natgillin/translations-raw huggingface dataset:
(a) seznam strukturiranih finančnih instrumentov, za katere trenutno izvaja bonitetno oceno, navedbo vrste strukturiranega finančnega instrumenta, ime izdajatelja in datum začetka postopka ocenjevanja, pa tudi vse informacije, ki jih je zadevna bonitetna agencija uporabila za določitev in/ali spremljanje ocene, izdane za strukturirani finančni produkt.
(a) a list of the structured finance instruments for which it is in the process of providing a credit rating, identifying the type of the structured finance instrument, the name of the issuer and the date when the rating process was initiated , as well as all information utilised by the credit rating agency concerned to determine and/or monitor the credit rating issued for a structured finance product.
Cilj je zagotoviti uspešnost pod pogoji največje preglednosti.
The aim is to ensure efficient survival in conditions of maximum transparency.
Člen 8 b – odstavek 2 a (novo)
Article 8 b – paragraph 2 a (new)
Enak dostop pod enakimi pogoji se zagotovi pristojnim nacionalnim organom.
The same access under the same conditions shall be granted to the competent national authorities.
Oddajanje pomembnih operativnih funkcij v zunanje izvajanje ne sme biti opravljeno na način, ki bistveno poslabša kakovost notranjega nadzora bonitetne agencije in zmožnost organa ESMA, da nadzira, ali bonitetna agencija izpolnjuje svoje obveznosti v skladu s to uredbo.“
Outsourcing of important operational functions shall not be undertaken in such a way as to impair materially the quality of the credit rating agency’s internal control and the ability of the competent authorities to supervise the credit rating agency’s compliance with obligations under this Regulation.
Člen 10(6) se nadomesti z naslednjim:
Article 10(6) is replaced by the following:
Bonitetna agencija imena organa ESMA ali katerega koli drugega pristojnega organa ne uporablja na tak način, ki bi namigoval ali nakazoval, da je ta organ potrdil ali odobril bonitetne ocene ali kakršne koli dejavnosti bonitetnega ocenjevanja, ki jih izvaja bonitetna agencija.“
A credit rating agency shall not use the name of ESMA or any competent authority in such a way that would indicate or suggest endorsement or approval by that authority of the credit ratings or any credit rating activities of the credit rating agency."
Člen 13 se nadomesti z naslednjim:
Article 13 is replaced by:
„Člen 13
" Article 13
Pristojbine za javno razkritje
Public disclosure fees
Bonitetna agencija ne zaračunava pristojbin za informacije, zagotovljene v skladu s členi 8, 9, 10(4) in (11) ter 12“.
A credit rating agency shall not charge a fee for the information provided in accordance with Articles 8 , 9, 10 paragraph 4, 11 and 12 ."
Vstavi se naslednji člen 13a:
The following Article 13a is inserted:
„Člen 13a
"Article 13a
Pristojbine za ocenjevanje
Rating fees
Komisija do 1. januarja 2012 predloži poročilo, ki vsebuje študijo o prednostih in slabostih morebitne uskladitve pristojbin za ocenjevanje ali kodifikacije sistema teh pristojbin v Uniji.
Before 1 January 2012, the Commission shall present a report comprising a study of the advantages and disadvantages of a possible harmonisation of rating fees or a codification of a fixed Union rating fee system.
Komisija se, kjer je primerno, posvetuje z javnostjo.
The Commission shall, where appropriate, carry out a public consultation.
Glede na to poročilo predloži Komisija, če oceni, da je primerno, zakonodajni predlog“.
In the light of that report, the Commission shall, if it considers it appropriate, submit a legislative proposal.".
Komisija je pooblaščena za sprejemanje delegiranih aktov v skladu s tem členom, kar zadeva uredbo o pristojbinah.
The Commission shall be empowered to adopt delegated acts under this Article concerning a regulation on fees.
Razveljavitev registracije
Withdrawal of registration
Preklic, odvzem in razveljavitev registracije
Cancelation, annulment and withdrawal of registration
ESMA razveljavi registracijo bonitetne agencije, če:
ESMA shall withdraw the registration of a credit rating agency where the credit rating agency:
ESMA prekliče registracijo bonitetne agencije, če se bonitetna agencija izrecno odreče registraciji ali če v zadnjih šestih mesecih ni izdala nobene bonitetne ocene.
ESMA shall cancel the registration of a credit rating agency where the credit rating agency expressly renounces the registration or has provided no credit ratings for the preceding six months .
(b) je bonitetna agencija pridobila registracijo z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
(b) has obtained the registration by making false statements or by any other irregular means;
ESMA odvzame registracijo bonitetni agenciji, če je bonitetna agencija pridobila registracijo z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način.
ESMA shall annul the registration of a credit rating agency where the credit rating agency has obtained the registration by making false statements or by any other irregular means.
ESMA razveljavi registracijo bonitetne agencije, če:
ESMA shall withdraw de registration of a credit rating agency where the credit rating agency:
(c) bonitetna agencija več ne izpolnjuje pogojev, pod katerimi je bila registrirana; ali
(c) no longer meets the conditions under which it was registered; or
(i) bonitetna agencija več ne izpolnjuje pogojev, pod katerimi je bila registrirana; ali
(i) no longer meets the conditions under which it was registered; or
(d) je bonitetna agencija hudo ali pogosto kršila določbe te uredbe, s katero so določeni pogoji delovanja bonitetnih agencij.
(d) has seriously or repeatedly infringed the provisions of this Regulation governing the operating conditions for credit rating agencies.
(ii) je bonitetna agencija hudo ali pogosto kršila določbe te uredbe, s katero so določeni pogoji delovanja bonitetnih agencij.
(ii) has seriously or repeatedly infringed the provisions of this Regulation governing the operating conditions for credit rating agencies.
Če so po mnenju pristojnega organa države članice, v kateri se uporabljajo bonitetne ocene, ki jih izda zadevna bonitetna agencija, pogoji iz odstavka 1 izpolnjeni, lahko od organa ESMA zahteva, da preveri, ali so pogoji za razveljavitev registracije izpolnjeni.
The competent authority of a Member State in which credit ratings issued by the credit rating agency concerned are used and which considers that one of the conditions referred to in paragraph 1 has been met may request ESMA to examine whether the conditions for withdrawal of registration are met.
Če se organ ESMA odloči, da ne bo razveljavil registracije zadevne bonitetne agencije, mora odločitev v celoti utemeljiti
If ESMA decides not to withdraw the registration of the credit rating agency concerned, it shall provide full reasons.
Če so po mnenju pristojnega organa države članice, v kateri se uporabljajo bonitetne ocene, ki jih izda zadevna bonitetna agencija, pogoji iz odstavka 1 izpolnjeni, lahko od organa ESMA zahteva, da preveri, ali so pogoji za preklic, odvzem ali razveljavitev registracije izpolnjeni.
The competent authority of a Member State in which credit ratings issued by the credit rating agency concerned are used and which considers that one of the conditions referred to in paragraph 1 has been met may request ESMA to examine whether the conditions for cancelation, annulment or withdrawal of registration are met.
Če se organ ESMA odloči, da ne bo preklical, odvzel ali razveljavil registracije zadevne bonitetne agencije, mora odločitev v celoti utemeljiti.
If ESMA decides not to cancel, annul or withdraw the registration of the credit rating agency concerned, it shall provide full reasons.
Odločba o razveljavitvi registracije začne veljati takoj v celotni Uniji, ob upoštevanju prehodnega obdobja za uporabo bonitetnih ocen iz člena 24(2).“
The decision on the withdrawal of registration shall take immediate effect throughout the Union, subject to the transitional period for the use of credit ratings referred to in Article 24(2).
Odločba o preklicu, odvzemu ali razveljavitvi registracije začne veljati takoj v celotni Uniji, ob upoštevanju prehodnega obdobja za uporabo bonitetnih ocen iz člena 24(2).
