natgillin/translations-raw huggingface dataset:
Article 39
zahtevati, da sklad denarnega trga ali upravitelj sklada denarnega trga nemudoma zagotovi informacije;
Powers of competent authorities
zahtevati informacije od katere koli osebe, povezane z dejavnostmi sklada denarnega trga ali upravitelja sklada denarnega trga;
Without prejudice to powers vested in competent authorities in accordance with Directive 2009/65/EC or 2011/61/EU, as applicable, competent authorities shall, in accordance with national law, have all supervisory and investigatory powers that are necessary for the exercise of their functions with respect to this Regulation.
izvajati preglede na kraju samem s predhodno najavo ali brez nje;
They shall, in particular, have the power to do all of the following:
sprejeti ustrezne ukrepe, s katerimi zagotovijo, da sklad denarnega trga ali upravitelj sklada denarnega trga še naprej ravna skladno s to uredbo;
request access to any document in any form, and to receive or take a copy thereof;
izdati odredbo, s katero zagotovijo, da sklad denarnega trga ali upravitelj sklada denarnega trga ravna skladno s to uredbo in ne ponovi ravnanja, ki bi jo lahko kršilo.
require an MMF or the manager of an MMF to provide information without delay;
Člen 40
require information from any person related to the activities of an MMF or the manager of an MMF;
Kazni in drugi ukrepi
carry out on-site inspections with or without prior announcement;
Države članice določijo pravila o kaznih in drugih ukrepih, ki se uporabljajo za kršitve te uredbe, in sprejmejo vse ukrepe, potrebne za zagotovitev njihovega izvajanja.
take appropriate measures to ensure that an MMF or the manager of an MMF continues to comply with this Regulation;
Kazni in drugi ukrepi so učinkoviti, sorazmerni in odvračilni.
issue an order to ensure that an MMF or the manager of an MMF complies with this Regulation and desists from a repetition of any conduct that could infringe this Regulation.
Države članice Komisijo in ESMA obvestijo o pravilih iz odstavka 1 do 21. julija 2018.
Article 40
Komisijo in ESMA takoj obvestijo o vseh poznejših spremembah teh pravil.
Penalties and other measures
Člen 41
Member States shall lay down the rules on penalties and other measures applicable to infringements of this Regulation and shall take all measures necessary to ensure that they are implemented.
Posebni ukrepi
The penalties and other measures provided for shall be effective, proportionate and dissuasive.
Brez poseganja v pooblastila pristojnih organov v skladu z Direktivo 2009/65/ES ali 2011/61/EU, kot je ustrezno, pristojni organ sklada denarnega trga ali upravitelja sklada denarnega trga sprejme ustrezne ukrepe iz odstavka 2, pri čemer upošteva načelo sorazmernosti, kadar sklad denarnega trga ali upravitelj sklada denarnega trga:
By 21 July 2018, the Member States shall notify the Commission and ESMA of the rules referred to in paragraph 1.
ne izpolnjuje zahtev v zvezi s sestavo sredstev in s tem krši člene 9 do 16;
They shall notify the Commission and ESMA without delay of any subsequent amendment thereto.
ne izpolnjuje zahtev glede portfelja in s tem krši člen 17, 18, 24 ali 25;
Article 41
je z lažnimi izjavami ali na druge nezakonite načine pridobil dovoljenje in s tem krši člen 4 ali 5;
Specific measures
uporablja poimenovanje „sklad denarnega trga“ ali drugo poimenovanje, ki nakazuje, da je KNPVP ali AIS sklad denarnega trga, in s tem krši člen 6;
Without prejudice to powers vested in competent authorities in accordance with Directive 2009/65/EC or 2011/61/EU, as applicable, the competent authority of an MMF or the manager of an MMF shall, while respecting the principle of proportionality, take the appropriate measures referred to in paragraph 2 where an MMF or the manager of an MMF:
ne izpolnjuje obveznosti v zvezi z notranjim ocenjevanjem kreditne kakovosti in s tem krši člen 19 ali 20;
fails to comply with any of the requirements regarding asset composition, in infringement of Articles 9 to 16;
ne izpolnjuje zahtev glede upravljanja, dokumentacije ali preglednosti in s tem krši člen 21, 23, 26, 27, 28 ali 36;
fails to comply with any of the portfolio requirements, in infringement of Article 17, 18, 24 or 25;
ne izpolnjuje zahtev glede vrednotenja in s tem krši člen 29, 30 31, 32, 33 ali 34.
has obtained authorisation through false statements or any other irregular means, in infringement of Article 4 or 5;
V primerih iz odstavka 1 pristojni organ sklada denarnega trga po potrebi:
uses the designation ‘money market fund’, ‘MMF’ or of another designation that suggests that a UCITS or AIF is an MMF, in infringement of Article 6;
sprejme ustrezne ukrepe, s katerimi zagotovi, da zadevni sklad denarnega trga ali upravitelj sklada denarnega trga izpolnjuje ustrezne določbe;
fails to comply with any of the requirements regarding the internal credit quality assessment, in infringement of Article 19 or 20;
odvzame dovoljenje, podeljeno v skladu s členom 4 ali 5.
fails to comply with any of the governance, documentation or transparency requirements, in infringement of Article 21, 23, 26, 27, 28 or 36;
Člen 42
fails to comply with any of the requirements regarding valuation, in infringement of Article 29, 30, 31, 32, 33 or 34.
Pooblastila in pristojnosti ESMA
In the cases referred to in paragraph 1, the competent authority of the MMF shall, as appropriate:
ESMA ima pooblastila za izvajanje nalog, ki mu jih nalaga ta uredba.
take measures to ensure that the MMF or the manager of an MMF concerned complies with the relevant provisions;
Pooblastila ESMA v skladu z direktivama 2009/65/ES in 2011/61/EU se izvajajo tudi v zvezi s to uredbo in skladno z Uredbo (ES) št. 45/2001.
withdraw an authorisation granted in accordance with Article 4 or 5.
Za namene Uredbe (EU) št. 1095/2010 je ta uredba vključena v vse nadaljnje pravno zavezujoče akte Unije, ki prenašajo naloge na organ iz člena 1(2) Uredbe (EU) št. 1095/2010.
Powers and competences of ESMA
Sodelovanje med organi
ESMA shall have the powers necessary to carry out the tasks attributed to it by this Regulation.
Če pristojni organ sklada denarnega trga in pristojni organ upravitelja sklada denarnega trga nista isti subjekt, za namene izpolnjevanja svojih dolžnosti iz te uredbe medsebojno sodelujeta in si izmenjujeta informacije.
ESMA's powers in accordance with Directives 2009/65/EC and 2011/61/EU shall be exercised also with respect to this Regulation and in compliance with Regulation (EC) No 45/2001.
Pristojni organi in ESMA sodelujejo za namen izpolnjevanja svojih dolžnosti iz te uredbe v skladu z Uredbo (EU) št. 1095/2010.
For the purpose of Regulation (EU) No 1095/2010, this Regulation shall be included under any further legally binding Union act which confers tasks on the Authority referred to in Article 1(2) of Regulation (EU) No 1095/2010.
Pristojni organi in ESMA si izmenjujejo vse informacije in dokumentacijo, ki so potrebne za opravljanje njihovih dolžnosti iz te uredbe v skladu z Uredbo (EU) št. 1095/2010, zlasti za prepoznavanje in odpravo kršitev te uredbe.
Article 43
Pristojni organi držav članic, odgovorni za izdajo dovoljenja ali nadzor nad skladi denarnega trga v skladu s to uredbo, sporočijo informacije pristojnim organom drugih držav članic, kadar je to pomembno za spremljanje in odzivanje na potencialne posledice dejavnosti skladov denarnega trga na posamezni ali kolektivni ravni za stabilnost sistemsko pomembnih finančnih institucij in za pravilno delovanje trgov, na katerih so skladi denarnega trga dejavni.
Cooperation between authorities
Obvestiti je treba tudi ESMA in Evropski odbor za sistemska tveganja (ESRB), ki posredujeta te informacije pristojnim organom drugih držav članic.
The competent authority of the MMF and the competent authority of the manager of an MMF, if different, shall cooperate with each other and exchange information for the purpose of carrying out their duties under this Regulation.
Na podlagi informacij, posredovanih nacionalnim organom na podlagi člena 37(5), ESMA v skladu s pooblastili, ki jih ima v skladu z Uredbo (EU) št. 1095/2010, pripravi poročilo za Komisijo glede na pregled iz člena 46 te uredbe.
Competent authorities and ESMA shall cooperate with each other for the purpose of carrying out their respective duties under this Regulation in accordance with Regulation (EU) No 1095/2010.
POGLAVJE IX
Competent authorities and ESMA shall exchange all information and documentation necessary to carry out their respective duties under this Regulation in accordance with Regulation (EU) No 1095/2010, in particular to identify and remedy infringements of this Regulation.
Končne določbe
The competent authorities of the Member States responsible for the authorisation or supervision of MMFs under this Regulation shall communicate information to the competent authorities of other Members States where such information is relevant for monitoring and responding to the potential implications of the actitivies of individual MMFs or MMFs collectively for the stability of systemically relevant financial institutions and the orderly functioning of markets on which MMFs are active.
Člen 44
ESMA and the European Systemic Risk Board (ESRB) shall also be informed and shall forward that information to the competent authorities of the other Member States.
Obravnava obstoječih KNPVP in AIS
On the basis of the information transmitted by national competent authorities pursuant to Article 37(5), ESMA shall, in accordance with powers conferred on it under Regulation (EU) No 1095/2010, prepare a report to the Commission in light of the review outlined in Article 46 of this Regulation.
Obstoječi KNPVP ali AIS, ki vlaga v kratkoročna sredstva in ima različne ali kumulativne cilje, ki ponujajo donose v skladu z obrestnimi merami na denarnem trgu ali ohranjajo vrednost naložbe, do 21. januarja 2019 pristojnemu organu sklada denarnega trga predloži vlogo z vsemi dokumenti in dokazi, ki izkazujejo skladnost s to uredbo.
CHAPTER IX
Pristojni organ sklada denarnega trga najpozneje dva meseca po prejemu popolne vloge oceni, ali je KNPVP ali AIS skladen s to uredbo glede na člena 4 in 5.
Final provisions
Pristojni organ sklada denarnega trga izda odločitev in o njej nemudoma obvesti KNPVP ali AIS.
Article 44
Člen 45
Treatment of existing UCITS and AIFs
Izvajanje prenosa pooblastila
By 21 January 2019, an existing UCITS or AIF that invests in short-term assets and has as distinct or cumulative objectives offering returns in line with money market rates or preserving the value of the investment shall submit an application to the competent authority of the MMF together with all documents and evidence necessary to demonstrate the compliance with this Regulation.
Pooblastilo za sprejemanje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v tem členu.
No later than 2 months after receiving the complete application, the competent authority of the MMF shall assess whether the UCITS or AIF is compliant with this Regulation in accordance with Articles 4 and 5.
Pooblastilo za sprejemanje delegiranih aktov iz členov 11, 15 in 22 se prenese na Komisijo za nedoločen čas od dneva začetka veljavnosti te uredbe.
The competent authority of the MMF shall issue a decision and notify it immediately to the UCITS or AIF.
Prenos pooblastila iz členov 11, 15 in 22 lahko kadar koli prekliče Evropski parlament ali Svet.
Article 45
S sklepom o preklicu preneha veljati prenos pooblastila iz navedenega sklepa.
The power to adopt delegated acts referred to in Articles 11, 15 and 22 shall be conferred on the Commission for an indeterminate period of time from the date of entry into force of this Regulation.
Komisija se pred sprejetjem delegiranega akta posvetuje s strokovnjaki, ki jih imenujejo države članice, v skladu z načeli, določenimi v Medinstitucionalnem sporazumu z dne 13. aprila 2016 o boljši pripravi zakonodaje.
The delegation of power referred to in Articles 11, 15 and 22 may be revoked at any time by the European Parliament or by the Council.
Komisija takoj po sprejetju delegiranega akta o njem sočasno uradno obvesti Evropski parlament in Svet.
A decision to revoke shall put an end to the delegation of the power specified in that decision.
Delegirani akti, sprejeti na podlagi členov 11, 15 in 22, začnejo veljati le, če jim niti Evropski parlament niti Svet ne nasprotuje v roku dveh mesecev od uradnega obvestila Evropskemu parlamentu in Svetu o teh aktih ali če pred iztekom tega roka tako Evropski parlament kot Svet obvestita Komisijo, da jim ne bosta nasprotovala.
It shall not affect the validity of any delegated acts already in force.
Člen 46
Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making.
Pregled
As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
Komisija do 21. julija 2022 pregleda ustreznost te uredbe z vidika skrbnega in varnega poslovanja ter z gospodarskega vidika po posvetovanju z ESMA in po potrebi z ESRB, vključno s tem, ali je treba spremeniti ureditev za sklade denarnega trga s konstantno NVS za naložbe v instrumente javnega dolga in sklade denarnega trga z manjšim nihanjem NVS.
The delegated acts adopted pursuant to Articles 11, 15 and 22 shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of 2 months of notification of that act to the European Parliament and to the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
Pri pregledu se zlasti:
That period shall be extended by 2 months at the initiative of the European Parliament or of the Council.
analizirajo izkušnje, pridobljene pri uporabi te uredbe, vpliv na investitorje, sklade denarnega trga in upravitelje skladov denarnega trga v Uniji;
Article 46
oceni vloga, ki jo imajo skladi denarnega trga pri nakupu dolžniških instrumentov, ki jih izdajo ali za katere jamčijo države članice;
Review
upoštevajo posebne značilnosti dolžniških instrumentov, ki jih izdajo ali za katere jamčijo države članice, in vloga, ki jo imajo dolžniški instrumenti pri financiranju držav članic;
By 21 July 2022, the Commission shall review the adequacy of this Regulation from a prudential and economic point of view, following consultations with ESMA and, where appropriate, the ESRB, including whether changes are to be made to the regime for public debt CNAV MMFs and LVNAV MMFs.
upošteva poročilo iz člena 509(3) Uredbe (EU) št. 575/2013;
The review shall in particular:
upošteva učinek te uredbe na trge za kratkoročno financiranje;
analyse the experience acquired in applying this Regulation, the impact on investors, MMFs and the managers of MMFs in the Union;
upošteva regulativni razvoj na mednarodni ravni.
assess the role that MMFs play in purchasing debt issued or guaranteed by the Member States;
Komisija do 21. julija 2022 predloži poročilo o izvedljivosti vzpostavitve kvote 80 % javnega dolga EU.
take into account the specific characteristics of the debt issued or guaranteed by the Member States and the role that the debt plays in financing the Member States;
V tem poročilu se upošteva razpoložljivost kratkoročnih instrumentov javnega dolga EU in oceni, ali bi skladi denarnega trga z manjšim nihanjem NVS lahko bili ustrezna alternativa skladom denarnega trga s konstantno NVS za naložbe v instrumente javnega dolga zunaj EU.
take into account the report referred to in Article 509(3) of Regulation (EU) No 575/2013;
Če Komisija v poročilu ugotovi, da uvedba kvote 80 % javnega dolga EU in postopna ukinitev skladov denarnega trga s konstantno NVS za naložbe v instrumente javnega dolga, ki vključujejo neomejen znesek javnega dolga zunaj EU, nista izvedljiva, bi morala predstaviti razloge za to.
take into account the impact of this Regulation on the short-term financing markets;
Če Komisija ugotovi, da je uvedba kvote 80 % javnega dolga EU izvedljiva, lahko pripravi zakonodajne predloge za uvedbo te kvote, pri čemer se v instrumente javnega dolga EU vloži vsaj 80 % sredstev skladov denarnega trga s konstantno NVS za naložbe v instrumente javnega dolga.
take into account the regulatory developments at international level.
Poleg tega, če Komisija ugotovi, da so skladi denarnega trga z manjšim nihanjem NVS postali ustrezna alternativa skladom denarnega trga s konstantno NVS za naložbe v instrumente javnega dolga zunaj EU, lahko pripravi ustrezne predloge za ukinitev celotnega odstopanja za sklade denarnega trga s konstantno NVS za naložbe v instrumente javnega dolga.
By 21 July 2022, the Commission shall present a report on the feasibility of establishing an 80 % EU public debt quota.
Rezultati pregleda, ki se jim po potrebi priložijo ustrezni predlogi za spremembe, se posredujejo Evropskemu parlamentu in Svetu.
That report shall have regard to the availability of short-term EU public debt instruments and assess whether LVNAV MMFs might be an appropriate alternative to non-EU public debt CNAV MMFs.
Člen 47
If the Commission concludes in the report that the introduction of an 80 % EU public debt quota and the phasing out of public debt CNAV MMFs that include an unlimited amount of non-EU public debt are not feasible, it should present the reasons for that.
Začetek veljavnosti
In the event that the Commission concludes that the introduction of an 80 % EU public debt quota is feasible, the Commission may make legislative proposals to introduce such a quota, whereby at least 80 % of the assets of public debt CNAV MMFs are to be invested in EU public debt instruments.
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
In addition, if the Commission concludes that LVNAV MMFs have become an appropriate alternative to non-EU public debt CNAV MMFs, it may make appropriate proposals to remove the derogation for public debt CNAV MMFs altogether.
Uporablja se od 21. julija 2018, razen člena 11(4), člena 15(7), člena 22 in člena 37(4), ki se uporabljajo od 20. julija 2017.
The results of the review shall be communicated to the European Parliament and to the Council, accompanied, where necessary, by appropriate proposals for amendments.
Ta uredba je v celoti zavezujoča in se neposredno uporablja v vseh državah članicah.
Article 47
V Strasbourgu, 14. junija 2017
It shall apply from 21 July 2018, with the exception of Article 11(4), Article 15(7), Article 22 and Article 37(4) which shall apply from 20 July 2017.
Za Svet
This Regulation shall be binding in its entirety and directly applicable in all Member States.
UL C 255, 6.8.2014, str. 3.
Done at Strasbourg, 14 June 2017.
UL C 170, 5.6.2014, str. 50.
For the European Parliament
Stališče Evropskega parlamenta z dne 5. aprila 2017 (še ni objavljeno v Uradnem listu) in odločitev Sveta z dne 16. maja 2017.
The President
Direktiva 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) (UL L 302, 17.11.2009, str. 32).
For the Council
Direktiva 2011/61/EU Evropskega parlamenta in Sveta z dne 8. junija 2011 o upraviteljih alternativnih investicijskih skladov in spremembah direktiv 2003/41/ES in 2009/65/ES ter uredb (ES) št. 1060/2009 in (EU) št. 1095/2010 (UL L 174, 1.7.2011, str. 1).
OJ C 255, 6.8.2014, p. 3.
Uredba (EU) št. 648/2012 Evropskega parlamenta in Sveta z dne 4. julija 2012 o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov (UL L 201, 27.7.2012, str. 1).
OJ C 170, 5.6.2014, p. 50.
Uredba (ES) št. 1060/2009 Evropskega parlamenta in Sveta z dne 16. septembra 2009 o bonitetnih agencijah (UL L 302, 17.11.2009, str. 1).
Position of the European Parliament of 5 April 2017 (not yet published in the Official Journal) and decision of the Council of 16 May 2017.
Direktiva 2013/14/EU Evropskega parlamenta in Sveta z dne 21. maja 2013 o spremembi Direktive 2003/41/ES o dejavnostih in nadzoru institucij za poklicno pokojninsko zavarovanje, Direktive 2009/65/ES o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) in Direktive 2011/61/EU o upraviteljih alternativnih investicijskih skladov v zvezi s prevelikim zanašanjem na bonitetne ocene (UL L 145, 31.5.2013, str. 1).
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).
Delegirana uredba Komisije (EU) št. 231/2013 z dne 19. decembra 2012 o dopolnitvi Direktive 2011/61/EU Evropskega parlamenta in Sveta v zvezi z izjemami, splošnimi pogoji poslovanja, depozitarji, finančnim vzvodom, preglednostjo in nadzorom (UL L 83, 22.3.2013, str. 1).
Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (OJ L 174, 1.7.2011, p. 1).
Uredba (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/77/ES (UL L 331, 15.12.2010, str. 84).
Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ L 201, 27.7.2012, p. 1).
UL L 123, 12.5.2016, str. 1.
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (OJ L 302, 17.11.2009, p. 1).
Uredba (EU) št. 575/2013 Evropskega parlamenta in Sveta z dne 26. junija 2013 o bonitetnih zahtevah za kreditne institucije in investicijska podjetja ter o spremembi Uredbe (EU) št. 648/2012 (UL L 176, 27.6.2013, str. 1).
Directive 2013/14/EU of the European Parliament and of the Council of 21 May 2013 amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings (OJ L 145, 31.5.2013, p. 1).
Direktiva 95/46/ES Evropskega parlamenta in Sveta z dne 24. oktobra 1995 o varstvu posameznikov pri obdelavi osebnih podatkov in o prostem pretoku takih podatkov (UL L 281, 23.11.1995, str. 31).
Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (OJ L 83, 22.3.2013, p. 1).
Uredba (ES) št. 45/2001 Evropskega parlamenta in Sveta z dne 18. decembra 2000 o varstvu posameznikov pri obdelavi osebnih podatkov v institucijah in organih Skupnosti in o prostem pretoku takih podatkov (UL L 8, 12.1.2001, str. 1).
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).
Direktiva Komisije 2007/16/ES z dne 19. marca 2007 o izvajanju Direktive Sveta 85/611/EGS o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) glede razjasnitve nekaterih opredelitev (UL L 79, 20.3.2007, str. 11).
OJ L 123, 12.5.2016, p. 1.
Delegirana uredba Komisije (EU) 2015/61 z dne 10. oktobra 2014 o dopolnitvi Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta v zvezi z zahtevo glede likvidnostnega kritja za kreditne institucije (UL L 11, 17.1.2015, str. 1).