natgillin/translations-raw huggingface dataset:
Information covered by professional secrecy may not be disclosed to any other person or authority except by virtue of provisions laid down by Union or national law.
Člen 49
All information exchanged between the competent authorities under this Regulation that concerns business or operational conditions and other economic or personal affairs shall be considered confidential and shall be subject to the requirements of professional secrecy, except where the competent authority states at the time of communication that such information may be disclosed or where such disclosure is necessary for legal proceedings.
Izvajanje pooblastila
TITLE VII
Pooblastilo za sprejemanje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v tem členu.
DELEGATED AND IMPLEMENTING ACTS
Pooblastilo za sprejemanje delegiranih aktov iz členov 3(2), 20(6), 24(2), 33(7), 51(6) in 54(3) se prenese na Komisijo za nedoločen čas od 30. junija 2016.
Article 49
Prenos pooblastila iz členov 3(2), 20(6), 24(2), 33(7), 51(6) in 54(3) lahko kadar koli prekliče Evropski parlament ali Svet.
Exercise of the delegation
S sklepom o preklicu preneha veljati prenos pooblastila iz navedenega sklepa.
The power to adopt delegated acts referred to in Articles 3(2), 20(6), 24(2), 33(7), 51(6) and 54(3) shall be conferred on the Commission for an indeterminate period of time from 30 June 2016.
Sklep ne vpliva na veljavnost že veljavnih delegiranih aktov.
The delegation of power referred to in Articles 3(2), 20(6), 24(2), 33(7), 51(6) and 54(3) may be revoked at any time by the European Parliament or by the Council.
Komisija se pred sprejetjem delegiranega akta posvetuje s strokovnjaki, ki jih imenujejo države članice, v skladu z načeli, določenimi v Medinstitucionalnem sporazumu o boljši pripravi zakonodaje z dne 13. aprila 2016.
A decision to revoke shall put an end to the delegation of power specified in that decision.
Komisija takoj po sprejetju delegiranega akta o njem sočasno uradno obvesti Evropski parlament in Svet.
It shall take effect on the day following the publication of the decision in the Official Journal of the European Union or on a later date specified therein.
Delegirani akt, sprejet na podlagi členov 3(2), 20(6), 24(2), 33(7), 51(6) in 54(3), začne veljati le, če mu niti Evropski parlament niti Svet ne nasprotuje v roku treh mesecev od uradnega obvestila Evropskemu parlamentu in Svetu o tem aktu ali če pred iztekom tega roka tako Evropski parlament kot Svet obvestita Komisijo, da mu ne bosta nasprotovala.
It shall not affect the validity of any delegated acts already in force.
Ta rok se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece.
Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement on Better Law-Making of 13 April 2016.
Člen 50
A delegated act adopted pursuant to Articles 3(2), 20(6), 24(2), 33(7), 51(6) and 54(3) shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
Komisiji pomaga Evropski odbor za vrednostne papirje.
That period shall be extended by three months at the initiative of the European Parliament or of the Council.
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011.
Article 50
Pri sklicevanju na ta odstavek se uporablja člen 5 Uredbe (EU) št. 182/2011 ob upoštevanju določb člena 8 navedene uredbe.
Committee procedure
NASLOV VIII
The Commission shall be assisted by the European Securities Committee.
PREHODNE IN KONČNE DOLOČBE
That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.
Člen 51
Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply, having regard to the provisions of Article 8 thereof.
Prehodne določbe
TITLE VIII
Izdajatelj indeksa, ki zagotovi referenčno vrednost na 30. junij 2016, zaprosi za izdajo dovoljenja ali registracijo v skladu s členom 34 do 1. januarja 2020.
TRANSITIONAL AND FINAL PROVISIONS
Do 1. januarja 2020 ima pristojni organ države članice, v kateri je izdajatelj indeksa, ki zaprosi za izdajo dovoljenja v skladu s členom 34, pooblastilo, da tega izdajatelja indeksa registrira kot upravljavca, četudi ni nadzorovani subjekt, in sicer pod naslednjimi pogoji:
Article 51
izdajatelj indeksa ne zagotavlja ključne referenčne vrednosti;
Transitional provisions
pristojni organ je razumno seznanjen, da indeks ali indeksi, ki jih izdajatelj indeksa zagotavlja, niso v širši rabi v smislu te uredbe v državi članici, kjer ima izdajatelj indeksa sedež, kakor tudi v drugih državah članicah.
An index provider providing a benchmark on 30 June 2016 shall apply for authorisation or registration in accordance with Article 34 by 1 January 2020.
Pristojni organ o svoji odločitvi, sprejeti v skladu s prvim pododstavkom, uradno obvesti ESMA.
By 1 January 2020, the competent authority of the Member State where an index provider applying for authorisation in accordance with Article 34 is located shall have the power to decide to register that index provider as an administrator even if it is not a supervised entity, under the following conditions:
Pristojni organ vodi evidenco razlogov za svojo odločitev, sprejeto v skladu s prvim pododstavkom, v taki obliki, da je mogoče popolnoma razumeti ocene pristojnega organa, da indeks ali indeksi, ki jih zagotavlja izdajatelj indeksa, niso množično uporabljani, vključno z vsemi tržnimi podatki, presojami ali drugimi informacijami, tudi informacijami, ki jih je prejel od izdajatelja indeksa.
the index provider does not provide a critical benchmark;
Izdajatelj indeksa lahko še naprej zagotavlja obstoječo referenčno vrednost, ki jo nadzorovani subjekti lahko uporabljajo do 1. januarja 2020, ali, kadar izdajatelj indeksa vloži vlogo za izdajo dovoljenja ali registracijo v skladu z odstavkom 1, razen če in dokler se izdaja dovoljenja ali registracija ne zavrne.
the competent authority is aware, on a reasonable basis, that the index or indices provided by the index provider are not widely used, within the meaning of this Regulation, in the Member State where the index provider is located as well as in other Member States.
Kadar obstoječa referenčna vrednost ne izpolnjuje zahtev te uredbe, vendar bi opustitev ali sprememba te referenčne vrednosti za izpolnitev zahtev te uredbe povzročila dogodek višje sile, onemogočila izpolnitev pogojev, ali jih kako drugače kršila, katere koli finančne pogodbe ali finančnega instrumenta ali pravil katerega koli investicijskega sklada, ki se sklicuje na to referenčno vrednost, ustrezni pristojni organ države članice dovoli uporabo referenčne vrednosti tam, kjer ima sedež izdajatelj indeksa, ki zagotavlja to referenčno vrednost.
The competent authority shall notify ESMA of its decision adopted in accordance with the first subparagraph.
Po 1. januarju 2020 se na takšno obstoječo referenčno vrednost ne sklicuje noben finančni instrument, finančna pogodba ali meritev uspešnosti investicijskega sklada.
The competent authority shall keep evidence of the reasons for its decision adopted in accordance with the first subparagraph, in such a form that it is possible to fully understand the evaluations of the competent authority that the index or indices provided by the index provider are not widely used, including any market data, judgement or other information, as well as information received from the index provider.
Če Komisija ne sprejme odločitve o enakovrednosti iz člena 30(2) ali (3) ali če upravljavec ni priznan na podlagi člena 32 ali če na podlagi člena 33 ni odobrena referenčna vrednost, smejo nadzorovani subjekti v Uniji referenčno vrednost, ki jo zagotavlja upravljavec s sedežem v tretji državi in ki se v Uniji že uporablja kot sklicevanje za finančne instrumente, finančne pogodbe ali za meritve uspešnosti investicijskega sklada, uporabljati samo za take finančne instrumente, finančne pogodbe in meritve uspešnosti investicijskega sklada, ki se na to referenčno vrednost v Uniji že sklicujejo na 1. januar 2020, ali ki dodajo sklicevanje na tako referenčno vrednost pred 1. januarjem 2020.
An index provider may continue to provide an existing benchmark which may be used by supervised entities until 1 January 2020 or, where the index provider submits an application for authorisation or registration in accordance with paragraph 1, unless and until such authorisation or registration is refused.
Na Komisijo se prenese pooblastilo za sprejemanje delegiranih aktov v skladu s členom 49 v zvezi z ukrepi za določitev pogojev, pod katerimi lahko pristojni organ oceni, ali bi lahko prenehanje ali sprememba obstoječe referenčne vrednosti z namenom izpolnitve zahtev te uredbe povzročila dogodek višje sile, onemogočila izpolnitev pogojev, ali jih kako drugače kršila, katere koli finančne pogodbe ali finančnega instrumenta ali pravil katerega koli investicijskega sklada, ki se sklicuje na to referenčno vrednost.
Where an existing benchmark does not meet the requirements of this Regulation, but ceasing or changing that benchmark to fulfil the requirements of this Regulation would result in a force majeure event, frustrate or otherwise breach the terms of any financial contract or financial instrument or the rules of any investment fund, which references that benchmark, the use of the benchmark shall be permitted by the competent authority of the Member State where the index provider is located.
Člen 52
No financial instruments, financial contracts, or measurements of the performance of an investment fund shall add a reference to such an existing benchmark after 1 January 2020.
Rok za posodobitev prospekta in dokumentov s ključnimi informacijami
Unless the Commission has adopted an equivalence decision as referred to in Article 30(2) or (3) or unless an administrator has been recognised pursuant to Article 32, or a benchmark has been endorsed pursuant to Article 33, the use in the Union by supervised entities of a benchmark provided by an administrator located in a third country where the benchmark is already used in the Union as a reference for financial instruments, financial contracts, or for measuring the performance of an investment fund, shall be permitted only for such financial instruments, financial contracts and measurements of the performance of an investment fund that already reference the benchmark in the Union on, or which add a reference to such benchmark prior to, 1 January 2020.
Člen 53
The Commission shall be empowered to adopt delegated acts in accordance with Article 49 concerning measures to determine the conditions on which the relevant competent authority may assess whether the cessation or the changing of an existing benchmark to conform with the requirements of this Regulation could reasonably result in a force majeure event, frustrate or otherwise breach the terms of any financial contract or financial instrument or the rules of any investment fund which references such benchmark.
Pregledi ESMA
Deadline for updating the prospectuses and key information documents
V ta namen ESMA vsaki dve leti pregleda priznanja upravljavcev, podeljena v skladu s členom 32, in odobritve v skladu s členom 33.
Article 29(2) is without prejudice to outstanding prospectuses approved under Directive 2003/71/EC prior to 1 January 2018.
ESMA izda mnenje vsakemu pristojnemu organu, ki je priznal upravljavca iz tretje države ali odobril referenčno vrednost iz tretje države, v katerem oceni, kako pristojni organ uporabi zadevne zahteve iz členov 32 oziroma 33 in zahteve iz katerega koli ustreznega delegiranega akta in regulativnega ali izvedbenega tehničnega standarda na podlagi te uredbe.
For prospectuses approved prior to 1 January 2018 under Directive 2009/65/EC, the underlying documents shall be updated at the first occasion or at the latest within 12 months after that date.
ESMA ima pooblastila, da od pristojnega organa zahteva dokazila o vseh odločitvah, sprejetih v skladu s prvim pododstavkom člena 51(2), členom 24(1) in členom 25(2).
ESMA reviews
Pregled
ESMA shall seek to build a common European supervisory culture and consistent supervisory practices and ensure consistent approaches among competent authorities in relation to the application of Articles 32 and 33.
Komisija to uredbo pregleda do 1. januarja 2020 ter Evropskemu parlamentu in Svetu predloži poročilo o njej, zlasti o:
To that end, the recognitions granted in accordance with Article 32 and the endorsements authorised in accordance with Article 33 shall be reviewed by ESMA every two years.
delovanju ter učinkovitosti ključne referenčne vrednosti, obveznem upravljanju in ureditvi obveznega prispevanja iz členov 20, 21 in 23 ter o opredelitvi ključne referenčne vrednosti iz točke 25 člena 3(1);
ESMA shall issue an opinion to each competent authority that has recognised a third country administrator or endorsed a third country benchmark assessing how that competent authority applies the relevant requirements of Articles 32 and 33 respectively and the requirements of any relevant delegated act and regulatory or implementing technical standard based on this Regulation.
učinkovitosti ureditve za izdajo dovoljenj upravljavcem, njihovo registracijo in nadzor nad njimi iz naslova VI in kolegijev iz člena 46 ter o primernosti nadzora nekaterih referenčnih vrednosti s strani organa Unije;
ESMA shall have the power to require the documented evidence from a competent authority for any of the decisions adopted in accordance with the first subparagraph of Article 51(2), Article 24(1) and Article 25(2).
delovanju in učinkovitosti člena 19(2), zlasti o področju njegove uporabe.
Article 54
Na Komisijo se prenese pooblastilo za sprejemanje delegiranih aktov v skladu s členom 49 v zvezi s podaljšanjem 42-mesečnega obdobja iz člena 51(2) za 24 mesecev, če so v poročilu iz točke (b) odstavka 1 tega člena dokazi, da prehodna ureditev registracije iz člena 51(2) ne vpliva škodljivo na skupno evropsko nadzorno kulturo ter na dosledne nadzorne prakse in pristope med pristojnimi organi.
Review
Člen 55
By 1 January 2020, the Commission shall review and submit a report to the European Parliament and to the Council on this Regulation and in particular on:
Obvestila o referenčnih vrednostih in njihovih upravljavcih
the effectiveness of the authorisation, registration and supervision regime of administrators under Title VI and the colleges under Article 46 and the appropriateness of supervision of certain benchmarks by a Union body;
Člen 56
the functioning and effectiveness of Article 19(2), in particular the scope of its application.
Spremembe Uredbe (EU) št. 596/2014
The Commission shall review the evolution of international principles applicable to benchmarks and of legal frameworks and supervisory practices in third countries concerning the provision of benchmarks and report to the European Parliament and to the Council every five years after 1 January 2018.
Uredba (EU) št. 596/2014 se spremeni:
That report shall assess in particular whether there is a need to amend this Regulation and shall be accompanied by a legislative proposal, if appropriate.
člen 19 se spremeni:
The Commission shall be empowered to adopt delegated acts in accordance with Article 49 in order to extend the 42-month period referred to in Article 51(2) by 24 months, if the report referred to in point (b) of paragraph 1 of this Article provides evidence that the transitional registration regime under Article 51(2) is not detrimental to a common European supervisory culture and consistent supervisory practices and approaches among competent authorities.
vstavi se naslednji odstavek:
Article 55
Obveznost obveščanja iz odstavka 1 se ne uporablja za transakcije s finančnimi instrumenti, ki so povezani z delnicami ali dolžniškimi instrumenti izdajatelja iz odstavka 1, kadar je bil v času transakcije izpolnjen kateri koli od naslednjih pogojev:
Notification of benchmarks referenced and their administrators
finančni instrument je enota ali delnica v kolektivnem naložbenem podjemu, v katerem izpostavljenost do izdajateljevih delnic ali dolžniških instrumentov ni večja kot 20 % sredstev kolektivnega naložbenega podjema;
When a benchmark is referenced in a financial instrument covered by Article 4(1) of Regulation (EU) No 596/2014, the notifications under Article 4(1) of that Regulation shall include the name of the benchmark referenced and its administrator.
finančni instrument zagotavlja izpostavljenost do portfelja sredstev, v katerim izpostavljenost do izdajateljevih delnic ali dolžniških instrumentov ni večja kot 20 % sredstev portfelja;
Article 56
finančni instrument je enota ali delnica kolektivnega naložbenega podjema ali zagotavlja izpostavljenost do portfelja sredstev in oseba, ki opravlja poslovodne naloge, ali oseba, ki je z njo tesno povezana, ne pozna in ne more poznati naložbene sestave ali izpostavljenosti tega kolektivnega naložbenega podjema ali portfelja sredstev do izdajateljevih delnic ali dolžniških instrumentov ter nima razloga za mnenje, da izdajateljeve delnice ali dolžniški instrumenti presegajo mejne vrednosti iz točke (a) ali (b).
Amendments to Regulation (EU) No 596/2014
Če so na voljo informacije o naložbeni sestavi kolektivnega naložbenega podjema ali o izpostavljenosti do portfelja sredstev, si oseba, ki opravlja poslovodne naloge, ali oseba, ki je tesno povezana z njo, po vseh močeh razumno prizadeva, da te informacije pridobi.“;
Regulation (EU) No 596/2014 is amended as follows:
v odstavku 7 se za drugim pododstavkom vstavi naslednji pododstavek:
Article 19 is amended as follows:
„Za namene točke (b) ni treba obveščati o transakcijah z delnicami ali dolžniškimi instrumenti izdajatelja ali izvedenimi finančnimi instrumenti ali drugimi z njimi povezanimi instrumenti, ki jih izvedejo upravitelji kolektivnega naložbenega podjema, v katerega vlaga oseba, ki opravlja poslovodne naloge, ali oseba, ki je z njo tesno povezana, če ima upravitelj kolektivnega naložbenega podjema pri svojem delovanju popolno diskrecijsko pravico, zaradi česar je izključeno, da bi posredno ali neposredno prejemal navodila ali predloge o sestavi portfelja od vlagateljev tega kolektivnega naložbenega podjema.“;
the following paragraph is inserted:
člen 35 se spremeni:
The notification obligation referred to in paragraph 1 shall not apply to transactions in financial instruments linked to shares or to debt instruments of the issuer referred to in that paragraph where at the time of the transaction any of the following conditions is met:
v odstavkih 2 in 3 se besede „in člena 19(13) in (14)“ nadomestijo z „člena 19(13) in (14) ter člena 38“;
the financial instrument is a unit or share in a collective investment undertaking in which the exposure to the issuer's shares or debt instruments does not exceed 20 % of the assets held by the collective investment undertaking;
odstavek 5 se nadomesti z naslednjim:
the financial instrument provides exposure to a portfolio of assets in which the exposure to the issuer's shares or debt instruments does not exceed 20 % of the portfolio's assets;
Delegirani akt, sprejet na podlagi člena 6(5) ali (6), člena 12(5), tretjega pododstavka člena 17(2), člena 17(3), člena 19(13) ali (14) ali člena 38, začne veljati le, če niti Evropski parlament niti Svet ne nasprotujeta delegiranemu aktu v roku treh mesecev od uradnega obvestila Evropskemu parlamentu in Svetu o tem aktu, ali če sta pred iztekom tega roka tako Evropski parlament kot Svet obvestila Komisijo, da ne bosta nasprotovala.
the financial instrument is a unit or share in a collective investment undertaking or provides exposure to a portfolio of assets and the person discharging managerial responsibilities or person closely associated with such a person does not know, and could not know, the investment composition or exposure of such collective investment undertaking or portfolio of assets in relation to the issuer's shares or debt instruments, and furthermore there is no reason for that person to believe that the issuer's shares or debt instruments exceed the thresholds in point (a) or (b).
Ta rok se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece.“;
If information regarding the investment composition of the collective investment undertaking or exposure to the portfolio of assets is available, then the person discharging managerial responsibility or person closely associated with such a person shall make all reasonable efforts to avail themselves of that information.’;
v členu 38 se dodata naslednja odstavka:
in paragraph 7, the following subparagraph is inserted after the second subparagraph:
„Komisija po posvetovanju z ESMA do 3. julija 2019 posreduje Evropskemu parlamentu in Svetu poročilo o ravni mejnih vrednosti iz člena 19(1a)(a) in (b) v povezavi z upraviteljevimi transakcijami, kjer so izdajateljeve delnice ali dolžniški instrumenti del kolektivnega naložbenega podjema ali zagotavljajo izpostavljenost do portfelja sredstev, in sicer za oceno, ali je ta raven ustrezna ali bi jo bilo treba prilagoditi.
‘For the purposes of point (b), transactions executed in shares or debt instruments of an issuer or derivatives or other financial instruments linked thereto by managers of a collective investment undertaking in which the person discharging managerial responsibilities or a person closely associated with them has invested do not need to be notified where the manager of the collective investment undertaking operates with full discretion, which excludes the manager receiving any instructions or suggestions on portfolio composition directly or indirectly from investors in that collective investment undertaking.’.
Na Komisijo se prenese pooblastilo za sprejemanje delegiranih aktov v skladu s členom 35 v zvezi s prilagajanjem mejnih vrednosti iz člena 19(1a)(a) in (b), če v poročilu ugotovi, da bi bilo treba te mejne vrednosti prilagoditi.“
Article 35 is amended as follows:
Člen 57
in paragraphs (2) and (3), the phrase ‘and Article 19(13) and (14)’ is replaced by ‘, Article 19(13) and (14) and Article 38’;
Spremembe Direktive 2008/48/ES
paragraph (5) is replaced by the following:
Direktiva 2008/48/ES se spremeni:
A delegated act adopted pursuant to Article 6(5) or (6), Article 12(5), the third subparagraph of Article 17(2), Article 17(3), Article 19(13) or (14) or Article 38, shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
v členu 5(1) se za drugim pododstavkom vstavi naslednji pododstavek:
That period shall be extended by three months at the initiative of the European Parliament or the Council.’.
„Kadar se kreditna pogodba sklicuje na referenčno vrednost, kakor je opredeljena v točki 3 člena 3(1) Uredbe (EU) 2016/1011 Evropskega parlamenta in Sveta, dajalec kredita oziroma kreditni posrednik v ločenem dokumentu posreduje potrošniku ime referenčne vrednosti in njenega upravitelja ter morebitne posledice za potrošnika, dokument pa se lahko priloži obrazcu o standardnih informacijah o evropskem potrošniškem kreditu.2. v členu 27(1) se za drugim pododstavkom vstavi naslednji pododstavek:
In Article 38, the following paragraphs are added:
„Države članice do 1. julija 2018 sprejmejo in objavijo predpise, potrebne za uskladitev s tretjim pododstavkom člena 5(1), in jih sporočijo Komisiji.
‘By 3 July 2019, the Commission shall, after consulting ESMA, submit a report to the European Parliament and to the Council on the level of the thresholds set out in Article 19(1a)(a) and (b) in relation to managers' transactions where the issuer's shares or debt instruments form part of a collective investment undertaking or provide exposure to a portfolio of assets, with a view to assessing whether that level is appropriate or should be adjusted.
Navedene predpise začnejo uporabljati po 1. juliju 2018.“