natgillin/translations-raw huggingface dataset:
by types of financial instruments referred to in point (d)(i);
po vrstah finančnih instrumentov iz točke (d)(i);
the total number and the values of the settlement instructions against payment and the total number and the values of the free of payment (FOP) settlement instructions settled in each securities settlement system operated by the CSD;
skupno število in vrednost navodil za poravnavo proti plačilu ter skupno število in vrednost navodil za poravnavo brez sočasnega plačila (FOP), poravnanih v vsakem sistemu poravnave vrednostnih papirjev, ki ga upravlja CDD;
the total number and the values of the settlement instructions categorised as follows:
skupno število in vrednost navodil za poravnavo, razvrščeno, kot sledi:
by country of the incorporation of the participant;
po državi sedeža udeleženca;
by settlement currency;
po valuti poravnave;
by type of settlement instructions, as follows:
po vrstah navodil za poravnavo, ki so naslednje:
a free of payment (FOP) settlement instructions that consist of deliver free of payment (DFP) and receive free of payment (RFP) settlement instructions,
navodila za poravnavo brez sočasnega plačila (FOP), ki vključujejo navodila za poravnavo po načelu dostava brez plačila (DFP) in prejem brez plačila (RFP),
delivery versus payment (DVP) and receive versus payment (RVP) settlement instructions,
navodila za poravnavo po načelu dostava proti plačilu (DVP) in prejem proti plačilu (RVP),
delivery with payment (DWP) and receive with payment (RWP) settlement instructions,
navodila za poravnavo po načelu dostava s plačilom (DWP) in prejem s plačilom (RWP),
payment free of delivery (PFOD) settlement instructions;
navodila za poravnavo po načelu plačilo brez dostave (PFOD);
for settlement instructions against payment, by whether the cash leg is settled in accordance with Article 40(1) of Regulation (EU) No 909/2014 or in accordance with Article 40(2) of Regulation (EU) No 909/2014;
za navodila za poravnavo proti plačilu po tem, ali se denarna stran posla poravna v skladu s členom 40(1) Uredbe (EU) št. 909/2014 v povezavi s členom 40(2) Uredbe (EU) št. 909/2014;
the number and value of buy-in transactions referred to in Article 7(3) of Regulation (EU) No 909/2014;
število in vrednost poslov kritnega nakupa iz člena 7(3) Uredbe (EU) št. 909/2014;
the number and amount of penalties referred to in Article 7(2) of Regulation (EU) No 909/2014 per participant;
število in znesek kazni iz člena 7(2) Uredbe (EU) št. 909/2014 na udeleženca;
the total value of securities borrowing and lending operations processed by the CSD acting as an agent or as principal for each type of financial instruments referred to in point (d)(i);
skupno vrednost poslov izposojanja in posojanja vrednostnih papirjev, ki jih je obdelala CDD v vlogi agenta ali principala, za vsako vrsto finančnih instrumentov iz točke (d)(i);
the total value of settlement instructions settled via each CSD link, specifying whether the CSD is the requesting CSD or the receiving CSD;
skupno vrednost navodil za poravnavo, poravnanih prek vsake povezave med CDD, pri čemer se navede, ali je CDD vložnica ali prejemnica zahteve;
the value of guarantees and commitments received or provided by the CSD related to securities borrowing and lending operations;
vrednost garancij in drugih jamstev, ki jih je CDD prejela ali dala v zvezi s posli izposojanja in posojanja vrednostnih papirjev;
the value of treasury activities involving foreign exchange and transferable securities related to managing participants' long balances including categories of institutions whose long balances are managed by the CSD;
vrednost zakladniških poslov v zvezi s tujo valuto in prenosljivimi vrednostnimi papirji, povezanih z upravljanjem dolgoročnih bilanc udeležencev, vključno s kategorijami institucij, katerih dolgoročne bilance upravlja CDD;
the number of reconciliation processes revealing undue creations or deletions of securities as referred to in Article 65(2) where those processes concern securities issues recorded in securities accounts centrally and not centrally maintained by the CSD;
število postopkov usklajevanja, ki so razkrili nedovoljeno ustvarjanje ali izbrise vrednostnih papirjev, kot je navedeno v členu 65(2), kadar se ti postopki nanašajo na izdaje vrednostnih papirjev, evidentirane na računih vrednostnih papirjev, ki jih vodi CDD centralno ali necentralno;
the mean, median, and mode for the length of time taken to remedy the error identified according to Article 65(2).
sredino, mediano in modus za čas, potreben za odpravo napake, ugotovljene v skladu s členom 65(2).
The values referred to in points (g), (h) and (l) of subparagraph 1 shall be calculated as follows:
Vrednosti iz točk (g), (h) in (l) iz pododstavka 1 se izračunajo, kot sledi:
in the case of settlement instructions against payment, the settlement amount of the cash leg;
v primeru navodil za poravnavo proti plačilu je to znesek poravnave denarne strani posla;
in the case of FOP settlement instructions, the market value of the financial instruments or, where not available, the nominal value of the financial instruments.
v primeru navodil za poravnavo brez sočasnega plačila (FOP) je to tržna vrednost finančnih instrumentov ali nominalna vrednost finančnih instrumentov, če tržna ni na voljo.
The market value referred to in paragraph 1 shall be calculated on the last day of the review period as follows:
Tržna vrednost iz odstavka 1 se izračuna na zadnji dan obdobju pregleda, kot sledi:
for financial instruments referred to in Article 3(1) of Regulation (EU) No 600/2014 of the European Parliament and of the Council [7] admitted to trading on a trading venue within the Union, the market value shall be the closing price of the most relevant market in terms of liquidity referred to in Article 4(6)(b) of that Regulation;
za finančne instrumente iz člena 3(1) Uredbe (EU) št. 600/2014 Evropskega parlamenta in Sveta [7], sprejete v trgovanje na mestu trgovanja v Uniji, je tržna vrednost končna cena na najpomembnejšem trgu, kar zadeva likvidnost, iz člena 4(6)(b) navedene uredbe;
for financial instruments admitted to trading on a trading venue within the Union other than those referred to in point (a), the market value shall be the closing price derived from the trading venue within the Union with the highest turnover;
za finančne instrumente, sprejete v trgovanje na mestu trgovanja v Uniji, razen tistih iz točke (a) je tržna vrednost končna cena, dobljena na mestu trgovanja v Uniji z največjim prometom;
for financial instruments other than those referred to in points (a) and (b) the market value shall be determined on the basis of a price calculated using a pre-determined methodology that refers to criteria related to market data, such as market prices available across trading venues or investment firms.
za finančne instrumente razen tistih iz točk (a) in (b) se tržna vrednost določi na podlagi cene, izračunane z uporabo vnaprej določene metodologije, ki uporablja merila v zvezi s tržnimi podatki, kot so tržne cene, ki so na voljo na različnih mestih trgovanja ali pri investicijskih podjetjih.
The CSD shall provide the values referred to in paragraph 1 in the currency in which the securities are denominated, settled or in which credit is extended.
CDD navede vrednosti iz odstavka 1 v valuti, v kateri so denominirani ali poravnani vrednostni papirji oziroma v kateri se zagotovi kredit.
The competent authority may request the CSD to provide these values in the currency of the home Member State of the CSD or in euro.
Pristojni organ lahko od CDD zahteva, da te vrednosti navede v valuti domače države članice CDD ali v eurih.
For the purposes of statistical reporting by a CSD, the competent authority may determine algorithms or principles for data aggregation.
Pristojni organ lahko za namene statističnega poročanja s strani CDD določi algoritme in načela za združevanje podatkov.
Article 43
Člen 43
Documents provided by the CSD to the competent authority pursuant to Article 41 shall indicate the following:
V dokumentih, ki jih CDD zagotovi pristojnemu organu v skladu s členom 41, je navedeno naslednje:
whether a document is provided for the first time or is a document that has already been provided and has been updated during the review period;
ali je dokument predložen prvič ali gre za dokument, ki je že bil predložen in je bil v obdobju pregleda posodobljen;
the unique reference number of the document assigned by the CSD;
edinstvena referenčna številka dokumenta, ki mu jo pripiše CDD;
the title of the document;
naslov dokumenta;
the chapter, section or page of the document where changes have been introduced during the review period and any additional explanation in relation to the changes introduced during the review period.
poglavje, oddelek ali stran dokumenta, kjer so bile v obdobju pregleda izvedene spremembe, ter vsa dodatna pojasnila v zvezi s spremembami, izvedenimi v obdobju pregleda.
Article 44
Člen 44
Information to be supplied to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014
Informacije, ki se predložijo organom iz člena 22(7) Uredbe (EU) št. 909/2014
For each review period, the competent authority shall supply the following information to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014:
Pristojni organ za vsako obdobje pregleda organom iz člena 22(7) Uredbe (EU) št. 909/2014 predloži naslednje informacije:
a report on the evaluation by the competent authority of the risks to which the CSD is or might be exposed or which it creates for the smooth functioning of securities markets;
poročilo o oceni pristojnega organa glede tveganj, ki jim je ali bi jim lahko bila izpostavljena CDD ali ki jih predstavlja za nemoteno delovanje trgov vrednostnih papirjev;
any envisaged or final remedial actions or penalties against the CSD as a result of the review and evaluation.
vse predvidene ali končne popravne ukrepe ali kazni za CDD, ki izhajajo iz pregleda in ocene.
Where applicable, the report referred to in point (a) shall include the results of the competent authority's analysis of how the CSD complies with the requirements referred to in Article 24(2), and the relevant documents and information referred to in Article 24(2) submitted by the CSD.
Kjer je relevantno, poročilo iz točke (a) vključuje rezultate analize pristojnega organa glede izpolnjevanja zahtev iz člena 24(2) s strani CDD, in zadevne dokumente in informacije iz člena 24(2), ki jih je predložila CDD.
Article 45
Člen 45
Exchange of information between the competent authorities referred to in Article 22(8) of Regulation (EU) No 909/2014
Izmenjava informacij med pristojnimi organi iz člena 22(8) Uredbe (EU) št. 909/2014
During the review and evaluation, the competent authority shall send to the competent authorities referred to in Article 22(8) of Regulation (EU) No 909/2014 any relevant information provided by the CSD in connection to staff, key individuals, functions, services or systems shared between that CSD and other CSDs with which it maintains the types of relations referred to in points (a), (b) and (c) of Article 17(6) of Regulation (EU) No 909/2014 within 10 working days from the receipt of that information.
Pristojni organ med pregledom in oceno pristojnim organom iz člena 22(8) Uredbe (EU) št. 909/2014 pošlje vse relevantne informacije, ki jih je CDD zagotovila v zvezi z zaposlenimi, ključnimi posamezniki, funkcijami, storitvami ali sistemi, ki se delijo med to CDD in drugimi CDD, s katerimi ima odnose iz točk (a), (b) in (c) člena 17(6) Uredbe (EU) št. 909/2014, v 10 delovnih dneh po prejemu teh informacij.
After performing the review and evaluation, the competent authority shall send the following information to the competent authorities referred to in Article 22(8) of Regulation (EU) No 909/2014:
Po zaključku pregleda in ocene pristojni organ organom iz člena 22(8) Uredbe (EU) št. 909/2014 pošlje naslednje informacije:
RECOGNITION OF A THIRD-COUNTRY CSD
PRIZNANJE CDD IZ TRETJE DRŽAVE
(Article 25(6) of Regulation (EU) No 909/2014)
(člen 25(6) Uredbe (EU) št. 909/2014)
Article 46
Člen 46
An application for recognition shall include the information set out in Annex I.
Vloga za priznanje zajema informacije iz Priloge I.
An application for recognition shall:
Vloga za priznanje se:
be provided in a durable medium;
zagotovi na trajnem nosilcu podatkov;
be submitted in both paper form and electronic form, the latter using open source formats that may be read easily;
predloži tako v papirni kot elektronski obliki, pri čemer za slednje uporabi odprtokodne formate, ki se lahko preprosto berejo;
be submitted in a language customary in the sphere of international finance, including translations therein where the original documents are not drawn up in a language customary in the sphere of international finance;
predložijo v jeziku, ki se običajno uporablja na področju mednarodnih financ, kar vključuje prevode originalnih dokumentov, ki niso sestavljeni v jeziku, ki se običajno uporablja na področju mednarodnih financ;
be provided with a unique reference number for each document included.
predloži z edinstveno referenčno številko za vsak priloženi dokument.
The applicant CSD shall provide evidence certifying the information included in Annex I.
CDD vložnica zagotovi dokazila, ki potrjujejo resničnost informacij iz Priloge I.
RISK MONITORING TOOLS
ORODJA ZA SPREMLJANJE TVEGANJ
(Article 26(1) to (7) of Regulation (EU) No 909/2014)
(člen 26(1) do (7) Uredbe (EU) št. 909/2014)
Article 47
Člen 47
Risk monitoring tools of CSDs
Orodja za spremljanje tveganj CDD
A CSD shall establish, as part of its governance arrangements, documented policies, procedures and systems that identify, measure, monitor, manage and enable reporting on the risks that the CSD may be exposed to and the risks that the CSD poses to any other entities including its participants and their clients, as well as linked CSDs, CCPs, trading venues, payment systems, settlement banks, liquidity providers and investors.
CDD v okviru svojih ureditev upravljanja vzpostavi dokumentirane politike, postopke in sisteme za odkrivanje, merjenje, spremljanje, upravljanje in poročanje o tveganjih, ki jim je lahko CDD izpostavljena, in tveganjih, ki jih lahko CDD predstavlja za vse druge subjekte, vključno z udeleženci in njihovimi strankami, povezanimi CDD, CNS, mesti trgovanja, plačilnimi sistemi, poravnalnimi bankami, ponudniki likvidnosti in vlagatelji.
The CSD shall structure the policies, procedures and systems referred to in the first subparagraph so as to ensure that users and, where relevant, their clients properly manage and address the risks they pose to the CSD.
CDD strukturira politike, postopke in sisteme iz prvega pododstavka tako, da zagotovi, da uporabniki in po potrebi njihove stranke ustrezno upravljajo in obravnavajo tveganja, ki jih predstavljajo za CDD.
For the purposes of paragraph 1, the governance arrangements of the CSD shall include the following:
Ureditve upravljanja CDD za namene odstavka 1 vključujejo naslednje:
the composition, role, responsibilities, procedures for appointment, performance assessment and accountability of the management body and of its risk monitoring committees;
sestavo, vlogo, pristojnosti, postopke za imenovanje, ocenjevanje uspešnosti in odgovornost upravljalnega organa in njegovih odborov za spremljanje tveganj;
the structure, role, responsibilities, procedures for appointment and performance assessment of the senior management;
strukturo, vlogo, pristojnosti, postopke za imenovanje in ocenjevanje uspešnosti višjega vodstva;
the reporting lines between the senior management and the management body;
hierarhijo poročanja med višjim vodstvom in upravljalnim organom.
The governance arrangements referred to in the first subparagraph shall be clearly specified and well documented.
Ureditve upravljanja iz prvega pododstavka so jasno določene in dobro dokumentirane.
A CSD shall establish and specify the tasks of the following functions:
CDD vzpostavi in določi naloge naslednjih funkcij:
a risk-management function;
funkcije upravljanja tveganj;
a compliance and internal control function;
funkcije varovanja zakonitosti poslovanja in notranjega nadzora;
an internal audit function.
funkcije notranje revizije.
Each function shall have a well-documented description of its tasks, the necessary authority, resources, expertise and access to all relevant information to carry out those tasks.
Vsaka funkcija ima dobro dokumentiran opis svojih nalog, potrebna pooblastila, vire, strokovno znanje in dostop do vseh ustreznih informacij, da lahko opravlja svoje naloge.
Each function shall operate independently from the other functions of the CSD.
Vsaka funkcija deluje neodvisno od drugih funkcij CDD.
Article 48
Člen 48
Risk monitoring committees
Odbori za spremljanje tveganj
A CSD shall establish the following committees:
CDD vzpostavi naslednje odbore:
a risk committee responsible for advising the management body on the CSD's overall current and future risk tolerance and strategy;
odbor za tveganja, odgovoren za svetovanje upravljalnemu organu o splošni trenutni in prihodnji stopnji dovoljenega tveganja ter strategiji za tveganja;
an audit committee responsible for advising the management body on the performance of the CSD's internal audit function, which it shall oversee;
revizijsko komisijo, odgovorno za svetovanje upravljalnemu organu v zvezi z delovanjem funkcije notranje revizije CDD, ki jo nadzoruje;
a remuneration committee responsible for advising the management body on the CSD's remuneration policy, which it shall oversee.
odbor za prejemke, odgovoren za svetovanje upravljalnemu organu v zvezi s politiko prejemkov CDD, ki jo nadzoruje.
Each committee shall be chaired by a person who has appropriate experience in the field of competence of that committee and is independent from the CSD's executive members of the management body.
Vsakemu od odborov predseduje oseba, ki ima ustrezne izkušnje na področju pristojnosti odbora in je neodvisna od izvršnih članov upravljalnega organa CDD.
The majority of members of each committee shall not be executive members of the management board.
Izvršni člani upravljalnega organa ne predstavljajo večine članov posameznih odborov.
The CSD shall establish a clear and publicly available mandate and procedures for each committee, and shall ensure their access to external expert advice where necessary.
CDD določi jasen in javno dostopen mandat ter postopke za vsak odbor in zagotovi, da imajo dostop do svetovanja zunanjih strokovnjakov, kadar je potrebno.
Article 49
Člen 49
Responsibilities of key personnel in respect to the risks
Odgovornosti ključnih zaposlenih v zvezi s tveganji
A CSD shall have adequate staff to meet its obligations.
CDD ima zadostno število zaposlenih za izpolnjevanje svojih obveznosti.
A CSD shall not share staff with other group entities, unless it does so under the terms of a written outsourcing arrangement in accordance with Article 30 of Regulation (EU) No 909/2014.
CDD ne deli svojih zaposlenih z drugimi subjekti v skupini, razen če to stori na podlagi pisnega sporazuma o zunanjem izvajanju v skladu s členom 30 Uredbe (EU) št. 909/2014.
The management body shall assume at least the following responsibilities:
Upravljalni organ prevzame vsaj naslednje odgovornosti:
establish well-documented policies, procedures and processes by which the management body, senior management and committees shall operate;
vzpostavi dobro dokumentirane politike, postopke in procese, v skladu s katerimi delujejo upravljalni organ, višje vodstvo in odbori;
establish clear objectives and strategies for the CSD;
določi jasne cilje in strategije za CDD;
effectively monitor senior management;
učinkovito nadzoruje višje vodstvo;
establish adequate remuneration policies;
določi ustrezne politike prejemkov;
ensure the surveillance of the risk-management function and take the decisions related to risk management;
zagotovi nadzor nad funkcijo upravljanja tveganj in sprejema odločitve v zvezi z upravljanjem tveganj;
ensure the independence and adequate resources of the functions referred to in Article 47(3);
zagotavlja neodvisnost in zadostne vire funkcij iz člena 47(3);
monitor outsourcing arrangements;
spremlja ureditve zunanjega izvajanja;
monitor and ensure compliance with all relevant regulatory and supervisory requirements;
spremlja in zagotavlja spoštovanje vseh relevantnih regulativnih in nadzornih zahtev;
be accountable to shareholders or other owners, employees, users and other relevant stakeholders;
odgovarja delničarjem ali drugim lastnikom, zaposlenim, uporabnikom in drugim relevantnim deležnikom;
approve internal audit planning and review;
odobri načrtovanje in pregled notranjih revizij;
review and update regularly the governance arrangements of the CSD.
pregleduje in redno posodablja ureditve upravljanja CDD.
Where the management body or its members delegate tasks, they shall retain the responsibility for decisions that may affect the smooth provision of services by the CSD.
Če upravljalni organ ali njegovi člani delegirajo naloge, obdržijo odgovornost za odločitve, ki lahko vplivajo na nemoteno opravljanje storitev s strani CDD.
The CSD's management body shall hold the final responsibility for managing the CSD's risks.
Upravljalni organ CDD nosi končno odgovornost za upravljanje tveganj CDD.
The management body shall define, determine and document an appropriate level of risk tolerance and risk bearing capacity for the CSD and for all the services that the CSD provides.
Upravljalni organ opredeli, določi in dokumentira ustrezno stopnjo dovoljenega tveganja in sposobnost prevzemanja tveganj za CDD in za vse storitve, ki jih opravlja CDD.
The management body and senior management shall ensure that the CSD's policies, procedures and controls are consistent with the CSD's risk tolerance and risk bearing capacity and that these policies, procedures and controls address how the CSD identifies, reports, monitors and manages risks.
Upravljalni organ in višje vodstvo zagotovita, da so politike, postopki in kontrole CDD skladne s stopnjo dovoljenega tveganja in sposobnostjo prevzemanja tveganj ter da te politike, postopki in kontrole obravnavajo način, na katerega CDD odkriva, sporoča, spremlja in upravlja tveganja.
The senior management shall have at least the following responsibilities:
Višje vodstvo ima vsaj naslednje odgovornosti:
ensure consistency of the activities of the CSD with the objectives and strategy of the CSD as determined by the management body;
zagotavlja skladnost dejavnosti CDD s cilji in strategijo CDD, ki jo je določil upravljalni organ;
design and establish risk-management, technology, compliance and internal control procedures that promote the objectives of the CSD;
oblikuje in vzpostavi postopke za upravljanje tveganja, tehnološke postopke ter postopke varovanja zakonitosti poslovanja in notranjega nadzora, ki podpirajo cilje CDD;
subject the risk-management, technology, compliance and internal control procedures to regular review and testing;
zagotavlja, da se postopki za upravljanje tveganja, tehnološki postopki ter postopki varovanja zakonitosti poslovanja in notranjega nadzora redno pregledujejo in preizkušajo;
ensure that sufficient resources are devoted to risk management, technology, compliance and internal control, and internal audit.
zagotavlja, da se za upravljanje tveganja, tehnološko funkcijo, varovanje zakonitosti poslovanja in notranji nadzor ter notranjo revizijo namenjajo zadostni viri.
A CSD shall establish lines of responsibility that are clear, consistent and well-documented.
CDD določi hierarhijo odgovornosti, ki je jasna, dosledna in dobro dokumentirana.
A CSD shall have clear and direct reporting lines between the members of its management body and the senior management in order to ensure that the senior management is accountable for its performance.
CDD ima jasno in neposredno hierarhijo poročanja med člani svojega upravljalnega organa in višjim vodstvom, da je zagotovljeno, da je višje vodstvo odgovorno za rezultate.