natgillin/translations-raw huggingface dataset:
d) Agencije za ocenjevanje bonitete: ukrepi, ki npr. navzkrižje interesov, sisteme za zagotavljanje kakovosti in pregled obravnavajo na način, skladen z obravnavanimi priporočili foruma za finančno stabilnost, mednarodne organizacije nadzornikov trga za vrednostne papirje, odbora evropskih zakonodajalcev za vrednostne papirje in strokovne skupine za evropske trge vrednostnih papirjev glede možnosti za krepitev postopkov ocenjevanja bonitete, tako da tam, kjer je to primerno, posnemajo nadzor nad revizorji; posebno pozornost naj se nameni preglednosti metodologij za določanje bonitete, predpostavk in preskusov glede na merilo izrednih razmer; da bodo nadzorniki lahko zahtevali „revizijsko sled“ korespondence izvorne osebe/bonitetne agencije in da bodo obveščeni v primeru občutne zaskrbljenosti nad modeli; zagotavljanje, da agencije za ocenjevanje bonitete dajejo na voljo podrobne informacije o posebnostih zapletenih dolžniških proizvodov, hipotekarnih proizvodov in običajnega dolga ter da agencije za ocenjevanje bonitete uporabljajo različne simbole za bonitetno oceno zapletenih dolžniških proizvodov, hipotekarnih proizvodov in običajnega dolga; spodbujanje preglednosti agencij za ocenjevanje bonitete, skrb za večjo preglednost metodologij in meril, ki so pomembne za posamezne bonitetne ocene zapletenih dolžniških produktov, hipotekarnih produktov in običajnega dolga.
(d) Credit rating agencies: measures addressing e.g. conflicts of interests, quality assurance systems and oversight in a manner consistent with the considered recommendations of the Financial Stability Forum, the International Organisation of Securities Commissions, the Committee of European Securities Regulators and the European Securities Markets Expert Group relating to potential enhancement of credit rating processes, drawing lessons where appropriate from the oversight of auditors; give particular consideration to: transparency on rating methodologies, assumptions and stress tests; for supervisors to be able to call for an 'audit trail' of the originator/credit rating agency correspondence and to be notified in the event of significant concerns over models; ensure that credit rating agencies provide enhanced information as to the particular characteristics of complex debt products, mortgage related products and traditional debt, and that the rating agencies apply differentiated symbols for the rating of complex debt products, mortgage related products and traditional debt; foster transparency of credit rating agencies, provide enhanced transparency as to the methodology and criteria relevant to particular ratings of complex debt products, mortgage related products and traditional debt.
Priporočilo 2 – finančna stabilnost in ukrepi glede sistemskega tveganja
Recommendation 2 - Financial s tability and s ystemic r isk m easures
Evropski parlament meni, da se mora(-jo) zakonodajni akt(-i), ki se bo(-do) sprejel(-i), osredotočiti na ureditev :
The European Parliament considers that the legislative act(s) to be adopted should aim to regulate :
(a) Finančna stabilnost in sistemska tveganja: priprava zbirke podatkov ter v prihodnost usmerjene scenarije in politike o makrobonitetnem nadzoru in finančni stabilnosti, in tudi sistema zgodnjega opozarjanja ter zagotovitev, da bodo Evropska centralna banka (ECB), Evropski sistem centralnih bank (ESCB) ter odbor za bančni nadzor ESCB (BSC) dejavno sodelovali pri njihovem začetku, pripravi in izvajanju; zagotavljanje, da nadzorni organi EU in centralne banke preko odbora za bančni nadzor ustrezne nejavne in zaupne najnovejše skupne mikrobonitetne informacije/podatke predložijo Evropski centralni banki, da lahko opravi svojo nalogo in prepreči sistemsko tveganje;
(a) Financial stability and systemic risks: establish databases, forward-looking scenarios, policies on macro prudential supervision and financial stability, as well as an early-warning systemand ensure that the European Central Bank (ECB), the European System of Central Banks (ESCB) and the Banking Supervisory Committee of the ESCB (BSC) take an active role in their initiation, elaboration and operation; ensure that EU supervisors and central banks provide the ECB, via the BSC, with relevant non-public and confidential up-to-date aggregate micro-prudential information/data to allow it to fulfil this function and prevent systemic risk;
(b) Ureditev EU za preprečevanje, upravljanje in odpravljanje kriz, še zlasti:
(b) EU crisis prevention, management and resolution arrangements : In particular:
(i) izboljšanje ureditve za preprečevanje in upravljanje kriz na ravni EU, kjer je to potrebno, ki vključuje:
(i) enhancing crisis prevention and management arrangements at EU level, where necessary, including:
- spremljanje in ocenjevanje sistemskih finančnih tveganj na ravni EU;
- monitoring and assessing systemic financial risks at EU level;
- vzpostavitev mehanizma EU za zgodnje opozarjanje in zgodnje posredovanje za obravnavo šibkih in neuspešnih subjektov, če je ogrožena stabilnost čezmejne finančne skupine ali finančna stabilnost EU; takšen mehanizem mora biti natančno opredeljen, jasen, omogočati mora hitro ukrepanje in biti v skladu s pravili državnih pomoči EU;
- setting up an EU early-warning system and early-intervention mechanism for dealing with weak and failing entities, when an EU cross-border financial group is concerned or when the EU financial stability is threatened; such a mechanism should be well-defined, clear, able to prompt action and comply with EU State aid rules;
- omogočanje lažjega čezmejnega prenosa sredstev znotraj skupine v izrednih okoliščinah ob upoštevanju interesov upnikov posameznih subjektov v skupini in ob upoštevanju Direktive 2001/24/ES;
- facilitating the cross-border transfer of funds within a group in extreme situations by taking into account the interests of the creditors of the group’s individual entities and having regard to Directive 2001/24/EC;
- pravila o upravljanju čezmejnih kriz in pojasnitev pravil o državni pomoči v primeru čezmejne krize;
- cross-border crisis management and clarify State aid rules in cases of cross-border crisis;
ii) izboljšanje ureditve za odpravljanje kriz z boljšimi pravili EU o stečaju in določitev ureditve za porazdelitev bremena med zadevnimi državami članicami ob plačilni nesposobnosti znotraj čezmejne finančne skupine;
(ii) enhancing crisis resolution arrangements by improving the EU rules on winding up and setting up arrangements of burden sharing among relevant Member States in cases of insolvency within cross-border financial groups;
d) uveljavljanje podobnih pravil za jamstva za zavarovanje, pri čemer je treba upoštevati različno naravo zavarovalništva in bančništva;
(d) promote similar rules for insurance guarantees, whilst recognising the different nature of insurance and banking;
(e) zagotavljanje raznovrstnosti trga ter spodbujanje institucij, da bodo imele dolgoročno financiranje ali odgovornost za raznovrstnost trga in likvidnostna tveganja.
(e) ensure market diversity and encourage institutions that have long-term funding or liabilities to diversify market and liquidity risks.
Priporočilo 3 – nadzorni okvir
Recommendation 3 - S upervisory framework
Evropski parlament meni, da se mora(-jo) zakonodajni akt(-i), ki se bo(-do) sprejel(-i), osredotočiti na urejanje, racionalizacijo, vključevanje in dopolnitev sedanjega nadzornega sistema na podlagi naslednjega:
The European Parliament considers that the legislative act(s) to be adopted should aim to regulate, streamline, integrate and complete the present supervisory system by means of the following:
Nadzor velikih čezmejnih finančnih skupin:
Supervision of large cross - border financial groups:
(a) do konca leta 2008 bodo v skladu z uredbo potrebni kolegiji nadzornih organov za največje čezmejne finančne skupine ali holdinge, ki poslujejo v EU.
(a) by the end of 2008, a regulation will require colleges of supervisors for the largest cross-border financial groups or holdings operating in the EU.
Uredba mora vključevati jasna merila za opredelitev čezmejnih finančnih skupin ali holdingov, za katere bodo takšni kolegiji obvezni.
The regulation should contain clear criteria for identifying the cross-border financial groups or holdings for which such colleges will be mandatory.
Kadar so v znatni meri vključene tretje države, je treba preprečiti ločene vzporedne strukture in nadzorni organi tretjih držav so lahko povabljeni k sodelovanju, če je to primerno in izvedljivo;
In cases of substantial third-country involvement, separate parallel structures should be avoided, and third country supervisors could be invited to be involved as far as reasonable and practicable.
(b) v kolegiju bodo sodelovali predstavniki nacionalnih nadzornih organov, ki se ukvarjajo z bonitetnim nadzorom.
(b) the colleges will be composed of representatives of the national supervisory authorities dealing with prudential supervision.
Uredba mora vključevati jasna načela določanja, kateri nacionalni nadzorni organi imajo pravico biti zastopani v obveznih kolegijih, pri čemer je treba upoštevati velikost trga skupine v državi članici, obseg njenih čezmejnih dejavnosti, obseg in vrednost sredstev, da se pokaže, kako pomembne so dejavnosti skupine, upoštevati pa je treba tudi potrebo po vključevanju nadzornih organov tretjih držav, ob zagotavljanju, da bodo zastopane vse države članice, v katerih poslujejo matično podjetje, hčerinske družbe in pomembne podružnice, upoštevati pa je treba tudi potrebo po vključevanju nadzornih organov tretjih držav, če je to primerno in izvedljivo.
The regulation should contain clear principles for the national supervisors that have to be represented in the mandatory colleges, taking into account the group’s market size in a Member State, the volume of cross-border operations, the volume and value of assets to reflect the importance of the group activities, ensuring that all Member States in which the parent undertaking, subsidiaries and significant branches are operating will be represented, and also taking into account the need to involve third-country supervisors where reasonable and practicable.
Posebno pozornost je treba posvetiti izzivom, s katerimi se soočajo nadzorni organi v gospodarstvih s hitrim dohitevanjem.
Special attention should be given to the challenges with which supervisors in rapidly catching up economies are faced.
Da bi dosegli usklajeno delovanje, mora konsolidacijski nadzorni organ imeti v celoti v rokah vodstvo kolegija, t.j. biti mora glavna kontaktna točka finančne skupine ter skrbeti za ustrezno delitev nalog in odgovornosti v kolegiju;
To achieve operational integration, the consolidating supervisor must have full process-leadership within the college, i.e. the consolidating supervisor must be the central point of contact for the financial group, ensuring appropriate delegation of tasks and responsibilities within the college.
c) kolegiju običajno predseduje konsolidacijski nadzorni organ iz države članice, v kateri je glavna uprava ali glavna pisarna čezmejnih finančnih skupin ali holdingov v EU.
(c) the colleges will normally be chaired by the consolidating supervisor from the Member State where the central administration or the main EU office of the cross-border financial groups or holdings is established.
Konsolidacijski nadzorni organ gosti sekretariat in najprej določi njegove člane;
The consolidating supervisor will host and primarily staff the secretariat.
d) zagotavljanje zbiranja, izmenjave ustreznih informacij in dostopa do njih s strani članov kolegija in vseh zadevnih nadzornih organov znotraj EU ter spodbujanje ureditve vsega potrebnega za čim večjo izmenjavo informacij z nadzornimi organi tretjih držav;
(d) ensure collection, exchange and access to relevant information amongst the members of the college and amongst all supervisors involved within the EU and stimulate arrangements for maximising exchange of information with third-country supervisors.
