natgillin/translations-raw huggingface dataset:
by application to the competent judicial authorities.
Sodelovanje med pristojnimi organi
Member States shall ensure that appropriate measures are in place so that competent authorities have all the supervisory and investigatory powers that are necessary to fulfil their duties.
Pristojni organi za namene te uredbe sodelujejo med seboj in z ESMA.
This Regulation is without prejudice to laws and regulations on takeover bids, merger transactions and other transactions affecting the ownership or control of companies that transpose Directive 2004/25/EC and that impose requirements in addition to the requirements of this Regulation.
Brez nepotrebnega odlašanja si izmenjujejo informacije in sodelujejo pri dejavnostih preiskovanja, nadzora in izvršilnih ukrepih.
A person making information available to the competent authority in accordance with this Regulation shall not be considered to be infringing any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision, and shall not be subject to liability of any kind related to such notification.
Kadar so države članice v skladu s členom 38 sprejele odločitev o določitvi kazenskih sankcij za kršitve te uredbe, zagotovijo vzpostavitev ustreznih ukrepov, na podlagi katerih imajo pristojni organi vsa potrebna pooblastila za sodelovanje s sodnimi organi v njihovi jurisdikciji, da prejemajo specifične informacije, povezane s kazenskimi preiskavami ali postopki, ki se začnejo zaradi morebitnih kršitev te uredbe, in te informacije zagotovijo drugim pristojnim organom in ESMA, da za namene te uredbe izpolnijo svojo obveznost glede medsebojnega sodelovanja in sodelovanja z ESMA.
Paragraphs 1 to 3 are without prejudice to the possibility for a Member State to make separate legal and administrative arrangements for overseas European territories for whose external relations that Member State is responsible.
Pristojni organ lahko zahtevo za informacije ali zahtevo za sodelovanje v preiskavi zavrne le v naslednjih izrednih okoliščinah:
Article 33
kadar bi izpolnitev zahteve verjetno negativno vplivala na njegovo lastno preiskavo, izvršilne ukrepe ali kazensko preiskavo;
Cooperation between competent authorities
kadar so se pri organih naslovljene države članice že začeli sodni postopki v zvezi z istimi dejanji in proti istim osebam;
Competent authorities shall cooperate with each other and with ESMA for the purposes of this Regulation.
kadar je bila takim osebam za ista dejanja že izrečena pravnomočna sodba v naslovljeni državi članici.
They shall exchange information without undue delay and cooperate in investigation, supervision and enforcement activities.
Pristojni organi na zahtevo takoj zagotovijo vse informacije, ki so potrebne za namene te uredbe.
Where Member States have chosen, in accordance with Article 38, to lay down criminal sanctions for infringements of this Regulation, they shall ensure that appropriate measures are in place so that competent authorities have all the necessary powers to liaise with judicial authorities within their jurisdiction to receive specific information related to criminal investigations or proceedings commenced for possible infringements of this Regulation and provide the same to other competent authorities and ESMA to fulfil their obligation to cooperate with each other and ESMA for the purposes of this Regulation.
Pristojni organ lahko zahteva pomoč pristojnega organa druge države članice pri inšpekcijskih pregledih ali preiskavah na kraju samem.
A competent authority may refuse to act on a request for information or a request to cooperate with an investigation only in any of the following exceptional circumstances:
Pristojni organ, ki zahteva pomoč, obvesti ESMA o vsaki zahtevi iz prvega pododstavka.
where complying with the request is likely to adversely affect its own investigation, enforcement activities or a criminal investigation;
ESMA v primeru inšpekcijskega pregleda ali preiskave na kraju samem s čezmejnim učinkom na zahtevo enega od pristojnih organov koordinira inšpekcijski pregled ali preiskavo.
where judicial proceedings have already been initiated in respect of the same actions and against the same persons before the authorities of the Member State addressed;
Kadar pristojni organ prejme zahtevo od pristojnega organa druge države članice za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem, lahko stori kar koli od naslednjega:
where a final judgment has already been delivered in relation to such persons for the same actions in the Member State addressed.
sam opravi inšpekcijski pregled ali preiskavo na kraju samem;
Competent authorities shall, on request, immediately supply any information required for the purposes of this Regulation.
pristojnemu organu, ki je predložil zahtevo, dovoli, da sodeluje v inšpekcijskem pregledu ali preiskavi na kraju samem;
The competent authority may request assistance from the competent authority of another Member State with regard to on-site inspections or investigations.
pristojnemu organu, ki je predložil zahtevo, dovoli, da sam opravi inšpekcijski pregled ali preiskavo na kraju samem;
A requesting competent authority shall inform ESMA of any request referred to in the first subparagraph.
imenuje revizorje ali strokovnjake za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem;
In the case of an on-site inspection or investigation with cross-border effect, ESMA shall, where requested to do so by one of the competent authorities, coordinate the inspection or investigation.
si z drugimi pristojnimi organi deli določene naloge, povezane z nadzornimi dejavnostmi.
Where a competent authority receives a request from a competent authority of another Member State to carry out an on-site inspection or an investigation, it may do any of the following:
Pristojni organi se lahko v primerih, ko je bila zahteva za sodelovanje, zlasti za izmenjavo informacij, zavrnjena ali pa ni bila obravnavana v razumnem roku, obrnejo na ESMA.
carry out the on-site inspection or investigation itself;
Brez poseganja v člen 258 PDEU lahko ESMA v primerih iz prvega stavka tega odstavka ukrepa v skladu s pooblastilom, prenesenim nanj na podlagi člena 19 Uredbe (EU) št. 1095/2010.
allow the competent authority which submitted the request to participate in an on-site inspection or investigation;
ESMA lahko pripravi osnutke regulativnih tehničnih standardov – oziroma jih pripravi na zahtevo Komisije –, da se opredelijo informacije, ki si jih pristojni organi izmenjujejo v skladu z odstavkom 1.
allow the competent authority which submitted the request to carry out the on-site inspection or investigation itself;
ESMA lahko pripravi osnutke izvedbenih tehničnih standardov, da se določijo standardni obrazci, predloge ter postopki za sodelovanje in izmenjavo informacij med pristojnimi organi.
appoint auditors or experts to carry out the on-site inspection or investigation;
Člen 34
share specific tasks related to supervisory activities with the other competent authorities.
Sodelovanje z ESMA
The competent authorities may refer to ESMA situations where a request for cooperation, in particular to exchange information, has been rejected or has not been acted upon within a reasonable time.
Za namene te uredbe pristojni organi sodelujejo z ESMA v skladu z Uredbo (EU) št. 1095/2010.
Without prejudice to Article 258 TFEU, ESMA may, in the situations referred to in the first sentence of this paragraph, act in accordance with the power conferred on it under Article 19 of Regulation (EU) No 1095/2010.
Pristojni organi v skladu s členom 35 Uredbe (EU) št. 1095/2010 ESMA brez odlašanja zagotovijo vse informacije, potrebne za opravljanje njegovih nalog.
ESMA may, or where the Commission so requests shall, develop draft regulatory technical standards to specify the information to be exchanged between competent authorities in accordance with paragraph 1.
Za zagotovitev enotnih pogojev uporabe tega člena lahko ESMA pripravi osnutke izvedbenih tehničnih standardov, da se določijo postopki in obrazci za izmenjavo informacij iz odstavka 2.
ESMA may develop draft implementing technical standards to establish standard forms, templates and procedures for the cooperation and exchange of information between competent authorities.
Člen 35
Article 34
Poslovna skrivnost
Cooperation with ESMA
Vse informacije, ki si jih pristojni organi izmenjajo na podlagi te uredbe ter zadevajo poslovne ali operativne pogoje in druge gospodarske ali osebne zadeve, se obravnavajo kot zaupne in zanje veljajo zahteve o varovanju poslovne skrivnosti, razen kadar pristojni organ v času njihovega posredovanja navede, da se take informacije lahko razkrijejo oziroma da je takšno razkritje potrebno za sodne postopke.
The competent authorities shall cooperate with ESMA for the purposes of this Regulation, in accordance with Regulation (EU) No 1095/2010.
Obveznost varovanja poslovne skrivnosti velja za vse osebe, ki delajo ali so delale pri pristojnem organu ali kateri koli tretji osebi, na katero je pristojni organ prenesel svoja pooblastila.
The competent authorities shall without delay provide ESMA with all information necessary to carry out its duties, in accordance with Article 35 of Regulation (EU) No 1095/2010.
Informacije, ki so poslovna skrivnost, se ne smejo razkriti nobeni drugi osebi ali organu, razen na podlagi določb prava Unije ali nacionalnega prava.
In order to ensure uniform conditions of application of this Article, ESMA may develop draft implementing technical standards to determine the procedures and forms for exchange of information as referred to in paragraph 2.
Člen 36
Article 35
Varstvo podatkov
Professional secrecy
Pri obdelavi osebnih podatkov v okviru te uredbe pristojni organi opravljajo svoje naloge za namene te uredbe v skladu z Uredbo (EU) 2016/679.
All information exchanged between the competent authorities under this Regulation that concerns business or operational conditions and other economic or personal affairs shall be considered to be confidential and shall be subject to the requirements of professional secrecy, except where the competent authority states at the time of communication that such information may be disclosed or such disclosure is necessary for legal proceedings.
ESMA pri obdelavi osebnih podatkov v okviru te uredbe zagotovi skladnost z Uredbo (ES) št. 45/2001.
The obligation of professional secrecy shall apply to all persons who work or who have worked for the competent authority or for any third party to whom the competent authority has delegated its powers.
Člen 37
Information covered by professional secrecy may not be disclosed to any other person or authority except by virtue of provisions laid down by Union or national law.
Ukrepi zavarovanja
Article 36
Kadar ima pristojni organ države članice gostiteljice jasne in dokazljive razloge za prepričanje, da so izdajatelj, ponudnik ali oseba, ki prosi za uvrstitev v trgovanje na reguliranem trgu, ali finančni posredniki, ki so odgovorni za ponudbo vrednostnih papirjev javnosti, storili nepravilnosti, ali da so navedene osebe kršile svoje obveznosti iz te uredbe, te ugotovitve sporoči pristojnemu organu matične države članice in ESMA.
Data protection
Kadar izdajatelj, ponudnik ali oseba, ki prosi za uvrstitev v trgovanje na reguliranem trgu, ali finančni posredniki, ki so odgovorni za ponudbo vrednostnih papirjev javnosti, kljub ukrepom, ki jih je sprejel pristojni organ matične države članice, še naprej kršijo to uredbo, pristojni organ države članice gostiteljice o tem obvesti pristojni organ matične države članice in ESMA ter nato sprejme vse ustrezne ukrepe, da zaščiti vlagatelje, in o tem brez nepotrebnega odlašanja obvesti Komisijo in ESMA.
With regard to the processing of personal data within the framework of this Regulation, competent authorities shall carry out their tasks for the purposes of this Regulation in accordance with Regulation (EU) 2016/679.
Kadar se pristojni organ ne strinja s katerim od ukrepov, ki jih je v skladu z odstavkom 2 sprejel drugi pristojni organ, lahko o tem seznani ESMA.
With regard to the processing of personal data by ESMA within the framework of this Regulation, it shall comply with Regulation (EC) No 45/2001.
ESMA lahko ukrepa v skladu s pooblastili, podeljenimi s členom 19 Uredbe (EU) št. 1095/2010.
Article 37
POGLAVJE VIII
Precautionary measures
UPRAVNE KAZNI IN DRUGI UPRAVNI UKREPI
Where the competent authority of the host Member State has clear and demonstrable grounds for believing that irregularities have been committed by the issuer, the offeror or the person asking for admission to trading on a regulated market or by the financial intermediaries in charge of the offer of securities to the public or that those persons have infringed their obligations under this Regulation, it shall refer those findings to the competent authority of the home Member State and to ESMA.
Člen 38
Where, despite the measures taken by the competent authority of the home Member State, the issuer, the offeror or the person asking for admission to trading on a regulated market or the financial intermediaries in charge of the offer of securities to the public persists in infringing this Regulation, the competent authority of the host Member State, after informing the competent authority of the home Member State and ESMA, shall take all appropriate measures in order to protect investors and shall inform the Commission and ESMA thereof without undue delay.
Upravne kazni in drugi upravni ukrepi
Where a competent authority disagrees with any of the measures taken by another competent authority pursuant to paragraph 2, it may bring the matter to the attention of ESMA.
Brez poseganja v nadzorna in preiskovalna pooblastila pristojnih organov iz člena 32 in v pravico držav članic, da zagotovijo in naložijo kazenske sankcije, države članice v skladu z nacionalnim pravom zagotovijo, da so pristojni organi pooblaščeni za nalaganje upravnih kazni in sprejemanje drugih ustreznih upravnih ukrepov, ki so učinkoviti, sorazmerni in odvračilni.
ESMA may act in accordance with the powers conferred on it under Article 19 of Regulation (EU) No 1095/2010.
Te upravne kazni in drugi upravni ukrepi se uporabljajo vsaj za:
CHAPTER VIII
kršitve členov 3, 5 in 6, člena 7(1) do (11), členov 8, 9 in 10, člena 11(1) in (3), člena 14(1) in (2), člena 15(1), člena 16(1), (2) in (3), členov 17 in 18, člena 19(1) do (3), člena 20(1), člena 21(1) do (4) in (7) do (11), člena 22(2) do (5), člena 23(1), (2), (3) in (5) ter člena 27;
ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
nesodelovanje v preiskavi, inšpekcijskem pregledu ali zahtevi ali ravnanje, ki ni v skladu s preiskavo, inšpekcijskim pregledom ali zahtevo, iz člena 32.
Article 38
Države članice do 21. julija 2018 uradno obvestijo Komisijo in ESMA o podrobnostih pravil iz prvega in drugega pododstavka.
Administrative sanctions and other administrative measures
Komisijo in ESMA brez odlašanja uradno obvestijo o vseh poznejših spremembah teh pravil.
Without prejudice to the supervisory and investigatory powers of competent authorities under Article 32, and the right of Member States to provide for and impose criminal sanctions, Member States shall, in accordance with national law, provide for competent authorities to have the power to impose administrative sanctions and take appropriate other administrative measures which shall be effective, proportionate and dissuasive.
Države članice v skladu z nacionalnim pravom zagotovijo, da so pristojni organi v zvezi s kršitvami iz točke (a) odstavka 1 pooblaščeni, da naložijo vsaj naslednje upravne kazni in druge upravne ukrepe:
infringements of Article 3, Article 5, Article 6, Article 7(1) to (11), Article 8, Article 9, Article 10, Article 11(1) and (3), Article 14(1) and (2), Article 15(1), Article 16(1), (2) and (3), Article 17, Article 18, Article 19(1) to (3), Article 20(1), Article 21(1) to (4) and (7) to (11), Article 22(2) to (5), Article 23 (1), (2), (3) and (5), and Article 27;
odredbo, v skladu s katero mora odgovorna fizična ali pravna oseba prenehati z ravnanjem, ki pomeni kršitev;
failure to cooperate or comply in an investigation or with an inspection or request covered by Article 32.
najvišje upravne denarne kazni v višini vsaj dvakratnega zneska pridobljenega dobička ali preprečene izgube zaradi kršitve, kadar se lahko ugotovita;
Member States may decide not to lay down rules for administrative sanctions as referred to in the first subparagraph where the infringements referred to in point (a) or point (b) of that subparagraph are already subject to criminal sanctions in their national law by 21 July 2018.
v primeru pravne osebe najvišje upravne denarne kazni v višini vsaj 5000000 EUR ali v državah članicah, katerih valuta ni euro, v ustreznem znesku nacionalne valute dne 20. julija 2017 ali 3 % skupnega letnega prometa navedene pravne osebe glede na najnovejše razpoložljive računovodske izkaze, ki jih je potrdil organ upravljanja.
Where they so decide, Member States shall notify, in detail, to the Commission and to ESMA, the relevant parts of their criminal law.
Kadar je pravna oseba obvladujoče podjetje ali odvisno podjetje obvladujočega podjetja, ki mora pripraviti konsolidirane računovodske izkaze v skladu z Direktivo 2013/34/EU, je zadevni skupni letni promet enak skupnemu letnemu prometu ali ustrezni vrsti prihodka v skladu z zadevnim pravom Unije na področju računovodstva glede na najnovejše razpoložljive konsolidirane računovodske izkaze, ki jih je potrdil organ upravljanja končnega obvladujočega podjetja;
By 21 July 2018, Member States shall notify, in detail, the rules referred to in the first and second subparagraph to the Commission and to ESMA.
v primeru fizične osebe najvišje upravne denarne kazni v višini vsaj 700000 EUR ali v državah članicah, katerih valuta ni euro, v ustreznem znesku nacionalne valute dne 20. julija 2017.
They shall notify the Commission and ESMA without delay of any subsequent amendment thereto.
Države članice lahko določijo dodatne kazni ali ukrepe in višje upravne denarne kazni, kot so navedene v tej uredbi.
Member States shall, in accordance with national law, ensure that competent authorities have the power to impose at least the following administrative sanctions and other administrative measures in relation to the infringements listed in point (a) of paragraph 1:
Člen 39
a public statement indicating the natural person or the legal entity responsible and the nature of the infringement in accordance with Article 42;
Izvajanje nadzornih pooblastil in pooblastil za nalaganje kazni
an order requiring the natural person or legal entity responsible to cease the conduct constituting the infringement;
Pristojni organi pri določanju vrste in ravni upravnih kazni in drugih upravnih ukrepov upoštevajo vse pomembne okoliščine, ki po potrebi vključujejo:
maximum administrative pecuniary sanctions of at least twice the amount of the profits gained or losses avoided because of the infringement where those can be determined;
resnost in trajanje kršitve;
in the case of a legal person, maximum administrative pecuniary sanctions of at least EUR 5000000, or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 20 July 2017, or 3 % of the total annual turnover of that legal person according to the last available financial statements approved by the management body.
stopnjo odgovornosti osebe, odgovorne za kršitev;
Where the legal person is a parent undertaking or a subsidiary of a parent undertaking which is required to prepare consolidated financial accounts in accordance with Directive 2013/34/EU, the relevant total annual turnover shall be the total annual turnover or the corresponding type of income in accordance with the relevant Union law in the area of accounting according to the last available consolidated accounts approved by the management body of the ultimate parent undertaking;
finančno moč osebe, odgovorne za kršitev, kot je prikazana s skupnim prometom odgovorne pravne osebe ali letnim prihodkom in čistimi sredstvi odgovorne fizične osebe;
in the case of a natural person, maximum administrative pecuniary sanctions of at least EUR 700000, or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 20 July 2017.
učinek kršitve na interese malih vlagateljev;
Member States may provide for additional sanctions or measures and for higher levels of administrative pecuniary sanctions than those provided for in this Regulation.
pomembnost pridobljenega dobička ali preprečenih izgub osebe, odgovorne za kršitev, ali izgub, ki so jih zaradi kršitve utrpele tretje osebe, če se lahko ugotovijo;
Article 39
raven sodelovanja osebe, odgovorne za kršitev, s pristojnim organom, brez poseganja v potrebo po izročitvi pridobljenega dobička ali preprečenih izgub te osebe;
Exercise of supervisory powers and powers to impose sanctions
prejšnje kršitve osebe, odgovorne za kršitev;
Competent authorities, when determining the type and level of administrative sanctions and other administrative measures, shall take into account all relevant circumstances including, where appropriate:
ukrepe, ki jih je oseba, odgovorna za kršitev, sprejela po kršitvi za preprečitev ponovitve kršitve.
the gravity and the duration of the infringement;
Pristojni organi pri izvajanju pooblastil za naložitev upravnih kazni in drugih upravnih ukrepov v skladu s členom 38 tesno sodelujejo, da zagotovijo učinkovito in ustrezno izvajanje svojih nadzornih in preiskovalnih pooblastil ter naloženih upravnih kazni in drugih upravnih ukrepov v skladu s to uredbo.
the degree of responsibility of the person responsible for the infringement;
Svoje delovanje usklajujejo, da se preprečita podvajanje in prekrivanje pri izvajanju nadzornih in preiskovalnih pooblastil ter pri uvedbi upravnih sankcij in drugih upravnih ukrepov v čezmejnih primerih.
the financial strength of the person responsible for the infringement, as indicated by the total turnover of the responsible legal person or the annual income and net assets of the responsible natural person;
člen 40
the impact of the infringement on retail investors’ interests;
Pravica do pritožbe
the importance of the profits gained, losses avoided by the person responsible for the infringement or the losses for third parties derived from the infringement, insofar as they can be determined;
Države članice zagotovijo, da so sklepi, sprejeti na podlagi te uredbe, ustrezno utemeljeni in da zanje velja pravica do pritožbe na sodišču.
the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;
Za namene člena 20 se pravica do pritožbe uporablja tudi, kadar pristojni organ niti ni sprejel odločitve o potrditvi ali zavrnitvi vloge za potrditev niti ni v zvezi s to vlogo zaprosil za spremembe ali dodatne informacije v rokih iz člena 20(2), (3) in (6).
previous infringements by the person responsible for the infringement;
Člen 41
measures taken after the infringement by the person responsible for the infringement to prevent its repetition.
Prijava kršitev
In the exercise of their powers to impose administrative sanctions and other administrative measures under Article 38, competent authorities shall cooperate closely to ensure that the exercise of their supervisory and investigative powers and the administrative sanctions and other administrative measures that they impose are effective and appropriate under this Regulation.
Pristojni organi vzpostavijo učinkovite mehanizme za spodbujanje in omogočanje prijave dejanskih ali morebitnih kršitev te uredbe.
They shall coordinate their action in order to avoid duplication and overlaps when exercising their supervisory and investigative powers and when imposing administrative sanctions and other administrative measures in cross-border cases.
Mehanizmi iz odstavka 1 vključujejo vsaj:
Article 40
posebne postopke za prejem poročil o dejanskih ali morebitnih kršitvah in nadaljnje ukrepanje v zvezi z njimi, vključno z vzpostavitvijo varnih komunikacijskih kanalov za taka poročila;