natgillin/translations-raw huggingface dataset:
It also specifies the procedures for the annual establishment , the implementation and control of the budget .
V določbah so opredeljeni tudi postopki za letno določitev in izvajanje proračuna ter nadzor nad njim .
The Framework Financial Regulation for bodies established under Article 158 of the Financial Regulation shall apply .
Za organe , ustanovljene na podlagi člena 158 finančne uredbe , se uporablja okvirna finančna uredba .
EN 6.5 .
6.5 . Splošne in končne določbe
General and final provisions The general provisions set out practical issues related to staffing , liability of the ESAs , professional secrecy obligations , data protection , access to documents , language arrangements , headquarter agreements and participation of third countries .
V splošnih določbah so pojasnjena praktična vprašanja v zvezi z osebjem , odgovornostjo evropskih nadzornih organov , obveznostmi varovanja poslovnih skrivnosti , varstvom podatkov , dostopom do dokumentov , jezikovnimi ureditvami , sporazumi o sedežu in sodelovanjem tretjih držav .
Within three years from the effective start of operations and every three years thereafter , the Commission shall publish a report on the functioning of the ESAs and the procedures laid down in the Regulation .
Komisija v treh letih od dejanskega začetka dejavnosti in nato vsaka tri leta objavi poročilo o delovanju evropskih nadzornih organov in postopkih , določenih v Uredbi .
This report will also evaluate progress achieved towards regulatory and supervisory convergence in the fields of crisis management and resolution in the EU .
V tem poročilu bo prav tako ocenjen napredek , dosežen pri regulativni in nadzorni konvergenci na področju kriznega upravljanja in reševanja v EU .
Key differences between the three Regulations
Ključne razlike med tremi uredbami
The main differences between the three proposed Regulations concern the objectives of the Authorities , the scope of action , and the definitions , which are adapted to the specificities of the relevant sector and existing Community legislation .
Glavne razlike med tremi predlaganimi uredbami zadevajo cilje organov , področje delovanja in opredelitve , ki so prilagojene posebnostim ustreznega sektorja in obstoječi zakonodaji Skupnosti .
Moreover , the European Council concluded that the ESAs should also have supervisory powers for credit rating agencies .
Poleg tega je Evropski svet sklenil , da morajo imeti evropski nadzorni organi pooblastilo za nadzor nad bonitetnimi agencijami .
ESMA would be responsible to register credit rating agencies .
Evropski organ za vrednostne papirje in trge bi bil odgovoren za registracijo bonitetnih agencij .
ESMA would also be empowered to take supervisory measures such as withdrawing the registration or suspending the use for regulatory purposes of credit ratings .
Evropski organ za vrednostne papirje in trge bi imel tudi pooblastila za sprejemanje nadzornih ukrepov , kot je umik registracije ali začasna prekinitev uporabe bonitetnih ocen zaradi regulativnih namenov .
Supervisory powers could include the power to request information and to conduct investigations or on-site inspections .
Nadzorna pooblastila lahko vključujejo zahtevanje informacij in izvajanje preiskav ali pregledov na kraju samem .
The responsibilities and powers of ESMA with regard to credit rating agencies will be defined in an amendment to the Regulation on Credit Rating Agencies .
Pristojnosti in pooblastila Evropskega organa za vrednostne papirje in trge v zvezi z bonitetnimi agencijami bodo določena v spremembi Uredbe o bonitetnih agencijah .
2009/0144 ( COD ) Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL establishing a European Securities and Markets Authority
2009/0144 ( COD ) Predlog UREDBA EVROPSKEGA PARLAMENTA IN SVETA o ustanovitvi Evropskega organa za vrednostne papirje in trge
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION , Having regard to the Treaty establishing the European Community , and in particular Article 95 thereof , Having regard to the proposal from the Commission6 , Having regard to the opinion of the European Economic and Social Committee7 , Having regard to the opinion of the Committee of the Regions8 , Having regard to the opinion of the European Central Bank , Acting in accordance with the procedure laid down in Article 251 of the Treaty9 , Whereas : ( 1 ) The financial crisis in 2007/2008 exposed important shortcomings in financial supervision , both in particular cases and in relation to the financial system as a whole .
