natgillin/translations-raw huggingface dataset:
With the exception of its obligation under Article 31 of Regulation (EU) 2016/1011 to withdraw the registration of administrators located in third countries, ESMA has no direct supervisory powers over administrators located in third countries.
ESMA z izjemo svoje obveznosti iz člena 31 Uredbe (EU) 2016/1011, da odvzame registracijo upravljavcev s sedežem v tretji državi, nima nobenih neposrednih pooblastil za nadzor nad upravljavci s sedežem v tretjih državah.
It relies instead on supervision by, and cooperation with, the competent authority of the third country.
Namesto tega se zanaša na nadzor s strani pristojnega organa tretje države in na sodelovanje z njim.
Cooperation arrangements should therefore include provisions setting out the respective roles of the parties involved in supervisory cooperation, including on-site inspections.
Dogovori o sodelovanju bi zato morali vključevati določbe, ki opredeljujejo zadevne vloge strank, vključenih v nadzorno sodelovanje, vključno z inšpekcijskimi pregledi na kraju samem.
Point (a) of the third subparagraph of Article 32(5) of Regulation (EU) 2016/1011 requires cooperation arrangements between competent authorities of third countries and competent authorities of Member States of reference to have the same minimum content as cooperation arrangements between ESMA and competent authorities of third countries.
Točka (a) tretjega pododstavka člena 32(5) Uredbe (EU) 2016/1011 zahteva, da morajo imeti dogovori o sodelovanju med pristojnimi organi tretjih držav in pristojnimi organi referenčnih držav članic enako minimalno vsebino kot dogovori o sodelovanju med ESMA in pristojnimi organi tretjih držav.
It is therefore necessary to ensure that, in setting the minimum content for cooperation arrangements with ESMA, the content is also appropriate for cooperation arrangements required by Article 32(5).
Zato je treba pri določanju minimalne vsebine dogovorov o sodelovanju z ESMA zagotoviti, da je vsebina primerna tudi za dogovore o sodelovanju, ki jih zahteva člen 32(5).
ESMA has not conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, nor has it analysed the potential related costs and benefits, as ESMA concluded that this would have been disproportionate in relation to the scope and impact of the draft regulatory technical standards, taking into account the fact that the regulatory technical standards would only be of direct concern to the competent authorities of third countries, the competent authorities of Member States and ESMA, and not to market participants.
ESMA ni opravila odprtih javnih posvetovanj o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, niti ni analizirala morebitnih povezanih stroškov in koristi, saj je ugotovila, da bi bilo to nesorazmerno glede na področje uporabe in učinek osnutkov regulativnih tehničnih standardov, ob upoštevanju dejstva, da bi regulativni tehnični standardi neposredno zadevali samo pristojne organe tretjih držav, pristojne organe držav članic in ESMA, ne pa udeležencev na trgu.
ESMA has requested the opinion of the Securities and Markets Stakeholder Group established by Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council.
ESMA je zaprosila za mnenje interesno skupino za vrednostne papirje in trge, ustanovljeno s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta.
This Regulation should therefore start to apply two months after it enters into force,
Ta uredba bi se zato morala začeti uporabljati dva meseca po njenem začetku veljavnosti –
Scope of the cooperation arrangements
Področje uporabe dogovorov o sodelovanju
The cooperation arrangements referred to in Article 30(4) of Regulation (EU) 2016/1011 (‘cooperation arrangements’) shall clearly set out their scope of application.
Dogovori o sodelovanju iz člena 30(4) Uredbe (EU) 2016/1011 (v nadaljnjem besedilu: dogovori o sodelovanju) jasno določajo področje svoje uporabe.
That scope shall include cooperation by the parties on at least the following matters:
Navedeno področje uporabe vključuje sodelovanje strank pri vsaj naslednjih zadevah:
the exchange of information and provision of notifications relevant to the fulfilment of their respective supervisory tasks;
izmenjavi informacij in uradnem obveščanju, ki se nanašata na izpolnjevanje njihovih nadzornih nalog;
any issues that may be relevant to the operations, activities or services of administrators covered by the cooperation arrangements in question, including the provision to ESMA of information on the laws and regulations to which those administrators are subject in the third country and any material changes to those laws or regulations;
vseh vprašanjih, ki bi lahko bila pomembna za poslovanje, dejavnosti ali storitve upravljavcev, za katere veljajo zadevni dogovori o sodelovanju, vključno z zagotavljanjem informacij ESMA o zakonih in drugih predpisih, ki veljajo za navedene upravljavce v tretji državi, in o vseh bistvenih spremembah teh zakonov ali drugih predpisov;
any regulatory or supervisory actions taken, or approvals given, by the competent authority of the third country in relation to any administrator which has given its consent to the use of benchmarks in the Union, including changes to the obligations or requirements to which the administrator is subject that may have an impact on the administrator's continued compliance with applicable laws and regulations.
vseh regulativnih ali nadzornih ukrepih ali odobritvah, ki jih pristojni organ iz tretje države sprejme oz. izda za katerega koli upravljavca, ki je dal svoje soglasje, da se referenčne vrednosti lahko uporabljajo v Uniji, vključno s spremembami obveznosti ali zahtev, ki veljajo za upravljavca in ki lahko vplivajo na stalno upoštevanje veljavnih zakonov in drugih predpisov s strani upravljavca.
Exchange of information and notifications
Izmenjava informacij in uradnih obvestil
Cooperation arrangements shall contain at least the following provisions with respect to any information or notifications to be exchanged or provided under the arrangements:
Dogovori o sodelovanju vsebujejo v zvezi s kakršnimi koli informacijami ali uradnimi obvestili, ki se izmenjujejo ali zagotavljajo v skladu z njimi, vsaj naslednje določbe:
a provision requiring requests for information to contain at least the information sought by the authority requesting it and brief details describing the subject matter of the request, the purpose for which the information is sought and the relevant laws and regulations applicable to benchmarks activity;
določbo, v skladu s katero morajo zahtevki za informacije vsebovati vsaj informacije, ki jih zahteva organ, ki prosi zanje, in kratke opise vsebine zahtevka, namena, za katerega se zahtevajo informacije, ter ustrezne zakone in druge predpise, ki se uporabljajo za dejavnost, povezano z referenčnimi vrednostmi;
details of the mechanism or mechanisms by which information and notifications are to be exchanged or provided;
podrobnosti mehanizma ali mehanizmov, s katerimi se izmenjujejo ali zagotavljajo informacije in uradna obvestila;
a provision requiring information and notifications to be exchanged or provided in writing;
določbo, ki zahteva, da se informacije in uradna obvestila izmenjujejo ali zagotavljajo v pisni obliki;
a provision requiring measures to be taken to ensure that any exchange or provision of information takes place in a secure manner;
določbo, ki zahteva, da je treba sprejeti ukrepe za zagotovitev, da se vsaka izmenjava ali zagotavljanje informacij izvaja na varen način;
a provision requiring information and notifications to be provided promptly and, where applicable, in accordance with the relevant time scale specified in the arrangements;
določbo, ki zahteva, da je treba informacije in uradna obvestila zagotoviti takoj in, kjer je primerno, v skladu z ustreznim časovnim okvirom, določenim v dogovorih.
Supervisory cooperation
Sodelovanje pri nadzoru
Cooperation arrangements shall specify a framework for the coordination of supervisory activities of the parties in the area of benchmarks supervision, including at least the following requirements:
Dogovori o sodelovanju določajo okvir za usklajevanje nadzornih dejavnosti strank na področju nadzora referenčnih vrednosti, ki vključuje vsaj naslednje zahteve:
a requirement that a signatory wishing to undertake a supervisory activity make an initial written request with respect to the activity;
zahtevo, da mora podpisnik, ki želi opravljati nadzorno dejavnost, najprej predložiti pisni zahtevek v zvezi z dejavnostjo;
a requirement that the request set out the factual and legal background to, and an estimated time frame for, the activity in question;
zahtevo, da morajo biti v zahtevku navedeni dejanska in pravna podlaga ter predvideni časovni okvir za to dejavnost;
a requirement that the other signatory acknowledges receipt of the request in writing within 10 working days of receipt.
zahtevo, da mora drugi podpisnik potrditi prejem zahtevka v pisni obliki v desetih delovnih dneh od prejema zahtevka.
For the purposes of coordinating on-site inspections in the competent authority's jurisdiction in the third country, cooperation arrangements shall set out a procedure for the parties to reach an understanding on the terms governing such on-site inspections, including at least terms stating their respective roles and responsibilities, the right of the competent authority of the third country to accompany any on-site inspection and any duty on that authority to assist in reviewing, interpreting and analysing the contents of public and non-public books and records and in obtaining information from directors and senior management of any administrator covered by the arrangements.
Za namene usklajevanja inšpekcijskih pregledov na kraju samem v jurisdikciji pristojnega organa v tretji državi se z dogovori o sodelovanju določi postopek, s katerim stranke dosežejo dogovor o pogojih, ki urejajo takšne inšpekcijske preglede na kraju samem, in vključuje vsaj pogoje, ki določajo njihove vloge in odgovornosti, pravico pristojnega organa tretje države, da spremlja kakršen koli pregled na kraju samem, in vsako dolžnost navedenega organa, da pomaga pri pregledu, razlagi in analizi vsebine javnih in nejavnih knjig in evidenc ter pri pridobivanju informacij od direktorjev in višjega vodstva vsakega upravljavca, za katerega veljajo dogovori.
Confidentiality, use of information and data protection
Zaupnost, uporaba informacij in varstvo podatkov
Cooperation arrangements shall require the parties to refrain from disclosing information exchanged or provided to them under the cooperation arrangements, except where the party which had provided the information has given its prior written consent or where the disclosure of data is a necessary and proportionate obligation required under Union or national law, in particular in the context of investigations or subsequent judicial proceedings.
Dogovori o sodelovanju od strank zahtevajo, da se vzdržijo razkritja izmenjanih ali zagotovljenih informacij v okviru dogovorov o sodelovanju, razen če je stranka, ki je informacije predložila, dala predhodno pisno soglasje, ali kadar je razkritje podatkov nujna in sorazmerna obveznost, ki jo zahteva pravo Unije ali nacionalno pravo, zlasti v okviru preiskav ali poznejših sodnih postopkov.
Cooperation arrangements shall require information obtained by an authority under the arrangements to be securely stored, and shall permit the information to be used solely for the purpose set out by that authority in its request for the information or, if the information was provided other than by means of a request, solely for the purpose of enabling that authority to exercise its regulatory and supervisory functions.
Dogovori o sodelovanju zahtevajo, da so informacije, ki jih pridobi organ v skladu z njimi, varno shranjene, in dovolijo, da se lahko informacije uporabljajo samo za namen, ki ga je navedeni organ določil v svojem zahtevku za informacije, ali, če so bile informacije zagotovljene drugače kot z zahtevkom, izključno zato, da bi navedeni organ lahko opravljal svoje regulativne in nadzorne funkcije.
That authority may, however, use the information for another purpose if it has obtained prior written consent to do so from the authority that provided the information under the arrangements.
Navedeni organ pa lahko informacije uporabi za drug namen, če je pridobil predhodno pisno soglasje od organa, ki je zagotovil informacije v okviru dogovorov.
Where cooperation arrangements allow for personal data to be exchanged, they shall contain provisions to ensure adequate means for the protection of such data that complies with all applicable data protection legislation in the jurisdictions of the competent authorities which are party to the respective cooperation arrangement.
Kadar dogovori o sodelovanju dovoljujejo izmenjavo osebnih podatkov, vsebujejo določbe, ki zagotavljajo ustrezna sredstva za varstvo takih podatkov, ki so v skladu z vso veljavno zakonodajo o varstvu podatkov v jurisdikcijah pristojnih organov, ki so stranke zadevnega dogovora o sodelovanju.
supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the form and content of the application for recognition with the competent authority of the Member State of reference and of the presentation of information in the notification to European Securities and Markets Authority (ESMA)
o dopolnitvi Uredbe (EU) 2016/1011 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za obliko in vsebino vloge za priznanje pri pristojnem organu referenčne države članice ter obliko in vsebino predstavitve informacij v obvestilu Evropskemu organu za vrednostne papirje in trge (ESMA)
Having regard to Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014, and in particular Article 32(9) thereof,
ob upoštevanju Uredbe (EU) 2016/1011 Evropskega parlamenta in Sveta z dne 8. junija 2016 o indeksih, ki se uporabljajo kot referenčne vrednosti v finančnih instrumentih in finančnih pogodbah ali za merjenje uspešnosti investicijskih skladov, in spremembi direktiv 2008/48/ES in 2014/17/EU ter Uredbe (EU) št. 596/2014 in zlasti člena 32(9) Uredbe,
A benchmark administrator located in a third country can apply for recognition in the Union.
Upravljavec referenčne vrednosti, ki se nahaja v tretji državi, lahko zaprosi za priznanje v Uniji.
In the application for recognition that administrator has to provide a comprehensive representation of the arrangements, policies and procedures it has established in order to fulfil the applicable requirements set out in Regulation (EU) 2016/1011.
Upravljavec mora v vlogi za priznanje predložiti celovito predstavitev ureditev, politik in postopkov, ki jih je vzpostavil za izpolnitev veljavnih zahtev iz Uredbe (EU) 2016/1011.
This Regulation aims to ensure that the competent authorities across the Union receive uniform and consistent information by benchmark administrators in non-EU countries that apply for recognition.
Namen te uredbe je zagotoviti, da pristojni organi v Uniji prejmejo enotne in skladne informacije s strani upravljavcev referenčnih vrednosti iz držav nečlanic EU, ki zaprosijo za priznanje.
The application for recognition should include information related to the choice of Member State of reference, pursuant to Article 32(4) of Regulation (EU) 2016/1011, and to the legal representative in the Member State of reference.
Vloga za priznanje bi morala vključevati informacije, povezane z izbiro referenčne države članice v skladu s členom 32(4) Uredbe (EU) 2016/1011 ter pravnega zastopnika v referenčni državi članici.
That information should enable the competent authority of the Member State of reference to satisfy itself that the Member State of reference has been correctly identified and that a legal representative of the administrator in a non-EU country is established in that Member State and has the power to act as required by Regulation (EU) 2016/1011.
Te informacije bi morale pristojnemu organu referenčne države članice zadoščati, da se prepriča, da je bila referenčna država članica pravilno opredeljena ter da ima pravni zastopnik upravljavca v državi nečlanici EU sedež v tej državi članici in je pooblaščen, da ukrepa, kot zahteva Uredba (EU) 2016/1011.
In order for the competent authority to assess whether there are conflicts of interest arising from the business interests of the applicant's owners that might affect the independence of the applicant, and thus impair the accuracy and integrity of its benchmarks, the applicant should provide information regarding the activities of its owners and the ownership of its parent undertakings.
Da bi pristojni organ lahko ocenil, ali obstajajo kakršna koli navzkrižja interesov, ki izhajajo iz poslovnih interesov lastnikov vložnika, ki bi lahko vplivala na neodvisnost vložnika ter tako ogrozila točnost in celovitost njegovih referenčnih vrednosti, bi moral vložnik predložiti informacije v zvezi z dejavnostmi svojih lastnikov ter o lastništvu svojih nadrejenih podjetij.
The applicant should provide information on the composition, functioning and degree of independence of its governing bodies, in order for the competent authority to assess whether the corporate governance structure ensures the independence of the administrator in the benchmark calculation and the avoidance of conflicts of interest.
Vložnik bi moral predložiti informacije o sestavi, delovanju in stopnji neodvisnosti svojih upravnih organov, da bi pristojni organ ocenil, ali struktura korporativnega upravljanja zagotavlja neodvisnost upravljavca pri izračunu referenčne vrednosti ter izogibanje navzkrižju interesov.
For the purposes of assessing how conflicts of interest are eliminated, or managed and disclosed, the applicant should provide the competent authority with an explanation as to how any resulting conflicts of interest are identified, recorded, managed, mitigated, prevented and remedied.
Za oceno, kako se navzkrižja interesov odpravijo, upravljajo ali razkrijejo, bi moral vložnik pristojnim organom predložiti razlago, kako se ugotavljajo, beležijo, upravljajo, blažijo, preprečujejo in odpravljajo vsakršna navzkrižja interesov, ki se pojavijo.
For the purposes of enabling the competent authority to evaluate the pertinence and robustness of the internal control structure, oversight and accountability framework, the applicant provider should provide the competent authority with the policies and procedures for monitoring the activities of the provision of a benchmark or family of benchmarks.
Da se pristojnemu organu omogoči, da oceni primernost in trdnost strukture notranje kontrole ter okvira nadzora in odgovornosti, bi moral vložnik izdajatelj pristojnemu organu predložiti politike in postopke za spremljanje dejavnosti zagotavljanja referenčne vrednosti ali skupine referenčnih vrednosti.
The application for recognition should include information demonstrating that the controls on the input data, on the basis of which the benchmarks provided by the applicant are calculated, are adequate to ensure the representativeness, accuracy and integrity of such data.
Vloga za priznanje bi morala vključevati informacije, ki dokazujejo, da so kontrole vhodnih podatkov, na podlagi katerih se izračunajo referenčne vrednosti, ki jih zagotavlja vložnik, zadostne za zagotovitev reprezentativnosti, točnosti in celovitosti takšnih podatkov.
For the purpose of enabling the competent authority to evaluate whether the benchmarks provided by the applicant are suitable for their continued or prospective use in the Union, with the final objective of their inclusion in the register of Article 36 of Regulation (EU) 2016/1011, a list of all benchmarks provided by the applicant which are already used in the Union or intended for future use in the Union and a description of them should be provided within the application for recognition.
Da se pristojnemu organu omogoči, da oceni, ali so referenčne vrednosti, ki jih zagotavlja vložnik, primerne za nadaljnjo ali morebitno uporabo v Uniji, pri čemer je končni cilj njihova vključitev v register iz člena 36 Uredbe (EU) 2016/1011, bi bilo treba v vlogi za priznanje predložiti seznam referenčnih vrednosti, ki jih zagotavlja vložnik in se že uporabljajo v Uniji ali se bodo uporabljale v prihodnosti, ter njihov opis.
Information on the nature and characteristics of the benchmarks provided by the applicant is relevant in order to demonstrate to the competent authority whether the assessment of compliance with the applicable requirements of Regulation (EU) 2016/1011 is to be conducted with reference to any of the special regimes applicable, to regulated-data benchmarks and to commodity benchmarks not based on submissions by contributors the majority of which are supervised entities, as set out in Regulation (EU) 2016/1011.
Informacije o naravi in značilnosti referenčnih vrednosti, ki jih zagotavlja vložnik, so pomembne, da se pristojnemu organu pokaže, ali je treba oceno skladnosti z veljavnimi zahtevami iz Uredbe (EU) 2016/1011 opraviti s sklicevanjem na katero koli veljavno posebno ureditev, referenčne vrednosti reguliranih podatkov in referenčne vrednosti za blago, ki ne temeljijo na predloženih podatkih prispevajočih oseb, ki so po večini nadzorovani subjekti, kot je določeno v Uredbi (EU) 2016/1011.
Where the applicant considers one or more of its benchmarks as significant or non-significant, it should include in the application for recognition information on the degree of use of such benchmark(s) in the Union, so that the competent authority could assess whether the categorisation as significant or non-significant is correct.
Kadar vložnik eno ali več svojih referenčnih vrednosti obravnava kot pomembno ali nepomembno, bi moral v vlogo za priznanje vključiti informacije o stopnji uporabe takšnih referenčnih vrednosti v Uniji, tako da lahko pristojni organ oceni, ali je razvrstitev referenčne vrednosti kot pomembne ali nepomembne pravilna.
Benchmarks provided by the applicant that are not yet used in the Union and that are included in the application for recognition for reason of their prospective use in the Union are in accordance with point (27) of Article 3(1) of Regulation (EU) 2016/1011 considered as non-significant benchmarks.
Referenčne vrednosti, ki jih zagotavlja vložnik in ki se še ne uporabljajo v Uniji ter so vključene v vlogo za priznanje zaradi njihove morebitne uporabe v Uniji, se v skladu s točko 27 člena 3(1) Uredbe (EU) 2016/1011 štejejo kot nepomembne referenčne vrednosti.
The ESMA has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council.
ESMA je o osnutkih regulativnih tehničnih standardov, na katerem temelji ta uredba, opravila javna posvetovanja, analizirala morebitne povezane stroške in koristi ter zaprosila za mnenje interesno skupino za trge vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta.
Administrators should be given sufficient time to prepare applications and to ensure compliance with the requirements of this Regulation and the regulatory technical standards referred to in the Annex.
Upravljavci bi morali imeti na voljo dovolj časa, da pripravijo vloge in zagotovijo skladnost z zahtevami te uredbe ter regulativnimi tehničnimi standardi iz Priloge.
An administrator located in a third country shall when applying for recognition pursuant to Article 32 of Regulation (EU) 2016/1011 provide the information listed in the Annex.
Upravljavec, ki se nahaja v tretji državi, v vlogi za priznanje v skladu s členom 32 Uredbe (EU) 2016/1011 navede informacije, naštete v Prilogi.