natgillin/translations-raw huggingface dataset:
Kadar nacionalni nadzorni organ ne ravna v skladu z odločbo organa iz odstavka 2 v roku, ki je določen v odločbi, organ na podlagi ustreznih zahtev zakonodaje iz člena 1(2), brez poseganja v pooblastila Komisije na podlagi člena 258 Pogodbe, sprejme individualno odločbo, naslovljeno na finančno institucijo, s katero zahteva ukrepe, potrebne za izpolnitev njenih obveznosti na podlagi navedene zakonodaje, vključno s prenehanjem posameznih dejavnosti.
Without prejudice to the powers of the Commission under Article 258 of the Treaty, where a national supervisory authority does not comply with the decision of the Authority referred to in paragraph 2 within the period laid down therein, the Authority shall , pursuant to the relevant requirements laid down in the legislation referred to in Article 1(2), adopt an individual decision addressed to a financial institution requiring the necessary action to comply with its obligations under that legislation, including the cessation of any practice.
ESRB na lastno pobudo ali na zahtevo organa, Evropskega parlamenta, Sveta ali Komisije pregleda odločbo iz odstavka 1.
The ESRB shall review the decision referred to in paragraph 1 on its own initiative or following a request by the Authority, the European Parliament, the Council, or the Commission.
Kadar se nacionalni nadzorni organ ne strinja s postopkom ali vsebino ukrepanja ali neukrepanja drugega nacionalnega nadzornega organa na področjih, na katerih zakonodaja iz člena 1(2) zahteva sodelovanje, usklajevanje ali skupno odločanje nacionalnih nadzornih organov iz več kot ene države članice, lahko organ brez poseganja v pooblastila iz člena 9 na zahtevo enega ali več zadevnih nacionalnih nadzornih organov na podlagi postopka iz odstavka 2 organom pomaga pri doseganju sporazuma.
Without prejudice to the powers laid down in Article 9, where a national supervisory authority disagrees on the procedure or content of an action or inaction by another national supervisory authority in areas where the legislation referred to in Article 1(2) requires cooperation, coordination or joint decision making by national supervisory authorities from more than one Member State, the Authority, at the request of one or more of the national supervisory authorities concerned, may assist the authorities in reaching an agreement in accordance with the procedure set out in paragraph 2 .
Kadar se nacionalni nadzorni organ ne strinja s postopkom ali vsebino ukrepanja ali neukrepanja drugega nacionalnega nadzornega organa na področjih, na katerih zakonodaja iz člena 1(2) zahteva sodelovanje, usklajevanje ali skupno odločanje nacionalnih nadzornih organov iz več kot ene države članice, je organ brez poseganja v pooblastila iz člena 9 na lastno pobudo ali na zahtevo enega ali več zadevnih nacionalnih nadzornih organov na podlagi postopka iz odstavkov 2 do 4 glavni, ki organom pomaga pri doseganju sporazuma.
Without prejudice to the powers laid down in Article 9, where a national supervisory authority disagrees on the procedure or content of an action or inaction by another national supervisory authority in areas where the legislation referred to in Article 1(2) requires cooperation, coordination or joint decision making by national supervisory authorities from more than one Member State, the Authority, on its own initiative or at the request of one or more of the national supervisory authorities concerned, shall take the lead in assisting the authorities in reaching an agreement in accordance with the procedure set out in paragraphs 2 to 4 .
Organ določi rok za spravo med nacionalnimi nadzornimi organi ob upoštevanju vseh ustreznih rokov, navedenih v zakonodaji iz člena 1(2), ter zapletenosti in nujnosti zadeve.
The Authority shall set a time limit for conciliation between the national supervisory authorities taking into account any relevant time periods specified in the legislation referred to in Article 1(2) and the complexity and urgency of the matter.
Če zadevni nacionalni nadzorni organi ob koncu spravnega postopka ne dosežejo sporazuma, organ v skladu s postopkom iz drugega pododstavka člena 29(1) sprejme za zadevne nacionalne nadzorne organe zavezujočo odločbo, s katero v skladu s pravom Unije razreši nesoglasje in od njih zahteva rešitev spora.
If, at the end of the conciliation phase, the national supervisory authorities concerned have failed to reach an agreement, the Authority shall, in accordance with the procedure set out in the second subparagraph of Article 29(1), take a decision to settle the disagreement and to require them to take specific action, in compliance with Union law with binding effects on the national supervisory authorities concerned .
Kadar nacionalni nadzorni organ ne ravna v skladu z odločbo organa in zato ne zagotavlja, da finančna institucija izpolnjuje zahteve, ki se na podlagi zakonodaje iz člena 1(2) neposredno uporabljajo zanjo, lahko organ brez poseganja v pooblastila Komisije na podlagi člena 226 Pogodbe sprejme individualno odločbo, naslovljeno na finančno institucijo, s katero zahteva ukrepe, potrebne za izpolnitev njenih obveznosti na podlagi prava Skupnosti , vključno s prenehanjem posamezne dejavnosti.
Without prejudice to the powers of the Commission under Article 226 of the Treaty, where a national supervisory authority does not comply with the decision of the Authority, and thereby fails to ensure that a financial institution complies with requirements directly applicable to it by virtue of the legislation referred to in Article 1(2), the Authority may adopt an individual decision addressed to a financial institution requiring the necessary action to comply with its obligations under Community law, including the cessation of any practice.
Kadar nacionalni nadzorni organ ne ravna v skladu z odločbo organa in zato ne zagotavlja, da finančna institucija izpolnjuje zahteve, ki se na podlagi zakonodaje iz člena 1(2) neposredno uporabljajo zanjo, organ brez poseganja v pooblastila Komisije na podlagi člena 258 Pogodbe sprejme individualno odločbo, naslovljeno na finančno institucijo, s katero zahteva ukrepe, potrebne za izpolnitev njenih obveznosti na podlagi prava Unije , vključno s prenehanjem posamezne dejavnosti.
Without prejudice to the powers of the Commission under Article 258 of the Treaty, where a national supervisory authority does not comply with the decision of the Authority, and thereby fails to ensure that a financial institution complies with requirements directly applicable to it by virtue of the legislation referred to in Article 1(2), the Authority shall adopt an individual decision addressed to a financial institution requiring the necessary action to comply with its obligations under Union law, including the cessation of any practice.
Organ v poročilu iz člena 32(6) navede nesoglasja med nacionalnimi nadzornimi organi, dosežene sporazume in sprejete odločitve za odpravo teh nesoglasij.
In the report referred to in Article 32(6), the Authority shall set out the disagreement between national supervisory authorities, the agreements reached and the decision taken to settle such disagreements.
Reševanje sporov med nacionalnimi nadzornimi organi na medsektorski ravni
Settlement of disagreements between national supervisory authorities across sectors
Skupni odbor v skladu s postopkom iz člena 11 odpravi nesoglasja, do katerih lahko pride med nacionalnimi nadzornimi organi, ki delujejo v skladu s členom 42.
The Joint Committee shall, in accordance with the procedure laid down in Article 11, settle disagreements that may arise between national supervisory authorities acting under Article 42.
Organ prispeva k spodbujanju in spremljanju učinkovitega, uspešnega in usklajenega delovanja kolegijev nadzornih organov ter krepitvi skladnosti uporabe prava Unije v kolegijih.
The Authority shall contribute to promote and monitor the efficient effective and consistent functioning of the colleges of supervisors and foster the coherence of the application of Union law across colleges.
Za namene tega sodelovanja se šteje kot „nacionalni nadzorni organ“ v smislu ustrezne zakonodaje in prejema vse ustrezne informacije, ki jih zahteva, ter jih posreduje vsem članom kolegija.
For the purpose of that participation, it shall be considered a 'national supervisory authority' within the meaning of the relevant legislation and, at its request, shall receive all relevant information shared with any member of the college.
Če med nadzornimi organi čezmejne institucije ni mogoče doseči soglasja, mora biti organ pristojen za sprejemanje nadzornih odločitev, ki se uporabijo neposredno za posamezno institucijo.
Where no agreement can be reached between the supervisors of a cross-border institution, the Authority should be empowered to take supervisory decisions directly applicable to the institution concerned.
V odločitvi odbora nadzornikov v skladu s postopkom iz člena 29(1) se opredelijo pomembnejše zavarovalniške ustanove z evropsko razsežnostjo.
A decision taken by the Board of Supervisors in accordance with the procedure set out in Article 29(1) shall identify the significant insurer institutions with a Union dimension.
Organ v sodelovanju z Evropskim odborom za sistemska tveganja razvije informacijsko predlogo za pomembnejše zavarovalniške ustanove, da se zagotovi premišljeno obvladovanje njihovih sistemskih tveganj.
The Authority, in collaboration with the European Systemic Risk Board, shall develop an information template for significant insurer institutions in order to ensure a sound management of their systemic risk.
Da se zagotovi soodgovornost zavarovalniških ustanov z evropsko razsežnostjo, zaščitijo interesi imetnikov polic in upravičencev v Uniji ter zmanjšajo stroški za davkoplačevalce v primeru sistemske finančne krize, se ustanovi evropski sistem jamstev za zavarovanja (sistem).
To ensure the co-responsibility of insurer institutions with a Union dimension, to protect the interests of policyholders and beneficiaries in the Union and to reduce the cost to tax payers of a systemic financial crisis, a European Insurance Guarantee Scheme (the Scheme) shall be established.
Sistem tudi pomaga finančnim institucijam Unije, ki se soočajo s težavami, če bi takšne težave lahko ogrozile finančno stabilnost enotnega finančnega trga Unije.
The Scheme shall also play a role in helping the Union's financial institutions overcome difficulties when such difficulties are likely to threaten the financial stability of the Union 's single financial market.
Če zbrana sredstva, ki so jih prispevale zavarovalnice, ne zadostujejo za rešitev krize, lahko sistem poveča svoja sredstva z izdajo dolžniških certifikatov.
Where the accumulated resources from the contributions made by insurers are insufficient to resolve the crisis, the resources of the Scheme may be increased through debt issuance.
Države članice lahko v izjemnih okoliščinah omogočijo izdajo dolžniških certifikatov sistema z jamstvi in proti plačilu pristojbine, ki ustreza prevzetemu tveganju.
Member States may, in exceptional circumstances, facilitate the issuance of debt by the Scheme through guarantees, and in exchange for a fee reflecting appropriately the risk assumed.
Če v skrajnih in izjemnih okoliščinah sistemske krize ena ali več institucij ne more več izpolnjevati svojih obveznosti in če ni na voljo dovolj sredstev, prizadete države članice prevzamejo to breme v skladu z načeli iz memoranduma o soglasju, kot je bilo spremenjeno.
Where, under extreme, exceptional circumstances and in the context of a systemic crisis, there is a failure of one or several institutions, and the resources available are insufficient, the affected Member States will deal with this burden in accordance with principles established in the current Memorandum of Understanding (MoU), as amended.
Članstvo v sistemu za finančne institucije Unije nadomesti članstvo v obstoječih nacionalnih sistemih zajamčenih vlog, v katerih sodelujejo.
Membership of the Scheme shall replace membership of the existing national Insurance Guarantee Schemes for the Union 's financial institutions participating therein.
Ustanovi se posvetovalni odbor, v katerega so vključene vse zavarovalnice, ki sodelujejo v sistemu.
A Consultative Board comprising the insurer institutions participating in the Scheme shall be established.
