natgillin/translations-raw huggingface dataset:
the level of cooperation of the responsible person with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;
Poleg tega usklajujejo ukrepe, da bi preprečili morebitno podvajanje in prekrivanje pri uporabi nadzornih in preiskovalnih pooblastil ter upravnimi sankcijami, vključno z denarnimi kaznimi, in drugimi upravnimi ukrepi v čezmejnih primerih.
previous infringements by the person concerned;
Člen 44
measures taken, after the infringement, by a responsible person to prevent the repetition of the infringement.
Obveznost sodelovanja
In the exercise of their powers to impose administrative sanctions and other administrative measures under Article 42, competent authorities shall cooperate closely to ensure that the supervisory and investigative powers and administrative sanctions and other administrative measures produce the desired results of this Regulation.
Kadar se države članice v skladu s členom 42 odločijo določiti kazenske sankcije za kršitve določb iz tega člena, zagotovijo, da se sprejmejo ustrezni ukrepi, na podlagi katerih imajo pristojni organi na voljo vsa potrebna pooblastila za sodelovanje s sodnimi organi v svoji jurisdikciji, zato da prejemajo specifične informacije, povezane s preiskavami kaznivih dejanj ali kazenskimi postopki, ki se začnejo ob morebitnih kršitvah te uredbe.
They shall also coordinate their action in order to avoid possible duplication and overlap when applying supervisory and investigative powers and administrative sanctions, including pecuniary sanctions, and other administrative measures to cross-border cases.
Ti pristojni organi zagotovijo te informacije drugim pristojnim organom in ESMA, da za namene te uredbe izpolnijo svojo obveznost glede medsebojnega sodelovanja in sodelovanja z ESMA.
Article 44
Pristojni organi pomagajo pristojnim organom drugih držav članic.
Obligation to cooperate
Zlasti si izmenjujejo informacije in sodelujejo pri vseh preiskavah ali nadzornih dejavnostih.
Where Member States have chosen, in accordance with Article 42, to lay down criminal sanctions for infringements of the provisions referred to in that Article, they shall ensure that appropriate measures are in place so that competent authorities have all the necessary powers to liaise with judicial authorities within their jurisdiction to receive specific information relating to criminal investigations or proceedings commenced for possible infringements of this Regulation.
Pristojni organi lahko sodelujejo tudi s pristojnimi organi drugih držav članic za lažjo izterjavo denarnih kazni.
Those competent authorities shall provide that information to other competent authorities and ESMA, in order to fulfil their obligation to cooperate with each other and ESMA for the purposes of this Regulation.
Člen 45
Competent authorities shall provide assistance to competent authorities of other Member States.
Objava odločitev
In particular, they shall exchange information and cooperate in any investigation or supervisory activities.
Ob upoštevanju odstavka 2, pristojni organi vsako odločitev o naložitvi upravne sankcije ali drugega upravnega ukrepa v zvezi s kršitvijo te uredbe objavijo na svojih uradnih spletnih mestih, takoj ko je oseba, ki je predmet take odločbe, obveščena o tej odločitvi.
Competent authorities may also cooperate with competent authorities of other Member States with respect to facilitating the recovery of pecuniary sanctions.
Taka objava vključuje vsaj informacije o vrsti in naravi kršitve ter identiteti oseb, ki so predmet odločbe.
Article 45
Prvi pododstavek se ne uporablja za odločitve o naložitvi ukrepov preiskovalne narave.
Publication of decisions
Kadar pristojni organ meni, da bi bila objava identitete pravne osebe ali osebnih podatkov fizične osebe nesorazmerna glede na oceno primernosti objave takšnih podatkov za vsak primer posebej ali kadar bi taka objava ogrozila stabilnost finančnih trgov ali potekajočo preiskavo, pristojni organ stori kar koli od naslednjega:
Subject to paragraph 2, a competent authority shall publish any decision imposing an administrative sanction or other administrative measure in relation to infringements of this Regulation on its official website immediately after the person subject to that decision has been informed of that decision.
zadrži objavo odločitve dokler ni več razlogov za tako zadržanje;
Such publication shall include at least information on the type and nature of the infringement and the identity of the persons subject to the decision.
objavi anonimizirano odločitev skladu z nacionalnim pravom, kadar se z anonimno objavo učinkovito zavarujejo zadevni osebni podatki;
The first subparagraph does not apply to decisions imposing measures that are of an investigatory nature.
ne objavi odločitve v primeru, ko pristojni organ meni, da je objava v skladu s točko (a) ali (b) nezadostna za zagotovitev:
Where a competent authority considers that the publication of the identity of the legal person or of the personal data of a natural person, would be disproportionate following a case-by-case assessment conducted on the proportionality of the publication of such data, or where such publication would jeopardise the stability of financial markets or an on-going investigation, it shall do any of the following:
da stabilnost finančnih trgov ni ogrožena; ali
defer publication of the decision until such time as the reasons for that deferral cease to exist;
sorazmernosti objave takih odločitev glede na ukrepe, ki se štejejo za manj pomembne.
publish the decision on an anonymous basis in accordance with national law where such anonymous publication ensures an effective protection of the personal data concerned;
Kadar se pristojni organ odloči, da bo objavil anonimizirano odločitev iz točke (b) prvega pododstavka, lahko odloži objavo relevantnih podatkov za razumno časovno obdobje, kadar je predvideno, da bodo v navedenem obdobju razlogi za anonimizirano objavo prenehali obstajati.
not publish the decision at all in the event that the competent authority is of the opinion that publication in accordance with point (a) or (b) will be insufficient to ensure:
Kadar je zoper odločitev vložena pritožba pred nacionalnim sodnim, upravnim ali drugim organom, pristojni organ na svojem uradnem spletnem mestu nemudoma objavi tudi take informacije in vse poznejše informacije o rezultatu zadevne pritožbe.
that the stability of financial markets is not jeopardised; or
Poleg tega se objavi tudi vsaka odločitev, s katero se razveljavi predhodna odločitev o naložitvi sankcije ali ukrepa.
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Pristojni organ zagotovi, da vse odločitve, ki so objavljene v skladu s tem členom, ostanejo dostopne na njihovem uradnem spletnem mestu vsaj pet let po objavi.
Where a competent authority decides to publish a decision on an anonymous basis as referred to in point (b) of the first subparagraph, it may postpone the publication of the relevant data for a reasonable period of time where it is foreseeable that the reasons for anonymous publication shall cease to exist during that period.
Osebni podatki, vsebovani v objavi, se hranijo le na uradnem spletnem mestu pristojnega organa, in sicer toliko časa, kolikor zahtevajo veljavna pravila o varstvu podatkov.
Where the decision is subject to an appeal before a national judicial, administrative or other authority, the competent authority shall also publish, immediately, on its official website such information and any subsequent information on the outcome of such appeal.
Države članice ESMA vsako leto v zbirni obliki posredujejo informacije o vseh upravnih sankcijah in drugih upravnih ukrepih, naloženih na podlagi člena 42.
Any decision annulling a previous decision to impose a sanction or a measure shall also be published.
Ta obveznost se ne uporablja za ukrepe preiskovalne narave.
The competent authority shall ensure that any decision that is published in accordance with this Article shall remain accessible on its official website for a period of at least five years after its publication.
ESMA te informacije objavi v letnem poročilu.
Personal data contained in the publication shall only be kept on the official website of the competent authority for the period which is necessary in accordance with the applicable data protection rules.
Kadar se država članica v skladu s členom 42 odloči določiti kazenske sankcije za kršenje določb navedenega člena, njeni pristojni organi ESMA vsako leto v zbirni obliki zagotovijo anonimizirane podatke glede vseh kazenskih preiskav in naloženih kazenskih sankcij.
Member States shall annually provide ESMA with aggregated information regarding all administrative sanctions and other administrative measures imposed pursuant to Article 42.
ESMA objavi podatke o naloženih kazenskih sankcijah v letnem poročilu.
That obligation does not apply to measures of an investigatory nature.
Člen 46
ESMA shall publish that information in an annual report.
Kolegiji
Where Member States have chosen, in accordance with Article 42, to lay down criminal sanctions for infringements of the provisions referred to in that Article, their competent authorities shall annually provide ESMA with anonymised and aggregated data regarding all criminal investigations undertaken and criminal sanctions imposed.
Pristojni organ ustanovi kolegij v 30 delovnih dneh od vključitve referenčne vrednosti iz točk (a) in (c) člena 20(1) na seznam ključnih referenčnih vrednosti, z izjemo ključnih referenčnih vrednosti, kadar nenadzorovani subjekti predstavljajo večino prispevajočih oseb.
ESMA shall publish data on criminal sanctions imposed in an annual report.
Kolegij zajema pristojni organ upravljavca, ESMA in pristojne organe nadzorovanih prispevajočih oseb.
Article 46
Pristojni organi drugih držav članic imajo pravico biti člani kolegija, kadar bi prenehanje zagotavljanja zadevne ključne referenčne vrednosti pomembno negativno vplivalo na celovitost trga, finančno stabilnost, potrošnike, realno gospodarstvo ali financiranje gospodinjstev in podjetij teh držav članic.
Colleges
Kadar namerava pristojni organ postati član kolegija, predloži pristojnemu organu upravljavca zahtevo z dokazili, da so izpolnjene zahteve iz prvega pododstavka tega odstavka.
Within 30 working days from the inclusion of a benchmark referred to in points (a) and (c) of Article 20(1) in the list of critical benchmarks, with the exception of benchmarks where the majority of contributors are non-supervised entities, the competent authority shall establish a college.
Ustrezni pristojni organ upravljavca zahtevo obravnava in v 20 delovnih dneh obvesti organ, ki je predložil zahtevo, o tem, da jo je prejel, in sicer ne glede na to, ali meni, da so ustrezne zahteve izpolnjene, ali ne.
The college shall comprise the competent authority of the administrator, ESMA, and the competent authorities of supervised contributors.
Kadar organ, ki je predložil zahtevo, meni, da zahteve niso izpolnjene, lahko v skladu z odstavkom 9 o tem obvesti ESMA.
Competent authorities of other Member States shall have the right to be members of the college where, if the critical benchmark in question were to cease to be provided, it would have a significant adverse impact on the market integrity, financial stability, consumers, real economy, or financing of households and businesses of those Member States.
ESMA si prizadeva za spodbujanje in spremljanje učinkovitega, uspešnega in usklajenega delovanja kolegijev nadzornikov iz tega člena v skladu s členom 21 Uredbe (EU) št. 1095/2010.
Where a competent authority intends to become a member of a college, it shall submit a request to the competent authority of the administrator containing evidence that the requirements of the first subparagraph of this paragraph are fulfilled.
ESMA pri tem po potrebi sodeluje in se šteje kot pristojni organ.
The relevant competent authority of the administrator shall consider the request and notify the requesting authority within 20 working days of receipt of the request whether or not it considers those requirements to be fulfilled.
Kadar ESMA v skladu s členom 17(6) Uredbe (EU) št. 1095/2010 ukrepa v zvezi s ključno referenčno vrednostjo, poskrbi tudi za ustrezno izmenjavo podatkov in za sodelovanje z drugimi člani kolegija.
Where it considers those requirements not to be fulfilled, the requesting authority may refer the matter to ESMA in accordance with paragraph 9.
Pristojni organ upravljavca predseduje sejam kolegija, usklajuje njegove ukrepe in zagotavlja učinkovito izmenjavo informacij med člani kolegija.
ESMA shall contribute to promoting and monitoring the efficient, effective and consistent functioning of colleges referred to in this Article in accordance with Article 21 of Regulation (EU) No 1095/2010.
Kadar upravljavec zagotavlja več kot eno referenčno vrednost, lahko pristojni organ tega upravljavca vzpostavi en kolegij za vse referenčne vrednosti, ki jih zagotavlja ta upravljavec.
To that end, ESMA shall participate as appropriate and shall be considered to be a competent authority for that purpose.
Pristojni organ upravljavca vzpostavi pisne dogovore v okviru kolegija v zvezi z naslednjimi zadevami:
Where ESMA acts in accordance with Article 17(6) of Regulation (EU) No 1095/2010 regarding a critical benchmark, it shall ensure appropriate exchange of information and cooperation with the other members of the college.
izmenjavo informacij med pristojnimi organi;
The competent authority of an administrator shall chair the meetings of the college, coordinate the actions of the college and ensure efficient exchange of information among members of the college.
procesom odločanja med pristojnimi organi in rokom za sprejetje vsake odločitve;
Where an administrator provides more than one critical benchmark, the competent authority of that administrator may establish a single college in respect of all the benchmarks provided by that administrator.
primeri, ko se morajo pristojni organi med seboj posvetovati;
The competent authority of an administrator shall establish written arrangements within the framework of the college regarding the following matters:
sodelovanjem, ki se zagotovi v skladu s členom 23(7) in (8).
the information to be exchanged between competent authorities;
Pristojni organ upravljavca ustrezno upošteva vsak nasvet, ki ga zagotovi ESMA, o pisnih dogovorih iz odstavka 6 pred potrditvijo njihovega končnega besedila.
the decision-making process between the competent authorities and the time frame within which each decision has to be taken;
Pisni dogovori se določijo v enotnem dokumentu, ki vsebuje popolno utemeljitev vsakega pomembnejšega odstopanja od nasveta ESMA.
the cases in which the competent authorities must consult each other;
Pristojni organ upravljavca predloži pisne dogovore članom kolegija in ESMA.
the cooperation to be provided under Article 23(7) and (8).
Pristojni organ upravljavca se pred sprejetjem ukrepov iz člena 23(6), (7) in (9) ter členov 34, 35 in 42 posvetuje s člani kolegija.
The competent authority of an administrator shall give due consideration to any advice provided by ESMA concerning the written arrangements under paragraph 6 before agreeing their final text.
Člani kolegija storijo vse, kar je v njihovi moči, da dosežejo dogovor v roku, ki je določen v pisnih dogovorih iz odstavka 6 tega člena.
The written arrangements shall be set out in a single document containing full reasons for any significant deviation from the advice of ESMA.
Pristojni organ upravljavca pri vsaki odločitvi o sprejetju tovrstnih ukrepov upošteva vpliv na druge zadevne države članice, zlasti morebiten vpliv na stabilnost njihovih finančnih sistemov.
The competent authority of the administrator shall transmit the written arrangements to the members of the college and to ESMA.
Če bi zaradi odločitve o odvzemu dovoljenja ali registracije upravljavca v skladu s členom 35 prenehanje referenčne vrednosti povzročilo dogodek višje sile ali onemogočilo izpolnitev pogojev, ali jih kako drugače kršilo, finančne pogodbe, finančnega instrumenta ali pravil katerega koli investicijskega sklada, ki se sklicuje na to referenčno vrednost v Uniji v smislu, ki ga določi Komisija v katerem koli delegiranem aktu, sprejetem na podlagi člena 51(6), pristojni organi v okviru kolegija razmislijo o sprejetju ukrepov za ublažitev učinkov iz tega odstavka, vključno s:
Before taking any measures referred to in Article 23(6), (7) and (9), and Articles 34, 35 and 42, the competent authority of an administrator shall consult the members of the college.
spremembo kodeksa ravnanja iz člena 15, metodologije ali drugih pravil referenčne vrednosti;
The members of the college shall do everything reasonable within their power to reach an agreement within the time frame specified in the written arrangements referred to in paragraph 6 of this Article.
prehodnim obdobjem, v katerem se uporabijo postopki, predvideni v členu 28(2).
Any decision of the competent authority of the administrator to take such measures shall take into account the impact on the other Member States concerned, in particular the potential impact on the stability of their financial systems.
Če člani kolegija ne dosežejo dogovora, lahko pristojni organi v katerem koli od naslednjih primerov zadevo predložijo ESMA, kadar:
With regard to the decision to withdraw the authorisation or registration of an administrator in accordance with Article 35, whenever the cessation of a benchmark would result in a force majeure event, frustrate or otherwise breach the terms of any financial contract or financial instrument, or the rules of any investment fund, which references that benchmark in the Union, within the meaning specified by the Commission in any delegated act adopted pursuant to Article 51(6), the competent authorities within the college shall consider whether to adopt measures to mitigate the effects referred to in this paragraph, including:
pristojni organ ni sporočil bistvenih informacij;
a change to the code of conduct referred to in Article 15, the methodology or other rules of the benchmark;
pristojni organ upravljavca na podlagi zahteve, predložene v skladu z odstavkom 3, obvesti organ, ki je predložil zahtevo, da zahteve iz zadevnega odstavka niso izpolnjene ali da v razumnem roku ni sprejel ustreznih ukrepov na podlagi navedene zahteve;
a transitional period, during which the procedures envisaged under Article 28(2) shall apply.
pristojni organi niso dosegli dogovora o zadevah iz odstavka 6;
In the absence of agreement between the members of a college, competent authorities may refer to ESMA any of the following situations:
ni dosežen dogovor o ukrepih, ki jih je treba sprejeti v skladu s členi 34, 35 in 42;
where a competent authority has not communicated essential information;
ni dosežen dogovor o ukrepih, ki jih je treba sprejeti v skladu s členom 23(6);
where, following a request made under paragraph 3, the competent authority of the administrator has notified the requesting authority that the requirements of that paragraph are not fulfilled or where it has not acted upon such request within a reasonable time;
ni dosežen dogovor o ukrepih, ki jih je treba sprejeti v skladu s tretjim pododstavkom odstavka 8 tega člena.
where the competent authorities have failed to reach an agreement on the matters set out in paragraph 6;
V okoliščinah iz točk (a), (b), (c), (d) in (f) odstavka 9, če zadeva 30 dni po predložitvi ESMA ni razrešena, pristojni organ upravljavca sprejme dokončno odločitev, ki jo pristojnim organom iz navedenega odstavka in ESMA natančno pisno obrazloži.
where there is a disagreement concerning the measures to be taken in accordance with Articles 34, 35 and 42;
Rok iz točke (a) člena 34(6) začasno preneha teči od dne, ko je bila zadeva predložena ESMA, in dokler ni sprejeta odločitev v skladu s prvim pododstavkom tega odstavka.
where there is a disagreement concerning the measures to be taken in accordance with Article 23(6);
Kadar ESMA meni, da je pristojni organ upravljavca sprejel katerega od ukrepov iz odstavka 8 tega člena, ki morda ni v skladu s pravom Unije, ukrepa v skladu s členom 17 Uredbe (EU) št. 1095/2010.
where there is a disagreement concerning the measures to be taken in accordance with the third subparagraph of paragraph 8 of this Article.
V okoliščinah iz točke (e) odstavka 9 tega člena in brez poseganja v člen 258 PDEU lahko ESMA ukrepa v skladu s pooblastili, ki so mu prenesena na podlagi člena 19 Uredbe (EU) št. 1095/2010.
In the situations referred to in points (a), (b), (c), (d) and (f) of paragraph 9, if the issue is not settled within 30 days after referral to ESMA, the competent authority of an administrator shall take the final decision and provide a detailed explanation of its decision in writing to the competent authorities referred to in that paragraph and to ESMA.
Pooblastila pristojnega organa upravljavca iz člena 23(6) se smejo izvajati, dokler ESMA ne objavi svoje odločitve.
The period of time referred to in point (a) of Article 34(6) shall be suspended from the date of referral to ESMA until such time as a decision is taken in accordance with the first subparagraph of this paragraph.
Člen 47
Where ESMA considers that the competent authority of the administrator has taken any measures referred to in paragraph 8 of this Article which may not be in conformity with Union law it shall act in accordance with Article 17 of Regulation (EU) No 1095/2010.
Sodelovanje z ESMA
In the situation referred to in point (e) of paragraph 9 of this Article, and without prejudice to Article 258 TFEU, ESMA may act in accordance with the powers conferred on it under Article 19 of Regulation (EU) No 1095/2010.
Pristojni organi za namene te uredbe sodelujejo z ESMA v skladu z Uredbo (EU) št. 1095/2010.
The power of the competent authority of an administrator under Article 23(6) may be exercised until such time as ESMA publishes its decision.
Pristojni organi v skladu s členom 35 Uredbe (EU) št. 1095/2010 ESMA takoj zagotovijo vse informacije, potrebne za opravljanje njegovih nalog.
Article 47
ESMA pripravi osnutke izvedbenih tehničnih standardov za določitev postopkov in obrazcev za izmenjavo informacij iz odstavka 2.
Cooperation with ESMA
Člen 48
The competent authorities shall cooperate with ESMA for the purposes of this Regulation, in accordance with Regulation (EU) No 1095/2010.
Poklicna skrivnost
The competent authorities shall, without delay, provide ESMA with all information necessary to carry out its duties, in accordance with Article 35 of Regulation (EU) No 1095/2010.
Za vse zaupne informacije, prejete, izmenjane ali predložene v skladu s to uredbo, veljajo pogoji poklicne skrivnosti iz odstavka 2.
ESMA shall develop draft implementing technical standards to determine the procedures and forms for exchange of information as referred to in paragraph 2.
Obveznost poklicne skrivnosti velja za vse osebe, ki delajo ali so delale pri pristojnem organu ali katerem koli organu ali tržnem podjetju ali fizični ali pravni osebi, na katero pristojni organ prenese pooblastila, vključno z revizorji in strokovnjaki, ki jih pristojni organ pogodbeno zaposli.
Article 48
Informacije, ki so poklicna skrivnost, se ne smejo razkriti nobeni drugi osebi ali organu, razen na podlagi določb prava Unije ali nacionalnega prava.
Professional secrecy
Vse informacije, ki si jih pristojni organi izmenjajo na podlagi te uredbe in ki zadevajo poslovne ali operativne razmere in druge gospodarske ali osebne zadeve, veljajo za zaupne in zanje veljajo zahteve poklicne skrivnosti, razen kadar pristojni organ v času posredovanja teh informacij navede, da se lahko razkrijejo, ali kadar je takšno razkritje potrebno v sodnih postopkih.
Any confidential information received, exchanged or transmitted pursuant to this Regulation shall be subject to the conditions of professional secrecy laid down in paragraph 2.
NASLOV VII
The obligation of professional secrecy applies to all persons who work or who have worked for the competent authority or for any authority or market undertaking or natural or legal person to whom the competent authority has delegated its powers, including auditors and experts contracted by the competent authority.
DELEGIRANI IN IZVEDBENI AKTI