natgillin/translations-raw huggingface dataset:
The review referred to in the first subparagraph shall include:
ESRB stalno spremlja razvoj na trgih listinjenja, da bi prispeval k preprečevanju ali zmanjšanju sistemskih tveganj za finančno stabilnost v Uniji, ki so posledica razvoja v okviru finančnega sistema, in ob upoštevanju makroekonomskega razvoja, da bi se tako izognili obdobjem obsežnejših finančnih težav.
the processes and mechanisms to correctly measure and retain the material net economic interest on an ongoing basis, the gathering and timely disclosure of all information to be made available in accordance with Article 7 and the credit-granting criteria in accordance with Article 9;
Da bi izpostavil tveganja za finančno stabilnost, ESRB v sodelovanju z EBA objavi poročilo o posledicah trga listinjenja za finančno stabilnost, kadar meni, da je to potrebno, ali vsaj vsaka tri leta.
for STS securitisations which are not securitisations within an ABCP programme, the processes and mechanisms to ensure compliance with Article 20(7) to (12), Article 21(7), and Article 22; and
Če so opažena pomembna tveganja, ESRB zagotovi opozorila in po potrebi izda priporočila za popravne ukrepe kot odziv na ta tveganja v skladu s členom 16 Uredbe (EU) št. 1092/2010, vključno z informacijami o ustreznosti spreminjanja ravni zadržanja tveganja, ali za sprejetje drugih makrobonitetnih ukrepov; priporočila so naslovljena na Komisijo, ESA in države članice.
for STS securitisations which are securitisations within an ABCP programme, the processes and mechanisms to ensure, with regard to ABCP transactions, compliance with Article 24 and, with regard to ABCP programmes, compliance with Article 26(7) and (8).
Komisija, ESA in države članice v skladu s členom 17 Uredbe (EU) št. 1092/2010 sporočijo ESRB, Evropskemu parlamentu in Svetu ukrepe, sprejete v odziv na priporočila, ter zagotovijo ustrezno utemeljitev morebitnega neukrepanja v treh mesecih od datuma posredovanja priporočil naslovnikom.
Competent authorities shall require that risks arising from securitisation transactions, including reputational risks, are evaluated and addressed through appropriate policies and procedures of originators, sponsors, SSPEs and original lenders.
Člen 32
The competent authority shall monitor, as applicable, the specific effects that the participation in the securitisation market has on the stability of the financial institution that operates as original lender, originator, sponsor or investor as part of its prudential supervision in the field of securitisation, taking into account, without prejudice to stricter sectoral regulation:
Upravne sankcije in popravni ukrepi
the size of capital buffers;
Brez poseganja v pravico držav članic, da predvidijo in naložijo kazenske sankcije v skladu s členom 34, države članice določijo predpise o ustreznih upravnih sankcijah, v primeru malomarnosti ali namerne kršitve, in popravnih ukrepih, ki se uporabljajo vsaj v primerih, kadar:
the size of the liquidity buffers; and
originator, sponzor ali prvotni kreditodajalec ni izpolnil zahtev iz člena 6;
the liquidity risk for investors due to a maturity mismatch between their funding and investments.
originator, sponzor ali SSPE ni izpolnil zahtev iz člena 7;
In cases where the competent authority identifies a material risk to financial stability of a financial institution or the financial system as a whole, irrespective of its obligations under Article 36, it shall take action to mitigate those risks, report its findings to the designated authority competent for macroprudential instruments under Regulation (EU) No 575/2013 and the ESRB.
originator, sponzor ali prvotni kreditodajalec ni izpolnil meril iz člena 9;
The competent authority shall monitor any possible circumvention of the obligations set out in Article 6(2) and ensure that sanctions are applied in accordance with Articles 32 and 33.
originator, sponzor ali SSPE ni izpolnil zahtev iz člena 18;
Article 31
listinjenje šteje za STS ter originator, sponzor ali SSPE tega listinjenja ni izpolnil zahtev iz členov 19 do 22 ali členov 23 do 26;
Macroprudential oversight of the securitisation market
originator ali sponzor pošlje zavajajoče uradno obvestilo v skladu s členom 27(1);
Within the limits of its mandate, the ESRB shall be responsible for the macroprudential oversight of the Union’s securitisation market.
originator ali sponzor ni izpolnil zahtev iz člena 27(4); ali
In order to contribute to the prevention or mitigation of systemic risks to financial stability in the Union that arise from developments within the financial system and taking into account macroeconomic developments, so as to avoid periods of widespread financial distress, the ESRB shall continuously monitor developments in the securitisation markets.
tretja oseba, pooblaščena v skladu s členom 28, ni poslala uradnega obvestila o bistvenih spremembah informacij, zagotovljenih v skladu s členom 28(1), ali kakršnih koli drugih spremembah, za katere je mogoče upravičeno domnevati, da vplivajo na oceno njenega pristojnega organa.
Where the ESRB considers it necessary, or at least every 3 years, in order to highlight financial stability risks, the ESRB shall, in collaboration with the EBA, publish a report on the financial stability implications of the securitisation market.
Države članice poleg tega zagotovijo učinkovito izvajanje upravnih sankcij in/ali popravnih ukrepov.
If material risks are observed, the ESRB shall provide warnings and, where appropriate, issue recommendations for remedial action in response to those risks pursuant to Article 16 of Regulation (EU) No 1092/2010, including on the appropriateness of modifying the risk-retention levels, or the taking of other macroprudential measures, to the Commission, the ESAs and to the Member States.
Navedene sankcije in ukrepi morajo biti učinkoviti, sorazmerni in odvračilni.
The Commission, the ESAs and the Member States shall, in accordance with Article 17 of Regulation (EU) No 1092/2010, communicate to the ESRB, the European Parliament and the Council the actions undertaken in response to the recommendation and shall provide adequate justification for any inaction within three months of the date of transmission of the recommendation to the addressees.
Države članice na pristojne organe prenesejo pooblastilo, da v primeru kršitev iz odstavka 1 uporabijo vsaj naslednje sankcije in ukrepe:
Article 32
javno izjavo, v kateri sta v skladu s členom 37 navedena identiteta fizične ali pravne osebe in vrsta kršitve;
Administrative sanctions and remedial measures
odredbo, ki od fizične ali pravne osebe zahteva, naj preneha z določenim ravnanjem in naj tega ravnanja več ne ponovi;
Without prejudice to the right for Member States to provide for and impose criminal sanctions pursuant to Article 34, Member States shall lay down rules establishing appropriate administrative sanctions, in the case of negligence or intentional infringement, and remedial measures, applicable at least to situations where:
začasno prepoved kateremu koli članu vodstvenega organa originatorja, sponzorja ali SSPE ali kateri koli drugi fizični osebi, odgovorni za kršitev, da v teh družbah opravlja vodstvene funkcije;
an originator, sponsor or original lender has failed to meet the requirements provided for in Article 6;
v primeru kršitve iz točke (e) ali (f) prvega pododstavka odstavka 1 tega člena začasno prepoved originatorju in sponzorju, da v skladu s členom 27(1) pošlje uradno obvestilo o tem, da listinjenje izpolnjuje zahteve iz členov 19 do 22 ali členov 23 do 26;
an originator, sponsor or SSPE has failed to meet the requirements provided for in Article 7;
če gre za fizično osebo, najvišje upravne denarne kazni v višini vsaj 5000000 EUR, oziroma v državah članicah, katerih valuta ni euro, ustrezno vrednost v nacionalni valuti na dan 17. januarja 2018;
an originator, sponsor or original lender has failed to meet the criteria provided for in Article 9;
če gre za pravno osebo, najvišje upravne denarne kazni v višini vsaj 5000000 EUR, oziroma v državah članicah, katerih valuta ni euro, ustrezno vrednost v nacionalni valuti na dan 17. januarja 2018 ali do 10 % skupnega letnega neto prometa pravne osebe glede na najnovejše razpoložljive računovodske izkaze, ki jih je odobril organ upravljanja; kadar je pravna oseba obvladujoče podjetje ali odvisno podjetje obvladujočega podjetja, ki mora v skladu z Direktivo 2013/34/EU Evropskega parlamenta in Sveta [35] pripraviti konsolidirane računovodske izkaze, se za zadevni skupni čisti prihodek šteje skupni čisti prihodek ali ustrezna oblika prihodka v skladu z zadevnimi računovodskimi zakonodajnimi akti glede na najnovejše razpoložljive konsolidirane računovodske izkaze, ki jih je odobril organ upravljanja končnega obvladujočega podjetja;
an originator, sponsor or SSPE has failed to meet the requirements provided for in Article 18;
najvišje upravne denarne kazni v višini vsaj dvakratnega zneska s kršitvijo pridobljene koristi, kadar je slednjo mogoče opredeliti, čeprav presega najvišja zneska iz točk (e) in (f);
a securitisation is designated as STS and an originator, sponsor or SSPE of that securitisation has failed to meet the requirements provided for in Articles 19 to 22 or Articles 23 to 26;
v primeru kršitve iz točke (h) prvega pododstavka odstavka 1 tega člena začasni odvzem dovoljenja iz člena 28 tretji osebi, pooblaščeni za preverjanje skladnosti listinjenja s členi 19 do 22 ali členi 23 do 26.
an originator or sponsor makes a misleading notification pursuant to Article 27(1);
Kadar se določbe iz prvega odstavka uporabljajo za pravne osebe, države članice na pristojne organe prenesejo pooblastilo, da lahko v skladu s pogoji, določenimi v nacionalnem pravu, članom organa upravljanja in drugim posameznikom, ki so v skladu z nacionalnim pravom odgovorni za kršitev, naložijo upravne sankcije in popravne ukrepe, določene v odstavku 2.
an originator or sponsor has failed to meet the requirements provided for in Article 27(4); or
Države članice zagotovijo, da je kakršna koli odločitev o naložitvi upravnih sankcij ali popravnih ukrepov, določenih v odstavku 2, ustrezno obrazložena in da v zvezi z njo velja pravica do pritožbe.
a third party authorised pursuant to Article 28 has failed to notify material changes to the information provided in accordance with Article 28(1), or any other changes that could reasonably be considered to affect the assessment of its competent authority.
Člen 33
Member States shall also ensure that administrative sanctions and/or remedial measures are effectively implemented.
Izvajanje pooblastil za nalaganje upravnih sankcij in popravnih ukrepov
Those sanctions and measures shall be effective, proportionate and dissuasive.
Pristojni organi izvajajo pooblastila za nalaganje upravnih sankcij in popravnih ukrepov iz člena 32 v skladu s svojim nacionalnim pravnim okvirom, kot je to ustrezno:
Member States shall confer on competent authorities the power to apply at least the following sanctions and measures in the event of the infringements referred to in paragraph 1:
neposredno;
a public statement which indicates the identity of the natural or legal person and the nature of the infringement in accordance with Article 37;
v sodelovanju z drugimi organi;
an order requiring the natural or legal person to cease the conduct and to desist from a repetition of that conduct;
v okviru svoje pristojnosti s prenosom pooblastil na druge organe;
a temporary ban preventing any member of the originator’s, sponsor’s or SSPE’s management body or any other natural person held responsible for the infringement from exercising management functions in such undertakings;
z vložitvijo zahtevka pri pristojnih sodnih organih.
in the case of an infringement as referred to in point (e) or (f) of the first subparagraph of paragraph 1 of this Article a temporary ban preventing the originator and sponsor from notifying under Article 27(1) that a securitisation meets the requirements set out in Articles 19 to 22 or Articles 23 to 26;
Pristojni organi pri določitvi vrste in ravni upravne sankcije ali popravnega ukrepa, naloženega na podlagi člena 32, upoštevajo, v kolikšni meri je kršitev namerna ali posledica malomarnosti ter vse druge zadevne okoliščine, po potrebi tudi:
in the case of a natural person, maximum administrative pecuniary sanctions of at least EUR 5000000 or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 17 January 2018;
pomembnost, težo in trajanje kršitve;
in the case of a legal person, maximum administrative pecuniary sanctions of at least EUR 5000000, or in the Member States whose currency is not the euro, the corresponding value in the national currency on 17 January 2018 or of up to 10 % of the total annual net turnover of the legal person according to the last available accounts approved by the management body; where the legal person is a parent undertaking or a subsidiary of the parent undertaking which has to prepare consolidated financial accounts in accordance with Directive 2013/34/EU of the European Parliament and of the Council [35], the relevant total annual net turnover shall be the total net annual turnover or the corresponding type of income in accordance with the relevant accounting legislative acts according to the last available consolidated accounts approved by the management body of the ultimate parent undertaking;
stopnjo odgovornosti fizične ali pravne osebe, odgovorne za kršitev;
maximum administrative pecuniary sanctions of at least twice the amount of the benefit derived from the infringement where that benefit can be determined, even if that exceeds the maximum amounts in points (e) and (f);
finančno trdnost odgovorne fizične ali pravne osebe;
in the case of an infringement as referred to in point (h) of the first subparagraph of paragraph 1 of this Article, a temporary withdrawal of the authorisation referred to in Article 28 for the third party authorised to check the compliance of a securitisation with Articles 19 to 22 or Articles 23 to 26.
pomembnost dobičkov, ki jih je odgovorna fizična ali pravna oseba pridobila, ali izgub, ki jih je preprečila, če jih je mogoče določiti;
Where the provisions referred to in the first paragraph apply to legal persons, Member States shall confer on competent authorities the power to apply the administrative sanctions and remedial measures set out in paragraph 2, subject to the conditions provided for in national law, to members of the management body, and to other individuals who under national law are responsible for the infringement.
izgube, ki so jih zaradi kršitve imele tretje osebe, če jih je mogoče določiti;
Member States shall ensure that any decision imposing administrative sanctions or remedial measures set out in paragraph 2 is properly reasoned and is subject to a right of appeal.
raven sodelovanja odgovorne fizične ali pravne osebe s pristojnim organom, brez poseganja v potrebo po zagotovitvi, da ta oseba izroči pridobljeni dobiček ali preprečeno izgubo;
Article 33
prejšnje kršitve odgovorne fizične ali pravne osebe.
Exercise of the power to impose administrative sanctions and remedial measures
Člen 34
Competent authorities shall exercise the powers to impose administrative sanctions and remedial measures referred to in Article 32 in accordance with their national legal frameworks, as appropriate:
Kazenske sankcije
directly;
Države članice lahko sklenejo, da ne bodo določile predpisov o upravnih sankcijah ali popravnih ukrepih za kršitve, za katere se v njihovem nacionalnem pravu uporabljajo kazenske sankcije.
in collaboration with other authorities;
Kadar države članice v skladu z odstavkom 1 tega člena sklenejo določiti kazenske sankcije za kršitve iz člena 32(1), zagotovijo, da so vzpostavljeni ustrezni ukrepi, na podlagi katerih imajo pristojni organi na voljo vsa potrebna pooblastila za sodelovanje s sodnimi organi, organi pregona ali pravosodnimi organi v njihovi jurisdikciji, da lahko prejemajo specifične informacije, povezane s kazenskimi preiskavami ali postopki, sproženimi ob kršitvah iz člena 32(1), in da enake informacije zagotovijo drugim pristojnim organom ter ESMA, EBA in EIOPA, s čimer jim omogočijo izpolnitev njihove obveznosti glede sodelovanja za namene te uredbe.
under their responsibility by delegation to other authorities;
Člen 35
by application to the competent judicial authorities.
Dolžnosti uradnega obveščanja
Competent authorities, when determining the type and level of an administrative sanction or remedial measure imposed under Article 32, shall take into account the extent to which the infringement is intentional or results from negligence and all other relevant circumstances, including, where appropriate:
Člen 36
the materiality, gravity and the duration of the infringement;
Sodelovanje med pristojnimi organi in ESA
the degree of responsibility of the natural or legal person responsible for the infringement;
Pristojni organi iz člena 29 ter ESMA, EBA in EIOPA tesno sodelujejo med seboj ter si izmenjujejo informacije za opravljanje svojih dolžnosti v skladu s členi 30 do 34.
the financial strength of the responsible natural or legal person;
Pristojni organi tesno usklajujejo nadzor za odkrivanje in odpravljanje kršitev te uredbe, razvoj in spodbujanje najboljših praks, lajšanje sodelovanja, spodbujanje doslednosti razlage ter pripravo ocen sodne pristojnosti druge države v primeru morebitnih nesoglasij.
the importance of profits gained or losses avoided by the responsible natural or legal person, insofar as they can be determined;
V okviru skupnega odbora evropskih nadzornih organov se ustanovi poseben odbor za listinjenja, v okviru katerega pristojni organi tesno sodelujejo za opravljanje svojih nalog v skladu s členi 30 do 34.
the losses for third parties caused by the infringement, insofar as they can be determined;
Kadar pristojni organ ugotovi, da je bila kršena ena ali več zahtev na podlagi členov 6 do 27, ali ima razlog za takšno domnevo, o svojih ugotovitvah dovolj podrobno obvesti pristojni organ subjekta ali subjektov, za katere obstaja sum takšne kršitve.
the level of cooperation of the responsible natural or legal person with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;
Zadevni pristojni organi tesno sodelujejo pri usklajevanju svojega nadzora, da bi zagotovili doslednost odločitev.
previous infringements by the responsible natural or legal person.
Kadar se kršitev iz odstavka 4 tega člena nanaša zlasti na napačno ali zavajajoče uradno obvestilo v skladu s členom 27(1), pristojni organ, ki to kršitev ugotovi, o svojih ugotovitvah brez nepotrebnega odlašanja uradno obvesti pristojni organ subjekta, ki je bil v skladu s členom 27(1) imenovan za prvo kontaktno točko.
Article 34
Pristojni organ subjekta, ki je bil v skladu s členom 27(1) imenovan za prvo kontaktno točko, zatem obvesti ESMA, EBA in EIOPA ter upošteva postopek iz odstavka 6 tega člena.
Criminal sanctions
Pristojni organ subjekta, za katerega obstaja sum kršitve, v 15 delovnih dneh po prejetju informacij iz odstavka 4 sprejme vse potrebne ukrepe za odpravo ugotovljene kršitve in o tem uradno obvesti druge vpletene pristojne organe, zlasti pristojne organe pri originatorju, sponzorju in SSPE ter pristojne organe pri imetniku pozicije v listinjenju, kadar je ta znan.
Where Member States have chosen, in accordance with paragraph 1 of this Article, to lay down criminal sanctions for the infringement referred to in Article 32(1), they shall ensure that appropriate measures are in place so that competent authorities have all the necessary powers to liaise with judicial, prosecuting, or criminal justice authorities within their jurisdiction to receive specific information related to criminal investigations or proceedings commenced for the infringements referred to in Article 32(1), and to provide the same information to other competent authorities as well as ESMA, the EBA and EIOPA to fulfil their obligation to cooperate for the purposes of this Regulation.
Če navedenega nesoglasja ni mogoče rešiti v treh mesecih od dneva, ko so uradno obveščeni vsi vpleteni pristojni organi, se zadeva predloži ESMA v skladu s členom 19 in, kadar je to ustrezno, členom 20 Uredbe (EU) št. 1095/2010.
Article 35
Rok za spravo iz člena 19(2) Uredbe (EU) št. 1095/2010 je en mesec.
Notification duties
Kadar zadevni pristojni organi v spravnem obdobju iz prvega pododstavka ne sklenejo dogovora, ESMA v enem mesecu sprejme odločitev iz člena 19(3) Uredbe (EU) št. 1095/2010.
Member States shall notify the laws, regulations and administrative provisions implementing this Chapter, including any relevant criminal law provisions, to the Commission, ESMA, the EBA and EIOPA by 18 January 2019.
V postopku iz tega člena se listinjenje s seznama, ki ga ESMA vzdržuje v skladu s členom 27 te uredbe, še naprej šteje kot STS v skladu s poglavjem 4 te uredbe in ostane na tem seznamu.
Member States shall notify the Commission, ESMA, the EBA and EIOPA without undue delay of any subsequent amendments thereto.
Kadar se zadevni pristojni organi strinjajo, da se kršitev nanaša na neskladnost s členom 18 v dobri veri, lahko odločijo, da originatorju, sponzorju in SSPE odobrijo obdobje do treh mesecev za odpravo ugotovljene kršitve, ki začne teči na dan, ko pristojni organ obvesti originatorja, sponzorja in SSPE o kršitvi.
Article 36
V tem obdobju se listinjenje s seznama, ki ga ESMA vzdržuje v skladu s členom 27, še naprej šteje kot STS v skladu s poglavjem 4 in ostane na tem seznamu.
Cooperation between competent authorities and the ESAs
Kadar eden ali več vpletenih pristojnih organov meni, da kršitev ni ustrezno odpravljena v obdobju, določenem v tretjem pododstavku, se uporabi prvi pododstavek.
The competent authorities referred to in Article 29 and ESMA, the EBA and EIOPA shall cooperate closely with each other and exchange information to carry out their duties pursuant to Article 30 to 34.
ESMA tri leta od datuma začetka uporabe te uredbe opravi medsebojni strokovni pregled v skladu s členom 30 Uredbe (EU) št. 1095/2010 o izvajanju meril, določenih v členih 19 do 26 te uredbe.
Competent authorities shall closely coordinate their supervision in order to identify and remedy infringements of this Regulation, develop and promote best practices, facilitate collaboration, foster consistency of interpretation and provide cross-jurisdictional assessments in the event of any disagreements.
ESMA v tesnem sodelovanju z EBA in EIOPA pripravi osnutke regulativnih tehničnih standardov, da se podrobno opredelijo splošna obveznost sodelovanja, informacije, ki se izmenjajo na podlagi odstavka 1, ter obveznosti uradnega obveščanja v skladu z odstavkoma 4 in 5.
A specific securitisation committee shall be established within the framework of the Joint Committee of the European Supervisory Authorities, within which competent authorities shall closely cooperate, in order to carry out their duties pursuant to Articles 30 to 34.
ESMA te osnutke regulativnih tehničnih standardov v tesnem sodelovanju z EBA in EIOPA predloži Komisiji do 18. januarja 2019.
Where a competent authority finds that one or more of the requirements under Articles 6 to 27 have been infringed or has reason to believe so, it shall inform the competent authority of the entity or entities suspected of such infringement of its findings in a sufficiently detailed manner.
Člen 37
The competent authorities concerned shall closely coordinate their supervision in order to ensure consistent decisions.
Objava upravnih sankcij
Where the infringement referred to in paragraph 4 of this Article concerns, in particular, an incorrect or misleading notification pursuant to Article 27(1), the competent authority finding that infringement shall notify without delay, the competent authority of the entity designated as the first contact point under Article 27(1) of its findings.
Države članice zagotovijo, da pristojni organi na svojih uradnih spletnih mestih brez nepotrebnega odlašanja objavijo vsaj vsako odločitev o naložitvi upravne sankcije zaradi kršitve členov 6, 7, 9 ali 27(1), zoper katero pritožba ni mogoča, potem ko je o njej uradno obveščen naslovnik sankcije.