natgillin/translations-raw huggingface dataset:
Where the proposed acquirer is a legal person it is necessary to obtain this information in relation to any person who effectively directs the business of the proposed acquirer, any undertaking under the proposed acquirer's control, and any shareholder exerting significant influence on the proposed acquirer in order to provide the competent authority with full information relevant to the assessment of reputation.
Podobno bi bilo treba zagotoviti informacije glede vseh odprtih preiskav in postopkov, sankcij ali drugih sklepov o izvršbi v zvezi z bodočim pridobiteljem ter druge informacije, kot je zavrnitev registracije ali odpoved delovnega razmerja ali odstranitev z odgovornega položaja, ki se štejejo za pomembne za oceno ugleda bodočega pridobitelja.
The information relevant to the assessment of reputation should include details of criminal proceedings, historical or ongoing, as well as civil or administrative cases.
Bodoči pridobitelj bi moral zagotoviti informacije o tem, ali je drug pristojni organ ali drug organ že opravil oceno ugleda zanj kot za pridobitelja ali za osebo, ki vodi poslovanje kreditne institucije, zavarovalnice alipozavarovalnice, investicijskega podjetja ali drugega subjekta, in, če jo je, o rezultatih te ocene, da se zagotovi, da pristojni organ za ciljni subjekt pri ocenjevanju bodočega pridobitelja ustrezno upošteva rezultate preiskav, ki so jih opravili drugi organi.
Similarly, information should be provided in relation to all open investigations and proceedings, sanctions or other enforcement decisions against the proposed acquirer, as well as other information such as refusal of registration or dismissal from employment or a position of trust which is deemed relevant in order to assess the reputation of the proposed acquirer.
Zagotoviti bi bilo treba finančne informacije v zvezi z bodočim pridobiteljem, da se oceni finančna trdnost bodočega pridobitelja.
Information on whether an assessment of reputation as an acquirer, or as a person who directs the business of a credit institution, assurance, insurance or re-insurance undertaking, investment firm or any other entity hasalready been conducted by another competent authority or other authority and, if so, the outcome of such assessment, should be provided by the proposed acquirer in order to ensure that the outcome of investigations run by other authorities are duly considered by the competent authority of the target entity when assessing the proposed acquirer.
Zagotoviti bi bilo treba informacije o finančnih in nefinančnih deležih ali razmerjih bodočega pridobitelja z vsemi delničarji ali direktorji ali člani višjega vodstva ciljnega subjekta ali osebo, ki je upravičena do uveljavljanja glasovalnih pravic v ciljnem subjektu, ali s subjektom samim ali njegovo skupino, da lahko pristojni organ za ciljni subjekt oceni, ali obstoj morebitnega navzkrižja interesov ne bo vplival na finančno trdnost bodočega pridobitelja.
Financial information concerning the proposed acquirer should be provided in order to assess the financial soundness of that proposed acquirer.
Če je bodoči pridobitelj pravna oseba, so potrebne določene dodatne informacije, vključno z informacijami o deležih, ki jih ima v lasti ali je razmišljal, da bi jih imel v lasti, pred predlagano pridobitvijo in po njej, da se pristojnemu organu predlaganega pridobitelja omogoči, da dokonča oceno predlagane pridobitve, saj je lahko v takih primerih pravna struktura in struktura skupine zapletena in bo morda potreben podroben pregled v zvezi z ugledom, tesnimi povezavami, potencialnim delovanjem skupaj z drugimi osebami in zmožnostjo pristojnega organa za ciljni subjekt, da slednjega še naprej učinkovito nadzira.
Information on the financial and non-financial interests or relationships of the proposed acquirer with any shareholders or directors or members of senior management of the target entity or person entitled to exercise voting rights in the target entity, or with the target entity itself or its group, should be provided in order to allow the competent authority of the target entity to assess whether the existence of any potential conflict of interests will not affect the financial soundness of the proposed acquirer.
Če je bodoči pridobitelj subjekt s sedežem v tretji državi ali je del skupine s sedežem zunaj Unije, bi bilo treba zagotoviti dodatne informacije, da lahko pristojni organ za ciljni subjekt oceni, ali obstajajo ovire za učinkovit nadzor nad ciljnim subjektom zaradi pravne ureditve v tretji državi, ter oceni tudi ugled bodočega pridobitelja v tej tretji državi.
Certain additional information, including information on the shareholding owned or contemplated to be owned before and after the proposed acquisition, is necessary when the proposed acquirer is a legal person in order to allow the competent authority of the target entity to complete the assessment of the proposed acquisition as in such cases the legal and group structures involved may be complex and may necessitate detailed review in relation to reputation, close links, a potential action in concert with other parties, and the ability of the competent authority of the target entity to continue effective supervision of the target entity.
Če je bodoči pridobitelj državni premoženjski sklad, bi moral zagotoviti informacije, da se ugotovi, kdo obvladuje sklad in kakšna je njegova investicijska politika.
Where the proposed acquirer is an entity established in a third country or is part of a group established outside the Union, additional information should be provided so that the competent authority of the target entity can assess whether there are obstacles to the effective supervision of the target entity posed by the legal regime of the third country, and can also ascertain the proposed acquirer's reputation in that third country.
To je pomembno za pristojni organ za ciljni subjekt tako za oceno ugleda kot za oceno morebitnega vpliva na učinkovitost nadzora nad ciljnim subjektom.
Where the proposed acquirer is a sovereign wealth fund, information should be provided by the proposed acquirer to ascertain the controllers of the fund and its investment policy.
Zahtevati bi bilo treba konkretne informacije, na podlagi katerih je mogoče oceniti, ali bo predlagana pridobitev vplivala na zmožnost pristojnega organa za ciljni subjekt, da izvaja učinkovit nadzor nad ciljnim subjektom.
This is relevant for the competent authority of the target entity both for the assessment of reputation and for assessing whether there is any impact on the effective supervision of the target entity.
To bi moralo vključevati oceno, ali bodo tesne povezave bodočega pridobitelja vplivale na zmožnost ciljnega subjekta, da svojemu nadzorniku še naprej zagotavlja pravočasne in točne informacije.
Specific information enabling an assessment as to whether the proposed acquisition will impact on the ability of the competent authority of the target entity to carry out effective supervision of the target entity should be required.
Za pravne osebe je treba tudi oceniti učinek predlagane pridobitve na konsolidiran nadzor nad ciljnim subjektom in skupino, ki bi ji pripadal po pridobitvi.
This should include an assessment of whether the close links of the proposed acquirer will impact on the ability of the target entity to continue to provide timely and accurate information to its supervisor.
Bodoči pridobitelj bi moral zagotoviti informacije o financiranju predlagane pridobitve, vključno z informacijami o vseh sredstvih in virih financiranja, ter jih podpreti z dokazi o izvoru vseh sredstev in premoženja, da bi lahko pristojni organ za ciljni subjekt ocenil, ali obstaja tveganje pranja denarja.
For legal persons, it is also necessary to assess the impact of the proposed acquisition on the consolidated supervision of the target entity and the group it would belong to after the acquisition.
Bodoči pridobitelji, ki imajo v ciljnem subjektu kvalificiran delež v višini od 20 % do 50 %, bi morali pristojnemu organu za ciljni subjekt zagotoviti informacije o strategiji, da se zagotovi celovita ocena predlagane pridobitve.
Information on the financing of the proposed acquisition, including information concerning all means and sources of financing, should be provided by the proposed acquirer who should be able to present evidence about the original source of all funds and assets in order for the competent authority of the target entity to assess whether there is a risk of money laundering activities.
Podobno bi morali navedene informacije zagotoviti tudi bodoči pridobitelji, ki imajo v ciljnem subjektu kvalificiran delež, ki je nižji od 20 %, ampak v njem izvajajo enakovreden vpliv prek drugih sredstev, kot so razmerje bodočega pridobitelja z obstoječimi delničarji, dogovori med delničarji, razdelitev delnic, udeležba in glasovalne pravice pri delničarjih ali položaj bodočega pridobitelja znotraj strukture skupine ciljnega subjekta, da se zagotovi visoka stopnja homogenosti pri oceni predlagane pridobitve.
Proposed acquirers holding a qualifying holding of between 20 % and up to 50 % in the target entity should provide information on strategy to the competent authority of the target entity in order to ensure a comprehensive assessment of the proposed acquisition.
Če je predlagana sprememba v obvladovanju ciljnega subjekta, bi moral bodoči pridobitelj praviloma predložiti celoten poslovni načrt.
Similarly, proposed acquirers holding a qualifying holding of less than 20 % in the target entity but exercising an equivalent influence over it through other means such as the relationships between the proposed acquirer and the existing shareholders, the existence of shareholders' agreements, the distribution of shares, participating interests and voting rights across shareholders or the proposed acquirer's position within the group structure of the target entity should also provide that information to ensure a high degree of homogeneity in assessing proposed acquisitions.
Če pa sprememba v obvladovanju ciljnega subjekta ni predlagana, zadostuje, da ima določene informacije o prihodnji strategiji subjekta in namerah bodočega pridobitelja glede ciljnega subjekta, da se oceni, ali to ne bo vplivalo na finančno trdnost bodočega pridobitelja.
Where there is a proposed change in control of the target entity, the proposed acquirer should, as a general rule, submit a full business plan.
Skladno s sorazmernostjo bi moral bodoči pridobitelj v določenih primerih predložiti le omejene informacije.
However, where there is no proposed change in the control of the target entity, it is sufficient to be in possession of certain information on the entity's future strategy and the proposed acquirer's intentions for the target entity in order to assess whether this will not affect the financial soundness of the proposed acquirer.
Zlasti, če je pristojni organ za ciljni subjekt v preteklih dveh letih že ocenil bodočega pridobitelja ali če je ciljni subjekt majhno investicijsko podjetje, bodoči pridobitelj pa pooblaščeni in nadzorovani subjekt v Uniji, bi bilo treba pristojnemu organu za ciljni subjekt predložiti le določene omejene informacije.
It is proportionate that, in certain cases, the proposed acquirer should only produce limited information.
Vsaka izmenjava ali prenos informacij med pristojnimi organi, drugimi organi, telesi ali osebami bi morala biti opravljena v skladu s pravili o osebnih podatkih, določenimi v Direktivi Evropskega parlamenta in Sveta 95/46/ES [3].
In particular, where the proposed acquirer has been assessed by the competent authority of the target entity within the previous two years, or where the target entity is a small investment firm and the proposed acquirer is an entity authorised and supervised within the Union, it should only be necessary to provide certain reduced information to the competent authority of the target entity.
Evropski organ za vrednostne papirje in trge (ESMA) pri obdelavi osebnih podatkov za uporabo te uredbe uporablja Uredbo (ES) št. 45/2001 Evropskega parlamenta in Sveta [4].
Any exchange or transmission of information between competent authorities, other authorities, bodies or persons should be carried out in accordance with the rules on personal data as laid down in Directive 95/46/EC of the European Parliament and of the Council [3].
Ta uredba temelji na osnutkih regulativnih tehničnih standardov, ki jih je ESMA predložila Evropski komisiji.
Regulation (EC) No 45/2001 of the European Parliament and of the Council [4] applies to the processing of personal data by the European Securities and Markets Authority (ESMA) in the application of this Regulation.
ESMA je opravila odprto javno posvetovanje o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, analizirala potencialne povezane stroške in koristi ter prosila za mnenje Interesno skupino za vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [5].
This Regulation is based on the draft regulatory technical standards submitted by ESMA to the European Commission.
Poleg tega je tudi vsebina člena 10b(4) in člena 10(4) Direktive 2004/39/ES identična vsebini člena 13(4) in člena 11(2) Direktive 2014/65/EU.
ESMA has conducted an open public consultation on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [5].
SPREJELA NASLEDNJO UREDBO:
Article 12(8) of that Directive replaces Article 10a(8) of Directive 2004/39/EC and contains empowerments to ESMA for the development of regulatory technical standards which are identical to those provided for under Article 10a(8) of Directive 2004/39/EC.
Predmet urejanja
In accordance with Article 94(1) of Directive 2014/65/EU, Directive 2004/39/EC will be repealed with effect from 3 January 2018.
Člen 2
The adoption of the technical standards by the Commission in accordance with Article 10a(8) of Directive 2004/39/EC should also be considered in compliance with Article 12(8) of Directive 2014/65/EU with the consequence that the technical standard will continue to apply after 3 January 2018 without the need for further amendment,
Informacije, ki jih zagotovi bodoči pridobitelj
HAS ADOPTED THIS REGULATION:
Bodoči pridobitelj pristojnemu organu za ciljni subjekt zagotovi informacije iz členov 3 do 12, kjer je primerno, odvisno od tega, ali se informacije nanašajo na fizične osebe, pravne osebe ali sklad.
Subject matter
Splošne informacije o identiteti bodočega pridobitelja
This Regulation sets out rules on the information to be included by a proposed acquirer in the notification of a proposed acquisition to the competent authorities of the investment firm in which the acquirer is seeking to acquire or increase a qualifying holding (‘target entity’) for the assessment of the proposed acquisition.
Če je bodoči pridobitelj fizična oseba, pristojnemu organu za ciljni subjekt zagotovi naslednje informacije o identiteti:
Article 2
osebne podatke, vključno z imenom in priimkom ter datumom in krajem rojstva osebe, naslovom in kontaktnimi podatki ter nacionalno osebno matično številko, če je na voljo;
Information to be provided by the proposed acquirer
podroben življenjepis ali enakovreden dokument, v katerem so navedeni dosežena izobrazba in usposabljanje, predhodne poklicne izkušnje ter vse poklicne dejavnosti ali druge relevantne funkcije, ki jih oseba trenutno opravlja.
A proposed acquirer shall provide to the competent authority of the target entity the information set out in Articles 3 to 12, where applicable, depending on whether the information relates to a natural person or a legal person or a trust.
Če je bodoči pridobitelj pravna oseba, pristojnemu organu za ciljni subjekt zagotovi naslednje informacije:
Article 3
dokumente, ki potrjujejo poslovno ime in registrirani naslov sedeža ter poštni naslov, če je drugačen, kontaktne podatke in, kjer je na voljo, nacionalno matično številko podjetja;
General information relating to the identity of the proposed acquirer
registracijo pravne oblike v skladu z ustrezno nacionalno zakonodajo;
Where the proposed acquirer is a natural person, the proposed acquirer shall provide the competent authority of the target entity with the following identification information:
najnovejši pregled poslovnih dejavnosti pravne osebe;
personal details including the person's name, date and place of birth, address, and contact details and, where available, the personal national identification number;
popoln seznam oseb, ki dejansko vodijo poslovanje, njihova imena in priimke, datume in kraje rojstva, naslove, kontaktne podatke, njihove nacionalne matične številke, če so na voljo, podrobne življenjepise z navedbo doseženega izobraževanja in usposabljanja, njihovih predhodnih poklicnih izkušenj in njihovih poklicnih dejavnosti ali drugih relevantnih funkcij, ki jih trenutno opravljajo;
a detailed curriculum vitae or equivalent document, stating relevant education and training, previous professional experience, and any professional activities or other relevant functions currently performed.
identiteto vseh oseb, ki se lahko štejejo za dejanskega lastnika pravne osebe, njihova imena in priimke, datume in kraje rojstva, naslove, kontaktne podatke in, kjer so na voljo, njihove nacionalne matične številke.
Where the proposed acquirer is a legal person, it shall provide the competent authority of the target entity with the following information:
Če je bodoči pridobitelj sklad ali bo sklad, pristojnemu organu za ciljni subjekt zagotovi naslednje informacije:
documents certifying the business name and registered address of its head office, and postal address if different, contact details and, where available, its national identification number;
identiteto vseh skrbnikov, ki upravljajo sredstva v skladu s pogoji listine o skrbništvu sklada;
registration of legal form in accordance with relevant national legislation;
identiteto vseh oseb, ki so dejanski lastniki sredstev v skladu, ter njihove deleže pri porazdelitvi dobička;
an up-to-date overview of the entrepreneurial business of the legal person;
identiteto vseh oseb, ki so ustanovitelji sklada.
a complete list of persons who effectively direct the business, their name, date and place of birth, address, contact details, their national identification number where available, their detailed curriculum vitae stating relevant education and training, their previous professional experience, and their professional activities or other relevant functions currently performed;
Člen 4
the identity of all persons who may be considered to be beneficial owners of the legal person, their name, date and place of birth, address, contact details, and, where available, their national identification number.
Dodatne informacije o bodočem pridobitelju, ki je fizična oseba
Where the proposed acquirer is or is intended to be a trust, the proposed acquirer shall provide the competent authority of the target entity with the following information:
Bodoči pridobitelj, ki je fizična oseba, pristojnemu organu za ciljni subjekt zagotovi tudi naslednje:
the identity of all trustees who manage assets under the terms of the trust document;
glede bodočega pridobitelja in katerega koli podjetja, ki ga bodoči pridobitelj vodi ali obvladuje, za zadnjih 10 let:
the identity of all persons who are beneficial owners of the trust assets and their respective shares in the distribution of income;
informacije o kazenskih evidencah, kazenskih preiskavah ali postopkih, zadevnih civilnih in upravnih zadevah ter disciplinskih ukrepih, vključno s prepovedjo opravljanja funkcije direktorja podjetja ali stečajem, plačilno nesposobnostjo in podobnimi postopki, v obliki uradnega potrdila ali drugega enakovrednega dokumenta;
the identity of all persons who are settlors of the trust.
informacije o tekočih preiskavah, postopkih izvršbe, sankcijah ali drugih sklepih o izvršbi v zvezi z bodočim pridobiteljem, ki se lahko zagotovijo s častno izjavo;
Article 4
informacije o zavrnitvi registracije, dovoljenja, članstva ali licence za opravljanje trgovske, poslovne ali poklicne dejavnosti, umiku, preklicu ali ukinitvi takšne registracije, dovoljenja, članstva ali licence ali izključitvi s strani regulativnega ali vladnega organa ali poklicnega organa ali združenja;
Additional information relating to the proposed acquirer that is a natural person
informacije o odpovedi delovnega razmerja ali odstranitvi z odgovornega položaja, prekinitvi skrbniškega razmerja ali podobni situaciji;
The proposed acquirer that is a natural person shall also provide the competent authority of the target entity with the following:
informacije o tem, ali je oceno ugleda pridobitelja že izvedel drug nadzorni organ, identiteto tega organa in dokaz o rezultatu ocene;
in respect of the proposed acquirer and of any undertaking directed or controlled by the proposed acquirer, over the past 10 years:
informacije v zvezi s sedanjim finančnim položajem bodočega pridobitelja, vključno s podrobnostmi o virih prihodkov, sredstvih in obveznostih, finančnih zavarovanjih in jamstvih, ki so bila dana ali pridobljena;
criminal records, or criminal investigations or proceedings, relevant civil and administrative cases, and disciplinary actions, including disqualification as a company director or bankruptcy, insolvency or similar procedures, notably through an official certificate or through another equivalent document;
opis poslovnih dejavnosti bodočega pridobitelja;
information on open investigations, enforcement proceedings, sanctions, or other enforcement decisions against the proposed acquirer, which may be provided through a declaration of honour;
finančne informacije, vključno z bonitetnimi ocenami in javno dostopnimi poročili o podjetjih, ki jih obvladuje ali vodi bodoči pridobitelj, in, če je primerno, o bodočem pridobitelju;
refusal of registration, authorisation, membership or licence to carry out trade, business or a profession; or the withdrawal, revocation or termination of such a registration, authorisation, membership or licence; or expulsion by a regulatory or government body or a professional body or association;
opis finančnih in drugih interesov ali razmerij bodočega pridobitelja z:
dismissal from employment or a position of trust, fiduciary relationship, or similar situation;
vsemi drugimi sedanjimi delničarji ciljnega subjekta;
information as to whether an assessment of reputation of the acquirer has already been conducted by another supervisory authority, the identity of that authority, and evidence of the outcome of the assessment;
katero koli osebo, upravičeno do uveljavljanja glasovalnih pravic v ciljnem subjektu, ki ustrezajo eni ali več naslednjih opredelitev:
information regarding the current financial position of the proposed acquirer, including details concerning sources of revenues, assets and liabilities, pledges and guarantees, granted or received;
glasovalne pravice, ki jih ima tretja oseba, s katero je navedena oseba ali subjekt sklenil dogovor, po katerem je obvezan sprejeti, z usklajenim izvrševanjem glasovalnih pravic, ki jih ima, trajno skupno politiko za upravljanje zadevnega ciljnega subjekta,
a description of the business activities of the proposed acquirer;
glasovalne pravice, ki jih ima tretja oseba po dogovoru, sklenjenem z navedeno osebo ali subjektom, ki zagotavlja začasen prenos zadevnih glasovalnih pravic v zameno za nadomestilo,
financial information including credit ratings and publicly available reports on the undertakings controlled or directed by the proposed acquirer and, if applicable, on the proposed acquirer;
glasovalne pravice, povezane z delnicami, ki so deponirane kot zavarovanje s premoženjem pri navedeni osebi ali subjektu, če navedena oseba ali subjekt obvladuje glasovalne pravice ter izjavi, da jih namerava uveljavljati,
a description of the financial and non-financial interests or relationships of the proposed acquirer with:
glasovalne pravice, povezane z delnicami, pri katerih lahko navedena oseba ali subjekt uživa doživljenjske koristi,