natgillin/translations-raw huggingface dataset:
the identities of administrators that comply with the conditions laid down in Article 30(1), the list of benchmarks referred to in point (c) of Article 30(1) and the third country competent authorities responsible for the supervision thereof;
Sodelovanje pri nadzoru
the identities of the administrators that acquired recognition in accordance with Article 32, the list of benchmarks referred to in Article 32(7) and, where applicable, the third country competent authorities responsible for the supervision thereof;
Člen 37
the benchmarks that are endorsed in accordance with the procedure laid down in Article 33, the identities of their administrators, and the identities of the endorsing administrators or endorsing supervised entities.
Prenos nalog med pristojnimi organi
The register referred to in paragraph 1 shall be publicly accessible on the website of ESMA and shall be updated promptly, as necessary.
V skladu s členom 28 Uredbe (EU) št. 1095/2010 lahko pristojni organ prenese svoje naloge v skladu s to uredbo na pristojni organ druge države članice z njegovim predhodnim soglasjem.
Supervisory cooperation
Pristojni organi uradno obvestijo ESMA o kakršnem koli predlaganem prenosu 60 dni pred začetkom veljavnosti takega prenosa.
Article 37
Pristojni organ lahko v skladu s to uredbo na ESMA prenese nekatere svoje naloge, če ta s tem soglaša.
Delegation of tasks between competent authorities
ESMA uradno obvesti države članice o predlaganem prenosu v sedmih dneh.
In accordance with Article 28 of Regulation (EU) No 1095/2010, a competent authority may delegate its tasks under this Regulation to the competent authority of another Member State with its prior consent.
ESMA objavi podrobnosti o kakršnem koli dogovorjenem prenosu v petih delovnih dneh po uradnem obvestilu.
The competent authorities shall notify ESMA of any proposed delegation 60 days prior to such delegation taking effect.
Člen 38
A competent authority may delegate some of its tasks under this Regulation to ESMA, subject to the agreement of ESMA.
Razkrivanje informacij, ki jih predložijo druge države članice
ESMA shall notify the Member States of a proposed delegation within seven days.
Pristojni organ lahko razkrije informacije, ki jih je prejel od drugega pristojnega organa, le, če:
ESMA shall publish details of any agreed delegation within five working days of notification.
je pridobil pisno soglasje tega pristojnega organa in se informacija razkrije zgolj za namene, za katere je ta pristojni organ dal svoje soglasje, ali
Article 38
je takšno razkritje potrebno zaradi pravnih postopkov.
Disclosure of information from another Member State
Člen 39
A competent authority may disclose information received from another competent authority only if:
Sodelovanje pri inšpekcijskih pregledih in preiskavah na kraju samem
it has obtained the written agreement of that competent authority and the information is disclosed only for the purposes for which that competent authority gave its agreement; or
Pristojni organ lahko zahteva pomoč drugega pristojnega organa v zvezi z inšpekcijskimi pregledi ali preiskavami na kraju samem.
such disclosure is necessary for legal proceedings.
Pristojni organ, ki prejme zahtevo, sodeluje v obsegu, ki je možen in primeren.
Article 39
Pristojni organ, ki je vložil zahtevo iz odstavka 1, o tem obvesti ESMA.
Cooperation on on-site inspections and investigations
V primeru preiskave ali inšpekcijskega pregleda s čezmejnim učinkom lahko pristojni organi ESMA pozovejo, naj usklajuje inšpekcijski pregled ali preiskavo na kraju samem.
A competent authority may request the assistance of another competent authority with regard to on-site inspections or investigations.
Kadar pristojni organ prejme zahtevo od drugega pristojnega organa za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem, lahko:
The competent authority receiving the request shall cooperate to the extent possible and appropriate.
sam opravi inšpekcijski pregled ali preiskavo na kraju samem;
A competent authority making a request referred to in paragraph 1 shall inform ESMA thereof.
pristojnemu organu, ki je predložil zahtevo, omogoči, da sodeluje v inšpekcijskem pregledu ali preiskavi na kraju samem;
In the event of an investigation or inspection with cross-border effect, the competent authorities may request ESMA to coordinate the on-site inspection or investigation.
imenuje revizorje ali strokovnjake v podporo ali za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem.
