natgillin/translations-raw huggingface dataset:
Such records should assist disclosing market participants in providing evidence of proper conduct to the competent authorities, in particular where the nature of the information changes after the market sounding or where the competent authority needs to review the process of categorisation of the information.
Takšne evidence bi morale udeležencem na trgu, ki razkrivajo informacije, pomagati, da pristojnim organom dokažejo pravilno ravnanje, zlasti kadar se narava informacij po sondiranju trga spremeni ali kadar mora pristojni organ pregledati postopek kategorizacije informacij.
To that end, all such records should be kept in an electronic format.
Zato bi bilo treba vse takšne evidence hraniti v elektronski obliki.
To ensure that the information communicated is consistently recorded also where market soundings take place during unrecorded meetings or telephone conversations, a uniform template should be drawn up for the written minutes or notes to be taken by the disclosing market participant of those meetings and conversations.
Za zagotavljanje, da se sporočene informacije dosledno evidentirajo tudi, kadar sondiranja trga potekajo med sestanki ali telefonskimi pogovori, ki se ne snemajo, bi bilo treba oblikovati enotno predlogo za pisne zapisnike ali zapiske, ki jih mora udeleženec na trgu, ki razkriva informacije, pripraviti o teh sestankih in pogovorih.
To ensure that the information communicated is consistently recorded, disclosing market participants should keep records of the written communications to inform the persons who received the market soundings when the information disclosed in the course of the market sounding has ceased to be inside information.
Za zagotavljanje, da se sporočene informacije dosledno evidentirajo, bi morali udeleženci na trgu, ki razkrivajo informacije, hraniti evidenco pisne komunikacije, da bi prejemnike sondiranj trga obvestili, kdaj so informacije, razkrite med sondiranjem trga, prenehale biti notranje informacije.
In order to ensure the smooth functioning of the financial markets, it is necessary that this Regulation enters into force as a matter of urgency and that the provisions laid down in this Regulation apply from the same date as those laid down in Regulation (EU) No 596/2014,
Da bi zagotovili nemoteno delovanje finančnih trgov, je nujno, da ta uredba začne veljati takoj in da se določbe iz te uredbe uporabljajo od istega datuma kot tiste iz Uredbe (EU) št. 596/2014 –
Electronic format for the records
Elektronska oblika evidenc
All the records referred to in Article 6 of Commission Delegated Regulation (EU) 2016/960 [3] shall be kept in an electronic format.Article 2
Vse evidence iz člena 6 Delegirane uredbe Komisije (EU) 2016/960 [3], se hranijo v elektronski obliki.Člen 2
Format for the record keeping of the written minutes or notes
Oblika evidenc pisnih zapisnikov ali zapiskov
Disclosing market participants shall draw up the written minutes or notes referred to in Article 6(2)(d) of Delegated Regulation (EU) 2016/960 in an electronic format using:
Udeleženci na trgu, ki razkrivajo informacije, pripravijo pisne zapisnike ali zapiske iz člena 6(2)(d) Delegirane Uredbe (EU) 2016/960 v elektronski obliki, pri čemer uporabijo:
the template set out in Annex I where disclosing market participants consider that the market sounding involves the disclosure of inside information;
predlogo iz Priloge I, če udeleženci na trgu, ki razkrivajo informacije, menijo, da sondiranje trga vključuje razkritje notranjih informacij;
the template set out in Annex II where disclosing market participants consider that the market sounding does not involve the disclosure of inside information.
predlogo iz Priloge II, če udeleženci na trgu, ki razkrivajo informacije, menijo, da sondiranje trga ne vključuje razkritja notranjih informacij.
Format for the record keeping of the data regarding potential investors
Oblika vodenja evidenc o podatkih v zvezi s potencialnimi vlagatelji
Disclosing market participants shall keep records of the information referred to in Article 4(1) of Delegated Regulation (EU) 2016/960 in the form of separate lists for each market sounding.
Udeleženci na trgu, ki razkrivajo informacije, hranijo evidence o informacijah iz člena 4(1) Delegirane uredbe (EU) 2016/960 v obliki ločenih seznamov za vsako sondiranje trga.
Disclosing market participants shall keep records of the information referred to in Article 4(2) of Delegated Regulation (EU) 2016/960 in the form of a single list.
Udeleženci na trgu, ki razkrivajo informacije, hranijo evidence o informacijah iz člena 4(2) Delegirane uredbe (EU) 2016/960 v obliki enotnega seznama.
Format for communicating and recording that the information has ceased to be inside information
Oblika za sporočanje in evidentiranje, da so informacije prenehale biti notranje informacije
Disclosing market participants shall inform in writing the persons that received the market soundings that the information disclosed in the course of the market sounding has ceased to be inside information.
Udeleženci na trgu, ki razkrivajo informacije, pisno obvestijo prejemnike sondiranja trga, da so informacije, razkrite med sondiranjem trga, prenehale biti notranje informacije.
Disclosing market participants shall record the information given in accordance with paragraph 1 in compliance with the template set out in Annex III.
Udeleženci na trgu, ki razkrivajo informacije, informacije, dane v skladu z odstavkom 1, evidentirajo v skladu s predlogo iz Priloge III.
Commission Delegated Regulation (EU) 2016/960 of 17 May 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings (see page 29 of this Official Journal).
Delegirana uredba Komisije (EU) 2016/960 z dne 17. maja 2016 o dopolnitvi Uredbe (EU) št. 596/2014 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za ustrezne ureditve, sisteme in postopke za udeležence na trgu, ki razkrivajo informacije in izvajajo sondiranja trga (glej stran 29 tega Uradnega lista)
Template for the written minutes and notes referred to in Article 6(2)(d) of Delegated Regulation (EU) 2016/960 where inside information is disclosed
Predloga za pisne zapisnike in zapiske iz člena 6(2)(d) Delegirane uredbe (EU) 2016/960, če se razkrivajo notranje informacije
Text field
Besedilno polje
Identity of the disclosing market participant
Identiteta udeleženca na trgu, ki razkriva informacije
Full names of the disclosing market participant and of the person within the disclosing market participant providing the information and the contact details used for the communication.
Polni naziv udeleženca na trgu, ki razkriva informacije, in polno ime osebe pri udeležencu na trgu, ki razkriva informacije, pri čemer se navedejo informacije in kontaktni podatki, ki so se uporabili za komunikacijo.
Identity of the person receiving the communication
Identiteta osebe, ki prejema informacije
Full name of the person receiving the communication and the contact details used for the communication.
Polni naziv osebe, ki prejema informacije, in kontaktni podatki, ki so se uporabili za komunikacijo.
Date and time of the communication
Datum in ura komunikacije
Date and time(s) of the communication specifying the time zone.
Datum in ura komunikacije, pri čemer se navede časovni pas.
Clarification of the nature of the conversation in accordance with Article 3(3)(a) of Delegated Regulation (EU) 2016/960
Pojasnilo o naravi pogovora v skladu s členom 3(3)(a) Delegirane uredbe (EU) 2016/960.
Record of the statement that the communication takes place for the purposes of a market sounding.
Evidenca izjave, da komunikacija poteka za namene sondiranja trga.
v. Confirmation of the identity of the person receiving the market sounding in accordance with Article 3(3)(c) of Delegated Regulation (EU) 2016/960
v.
Record of the information about the confirmation from the contacted person that the disclosing market participant is communicating with the person entrusted by the potential investor to receive the market sounding.
Potrditev identitete prejemnika sondiranja trga v skladu s členom 3(3)(c) Delegirane uredbe (EU) 2016/960.
Clarification in accordance with Article 3(3)(d) of Delegated Regulation (EU) 2016/960 that inside information will be communicated
Evidenca potrditve kontaktirane osebe, da udeleženec na trgu, ki razkriva informacije, komunicira z osebo, ki jo je potencialni vlagatelj pooblastil za prejem sondiranja trga.
Record of the statement clarifying that, if agreeing to receive the market sounding, the person receiving the communication of information will receive information which the disclosing market participant considers to be inside information and a reference to the obligation set forth in Article 11(7) of Regulation (EU) No 596/2014.
Pojasnilo v skladu s členom 3(3)(d) Delegirane uredbe (EU) 2016/960, da bodo razkrite notranje informacije.
Information on the estimation of when the information ceases to be inside information, in accordance with Article 3(3)(e) of Delegated Regulation (EU) 2016/960
Evidenca izjave, v kateri je pojasnjeno, da bo oseba, ki prejema informacije, pod pogojem, da se strinja s prejemom sondiranja trga, prejela informacije, za katere udeleženec na trgu, ki razkriva informacije, meni, da predstavljajo notranje informacije, skupaj s sklicem na obveznost iz člena 11(7) Uredbe (EU) št. 596/2014.
Record of the information given, if any, on the estimated time when the information is expected to be made public or the transaction launched, with an explanation of why this may be subject to change and how the person receiving the market sounding will be informed in case the estimated time is no longer valid.
Informacije o oceni, kdaj bodo informacije prenehale biti notranje informacije, v skladu s členom 3(3)(e) Delegirane uredbe (EU) 2016/960.
Statement regarding the obligations of the person receiving the communication in accordance with Article 3(3)(f) of Delegated Regulation (EU) 2016/960
Evidenca morebitnih podanih informacijah glede predvidenega časa javne objave ali začetka posla s pojasnilom, zakaj se to lahko spremeni in kako bo prejemnik sondiranja trga obveščen, če predvideni čas ne bo več veljaven.
Record of the statement explaining to the person receiving the communication the obligations that apply to the possession of inside information, in accordance with points (b), (c) and (d) of subparagraph 1 of Article 11(5) of Regulation (EU) No 596/2014.
Izjava v zvezi z obveznostmi prejemnika sondiranja trga v skladu s členom 3(3)(f) Delegirane uredbe (EU) 2016/960.
Confirmation of consent in accordance with Article 3(3)(g) of Delegated Regulation (EU) 2016/960
Evidenca izjave, s katero se osebi, ki prejema informacije, pojasnijo obveznosti, ki veljajo za posedovanje notranjih informacij, v skladu s točkami (b), (c) in (d) prvega pododstavka člena 11(5) Uredbe (EU) št. 596/2014.
Record of the information about the consent of the person receiving the market sounding to receive the inside information, as referred to in point (a) of subparagraph 1 of Article 11(5) of Regulation (EU) No 596/2014 (request and reply).
Potrditev soglasja v skladu s členom 3(3)(g) Delegirane uredbe (EU) 2016/960.
Disclosure of information in accordance with Article 3(3)(h) of Delegated Regulation (EU) 2016/960
Evidenca informacij o soglasju prejemnika sondiranja trga, da prejme notranje informacije, kot je določeno v točki (a) prvega pododstavka člena 11(5) Uredbe (EU) št. 596/2014 (zahteva in odgovor).
Description of the information disclosed for the purposes of the market sounding, identifying the information considered to be inside information.
Razkritje informacij v skladu s členom 3(3)(h) Delegirane uredbe (EU) 2016/960.
ANNEX II
Opis informacij, razkritih za namene sondiranja trga, pri čemer se navedejo informacije, ki se obravnavajo kot notranje informacije.
Template for the written minutes and notes referred to in Article 6(2)(d) of Delegated Regulation (EU) 2016/960 where no inside information is disclosed
PRILOGA II
Clarification of the nature of the conversation in accordance with Article 3(4)(a) of Delegated Regulation (EU) 2016/960
Predloga za pisne zapisnike in zapiske iz člena 6(2)(d) Delegirane uredbe (EU) 2016/960, če se notranje informacije ne razkrijejo
v. Confirmation of identity in accordance with Article 3(4)(c) of Delegated Regulation (EU) 2016/960
Pojasnilo o naravi pogovora v skladu s členom 3(4)(a) Delegirane uredbe (EU) 2016/960.
Clarification in accordance with Article 3(4)(d) of Delegated Regulation (EU) 2016/960 that no inside information will be communicated
v.
Record of the statement clarifying that, if agreeing to receive the market sounding, the person receiving the communication of information will receive information which the disclosing market participant does not consider inside information and a reference to the obligation set forth in Article 11(7) of Regulation (EU) No 596/2014.
Potrditev identitete v skladu s členom 3(4)(c) Delegirane uredbe (EU) 2016/960.
Confirmation of consent in accordance with Article 3(4)(e) of Delegated Regulation (EU) 2016/960
Pojasnilo v skladu s členom 3(4)(d) Delegirane uredbe (EU) 2016/960, da ne bodo razkrite notranje informacije.
Record of the information about the consent of the person receiving the market sounding to proceed with the market sounding (request and reply).
Evidenca izjave, v kateri je pojasnjeno, da bo oseba, ki prejema informacije, pod pogojem, da se strinja s prejemom sondiranja trga, prejela informacije, za katere udeleženec na trgu, ki razkriva informacije, meni, da ne predstavljajo notranjih informacij, skupaj s sklicem na obveznost iz člena 11(7) Uredbe (EU) št. 596/2014.
Disclosure of information in accordance with Article 3(4)(f) of Delegated Regulation (EU) 2016/960
Potrditev soglasja v skladu s členom 3(4)(e) Delegirane uredbe (EU) 2016/960.
Description of the information disclosed for the purposes of the market sounding.
Evidenca informacije o soglasju prejemnika sondiranja trga, da se sondiranje trga nadaljuje (zahteva in odgovor).
ANNEX III
Razkritje informacij v skladu s členom 3(4)(f) Delegirane uredbe (EU) 2016/960.
Template for recording the communication given in accordance with the first subparagraph of Article 11(6) of Regulation (EU) No 596/2014 to inform the person having received the market sounding that the information disclosed has ceased to be inside information
Opis informacij, razkritih za namene sondiranja trga.
Identification of the transaction
PRILOGA III
Information to identify the transaction that was subject to the market sounding.
Predloga za obvestilo, sporočeno v skladu s prvim pododstavkom člena 11(6) Uredbe (EU) št. 596/2014, s katerim se prejemnika sondiranja trga obvesti, da so razkrite informacije prenehale biti notranje informacije
It may include information about the type of transaction, e.g. IPO, secondary offer, merger, block trade, private placement, share capital increase.
Identifikacija posla
v. Date and time of the market sounding
Informacije za identifikacijo posla, za katerega se je izvedlo sondiranje trga.
Information about the date and time when the inside information was disclosed as part of the market sounding.
Vključene so lahko informacije o vrsti posla, npr. prva javna ponudba, nadaljnja ponudba, združitev, posel s svežnji, prodaja zaprtemu krogu vlagateljev, povečanje osnovnega kapitala.
Communication that the information has ceased to be inside information
v.
Statement to inform the market sounding recipient of the fact that the information disclosed has ceased to be inside information.
Datum in ura sondiranja trga
Date when the information ceased to be inside information
Informacije o datumu in uri, ko so se notranje informacije razkrile v okviru sondiranja trga.
supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
o dopolnitvi Uredbe (EU) št. 596/2014 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za ustrezne ureditve, sisteme in postopke za udeležence na trgu, ki razkrivajo informacije in izvajajo sondiranja trga
Having regard to Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC [1], and in particular the third subparagraph of Article 11(9) thereof,
ob upoštevanju Uredbe (EU) št. 596/2014 Evropskega parlamenta in Sveta z dne 16. aprila 2014 o zlorabi trga (uredba o zlorabi trga) ter razveljavitvi Direktive 2003/6/ES Evropskega parlamenta in Sveta ter direktiv Sveta in Komisije 2003/124/ES, 2003/125/ES in 2004/72/ES [1] ter zlasti tretjega pododstavka člena 11(9) Uredbe,
Appropriate arrangements, procedures and record keeping requirements are necessary to ensure that market sounding activities are managed and controlled effectively.
Ustrezne ureditve, postopki in zahteve v zvezi z vodenjem evidenc so potrebni za zagotavljanje učinkovitega upravljanja in nadzora dejavnosti sondiranja trga.
As part of the appropriate arrangements, disclosing market participants should establish procedures describing the manner in which market soundings are conducted.
Kot del ustreznih ureditev bi morali udeleženci na trgu, ki razkrivajo informacije, vzpostaviti postopke, s katerimi opišejo način izvajanja sondiranj trga.
Such procedures should set out a standard set of information to be provided to and requested from the persons receiving the market sounding, ensuring that no unnecessary potentially sensitive information is disseminated and that all the persons receiving the market sounding receive the same level of information.
Takšni postopki bi morali določati standarden sklop informacij, ki jih je treba predložiti prejemnikom sondiranja trga in jih zahtevati od njih, pri čemer je treba zagotoviti, da se ne razširjajo nepotrebne potencialno občutljive informacije in da vsi prejemniki sondiranja trga prejmejo isto raven informacij.
It is necessary to provide certainty as to the content of the information communicated in the course of market soundings.
Zagotoviti je treba zanesljivost vsebine informacij, sporočenih med sondiranjem trga.
Therefore, where the market soundings are conducted by telephone and the disclosing market participant has access to recorded telephone lines, the disclosing market participant should use those lines.
Kadar se sondiranje trga izvaja po telefonu in ima udeleženec na trgu, ki razkriva informacije, dostop do telefonskih linij, ki se snemajo, bi zato moral udeleženec na trgu, ki razkriva informacije, uporabiti navedene linije.
Where market soundings are conducted through channels other than by recorded telephone lines, records of the market sounding communications should be kept in the form of audio or video recordings or in written form.
Kadar se sondiranje trga izvaja preko kanalov, ki niso telefonske linije, ki se snemajo, bi bilo treba komunikacijo v okviru sondiranja trga hraniti v obliki zvočnih ali video zapisov ali v pisni obliki.
For personal data protection reasons, when the market sounding is made by recorded telephone lines or audio or video recording is being used, a consent to the recording should be obtained from the person receiving the market sounding.
Kadar se sondiranje trga izvaja prek telefonskih linij, ki se snemajo, ali če se uporabljajo zvočni ali video zapisi, bi bilo treba zaradi varstva osebnih podatkov pridobiti soglasje prejemnika sondiranja trga.
To facilitate the conduct of investigations by competent authorities on suspected market abuse, disclosing market participants should, for each market sounding, keep a record of the persons who received the market sounding.
Da bi pristojni organi lažje izvajali preiskave v zvezi z domnevnimi zlorabami trga, bi morali udeleženci na trgu, ki razkrivajo informacije, za vsako sondiranje trga voditi evidenco prejemnikov sondiranja trga.
In order to minimise the risk of improper disclosure of inside information, a disclosing market participant should keep a record of the potential investors that have informed it that they are not willing to receive market soundings.
Da bi se zmanjšalo tveganje nepravilnega razkritja notranjih informacij, bi moral udeleženec na trgu, ki razkriva informacije, voditi evidenco potencialnih vlagateljev, ki so ga obvestili, da ne želijo prejeti sondiranja trga.
Potential investors should be able to express their wish not to receive market soundings in relation to all potential transactions or only particular types of transactions.
Potencialni vlagatelji bi morali imeti možnost, da izrazijo svojo željo, da ne želijo prejeti sondiranja trga v zvezi z vsemi potencialnimi posli ali le določenimi vrstami poslov.
When conducting a market sounding the disclosing market participants should be able to benefit from a presumption that inside information is disclosed in the normal exercise of a person's employment, profession or duties for the purposes of Article 10(1) of Regulation (EU) No 596/2014.
Pri izvajanju sondiranja trga bi moralo biti udeležencem na trgu, ki razkrivajo informacije, omogočeno, da predpostavljajo, da je za namene člena 10(1) Uredbe (EU) št. 596/2014 razkritje notranjih informacij del običajnega opravljanja službenih nalog, poklica ali dolžnosti.
In this respect, the disclosing market participant should be considered to be acting within the normal course of employment, profession or duties only in so far as it complies with all requirements, including record-keeping requirements set out in Article 11 of Regulation (EU) No 596/2014 and this Regulation.
V zvezi s tem bi se moralo šteti, da udeleženci na trgu, ki razkrivajo informacije, delujejo med običajnim opravljanjem službenih nalog, poklica ali dolžnosti le, če je to v skladu z vsemi zahtevami, vključno z zahtevami glede vodenja evidenc iz člena 11 Uredbe (EU) št. 596/2014 in te uredbe.
Given that an assessment of what constitutes inside information, undertaken in accordance with Article 11(3) of Regulation (EU) No 596/2014, can be complex, disclosing market participants should keep records of all market soundings, including the ones that are considered by the disclosing market participant not to involve disclosure of inside information.
Ker je ocena za opredelitev notranjih informacij, ki se opravi v skladu s členom 11(3) Uredbe (EU) št. 596/2014, lahko kompleksna, bi morali udeleženci na trgu, ki razkrivajo informacije, hraniti evidenco vseh sondiranj trga, vključno s tistimi, za katere udeleženec na trgu, ki razkriva informacije, meni, da ne vključujejo razkritja notranjih informacij.
Such records assist disclosing market participants in providing evidence of proper conduct to the competent authorities, in particular where the nature of the information changes after the market sounding or where the competent authority would like to review the process of categorisation of the information.
Takšne evidence udeležencem na trgu, ki razkrivajo informacije, pomagajo pri predložitvi dokazov o ustreznem ravnanju pristojnemu organu, zlasti kadar se narava informacij po sondiranju trga spremeni ali kadar želi pristojni organ pregledati postopek kategorizacije informacij.
The European Securities and Markets Authority has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [2].
Evropski organ za vrednostne papirje in trge je o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, opravil odprta javna posvetovanja, analiziral morebitne s tem povezane stroške in koristi ter zaprosil za mnenje interesno skupino za vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [2].