natgillin/translations-raw huggingface dataset:
Without prejudice to the provisions on supervision contained in the sectoral rules, Member States shall provide for the supplementary supervision of the regulated entities referred to in Article 1, to the extent and in the manner prescribed in this Directive. 
Brez poseganja v določbe o nadzoru, ki so zajete v sektorskih predpisih, države članice zagotovijo dopolnilni nadzor reguliranih oseb iz člena 1 v obsegu in na način, ki ga predpisuje ta direktiva.
The following regulated entities shall be subject to supplementary supervision at the level of the financial conglomerate in accordance with Articles 6 to 17: 
Naslednje regulirane osebe so predmet dopolnilnega nadzora na ravni finančnega konglomerata skladno s členi 6 do 17:
(a) every regulated entity which is at the head of a financial conglomerate; 
(a) vsaka regulirana oseba, ki je na čelu finančnega konglomerata;
(b) every regulated entity, the parent undertaking of which is a mixed financial holding company which has its head office in the Community; 
(b) vsaka regulirana oseba, katere matično podjetje je mešani finančni holding s sedežem v Skupnosti;
(c) every regulated entity linked with another financial sector entity by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC. 
(c) vsaka regulirana oseba, ki je z drugo osebo finančnega sektorja povezana v smislu člena 12(1) Direktive 83/34. 9/EGS.
Where a financial conglomerate is a subgroup of another financial conglomerate which meets the requirements of the first subparagraph, Member States may apply Articles 6 to 17 to the regulated entities within the latter group only and any reference in the Directive to the terms group and financial conglomerate will then be understood as referring to that latter group. 
Če je finančni konglomerat podskupina drugega finančnega konglomerata, ki izpolnjuje zahteve iz prvega pododstavka, države članice lahko uporabijo člene 6 do 17 za regulirane osebe samo v slednji skupini in katerikoli sklic v direktivi na pojma skupina in finančni konglomerat se potem razume kot sklic na to skupino.
Every regulated entity which is not subject to supplementary supervision in accordance with paragraph 2, the parent undertaking of which is a regulated entity or a mixed financial holding company, having its head office outside the Community, shall be subject to supplementary supervision at the level of the financial conglomerate to the extent and in the manner prescribed in Article 18. 
Vsaka regulirana oseba, ki ni predmet dopolnilnega nadzora v skladu z odstavkom 2 in katerega matično podjetje je regulirana oseba ali mešani finančni holding s sedežem zunaj Skupnosti, je predmet dopolnilnega nadzora na ravni finančnega konglomerata v obsegu in na način, ki ga predpisuje člen 18.
Where persons hold participations or capital ties in one or more regulated entities or exercise significant influence over such entities without holding a participation or capital ties, other than the cases referred to in paragraphs 2 and 3, the relevant competent authorities shall, by common agreement and in conformity with national law, determine whether and to what extent supplementary supervision of the regulated entities is to be carried out, as if they constitute a financial conglomerate. 
Če imajo osebe udeležbo ali kapitalske povezave v eni ali več reguliranih oseb ali izvršujejo pomemben vpliv nad temi osebami čeprav brez udeležbe ali s kapitalskimi povezavami, ki niso navedene v primerih iz odstavkov 2 in 3, se ustrezni pristojni organi na podlagi medsebojnega dogovora in v skladu z nacionalno zakonodajo odločijo, ali in v kolikšni meri naj se izvaja dopolnilni nadzor nad reguliranimi osebami, kot da so ti del finančnega konglomerata.
In order to apply such supplementary supervision, at least one of the entities must be a regulated entity as referred to in Article 1 and the conditions set out in Article 2(14)(d) and (e) must be met. 
Za uporabo takega dopolnilnega nadzora mora biti najmanj en subjekt regulirana oseba, kakor predpisuje člen 1, in pogoji iz člena 2(14. )(d) in (e) morajo biti izpolnjeni.
The relevant competent authorities shall take their decision, taking into account the objectives of the supplementary supervision as provided for by this Directive. 
Ustrezni pristojni organi se odločijo ob upoštevanju ciljev dopolnilnega nadzora, kakor predvideva ta direktiva.
For the purposes of applying the first subparagraph to &quot;cooperative groups&quot;, the competent authorities must take into account the public financial commitment of these groups with respect to other financial entities. 
Za namene uporabe prvega pododstavka za &quot;sodelujoče skupine&quot; morajo pristojni organi upoštevati javne finančne obveznosti teh skupin glede na druge finančne ustanove.
Without prejudice to Article 13, the exercise of supplementary supervision at the level of the financial conglomerate shall in no way imply that the competent authorities are required to play a supervisory role in relation to mixed financial holding companies, third-country regulated entities in a financial conglomerate or unregulated entities in a financial conglomerate, on a stand-alone basis. 
Brez poseganja v določbe člena 13 izvajanje dopolnilnega nadzora na ravni finančnega konglomerata nikakor ne pomeni, da se od pristojnih organov zahteva, da opravljajo posamičen nadzor v povezavi z mešanimi finančnimi holdingi, reguliranimi osebami v finančnem konglomeratu iz tretjih držav ali nereguliranimi osebami v finančnem konglomeratu.
FINANCIAL POSITION 
FINANČNI POLOŽAJ
Capital adequacy 
Kapitalska ustreznost
Without prejudice to the sectoral rules, supplementary supervision of the capital adequacy of the regulated entities in a financial conglomerate shall be exercised in accordance with the rules laid down in Article 9(2) to (5), in Section 3 of this Chapter, and in Annex I. 
Brez poseganja v sektorske predpise se dopolnilni nadzor kapitalske ustreznosti reguliranih oseb v finančnem konglomeratu izvaja skladno s predpisi, ki so navedeni v členu 9(2) do (5), v oddelku 3 tega poglavja in v Prilogi I.
The Member States shall require regulated entities in a financial conglomerate to ensure that own funds are available at the level of the financial conglomerate which are always at least equal to the capital adequacy requirements as calculated in accordance with Annex I. 
Države članice zahtevajo od reguliranih oseb v finančnem konglomeratu, da zagotovijo na ravni finančnega konglomerata kapital, ki je vedno najmanj enak zahtevam o kapitalski ustreznosti, izračunanih v skladu s Prilogo I.
The Member States shall also require regulated entities to have in place adequate capital adequacy policies at the level of the financial conglomerate. 
Države članice od reguliranih oseb tudi zahtevajo, da so na ravni finančnega konglomerata vzpostavljene ustrezne politike upravljanja kapitalske ustreznosti.
The requirements referred to in the first and second subparagraphs shall be subject to supervisory overview by the coordinator in accordance with Section 3. 
Zahteve, navedene v prvem in drugem pododstavku, so predmet nadzora, ki ga opravi koordinator v skladu z oddelkom 3.
The coordinator shall ensure that the calculation referred to in the first subparagraph is carried out at least once a year, either by the regulated entities or by the mixed financial holding company. 
Koordinator poskrbi, da se izračun iz prvega pododstavka opravi najmanj enkrat letno in da ga opravi regulirana oseba ali mešani finančni holding.
The results of the calculation and the relevant data for the calculation shall be submitted to the coordinator by the regulated entity within the meaning of Article 1 which is at the head of the financial conglomerate, or, where the financial conglomerate is not headed by a regulated entity within the meaning of Article 1, by the mixed financial holding company or by the regulated entity in the financial conglomerate identified by the coordinator after consultation with the other relevant competent authorities and with the financial conglomerate. 
Rezultate izračuna in ustrezne podatke za izračun koordinatorju predloži regulirana oseba v smislu člena 1, ki je na čelu finančnega konglomerata, ali mešani finančni holding ali regulirana oseba v finančnem konglomeratu, ki jo določi koordinator po posvetu z drugimi ustreznimi pristojnimi organi in s finančnim konglomeratom, če na čelu finančnega konglomerata ni regulirana oseba v smislu člena 1.
For the purposes of calculating the capital adequacy requirements referred to in the first subparagraph of paragraph 2, the following entities shall be included in the scope of supplementary supervision in the manner and to the extent defined in Annex I: 
Za izračunavanje zahtevanega minimalnega kapitala iz prvega pododstavka odstavka 2 so v obseg dopolnilnega nadzora na način in v obsegu, ki ga določa Priloga I, vključene naslednje osebe:
(a) a credit institution, a financial institution or an ancillary banking services undertaking within the meaning of Article 1(5) and (23) of Directive 2000/12/EC; 
(a) kreditna institucija, finančna institucija ali družba za pomožne bančne storitve v smislu členov 1(5) in (23) Direktive 2000/12/ES;
(b) an insurance undertaking, a reinsurance undertaking or an insurance holding company within the meaning of Article 1(i) of Directive 98/78/EC; 
(b) zavarovalnica, pozavarovalnica ali zavarovalni holding v smislu člena 1(i) Direktive 98/78/ES;
(c) an investment firm or a financial institution within the meaning of Article 2(7) of Directive 93/6/EEC; 
(c) investicijska družba ali finančna institucija v smislu člena 2(7) Direktive 93/6/EGS;
(d) mixed financial holding companies. 
(d) mešani finančni holdingi.
When calculating the supplementary capital adequacy requirements with regard to a financial conglomerate by applying method 1 (Accounting consolidation) referred to in Annex I, the own funds and the solvency requirements of the entities in the group shall be calculated by applying the corresponding sectoral rules on the form and extent of consolidation as laid down in particular in Article 54 of Directive 2000/12/EC and Annex I.1.B. of Directive 98/78/EC. 
Pri izračunavanju dopolnilnih kapitalskih zahtev za finančni konglomerat z uporabo metode 1 (Računovodska konsolidacija) iz Priloge I se kapital in zahtevani minimalni kapital oseb v skupini izračunajo z uporabo ustreznih sektorskih predpisov o načinu in obsegu konsolidacije, kakor predpisujeta predvsem člen 54. Direktive 2000/12/ES in Priloga I.1. B Direktive 98/78/ES.
When applying methods 2 or 3 (Deduction and aggregation, Book value/Requirement deduction) referred to in Annex I, the calculation shall take account of the proportional share held by the parent undertaking or undertaking which holds a participation in another entity of the group. 
Pri uporabi metod 2 ali 3 (Odbitki in združevanja, Knjigovodska vrednost/Odbitek zahteve) iz Priloge I se pri izračunavanju upošteva sorazmerni delež v lasti matičnega podjetja ali podjetja, ki je udeleženo v drugi osebi v skupini.
&quot;Proportional share&quot; means the proportion of the subscribed capital which is held, directly or indirectly, by that undertaking. 
&quot;Sorazmerni delež&quot; pomeni delež vpisanega kapitala, ki je v neposredni ali posredni lasti tega podjetja.
The coordinator may decide not to include a particular entity in the scope when calculating the supplementary capital adequacy requirements in the following cases: 
Koordinator se lahko odloči, da v naslednjih primerih določene osebe ne vključi v izračunavanje dopolnilnih kapitalskih zahtev:
(a) if the entity is situated in a third country where there are legal impediments to the transfer of the necessary information, without prejudice to the sectoral rules regarding the obligation of competent authorities to refuse authorisation where the effective exercise of their supervisory functions is prevented; 
(a) če je oseba v tretji državi, kjer obstajajo pravne ovire za prenos potrebnih podatkov, kar pa ne posega v sektorske predpise o obveznostih pristojnih organov, da zavrnejo izdajo dovoljenja za opravljanje poslov, če ni omogočeno učinkovito izvajanje njihovih nadzornih nalog;
(b) if the entity is of negligible interest with respect to the objectives of the supplementary supervision of regulated entities in a financial conglomerate; 
(b) če je oseba zanemarljivega pomena z vidika ciljev dopolnilnega nadzora nad reguliranimi osebami v finančnem konglomeratu;
(c) if the inclusion of the entity would be inappropriate or misleading with respect to the objectives of supplementary supervision. 
(c) če bi bila vključitev osebe neustrezna ali zavajajoča glede na cilje dopolnilnega nadzora.
However, if several entities are to be excluded pursuant to (b) of the first subparagraph, they must nevertheless be included when collectively they are of non-negligible interest. 
Ob izključitvi več oseb na podlagi (b) prvega pododstavka je treba te osebe vseeno vključiti, ko skupaj presegajo okvir zanemarljivega pomena.
In the case mentioned in (c) of the first subparagraph the coordinator shall, except in cases of urgency, consult the other relevant competent authorities before taking a decision. 
V primeru iz (c) prvega pododstavka se koordinator pred sprejetjem odločitve posvetuje z drugimi ustreznimi pristojnimi organi, razen če gre za nujni primer.
When the coordinator does not include a regulated entity in the scope under one of the cases provided for in (b) and (c) of the first subparagraph, the competent authorities of the Member State in which that entity is situated may ask the entity which is at the head of the financial conglomerate for information which may facilitate their supervision of the regulated entity. 
Če koordinator v obseg nadzora ne vključi regulirane osebe na podlagi enega od primerov iz (b) in (c) prvega pododstavka, lahko pristojni organi države članice, v kateri ta oseba je, zaprosi osebo, ki je na čelu finančnega konglomerata, za podatke, ki bi olajšali njihov nadzor nad regulirano osebo.
Risk concentration 
Koncentracija tveganja
Without prejudice to the sectoral rules, supplementary supervision of the risk concentration of regulated entities in a financial conglomerate shall be exercised in accordance with the rules laid down in Article 9(2) to (4), in Section 3 of this Chapter and in Annex II. 
Brez poseganja v sektorske predpise se dopolnilni nadzor koncentracije tveganja reguliranih oseb v finančnem konglomeratu izvaja v skladu s predpisi, ki so navedeni v členu 9(2) do (4. ), v oddelku 3 tega poglavja in v Prilogi II.
The Member States shall require regulated entities or mixed financial holding companies to report on a regular basis and at least annually to the coordinator any significant risk concentration at the level of the financial conglomerate, in accordance with the rules laid down in this Article and in Annex II. 
Države članice zahtevajo, da regulirane osebe ali mešani finančni holdingi redno in vsaj enkrat letno poročajo koordinatorju o kakršnikoli pomembnejši koncentraciji tveganja na ravni finančnega konglomerata v skladu s pravili iz tega člena in Priloge II.
The necessary information shall be submitted to the coordinator by the regulated entity within the meaning of Article 1 which is at the head of the financial conglomerate or, where the financial conglomerate is not headed by a regulated entity within the meaning of Article 1, by the mixed financial holding company or by the regulated entity in the financial conglomerate identified by the coordinator after consultation with the other relevant competent authorities and with the financial conglomerate. 
Potrebne podatke koordinatorju sporoči regulirana oseba v smislu člena 1, ki je na čelu finančnega konglomerata. Če na čelu finančnega konglomerata ni regulirana oseba v smislu člena 1, predloži podatke mešani finančni holding ali regulirana oseba v finančnem konglomeratu, ki jo določi koordinator po posvetu z drugimi ustreznimi pristojnimi organi in s finančnim konglomeratom.
These risk concentrations shall be subject to supervisory overview by the coordinator in accordance with Section 3. 
Koncentracija tveganja je predmet nadzora s strani koordinatorja skladno z oddelkom 3.
Pending further coordination of Community legislation, Member States may set quantitative limits or allow their competent authorities to set quantitative limits, or take other supervisory measures which would achieve the objectives of supplementary supervision, with regard to any risk concentration at the level of a financial conglomerate. 
Do nadaljnje uskladitve zakonodaje Skupnosti lahko države članice določijo količinske omejitve ali svojim pristojnim organom dovolijo, da določijo količinske omejitve ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na kakršno koli koncentracijo tveganja na ravni finančnega konglomerata.
Where a financial conglomerate is headed by a mixed financial holding company, the sectoral rules regarding risk concentration of the most important financial sector in the financial conglomerate, if any, shall apply to that sector as a whole, including the mixed financial holding company. 
Če je na čelu finančnega konglomerata mešani finančni holding, se sektorska pravila o koncentraciji tveganja najpomembnejšega finančnega sektorja v finančnem konglomeratu uporabljajo za celoten sektor, tudi za mešani finančni holding.
Without prejudice to the sectoral rules, supplementary supervision of intra-group transactions of regulated entities in a financial conglomerate shall be exercised in accordance with the rules laid down in Article 9(2) to (4), in Section 3 of this Chapter, and in Annex II. 
Brez poseganja v sektorske predpise se dopolnilni nadzor nad posli v skupini reguliranih oseb v finančnem konglomeratu izvaja v skladu s predpisi, ki so navedeni v členu 9(2) do (4. ), v oddelku 3 tega poglavja in v Prilogi II.
The Member States shall require regulated entities or mixed financial holding companies to report, on a regular basis and at least annually, to the coordinator all significant intra-group transactions of regulated entities within a financial conglomerate, in accordance with the rules laid down in this Article and in Annex II. 
Države članice zahtevajo, da regulirane osebe ali mešani finančni holdingi redno in vsaj enkrat letno poročajo kooordinatorju o vseh pomembnih poslih v skupini med reguliranimi osebami v finančnem konglomeratu v skladu s pravili iz tega člena in Priloge II.
Insofar as no definition of the thresholds referred to in the last sentence of the first paragraph of Annex II has been drawn up, an intra-group transaction shall be presumed to be significant if its amount exceeds at least 5 % of the total amount of capital adequacy requirements at the level of a financial conglomerate. 
Ker do sedaj ni bila izdelana nobena opredelitev pragov iz zadnjega stavka prvega odstavka Priloge II, se šteje, da je posel v skupini pomemben, če njegova vrednost presega najmanj 5 % skupnih zahtev o kapitalski ustreznosti na ravni finančnega konglomerata.
These intra-group transactions shall be subject to supervisory overview by the coordinator. 
Pregled poslov znotraj skupine je predmet nadzora, ki da opravi koordinator.
Pending further coordination of Community legislation, Member States may set quantitative limits and qualitative requirements or allow their competent authorities to set quantitative limits and qualitative requirements, or take other supervisory measures that would achieve the objectives of supplementary supervision, with regard to intra-group transactions of regulated entities within a financial conglomerate. 
Do nadaljnje uskladitve zakonodaje Skupnosti lahko države članice določijo količinske omejitve ali svojim pristojnim organom dovolijo, da določijo količinske omejitve ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na posle v skupini med reguliranimi osebami v finančnem konglomeratu.
Where a financial conglomerate is headed by a mixed financial holding company, the sectoral rules regarding intra-group transactions of the most important financial sector in the financial conglomerate shall apply to that sector as a whole, including the mixed financial holding company. 
Če je na čelu finančnega konglomerata mešani finančni holding, se sektorska pravila o poslih v skupini najpomembnejšega finančnega sektorja v finančnem konglomeratu uporabljajo za celoten sektor, tudi za mešani finančni holding.
Internal control mechanisms and risk management processes 
Mehanizmi notranjih kontrol in postopki obvladovanja tveganja
The Member States shall require regulated entities to have, in place at the level of the financial conglomerate, adequate risk management processes and internal control mechanisms, including sound administrative and accounting procedures. 
Pristojni organi od reguliranih oseb zahtevajo, da imajo na ravni finančnega konglomerata vzpostavljene ustrezne postopke za upravljanje s tveganji in mehanizme notranjih kontrol, vključno z zanesljivimi postopki poročanja in računovodenja.
The risk management processes shall include: 
Postopki upravljanja s tveganji zajemajo:
(a) sound governance and management with the approval and periodical review of the strategies and policies by the appropriate governing bodies at the level of the financial conglomerate with respect to all the risks they assume; 
(a) zanesljivo upravo in vodenje s soglasjem in rednim pregledom strategij in usmeritev, ki ga opravljajo ustrezni upravljavski organi na ravni finančnega konglomerata glede na vsa prevzeta tveganja;
(b) adequate capital adequacy policies in order to anticipate the impact of their business strategy on risk profile and capital requirements as determined in accordance with Article 6 and Annex I; 
(b) ustrezne politike izpolnjevanja kapitalske ustreznosti, ki predvidevajo vpliv njihove poslovne strategije na profil tveganj in kapitalske zahteve, kakor je določeno v členu 6 in Prilogi I;
(c) adequate procedures to ensure that their risk monitoring systems are well integrated into their organisation and that all measures are taken to ensure that the systems implemented in all the undertakings included in the scope of supplementary supervision are consistent so that the risks can be measured, monitored and controlled at the level of the financial conglomerate. 
(c) ustrezne postopke, ki zagotavljajo, da so sistemi spremljanja tveganja dobro vgrajeni v njihovo organizacijo in da vsi ukrepi, ki zagotavljajo, da so sistemi v podjetjih, vključenih v obseg dopolnilnega nadzora, dosledni in tako zagotavljajo merjenje, spremljanje in nadzor tveganja na ravni finančnega konglomerata.
The internal control mechanisms shall include: 
Mehanizmi notranjih kontrol zajemajo:
(a) adequate mechanisms as regards capital adequacy to identify and measure all material risks incurred and to appropriately relate own funds to risks; 
(a) ustrezne mehanizme glede kapitalske ustreznosti, ki prepoznajo in merijo vsa materialna tveganja in pravilno uskladijo lastne vire s tveganji;
(b) sound reporting and accounting procedures to identify, measure, monitor and control the intra-group transactions and the risk concentration. 
(b) zanesljive postopke poročanja in računovodenja, ki prepoznajo, merijo in nadzorujejo posle v skupini in koncentracijo tveganja.
The Member States shall ensure that, in all undertakings included in the scope of supplementary supervision pursuant to Article 5, there are adequate internal control mechanisms for the production of any data and information which would be relevant for the purposes of the supplementary supervision. 
Države članice zagotovijo, da so v vseh podjetjih, ki so po členu 5 zajeta v obseg dopolnilnega nadzora, ustrezni mehanizmi notranjih kontrol za pripravo vseh podatkov, ki so pomembni za dodatni nadzor.
The processes and mechanisms referred to in paragraphs 1 to 4 shall be subject to supervisory overview by the coordinator. 
Postopki in mehanizmi iz odstavkov 1 do 4. so predmet nadzora, ki ga izvede koordinator.
MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION 
UKREPI ZA PODPORO DOPOLNILNEGA NADZORA
Competent authority responsible for exercising supplementary supervision (the coordinator) 
Pristojni organ, odgovoren za izvajanje dopolnilnega nadzora (koordinator)