natgillin/translations-raw huggingface dataset:
Right of appeal
ustrezno zaščito zaposlenih, ki imajo pogodbe o zaposlitvi in ki prijavijo kršitve, vsaj pred povračilnimi ukrepi, diskriminacijo in drugimi oblikami nepravične obravnave s strani delodajalca ali tretjih oseb;
Member States shall ensure that decisions taken under this Regulation are properly reasoned and subject to a right of appeal before a tribunal.
varstvo identitete in osebnih podatkov osebe, ki prijavi kršitve, in fizične osebe, ki je domnevno odgovorna za kršitev, v vseh fazah postopka, razen če nacionalno pravo zahteva tako razkritje v okviru nadaljnjih preiskav ali nadaljnjih sodnih postopkov.
For the purposes of Article 20, a right of appeal shall also apply where the competent authority has neither taken a decision to approve or to refuse an application for approval nor has made any request for changes or supplementary information within the time limits set out in Article 20(2), (3) and (6) in respect of that application.
Države članice lahko za osebe, ki ponudijo pomembne informacije o dejanskih ali morebitnih kršitvah te uredbe, predvidijo finančne spodbude v skladu z nacionalnim pravom, kadar za te osebe ne veljajo druge obstoječe pravne ali pogodbene obveznosti glede prijave takšnih informacij ter kadar so informacije nove in se na njihovi podlagi lahko naloži upravna kazen ali kazenska sankcija ali sprejme drug upravni ukrep zaradi kršitve te uredbe.
Article 41
Države članice od delodajalcev, ki opravljajo zakonsko urejene dejavnosti v sklopu opravljanja finančnih storitev, zahtevajo, da imajo vzpostavljene ustrezne postopke, pri katerih lahko njihovi zaposleni prek posebnega, neodvisnega in avtonomnega kanala interno prijavijo dejanske in morebitne kršitve.
Reporting of infringements
člen 42
Competent authorities shall establish effective mechanisms to encourage and enable reporting of actual or potential infringements of this Regulation to them.
Objava sklepov
The mechanisms referred to in paragraph 1 shall include at least:
Pristojni organi objavijo sklep o naložitvi upravne kazni ali drugega upravnega ukrepa zaradi kršitve te uredbe na svojih uradnih spletnih mestih takoj potem, ko se osebo, na katero se nanaša sklep, obvesti o tem sklepu.
specific procedures for the receipt of reports of actual or potential infringements and their follow-up, including the establishment of secure communication channels for such reports;
Objavijo se vsaj informacije o vrsti in naravi kršitve ter identiteti odgovornih oseb.
appropriate protection for employees working under a contract of employment who report infringements at least against retaliation, discrimination and other types of unfair treatment by their employer or third parties;
Ta obveznost ne velja za sklepe o uvedbi ukrepov preiskovalne narave.
protection of the identity and personal data of both the person who reports the infringements and the natural person who is allegedly responsible for an infringement, at all stages of the procedure unless such disclosure is required by national law in the context of further investigation or subsequent judicial proceedings.
Kadar je objava identitete pravnih oseb oziroma identitete ali osebnih podatkov fizičnih oseb po mnenju pristojnega organa nesorazmerna, pri čemer se sorazmernost objave takih podatkov oceni za vsak posamezni primer, ali če bi taka objava ogrozila stabilnost finančnih trgov ali preiskavo v teku, države članice zagotovijo, da pristojni organi storijo nekaj od naslednjega:
Member States may provide for financial incentives to persons who offer relevant information about actual or potential infringements of this Regulation to be granted in accordance with national law where such persons do not have other pre-existing legal or contractual duties to report such information, and provided that the information is new, and that it results in the imposition of an administrative or criminal sanction, or the taking of another administrative measure, for an infringement of this Regulation.
odložijo objavo sklepa o naložitvi kazni ali ukrepa, dokler ni več razlogov za njihovo neobjavo;
Member States shall require employers engaged in activities that are regulated for financial services purposes to have in place appropriate procedures for their employees to report actual or potential infringements internally through a specific, independent and autonomous channel.
objavijo sklep o naložitvi kazni ali ukrepa na anonimni podlagi tako, da se zagotovi skladnost z nacionalnim pravom, kadar taka anonimna objava zagotavlja učinkovito varstvo zadevnih osebnih podatkov;
Article 42
sklepa o naložitvi kazni ali ukrepa ne objavijo, če se za možnosti iz točk (a) in (b) šteje, da so nezadostne za zagotovitev, da:
Publication of decisions
stabilnost finančnih trgov ne bo ogrožena;
A decision imposing an administrative sanction or other administrative measure for infringement of this Regulation shall be published by competent authorities on their official websites immediately after the person subject to that decision has been informed of that decision.
bo objava takih sklepov v zvezi z ukrepi, ki se štejejo za manj pomembne, sorazmerna.
The publication shall include at least information on the type and nature of the infringement and the identity of the persons responsible.
V primeru sklepa o objavi kazni ali ukrepa na anonimni podlagi iz točke (b) prvega pododstavka se lahko objava zadevnih podatkov odloži za razumno obdobje, kadar se predvideva, da v navedenem obdobju ne bo več razlogov za anonimno objavo.
That obligation does not apply to decisions imposing measures that are of an investigatory nature.
Kadar je proti sklepu o naložitvi kazni ali ukrepa vložena pritožba pred ustreznimi sodnimi ali drugimi organi, pristojni organi na svojih uradnih spletnih mestih takoj objavijo tudi take informacije in vse naknadne informacije o rezultatu take pritožbe.
Where the publication of the identity of the legal entities, or identity or personal data of natural persons, is considered by the competent authority to be disproportionate following a case-by-case assessment conducted on the proportionality of the publication of such data, or where such publication would jeopardise the stability of financial markets or an on-going investigation, Member States shall ensure that the competent authorities do one of the following:
Poleg tega se objavi tudi vsak sklep, s katerim se razveljavi predhodni sklep o naložitvi kazni ali ukrepa.
defer the publication of the decision to impose a sanction or a measure until the moment where the reasons for non-publication cease to exist;
Pristojni organi zagotovijo, da vsaka objava v skladu s tem členom ostane na njihovem uradnem spletnem mestu vsaj pet let po objavi.
publish the decision to impose a sanction or a measure on an anonymous basis in a manner which is in conformity with national law, where such anonymous publication ensures an effective protection of the personal data concerned;
Objavljeni osebni podatki ostanejo na uradnem spletnem mestu pristojnega organa le toliko časa, kot je potrebno v skladu z veljavnimi predpisi o varstvu podatkov.
not publish the decision to impose a sanction or measure in the event that the options laid down in points (a) and (b) are considered to be insufficient to ensure:
Člen 43
that the stability of financial markets would not be put in jeopardy;
Poročanje o kaznih in sankcijah organu ESMA
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Pristojni organ ESMA vsako leto predloži zbrane informacije o vseh upravnih kaznih in drugih upravnih ukrepih, naloženih v skladu s členom 38.
In the case of a decision to publish a sanction or measure on an anonymous basis, as referred to in point (b) of the first subparagraph, the publication of the relevant data may be deferred for a reasonable period where it is foreseen that within that period the reasons for anonymous publication shall cease to exist.
ESMA te informacije objavi v letnem poročilu.
Where the decision to impose a sanction or measure is subject to appeal before the relevant judicial or other authorities, competent authorities shall also publish, immediately, on their official website such information and any subsequent information on the outcome of such appeal.
Kadar so države članice v skladu s členom 38(1) sprejele odločitev o določitvi kazenskih sankcij za kršitve določb iz navedenega odstavka, njihovi pristojni organi ESMA vsako leto zagotovijo anonimizirane in zbrane podatke o vseh opravljenih kazenskih preiskavah in naloženih kazenskih sankcijah.
Moreover, any decision annulling a previous decision to impose a sanction or a measure shall also be published.
ESMA podatke o naloženih kazenskih sankcijah objavi v letnem poročilu.
Competent authorities shall ensure that any publication, in accordance with this Article shall remain on their official website for a period of at least five years after its publication.
Kadar pristojni organ javno razkrije upravne kazni, druge upravne ukrepe ali kazenske sankcije, o njih poroča organu ESMA.
Personal data contained in the publication shall be kept on the official website of the competent authority only for the period which is necessary in accordance with the applicable data protection rules.
Pristojni organi obvestijo ESMA o vseh upravnih kaznih ali drugih upravnih ukrepih, ki so bili naloženi, vendar niso bili objavljeni v skladu s točko (c) prvega pododstavka člena 42(2), vključno z vsako pritožbo v zvezi z njimi in njenim rezultatom.
Article 43
Države članice zagotovijo, da pristojni organi prejmejo informacije in končno sodbo v zvezi z vsemi naloženimi kazenskimi sankcijami ter jih predložijo ESMA.
Reporting sanctions to ESMA
ESMA vzdržuje centralno zbirko podatkov o kaznih in sankcijah, o katerih je bila obveščena, izključno za namene izmenjave informacij med pristojnimi organi.
The competent authority shall, on an annual basis, provide ESMA with aggregate information regarding all administrative sanctions and other administrative measures imposed in accordance with Article 38.
Do te zbirke podatkov imajo dostop samo pristojni organi, posodablja pa se na podlagi informacij, ki jih zagotovijo pristojni organi.
ESMA shall publish that information in an annual report.
POGLAVJE IX
Where Member States have chosen, in accordance with Article 38(1), to lay down criminal sanctions for the infringements of the provisions referred to in that paragraph, their competent authorities shall provide ESMA annually with anonymised and aggregated data regarding all criminal investigations undertaken and criminal sanctions imposed.
DELEGIRANI IN IZVEDBENI AKTI
ESMA shall publish data on criminal sanctions imposed in an annual report.
člen 44
Where the competent authority has disclosed administrative sanctions, other administrative measures or criminal sanctions to the public, it shall simultaneously report them to ESMA.
Izvajanje prenosa pooblastila
Competent authorities shall inform ESMA of all administrative sanctions or other administrative measures imposed but not published in accordance with point (c) of the first subparagraph of Article 42(2) including any appeal in relation thereto and the outcome thereof.
Pooblastilo za sprejetje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v tem členu.
Member States shall ensure that competent authorities receive information and the final judgment in relation to any criminal sanction imposed and submit it to ESMA.
Pooblastilo za sprejemanje delegiranih aktov iz člena 1(7), člena 9(14), člena 13(1) in (2), člena 14(3), člena 15(2), člena 16(5), člena 20(11) in člena 29(3) se prenese na Komisijo za nedoločen čas od 20. julija 2017.
ESMA shall maintain a central database of sanctions communicated to it solely for the purposes of exchanging information between competent authorities.
Prenos pooblastila iz člena 1(7), člena 9(14), člena 13(1) in (2), člena 14(3), člena 15(2), člena 16(5), člena 20(11) in člena 29(3) lahko kadar koli prekliče Evropski parlament ali Svet.
That database shall be accessible only to competent authorities and it shall be updated on the basis of the information provided by the competent authorities.
S sklepom o preklicu preneha veljati prenos pooblastila iz navedenega sklepa.
CHAPTER IX
Sklep začne učinkovati dan po njegovi objavi v Uradnem listu Evropske unije ali na poznejši dan, ki je določen v navedenem sklepu.
DELEGATED AND IMPLEMENTING ACTS
Sklep ne vpliva na veljavnost že veljavnih delegiranih aktov.
Article 44
Komisija se pred sprejetjem delegiranega akta posvetuje s strokovnjaki, ki jih imenujejo države članice, v skladu z načeli, določenimi v Medinstitucionalnem sporazumu z dne 13. aprila 2016 o boljši pripravi zakonodaje.
Exercise of the delegation
Komisija takoj po sprejetju delegiranega akta o njem sočasno uradno obvesti Evropski parlament in Svet.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
Delegirani akt, sprejet na podlagi člena 1(7), člena 9(14), člena 13(1) in (2), člena 14(3), člena 15(2), člena 16(5), člena 20(11) in člena 29(3), začne veljati le, če mu niti Evropski parlament niti Svet ne nasprotuje v roku treh mesecev od uradnega obvestila Evropskemu parlamentu in Svetu o tem aktu ali če pred iztekom tega roka tako Evropski parlament kot Svet obvestita Komisijo, da mu ne bosta nasprotovala.
The power to adopt delegated acts referred to in Article 1(7), Article 9(14), Article 13(1) and (2), Article 14(3), Article 15(2), Article 16(5), Article 20(11) and Article 29(3) shall be conferred on the Commission for an indeterminate period from 20 July 2017.
Ta rok se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece.
The delegation of powers referred to in Article 1(7), Article 9(14), Article 13(1) and (2), Article 14(3), Article 15(2), Article 16(5), Article 20(11) and Article 29(3) may be revoked at any time by the European Parliament or by the Council.
Člen 45
A decision to revoke shall put an end to the delegation of the power specified in that decision.
Postopek v odboru
It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein.
Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES.
It shall not affect the validity of any delegated acts already in force.
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011.
Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making.
Pri sklicevanju na ta odstavek se uporablja člen 5 Uredbe (EU) št. 182/2011.
As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
POGLAVJE X
A delegated act adopted pursuant to Article 1(7), Article 9(14), Article 13(1) and (2), Article 14(3), Article 15(2), Article 16(5), Article 20(11) and Article 29(3) shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
KONČNE DOLOČBE
That period shall be extended by three months at the initiative of the European Parliament or of the Council.
člen 46
Article 45
Razveljavitev
Committee procedure
Direktiva 2003/71/ES se razveljavi z učinkom od 21. julija 2019, razen:
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC.
točk (a) in (g) člena 4(2) Direktive 2003/71/ES, ki se razveljavita z učinkom od 20. julija 2017, ter
That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.
točke (h) člena 1(2) in točke (e) prvega pododstavka člena 3(2) Direktive 2003/71/ES, ki se razveljavita z učinkom od 21. julija 2018.
Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
Sklicevanja na Direktivo 2003/71/ES se štejejo za sklicevanja na to uredbo in se berejo v skladu s korelacijsko tabelo iz Priloge VI k tej uredbi.
CHAPTER X
Prospekte, potrjene v skladu z nacionalnim pravom za prenos Direktive 2003/71/ES pred 21. julijem 2019, še naprej ureja navedeno nacionalno pravo do konca njihove veljavnosti ali pa do 12 mesecev po 21. juliju 2019, odvisno od tega, kaj nastopi prej.
FINAL PROVISIONS
Člen 47
Article 46
Poročilo organa ESMA o prospektih
Repeal
Na podlagi dokumentov, ki se objavijo prek mehanizma iz člena 21(6), ESMA vsako leto objavi poročilo s statističnimi podatki o prospektih, ki so bili potrjeni in za katere je bilo dano uradno obvestilo, v Uniji ter analizo trendov, pri čemer se upoštevajo:
Directive 2003/71/EC is repealed with effect from 21 July 2019, except for:
vrste izdajateljev, zlasti kategorije oseb iz točk (a) do (d) člena 15(1), ter
points (a) and (g) of Article 4(2) of Directive 2003/71/EC, which are repealed with effect from 20 July 2017; and
vrste izdaj, zlasti skupna vrednost ponudb, vrste prenosljivih vrednostnih papirjev, vrste mesta trgovanja in nominalne vrednosti.
point (h) of Article 1(2) and point (e) of the first subparagraph of Article 3(2) of Directive 2003/71/EC, which are repealed with effect from 21 July 2018.
Poročilo iz odstavka 1 vsebuje zlasti:
References to Directive 2003/71/EC shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex VI to this Regulation.
analizo obsega, v katerem se ureditvi glede razkritja iz členov 14 in 15 ter univerzalni registracijski dokument iz člena 9 uporabljajo v Uniji;
Prospectuses approved in accordance with the national laws transposing Directive 2003/71/EC before 21 July 2019 shall continue to be governed by that national law until the end of their validity, or until twelve months have elapsed after 21 July 2019, whichever occurs first.
statistične podatke o osnovnih prospektih in končnih pogojih ter prospektih, ki se pripravijo kot ločeni dokumenti ali en dokument;
Article 47
statistične podatke o povprečnih in skupnih ocenah ponudb vrednostnih papirjev, ki so jih s ponudbo vrednostnih papirjev javnosti v skladu s to uredbo dala podjetja, ki ne kotirajo na borzi, podjetja, z vrednostnimi papirji katerih se trguje v večstranskih sistemih trgovanja, vključno na zagonskih trgih MSP, in podjetja, katerih vrednostni papirji so uvrščeni v trgovanje na reguliranih trgih.
ESMA report on prospectuses
Taki statistični podatki po potrebi zagotavljajo razčlenitev med prvimi ponudbami javnosti in nadaljnjimi ponudbami ter med lastniškimi in nelastniškimi vrednostnimi papirji;
Based on the documents made public through the mechanism referred to in Article 21(6), ESMA shall publish every year a report containing statistics on the prospectuses approved and notified in the Union and an analysis of trends taking into account:
statistične podatke o uporabi postopkov uradnega obveščanja iz členov 25 in 26, vključno z razčlenitvijo števila potrdil o potrditvi, ki so bila uradno sporočena, v zvezi s prospekti, registracijskimi dokumenti in univerzalnimi registracijskimi dokumenti, po državah članicah.
the types of issuers, in particular the categories of persons referred to in points (a) to (d) of Article 15(1); and
člen 48
the types of issuances, in particular the total consideration of the offers, the types of transferable securities, the types of trading venue and the denominations.
Pregled
The report referred to in paragraph 1 shall contain in particular:
Komisija pred 21. julijem 2022 Evropskemu parlamentu in Svetu predstavi poročilo o uporabi te uredbe, ki mu po potrebi priloži zakonodajni predlog.
an analysis of the extent to which the disclosure regimes set out in Articles 14 and 15 and the universal registration document referred to in Article 9 are used throughout the Union;
V tem poročilu je med drugim ocenjeno, ali povzetek prospekta, ureditvi glede razkritja iz členov 14 in 15 ter univerzalni registracijski dokument iz člena 9 ustrezajo svojim ciljem.
statistics on base prospectuses and final terms, and on prospectuses drawn up as separate documents or as a single document;
Poročilo vključuje naslednje:
statistics on the average and overall consideration of offers of securities to the public subject to this Regulation, by unlisted companies, companies whose securities are traded on MTFs, including SME growth markets, and companies whose securities are admitted to trading on regulated markets.
število prospektov EU za rast za osebe iz vsake od štirih kategorij iz točk (a) do (d) člena 15(1) ter analizo razvoja vsakega tovrstnega števila in trendov pri izbiri trgovalnih mest s strani oseb, ki so upravičene do uporabe prospekta EU za rast;
Where applicable, such statistics shall provide a breakdown between initial public offerings and subsequent offers, and between equity and non-equity securities;
analizo, ali je s prospektom EU za rast doseženo ustrezno ravnotežje med zaščito vlagateljev in zmanjšanjem upravnih bremen za osebe, ki so upravičene do njegove uporabe.
statistics on the use of the notification procedures of Articles 25 and 26, including a breakdown per Member State of the number of certificates of approval notified in relation to prospectuses, registration documents and universal registration documents.
Na podlagi analize iz odstavka 2 poročilo vključuje oceno, ali so potrebne morebitne spremembe te uredbe, da bi manjšim podjetjem še bolj olajšali zbiranje kapitala, hkrati pa zagotovili zadostno raven zaščite vlagateljev, tudi v zvezi s tem, ali je treba prilagoditi zadevne pragove.
Article 48
Poleg tega je v poročilu ovrednoteno, ali lahko izdajatelji, zlasti MSP, po razumni ceni in v razumnem obdobju pridobijo LEI in ISIN.
Review
V poročilu se upoštevajo rezultati medsebojnega strokovnega pregleda iz člena 20(13).
Before 21 July 2022 the Commission shall present a report to the European Parliament and the Council on the application of this Regulation, accompanied where appropriate by a legislative proposal.
člen 49
The report shall assess, inter alia, whether the prospectus summary, the disclosure regimes set out in Articles 14 and 15 and the universal registration document referred to in Article 9 remain appropriate in light of their pursued objectives.
Začetek veljavnosti in uporaba
In particular, the report shall include the following:
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
the number of EU Growth prospectuses of persons in each of the four categories referred to in points (a) to (d) of Article 15(1) and an analysis of the evolution of each such number and of the trends in the choice of trading venues by the persons entitled to use the EU Growth prospectus;
Brez poseganja v člen 44(2) se ta uredba uporablja od 21. julija 2019, razen členov 1(3) in 3(2), ki se uporabljata od 21. julija 2018, ter točk (a), (b) in (c) prvega pododstavka člena 1(5) in drugega pododstavka člena 1(5), ki se uporabljajo od 20. julija 2017.
an analysis of whether the EU Growth prospectus strikes a proper balance between investor protection and the reduction of administrative burdens for the persons entitled to use it.
Države članice do 21. julija 2019 sprejmejo ukrepe, potrebne za uskladitev s členom 11, členom 20(9), členom 31, členom 32 in členi 38 do 43.
Based on the analysis referred to in paragraph 2, the report shall assess whether any amendments to this Regulation are necessary in order to further facilitate capital-raising by smaller companies, while ensuring a sufficient level of investor protection, including whether the relevant thresholds need to be adjusted.
Ta uredba je v celoti zavezujoča in se neposredno uporablja v vseh državah članicah.
Furthermore, the report shall evaluate whether LEIs and ISINs can be obtained at a reasonable cost and within a reasonable period by issuers, in particular SMEs.
V Strasbourgu, 14. junija 2017
The report shall take into account the results of the peer review referred to in Article 20(13).
Za Evropski parlament
Article 49
Predsednica