natgillin/translations-raw huggingface dataset:
A description of methods used to disclose the relevant information to clients and prospective clients in accordance with Article 34(1) to (5) of Regulation (EU) No 909/2014
Informacije o cenovni politiki CDD vložnice, vključno zlasti s cenami in provizijami za vsako osnovno storitev, ki jo opravlja CDD vložnica, ter kakršnimi koli obstoječimi popusti in rabati, tudi pogoji za taka znižanja
Information allowing the competent authority to assess how the CSD intends to comply with the requirements to account separately for costs and revenues in accordance with Article 34(7) of Regulation (EU) No 909/2014
Opis metod, ki se uporabljajo za razkrivanje relevantnih informacij strankam in potencialnim strankam v skladu s členom 34(1) do (5) Uredbe (EU) št. 909/2014
Communication procedures with participants and other market infrastructure (Article 22 of Delegated Regulation (EU) 2017/392)
Informacije, ki pristojnemu organu omogočajo oceno, kako namerava CDD izpolniti zahteve po ločenem obračunavanju stroškov in prihodkov v skladu s členom 34(7) Uredbe (EU) št. 909/2014
Relevant information concerning the use by the applicant CSD of international open communication procedures and standards for messaging and reference data in its communication procedures with participants and other market infrastructures
Komunikacijski postopki z udeleženci in drugimi tržnimi infrastrukturami (člen 22 Delegirane uredbe (EU) 2017/392)
E. Requirements for services provided by CSDs (Articles 23-30 of Delegated Regulation (EU) 2017/392)
Relevantne informacije CDD vložnice v zvezi z uporabo mednarodnih odprtih komunikacijskih postopkov ter standardov za pošiljanje sporočil in referenčne podatke pri lastnih komunikacijskih postopkih z udeleženci in drugimi tržnimi infrastrukturami
Book-entry form (Article 23 of Delegated Regulation (EU) 2017/392)
E. Zahteve za storitve, ki jih opravljajo CDD (členi 23 do 30 Delegirane uredbe (EU) 2017/392)
Information concerning the processes that ensure the compliance of the applicant CSD with Article 3 of Regulation (EU) No 909/2014
Nematerializirana oblika (člen 23 Delegirane uredbe (EU) 2017/392)
Intended settlement dates and measures for preventing and addressing settlement fails (Article 24 of Delegated Regulation (EU) 2017/392)
Informacije v zvezi s postopki, ki zagotavljajo skladnost CDD vložnice s členom 3 Uredbe (EU) št. 909/2014
Rules and procedures concerning the measures to prevent settlement fails
Načrtovani datumi poravnave in ukrepi za preprečevanje ter obravnavanje neuspešnih poravnav (člen 24 Delegirane uredbe (EU) 2017/392)
Details of the measures to address settlement fails
Pravila in postopki v zvezi z ukrepi za preprečevanje neuspešnih poravnav
If the application is made before the entry into force of the delegated acts adopted by the Commission on the basis of regulatory technical standards referred to in Articles 6(5) and 7(15) of Regulation (EU) No 909/2014
Podrobnosti ukrepov za obravnavanje neuspešnih poravnav
An analysis of the extent to which the applicant CSD's existing rules, procedures, mechanisms and measures comply with the requirements under the delegated acts adopted by the Commission on the basis of regulatory technical standards referred to in Articles 6(5) and 7(15) of Regulation (EU) No 909/2014.
Če se vloga za dovoljenje predloži pred začetkom veljavnosti delegiranih aktov, ki jih Komisija sprejme na podlagi regulativnih tehničnih standardov iz členov 6(5) in 7(15) Uredbe (EU) št. 909/2014
An implementation plan detailing how the CSD plans to be compliant with the requirements under the delegated acts adopted by the Commission on the basis of regulatory technical standards referred to in Articles 6(5) and 7(15) of Regulation (EU) No 909/2014 by the date of their entry into force
Analiza obsega, v katerem veljavna pravila, postopki, mehanizmi in ukrepi CDD vložnice izpolnjujejo zahteve iz delegiranih aktov, ki jih je Komisija sprejela na podlagi regulativnih tehničnih standardov iz členov 6(5) in 7(15) Uredbe (EU) št. 909/2014
Integrity of the issue (Article 25 of Delegated Regulation (EU) 2017/392)
Izvedbeni načrt, v katerem je podrobno opisano, kako namerava CDD izpolniti zahteve iz delegiranih aktov, ki jih je Komisija sprejela na podlagi regulativnih tehničnih standardov iz členov 6(5) in 7(15) Uredbe (EU) št. 909/2014, do datuma začetka njihove veljavnosti
Information concerning the CSD's rules and procedures for ensuring the integrity of securities issues
Celota izdaje (člen 25 Delegirane uredbe (EU) 2017/392)
Protection of participants' and their clients' securities (Article 26 of Delegated Regulation (EU) 2017/392)
Informacije v zvezi s pravili in postopki CDD za zagotavljanje celote (integritete) izdaj vrednostnih papirjev
Information concerning the measures put in place to ensure the protection of the applicant CSD's participants' and their clients' securities, including:
Zaščita vrednostnih papirjev udeležencev in njihovih strank (člen 26 Delegirane uredbe (EU) 2017/392)
The rules and procedures to reduce and manage the risks associated with the safekeeping of securities
Informacije v zvezi z ukrepi za zaščito vrednostnih papirjev udeležencev CDD vložnice in njihovih strank, vključno s:
Detailed description of the different levels of segregation offered by the applicant CSD, including a description of the costs associated with each level, the commercial terms on which they are offered, their main legal implications and the applicable insolvency law
Pravili in postopki za zmanjševanje in upravljanje tveganj, povezanih s hranjenjem vrednostnih papirjev
Rules and procedures for obtaining the consents referred to Article 38(7) of Regulation (EU) No 909/2014
Podrobnim opisom različnih stopenj ločevanja, ki jih ponuja CDD vložnica, vključno z opisom stroškov, povezanih z vsako stopnjo, komercialnimi pogoji, pod katerimi se ponujajo, njihovimi glavnimi pravnimi posledicami in veljavnim insolvenčnim pravom
Settlement finality (Article 27 of Delegated Regulation (EU) 2017/392)
Pravili in postopki za pridobitev soglasja iz člena 38(7) Uredbe (EU) št. 909/2014
Information concerning the rules on settlement finality
Dokončnost poravnave (člen 27 Delegirane uredbe (EU) 2017/392)
Cash settlement (Article 28 of Delegated Regulation (EU) 2017/392)
Informacije v zvezi s pravili o dokončnosti poravnave
The procedures for the settlement of the cash payments for each securities settlement system that the applicant CSD operates
Poravnava z denarjem (člen 28 Delegirane uredbe (EU) 2017/392)
Information on whether the settlement of the cash payments is provided in accordance with Article 40(1) of Regulation (EU) No 909/2014
Postopki za poravnavo denarnih plačil za vsak sistem poravnave vrednostnih papirjev, ki ga upravlja CDD vložnica
Where applicable, explanation of why settlement in accordance with Article 40(1) of Regulation (EU) No 909/2014 is not practical and available
Informacije o tem, ali se poravnava denarnih plačil izvaja v skladu s členom 40(1) Uredbe (EU) št. 909/2014
Participant default rules and procedures (Article 29 of Delegated Regulation (EU) 2017/392)
Kadar je ustrezno, pojasnilo, zakaj poravnava v skladu s členom 40(1) Uredbe (EU) št. 909/2014 ni praktična niti mogoča
The rules and procedures put in place to manage the default of a participant
Pravila in postopki v primeru neizpolnjevanja obveznosti udeleženca (člen 29 Delegirane uredbe (EU) 2017/392)
Transfer of participants' and clients' assets in case of a withdrawal of authorisation (Article 30 of Delegated Regulation (EU) 2017/392)
Pravila in postopki za upravljanje primerov neizpolnjevanja obveznosti udeleženca
Information concerning the procedures put in place by the applicant CSD that shall ensure the timely and orderly settlement and transfer of the assets of clients and participants to another CSD in the event of a withdrawal of its authorisation
Prenos sredstev udeležencev in strank v primeru odvzema dovoljenja (člen 30 Delegirane uredbe (EU) 2017/392)
F. Prudential requirements (Articles 31-35 of Delegated Regulation (EU) 2017/392)
Informacije v zvezi s postopki, ki jih je vzpostavila CDD vložnica, ki zagotavljajo pravočasno in nemoteno poravnavo ter prenos sredstev strank in udeležencev na drugo CDD v primeru odvzema dovoljenja
Legal risks (Article 31 of Delegated Regulation (EU) 2017/392)
F. Bonitetne zahteve (členi 31 do 35 Delegirane uredbe (EU) 2017/392)
Information enabling the competent authority to assess that the rules, procedures, and contracts of the applicant CSD are clear, understandable and enforceable in all relevant jurisdictions in accordance with Article 43(1) and (2) of Regulation (EU) No 909/2014
Pravna tveganja (člen 31 Delegirane uredbe (EU) 2017/392)
Where the applicant CSD intends to conduct business in different jurisdictions, information concerning the measures put in place to identify and mitigate the risks arising from potential conflicts of laws across jurisdictions in accordance with Article 43(3) of Regulation (EU) No 909/2014, including any legal assessment on which those measures are based.
Informacije, ki pristojnemu organu omogočajo, da ugotovi, ali so pravila, postopki in pogodbe CDD vložnice jasni, razumljivi in izvršljivi v vseh zadevnih jurisdikcijah v skladu s členom 43(1) in (2) Uredbe (EU) št. 909/2014
General business risks (Article 32 of Delegated Regulation (EU) 2017/392)
Če namerava CDD vložnica poslovati v drugih jurisdikcijah, informacije v zvezi z ukrepi za odkrivanje in zmanjševanje tveganj, ki nastanejo zaradi potencialne kolizije zakonov med jurisdikcijami v skladu s členom 43(3) Uredbe (EU) št. 909/2014, vključno z morebitnimi pravnimi presojami, na katerih temeljijo zadevni ukrepi
A description of the risk management and control systems as well as the IT tools put in place by the CSD to manage business risks
Splošna poslovna tveganja (člen 32 Delegirane uredbe (EU) 2017/392)
Where applicable, the risk rating obtained from a third party, including any relevant information supporting that risk rating
Opis sistemov za upravljanje in nadzor tveganj ter orodij IT, ki jih je vzpostavila CDD za upravljanje poslovnih tveganj
Operational risks (Article 33 of Delegated Regulation (EU) 2017/392)
Kadar je ustrezno, ocena tveganja, pridobljena od tretje osebe, vključno z vsemi relevantnimi informacijami v podporo zadevni oceni tveganja
Evidence demonstrating that the applicant CSD complies with the requirement for the management of operational risks in accordance with Article 45 of Regulation (EU) No 909/2014 and Chapter X of Delegated Regulation (EU) 2017/392
Operativna tveganja (člen 33 Delegirane uredbe (EU) 2017/392)
Information concerning the outsourcing by the applicant CSD of services or activities to third parties in accordance with Article 30 of Regulation (EU) No 909/2014, including:
Dokazila, iz katerih je razvidno, da CDD vložnica izpolnjuje zahtevo glede upravljanja operativnih tveganj v skladu s členom 45 Uredbe (EU) št. 909/2014 in poglavjem X Delegirane uredbe (EU) 2017/392
Copies of the contracts governing the outsourcing arrangements of the applicant CSD
Informacije v zvezi z oddajanjem storitev ali dejavnosti CDD vložnice v izvajanje tretjim stranem v skladu s členom 30 Uredbe (EU) št. 909/2014, vključno z:
The methods used to monitor the service level of the outsourced services and activities
kopijami pogodb, s katerimi se urejajo ureditve o zunanjem izvajanju CDD vložnice;
Investment policy (Article 34 of Delegated Regulation (EU) 2017/392)
metodami, ki se uporabljajo za spremljanje ravni storitev in dejavnosti, oddanih v zunanje izvajanje
Evidence demonstrating that:
Naložbena politika (člen 34 Delegirane uredbe (EU) 2017/392)
the applicant CSD holds its financial assets in accordance with Article 46(1), (2) and (5) of Regulation (EU) No 909/2014 and Chapter X of Delegated Regulation (EU) 2017/392,
Dokazila, iz katerih je razvidno, da:
the investments of the applicant CSD are compliant with Article 46(3) of Regulation (EU) No 909/2014 and in Chapter X of Delegated Regulation (EU) 2017/392
CDD vložnica poseduje finančna sredstva v skladu s členom 46(1), (2) in (5) Uredbe (EU) št. 909/2014 in poglavjem X Delegirane uredbe (EU) 2017/392;
Capital requirements (Article 35 of Delegated Regulation (EU) 2017/392)
so naložbe CDD vložnice skladne s členom 46(3) Uredbe (EU) št. 909/2014 in poglavjem X Delegirane uredbe (EU) 2017/392
Information demonstrating that the capital of the applicant CSD, including retained earnings and reserves of the applicant CSD, meets the requirements of Article 47 of Regulation (EU) No 909/2014 and of Delegated Regulation (EU) 2017/392
Kapitalske zahteve (člen 35 Delegirane uredbe (EU) 2017/392)
The plan referred to in Article 47(2) of Regulation (EU) No 909/2014 and any updates to that plan, and evidence of its approval by the management body or an appropriate committee of the management body of the applicant CSD
Informacije, iz katerih je razvidno, da kapital CDD vložnice, vključno z njenim zadržanim dobičkom in rezervami, izpolnjuje zahteve iz člena 47 Uredbe (EU) št. 909/2014 in Delegirane uredbe (EU) 2017/392
CSD Links (Article 36 of Delegated Regulation (EU) 2017/392)
Načrt iz člena 47(2) Uredbe (EU) št. 909/2014 in morebitne posodobitve tega načrta ter dokazilo, da ga je odobril upravljalni organ ali ustrezen odbor upravljalnega organa CDD vložnice
A description of the CSD links accompanied by assessments of link arrangements by the applicant CSD
Povezave med CDD (člen 36 Delegirane uredbe (EU) 2017/392)
The expected or actual settlement volumes and values of the settlement performed within the CSD links
Opis povezav med CDD, ki so mu priložene ocene vzpostavljenih povezav CDD vložnice
The procedures concerning the identification, assessment, monitoring and management of all potential sources of risk for the applicant CSD and for its participants arising from the link arrangement and the appropriate measures put in place to mitigate them
Pričakovani ali dejanski obseg poravnav in vrednosti poravnav, izvedenih v okviru povezav med CDD
An assessment of the applicability of insolvency laws applicable to the operation of a CSD link and their implications for the applicant CSD
Postopki v zvezi z odkrivanjem, ocenjevanjem, spremljanjem in upravljanjem vseh morebitnih virov tveganja za CDD vložnico in njene udeležence, ki izhajajo iz vzpostavljenih povezav, ter ustrezni ukrepi za njihovo zmanjševanje
Other relevant information necessary for assessing the compliance of CSD links with the requirements provided in Article 48 of Regulation (EU) No 909/2014 and Chapter XII of Delegated Regulation (EU) 2017/392
Ocena uporabnosti insolvenčne zakonodaje, ki se uporablja za delovanje povezave med CDD, in njenih posledic za CDD vložnico
G. Access to CSDs (Article 37 of Delegated Regulation (EU) 2017/392)
Druge relevantne informacije, potrebne za preučitev skladnosti povezav med CDD z zahtevami iz člena 48 Uredbe (EU) št. 909/2014 in poglavja XII Delegirane uredbe (EU) 2017/392
Access rules (Article 37 of Delegated Regulation (EU) 2017/392)
G. Dostop do CDD (člen 37 Delegirane uredbe (EU) 2017/392)
A description of procedures for dealing with requests for access from:
Pravila dostopa (člen 37 Delegirane uredbe (EU) 2017/392)
Legal persons that wish to become participants in accordance with Article 33 of Regulation (EU) No 909/2014 and Chapter XIII of Delegated Regulation (EU) 2017/392
Opis postopkov za obravnavanje zahtev za dostop, prejetih od:
Issuers in accordance with Article 49 of Regulation (EU) No 909/2014 and Chapter XIII of Delegated Regulation (EU) 2017/392
Pravnih oseb, ki želijo postati udeleženci v skladu s členom 33 Uredbe (EU) št. 909/2014 in poglavjem XIII Delegirane uredbe (EU) 2017/392
Other CSDs in accordance with Article 52 of Regulation (EU) No 909/2014 and Chapter XIII of Delegated Regulation (EU) 2017/392
Izdajateljev v skladu s členom 49 Uredbe (EU) št. 909/2014 in poglavjem XIII Delegirane uredbe (EU) 2017/392
Other market infrastructures in accordance with Article 53 of Regulation (EU) No 909/2014 and Chapter XIII of Delegated Regulation (EU) 2017/392
Drugih CDD v skladu s členom 52 Uredbe (EU) št. 909/2014 in poglavjem XIII Delegirane uredbe (EU) 2017/392
H. Additional information (Article 38 of Delegated Regulation (EU) 2017/392)
Drugih tržnih infrastruktur v skladu s členom 53 Uredbe (EU) št. 909/2014 in poglavjem XIII Delegirane uredbe (EU) 2017/392
Additional information Article 38 of Delegated Regulation (EU) 2017/392)
H. Dodatne informacije (člen 38 Delegirane uredbe (EU) 2017/392)
Any additional information necessary for assessing whether, at the time of the authorisation, the applicant CSD complies with the requirements of Regulation (EU) No 909/2014 and the relevant delegated and implementing acts adopted under Regulation (EU) No 909/2014
Zahtevek za dodatne informacije (člen 38 Delegirane uredbe (EU) 2017/392)
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p.
Vse dodatne informacije, potrebne za presojo, ali CDD vložnica v času izdaje dovoljenja izpolnjuje zahteve Uredbe (EU) št. 909/2014 ter ustreznih delegiranih in izvedbenih aktov, sprejetih v skladu z Uredbo (EU) št. 909/2014
349).
Direktiva 2014/65/EU Evropskega parlamenta in Sveta z dne 15. maja 2014 o trgih finančnih instrumentov ter spremembi Direktive 2002/92/ES in Direktive 2011/61/EU (UL L 173, 12.6.2014, str. 349).
Directive 2006/43/EC of the European Parliament and of the Council of 17 may 2006 on statutory audits of annual accounts and consolidated accounts, amending Council Directives 78/660/EEC and 83/349/EEC and repealing Council Directive 84/253/EEC (OJ L 157, 9.6.2006, p.
Direktiva 2006/43/ES Evropskega parlamenta in Sveta z dne 17. maja 2006 o obveznih revizijah za letne in konsolidirane računovodske izkaze, spremembi direktiv Sveta 78/660/EGS in 83/349/EGS ter razveljavitvi Direktive Sveta 84/253/EGS (UL L 157, 9.6.2006, str. 87).
87).
PRILOGA II
ANNEX II
Predloge za predložitev informacij za pregled in oceno
Templates for submission of information for the review and evaluation
Splošne informacije, ki jih mora predložiti CDD
General information to be provided by a CSD
Datum predložitve informacij
Date of submission of information
Datum zadnjega pregleda in ocene
Date of the last review and evaluation
Popolno ime (firma) CDD
Corporate name of the CSD
Identifikacija CDD
Identification of the CSD
Uradni naslov CDD
Legal address of the CSD
Sistemi poravnave vrednostnih papirjev, ki jih upravlja CDD
Securities settlement system(s) operated by the CSD
Kontaktni podatki osebe, odgovorne za postopek pregleda in ocenjevanja (ime, funkcija, telefonska številka, e-poštni naslov)
Contact details of the person responsible of the review and evaluation process (name, function, phone number, email address)
Kontaktni podatki oseb, odgovornih za funkcijo notranjega nadzora in varovanja zakonitosti poslovanja CDD (ime, funkcija, telefonska številka, e-poštni naslov)
Contact details of the person(s) responsible for the CSD's internal control and compliance function (name, function, phone number, email address)
Seznam vseh dokumentov, ki jih je predložila CDD, z edinstvenimi referenčnimi številkami
List of all documents provided by the CSD with unique reference numbers
Poročilo o dejavnostih CDD in bistvenih spremembah v obdobju pregleda, vključno z izjavo o splošni skladnosti z določbami Uredbe (EU) št. 909/2014 in ustreznimi regulativnimi tehničnimi standardi v skladu z Uredbo (EU) št. 909/2014, tudi v zvezi z vsako bistveno spremembo
Report on the CSD's activities and the substantive changes made during the review period, including a declaration of overall compliance with the provisions of Regulation (EU) No 909/2014 and the relevant regulatory technical standards under Regulation (EU) No 909/2014, including with respect to each substantive change
Ločen dokument
Separate document
Informacije, povezane s periodičnimi dogodki
Information related to periodic events
Edinstvena referenčna številka dokumenta, ki vsebuje informacije
The unique reference number of the document in which the information is included
Celoten sklop zadnjih revidiranih računovodskih izkazov CDD, vključno z računovodskimi izkazi, konsolidiranimi na ravni skupine
A complete set of the latest audited financial statements of the CSD, including those consolidated at group level
Povzetek zadnjih medletnih računovodskih izkazov CDD
A summarised version of the most recent interim financial statements of the CSD
Vse odločitve upravljalnega organa na podlagi mnenja odbora uporabnikov in vse odločitve upravljalnega organa, pri katerih ni upošteval mnenja odbora uporabnikov
Any decisions of the management body following the advice of the user committee, as well as any decisions where the management body has decided not to follow the advice of the user committee
Informacije o odprtih civilnih, upravnih ali katerih koli drugih sodnih ali izvensodnih postopkih, v katere je vključena CDD, zlasti v zvezi z zadevami, ki se nanašajo na davke in insolventnost, ali zadevami, ki lahko povzročijo finančne stroške CDD ali škodijo njenemu ugledu, in vse končne odločitve, ki izhajajo iz teh postopkov
Information on any pending civil, administrative or any other judicial or extrajudicial proceedings involving the CSD, in particular in relation to matters concerning tax and insolvency, or matters that may cause financial or reputational costs for the CSD, and any final decisions resulting from these proceedings
Informacije o odprtih civilnih, upravnih ali katerih koli drugih sodnih ali izvensodnih postopkih, v katere je vključen član upravljalnega organa ali član višjega vodstva, ki lahko negativno vplivajo na CDD, in vse končne odločitve, ki izhajajo iz teh postopkov
Information on any pending civil, administrative or any other judicial or extrajudicial, proceedings involving a member of the management body or a member of the senior management that may have an negative impact on the CSD, and any final decisions resulting from these proceedings
Kopija rezultatov stresnih testov v zvezi neprekinjenim poslovanjem ali podobnih testov, izvedenih v obdobju pregleda
A copy of the results of business continuity stress tests or similar exercises performed during the review period
Poročilo o operativnih incidentih, ki so se zgodili v obdobju pregleda in so vplivali na nemoteno opravljanje katere koli osnovne storitve, ukrepih za njihovo obravnavanje in rezultatih ukrepov
A report on the operational incidents that occurred during the review period and affected the smooth provision of any core services provided, the measures taken to address them and the results thereof
Poročilo o delovanju sistema, vključno s presojo razpoložljivosti sistema v obdobju pregleda; razpoložljivost sistema se meri vsakodnevno kot odstotni delež časa, ko je sistem na voljo za poravnavo
A report on the system's performance, including an assessment of the system's availability during the review period; the system's availability shall be measured on a daily basis as the percentage of time the system is available for settlement
Povzetek vrst ročnih posegov, ki jih izvaja CDD
A summary of the types of manual intervention performed by the CSD
Informacije v zvezi z opredelitvijo kritičnih dejavnosti CDD, morebitnimi bistvenimi spremembami njenega načrta za sanacijo, rezultati scenarijev stresnih situacij, dogodki, zaradi katerih je potrebna sanacija, in orodji CDD za sanacijo
Information concerning the identification of the CSD's critical operations, any substantive changes to its recovery plan, the results of stress scenarios, the recovery triggers and the recovery tools of the CSD
Informacije o vseh uradnih pritožbah, ki jih je CDD prejela v obdobju pregleda, vključno z informacijami o:
Information on any formal complaints received by the CSD during the review period including information on:
vrsti pritožbe;
the nature of the complaint;
načinu obravnave pritožbe, vključno z izidom pritožbe, in
how the complaint was handled, including the outcome of the complaint; and
datumu zaključka obravnave pritožbe