natgillin/translations-raw huggingface dataset:
Where the CSD has a parent undertaking, information shall be provided as follows:
Storitve in ključni posamezniki razen višjega vodstva, ki imajo funkcije, ki jih CDD vložnica deli z drugimi podjetji v skupini
Identification of the legal address of the parent undertaking
Kadar ima CDD nadrejeno družbo, se predložijo naslednje informacije:
An indication of whether the parent undertaking is an entity that is authorised or registered and subject to supervision under Union or third country laws
Navedba uradnega naslova nadrejene družbe
Where relevant, any relevant registration number and the name of the authority or authorities competent for the supervision of the parent undertaking
Navedba, ali je nadrejena družba subjekt, ki je pooblaščen ali registriran in se nad njim izvaja nadzor v skladu z zakonodajo Unije ali tretje države
Where the applicant CSD has an agreement with an undertaking within the group, which provides services related to services provided by a CSD, a description and a copy of such agreement
Kadar je ustrezno, kakršna koli ustrezna registracijska številka ali naziv organa ali organov, pristojnega (pristojnih) za nadzor nadrejene družbe
B. Financial resources for the provision of services by the applicant CSD (Article 8 of Delegated Regulation (EU) 2017/392)
Če ima CDD vložnica sklenjeno pogodbo s podjetjem v skupini, ki opravlja storitve, povezane s storitvami, ki jih opravlja CDD, opis in kopijo take pogodbe
Financial reports, business plan and recovery plan (Article 8 of Delegated Regulation (EU) 2017/392)
B. Finančna sredstva CDD vložnice za opravljanje storitev (člen 8 Delegirane uredbe (EU) 2017/392)
Financial reports including a complete set of financial statements for the preceding three years, and the statutory audit report on the annual and consolidated financial statements within the meaning of Directive 2006/43/EC of the European Parliament and of the Council [2], for the preceding three years
Računovodska poročila, poslovni načrt in načrt za sanacijo (člen 8 Delegirane uredbe (EU) 2017/392)
The name and the national registration number of the external auditor
Računovodska poročila, vključno s celotnim sklopom računovodskih izkazov za pretekla tri leta, in poročila iz obvezne revizije letnih in konsolidiranih računovodskih izkazov v smislu Direktive 2006/43/ES Evropskega parlamenta in Sveta [2] za predhodna tri leta
A business plan, including a financial plan and an estimated budget, that foresees various business scenarios for the CSD services, over a reference period of at least three years
Ime in nacionalna registracijska številka zunanjega revizorja
Any plan for the establishment of subsidiaries and branches and their location
Poslovni načrt, vključno s finančnim načrtom in ocenjenim proračunom, v katerem so predvideni različni poslovni scenariji za storitve CDD, za referenčno obdobje, ki traja najmanj tri leta
A description of the business activities that the applicant CSD plans to carry out, including the activities of any subsidiaries or branches of the applicant CSD
Vsi načrti za ustanovitev podrejenih družb in podružnic ter njihova lokacija
Where historical financial information referred to above is not available an application for authorisation shall contain the following information about the applicant CSD:
Opis poslovnih dejavnosti, ki jih namerava izvajati CDD vložnica, vključno z dejavnostmi katere koli podrejene družbe ali podružnice CDD vložnice
Evidence that demonstrates sufficient financial resources during six months after the granting of an authorisation
Kadar zgoraj navedene pretekle računovodske informacije niso na voljo, vloga za izdajo dovoljenja vsebuje naslednje informacije o CDD vložnici:
An interim financial report where the financial statements are not yet available for the requested period of time
Dokazila o zadostnih finančnih sredstvih v šestih mesecih po izdaji dovoljenja
A statement concerning the financial situation of the applicant CSD, such as a balance sheet, income statement, changes in equity and of cash flows and a summary of accounting policies and other relevant explanatory notes
Medletno računovodsko poročilo, kadar računovodski izkazi za zahtevano obdobje še niso na voljo
Where applicable, audited annual financial statements of any parent undertaking for the three financial years preceding the date of the application
Izkazi o finančnem položaju CDD vložnice, kot so bilanca stanja, izkaz poslovnega izida, izkaz sprememb lastniškega kapitala in denarnih tokov ter povzetek računovodskih usmeritev in druga ustrezna pojasnila
A description of an adequate recovery plan including:
Kadar je ustrezno, revidirane letne računovodske izkaze katere koli nadrejene družbe za pretekla tri poslovna leta pred datumom vloge
A summary that provides an overview of the plan and its implementation
Opis ustreznega načrta za sanacijo, ki vključuje:
An identification of the critical operations of the applicant CSD, stress scenarios and events triggering recovery, and a substantive description of recovery tools to be used by the applicant CSD
Povzetek s pregledom načrta in njegovega izvajanja
Information about the assessment of any impacts of the recovery plan on various stakeholders that are likely to be affected by its implementation
Opredelitev kritičnih dejavnosti CDD vložnice, scenarijev stresnih situacij in dogodkov, zaradi katerih se začne sanacija, ter vsebinski opis orodij za sanacijo, ki jih bo uporabila CDD vložnica
An assessment by the applicant CSD of the legal enforceability of the recovery plan that takes account of any legal constraints imposed by the Union, national or third country legislation
Informacije o oceni morebitnih vplivov načrta za sanacijo na različne deležnike, na katere bo njegovo izvajanje verjetno vplivalo
C. Organisational requirements (Articles 9-17 of Delegated Regulation (EU) 2017/392)
Ocena pravne izvršljivosti načrta za sanacijo, ki jo izvede CDD vložnica in pri kateri se upoštevajo morebitne pravne omejitve, naložene z zakonodajo Unije, nacionalno zakonodajo ali zakonodajo tretje države
Organisational chart (Article 9 of Delegated Regulation (EU) 2017/392)
C. Organizacijske zahteve (členi 9 do 17 Delegirane uredbe (EU) 2017/392)
Identity and tasks of the persons responsible for the following positions:
Organizacijska shema (člen 9 Delegirane uredbe (EU) 2017/392)
senior management;
Navedba oseb, odgovornih za naslednja delovna mesta, in njihove naloge:
managers in charge of the operational roles;
višje vodstvo;
managers in charge of the activities of any branches of the applicant CSD;
poslovodje, pristojni za operativne funkcije;
other significant roles in the operations of the applicant CSD.
poslovodje, pristojni za dejavnosti morebitnih podružnic CDD vložnice;
The number of staff members in each division and operational unit
druge pomembne vloge pri poslovanju CDD vložnice.
Staffing policies and procedures (Article 10 of Delegated Regulation (EU) 2017/392)
Število zaposlenih v vsakem oddelku in poslovni enoti
A description of the remuneration policy, which includes information about the fixed and variable elements of the remuneration of the senior management, the members of the management body and the staff employed in the risk management and compliance and internal control, technology and internal audit functions of the applicant CSD
Kadrovske politike in postopki (člen 10 Delegirane uredbe (EU) 2017/392)
The measures put in place by the applicant CSD to mitigate the risk of over-reliance on the responsibilities entrusted to any individual person
Opis politike prejemkov, vključno z informacijami o fiksnih in variabilnih elementih prejemkov višjega vodstva, članov upravljalnega organa in zaposlenih na področju upravljanja tveganj in varovanja zakonitosti poslovanja ter služb CDD vložnice za notranji nadzor, tehnologijo in notranjo revizijo
Risk monitoring tools and governance arrangements (Article 11 of Delegated Regulation (EU) 2017/392)
Ukrepi CDD vložnice za zmanjšanje tveganja prevelikega zanašanja na odgovornosti, zaupane kateremu koli posamezniku
A description of the components of the governance arrangements of the applicant CSD
Orodja za spremljanje tveganja in ureditve upravljanja (člen 11 Delegirane uredbe (EU) 2017/392)
The policies, procedures and systems that identify, measure, monitor, manage and report the risks that the applicant CSD may be exposed to and the risks that the applicant CSD poses to any other entities;
Opis elementov ureditev upravljanja CDD vložnice
A description of the composition, role and responsibilities of the members of the management body and senior management and any committees established in accordance with Delegated Regulation (EU) 2017/392
Politike, postopki in sistemi, s katerimi se ugotavljajo, merijo, spremljajo, upravljajo in sporočajo tveganja, ki jim je CDD vložnica lahko izpostavljena, ter tveganja, ki jih CDD vložnica pomeni za katere koli druge subjekte
A description of the processes concerning the selection, appointment, performance evaluation and removal of senior management and members of the management body
Opis sestave, vloge in odgovornosti članov upravljalnega organa in višjega vodstva ter morebitnih odborov, ustanovljenih v skladu z Delegirano uredbo (EU) 2017/392
A description of the procedure used by the applicant CSD to make its governance arrangements and the rules governing its activity available to the public
Opis postopkov v zvezi z izbiro, imenovanjem, ocenjevanjem uspešnosti in razrešitvijo višjega vodstva in članov upravljalnega organa
Where the applicant CSD adheres to a recognised corporate governance code of conduct:
Opis postopka, ki ga CDD vložnica uporablja za informiranje javnosti o lastnih ureditvah upravljanja in pravilih, ki urejajo njeno dejavnost
The identification of the code of conduct (a copy of the code)
Kadar CDD vložnica deluje skladno s priznanim kodeksom korporativnega upravljanja:
An explanation for any situations where the applicant CSD deviates from the code
Navedba kodeksa (izvod kodeksa)
Compliance, internal control and internal audit functions (Article 12 of Delegated Regulation (EU) 2017/392)
Pojasnitev morebitnih primerov, ko CDD vložnica odstopa od kodeksa
A description of the procedures for the internal reporting of infringements referred to in Article 26(5) of Regulation (EU) No 909/2014
Funkcije varovanja zakonitosti poslovanja, notranjega nadzora in notranje revizije (člen 12 Delegirane uredbe (EU) 2017/392)
Information regarding its internal audit policies and procedures including the following:
Opis postopkov za notranje poročanje o kršitvah iz člena 26(5) Uredbe (EU) št. 909/2014
A description of the monitoring and evaluation tools for the adequacy and effectiveness of the applicant CSD's internal control systems
Informacije v zvezi s politikami in postopki notranje revizije, ki vključujejo:
A description of the control and safeguard tools for the applicant CSD's information processing systems
Opis orodij za spremljanje in ocenjevanje ustreznosti in učinkovitosti sistemov notranjega nadzora CDD vložnice
An explanation concerning the development and application of its internal audit methodology
Opis orodij za nadzor in zaščito sistemov CDD vložnice za obdelavo informacij
A work plan for three years following the date of application
Pojasnilo v zvezi s pripravo in uporabo metodologije notranje revizije
A description of the roles and qualifications of each individual who is responsible for internal audit
Delovni načrt za tri leta po datumu vloge
An application for authorisation shall contain the following information concerning the compliance and internal control function of the applicant CSD:
Opis vlog in kvalifikacij vsakega posameznika, odgovornega za notranjo revizijo
A description of the roles and qualifications of the individuals who are responsible for the compliance and internal control function and of any other staff involved in the assessments of compliance, including a description of the means to ensure the independence of the compliance and internal control function from the rest of the business units
Vloga za dovoljenje vsebuje naslednje informacije v zvezi s funkcijo varovanja zakonitosti poslovanja in notranjega nadzora CDD vložnice:
The policies and procedures of the compliance and internal control function including a description of the compliance role of the management body and senior management
Opis vlog in kvalifikacij posameznikov, odgovornih za funkcijo varovanja zakonitosti poslovanja in notranjega nadzora, ter vseh drugih zaposlenih, vključenih v preverjanje zakonitosti poslovanja, vključno z opisom sredstev za zagotavljanje neodvisnosti funkcije zagotavljanja skladnosti in notranjega nadzora od drugih poslovnih enot
Where available, the most recent internal report prepared by the persons responsible for the compliance and internal control function or by any other staff involved in the assessments of compliance within the applicant CSD
Politike in postopki funkcije varovanja zakonitosti poslovanja in notranjega nadzora, vključno z opisom vloge, ki jo imata pri varovanju zakonitosti poslovanja upravljalni organ in višje vodstvo
Senior management, management body and shareholders (Article 13 of Delegated Regulation (EU) 2017/392)
Kadar je na voljo, najnovejše interno poročilo, ki so ga pripravile osebe, odgovorne za funkcijo varovanja zakonitosti poslovanja in notranjega nadzora, ali kateri koli drugi zaposleni, vključeni v preverjanje zakonitosti poslovanja CDD vložnice
For each member of the senior management and member of the management body, the following information:
Višje vodstvo, upravljalni organ in delničarji (člen 13 Delegirane uredbe (EU) 2017/392)
A copy of a curriculum vitae which sets out the experience and knowledge of each member
Za vsakega člana višjega vodstva in člana upravljalnega organa naslednje informacije:
Details regarding any criminal and administrative sanctions imposed on a member in connection with the provision of financial or data services or in relation to acts of fraud or misappropriation of funds in the form of an appropriate official certificate where available in the relevant Member State
Kopija življenjepisa, v katerem so opisani izkušnje in kvalifikacije vsakega člana
A self-declaration of good repute in relation to the provision of a financial or data service, including all the statements indicated in Article 13(1)(c) of Delegated Regulation (EU) 2017/392
Podrobnosti o kakršnih koli kazenskih in upravnih sankcijah, naloženih članu v zvezi z opravljanjem finančnih storitev ali storitev zagotavljanja podatkov ali v zvezi z dejanji goljufije ali protipravne prilastitve sredstev, v obliki ustreznega uradnega potrdila, če je na voljo v zadevni državi članici
Information regarding the management body of the applicant CSD
Lastna izjava o dobrem ugledu v zvezi z opravljanjem finančnih storitev ali storitev zagotavljanja podatkov, vključno z vsemi izjavami iz člena 13(1)(c) Delegirane uredbe (EU) 2017/392
An evidence of compliance with Article 27(2) of Regulation (EU) No 909/2014
Informacije v zvezi z upravljalnim organom CDD vložnice
A description of the roles and responsibilities of the management body
Dokazila o skladnosti s členom 27(2) Uredbe (EU) št. 909/2014
Information regarding the ownership structure and shareholders of the applicant CSD
Opis vlog in odgovornosti upravljalnega organa
A description of the ownership structure of the applicant CSD, including a description of the identity and size of interests of any entities in a position to exercise control over the operation of the applicant CSD
Informacije v zvezi z lastniško strukturo in delničarji CDD vložnice
A list of the shareholders and persons who are in a position to exercise, directly or indirectly, control over the management of the applicant CSD
Opis lastniške strukture CDD vložnice, vključno z navedbo imena in velikosti deležev morebitnih subjektov, ki lahko izvajajo nadzor nad delovanjem CDD vložnice
Management of conflicts of interest (Article 14 of Delegated Regulation (EU) 2017/392)
Seznam delničarjev in oseb, ki lahko neposredno ali posredno izvajajo nadzor nad upravljanjem CDD vložnice
Policies and procedures put in place to identify and manage potential conflicts of interest by the applicant CSD:
Obvladovanje navzkrižij interesov (člen 14 Delegirane uredbe (EU) 2017/392)
A description of the policies and procedures concerning the identification, management and disclosure to the competent authority of potential conflicts of interest and of the process used to ensure that the staff of the applicant CSD is informed of such policies and procedures
Politike in postopki CDD vložnice, vzpostavljeni za ugotavljanje in obvladovanje morebitnih navzkrižij interesov:
A description of the controls and any other measures put in place to ensure that the requirements referred to in point (a) of Article 14(1) of Delegated Regulation (EU) 2017/392 on the management of conflicts of interest are met
Opis politik in postopkov v zvezi z ugotavljanjem, obvladovanjem in razkrivanjem morebitnih navzkrižij interesov pristojnemu organu ter postopka, ki se uporablja za zagotavljanje, da so zaposleni CDD vložnice obveščeni o takih politikah in postopkih
A description of:
Opis kontrol in morebitnih drugih ukrepov, vzpostavljenih za zagotavljanje izpolnjevanja zahtev iz točke (a) člena 14(1) Delegirane uredbe (EU) 2017/392 glede obvladovanja navzkrižij interesov
the roles and responsibilities of key personnel, especially where they also have responsibilities in other entities;
Opis:
arrangements ensuring that individuals who have a permanent conflict of interest are excluded from the decision making process and from the receipt of any relevant information concerning the matters affected by the permanent conflict of interest;
vlog in odgovornosti ključnih zaposlenih, zlasti če imajo odgovornosti tudi v drugih subjektih;
an up-to-date register of existing conflicts of interest at the time of the application and a description of how such conflicts of interest are managed.
ureditev za zagotavljanje, da so posamezniki, ki so v stalnem navzkrižju interesov, izključeni iz postopka odločanja in ne prejemajo nobenih relevantnih informacij v zvezi z zadevami, na katere vpliva stalno navzkrižje interesov;
Where the applicant CSD is part of a group, the register referred to in point (c) (iii) of Article 14(1) of Delegated Regulation (EU) 2017/392 shall include a description of:
posodobljenega registra obstoječih navzkrižij interesov v času vložitve vloge in opis načina upravljanja takih navzkrižij interesov.
the conflicts of interest arising from other undertakings within the group in relation to any service provided by the applicant CSD; and
Če je CDD vložnica del skupine, register iz točke (c)(iii) člena 14(1) Delegirane uredbe (EU) 2017/392 vsebuje opis:
the arrangements put in place to manage those conflicts of interest.
navzkrižij interesov, ki izhajajo iz drugih podjetij v skupini in so povezana s katero koli storitvijo, ki jo opravlja CDD vložnica, in
Confidentiality (Article 15 of Delegated Regulation (EU) 2017/392)
ureditev, vzpostavljenih za obvladovanje zadevnih navzkrižij interesov.
Policies and procedures preventing the unauthorised use or disclosure of confidential information as defined in Article 15 of Delegated Regulation (EU) 2017/392
Zaupnost (člen 15 Delegirane uredbe (EU) 2017/392)
Information concerning the access of staff to information held by the applicant CSD:
Politike in postopki, ki preprečujejo nepooblaščeno uporabo ali razkritje zaupnih informacij, kot so opredeljene v členu 15 Delegirane uredbe (EU) 2017/392
The internal procedures concerning permissions of access of staff to information that ensure secured access to data
Informacije v zvezi z dostopom zaposlenih do informacij, ki jih hrani CDD vložnica:
A description of any restrictions on the use of data for reasons of confidentiality
Notranji postopki v zvezi z dovoljenji za dostop zaposlenih do informacij, ki zagotavljajo varen dostop do podatkov
User committee (Article 16 of Delegated Regulation (EU) 2017/392)
Opis kakršnih koli omejitev uporabe podatkov zaradi zaupnosti
Documents or information on each user committee:
Odbor uporabnikov (člen 16 Delegirane uredbe (EU) 2017/392)
The mandate of the user committee
Dokumenti ali informacije o vsakem odboru uporabnikov:
The governance arrangements of the user committee
Mandat odbora uporabnikov
The operating procedures of the user committee
Ureditve upravljanja odbora uporabnikov
The admission criteria and the election mechanism for the members of the user committee
Operativni postopki odbora uporabnikov
A list of the proposed members of the user committee and the indication of interests that they represent
Merila za sprejem in mehanizem za izvolitev članov odbora uporabnikov
Record keeping (Article 17 of Delegated Regulation (EU) 2017/392)
Seznam predlaganih članov odbora uporabnikov in navedba interesov, ki jih zastopajo
Description of record-keeping systems of the applicant CSD, policies and procedures
Vodenje evidenc (člen 17 Delegirane uredbe (EU) 2017/392)
Information referred to in Article 17(2) of Delegated Regulation (EU) 2017/392 before the date of application of Article 54 of Delegated Regulation (EU) 2017/392
Opis sistemov, politik in postopkov za vodenje evidenc CDD vložnice
An analysis of the extent to which the applicant CSD's existing record-keeping systems, policies and procedures are compliant with the requirements under Article 54 of Delegated Regulation (EU) 2017/392
Informacije iz člena 17(2) Delegirane uredbe (EU) 2017/392 pred datumom vloge iz člena 54 Delegirane uredbe (EU) 2017/392
An implementation plan detailing how the applicant CSD plans to be compliant with the requirements under Article 54 of Delegated Regulation (EU) 2017/392 by the required date
Analiza obsega, v katerem so obstoječi sistemi, politike in postopki za vodenje evidenc CDD vložnice skladni z zahtevami iz člena 54 Delegirane uredbe (EU) 2017/392
D. Conduct of business rules (Articles 18-22 of Delegated Regulation (EU) 2017/392
Izvedbeni načrt, v katerem je podrobno opisano, kako namerava CDD vložnica izpolniti zahteve iz člena 54 Delegirane uredbe (EU) 2017/392 do zahtevanega datuma
Goals and objectives (Article 18 of Delegated Regulation (EU) 2017/392)
D. Pravila vodenja poslov (členi 18 do 22 Delegirane uredbe (EU) 2017/392)
A description of goals and objectives of the applicant CSD.
Cilji (člen 18 Delegirane uredbe (EU) 2017/392)
Handling of complaints (Article 19 of Delegated Regulation (EU) 2017/392)
Opis ciljev CDD vložnice
The procedures established by the applicant CSD for the handling of complaints
Obravnavanje pritožb (člen 19 Uredbe (EU) 2017/392)
Requirements for participation (Article 20 of Delegated Regulation (EU) 2017/392)
Postopki, ki jih je vzpostavila CDD vložnica za obravnavanje pritožb
Information concerning the participation in the securities settlement system(s) operated by the applicant CSD:
Zahteve za udeležbo (člen 20 Uredbe (EU) 2017/392)
The criteria for participation that allow fair and open access for all legal persons that intend to become participants in the securities settlement system(s) operated by the applicant CSD
Informacije v zvezi z udeležbo v sistemih poravnave vrednostnih papirjev, ki jih upravlja CDD vložnica:
The procedures for the application of disciplinary measures against the existing participants that do not comply with the criteria for participation
Merila za udeležbo, ki omogočajo pravičen in odprt dostop vsem pravnim osebam, ki nameravajo postati udeleženci v sistemih poravnave vrednostnih papirjev, ki jih upravlja CDD vložnica
Transparency (Article 21 of Delegated Regulation (EU) 2017/392)
Postopki za uporabo disciplinskih ukrepov zoper obstoječe udeležence, ki ne izpolnjujejo meril za udeležbo
Information on the applicant CSD's pricing policy, including in particular the prices and fees for each core service provided by the applicant CSD and any existing discounts and rebates, as well as the conditions for such reductions
Preglednost (člen 21 Delegirane uredbe (EU) 2017/392)