natgillin/translations-raw huggingface dataset:
In accordance with Article 15 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [3], ESMA has conducted open public consultations before submitting the draft implementing technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010,
ESMA je v skladu s členom 15 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [3] pred predložitvijo osnutkov izvedbenih tehničnih standardov, na katerem temelji ta uredba, izvedla odprta javna posvetovanja, analizirala morebitne s tem povezane stroške in koristi ter zaprosila za mnenje skupino za vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 –
CSD AUTHORISATION
IZDAJANJE DOVOLJENJ ZA CDD
(Article 17(10) of Regulation (EU) No 909/2014)
(člen 17(10) Uredbe (EU) št. 909/2014)
Standard forms, templates and procedures for application
Standardni obrazci, predloge in postopki v zvezi z vlogo
A central securities depository applying for authorisation in accordance with Article 17 of Regulation (EU) No 909/2014 (‘applicant CSD’) shall submit its application in a durable medium as defined in point (g) of Article 1 of Commission Delegated Regulation (EU) 2017/392 [4], filling in the standard form and templates set out in Annex I.
Centralna depotna družba, ki zaprosi za izdajo dovoljenja v skladu s členom 17 Uredbe (EU) št. 909/2014 (v nadaljnjem besedilu: CDD vložnica), predloži vlogo na trajnem nosilcu podatkov, kot je določeno v točki (g) člena 1 Delegirane uredbe Komisije (EU) 2017/392 [4], pri čemer izpolni standardni obrazec in predloge iz Priloge I.
The applicant CSD shall provide the competent authority with a list of all documents submitted as part of its application for authorisation which identifies the following information:
CDD vložnica pristojnemu organu predloži seznam vseh dokumentov, predloženih v okviru njene vloge za izdajo dovoljenja, na katerem so navedene naslednje informacije:
the unique reference number of each document;
edinstvena referenčna številka vsakega dokumenta;
the title of each document;
naslov vsakega dokumenta;
the chapter, section or page of each document where the relevant information is provided.
poglavje, oddelek ali stran vsakega dokumenta, kjer so navedene ustrezne informacije.
All information shall be submitted in the language indicated by the competent authority.
Vse informacije se predložijo v jeziku, ki ga navede pristojni organ.
The competent authority may request the CSD to submit the same information in a language customary in the sphere of international finance.
Pristojni organ lahko zahteva, da CDD predloži enake informacije v jeziku, ki se običajno uporablja na področju mednarodnih financ.
An applicant CSD maintaining any of the relationships referred to in Article 17(6) of Regulation (EU) No 909/2014 shall provide the competent authority with the list of competent authorities to be consulted, including contact persons from those authorities.
CDD vložnica, ki ima vzpostavljene odnose iz člena 17(6) Uredbe (EU) št. 909/2014, pristojnemu organu predloži seznam pristojnih organov za posvetovanje, vključno s kontaktnimi osebami zadevnih organov.
(Article 22(11) of Regulation (EU) No 909/2014)
(člen 22(11) Uredbe (EU) št. 909/2014)
Standard forms and templates for the provision of information
Standardni obrazci in predloge za predložitev informacij
The CSD shall provide the information referred to in Article 40 of Delegated Regulation (EU) 2017/392 in a durable medium.
CDD predloži informacije iz člena 40 Delegirane uredbe (EU) 2017/392 na trajnem nosilcu podatkov.
Information provided by a CSD shall be submitted in the standard form and templates provided in Annex II and, where relevant, the template of Table 2 in Annex I. Where the template set out in Table 2 of Annex I is used, it shall have an additional column specifying the chapter, section or page of the document where changes were introduced during the review period and another additional column to include any explanations in relation to the changes introduced during the review period.
Informacije, ki jih zagotovi CDD, so predložene na standardnem obrazcu in v predlogah iz Priloge II ter, kot je ustrezno, v predlogi iz preglednice 2 v Prilogi I. Če se uporabi predloga iz preglednice 2 v Prilogi I, mora imeti dodaten stolpec, v katerem so navedeni poglavje, oddelek ali stran dokumenta, kjer so bile v obdobju pregleda izvedene spremembe, in še dodaten stolpec za vključitev morebitnih pojasnil v zvezi spremembami, izvedenimi v obdobju pregleda.
Procedure for the provision of information
Postopek za predložitev informacij
The competent authority shall communicate to the CSD the following information:
Pristojni organ centralni depotni družbi sporoči naslednje informacije:
the frequency and the depth of the review and evaluation as referred to in Article 22(4) of Regulation (EU) No 909/2014;
pogostost in temeljitost pregleda in ocene iz člena 22(4) Uredbe (EU) št. 909/2014;
the commencement and end dates of the review period referred to in Article 40 of Delegated Regulation (EU) 2017/392.
datum začetka in konca obdobja pregleda iz člena 40 Delegirane uredbe (EU) 2017/392;
the language in which all information shall be submitted.
jezik, v katerem se predložijo vse informacije.
The competent authority shall communicate to the CSD any changes to the information referred to in the first subparagraph, including the request for a more frequent submission of specific information, without undue delay.
Pristojni organ centralni depotni družbi nemudoma sporoči morebitne spremembe informacij iz prvega pododstavka, vključno z zahtevo po pogostejšem pošiljanju nekaterih informacij.
The CSD shall provide the information referred to in Article 40(2) of Delegated Regulation (EU) 2017/392 within two months following the end of the review period.
CDD v dveh mesecih po koncu obdobja pregleda predloži informacije iz člena 40(2) Delegirane uredbe (EU) 2017/392.
Provision of information to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014
Predložitev informacij organom iz člena 22(7) Uredbe (EU) št. 909/2014
Upon completion of the review and evaluation, the competent authority shall communicate within three working days to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014 its results as specified in Article 44 of Delegated Regulation (EU) 2017/392.
Pristojni organ po končanem pregledu in ocenjevanju v treh delovnih dneh sporoči organom iz člena 22(7) Uredbe (EU) št. 909/2014 svoje ugotovitve, kot je določeno v členu 44 Delegirane uredbe (EU) 2017/392.
Where the review and evaluation gives rise to remedial action or a penalty, the competent authority shall inform the authorities referred to in paragraph 1 within three working days after that measure is taken.
Če se na podlagi pregleda in ocene sprejmejo popravni ukrepi ali se naloži kazen, pristojni organ v treh delovnih dneh po sprejetju ukrepa o tem obvesti organe iz odstavka 1.
The authorities referred to in paragraph 1 shall agree on the working language for the exchange of information and, where there is no agreement, the working language shall be a language customary in the sphere of international finance.
Organi iz odstavka 1 se dogovorijo o delovnem jeziku za izmenjavo informacij, če pa dogovor ni dosežen, je delovni jezik tisti, ki se običajno uporablja na področju mednarodnih financ.
Prior to every review and evaluation, when supervising a CSD which maintains the relationships referred to in points (a), (b) and (c) of Article 17(6) of Regulation (EU) No 909/2014, the competent authority shall update the list referred to in Article 1(4) of this Regulation regarding other competent authorities to be involved in the review and evaluation, including contact persons from those authorities, and shall share that list with all those authorities.
Pristojni organ pred vsakim pregledom in ocenjevanjem v okviru nadzora CDD, ki ima vzpostavljene odnose iz točk (a), (b) in (c) člena 17(6) Uredbe (EU) št. 909/2014, posodobi seznam iz člena 1(4) te uredbe v zvezi z drugimi pristojnimi organi, ki bodo vključeni v pregled in ocenjevanje, vključno s kontaktnimi osebami zadevnih organov, in ta seznam izmenja z vsemi zadevnimi organi.
The competent authority shall provide the information referred to in Article 45(1) of Delegated Regulation (EU) 2017/392 to the competent authorities included in the list referred to in paragraph 1 within 30 working days from the date of availability of that information.
Pristojni organ v 30 delovnih dneh od datuma, ko so informacije iz člena 45(1) Delegirane uredbe (EU) 2017/392 na voljo, predloži zadevne informacije pristojnim organom na seznamu iz odstavka 1.
Within 30 working days from the time-limit referred to in paragraph 2, the competent authorities included in the list referred to in paragraph 1 shall send to the competent authority that provided the information their assessment thereof.
Pristojni organi, vključeni na seznam iz odstavka 1, v 30 delovnih dneh od roka iz odstavka 2 pošljejo pristojnemu organu, ki je predložil informacije, svojo oceno informacij.
Within 3 working days from the completion of the review and evaluation referred to in Article 22(1) of Regulation (EU) No 909/2014, as notified by the competent authority to the competent authorities included in the list referred to in paragraph 1, the competent authority shall communicate to the competent authorities included in the list referred to in paragraph 1 its results as specified under Article 45(2) of Delegated Regulation (EU) 2017/392.
Pristojni organ v treh delovnih dneh od končanega pregleda in ocenjevanja iz člena 22(1) Uredbe (EU) št. 909/2014, o katerem obvesti pristojne organe, vključene na seznam iz odstavka 1, sporoči pristojnim organom s seznama iz odstavka 1 svoje ugotovitve, kot je določeno v členu 45(2) Delegirane uredbe (EU) 2017/392.
The authorities referred to in paragraphs 1 to 4 shall agree on the working language for the exchange of information and, where there is no agreement, the working language shall be a language customary in the sphere of international finance.
Organi iz odstavkov od 1 do 4 se dogovorijo o delovnem jeziku za izmenjavo informacij, če pa dogovor ni dosežen, je delovni jezik tisti, ki se običajno uporablja na področju mednarodnih financ.
COOPERATION ARRANGEMENTS
DOGOVORI O SODELOVANJU
(Article 24(8) of Regulation (EU) No 909/2014)
(člen 24(8) Uredbe (EU) št. 909/2014)
General requirements for cooperation arrangements
Splošne zahteve za dogovore o sodelovanju
The competent authority of the home Member State and the competent authority of the host Member State shall agree on the working language of their cooperation activities and, where there is no agreement, the working language shall be a language customary in the sphere of international finance.
Pristojni organ matične države članice in pristojni organ države članice gostiteljice se dogovorita o delovnem jeziku za svoje dejavnosti sodelovanja, če pa dogovor ni dosežen, je delovni jezik tisti, ki se običajno uporablja na področju mednarodnih financ.
Each competent authority shall designate and share with the other competent authorities contact details of one primary and one secondary contact persons and any changes thereto.
Vsak pristojni organ določi in z drugimi pristojnimi organi izmenja kontaktne podatke ene glavne in ene nadomestne kontaktne osebe ter morebitne spremembe teh podatkov.
Where a CSD authorised in one Member State has set up a branch in another Member State, the competent authority of the home Member State and the competent authority of the host Member State shall use the form and template set out in Table 1 of Annex III for the exchange of information.
Če je CDD pridobila dovoljenje v eni državi članici in ustanovila podružnico v drugi državi članici, pristojni organ matične države članice in pristojni organ države članice gostiteljice za izmenjavo informacij uporabita obrazec in predlogo iz preglednice 1 v Prilogi III.
Where a competent authority requests supplementary information from another competent authority, it shall indicate to the other competent authority the activities of the CSD that justify such request.
Če pristojni organ od drugega pristojnega organa zahteva dodatne informacije, drugemu pristojnemu organu navede dejavnosti CDD, ki utemeljujejo tako zahtevo.
On-site-inspections in the branch
Inšpekcijski pregledi na kraju samem v podružnici
Before carrying out on-site inspections referred to in paragraph 1 of Article 24 of Regulation (EU) No 909/2014, the competent authorities of the home and host Member States shall reach a common understanding on the terms and scope of the on-site inspection, including the following:
Pristojna organa matične države članice in države članice gostiteljice pred izvedbo inšpekcijskih pregledov na kraju samem iz odstavka 1 člena 24 Uredbe (EU) št. 909/2014 dosežeta skupni dogovor o pogojih in obsegu inšpekcijskega pregleda na kraju samem, vključno z naslednjim:
the respective roles and responsibilities;
ustreznimi vlogami in odgovornostmi ter
the reasons for the on-site inspection.
razlogi za inšpekcijski pregled na kraju samem.
The competent authorities of the home and host Member States shall inform each other of an on-site inspection of the branch of a CSD in a host Member State in accordance with paragraph 1 using the template set out in Table 2 of Annex III.
Pristojna organa matične države članice in države članice gostiteljice v skladu z odstavkom 1 obvestita drug drugega o inšpekcijskem pregledu na kraju samem v podružnici CDD v državi članici gostiteljici, za kar uporabita predlogo iz preglednice 2 v Prilogi III.
Exchange of information on the CSD's activities in the host Member State
Izmenjava informacij o dejavnosti CDD v državi članici gostiteljici
The request for information referred to in Article 24(3) of Regulation (EU) No 909/2014 shall be addressed by letter or email to the competent authority of the home Member State and shall include an explanation of the relevance of that information to the activities of that CSD in the host Member State.
Zahteva za informacije iz člena 24(3) Uredbe (EU) št. 909/2014 se pošlje po pošti ali elektronski pošti pristojnemu organu matične države članice in vključuje pojasnila, zakaj so zadevne informacije pomembne za dejavnosti zadevne CDD v državi članici gostiteljici.
The competent authority of the home Member State shall, without undue delay, communicate the information referred to in Article 24(3) of Regulation (EU) No 909/2014 by letter or email using the template in Table 3 of Annex III.
Pristojni organ matične države članice brez nepotrebnega odlašanja pošlje informacije iz člena 24(3) Uredbe (EU) št. 909/2014 po pošti ali elektronski pošti, za kar uporabi predlogo iz preglednice 3 v Prilogi III.
CSD breach of obligations
Kršitev obveznosti s strani CDD
For the purpose of the first subparagraph of Article 24(5) of Regulation (EU) No 909/2014, the competent authority of the host Member State shall refer its findings on a CSD's breaches to the competent authority of the home Member State and to ESMA using the template set out in Table 4 of Annex III.
Pristojni organ države članice gostiteljice za namen prvega pododstavka člena 24(5) Uredbe (EU) št. 909/2014 pristojnemu organu matične države članice in ESMA sporoči svoje ugotovitve o kršitvah CDD, za kar uporabi predlogo iz preglednice 4 v Prilogi III.
The competent authority of the home Member State shall review the findings submitted by the competent authority of the host Member State and shall inform that authority of the measures it intends to take to address the breaches identified.
Pristojni organ matične države članice pregleda ugotovitve, ki jih je predložil pristojni organ države članice gostiteljice, in obvesti zadevni organ o ukrepih, ki jih namerava sprejeti za obravnavanje ugotovljenih kršitev.
Where the matter is referred to ESMA in accordance with the third subparagraph of Article 24(5) of Regulation (EU) No 909/2014, the referring competent authority shall provide ESMA with all relevant information.
Če se zadeva v skladu s tretjim pododstavkom člena 24(5) Uredbe (EU) št. 909/2014 predloži ESMA, pristojni organ, ki predloži zadevo, ESMA predloži tudi vse ustrezne informacije.
(Article 29(4) of Regulation (EU) No 909/2014)
(člen 29(4) Uredbe (EU) št. 909/2014)
Format of records
Oblika evidenc
A CSD shall retain the records referred to in Article 54 of Delegated Regulation (EU) 2017/392, for all transactions, settlement instructions and orders concerning settlement restrictions that it processes, in the format set out in Table 1 in Annex IV to this Regulation.
CDD hrani evidence iz člena 54 Delegirane uredbe (EU) 2017/392 za vse posle, navodila za poravnavo in naloge v zvezi z omejitvami poravnav, ki jih obdeluje, v obliki iz preglednice 1 v Prilogi IV k tej uredbi.
A CSD shall retain the records referred to in Article 55 of Delegated Regulation (EU) 2017/392, for the positions corresponding to all the securities accounts that it maintains in the format set out in Table 2 in Annex IV.
CDD hrani evidence iz člena 55 Delegirane uredbe (EU) 2017/392 za pozicije, ki ustrezajo vsem računom vrednostnih papirjev, ki jih vodi, v obliki iz preglednice 2 v Prilogi IV.
A CSD shall retain the records referred to in Article 56(1) of Delegated Regulation (EU) 2017/392 for the ancillary services that it provides in the format set out in Table 3 in Annex IV.
CDD hrani evidence iz člena 56(1) Delegirane uredbe (EU) 2017/392 za pomožne storitve, ki jih opravlja, v obliki iz preglednice 3 v Prilogi IV.
CSD shall retain the records referred to in Article 57 of Delegated Regulation (EU) 2017/392 for activities related to its business and internal organisation in the format set out in Table 4 in Annex IV.
CDD hrani evidence iz člena 57 Delegirane uredbe (EU) 2017/392 za dejavnosti, povezane s svojim poslovanjem in notranjo organizacijo, v obliki iz preglednice 4 v Prilogi IV.
For the purposes of reporting to authorities, a CSD shall use a legal entity identifier (LEI) to identify in its records:
CDD za poročanje organom uporabi identifikator pravnih subjektov (v nadaljnjem besedilu: koda LEI), s katerim v svojih evidencah identificira:
a CSD;
CDD;
CSD participants;
udeležence CDD;
settlement banks;
poravnalne banke;
issuers for which the CSD provides the core services referred to in point 1 or 2 of Section A of the Annex to Regulation (EU) No 909/2014.
izdajatelje, za katere CDD opravlja osnovne storitve iz točke 1 ali 2 oddelka A Priloge k Uredbi (EU) št. 909/2014.
A CSD shall use a legal entity identifier (LEI) or a bank identifier code (BIC), or other available form of identification for legal persons to identify in its records participants' clients, where they are known to the CSD.
CDD uporabi kodo LEI, identifikacijsko kodo banke (BIC) ali drugo razpoložljivo obliko identifikacije za pravne osebe, da v svojih evidencah identificira stranke udeležencev, če so te znane CDD.
A CSD may use any available identifier allowing for the unique identification of natural persons at national level, to identify in its records a participant's clients known to the CSD.
CDD lahko uporabi kakršen koli razpoložljiv identifikator, ki omogoča nedvoumno identifikacijo fizičnih oseb na nacionalni ravni, da v svojih evidencah identificira stranke udeleženca, ki so znane CDD.
A CSD shall use in the records retained by it the ISO codes referred to in Annex IV.
V evidencah, ki jih hrani, uporabi oznake ISO iz Priloge IV.
A CSD may use a proprietary format only if this format can be converted without undue delay into an open format based on international open communication procedures and standards for messaging and reference data, for the purposes of making available its records to authorities in accordance with Article 29(2) of Regulation (EU) No 909/2014.
Lastniški format lahko uporabi samo, če ga je mogoče nemudoma pretvoriti v odprti format na podlagi mednarodnih odprtih komunikacijskih postopkov in standardov za pošiljanje sporočil in referenčne podatke za namene zagotavljanja dostopnosti svojih evidenc organom v skladu s členom 29(2) Uredbe (EU) št. 909/2014.
Upon request, a CSD shall provide the competent authority with information referred to in Articles 54 and 55 of Delegated Regulation (EU) 2017/392 by means of a direct data feed.
CDD na zahtevo pristojnemu organu predloži informacije iz členov 54 in 55 Delegirane uredbe (EU) 2017/392 na podlagi dostopa do tekočih podatkov.
A CSD shall be given sufficient time to implement the necessary measures to respond to such a request.
Na voljo se ji da dovolj časa, da izvede potrebne ukrepe za odziv na tako zahtevo.
ACCESS
DOSTOP
(Articles 33(6), 49(6), 52(4) and 53(5) of Regulation (EU) No 909/2014)
(členi 33(6), 49(6), 52(4) in 53(5) Uredbe (EU) št. 909/2014)
Standard forms and templates for the access procedure
Standardni obrazci in predloge za postopek dostopa
A requesting CSD and any other requesting party shall use the template provided in Table 1 of Annex V to this Regulation when submitting a request for access under Article 52(1) or under Article 53(2) of Regulation (EU) No 909/2014.
CDD, ki predloži zahtevo, in katera koli druga stran, ki predloži zahtevo, pri vložitvi zahtevka za dostop v skladu s členom 52(1) ali členom 53(2) Uredbe (EU) št. 909/2014 uporabi predlogo iz preglednice 1 v Prilogi V k tej uredbi.
A receiving CSD and any other receiving party shall use the template provided in Table 2 of Annex V to this Regulation when granting access following a request for access under Article 52(1) or under Article 53(2) of Regulation (EU) No 909/2014.
CDD prejemnica in katera koli druga stran, ki prejme zahtevo, pri odobritvi dostopa na podlagi zahteve za dostop v skladu s členom 52(1) ali členom 53(2) Uredbe (EU) št. 909/2014 uporabi predlogo iz preglednice 2 v Prilogi V k tej uredbi.
A CSD shall use the template set out in Table 3 of Annex V to this Regulation when denying access in accordance with Article 33(3), 49(4), 52(2) or 53(3) of Regulation (EU) No 909/2014.
CDD pri zavrnitvi dostopa v skladu s členom 33(3), 49(4), 52(2) ali 53(3) Uredbe (EU) št. 909/2014 uporabi predlogo iz preglednice 3 v Prilogi V k tej uredbi.
A CCP or a trading venue shall use the template in Table 4 of Annex V to this Regulation when denying access in accordance with Article 53(3) of Regulation (EU) No 909/2014.
Centralna nasprotna stranka (v nadaljnjem besedilu: CNS) ali mesto trgovanja pri zavrnitvi dostopa v skladu s členom 53(3) Uredbe (EU) št. 909/2014 uporabi predlogo iz preglednice 4 v Prilogi V k tej uredbi.
A requesting party shall use the template in Table 5 of Annex V to this Regulation when submitting a complaint to the competent authority of the CSD that has denied access to it in accordance with Article 33(3), 49(4), 52(2) or 53(3) of Regulation (EU) No 909/2014.
Stran, ki je predložila zahtevo, pri vložitvi pritožbe pri pristojnem organu CDD, ki ji je zavrnila dostop v skladu s členom 33(3), 49(4), 52(2) ali 53(3) Uredbe (EU) št. 909/2014, uporabi predlogo iz preglednice 5 v Prilogi V k tej uredbi.
A CSD shall use the template in Table 6 of Annex V to this Regulation when submitting a complaint to the competent authority of the CCP or the trading venue that has denied access to the CCP or the trading venue in accordance with Article 53(3) of Regulation (EU) No 909/2014.
CDD pri vložitvi pritožbe pri pristojnem organu CNS ali mesta trgovanja, ki je zavrnilo dostop v skladu s členom 53(3) Uredbe (EU) št. 909/2014, uporabi predlogo iz preglednice 6 v Prilogi V k tej uredbi.
The competent authorities referred to in paragraphs 5 and 6 shall use the template in Table 7 of Annex V to when consulting the following authorities on their assessment of the complaint, as appropriate:
Pristojni organi iz odstavkov 5 in 6 uporabijo predlogo iz preglednice 7 v Prilogi V, kakor je ustrezno, pri posvetovanju o svoji oceni pritožbe z naslednjimi organi: