natgillin/translations-raw huggingface dataset:
the competent authority of the place of establishment of the requesting participant in accordance with the fourth subparagraph of Article 33(3) of Regulation (EU) No 909/2014;
pristojnim organom sedeža udeleženca, ki je predložil zahtevo, v skladu s četrtim pododstavkom člena 33(3) Uredbe (EU) št. 909/2014;
the competent authority of the place of establishment of the requesting issuer in accordance with the fourth subparagraph of Article 49(4) of Regulation (EU) No 909/2014;
pristojnim organom sedeža izdajatelja, ki je predložil zahtevo, v skladu s četrtim pododstavkom člena 49(4) Uredbe (EU) št. 909/2014;
the competent authority of the requesting CSD and the relevant authority of the requesting CSD referred to in point (a) of Article 12(1) of Regulation (EU) No 909/2014 in accordance with the fifth subparagraph of Article 52(2) of that Regulation;
pristojnim organom CDD, ki je predložila zahtevo, in ustreznega organa CDD, ki je predložila zahtevo, iz točke (a) člena 12(1) Uredbe (EU) št. 909/2014 v skladu s petim pododstavkom člena 52(2) navedene uredbe;
the competent authority of the requesting CCP or trading venue in accordance with the fourth subparagraph of Article 53(3) of Regulation (EU) No 909/2014.
pristojnim organom CNS, ki je predložila zahtevo, ali mesta trgovanja v skladu s četrtim pododstavkom člena 53(3) Uredbe (EU) št. 909/2014.
The authorities referred to in points (a) to (d) shall use the template in Table 8 of Annex V when responding to the consultation referred to in this paragraph.
Organi iz točk od (a) do (d) pri odzivu na posvetovanje iz tega odstavka uporabijo predlogo iz preglednice 8 v Prilogi V.
The authorities referred to in points (a) to (d) of paragraph 7 shall use the template set out in Table 8 of Annex V to this Regulation if any of them decides to refer the matter to ESMA in accordance with the fourth subparagraph of Article 33(3), the fourth subparagraph of Article 49(4), the fifth subparagraph of Article 52(2) or the fourth subparagraph of Article 53(3) of Regulation (EU) No 909/2014.
Če se kateri koli izmed organov iz točk od (a) do (d) odstavka 7 odloči zadevo predložiti ESMA v skladu s četrtim pododstavkom člena 33(3), četrtim pododstavkom člena 49(4), petim pododstavkom člena 52(2) ali četrtim pododstavkom člena 53(3) Uredbe (EU) št. 909/2014, za to uporabi predlogo iz preglednice 8 v Prilogi V k tej uredbi.
The competent authorities referred to in paragraphs 5 and 6 shall provide the requesting party with a reasoned reply in the format set out in Table 9 of Annex V.
Pristojni organi iz odstavkov 5 in 6 strani, ki je predložila zahtevo, pošljejo obrazložen odgovor v obliki iz preglednice 9 v Prilogi V.
The authorities referred to paragraphs 7 and 8, and ESMA for the purposes of paragraph 9, shall agree on the working language for the communication referred to under paragraphs 7, 8, and 9.
Organi iz odstavkov 7 in 8 in ESMA se za namene odstavka 9 dogovorijo o delovnem jeziku za komunikacijo iz odstavkov 7, 8 in 9.
Where there is no agreement, the working language shall be a language customary in the sphere of international finance.
Če dogovor ni dosežen, je delovni jezik tisti, ki se običajno uporablja na področju mednarodnih financ.
PROCEDURE FOR AUTHORISATION TO PROVIDE BANKING-TYPE ANCILLARY SERVICES AND FINAL PROVISION
POSTOPEK ZA IZDAJO DOVOLJENJA ZA OPRAVLJANJE POMOŽNIH BANČNIH STORITEV IN KONČNA DOLOČBA
List of authorities
Seznam organov
Upon receipt of an application for the authorisations referred to in Article 54(2) of Regulation (EU) No 909/2014, the competent authority shall identify the authorities referred to in Article 55(4) of that Regulation and set up a list thereof.
Pristojni organ po prejemu vloge za izdajo dovoljenj iz člena 54(2) Uredbe (EU) št. 909/2014 opredeli organe iz člena 55(4) navedene uredbe in pripravi seznam teh organov.
Transmission of information and request for a reasoned opinion
Posredovanje informacij in zahteva za obrazloženo mnenje
The competent authority shall transmit a request for the reasoned opinion referred to in Article 55(5) of Regulation (EU) No 909/2014 to the authorities referred to in points (a) to (e) of Article 55(4) of that Regulation using the template in Section 1 of Annex VI to this Regulation.
Pristojni organ posreduje zahtevo za obrazloženo mnenje iz člena 55(5) Uredbe (EU) št. 909/2014 organom iz točk od (a) do (e) člena 55(4) navedene uredbe, za kar uporabi predlogo iz oddelka 1 Priloge VI k tej uredbi.
For each transmission referred to in Article 55(4) of Regulation (EU) No 909/2014 and request referred to in paragraph 1 of this Article, each authority referred to in points (a) to (e) of Article 55(4) of Regulation (EU) No 909/2014 shall immediately upon receipt confirm by email to the transmitting competent authority that it received the respective information.
Vsak organ iz točk od (a) do (e) člena 55(4) Uredbe (EU) št. 909/2014 za vsako posredovanje informacij iz člena 55(4) Uredbe (EU) št. 909/2014 in zahtevo iz odstavka 1 tega člena takoj po prejemu pristojnemu organu, ki posreduje informacije, po elektronski pošti potrdi, da je prejel zadevne informacije.
If no confirmation of receipt is received in accordance with paragraph 2 of this Article, the competent authority shall itself contact the authorities referred to points (a) to (e) of Article 55(4) of Regulation (EU) No 909/2014, to ensure that the latter have received the information referred to in paragraph 1 of this Article.
Če pristojni organ ne prejme potrditve v skladu z odstavkom 2 tega člena, sam stopi v stik s pristojnimi organi iz točk od (a) do (e) člena 55(4) Uredbe (EU) št. 909/2014, da se prepriča, ali so ti prejeli informacije iz odstavka 1 tega člena.
Reasoned opinion and reasoned decision
Obrazloženo mnenje in obrazložena odločitev
The authorities referred to in points (a) to (e) of Article 55(4) of Regulation (EU) No 909/2014 shall issue the reasoned opinion to the competent authority using the template provided in Section 2 of Annex VI to this Regulation.
Organi iz točk od (a) do (e) člena 55(4) Uredbe (EU) št. 909/2014 pristojnemu organu izdajo obrazloženo mnenje, za kar uporabijo predlogo iz oddelka 2 Priloge VI k tej uredbi.
Where at least one of the authorities referred to in points (a) to (e) of Article 55(4) of Regulation (EU) No 909/2014 issues a negative reasoned opinion and the competent authority wishing to grant the authorisation provides those authorities with the reasoned decision referred to in the second subparagraph of Article 55(5) of Regulation (EU) No 909/2014, the competent authority shall use the template provided in Section 3 of Annex VI to this Regulation.
Če vsaj eden od organov iz točk od (a) do (e) člena 55(4) Uredbe (EU) št. 909/2014 izda negativno obrazloženo mnenje in pristojni organ, ki želi izdati dovoljenje, predloži zadevnim organom obrazloženo odločitev iz drugega pododstavka člena 55(5) Uredbe (EU) št. 909/2014, pristojni organ uporabi predlogo iz oddelka 3 Priloge VI k tej uredbi.
Authorisation irrespective of negative reasoned opinion
Izdaja dovoljenja ne glede na negativno obrazloženo mnenje
Where any of the authorities referred to in points (a) to (e) of Article 55(4) of Regulation (EU) No 909/2014 decides to refer to ESMA the reasoned decision of the competent authority which wishes to grant the authorisation in accordance with the third subparagraph of Article 55(5) of that Regulation, the referring authority shall use the template provided in Section 4 of Annex VI to this Regulation.
Če se kateri koli od organov iz točk od (a) do (e) člena 55(4) Uredbe (EU) št. 909/2014 odloči, da bo obrazloženo odločitev pristojnega organa, ki želi izdati dovoljenje v skladu s tretjim pododstavkom člena 55(5) navedene uredbe, predložil EMSA, predložitveni organ uporabi predlogo iz oddelka 4 Priloge VI k tej uredbi.
The referring authority shall provide ESMA with all the information provided by the competent authority in accordance with Article 55(4) of Regulation (EU) No 909/2014, the reasoned opinions provided by the authorities in accordance with the first subparagraph of Article 55(5) of Regulation (EU) No 909/2014 and the reasoned decision issued by the competent authority in accordance with the second subparagraph of Article 55(5) of Regulation (EU) No 909/2014.
Predložitveni organ predloži EMSA tudi vse informacije, ki jih je predložil pristojni organ v skladu s členom 55(4) Uredbe (EU) št. 909/2014, obrazložena mnenja, ki so jih predložili organi v skladu s prvim pododstavkom člena 55(5) Uredbe (EU) št. 909/2014, in obrazloženo odločitev, ki jo je izdal pristojni organ v skladu z drugim pododstavkom člena 55(5) Uredbe (EU) št. 909/2014.
The referring authority shall provide, without undue delay, a copy of all information referred to in paragraph 2 of this Article to the authorities referred to in points (a) to (e) of Article 55(4) of Regulation (EU) No 909/2014.
Predložitveni organ organom iz točk od (a) do (e) člena 55(4) Uredbe (EU) št. 909/2014 brez nepotrebnega odlašanja predloži kopijo vseh informacij iz odstavka 2 tega člena.
Article 11(1) shall apply from the date of entry into force of the delegated acts adopted by the Commission pursuant to Articles 6(5) and 7(15) of Regulation (EU) No 909/2014, whichever is the latter.
Člen 11(1) se začne uporabljati od datuma začetka veljavnosti delegiranih aktov, ki ju je Komisija sprejela v skladu s členoma 6(5) in 7(15) Uredbe (EU) št. 909/2014, pri čemer se upošteva poznejši od teh datumov.
Commission Delegated Regulation (EU) 2017/392 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and operational requirements for central securities depositories (see page 48 of this Official Journal).
Delegirana uredba Komisije (EU) 2017/392 z dne 11. novembra 2016 o dopolnitvi Uredbe (EU) št. 909/2014 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi o zahtevah glede izdaje dovoljenj, nadzora in poslovanja za centralne depotne družbe (glej str.
ANNEX I
48 tega Uradnega lista).
Forms and templates for the CSD application for authorisation
PRILOGA I
Table 1
Obrazci in predloge za vlogo CDD za dovoljenje
General information
Preglednica 1
Type of information
Splošne informacije
Format
Vrsta informacij
Date of application
Oblika
ISO 8601 date in the format YYYY-MM-DD
Datum vloge
Corporate name of the applicant CSD
Datum po standardu ISO 8601 v obliki LLLL-MM-DD
Free text
Popolno ime (firma) CDD vložnice
Identification of the applicant CSD
Prosto besedilo
ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code
Identifikacija CDD vložnice
Registered address of the applicant CSD
estna alfanumerična koda identifikatorja pravnih subjektov (LEI) po standardu ISO 17442
Securities settlement system(s) the applicant CSD operates or intends to operate
Uradni naslov CDD vložnice
Contact details of the person responsible for the application (name, function, phone number, email address)
Sistemi poravnave vrednostnih papirjev, ki jih upravlja ali jih namerava upravljati CDD vložnica
Contact details of the person(s) in charge of the applicant CSD's internal control and compliance function (name, function, phone number, email address)
Kontaktni podatki osebe, odgovorne za vlogo (ime, funkcija, telefonska številka, e-poštni naslov)
List of all documents provided by the applicant CSD with unique reference numbers
Kontaktni podatki oseb, odgovornih za notranji nadzor CDD vložnice in zakonitost poslovanja (ime, funkcija, telefonska številka, e-poštni naslov)
Table 2
Seznam vseh dokumentov, ki jih je predložila CDD vložnica, z edinstvenimi referenčnimi številkami
Document References
Preglednica 2
The scope of information to be submitted in accordance with the specific requirement of the delegated act with regard to regulatory technical standards specifying the details of the application for authorisation of CSDs adopted pursuant to Article 17(9) of Regulation (EU) No 909/2014
Sklici na dokumente
Unique reference number of the document
Informacije, ki jih je treba predložiti v skladu s posebno zahtevo delegiranega akta v zvezi z regulativnimi tehničnimi standardi, ki določajo podrobnosti vloge za izdajo dovoljenja CDD, sprejetimi v skladu s členom 17(9) Uredbe (EU) št. 909/2014
Title of the document
Edinstvena referenčna številka dokumenta
Chapter or section or page of the document where the information is provided or reason why the information is not provided
Naslov dokumenta
A. General information on the applicant CSD (Articles 4-7 of Delegated Regulation (EU) 2017/392)
Poglavje, oddelek ali stran dokumenta, kjer so navedene informacije, ali razlog, zakaj informacije niso navedene
Identification and legal status of the CSD (Article 4 of Delegated Regulation (EU) 2017/392)
A. Splošne informacije o CDD vložnici (členi 4 do 7 Delegirane uredbe (EU) 2017/392)
An application for authorisation submitted according to Article 17 of Regulation (EU) No 909/2014 shall clearly identify the entity applying the activities and services that it intends to carry out
Identifikacija in pravni status CDD (člen 4 Delegirane uredbe (EU) 2017/392)
The corporate name of the applicant CSD, its LEI and legal address in the Union
V vlogi za dovoljenje, predloženi v skladu s členom 17 Uredbe (EU) št. 909/2014, je jasno navedena identiteta subjekta, ki predloži vlogo za dovoljenje, ter dejavnosti in storitve, ki jih namerava opravljati.
The memorandum and articles of association and other constitutional and statutory documentation
Popolno ime (firma) CDD vložnice, njen LEI in uradni naslov v Uniji
An excerpt from the relevant commercial or court register, or other forms of certified evidence of the legal address and business activity of the applicant CSD that shall be valid at the date of the application
Akt o ustanovitvi družbe in statut ter druga ustanovna in zakonska dokumentacija
The identification of the securities settlement systems that the applicant CSD operates or intends to operate
Izpisek iz ustreznega poslovnega ali sodnega registra ali drugo certificirano dokazilo o uradnem naslovu in poslovni dejavnosti CDD vložnice, ki je veljavno na datum vloge
A copy of the decision of the management body regarding the application and the minutes of the meeting in which the management body approved the application file and its submission
Navedba sistemov poravnave vrednostnih papirjev, ki jih CDD vložnica upravlja ali jih namerava upravljati
The contact details of the person responsible for the application
Kopija sklepa upravljalnega organa v zvezi z vlogo in zapisnik sestanka, na katerem je upravljalni organ potrdil dokumentacijo za vlogo in njeno predložitev
A chart showing the ownership links between the parent undertaking, subsidiaries and any other associated entities or branches; the entities shown in the chart shall be identified by their full company name, legal status, legal address, and tax numbers or company registration numbers
Kontaktni podatki osebe, odgovorne za vlogo
A description of business activities of the applicant CSD's subsidiaries and other legal persons in which the applicant CSD holds a participation, including information on the level of participation
Diagram, ki prikazuje lastniške povezave med nadrejeno družbo, podrejenimi družbami in katerimi koli drugimi povezanimi subjekti ali podružnicami; subjekti, prikazani v diagramu, so navedeni s polnim nazivom (firmo), pravnim statusom, uradnim naslovom in davčnimi številkami ali matičnimi številkami podjetja
A list containing:
Opis poslovnih dejavnosti podrejenih družb CDD vložnice in drugih pravnih oseb, v katerih ima CDD vložnica deleže, vključno z informacijami o velikosti deležev
the name of each person or entity who, directly or indirectly, holds 5 % or more of the applicant CSD's capital or voting rights;
Seznam, ki vsebuje:
the name of each person or entity that could exercise a significant influence over the applicant CSD's management due to its holding in the applicant CSD's capital
ime vsake osebe ali subjekta, ki ima neposredno ali posredno najmanj 5 % kapitala ali glasovalnih pravic CDD vložnice;
the name of each entity in which the applicant CSD holds 5 % or more of the entity's capital and voting rights;
ime vsake osebe ali subjekta, ki bi lahko zaradi svoje udeležbe v kapitalu CDD vložnice znatno vplivala na upravljanje CDD vložnice
the name of each entity over whose management the applicant CSD exercises a significant influence, given the applicant CSD's holding of the entity's capital
ime vsakega subjekta, v katerem ima CDD vložnica 5 % ali več kapitala in glasovalnih pravic subjekta;
A list of core services listed in Section A of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is providing or intends to provide
ime vsakega subjekta, v katerem CDD vložnica pomembno vpliva na upravljanje zaradi njenega deleža v kapitalu subjekta
A list of ancillary services explicitly listed in Section B of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is providing or intends to provide
Seznam osnovnih storitev, navedenih v oddelku A Priloge k Uredbi (EU) št. 909/2014, ki jih CDD vložnica opravlja ali jih namerava opravljati
A list of any other ancillary services permitted under, but not explicitly listed in Section B of the Annex to Regulation (EU) No 909/2014, that the applicant CSD is providing or intends to provide
Seznam pomožnih storitev, izrecno navedenih v oddelku B Priloge k Uredbi (EU) št. 909/2014, ki jih CDD vložnica opravlja ali jih namerava opravljati
A list of investment services and activities subject to Directive 2014/65/EU of the European Parliament and of the Council [1] which are not explicitly listed in Section B of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is providing or intends to provide
Seznam vseh drugih pomožnih storitev, ki so dovoljene v skladu z oddelkom B Priloge k Uredbi (EU) št. 909/2014, vendar v njem niso izrecno navedene, in ki jih CDD vložnica opravlja ali jih namerava opravljati
A list of services the applicant CSD outsources or intends to outsource to a third party in accordance with Article 30 of Regulation (EU) No 909/2014
Seznam naložbenih storitev in dejavnosti, ki jih CDD vložnica opravlja ali jih namerava opravljati ter spadajo v področje uporabe Direktive 2014/65/EU Evropskega parlamenta in Sveta [1] in niso izrecno navedeni v oddelku B Priloge k Uredbi (EU) št. 909/2014
The currency or currencies that the applicant CSD processes, or intends to process in connection with services the applicant CSD provides, irrespective of whether cash is settled on a central bank account, a CSD account, or an account at a designated credit institution;
Seznam storitev, ki jih CDD vložnica oddaja ali jih namerava oddati v izvajanje tretji strani v skladu s členom 30 Uredbe (EU) št. 909/2014
Information on any pending and final judicial or civil, administrative and arbitration or any other legal proceedings to which the applicant CSD is a party, and which may cause it financial or other costs.
Valuta ali valute, s katerimi CDD vložnica posluje ali namerava poslovati v povezavi s storitvami, ki jih opravlja, ne glede na to, ali se denarna sredstva poravnajo na račun pri centralni banki, računa CDD ali računa pri imenovani kreditni instituciji
Where the applicant CSD intends to provide core services or to set up a branch in accordance with Article 23(2) of Regulation (EU) No 909/2014, information shall be provided as follows:
Informacije o vseh odprtih in zaključenih sodnih ali civilnih upravnih in arbitražnih ali katerih koli drugih pravnih postopkih, v katerih je CDD vložnica udeležena in zaradi katerih lahko ima finančne ali druge stroške
The Member State(s) in which the applicant CSD intends to operate
Če namerava CDD vložnica opravljati osnovne storitve ali ustanoviti podružnico v skladu s členom 23(2) Uredbe (EU) št. 909/2014, se predložijo naslednje informacije:
A programme of operations stating in particular the services which the applicant CSD provides or intends to provide in the host Member State
Države članice, v katerih namerava CDD poslovati
The currency or currencies that the applicant CSD processes or intends to process in that host Member State(s)
Program poslovanja, v katerem se navedejo zlasti storitve, ki jih CDD vložnica opravlja ali namerava opravljati v državi članici gostiteljici
Where the services will be provided through a branch, the organisational structure of the branch and the names of the persons responsible for its management
Valuta ali valute, s katerimi CDD vložnica posluje ali namerava poslovati v zadevnih državah članicah gostiteljicah
Where relevant, an assessment of the measures that the applicant CSD intends to take to allow its users to comply with the national laws referred to in Article 49(1) of Regulation (EU) No 909/2014
Kadar bo storitve opravljala podružnica, njena organizacijska struktura in imena oseb, odgovornih za njeno upravljanje
Where relevant, a description of the services or activities the applicant CSD outsources to a third party in accordance with Article 30 of Regulation (EU) No 909/2014
Kadar je ustrezno, ocena ukrepov, ki jih namerava CDD vložnica sprejeti, da bi svojim uporabnikom omogočila, da upoštevajo nacionalno pravo iz člena 49(1) Uredbe (EU) št. 909/2014
Policies and procedures for regulatory compliance (Article 5 of Delegated Regulation (EU) 2017/392)
Kadar je ustrezno, opis storitev ali dejavnosti, ki jih CDD vložnica oddaja v izvajanje tretji strani v skladu s členom 30 Uredbe (EU) št. 909/2014
The job titles of the persons responsible for the approval and maintenance of the policies and procedures
Politike in postopki za regulativno skladnost (člen 5 Delegirane uredbe (EU) 2017/392)
A description of the measures implementing and monitoring the compliance with, the policies and procedures
Nazivi delovnih mest oseb, odgovornih za odobritev ter izvajanje politik in postopkov
A description of the procedures put in place by the applicant CSD in compliance with any mechanism established in accordance with Article 65 of Regulation (EU) No 909/2014
Opis ukrepov za izvajanje in spremljanje skladnosti s politikami in postopki
CSD Services and activities (Article 6 of Delegated Regulation (EU) 2017/392)
Opis postopkov, ki jih je uvedla CDD vložnica v skladu s katerim koli mehanizmom, vzpostavljenim v skladu s členom 65 Uredbe (EU) št. 909/2014
Detailed descriptions of the services and activities, and of procedures to be applied in the provision of the services and activities by the applicant CSD:
Storitve in dejavnosti CDD (člen 6 Delegirane uredbe (EU) 2017/392)
Core services specified under Section A of the Annex to Regulation (EU) No 909/2014
Podrobni opisi storitev in dejavnosti ter postopkov, ki jih mora CDD vložnica uporabljati pri opravljanju storitev in dejavnosti:
Ancillary services explicitly listed in section B of the Annex to Regulation (EU) No 909/2014
Osnovne storitve, opredeljene v oddelku A Priloge k Uredbi (EU) št. 909/2014
Any other ancillary services permitted under, but not explicitly listed in Section B of the Annex to Regulation (EU) No 909/2014
Pomožne storitve, izrecno navedene v oddelku B Priloge k Uredbi (EU) št. 909/2014
Investment services and activities subject to Directive 2014/65/EU referred to in the point above
Vse druge pomožne storitve, ki so dovoljene v skladu z oddelkom B Priloge k Uredbi (EU) št. 909/2014, vendar v njem niso izrecno navedene
Information for groups (Article 7 of Delegated Regulation (EU) 2017/392)
Naložbene storitve in dejavnosti, ki spadajo v področje uporabe Direktive 2014/65/EU, navedene v zgornji točki
Policies and procedures referred to in Article 26(7) of Regulation (EU) No 909/2014
Informacije o skupinah (člen 7 Delegirane uredbe (EU) 2017/392)
Information on the composition of the senior management, management body, and shareholders structure of the parent undertaking or other group undertakings
Politike in postopki iz člena 26(7) Uredbe (EU) št. 909/2014
Services, as well as key individuals other than senior management holding functions that the applicant CSD shares with other undertakings in by the group
Informacije o sestavi višjega vodstva in upravljalnega organa ter lastniški strukturi nadrejene družbe ali drugih podjetij v skupini