natgillin/translations-raw huggingface dataset:
The competent authority of the entity designated as the first contact point under Article 27(1) shall in turn inform ESMA, the EBA and EIOPA and shall follow the procedure provided for in paragraph 6 of this Article.
Objava iz odstavka 1 vsebuje informacije o vrsti in naravi kršitve, identiteti odgovornih oseb ter naloženih sankcijah.
Upon receipt of the information referred to in paragraph 4, the competent authority of the entity suspected of the infringement shall take within 15 working days any necessary action to address the infringement identified and notify the other competent authorities involved, in particular those of the originator, sponsor and SSPE and the competent authorities of the holder of a securitisation position, when known.
Kadar je v primeru pravnih oseb objava identitete ali v primeru fizičnih oseb objava identitete in osebnih podatkov po mnenju pristojnega organa na podlagi ocene za vsak posamezen primer nesorazmerna ali če objava po njegovem mnenju ogroža stabilnost finančnih trgov ali kazensko preiskavo v teku ali kadar bi objava, kolikor je to mogoče ugotoviti, vpleteni osebi povzročila nesorazmerno škodo, države članice zagotovijo, da pristojni organi:
When a competent authority disagrees with another competent authority regarding the procedure or content of its action or inaction, it shall notify all other competent authorities involved about its disagreement without undue delay.
odložijo objavo odločitve o naložitvi upravne sankcije, dokler zadevni razlogi proti objavi ne prenehajo obstajati,
If that disagreement is not resolved within three months of the date on which all competent authorities involved are notified, the matter shall be referred to ESMA in accordance with Article 19 and, where applicable, Article 20 of Regulation (EU) No 1095/2010.
odločitev o naložitvi upravne sankcije objavijo anonimno, v skladu z nacionalnim pravom; ali
The conciliation period referred to in Article 19(2) of Regulation (EU) No 1095/2010 shall be one month.
sploh ne objavijo odločitve o naložitvi upravne sankcije, če možnosti, določene v točkah (a) in (b), štejeta za nezadostni, da bi z njima zagotovili:
Where the competent authorities concerned fail to reach an agreement within the conciliation phase referred to in the first subparagraph, ESMA shall take the decision referred to in Article 19(3) of Regulation (EU) No 1095/2010 within one month.
da stabilnost finančnih trgov ne bo ogrožena; ali
During the procedure set out in this Article, a securitisation appearing on the list maintained by ESMA pursuant to Article 27 of this Regulation shall continue to be considered as STS pursuant to Chapter 4 of this Regulation and shall be kept on such list.
da bo objava takšnih odločitev glede na ukrepe, ki se štejejo za manj pomembne, sorazmerna.
Where the competent authorities concerned agree that the infringement is related to non-compliance with Article 18 in good faith, they may decide to grant the originator, sponsor and SSPE a period of up to three months to remedy the identified infringement, starting from the day the originator, sponsor and SSPE were informed of the infringement by the competent authority.
V primeru odločitve, da se sankcija objavi anonimno, se lahko objava zadevnih podatkov odloži.
During this period, a securitisation appearing on the list maintained by ESMA pursuant to Article 27 shall continue to be considered as STS pursuant to Chapter 4 and shall be kept on such list.
Kadar pristojni organ objavi odločitev o naložitvi upravne sankcije, zoper katero je mogoča pritožba pred ustreznimi sodnimi organi, pristojni organi na svojem uradnem spletnem mestu poleg tega nemudoma dodajo te informacije in vse poznejše informacije o izidu takšne pritožbe.
Where one or more of the competent authorities involved is of the opinion that the infringement is not appropriately remedied within the period set out in third subparagraph, first subparagraph shall apply.
Objavijo se tudi vse sodne odločbe, s katerimi se razveljavi odločitev o naložitvi upravne sankcije.
Three years from the date of application of this Regulation, ESMA shall conduct a peer review in accordance with Article 30 of Regulation (EU) No 1095/2010 on the implementation of the criteria provided for in Articles 19 to 26 of this Regulation.
Pristojni organi zagotovijo, da vsaka objava iz odstavkov 1 do 4 ostane na njihovem uradnem spletnem mestu najmanj pet let po objavi.
ESMA shall, in close cooperation with the EBA and EIOPA, develop draft regulatory technical standards to specify the general cooperation obligation and the information to be exchanged under paragraph 1 and the notification obligations pursuant to paragraphs 4 and 5.
Osebni podatki, vsebovani v objavi, se hranijo le na uradnem spletnem mestu pristojnega organa, in sicer toliko časa, kolikor je potrebno v skladu z veljavnimi predpisi o varstvu podatkov.
ESMA shall, in close cooperation with the EBA and EIOPA, submit those draft regulatory technical standards to the Commission by 18 January 2019.
Pristojni organi obvestijo ESMA o vseh naloženih upravnih sankcijah, tudi, kadar je to ustrezno, o morebitnih pritožbah v zvezi z njimi in izidu takšnih pritožb.
Article 37
ESMA vzdržuje osrednjo zbirko podatkov o upravnih sankcijah, o katerih je obveščen.
Publication of administrative sanctions
Do te zbirke podatkov imajo dostop le ESMA, EBA, EIOPA in pristojni organi, posodablja pa se na podlagi informacij, ki jih posredujejo pristojni organi v skladu z odstavkom 6.
Member States shall ensure that competent authorities publish on their official websites, without undue delay and as a minimum, any decision imposing an administrative sanction against which there is no appeal and which is imposed for infringement of Article 6, 7, 9 or 27(1) after the addressee of the sanction has been notified of that decision.
POGLAVJE 6
The publication referred to in paragraph 1 shall include information on the type and nature of the infringement and the identity of the persons responsible and the sanctions imposed.
SPREMEMBE
Where the publication of the identity, in the case of legal persons, or of the identity and personal data, in the case of natural persons is considered by the competent authority to be disproportionate following a case-by-case assessment, or where the competent authority considers that the publication jeopardises the stability of financial markets or an on-going criminal investigation, or where the publication would cause, insofar as it can be determined, disproportionate damages to the person involved, Member States shall ensure that competent authorities either:
Člen 38
defer the publication of the decision imposing the administrative sanction until the moment where the reasons for non-publication cease to exist;
Sprememba Direktive 2009/65/ES
publish the decision imposing the administrative sanction on an anonymous basis, in accordance with national law; or
Člen 50a Direktive 2009/65/ES se nadomesti z naslednjim:
not publish at all the decision to impose the administrative sanction in the event that the options set out in points (a) and (b) are considered to be insufficient to ensure:
„Člen 50a
that the stability of financial markets would not be put in jeopardy; or
Kadar so družbe za upravljanje KNPVP ali KNPVP z notranjim upraviteljem izpostavljeni listinjenju, ki ne izpolnjuje več zahtev iz Uredbe (EU) 2017/2402 Evropskega parlamenta in Sveta ukrepajo v najboljšem interesu investitorjev v zadevnem KNPVP in po potrebi sprejmejo korektivne ukrepe.Člen 39
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Sprememba Direktive 2009/138/ES
In the case of a decision to publish a sanction on an anonymous basis, the publication of the relevant data may be postponed.
Direktiva 2009/138/ES se spremeni:
Where a competent authority publishes a decision imposing an administrative sanction against which there is an appeal before the relevant judicial authorities, competent authorities shall also immediately add on their official website that information and any subsequent information on the outcome of such appeal.
v členu 135 se odstavka 2 in 3 nadomestita z naslednjim:
Any judicial decision annulling a decision imposing an administrative sanction shall also be published.
Komisija sprejme delegirane akte v skladu s členom 301a te direktive za dopolnitev te direktive, v katerih opredeli podrobnosti okoliščin, v katerih se lahko uvedejo sorazmerne dodatne kapitalske zahteve, če so kršene zahteve iz člena 5 ali 6 Uredbe (EU) 2017/2402 Evropskega parlamenta in Sveta, brez poseganja v člen 101(3) te direktive.
Competent authorities shall ensure that any publication referred to in paragraphs 1 to 4 shall remain on their official website for at least five years after its publication.
Za dosledno harmonizacijo v zvezi z odstavkom 2 tega člena EIOPA na podlagi člena 301b pripravi osnutke regulativnih tehničnih standardov, da se opredelijo metodologije za izračun v njem navedenih sorazmernih dodatnih kapitalskih zahtev.
Personal data contained in the publication shall only be kept on the official website of the competent authority for the period which is necessary in accordance with the applicable data protection rules.
Na Komisijo se prenese pooblastilo za dopolnitev te direktive s sprejetjem regulativnih tehničnih standardov iz tega odstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1094/2010.
Competent authorities shall inform ESMA of all administrative sanctions imposed, including, where appropriate, any appeal in relation thereto and the outcome thereof.
člen 308b(11) se črta.
ESMA shall maintain a central database of administrative sanctions communicated to it.
Člen 40
That database shall be only accessible to ESMA, the EBA, EIOPA and the competent authorities and shall be updated on the basis of the information provided by the competent authorities in accordance with paragraph 6.
Sprememba Uredbe (ES) št. 1060/2009
CHAPTER 6
Uredba (ES) št. 1060/2009 se spremeni:
AMENDMENTS
v uvodnih izjavah 22, 34, 40 in 41, v členu 8(4), členu 8c, členu 10(3) in členu 39(4), v petem odstavku točke 2 oddelka A Priloge I, v točki 5 oddelka B Priloge I ter v naslovu, točki 1 in točki 2 dela II oddelka D Priloge I, v točkah 8, 24 in 45 dela I Priloge III in v točki 8 dela III Priloge III se besedna zveza „strukturirani finančni instrument“ v ustreznem številu in sklonu nadomesti z besedno zvezo „instrument listinjenja“ v ustreznem številu in sklonu;
Article 38
kar zadeva slovensko različico, zajeto v točki 1;
Amendment to Directive 2009/65/EC
v členu 1 se drugi pododstavek nadomesti z naslednjim:
Article 50a of Directive 2009/65/EC is replaced by the following:
„V tej uredbi so določene tudi obveznosti izdajateljev in povezanih tretjih oseb, ustanovljenih v Uniji, glede instrumentov listinjenja.“;
‘Article 50a
v členu 3(1) se točka (l) nadomesti z naslednjim:
Where UCITS management companies or internally managed UCITS are exposed to a securitisation that no longer meets the requirements provided for in the Regulation (EU) 2017/2402 of the European Parliament and of the Council, they shall, in the best interest of the investors in the relevant UCITS, act and take corrective action, if appropriate.Article 39
‚instrument listinjenja‘ pomeni finančni instrument ali drugo sredstvo, ki je rezultat posla ali sheme listinjenja iz člena 2(1) Uredbe (EU) 2017/2402[uredba o listinjenju]“;
Amendment to Directive 2009/138/EC
člen 8b se črta;
Directive 2009/138/EC is amended as follows:
v točki (b) člena 4(3), točki (b) drugega pododstavka člena 5(6) in členu 25a se črta sklicevanje na člen 8b.
in Article 135, paragraphs 2 and 3 are replaced by the following:
Člen 41
The Commission shall adopt delegated acts in accordance with Article 301a of this Directive supplementing this Directive by laying down the specifications for the circumstances under which a proportionate additional capital charge may be imposed when the requirements provided for in Articles 5 or 6 of Regulation (EU) 2017/2402 of the European Parliament and of the Council have been breached, without prejudice to Article 101(3) of this Directive.
Sprememba Direktive 2011/61/EU
In order to ensure consistent harmonisation in relation to paragraph 2 of this Article, EIOPA shall, subject to Article 301b, develop draft regulatory technical standards to specify the methodologies for the calculation of a proportionate additional capital charge referred to therein.
Člen 17 Direktive 2011/61/EU se nadomesti z naslednjim:
The Commission is empowered to supplement this Directive by adopting the regulatory technical standards referred to in this paragraph in accordance with Articles 10 to 14 of Regulation (EU) No 1094/2010.
„Člen 17
Article 308b(11) is deleted.
Kadar so UAIS izpostavljeni listinjenju, ki ne izpolnjuje več zahtev iz Uredbe (EU) 2017/2402 Evropskega parlamenta in Sveta, ukrepajo v najboljšem interesu investitorjev v zadevnem UAIS in po potrebi sprejmejo korektivne ukrepe.Člen 42
Article 40
Sprememba Uredbe (EU) št. 648/2012
Amendment to Regulation (EC) No 1060/2009
Uredba (EU) št. 648/2012 se spremeni:
Regulation (EC) No 1060/2009 is amended as follows:
v členu 2 se dodata naslednji točki:
in recitals 22 and 41, in Article 8c and in point 1 of Part II of Section D of Annex I, ‘structured finance instrument’ is replaced by ‘securitisation instrument’;
,krita obveznica‘ pomeni obveznico, ki izpolnjuje zahteve iz člena 129 Uredbe (EU) št. 575/2013;
in recitals 34 and 40, in Articles 8(4), 8c, 10(3) and 39(4) as well as in the fifth paragraph of point 2 of Section A of Annex I, point 5 of Section B of Annex I, the title and point 2 of Part II of Section D of Annex I, points 8, 24 and 45 of Part I of Annex III and point 8 of Part III of Annex III, ‘structured finance instruments’ is replaced by ‘securitisation instruments’;
,subjekt krite obveznice‘ pomeni izdajatelja ali kritno premoženje krite obveznice.“;
in Article 1, the second subparagraph is replaced by the following:
v členu 4 se dodata naslednja odstavka:
‘This Regulation also lays down obligations for issuers and related third parties established in the Union regarding securitisation instruments.’
Odstavek 1 tega člena se ne uporablja za pogodbe o izvedenih finančnih instrumentih OTC, ki jih sklenejo subjekti kritih obveznic v zvezi s kritimi obveznicami ali subjekti s posebnim namenom pri listinjenju v zvezi z listinjenjem, v smislu Uredbe (EU) 2017/2402 Evropskega parlamenta in Sveta, pod pogojem, da: (a) v primeru subjektov s posebnim namenom pri listinjenju subjekt s posebnim namenom pri listinjenju izdaja izključno listinjenja, ki izpolnjujejo zahteve iz člena 18 in členov 19 do 22 ali 23 do 26 Uredbe (EU) 2017/2402 [uredba o listinjenju];
in Article 3(1), point (l) is replaced by the following:
se pogodbe o izvedenih finančnih instrumentih OTC uporabljajo samo za zavarovanje obrestnih ali valutnih neusklajenosti v okviru kritih obveznic ali listinjenja; in
“securitisation instrument” means a financial instrument or other assets resulting from a securitisation transaction or scheme referred to in Article 2(1) of Regulation (EU) 2017/2402 (Securitisation Regulation);’
dogovori v okviru kritih obveznic ali listinjenja ustrezno zmanjšujejo kreditno tveganje nasprotnih strank v pogodbah o izvedenih finančnih instrumentih OTC, ki so jih sklenili subjekti kritih obveznic ali subjekti s posebnim namenom pri listinjenju v zvezi s kritimi obveznicami ali listinjenjem.
Article 8b is deleted;
Da se zagotovi dosledna uporaba tega člena in ob upoštevanju potrebe po preprečitvi regulativne arbitraže, evropski nadzorni organi pripravijo osnutek regulativnih tehničnih standardov, ki določajo merila za določitev, kateri dogovori v okviru kritih obveznic ali listinjenja ustrezno zmanjšujejo kreditno tveganje nasprotne stranke v smislu odstavka 5.
in point (b) of Article 4(3), point (b) of the second subparagraph of Article 5(6) and Article 25a, the reference to Article 8b is deleted.
Evropski nadzorni organi te osnutke regulativnih tehničnih standardov Komisiji predložijo do 18. julija 2018.
Article 41
Na Komisijo se prenese pooblastilo za dopolnitev te uredbe s sprejetjem regulativnih tehničnih standardov iz tega odstavka v skladu s členi 10 do 14 uredb(EU) št. 1093/2010, (EU) št. 1094/2010 ali (EU) št. 1095/2010.
Amendment to Directive 2011/61/EU
v členu 11 se odstavek 15 nadomesti z naslednjim:
Article 17 of Directive 2011/61/EU is replaced by the following:
Za zagotovitev enotne uporabe tega člena evropski nadzorni organi pripravijo skupne osnutke regulativnih tehničnih standardov, ki določajo:
‘Article 17
postopke obvladovanja tveganja, vključno z ravnmi in vrsto zavarovanja in ločevanja, ki se zahtevajo za zagotavljanje skladnosti z odstavkom 3;
Where AIFMs are exposed to a securitisation that no longer meets the requirements provided for in Regulation (EU) 2017/2402 of the European Parliament and of the Council, they shall, in the best interest of the investors in the relevant AIFs, act and take corrective action, if appropriate.Article 42
postopke, ki jih nasprotne stranke in ustrezni pristojni organi uporabljajo, ko uveljavljajo izjeme iz odstavkov 6 do 10;
Amendment to Regulation (EU) No 648/2012
veljavna merila iz odstavkov 5 do 10, vključno zlasti z določitvijo, kaj se šteje za dejansko ali pravno oviro za takojšen prenos lastnih sredstev in odplačilo obveznosti med nasprotnimi strankami.
Regulation (EU) No 648/2012 is amended as follows:
Raven in vrsta zahtevanega zavarovanja v zvezi s pogodbami o izvedenih finančnih instrumentih OTC, ki jih sklenejo subjekti kritih obveznic v zvezi s kritimi obveznicami ali subjekt s posebnim namenom pri listinjenju v zvezi z listinjenjem v smislu te uredbe ter ki izpolnjujejo pogoje iz člena 4(5) te uredbe in zahteve iz člena 18 in členov 19 do 22 ali 23 do 26 Uredbe (EU) 2017/2402 [uredba o listinjenju], se določita ob upoštevanju vseh morebitnih ovir pri izmenjavi zavarovanja v zvezi z obstoječimi dogovori o zavarovanju v okviru kritih obveznic ali listinjenja.
in Article 2, the following points are added:
Odvisno od pravne narave nasprotne stranke se na Komisijo prenese pooblastilo za sprejetje regulativnih tehničnih standardov iz tega odstavka v skladu s členi 10 do 14 uredb (EU) št. 1093/2010, (EU) št. 1094/2010 ali (EU) št. 1095/2010.“.
“covered bond” means a bond meeting the requirements of Article 129 of Regulation (EU) No 575/2013.
Člen 43
“covered bond entity” means the covered bond issuer or cover pool of a covered bond.’
Prehodne določbe
in Article 4, the following paragraphs are added:
Ta uredba se uporablja za listinjenja, katerih vrednostni papirji so izdani 1. januarja 2019 ali pozneje, ob upoštevanju odstavkov 7 in 8.
Paragraph 1 of this Article shall not apply with respect to OTC derivative contracts that are concluded by covered bond entities in connection with a covered bond, or by a securitisation special purpose entity in connection with a securitisation, within the meaning of Regulation (EU) 2017/2402 of the European Parliament and of the Council provided that: (a) in the case of securitisation special purpose entities, the securitisation special purpose entity shall solely issue securitisations that meet the requirements of Article 18, and of Articles 19 to 22 or 23 to 26 of Regulation (EU) 2017/2402 (the Securitisation Regulation);
V zvezi z listinjenji, katerih vrednostni papirji so bili izdani pred 1. januarjem 2019, lahko originatorji, sponzorji in SSPE oznako „STS“ ali „enostavno, pregledno in standardizirano“ ali oznako, ki se neposredno ali posredno sklicuje na ta izraza, uporabljajo samo, kadar so izpolnjene zahteve iz člena 18 in pogoji iz odstavka 3 tega člena.
the OTC derivative contract is used only to hedge interest rate or currency mismatches under the covered bond or securitisation; and
Listinjenja, katerih vrednostni papirji so bili izdani pred 1. januarjem 2019, razen pozicij v listinjenju v zvezi s poslom ABCP ali programom ABCP, štejejo za „STS“, če:
the arrangements under the covered bond or securitisation adequately mitigate counterparty credit risk with respect to the OTC derivative contracts concluded by the covered bond entity or securitisation special purpose entity in connection with the covered bond or securitisation.
so ob izdaji teh vrednostnih papirjev izpolnjevala zahteve iz člena 20(1) do (5), (7) do (9) in (11) do (13) ter člena 21(1) in (3); ter
In order to ensure consistent application of this Article, and taking into account the need to prevent regulatory arbitrage, the ESAs shall develop draft regulatory technical standards specifying criteria for establishing which arrangements under covered bonds or securitisations adequately mitigate counterparty credit risk, within the meaning of paragraph 5.
ob datumu uradnega obvestila v skladu s členom 27(1) izpolnjujejo zahteve iz člena 20(6) in (10), člena 21(2) in (4) do (10) ter člena 22(1) do (5).
The ESAs shall submit those draft regulatory technical standards to the Commission by 18 July 2018.
Za namene točke (b) odstavka 3 velja naslednje:
Power is delegated to the Commission to supplement this Regulation by adopting the regulatory technical standards referred to in this paragraph in accordance with Articles 10 to 14 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 or (EU) No 1095/2010.
besedilo „pred izdajo“ v členu 22(2) se bere kot „pred uradnim obvestilom v skladu s členom 27(1)“;
in Article 11, paragraph 15 is replaced by the following:
besedilo „pred oblikovanjem cen v listinjenju“ v členu 22(3) se bere kot „pred uradnim obvestilom v skladu s členom 27(1)“;
In order to ensure consistent application of this Article, the ESAs shall develop common draft regulatory technical standards specifying:
v členu 22(5):
the risk-management procedures, including the levels and type of collateral and segregation arrangements, required for compliance with paragraph 3;
besedilo „pred oblikovanjem cen“ v drugem stavku se bere kot „pred uradnim obvestilom v skladu s členom 27(1)“;
the procedures for the counterparties and the relevant competent authorities to be followed when applying exemptions under paragraphs 6 to 10;
besedilo „pred oblikovanjem cen vsaj kot osnutki ali kot začetna različica“ se bere kot „pred uradnim obvestilom v skladu s členom 27(1)“;
the applicable criteria referred to in paragraphs 5 to 10 including in particular what is to be considered as a practical or legal impediment to the prompt transfer of own funds and repayment of liabilities between the counterparties.
zahteva iz četrtega stavka se ne uporablja;
The level and type of collateral required with respect to OTC derivative contracts that are concluded by covered bond entities in connection with a covered bond, or by a securitisation special purpose entity in connection with a securitisation within the meaning of this Regulation and meeting the conditions of Article 4(5) of this Regulation and the requirements set out in Article 18, and in Articles 19 to 22 or 23 to 26 of Regulation (EU) 2017/2402 (the Securitisation Regulation) shall be determined taking into account any impediments faced in exchanging collateral with respect to existing collateral arrangements under the covered bond or securitisation.
sklicevanja na skladnost s členom 7 se razlagajo kot da se člen 7 uporablja za navedena listinjenja ne glede na člen 43(1).
Depending on the legal nature of the counterparty, power is delegated to the Commission to adopt the regulatory technical standards referred to in this paragraph in accordance with Articles 10 to 14 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 or (EU) No 1095/2010.’
Kar zadeva listinjenja, katerih vrednostni papirji so bili izdani 1. januarja 2011 ali pozneje, vendar pred 1. januarjem 2019, in listinjenja, katerih vrednostni papirji so bili izdani pred 1. januarjem 2011, pri katerih so bile nove osnovne izpostavljenosti dodane ali zamenjane po 31. decembru 2014, se zahteve glede skrbnega pregleda iz Uredbe (EU) št. 575/2013, Delegirane uredbe (EU) 2015/35 oziroma Delegirane uredbe (EU) št. 231/2013, še naprej uporabljajo v različici, ki se je uporabljala 31. decembra 2018.