natgillin/translations-raw huggingface dataset:
Organ ESMA lahko na zahtevo enega ali več pristojnih organov , Evropskega parlamenta, Sveta ali Komisije ali na lastno pobudo izvede preiskavo v zvezi s kakim vprašanjem ali ravnanjem, povezanim s prodajo na kratko ali uporabo instrumentov zamenjave kreditnega tveganja, da presodi, ali utegne to vprašanje ali ravnanje ogroziti finančno stabilnost ali tržno zaupanje v Uniji.
ESMA may, on the request of one or more competent authorities , the European Parliament, the Council, or the Commission or on its own initiative conduct an inquiry into a particular issue or practice relating to short selling or relating to the use of credit default swaps to assess whether the issue or practice poses any potential threat to financial stability or market confidence in the Union.
Organ ESMA v treh mesecih po preiskavi objavi poročilo, v katerem navede ugotovitve in priporočila v zvezi s tem vprašanjem ali ravnanjem.
ESMA shall publish a report setting out its findings and any recommendations relating to the issue or practice within three months from the end of the inquiry .
Člen 29Poslovna skrivnost
Article 29Professional secrecy
Obveznost poslovne skrivnosti velja za vse fizične ali pravne osebe, ki delajo ali so delale pri pristojnem organu, drugem organu, fizični ali pravni osebi, na katero je pristojni organ prenesel naloge, vključno z revizorji in strokovnjaki, ki jih je pristojni organ pogodbeno zaposlil.
The obligation of professional secrecy shall apply to all natural or legal persons who work or who have worked for the competent authority or for any authority or natural or legal person to whom the competent authority has delegated tasks, including auditors and experts contracted by the competent authority.
Zaupne informacije, ki so poslovna skrivnost, se ne smejo razkriti nobeni fizični ali pravni osebi ali organu, razen kadar je razkritje potrebno v sodnih postopkih.
Confidential information covered by professional secrecy may not be disclosed to any other natural or legal person or authority except when such disclosure is necessary for legal proceedings.
Vse informacije, ki si jih pristojni organi izmenjajo na podlagi te uredbe in ki zadevajo poslovne ali operativne razmere in druge gospodarske ali osebne zadeve, štejejo za zaupne največ 10 let in zanje ta čas velja poslovna skrivnost , razen kadar pristojni organ v času njihovega posredovanja navede, da se informacije lahko razkrijejo ali če je razkritje potrebno za sodne postopke.
All the information exchanged between competent authorities under this Regulation that concerns business or operational conditions and other economical or personal affairs shall for not more than 10 years be considered confidential and be the object of professional secrecy , except when the competent authority states at the time of communication that such information may be disclosed or when such disclosure is necessary for legal proceedings.
Člen 30Obveznost sodelovanja
Article 30Obligation to cooperate
Pristojni organi držav članic sodelujejo, kadar je to potrebno ali koristno za namene te uredbe.
The competent authorities of Member States shall cooperate where necessary or expedient for the purposes of this Regulation.
Pristojni organi si brez odlašanja izmenjajo zlasti informacije, potrebne za opravljanje nalog, ki jih imajo po tej uredbi.
In particular, the competent authorities shall, without undue delay, supply each other with information which is relevant for the purposes of carrying out their duties under this Regulation.
Člen 30a Sodelovanje z organom ESMA
Article 30a Cooperation with ESMA
Pristojni organi za namene te direktive sodelujejo z organom ESMA v skladu z Uredbo (EU) št. 1095/2010.
The competent authorities shall cooperate with ESMA for the purposes of this Directive in accordance with Regulation (EU) N o 1095 / 2010 .
V skladu z Uredbo (EU) št. 1095/2010 mu brez nepotrebnega odlašanja zagotovijo vse informacije, potrebne za opravljanje njegovih nalog.
The competent authorities shall provide, without delay, ESMA with all the information necessary to carry out its duties in accordance with Regulation (EU) No 1095/2010 .
Sodelovanje v primeru zahteve za inšpekcijske preglede ali preiskave na kraju samem
Cooperation in case of request for on-site inspections or investigations
Pristojni organ države članice lahko zahteva pomoč pristojnega organa druge države članice pri inšpekcijskih pregledih ali preiskavah na kraju samem.
The competent authority of one Member State may request assistance of the competent authority of another Member State with regard to on-site inspections or investigations.
Pristojni organ obvesti organ ESMA o vsaki zahtevi iz prvega pododstavka.
The competent authority shall inform ESMA of any request referred to in the first subparagraph.
Preiskave ali inšpekcijske preglede s čezmejnim učinkom usklajuje organ ESMA.
In the case of an investigation or an inspection with cross-border effect, ESMA shall coordinate the investigation or inspection.
Kadar pristojni organ prejme zahtevo od pristojnega organa druge države članice za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem, lahko:
Where a competent authority receives a request from a competent authority of another Member State to carry out an on-site inspection or an investigation, it may:
(a) inšpekcijski pregled ali preiskavo na kraju samem opravi sam;
(a) carry out the on-site inspection or investigation itself;
(b) pristojnemu organu, ki je predložil zahtevo, omogoči, da sodeluje v inšpekcijskem pregledu ali preiskavi na kraju samem;
(b) allow the competent authority which submitted the request to participate in an on-site inspection or investigation;
(c) pristojnemu organu, ki je predložil zahtevo, omogoči, da sam opravi inšpekcijski pregled ali preiskavo na kraju samem;
(c) allow the competent authority which submitted the request to carry out the on-site inspection or investigation itself;
(d) imenuje revizorje ali strokovnjake za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem;
(d) appoint auditors or experts to carry out the on-site inspection or investigation;
(e) si lahko posamezne naloge, povezane z nadzornimi dejavnostmi, razdeli z drugimi pristojnimi organi.
(e) share specific tasks related to supervisory activities with the other competent authorities.
Evropski nadzorni organ (ESMA) lahko vse potrebne inšpekcijske preglede na kraju samem izvaja z najavo ali brez najave.
ESMA may also conduct all necessary on-site inspections with or without prior announcement.
Izvedbo posameznih preiskovalnih nalog in inšpekcijskih pregledov na kraju samem lahko zahteva tudi od pristojnih organov držav članic.
ESMA may require competent authorities of the Member States to carry out specific investigatory tasks and on-site inspections.
Člen 32 Sodelovanje s tretjimi državami
Article 32 Cooperation with third countries
Pristojni organi sklenejo s pristojnimi organi tretjih držav sporazume o sodelovanju glede izmenjave informacij z nadzornimi organi v tretjih državah, uveljavljanja obveznosti iz te uredbe v tretjih državah in sprejetja podobnih ukrepov s strani pristojnih organov za dopolnitev ukrepov, sprejetih po členih 16 do 25.
The competent authorities shall conclude cooperation agreements with competent authorities of third countries concerning the exchange of information with third-country supervisory authorities , the enforcement of obligations arising under this Regulation in third countries and the taking of similar measures by the competent authority to complement measures taken under Articles 16 to 25.
Kadar namerava pristojni organ skleniti tovrstni sporazum, o tem obvesti organ ESMA in druge pristojne organe.
A competent authority shall inform ESMA and the other competent authorities where it proposes to enter into such an agreement.
Informacije, pridobljene od pristojnih organov tretjih držav, pristojni organi v skladu s členom 30 posredujejo organu ESMA.
In accordance with Article 30 a , the competent authorities shall transmit information obtained from third-country supervisory authorities to ESMA.
Organ ESMA usklajuje pripravo sporazumov o sodelovanju med pristojnimi organi držav članic in zadevnimi nadzornimi organi tretjih držav.
ESMA shall coordinate the development of cooperation agreements between the competent authorities of Member States and the relevant third-country supervisory authorities .
Organ ESMA v skladu s členom 16 Uredbe (EU) št. 1095/2010 sprejme smernice za pripravo modela sporazuma, ki ga uporabijo pristojni organi.
In accordance with Article 16 of Regulation (EU) No 1095/2010 , ESMA shall adopt guidelines for the preparation of a template agreement that shall be used by competent authorities.
Organ ESMA usklajuje tudi izmenjavo informacij, pridobljenih od nadzornih organov tretjih držav, med pristojnimi organi, ki so lahko pomembne za sprejetje ukrepov iz členov 16 do 25.
ESMA shall also coordinate the exchange between competent authorities of information obtained from third-country supervisory authorities that may be relevant to the taking of measures under Articles 16 to 25.
Pristojni organi sklenejo sporazume o sodelovanju glede izmenjave informacij z nadzornimi organi tretjih držav samo, kadar za razkrite informacije velja varstvo poslovne skrivnosti, ki je vsaj enakovredno tistemu iz člena 29.
The competent authorities shall conclude cooperation agreements on exchange of information with the third - countr y supervisory authorities only where the information disclosed is subject to guarantees of professional secrecy which are at least equivalent to those set out in Article 29.
Taka izmenjava informacij mora biti namenjena opravljanju nalog navedenih pristojnih organov.
Such exchange of information shall be intended for the performance of the tasks of those competent authorities.
Člen 33Prenos in hranjenje osebnih podatkov
Article 33Transfer and retention of personal data
Države članice v zvezi s prenosom osebnih podatkov med državami članicami ali med državami članicami in tretjo državo uporabljajo Direktivo 95/46/ES.
With regard to transfer of personal data between Member States or Member States and a third country, Member States shall apply Directive 95/46/EC.
Organ ESMA pri prenosu osebnih podatkov na države članice ali tretjo državo spoštuje Uredbo (ES) št. 45/2001.
With regard to transfer of personal data by ESMA to Member States or to a third country, ESMA shall comply with Regulation (EC) No 45/2001.
Podatki se hranijo največ pet let.
Data shall be retained for a maximum period of five years.
Člen 34Razkrivanje informacij tretjim državam
Article 34Disclosure of information to third countries
Pristojni organ države članice lahko podatke in analizo podatkov posreduje pristojnemu organu tretje države samo v posameznih primerih in če so izpolnjeni pogoji člena 25 ali 26 Direktive 95/46/ES.
The competent authority of a Member State may transfer to the competent authority of a third country data and the analysis of data when the conditions laid down in Article 25 or 26 of Directive 95/46/EC are fulfilled and only on a case-by-case basis.
Pristojni organ države članice se prepriča, da je posredovanje potrebno za namen te uredbe.
The competent authority of the Member State shall be satisfied that the transfer is necessary for the purpose of this Regulation.
Podatki se smejo posredovati samo, če tretja država jamči, da ne bodo posredovani drugi tretji državi brez izrecnega pisnega soglasja pristojnega organa države članice.
The transfer of data shall be made only if the third country guarantees that the data will not be transferred to another third country without the express written authorisation of the competent authority of the Member State.
Pristojni organ države članice informacije, ki so po členu 29 zaupne in ki jih je prejel od pristojnega organa druge države članice, razkrije nadzornemu organu tretje države samo, če je pristojni organ zadevne države članice pridobil izrecno soglasje pristojnega organa, ki je posredoval informacije, in, po potrebi, kadar se informacije razkrijejo izključno za namene, s katerimi je pristojni organ soglašal.
The competent authority of a Member State shall disclose information which is confidential pursuant to Article 29 and which is received from a competent authority of another Member State to a third-country supervisory authority only where the competent authority of the Member State concerned has obtained express agreement of the competent authority which transmitted the information and, where applicable, the information is disclosed solely for the purposes for which that competent authority gave its agreement.
Člen 35 Kazni
Article 35 Penalties
Države članice na podlagi smernic, ki jih sprejme organ ESMA, upoštevaje sporočilo Komisije o okrepitvi sistemov sankcij v sektorju finančnih storitev ter v skladu s temeljnimi načeli svoje nacionalne zakonodaje določijo pravila o upravnih ukrepih, sankcijah in denarnih kaznih, ki se uporabljajo za kršitve določb te uredbe, in sprejmejo vse ukrepe, potrebne za zagotovitev njihovega izvajanja.
Based on guidelines adopted by ESM A and taking into consideration the Commission's Communication on reinforcing sanctioning regimes in the financial services sector, Member States shall , in accordance with the fundamental principles in their national legislation establish rules on administrative measures, sanctions and pecuniary penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure thatthey are implemented.
Predvideni ukrepi, sankcije in kazni morajo biti učinkoviti, sorazmerni in odvračalni.
The measures, sanctions and penalties provided for shall be effective, proportionate and dissuasive.
Kadar prodajalec prekrši določbe člena 12, morajo biti kazni ustrezno visoke, da prodajalec ne more okoristiti.
Where the seller breaches the provisions of A rticle 12, the penalties shall be sufficiently high so as not to allow the seller to make a profit.
Organ ESMA v skladu z Uredbo (EU) št. 1095/2010 sprejme smernice zvezi z vrsto upravnih ukrepov in kazni, ki jih lahko vzpostavijo države članice.
In accordance with Regulation (EU) No 1095/2010 , ESMA shall adopt guidelines concerning the type of administrative measures and penalties to be established by Members States.
Države članice Komisijo in organ ESMA uradno obvestijo o▐določbah iz prvega in drugega podostavka do [1. julija 2012], prav tako ju takoj uradno obvestijo o morebitnih poznejših spremembah, ki vplivajo na te določbe .
