natgillin/translations-raw huggingface dataset:
CCP jasno določi mandat, ureditev upravljanja za zagotovitev neodvisnosti, operativne postopke, merila za sprejem in mehanizem za izvolitev članov odbora za tveganja.
A CCP shall clearly determine the mandate, the governance arrangements to ensure its independence, the operational procedures, the admission criteria and the election mechanism for risk committee members.
Ureditev upravljanja je javno dostopna pristojnim organom in določa vsaj to, da odboru za tveganja predseduje neodvisni strokovnjak ter da odbor za tveganja poroča neposredno upravnemu odboru , v primeru dvojne strukture vodstva pa upravnemu odboru, in se redno srečuje.
The governance arrangements shall be publicly available to the competent authorities and shall, at least, determine that the risk committee is chaired by an independent expert , reports directly to the board or, where there is a dual organisational structure, the executive board, and holds regular meetings.
Odbor za tveganja svetuje upravnemu odboru , , v primeru dvojne strukture vodstva pa upravnemu odboru, o vseh ureditvah, ki lahko vplivajo na upravljanje tveganja s strani CCP, kot so – vendar ne izključno – pomembna sprememba v modelu tveganja, postopki v primeru neizpolnjevanja obveznosti, merila za sprejem klirinških članov, kliring novih razredov instrumentov ali zunanje izvajanje nekaterih funkcij .
The risk committee shall advise the board or, where there is a dual organisational structure, the executive board on any arrangements that may impact the risk management of the CCP, such as, but not limited to, a significant change in its risk model, the default procedures, the criteria for accepting clearing members or the clearing of new classes of instruments or outsourcing of functions .
Svetovanje odbora za tveganja pri dnevnih poslih CCP ni potrebno .
The advice of the risk committee is not required for the daily operations of the CCP.
V izrednih razmerah si je treba smiselno prizadevati za posvetovanje z odborom za tveganja .
Reasonable efforts sh all be made to consult the r isk c ommittee in emergency situations .
Brez poseganja v pravico pristojnih organov, da so ustrezno obveščeni, člane odbora za tveganja zavezujejo pravila o zaupnosti.
Without prejudice to the right of competent authorities to be duly informed, the members of the risk committee shall be bound by confidentiality.
Kadar predsednik tega odbora presodi, da je kateri izmed članov pri kaki zadevi v dejanskem ali potencialnem navzkrižju interesov, se temu članu prepove glasovanje o tej zadevi.
Where the chairman of the risk committee determines that a member has an actual or potential conflict of interest on a particular matter, that member shall not be allowed to vote on that matter.
CCP takoj obvesti pristojni organ o vsakem sklepu upravnega odbora, da ne bo upošteval nasveta odbora za tveganja.
A CCP shall promptly inform the competent authority of any decision in which the board decides not to follow the advice of the risk committee.
CCP strankam klirinških članov dovoli, da so člani odbora za tveganja, oziroma vzpostavi ustrezne mehanizme posvetovanja za zagotovitev, da so primerno zastopani interesi strank klirinških članov.
A CCP shall allow the clients of clearing members to be members of the risk committee or, alternatively, it shall establish appropriate consultation mechanisms that ensure that the interests of the clients of clearing members are adequately represented.
Vodenje evidenc
Record keeping
CCP vsaj pet let hrani vse evidence o storitvah in dejavnostih, ki jih je opravila, ter tako omogoči pristojnemu organu spremljanje izpolnjevanja zahtev iz te uredbe.
A CCP shall maintain, for a period of at least five years, all the records on the services and activity provided so as to enable the competent authority to monitor the CCP’s compliance with the requirements under this Regulation.
CCP vsaj pet let od prenehanja pogodbe hrani vse informacije o vseh pogodbah, ki jih je obdelala.
A CCP shall maintain, for a period of at least five years following the termination of a contract, all information on all contracts it has processed.
Navedene informacije omogočajo vsaj ugotovitev prvotnih pogojev transakcije pred kliringom s strani zadevne CCP.
That information shall at a minimum enable the identification of the original terms of a transaction before clearing by that CCP.
CCP na zahtevo pristojnega organa ali organa ESMA omogoči vpogled v evidence in informacije iz odstavka 1 in 2 ter v vse informacije o stanju pogodb, pri katerih je bil opravljen kliring, ne glede na mesto, kjer so bile transakcije izvedene.
A CCP shall make the records and information referred to in paragraphs 1 and 2 and all information on the positions of cleared contracts, irrespective of the venue where the transactions were executed, available upon request to the competent authority and to ESMA.
