natgillin/translations-raw huggingface dataset:
For the implementation of the uniform principles as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the review report on Saccharomyces cerevisiae strain LAS02, and in particular Appendices I and II thereof, shall be taken into account.
V tej celoviti oceni morajo biti države članice zlasti pozorne na zaščito izvajalcev in delavcev ob upoštevanju, da Saccharomyces cerevisiae, sev LAS02, lahko povzroča preobčutljivost.
In this overall assessment Member States shall pay particular attention to the protection of operators and workers, taking into account that Saccharomyces cerevisiae strain LAS02 is to be considered as a potential sensitizer.
Pogoji uporabe po potrebi vključujejo ukrepe za zmanjšanje tveganja.
In Part D of the Annex to Implementing Regulation (EU) No 540/2011, the following entry is added:
Številka
Number
Proizvajalec zagotovi strogo vzdrževanje okoljskih pogojev in analize nadzora kakovosti med proizvodnim postopkom.“
Commission Implementing Regulation (EU) 2016/953
Izvedbena uredba Komisije (EU) 2016/953
supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
o dopolnitvi Uredbe (EU) št. 596/2014 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za ustrezne ureditve, sisteme in postopke ter predloge obvestil za preprečevanje, odkrivanje in poročanje zlorab ali sumljivih naročil ali poslov
Having regard to Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC [1], and in particular the third subparagraph of Article 16(5) thereof,
ob upoštevanju Uredbe (EU) št. 596/2014 Evropskega parlamenta in Sveta z dne 16. aprila 2014 o zlorabi trga (uredba o zlorabi trga) ter razveljavitvi Direktive 2003/6/ES Evropskega parlamenta in Sveta ter direktiv Komisije 2003/124/ES, 2003/125/ES in 2004/72/ES [1], in zlasti tretjega pododstavka člena 16(5) Uredbe;
It is necessary to specify appropriate requirements for the arrangements, procedures and systems that market operators and investment firms operating a trading venue and any person professionally arranging or executing transactions should have in place for the reporting of orders and transactions that could constitute insider dealing, market manipulation or attempted insider dealing or market manipulation under Regulation (EU) No 596/2014.
Treba je določiti ustrezne zahteve za ureditve, postopke in sisteme, ki bi jih morali imeti vzpostavljene upravljavci trga in investicijska podjetja, ki upravljajo mesto trgovanja, ter vsaka oseba, ki se v okviru svojega poklica dogovarja za posle ali jih izvaja, za poročanje o naročilih in poslih, ki bi lahko pomenili trgovanje z notranjimi informacijami, tržno manipulacijo ali poskus trgovanja z notranjimi informacijami ali tržne manipulacije v skladu z Uredbo (EU) št. 596/2014.
Such requirements should assist the prevention and detection of market abuse.
Te zahteve bi morale pomagati pri preprečevanju in odkrivanju zlorabe trga.
They should also assist in ensuring that notifications submitted to competent authorities are meaningful, comprehensive and useful.
Prav tako bi morale pomagati k zagotavljanju, da so obvestila, ki se predložijo pristojnim organom, smiselna, celovita in koristna.
In order to ensure that detection of market abuse is effective, appropriate systems should be in place to monitor orders and transactions.
Za zagotovitev učinkovitega odkrivanja zlorabe trga, bi morali biti vzpostavljeni ustrezni sistemi za spremljanje naročil in poslov.
Such systems should provide for human analysis carried out by appropriately trained staff.
Taki sistemi bi morali zagotavljati, da analizo opravi človek, in to ustrezno usposobljeni zaposleni.
The systems for monitoring market abuse should be capable of producing alerts in line with predefined parameters in order to allow for further anaysis to be conducted on potential insider dealing, market manipulation or attempted insider dealing or market manipulation.
Sistemi za spremljanje zlorabe trga bi morali biti sposobni ustvarjati opozorila v skladu z vnaprej določenimi parametri, da se omogoči izvedba nadaljnje analize v zvezi z morebitnim trgovanjem z notranjimi informacijami, tržno manipulacijo ali poskusom trgovanja z notranjimi informacijami ali tržne manipulacije.
The whole process is likely to require some level of automation.
Celotni postopek bo verjetno zahteval določeno stopnjo avtomatizacije.
In order to facilitate and promote a consistent approach and practices across the Union in relation to prevention and detection of market abuse, it is appropriate to lay down detailed provisions harmonising the content of, the template for and the timing of the reporting of suspicious orders and transactions.
Da bi olajšali in spodbudili usklajen pristop in prakse za preprečevanje in odkrivanje zlorabe trga v celotni Uniji, je primerno določiti podrobne določbe za uskladitev vsebine in časa poročanja o sumljivih naročilih in poslih ter predloge za takšno poročanje.
Persons professionally arranging or executing transactions engaged in algorithmic trading and subject to Directive 2014/65/EU of the European Parliament and of the Council [2] should establish and maintain the systems referred to in this Regulation and Regulation (EU) No 596/2014 and should remain subject to Article 17(1) of Directive 2014/65/EU.
Osebe, ki se v okviru svojega poklica dogovarjajo za posle ali jih izvajajo in se ukvarjajo z algoritemskim trgovanjem ter se zanje uporablja Direktiva 2014/65/EU Evropskega parlamenta in Sveta [2], bi morale vzpostaviti in vzdrževati sisteme iz te uredbe in Uredbe (EU) št. 596/2014, zanje pa bi moral še naprej veljati člen 17(1) Direktive 2014/65/EU.
Persons that are professionally engaged in arranging or executing transactions should be able to delegate the monitoring, detection and identification of suspicious orders and transactions within a group or to delegate the data analysis and the generation of alerts, subject to appropriate conditions.
Osebam, ki se v okviru svojega poklica dogovarjajo za posle ali jih izvajajo, bi moralo biti omogočeno, da pod ustreznimi pogoji prenesejo naloge spremljanja, odkrivanja in prepoznavanja sumljivih naročil in poslov znotraj skupine ali da prenesejo na druge izvedbo analize podatkov in ustvarjanja opozoril.
Such delegation should make it possible to share resources, to centrally develop and maintain monitoring systems and to build expertise in the context of monitoring orders and transactions.
Tak prenos nalog bi moral omogočiti delitev virov, razvoj in vzdrževanje sistemov spremljanja na centralni ravni ter pridobivanje strokovnega znanja v okviru spremljanja naročil in poslov.
Such delegationg should not prevent the competent authorities from assessing, at any time, whether the systems, arrangements and procedures of the person to whom the functions are delegated are effective to comply with the obligation to monitor and detect market abuse.
Pristojnim organom tak prenos nalog ne bi smel preprečiti, da kadar koli ocenijo, ali so sistemi, ureditve in postopki osebe, na katero se naloge prenesejo, učinkoviti pri izpolnjevanju obveznosti spremljanja in odkrivanja zlorabe trga.
The obligation to report as well as the responsibility to comply with this Regulation and with Article 16 of Regulation (EU) No 596/2014 should remain with the delegating person.
Obveznost poročanja ter odgovornost za spoštovanje te uredbe in člena 16 Uredbe (EU) št. 596/2014 bi morala obdržati oseba, ki je izvedla prenos nalog.
Trading venues should have appropriate trading rules contributing to the prevention of insider dealing and market manipulation or attempted insider dealing or market manipulation.
Mesta trgovanja bi morala imeti ustrezna pravila trgovanja, ki prispevajo k preprečevanju trgovanja z notranjimi informacijami in tržne manipulacije ali poskusa trgovanja z notranjimi informacijami ali tržne manipulacije.
Trading venues should also have facilities to replay the order book in order to analyse the activity of a trading session in a context of algorithmic trading including high frequency trading.
Poleg tega bi morala imeti mesta trgovanja na voljo sisteme za ponovno predvajanje knjige naročil zaradi analize dejavnosti tekom trgovalnega dne v okviru algoritemskega trgovanja, vključno z visokofrekvenčnim trgovanjem.
A single and harmonised template for electronically submitting a suspicious transaction and order report (STOR) should assist compliance with the requirements set out in this Regulation and in Article 16 of Regulation (EU) No 596/2014 in markets where orders and transactions are becoming increasingly cross-border.
Enotna in usklajena predloga za elektronsko predložitev poročila o sumljivem poslu in naročilu bi morala biti v pomoč pri izpolnjevanju zahtev iz te uredbe in člena 16 Uredbe (EU) št. 596/2014 na trgih, kjer so naročila in posli vse pogosteje čezmejni.
It should also facilitate the efficient sharing of information on suspicious orders and transactions between competent authorities in cross-border investigations.
Prav tako bi morala olajšati učinkovito izmenjavo informacij o sumljivih naročilih in poslih med pristojnimi organi pri čezmejnih preiskavah.
The relevant information fields contained in the template, if completed clearly, comprehensively, objectively and accurately, should assist the competent authorities to promptly assess the suspicion and initiate relevant actions.
Ustrezna polja z informacijami v predlogi bi morala, če so izpolnjena jasno, celovito, objektivno in natančno, pristojnim organom pomagati hitro oceniti sum in sprožiti ustrezne ukrepe.
The template should therefore allow the persons submitting the report to provide the information considered relevant about the suspicious orders and transactions reported and to explain the reasons for the suspicion.
Predloga bi morala zato omogočati osebam, ki predložijo poročilo, da zagotovijo relevantne podatke glede sumljivih naročil in poslov, o katerih se poroča, ter pojasnijo razloge za sum.
The template should also allow to provide personal data that would make it possible to identify the persons involved in the suspicious orders and transactions and assist the competent authorities in the conduct of investigations to rapidly analyse the trading behaviour of the suspected persons and to establish connections with persons involved in other suspicious trades.
Poleg tega bi morala predloga omogočati tudi predložitev osebnih podatkov, ki bi omogočili identifikacijo oseb, udeleženih v sumljivih naročilih in poslih, ter pomagali pristojnim organom, da pri preiskavah hitro analizirajo trgovalno ravnanje osumljencev in opredelijo povezave z osebami, udeleženimi v drugih sumljivih poslih.
Such information should be provided at the outset, so that the integrity of the investigation is not compromised by the potential necessity for a competent authority to revert in the course of an investigation to the person who submitted the STOR.
Take informacije bi morale biti zagotovljene takoj na začetku, tako da se celovitost preiskave ne ogroža s tem, da bi moral pristojni organ med preiskavo stopiti v stik z osebo, ki je predložila poročilo o sumljivem poslu in naročilu.
It should include the date of birth, the address, information about the person's employement and accounts, and, where applicable, the client identifier code and the national identification number of the individuals concerned.
Vključevati bi morale datum rojstva, naslov, informacije o zaposlitvi in računih zadevne osebe ter, če je to ustrezno, identifikacijsko kodo stranke in nacionalno identifikacijsko številko zadevnih posameznikov.
To facilitate the submission of a STOR, the template should allow for the attachment of documents and materials considered necessary to support the notification made, including in the form of an annex listing the orders or transactions relevant for the same report and detailling their prices and volumes.
Zaradi lažje predložitve poročila o sumljivem poslu in naročilu bi morala predloga dopuščati, da se priložijo dokumenti in gradiva, za katere se šteje, da so potrebni v podporo predloženemu obvestilu, tudi v obliki priloge, ki vsebuje seznam naročil ali poslov, relevantnih za zadevno poročilo, ter podrobno navaja njihove cene in količine.
Market operators and investment firms operating a trading venue and persons professionally arranging or executing transactions should not notify all orders received or transactions conducted that have triggered an internal alert.
Upravljavci trga in investicijska podjetja, ki upravljajo mesto trgovanja, ter osebe, ki se v okviru svojega poklica dogovarjajo za posle ali jih izvajajo, ne bi smeli predložiti obvestila za vsa prejeta naročila ali izvedene posle, ki so sprožili notranje opozorilo.
Such a requirement would be inconsistent with the requirement to assess on a case-by-case basis whether there are reasonable grounds for suspicion.
Taka zahteva ne bi bila skladna z zahtevo, da se za vsak posamezen primer presodi, ali obstajajo utemeljeni razlogi za sum.
The reports of suspicious orders and transactions should be submitted to the relevant competent authority without delay once a reasonable suspicion that those orders or transactions could constitute insider dealing, market manipulation or attempted insider dealing or market manipulation has been formed.
Poročila o sumljivem naročilu in poslu bi bilo treba predložiti ustreznemu pristojnemu organu takoj, ko se pojavi utemeljen sum, da bi lahko zadevna naročila ali posli pomenili trgovanje z notranjimi informacijami, tržno manipulacijo ali poskus trgovanja z notranjimi informacijami ali tržne manipulacije.
The analysis as to whether or not a given order or transaction is to be considered suspicious should be based on facts, not speculation or presumption and should be carried out as quickly as practicable.
Analiza tega, ali naj se naročilo ali posel štejeta za sumljiva, bi morala temeljiti na dejstvih, ne pa na špekulacijah ali domnevah, pri čemer bi jo bilo treba izvesti v najkrajšem možnem času.
The practice of delaying the submission of a report in order to incorporate further suspicious orders or transactions is irreconcilable with the obligation to act without delay, where a reasonable suspicion has already been formed.
Praksa odlaganja predložitve poročila, da bi se vključilo dodatna sumljiva naročila ali posle, ni združljiva z obveznostjo takojšnjega ukrepanja ob pojavu utemeljenega suma.
In any case the submission of a STOR should be assessed on a case-by-case basis to determine if several orders and transactions could be reported in a single STOR.
Da bi ugotovili, ali bi bilo mogoče več naročil in poslov poročati v enem samem poročilu o sumljivem poslu in naročilu, bi bilo treba predložitev poročila o sumljivem poslu in naročilu vedno preučiti za vsak primer posebej.
Furthermore, the practice which consists of waiting for a particular number of STORs to accumulate before reporting them should not be regarded as consistent with the requirement to notify without delay.
Poleg tega se praksa čakanja, da se nakopiči določeno število poročil o sumljivem poslu in naročilu, preden se predložijo, ne bi smela šteti za skladno z zahtevo o takojšnjem obveščanju.
There might be circumstances when a reasonable suspicion of insider dealing, market manipulation or attempted insider dealing or market manipulation is formed some time after the suspected activity occurred, due to subsequent events or available information.
V nekaterih okoliščinah se lahko utemeljen sum trgovanja z notranjimi informacijami, tržne manipulacije ali poskusa trgovanja z notranjimi informacijami ali tržne manipulacije pojavi nekaj časa po domnevni dejavnosti, in sicer zaradi naknadnih dogodkov ali razpoložljivih informacij.
This should not be a reason for not reporting the suspected activity to the competent authority.
To ne bi smelo biti razlog, da se o sumljivih dejavnostih ne poroča pristojnemu organu.
In order to demonstrate compliance with the reporting requirements in those specific circumstances, the person submitting the report should be able to justify the time discrepancy between the occurrence of the suspected activity and the formation of the reasonable suspicion of insider dealing, market manipulation or attempted insider dealing or market manipulation.
Da se v teh posebnih okoliščinah dokaže izpolnjevanje zahtev glede poročanja, bi morala biti oseba, ki predloži poročilo, sposobna utemeljiti časovno razliko med domnevno dejavnostjo in pojavom utemeljenega suma trgovanja z notranjimi informacijami, tržne manipulacije ali poskusa trgovanja z notranjimi informacijami ali tržne manipulacije.
Retention of and access to STORs which have been submitted and of the analysis performed on suspicious orders and transactions which did not result in the submission of a STOR forms an important part of the procedures to detect market abuse.
Hramba in dostop do predloženih poročil o sumljivem poslu in naročilu,in opravljenih analiz sumljivih naročil in poslov, na podlagi katerih poročila o sumljivem poslu in naročilu niso bila predložena, sta pomemben del postopkov za odkrivanje zlorabe trga.
The ability to recall and review the analysis performed on STORs which have been submitted, as well as those suspicious orders and transactions which were analysed, but in relation to which it was concluded that the grounds for suspicion were not reasonable, will assist persons professionally executing or arranging transactions and market operators or investment firms operating a trading venue in exercising their judgement when considering subsequent suspicious orders or transactions.
Možnost priklica in pregleda analiz, opravljenih za poročila o sumljivem poslu in naročilu, ki so bila predložena, ter tistih sumljivih naročil in poslov, ki so bili analizirani, vendar je bilo ugotovljeno, da razlogi za sum niso bili utemeljeni, bo osebam, ki v okviru svojega poklica izvajajo posle ali se zanje dogovarjajo, in upravljavcem trga ali investicijskim podjetjem, ki upravljajo mesto trgovanja, pomagala pri presojanju prihodnjih sumljivih naročil ali poslov.
The analysis performed on suspicious orders and transactions which did not ultimately lead to a STOR being submitted assists those persons in refining their surveillance systems and in detecting patterns of repeated behaviour, the aggregate of which could, considered as a whole, result in a reasonable suspicion of insider dealing, market manipulation or attempted insider dealing or market manipulation.
Opravljena analiza v zvezi s sumljivimi naročili in posli, na podlagi katere na koncu ni bilo predloženo poročilo o sumljivem poslu in naročilu, pomaga tem osebam še izboljšati sisteme nadzora in odkrivanja vzorcev ponavljajočega se ravnanja, ki bi lahko skupaj, če se upoštevajo kot celota, vodili do utemeljenega suma, da gre za trgovanje z notranjimi informacijami, tržno manipulacijo ali poskus trgovanja z notranjimi informacijami ali tržne manipulacije.
Furthermore, the above records will also assist in evidencing compliance with the requirements laid down in this Regulation and facilitate the performance by competent authorities of their supervisory, investigatory and enforcement functions under Regulation (EU) No 596/2014.
Poleg tega bodo te evidence pomagale tudi pri dokazovanju izpolnjevanja zahtev iz te uredbe ter pristojnim organom olajšale izvajanje nadzornih in preiskovalnih nalog ter nalog izvrševanja v skladu z Uredbo (EU) št. 596/2014.
Any processing of personal data under this Regulation should be carried out in compliance with the national laws, regulations or administrative provisions transposing Directive 95/46/EC of the European Parliament and of the Council [3].
Vsakršno obdelavo osebnih podatkov na podlagi te uredbe bi bilo treba izvajati v skladu z nacionalnimi zakoni ali drugimi predpisi za prenos Direktive 95/46/ES Evropskega parlamenta in Sveta [3].
The European Securities and Markets Authority has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and the Council [4].
Evropski organ za vrednostne papirje in trge je opravil javna posvetovanja o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, analiziral morebitne povezane stroške in koristi ter zaprosil za mnenje interesno skupino za vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [4].
In order to ensure the smooth functioning of the financial markets, it is necessary that this Regulation enters into force as a matter of urgency and that the provisions laid down in this Regulation apply from the same date as those laid down in Regulation (EU) No 596/2014,
Za zagotovitev nemotenega delovanja finančnih trgov je nujno, da začne ta uredba veljati čim prej in da se določbe iz te uredbe uporabljajo od istega datuma kot tiste, določene v Uredbi (EU) št. 596/2014 –
‘suspicious transaction and order report’ (STOR) means the report on suspicious orders and transactions, including any cancellation or modification thereof, that could constitute insider dealing, market manipulation or attempted insider dealing or market manipulation to be made pursuant to Article 16(1) and (2) of Regulation (EU) No 596/2014.
„poročilo o sumljivem poslu in naročilu“ pomeni poročilo o sumljivih naročilih in poslih, vključno z vsakršnim preklicem ali spremembo naročil in poslov, ki bi lahko pomenili trgovanje z notranjimi informacijami, tržno manipulacijo ali poskus trgovanja z notranjimi informacijami ali tržne manipulacije v skladu s členom 16(1) in (2) Uredbe (EU) št. 596/2014;
‘group’ means a group as defined in Article 2(11) of Directive 2013/34/EU of the European Parliament and of the Council [5];
„skupina“ pomeni skupino, kot je opredeljena v členu 2(11) Direktive 2013/34/EU Evropskega parlamenta in Sveta [5];
‘order’ means each and every order, including each and every quote, irrespective of whether its purpose is initial submission, modification, update or cancellation of an order and irrespective of its type.
„naročilo“ pomeni vsako naročilo, vključno z vsako ponudbo, ne glede na to, ali je njen namen prvotna predložitev, sprememba, posodobitev ali preklic naročila in ne glede na njeno vrsto.
Persons professionally arranging or executing transactions shall establish and maintain arrangements, systems and procedures that ensure:
Osebe, ki se v okviru svojega poklica dogovarjajo za posle ali jih izvajajo, vzpostavijo in vzdržujejo ureditve, sisteme in postopke, ki zagotavljajo:
effective and ongoing monitoring, for the purposes of detecting and identifying orders and transactions that could constitute insider dealing, market manipulation or attempted insider dealing or market manipulation, of all orders received and transmitted and all transactions executed;
učinkovito in redno spremljanje za namene odkrivanja in prepoznavanja naročil in poslov, ki bi lahko pomenili trgovanje z notranjimi informacijami, tržno manipulacijo ali poskus trgovanja z notranjimi informacijami ali tržne manipulacije, med vsemi prejetimi in posredovanimi naročili ter vsemi izvedenimi posli;
the transmission of STORs to competent authorities in accordance with the requirements set out in this Regulation and using the template set out in the Annex.
posredovanje poročil o sumljivem poslu in naročilu pristojnim organom v skladu z zahtevami iz te uredbe in z uporabo predloge iz Priloge.
The obligations referred to in paragraph 1 shall apply to orders and transactions relating to any financial instrument and shall apply irrespective of:
Obveznosti iz odstavka 1 se uporabljajo za naročila in posle v zvezi s katerim koli finančnim instrumentom in ne glede na: