natgillin/translations-raw huggingface dataset:
26. , mora biti ugledno, imeti zadostno znanje in izkušnje ter zagotavljati premišljeno in skrbno upravljanje bonitetne agencije.
26. of a credit rating agency shall be of good repute and sufficiently skilled and experienced, and shall ensure the sound and prudent management of the credit rating agency.
Višje vodstvo bonitetne agencije, ki je odgovorno za vodenje svoje dejavnosti , mora biti ugledno, imeti zadostno znanje in izkušnje ter zagotavljati premišljeno in skrbno upravljanje bonitetne agencije.
The senior management of a credit rating agency who exercise responsibility for directing its business shall be of good repute and sufficiently skilled and experienced, and shall ensure the sound and prudent management of the credit rating agency.
Upravni odbor ali nadzorni svet bonitetne agencije ima vsaj tri neizvršne člane, ki so neodvisni.
The administrative or supervisory board of a credit rating agency shall include at least three non-executive members who shall be are independent.
Plačilo za neodvisne člane upravnega odbora ali nadzornega sveta ni povezano s poslovnimi rezultati bonitetne agencije in je urejeno tako, da se zagotovi neodvisnost njihove presoje.
The remuneration of the independent members of administrative or supervisory board shall not be linked to the business performance of the credit rating agency and shall be arranged so as to ensure the independence of their judgement.
Mandat neodvisnih članov upravnega odbora ali nadzornega sveta traja natanko toliko časa, kot je vnaprej dogovorjeno, ne presega petih let in ga ni mogoče obnoviti.
The term of office of the independent members of the administrative or supervisory board shall be for a pre-agreed fixed period not exceeding five years and shall not be renewable.
Neodvisni člani upravnega odbora ali nadzornega sveta se lahko razrešijo le v primeru neprimernega ravnanja ali slabega poklicnega dela.
The dismissal of independent members of the administrative or supervisory board shall only take place in case of misconduct or professional underperformance.
Upravni odbor ali nadzorni svet bonitetne agencije vključuje neizvršne člane, ki so neodvisni.
The administrative or supervisory board of a credit rating agency shall include non-executive members who shall be independent.
Upravni odbor ali nadzorni svet vzpostavita funkcijo skladnosti, ki deluje neodvisno.
The administrative or supervisory board shall establish a compliance function which will operate independently.
Namen funkcije skladnosti je spremljanje in poročanje o ustrezni skladnosti bonitetne agencije in njenega osebja s to uredbo ter o politikah in postopkih bonitetne agencije.
The purpose of the compliance function shall be to monitor and report on proper compliance of the credit rating agency and its employees with this Regulation and the credit rating agency's policies and procedures.
Večina članov upravnega odbora ali nadzornega sveta, vključno z vsemi neodvisnimi člani, mora imeti dovolj strokovnega znanja na področju finančnih storitev.
The majority of members of the administrative or supervisory board, including all independent members, shall have sufficient expertise in financial services.
Najmanj en neodvisni član tega odbora ali sveta mora imeti poglobljeno znanje in izkušnje na višji ravni strukturiranih kreditnih trgov in trgov listinjenja.
At least one independent member of this board sh all have in-depth knowledge and experience at a senior level of the structured credit and securitisation markets.
Poleg splošnih odgovornosti odbora ali sveta imajo neodvisni člani upravnega odbora ali nadzornega sveta posebno nalogo, da spremljajo razvoj politike bonitetnega ocenjevanja, učinkovitost notranjega sistema bonitetne agencije za nadzor kakovosti bonitetnega postopka, s čimer se preprečijo nasprotja interesov, ter postopke usklajevanja in upravljanja, vključno z učinkovitostjo postopka revizije iz točke 7 tega oddelka.
In addition to the overall responsibility of the board, the independent members of administrative or supervisory board shall have the specific task of monitoring the development of the credit rating policy, the effectiveness of the internal quality control system of the credit rating agency on the credit rating process to ensure that there are no conflicts of interest and the compliance and governance processes including the efficiency of the review function referred to in point 7 of this Section.
Mnenja neodvisnih direktorjev , ki jih ti pripravijo o teh zadevah, se v rednih časovnih presledkih posredujejo odboru, poskrbi pa se tudi, da so na voljo pristojnemu organu, kadar koli jih ta zahteva.
Opinions of the independent directors issued on these matters shall be presented to the board periodically and made available to the competent authority, whenever the latter requests it.
Poleg tega ima funkcija skladnosti posebno nalogo, da spremlja razvoj politike bonitetnega ocenjevanja, učinkovitost notranjega sistema bonitetne agencije za nadzor kakovosti bonitetnega postopka, s čimer se preprečijo nasprotja interesov, ter postopke usklajevanja in upravljanja, vključno z učinkovitostjo postopka revizije iz točke 7 tega oddelka.
In addition the compliance function shall have the specific task of monitoring the development of the credit rating policy, the effectiveness of the internal quality control system of the credit rating agency on the credit rating process to ensure that there are no conflicts of interest and the compliance and governance processes including the efficiency of the review function referred to in point 7 of this Section.
Mnenja glede funkcije skladnosti , ki se pripravijo o teh zadevah, se v rednih časovnih presledkih posredujejo odboru, poskrbi pa se tudi, da so na voljo pristojnemu organu, kadar koli jih ta zahteva.
Opinions of the compliance function issued on these matters shall be presented to the board periodically and made available to the competent authority, whenever the latter requests it.
Funkcijo skladnosti lahko opravljajo tudi neizvršni direktorji.
The compliance function may be fulfilled by non-executive directors.
Plačevanje neodvisnih članov upravnega odbora ali nadzornega sveta in oseb, ki sodelujejo pri izvajanju funkcije skladnosti, ni povezano s poslovnimi rezultati bonitetne agencije in je urejeno tako, da se zagotovi neodvisnost njihove presoje.
The remuneration of the independent members of administrative or supervisory board and of the persons involved in the compliance function shall not be linked to the business performance of the credit rating agency and shall be arranged so as to ensure the independence of their judgement.
Mandat neodvisnih članov upravnega odbora ali nadzornega sveta in oseb, ki sodelujejo pri izvajanju funkcije skladnosti, traja toliko časa, kot je vnaprej dogovorjeno, ne presega sedmih let in se lahko enkrat podaljša.
The term of office of the independent members of the administrative or supervisory board and of the persons involved in the compliance function shall be for a pre-agreed fixed period not exceeding seven years and renewable once.
Neodvisni člani upravnega odbora ali nadzornega sveta in osebe, ki sodelujejo pri izvajanju funkcije skladnosti,se lahko razrešijo le v primeru neprimernega ravnanja ali slabega opravljanja poklicnih dolžnosti.
The dismissal of independent members of the administrative or supervisory board and of the persons involved in the compliance function shall only take place in case of misconduct or professional underperformance.
Večina članov upravnega odbora ali nadzornega sveta, vključno z vsemi osebami, ki sodelujejo pri izvajanju funkcije skladnosti, mora imeti dovolj strokovnega znanja na področju finančnih storitev.
The majority of members of the administrative or supervisory board, including all of the persons involved in the compliance function shall have sufficient expertise in financial services.
Najmanj ena neodvisna oseba tega sveta ali odbora in vse osebe, ki sodelujejo pri izvajanju funkcije skladnosti, morajo imeti poglobljeno znanje in po potrebi izkušnje na višji ravni strukturiranih kreditnih trgov in trgov listinjenja.
At least one independent member of this board and all persons involved in the compliance function sh all have in-depth knowledge and, where relevant, experience at a senior level of the structured credit and securitisation markets.
Priloga I – oddelek A – točka 5
Annex I – Section A – point 5
Priloga I – oddelek A – točka 7 – odstavek 1
Annex I – Section A – point 7 – paragraph 1
Bonitetna agencija oblikuje postopek revidiranja, katerega izvajalci v rednih časovnih presledkih revidirajo uporabljene metodologije, modele ter bistvene spremembe metodologij in modelov ter preverjajo primernost teh metodologij in modelov za ocenjevanje novih finančnih instrumentov.
A credit rating agency shall establish a review function responsible for periodically reviewing the methodologies, models and significant changes to methodologies and models it uses, as well as the appropriateness of those methodologies and models for the assessment of new financial instruments.
Bonitetna agencija oblikuje neodvisni postopek revidiranja, katerega izvajalci v rednih časovnih presledkih revidirajo metodologije, modele in ključne matematične, korelacijske in druge predpostavke ter vse njihove bistvene spremembe ter preverjajo primernost teh metodologij , modelov in predpostavk v primeru njihove uporabe ali predlagane uporabe za ocenjevanje novih finančnih instrumentov.
A credit rating agency shall establish an independent review function responsible for periodically reviewing the methodologies, models and key mathematical, correlation and other assumptions and any significant changes or modifications to them as well as the appropriateness of those methodologies , models and assumptions in the event of their use or proposed use for the assessment of new financial instruments.
Bonitetne agencije ločijo postopek odločanja, ki zadeva začetne ocene postopka odločanja z ozirom na revidiranje in možno zvišanje ali znižanje začetne ocene strukturiranih finančnih proizvodov.
Credit rating agencies shall separate the decision-making process in regard to the original rating from the decision-making process in regard to the review and po ssible up or downgrading of the original rating of structured finance products.
Analitiki, odgovorni za začetne ocene ne smejo biti tisti, ki so odgovorni za nadzor ocenjevanja.
The analysts responsible for the original rating shall be different from those responsible for monitoring the rating.
Priloga I – oddelek B – točka 3 – uvodni del
Annex I – Section B – point 3 – introductory part
Bonitetna agencija ne izda bonitetne ocene ali prekliče že izdano bonitetno oceno, kadar:
A credit rating agency shall not issue a credit rating or shall withdraw an existing credit rating in the following cases :
Bonitetna agencija ne izda bonitetne ocene ali v primeru že izdane bonitetne ocene nemudoma razkrije svoje razmerje ali razmerje svojih zaposlenih z ocenjevanim subjektom, ki vpliva na takšno že izdano bonitetno oceno, kadar:
A credit rating agency shall not issue a credit rating or shall , in the case of an existing credit rating , immediately disclose its relationship or its employees´ relationship with the rated entity affecting such an existing credit rating where :
(ca) analitik, ki je sodeloval pri določanju bonitetne ocene, ali oseba, ki je odobrila bonitetno oceno, je bil/a nedavno zaposlen/a pri ocenjevanem subjektu ali je imel/a kakšen drug pomemben poslovni odnos z ocenjevanim subjektom, kar lahko povzroči nasprotje interesov ali se lahko obravnava kot razlog za povzročanje nasprotja interesov;
(ca) an analyst who participated in determining a credit rating, or a person who approv ed a credit ratings, has recently been employed or has had another significant business relationship with the rated entity, which may cause or may be perceived to caus e a conflict of interests;
Zagotoviti je treba skladnost s Kodeksom IOSCO.
Consistency with the IOSCO code should be ensured.
Priloga I – oddelek B – točka 3 – točka (c b) (novo)
Annex I – Section B – point 3 – point c b (new)
(cb) bonitetna ocena ne temelji na zadostnih in zanesljivih podatkih ali pa informacije, ki so na voljo, niso zadostne za izdajo zanesljive bonitetne ocene;
(cb) a credit rating is not based on sufficient and reliable data or the available information is not sufficient for a reliable credit rating to be given;
Priloga I – oddelek B – točka 3 – točka (c c) (novo)
Annex I – Section B – point 3 – point c c (new)
(cc) analitik, ki je sodeloval pri določanju bonitetne ocene, ali oseba, ki je odobrila bonitetno oceno, je imel/a kakršen koli odnos z ocenjevanim subjektom ali katerim koli subjektom, povezanim z ocenjevanim subjektom, kar lahko povzroči nasprotje interesov ali se lahko obravnava kot razlog za povzročanje nasprotja interesov.
(cc) an analyst who participated in determining a credit rating, or a person who approv ed a credit rating, has had any relationship with the rated entity or any related entity thereof , which may cause or may be perceived to caus e a conflict of interests.
Priloga I – oddelek B – točka 3 – odstavek 1 a (novo)
Annex I – Section B – point 3 – paragraph 1 a (new)
Če bonitetna ocena že obstaja, jo bonitetna agencija nemudoma pregleda in po potrebi revidira v skladu s točko 1.
Where a credit rating already exists, the credit rating agency shall immediately review and, if appropriate, revise the existing credit rating in accordance with point 1.
Preklic obstoječih ocen ni ustrezen odgovor in bi lahko na koncu prizadel vlagatelje.
Withdrawal of existing ratings in not an appropriate response and could ultimately damage investors.
V primeru dvoma glede kakovosti informacij, ki podpirajo sedanje ocene, ali zapletenosti ustreznega razkritja finančnega instrumenta bi bilo pregledovanje bonitetnih ocen najustreznejši odgovor.
Where doubt emerges over the quality of information that supports the current rating or complexity of the financial instrument appropriate disclosure and rating review would be the most appropriate response.
Priloga I – oddelek B – točka 4 – odstavek 2
Annex I – Section B – point 4 – paragraph 2
Bonitetna agencija lahko opravlja storitve, ki niso izdaja bonitetnih ocen, v nadaljevanju „pomožne storitve“.
A credit rating agency may provide services other than issuance of credit ratings, hereinafter "ancillary services".
Za takšne pomožne storitve se šteje, da niso ocene, ampak med drugim tržne napovedi in ocene gospodarskih gibanj, za katere se lahko ugotovitve prejšnjih ocenjevanj uporabljajo le, če so izpolnjene zahteve o zaupnosti in varstvu podatkov.
Such a ncillary services shall not be deemed to be ratings but , rather, inter alia, market forecasts and estimates of economic trends, for which purpose the finding of previous ratings shall be used only subject to compliance with confidentiality and data protection requirements.
Bonitetna agencija poskrbi, da opravljanje pomožnih storitev ne pomeni nasprotij interesov v njeni dejavnosti bonitetnega ocenjevanja , in v končnih poročilih o ocenah razkrije vse pomožne storitve, ki jih je zagotovila podjetju .
The credit rating agency shall ensure that the provision of ancillary services does not present conflicts of interest with its credit rating activity and shall disclose , in its final ratings reports , any ancillary services provided for the company .
Da bi se izognili negotovosti in zagotovili zaupanje zainteresiranih strani, je treba opredeliti pojem pomožnih storitev.
In order to avoid uncertainty and ensure the confidence of stakeholders, it is necessary to define the term ancillary services.
Ta opredelitev daje večjo jasnost bonitetnim agencijam pri delovanju.
This also makes matters clearer for the credit rating agencies.
Priloga I – oddelek B – točka 7
Annex I – Section B – point 7
Bonitetna agencija hrani evidence in revizijske sledi vseh svojih dejavnosti, vključno z evidencami dogovorov med bonitetno agencijo in ocenjevanim subjektom ali povezano tretjo stranjo, evidencami vseh bistvenih elementov dialoga z ocenjevanim subjektom ali njegovo povezano tretjo stranjo ter evidencami v zvezi z obveznostmi iz členov 5, 6 in 7.
A credit rating agency shall keep records and audit trails of all its activities, including records of agreements between the credit rating agency and the rated entity or related third party and all significant elements of the dialogue with the rated entity and its related third parties, as well as records in relation to the obligations set out in Articles 5, 6 and 7.
(a) za vsako odločitev o bonitetni oceni identiteto bonitetnih analitikov, ki sodelujejo pri določanju bonitetne ocene, in identiteto oseb, ki so oceno odobrile, podatke o tem, ali je bila bonitetna ocena naročena ali ne, ter datum njene izvedbe;
(a) for each credit rating decision, the identity of the credit analysts participating in the determin ation of the credit rating, the identity of the persons who have approved the credit rating, details of whether the credit rating was solicited or unsolicited and the date on which the credit rating action was taken ;
(b) evidence honorarjev, prejetih od vseh izdajateljev, dolžnikov, zavarovalcev ali drugih uporabnikov ocen;
(b) the account records relating to fees received from any issuer, obligor, underwriter or other user of ratings ;
(c) evidence računov posameznega naročnika bonitetnih ocen in z njimi povezanih storitev;
(c) the account records for each subscriber to the credit ratings or related services;
(d) evidence, ki dokazujejo vpeljane postopke in metodologije, ki jih uporabljajo bonitetne agencije za določanje ocen;
(d) the records documenting the established procedures and methodologies used by the credit rating agency to determine ratings;
(e) notranje evidence in dokumente, vključno z informacijami, ki niso javne narave, in delovnimi dokumenti, ki se uporabljajo kot osnova za sprejemanje vseh odločitev o bonitetnih ocenah;
(e) the internal records and files, including non-public information and work papers, used to form the basis of any credit rating decision taken;
(f) poročila o bonitetni analizi, poročila o bonitetni oceni in poročila o zasebnih bonitetnih ocenah ter notranje evidence, vključno z informacijami, ki niso javne narave, in delovnimi dokumenti, ki se uporabljajo kot osnova za mnenja, izraženo v teh poročilih;
(f) credit analysis reports, credit assessment reports and private credit rating reports and internal records, including non-public information and work papers, used to form the basis of the opinions expressed in such reports;
(g) evidence o postopkih, ki jih ohranjajo bonitetne agencije za izpolnjevanje določb te uredbe ter
(g) records of the procedures maintained by the credit rating agency to comply with the provisions of this Regulation; and
(h) kopije notranjih in zunanjih sporočil, vključno z elektronskimi, ki jih je prejela ali poslala bonitetna agencija in njeni zaposleni, in zadevajo uvedbo, določanje, ohranjanje, spreminjanje ali preklic bonitetne ocene.
(h) copies of internal and external communications, including electronic communications, received and sent by the credit rating agency and its employees, that relate to initiating, determining, maintaining, changing or withdrawing a credit rating.
Zahteve za hranjenje evidenc so v sedanjem besedilu preveč nejasne in široke (na primer sklicevanje na vse "dejavnosti" bi lahko vključevalo vse vidike poslovnih dejavnosti in postopkov bonitetne agencije).
The record keeping requirements under the current text are too vague and broad (for example, the reference to all "activity" would potentially include all aspects of a credit rating agency's business and operations).
Treba bi jih bilo nadomestiti z bolj specifičnimi in podrobnimi določbami, ki bi jasno navedle, katere vrste evidenc je treba ohraniti – v skladu z drugo finančno zakonodajo Skupnosti.
They should instead be replaced by more specific, detailed provisions that would provide clarity as to exactly what types of records should be maintained – consistent with other Community financial legislation.
Priloga I – oddelek C – točka 4
Annex I – Section C – point 4
Zaposlena oseba, ki je neposredno vključena v bonitetni postopek, ne zahteva ali sprejema denarja, daril ali uslug od katere koli osebe, s katero bonitetna agencija posluje.
An employee directly involved in the credit rating process shall not solicit or accept money, gifts or favours from anyone with whom the credit rating agency does business.
Zaposlena ali druga oseba, ki je neposredno vključena v bonitetni postopek, ne zahteva ali sprejema denarja, daril ali uslug od katere koli osebe, s katero bonitetna agencija posluje.
An employee or other person directly involved in the credit rating process shall not solicit or accept money, gifts or favours from anyone with whom the credit rating agency does business.
Področje uporabe te določbe je treba razširiti.
The scope of this provision should be widened.
Priloga I – oddelek D – del I – točka 3 – odstavek 1
Annex I – Section D – part I – point 3 – paragraph 1
Bonitetna agencija poskrbi, da so v vsaki bonitetni oceni jasno in vidno navedene vse značilnosti in omejitve bonitetne ocene.
A credit rating agency shall ensure that any credit rating states clearly and prominently any attributes and limitations of the credit rating.
Zlasti v vsaki bonitetni oceni vidno navede, ali se ji zdi kakovost razpoložljivih informacij o ocenjevanemu subjektu zadovoljiva in v kolikšnem obsegu je preverila informacije, ki ji jih je zagotovil ocenjevani subjekt ali njegove povezane tretje strani .
In particular, a credit rating agency shall prominently state in any credit rating whether it considers satisfactory the quality of information available on the rated entity and to what extent it has verified information provided to it by the rated entity or its related third party .
Če bonitetna ocena vključuje vrsto subjekta ali finančnega instrumenta, za katerega so podatki iz preteklosti omejeni, bonitetna agencija na vidnem mestu jasno navede omejitve bonitetne ocene
If a credit rating involves a type of entity or financial instrument for which historical data is limited, the credit rating agency shall make clear, in a prominent place, the limitations of the credit rating.
Bonitetna agencija poskrbi, da so v vsaki bonitetni oceni jasno in vidno navedene vse značilnosti in omejitve vsake bonitetne ocene.
A credit rating agency shall ensure that any credit rating states clearly and prominently any attributes and limitations of each credit rating.
Zlasti sprejme ustrezne ukrepe, da so informacije, ki jih uporablja pri dodeljevanju bonitetnih ocen, dovolj kakovostne, da podpirajo verodostojno oceno.
In particular, a credit rating agency shall adopt appropriate measures so that the information it uses in assigning a rating is of sufficient quality to support a credible rating .
Določbo v sedanji obliki bi bilo težko uporabiti v praksi.
The provision in its current form would be difficult to implement in practice.
Obveznost preverjanja podatkov bi morala ostati v pristojnosti subjektov, ki neposredno poznajo informacije in imajo strokovno znanje, da jih preverijo, vključno z uporabo revizorjev tretje strani.
Data verification obligations should remain with the entities that have first-hand knowledge of the information and the expertise to verify it, including through the use of third party auditors.
Priloga I – oddelek D – del I – točka 3 – odstavek 2
Annex I – Section D – part I – point 3 – paragraph 2
V primeru pomanjkanja zanesljivih podatkov ali zapletenosti strukture nove vrste instrumenta ali nezadovoljive kakovosti razpoložljivih informacij ali ko se zaradi njih pojavljajo resni dvomi o tem, ali lahko bonitetna agencija zagotovi verodostojno bonitetno oceno, bonitetna agencija ne izda bonitetne ocene oziroma prekliče obstoječo bonitetno oceno .
In case where the lack of reliable data or the complexity of the structure of a new type of instrument or the quality of information available is not satisfactory or raises serious questions as to whether a credit rating agency can provide a credible credit rating, the credit rating agency shall refrain from issuing a credit rating or withdraw an existing rating .