natgillin/translations-raw huggingface dataset:
V ta namen organi ESA prek Skupnega odbora izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzora mehanizmov notranjega nadzora in postopkov obvladovanja tveganja iz tega člena ter skladnosti s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in člena 36 Direktive 2009/138/ES.
To this end, the E SAs shall , through the Joint Committee , issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article, as well as on the consistency with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and Article 36 of Directive 2009/138/EC.
Izdajo posebne skupne smernice za uporabo tega člena za udeležbe finančnega konglomerata v primerih, ko določbe nacionalnega prava družb ovirajo uporabo člena 14(2).
They shall issue specific common guidelines for the application of this Article to participations of the financial conglomerate, in cases where national company law provisions obstruct the application of Article 14(2).
Člen 9a a (novo)
Article 9a a (new)
(6a) Vstavi se naslednji člen:
(6a) The following Article in inserted:
„Člen 9aa
"Article 9aa
Testiranje izjemnih situacij
Stress testing
Koordinator zagotovi ustrezna in redna testiranja izjemnih situacij na ravni posameznega finančnega konglomerata.
The coordinator shall ensure appropriate and regular stress testing of financial conglomerates.
Ustrezni pristojni organi dosledno sodelujejo s koordinatorjem.
Relevant competent authorities shall cooperate fully with the coordinator.
Skupni odbor v okviru testiranja izjemnih situacij po vsej Uniji, ki ga začnejo organi ESA v skladu z Uredbo (EU) št. 1093/2010, Uredbo (EU) št. 1094/2010 in Uredbo EU št. 1095/2010, v sodelovanju z organi ESA, Evropskim odborom za sistemska tveganja in ustreznimi pristojnimi organi oblikuje parametre, uporabljene za testiranje izjemnih situacij v finančnih konglomeratih, ki zajemajo z njimi povezana posebna tveganja.
Within the context of Union-wide stress tests initiated by the E SAs in accordance with Regulation (EU) No 1093/2010, Regulation (EU) No 1094/2010 and Regulation (EU) No 1095/2010, the Joint Committee shall , in cooperation with the ESAs, the ESRB and the relevant competent authorities, develop parameters for the stress testing of financial conglomerates that capture the specific risks associated with them.
Rezultati testiranja izjemnih situacij se sporočijo Skupnemu odboru, ki jih ob usklajevanju s koordinatorjem objavi na svojem spletnem mestu.“
The results of the stress test shall be communicated to the Joint Committee, which shall publish the results on its website and in coordination with the coordinator."
Člen 10 – odstavek 2 – točka b – točki ii in iii
Article 10 – paragraph 2 – point b – points ii and iii
(6b) Člen 10(2)(b) se spremeni, kakor sledi:
(6b) Article 10 (2)(b) is amended as follows:
(a) V točki (ii) se prvi odstavek nadomesti z naslednjim:
(a) in p oint (ii) , the first paragraph is replaced by the following :
„(ii) kadar je mešani finančni holding matično podjetje več reguliranim osebam s sedežem v Uniji in ima ena teh oseb dovoljenje za opravljanje poslov v državi članici, v kateri je sedež mešanega finančnega holdinga, nalogo koordinatorja opravlja pristojni organ tiste regulirane osebe, ki ima dovoljenje za opravljanje poslov v tej državi članici.“
" (ii) where more than one regulated entity with a head office in the Union have as their parent the same mixed financial holding company, and one of th o se entities has been authorised in the Member State in which the mixed financial holding company has its head office, the task of coordinator shall be exercised by the competent authority of the regulated entity authorised in that Member State. "
(b) točka (iii) se nadomesti z naslednjim:
(b) point (ii i ) is replaced by the following :
