natgillin/translations-raw huggingface dataset:
A CSD shall regularly evaluate and, where necessary, adjust the system for the management of operational risk.
CDD redno ocenjuje in po potrebi prilagaja sistem za upravljanje operativnih tveganj.
A CSD shall periodically test and review the operational arrangements, policies and procedures with users.
CDD redno testira in pregleduje operativne ureditve, politike in postopke z uporabniki.
The testing and review shall also be performed where substantive changes occur to the securities settlement system operated by the CSD or after operational incidents that affect the smooth provision of services by the CSD.
Testiranje in pregled se izvedeta tudi, kadar je prišlo do bistvenih sprememb sistema poravnave vrednostnih papirjev, ki ga upravlja CDD, ali po operativnih incidentih, ki vplivajo na nemoteno opravljanje storitev CDD.
A CSD shall ensure that data flows and processes associated with the operational risk-management system are accessible to the auditors without delay.
CDD zagotovi, da so tokovi podatkov in postopki v zvezi s sistemom za upravljanje operativnih tveganj takoj dostopni revizorjem.
Article 74
Člen 74
Mitigation of operational risk through insurance
Zmanjševanje operativnih tveganj z zavarovanjem
A CSD may only contract insurance to mitigate the operational risks referred to in this Chapter where the measures referred to in this Chapter do not fully mitigate operational risks.
CDD lahko sklene zavarovanje za zmanjšanje operativnih tveganj iz tega poglavja samo, kadar ukrepi iz tega poglavja ne zmanjšajo operativnih tveganj v celoti.
IT systems
Sistemi IT
Article 75
Člen 75
IT tools
Orodja IT
A CSD shall ensure that its information technology (IT) systems are well-documented and that they are designed to cover the CSD's operational needs and the operational risks that the CSD faces.
CDD zagotovi, da so njeni sistemi informacijske tehnologije (v nadaljnjem besedilu: sistemi IT) dobro dokumentirani in da so zasnovani tako, da pokrivajo operativne potrebe CDD in operativna tveganja, ki jim je izpostavljena.
The CSD IT systems shall be:
Sistemi IT CDD so:
resilient, including in stressed market conditions;
odporni, tudi v izjemnih tržnih razmerah;
have sufficient capacity to process additional information as a result of increasing settlement volumes;
dovolj zmogljivi, da lahko obdelajo dodatne informacije v primeru povečanega obsega poravnav;
achieve the service level objectives of the CSD.
skladni s cilji CDD glede ravni storitev.
A CSD systems shall have sufficient capacity to process all transactions before the end of the day even in circumstances where a major disruption occurs.
Sistemi CDD so dovolj zmogljivi za obdelavo vseh poslov pred koncem dneva, tudi kadar pride do večje motnje.
A CSD shall have procedures for ensuring sufficient capacity of its IT systems, including in the case of the introduction of new technology.
CDD ima postopke za zagotovitev zadostne zmogljivosti sistemov IT, tudi v primeru uvedbe nove tehnologije.
A CSD shall base its IT systems on internationally recognised technical standards and industry best practices.
CDD zasnuje svoje sisteme IT v skladu z mednarodno priznanimi tehničnimi standardi in sektorskimi dobrimi praksami.
A CSD's IT systems shall ensure that any data at the disposal of the CSD is protected from loss, leakage, unauthorised access, poor administration, inadequate record-keeping, and other processing risks.
Sistemi IT CDD zagotavljajo, da so vsi podatki, s katerimi razpolaga CDD, zaščiteni pred izgubo, razkritjem, nepooblaščenim dostopom, slabim upravljanjem, neustreznim vodenjem evidenc in drugimi tveganji v zvezi z obdelavo.
A CSD's information security framework shall outline the mechanisms that the CSD have in place to detect and prevent cyber-attacks.
V okviru CDD za varovanje informacij so opisani mehanizmi CDD za odkrivanje in preprečevanje kibernetskih napadov.
The framework shall also outline the CSD's plan in response to cyber-attacks.
V okviru je opisan tudi načrt CDD za odziv na kibernetske napade.
The CSD shall subject its IT systems to stringent testing by simulating stressed conditions before those systems are used for the first time, after making significant changes to the systems and after a major operational disruption has occurred.
CDD po bistvenih spremembah sistemov in večjih motnjah poslovanja pred prvo uporabo teh sistemov strogo testira sisteme IT s simulacijo izjemnih pogojev.
A CSD shall, as appropriate, involve in the design and conduct of these tests:
Kot je primerno, CDD v zasnovo in izvajanje teh testov vključi:
users;
uporabniki;
critical utilities and critical service providers;
izvajalcev ključnih javnih in drugih storitev;
other CSDs;
drugih CDD;
other market infrastructures;
drugih tržnih infrastruktur;
any other institutions with which interdependencies have been identified in the business continuity policy.
vse druge institucije, v zvezi s katerimi so bile v politiki neprekinjenega poslovanja ugotovljene soodvisnosti.
The information security framework shall include:
Okvir za varovanje informacij vključuje:
reliable networks and procedures for accurate and prompt data transmission without major disruptions; and
zanesljiva omrežja in postopke za natančno in hitro posredovanje podatkov brez večjih motenj in
The CSD shall have arrangements for the selection and substitution of IT third party service providers, CSD's timely access to all necessary information, as well as proper controls and monitoring tools.
CDD ima ureditve za izbiro in zamenjavo zunanjih ponudnikov storitev IT, pravočasen dostop CDD do vseh potrebnih informacij ter ustrezne kontrole in orodja za spremljanje.
The CSD shall ensure that the IT systems and the information security framework concerning the CSD's core services are reviewed at least annually and are subject to audit assessments.
CDD zagotovi, da se sistemi IT in okvir za varovanje informacij v zvezi z osnovnimi storitvami CDD pregledajo vsaj enkrat letno in da se zanje izvaja revizijska ocena.
The results of the assessments shall be reported to the CSD's management body and to the competent authority.
Rezultati ocen se sporočijo organu upravljanja CDD in pristojnemu organu.
Article 76
Člen 76
A CSD shall have a business continuity policy and associated disaster recovery plan that is:
CDD ima politiko neprekinjenega poslovanja in povezan načrt za sanacijo po nesreči, ki:
approved by the management body;
ga odobri upravljalni organ;
subject to audit reviews that shall be reported to the management body.
se pregleduje z revizijskimi pregledi, o katerih se poroča upravljalnemu organu.
A CSD shall ensure that the business continuity policy:
CDD zagotovi, da so v politiki neprekinjenega poslovanja:
identifies all its critical operations and IT systems and provides for a minimum service level to be maintained for those operations;
opredeljeni vse kritične dejavnosti in sistemi IT ter določena minimalna raven storitev, ki se mora vedno zagotavljati za te dejavnosti;
includes the CSD's strategy and objectives to ensure the continuity of operations and systems referred to in point (a);
vključeni strategija in cilji CDD za zagotavljanje neprekinjenega poslovanja in delovanja sistemov iz točke (a);
takes into account any links and interdependencies to at least:
upoštevane vse povezave in soodvisnosti vsaj z:
defines and documents the arrangements to be applied in the event of a business continuity emergency or major disruption of the CSD's operations in order to ensure a minimum service level of critical functions of the CSD;
določene in dokumentirane ureditve, ki se v primeru izrednih razmer v zvezi z neprekinjenim poslovanjem ali v primeru večje motnje v poslovanju CDD uporabljajo za zagotavljanje minimalne ravni storitev kritičnih dejavnosti CDD;
identifies the maximum acceptable period of time which critical functions and IT systems may be out of use.
opredeljeno najdaljše sprejemljivo obdobje, v katerem so lahko kritične dejavnosti in sistemi IT nerazpoložljivi.
A CSD shall take all reasonable steps to ensure that settlement is completed by the end of the business day even in case of a disruption, and that all the users' positions at the time of the disruption are identified with certainty in a timely manner.
CDD sprejme vse razumne korake za zagotovitev, da se poravnave zaključijo do konca delovnega dne, tudi v primeru motnje, in da se zanesljivo in pravočasno določijo vse pozicije uporabnikov v trenutku motnje.
Article 77
Člen 77
Business impact analysis
Analiza poslovnih učinkov
A CSD shall conduct a business impact analysis to:
CDD izvede analizo poslovnih učinkov, da:
prepare a list with all the processes and activities that contribute to the delivery of the services it provides;
pripravi seznam vse postopkov in dejavnosti, ki prispevajo k izvajanju njenih storitev;
identify and create an inventory of all the components of its IT system that support the processes and activities identified in point (a) as well as their respective interdependencies;
določi in ustvari popis vseh komponent svojega sistema IT, ki podpirajo postopke in dejavnosti iz točke (a) ter njihove povezane soodvisnosti;
identify and document qualitative and quantitative impacts of a disaster recovery scenario to each process and activity referred to in point (a) and how the impacts change over time in case of disruption;
določi in dokumentira kvalitativne in kvantitativne učinke scenarija sanacije po nesreči za vsak postopek in dejavnost iz točke (a) ter kako se učinki spreminjajo s časom v primeru motnje;
define and document the minimum service levels considered acceptable and adequate from the perspective of the users of the CSD;
določi in dokumentira minimalne ravni storitev, ki se štejejo za sprejemljive in zadostne z vidika uporabnikov CDD;
identify and document the minimum resource requirements concerning personnel and skills, work space and IT to perform each critical function at the minimum acceptable level.
določi in dokumentira minimalne zahteve glede virov v smislu kadrov in kvalifikacij, delovnih prostorov in IT za izvajanje vsake kritične dejavnosti na minimalni sprejemljivi ravni.
A CSD shall conduct a risk analysis to identify how various scenarios affect the continuity of its critical operations.
CDD izvede analizo tveganj, da določi, kako različni scenariji vplivajo na neprekinjeno zagotavljanje njenih kritičnih dejavnosti.
A CSD shall ensure that its business impact analysis and risk analysis fulfil all of the following requirements:
CDD zagotovi, da njena analiza poslovnih učinkov in analiza tveganj izpolnjujeta vse naslednje zahteve:
they are kept up to date;
se posodabljata;
they are reviewed following a material incident or significant operational changes and, at least, annually;
se pregledata po vsakem pomembnejšem incidentu ali bistvenih spremembah poslovanja, sicer pa vsaj enkrat letno;
they take into account all relevant developments, including market and IT developments.
upoštevata vse ustrezne dogodke, vključno z dogajanji na trgu in razvojem IT.
Article 78
Člen 78
Disaster recovery
Sanacija po nesreči
A CSD shall have in place arrangements to ensure the continuity of its critical operations in disaster scenarios, including natural disasters, pandemic situations, physical attacks, intrusions, terrorist attacks, and cyber-attacks.
CDD ima vzpostavljene ureditve za zagotovitev neprekinjenega izvajanja svojih kritičnih dejavnosti v scenarijih nesreč, vključno z naravnimi nesrečami, pandemijami, fizičnimi napadi, vdori, terorističnimi napadi in kibernetskimi napadi.
Those arrangements shall ensure:
Te ureditve zagotavljajo:
the availability of adequate human resources;
razpoložljivost ustreznih kadrov;
the availability of sufficient financial resources;
razpoložljivost zadostnih finančnih sredstev;
the failover, recovery and resuming of operations in a secondary processing site.
samodejni preklop, ponovno vzpostavitev in nadaljevanje dejavnosti na sekundarni lokaciji za obdelavo.
The CSD's disaster recovery plan shall identify and include a recovery-time objective for critical operations and determine for each critical operation the most suitable recovery strategies.
V načrtu CDD za sanacijo po nesreči je opredeljen in vključen cilj glede časa do ponovne vzpostavitve delovanja kritičnih dejavnosti ter določene najprimernejše strategije za sanacijo za vsako kritično dejavnost.
A CSD shall ensure that two hours from a disruption, it is capable of resuming its critical operations.
Navedene ureditve zagotavljajo vsaj, da so v izjemnih primerih dosežene dogovorjene ravni storitev.
In determining the recovery times for each operation, the CSD shall take into account the potential overall impact on the market efficiency.
CDD razpolaga vsaj s sekundarno lokacijo za obdelavo z zadostnimi viri, zmogljivostmi in funkcionalnostmi ter ustrezno kadrovsko ureditvijo, ki ustrezajo operativnim potrebam CDD in tveganjem, ki jim je izpostavljena, da je zagotovljeno neprekinjeno izvajanje kritičnih operacij vsaj v primeru, da glavna lokacija poslovanja ni na voljo.
Those arrangements shall at least ensure that, in extreme scenarios, agreed service levels are met.
Sekundarna lokacija za obdelavo:
A CSD shall maintain at least a secondary processing site with sufficient resources, capabilities, functionalities and staffing arrangements, which are adequate to the CSD's operational needs and risks that the CSD faces in order to ensure continuity of critical operations, at least in case the main location of business is not available.
zagotavlja raven storitev, ki je potrebna za zagotovitev, da CDD izvaja kritične dejavnosti v skladu s ciljem glede časa do ponovne vzpostavitve delovanja;
The secondary processing site shall:
je na taki geografski razdalji od primarne lokacije za obdelavo, ki sekundarni lokaciji za obdelavo omogoča, da ima drugačen profil tveganja in onemogoča, da bi nanjo vplival isti dogodek kot na primarni lokaciji za obdelavo;
provide the level of services necessary to ensure that the CSD performs its critical operations within the recovery time objective;
je takoj dostopna zaposlenim CDD, da se lahko zagotovi neprekinjeno delovanje njenih kritičnih dejavnosti, če primarna lokacija za obdelavo ni na voljo.
be located at a geographical distance from the primary processing site that allows the secondary processing site to have a distinct risk profile and prevents it from being affected by the event affecting the primary processing site;
CDD zasnuje in ohranja podrobne postopke in načrte v zvezi z:
is immediately accessible by the CSD's staff in order to ensure continuity of its critical operations where the primary processing site is not available.
opredelitvijo, beleženjem in poročanjem vseh motenj delovanja CDD;
A CSD shall develop and maintain detailed procedures and plans concerning:
ukrepi za odziv na operativne incidente in izredne razmere;
the identification, logging and reporting of all disruptive events for the operations of the CSD;
oceno škode in ustreznimi načrti za uporabo ukrepov za odziv iz točke (b);
response measures to operational incidents and emergency situations;
obvladovanjem kriznih razmer in komunikacijo v kriznih razmerah, vključno z ustreznimi kontaktnimi točkami, za zagotovitev, da se zadevnim deležnikom in pristojnim organom posredujejo zanesljive in ažurne informacije;
the assessment of damages, and appropriate plans for activating the response measures referred to in point (b);
aktivacijo in prehodom na alternativne operativne in poslovne lokacije;
crisis management and communications, including appropriate contact points, to ensure that reliable and up to date information is transmitted to relevant stakeholders and the competent authority;
obnovitvijo sistemov IT, vključno z aktivacijo sekundarne lokacije IT za obdelavo in samodejnim preklopom.
the activation and transition to alternative operational and business sites;
Člen 79
IT recovery, including activation of the secondary IT processing site and failover.
Testiranje in spremljanje
Article 79
CDD spremlja svojo politiko neprekinjenega poslovanja in načrt za sanacijo po nesreči ter ju testira vsaj enkrat letno.
Testing and monitoring
CDD politiko neprekinjenega poslovanja in načrt za sanacijo po nesreči testira tudi po bistvenih spremembah sistemov ali povezanih dejavnosti, da zagotovi, da sistemi in operacije dosegajo cilje CDD.
A CSD shall monitor its business continuity policy and disaster recovery plan and test them at least annually.
CDD te teste načrtuje in dokumentira, testi pa vključujejo:
The CSD shall also test its business continuity policy and disaster recovery plan after substantive changes to the systems or related operations in order to ensure that the systems and operations achieve the CSD objectives.
scenarije velikih nesreč;
The CSD shall plan and document these tests, which shall include:
preklapljanje med primarno in sekundarno lokacijo za obdelavo;
scenarios of large scale disasters;
kakor je primerno, udeležbo:
switchovers between the primary processing site and secondary processing site;
uporabnikov CDD;
the participation of, as appropriate:
vseh drugih institucij, v zvezi s katerimi so bile v politiki neprekinjenega poslovanja ugotovljene soodvisnosti.
users of the CSD;
Člen 80
any other institution with which interdependencies have been identified in the business continuity policy.
Vzdrževanje
Article 80
CDD redno pregleduje in dopolnjuje svojo politiko neprekinjenega poslovanja in načrt za sanacijo po nesreči.
Maintenance
Pregled vključuje vse kritične dejavnosti CDD in določa najprimernejšo strategijo za sanacijo teh dejavnosti.
A CSD shall regularly review and update its business continuity policy and disaster recovery plan.
CDD pri posodobitvi politike neprekinjenega poslovanja in načrta za sanacijo po nesreči upošteva rezultate testov in priporočila iz revizijskih pregledov in priporočila pristojnega organa.
The review shall include all critical operations of a CSD and provide for the most suitable recovery strategy for those operations.
CDD pregleda svojo politiko neprekinjenega poslovanja in načrt za sanacijo po nesreči po vsaki bistveni motnji pri poslovanju.
When updating the business continuity policy and disaster recovery plan, a CSD shall take into consideration the outcome of the tests and recommendations from the audit reviews and from the competent authority.
Z navedenim pregledom se ugotovijo vzroki za motnjo in vse potrebne izboljšave pri poslovanju CDD, v politiki neprekinjenega poslovanja in v načrtu za sanacijo po nesreči.
A CSD shall review its business continuity policy and disaster recovery plan after every significant disruption of its operations.
POGLAVJE XI
That review shall identify the causes of the disruption and any required improvement to the CSD's operations, the business continuity policy and disaster recovery plan.
NALOŽBENA POLITIKA
CHAPTER XI
(člen 46(2), (3) in (5) Uredbe (EU) št. 909/2014)
INVESTMENT POLICY
Člen 81
(Article 46(2), (3) and (5) of Regulation (EU) No 909/2014)
Visoko likvidni instrumenti z minimalnim tržnim in kreditnim tveganjem
Article 81
Finančni instrumenti se štejejo za visoko likvidne z minimalnim tržnim in kreditnim tveganjem, če so dolžniški instrumenti, ki izpolnjujejo naslednje pogoje:
Highly liquid instruments with minimal market and credit risk
izda jih ali zanje jamči:
Financial instruments shall be considered highly liquid with minimal credit and market risk where they are debt instruments meeting the following conditions:
vlada;
they are issued or guaranteed by:
centralna banka;
a government;
multilateralna razvojna banka, navedena v členu 117 Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta [8];
a central bank;
evropski instrument za finančno stabilnost ali evropski mehanizem za stabilnost;
a multilateral development bank as listed under Article 117 of Regulation (EU) No 575/2013 of the European Parliament and of the Council [8];
CDD lahko pristojnemu organu dokaže, da imajo finančni instrumenti na podlagi ustrezne notranje ocene CDD nizko tržno in kreditno tveganje;
the European Financial Stability Facility or the European Stability Mechanism;
denominirani so v kateri koli od naslednjih valut:
the CSD can demonstrate to the competent authority that the financial instruments have low credit and market risk based upon an internal assessment by the CSD;
valuti, v kateri se poravnavajo posli v sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD;
they are denominated in any of the following currencies:
vseh drugih valutah, katerih tveganja je sposobna upravljati CDD;
a currency in which transactions are settled in the securities settlement system operated by the CSD;
so prosto prenosljivi, brez kakršnih koli regulativnih omejitev ali zahtevkov tretjih oseb, ki bi ovirali njihovo unovčenje;
any other currency the risks of which the CSD is able to manage.
za njih je na voljo delujoč trg za neposredno prodajo ali trg za posle začasne prodaje/začasnega nakupa z raznoliko skupino kupcev in prodajalcev, tudi v izjemnih razmerah, CDD pa lahko do njega zanesljivo dostopa;
they are freely transferable and without any regulatory constraint or third party claims that impair liquidation;
za te instrumente so redno javno na voljo zanesljivi podatki o cenah.
they have an active outright sale or repurchase market, with a diverse group of buyers and sellers, including in stressed conditions, and to which the CSD has reliable access;
Za namene točke (b) CDD pri pripravi ocene uporabi opredeljeno in objektivno metodologijo, ki se ne zanaša izključno na zunanja mnenja in ki upošteva tveganje v zvezi z dejstvom, da ima izdajatelj sedež v določeni državi.
reliable price data on these instruments are publicly available on a regular basis;
Z odstopanjem od odstavka 1 se pogodbe o izvedenih finančnih instrumentih štejejo za visoko likvidne finančne instrumente z minimalnim tržnim in kreditnim tveganjem, če so izpolnjeni naslednji pogoji:
For the purposes of point (b), in performing the assessment the CSD shall employ a defined and objective methodology that shall not exclusively rely on external opinions and that takes into consideration the risk arising from the establishment of the issuer in a particular country
sklenejo se z namenom varovanja pred valutnim tveganjem, ki izhaja iz izvajanja poravnav v sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD, v več kot eni valuti, ali pred obrestnim tveganjem, ki lahko vpliva na sredstva CDD, ter v obeh primerih izpolnjujejo pogoje za razvrstitev kot pogodba za varovanje pred tveganji v skladu z mednarodnimi standardi računovodskega poročanja (MSRP), sprejetimi v skladu s členom 3 Uredbe (ES) št. 1606/2002 Evropskega parlamenta in Sveta [9];
By way of derogation to paragraph 1, derivative contracts shall be considered highly liquid financial instruments with minimal credit and market risk where the following conditions are met:
za te pogodbe o izvedenih finančnih instrumentih se redno objavljajo zanesljivi podatki o cenah;
they are entered into for the purpose of hedging currency risk arising from the settlement in more than one currency in the securities settlement system operated by the CSD or interest rate risk that may affect CSD assets and, in both cases, qualify as a hedging contract pursuant to International Financial Reporting Standards (IFRS) adopted in accordance with Article 3 of Regulation (EC) No 1606/2002 of the European Parliament and of the Council [9];
sklepajo se za točno določeno obdobje, potrebno za zmanjšanje valutnega ali obrestnega tveganja, ki mu je izpostavljena CDD.
reliable price data is published on a regular basis for those derivative contracts;
Člen 82
they are concluded for the specific period of time necessary to reduce the currency or interest rate risk to which the CSD is exposed.
Ustrezen časovni okvir za dostop do sredstev
Article 82
CDD ima takojšen in brezpogojen dostop do denarnih sredstev.
Appropriate timeframe for access to assets
CDD ima dostop do finančnih instrumentov isti delovni dan, ko je sprejeta odločitev o unovčenju finančnih instrumentov.
A CSD shall have immediate and unconditional access to cash assets.
CDD za namene odstavkov 1 in 2 vzpostavi postopke za zagotavljanje, da lahko dostopa do denarnih sredstev in finančnih instrumentov v časovnih okvirih iz teh odstavkov.