Struktura nadzora EU: odbori na tretji ravni Lamfalussyjevega procesa:
Configuration of EU supervision : Lamfalussy Level 3 Committees :
(a) do konca leta 2008 mora ureditev okrepiti status in odgovornost odborov na ravni 3 Lamfalussyjevega procesa, da pridobijo pravni status, sorazmeren njihovim dolžnostim ter uskladiti in racionalizirati delovanje posameznih sektorskih nadzornih organov, uveljaviti njihove naloge ter jim zagotoviti ustrezno osebje in sredstva;
(a) by the end of 2008 a regulation will strengthen and clarify the status and accountability of the Lamfalussy Level 3 Committees, giving the Level 3 Committees legal status commensurate with their duties, and coordinate and streamline the action of the different sector supervisory authorities, reinforce their tasks and ensure appropriate staffing and resources.
(b) poleg svetovanja bodo morali sedanji odbori na ravni 3 Lamfalussyjevega procesa zagotavljati in aktivno spodbujati konvergenco nadzora ter enake konkurenčne pogoje pri izvajanju in uveljavljanju zakonodaje EU (pri čemer bodo zagotovljena orodja in sredstva).
(b) in addition to the advisory tasks, the Lamfalussy Level 3 Committees will be given the task (and the tools and resources) to ensure and actively promote supervisory convergence and a level playing field in the implementation and enforcement of EU legislation.
Nacionalni nadzorni organi morajo biti zavezani izvajanju nalog in sklepov odborov na ravni 3 Lamfalussyjevega procesa.
National supervisors should be committed to the execution of the tasks and decisions of the Lamfalussy Level 3 Committees.
To mora biti vključeno v pooblastila nacionalnih nadzornih organov, njihova pooblastila pa je treba bolje medsebojno uskladiti;
This should be included in the mandates of the national supervisors and their mandates must be brought better in line with each other.
c) odbori na ravni 3 Lamfalussyjevega procesa morajo predložiti letni načrt dela.
(c) the Lamfalussy Level 3 Committees should present an annual work plan.
Letne načrte dela in poročila odborov morajo odobriti Parlament, Svet in Komisija;
Parliament, the Council and the Commission should approve the Committees' annual work plans and reports.
d) odbori na ravni 3 Lamfalussyjevega procesa morajo biti sposobni sprejemati sklepe na podlagi poštenega in ustreznega sistema glasovanja s kvalificirano večino; ta proces je treba pripraviti za odločanje o vprašanjih konvergence nadzora ter za svetovanje Komisiji o zakonodajnih in regulativnih vprašanjih;
(d) the Lamfalussy Level 3 Committees will be able to take decisions on the basis of a fair and appropriate QMV system; such a procedure should be elaborated both for decisions on supervisory convergence issues and for the advice to the Commission on legislation and regulation.
(e) odbori na tretji ravni Lamfalussyjevega procesa morajo:
(e) the Lamfalussy Level 3 Committees should:
(i) pripraviti postopke za zagotavljanje podatkov v čezmejnih razmerah;
(i) develop procedures for data provision in cross-border situations;
ii) izdajati priporočila o posameznih vprašanjih glede (makro) nadzornih praks;
(ii) issue recommendations on specific (macro) supervisory practice issues;
(iii) izdajati smernice za zagotavljanje skladnosti in poenostavitev nadzornih praks kolegijev;
(iii) issue guidelines to ensure coherence and streamline the supervisory practices of the colleges;
iv) pripraviti postopke za posredovanje v morebitnih konfliktih med člani kolegija;
(iv) develop procedures to mediate conflicts that may arise between members of a college;
(v) pripraviti skupne standarde poročanja in zahteve glede zagotavljanja podatkov za skupine, po možnosti v večnamenski obliki, kot je XBRL (Extensible Business Reporting Language);
(v) design common reporting standards and data provision requirements for groups, preferably in a multi purpose format such as Extensible Business Reporting Language (XBRL);
(vi) predstavljati EU v mednarodnih sektorskih organih nadzornikov, kot je Mednarodna organizacija komisij za vrednostne papirje;
(vi) represent the EU in international sector bodies of supervisors such as the International Organisation of Securities Commissions;
(vii) določiti postopek rednega pregleda odbora v vsakem kolegiju, da bi zagotovili usklajenost med postopki kolegijev.
(vii) establish a periodical panel review process for each of the colleges to ensure convergence on college processes.
Odbor za pregled bi naj sestavljali odbori na ravni 3 Lamfalussyjevega procesa in BSC (Odbor za bančni nadzor evropskega sistema centralnih bank), pri čemer bi slednji zagotavljal makrobonitetni vidik, ki je bistven za zagotavljanje tesnega sodelovanja med nadzornimi organi in centralno banko ter za varno obvladovanje kriznih razmer;
The review panel should be set up as a joint group of the Lamfalussy Level 3 Committees and the BSC, the latter bringing in the macro-prudential perspective which is crucial to ensure close cooperation between supervisors and central banks and to effectively manage crisis situations.
f) predsedniki odborov na ravni 3 Lamfalussyjevega procesa se morajo redno sestajati, da okrepijo medsektorsko sodelovanje in skladnost med tremi odbori na ravni 3 Lamfalussyjevega procesa in
(f) the chairs of the Lamfalussy Level 3 Committees should meet on a regular basis to reinforce cross-sector cooperation and coherence between the three Lamfalussy Level 3 Committees.
(g) skupaj morajo:
(g) together they should:
(i) usklajevati med odbori na tretji ravni Lamfalussyjevega procesa;
(i) coordinate between the Lamfalussy Level 3 Committees ;
ii) zagotavljati skupne podatke in statistike;
(ii) provide for common data and statistics;
iii) sodelovati z Evropskim sistemom centralnih bank in Evropsko centralno banko, katerega namen je usklajevanje vprašanj o finančni stabilnosti;
(iii) cooperate with the BSC and the ECB for the purpose of coordinating financial stability issues;
iv) po potrebi uvesti ustrezne ureditve za reševanje konfliktov, ki jih lahko povzročijo nacionalni in/ali sektorski nadzorni organi, ki sodelujejo na kolegijih, ali reševanje konfliktov med odbori na tretji ravni Lamfalussyjevega procesa;
(iv) where necessary, establish appropriate arrangements for dealing with conflicts that may arise between the national and/or sectoral supervisors that participate in colleges, or between the Lamfalussy Level 3 Committees;
(v) spodbujati evropsko nadzorno kulturo za prihodnost, ki bo trdna in vzdržna in bo zagotavljala boljše medsektorsko in čezmejno povezovanje in usklajevanje;
(v) promote a European supervisory culture for the future that is solid and sustainable and provides for a better cross-sector and cross-border integration and coordination.
h) pripraviti nadzorno strukturo, ki bo trdna in vzdržna in bo zagotavljala boljše medsektorsko in čezmejno povezovanje in usklajevanje.
(h) elaborate a supervisory architecture that is solid and sustainable and which provides for a better cross-sector and cross-border integration and coordination.
Ureditev za finančno stabilnost v EU:
EU financial stability arrangements :
(a) do konca leta 2008 bo predlog zahteval ureditev pregleda nad finančno stabilnostjo na ravni EU.
(a) by the end of 2008, a proposal will require arrangements for financial stability oversight at EU level.
Ta ureditev mora zagotavljati učinkovito zbiranje in analizo mikro- in makrobonitetnih informacij za zgodnje odkrivanje možnih tveganj za finančno stabilnost, in biti vključena v globalna prizadevanja za finančno stabilnost.
Those arrangements should ensure the efficient collection and analysis of micro and macro prudential information for the early identification of potential risks to financial stability, integrated with global work on financial stability.
Ta ureditev mora nadzornim organom EU in centralnim bankam omogočati takojšen odziv in hitro ukrepanje v kriznih razmerah, kar mora sistemsko vplivati na Evropsko unijo.
Those arrangements should enable EU supervisors and central banks to react promptly and develop a rapid reaction force for crisis situations with a systemic impact for the European Union.
(b) cilj ureditve pregleda mora biti predvsem krepitev horizontalnih povezav med makroekonomsko politiko in nadzorom finančnega trga.
(b) the oversight arrangements should, most importantly, aim to strengthen horizontal links between macro-economic and financial market supervision.
V zvezi s tem je treba okrepiti vlogo Evropske centralne banke.
Strengthening the ECB's role in this respect is necessary.
Treba je razviti postopke za sodelovanje in izmenjavo informacij med odbori na tretji ravni Lamfalussyjevega procesa in ESCB/BSC.
Procedures for cooperation and information-sharing between the Lamfalussy Level 3 Committees and ESCB/BSC should be developed.
c) specifična vprašanja, ki jih je treba obravnavati, vključujejo:
(c) specific issues to be addressed should include:
(i) vzpostavitev ustreznega sistema za zbiranje in izmenjavo nadzornih podatkov;
(i) establishing a proper system of supervisory data collection and exchange;
ii) analizo in natančno razčlenitev teh podatkov;
(ii) analysing and elaborate those data;
iii) pripravo postopkov za zagotavljanje in zbiranje zaupnih podatkov;
(iii) developing procedures for the provision and collection of confidential data;
iv) zagotavljanje sporočil v okviru zgodnjega opozarjanja o dinamiki, ki lahko ogrozi stabilnost finančnega sistema;
(iv) providing early-warning signals about dynamics that can endanger the stability of the financial system;
(v) mehanizme za hitro odzivanje v primeru nevarnosti za finančno stabilnost;
(v) mechanisms for rapid reaction force in case of a threat to financial stability;
(vi) predstavljanje Evropske unije v mednarodnih organih nadzornikov, kot je forum za finančno stabilnost, in sodelovanje v imenu EU z nadzornimi organi v drugih delih sveta.
(vi) representing the European Union in international bodies of supervisors such as the Financial Stability Forum and identify an EU counterpart for supervisors in other parts of the world.
o predlogu Sklepa Sveta o vzpostavitvi Evropskega informacijskega sistema kazenskih evidenc (ECRIS) na podlagi člena 11 Okvirnega sklepa 2008/XX/PNZ
on the proposal for a Council decision on the establishment of the European Criminal Records Information System (ECRIS) in application of Article 11 of Framework Decision 2008/XX/JHA
(Postopek posvetovanja)
(Consultation Procedure)
Evropski parlament ,
The European Parl i ament ,
– ob upoštevanju predloga Komisije ( KOM(2008)0332 ),
– having regard to the Commission proposal ( COM(2008)0332 ),
– ob upoštevanju členov 31 in 34(2)(c) Pogodbe o EU,
– having regard to Article 31 and Article 34(2)(c) of the EU Treaty,
– ob upoštevanju člena 39(1) Pogodbe o EU, v skladu s katerim se je Svet posvetoval s Parlamentom ( C6-0216/2008 ),
– having regard to Article 39(1) of the EU Treaty, pursuant to which the Council consulted Parliament ( C6-0216/2008 ),
– ob upoštevanju poročila Odbora za državljanske svoboščine, pravosodje in notranje zadeve ( A6-0360/2008 ),
– having regard to the report of the Committee on Civil Liberties, Justice and Home Affairs ( A6-0360/2008 ),
Prav je, da se jasno zapiše, da se bo s tem sklepom uporabljal in dopolnil že obstoječi regulativni instrument in da sklep načel iz tega instrumenta ne spreminja.
It would seem appropriate to make clear that this decision is one that applies and supplements an already existing regulatory instrument, without altering its principles.
(9) Za zagotovitev enotne razlage in preglednosti skupne kategorizacije bi morala vsaka država članica predložiti seznam nacionalnih kaznivih dejanj in kazni, ki spadajo v posamezne kategorije, navedene v zadevnih razpredelnicah, pa tudi seznam nacionalnih kazenskih sodišč.
(9) In order to ensure the mutual understanding and transparency of the common categorisation, each Member State should submit the list of national offences and sanctions falling in each category referred to in the respective table, as well as the list of national criminal courts.
Te informacije bi morale biti dostopne nacionalnim pravosodnim organom zlasti prek katere koli elektronske poti, ki je na voljo.
Such information should be accessible to national judicial authorities in particular through any available electronic channels.