natgillin/translations-raw huggingface dataset:
The periodic statement required under paragraph 1 shall provide a fair and balanced review of the activities undertaken and of the performance of the portfolio during the reporting period and shall include, where relevant, the following information:
Obveznosti poročanja v zvezi z upravljanjem portfeljev
the name of the investment firm;
Investicijska podjetja, ki opravljajo storitev upravljanja portfeljev za stranke, vsaki taki stranki na trajnem nosilcu podatkov zagotovijo redna poročila o dejavnostih upravljanja portfeljev, ki se izvajajo v imenu navedene stranke, razen če tako poročilo zagotovi druga oseba.
the name or other designation of the client's account;
Redno poročilo, zahtevano v odstavku 1, zagotavlja pošten in uravnotežen pregled dejavnosti, ki so se izvajale, in donosnosti portfelja v obdobju poročanja, ter vključuje, kjer je relevantno, naslednje informacije:
a statement of the contents and the valuation of the portfolio, including details of each financial instrument held, its market value, or fair value if market value is unavailable and the cash balance at the beginning and at the end of the reporting period, and the performance of the portfolio during the reporting period;
naziv investicijskega podjetja;
the total amount of fees and charges incurred during the reporting period, itemising at least total management fees and total costs associated with execution, and including, where relevant, a statement that a more detailed breakdown will be provided on request;
ime ali drugo oznako strankinega računa;
a comparison of performance during the period covered by the statement with the investment performance benchmark (if any) agreed between the investment firm and the client;
poročilo o vsebini in vrednotenju portfelja, vključno s podrobnimi podatki o vsakem finančnem instrumentu, njegovi tržni vrednosti ali pošteni vrednosti, če tržna vrednost ni na voljo, stanju denarnih sredstev na začetku in na koncu obdobja poročanja, ter donosnosti portfelja v obdobju poročanja;
the total amount of dividends, interest and other payments received during the reporting period in relation to the client's portfolio;
skupni znesek opravnin in dajatev v obdobju poročanja, pri čemer se po postavkah razčlenijo vsaj skupne opravnine za upravljanje in skupni stroški, povezani z izvršitvijo, kar vključuje, če je relevantno, izjavo, da bo na zahtevo pripravljena tudi natančnejša razčlenitev;
information about other corporate actions giving rights in relation to financial instruments held in the portfolio;
primerjava uspešnosti v obdobju, ki ga pokriva poročilo, z referenčnim merilom za uspešnost naložbe (če obstaja), dogovorjenim med investicijskim podjetjem in stranko;
for each transaction executed during the period, the information referred to in Article 59(4)(c) to (l) where relevant, unless the client elects to receive information about executed transactions on a transaction-by-transaction basis, in which case paragraph 4 of this Article shall apply.
skupni znesek dividend, obresti in drugih plačil, prejetih v obdobju poročanja v zvezi s portfeljem stranke;
The periodic statement referred to in paragraph 1 shall be provided once every three months, except in the following cases:
informacije o drugih korporativnih dejanjih, iz katerih izhajajo pravice v zvezi s finančnimi instrumenti v portfelju;
where the investment firm provides its clients with access to an online system, which qualifies as a durable medium, where up-to-date valuations of the client's portfolio can be accessed and where the client can easily access the information required by Article 63(2) and the firm has evidence that the client has accessed a valuation of their portfolio at least once during the relevant quarter;
za vsak posel, izvršen v obdobju, informacije iz člena 59(4)(c) do (l), če je primerno, razen če se stranka odloči, da bo prejemala informacije o izvršenih poslih za vsak posel posebej; v tem primeru se uporablja odstavek 4 tega člena.
in cases where paragraph 4 applies, the periodic statement must be provided at least once every 12 months;
Redno poročilo iz odstavka 1 se predloži vsake tri mesece, razen v naslednjih primerih:
where the agreement between an investment firm and a client for a portfolio management service authorises a leveraged portfolio, the periodic statement must be provided at least once a month.
kadar investicijsko podjetje svojim strankam omogoča dostop do spletnega sistema, ki se šteje za trajen nosilec podatkov, v katerem je omogočen dostop do aktualnih vrednotenj in kjer ima stranka preprost dostop do informacij, ki se zahtevajo v členu 63(2), in ima podjetje dokaz, da je stranka izkoristila dostop do vrednotenj njenega portfelja vsaj enkrat v zadevnem četrtletju;
The exception provided for in point (b) shall not apply in the case of transactions in financial instruments covered by Article 4(1)(44)(c) of, or any of points 4 to 11 of Section C in Annex I to Directive 2014/65/EU.
v primerih, ko se uporablja odstavek 4, se mora redno poročilo predložiti vsaj enkrat na 12 mesecev;
Investment firms, in cases where the client elects to receive information about executed transactions on a transaction-by-transaction basis, shall provide promptly to the client, on the execution of a transaction by the portfolio manager, the essential information concerning that transaction in a durable medium.
če pogodba med investicijskim podjetjem in stranko o opravljanju storitve upravljanja portfeljev dovoljuje vodenje portfelja s finančnim vzvodom, se mora redno poročilo poslati vsaj enkrat na mesec.
The investment firm shall send the client a notice confirming the transaction and containing the information referred to in Article 59(4) no later than the first business day following that execution or, where the confirmation is received by the investment firm from a third party, no later than the first business day following receipt of the confirmation from the third party.
Izjema, predvidena v točki (b), se ne uporablja v primeru poslov s finančnimi instrumenti, ki jih zajema člen 4(1)(44)(c) ali katera koli od točk 4 do 11 oddelka C Priloge I k Direktivi 2014/65/EU.
The second subparagraph shall not apply where the confirmation would contain the same information as a confirmation that is to be promptly dispatched to the client by another person.
Investicijska podjetja v primerih, ko se stranka odloči, da bo prejemala informacije o izvršenih poslih za vsak posel posebej, stranki takoj, ko upravljavec portfelja izvrši posel, na trajnem nosilcu podatkov predložijo bistvene informacije v zvezi z navedenim poslom.
Article 61
Investicijsko podjetje pošlje stranki obvestilo o potrditvi posla, ki vsebuje informacije iz člena 59(4), najpozneje prvi poslovni dan po izvršitvi ali, če investicijsko podjetje prejme potrditev od tretje osebe, najpozneje prvi poslovni dan po prejemu potrditve od tretje osebe.
Reporting obligations in respect of eligible counterparties
Drugi pododstavek se ne uporablja, če potrditev vsebuje iste informacije kot potrditev, ki jo mora stranki takoj poslati druga oseba.
(Article 24(4) and Article 25(6) of Directive 2014/65/EU)
Člen 61
The requirements applicable to reports for retail and professional clients under Articles 49 and 59 shall apply unless investment firms enter into agreements with eligible counterparties to determine content and timing of reporting.
Obveznosti poročanja v zvezi s primernimi nasprotnimi strankami
Article 62
(člena 24(4) in 25(6) Direktive 2014/65/EU)
Additional reporting obligations for portfolio management or contingent liability transactions
Uporabljajo se zahteve, ki veljajo za poročila za neprofesionalne in profesionalne stranke, iz členov 49 in 59, razen če investicijska podjetja s primernimi nasprotnimi strankami sklenejo sporazume, s katerimi se določita vsebina in časovni razpored poročanja.
Investment firms providing the service of portfolio management shall inform the client where the overall value of the portfolio, as evaluated at the beginning of each reporting period, depreciates by 10 % and thereafter at multiples of 10 %, no later than the end of the business day in which the threshold is exceeded or, in a case where the threshold is exceeded on a non-business day, the close of the next business day.
Člen 62
Investment firms that hold a retail client account that includes positions in leveraged financial instruments or contingent liability transactions shall inform the client, where the initial value of each instrument depreciates by 10 % and thereafter at multiples of 10 %.
Dodatne obveznosti poročanja za posle upravljanja portfeljev ali posle s pogojnimi obveznostmi
Reporting under this paragraph should be on an instrument-by-instrument basis, unless otherwise agreed with the client, and shall take place no later than the end of the business day in which the threshold is exceeded or, in a case where the threshold is exceeded on a non-business day, the close of the next business day.
Investicijska podjetja, ki izvajajo storitve upravljanja portfeljev, v primerih, ko se skupna vrednost portfelja, kot je bila ocenjena na začetku vsakega obdobja poročanja, zmanjša za 10 % in potem za večkratnike 10 %, stranke o tem obvestijo najpozneje do konca delovnega dne, na katerega je prekoračen prag, oziroma, če je prag prekoračen na nedelovni dan, do zaključka naslednjega delovnega dne.
Article 63
Investicijska podjetja, ki imajo račun neprofesionalne stranke, ki vključuje pozicije v finančnih instrumentih s finančnim vzvodom ali v poslih s pogojnimi obveznostmi, stranko obvesti o primerih, ko se začetna vrednost vsakega instrumenta zmanjša za 10 % in potem za večkratnike 10 %.
Statements of client financial instruments or client funds
Poročanje v skladu s tem členom se izvaja po posameznih instrumentih, razen če je s stranko dogovorjeno drugače, poroča pa se najpozneje do konca delovnega dne, na katerega je prekoračen prag, oziroma, če je prag prekoračen na nedelovni dan, do zaključka naslednjega delovnega dne.
Investment firms that hold client financial instruments or client funds shall send at least on a quarterly basis, to each client for whom they hold financial instruments or funds, a statement in a durable medium of those financial instruments or funds unless such a statement has been provided in any other periodic statement.
Člen 63
Upon client request, firms shall provide such statement more frequently at a commercial cost.
Poročila o finančnih instrumentih ali sredstvih stranke
The first subparagraph shall not apply to a credit institution authorised under Directive 2000/12/EC of the European Parliament and of the Council [26] in respect of deposits within the meaning of that Directive held by that institution.
Investicijska podjetja, ki so imetnik finančnih instrumentov ali sredstev stranke, vsaj vsako četrtletje vsaki posamezni stranki, za katero so imetnik finančnih instrumentov ali sredstev, posredujejo poročilo o navedenih finančnih instrumentih ali sredstvih na trajnem nosilcu podatkov, razen če to poročilo ni bilo vsebovano že v kakem drugem rednem poročilu.
The statement of client assets referred to in paragraph 1 shall include the following information:
Podjetja na zahtevo stranke taka poročila zagotovijo pogosteje po tržni ceni.
details of all the financial instruments or funds held by the investment firm for the client at the end of the period covered by the statement;
Prvi pododstavek se ne uporablja za kreditno institucijo, ki ima dovoljenje v skladu z Direktivo 2000/12/ES Evropskega parlamenta in Sveta [26], v zvezi z depoziti v smislu navedene direktive, ki jih ima navedena institucija.
the extent to which any client financial instruments or client funds have been the subject of securities financing transactions;
Poročilo o sredstvih stranke iz odstavka 1 vključuje naslednje informacije:
the extent of any benefit that has accrued to the client by virtue of participation in any securities financing transactions, and the basis on which that benefit has accrued;
podrobne podatke o vseh finančnih instrumentih ali sredstvih, katerih imetnik je investicijsko podjetje v imenu stranke na koncu obdobja, ki ga zajema poročilo;
a clear indication of the assets or funds which are subject to the rules of Directive 2014/65/EU and its implementing measures and those that are not, such as those that are subject to Title Transfer Collateral Agreement;
obseg, v katerem so se finančni instrumenti ali sredstva stranke uporabljali pri poslih financiranja z vrednostnimi papirji;
a clear indication of which assets are affected by some peculiarities in their ownership status, for instance due to a security interest;
obseg vseh koristi, ki so se nabrale stranki zaradi udeležbe v morebitnih poslih financiranja z vrednostnimi papirji, podlaga, na kateri je nastala korist;
the market or estimated value, when the market value is not available, of the financial instruments included in the statement with a clear indication of the fact that the absence of a market price is likely to be indicative of a lack of liquidity.
jasna navedba sredstev, za katera se uporabljajo pravila Direktive 2014/65/EU in njenih izvedbenih ukrepov, in sredstev, za katera se ne, kot so sredstva, ki so predmet sporazumov o prenosu lastniške pravice na zavarovanju;
The evaluation of the estimated value shall be performed by the firm on a best effort basis.
jasna navedba, na katera sredstva vplivajo nekatere posebnosti v njihovem statusu lastništva, na primer zaradi pravice do unovčitve finančnega zavarovanja;
In cases where the portfolio of a client includes the proceeds of one or more unsettled transactions, the information referred to in point (a) may be based either on the trade date or the settlement date, provided that the same basis is applied consistently to all such information in the statement.
tržna ali ocenjena vrednost, če tržna ni na voljo, finančnih instrumentov, vključenih v poročilo, z jasno navedbo dejstva, da odsotnost tržne vrednosti verjetno kaže na pomanjkanje likvidnosti.
The periodic statement of client assets referred to in paragraph 1 shall not be provided where the investment firm provides its clients with access to an online system, which qualifies as a durable medium, where up-to-date statements of client's financial instruments or funds can be easily accessed by the client and the firm has evidence that the client has accessed this statement at least once during the relevant quarter.
Podjetje ocenjeno vrednost izračuna po najboljših močeh.
Investment firms which hold financial instruments or funds and which carry out the service of portfolio management for a client may include the statement of client assets referred to in paragraph 1 in the periodic statement it provides to that client pursuant to Article 60(1).
V primerih, ko portfelj stranke vključuje prihodek enega ali več neporavnanih poslov, lahko informacije iz točke (a) temeljijo na datumu sklenitve posla ali na datumu poravnave, če se ista osnova uporablja dosledno za vse take informacije v poročilu.
SECTION 5
Redno poročilo o sredstvih stranke iz odstavka 1 se ne zagotovi, če investicijsko podjetje svojim strankam omogoča dostop do spletnega sistema, ki se šteje za trajni nosilec podatkov, prek katerega imajo stranke preprost dostop do posodobljenih poročil o svojih finančnih instrumentih ali sredstvih, podjetje pa ima dokaze, da je stranka tako poročilo preverila vsaj enkrat v zadevnem četrtletju.
Best execution
Investicijska podjetja, ki so imetnik finančnih instrumentov ali sredstev in izvajajo storitev upravljanja portfeljev za stranko, lahko poročilo o sredstvih stranke iz odstavka 1 vključijo v redno poročilo, ki ga zagotovijo navedeni stranki na podlagi člena 60(1).
Article 64
ODDELEK 5
Best execution criteria
Najboljša izvršitev
(Articles 27(1) and 24(1) of Directive 2014/65/EU)
Člen 64
When executing client orders, investment firms shall take into account the following criteria for determining the relative importance of the factors referred to in Article 27(1) of Directive 2014/65/EU:
Merila za najboljšo izvršitev
the characteristics of the client including the categorisation of the client as retail or professional;
(člena 27(1) in 24(1) Direktive 2014/65/EU)
the characteristics of the client order, including where the order involves a securities financing transaction (SFT);
Investicijska podjetja pri izvrševanju naročil stranke upoštevajo naslednja merila za določanje relativnega pomena dejavnikov iz člena 27(1) Direktive 2014/65/EU:
the characteristics of financial instruments that are the subject of that order;
značilnosti stranke, vključno z razvrstitvijo stranke v kategorijo neprofesionalnih ali profesionalnih strank;
the characteristics of the execution venues to which that order can be directed.
značilnosti naročila stranke, vključno z dejstvom, da naročilo vsebuje posel financiranja z vrednostnimi papirji;
For the purposes of this Article and Articles 65 and 66, ‘execution venue’ includes a regulated market, an MTF, an OTF, a systematic internaliser, or a market maker or other liquidity provider or an entity that performs a similar function in a third country to the functions performed by any of the foregoing.
značilnosti finančnih instrumentov, ki so predmet navedenega naročila;
An investment firm satisfies its obligation under Article 27(1) of Directive 2014/65/EU to take all sufficient steps to obtain the best possible result for a client to the extent that it executes an order or a specific aspect of an order following specific instructions from the client relating to the order or the specific aspect of the order.
značilnosti mest izvrševanja, na katera se lahko usmeri zadevno naročilo.
Investment firms shall not structure or charge their commissions in such a way as to discriminate unfairly between execution venues.
Za namene tega člena ter členov 65 in 66 „mesto izvrševanja“ vključuje regulirani trg, MTF, OTF, sistematičnega internalizatorja, vzdrževalca trga ali drugega ponudnika likvidnosti oziroma subjekt, ki v tretji državi opravlja funkcijo, podobno funkcijam navedenih subjektov.
When executing orders or taking decision to deal in OTC products including bespoke products, the investment firm shall check the fairness of the price proposed to the client, by gathering market data used in the estimation of the price of such product and, where possible, by comparing with similar or comparable products.
Investicijsko podjetje izpolni svojo obveznost iz člena 27(1) Direktive 2014/65/EU glede sprejetja vseh zadostnih ukrepov, da doseže najboljši možen rezultat za stranko, če izvrši naročilo ali določen del naročila po specifičnih navodilih stranke v zvezi z naročilom ali določenim delom naročila.
Article 65
Investicijska podjetja ne strukturirajo ali zaračunavajo provizij tako, da bi s tem nepošteno diskriminirala med mesti izvrševanja.
Duty of investment firms carrying out portfolio management and reception and transmission of orders to act in the best interests of the client
Pri izvrševanju naročil ali sprejemanju odločitev o trgovanju s produkti OTC, vključno s produkti, oblikovanimi za specifične potrebe strank, investicijsko podjetje preveri poštenost cene, predlagane stranki, tako, da zbere tržne podatke, uporabljene pri oceni cene takega produkta, in jih primerja s podobnimi ali primerljivimi produkti.
(Article 24(1) and 24(4) of Directive 2014/65/EU)
Člen 65
Investment firms, when providing portfolio management, shall comply with the obligation under Article 24(1) of Directive 2014/65/EU to act in accordance with the best interests of their clients when placing orders with other entities for execution that result from decisions by the investment firm to deal in financial instruments on behalf of its client.
Dolžnost investicijskih podjetij, da pri upravljanju portfeljev ter sprejemanju in posredovanju naročil ravnajo v najboljšem interesu stranke
Investment firms, when providing the service of reception and transmission of orders, shall comply with the obligation under Article 24(1) of Directive 2014/65/EU to act in accordance with the best interests of their clients when transmitting client orders to other entities for execution.
(člena 24(1) in 24(4) Direktive 2014/65/EU)
In order to comply with paragraphs 1 or 2, investment firms shall comply with paragraphs 4 to 7 of this Article and Article 64(4).
Investicijska podjetja pri upravljanju portfeljev izpolnjujejo obveznost iz člena 24(1) Direktive 2014/65/EU, da ravnajo v skladu z najboljšimi interesi strank, kadar na podlagi svoje odločitve, da bodo v imenu stranke poslovala s finančnimi instrumenti, oddajajo naročila za izvršitev drugim subjektom.
Investment firms shall take all sufficient steps to obtain the best possible result for their clients taking into account the factors referred to in Article 27(1) of Directive 2014/65/EU.
Investicijska podjetja pri opravljanju storitve sprejemanja in posredovanja naročil izpolnjujejo obveznost iz člena 24(1) Direktive 2014/65/EU, da ravnajo v skladu z najboljšimi interesi strank, kadar posredujejo naročila strank v izvršitev drugim subjektom.
The relative importance of these factors shall be determined by reference to the criteria set out in Article 64(1) and, for retail clients, to the requirement under Article 27(1) of Directive 2014/65/EU.
Da izpolnijo zahteve iz odstavkov 1 in 2, investicijska podjetja izpolnjujejo zahteve iz odstavkov 4 do 7 tega člena in zahteve iz člena 64(4).
An investment firm satisfies its obligations under paragraph 1 or 2, and is not required to take the steps mentioned in this paragraph, to the extent that it follows specific instructions from its client when placing an order with, or transmitting an order to, another entity for execution.
Investicijska podjetja sprejmejo vse zadostne ukrepe za doseganje najboljših možnih rezultatov za svoje stranke, pri čemer upoštevajo dejavnike iz člena 27(1) Direktive 2014/65/EU.
Investment firms shall establish and implement a policy that enables them to comply with the obligation in paragraph 4.
Relativni pomen teh dejavnikov se določi glede na merila, določena v členu 64(1) in, za neprofesionalne stranke, glede na zahtevo iz člena 27(1) Direktive 2014/65/EU.
The policy shall identify, in respect of each class of instruments, the entities with which the orders are placed or to which the investment firm transmits orders for execution.
Investicijsko podjetje izpolni svoje obveznosti iz odstavka 1 ali 2 in mu ni treba sprejeti ukrepov iz tega odstavka, če pri oddajanju naročil v izvršitev drugemu subjektu ali posredovanju naročila drugemu subjektu izpolnjuje specifična navodila svoje stranke.
The entities identified shall have execution arrangements that enable the investment firm to comply with its obligations under this Article when it places or transmits orders to that entity for execution.
Investicijska podjetja vzpostavijo in izvajajo politiko, ki jim omogoča izpolnjevanje obveznosti iz odstavka 4.
Investment firms shall provide information to their clients on the policy established in accordance with paragraph 5 and paragraphs 2 to 9 of Article 66.
Politika za vsak razred instrumentov določa subjekte, katerim se oddajajo naročila ali katerim investicijsko podjetje posreduje naročila v izvršitev.
Investment firms shall provide clients with appropriate information about the firm and its services and the entities chosen for execution.
Navedena podjetja imajo vzpostavljene ureditve za izvrševanje naročil, ki investicijskemu podjetju omogočajo izpolnjevanje obveznosti iz tega člena, kadar navedenemu subjektu oddaja naročila ali jih posreduje v izvršitev.
In particular, when the investment firm select other firms to provide order execution services, it shall summarise and make public, on an annual basis, for each class of financial instruments, the top five investment firms in terms of trading volumes where it transmitted or placed client orders for execution in the preceding year and information on the quality of execution obtained.
Investicijska podjetja svojim strankam zagotovijo informacije o politiki, vzpostavljeni v skladu z odstavkom 5 in odstavki 2 do 9 člena 66.