natgillin/translations-raw huggingface dataset:
verify that the quantity of the identified financial instruments, which are registered and held in a financial instruments account opened at the issuer's Central Securities Depository (CSD) or its agent, in the name of the third party on behalf of its clients, matches the quantity of the identified financial instruments recorded in the financial instruments accounts opened in the depositary's books in the name of each of its AIF clients or in the name of the AIFM acting on behalf of the AIF;
preveri, da se količina identificiranih finančnih instrumentov, ki so zabeleženi in se držijo na računu finančnih instrumentov, odprtem pri centralni depotni družbi ali njenem zastopniku na ime tretje osebe v imenu njenih strank, ujema s količino identificiranih finančnih instrumentov, zabeleženih na računu finančnih instrumentov, odprtih v knjigah depozitarja v imenu vsake njegove stranke, ki je AIS, ali v imenu UAIS, ki deluje v imenu AIS;
details of equivalent rights and obligations agreed between the third party and another third party, in the event of a further delegation of custody functions.’;
podatke o enakovrednih pravicah in obveznostih, dogovorjenih med tretjo osebo in drugo tretjo osebo v primeru nadaljnjega prenosa nalog hrambe.“;
Article 99 is amended as follows:
člen 99 se spremeni:
Where safekeeping functions have been delegated wholly or partly to a third party, a depositary shall ensure that the third party, to whom safe-keeping functions are delegated pursuant to Article 21(11) of Directive 2011/61/EU, acts in accordance with the segregation obligation laid down in point (iii) of Article 21(11)(d) of that Directive by ensuring and verifying that the third party:
Če so se naloge hrambe v celoti ali deloma prenesle na tretjo osebo, depozitar zagotovi, da tretja oseba, na katero so prenesene naloge hrambe skladu s členom 21(11) Direktive 2011/61/EU, ravna v skladu z obveznostjo ločevanja iz točke (iii) člena 21(11)(d) navedene direktive tako, da zagotovi in preveri, da tretja oseba:
correctly records all identified financial instruments in the financial instruments account, which is opened in the third party's books, in order to hold in custody the financial instruments for the depositary's clients, which excludes proprietary financial instruments of the depositary and of the third party and of the third party's other clients, to enable the depositary to match the quantity of the identified financial instruments recorded in the accounts opened in the depositary's books in the name of each of its AIF clients or in the name of the AIFM acting on behalf of the AIF;
pravilno evidentira vse identificirane finančne instrumente na računu finančnih instrumentov, ki je odprt v knjigah tretje osebe za hrambo finančnih instrumentov depozitarjevih strank, kar izključuje lastniške finančne instrumente depozitarja, tretje osebe in drugih strank tretje osebe, da depozitarju omogoči, da preveri ujemanje količine identificiranih finančnih instrumentov, zabeleženih na računih, odprtih v knjigah depozitarja v imenu vsake od njegovih strank, ki so AIS, ali v imenu UAIS, ki deluje v imenu AIS;
keeps all necessary records and financial instruments accounts to enable the depositary at any time and without delay to distinguish assets of the depositary's clients from the third party own assets, assets of the third party's other clients and assets held for the depositary for its own account;
vodi vse potrebne evidence in račune finančnih instrumentov, da lahko depozitar kadar koli in brez odlašanja loči med sredstvi depozitarjevih strank ter sredstvi tretjih oseb, sredstvi drugih strank tretje osebe in sredstvi, ki jih depozitar drži v svojem imenu;
maintains records and financial instruments accounts in a way that ensures their accuracy, and in particular their correspondence to the assets kept safe for the depositary's AIF clients and on the basis of which the depositary can at any time establish the precise nature, location and ownership status of those assets;
vodi evidence in račune finančnih instrumentov tako, da zagotovi njihovo točnost in zlasti skladnost s sredstvi, ki se hranijo za depozitarjeve stranke, ki so AIS, in na podlagi katerih lahko depozitar kadar koli določi točno naravo, lokacijo in lastniški status teh sredstev;
provides the depositary with a statement, on a regular basis and in any case whenever a change in circumstances occurs, detailing the assets of the depositary's AIF clients;
redno in vedno, kadar pride do spremembe okoliščin, depozitarju predloži izjavo, v katerih navede podrobnosti o sredstvih depozitarjevih strank, ki so AIS;
conducts reconciliations, as often as necessary, between its financial instruments accounts and internal records and those of the third party to whom it has delegated safe-keeping functions in accordance with Article 21(11) of Directive 2011/61/EU.
izvaja usklajevanja med svojimi računi finančnih instrumentov in internimi evidencami ter računi in evidencami tretje osebe, na katero je prenesla naloge hrambe v skladu s členom 21(11) Direktive 2011/61/EU, tako pogosto, kot je potrebno.
