje en delovni dan po sklenitvi, spremembi, novaciji ali prenehanju pogodbe , razen če so te podrobnosti zapisane v aktih, sprejetih v skladu z odstavkom 5 .
The details shall be reported no later than the working day following the conclusion , modification , novation or termination of the contract , except where provided in acts adopted under paragraph 5 .
Dogovorjeno prenehanje pogodbe ali pretek transakcije – v primerjavi s predčasnim prenehanjem – ne šteje za spremembo.
The agreed termination of a contract or lapsing of a transaction – as opposed to its premature termination – shall not be considered as a modification.
Vse podatke, ki so potrebni za poročanje, hranijo petih let.
They shall also maintain for a period of 5 years a recordkeeping of all the information needed to report .
O ▐ spremembah ali prenehanju iz odstavka 1 lahko v imenu prvotnih nasprotnih strank poročajo tudi tretje stranke , vendar pod pogojem , da pri poročanju o podrobnostih pogodbe ne pride do podvajanja.
Third parties shall be authorised to carry out the reporting provided for in paragraph 1 for the original counterparties, provided it is ensured that no details of the contract are reported twice .
Ko CCP opravi kliring pogodb o izvedenih finančnih instrumentih, za katere veljajo obveznosti kliringa, lahko izpolni obveznosti poročanja iz pododstavka 1.
The reporting obligations under subparagraph 1 can be satisfied by the CCP where the derivative contracts subject to the clearing obligation are cleared.
Kadar se za pogodbe o izvedenih finančnih instrumentov uporablja postopek združevanja naročil, obveznosti poročanja iz pododstavka 1 izpolni operater, ki opravlja zgoščevanje trgovanja.
When derivative contracts are subject to a process of trade compression, the reporting obligations under subparagraph 1 shall be satisfied by the operator of the trade compression service.
Organ ESMA je pooblaščen, da preuči, ali se lahko uvede obveznost naknadnega poročanja v zvezi s pogodbami o izvedenih finančnih instrumentih OTC, če so zadevne informacije pomembne za nadzorne organe.
ESMA shall be empowered to examine whether a retrospective reporting obligation in respect of OTC derivative contracts can be introduced if the information in question is essential to the supervisory authorities.
Pri odločanju o tem upošteva naslednji merili:
ESMA shall take the following criteria into account in reaching its decision:
(a) tehnične zahteve za vlaganje poročil (zlasti, če so bile transakcije elektronsko zabeležene),
(a) the technical requirements for submission of a report (notably whether transactions have been recorded electronically);
(b) čas do zapadlosti neporavnanih transakcij.
(b) the remaining times to maturity of outstanding transactions.
Organ ESMA pred odločitvijo izvede javno posvetovanje z udeleženci na trgu.
Before taking a decision, ESMA shall conduct a public consultation with the market participants.
Vse poročanje se po možnosti izvaja v skladu z mednarodnimi odprtimi standardi v tej panogi.
All reporting shall be carried out, where possible, based on international industry open standards.
Nasprotna stranka, za katero velja obveznost kliringa, lahko za poročanje o podrobnostih pogodbe o izvedenih finančnih instrumentih OTC pooblasti drugo nasprotno stranko ali tretjo stranko .
A counterparty which is subject to the reporting obligation may delegate the reporting of the details of the derivative contract to the other counterparty or a third party .
Za nasprotno stranko, ki v imenu druge nasprotne stranke poroča v repozitorij sklenjenih poslov o vseh podrobnostih pogodbe, velja, da ne krši nobene omejitve o razkritju informacij, uvedene z zadevno pogodbo ali z zakonom ali drugim predpisom.
A counterparty that reports the full details of a contract to a trade repository on behalf of another counterparty shall not be considered in breach of any restriction on disclosure of information imposed by that contract or by any legislative, regulatory or administrative provision.
Podjetje, ki poroča, ali njegovi direktorji ali zaposleni ali druge osebe, ki delujejo v njegovem imenu, ne nosijo nobene odgovornosti, ki izhaja iz razkritja.
No liability resulting from that disclosure shall fall on the reporting entity or its directors or employees or other persons acting on its behalf .
Da se zagotovi dosledna usklajenost tega člena, organ ESMA v sodelovanju z organom EBA, Evropskim sistemom centralnih bank in Evropskim odborom za sistemska tveganja oblikuje osnutek regulativnih tehničnih standardov, s katerimi se določijo podrobnosti in vrste poročil iz odstavkov 1 in 2 za različne razrede , skupine ali kategorije izvedenih finančnih instrumentov in za vse retroaktivne učinke, vključno z ureditvijo koncentracije obveznosti na koncu obdobja in poročanjem o elektronsko zabeleženih transakcijah za vse izvedene instrumente ter merili in pogoji za naknadno poročanje o neporavnanih pogodbah o izvedenih instrumentih, ki so začele veljati pred to uredbo.
In order to ensure consistent harmonisation of this Article, ESMA shall, in cooperation with EBA, the ESCB and the ESRB, develop draft regulatory technical standards to determine the details and type of the reports referred to in paragraphs 1 and 2 for the different classes , groups or categories of derivatives and for any retrospective effect including the modalities for back-loading and reporting of electronically recorded trades for all derivatives as well as criteria and conditions for retrospective reporting of outstanding derivative contracts entered into prior to the entry in to force of th is R egulation .
Navedena poročila vsebujejo vsaj:
Those reports shall contain at least:
(a) ustrezno opredeljene stranke pogodbe in, če ne gre za isto osebo, upravičenca do pravic in obveznosti, ki izhajajo iz pogodbe;
(a) the parties to the contract and, where different, the beneficiary of the rights and obligations arising from it are appropriately identified;
(b) glavne značilnosti pogodbe, vključno z vrsto, podlago, zapadlostjo , izvedbo, datumom zapadlosti, podatki o ceni in hipotetično vrednostjo ▌ ;
(b) the main characteristics of the contract, including the type, underlying, maturity, exercise, delivery date, price data and notional value ▌;
(ba) za izvedene finančne instrumente, ki ne ustrezajo standardni obliki, obstaja dopolnilna oblika, ki pristojnim organom omogoča, da odkrijejo obstoj sklepanja poslov in sprejmejo potrebne regulativne ukrepe;
(b a) for derivatives that do not conform to a standard format , there shall be a placeholder format permitting competent authorities to detect the existence of such a trade a nd take any required regulatory measures;
(bb) enotni identifikator pogodb.
(b b) a unique contract identifier.
Organ ESMA ob usklajevanju z organoma EBA in EIOPA ter Evropskim odborom za sistemska tveganja pripravi in Komisiji do 30. junija 2012 predloži osnutek izvedbenih tehničnih standardov.
ESMA, in coordination with EBA, EIOPA and the ESRB, shall submit drafts for those regulatory standards to the Commission by 30 June 2012.
+ UL: Prosimo, vstavite številko, datum in podatke o objavi za uredbo iz dokumenta KOM(2010)0726 . + .
COM(2010)0726 . + , ESMA shall consult the Agency for the Cooperation of Energy Regulators (ACER).
Organ ESMA pri oblikovanju regulativnih tehničnih standardov med drugim upošteva seznam zahtevanih podatkov, ki jih je treba sporočiti, v tabeli I priloge I Uredbe Komisije (ES) št. 1287/2006 o izvajanju Direktive 2004/39/ES Evropskega parlamenta in Sveta v zvezi z obveznostjo investicijskih podjetij glede evidenc, sporočanjem transakcij, preglednosti trga, sprejemanjem finančnih instrumentov v trgovanje in opredeljenimi pojmi za namene omenjene direktive
In drafting the regulatory technical standards, ESMA shall be guided inter alia by the list of required reporting data in Annex I, Table I of Commission Regulation (EC) No 1287/2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive
Za zagotovitev enotnih pogojev uporabe odstavkov 1 in 2 organ ESMA ob usklajevanju z organoma EBA in EIOPA ter Evropskim odborom za sistemska tveganja oblikuje osnutek izvedbenih tehničnih standardov za ugotavljanje oblike in pogostosti poročil iz odstavkov 1 in 2 za različne razrede izvedenih finančnih instrumentov.
In order to ensure uniform conditions of application of paragraphs 1 and 2, ESMA shall in coordination with EBA, EIOPA and the ESRB develop draft implementing technical standards to determine the format and frequency of the reports referred to in paragraphs 1 and 2 for the different classes of derivatives.
Pripravljeni osnutek izvedbenih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall develop draft implementing technical standards for submission to the Commission by 30 June 2012.
Če osnutek regulativnih tehničnih standardov zadeva energetske proizvode v prodaji na debelo v smislu Uredbe (EU) št. …/2011 Evropskega parlamenta in Sveta z dne … [o celovitosti in preglednosti energetskega trga] se organ ESMA posvetuje z Agencijo za sodelovanje energetskih regulatorjev (ACER) + .
Where the draft regulatory technical standards concern wholesale energy products within the meaning of Regulation (EU) No .../2011 of the European Parliament and of the Council of ... [ on energy market integrity and transparency ] + , ESMA shall consult the Agency for the ACER.
Komisiji se podeli pooblastilo za sprejetje izvedbenih tehničnih standardov iz prvega pododstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010.
Power is conferred on the Commission to adopt the draft implementing technical standards referred to in the first subparagraph in accordance with Article 15 of Regulation (EU) N o °1095/2010 .
Nefinančne nasprotne stranke
Non-financial counterparties
1. ▌Za ▌nefinančno nasprotno stranko velja obveznost poročanja, določena v členu 6(1).
1. ▌ A non-financial counterparty shall be subject to the reporting obligation set out in Article 6(1).
Kadar nefinančna nasprotna stranka zavzame pozicijo v pogodbah o izvedenih finančnih instrumentih, ki v povprečju več kot 50 dni presega prag kliringa, ki bo določen v skladu z odstavkom 3(b), zanjo velja ▌obveznost kliringa, določena v členu 3.
Where a non-financial counterparty takes positions in OTC derivative contracts such that the rolling average position over 50 business days exceeds the threshold to be determined pursuant to paragraph 3(b), it shall be subject to the clearing obligation set out in Article 3 ▌.
Obveznost kliringa velja toliko časa, kolikor neto pozicije in izpostavljenosti v pogodbah o izvedenih finančnih instrumentih OTC nefinančne nasprotne stranke presegajo prag kliringa, preneha pa veljati, ko te neto pozicije in izpostavljenosti za določeno obdobje padejo pod prag kliringa.
The clearing obligation shall subsist as long as the non-financial counterparty’s net positions and exposures in OTC derivative contracts exceed the clearing threshold and shall end once these net positions and exposures are below the clearing threshold over a specified time period.
Izpolnjevanje obveznosti po prvem pododstavku zagotovi pristojni organ, imenovan v skladu s členom 48 Direktive 2004/39/ES.
The competent authority designated in accordance with Article 48 of Directive 2004/39/EC shall ensure that the obligation under the first subparagraph is met .
Obveznost kliringa iz prvega pododstavka se opravi v šestih mesecih.
Discharge of the clearing obligation referred to in subparagraph 1 shall be completed within six month.
Pri izračunu pozicij iz odstavka 2 se ne upoštevajo pogodbe o izvedenih instrumentih OTC, ki jih sklenejo nefinančne nasprotne stranke in ki so objektivno merljivo neposredno povezane z varovanjem njene komercialne ali zakladne finančne dejavnosti.
In calculating the positions referred to in paragraph 2, OTC derivative contracts entered into by a non-financial counterparty that are objectively measurable as directly linked to the hedging of commercial or treasury financing activity of that counterparty shall not be taken into account.
Za zagotovitev dosledne usklajenosti tega člena organ ESMA po posvetovanju z Evropskim odborom za sistemska tveganja in drugimi zadevnimi organi oblikuje osnutek regulativnih tehničnih standardov, ki določajo:
In order to ensure consistent harmonisation of this Article, ESMA shall , after consulting the ESRB and other relevant authorities, develop draft regulatory technical standards specifying:
(b) prag kliringa,
(b) the clearing threshold;
(ba) merila za ugotavljanje, katere pogodbe o izvedenih finančnih instrumentih OTC so objektivno merljivo povezane s komercialno ali zakladno finančno dejavnostjo.
(ba) c riteria for establishing which OTC derivative contracts are objectively measurable as directly linked to the commercial or treasury financing activity.
Oboje se določi ob upoštevanju sistemske pomembnosti vsote neto pozicij in izpostavljenosti nasprotne stranke na razred izvedenih finančnih instrumentov.
Those thresholds shall be determined taking into account the systemic relevance of the sum of net positions and exposures by counterparty per class of derivatives.
Organ ESMA v posvetovanju z organom EBA, Evropskim odborom za sistemska tveganja in drugimi zadevnimi organi Komisiji predloži osnutek teh regulativnih tehničnih standardov do 30. junija 2012.
ESMA shall , in consultation with EBA and the ESRB and other relevant authorities, submit drafts for those regulatory standards to the Commission by 30 June 2012 .
Komisiji se podeli pooblastilo za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) 1095/2010.
Pri določanju praga kliringa in meril za ugotavljanje, katere pogodbe o izvedenih finančnih instrumentih OTC so objektivno merljivo povezane s komercialno ali zakladno finančno dejavnostjo, organ ESMA izvede javno posvetovanje in nefinančnim nasprotnim strankam omogoči, da izrazijo svoja stališča.
In preparing for determination of the clearing threshold and the criteria for establishing which OTC derivative contracts are objectively measurable as directly linked to commercial or treasury financing activity, ESMA will engage in public consultations and give non-financial counterparties the chance to state their views .
Komisija po posvetovanju z evropskimi nadzornimi organi, ESRB in drugimi pristojnimi organi redno pregleduje in po potrebi spreminja prage iz odstavka 3.
The Commission, after consulting the ESAs and other relevant authorities, shall periodically review the thresholds referred to in paragraph 3 and amend them, where necessary.
Tehnike zmanjševanja tveganja za pogodbe o izvedenih finančnih instrumentih brez kliringa prek CCP
Risk mitigation techniques for OTC derivative contracts not cleared by a CCP
Finančne ali nefinančne nasprotne stranke iz člena 7(2), ki sklenejo pogodbo o izvedenem finančnem instrumentu OTC brez kliringa prek CCP, s potrebno skrbnostjo zagotovijo, da so vzpostavljeni ustrezni postopki varnega in skrbnega poslovanja ter ureditve za merjenje, spremljanje in zmanjševanje operativnega , tržnega in kreditnega tveganja, ki vključujejo vsaj:
Financial counterparties or the non-financial counterparties referred to in Article 7(2), that enter into an OTC derivative contract not cleared by a CCP, shall ensure with due dilligence that appropriate prudential procedures and arrangements are in place to measure, monitor and mitigate operational, market and credit risk, including at least:
(a) ustrezne elektronske načine zagotavljanja pravočasne potrditve pogojev pogodbe o izvedenem finančnem instrumentu OTC;
(a) adequate electronic means ensuring the timely confirmation of the terms of the OTC derivative contract;
(b) standardizirane postopke , ki so zanesljivi, odporni in preverljivi, za uskladitev portfeljev, upravljanje povezanega tveganja ter hitro prepoznavanje in reševanje sporov med strankami ter spremljanje vrednosti odprtih pogodb.
(b) standardised processes which are robust, resilient and auditable in order to reconcile portfolios, to manage the associated risk and to identify disputes between parties early and resolve them, and to monitor the value of outstanding contracts.
Za namene točke (b) je vrednost odprtih pogodb dnevna tržna vrednost, postopki upravljanja tveganja pa zahtevajo pravočasno, natančno in primerno ločeno izmenjavo zavarovanja s premoženjem ali sorazmernim deležem kapitala glede na tveganje v skladu z veljavnimi regulativnimi kapitalskimi zahtevami za finančne nasprotne stranke .
For the purposes of point (b), the value of outstanding contracts shall be marked-to-market on a daily basis and risk management procedures shall require the timely, accurate and appropriately segregated exchange of collateral or capital - backing commensurate with the risk, in accordance with the applicable regulatory capital requirements for financial counterparties .
Finančne in nefinančne nasprotne stranke iz člena 7(2) morajo že na začetku pogodbe ponuditi nasprotnim strankam možnost ločitve začetnega kritja .
Financial counterparties and the non-financial counterparties referred to in Article 7(2) shall offer counterparties the option of segregation of initial margin at the outset of the contract .
Organ SMA redno nadzira dejavnosti z izvedenimi finančnimi instrumenti, za katere se ne izvaja kliring, da bi prepoznal možnosti, kjer bi utegnil kak razred pogodb predstavljati sistemsko tveganje.
ESMA shall regularly monitor the activity in derivatives not eligible for clearing in order to identify cases where a particular class of contracts may pose systemic risk.
Organ ESMA po posvetovanju z Evropskim odborom za sistemska tveganja ukrepa za preprečitev nadaljnjega kopičenja pogodb v tem razredu.
ESMA , after consult ing ESRB , shall take action in order to prevent the further accumulation of contracts in such a class.
Pristojni organ in organ ESMA zagotovita, da so vzpostavljeni ustrezni postopki varnega in skrbnega poslovanja ter ureditve za preprečevanje regulativne arbitraže med transakcijami z izvedenimi finančnimi instrumenti z opravljenim kliringom in brez njega in upoštevanje prenosov tveganja zaradi pogodb o izvedenih finančnih instrumentih.
The competent authority and ESMA shall ensure that prudential procedures and arrangements aim to prevent regulatory arbitrage between cleared and non-cleared derivative transactions and reflect risk transfers arising from derivatives contracts.
Organ ESMA in pristojni organi pregledajo merila za kritje, da se v skladu s členom 37 prepreči regulativna arbitraža.
ESMA and competent authorities shall review margin standards in order to prevent regulatory arbitrage in conformity with A rticle 37.
1b Za naložbe pokojninskih shem po Direktivi 2003/41/ES ali sheme, ki jo zakonodaja države članice priznava kot pokojninsko načrtovanje, lahko trdno dvostransko zavarovanje izvedenih finančnih instrumentov s premoženjem, uporabljeno za zmanjšanje tveganja, upošteva boniteto nasprotne stranke.
1b For pension scheme investments under Directive 2003/41/EC or a scheme where the law of the Member State recognises the scheme for retirement planning, resilient bilateral collateralisation of derivatives used for risk mitigation shall take account of counterparty creditworthiness.
Kapitalske zahteve v predpisih za varno in skrbno poslovanje so v skladu z zahtevami za pogodbe, za katere je predviden centralni kliring.
Capital requirements in prudential regulation shall be in line with those of centrally cleared contracts.
Da bi zagotovili dosledno uskladitev tega člena, organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo smernice za ustrezne postopke varnega in skrbnega poslovanja ter ureditve in merila za kritje iz odstavka 1 ter največji časovni zamik med sklenitvijo pogodbe o izvedenem finančnem instrumentu OTC in potrditvijo iz odstavka 1(a).
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards specifying guidelines for appropriate prudential procedures and arrangements and margin standards referred in paragraph 1, as well as the maximum time lag between the conclusion of an OTC derivative contract and the confirmation referred to in paragraph 1(a).
Organ ESMA osnutek regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall submit those draft regulatory technical standards to the Commission by 30 June 2012.
Za zagotovitev dosledne uskladitve tega člena, evropski nadzorni organi pripravijo osnutek regulativnih tehničnih standardov, ki določajo ureditve in ravni zavarovanja s premoženjem ter kapitala, ki sta potrebna za skladnost z odstavkom 1(b) in drugim pododstavkom odstavka 1.
In order to ensure consistent harmonisation of this Article, the ESAs shall develop draft regulatory technical standards specifying the arrangements and levels of collateral and capital required for compliance with paragraph 1(b) and the second subparagraph of paragraph 1.
Skupni osnutek regulativnih tehničnih standardov do 30. junija 2012 skupaj predložijo Komisiji.
The ESAs shall submit those draft regulatory technical standards jointly as a common draft to the Commission by 30 June 2012.
Odvisno od pravne narave nasprotne stranke se Komisiji podeli pooblastilo, da sprejme regulativne tehnične standarde iz prvega pododstavka sprejmejo v skladu s členi 10 do 14 uredb (EU) št. 1093/2010, št. 1094/2010 in 1095/2010.
Depending on the legal nature of the counterparty, power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 or Regulation (EU) No 1095/2010.
Države članice – upoštevaje sporočilo Komisije z dne 8. decembra 2010 o krepitvi sistemov sankcij v sektorju finančnih storitev in po posvetovanju z organom ESMA – določijo pravila o kaznih, ki se uporabljajo za kršitve pravil v okviru tega naslova, in sprejmejo vse potrebne ukrepe, da se zagotovi njihovo izvajanje.
Member States – taking into consideration the Commission's Communication of 8 December 2010 on reinforcing sanctioning regimes in the financial services sector and after consulting ESMA – shall lay down the rules on penalties applicable to infringements of the rules under this Title and shall take all measures necessary to ensure that they are implemented.
Navedene kazni vključujejo vsaj upravne denarne kazni.
Those penalties shall include at least administrative fines.
Tako določene kazni morajo biti učinkovite, sorazmerne in odvračalne.
The penalties provided for shall be effective, proportionate and dissuasive.