„(iii) kadar je matično podjetje več reguliranih oseb s sedežem v Uniji isti mešani finančni holding in nobena od teh oseb nima dovoljenja za opravljanje poslov v državi članici, v kateri je sedež mešanega finančnega holdinga, nalogo koordinatorja opravlja pristojni organ, ki je izdal dovoljenje regulirani osebi z največjo bilančno vsoto v najpomembnejšem finančnem sektorju;“
" (iii) where more than one regulated entity with a head office in the Union have as their parent the same mixed financial holding company and none of th o se entities has been authorised in the Member State in which the mixed financial holding company has its head office, the task of coordinator shall be exercised by the competent authority which authorised the regulated entity with the largest balance sheet total in the most important financial sector; "
Člen 2 – točka 6 c (novo)
Article 2 – point 6 c (new)
(6c) V členu 11 se odstavek 3 nadomesti z naslednjim:
( 6c ) In Article 11 , paragraph 3 is replaced by the following:
Ne glede na možnost prenosa določenih nadzornih pristojnosti in odgovornosti, ki jo predpisuje zakonodaja Unije , prisotnost koordinatorja, ki so mu dodeljene različne naloge glede dopolnilnega nadzora reguliranih oseb v finančnem konglomeratu, ne sme vplivati na naloge in odgovornosti pristojnih organov, ki jih predpisujejo sektorski predpisi.“
Without prejudice to the possibility of delegating specific supervisory competences and responsibilities as provided for by Union legislation, the presence of a coordinator entrusted with specific tasks concerning the supplementary supervision of regulated entities in a financial conglomerate shall not affect the tasks and responsibilities of the competent authorities as provided for by the sectoral rules. "
Člen 11 – odstavek 4 – pododstavek 1
Article 11 – paragraph 4 – subparagraph 1
Koordinator ustanovi kolegij ustreznih pristojnih organov, da omogoči zahtevano sodelovanje iz tega oddelka in opravljanje nalog, navedenih v odstavkih 1, 2 in 3 ter členu 12, ter v skladu z zahtevami po zaupnosti in skladnosti z zakonodajo Unije zagotovi ustrezno usklajevanje in sodelovanje z ustreznimi pristojnimi organi tretjih držav, če je ustrezno.
The coordinator shall establish a college of the relevant competent authorities to facilitate the required cooperation under this section and the exercise of the tasks listed in paragraphs 1, 2 and 3 and Article 12 and, subject to the confidentiality requirements and compatibility with Union legislation, ensure appropriate coordination and cooperation with relevant third-country competent authorities where appropriate.
Koordinator omogoči zahtevano sodelovanje iz tega oddelka prek zadevnega sektorskega kolegija nadzornikov in opravljanje nalog, navedenih v odstavkih 1, 2 in 3 ter členu 12, ter v skladu z zahtevami po zaupnosti in skladnosti z zakonodajo Unije zagotovi ustrezno usklajevanje in sodelovanje z ustreznimi pristojnimi organi tretjih držav, če je ustrezno.
The coordinator shall facilitate the required cooperation under this section through the relevant sectoral college of supervisors and the exercise of the tasks listed in paragraphs 1, 2 and 3 and Article 12 and, subject to the confidentiality requirements and compatibility with Union legislation, ensure appropriate coordination and cooperation with relevant third-country competent authorities where appropriate.
Za izpolnitev te naloge ni treba ustanavljati novih kolegijev.
It is unnecessary to establish new colleges for the fulfilment of this task.
Obravnavati jo je mogoče v obstoječih sektorskih kolegijih.
Such issue can be handled within existing sectoral colleges.
Uvedba dodatnega kolegija bi bila odvečna, utegnila pa bi povzročiti tudi neučinkovitost obveščanja in druge neučinkovitosti.
Creating additional college would be unnecessary and could lead to information inefficiencies and other inefficiencies.
Ustanovitev in delovanje tega kolegija temelji na pisnem dogovoru o usklajevanju v smislu odstavka 1.
The establishment and functioning of that college shall be based on a written coordination arrangement within the meaning of paragraph 1.
Koordinator se odloči, kateri drugi pristojni organi sodelujejo na sestankih ali drugih dejavnostih tega kolegija.
The coordinator shall decide which other competent authorities participate in a meeting or in any activity of that college.
Evropski bančni organ in Evropski organ za zavarovanja in poklicne pokojnine izdata skupne smernice, namenjene skladnosti dogovorov o usklajevanju nadzora po členu 131a Direktive 2006/48/ES in členu 248(4) Direktive 2009/138/ES.
The European Banking Authority and the European Insurance and Occupational Pensions Authority shall issue common guidelines aimed at the consistency of supervisory coordination arrangements according to Article 131a of Directive 2006/48/EC and Article 248(4) of Directive 2009/138/EC.
Organi ESA prek Skupnega odbora izdajo skupne smernice, namenjene skladnosti dogovorov o usklajevanju nadzora po členu 131a Direktive 2006/48/ES in členu 248(4) Direktive 2009/138/ES.
The ESAs shall , through the Joint Committee, issue common guidelines aimed at the consistency of supervisory coordination arrangements according to Article 131a of Directive 2006/48/EC and Article 248(4) of Directive 2009/138/EC.
(7a) Vstavi se naslednji člen:
(7a) The following Article is inserted:
Skupne smernice
Common guidelines
Organi ESA prek Skupnega odbora razvijejo skupne smernice o tem, kako naj pristojni organ izvaja ocene konglomeratov na podlagi tveganja.
The ESAs shall, through the Joint Committee , develop common guidelines on how risk-based assessments of conglomerates are to be conducted by the competent authority.
Te skupne smernice zlasti zagotovijo, da ocene na podlagi tveganja vključujejo ustrezna orodja, da bi po eni strani ocenili skupinska tveganja, ki jih pomenijo konglomerati (vključno s stopnjami finančnega vzvoda in solventnosti), po drugi pa zagotovili popolno razkritje bilančne in zunajbilančne izpostavljenosti konglomeratov.“
Those guidelines shall, i n particular , ensure that risk-based assessments include appropriate tools in order, on the one hand to assess group risks posed to the conglomerates – including leverage and solvency ratios – and, on the other, to guarantee full disclosure of the on and off-balance sheet exposures of conglomerates."
(7b) Člen 18 se spremeni:
(7 b ) Article 18 is amended as follows:
(a) naslov se nadomesti z naslednjim:
(a) t he title is replaced by the following:
„Matična podjetja zunaj Unije “
" Parent undertakings outside the Union "
Države članice lahko svojih pristojnim organom dovolijo uporabo drugih metod, ki zagotavljajo ustrezen dopolnilni nadzor nad reguliranimi osebami v finančnem konglomeratu.
Member States shall allow their competent authorities to apply other methods which ensure appropriate supplementary supervision of the regulated entities in a financial conglomerate.
Te metode mora odobriti koordinator po posvetu z drugimi ustreznimi pristojnimi organi.
These methods must be agreed by the coordinator, after consultation with the other relevant competent authorities.
Pristojni organi lahko predvsem zahtevajo ustanovitev mešanega finančnega holdinga s sedežem v Uniji in uporabijo to direktivo za regulirane osebe v finančnem konglomeratu, na čelu katerega je ta holding.
The competent authorities may in particular require the establishment of a mixed financial holding company which has its head office in the Union , and apply this Directive to the regulated entities in the financial conglomerate headed by that holding company.
Te metode morajo dosegati cilje dopolnilnega nadzora, ki so določeni v tej direktivi, in je o njih treba obvestiti druge vključene pristojne organe in Komisijo.“
The methods must achieve the objectives of the s upplementary supervision as defined in this Directive and must be notified to the other competent authorities involved and the Commission. "
(c) doda se naslednji odstavek:
(c) t he following paragraph is added:
Organi ESA lahko prek Skupnega odbora razvijejo skupne smernice o tem, ali bodo ureditve glede dopolnilnega nadzora pristojnih organov v tretjih državah dosegle cilje dopolnilnega nadzora, kakor so opredeljeni v tej direktivi, kar zadeva regulirane osebe v finančnem konglomeratu, kadar ima oseba, ki je na čelu skupine, sedež v tretji državi.
The E SAs may , through the Joint Committee, develop common guidelines as to whether the supplementary supervision arrangements of competent authorities in third countries are likely to achieve the objectives of the supplementary supervision as defined in this Directive, in relation to the regulated entities in a financial conglomerate, the head of which has its head office in a third country.
Skupni odbor te smernice redno pregleduje in upošteva vse spremembe dopolnilnega nadzora, ki ga izvajajo pristojni organi.“
The Joint Committee shall review such guidelines at regular intervals and take into account any changes to the supplementary supervision carried out by such competent authorities."
Brez poseganja v postopke iz člena 218 Pogodbe o delovanju Evropske unije Komisija s pomočjo Evropskega odbora za bančništvo, Evropskega odbora za zavarovanje in poklicne pokojnine ter Odbora za finančne konglomerate preuči izid pogajanj iz odstavka 1 in nastale razmere.
Without prejudice to the procedures provided for in Article 218 of the Treaty on the Functioning of the European Union, the Commission shall, with the assistance of the European Banking Committee, the European Insurance and Occupational Pensions Committee and the Financial Conglomerates Committee, examine the outcome of the negotiations referred to in paragraph 1 and the resulting situation.
Poglavje III – naslov
Chapter III – Title
POOBLASTILA, PRENESENA NA KOMISIJO, POSTOPEK ODBORA IN SPREJETJE SKUPNIH SMERNIC
POWERS CONFERRED ON THE COMMISSION, COMMITTEE PROCEDURE AND ADOPTION OF COMMON GUIDELINES
DELEGIRANI AKTI IN IZVEDBENI UKREPI
DELEGATED ACTS AND IMPLEMENTING MEASURES
(9a) Člen 20 se nadomesti z naslednjim:
(9a) Article 20 is replaced by the following:
„Člen 20
"Article 20
Prenos pooblastil
Delegation of power
Komisija se pooblasti, da z delegiranimi akti v skladu s členom 21c sprejme ukrepe, ki zadevajo strokovne spremembe te direktive na naslednjih področjih:
The Commission shall be empowered to adopt , by means of delegated acts in accordance with Article 21c measures concerning the technical adaptations to be made to this Directive in the following areas :
(a) natančnejše oblikovanje opredelitev iz člena 2, ki bodo upoštevale razvojne spremembe na finančnih trgih pri uporabi te direktive;
(a) a more precise formulation of the definitions referred to in Article 2 in order to take account of developments in financial markets in the application of this Directive;
(b) uskladitev izrazoslovja in oblikovanje opredelitev v direktivi v skladu z novejšimi pravnimi akti Unije o reguliranih osebah in z njimi povezanih zadevah;
(b) the alignment of terminology and the framing of definitions in the Directive in accordance with subsequent Union acts on regulated entities and related matters;
(c) natančnejša opredelitev izračunskih metod, navedenih v Prilogi I, ki bo upoštevala napredek na finančnih trgih in razvoj tehnik presojanja.
(c) a more precise definition of the calculation methods set out in Annex I in order to take account of developments on financial markets and prudential techniques .
Navedeni ukrepi ne vključujejo vsebine prenesenih pooblastil, podeljenih Komisiji v zvezi s postavkami iz člena 21a.“
Those measures shall not include the subject matter of the power delegated to and conferred on the Commission with regard to the items listed in Article 21a. "
Člen 2 – točka 9 b (novo)
Article 2 – point 9 b (new)
(9b) Vstavi se naslednji člen:
(9b) The following Article is inserted:
„Člen 20a
"Article 20a
Regulativni tehnični standardi
Regulatory technical standards
Da bi zagotovili dosledno usklajenost s členi 2, 7 in 8 ter Prilogo II, organi ESA prek Skupnega odbora razvijejo osnutek regulativnih tehničnih standardov za določitev natančnejše oblikovane opredelitve iz člena 2 in uskladitev določb, sprejetih v skladu s členoma 7 in 8 ter Prilogo II.
In order to ensure consistent harmonisation of Articles 2, 7 and 8 and Annex II, the ESAs shall , through the Joint Committee, develop draft regulatory technical standards to establish a more precise formulation of the definitions referred to in Article 2 and to coordinate the provisions adopted pursuant to Articles 7 and 8 and Annex II.
Skupni odbor do 1. januarja 2013 ta osnutek regulativnih tehničnih standardov predloži Komisiji v imenu organov ESA.
The Joint Committee shall submit those draft regulatory technical standards to the Commission by 1 January 2013 on behalf of EBA, EIOPA and ESMA.
Komisija se pooblasti, da v skladu s členi 10 do 14 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010 sprejme osnutke regulativnih tehničnih standardov iz prvega odstavka.“
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the paragraph 1 in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010."
Člen 2 – točka 9 c (novo)
Article 2 – point 9 c (new)
(9c) V členu 21 se črtata odstavka 2 in 5.
(9 c ) In Article 21, paragraphs 2 to 5 are deleted.
Člen 2 – točka 9 d (novo)
Article 2 – point 9 d (new)
Člen 21a – odstavek 1 – pododstavek 1 – točka c a (novo)
Article 21a – paragraph 1 – subparagraph 1 – point c a (new)
(9d) V prvem pododstavku člena 21a(1) se doda naslednja točka:
(9 d ) In the first subparagraph of Article 21a(1), the following point is added:
„(ca) člen 6(2), da se zagotovijo enoten format (z navodili), pogostost in po potrebi roki za poročanje.“
"(ca) Article 6(2) in order to ensure a uniform format (with instructions), frequency and, where appropriate, the dates for reporting."
Člen 2 – točka 9 e (novo)
Article 2 – point 9 e (new)
Člen 21a – odstavek 2 a (novo)
Article 21a – paragraph 2 a (new)
(9e) Členu 21a se doda naslednji odstavek:
(9 e ) In Article 21a, the following paragraph is added:
Od [1. januarja 2013] države članice zahtevajo enotni format, pogostost in roke za poročanje o izračunih iz tega člena v skladu s tehničnimi standardi, določenimi v členu 21a(1)(ca).“
From [1 January 2013], the Member States shall require a uniform format, frequency and dates for reporting of the calculations referred to in this Article, in accordance with the technical standards established under Article 21a(1)(ca)."
Podobno kot v bančni direktivi bi moralo imeti poročanje o izračunih, povezanih z zahtevami po kapitalski ustreznosti, iz Direktive 2002/87/ES usklajen format, pogostost in roke poročanja.
Similarly to under Banking Directive, the reporting of the calculated capital adequacy requirements under Directive 2002/87/EC should follow harmonised formats, frequencies and dates of reporting.
Ta predlog spremembe je povezan s predlogom spremembe 6.
This amendment is linked to amendment 6.
Člen 21 b
Article 21b
Evropski bančni organ in Evropski organ za zavarovanja in poklicne pokojnine izdata skupne smernice iz člena 3(3) , člena 7(5), člena 8(5), člena 9(6) in člena 11(5) v skladu s postopkom, določenim v členu 42 Uredbe (EU) št ../.. o ustanovitvi Evropskega bančnega organa in v členu 42 Uredbe (EU) št ../.. o ustanovitvi Evropskega organa za zavarovanja in poklicne pokojnine, na podlagi sodelovanja znotraj Skupnega odbora evropskih nadzornih organov .
The European Banking Authority and the European Insurance and Occupational Pensions Authority shall issue the common guidelines referred to in Article 3(3) , Article 7(5), Article 8(5), Article 9(6) and Article 11(5) in accordance with the procedure laid down in Article 42 of the Regulation (EU) No ../ .. establishing the European Banking Authority, and in Article 42 of the Regulation (EU) No ../.. establishing the European Insurance and Occupational Pensions Authority, following cooperation within the Joint Committee of the European Supervisory Authorities .
Organi ESA prek Skupnega odbora izdajo skupne smernice iz člena 3(8) , člena 7(5), člena 8(5), člena 9(6) , člena 11(5) in člena 18(3a) v skladu s postopkom, določenim v členu 56 uredb (EU) št. 1093/2010, 1094/2010 in 1095/2010 na podlagi sodelovanja znotraj Skupnega odbora.
The E SAs shall , through the Joint Committee, issue the common guidelines referred to in Article 3( 8 ) , Article 7(5), Article 8(5), Article 9(6) , Article 11(5) and Article 18( 3a ) in accordance with the procedure laid down in Article 56 of each of Regulation (EU) No 1093 / 2010 , Regulation (EU) No 1094/2010 and Regulation (EU) No 1095/2005 , following cooperation within the Joint Committee.
Člen 21 c (novo)
Article 21 c (new)
(10a) Vstavi se naslednji člen:
(10a) The following Article is inserted:
„Člen 21c
"Article 21c
Izvajanje prenosa pooblastil
Exercise of the delegation
Pooblastilo za sprejemanje delegiranih aktov se na Komisijo prenese pod pogoji iz tega člena.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
Pooblastilo iz člena 20 se prenese na Komisijo za obdobje štirih let z začetkom ….*.
The delegation of power referred to in Article 20 shall be conferred on the Commission for a period of four years from ….*.
Komisija najkasneje šest mesecev pred iztekom štiriletnega obdobja pripravi poročilo v zvezi s prenesenim pooblastilom.
The Commission shall draw up a report in respect of the delegated power at the latest six months before the end of the four-year period.
Prenos pooblastila se s tihim soglasjem podaljša za enako obdobje, razen če Evropski parlament ali Svet v treh mesecih pred koncem vsakega obdobja ne nasprotuje takšnemu podaljšanju.
The delegation of power shall be tacitly extended for periods of an identical duration, unless the European Parliament or the Council opposes such extension not later than three months before the end of each period .
Evropski parlament ali Svet lahko kadar koli prekliče pooblastila iz člena 20.
The delegation of power referred to in Article 20 may be revoked at any time by the European Parliament or by the Council.
Z odločitvijo o preklicu pooblastilo iz navedenega sklepa preneha veljati.
A revocation decision shall put an end to the delegation of the power specified in that decision.
Preklic začne veljati dan po objavi odločitve v Uradnem listu Evropske unije ali na kasnejši datum, ki je v njej naveden.
It shall take effect on the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein.
Delegirani akti, sprejeti v skladu s členom 20, začnejo veljati samo, če Evropski parlament ali Svet ne sporočita svojega nasprotovanja v roku treh mesecev od uradnega sporočila o aktu Evropskemu parlamentu in Svetu, ali če pred iztekom omenjenega roka Evropski parlament in Svet oba seznanita Komisijo, da ne nameravata nasprotovati sprejetju aktov.
A delegated act adopted pursuant to Article 20 shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
To obdobje se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece. “
That period shall be extended by three months at the initiative of the European Parliament or the Council. "
* UL: prosimo, vnesite datum začetka veljave te direktive.
* OJ: Please insert date of entry into force of this Directive.
(11a) Vstavi se naslednji člen:
(11a) The following Article is inserted:
„Člen 30a
"Article 30a
Do nadaljnje uskladitve sektorskih predpisov države članice predpisujejo vključitev upraviteljev alternativnih investicijskih skladov v naslednjih primerih:
Pending further coordination of sectoral rules, Member States shall provide for the inclusion of alternative investment fund managers: