natgillin/translations-raw huggingface dataset:
they have been subject to an adverse judicial finding in civil proceedings before a court in connection with the provision of financial or data services, or fraud in the management of a business;
je bila proti njemu sprejeta neugodna sodba v civilnih postopkih pred sodiščem v zvezi z opravljanjem finančnih storitev ali storitev zagotavljanja podatkov ali v zvezi z goljufijo pri upravljanju podjetja;
they have been members of the management body or senior management of an undertaking whose registration or authorisation was withdrawn by a regulatory body while connected to the undertaking at least one year before the date of withdrawal of authorisation or registration;
je bil član upravljalnega organa ali višjega vodstva podjetja, ki mu je regulativni organ preklical registracijo ali odvzel dovoljenje, pri čemer je bil povezan s podjetjem vsaj eno leto pred datumom preklica registracije oziroma odvzema dovoljenja;
they have been refused the right to carry on any type of activities which require registration or authorisation by a regulatory body;
mu je bila zavrnjena pravica do izvajanja kakršnih koli dejavnosti, za katere se zahteva registracija ali dovoljenje regulativnega organa;
they have been members of the management body or of senior management of an undertaking against whom insolvency proceedings have been opened at least one year before proceedings have been opened;
je bil član upravljalnega organa ali višjega vodstva podjetja, proti kateremu je bil sprožen postopek zaradi insolventnosti, vsaj eno leto pred začetkom postopka;
they have been members of the management body or the senior management of an undertaking that was subject to a sanction by a regulatory body while they were connected to the undertaking at least one year before such a sanction was imposed;
je bil član upravljalnega organa ali višjega vodstva podjetja, ki mu je regulativni organ naložil sankcijo, pri čemer je bil povezan s podjetjem vsaj eno leto pred naložitvijo sankcije;
they have been otherwise fined, suspended, disqualified or subject to any other sanction in connection with the provision of financial or data services by a government, regulatory or professional body;
je bil kako drugače kaznovan z denarno kaznijo, suspendiran, diskvalificiran ali je bil deležen kake druge sankcije v povezavi z opravljanjem finančnih storitev ali storitev s strani vladnega, regulativnega ali strokovnega organa;
they have been disqualified from acting as a director or in any other managerial capacity, dismissed from employment or other appointment in an undertaking as a result of misconduct or malpractice.
mu je bilo zaradi neprimernega ravnanja ali zlorabe prepovedano opravljanje funkcije direktorja ali katere koli druge vodstvene funkcije oziroma je bil razrešen z delovnega mesta ali drugega položaja v podjetju.
For the purposes of point (c)(i) of this paragraph, the self-declaration shall not be required where an official certificate is submitted under point (b) of this paragraph.
Za namene točke (c)(i) tega odstavka se lastna izjava ne zahteva, če se predloži uradno potrdilo v skladu s točko (b) tega odstavka.
The application for authorisation shall include the following information regarding the management body of the applicant CSD:
Vloga za dovoljenje vključuje naslednje informacije o upravljalnem organu CDD vložnice:
evidence of compliance with Article 27(2) of Regulation (EU) No 909/2014;
dokazila o skladnosti s členom 27(2) Uredbe (EU) št. 909/2014;
a description of the roles and responsibilities of the members of the management body;
opis vlog in odgovornosti članov upravljalnega organa;
the target for the representation of the underrepresented gender in the management body, the relevant policy on how to meet that target and the method used by the applicant CSD to make public the target, policy and its implementation.
cilj glede zastopanosti spola, ki je v upravljalnem organu premalo zastopan, relevantno politiko za doseganje tega cilja in metodo, ki jo CDD vložnica uporablja za javno objavo omenjenega cilja, politike in njenega izvajanja.
The application for authorisation shall include the following information concerning the ownership structure and shareholders of the applicant CSD:
Vloga za dovoljenje vključuje naslednje informacije o lastniški strukturi in delničarjih CDD vložnice:
a description of the ownership structure of the applicant CSD referred to in point (i) of Article 4(2), including a description of the identity and size of interests of any entity in a position to exercise control over the operation of the applicant CSD;
opis lastniške strukture CDD vložnice iz točke (i) člena 4(2), vključno z identiteto in velikostjo lastniških deležev vseh subjektov, ki so v takem položaju, da lahko izvajajo nadzor nad poslovanjem CDD vložnice;
a list of the shareholders and persons who are in a position to exercise, directly or indirectly, control over the management of the applicant CSD.
seznam delničarjev in oseb, ki so v takem položaju, da lahko neposredno ali posredno izvajajo nadzor nad upravljanjem CDD vložnice.
An application for authorisation shall include the following information on the policies and procedures put in place to identify and manage potential conflicts of interest by the applicant CSD in accordance with Article 50:
Vloga za dovoljenje vključuje naslednje informacije o politikah in postopkih, ki jih ima CDD vložnica vzpostavljene za ugotavljanje in obvladovanje morebitnih navzkrižij interesov v skladu s členom 50:
a description of the policies and procedures concerning the identification, management and disclosure to the competent authority of potential conflicts of interest and of the process used to ensure that the staff of the applicant CSD is informed of those policies and procedures;
opis politik in postopkov v zvezi z ugotavljanjem, obvladovanjem in razkrivanjem morebitnih navzkrižij interesov pristojnemu organu ter procesa za zagotavljanje, da so zaposleni CDD vložnice obveščeni o teh politikah in postopkih;
a description of the controls and measures put in place to ensure that the requirements referred to in point (a) on the management of conflicts of interest are met;
opis kontrol in ukrepov, vzpostavljenih za zagotavljanje, da so izpolnjene zahteve iz točke (a) glede obvladovanja navzkrižij interesov;
a description of the following elements:
opis naslednjih elementov:
the roles and responsibilities of key personnel, especially where they also have responsibilities in other entities;
vlog in odgovornosti ključnih zaposlenih, zlasti če imajo odgovornosti tudi v drugih subjektih;
arrangements ensuring that individuals who have a permanent conflict of interest are excluded from the decision making process and from the receipt of any relevant information concerning the matters affected by the permanent conflict of interest;
ureditev za zagotavljanje, da so posamezniki, ki so v stalnem navzkrižju interesov, izključeni iz postopka odločanja in ne prejemajo nobenih relevantnih informacij v zvezi z zadevami, na katere vpliva stalno navzkrižje interesov;
an up-to-date register of existing conflicts of interest at the time of the application and a description of how those conflicts of interest are managed.
posodobljenega registra obstoječih navzkrižij interesov v trenutku vložitve vloge in opis, kako se ta navzkrižja interesov obvladujejo.
Where the applicant CSD is part of a group, the register referred to in point (c)(iii) of paragraph 1 shall include a description of the conflicts of interest arising from other undertakings within the group in relation to any service provided by the applicant CSD, and the arrangements put in place to manage those conflicts of interest.
Če CDD vložnica pripada skupini, register iz točke (c)(iii) odstavka 1 vključuje opis navzkrižij interesov, ki izhajajo iz drugih podjetij v skupini v zvezi s katero koli storitvijo, ki jo opravlja CDD vložnica, in ureditev, vzpostavljenih za obvladovanje teh navzkrižij interesov.
An application for authorisation shall include the applicant CSD's policies and procedures put in place for preventing the unauthorised use or disclosure of confidential information.
Vloga za dovoljenje vključuje politike in postopke CDD vložnice, vzpostavljene za preprečevanje nepooblaščene uporabe ali razkrivanja zaupnih informacij.
Confidential information shall include the following information:
Zaupne informacije zajemajo naslednje informacije:
information relating to participants, clients, issuers or other users of the applicant CSD services;
informacije v zvezi z udeleženci, strankami, izdajatelji ali drugimi uporabniki storitev CDD vložnice;
other information held by the applicant CSD as a result of its business activity not permitted to be used for commercial purposes.
druge informacije, s katerimi razpolaga CDD vložnica na podlagi svojih poslovnih dejavnosti in ki jih ni dovoljeno uporabljati za poslovne namene.
An application for authorisation shall include the following information concerning the access of staff to information held by the applicant CSD:
Vloga za dovoljenje vključuje naslednje informacije o dostopu zaposlenih do informacij, s katerimi razpolaga CDD vložnica:
the internal procedures concerning permissions of access to information that ensure secured access to data;
notranje postopke v zvezi z dovoljenji za dostopanje do informacij, ki zagotavljajo varen dostop do podatkov;
a description of any restrictions on the use of data for reasons of confidentiality.
opis vseh omejitev glede uporabe podatkov na podlagi zaupnosti.
An application for authorisation shall include the following information on each user committee:
Vloga za dovoljenje vsebuje naslednje informacije o vsakem odboru uporabnikov:
the mandate of the user committee;
mandat odbora uporabnikov;
the governance arrangements of the user committee;
ureditve upravljanja odbora uporabnikov;
the operating procedures of the user committee;
operativne postopke odbora uporabnikov;
the admission criteria and the election mechanism for the members of the user committee;
merila za sprejem in mehanizem za izvolitev članov odbora uporabnikov;
a list of the proposed members of the user committee and the indication of interests that they represent.
seznam predlaganih članov odbora uporabnikov in navedbo interesov, ki jih zastopajo.
An application for authorisation shall include a description of the record-keeping systems, policies and procedures of the applicant CSD, established and maintained in accordance with Chapter VIII of this Regulation.
Vloga za dovoljenje vključuje opis sistemov, politik in postopkov za vodenje evidenc CDD vložnice, ki so vzpostavljeni in se vzdržujejo v skladu s poglavjem VIII te uredbe.
Where an applicant CSD applies for authorisation before the date of application of Article 54, the application for authorisation shall contain the following information:
Če CDD vložnica zaprosi za dovoljenje pred datumom začetka uporabe člena 54, vloga za dovoljenje vsebuje naslednje informacije:
an analysis of the extent to which the applicant CSD's existing record-keeping systems, policies and procedures are compliant with the requirements under Article 54;
analizo obsega, v katerem so obstoječi sistemi, politike in postopki za vodenje evidenc CDD vložnice skladni z zahtevami iz člena 54;
an implementation plan detailing how the applicant CSD will comply with the requirements referred to in Article 54 by the date on which it becomes applicable.
izvedbeni načrt, v katerem je podrobno opisano, kako namerava CDD vložnica izpolnjevati zahteve iz člena 54 na datum, ko ta začne veljati.
Goals and objectives
Cilji
An application for authorisation shall include a description of the goals and objectives of the applicant CSD referred to in Article 32(1) of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje opis ciljev CDD vložnice v skladu s členom 32(1) Uredbe (EU) št. 909/2014.
An application for authorisation shall include the procedures the applicant CSD has established for the handling of complaints.
Vloga za dovoljenje vključuje postopke, ki jih je CDD vložnica vzpostavila za obravnavanje pritožb.
An application for authorisation shall include all necessary information concerning the participation in the securities settlement systems operated by the applicant CSD in accordance with Article 33 of Regulation (EU) No 909/2014 and Articles 88-90 of this Regulation.
Vloga za dovoljenje vključuje vse potrebne informacije v zvezi z udeležbo v sistemih poravnave vrednostnih papirjev, ki jih upravlja CDD vložnica, v skladu s členom 33 Uredbe (EU) št. 909/2014 in členi 88–90 te uredbe.
That information shall include the following:
Te informacije zajemajo naslednje:
the criteria for participation that allow fair and open access for all legal persons that intend to become participants in the securities settlement systems operated by the applicant CSD;
merila za udeležbo, ki omogočajo pravičen in odprt dostop vsem pravnim osebam, ki nameravajo postati udeleženci v sistemih poravnave vrednostnih papirjev, ki jih upravlja CDD vložnica;
the procedures for the application of disciplinary measures against existing participants that do not comply with the criteria for participation.
postopke za uporabo disciplinskih ukrepov proti obstoječim udeležencem, ki ne izpolnjujejo meril za udeležbo.
An application for authorisation shall include the documents and information on the pricing policy of the applicant CSD concerning services referred to in Article 34 of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje dokumente in informacije o cenovni politiki CDD vložnice v zvezi s storitvami iz člena 34 Uredbe (EU) št. 909/2014.
That information shall include in particular the prices and fees for each core service provided by the applicant CSD and any existing discounts and rebates, as well as the conditions for the reductions.
Te informacije vključujejo zlasti cene in provizije za vsako osnovno storitev, ki jo opravlja CDD vložnica, ter vse obstoječe popuste in rabate, kot tudi pogoje za taka znižanja.
The applicant CSD shall provide the competent authority with a description of methods used to disclose the relevant information in accordance with paragraphs (1), (2), (4) and (5) of Article 34 of Regulation (EU) No 909/2014.
CDD vložnica pristojnemu organu zagotovi opis metod, ki se uporabljajo za razkrivanje relevantnih informacij v skladu z odstavki (1), (2), (4) in (5) člena 34 Uredbe (EU) št. 909/2014.
An application for authorisation shall include information allowing the competent authority to assess how the applicant CSD intends to comply with the requirements to account separately for costs and revenues in accordance with Article 34(6) and (7) of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje informacije, ki pristojnemu organu omogočajo, da oceni, kako namerava CDD vložnica izpolnjevati zahteve po ločenem obračunavanju stroškov in prihodkov v skladu s členom 34(6) in (7) Uredbe (EU) št. 909/2014.
An application for authorisation shall include the relevant information concerning the use by the applicant CSD of international open communication procedures and standards for messaging and reference data in its communication procedures with participants and other market infrastructures.
Vloga za dovoljenje vključuje relevantne informacije o uporabi mednarodnih odprtih komunikacijskih postopkov ter standardov za pošiljanje sporočil in referenčne podatke s strani CDD vložnice pri komunikacijskih postopkih z udeleženci in drugimi tržnimi infrastrukturami.
Requirements for services provided by CSDs
Zahteve za storitve, ki jih opravljajo CDD
Book-entry form
Nematerializirana oblika
An application for authorisation shall include information on the processes concerning book entries that ensure the compliance of the applicant CSD with Article 3 of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje informacije o postopkih v zvezi z evidentiranjem v nematerializirani obliki, ki zagotavljajo skladnost CDD vložnice s členom 3 Uredbe (EU) št. 909/2014.
Intended settlement dates and measures for preventing and addressing settlement fails
Načrtovani datumi poravnave in ukrepi za preprečevanje ter obravnavanje neuspešnih poravnav
An application for authorisation shall include the following information in respect of the applicant CSD:
Vloga za dovoljenje vključuje naslednje informacije v zvezi s CDD vložnico:
the procedures and measures to prevent settlement fails in accordance with Article 6 of Regulation (EU) No 909/2014;
postopke in ukrepe za preprečevanje neuspešnih poravnav v skladu s členom 6 Uredbe (EU) št. 909/2014;
the measures to address settlement fails in accordance with Articles 7 of Regulation (EU) No 909/2014.
ukrepe za obravnavanje neuspešnih poravnav v skladu s členom 7 Uredbe (EU) št. 909/2014.
Where an applicant CSD applies for authorisation before Articles 6 and 7 of Regulation (EU) No 909/2014 are applicable in accordance with paragraphs (4) and (5) of Article 76 of that Regulation, the application for authorisation shall contain an implementation plan detailing how the applicant CSD will comply with the requirements under Articles 6 and 7 of Regulation (EU) No 909/2014.
Če CDD vložnica zaprosi za dovoljenje pred začetkom uporabe členov 6 in 7 Uredbe (EU) št. 909/2014 v skladu z odstavkoma (4) in (5) člena 76 navedene uredbe, vloga za dovoljenje vsebuje izvedbeni načrt, v katerem je podrobno opisano, kako bo CDD vložnica izpolnjevala zahteve iz členov 6 in 7 Uredbe (EU) št. 909/2014.
Institutions referred to in Article 69(1) of Regulation (EU) No 909/2014 shall include in the implementation plan referred to in the first subparagraph an analysis of the extent to which their existing rules, procedures, mechanisms and measures comply with the requirements under Articles 6 and 7 of Regulation (EU) No 909/2014.
Institucije iz člena 69(1) Uredbe (EU) št. 909/2014 v izvedbeni načrt iz prvega pododstavka vključijo analizo obsega, v katerem so njihova obstoječa pravila, postopki, mehanizmi in ukrepi skladni z zahtevami iz členov 6 in 7 Uredbe (EU) št. 909/2014.
An application for authorisation shall include information concerning the applicant CSD's rules and procedures for ensuring the integrity of securities issues referred to in Article 37 of Regulation (EU) No 909/2014 and Chapter IX of this Regulation.
Vloga za dovoljenje vključuje informacije o pravilih in postopkih CDD vložnice za zagotavljanje celote (integritete) izdaj vrednostnih papirjev iz člena 37 Uredbe (EU) št. 909/2014 in poglavja IX te uredbe.
Protection of participants' and their clients' securities
Zaščita vrednostnih papirjev udeležencev in njihovih strank
An application for authorisation shall include the following information concerning the measures put in place to protect the securities of the applicant CSD's participants and those of their clients in accordance with Article 38 of Regulation (EU) No 909/2014:
Vloga za dovoljenje vključuje naslednje informacije o ukrepih, vzpostavljenih za zaščito vrednostnih papirjev udeležencev CDD vložnice in njihovih strank v skladu s členom 38 Uredbe (EU) št. 909/2014:
the rules and procedures to reduce and manage the risks associated with the safekeeping of securities;
pravila in postopke za zmanjševanje in upravljanje tveganj, povezanih s hranjenjem vrednostnih papirjev;
a detailed description of the different levels of segregation offered by the applicant CSD, a description of the costs associated with each level, the commercial terms on which they are offered, their main legal implications and the applicable insolvency law;
podroben opis različnih stopenj ločevanja, ki jih ponuja CDD vložnica, opis stroškov, povezanih z vsako stopnjo, komercialne pogoje, pod katerimi se ponujajo, njihove glavne pravne posledice in insolvenčno pravo, ki se uporablja;
the rules and procedures for obtaining the consents referred to in Article 38(7) of Regulation (EU) No 909/2014.
politike in postopke za pridobitev soglasja iz člena 38(7) Uredbe (EU) št. 909/2014.
Settlement finality
Dokončnost poravnave
An application for authorisation shall contain information concerning the rules on settlement finality put in place by the applicant CSD in accordance with Article 39 of Regulation (EU) No 909/2014.
Vloga za dovoljenje vsebuje informacije o pravilih glede dokončnosti poravnave, ki jih je CDD vložnica vzpostavila v skladu s členom 39 Uredbe (EU) št. 909/2014.
Cash settlement
Poravnava z denarjem
An application for authorisation shall include the procedures for the settlement of the cash payments for each securities settlement system that the applicant CSD operates in accordance with Article 40 of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje postopke za poravnavo denarnih plačil za vsak sistem poravnave vrednostnih papirjev, ki ga upravlja CDD vložnica, v skladu s členom 40 Uredbe (EU) št. 909/2014.
The applicant CSD shall provide information about whether the settlement of the cash payments is provided in accordance with Article 40(1) or (2) of Regulation (EU) No 909/2014.
CDD vložnica navede, ali se poravnava denarnih plačil izvaja v skladu s členom 40(1) ali (2) Uredbe (EU) št. 909/2014.
If the settlement of the cash payments is intended to take place in accordance with Article 40(2) of Regulation (EU) No 909/2014, the applicant CSD shall explain why settlement in accordance with Article 40(1) of Regulation (EU) No 909/2014 is not practical and available.
Če se namerava poravnava denarnih plačil izvajati v skladu s členom 40(2) Uredbe (EU) št. 909/2014, CDD vložnica pojasni, zakaj poravnava v skladu s členom 40(1) Uredbe (EU) št. 909/2014 ni praktična niti mogoča.
Participant default rules and procedures
Pravila in postopki v primeru neizpolnjevanja obveznosti udeleženca
An application for authorisation shall include the rules and procedures put in place by the applicant CSD to manage the default of a participant.
Vloga za dovoljenje vključuje pravila in postopke, ki jih je CDD vložnica vzpostavila za upravljanje primerov neizpolnjevanja obveznosti udeleženca.
Transfer of participants and clients' assets in case of a withdrawal of authorisation
Prenos sredstev udeležencev in strank v primeru odvzema dovoljenja
An application for authorisation shall include information concerning the procedures put in place by the applicant CSD to ensure the timely and orderly settlement and transfer of the assets of clients and participants to another CSD in the event of a withdrawal of its authorisation.
Vloga za dovoljenje vključuje informacije o postopkih, ki jih je CDD vložnica vzpostavila za pravočasno in nemoteno poravnavo ter prenos sredstev strank in udeležencev na drugo CDD v primeru odvzema njenega dovoljenja.
Legal risks
Pravna tveganja
An application for authorisation shall include all information necessary to enable the competent authority to assess that the rules, procedures, and contracts of the applicant CSD are clear, understandable and enforceable in all relevant jurisdictions in accordance with Article 43(1) and (2) of Regulation (EU) No 909/2014.
Vloga za dovoljenje vključuje vse informacije, ki jih pristojni organ potrebuje za oceno, ali so pravila, postopki in pogodbe CDD vložnice jasni, razumljivi in izvršljivi v vseh zadevnih jurisdikcijah v skladu s členom 43(1) in (2) Uredbe (EU) št. 909/2014.
Where the applicant CSD intends to conduct business in different jurisdictions, the applicant CSD shall provide the competent authority with information concerning the measures put in place to identify and mitigate the risks arising from potential conflicts of laws across jurisdictions in accordance with Article 43(3) of Regulation (EU) No 909/2014.
Če namerava CDD vložnica poslovati v različnih jurisdikcijah, pristojnemu organu zagotovi informacije o ukrepih, vzpostavljenih za odkrivanje in zmanjševanje tveganj, ki izhajajo iz potencialne kolizije zakonov med jurisdikcijami, v skladu s členom 43(3) Uredbe (EU) št. 909/2014.
That information shall include any legal assessment on which those measures are based.
Informacije vključujejo morebitne pravne presoje, na katerih temeljijo navedeni ukrepi.
General business risks
Splošna poslovna tveganja