natgillin/translations-raw huggingface dataset:
The relevant NCB shall inform the ECB of the procedures that are planned pursuant to Article 15 of Regulation (EU) 2016/867 (ECB/2016/13) for fulfilling the statistical reporting requirements set out in that Regulation in the event of a merger, division or reorganisation involving one or more reporting agents that could affect the fulfilment of those reporting agents' statistical reporting requirements.
Razdelitev odgovornosti za tuje podružnice v poročevalski državi članici
Article 6
Kadar sta pravni subjekt in katera od njegovih tujih podružnic rezidenta različnih poročevalskih držav članic, si NCB v razumnih mejah prizadevajo, da se v skladu s členom 6(3) Uredbe (EU) 2016/867 (ECB/2016/13) izognejo dvojnemu poročanju istih podatkov, in sicer tako, da uskladijo zbiranje atributov podatkov, navedenih v predlogah 1 in 2 v Prilogi I k navedeni uredbi, od zadevne poročevalske enote in njenih tujih podružnic.
Allocation of responsibilities for RMS foreign branches
V Prilogi II k tej smernici je opredeljena razdelitev odgovornosti NCB, ki poročajo ECB podatke o kreditih in referenčne podatke o nasprotnih strankah za tuje podružnice v poročevalski državi članici, ob upoštevanju odstopanj, ki se odobrijo poročevalskim enotam.
Where both a legal entity and any of its foreign branches are resident in different reporting Member States, NCBs shall make reasonable efforts to avoid double reporting of the same data in accordance with Article 6(3) of Regulation (EU) 2016/867 (ECB/2016/13) by coordinating their collection of data attributes listed in Templates 1 and 2 of Annex I to that Regulation from the respective reporting agent and its foreign branches.
Domača NCB in NCB države gostiteljice, ki sta vključeni v zbiranje podatkov od tuje podružnice v poročevalski državi članici, se lahko dogovorita o drugačni razdelitvi odgovornosti za poročanje podatkov o kreditih in referenčnih podatkov o nasprotnih strankah ECB, ki prevlada nad razdelitvijo odgovornosti, določeno v Prilogi II k tej smernici, ob upoštevanju odstavka 4.
Annex II to this Guideline defines the allocation of responsibilities for NCBs that report credit data and counterparty reference data of RMS foreign branches to the ECB, taking into account the derogations granted to reporting agents.
V skladu s tako ureditvijo domača NCB in NCB države gostiteljice obvestita ECB in registrirata v registru RIAD naslednje informacije:
The home NCB and the host NCB involved in the collection of data from an RMS foreign branch may agree on a different allocation of responsibilities for the reporting of credit data and counterparty reference data to the ECB which overrides the allocation of responsibilities set out in Annex II to this Guideline, subject to paragraph 4.
katera NCB je odgovorna za to, da pošlje ECB informacije iz predloge 1 v Prilogi I k Uredbi (EU) 2016/867 (ECB/2016/13), in
In accordance with any such arrangement, the home NCB or the host NCB shall inform the ECB and register in RIAD the following information:
katera NCB je odgovorna za to, da pošlje ECB informacije iz predloge 2 v Prilogi I k Uredbi (EU) 2016/867 (ECB/2016/13).
the NCB responsible for the transmission to the ECB of the information set out in Template 1 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13); and
Obe NCB v registru RIAD registrirata ustrezne referenčne podatke o nasprotnih strankah.
the NCB responsible for the transmission to the ECB of the information set out in Template 2 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13).
Ureditev, ki prevlada nad razdelitvijo odgovornosti za pošiljanje informacij iz predlog 1 in 2 v Prilogi I k Uredbi (EU) 2016/867 (ECB/2016/13), ne sme povzročiti tega, da se ECB pošlje manj podatkov o kreditih v primerjavi z ureditvijo iz Priloge II, brez poseganja v odločitev NCB, da nekaterih atributov podatkov ne bo zbirala, v skladu s členom 7 navedene uredbe.
Both NCBs shall register in RIAD the corresponding counterparty reference data.
Če med dvema zadevnima NCB obstaja ureditev v skladu s členom 6(3) Uredbe (EU) 2016/867 (ECB/2016/13), zaradi katere samo ena od njiju od tuje podružnice v poročevalski državi članici zbira vse podatke (predlogi 1 in 2) in jih pošilja ECB, potem:
The arrangement to override the allocation of responsibilities to transmit Templates 1 and 2 of Annex I to Regulation (EU) 2016/867(ECB/2016/13) may not result in the transmission of less credit data to the ECB compared to the arrangement specified in Annex II, without prejudice to an NCB's decision not to collect specific data attributes in accordance with Article 7 of that Regulation.
NCB, ki ne pošilja podatkov ECB, lahko odloči, da od te tuje podružnice v poročevalski državi članici ne bo zbirala nobenih podatkov, v skladu s členoma 8(5) in 16(3) Uredbe (EU) 2016/867 (ECB/2016/13), da se izogne dvojnemu poročanju, in
If there is an arrangement between two relevant NCBs pursuant to Article 6(3) of Regulation (EU) 2016/867 (ECB/2016/13) which results in only one of them collecting and transmitting all the data (Templates 1 and 2) from an RMS foreign branch to the ECB, then:
ECB prejete podatke v zvezi s tujo podružnico v poročevalski državi članici pošlje NCB, ki ne pošilja podatkov ECB, da jih ta NCB lahko uporabi v skladu s členom 10(1) Uredbe (EU) 2016/867 (ECB/2016/13).
the NCB not transmitting data to the ECB may decide not to collect any data from this RMS foreign branch in accordance with Articles 8(5) and 16(3) of Regulation (EU) 2016/867 (ECB/2016/13) to avoid double reporting; and
Člen 7
the ECB shall send the data transmitted in relation to the RMS foreign branch to the NCB not transmitting data to the ECB for use in accordance with Article 10(1) of Regulation (EU) 2016/867 (ECB/2016/13).
Prehodne določbe glede pošiljanja podatkov o kreditih in referenčnih podatkov o nasprotnih strankah
Article 7
Kadar NCB izvajajo pravico iz člena 19 Uredbe (EU) 2016/867 (ECB/2016/13), da odložijo prvo pošiljanje podatkov o kreditih, ki se nanašajo na vse referenčne datume poročanja pred 1. februarjem 2019, Evropski centralni banki, se prvo pošiljanje opravi najpozneje 31. marca 2019.
Transitional provisions regarding the transmission of credit data and counterparty reference data
Brez poseganja v člen 2(2) Uredbe (EU) 2016/867 (ECB/2016/13) lahko NCB, če uporabi prehodno določbo za podatke o kreditih iz odstavka 1, odloži prvo pošiljanje referenčnih podatkov o nasprotnih strankah ECB, pod pogojem, da te podatke pošlje ECB šest mesecev pred prvim poročanjem podatkov o kreditih in v vsakem primeru najpozneje 30. septembra 2018.
Where NCBs exercise their rights in accordance with Article 19 of Regulation (EU) 2016/867 (ECB/2016/13) to postpone the first transmission to the ECB of credit data relating to all reporting reference dates prior to 1 February 2019, the first transmission shall take place not later than 31 March 2019.
V zvezi s prvim poročanjem mesečnih in četrtletnih podatkov o kreditih NCB do 31. marca 2018 obvestijo ECB o svoji izbrani poročevalski populaciji tako, da te informacije registrirajo v registru RIAD.
Without prejudice to Article 2(2) of Regulation (EU) 2016/867 (ECB/2016/13), if an NCB makes use of the transitional provision for credit data referred to in paragraph 1, it may postpone the first transmission to the ECB of counterparty reference data provided that it transmits such data to the ECB six months before the first reporting of credit data, and in any case no later than 30 September 2018.
POGLAVJE III
Such information may be updated before the first reporting of credit data and counterparty reference data, in the event that NCBs need to postpone the first transmission.
Člen 8
In relation to the first reporting of monthly and quarterly credit data, NCBs shall inform the ECB by 31 March 2018 of their respective selected actual reporting population, by registering this information in RIAD.
Identifikacija nasprotnih strank v registru RIAD
CHAPTER III
NCB identificirajo vsako rezidenčno ali nerezidenčno nasprotno stranko, katere podatke poročajo, z njeno enolično kodo RIAD, ob upoštevanju pogojev iz te smernice.
SPECIFIC REPORTING OBLIGATIONS RELATING TO COUNTERPARTY REFERENCE DATA IN RIAD
NCB sprejmejo vse možne ukrepe, da zadevne nasprotne stranke pravilno identificirajo v registru RIAD in da jih označijo z ustrezno kodo RIAD, ne glede na državo, katere rezidenti so.
Article 8
To velja tudi, kadar NCB za zbiranje podatkov o kreditih in referenčnih podatkov o nasprotnih strankah in njihovo pošiljanje ECB uporablja samo predlogo 2 v Prilogi I k Uredbi (EU) 2016/867 (ECB/2016/13), medtem ko druga NCB za zbiranje in pošiljanje podatkov o isti nasprotni stranki uporablja predlogo 1 v Prilogi I k navedeni uredbi, ter kadar so poročevalskim enotam odobrena delna odstopanja.
Identification of counterparties in RIAD
NCB uporabijo pravilne kode RIAD za stalno dosledno označevanje vseh nasprotnih strank in jih pravočasno posodobijo v primeru sprememb, npr. kadar pristojna NCB poseže, da se začasna koda nadomesti z uradno kodo RIAD.
NCBs shall identify each counterparty whose data they report, whether resident or non-resident, by its unique RIAD code, taking into account the conditions set out in this Guideline.
NCB lahko zahtevajo, da poročevalske enote uporabljajo poseben niz identifikacijskih oznak nasprotnih strank.
NCBs shall take all possible measures to correctly identify relevant counterparties in RIAD and refer to such counterparties, irrespective of their country of residence, by means of the respective RIAD code.
V Prilogi IV k Uredbi (EU) 2016/867 (ECB/2016/13) je določeno, da lahko zadevna NCB poročevalskim enotam dovoli, da za označitev nasprotnih strank pri primarnem pošiljanju uporabijo svojo posebno identifikacijsko oznako nasprotne stranke.
This shall also apply when an NCB only uses Template 2 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13) to collect and transmit to the ECB credit data and counterparty reference data in cases where another NCB uses Template 1 of Annex I to that Regulation to collect and transmit data in respect of the same counterparty, and when partial derogations are granted to reporting agents.
V tem primeru NCB, ki uporablja predlogo 1 v Prilogi I k Uredbi (EU) 2016/867 (ECB/2016/13) za zbiranje in podatkov o kreditih in referenčnih podatkov o nasprotnih strankah, vzporedi različne identifikacijske oznake nasprotnih strank, ki jih poročevalske enote uporabijo za označitev iste nasprotne stranke, in ustrezno kodo RIAD, ki se uporabi za sekundarno pošiljanje.
NCBs shall use the correct RIAD codes to refer to all counterparties consistently over time, and shall update them in a timely manner if there are changes, such as when the competent NCB intervenes to replace a temporary code by an official RIAD code.
NCB zagotovijo, da so vse nasprotne stranke, povezane z instrumenti, ki se poročajo v zbirko podatkov AnaCredit, ne glede na vlogo nasprotne stranke in državo, katere rezident je, na zadevni referenčni datum poročanja registrirane v registru RIAD.
NCBs may require reporting agents to use a specific set of counterparty identifiers.
NCB si v razumnih mejah prizadevajo, da novo nasprotno stranko registrirajo v registru RIAD najmanj en dan pred tem, ko pošljejo ECB podatke o kreditih, ki se nanašajo na instrumente, s katerimi je nasprotna stranka povezana.
Annex IV to Regulation (EU) 2016/867 (ECB/2016/13) provides that the relevant NCB may allow reporting agents to use a reporting agent-specific counterparty identifier to refer to counterparties for the primary transmission.
Člen 9
In this case, the NCB using Template 1 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13) to collect credit data and counterparty reference data shall create mappings between the various counterparty identifiers used by reporting agents to refer to the same counterparty and the corresponding RIAD code, to be used for the secondary transmission.
Pošiljanje referenčnih podatkov o nasprotnih strankah v register RIAD
NCBs shall ensure that all counterparties linked to instruments reported to AnaCredit, irrespective of the role and of the country of residence of the counterparty itself, are registered in RIAD at the relevant reporting reference date.
NCB poročajo ECB referenčne podatke o nasprotnih strankah v skladu z nizom referenčnih podatkov o nasprotnih strankah iz predloge 1 v Prilogi I ter tabel 2 in 3 v Prilogi III k Uredbi (EU) 2016/867(ECB/2016/13).
NCBs shall make reasonable efforts to register a new counterparty in RIAD at least one day before transmitting to the ECB the credit data on instruments to which the counterparty is linked.
NCB lahko referenčne podatke o nasprotnih strankah, vključno z identifikacijskimi oznakami, pridobijo od ustreznih poročevalskih enot ali na podlagi memorandumov o soglasju, ki jih sklenejo z nacionalnimi statističnimi uradi, pristojnimi nacionalnimi organi ali drugimi nacionalnimi institucijami, pod pogojem, da se te informacije lahko uporabijo za namene, določene v Uredbi Sveta (ES) št. 2533/98 [4].
Article 9
NCB posodobijo referenčne podatke o nasprotnih strankah, ki jih pošiljajo ECB, takoj ko se seznanijo s spremembo enega ali več atributov podatkov.
Transmission of counterparty reference data to RIAD
To velja za rezidenčne in nerezidenčne nasprotne stranke.
NCBs shall report to the ECB counterparty reference data in accordance with the counterparty reference dataset in Template 1 of Annex I and in Tables 2 and 3 of Annex III to Regulation (EU) 2016/867(ECB/2016/13).
Čeprav NCB lahko odločijo, da od posameznih poročevalskih enot nekaterih atributov referenčnih podatkov o nasprotnih strankah ne bodo zbirale, npr. kadar ima atribut v tabelah 2 in 3 v Prilogi III k Uredbi (EU) 2016/867 (ECB/2016/13) oznako „N“, NCB v skladu s členom 9(1) Uredbe (EU) 2016/867 (ECB/2016/13) v register RIAD vedno poročajo identifikacijsko oznako pravnega subjekta (legal entity identifier – LEI), ne glede na vlogo nasprotne stranke in državo, katere rezident je.
NCBs may obtain counterparty reference data, including identifiers, from respective reporting agents or via memoranda of understanding entered into with national statistical institutes, national competent authorities and other national institutions, provided that such information can be used for the purposes defined in Council Regulation (EC) No 2533/98 [4].
Če nasprotni stranki oznaka LEI ni bila dodeljena, NCB poročajo nacionalno identifikacijsko oznako s seznama nacionalnih identifikacijskih oznak, ki je objavljen na spletni strani ECB kot priloga k priročniku za poročanje AnaCredit.
NCBs shall update the counterparty reference data that they transmit to the ECB as soon as they become aware of a change to one or more data attributes.
Poleg obveznih identifikacijskih oznak subjektov, ki se zahtevajo po Uredbi (EU) 2016/867 (ECB/2016/13), NCB poročajo v register RIAD vse druge razpoložljive nacionalne identifikacijske oznake za posamezno nasprotno stranko, pod pogojem, da se te informacije lahko uporabijo v skladu z ureditvijo zaupnosti iz Uredbe (ES) št. 2533/98.
This applies to both resident and non-resident counterparties.
Nacionalnim centralnim bankam ni treba v register RIAD poročati nobenih referenčnih informacij o nasprotni stranki, če je ta nasprotna stranka uvrščena na seznam mednarodnih organizacij, ki je objavljen na spletni strani ECB kot priloga k priročniku za poročanje AnaCredit in ga ECB v sodelovanju z NCB redno posodablja.
Although NCBs may decide not to collect certain counterparty reference data attributes from individual reporting agents, e.g. when the attribute is marked ‘N’ in Tables 2 and 3 of Annex III to Regulation (EU) 2016/867 (ECB/2016/13), pursuant to Article 9(1) of Regulation (EU) 2016/867 (ECB/2016/13) NCBs shall always report to RIAD, irrespective of the role and of the country of residence of the counterparty itself, a Legal Entity Identifier (LEI).
V teh primerih NCB za identifikacijo mednarodne organizacije pri pošiljanju podatkov o kreditih ECB uporabi samo pravilno kodo RIAD.
If no LEI has been assigned to the counterparty, NCBs shall report a national identifier from the list of national identifiers published on the ECB website as an annex to the AnaCredit Reporting Manual.
To velja tudi za nasprotne stranke na seznamu MFI, razen kadar je nasprotna stranka v vlogi dolžnika; v tem primeru NCB izpolnijo splošne zahteve za poročanje referenčnih podatkov o nasprotnih strankah.
In addition to the mandatory entity identifiers required by Regulation (EU) 2016/867 (ECB/2016/13), NCBs shall report to RIAD any other national identifier available for a given counterparty, provided that this information can be used in accordance with the confidentiality regime set out in Regulation (EC) No 2533/98.
Člen 10
NCBs shall not be required to report any counterparty reference information to RIAD if the counterparty is included in the list of international organisations published on the ECB website as an annex to the AnaCredit Reporting Manual and regularly updated by the ECB in cooperation with NCBs.
Odgovornost NCB za identifikacijo rezidenčnih nasprotnih strank, ki so registrirane v registru RIAD
In those cases, NCBs shall only use the correct RIAD code to identify the international organisation in the transmission of credit data to the ECB.
NCB so odgovorne za enolično identifikacijo vseh rezidenčnih nasprotnih strank v registru RIAD in sprejmejo vse možne ukrepe, s katerimi preprečijo, da bi se dva različna zapisa ali več različnih zapisov v registru RIAD nanašalo na isto rezidenčno nasprotno stranko.
This shall also apply to counterparties in the list of MFIs, except where the counterparty is acting as a debtor, in which case the NCBs shall comply with the general reporting requirements for counterparty reference data.
Podrobne informacije o dejanjih, ki jih morajo NCB izvršiti za zagotovitev enolične identifikacije nasprotnih strank v registru RIAD in upravljanje njihovih referenčnih podatkov, so navedene v Prilogi I.
Article 10
Ko se rezidenčna nasprotna stranka registrira v registru RIAD z začasno kodo RIAD, pristojna NCB najpozneje do zadnjega delovnega dne drugega meseca po datumu, ko od centralne storitve za identifikacijo prejme seznam možnih dvojnikov, oceni, ali je nova začasna nasprotna stranka dvojnik obstoječe rezidenčne nasprotne stranke ali resnično nova nasprotna stranka.
NCBs' responsibility for the identification of resident counterparties registered in RIAD
V prvem primeru, tj. če se ugotovi ujemanje, pristojna NCB izbere pravo ujemanje s prejetega seznama in s tem razveljavi (zamrzne) novo začasno nasprotno stranko v korist ustrezne obstoječe rezidenčne nasprotne stranke (živa nasprotna stranka).
NCBs shall be responsible for the unique identification of all resident counterparties in RIAD and shall take all possible measures to avoid that two or more distinct records in RIAD refer to the same resident counterparty.
V drugem primeru, tj. če ni ujemanja, pristojna NCB novi začasni nasprotni stranki dodeli uradno kodo RIAD.
Detailed information on the steps NCBs shall take to ensure the unique identification of counterparties in RIAD and the management of their reference data is set out in Annex I.
Pri odpravljanju podvajanja NCB najprej rešijo primere, ki vključujejo nove začasne rezidenčne nasprotne stranke z največjimi izpostavljenostmi po podatkih o kreditih, ki se poročajo ECB.
Once a resident counterparty has been registered in RIAD with a temporary RIAD code, the competent NCB shall assess, by the last working day of the second month following the date of the receipt of the list of potential duplicates from the central identification service, at the latest, whether the new temporary counterparty is a duplicate of an existing resident counterparty or a genuinely new counterparty.
NCB uporabijo vse razpoložljive informacije na nacionalni ravni, da zagotovijo, kolikor je mogoče, da so referenčne informacije o rezidenčnih nasprotnih strankah, ki se registrirajo v registru RIAD, popolne, točne in posodobljene.
In the former case, i.e. where there is a match, the competent NCB shall select the preferred match out of the proposed list, hence invalidating (‘freezing’) the new temporary counterparty in favour of the corresponding existing resident counterparty (‘living’ counterparty).
NCB zato ocenijo vse zanesljive vire informacij, pod pogojem, da se te informacije lahko uporabijo v skladu z ureditvijo zaupnosti iz Uredbe (ES) št. 2533/98, z namenom, da v register RIAD vnesejo najboljše možne referenčne informacije o vseh zadevnih nasprotnih strankah.
In the latter case, i.e. where there is no match, the competent NCB shall assign an official RIAD code to the new temporary counterparty.
V primeru nasprotnih strank, ki so rezidenti države, v kateri ni pristojne NCB, ki bi zagotavljala referenčne podatke o nasprotnih strankah, si ECB v razumnih mejah prizadeva zagotoviti enolično identifikacijo in referenčne podatke za te nasprotne stranke na podlagi razpoložljivih informacij, pri čemer sledi dejanjem, ki se zahtevajo od „pristojne NCB/ECB“ v Prilogi I k tej smernici.
In resolving a duplication, NCBs shall first address those cases which involve new temporary resident counterparties with the largest exposures according to the credit data reported to the ECB.
Pri tem ECB najprej reši primere, ki vključujejo nasprotne stranke z največjimi izpostavljenostmi po informacijah, ki so na razpolago v zbirki podatkov AnaCredit.
NCBs shall use all available information at the national level to ensure, to the extent possible, that reference information on resident counterparties registered in RIAD is complete, accurate and up to date.
Register RIAD za vsako nasprotno stranko izračuna končni zapis vsakega atributa podatkov po vnaprej določenih pravilih za združevanje, pri čemer določi prednostni vrstni red vseh možnih predloženih virov podatkov.
To this end, NCBs shall assess all reliable sources of information provided such information can be used in accordance with the confidentiality regime set out in Regulation (EC) No 2533/98, with a view to entering in RIAD the best possible reference information on all relevant counterparties.
Če NCB ocenijo, da standardna pravila za združevanje (določitev vrstnega reda vseh možnih virov), ki jih je določila ECB, niso ustrezna, določijo in pisno sporočijo ECB pravila za združevanje, ki se bodo v registru RIAD uporabljala za izračun končnega zapisa referenčnih podatkov za vse rezidenčne nasprotne stranke.
In the case of counterparties resident in a country for which there is no competent NCB to provide counterparty reference data, the ECB shall provide for the unique identification and reference data of those counterparties, on a reasonable efforts basis and based on available information, following the steps that are required to be taken by the ‘competent NCB/ECB’ in Annex I to this Guideline.
Pristojna NCB lahko za vsak atribut referenčnih podatkov o nasprotnih strankah določi drugačno metodo in to metodo po potrebi občasno spreminja.
In so doing, the ECB shall first address those cases which involve counterparties with the largest exposures according to the information available in AnaCredit.
NCB zagotovijo, da sta seznam nacionalnih identifikacijskih oznak in seznam pravnih oblik, ki sta objavljena na spletni strani ECB kot priloga k priročniku za poročanje AnaCredit, za njihovo državo članico posodobljena.
For each counterparty, RIAD calculates the authoritative record of each data attribute according to pre-defined compounding rules, allocating a priority to all potential candidate sources.
NCB pravočasno pisno obvestijo ECB o vsaki spremembi, za katero menijo, da je potrebna.
If the standard compounding rules (ranking between all potential sources) defined by the ECB are not considered appropriate, NCBs shall define and communicate to the ECB in writing the compounding rules to be applied in RIAD for calculating the authoritative record of the reference data of all resident counterparties.
POGLAVJE IV
The competent NCB may define a different method for each counterparty reference data attribute and may change such method from time to time as it deems appropriate.
POSTOPKI IN STANDARDI ZA POŠILJANJE V REGISTER RIAD