natgillin/translations-raw huggingface dataset:
« credit rating agency » means a legal person whose regular and principal occupation is the issuance of credit ratings ;
„bonitetna agencija » pomeni pravno osebo , katere redna in glavna dejavnost je izdaja bonitetnih ocen ;
« home Member State « means a Member State in which the credit rating agency has its registered office ;
„matična država članica » pomeni državo članico , v kateri ima bonitetna agencija registrirani sedež ;
« analyst » means a person who performs analytical functions that are necessary for the issuance of a credit rating ;
„analitik » pomeni osebo , ki opravlja analitične naloge , potrebne za izdajo bonitetne ocene ;
« rated entity » means a legal person whose creditworthiness is explicitly or implicitly rated in the credit rating , whether it has solicited that credit rating or not or provided information for that credit rating ;
„ocenjevani subjekt » pomeni pravno osebo , katere kreditna sposobnost je eksplicitno ali implicitno ocenjena v bonitetni oceni , ne glede na to , ali je ta pravna oseba za to bonitetno oceno zaprosila oziroma ali je zanjo priskrbela informacije ;
« rating category » means a rating symbol used for identifying different credit ratings for each class of credit ratings in order to distinguish the different risk characteristics of the different types of rated entities , issuers and financial instruments ;
„bonitetna kategorija » pomeni ocenjevalni simbol , ki se uporablja za opredeljevanje različnih bonitetnih ocen za vsak razred bonitetnih ocen , tako da je mogoče razlikovati med različnimi značilnostmi tveganj pri različnih vrstah ocenjevanih subjektov , izdajateljev ali finančnih instrumentov ;
« related third party » means the originator , arranger , sponsor , servicer or any other party that interacts with a credit rating agency on behalf of a rated entity , including any person directly or indirectly linked to it by control ;
„povezana tretja stran » pomeni originatorja ( nalogodajalca ) , organizatorja , sponzorja , ponudnika storitev ali katero koli drugo tretjo stran , ki je v stiku z bonitetno agencijo v imenu ocenjevanega subjekta , vključno s katero koli osebo , ki je z njim neposredno ali posredno povezana z obvladovanjem ;
« control » means the relationship between a parent undertaking and a subsidiary , as set out in Article 1 of Council Directive 83/349 / EEC37 , or a similar relationship between any natural or legal person and an undertaking ;
„obvladovanje » pomeni razmerje med nadrejenim in podrejenim podjetjem , kakor je opredeljeno v členu 1 Direktive Sveta 83/349 / EGS37 , ali podobno razmerje med katero koli fizično ali pravno osebo in podjetjem ;
« financial instruments » means the instruments listed in Section C of Annex I to Directive 2004/39 / EC ;
„finančni instrumenti » pomenijo instrumente iz oddelka C Priloge I k Direktivi 2004/39 / ES ;
« structured finance instrument » means an instrument resulting from a securitisation transaction or scheme referred to in Article 4 ( 36 ) of Directive 2006/48 / EC ;
„strukturiran finančni instrument » pomeni instrument , ki je rezultat posla ali sheme listinjenja iz člena 4 ( 36 ) Direktive 2006/48 / ES ;
« group of credit rating agencies » means a group of undertakings consisting of a parent undertaking and its subsidiaries within the meaning of Article 1 and 2 of Directive 83/349 / EEC38 , as well as undertakings linked to each other by a
„skupina bonitetnih agencij » pomeni skupino podjetij , ki je sestavljena iz nadrejenega podjetja in temu podrejenih podjetij v smislu členov 1 in 2
i ) j ) k )
i ) j ) k )
OJ L 193 , 18.7.1983 , p. 1 .
UL L 193 , 18.7.1983 , str .
OJ L 193 , 18.7.1983 , p. 1 .
1 . SL
EN relationship within the meaning of Article 12 ( 1 ) of Directive 83/349 / EEC and whose regular and principal occupation is the issuance of credit ratings .
Direktive 83/349 / EGS38 , ter podjetja , ki so medsebojno povezana v smislu člena 12 ( 1 ) Direktive 83/349 / EGS ter katerih redna in glavna dejavnost je izdaja bonitetnih ocen .
For the purposes of point ( a ) of paragraph 1 , credit ratings shall not be considered recommendations within the meaning of Article 1 ( 3 ) of Commission Directive 2003/125 / EC39 .
Za namene točke a ) odstavka 1 se bonitetne ocene ne štejejo za priporočila v smislu člena 1 ( 3 ) Direktive Komisije 2003/125 / ES39 .
Article 4 Use of credit ratings Credit institutions , investments firms , insurance , assurance and reinsurance undertakings , undertakings for collective investment in transferable securities ( UCITS ) and institutions for occupational retirement provision referred to in Article 2 may only use for regulatory purposes credit ratings which are issued by credit rating agencies established in the Community and registered in accordance with this Regulation .
Člen 4 Uporaba bonitetnih ocen Kreditne institucije , investicijska podjetja , zavarovalnice in pozavarovalnice , kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje ( KNPVP ) in institucije za poklicno pokojninsko zavarovanje iz člena 2 lahko za regulativne namene uporabljajo samo bonitetne ocene , ki jih izdajo bonitetne agencije , ustanovljene v Skupnosti in registrirane v skladu s to uredbo .
Investment firms and credit institutions referred to in Art. 1 of Directive 2004/39 / EC should not execute orders on behalf of their clients with respect to financial instruments which have been rated , unless the credit rating has been issued by a credit rating agency registered in accordance with this Regulation .
Investicijska podjetja in kreditne institucije iz člena 1 Direktive 2004/39 / ES za svoje stranke ne bi smele izvajati naročil za finančne instrumente , za katere obstaja bonitetna ocena , če te bonitetne ocene ni izdala bonitetna agencija , registrirana v skladu s to uredbo .
TITLE II ISSUING OF CREDIT RATINGS Article 5 Independence and avoidance of conflicts of interest 1 .
NASLOV II IZDAJA BONITETNIH OCEN Člen 5 Neodvisnost in izogibanje nasprotjem interesov 1 .
A credit rating agency shall ensure that the issuance of a credit rating is not affected by any existing or potential conflict of interest or business relationship involving the credit rating agency issuing the credit rating , its managers , employees or any person directly or indirectly linked to it by control .
Bonitetna agencija poskrbi , da na izdajo bonitetne ocene ne vpliva nobeno obstoječe ali potencialno nasprotje interesov ali poslovni odnos , ki vključuje bonitetno agencijo , ki izdaja bonitetno oceno , njeno vodilno osebje , zaposlene ali katero koli osebo , ki je z agencijo povezana z obvladovanjem .
In order to ensure compliance with paragraph 1 , the credit rating agency shall comply with the requirements set out in Sections A and B of Annex I. Article 6 Employees 1 .
Da se zagotovi skladnost z odstavkom 1 , bonitetna agencija izpolni zahteve , določene v oddelkih A in B Priloge I. Člen 6 Zaposleni 1 .
A credit rating agency shall ensure that employees directly involved in the credit rating process have appropriate knowledge and experience for the duties assigned .
Bonitetna agencija poskrbi , da imajo zaposleni , ki so neposredno vključeni v bonitetni postopek , ustrezno znanje in izkušnje za dodeljene dolžnosti .
A credit rating agency shall ensure that employees who are directly involved in the credit rating process shall not be allowed to initiate or participate in negotiations
Bonitetna agencija poskrbi , da zaposlenim , ki so neposredno vključeni v bonitetni postopek , ni dovoljeno začenjati pogajanj ali sodelovati v pogajanjih glede
OJ L 339 , 24.12.2003 , p. 73 .
UL L 339 , 24.12.2003 , str .
regarding fees or payments with any rated entity , related third party or any person directly or indirectly linked to the rated entity by control .
honorarjev ali plačil s katerim koli ocenjevanim subjektom , povezano tretjo stranjo ali katero koli osebo , ki je z ocenjevanim subjektom neposredno ali posredno povezana z obvladovanjem .
A credit rating agency shall ensure that employees who are directly involved in the credit rating process meet the requirements set out in Section C of Annex I. A credit rating agency shall ensure that analysts and persons approving credit ratings shall not be involved in providing the credit rating services to the same rated entity or its related third parties for a period exceeding four years .
Bonitetna agencija poskrbi , da zaposleni , ki so neposredno vključeni v bonitetni postopek , izpolnjujejo zahteve , določene v oddelku C Priloge I. Bonitetna agencija poskrbi , da analitiki in osebe , odgovorne za odobritev bonitetnih ocen , niso vključeni v zagotavljanje bonitetnih storitev istemu ocenjevanemu subjektu ali njegovim povezanim tretjim stranem dlje kot štiri leta .
For that purpose it shall establish a rotation mechanism with regard to those analysts and persons .
V ta namen vzpostavi sistem izmenjavanja za te analitike in osebe .
The period after which the analysts and persons approving credit ratings may be involved in providing the credit rating services to the rated entity or related third parties referred to in the first subparagraph may not be shorter than two years .
Obdobje , po katerem so analitiki in osebe , odgovorne za odobritev bonitetnih ocen , lahko vključeni v zagotavljanje bonitetnih storitev ocenjevanemu subjektu ali povezanim tretjim stranem iz prvega pododstavka , ne sme biti krajše od dveh let .
Paragraph 4 shall not apply to a credit rating agency which employs less than 50 employees and takes measures to ensure the objectivity of analysts in the relations with the rated entity or related third parties .
Odstavek 4 se ne uporablja za bonitetne agencije , ki imajo manj kot 50 zaposlenih in sprejmejo ukrepe , s katerimi zagotovijo objektivnost analitikov v razmerjih z ocenjevanim subjektom ali povezanimi tretjimi stranmi .
Compensation and performance evaluation of analysts and persons approving the credit ratings shall not be contingent on the amount of revenue that the credit rating agency derives from the rated entities or related third parties to which the analyst or persons approving the credit ratings provide services .
Osebni prejemki in ocena uspešnosti analitikov in oseb , odgovornih za odobritev bonitetnih ocen , nista odvisna od višine prihodka , ki ga bonitetna agencija prejme od ocenjevanih subjektov ali povezanih tretjih strani , ki jim analitiki ali osebe , odgovorne za odobritev bonitetnih ocen , zagotavljajo storitve .
Article 7 Rating methodologies 1 .
Člen 7 Ocenjevalne metodologije 1 .
A credit rating agency shall disclose to the public the methodologies , models and key rating assumptions it uses in the rating process .
Bonitetna agencija javno razkriva metodologije , modele in ključne ocenjevalne predpostavke , ki jih uporablja v bonitetnem postopku .
A credit rating agency shall ensure that the credit ratings it produces and disseminates are based on an analysis of all information available to it that is of relevance according to its rating methodologies .
Bonitetna agencija poskrbi , da so bonitetne ocene , ki jih izdaja in razširja , izdelane na podlagi analize vseh informacij , ki so ji na voljo in so pomembne glede na njene ocenjevalne metodologije .
It shall adopt all necessary measures so that the information it uses in assigning a credit rating is of sufficient quality and from reliable sources .
Bonitetna agencija sprejme vse potrebne ukrepe , da so informacije , ki jih uporablja pri dodeljevanju bonitetnih ocen , dovolj kakovostne in da so viri teh informacij zanesljivi .
Where a credit rating agency is using an existing credit rating or ratings prepared by another credit rating agency with respect to underlying assets or structured finance instruments , it shall not refuse to issue a credit rating of an entity or a financial instrument because a portion of the entity or the financial instrument had been previously rated by another credit rating agency .
Kadar bonitetna agencija uporablja obstoječe bonitetne ocene , ki jih je izdelala druga bonitetna agencija v zvezi z zadevnimi sredstvi ali strukturiranimi finančnimi instrumenti , ne zavrne naročila , da izda bonitetno oceno subjekta ali finančnega instrumenta , z utemeljitvijo , da je del subjekta ali finančnega instrumenta predhodno ocenila druga bonitetna agencija .
A credit rating agency shall record all instances where in its credit rating process it downgrades existing credit ratings prepared by another credit rating agency with respect to underlying assets or structured finance instruments providing a justification for the downgrade .
Bonitetna agencija evidentira vse primere , kjer v svojem bonitetnem postopku zniža ocene obstoječih bonitetnih ocen , ki jih je izdelala druga bonitetna agencija v zvezi z zadevnimi sredstvi ali strukturiranimi finančnimi instrumenti , in utemelji znižanje ocen .
A credit rating agency shall monitor credit ratings and review its credit ratings where necessary .
Bonitetna agencija po potrebi spremlja in revidira svoje bonitetne ocene .
A credit rating agency shall establish internal arrangements to monitor the impact of changes in macroeconomic or financial market conditions on credit ratings .
Določi tudi notranje postopke za spremljanje učinka , ki ga imajo spremembe makroekonomskih razmer in razmer na finančnih trgih na bonitetne ocene .
When rating methodologies , models or key rating assumptions are changed a credit rating agency shall : a ) immediately , using the same means of communication as was used for the distributions of the affected credit ratings , disclose the likely scope of credit ratings to be affected ;
Kadar se ocenjevalne metodologije , modeli ali ključne ocenjevalne predpostavke spremenijo , bonitetna agencija : a ) nemudoma razkrije verjetni obseg bonitetnih ocen , na katere bodo spremembe vplivale , pri tem pa uporabi enaka komunikacijska sredstva , kot so bila uporabljena za razširjanje zadevnih bonitetnih ocen ;
review the affected credit ratings as soon as possible and not later than within 6 months after the change , and in the meantime place those ratings under observation ;
takoj , ko je to mogoče , vendar najpozneje v 6 mesecih po spremembi , revidira bonitetne ocene , na katere so spremembe vplivale , medtem pa te bonitetne ocene opazuje ;
re-rate all credit ratings that have been based on those methodologies , models or assumptions .
znova določi vse bonitetne ocene , ki so bile izdelane na podlagi teh metodologij , modelov ali predpostavk .
Article 8 Disclosure and presentation of credit ratings
Člen 8 Razkrivanje in predstavitev bonitetnih ocen
A credit rating agency shall disclose any credit rating , as well as any decisions to discontinue a credit rating on a non-selective basis and in a timely manner .
Bonitetna agencija neselektivno in pravočasno razkrije vse bonitetne ocene in vse odločitve glede preklica bonitetnih ocen .
The first subparagraph shall not apply to credit ratings that are distributed by subscription .
Prvi pododstavek se ne uporablja za bonitetne ocene , ki se razširjajo naročniškega razmerja .
Credit ratings shall be presented in accordance with the requirements set out in Section D of Annex I. When a credit rating agency issues a rating for structured finance instruments it shall ensure either of the following : a ) credit rating categories that may be attributed to structured finance instruments are clearly differentiated from rating categories that may be used to rate other types of rated entities or financial instruments ;
Bonitetne ocene se predstavijo v skladu z zahtevami iz oddelka D Priloge I. Kadar bonitetna agencija izda bonitetno oceno za strukturiran finančni instrument , zagotovi eno od naslednjega : a ) bonitetne kategorije , ki se lahko dodelijo za strukturiran finančni instrument , se jasno razlikujejo od bonitetnih kategorij , ki se lahko uporabijo za ocenjevanje drugih vrst ocenjevanih subjektov ali finančnih instrumentov ;
publish a report that provides a detailed description of the rating methodology used to determine the credit rating and an explanation of how it differs from the determination of ratings for any other type of rated entity or financial instrument , and how the credit risk characteristics associated with a structured finance instrument differ from the risks related to any other type of rated entity or financial instrument .
objavi poročilo s podrobnim opisom ocenjevalne metodologije , ki je bila uporabljena za določitev bonitetne ocene , in pojasnilom , v čem se ta metodologija razlikuje od metodologije za določitev ocene za katero koli drugo vrsto ocenjevanega subjekta ali finančnega instrumenta ter v čem se značilnosti kreditnega tveganja , povezanega s strukturiranim finančnim instrumentom , razlikujejo od tveganj pri kateri koli drugi vrsti ocenjevanega subjekta ali finančnega instrumenta .
A credit rating agency shall disclose its policies and procedures regarding unsolicited credit ratings .
Bonitetna agencija razkrije svoje politike in postopke v zvezi z nenaročenimi bonitetnimi ocenami .
When a credit rating agency issues an unsolicited credit rating it shall state in the credit rating that the rated entity or related third party did not participate in the credit rating process and that the credit rating agency did not have access to the accounts and other relevant internal documents of the rated entity or its related third party .
da bonitetna agencija ni imela dostopa do poslovnih knjig in drugih pomembnih notranjih dokumentov ocenjevanega subjekta ali povezane tretje strani .
Unsolicited credit ratings shall be identified with a different credit rating category .
Nenaročene bonitetne ocene se opredelijo z drugačno bonitetno kategorijo .
EN Article 9 General and periodic disclosures 1 .
Člen 9 Splošno razkrivanje in razkrivanje v rednih časovnih presledkih 1 .
A credit rating agency shall fully and publicly disclose and update immediately the information on matters set out in Annex I , Section E , Part I. Credit rating agencies shall make available in a central repository established by CESR information on their historical performance data and information about past credit rating activities .
Bonitetna agencija v celoti in javno razkrije ter takoj posodobi informacije o zadevah , določenih v delu I oddelka E Priloge I. Bonitetne agencije v osrednjem registru , ki ga vzpostavi CESR , dajo na razpolago podatke o svojih preteklih rezultatih in dejavnostih bonitetnega ocenjevanja .
The repository shall be open to the public .
Osrednji register je javno dostopen .
A credit rating agency shall make available annually to the competent authority of the home Member State the information on matters set out in Annex I , Section E , Part II , point 2 . Competent authorities of home Member States shall not disclose that information .
Bonitetna agencija pristojnemu organu matične države članice letno posreduje informacije o zadevah , določenih v točki 2 dela II oddelka E Priloge I. Pristojni organi matične države članice teh informacij ne razkrivajo .
Article 10 Transparency report A credit rating agency shall publish annually a transparency report which includes the information on matters set out in Annex I , Section E , Part III . The credit rating agency shall publish its annual report at the latest three months after the end of each financial year and shall ensure that it remains available on the website of the agency for at least five years .
Člen 10 Poročilo o preglednosti Bonitetna agencija letno objavi poročilo o preglednosti , ki vsebuje informacije o zadevah , določenih v delu III oddelka E Priloge I. Bonitetna agencija objavi svoje letno poročilo najpozneje tri mesece po izteku vsakega finančnega leta in poskrbi , da je poročilo vsaj pet let dostopno na njeni spletni strani .
Article 11 Public disclosure fees A credit rating agency may not charge a fee for the information provided in accordance with Articles 7 to 10 .
Člen 11 Pristojbine za javno razkrivanje Bonitetna agencija ne sme zaračunavati pristojbin za informacije , zagotovljene v skladu s členi od 7 do 10 .
TITLE III SURVEILLANCE OF CREDIT RATING ACTIVITY CHAPTER I PROCEDURE FOR REGISTRATION
NASLOV III NADZOR DEJAVNOSTI BONITETNEGA OCENJEVANJA POGLAVJE I REGISTRACIJSKI POSTOPEK
Article 12 Requirement for registration 1 .
Člen 12 Zahteva za registracijo 1 . Bonitetna agencija lahko zaprosi za registracijo , s katero zagotovi , da lahko njene bonitetne ocene za regulativne namene uporabljajo kreditne institucije , investicijska
A credit rating agency may apply for registration in order to ensure that its credit ratings can be used for regulatory purposes by credit institutions , investments firms , insurance , assurance and reinsurance undertakings , undertakings for collective investment in transferable securities ( UCITS ) and institutions for occupational retirement provision referred to in Article 2 provided that it is a legal person established in the Community .
SL podjetja , zavarovalnice in pozavarovalnice , kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje ( KNPVP ) in institucije za poklicno pokojninsko zavarovanje iz člena 2 , če je ta bonitetna agencija pravna oseba s sedežem v Skupnosti .
The registration shall be valid for the entire territory of the Community , after publication in the Official Journal of the European Union in accordance with Article 15 ( 3 ) .
Registracija je veljavna na celotnem ozemlju Skupnosti po objavi v Uradnem listu Evropske unije v skladu s členom 15 ( 3 ) .
A registered credit rating agency shall comply at all times with the conditions for initial registration .
Registrirana bonitetna agencija mora v vsakem trenutku izpolnjevati pogoje za začetno registracijo .
Credit rating agencies shall notify the competent authority of the home Member State of any material changes to the conditions for initial registration .
Bonitetne agencije obvestijo pristojni organ matične države članice o vsaki bistveni spremembi pogojev za začetno registracijo .
The competent authority of the home Member State shall register the credit rating agency if it complies with the conditions for the issuance of credit ratings set out in this Regulation .
Pristojni organ matične države članice registrira bonitetno agencijo , če ta izpolnjuje pogoje za izdajo bonitetnih ocen , določene v tej uredbi .
Competent authorities may not impose additional requirements on the registration which are not provided for in this Regulation .
Pristojni organi ne smejo določiti dodatnih zahtev za registracijo , ki niso predvidene v tej uredbi .
Article 13 Application for registration 5 .
Člen 13 Vloga za registracijo 1 .
The credit rating agency shall submit an application for registration to CESR .
Bonitetna agencija vloži vlogo za registracijo pri CESR .
The application shall contain information on the matters set out in Annex II .
Vloga vsebuje informacije o zadevah , določenih v Prilogi II .
An application for registration may be submitted by a group of credit rating agencies .
Vlogo za registracijo lahko predloži tudi skupina bonitetnih agencij .
In that case the members of the group shall mandate one of the members of the group to submit the application to CESR on behalf of the group .
V tem primeru podjetja v skupini pooblastijo eno izmed podjetij v skupini , da v imenu skupine vloži vlogo pri CESR .
The mandated credit rating agency shall provide the information on the matters set out in Annex II for each member of the group .
Pooblaščena bonitetna agencija zagotovi informacije o zadevah , določenih v Prilogi II , za vsako podjetje v skupini .
Within 10 days of receipt of the application , CESR shall transmit the application to the competent authority of the home Member State and inform the competent authorities of the other Member States of that transmission .
CESR vlogo v 10 dneh po tem , ko jo prejme , posreduje pristojnemu organu matične države članice in o tem obvesti pristojne organe drugih držav članic .
Article 14 Examination of the application by the competent authorities 3 .
Člen 14 Pregled vloge , ki ga opravijo pristojni organi 1 .
Within 10 days of receipt of the application for registration , the competent authority of the home Member State shall check whether the application is complete .
Pristojni organ matične države članice v 10 dneh od prejema vloge za registracijo preveri , ali je vloga popolna .