Organ zastopa Evropsko unijo v vseh mednarodnih forumih v zvezi z regulacijo in nadzorom nad institucijami, za katere velja zakonodaja iz člena 1(2).
The Authority shall represent the European Union in all international forums concerning the regulation and supervision of the institutions falling under the legislation referred to in Article 1(2).
Evropski parlament lahko predsednika ali njegovega namestnika ob popolnem spoštovanju njegove neodvisnosti pozove , naj redno podaja izjave pred pristojnim odborom in odgovarja na vprašanja članov tega odbora .
The European Parliament may invite the Chairperson or his or her alternate, while fully respecting his independence, to make a statement regularly before its competent committee and answer questions put by members of that committee .
Skupni odbor deluje kot forum, v katerem organ redno in tesno sodeluje ter zagotavlja medsektorsko usklajenost z Evropskim bančnim organom ter Evropskim organom za vrednostne papirje in trge .
The Joint Committee shall serve as a forum in which the Authority shall cooperate regularly and closely and ensure cross-sectoral consistency with the European Banking Authority and the European Securities and Markets Authority.
Skupni odbor deluje kot forum, v katerem organ redno in tesno sodeluje ter zagotavlja medsektorsko usklajenost in učenje z Evropskim bančnim organom ter Evropskim organom za vrednostne papirje in trge , zlasti o :
The Joint Committee shall serve as a forum in which the Authority shall cooperate regularly and closely and ensure cross-sectoral consistency and learning with the European Banking Authority and the European Securities and Markets Authority , in particular on:
– izmenjavi informacij z Evropskim odborom za sistemska tveganja ter pri razvijanju odnosa med Evropskim odborom za sistemska tveganja in evropskimi nadzornimi organi.
– information exchange with the European Systemic Risk Board and development of the relationship between the European Systemic Risk Board and the European Supervisory Authorities .
Če pomembnejša mednarodna finančna institucija deluje v različnih sektorjih, skupni odbor odloči, kateri evropski nadzorni organ bo deloval kot vodilni pristojni organ, in/ali sprejme zavezujoče odločbe za reševanje težav med evropskimi nadzornimi organi.
In the event that a significant cross-border financial institution reaches across different sectors the Joint Committee shall decide which European Supervisory Authority shall act as leading competent authority and/or adopt binding decisions to resolve problems between the European Supervisory Authorities.
Komisija v svojem poročilu med drugim ovrednoti: stopnjo približevanja, ki so jo dosegli nacionalni organi pri običajnih nadzornih praksah, delovanje kolegijev nadzornih organov, nadzorni mehanizem čezmejnih institucij, zlasti tistih z evropsko razsežnostjo; uporabo člena 23, kar zadeva zaščitne ukrepe in nadzornike, nadzorno konvergenco na področju kriznega upravljanja in reševanja v Uniji ter vprašanje, ali naj se bonitetni nadzor in nadzor poslovanja izvajata skupaj ali ločeno.
The Commission's report shall evaluate inter alia: the degree of convergence in supervisory standard practices reached by national authorities; the functioning of the colleges of supervisors; the supervision mechanism of cross-border institutions, in particular those with a Union dimension; the functioning of Article 23 with regard to safeguards and regulators; supervisory convergence in the fields of crisis management and resolution in the Union and the question whether prudential activities and the conduct of business should be combined or separated.
Burkhard Balz, Sharon Bowles, Udo Bullmann, Pascal Canfin, Nikolaos Huntis (Nikolaos Chountis), George Sabin Cutaş, Leonardo Domenici, Derk Jan Eppink, Diogo Feio, Markus Ferber, Vicky Ford, José Manuel García-Margallo y Marfil, Jean-Paul Gauzès, Sven Giegold, Sylvie Goulard, Othmar Karas, Rodi Kraca-Cagaropulu (Rodi Kratsa-Tsagaropoulou), Astrid Lulling, Arlene McCarthy, Sławomir Witold Nitras, Ivari Padar, Antolín Sánchez Presedo, Olle Schmidt, Edward Scicluna, Peter Simon, Peter Skinner, Theodor Dumitru Stolojan, Ramon Tremosa i Balcells
Burkhard Balz, Sharon Bowles, Udo Bullmann, Pascal Canfin, Nikolaos Chountis, George Sabin Cutaş, Leonardo Domenici, Derk Jan Eppink, Diogo Feio, Markus Ferber, Vicky Ford, José Manuel García-Margallo y Marfil, Jean-Paul Gauzès, Sven Giegold, Sylvie Goulard, Othmar Karas, Rodi Kratsa-Tsagaropoulou, Astrid Lulling, Arlene McCarthy, Sławomir Witold Nitras, Ivari Padar, Antolín Sánchez Presedo, Olle Schmidt, Edward Scicluna, Peter Simon, Peter Skinner, Theodor Dumitru Stolojan, Ramon Tremosa i Balcells
o predlogu direktive Evropskega parlamenta in Sveta o upraviteljih alternativnih investicijskih skladov in spremembi direktiv 2004/39/ES in 2009/…/ES
on the proposal for a directive of the European Parliament and of the Council on Alternative Investment Fund Managers and amending Directives 2004/39/EC and 2009/…/EC
Pripravljavka mnenja(*): Evelyn Regner
Rapporteur for the opinion(*):
Odbor za pravne zadeve
Evelyn Regner, Committee on Legal Affairs
MNENJE Odbora za pravne zadeve (*) .....................................................................70
OPINION of the Committee on Legal Affairs (*) ................................................73
(*) Pridruženi odbor – člen 50 Poslovnika
(*) Associated committee - Rule 50 of the Rules of Procedure
o predlogu direktive Evropskega parlamenta in Sveta o upraviteljih alternativnih investicijskih skladov in spremembi direktiv 2004/39/ES in 2009/…/ES
on the proposal for a directive of the European Parliament and of the Council on Alternative Investment Fund Managers and amending Directives 2004/39/EC and 2009/…/EC,
– ob upoštevanju predloga Komisije Evropskemu parlamentu in Svetu ( KOM(2009)0207 ),
– having regard to the Commission proposal to Parliament and the Council ( COM(2009)0207 ),
– ob upoštevanju členov 251(2) in 47(2) Pogodbe ES, na podlagi katerih je Komisija Parlamentu podala predlog ( C7-0040/2009 ),
– having regard to Article 251(2) and Article 47(2) of the EC Treaty, pursuant to which the Commission submitted the proposal to Parliament ( C7-0040/2009 ),
– ob upoštevanju sporočila Komisije Evropskemu parlamentu in Svetu z naslovom Posledice začetka veljavnosti Lizbonske pogodbe za še nedokončane medinstitucionalne postopke odločanja ( KOM(2009)0665 ),
– having regard to the Commission Communication to Parliament and the Council entitled ‘Consequences of the entry into force of the Treaty of Lisbon for ongoing interinstitutional decision-making procedures’ ( COM(2009)0665 ),
- ob upoštevanju členov 294(3) in 53(1) Pogodbe o delovanju Evropske unije,
- having regard to Article 294(3) and Article 53(1) of the Treaty on the Functioning of the European Union,
– ob upoštevanju poročila Odbora za ekonomske in monetarne zadeve in mnenja Odbora za pravne zadeve ( A7-0171/2010 ),
– having regard to the report of the Committee on the Committee on Economic and Monetary Affairs and the opinion of the Committee on Legal Affairs ( A7-0171/2010 ),
STALIŠČE EVROPSKEGA PARLAMENTANA PRVI OBRAVNAVI
POSITION OF THE EUROPEAN PARLIAMENT AT FIRST
o upraviteljih alternativnih investicijskih skladov in spremembi direktiv 2003/6/ES , 2004/39/ES , 2006/48/ES in 2009/65/ES
on Alternative Investment Fund Managers and amending Directives 2003/6/EC, 2004/39/EC , 2006/48/EC and 2009/65/EC
ob upoštevanju Pogodbe o delovanju Evropske unije in zlasti člena 53(1) Pogodbe,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) thereof,
ob upoštevanju mnenja Evropske centralne banke
Having regard to the opinion of the European Central Bank
Stališče Evropskega parlamenta z dne ... ,
Position of the European Parliament of .... ,
(1) Upravitelji alternativnih investicijskih skladov (UAIS) so odgovorni za upravljanje velikega zneska naloženih sredstev v Evropi in za velike zneske trgovanja na trgih finančnih instrumentov ter lahko pomembno vplivajo na trge in podjetja, v katere vlagajo .
(1) Managers of alternative investment funds (AIFM) are responsible for the management of a significant amount of invested assets in Europe, account for significant amounts of trading in markets for financial instruments, and can exercise an important influence on markets and companies in which they invest .
(2) Vpliv UAIS na trge, na katerih delujejo, je velik , vendar pa so nedavne finančne težave pokazale, kako lahko dejavnosti UAIS tudi razširijo ali povečajo tveganja v finančnem sistemu , zlasti prek svojih glavnih borznih posrednikov, in v gospodarstvu .
(2) The impact of AIFM on the markets in which they operate is significant , but recent financial difficulties have underlined how activities of AIFM may also serve to spread or amplify risks through the financial system , notably via their prime broker counterparts, and the economy .
Ker so nacionalni odzivi na ta tveganja neusklajeni, je učinkovito upravljanje z njimi težavno.
Uncoordinated national responses to these risks make their efficient management difficult.
Direktiva 2006/48/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o začetku opravljanja in opravljanju dejavnosti kreditnih institucij
Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions
UL L 177, 30.
OJ L 177.
Načeloma je regulacija potrebna za dolgoročno trajnostno rast in spodbujanje socialne kohezije.
As a matter of principle, there should be regulation in view of long-term sustainable growth and to promote social cohesion.
Takšna regulacija bi urejala varstvo potrošnikov in vlagateljev, celovitost in stabilnost trgov ter preprečila sistemsko tveganje in obravnavala vprašanje socialnih eksternalij.
Such regulation should address consumer and investor protection, market integrity and stability and it should prevent systemic risk and tackle social externalities.
(3) Nedavne težave na finančnih trgih so pokazale, da je veliko strategij UAIS ranljivih za nekaj oziroma več pomembnih tveganj v zvezi z vlagatelji, drugimi udeleženci na trgu in samimi trgi.
(3) Recent difficulties in financial markets have underlined that many AIFM strategies are vulnerable to some or several important risks in relation to investors, other market participants and markets.
Da bi zagotovili celovito in skupno ureditev nadzora, bi bilo treba vzpostaviti okvir za obravnavo teh tveganj, ob upoštevanju raznolikosti naložbenih strategij in tehnik, ki jih uporabljajo UAIS.
In order to provide comprehensive and common arrangements for supervision, it is necessary to establish a framework capable of addressing those risks taking into account the diverse range of investment strategies and techniques employed by AIFM.
Zato mora ta direktiva veljati za UAIS, ki upravljajo in tržijo vse vrste skladov, ki jih ne zajema Direktiva 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) (preoblikovano)
Consequently, this Directive should apply to AIFM managing and marketing all types of funds which are not covered by Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to the undertakings for collective investment in transferable securities (UCITS) (recast)
UAIS ne smejo imeti pravice do upravljanja KNPVP v smislu Direktive 2009/65/ES na podlagi dovoljenja po tej direktivi.
AIFM should not be entitled to manage UCITS within the meaning of Directive 2009/65/EC on the basis of authorisation under this Directive.