natgillin/translations-raw huggingface dataset:
Komisija bi morala ob upoštevanju mnenja CESR določiti smernice za takšne kazni .
The Commission, with the advice of the CESR, should establish guidelines relating to such sanctions .
Ker je CESR odgovoren za registracijo in nadzor, mora igrati večjo, čeprav še vedno svetovalno, vlogo pri ugotavljanju kršitev in določanju kazni.
With the CESR responsible for registration and oversight, it must play a bigger, if still advisory, role in identifying infringements and setting sanctions.
(34a) Prihodnja pravila v zvezi z odgovornostjo bonitetnih agencij bi morala biti primerljiva s pravili, ki se uporabljajo za revizorje.
(34a) The future rules governing the liability of credit rating agencies sh ould be comparable with those applicable to auditors.
V zvezi s tem bi morala Komisija pripraviti ustrezen zakonodajni predlog.
The Commission should put forward an appropriate legislative proposal in this regard .
(35) Strožji in jasnejši pravni okvir, znotraj katerega bodo delovale bonitetne agencije, bi tudi moral olajšati vlaganje civilnih tožb proti bonitetnim agencijam v ustreznih primerih, v skladu z ureditvami držav članic glede odgovornosti.
(35) The stricter and clearer legal framework within which credit rating agencies will operate should also facilitate recourse to civil actions in respect of credit rating agencies in appropriate cases, in accordance with the applicable regimes of liability of the Member States.
(35) Kršitev določb te uredbe ne sme sama po sebi dati povoda za odškodninski zahtevek s strani tretjih strani.
(35) An infringement of the provisions of this Regulation should not give rise to any claim for damages by third-party litigants per se.
V primeru, da uporabnik bonitetnih ocen utrpi gospodarsko škodo, ki je posledica kršenja določb te uredbe, bi morali omogočiti vložitev odškodninskega zahtevka samo v skladu z veljavno nacionalno zakonodajo za civilnopravno odgovornost.
Whe re a user of ratings suffer s economic damage as a result of a n infringement of the provisions of this Regulation, it should be possible to make a claim for damage s only in accordance with the applicable national law for civil liability.
(35a) Bonitetne agencije morajo pri opravljanju svojih nalog sodelovati z javnimi institucijami v Evropski uniji, njihovi vodstveni delavci pa bi se morali vedno udeležiti seje ustreznega odbora Evropskega parlamenta, če jih ta povabi.
(35a) Credit rating agencies should work with public institutions in the E uropean U nion in the performance of their tasks, and their senior managers should appear before the appropriate committee of the European Parliament whenever invited to do so.
(37) Komisija mora zlasti imeti pooblastila, da spremeni prilogi I in II k Uredbi, v katerih so določena posebna merila za presojanje, ali bonitetna agencija izpolnjuje svoje obveznosti v zvezi z notranjo organizacijo, operativnimi ureditvami, predpisi za zaposlene, predstavitvijo bonitetnih ocen in razkrivanjem.
(37) In particular the Commission should be empowered to amend Annex I and II of the Regulation which lay down the specific criteria for assessing the compliance of a credit rating agency with its duties in terms of internal organisation, operational arrangements, rules on employees, presentation of credit ratings and disclosure.
Ker so ti ukrepi splošnega obsega in so namenjeni spreminjanju nebistvenih elementov te uredbe, jih je treba sprejeti v skladu z regulativnim postopkom s pregledom iz člena 5a Sklepa 1999/468/ES.
Since those measures are of general scope and are designed to amend non-essential elements of this Regulation, they must be adopted in accordance with the regulatory procedure with scrutiny provided for in Article 5a of Decision 1999/468/EC.
(37) Komisija mora zlasti imeti pooblastila, da ob upoštevanju mednarodnih razmer sprejme ukrepe, s katerimi opredeli merila za ocenjevanje enakovrednosti ureditve, kar zadeva bonitetne ocene, ki jih izdajo bonitetne agencije, ustanovljene v tretjih državah, da sprejme ukrepe, s katerimi opredeli pomožne storitve, da sprejme smernice za kazni in da spremeni prilogi I in II k Uredbi, v katerih so določena posebna merila za presojanje, ali bonitetna agencija izpolnjuje svoje obveznosti v zvezi z notranjo organizacijo, operativnimi ureditvami, predpisi za zaposlene, predstavitvijo bonitetnih ocen in razkrivanjem.
(37) In particular the Commission should be empowered , while taking account of international developments, to adopt measures to define criteria assessing equivalence of regulation in the context of the use of credit ratings issued by credit rating agencies established in third countries , to adopt measures to define anci l lary services, to adopt guidelines for sanctions, and to amend Annex I and II of the Regulation which lay down the specific criteria for assessing the compliance of a credit rating agency with its duties in terms of internal organisation, operational arrangements, rules on employees, presentation of credit ratings and disclosure.
Ker so ti ukrepi splošnega obsega in so namenjeni spreminjanju nebistvenih določb te uredbe , in sicer z dopolnjevanjem te uredbe z novimi nebistvenimi določbami , jih je treba sprejeti v skladu z regulativnim postopkom s pregledom iz člena 5a Sklepa 1999/468/ES.
Since those measures are of general scope and are designed to amend non-essential elements of this Regulation, by supplementing it with new non-essential elements, they must be adopted in accordance with the regulatory procedure with scrutiny provided for in Article 5a of Decision 1999/468/EC.
(37a) Komisija bi morala oceniti opiranje na bonitetne ocene v regulativne namene, pa tudi primernost plačila, ki ga ocenjeni subjekt nameni bonitetni agenciji.
(37a) The Commission should assess the regulatory reliance on credit ratings as well as the appropriateness of the remuneration of the credit rating agency by the rated entity .
Na podlagi te ocene bi morala pripraviti ustrezne zakonodajne predloge.
In the light of that assessment, the Commission should put forward appropriate legislative proposals .
S to uredbo se uvaja skupni pristop za zagotavljanje visoke kakovosti bonitetnih ocen, namenjenih uporabi v Skupnosti , kar bo prispevalo k nemotenemu delovanju notranjega trga ob hkratnem doseganju visoke ravni zaščite potrošnikov in vlagateljev.
This Regulation introduces a common approach to ensuring the high quality of credit ratings to be used in the Community, thereby contributing to the smooth functioning of the internal market while achieving a high level of consumer and investor protection.
V njej so določeni pogoji za izdajo bonitetnih ocen in pravila glede organizacije in ravnanja bonitetnih agencij, da se v praksi zagotovita njihova neodvisnost in izogibanje nasprotjem interesov.
It lays down conditions for the issuance of credit ratings and rules on the organisation and conduct of credit rating agencies to ensure in practice their independence and avoidance of conflicts of interest.
S to uredbo se uvajajo ukrepi za zagotavljanje neoporečnosti, preglednosti, odgovornosti, dobrega vodenja in institucionalnega sodelovanja dejavnosti bonitetnega ocenjevanja, v okviru katerega se izdajo visokokakovostne bonitetne ocene, ki se uporabljajo v Skupnosti ali vplivajo nanjo , kar bo prispevalo k nemotenemu delovanju notranjega trga ob hkratnem doseganju visoke ravni zaščite potrošnikov in vlagateljev.
This Regulation introduces measures to ensure the integrity, transp a rency, responsibility, good governance and institutional cooperation of credit rating activities resulting in credit ratings of high quality to be used in, or having an impact in the Community, thereby contributing to the smooth functioning of the internal market while achieving a high level of consumer and investor protection.
Ta uredba se uporablja za bonitetne ocene, namenjene, da jih za regulativne in druge namene uporabljajo kreditne institucije, kot so opredeljene v Direktivi 2006/48/ES, investicijska podjetja, kot so opredeljena v Direktivi 2004/39/ES Evropskega parlamenta in Sveta, zavarovalnice, urejene z Direktivo Sveta 73/239/EGS, zavarovalnice, kot so opredeljene v Direktivi 2002/83/ES Evropskega parlamenta in Sveta, pozavarovalnice, kot so opredeljene v Direktivi 2005/68/ES Evropskega parlamenta in Sveta, kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje (KNPVP), kot so opredeljeni v Direktivi [2009/XX/ES], ali institucije za poklicno pokojninsko zavarovanje, kot so opredeljene v Direktivi 2003/41/ES Evropskega parlamenta in Sveta, in ki se javno razkrivajo ali razširjajo na podlagi naročniškega razmerja.
This Regulation shall apply to credit ratings that are intended for use for regulatory purposes or otherwise by credit institutions as defined in Directive 2006/48/EC, investments firms as defined in Directive 2004/39/EC of the European Parliament and of the Council , insurance undertakings subject to Council Directive 73/239/EEC , assurance undertakings as defined in Directive 2002/83/EC of the European Parliament and of the Council , reinsurance undertakings as defined in Directive 2005/68/EC of the European Parliament and the Council , undertakings for collective investment in transferable securities (UCITS) as defined in Directive [2009/XX/EC ] or institutions for occupational retirement provision as defined in Directive 2003/41/EC of the European Parliament and of the Council and are disclosed publicly or distributed by subscription.
Ta uredba se uporablja za bonitetne ocene, namenjene, da jih uporabljajo kreditne institucije, kot so opredeljene v Direktivi 2006/48/ES, izdajatelji ali ponudniki pri javnem ponujanju ali sprejemanju v trgovanje s finančnimi instrumenti v skladu z Direktivo 2003/71/ES Evropskega parlamenta in Sveta z dne 4. novembra 2003 o prospektu, ki se objavi ob javni ponudbi ali sprejemu vrednostnih papirjev v trgovanje 1 in Uredbo Komisije (ES) št. 809/2004 z dne 29. aprila 2004 o izvajanju direktive 2003/71/ES o informacijah, ki jih vsebujejo prospekti, in o obliki prospektov, vključitvi informacij s sklicevanjem in objavi teh prospektov in razširjanju oglaševanj 2 , investicijska podjetja, kot so opredeljena v Direktivi 2004/39/ES Evropskega parlamenta in Sveta, zavarovalnice, urejene z Direktivo Sveta 73/239/EGS, zavarovalnice, kot so opredeljene v Direktivi 2002/83/ES Evropskega parlamenta in Sveta, pozavarovalnice, kot so opredeljene v Direktivi 2005/68/ES Evropskega parlamenta in Sveta, kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje (KNPVP), kot so opredeljeni v Direktivi [2009/XX/ES], ali institucije za poklicno pokojninsko zavarovanje, kot so opredeljene v Direktivi 2003/41/ES Evropskega parlamenta in Sveta, in ki se javno razkrivajo ali razširjajo na podlagi naročniškega razmerja.
This Regulation applies to credit ratings that are intended for use by credit institutions as defined in Directive 2006/48/EC, by issuers or offerors in relation to the public offer or admission to trading of financial instruments pursuant to Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading 1 and Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements 2 , investments firms as defined in Directive 2004/39/EC of the European Parliament and of the Council, insurance undertakings subject to Council Directive 73/239/EEC, assurance undertakings as defined in Directive 2002/83/EC of the European Parliament and of the Council, reinsurance undertakings as defined in Directive 2005/68/EC of the European Parliament and the Council, undertakings for collective investment in transferable securities (UCITS) as defined in Directive [2009/XX/EC], or institutions for occupational retirement provision as defined in Directive 2003/41/EC of the European Parliament and of the Council and are disclosed publicly or distributed by subscription.
Ta uredba se ne uporablja za zasebne bonitetne ocene .
This Regulation shall not apply to private credit ratings .
Prav tako se ne uporablja za bonitetne ocene, ki jih izdajo javni organi, katerih bonitetne ocene se ne razkrivajo javno in jih ocenjevani subjekt ne plača.
It shall not apply to credit ratings issued by public bodies whose credit ratings are not publicly disclosed and are not paid by the rated entity.
Ta uredba se ne uporablja za :
This Regulation does not apply to :
(a) zasebne bonitetne ocene , ki se opravijo izključno za osebo, ki jih je naročila, in ki niso namenjene javnemu razkritju ali distribuciji na podlagi naročniškega razmerja;
(a) private credit ratings provided exclusively to the person that ordered them and which are not intended for public disclosure or distribution by subscription ;
(b) bonitetne ocene, ki jih pripravijo kreditne izvozne agencije, kot je opisano v Delu 1 Priloge VI Direktive 2006/48/ES; ali
(b) credit rating s produced by export credit agencies as described in Annex VI Part 1 of Directive 2006/48/EC; or
(c) bonitetne ocene, ki jih izdajo javni organi, katerih bonitetne ocene se ne razkrivajo javno in jih ocenjevani subjekt ne plača.
(c) credit ratings issued by public bodies whose credit ratings are not publicly disclosed and are not paid by the rated entity.
c) „matična država članica“ pomeni državo članico, v kateri ima bonitetna agencija registrirani sedež;
c) "home Member State " means a Member State in which the credit rating agency has its registered office;
Člen 3 – odstavek 1 – točka (d a) (novo)
Article 3 – paragraph 1 – point d a (new)
(da) „glavni analitik“ pomeni osebo, ki je v prvi vrsti odgovorna za komunikacijo z izdajateljem v zvezi z določeno bonitetno oceno ali na splošno v zvezi z oceno instrumentov, ki jih pripravlja ta izdajatelj, in po potrebi v zvezi s pripravo priporočil za ocenjevalni odbor v zvezi s temi instrumenti;
(da) 'lead analyst' means a person with primary responsibility for communicating with the issuer with respect to a particular credit rating or , generally , with respect to the rating of instruments emanating from that issuer and, where relevant, for preparing recommendations to the rating committee in relation thereto ;
Z ozirom na ključno vlogo, ki jo v bonitetni agenciji igra „glavni analitik“, in v namene rotacijskega mehanizma iz člena 6, je treba opredeliti njegovo funkcijo.
