natgillin/translations-raw huggingface dataset:
(od) „glavni posrednik“ pomeni banko ali regulirano družbo z vrednostnimi papirji, ki opravlja storitve posredništva, financiranja, obračuna in poravnave poslov, skrbništva, obvladovanja tveganja, operativne pomoči, svetovanja in raziskovanja;
(od) 'prime broker' means a bank or regulated securities firm offering services including brokerage, financing, clearing and settlement of trades, custodial services, risk management and operational support facilities, consulting services and research;
(oe) „prodaja na kratko“ je prodaja vrednostnega papirja, ki ni v lasti prodajalca, in vsakršna prodaja, ki se konča z dobavo vrednostnega papirja, sposojenega s strani ali za račun prodajalca;
(oe) ’short selling’ means the sale of a security that the seller does not own and any sale that is completed by the delivery of a security borrowed by, or for the account of, the seller;
(of) „prodaja na kratko brez kritja“ je prodaja vrednostnega papirja na kratko takrat, ko si prodajalec ni izposodil vrednostnega papirja ali sklenil dogovora za tako posojilo, ali takrat, ko je v trenutku naročila za prodajo na kratko vrednostni papir treba dostaviti kupcu;
(of) ’naked short selling’ means the short sale of a security when the seller has not borrowed, or entered into an agreement to borrow, before or at the time of submitting the short sale order, the security it is due to deliver to the purchaser ;
(og) „sistemsko nepomemben UAIS“ je UAIS, ki neposredno ali posredno prek podjetja, s katerim je UAIS povezan s skupnim upravljanjem ali nadzorom oziroma z znatnim neposrednim ali posrednim deležem, upravlja portfelje AIS, ki nimajo finančnega vzvoda in katerih upravljano premoženje ne presega 100 milijonov EUR in v celoti ne presega 250 milijonov EUR ter nimajo pravic odplačevanja, ki jih je mogoče uporabiti v obdobju petih let po datumu vzpostavitve posameznega AIS;
(og) ‘non-systemically relevant AIFM’ means AIFM which either directly or indirectly through a company with which the AIFM are linked by common management or control, or by a substantive direct or indirect holding, manage portfolios of AIF that are not leveraged and whose individual assets under management do not exceed EUR 100 million and in total do not exceed a threshold of EUR 250 million and with no redemption rights exercisable during a period of five years following the date of constitution of each AIF;
(oh) „industrijska holdinška družba“ je podjetje z deležem v enem ali več drugih podjetjih, katerega poslovni namen je izvajati industrijsko poslovno strategijo prek podružnic ali pridruženih podjetij in ki ni ustanovljeno z osnovnim namenom ustvarjanja donosov za vlagatelje z odsvojitvami svojih podružnic ali pridruženih podjetij;
(oh) ' industrial holding company' means a company with shareholdings in one or more other companies the business purpose of which is to carry out an industrial business strategy through its subsidiaries or associated companies and which is not established for the main purpose of generating returns for its investors by means of divestment of its subsidiaries or associated companies;
(oi) „podjetje, ki ne kotira na borzi“, je podjetje s sedežem v Uniji, katerega delnice niso sprejete v trgovanje na reguliranem trgu v smislu člena 4(1)(14) Direktive 2004/39/ES;
(oi) 'non-listed company' means any company established in the Union , the shares of which are not admitted to trading on a regulated market within the meaning of Article 4(1)(14) of Directive 2004/39/EC;
(oj) „nepremičninski AIS“ je AIS, katerega naložbena politika je vlaganje v nepremičnine ali premoženje, povezano z nepremičninami;
(oj) 'real estate AIF' means AIF, whose investment policy is to invest in real estate or assets linked to real estate;
(ok) „AIS zasebnega kapitala“ so AIS, vključno s skladi zaprtega tipa in skladi skladov, katerih politika je vlagati v lastniški kapital in lastniške vrednostne papirje predvsem zasebnih družb in podjetij za financiranje tveganega kapitala, načrtovanje rasti in odkupe;
(ok) 'private equity AIF' means AIF, including closed-end funds and funds of funds, the policy of which is to invest in equity and equity-related securities of, principally, private companies and businesses in order to finance venture capital, growth plans and buyouts;
(ol) „ciljno podjetje“ je izdajatelj ali podjetje, ki ne kotira na borzi, ki ga prevzame vlagatelj, ki pridobi kontrolni vpliv;
(ol) 'target company' means an issuer or non-listed company that is the object of a takeover from an investor gaining a controlling influence;
(om) „upravljani račun s finančnim vzvodom“ je naložbeni račun, ki ga upravlja tretja oseba s pooblastili za opravljanje transakcij brez predhodne odobritve imetnika, pri teh transakcijah pa uporablja finančni vzvod;
(om) ' leveraged managed account ' means an investment account which is managed by a third party, where that third party has the authority to effect transactions without prior approval from the holder and in respect of which leverage is used in connection with such transactions;
(on) „skupina“, kadar gre za katero koli osebo ali subjekt, je vsaka oseba, ki nadzoruje tako osebo ali subjekt , ki jo taka oseba ali subjekt nadzoruje ali je pod skupnim nazorom s tako osebo ali subjektom.
(on) 'g roup ' means, with respect to any person or entity, any person controlling, controlled by, or under common control with, such person or entity.
Dovoljenje za UAIS
Authorisation of AIFM
Člen 4 Zahteva za dovoljenje
Article 4 Requirements for authorisation
Države članice zagotovijo, da UAIS, ki jih zajema ta direktiva, ne nudijo upravljavskih storitev za AIS oziroma ne tržijo deležev ali enot AIS brez ustreznega dovoljenja.
Member States shall ensure that no AIFM covered by this Directive provides management services to any AIF or markets shares or units thereof without prior authorisation.
Država članica zahteva, da UAIS, ki ima dovoljenje na njenem ozemlju, vedno izpolnjuje pogoje za začetno dovoljenje iz te direktive.
Member States shall require that AIFM authorised in its territory comply with the conditions for initial authorisation established in this Directive at all times .
Subjekti, ki nimajo dovoljenja v skladu s to direktivo in ki jih, v primeru UAIS, ta direktiva ne zajema, v skladu z nacionalno zakonodajo države članice ne smejo nuditi upravljavskih storitev za AIS ali tržiti enot ali deležev AIS v Uniji .
Entities which are neither authorised in accordance with this Directive nor, in case of AIFM not covered by this Directive, in accordance with the national law of a Member State, shall not be allowed to provide management services to AIF or market units or shares thereof within the Union .
UAIS so lahko pooblaščeni za zagotavljanje upravljavskih storitev za vse ali določene vrste AIS.
AIFM may be authorised to provide management services either for all or certain types of AIF.
Glede na svojo pravno obliko se lahko AIS upravljajo sami ali pa za UAIS imenujejo zunanjega upravitelja.
Depending on their legal form, AIF may be self-managed or may appoint an external manager as AIFM.
Kadar so AIS pravne osebe in niso določili zunanjega upravitelja za UAIS, je AIS sam UAIS.
Where AIF are legal persons and have not designated an external manager as AIFM, the AIF shall itself qualify as the AIFM.
Če ima UAIS dovoljenje po tej direktivi oz. če ima družba za upravljanje ali investicijsko podjetje dovoljenje po Direktivi 2009/65/ES, pristojni organi izdajo dovoljenje UAIS po Direktivi 2009/65/ES oz. družbi za upravljanje ali investicijskemu podjetju po tej direktivi, če izpolnjujejo dodatne ustrezne zahteve za pridobitev dovoljenja.
If the AIFM holds authorisation pursuant to this Directive or a management or investment company holds an authorisation pursuant to Directive 2009/65/EC, the competent authorities shall authorise that AIFM under Directive 2009/65/EC or a management or investment company under this Directive, subject to fulfilment of relevant additional authorisation requirements.
