natgillin/translations-raw huggingface dataset:
Države članice zagotovijo, da pristojni organi, odgovorni za nadzor finančnih in po potrebi nefinančnih nasprotnih strank, javno razkrijejo vsako izrečeno kazen za kršitve členov 3 do 8, razen če bi takšno razkritje resno ogrozilo finančne trge ali povzročilo nesorazmerno škodo udeleženim strankam.
Member States shall ensure that the competent authorities responsible for the supervision of financial, and, where appropriate, non-financial counterparties disclose every penalty that has been imposed for infringements of Articles 3 to 8 to the public, unless such disclosure would seriously jeopardise the financial markets or cause disproportionate damage to the parties involved.
Države članice v rednih intervalih objavljajo ocenjevalna poročila o učinkovitosti veljavnih pravil o kaznih.
Member States sh all, at regular intervals , publish assessment reports on the effectiveness of the penalty rules being applied.
Države članice najpozneje do 30. junija 2012 obvestijo Komisijo o pravilih iz odstavka 1.
By 30 June 2012, the Member States shall notify the rules referred to in paragraph 1 to the Commission.
Komisijo nemudoma uradno obvestijo o vseh poznejših spremembah teh pravil.
They shall notify the Commission of any subsequent amendment thereto without delay.
Komisija s pomočjo organa ESMA preverja učinkovitost in doslednost uporabe upravnih kazni iz odstavka 1 ter pragov iz člena 7(1) in (2).
The Commission, with the assistance of ESMA, shall verify that the administrative penalties referred to in paragraph 1 and the thresholds referred to in Article 7 (1) and (2) are effectively and consistently applied .
Kršitev pravil iz tega naslova ne vpliva na veljavnost pogodbe o izvedenem instrumentu OTC ali na možnost, da pogodbeni stranki izvršita določila tovrstne pogodbe.
An infringement of the rules under this T itle shall not affect the validity of an OTC derivative contract or the possibility for the parties to enforce the provisions of an OTC derivative contract.
Stranke pogodbe o izvedenem instrumentu OTC niso upravičene do nadomestila zaradi kršitev pravil iz tega naslova.
An infringement of the rules under this T itle shall not give rise to any right to compensation from a party to an OTC derivative contract.
Izdaja dovoljenja CCP in nadzor nad CCP
Authorisation and supervision of CCPs
Pogoji za pridobitev dovoljenja in postopki za izdajo dovoljenja CCP
Conditions and Procedures for the Authorisation of a CCP
Izdaja dovoljenja CCP
Authorisation of a CCP
Če CCP, ki je pravna oseba s sedežem v Uniji in ima dostop do ustrezne likvidnosti, namerava izvajati svoje storitve in dejavnosti, zaprosi pristojni organ države članice, kjer ima sedež, za dovoljenje.
Where a CCP that is a legal person established in the Union and has access to adequate liquidity intends to perform its services and activities, it shall apply for authorisation to the competent authority of the Member State where it is established.
Takšna likvidnost lahko izhaja iz dostopa do likvidnosti centralne banke ali posojilno sposobne in zanesljive poslovne banke ali kombinacije obojega.
Such liquidity could result from access to central bank liquidity or to creditworthy and reliable commercial bank liquidity, or a combination of both.
Dostop do likvidnosti lahko izhaja iz dovoljenja, podeljenega v skladu s členom 6 Direktive 2006/48/ES, ali drugih ustreznih ureditev.
Access to liquidity could result from an authorisation granted in accordance with Article 6 of Directive 2006/48/EC or other appropriate arrangements.
Dovoljenje velja za celotno ozemlje Unije.
The authorisation shall be effective for the entire territory of the Union.
Dovoljenje se CCP podeli samo za dejavnosti, povezane s kliringom, in določa storitve ali dejavnosti, ki jih CCP lahko zagotavlja ali opravlja, vključno z razredi finančnih instrumentov, ki jih zajema dovoljenje.
The authorisation to the CCP shall be granted only for activities linked to clearing and shall specify the services or activities which the CCP is authorised to provide or perform including the classes of financial instruments covered by the authorisation.
CCP ves čas izpolnjuje pogoje, ki jih je morala izpolnjevati za začetno dovoljenje.
A CCP shall comply at all times with the conditions necessary for the initial authorisation.
CCP takoj obvesti pristojni organ o vseh pomembnih spremembah glede pogojev za začetno dovoljenje.
A CCP shall, without undue delay, notify the competent authority of any material changes affecting the conditions for the initial authorisation.
Da se zagotovi usklajenost tega člena, organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo merila za ustrezno likvidnost iz odstavka 1.
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards specifying the criteria for adequate liquidity referred to in paragraph 1.
Organ EBA v posvetovanju z organom ESMA osnutke teh regulativnih tehničnih standardov do 30. junija 2012 predloži Komisiji.
EBA shall, in consultation with ESMA, submit draft s for those regulatory technical standards to the Commission by 30 June 2012.
Komisija je pooblaščena z a sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
Širitev dejavnosti in storitev
Extension of activities and services
CCP, ki želi razširiti svoje poslovanje na dodatne storitve ali dejavnosti, ki niso zajete v začetnem dovoljenju, vloži prošnjo za razširitev.
A CCP wishing to extend its business to additional services or activities not covered by the initial authorisation shall submit a request for extension.
Zagotavljanje storitev kliringa v drugi valuti ali finančnih instrumentih, ki se po svojih tveganjih bistveno razlikujejo od tistih, za katere je CCP dobila dovoljenje, se šteje za razširitev dovoljenja.
The offering of clearing services in a different currency or in financial instruments that significantly differ in their risk characteristics from those for which the CCP has already been authorised shall be considered an extension of that authorisation.
Za razširitev dovoljenja se uporabi postopek iz člena 13.
The extension of an authorisation shall follow the procedure under Article 13.
Če želi CCP razširiti poslovanje v državo članico, kjer nima sedeža, pristojni organ države članice, kjer ima CCP sedež, takoj obvesti pristojni organ druge države članice.
Where a CCP wishes to extend its business into a Member State other than where it is established, the competent authority of the Member State of establishment shall immediately notify the competent authority of that other Member State .
Kapitalske zahteve
Capital requirements
Za pridobitev dovoljenja v skladu s členom 10 ima CCP stalen in razpoložljiv začetni kapital vsaj v višini 10 milijonov EUR .
A CCP shall have a permanent and available initial capital of at least EUR 10 million to be authorised pursuant to Article 10.
Kapital, skupaj z zadržanim dobičkom in rezervami CCP, je sorazmeren glede na velikost in tveganje, povezano s tržnimi operacijami CCP.
Capital, together with retained earnings and reserves of a CCP, shall be proportionate to the size and risk involved in the CCP’s business operations .
Vedno je zadosten, da se zagotovita urejeno prenehanje ali prestrukturiranje dejavnosti v ustreznem časovnem obdobju in primerna zaščita CCP pred operativnimi in ostalimi tveganji.
I t shall at all times be sufficient to ensure an orderly winding-down or restructuring of the activities over an appropriate time span and that the CCP is adequately protected against operational and residual risks.
Da se zagotovi usklajenost tega člena, organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo kapital, zadržani dobiček in rezerve CCP iz odstavka 2 , vključno s pogostostjo ali obdobji, ko jih je treba posodobiti .
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards specifying requirements regarding the capital, retained earnings and reserves of a CCP referred to in paragraph 2, including the frequency or timing when these sh all be updated .
Organ ESMA v tesnem posvetovanju z Evropskim sistemom centralnih bank Komisiji predloži osnutek teh regulativnih tehničnih standardov do 30. junija 2012.
ESMA shall, in close cooperation with the E SCB and after consulting EBA, submit a draft to the Commission for those regulatory technical standards by 30 June 2012.
Postopek za izdajo in zavrnitev dovoljenja
Procedure for granting and refusing authorisation
Pristojni organ izda dovoljenje le, če je popolnoma prepričan, da CCP vlagateljica izpolnjuje vse zahteve, določene v tej uredbi, zahteve, sprejete v skladu z Direktivo 98/26/ES o dokončnosti poravnave pri plačilih in sistemih poravnave vrednostnih papirjev
The competent authority shall only grant authorisation where it is fully satisfied that the applicant CCP complies with all the requirements set out in this Regulation and the requirements adopted pursuant to Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems
45. ter pod pogojem, da je organ ESMA izdal pozitivno mnenje iz člena 15.
45. , and on condition that a positive opinion as referred to in Article 15 has been delivered by ESMA .
Za pridobitev začetnega dovoljenja CCP vlagateljica zagotovi vse podatke, ki jih pristojni organ potrebuje, da se prepriča, da ima CCP vlagateljica v času začetnega dovoljenja vse potrebne ureditve za izpolnjevanje obveznosti, določenih s to uredbo.
For the initial authorisation, the applicant CCP shall provide all information necessary to enable the competent authority to satisfy itself that the applicant CCP has established, at the time of initial authorisation, all the necessary arrangements to meet its obligations set out in this Regulation.
Pristojni organ vse informacije, ki jih je prejel od CCP vlagateljice, nemudoma posreduje organu ESMA in kolegiju iz člena 14(1).
The competent authority shall immediately transmit all information received from the applicant CCP to ESMA and the c ollege referred to in Article 14(1) .
Pri začetnem dovoljenju pristojni organi v štirih mesecih po vložitvi popolnega zahtevka pisno obvestijo CCP vlagateljico, ali se ji dovoljenje izda ali zavrne.
For the initial authorisation, within four months of the submission of a complete application the competent authority shall inform the applicant CCP in writing whether the authorisation has been granted.
Pri dovoljenju za razširitev dejavnosti in storitev pristojni organi v dveh mesecih po vložitvi popolnega zahtevka pisno obvestijo CCP vlagateljico, ali se ji dovoljenje izda ali zavrne.
For authorisation for an extension of activities and services, within two months of the submission of a complete application the competent authority shall inform the applicant CCP in writing whether the authorisation has been granted.
Za lažje izvajanje nalog iz členov 10, 11, 46 in 48 pristojni organ države članice, kjer ima CCP sedež, v sodelovanju z organom ESMA ustanovi kolegij in mu predseduje.
The competent authority of the CCP’s Member State of establishment shall , in cooperation with ESMA , establish a college in order to facilitate the exercise of the tasks referred to in Articles 10, 11, 46 and 48.
Kolegiju predseduje organ ESMA in ga sestavlja največ sedem članov, in sicer pristojni organ države članice, kjer ima CCP sedež, in pristojni organ, odgovoren za nadzor CCP in centralnih bank, ki izdajajo najpomembnejše valute finančnih instrumentov, za katere se izvaja kliring , pa tudi pristojni organi, odgovorni za nadzor klirinških članov CCP s sedežem v treh državah članicah, ki na skupni osnovi največ prispevajo v jamstveni sklad CCP iz člena 40;
The college shall be chaired by ESMA and consist of no more than seven members, including the competent authority of the Member State of establishment of the CCP and the authority responsible for the oversight of the CCP and the central banks of issue of the most relevant currencies of the financial instruments cleared as well as the competent authorities responsible for the supervision of the clearing members of the CCP established in the three Member States with the largest contributions to the default fund of the CCP referred to in Article 40 on an aggregate basis.
Kolegij brez poseganja v odgovornosti pristojnih organov po tej uredbi zagotavlja:
The college shall, without prejudice to the responsibilities of the competent authorities under this Regulation, ensure:
(a) pripravo ▌mnenja iz člena 15;
(a) the preparation of the ▌opinion referred to in Article 15;
(b) izmenjavo informacij, vključno z zahtevami za informacije, po členu 21;
(b) the exchange of information, including requests for information pursuant to Article 21;
(d) usklajevanje programov nadzorstvenih pregledov na podlagi ocene tveganja CCP;
(d) the coordination of supervisory examination programmes based on a risk assessment of the CCP;
(e) povečanje učinkovitosti nadzora z odpravo nepotrebnega podvajanja nadzornih zahtev;
(e) the improvement of efficiency of supervision by removing unnecessary duplication of supervisory requirements;
(f) doslednost pri uporabi nadzornih praks;
(f) consistency in the application of supervisory practices;
(g) določitev postopkov in kriznih načrtov v primeru izrednih razmer v skladu s členom 22.
(g) the determination of procedures and contingency plans to address emergency situations, as referred to in Article 22.
Ustanovitev in delovanje kolegija temelji na pisnem dogovoru med vsemi njegovimi člani.
The establishment and functioning of the college shall be based on a written agreement among all its members.
Navedeni dogovor določa zlasti praktično ureditev sodelovanja med pristojnim organom in organom ESMA in lahko določa naloge, ki jih organ ESMA poveri pristojnemu organu države članice, kjer ima CCP sedež ▌.
That agreement shall in particular determine the practical arrangements for cooperation between the competent authority and ESMA and may determine tasks to be entrusted to the competent authority of the Member State of establishment of a CCP or ESMA .
Če večina članov kolegija meni, da pristojni organ države članice, kjer ima CCP sedež, svojih pristojnosti ne izvaja ustrezno in da to ogroža finančno stabilnost, organ ESMA izda sklep o tem, ali je nadzor tega pristojnega organa primeren in ali ogroža finančno stabilnost.
If a majority of the members of the college considers that the competent authority of the Member State of establishment of the CCP is not exercising its responsibilities in an appropriate manner and that it constitutes a threat to financial stability, ESMA shall issue a decision as to whether it considers the supervision by the competent authority of the Member State of establishment of the CCP to be appropriate and constitutes a threat to financial stability.
Če organ ESMA meni, da je nadzor neustrezen, lahko pristojnim organom v skladu z uredbo (EU) št. 1095/2010 naloži popravne ukrepe.
If ESMA considers that the supervision is inappropriate, ESMA may impose corrective measures on competent authorities in accordance with Regulation (EU) No. 1095/2010.
Za zagotovitev dosledne uskladitve s tem členom organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo oceno tveganja iz členov 14(2) in 15(1).
In order to ensure consistent harmonisation of this A rticle , ESMA shall develop draft regulatory technical standards specifying the risk assessment referred to in Article 14 ( 2 ) and Article 15 ( 1 ) .
Organ ESMA v tesnem posvetovanju z Evropskim sistemom centralnih bank Komisiji predloži osnutek teh regulativnih tehničnih standardov do 30. junija 2012.
ESMA shall, in close cooperation with the E SCB and in consultation with EBA, submit draft s for those regulatory technical standards to the Commission by 30 June 2012.
Mnenje kolegija
Opinion of the college
Za namene začetnega dovoljenja pristojni organ države članice, kjer ima CCP sedež, opravi oceno tveganja CCP in poročilo o tem predloži organu ESMA v štirih mesecih po tem, ko CCP vloži popolno vlogo .
For the purposes of the initial authorisation, the competent authority of the Member State where the CCP is established shall conduct a risk assessment of the CCP and submit a report to ESMA within four months of the submission of a complete application by the CCP .
Za namene odobritve razširitve dejavnosti in storitev pristojni organ države članice, kjer ima CCP sedež, opravi oceno tveganja tovrstne razširitve za CCP in v mesecu dni kolegiju posreduje poročilo o tem.
For the purposes of authorization for extension of activities and services, the competent authority of the Member State where the CCP is established shall conduct a risk assessment of the extension of activities and services on the CCP and submit a report to the college within one month.
Kolegij v mesecu dni po prejetju tega poročila in na njegovi podlagi oblikuje mnenje o tem, ali ocenjena stopnja tveganja omogoča varno delovanje CCP.
The college shall reach an opinion, on the basis of that report, as to whether the level of the risks assessed is conducive to the safe functioning of the CCP within one month of receiving it.
Za pozitivno ali negativno mnenje kolegija je potrebno soglasje navadne večine članov, tudi pristojnega organa države, kjer ima CCP sedež, z oceno pristojnega organa te države članice.
A positive or negative opinion of the college requires agreement among a simple majority of members, including the competent authority of the Member State where the CCP is established, with the assessment of the competent authority of the Member State where the CCP is established.
V primeru zamude ali nesoglasja organ ESMA olajša sprejetje ▌mnenja v skladu s svojim pooblastilom za reševanje nesoglasij po členu 19 Uredbe (EU) št. 1095/2010 in svojo splošno usklajevalno funkcijo iz člena 21 iste uredbe. ▌
In case of delay or disagreement, ESMA shall facilitate the adoption of a ▌opinion in accordance with its settlement of disagreement powers under Article 19 of Regulation (EU) No 1095/2010 and its general coordination function under Article 21 of the same Regulation. ▌
Pristojni organ države članice, kjer ima CCP sedež, odvzame dovoljenje v naslednjih primerih:
The competent authority of the Member State of establishment shall withdraw the authorisation in any of the following circumstances:
(a) če CCP ni uporabila dovoljenja v 12 mesecih, če se mu je izrecno odrekla ali če v predhodnih šestih mesecih ni opravila nobene storitve ali izvedla nobene dejavnosti;
(a) where the CCP has not made use of the authorisation within 12 months, expressly renounces the authorisation or has provided no services or performed no activity for the preceding six months;
(b) če je CCP pridobila dovoljenje z navajanjem lažnih podatkov ali na kak drug nezakonit način;
(b) where the CCP has obtained the authorisation by making false statements or by any other irregular means;
(c) če CCP ne izpolnjuje več pogojev, pod katerimi ji je bilo dovoljenje izdano;
(c) where the CCP is no longer in compliance with the conditions under which authorisation was granted;
(d) če je resno in večkrat kršila zahteve, določene v tej uredbi.
(d) has seriously and repeatedly infringed the requirements set out in this Regulation.
Za postopek odločanja o odvzemu dovoljenja je potrebno pozitivno mnenje kolegija, ki je naveden v izvirnem dovoljenju, in pozitivno mnenje organa ESMA.
The procedure for the decision to withdraw the authorisation shall require a positive opinion of the same college as referred to in the original authorisation as well as a positive opinion from ESMA.
Organ ESMA lahko kadarkoli zahteva, da pristojni organ države članice, kjer ima CCP sedež, preveri, ali CCP še vedno izpolnjuje pogoje, pod katerimi ji je bilo dovoljenje izdano.
ESMA may, at any time, request that the competent authority of the Member State where the CCP is established examine whether the CCP is still in compliance with the conditions under which the authorisation is granted.
Pristojni organ lahko odvzem dovoljenja omeji na določeno storitev, dejavnost ali finančni instrument.
The competent authority may limit the withdrawal to a particular service, activity, or financial instrument.
Odločitev o odvzemu dovoljenja velja za vse območje Unije.
A decision on withdrawal shall apply throughout the territory of the Union .
Pregled in ocena
Review and evaluation
Pristojni organi vsaj enkrat letno pregledajo ureditve, strategije, postopke in mehanizme, ki jih izvaja CCP za zagotovitev skladnosti s to uredbo, ter ocenijo tržna, operativna in likvidnostna tveganja, ki jim je ali bi jim lahko bila CCP izpostavljena.
The competent authorities shall, at least on an annual basis, review the arrangements, strategies, processes and mechanisms implemented by a CCP with respect to compliance with this Regulation and evaluate the market, operational and liquidity risks to which the CCP is, or might be, exposed.
Pri pregledu in oceni se upoštevajo velikost, sistemski pomen, narava, obseg in zapletenost dejavnosti CCP ter merila iz člena 4(3) .
The review and evaluation shall have regard to the size, systemic importance, nature, scale and complexity of the activities of the CCP as well as the criteria identified in A rticle 4(3) .
Pristojni organ pozove CCP, ki ne ravna v skladu z zahtevami iz te uredbe, naj ustrezno ukrepa.
The competent authority shall call upon a CCP which is not complying with the requirements of this Regulation to take the necessary measures.
Organ ESMA v tej CCP izvede inšpekcijski pregled na kraju samem.
The CCP shall be subject to on-site inspection by ESMA.
Poglavje 2 Nadzor in pregled nad delovanjem CCP
Chapter 2 Supervision and oversight of CCPs
Vsaka država članica določi pristojni organ, odgovoren za izvajanje dolžnosti, ki izhajajo iz te uredbe, glede izdaje dovoljenja CCP ter nadzora in pregleda nad delovanjem CCP s sedežem na njenem ozemlju, ter o tem obvesti Komisijo in organ ESMA.
Each Member State shall designate the competent authority responsible for carrying out the duties resulting from this Regulation for the authorisation, supervision and oversight of CCPs established in its territory and shall inform the Commission and ESMA thereof.
Vsaka država članica zagotovi, da imajo pristojni organi vsa nadzorna in preiskovalna pooblastila, potrebna za opravljanje njihovih funkcij.
Each Member State shall ensure that the competent authority has the supervisory and investigatory powers necessary for the exercise of their functions.
Vsaka država članica zagotovi, da se lahko v skladu z nacionalno zakonodajo sprejmejo ali uvedejo ustrezni upravni ukrepi proti fizičnim ali pravnim osebam, odgovornim za neizpolnjevanje določb iz te uredbe.
Each Member State shall ensure that appropriate administrative measures, in conformity with national law, can be taken or imposed against the natural or legal persons responsible where the provisions in this Regulation have not been complied with.
Ti ukrepi morajo biti učinkoviti, sorazmerni in odvračalni.
Those measures shall be effective, proportionate and dissuasive.
Organ ESMA na svoji spletni strani objavi seznam pristojnih organov, določenih v skladu z odstavkom 1.
ESMA shall publish a list of the competent authorities designated in accordance with paragraph 1 on its website.
Poslovna skrivnost
Professional secrecy
Obveznost varovanja poslovne skrivnosti velja za vse osebe, ki delajo ali so delale za pristojne organe, določene v skladu s členom 18, organ ESMA ali revizorje in strokovnjake, ki so jih zadolžili pristojni organi ali organ ESMA.
The obligation of professional secrecy shall apply to all persons who work or have worked for the competent authorities designated in accordance with Article 18, ESMA , or auditors and experts instructed by the competent authorities or ESMA .