natgillin/translations-raw huggingface dataset:
that the liquidity facility shall be drawn down and the maturing securities shall be repaid in the event that the sponsor does not renew the funding commitment of the liquidity facility before its expiry.
Uporaba takšne storitve pa v nobenem primeru ne vpliva na odgovornost originatorja, sponzorja ali SSPE glede njihovih pravnih obveznosti na podlagi te uredbe.
The servicer shall have expertise in servicing exposures of a similar nature to those securitised and shall have well-documented policies, procedures and risk-management controls relating to the servicing of exposures.
Uporaba takšne storitve ne vpliva na obveznosti, ki veljajo za institucionalne investitorje, kakor je določeno v členu 5.
SECTION 3
Kadar originator, sponzor ali SSPE uporablja storitev tretje osebe, pooblaščene v skladu s členom 28, da oceni, ali je listinjenje skladno s členi 19 do 22 ali členi 23 do 26, uradno obvestilo o STS vključuje izjavo, da je skladnost z merili za STS potrdila navedena pooblaščena tretja oseba.
STS notification
Uradno obvestilo vključuje ime pooblaščene tretje osebe, njen sedež ter naziv pristojnega organa, ki jo je pooblastil.
Article 27
Kadar originator ali prvotni kreditodajalec ni kreditna institucija ali investicijsko podjetje, kakor sta opredeljena v točkah (1) in (2) člena 4(1) Uredbe (EU) št. 575/2013, s sedežem v Uniji, je treba uradnemu obvestilu v skladu z odstavkom 1 tega člena priložiti naslednja dokumenta:
STS notification requirements
potrdilo originatorja ali prvotnega kreditodajalca, da njegov postopek za odobritev kreditov temelji na zanesljivih in jasno opredeljenih merilih ter jasno vzpostavljenih postopkih za odobritev, spremembo, obnovitev in financiranje kreditov ter da ima originator ali prvotni kreditodajalec vzpostavljene učinkovite sisteme za uporabo takšnih postopkov v skladu s členom 9 te uredbe; in
Originators and sponsors shall jointly notify ESMA by means of the template referred to in paragraph 7 of this Article where a securitisation meets the requirements of Articles 19 to 22 or Articles 23 to 26 (‘STS notification’).
potrdilo originatorja ali prvotnega kreditodajalca o tem, ali je postopek za odobritev kreditov iz točke (a) pod nadzorom.
In the case of an ABCP programme, only the sponsor shall be responsible for the notification of that programme and, within that programme, of the ABCP transactions complying with Article 24.
Originator in sponzor nemudoma uradno obvesti ESMA in obvesti svoj pristojni organ, ko listinjenje ne izpolnjuje več zahtev iz členov 19 do 22 ali členov 23 do 26.
The STS notification shall include an explanation by the originator and sponsor of how each of the STS criteria set out in Articles 20 to 22 or Articles 24 to 26 has been complied with.
ESMA na svojem uradnem spletnem mestu vodi seznam vseh listinjenj, glede katerih so ga originatorji in sponzorji uradno obvestili, da izpolnjujejo zahteve iz členov 19 do 22 ali členov 23 do 26.
ESMA shall publish the STS notification on its official website pursuant to paragraph 5.
ESMA vsako tako uradno sporočeno listinjenje nemudoma doda na ta seznam in posodobi seznam, kadar se na podlagi odločitve pristojnih organov ali uradnega obvestila s strani originatorja ali sponzorja listinjenja ne štejejo več za STS.
Originators and sponsors of a securitisation shall inform their competent authorities of the STS notification and designate amongst themselves one entity to be the first contact point for investors and competent authorities.
Kadar pristojni organ naloži upravne sankcije v skladu s členom 32, o tem nemudoma uradno obvesti ESMA.
The originator, sponsor or SSPE may use the service of a third party authorised under Article 28 to check whether a securitisation complies with Articles 19 to 22 or Articles 23 to 26.
ESMA na seznamu nemudoma navede, da je pristojni organ naložil upravne sankcije v zvezi z zadevnim listinjenjem.
