natgillin/translations-raw huggingface dataset:
review and adjust its contingency plan referred to in point (c) of Article 32(1) where breaches cannot be restored by the end of the day;
pregleda in prilagodi svoj krizni načrt iz točke (c) člena 32(1), če kršitev ni mogoče odpraviti do konca dneva;
have rules and procedures to evaluate and adjust the adequacy of its liquidity risk management framework and liquidity providers in accordance with the results and analysis of its stress tests.
ima vzpostavljena pravila in postopke za proučitev in prilagoditev svojega okvira za upravljanje likvidnostnih tveganj in ponudnikov likvidnosti v skladu z rezultati in analizo stresnih testov.
The stress testing scenarios used in the stress testing of liquid financial resources shall be designed taking into account the design and operation of the CSD-banking service provider, and include all entities that may pose material liquidity risk to it.
Scenariji stresnega testiranja, ki se uporabljajo v stresnih testih likvidnih finančnih sredstev, so oblikovani ob upoštevanju strukture in delovanja izvajalca bančnih storitev za uporabnike CDD in vključujejo vse subjekte, ki bi lahko zanj pomenili precejšnje likvidnostno tveganje.
The stress testing scenarios used in the stress testing of the qualifying liquid financial resources shall be designed taking into account the default, in isolation or combined, of at least two participants of the CSD-banking service provider, including their parent undertaking and subsidiaries, to which the CSD-banking service provider has the largest liquidity exposure.
Scenariji stresnega testiranja, ki se uporabljajo v stresnih testih primernih likvidnih finančnih sredstev, se oblikujejo tako, da upoštevajo posamično ali kombinirano neizpolnjevanje obveznosti vsaj dveh udeležencev izvajalca bančnih storitev za uporabnike CDD, vključno z njuno nadrejeno družbo in podrejenimi družbami, do katerih je izvajalec bančnih storitev za uporabnike CDD najbolj likvidnostno izpostavljen.
The scenarios used in the stress testing of liquid financial resources shall be designed taking into account a wide range of relevant extreme but plausible scenarios, covering short-term and prolonged stress, and institution specific and market-wide stress, including:
Scenariji, ki se uporabljajo v stresnih testih likvidnih finančnih sredstev, so oblikovani ob upoštevanju zelo različnih ustreznih skrajnih, vendar možnih scenarijev, ki zajemajo kratkotrajne in dolgotrajne stresne situacije ter stresne situacije, značilne za posamezne institucije in za celoten trg, vključno z:
the missed receipt of payments from participants on a timely basis;
izostalim prejemom pravočasnega plačila od udeležencev;
the temporary failure or inability of one of the CSD-banking service provider's liquidity providers to provide liquidity, including those referred to in point (e) of Article 59(4) of Regulation (EU) No 909/2014, custodian banks, nostro agents, or any related infrastructure, including interoperable CSDs;
začasno neuspešnostjo ali nezmožnostjo enega od ponudnikov likvidnosti izvajalca bančnih storitev za uporabnike CDD, da zagotovi likvidnost, vključno s tistimi iz točke (e) člena 59(4) Uredbe (EU) št. 909/2014, skrbniškimi bankami, nostro zastopniki ali kakršno koli povezano infrastrukturo, vključno z interoperabilnimi CDD;
simultaneous pressures in funding and asset markets, including a decrease in the value of the qualifying liquid resources;
hkratnimi pritiski na trgih sredstev in financiranja, vključno z zmanjšanjem vrednosti primernih likvidnih sredstev;
stress in foreign exchange convertibility and access to foreign exchange markets;
stresnimi situacijami na področju konvertibilnosti tujih valut in dostopa do deviznih trgov;
adverse changes in the reputation of a CSD-banking services provider that casue certain liquidity providers to withdraw liquidity;
neugodnimi spremembami v zvezi z ugledom izvajalca bančnih storitev za uporabnike CDD, zaradi katerih nekateri ponudniki likvidnosti prekličejo likvidnost;
relevant peak historic price volatilities of collateral or assets as recurrent events;
relevantnimi preteklimi koničnimi nestanovitnostmi cen zavarovanja ali sredstev, ki so ponavljajoči se dogodki;
changes in the credit availability in the market.
spremembami v zvezi z razpoložljivostjo kreditov na trgu.
The CSD-banking service provider shall determine the relevant currencies referred to in point (c) of Article 59(4) of Regulation (EU) No 909/2014 by applying the following steps in sequence:
Izvajalec bančnih storitev za uporabnike CDD določi zadevne valute iz točke (c) člena 59(4) Uredbe (EU) št. 909/2014, tako da po vrsti izvede naslednje korake:
rank the currencies from highest to lowest based on the average of the three largest daily negative net cumulative positions, converted into euro, within a period of 12 months;
razvrsti valute od najvišje do najnižje na podlagi povprečja treh največjih dnevnih negativnih kumulativnih neto pozicij, pretvorjenih v euro, v dvanajstmesečnem obdobju;
consider as relevant:
kot zadevne šteje:
the most relevant Union currencies that meet the conditions specified in the Delegated Regulation (EU) 2017/392;
najpomembnejše valute Unije, ki izpolnjujejo pogoje iz Delegirane uredbe (EU) 2017/392;
all remaining currencies until the corresponding aggregated amount of the average largest net negative cumulative positions measured according to (a) is equal to or exceeds 95 % for all currencies.
vse preostale valute, dokler ustrezen skupni znesek povprečnih največjih negativnih kumulativnih neto pozicij, izmerjenih v skladu s točko (a), ni enak ali večji od 95 % za vse valute.
The CSD-banking service provider shall identify and update relevant currencies referred to in paragraph 8 regularly but at least on a monthly basis.
Izvajalec bančnih storitev za uporabnike CDD redno, vendar vsaj mesečno določi in posodobi zadevne valute iz odstavka 8.
It shall provide in its rules that, under stress situations, the provisional settlement services in non-relevant currencies could be executed for their equivalent value in a relevant currency.
V svojih pravilih določi, da se lahko v stresnih situacijah izvedejo storitve začasne poravnave v valutah, ki niso zadevne, za njihovo enakovredno vrednost v zadevni valuti.
Unforeseen and potentially uncovered liquidity shortfalls
Nepredviden in potencialno nepokrit likvidnostni primanjkljaj
The CSD-banking service provider shall establish rules and procedures to effect intraday and multiday timely settlement of payment obligations following any individual or combined default among its participants.
Izvajalec bančnih storitev za uporabnike CDD vzpostavi pravila in postopke za izvajanje pravočasne poravnave plačilnih obveznosti znotraj enega dne in v več dneh po vsakem posamičnem ali kombiniranem neizpolnjevanju obveznosti svojih udeležencev.
Those rules and procedures shall provide for any unforeseen and potentially uncovered liquidity shortfall resulting from such default with the view to avoiding unwinding, revoking, or delaying the same-day settlement of payment obligations.
Ta pravila in postopki določajo kakršen koli nepredviden in potencialno nepokrit likvidnostni primanjkljaj, ki izhaja iz takega neizpolnjevanja obveznosti, z namenom preprečevanja povratnega postopka, preklica ali zavlačevanja poravnave plačilnih obveznosti na isti dan.
The rules and procedures referred to in paragraph 1 shall ensure that the CSD-banking service provider has access to cash deposits or overnight investments of cash deposits, and has a process in place in order to replenish any liquidity resources that it may employ during a stress event, so that it can continue to operate in a safe and sound manner.
S pravili in postopki iz odstavka 1 se zagotovi, da ima izvajalec bančnih storitev za uporabnike CDD dostop do gotovinskih vlog ali naložb v vezave denarnih sredstev čez noč, in vzpostavi postopek za obnovitev vseh likvidnih sredstev, ki jih lahko uporabi v primeru izjemnih situacij, da bi lahko še naprej varno in zanesljivo posloval.
The rules and procedures referred to in paragraph 1 shall include requirements for both of the following:
Pravila in postopki iz odstavka 1 vključujejo zahteve za:
an ongoing analysis of evolving liquidity needs to allow the identification of events that may develop into unforeseen and potentially uncovered liquidity shortfalls, including a plan for the renewal of funding arrangements in advance of their expiry;
redno analizo spreminjajočih se likvidnostnih potreb, da se omogoči opredelitev dogodkov, ki se lahko razvijejo v nepredvidene in potencialno nepokrite likvidnostne primanjkljaje, vključno z načrtom za obnovitev ureditev financiranja pred njihovim potekom;
a regular practical testing of the rules and procedures themselves.
redno praktično preizkušanje pravil in postopkov.
The rules and procedures referred to in paragraph 1 shall be accompanied by a procedure setting out how the identified potential liquidity shortfalls shall be addressed without undue delay, including, where necessary, by updating the liquidity risk management framework.
Poleg pravil in postopkov iz odstavka 1 se uporablja postopek, ki določa, kako se nemudoma obravnavajo ugotovljeni potencialni likvidnostni primanjkljaji, vključno po potrebi s posodobitvijo okvira za upravljanje likvidnostnih tveganj.
The rules and procedures referred to in paragraph 1 shall also detail all of the following:
V pravilih in postopkih iz odstavka 1 se podrobno navede tudi vse naslednje:
how a CSD-banking service provider shall access cash deposits or overnight investments of cash deposits;
kako izvajalec bančnih storitev za uporabnike CDD dostopa do gotovinskih vlog ali naložb v vezave denarnih sredstev čez noč;
how a CSD-banking service provider shall execute same-day market transactions;
kako izvajalec bančnih storitev za uporabnike CDD izvede tržne transakcije, ki se poravnajo na isti dan;
how a CSD-banking service provider shall draw on prearranged liquidity lines.
kako izvajalec bančnih storitev za uporabnike CDD črpa vnaprej dogovorjene kreditne linije.
The rules and procedures referred to in paragraph 1 shall include a requirement for the CSD-banking service provider to report any liquidity risk that has the potential to cause previously unforeseen and potentially uncovered liquidity shortfalls to:
Pravila in postopki iz odstavka 1 vključujejo zahtevo, da mora izvajalec bančnih storitev za uporabnike CDD o vseh likvidnostnih tveganjih, ki bi lahko povzročila predhodno nepredvidene in potencialno nepokrite likvidnostne primanjkljaje, redno poročati:
the risk committee of the CSD-banking service provider and, where relevant, to the risk committee of the CSD;
svojemu odboru za tveganja in, kadar je to ustrezno, odboru za tveganja CDD;
the relevant competent authority referred to in Article 60(1) of Regulation (EU) No 909/2014, in the manner set out in Article 39 of this Regulation.
zadevnemu pristojnemu organu iz člena 60(1) Uredbe (EU) št. 909/2014 na način, določen v členu 39 te uredbe.
Arrangements in order to convert collateral or investment into cash using prearranged and highly reliable funding arrangements
Ureditve za pretvorbo zavarovanja ali naložbe v denarna sredstva z vnaprej določenimi in visoko zanesljivimi ureditvami financiranja
For the purposes of point (e) of Article 59(4) of Regulation (EU) No 909/2014 creditworthy financial institutions shall include one of the following:
Za namene točke (e) člena 59(4) Uredbe (EU) št. 909/2014 posojilno zmožne finančne institucije vključujejo eno od naslednjega:
a credit institution authorised in accordance with Article 8 of Directive 2013/36/EU that the CSD-banking service provider can demonstrate to have low credit risk based on an internal assessment, employing a defined and objective methodology that does not exclusively rely on external opinions;
kreditno institucijo, ki ima dovoljenje v skladu s členom 8 Direktive 2013/36/EU in za katero lahko izvajalec bančnih storitev za uporabnike CDD na podlagi notranje ocene dokaže, da ima nizko kreditno tveganje; za to oceno pa je uporabljena opredeljena in objektivna metodologija, ki se ne zanaša izključno na zunanja mnenja;
a third country financial institution that meets all of the following requirements:
finančno institucijo iz tretje države, ki izpolnjuje vse naslednje zahteve:
it is subject to and complies with prudential rules considered to be at least as stringent as those set out in Directive 2013/36/EU and Regulation (EU) No 575/2013;
zanjo veljajo bonitetna pravila, ki se štejejo za vsaj tako stroga kot tista iz Direktive 2013/36/EU in Uredbe (EU) št. 575/2013, in ta pravila izpolnjuje;
it has robust accounting practices, safekeeping procedures, and internal controls;
uporablja zanesljive računovodske prakse, postopke hrambe in notranjega nadzora;
it has low credit risk based on an internal assessment carried out by the CSD-banking service provider, employing a defined and objective methodology that does not exclusively rely on external opinions;
ima nizko kreditno tveganje na podlagi notranje ocene, ki jo opravi izvajalec bančnih storitev za uporabnike CDD; za to oceno pa je uporabljena opredeljena in objektivna metodologija, ki se ne zanaša izključno na zunanja mnenja;
it takes into consideration the risks arising from the establishment of that third country financial institution in a particular country.
upošteva tveganja, ki izhajajo iz ustanovitve finančne institucije iz tretje države v določeni državi.
Where a CSD-banking service provider plans to establish a prearranged and highly reliable funding arrangement with a creditworthy financial institution as referred to in paragraph 1, it shall use only those financial institutions that at least have access to credit from the central bank issuing the currency used within the prearranged funding arrangements, either directly or through entities of the same group.
Kadar izvajalec bančnih storitev za uporabnike CDD načrtuje vzpostavitev vnaprej določene in visoko zanesljive ureditve financiranja s posojilno zmožno finančno institucijo iz odstavka 1, uporabi samo tiste finančne institucije, ki imajo vsaj dostop do posojila centralne banke, ki je izdala valuto, ki se uporabi za vnaprej določeno ureditev financiranja, in to neposredno ali prek subjektov v isti skupini.
After a prearranged and highly reliable funding arrangement has been established with one of the institutions referred to in paragraph 1, the CSD-banking service provider shall monitor the creditworthiness of these financial institutions on an ongoing basis by applying both of the following:
Izvajalec bančnih storitev za uporabnike CDD po vzpostavitvi vnaprej določene in visoko zanesljive ureditve financiranja z eno izmed institucij iz odstavka 1 redno spremlja kreditno sposobnost teh finančnih institucij, tako da:
subjecting those institutions to regular and independent assessments of their creditworthiness;
za te institucije izvaja redne in neodvisne ocene kreditne sposobnosti;
assigning and regularly reviewing internal credit ratings for each financial institution with which the CSD has established a prearranged and highly reliable funding arrangement.
dodeljuje in redno pregleduje notranje bonitetne ocene za vsako finančno institucijo, s katero je CDD sklenila vnaprej določeno in visoko zanesljivo ureditev financiranja.
The CSD-banking service provider shall closely monitor and control the concentration of its liquidity risk exposure to each financial institution involved in a prearranged and highly reliable funding arrangement, including its parent undertaking and subsidiaries.
Izvajalec bančnih storitev za uporabnike CDD skrbno spremlja in nadzira koncentracijo svoje izpostavljenosti zaradi likvidnostnega tveganja do vsake finančne institucije, vključene v vnaprej določeno in visoko zanesljivo ureditev financiranja, vključno z nadrejeno družbo in podrejenimi družbami.
The CSD-banking service provider's liquidity risk management framework shall include a requirement to establish concentration limits, providing the following:
Okvir za upravljanje likvidnostnih tveganj izvajalca bančnih storitev za uporabnike CDD vsebuje zahtevo za določitev mej koncentracije, za katero velja:
that the concentration limits are established by currency;
da so meje koncentracije določene glede na valuto;
that at least two arrangements for each major currency are put in place;
da sta vzpostavljeni vsaj dve ureditvi za vsako glavno valuto;
that the CSD-banking service provider is not overly reliant on any individual financial institution, when all currencies are taken into account.
da se izvajalec bančnih storitev za uporabnike CDD ob upoštevanju vseh valut ne zanaša preveč na posamezno finančno institucijo.
For the purposes of point (b) major currencies shall be considered to be at least the top 50 % of the most relevant currencies as determined in accordance with Article 36(8).
Za namene točke (b) se za glavne valute šteje vsaj najvišjih 50 % najpomembnejših valut, kot so opredeljene v skladu s členom 36(8).
Where a currency has been determined as a major currency, it shall continue to be considered as major for a period of three calendar years from the date of its determination as major currency.
Kadar je valuta opredeljena kot glavna valuta, se šteje, da je glavna tri koledarska leta od datuma, ko je opredeljena kot taka.
A CSD-banking service provider which has access to routine credit at the central bank of issue shall be considered to fulfil the requirements of point (b) in paragraph 5 to the extent it has collateral that is eligible for pledging to the relevant central bank.
Za izvajalca bančnih storitev za uporabnike CDD, ki ima dostop do rednega posojila pri centralni banki izdaje, se šteje, da izpolnjuje zahteve iz točke (b) odstavka 5, če ima zavarovanje, ki je primerno kot jamstvo za zadevno centralno banko.
The CSD-banking service provider shall continuously monitor and control its concentration limits towards its liquidity providers, with the exception of those referred to in paragraph 6, and it shall implement policies and procedures to ensure its overall risk exposure to any individual financial institution remains within the concentration limits determined in accordance with paragraph 5.
Izvajalec bančnih storitev za uporabnike CDD stalno spremlja in nadzira svoje meje koncentracije do svojih ponudnikov likvidnosti, razen tistih iz odstavka 6, ter izvaja politike in postopke za zagotovitev, da je njegova celotna izpostavljenost tveganjem do katere koli posamezne finančne institucije v mejah koncentracije, določenih v skladu z odstavkom 5.
The CSD-banking service provider shall review its policies and procedures concerning applicable concentration limits towards its liquidity providers, with the exception of those referred to in paragraph 6, at least annually and whenever a material change occurs and affects its risk exposure to any individual financial institution.
Izvajalec bančnih storitev za uporabnike CDD pregleda svoje politike in postopke v zvezi z veljavnimi mejami koncentracije do svojih ponudnikov likvidnosti, razen tistih iz odstavka 6, vsaj enkrat letno in ob vsaki pomembni spremembi, ki vpliva na njegovo izpostavljenost tveganjem do katere koli posamezne finančne institucije.
In the context of its reporting to the relevant competent authority in accordance with Article 39, the CSD-banking service provider shall inform the competent authority of both of the following:
Izvajalec bančnih storitev za uporabnike CDD v okviru poročanja zadevnemu pristojnemu organu v skladu s členom 39 sporoči:
any significant changes to the policies and procedures concerning concentration limits towards its liquidity providers determined in accordance with this Article;
vse pomembne spremembe politik in postopkov v zvezi z mejami koncentracije do svojih ponudnikov likvidnosti, določenimi v skladu s tem členom;
cases where it exceeds a concentration limit towards its liquidity providers set out in its policies and procedures, as referred to in paragraph 5.
primere, ko prekorači mejo koncentracije do svojih ponudnikov likvidnosti, ki je določena v politikah in postopkih, kot je navedeno v odstavku 5.
Where a concentration limit towards its liquidity providers is exceeded, the CSD-banking service provider shall remedy the excess without undue delay following the risk mitigation measures referred to in paragraph 7.
Kadar je prekoračena meja koncentracije do ponudnikov likvidnosti, izvajalec bančnih storitev za uporabnike CDD nemudoma odpravi prekoračitev skladno z ukrepi za zmanjšanje tveganja iz odstavka 7.
The CSD-banking service provider shall ensure that the collateral agreement allows it to have prompt access to its collateral in the event of the default of a client, taking into account at least the nature, size, quality, maturity, and location of the assets provided by the client as collateral.
Izvajalec bančnih storitev za uporabnike CDD zagotovi, da mu dogovor o zavarovanju omogoča takojšen dostop do zavarovanja, če stranka ne izpolni svojih obveznosti, pri čemer se upoštevajo vsaj narava, velikost, kakovost, zapadlost in lokacija sredstev, ki jih stranka zagotovi kot zavarovanje.
Where assets used as collateral by the CSD-banking service provider are in the securities accounts maintained by another third party entity, the CSD-banking service provider shall ensure that all of the following conditions are met:
Kadar so sredstva, ki jih izvajalec bančnih storitev za uporabnike CDD uporabi kot zavarovanje, na računu vrednostnih papirjev, ki ga vodi druga tretja oseba, izvajalec bančnih storitev za uporabnike CDD zagotovi, da so izpolnjeni vsi naslednji pogoji:
it has real-time visibility of the assets identified as collateral;
ima sprotno preglednost nad sredstvi, opredeljenimi kot zavarovanje;
the collateral is segregated from the other securities of the borrowing participant;
zavarovanje je ločeno od drugih vrednostnih papirjev udeleženca, ki si izposoja;
the arrangements with that third party entity prevent any losses of assets to the CSD-banking service provider.
dogovori z navedeno tretjo osebo preprečujejo morebitne izgube sredstev izvajalca bančnih storitev za uporabnike CDD.
The CSD-banking service provider shall take all necessary steps in advance to establish the enforceability of its claim to financial instruments provided as collateral.
Izvajalec bančnih storitev za uporabnike CDD vnaprej sprejme vse potrebne ukrepe, da zagotovi izvršljivost svojih terjatev do finančnih instrumentov, zagotovljenih kot zavarovanje.
The CSD-banking service provider shall be capable of accessing and converting non-cash assets referred to in Article 10 and Article 11(1) into cash on a same-day basis through pre-arranged and highly reliable arrangements established in accordance with point (d) of Article 59(4) of Regulation (EU) No 909/2014.
Izvajalec bančnih storitev za uporabnike CDD lahko dostopa do nedenarnih sredstev iz členov 10 in 11(1) in jih isti dan pretvori v denarna sredstva z vnaprej določenimi in visoko zanesljivimi ureditvami, vzpostavljenimi v skladu s točko (d) člena 59(4) Uredbe (EU) št. 909/2014.
Reporting of Liquidity Risks
Poročanje o likvidnostnih tveganjih
Reporting to competent authorities on intraday risk management
Poročanje pristojnim organom o upravljanju tveganja znotraj enega dne
it shall submit a qualitative statement that specifies all actions taken regarding how liquidity risks, including intraday are measured, monitored and managed, with at least an annual frequency;
predloži izjavo o kakovosti, v kateri so navedeni ukrepi, sprejeti v zvezi s tem, kako vsaj enkrat letno meri, spremlja in upravlja likvidnostna tveganja, vključno z likvidnostnimi tveganji znotraj enega dne;
it shall notify any material changes to the actions taken, referred to in point (a), immediately after such material changes take place;
priglasi vse pomembne spremembe ukrepov, sprejetih v skladu s točko (a), takoj po nastanku takih sprememb;
it shall submit the metrics referred to in Article 30(1) on a monthly basis.
mesečno predloži metrike iz člena 30(1).