natgillin/translations-raw huggingface dataset:
Article 30
Da se lahko referenčna vrednost ali kombinacija referenčnih vrednosti, ki jih zagotavlja upravljavec s sedežem v tretji državi, uporablja v Uniji v skladu s členom 29(1), sta referenčna vrednost in upravljavec vključena v register iz člena 36.
Equivalence
Za vključitev v register morajo biti izpolnjeni naslednji pogoji:
In order for a benchmark or a combination of benchmarks provided by an administrator located in a third country to be used in the Union in accordance with Article 29(1), the benchmark and the administrator shall be included in the register referred to in Article 36.
Komisija je sprejela odločitev o enakovrednosti v skladu z odstavkom 2 ali 3 tega člena;
The following conditions shall be complied with in order to be included in the register:
upravljavec ima dovoljenje ali je registriran, in zanj velja nadzor, v zadevni tretji državi;
an equivalence decision is adopted by the Commission in accordance with paragraph 2 or 3 of this Article;
upravljavec je obvestil ESMA, da se strinja, da nadzorovani subjekti v Uniji uporabijo dejansko ali možno referenčno vrednost, ter mu sporočil seznam referenčnih vrednosti, za katere so dobili soglasje, da jih lahko uporabljajo v Uniji, in kateri pristojni organ je odgovoren za njegov nadzor v tretji državi; ter
the administrator is authorised or registered, and is subject to supervision, in the third country in question;
vzpostavljeni so sporazumi o sodelovanju iz odstavka 4 tega člena.
ESMA is notified by the administrator of its consent that its actual or prospective benchmarks may be used by supervised entities in the Union, of the list of the benchmarks for which they have given consent to be used in the Union and of the competent authority responsible for its supervision in the third country; and
Komisija lahko sprejme izvedbeni sklep, ki določa, da je s pravnim okvirom in nadzorno prakso tretje države zagotovljeno, da:
the cooperation arrangements referred to in paragraph 4 of this Article are operational.
upravljavci, ki imajo dovoljenje ali so registrirani v tej tretji državi, izpolnjujejo zavezujoče zahteve, ki so enakovredne zahtevam iz te uredbe, pri čemer se zlasti upošteva, ali pravni okvir in nadzorna praksa tretje države zagotavljata skladnost z načeli IOSCO o finančnih referenčnih vrednostih, ali po potrebi z načeli IOSCO za agencije za sporočanje cen nafte;
The Commission may adopt an implementing decision stating that the legal framework and supervisory practice of a third country ensures that:
zavezujoče zahteve so predmet stalnega učinkovitega nadzora izvrševanja v tej tretji državi.
administrators authorised or registered in that third country comply with binding requirements which are equivalent to the requirements under this Regulation, in particular taking account of whether the legal framework and supervisory practice of a third country ensures compliance with the IOSCO principles for financial benchmarks or, where applicable, with the IOSCO principles for PRAs; and
Tak izvedbeni sklep se sprejme v skladu s postopkom pregleda iz člena 50(2).
the binding requirements are subject to effective supervision and enforcement on an on-going basis in that third country.
Alternativno lahko Komisija sprejme izvedbeni sklep, ki določa, da so:
Such implementing decision shall be adopted in accordance with the examination procedure referred to in Article 50(2).
zavezujoče zahteve v tretji državi glede posebnih upravljavcev ali posebnih referenčnih vrednosti ali skupin referenčnih vrednosti enakovredne zahtevam iz te uredbe, pri čemer se zlasti upošteva, ali pravni okvir in nadzorna praksa tretje države zagotavljata skladnost z načeli IOSCO o finančnih referenčnih vrednostih, ali po potrebi z načeli IOSCO za agencije za sporočanje cen nafte; ter
Alternatively, the Commission may adopt an implementing decision stating that:
ti posebni upravljavci ali posebne referenčne vrednosti ali skupine referenčnih vrednosti predmet stalnega učinkovitega nadzora in izvrševanja v tej tretji državi.
binding requirements in a third country with respect to specific administrators or specific benchmarks or families of benchmarks are equivalent to the requirements under this Regulation, in particular taking account of whether the legal framework and supervisory practice of a third country ensures compliance with the IOSCO principles for financial benchmarks or, where applicable, with the IOSCO principles for PRAs; and
ESMA sklene dogovore o sodelovanju s pristojnimi organi tretjih držav, katerih pravni okviri in nadzorne prakse so priznani kot enakovredni v skladu z odstavkom 2 ali 3.
such specific administrators or specific benchmarks or families of benchmarks are subject to effective supervision and enforcement on an on-going basis in that third country.
Takšni dogovori določajo vsaj:
ESMA shall establish cooperation arrangements with the competent authorities of third countries whose legal framework and supervisory practices have been recognised as equivalent in accordance with paragraph 2 or 3.
mehanizem za izmenjavo informacij med ESMA in pristojnimi organi zadevnih tretjih držav, vključno z dostopom do vseh ustreznih informacij o upravljavcu z dovoljenjem v tej tretji državi, ki ga zahteva ESMA;
Such arrangements shall specify at least:
mehanizem za takojšnje obveščanje ESMA, kadar pristojni organ tretje države meni, da upravljavec z dovoljenjem v tej tretji državi, ki ga nadzoruje, krši pogoje iz dovoljenja ali druge nacionalne zakonodaje v tretji državi;
the mechanism for the exchange of information between ESMA and the competent authorities of third countries concerned, including access to all relevant information regarding the administrator authorised in that third country that is requested by ESMA;
postopke v zvezi z usklajevanjem nadzornih dejavnosti, vključno z inšpekcijskimi pregledi na kraju samem.
the mechanism for prompt notification to ESMA where a third country competent authority deems that the administrator authorised in that third country that it is supervising is in breach of the conditions of its authorisation or other national legislation in the third country;
ESMA pripravi osnutek regulativnih tehničnih standardov za določitev minimalne vsebine sporazumov o sodelovanju iz odstavka 4 za zagotovitev, da lahko pristojni organi in ESMA izvajajo vsa svoja pooblastila za nadzor na podlagi te uredbe.
the procedures concerning the coordination of supervisory activities, including on-site inspections.
Člen 31
ESMA shall develop draft regulatory technical standards to determine the minimum content of the cooperation arrangements referred to in paragraph 4 so as to ensure that the competent authorities and ESMA are able to exercise all their supervisory powers under this Regulation.
Odvzem registracije upravljavca s sedežem v tretji državi
Article 31
ESMA odvzame registracijo upravljavca s sedežem v tretji državi z izbrisom tega upravljavca iz registra iz člena 36, kadar ima utemeljene razloge na podlagi dokumentiranih dokazov, da upravljavec:
Withdrawal of registration of an administrator located in a third country
ravna na način, ki očitno škoduje interesom uporabnikov njegovih referenčnih vrednosti ali urejenemu delovanju trgov, ali
ESMA shall withdraw the registration of an administrator located in a third country by removing that administrator from the register referred to in Article 36 where it has well-founded reasons, based on documented evidence, that the administrator:
je resno kršil nacionalno zakonodajo tretje države ali druge določbe, ki veljajo zanj v tretji državi ter na podlagi katerih je Komisija sprejela izvedbeni sklep v skladu s členom 30(2) ali (3).
is acting in a manner which is clearly prejudicial to the interests of the users of its benchmarks or the orderly functioning of markets; or
ESMA sprejme odločitev iz odstavka 1 le, če so izpolnjeni naslednji pogoji:
has seriously infringed the national legislation in the third country or other provisions applicable to it in the third country and on the basis of which the Commission has adopted the implementing decision in accordance with Article 30(2) or (3).
ESMA zadevo predloži pristojnemu organu tretje države, ta pa ne sprejme ustreznih ukrepov, potrebnih za varstvo vlagateljev in urejeno delovanje trgov v Uniji, ali ne dokaže, da zadevni upravljavec izpolnjuje zahteve, ki veljajo zanj v tretji državi;
ESMA shall take a decision under paragraph 1 only if the following conditions are fulfilled:
ESMA vsaj 30 dni pred odvzemom pristojnemu organu tretje države sporoči, da namerava odvzeti registracijo upravljavca.
ESMA has referred the matter to the competent authority of the third country and that competent authority has not taken the appropriate measures needed to protect investors and the orderly functioning of the markets in the Union, or has failed to demonstrate that the administrator concerned complies with the requirements applicable to it in the third country;
ESMA druge pristojne organe takoj obvesti o vseh ukrepih, sprejetih v skladu z odstavkom 1, in svojo odločitev objavi na svojem spletnem mestu.
ESMA has informed the competent authority of the third country of its intention to withdraw the registration of the administrator, at least 30 days before the withdrawal.
Člen 32
ESMA shall inform the other competent authorities of any measure adopted in accordance with paragraph 1 without delay and shall publish its decision on its website.
Priznanje upravljavca s sedežem v tretji državi
Article 32
Do sprejetja odločitve o enakovrednosti v skladu s členom 30(2) ali (3) lahko nadzorovani subjekti v Uniji uporabljajo referenčno vrednost, ki jo zagotavlja upravljavec s sedežem v tretji državi, če upravljavca predhodno prizna pristojni organ njegove referenčne države članice v skladu s tem členom.
Recognition of an administrator located in a third country
Upravljavec s sedežem v tretji državi, ki namerava pridobiti predhodno priznanje iz odstavka 1 tega člena, mora izpolnjevati zahteve, določene v tej uredbi, razen člena 11(4) ter členov 16, 20, 21 in 23.
Until such time as an equivalence decision in accordance with Article 30(2) or (3) is adopted, a benchmark provided by an administrator located in a third country may be used by supervised entities in the Union provided that the administrator acquires prior recognition by the competent authority of its Member State of reference in accordance with this Article.
Upravljavec lahko izpolni ta pogoj z uporabo načel IOSCO o finančnih referenčnih vrednostih ali načel IOSCO za agencije za sporočanje cen nafte, kakor je ustrezno, če je to enakovredno izpolnjevanju zahtev iz te uredbe, razen člena 11(4) ter členov 16, 20, 21 in 23.
An administrator located in a third country intending to obtain prior recognition as referred to in paragraph 1 of this Article shall comply with the requirements established in this Regulation, excluding Article 11(4) and Articles 16, 20, 21 and 23.
Pristojni organ referenčne države članice lahko ugotovi, ali je pogoj iz prvega pododstavka izpolnjen, in oceni skladnost z načeli IOSCO o finančnih referenčnih vrednostih ali načeli IOSCO za agencije za sporočanje cen nafte, kakor je ustrezno, na podlagi ocene neodvisnega zunanjega revizorja ali, kadar je upravljavec s sedežem v tretji državi predmet nadzora, certificiranja, ki ga opravi nacionalni pristojni organ tretje države, v kateri ima upravljavec sedež.
The administrator may fulfil that condition by applying the IOSCO principles for financial benchmarks or the IOSCO principles for PRAs, as applicable, provided that such application is equivalent to compliance with the requirements established in this Regulation, excluding Article 11(4), and Articles 16, 20, 21 and 23.
Če upravljavec lahko dokaže, da je referenčna vrednost, ki jo zagotavlja, referenčna vrednost reguliranih podatkov ali referenčna vrednost za blago, ki ne temelji na predloženih podatkih prispevajočih oseb, katerih večina so nadzorovani subjekti, mu ni treba izpolnjevati zahtev, ki ne veljajo za zagotavljanje referenčnih vrednosti reguliranih podatkov in referenčnih vrednosti za blago iz člena 17 oziroma člena 19(1).
For the purposes of determining whether the condition referred to in the first subparagraph is fulfilled, and in order to assess compliance with the IOSCO principles for financial benchmarks or the IOSCO principles for PRAs, as applicable, the competent authority of the Member State of reference may rely on an assessment by an independent external auditor or, where the administrator located in a third country is subject to supervision, on the certification provided by the competent authority of the third country where the administrator is located.
Pravni zastopnik skupaj z upravljavcem opravlja funkcijo nadzora nad zagotavljanjem referenčne vrednosti, ki jo določa upravljavec na podlagi te uredbe, in je pri tem odgovoren pristojnemu organu referenčne države članice.
An administrator located in a third country intending to obtain prior recognition as referred to in paragraph 1 shall have a legal representative established in its Member State of reference.
kadar je upravljavec del skupine, ki vsebuje en nadzorovani subjekt s sedežem v Uniji, je referenčna država članica država članica, v kateri ima ta subjekt sedež.
The legal representative shall be a natural or legal person located in the Union, and which, expressly appointed by the administrator located in a third country, acts on behalf of such administrator vis-à-vis the authorities and any other person in the Union with regard to the administrator's obligations under this Regulation.
Tak nadzorovani subjekt se imenuje za pravnega zastopnika za namene odstavka 3;
The legal representative shall perform the oversight function relating to the provision of benchmarks performed by the administrator under this Regulation together with the administrator and, in that respect, shall be accountable to the competent authority of the Member State of reference.
če se točka (a) ne uporablja, kadar je upravljavec del skupine, ki vsebuje več kot en nadzorovani subjekt s sedežem v Uniji, je referenčna država članica država članica, v kateri ima sedež največ nadzorovanih subjektov, ali, če je število nadzorovanih subjektov enako, je referenčna država članica tista, v kateri je vrednost finančnih instrumentov, finančnih pogodb ali investicijskih skladov, ki je zastopana v referenčni vrednosti, najvišja.
The Member State of reference of an administrator located in a third country shall be determined as follows:
Eden od nadzorovanih subjektov s sedežem v referenčni državi članici, določeni na podlagi te točke, se imenuje za pravnega zastopnika za namene odstavka 3;
where an administrator is part of a group that contains one supervised entity located in the Union, the Member State of reference shall be the Member State where that supervised entity is located.
če se nobena od točk (a) in (b) tega odstavka ne uporablja in kadar se finančni instrumenti, uvrščeni v trgovanje na mestu trgovanja, kakor je opredeljeno v točki 24 člena 4(1) Direktive 2014/65/EU, sklicujejo na eno ali več referenčnih vrednosti, ki jih zagotavlja upravljavec, v eni ali več državah članicah, je referenčna država članica tista, v kateri je bil finančni instrument, ki se sklicuje na katero koli od teh referenčnih vrednosti, uvrščen v trgovanje ali se je z njim prvič trgovalo in se še trguje na mestu trgovanja.
Such supervised entity shall be appointed as the legal representative for the purposes of paragraph 3;
Če so bili ustrezni finančni instrumenti hkrati uvrščeni v trgovanje ali se je z njimi prvič hkrati trgovalo in se še trguje na mestih trgovanja v različnih državah članicah, je referenčna država tista, v kateri je vrednost finančnih instrumentov, finančnih pogodb ali investicijskih skladov, ki je zastopana v referenčni vrednosti, najvišja;
if point (a) does not apply, where an administrator is part of a group that contains more than one supervised entity located in the Union, the Member State of reference shall be the Member State where the highest number of supervised entities are located or, in the event that there is an equal number of supervised entities, the Member State of reference shall be the one where the value of financial instruments, financial contracts or investment funds that reference the benchmark is highest.
če se točke (a), (b) in (c) ne uporabljajo, kadar nadzorovani subjekti eno ali več referenčnih vrednosti, ki jih zagotavlja upravljavec, uporabljajo v več kot eni državi članici, je referenčna država članica tista, v kateri ima sedež največ takih nadzorovanih subjektov ali, če je število nadzorovanih subjektov enako, je referenčna država članica tista, v kateri je vrednost finančnih instrumentov, finančnih pogodb ali investicijskih skladov, ki je zastopana v referenčni vrednosti, najvišja;
One of the supervised entities located in the Member State of reference determined pursuant to this point shall be appointed as the legal representative for the purposes of paragraph 3;
če se točke (a), (b), (c) in (d) ne uporabljajo in če je upravljavec z nadzorovanim subjektom sklenil sporazum, da se strinja z uporabo referenčne vrednosti, ki jo zagotavlja, je referenčna država članica tista, v kateri ima tak nadzorovani subjekt sedež.
if neither point (a) nor (b) of this paragraph applies, where one or more benchmarks provided by the administrator are used as a reference for financial instruments admitted to trading in a trading venue as defined in point (24) of Article 4(1) of Directive 2014/65/EU in one or more Member States, the Member State of reference shall be the Member State where the financial instrument referencing any of those benchmarks was admitted to trading or traded on a trading venue for the first time and is still traded.
Upravljavec s sedežem v tretji državi, ki namerava pridobiti predhodno priznanje iz odstavka 1, zaprosi za priznanje pristojni organ v svoji referenčni državi članici.
If the relevant financial instruments were admitted to trading or traded for the first time simultaneously on trading venues in different Member States, and are still traded, the Member State of reference shall be the one where the value of financial instruments, financial contracts or investment funds that reference the benchmark is highest;
Upravljavec, ki predloži vlogo, zagotovi vse potrebne informacije, da pristojnemu organu dokaže, da je v času priznanja uredil vse potrebno za izpolnjevanje zahtev iz odstavka 2, in predloži seznam svojih dejanskih ali možnih referenčnih vrednosti, ki se lahko uporabljajo v Uniji, ter, kjer je primerno, navede ime pristojnega organa, ki je odgovoren za njegov nadzor v tretji državi.
if points (a), (b) and (c) do not apply, where one or more benchmarks provided by the administrator are used by supervised entities in more than one Member State, the Member State of reference shall be the Member State where the highest number of such supervised entities are located or, in the event that there is an equal number of supervised entities, the Member State of reference shall be the one where the value of financial instruments, financial contracts or investment funds that reference the benchmark is highest;
V 90 dneh od prejetja vloge iz prvega pododstavka tega odstavka pristojni organ preveri, ali so izpolnjeni pogoji, določeni v odstavkih 2, 3 in 4.
if points (a), (b), (c) and (d) do not apply and if the administrator enters into an agreement consenting to the use of a benchmark it provides with a supervised entity, the Member State of reference shall be the Member State where such supervised entity is located.
Če pristojni organ meni, da pogoji, določeni v odstavkih 2, 3, in 4 niso izpolnjeni, vlogo za priznanje zavrne in pojasni razloge za zavrnitev.
An administrator located in a third country intending to obtain prior recognition as referred to in paragraph 1 shall apply for recognition with the competent authority of its Member State of reference.
Poleg tega pa se priznanje ne izda, razen če so izpolnjeni naslednji dodatni pogoji:
The applicant administrator shall provide all information necessary to satisfy the competent authority that it has established, at the time of recognition, all the necessary arrangements to meet the requirements referred to in paragraph 2 and shall provide the list of its actual or prospective benchmarks which may be used in the Union and shall, where applicable, indicate the competent authority responsible for its supervision in the third country.
kadar je upravljavec s sedežem v tretji državi predmet nadzora, je med pristojnim organom referenčne države članice in pristojnim organom tretje države, v kateri ima upravljavec sedež, skladno z regulativnimi tehničnimi standardi, sprejetimi na podlagi člena 30(5), sklenjen ustrezen dogovor o sodelovanju, da se zagotovi vsaj učinkovita izmenjava informacij, kar pristojnemu organu omogoča, da opravlja svoje dolžnosti v skladu s to uredbo;
Within 90 working days of receipt of the application referred to in the first subparagraph of this paragraph, the competent authority shall verify that the conditions laid down in paragraphs 2, 3 and 4 are fulfilled.
zakoni ali druge določbe tretje države, v kateri ima upravljavec sedež, ali, kadar je primerno, omejitve glede nadzornih in preiskovalnih pooblastil nadzornega organa iz te tretje države ne ovirajo pristojnih organov pri učinkovitem izvajanju njihovih nadzornih funkcij na podlagi te uredbe.
If the competent authority considers that the conditions laid down in paragraphs 2, 3 and 4 are not fulfilled, it shall refuse the recognition request and set out the reasons for that refusal.
Če pristojni organ referenčne države članice meni, da upravljavec s sedežem v tretji državi zagotavlja referenčno vrednost, ki izpolnjuje pogoje za pomembno ali nepomembno referenčno vrednost, kakor je določeno v členih 24 oziroma 26, o tem nemudoma obvesti ESMA.
In addition, no recognition shall be granted unless the following additional conditions are fulfilled:
To oceno podpre z informacijami, ki mu jih posreduje upravljavec v zadevni vlogi za priznanje.
where an administrator located in a third country is subject to supervision, an appropriate cooperation arrangement is in place between the competent authority of the Member State of reference and the competent authority of the third country where the administrator is located, in compliance with the regulatory technical standards adopted pursuant to Article 30(5), in order to ensure an efficient exchange of information that allows the competent authority to carry out its duties in accordance with this Regulation;
ESMA v enem mesecu po prejetju obvestila iz prvega pododstavka pristojnemu organu izda priporočilo o uvrstitvi referenčne vrednosti in zahtevah, ki veljajo za njeno zagotavljanje, kakor je določeno v členih 24, 25 in 26.
the effective exercise by the competent authority of its supervisory functions under this Regulation is neither prevented by the laws, regulations or administrative provisions of the third country where the administrator is located, nor, where applicable, by limitations in the supervisory and investigatory powers of that third country's supervisory authority.
Priporočilo lahko zlasti obravnava, ali ESMA meni, da so pogoji za tako uvrstitev izpolnjeni na podlagi informacij, ki jih posreduje upravljavec v vlogi za priznanje.
In the event that the competent authority of the Member State of reference considers that an administrator located in a third country provides a benchmark that fulfils the conditions of a significant or non-significant benchmark, as provided for in Articles 24 and 26 respectively, it shall, without undue delay, notify ESMA thereof.
Rok iz odstavka 5 se prekine od dne, ko ESMA prejme obvestilo, in dokler ESMA v skladu s tem odstavkom ne izda priporočila.
It shall support such assessment with the information provided by the administrator in the relevant application for recognition.
Če pristojni organ referenčne države članice predlaga izdajo priznanja, ki je v nasprotju s priporočilom ESMA iz drugega pododstavka, o tem obvesti ESMA in navede razloge.