EVROPSKI PARLAMENT IN SVET EVROPSKE UNIJE STA -- ob upoštevanju Pogodbe o ustanovitvi Evropske skupnosti in zlasti člena 95 Pogodbe , ob upoštevanju predloga Komisije6 , ob upoštevanju mnenja Evropskega ekonomsko-socialnega odbora7 , ob upoštevanju mnenja Odbora regij8 , ob upoštevanju mnenja Evropske centralne banke , v skladu s postopkom , določenim v členu 251 Pogodbe9 , ob upoštevanju naslednjega : ( 1 ) Med finančno krizo v obdobju 2007/2008 so se pokazale pomembne pomanjkljivosti pri finančnem nadzoru v posameznih primerih in v zvezi s celotnim finančnim sistemom .
Nationally-based supervisory models have lagged behind the integrated and interconnected reality of European financial markets , in which many financial firms operate across borders .
Nadzorni modeli na nacionalni ravni zaostajajo za integriranostjo in medsebojno povezanostjo evropskih finančnih trgov , na katerih več finančnih družb posluje čezmejno .
The crisis exposed shortcomings in the area of cooperation , coordination , consistent application of Community law and trust between national supervisors .
Med krizo so se pokazale pomanjkljivosti na področju sodelovanja , usklajevanja , dosledne uporabe prava Skupnosti in zaupanja med nacionalnimi nadzornimi organi .
A report published on 25 February 2009 by a high-level group of experts chaired by J. de Larosière , requested by the Commission , concluded that the supervisory framework needed to be strengthened to reduce the risk and severity of future financial crises and recommended far-reaching reforms to the structure of supervision of the financial sector in the Community .
V poročilu , ki ga je 25 . februarja 2009 na zahtevo Komisije objavila skupina strokovnjakov na visoki ravni , ki ji je predsedoval J. de Larosière , so ugotovili , da je treba okrepiti nadzorni okvir za zmanjšanje tveganja in resnosti prihodnjih finančnih kriz , poročilo pa je vključevalo tudi priporočila za daljnosežne reforme strukture nadzora nad finančnim sektorjem v Skupnosti .
That group of experts also concluded that a European System of Financial Supervisors should be created , comprising three European Supervisory Authorities , one for the securities sector one for the insurance and occupational pensions sector and one for the banking sector , and the creation of a European Systemic Risk Council .
Navedena skupina strokovnjakov je ugotovila tudi , da je treba vzpostaviti evropski sistem finančnih nadzornih organov , ki ga sestavljajo trije evropski nadzorni organi , in sicer eden za sektor vrednostnih papirjev , eden za sektor zavarovanj in poklicnih pokojnin ter eden za bančni sektor , poleg tega pa je treba ustanoviti tudi evropski svet za sistemska tveganja .
OJ C , , p. . EN
. UL C , , str .
12 EN
SL 12
The Commission in its Communication of 4 March 2009 entitled « Driving European Recovery " 10 proposed to bring forward draft legislation creating a European System of Financial Supervisors and a European Systemic Risk Board , and in its Communication of 27 May 2009 entitled « European Financial Supervision " 11 provided more detail about the possible architecture of such a new supervisory framework .
marca 2009 „Spodbujanje okrevanja evropskega gospodarstva " 10 predlagala pripravo osnutka zakonodaje za vzpostavitev evropskega sistema finančnih nadzornih organov in evropskega organa za sistemska tveganja , v sporočilu z dne 27 . maja 2009 „Evropski finančni nadzor " 11 pa je navedla več podrobnosti o mogoči strukturi takega novega nadzornega okvira .
The European Council , in its conclusions of 19 June 2009 , recommended that a European System of Financial Supervisors , comprising three new European Supervisory Authorities , be established .
Evropski svet je v svojih sklepih z dne 19 . junija 2009 priporočil vzpostavitev evropskega sistema finančnih nadzornih organov , ki ga sestavljajo trije novi evropski nadzorni organi .
The system should be aimed at upgrading the quality and consistency of national supervision , strengthening oversight of cross border groups and establishing a European single rule book applicable to all financial market participants in the Single Market .
Sistem mora biti usmerjen k izboljšanju kakovosti in usklajenosti nacionalnega nadzora , krepitvi nadzora nad čezmejnimi skupinami ter pripravi enotnega evropskega pravilnika , ki se uporablja za vse udeležence na finančnem trgu znotraj enotnega trga .
It emphasised that the European Supervisory Authorities should also have supervisory powers for credit rating agencies and invited the Commission to prepare concrete proposals on how the European System of Financial Supervisors could play a strong role in crisis situations , while stressing that decisions taken by the European Supervisory Authorities should not impinge on the fiscal responsibilities of Member States .
Evropski svet je poudaril , da morajo imeti evropski nadzorni organi tudi pooblastila za nadzor nad bonitetnimi agencijami , in Komisijo pozval , naj pripravi konkretne predloge , kako bi lahko evropski sistem finančnih nadzornih organov imel pomembno vlogo v kriznih razmerah , hkrati pa je poudaril , da sklepi in odločbe , ki jih sprejmejo evropski nadzorni organi , ne smejo vplivati na fiskalne pristojnosti držav članic .
Restoring and maintaining a stable and reliable financial system is an absolute prerequisite to preserving trust and coherence in the internal market , hence to preserve and improve the conditions for the establishment of a fully integrated and functioning internal market in the field of financial services .
Obnovitev in vzdrževanje stabilnega in zanesljivega finančnega sistema je nepogrešljiv pogoj za ohranjanje zaupanja in skladnosti na notranjem trgu ter s tem za ohranjanje in izboljšanje pogojev za vzpostavitev v celoti integriranega in delujočega notranjega trga na področju finančnih storitev .
The Community has reached the limits of what can be done with the present status of the Committees of European Supervisors , which remain advisory bodies to the Commission .
Skupnost je dosegla vse , kar je mogoče doseči s sedanjim statusom evropskih nadzornih odborov , ki ostajajo svetovalni organi Komisije .
The Community cannot remain in a situation where there is no mechanism to ensure that national supervisors arrive at the best possible supervisory decisions for cross-border institutions ; where there is insufficient cooperation and information exchange between national supervisory authorities ;
Komisija ne more ostati v položaju , ko ni nobenega mehanizma za zagotovitev , da nacionalni nadzorni organi sprejemajo najboljše mogoče nadzorne odločitve za mednarodne institucije , ko ni zadostnega sodelovanja in izmenjave informacij med nacionalnimi nadzornimi organi , ko skupni ukrepi nacionalnih organov zaradi upoštevanja najrazličnejših regulativnih in nadzornih zahtev zahtevajo zapleteno ureditev , ko so nacionalne rešitve najpogosteje edina izvedljiva možnost pri odzivu na težave na evropski ravni in ko obstajajo različne razlage istega pravnega besedila .
where joint action by national authorities requires complicated arrangements to take account of the patchwork of regulatory and supervisory requirements ; where national solutions are most often the only feasible option in responding to European problems , where different interpretations of the same legal text exist .
Za odpravljanje teh pomanjkljivosti ter zagotovitev sistema , ki je v skladu s ciljem stabilnega in enotnega finančnega trga Skupnosti za finančne storitve ter nacionalne nadzorne organe povezuje v močno mrežo Skupnosti , je treba oblikovati evropski sistem nadzornih organov .
The European System of Supervisors should be designed to overcome these deficiencies and provide a system that is in line with the objective of a stable and single Community financial market for financial services , linking national supervisors into a strong Community network . The European System of Financial Supervisors should be a network of national and Community supervisory authorities , leaving day-to-day supervision of financial market participant at the national level , and according a central role in the supervision of cross-border groups to colleges of supervisors .
Evropski sistem finančnih nadzornih organov mora biti mreža nacionalnih nadzornih organov in nadzornih organov Skupnosti , pri čemer vsakodnevni nadzor nad udeleženci na finančnem trgu ostaja na nacionalni ravni , osrednjo vlogo pri nadzoru nad čezmejnimi skupinami pa imajo kolegiji nadzornih organov . Doseči je treba tudi večjo usklajenost in skladno uporabo pravil za udeležence na finančnem trgu in trge po vsej Skupnosti .
, Greater harmonisation and the coherent application of rules for financial market participants and markets across the Community should also be achieved . A European Securities and Markets Authority
Poleg Evropskega organa za zavarovanja in poklicne pokojnine ter
COM ( 2009 ) 114 .
COM ( 2009 ) 114 .
COM ( 2009 ) 252 .
COM ( 2009 ) 252 .
should be established , along with a European Insurance and Occupational Pensions Authority and a European Banking Authority ( the European Supervisory Authorities ) .
Evropskega bančnega organa je treba ustanoviti Evropski organ za vrednostne papirje in trge ( to so evropski nadzorni organi ) .
( 8 ) The European Supervisory Authorities should replace the Committee of European Banking Supervisors established by Commission Decision 2009/78 / EC12 , the Committee of European Insurance and Occupational Pensions Supervisors established by Commission Decision 2009/79 / EC13 and the Committee of European Securities Regulators established by Commission Decision 2009/77 / EC14 , and assume all of the tasks and competences of those committees .
( 8 ) Evropski nadzorni organi morajo nadomestiti Odbor evropskih bančnih nadzornikov , ustanovljen s Sklepom Komisije 2009/78 / ES12 , Odbor evropskih nadzornikov za zavarovanja in poklicne pokojnine , ustanovljen s Sklepom Komisije 2009/79 / ES13 , in Odbor evropskih zakonodajalcev za vrednostne papirje , ustanovljen s Sklepom Komisije 2009/77 / ES14 , ter prevzeti vse naloge in pristojnosti teh odborov .
The scope of each Authority 's action should be clearly defined so that national supervisory authorities and financial market participants can identify the authority competent in their field of activity .
Obseg delovanja vsakega organa je treba jasno opredeliti , tako da lahko nacionalni nadzorni organi in udeleženci na finančnem trgu ugotovijo , kateri organ je pristojen na področju njihove dejavnosti .
Where institutional reasons and the responsibilities assigned in the Treaty so require the Commission should also be part of the network of supervisory activities .
Kadar to zahtevajo institucionalni razlogi in pristojnosti , določene v Pogodbi , je treba v mrežo nadzornih dejavnosti vključiti tudi Komisijo .
The European Securities and Markets Authority (" the Authority ") should act with a view to improving the functioning of the internal market , including in particular by ensuring a high , effective and consistent level of regulation and supervision taking account of the varying interests of all Member States , to protect investors , to ensure the integrity , efficiency and orderly functioning of financial markets , to safeguard the stability of the financial system , and to strengthen international supervisory coordination , for the benefit of the economy at large , including financial market participants and other stakeholders , consumers and employees .
Evropski organ za vrednostne papirje in trge ( v nadaljnjem besedilu : organ ) mora prispevati k izboljšanju delovanja notranjega trga , zlasti tudi z zagotavljanjem visoke , učinkovite in skladne stopnje zakonske ureditve in nadzora ob upoštevanju različnih interesov vseh držav članic , zaščiti vlagateljev , zagotovitvi integritete , učinkovitosti in pravilnega delovanja finančnih trgov , zaščiti stabilnosti finančnega sistema ter krepitvi mednarodnega usklajevanja nadzora v korist gospodarstva na splošno , vključno z udeleženci na finančnem trgu ter drugimi zainteresiranimi stranmi , potrošniki in zaposlenimi .
Its tasks also include promoting supervisory convergence and providing advice to the EU institutions in areas of securities and markets regulation and supervision , as well as related corporate governance and financial reporting issues .
Njegove naloge vključujejo tudi spodbujanje konvergence nadzora , svetovanje institucijam EU na področju regulacije in nadzora vrednostnih papirjev ter trgov , kakor tudi s tem povezana vprašanja upravljanja podjetij in finančnega poročanja .
In order to be able to fulfil its objectives , it is necessary and appropriate that the Authority should be a Community body having legal personality and that it should have legal , administrative and financial autonomy .
Da lahko organ izpolnjuje svoje cilje , je nujno in ustrezno , da je organ Skupnosti s statusom pravne osebe ter je pravno , upravno in finančno neodvisen .
The Court of Justice of the European communities in its judgement of 2 May 2006 in Case C-217 / 04 ( United Kingdom / European Parliament and Council ) 15 has acknowledged that Article 95 of the Treaty relating to the adoption of measures for the approximation of legislation for the establishment and functioning of the internal market provides an appropriate legal basis for setting up a « Community body responsible for contributing to the implementation of a process of harmonisation » , when the tasks conferred on such a body are closely related to the subject-matter of the acts approximating the national legislations .
Sodišče Evropskih skupnosti je v sodbi z dne 2 . maja 2006 v zadevi C-217 / 04 ( Združeno kraljestvo proti Evropskemu parlamentu in Svetu ) 15 potrdilo , da je člen 95 Pogodbe , ki se nanaša na sprejetje ukrepov za približevanje zakonodaje za vzpostavitev in delovanje notranjega trga , primerna pravna podlaga za ustanovitev „organa Skupnosti , katerega naloga je prispevati k uresničitvi postopka usklajevanja » , kadar so naloge , dodeljene takemu organu , tesno povezane s področji , ki so predmet predpisov o približevanju nacionalne zakonodaje .
The purpose and tasks of the Authority assisting competent national supervisory authorities in the consistent interpretation and application of Community rules and contributing to financial stability necessary for financial integration - are closely linked to the objectives of the Community acquis concerning the internal market for financial services .
Cilj in naloge organa , tj . pomagati pristojnim nacionalnim nadzornim organom pri dosledni razlagi in uporabi pravil Skupnosti ter prispevati k finančni stabilnosti , potrebni za finančno integracijo , so tesno povezani s cilji pravnega reda Skupnosti v zvezi z notranjim trgom za finančne storitve .
The Authority should therefore be established on the basis of Article 95 of the Treaty .
Zato je treba organ ustanoviti na podlagi člena 95 Pogodbe .
The legal acts which lay down the tasks for competent authorities of Member States , including cooperating with each other and with the Commission , are the following : Directive 97/9 / EC of the European Parliament and of the Council of 3 March 1997 on
Pravni dokumenti , v katerih so določene naloge pristojnih organov držav članic , vključno z njihovim medsebojnim sodelovanjem in sodelovanjem s Komisijo , so : Direktiva 97/9 / ES Evropskega parlamenta in Sveta z dne 3 . marca 1997 o odškodninskih shemah za vlagatelje16 , Direktiva 98/26 / ES Evropskega parlamenta in Sveta z dne 19 .
OJ L 24 , 29.1.2009 , p. 23 .
UL L 24 , 29.1.2009 , str . 23 .
OJ L 25 , 29.1.2009 , p. 28 .
UL L 25 , 29.1.2009 , str . 28 .
OJ L 25 , 29.1.2009 , p. 18 .
UL L 25 , 29.1.2009 , str . 18 .
pt . 44 -- not yet published .
Točka 44 -- še ni objavljeno . UL L 84 , 26.3.1997 , str .
investor-compensation schemes16 , Directive 98/26 / EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems , 17 Directive 2001/34 / EC of the European Parliament and of the Council of 28 May 2001 on the admission of securities to official stock exchange listing and on information to be published on those securities18 , Directive 2002/47 / EC of the European Parliament and of the Council of 6 June 2002 on financial collateral arrangements19 , Directive 2002/87 / EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions , insurance undertakings and investment firms in a financial conglomerate20 , Directive 2003/6 / EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation ( market abuse ) 21 , Directive 2003/71 / EC of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading and amending Directive 2001/34 / EC22 , Directive 2004/25 / EC of the European Parliament and of the Council of 21 April 2004 on takeover bids23 , Directive 2004/39 / EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments24 , Directive 2004/109 / EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive25 , Directive 2005/60 / EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing26 , Directive 2002/65 / EC of the European Parliament and of the Council of 23 September 2002 concerning the distance marketing of consumer financial services27 , Directive 2006/49 / EC of the European Parliament and the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions ( recast ) , without prejudice to the competence of the European Banking Authority in terms of prudential supervision28 , Directive 2009/65 / EC of the European Parliament and of the Council of 13 July 2009 concerning Undertakings for Collective Investment in Transferable Securities29 , Directive ...
decembra 2002 o dopolnilnem nadzoru kreditnih institucij , zavarovalnic in investicijskih družb v finančnem konglomeratu20 , Direktiva 2003/6 / ES Evropskega parlamenta in Sveta z dne 28 . januarja 2003 o trgovanju z notranjimi informacijami in tržni manipulaciji ( zloraba trga ) 21 , Direktiva 2003/71 / ES Evropskega parlamenta in Sveta z dne 4 .
( future AIFM Directive ) , and Regulation ...
julija 2009 o podjetjih za kolektivne naložbe v prenosljive vrednostne papirje29 , Direktiva ... ( prihodnja Direktiva AIFM ) in Uredba ...
( future CRA Regulation ) , including all Commission directives , regulations and decisions based on these acts , and of any further Community act which confers tasks on the Authority .
( prihodnja Uredba CRA ) , vključno z vsemi direktivami , uredbami in sklepi , ki temeljijo na teh dokumentih , ter kakršen koli drug dokument Skupnosti , ki na organ prenaša naloge .
( 12 ) The term financial market participant should cover a diverse range of participants who are subject to Community legislation in this area .
( 12 ) Izraz udeleženec na finančnem trgu bi moral zajemati vrsto udeležencev , za katere velja zakonodaja Skupnosti na tem področju .
It may include both legal persons and individuals .
Lahko vključuje pravne osebe in posameznike .