natgillin/translations-raw huggingface dataset:
Where an investment firm executes a transaction wholly or partly through its branch, it shall report the transaction only once.
Kadar investicijsko podjetje v celoti ali deloma izvrši posel prek svoje podružnice, o tem poslu poroča samo enkrat.
Where country code details in respect of an investment firm's branch are required to be included in a transaction report in accordance with fields 8, 17, 37, 58 or 60 of Table 2 of Annex I due to the partial or full execution of a transaction through that branch, the investment firm shall provide in the transaction report the ISO 3166 country code for the relevant branch in all of the following cases:
Kadar je treba zaradi celotne ali delne izvršitve posla prek podružnice investicijskega podjetja v poročilo o poslu vključiti podrobnosti o kodi države v zvezi z navedeno podružnico v skladu s polji 8, 17, 37, 58 ali 60 preglednice 2 Priloge I, investicijsko podjetje v poročilu o poslu navede kodo države po ISO 3166 za zadevno podružnico v vseh naslednjih primerih:
where the branch received the order from a client or made an investment decision for a client in accordance with a discretionary mandate given to it by the client;
kadar je podružnica prejela naročilo od stranke ali je zanjo sprejela investicijsko odločitev v skladu z diskrecijskim pooblastilom, ki ji ga je podelila stranka;
where the branch has supervisory responsibility for the person responsible for the investment decision concerned;
kadar je podružnica pristojna za nadzor osebe, odgovorne za zadevno investicijsko odločitev;
where the branch has supervisory responsibility for the person responsible for execution of the transaction;
kadar je podružnica pristojna za nadzor osebe, odgovorne za izvršitev posla;
where the transaction was executed on a trading venue or an organised trading platform located outside the Union using the branch's membership of that trading venue or an organised trading platform.
kadar je bil posel izvršen na mestu trgovanja ali organizirani platformi za trgovanje zunaj Unije na podlagi članstva podružnice v navedenem mestu trgovanja ali organizirani platformi za trgovanje.
Where one or more of the cases provided in paragraph 3 do not apply to a branch of the investment firm, the relevant fields in Table 2 of Annex I shall be populated with the ISO country code for the home Member State of the investment firm, or, in the case of a third country firm, the country code of the country where the firm has established its head office or registered office.
Kadar en ali več primerov iz odstavka 3 ne velja za podružnico investicijskega podjetja, se zadevna polja v preglednici 2 Priloge I izpolnijo s kodo države ISO za matično državo članico investicijskega podjetja, v primeru podjetja tretje države pa s kodo države, v kateri ima podjetje glavni sedež ali registrirani sedež.
The branch of a third country firm shall submit the transaction report to the competent authority which authorised the branch.
Podružnica podjetja tretje države predloži poročilo o poslu pristojnemu organu, ki je izdal dovoljenje podružnici.
The branch of a third country firm shall fill in the relevant fields in Table 2 of Annex I with the ISO country code for the Member State of the authorising competent authority.
Podružnica podjetja tretje države izpolni zadevna polja v preglednici 2 Priloge I s kodo države ISO za državo članico pristojnega organa, ki je izdal dovoljenje.
Where a third country firm has set up branches in more than one Member State within the Union, those branches shall jointly choose one of the competent authorities from the Member States to whom transaction reports are to be sent pursuant to paragraphs 1 to 3.
Če je podjetje tretje države ustanovilo podružnice v več kot eni državi članici v Uniji, navedene podružnice skupaj izberejo enega od pristojnih organov v državah članicah, ki se mu pošiljajo poročila o poslih v skladu z odstavki od 1 do 3.
Methods and arrangements for reporting financial transactions
Metode in sistemi za poročanje o finančnih poslih
The methods and arrangements by which transaction reports are generated and submitted by trading venues and investment firms shall include:
Metode in sistemi, v skladu s katerimi mesta trgovanja in investicijska podjetja izdelajo in predložijo poročila o poslih, so med drugim:
systems to ensure the security and confidentiality of the data reported;
sistemi za zagotovitev varnosti in zaupnosti sporočenih podatkov;
mechanisms for authenticating the source of the transaction report;
mehanizmi za preverjanje pristnosti vira poročila o poslih;
precautionary measures to enable the timely resumption of reporting in the case of a failure of the reporting system;
previdnostni ukrepi za omogočanje pravočasnega nadaljevanja poročanja v primeru izpada sistema poročanja;
mechanisms for identifying errors and omissions within transaction reports;
mehanizmi za ugotavljanje napak in izpustitev v poročilih o poslih;
mechanisms to avoid the reporting of duplicate transaction reports, including where an investment firm relies on a trading venue to report the details of transactions executed by the investment firm through the systems of the trading venue in accordance with Article 26(7) of Regulation (EU) No 600/2014;
mehanizmi za preprečevanje podvajanja poročil o poslu, tudi kadar se investicijsko podjetje zanaša na mesto trgovanja, da bo poročalo o podrobnostih o poslih, ki jih je izvršilo investicijsko podjetje, prek sistemov mesta trgovanja v skladu s členom 26(7) Uredbe (EU) št. 600/2014;
mechanisms to ensure that the trading venue only submits reports on behalf of those investment firms that have chosen to rely on the trading venue to send reports on their behalf for transactions completed through systems of the trading venue;
mehanizmi za zagotovitev, da mesto trgovanja predloži poročila samo v imenu tistih investicijskih podjetij, ki so se odločila, da se bodo zanašala na mesto trgovanja, da bo v njihovem imenu pošiljalo poročila o poslih, izvedenih prek sistemov mesta trgovanja;
mechanisms to avoid reporting of any transaction where there is no obligation to report under Article 26(1) of Regulation (EU) No 600/2014 either because there is no transaction within the meaning of Article 2 of this Regulation or because the instrument which is the subject of the transaction concerned does not fall within the scope of Article 26(2) of Regulation (EU) No 600/2014;
mehanizmi za preprečevanje poročanja o poslih, za katere ne velja obveznost poročanja iz člena 26(1) Uredbe (EU) št. 600/2014, bodisi zato, ker ni posla v smislu člena 2 te uredbe, bodisi zato, ker instrument, ki je predmet zadevnega posla, ne spada na področje uporabe člena 26(2) Uredbe (EU) št. 600/2014;
mechanisms for identifying unreported transactions for which there is an obligation to report under Article 26 of Regulation (EU) No 600/2014, including cases where transaction reports rejected by the competent authority concerned have not been successfully re-submitted.
mehanizmi za ugotavljanje poslov, o katerih se ni poročalo in za katere velja obveznost poročanja na podlagi člena 26 Uredbe (EU) št. 600/2014, vključno s primeri, kadar poročila o poslih, ki jih je zadevni pristojni organ zavrnil, niso bila uspešno ponovno predložena.
Where the trading venue or investment firm becomes aware of any error or omission within a transaction report submitted to a competent authority, any failure to submit a transaction report including any failure to resubmit a rejected transaction report for transactions that are reportable, or of the reporting of a transaction for which there is no obligation to report, it shall promptly notify the relevant competent authority of this fact.
Kadar mesto trgovanja ali investicijsko podjetje ugotovi, da poročilo o poslu, predloženo pristojnemu organu, vsebuje napako ali izpustitev, da poročilo o poslu ni bilo predloženo, vključno s tem, da zavrnjeno poročilo o poslih, o katerih se poroča, ni bilo ponovno predloženo, ali da je bilo predloženo poročilo o poslu, za katerega ne velja obveznost poročanja, o tem nemudoma obvesti pristojni organ.
Investment firms shall have arrangements in place to ensure that their transaction reports are complete and accurate.
Investicijska podjetja imajo vzpostavljene sisteme za zagotavljanje popolnosti in točnosti svojih poročil o poslih.
Those arrangements shall include testing of their reporting process and regular reconciliation of their front-office trading records against data samples provided to them by their competent authorities to that effect.
Navedeni sistemi vključujejo preskušanje njihovega postopka poročanja in redno usklajevanje svojih trgovalni podatki enot za trgovanje z vzorci podatkov, ki jim jih za to zagotovijo pristojni organi.
Where competent authorities do not provide data samples, investment firms shall reconcile their front-office trading records against the information contained in the transaction reports that they have submitted to the competent authorities, or in the transaction reports that ARMs or trading venues have submitted on their behalf.
Kadar pristojni organi ne zagotovijo vzorcev podatkov, investicijska podjetja uskladijo svoje trgovalne podatke enot za trgovanje z informacijami iz poročil o poslih, ki so jih predložila pristojnim organom, ali poročil o poslih, ki so jih v njihovem imenu predložili ARM ali mesta trgovanja.
The reconciliation shall include checking the timeliness of the report, the accuracy and completeness of the individual data fields and their compliance with the standards and formats specified in Table 2 of Annex I.
Usklajevanje vključuje preverjanje pravočasnosti poročila, točnosti in popolnosti posameznih podatkovnih polj ter njihovo skladnost s standardi in oblikami, opredeljenimi v preglednici 2 Priloge I.
Investment firms shall have arrangements in place to ensure that their transaction reports, when viewed collectively, reflect all changes in their position and in the position of their clients in the financial instruments concerned at the time transactions in the financial instruments are executed.
Investicijska podjetja imajo vzpostavljene sisteme za zagotovitev, da kadar se njihova poročila o poslih obravnavajo skupaj, izražajo vse spremembe njihove pozicije in pozicije njihovih strank v zadevnih finančnih instrumentih, ki nastanejo ob izvršitvi poslov z navedenimi finančnimi instrumenti.
Where an ARM, in accordance with instructions from the investment firm, cancels or corrects a transaction report submitted on behalf of an investment firm, the investment firm shall retain the details of the corrections and cancellations provided to it by the ARM.
Kadar ARM po navodilih investicijskega podjetja prekliče ali popravi poročilo o poslu, predloženo v imenu investicijskega podjetja, investicijsko podjetje hrani podrobnosti o popravkih in preklicih, ki mu jih zagotovi ARM.
The reports referred to in Article 26(5) of Regulation (EU) No 600/2014 shall be sent to the competent authority of the home Member State of the trading venue.
Poročila iz člena 26(5) Uredbe (EU) št. 600/2014 se pošljejo pristojnemu organu matične države članice mesta trgovanja.
Competent authorities shall use secure electronic communication channels when exchanging transaction reports with each other.
Pristojni organi pri medsebojni izmenjavi poročil o poslih uporabljajo varne načine elektronske komunikacije.
Determination of the most relevant market in terms of liquidity
Določanje najpomembnejšega trga, kar zadeva likvidnost
In the case of a transferable security within the meaning of Article 4(1)(44)(a) of Directive 2014/65/EU, an emission allowance or a unit in a collective investment undertaking, the most relevant market in terms of liquidity for that financial instrument (the most relevant market) shall be determined once each calendar year on the basis of the data of the previous calendar year, provided that the financial instrument was admitted to trading or traded at the beginning of the previous calendar year, as follows:
V primeru prenosljivega vrednostnega papirja v smislu člena 4(1)(44)(a) Direktive 2014/65/EU, pravice do emisij ali enote kolektivnega naložbenega podjema se najpomembnejši trg, kar zadeva likvidnost navedenega finančnega instrumenta (v nadaljnjem besedilu: najpomembnejši trg), določi enkrat vsako koledarsko leto na osnovi podatkov iz preteklega koledarskega leta, če je bil zadevni finančni instrument uvrščen v trgovanje ali se je z njim trgovalo na začetku preteklega koledarskega leta, kot sledi:
for instruments admitted to trading on one or more regulated markets, the most relevant market shall be the regulated market where the turnover, as defined in Article 17(4) of Commission Delegated Regulation (EU) 2017/587 [8] for the previous calendar year for that instrument is the highest;
za instrumente, uvrščene v trgovanje na enem ali več reguliranih trgih, je najpomembnejši trg tisti, na katerem je promet, kakor je opredeljen v členu 17(4) Delegirane uredbe Komisije (EU) 2017/587 [8], za preteklo leto za navedeni instrument največji;
for instruments not admitted to trading on regulated markets, the most relevant market shall be the MTF where the turnover for the previous calendar year for that instrument is the highest;
za instrumente, ki niso uvrščeni v trgovanje na reguliranih trgih, je najpomembnejši trg MTF, na katerem je bil promet z navedenim instrumentom za preteklo koledarsko leto največji;
for the purposes of points (a) and (b), the highest turnover shall be calculated by excluding all transactions that benefit from pre-trade transparency waivers pursuant to Article 4(1)(a), (b) or (c) of Regulation (EU) No 600/2014.
za namene točk (a) in (b) se največji promet izračuna tako, da se izvzamejo vsi posli, ki jim koristijo opustitve pri preglednosti pred trgovanjem v skladu s členom 4(1)(a), (b) ali (c) Uredbe (EU) št. 600/2014.
By derogation from paragraph 1 of this Article, where a transferable security within the meaning of Article 4(1)(44)(a) of Directive 2014/65/EU, an emission allowance or a unit in a collective investment undertaking was not admitted to trading or traded at the beginning of the previous calendar year or where there is insufficient or non-existent data to calculate the turnover in accordance with point (c) of paragraph 1 of this Article for the purpose of determining the most relevant market for that financial instrument, the most relevant market for the financial instrument shall be the market of the Member State in which a request for admission to trading was first made or where the instrument was first traded.
Z odstopanjem od odstavka 1 tega člena, kadar prenosljivi vrednostni papir v smislu člena 4(1)(44)(a) Direktive 2014/65/EU, pravica do emisij ali enota kolektivnega naložbenega podjema na začetku preteklega koledarskega leta ni bila uvrščena v trgovanje ali se z njo ni trgovalo, ali kadar podatki za izračun prometa v skladu s točko (c) odstavka 1 tega člena niso na voljo ali zadostni za določitev najpomembnejšega trga za navedeni finančni instrument, je najpomembnejši trg za finančni instrument trg države članice, v kateri je bil vložen prvi zahtevek za sprejem v trgovanje ali v kateri se je z instrumentom prvič trgovalo.
In the case of a transferable security within the meaning of Article 4(1)(44)(b) of Directive 2014/65/EU or a money market instrument whose issuer is established in the Union, the most relevant market shall be the market of the Member State where the registered office of the issuer is situated.
V primeru prenosljivega vrednostnega papirja v smislu člena 4(1)(44)(b) Direktive 2014/65/EU ali instrumenta denarnega trga, katerega izdajatelj ima sedež v Uniji, je najpomembnejši trg trg države članice, v kateri je registrirani sedež izdajatelja.
In the case of a transferable security within the meaning of Article 4(1)(44)(b) of Directive 2014/65/EU or a money market instrument whose issuer is established outside the Union, the most relevant market shall be the market of the Member State where the request for admission to trading of that financial instrument was first made or where the financial instrument was first traded on a trading venue.
V primeru prenosljivega vrednostnega papirja v smislu člena 4(1)(44)(b) Direktive 2014/65/EU ali instrumenta denarnega trga, katerega izdajatelj ima sedež zunaj Unije, je najpomembnejši trg trg države članice, v kateri je bil vložen prvi zahtevek za sprejem navedenega finančnega instrumenta v trgovanje ali v kateri se je z instrumentom prvič trgovalo na mestu trgovanja.
In the case of a financial instrument which is a derivative contract or a contract for difference or a transferable security within the meaning of Article 4(1)(44)(c) of Directive 2014/65/EU, the most relevant market shall be determined as follows:
V primeru finančnega instrumenta, ki je pogodba o izvedenih finančnih instrumentih ali pogodba na razliko ali prenosljivi vrednostni papir v smislu člena 4(1)(44)(c) Direktive 2014/65/EU, se najpomembnejši trg določi, kot sledi:
where the underlying in the financial instrument is a transferable security within the meaning of Article 4(1)(44)(a) of Directive 2014/65/EU or an emission allowance which is admitted to trading on a regulated market or is traded on an MTF, the most relevant market shall be the market deemed to be the most relevant market for the underlying security in accordance with paragraph 1 or 2 of this Article;
kadar je osnova finančnega instrumenta prenosljivi vrednostni papir v smislu člena 4(1)(44)(a) Direktive 2014/65/EU ali pravica do emisij, ki sta uvrščena v trgovanje na reguliranem trgu ali se z njima trguje na MTF, je najpomembnejši trg tisti, za katerega se šteje, da je najpomembnejši trg za osnovni vrednostni papir v skladu z odstavkom 1 ali 2 tega člena;
where the underlying in a financial instrument is a transferable security within the meaning of Article 4(1)(44)(b) of Directive 2014/65/EU or a money market instrument which is admitted to trading on a regulated market or traded on an MTF or an OTF the most relevant market shall be the market deemed to be the most relevant market for the underlying financial instrument in accordance with paragraph 3 or 4 of this Article;
kadar je osnova finančnega instrumenta prenosljivi vrednostni papir v smislu člena 4(1)(44)(b) Direktive 2014/65/EU ali instrument denarnega trga, ki sta uvrščena v trgovanje na reguliranem trgu ali se z njima trguje na MTF ali OTF, je najpomembnejši trg tisti, za katerega se šteje, da je najpomembnejši trg za osnovni finančni instrument v skladu z odstavkom 3 ali 4 tega člena;
where the underlying in a financial instrument is a basket which contains financial instruments, the most relevant market shall be the market of the Member State in which the financial instrument was first admitted to trading or traded on a trading venue;
kadar je osnova finančnega instrumenta košarica, sestavljena iz finančnih instrumentov, je najpomembnejši trg trg države članice, v kateri je bil finančni instrument prvič uvrščen v trgovanje ali se je z njim prvič trgovalo na mestu trgovanja;
where the underlying in a financial instrument is an index which contains financial instruments, the most relevant market shall be the market of the Member State in which the financial instrument was first admitted to trading or traded on a trading venue;
kadar je osnova finančnega instrumenta indeks, ki vsebuje finančne instrumente, je najpomembnejši trg trg države članice, v kateri je bil finančni instrument prvič uvrščen v trgovanje ali se je z njim prvič trgovalo na mestu trgovanja;
where the underlying of the financial instrument is a derivative admitted to trading or traded on a trading venue, the most relevant market shall be the market of the Member State in which that derivative is admitted to trading or traded on a trading venue.
kadar je osnova finančnega instrumenta izvedeni finančni instrument, ki je uvrščen v trgovanje ali se z njim trguje na mestu trgovanja, je najpomembnejši trg trg države članice, v kateri je navedeni izvedeni finančni instrument uvrščen v trgovanje ali se z njim trguje na mestu trgovanja.
For financial instruments that are not covered by paragraphs 1 to 5, the most relevant market shall be the market of the Member State of the trading venue which first admitted the financial instrument to trading or on which the financial instrument was first traded.
Za finančne instrumente, ki niso zajeti v odstavkih od 1 do 5, je najpomembnejši trg trg države članice mesta trgovanja, ki je prvo uvrstilo finančni instrument v trgovanje ali na katerem se je s finančnim instrumentom najprej trgovalo.
It shall apply from 3 January 2018.
Ta uredba se uporablja od 3. januarja 2018.
However, the second subparagraph of Article 2(5) shall apply 12 months after the date of entry into force of the delegated act adopted by the Commission pursuant to Article 4(9) of Regulation (EU) 2015/2365.
Vendar pa se drugi pododstavek člena 2(5) začne uporabljati 12 mesecev po datumu začetka veljavnosti delegiranega akta, ki ga je Komisija sprejela v skladu s členom 4(9) Uredbe (EU) 2015/2365.
Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (OJ L 337, 23.12.2015, p. 1).
Uredba (EU) 2015/2365 Evropskega parlamenta in Sveta z dne 25. novembra 2015 o preglednosti poslov financiranja z vrednostnimi papirji in ponovne uporabe ter spremembi Uredbe (EU) št. 648/2012 (UL L 337, 23.12.2015, str. 1).
Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (see page 387 of this Official Journal).
Delegirana uredba Komisije (EU) 2017/587 z dne 14. julija 2016 o dopolnitvi Uredbe (EU) št. 600/2014 Evropskega parlamenta in Sveta o trgih finančnih instrumentov v zvezi z regulativnimi tehničnimi standardi o zahtevah po preglednosti za mesta trgovanja in investicijska podjetja v zvezi z delnicami, potrdili o lastništvu, investicijskimi skladi, s katerimi se trguje na borzi, certifikati in drugimi podobnimi instrumenti ter o obveznostih glede izvrševanja poslov z določenimi delnicami na mestu trgovanja ali s strani sistematičnega internalizatorja (glej stran 387 tega Uradnega lista).
Legend for Table 2
Legenda za preglednico 2
ISO 10962 CFI code
Koda CFI po ISO 10962.
2 letter country code, as defined by ISO 3166-1 alpha-2 country code
Dvočrkovna koda države, kot je opredeljena s kodo države po ISO 3166-1 alfa-2.
‘T’ – means that the letter ‘T’ shall be used
„T“ pomeni, da je treba uporabiti črko „T“,
Dates shall be formatted in the following format:
Datumi se poročajo v naslednji obliki:
Decimal number of up to n digits in total of which up to m digits can be fraction digits
Decimalno število s skupno do n števkami, od katerih so do m števk lahko decimalke
negative numbers are prefixed with ‘-’ (minus);
negativne vrednosti imajo predznak „–“ (minus).
Values are rounded and not truncated.
Vrednosti se zaokrožijo in se ne skrajšajo.
Legal entity identifier as defined in ISO 17442
Identifikator pravnih oseb, kot je opredeljen v standardu ISO 17442.
The identifier is derived in accordance with Article 6 and the Table of Annex II.
Identifikator je določen v skladu s členom 6 in preglednico iz Priloge II.
Details to be reported in transaction reports
Podrobnosti, o katerih se poroča v poročilih o poslih
All fields are mandatory, unless stated otherwise.
Če ni navedeno drugače, so vsa polja obvezna.
FORMAT AND STANDARDS TO BE USED FOR REPORTING
OBLIKA IN STANDARDI, KI SE UPORABLJAJO ZA POROČANJE
Report status
Status poročila
Indication as to whether the transaction report is new or a cancellation.
Navedba, ali je poročilo o poslu novo ali preklicano.
‘NEWT’ – New
„NEW“ – novo
‘CANC’ – Cancellation
„CANC“ – preklicano
Transaction Reference Number
Referenčna številka posla