natgillin/translations-raw huggingface dataset:
Organ ESMA v 40 delovnih dneh od uradnega obvestila iz tretjega pododstavka člena 52(2) preuči vlogo za registracijo na podlagi skladnosti repozitorija sklenjenih poslov z zahtevami iz členov 64 do 67 in sprejme izčrpno obrazloženo odločitev o registraciji ali zavrnitvi registracije.
ESMA shall, within 40 working days from the notification referred to in the third subparagraph of Article 52(2), examine the application for registration based on the compliance of the trade repository with the requirements set out in Articles 64 to 67 and adopt a fully reasoned decision for registration or refusal.
Odločitev, ki jo organ ESMA izda v skladu s členom 1, začne veljati peti delovni dan po sprejetju.
The decision issued by ESMA pursuant to paragraph 1 shall take effect on the fifth working day following its adoption.
Uradno obvestilo o odločitvi
Notification of the decision
Ko organ ESMA sprejme odločitev o registraciji, zavrnitvi registracije ali razveljavitvi registracije, o tem v petih delovnih dneh obvesti repozitorij sklenjenih poslov z izčrpno obrazložitvijo odločitve.
Where ESMA adopts a decision to register, refuse registration or withdraw registration, it shall notify the trade repository within five working days with a fully reasoned explanation of its decision.
Organ ESMA vse odločitve, sprejete v skladu z odstavkom 1, sporoči Komisiji.
ESMA shall communicate any decision taken in accordance with paragraph 1 to the Commission.
Organ ESMA na svojem spletnem mestu objavi seznam repozitorijev sklenjenih poslov, registriranih v skladu s to uredbo.
ESMA shall publish on its website a list of trade repositories registered in accordance with this Regulation.
Ta seznam se posodobi v petih delovnih dneh po sprejetju odločitve iz odstavka 1.
That list shall be updated within five working days following the adoption of a decision under paragraph 1.
Na zahtevo organa ESMA lahko Komisija s sklepom repozitoriju sklenjenih poslov naloži denarno kazen, kadar ta namerno ali iz malomarnosti krši člene 63(1), 64, 65, 66 ter odstavka 1 in 2 člena 67 te uredbe.
At the request of ESMA, the Commission may by decision impose on a trade repository a fine where, intentionally or negligently, the trade repository has infringed Articles 63(1), 64, 65, 66 and 67(1) and (2) of this Regulation.
Naložene denarne kazni iz odstavka 1 so odvračilne in sorazmerne z naravo in resnostjo kršitve, trajanjem kršitve in ekonomsko močjo zadevnega repozitorija sklenjenih poslov. ▌
The fines referred to in paragraph 1 shall be dissuasive and proportionate to the nature and seriousness of the breach, the duration of the breach and the economic capacity of the trade repository concerned. ▌
Če si repozitorij sklenjenih poslov s kršitvijo posredno ali neposredno pridobi izmerljivo finančno korist, mora biti višina naložene denarne kazni ne glede na odstavek 2 najmanj enaka tej koristi.
Notwithstanding paragraph 2, where the trade repository has directly or indirectly gained a quantifiable financial benefit from the breach, the amount of the fine has to be at least equal to that benefit.
Da se zagotovi dosledna usklajenost tega člena, organ ESMA oblikuje osnutek regulativnih tehničnih standardov, ki zadevajo:
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards concerning:
(a) podrobna merila za določanje višine denarne kazni;
(a) detailed criteria for establishing the amount of the fine;
(b) postopke za poizvedbe, povezane ukrepe in poročanje ter pravila postopkov za odločanje, vključno z določbami o pravicah do obrambe, dostopu do spisa, pravnem zastopstvu in zaupnosti, začasnimi določbami ter določanjem višine denarnih kazni in njenega pobiranja.
(b) the procedures for enquiries, associated measures and reporting, as well as rules of procedure for decision-making, including provisions on rights of defence, access to the file, legal representation, confidentiality and temporal provisions and the quantification and collection of the fines.
Periodične denarne kazni
Periodic penalty payments
Odbor nadzornikov organa ESMA ▌s sklepom naloži periodične denarne kazni▌, da bi:
ESMA's Board of Supervisors shall by decision impose periodic penalty payments in order to compel :
(a) repozitorij sklenjenih poslov odpravil kršitev;
(a) a trade repository to put an end to an infringement;
(b) osebe, ki sodelujejo v repozitorijih sklenjenih poslov, ali z njimi povezane tretje stranke predložile popolne in točne zahtevane podatke ;
(b) person s involved in trade repositories or related third parties to supply complete information which has been requested;
(c) osebe, ki sodelujejo v repozitorijih sklenjenih poslov, ali z njimi povezane tretje stranke privolile v preiskavo in zlasti predložile popolne evidence , podatke , postopke ali drug potreben material ter dopolnile in popravile druge informacije , predložene v okviru preiskave▌;
(c) persons involved in trade repositories or related third parties to submit to an investigation and in particular to produce complete records, data, procedures or any other material required and to complete and correct other information provided in an investigation;
(d) osebe, ki sodelujejo v repozitorijih sklenjenih poslov, ali z njimi povezane tretje stranke privolile v inšpekcijski pregled na kraju samem▌.
(d) persons involved in trade repositories or related third parties to submit to an on-site inspection.
Te periodične denarne kazni morajo biti učinkovite in sorazmerne.
The periodic penalty payments provided for shall be effective and proportionate.
Periodična denarna kazen se naloži za vsak dan zamude. ▌
The amount of the periodic penalty payments shall be imposed for each day of delay. ▌
Ne glede na odstavek 2 periodična denarna kazen znaša 3 % povprečnega dnevnega prometa v predhodnem poslovnem letu.
Notwithstanding paragraph 2, the amount of the periodic penalty payments shall be 3 % of the average daily turnover in the preceding business year.
Znesek se izračuna od datuma, določenega v sklepu, s katerim se naloži periodična denarna kazen.
It shall be calculated from the date stipulated in the decision imposing the periodic penalty payment.
Periodične denarne kazni se naložijo za obdobje največ šestih mesecev po uradnem obvestilu o odločitvi organa ESMA.
A periodic penalty payment shall be imposed for a maximum period of six months following the notification of ESMA's decision.
Po koncu tega šestmesečnega obdobja organ ESMA pretehta ukrepe.
Following that six- month period, ESMA shall consider the measures .
Zaslišanje zadevnih oseb
Hearing of the persons concerned
Pred sprejetjem sklepa o naložitvi denarne kazni ali periodične denarne kazni, kot je določeno v členih 55 in 56, da Komisija zadevnim osebam možnost obrazložitve zadev, ki jim Komisija ugovarja.
Before taking any decision on a fine or periodic penalty payment as provided for in Articles 55 and 56, the Commission shall give the persons concerned the opportunity to be heard on the matters to which the Commission has taken objection.
Sklepi Komisije temeljijo samo na ugovorih, na katere so osebe imele možnost podati pojasnila.
The Commission shall base its decisions only on objections on which the persons concerned have been able to comment.
Tem osebam je zagotovljena pravica do vpogleda v spis Komisije ob upoštevanju pravnega interesa drugih oseb za varstvo poslovnih skrivnosti.
Those persons shall be entitled to have access to the Commission's file, subject to the legitimate interest of other persons in the protection of their business secrets.
Pravica dostopa do spisa ne velja za zaupne informacije in notranje dokumente Komisije.
The right of access to the file shall not extend to confidential information and internal documents of the Commission.
Skupne določbe za denarne kazni in periodične denarne kazni
Provisions common to fines and periodic penalty payments
Komisija javnosti razkrije vse denarne kazni in periodične denarne kazni, ki jih je naložila v skladu s členoma 55 in 56.
The Commission shall disclose to the public every fine and periodic penalty payment that has been imposed in accordance with Articles 55 and 56.
Denarne kazni in periodične denarne kazni, naložene v skladu s členoma 55 in 56, so upravne narave.
Fines and periodic penalty payments imposed pursuant to Articles 55 and 56 are of an administrative nature.
Če Komisija odloči, da ne bo naložila denarne kazni, o tem ustrezno obvesti organ ESMA, Evropski parlament in Svet ter navede razloge za to.
Where the Commission decide s to impose no fines or penalty payments, it shall inform E SM A, the European Parliament and the Council accordingly and shall set out the reasons for its decision.
Preverjanje s strani Sodišča
Review by the Court of Justice
Sodišče Evropske unije ima neomejeno pristojnost za pregled sklepov, s katerimi je Komisija naložila plačilo denarne kazni ali periodične denarne kazni.
The Court of Justice of the European Union shall have unlimited jurisdiction to review decisions whereby the Commission has imposed a fine or a periodic penalty payment.
Sodišče lahko naloženo denarno kazen ali periodično denarno kazen razveljavi, zniža ali zviša.
The Court of Justice may annul, reduce or increase the fine or periodic penalty payment imposed.
Organ ESMA razveljavi registracijo repozitorija sklenjenih poslov v vseh naslednjih okoliščinah:
ESMA shall withdraw the registration of a trade repository in any of the following circumstances:
(a) če se repozitorij sklenjenih poslov izrecno odreče registraciji ali če v zadnjih šestih mesecih ni opravil nobene storitve;
(a) the trade repository expressly renounces the registration or has provided no services for the preceding six months;
(b) če je repozitorij sklenjenih poslov pridobil registracijo z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
(b) the trade repository has obtained the registration by making false statements or by any other irregular means;
(c) če repozitorij sklenjenih poslov ne izpolnjuje več pogojev, pod katerimi je bil registriran;
(c) the trade repository no longer meets the conditions under which it was registered;
(d) če je repozitorij sklenjenih poslov resno ali večkrat kršil določbe te uredbe.
(d) the trade repository has seriously or repeatedly infringed the provisions of this Regulation.
Če pristojni organ v državi članici, v kateri repozitorij sklenjenih poslov izvaja storitve in dejavnosti, meni, da je izpolnjen eden od pogojev iz odstavka 1, lahko od organa ESMA zahteva, da preveri, ali so pogoji za odvzem registracije izpolnjeni.
The competent authority of a Member State in which the trade repository performs its services and activities and which considers that one of the conditions referred to in paragraph 1 has been met may request ESMA to examine whether the conditions for withdrawal of registration are met.
Če se organ ESMA odloči, da ne bo razveljavil registracije zadevnega repozitorija sklenjenih poslov, mora odločitev v celoti utemeljiti.
Where ESMA decides not to withdraw the registration of the trade repository concerned, it shall provide full reasons.
Organ ESMA sprejme vse ukrepe, potrebne za pravilno zamenjavo repozitorija sklenjenih poslov, ki mu je bila odvzeta registracija, vključno s prenosom podatkov v druge repozitorije sklenjenih poslov ter s preusmeritvijo toka poročanja vanje.
ESMA shall take all necessary steps to ensure the orderly substitution of the trade repository from which registration has been withdrawn , including the transfer of data to other trade repositories and the redirection of reporting flows to other trade repositories.
Nadzor repozitorijev sklenjenih poslov
Surveillance of Trade Repositories
Organ ESMA nadzoruje uporabo členov 64 do 67.
ESMA shall monitor the application of Articles 64 to 67.
Za izvedbo nalog iz členov 51 do 60, 62 in 63 ima organ ESMA naslednje pristojnosti:
In order to carry out the duties set out in Articles 51 to 60, 62 and 63, ESMA shall have the power to:
(a) dostop do vseh dokumentov v kakršni koli obliki in prejmejo ali si priskrbijo njihovo kopijo;
(a) access any document in any form and to receive or take a copy thereof;
(b) od katere koli osebe zahteva informacije ter jo po potrebi prikliče in zasliši, da pridobi informacije;
(b) demand information from any person and, if necessary, summon and question a person with a view to obtaining information;
(c) opravlja inšpekcijske preglede na kraju samem s predhodno najavo ali brez nje;
(c) carry out on-site inspections with or without prior announcement;
(d) zahteva evidence o telefonskem in podatkovnem prometu.
(d) require records of telephone and data traffic.
Kjer je to primerno, Komisija Svetu predloži predloge za pogajanja o mednarodnih sporazumih z eno ali več tretjimi državami glede medsebojnega dostopa do informacij o pogodbah o izvedenih finančnih instrumentih OTC ter izmenjave informacij o teh pogodbah, shranjenih v repozitorijih sklenjenih poslov s sedežem v tretjih državah, kadar so te informacije pomembne za opravljanje dolžnosti pristojnih organov v skladu s to uredbo.
The Commission shall, where appropriate, submit proposals to the Council for the negotiation of international agreements with one or more third countries regarding mutual access to, and exchange of information on, OTC derivative contracts held in trade repositories which are established in third countries, where that information is relevant for the exercise of the duties of competent authorities under this Regulation.
Enakovrednost in priznavanje
Equivalence and recognition
Repozitorij sklenjenih poslov s sedežem v tretji državi lahko svoje storitve in dejavnosti izvaja za subjekte s sedežem v Uniji za namene člena 6 le, če ima v Uniji samostojno poslovno enoto, ki jo je priznal organ ESMA.
A trade repository established in a third country may provide its services and activities to entities established in the Union for the purposes of Article 6 only where that trade repository is separately established in the Union, recognised by ESMA .
Organ ESMA prizna repozitorij sklenjenih poslov iz tretje države samo , če so izpolnjeni naslednji pogoji:
ESMA shall recognise a trade repository from a third country only where the following conditions are met:
(a) repozitorij sklenjenih poslov ima v tej tretji državi dovoljenje in je tam predmet učinkovitega nadzora;
(a) the trade repository is authorised in and is subject to effective surveillance in that third country;
(b) Komisija je sprejela sklep v skladu z odstavkom 3;
(b) the Commission has adopted a decision in accordance with paragraph 3;
(c) Unija je sklenila mednarodni sporazum s to tretjo državo, kot je navedeno v členu 62;
(c) the Union has entered into an international agreement with that third country, as referred to in Article 62;
(d) v skladu z odstavkom 4 so bili sprejeti dogovori o sodelovanju, da se organom Unije zagotovi neposreden in stalen dostop do vseh potrebnih informacij.
(d) cooperation arrangements have been established pursuant to paragraph 4 to ensure that Union authorities have immediate and continuous access to all the necessary information.
(da) za tretjo državo velja odločitev Komisije, v kateri je navedeno, da standardi za preprečevanje pranja denarja in financiranja terorizma izpolnjujejo zahteve projektne skupine za finančno ukrepanje ter imajo enak učinek kot zahteve iz Direktive 2005/60/ES;
(d a) the third country is the subject of a decision by the Commission stating that the standards to prevent money laundering and terrorist financing meet the Financial Action Task Force requirements and are to the same effect as the requirements set out in Directive 2005/60/EC ;
(db) tretja država je z matično državo članico CCP, ki imajo dovoljenje, podpisala sporazum, ki je popolnoma skladen s standardi iz člena 26 vzorčne konvencije OECD o davku na dohodek in kapital ter zagotavlja učinkovito izmenjavo informacij glede davčnih zadev, skupaj z morebitnimi večstranskimi davčnimi sporazumi;
(db) the third country has signed an agreement with the home Member State of the authorised CCP which fully complies with the standards laid down in Article 26 of the OECD Model Tax Convention on Income and on Capital and ensures an effective exchange of information in tax matters, including, if any, multilateral tax agreements ;
(dc) ustrezni organi tretje države, ki je sklenila mednarodni sporazum z Unijo, kot je navedeno v členu 62, se strinjajo, da bodo repozitoriju sklenjenih poslov in organom EU poravnali vse stroške, ki nastanejo zaradi sodnega spora v zvezi z informacijami, ki jih je zagotovil repozitorij sklenjenih poslov;
( dc ) the relevant authorities of the third country that has entered into a n international agreement with the Union as referred to in Article 62 provided that they agree to indemnify the trade repository and the EU authorities for any expenses arising from litigation relating to the information provided by the trade repository ;
(dd) tretja država uporablja vzajemne pogoje za dostop repozitorijev sklenjenih poslov iz EU, v tej državi pa je v uporabi tudi ureditev vzajemnega priznavanja.
(dd) the third country applies reciprocal access conditions for EU - based t rade r epositories and a mutual recognition regime has been implemented in that third country.
Komisija je pooblaščena za sprejemanje delegiranih aktov v skladu s členom -68, ki določa , da pravne in nadzorne ureditve v tretji državi zagotavljajo, da repozitoriji sklenjenih poslov, ki jim je bilo v tej tretji državi izdano dovoljenje ali so v njej registrirani, izpolnjujejo pravno zavezujoče zahteve, ki so enake zahtevam iz te uredbe, in da so ti repozitoriji sklenjenih poslov predmet stalnega učinkovitega nadzora in izvrševanja v tej tretji državi.
The Commission shall be empowered to adopt delegated acts in accordance with Article -68 , determining that the legal and supervisory arrangements of a third country ensure that trade repositories authorised in that third country comply with legally binding requirements which are equivalent to the requirements set out in this Regulation and that these trade repositories are subject to effective supervision and enforcement in that third country on an ongoing basis.
Organ ESMA sklene dogovore o sodelovanju z ustreznimi pristojnimi organi iz tretjih držav, katerih pravni in nadzorni okviri se štejejo za enakovredne tej uredbi v skladu z odstavkom 3.
ESMA shall establish cooperation arrangements with the relevant competent authorities of third countries whose legal and supervisory frameworks have been considered equivalent to this Regulation in accordance with paragraph 3.
Takšni dogovori zagotavljajo, da imajo organi Unije neposreden in stalen dostop do vseh informacij, potrebnih za opravljanje svojih nalog , ter neposreden dostop do repozitorijev sklenjenih poslov v pristojnosti tretjih držav .
Such arrangements shall ensure that Union authorities have immediate and continuous access to all the information needed for the exercise of their duties and direct access to trade repositories in third - country jurisdictions .
Ti dogovori določajo vsaj:
Those arrangements shall specify at least:
(a) mehanizem za izmenjavo informacij med organom ESMA, drugimi organi Unije, ki izvajajo naloge v skladu s to uredbo, ter pristojnimi organi zadevnih tretjih držav in repozitoriji sklenjenih poslov zadevnih tretjih držav; ta mehanizem vključuje inšpekcijske preglede organa ESMA v repozitorijih sklenjenih poslov tretjih držav ;
(a) the mechanism for the exchange of information between ESMA, any other Union authorities that exercise responsibilities in accordance with this Regulation ▌, the competent authorities of third countries concerned and the trade repositories of third countries concerned; this mechanism shall include on-site inspections of third - country trade repositories by ESMA ;
(b) postopke v zvezi s usklajevanjem nadzorniških dejavnosti.
(b) the procedures concerning the coordination of supervisory activities.
Naslov VIIZahteve za repozitorije sklenjenih poslov
Title VIIRequirements for trade repositories
Repozitorij sklenjenih poslov ima zanesljive ureditve upravljanja, ki vključujejo jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi odgovornostmi in ustreznimi mehanizmi notranjega nadzora, vključno z zanesljivimi upravnimi in računovodskimi postopki, ki preprečujejo kakršno koli razkritje zaupnih informacij.
A trade repository shall have robust governance arrangements, which include a clear organisational structure with well-defined, transparent and consistent lines of responsibility and adequate internal control mechanisms, including sound administrative and accounting procedures, which prevent any disclosure of confidential information.
Repozitorij sklenjenih poslov vzpostavi ustrezne politike in postopke, ki bodo dovolj učinkoviti za zagotovitev svoje skladnosti z vsemi določbami te uredbe ter njihovega izpolnjevanja s strani vodij in zaposlenih.
A trade repository shall establish adequate policies and procedures sufficient to ensure its compliance, including of its managers and employees, with all the provisions of this Regulation.
Repozitorij sklenjenih poslov vzdržuje in vodi ustrezno organizacijsko strukturo za zagotovitev svojega neprekinjenega in pravilnega delovanja pri opravljanju svojih storitev in dejavnosti.
A trade repository shall maintain and operate an adequate organisational structure to ensure continuity and orderly functioning of the trade repository in the performance of its services and activities.
Višje vodstvo in člani upravnega odbora repozitorija sklenjenih poslov morajo imeti zadostne ugled in izkušnje, da lahko zagotovijo zanesljivo in preudarno upravljanje repozitorija sklenjenih poslov.
The senior management and members of the board of a trade repository shall be of sufficiently good repute and experience so as to ensure the sound and prudent management of the trade repository.
Repozitorij sklenjenih poslov ima objektivne, nediskriminatorne in javno razkrite zahteve za dostop in udeležbo.
A trade repository shall have objective, non-discriminatory and publicly disclosed requirements for access and participation.
Merila, ki omejujejo dostop, so dovoljena le, če je njihov namen nadzorovati tveganje za podatke, ki jih vsebuje repozitorij sklenjenih poslov.
Criteria that restrict access shall only be permitted to the extent that their objective is to control the risk to the data maintained by a trade repository.
Repozitorij sklenjenih poslov javno razkrije cene in pristojbine, povezane s storitvami, ki jih ponuja.
A trade repository shall publicly disclose the prices and fees associated with the services it provides.
Cene in pristojbine se javno razkrijejo za vsako posamezno storitev in funkcijo posebej, vključno s popusti in rabati ter pogoji upravičenosti do teh znižanj.
It shall disclose the prices and fees of single services and functions provided separately, including discounts and rebates and the conditions to benefit from those reductions.
Repozitorij omogoča poročevalcem ločen dostop do specifičnih storitev.
It shall allow reporting entities to access specific services separately.
Cene in pristojbine, ki jih repozitorij sklenjenih poslov zaračuna, niso višje od stroškov, ki jih ima sam .
The prices and fees charged by a trade repository shall not be higher than the cost incurred by the trade repository .
Operativna zanesljivost
Operational reliability
Repozitorij sklenjenih poslov ugotovi vire operativnega tveganja in jih zmanjša na najnižjo raven s pomočjo razvoja ustreznih sistemov, kontrol in postopkov.
A trade repository shall identify sources of operational risk and minimise them through the development of appropriate systems, controls and procedures.
Taki sistemi morajo biti zanesljivi in varni ter imeti ustrezne zmogljivosti za obdelavo prejetih podatkov.
Such systems shall be reliable and secure, and have adequate capacity to handle the information received.