natgillin/translations-raw huggingface dataset:
The competent authority referred to in paragraph 1 shall inform the authorities referred to in points (a) to (d) of paragraph 3 of its final assessment of the complaint within two weeks from the time limit provided in paragraph 4.
Če se zadeva ne posreduje ESMA, pristojni organ iz odstavka 1 pošlje utemeljen odgovor strani, ki je predložila zahtevo, v dveh delovnih dneh od roka iz odstavka 6.
Where one of the authorities referred to in points (a) to (d) of paragraph 3 disagrees with the assessment provided by the competent authority referred to in paragraph 1, any of them may refer the matter to ESMA within two weeks from the date when the competent authority referred to in paragraph 1 provides the information concerning its final assessment of the complaint in accordance with paragraph 5.
Pristojni organ iz odstavka 1 o utemeljenem odgovoru iz prvega pododstavka tega odstavka obvesti tudi stran prejemnico in organe iz točk od (a) do (d) odstavka 3, in sicer v dveh delovnih dneh od datuma, ko je poslal utemeljen odgovor strani, ki je predložila zahtevo.
When the matter has not been referred to ESMA, the competent authority referred to in paragraph 1 shall send a reasoned reply to the requesting party within two working days from the time limit provided in paragraph 6.
V primeru, da se zadeva posreduje ESMA, kot je navedeno v odstavku 6, pristojni organ iz odstavka 1 o tem obvesti stran, ki je predložila zahtevo, in stran prejemnico v dveh delovnih dneh od datuma, ko se je zadeva posredovala ESMA.
The competent authority referred to in paragraph 1 shall also inform the receiving party and the authorities referred to in points (a) to (d) of paragraph 3 of the reasoned reply referred to in the first subparagraph of this paragraph within two working days from the date where it sends the reasoned reply to the requesting party.
Če se na podlagi postopka iz odstavkov od 1 do 7 zavrnitev dostopa strani prejemnice strani, ki je predložila zahtevo, šteje za neutemeljeno, pristojni organ iz odstavka 1 v dveh tednih od roka iz odstavka 7 izda odredbo, ki strani prejemnici nalaga, da odobri dostop strani, ki je predložila zahtevo, v treh mesecih od datuma, ko odredba začne veljati.
In the event of a referral to ESMA referred to in paragraph 6, the competent authority referred to in paragraph 1 shall inform the requesting party and the receiving party of the referral within two working days from the date where the referral has been made.
Rok iz prvega pododstavka se podaljša na osem mesecev v primeru prilagojene povezave, ki zahteva znaten razvoj orodij IT, razen če se CDD, ki je predložila zahtevo, in CDD prejemnica dogovorita drugače.
Where the refusal by the receiving party to grant access to the requesting party is deemed to be unjustified following the procedure provided for in paragraphs 1 to 7, the competent authority referred to in paragraph 1 shall, within two weeks from the time limit specified in paragraph 7, issue an order requiring that receiving party to grant access to the requesting party within three months from the date when the order enters into force.
Odredba vključuje razloge, zaradi katerih je pristojni organ iz odstavka 1 sklenil, da je bila zavrnitev dostopa strani prejemnice neutemeljena.
The time limit referred to in the first subparagraph shall be extended to eight months in case of customised links that require significant development of IT tools, unless otherwise agreed by the requesting and receiving CSDs.
Odredba se v dveh delovnih dneh od datuma začetka veljavnosti pošlje ESMA, organom iz točk od (a) do (d) odstavka 3, strani, ki je predložila zahtevo, in strani prejemnici.
The order shall include the reasons why the competent authority referred to in paragraph 1 concluded that the refusal by the receiving party to grant access was unjustified.
Postopek iz odstavkov od 1 do 9 se uporabi tudi, kadar namerava stran prejemnica odvzeti dostop strani, ki je predložila zahtevo, kateri že zagotavlja svoje storitve.
The order shall be sent to ESMA, the authorities referred to in points (a) to (d) of paragraph 3, the requesting party and the receiving party within two working days after the date when it enters into force.
POGLAVJE XIV
The procedure referred to in paragraphs 1 to 9 shall also apply when the receiving party intends to withdraw access to a requesting party to whom it already provides its services.
DOVOLJENJE ZA OPRAVLJANJE POMOŽNIH BANČNIH STORITEV
CHAPTER XIV
(člen 55(1) in (2) Uredbe (EU) št. 909/2014)
AUTHORISATION TO PROVIDE BANKING TYPE OF ANCILLARY SERVICES
Člen 91
(Article 55(1) and (2) of Regulation (EU) No 909/2014)
CDD, ki same ponujajo pomožne bančne storitve
Article 91
Vloga za dovoljenje v skladu s točko (a) člena 54(2) Uredbe (EU) št. 909/2014 vsebuje naslednje informacije:
CSDs offering banking-type ancillary services themselves
kopijo sklepa upravljalnega organa CDD vložnice o predložitvi vloge za dovoljenje in zapisnik sestanka, na katerem je upravljalni organ odobril vsebino dokumentacije za vlogo in njeno predložitev;
An application for authorisation in accordance to point (a) of Article 54(2) of Regulation (EU) No 909/2014 shall include the following information:
kontaktne podatke osebe, odgovorne za vlogo za dovoljenje, če to ni ista oseba kot tista, ki predloži vlogo za dovoljenje iz člena 17 Uredbe (EU) št. 909/2014;
a copy of the decision of the management body of the applicant CSD to apply for authorisation and the minutes from the meeting where the management body approved the content of the application file and its submission;
dokazila, ki potrjujejo obstoj dovoljenja iz točke (a) člena 54(3) Uredbe (EU) št. 909/2014;
the contact details of the person responsible for the application for authorisation, where that person is not the one submitting the application for authorisation referred to under Article 17 of Regulation (EU) No 909/2014;
dokaze, da CDD vložnica izpolnjuje bonitetne zahteve iz člena 59(1), (3) in (4) Uredbe (EU) št. 909/2014 in nadzorne zahteve iz člena 60 navedene uredbe;
evidence that proves the existence of an authorisation referred to in point (a) of Article 54(3) of Regulation (EU) No 909/2014;
dokaze, ki vsebujejo vse relevantne dokumente, vključno s statutom, računovodskimi izkazi, revizijskimi poročili, in poročili odborov za tveganja, ki potrjujejo, da CDD vložnica izpolnjuje zahteve iz točke (d) člena 54(3) Uredbe (EU) št. 909/2014;
evidence that the applicant CSD meets the prudential requirements referred to in Article 59(1), (3) and (4) of Regulation (EU) No 909/2014 and the supervisory requirements referred to in Article 60 of that Regulation;
podrobne podatke o načrtu za sanacijo iz točke (f) člena 54(3) Uredbe (EU) št. 909/2014;
evidence, containing any relevant documents including articles of incorporation, financial statements, audit reports, reports from risk committees, which proves that the applicant CSD complies with point (d) of Article 54(3) of Regulation (EU) No 909/2014;
program poslovanja, ki izpolnjuje naslednje pogoje:
details concerning the recovery plan referred to in point (f) of Article 54(3) of Regulation (EU) No 909/2014;
vsebuje seznam pomožnih bančnih storitev iz oddelka C Priloge k Uredbi (EU) št. 909/2014, ki jih namerava opravljati CDD;
a programme of operations that fulfils the following conditions:
vsebuje obrazložitev, kako so pomožne bančne storitve iz oddelka C Priloge k Uredbi (EU) št. 909/2014 neposredno povezane s katero koli osnovno ali pomožno dejavnostjo iz oddelkov A in B Priloge k Uredbi (EU) št. 909/2014, za opravljanje katerih ima CDD dovoljenje;
it includes a list of the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 that the CSD intends to provide;
strukturiran je glede na seznam pomožnih bančnih storitev iz oddelka C Priloge k Uredbi (EU) št. 909/2014, ki jih namerava opravljati CDD;
it includes an explanation of how the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 are directly related to any core or ancillary services referred to in Sections A and B of the Annex to Regulation (EU) No 909/2014 that the CSD is authorised to provide;
dokaze, ki podpirajo razloge za to, da se denarna plačila sistema poravnave vrednostnih papirjev CDD ne poravnavajo prek računov, odprtih pri centralni banki, ki izdaja valuto države, v kateri poteka poravnava;
it is structured following the list of banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014;
podrobne informacije o ureditvah, ki zagotavljajo, da opravljanje pomožnih bančnih storitev, ki naj bi se zagotavljale, ne vpliva na nemoteno opravljanje osnovnih storitev CDD iz oddelka A Priloge k Uredbi (EU) št. 909/2014, vključno s:
evidence supporting the reasons for not settling the cash payments of the CSD's securities settlement system through accounts opened with a central bank of issue of the currency of the country where the settlement takes place;
platformi IT, ki se uporablja za poravnavo denarne strani poslov z vrednostnimi papirji, kar vključuje pregled organizacije IT in analizo povezanih tveganj ter kako se zmanjšujejo;
detailed information on the arrangements which ensure that the provision of banking-type ancillary services intended to be provided does not affect the smooth provision of the core CSD services referred to in Section A of the Annex to Regulation (EU) No 909/2014, including:
delovanjem in pravnimi ureditvami postopka za poravnave DVP ter zlasti postopki, ki se uporabljajo za obravnavanje kreditnega tveganja, ki izhaja iz poravnave denarne strani poslov z vrednostnimi papirji;
the IT platform used for the settlement of the cash leg of securities transactions, including an overview of the IT organisation and an analysis of the related risks and how they are mitigated;
izbiro, spremljanjem, pravno dokumentacijo in upravljanjem medsebojnih povezav s katerimi koli tretjimi osebami, vključenimi v proces prenosov denarnih sredstev, zlasti zadevnimi ureditvami s tretjimi osebami, vključenimi v proces prenosov denarnih sredstev;
the operation and legal arrangements of the DVP process and, in particular, the procedures used to address the credit risk resulting from the settlement of the cash leg of securities transactions;
podrobno analizo iz načrta za sanacijo CDD vložnice v zvezi s kakršnimi koli učinki opravljanja pomožnih bančnih storitev na opravljanje osnovnih storitev CDD;
the selection, monitoring, legal documentation and management of interconnections with any other third parties involved in the process of cash transfers, in particular the relevant arrangements with third parties involved in the process of cash transfers;
razkritjem možnih navzkrižij interesov v ureditvah upravljanja, ki izhajajo iz opravljanja pomožnih bančnih storitev, in ukrepi, sprejetimi za njihovo obravnavanje.
the detailed analysis contained in the recovery plan of the applicant CSD of regarding any impact of the provision of banking-type ancillary services on the provision of core CSD services;
Člen 92
the disclosure of possible conflicts of interests in the governance arrangements resulting from the provision of banking-type ancillary services, and the measures taken to address them.
CDD, ki ponujajo pomožne bančne storitve prek imenovane kreditne institucije
Article 92
Vloga za dovoljenje v skladu s točko (b) člena 54(2) Uredbe (EU) št. 909/2014 vsebuje naslednje informacije:
CSDs offering banking-type ancillary services through a designated credit institution
kontaktne podatke osebe, odgovorne za vlogo za dovoljenje, če to ni ista oseba kot tista, ki predloži vlogo za dovoljenje iz člena 17 Uredbe (EU) št. 909/2014;
An application for authorisation in accordance with point (b) of Article 54(2) of Regulation (EU) No 909/2014 shall contain the following information:
popolno ime (firmo) kreditne institucije, ki naj bi se imenovala v skladu s točko (b) člena 54(2) Uredbe (EU) št. 909/2014, njen pravni status in uradni naslov v Uniji;
the contact details of the person responsible for the application for authorisation, where the person is not the same person as the one submitting the application for authorisation referred to in Article 17 of Regulation (EU) No 909/2014;
dokaze, da je kreditna institucija iz točke (c) pridobila dovoljenje iz točke (a) člena 54(4) Uredbe (EU) št. 909/2014;
the corporate name of the credit institution to be designated in accordance with point (b) of Article 54(2) of Regulation (EU) No 909/2014, its legal status and registered address in the Union;
statut ter drugo zadevno zakonsko dokumentacijo imenovane kreditne institucije;
evidence that the credit institution referred to in point (c) has obtained an authorisation referred to in point (a) of Article 54(4) of Regulation (EU) No 909/2014;
lastniško strukturo imenovane kreditne institucije, vključno z identiteto njenih delničarjev;
the articles of incorporation and other relevant statutory documentation of the designated credit institution;
identiteto vseh skupnih delničarjev CDD vložnice in imenovane kreditne institucije ter vseh udeležb med CDD vložnico in imenovano kreditno institucijo;
the ownership structure of the designated credit institution, including the identity of its shareholders;
dokaze, da imenovana kreditna institucija izpolnjuje bonitetne zahteve iz člena 59(1), (3) in (4) Uredbe (EU) št. 909/2014 in nadzorne zahteve iz člena 60 navedene uredbe;
the identification of any common shareholders of the applicant CSD and the designated credit institution and any participations between the applicant CSD and the designated credit institution;
dokaze, vključno z aktom o ustanovitvi, računovodskimi izkazi, revizijskimi poročili, poročili odborov za tveganja in drugimi dokumenti, ki potrjujejo, da imenovana kreditna institucija izpolnjuje zahteve iz točke (e) člena 54(4) Uredbe (EU) št. 909/2014;
evidence that the designated credit institution meets the prudential requirements referred to in Article 59(1), (3) and (4) of Regulation (EU) No 909/2014 and the supervisory requirements referred to in Article 60 of that Regulation;
podrobne podatke o načrtu za sanacijo iz točke (g) člena 54(4) Uredbe (EU) št. 909/2014;
evidence, including a memorandum of association, financial statements, audit reports, reports from risk committees, or other documents, which proves that the designated credit institution complies with point (e) of Article 54(4) of Regulation (EU) No 909/2014;
vsebuje seznam pomožnih bančnih storitev iz oddelka C Priloge k Uredbi (EU) št. 909/2014, ki jih namerava opravljati imenovana kreditna institucija;
the details of the recovery plan referred to in point (g) of Article 54(4) of Regulation (EU) No 909/2014;
vsebuje obrazložitev, kako so pomožne bančne storitve iz oddelka C Priloge k Uredbi (EU) št. 909/2014 neposredno povezane s katero koli osnovno ali pomožno dejavnostjo iz oddelkov A in B Priloge k Uredbi (EU) št. 909/2014, za opravljanje katerih ima CDD vložnica dovoljenje;
it includes a list of the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 that the designated credit institution intends to provide;
podrobne informacije o naslednjih vidikih razmerja med CDD in imenovano kreditno institucijo:
it includes an explanation of how the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 are directly related to any core or ancillary services referred to in Sections A and B of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is authorised to provide;
politikah in postopkih, ki se uporabljajo za zagotavljanje skladnosti z zahtevami glede dokončnosti poravnave iz člena 39 Uredbe (EU) št. 909/2014;
detailed information concerning the following aspects of the relation between the CSD and the designated credit institution:
delovanju in pravnih ureditvah postopka za poravnave DVP, vključno s postopki, ki se uporabljajo za obravnavanje kreditnega tveganja, ki izhaja iz denarne strani poslov z vrednostnimi papirji;
the applicable rules and procedures that ensure compliance with the requirements concerning settlement finality referred to in Article 39 of Regulation (EU) No 909/2014;
izbiri, spremljanju in upravljanju medsebojnih povezav s katerimi koli tretjimi osebami, vključenimi v proces prenosov denarnih sredstev, zlasti zadevnih ureditvah s tretjimi osebami, vključenimi v proces prenosov denarnih sredstev;
the operation and the legal arrangements of the DVP process, including the procedures used to address the credit risk resulting from the cash leg of a securities transaction;
sporazumu o ravni storitev, ki določa podrobnosti o funkcijah, ki naj bi jih CDD oddala v zunanje izvajanje imenovani kreditni instituciji ali imenovana kreditna institucija oddala CDD, ter vse dokaze o izpolnjevanju zahtev glede oddajanja v zunanje izvajanje iz člena 30 Uredbe (EU) št. 909/2014;
the selection, monitoring and management of the interconnections with any other third parties involved in the process of cash transfers, in particular the relevant arrangements with third parties involved in the process of cash transfers;
podrobni analizi iz načrta za sanacijo CDD vložnice v zvezi s kakršnimi koli učinki opravljanja pomožnih bančnih storitev na opravljanje osnovnih storitev CDD;
the service level agreement establishing the details of functions to be outsourced by the CSD to the designated credit institution or from the designated credit institution to the CSD and any evidence that demonstrates compliance with the outsourcing requirements set out in Article 30 of Regulation (EU) No 909/2014;
razkritju možnih navzkrižij interesov v ureditvah upravljanja, ki izhajajo iz opravljanja pomožnih bančnih storitev, in ukrepih, sprejetih za njihovo obravnavanje;
the detailed analysis contained in the recovery plan of the applicant CSD about any impact of the provision of banking-type ancillary services on the provision of core CSD services;
dokazih, ki dokazujejo, da ima kreditna institucija potrebno pogodbeno in operativno zmožnost hitrega dostopa do zavarovanja za vrednostne papirje, ki se nahaja pri CDD, in v zvezi z zagotavljanjem kreditov znotraj enega dne in, če je smiselno, kratkoročnih kreditov.
the disclosure of possible conflicts of interests in the governance arrangements resulting from the banking-type ancillary services, and the measures taken to address them;
Člen 93
evidence that demonstrates that the credit institution has the necessary contractual and operational ability to have prompt access to the securities collateral located in the CSD and related to the provision of intraday credit and, as the case may be, short-term credit.
Posebne zahteve
Article 93
Če CDD zaprosi za dovoljenje za imenovanje več kot ene kreditne institucije za opravljanje pomožnih bančnih storitev, njena vloga vključuje naslednje informacije:
Specific requirements
informacije iz člena 91 za vsako imenovano kreditno institucijo;
Where the CSD applies for authorisation to designate more than one credit institution to provide banking-type ancillary services, its application shall include the following information:
opis vloge vsake imenovane kreditne institucije in razmerij med njimi.
the information referred to Article 91 for each of the designated credit institution;
Če se vloga za pridobitev dovoljenja v skladu s točko (a) ali (b) člena 54(2) Uredbe (EU) št. 909/2014 predloži po pridobitvi dovoljenja iz člena 17 navedene uredbe, CDD vložnica določi in pristojnemu organu sporoči bistvene spremembe iz člena 16(4) Uredbe (EU) št. 909/2014, razen če je te informacije že zagotovila med postopkom pregleda in ocene iz člena 22 navedene uredbe.
a description of the role of each designated credit institution and the relations between them.
Člen 94
Where the application to be authorised in accordance with point (a) or (b) of Article 54(2) of Regulation (EU) No 909/2014 is submitted after the authorisation referred to in Article 17 of that Regulation has been obtained, the applicant CSD shall identify and inform the competent authority of substantive changes referred to in Article 16(4) of Regulation (EU) No 909/2014 unless it has already provided the information in the process of review and evaluation referred to in Article 22 of that Regulation.
Standardni obrazci in predloge za vlogo
Article 94
CDD vložnica predloži vlogo za dovoljenja iz točk (a) in (b) člena 54(2) Uredbe (EU) št. 909/2014 v obliki, določeni v Prilogi III k tej uredbi.
Standard forms and templates for the application
CDD vložnica predloži vlogo iz odstavka 1 na trajnem nosilcu podatkov.
An applicant CSD shall provide an application for the authorisations referred to in points (a) and (b) of Article 54(2) of Regulation (EU) No 909/2014 in the format provided in Annex III to this Regulation.
CDD vložnica zagotovi edinstveno referenčno številko za vsak dokument, ki ga predloži z vlogo iz odstavka 1.
An applicant CSD shall submit the application referred to in paragraph 1 in a durable medium.
CDD vložnica zagotovi, da je v informacijah, predloženih z vlogo iz odstavka 1, jasno navedeno, na katero konkretno zahtevo iz tega poglavja se nanašajo in v katerem dokumentu so zagotovljene.
An applicant CSD shall provide a unique reference number for each document that it submits in the application referred to in paragraph 1.
CDD vložnica svojemu pristojnemu organu predloži seznam vseh dokumentov, predloženih z vlogo iz odstavka 1, skupaj z njihovimi referenčnimi številkami.
An applicant CSD shall ensure that the information submitted in the application referred to in paragraph 1 clearly identifies to which specific requirement of this Chapter that information refers to and in which document that information is provided.
Vse informacije se predložijo v jeziku, ki ga navede pristojni organ.
An applicant CSD shall provide its competent authority with a list of all the documents provided in the application referred to in paragraph 1 accompanied by their reference number.
Pristojni organ lahko zahteva, da CDD predloži enake informacije v jeziku, ki se običajno uporablja na področju mednarodnih financ.
All information shall be submitted in the language indicated by the competent authority.
POGLAVJE XV
The competent authority may ask the CSD to submit the same information in a language customary in the sphere of international finance.
KONČNE DOLOČBE
CHAPTER XV
Člen 95
Article 95
Informacije iz člena 17(2) te uredbe se pristojnemu organu predložijo najpozneje šest mesecev pred datumom iz člena 96(2).
Transitional provisions
Informacije iz člena 24(2) te uredbe se pristojnemu organu predložijo najpozneje šest mesecev pred datumom iz člena 96(2).
Information referred to in Article 17(2) of this Regulation, shall be provided to the competent authority at the latest six months before the date referred to in Article 96(2).
Informacije iz točk (j) in (r) člena 41 ter točk (d), (f), (h), (i) in (j) člena 42(1) te uredbe se predložijo od datuma iz člena 96(2).
Information referred to in Article 24(2) of this Regulation shall be provided to the competent authority at the latest six months before the date referred to in Article 96(2).
Člen 96
Information referred to in points (j) and (r) of Article 41 and in points (d), (f), (h), (i), and (j) of Article 42(1) of this Regulation shall be provided from the date referred to in Article 96(2).
Začetek veljavnosti in uporaba
Article 96
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
Entry into force and application
Člen 54 se začne uporabljati od datuma začetka veljavnosti delegiranih aktov, ki ju je Komisija sprejela v skladu s členoma 6(5) in 7(15) Uredbe (EU) št. 909/2014, pri čemer se upošteva poznejši od teh datumov.
Article 54 shall apply from the date of entry into force of the delegated acts adopted by the Commission pursuant to Articles 6(5) and 7(15) of Regulation (EU) No 909/2014, whichever is the later.
V Bruslju, 11. novembra 2016
Done at Brussels, 11 November 2016.
Predsednik
For the Commission
UL L 257, 28.8.2014, str. 1.