natgillin/translations-raw huggingface dataset:
Vse datoteke in delovne dokumente v zvezi z nadzorno in izvršilno dejavnostjo na področju bonitetnih agencij, vključno z vsemi rednimi pregledovanji in izvršilnimi ukrepi, prevzame ESMA na dan … [en mesec po začetku veljavnosti te uredbe] .
Any files and working documents related to the supervisory and enforcement activity in the field of credit rating agencies, including any on-going examinations and enforcement actions shall be taken over by ESMA on … [ one month after the entry into force of this Regulation ] .
Vse datoteke in delovne dokumente v zvezi z nadzorno in izvršilno dejavnostjo na področju bonitetnih agencij, vključno z vsemi rednimi pregledovanji in izvršilnimi ukrepi, prevzame Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge) 1. julija 2011 .
Any files and working documents related to the supervisory and enforcement activity in the field of credit rating agencies, including any on-going examinations and enforcement actions shall be taken over by the European Supervisory Authority (European Securities and Markets Authority) on 1 July 2011 .
Člen 40a – odstavek 3
Article 40a – paragraph 3
Pristojni organi in kolegiji iz odstavka 1 zagotovijo, da se vsi obstoječi zapisi in delovni dokumenti čim prej prenesejo Evropskemu nadzornemu organu (Evropskemu organu za vrednostne papirje in trge) in v vsakem primeru do 1. maja 2011, da bi postopek potekal nemoteno .
The competent authorities and colleges referred to in paragraph 1 shall ensure that any existing records and working papers shall be transferred to the European Supervisory Authority (European Securities and Markets Authority) as soon as possible and in any event b y 1 May 2011 in order to promote a good process .
Ti pristojni organi in kolegiji Evropskemu nadzornemu organu (Evropski organ za vrednostne papirje in trge) nudijo tudi vso potrebno pomoč in mu svetujejo, da omogočijo učinkovit in uspešen prenos ter prevzem nadzorne in izvršilne dejavnosti na področju bonitetnih agencij.
Those competent authorities and colleges shall also render all necessary assistance and advice to the European Supervisory Authority (European Securities and Markets Authority) to facilitate effective and efficient transfer and taking up of supervisory and enforcement activity in the field of credit rating agencies.
Člen 40a – odstavek 4
Article 40a – paragraph 4
ESMA deluje kot pravni naslednik pristojnih organov in kolegijev iz odstavka 1 v vseh upravnih ali pravnih postopkih, ki so posledica nadzornih in izvršilnih dejavnosti, izvajanih po tej uredbi pred [en mesec po začetku veljavnosti te uredbe] .
ESMA shall act as the legal successor of competent authorities and colleges referred to in paragraph 1 in any administrative or judicial proceedings that result from supervisory and enforcement activity pursued under this Regulation prior to [one month after the entry into force of this Regulation] .
Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge) deluje kot pravni naslednik pristojnih organov in kolegijev iz odstavka 1 v vseh upravnih ali pravnih postopkih, ki so posledica nadzornih in izvršilnih dejavnosti, izvajanih po tej uredbi 1. julija 2011
The European Supervisory Authority (European Securities and Markets Authority) shall act as the legal successor of competent authorities and colleges referred to in paragraph 1 in any administrative or judicial proceedings that result from supervisory and enforcement activity pursued under this Regulation on 1 July 2011 .
Člen 40a – odstavek 4 a (novo)
Article 40a – paragraph 4 a (new)
Vsaka registracija bonitetne agencije v skladu s poglavjem I, ki jo opravi pristojni organ iz odstavka 1 tega člena, ostane veljavna po prenosu pristojnosti na Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge).
Any registration of a credit rating agency in accordance with Chapter I by a competent authority referred to in paragraph 1 of this Article shall remain valid after the transfer of competences to the European Supervisory Authority (European Securities and Markets Authority).
