natgillin/translations-raw huggingface dataset:
The prohibition laid down in paragraph 1 of this Article shall not prevent disclosure between the credit institutions and financial institutions from the Member States provided that they belong to the same group, or between those entities and their branches and majority owned subsidiaries established in third countries, provided that those branches and majority-owned subsidiaries fully comply with the group-wide policies and procedures, including procedures for sharing information within the group, in accordance with Article 45, and that the group-wide policies and procedures comply with the requirements set out in this Directive.’;
člen 44 se nadomesti z naslednjim:
in Article 40, paragraph 1 is amended as follows:
„Člen 44
in the case of customer due diligence, a copy of the documents and information which are necessary to comply with the customer due diligence requirements laid down in Chapter II, including, where available, information obtained through electronic identification means, relevant trust services as set out in Regulation (EU) No 910/2014 or any other secure, remote or electronic, identification process regulated, recognised, approved or accepted by the relevant national authorities, for a period of five years after the end of the business relationship with their customer or after the date of an occasional transaction;’;
Države članice za namene prispevanja k pripravi ocene tveganja na podlagi člena 7 zagotovijo, da so z zbiranjem celovitih statističnih podatkov o zadevah, pomembnih za učinkovitost njihovih sistemov boja proti pranju denarja ali financiranju terorizma, sposobne preverjati učinkovitost teh sistemov.
‘The retention period referred to in this paragraph, including the further retention period that shall not exceed five additional years, shall also apply in respect of the data accessible through the centralised mechanisms referred to in Article 32a.’;
Statistični podatki iz odstavka 1 vključujejo:
Article 43 is replaced by the following:
podatke o velikosti in pomembnosti različnih sektorjev, ki spadajo na področje uporabe te direktive, vključno s številom fizičnih oseb in subjektov ter gospodarsko pomembnostjo posameznega sektorja;
‘Article 43
podatke o poročevalnih, preiskovalnih in sodnih fazah nacionalne ureditve AML/CFT, vključno s številom poročil o sumljivih transakcijah, posredovanih FIU, nadaljnjim ukrepanjem na podlagi teh poročil ter vsako leto podatki o številu preiskovanih primerov, številu preganjanih oseb, številu oseb, obsojenih kaznivega dejanja pranja denarja ali kaznivega dejanja financiranja terorizma, vrsti predhodnega kaznivega dejanja, kadar je takšna informacija na voljo, in vrednosti zamrznjenega, zaseženega ali odvzetega premoženja v eurih;
The processing of personal data on the basis of this Directive for the purposes of the prevention of money laundering and terrorist financing as referred to in Article 1 shall be considered to be a matter of public interest under Regulation (EU) 2016/679 of the European Parliament and of the Council.
če so na voljo, podatke z navedbo števila in odstotka poročil, na podlagi katerih je bila uvedena nadaljnja preiskava, pri čemer se pooblaščenim subjektom pripravi letno poročilo, v katerem se podrobno opiše uporabnost in nadaljnje ukrepanje na podlagi poročil, ki so jih pripravili;
Article 44 is replaced by the following:
podatke v zvezi s številom čezmejnih zahtev po informacijah, ki jih je podala, prejela, zavrnila in nanje deloma ali v celoti odgovorila FIU, razčlenjene po državi nasprotne stranke;
‘Article 44
človeške vire, dodeljene pristojnim organom, odgovornim za nadzor AML/CFT, ter človeške vire, dodeljene FIU za izpolnjevanje nalog, določenih v členu 32;
Member States shall, for the purposes of contributing to the preparation of risk assessment pursuant to Article 7, ensure that they are able to review the effectiveness of their systems to combat money laundering or terrorist financing by maintaining comprehensive statistics on matters relevant to the effectiveness of such systems.
število nadzornih ukrepov na kraju samem in na daljavo, število ugotovljenih kršitev na podlagi nadzornih ukrepov in sankcije/upravne ukrepe, ki so jih uporabili nadzorni organi.
The statistics referred to in paragraph 1 shall include:
Države članice zagotovijo, da je vsako leto objavljen konsolidiran pregled njihovih statističnih podatkov.
data measuring the size and importance of the different sectors which fall within the scope of this Directive, including the number of natural persons and entities and the economic importance of each sector;
Države članice vsako leto Komisiji posredujejo statistične podatke iz odstavka 2.
data measuring the reporting, investigation and judicial phases of the national AML/CFT regime, including the number of suspicious transaction reports made to the FIU, the follow-up given to those reports and, on an annual basis, the number of cases investigated, the number of persons prosecuted, the number of persons convicted for money laundering or terrorist financing offences, the types of predicate offences, where such information is available, and the value in euro of property that has been frozen, seized or confiscated;
Komisija objavi letno poročilo s povzetkom in razlago statističnih podatkov iz odstavka 2, ki je na voljo na spletnem mestu Komisije.“;
if available, data identifying the number and percentage of reports resulting in further investigation, together with the annual report to obliged entities detailing the usefulness and follow-up of the reports they presented;
v členu 45 se odstavek 4 nadomesti z naslednjim:
data regarding the number of cross-border requests for information that were made, received, refused and partially or fully answered by the FIU, broken down by counterpart country;
Države članice in evropski nadzorni organi se medsebojno obveščajo o primerih, v katerih pravo tretje države ne dovoljuje izvajanja politik in postopkov, zahtevanih na podlagi odstavka 1.
human resources allocated to competent authorities responsible for AML/CFT supervision as well as human resources allocated to the FIU to fulfil the tasks specified in Article 32;
V takšnih primerih se lahko usklajeno ukrepa, da se doseže rešitev.
the number of on-site and off-site supervisory actions, the number of breaches identified on the basis of supervisory actions and sanctions/administrative measures applied by supervisory authorities.
Pri ocenjevanju, katere tretje države ne dovoljujejo izvajanja politik in postopkov, zahtevanih na podlagi odstavka 1, države članice in evropski nadzorni organi upoštevajo morebitne pravne omejitve, ki bi lahko ovirale pravilno izvajanje teh politik in postopkov, vključno s tajnostjo, varstvom podatkov in drugimi ovirami, ki omejujejo izmenjavo informacij, ki bi lahko bile pomembne za ta namen.“;
Member States shall ensure that a consolidated review of their statistics is published on an annual basis.
v členu 47 se odstavek 1 nadomesti z naslednjim:
Member States shall transmit annually to the Commission the statistics referred to in paragraph 2.
Države članice zagotovijo, da so ponudniki storitev menjav med virtualnimi in fiat valutami ter ponudniki skrbniških denarnic registrirani, da menjalnice, družbe, ki unovčujejo čeke, ter izvajalci storitev za sklade ali družbe pridobijo licenco ali so registrirani ter da so regulirani tudi ponudniki storitev iger na srečo.“;
The Commission shall publish an annual report summarising and explaining the statistics referred to in paragraph 2, which shall be made available on its website.’;
člen 48 se spremeni:
in Article 45, paragraph 4 is replaced by the following:
Da bi olajšali in spodbudili učinkovito sodelovanje in zlasti izmenjavo informacij, države članice sporočijo Komisiji seznam pristojnih organov pooblaščenih subjektov, navedenih v členu 2(1), vključno z njihovimi kontaktnimi podatki.
The Member States and the ESAs shall inform each other of instances in which the law of a third country does not permit the implementation of the policies and procedures required under paragraph 1.
Države članice zagotovijo, da so informacije, predložene Komisiji, vedno posodobljene.
In such cases, coordinated actions may be taken to pursue a solution.
Komisija objavi register teh organov in njihove kontaktne podatke na svojem spletnem mestu.
In the assessing which third countries do not permit the implementation of the policies and procedures required under paragraph 1, Member States and the ESAs shall take into account any legal constraints that may hinder proper implementation of those policies and procedures, including secrecy, data protection and other constraints limiting the exchange of information that may be relevant for that purpose.’;
Organi iz registra v okviru svojih pristojnosti delujejo kot kontaktne točke za ekvivalentne pristojne organe drugih držav članic.
in Article 47, paragraph 1 is replaced by the following:
Finančni nadzorni organi držav članic so kontaktne točke za evropske nadzorne organe.
Member States shall ensure that providers of exchange services between virtual currencies and fiat currencies, and custodian wallet providers, are registered, that currency exchange and cheque cashing offices, and trust or company service providers are licensed or registered, and that providers of gambling services are regulated.’;
Da se zagotovi ustrezno izvrševanje te direktive, države članice zahtevajo, da se nad vsemi pooblaščenimi subjekti izvaja ustrezni nadzor, vključno s pristojnostjo za izvajanje nadzora na kraju samem in na daljavo ter sprejmejo ustrezne in sorazmerne upravne ukrepe za odpravo morebitnih kršitev.“;
Article 48 is amended as follows:
Države članice zagotovijo, da imajo pristojni organi ustrezna pooblastila, vključno s pristojnostjo, da zahtevajo vse informacije, pomembne za spremljanje skladnosti s predpisi, in izvajajo preglede, ter imajo ustrezne finančne, človeške in tehnične vire za opravljanje svojih nalog.
In order to facilitate and promote effective cooperation, and in particular the exchange of information, Member States shall communicate to the Commission the list of competent authorities of the obliged entities listed in Article 2(1), including their contact details.
Države članice zagotovijo, da ima osebje teh organov visoko integriteto in da je ustrezno usposobljeno ter da ohranja visoko raven poklicnih standardov, vključno s standardi zaupnosti, varstva podatkov ter obravnavanja nasprotij interesov.“;
Member States shall ensure that the information provided to the Commission remains updated.
odstavek 4 se nadomesti z naslednjim:
The Commission shall publish a register of those authorities and their contact details on its website.
Države članice zagotovijo, da pristojni organi države članice, v kateri pooblaščeni subjekt upravlja podjetja, nadzorujejo, da ta podjetja spoštujejo nacionalne določbe navedene države članice, ki prenašajo to direktivo.
The authorities in the register shall, within the scope of their powers, serve as a contact point for the counterpart competent authorities of the other Member States.
V primeru kreditnih in finančnih institucij, ki so del skupine, države članice zagotovijo, da organi države članice, v kateri ima sedež nadrejeno podjetje, za namene iz prvega pododstavka sodelujejo s pristojnimi organi držav članic, kjer imajo sedež podjetja, ki so del skupine.
Financial supervisory authorities of the Member States shall also serve as a contact point for the ESAs.
Nadzor iz prvega pododstavka tega pododstavka lahko v primeru podjetij iz člena 45(9) vključuje sprejetje ustreznih in sorazmernih ukrepov za obravnavanje resnih pomanjkljivosti, ki jih je treba takoj odpraviti.
In order to ensure the adequate enforcement of this Directive, Member States shall require that all obliged entities are subject to adequate supervision, including the powers to conduct on-site and off-site supervision, and shall take appropriate and proportionate administrative measures to remedy the situation in the case of breaches.’;
Ti ukrepi so začasni in prenehajo, ko se ugotovljene pomanjkljivosti odpravijo, vključno s pomočjo pristojnih organov matične države članice pooblaščenega subjekta ali v sodelovanju z njimi, v skladu s členom 45(2).“;
Member States shall ensure that the competent authorities have adequate powers, including the power to compel the production of any information that is relevant to monitoring compliance and perform checks, and have adequate financial, human and technical resources to perform their functions.
v odstavku 5 se doda naslednji pododstavek:
Member States shall ensure that staff of those authorities are of high integrity and appropriately skilled, and maintain high professional standards, including standards of confidentiality, data protection and standards addressing conflicts of interest.’;
„V primeru kreditnih in finančnih institucij, ki so del skupine, države članice zagotovijo, da pristojni organi države članice, v kateri ima sedež nadrejeno podjetje, nadzirajo učinkovito izvajanje politik in postopkov na ravni skupine iz člena 45(1).
paragraph (4) is replaced by the following:
V ta namen države članice zagotovijo, da pristojni organi države članice, v kateri imajo sedež kreditne in finančne institucije, ki so del skupine, sodelujejo s pristojnimi organi države članice, v kateri ima sedež nadrejeno podjetje.“;
Member States shall ensure that competent authorities of the Member State in which the obliged entity operates establishments supervise the respect by those establishments of the national provisions of that Member State transposing this Directive.
člen 49 se nadomesti z naslednjim:
In the case of credit and financial institutions that are part of a group, Member States shall ensure that, for the purposes laid down in the first subparagraph, the competent authorities of the Member State where a parent undertaking is established cooperate with the competent authorities of the Member States where the establishments that are part of group are established.
„Člen 49
In the case of the establishments referred to in Article 45(9), supervision as referred to in the first subparagraph of this paragraph may include the taking of appropriate and proportionate measures to address serious failings that require immediate remedies.
Države članice zagotovijo, da imajo oblikovalci politike, FIU, nadzorni organi in drugi pristojni organi, ki sodelujejo pri AML/CFT, ter davčni organi in organi kazenskega pregona, ko delujejo v okviru področja uporabe te direktive, učinkovite mehanizme, ki jim omogočajo sodelovanje in usklajevanje na domači ravni glede razvoja in izvajanja politik in dejavnosti za boj proti pranju denarja in financiranju terorizma, tudi zaradi izpolnjevanja obveznosti iz člena 7.“;
Those measures shall be temporary and be terminated when the failings identified are addressed, including with the assistance of or in cooperation with the competent authorities of the home Member State of the obliged entity, in accordance with Article 45(2).’;
v oddelku 3 poglavja VI se vstavi naslednji pododdelek:
in paragraph (5), the following subparagraph is added:
„Pododdelek IIa
‘In the case of credit and financial institutions that are part of a group, Member States shall ensure that the competent authorities of the Member State where a parent undertaking is established supervise the effective implementation of the group-wide policies and procedures referred to in Article 45(1).
Sodelovanje med pristojnimi organi držav članic
For that purpose, Member States shall ensure that the competent authorities of the Member State where credit and financial institutions that are part of the group are established cooperate with the competent authorities of the Member State where the parent undertaking is established.’;
Člen 50a
Article 49 is replaced by the following:
Države članice ne prepovedo ali uvedejo nerazumnih ali neupravičeno omejujočih pogojev za izmenjavo informacij ali pomoč med pristojnimi organi za namene te direktive.
‘Article 49
Države članice zlasti zagotovijo, da pristojni organi ne zavračajo prošenj za pomoč na podlagi dejstva, da:
Member States shall ensure that policy makers, the FIUs, supervisors and other competent authorities involved in AML/CFT, as well as tax authorities and law enforcement authorities when acting within the scope of this Directive, have effective mechanisms to enable them to cooperate and coordinate domestically concerning the development and implementation of policies and activities to combat money laundering and terrorist financing, including with a view to fulfilling their obligation under Article 7.’;
se prošnja nanaša tudi na davčne zadeve;
in Section 3 of Chapter VI, the following subsection is inserted:
nacionalno pravo od pooblaščenih subjektov zahteva varovanje tajnosti ali zaupnosti, razen v tistih primerih, kadar so zadevne iskane informacije zaščitene s poklicno tajnostjo ali zaupnostjo, kot je opisano v členu 34(2);
‘Subsection IIa
v zaprošeni državi članici poteka poizvedovanje, preiskava ali postopek, razen če bi pomoč ovirala to poizvedovanje, preiskavo ali postopek;
Cooperation between competent authorities of the Member States
je narava ali status ekvivalentnega pristojnega organa, ki vlaga prošnjo, drugačna od narave ali statusa zaprošenega pristojnega organa.“;
Article 50a
člen 53 se spremeni:
Member States shall not prohibit or place unreasonable or unduly restrictive conditions on the exchange of information or assistance between competent authorities for the purposes of this Directive.
Države članice zagotovijo, da si FIU na lastno pobudo ali na zahtevo izmenjujejo vse informacije, ki bi lahko bile pomembne za obdelavo ali analizo informacij s strani FIU, povezanih s pranjem denarja ali financiranjem terorizma in fizično ali pravno osebo, ki sodeluje pri takšnih transakcijah, ne glede na vrsto povezanih predhodnih dejanj in tudi če vrsta povezanih predhodnih kaznivih dejanj v trenutku izmenjave ni opredeljena.“;
In particular Member States shall ensure that competent authorities do not refuse a request for assistance on the grounds that:
v drugem pododstavku odstavka 2 se drugi stavek nadomesti z naslednjim:
the request is also considered to involve tax matters;
„Ta FIU pridobi informacije v skladu s členom 33(1) in nemudoma posreduje odgovore.“;
national law requires obliged entities to maintain secrecy or confidentiality, except in those cases where the relevant information that is sought is protected by legal privilege or where legal professional secrecy applies, as described in Article 34(2);
v členu 54 se doda naslednji pododstavek:
there is an inquiry, investigation or proceeding underway in the requested Member State, unless the assistance would impede that inquiry, investigation or proceeding;
„Države članice zagotovijo, da FIU imenujejo vsaj eno kontaktno osebo ali točko, ki bo pristojna za prejemanje zahtev po informacijah FIU iz drugih držav članic“;
the nature or status of the requesting counterpart competent authority is different from that of requested competent authority.’;
v členu 55 se odstavek 2 nadomesti z naslednjim:
Article 53 is amended as follows:
Države članice zagotovijo, da FIU, ki prejme zahtevo za predhodno soglasje za posredovanje informacij, to soglasje pristojnim organom izda hitro in v čim večjem obsegu, ne glede na vrsto povezanega predhodnega kaznivega dejanja.
Member States shall ensure that FIUs exchange, spontaneously or upon request, any information that may be relevant for the processing or analysis of information by the FIU related to money laundering or terrorist financing and the natural or legal person involved, regardless of the type of associated predicate offences and even if the type of associated predicate offences is not identified at the time of the exchange.’;
Zaprošena FIU svojega soglasja za takšno posredovanje ne zavrne, razen če je to zunaj področja uporabe njenih določb AML/CFT ali bi to lahko vodilo do oviranja preiskave ali bi bilo kako drugače v nasprotju s temeljnimi načeli nacionalnega prava te države članice.
in paragraph 2, second subparagraph, the second sentence is replaced by the following:
Vsaka takšna zavrnitev izdaje soglasja se ustrezno pojasni.
‘That FIU shall obtain information in accordance with Article 33(1) and transfer the answers promptly.’;
Te izjeme se opredelijo tako, da se preprečijo zlorabe in neupravičeno omejevanje posredovanja informacij pristojnim organom.“;
in Article 54, the following subparagraph is added:
člen 57 se nadomesti z naslednjim:
‘Member States shall ensure that FIUs designate at least one contact person or point to be responsible for receiving requests for information from FIUs in other Member States.’;
„Člen 57
In Article 55, paragraph 2 is replaced by the following:
Razlike pri opredelitvah nacionalnega prava pojma predhodnih kaznivih dejanj iz točke 4 člena 3 ne ovirajo sposobnosti FIU, da zagotovijo pomoč drugi FIU, in ne omejujejo izmenjave, širjenja in uporabe informacij v skladu s členi 53, 54 in 55.“;
Member States shall ensure that the requested FIU’s prior consent to disseminate the information to competent authorities is granted promptly and to the largest extent possible, regardless of the type of associated predicate offences.
v oddelku 3 poglavja VI se doda naslednji pododdelek:
The requested FIU shall not refuse its consent to such dissemination unless this would fall beyond the scope of application of its AML/CFT provisions or could lead to impairment of an investigation, or would otherwise not be in accordance with fundamental principles of national law of that Member State.
„Pododdelek IIIa
Any such refusal to grant consent shall be appropriately explained.
Sodelovanje med pristojnimi organi, ki nadzorujejo kreditne in finančne institucije, in drugimi organi, za katere velja varovanje poklicne skrivnosti
Those exceptions shall be specified in a way which prevents misuse of, and undue limitations to, the dissemination of information to competent authorities.’;
Člen 57a
Article 57 is replaced by the following:
Države članice zahtevajo, da vse osebe, ki delajo ali so delale za pristojne organe, ki nadzorujejo kreditne in finančne institucije glede skladnosti s to direktivo, ter revizorje ali strokovnjake, ki delujejo v imenu takih pristojnih organov, zavezuje obveznost varovanja poklicne skrivnosti.
‘Article 57
Brez poseganja v primere, ki jih zajema kazensko pravo, zaupne informacije, ki jih osebe iz prvega pododstavka prejmejo med opravljanjem svojih dolžnosti na podlagi te direktive, se smejo razkriti le v obliki povzetka ali v zbirni obliki in na način, da se posamezne kreditne in finančne institucije ne morejo prepoznati.
Differences between national law definitions of predicate offences as referred to in point 4 of Article 3 shall not impede the ability of FIUs to provide assistance to another FIU and shall not limit the exchange, dissemination and the use of information pursuant to Articles 53, 54 and 55.’;
Odstavek 1 ne preprečuje izmenjave informacij med:
in Section 3 of Chapter VI, the following subsection is added:
pristojnimi organi, ki nadzorujejo kreditne in finančne institucije v državi članici v skladu s to direktivo ali drugimi zakonodajnimi akti, ki se nanašajo na nadzor kreditnih in finančnih institucij;
‘Subsection IIIa
pristojnimi organi, ki nadzorujejo kreditne in finančne institucije v drugi državi članici v skladu s to direktivo ali drugimi zakonodajnimi akti, ki se nanašajo na nadzor kreditnih in finančnih institucij, vključno z Evropsko centralno banko (ECB), ki deluje v skladu z Uredbo Sveta (EU) št. 1024/2013.
Cooperation between competent authorities supervising credit and financial institutions and other authorities bound by professional secrecy
Za to izmenjavo informacij veljajo pogoji varovanja poklicne skrivnosti, navedeni v odstavku 1.
Article 57a
Do 10. januarja 2019 pristojni organi, ki nadzorujejo kreditne in finančne institucije v skladu s to direktivo in ECB, ki deluje v skladu s členom 27(2) Uredbe (EU) št. 1024/2013 in točko (g) prvega pododstavka člena 56 Direktive 2013/36/EU Evropskega parlamenta in Sveta, s podporo evropskih nadzornih organov sklenejo dogovor o praktičnih postopkih izmenjave informacij.