natgillin/translations-raw huggingface dataset:
Regulation (EC) No 45/2001 of the European Parliament and of the Council [4] applies to the processing of personal data by ESMA in the application of this Regulation.
ESMA pri obdelavi osebnih podatkov v okviru uporabe te uredbe uporablja Uredbo (ES) št. 45/2001 Evropskega parlamenta in Sveta [4].
ESMA did not publicly consult or analyse the potential related costs and benefits of introducing the standard forms, templates and procedures for the consultation process between relevant competent authorities, as this was considered disproportionate in relation to their scope and impact.
ESMA se ni javno posvetovala in ni analizirala morebitnih povezanih stroškov in koristi uvedbe standardnih obrazcev, predlog in postopkov posvetovanja med zadevnimi pristojnimi organi, saj se je to zdelo nesorazmerno glede na njihovo področje uporabe in učinek.
Article 12(9) of Directive 2014/65/EU replaces Article 10a(8) of Directive 2004/39/EC and contains empowerments to ESMA for the development of implementing technical standards which are identical to those provided for under Article 10a(8) of Directive 2004/39/EC.
SPREJELA NASLEDNJO UREDBO:
In accordance with Article 94(1) of Directive 2014/65/EU, Directive 2004/39/EC will be repealed with effect from 3 January 2017.
Predmet urejanja
The adoption of the technical standards by the Commission in accordance with Article 10a(8) of Directive 2004/39/EC should also be considered in compliance with Article 12(8) of Directive 2014/65/EU with the consequence that the technical standard will continue to apply after 3 January 2018 without the need for further amendment,
Ta uredba določa standardne obrazce, predloge in postopke za izmenjavo informacij v postopkih posvetovanja med pristojnim organom ciljnega subjekta (organ prosilec) in pristojnim organom bodočega pridobitelja ali pooblaščenega subjekta, ki je ali hčerinska družba ali pa pod nadzorom bodočega pridobitelja (zaprošeni organ).
Article 1
Imenovane kontaktne osebe
Subject matter
Pristojni organi, imenovani v skladu s členom 48 Direktive 2004/39/ES, imenujejo kontaktne osebe za sporočanje za namene te uredbe in o teh osebah obvestijo ESMA.
This Regulation lays down the standard forms, templates and procedures for the exchange of information during the consultation process between the competent authority of the target entity (the ‘requesting authority’), and the competent authority of the proposed acquirer or of an authorised entity which is either a subsidiary of or controlled by the proposed acquirer (the ‘requested authority’).
ESMA vzdržuje in posodablja seznam imenovanih kontaktih oseb za namene uporabe pristojnih organov, kakor je določeno v odstavku 1.
Designated contact persons
Predhodno obvestilo
Competent authorities designated in accordance with Article 48 of Directive 2004/39/EC shall designate contact persons for communication for the purposes of this Regulation and shall notify ESMA of those persons.
Organ prosilec pošlje predhodno obvestilo zaprošenemu organu v treh delovnih dneh od prejema obvestila bodočega pridobitelja v skladu s členom 10(3) Direktive 2004/39/ES.
ESMA shall maintain and update the list of the designated contact persons for the use of the competent authorities as referred to in paragraph 1.
Organ prosilec pošlje predhodno obvestilo tako, da izpolni predlogo iz Priloge I in vključi vse zadevne informacije.
Preliminary notice
Obvestilo o posvetovanju
A requesting authority shall send a preliminary notice to the requested authority within three working days of the receipt of a notification by the proposed acquirer in accordance with Article 10(3) of Directive 2004/39/EC.
Organ prosilec po prejemu obvestila bodočega pridobitelja v skladu s členom 10(3) Direktive 2004/39/ES zaprošenemu organu čim prej pošlje obvestilo o posvetovanju, vendar najpozneje v 20 delovnih dneh po prejemu takega obvestila.
The requesting authority shall send the preliminary notice by completing the template set out in Annex I and shall include all the information set out therein.
Organ prosilec pošlje pisno obvestilo o posvetovanju iz odstavka 1 po pošti, telefaksu ali varnih elektronskih poteh ter ga naslovi na imenovano kontaktno osebo zaprošenega organa, razen če zaprošeni organ v svojem odgovoru na predhodno obvestilo iz člena 3 ne zahteva drugače.
Article 4
Organ prosilec pošlje obvestilo o posvetovanju iz odstavka 1 tako, da izpolni predlogo iz Priloge II, pri čemer zlasti izpostavi vprašanja v zvezi z zaupnostjo informacij, ki se lahko pridobijo od zaprošenega organa, ter podrobno opiše zadevne informacije, ki jih organ prosilec zahteva od zaprošenega organa.
Consultation notice
Člen 5
The requesting authority shall send a consultation notice to the requested authority as soon as possible after receipt of a notification by the proposed acquirer in accordance with Article 10(3) of Directive 2004/39/EC and not later than 20 working days after receipt of such notification.
Potrdilo o prejemu obvestila o posvetovanju
The requesting authority shall send the consultation notice referred to in paragraph 1 in writing by post, facsimile or secure electronic means, and address it to the designated contact person of the requested authority unless otherwise specified by the requested authority in its reply to the preliminary notice referred to in Article 3.
Zaprošeni organ pošlje potrdilo o prejemu obvestila o posvetovanju v dveh delovnih dneh od prejema ter vključi vse dodatne kontaktne podatke imenovanih kontaktnih oseb in, kadar je to mogoče, predvideni datum odgovora.
The requesting authority shall send the consultation notice referred to in paragraph 1 by completing the template set out in Annex II, identifying in particular issues relating to the confidentiality of information that may be obtained by the requesting authority, and specifying details of the relevant information that the requesting authority asks from the requested authority.
Člen 6
Article 5
Odgovor zaprošenega organa
Acknowledgement of receipt of a consultation notice
Odgovor na obvestilo o posvetovanju mora biti v pisni obliki in se pošlje po pošti, telefaksu ali varni elektronski poti.
The requested authority shall send an acknowledgement of receipt of a consultation notice, within two working days of receiving it, including any additional contact details of its designated contact person and, where possible, an estimated date of response.
Naslovi se na imenovane kontaktne osebe, razen če organ prosilec ne določi drugače.
Article 6
Zaprošeni organ organu prosilcu čim prej, vendar najpozneje v dvajsetih delovnih dneh po prejemu obvestila o posvetovanju, pošlje naslednje informacije:
Response from a requested authority
zadevne informacije, ki se zahtevajo v obvestilu o posvetovanju, vključno z mnenji in pridržki v zvezi s pridobitvijo bodočega pridobitelja;
A response to a consultation notice shall be made in writing by post, facsimile or secure electronic means.
vse druge bistvene informacije, poslane na lastno pobudo, ki bi lahko vplivale na oceno.
It shall be addressed to the designated contact persons unless otherwise specified by the requesting authority.
Kadar zaprošeni organ ne more upoštevati roka iz odstavka 2, o tem obvesti organa prosilca ter navede razloge za zamudo in predvideni datum odgovora.
The requested authority shall provide the requesting authority with the following information as soon as possible and not later than 20 working days of receipt of the consultation notice:
Zaprošeni organ redno zagotavlja povratne informacije o napredku, da se zagotovijo zahtevane informacije.
the relevant information requested in the consultation notice, including any views or reservations in relation to the acquisition by the proposed acquirer;
Pri zagotavljanju informacij v skladu z odstavkom 2 zaprošeni organ uporabi predlogo iz Priloge III.
any other essential information that may influence the assessment, on its own initiative.
Člen 7
Where the requested authority is not able to meet the time limit set out in paragraph 2, it shall inform the requesting authority of this circumstance, indicating the reasons for the delay and an estimated date of response.
Postopki posvetovanja
The requested authority shall provide regular feedback on the progress made to provide the information requested.
Organ prosilec in zaprošeni organ se obveščata v zvezi z obvestilom o posvetovanju in odgovorom nanj po najhitrejši poti izmed tistih, določenih v členu 4(2) in členu 6(1), pri čemer ustrezno upoštevata zaupnost, čas dostave, obseg vsebine, ki jo je treba sporočiti, in lahki dostop organa prosilca do informacij.
In providing information in accordance with paragraph 2, the requested authority shall use the template set out in Annex III.
Organ prosilec nemudoma odgovori na zahteve po pojasnilih s strani zaprošenega organa.
Article 7
Kadar ima ali bi lahko imel organ iste države članice, ki ni zaprošeni organ, v lasti zahtevano informacijo, zaprošeni organ nemudoma zbere informacije in jih posreduje organu prosilcu v skladu s členom 6.
Procedures for consultation
Zaprošeni organ in organ prosilec sodelujeta pri reševanju vseh težav, ki bi lahko nastale pri izvajanju zahtevka, vključno z reševanjem stroškovnih težav, če se oceni, da so stroški zagotavljanja pomoči za zaprošeni organ pretirano visoki.
The requesting authority and the requested authority shall communicate in relation to a consultation notice and the response using the most expedient means from among those set out in Article 4(2) and Article 6(1), taking due account of confidentiality considerations, correspondence times, the volume of material to be communicated and the ease of access to the information by the requesting authority.
Kadar se v ocenjevalnem obdobju pojavijo nove informacije ali potreba po novih informacijah, organ prosilec in zaprošeni organ sodelujeta in zagotovita, da se izmenjajo vse dodatne zadevne informacije v skladu s to uredbo.
The requesting authority shall respond promptly to any clarifications requested by the requested authority.
Z odstopanjem od člena 4(2) in člena 6(1) se lahko informacije, kadar se izmenjajo v zadnjih petnajstih delovnih dnevih pred koncem ocenjevalnega obdobja iz drugega pododstavka člena 10a(1) Direktive 2004/39/ES, zagotovijo ustno.
Where the information requested is or may be held by an authority of the same Member State other than the requested authority, the requested authority shall collect the information promptly and transmit it to the requesting authority in accordance with Article 6.
V navedenih primerih se te informacije naknadno potrdijo v skladu s členom 4(2) in členom 6(1), razen če se sodelujoči pristojni organi ne dogovorijo drugače.
The requested authority and the requesting authority shall cooperate to resolve any difficulties that may arise in executing a request, including resolving any cost issues if the costs of providing assistance are estimated to be excessive for the requested authority.
Zaprošeni organ in organ prosilec drug drugemu zagotovita povratne informacije o rezultatih ocene, v zvezi s katero je prišlo do posvetovanja, in kadar je to ustrezno, o uporabnosti informacij ali drugi prejeti pomoči ali kakršnih koli težavah, ki so nastale pri zagotavljanju take pomoči ali informacij.
Where new information or a need for further information arises during the assessment period, the requesting authority and the requested authority shall cooperate to ensure that all additional relevant information is exchanged in accordance with this Regulation.
Člen 8
By way of derogation from Article 4(2) and Article 6(1), where information is being exchanged within the last 15 working days before the end of the assessment period referred to in the second subparagraph of Article 10a(1) of Directive 2004/39/EC, it may be provided verbally.
Začetek veljavnosti
In those cases, that information shall subsequently be confirmed in accordance with Article 4(2) and Article 6(1) unless the competent authorities involved agree otherwise.
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
The requested authority and the requesting authority shall provide feedback to each other on the outcome of the assessment in relation to which the consultation occurred and, where appropriate, on the usefulness of information or other assistance received or any problems encountered in providing such assistance or information.
Ta uredba je v celoti zavezujoča in se neposredno uporablja v vseh državah članicah.
Article 8
V Bruslju, 13. junija 2017
This Regulation shall be binding in its entirety and directly applicable in all Member States.
UL L 145, 30.4.2004, str. 1.
Done at Brussels, 13 June 2017.
UL L 173, 12.6.2014, str. 349.
OJ L 145, 30.4.2004, p. 1.
PRILOGA I
OJ L 173, 12.6.2014, p. 349.
Predloga predhodnega obvestila
Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal data and on the free movement of such data (OJ L 281, 23.11.1995, p. 31).
[Člen 3 Izvedbene uredbe Komisije (EU) 2017/1944]
Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
Referenčna številka:
ANNEX I
Datum:
Preliminary notice template
Splošne informacije
(Article 3 of Commission Implementing Regulation (EU) 2017/1944)
Država članica:
Reference number:
Organ prosilec:
Date:
Pravni naslov:
General information
(kontaktni podatki imenovane kontaktne osebe)
Member State:
Ime:
Legal address:
E-naslov:
(Contact details of the designated contact person)
Zaprošeni organ:
Name:
Spoštovani [vstavite ustrezno ime]
Telephone:
V skladu s členom 3 Izvedbene uredbe Komisije (EU) 2017/1944 z dne 13. junija 2017 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki posvetovanja med zadevnimi pristojnimi organi glede obvestila o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju v skladu z direktivama 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta se izda predhodno obvestilo v zvezi z zadevami, ki so podrobneje opredeljene v nadaljevanju.
Email:
Informacije o predlagani pridobitvi
Requested Authority:
Identiteta bodočega pridobitelja:
Dear [insert appropriate name]
[za fizične osebe vključite informacije iz člena 3(1)(a) Delegirane uredbe Komisije (EU) 2017/1946 z dne 11. julija 2017 o dopolnitvi direktiv 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za izčrpen seznam informacij, ki jih morajo bodoči pridobitelji vključiti v obvestilo o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju]; za pravne osebe vključite informacije iz člena 3(2)(a) Delegirane uredbe Komisije (EU) 2017/1946]
In accordance with Article 3 of Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council, a preliminary notice is made in relation to the matters set out in further detail below.
Ime zadevnega pooblaščenega subjekta(-ov) v državi članici zaprošenega organa in razmerje do bodočega pridobitelja:
Information on the proposed acquisition
[če je bodoči pridobitelj pooblaščeni subjekt v skladu s členom 10(4)(a) Direktive 2004/39/ES, zadostuje ime bodočega pridobitelja.
Identity of the proposed acquirer:
Če bodoči pridobitelj spada v eno izmed kategorij, opredeljenih v členu 10(4)(b) ali (c) Direktive 2004/39/ES, je treba obrazložiti tudi razmerje bodočega pridobitelja do zadevnega pooblaščenega subjekta s sedežem v državi članici zaprošenega organa]
[for natural persons, please include the information referred to in Article 3(1)(a) of Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm; for legal persons, please include the information referred to in Article 3(2)(a) of Delegated Regulation (EU) 2017/1946.]
Identiteta ciljnega subjekta:
Name of relevant authorised entity(/ies) in the requested authority’s Member State and relationship to proposed acquirer:
[vstavite informacije iz člena 7(a) Delegirane uredbe Komisije (EU) 2017/1946 z dne 11. julija 2017 o dopolnitvi Direktiv 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za izčrpen seznam informacij, ki jih morajo bodoči pridobitelji vključiti v obvestilo o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju]
[where the proposed acquirer is an authorised entity as referred to in Article 10(4)(a) of Directive 2004/39/EC, the name of the proposed acquirer is sufficient.
Velikost trenutnega in predvidenega deleža bodočega pridobitelja v ciljnem subjektu:
Where the proposed acquirer falls under one of the categories defined under Article 10(4)(b) or (c) of Directive 2004/39/EC it is also necessary to explain the relationship of the proposed acquirer to the relevant authorised entity established in the requested authority’s Member State]
[vstavite informacije iz člena 7(c)(i), (ii) in (iii) Delegirane uredbe Komisije (EU) 2017/1946 z dne 11. julija 2017 o dopolnitvi Direktiv 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za izčrpen seznam informacij, ki jih morajo bodoči pridobitelji vključiti v obvestilo o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju]
Identity of the target entity:
Upoštevajte, da ocenjevalni postopek (*) poteče [vstavite datum].
[please insert the information referred to under Article 7(a) of Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm]
Poleg tega bomo posredovali obvestilo o posvetovanju, ki bo vsebovalo vse bistvene informacije o predlagani pridobitvi, vključevalo pa bo tudi vse zadevne informacije, ki jih želimo prejeti.
Size of the current and intended holding of the proposed acquirer in the target entity:
Če vmes pridobite kakršne koli bistvene informacije v zvezi s pridobitvijo ali če imate kakršna koli stališča ali pridržke, vam bomo hvaležni, če nam jih lahko čim prej posredujete oziroma najpozneje v 20 delovnih dneh po prejemu obvestila o posvetovanju, ki bo sledilo temu predhodnemu obvestilu.
[please insert the information referred to under Article 7(c)(i), (ii) and (iii) of Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm]
v skladu z drugim pododstavkom člena 10a(1) Direktive 2004/39/ES:
Please note that the assessment procedure (*) will expire on [insert date].
S spoštovanjem,
However, in the meantime, if you are aware of any essential information in relation to the acquisition, or if you have any views or reservations, we would be grateful if you could provide them at the earliest opportunity and at the latest within 20 working days of receipt of the consultation notice that will follow this preliminary notice.
PRILOGA II
In accordance with second subparagraph of Article 10a(1) of Directive 2004/39/EC.
Predloga obvestila o posvetovanju
Yours sincerely,
Člen 4 Izvedbene uredbe Komisije (EU) 2017/1944
[signature]
V skladu s členom 4 Izvedbene uredbe Komisije (EU) 2017/1944 z dne 13. junija 2017 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki za posvetovanje med zadevnimi pristojnimi organi glede obvestila o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju v skladu z direktivama 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta se izda obvestilo o posvetovanju v zvezi z zadevami, ki so podrobneje opredeljene v nadaljevanju.
ANNEX II
Upoštevajte, da ocenjevalni postopek (*) poteče [vstavite datum], zato bi vas prosili, da nam posredujete potrebne informacije ter vse ostale zadevne in bistvene informacije do [20 delovnih dni po prejemu tega dopisa] ali, če to ni mogoče, nam sporočite, kdaj bi nam predvidoma lahko zagotovili potrebno pomoč, pri čemer upoštevajte omenjeni rok za ocenjevalni postopek.
Consultation notice template
v skladu z drugim pododstavkom člena 10a(1) Direktive 2004/39/ES.
(Article 4 of Commission Implementing Regulation (EU) 2017/1944)
[tule, prosimo, navedite te informacije oziroma navedite sklic na zadevne priloge, ki vsebujejo te informacije]
In accordance with Article 4 of the Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council, a consultation notice is made in relation to the matters set out in further detail below.
Podrobnosti o predlagani pridobitvi
Please note that the assessment procedure (*) will expire on [insert date], therefore we would be grateful if you could provide the requested information and any other relevant and essential information by [20 working days from receipt of this letter] or, if that is not possible, an indication as to when you anticipate being in a position to provide the assistance which is sought, taking into account the mentioned deadline for the assessment procedure.
Podrobnosti o drugih sodelujočih nadzornih organih
In accordance with second subparagraph of Article 10a(1) of Directive 2004/39/EC
Na podlagi
[please set out that information here or make reference to the relevant annexes containing the information]
[kjer je ustrezno, vstavite podrobnosti prejšnjega zahtevka, tako da ga je mogoče prepoznati]
Details of the proposed acquisition
Vrsta zahtevka za pomoč
Details of any other supervisory authorities involved
Zahtevane informacije [kjer je ustrezno]:
Further to
[vstavite natančen opis zahtevanih specifičnih informacij, vključno z vsemi zadevnimi zahtevanimi dokumenti, ter obrazložite, zakaj bodo te informacije koristne.
[if applicable, please insert details of the previous request in order to enable it to be identified]
Primeri vključujejo:
Type of assistance request
Lastniško strukturo bodočega pridobitelja ali zadevnega pooblaščenega subjekta ter glavne značilnosti njegovih delničarjev;
Information sought [if any]:
Najnovejšo oceno ustreznosti (usposobljenosti in primernosti) bodočega pridobitelja ali zadevnega pooblaščenega subjekta;
[please insert a detailed description of the specific information sought, including any relevant documents requested, with reasons why that information will be of assistance.
Najnovejšo oceno finančne trdnosti bodočega pridobitelja ali zadevnega pooblaščenega subjekta ter s tem povezana javna poročila ali poročila o zunanji reviziji (kjer je to ustrezno);
Examples include:
Najnovejšo oceno zaprošenega organa glede kakovosti strukture upravljanja bodočega pridobitelja ali zadevnega pooblaščenega subjekta ter njegovih upravnih in računovodskih postopkov, sistemov notranjih kontrol, korporativnega upravljanja, strukture skupine itd.]