However, the use of such a service shall not, under any circumstances, affect the liability of the originator, sponsor or SSPE in respect of their legal obligations under this Regulation.
ESMA v tesnem sodelovanju z EBA in EIOPA pripravi osnutke regulativnih tehničnih standardov in v njih navede informacije, ki jih morajo originator, sponzor in SSPE zagotoviti, da bi izpolnili obveznosti iz odstavka 1.
The use of such service shall not affect the obligations imposed on institutional investors as set out in Article 5.
ESMA navedene osnutke regulativnih tehničnih standardov predloži Komisiji do 18. julija 2018.
Where the originator, sponsor or SSPE use the service of a third party authorised pursuant to Article 28 to assess whether a securitisation complies with Articles 19 to 22 or Articles 23 to 26, the STS notification shall include a statement that compliance with the STS criteria was confirmed by that authorised third party.
Za zagotovitev enotnih pogojev izvajanja te uredbe ESMA v tesnem sodelovanju z EBA in EIOPA pripravi osnutke izvedbenih tehničnih standardov za vzpostavitev predlog, ki se uporabijo za predložitev informacij iz odstavka 6.
The notification shall include the name of the authorised third party, its place of establishment and the name of the competent authority that authorised it.
ESMA navedene osnutke izvedbenih tehničnih standardov predloži Komisiji do 18. julija 2018.
Where the originator or original lender is not a credit institution or investment firm, as defined in points (1) and (2) of Article 4(1) of Regulation (EU) No 575/2013, established in the Union, the notification pursuant to paragraph 1 of this Article shall be accompanied by the following:
Na Komisijo se prenese pooblastilo za sprejetje izvedbenih tehničnih standardov iz tega odstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010.
confirmation by the originator or original lender that its credit-granting is done on the basis of sound and well-defined criteria and clearly established processes for approving, amending, renewing and financing credits and that the originator or original lender has effective systems in place to apply such processes in accordance with Article 9 of this Regulation; and
Člen 28
a declaration by the originator or original lender as to whether credit granting referred to in point (a) is subject to supervision.
Preverjanje skladnosti z merili za STS s sodelovanjem tretje osebe
The originator and sponsor shall immediately notify ESMA and inform their competent authority when a securitisation no longer meets the requirements of either Articles 19 to 22 or Articles 23 to 26.
Pristojni organ pooblasti tretjo osebo iz člena 27(2) za ocenjevanje skladnosti listinjenj z merili za STS, določenimi v členih 19 do 22 ali členih 23 do 26.
ESMA shall maintain on its official website a list of all securitisations which the originators and sponsors have notified to it as meeting the requirements of Articles 19 to 22 or Articles 23 to 26.
Pristojni organ dovoljenje izda, če so izpolnjeni naslednji pogoji:
ESMA shall add each securitisation so notified to that list immediately and shall update the list where the securitisations are no longer considered to be STS following a decision of competent authorities or a notification by the originator or sponsor.
tretja oseba originatorjem, sponzorjem ali SSPE, vključenim v listinjenja, ki jih oceni tretja oseba, zaračuna le nediskriminatorne in na stroških temelječe pristojbine, brez diferenciranih pristojbin, ki jih pogojujejo ali so povezane z rezultati njene ocene;
Where the competent authority has imposed administrative sanctions in accordance with Article 32, it shall notify ESMA thereof immediately.
tretja oseba ni niti regulirana oseba, kakor je opredeljena v točki (4) člena 2 Direktive 2002/87/ES, niti bonitetna agencija, kakor je opredeljena v točki (b) člena 3(1) Uredbe (ES) št. 1060/2009, in izvajanje drugih dejavnosti tretje osebe ne ogroža neodvisnosti ali neoporečnosti njene ocene;
ESMA shall immediately indicate on the list that a competent authority has imposed administrative sanctions in relation to the securitisation concerned.
tretja oseba originatorju, sponzorju ali SSPE, vključenemu v listinjenja, ki jih oceni tretja oseba, ne zagotavlja svetovanja, revizije ali enakovrednih storitev v kakršni koli obliki;
ESMA, in close cooperation with the EBA and EIOPA, shall develop draft regulatory technical standards specifying the information that the originator, sponsor and SSPE are required to provide in order to comply with the obligations referred to in paragraph 1.
člani vodstvenega organa tretje osebe imajo poklicne kvalifikacije, znanje in izkušnje, ki zadostujejo za nalogo tretje osebe, ter dober sloves in integriteto;
ESMA shall submit those draft regulatory technical standards to the Commission by 18 July 2018.
v vodstvenem organu tretje osebe sodeluje vsaj ena tretjina neodvisnih direktorjev, a ne manj kot dva;
In order to ensure uniform conditions for the implementation of this Regulation, ESMA, in close cooperation with the EBA and EIOPA, shall develop draft implementing technical standards to establish the templates to be used for the provision of the information referred to in paragraph 6.
tretja oseba sprejme vse potrebne ukrepe, da bi zagotovila, da na preverjanje skladnosti s STS ne vplivajo obstoječa ali morebitno nasprotje interesov ali poslovni odnos, ki vključuje tretjo osebo, njene deležnike ali člane, vodje, zaposlene ali druge fizične osebe, katerih storitve so na voljo tretji osebi ali jih ta nadzoruje.
ESMA shall submit those draft implementing technical standards to the Commission by 18 July 2018.
V ta namen vzpostavi, vzdržuje, izvaja in dokumentira učinkovit sistem notranjega nadzora, s katerim ureja izvajanje politik in postopkov za ugotavljanje in preprečevanje morebitnih nasprotij interesov.
Power is conferred on the Commission to adopt the implementing technical standards referred to in this paragraph in accordance with Article 15 of Regulation (EU) No 1095/2010.
Ugotovljena morebitna ali obstoječa nasprotja interesov je treba nemudoma odpraviti ali jih zmanjšati in razkriti.
Article 28
Tretja oseba vzpostavi, vzdržuje, izvaja in dokumentira ustrezne postopke in procese za zagotavljanje neodvisnosti ocene skladnosti s STS.
Third party verifying STS compliance
Te politike in postopke redno spremlja in pregleduje, da bi ocenila njihovo učinkovitost in potrebo po njihovi posodobitvi; in
A third party referred to in Article 27(2) shall be authorised by the competent authority to assess the compliance of securitisations with the STS criteria provided for in Articles 19 to 22 or Articles 23 to 26.
tretja oseba lahko dokaže, da ima vzpostavljene ustrezne operativne zaščitne ukrepe in notranje postopke, na podlagi katerih lahko izvaja oceno skladnosti s STS.
The competent authority shall grant the authorisation if the following conditions are met:
Pristojni organ dovoljenje odvzame, kadar meni, da tretja oseba v bistvenih elementih ne izpolnjuje pogojev iz prvega pododstavka.
the third party only charges non-discriminatory and cost-based fees to the originators, sponsors or SSPEs involved in the securitisations which the third party assesses without differentiating fees depending on, or correlated to, the results of its assessment;
Tretja oseba, pooblaščena v skladu z odstavkom 1, svoj pristojni organ brez odlašanja uradno obvesti o vseh bistvenih spremembah informacij, zagotovljenih v skladu z navedenim odstavkom, ali vseh drugih spremembah, za katere je mogoče upravičeno domnevati, da vplivajo na oceno pristojnega organa.
the third party is neither a regulated entity as defined in point (4) of Article 2 of Directive 2002/87/EC nor a credit rating agency as defined in point (b) of Article 3(1) of Regulation (EC) No 1060/2009, and the performance of the third party’s other activities does not compromise the independence or integrity of its assessment;
Pristojni organ lahko tretji osebi iz odstavka 1 zaračuna na stroških temelječe pristojbine za pokritje nujnih izdatkov, povezanih z oceno zahtevkov za dovoljenje in z naknadnim spremljanjem skladnosti s pogoji, določenimi v odstavku 1.
the third party shall not provide any form of advisory, audit or equivalent service to the originator, sponsor or SSPE involved in the securitisations which the third party assesses;
ESMA pripravi osnutke regulativnih tehničnih standardov, v katerih navede informacije, ki jih je treba zagotoviti pristojnim organom ob predložitvi vloge tretje osebe za dovoljenje v skladu z odstavkom 1.
the members of the management body of the third party have professional qualifications, knowledge and experience that are adequate for the task of the third party and they are of good repute and integrity;
POGLAVJE 5
the management body of the third party includes at least one third, but no fewer than two, independent directors;
NADZOR
the third party takes all necessary steps to ensure that the verification of STS compliance is not affected by any existing or potential conflicts of interest or business relationship involving the third party, its shareholders or members, managers, employees or any other natural person whose services are placed at the disposal or under the control of the third party.
Člen 29
To that end, the third party shall establish, maintain, enforce and document an effective internal control system governing the implementation of policies and procedures to identify and prevent potential conflicts of interest.
Imenovanje pristojnih organov
Potential or existing conflicts of interest which have been identified shall be eliminated or mitigated and disclosed without delay.
Skladnost z obveznostmi, določenimi v členu 5 te uredbe, nadzorujejo naslednji pristojni organi v skladu s pristojnostmi, ki jih imajo na podlagi ustreznih pravnih aktov:
The third party shall establish, maintain, enforce and document adequate procedures and processes to ensure the independence of the assessment of STS compliance.
za zavarovalnice in pozavarovalnice pristojni organ, imenovan v skladu s točko (10) člena 13 Direktive 2009/138/ES;
The third party shall periodically monitor and review those policies and procedures in order to evaluate their effectiveness and assess whether it is necessary to update them; and
za upravitelje alternativnih investicijskih skladov pristojni organ, imenovan v skladu s členom 44 Direktive 2011/61/EU;
the third party can demonstrate that it has proper operational safeguards and internal processes that enable it to assess STS compliance.
za KNPVP in družbe za upravljanje KNPVP pristojni organ, imenovan v skladu s členom 97 Direktive 2009/65/ES;
The competent authority shall withdraw the authorisation when it considers the third party to be materially non-compliant with the first subparagraph.
za institucije za poklicno pokojninsko zavarovanje pristojni organ, imenovan v skladu s točko (g) člena 6 Direktive 2003/41/ES Evropskega parlamenta in Sveta [33];
A third party authorised in accordance with paragraph 1 shall notify its competent authority without delay of any material changes to the information provided under that paragraph, or any other changes that could reasonably be considered to affect the assessment of its competent authority.
za kreditne institucije ali investicijska podjetja pristojni organ, imenovan v skladu s členom 4 Direktive 2013/36/EU, vključno z ECB v okviru posebnih nalog, ki so ji podeljene v skladu z Uredbo (EU) št. 1024/2013.
The competent authority may charge cost-based fees to the third party referred to in paragraph 1, in order to cover necessary expenditure relating to the assessment of applications for authorisation and to the subsequent monitoring of compliance with the conditions set out in paragraph 1.
Pristojni organi, odgovorni za nadzor sponzorjev v skladu s členom 4 Direktive 2013/36/EU, vključno z ECB v okviru posebnih nalog, ki so ji podeljene v skladu z Uredbo (EU) št. 1024/2013, nadzorujejo izpolnjevanje obveznosti sponzorjev, ki so določene v členih 6, 7, 8 in 9 te uredbe.
ESMA shall develop draft regulatory technical standards specifying the information to be provided to the competent authorities in the application for the authorisation of a third party in accordance with paragraph 1.
Kadar so originatorji, prvotni kreditodajalci in SSPE nadzorovani subjekti v skladu z direktivami 2003/41/ES, 2009/138/ES, 2009/65/ES, 2011/61/EU in 2013/36/EU ter Uredbo (EU) št. 1024/2013, ustrezni pristojni organi, imenovani v skladu z navedenimi akti, vključno z ECB v okviru posebnih nalog, ki so ji podeljene v skladu z Uredbo (EU) št. 1024/2013, nadzorujejo izpolnjevanje obveznosti iz členov 6, 7, 8 in 9 te uredbe.
CHAPTER 5
Za originatorje, prvotne kreditodajalce in SSPE s sedežem v Uniji, ki niso zajeti v zakonodajnih aktih Unije iz odstavka 3, države članice imenujejo enega ali več pristojnih organov za nadzor izpolnjevanje obveznosti iz členov 6, 7, 8 in 9.
SUPERVISION
Države članice imenujejo enega ali več pristojnih organov za nadzor skladnosti originatorjev, sponzorjev in SSPE s členi 18 do 27 ter skladnosti tretjih oseb s členom 28.
Article 29
Komisijo in ESMA obvestijo o imenovanju pristojnih organov v skladu s tem odstavkom do 18. januarja 2019.
Designation of competent authorities
Odstavek 5 tega člena se ne uporablja za tiste subjekte, ki zgolj prodajajo izpostavljenosti v okviru programa ABCP ali kakšnega drugega posla ali sheme listinjenja in dejavno ne odobrijo izpostavljenosti z glavnim namenom njihovega rednega listinjenja.
Compliance with the obligations set out in Article 5 of this Regulation shall be supervised by the following competent authorities in accordance with the powers granted by the relevant legal acts:
V takšnem primeru originator ali sponzor preveri, ali navedeni subjekti izpolnjujejo zadevne obveznosti, določene v členih 18 do 27.
for insurance and reinsurance undertakings, the competent authority designated in accordance with point (10) of Article 13 of Directive 2009/138/EC;
ESMA zagotovi dosledno uporabo in uveljavljanje obveznosti iz členov 18 do 27 te uredbe v skladu z nalogami in pooblastili, določenimi v Uredbi (EU) št. 1095/2010.
for alternative investment fund managers, the competent authority responsible designated in accordance with Article 44 of Directive 2011/61/EU;
ESMA spremlja trg listinjenja v Uniji v skladu s členom 39 Uredbe (EU) št. 600/2014 Evropskega parlamenta in Sveta [34] ter po potrebi uporabi svoja pooblastila za začasno poseganje v skladu s členom 40 Uredbe (EU) št. 600/2014.
for UCITS and UCITS management companies, the competent authority designated in accordance with Article 97 of Directive 2009/65/EC;
ESMA na svojem spletnem mestu objavi in ažurira seznam pristojnih organov iz tega člena.
for institutions for occupational retirement provision, the competent authority designated in accordance with point (g) of Article 6 of Directive 2003/41/EC of the European Parliament and of the Council [33];
Člen 30
for credit institutions or investments firms, the competent authority designated in accordance with Article 4 of Directive 2013/36/EU, including the ECB with regard to specific tasks conferred on it by Regulation (EU) No 1024/2013.
Pooblastila pristojnih organov
Where originators, original lenders and SSPEs are supervised entities in accordance with Directives 2003/41/EC, 2009/138/EC, 2009/65/EC, 2011/61/EU and 2013/36/EU and Regulation (EU) No 1024/2013, the relevant competent authorities designated according to those acts, including the ECB with regard to specific tasks conferred on it by Regulation (EU) No 1024/2013, shall supervise compliance with the obligations set out in Articles 6, 7, 8 and 9 of this Regulation.
Pristojni organ redno pregleduje ureditve, procese in mehanizme, ki jih izvajajo originatorji, sponzorji, SSPE in prvotni kreditodajalci, da bodo skladni s to uredbo.
For originators, original lenders and SSPEs established in the Union and not covered by the Union legislative acts referred to in paragraph 3, Member States shall designate one or more competent authorities to supervise compliance with the obligations set out in Articles 6, 7, 8 and 9.
