natgillin/translations-raw huggingface dataset:
Under Section 23 of the SFO, the SFC may direct a recognised exchange company to make or amend any rules which it is permitted to make under that provision.
Komisija SFC lahko tudi odredi, da morajo priznane borze sprejeti posebne ukrepe, vključno z zahtevo, da morajo sprejeti take ukrepe v zvezi z upravljanjem, ravnanjem ali poslovanjem družbe, ali jim prepove ukrepe, povezane z upravljanjem, ravnanjem ali poslovanjem družbe, iz obvestila o omejitvah, kot je navedeno v členu 92(1) OVPSTP.
The SFC may require a recognised exchange company to provide books, records and other information of its business or in respect of any trading in securities.
Poleg tega je komisija SFC v skladu s členom 29 OVPSTP pristojna, da začasno ustavi poslovanje z vrednostnimi papirji in zapre priznano borzo, če meni, da je ogroženo pravilno trgovanje na trgu lastniških vrednostnih papirjev.
The SFC can also order a recognised exchange companies to take particular actions, including requiring a recognised exchange company to take such action relating to the management, conduct or operation of their business or prohibit them from actions relating to the management, conduct or operation of their business specified in the Restriction Notice as per Section 92(1) of the SFO.
Z OVPSTP je komisija SFC pooblaščena, da naloži disciplinske ukrepe (del IX OVPSTP) in kazensko preganja storilce zaradi kršitev, povezanih z vrednostnimi papirji (člen 388 OVPSTP).
Further, under Section 29 of the SFO, the SFC has the power to suspend dealings in securities and close a recognised exchange company in case it is of the opinion that orderly trading on the stock market is threatened.
Komisija SFC ne izvaja kontrole in disciplinskega nadzora le nad družbami, ki kotirajo na borzi, in pridobitelji dovoljenj, temveč tudi nad udeleženci na trgu, vključno z vlagatelji.
The SFO empowers the SFC to impose disciplinary measures (Part IX of the SFO) and prosecute offenders for securities related misconduct (Section 388 of the SFO).
V skladu z OVPSTP je pristojna za sprejemanje disciplinskih, civilnih in kazenskih ukrepov zoper kršitve na trgu.
The SFC's surveillance and disciplinary oversight extend beyond listed companies and licensees to market participants, including investors.
Zadeve lahko v skladu z delom XIII OVPSTP predloži sodišču za kršitve na trgu in po potrebi naloži civilne sankcije.
The SFC has powers under the SFO to take disciplinary, civil and criminal actions for market misconduct.
V skladu z delom XIV OVPSTP pa lahko zadevo predloži kazenskim sodiščem.
Under Part XIII of the SFO the SFC has recourse to the Market Misconduct Tribunal and, where appropriate, imposing civil sanctions.
Po potrebi lahko komisija SFC v skladu s členom 191 OVPSTP tudi zahteva sodni nalog za preiskavo prostorov ter pri izvedbi preiskav v skladu s členom 186 OVPSTP sodeluje z domačimi in čezmorskimi regulativnimi organi.
Respectively, under Part XIV of the SFO the SFC can refer a case to the criminal law courts.
v skladu z memorandumom o soglasju iz leta 2001, ki sta ga borzni nadzornik in komisija SFC sklenila o zadevah, ki se nanašajo na spremljanje in nadzor borznih udeležencev ter nadzor trga, morajo priznane borze komisiji SFC redno ali priložnostno pošiljati podatke in informacije.
Where appropriate the SFC may also seek warrants to search premises in accordance with Section 191 of the SFO and cooperate with domestic and overseas regulatory bodies to conduct investigations pursuant to Section 186 of the SFO.
Komisija SFC ima zaradi spremljanja dostop do naročil in informacij o poslih v realnem času.
The 2001 Memorandum of Understanding (MOU) entered into between the exchange controller and the SFC on Matters relating to SFC Oversight, Supervision of Exchange Participants and Market Surveillance requires recognised stock exchanges to provide data and information to the SFC on a regular or ad hoc basis.
Priznane borze morajo komisijo SFC v skladu s točko 16 Priloge II k navedenemu memorandumu o soglasju, takoj ko je to izvedljivo, uradno obvestiti o zadevah, ki so označene kot resne, in ji predložiti informacije v določenih časovnih rokih v skladu z dogovorom obeh strani.
For monitoring purposes the SFC has access to orders and transaction information on a real-time basis.
Komisija SFC lahko v skladu s členom 27 OVPSTP od priznanih borz zahteva, da predložijo poslovne knjige in evidence, ki jih vodijo v zvezi z njihovim poslovanjem ali za njegove namene ali v zvezi z vsemi finančnimi instrumenti, s katerimi se trguje, ter druge informacije v zvezi z njihovim poslovanjem ali katerim koli trgovanjem z vrednostnimi papirji, standardiziranimi terminskimi pogodbami ali izvedenimi finančnimi instrumenti, s katerim se trguje zunaj organiziranega trga.
Under Item 16 of appendix II of the MOU, recognised exchange companies are required to, as soon as practicable, notify the SFC of matters designated as serious, and share information with the SFC within prescribed time periods as agreed between both parties.
Priznane borze morajo voditi evidenco vseh naročil in poslov v zvezi z vsemi finančnimi instrumenti, ki jih lahko komisija SFC razumno zahteva pri izvedbi svojih nalog.
Under Section 27 of the SFO, the SFC may require a recognised exchange company to provide books and records kept in connection with or for the purposes of its business or in respect of any financial instruments traded; and such other information relating to its business or any trading in securities, futures contracts or OTC derivative products.
Te evidence morajo hraniti vsaj sedem let.
Recognised exchange companies are required to keep records of all orders and transactions relating to any financial instruments which the SFC may reasonably require for the performance of its functions.
Zato je mogoče sklepati, da morajo priznane borze v Hongkongu pridobiti dovoljenje ter so podvržene učinkovitemu in stalnemu nadzoru in izvrševanju.
They are required to keep those records for a period of not less than seven years.
V skladu z drugim pogojem morajo imeti mesta trgovanja v tretjih državah jasna in pregledna pravila glede sprejema vrednostnih papirjev v trgovanje, tako da se lahko s temi vrednostnimi papirji trguje na pošten, pravilen in učinkovit način in so prosto prenosljivi.
It can therefore be concluded that recognised exchange companies in Hong Kong are subject to authorisation and to effective supervision and enforcement on an ongoing basis.
Zakonsko predpisana naloga priznane borze v skladu s členom 21 OVPSTP je zagotavljati pravilen, informiran in pošten trg.
According to the second condition, third-country trading venues must have clear and transparent rules regarding admission of securities to trading so that such securities are capable of being traded in a fair, orderly and efficient manner, and are freely negotiable.
Pravila glede kotiranja na borzi so zahteve iz pravil borze, ki so skladne z OVPSTP in v katerih upravljavec trga določi svoja notranja pravila, da zagotovi pošten, pravilen in učinkovit trg za trgovanje z vrednostnimi papirji ter zahteva, da je izdajanje vrednostnih papirjev izvedeno pošteno in pravilno ter je obravnavanje vseh imetnikov izdanih vrednostnih papirjev pošteno in enako.
A recognised exchange company's statutory duty under the section 21 of the SFO is to ensure an orderly, informed and fair market.
Ta pravila vsebujejo osnovne zahteve glede kvalifikacij za kotiranje vrednostnih papirjev na borzi.
Listing rules are requirements set out in the exchange rulebook in compliance with the SFO where the market operator establishes its internal rules to ensure the provision of a fair, orderly and efficient market for the trading of securities and require that the issue of securities is conducted in a fair and orderly manner, and that all holders of issued securities are treated fairly and equally.
V ta pravila so zajete tudi zahteve, ki jih je treba izpolniti, preden lahko vrednostni papirji kotirajo na borzi, in tudi trajne obveznosti, ki jih mora izpolnjevati izdajatelj, ko je kotiranje na borzi odobreno.
The listing rules contain the basic qualification requirements for listing of securities.
Komisija SFC mora v skladu s členom 24 OVPSTP odobriti ta pravila glede kotiranja na borzi.
These rules also comprise requirements which have to be met before securities may be listed and also continuing obligations with which an issuer must comply once listing has been approved.
Prosilec, ki želi kotirati na borzi, mora biti ustrezno ustanovljen, izpolnjevati mora določene kapitalske zahteve in zahteve glede razkritja ter imeti dovolj dejavnosti upravljanja v Hongkongu.
According to Section 24 of the SFO, the SFC must approve those listing rules.
Prosilec in njegova družba morata biti po mnenju upravljavca trga primerna za kotiranje na borzi.
An applicant for listing must be duly incorporated, must satisfy certain capital requirements, disclosure requirements and have sufficient management presence in Hong Kong.
Priznana borza ohrani absolutno diskrecijsko pravico za sprejemanje oziroma zavračanje vlog za kotiranje na borzi.
Both the applicant and its business must, in the opinion of the market operator, be suitable for listing.
Kakršna koli izjema od pravil glede kotiranja na borzi se lahko odobri samo za vsak primer posebej, pri čemer se upoštevajo okoliščine posameznega primera.
A recognised exchange company retains an absolute discretion to accept or reject applications for listing.
Kadar naj bi taka izjema imela splošni učinek, se lahko odobri le s predhodnim soglasjem komisije SFC.
Any waiver from the listing rules can only be granted on a case-by-case basis having regard to the circumstances of a particular case.
Priznana borza mora komisiji SFC potrditi, da je bil vrednostni papir odobren za kotiranje na borzi.
Where such waiver is intended to have a general effect, it may only be granted with the prior consent of the SFC.
Vrednostni papirji morajo biti prosto prenosljivi in izpolnjevati določenamerila glede prodaje vrednostnih papirjev javnosti.
A recognised exchange company must certify to the SFC that the security has been approved for listing and quotation.
Komisija SFC lahko za zaščito pravilnega trgovanja z vrednostnimi papirji začasno ustavi trgovanje z določenim finančnim produktom ali razredom finančnih produktov, s katerimi se trguje na priznani borzi.
The securities must be freely transferable and meetcertain criteria regarding the distribution of securities to the public.
Priznana borza mora v okviru svoje naloge po zagotavljanju pravilnega, informiranega in poštenega trgovanja pravočasno in nepristransko zagotavljati ustrezno raven preglednosti trgovanja.
Finally, to secure orderly trading of securities, the SFC can suspend trading in a financial product or class of financial products traded on a recognised exchange company.
Informacije pred trgovanjem zajemajo navedbe najboljše ponudbe in povpraševanja, razpon cen in naročil.
As part of its duty to ensure an orderly, informed and fair trading, a recognised exchange company must ensure an appropriate level of trade transparency on a timely and equitable basis.
Med neprekinjeno trgovalno sejo je treba redno in v realnem času je treba objavljati celotno knjigo naročil, vključno s trenutnimi ponujenimi nakupnimi in prodajnimi cenami ter globino trgovskih interesov pri teh cenah.
The pre-trade information includes best bid and ask quotations, price and order depth.
Udeleženci na trgu lahko do informacij pred trgovanjem dostopajo neposredno prek sistemov tržnih podatkov, ki jih zagotavljajo borze, ali posredno prek ponudnikov informacij.
The full order book, including current bid and offer prices and depth of trading interest at those prices, is made public on a continuous and real-time basis during the continuous trading session.
Glede preglednosti pred trgovanjem ni izjem.
Market participants can access the pre-trade information directly via the market data systems of exchanges or indirectly through information vendors.
V zvezi s posli, izvršenimi na priznani borzi, je treba razkriti informacije po trgovanju.
There are no exemptions from pre-trade transparency.
Podrobnosti o poslu glede borznega trgovanja se dajejo na voljo v realnem času, vanje pa so med drugim vključene cene, končne cene in informacije o tržnem prometu.
Transactions carried out on a recognised exchange are subject to post-trade disclosure of information.
Udeleženci na trgu lahko do informacij po trgovanju dostopajo neposredno prek sistemov tržnih podatkov, ki jih zagotavljajo borze, ali posredno prek ponudnikov informacij.
Transaction details with regards to on-exchange transactions are disseminated on a real time basis and include, inter alia, prices, closing prices, and market turnover information.
Zato je mogoče sklepati, da imajo priznane borze v Hongkongu jasna in pregledna pravila glede sprejema vrednostnih papirjev v trgovanje, tako da se lahko z njimi trguje na pošten, pravilen in učinkovit način ter so prosto prenosljivi.
Market participants can access the post-trade information directly via the market data systems of exchanges or indirectly through information vendors.
V skladu s tretjim pogojem je treba od izdajateljev vrednostnih papirjev redno in nenehno zahtevati informacije, s čimer se zagotavlja visoka raven varstva vlagateljev.
It can therefore be concluded that recognised exchange companies in Hong Kong have clear and transparent rules regarding the admission of securities to trading so that such securities are capable of being traded in a fair, orderly and efficient manner and are freely negotiable.
Pravila glede kotiranja na borzi priznane borze morajo imeti jasne, celovite in posebne zahteve glede razkritja, ki veljajo za letna in vmesna poročila.
According to the third condition, security issuers must be subject to periodic and ongoing information requirements ensuring a high level of investor protection.
Izdajatelji, katerih vrednostni papirji so sprejeti v trgovanje, morajo izdajati letne računovodske izkaze in polletna računovodska poročila, kot je določeno v pravilih borze.
The listing rules of a recognised exchange company are required to have clear, comprehensive and specific disclosure requirements applying to annual and interim reports.
Poročila morajo biti revidirana in upoštevati splošno sprejete računovodske standarde.
Issuers whose securities are admitted to trading are required to publish annual financial statements and half-yearly financial reports as set out in the rulebook of the exchange.
Priznana borza mora v skladu s pravili glede kotiranja na borzi spremljati, ali izdajatelji stalno izpolnjujejo obveznosti glede razkritja.
The reports must be audited and comply with generally accepted accounting standards.
Poleg tega tudi pregleda letna poročila izdajateljev, pri čemer se v okviru dejavnosti stalnega spremljanja in zagotavljanja skladnosti osredotoči na skladnost njihovih pravil glede kotiranja na borzi ter na njihovo razkritje bistvenih dogodkov in sprememb.
A recognised exchange company must monitor issuers' ongoing compliance with the disclosure obligations under the Listing Rules.
Komisija SFC izvaja dejaven nadzor nad dejavnostmi družb in poglobljene preglede izbranih družb, ki kotirajo na borzi, da bi odkrila morebitne neskladnosti ali neustrezno ravnanje družb.
In addition, a recognised exchange company also reviews issuers' annual reports with a focus on issuers' listing rules compliance and their disclosure of material events and developments as part of its ongoing monitoring and compliance activities.
Če se informacije o izdajateljih vrednostnih papirjev celovito in pravočasno razkrivajo, lahko vlagatelji ocenijo učinkovitost poslovanja izdajateljev, z rednim dotokom informacij pa se jim zagotavlja ustrezna preglednost.
The SFC carries out active surveillance of company activities and in-depth reviews of selected listed companies with a view to identifying any corporate non-compliance or misbehaviour.
Zato je mogoče sklepati, da se od izdajateljev vrednostnih papirjev, uvrščenih na priznane borze v Hongkongu, redno in nenehno zahtevajo informacije, s čimer se zagotavlja visoka raven varstva vlagateljev.
The disclosure of comprehensive and timely information about security issuers allows investors to assess the business performance of issuers and ensures appropriate transparency for investors through a regular flow of information.
V skladu s četrtim pogojem mora pravni in nadzorni okvir tretje države zagotavljati preglednost in celovitost trga s preprečevanjem zlorabe trga v obliki trgovanja z notranjimi informacijami in tržne manipulacije.
It can therefore be concluded that issuers of securities admitted on recognised exchange companies in Hong Kong are subject to periodic and ongoing information requirements ensuring a high level of investor protection.
V zakonodaji Hongkonga o vrednostnih papirjih je določen celovit regulativni in nadzorni okvir, kot je nadalje navedeno v nadaljevanju, da se zagotovi celovitost trga, prepreči goljufivo ali zavajajoče ravnanje na priznanih borzah in razširjanje lažnih ali zavajajočih informacij glede vrednostnih papirjev ali izdajateljev ter trgovanje z notranjimi informacijami in tržna manipulacija.
According to the forth condition, the third-country legal and supervisory framework must ensure market transparency and integrity by preventing market abuse in the form of insider dealing and market manipulation.
OVPSTP ureja zlorabo trga ter vzpostavlja civilne in kazenske ureditve v zvezi s kršitvami na trgu.
The securities laws of Hong Kong establish, as further set out below, a comprehensive regulatory and supervisory framework to ensure market integrity, prohibit fraudulent or deceptive conduct on recognised exchange companies and dissemination of false or misleading information regarding securities or issuers, as well as to prevent insider trading and market manipulation.
Kršitve na trgu, kot so opredeljene v OVPSTP, obsegajo šest kaznivih dejanj, tj. trgovanje z notranjimi informacijami v skladu s členoma 270 in 291 OVPSTP, lažno trgovanje v skladu s členoma 274 in 295 OVPSTP, dogovarjanje o cenah v skladu s členoma 275 in 296 OVPSTP, razkrivanje informacij o prepovedanih poslih v skladu s členoma 276 in 297 OVPSTP, razkrivanje lažnih in zavajajočih informacij, ki napeljujejo k sklepanju poslov, v skladu s členoma 277 in 298 OVPSTP ter tržno manipulacijo v skladu s členoma 278 in 299 OVPSTP.
The SFO regulates market abuse and establishes civil and criminal regimes in respect of market misconduct.
Kazniva dejanja v skladu s civilnopravno ureditvijo se obravnavajo na sodišču za kršitve na trgu, pri katerem lahko komisija SFC začne postopek.
Market misconduct, as defined by the SFO, encompasses six offences, i.e. insider dealing under Sections 270 and 291 of the SFO, false trading under Sections 274 and 295 of the SFO, price rigging under Sections 275 and 296 of the SFO, disclosure of information about prohibited transactions under Sections 276 and 297 of the SFO, disclosure of false and misleading information inducing transactions under Sections 277 and 298 of the SFO and market manipulation under Sections 278 and 299 of the SFO.
Komisija SFC ima pooblastilo, da za kazniva dejanja v skladu s kazenskopravno ureditvijo na nižjih sodiščih začne skrajšan kazenski postopek.
Offences under the civil regime are heard by the Market Misconduct Tribunal before which the SFC may institute proceedings.
V skladu s členom 107 OVPSTP lahko zahteva kazenske sankcije proti osebam, ki drugo osebo napeljejo h kupovanju ali prodaji vrednostnih papirjev z napačnim prikazovanjem, ki je goljufivo ali posledica malomarnosti, v skladu s členom 298 OVPSTP pa proti osebam, ki razkrivajo lažne ali zavajajoče informacije, ki bodo drugo osebo verjetno napeljale k nakupu vrednostnih papirjev.
For offences under the criminal regime the SFC has power to conduct summary prosecutions in the Magistrate Courts.
Slednje ravnanje se v skladu s členom 277 OVPSTP obravnava tudi kot kršitev v skladu s civilnopravno ureditvijo v zvezi s kršitvami na trgu.
According to Section 107 of the SFO, the SFC may seek criminal sanctions against persons who induce another to buy or sell securities by fraudulent or reckless misrepresentation or, under Section 298 of the SFO, against persons who disclose false or misleading information likely to induce another to buy securities.
Nadalje je v členu 300 OVPSTP je določena kazenska odgovornost oseb, ki pri trgovanju z vrednostnimi papirji, da bi izvedli prevaro ali goljufijo, ravnajo goljufivo ali zavajajoče ali uporabljajo sistem ali shemo, ki ima tak učinek.
Under Section 277 of the SFO, the latter behaviour is also considered misconduct under the civil market misconduct regime.
V členu 384 OVPSTPje določena kazenska odgovornost oseb, ki komisiji SFC ali priznanemu borznemu nadzorniku namenoma ali iz malomarnosti dajo lažne ali zavajajoče informacije.
Furthermore, Section 300 of the SFO sets out criminal liabilities for persons who use in a securities transaction deceptive or fraudulent conduct, device or scheme with intention to defraud or deceive.Section 384 of the SFO establishes a criminal liability for persons knowingly or recklessly giving false or misleading information to the SFC or the recognised exchange controller.
Kadar je družba spoznana za krivo storitve kaznivega dejanja, kazenska odgovornost v skladu s členom 390 OVPSTP velja za vsakega uradnika družbe, ki je pristal na storitev kaznivega dejanja, pri tem sodeloval ali bil malomaren.
Where a corporation is found guilty of an offence, Section 390 of the SFO extends criminal liability to any officer of the corporation who consented, connived or was reckless to the commission of the offence.
Zato je mogoče sklepati, da pravni in nadzorni okvir Hongkonga zagotavlja preglednost in celovitost trga s preprečevanjem zlorabe trga v obliki trgovanja z notranjimi informacijami in tržne manipulacije.
It can therefore be concluded that the legal and supervisory framework in Hong Kong ensures market transparency and integrity by preventing market abuse in the form of insider dealing and market manipulation.
Nadalje je zato mogoče sklepati, da je pravni in nadzorni okvir, s katerim so urejene priznane borze, ki pod nadzorom komisije SFC poslujejo v Hongkongu, skladen s štirimi pogoji za pravne in nadzorne ureditve ter bi ga bilo torej treba obravnavati tako, kot da zagotavlja sistem, enakovreden zahtevam za mesta trgovanja iz Direktive 2014/65/EU, Uredbe (EU) št. 600/2014, Uredbe (EU) št. 596/2014 in Direktive 2004/109/ES.
It can therefore further be concluded that the legal and supervisory framework governing recognised exchange companies operated in Hong Kong under the supervision of the SFC comply with the four conditions for legal and supervisory arrangements and hence should be considered to provide for an equivalent system to the requirements for trading venues laid down in Directive 2014/65/EU, Regulations (EU) No 600/2014 and (EU) No 596/2014 and Directive 2004/109/EC.
Ker se s številnimi delnicami, izdanimi v EU in uvrščenimi v trgovanje na mestih trgovanja v EU, trguje tudi na mestih trgovanja v Hongkongu, mesta trgovanja v Hongkongu pogosto delujejo kot dodatna središča likvidnosti teh delnic, izdanih v EU.
Given that a significant number of EU issued shares admitted to trading and traded on EU trading venues are also traded on trading venues in Hong Kong, Hong Kong trading venues often act as additional centres of liquidity for those EU issued shares.
Ta značilnost investicijskim podjetjem iz EU omogoča, da z delnicami, izdanimi v EU, ki so uvrščene v trgovanje in s katerimi se trguje na mestih trgovanja v EU, trgujejo zunaj uradnih ur mest trgovanja v EU.
This feature allows EU investment firms to trade in EU issued shares admitted to trading and traded on EU venues outside business hours of the EU trading venues.
Priznanje pravnega in nadzornega okvira Hongkonga bi ohranilo možnost investicijskih podjetij iz EU, da še naprej trgujejo z delnicami, izdanimi v EU, zunaj uradnih ur mest trgovanja v EU.