natgillin/translations-raw huggingface dataset:
Države članice, ki na svojem ozemlju dovolijo trženje AIS malim vlagateljem, v roku enega leta od datuma iz člena 54(1) Komisijo in Evropski organ za vrednostne papirje in trge obvestijo o:
Member States that permit the marketing of AIF to retail investors on their territory, shall, within one year of the date referred to in Article 54(1) inform the Commission and ESMA of:
(a) vrstah AIS, ki jih UAIS na njihovem ozemlju lahko tržijo malim vlagateljem;
(a) the types of AIF which AIFM may market to retail investors on their territory;
(b) vseh dodatnih zahtevah, ki jih država članica naloži za trženje AIS malim vlagateljem na njenem ozemlju v skladu s smernicami Evropskega organa za vrednostne papirje in trge iz odstavka 1.
(b) any additional requirements that the Member State imposes for the marketing of AIF to retail investors on their territory in accordance with the guidelines of ESMA referred to in paragraph 1 .
Države članice Komisijo in Evropski organ za vrednostne papirje in trge obvestijo tudi o vseh naknadnih spremembah v zvezi s prvim pododstavkom.
Member States shall also inform the Commission and ESMA of any subsequent changes with regard to the first subparagraph.
Člen 33 Pogoji za trženje v drugih državah članicah
Article 33 Conditions for marketing in other Member States
Če namerava UAIS, ki ima dovoljenje, profesionalnim vlagateljem tržiti enote ali deleže AIS, ki ga upravlja v drugi državi članici, pristojnim organom v matični državi članici predloži naslednje dokumente:
Where an authorised AIFM intends to market to professional investors the units or shares of an AIF it manages in another Member State, it shall submit the following documents to the competent authorities of its home Member State:
(a) uradno obvestilo, vključno s poslovnim načrtom, v katerem so opredeljeni AIS, ki jih namerava tržiti, in informacije o tem, kjer ima(jo) AIS sedež;
(a) a notification letter, including a programme of operations identifying the AIF it intends to market and information on where the AIF are established ;
(ba) identiteto depozitarja AIS;
(ba) the identity of the depositary of the AIF;
(d) navedbo države članice, v kateri namerava tržiti enote ali deleže AIS, ki jih upravlja, profesionalnim vlagateljem;
(d) the indication of the Member State in which it intends to market the units or shares of an AIF it manages to professional investors;
(e) ureditve, vzpostavljene za trženje AIS in, kjer je to primerno, informacije o ureditvah, vzpostavljenih za preprečevanje, da bi se enote in deleži tega AIS tržili malim vlagateljem.
(e) arrangements made for the marketing of AIF and, where relevant, information on the arrangements established to prevent units or shares of that AIF from being marketed to retail investors.
Pristojni organi matične države članice najpozneje 20 delovnih dni po datumu prejema popolne dokumentacije popolno dokumentacijo iz odstavka 1 posredujejo pristojnim organom države članice, v kateri se bo AIS tržil.
The competent authorities of the home Member State shall, no later than 20 working days after the date of receipt of the complete documentation, transmit the complete documentation referred to in paragraph 1 to the competent authorities of the Member State where the AIF will be marketed.
Dokumentaciji priložijo potrdilo, da ima zadevni UAIS dovoljenje.
They shall enclose an attestation that the AIFM concerned is authorised.
Po posredovanju dokumentacije pristojni organi matične države članice nemudoma obvestijo UAIS o posredovanju.
Upon transmission of the documentation, the competent authorities of the home Member State shall without delay notify the AIFM of the transmission.
UAIS lahko začne tržiti AIS v državi članici gostiteljici z datumom tega obvestila.
The AIFM may start the marketing of AIF in the host Member State as of the date of that notification.
Za ureditve iz odstavka 1(e) veljajo zakoni in nadzor države članice gostiteljice.
Arrangements referred to in paragraph 1(e) shall be subject to the laws and supervision of the host Member State.
Države članice zagotovijo, da se uradno obvestilo iz odstavka 1 in potrdilo iz odstavka 2 predložita v jeziku, ki se običajno uporablja na področju mednarodnih financ.
Member States shall ensure that the notification letter referred to in paragraph 1 and the attestation referred to in paragraph 2 are provided in a language customary in the sphere of international finance.
Države članice zagotovijo, da njihovi pristojni organi sprejmejo elektronski prenos in vložitev dokumentov iz odstavka 2.
Member States shall ensure that electronic transmission and filing of the documents referred to in paragraph 2 is accepted by their competent authorities.
V primeru spremembe katerega koli podatka, sporočenega v skladu z odstavkom 2, UAIS najmanj en mesec pred uvedbo spremembe pristojnemu organu matične države članice predloži pisno obvestilo o tej spremembi.
In the event of a change in any of the particulars communicated in accordance with paragraph 2, an AIFM shall give written notice of that change to the competent authorities of its home Member State at least one month before implementing the change.
Pristojni organ matične države članice o teh spremembah nemudoma obvesti pristojni organ države članice gostiteljice.
The competent authorities of the home Member State shall without delay inform the competent authorities of the host Member State of those changes.
Komisija sprejme delegirane akte v skladu s členi 49a, 49b in 49c , ki podrobneje opredeljujejo naslednje:
The Commission shall adopt delegated acts in accordance with Articles 49a, 49b and 49c specifying the following:
(a) obliko in vsebino standardnega modela uradnega obvestila;
(a) the form and content of a standard model of the notification letter;
(b) obliko in vsebino standardnega modela potrdila.
(b) the form and content of a standard model of attestation.
Pogoji za zagotavljanje upravljavskih storitev v drugih državah članicah
Conditions for providing management services in other Member States
Države članice zagotovijo, da lahko UAIS, ki ima dovoljenje, upravljavske storitve v zvezi z AIS s sedežem v drugi državi članici zagotavlja bodisi neposredno ali preko ustanovitve podružnice, pod pogojem, da ima UAIS dovoljenje za upravljanje te vrste AIS.
Member States shall ensure that an authorised AIFM may provide management services in relation to an AIF established in another Member State either directly or via the establishment of a branch, provided that the AIFM is authorised to manage that type of AIF.
Vsak AIS, ki želi prvič zagotavljati upravljavske storitve v zvezi z AIS s sedežem v drugi državi članici, pristojnim organom matične države članice posreduje naslednje informacije:
Any AIFM wishing to provide management services in relation to an AIF established in another Member State for the first time shall communicate the following information to the competent authorities of its home Member State:
(a) državo članico, v kateri namerava zagotavljati upravljavske storitve, neposredno ali preko podružnice;
(a) the Member State in which it intends to provide management services directly or establish a branch;
(b) poslovni načrt, ki vsebuje zlasti storitve, ki jih namerava izvajati, in AIS, ki ga namerava upravljati.
(b) a programme of operations stating in particular the services which it intends to perform and identifying the AIF it intends to manage.
Če namerava UAIS ustanoviti podružnico, predloži poleg dokumentacije iz odstavka 2 tudi naslednje informacije:
If the AIFM intends to establish a branch, it shall provide, in addition to the documentation referred to in paragraph 2, the following information:
(a) organizacijsko strukturo podružnice;
(a) the organisational structure of the branch;
(b) naslov v matični državi članici, kjer se lahko dobijo dokumenti;
(b) the address in the home Member State from which documents may be obtained;
(c) imena odgovornih za upravljanje podružnice.
(c) the names of the persons responsible for the management of the branch.
Pristojni organi matične države članice v mesecu dni po prejemu popolne dokumentacije posredujejo popolno dokumentacijo iz odstavka 2 in odstavka 3, kjer je to primerno, pristojnim organom države članice, v kateri se bodo zagotavljale upravljavske storitve, in potrdilo, da ima zadevni UAIS dovoljenje.
The competent authorities of the home Member State shall, within one month of receipt of the complete documentation, transmit the complete documentation referred to in paragraph 2, and , where relevant paragraph 3, to the competent authorities of the Member State where the management services will be provided and an attestation that they have authorised the AIFM concerned.
O tem posredovanju dokumentacije nemudoma obvestijo UAIS.
They shall immediately notify the AIFM of the transmission.
Po prejemu obvestila o posredovanju lahko UAIS začne zagotavljati svoje storitve v državi članici gostiteljici.
Upon receipt of the transmission notification the AIFM may start to provide its services in the host Member State.
Država članica gostiteljica zadevnemu UAIS ne naloži nobenih dodatnih zahtev v zvezi z zadevami, ki jih zajema ta direktiva.
The host Member States shall not impose any additional requirements on the AIFM concerned in respect of the matters covered by this Directive.
V primeru spremembe katerega koli podatka, sporočenega v skladu z odstavkom 2 in, kjer je to primerno, odstavkom 3, UAIS najmanj en mesec pred uvedbo spremembe pristojnemu organu matične države članice predloži pisno obvestilo o tej spremembi.
In the event of a change in any of the particulars communicated in accordance with paragraph 2, and , where relevant paragraph 3, an AIFM shall give written notice of that change to the competent authorities of its home Member State at least one month before implementing the change.
Pristojni organ matične države članice o teh spremembah obvesti pristojni organ države članice gostiteljice.
The competent authority of the home Member State shall inform the competent authority of the host Member State of those changes.
Pristojni organi matične države članice UAIS so odgovorni za nadzor ustreznosti ureditve in organizacijske strukture UAIS, kar UAIS omogoča izpolnjevanje obveznosti in pravil, ki se nanašajo na sestavo in delovanje vseh AIS, ki jih upravlja.
The competent authorities of the AIFM's home Member State shall be responsible for supervising the adequacy of the arrangements and organisation of the AIFM so that it is in a position to comply with the obligations and rules which relate to the constitution and functioning of all AIF it manages.
Pristojni organi države članice, kjer se bodo izvajale upravljavske storitve, so odgovorni, da nadzirajo, ali UAIS spoštuje pravila te države članice, ki se nanašajo na sestavo in delovanje vseh AIS, vključno z določbami v zvezi s trženjem.
The competent authorities of the Member State where the management services will be provided shall be responsible for supervising the compliance of the AIFM with the rules of that Member State which relate to the constitution and functioning of AIF, including arrangements made for marketing.
Da bi preprečili vsakršno kršitev pravil, ki so v njihovi pristojnosti, lahko pristojni organi države članice, kjer se bodo izvajale storitve upravljanja, sodelujejo s pristojnimi organi matične države članice UAIS.
To remedy any breach of rules under their responsibility, the competent authorities of the Member State where the management services will be provided shall be able to rely on the cooperation of the competent authorities of the AIFM's home Member State .
Pristojni organi države članice, kjer se bodo izvajale storitve upravljanja, lahko po potrebi v skrajnem primeru in potem, ko obvestijo pristojne organe matične države članice UAIS, ukrepajo neposredno proti UAIS.
If necessary, as a last resort, and after informing the competent authorities of the AIFM's home Member State , the competent authorities of the Member State where the management services will be provided may take action directly against the AIFM.
Poglavje VII Posebna pravila v zvezi s tretjimi državami
Chapter VII Specific rules in relation to third countries
Člen 35 Pogoji za trženje v
Article 35 Conditions for the marketing in the
Uniji AIS s sedežem v tretji državi
Union of AIF established in a third country
UIAS , ki ima dovoljenje v Uniji, ali, v skladu z odstavkom 2, UAIS s sedežem v tretji državi, lahko trži delnice ali enote AIS s sedežem v tretji državi samo profesionalnim vlagateljem s sedežem v Uniji , če so izpolnjeni vsi naslednji pogoji:
An AIFM authorised in the Union or, subject to paragraph 2, a n AIFM established in a third country may only market shares or units of an AIF established in a third country to professional investors established in the Union if all of the following conditions are satisfied:
(a) sporazum o sodelovanju med pristojnimi organi te države članice in nadzornikom AIS zagotavlja učinkovito izmenjavo vseh informacij, ki so pomembne za spremljanje možnih posledic dejavnosti AIS;
(a) a cooperation agreement between the competent authorities of that Member State and the supervisor of the AIF ensures an efficient exchange of all information that are relevant for monitoring the potential implications of the activities of the AIF;
(b) za tretjo državo velja odločitev Komisije, v kateri je navedeno, da standardi za preprečevanje pranja denarja in financiranja terorizma izpolnjujejo zahteve projektne skupine za finančno ukrepanje ter imajo enak učinek kot zahteve iz Direktive 2005/60/ES;
(b) the third country is the subject of a decision by the Commission stating that the standards to prevent money laundering and terrorist financing meet the Financial Action Task Force requirements and are to the same effect as the requirements set out in Directive 2005/60/EC ;
(c) tretja država je podpisala sporazum z državo članico, v kateri zaprosi za dovoljenje, in z vsemi drugimi državami članicami, v katerih se predlaga trženje teh deležev ali enot, ki popolnoma izpolnjujejo standarde iz člena 26 Vzorčne davčne konvencije OECD in zagotavlja učinkovito izmenjavo informacij glede davčnih zadev; in
(c) the third country has signed an agreement with the Member State in which it applies for authorisation and with each other Member State in which those shares or units are proposed to be marketed, which fully comply with the standards laid down in Article 26 of the OECD Model Tax Convention and ensures an effective exchange of information in tax matters; and
(d) za tretjo državo velja odločitev Komisije, v kateri je navedeno, da UAIS s sedežem v Uniji dodeljuje učinkovit dostop na trg, primerljiv z dostopom, ki ga Unija odobri UAIS iz te tretje države.
(d) the third country is the subject of a decision by the Commission stating that it grants AIFM established in the Union effective market access comparable to that granted by the Union to AIFM from that third country.
UAIS s sedežem v tretji državi lahko trži deleže ali enote AIS s sedežem v tretji državi na podlagi tega člena samo, če izpolnjuje zahteve iz člena 39a.
A n AIFM established in a third country may market shares or units of an AIF established in a third country under this Article only if it complies with Article 39a.
Ne glede na druga veljavna pravila o poročanju v zvezi s preprečevanjem pranja denarja se poročila o sumljivih transakcijah, ki jih je treba podati v skladu z Direktivo 2005/60/ES glede neposrednih ali posrednih naložb v AIS s sedežem v tretjih državah, ki jih naredijo vlagatelji, ki prebivajo v Uniji, podajo v državi članici, v kateri prebiva ta vlagatelj.
Without prejudice to other applicable anti-money laundering reporting rules, suspicious transaction reports to be made pursuant to Directive 2005/60/EC in connection to direct or indirect investments in AIF established in third countries by investors residing in the Union shall be made in the Member State where this investor is resident.
(a) splošna merila za oceno, ali standardi za preprečevanje pranja denarja in financiranja terorizma v tretjih državah, kot je navedeno v odstavku 1, izpolnjujejo zahteve projektne skupine za finančno ukrepanje ter imajo enak učinek kot zahteve iz Direktive 2005/60/ES;
(a) general criteria for assessing whether the standards to prevent money laundering and terrorist financing of third countries as referred to in paragraph 1 meet the Financial Action Task Force requirements and are to the same effect as the requirements set out in Directive 2005/60/EC;
Na podlagi meril iz odstavka 3 Komisija v skladu s členi 49a, 49b in 49c sprejme delegirane akte, v katerih navede:
On the basis of the criteria referred to in paragraph 3, the Commission shall adopt delegated acts in accordance Articles 49a, 49b and 49c stating:
(b) da tretja država UAIS iz Unije zagotovi učinkovit dostop na trg, ki je vsaj primerljiv z dostopom, ki ga Unija zagotavlja UAIS iz te tretje države.
(b) that a third country grant Union AIFM effective market access at least comparable to that granted by the Union to AIFM from that third country.
Pogoji za naložbe v AIS s sedežem v tretji državi
Conditions for investment in AIF established in a third country
Profesionalni vlagatelj s sedežem v Uniji lahko vlaga v delnice ali enote AIS s sedežem v tretji državi samo, če so v zvezi s to tretjo državo izpolnjeni vsi pogoji iz člena 35.
A professional investor established in the Union may invest in shares or units of an AIF established in a third country only if all of the conditions in Article 35 are satisfied in relation to that third country.
Profesionalni vlagatelj s sedežem v Uniji ne vlaga v delnice ali enote AIS s sedežem v tretji državi, če v zvezi s to tretjo državo kateri od pogojev iz člena 35 ni izpolnjen.
A professional investor established in the Union shall not invest in shares or units of an AIF established in a third country if any of the conditions in Article 35 are not satisfied in relation to that third country.
Za investitorje, ki kršijo te določbe, veljajo pravila o ukrepih in kaznih v skladu s členom 43.
Any rules on measures and sanctions made pursuant to Article 43 shall apply to infringements by investors of these provisions.
Komisija po posvetovanju z Evropskim organom za vrednostne papirje in trge oceni, katere tretje države izpolnjujejo pogoje iz odstavka 1.
The Commission shall, after consulting ESMA, assess which third countries satisfy the conditions referred to in paragraph 1.
Člen 36 Prenos upravnih nalog s strani UAIS na subjekt s sedežem v tretji državi
Article 36 Delegation by the AIFM of administrative tasks to an entity established in a third country
Države članice UAIS dovolijo prenos upravnih nalog na subjekte s sedežem v tretji državi samo, kadar so izpolnjeni vsi naslednji pogoji:
Member States shall ▌ allow an AIFM to delegate administrative services to entities established in a third country only where all of the following conditions are met:
(-a) zadevna sredstva so v tretji državi;
(-a) the assets concerned are located in a third country;
(a) zahteve iz člena 18 so izpolnjene;
(a) the requirements set out in Article 18 are fulfilled;
(b) subjekt ima dovoljenje za zagotavljanje upravnih storitev ali je registriran v tretji državi, v kateri ima sedež, in je predmet bonitetnega nadzora;
(b) the entity is authorised to provide administration services or registered in the third country in which it is established and is subject to prudential supervision;
(c) med pristojnim organom UAIS in nadzornim organom subjekta obstaja ustrezen dogovor o sodelovanju.
(c) there is an appropriate co-operation agreement between the competent authority of the AIFM and the supervisory authority of the entity.
Člen 37 Cenilec s sedežem v tretji državi
Article 37 Valuator established in a third country
Države članice dovolijo imenovanje cenilca s sedežem v tretji državi samo, kadar so izpolnjeni vsi naslednji pogoji:
Member States shall ▌allow the appointment of a valuator established in a third country only where all of the following conditions are met:
(-a) zadevna sredstva so v tretji državi;
(-a) the assets concerned are located in a third country,
(a) zahteve iz člena 16 so izpolnjene;
(a) the requirements set out in Article 16 are fulfilled;
(b) tretja država je predmet odločitve, sprejete v skladu z odstavkom 3, v kateri je navedeno, da so standardi in pravila vrednotenja, ki jih uporablja cenilec, enakovredni standardom in pravilom Unije .
(b) the third country is the subject of a decision taken pursuant to paragraph 3 stating that the valuation standards and rules used by valuators established on its territory are equivalent to those applicable in the Union .
Komisija v skladu s členi 49a, 49b in 49c sprejme delegirane akte , v katerih opredeli merila za oceno enakovrednosti standardov in pravil vrednotenja tretjih držav, kot je navedeno v odstavku (1)(b).
The Commission shall adopt delegated acts in accordance with Articles 49a, 49b and 49c specifying the criteria for assessing the equivalence of the valuation standards and rules of third countries as referred to in paragraph (1)(b).
Na podlagi meril iz odstavka 2 Komisija ▌ v skladu s členi 49a, 49b in 49c sprejme delegirane akte, v katerih navede, da so standardi in pravila vrednotenja v tretji državi enakovredni tistim, ki se uporabljajo v Uniji .
On the basis of the criteria referred to in paragraph 2, the Commission shall ▌adopt delegated acts in accordance with Articles 49a, 49b and 49c stating that the valuation standards and rules of a third country legislation are equivalent to those applicable in the Union .
Komisija zagotovi, da ti akti začnejo veljati do ...
The Commission shall ensure that those acts enter into force by ...
UL vstaviti datum: eno leto po začetku veljavnosti te direktive. *.
OJ please insert date: one year after the entry into force of this Directive. *.
UAIS s sedežem v tretjih državah
AIFM established in third countries
Države članice zagotovijo, da lahko UAIS s sedežem v tretji državi deleže ali enote AIS, ki jih upravljajo, tržijo profesionalnim vlagateljem na njihovem ozemlju, kadar so izpolnjeni vsi naslednji pogoji:
Member States shall ensure that AIFM established in a third country may market shares or units of AIF they manage to professional investors on their territory where all of the following conditions are satisfied:
(a) izpolnjeni so pogoji iz člena 35 v zvezi s tretjo državo, v kateri ima sedež UAIS;
(a) the conditions in Article 35 are satisfied in relation to the third country in which the AIFM is established;
(b) UAIS se z Evropskim organom za vrednostne papirje in trge dogovori o ravnanju v skladu s to direktivo, pri čemer so narejene potrebne spremembe, da se upošteva, da ima UAIS sedež v tretji državi;
(b) that AIFM agrees with ESMA to comply with this Directive, the necessary changes being made to take account that the AIFM is established in the third country;
(c) med Evropskim organom za vrednostne papirje in trge ter pristojnim organom tretje države obstaja dogovor v skladu z odstavkom 3; in
(c) there is an agreement between ESMA and the competent authority of the third country in accordance with paragraph 3; and
(d) če želi UAIS tržiti deleže ali enote AIS s sedežem v drugi tretji državi, so izpolnjeni tudi pogoji iz člena 35 v zvezi z tretjo državo tega AIS.
(d) if the AIFM wishes to market shares or units of an AIF established in another third country, then the conditions in Article 35 are also satisfied in relation to that AIF's third country.
Države članice zagotovijo, da lahko UAIS s sedežem v tretji državi zagotavljajo upravljavske storitve na njihovem ozemlju, kadar so izpolnjeni vsi naslednji pogoji:
Member States shall ensure that AIFM established in a third country may provide management services in their territory where all of the following conditions are satisfied:
(c) med Evropskim organom za vrednostne papirje in trge ter pristojnim organom tretje države obstaja dogovor v skladu z odstavkom 3.
(c) there is an agreement between ESMA and the competent authority of the third country in accordance with paragraph 3.
Dogovori iz odstavkov 1 in 2 vsebujejo:
The agreements provided for in paragraph 1 and 2 shall contain: