natgillin/translations-raw huggingface dataset:
Furthermore, it is necessary to allocate clearly the NCBs' responsibilities for the reporting to the ECB of credit data and counterparty reference data of observed agents which are reporting Member State foreign branches, in order to facilitate the reduction of double-reporting and thereby ensure that effective and efficient statistical procedures are implemented throughout the statistical production chain.
Te države članice lahko v svoje nacionalno pravo vključijo tudi določbe te smernice ali drugače izvedejo ukrepe po svojem nacionalnem pravu, da zagotovijo izpolnjevanje veljavnih obveznosti pošiljanja podatkov ECB na usklajen način.
AnaCredit may also comprise credit data from Member States whose currency is not the euro, but which decide to become a reporting Member State by incorporating the provisions of Regulation (EU) 2016/867 (ECB/2016/13) into their national law or otherwise imposing relevant reporting requirements in accordance with their national law.
V skladu s členom 24 Smernice ECB/2014/15 [2] NCB sporočajo in hranijo vse referenčne podatke o institucionalnih enotah ali, kjer je primerno, pravnih enotah, ki se zahtevajo za statistične namene, v registru RIAD.
Those Member States may also incorporate the provisions of this Guideline into their national law or otherwise implement measures pursuant to their national law to ensure they fulfil applicable obligations to transmit data to the ECB in a harmonised manner.
Podatki iz registra RIAD se uporabljajo tudi za pripravo uradnih seznamov denarnih finančnih institucij (MFI), investicijskih skladov, družb, ki se ukvarjajo s prenosom finančnih sredstev, institucij, pomembnih za statistiko plačil, in zavarovalnih družb.
Pursuant to Article 24 of Guideline ECB/2014/15 [2], NCBs communicate and maintain all reference data describing institutional units or legal units, where applicable, that are required for statistical purposes via RIAD.
Register RIAD bi moral biti register referenčnih podatkov o vseh nasprotnih strankah, opredeljenih v Uredbi (EU) 2016/867 (ECB/2016/13).
RIAD data are also used to prepare the official lists of monetary financial institutions (MFIs), investment funds, financial vehicle corporations, payment statistics relevant institutions and insurance corporations.
Enolična identifikacija vseh nasprotnih strank je nujen pogoj za pravilno delovanje zbirke podatkov AnaCredit.
RIAD should be the repository of reference data on all counterparties defined in Regulation (EU) 2016/867 (ECB/2016/13).
Treba je opredeliti obseg podatkov, ki se zagotovijo v skladu s členom 11 Uredbe (EU) 2016/867 (ECB/2016/13), po katerem lahko NCB vzpostavijo povratne tokove informacij ali izboljšajo obstoječe povratne tokove informacij do poročevalskih enot, pri katerih uporabijo podniz podatkov o kreditih, ki se zbirajo po navedeni uredbi.
The unique identification of all counterparties is a prerequisite for the correct functioning of AnaCredit.
Ti povratni tokovi informacij pomagajo zagotoviti poročevalskim enotam širšo podlago za ocenjevanje kreditne sposobnosti, zlasti v zvezi s čezmejnimi dolžniki, ter izboljšati upravljanje kreditnega tveganja pri kreditnih institucijah in drugih posojilodajalcih.
It is necessary to define the scope of data to be provided in accordance with Article 11 of Regulation (EU) 2016/867 (ECB/2016/13), pursuant to which NCBs may establish feedback loops or enrich existing feedback loops to reporting agents using a subset of credit data collected under that Regulation.
Povratni tok informacij lahko poveča prispevek ESCB k bonitetnemu nadzoru kreditnih institucij in stabilnosti finančnega sistema.
These feedback loops help to provide reporting agents with a broader basis for their creditworthiness assessments, in particular of cross-border debtors, as well as to improve credit institutions' and other lenders' risk management.
ECB bi morala v eni od prihodnjih faz v sodelovanju z NCB poročevalskih držav članic vzpostaviti pravni okvir, v katerem bi bile določene podrobnosti obsega in izvajanja povratnih tokov informacij.
A feedback loop may enhance the ESCB's contribution to the prudential supervision of credit institutions and the stability of the financial system.
Ta pravni okvir NCB ne bi smel preprečiti izmenjave referenčnih podatkov o nasprotnih strankah s svojimi ustreznimi poročevalskimi enotami, če se oceni, da je to potrebno za izboljšanje učinkovitosti in doslednosti postopka poročanja ter prispevanje k boljši kakovosti referenčnih podatkov o nasprotnih strankah, ki se hranijo v registru RIAD.
The ECB, in collaboration with the NCBs of the reporting Member States, should establish, at a subsequent stage, a legal framework setting out details on the scope and implementation of the feedback loops.
Vzpostaviti je treba postopek za učinkovito izvedbo tehničnih sprememb prilog k tej smernici, pod pogojem, da te spremembe ne spremenijo osnovnega konceptualnega okvira niti ne vplivajo na breme poročanja.
This legal framework should not prevent NCBs from exchanging counterparty reference data with their respective reporting agents, if this is deemed necessary for improving the efficiency and consistency of the reporting procedure and contributing to a better quality of the counterparty reference data stored in RIAD.
V tem postopku je treba upoštevati stališča Odbora za statistiko ESCB.
It is necessary to establish a procedure for making technical amendments to the annexes to this Guideline in an effective manner, provided they neither change the underlying conceptual framework nor affect the reporting burden.
NCB in drugi odbori ESCB lahko take tehnične spremembe prilog predlagajo prek Odbora za statistiko ESCB –
Account should be taken of the views of the Statistics Committee of the ESCB (hereinafter the ‘STC’) when following this procedure.
SPREJEL NASLEDNJO SMERNICO:
NCBs and other ESCB Committees may propose such technical amendments to the annexes through the STC,
POGLAVJE I
HAS ADOPTED THIS GUIDELINE:
SPLOŠNE DOLOČBE
GENERAL PROVISIONS
Področje uporabe
Article 1
Ta smernica določa podrobnosti v zvezi z obveznostmi NCB, da pošiljajo ECB podatke o kreditih in referenčne podatke o nasprotnih strankah, ki jih zbirajo po Uredbi (EU) 2016/867 (ECB/2016/13), vključno z odgovornostjo NCB za registracijo nasprotnih strank v registru RIAD, ter postopki za pošiljanje teh podatkov.
This Guideline provides details on the NCBs' obligations to transmit credit data and counterparty reference data collected pursuant to Regulation (EU) 2016/867 (ECB/2016/13) to the ECB, including the NCBs' responsibilities for registering counterparties in RIAD, and on the procedures for the transmission of such data.
Opredelitev pojmov
Article 2
Pojmi, ki se uporabljajo v tej smernici, imajo enak pomen kot pojmi, opredeljeni v Uredbi (EU) 2016/867 (ECB/2016/13).
Definitions
V tej smernici se uporabljajo tudi naslednje opredelitve pojmov:
The terms used in this Guideline have the same meaning as those defined in Regulation (EU) 2016/867 (ECB/2016/13).
„podatki o kreditih“ pomenijo podrobne podatke o kreditih in podatke o kreditnem tveganju;
For the purposes of this Guideline, the following definitions also apply:
„tuja podružnica v poročevalski državi članici“ pomeni tujo podružnico, ki je rezident poročevalske države članice in je pravno odvisen del kreditne institucije, ki je rezident druge poročevalske države članice;
‘credit data’ means granular credit data and credit risk data;
„sedež podjetja“ pomeni pravni subjekt, katerega pravno odvisen del je tuja podružnica;
‘reporting Member State foreign branch’ or ‘RMS foreign branch’ means a foreign branch resident in a reporting Member State which is a legally dependent part of a credit institution resident in another reporting Member State;
„domača NCB“ pomeni NCB poročevalske države članice, katere rezident je kreditna institucija, katere pravno odvisen del je tuja podružnica;
‘head office undertaking’ means the legal entity of which a foreign branch is a legally dependent part;
„NCB države gostiteljice“ pomeni NCB poročevalske države članice, katere rezident je tuja podružnica;
‘home NCB’ means the NCB of the reporting Member State in which the credit institution of which a foreign branch is a legally dependent part is resident;
„koda RIAD“ pomeni enolično identifikacijsko oznako nasprotne stranke za vse nasprotne stranke, kadar NCB o njih poročajo ECB;
‘host NCB’ means the NCB of the reporting Member State in which a foreign branch is resident;
„pristojna NCB“ za potrebe opredelitve vlog in odgovornosti na področju referenčnih podatkov o nasprotnih strankah pomeni NCB poročevalske države članice, katere rezident je nasprotna stranka.
‘RIAD code’ means the unique counterparty identifier for all counterparties when reported from the NCBs to the ECB;
ECB se šteje kot pristojna NCB za nasprotne stranke, ki niso rezidenti poročevalske države članice;
‘competent NCB’ means, for the purpose of defining roles and responsibilities in the field of counterparty reference data, the NCB of the reporting Member State in which the counterparty is resident.
„izvorna NCB“ za potrebe opredelitve vlog in odgovornosti na področju referenčnih podatkov o nasprotnih strankah pomeni NCB poročevalske države članice, ki ECB poroča referenčne podatke o nasprotnih strankah, ki so rezidenti druge države članice;
The ECB is to be considered as the competent NCB for those counterparties not resident in a reporting Member State;
„izhodni podatki“ pomenijo podatke, ki jih ustvari ECB v okviru podatkov o kreditih in referenčnih podatkov o nasprotnih strankah;
‘originating NCB’ means, for the purpose of defining roles and responsibilities in the field of counterparty reference data, the NCB of the reporting Member State which reports to the ECB reference data on counterparties resident in a different Member State;
„upravljanje kakovosti podatkov“ pomeni zagotavljanje, preverjanje in ohranjanje kakovosti izhodnih podatkov z uporabo ciljev upravljanja kakovosti podatkov, meril za upravljanje kakovosti podatkov in pragov upravljanja kakovosti podatkov;
‘output data’ means data created by the ECB within the scope of credit data and counterparty reference data;
„cilj upravljanja kakovosti podatkov“ pomeni referenčno merilo za ocenjevanje kakovosti izhodnih podatkov;
‘Data quality management’ or ‘DQM’ means ensuring, verifying and maintaining the quality of output data through the use and application of DQM targets, DQM metrics and DQM thresholds;
„merilo za upravljanje kakovosti podatkov“ pomeni statistični kazalnik, ki meri raven, do katere je bil dosežen posamezen cilj upravljanja kakovosti podatkov;
‘DQM target’ means a benchmark for assessing the quality of output data;
„prag upravljanja kakovosti podatkov“ pomeni najnižjo raven preverjanja, ki ga je treba opraviti, da bi bile izpolnjene zahteve okvira za upravljanje kakovosti podatkov glede posameznega cilja upravljanja kakovosti podatkov.
‘DQM metric’ means a statistical indicator measuring the level to which a certain DQM target has been reached;
POGLAVJE II
‘DQM threshold’ means the minimum level of verification work to be conducted in order to satisfy the requirements of the DQM framework for a DQM target.
OBVEZNOSTI POROČANJA NCB V ZVEZI S PODATKI O KREDITIH IN REFERENČNIMI PODATKI O NASPROTNIH STRANKAH
NCBS' REPORTING OBLIGATIONS FOR CREDIT DATA AND COUNTERPARTY REFERENCE DATA
Splošne obveznosti poročanja NCB v zvezi s podatki o kreditih in referenčnimi podatki o nasprotnih strankah
Article 3
NCB pripravljajo in poročajo ECB podatke o kreditih in referenčne podatke o nasprotnih strankah v skladu s shemami iz prilog I do IV k Uredbi (EU) 2016/867 (ECB/2016/13), ob upoštevanju pravic NCB, da odobrijo odstopanja ali omogočijo manj pogosto poročanje v skladu s členom 16 navedene uredbe.
NCBs' general reporting obligations for credit data and counterparty reference data
Člen 4
NCBs shall compile and report to the ECB credit data and counterparty reference data in accordance with the schemes laid down in Annexes I to IV to Regulation (EU) 2016/867 (ECB/2016/13), subject to the NCBs' rights to grant derogations or to allow a reduced reporting frequency in accordance with Article 16 of that Regulation.
Posebne obveznosti poročanja, pogostost in roki za NCB
Article 4
NCB pošljejo ECB podatke o kreditih in referenčne podatke o nasprotnih strankah, ki jih zbirajo v skladu z Uredbo (EU) 2016/867 (ECB/2016/13), kakor je določeno v členu 13(4) do (8) navedene uredbe.
NCBs' specific reporting obligations, frequency and timeliness
NCB identificirajo vsak atribut podatkov o kreditih, ki:
NCBs shall transmit to the ECB credit data and counterparty reference data collected in accordance with Regulation (EU) 2016/867 (ECB/2016/13), as specified in Article 13(4) to (8) of that Regulation.
ni relevanten: to pomeni atribut podatkov, ki se ne uporablja za instrument, zavarovanje ali nasprotno stranko, na katero se nanaša; ali
NCBs shall identify each credit data attribute which is:
se ne zahteva: to pomeni atribut podatkov, ki je v skladu z Uredbo (EU) 2016/867 (ECB/2016/13) izrecno določen kot informacija, ki je ni treba poročati, ali atribut podatkov, za katerega je NCB v skladu z navedeno uredbo odločila, da ga ne bo zbirala.
not applicable: this means a data attribute which does not apply to the instrument, protection or counterparty that it refers to; or
NCB zagotovijo, da so za vsak referenčni datum poročanja vse zadevne nasprotne stranke registrirane v registru RIAD in imajo referenčne podatke o nasprotnih strankah, ki so veljavni na ta referenčni datum poročanja.
not required: this means a data attribute which is either explicitly specified as information which is not required to be reported in accordance with Regulation (EU) 2016/867 (ECB/2016/13), or which the NCB has decided not to collect in accordance with that Regulation.
Čeprav v skladu s členom 13(8) Uredbe (EU) 2016/867 (ECB/2016/13) za podatke o kreditih in referenčne podatke o nasprotnih strankah velja isti datum pošiljanja, si NCB v razumnih mejah prizadevajo, da zagotovijo referenčne podatke o nasprotnih strankah in po potrebi registrirajo nasprotno stranko v registru RIAD najmanj en dan pred pošiljanjem zadevnih podatkov o kreditih.
NCBs shall ensure that, for each reporting reference date, all relevant counterparties are registered in RIAD and have counterparty reference data which are valid at that reporting reference date.
Člen 5
Although the same transmission date applies both for credit data and counterparty reference data in accordance with Article 13(8) of Regulation (EU) 2016/867 (ECB/2016/13), NCBs shall make reasonable efforts to provide counterparty reference data, and, where applicable, to register the counterparty in RIAD, at least one day before the relevant credit data are transmitted.
Dejanska poročevalska populacija
Article 5
NCB identificirajo in pregledajo dejansko poročevalsko populacijo na podlagi:
Actual reporting population
opredelitve dejanske poročevalske populacije iz člena 3 Uredbe (EU) 2016/867 (ECB/2016/13);
NCBs shall identify and review the actual reporting population on the basis of:
odstopanj, ki so jih NCB odobrile v skladu s členom 16 Uredbe (EU) 2016/867 (ECB/2016/13), ob upoštevanju skupnega neporavnanega zneska posojil vsem sektorjem ob koncu decembra prejšnjega koledarskega leta, ki se NCB poroča v skladu z Uredbo (EU) št. 1071/2013 Evropske centralne banke (ECB/2013/33) [3];
the definition of ‘actual reporting population’ in Article 3 of Regulation (EU) 2016/867 (ECB/2016/13);
informacij, ki jih poročevalske enote zagotovijo NCB v zvezi z združitvijo, delitvijo ali reorganizacijo, ki bi lahko vplivala na izpolnitev njihovih statističnih obveznosti;
the derogations granted by NCBs pursuant to Article 16 of Regulation (EU) 2016/867 (ECB/2016/13), considering the total outstanding amount of loans to all sectors as reported to the NCBs for end-December of the previous calendar year pursuant to Regulation (EU) No 1071/2013 of the European Central Bank (ECB/2013/33) [3];
ureditev med zadevnimi NCB za izognitev dvojnemu poročanju za tuje podružnice v skladu s členoma 6(3) in 16(3) Uredbe (EU) 2016/867 (ECB/2016/13);
information provided by reporting agents to the NCB on any merger, division or reorganisation that could affect the fulfilment of their statistical obligations;
ureditev med zadevnimi NCB za razdelitev odgovornosti v zvezi s tujimi podružnicami v poročevalski državi članici v skladu s členom 6 te smernice.
any arrangements made between the relevant NCBs with the aim of avoiding double reporting for foreign branches in accordance with Articles 6(3) and 16(3) of Regulation (EU) 2016/867 (ECB/2016/13);
Brez poseganja v vključitev novih poročevalskih enot, ki se ustanovijo v poročevalskih državah članicah, v dejansko poročevalsko populacijo po prvem poročanju po Uredbi (EU) 2016/867 (ECB/2016/13) NCB preverijo izpolnjevanje pogojev za odobritev ali preklic odstopanja, določenih v členu 16 navedene uredbe.
any arrangements made between the relevant NCBs for the allocation of responsibilities with regard to RMS foreign branches in accordance with Article 6 of this Guideline.
NCB izvedejo ta postopek v prvem četrtletju vsakega leta na podlagi statusa dejanske poročevalske populacije v decembru prejšnjega leta.
Without prejudice to the inclusion in the actual reporting population of new reporting agents established in reporting Member States after the first reporting under Regulation (EU) 2016/867 (ECB/2016/13), NCBs shall check the fulfilment of the conditions set out in Article 16 of that Regulation for granting or withdrawing any derogation.
NCB lahko odloči, da izvedbo tega postopka odloži do prvega četrtletja 2021.
NCBs shall perform this exercise in the first quarter of each year, based on the status of the actual reporting population in the month of December of the previous year.
NCB zagotovijo, da se za vsak referenčni datum poročanja v registru RIAD registrirajo naslednje nasprotne stranke:
NCBs may decide to postpone this exercise until the first quarter of 2021.
poročevalske enote v skladu s točko 8 člena 1 Uredbe (EU) 2016/867 (ECB/2016/13), ki so rezidenti iste poročevalske države članice kot NCB;
NCBs shall ensure that for each reporting reference date the following counterparties are registered in RIAD:
opazovane enote, ki so tuje podružnice poročevalskih enot iz točke (a), v skladu s točko 9 člena 1 Uredbe (EU) 2016/867 (ECB/2016/13);
reporting agents in accordance with point 8 of Article 1 of Regulation (EU) 2016/867 (ECB/2016/13), resident in the same reporting Member State as the NCB;
sedeži podjetij, ki jim pripadajo opazovane enote iz točke (b).
observed agents which are foreign branches of reporting agents as referred to in point (a) in accordance with point 9 of Article 1 of Regulation (EU) 2016/867 (ECB/2016/13);
NCB te nasprotne stranke registrirajo takoj, ko izpolnijo merila za (i) poročevalsko enoto, (ii) opazovano enoto ali (iii) sedež podjetja, ki mu pripada opazovana enota, in vedno pred prvim referenčnim datumom poročanja, po katerem izpolnijo merila za take nasprotne stranke.
head office undertakings of observed agents as referred to in point (b).
NCB zagotovijo, da se za vsak referenčni datum poročanja v registru RIAD za vsako opazovano enoto registrirajo naslednje informacije:
NCBs shall register these counterparties as soon as they meet the criteria to become: (i) a reporting agent; (ii) an observed agent; or (iii) the head office undertaking of an observed agent, and always prior to the first reporting reference date after which they meet the criteria to become such counterparties.
razmerje med opazovano enoto in pravnim subjektom, katerega del je opazovana enota;
NCBs shall ensure that for each reporting reference date the following information is registered in RIAD for each observed agent:
referenčni datum, ko opazovane enote poročajo informacije v zbirko podatkov AnaCredit;
the relationship between the observed agent and the legal entity of which the observed agent is a part;
morebitna odstopanja, ki se uporabljajo, pri čemer se navede, ali:
the reference date on which observed agents shall report information to AnaCredit;
je bilo odstopanje odobreno v skladu s členom 16(1) Uredbe (EU) 2016/867 (ECB/2016/13);
any derogations that apply, by indicating whether:
odstopanje zajema nekatere ali vse zahteve za poročanje, kakor je opredeljeno v členu 16(1) Uredbe (EU) 2016/867 (ECB/2016/13); ali
a derogation has been granted in accordance with Article 16(1) of Regulation (EU) 2016/867(ECB/2016/13);
je bilo odstopanje odobreno tujim podružnicam v skladu z ureditvijo med zadevnimi NCB za izognitev dvojnemu poročanju v skladu s členoma 6(3) in 16(3) Uredbe (EU) 2016/867 (ECB/2016/13);
a derogation covers some or all reporting requirements as defined in Article 16(1) of Regulation (EU) 2016/867(ECB/2016/13); or
potrditev, ali je NCB odločila, da ne bo zbirala informacij, v skladu s členom 6(4) Uredbe (EU) 2016/867 (ECB/2016/13);
a derogation has been granted to foreign branches pursuant to an arrangement made between the relevant NCBs to avoid double reporting in accordance with Articles 6(3) and 16(3) of Regulation (EU) 2016/867 (ECB/2016/13);
potrditev, ali se uporablja obveznost zgolj četrtletnega poročanja podatkov o kreditih v skladu s členom 16(2) Uredbe (EU) 2016/867 (ECB/2016/13), in
confirmation of whether the NCB has decided not to collect information in accordance with Article 6(4) of Regulation (EU) 2016/867 (ECB/2016/13);
potrditev, ali mora opazovana enota poročati podatke o tveganju nasprotne stranke v skladu s predlogo 2 v Prilogi I k Uredbi (EU) 2016/867 (ECB/2016/13) zgolj četrtletno.
confirmation of whether the obligation to report credit data only on a quarterly basis in accordance with Article 16(2) of Regulation (EU) 2016/867 (ECB/2016/13) applies; and
Domača NCB v registru RIAD registrira odločitev v skladu s členom 6(3)(a) Uredbe (EU) 2016/867 (ECB/2016/13), da od pravnega subjekta, katerega del je tuja podružnica, ne bo zbirala nobenih atributov podatkov o tej tuji podružnici, navedenih v predlogi 1 v Prilogi I k navedeni uredbi, ali da bo od njega zbirala samo del teh atributov podatkov, če te instrumente ima ali servisira tuja podružnica, ki je rezident druge poročevalske države članice.
confirmation of whether the observed agent has to report the counterparty risk data only on a quarterly basis in accordance with Template 2 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13).
NCB države gostiteljice v registru RIAD registrira odločitev v skladu s členom 6(3)(b) Uredbe (EU) 2016/867 (ECB/2016/13), da od tuje podružnice, ki je del pravnega subjekta, ki je rezident druge poročevalske države članice, ne bo zbirala nobenih atributov podatkov, navedenih v predlogi 2 v Prilogi I k navedeni uredbi, ali da bo od nje zbirala samo del teh atributov podatkov.
The home NCB shall register in RIAD the decision not to collect any, or to collect only part, of the data attributes listed in Template 1 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13) of a foreign branch from the legal entity of which it is a part, when such instruments are held or serviced by a foreign branch resident in another reporting Member State in accordance with Article 6(3)(a) of that Regulation.
Zadevna NCB obvesti ECB o postopkih, načrtovanih v skladu s členom 15 Uredbe (EU) 2016/867 (ECB/2016/13) za izpolnitev zahtev za statistično poročanje iz navedene uredbe v primeru združitve, delitve ali reorganizacije, ki vključuje poročevalsko enoto ali več poročevalskih enot in ki bi lahko vplivala na izpolnitev zahtev za statistično poročanje teh poročevalskih enot.
The host NCB shall register in RIAD the decision not to collect any, or to collect only part, of the data attributes listed in Template 2 of Annex I to Regulation (EU) 2016/867 (ECB/2016/13) from a foreign branch which is part of a legal entity resident in another reporting Member State in accordance with Article 6(3)(b) of that Regulation.
Člen 6