natgillin/translations-raw huggingface dataset:
“intermediary” means a person, such as an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU, a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council and a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014 of the European Parliament and of the Council, which provides services of safekeeping of shares, administration of shares or maintenance of securities accounts on behalf of shareholders or other persons;
podjetje, ki izvaja dejavnosti življenjskega zavarovanja v smislu točk (a), (b) in (c) člena 2(3) Direktive 2009/138/ES Evropskega parlamenta in Sveta in pozavarovanja, kakor je opredeljeno v točki 7 člena 13 navedene direktive, če te dejavnosti zajemajo obveznosti življenjskega zavarovanja, in ki v skladu z navedeno direktivo ni izvzeto;
“institutional investor” means:
institucijo za poklicno pokojninsko zavarovanje, ki sodi na področje uporabe Direktive (EU) 2016/2341 Evropskega parlamenta in Sveta v skladu s členom 2 navedene direktive, razen če se je država članica odločila, da navedene direktive v celoti ali delno ne bo uporabljala za to institucijo v skladu s členom 5 navedene direktive;
an undertaking carrying out activities of life assurance within the meaning of points (a), (b) and (c) of Article 2(3) of Directive 2009/138/EC of the European Parliament and of the Council, and of reinsurance as defined in point (7) of Article 13 of that Directive provided that those activities cover life-insurance obligations, and which is not excluded pursuant to that Directive;
‚upravljavec premoženja‘ pomeni investicijsko podjetje, kakor je opredeljeno v točki 1 člena 4(1) Direktive 2014/65/EU, ki vlagateljem zagotavlja storitve upravljanja portfelja, UAIS (upravitelja alternativnih investicijskih skladov), kakor je opredeljen v točki (b) člena 4(1) Direktive 2011/61/EU, ki ne izpolnjuje pogojev za izjemo v skladu s členom 3 navedene direktive, ali družbo za upravljanje, kakor je opredeljena v točki (b) člena 2(1) Direktive 2009/65/ES, ali investicijsko družbo, pooblaščeno v skladu z Direktivo 2009/65/ES, pod pogojem, da za svoje upravljanje ni določila družbe za upravljanje, pooblaščene na podlagi navedene direktive;
an institution for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 of the European Parliament and of the Council in accordance with Article 2 thereof, unless a Member State has chosen not to apply that Directive in whole or in parts to that institution in accordance with Article 5 of that Directive;
‚svetovalec za glasovanje‘ pomeni pravno osebo, ki poklicno in odplačno analizira objave družb in, kjer je ustrezno, druge informacije družb, ki kotirajo na borzi, da bi vlagateljem z zagotavljanjem raziskav, svetovanja ali priporočil glede glasovanja, ki se nanašajo na uveljavljanje glasovalnih pravic, omogočila informirano glasovanje;
“asset manager” means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU that provides portfolio management services to investors, an AIFM (alternative investment fund manager) as defined in point (b) of Article 4(1) of Directive 2011/61/EU that does not fulfil the conditions for an exemption in accordance with Article 3 of that Directive or a management company as defined in point (b) of Article 2(1) of Directive 2009/65/EC, or an investment company that is authorised in accordance with Directive 2009/65/EC provided that it has not designated a management company authorised under that Directive for its management;
‚povezana stranka‘ ima enak pomen kot v mednarodnih računovodskih standardih, sprejetih v skladu z Uredbo (ES) št. 1606/2002 Evropskega parlamenta in Sveta;
“proxy advisor” means a legal person that analyses, on a professional and commercial basis, the corporate disclosure and, where relevant, other information of listed companies with a view to informing investors’ voting decisions by providing research, advice or voting recommendations that relate to the exercise of voting rights;
‚direktor‘ pomeni:
“related party” has the same meaning as in the international accounting standards adopted in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council;
katerega koli člana upravnega, vodstvenega ali nadzornega organa družbe;
“director” means:
kadar ni član upravnega, vodstvenega ali nadzornega organa družbe, izvršnega direktorja ter, če ta funkcija v družbi obstaja, namestnika izvršnega direktorja;
any member of the administrative, management or supervisory bodies of a company;
če tako določi država članica, druge osebe, ki opravljajo funkcije, podobne tistim, ki se izvajajo v skladu s točko (i) ali (ii);
where they are not members of the administrative, management or supervisory bodies of a company, the chief executive officer and, if such function exists in a company, the deputy chief executive officer;
‚informacije o identiteti delničarja‘ pomeni informacije, s pomočjo katerih se lahko ugotovi identiteta delničarja, vključno z vsaj naslednjimi informacijami:
where so determined by a Member State, other persons who perform functions similar to those performed under point (i) or (ii);
ime delničarja in njegove kontaktne podatke (vključno s polnim naslovom in elektronskim naslovom, kadar je ta na voljo), če gre za pravno osebo, pa tudi njeno registrsko številko ali, kadar ta ni na voljo, njen edinstveni identifikator, kot je identifikator pravnih oseb;
“information regarding shareholder identity” means information allowing the identity of a shareholder to be established, including at least the following information:
število delnic, ki jih ima delničar, ter
name and contact details (including full address and, where available, email address) of the shareholder, and, where it is a legal person, its registration number, or, if no registration number is available, its unique identifier, such as legal entity identifier;
le kadar to zahteva družba, enega ali več naslednjih podatkov: kategorije ali vrste delnic, ki jih ima delničar, ali datum, od katerega dalje ima delničar te delnice.
the number of shares held; and
vstavita se naslednji poglavji::
only insofar they are requested by the company, one or more of the following details: the categories or classes of the shares held or the date from which the shares have been held.
„POGLAVJE Ia
The following Chapters are inserted:
IDENTIFIKACIJA DELNIČARJEV, POSREDOVANJE INFORMACIJ IN OLAJŠANJE UVELJAVLJANJA PRAVIC DELNIČARJEV
‘CHAPTER Ia
Člen 3a
IDENTIFICATION OF SHAREHOLDERS, TRANSMISSION OF INFORMATION AND FACILITATION OF EXERCISE OF SHAREHOLDER RIGHTS
Identifikacija delničarjev
Article 3a
Države članice zagotovijo, da imajo družbe pravico identificirati svoje delničarje.
Identification of shareholders
Poleg tega lahko določijo, da smejo družbe z registriranim sedežem na njihovem ozemlju zahtevati identifikacijo le za tiste delničarje, ki imajo več kot določen odstotek delnic ali glasovalnih pravic.
Member States shall ensure that companies have the right to identify their shareholders.
Takšen odstotek ne sme presegati 0,5 %.
Member States may provide for companies having a registered office on their territory to be only allowed to request the identification of shareholders holding more than a certain percentage of shares or voting rights.
Države članice zagotovijo, da posredniki družbi na njeno zahtevo ali na zahtevo tretje osebe, ki jo imenuje družba, brez odlašanja predložijo informacije o identiteti delničarja.
Such a percentage shall not exceed 0,5 %.
Če je v verigi posrednikov več kot en posrednik, države članice zagotovijo, da se zahteva družbe ali tretje osebe, ki jo imenuje družba, brez odlašanja posreduje med posredniki in da posrednik, ki ima zahtevane informacije o identiteti delničarja, te informacije brez odlašanja posreduje neposredno družbi ali tretji osebi, ki jo imenuje družba.
Member States shall ensure that, on the request of the company or of a third party nominated by the company, the intermediaries communicate without delay to the company the information regarding shareholder identity.
Države članice zagotovijo, da lahko družba informacije o identiteti delničarja pridobi od vsakega posrednika v verigi, ki ima te informacije.
Where there is more than one intermediary in a chain of intermediaries, Member States shall ensure that the request of the company, or of a third party nominated by the company, is transmitted between intermediaries without delay and that the information regarding shareholder identity is transmitted directly to the company or to a third party nominated by the company without delay by the intermediary who holds the requested information.
Države članice lahko določijo, da družbe smejo od centralne depotne družbe ali drugega posrednika ali izvajalca storitev zahtevati, da zbira informacije o identiteti delničarja, tudi od posrednikov v verigi posrednikov, in informacije posreduje družbi.
Member States shall ensure that the company is able to obtain information regarding shareholder identity from any intermediary in the chain that holds the information.
Države članice lahko poleg tega določijo, da posrednik na zahtevo družbe ali tretje osebe, ki jo imenuje družba, brez odlašanja predloži podatke o naslednjem posredniku v verigi posrednikov.
Member States may provide for the company to be allowed to request the central securities depository or another intermediary or service provider to collect the information regarding shareholder identity, including from the intermediaries in the chain of intermediaries and to transmit the information to the company.
Na podlagi tega člena se osebni podatki delničarjev obdelujejo, da lahko družba identificira svoje obstoječe delničarje za namene neposredne komunikacije z njimi, da bi se jim omogočilo lažje uveljavljanje pravic delničarjev in sodelovanje delničarjev z družbo.
Member States may additionally provide that, at the request of the company, or of a third party nominated by the company, the intermediary is to communicate to the company without delay the details of the next intermediary in the chain of intermediaries.
Brez poseganja v daljše obdobje hrambe, določeno s sektorskimi zakonodajnimi akti Unije, države članice zagotovijo, da družbe in posredniki osebnih podatkov delničarjev, ki so jih prejeli v skladu s tem členom za namen iz tega člena, ne hranijo dlje kot 12 mesecev po tem, ko so se seznanili s tem, da zadevna oseba ni več delničar.
The personal data of shareholders shall be processed pursuant to this Article in order to enable the company to identify its existing shareholders in order to communicate with them directly with the view to facilitating the exercise of shareholder rights and shareholder engagement with the company.
Države članice lahko v zakonu določijo obdelavo osebnih podatkov delničarjev za druge namene.
Without prejudice to any longer storage period laid down by any sector-specific Union legislative act, Member States shall ensure that companies and intermediaries do not store the personal data of shareholders transmitted to them in accordance with this Article for the purpose specified in this Article for longer than 12 months after they have become aware that the person concerned has ceased to be a shareholder.
Države članice zagotovijo, da imajo pravne osebe pravico, da zahtevajo popravek nepopolne ali netočne informacije o svoji identiteti delničarja.
Member States may provide by law for processing of the personal data of shareholders for other purposes.
Države članice zagotovijo, da posrednik, ki razkrije informacije o identiteti delničarja v skladu s pravili iz tega člena, ne krši katere koli omejitve razkrivanja informacij, določene s pogodbo ali katerim koli zakonom ali drugim predpisom.
Member States shall ensure that legal persons have the right of rectification of incomplete or inaccurate information regarding their shareholder identity.
Države članice Evropskemu nadzornemu organu (Evropski organ za vrednostne papirje in trge) (ESMA), ustanovljenemu z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta, do 10. junija 2019 zagotovijo informacije o tem, ali so omejile identifikacijo delničarja na delničarje, ki imajo v lasti več kot določen odstotek delnic ali glasovalnih pravic v skladu z odstavkom 1, in, če so, kolikšen odstotek so za to določile.
Member States shall ensure that an intermediary that discloses information regarding shareholder identity in accordance with the rules laid down in this Article is not considered to be in breach of any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision.
ESMA navedene informacije objavi na svojem spletnem mestu.
By 10 June 2019, Member States shall provide the European Supervisory Authority (European Securities and Markets Authority) (ESMA), established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council with information on whether they have limited shareholder identification to shareholders holding more than a certain percentage of the shares or voting rights in accordance with paragraph 1 and, if so, the applicable percentage.
Na Komisijo se prenese pooblastilo za sprejemanje izvedbenih aktov za določitev minimalnih zahtev za posredovanje informacij iz odstavka 2 glede oblike informacij, ki jih je treba posredovati, oblike zahteve, vključno z njihovo varnostjo in interoperabilnostjo, ter rokov, ki jih je treba upoštevati.
ESMA shall publish that information on its website.
Ti izvedbeni akti se sprejmejo do 10. septembra 2018 v skladu s postopkom pregleda iz člena 14a(2).
The Commission shall be empowered to adopt implementing acts to specify the minimum requirements to transmit the information laid down in paragraph 2 as regards the format of information to be transmitted, the format of the request, including their security and interoperability, and the deadlines to be complied with.
Člen 3b
Those implementing acts shall be adopted by 10 September 2018 in accordance with the examination procedure referred to in Article 14a(2).
Posredovanje informacij
Article 3b
Države članice zagotovijo, da morajo posredniki od družbe delničarjem ali tretji osebi, ki jo imenuje delničar, brez odlašanja posredovati:
Transmission of information
informacije, ki jih mora družba zagotoviti delničarju, da bi mu omogočila uveljavljanje pravic, ki izhajajo iz njegovih delnic, in ki so namenjene vsem delničarjem delnic tega razreda, ali
Member States shall ensure that the intermediaries are required to transmit the following information, without delay, from the company to the shareholder or to a third party nominated by the shareholder:
kadar so informacije iz točke (a) delničarjem na voljo na spletnem mestu družbe, obvestilo, na katerem je navedeno, kje na spletnem mestu je te informacije mogoče najti.
the information which the company is required to provide to the shareholder, to enable the shareholder to exercise rights flowing from its shares, and which is directed to all shareholders in shares of that class; or
Države članice od družb zahtevajo, da posrednikom pravočasno in na standardiziran način predložijo informacije iz točke (a) odstavka 1 ali obvestilo iz točke (b) navedenega odstavka.
where the information referred to in point (a) is available to shareholders on the website of the company, a notice indicating where on the website that information can be found.
Države članice pa ne zahtevajo, da se informacije iz točke (a) odstavka 1 ali obvestilo iz točke (b) navedenega odstavka posredujejo ali predložijo v skladu z odstavkoma 1 oziroma 2, kadar družbe pošljejo te informacije ali obvestilo neposredno vsem svojim delničarjem ali tretjim osebam, ki jih imenujejo delničarji.
Member States shall require companies to provide intermediaries in a standardised and timely manner with the information referred to in point (a) of paragraph 1 or the notice referred to in point (b) of that paragraph.
Države članice posrednikom naložijo obveznost, da družbi brez odlašanja, v skladu z navodili delničarjev, posredujejo informacije, prejete od delničarjev, v zvezi z uveljavljanjem pravic, ki izhajajo iz njihovih delnic.
However, Member States shall not require that the information referred to in point (a) of paragraph 1 or the notice referred to in point (b) of that paragraph be transmitted or provided in accordance with paragraphs 1 and 2 where companies send that information or that notice directly to all their shareholders or to a third party nominated by the shareholder.
Če je v verigi posrednikov več kot en posrednik, se informacije iz odstavkov 1 in 4 brez odlašanja posredujejo med posredniki, razen če jih posrednik lahko neposredno posreduje družbi ali delničarju ali tretji osebi, ki jo imenuje delničar.
Member States shall oblige intermediaries to transmit, without delay, to the company, in accordance with the instructions received from the shareholders, the information received from the shareholders related to the exercise of the rights flowing from their shares.
Na Komisijo se prenese pooblastilo za sprejemanje izvedbenih aktov za določitev minimalnih zahtev za posredovanje informacij iz odstavkov 1 do 5 tega člena glede vrste in oblike informacij, ki jih je treba posredovati, vključno z njihovo varnostjo in interoperabilnostjo, ter rokov, ki jih je treba upoštevati.
Where there is more than one intermediary in a chain of intermediaries, information referred to in paragraphs 1 and 4 shall be transmitted between intermediaries without delay, unless the information can be directly transmitted by the intermediary to the company or to the shareholder or to a third party nominated by the shareholder.
Člen 3c
The Commission shall be empowered to adopt implementing acts to specify the minimum requirements to transmit information laid down in paragraphs 1 to 5 of this Article as regards the types and format of information to be transmitted, including their security and interoperability, and the deadlines to be complied with.
Olajšanje uveljavljanja pravic delničarjev
Article 3c
Države članice zagotovijo, da posredniki olajšajo uveljavljanje pravic delničarja, vključno s pravico do udeležbe in glasovanja na skupščinah delničarjev na vsaj enega od naslednjih načinov:
Facilitation of the exercise of shareholder rights
posrednik uredi vse potrebno za to, da lahko delničar ali tretja oseba, ki jo imenuje delničar, uveljavi svoje pravice;
Member States shall ensure that the intermediaries facilitate the exercise of the rights by the shareholder, including the right to participate and vote in general meetings, which shall comprise at least one of the following:
posrednik uveljavi pravice, ki izhajajo iz delnic, na podlagi izrecnega pooblastila in navodil delničarja ter v korist delničarja.
the intermediary makes the necessary arrangements for the shareholder or a third party nominated by the shareholder to be able to exercise themselves the rights;
Države članice zagotovijo, da se v primeru elektronskega glasovanja osebi, ki glasuje, pošlje elektronska potrditev, da je bil glas prejet.
the intermediary exercises the rights flowing from the shares upon the explicit authorisation and instruction of the shareholder and for the shareholder’s benefit.
Države članice zagotovijo, da lahko delničar ali tretja oseba, ki jo imenuje delničar, po skupščini delničarjev vsaj na zahtevo prejme potrditev, da je družba njegove oziroma njene glasove veljavno zabeležila in štela, razen če jima je ta informacija že na voljo.
Member States shall ensure that when votes are cast electronically an electronic confirmation of receipt of the votes is sent to the person that casts the vote.
Države članice lahko opredelijo rok, v katerem se lahko zahteva tako potrditev.
Member States shall ensure that after the general meeting the shareholder or a third party nominated by the shareholder can obtain, at least upon request, confirmation that their votes have been validly recorded and counted by the company, unless that information is already available to them.
Ta rok ne sme biti daljši od treh mesecev od datuma glasovanja.
Member States may establish a deadline for requesting such confirmation.
Če posrednik prejme potrditev iz prvega ali drugega pododstavka, jo mora brez odlašanja posredovati delničarju ali tretji osebi, ki jo imenuje delničar.
Such a deadline shall not be longer than three months from the date of the vote.
Če je v verigi posrednikov več kot en posrednik, se potrditev brez odlašanja posreduje med posredniki, razen če se lahko potrditev posreduje neposredno delničarju ali tretji osebi, ki jo imenuje delničar.
Where the intermediary receives confirmation as referred to in the first or second subparagraph, it shall transmit it without delay to the shareholder or a third party nominated by the shareholder.
Na Komisijo se prenese pooblastilo za sprejemanje izvedbenih aktov za določitev minimalnih zahtev za olajšanje uveljavljanja pravic delničarjev iz odstavkov 1 in 2 tega člena, kar zadeva vrste olajšanja, obliko elektronske potrditve prejema glasov, način posredovanja potrditve v verigi posrednikov, da so bili glasovi veljavno zabeleženi in šteti, vključno z njihovo varnostjo in interoperabilnostjo, ter roke, ki jih je treba upoštevati.
Where there is more than one intermediary in the chain of intermediaries the confirmation shall be transmitted between intermediaries without delay, unless the confirmation can be directly transmitted to the shareholder or a third party nominated by the shareholder.
Člen 3d
The Commission shall be empowered to adopt implementing acts to specify the minimum requirements to facilitate the exercise of shareholder rights laid down in paragraphs 1 and 2 of this Article as regards the types of the facilitation, the format of the electronic confirmation of receipt of the votes, the format for the transmission of the confirmation that the votes have been validly recorded and counted through the chain of intermediaries, including their security and interoperability, and the deadlines to be complied with.
Nediskriminacija, sorazmernost in preglednost stroškov
Article 3d
Države članice od posrednikov zahtevajo, da javno razkrijejo vse morebitne stroške, ki se zaračunajo za storitve po tem poglavju, in sicer za vsako storitev posebej.
Non-discrimination, proportionality and transparency of costs
Države članice zagotovijo, da so vsi stroški, ki jih posrednik zaračuna delničarjem, družbam in drugim posrednikom, nediskriminatorni in sorazmerni glede na dejanske stroške, nastale pri opravljanju storitev.
Member States shall require intermediaries to disclose publicly any applicable charges for services provided for under this Chapter separately for each service.
Morebitne razlike v zaračunanih stroških med domačim in čezmejnim uveljavljanjem pravic so dovoljene le, če so ustrezno utemeljene in odražajo razlike v dejanskih stroških, nastalih pri opravljanju storitev.
Member States shall ensure that any charges levied by an intermediary on shareholders, companies and other intermediaries shall be non-discriminatory and proportionate in relation to the actual costs incurred for delivering the services.
Države članice lahko posrednikom prepovejo zaračunavanje storitev po tem poglavju.
Any differences between the charges levied between domestic and cross-border exercise of rights shall be permitted only where duly justified and where they reflect the variation in actual costs incurred for delivering the services.
Člen 3e
Member States may prohibit intermediaries from charging fees for the services provided for under this Chapter.
Posredniki v tretjih državah
Article 3e
To poglavje se uporablja tudi za posrednike, ki nimajo niti registriranega niti glavnega sedeža v Uniji, ko opravljajo storitve iz člena 1(5).
Third-country intermediaries
Člen 3f
This Chapter also applies to intermediaries which have neither their registered office nor their head office in the Union when they provide services referred to in Article 1(5).
Informacije o izvajanju
Article 3f
Pristojni organi obvestijo Komisijo o večjih praktičnih težavah pri izvajanju določb tega poglavja ali o neupoštevanju določb tega poglavja s strani posrednikov iz Unije ali tretje države.