natgillin/translations-raw huggingface dataset:
(a) v obsegu konsolidiranega nadzora kreditnih institucij in investicijskih družb in/ali v obsegu dopolnilnega nadzora zavarovalnic v zavarovalni skupini;
(a) in the scope of consolidated supervision of credit institutions and investment firms, and/or in the scope of supplementary supervision of insurance undertakings in an insurance group;
(b) če je skupina finančni konglomerat, v obsegu dopolnilnega nadzora v smislu te direktive, ter
(b) where the group is a financial conglomerate, in the scope of supplementary supervision within the meaning of this Directive; and
(c) pri postopku identifikacije v smislu člena 3(2).
(c) in the identification process within the meaning of Article 3(2).
Za izvajanje prvega odstavka države članice zagotovijo ali pooblastijo svoje pristojne organe, da ti odločijo, po katerih sektorskih predpisih (bančništvo, zavarovalništvo ali sektor naložbenih storitev) se upravitelji alternativnih investicijskih skladov vključijo v konsolidirani in/ali dopolnilni nadzor iz točke (a) prvega odstavka.
For the application of the first paragraph, Member States shall provide, or give their competent authorities the power to decide, according to which sectoral rules (banking sector, insurance sector or investment services sector) alternative investment fund managers shall be included in the consolidated and/or supplementary supervision referred to in point (a) of the first paragraph.
Za namene te določbe se zadevna sektorska pravila o obliki in obsegu vključitve finančnih institucij smiselno uporabljajo tudi za upravitelje alternativnih investicijskih skladov.
For the purposes of this provision, the relevant sectoral rules regarding the form and extent of the inclusion of financial institutions shall apply mutatis mutandis to alternative investment fund managers.
Za namene dopolnilnega nadzora iz točke (b) prvega odstavka štejejo upravitelji alternativnih investicijskih skladov za del tistega sektorja, v katerega so vključeni zaradi določb iz točke (a) prvega odstavka.
For the purposes of supplementary supervision referred to in point (b) of the first paragraph, the alternative investment fund manager shall be treated as part of whichever sector it is included in by virtue of point (a) of the first paragraph.
Če je upravitelj alternativnih investicijskih skladov del finančnega konglomerata, se za namene te direktive vsak sklic na pojem regulirane osebe in vsak sklic na pojem pristojnih organov in ustreznih pristojnih organov razume, kot da vključuje upravitelje alternativnih investicijskih skladov in pristojne organe, pooblaščene za njihovo nadzorovanje.
Where an alternative investment fund manager is part of a financial conglomerate, any reference to the notion of regulated entity and any reference to the notion of competent authorities and relevant competent authorities shall therefore, for the purposes of this Directive, be understood as including, respectively, alternative investment fund managers and the competent authorities responsible for the supervision of alternative investment fund managers.
To se smiselno uporablja za skupine iz točke (a) prvega odstavka.“
This applies mutatis mutandis as regards groups referred to in point (a) of the first paragraph."
Člen 3 – točka -1 (novo)
Article 3 – point -1 (new)
(-1) Člen 1(2) se nadomesti z naslednjim:
(-1) Article 1(2) is replaced by the following:
Člen 39 in oddelek 1 poglavja 4 naslova V se uporabljajo za finančne holdinge, mešane finančne holdinge in mešane holdinge, katerih sedež je v Uniji .“
Article 39 and Title V, Chapter 4, Section 1 shall apply to financial holding companies , mixed financial holding companies and mixed-activity holding companies which have their head offices in the Union . "
Člen 4 – točke 14 do 17
Article 4 – points 14 to 17
(-1) V členu 4 se točke od (14) do (17) nadomestijo z naslednjim:
( - 1) In Article 4 , points (14) to (17) are replaced by the following :
„ (14) ,nadrejena kreditna institucija v državi članici‘ pomeni kreditno institucijo, ki ima podrejeno družbo, ki je kreditna institucija ali finančna institucija, ali ki je udeležena v taki instituciji in ki sama ni podrejena družba druge kreditne institucije z dovoljenjem v isti državi članici, ali finančni holding ali mešani finančni holding , ustanovljen v isti državi članici;
" (14) ‘parent credit institution in a Member State’ means a credit institution which has a credit institution or a financial institution as a subsidiary or which holds a participation in such an institution, and which is not itself a subsidiary of another credit institution authorised in the same Member State, or of a financial holding company or mixed financial holding company set up in the same Member State;
(15) ,nadrejeni finančni holding v državi članici‘ pomeni finančni holding, ki sam ni podrejena družba kreditne institucije z dovoljenjem v isti državi članici ali finančnega holdinga ali mešanega finančnega holdinga , ustanovljenega v isti državi članici;
(15) ‘parent financial holding company in a Member State’ means a financial holding company which is not itself a subsidiary of a credit institution authorised in the same Member State, or of a financial holding company or mixed financial holding company set up in the same Member State;
(15a) ,nadrejeni mešani finančni holding v državi članici‘ pomeni mešani finančni holding, ki sam ni podrejena družba kreditne institucije z dovoljenjem v isti državi članici ali finančnega holdinga ali mešanega finančnega holdinga, ustanovljenega v isti državi članici;
( 15a) ‘parent mixed financial holding company in a Member State’ means a mixed financial holding company which is not itself a subsidiary of a credit institution authorised in the same Member State, or of a financial holding company or mixed financial holding company set up in the same Member State;
(16) nadrejena kreditna institucija EU‘ pomeni nadrejeno kreditno institucijo v državi članici, ki ni podrejena družba druge kreditne institucije z dovoljenjem v kateri koli državi članici oziroma finančnega holdinga ali mešanega finančnega holdinga , ustanovljenega v kateri koli državi članici;
(16) ‘EU parent credit institution’ means a parent credit institution in a Member State which is not a subsidiary of another credit institution authorised in any Member State, or of a financial holding company or mixed financial holding company set up in any Member State;
(17) ,nadrejeni finančni holding EU‘ pomeni nadrejeni finančni holding v državi članici, ki ni podrejena družba kreditne institucije z dovoljenjem v kateri koli državi članici ali katerega koli drugega finančnega holdinga ali mešanega finančnega holdinga , ustanovljenega v kateri koli drugi državi članici;
(17) ‘EU parent financial holding company’ means a parent financial holding company in a Member State which is not a subsidiary of a credit institution authorised in any Member State or of another financial holding company or mixed financial holding company set up in any Member State;
(17a) ,nadrejeni mešani finančni holding EU‘ pomeni nadrejeni mešani finančni holding v državi članici, ki ni podrejena družba kreditne institucije z dovoljenjem v kateri od držav članic ali drugega finančnega holdinga ali mešanega finančnega holdinga, ustanovljenega v kateri od držav članic;“
(17a) ‘EU parent mixed financial holding company’ means a parent mixed financial holding company in a Member State which is not a subsidiary of a credit institution authorised in any Member State or of another financial holding company or mixed financial holding company set up in any Member State;"
Člen 4 – točka 49 b (novo)
Article 4 – point 49 b (new)
(1) V členu 4 se doda točka (49) :
(1) The following point (49) is added to Article 4:
(1) V členu 4 se dodajo naslednje točke :
(1) The following point s are added to Article 4:
„(49) ,mešani finančni holding‘ je mešani finančni holding, kot je opredeljen v členu 2(15) Direktive 2002/87/ES Evropskega parlamenta in Sveta o dopolnilnem nadzoru kreditnih institucij, zavarovalnic in investicijskih podjetij v finančnem konglomeratu ;“
“(49) 'mixed financial holding company' means a mixed financial holding company as defined in Article 2(15) of Directive 2002/87/EC of the European Parliament and of the Council on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate 1 ;”
„(49) ,mešani finančni holding‘ pomeni mešani finančni holding, kot je opredeljen v členu 2(15) Direktive 2002/87/ES;
“(49) 'mixed financial holding company' means a mixed financial holding company as defined in Article 2(15) of Directive 2002/87/EC;
(49a) ,upravitelj alternativnih investicijskih skladov‘ pomeni upravitelja alternativnih investicijskih skladov v smislu člena 4(1)(c) Direktive 2011/.../EU Evropskega parlamenta in Sveta; “
(49 a ) ’alternative investment fund manager’ means a manager of alternative investment funds within the meaning of Article 4(1)(c) of Directive 2011/.../EU of the European Parliament and of the Council . "
Določa opredelitev, ki bo omogočila alternativnim investicijskim skladom uvedbo Volkerjevega pravila za banke.
Establishes definition for AIFM to allow introduction of Volker Rule for banks
(1b) Člen 14 se nadomesti z naslednjim:
(1b) Article 14 is replaced by following:
„Člen 14
"Article 14
Vsako dovoljenje se priglasi organu EBA.
Every authorisation shall be notified to EBA.
Naziv vsake kreditne institucije, kateri je bilo izdano dovoljenje, se vpiše v bazo podatkov, kar velja tudi za pravno in operativno strukturo te institucije, vključno z vsemi pravnimi subjekti, ki jih ustanovi ta institucija .
The name of each credit institution to which authorisation has been granted shall be entered in a database, as shall the legal and operational structure of that institution, including all legal entities established by that institution .
EBA objavi to bazo podatkov na svojem spletnem mestu in jo redno posodablja. “
EBA shall publish and keep that database up-to-date on its website."
Za zagotovitev, da se predlog spremembe poročevalca (31), v katerem se zahteva, da Skupni odbor lahko izsledi pravno in operativno strukturo vseh konglomeratov, ponovi za Evropski bančni organ v zvezi z bankami.
Ensures that the Rapporteur's amendment (31) requiring for the Joint Committee to track the legal and operational structure of all conglomerates is repeated for banks by EBA.
Člen 3 – točka 1 c (novo)
Article 3 – point 1 c (new)
(1c) V členu 39(1) se točka (b) nadomesti z naslednjim:
(1 c ) In Article 39(1), point (b) is replaced by the following:
„ (b) kreditnimi institucijami v tretjih državah, katerih nadrejene družbe, bodisi da gre za kreditne institucije ali finančne holdinge ali mešane finančne holdinge , imajo sedeže v Uniji . “
" (b) credit institutions situated in third countries the parent undertakings of which, whether credit institutions , financial holding companies or mixed financial holding companies , have their head offices in the Union . ”
Člen 3 – točka 1 d (novo)
Article 3 – point 1 d (new)
Člen 39 – odstavek 2 – točka a
Article 39 – paragraph 2 – point a
(1d) V členu 39(2) se točka (a) nadomesti z naslednjim: „
(1 d ) In Article 39(2), point (a) is replaced by the following:
„ (a) da lahko pristojni organi držav članic pridobijo informacije, potrebne za nadzor na osnovi konsolidiranega finančnega stanja kreditnih institucij ali finančnih holdingov ali mešanih finančnih holdingov , ki so v Uniji in imajo podrejene družbe, ki so kreditne institucije ali finančne institucije zunaj Unije ali, če imajo kapitalske udeležbe v takih institucijah; in “
“ (a) that the competent authorities of the Member States are able to obtain the information necessary for the supervision, on the basis of their consolidated financial situations, of credit institutions , financial holding companies or mixed financial holding companies situated in the Union and which have as subsidiaries credit institutions or financial institutions situated outside the Union , or holding participation in such institutions; and ".
Člen 3 – točka 1 e (novo)
Article 3 – point 1 e (new)
Člen 69 – odstavek 2
Article 69 – paragraph 2
(1e) V členu 69 se odstavek 2 nadomesti z naslednjim:
(1 e ) In Article 69 , paragraph 2 is replaced by the following:
Države članice lahko izvajajo možnost, predvideno v odstavku 1, če je nadrejena družba finančni holding ali mešani finančni holding in ima sedež v isti državi članici kakor kreditna institucija, pod pogojem, da je vključen v enak nadzor kakor kreditne institucije in zlasti, da zanj veljajo standardi, določeni v odstavku 71(1). “
The Member States may exercise the option provided for in paragraph 1 where the parent undertaking is a financial holding company or mixed financial holding company set up in the same Member State as the credit institution, provided that it is subject to the same supervision as that exercised over credit institutions, and in particular to the standards laid down in Article 71(1). ”
Člen 72 a (novo)
Article 72 a (new)
(3a) Vstavi se naslednji člen:
(3a) The following Article is inserted:
„Člen 72a
"Article 72a
Če za mešani finančni holding veljajo enake določbe po tej direktivi in po Direktivi 2002/87/ES, zlasti kar zadeva zahteve po kapitalski ustreznosti na konsolidirani osnovi ali nadzor, ki temelji na tveganju, lahko pristojni organ, odgovoren za izvajanje nadzora na konsolidirani osnovi po posvetovanju z drugimi pristojnimi organi, odgovornimi za nadzor podrejenih družb uporabijo samo določbo iz Direktive 2002/87/ES za ta mešani finančni holding.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2002/87/EC, in particular in terms of consolidated capital adequacy requirements or risk-based supervision, the competent authority for responsible for the exercise of supervision on a consolidated basis may, after consulting the other competent authorities responsible for the supervision of subsidiaries, apply only the provision of Directive 2002/87/EC to that mixed financial holding company.
Če za mešani finančni holding veljajo enake določbe po tej direktivi in po Direktivi 2009/138/ES, zlasti kar zadeva zahteve po kapitalski ustreznosti na konsolidirani osnovi ali nadzor, ki temelji na tveganju, lahko organi, pristojni za izvajanje nadzora na konsolidirani osnovi v sporazumu z nadzornikom skupine v zavarovalniškem sektorju, za ta mešani finančni holding uporabijo samo določbo direktive, povezano z najpomembnejšim finančnim sektorjem, kot je določeno v členu 3(2) Direktive 2002/87/ES.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2009/138/EC, in particular in terms of consolidated capital adequacy requirements or risk-based supervision, the competent authority for the exercise of supervision on a consolidated basis may, in agreement with the group supervisor in the insurance sector, apply to that mixed financial holding company only the provision of the Directive relating to the most significant financial sector as defined in Article 3(2) of Directive 2002/87/EC.
Konsolidacijski nadzornik obvesti EBA in evropski nadzorni organ (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta 1 (EIOPA), o sklepih, sprejetih na podlagi odstavkov 1 in 2.
The consolidating supervisor shall inform EBA and the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council 1 (EIOPA) of the decisions taken under paragraphs 1 and 2.
EBA, EIOPA in evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta 3 (ESMA), prek Skupnega odbora razvijejo smernice, namenjene združitvi nadzornih postopkov, in v treh letih od sprejetja smernic razvijejo osnutke regulativnih tehničnih standardov.
EBA, EIOPA and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council 3 (ESMA) shall , through the Joint Committee, develop guidelines aimed at converging supervisory practices and shall, within three years of the adoption of the guidelines, develop draft regulatory technical standards.
Komisija se pooblasti, da v skladu s postopkom iz členov 10 do 14 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010 sprejme regulativne tehnične standarde iz prvega pododstavka.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with the procedure laid down in Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010.
(3b) V členu 73 se odstavek 2 nadomesti z naslednjim:
(3 b ) In Article 73 , paragraph 2 is replaced by the following:
Pristojni organi zahtevajo, da podrejene kreditne institucije izpolnjujejo zahteve iz členov 75, 120 in 123 ter oddelka 5 na subkonsolidirani osnovi, če imajo navedene kreditne institucije, ali nadrejena družba v primerih, kadar je to finančni holding ali mešani finančni holding , v tretji državi podrejeno družbo, ki je kreditna institucija ali finančna institucija ali družba za upravljanje s premoženjem, kakor je opredeljeno v členu 2(5) Direktive 2002/87/ES, ali če so udeležene v takem podjetju. “
Competent authorities shall require subsidiary credit institutions to apply the requirements laid down in Articles 75, 120 and 123 and Section 5 of this Directive on a sub-consolidated basis if those credit institutions, or the parent undertaking where it is a financial holding company or mixed financial holding company , have a credit institution or a financial institution or an asset management company as defined in Article 2(5) of Directive 2002/87/EC as a subsidiary in a third country, or hold a participation in such an undertaking. ”
Člen 3 – točka 3 c (novo)
Article 3 – point 3 c (new)
Člen 80 – odstavek 7 – točka a
Article 80 – paragraph 7 – point a
(3c) V členu 80(7) se točka (a) nadomesti z naslednjim:
(3 c ) In Article 80(7) , point (a) is replaced by the following :
„ (a) nasprotna stranka je institucija ali finančni holding ali mešani finančni holding , finančna institucija, družba za upravljanje s premoženjem ali podjetje za pomožne storitve, za katero se uporabljajo ustrezne zahteve skrbnega in varnega poslovanja; “
" (a) the counterparty is an institution or a financial holding company, mixed financial holding company, financial institution, asset management company or ancillary services undertaking subject to appropriate prudential requirements; "
Člen 3 – točka 3 d (novo)
Article 3 – point 3 d (new)
Člen 84 – odstavek 2 – pododstavek 2
Article 84 – paragraph 2 – subparagraph 2
(3d) V členu 84(2) se drugi pododstavek nadomesti z naslednjim:
( 3 d ) I n Article 84( 2 ) , the second subparagraph is replaced by the following:
„ Če nadrejena kreditna institucija EU in njene podrejene družbe ali nadrejeni finančni holding EU in njegove podrejene družbe ali nadrejeni mešani finančni holding EU in njegove podrejene družbe enotno uporabljajo pristop IRB, lahko pristojni organi dovolijo, da nadrejena družba in njegove podrejene družbe skupaj izpolnjujejo minimalne zahteve iz dela 4 Priloge VII. “
“ Where an EU parent credit institution and its subsidiaries or an EU parent financial holding company and its subsidiaries or an EU parent mixed financial holding company and its subsidiaries use the IRB Approach on a unified basis, the competent authorities may allow minimum requirements of Annex VII, Part 4 to be met by the parent and its subsidiaries considered together. "
Člen 89 – odstavek 1 – točka e
Article 89 – paragraph 1 – point e
(4a) V členu 89(1) se točka (e) nadomesti z naslednjim:
(4a) In Article 89(1) , point (e) is replaced by the follow ing :
„(e) izpostavljenosti kreditne institucije do nasprotne stranke, ki je njena nadrejena družba, podrejena družba ali podrejena družba njene nadrejene družbe, če je nasprotna stranka institucija ali finančni holding, mešani finančni holding, finančna institucija, družba za upravljanje s premoženjem ali podjetje za pomožne storitve, za katerega veljajo ustrezne bonitetne zahteve ali povezano podjetje v smislu člena 12(1) Direktive 83/349/EGS in izpostavljenosti med kreditnimi institucijami, ki izpolnjujejo zahteve iz člena 80(8); “
" (e) exposures of a credit institution to a counterparty which is its parent undertaking, its subsidiary or a subsidiary of its parent undertaking provided that the counterparty is an institution or a financial holding company, mixed financial holding company, financial institution, asset management company or ancillary services undertaking subject to appropriate prudential requirements or an undertaking linked by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC and exposures between credit institutions which meet the requirements set out in Article 80(8); ";
Člen 105 – odstavek 3
Article 105 – paragraph 3
Če nameravajo nadrejena kreditna institucija EU in njene podrejene družbe ali podrejene družbe nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU uporabljati napredni pristop za merjenje operativnega tveganja, pristojni organi različnih pravnih oseb tesno sodelujejo, kakor je predvideno v členih od 129 do 132.
When an Advanced Measurement Approach is intended to be used by an EU parent credit institution and its subsidiaries or by the subsidiaries of an EU parent financial holding company or an EU parent mixed financial holding company, the competent authorities of the different legal entities shall cooperate closely as provided for in Articles 129 to 132.
Vloga vsebuje elemente, navedene v delu 3 Priloge X.
The application shall include the elements listed in Annex X, Part 3.
Če nameravajo nadrejena kreditna institucija EU in njene podrejene družbe , nadrejeni finančni holding EU in njegove podrejene družbe ali nadrejeni mešani finančni holding EU in njegove podrejene družbe uporabljati napredni pristop za merjenje operativnega tveganja, pristojni organi različnih pravnih oseb tesno sodelujejo, kakor je predvideno v členih od 129 do 132.
When an Advanced Measurement Approach is intended to be used by an EU parent credit institution and its subsidiaries , an EU parent financial holding company and its subsidiaries or an EU parent mixed financial holding company and its subsidiaries , the competent authorities of the different legal entities shall cooperate closely as provided for in Articles 129 to 132.
Če nadrejena kreditna institucija EU in njene podrejene družbe ali podrejene družbe nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU uporabljajo enotni napredni pristop za merjenje operativnega tveganja, lahko pristojni organi dovolijo, da nadrejena družba in njene podrejene družbe skupaj izpolnjujejo kvalifikacijske kriterije iz dela 3 Priloge X.
Where an EU parent credit institution and its subsidiaries or the subsidiaries of an EU parent financial holding company or an EU parent mixed financial holding company use an Advanced Measurement Approach on a unified basis, the competent authorities may allow the qualifying criteria set out in Annex X, Part 3 to be met by the parent and its subsidiaries considered together.
Če nadrejena kreditna institucija EU in njene podrejene družbe , nadrejeni finančni holding EU in njegove podrejene družbe ali nadrejeni mešani finančni holding EU in njegove podrejene družbe uporabljajo enotni napredni pristop za merjenje operativnega tveganja, lahko pristojni organi dovolijo, da nadrejena družba in njene podrejene družbe skupaj izpolnjujejo kvalifikacijske kriterije iz dela 3 Priloge X.
Where an EU parent credit institution and its subsidiaries , an EU parent financial holding company and its subsidiaries or an EU parent mixed financial holding company and its subsidiaries use an Advanced Measurement Approach on a unified basis, the competent authorities may allow the qualifying criteria set out in Annex X, Part 3 to be met by the parent and its subsidiaries considered together.