Pregled iz prvega pododstavka vključuje:
Member States shall inform the Commission and ESMA of the designation of competent authorities pursuant to this paragraph by 1 January 2019.
procese in mehanizme za pravilno merjenje in trajno zadržanje pomembnega neto ekonomskega deleža, zbiranje in pravočasno razkritje vseh informacij, ki se dajo na razpolago v skladu s členom 7, ter merila za odobritev kreditov v skladu s členom 9;
That obligation shall not apply with regard to those entities that are merely selling exposures under an ABCP programme or another securitisation transaction or scheme and are not actively originating exposures for the primary purpose of securitising them on a regular basis.
za listinjenja STS, ki niso listinjenja v okviru programa ABCP, procese in mehanizme za zagotavljanje skladnosti s členom 20(7) do (12), členom 21(7) in členom 22; in
Member States shall designate one or more competent authorities to supervise the compliance of originators, sponsors and SSPEs with Articles 18 to 27, and the compliance of third parties with Article 28.
za listinjenja STS, ki so listinjenja v okviru programa ABCP, procese in mehanizme, s katerimi se v zvezi s posli ABCP zagotavlja skladnost s členom 24, v zvezi s programi ABCP pa skladnost s členom 26(7) in (8).
Member States shall inform the Commission and ESMA of the designation of competent authorities pursuant to this paragraph by 18 January 2019.
Pristojni organi zahtevajo, da se tveganja zaradi poslov listinjenja, vključno s tveganjem izgube dobrega imena, ovrednotijo in obravnavajo z ustreznimi politikami in postopki originatorjev, sponzorjev, SSPE in prvotnih kreditodajalcev.
Paragraph 5 of this Article shall not apply with regard to those entities that are merely selling exposures under an ABCP programme or other securitisation transaction or scheme and are not actively originating exposures for the primary purpose of securitising them on a regular basis.
Pristojni organ v okviru bonitetnega nadzora na področju listinjenja po potrebi spremlja posebne učinke, ki jih ima sodelovanje na trgu listinjenja na stabilnost finančne institucije, ki deluje kot prvotni kreditodajalec, originator, sponzor ali investitor, pri tem pa brez poseganja v strožje sektorsko urejanje upošteva:
In such a case, the originator or sponsor shall verify that those entities fulfil the relevant obligations set out in Articles 18 to 27.
obseg kapitalskega blažilnika;
ESMA shall ensure the consistent application and enforcement of the obligations set out in Articles 18 to 27 of this Regulation in accordance with the tasks and powers set out in Regulation (EU) No 1095/2010.
obseg likvidnostnih blažilnikov; in
ESMA shall monitor the Union securitisation market in accordance with Article 39 of Regulation (EU) No 600/2014 of the European Parliament and the Council [34] and apply, where appropriate, its temporary intervention powers in accordance with Article 40 of Regulation (EU) No 600/2014.
likvidnostno tveganje za investitorje zaradi neusklajene zapadlosti med financiranjem in naložbami.
ESMA shall publish and keep up-to-date on its website a list of the competent authorities referred to in this Article.
V primerih, kadar pristojni organ ugotovi pomembno tveganje za finančno stabilnost finančne institucije ali celotnega finančnega sistema, ne glede na svoje obveznosti v skladu s členom 36 sprejme ukrepe za zmanjšanje tega tveganja, svoje ugotovitve pa sporoči imenovanemu organu, pristojnemu za makrobonitetne instrumente v skladu z Uredbo (EU) št. 575/2013 in ESRB.
Article 30
Pristojni organ spremlja morebitno izogibanje obveznostim iz člena 6(2) in zagotovi, da se sankcije uporabljajo v skladu s členoma 32 in 33.
Powers of the competent authorities
Člen 31
Each Member State shall ensure that the competent authority designated in accordance with Article 29(1) to (5) has the supervisory, investigatory and sanctioning powers necessary to fulfil its duties under this Regulation.
Makrobonitetni nadzor trga listinjenja
The competent authority shall regularly review the arrangements, processes and mechanisms that originators, sponsors, SSPEs and original lenders have implemented in order to comply with this Regulation.
ESRB je v okviru svojih pooblastil odgovoren za makrobonitetni nadzor trga listinjenja v Uniji.