natgillin/translations-raw huggingface dataset:
(a) prenos pooblastil Evropskega organa za vrednostne papirje in trge na pristojni organ tretje države na podlagi te direktive v zvezi z UAIS;
(a) a delegation to the competent authority of the third country by ESMA of its powers under this Directive in relation to the AIFM;
(b) strinjanje pristojnega organa tretje države, da bo izvajal pooblastila Evropskega organa za vrednostne papirje in trge v zvezi z UAIS; in
(b) an agreement by the competent authority of the third country to exercise the powers of ESMA in relation to the AIFM; and
(c) strinjanje UAIS, da bodo zanj v zvezi z vsemi zadevami na podlagi te direktive pristojna sodišča v Uniji.
(c) an agreement by the AIFM to submit to the jurisdiction of courts in the Union in relation to any matters arising from this Directive.
Evropski organ za vrednostne papirje in trge zabeleži vse dogovore na podlagi tega člena in lahko prekliče dogovor, če UAIS ne izpolnjuje določb te direktive ali če pristojni organ ne izpolnjuje svojih obveznosti.
ESMA shall register each agreement under this Article and may revoke the agreement in the event that the AIFM fails to comply with this Directive or the competent authority fails to comply with its obligations.
Evropski organ za vrednostne papirje in trge o vsakem takem preklicu obvesti pristojni organ tretje države.
ESMA shall notify the competent authority of the third country of any such revocation.
Komisija sprejme delegirane akte v skladu s členi 49a, 49b in 49c, ki opredeljujejo vsebino dogovorov iz odstavkov 1 in 2.
The Commission shall adopt delegated acts in accordance with Articles 49a, 49b and 49c specifying the content of the agreements provided for in paragraphs 1 and 2.
Člen 39b
Article 39b
Uporaba in pregled konvencij
Application and review of conventions
Komisija sprejme in redno pregleduje standarde, ki se uporabljajo za sporazume, podpisane s tretjimi državami v skladu s tem poglavjem.
The Commission shall adopt and regularly review the standards applicable to the agreements signed with third countries pursuant to this Chapter.
Komisija skupaj z državami članicami redno pregleduje sporazume, podpisane s tretjimi državami v skladu s tem poglavjem, da bi preverila, ali te tretje države dejansko spoštujejo te sporazume.
The Commission shall periodically review with Member States the agreements signed with third countries pursuant to this Chapter in order to check whether those third countries effectively comply with those agreements.
Komisija državam članicam posreduje poročilo o izidih pregledov, države članice pa jih upoštevajo pri ocenjevanju, ali bi bilo treba dovoljenja, ki so že bila ali še bodo izdana v skladu s to direktivo, odobriti, začasno preklicati ali odvzeti.
The Commission shall notify a report on the result of the reviews to the Member Sates, which shall take them into account when assessing whether authorisations issued or to be issued under this Directive should be granted, suspended or withdrawn.
Komisija v skladu s členi 49a, 49b in 49c sprejme delegirane akte, s katerimi opredeli obvezni postopek za sprejetje in pregled standardov, preglede skladnosti in pogoje za zagotavljanje uspešnega sodelovanja ter posledice poročila o izdajanju dovoljenj.
The Commission shall, in accordance with Articles 49a, 49b and 49c, adopt delegated acts specifying the procedure to be followed for the adoption and review of the standards, the compliance reviews and the conditions for ensuring effective cooperation, and the consequences of the report on authorisations.
Komisija o tem predloži poročilo Evropskemu parlamentu in Svetu, ki mu po potrebi priloži predlog za revizijo tega naslova.
The Commission shall present a report on those matters to the European Parliament and to the Council, accompanied, where appropriate, by proposals for a review of this Chapter.
Poglavje VIII Pristojni organi
Chapter VIII Competent authorities
Oddelek 1: Imenovanje, pooblastila in postopki pravnega varstva
Section 1: Designation, powers and redress procedures
Določitev pristojnih organov
Designation of competent authorities
Pristojni organi so javni organi ali telesa, ki jih imenujejo javni organi.
The competent authorities shall be public authorities or bodies appointed by public authorities.
Vsaka država članica od svojih pristojnih organov zahteva, da uvedejo ustrezne metode, s katerimi bodo spremljale, da UAIS izpolnjujejo svoje obveznosti iz te direktive na podlagi smernic, ki jih določi Evropski organ za vrednostne papirje in trge.
Each Member State shall require its competent authorities to establish the appropriate methods to monitor that AIFM comply with their obligations under this Directive on the basis of guidelines set by ESMA.
Če država članica imenuje več pristojnih organov, o tem obvesti Komisijo in Evropski organ za vrednostne papirje ter navede delitev dolžnosti.
Where a Member State designates several competent authorities it shall inform the Commission and ESMA thereof, indicating any division of duties.
Pooblastila pristojnih organov
Powers of competent authorities
Pristojnim organom se dodelijo vsa nadzorna in preiskovalna pooblastila, ki jih potrebujejo za opravljanje nalog.
Competent authorities shall be given all supervisory and investigatory powers that are necessary for the exercise of their functions.
Takšna pooblastila se izvajajo na naslednje načine:
Such powers shall be exercised in any of the following ways:
(b) v sodelovanju z drugimi organi;
(b) in collaboration with other authorities;
(c) na lastno odgovornost z določitvijo subjektov, na katere so naloge prenesene;
(c) under their responsibility by delegation to entities to which tasks have been delegated;
(d) z vložitvijo zahtevka pri pristojnih sodnih organih.
(d) by application to the competent judicial authorities.
Pristojni organi imajo najmanj naslednja pooblastila, ki jih lahko uveljavljajo kadar koli :
The competent authorities shall have at least the following powers which shall be exercisable at any time :
(a) imajo dostop do katerega koli dokumenta v kakršni koli obliki in ▌ prejmejo ▌kopijo;
(a) ▌access ▌any document in any form and ▌ receive a copy ▌;
(b) zahtevajo lahko informacije od katere koli osebe in, če je potrebno, pozovejo osebo pred sodišče in jo zaslišijo z namenom pridobiti informacije;
(b) require information from any person and if necessary to summon and question a person with a view to obtaining information;
(c) izvajajo lahko preglede na kraju samem, ob predhodni najavi ali brez nje;
(c) carry out on-site inspections with or without prior announcement ;
(d) zahtevajo obstoječe evidence o telefonskem in podatkovnem prometu;
(d) require existing telephone and existing data traffic records ;
(da) zahtevajo začasne prepovedi poklicne dejavnosti;
(da) impose a temporary prohibition of professional activity;
(db) sprejmejo ustrezne ukrepe, s katerimi zagotovijo, da UAIS in depozitarji še naprej delujejo v skladu z ustrezno zakonodajo;
(db) take appropriate measures to ensure that AIFM and depositaries continue to comply with the relevant legislation;
(dc) predložijo zadeve pristojnim sodnim organom za kazenski pregon;
(dc) refer matters for criminal prosecution to the competent jurisdictions;
(dd) zahtevajo prenehanje vsakega ravnanja, ki je v nasprotju z določbami, sprejetimi pri izvajanju te direktive;
(dd) impose the cessation of any practice that is contrary to the provisions adopted in the implementation of this Directive;
(de) zahtevajo zamrznitev ali zaplembo sredstev;
(de) request the freezing or the sequestration of assets;
(df) zahtevajo od UAIS, depozitarjev ali revizorjev, da predložijo informacije;
(df) require AIFM, depositaries or auditors to provide information;
(dg) v interesu imetnikov enot premoženja ali javnosti zahtevajo začasno odložitev izdaje, ponovnega odkupa ali izplačila enot premoženja;
(dg) impose the suspension of the issue, repurchase or redemption of units in the interest of the unit-holders or of the public;
(dh) prekličejo dovoljenje, odobreno UAIS ali depozitarju.
(dh) withdraw the authorisation granted to an AIFM or a depositary.
Člen 42 Pooblastila
Article 42 Powers
Evropski organ za vrednostne papirje in trge ima pooblastila, vključno s tistimi iz člena 41(2), potrebna za sprejetje vseh zahtevanih ukrepov, da se zagotovi pravilno delovanje trgov v tistih primerih, v katerih bi lahko dejavnost enega ali več AIS na trgu za finančni instrument ogrozila pravilno delovanje trga.
ESMA shall have the powers necessary , including those set out in Article 41(2) to take all measures required in order to ensure the orderly functioning of markets in those cases where the activity of one or more AIF in the market for a financial instrument could jeopardise the orderly functioning of that market.
Upravne sankcije
Administrative sanctions
Države članice določijo pravila o ukrepih in kaznih, ki se uporabljajo za kršitve nacionalnih določb, sprejetih na podlagi te direktive, in sprejmejo vse ukrepe, potrebne za zagotovitev izvajanja teh pravil.
Member States shall lay down the rules on measures and sanctions applicable to infringements of the national provisions adopted pursuant to this Directive and shall take all measures necessary to ensure that those rules are enforced.
Brez poseganja v postopke za odvzem dovoljenja ali v pravico držav članic, da naložijo kazenske sankcije, države članice v skladu s smernicami Evropskega organa za vrednostne papirje in trge ter svojim nacionalnim pravnim redom zagotovijo, da se lahko proti odgovornim osebam sprejmejo ustrezni administrativni ukrepi ali se jim naložijo administrativne sankcije, če se določbe, sprejete pri izvajanju te direktive, ne izpolnjujejo.
Without prejudice to the procedures for the withdrawal of authorisation or to the right of Member States to impose criminal sanctions, Member States shall ensure, in conformity with ESMA's guidelines and their national law, that the appropriate administrative measures can be taken or administrative sanctions be imposed against the persons responsible where the provisions adopted in the implementation of this Directive have not been complied with.
Države članice zagotovijo, da lahko pristojni organ javnosti razkrije kateri koli ukrep ali sankcijo, ki bo sprejet zaradi kršenja določb, sprejetih pri izvajanju te direktive, razen če bi tako razkritje resno ogrozilo finančne trge ali povzročilo nesorazmerno škodo vpletenim stranem.
Member States shall provide that the competent authority may disclose to the public any measure or sanction that will be imposed for infringement of the provisions adopted in the implementation of this Directive, unless such disclosure would seriously jeopardise the financial markets or cause disproportionate damage to the parties involved.
Pravica do pritožbe
Right of appeal
Države članice zagotovijo, da je kakršna koli odločitev, sprejeta v skladu z zakoni ali drugimi predpisi, sprejetimi v skladu s to direktivo, ustrezno obrazložena, da je sporočena naslovniku in da v zvezi z njo velja pravica do pritožbe na sodiščih.
Member States shall provide that any decision taken under laws, regulations or administrative provisions adopted in accordance with this Directive is properly reasoned, is communicated to the addressee and is the subject of the right of appeal to the courts.
Pravica do pritožbe na sodiščih se uporablja tudi, če v dveh mesecih po predložitvi zahtevka za pridobitev dovoljenja, v katerem so navedene vse potrebne informacije, ni sprejeta nobena odločitev v zvezi z njim.
That right to appeal to the courts shall apply also where, in respect of an application for authorisation which provides all the information required, no decision is taken within two months of the submission of the application
SODELOVANJE MED RAZLIČNIMI PRISTOJNIMI ORGANI
CO-OPERATION BETWEEN DIFFERENT COMPETENT AUTHORITIES
Obveznost sodelovanja
Obligation to cooperate
Pristojni organi držav članic sodelujejo med seboj, z Evropskim organom za vrednostne papirje in trge ter Evropskim odborom za sistemska tveganja , kadar koli je to potrebno za namen opravljanja njihovih dolžnosti v skladu s to direktivo ali izvajanja njihovih pooblastil iz te direktive ali iz nacionalne zakonodaje.
The competent authorities of the Member States shall cooperate with each other , and with ESMA and the ESRB, whenever necessary for the purpose of carrying out their duties under this Directive or of exercising their powers under this Directive or under national law.
Države članice spodbujajo sodelovanje, predvideno v tem oddelku.
Member States shall facilitate the cooperation provided for in this Section.
Pristojni organi uporabijo svoja pooblastila za namen sodelovanja tudi v primerih, ko preiskovano ravnanje ne predstavlja kršitve nobene od določb, ki veljajo v zadevni državi članici.
Competent authorities shall use their powers for the purpose of cooperation, even in cases where the conduct under investigation does not constitute an infringement of any regulation in force in that Member State.
Pristojni organi držav članic nemudoma izmenjajo informacije, potrebne za namene izvajanja dolžnosti v skladu s to direktivo.
The competent authorities of the Member States shall immediately supply one another with the information required for the purposes of carrying out their duties under this Directive.
Komisija ▌sprejme delegirane akte v skladu s členi 49a, 49b in 49c v zvezi s postopki za izmenjavo informacij med pristojnimi organi.
The Commission shall ▌ adopt delegated acts in accordance with Articles 49a, 49b and 49c relating to the procedures for exchange of information between competent authorities.
Komisija zagotovi, da ti akti začnejo veljati do ...*.
The Commission shall ensure that those acts enter into force by...*.
Izmenjava informacij v zvezi s morebitnimi sistemskimi posledicami dejavnosti UAIS
Exchange of information relating to the potential systemic consequences of AIFM activity
Pristojni organi, odgovorni za izdajo dovoljenja in nadzor nad UAIS po tej direktivi, sporočijo informacije pristojnim organom drugih držav članic, kjer je to pomembno za spremljanje in odzivanje na potencialne posledice dejavnosti posameznih UAIS ali vseh UAIS za stabilnost sistemsko pomembnih finančnih institucij in za pravilno delovanje trgov, na katerih so UAIS dejavni.
The competent authorities responsible for the authorisation and supervision of AIFM under this Directive shall communicate information to the competent authorities of other Member States where this is relevant for monitoring and responding to the potential implications of the activities of individual AIFM or AIFM collectively for the stability of systemically relevant financial institutions and the orderly functioning of markets on which AIFM are active.
Evropski organ za vrednostne papirje in trge ter Evropski odbor za sistemska tveganja sta tudi obveščena in pošljeta te informacije pristojnim organom ostalih držav članic.
ESMA and the ESRB shall also be informed and shall forward this information to the competent authorities of the other Member States.
Zbrane podatke v zvezi z dejavnostmi UAIS pod njegovo odgovornostjo pristojni organ za UAIS vsako četrtletje sporoči Ekonomsko-finančnemu odboru, ustanovljenemu s členom 134 Pogodbe o delovanju Evropske unije .
Aggregated information relating to the activities of AIFM under its responsibility shall be communicated on a quarterly basis by the competent authority of the AIFM to the Economic and Financial Committee established by Article 134 of the Treaty on the Functioning of the European Union .
Komisija ▌ sprejme delegirane akte v skladu s členi 49a, 49b in 49c , ki opredeljujejo načine, vsebino in pogostnost informacij, ki jih je treba izmenjati po odstavku 1.
The Commission shall ▌ adopt delegated acts in accordance with Articles 49a, 49b and 49c specifying the modalities, content and frequency of the information to be exchanged pursuant to paragraph 1.
* UL vstavi datum: eno leto po začetka veljavnosti te direktive. * *.
* OJ please insert date: one year after entry into force of this Directive. * .
Sodelovanje pri nadzornih dejavnostih
Co-operation in supervisory activities
Pristojni organi države članice lahko zahtevajo sodelovanje pristojnih organov druge države članice, in sicer pri nadzornih dejavnostih ali pri preverjanju na kraju samem ali preiskavi na ozemlju te druge države članice, in sicer v okviru pooblastil, ki jim jih podeljuje ta direktiva, o čemer nemudoma obvestijo Evropski organ za vrednostne papirje in trge.
The competent authorities of one Member State may request the cooperation of the competent authorities of another Member State in a supervisory activity or for an on-the-spot verification or in an investigation on the territory of the latter within the framework of their powers pursuant to this Directive, promptly informing ESMA thereof .
Če pristojni organ prejme zahtevo v zvezi s preverjanjem na kraju samem ali preiskavo, stori naslednje:
Where a competent authority receives a request with respect to an on-the-spot verification or an investigation, it shall do one of the following:
(a) sam opravi preverjanje ali preiskavo;
(a) carry out the verification or investigation itself;
(b) organu, ki da zahtevo, omogoči opravljanje preverjanja ali preiskave; ali
(b) allow the requesting authority to carry out the verification or investigation; or
(c) revizorjem ali izvedencem omogoči, da opravijo preverjanje ali preiskavo.
(c) allow auditors or experts to carry out the verification or investigation.
Pri opravljanju preverjanja ali preiskave iz tega odstavka pristojni organ upošteva vse pripombe, ki jih v zvezi s tem poda Evropski organ za vrednostne papirje in trge.
When carrying out the verification or investigation referred to in this paragraph, the competent authorities shall take into account any comments provided by ESMA in this regard.
V primeru iz odstavka 1(a) lahko pristojni organ države članice, ki je zahteval sodelovanje, zaprosi, da člani njegovega osebja osebju pristojnega organa države članice gostiteljice pomagajo pri izvajanju preverjanja ali preiskave.
In the case referred to in paragraph 1(a) the competent authority of the Member State which has requested cooperation may ask that members of its own personnel assist the personnel carrying out the verification or investigation.
Splošni nadzor nad preverjanjem in preiskavo pa ima država članica, na katere ozemlju se izvaja.
The overall control of the verification or investigation shall, however, rest with the Member State on whose territory it is conducted.
V primeru iz odstavka 1(b) lahko pristojni organ države članice, na katere ozemlju se izvaja preverjanje ali preiskava, zahteva, da člani njegovega osebja pomagajo osebju, ki izvaja preverjanje ali preiskavo.
In the case referred to in paragraph 1(b) the competent authority of the Member State on whose territory the verification or investigation is carried out may request that members of its own personnel assist the personnel carrying out the verification or investigation.
Pristojni organi lahko zavrnejo izmenjavo informacij ali se ne odzovejo na zahtevo po sodelovanju pri izvajanju preiskave ali preverjanja na kraju samem samo , kadar :
Competent authorities may refuse to exchange information or to act on a request for cooperation in carrying out an investigation or on-the-spot verification only where :
(a) bi lahko preiskava, preverjanje na kraju samem ali izmenjava informacij škodljivo vplivali na suverenost, varnost ali javni red države članice, na katero je bila naslovljena zahteva;
(a) an investigation, on-the-spot verification or exchange of information might adversely affect the sovereignty, security or public order of the Member State addressed;
(b) so bili pred organi naslovljene države članice že sproženi sodni postopki v zvezi z istimi dejanji in osebami;
(b) judicial proceedings have already been initiated in respect of the same actions and the same persons before the authorities of the Member State addressed;
(c) je bila v naslovljeni državi članici v zvezi z istimi osebami in istimi dejanji že izrečena pravnomočna sodba.
(c) final judgment has already been delivered in the Member State addressed in respect of the same persons and the same actions.
Pristojni organi pristojne organe prosilce obvestijo o vseh odločitvah, sprejetih v skladu s prvim pododstavkom, in razlogih zanje.
The competent authorities shall inform the requesting competent authorities of any decision taken under the first subparagraph, stating the reasons therefor .
Komisija sprejme delegirane akte v skladu s členi 49a, 49b in 49c v zvezi s postopki za preverjanja na kraju samem in preiskave.
The Commission shall ▌ adopt delegated acts in accordance with Articles 49a, 49b and 49c concerning procedures for on-the-spot verifications and investigations.
Evropski organ za vrednostne papirje in trge vzpostavi mehanizem mediacije.
ESMA shall establish a mediation mechanism.
Če pride do spora med pristojnimi organi glede ocene, delovanja ali opustitve enega izmed zadevnih pristojnih organov po tej direktivi, pristojni organi predložijo zadevo Evropskemu organu za vrednostne papirje in trge , kjer bo potekal razgovor z namenom dosega hitre in učinkovite rešitve.
In the event of disagreement between competent authorities on an assessment, action or omission of one of the competent authorities concerned under this Directive, competent authorities shall refer the matter to ESMA , where discussion will take place in order to reach a rapid and effective solution.
Če spora še vedno ni mogoče razrešiti, lahko Evropski organ za vrednostne papirje in trge naloži rešitev zadevnim pristojnim organom .
If the disagreement persists, ESMA may impose a solution on the competent authorities concerned .
Poglavje IX Prehodne in končne določbe
Chapter IX Transitional and final provisions
Člen 49 Odbor
Article 49 Committee
▌Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES z dne 6. junija 2001 o ustanovitvi Evropskega odbora za vrednostne papirje
▌ The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC of 6 June 2001 establishing the European Securities Committee
Pooblastila za sprejemanje delegiranih aktov iz člena 2(4), člena 9(2), člena 10(3), člena 11(5), člena 12(3), člena 13, člena 16(4), člena 18(4), člena 19(4), člena 20(3), člena 21(4), člena 24(2), člena 25(3), člena 28(2), člena 29(4), člena 31(3), člena 33(7), člena 37(2), člena 37(3), člena 38(3), člena 38(4), člena 39a(2), člena 39a(3), člena 45(5), člena 46(3), člena 47(4) in člena 53 se na Komisijo prenesejo za obdobje pet let po začetku veljavnosti te direktive.
The power to adopt the delegated acts referred to in Article 2(4), Article 9(2), Article 10(3), Article 11(5), Article 12(3), Article 13, Article 16(4), Article 18(4), Article 19(4), Article 20(3), Article 21(4), Article 24(2), Article 25(3), Article 28(2), Article 29(4), Article 31(3), Article 33(7), Article 37(2), Article 37(3), Article 38(3), Article 38(4), Article 39a(2), Article 39a(3), Article 45(5), Article 46(3), Article 47(4) and Article 53 shall be conferred on the Commission for a period of five years following the entry into force of this Directive.
Najkasneje 12 mesecev pred iztekom tega petletnega obdobja Komisija oblikuje poročilo o podaljšanju prenesenih pooblastil in, če je potrebno, temu priloži tudi zakonodajni predlog za podaljšanje obdobja prenosa pooblastil.
The Commission shall make a report regarding renewal of the delegated powers at the latest 12 months before the end of the five-year period, accompanied, where appropriate, by a legislative proposal to extend the duration of the delegation of powers.
V poročilu mora podrobno navesti obdobje, za katero se zahteva podaljšanje prenosa delegiranih aktov, in člene, na katere se to podaljšanje nanaša.
The report must specify the period and articles for which extension of the delegated acts is requested.
Pooblastilo za sprejemanje delegiranih aktov se Komisiji podeli pod pogoji iz členov 49b in 49c.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in Articles 49b and 49c.
člen 49b
Article 49b