Člen 40a – odstavek 5
Article 40a – paragraph 5
Če sodna revizija sklepa, ki ga je v skladu s to uredbo sprejel pristojni organ iz odstavka 1, [en mesec po začetku veljavnosti te uredbe] še ni zaključena, se primer prenese na Sodišče, razen če sodišče, ki pregleduje ta sklep v državi članici, sprejme razsodbo dva meseca po [en mesec po začetku veljavnosti te uredbe.] .
Where judicial review of a decision, which was taken by a competent authority referred to in paragraph 1 under this Regulation, is on-going on [one month after the entry into force of this Regulation] , the case shall be transferred to the General Court, unless the judgement of the court reviewing that decision in the Member State is to be rendered within two months after [one month after the entry into force of this Regulation.] .
Če sodna revizija sklepa, ki ga je v skladu s to uredbo sprejel pristojni organ iz odstavka 1, 1. julija 2011 še ni zaključena, se primer prenese na Sodišče, razen če sodišče, ki pregleduje ta sklep v državi članici, sprejme razsodbo do 1. septembra 2011 .
Where judicial review of a decision, which was taken by a competent authority referred to in paragraph 1 under this Regulation, is on-going on 1 July 2011 , the case shall be transferred to the General Court, unless the judgement of the court reviewing that decision in the Member State is to be rendered by 1 September 2011 .
Člen 40a – odstavek 5 a (novo)
Article 40a – paragraph 5 a (new)
Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge) do 1. julija 2014 v okviru področja uporabe svojega tekočega nadzora izvede vsaj eno preiskavo vseh bonitetnih agencij, ki sodijo pod njegovo pristojnost.
By 1 July 201 4 and within the scope of its on-going supervision, the European Supervisory Authority (European Securities and Markets Authority) shall conduct at least one investigation of all credit rating agencies falling under its supervisory competences.
Priloga I – oddelek E – naslov II – točka 2 – točka b a (novo)
Annex I – Section E – title II – point 2 – point b a (new)
(2a) V oddelku E se k točki 2 naslova II vstavi naslednja točka:
(2a) In Section E, title II, point 2, the following point is added :
„(ba) seznam med letom izdanih ocen, ki prikazuje, kolikšen delež med njimi predstavljajo nenaročene ocene.“
"(ba) a list of ratings issued during the year, indicating the proportion of unsolicited ratings among them. "
Redna predložitev pregleda naročenih v primerjavi z nenaročenimi bonitetnimi ocenami omogoča Evropskemu organu za vrednostne papirje, da preveri, ali je bil ustvarjen zahtevan delež nenaročenih bonitetnih ocen.
Regular submission of a list of solicited as against unsolicited ratings will help ESMA to check whether the required proportion of unsolicited ratings has been issued.
Priloga III – naslov III – točka m
Annex III – title III – point m
(m) Bonitetna agencija prekrši člen 10(4), če ne razkrije svojih politik in postopkov v zvezi z nenaročenimi bonitetnimi ocenami.
(m) The CRA infringes Article 10(4) by not disclosing its policies and procedures regarding unsolicited credit ratings.
(m) Bonitetna agencija prekrši člen 10(4), če ne razkrije svojih politik in postopkov v zvezi z bonitetnimi ocenami.
(m) The CRA infringes Article 10(4) by not disclosing its policies and procedures regarding credit ratings.
Redna predložitev pregleda naročenih v primerjavi z nenaročenimi bonitetnimi ocenami omogoča Evropskemu organu za vrednostne papirje, da preveri, ali je bil ustvarjen zahtevan delež nenaročenih bonitetnih ocen.
Regular submission of a list of solicited as against unsolicited ratings will help ESMA to check whether the required proportion of unsolicited ratings has been adopted.
Svetovna finančna kriza, za katero so delno odgovorne tudi bonitetne agencije, je pokazala, da je treba vzpostavitvi sistem za spremljanje bonitetnih agencij in nadzor nad njimi.
The global financial crisis, to which the credit rating agencies made their contribution, showed the need to set up a mechanism for monitoring and supervising credit rating agencies.
