natgillin/translations-raw huggingface dataset:
(a) druga CCP, kreditna institucija, zavarovalnica, pozavarovalnica, investicijsko podjetje, vzdrževalec trga, operater sistemov poravnave vrednostnih papirjev, družba za upravljanje KNPVP ali upravitelj alternativnih investicijskih skladov (UAIS) z dovoljenjem za delovanje v drugi državi članici;
(a) another CCP, a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State ;
(b) nadrejeno podjetje druge CCP, kreditne institucije, zavarovalnice, pozavarovalnice, investicijskega podjetja, vzdrževalca trga, operaterja sistemov poravnave vrednostnih papirjev, družbe za upravljanje KNPVP ali upravitelja alternativnih investicijskih skladov (UAIS) z dovoljenjem za delovanje v drugi državi članici;
(b) the parent undertaking of another CCP, a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State;
(c) fizična ali pravna oseba, ki obvladuje drugo CCP, kreditno institucijo, zavarovalnico, pozavarovalnico, investicijsko podjetje, vzdrževalca trga, operaterja sistemov poravnave vrednostnih papirjev, družbo za upravljanje KNPVP ali upravitelja alternativnih investicijskih skladov (UAIS) z dovoljenjem za delovanje v drugi državi članici.
(c) a natural or legal person controlling another CCP, a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State.
Pristojni organi brez neupravičenih zamud drug drugemu zagotavljajo informacije, ki so bistvene ali pomembne za oceno.
The competent authorities shall, without undue delay, provide each other with any information which is essential or relevant for the assessment.
V zvezi s tem drug drugemu sporočijo vse pomembne informacije na zahtevo, vse bistvene pa na lastno pobudo.
The competent authorities shall, upon request, communicate all relevant information to each other and shall communicate all essential information at their own initiative.
V odločitvi pristojnega organa, ki je izdal dovoljenje CCP, v kateri naj bi prišlo do predlagane pridobitve, se navedejo vsa stališča ali pridržki, ki jih je izrazil pristojni organ, odgovoren za predlaganega pridobitelja.
A decision by the competent authority that has authorised the CCP in which the acquisition is proposed shall indicate any views or reservations expressed by the competent authority responsible for the proposed acquirer.
Navzkrižje interesov
Conflicts of interest
CCP vzdržuje in uporablja učinkovito, pisno določeno organizacijsko in upravno ureditev, s pomočjo katere lahko ugotavlja in obvladuje vsa morebitna navzkrižja interesov med sabo, vključno s svojimi vodji, zaposlenimi ali drugimi osebami, posredno ali neposredno povezanimi s CCP prek obvladovanja ali tesnih povezav, in svojimi klirinškimi člani ali strankami klirinških članov ali med njimi.
A CCP shall maintain and operate effective written organisational and administrative arrangements to identify and manage any potential conflicts of interest between itself, including its managers, employees, or any person directly or indirectly linked to them by control or close links and its clearing members or their clients or between them.
Vzdržuje in izvaja primerne postopke za odpravo vseh navzkrižij interesov ▌ .
It shall maintain and implement adequate resolution procedures for the removal of conflicts of interest ▌ .
Če organizacijski ali upravni ukrepi, ki jih sprejme CCP za obvladovanje navzkrižij interesov, ne zadoščajo, da bi lahko s primerno stopnjo verjetnosti preprečili nevarnost škodovanja interesom klirinških članov ali strankam, CCP klirinškemu članu jasno razkrije splošno naravo ali vire navzkrižja interesov, preden od njega sprejme novo transakcijo. ▌3.
Where the organisational or administrative arrangements of a CCP to manage conflicts of interest are not sufficient to ensure, with reasonable confidence, that risks of damage to the interests of a clearing member or client will be prevented, it shall clearly disclose the general nature or sources of conflicts of interest to the clearing member before accepting new transactions from that clearing member. ▌3.
Če je CCP nadrejeno ali podrejeno podjetje, morajo biti v pisni ureditvi upoštevane tudi vse okoliščine, ki so ali bi morale biti znane CCP in ki utegnejo povzročiti navzkrižje interesov zaradi strukture in poslovnih dejavnosti drugih podjetij, ki so njena podrejena podjetja ali nadrejeno podjetje.
Where the CCP is a parent undertaking or a subsidiary, the written arrangements shall also take into account any circumstances, of which the CCP is or should be aware, which may give rise to a conflict of interest arising as a result of the structure and business activities of other undertakings with which it has a parent undertaking or a subsidiary relationship.
Pisna ureditev, določena v skladu z odstavkom 1, obsega naslednje:
The written arrangements established in accordance with paragraph 1 shall include the following:
(a) okoliščine, ki pomenijo ali bi lahko pomenile navzkrižje interesov, kar bi lahko povzročilo resno tveganje za nastanek škode interesom enega ali več klirinških članov ali strank;
(a) the circumstances which constitute or may give rise to a conflict of interest entailing a material risk of damage to the interests of one or more clearing members or clients;
(b) postopke, ki jih je treba upoštevati, in ukrepe, ki jih je treba sprejeti za obvladovanje teh navzkrižij.
(b) procedures to be followed and measures to be adopted in order to manage such conflicts.
CCP sprejme vse potrebne ukrepe za preprečitev vseh zlorab informacij iz svojih sistemov in prepreči uporabo teh informacij za potrebe drugih poslovnih dejavnosti.
A CCP shall take all reasonable steps to prevent any misuse of the information held in its systems and shall prevent the use of that information for other business activities.
Občutljivih informacij, ki jih hrani CCP, ne sme nobena fizična ali pravna oseba, ki je podrejeno ali nadrejeno podjetje CCP, uporabiti v komercialne namene.
Sensitive information recorded in one CCP shall not be used for commercial use by any other natural or legal person that has a parent undertaking or a subsidiary relationship with that CCP.
Neprekinjeno poslovanje
Business continuity
CCP sprejme, izvaja in vzdržuje ustrezno politiko neprekinjenega poslovanja in načrt ponovne vzpostavitve delovanja, s katerima zagotovi ohranitev delovanja svojih funkcij, pravočasno ponovno vzpostavitev delovanja in izpolnitev svojih obveznosti.
A CCP shall establish, implement and maintain an adequate business continuity policy and disaster recovery plan aiming at ensuring the preservation of its functions, the timely recovery of operations and the fulfilment of the CCP's obligations.
Navedeni načrt mora ob motnji zagotoviti najmanj ponovno vzpostavitev vseh transakcij, s čimer bo CCP omogočeno zanesljivo nadaljnje delovanje in dokončanje poravnave na predvideni datum.
Such a plan shall at a minimum allow for the recovery of all transactions at the time of disruption to allow the CCP to continue to operate with certainty and to complete settlement on the scheduled dates.
CCP oblikuje, izvaja in vzdržuje ustrezen postopek za zagotavljanje pravočasne in urejene poravnave ali prenosa sredstev stranke v primeru odvzema dovoljenja v skladu s sklepom iz člena 16.
A CCP shall establish, implement and maintain an adequate procedure ensuring the timely and orderly settlement or transfer of clients' assets in the event of a withdrawal of authorisation consequent to a decision under A rticle 16.
Da bi zagotovili dosledno uskladitev tega člena, organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo najmanjši obseg vsebine načrta neprekinjenega poslovanja in najmanjši obseg storitev, ki naj jih zagotavlja načrt ponovne vzpostavitve delovanja.
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards specifying the minimum content of the business continuity plan and the minimum level of services that the disaster recovery plan shall guarantee.
Avtomatska obdelava plačil
Straight -t hrough Processing
CCP za spodbujanje avtomatske obdelave v celotnem postopku transakcije v svojih sistemih, povezanih z udeleženci ali tržnimi infrastrukturami, s katerimi sodelujejo, ter v postopkih za komuniciranje z udeleženci in tržnimi strukturami, s katerimi sodelujejo, uporabljajo in prilagodijo ustrezne mednarodne postopke in standarde komuniciranja za sporočanje in referenčne podatke, da bi omogočile učinkovit kliring in poravnave v vsem sistemu.
With the aim of promoting straight-through processing (STP) across the entire transaction flow, CCPs shall use or accommodate in their systems to the participants and market infrastructures they interface with, in their communication procedures with participants and with the market infrastructures they interface with, the relevant international communication procedures and standards for messaging and reference data in order to facilitate efficient clearing and settlement across systems.
Za zagotovitev dosledne usklajenosti tega člena organ ESMA oblikuje osnutek regulativnih tehničnih standardov, ki določajo proces za opredelitev, kateri mednarodni postopki in standardi komuniciranja za sporočanje in referenčne podatke štejejo kot ustrezni za namene odstavka 1.
In order to ensure consistent harmonisation , ESMA shall develop draft regulatory technical standards specifying the process for defining which international communication procedures and standards for messaging and reference data are to be considered relevant for the purposes of paragraph 1.
Organ ESMA osnutke navedenih regulativnih tehničnih standardov predloži Komisiji do 30. junija 2012.
ESMA shall submit drafts for those regulatory technical standards to the Commission by 30 June 2012.
Če CCP odda operativne funkcije, storitve ali dejavnosti v zunanje izvajanje, ostaja polno odgovorna za izvedbo vseh obveznosti, ki ji jih nalaga ta uredba, in mora ves čas upoštevati naslednje pogoje:
Where a CCP outsources operational functions, services or activities, it shall remain fully responsible for discharging all of its obligations under this Regulation and shall comply at all times with the following conditions:
(a) zunanje izvajanje ne pomeni prenosa njenih obveznosti na drugega;
(a) outsourcing does not result in the delegation of its responsibility;
(b) odnos in obveznosti CCP do njenih klirinških članov ali (če je to ustrezno) njihovih strank ostane nespremenjen;
(b) the relationship and obligations of the CCP towards its clearing members or where relevant their clients are not altered;
(c) pogoji za izdajo dovoljenja CCP se ne spremenijo;
(c) the conditions for the authorisation of the CCP do not effectively change;
(d) zunanje izvajanje ne preprečuje izvajanja nadzornih funkcij in funkcij pregledovanja niti dostopa do ustreznih informacij ponudnika storitve na kraju samem ;
(d) outsourcing does not prevent the exercise of supervisory and oversight functions , including on-site access to related information within the service provider ;
(e) zunanje izvajanje CCP ne onemogoča uporabe potrebnih sistemov in kontrol za upravljanje tveganj, s katerim se sooči;
(e) outsourcing does not result in depriving the CCP from the necessary systems and controls to manage the risks it faces;
(ea) ponudnik storitve izvaja zahteve o neprekinjenem poslovanju, ki so enakovredne tistim, ki bi jih izpolnjevala CCP v svojem domačem nadzornem okviru;
(e a) the service provider implements equivalent business continuity requirements to those that would have to be fulfilled by the CCP under its domestic supervisory framework;
(f) CCP ohrani potrebno strokovno znanje in sredstva za oceno kakovosti zagotovljenih storitev ter organizacijske in kapitalske ustreznosti ponudnika storitev, za učinkovit nadzor zunanje izvajanih funkcij in upravljanje tveganj, povezanih z zunanjim izvajanjem, zato pa mora neprenehoma nadzorovati te funkcije in upravljati ta tveganja;
(f) the CCP retains the necessary expertise and resources to evaluate the quality of the services provided and the organisational and capital adequacy of the service provider and to supervise the outsourced functions effectively and manage the risks associated with the outsourcing and shall supervise those functions and manage those risks on an ongoing basis;
(g) CCP ima neposreden dostop do pomembnih informacij o funkcijah, oddanih v zunanje izvajanje;
(g) the CCP has direct access to the relevant information of the outsourced functions;
(h) ponudnik storitev na zahtevo in brez poseganja v odgovornost CCP za spoštovanje zahtev te uredbe sodeluje s pristojnim organom v zvezi z dejavnostmi, oddanimi v zunanje izvajanje;
(h) when required, and without prejudice to the responsibility of the CCP for compliance with the requirements of this Regulation , the service provider cooperates with the competent authority in connection with the outsourced activities;
(i) ponudnik storitev ščiti vse zaupne informacije v zvezi s CCP in njenimi klirinškimi člani ali strankami.
(i) the service provider protects any confidential information relating to the CCP and its clearing members and clients.
Če ima ponudnik storitev sedež v tretji državi, so tamkajšnji standardi varstva podatkov enakovredni kot tovrstni standardi, veljavni v Uniji.
Where the service provider is established in a third country, the data protection standards of that third country shall be equivalent to the data protection standards in effect in the Union .
(ia) za ponudnika storitve v njegovi državi velja enakovreden pravni režim kot za CCP v smislu neprekinjenega poslovanja in varstva podatkov;
(i a) the business provider is subject in its country to an equivalent legal regime as the CCP in terms of business continuity and data protection;
(ib) dejavnosti, povezane z upravljanjem tveganja, se ne izvajajo zunanje.
(i b) activities linked to risk management are not outsourced.
Pristojni organ od CCP zahteva, da jasno določi svoje pravice in obveznosti ter pravice in obveznosti ponudnika storitev v pisnem sporazumu.
The competent authority shall require the CCP to clearly allocate and set out its rights and obligations, and those of the service provider, in a written agreement.
CCP pristojnemu organu na zahtevo predloži vse potrebne informacije, ki jih ta potrebuje za oceno upoštevanja zahtev te uredbe pri opravljanju dejavnosti, oddanih v zunanje izvajanje.
A CCP shall make all information necessary to enable the competent authority to assess the compliance of the performance of the outsourced activities with the requirements of this Regulation available on request.
Poglavje 2
Chapter 2
Pravila vodenja poslov
Conduct of Business Rules
Pri opravljanju storitev za klirinške člane ali, če je to ustrezno, njihove stranke CCP ravna pošteno in strokovno ter v največjo korist klirinških članov ali strank in po načelih dobrega upravljanja tveganja.
When providing services to its clearing members, and where relevant, to their clients, a CCP shall act fairly and professionally in accordance with the best interests of such clearing members and clients and sound risk management.
CCP mora imeti dostopna, pregledna in pravična pravila glede hitrega obravnavanja pritožb.
A CCP shall have accessible, transparent and fair rules for the prompt handling of complaints.
Zahteve za sodelovanje
Participation requirements
CCP določi kategorije sprejemljivih klirinških članov in merila za sprejem.
A CCP shall establish the categories of admissible clearing members and the admission criteria.
Navedena merila ne smejo biti diskriminatorna, morajo biti pregledna in objektivna ter tako zagotoviti pošten in odprt dostop do CCP ter da bodo imeli klirinški člani dovolj finančnih sredstev in operativnih zmogljivost, da bodo lahko izpolnjevali obveznosti, ki izhajajo iz sodelovanja v CCP.
Such criteria shall be non-discriminatory, transparent and objective so as to ensure fair and open access to the CCP and shall ensure that clearing members have sufficient financial resources and operational capacity to meet the obligations arising from participation in a CCP.
Merila, ki omejujejo dostop, so dovoljena le, če je njihov namen obvladovanje tveganj CCP.
Criteria that restrict access shall only be permitted to the extent that their objective is to control the risk for the CCP.
Finančnim institucijam se ne sme na nekonkurenčen ali nerazumen način preprečevati, da postanejo klirinški člani.
Financial institutions sh all not be restricted from becoming clearing members in an uncompetitive or unreasonable way.
CCP zagotovi, da se merila iz odstavka 1 ves čas upoštevajo, in mora imeti pravočasen dostop do informacij, ki jih potrebuje za izdelavo ocene.
A CCP shall ensure that the application of the criteria referred to in paragraph 1 is met on an on-going basis and shall have timely access to the information relevant for the assessment.
CCP vsaj enkrat na leto temeljito preveri, ali njeni klirinški člani upoštevajo določbe tega člena.
A CCP shall conduct, at least once a year, a comprehensive review of the compliance with the provisions in this Article by its clearing members.
Klirinški člani, ki obdelujejo transakcije v imenu svojih strank, imajo na razpolago potrebna dodatna finančna sredstva in operativne zmogljivosti za izvajanje te dejavnosti.
Clearing members that clear transactions on behalf of their clients shall have the necessary additional financial resources and operational capacity to perform this activity.
Pravila, ki jih ima CCP za klirinške člane, ji omogočijo, da zbere osnovne informacije za opredelitev, spremljanje in obvladovanje pomembnih koncentracij tveganja, povezanega z zagotavljanjem storitev strankam.
The CCP's rules for clearing members sh all allow it to gather basic information to identify, monitor and manage relevant concentrations of risk related to the provision of services to clients.
Klirinški člani na zahtevo CCP obvestijo o merilih in ukrepih, ki jih sprejmejo, da svojim strankam omogočijo dostop do storitev CCP.
Clearing members shall, upon request, inform the CCP about the criteria and arrangements they adopt to allow their clients to access the services of the CCP.
Za nadzor in dolžnosti strank so odgovorni klirinški člani.
Responsibility for client supervision and obligations shall remain with clearing members.
Ta merila so nediskriminatorna.
Th o se criteria sh all be non-discriminatory.
CCP sprejme objektivne in pregledne postopke za razrešitev in izstop klirinških članov, ki meril iz odstavka 1 ne izpolnjujejo več.
A CCP shall have objective and transparent procedures for the suspension and orderly exit of clearing members that no longer meet the criteria referred to in paragraph 1.
CCP lahko zavrne dostop klirinškemu članu, ki izpolnjuje merila iz odstavka 1, le na podlagi pisne utemeljitve in celovite analize tveganja.
A CCP may only deny access to clearing members meeting the criteria referred to in paragraph 1 where it is duly justified in writing and based on a comprehensive risk analysis.
CCP lahko klirinškim članom naloži posebne dodatne zahteve, kot na primer (vendar ne izključno) sodelovanje v dražbah za pozicijo klirinškega člana, ki ne izpolnjuje pogojev.
A CCP may impose specific additional obligations on clearing members, such as, but not limited to, the participation in auctions of a defaulting clearing member's position.
Navedene dodatne zahteve morajo biti sorazmerne s tveganjem, ki ga prinese klirinški član, in ne smejo omejiti sodelovanja na določene kategorije klirinških članov.
Such additional obligations shall be proportional to the risk brought by the clearing member and shall not restrict participation to certain categories of clearing members.
CCP javno razkrije cene in pristojbine, povezane s storitvami, ki jih ponuja.
A CCP shall publicly disclose the prices and fees associated with the services it provides.
Cene in pristojbine razkrije za vsako ▌storitev in funkcijo posebej, vključno s popusti in rabati ter pogoji upravičenosti do teh znižanj.
It shall disclose the prices and fees of each service and function provided separately, including discounts and rebates and the conditions to benefit from those reductions.
Klirinškim članom in njihovim strankam omogoči ločen dostop do posameznih storitev.
It shall allow its clearing members and, where relevant, their clients, separate access to specific services.
CCP razkrije klirinškim članom in strankam ekonomska tveganja, povezana s storitvami, ki jih ponuja.
A CCP shall disclose to clearing members and clients the economic risks associated with the services provided.
CCP svojim klirinškim članom in pristojnemu organu razkrije informacije o cenah, potrebne za izračun njene izpostavljenosti do klirinških članov ob koncu dneva .
A CCP shall disclose to its clearing members and competent authority the price information used to calculate its end of day exposures with its clearing members .
CCP na zbirni osnovi javno razkrije količino obračunanih transakcij za vsak razred instrumentov , za katere je opravila kliring .
A CCP shall publicly disclose the volumes of the cleared transactions for each class of instruments cleared by the CCP on an aggregated basis .
CCP javno razkrije operativne in tehnične zahteve, povezane s komunikacijskimi protokoli za formate vsebine in sporočil, ki jih uporablja za komuniciranje s tretjimi strankami, vključno s tistimi iz člena 5.
A CCP shall publicly disclose the operational and technical requirements related to the communication protocols covering content and message formats it uses to interact with third-parties, including those referred to in Article 5.
CCP javno razkrije vse kršitve meril iz člena 35(1) in (2), za katere so odgovorni klirinški člani, razen v primeru, ko pristojni organ po posvetovanju z organom ESMA meni, da bi takšno razkritje ogrozilo finančno stabilnost ali zaupanje v trg.
A CCP shall publicly disclose any breaches by clearing members of the criteria referred to in Article 35 ( 1 ) and ( 2 ) , except in the case that the competent authority, after consulting ESMA , considers that such disclosure would constitute a threat to financial stability or to market confidence.
Ločevanje in prenosljivost
Segregation and portability
CCP vodi evidence in račune, ki v vsakem trenutku in brez odlašanja omogočajo identifikacijo in ločevanje sredstev in pozicij enega klirinškega člana od sredstev in pozicij katerega koli drugega klirinškega člana ter od svojih sredstev.
A CCP shall keep records and accounts that shall enable it, at any time and without delay, to identify and segregate the assets and positions of one clearing member from the assets and positions of any other clearing member and from its own assets.
Če CCP premoženje in sredstva vloži pri tretji stranki, zagotovi, da so premoženje in sredstva klirinškega člana ločena od premoženja in sredstev v lasti CCP ali drugih klirinških članov ter od premoženja in sredstev v lasti te tretje stranke.
Where a CCP deposits assets and funds with a third party, it shall ensure that assets and funds belonging to a clearing member are kept separately from the assets and funds belonging to the CCP or other clearing members and from assets and funds belonging to that third party.
Klirinški član pri ločenih računih s CCP loči pozicije klirinškega člana od pozicij svojih strank.
A c learing member shall distinguish in separate accounts with the CCP the positions of the clearing member from those of its clients.
Klirinški člani pri ločenih računih s CCP ločujejo pozicije posameznih strank (popolno ločevanje).
Clearing members shall distinguish in separate accounts with the CCP the positions of each client (full segregation).