natgillin/translations-raw huggingface dataset:
The organisational chart should identify who is responsible for the different activities to enable the competent authority to assess whether the data reporting services provider has sufficient human resources and oversight over its business.
V organizacijski shemi bi moralo biti opredeljeno, kdo je odgovoren za posamezne dejavnosti, da lahko pristojni organ oceni, ali ima izvajalec storitev sporočanja podatkov dovolj človeških virov in zadosten pregled nad svojim poslovanjem.
The organisational chart should not only cover the scope of the data reporting services, but should also include any other services that the entity provides as this may highlight areas which may affect the independence of the data reporting services provider and give rise to a conflict of interest.
Organizacijska shema ne bi smela zajemati le obsega storitev sporočanja podatkov, temveč bi morala vključevati tudi vse druge storitve, ki jih subjekt opravlja, saj se tako lahko izpostavijo področja, ki bi lahko vplivala na neodvisnost izvajalca storitev sporočanja podatkov in povzročila nasprotje interesov.
An applicant seeking authorisation as a data reporting services provider should also provide information on the composition, functioning and independence of its governing bodies in order for competent authorities to be able to assess whether the policies, procedures and corporate governance structure ensure the independence of the data reporting services provider and the avoidance of conflicts of interest.
Prosilec, ki zaprosi za izdajo dovoljenja za izvajalca storitev sporočanja podatkov, bi moral predložiti tudi informacije o sestavi, delovanju in neodvisnosti upravljavskih organov, da lahko pristojni organi ocenijo, ali politike, postopki in struktura korporativnega upravljanja zagotavljajo neodvisnost izvajalca storitev sporočanja podatkov in preprečujejo nasprotja interesov.
Conflicts of interest can arise between the data reporting services provider and clients using its services to meet their regulatory obligations and other entities purchasing data from data reporting services providers.
Nasprotja interesov lahko nastanejo med izvajalcem storitev sporočanja podatkov in strankami, ki uporabljajo njegove storitve za izpolnjevanje svojih regulativnih obveznosti, ter drugimi subjekti, ki kupujejo podatke od izvajalcev storitev sporočanja podatkov.
In particular, those conflicts may arise where the data reporting services provider is engaged in other activities such as acting as a market operator, investment firm or trade repository.
Navedena nasprotja lahko nastanejo predvsem, če izvajalec storitev sporočanja podatkov opravlja tudi druge dejavnosti, npr. če deluje kot upravljavec trga, investicijsko podjetje ali repozitorij sklenjenih poslov.
If conflicts are left unaddressed, this could lead to a situation where the data reporting services provider has an incentive to delay publication or submission of data or to trade on the basis of the confidential information it has received.
Če se nasprotja ne obravnavajo, bi lahko nastala situacija, v kateri obstaja spodbuda za izvajalca storitev sporočanja podatkov, da odloži objavo ali predložitev podatkov ali da trguje na podlagi zaupnih informacij, ki jih je prejel.
The data reporting services provider should therefore adopt a comprehensive approach to identifying, preventing and managing existing and potential conflicts of interest, including preparing an inventory of conflicts of interest and implementing appropriate policies and procedures to manage those conflicts and, where necessary, separate business functions and personnel to limit the flow of sensitive information between different business areas of the data reporting services provider.
Izvajalec storitev sporočanja podatkov bi moral zato sprejeti celosten pristop za odkrivanje, preprečevanje in upravljanje obstoječih in morebitnih nasprotij interesov, ki vključuje popis nasprotij interesov in izvajanje ustreznih politik in postopkov za upravljanje navedenih nasprotij ter po potrebi ločene poslovne funkcije in osebje za omejevanje pretoka občutljivih informacij med različnimi področji poslovanja izvajalca storitev sporočanja podatkov.
All members of the management body of a data reporting services provider should be persons who are of sufficiently good repute and possess sufficient knowledge, skills and experience, as those persons play a key role in ensuring that the data reporting services provider meets its regulatory obligations and contribute to the business strategy of the data reporting services provider.
Vsi člani upravljalnega organa izvajalca storitev sporočanja podatkov bi morali imeti zadosten ugled ter zadostno znanje, spretnosti in izkušnje, saj imajo ključno vlogo pri zagotavljanju, da izvajalec storitev sporočanja podatkov izpolnjuje svoje regulativne obveznosti, in prispevajo k njegovi poslovni strategiji.
