natgillin/translations-raw huggingface dataset:
cases in which competent authorities have to consult each other ;
primere , ko se morajo pristojni organi medsebojno posvetovati ;
cases in which competent authorities delegate supervisory tasks in accordance with Article 24 .
primere , ko pristojni organi prenesejo nadzorne naloge na podlagi člena 24 .
Article 26 Delegation of tasks between competent authorities The competent authority of the home Member State may delegate any of its tasks to the competent authority of another Member State subject to the agreement of that authority .
Člen 26 Prenos nalog med pristojnimi organi Pristojni organ matične države članice lahko prenese katero koli svojo nalogo na pristojni organ druge države članice , če se ta pristojni organ s tem strinja .
Delegation of tasks is not intended to affect the responsibility of the designated competent authority .
Namen prenosa nalog ni vplivati na odgovornost pristojnega organa , na katerega so bile naloge prenesene .
Article 27 Mediation 1 .
Člen 27 Posredovanje 1 .
CESR shall establish a mediation mechanism to assist in finding a common view among competent authorities concerned .
CESR vzpostavi mehanizem posredovanja za pomoč pri iskanju skupnega stališča zadevnih pristojnih organov .
In case of disagreement between competent authorities of Member States on an assessment or action under this Regulation , competent authorities shall refer the matter to CESR for mediation .
Pristojni organi držav članic v primeru medsebojnih razhajanj glede presoje ali ukrepov na podlagi te uredbe predložijo zadevo CESR za posredovanje .
The competent authorities shall take into account the opinion of CESR .
Pristojni organi upoštevajo mnenje CESR . 2 .
Article 28 Professional secrecy 1 .
Člen 28 Poklicna tajnost 1 .
The obligation of professional secrecy shall apply to all persons who work or who have worked for the competent authority or for any authority or person to whom the competent authority has delegated tasks , including auditors and experts contracted by the competent authority .
Obveznost poklicne tajnosti velja za vse osebe , ki delajo ali so delale pri pristojnem organu ali pri katerem koli organu ali osebi , na katero je pristojni organ prenesel naloge , vključno z revizorji in strokovnjaki , ki jih je pristojni organ pogodbeno zaposlil .
Information covered by professional secrecy may not be disclosed to any other person or authority except when such disclosure is necessary for legal proceedings .
Informacije , ki so poklicna tajnost , se ne smejo razkrivati nobeni drugi osebi ali organu , razen kadar je tako razkrivanje potrebno za sodne postopke .
All the information exchanged between competent authorities under this Regulation shall be considered confidential , except when the competent authority states at the time of communication that such information may be disclosed or when such disclosure is necessary for legal proceedings .
Vse informacije , izmenjane med pristojnimi organi na podlagi te uredbe , se štejejo za zaupne , razen kadar pristojni organ v času njihovega posredovanja navede , da se take informacije lahko razkrijejo , ali kadar je tako razkrivanje potrebno za sodne postopke .
CHAPTER IV COOPERATION WITH THIRD COUNTRIES 2 .
2 . POGLAVJE IV SODELOVANJE S TRETJIMI DRŽAVAMI
Article 29 Agreement on exchange of information The competent authorities may conclude cooperation agreements on exchange of information with the competent authorities of third countries only if the information disclosed is subject to guarantees of professional secrecy which are at least equivalent to those set out in Article 28 .
Člen 29 Dogovor o izmenjavi informacij Pristojni organi lahko sklenejo dogovore o sodelovanju za izmenjavo informacij s pristojnimi organi tretjih držav samo , če za razkrite informacije veljajo jamstva poklicne tajnosti , ki so najmanj enakovredna tistim iz člena 28 .
Such exchange of information must be intended for the performance of the tasks of those competent authorities .
Taka izmenjava informacij mora biti namenjena opravljanju nalog navedenih pristojnih organov .
With regard to transfer of personal data to a third country , Member States shall apply Directive 95/46 / EC .
Kar zadeva posredovanje osebnih podatkov tretji državi , države članice uporabljajo Direktivo 95/46 / ES .
Article 30 Disclosure of information The competent authority of a Member State may only disclose the information received from a competent authority of another Member State or from competent authorities of third countries if the competent authority of the Member State concerned has obtained express agreement of the competent authority which have transmitted the information and , where applicable , the information is disclosed solely for the purposes for which that competent authority gave its agreement .
Člen 30 Razkrivanje informacij Pristojni organ države članice lahko informacije , ki jih je prejel od pristojnega organa druge države članice ali pristojnih organov tretjih držav , razkrije samo , če je pristojni organ zadevne države članice pridobil izrecno soglasje pristojnega organa , ki je posredoval informacije , in , če je ta pogoj primeren , kadar se informacije razkrivajo izključno za namene , s katerimi je navedeni pristojni organ soglašal .
TITLE IV PENALTIES , COMMITTEE PROCEDURE , REPORTING , TRANSITIONAL AND FINAL PROVISIONS CHAPTER I Penalties , committee procedure and reporting
NASLOV IV KAZNI , POSTOPEK ODBORA , POROČANJE , PREHODNE IN KONČNE DOLOČBE POGLAVJE I Kazni , postopek odbora in poročanje
Article 31 Penalties Member States shall lay down the rules on penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented .
Člen 31 Kazni Države članice določijo pravila o kaznih , ki se uporabljajo za kršitve določb te uredbe , in sprejmejo vse ukrepe , potrebne za zagotovitev njihovega izvajanja .
Penalties shall , at least , cover cases of gross professional misconduct and lack of due diligence .
Kazni morajo biti predvidene vsaj za primere grobih poklicnih napak in pomanjkanja skrbnosti dobrega gospodarja .
The penalties provided for must be effective , proportionate and dissuasive .
Predvidene kazni morajo biti učinkovite , sorazmerne in odvračilne .
The Member States shall notify those provisions to the Commission by [ six months after the entry into force of this Regulation ] at the latest and shall notify it without delay of any subsequent amendment affecting them .
Države članice obvestijo Komisijo o teh pravilih najpozneje do [ šest mesecev od začetka veljavnosti te uredbe ] in tudi nemudoma obvestijo Komisijo o vseh poznejših spremembah , ki vplivajo na ta pravila .
Article 32 Amendments to Annexes The Commission may amend the Annexes in order to take account of developments on financial markets , in particular in relation to new financial instruments and with regard to convergence of supervisory practice .
Člen 32 Spremembe prilog Komisija lahko spremeni priloge , da upošteva dogajanja na finančnih trgih , zlasti kar zadeva nove finančne instrumente in konvergenco nadzornih praks .
Those measures designed to amend non-essential elements of this Regulation shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 33 ( 2 ) .
Ti ukrepi , ki so namenjeni spreminjanju nebistvenih elementov te uredbe , se sprejmejo v skladu z regulativnim postopkom s pregledom iz člena 33 ( 2 ) .
EN Article 33 Committee procedure 1 .
Člen 33 Postopek odbora 1 .
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528 / EC42 .
Komisiji pomaga Evropski odbor za vrednostne papirje , ustanovljen s Sklepom Komisije 2001/528 / ES42 .
Article 34 Report By [ three years after the entry into force of this Regulation ] the Commission shall make an assessment of the application of this Regulation , including an assessment of the reliance on credit ratings in the Community and of the appropriateness of the remuneration of the credit rating agency by the rated entity (" issuer-pays model ") , and submit a report to the European Parliament and the Council of the European Union .
Člen 34 Poročanje Komisija najpozneje [ tri leta od začetka veljavnosti te uredbe ] oceni uporabo te uredbe , vključno z oceno opiranja na bonitetne ocene v Skupnosti in oceno ustreznosti plačila , ki ga ocenjevani subjekt plača bonitetni agenciji ( model „izdajatelj plača ") , ter predloži poročilo Evropskemu parlamentu in Svetu Evropske unije .
CHAPTER II Transitional and final provisions
POGLAVJE II Prehodne in končne določbe
Article 35 Transitional provision Credit rating agencies operating in the Community before [ the date of entry into force of this Regulation ] shall adopt all necessary measures to comply with this Regulation and shall submit an application for registration by [ six months after the entry into force of this Regulation ] .
Člen 35 Prehodna določba Bonitetne agencije , ki poslujejo v Skupnosti , pred [ datum začetka veljavnosti te uredbe ] sprejmejo vse potrebne ukrepe za uskladitev s to uredbo in najpozneje [ šest mesecev po začetku veljavnosti te uredbe ] predložijo vlogo za registracijo .
The credit rating agencies referred to in the first subparagraph shall cease to issue credit ratings if registration is refused .
Bonitetne agencije iz prvega pododstavka prenehajo izdajati bonitetne ocene , če se registracija zavrne .
Article 36 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .
Člen 36 Začetek veljavnosti Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije .
It shall apply from [ insert exact date ;
Uporablja se od [ vstavi točen datum ;
six months after entry into force ] . 42
šest mesecev po začetku veljavnosti ] .
ANNEX I INDEPENDENCE AND AVOIDANCE OF CONFLICTS OF INTEREST Section A Organisational requirements 1 .
PRILOGA I NEODVISNOST IN IZOGIBANJE NASPROTJEM INTERESOV Oddelek A Organizacijske zahteve 1 .
The credit rating agency shall have an administrative or supervisory board that is responsible for ensuring : a ) b ) c ) 2 .
Bonitetna agencija ima upravni odbor ali nadzorni svet , ki je odgovoren za zagotavljanje : a ) b ) c ) 2 .
the independence of the rating process ;
neodvisnosti bonitetnega postopka ;
that conflicts of interest are properly identified , managed and disclosed ;
ustreznega opredeljevanja , obvladovanja in razkrivanja nasprotij interesov ;
compliance of the credit rating agency with the remaining requirements of this Regulation .
usklajenosti bonitetne agencije s preostalimi zahtevami te uredbe .
A credit rating agency shall be organised in a way that ensures that the business interest of the company does not impair the independence and accuracy of the rating process .
Bonitetna agencija je organizirana na način , s katerim se zagotovi , da poslovni interes podjetja ne škodi neodvisnosti in točnosti bonitetnega postopka .
The senior management , as defined in Article 2 ( 9 ) of Commission Directive 2006/73 / EC43 of a credit rating agency shall be of good repute and sufficiently skilled and experienced , and shall ensure the sound and prudent management of the credit rating agency .
Višje vodstvo bonitetne agencije , kot je opredeljeno v členu 2 ( 9 ) Direktive Komisije 2006/73 / EC43 , mora biti ugledno , imeti zadostno znanje in izkušnje ter zagotavljati premišljeno in skrbno upravljanje bonitetne agencije .
The administrative or supervisory board of a credit rating agency shall include at least three non-executive members who shall be are independent .
Upravni odbor ali nadzorni svet bonitetne agencije ima vsaj tri neizvršne člane , ki so neodvisni .
The remuneration of the independent members of administrative or supervisory board shall not be linked to the business performance of the credit rating agency and shall be arranged so as to ensure the independence of their judgement .
Plačilo za neodvisne člane upravnega odbora ali nadzornega sveta ni povezano s poslovnimi rezultati bonitetne agencije in je urejeno tako , da se zagotovi neodvisnost njihove presoje .
The term of office of the independent members of the administrative or supervisory board shall be for a preagreed fixed period not exceeding five years and shall not be renewable .
Mandat neodvisnih članov upravnega odbora ali nadzornega sveta traja natanko toliko časa , kot je vnaprej dogovorjeno , ne presega petih let in ga ni mogoče obnoviti .
The dismissal of independent members of the administrative or supervisory board shall only take place in case of misconduct or professional underperformance .
Neodvisni člani upravnega odbora ali nadzornega sveta se lahko razrešijo le v primeru neprimernega ravnanja ali slabega poklicnega dela .
The majority of members of the administrative or supervisory board , including all independent members , shall have sufficient expertise in financial services .
Večina članov upravnega odbora ali nadzornega sveta , vključno z vsemi neodvisnimi člani , mora imeti dovolj strokovnega znanja na področju finančnih storitev .
At least one independent member of this board should have in-depth knowledge and experience at a senior level of the structured credit and securitisation markets .
Najmanj en neodvisni član tega odbora ali sveta mora imeti poglobljeno znanje in izkušnje na višji ravni strukturiranih kreditnih trgov in trgov listinjenja .
In addition to the overall responsibility of the board , the independent members of administrative or supervisory board shall have the specific task of monitoring the development of the credit rating policy , the effectiveness of the internal quality control system of the credit rating agency on the credit rating process to ensure that there are no conflicts of interest and the compliance and governance processes including the efficiency of the review function referred to in point 7 of this Section .
Poleg splošnih odgovornosti odbora ali sveta imajo neodvisni člani upravnega odbora ali nadzornega sveta posebno nalogo , da spremljajo razvoj politike bonitetnega ocenjevanja , učinkovitost notranjega sistema bonitetne agencije za nadzor kakovosti bonitetnega postopka , s čimer se preprečijo nasprotja interesov , ter postopke usklajevanja in upravljanja , vključno z učinkovitostjo postopka revizije iz točke 7 tega oddelka .
Opinions of the independent directors issued on these matters shall be presented to
Mnenja neodvisnih direktorjev , ki jih ti pripravijo o teh zadevah , se v rednih časovnih presledkih posredujejo odboru , poskrbi pa se tudi , da so na voljo pristojnemu organu , kadar koli jih ta zahteva .
43 OJ L 241 , 2.9.2006 , p. 26 .
OJ L 241 , 2.9.2006 , p. 26 . 43
A credit rating agency shall establish policies and procedures which ensure compliance with this Regulation . A credit rating agency shall have sound administrative and accounting procedures , internal control mechanisms , effective procedures for risk assessment , and effective control and safeguard arrangements for information processing systems .
Bonitetna agencija ima ustrezne upravne in računovodske postopke , mehanizme notranjega nadzora , učinkovite postopke za ocenjevanje tveganj ter učinkovito ureditev nadzora in zaščitnih ukrepov za sisteme za obdelavo informacij .
A credit rating agency shall establish organisational and administrative arrangements to identify , prevent and manage conflicts of interest referred to in point 1 of Section B. It shall keep a record of all significant threats to its independence and that of its employees involved in the credit rating process , as well as the safeguards applied to mitigate those threats .
Bonitetna agencija oblikuje organizacijsko in upravno ureditev za opredeljevanje , preprečevanje in obvladovanje nasprotij interesov iz točke 1 oddelka B. Vodi tudi evidence vseh pomembnih nevarnosti za neodvisnost bonitetne agencije in njenih zaposlenih , ki so vključeni v bonitetni postopek , ter zaščitnih ukrepov za zmanjševanje teh nevarnosti .
A credit rating agency shall use appropriate systems to ensure continuity and regularity in the performance of its credit rating activities .
Bonitetna agencija uporablja ustrezne sisteme za zagotavljanje stalnih in rednih rezultatov svojih dejavnosti bonitetnega ocenjevanja .
A credit rating agency shall establish a review function responsible for periodically reviewing the methodologies , models and significant changes to methodologies and models it uses , as well as the appropriateness of those methodologies and models for the assessment of new financial instruments .
Bonitetna agencija oblikuje postopek revidiranja , katerega izvajalci v rednih časovnih presledkih revidirajo uporabljene metodologije , modele ter bistvene spremembe metodologij in modelov ter preverjajo primernost teh metodologij in modelov za ocenjevanje novih finančnih instrumentov .
This review function must be independent of the business lines which are responsible for credit rating activities and report to the members of the administrative or supervisory board referred to in point 2 of this Section .
Ta postopek revidiranja mora biti neodvisen od poslovnih procesov , odgovornih za dejavnosti bonitetnega ocenjevanja , osebe , odgovorne za njegovo izvajanje , pa poročajo članom upravnega odbora ali nadzornega sveta iz točke 2 tega oddelka .
A credit rating agency shall monitor and evaluate the adequacy and effectiveness of its systems , internal control mechanisms and arrangements established in accordance with this Regulation and take appropriate measures to address any deficiencies . 5 .
8 . Bonitetna agencija spremlja in ocenjuje primernost in učinkovitost svojih sistemov , mehanizmov notranjega nadzora in ureditev , oblikovanih na podlagi te uredbe , ter sprejema ustrezne ukrepe za odpravo morebitnih pomanjkljivosti .
Section B Operational requirements 1 .
Oddelek B Operativne zahteve 1 .
A credit rating agency shall identify and eliminate or , where appropriate , manage and disclose any actual or potential conflicts of interest that may influence the analyses and judgments of its analysts that participate in determining a credit rating and persons approving credit ratings .
Bonitetna agencija opredeljuje in odpravlja ali -- kadar je to primerno -- obvladuje in razkriva vsa dejanska ali potencialna nasprotja interesov , ki bi lahko vplivala na analize in presoje njenih analitikov , vključenih v določanje bonitetnih ocen , ter oseb , odgovornih za odobritev bonitetnih ocen .
A credit rating agency shall publicly disclose the names of the rated entities or related third parties from which it receives more than 5 % of its annual revenue .
Bonitetna agencija javno razkriva imena ocenjevanih subjektov ali povezanih tretjih strani , od katerih prejema več kot 5 % svojih letnih prihodkov .
A credit rating agency shall not issue a credit rating or shall withdraw an existing credit rating in the following cases : ( a ) the credit rating agency , an analyst that participated in determining a credit rating , or person approving the credit ratings , directly or indirectly owns financial instruments of the rated entity or any related third party or has any other direct or indirect ownership interest in that entity or party ;
Bonitetna agencija ne izda bonitetne ocene ali prekliče že izdano bonitetno oceno , kadar : a ) ima bonitetna agencija , analitik , ki je sodeloval pri določanju bonitetne ocene , ali oseba , odgovorna za odobritev bonitetne ocene , neposredno ali posredno v lasti finančne instrumente ocenjevanega subjekta ali katere koli povezane tretje strani ali kakršno koli drugačno neposredno ali posredno lastniško pravico v zvezi s tem subjektom ali tretjo stranjo ; se bonitetna ocena izda v zvezi z ocenjevanim subjektom ali katero koli povezano tretjo stranjo , ki je z bonitetno agencijo neposredno ali posredno povezana z obvladovanjem ;
( b ) ( c )
SL c )
the credit rating is issued with respect to a rated entity or any related third party directly or indirectly linked to the credit rating agency by control ; an analyst who participated in determining a credit rating , or person approving the credit rating is a member of the administrative , management or supervisory bodies of the rated entity or any related third party .
je analitik , ki je sodeloval pri določanju bonitetne ocene , ali oseba , odgovorna za odobritev bonitetne ocene , član upravnega ali nadzornega organa ocenjevanega subjekta ali katere koli povezane tretje strani .
A credit rating agency shall not provide consultancy or advisory services to the rated entity or any related third party regarding the corporate or legal structure , assets , liabilities or activities of the rated entity or any related third party .
Bonitetna agencija ne zagotavlja svetovalnih storitev ocenjevanemu subjektu ali kateri koli povezani tretji strani glede podjetniške ali pravne strukture , sredstev , obveznosti ali dejavnosti ocenjevanega subjekta ali katere koli povezane tretje strani .
A credit rating agency may provide services other than issuance of credit ratings , hereinafter « ancillary services » .
Bonitetna agencija lahko opravlja storitve , ki niso izdaja bonitetnih ocen , v nadaljevanju „pomožne storitve » .
A credit rating agency shall determine what it considers as ancillary services . It shall ensure that the provision of ancillary services does not present conflicts of interest with its credit rating activity .
Bonitetna agencija opredeli , kaj so po njenem mnenju pomožne storitve , in poskrbi , da opravljanje pomožnih storitev ne pomeni nasprotij interesov v njeni dejavnosti bonitetnega ocenjevanja .
A credit rating agency shall ensure that analysts do not make proposals or recommendations , either formally or informally , regarding the design of structured finance instruments on which credit rating agency is expected to issue a credit rating .
Bonitetna agencija poskrbi , da analitiki ne dajejo uradnih ali neuradnih predlogov ali priporočil v zvezi z zasnovo strukturiranih finančnih instrumentov , za katere se pričakuje , da bo bonitetna agencija zanje izdala bonitetno oceno .
A credit rating agency shall design its reporting and communication channels so as to ensure independence of analysts and persons approving the credit ratings from the other parts of the credit rating agency representing the commercial interests of the credit rating entity .
Bonitetna agencija oblikuje svoje poti poročanja in komunikacije , tako da zagotovi neodvisnost analitikov in oseb , odgovornih za odobritev bonitetnih ocen , od drugih delov bonitetne agencije , ki so zadolženi za poslovne interese bonitetne agencije .
A credit rating agency shall keep records and audit trails of all its activities , including records of agreements between the credit rating agency and the rated entity or related third party and all significant elements of the dialogue with the rated entity and its related third parties , as well as records in relation to the obligations set out in Articles 5 , 6 and 7 .
Bonitetna agencija hrani evidence in revizijske sledi vseh svojih dejavnosti , vključno z evidencami dogovorov med bonitetno agencijo in ocenjevanim subjektom ali povezano tretjo stranjo , evidencami vseh bistvenih elementov dialoga z ocenjevanim subjektom ali njegovo povezano tretjo stranjo ter evidencami v zvezi z obveznostmi iz členov 5 , 6 in 7 .
Records and audit trails referred to in point 7 shall be kept at the premises of the registered credit rating agency for at least five years and be made available upon request to the competent authorities of the Member States concerned .
Evidence in revizijske sledi iz točke 7 se hranijo v prostorih registrirane bonitetne agencije najmanj pet let . Poskrbi se , da so na voljo pristojnim organom zadevnih držav članic na njihovo zahtevo .
Where the registration of a credit rating agency is withdrawn , the records shall be kept for at least three years .
Kadar se registracija bonitetne agencije razveljavi , se evidence hranijo najmanj tri leta .