V ta namen je bila leta 2009 sprejeta Uredba (ES) št. 1060/2009 o bonitetnih agencijah.
This was the purpose behind the adoption, in 2009, of Regulation (EC) No 1060/2009 on credit rating agencies.
Ta uredba je omogočila oblikovanje evropskega sistema za registracijo in nadzorovanje bonitetnih agencij, ki izdajajo bonitetne ocene, uporabljene v Evropski uniji.
It made it possible to establish a European system for registering and supervising credit rating agencies which issue ratings used in the European Union.
Določa tudi pogoje, pod katerimi je mogoče v Evropski uniji uporabljati bonitetne ocene, ki jih izdajo agencije tretjih držav, za kar je uvedla dvojni sistem izenačevanja in priznavanja bonitetnih ocen.
It also lays down the conditions for the use in the European Union of ratings issued by third-country agencies, by applying a double system of equivalence and endorsement of ratings.
Med razpravami pred sprejetjem Uredbe (ES) št. 1060/2009, je poročevalec poudaril, da je treba vzpostaviti skupen pregled nad proizvodi bonitetnih agencij in njihov celosten nadzor po vsej EU.
During the debates preceding the adoption of Regulation (EC) No 1060/2009 your rapporteur stressed the need for EU-wide joint oversight of credit rating agencies' products and integrated supervision of them.
To načelo je bilo sprejeto, Komisija pa se je zavezala, da bo oblikovala zakonodajni predlog v tej smeri.
This principle was upheld and the Commission undertook to draft a legislative proposal along these lines.
Doseženi sporazum o ureditvi evropskega nadzora, ki začne veljati 1. januarja 2011, zdaj omogoča učinkovito izvajanje nadzora nad bonitetnimi agencijami.
The agreement reached on the architecture of European supervision which will enter into force on 1 January 2011 now makes the effective implementation of rating agency supervision possible.
V Uredbi (ES) št [...] o ustanovitvi Evropskega organa za vrednostne papirje in trge je med drugim poudarjeno, da je ta organ pooblaščen zlasti za nadzor nad bonitetnimi agencijami.
It is stressed in Regulation (EC) No [...] establishing the ESMA that this authority will exercise its own supervisory powers in relation, in particular, to credit rating agencies.
Evropska komisija je 2. junija 2010 predstavila predlog za spremembo Uredbe (ES) št. 1060/2009.
On 2 June 2010 the Commission presented a proposal to amend Regulation (EC) No 1060/2009.
Cilj tega predloga je predvsem organizirati potrjevanje bonitetnih agencij in nadzor nad njimi, za kar bo pristojen Evropski organ za vrednostne papirje in trge.
The essential purpose of this proposal is to organise the accreditation and supervision of credit rating agencies by the ESMA.
Temu organu bodo zagotovljena lastna pooblastila za nadzor, pa tudi preiskovalne pristojnosti, lahko pa bo tudi izrekal kazni za neupoštevanje uredbe.
This authority will be endowed with its own supervisory powers, but also investigatory powers, and it will be able to punish failure to apply this Regulation.
Poročevalec toplo pozdravlja pristop Komisije k tem vprašanju.
Your rapporteur very much welcomes the Commission's approach on this issue.
Predlaga tudi, da se posvetimo predvsem vključitvi Evropskega organa za vrednostne papirje in trge v nadzor nad agencijami in določitvi njegovih novih nalog in pristojnosti.
Your rapporteur suggests focusing on the introduction of the ESMA into the supervision of agencies and on the definition of its new tasks and new powers.
Nujno je, da lahko Evropski organ za vrednostne papirje in trge takoj po ustanovitvi izvaja pristojnosti za strog nadzor nad bonitetnimi agencijami, ki delujejo v Evropski uniji, pa tudi nad tistimi agencijami iz tretjih držav, katerih bonitetne ocene bodo dovoljene v Evropski uniji.
It is, in fact, vital for the ESMA, as soon as it is established, to be in a position to exercise its remit to ensure sound supervision of credit rating agencies operating in the European Union and also third-country agencies whose ratings will be authorised in the European Union.
Treba je poudariti, da so se tudi Združene države odločile za sprejetje strožjih pravil za nadzor na tem področju.
It should be stressed that the United States has also decided to introduce stricter supervisory rules in this field.
Komisija je ta pravila upoštevala pri pripravi za nadaljnje mednarodno usklajevanje.
The Commission has taken these into account in preparation for international harmonisation at a later stage.
V teh okoliščinah predlogi sprememb zadevajo predvsem razjasnitve ali pojasnila, zlasti glede pristojnosti Evropskega organa za vrednostne papirje in trge v odnosih s pristojnimi nacionalnimi organi.
In these circumstances the amendments are limited to refining or clarifying the text, in particular with regard to the ESMA's powers in its relations with the competent national authorities.
Treba je še dodati, da je Lizbonska pogodba uvedla nove pravne instrumente.
Finally, the Lisbon Treaty provides for new legal instruments.
Tako revizija Uredbe (ES) št. 1060/2009 v skladu s členom 290 Pogodbe omogoča uvedbo delegiranih aktov namesto komitologije.
Accordingly, the revision of Regulation (EC) No 1060/2009, pursuant to Article 290 of the Treaty, allows for the introduction of delegated acts, replacing comitology.
(5a) Evropska unija bi morala razmisliti o vzpostavitvi javne evropske bonitetne agencije, katere glavni namen bi bil podajanje neodvisnih in nepristranskih ocen, pri čemer ne bi bila pod vplivom tržnih interesov oziroma je ti ne bi omejevali; agencija bi morala razmisliti o pripravi obvezne druge ocene v odziv na vsako oceno bonitetnih agencij, ki so registrirane in delujejo v Evropski uniji.
(5a) The European Union should investigate setting up a public European rating agency, the main purpose of which would be to produce independent and impartial ratings without being influenced or restricted by commercial considerations; the agency should consider the value and cost of producing a mandatory second rating in response to every rating produced by a rating agency registered, and operating, in the European Union.
Države članice so zavezane, da Evropskemu organu za vrednostne papirje in trge pomagajo pri uveljavljanju takih zahtev in bi morale zagotoviti, da so lahko zahtevane informacije nemudoma na voljo .
Member States' authorities should be obliged to assist the European Securities and Markets Authority in enforcing such requests and should ensure that the requisite information can be made available without delay.
Evropski organ za vrednostne papirje in trge mora pri opravljanju nadzornih pooblastil dati osebam, ki so predmet postopkov, pravico do izjave, da se upoštevajo njihove pravice do obrambe .
When exercising its supervisory powers, the European Securities and Markets Authority should give the persons which are subject to proceedings an opportunity of being heard in order to respect their rights of defence .
Evropski organ za vrednostne papirje in trge mora pri opravljanju nadzornih in preiskovalnih pooblastil pri izvajanju svojih postopkov v celoti spoštovati pravico do obrambe oseb in kreditnih agentov, na katere se ti postopki nanašajo, pri čemer zagotovijo, da ne pride do kršitev poklicne skrivnosti, kot velja v njihovi državi članici stalnega prebivališča .
When exercising its supervisory and investigatory powers, the European Securities and Markets Authority should operate its proceedings on a basis of full respect for the rights of defence of the persons and credit agents who are subject to the proceedings, ensuring that there is no breach of professional secrecy as it applies in their Member State of residence .
Poleg tega lahko Komisija za namene odvračanja in za zagotovitev skladnosti bonitetnih agencij z Uredbo naloži denarne kazni na zahtevo Evropskega organa za vrednostne papirje in trge, kadar so namerno ali iz malomarnosti kršene nekatere določbe Uredbe.
Moreover, for deterrence purposes and to compel credit rating agencies to comply with the Regulation, the Commission should also be able to impose fines, following a request of the European Securities and Markets Authority, where intentionally or negligently, specific provisions of the Regulation have been breached.
Evropski organ za vrednostne papirje in trge lahko nalaga periodičnih denarnih kazni.
The European Securities and Markets Authority should be able to impose periodic penalty payments.
Če bo imel evropski organ za vrednostne papirje in trge pristojnost za kaznovanje agencij, med drugim z odvzemom njihove registracije (najmočnejši razpoložljivi ukrep), bi moral biti pristojen tudi za nalaganje denarnih kazni na podlagi načela „več pomeni tudi manj“.
If ESMA is to have the power to penalise agencies, inter alia by withdrawing their registration (the most severe measure available), a measure such as imposing a fine should also enter within its competence, on the basis of the principle "more also means less".
Če pristojnost za izrekanje denarnih kazni dodelili evropskemu organu za vrednostne papirje in trge, bi s tem pripomogli tudi k zagotovitvi večje objektivnosti.
To leave the power to fine in the hands of ESMA should also help ensure greater objectivity.
(18) Komisija mora biti pooblaščena za sprejemanja delegiranih aktov v skladu s členom 290 Pogodbe v zvezi s spremembo in nadaljnjim določanjem meril za ocenjevanje enakovrednosti regulativnega in nadzornega pravnega okvira tretje države, da bi upoštevala razvoj dogodkov na finančnih trgih, sprejetje uredbe o denarnih kaznih in spremembe prilog .
(18) The Commission should be empowered to adopt delegated acts in accordance with Article 290 of the Treaty in respect of the amendment and further specification of the criteria for assessing the equivalence of the regulatory and supervisory framework of a third country in order to take into account the developments on financial markets, the adoption of a regulation on fees and the amendment of the annexes.
(18) Da bi upoštevali razvoj dogodkov na finančnih trgih, sprejetje uredbe o denarnih kaznih in spremembe prilog, bi bilo treba Komisijo v skladu s členom 290 Pogodbe pooblastiti za sprejemanje aktov v zvezi s spremembo in nadaljnjim določanjem meril za ocenjevanje enakovrednosti regulativnega in nadzornega pravnega okvira tretje države.
(18) In order to take into account the developments on financial markets, the adoption of a regulation on fees and the amendment of the annexes , the power to adopt acts in accordance with Article 290 of the Treaty should be delegated to the Commission in respect of the amendment and further specification of the criteria for assessing the equivalence of the regulatory and supervisory framework of a third country.
Pri pripravi in oblikovanju delegiranih aktov bi morala zagotoviti zgodnje in stalno posredovanje informacij ter dokumentov Evropskemu parlamentu in Svetu .
The Commission, when preparing and drawing-up delegated acts, should ensure an early and continuous transmission of information and relevant documents to the European Parliament and Council .
„(8) Bonitetne agencije bi morale uporabljati Kodeks osnovnih načel ravnanja za bonitetne agencije, ki ga je izdalo Mednarodno združenje nadzornikov trga vrednostnih papirjev, v nadaljevanju („Kodeks IOSCO“).
"(8) Credit rating agencies should apply the Code of Conduct Fundamentals for credit rating agencies issued by the International Organisation of Securities Commissions (IOSCO Code).
Komisija je leta 2006 v Sporočilu o bonitetnih agencijah povabila Odbor evropskih zakonodajalcev za vrednostne papirje („CESR“), ponovno ustanovljen s Sklepom Komisije 2009/77/ES, naj spremlja upoštevanje Kodeksa IOSCO in ji o tem letno poroča“.
In 2006, a Communication from the Commission on credit rating agencies [11] invited the Committee of European Securities Regulators (CESR), re-established by Commission Decision 2009/77/EC [12], to monitor compliance with the IOSCO Code and report back to the Commission on an annual basis."
Člen 1 – točka 2 e
Article 1 – point 2 (e)
„Komisija podrobneje opredeli ali spremeni merila iz točk (a), (b) in (c) drugega pododstavka, da se upošteva razvoj dogodkov na finančnih trgih.
"The Commission shall specify further or amend the criteria set out in points (a), (b) and (c) of the second subparagraph in order to take account of developments on financial markets.
Ti ukrepi se sprejmejo z delegiranimi akti v skladu s členom 38a in za njih veljajo pogoji iz členov 38b in 38c.“
Those measures shall be adopted by means of delegated acts in accordance with Article 38a and subject to the conditions of Articles 38b and 38c .
Komisija je pooblaščena za sprejemanje delegiranih aktov v skladu s tem členom ter podrobnejše opredeljevanje ali spreminjanje meril iz točk (a), (b) in (c) drugega pododstavka, da se upošteva razvoj dogodkov na finančnih trgih.
The Commission shall be empowered to adopt delegated acts under this Article further specifying or amending the criteria set out in points (a), (b) and (c) of the second subparagraph in order to take account of developments on financial markets.
Člen 6 – odstavek 4 (novo)
Article 6 – paragraph 4 (new)
(3a) Členu 6 se doda naslednji odstavek 4:
(3a) In Article 6, the following paragraph 4 is added:
(3b) Člen 7(5) se nadomesti z naslednjim:
(3b) Article 7(5) is replaced by the following:
Osebni prejemki in ocena uspešnosti bonitetnih analitikov in oseb, odgovornih za odobritev bonitetnih ocen, niso odvisni od višine prihodka, ki ga bonitetna agencija prejme od ocenjevanih subjektov ali povezanih tretjih oseb za storitve poleg ocenjevanja.“
Compensation and performance evaluation of rating analysts and persons approving the credit ratings shall not be contingent on the amount of revenue that the credit rating agency derives from the rated entities or related third parties for services additional to the rating ."
(3c) Člen 8(5) se nadomesti z naslednjim:
(3c) Article 8(5) is replaced by the following:
Bonitetna agencija stalno in najmanj enkrat na pol leta spremlja in pregleduje svoje bonitetne ocene in metodologije, zlasti če pride do bistvenih sprememb, ki bi lahko vplivale na bonitetno oceno .
A credit rating agency shall monitor credit ratings and review its credit ratings and methodologies on an ongoing basis and at least half-yearly , in particular where material changes occur that could have an impact on a credit rating.
Določi tudi notranje postopke za spremljanje učinka, ki ga imajo spremembe makroekonomskih razmer ali razmer na finančnih trgih na bonitetne ocene.“
A credit rating agency shall establish internal arrangements to monitor the impact of changes in macroeconomic or financial market conditions on credit ratings."
Člen 8a – odstavek 2a (novo)
Article 8 a – paragraph 2 a (new)
Evropski organ za vrednostne papirje in trge lahko preuči vse pomembne razlike v ocenah, ki jih podajo različne bonitetne agencije za isti strukturirani finančni instrument, in lahko preveri, ali so za konkretni primer potrebni ukrepi v okviru te uredbe.
ESMA may examine any significant differences in the ratings granted by the different credit rating agencies for the same structured finance instrument, and may verify whether the case in question calls for measures in the framework of this Regulation.
Tovrstne razlike so nevarne za vlagatelje, zato bi moral evropski organ za vrednostne papirje in trge preučiti razloge zanje in ukrepati.
Differences of this kind are dangerous for investors, and ESMA should investigate the reasons for their existence and take measures.
Člen 8 b – odstavek 1 – točka (a)
Article 8 b – paragraph 1 – point a
(a) seznam strukturiranih finančnih instrumentov, za katere trenutno izvaja bonitetno oceno, navedbo vrste strukturiranega finančnega instrumenta, ime izdajatelja in datum začetka postopka ocenjevanja;
(a) a list of the structured finance instruments for which it is in the process of providing a credit rating, identifying the type of the structured finance instrument, the name of the issuer and the date when the rating process was initiated;