Da bi zagotovili dosledno uskladitev tega člena, organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo podrobnosti evidenc in informacij, ki jih je treba hraniti v skladu z odstavkoma 1 in 2 , po potrebi pa tudi daljša obdobja hranjenja .
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards specifying the details of the records and information to be retained as referred to in paragraphs 1 and 2, and , where appropriate, a longer time length for the maintenance of records .
Organ ESMA Komisiji do 30. junija 2012 predloži osnutke navedenih regulativnih tehničnih standardov.
ESMA shall submit drafts for those regulatory technical standards to the Commission by 30 June 2012.
Komisija je pooblaščena za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010 .
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
Da bi se zagotovili enotni pogoji uporabe odstavkov 1 in 2, organ ESMA oblikuje osnutek izvedbenih tehničnih standardov za določitev oblike evidenc in informacij, ki jih je treba hraniti.
In order to ensure uniform conditions of application of paragraphs 1 and 2, ESMA shall develop draft implementing technical standards to determine the format of the records and information to be retained.
Te osnutke izvedbenih tehničnih standardov do 30. junija 2012 predloži Komisiji.
ESMA shall submit those draft implementing technical standards to the Commission by 30 June 2012.
Komisiji se podeli pooblastilo za sprejetje izvedbenih tehničnih standardov iz prvega pododstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010 .
Power is conferred on the Commission to adopt the draft implementing technical standards referred to in the first subparagraph in accordance with Article 15 of Regulation (EU) No 1095/2010.
Delničarji in družbeniki s kvalificiranimi deleži
Shareholders and members with qualifying holdings
Pristojni organ CCP ne izda dovoljenja, dokler ni obveščen o identiteti njenih delničarjev ali družbenikov, posrednih ali neposrednih, ter fizičnih ali pravnih osebah, ki imajo kvalificirane deleže, in o velikosti teh deležev.
The competent authority shall not authorise a CCP until it has been informed of the identities of the shareholders or members, whether direct or indirect, natural or legal persons, that have qualifying holdings and of the amounts of those holdings.
Pristojni organ CCP ne izda dovoljenja, če meni, da delničarji ali družbeniki s kvalificiranimi deleži v CCP niso primerni, ob upoštevanju potrebe po zagotovitvi zanesljivega in preudarnega upravljanja CCP.
The competent authority shall refuse authorisation to a CCP where it is not satisfied as to the suitability of the shareholders or members that have qualifying holdings in the CCP, taking into account the need to ensure the sound and prudent management of a CCP.
Če obstajajo tesne povezave med CCP in drugimi fizičnimi ali pravnimi osebami, pristojni organ izda dovoljenje samo v primeru, da te povezave pristojnemu organu ne preprečujejo izvajanja učinkovitega nadzora.
Where close links exist between the CCP and other natural or legal persons, the competent authority shall grant authorisation only where those links do not prevent the effective exercise of the supervisory functions of the competent authority.
V primeru, da bi osebe iz odstavka 1 izvajale vpliv, ki bi lahko škodil zanesljivemu in preudarnemu upravljanju CCP, pristojni organ sprejme primerne ukrepe, da tak vpliv prepreči ali odvzame dovoljenje CCP .
Where the persons referred to in paragraph 1 exercise an influence which is likely to be prejudicial to the sound and prudent management of the CCP, the competent authority shall take appropriate measures to terminate that situation or withdraw the authorisation of the CCP .
Pristojni organ zavrne izdajo dovoljenja v primeru, da bi zakoni in drugi predpisi tretje države, ki urejajo delovanje ene ali več fizičnih ali pravnih oseb, s katerimi ima CCP tesno povezavo, ali težave pri uveljavljanju teh zakonov in drugih predpisov pristojnemu organu preprečevale izvajanje učinkovitega nadzora.
The competent authority shall refuse authorisation where the laws, regulations or administrative provisions of a third country governing one or more natural or legal persons with which the CCP has close links, or difficulties involved in their enforcement, prevent the effective exercise of the supervisory functions of the competent authority.
Obveščanje pristojnih organov
Information to competent authorities
CCP obvesti pristojni organ države članice, v kateri ima sedež, o vseh spremembah v upravljanju in mu posreduje vse potrebne informacije, na podlagi katerih bo lahko presodil, ali imajo člani upravnega odbora zadosten ugled in izkušnje.
A CCP shall notify the competent authority of the Member State in which the CCP is established of any changes to its management, and shall provide the competent authority with all the information necessary to assess whether the board members are of sufficiently good repute and sufficiently experienced.
Če bi ravnanje člana upravnega odbora lahko škodovalo zanesljivemu in preudarnemu upravljanju CCP, pristojni organ sprejme potrebne ukrepe, vključno z odstavitvijo tega člana iz upravnega odbora.
Where the conduct of a member of the board is likely to be prejudicial to the sound and prudent management of the CCP, the competent authority shall take appropriate measures, including removing that member from the board.
Vsaka fizična ali pravna oseba ali skupaj nastopajoče fizične ali pravne osebe (v nadaljnjem besedilu: predlagani pridobitelj), ki so se odločile, da neposredno ali posredno pridobijo ali dodatno povečajo kvalificirani delež v CCP, in bi bil zaradi tega njihov delež glasovalnih pravic ali delež kapitala enak ali večji od 10 %, 20 %, 30 % ali 50 % ali takšen, da bi CCP postala njihovo podrejeno podjetje (v nadaljnjem besedilu: predlagana pridobitev), najprej pisno obvestijo pristojni organ CCP, v kateri skušajo pridobiti ali povečati kvalificirani delež, ter pri tem navedejo velikost predvidenega deleža in ustrezne informacije iz člena 30(4).
Any natural or legal person or such persons acting in concert (hereinafter referred to as ‘the proposed acquirer’), who have taken a decision either to acquire, directly or indirectly, a qualifying holding in a CCP or to further increase, directly or indirectly, such a qualifying holding in a CCP as a result of which the proportion of the voting rights or of the capital held would reach or exceed 10%, 20%, 30% or 50% or so that the CCP would become its subsidiary (hereinafter referred to as ‘the proposed acquisition’), shall first notify in writing the competent authorities of the CCP in which they are seeking to acquire or increase a qualifying holding, indicating the size of the intended holding and relevant information, as referred to in Article 30(4).
Vsaka fizična oseba ali pravna oseba, ki se je odločila, da neposredno ali posredno odsvoji kvalificirani delež v CCP, najprej pisno uradno obvesti pristojni organ in pri tem navede velikost predvidenega deleža.
Any natural or legal person who has taken a decision to dispose, directly or indirectly, of a qualifying holding in a CCP (hereinafter referred to as ‘ the proposed vendor’)shall first notify the competent authority in writing thereof, indicating the size of such holding.
O odločitvi, da bo zmanjšala kvalificirani delež tako, da bi razmerje glasovalnih pravic ali deleža kapitala padlo pod 10 %, 20 %, 30 % ali 50 % ali da bi CCP prenehala biti podrejeno podjetje navedene osebe, obvesti tudi pristojni organ.
Such a person shall likewise notify the competent authority where he has taken a decision to reduce his qualifying holding so that the proportion of the voting rights or of the capital held would fall below 10%, 20 %, 30 % or 50 % or so that the CCP would cease to be his subsidiary.
Pristojni organ predlaganemu pridobitelju ali odsvojitelju takoj, v vsakem primeru pa v dveh delovnih dneh po prejemu uradnega obvestila iz odstavka 2 in po prejemu informacij iz odstavka 3, pisno potrdi njihov prejem.
The competent authority shall, promptly and in any event within two working days following receipt of the notification as referred to in this paragraph, as well as following receipt of the information referred to in paragraph 3, acknowledge receipt in writing thereof to the proposed acquirer or vendor.
Pristojni organ ima na voljo največ 60 delovnih dni po datumu pisnega potrdila o prejemu uradnega obvestila in vseh dokumentov, ki jih je treba priložiti uradnemu obvestilu na podlagi seznama iz člena 30(4) (v nadaljnjem besedilu: ocenjevalno obdobje), da opravi oceno iz člena 30(1) (v nadaljnjem besedilu: ocena).
The competent authority shall have a maximum of sixty working days as from the date of the written acknowledgement of receipt of the notification and all documents required to be attached to the notification on the basis of the list referred to in Article 30(4) (hereinafter referred to as ‘the assessment period’), to carry out the assessment provided for in Article 30(1) (hereinafter referred to as 'the assessment').
Pristojni organ ob potrditvi prejema obvesti predlaganega pridobitelja ali odsvojitelja o datumu izteka ocenjevalnega obdobja.
The competent authority shall inform the proposed acquirer or vendor of the date of the expiry of the assessment period at the time of acknowledging receipt.
Pristojni organ lahko po potrebi v ocenjevalnem obdobju, vendar najpozneje 50. delovni dan ocenjevalnega obdobja, zahteva dodatne informacije, potrebne za dokončanje ocene.
The competent authority may, during the assessment period, where necessary, but no later than on the 50th working day of the assessment period, request any further information that is necessary to complete the assessment.
Navedena zahteva se poda pisno, v njej pa se jasno navede, katere dodatne informacije so potrebne.
Such request shall be made in writing and shall specify the additional information needed.
Za čas, ki poteče od datuma, ko pristojni organ zahteva informacije, do datuma, ko prejme odgovor predlaganega pridobitelja, se ocenjevalno obdobje prekine.
For the period between the date of request for information by the competent authority and the receipt of a response thereto by the proposed acquirer, the assessment period shall be interrupted.
Prekinitev ne sme biti daljša od 20 delovnih dni.
The interruption shall not exceed 20 working days.
Pristojni organ sme zahtevati dodatno dopolnitev ali pojasnitev informacij, vendar to ne sme prekiniti ocenjevalnega obdobja.
Any further requests by the competent authority for completion or clarification of the information shall be at its discretion but may not result in an interruption of the assessment period.
Pristojni organ lahko podaljša obdobje prekinitve iz drugega pododstavka odstavka 3 do največ 30 delovnih dni, če je predlagani pridobitelj ali odsvojitelj:
The competent authority may extend the interruption referred to in the second subparagraph of paragraph 3 up to 30 working days where the proposed acquirer or vendor is either of the following:
(a) reguliran ali ima sedež zunaj Unije;
(a) situated or regulated outside the Union;
(b) fizična ali pravna oseba, za katero ne velja nadzor po tej uredbi ali po direktivah 73/239/EGS, 85/611/EGS, 92/49/EGS, 2002/83/ES, 2003/41/ES, 2004/39/ES, 2005/68/ES, 2006/48/ES, 2009/65/ES ali 2010/61/EU.
(b) a natural or legal person not subject to supervision under this Regulation or Directives 73/239/EEC, 85/611/EEC, 92/49/EEC, 2002/83/EC, 2003/41/EC, 2004/39/EC, 2005/68/EC, 2006/48/EC, 2009/65/EC or 2011/61/EU.
Če se pristojni organ po opravljeni oceni odloči, da bo predlagani pridobitvi nasprotoval, o tem v dveh delovnih dneh in pred iztekom ocenjevalnega obdobja pisno obvesti predlaganega pridobitelja in navede razloge za svojo odločitev.
Where the competent authority, upon completion of the assessment, decides to oppose the proposed acquisition, it shall, within two working days, and not exceeding the assessment period, inform the proposed acquirer in writing and provide the reasons for that decision.
Ob upoštevanju nacionalne zakonodaje se lahko izjava o razlogih za odločitev na zahtevo predlaganega pridobitelja objavi.
Subject to national law, an appropriate statement of the reasons for the decision may be made accessible to the public at the request of the proposed acquirer.
Države članice lahko pristojnemu organu dovolijo objavo navedene izjave tudi brez zahteve predlaganega pridobitelja.
However, Member States may allow a competent authority to make such disclosure in the absence of a request by the proposed acquirer.
Če pristojni organ predlagani pridobitvi v ocenjevalnem obdobju ne nasprotuje, se šteje, da je odobrena.
Where the competent authority does not oppose the proposed acquisition within the assessment period, it shall be deemed to be approved.
Pristojni organ lahko določi rok izvedbe predlagane pridobitve in ga po potrebi podaljša.
The competent authority may fix a maximum period for concluding the proposed acquisition and extend it where appropriate.
Države članice ne smejo predpisovati zahtev glede obveščanja pristojnih organov o posrednih ali neposrednih pridobitvah glasovalnih pravic ali kapitalskih deležev ter zahtev glede odobritve takih pridobitev s strani pristojnih organov, ki bi bile strožje od zahtev iz te uredbe.
Member States shall not impose requirements for notification to, and approval by, the competent authority of direct or indirect acquisitions of voting rights or capital that are more stringent than those set out in this Regulation.
Pri ocenjevanju uradnega obvestila iz člena 29(2) in informacij iz člena 29(3) pristojni organ zaradi zagotavljanja zanesljivega in preudarnega upravljanja CCP, v kateri naj bi prišlo do pridobitve, in ob upoštevanju verjetnega vpliva predlaganega pridobitelja na CCP oceni ustreznost predlaganega pridobitelja in finančno stabilnost predlagane pridobitve po vseh naslednjih merilih:
Where assessing the notification provided for in Article 29(2) and the information referred to in Article 29(3), the competent authority shall, in order to ensure the sound and prudent management of the CCP in which an acquisition is proposed, and having regard to the likely influence of the proposed acquirer on the CCP, appraise the suitability of the proposed acquirer and the financial soundness of the proposed acquisition against all of the following criteria:
(a) ugled in finančna stabilnost predlaganega pridobitelja;
(a) the reputation and financial soundness of the proposed acquirer;
(b) ugled in izkušnje vseh, ki bodo zaradi predlagane pridobitve vodili dejavnost CCP;
(b) the reputation and experience of any person who will direct the business of the CCP as a result of the proposed acquisition;
(c) ali bo CCP lahko izpolnila in še naprej izpolnjevala določbe te uredbe;
(c) whether the CCP will be able to comply and continue to comply with the provisions set out in this Regulation;
(d) ali obstajajo razlogi za utemeljen sum, da gre ali je šlo v zvezi s predlagano pridobitvijo za pranje denarja ali financiranje terorizma v smislu člena 1 Direktive 2005/60/ES ali za poskus tega ali da predlagana pridobitev lahko poveča takšno tveganje.
(d) whether there are reasonable grounds to suspect that, in connection with the proposed acquisition, money laundering or terrorist financing within the meaning of Article 1 of Directive 2005/60/EC is being or has been committed or attempted, or that the proposed acquisition could increase the risk thereof.
Pristojni organ je pri ocenjevanju finančne stabilnosti predlaganega pridobitelja zlasti pozoren na vrsto poslov, ki jih pridobitelj opravlja in namerava opravljati v CCP, v kateri predlaga pridobitev.
Where assessing the financial soundness of the proposed acquirer, the competent authority shall pay particular attention to the type of business pursued and envisaged in the CCP in which the acquisition is proposed.
Ob ocenjevanju zmožnosti upoštevanja določb te uredbe je pristojni organ zlasti pozoren na to, ali ima skupina, ki se ji bo CCP pridružila, urejeno strukturo, ki omogoča izvajanje učinkovitega nadzora, učinkovito izmenjavo informacij med pristojnimi organi in določitev odgovornosti posameznih pristojnih organov.
Where assessing the CCP’s ability to comply with this Regulation, the competent authority shall pay particular attention to whether the group of which it will become a part has a structure that makes it possible to exercise effective supervision, to effectively exchange information among the competent authorities and to determine the allocation of responsibilities among the competent authorities.
Pristojni organ lahko nasprotuje predlagani pridobitvi le, če obstajajo razlogi za utemeljeno nasprotovanje na podlagi meril, navedenih v odstavku 1, ali če informacije, ki jih je posredoval predlagani pridobitelj, niso popolne.
The competent authorities may oppose the proposed acquisition only where there are reasonable grounds for doing so on the basis of the criteria set out in paragraph 1 or where the information provided by the proposed acquirer is incomplete.
Države članice ne smejo določati predhodnih pogojev glede obsega deleža, ki ga je treba pridobiti, niti ne smejo dovoliti svojim pristojnim organom, da bi predlagane pridobitve preučevali v smislu gospodarskih potreb trga.
Member States shall neither impose any prior conditions in respect of the level of holding that shall be acquired nor allow their competent authorities to examine the proposed acquisition in terms of the economic needs of the market.
Države članice dajo javnosti na voljo seznam informacij, ki so potrebne za izvedbo ocene in jih je treba predložiti pristojnim organom sočasno z obvestilom iz člena 29(2).
Member States shall make publicly available a list specifying the information that is necessary to carry out the assessment and that shall be provided to the competent authorities at the time of notification referred to in Article 29(2).
Obseg zahtevanih informacij mora biti sorazmeren in prilagojen vrsti predlaganega pridobitelja in predlagane pridobitve.
The information required shall be proportionate and adapted to the nature of the proposed acquirer and the proposed acquisition.
Države članice ne smejo zahtevati informacij, ki za oceno varnega in skrbnega poslovanja niso pomembne.
Member States shall not require information that is not relevant for a prudential assessment.
Če je bil pristojni organ uradno obveščen o dveh ali več predlogih za pridobitev ali povečanje kvalificiranih deležev v isti CCP, ne glede na člen 29(2), (3) in (4) vse predlagane pridobitelje obravnava na nediskriminatoren način.
Notwithstanding Article 29(2), (3) and (4), where two or more proposals to acquire or increase qualifying holdings in the same CCP have been notified to the competent authority, the latter shall treat the proposed acquirers in a non-discriminatory manner.
Ustrezni pristojni organi se med seboj pri opravljanju ocenjevanja o vsem posvetujejo, če je predlagani pridobitelj:
The relevant competent authorities shall work in full consultation with each other when carrying out the assessment where the proposed acquirer is one of the following: