natgillin/translations-raw huggingface dataset:
The Requested Authority shall keep the Requesting Authority informed of the progress of the investigation or on-site inspection and deliver its findings as soon as possible.
Zaprošeni organ obvešča organ prosilec o napredku preiskave ali preverjanja na kraju samem ter svoje ugotovitve predloži čim prej.
Where a request for opening an investigation or carrying out an on-site inspection has been submitted, the Requesting Authority and the Requested Authority shall consult each other on the merits of conducting a joint investigation or a joint on-site inspection.
Kadar se predloži prošnja za začetek preiskave ali izvedbo preverjanja na kraju samem, se organ prosilec in zaprošeni organ posvetujeta o prednostih opravljanja skupne preiskave ali skupnega preverjanja na kraju samem.
In deciding on whether to initiate a joint investigation or a joint on-site inspection, the Requesting Authority and the Requested Authority shall consider at least all of the following:
Pri odločanju, ali začeti skupno preiskavo ali skupno preverjanje na kraju samem, organ prosilec in zaprošeni organ obravnavata vsaj vse naslednje:
any other requests for cooperation made by the Requesting Authority that might suggest that it is appropriate to carry out a joint investigation or a joint on-site inspection;
vse druge prošnje za sodelovanje, ki jih je poslal organ prosilec, ki lahko nakazujejo, da je primerno izvesti skupno preiskavo ali skupno preverjanje na kraju samem;
whether they are separately conducting inquiries into a matter with cross-border implications which would be more suitable for a joint investigation or a joint on-site inspection;
ali organa opravljata ločene poizvedbe o zadevi s čezmejnimi posledicami, za katere bi bila primernejša skupna preiskava ali preverjanje na kraju samem;
issues relating to double jeopardy;
vprašanja v zvezi s prepovedjo ponovnega sojenja o isti stvari;
the legal and regulatory framework in each of their jurisdictions to ensure that they have a good understanding of the potential constraints and legal limitations on the conduct of a joint investigation or a joint on-site inspection and any proceedings which might follow, including any issues relating to the principle of ne bis in idem;
pravni in regulativni okvir v vsaki od njunih jurisdikcij, da zagotovita, da oba dobro razumeta morebitne ovire in pravne omejitve izvajanja skupne preiskave ali skupnega preverjanja na kraju samem in vseh postopkov, ki lahko sledijo, vključno z vsemi vprašanji, povezanimi z načelom prepovedi ponovnega sojenja o isti stvari;
the necessary measures as regards management and direction of the investigation or on-site inspection;
potrebne ukrepe v zvezi z upravljanjem in usmerjanjem preiskave ali preverjanja na kraju samem;
steps for a joint fact-finding;
ukrepe za skupno ugotavljanje dejstev;
the allocation of resources and appointment of investigators;
razporeditev virov in imenovanje preiskovalcev;
the actions to be taken, jointly or individually, by them;
ukrepe, ki jih morata sprejeti skupaj ali ločeno;
whether to establish a joint action plan and timings of work by each Authority;
možnost vzpostavitve skupnega akcijskega načrta in časovnega načrta dela vsakega organa;
case-specific issues.
vprašanja, ki so specifična za primer.
Where the Requesting Authority and the Requested Authority open a joint investigation or joint on-site inspection, they shall do all of the following:
Kadar organ prosilec in zaprošeni organ začneta skupno preiskavo ali skupno preverjanje na kraju samem, storita vse naslednje:
agree on procedures for its conduct and conclusion;
dogovorita se o postopkih za njuno izvajanje in zaključek;
engage in an ongoing dialogue to coordinate the information gathering process and the fact-findings;
vzpostavita stalen dialog za koordinacijo postopka zbiranja informacij in ugotavljanja dejstev;
work closely and cooperate with each other as to the conduct of the joint investigation or joint on-site inspection;
tesno sodelujeta pri izvajanju skupne preiskave ali skupnega preverjanja na kraju samem;
provide assistance to each other in respect of subsequent enforcement proceedings to the extent legally permitted, including by coordinating any proceedings or other enforcement action related to the outcome of the joint investigation or joint on-site inspection (administrative, civil or criminal) or, where appropriate, the prospects of a settlement.
medsebojno si zagotavljata podporo glede nadaljnjih izvršilnih postopkov v pravno dovoljenih okvirih, vključno s koordinacijo vseh postopkov ali drugih izvršilnih ukrepov, povezanih z rezultatom skupne preiskave ali preverjanja na kraju samem (upravnih, civilnih ali kazenskih), ali, kakor je ustrezno, možnosti poravnave.
At the outset of a joint investigation or joint on-site inspection, the Requesting Authority and the Requested Authority shall consider at least all of the following:
Organ prosilec in zaprošeni organ na začetku skupne preiskave ali preverjanja na kraju samem obravnavata vsaj vse naslednje:
the specific laws which will form the subject matter of the investigation or on-site inspection;
konkretno zakonodajo, ki določa predmet preiskave ali preverjanja na kraju samem;
the drawing up of a joint action plan, including milestones and the allocation of responsibilities in delivering the product of the work and taking into account each Authority's respective priorities;
pripravo skupnega akcijskega načrta, vključno z mejniki in razporeditvijo odgovornosti za rezultate dela ter upoštevanjem posameznih prednostnih nalog vsakega organa;
the identification and assessment of any legal limitations or constraints and any differences in procedures with respect to investigative or enforcement action or any other proceedings, including the rights of any person subject to investigation;
ugotavljanje in oceno vseh pravnih omejitev ali ovir ter vseh razlik v postopkih v zvezi s preiskovalnimi ali izvršilnimi ukrepi ali kakršnimi koli drugimi postopki, vključno s pravicami vseh oseb, proti katerim se vodi preiskava;
the identification and assessment of specific legal professional privileges that may have an impact on the investigation proceedings as well as on the enforcement proceedings;
ugotavljanje in oceno specifičnih poklicnih skrivnosti odvetnikov, ki lahko vplivajo na preiskovalne postopke ter na izvršilne postopke;
the public and press strategy;
strategijo za stike z javnostjo in mediji;
the use of information provided or exchanged.
uporabo posredovanih ali izmenjanih informacij.
Confidentiality restrictions and permissible uses of information
Omejitve glede zaupnosti in dovoljena uporaba informacij
The Authorities acknowledge that any information that is exchanged between the Authorities is subject to Articles 76 and 78 of Directive 2014/65/EU.
Organa priznavata, da za vse informacije, ki si jih izmenjata, veljata člena 76 in 78 Direktive 2014/65/EU.
The Authorities shall, subject to the applicable law and regulations in the relevant Member State, keep any non-public information related to cooperation arrangements or information exchange under this agreement confidential, including all of the following:
Organa v skladu z veljavnim pravom in predpisi zadevne države članice poskrbita, da vse nejavne informacije v zvezi z ureditvami sodelovanja ali izmenjavo informacij na podlagi tega sporazuma ostanejo zaupne, vključno z vsem naslednjim:
the request for cooperation itself and the content of that request;
samo prošnjo za sodelovanje in vsebino te prošnje;
any matter following such request, including any bilateral consultations between the Authorities and where appropriate, all the information regarding a refusal to establish cooperation arrangements;
vsemi zadevami, ki sledijo takšni prošnji, vključno z vsemi dvostranskimi posvetovanji med organoma in, kadar je ustrezno, vsemi informacijami v zvezi z zavrnitvijo vzpostavitve ureditev sodelovanja;
unsolicited information provided by an authority and the fact that such information was provided.
nezahtevanimi informacijami, ki jih posreduje organ, in dejstvom, da so bile takšne informacije posredovane.
The Authorities shall ensure that their officials comply with the applicable confidentiality obligations.
Organa zagotovita, da njuni uslužbenci izpolnjujejo veljavne obveznosti glede zaupnosti.
Where, in order to execute a request for cooperation, the Requested Authority considers it necessary or desirable to disclose the fact that the Requesting Authority has made the request, the Requested Authority shall only make that disclosure after it has discussed the nature and extent of the required disclosure with the Requesting Authority and obtained its consent to the disclosure.
Kadar zaprošeni organ meni, da je za izvršitev prošnje potrebno ali zaželeno razkriti dejstvo, da je organ prosilec vložil prošnjo, zaprošeni organ to razkrije šele, ko je o naravi in obsegu potrebnega razkritja razpravljal z organom prosilcem in prejel njegovo soglasje za razkritje.
Where the Requesting Authority does not provide its consent to the disclosure, the Requesting Authority shall instead be given the option of withdrawing its request.
Kadar organ prosilec ne da soglasja za razkritje, ima na voljo možnost, da prekliče svojo prošnjo.
Amendment, supplementary provisions and review of this agreement
Sprememba, dodatne določbe in pregled tega sporazuma
This agreement may be amended or supplemented by common written consent of the Authorities.
Ta sporazum se lahko spremeni ali dopolni, če se organa o tem pisno strinjata.
The Authorities shall regularly monitor and review the implementation of this agreement and carry out consultations with each other in order to improve its operation and to resolve possible difficulties.
Organa redno spremljata in pregledujeta izvajanje tega sporazuma in se medsebojno posvetujeta, da bi izboljšala njegovo delovanje in rešila morebitne težave.
Additional parties
Dodatne pogodbene stranke
An Authority which becomes a host Authority after the entry into effect of this agreement may request becoming a party to it.
Organ, ki postane organ države gostiteljice po začetku veljavnosti tega sporazuma, lahko zaprosi, da postane pogodbena stranka sporazuma.
The Authorities shall endeavour to resolve any disputes between them on the cooperation requested or provided under this agreement or on the application of the procedures set out in it.
Organa si prizadevata za razrešitev vseh medsebojnih sporov o zahtevanem ali predvidenem sodelovanju na podlagi tega sporazuma ali o uporabi postopkov, ki so določeni v njem.
If disputes in relation to the cooperation requested or provided cannot be resolved between the Requested Authority and the Requesting Authority, those authorities shall resolve them under the non-binding mediation mechanism provided for in Article 31(c) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [3] establishing ESMA.Article 13
Če zaprošeni organ in organ prosilec ne moreta razrešiti sporov glede zahtevanega ali predvidenega sodelovanja, jih navedena organa razrešita na podlagi mehanizma nezavezujočega posredovanja iz člena 31(c) Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [3] o ustanovitvi ESMA.Člen 13
This agreement shall be concluded for an unlimited period of time.
Ta sporazum se sklene za nedoločen čas.
It shall terminate in the event that the trading venue to which it relates ceases to be of substantial importance in the host Member State.
Veljati preneha, če mesto trgovanja, na katerega se nanaša, ni več zelo pomembno v državi članici gostiteljici.
An authority seeking to withdraw from this agreement shall provide at least 30 calendar days' prior written notice to the other authority.
Organ, ki namerava odstopiti od tega sporazuma, o tem vsaj trideset koledarskih dni prej pisno obvesti drugi organ.
Any requests for information communicated before the effective date of its withdrawal will be processed under this agreement unless the withdrawing authority requests otherwise.
Vse prošnje po informacijah, sporočene pred začetkom veljavnosti odstopa, se obravnavajo v skladu s tem sporazumom, razen če organ, ki odstopa, zahteva drugače.
Following an authority's withdrawal from this agreement, that authority shall continue to apply the confidentiality protections set out in this agreement.
Po odstopu organa od tega sporazuma navedeni organ še naprej spoštuje določbe glede zaupnosti iz tega sporazuma.
The Authorities shall publish this Cooperation Arrangement on their respective websites.
Organa to ureditev sodelovanja objavita na svojih spletnih mestih.
Any amendments or supplements made under Article 10 shall also be published.
Objavijo se tudi vse spremembe ali dopolnitve na podlagi člena 10.
Entry into effect
Začetek veljavnosti
This agreement shall be effective from the date of signature by the Authorities.
Ta sporazum začne veljati, ko ga podpišeta oba organa.
Signatures
Podpisa
[home authority]
[matični organ]
[host authority]
[organ države gostiteljice]
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p.
Direktiva 2014/65/EU Evropskega parlamenta in Sveta z dne 15. maja 2014 o trgih finančnih instrumentov ter spremembi Direktive 2002/92/ES in Direktive 2011/61/EU (UL L 173, 12.6.2014, str. 349)
349).
Izvedbena uredba Komisije (EU) 2017/988 z dne 6. junija 2017 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki za ureditve sodelovanja glede mesta trgovanja, katerega posli so zelo pomembni v državi članici gostiteljici (UL L 149, 13.6.2017, str.
Commission Implementing Regulation (EU) 2017/988 of 6 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State (OJ L 149, 13.6.2017, p.
3).
3).
Uredba (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/77/ES (UL L 331, 15.12.2010, str. 84).
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p.
PRILOGA II
84).
Standardni obrazec prošnje za sodelovanje
ANNEX II
Referenčna številka:
Standard format for a request for cooperation
Datum:
Reference number:
Splošne informacije
Date:
Država članica:
General information
Organ prosilec:
Member State:
Uradni naslov:
Requesting Authority:
(kontaktni podatki imenovane kontaktne osebe)
Legal address:
Ime:
(Contact details of the designated contact person)
Telefon:
Name:
E-naslov:
Telephone:
Zaprošeni organ:
Email:
Spoštovani [vstavite ustrezno ime],
Requested Authority:
v skladu s členom 1(3) Izvedbene uredbe Komisije (EU) 2017/988 (1), vas nujno [izbrišite, če je primerno] prosim za pomoč v zvezi z zadevami, ki so podrobneje navedene v nadaljevanju.
Dear [insert appropriate name]
Vljudno vas prosim za zgoraj navedeno pomoč do [vstavite okvirni datum za odgovor in v primeru nujne prošnje vstavite rok, do katerega je treba zagotoviti informacije] oziroma da, če to ni mogoče, sporočite, kdaj predvidevate, da boste lahko zagotovili pomoč, za katero vas prosimo.
In accordance with Article 1(3) of the Commission Implementing Regulation (EU) 2017/988 (1) your urgent [delete if appropriate] assistance is sought in relation to the matter(s) set out in further detail below
Vrsta prošnje za pomoč
I would be grateful for the above assistance by [insert indicative date for the reply and in case of an urgent request insert deadline for the information to be provided by] or, if that is not possible, for an indication as to when you anticipate being in a position to provide the assistance which is sought.
Označite ustrezna okenca:
Type of request for assistance
Zagotovitev informacij
Please tick the appropriate box(es)
Pridobitev izjave
Provision of information
Začetek preiskave ali skupne preiskave
Taking of a statement
Inšpekcijski pregledi na kraju samem
Opening of an investigation or a joint-investigation
Drugo
On-site inspection
Ozadje in razlogi za prošnjo za pomoč
Other
[Vstavite določbe sektorske zakonodaje, v skladu s katero je organ prosilec pristojen za obravnavo zadeve.]
Background and reasons for the request for assistance
Prošnja se nanaša na pomoč pri
[insert provision(s) of the sectoral legislation under which the Requesting Authority is competent to deal with the matter
[Vstavite opis predmeta prošnje, namen, za katerega je potrebna pomoč, dejstva, na katerih temelji preiskava, ki je podlaga za prošnjo, ter pojasnilo za njeno koristnost.]
The request concerns assistance in
V zvezi z/s
[insert description of the subject matter of the request, the purpose for which the assistance is sought, facts underlying the investigation which form the basis of the request and explanation for its helpfulness]
[Če je smiselno, navedite informacije o prejšnji prošnji, na podlagi katerih se ta lahko identificira.]
Further to
Opis [Zaradi doslednosti predlagamo, da naslove pododdelkov ločite od navodil (v poševni pisavi) za izpolnjevanje teh pododdelkov.]
[if applicable, insert details of the previous request in order to enable it to be identified]
[Natančno opišite specifične informacije, ki jih potrebujete, skupaj z razlogi, zakaj bodo te informacije v pomoč, in, če so znane, seznam oseb, ki naj bi imele potrebne informacije, ali mest, kjer bi se takšne informacije lahko pridobile.]
Description [For reasons of consistency, it is suggested to separate the headings of sub-section from the instructions (in italics) for filling out those sub-sections.]
Identifikacija zadevnih finančnih instrumentov
[Please provide a detailed description of the specific information sought with reasons why that information will be of assistance and, if known, a list of the persons considered possessing the information sought or the places where such information may be obtained.]
[Če se prošnja nanaša na informacije, ki so povezane s poslom ali naročilom za določen finančni instrument, navedite naslednje informacije.]
Identification of the financial instruments concerned
ID produkta: [vstavite natančen opis finančnega instrumenta, vključno s kodo ISIN]
[If the request concerns information relating to a transaction or order in a specific financial instrument, please provide the following information.]
ID osebe:
Product ID: [insert precise description of the financial instrument, including the ISIN code]
[vstavite identiteto vseh oseb, povezanih s poslom ali naročilom, vključno z osebo, ki trguje s finančnim instrumentom ali v imenu katere naj bi se trgovalo z njim]
Person ID:
Datumi:
[insert the identity of any person connected with the transaction or order, including a person dealing in the financial instrument or on whose behalf the dealing is considered to have taken place]
[vstavite datuma, med katerima je prišlo do poslov ali naročil z navedenimi finančnimi instrumenti, v primeru daljšega obdobja vključno z razlogi, zakaj je relevantno celo obdobje]
Dates:
Zadevne osebe
[insert the dates between which transactions or orders in those financial instruments took place including in the case of a significant period of time, reasons why the entirety of the time period is beneficial]
[Če se prošnja nanaša na informacije, ki so povezane s poslovanjem ali dejavnostmi osebe, navedite čim natančnejše informacije, da omogočite identifikacijo navedene osebe.]
Persons concerned
Posebna občutljivost
[If the request concerns information relating to the business or activities of a person, please provide information as precise as possible to enable that person to be identified.]
[Če obstajajo posebni pomisleki o občutljivosti potrebnih informacij, opozorite na občutljivost informacij, ki jih vsebuje prošnja, in na vse posebne previdnostne ukrepe, ki jih je zato treba sprejeti pri zbiranju informacij.]
Special sensitivity
Dodatne informacije
[If there are special considerations on the sensitivity of the information sought, please provide an indication of the sensitivity of the information contained in the request and any special precautions that have to be taken in collecting the information due to investigatory considerations.]
[Ali je organ prosilec v zvezi s predmetom prošnje bil ali bo v stiku s katerim koli drugim organom ali organom pregona ali s katerim koli drugim organom, za katerega organ prosilec ve, da se dejavno zanima za predmet prošnje.]
Additional information.
Nujnost
[Whether the Requesting Authority has been or will be in contact with any other Authority or law enforcement agency in relation to the subject matter of the request or any other Authority which the Requesting Authority is aware of that has an active interest in the subject matter of the request.]
[V primeru nujne prošnje in določitve rokov navedite izčrpno obrazložitev nujnosti prošnje ter roke, do katerih mora organ prosilec prejeti informacije.]
Urgency
Izjava: pod prisego / častna izjava
[In case of an urgent request and the setting of any deadlines, please provide a full explanation of the urgency of the request and an explanation of any deadlines that the Requesting Authority has asked for the information to be provided by.]
Potreba po pridobitvi izjave in njen namen:
Statement under: oath /affirmation
Ime osebe ali oseb, od katerih je treba pridobiti izjavo:
Need and purpose of the taking of a statement:
[Vstavite podrobnosti o osebah, od katerih se bo pridobila izjava, da lahko zaprošeni organ začne postopek poziva, kadar je primerno.]
Name of person(s) from whom the statement is to be obtained:
Natančen opis potrebnih informacij, vključno s predhodnim seznamom vprašanj (če je na voljo v trenutku prošnje).
[Insert details of the persons from which the statement will be taken to enable the Requested Authority to begin the summoning process where applicable.]
Dodatne informacije:
Detailed description of the information sought, including a preliminary list of questions (if available at the time of the request):
[Ali uslužbenci organa prosilca zahtevajo sodelovanje pri pridobivanju izjave, podrobnosti o sodelujočih uradnikih organa prosilca, kadar je primerno, opis vseh pravnih in postopkovnih zahtev, ki morajo biti izpolnjene za zagotovitev dopustnosti izjave, podane v razgovoru, v jurisdikciji organa prosilca.]
Additional information:
Začetek preiskave ali skupne preiskave
[Whether the Requesting Authority’s staff is requesting participation in the taking of the statement, details of the participating officials of the Requesting Authority, where appropriate, description of any legal and procedural requirements that must be complied with to ensure the admissibility of statements made in the interview in the jurisdiction of the Requesting Authority.]
[Če se prošnja nanaša na začetek preiskave v imenu organa prosilca, navedite informacije, ki bodo zaprošenemu organu omogočile oceno, ali ima interes za začetek skupne preiskave, vključno s predlogom organa prosilca za skupno preiskavo, njegovo utemeljitvijo in predvidenimi koristmi za zaprošeni organ.
The opening of an investigation or a joint-investigation
Navedite vse potrebne zadevne informacije, da bi zaprošeni organ lahko zagotovil potrebno pomoč z začetkom preiskave ali skupne preiskave, kot je ustrezno.]
[If the request concerns the opening of an investigation on behalf of the Requesting Authority, please provide information to enable the Requested Authority to assess whether it may have an interest in entering into a joint investigation, including the Requesting Authority’s proposal for the joint investigation, its reasoning and the perceived benefits to the Requested Authority.
Začetek preverjanja na kraju samem ali skupnega preverjanja