natgillin/translations-raw huggingface dataset:
Poslovnih informacij, ki bi jih utegnili prejeti med opravljanjem svojih dolžnosti, ne smejo posredovati nikomur, razen kot povzetek ali v zbirni obliki, tako da ni prepoznavna posamezna CCP, repozitorij sklenjenih poslov ali druge osebe, ne glede na zadeve, za katere velja kazensko ali davčno pravo ali druge določbe te uredbe.
No confidential information they may receive in the course of their duties may be divulged to any person or authority whatsoever, except in summary or aggregate form such that an individual CCP, trade repository or any other person cannot be identified, without prejudice to cases covered by criminal law or taxation or the other provisions of this Regulation.
Če je bil proti CCP uveden stečajni postopek ali postopek prisilne likvidacije, se lahko v civilnem ali gospodarskem postopku razkrijejo zaupne informacije, ki ne zadevajo tretjih oseb, če je to potrebno za izvedbo postopka.
Where a CCP has been declared bankrupt or is being compulsorily wound up, confidential information which does not concern third parties may be divulged in civil or commercial proceedings where necessary for carrying out the proceeding.
Ne glede na zadeve, za katere veljata kazenska in davčna zakonodaja, pristojni organi, organ ESMA in drugi organi ter fizične in pravne osebe, ki niso pristojni organ, lahko zaupne informacije uporabijo samo med opravljanjem svojih dolžnosti in za opravljanje svojih dolžnosti v okviru področja uporabe te uredbe, drugi organi ali fizične in pravne osebe pa samo za namene, za katere so jim bile te informacije posredovane ali v okviru upravnega ali pravosodnega postopka, ki se izrecno nanaša na opravljanje njihovih dolžnosti, ali oboje.
Without prejudice to cases covered by criminal law and tax law, the competent authorities, ESMA , bodies or natural or legal persons other than competent authorities which receive confidential information pursuant to this Regulation may use it only in the performance of their duties and for the exercise of their functions, in the case of the competent authorities, within the scope of this Regulation or, in the case of other authorities, bodies or natural or legal persons, for the purpose for which such information was provided to them or in the context of administrative or judicial proceedings specifically related to the exercise of those functions, or both.
Če organ ESMA, pristojni organ ali drug organ ali oseba, ki te informacije sporoči, soglaša, jih lahko prejemnik uporabi v nekomercialne namene.
Where ESMA , the competent authority or an other authority, body or person communicating information consents thereto, the authority receiving the information may use it for other non-commercial purposes.
Za vse zaupne informacije, ki se prejmejo, izmenjajo ali posredujejo v skladu s to uredbo, veljajo pogoji o varovanju poslovne skrivnosti, določeni v odstavkih 1, 2 in 3.
Any confidential information received, exchanged or transmitted pursuant to this Regulation shall be subject to the conditions of professional secrecy laid down in paragraphs 1, 2 and 3.
Ti pogoji pa ne preprečujejo organu ESMA, pristojnim organom ali zadevnim centralnim bankam, da bi izmenjevali zaupne informacije v skladu s to uredbo in veljavno drugo zakonodajo za investicijska podjetja, kreditne ustanove, pokojninske sklade, družb za upravljanje KNPVP, upravitelje alternativnih investicijskih skladov (UAIS), zavarovalne in pozavarovalne posrednike, investicijsko podjetje, vzdrževalec trga, operater sistemov, regulirane trge ali upravljavce trga, ali v skladu s privolitvijo pristojnega organa ali drugega organa ali telesa ali fizične ali pravne osebe, ki je te informacije sporočila.
However, those conditions shall not prevent ESMA , the competent authorities or the relevant central banks from exchanging or transmitting confidential information in accordance with this Regulation and with other legislation applicable to investment firms, credit institutions, pension funds, UCITS, AIFM s , insurance and reinsurance intermediaries, insurance undertakings, regulated markets or market operators or otherwise with the consent of the competent authority or other authority or body or natural or legal person that communicated the information.
Odstavki 1, 2 in 3 pristojnim organom ne preprečujejo, da bi v skladu z nacionalnim pravom izmenjali ali posredovali zaupne informacije, ki jih niso dobili od pristojnega organa druge države članice.
Paragraphs 1, 2 and 3 shall not prevent the competent authorities from exchanging or transmitting confidential information, in accordance with national law, that has not been received from a competent authority of another Member State.
Poglavje 3
Chapter 3
Sodelovanje med organi
Cooperation between authorities
Pristojni organi tesno sodelujejo med seboj in z organom ESMA , po potrebi pa tudi z Evropskim sistemom centralnih bank .
Competent authorities shall cooperate closely with each other , with ESMA and, if necessary, with the ESCB .
Organu ESMA institucije EU namenijo zadostna sredstva za učinkovito izvajanje nalog, ki so mu naložene s to uredbo.
ESMA shall be provided with adequate resources by the E U i nstitutions in order to effectively perform the tasks it is allocated in this Regulation.
Pristojni organi pri opravljanju svojih splošnih nalog na podlagi informacij, ki so na voljo v danem trenutku, ustrezno upoštevajo možne učinke svojih odločitev na stabilnost finančnega sistema v vseh drugih zadevnih državah članicah, še zlasti izredne razmere iz člena 22.
The competent authorities shall, in the exercise of their general duties, duly consider the potential impact of their decisions on the stability of the financial system in all other Member States concerned, in particular the emergency situations referred to in Article 22, based on the available information at the time.
Pristojni organi med sabo in z organom ESMA izmenjujejo informacije, potrebne za opravljanje dolžnosti, ki jih imajo po tej uredbi.
Competent authorities shall provide ESMA and one another with the information required for the purposes of carrying out their duties under this Regulation.
Pristojni organi in druga telesa ter fizične in pravne osebe uporabijo zaupne informacije, ki jih prejmejo med opravljanjem svojih dolžnosti na podlagi te uredbe, samo pri opravljanju svojih dolžnosti in jih ne smejo objaviti ali drugače dajati na razpolago za druge namene, razen za namene, ki so izrecno navedeni v tej uredbi .
Competent authorities and other bodies or natural and legal persons receiving confidential information in the exercise of their duties under this Regulation shall only use it in the course of their duties and shall not be permitted to publish or otherwise make available any such confidential information for any other purpose except as expressly set out in this Regulation .
Organ ESMA pristojnim organom, odgovornim za nadzor CCP, posreduje zaupne informacije, potrebne za opravljanje njihovih nalog.
ESMA shall transmit confidential information relevant to the performance of their tasks to the competent authorities responsible for the supervision of the CCPs.
Pristojni organi in drugi zadevni organi organu ESMA in drugim pristojnim organom sporočijo informacije, ki jih ti potrebujejo za izvajanje svojih dolžnosti, določenih v tej uredbi.
Competent authorities and other relevant authorities shall communicate the necessary information for the exercise of their duties set out in this Regulation to ESMA and other competent authorities.
Pristojni organi sporočijo tovrstne informacije centralnim bankam ESCB, če so pomembne za izvajanje njihovih dolžnosti.
Competent authorities shall communicate information to the central banks of the ESCB where such information is relevant for the exercise of their duties.
Izredne razmere
Emergency situations
Pristojni organ ali kateri koli drugi organ takoj obvesti organ ESMA, kolegij in druge zadevne organe o vseh izrednih razmerah, povezanih s CCP, vključno z dogajanjem na finančnih trgih, ki bi lahko imeli negativen učinek na likvidnost trga in na stabilnost finančnega sistema v kateri koli državi članici, v kateri ima sedež CCP ali kateri izmed njenih klirinških članov.
The competent authority or any other authority shall inform ESMA and other relevant authorities without undue delay of any emergency situation relating to a CCP, including developments in financial markets, which may have an adverse effect on market liquidity and the stability of the financial system in any of the Member States where the CCP or one of its clearing members are established.
Poglavje 4
Chapter 4
CCP s sedežem v tretji državi lahko opravlja klirinške storitve za subjekte s sedežem v Uniji samo, če jo je priznal organ ESMA.
A CCP established in a third country may provide clearing services to entities established in the Union only where that CCP is recognised by ESMA .
Za izdajo, podaljšanje ali odvzem dovoljenja veljajo pogoji in postopki iz členov 10 do 16.
The authorisation or extension or withdrawal of the authorisation shall be subject to the conditions and procedures laid down in Articles 10 to 16.
CCP iz tretje države se pregleda po podobno strogem postopku, kakršen velja za CCP v EU.
Third-country CCPs shall be subject to review by a process of similar rigueur to the one EU CCPs are subject to.
Komisija lahko izda sklep, s katerim dovoli popolno ali delno odstopanje od pogojev in postopkov za izdajo dovoljenja, če je zagotovljena vzajemnost in sta izpolnjena naslednja pogoja:
The Commission may adopt a decision wholly or partially granting an exemption from authorisation conditions and procedures provided that this is done on a reciprocal basis and that the following conditions are met:
(a) Komisija je sprejela sklep v skladu z odstavkom 3; ter
( a) the Commission has adopted a d ecision in accordance with paragraph 3 ; and
(b) v zadevni tretji državi so CCP, ki imajo sedež v Uniji, zagotovljena enaka odstopanja.
( b) comparable exemptions are granted, in the third country concerned, to CCPs established in the Union .
Organ ESMA v posvetovanju s pristojnimi organi v Uniji ter z organom EBA in članicami Evropskega sistema centralnih bank tveganja iz držav članic, v katerih CCP izvaja ali namerava izvajati klirinške storitve, ter članicami Evropskega sistema centralnih bank, ki so odgovorne za nadzor nad tistimi CCP, s katerimi je bila vzpostavljena ureditev medopravilnosti, prizna CCP iz tretje države, če so izpolnjeni naslednji pogoji:
ESMA shall , in consultation with the competent authorities within the Union and with EBA and relevant members of the ESCB of the M ember S tates in which the CCP provides or intends to provide clearing services and the relevant members of the ESCB responsible for the oversight of the CCPs with whom interoperability arrangements have been established, recognise a CCP from a third country, where the following conditions are met:
(a) Komisija je sprejela delegirani akt v skladu z odstavkom 3; ali
(a) the Commission has adopted a delegated act in accordance with paragraph 3; or
(b) CCP ima v tej tretji državi dovoljenje in je tam predmet učinkovitega nadzora;
(b) the CCP is authorised in, and is subject to, effective supervision in that third country;
(ba) za tretjo državo velja sklep Komisije, ki določa, da so standardi za preprečevanje pranja denarja in financiranja terorizma skladni z zahtevami projektna skupina za finančno ukrepanje in imajo enak učinek kot zahteve iz Direktive 2005/60/ES Evropskega parlamenta in Sveta z dne 26. oktobra 2005 o preprečevanju uporabe finančnega sistema za pranje denarja in financiranje terorizma
(ba) the third country is the subject of a decision by the Commission stating that the standards to prevent money laundering and terrorist financing meet the Financial Action Task Force requirements and are to the same effect as the requirements set out in Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing
(bb) tretja država je z matično državo članico CCP, ki ima dovoljenje, podpisala sporazum, ki je popolnoma skladen s standardi iz člena 26 vzorčne konvencije OECD o davku na dohodek in kapital ter zagotavlja učinkovito izmenjavo informacij glede davčnih zadev, skupaj z morebitnimi večstranskimi davčnimi sporazumi;
(bb) the third country has signed an agreement with the home Member State of the authorised CCP which fully complies with the standards laid down in Article 26 of the OECD Model Tax Convention on Income and on Capital and ensures an effective exchange of information in tax matters, including, if any, multilateral tax agreements ;
(bc) standarde CCP za obvladovanje tveganja je pregledal organ ESMA in jih ocenil kot skladne z naborom standardov v naslovu IV;
(bc) the risk management standards of the CCP have been reviewed by ESMA and assessed as compliant with the standards set under Title IV;
(bd) obstaja dovolj argumentov za domnevo, da zakonodajni pravni okvir ni diskriminatoren do pravnih oseb iz EU;
(bd ) it has sufficient elements to consider that the third country's legal framework is not discriminatory vis-à-vis EU legal entities;
(be) tretja država uporablja pogoje vzajemnega dostopa za CCP iz EU, v tej tretji državi pa se uporablja tudi ureditev vzajemnega priznavanja;
(be) the third country applies reciprocal access conditions for EU - based CCPs and a mutual recognition regime has been implemented in that third country;
(bf) pogoji, ki jih morajo izpolnjevati CCP iz tretje države, zagotavljajo enake konkurenčne pogoje za CCP iz EU in iz te tretje države;
(bf) the conditions imposed on the third countr y's CCPs shall preserve a level playing field between E U CCPs and that third countr y's CCPs .
Komisija ▌ sprejme delegirane akte v skladu s postopkom iz člena - 68 na podlagi skupnega stališča organov ESMA in EBA, Evropskega sistema centralnih bank in pristojnih organov za nadzor treh klirinških članov s sedežem v državah članicah z najvišjim prispevkom v jamstveni sklad CCP , zato da pravna in nadzorna ureditev v tretji državi zagotavlja, da CCP, ki jim je bilo v tej tretji državi izdano dovoljenje, izpolnjujejo pravno zavezujoče zahteve, ki so enake zahtevam iz te uredbe, ter da se za te CCP v tej tretji državi izvaja stalen učinkovit nadzor in izvrševanje zakonodaje.
The Commission shall adopt delegated acts in accordance with Article -68 and on the basis of a joint opinion provided by ESMA , EBA, the ESCB and the competent authorities responsible for the supervision of the three clearing members established in the Member states with the largest contributions to the default fund of the CCP, determining that the legal and supervisory arrangements of a third country ensure that CCPs authorised in that third country comply with legally binding requirements which are equivalent to the requirements resulting from this Regulation and that these CCPs are subject to effective supervision and enforcement in that third country on an ongoing basis.
Organ ESMA , organ EBA, Evropski sistem centralnih bank in pristojni organi za nadzor treh klirinških članov s sedežem v državah članicah z najvišjim prispevkom v jamstveni sklad CCP sklenejo dogovore o sodelovanju z ustreznimi pristojnimi organi iz tretjih držav, katerih pravni in nadzorni okviri so bili v skladu z odstavkom 3 priznani kot enakovredni tej uredbi.
ESMA , EBA, the ESCB and the competent authorities responsible for the supervision of the three clearing members established in the Member S tates with the largest contributions to the default fund of the CCP shall establish cooperation arrangements with the relevant competent authorities of third countries whose legal and supervisory frameworks have been recognised as equivalent to this Regulation in accordance with paragraph 3.
Takšni dogovori določajo vsaj:
Such arrangements shall specify at least:
(a) mehanizem za izmenjavo informacij med organom ESMA , pristojnimi organi iz odstavka 1 in pristojnimi organi zadevnih tretjih držav;
(a) the mechanism for the exchange of information between ESMA , the competent authorities pursuant to paragraph 1 and the competent authorities of third countries concerned;
(b) postopke v zvezi s usklajevanjem nadzorniških dejavnosti;
(b) the procedures concerning the coordination of supervisory activities.
(ba) postopke, povezane z odvzemom dovoljenja, podeljenega CCP.
(ba) the procedures relating to the withdrawal of the authorisation granted to the CCP .
Naslov IV
Title IV
Zahteve za CCP
Requirements for CCPs
Organizacijske zahteve
Organisational Requirements
CCP ima zanesljivo ureditev upravljanja, ki vključuje jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi odgovornostmi, učinkovitimi postopki za ugotavljanje, upravljanje in spremljanje tveganj, ki jim je ali bi jim lahko bila izpostavljena, in poročanje o njih ter primerne mehanizme za notranjo kontrolo, vključno z zanesljivimi upravnimi in računovodskimi postopki.
A CCP shall have robust governance arrangements, which include a clear organisational structure with well-defined, transparent and consistent lines of responsibility, effective processes to identify, manage, monitor and report the risks to which it is or might be exposed, and adequate internal control mechanisms, including sound administrative and accounting procedures.
CCP sprejme politiko in postopke, ki so dovolj učinkoviti za zagotovitev skladnosti s to uredbo, vključno z zagotovitvijo, da vodje in zaposleni upoštevajo vse določbe te uredbe.
A CCP shall adopt policies and procedures which are sufficiently effective so as to ensure compliance with this Regulation, including compliance of its managers and employees with all the provisions of this Regulation.
CCP ohranja in uporablja organizacijsko strukturo, ki zagotavlja stalno in urejeno delovanje v zvezi z opravljanjem njenih storitev in dejavnosti.
A CCP shall maintain and operate an organisational structure that ensures continuity and orderly functioning in the performance of its services and activities.
V ta namen uporabi ustrezne in sorazmerne sisteme, vire in postopke.
It shall employ appropriate and proportionate systems, resources and procedures.
CCP ohranja jasno mejo med zahtevami poročanja v zvezi z upravljanjem tveganja in zahtevami poročanja v zvezi z drugimi postopki CCP.
A CCP shall maintain a clear separation between the reporting lines for risk management and those for the other operations of the CCP.
CCP sprejme, uvede in vzdržuje politiko prejemkov, ki spodbuja smotrno in učinkovito upravljanje tveganja, ne pa zmanjševanja standardov s tega področja.
A CCP shall adopt, implement and maintain a remuneration policy which promotes sound and effective risk management and which does not create incentives to relax risk standards.
CCP vzdržuje sisteme informacijske tehnologije, ki ustrezajo zapletenosti, raznolikosti ter vrsti storitev in dejavnosti, ki jih opravlja, da se zagotovijo visoki standardi varnosti, celovitosti in zaupnosti informacij.
A CCP shall maintain information technology systems adequate to deal with the complexity, variety and type of services and activities performed so as to ensure high standards of security and the integrity and confidentiality of the information maintained.
CCP zagotovi, da se prejete informacije o sklenjenih poslih ali strankah, povezane s pogodbami o izvedenih finančnih instrumentih OTC, za katere je bil izveden kliring v skladu z zahtevami iz te uredbe, uporabijo izključno za izpolnitev zahtev, ne pa za komercialno rabo ali izkoriščanje, razen s poprejšnjim pisnim soglasjem stranke, ki ji te informacije pripadajo.
A CCP shall ensure that trade or client information received in respect of OTC derivative contracts that are cleared pursuant to the requirements of this Regulation is used solely to meet its requirements and is not used or exploited commercially, other than with the prior written consent of the client to whom it belongs.
CCP brezplačno objavi svojo ureditev upravljanja in pravila, ki urejajo CCP , vključno z merili za klirinško članstvo .
A CCP shall make its governance arrangements and the rules governing the CCP , including admission criteria for clearing membership, available publicly without charge .
CCP se pogosto in neodvisno pregledujejo.
The CCP shall be subject to frequent and independent audits.
Rezultati teh pregledov se sporočijo upravnemu odboru in so na voljo pristojnemu organu.
The results of these audits shall be communicated to the board and made available to the competent authority.
Za zagotovitev dosledne uskladitve s tem členom organ ESMA pripravi osnutek regulativnih tehničnih standardov, ki določajo najmanjši obseg vsebine pravil in ureditev upravljanja iz odstavkov (1) do (8).
In order to ensure consistent harmonisation of this Article, ESMA shall develop draft regulatory technical standards specifying the minimum content of the rules and governance arrangements referred to in paragraphs (1) to (8).
Organ ESMA te osnutke do 30. junija 2012 predloži Komisiji.
ESMA shall submit drafts for those regulatory technical standards to the Commission by 30 June 2012.
Komisiji se podeli pooblastilo za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe št. 1095/2010 .
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation No 1095/2010 .
Višje vodstvo in upravni odbor
Senior Management and the Board
Višje vodstvo ima zadosten ugled in izkušnje za zagotovitev zanesljivega in preudarnega upravljanja CCP.
The senior management shall be of sufficiently good repute and experience so as to ensure the sound and prudent management of the CCP.
CCP ima upravni odbor, v katerem je vsaj ena tretjina članov, vendar ne manj kot dva, neodvisnih.
A CCP shall have a board of which at least one third, but no less than two, of its members are independent.
V njem so zastopane tudi stranke klirinških članov.
The clients of the clearing members shall be represented in the Board .
Prejemki neodvisnih in drugih neizvršnih članov upravnega odbora niso odvisni od poslovnih rezultatov CCP.
The compensation of the independent and other non-executive members of the board shall not be linked to the business performance of the CCP.
Člani upravnega odbora, vključno z neodvisnimi člani, imajo zadosten ugled in ustrezno strokovno znanje na področju finančnih storitev, upravljanja tveganja in klirinških storitev.
The members of the board, including its independent members, shall be of sufficiently good repute and have adequate expertise in financial services, risk management and clearing services.
CCP jasno določi vloge in odgovornosti upravnega odbora in da zapisnike sej upravnega odbora na voljo pristojnemu organu in revizorjem .
A CCP shall clearly determine the roles and responsibilities of the board and shall make the minutes of the board meetings available to the competent authority and auditors .
Odbor za tveganja
Risk committee
CCP ustanovi odbor za tveganja, ki ga sestavljajo različne skupine predstavnikov, med drugim predstavniki klirinških članov in njihovih strank ter neodvisni strokovnjaki in predstavniki pristojnega organa CCP, pod pogojem, da predstavniki strank niso tudi predstavniki klirinških članov .
A CCP shall establish a risk committee, which shall be composed of various groups of representatives, including representatives of its clearing members , the clients of its clearing members and independent experts and representatives of the competent authority of the CCP , provided that client representatives are different from clearing member representatives .
Nobena od teh skupin v odboru za tveganja nima večine.
None of the groups of representatives shall have a majority in th e risk committee .
Odbor za tveganja lahko povabi zaposlene pri CCP, da se udeležijo sej odbora za tveganja, vendar ti zaposleni nimajo pravice glasovanja.
The risk committee may invite employees of the CCP to attend risk committee meetings in a non-voting capacity.
Nasveti odbora za tveganja so neodvisni od kakršnih koli neposrednih vplivov vodstva CCP.
The advice of the risk committee shall be independent from any direct influence by the management of the CCP.