Definition of "lead analyst" is required in view of key role such persons play in credit rating agencies, and for the purposes of the rotation mechanism established in Article 6.
(ea) „regulativni nameni“ pomeni uporabo bonitetnih ocen za poseben namen spoštovanja zakonodaje Skupnosti, kot se izvaja v okviru nacionalne zakonodaje držav članic;
(ea) 'regulatory purposes' means the use of credit ratings for the specific purpose of complying with Community law, as implemented by the national legislation of the Member States ;
Člen 3 – odstavek 1 – točka (k)
Article 3 – paragraph 1 – point k
k) „skupina bonitetnih agencij“ pomeni skupino podjetij, ki je sestavljena iz nadrejenega podjetja in temu podrejenih podjetij v smislu členov 1 in 2 Direktive 83/349/EGS, ter podjetja, ki so medsebojno povezana v smislu člena 12(1) Direktive 83/349/EGS ter katerih redna in glavna dejavnost je izdaja bonitetnih ocen.
k) "group of credit rating agencies" means a group of undertakings consisting of a parent undertaking and its subsidiaries within the meaning of Article 1 and 2 of Directive 83/349/EEC, as well as undertakings linked to each other by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC and whose regular and principal occupation is the issuance of credit ratings.
(k) „skupina bonitetnih agencij“ pomeni skupino podjetij, ustanovljenih v Skupnosti, ki je sestavljena iz nadrejenega podjetja in temu podrejenih podjetij v smislu členov 1 in 2 Direktive 83/349/EGS, ter podjetja, ki so medsebojno povezana v smislu člena 12(1) Direktive 83/349/EGS ter katerih redna in glavna dejavnost je izdaja bonitetnih ocen.
( k) "group of credit rating agencies" means a group of undertakings established in the Community consisting of a parent undertaking and its subsidiaries within the meaning of Article 1 and 2 of Directive 83/349/EEC, as well as undertakings linked to each other by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC and whose regular and principal occupation is the issuance of credit ratings.
Člen 3 – odstavek 1 – točka (k a) (novo)
Article 3 – paragraph 1 – point k a (new)
(ka) "zasebna bonitetna ocena" pomeni oceno, ki ne bo javno objavljena, ker se pripravi na zahtevo gospodarskega subjekta za predhodno določene zasebne namene.
(ka) ‘private credit rating’ means a rating that will not be made public because it is issued at the request of an economic operator for a previously established private purpose .
Kreditne institucije, investicijska podjetja, zavarovalnice in pozavarovalnice, kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje (KNPVP) in institucije za poklicno pokojninsko zavarovanje iz člena 2 lahko za regulativne namene uporabljajo samo bonitetne ocene, ki jih izdajo bonitetne agencije, ustanovljene v Skupnosti in registrirane v skladu s to uredbo.
Credit institutions, investments firms, insurance, assurance and reinsurance undertakings, undertakings for collective investment in transferable securities (UCITS) and institutions for occupational retirement provision referred to in Article 2 may only use for regulatory purposes credit ratings which are issued by credit rating agencies established in the Community and registered in accordance with this Regulation.
Kreditne institucije, investicijska podjetja, zavarovalnice in pozavarovalnice, kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje (KNPVP) , institucije za poklicno pokojninsko zavarovanje ter izdajatelji ali ponudniki iz člena 2 lahko za regulativne namene uporabljajo samo bonitetne ocene, ki jih izdajo ali odobrijo bonitetne agencije, ustanovljene v Skupnosti in registrirane v skladu s to uredbo.
Credit institutions, investments firms, insurance, assurance and reinsurance undertakings, undertakings for collective investment in transferable securities (UCITS) , institutions for occupational retirement provision and issuers or offerors referred to in Article 2 may only use for regulatory purposes credit ratings which are issued or endorsed by credit rating agencies established in the Community and registered in accordance with this Regulation.
Investicijska podjetja in kreditne institucije iz člena 1 Direktive 2004/39/ES za svoje stranke ne bi smele izvajati naročil za finančne instrumente, za katere obstaja bonitetna ocena, če te bonitetne ocene ni izdala bonitetna agencija, registrirana v skladu s to uredbo.
Investment firms and credit institutions referred to in Art. 1 of Directive 2004/39/EC should not execute orders on behalf of their clients with respect to financial instruments which have been rated, unless the credit rating has been issued by a credit rating agency registered in accordance with this Regulation.
Ocena subjektov ali proizvodov, ki se nahajajo v tretji državi, in jo pripravi ali izda bonitetna agencija, ki je ustanovljena in odobrena ali registrirana v tretji državi, se lahko uporablja v Skupnosti, če:
The rating of entities or products that are located in a third country and that are prepared or issued by a credit rating agency that is established and authorised or registered in a third country, may be used within the Community where :
(a) te ocene odobri bonitetna agencija, ustanovljena v Skupnosti in registrirana v skladu s to uredbo; ter
(a) t hose ratings are endorsed by a credit rating agency that is established in the Community and registered in accordance with this Regulation ; and
(b) za dejavnosti bonitetnega ocenjevanja v tretji državi, v okviru katerega se izda bonitetna ocena, ki jo je treba odobriti, velja pravni in nadzorni okvir, ki se obravnava kot enakovreden ukrepom, določenim v tej uredbi.
(b) t he third-country credit rating activities resulting in the issuance of the credit rating to be endorsed are subject to a legal and supervisory framework deemed to be equivalent to th e measures provided for in th is Regulation.
Komisija sestavi in objavi seznam zakonodaj tretjih držav, ki se obravnavajo kot enakovredne tej uredbi.
The Commission shall establish and publish a list of third-country legislation deemed to be equivalent to this Regulation.
Seznam se nenehno posodablja.
Th at list shall be updated on an ongoing basis.
Bonitetna ocena, odobrena v skladu z odstavkom 2, se obravnava kot enakovredna bonitetni oceni, ki jo izda bonitetna agencija, ustanovljena v Skupnosti in registrirana v skladu s to uredbo.
A credit rating endorsed in accordance with paragraph 2 shall be deemed to be equivalent to a credit rating issued by a credit rating agency established in the Community and registered in accordance with this Regulation.
Bonitetna agencija, registrirana v Skupnosti, priloži izjavo v zvezi s tem v svoji napovedi ocene.
A credit rating agency registered in the Community shall include a statement to th at effect in its rating announcement.
Bonitetna agencija, ustanovljena v Skupnosti in registrirana v skladu s to uredbo, ne sme uporabljati te odobritve, da bi se izognila zahtevam te uredbe.
A credit rating agency established in the Community and registered in accordance with this Regulation shall not use th at endorsement for the purpose of avoiding the requirements of this Regulation.
Bonitetna agencija, ki je odobrila bonitetno oceno, ki jo je pripravila ali izdala bonitetna agencija iz tretje države, ostane še naprej v celoti odgovorna za to bonitetno oceno in za izpolnjevanje pogojev te odobritve.
A credit rating agency that has endorsed a credit rating prepared or issued by a third-country credit rating agency shall remain fully responsible for that credit rating and for the fulfilment of the conditions of that endorsement.
Ko bo vzpostavljen mednarodni regulativni in nadzorni okvir za bonitetne agencije in njihove dejavnosti, bosta Evropski parlament in Svet ponovno pregledala to uredbo.
Once an international regulatory and supervisory framework for credit rating agencies and their activities is established, the European Parliament and the Council shall review this Regulation.
Komisija ob pomoči CESR oblikuje prehodne ukrepe za obstoječe bonitetne ocene tretjih držav, ki se že uporabljajo v Skupnosti.
The Commission, assisted by the CESR, shall establish transitional measures for existing third-country credit ratings already used within the Community.
Ti ukrepi, namenjeni spremembi nebistvenih določb te uredbe z njeno dopolnitvijo, se sprejmejo v skladu z regulativnim postopkom s pregledom iz člena 33(2).
Those measures, design to amend non-essential elements of this Regulation by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 33(2).
Države članice brez poseganja v konkurenčna pravila zagotovijo, da izdajatelji za en del svojih ocen uporabijo bonitetne agencije s sedežem v Skupnosti.
Without prejudice to the competition rules, Member States shall ensure that issuers use credit rating agencies that have their head office in the Community for a proportion of their ratings .
Bonitetna agencija poskrbi , da na izdajo bonitetne ocene ne vpliva nobeno obstoječe ali potencialno nasprotje interesov ali poslovni odnos, ki vključuje bonitetno agencijo, ki izdaja bonitetno oceno, njeno vodilno osebje, zaposlene ali katero koli osebo, ki je z agencijo povezana z obvladovanjem.
A credit rating agency shall ensure that the issuance of a credit rating is not affected by any existing or potential conflict of interest or business relationship involving the credit rating agency issuing the credit rating, its managers, employees or any person directly or indirectly linked to it by control.