Where a competent authority receives a request from another competent authority to carry out an on-site inspection or an investigation, it may:
Vloga pristojnih organov
carry out the on-site inspection or investigation itself;
Člen 40
allow the competent authority which submitted the request to participate in the on-site inspection or investigation;
Pristojni organi
appoint auditors or experts to support or carry out the on-site inspection or investigation.
Za upravljavce in nadzorovane subjekte vsaka država članica imenuje ustrezen pristojni organ, odgovoren za opravljanje nalog na podlagi te uredbe, ter o tem obvesti Komisijo in ESMA.
Role of competent authorities
Kadar država članica imenuje več pristojnih organov, pri tem jasno določi vloge posameznega organa in imenuje organ, ki je odgovoren za usklajevanje sodelovanja in izmenjavo informacij s Komisijo, ESMA in pristojnimi organi drugih držav članic.
Article 40
ESMA na svojem spletnem mestu objavi seznam pristojnih organov, imenovanih v skladu z odstavkoma 1 in 2.
Competent authorities
Člen 41
For administrators and supervised entities, each Member State shall designate the relevant competent authority responsible for carrying out the duties under this Regulation and shall inform the Commission and ESMA thereof.
Pooblastila pristojnih organov
Where a Member State designates more than one competent authority, it shall clearly determine their respective roles and shall designate a single authority to be responsible for coordinating cooperation and the exchange of information with the Commission, ESMA and other Member States' competent authorities.
Da lahko pristojni organi izpolnjujejo svoje naloge iz te uredbe, imajo v skladu z nacionalnim pravom vsaj naslednja nadzorna in preiskovalna pooblastila:
ESMA shall publish on its website a list of the competent authorities designated in accordance with paragraphs 1 and 2.
dostop do vseh dokumentov in drugih podatkov v kakršni koli obliki ter za prejem ali izdelavo njihove kopije;
Article 41
zahtevajo informacije od katere koli osebe, ki sodeluje pri zagotavljanju referenčne vrednosti in prispevanju podatkov zanjo, vključno od ponudnikov storitev, ki so jim bile funkcije, storitve ali dejavnosti pri zagotavljanju referenčnih vrednosti prenesene v zunanje izvajanje v skladu s členom 10, ter od njihovih naročnikov, če je potrebno, pa lahko te osebe tudi povabijo na zaslišanje in jih zaslišijo, da bi pridobili informacije;
Powers of competent authorities
v zvezi z referenčnimi vrednostmi za blago po potrebi zahtevajo informacije od prispevajočih oseb na povezanih promptnih trgih v skladu s standardiziranimi oblikami in poročila o poslih in neposreden dostop do sistemov trgovanja;
In order to fulfil their duties under this Regulation, competent authorities shall have, in conformity with national law, at least the following supervisory and investigatory powers:
opravijo inšpekcijski pregled ali preiskavo na kraju samem, na krajih, ki niso zasebna prebivališča fizičnih oseb;
access to any document and other data in any form, and to receive or take a copy thereof;
vstopajo v prostore pravnih oseb, brez poseganja v Uredbo (EU) št. 596/2014, da bi zasegli dokumente in druge podatke v kateri koli obliki, kadar obstaja utemeljen sum, da so lahko dokumenti in drugi podatki, povezani s predmetom inšpekcijskega pregleda ali preiskave, pomembni za dokazovanje kršitve te uredbe.
require or demand information from any person involved in the provision of, and contribution to, a benchmark, including any service provider to which functions, services or activities in the provision of a benchmark have been outsourced as provided for in Article 10, as well as their principals, and if necessary, summon and question any such person with a view to obtaining information;
Kadar je potrebno predhodno dovoljenje zadevnega sodnega organa države članice, se v skladu z nacionalno zakonodajo ta pooblastila uporabijo šele po pridobitvi predhodnega dovoljenja;
request, in relation to commodity benchmarks, information from contributors on related spot markets according, where applicable, to standardised formats and reports on transactions, and direct access to traders' systems;
zahtevajo obstoječe evidence telefonskih pogovorov in elektronskega komuniciranja ali druge evidence o podatkovnem prometu, ki jih hranijo nadzorovani subjekti;
carry out on-site inspections or investigations, at sites other than the private residences of natural persons;
zahtevajo zamrznitev ali zaseg premoženja ali oboje;
enter premises of legal persons, without prejudice to Regulation (EU) No 596/2014, in order to seize documents and other data in any form, where a reasonable suspicion exists that documents and other data related to the subject-matter of the inspection or investigation may be relevant to prove a breach of this Regulation.
zahtevajo začasno prenehanje vsakršnega ravnanja, ki je po mnenju pristojnega organa v nasprotju s to uredbo;
Where prior authorisation is needed from the judicial authority of the Member State concerned, in accordance with national law, such power shall only be used after having obtained that prior authorisation;
izrečejo začasno prepoved opravljanja poklicne dejavnosti;
require existing recordings of telephone conversations, electronic communications or other data traffic records held by supervised entities;
sprejmejo vse potrebne ukrepe, s katerimi zagotovijo, da je javnost pravilno obveščena o zagotavljanju referenčne vrednosti, vključno z zahtevo, da ustrezen upravljavec ali oseba, ki je objavila ali razširila podatke o referenčni vrednosti, ali oba objavita popravljeno izjavo o preteklih prispevkih k referenčni vrednosti ali številčne podatke o referenčni vrednosti.
request the freezing or sequestration of assets or both;
Pristojni organi izvajajo funkcije in pooblastila iz odstavka 1 tega člena ter pooblastila za izrekanje sankcij iz člena 42 v skladu s svojimi nacionalnimi pravnimi okviri na katerega koli od naslednjih načinov:
require temporary cessation of any practice that the competent authority considers contrary to this Regulation;
neposredno;
impose a temporary prohibition on the exercise of professional activity;
v sodelovanju z drugimi organi ali tržnimi podjetji;
take all necessary measures to ensure that the public is correctly informed about the provision of a benchmark, including by requiring the relevant administrator or a person that has published or disseminated the benchmark or both to publish a corrective statement about past contributions to or figures of the benchmark.
na lastno odgovornost s prenosom pooblastil na te organe ali tržna podjetja;
Competent authorities shall exercise their functions and powers referred to in paragraph 1 of this Article and the powers to impose sanctions referred to in Article 42, in accordance with their national legal frameworks, in any of the following ways:
z zahtevkom, naslovljenim na pristojne sodne organe.
directly;
Za izvajanje teh pooblastil pristojni organi pripravijo primerne in učinkovite zaščitne ukrepe v zvezi s pravico do obrambe in temeljnimi pravicami.
in collaboration with other authorities or with market undertakings;
Države članice zagotovijo vzpostavitev ustreznih ukrepov, da imajo pristojni organi vsa nadzorna in preiskovalna pooblastila, ki jih potrebujejo za opravljanje svojih nalog.
under their responsibility by delegation to such authorities or to market undertakings;
Šteje se, da upravljavec ali kateri koli drug nadzorovani subjekt s tem, ko da na voljo informacije pristojnemu organu v skladu z odstavkom 1, ne krši nobene omejitve razkritja podatkov, določene s katero koli pogodbeno ali zakonsko določbo ali določbo drugega predpisa.
by application to the competent judicial authorities.
Člen 42
For the exercise of those powers, competent authorities shall have in place adequate and effective safeguards in regard to the right of defence and fundamental rights.
Upravne sankcije in drugi upravni ukrepi
Member States shall ensure that appropriate measures are in place so that competent authorities have all the supervisory and investigatory powers that are necessary to fulfil their duties.
Brez poseganja v nadzorna pooblastila pristojnih organov v skladu s členom 41 in pravico držav članic do določanja in izrekanja kazenskih sankcij, države članice v skladu z nacionalnim pravom zagotovijo, da imajo pristojni organi pooblastilo za nalaganje ustreznih upravnih sankcij in drugih upravnih ukrepov vsaj v zvezi z naslednjimi kršitvami:
An administrator or any other supervised entity making information available to a competent authority in accordance with paragraph 1 shall not be considered to be in breach of any restriction on disclosure of information posed by any contractual, legislative, regulatory or administrative provision.
vsaka kršitev člena 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 21, 23, 24, 25, 26, 27, 28, 29 in 34, kadar se uporabljajo; in
Article 42
vsako nesodelovanje v preiskavi ali inšpekcijskem pregledu ali zahtevi iz člena 41.
Administrative sanctions and other administrative measures
Te upravne sankcije in drugi upravni ukrepi so učinkoviti, sorazmerni in odvračilni.
Without prejudice to the supervisory powers of competent authorities in accordance with Article 41, and the right of Member States to provide for and impose criminal sanctions, Member States shall, in conformity with national law, provide for competent authorities to have the power to impose appropriate administrative sanctions and other administrative measures in relation to at least the following infringements:
Države članice v primeru kršitve iz odstavka 1 v skladu z nacionalnim pravom pristojnim organom podelijo pooblastilo za nalaganje vsaj naslednjih upravnih sankcij in drugih upravnih ukrepov:
any infringement of Articles 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 21, 23, 24, 25, 26, 27, 28, 29 and 34 where they apply; and
odredba, s katero se od upravljavca ali nadzorovanega subjekta, odgovornega za kršitev, zahteva, da preneha to ravnanje in ga več ne ponovi;
any failure to cooperate or comply in an investigation or with an inspection or request covered by Article 41.
povrnitev pridobljenega dobička ali preprečene izgube na podlagi kršitve, kadar ju je mogoče opredeliti;
Those administrative sanctions and other administrative measures shall be effective, proportionate and dissuasive.
javno opozorilo, v katerem sta navedena upravljavec ali nadzorovani subjekt, odgovoren za kršitev, in vrsta kršitve;
In the event of an infringement referred to in paragraph 1, Member States shall, in conformity with national law, confer on competent authorities the power to impose at least the following administrative sanctions and other administrative measures:
odvzem ali začasen odvzem dovoljenja ali registracije upravljavca;
an order requiring the administrator or supervised entity responsible for the infringement to cease the conduct and to desist from repeating that conduct;
začasna prepoved opravljanja funkcij upravljanja pri upravljavcu ali nadzorovani prispevajoči osebi za vsako fizično osebo, ki je odgovorna za takšno kršitev;
the disgorgement of the profits gained or losses avoided because of the infringement where those can be determined;
naložitev najvišje upravne denarne kazni v višini vsaj trikratnega zneska pridobljenega dobička ali preprečene izgube zaradi kršitve, kadar ju je mogoče opredeliti;
a public warning which indicates the administrator or supervised entity responsible and the nature of the infringement;
v primeru fizične osebe najvišje upravne denarne kazni v višini:
withdrawal or suspension of the authorisation or the registration of an administrator;
za kršitve členov 4, 5, 6, 7, 8, 9, 10, točk (a), (b), (c) in (e) člena 11(1), člena 11(2) in (3) ter členov 12, 13, 14, 15, 16, 21, 23, 24, 25, 26, 27, 28, 29 ter 34 vsaj 500000 EUR ali v državi članici, v kateri euro ni uradna valuta, ustrezna vrednost v nacionalni valuti 30. junija 2016; ali
a temporary ban prohibiting any natural person, who is held responsible for such infringement, from exercising management functions in administrators or supervised contributors;
za kršitve točke (d) člena 11(1) ali člena 11(4) vsaj 100000 EUR ali v državi članici, v kateri euro ni uradna valuta, ustrezna vrednost v nacionalni valuti 30. junija 2016;
the imposition of maximum administrative pecuniary sanctions of at least three times the amount of the profits gained or losses avoided because of the infringement where those can be determined;
v primeru pravne osebe do najvišje upravne denarne kazni v višini:
in respect of a natural person, maximum administrative pecuniary sanctions of at least:
za kršitve členov 4, 5, 6, 7, 8, 9, 10, točk (a), (b), (c) in (e) člena 11(1), člena 11(2) in (3) ter členov 12, 13, 14, 15, 16, 21, 23, 24, 25, 26, 27, 28, 29 in 34 vsaj 1000000 EUR ali, v državi članici, v kateri euro ni uradna valuta, ustrezna vrednost v nacionalni valuti 30. junija 2016, ali 10 % celotnega letnega prometa glede na najnovejše računovodske izkaze, ki jih je odobrila uprava, pri čemer se upošteva višji znesek; ali
for infringements of Articles 4, 5, 6, 7, 8, 9, 10, points (a), (b), (c) and (e) of Article 11(1), Article 11(2) and (3), and Articles 12, 13,14, 15, 16, 21, 23, 24, 25, 26, 27, 28, 29 and 34, EUR 500000 or in the Member States whose official currency is not the euro, the corresponding value in the national currency on 30 June 2016; or
za kršitve točke (d) člena 11(1) ali člena 11(4) vsaj 250000 EUR ali, v državi članici, v kateri euro ni uradna valuta, ustrezna vrednost v nacionalni valuti 30. junija 2016, ali 2 % celotnega letnega prometa glede na najnovejše računovodske izkaze, ki jih je odobrila uprava, pri čemer se upošteva višji znesek.
for infringements of point (d) of Article 11(1) or of Article 11(4), EUR 100000 or in the Member States whose official currency is not the euro, the corresponding value in the national currency on 30 June 2016;
Za namene točke (h)(i) in (ii), kadar je pravna oseba nadrejeno podjetje ali podružnica nadrejenega podjetja, ki mora pripraviti konsolidirane računovodske izkaze v skladu z Direktivo 2013/34/EU Evropskega parlamenta in Sveta [26], se upošteva celotni letni promet ali ustrezna vrsta dohodka v skladu z Direktivo Sveta 86/635/EGS [27] za banke ter Direktivo Sveta 91/674/EGS [28] za zavarovalnice glede na najnovejše konsolidirane računovodske izkaze, ki jih je potrdila uprava glavnega nadrejenega podjetja ali, če je subjekt združenje, 10 % skupnega prometa svojih članov.
in respect of a legal person, maximum administrative pecuniary sanctions of at least:
Države članice do 1. januarja 2018 Komisijo in ESMA uradno obvestijo o pravilih v zvezi z odstavkoma 1 in 2.
for infringements of Articles 4, 5, 6, 7, 8, 9, 10, points (a), (b), (c) and (e) of Article 11(1), Article 11(2) and (3), and Articles 12, 13,14, 15, 16, 21, 23, 24, 25, 26, 27, 28, 29 and 34, either EUR 1000000 or, in the Member States whose official currency is not the euro, the corresponding value in the national currency on 30 June 2016, or 10 % of its total annual turnover according to the last available accounts approved by the management body, whichever is the higher; or
Države članice se lahko odločijo, da ne bodo določile pravil o upravnih sankcijah iz odstavka 1, kadar za kršitve iz tega odstavka v skladu z nacionalnim pravom veljajo kazenske sankcije.
for infringements of point (d) of Article 11(1) or of Article 11(4), either EUR 250000 or, in the Member States whose official currency is not the euro, the corresponding value in the national currency on 30 June 2016, or 2 % of its total annual turnover according to the last available accounts approved by the management body, whichever is the higher.
V tem primeru sporočijo Komisiji in ESMA ustrezne določbe kazenskega prava skupaj z uradnim obvestilom iz prvega pododstavka tega odstavka.
For the purposes of point (h)(i) and (ii), where the legal person is a parent undertaking or a subsidiary of a parent undertaking which has to prepare consolidated financial accounts in accordance with Directive 2013/34/EU of the European Parliament and of the Council [26], the relevant total annual turnover shall be the total annual turnover or the corresponding type of income in accordance with Council Directive 86/635/EEC [27] for banks and Council Directive 91/674/EEC [28] for insurance companies according to the last available consolidated accounts approved by the management body of the ultimate parent undertaking or if the person is an association, 10 % of the aggregate turnovers of its members.
Komisijo in ESMA takoj obvestijo o vseh poznejših spremembah teh pravil.
By 1 January 2018, Member States shall notify the rules regarding paragraphs 1 and 2 to the Commission and ESMA.
Države članice lahko pristojnim organom v skladu z nacionalnim pravom poleg pooblastil iz odstavka 1 podelijo druga pooblastila za nalaganje sankcij in lahko zagotovijo sankcije, ki so višje od sankcij iz odstavka 2.
Member States may decide not to lay down rules for administrative sanctions as provided for in paragraph 1 where the infringements referred to in that paragraph are subject to criminal sanctions under their national law.
Člen 43
In that case, Member States shall communicate to the Commission and ESMA the relevant criminal law provisions along with the notification referred to in the first subparagraph of this paragraph.
Izvajanje nadzornih pooblastil in nalaganje sankcij
They shall notify the Commission and ESMA without delay of any subsequent amendment thereto.
Države članice zagotovijo, da pristojni organi med določanjem vrste in ravni upravnih sankcij in drugih upravnih ukrepov upoštevajo vse pomembne okoliščine, po potrebi tudi naslednje:
Member States may provide competent authorities under national law to have other powers to impose sanctions in addition to those referred to in paragraph 1 and may provide for higher levels of sanctions than those established in paragraph 2.
resnost in trajanje kršitve;
Article 43
ključnost referenčne vrednosti za finančno stabilnost in realno gospodarstvo;
Exercise of supervisory powers and imposition of sanctions
stopnjo odgovornosti odgovorne osebe;
Member States shall ensure that, when determining the type and level of administrative sanctions and other administrative measures, competent authorities take into account all relevant circumstances, including where appropriate:
finančno trdnost odgovorne osebe, kot je navedeno, zlasti s celotnim letnim prometom odgovorne pravne osebe ali letnim prihodkom odgovorne fizične osebe;
the gravity and duration of the infringement;
raven pridobljenega dobička ali preprečene izgube odgovorne osebe, kadar ju je mogoče opredeliti;
the criticality of the benchmark to financial stability and the real economy;
raven sodelovanja odgovorne osebe s pristojnim organom brez poseganja v potrebo po zagotavljanju povrnitve pridobljenega dobička ali preprečene izgube te osebe;
the degree of responsibility of the responsible person;
predhodne kršitve zadevne osebe;
the financial strength of the responsible person, as indicated, in particular, by the total annual turnover of the responsible legal person or the annual income of the responsible natural person;
ukrepe, ki jih je odgovorna oseba sprejela po kršitvi, da bi preprečila ponovno kršitev.
the level of the profits gained or losses avoided by the responsible person, insofar as they can be determined;
Pristojni organi med izvajanjem svojih pooblastil za nalaganje upravnih sankcij in drugih upravnih ukrepov na podlagi člena 42 tesno sodelujejo pri zagotavljanju, da se z nadzornimi in preiskovalnimi pooblastili ter upravnimi sankcijami in drugimi upravnimi ukrepi zagotovijo želeni rezultati te uredbe.