natgillin/translations-raw huggingface dataset:
The Commission shall be empowered to adopt delegated acts in accordance with Article 49 in order to specify further technical elements of the definitions laid down in paragraph 1 of this Article, in particular specifying what constitutes making available to the public for the purposes of the definition of an index.
Komisija sprejme izvedbene akte, da vzpostavi in pregleda seznam javnih organov v Uniji, ki ustrezajo opredelitvi iz točke 29 odstavka 1 tega člena.
Where applicable, the Commission shall take into account the market or technological developments and the international convergence of supervisory practice in relation to benchmarks.
Ti izvedbeni akti se sprejmejo v skladu s postopkom pregleda iz člena 50(2).
The Commission shall adopt implementing acts in order to establish and review a list of public authorities in the Union falling within the definition under point (29) of paragraph 1 of this Article.
NASLOV II
Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 50(2).
CELOVITOST IN ZANESLJIVOST REFERENČNIH VREDNOSTI
TITLE II
POGLAVJE 1
BENCHMARK INTEGRITY AND RELIABILITY
Upravljanje in kontrola upravljavcev
CHAPTER 1
Člen 4
Governance of and control by administrators
Zahteve glede upravljanja in navzkrižja interesov
Article 4
Upravljavec mora imeti zanesljivo ureditev upravljanja, ki vključuje jasno organizacijsko strukturo z natančno določenimi, preglednimi in doslednimi vlogami in odgovornostmi za vse osebe, ki so vključene v zagotavljanje referenčne vrednosti.
Governance and conflict of interest requirements
Upravljavec sprejme ustrezne ukrepe za odkrivanje in preprečevanje ali obvladovanje navzkrižja interesov med njim, vključno z njegovimi poslovodji, uslužbenci ali drugo osebo, ki je neposredno ali posredno pod njegovim nadzorom, in prispevajočimi osebami ali uporabniki, ter za zagotovitev, da se presoja ali diskrecijska pravica v procesu določanja referenčnih vrednosti, kadar se ta zahteva, izvaja neodvisno in pošteno.
An administrator shall have in place robust governance arrangements which include a clear organisational structure with well-defined, transparent and consistent roles and responsibilities for all persons involved in the provision of a benchmark.
Zagotavljanje referenčne vrednosti je operativno ločeno od vseh delov poslovanja upravljavca, v povezavi s katerimi bi lahko prišlo do dejanskega ali potencialnega navzkrižja interesov.
Administrators shall take adequate steps to identify and to prevent or manage conflicts of interest between themselves, including their managers, employees or any person directly or indirectly linked to them by control, and contributors or users, and to ensure that, where any judgement or discretion in the benchmark determination process is required, it is independently and honestly exercised.
Kadar pride do navzkrižja interesov pri upravljavcu zaradi njegove lastniške strukture, obvladujočih deležev ali drugih dejavnosti katerega koli subjekta, ki ima v lasti upravljavca ali ga obvladuje, oziroma subjekta, ki je v lasti ali je obvladovan s strani upravljavca ali povezanih podjetij upravljavca, in navzkrižja ni mogoče ustrezno odpraviti, lahko ustrezni pristojni organ od upravljavca zahteva vzpostavitev neodvisne nadzorne funkcije, ki vključuje uravnoteženo predstavništvo deležnikov, vključno z uporabniki in prispevajočimi osebami.
The provision of a benchmark shall be operationally separated from any part of an administrator's business that may create an actual or potential conflict of interest.
Če takega navzkrižja interesov ni mogoče ustrezno obvladovati, lahko ustrezen pristojni organ od upravljavca zahteva, da prekine dejavnosti ali odnose, ki ustvarjajo navzkrižje interesov, ali preneha zagotavljati referenčno vrednost.
Where a conflict of interest arises within an administrator due to the latter's ownership structure, controlling interests or other activities conducted by any entity owning or controlling the administrator or by an entity that is owned or controlled by the administrator or any of the administrator's affiliates, that cannot be adequately mitigated, the relevant competent authority may require the administrator to establish an independent oversight function which shall include a balanced representation of stakeholders, including users and contributors.
Upravljavec objavi ali razkrije vsa obstoječa ali morebitna navzkrižja interesov uporabnikom referenčne vrednosti ustreznemu pristojnemu organu in, kadar je ustrezno, prispevajočo osebo, vključno z navzkrižji interesov, ki izhajajo iz lastništva ali obvladovanja upravljavca.
If such a conflict of interest cannot be adequately managed, the relevant competent authority may require the administrator to either cease the activities or relationships that create the conflict of interest or cease providing the benchmark.
Upravljavec vzpostavi in uporablja ustrezne politike in postopke ter učinkovite organizacijske ureditve za ugotavljanje, razkrivanje, preprečevanje, obvladovanje in blaženje navzkrižij interesov, da zaščiti celovitost in neodvisnost določitve referenčnih vrednosti.
An administrator shall publish or disclose all existing or potential conflicts of interest to users of a benchmark, to the relevant competent authority and, where relevant, to contributors, including conflicts of interest arising from the ownership or control of the administrator.
Take politike in postopki se redno pregledujejo in posodabljajo.
An administrator shall establish and operate adequate policies and procedures, as well as effective organisational arrangements, for the identification, disclosure, prevention, management and mitigation of conflicts of interest in order to protect the integrity and independence of benchmark determinations.
Politike in postopki upoštevajo in obravnavajo navzkrižja interesov, stopnjo diskrecijske pravice, ki se uveljavlja v procesu določanja referenčne vrednosti, in tveganja, ki jih referenčna vrednost predstavlja, ter:
Such policies and procedures shall be regularly reviewed and updated.
zagotavljajo zaupnost informacij, ki se prispevajo upravljavcu ali jih upravljavec pripravi in za katere veljajo obveznosti glede razkritja in preglednosti na podlagi te uredbe, ter
The policies and procedures shall take into account and address conflicts of interest, the degree of discretion exercised in the benchmark determination process and the risks that the benchmark poses, and shall:
zlasti blažijo navzkrižja interesov, ki nastanejo zaradi lastništva ali obvladovanja s strani upravljavca, zaradi drugih interesov v skupini upravljavca ali kot rezultat drugih oseb, ki lahko vplivajo na upravljavca v zvezi z določanjem referenčne vrednosti ali ga obvladujejo.
ensure the confidentiality of information contributed to or produced by the administrator, subject to the disclosure and transparency obligations under this Regulation; and
Upravljavec zagotovi, da za zaposlene in ostale fizične osebe, katerih storitve so mu na voljo ali jih obvladuje in ki neposredno sodelujejo pri zagotavljanju referenčne vrednosti, velja naslednje:
specifically mitigate conflicts of interest due to the administrator's ownership or control, or due to other interests in the administrator's group or as a result of other persons that may exercise influence or control over the administrator in relation to determining the benchmark.
imajo potrebne sposobnosti, znanje in izkušnje za naloge, ki so jim dodeljene, ter so predmet učinkovitega upravljanja in nadzora;
Administrators shall ensure that their employees and any other natural persons whose services are placed at their disposal or under their control and who are directly involved in the provision of a benchmark:
niso pod neprimernim vplivom ali predmet navzkrižja interesov, nadomestilo in ocena delovanja teh oseb pa ne ustvarjata navzkrižij interesov ali drugače vplivata na celovitost procesa določanja referenčne vrednosti;
have the necessary skills, knowledge and experience for the duties assigned to them and are subject to effective management and supervision;
nimajo interesov ali poslovnih povezav, ki bi ogrožale dejavnosti zadevnega upravljavca;
are not subject to undue influence or conflicts of interest and that the compensation and performance evaluation of those persons do not create conflicts of interest or otherwise impinge upon the integrity of the benchmark determination process;
ne smejo prispevati k določanju referenčne vrednosti s sodelovanjem pri povpraševanju in ponudbi ter trgovanju v lastnem imenu ali v imenu udeležencev na trgu, razen če je ta način prispevanja izrecno zahtevan kot del metodologije referenčnih vrednosti in zanj veljajo posebna pravila; ter
do not have any interests or business connections that compromise the activities of the administrator concerned;
zanje veljajo učinkoviti postopki za nadziranje izmenjave informacij z drugimi zaposlenimi, ki so vključeni v dejavnosti, ki bi lahko ustvarile tveganje navzkrižij interesov, ali s tretjimi strankami, kadar bi lahko takšna informacija vplivala na referenčno vrednost.
are prohibited from contributing to a benchmark determination by way of engaging in bids, offers and trades on a personal basis or on behalf of market participants, except where such way of contribution is explicitly required as part of the benchmark methodology and is subject to specific rules therein; and
Upravljavec vzpostavi posebne postopke notranjega nadzora, da zagotovi integriteto in zanesljivost zaposlenega ali osebe, ki določa referenčno vrednost, pri čemer mora vodstvo referenčno vrednost pred razširjanjem vsaj notranje potrditi.
are subject to effective procedures to control the exchange of information with other employees involved in activities that may create a risk of conflicts of interest or with third parties, where that information may affect the benchmark.
Člen 5
An administrator shall establish specific internal control procedures to ensure the integrity and reliability of the employee or person determining the benchmark, including at least internal sign-off by management before the dissemination of the benchmark.
Zahteve za funkcijo nadzora
Article 5
Upravljavec vzpostavi in vzdržuje stalno in učinkovito funkcijo nadzora, da zagotovi nadzor vseh vidikov zagotavljanja svojih referenčnih vrednosti.
Oversight function requirements
Upravljavec za svojo funkcijo nadzora razvije in vzdržuje zanesljive postopke, ki jih da na voljo ustreznim pristojnim organom.
Administrators shall establish and maintain a permanent and effective oversight function to ensure oversight of all aspects of the provision of their benchmarks.
Funkcija nadzora se opravlja z integriteto in vključuje naslednje odgovornosti, ki jih upravljavec prilagodi glede na zapletenost, uporabo in ranljivost referenčne vrednosti:
Administrators shall develop and maintain robust procedures regarding their oversight function, which shall be made available to the relevant competent authorities.
pregled opredelitve referenčne vrednosti in njene metodologije vsaj enkrat letno;
The oversight function shall operate with integrity and shall have the following responsibilities, which shall be adjusted by the administrator based on the complexity, use and vulnerability of the benchmark:
nadzor vseh sprememb metodologije določanja referenčnih vrednosti ter možnost od upravljavca zahtevati posvetovanje o teh spremembah;
reviewing the benchmark's definition and methodology at least annually;
nadzor upravljavčevega okvira kontrole, vodenja in upravljanja referenčne vrednosti, ter, kadar referenčna vrednost temelji na vhodnih podatkih prispevajočih oseb, kodeksa ravnanja iz člena 15;
overseeing any changes to the benchmark methodology and being able to request the administrator to consult on such changes;
pregled in odobritev postopkov za prenehanje referenčne vrednosti, vključno s posvetovanji o prenehanju;
overseeing the administrator's control framework, the management and operation of the benchmark, and, where the benchmark is based on input data from contributors, the code of conduct referred to in Article 15;
nadzor vseh tretjih strani, ki sodelujejo pri zagotavljanju referenčne vrednosti, vključno s posredniki za izračune ali razširjanje;
reviewing and approving procedures for cessation of the benchmark, including any consultation about a cessation;
ocenjevanje notranjih in zunanjih revizij ali pregledov ter spremljanje izvajanja sprejetih popravnih ukrepov;
overseeing any third party involved in the provision of the benchmark, including calculation or dissemination agents;
kadar referenčna vrednost temelji na vhodnih podatkih prispevajočih oseb, spremljanje vhodnih podatkov in prispevajočih oseb ter ukrepov upravljavca pri zavračanju ali potrjevanju veljavnosti vhodnih podatkov;
assessing internal and external audits or reviews, and monitoring the implementation of identified remedial actions;
kadar referenčna vrednost temelji na vhodnih podatkih prispevajočih oseb, sprejemanje učinkovitih ukrepov za morebitne kršitve kodeksa ravnanja iz člena 15; ter
where the benchmark is based on input data from contributors, monitoring the input data and contributors and the actions of the administrator in challenging or validating contributions of input data;
poročanje ustreznim pristojnim organom o vsakem neustreznem ravnanju prispevajočih oseb, kadar referenčna vrednost temelji na vhodnih podatkih prispevajočih oseb, ali upravljavcev, s katerim se seznani nadzorna funkcija, ter o vseh nepravilnih ali sumljivih vhodnih podatkih.
where the benchmark is based on input data from contributors, taking effective measures in respect of any breaches of the code of conduct referred to in Article 15; and
Funkcijo nadzora opravlja poseben odbor ali pa je vzpostavljena druga ustrezna ureditev upravljanja.
reporting to the relevant competent authorities any misconduct by contributors, where the benchmark is based on input data from contributors, or administrators, of which the oversight function becomes aware, and any anomalous or suspicious input data.
ESMA pripravi osnutke regulativnih tehničnih standardov, s katerimi določi postopke v zvezi s funkcijo nadzora in njene značilnosti, kar zadeva njeno sestavo in položaj v organizacijski strukturi upravljavca in tako zagotovi integriteto funkcije in prepreči navzkrižje interesov.
The oversight function shall be carried out by a separate committee or by means of another appropriate governance arrangement.
ESMA zlasti pripravi neizčrpen seznam ustreznih ureditev upravljanja, kot je določeno v odstavku 4.
ESMA shall develop draft regulatory technical standards to specify the procedures regarding the oversight function and the characteristics of the oversight function including its composition as well as its positioning within the organisational structure of the administrator, so as to ensure the integrity of the function and the absence of conflicts of interest.
ESMA razlikuje med različnimi vrstami referenčnih vrednosti in sektorjev, kakor je določeno v tej uredbi, in upošteva razlike lastniške in obvladovalne strukture upravljavcev, vrsto, obseg in zapletenost zagotavljanja referenčne vrednosti ter tveganje in vpliv referenčne vrednosti, tudi glede na mednarodno konvergenco nadzorne prakse v zvezi z zahtevami glede upravljanja referenčnih vrednosti.
In particular, ESMA shall develop a non-exhaustive list of appropriate governance arrangements as laid down in paragraph 4.
Vendar pa osnutki regulativnih tehničnih standardov ESMA ne zajemajo upravljavcev nepomembnih referenčnih vrednosti in se ne uporabljajo zanje.
ESMA shall distinguish between the different types of benchmarks and sectors as set out in this Regulation and shall take into consideration the differences in the ownership and control structure of administrators, the nature, scale and complexity of the provision of the benchmark, and the risk and impact of the benchmark, also in light of international convergence of supervisory practice in relation to governance requirements of benchmarks.
ESMA te osnutke regulativnih tehničnih standardov predloži Komisiji do 1. aprila 2017.
However, the ESMA draft regulatory technical standards shall not cover or apply to administrators of non-significant benchmarks.
Na Komisijo se prenese pooblastilo za sprejemanje regulativnih tehničnih standardov iz prvega pododstavka v skladu s postopkom iz členov 10 do 14 Uredbe (EU) št. 1095/2010.
ESMA shall submit those draft regulatory technical standards to the Commission by 1 April 2017.
ESMA lahko v skladu s členom 16 Uredbe (EU) št. 1095/2010 izda smernice, naslovljene na upravljavce nepomembnih referenčnih vrednosti, v katerih določi elemente iz odstavka 5 tega člena.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with the procedure laid down in Articles 10 to 14 of Regulation (EU) No 1095/2010.
Člen 6
ESMA may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010, addressed to administrators of non-significant benchmarks to specify the elements referred to in paragraph 5 of this Article.
Zahteve za okvir kontrole
Article 6
Upravljavec vzpostavi okvir kontrole, ki zagotavlja, da se referenčna vrednost zagotavlja in objavlja ali daje na voljo v skladu s to uredbo.
Control framework requirements
Okvir kontrole je sorazmeren z ravnjo ugotovljenih navzkrižij interesov, stopnjo diskrecijske pravice pri zagotavljanju referenčne vrednosti in vrsto vhodnih podatkov referenčne vrednosti.
Administrators shall have in place a control framework that ensures that their benchmarks are provided and published or made available in accordance with this Regulation.
Okvir kontrole vključuje:
The control framework shall be proportionate to the level of conflicts of interest identified, the extent of discretion in the provision of the benchmark and the nature of the benchmark input data.
upravljanje operativnega tveganja;
The control framework shall include:
ustrezno in učinkovito neprekinjeno poslovanje ter načrte ponovne vzpostavitve delovanja;
management of operational risk;
postopke v izrednih razmerah, ki so vzpostavljeni za primer motnje v procesu zagotavljanja referenčne vrednosti.
adequate and effective business continuity and disaster recovery plans;
Upravljavec vzpostavi ukrepe za:
contingency procedures that are in place in the event of a disruption to the process of the provision of the benchmark.
zagotovitev, da prispevajoče osebe spoštujejo kodeks ravnanja iz člena 15 in upoštevajo veljavne standarde za vhodne podatke;
An administrator shall establish measures to:
spremljanje vhodnih podatkov, vključno s spremljanjem vhodnih podatkov pred objavo referenčne vrednosti in potrjevanjem veljavnosti vhodnih podatkov po objavi za določanje napak in nepravilnosti, kjer je to izvedljivo.
ensure that contributors adhere to the code of conduct referred to in Article 15 and comply with the applicable standards for input data;
Okvir kontrole se primerno dokumentira, pregleda in posodablja ter da na voljo ustreznemu pristojnemu organu in na zahtevo uporabnikom.
monitor input data including, where feasible, monitoring input data before publication of the benchmark and validating input data after publication to identify errors and anomalies.
Člen 7
The control framework shall be documented, reviewed and updated as appropriate and made available to the relevant competent authority and, upon request, to users.
Zahteve za okvir odgovornosti
Article 7
Upravljavec vzpostavi okvir odgovornosti, ki obsega evidentiranje, revidiranje in pregledovanje ter pritožbeni proces in zagotavlja dokaze o skladnosti z zahtevami te uredbe.
Accountability framework requirements
Upravljavec določi notranjo funkcijo s potrebno zmožnostjo pregledovanja ter poročanja o tem, ali upravljavec upošteva metodologijo referenčnih vrednosti in to uredbo.
An administrator shall have in place an accountability framework, covering record-keeping, auditing and review, and a complaints process, that provides evidence of compliance with the requirements of this Regulation.
Za ključne referenčne vrednosti upravljavec določi neodvisnega zunanjega revizorja, da vsaj enkrat letno pregleda, ali upravljavec upošteva metodologijo izračuna referenčnih vrednosti in to uredbo, ter o tem poroča.
An administrator shall designate an internal function with the necessary capability to review and report on the administrator's compliance with the benchmark methodology and this Regulation.
Upravljavec na zahtevo ustreznega pristojnega organa zagotovi podrobnosti o pregledih in poročanju iz odstavka 2.
For critical benchmarks, an administrator shall appoint an independent external auditor to review and report on the administrator's compliance with the benchmark methodology and this Regulation, at least annually.
Na zahtevo ustreznega pristojnega organa ali katerega koli uporabnika referenčne vrednosti upravljavec objavi podrobnosti o pregledih iz odstavka 3.
Upon the request of the relevant competent authority, an administrator shall provide to the relevant competent authority the details of the reviews and reports provided for in paragraph 2.
Člen 8
Upon the request of the relevant competent authority or any user of a benchmark, an administrator shall publish the details of the audits provided for in paragraph 3.
Zahteve glede vodenja evidenc
Article 8
Upravljavec vodi podrobne evidence o:
Record-keeping requirements
vseh vhodnih podatkih, vključno z uporabo takih podatkov;
An administrator shall keep records of:
uporabljeni metodologiji za določitev referenčne vrednosti;
all input data, including the use of such data;
vsaki presoji ali diskrecijski pravici, ki jo ima upravljavec in po potrebi ocenjevalec pri določanju referenčne vrednosti, vključno z utemeljitvijo navedene presoje ali diskrecijske pravice;
the methodology used for the determination of a benchmark;
neupoštevanju vhodnih podatkov, zlasti kadar se pri tem upoštevajo zahteve metodologije določanja referenčnih vrednosti, ter utemeljitvi zanj;
any exercise of judgement or discretion by the administrator and, where applicable, by assessors, in the determination of a benchmark, including the reasoning for said judgement or discretion;
drugih spremembah v standardnih postopkih in metodologijah ali odstopanjih od njih, vključno s spremembami in odstopanji, sprejetimi v času pretresov ali motenj na trgu;
the disregard of any input data, in particular where it conformed to the requirements of the benchmark methodology, and the rationale for such disregard;
identiteti predlagateljev in fizičnih oseb, ki jih upravljavci zaposlijo za določanje referenčnih vrednosti;
other changes in or deviations from standard procedures and methodologies, including those made during periods of market stress or disruption;
vseh dokumentih v zvezi s pritožbami, vključno z dokumenti, ki jih predloži pritožnik; ter
the identities of the submitters and of the natural persons employed by the administrator for the determination of a benchmark;
telefonskih pogovorih ali elektronskem komuniciranju med osebami, ki jih je zaposlil upravljavec, in prispevajoče osebe ali predlagatelji v zvezi z referenčno vrednostjo.
all documents relating to any complaint, including those submitted by a complainant; and
Upravljavec hrani evidence iz odstavka 1 vsaj pet let v takšni obliki, ki omogoča ponovitev določitve referenčne vrednosti in njihovo popolno razumevanje ter revizijo ali ocenjevanje vhodnih podatkov, izračunov, presoje in diskrecijske pravice.
telephone conversations or electronic communications between any person employed by the administrator and contributors or submitters in respect of a benchmark.
Evidence telefonskih pogovorov ali elektronskih komunikacij, zabeležene v skladu s točko (h) odstavka 1, se na zahtevo zagotovijo osebam, udeleženim v pogovoru ali komunikaciji, in se hranijo tri leta.
An administrator shall keep the records set out in paragraph 1 for at least five years in such a form that it is possible to replicate and fully understand the determination of a benchmark and enable an audit or evaluation of input data, calculations, judgements and discretion.
Člen 9