Member States shall notify ▐ the Commission and ESMA of th e provisions referred to in the first and second subparagraph s by [1 July 2012] ▐ and shall notify them without delay of any subsequent amendment affecting those provisions.
Organ ESMA na svojem spletnem mestu objavi seznam veljavnih upravnih ukrepov in kazni za vsako državo članico posebej in ga redno posodablja.
ESMA shall publish on its website and update regularly a list of existing administrative measures and penalties per Member States.
Države članice organu ESMA letno zagotavljajo zbirne informacije o vseh naloženih upravnih ukrepih in kaznih.
Member States shall provide ESMA annually with aggregated information regarding all administrative measures and penalties imposed.
Če pristojni organ javnosti razkrije, da je bil naložen upravni ukrep ali kazen, o tem obenem uradno obvesti organ ESMA.
If a competent authority discloses to the public the fact that an administrative measure or a penalty has been imposed, it shall, contemporaneously, notify ESMA thereof.
POGLAVJE VIIDELEGIRANI AKTI
CHAPTER VIIDELEGATED ACTS
Člen 36Izvajanje pooblastila
Article 36Exercise of the delegation
Pooblastilo za sprejemanje delegiranih aktov se prenese na Komisijo pod pogoji, določenimi v tem členu.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
Pooblastila za sprejetje delegiranih aktov iz členov 2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3), 15(2), 19(4) in 25 se Komisiji podelijo za nedoločen čas.
The delegation of power referred to in Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2), Article 19(4) and Article 25 shall be conferred on the Commission for an indeterminate period of time.
Pred sprejetjem delegiranega akta si Komisija prizadeva za posvetovanje z organom ESMA.
Before adopting a delegated act, the Commission shall endeavour to consult ESMA.
Pooblastilo iz členov 2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3),15(2), 19(4) in 25 lahko kadarkoli prekliče Evropski parlament ali Svet.
A delegation of power referred to in Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2) , Article 19(4) and Article 25 may be revoked at any time by the European Parliament or by the Council.
Z odločitvijo o preklicu navedeno pooblastilo preneha veljati.
A decision to revoke shall put an end to the delegation of power specified in that decision.
Odločitev o preklicu začne veljati dan po objavi v Uradnem listu Evropske unije ali na poznejši datum, ki je naveden v odločitvi.
The decision to revoke shall take effect on the day following that of its publication in the Official Journal of the European Union or on a later date specified therein.
Odločitev ne vpliva na veljavnost že veljavnih delegiranih aktov.
It shall not affect the validity of any delegated acts already in force.
Ko Komisija sprejme delegirani akt, o tem takoj uradno obvesti Evropski parlament in Svet.
As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
Delegirani akt, sprejet v skladu s členi 2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3), 15(2), 19(4) in 25, začne veljati samo, če Evropski parlament in Svet v treh mesecih od dneva, ko jima je bilo poslano uradno obvestilo o delegiranem aktu, ali če sta pred iztekom tega obdobja oba obvestila Komisijo o odločitvi, da delegiranemu aktu ne bosta nasprotovala.
A delegated act adopted pursuant to Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2) , Article 19(4) and Article 25 shall enter into force only if no objection has been expressed by either the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
To obdobje se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece .
That period shall be extended by three months at the initiative of the European Parliament or of the Council.
Člen 39Postopek odbora
Article 39Committee procedure
Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC
UL L 191, 13.7.2001, str.
OJ L 191, 13.7.2001, p.45. .
UL L 55, 28.2.2011, str.
OJ L 55, 28.2.2011, p.
Pri sklicevanju na ta odstavek se uporablja člen 5 Uredbe (EU) št. 182/2011 ob upoštevanju določb njenega člena 8.
Where reference is made to this paragraph, Article 5 of Regulation (EU) N o 182 /2011 shall apply, having regard to the provisions of Article 8 thereof.
Rok za sprejetje delegiranih aktov
Deadline for the adoption of delegated acts
Komisija sprejme delegirane akte po členih 2(2), 3(7), 4(2), 5(3), 6(2), 7(3), 8(3), 15(2), 19(4) in 25 do …
The Commission shall adopt the delegated acts under Article 2(2), Article 3(7), Article 4(2), Article 5(3), Article 6(2), Article 7(3), Article 8(3), Article 15(2) , Article 19(4) and Article 25 by ...
* UL: prosimo, vstavite datum: šest mesecev po začetku veljavnosti te uredbe. * .
* OJ please insert date: six months after entry into force of this Regulation. * .
POGLAVJE VIIIPREHODNE IN KONČNE DOLOČBE
CHAPTER VIIITRANSITIONAL AND FINAL PROVISIONS
Člen 40Pregled in poročanje
Article 40Review and report
Komisija ob upoštevanju razprave s pristojnimi organi in organom ESMA do 30. junija 2013 predloži Evropskemu parlamentu in Svetu o:
By 30 June 2013 , the Commission shall, in light of discussions with the competent authorities and ESMA, report the European Parliament and the Council on:
(a) primernosti poročanja in pragov za razkritje iz členov 5 ▐ in 8;
(a) the appropriateness of the reporting and ▐ disclosure thresholds under Articles 5 ▐ and 8;
(aa) ustreznosti zahtev o javnem razkritju ter zahtevi po razkritju in pragovih zanj po členu 7, ob posebnem upoštevanju njihovega vpliva na likvidnost in nestanovitnost cen na finančnih trgih;
(aa ) the appropriateness of the public disclosure requirement and the disclosure requirement and the disclosure thresholds under Article 7, in particular with regard to their impact on the efficiency and volatility of financial markets;
(ab) tem, ali je ustrezno neposredno, centralizirano poročanje organu ESMA;
(a b ) whether direct, centralised reporting to ESMA is appropriate;
(b) delovanju omejitev in zahtev iz poglavja II;
(b) the operation of the restrictions and requirements in Chapter II;
(c) primernosti morebitnih drugih omejitev ali pogojev glede prodaje na kratko ali zamenjav kreditnega tveganja.
(c) whether any other restrictions or conditions on short selling or credit default swaps are appropriate.
Člen 41 Prehodna določba
Article 41 Transitional provision
Ukrepi, ki spadajo na področje uporabe te uredbe in so veljali pred 15. septembrom 2010, se lahko uporabljajo do [1. julija 2013], če so priglašeni Komisiji.
Existing measures falling within the scope of this Regulation, in force before 15 September 2010, may remain applicable until [1 July 2013] provided that they are notified to the Commission.
Člen 41a Osebje in sredstva organa ESMA
Article 41a Staff and resource of ESMA
Organ ESMA do 31. decembra 2011 oceni potrebe po osebju in sredstvih, ki izhajajo iz prevzema njegovih pristojnosti in dolžnosti v skladu s to uredbo, ter Evropskemu parlamentu, Svetu in Komisiji predloži poročilo o tem.
By 31 December 2011, ESMA shall assess the staffing and resources needs arising from the assumption of its powers and duties in accordance with this Regulation and submit a report to the European Parliament, the Council and the Commission.
Člen 42Začetek veljavnosti
Article 42Entry into force
Uporablja se od [1. julija 2012].
It shall apply from [1 July 2012].
(22a) Če bi se cena finančnega instrumenta na mestu trgovanja znatno povečala, tako da bi bila očitno nesorazmerna s preteklimi vrednostmi in v nikakršni povezavi z aktualnimi finančnimi razmerami izdajatelja, in bi torej obstajala nevarnost sistemskega tveganja zaradi napihovanja cen premoženja, bi moral imeti pristojni organ možnost, da bi začasno prepovedal prodajo zadevnega instrumenta na tem mestu trgovanja, zato da bi lahko po potrebi hitro ukrepal.
(22a) In the event of a significant increase in the price of a financial instrument on a trading venue, which is clearly disproportionate with previous values and bears no connection with the actual financial situation of the issuer, and which is therefore liable to create systemic risks in the form of asset bubbles, the competent authorities should be able to prohibit temporarily the sale of the respective instrument on that trading venue, in order to be able to intervene rapidly where appropriate.
(37) Ker so nekatere države članice že uvedle omejitve prodaje na kratko in ker je treba, preden se bo začel okvir, ki bo uveden, smiselno uporabljati, sprejeti delegirane akte in zavezujoče tehnične standarde, je treba predvideti dovolj dolgo obdobje pred začetkom veljavnosti Uredbe –
(37) Since some Member States have already put in place restrictions on short selling and since delegated acts and binding technical standards are provided for which should be adopted before the framework to be introduced can be usefully applied, it is necessary to provide for a sufficient period of time .
(37) Ker so nekatere države članice že uvedle omejitve prodaje na kratko , bi morala uredba na ravni Unije začeti veljati čim prej .
(37) Since only some Member States have already put in place restrictions on short selling , Union-wide regulation should come into effect as soon as possible.