natgillin/translations-raw huggingface dataset:
amended the arrangements provided in [name of the host Member State] in order to facilitate the access to and trading of the [name of the MTF or OTF]
spremenil(-a/-o) ureditve, zagotovljene v [ime države članice gostiteljice], za olajšanje dostopa do [ime MTF ali OTF] in trgovanje v njegovem okviru;
ceased to provide investment services and/or perform investment activities due to the withdrawal/cancellation of its authorisation with effect [date of withdrawal/cancellation].
prenehal(-a/-o) zagotavljati investicijske storitve in/ali opravljati investicijske posle zaradi odvzema/preklica njegovega (njenega) dovoljenja z učinkom od [datum odvzema/preklica].
Please find attached a copy of the change of [investment services and activities particulars notification/particulars for the provision of arrangements to facilitate access to an MTF or OTF notification] with the relevant changes.
Prilagamo kopijo uradnega obvestila o spremembi [podatkov o investicijskih storitvah in poslih/podatkov o vzpostavitvi ureditev za olajšanje dostopa do MTF ali OTF] z zadevnimi spremembami.
Please amend as appropriate in accordance with the changes to be notified.
Prilagodite, kot je ustrezno glede na spremembe, ki jih priglašate.
Form for the notification for the provision of arrangements to facilitate access to an MTF or OTF
Obrazec za uradno obvestilo o vzpostavitvi ureditev za olajšanje dostopa do MTF ali OTF
(Articles 8 and 10 of Commission Implementing Regulation (EU) 2017/2382)
[Člena 8 in 10 Izvedbene uredbe Komisije (EU) 2017/2382]
Part 1 — Contact Information:
Del 1 – Kontaktni podatki
Provision of arrangements to facilitate access to an MTF/OTF/changes to the particulars of the notification for the provision of arrangements to facilitate access to an MTF/OTF
Vzpostavitev ureditev za olajšanje dostopa do MTF /OTF / spremembe podatkov v uradnem obvestilu o vzpostavitvi ureditev za olajšanje dostopa do MTF ali OTF
Member State(s) in which the investment firm/market operator intends to provide arrangements:
Države članice, v katerih namerava investicijsko podjetje / upravljavec trga vzpostaviti ureditve:
Name of investment firm/market operator:
Ime investicijskega podjetja / upravljavca trga:
Name of the contact person at the investment firm/market operator:
Ime kontaktne osebe pri investicijskem podjetju / upravljavcu trga:
Authorisation Status (of the investment firm)/Applicable Law (of the market operator):
Status dovoljenja (investicijskega podjetja) / zakonodaja, ki se uporablja (za upravljavca trga):
Authorised/Licensed/Supervised by [Home Member State Competent Authority]
Dovoljenje izdal / Nadzor izvaja [pristojni organ matične države članice]
Authorisation Date (for investment firms):
Datum izdaje dovoljenja (za investicijska podjetja):
Name of the MTF/OTF:
Ime MTF/OTF:
Date from which the arrangements will be provided:
Datum, od katerega bodo ureditve vzpostavljene:
With immediate effect
S takojšnjim učinkom
Part 2 — Description of [name of the MTF/OTF] business model:
Del 2 – Opis poslovnega modela [ime MTF / OTF]
[Please include at least the following information]
[Vključite vsaj naslednje informacije]
Type of traded financial instruments:
Vrsta finančnih instrumentov, s katerimi se trguje:
[to be completed by investment firm/market operator]
[izpolni investicijsko podjetje/upravljavec trga]
Type of trading participants:
Vrsta udeležencev trgovanja:
Type of appropriate arrangements:
Vrsta ustreznih ureditev:
Marketing:
Trženje:
Form for the communication regarding a notification for the provision of arrangements tofacilitate access to an MTF or OTF by the competent authority of the home Member State to the competent authority of the host Member State
Obrazec za sporočilo o uradnem obvestilu o vzpostavitvi ureditev za olajšanje dostopa do MTF ali OTF, ki ga pristojni organ matične države članice pošlje pristojnemu organu države članice gostiteljice
(Article 9 of Commission Implementing Regulation (EU) 2017/2382)
[Člen 9 Izvedbene uredbe Komisije (EU) 2017/2382]
Communication in accordance with Article 34(7) of the Directive 2014/65/EU (1)
Sporočilo v skladu s členom 34(7) Direktive 2014/65/EU (1)
In accordance with Article 34(7) of the Directive 2014/65/EU, we wish to inform you that the [name of the Market Operator/Investment Firm] which operates the [name of the MTF or OTF] under the [name of the applicable national law] in [name of the home Member State], intends to provide arrangements in [name of the Member State in which intends to provide arrangements] in order to facilitate access to and trading on [name of the MTF/OTF] by remote users, members or participants established in [name of the Member State in which intends to provide arrangements], according to the attached notification.
V skladu s členom 34(7) Direktive 2014/65/EU vas želimo obvestiti, da namerava [ime upravljavca trga/investicijskega podjetja], ki upravlja [ime MTF ali OTF] v skladu z [ime nacionalne zakonodaje, ki se uporablja] v [ime matične države članice], v skladu s priloženim uradnim obvestilom vzpostaviti ureditve v [ime države članice, v kateri namerava vzpostaviti ureditve], da bi oddaljenim uporabnikom, članom ali udeležencem s sedežem v [ime države članice, v kateri namerava vzpostaviti ureditve] olajšal dostop do [ime MTF/OTF] in trgovanje v njihovem okviru.
If you have any queries, do not hesitate to contact us.
V primeru vprašanj se lahko obrnete na nas.
Please amend accordingly.
Prilagodite, kot je ustrezno.
Form for the branch passport notification and change of branch particulars notification (1)
Obrazec za uradno obvestilo o ustanovitvi podružnice in uradno obvestilo o spremembi podatkov o podružnici (1)
(Articles 12, 17 and 19 of Commission Implementing Regulation (EU) 2017/2382)
[Členi 12, 17 in 19 Izvedbene uredbe Komisije (EU) 2017/2382]
Branch passport notification/change of branch particulars notification
Uradno obvestilo o ustanovitvi podružnice / uradno obvestilo o spremembi podatkov o podružnici
Member State in which the investment firm intends to establish a branch (2):
Država članica, v kateri namerava investicijsko podjetje ustanoviti podružnico (2):
Name of the investment firm:
Ime investicijskega podjetja:
Address of the investment firm:
Naslov investicijskega podjetja:
Telephone number of the investment firm:
Telefonska številka investicijskega podjetja:
Email of the investment firm:
E-naslov investicijskega podjetja:
Name of the contact person at the investment firm:
Ime kontaktne osebe pri investicijskem podjetju:
Address of the branch:
Naslov podružnice:
Telephone number of the branch:
Telefonska številka podružnice:
Email of the branch:
E-naslov podružnice:
Name(s) of those responsible for the management of the branch:
Imena oseb, odgovornih za upravljanje podružnice:
For the purposes of a changes of branch particulars notification please complete only the parts of the forms which are relevant to the notified changes.
Za namene uradnega obvestila o spremembi podatkov o podružnici izpolnite samo dele obrazcev, ki zadevajo priglašene spremembe.
When the investment firm intends to make changes to the investment services, activities, ancillary services or financial instruments provided by the branch, the firm shall list all investment services, activities ancillary services or financial instruments the branch will provide.
Če namerava investicijsko podjetje spremeniti investicijske storitve, posle, pomožne storitve ali finančne instrumente, ki jih zagotavlja podružnica, navede vse investicijske storitve, posle, pomožne storitve ali finančne instrumente, ki jih bo podružnica zagotavljala.
Please note that national corporate law may require the previous registration to a commercial registry prior to the commencement of operations by the branch.
Naj vas opozorimo, da je lahko v skladu z nacionalno zakonodajo o gospodarskih družbah pred začetkom poslovanja podružnice potreben predhodni vpis v poslovni register.
Intended investment services, activities and ancillary services provided by the branch (*)
Načrtovane investicijske storitve, posli in pomožne storitve, ki jih bo opravljala podružnica (*)
Investment Services and activities
Investicijske storitve in posli
Business Plan and structural organisation of the branch
Poslovni načrt in organizacijska struktura podružnice
How will the branch contribute to the strategy of the firm/group?
Kako bo podružnica prispevala k strategiji podjetja/skupine?
What will the main functions of the branch be?
Katere bodo glavne funkcije podružnice?
Describe the main objectives of the branch;
Opišite glavne cilje podružnice.
Commercial Strategy
Poslovna strategija
Describe the types of clients/counterparties the branch will be dealing with;
Opišite vrste strank/nasprotnih strank, s katerimi bo poslovala podružnica.
Describe how the firm will obtain and deal with these clients;
Opišite, kako bo podjetje pridobilo te stranke in z njimi poslovalo.
Briefly describe how the branch fits into the corporate structure of the firm/group?
Na kratko opišite, kako je podružnica umeščena v korporacijsko strukturo podjetja/skupine.
(This may be facilitated by attaching an organisational chart)
(to si lahko olajšate s priložitvijo organizacijske sheme).
Set out the organisational structure of the branch, showing functional, geographical and legal reporting lines;
Ponazorite organizacijsko strukturo podružnice s prikazom funkcionalnih, geografskih in pravnih linij poročanja.
Identify who will be responsible for the branch operations on a day to day basis?
Določite, kdo bo odgovoren za vsakdanje poslovanje podružnice.
Provide details of professional experience of the persons responsible for the management of the branch (Please attach CV);
Navedite podatke o poklicnih izkušnjah oseb, odgovornih za upravljanje podružnice (priložite življenjepis).
Identify who will be responsible for the internal control functions at the branch?
Določite, kdo bo odgovoren za funkcije notranje kontrole v podružnici.
Identify who will be responsible for dealing with complaints in relation to the branch?
Določite, kdo bo odgovoren za reševanje pritožb v zvezi s podružnico.
Explain how will the branch report to the head office?
Pojasnite, kako bo podružnica poročala sedežu.
Detail any critical outsourcing arrangements
Navedite podrobnosti o pomembnih ureditvah glede zunanjega izvajanja.
Tied Agents (*)
Vezani zastopniki (*)
Will the branch use tied agent?
Ali bo podružnica uporabljala vezanega zastopnika?
What is the identity of the tied agent?
Navedite istovetnost vezanega zastopnika.
Contact point
Kontaktna točka
reference or hyperlink to the public register where the tied agent is registered
Navedba javnega registra, v katerem je zastopnik vpisan, ali hiperpovezava do tega registra
Systems & Controls
Sistemi in kontrole
Provide a brief summary of arrangements for:
Na kratko povzemite ureditve glede:
safeguarding client money and assets;
varovanja denarja in sredstev strank;
compliance with the conduct of business and other obligations that fall under the responsibility of the Competent Authority of the host Member State according to Art 35(8) and record keeping under Art 16(6);
skladnosti s pravili poslovanja in drugimi obveznostmi, za katere je odgovoren pristojni organ matične države članice v skladu s členom 35(8), in hranjena evidenc iz člena 16(6);
staff code of Conduct, including personal account dealing;
kodeksa ravnanja osebja, vključno z ravnanjem z osebnimi računi;
anti-money laundering;
preprečevanja pranja denarja;
monitoring and control of critical outsourcing arrangements (if applicable);
spremljanja pomembnih ureditev glede zunanjega izvajanja (če je ustrezno) in nadzora nad njimi;
the name, address and contact details of the accredited compensation scheme of which the investment firm is a member;
imena, naslova in kontaktnih podatkov akreditirane odškodninske sheme, katere član je investicijsko podjetje.
Financial forecast
Finančna napoved
Attach a forecast statement for profit and loss and cash flow, both over an initial period of thirty six month period;
Priložite napoved za izkaz poslovnega izida in denarni tok, oboje za začetno obdobje šestintridesetih mesecev.
The investment firm shall submit a separate passport notification in respect of each tied agent the branch intends to use.
Investicijsko podjetje predloži ločeno uradno obvestilo o dovoljenju za neposredno opravljanje storitev za vsakega vezanega zastopnika, ki ga namerava uporabiti podružnica.
Form for the tied agent passport notification and change of tied agent particulars notification (1)
Obrazec za uradno obvestilo o uporabi vezanega zastopnika in uradno obvestilo o spremembi podatkov o vezanem zastopniku (1)
(Articles 13, 14 and 18 of Commission Implementing Regulation (EU) 2017/2382)
[Členi 13, 14 in 18 Izvedbene uredbe Komisije (EU) 2017/2382]
Tied agent passport notification/change of tied agent particulars notification
Uradno obvestilo o uporabi vezanega zastopnika / uradno obvestilo o spremembi podatkov o vezanem zastopniku
Member State in which the investment firm/credit institution intends to use a tied agent established in the host Member State(s):
Država članica, v kateri namerava investicijsko podjetje/kreditna institucija uporabiti vezanega zastopnika s sedežem v državi članici gostiteljici:
Address of the investment firm/credit institution:
Naslov investicijskega podjetja/kreditne institucije:
Telephone number of the investment firm/credit institution
Telefonska številka investicijskega podjetja/kreditne institucije:
Email of the investment firm/credit institution
E-naslov investicijskega podjetja/kreditne institucije:
Name of the tied agent:
Ime vezanega zastopnika:
Address of the tied agent:
Naslov vezanega zastopnika:
Telephone number of the tied agent:
Telefonska številka vezanega zastopnika:
Email of the tied agent:
E-naslov vezanega zastopnika:
Name(s) of those responsible for the management of the tied agent:
Imena oseb, odgovornih za upravljanje vezanega zastopnika:
Reference or hyperlink to the public register where the tied agent is registered
Navedba javnega registra, v katerem je zastopnik vpisan, ali hiperpovezava do tega registra
For the purposes of a change in the tied agent particulars notification, please complete only the parts of the forms relevant to the notified changes.
Za namene uradnega obvestila o spremembi podatkov o vezanem zastopniku izpolnite samo dele obrazcev, ki zadevajo priglašene spremembe.
Where changes have been made to the investment services, activities or financial instruments, the firm shall list all investment services, activities or financial instruments to be provided by the tied agent.
Če so bile spremenjene investicijske storitve, posli ali finančni instrumenti, podjetje navede vse investicijske storitve, posle ali finančne instrumente, ki jih bo zagotavljal vezani zastopnik.
Intended investment services or activities to be provided by the tied agent (*):
Načrtovane investicijske storitve ali posli, ki jih bo opravljal vezani zastopnik (*):
Business plan and structural organisation of the tied agent
Poslovni načrt in organizacijska struktura vezanega zastopnika
Explain how the tied agent will contribute to the strategy of the firm/group.
Pojasnite, kako bo vezani zastopnik prispeval k strategiji podjetja/skupine.
Describe what the main functions of the tied agent will be.
Opišite glavne funkcije vezanega zastopnika.
Describe the main objectives of the tied agent.
Opišite glavne cilje vezanega zastopnika.
Describe the types of clients/counterparties the tied agent will be dealing with.
Opišite vrste strank/nasprotnih strank, s katerimi bo posloval vezani zastopnik.
Describe how the firm will obtain and deal with these clients.
Opišite, kako bo podjetje pridobilo te stranke in poslovalo z njimi.
Set out the organisational structure of the tied agent, showing both functional and legal reporting lines.
Določite, kdo bo odgovoren za vsakdanje poslovanje vezanega zastopnika.
Identify who will be responsible for the tied agent operations on a day to day basis?
Navedite podatke o poklicnih izkušnjah oseb, odgovornih za upravljanje vezanega zastopnika (priložite življenjepis).
Provide details of professional experience of the persons responsible for the management of the tied agent (Please attach CV).
Določite, kdo bo odgovoren za funkcije notranjega kontroliranja v vezanem zastopniku.
Identify who will be responsible for the internal control functions at the tied agent.
Določite, kdo bo odgovoren za reševanje pritožb v zvezi z vezanim zastopnikom.
Identify who will be responsible for dealing with complaints in relation to the tied agent.
Opišite, kako bo vezani zastopnik poročal sedežu.
Identify how will the tied agent report to the head office.
Navedite podrobnosti o pomembnih ureditvah glede zunanjega izvajanja.
Detail any critical outsourcing arrangements.
varovanja denarja in sredstev strank (če je ustrezno);
safeguarding client money and assets (where applicable);
skladnosti s pravili poslovanja in drugimi obveznostmi, za katere je odgovoren pristojni organ matične države članice v skladu s členom 35(8), in vodenja evidenc iz člena 16(6);
compliance with the conduct of business and other obligations that fall under the responsibility of the Competent Authority of the host Member State according to Article 35(8) and record keeping under Article 16(6);
spremljanja pomembnih ureditev glede zunanjega izvajanja in nadzora nad njimi (če je ustrezno);
monitoring and control of critical outsourcing arrangements (where applicable);
imena, naslova in kontaktnih podatkov akreditirane odškodninske sheme, katere član je investicijsko podjetje ali kreditna institucija.
the name, address and contact details of the accredited compensation scheme of which the investment firm or credit institution is a member.
Priložite napoved za izkaz poslovnega izida in denarni tok, oboje za začetno obdobje šestintridesetih mesecev.
Attach a forecast statement for profit and loss and cash flow, both over an initial period of thirty six month period.
PRILOGA VIII
ANNEX VIII
Obrazec za sporočilo o uradnem obvestilu o ustanovitvi podružnice, ki ga pristojni organ matične države članice pošlje pristojnemu organu države članice gostiteljice
Form for the communication regarding a branch passport notification by the competent authorityof the home Member State to the competent authority of the host Member State
[Člen 15 Izvedbene uredbe Komisije (EU) 2017/2382]
(Article 15 of Commission Implementing Regulation (EU) 2017/2382)
Sporočilo v skladu s členom 35(3) Direktive 2014/65/EU (1)
Communication in accordance with Article 35(3) of Directive 2014/65/EU (1)
V skladu s členom 35(3) Direktive 2014/65/EU vas želimo obvestiti, da namerava [ime podjetja], investicijsko podjetje, ki mu je dovoljenje izdal [ime pristojnega organa matične države članice], ustanoviti podružnico v [ime države članice gostiteljice] za opravljanje investicijskih storitev ali poslov ter pomožnih storitev, naštetih v priloženem uradnem obvestilu o dovoljenju za neposredno opravljanje storitev.
In accordance with Article 35(3) of Directive 2014/65/EU, we wish to inform you that [Name of firm], an investment firm authorised by [Competent Authority of the home Member State], intends to establish a branch located in [name of the host Member State] to provide the investment services or activities as well as ancillary services listed in the attached passport notification.
[Ime investicijskega podjetja] je udeleženec [ime akreditirane odškodninske sheme matične države članice], ki zagotavlja kritje za upravičene vlagatelje, kot se zahteva z zakonodajo [ime matične države članice] za investicijske storitve in posle, ki jih podjetje opravlja iz poslovalnice v [ime matične države članice] in prek podružnice v Evropskem gospodarskem prostoru.
[Name of investment firm] is a participant in the [name of the home Member State accredited compensation scheme], which provides cover for eligible investors as required by the [name of the home Member State] legislation in respect of investment services and activities carried on by the firm from an establishment in [name of the home Member State] and through its branch in the European Economic Area.
PRILOGA IX
ANNEX IX
Obrazec za sporočilo o uradnem obvestilu o uporabi vezanega zastopnika, ki ga pristojni organ matične države članice pošlje pristojnemu organu države članice gostiteljice
Form for the communication regarding a tied agent passport notification by the competent authority ofthe home Member State to the competent authority of the host Member State
[Člen 16 Izvedbene uredbe Komisije (EU) 2017/2382]
(Article 16 of Commission Implementing Regulation (EU) 2017/2382)
Sporočilo v skladu s členom 35(3) ali 35(7) Direktive 2014/65/EU (1)
Communication in accordance with Article 35(3) or Article 35(7) of Directive 2014/65/EU (1)
V skladu s členom 34(3)/členom 35(7) Direktive 2014/65/EU vas želimo obvestiti, da namerava [ime podjetja], investicijsko podjetje/kreditna institucija, ki mu (ji) je dovoljenje izdal [ime pristojnega organa matične države članice], uporabljati vezanega zastopnika v [ime države članice gostiteljice] za opravljanje investicijskih storitev ali poslov, naštetih v priloženem uradnem obvestilu o dovoljenju za neposredno opravljanje storitev.
In accordance with Article 34(3)/Article 35(7) of Directive 2014/65/EU, we wish to notify you that [Name of firm], an investment firm/credit institution authorised by [name of the competent authority of the home Member State], intends to use a tied agent located in [name of the host Member State] to provide the investment services or activities listed in the attached passport notification.
[Ime investicijskega podjetja/kreditne institucije] je udeleženec [ime akreditirane odškodninske sheme matične države članice], ki zagotavlja kritje za upravičene vlagatelje, kot se zahteva z zakonodajo [ime matične države članice] za investicijske storitve in posle, ki jih podjetje opravlja iz poslovalnice v [ime matične države članice] in prek vezanega zastopnika v Evropskem gospodarskem prostoru.
[Name of investment firm/credit institution] is a participant in the [name of the home Member State accredited compensation scheme], which provides cover for eligible investors as required by the [name of the home Member State] legislation in respect of investment services and activities carried on by the firm from an establishment in [name of the home Member State] and through its tied agent in the European Economic Area.
PRILOGA X
ANNEX X
Obrazec za uradno obvestilo o spremembi podatkov o vezanem zastopniku v zvezi s prenehanjem poslovanja podružnice ali prenehanjem uporabe vezanega zastopnika s sedežem v drugi državi članici
Form for a change in the tied agent particulars notification concerning the termination of the operation of a branch or the cessation of the use of a tied agent established in another Member State
[Člen 17(3) in člen 18(3) Izvedbene uredbe Komisije (EU) 2017/2382]
(Articles 17(3) and 18(3) of Commission Implementing Regulation (EU) 2017/2382)
Uradno obvestilo v skladu s členom 35(10) Direktive 2014/65/EU o prenehanju poslovanja podružnice/prenehanju uporabe vezanega zastopnika s sedežem v drugi državi članici (1)
Notification in accordance with Article 35(10) of Directive 2014/65/EU regarding the termination of the operation of a branch/the cessation of the use of a tied agent established in another Member State (1)
Prenehanje poslovanja podružnice/uporabe vezanega zastopnika
Termination of the operation of a branch/the use of a tied agent
Država članica, v kateri ima podružnica/vezani zastopnik sedež:
Member State in which the branch/tied agent is established:
Ime investicijskega podjetja/kreditne institucije:
Name of the investment firm/credit institution:
Telefonska številka investicijskega podjetja/kreditne institucije:
Telephone number of the investment firm/credit institution:
E-naslov investicijskega podjetja/kreditne institucije:
Email of the investment firm/credit institution:
Ime kontaktne osebe, odgovorne za prenehanje poslovanja podružnice/vezanega zastopnika:
Name of the contact person responsible for the termination of the operations of the branch/tied agent:
Ime podružnice/vezanega zastopnika na ozemlju države članice gostiteljice:
Name of the branch/tied agent in the territory of the host Member State:
Pristojni organ matične države članice: