natgillin/translations-raw huggingface dataset:
Če so izpolnjene zahteve iz prvega pododstavka, se od matične investicijske družbe zahteva, da oblikuje lastne vire sredstev, ki so višji od ali enaki vsoti konsolidiranih kapitalskih zahtev, izračunanih v skladu z oddelkom 3 tega poglavja, zahtevam iz točk (a) do (c) člena 75 Direktive [2000/12/ES] in zneska, predpisanega v členu 21 te direktive.
Where the requirements of the first sub-paragraph are met, the parent investment firm shall be required to provide own funds which are always more than or equal to the sum of the consolidated capital requirements , calculated as set out in Section 3 of this Chapter, of the requirements contained in points (a) to (c) of Article 75 of Directive [2000/12/EC] and the amount prescribed in Article 21 of this Directive.
Če so izpolnjene zahteve iz prvega odstavka, se od matične investicijske družbe v državi članici zahteva, da oblikuje lastne vire sredstev na konsolidirani osnovi v obsegu , ki je višji od ali enak vsoti zahtev iz točk (a) do (c) člena 75 Direktive [2000/12/ES] in zneska, predpisanega v členu 21 te direktive in izračunan na osnovi konsolidiranega finančnega položaja matične investicijske družbe ter v skladu z oddelkom 3 tega poglavja .
Where the requirements of the first paragraph are met, a parent investment firm in a Member State shall be required to provide own funds at a consolidated level which are always more than or equal to the sum of the requirements contained in points (a) to (c) of Article 75 of Directive [2000/12/EC] and the amount prescribed in Article 21 of this Directive , calculated on the basis of the parent investment firm’s consolidated financial position and in compliance with Section 3 of this Chapter .
Če so izpolnjene zahteve iz odstavka 1, se od investicijske družbe, ki jo nadzoruje finančni holding, zahteva, da oblikuje stalne lastne vire sredstev na konsolidirani osnovi v obsegu, ki je višji od ali vsaj enak vsoti zahtev iz točk (a) do (c) člena 75 Direktive [2000/12/ES], in znesku, navedenem v členu 21 te direktive, in izračunane na osnovi konsolidiranega finančnega položaja finančnega holdinga ter v skladu z oddelkom 3 tega poglavja.
Where the requirements of the first paragraph are met, an investment firm controlled by a financial holding company shall be required to provide own funds at a consolidated level which are always more than or equal to the sum of the requirements contained in points (a) to (c) of Article 75 of Directive [2000/12/EC] and the amount prescribed in Article 21 of this Directive, calculated on the basis of the financial holding company’s consolidated financial position and in compliance with Section 3 of this Chapter.
Z odstopanjem od odstavka 3 lahko pristojni organi dovolijo, da se sredstva iz terjatev in drugih tveganj do priznanih investicijskih družb tretje države in priznanih klirinških družb ter borz v finančnih sredstvih obravnavajo na enak način kot tista sredstva iz terjatev in drugega tveganja do institucij, določenih v členih 113(2)(i), 115(2) in 116 Direktive [ 2000/12/ ES].
By derogation to paragraph 3 competent authorities may allow assets constituting claims and other exposures on recognised third-country investment firms and recognised clearing houses and exchanges in financial instruments to be subject to the same treatment accorded to those on institutions laid out in Articles 113(2)(i) , 115(2) and 116 of Directive [2000/12/EC].
Z odstopanjem od odstavka 3 lahko pristojni organi dovolijo, da se sredstva iz terjatev in drugih tveganj do priznanih investicijskih družb tretje države in priznanih klirinških družb ter borz v finančnih sredstvih obravnavajo na enak način kot tista sredstva iz terjatev in drugega tveganja do institucij, določenih v členih 113(3)(i), 115(2) in 116 Direktive [ 2000/12/ ES].
By derogation to paragraph 3 competent authorities may allow assets constituting claims and other exposures on recognised third-country investment firms and recognised clearing houses and exchanges in financial instruments to be subject to the same treatment accorded to those on institutions laid out in Articles 113(3)(i) , 115(2) and 116 of Directive [2000/12/EC].
Pristojni organi zahtevajo, da vsaka investicijska družba poleg zahtev iz člena 13 Direktive 2004/39/ES izpolni zahteve iz členov 22 in 123 Direktive [2000/12/ES].
Competent authorities shall require that every investment firm, as well as meeting the requirements in Article 13 of Directive 2004/39/EC, shall meet the requirements in Articles 22 and 123 of Directive [2000/12/EC].
Pristojni organi zahtevajo, da vsaka investicijska družba poleg zahtev iz člena 13 Direktive 2004/39/ES izpolni zahteve iz člena 22 Direktive [2000/12/ES] in člena 123 Direktive [2000/12/ES], ob upoštevanju določb o stopnjah uporabe iz členov 68 do 73 te direktive .
Competent authorities shall require that every investment firm, as well as meeting the requirements in Article 13 of Directive 2004/39/EC, shall meet the requirements in Article 22 of Directive [2000/12/EC] and in Article 123 of Directive [2000/12/EC], subject to the provisions on level of application in Articles 68 to 73 of that Directive .
Poročevalec podpira predlog spremembe Sveta o uskladitvi s Komisijinim preoblikovanjem Direktive 2000/12/ES v zvezi z vključitvijo investicijskih družb v drugi steber.
The rapporteur favours the amendment proposed by the Council to bring the text into line with the Commission recast of Directive 2000/12/EC as regards inclusion of investment firms under the second pillar.
Členi 124 do 132, 136 in 144 Direktive [2000/12/ES] se smiselno uporabljajo za nadzor investicijskih družb v skladu z naslednjim:
Articles 124 to 132, 136 and 144 of Directive [2000/12/EC] shall apply mutatis mutandis to the supervision of investment firms in accordance with the following:
Poglavje 4 naslova V Direktive [2000/12/ES] se smiselno uporablja za nadzor investicijskih družb v skladu z naslednjim:
Title V, Chapter 4 of Directive [2000/12/EC] shall apply mutatis mutandis to the supervision of investment firms in accordance with the following:
Podpora predloga spremembe Sveta.
The rapporteur favours the amendment proposed by the Council.
Člen 37, odstavek 1, pododstavek 2
Article 37, paragraph 1, subparagraph 2
Če ima matični finančni holding EU kot hčerinsko podjetje tako kreditno institucijo kot investicijsko družbo, se kot organ, odgovoren za konsolidirani nadzor subjektov, ki jih kontrolira ta matični finančni holding, določi en pristojni organ, odgovoren za nadzor kreditne institucije.
Where an EU parent financial holding company has as subsidiary both a credit institution and an investment firm, one competent authority responsible for supervision of the credit institution shall be identified to be responsible for consolidated supervision of the entities controlled by that parent.
Če ima matični finančni holding EU kot hčerinsko podjetje tako kreditno institucijo kot investicijsko družbo, se za nadzor institucij uporablja naslov V poglavja 4 Direktive [2000/12/ES] tako, kot da se sklicevanje na kreditne institucije nanaša na institucije.
Where an EU parent financial holding company has as subsidiary both a credit institution and an investment firm, Title V, Chapter 4 of Directive [2000/12/EC] shall apply to the supervision of institutions as if references to credit institutions were institutions.
Zahteve iz člena 129(2) Direktive [2000/12/ES] se uporabljajo tudi za priznanje notranjih modelov institucij v skladu s Prilogo V te direktive.
The requirements set out in Article 129(2) of Directive [2000/12/EC] shall also apply to the recognition of internal models of institutions under Annex V of this Directive.
Zahteve iz člena 129(2) Direktive [2000/12/ES] se uporabljajo tudi za priznanje notranjih modelov institucij v skladu s Prilogo V te direktive , če zahtevo predložijo matična kreditna institucija EU in njene hčerinske družbe ali matična investicijska družba EU in njene hčerinske družbe ali družno hčerinske družbe matičnega finančnega holdinga EU.
The requirements set out in Article 129(2) of Directive [2000/12/EC] shall also apply to the recognition of internal models of institutions under Annex V of this Directive where the application is submitted by an EU parent credit institution and its subsidiaries or an EU parent investment firm and its subsidiaries, or jointly by the subsidiaries of an EU parent financial holding company.
Poročevalec podpira predlog Sveta o uskladitvi s Komisijinim preoblikovanjem Direktive 2000/12/ES.
The rapporteur favours the Council proposal to bring the text into line with the Commission recast of Directive 2000/12/EC.
Člen 42, odstavek 1, uvodni stavek
Article 42, paragraph 1, introductory part
Komisija odloča o vseh spremembah na naslednjih področjih v skladu s postopkom iz člena 43(2).
The Commission shall decide on any amendments in the following areas in accordance with the procedure referred to in Article 43(2).
Komisija odloča o vseh tehničnih prilagoditvah na naslednjih področjih v skladu s postopkom iz člena 43(2).
The Commission shall decide on any technical adaptations in the following areas in accordance with the procedure referred to in Article 43(2).
Kot je navedeno v predlogu spremembe člena 150(1) Komisijinega preoblikovanja Direktive 2000/12/ES, je izraz „spremembe“ glede na obsežna izvedbena pooblastila Komisije preohlapen, zato bi ga bilo potrebno podobno kot v predlogu spremembe člena 150 nadomestiti s „tehničnimi prilagoditvami“.
This amendment is similar to the amendment to Article 150(1) to the Commission recast of Directive 2000/12/EC in that ‘amendments’ is too sweeping a term to be used in connection with wide-ranging powers of execution, conferred on the Commission and should consequently be replaced, as likewise called for in the amendment to Article 150, by the term ‘technical adaptations’.
Člen 42, odstavek 1, točka (c
Article 42, paragraph 1, point (c)
(c )preoblikovanje zneskov ustanovitvenega kapitala iz členov 5 do 9 in zneskov iz člena 18(2) za upoštevanje dogajanja na gospodarskem in monetarnem področju;
(c) alteration of the amounts of initial capital prescribed in Articles 5 to 9 and the amount referred to in Article 18(2) to take account of developments in the economic and monetary field;
(c) prilagoditev zneskov ustanovitvenega kapitala iz členov 5 do 9 in zneskov iz člena 18(2) za upoštevanje dogajanja na gospodarskem in monetarnem področju;
(c) adjustment of the amounts of initial capital prescribed in Articles 5 to 9 and the amount referred to in Article 18(2) to take account of developments in the economic and monetary field;
Glej predlog spremembe člena 42(1).
See amendment to the introduction to Article 42(1).
Člen 42, odstavek 1, točka (d
Article 42, paragraph 1, point (d)
(d) sprememba kategorij investicijskih družb v členu 20(2) in (3) za upoštevanje dogajanja na finančnih trgih;
(d) amendment of the categories of investment firms in Articles 20(2) and (3) to take account of developments on financial markets;
(d) prilagoditev kategorij investicijskih družb v členu 20(2) in (3) za upoštevanje dogajanja na finančnih trgih;
(d) adjustment of the categories of investment firms in Articles 20(2) and (3) to take account of developments on financial markets;
Člen 42, odstavek 1, točka g
Article 42, paragraph 1, point (g)
g) sprememba tehničnih določb v Prilogah I do VII za upoštevanje dogajanja na finančnih trgih, merjenja tveganja , računovodskih standardov ali zahtev določenih v zakonodaji Skupnosti.
(g) amendment of the technical provisions in Annexes I to VII in order to take account of developments in financial markets, risk measurement, accounting standards or requirements set out in Community legislation.
g) prilagoditev tehničnih določb v Prilogah I do VII zaradi dogajanja na finančnih trgih, merjenja tveganja ter računovodskih standardov in zahtev , ki upoštevajo zakonodajo Skupnosti, ali v zvezi z zbliževanjem nadzornih praks.
(g) adjustment of the technical provisions in Annexes I to VII as a result of developments in financial markets, risk measurement, accounting standards or requirements which take account of Community legislation or with regard to convergence of supervisory practices .
Uskladitev določb s enakovrednimi spremembami člena 150(1)(h) iz Komisijinega preoblikovanja Direktive 200/12/ES.
Brings the text into line with amendments to the same effect to Article 150(1)(h) of the Commission recast of Directive 2000/12/EC.
Glej tudi predlog spremembe člena 42(1).
See also amendment to the introduction to Article 42(1).
Člen 42, odstavek 1, točka g a (novo)
Article 42, paragraph 1, point (g a) (new)
ga) tehnične prilagoditve za upoštevanje rezultatov pregleda iz člena 65(3) Direktive 2004/39/ES.
(ga) technical adaptations to take account of the outcome of the review referred to in Article 65(3) of Directive 2004/39/EC.
Poročevalec podira izvedbena določila v zvezi področjem uporabe MiFID, ki jih je predlagal Svet, vendar le ob uporabi izraza „tehnične prilagoditve“.
The rapporteur will accept the implementing provision proposed by the Council regarding the scope of the MiFID if, and only if, it is brought under the heading of ‘technical adaptations’.
Člen 42, odstavek 1 a (novo)
Article 42, paragraph 1 a (new)
Nobeden od sprejetih izvedbenih ukrepov ne sme spreminjati določb te direktive.
None of the implementing measures adopted may alter the provisions of this Directive.
Dodatna določba je potrebna zaradi zaščite pravic Parlamenta.
This provision needs to be added in order to safeguard Parliament’s rights.
Člen 42a (novo)
Article 42a (new)
Člen 42(a)
Article 42a
Člen 42 se ne bo uporabljal, dokler ne bodo pogoji, po katerih za pooblastila Parlamenta, Komisije in Sveta Evropske unije velja Sklep 1999/468/EC, spremenjeni v skladu s členom I - 36 Pogodbe o ustavi za Evropo.
Article 42 shall not be applied until the conditions to which the powers of the Parliament, the Commission and the Council of the European Union are subject under Decision 1999/468/EC are modified along the lines of Article I - 36 of the Treaty establishing a Constitution for Europe .
Komisiji pomaga odbor .
The Commission shall be assisted by a Committee.
Komisiji pomaga Evropski odbor za bančništvo, ki je bil ustanovljen s Sklepom Komisije sklep 2004/10/ES 1 (v nadaljnjem besedilu „Odbor“) .
The Commission shall be assisted by the European Banking Committee instituted by Commission Decision 2004/10/EC 1 (hereinafter referred to as 'the Committee') .
Razjasnitev in uskladitev s členom 151(1) Komisijinega preoblikovanja Direktive 2000/12/ES.
Clarification and brings the text into line with Article 151(1) of the Commission recast of Directive 2000/12/EC.
Člen 43, odstavek 2
Article 43, paragraph 2
Pri sklicevanju na ta odstavek se uporabi postopek iz člena 5 Sklepa 1999/468/ES, skladno s členom 7(3) in členom 8 Sklepa.
Where reference is made to this paragraph , the procedure laid down in Article 5 of Decision 1999/468/EC shall apply, in compliance with Article 7(3) and Article 8 thereof.
Pri sklicevanju na ta člen se uporabi postopek iz člena 5 Sklepa 1999/468/ES, skladno s členom 7(3) in členom 8 Sklepa.
Where reference is made to this Article , the procedure laid down in Article 5 of Decision 1999/468/EC shall apply, in compliance with Article 7(3) and Article 8 thereof.
Člen 45 a (novo)
Article 45 a (new)
Člen 45(a)
Article 45a
Pristojni organi lahko investicijskim družbam dovolijo, da presežejo zgornje meje velikih izpostavljenosti iz člena 111 Direktive [2000/12/EC].
Competent authorities may permit investment firms to exceed the limits concerning large exposures in Article 111 of Directive [2000/12/EC].
Investicijskim družbam ni treba upoštevati vseh prekoračitev pri izračunu kapitalskih zahtev, ki presegajo te omejitve, kot je predvideno v členu 75(b) Direktive [2000/12/EC].
Any excesses need not be included by the investment firms in their calculation of capital requirements exceeding such limits, as set out in Article 75(b) of Directive [2000/12/EC].
Takšno presojanje bo veljala do 31. decembra 2010 ali do začetka veljave morebitnih sprememb v zvezi z obravnavo velikih izpostavljenosti, skladnih s členom 119 Direktive [2000/12/EC], če bodo te spremembe začele veljati pred zgornjim datumom.
This discretion may be exercised until 31 December 2010 or the date of coming into force of any amendments affecting the treatment of large exposures, pursuant to Article 119 of Directive [2000/12/EC], whichever is the earlier.
Za presojanje je potrebno izpolniti pogoje (a) do (d) ali pogoj (e):
For this discretion to be exercised, either conditions (a) to (d) or condition (e) must be met:
(a) investicijska družba zagotavlja investicijske storitve ali izvaja investicijske dejavnosti, povezane s finančnimi instrumenti, navedenimi pod točkami 5, 6, 7, 9 in 10 oddelka C priloge I Direktive 2004/39 ES;
(a) the investment firm provides investment services or investment activities related to the financial instruments listed in points 5, 6, 7, 9 and 10, Section C, Annex I of Directive 2004/39 EC;
(b) investicijska družba teh investicijskih storitev ne zagotavlja ali teh investicijskih dejavnosti ne izvaja za majhne stranke investitorje ali v njihovem imenu;
(b) the investment firm does not provide such investment services or undertake such investment activities for, or on behalf of, retail clients;
(c) kršitve omejitev, navedene v odstavku 1, so povezane z izpostavljenostmi, izvirajočimi iz pogodb, ki so po točki (a) finančni instrumenti in povezani z blagom ali osnovnimi vrednostmi v smislu točke 10 oddelka C priloge I Direktive 2004/39/ES (MiFID) ter se izračunavajo v skladu s prilogama III in IV Direktive [2000/12/EC], ali iz pogodb o dostavi blaga ali emisijskih pravicah;
(c) breaches of the limits referred to in paragraph 1 arise in connection with exposures resulting from contracts that are financial instruments listed in point (a) and relate to commodities or underlyings within the meaning of point 10, Section C, Annex I of Directive 2004/39/EC (MiFID) and are calculated in accordance with Annex III and IV of Directive [2000/12/EC], or from contracts concerning the delivery of commodities or emission allowances;
(d) investicijska družba ima dokumentirano strategijo upravljanja, zlasti za nadzorovanje in omejevanje tveganj, ki izhajajo iz koncentracije izpostavljenosti.
(d) the investment firm has a documented strategy for managing and, in particular, for controlling and limiting risks arising from the concentration of exposures.
Investicijska družba mora nemudoma obvestiti pristojne organe o tej strategiji in o vseh njenih bistvenih spremembah.
The investment firm must inform the competent authorities of this strategy and all material changes to this strategy without delay.
Investicijska družba sprejme ustrezne ukrepe, da zagotovi stalno spremljanje bonitete kreditojemalcev glede na njihov vpliv na tveganje koncentracije.
The investment firm must make appropriate arrangements to ensure a continuous monitoring of the creditworthiness of borrowers, according to their impact on concentration risk.
Investicijska družba se mora biti na podlagi teh ukrepov sposobna primerno in pravočasno odzivati na morebitno poslabšanje bonitete.
These arrangements must enable the investment firm to react adequately and sufficiently promptly to any deterioration in that creditworthiness;
(e) izpostavljenosti, ki presegajo zgornje meje velikih izpostavljenosti, se poravnavajo prek priznane klirinške hiše.
(e) exposures exceeding the large exposure limits are cleared through a recognised clearing-house.
Če investicijska družba preseže notranje zgornje meje, določene v skladu s strategijo iz točke (d) prvega odstavka, mora pristojne organe in nasprotno stranko nemudoma obvestiti o vrsti in obsegu prekoračitve.
Where an investment firm exceeds the internal limits set according to the strategy referred to in point (d) of paragraph 1, it must notify the competent authority without delay of the size and nature of the excess and the counterparty.
Člen 45 b (novo)
Article 45 b (new)
Člen 45b
Article 45b
Z odstopanjem od člena 20(1) se lahko pristojni organi do 31. decembra 2011 v posameznih primerih odločijo, da ne bodo uporabili kapitalskih zahtev, ki izhajajo iz točke (d) člena 75 Direktive [2000/12/EC], za investicijske družbe, za katere ne veljata člen 20(2) in (3), katerih skupne pozicije tržne knjige nikoli ne presegajo 50 milijonov EUR in pri katerih povprečno število aktivno zaposlenih v finančnem letu ne preseže 100.
By derogation to Article 20(1), until 31 December 2011 competent authorities may choose, on a case-by-case basis, not to apply the capital requirements arising from point (d) of Article 75 of Directive [2000/12/EC] in respect of investment firms to which Article 20(2) and (3) do not apply, whose total trading book positions never exceed EUR 50 million and whose average number of relevant employees during the financial year does not exceed 100.
Namesto tega se uporablja naslednji postopek.
Instead, the following treatment shall apply.
Kapitalska zahteva je enaka vsaj najnižji vrednosti:
The capital requirement shall be at least the lower of:
(a) kapitalskih zahtev, ki izhajajo iz točke (d) člena 75 Direktive [2000/12/EC]; in
(a) the capital requirements arising from point (d) of Article 75 of Directive [2000/12/EC]; and
(b) 12/88 od višje vrednosti naslednjega:
(b) 12/88 of the higher of the following:
(i) vsote kapitalskih zahtev po točkah (a) do (c) člena 75 Direktive [2000/12/EC]; in
(i) the sum of the capital requirements contained in points (a) to (c) of Article 75 of Directive [2000/12/EC]; and
(ii) zneska, določenega v členu 21, ne glede na člen 20(5).
(ii) the amount laid down in Article 21, notwithstanding Article 20(5).
Kadar velja točka (b) drugega pododstavka, se uporabi posamezno povečanje najmanj na letni osnovi.
If point (b) of the second sub-paragraph applies, an incremental increase shall be applied on at least an annual basis.
Z uporabo tega odstopanja se povprečna raven kapitalskih zahtev za investicijsko družbo v primerjavi z zahtevami 31. decembra 2006 ne zniža, razen če ni takšno znižanje z vidika smotrnosti upravičeno zaradi zmanjšanega obsega poslov investicijske družbe.
Applying this derogation shall not result in a decrease in the overall level of capital requirements for an investment firm, in comparison to the requirements at 31 December 2006, unless such a reduction is prudentially justified by a reduction in the size of the investment firm’s business.
Evropska komisija pred iztekom obdobja uporabe odstopanja preveri, ali ga je treba podaljšati.
Before the expiration of the term, the European Commission shall review whether this derogation needs to be extended.
Člen 45 c (novo)
Article 45 c (new)
Člen 45c
Article 45c
Določbe o kapitalskih zahtevah iz te direktive in Direktive [2000/12/EC] ne veljajo za investicijske družbe, katerih glavne dejavnosti obsegajo izključno zagotavljanje investicijskih storitev ali izvajanje dejavnosti v zvezi s finančnimi instrumenti, določenimi v točkah 5,6,7 in 10 razdelka C priloge I Direktive 2004/39/ES, dokler ne bosta Komisija in Svet na osnovi javnih posvetov in v luči razprav s pristojnimi organi sprejela poročil o zadevah, očrtanih v spodnjem odstavku 2, v točkah (a) in (b), in sorodnih spremembah.
The provisions on capital requirements as laid down in this Directive and Directive [2000/12/EC] shall not apply to investment firms whose main business consists exclusively of the provision of investment services or activities in relation to the financial instruments set out in Annex I section C points 5, 6, 7 and 10 of the Directive 2004/39/EC until the Commission has submitted, on the basis of public consultations and in the light of discussions with the competent authorities, a report on the issues outlined in paragraph 2 points (a) and (b) below, and related amendments have been adopted by the Parliament and the Council.
Poročilo, omenjeno v prvem odstavku, vsebuje oris:
The report referred to in paragraph 1 shall outline: