natgillin/translations-raw huggingface dataset:
In order to allow for the involvement of all relevant competent authorities, additional competent authorities should have the possibility to request becoming a party to an existing cooperation agreement in case the trading venue in respect of which that cooperation agreement has been concluded, due to subsequent commercial developments, becomes of substantial importance in additional host Member States.
Da bi omogočili vključitev vseh zadevnih pristojnih organov, bi morali imeti tudi drugi pristojni organi možnost, da zahtevajo, da postanejo pogodbena stranka v obstoječem sporazumu o sodelovanju, če mesto trgovanja, v zvezi s katerim se je sklenil sporazum o sodelovanju, zaradi nadaljnjega razvoja na področju trgovanja postane zelo pomembno tudi v drugih državah članicah gostiteljicah.
Where, in exceptional circumstances, urgent action is required in order to fulfil obligations under Directive 2014/65/EU or Regulation (EU) No 600/2014 of the European Parliament and of the Council [5], or to ensure the stability of markets in its Member State, standard agreements for cooperation arrangements should allow for a competent authority to reasonably delay fulfilling its obligations under such agreements.
Kadar je v izjemnih razmerah potrebno nujno ukrepanje, da se izpolnijo obveznosti iz Direktive 2014/65/EU ali Uredbe Komisije (EU) št. 600/2014 Evropskega parlamenta in Sveta [5] ali da se zagotovi stabilnost trgov v državi članici, bi standardni sporazumi za ureditve sodelovanja morali pristojnemu organu dopuščati razumno zamudo pri izpolnitvi njegovih obveznosti v skladu s takšnimi sporazumi.
This Regulation is based on the draft implementing technical standards submitted by the ESMA to the Commission.
Ta uredba temelji na osnutkih izvedbenih tehničnih standardov, ki jih je ESMA predložila Komisiji.
ESMA has requested the opinion of the Securities and Markets Stakeholder Group established by Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [6] on the draft implementing technical standards on which this Regulation is based,
ESMA je za mnenje o osnutkih izvedbenih tehničnih standardov, na katerih temelji ta uredba, zaprosila interesno skupino za vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [6] –
Format and use of standard forms, templates and procedures for cooperation arrangements
Oblika in uporaba standardnih obrazcev, predlog in postopkov za ureditve sodelovanja
The home and host competent authorities of a trading venue whose operations have become of substantial importance within the meaning of Article 79(2) of Directive 2014/65/EU shall establish proportionate cooperation arrangements by a cooperation agreement as set out in Annex I.
Pristojni organ matične države in pristojni organ države gostiteljice mesta trgovanja, katerega posli so postali zelo pomembni v smislu člena 79(2) Direktive 2014/65/EU, vzpostavita sorazmerno ureditev sodelovanja s sporazumom o sodelovanju, kot je določen v Prilogi I.
The home and host competent authorities may adapt or complement the standard cooperation agreement set out in Annex I to ensure that its provisions are proportionate to the particular circumstances giving rise to the need for cooperation.
Pristojni organ matične države in pristojni organ države gostiteljice lahko prilagodita ali dopolnita standardni sporazum o sodelovanju iz Priloge I, da zagotovita, da so njegove določbe sorazmerne s posebnimi okoliščinami, zaradi katerih je sodelovanje potrebno.
The home and host competent authorities shall send requests for cooperation by using the format provided for in Annex II and shall respond to those requests in the format provided for in Annex III.
Pristojni organ matične države in pristojni organ države gostiteljice prošnje za sodelovanje pošiljata v obliki, ki je določena v Prilogi II, in nanje odgovarjata v obliki, ki je določena v Prilogi III.
Done at Brussels, 6 June 2017.
V Bruslju, 6. junija 2017
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading (OJ L 87, 31.3.2017, p. 417).
Delegirana uredba Komisije (EU) 2017/589 z dne 19. julija 2016 o dopolnitvi Direktive 2014/65/EU Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi o organizacijskih zahtevah za investicijska podjetja, ki se ukvarjajo z algoritemskim trgovanjem (UL L 87, 31,3,2017, str. 417).
Available: https://www.esma.europa.eu/databases-library/esma-library
Na voljo na: https://www.esma.europa.eu/databases-library/esma-library.
Standard agreement for cooperation arrangements in case the operations of a trading venue become of substantial importance in a host Member State
Standardni sporazum za ureditve sodelovanja v primeru, da posli na mestu trgovanja v državi članici gostiteljici postanejo zelo pomembni
For the purpose of establishing proportionate cooperation arrangements between [host competent authority] (the host authority) and [home competent authority] (the home authority) in relation to the operations of [trading venue] (the trading venue) which are of substantial importance for the functioning of securities markets and the protection of investors in [host Member State] (the host Member State), the home and host authorities (the Authorities) have reached the following agreement:
Za vzpostavitev sorazmerne ureditve sodelovanja med [pristojnim organom države gostiteljice] (v nadaljnjem besedilu: organ države gostiteljice) in [pristojnim organom matične države] (v nadaljnjem besedilu: matični organ) v zvezi s posli [mesta trgovanja] (v nadaljnjem besedilu: mesto trgovanja), ki so zelo pomembni za delovanje trgov vrednostnih papirjev in zaščito vlagateljev v [državi članici gostiteljici] (v nadaljnjem besedilu: država članica gostiteljica), sta matični organ in organ države gostiteljice (v nadaljnjem besedilu: organa) dosegla naslednji sporazum:
Purpose and general provisions
Namen in splošne določbe
The purpose of this agreement is to provide a framework for cooperation between [home competent authority] and [host competent authority] regarding the use of their respective powers in relation to the operations of [trading venue] which have become of substantial importance in [host Member State].
Namen tega sporazuma je določiti okvir sodelovanja med [pristojnim organom matične države] in [pristojnim organom države gostiteljice] v zvezi z uporabo njunih pooblastil glede poslov [mesta trgovanja], ki so postali zelo pomembni v [državi članici gostiteljici].
This agreement may complement other cooperation arrangements between the Authorities.
Ta sporazum lahko dopolnjuje druge ureditve sodelovanja med organoma.
The Authorities have agreed to the following forms of cooperation:
Organa sta se dogovorila o naslednjih oblikah sodelovanja:
[insert the cooperation forms agreed by the Authorities].
[vstavite oblike sodelovanja, o katerih sta se dogovorila organa].
The Authorities have agreed to cooperate in respect of decisions relating to any of the following events where those events are relevant for the trading venue: [select the options below as relevant to the scope of the cooperation]
Organa sta se dogovorila, da bosta sodelovala v zvezi s sklepi, povezanimi z naslednjimi dogodki, kadar so ti dogodki pomembni za mesto trgovanja: [izberite spodaj navedene možnosti, ki so relevantne za obseg sodelovanja]
alliances, mergers, major acquisitions, opening or closing of the trading venue or of a significant part of the trading venue
zavezništva, združitve, večje pridobitve, odprtje ali zaprtje mesta trgovanja ali pomembnega dela mesta trgovanja;
the changing, granting, denying or termination of access provisions for central counterparties and the trading venue
določbe glede spremembe, dodelitve, zavrnitve ali prenehanja dostopa za centralne nasprotne stranke in mesto trgovanja;
changes of ownership amounting to a change of control, corporate structure, corporate governance and other integration or restructuring steps concerning the trading venue
spremembe lastništva, ki privedejo do spremembe obvladovanja, korporacijske strukture, upravljanja podjetja in drugih ukrepov povezovanja ali prestrukturiranja v zvezi z mestom trgovanja;
removals or appointments to the managing or supervisory board of the trading venue
odpoklici ali imenovanja upravnega odbora ali nadzornega sveta mesta trgovanja;
significant new trading rules or modification of existing trading rules concerning, in particular, market access for investors from the host Member State or listing of securities from listed companies from the host Member State
pomembna nova pravila trgovanja ali spremembe obstoječih pravil trgovanja, zlasti glede dostopa vlagateljev iz države članice gostiteljice do trga ali uvrstitve vrednostnih papirjev kotirajočih družb iz države članice gostiteljice na borzo;
significant changes to systems and controls of the trading venue, including IT systems, audit controls and risk management arrangements
pomembne spremembe sistemov in kontrol mesta trgovanja, vključno s sistemi IT, revizijskimi nadzori in ureditvami za upravljanje tveganj;
significant changes, including by way of outsourcing, to the financial, human or technology resources of the trading venue
pomembne spremembe finančnih, človeških ali tehnoloških virov mesta trgovanja, tudi kadar do njih pride zaradi oddaje v zunanje izvajanje;
exercise of supervisory powers as described in points (e), (f), (h), (k), (l), (m) to (q), (s) and (t) of Article 69(2) of Directive 2014/65/EU of the European Parliament and of the Council [1], having a significant and material impact on the trading venue or its participants
izvajanje nadzornih pooblastil, kot so opisana v točkah (e), (f), (h), (k), (l), (m) do (q), (s) in (t) člena 69(2) Direktive 2014/65/EU Evropskega parlamenta in Sveta [1], ki znatno in bistveno vplivajo na mesto trgovanja ali njegove udeležence;
the imposition of sanctions for infringements referred to in Article 70 of Directive 2014/65/EU having a significant and material impact on the trading venue or its participants
uvedba sankcij za kršitve iz člena 70 Direktive 2014/65/EU, ki znatno in bistveno vplivajo na mesto trgovanja ali njegove udeležence;
any other event [describe the event]
kateri koli drugi dogodki [opišite dogodek].
Procedures for sending and processing requests for cooperation
Postopki za pošiljanje in obravnavo prošenj za sodelovanje
A request for cooperation and a reply to a request for cooperation shall be made in writing in a durable medium.
Prošnja za sodelovanje in odgovor nanjo se pošljeta v pisni obliki na trajnem nosilcu podatkov.
Both shall be addressed to the contact persons designated pursuant to paragraph 3.
Oba se naslovita na kontaktne osebe, določene v skladu z odstavkom 3.
The communication between the competent authority submitting a request for cooperation (the Requesting Authority) and the competent authority to which a request for cooperation has been sent (the Requested Authority) shall be made by the most expedient means, taking due account of confidentiality considerations, correspondence times, the volume of material to be communicated and the ease of access to the information by the Requesting Authority.
Pristojni organ, ki predloži prošnjo za sodelovanje (v nadaljnjem besedilu: organ prosilec), in pristojni organ, ki prejme prošnjo za sodelovanje (v nadaljnjem besedilu: zaprošeni organ), komunicirata na najhitrejši možni način, pri čemer ustrezno upoštevata zaupnost, čas korespondence, obseg gradiva, ki ga je treba zagotoviti, in težavnost dostopa organa prosilca do informacij.
For the purpose of this agreement, each Authority shall designate one or several contact persons for communication purposes.
Za namene tega sporazuma vsak organ določi eno ali več kontaktnih oseb za namene komunikacije.
The Requesting Authority shall send its request for cooperation in the format provided for in Annex II to Commission Implementing Regulation (EU) 2017/988 [2] and include the information contained in that Annex, identifying in particular the relevance of the cooperation sought for the functioning of markets or the protection of investors in the host Member State and any issues relating to the confidentiality of information that may be obtained.
Organ prosilec prošnjo za sodelovanje pošlje v obliki, določeni v Prilogi II k Izvedbeni uredbi Komisije (EU) 2017/988 [2], in vanjo vključi informacije iz navedene Priloge, pri čemer navede zlasti pomen potrebnega sodelovanja za delovanje trgov ali zaščito vlagateljev v državi članici gostiteljici ter vsa vprašanja, povezana z zaupnostjo informacij, ki se lahko pridobijo.
The Requested Authority shall promptly provide any clarification requested pursuant to paragraph 5(b).
Zaprošeni organ nemudoma predloži vsa pojasnila, zahtevana v skladu z odstavkom 5(b).
The Requested Authority shall do all of the following upon receipt of a request for cooperation:
Zaprošeni organ po prejemu prošnje za sodelovanje stori vse naslednje:
acknowledge receipt of a request for cooperation as soon as possible and at least within 7 calendar days of its receipt, indicating the contact details of a contact person and, if possible at that stage, an estimated date of response;
čim prej in najpozneje v sedmih koledarskih dneh po prejemu potrdi prejem prošnje za sodelovanje, pri čemer navede kontaktne podatke kontaktne osebe in, če je to mogoče, predvideni datum odgovora;
request further clarifications in whatever form as soon as possible, in case it has any doubt in relation to the content of the precise cooperation requested;
čim prej zahteva dodatna pojasnila v kakršni koli obliki, če ima dvome glede vsebine natančne vsebine zahtevanega sodelovanja;
promptly reply to the request for cooperation in the format set out in Annex III, providing the information required by that format.
nemudoma odgovori na prošnjo za sodelovanje z obrazcem iz Priloge III, pri čemer navede informacije, ki so zahtevane v obrazcu.
As soon as a delay of more than 7 calendar days beyond the estimated date of response as communicated pursuant to paragraph 5(a) becomes apparent, the Requested Authority shall notify the Requesting Authority accordingly.
Takoj ko pride do zamude, ki je daljša od sedmih koledarskih dni po predvidenem datumu odgovora, sporočenem v skladu z odstavkom 5(a), zaprošeni organ to ustrezno sporoči organu prosilcu.
Where the request has been designated by the Requesting Authority as urgent, the Authorities shall agree on the frequency of updates concerning that request.
Kadar je organ prosilec prošnjo označil kot nujno, se organa dogovorita o pogostosti posodobitev v zvezi s to prošnjo.
The Authorities shall consult each other expeditiously in order to resolve any difficulties that may arise in executing a request, including costs issues.
Organa se pospešeno posvetujeta, da bi rešila kakršne koli težave, do katerih lahko pride pri izvajanju prošnje, vključno z vprašanji o stroških.
To ensure constant improvement of cooperation, the Authorities shall, where appropriate, provide feedback to each other on the usefulness of cooperation received, the outcome of the case in relation to which the cooperation was sought and any problems encountered in providing such cooperation.
Da bi zagotovila stalno izboljševanje sodelovanja, si organa po potrebi medsebojno zagotavljata povratne informacije o uporabnosti prejetega sodelovanja, rezultatih primera, v zvezi s katerim je bilo potrebno sodelovanje, ter o vseh težavah, do katerih je prišlo pri takšnem sodelovanju.
Responding to a request for cooperation
Odgovor na prošnjo za sodelovanje
The Requested Authority shall take all appropriate steps to provide the cooperation requested without delay.
Zaprošeni organ sprejme vse potrebne ukrepe, da nemudoma prične z zahtevanim sodelovanjem.
The Requested Authority shall ensure that any necessary action proceeds expediently, while taking into account the complexity of the request and the necessity, where appropriate, to involve third parties or another Authority.
Zaprošeni organ zagotovi, da se vsi potrebni ukrepi hitro izvedejo, pri čemer upošteva kompleksnost prošnje in potrebo po vključitvi tretjih oseb ali drugih organov, kadar je ustrezno.
The Requested Authority may decline to act on a request for cooperation where it considers that such action would involve taking a measure contrary to law.
Zaprošeni organ lahko zavrne odgovor na prošnjo za sodelovanje, če meni, da bi bil takšen ukrep v nasprotju z zakonom.
In case the Requested Authority refuses to act, it shall notify the Requesting Authority using the template provided in Annex III to Implementing Regulation (EU) 2017/988, including a full description of the circumstances justifying its decision.
Če zaprošeni organ noče ukrepati, organ prosilec o tem obvesti tako, da uporabi predlogo iz Priloge III k Izvedbeni uredbi (EU) 2017/988, vključno s popolnim opisom okoliščin, ki upravičujejo njegovo odločitev.
Procedures for ongoing cooperation arrangements
Postopki za tekoče ureditve sodelovanja
The Authorities shall establish procedures for regular and ad hoc meetings attended by the designated contact persons for the purpose of administering the cooperation arrangements in an effective way.
Organa vzpostavita postopke za redne in priložnostne sestanke, ki se jih določene kontaktne osebe udeležujejo za učinkovito izvajanje ureditev sodelovanja.
The Requested Authority shall notify the Requesting Authority as soon as possible about the existence of any exceptional circumstances that may prevent it from fulfilling its obligations under this agreement and about actions, if any, taken in that respect.
Zaprošeni organ čim prej obvesti organ prosilec o kakršnih koli izjemnih okoliščinah, ki mu lahko preprečijo izpolnjevanje obveznosti iz tega sporazuma in o ukrepih v zvezi s tem, če obstajajo.
The Authorities shall consult each other before taking decisions in the context of events selected under Article 2(2).
Organa se pred sprejemom sklepov v zvezi z dogodki, izbranimi v členu 2(2), medsebojno posvetujeta.
Where the Requested Authority notifies the Requesting Authority in accordance with Article 5(2) in relation to the events selected under Article 2(2), the Authorities shall at least consult each other on the supervisory approach and expected outcome taken for addressing the relevant event.
Kadar zaprošeni organ v skladu s členom 5(2) obvesti organ prosilec v zvezi z dogodki, izbranimi v členu 2(2), se organa medsebojno posvetujeta vsaj o nadzornem pristopu in pričakovanem rezultatu obravnave zadevnega dogodka.
Procedures for assistance: requests for the taking of a statement from a person
Postopki za pomoč: prošnja za pridobitev izjave osebe
Where the Requesting Authority intends to request the taking of a statement of a person, it shall liaise with the authority it intends to send the request to as regards all of the following:
Kadar organ prosilec namerava zaprositi za pridobitev izjave osebe, se z organom, ki mu namerava poslati prošnjo, poveže v zvezi z vsem naslednjim:
any legal limitations or constraints and any differences in procedural requirements;
vsemi pravnimi omejitvami ali ovirami ter vsemi razlikami v postopkovnih zahtevah;
the rights of the persons from which the statements will be taken, including where applicable, any self-incrimination issues;
pravicami osebe, od katere je treba pridobiti izjavo, vključno v zvezi z vsemi vprašanji glede samoobtožbe, kadar je ustrezno;
the need for participation of the Requesting Authority's staff as observers or as active participants;
potrebo po udeležbi uslužbencev organa prosilca kot opazovalcih ali kot aktivnih udeležencih;
the role of the staff of the Requested Authority and Requesting Authority in the taking of the statement;
vlogo uslužbencev zaprošenega organa in organa prosilca pri pridobivanju izjave;
the question of whether the person from which the statement will be taken has the right to be assisted by a legal representative and, if so, the scope of the representative's intervention during the taking of the statement including in relation to any records or report of the statement;
vprašanjem, ali ima oseba, od katere se bo pridobila izjava, pravico do pomoči pravnega zastopnika, ter v tem primeru obseg zastopnikovega posredovanja med pridobivanjem izjave, vključno v zvezi z vsemi zapisi ali poročili o izjavi;
the question of whether the statement will be taken on a voluntary or compelled basis;
vprašanjem, ali bo izjava pridobljena prostovoljno ali obvezno;
the question of whether the person from which the statement will be taken is a witness or a suspect;
vprašanjem, ali je oseba, od katere se bo pridobila izjava, priča ali osumljenec;
the question of whether the statement could be used in criminal proceedings and, if known, whether it will be used in criminal proceedings;
vprašanjem, ali se lahko izjava uporabi v kazenskem postopku in, če je znano, ali bo uporabljena v kazenskem postopku;
the admissibility of the statement in the Requesting Authority's jurisdiction;
dopustnostjo izjave v jurisdikciji organa prosilca;
the recording of the statement and the applicable procedures;
snemanjem izjave in veljavnimi postopki;
procedures on the certification or confirmation of the statement by the person providing the statement, including whether that certification or confirmation is to take place after the statement is taken;
postopki za certificiranje ali potrjevanje izjave s strani osebe, ki poda izjavo, vključno s tem, ali bo takšno certificiranje ali potrjevanje potekalo po pridobitvi izjave;
the delivery procedure of the statement by the Requested Authority to the Requesting Authority, including the requested format and time period.
postopkom, s katerim zaprošeni organ izjavo dostavi organu prosilcu, vključno z zahtevano obliko in rokom.
The Authorities shall ensure that arrangements are in place for their operational staff to proceed efficiently and, in particular, to agree on all of the following:
Organa zagotovita, da so vzpostavljene ureditve, da lahko njuni operativni uslužbenci ravnajo učinkovito in zlasti, da se dogovorijo o vsem naslednjem:
planning of dates;
načrtovanju datumov;
any additional information that may be necessary;
vseh dodatnih informacijah, ki bi lahko bile koristne:
the list of questions to be asked to the person from which the statement will be taken and its review;
seznamu vprašanj, ki se postavijo osebi, od katere se bo pridobila izjava, in njegovem pregledu;
travelling arrangements, including ensuring that the Authorities are able to meet to discuss the matter prior to the taking of the statement;
organizaciji potovanj, vključno z zagotavljanjem, da se lahko organa srečata in razpravljata o zadevi pred pridobitvijo izjave;
language arrangements.
jezikovni ureditvi.
Procedures for assistance: requests for an Authority to open an investigation or carry out an on-site inspection
Postopki za pomoč: prošnje organu, naj začne preiskavo ali opravi preverjanje na kraju samem
Where the Requested Authority decides to open an investigation or carry out an on-site inspection upon request by the Requesting Authority, the supervisory and investigative steps taken by the Requested Authority shall remain the responsibility and within the overall control of the Requested Authority.
Kadar zaprošeni organ sklene, da bo začel preiskavo ali opravil preverjanje na kraju samem na zahtevo organa prosilca, nadzorni in preiskovalni ukrepi, ki jih sprejme zaprošeni organ, ostanejo odgovornost in pod nadzorom zaprošenega organa.
The Requesting Authority and the Requested Authority may consult each other on the best way to give useful effect to the request to open an investigation or carry out an on-site inspection.
Organ prosilec in zaprošeni organ se lahko medsebojno posvetujeta o najboljšem načinu, kako ugoditi prošnji za začetek preiskave ali izvedbo preverjanja na kraju samem.