The frequency of the reconciliation shall be determined in accordance with Article 89(1);
Pogostost usklajevanj se določi v skladu s členom 89(1);
introduces adequate organisational arrangements to minimise the risk of loss or diminution of financial instruments or of rights in connection with those financial instruments as a result of misuse of the financial instruments, fraud poor administration, inadequate record-keeping or negligence;
uvede ustrezno organizacijsko ureditev, da se v čim večji meri zmanjša tveganje izgube ali zmanjšanja finančnih instrumentov ali pravic v zvezi z navedenimi finančnimi instrumenti kot posledica zlorabe finančnih instrumentov, goljufije, slabega upravljanja, neustreznega vodenja evidenc ali malomarnosti;
where the third party is an entity referred to in points (a), (b) and (c) of Article 18(1) of Directive 2006/73/EC, which is subject to effective prudential regulation and supervision that has the same effect as Union law and is effectively enforced, the depositary shall take the necessary steps to ensure that the AIF's cash is held in an account or accounts in accordance with Article 21(7) of Directive 2011/61/EU.’;
če je tretja oseba subjekt iz točk (a), (b) in (c) člena 18(1) Direktive 2006/73/ES, ki je predmet pravil in nadzora varnega in skrbnega poslovanja, ki imajo enak učinek kot pravo Unije in se učinkovito izvajajo, depozitar sprejme ustrezne ukrepe, da zagotovi, da se denarna sredstva AIS držijo na računu ali računih v skladu s členom 21(7) Direktive 2011/61/EU.“;
Where a depositary delegates its custody functions to a third party located in a third country in accordance with Article 21(11) of Directive 2011/61/EU, in addition to the requirements of paragraph 1 of this Article, the depositary shall ensure the following:
Kadar depozitar naloge hrambe prenese na tretjo osebo, ki se nahaja v tretji državi, v skladu s členom 21(11) Direktive 2011/61/EU, poleg zahtev iz odstavka 1 tega člena zagotovi tudi naslednje:
the depositary receives legal advice from an independent natural or legal person confirming that the applicable insolvency law recognises the following:
da depozitar prejme pravni nasvet neodvisne fizične ali pravne osebe, ki potrjuje, da veljavna insolvenčna zakonodaja priznava naslednje:
the segregation of the assets of the depositary's clients from the third party's own assets, from the assets of the third party's other clients and from the assets held by the third party for the depositary's own account;
ločevanje sredstev depozitarjevih strank od lastnih sredstev tretje osebe, sredstev drugih strank tretje osebe in sredstev, ki jih tretja oseba drži v svojem imenu;
the assets of the depositary's AIF clients do not form part of the third party's estate in case of insolvency;
sredstva depozitarjevih strank, ki so AIS, niso del premoženja tretje osebe v primeru insolventnosti;
the assets of the depositary's AIF clients are unavailable for distribution among, or realisation for the benefit of, creditors of the third party to whom custody functions have been delegated in accordance with Article 21(11) of Directive 2011/61/EU;
sredstva depozitarjevih strank, ki so AIS, niso na voljo za distribucijo med upnike tretje osebe, na katero so se prenesle naloge hrambe v skladu s členom 21(11) Direktive 2011/61/EU, ali prodajo v njihovo korist;
the third party takes the following steps:
da tretja oseba sprejme naslednje ukrepe:
it ensures that the conditions laid down in point (a) are met when concluding the delegation agreement with the depositary and on an ongoing basis for the entire duration of the delegation;
zagotovi, da so ob sklenitvi pogodbe o prenosu z depozitarjem in med celotnim trajanjem vedno izpolnjeni pogoji iz točke (a);
it immediately informs the depositary whenever any of the conditions referred to in point (i) are no longer met;
takoj obvesti depozitarja, kadar kateri od pogojev iz točke (i) ni več izpolnjen;
it informs the depositary about any changes to applicable insolvency law and its effective application.’;
depozitarja obvesti o vsaki spremembi veljavne insolvenčne zakonodaje in o njeni učinkoviti uporabi.“;
‘Paragraphs 1, 2 and 2a shall apply mutatis mutandis when the third party, to whom safe-keeping functions are delegated in accordance with Article 21(11) of Directive 2011/61/EU, has decided to delegate all or part of its safe-keeping functions to another third party pursuant to the third subparagraph of Article 21(11) of Directive 2011/61/EU.’
„Odstavki 1, 2 in 2a se uporabljajo mutatis mutandis, kadar se je tretja oseba, na katero so prenesene naloge hrambe v skladu s členom 21(11) Direktive 2011/61/EU, odločila vse ali del nalog hrambe prenesti na drugo tretjo osebo v skladu s tretjim pododstavkom člena 21(11) Direktive 2011/61/EU.“.
Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (OJ L 83, 22.3.2013, p. 1).
Delegirana uredba Komisije (EU) št. 231/2013 z dne 19. decembra 2012 o dopolnitvi Direktive 2011/61/EU Evropskega parlamenta in Sveta v zvezi z izjemami, splošnimi pogoji poslovanja, depozitarji, finančnim vzvodom, preglednostjo in nadzorom (UL L 83, 22.3.2013, str. 1).
Opinion of ESMA, 20.7.2017, 34 45 277.
Mnenje ESMA, 20.7.2017, 34 45 277.
amending Delegated Regulation (EU) 2016/438 as regards safe-keeping duties of depositaries
o spremembi Delegirane uredbe (EU) 2016/438 v zvezi z dolžnostmi depozitarja glede hrambe
Having regard to Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS), and in particular Article 26b thereof,
ob upoštevanju Direktive 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) in zlasti člena 26b Direktive,
As a result of differing national securities and insolvency laws, which are not harmonised at the Union level, there is a divergence in the level of protection for financial instruments held in custody for undertakings for collective investment in transferable securities (‘UCITS’) clients from insolvency risks.
Zaradi različnih nacionalnih zakonodaj o vrednostnih papirjih in plačilni nesposobnosti, ki niso usklajene na ravni Unije, je raven zaščite pred tveganji insolventnosti za finančne instrumente, ki jih hranijo tretje osebe za stranke, ki so kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje (v nadaljnjem besedilu: KNPVP), različna.
In seeking to ensure strong client asset protection as provided for under Directive 2009/65/EC, while accommodating more robust national law requirements in relation to those non-harmonised areas, it is necessary to clarify the obligations relating to the safe-keeping of assets laid down in the Directive 2009/65/EC.
Da se zagotovi močna zaščita sredstev strank, kot je določeno v Direktivi 2009/65/ES, in hkrati sprejmejo strožje zahteve nacionalne zakonodaje v zvezi s temi neusklajenimi področji, je treba pojasniti obveznosti v zvezi s hrambo sredstev, določeno v Direktivi 2009/65/ES.
Currently, competent authorities and industry apply the asset segregation requirements laid down in Commission Delegated Regulation (EU) 2016/438 differently.
Trenutno pristojni organi in sektor različno uporabljajo zahteve glede ločevanja sredstev iz Delegirane uredbe Komisije (EU) 2016/438.
While depositaries, which are at the first level in a custody chain, have the obligation to provide an individual account to hold financial instruments for each UCITS client, it is necessary to clarify that where the custody function is delegated to a third party, the latter should be able to hold assets of one depositary's clients, including the assets for UCITS and Alternative Investment Funds (‘AIFs’), in an omnibus account.
Medtem ko morajo depozitarji, ki so na prvi stopnji verige hrambe, zagotavljati ločen račun za finančne instrumente za vsako stranko, ki je KNPVP, je treba pojasniti, da bi v primeru, ko se naloga hrambe prenese na tretjo osebo, ta lahko imela sredstva strank enega depozitarja, vključno s sredstvi KNPVP in alternativnih investicijskih skladov (v nadaljnjem besedilu: AIS), na zbirnem računu.
Correspondingly, in cases where custody function is further delegated, the sub-custodian should be able to hold assets of the delegating custodian's clients in an omnibus account.
Ustrezno bi moral imeti podskrbnik v primerih, ko se naloga hrambe prenese naprej, možnost, da ima sredstva strank skrbnika, ki mu je prenesel nalogo, na zbirnem računu.
In order to minimise the risk of loss of assets held in omnibus financial instruments accounts provided by third parties, to whom the custody function has been delegated, the frequency of reconciliations between the financial securities accounts and the records of the depositary of a UCITS client and the third party or between the third parties, where the custody function has been delegated further down the custody chain, should ensure a timely transmission of the relevant information to the depositary.
Za čim večje zmanjšanje tveganja izgube sredstev na zbirnih računih finančnih instrumentov, ki jih zagotavljajo tretje osebe, na katere je bila prenesena naloga hrambe, bi morala pogostost usklajevanja med računi finančnih instrumentov in evidencami depozitarja stranke, ki je KNPVP, ter tretje osebe ali med tretjimi osebami, kadar je bila skrbniška funkcija prenesena naprej, zagotoviti, da se zadevne informacije pravočasno posredujejo depozitarju.
Moreover, the frequency of those reconciliations should depend on any movement in that omnibus account, including transactions relating to the assets belonging to other clients of the depositary that are kept in the same omnibus account as the UCITS' assets.
Poleg tega bi morala biti pogostost teh usklajevanj odvisna od gibanj na navedenem zbirnem računu, vključno s transakcijami v zvezi s sredstvi, ki pripadajo drugim strankam depozitarja in ki se vodijo na istem zbirnem računu kot sredstva KNPVP.
The depositary should be able to continue to carry out its duties effectively where the custody of assets belonging to its UCITS clients is delegated to a third party.
Depozitar bi moral imeti možnost, da še naprej učinkovito opravlja svoje dolžnosti, kadar se hramba sredstev, ki pripadajo njegovim strankam, ki so KNPVP, prenese na tretjo osebo.
It is therefore necessary to require that the depositary maintains a record in the financial instruments account it has opened in the name of a UCITS or in the name of the management company acting on behalf of the UCITS showing that the assets kept in custody by a third party belong to that particular UCITS.
Zato je treba zahtevati, da depozitar vodi evidenco v okviru računa finančnih instrumentov, ki ga je odprl na ime KNPVP, ali v imenu družbe za upravljanje, ki deluje v imenu KNPVP, iz katere je razvidno, da sredstva, ki jih hrani tretja oseba, pripadajo določenemu KNPVP.
That contract should allow the depositary to take all the necessary steps for ensuring that the assets kept in custody are properly safeguarded and the third party complies at all times with the delegation contract and the requirements of Directive 2009/65/EC and Delegated Regulation (EU) 2016/438.
Ta pogodba bi morala depozitarju omogočiti, da sprejme vse potrebne ukrepe, s katerimi zagotovi, da so sredstva, ki se hranijo, ustrezno zaščitena in da tretja oseba ves čas izpolnjuje pogodbo o prenosu ter zahteve iz Direktive 2009/65/ES in Delegirane uredbe (EU) 2016/438.
In that instance, the contract between the delegating third party and the third party to whom the custody functions are further delegated should be subject to the rights and obligations which are equivalent to those established between the depositary and the delegating third party.
V tem primeru bi morale za pogodbo med tretjo osebo, ki prenese naloge, in tretjo osebo, na katero se prenesejo naloge hrambe, veljati pravice in obveznosti, enakovredne tistim, ki so določene med depozitarjem in tretjo osebo, ki prenese naloge.
In order to enable the depositary to fulfil its functions it is necessary to strengthen depositaries' oversight over third parties, regardless of whether they are located inside or outside the Union.
Da bi depozitarju lahko omogočili izpolnjevanje njegovih nalog, je treba okrepiti nadzor depozitarjev nad tretjimi osebami ne glede na to, ali se nahajajo znotraj ali zunaj Unije.
It should be required that depositaries verify whether financial instruments of UCITS are correctly recorded in the books of those third parties.
Zahtevati bi bilo treba, da depozitarji preverijo, ali so finančni instrumenti KNPVP pravilno evidentirani v knjigah navedenih tretjih oseb.
The records kept by third parties should be sufficiently accurate in order to be able to identify the nature, location and ownership of the asset.
Evidence, ki jih vodijo tretje osebe, bi morale biti dovolj točne, da se lahko identificirajo narava, lokacija in lastništvo sredstev, ki se hranijo.
To facilitate effective fulfilment of the depositaries' duties, third parties should provide them with a statement on any change affecting the assets held in custody for depositaries' UCITS clients.
Da se omogoči učinkovito izpolnjevanje dolžnosti depozitarjev, bi jim morale tretje osebe predložiti izjavo o vsaki spremembi, ki vpliva na sredstva, ki se hranijo za depozitarjeve stranke, ki so KNPVP.
In order to improve the clarity and legal certainty of Delegated Regulation (EU) 2016/438, it is necessary to amend certain internal references which are incorrect.
Da bi izboljšali jasnost in pravno varnost Delegirane Uredbe (EU) 2016/438, je treba spremeniti določena notranja sklicevanja, ki so nepravilna.
Delegated Regulation (EU) 2016/438 should therefore be amended accordingly.
Delegirano uredbo (EU) 2016/438 bi bilo zato treba ustrezno spremeniti.
In order to allow depositaries time to adapt to these new requirements, the date of application should be deferred for 18 months after publication of this Regulation in the Official Journal of the European Union.
Da se depozitarjem omogoči čas za prilagoditev novim zahtevam iz te uredbe, bi bilo treba datum začetka uporabe odložiti za 18 mesecev po objavi te uredbe v Uradnem listu Evropske unije.
Delegated Regulation (EU) 2016/438 should therefore be amended accordingly,
Delegirano uredbo (EU) 2016/438 bi bilo zato treba ustrezno spremeniti –
Delegated Regulation (EU) 2016/438 is amended as follows:
Delegirana uredba (EU) 2016/438 se spremeni:
reconciliations are conducted as frequently as necessary between the depositary's internal accounts and records and those of any third party to whom safekeeping has been delegated in accordance with Article 22a of Directive 2009/65/EC.’;
se usklajevanja med depozitarjevimi internimi računi in evidencami ter internimi računi in evidencami katere koli tretje osebe, na katero so se prenesle naloge hrambe v skladu s členom 22a Direktive 2009/65/ES, izvajajo tako pogosto, kot je potrebno.“;
the normal trading activity of the UCITS;
običajne trgovalne dejavnosti KNPVP;
any trade occurring on behalf of any other client whose assets are held by the third party in the same financial instruments account as the assets of the UCITS.’;
trgovanja, ki se izvaja v imenu druge stranke, katere sredstva tretja oseba drži na istem računu finančnih instrumentov kot sredstva KNPVP.“;
Where a depositary has delegated its safekeeping functions, with regard to assets held in custody, to a third party in accordance with Article 22a of Directive 2009/65/EC, it shall remain subject to the requirements of points (a) to (e) of paragraph 1.
Če je depozitar nalogo hrambe prenesel na tretjo osebo v skladu s členom 22a Direktive 2009/65/ES, zanj še naprej veljajo zahteve iz točk (a) do (e) odstavka 1.
The depositary shall also ensure that the third party complies with the requirements of points (b) to (g) of paragraph 1;’;
Poleg tega depozitar zagotovi, da tretja oseba izpolnjuje zahteve iz točk (b) do (g) odstavka 1.“
in Article 15, the following paragraph 2a is inserted:
v členu 15 se vstavi naslednji odstavek 2a:
A contract by which the depositary appoints a third party to hold assets of that depositary's UCITS clients in custody, shall contain at least the following provisions:
Pogodba, s katero depozitar imenuje tretjo osebo, da hrani sredstva depozitarjevih strank, ki so KNPVP, vsebuje vsaj naslednje določbe:
a guarantee of the depositary's right to information, inspection, and access to the relevant records and financial instruments accounts of the third party holding assets in custody to enable the depositary to fulfil its oversight and due diligence obligations and in particular allow the depositary to:
jamstvo, da ima depozitar pravico do obveščenosti, pregleda in dostopa do ustreznih evidenc ter računov finančnih instrumentov tretje osebe, ki hrani sredstva, da lahko depozitar izpolni obveznosti nadzora in primerne skrbnosti, ter mu zlasti omogoči, da:
verify that the quantity of the identified financial instruments recorded in the financial instruments accounts opened in the depositary's books in the name of the UCITS or in the name of the management company acting on behalf of the UCITS matches the quantity of the identified financial instruments held in custody by the third party for that UCITS as recorded in the financial instruments account opened in the third party's books;
preveri, da se količina identificiranih finančnih instrumentov, zabeleženih na računih finančnih instrumentov, odprtih v depozitarjevih knjigah v imenu KNPVP ali v imenu družbe za upravljanje, ki deluje v imenu KNPVP, ujema s količino identificiranih finančnih instrumentov, ki jih za ta KNPVP hrani tretja oseba, kot je zabeležena na računu finančnih instrumentov, odprtem v knjigah tretje osebe;
verify that the quantity of the identified financial instruments, which are registered and held in a financial instruments account opened at the issuer's Central Securities Depository (‘CSD’) or its agent, in the name of the third party on behalf of its clients, matches the quantity of the identified financial instruments recorded in the financial instruments accounts opened in the depositary's books in the name of each of its UCITS clients or in the name of the management company acting on behalf of the UCITS;
preveri, da se količina identificiranih finančnih instrumentov, ki so zabeleženi in se držijo na računu finančnih instrumentov, odprtem pri centralni depotni družbi ali njenem zastopniku na ime tretje osebe v imenu njenih strank, ujema s količino identificiranih finančnih instrumentov, zabeleženih na računu finančnih instrumentov, odprtih v knjigah depozitarja v imenu vsake njegove stranke, ki je KNPVP, ali v imenu družbe za upravljanje, ki deluje v imenu KNPVP;
in Article 16, paragraph 1 is replaced by the following:
v členu 16 se odstavek 1 se nadomesti z naslednjim: