natgillin/translations-raw huggingface dataset:
the orders have been executed after 16.00 CET of the business day within the time zone of the investment firm.
naročila so bila izvršena po 16.00 po srednjeevropskem času na delovni dan v časovnem pasu investicijskega podjetja.
Investment firms shall confirm receipt of the written allocation and of the written confirmation within two hours of that receipt.
Investicijska podjetja potrdijo prejem pisnega obvestila o dodelitvah in pisne potrditve v dveh urah po prejemu.
Where the written allocation and the written confirmation is received by an investment firm within less than one hour before its close of business, that investment firm shall confirm receipt of the written allocation and of the written confirmation within one hour after the start of business on the next business day.
Če investicijsko podjetje prejme pisno obvestilo o dodelitvah in pisno potrditev manj kot eno uro pred zaključkom poslovanja, potrdi njun prejem v eni uri po začetku poslovanja naslednji delovni dan.
Where investment firms receive the necessary settlement information referred to in paragraph 1 in advance of the timeframes referred to in paragraph 2, they may agree in writing with their professional clients that the relevant written allocations and written confirmations are not to be sent.
Kadar investicijska podjetja prejmejo potrebne informacije o poravnavi iz odstavka 1 pred časovnimi okviri iz odstavka 2, se lahko s svojimi profesionalnimi strankami pisno dogovorijo, da ustreznih pisnih obvestil o dodelitvah in pisnih potrditev ni treba poslati.
Paragraphs 1, 2 and 3 shall not apply to professional clients holding, at the same investment firm, the securities and cash relevant for the settlement.
Odstavki 1, 2 in 3 se ne uporabljajo za profesionalne stranke, ki imajo pri istem investicijskem podjetju ustrezne vrednostne papirje in denar za poravnavo.
Measures concerning retail clients
Ukrepi v zvezi z neprofesionalnimi strankami
Investment firms shall require their retail clients to send them all the relevant settlement information for transactions referred to in Article 5(1) of Regulation (EU) No 909/2014 by 12.00 CET on the business day after that on which the transaction has taken place within the time zone of the investment firm, unless that client holds the relevant financial instruments and cash at the same investment firm.
Investicijska podjetja od svojih neprofesionalnih strank zahtevajo, naj jim pošljejo vse ustrezne informacije o poravnavi za posle iz člena 5(1) Uredbe (EU) št. 909/2014 do 12.00 po srednjeevropskem času na delovni dan po delovnem dnevu, ko je bil izvršen posel, pri čemer se upošteva časovni pas investicijskega podjetja, razen če ima navedena stranka ustrezne finančne instrumente in denar pri istem investicijskem podjetju.
Settlement facilitation and processing
Omogočanje poravnav in njihova obdelava
CSDs shall process all the settlement instructions on an automated basis.
CDD avtomatizirano obdelajo vsa navodila za poravnavo.
CSDs that have intervened manually in the automated settlement process in the manner referred to in either point (a) or point (b) of paragraph 3 shall notify the competent authority of the reason for that intervention within 30 days of its occurrence, unless the same reason has already been notified for previous interventions.
CDD, ki ročno posežejo v avtomatizirani postopek poravnave na način, naveden v točki (a) ali (b) odstavka 3, pristojni organ obvestijo o razlogih za navedeni poseg v 30 dneh po njem, razen če niso istega razloga sporočile že za prejšnje posege.
A manual intervention in the automated settlement process shall occur in the following circumstances:
Ročni poseg v avtomatizirani postopek poravnave se izvede v naslednjih primerih:
where the feed of a received settlement instruction into the securities settlement system has been delayed or modified or where that settlement instruction itself has been modified outside of the automated procedures;
kadar se pojavi zamuda ali sprememba vnosa podatkov o prejetem navodilu za poravnavo v sistem poravnave vrednostnih papirjev ali kadar je bilo samo navodilo za poravnavo spremenjeno zunaj avtomatiziranih postopkov ali
where in the processing of received settlement instructions in the settlement engine, an intervention takes place outside of the automated procedures, including the management of IT incidents.
kadar se pri obdelavi prejetih navodil za poravnavo v mehanizmu poravnave izvede poseg zunaj avtomatiziranih postopkov, vključno z upravljanjem incidentov v zvezi z IT.
Competent authorities may inform CSDs at any time that a particular reason does not justify manual interventions in the automated settlement process.
Pristojni organi lahko CDD kadar koli obvestijo, da poseben razlog ne upravičuje ročnih posegov v avtomatizirani postopek poravnave.
CSDs shall not intervene manually in the automated settlement process thereafter on the basis of that reason.
CDD nato na podlagi navedenega razloga ne posega več ročno v avtomatizirani postopek poravnave.
Matching and population of settlement instructions
Usklajevanje in izpolnitev navodil za poravnavo
CSDs shall provide to participants a functionality that supports fully automated, continuous real-time matching of settlement instructions throughout each business day.
CDD udeležencem zagotovijo funkcijo, ki podpira popolnoma avtomatizirano, neprekinjeno usklajevanje navodil za poravnavo v realnem času ves delovni dan vsak delovni dan.
CSDs shall require participants to match their settlement instructions through the functionality referred to in paragraph 1 prior to their settlement, except in the following circumstances:
CDD zahtevajo, naj udeleženci uskladijo svoja navodila za poravnavo z uporabo funkcije iz odstavka 1 pred poravnavo, razen v naslednjih primerih:
where the CSD has accepted that the settlement instructions have already been matched by trading venues, CCPs or other entities;
kadar CDD sprejme, da so mesta trgovanja, CNS ali drugi subjekti že uskladili navodila za poravnavo;
where the CSD itself has matched the settlement instructions;
kadar je CDD sama uskladila navodila za poravnavo;
in the case of free of payment (‘FoP’) settlement instructions, referred to in point (g)(i) of Article 13(1), which consist of orders for transfers of financial instruments between different accounts opened in the name of the same participant or managed by the same account operator.
v primeru navodil za poravnavo brez sočasnega plačila iz točke (g)(i) člena 13(1), ki obsegajo naročila za prenos finančnih instrumentov med različnimi računi, ki so bili odprti v imenu istega udeležena ali jih upravlja isti upravljavec računov.
Account operators referred to in point (c) shall include entities that have a contractual relationship with a CSD and that operate securities accounts maintained by that CSD by means of recording book entries into those securities accounts.
Upravljavci računov iz točke (c) vključujejo subjekte, ki so v pogodbenem razmerju s CDD in upravljajo račune vrednostnih papirjev, ki jih vodi navedena CDD, z evidentiranjem knjižnih vpisov v navedene račune vrednostnih papirjev.
CSDs shall require participants to use the following matching fields in their settlement instructions for the matching of settlement instructions:
CDD zahtevajo, naj udeleženci v svojih navodilih za poravnavo uporabijo naslednja polja za usklajevanje, da uskladijo navodila za poravnavo:
the type of settlement instruction, as referred to in point (g) of Article 13(1);
vrsta navodila za poravnavo, kot so določene v točki (g) člena 13(1);
the intended settlement date of the settlement instruction;
načrtovani datum poravnave v navodilu za poravnavo;
the currency, except in the case of FoP settlement instructions;
valuta, razen v primeru navodil za poravnavo brez sočasnega plačila;
the settlement amount, except in the case of FoP settlement instructions;
znesek poravnave, razen v primeru navodil za poravnavo brez sočasnega plačila;
the nominal value for debt instruments, or the quantity for other financial instruments;
nominalna vrednost za dolžniške instrumente ali količina za druge finančne instrumente;
the delivery or receipt of the financial instruments or cash;
dostava ali prejem finančnih instrumentov ali denarja;
the ISIN of the financial instrument;
koda ISIN finančnega instrumenta;
the identifier of the participant that delivers the financial instruments or cash;
identifikator udeleženca, ki dostavi finančne instrumente ali denar;
the identifier of the participant that receives the financial instruments or cash;
identifikator udeleženca, ki prejme finančne instrumente ali denar;
the identifier of the CSD of the participant's counterparty, in the case of CSDs that use a common settlement infrastructure, including in the circumstances referred to in Article 30(5) of Regulation (EU) No 909/2014;
identifikator CDD nasprotne stranke udeleženca v primeru CDD, ki uporabljajo skupno infrastrukturo za poravnave, tudi v okoliščinah iz člena 30(5) Uredbe (EU) št. 909/2014;
other matching fields required by the CSD for facilitating the settlement of transactions.