The decision on the cancelation, annulment or withdrawal of registration shall take immediate effect throughout the Union, subject to the transitional period for the use of credit ratings referred to in Article 24(2).
Člen 23 b – odstavek 1 – uvodno besedilo
Article 23 b – paragraph 1 – introductory wording
ESMA lahko izvaja vse potrebne preiskave oseb iz člena 23a(1).
ESMA may conduct all necessary investigations of persons referred to in Article 23a(1).
V ta namen lahko uradniki in druge osebe, ki jih ESMA pooblasti:
To that end, the officials and other persons authorised by ESMA shall be empowered:
ESMA lahko izvaja preiskave oseb iz člena 23a(1) , ki so potrebne za izvajanje njenih dolžnosti iz te uredbe .
ESMA may conduct investigations of persons referred to in Article 23a(1) that are necessary in order to carry out its duties under this Regulation.
Člen 23 b – odstavek 3 a (novo)
Article 23 b – paragraph 3 a (new)
Če ni pravil EU, ki veljajo za ESMA, se preiskava izvede v skladu z notranjimi pravili ozemlja, na katerem poteka.
In the absence of EU rules applicable to ESMA, the investigation shall take place in conformity with the internal rules of the territory where it is held.
Člen 23 c – odstavek 3
Article 23 c – paragraph 3
Uradniki in druge osebe, ki jih ESMA pooblasti za izvajanje inšpekcijskih pregledov na kraju samem, izvajajo svoja pooblastila po predložitvi pisnega pooblastila o predmetu in namenu pregleda, osebah, ki ga bodo opravile in njihovem položaju v organu, ter periodičnih denarnih kazni, določenih s členom 36b, če zadevna oseba ne dovoli inšpekcijskega pregleda.
The officials and other persons authorised by ESMA to conduct an on-site inspection shall exercise their powers upon production of a written authorisation specifying the subject matter and purpose of the inspection , the persons designated to carry it out and their position within the authority and the periodic penalty payments provided for in Article 36b in case the persons concerned do not submit to the inspection.
Člen 24 – odstavek 1 – točka aa (novo)
Article 24 – paragraph 1 – point aa (new)
(aa) določitev odvračilnih glob in kazni v skladu s členoma 36a in 36b;
(aa) establish deterrent fines and penalties pursuant to Articles 36a and 36b;
Člen 24 – odstavek 3 – točka a
Article 24 – paragraph 3 – point a
(a) desetih delovnih dni, če obstajajo bonitetne ocene za isti finančni instrument ali subjekt, ki so jih izdale druge bonitetne agencije, registrirane v skladu s to uredbo; ali
(a) ten working days if there are credit ratings of the same financial instrument or entity issued by other credit rating agencies registered under this Regulation; or
(a) desetih delovnih dni od objave sklepa na spletnem mestu evropskega organa za vrednostne papirje in trge v skladu z odstavkom 4 , če obstajajo bonitetne ocene za isti finančni instrument ali subjekt, ki so jih izdale druge bonitetne agencije, registrirane v skladu s to uredbo; ali
(a) ten working days from the publication of the decision on ESMA's website pursuant to paragraph 4, if there are credit ratings of the same financial instrument or entity issued by other credit rating agencies registered under this Regulation; or
Člen 24 – odstavek 3 – točka b
Article 24 – paragraph 3 – point b
(b) treh mesecev, če ni bonitetnih ocen za isti finančni instrument ali subjekt, ki so jih izdale druge bonitetne agencije, registrirane v skladu s to uredbo.
(b) three months if there are no credit ratings of the same financial instrument or entity issued by other credit rating agencies registered under this Regulation.
(b) treh mesecev od objave sklepa na spletnem mestu evropskega organa za vrednostne papirje in trge v skladu z odstavkom 4 , če ni bonitetnih ocen za isti finančni instrument ali subjekt, ki so jih izdale druge bonitetne agencije, registrirane v skladu s to uredbo;
(b) three months from the publication of the decision on ESMA's website pursuant to paragraph 4 if there are no credit ratings of the same financial instrument or entity issued by other credit rating agencies registered under this Regulation.
V primeru pritožbe nad sklepom o kazni se objava sklepa odloži do odločitve o pritožbi.
If there is an appeal against a decision to penalise, publication of the decision shall be suspended until there is a ruling on the appeal.
Člen 36 a – odstavek 1
Article 36 a – paragraph 1
Organ ESMA lahko s sklepom bonitetni agenciji naloži denarno kazen, če je bonitetna agencija namerno ali iz malomarnosti zagrešila katero od kršitev iz Priloge III.
ESMA may by decision impose on a credit rating agency a fine where, intentionally or negligently, the credit rating agency has committed one of the breaches listed in Annex III.
Glej obrazložitev k predlogu spremembe 4.
See justification to Amendment 4.
Člen 36a – odstavek 4 – uvodno besedilo
Article 36 a – paragraph 4 – introductory words
Komisija je pooblaščena za sprejemanje delegiranih aktov, ki zadevajo sprejemanje podrobnih predpisov za izvajanje tega člena, v katerih so natančno določeni:
The Commission shall be empowered to adopt delegated acts concerning the adoption of detailed rules for the implementation of this Article, specifying in particular:
Člen 36b – odstavek 1 – uvodni stavek
Article 36 b – paragraph 1 - introductory phrase
Na zahtevo organa ESMA lahko Komisija s sklepom osebam iz člena 23a(1) naloži periodične denarne kazni, da jih prisili k naslednjim dejanjem:
At ESMA's request, the Commission may, by decision, impose on the persons referred to in Article 23a(1) periodic penalty payments in order to compel them:
Organ ESMA lahko osebam iz člena 23a(1) naloži periodične denarne kazni, da jih prisili k naslednjim dejanjem:
ESMA may, by decision, impose on the persons referred to in Article 23a(1) periodic penalty payments in order to compel them:
Člen 36 c – odstavek 1
Article 36 c – paragraph 1
Pred sprejetjem sklepa o denarni kazni ali periodični denarni kazni, kot je določeno v členih 36a in 36b, organ ESMA osebam, ki so predmet postopkov, omogoči, da podajo izjavo o zadevah, proti katerim ta organ ugovarja.
Before taking decision on a fine or periodic penalty payment as provided for in Articles 36a and 36b, ESMA shall give the persons which are the subject of the proceedings the opportunity of being heard on the matters to which it has taken objection.
Sklepi organa ESMA temeljijo samo na ugovorih, h katerim so zadevne stranke imele priložnost dati pojasnila.
It shall base its decisions only on objections on which the parties concerned have been able to comment.
Člen 36 c – odstavek 2
Article 36 c – paragraph 2
V postopkih se v celoti spoštuje pravica zadevnih oseb do obrambe.
The rights of defence of the persons concerned shall be fully respected in the proceedings.
Pravica dostopa do spisa ne velja za zaupne informacije in notranje dokumente Komisije .“
The right of access to the file shall not extend to confidential information and internal documents of the Commission ."
Osebam je zagotovljena pravica do vpogleda v spis organa ESMA , ob upoštevanju pravnega interesa drugih oseb za varstvo poslovnih skrivnosti.
They shall be entitled to have access to ESMA's file, subject to the legitimate interest of other persons in the protection of their business secrets."
Člen 36d – odstavek 1
Article 36 d – paragraph 1
Organ ESMA javnosti razkrije vse denarne kazni in periodične denarne kazni, ki jih je naložila v skladu s členoma 36a in 36b.
ESMA shall disclose to the public every fine and periodic penalty payment that has been imposed according to Articles 36a and 36b.
Člen 36 da (novo)
Article 36 d a (new)
Člen 36da
Article 36da
Komisija najkasneje 1. junija 2011 objavi sklep o določitvi in opredelitvi pogojev v zvezi z:
The Commission shall, no later than 1 June 2011, publish a decision establishing and defining the terms relating to:
(a) neodvisnim posvetovalnim odborom, s katerim se je treba posvetovati, preden evropski organ za vrednostne papirje in trge sprejme sklep na podlagi člena 24 in preden Komisija sprejme sklep na podlagi členov 36a in 36b;
a) the independent consultative committee which is to be consulted before ESMA takes any decision under Article 24 and before the Commission takes any decision under Articles 36a and 36b;
(b) uradnikom, ki vodi zaslišanje in dejansko zagotovi spoštovanje pravice biti zaslišan v postopku, v katerem je udeležen evropski organ za vrednostne papirje in trge in/ali Komisija v skladu s to uredbo.
b) the official who carries out the hearing and effectively ensures respect for the right to be heard in proceedings involving ESMA and/or the Commission pursuant to this Regulation.
Člen 36e
Article 36 e
Naloženo globo ali periodično denarno kazen lahko razveljavi, zniža ali zviša.“
It may annul, reduce or increase the fine or periodic penalty payment imposed."
S pritožbo zoper sklepe, s katerimi je organ ESMA določil globo ali naložil periodično denarno kazen, ima Sodišče neomejeno pristojnost do pregleda odločitve.
The Court of Justice shall have unlimited jurisdiction to review decisions whereby ESMA has fixed a fine or imposed a periodic penalty payment.
Komisija lahko z delegiranimi akti v skladu s členom 38a in pod pogoji iz členov 38b in 38c spremeni priloge , da upošteva dogajanja na finančnih trgih, vključno z mednarodnimi dogodki, zlasti kar zadeva nove finančne instrumente.
The Commission may amend the Annexes by means of delegated acts in accordance with Article 38a and subject to the conditions of Articles 38b and 38c in order to take account of developments, including international developments, on financial markets, in particular in relation to new financial instruments.
Komisija je pooblaščena za sprejemanje delegiranih aktov v skladu s tem členom, kar zadeva spremembe prilog , da upošteva dogajanja na finančnih trgih, vključno z mednarodnimi dogodki, zlasti, kar zadeva nove finančne instrumente.
The Commission shall be empowered to adopt delegated acts under this Article concerning amendments to the Annexes in order to take account of developments, including international developments, on financial markets, in particular in relation to new financial instruments.
Člen 38 a
Article 38 a
Vstavijo se členi 38a , 38b in 38c :
The following Articles 38a, 38b and 38c are inserted:
„Prenos pooblastil
"Delegating powers
Vstavi se naslednji člen 38a:
The following article 38a is inserted:
„Člen 38a
"Article 38a
Izvajanje prenosa
Exercise of the delegation
Pooblastila za sprejetje delegiranih aktov se Komisiji dodelijo pod pogoji iz tega člena .
The powers to adopt delegated acts are conferred on the Commission subject to the conditions laid down in this Article .
Prenos velja za nedoločen čas.
The delegation shall last for an indeterminate period of time.
Za pooblastila Komisiji za sprejetje delegiranih aktov veljajo pogoji iz členov 38b in 38c.
The powers to adopt delegated acts are conferred on the Commission subject to the conditions laid down in Articles 38b and 38c.
Prenos pooblastil iz tretjega pododstavka člena 5(6) ter členov 19(2), 36a(4) in 37 lahko Evropski parlament ali Svet kadarkoli prekliče.
The delegation of powers referred to in the third subparagraph of Article 5(6), Article 19(2), Article 36a(4) and Article 37 may be revoked at any time by the European Parliament or by the Council.
S sklepom o preklicu pooblastil prenehajo veljati pooblastila, določena v sklepu.
The decision of revocation shall put an end to the delegation of the powers specified in that decision.
Preklic začne veljati dan po objavi sklepa v Uradnem listu ali na kasnejši datum, ki je v njem naveden.
It shall take effect the day following the publication of this decision in the Official Journal or at a later date specified therein.
Delegirani akt v skladu s tretjim pododstavkom člena 5(6) ter členi 19(2), 36a(4) in 37 začne veljati le, če mu Evropski parlament ali Svet v dveh mesecih ne nasprotujeta ali če sta obvestila Komisijo, da mu ne bosta nasprotovala.
A delegated act adopted pursuant to the third subparagraph of Article 5(6), Article 19(2), Article 36a(4) and Article 37 shall enter into force only if no objection has been expressed by the European Parliament or the Council within a period of 2 months or if the European Parliament and the Council have both informed the Commission that they will not object .
To obdobje se na pobudo Evropskega parlamenta ali Sveta podaljša za dva meseca.
This period shall be extended by 2 months at the initiative of the European Parliament or the Council.
Člen 38 b
Article 38 b
Člen 38b Preklic prenosa
Article 38b Revocation of the delegation
Prenos pooblastil iz tretjega pododstavka člena 5(6), člena 19(2), člena 36a(4) in člena 37 lahko Evropski parlament ali Svet kadarkoli prekliče.
The delegation of power referred to in the third subparagraph of Article 5 (6), Article 19(2), Article 36a(4) and Article 37 may be revoked at any time by the European Parliament or by the Council.
Institucija, ki je začela notranji postopek o morebitnem preklicu prenosa pooblastila, o tem obvesti drugega zakonodajalca in Komisijo najpozneje en mesec pred sprejetjem končnega sklepa, pri čemer navede prenesena pooblastila, ki bi lahko bila preklicana, ter razloge za preklic.
The institution which has commenced an internal procedure for deciding whether to revoke the delegation of power shall inform the other legislator and the Commission at the latest one month before the final decision is taken, stating the delegated powers which could be subject to revocation and the reasons for a revocation.
Sklep začne veljati nemudoma ali na dan, ki je v naveden v sklepu.
It shall take effect immediately or at a later date specified therein.
Člen 38c
Article 38 c
Člen 38c Ugovori zoper delegirane akte
Article 38c Objections to delegated acts
Če po poteku tega obdobja niti Evropski parlament niti Svet ne ugovarjata delegiranemu aktu, ta stopi v veljavo z datumom, ki je naveden v njem.
If, on expiry of that period, neither the European Parliament nor the Council has objected to the delegated act the delegated act shall enter into force at the date stated therein.
Če Evropski parlament ali Svet ugovarja sprejetemu delegiranemu aktu, ta akt ne začne veljati.
If the European Parliament or the Council objects to the adopted delegated act, it shall not enter into force.
Institucija, ki ugovarja delegiranemu aktu, svojo odločitev utemelji.“
The institution which objects shall state the reasons for objecting to the delegated act."
Priloga VI – del 3 – točka 1 – odstavek 2
Annex VI – part 3 – point 1 – paragraph 2
Spremembe Direktive 2006/48/ES
Amendments to Directive 2006/48/EC
Priloga VI k Direktivi 2006/48/ES se spremeni:
Annex VI of Directive 2006/48/EC is amended as follows:
V delu 3 se odstavek 2 v točki 1 nadomesti:
In Part 3, paragraph 2 of point 1 is replaced by:
Kreditna institucija, ki sklene uporabljati bonitetne ocene, ki jih je za nekatere kategorije postavk pripravila primerna ECAI, mora navedene bonitetne ocene uporabljati dosledno za vse izpostavljenosti iz navedene kategorije.
A credit institution which decides to use the credit assessments produced by an eligible ECAI for a certain class of items must use those credit assessments consistently for all exposures belonging to that class.
Poleg tega mora uporabljati vsaj eno nenaročeno bonitetno oceno.
In addition, the credit institution must use at least one unsolicited credit assessment.
Priloga I – točka 1 a (novo)
Annex 1 – point 1 a (new)
Priloga I – oddelek B – odstavek 2
Annex I – Section B – paragraph 2
V oddelku II se črta odstavek 2.
In Section B, paragraph 2 is deleted