natgillin/translations-raw huggingface dataset:
the name of each entity over whose management the applicant CSD exercises significant influence;
imena vseh subjektov, v katerih CDD vložnica pomembno vpliva na upravljanje;
a list of core services listed in Section A of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is providing or intends to provide;
seznam osnovnih storitev iz oddelka A Priloge k Uredbi (EU) št. 909/2014, ki jih opravlja ali jih namerava opravljati CDD vložnica;
a list of ancillary services explicitly specified in Section B of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is providing or intends to provide;
seznam pomožnih storitev, izrecno navedenih v oddelku B Priloge k Uredbi (EU) št. 909/2014, ki jih opravlja ali jih namerava opravljati CDD vložnica;
a list of any other ancillary services permitted under, but not explicitly specified under Section B of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is providing or intends to provide;
seznam vseh drugih pomožnih storitev, ki so dovoljene, vendar niso izrecno navedene v oddelku B Priloge k Uredbi (EU) št. 909/2014, ki jih opravlja ali jih namerava opravljati CDD vložnica;
a list of the investment services subject to Directive 2014/65/EU referred to in point (n);
seznam naložbenih storitev, za katere se uporablja Direktiva 2014/65/EU, iz točke (n);
a list of services and activities that the applicant CSD outsources or intends to outsource to a third party in accordance with Article 30 of Regulation (EU) No 909/2014;
seznam storitev in dejavnosti, ki jih CDD vložnica oddaja ali jih namerava oddajati v zunanje izvajanje tretji osebi v skladu s členom 30 Uredbe (EU) št. 909/2014;
the currency or currencies that the applicant CSD processes, or intends to process in connection with services that the applicant CSD provides, irrespective of whether cash is settled on a central bank account, a CSD account, or an account at a designated credit institution;
valuto ali valute, ki jih obdeluje CDD vložnica ali jih namerava obdelovati v povezavi s storitvami, ki jih opravlja, ne glede na to, ali se denarna sredstva poravnajo na račun pri centralni banki, račun CDD ali na račun pri imenovani kreditni instituciji;
information on any pending and final judicial, administrative, arbitration or any other legal proceedings to which the applicant CSD is a party and which may cause it financial or other costs.
informacije o vseh odprtih in zaključenih sodnih, upravnih, arbitražnih oziroma vseh drugih pravnih postopkih, v katerih je CDD vložnica stranka in zaradi katerih ima lahko finančne ali druge stroške.
Where the applicant CSD intends to provide core services or to set up a branch in accordance with Article 23(2) of Regulation (EU) No 909/2014, the application for authorisation shall also include the following information:
Če namerava CDD vložnica opravljati osnovne storitve ali ustanoviti podružnico v skladu s členom 23(2) Uredbe (EU) št. 909/2014, vloga za dovoljenje vključuje tudi naslednje informacije:
the Member State or Member States in which the applicant CSD intends to operate;
državo članico ali države članice, v katerih namerava CDD vložnica poslovati;
a programme of operations stating in particular the services which the applicant CSD provides or intends to provide in the host Member State;
program poslovanja, v katerem navede zlasti storitve, ki jih CDD vložnica opravlja ali jih namerava opravljati v državi članici gostiteljici;
the currency or currencies that the applicant CSD processes or intends to process in the host Member State;
valuto ali valute, ki jih CDD vložnica obdeluje ali jih namerava obdelovati v državi članici gostiteljici;
where the services are provided or intended to be provided through a branch, the organisational structure of the branch and the names of the persons responsible for its management;
če se storitve opravljajo ali se nameravajo opravljati prek podružnice, organizacijsko strukturo podružnice in imena oseb, pristojnih za njeno vodenje;
where relevant, an assessment of the measures that the applicant CSD intends to take to allow its users to comply with the national laws referred to in Article 49(1) of Regulation (EU) No 909/2014.
kadar je ustrezno, oceno ukrepov, ki jih namerava CDD vložnica sprejeti, da bi svojim uporabnikom omogočila, da upoštevajo nacionalno pravo iz člena 49(1) Uredbe (EU) št. 909/2014.
General information concerning policies and procedures
Splošne informacije o politikah in postopkih
An application for authorisation shall specify the following information on the policies and procedures of the applicant CSD referred to in this Chapter:
V vlogi za dovoljenje se navedejo naslednje informacije o politikah in postopkih CDD vložnice iz tega poglavja:
the job titles of the persons responsible for the approval and implementation of the policies and procedures;
nazivi delovnih mest oseb, odgovornih za odobritev ter izvajanje politik in postopkov;
a description of the measures implementing and monitoring the compliance with the policies and procedures.
opis ukrepov za izvajanje in spremljanje skladnosti s politikami in postopki.
An application for authorisation shall include a description of the procedures put in place by the applicant CSD pursuant to Article 65(3) of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje opis postopkov, ki jih je CDD vložnica vzpostavila v skladu s členom 65(3) Uredbe (EU) št. 909/2014.
Information concerning services and activities of the CSD
Informacije o storitvah in dejavnostih CDD
The applicant CSD shall include the following in the application for authorisation:
CDD vložnica v vlogo za dovoljenje vključi naslednje:
a detailed description of the services referred to in points (l) to (p) of Article 4(2);
podroben opis storitev iz točk (l) do (p) člena 4(2);
the procedures to be applied in the provision of the services referred to in point (a).
postopke, ki se uporabljajo pri opravljanju storitev iz točke (a).
Information concerning groups
Informacije o skupinah
Where the applicant CSD is part of a group of undertakings that includes other CSDs or credit institutions referred to in point (b) of Article 54(2) of Regulation (EU) No 909/2014, the application for authorisation shall include the following:
Če je CDD vložnica del skupine podjetij, ki vključuje druge CDD ali kreditne institucije iz točke (b) člena 54(2) Uredbe (EU) št. 909/2014, vloga za dovoljenje vključuje naslednje:
the policies and procedures referred to in Article 26(7) of Regulation (EU) No 909/2014;
politike in postopke iz člena 26(7) Uredbe (EU) št. 909/2014;
information on the composition of the senior management, the management body, and the shareholders structure of the parent undertaking and of the other undertakings in the group;
informacije o sestavi višjega vodstva, upravljalnem organu in lastniški strukturi nadrejene družbe in drugih podjetij v skupini;
the services and key individuals other than senior management that the applicant CSD shares with other undertakings in the group.
storitve in ključne posameznike, ki niso člani višjega vodstva, ki so skupni CDD vložnici in drugim podjetjem v skupini.
Where the applicant CSD has a parent undertaking, the application for authorisation shall provide the following information:
Če ima CDD vložnica nadrejeno družbo, vloga za dovoljenje vključuje naslednje informacije:
the registered address of the parent undertaking of the applicant CSD;
uradni naslov nadrejene družbe CDD vložnice;
where the parent undertaking is an entity authorised or registered and subject to supervision under Union or third country legislation, any relevant authorisation or registration number and the name of the authority or authorities competent for the supervision of the parent undertaking.
če je nadrejena družba subjekt, ki ima dovoljenje ali je registriran in se nadzira v skladu z zakonodajo Unije ali zakonodajo tretje države, vse relevantne številke dovoljenja ali registracije ter ime organa ali organov, pristojnih za nadzor nadrejene družbe.
Where the applicant CSD has outsourced services or activities to an undertaking within the group in accordance with Article 30 of Regulation (EU) No 909/2014, the application shall include a summary and a copy of the outsourcing agreement.
Če je CDD vložnica oddala storitve ali dejavnosti v zunanje izvajanje podjetju znotraj skupine v skladu s členom 30 Uredbe (EU) št. 909/2014, vloga vključuje povzetek in kopijo pogodbe o zunanjem izvajanju.
Financial resources for the provision of services by the applicant CSD
Finančna sredstva za opravljanje storitev CDD vložnice
Financial reports, business plan, and recovery plan
Računovodska poročila, poslovni načrt in načrt za sanacijo
An application for authorisation shall include the following financial and business information to enable the competent authority to assess compliance of the applicant CSD with Articles 44, 46 and 47 of Regulation (EU) No 909/2014:
Vloga za dovoljenje vključuje naslednje računovodske in poslovne informacije, ki pristojnemu organu omogočajo ocenjevanje, ali CDD vložnica spoštuje zahteve iz členov 44, 46 in 47 Uredbe (EU) št. 909/2014:
financial reports including a complete set of financial statements for the preceding three years, and the statutory audit report on the annual and consolidated financial statements within the meaning of Directive 2006/43/EC of the European Parliament and of the Council [6], for the preceding three years;
računovodska poročila skupaj s celotnim sklopom računovodskih izkazov za predhodna tri leta in poročila iz obvezne revizije letnih in konsolidiranih računovodskih izkazov v smislu Direktive 2006/43/ES Evropskega parlamenta in Sveta [6] za predhodna tri leta;
where the applicant CSD is audited by an external auditor, the name and the national registration number of the external auditor;
če CDD vložnico revidira zunanji revizor, ime in nacionalno registracijsko številko zunanjega revizorja;
a business plan, including a financial plan and an estimated budget that foresees various business scenarios for the services provided by the applicant CSD, over a reference period of at least three years;
poslovni načrt, vključno s finančnim načrtom in ocenjenim proračunom, v katerem so predvideni različni poslovni scenariji za storitve, ki jih opravlja CDD vložnica, za referenčno obdobje najmanj treh let;
any plan for the establishment of subsidiaries and branches and their location;
vse načrte za ustanovitev podrejenih družb in podružnic ter njihovo lokacijo;
a description of the business activities that the applicant CSD plans to carry out, including the business activities of any subsidiaries or branches of the applicant CSD.
opis poslovnih dejavnosti, ki jih namerava izvajati CDD vložnica, kar vključuje poslovne dejavnosti vseh podrejenih družb ali podružnic CDD vložnice.
Where historical financial information referred to in point (a) of paragraph 1 is not available, an application for authorisation shall include the following information about the applicant CSD:
Če pretekle računovodske informacije iz točke (a) odstavka 1 niso na voljo, vloga za dovoljenje vključuje naslednje informacije o CDD vložnici:
evidence that demonstrates sufficient financial resources during six months after the granting of an authorisation;
dokazila o zadostnih finančnih sredstvih v obdobju šestih mesecev po izdaji dovoljenja;
an interim financial report;
medletno računovodsko poročilo;
statements concerning the financial situation of the applicant CSD, including a balance sheet, income statement, changes in equity and in cash flows and a summary of accounting policies and other relevant explanatory notes;
izkaze o finančnem položaju CDD vložnice, vključno z bilanco stanja, izkazom poslovnega izida in izkazom sprememb lastniškega kapitala ter denarnih tokov, povzetek računovodskih usmeritev in druga zadevna pojasnila;
audited annual financial statements of any parent undertaking for the three financial years preceding the date of the application.
revidirane letne računovodske izkaze nadrejene družbe, če obstaja, za tri poslovna leta pred datumom vloge.
The application shall include a description of an adequate recovery plan to ensure continuity of the applicant CSD's critical operations referred to in Article 22(2) of Regulation (EU) No 909/2014 including:
Vloga vsebuje opis ustreznega načrta za sanacijo za zagotavljanje neprekinjenosti kritičnih dejavnosti CDD vložnice iz člena 22(2) Uredbe (EU) št. 909/2014, kar vključuje:
a summary that provides an overview of the plan and its implementation;
povzetek, ki vsebuje pregled načrta in njegovega izvajanja;
the identification of the critical operations of the applicant CSD, stress scenarios and events triggering recovery, and a description of recovery tools to be used by the applicant CSD;
navedbo kritičnih dejavnosti CDD vložnice, scenarijev stresnih situacij in dogodkov, ki sprožijo sanacijo, ter opis orodij za sanacijo, ki jih bo uporabila CDD vložnica;
an assessment of any impact of the recovery plan on stakeholders that are likely to be affected by its implementation;
oceno morebitnih učinkov načrta za sanacijo na deležnike, do katerih bo verjetno prišlo v primeru njegove izvedbe;
an assessment of the legal enforceability of the recovery plan that takes account of any legal constraints imposed by Union, national or third country legislation.
oceno pravne izvršljivosti načrta za sanacijo, ki upošteva morebitne pravne omejitve, ki jih nalaga zakonodaja Unije, nacionalna zakonodaja ali zakonodaja tretje države.
Organisational chart
Organizacijska shema
An application for authorisation shall include an organisational chart that describes the organisational structure of the applicant CSD.
Vloga za dovoljenje vključuje organizacijsko shemo, ki opisuje organizacijsko strukturo CDD vložnice.
The chart shall include the following:
Shema vključuje naslednje:
the identity and tasks of the persons responsible for the following positions:
identiteto in naloge odgovornih oseb na naslednjih položajih:
senior management;
višje vodstvo;
managers in charge of the operational functions referred to in Article 47(3);
poslovodje, pristojni za operativne funkcije iz člena 47(3);
managers in charge of the activities of any branches of the applicant CSD;
poslovodje, pristojni za dejavnosti morebitnih podružnic CDD vložnice;
other significant roles in the operations of the applicant CSD;
druge pomembne vloge pri poslovanju CDD vložnice;
the number of staff members in each division and operational unit.
število zaposlenih v vsakem oddelku in poslovni enoti.
An application for authorisation shall include the following information on the applicant CSD's policies and procedures related to staff:
Vloga za dovoljenje vključuje naslednje informacije o politikah in postopkih CDD vložnice v zvezi s kadri:
a description of the remuneration policy including information about the fixed and variable elements of the remuneration of the senior management, the members of the management body and the staff employed in the risk-management, compliance and internal control, internal audit and technology functions of the applicant CSD;
opis politike prejemkov, vključno z informacijami o fiksnem in variabilnem elementu prejemkov višjega vodstva, članov upravljalnega organa in zaposlenih v funkcijah upravljanja tveganj, varovanja zakonitosti poslovanja, notranjega nadzora, notranje revizije in tehnološki funkciji CDD vložnice;
the measures put in place by the applicant CSD to mitigate the risk of over-reliance on the responsibilities entrusted to any individual person.
ukrepih, ki jih je CDD vložnica vzpostavila za zmanjšanje tveganja prekomernega zanašanja na odgovornosti, zaupane posameznikom.
Risk monitoring tools and governance arrangements
Orodja za spremljanje tveganj in ureditve upravljanja
An application for authorisation shall include the following information on the governance arrangements and risk monitoring tools of the applicant CSD:
Vloga za dovoljenje vključuje naslednje informacije o ureditvah upravljanja in orodjih za spremljanje tveganj CDD vložnice:
a description of the governance arrangements of the applicant CSD established in accordance with paragraph 2 of Article 47;
opis ureditev upravljanja CDD vložnice, vzpostavljenih v skladu z odstavkom 2 člena 47;
the policies, procedures and systems established in accordance with paragraph 1 of Article 47;
politike, postopke in sisteme, vzpostavljene v skladu z odstavkom 1 člena 47;
a description of the composition, role and responsibilities of the members of the management body and senior management and the committees established in accordance with Article 48.
opis sestave, vloge in odgovornosti članov upravljalnega organa in višjega vodstva ter odborov, ustanovljenih v skladu s členom 48.
The information referred to in paragraph 1 shall include a description of the processes concerning the selection, appointment, performance evaluation and removal of senior management and members of the management body.
Informacije iz odstavka 1 vključujejo opis postopkov v zvezi z izbiro, imenovanjem, ocenjevanjem uspešnosti in razrešitvijo višjega vodstva ter članov upravljalnega organa.
The applicant CSD shall describe its procedure to make its governance arrangements and the rules governing its activity available to the public.
CDD vložnica opiše postopek za razkrivanje ureditev upravljanja in pravil, ki urejajo njeno dejavnost, javnosti.
Where the applicant CSD adheres to a recognised corporate governance code of conduct, the application shall identify any code, include a copy of that code and justify any situations where the applicant CSD deviates from the code.
Če CDD vložnica spoštuje priznan kodeks korporativnega upravljanja, se v vlogi navede vsak tak kodeks, priloži njegova kopija in utemeljijo primeri, v katerih CDD vložnica odstopa od kodeksa.
Compliance, internal control and internal audit functions
Funkcije varovanja zakonitosti poslovanja, notranjega nadzora in notranje revizije
An application for authorisation shall include a description of the procedures for the applicant CSD's internal reporting of infringements referred to in Article 26(5) of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje opis postopkov, ki jih je CDD vložnica uporablja za notranje poročanje o kršitvah iz člena 26(5) Uredbe (EU) št. 909/2014.
An application for authorisation shall include information regarding an applicant CSD's internal audit policies and procedures referred to in Article 51, including:
Vloga za dovoljenje vsebuje informacije o politikah in postopkih za notranjo revizijo CDD vložnice iz člena 51, kar vključuje:
a description of the monitoring and evaluation tools for the adequacy and effectiveness of the applicant CSD's internal audit systems;
opis orodij za spremljanje in ocenjevanje v zvezi z ustreznostjo in učinkovitostjo sistemov notranje revizije CDD vložnice;
a description of the control and safeguard tools for the applicant CSD's information processing systems;
opis orodij za nadzor in zaščito sistemov za obdelavo informacij CDD vložnice;
a description of the development and application of the applicant CSD's internal audit methodology;
opis razvoja in uporabe metodologije notranje revizije CDD vložnice;
a work plan of the internal audit function for three years following the date of application;
delovni načrt funkcije notranje revizije za naslednja tri leta po datumu vloge;
a description of the roles and qualifications of each individual who is responsible for internal audit referred to in Article 47(3)(d) under the oversight of the audit committee referred to in Article 48(1)(b).
opis vlog in kvalifikacij vsakega posameznika, odgovornega za funkcijo notranje revizije iz člena 47(3)(d) pod nadzorom revizijske komisije iz člena 48(1)(b).
An application for authorisation shall include the following information concerning the compliance and internal control function of the applicant CSD's referred to in Article 47(3)(c):
Vloga za dovoljenje vključuje naslednje informacije o funkciji varovanja zakonitosti poslovanja in notranjega nadzora CDD vložnice iz člena 47(3)(c):
a description of the roles and qualifications of individuals who are responsible for the compliance and internal control function and of any other staff involved in the assessments of compliance, including a description of the means to ensure the independence of the compliance and internal control function from the rest of the business units;
opis vlog in kvalifikacij posameznikov, odgovornih za funkcijo varovanja zakonitosti poslovanja in notranjega nadzora, ter vseh drugih zaposlenih, vključenih v preverjanje zakonitosti poslovanja, vključno z opisom, kako se zagotavlja neodvisnost funkcij varovanja zakonitosti poslovanja in notranjega nadzora od drugih poslovnih enot;
the policies and procedures of the compliance and internal control function, including a description of the compliance role of the management body and senior management;
politike in postopke funkcije varovanja zakonitosti poslovanja in notranjega nadzora, vključno z opisom vloge, ki jo imata pri varovanju zakonitosti poslovanja upravljalni organ in višje vodstvo;
where available, the most recent internal report prepared by the persons responsible for the compliance and internal control function or by any other staff involved in the assessments of compliance within the applicant CSD.
kadar je na voljo, zadnje interno poročilo, ki so ga pripravile osebe, odgovorne za funkcijo varovanja zakonitosti poslovanja in notranjega nadzora, ali kateri koli drugi zaposleni, vključeni v preverjanje zakonitosti poslovanja, v CDD vložnici.
Senior management, management body and shareholders
Višje vodstvo, upravljalni organ in delničarji
An application for authorisation shall include, for each member of the senior management and each member of the management body of the applicant CSD, the following information to enable the competent authority to assess compliance of the applicant CSD with Article 27(1) and (4) of Regulation (EU) No 909/2014:
Vloga za dovoljenje za vsakega člana višjega vodstva in vsakega člana upravljalnega organa CDD vložnice vključuje naslednje informacije, ki pristojnemu organu omogočajo ocenjevanje, ali CDD vložnica spoštuje zahteve iz člena 27(1) in (4) Uredbe (EU) št. 909/2014:
a copy of a curriculum vitae which sets out the experience and knowledge of each member;
kopijo življenjepisa, v katerem so opisane izkušnje in kvalifikacije vsakega člana;
details regarding any criminal and administrative sanctions imposed on a member in connection with the provision of financial or data services or in relation to acts of fraud or misappropriation of funds, in the form of an appropriate official certificate where available in the relevant Member State;
podrobnosti o vseh morebitnih kazenskih in upravnih postopkih proti članu v zvezi z opravljanjem finančnih storitev ali storitev zagotavljanja podatkov ali v zvezi z goljufijami ali protipravno prilastitvijo sredstev v obliki ustreznega uradnega potrdila, če je to na voljo v zadevni državi članici;
a self-declaration of good repute in relation to the provision of financial or data services, where all members of the senior management and management body shall state whether they have been subject to any of the following:
lastno izjavo o ugledu v zvezi z opravljanjem finančnih storitev ali storitev zagotavljanja podatkov, v kateri vsak član višjega vodstva in upravljalnega organa izjavi, ali:
they have been convicted of any criminal or administrative offence in connection with the provision of financial or data services or in relation to acts of fraud or misappropriation of funds;
je bil obsojen kakršnega koli kaznivega dejanja ali upravnega prekrška v zvezi z opravljanjem finančnih storitev ali storitev zagotavljanja podatkov ali v zvezi z goljufijami ali protipravno prilastitvijo sredstev;
they have been subject to an adverse decision in any proceedings of a disciplinary nature brought by a regulatory authority, a government body or agency or they are subject to any ongoing proceedings;
je bila v kakšnem disciplinskem postopku, ki ga je sprožil regulativni organ, vladni organ ali agencija, sprejeta zanj neugodna odločitev ali zoper njega poteka kakršen koli postopek;