druga polja za usklajevanje, ki jih CDD zahteva za omogočanje poravnave poslov.
In addition to the fields referred to in paragraph 3, CSDs shall require their participants to use a field indicating the transaction type in their settlement instructions based on the following taxonomy:
CDD zahtevajo, naj udeleženci poleg polj iz odstavka 3 v navodilih za poravnavo uporabijo polje za navedbo vrste posla, pri čemer naj uporabijo naslednjo taksonomijo:
other transactions (which can be identified by more granular ISO codes as provided by the CSD).
drugi posli (ki jih je mogoče opredeliti z bolj razčlenjenimi kodami ISO, kot jih določi CDD).
Tolerance levels
Sprejemljive stopnje razhajanja
For the purpose of matching, CSDs shall set tolerance levels for settlement amounts.
CDD zaradi usklajevanja določijo sprejemljive stopnje razhajanja za zneske poravnave.
The tolerance level shall represent the maximum difference between the settlement amounts in two corresponding settlement instructions that would still allow matching.
Sprejemljiva stopnja razhajanja pomeni največjo razliko med zneski poravnave v dveh ujemajočih se navodilih za poravnavo, pri kateri je usklajevanje še mogoče.
For settlement instructions in EUR, the tolerance level per settlement instruction shall be EUR 2 for settlement amounts of up to EUR 100000 and EUR 25 for settlement amounts of more than EUR 100000.
Pri navodilih za poravnavo v eurih sprejemljiva stopnja razhajanja na navodilo za poravnavo znaša 2 EUR za zneske za poravnavo, nižje od 100000 EUR, in 25 EUR za zneske za poravnavo, višje od 100000 EUR.
For settlement instructions in other currencies, the tolerance level per settlement instruction shall be of equivalent amounts based on the official exchange rate of the ECB, where available.
Pri navodilih za poravnavo v drugih valutah sprejemljiva stopnja razhajanja na navodilo za poravnavo znaša enakovredne zneske, pri čemer se upošteva uradni menjalni tečaj ECB, če je na voljo.
Cancellation facility
Sistem za preklic
CSDs shall set up a bilateral cancellation facility that enables participants to bilaterally cancel matched settlement instructions that form part of the same transaction.
CDD vzpostavijo sistem za dvostranski preklic, na podlagi katerega lahko udeleženci dvostransko prekličejo usklajena navodila za poravnavo, ki so del istega posla.
Hold and release mechanism
Mehanizem za zadržanje in sprostitev
CSDs shall set up a hold and release mechanism that consists of both of the following:
CDD vzpostavijo mehanizem za zadržanje in sprostitev, ki obsega:
a hold mechanism that allows pending settlement instructions to be blocked by the instructing participant for the purpose of settlement;
mehanizem za zadržanje, s katerim lahko udeleženec, ki izda navodilo, zaradi poravnave blokira navodila za poravnavo, ki čakajo na izvršitev;
a release mechanism that allows pending settlement instructions that have been blocked by the instructing participant to be released for the purpose of settlement.
mehanizem za sprostitev, s katerim je mogoče navodila za poravnavo, ki čakajo na izvršitev in jih je blokiral udeleženec, ki izda navodilo, sprostiti za poravnavo.
Recycling
Obnavljanje
CSDs shall recycle settlement instructions that have resulted in a settlement fail until they have been settled or bilaterally cancelled.
CDD obnavljajo navodila za poravnavo, katerih rezultat je bila neuspešna poravnava, do njihove poravnave ali dvostranskega preklica.
Partial settlement
Delna poravnava
CSDs shall allow for the partial settlement of settlement instructions.
CDD dovolijo delno poravnavo navodil za poravnavo.
Additional facilities and information
Dodatni sistemi in informacije
CSDs shall offer participants the possibility to be informed about a pending settlement instruction of their counterparties, either within one hour after the first unsuccessful attempt to match that instruction, or immediately after such an unsuccessful attempt where that attempt has been made within the five-hour period before the cut-off of the intended settlement date or after the intended settlement date.
CDD udeležencem zagotovijo možnost prejemanja obvestil o navodilih za poravnavo, ki so jih izdale njihove nasprotne stranke in čakajo na izvršitev, bodisi v eni uri po prvem neuspešnem poskusu uskladitve navedenega navodila bodisi takoj po takem neuspešnem poskusu, če je bil ta izveden v petih urah pred iztekom načrtovanega datuma poravnave ali po njem.
CSDs shall provide participants with access to real-time information on the status of their settlement instructions in the securities settlement system, including information on:
CDD udeležencem zagotovijo dostop do informacij v realnem času o statusu njihovih navodil za poravnavo v sistemu poravnave vrednostnih papirjev, vključno z informacijami o:
pending settlement instructions that can still be settled on the intended settlement date;
navodilih za poravnavo, ki čakajo na izvršitev in se še vedno lahko poravnajo na načrtovani datum poravnave;
failed settlement instructions that can no longer be settled on the intended settlement date;
neuspešnih navodilih za poravnavo, ki jih ni več mogoče poravnati na načrtovani datum poravnave;
fully-settled settlement instructions;
navodilih za poravnavo, ki so bila poravnana v celoti;
partially-settled settlement instructions, including both the settled and unsettled parts of either financial instruments or cash;
navodilih za poravnavo, ki so bila delno poravnana, vključno s poravnanimi in neporavnanimi deli finančnih instrumentov ali denarja;
cancelled settlement instructions, including information about whether those instructions have been cancelled by the system or by the participant.
preklicanih navodilih za poravnavo, vključno z informacijami o tem, ali je navedena navodila preklical sistem ali udeleženec.
The real-time information referred to in paragraph 2 shall include the following:
Informacije v realnem času iz odstavka 2 vključujejo naslednje:
whether the settlement instruction has been matched;
ali je bilo navodilo za poravnavo usklajeno;
whether the settlement instruction can still be partially settled;
ali je navodilo za poravnavo še vedno mogoče delno poravnati;
whether the settlement instruction is on hold;
ali je bilo navodilo za poravnavo zadržano;
the reasons why instructions are pending or failing.
razlogi, zakaj navodila čakajo na izvršitev ali so neuspešna.
CSDs shall offer participants either real-time gross settlement throughout each business day or a minimum of three settlement batches per business day.
CDD udeležencem zagotovijo bodisi bruto poravnavo v realnem času kadar koli vsak delovni dan bodisi najmanj tri skupine poravnav na delovni dan.
The three settlement batches shall be spread across the business day in accordance with market needs, based on a request by the user committee of the CSD.
Te tri skupine poravnav se razporedijo po delovnem dnevu v skladu s potrebami trga in na zahtevo odbora uporabnikov CDD.
Derogation from certain measures to prevent settlement fails
Odstopanje od nekaterih ukrepov za preprečevanje neuspešnih poravnav
Articles 8 and 10 shall not apply where the securities settlement system operated by a CSD meets the following conditions:
Člena 8 in 10 se ne uporabljata, kadar sistem poravnave vrednostnih papirjev, ki ga upravlja CDD, izpolnjuje naslednje pogoje:
the value of settlement fails does not exceed EUR 2,5 billion per year;
letna vrednost neuspešnih poravnav ne presega 2,5 milijarde EUR;
the rate of settlement fails, based either on the number of settlement instructions or on the value of settlement instructions, is lower than 0,5 % per year.
stopnja neuspešnih poravnav na podlagi števila navodil za poravnavo ali vrednosti navodil za poravnavo je nižja od 0,5 % na leto.
The rate of settlement fails based on the number of settlement instructions shall be calculated by dividing the number of settlement fails by the number of settlement instructions entered into the securities settlement system during the relevant period.
Stopnja neuspešnih poravnav na podlagi števila navodil za poravnavo se izračuna tako, da se število neuspešnih poravnav deli s številom navodil za poravnavo, ki so bila v zadevnem obdobju vnesena v sistem poravnave vrednostnih papirjev.
The rate of settlement fails based on the value of settlement instructions shall be calculated by dividing the value in EUR of settlement fails by the value of settlement instructions entered into the securities settlement system during the relevant period.
Stopnja neuspešnih poravnav na podlagi vrednosti navodil za poravnavo se izračuna tako, da se vrednost neuspešnih poravnav v eurih deli z vrednostjo navodil za poravnavo, ki so bila v zadevnem obdobju vnesena v sistem poravnave vrednostnih papirjev.
By 20 January of each year, CSDs shall assess whether the conditions referred to in paragraph 1 are met and shall notify the competent authority of the results of that assessment in accordance with Annex II.
CDD vsako leto do 20. januarja ocenijo, ali so pogoji iz odstavka 1 izpolnjeni, in pristojni organ obvestijo o rezultatih navedene ocene v skladu s Prilogo II.
Where the assessment confirms that at least one of the conditions referred to in paragraph 1 no longer applies, CSDs shall apply Article 8 and Article 10 within one year from the date of the notification referred to in the first subparagraph.
Kadar se z oceno potrdi, da vsaj eden od pogojev iz odstavka 1 ni več izpolnjen, CDD uporabijo člena 8 in 10 v enem letu od datuma obvestila iz prvega pododstavka.
Measures to address settlement fails
Ukrepi za obravnavanje neuspešnih poravnav
Monitoring settlement fails
Spremljanje neuspešnih poravnav
Details of the system monitoring settlement fails
Podrobnosti sistema za spremljanje neuspešnih poravnav
CSDs shall establish a system that enables them to monitor the number and value of settlement fails for every intended settlement date, including the length of each settlement fail expressed in business days.
CDD vzpostavijo sistem, s katerim lahko spremljajo število in vrednost neuspešnih poravnav za vsak načrtovani datum poravnave, vključno s trajanjem vsake neuspešne poravnave, izraženim v delovnih dneh.
That system shall, for each settlement fail, collect the following information:
Z navedenim sistemom se za vsako neuspešno poravnavo zberejo naslednje informacije:
the reason for the settlement fail, based on the information available to the CSD;
razlog za neuspešno poravnavo glede na informacije, ki jih ima CDD;
any settlement restrictions such as the reservation, blocking or earmarking of financial instruments or cash that make those financial instruments or cash unavailable for settlement;
vse omejitve poravnave, kot so rezerviranje, blokiranje ali določitev uporabe finančnih instrumentov ali denarja, zaradi katerih navedeni finančni instrumenti ali denar niso na voljo za poravnavo;
the type of financial instrument, within the following categories, affected by the settlement fail:
vrsta finančnega instrumenta iz naslednjih kategorij, na katero vpliva neuspešna poravnava:
transferable securities as defined in point (a) of Article 4(1)(44) of Directive 2014/65/EU;
prenosljivi vrednostni papirji, kot so opredeljeni v točki (a) člena 4(1)(44) Direktive 2014/65/EU;
sovereign debt as defined in Article 4(1)(61) of Directive 2014/65/EU;
državni vrednostni papir, kot je opredeljen v členu 4(1)(61) Direktive 2014/65/EU;
transferable securities as defined in point (b) of Article 4(1)(44) of Directive 2014/65/EU, other than sovereign debt referred to in point (ii);
prenosljivi vrednostni papirji, kot so opredeljeni v točki (b) člena 4(1)(44) Direktive 2014/65/EU, razen državnega vrednostnega papirja iz točke (ii);
transferable securities as defined in point (c) of Article 4(1)(44) of Directive 2014/65/EU;
prenosljivi vrednostni papirji, kot so opredeljeni v točki (c) člena 4(1)(44) Direktive 2014/65/EU;
exchange-traded funds (ETFs);
investicijski skladi, s katerimi se trguje na borzi;
units in collective investment undertakings, other than ETFs;
enote kolektivnih naložbenih podjemov, razen investicijskih skladov, s katerimi se trguje na borzi;
money-market instruments, other than sovereign debt referred to in point (ii);
instrumenti denarnega trga, razen državnega vrednostnega papirja iz točke (ii);
emission allowances;
pravice do emisije;
the type of transaction, within the following categories, affected by the settlement fail:
vrsta posla iz naslednjih kategorij, na katero vpliva neuspešna poravnava:
purchase or sale of financial instruments;
nakup ali prodaja finančnih instrumentov;
other transactions, which can be identified by more granular ISO codes as provided by the CSD;
drugi posli, ki jih je mogoče opredeliti z bolj razčlenjenimi kodami ISO, kot jih določi CDD;
the place of trading and of clearing of the affected financial instruments, where applicable;
po potrebi mesto trgovanja in obračuna prizadetih finančnih instrumentov;
the type of settlement instruction, within the following categories, affected by the settlement fail:
vrsta navodila za poravnavo iz naslednjih kategorij, na katero vpliva neuspešna poravnava:
an intra-CSD settlement instruction, where the failing and the receiving parties are both participants in the same securities settlement system; or
navodilo za poravnavo znotraj CDD, pri katerem sta stran, ki ne izpolnjuje obveznosti, in stran prejemnica udeleženca v istem sistemu poravnave vrednostnih papirjev, ali
a cross-CSD settlement instruction, where the failing and the receiving parties are participants in two different securities settlement systems or one of the participants is a CSD;
navodilo za poravnavo med CDD, pri katerem sta stran, ki ne izpolnjuje obveznosti, in stran prejemnica udeleženca v dveh različnih sistemih poravnave vrednostnih papirjev ali pa je eden od udeležencev CDD;
FoP settlement instructions that consist of deliver free of payment (‘DFP’) and receive free of payment (‘RFP’) settlement instructions;
navodila za poravnavo brez sočasnega plačila (FOP), ki vključujejo navodila za poravnavo po načelu dostava brez plačila (DFP) in prejem brez plačila (RFP);
delivery versus payment (‘DVP’) and receive versus payment (‘RVP’) settlement instructions;
navodila za poravnavo po načelu dostava proti plačilu (DVP) in prejem proti plačilu (RVP);
delivery with payment (‘DWP’) and receive with payment (‘RWP’) settlement instructions; or
navodila za poravnavo po načelu dostava s plačilom (DWP) in prejem s plačilom (RWP) ali
payment free of delivery (‘PFOD’) settlement instructions that consist of debiting payment free of delivery (‘DPFOD’) and crediting payment free of delivery (‘CPFOD’) settlement instructions;
navodila za poravnavo po načelu plačilo brez dostave (PFOD), ki vključujejo navodila za poravnavo po načelu plačilo brez dostave, ki se knjižijo v breme (DPFOD), in navodila za poravnavo po načelu plačilo brez dostave, ki se knjižijo v dobro (CPFOD).
the type of securities accounts connected to the settlement fail, including:
vrsta računa vrednostnih papirjev, povezanega z neuspešno poravnavo, vključno z:
a participant's own account;
lastnim računom udeleženca;
a participant's client individual account;
posameznim računom stranke udeleženca;