Pristojni organi v ta namen zahtevajo le informacije, ki niso bile predložene za začetno dovoljenje, razen če so se te informacije spremenile.
For this purpose, the competent authorities shall ask only for information which has not been submitted for the purpose of the original authorisation, unless such information has changed.
UAIS ima lahko dovoljenje v skladu s to direktivo in dovoljenje kot družba za upravljanje ali investicijsko podjetje v skladu z Direktivo 2009/65/ES .
An AIFM may hold an authorisation pursuant to this Directive and be authorised as a management or investment company pursuant to Directive 2009/65/EC.
Poleg upravljavskih storitev lahko države članice pooblastijo UAIS za zagotavljanje naslednjih storitev:
In addition to management services, Member States may authorise AIFM to provide the following services:
(a) upravljanje naložbenih portfeljev, skupaj s tistimi, ki so v lasti pokojninskih skladov, ter institucij za poklicno pokojninsko zavarovanje v skladu s členom 19(1) Direktive 2003/41/ES Evropskega parlamenta in Sveta z dne 3. junija 2003 o dejavnostih in nadzoru institucij za poklicno pokojninsko zavarovanje
(a) management of portfolios of investments, including those owned by pension funds and institutions for occupational retirement provision in accordance with Article 19(1) of Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision
10. v skladu s pooblastili, ki jih dajo vlagatelji na podlagi presoje in individualnega dogovora;
10. , in accordance with mandates given by investors on a discretionary, client-by-client basis;
(b) investicijsko svetovanje ali hrambo in vodenje v zvezi z enotami AIS kot pomožne storitve.
(b) investment advice or safe-keeping and administration in relation to units of AIF, as non-core services:
V skladu s to direktivo UAIS nima dovoljenja za zagotavljanje samo storitev iz tega odstavka ali za zagotavljanje samo dejavnosti iz točk 2 in 3 Priloge Ia.
AIFM shall not be authorised under this Directive to provide only the services referred to in this paragraph or to provide only the activities referred to in points 2 and 3 of Annex Ia.
Te dejavnosti predstavljajo manjši del prometa UAIS.
Those activities shall represent a minor part of the AIFM turnover .
Člen 2(2) in členi 12, 13 ter 19 Direktive 2004/39/ES se uporabljajo za zagotavljanje storitev iz tega odstavka.
Article 2(2) and Articles 12, 13 and 19 of Directive 2004/39/EC shall apply to the provision by AIFM of the services referred to in this paragraph.
Člen 5 Postopek za izdajo dovoljenja
Article 5 Procedure for granting the authorisation
Države članice zahtevajo, da UAIS, ki prosi za dovoljenje, pristojnim organom države članice, v kateri ima registrirani sedež, predloži naslednje:
Member States shall require that an AIFM applying for an authorisation shall provide the following to the competent authorities of the Member State where it has its registered office.
(-a) informacije o osebah, ki dejansko vodijo posle UAIS;
(-a) information on the persons effectively conducting the business of the AIFM;
(a) informacije o istovetnosti delničarjev UAIS ali članov, neposrednih ali posrednih, fizičnih ali pravnih osebah, ki imajo kvalificirane deleže, in o zneskih teh deležev;
(a) information on the identities of the AIFM shareholders or members, whether direct or indirect, natural or legal persons, that have qualifying holdings and of the amounts of those holdings;
(aa) kadar AIS, ki se upravlja sam, prosi za dovoljenje, imena direktorjev ali članov vodstvenega organa AIS in podrobnosti glede usposobljenosti in izkušenj, povezanih z delovanjem AIS;
(aa) where a self-managed AIF applies for authorisation, the names of the directors, or members of the governing body, of the AIF and details of their background and experience in relation to the business of the AIF;
(b) program dejavnosti, ki določa organizacijsko strukturo UAIS, vključno z informacijami o tem, kako namerava UAIS izpolniti obveznosti po poglavjih III in IV ter, kjer je to primerno, po poglavjih V, VI in VII;
(b) a programme of activity setting out the organisational structure of the AIFM , including information on how the AIFM intends to comply with its obligations under Chapters III, IV and, where applicable, V, VI and VII ;
(c) ▌informacije o naložbenih strategijah, skupaj s politiko UAIS v zvezi z uporabo finančnih vzvodov ter o profilu tveganja in drugih značilnostih AIS, ki ga upravlja ali namerava upravljati, vključno z informacijami o državah članicah ali tretjih državah, v katerih so ustanovljeni ali bodo ustanovljeni ;
(c) ▌information about the investment strategies including the AIFM’s policy as regards the use of leverage, and the risk profiles and other characteristics of the AIF it manages or intends to manage, including information about the Member States or third countries in which they are established or are expected to be established ;
(ca) informacije o lokaciji sedeža osnovnega sklada, če je tak AIS sklad sklada;
(ca) information about where the underlying funds are established if such AIF is a fund of funds;
(cb) informacije o lokaciji sedeža glavnega sklada;
(cb) information about where the master fund is established;
(d) pravila upravljanja sklada ali ustanovno listino vsakega AIS, ki ga UAIS namerava upravljati;
(d) the fund rules or instruments of incorporation of each AIF the AIFM intends to manage;
(e) informacije o ureditvah za prenos funkcij upravljavskih storitev na tretje osebe, kot je navedeno v členu 18, in, kjer je to primerno, v členu 35;
(e) information on arrangements made for the delegation to third parties of management services functions as referred to in Article 18 and where applicable Article 35;
(f) informacije o ureditvah za varno hrambo premoženja AIS, vključno z, kjer je to primerno, ureditvami iz člena 38;
(f) information on the arrangements made for the safe-keeping of the assets of AIF, including, where applicable, arrangements made under Article 38;
(g) vse dodatne informacije, navedene v členu 20(1 ) za vsak AIS, ki ga UAIS upravlja ali namerava upravljati.
(g) for each AIF the AIFM manages or intends to manage, any additional information referred to in Article 20(1).
UAIS ima glavno upravo v državi članici, v kateri ima registrirani sedež.
The AIFM shall have its head office in the same Member State as its registered office.
Osrednji register
Central register
Evropski organ za vrednostne papirje in trge vodi osrednji javni register, v katerem je za vsak UAIS naveden pristojen nadzorni organ.
ESMA shall keep a central public register identifying the competent supervisory authority for each AIFM.
Register se da na voljo v elektronski obliki.
The register shall be made available in electronic format .
Pogoji za izdajo dovoljenja
Conditions for granting the authorisation
Pristojni organi matične države članice izdajo dovoljenje samo, če je potrjeno, da bo UAIS zmožen izpolniti pogoje te direktive.
The competent authorities of the home Member State shall grant authorisation only if they are satisfied that the AIFM will be able to fulfil the conditions of this Directive.
Pristojni organ ne odobri dovoljenja AIS, ki se upravlja sam, razen če imajo direktorji ali člani vodstvenega organa AIS dovolj dober ugled in dovolj izkušenj glede vrste posla, ki ga izvaja AIS, za zagotovitev izpolnjevanja zahtev te direktive.
The competent authority shall not grant authorisation to a self-managed AIF unless the directors, or members of the governing body, of the AIF are of sufficiently good repute and sufficiently experienced, in relation to the type of business carried out by the AIF, to ensure that the requirements of this Directive are complied with.
Če se pojavijo težave, se lahko pristojni organi matične države članice posvetujejo z Evropskim organom za vrednostne papirje in trge.
The competent authorities of the home Member State may consult ESMA if there are difficulties.
Dovoljenje velja v vseh državah članicah.
The authorisation shall be valid for all Member States.
Pristojni organi matične države članice zavrnejo izdajo dovoljenja, če učinkovito izvajanje nadzornih funkcij preprečuje naslednje:
The competent authorities of the home Member State shall refuse authorisation where the effective exercise of their supervisory functions is prevented by any of the following:
(a) zakoni in drugi predpisi tretje države, ki urejajo eno ali več fizičnih ali pravnih oseb, s katerimi je UAIS tesno povezan, kot je opredeljeno v členu 4(31) Direktive 2004/39/ES;
(a) the law, regulations or administrative provisions of a third country governing one or more natural or legal persons with which the AIFM has close links as defined in Article 4(31)of Directive 2004/39/EC;
(b) težave, povezane z izvajanjem tega zakona in drugih predpisov.
(b) difficulties relating to the enforcement of that law and those regulations and administrative provisions.
Dovoljenje zajema vse ureditve prenosa UAIS, ki so tudi sporočene v zahtevku.
The authorisation shall cover any delegation arrangements made by the AIFM and communicated in the application.
Pristojni organi države članice lahko omejijo obseg dovoljenja, zlasti v zvezi z vrsto AIS, ki ga UAIS lahko upravlja, kot tudi obseg ureditve prenosa.
The competent authorities of the home Member State may restrict the scope of the authorisation, in particular as regards the type of AIF the AIFM is allowed to manage, as well as the delegation arrangements.
Posebno pozornost je treba nameniti razvrstitvi tveganj AIS, za katerega ima UAIS dovoljenje za upravljanje.
Particular attention shall be paid to the risk classific a tion of the AIF which the AIFM is authorised to manage.
Pristojni organi pisno obvestijo prosilca o izdaji ali zavrnitvi izdaje dovoljenja v treh mesecih po predložitvi popolnega zahtevka.
The competent authorities shall inform the applicant in writing , within three months of the submission of a complete application, whether or not authorisation has been granted.
Če pristojni organi prosilca pisno ne obvestijo, se dovoljenje šteje za zavrnjeno brez utemeljitve.
If the competent authorities do not inform the applicant in writing, the authorisation shall be deemed rejected without a justification.
UAIS lahko začne zagotavljati upravljavske storitve v matični državi članici takoj, ko je bilo dovoljenje izdano.
AIFM may start providing management services in the home Member State as soon as the authorisation is granted.
Brez poseganja v člen 18 države članice zagotovijo, da bo imel AIS, ki spada v področje uporabe te direktive, enega UAIS, ki bo odgovoren za izpolnjevanje zahtev te direktive.
Without prejudice to Article 18, Member States shall ensure that AIF falling under the scope of this Directive shall have a single AIFM which shall be responsible for compliance with the requirements of this Directive.
Pristojni organi vsako četrtletje in v konsolidirani obliki Evropski organ za vrednostne papirje in trge obvestijo o odobrenih ali zavrnjenih dovoljenjih v zvezi z vsemi pogoji, spremembami obsega in odvzemom dovoljenja v skladu s tem členom ter členoma 7 in 8.
The competent authorities shall inform ESMA, on a quarterly basis and in a consolidated form, of authorisations granted and rejected and in relation to any conditions, changes in scope and withdrawal of authorisations in accordance with this Article and Articles 7 and 8.
Člen 7 Sprememba obsega dovoljenja
Article 7 Changes in the scope of the authorisation
UAIS pred izvajanjem pristojne organe matične države članice obvesti o vseh bistvenih spremembah v zvezi z informacijami, predloženimi v prvotnem zahtevku, ki bi lahko pomembno vplivale na pogoje, pod katerimi je bilo začetno dovoljenje izdano, zlasti o bistvenih spremembah v programu dejavnosti UAIS, naložbene strategije in politike katerega koli AIS, ki ga upravlja, ali o pravilih upravljanja AIS ali o ustanovni listini ter identiteti vsakega drugega AIS, ki ga namerava UAIS upravljati.
AIFM shall, before implementation, notify the competent authorities of the home Member State of any material changes to the conditions under which the initial authorisation has been granted, in particular material changes in the programme of activity of the AIFM, of the investment strategy and policy of any AIF managed by it, of the AIF rules or instruments of incorporation and the identity of any further AIF the AIFM intends to manage.
Pristojni organi v mesecu dni po prejemu tega obvestila odobrijo te spremembe, naložijo omejitve ali pa te spremembe zavrnejo.
The competent authorities shall, within a month of receipt of that notification, either approve, or impose restrictions, or reject those changes.
Člen 8 Odvzem dovoljenja
Article 8 Withdrawal of the authorisation
Pristojni organi lahko odvzamejo dovoljenje, izdano UAIS, če ta UAIS:
The competent authorities may withdraw the authorisation issued to an AIFM where that AIFM:
(1) pridobi dovoljenje z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
(1) has obtained the authorisation by making false statements or by any other unlawful means;
(2) ne izpolnjuje več pogojev, pod katerimi mu je bilo dovoljenje izdano;
(2) no longer fulfils the conditions under which authorisation was granted;
(3) hudo in sistematično krši določbe, ki prenašajo to direktivo.
(3) has seriously or systematically infringed the provisions transposing this Directive.
Pogoji poslovanja UAIS
Operating conditions for AIFM
ODDELEK 1: Vodenje poslov
SECTION 1: CONDUCT OF BUSINESS
UAIS zagotovi, da so politike o prejemkih skladna s pravili, ki veljajo za kreditne institucije in investicijska podjetja.
An AIFM shall ensure that its remuneration policies are compatible with the rules applicable to credit institutions and investment firms.
Države članice zahtevajo od UAIS, da vzpostavi in izvaja politiko in prakso prejemkov, ki izpolnjujeta zahteve iz Priloge 1b in sta skladni s premišljenim in učinkovitim obvladovanjem tveganja ter ga spodbujata, poleg tega pa ne spodbujata pretiranih tveganj, ki so v nasprotju s kratkoročnim ciljem glede dobička, sta skladni s profilom tveganja, pravili upravljanja sklada ali ustanovno listino AIS, ki ga upravlja, ter sta skladni s poslovnimi cilji in dolgoročnimi interesi UAIS in vlagateljev.
Member States shall require AIFM to set up and implement remuneration policies and practices that comply with the requirements set out in Annex 1b and are consistent with and promote sound and effective risk management, that do not encourage excessive risk-taking, that counter short-term profit motives, that are consistent with the risk profiles, fund rules or instruments of incorporation of the AIF they manage, and that are in line with the business objectives and the long- term interests of the AIFM and investors.
Te politike in prakse so celovite in sorazmerne naravi, obsegu in kompleksnosti dejavnosti UAIS in AIS, ki ga ta upravlja.
Those policies and practices shall be comprehensive and proportionate to the nature, scale and complexity of the AIFM’s activities and to the AIF it manages.
UAIS obvesti pristojne organe, kakšne so značilnosti njegove politike in prakse prejemkov.
The AIFM shall inform the competent authorities about the characteristics of its remuneration policies and practices.
Pristojni organi lahko sprejmejo ustrezne korektivne ukrepe za izravnavo tveganja, ki lahko nastane, če UAIS ne izvaja premišljene politike in prakse prejemkov.
The competent authorities may take appropriate corrective measures to offset risks that could result in the failure of an AIFM to implement sound remuneration policies and practices.
Države članice zagotovijo, da ▌ UAIS nudijo upravljavske storitve v Uniji samo, če stalno izpolnjujejo določbe te direktive.
Member States shall ensure that AIFM ▌ provide their management services within the Union only if they comply with the provisions of this Directive on an ongoing basis.
(a) pri opravljanju svojih dejavnosti ravnajo pošteno, s skrbnostjo dobrega strokovnjaka in dobre družbe za upravljanje ter pravično;
(a) act honestly, with due skill, care and diligence and fairly in conducting its activities;