It is therefore important for the data reporting services provider to demonstrate that it has a robust process for appointing and evaluating the performance of members of the management body and that clear reporting lines and regular reporting to the management body are in place.
Zato je pomembno, da izvajalec storitev sporočanja podatkov dokaže, da ima vzpostavljen zanesljiv postopek za imenovanje in ocenjevanje dela članov upravljalnega organa ter jasne linije poročanja in postopek za redno poročanje upravljalnemu organu.
The outsourcing of activities, in particular of critical functions, is capable of constituting a material change of the conditions for the authorisation of a data reporting services provider.
Zunanje izvajanje dejavnosti, zlasti kritičnih funkcij, lahko bistveno spremeni pogoje za izdajo dovoljenja izvajalcu storitev sporočanja podatkov.
To ensure that the outsourcing of activities does not impair the data reporting services provider's ability to meet its obligations under Directive 2014/65/EU or lead to conflicts of interest, the data reporting services provider should be able to demonstrate sufficient oversight and control over those activities.
Za zagotovitev, da zunanje izvajanje dejavnosti ne ovira zmožnosti izvajalca storitev sporočanja podatkov, da izpolnjuje zahteve iz Direktive 2014/65/EU, ali povzroči nasprotja interesov, bi moral izvajalec storitev sporočanja podatkov dokazati, da ima zadosten pregled in nadzor nad navedenimi dejavnostmi.
The IT systems used by a data reporting services provider should be well adapted to the different types of activities those entities may perform, that is to publish trade reports, submit transaction reports or provide a consolidated tape, and robust enough to ensure continuity and regularity in the provision of those services.
Sistemi IT, ki jih uporablja izvajalec storitev sporočanja podatkov, bi morali biti dobro prilagojeni različnim vrstam dejavnosti, ki jih navedeni subjekti lahko opravljajo, in sicer objavi poročil o trgovanju, predložitvi poročil o poslu ali zagotavljanju stalnih informacij, ter dovolj zanesljivi, da zagotavljajo neprekinjeno in redno opravljanje navedenih storitev.
This includes ensuring that the data reporting services provider's IT systems are able to handle fluctuations in the amount of data which it must handle.
To vključuje zagotavljanje, da lahko sistemi IT izvajalca storitev sporočanja podatkov obvladujejo nihanja količin podatkov, ki jih morajo obdelati.
Such fluctuations, particularly unexpected increases in data flow, may adversely impact the effectiveness of the data reporting services provider's systems and as a result, its ability to publish or report complete and accurate information within the required timeframes.
Taka nihanja, zlasti nepričakovana povečanja pretoka podatkov, lahko škodijo učinkovitosti sistemov izvajalca storitev sporočanja podatkov in s tem njegovi zmožnosti objave ali sporočanja popolnih in točnih informacij v zahtevanih rokih.
In order to handle this, a data reporting services provider should periodically test its systems to ensure that they are robust enough to handle changes in operating conditions and sufficiently scalable.
Izvajalec storitev sporočanja podatkov bi moral zato redno preizkušati svoje sisteme za zagotovitev, da so dovolj zanesljivi za obravnavo sprememb pogojev poslovanja in jih je mogoče ustrezno nadgrajevati.
The backup facilities and arrangements established by a data reporting services provider should be sufficient to enable the data reporting services provider to deliver its services, even in the event of a disruptive incident.
Varnostne zmogljivosti in ureditve, ki jih vzpostavi izvajalec storitev sporočanja podatkov, bi mu morale omogočati opravljanje storitev tudi v primeru incidenta, ki povzroči motnje.
A data reporting services provider should establish maximum acceptable recovery times for critical functions that would apply in the event of a disruptive incident, which should allow compliance with the deadlines for reporting and disclosing the information.
Izvajalec storitev sporočanja podatkov bi moral določiti najdaljši sprejemljiv čas za obnovitev ključnih funkcij, ki bi bil dovoljen v primeru incidenta, ki povzroči motnje, in bi zagotavljal skladnost z roki za sporočanje in razkritje informacij.
To ensure that the data reporting services provider can provide its services, it should undertake an analysis of which tasks and activities are critical to the delivery of its services and of possible scenarios that may give rise to a disruptive incident, including taking steps to prevent and mitigate those situations.
Da izvajalec storitev sporočanja podatkov zagotovi izvajanje storitev, bi moral analizirati, katere naloge in dejavnosti so ključne za zagotavljanje storitev ter kateri morebitni scenariji bi lahko povzročili incident, ki povzroči motnjo, pri čemer sprejme ukrepe za preprečevanje in blaženje navedenih scenarijev.
Where a service disruption occurs, a data reporting services provider should notify the competent authority of its home Member State, any other relevant competent authorities, clients and the public as the disruption could also mean that those parties would not be able to fulfil their own regulatory obligations such as the duty to forward transaction reports to other competent authorities or to make public the details of executed transactions.
V primeru motnje storitve bi moral izvajalec storitev sporočanja podatkov o tem obvestiti pristojni organ matične države članice, vse ostale ustrezne pristojne organe, stranke in javnost, saj lahko motnja pomeni tudi, da navedene strani ne bodo mogle izpolniti svojih regulativnih obveznosti, kot je na primer dolžnost posredovanja poročil o poslu drugim pristojnim organom ali javne objave podrobnosti o izvršenih poslih.
The notification should allow those parties to make alternative arrangements for meeting their obligations.
Obvestilo bi moralo navedenim stranem omogočiti, da svoje obveznosti izpolnijo na druge načine.
The deployment of any IT systems' updates may potentially impact the effectiveness and robustness of the systems used for data service provision.
Namestitev morebitnih posodobitev sistemov IT lahko vpliva na učinkovitost in zanesljivost sistemov, ki se uporabljajo za zagotavljanje podatkovnih storitev.
To prevent that the operation of its IT system is at any time incompatible with its regulatory obligations, in particular that of having a sound security mechanism in place designed to guarantee the security of the means of transfer of information, minimise the risk of data corruption and to prevent information leakage before publication, a data reporting services provider should make use of clearly delineated development and testing methodologies to ensure that compliance and risk management controls embedded in the systems work as intended and that the system can continue to work effectively in all conditions.
Da se prepreči, da bi bilo delovanje sistema IT kadar koli neskladno z regulativnimi obveznosti, zlasti z obveznostjo vzpostavitve zanesljivih varnostnih mehanizmov, zasnovanih za zagotovitev varnosti načinov prenosa informacij, zmanjšanje tveganja za poškodbo podatkov in nepooblaščen dostop ter za preprečevanje uhajanja informacij pred objavo, bi moral izvajalec storitev sporočanja podatkov uporabiti jasno začrtane metodologije za razvoj in preizkušanje za zagotovitev, da kontrole za zagotavljanje skladnosti in obvladovanje tveganja, vključene v sisteme, delujejo pravilno in da lahko sistem učinkovito deluje v vseh pogojih.
Where a data reporting services provider undertakes a significant system change, it should notify the competent authority of its home Member State and other competent authorities, where relevant, so they can assess whether the update will impact their own systems and whether the conditions for authorisation continue to be met.
Če izvajalec storitev sporočanja podatkov zelo spremeni sistem, bi moral o tem obvestiti pristojni organ matične države članice in po potrebi druge pristojne organe, da lahko ocenijo, ali bo posodobitev vplivala na njihove sisteme in ali so pogoji za izdajo dovoljenja še vedno izpolnjeni.
Premature public disclosure, in the case of trade reports, or unauthorised disclosure in the case of transaction reports could provide an indication of trading strategy or reveal sensitive information such as the identity of the data reporting services provider's clients.
Prezgodno javno razkritje v primeru poročil o trgovanju ali nepooblaščeno razkritje v primeru poročil o poslu bi lahko razkrilo strategijo trgovanja ali občutljive informacije, kot je identiteta strank izvajalca storitev sporočanja podatkov.
Therefore, physical controls, such as locked facilities, and electronic controls including firewalls and passwords should be put in place by the data reporting services provider to ensure that only authorised personnel have access to the data.
Zato bi moral izvajalec storitev sporočanja podatkov vzpostaviti fizične kontrole, kot so zaklenjeni prostori, in elektronske kontrole, vključno s požarnimi zidovi in gesli, da dostop do podatkov zagotovi le pooblaščenemu osebju.
Breaches in the physical or electronic security of a data reporting services provider pose a threat to the confidentiality of client data.
Kršitve fizične ali elektronske varnosti izvajalca storitev sporočanja podatkov ogrožajo zaupnost podatkov strank.
Consequently, where such a breach occurs, a data reporting services provider should promptly notify the relevant competent authority as well as any clients which have been affected by the breach.
Zato bi moral izvajalec storitev sporočanja podatkov v primeru take kršitve o njej takoj obvestiti ustrezni pristojni organ ter vse stranke, na katere vpliva kršitev.
Notification to the competent authority of the home Member State is necessary to enable that competent authority to carry out its ongoing supervisory responsibilities with respect to whether the data reporting services provider is properly maintaining sound security mechanisms to guarantee the security of the information and to minimise the risk of data corruption and unauthorised access.
Nujno je treba obvestiti pristojni organ matične države članice, da se mu omogoči izvajanje tekočih odgovornosti v zvezi z nadzorom, ali izvajalec storitev sporočanja podatkov ustrezno vzdržuje zanesljive varnostne mehanizme za zagotavljanje varstva informacij in zmanjševanje tveganja za poškodbo podatkov in nepooblaščen dostop.
Other competent authorities which have a technical interface with the data reporting services provider should also be notified as they may be adversely affected, particularly where the breach relates to the means of transferring information between the data reporting services provider and the competent authority.
Obvestiti bi bilo treba tudi druge pristojne organe, ki si delijo tehnični vmesnik z izvajalcem storitev sporočanja podatkov, saj jim kršitev lahko škoduje, zlasti če je povezana z načini prenosa informacij med izvajalcem storitev sporočanja podatkov in pristojnim organom.
An investment firm which has transaction reporting obligations, known as a ‘reporting firm’, may choose to use a third party to submit transaction reports on its behalf to an ARM, that is a ‘submitting firm’.
Investicijsko podjetje z obveznostjo poročanja o poslih (v nadaljnjem besedilu: podjetje, ki sporoči informacije) lahko izbere tretjo osebo, ki v njegovem imenu predloži poročila o poslu ARM (v nadaljnjem besedilu: podjetje, ki predloži informacije).
By virtue of its role the submitting firm will have access to the confidential information that it is submitting.
Podjetje, ki predloži informacije, ima zaradi svoje vloge dostop do zaupnih informacij, ki jih predloži.
However, the submitting firm should not be entitled to access any other data about the reporting firm or the reporting firm's transactions which are held at the ARM.
Vendar podjetje, ki predloži informacije, ne bi smelo imeti dostopa do drugih podatkov o podjetju, ki sporoči informacije, ali podatkov o njegovih poslih, ki jih ima ARM.
Such data may relate to transaction reports which the reporting firm has submitted itself to the ARM or which it has sent to another submitting firm to send to the ARM.
Taki podatki se lahko nanašajo na poročila o poslu, ki jih je podjetje, ki sporoči informacije, samo predložilo ARM ali ki jih je poslalo drugemu podjetju, ki predloži informacije, to pa jih je nato posredovalo ARM.
This data should not be accessible to the submitting firm as it may contain confidential information such as the identity of the reporting firm's clients.
Podjetje, ki predloži informacije, ne bi smelo imeti dostopa do teh podatkov, saj lahko vsebujejo zaupne informacije, kot je na primer identiteta strank podjetja, ki sporoči informacije.
A data reporting services provider should monitor that the data it is publishing or submitting is accurate and complete and should ensure that it has mechanisms for detecting errors or omissions caused by the client or itself.
Izvajalec storitev sporočanja podatkov bi moral spremljati, da so podatki, ki jih objavi ali predloži, točni in popolni, ter zagotoviti mehanizme za odkrivanje svojih napak ali izpustov oziroma napak ali izpustov stranke.
In the case of an ARM, this can include reconciliations of a sample population of data submitted to the ARM by an investment firm or generated by the ARM on the investment firm's behalf with the corresponding data provided by the competent authority.
V primeru ARM lahko to vključuje uskladitve vzorčne populacije podatkov, ki jih ARM predloži investicijsko podjetje ali pa jih ARM ustvari v imenu investicijskega podjetja, z ustreznimi podatki, ki jih zagotovi pristojni organ.
The frequency and extent of such reconciliations should be proportionate to the volume of data handled by the ARM and the extent to which it is generating transaction reports from clients' data or passing on transaction reports completed by clients.
Pogostost in obseg takih uskladitev bi morala biti sorazmerna s količino podatkov, ki jih obdela ARM, in obsegom, do katerega na podlagi podatkov strank ustvari poročila o poslu ali posreduje poročila o poslu, ki jih izpolnijo stranke.
In order to ensure timely reporting that is free of errors and omissions an ARM should continuously monitor the performance of its systems.
ARM bi moral za zagotovitev pravočasnega poročanja brez napak in izpustov stalno spremljati delovanje svojih sistemov.
Where an ARM itself causes an error or omission, it should correct this information without delay as well as notify the competent authority of its home Member State and any competent authority to which it submits reports of the error or omission as those competent authorities have an interest in the quality of the data being submitted to them.
Če napako ali izpust povzroči ARM, bi moral te informacije takoj popraviti ter o napaki ali izpustu obvestiti pristojni organ matične države članice in vsak pristojni organ, kateremu predloži poročila, saj navedene pristojne organe zanima kakovost podatkov, ki se jim predložijo.
The ARM should also notify its client of the error or omission and provide updated information to the client so that the client's internal records may be aligned with the information which the ARM has submitted to the competent authority on the client's behalf.
ARM bi moral o napaki ali izpustu obvestiti tudi svojo stranko in ji zagotoviti posodobljene informacije, da lahko stranka uskladi svoje notranje evidence z informacijami, ki jih je ARM v strankinem imenu predložil pristojnemu organu.
APAs and CTPs should be able to delete and amend the information which they receive from an entity providing them with information to deal with situations where in exceptional circumstances the reporting entity is experiencing technical difficulties and cannot delete or amend the information itself.
APA in CTP bi bilo treba omogočiti, da izbrišejo in spremenijo informacije, ki jih prejmejo od subjekta, ki sporoči informacije, da se lahko spopadejo s primeri, ko se v izjemnih okoliščinah subjekt, ki sporoči informacije, srečuje s tehničnimi težavami in ne more sam izbrisati ali spremeniti informacij.
However, APAs and CTPs should not otherwise be responsible for correcting information contained in published reports where the error or omission was attributable to the entity providing the information.
Vendar APA in CTP ne bi smeli biti odgovorni za popravljanje informacij v objavljenih poročilih, če se napaka ali izpust pripiše subjektu, ki sporoči informacije.
This is due to the fact that APAs and CTPs cannot know with certainty whether a perceived error or omission is indeed incorrect since they were not party to the executed trade.
APA in CTP ne morejo zagotovo vedeti, ali je opažena napaka ali izpust dejansko nepravilen, saj niso bile stranke pri izvršenem poslu.
To facilitate reliable communication between an APA and the investment firm reporting a trade, particularly in relation to cancellations and amendments of specific transactions, an APA should include in the confirmation messages to reporting investment firms the transaction identification code that has been assigned by the APA when making the information public.
Da se omogoči zanesljiva komunikacija med APA in investicijskim podjetjem, ki poroča o poslu, zlasti v zvezi s preklici in spremembami posameznih poslov, bi moral APA v sporočila o potrditvi za investicijska podjetja, ki sporočijo informacije, vključiti identifikacijsko kodo posla, ki jo je APA dodelil ob objavi informacij.
To comply with its reporting obligation under Regulation (EU) No 600/2014 of the European Parliament and of the Council [2], an ARM should ensure the smooth flow of information to and from a competent authority, including the ability to transfer reports and deal with rejected reports.
Da izpolni obveznost poročanja iz Uredbe (EU) št. 600/2014 Evropskega parlamenta in Sveta [2], bi moral ARM zagotoviti neoviran pretok informacij od pristojnega organa in do njega, vključno z zmožnostjo prenosa poročil in obravnave zavrnjenih poročil.
The ARM should therefore be able to demonstrate that it can comply with the technical specifications set out by the competent authority regarding the interface between the ARM and the competent authority.
ARM bi zato moral dokazati, da lahko zagotovi skladnost s tehničnimi specifikacijami, ki jih pristojni organ določi za vmesnik med ARM in pristojnim organom.
A data reporting services provider should also ensure that it stores the transaction and trade reporting information which it handles for a sufficiently long period of time in order to facilitate the retrieval of historical information by competent authorities.
Izvajalec storitev sporočanja podatkov bi moral zagotoviti tudi shranjevanje informacij iz poročanja o poslu in trgovanju, ki jih hrani dovolj dolgo, da pristojnim organom omogoči priklic preteklih informacij.