natgillin/translations-raw huggingface dataset:
transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council [3];
prenosljive vrednostne papirje iz člena 4(1)(44)(a) Direktive 2014/65/EU Evropskega parlamenta in Sveta [3];
sovereign debt referred to in point (61) of Article 4(1) of Directive 2014/65/EU;
državne vrednostne papirje iz člena 4(1)(61) Direktive 2014/65/EU;
transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU, other than those referred to in point (ii) of point (g) of this subparagraph;
prenosljive vrednostne papirje iz člena 4(1)(44)(b) Direktive 2014/65/EU, razen tistih iz podtočke (ii) točke (g) tega pododstavka;
transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU;
prenosljive vrednostne papirje iz člena 4(1)(44)(c) Direktive 2014/65/EU;
exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU;
investicijske sklade, s katerimi se trguje na borzi, iz člena 4(1)(46) Direktive 2014/65/EU;
units in collective investment undertakings, other than exchange-traded funds;
enote kolektivnih naložbenih podjemov, razen investicijskih skladov, s katerimi se trguje na borzi;
money-market instruments, other than those referred to in point (ii);
instrumente denarnega trga, razen tistih iz točke (ii);
emission allowances;
pravice do emisij;
other financial instruments;
druge finančne instrumente.
the aggregated volume and value, expressed in euros, of all internalised settlement instructions, for each of the following types of securities transactions settled by the settlement internaliser during the period covered by the report:
skupni obseg in vrednost, izraženo v eurih, vseh navodil za internalizirano poravnavo za vsako od spodaj navedenih vrst poslov z vrednostnimi papirji, ki jih je internalizator poravnave poravnal v obdobju, ki ga zajema poročilo:
purchase or sale of securities;
nakup ali prodaja vrednostnih papirjev;
collateral management operations;
dejavnosti upravljanja zavarovanja s premoženjem;
securities lending or securities borrowing;
posojanje ali izposojanje vrednostnih papirjev;
other securities transactions;
drugi posli z vrednostnimi papirji.
the aggregated volume and value, expressed in euros, of all internalised settlement instructions, settled by the settlement internaliser during the period covered by the report, covering the following types of clients:
skupni obseg in vrednost, izraženo v eurih, vseh navodil za internalizirano poravnavo, ki jih je internalizator poravnave poravnal v obdobju, ki ga zajema poročilo, za naslednje vrste strank:
professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU;
profesionalne stranke, kot so opredeljene v členu 4(1)(10) Direktive 2014/65/EU;
retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU;
neprofesionalne stranke, kot so opredeljene v členu 4(1)(11) Direktive 2014/65/EU;
the aggregated volume and value, expressed in euros, of all internalised settlement instructions referring to cash transfers settled by the settlement internaliser during the period covered by the report;
skupni obseg in vrednost, izraženo v eurih, vseh navodil za internalizirano poravnavo, ki se nanašajo na prenos denarnih sredstev, ki jih je internalizator poravnave poravnal v obdobju, ki ga zajema poročilo;
the aggregated volume and value, expressed in euros, of all internalised settlement instructions settled by the settlement internaliser during the period covered by the report, per each CSD that provides the core service referred to in point 1 or 2 of Section A of the Annex to Regulation (EU) No 909/2014 in relation to the underlying securities;
skupni obseg in vrednost, izraženo v eurih, vseh navodil za internalizirano poravnavo, ki jih je internalizator poravnave poravnal v obdobju, ki ga zajema poročilo, za vsako CDD, ki opravlja osnovno storitev iz točke 1 ali 2 oddelka A Priloge k Uredbi (EU) št. 909/2014 v zvezi z osnovnimi vrednostnimi papirji;
the aggregated volume and value, expressed in euros, of all internalised settlement instructions referred to in points (g) to (j), per each CSD that provides the core service referred to in point 1 or 2 of Section A of the Annex to Regulation (EU) No 909/2014 in relation to the underlying securities;
skupni obseg in vrednost, izraženo v eurih, vseh navodil za internalizirano poravnavo iz točk od (g) do (j) za vsako CDD, ki opravlja osnovno storitev iz točke 1 ali 2 oddelka A Priloge k Uredbi (EU) št. 909/2014 v zvezi z osnovnimi vrednostnimi papirji;
the aggregated volume and value, expressed in euros, of failed internalised settlement instructions referred to in points (f) to (l) that fail to be settled as during the period covered by the report;
skupni obseg in vrednost, izraženo v eurih, neuspešnih internaliziranih poravnav iz točk od (f) do (l), ki niso bile poravnane v obdobju, ki ga zajema poročilo;
the rates of internalised settlement instructions referred to in points (f) to (l) that fail to be settled as compared to the following:
delež navodil za internalizirano poravnavo iz točk od (f) do (l), pri katerih je bila poravnava neuspešna, glede na:
the aggregated value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions;
skupno vrednost, izraženo v eurih, navodil za internalizirano poravnavo, ki jih je internalizator poravnave poravnal, in navodil za internalizirano poravnavo, pri katerih je bila poravnava neuspešna;
the aggregated volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions.
skupni obseg navodil za internalizirano poravnavo, ki jih je internalizator poravnave poravnal, in navodil za internalizirano poravnavo, pri katerih je bila poravnava neuspešna.
For the purposes of points (k) and (l) of the first subparagraph, if the information on the CSD that provides the core service referred to in point 1 or 2 of Section A of the Annex to Regulation (EU) No 909/2014 in relation to the underlying securities issue is not available, the ISIN of the securities shall be used as a proxy, by splitting the data by the first two characters of the ISIN codes.
Za namene točk (k) in (l) prvega pododstavka se, kadar informacije o CDD, ki opravlja osnovne storitve iz točk 1 ali 2 oddelka A Priloge k Uredbi (EU) št. 909/2014 v zvezi z izdajo osnovnih vrednostnih papirjev, niso na voljo, namesto teh informacij uporabi koda ISIN vrednostnih papirjev, in sicer tako, da se podatki razdelijo glede na prva dva znaka kode ISIN.
Where available, the exchange rate of the European Central Bank on the last day of the period covered by the reports shall be used for the conversion of other currencies into euros.
Za pretvorbo drugih valut v eure se uporabi menjalni tečaj Evropske centralne banke na zadnji dan obdobja, ki ga zajemajo poročila, kadar je na voljo.
The aggregated value of internalised settlement instructions referred to in paragraph 1 shall be calculated as follows:
Skupna vrednost navodil za internalizirano poravnavo iz odstavka 1 se izračuna kot sledi:
in the case of internalised settlement instructions against payment, the settlement amount of the cash leg;
v primeru navodil za internalizirano poravnavo proti plačilu je to znesek poravnave denarnega dela;
in the case of internalised settlement instructions free of payment, the market value of the securities or, if not available, the nominal value of the securities.
v primeru navodil za internalizirano poravnavo brez plačila je to tržna vrednost vrednostnih papirjev ali, če ta ni na voljo, nominalna vrednost vrednostnih papirjev.
The market value referred to in point (b) of the first subparagraph shall be calculated as follows:
Tržna vrednost iz točke (b) prvega pododstavka se izračuna, kot sledi:
for financial instruments referred to in Article 3(1) of Regulation (EU) No 600/2014 of the European Parliament and of the Council [4] admitted to trading on a trading venue within the Union, the value determined on the basis of the closing price of the most relevant market in terms of liquidity referred to in Article 4(6)(b) of that Regulation;
za finančne instrumente iz člena 3(1) Uredbe (EU) št. 600/2014 Evropskega parlamenta in Sveta [4], sprejete v trgovanje na mestu trgovanja znotraj Unije, vrednost, določena na podlagi končne cene najpomembnejšega trga v smislu likvidnosti iz člena 4(6)(b) navedene uredbe;
for financial instruments admitted to trading on a trading venue within the Union other than those referred to in point (a), the value determined on the basis of the closing price of the trading venue within the Union with the highest turnover;
za finančne instrumente, sprejete v trgovanje na mestu trgovanja znotraj Unije, ki ni mesto trgovanja iz točke (a), vrednost, določena na podlagi končne cene mesta trgovanja znotraj Unije z največjim prometom;
for financial instruments other than those referred to in points (a) and (b) the value determined on the basis of a price calculated using a pre-determined methodology, approved by the competent authority, that refers to criteria related to market data, such as market prices available across trading venues or investment firms.
za finančne instrumente, razen instrumentov iz točk (a) in (b), vrednost, določena na podlagi cene, izračunane po vnaprej določeni metodologiji, ki jo odobri pristojni organ, pri kateri se upoštevajo merila, povezana s tržnimi podatki, kot so tržne cene, ki so na voljo na mestih trgovanja ali v investicijskih družbah.
It shall apply from 10 March 2019
Uporablja se od 10. marca 2019.
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).
Uredba (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/77/ES (UL L 331, 15.12.2010, str. 84).
supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and operational requirements for central securities depositories
o dopolnitvi Uredbe (EU) št. 909/2014 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi o zahtevah glede izdaje dovoljenj, nadzora in poslovanja za centralne depotne družbe
Having regard to Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 [1], and in particular Article 12(3), Article 17(9), Article 22(10), Article 25(12), Article 55(7), Article 18(4), Article 26(8), Article 29(3), Article 37(4), Article 45(7), Article 46(6), Article 33(5), Article 48(10), Article 49(5), Article 52(3), and Article 53(4) thereof,
ob upoštevanju Uredbe (EU) št. 909/2014 Evropskega parlamenta in Sveta z dne 23. julija 2014 o izboljšanju ureditve poravnav vrednostnih papirjev v Evropski uniji in o centralnih depotnih družbah ter o spremembi direktiv 98/26/ES in 2014/65/EU ter Uredbe (EU) št. 236/2012 [1] in zlasti člena 12(3), člena 17(9), člena 22(10), člena 25(12), člena 55(7), člena 18(4), člena 26(8), člena 29(3), člena 37(4), člena 45(7), člena 46(6), člena 33(5), člena 48(10), člena 49(5), člena 52(3) ter člena 53(4) Uredbe,
The provisions in this Regulation are closely linked, since they all deal with the supervisory requirements applicable to central securities depositories (CSDs).
Določbe v tej uredbi so tesno povezane, ker se vse nanašajo na nadzorne zahteve, ki se uporabljajo za centralne depotne družbe (v nadaljnjem besedilu: CDD).
To ensure coherence between these provisions, which should enter into force at the same time, and to facilitate a comprehensive view and easy access by persons that are subject to these provisions, it is desirable to include all the regulatory technical standards concerning the supervisory requirements under Regulation (EU) No 909/2014 in a single Regulation.
Za zagotovitev skladnosti med temi določbami, ki bi morale začeti veljati hkrati, ter za omogočanje celovitega pregleda nad določbami in preprostega dostopa do njih za osebe, za katere veljajo navedene določbe, je zaželeno, da se vsi regulativni tehnični standardi glede nadzornih zahtev v skladu z Uredbo (EU) št. 909/2014 vključijo v eno uredbo.
In view of the global nature of financial markets and given the commitments undertaken by the Union in this field, due regard should be had to the Principles for Financial Market Infrastructures issued by the Committee on Payment and Settlement Systems and the International Organisation of Securities Commissions (CPSS-IOSCO Principles) in April 2012.
Zaradi globalne narave finančnih trgov in glede na zaveze Unije na tem področju bi bilo treba ustrezno upoštevati načela za infrastrukture finančnih trgov, ki sta jih aprila 2012 pripravila Odbor za plačilne in poravnalne sisteme ter Mednarodno združenje nadzornikov trga vrednostnih papirjev (načela CPSS–IOSCO).
In order to ensure consistent application of rules concerning improving securities settlement in the Union, certain technical terms should be clearly defined.
Da bi se zagotovila dosledna uporaba pravil, ki zadevajo izboljšanje ureditve poravnav vrednostnih papirjev v Uniji, bi bilo treba jasno opredeliti nekatere strokovne izraze.
It is important to ensure appropriate authorisation and supervision of a CSD.
Pomembno je zagotoviti ustrezno izdajanje dovoljenj CDD in njihov nadzor.
As such, a list of the relevant authorities issuing the most relevant Union currencies in which settlement takes place to be involved in the process of authorisation and supervision of a CSD should be defined.
Zato bi bilo treba določiti seznam zadevnih organov, ki izdajajo najpomembnejše valute, v katerih poteka poravnava, ki se morajo vključiti v postopek izdaje dovoljenja CDD in njen nadzor.
This should be based on the share of the currencies that those authorities issue in the total value of settlement instructions against payment settled annually by a CSD and on the share of settlement instructions against payment settled by a CSD in a Union currency compared to the total value of settlement instructions against payment settled in that currency across all CSDs in the Union.
To bi moralo temeljiti na deležu valut, ki jih ti organi izdajo, v skupni vrednosti navodil za poravnavo proti plačilu, ki jih letno poravna CDD, in na deležu navodil za poravnavo proti plačilu, ki jih CDD poravna v valuti Unije, glede na skupno vrednost navodil za poravnavo proti plačilu, ki jih v tej valuti poravnajo vse CDD v Uniji.
In order to allow competent authorities to perform a thorough assessment, a CSD applying for authorisation should provide information on the structure of its internal controls and the independence of its governing bodies to enable the competent authority to assess whether the corporate governance structure ensures the independence of the CSD and whether that structure and its reporting lines, as well as the mechanisms adopted for managing possible conflicts of interest are adequate.
Da bi se pristojnim organom omogočila podrobna ocena, bi morala CDD, ki zaprosi za dovoljenje, zagotoviti informacije o strukturi svojih notranjih kontrol in o neodvisnosti svojih upravljalnih organov, da bo lahko pristojni organ ocenil, ali struktura korporativnega upravljanja zagotavlja neodvisnost CDD in ali so ta struktura in njena hierarhija poročanja ter mehanizmi, sprejeti za upravljanje morebitnih navzkrižij interesov, ustrezni.
To enable the competent authority to assess the good reputation and the experience and skills of the CSD's senior management and members of the management body, an applicant CSD should provide all relevant information to perform that assessment.
Da bi se pristojnemu organu omogočilo, da oceni dober sloves in izkušnje ter znanje višjega vodstva CDD in članov upravljalnega organa, bi morala CDD vložnica zagotoviti vse relevantne informacije za oceno.
Information on a CSD's branches and subsidiaries is necessary to enable the competent authority to clearly understand the CSD's organisational structure and evaluate any potential risk to the CSD due to the activity of those branches and subsidiaries.
Informacije o podružnicah in podrejenih družbah CDD so potrebne, da lahko pristojni organ jasno razume organizacijsko strukturo CDD in oceni vsa morebitna tveganja za CDD, ki izhajajo iz dejavnosti teh podružnic in podrejenih družb.
A CSD applying for authorisation should provide the competent authority with the relevant information to demonstrate that it has the necessary financial resources at its disposal and adequate business continuity arrangements for the performance of its functions on an ongoing basis.
CDD, ki zaprosi za dovoljenje, bi morala pristojnemu organu zagotoviti relevantne informacije, ki kažejo, da ima na voljo potrebna finančna sredstva in ustrezne ureditve za neprekinjeno poslovanje za nenehno izvajanje svojih funkcij.
In addition to receiving information on the core activities, it is important for the competent authority to receive information on the ancillary services that the CSD applying for authorisation intends to offer to enable the competent authority to have a complete overview of the applicant CSD's services.
Poleg informacij o osnovnih dejavnostih je pomembno, da pristojni organ prejme tudi informacije o pomožnih storitvah, ki jih namerava opravljati CDD, ki želi pridobiti dovoljenje, da se pristojnemu organu omogoči celovit pregled nad storitvami CDD vložnice.
In order for the competent authority to assess the continuity and orderly functioning of technological systems of an applicant CSD, that CSD should provide the competent authority with descriptions of the relevant technological systems and how they are managed, including if they are outsourced.
Da bi lahko pristojni organ ocenil, ali tehnološki sistemi CDD vložnice neprekinjeno in nemoteno delujejo, bi mu morala ta CDD predložiti opise zadevnih tehnoloških sistemov in kako se upravljajo, vključno s tem, ali jih upravljajo zunanji izvajalci.
Information concerning the fees associated with the core services provided by CSDs is important and should form part of the application for authorisation of a CSD in order to enable the competent authorities to verify whether those fees are proportionate, non-discriminatory and not bundled with the costs of other services.
Informacije o provizijah, povezanih z osnovnimi storitvami, ki jih izvaja CDD, so pomembne in bi morale predstavljati del vloge za pridobitev dovoljenja CDD, da lahko pristojni organi ocenijo, ali so te provizije sorazmerne, nediskriminatorne in niso povezane s stroški drugih storitev.
In order to ensure that the investors' rights are protected, and that conflict of laws issues are adequately managed, when assessing the measures that a CSD intends to take to allow its users to comply with the national laws referred to in Article 49(1) of Regulation (EU) No 909/2014, the CSD should take into account both issuers and participants, as appropriate, in accordance with the respective national laws.
Da bi se zagotovilo, da so pravice vlagateljev zaščitene in da so vprašanja v zvezi s kolizijo zakonov ustrezno obravnavana, bi morala CDD pri ocenjevanju ukrepov, ki jih namerava sprejeti, da bi uporabnikom omogočila, da spoštujejo nacionalne zakone iz člena 49(1) Uredbe (EU) št. 909/2014, upoštevati tako izdajatelje kot udeležence, kakor je ustrezno, v skladu z zadevnimi nacionalnimi zakoni.
In order to secure fair and non-discriminatory access to the notary, central maintenance and securities settlement services within the financial market, issuers, other CSDs and other market infrastructures have been granted access to a CSD in accordance with Regulation (EU) No 909/2014.
Da bi se omogočil pravičen in nediskriminatoren dostop do notarskih storitev, storitev centralnega vodenja računov in storitev poravnave vrednostnih papirjev znotraj finančnega trga, je bil izdajateljem, drugim CDD in drugim tržnim infrastrukturam dovoljen dostop do CDD v skladu z Uredbo (EU) št. 909/2014.
An applicant CSD should, therefore, provide the competent authority with information about its access policies and procedures.
CDD vložnica bi morala zato pristojnemu organu zagotoviti informacije o svojih politikah in postopkih v zvezi z dostopom.
In order to carry out its authorisation duties effectively, the competent authority should receive all information from CSDs applying for authorisation and related third parties, including third parties to whom applicant CSDs have outsourced operational functions and activities.
Da bi lahko pristojni organ učinkovito opravljal svoje dolžnosti v zvezi z dovoljenjem, bi moral prejeti vse informacije od CDD, ki prosi za dovoljenje, in povezanih tretjih oseb, vključno s tretjimi osebami, katerim so CDD vložnice v zunanje izvajanje oddale operativne funkcije in dejavnosti.
To ensure general transparency of governance rules of a CSD applying for authorisation, the competent authority should be provided with documents confirming that the applicant CSD has adopted the necessary arrangements for a non-discriminatory establishment of an independent user committee for each securities settlement system that it operates.
Za zagotovitev splošne preglednosti pravil upravljanja CDD, ki prosi za dovoljenje, bi moral pristojni organ prejeti dokumente, ki potrjujejo, da je CDD vložnica vzpostavila potrebne ureditve za nediskriminatorno vzpostavitev neodvisnega odbora uporabnikov za vsak sistem poravnave vrednostnih papirjev, ki ga upravlja.
To secure the orderly functioning of core infrastructure services within the financial market, a CSD applying for authorisation should provide the competent authority with all necessary information to demonstrate that it has adequate policies and procedures for ensuring reliable record-keeping systems as well as effective mechanisms for CSD services, including in particular the measures for preventing and addressing settlements fails, and the rules concerning the integrity of the issue, the protection of securities of participants and those of their clients, settlement finality, participant default and transfer of participants and clients' assets in case of a withdrawal of authorisation.
Za zagotovitev nemotenega delovanja ključnih infrastrukturnih storitev znotraj finančnega trga bi morala CDD, ki prosi za dovoljenje, pristojnemu organu predložiti vse potrebne informacije, ki dokazujejo, da ima vzpostavljene ustrezne politike in postopke, ki zagotavljajo zanesljive sisteme vodenja evidenc in učinkovite mehanizme za storitve CDD, kar zlasti vključuje ukrepe za preprečevanje in obravnavanje neuspešnih poravnav, in pravila v zvezi s celoto oz. integriteto izdaje, zaščito vrednostnih papirjev udeležencev in njihovih strank, dokončnostjo poravnave, neizpolnjevanjem obveznosti udeleženca ter prenosom sredstev udeležencev in strank v primeru odvzema dovoljenja.
The risk-management models associated with the services provided by an applicant CSD are a necessary item in its application for authorisation so as to enable the competent authority to evaluate the reliability and integrity of the adopted procedures and help market participants make an informed choice.
Modeli za upravljanje tveganj, povezani s storitvami, ki jih opravlja CDD vložnica, morajo biti vključeni v vlogo za pridobitev dovoljenja, tako da lahko pristojni organ oceni zanesljivost in integriteto sprejetih postopkov ter tržnim udeležencem pomaga sprejeti informirano odločitev.