natgillin/translations-raw huggingface dataset:
the date when the treatment of the complaint ended.
Informacije o primerih, ko je CDD zavrnila dostop do svojih storitev kateremu koli obstoječemu ali potencialnemu udeležencu, kateremu koli izdajatelju, drugi CDD ali drugi tržni infrastrukturi
Information concerning the cases where the CSD denied access to its services to any existing or potential participant, any issuer, another CSD or another market infrastructure
Poročilo o spremembah, ki vplivajo na katere koli povezave, ki jih je vzpostavila CDD, vključno s spremembami mehanizmov in postopkov, ki se uporabljajo za poravnavo pri takih povezavah med CDD
A report on the changes affecting any links established by the CSD, including changes to the mechanisms and procedures used for settlement in such CSD links
Informacije o vseh primerih ugotovljenih navzkrižij interesov v obdobju pregleda, vključno z opisom, kako so se obvladovali
Information concerning all cases of identified conflicts of interest that occurred during the review period, including the description of how they were managed
Informacije v zvezi z notranjimi kontrolami in revizijami, ki jih je CDD izvedla v obdobju pregleda
Information concerning internal controls and audits performed by the CSD during the review period
Informacije v zvezi z morebitnimi ugotovljenimi kršitvami Uredbe (EU) št. 909/2014, vključno s kršitvami, ugotovljenimi prek kanala poročanja iz člena 26(5) Uredbe (EU) št. 909/2014
Information concerning any identified infringements of Regulation (EU) No 909/2014, including those identified through the reporting channel referred to in Article 26(5) of Regulation (EU) No 909/2014
Podrobne informacije v zvezi z morebitnimi disciplinskimi ukrepi, ki jih je sprejela CDD, vključno z morebitnimi primeri izključitve udeležencev v skladu s členom 7(9) Uredbe (EU) št. 909/2014, z navedbo obdobja izključitve in razloga zanjo
Detailed information concerning any disciplinary actions taken by the CSD, including any cases of suspension of participants in accordance with Article 7(9) of Regulation (EU) No 909/2014 with a specification of the period of suspension and the reason for such suspension
Splošna poslovna strategija CDD, ki zajema obdobje najmanj treh let po zadnjem pregledu in oceni, ter podroben poslovni načrt za storitve, ki jih opravlja CDD, ki zajema obdobje najmanj enega leta po zadnjem pregledu in oceni
The general business strategy of the CSD covering a period of at least three years after the last review and evaluation and a detailed business plan for the services provided by the CSD covering at least a period of one year after the last review and evaluation
Preglednica 3
Table 3
Statistični podatki
Statistical data
Vrsta podatkov
Type of data
Seznam udeležencev v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD, vključno z informacijami o državi njihovega sedeža
List of participants to each securities settlement system operated by the CSD, including information on their country of incorporation
estna alfanumerična koda identifikatorja pravnih subjektov (LEI) po standardu ISO 17442 (za vsakega udeleženca)
ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code (for each participant)
+ dvomestna koda države po standardu ISO 3166
+ ISO 3166 2 character country code
Seznam izdajateljev in seznam izdaj vrednostnih papirjev, ki jih vodi CDD, vključno z informacijami o državi sedeža izdajateljev in identiteto izdajateljev, pri čemer je poudarjeno, za koga CDD opravlja storitve iz točke 1 ali 2 oddelka A Priloge k Uredbi (EU) št. 909/2014
List of issuers and a list of securities issues maintained by the CSD, including information on the country of incorporation of the issuers, and an identification of the issuers, highlighting to whom the CSD provides services referred to in point 1 or 2 of Section A of the Annex to Regulation (EU) No 909/2014
estna alfanumerična koda identifikatorja pravnih subjektov (LEI) po standardu ISO 17442 (za vsakega izdajatelja)
ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code (for each issuer)
Dvomestna koda države po standardu ISO 3166
ISO 3166 2 character country code
estna alfanumerična koda ISIN po standardu ISO 6166 (za vsako izdajo vrednostnih papirjev)
ISO 6166 ISIN 12 character alphanumerical code (for each security issue)
+ Notarske storitve: D/N
+ Notary: Y/N
+ Centralno vodenje: D/N
+ Central Maintenance: Y/N
Skupna tržna vrednost in nominalna vrednost vrednostnih papirjev, evidentirana na računih vrednostnih papirjev, ki se centralno ali necentralno vodijo v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD
Total market value and nominal value of the securities recorded in securities accounts centrally and non-centrally maintained in each securities settlement system operated by the CSD
Nominalna vrednost vrednostnih papirjev:
Nominal value of securities:
do 20 števk, vključno z decimalnimi mesti.
Up to 20 numerical characters including decimals.
Pred decimalno vejico in za njo je vsaj ena števka.
At least one character before and one character after the decimal mark shall be populated.
Decimalna vejica se ne šteje za števko.
The decimal mark is not counted as a numerical character.
Minus, če je naveden, se ne šteje za števko.
The negative symbol, if populated, is not counted as a numerical character.
Tržna vrednost vrednostnih papirjev:
Market value of securities:
Nominalna in tržna vrednost vrednostnih papirjev iz točke 3, razdeljeno, kot sledi:
Nominal and market value of the securities referred to in point 3 divided as follows:
po vrsti finančnih instrumentov, kot sledi:
by type of financial instruments, as follows:
prenosljivi vrednostni papirji iz točke (a) člena 4(1)(44) Direktive 2014/65/EU;
transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU;
državni vrednostni papirji iz člena 4(1)(61) Direktive 2014/65/EU;
sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU;
prenosljivi vrednostni papirji iz točke (b) člena 4(1)(44) Direktive 2014/65/EU, razen navedenih v točki (b);
transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU, other than those mentioned under point (b);
prenosljivi vrednostni papirji iz točke (c) člena 4(1)(44) Direktive 2014/65/EU;
transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU;
investicijski skladi, s katerimi se trguje na borzi (ETF), iz člena 4(1)(46) Direktive 2014/65/EU;
exchange-traded funds (ETFs) referred to in Article 4(1)(46) of Directive 2014/65/EU;
enote v kolektivnih naložbenih podjemih, razen ETF;
units in collective investment undertakings, other than ETFs;
instrumenti denarnega trga, razen navedenih v točki (b);
money-market instruments, other than those mentioned under point (b);
pravice do emisije;
emission allowances;
drugi finančni instrumenti;
other financial instruments.
po državi sedeža udeleženca in
by country of incorporation of the participant; and
po državi sedeža izdajatelja
by country of incorporation of the issuer.
Za vsako vrsto finančnih instrumentov:
For each type of financial instruments:
SHRS (ali bolj razčlenjene kode, kot jih določi CDD) – prenosljivi vrednostni papirji iz točke (a) člena 4(1)(44) Direktive 2014/65/EU:
SHRS (or more granular codes as provided by the CSD) — transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
SOVR (ali bolj razčlenjene kode, kot jih določi CDD) – državni vrednostni papirji iz člena 4(1)(61) Direktive 2014/65/EU;
SOVR (or more granular codes as provided by the CSD) — sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU;
DEBT (ali bolj razčlenjene kode, kot jih določi CDD) – prenosljivi vrednostni papirji iz točke (b) člena 4(1)(44) Direktive 2014/65/EU, razen navedenih v točki (b);
DEBT (or more granular codes as provided by the CSD) — transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU, other than those mentioned under point (b);
SECU (ali bolj razčlenjene kode, kot jih določi CDD) – prenosljivi vrednostni papirji iz točke (c) člena 4(1)(44) Direktive 2014/65/EU:
SECU (or more granular codes as provided by the CSD) — transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU;
ETFS (ali bolj razčlenjene kode, kot jih določi CDD) – investicijski skladi, s katerimi se trguje na borzi (ETF);
ETFS (or more granular codes as provided by the CSD) — exchange-traded funds (ETFs);
UCIT (ali bolj razčlenjene kode, kot jih določi CDD) – enote v kolektivnih naložbenih podjemih, razen ETF;
UCIT (or more granular codes as provided by the CSD) — units in collective investment undertakings, other than ETFs;
MMKT (ali bolj razčlenjene kode, kot jih določi CDD) – instrumenti denarnega trga, razen navedenih v točki (b);
MMKT (or more granular codes as provided by the CSD) — money-market instruments, other than those mentioned under point (b);
EMAL (ali bolj razčlenjene kode, kot jih določi CDD) – pravice do emisije;
EMAL (or more granular codes as provided by the CSD) — emission allowances;
OTHR (ali bolj razčlenjene kode, kot jih določi CDD) – drugo;
OTHR (or more granular codes as provided by the CSD) — others
po državi sedeža udeleženca (dvomestna koda države po standardu ISO 3166)/državi sedeža izdajatelja (dvomestna koda države po standardu ISO 3166):
by country of incorporation of the participant (ISO 3166 2 character country code)/country of incorporation of the issuer (ISO 3166 2 character country code):
Nominalna in tržna vrednost vrednostnih papirjev, prvotno evidentirana v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD
Nominal and market value of the securities initially recorded in each securities settlement system operated by the CSD
Nominalna in tržna vrednost vrednostnih papirjev iz točke 5, razdeljeno, kot sledi:
Nominal and market value of the securities referred to in point 5 above, divided as follows:
po vrstah finančnih instrumentov;
by types of financial instruments;
po državi sedeža udeleženca
by country of incorporation of the participant;
Za vsako vrsto finančnih instrumentov (iz točke 4)/državo sedeža udeleženca (dvomestna koda države po standardu ISO 3166)/državo sedeža izdajatelja (dvomestna koda države po standardu ISO 3166):
For each type of financial instruments (as referred to in point (4)/country of incorporation of the participant (ISO 3166 2 character country code)/country of incorporation of the issuer (ISO 3166 2 character country code):
Skupno število in vrednost navodil za poravnavo proti plačilu ter skupno število in tržna vrednost navodil za poravnavo brez sočasnega plačila (FOP) ali, če ti podatki niso na voljo, nominalna vrednost navodil za poravnavo brez sočasnega plačila, poravnanih v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD
Total number and value of the settlement instructions against payment plus the total number and market value of the FOP settlement instructions or, if not available, the nominal value of the FOP settlement instructions settled in each securities settlement system operated by the CSD
Število navodil za poravnavo, poravnanih v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD:
Number of settlement instructions settled in each securities settlement system operated by the CSD:
do 20 števk, navedenih kot celo število brez decimalnih mest.
Up to 20 numerical characters reported as whole numbers without decimals.
Vrednost navodil za poravnavo, poravnanih v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD:
Value of settlement instructions settled in each securities settlement system operated by the CSD:
Skupno število in vrednost navodil za poravnavo iz točke 7, razdeljeno, kot sledi:
Total number and value of the settlement instructions referred to in point 7 divided as follows:
po vrsti finančnih instrumentov iz točke 4;
by types of financial instruments referred to in point 4;
po državi sedeža udeleženca;
by country of the incorporation of the participant;
po državi sedeža izdajatelja;
by country of incorporation of the issuer;
po valuti poravnave;
by settlement currency;
po vrsti navodil za poravnavo, kot sledi:
by type of settlement instructions, as follows:
navodila za poravnavo brez sočasnega plačila (FOP), ki vključujejo navodila za poravnavo po načelu dostava brez plačila (DFP) in prejem brez plačila (RFP);
FOP settlement instructions that consist of deliver free of payment (DFP) and receive free of payment (RFP) settlement instructions;
navodila za poravnavo po načelu dostava proti plačilu (DVP) in prejem proti plačilu (RVP);
delivery versus payment (DVP) and receive versus payment (RVP) settlement instructions;
navodila za poravnavo po načelu dostava s plačilom (DWP) in prejem s plačilom (RWP);
delivery with payment (DWP) and receive with payment (RWP) settlement instructions;
navodila za poravnavo po načelu plačilo brez dostave (PFOD);
payment free of delivery (PFOD) settlement instructions.
za navodila za poravnavo, ki imajo denarno stran, po tem, ali se poravnava z denarjem izvede v skladu s členom 40(1) Uredbe (EU) št. 909/2014 v povezavi s členom 40(2) Uredbe (EU) št. 909/2014
for settlement instructions that have a cash leg, by whether cash settlement is performed in accordance with Article 40(1) of Regulation (EU) No 909/2014 in accordance with Article 40(2) of Regulation (EU) No 909/2014
Za vsako vrsto finančnih instrumentov (iz točke 4)/državo sedeža udeleženca (dvomestna koda države po standardu ISO 3166)/državo sedeža izdajatelja (dvomestna koda države po standardu ISO 3166)/valuto poravnave (trimestna koda valute po standardu ISO 4217)/vrsto navodil za poravnavo (DVP/RVP/DFP/RFP/DWP/RWP/PFOD)/poravnavo z denarjem centralne banke (CBM)/denarjem komercialnih bank (COM):
For each type of financial instruments (as referred to in point (4)/country of incorporation of the participant (ISO 3166 2 character country code)/country of incorporation of the issuer (ISO 3166 2 character country code)/settlement currency (ISO 4217 Currency Code, 3 alphabetical digits)/type of settlement instruction (DVP/RVP/DFP/RFP/DWP/RWP/PFOD)/settlement in central bank money (CBM)/commercial bank money (COM):
Število in vrednost poslov kritnega nakupa iz člena 7(3) in (4) Uredbe (EU) št. 909/2014
Number and value of buy-in transactions referred to in Article 7(3) and (4) of Regulation (EU) No 909/2014
Število poslov kritnega nakupa:
Number of buy-in transactions:
Vrednost poslov kritnega nakupa:
Value of buy-in transactions:
Število in znesek kazni iz člena 7(2) Uredbe (EU) št. 909/2014 na udeleženca CDD
Number and amount of penalties referred to in Article 7(2) of Regulation (EU) No 909/2014 per CSD participant
Za vsakega udeleženca CDD:
For each CSD participant:
Število kazni:
Number of penalties:
Znesek kazni:
Amount of penalties:
Skupna vrednost poslov izposojanja in posojanja vrednostnih papirjev, ki jih je obdelala CDD v vlogi agenta ali principala, razdeljena po vrsti finančnih instrumentov iz točke 4
Total value of securities borrowing and lending operations processed by the CSD acting as an agent and as principal, as the case may be, divided per type of financial instruments referred to in point 4
Za vsako vrsto finančnih instrumentov (iz točke 4), vrednost poslov izposojanja in posojanja vrednostnih papirjev, ki jih je obdelala:
For each type of financial instruments (as referred to in point (4), the value of securities borrowing and lending operations processed by:
CDD v vlogi agenta:
CSD acting as an agent:
CDD v vlogi principala:
CSD acting as principal:
Skupna vrednost navodil za poravnavo, poravnanih prek vsake povezave med CDD, z vidika CDD kot:
Total value of settlement instructions settled via each CSD link from the perspective of the CSD as:
CDD, ki je predložila zahtevo;
requesting CSD;
CDD prejemnice
receiving CSD.
Za vsako opredeljeno povezavo:
For each identified link:
vidik CDD, ki je predložila zahtevo:
Requesting CSD perspective:
vidik CDD prejemnice:
Receiving CSD perspective:
Vrednost garancij in drugih jamstev ter prevzemanje obveznosti v zvezi s posli posojanja in izposojanja vrednostnih papirjev
Value of guaranties and commitments related to securities borrowing and lending operations
Vrednost zakladniških poslov v zvezi s tujo valuto in prenosljivimi vrednostnimi papirji, povezanih z upravljanjem dolgoročnih bilanc udeležencev, vključno s kategorijami institucij, katerih dolgoročne bilance upravlja CDD
Value of treasury activities involving foreign exchange and transferable securities related to managing participants' long balances including categories of institutions whose long balances are managed by the CSD
Število težav, povezanih z usklajevanjem, nastalih zaradi nedovoljenega ustvarjanja ali izbrisov izdanih vrednostnih papirjev, ki jih upravlja CDD in izpolnjujejo pogoje iz člena 65(2) Delegirane uredbe (EU) 2017/392
Number of reconciliation problems encountered according to undue creation or deletion of securities in the issue maintained by the CSD that met Article 65(2) of Delegated Regulation (EU) 2017/392
Sredina, mediana in modus za čas, potreben za odpravo napake, ugotovljene v skladu s členom 65(2) Uredbe (EU) 2017/392
Mean, median, and mode for the length of time taken to remedy the error identified according to Article 65(2) of Delegated Regulation (EU) 2017/392
Sredina: do 20 števk, vključno z decimalnimi mesti (z navedbo, ali se čas nanaša na minute, ure ali dneve).
Mean: Up to 20 numerical characters including decimals (specifying whether the time refers to minutes/hours/days).
Mediana: do 20 števk, vključno z decimalnimi mesti (z navedbo, ali se čas nanaša na minute, ure ali dneve).
Median: Up to 20 numerical characters including decimals (specifying whether the time refers to minutes/hours/days).
Modus: do 20 števk, vključno z decimalnimi mesti (z navedbo, ali se čas nanaša na minute, ure ali dneve).
Mode: Up to 20 numerical characters including decimals (specifying whether the time refers to minutes/hours/days).
PRILOGA III
ANNEX III
Obrazci in predloge za sodelovanje med organi matične države članice in države članice gostiteljice
Forms and templates for the cooperation between authorities of the home Member State and of the host Member State
Predloga za izmenjavo informacij med pristojnim organom matične države članice in pristojnim organom države članice gostiteljice, v kateri je CDD ustanovila podružnico
Template for the exchange of information between the competent authority of the home Member State and the competent authority of the host Member State where a CSD has set up a branch
Polje
Field
Vsebina
Content
Pogostost
Frequency
Podrobnosti v zvezi s pregledom in oceno CDD iz člena 22(1) Uredbe (EU) št. 909/2014
Details concerning the review and evaluation of the CSD referred to in Article 22(1) of Regulation (EU) No 909/2014
Informacije, ki jih mora predložiti pristojni organ matične države članice
Information to be provided by the competent authority of the home Member State
ime
name
v primeru sprememb
when changes occur
naslov
address
Seznam storitev, ki jih CDD opravlja v skladu s Prilogo k Uredbi (EU) št. 909/2014
List of services that the CSD provides in accordance with the Annex of Regulation (EU) No 909/2014
seznam
list
Struktura in lastništvo skupine, ki ji pripada CDD
Structure and ownership of the group to which the CSD belongs
shema
schema
v primeru bistvenih sprememb
when significant changes occur
Raven kapitala CDD (kadar je ustrezno, temeljni kapital in skupni kapital)
Level of the capital of the CSD (where relevant, Tier 1 capital and total capital)
preglednica
table
Organizacija, upravljalni organ in višje vodstvo CDD (vključno z življenjepisi)
Organisation, management body and senior management of the CSD (including CVs)
čim prej
description
Postopki in ureditve upravljanja
Processes and arrangements for governance
kadar spremembe močno vplivajo na upravljanje CDD
when changes significantly impact the governance of the CSD
Podrobnosti o organih, vključenih v nadzor/pregled nad CDD
Details of the authorities involved in the supervision/oversight of the CSD
ime/funkcija
name/function
predhodno obvestilo, kadar je to izvedljivo, ali čimprejšnje obvestilo
advance notification, where practicable, or as soon as possible
Informacije o morebitnih večjih grožnjah za zmožnost CDD za upoštevanje Uredbe (EU) št. 909/2014 ter zadevnih delegiranih in izvedbenih uredb
Information on any material threats to the CSD's ability to comply with Regulation (EU) No 909/2014 and relevant delegated and implementing regulations
predhodno obvestilo, kadar je to izvedljivo, ali čimprejšnje obvestilo.
advance notification, where practicable, or without undue delay
Sankcije in izredni nadzorni ukrepi, ki lahko vplivajo na dejavnosti podružnice CDD
Sanctions and exceptional supervisory measures which may impact the activities of the CSD's branch
Poročilo o glavnih težavah pri izvajanju ali incidentih in sprejetih popravnih ukrepih, ki lahko vplivajo na dejavnosti podružnice
Repo on major problems of performance or incidents and remedial actions taken which may impact the activities of the branch
kadar se pojavijo
when it occurs
Težave pri poslih CDD, ki imajo lahko precejšnje učinke prelivanja na podružnico
Difficulties in the CSD's operations that have potentially significant spill-over effects on the branch
Opis
Description
čim prej
as soon as possible
Dejavniki, ki kažejo na morebitno visoko tveganje širjenja negativnih učinkov poslov CDD na podružnico
Factors which suggest a potentially high risk of contagion from the operations of the CSD to the branch
Razširitev obsega storitev ali odvzem dovoljenja
Extension of services or withdrawal of the authorisation
Statistični podatki o številu zaposlenih
Headcount statistics
letno
yearly basis
Računovodski podatki, kot so bilanca stanja in izkazi poslovnega izida
Financial data, such as balance sheet, profit and loss accounts
Obseg poslov (sredstva v skrbništvu, prihodki)
Size of the operations (assets under custody, revenues)
Politika obvladovanja tveganj
Risk Management Policy
kadar spremembe močno vplivajo na upravljanje ali obvladovanje tveganj CDD
when changes significantly impact the governance or risk management of the CSD
Kadar je to pomembno za podružnico, sporazumi o zunanjem izvajanju storitev, ki jih opravlja podružnica
Where relevant for the branch, outsourcing agreements concerning the services provided by the branch
Druge informacije za namen opravljanja njegovih nalog
Other information for the purpose of fulfilling its mandate
na zahtevo pristojnega organa države članice gostiteljice
Upon the request of the competent authority of the host Member State
Informacije, ki jih mora predložiti pristojni organ države članice gostiteljice
Information to be provided by the competent authority of the host Member State
Popolno ime (firma) podružnice
Corporate name of the branch
Uradni naslov podružnice
Legal address of the branch
Seznam storitev, ki se opravljajo prek podružnice v skladu s Prilogo k Uredbi (EU) št. 909/2014
List of services provided through the branch in accordance with the Annex of Regulation (EU) No 909/2014
Organizacija, višje vodstvo podružnice
Organisation, senior management of the branch
Postopki in ureditve, specifični za upravljanje podružnice
Processes and arrangements specific to the governance of the branch
Podrobnosti o organih, vključenih v nadzor/pregled podružnice
Details of the authorities involved in the supervision/oversight of the branch
Informacije o morebitnih večjih grožnjah za zmožnost podružnice CDD za upoštevanje Uredbe (EU) št. 909/2014 ter ustreznih delegiranih in izvedbenih uredb
Information on any material threats to the ability of the CSD's branch to comply with Regulation (EU) No 909/2014 and relevant delegated and implementing regulations
Sankcije in izredni nadzorni ukrepi, ki se uporabljajo za podružnico
Sanctions and exceptional supervisory measures applied to the branch
Poročilo o glavnih težavah pri izvajanju ali incidentih in sprejetih popravnih ukrepih
Repo on major performance problems or incidents and remedial actions taken
Težave pri poslih podružnice, ki imajo lahko precejšnje učinke prelivanja na CDD