natgillin/translations-raw huggingface dataset:
The shareholding structure of the proposed acquirer or of the relevant authorised entity, and the main characteristics of its shareholders;
Dodatne informacije, ki jih je predložili organ prosilec.
The most recent assessment of the suitability (fitness and propriety) of the proposed acquirer or of the relevant authorised entity;
[Ali je organ prosilec v zvezi s predmetom urejanja zahtevka bil ali bo v stiku s katerim koli drugim organom ali organom pregona v državi članici zaprošenega organa ali s katerim koli drugim organom, za katerega organ prosilec ve, da se dejavno zanima za predmet urejanja zahtevka]
The most recent assessment of the financial soundness of the proposed acquirer or of the relevant authorised entity, with related public or external audit reports (where relevant);
PRILOGA III
The most recent assessment by the requested authority of the quality of the management structure of the proposed acquirer or of the relevant authorised entity, and its administrative and accounting procedures, internal control systems, corporate governance, group structure etc.]
Predloga za odgovor zaprošenega organa
Additional information provided by the requesting authority.
[Člen 6 Izvedbene uredbe Komisije (EU) 2017/1944]
[Whether the requesting authority has been or will be in contact with any other authority or law enforcement agency in the Member State of the requested authority in relation to the subject matter of the request or any other authority which the requesting authority is aware that has an active interest in the subject matter of the request]
Odgovor zaprošenega organa
ANNEX III
V skladu s členom 6 Izvedbene uredbe Komisije (EU) 2017/1944 z dne 13. junija 2017 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki za posvetovanje med zadevnimi pristojnimi organi glede obvestila o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju v skladu z direktivama 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta smo obdelali vaše obvestilo o posvetovanju z dne [dd.mm.llll] s sklicem [vstavite sklicno številko].
Response from requested authority template
Prosimo navedite vsakršen morebiten pomislek v zvezi z določenimi zahtevanimi informacijami ali katerim koli drugim vidikom te ocene:
(Article 6 of Commission Implementing Regulation (EU) 2017/1944)
Če ste zbrali zahtevane informacije, jih navedite tule oziroma obrazložite, kako boste te informacije predložili, ali navedite sklic na zadevne priloge, ki vsebujejo zahtevane informacije:
Response from requested authority
Če obstajajo druge zadevne ali bistvene informacije, jih navedite tule oziroma obrazložite, kako boste te informacije predložili, ali navedite sklic na zadevne priloge, ki vsebujejo te informacije:
In accordance with Article 6 of the Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council, your consultation notice dated [dd.mm.yyyy] with reference [insert reference number] has been processed by us.
Po lastni presoji navedite vse bistvene informacije, ki bi lahko bistveno vplivale na oceno, kot so struktura skupine ali najnovejše ocene finančne trdnosti bodočega pridobitelja ali zadevnega pooblaščenega subjekta.
Where applicable, please explain any doubt you have in relation to the precise information requested or to any other aspect of this assessment:
Direktiva 2014/65/EU je začela veljati 2. julija 2014.
If the information requested has been gathered, please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information requested:
Člen 12(9) Direktive 2014/65/EU nadomešča člen 10a(8) Direktive 2004/39/ES in vsebuje pooblastila za ESMA za pripravo izvedbenih tehničnih standardov, ki so identični tistim, določenim v členu 10a(8) Direktive 2004/39/ES.
If there is any other relevant or essential information, please provide that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing that information:
V skladu s členom 94(1) Direktive 2014/65/EU bo Direktiva 2004/39/ES razveljavljena z učinkom od 3. januarja 2017.
Please provide, on your own initiative, any essential information that could materially influence the assessment, such as group structure or the most recent assessments of the financial soundness of the proposed acquirer or of the relevant authorised entity.
Sprejetje tehničnih standardov s strani Komisije v skladu s členom 10a(8) Direktive 2004/39/ES bi bilo treba upoštevati tudi v skladu s členom 12(8) Direktive 2014/65/EU, zaradi česar se bo tehnični standard še naprej uporabljal po 3. januarju 2018, brez potrebe po kakršni koli nadaljnji spremembi –
Commission Implementing Regulation (EU) 2017/1945
Izvedbena uredba Komisije (EU) 2017/1945
laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council
o določitvi izvedbenih tehničnih standardov v zvezi z obvestili, ki jih pošljejo ali prejmejo investicijska podjetja, ki zaprosijo za dovoljenje ali dovoljenje že imajo, v skladu z Direktivo 2014/65/EU Evropskega parlamenta in Sveta
Having regard to Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments amending Directive 2002/92/EC and Directive 2011/61/EU [1], and in particular the third subparagraph of Article 7(5) thereof,
ob upoštevanju Direktive 2014/65/EU Evropskega parlamenta in Sveta z dne 15. maja 2014 o trgih finančnih instrumentov ter spremembi Direktive 2002/92/ES in Direktive 2011/61/EU [1] in zlasti tretjega pododstavka člena 7(5) Direktive,
It is appropriate to set out common standard forms, templates and procedures to ensure a uniform mechanism by which Member States' competent authorities effectively exercise their powers in respect of the authorisation of firms for the provision of investment services, investment activities and, where relevant, of ancillary services.
Primerno je določiti skupne standardne obrazce, predloge in postopke za zagotovitev enotnega mehanizma, s katerim bi pristojni organi držav članic učinkovito izvajali svoja pooblastila v zvezi z dovoljenjem podjetjem za opravljanje investicijskih storitev, investicijskih poslov in po potrebi pomožnih storitev.
To facilitate communication between an applicant seeking authorisation as an investment firm in accordance with Title II of Directive 2014/65/EU and the competent authority, competent authorities should designate a contact point specifically for the purpose of the application process and should publish the information on the contact point on their website.
Za lažjo komunikacijo med subjektom, ki zaprosi za dovoljenje kot investicijsko podjetje v skladu z naslovom II Direktive 2014/65/EU, in pristojnim organom bi morali pristojni organi imenovati kontaktno točko posebej za namen postopka zaprositve za dovoljenje, informacijo o kontaktni točki pa objaviti na svojem spletišču.
In order to allow competent authorities to assess whether changes to the management body of the firm may pose a threat to the effective, sound and prudent management of the firm, and to adequately take into consideration the interests of its clients and the integrity of the market, clear time limits should be defined for the submission of information on those changes.
Da se pristojnim organom omogoči, da ocenijo, ali spremembe v upravljalnem organu podjetja lahko ogrozijo učinkovito, dobro in preudarno upravljanje podjetja, ter da ustrezno upoštevajo interese svojih strank in celovitost trga, bi bilo treba določiti natančne roke za predložitev informacij o teh spremembah.
Firms should however be exempted from the requirement to submit information on changes to the management body before that change takes effect where the change is due to factors not within the control of the firm, such as in the case of the death of a management body member.
Vendar bi morala biti podjetja izvzeta iz zahteve po predložitvi informacij o spremembah v upravljalnem organu podjetja, preden ta sprememba začne veljati, če je sprememba posledica dejavnikov, ki niso pod nadzorom podjetja, kot je na primer smrt člana upravljalnega organa.
Under those circumstances, firms should be allowed to notify the competent authority within 10 working days after the change.
V navedenih okoliščinah bi se moralo podjetjem omogočiti, da pristojni organ obvestijo v desetih delovnih dneh od datuma spremembe.
ESMA has conducted open public consultations, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [3],
ESMA je izvedla odprta javna posvetovanja, analizirala morebitne povezane stroške in koristi ter zahtevala mnenje interesne skupine za vrednostne papirje in trge, ustanovljene v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [3] –
Designation of a contact point
Imenovanje kontaktne točke
Competent authorities shall designate a contact point for handling all information received from applicants seeking authorisation as an investment firm in accordance to Title II of Directive 2014/65/EU.
Pristojni organi imenujejo kontaktno točko za obravnavanje vseh informacij, ki jih prejmejo od subjektov, ki zaprosijo za dovoljenje kot investicijsko podjetje v skladu z naslovom II Direktive 2014/65/EU.
The contact details on the designated contact point shall be made public and regularly updated on the competent authorities' websites.
Kontaktni podatki imenovane kontaktne točke se objavijo in redno posodabljajo na spletišču pristojnih organov.
An applicant seeking authorisation as an investment firm in accordance with Title II of Directive 2014/65/EU shall submit to the competent authority its application by filling in the template set out in Annex I.
Subjekt, ki zaprosi za dovoljenje kot investicijsko podjetje v skladu z naslovom II Direktive 2014/65/EU, izpolni predlogo iz Priloge I in jo predloži pristojnemu organu.
The applicant shall notify the competent authority of the information on all members of its management body by filling in the template set out in Annex II.
Prosilec izpolni predlogo iz Priloge II z informacijami o vseh članih svojega upravljalnega organa in jo pošlje pristojnemu organu.
Receipt of the application form and acknowledgement of receipt
Prejem obrazca vloge in potrditev prejema
Within 10 working days from the receipt of the application, the competent authority shall send an acknowledgement of receipt to the applicant, including the contact details of the designated contact point as referred to in Article 1.
V desetih delovnih dneh od prejema vloge pristojni organ prosilcu pošlje potrdilo o prejemu vloge, vključno s kontaktnimi podatki imenovane kontaktne točke iz člena 1.
Request of additional information
Zahtevek za dodatne informacije
Where additional information is required to proceed with the assessment of the application, the competent authority shall send a request to the applicant indicating the information to be provided.
Kadar so za oceno vloge potrebne dodatne informacije, pristojni organ prosilcu pošlje zahtevek, v katerem so navedene informacije, ki jih je treba zagotoviti.
An investment firm shall notify the competent authority of any change to the membership of its management body before such change takes effect.
Investicijsko podjetje pristojni organ obvesti o vseh spremembah članstva v upravljalnem organu, preden ta sprememba začne veljati.
Where, for substantiated reasons, it is not possible to make the notification before that change takes effect, it shall be made within 10 working days after the change.
Kadar se iz utemeljenih razlogov obvestilo ne pošlje pred začetkom veljavnosti spremembe, se pošlje v desetih delovnih dneh od datuma spremembe.
The investment firm shall provide the information on the change referred to in paragraph 1 in the format set out in Annex III.
Investicijsko podjetje zagotovi informacije o spremembi iz odstavka 1 v obliki iz Priloge III.
Communication of the decision
Obvestilo o izdaji ali zavrnitvi dovoljenja
The competent authority shall inform the applicant of its decision to grant or not the authorisation in paper form, by electronic means or both, within the 6-month period referred to in Article 7(3) of Directive 2014/65/EU.
Pristojni organ prosilca obvesti o izdaji ali zavrnitvi dovoljenja v papirni obliki, po elektronski poti ali na oba načina v obdobju šestih mesecev, kakor je navedeno v členu 7(3) Direktive 2014/65/EU.
Application Form for authorisation as an Investment Firm
Obrazec vloge za dovoljenje kot investicijsko podjetje
Competent Authority:
Pristojni organ:
In accordance with Article 2 of the Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to standard forms, templates and procedures for notification or provision of information provided for in Article 7(5) of Directive 2014/65/EU to ensure uniform conditions of application of Article 7(2) of that Directive, kindly find attached the authorisation application.
Pošiljamo vam zahtevek za izdajo dovoljenja v skladu s členom 2 Izvedbene uredbe Komisije (EU) 2017/1945 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki za obveščanje ali zagotavljanje informacij v skladu s členom 7(5) Direktive 2014/65/EU, da se zagotovijo enotni pogoji uporabe člena 7(2) navedene direktive.
Person in charge of preparing the application:
Oseba, odgovorna za pripravo vloge:
Fax (if available):
Telefaks (če je na voljo):
Nature of the application (tick the relevant box):
Vrsta vloge (označite ustrezno okence):
Change to the authorisation already obtained
Sprememba že pridobljenega dovoljenja
General information on the applicant firm
Splošne informacije o podjetju, ki zaprosi za dovoljenje
[please insert the information referred to under Article 1 of Commission Delegated Regulation (EU) 2017/1943 of the European Parliament and of the Council of 14 July 2016 supplementing Directive 2014/65/EU with regard to regulatory technical standards on information and requirements for the authorisation of investment firms.
[navedite informacije iz člena 1 Delegirane uredbe Komisije (EU) 2017/1943 z dne 14. julija 2016 o dopolnitvi Direktive 2014/65/EU Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi o informacijah in zahtevah za izdajo dovoljenja investicijskim podjetjem.
Please set out that information here or make reference to the relevant annexes containing the information]
Te informacije navedite tukaj ali navedite sklic na ustrezne priloge z informacijami]
[please insert the information referred to under Article 2 of Delegated Regulation (EU) 2017/1943.
[navedite informacije iz člena 2 Delegirane uredbe (EU) 2017/1943.
Information on the shareholders
Informacije o delničarjih
[please insert the information referred to under Article 3 of Delegated Regulation (EU) 2017/1943.
[navedite informacije iz člena 3 Delegirane uredbe (EU) 2017/1943.
Information on the management body and persons directing the business
Informacije o upravljalnem organu in vseh, ki bodo vodili dejavnost investicijskega podjetja
[please insert the information referred to under Article 4 of Delegated Regulation (EU) 2017/1943.
[navedite informacije iz člena 4 Delegirane uredbe (EU) 2017/1943.
[please insert the information referred to under Article 5 of Delegated Regulation (EU) 2017/1943.
[navedite informacije iz člena 5 Delegirane uredbe (EU) 2017/1943.
[please insert the information referred to under Article 6 of Delegated Regulation (EU) 2017/1943.
[navedite informacije iz člena 6 Delegirane uredbe (EU) 2017/1943.
List of members of the management body
Seznam članov upravljalnega organa
(Contact details of the designated contact point if relevant)
(kontaktni podatki imenovane kontaktne točke, če je relevantno)
In accordance with Article 2 of Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for notification or provision of information provided for in Article 7(5) of Directive 2014/65/EU to ensure uniform conditions of application of Article 9(5) of that Directive, kindly find attached the notification request.
Pošiljamo vam zahtevek za predložitev obvestila v skladu s členom 2 Izvedbene uredbe Komisije (EU) 2017/1945 z dne 19. junija 2017 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki za obveščanje ali zagotavljanje informacij v skladu s členom 7(5) Direktive 2014/65/EU, da se zagotovijo enotni pogoji uporabe člena 9(5) navedene direktive.
Contact details (Telephone, email, address)
Kontaktni podatki (telefon, e-naslov, naslov)
Professional experience and other relevant experience
Delovne izkušnje in druge pomembne izkušnje
Educational qualification and relevant training
Izobrazba in ustrezno usposabljanje
List of executive and non-executive directorships in other entities
Seznam izvršnih in neizvršnih direktorskih funkcij v drugih podjetjih
Effective date
Datum začetka mandata
[Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information]
Te informacije navedite tukaj ali pojasnite, kako boste zagotovili te informacije, ali navedite sklic na ustrezne priloge z informacijami]
Member n
Član n
Please provide:
Predložite:
Minutes of the general meeting acting the nomination of the new member of the management body
Zapisnik skupščine, na kateri se potrdi imenovanje novega člana upravljalnega organa.
Minutes of the general meeting of the management body acting the nomination of the new members.
Zapisnik skupščine upravljalnega organa, na kateri se potrdijo imenovanja novih članov.
Notification of information on changes to the membership of the management body
Obvestilo z informacijami o spremembi članstva v upravljalnem organu
In accordance with Article 4 of the Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for notification or provision of information provided for in Article 7(5) of Directive 2014/65/EU to ensure uniform conditions of application of Article 9(5) of that Directive, kindly find attached the notification request.
Pošiljamo vam zahtevek za predložitev obvestila v skladu s členom 4 Izvedbene uredbe Komisije (EU) 2017/1945 z dne 19. junija 2017 o določitvi izvedbenih tehničnih standardov v zvezi s standardnimi obrazci, predlogami in postopki za obveščanje ali zagotavljanje informacij v skladu s členom 7(5) Direktive 2014/65/EU, da se zagotovijo enotni pogoji uporabe člena 9(5) navedene direktive.
Information on member(s) leaving the management body
Informacije o članih, ki izstopajo iz upravljalnega organa
Effective date of departure from management body
Datum začetka veljavnosti izstopa iz upravljalnega organa
Reasons for the departure from management body
Razlogi za izstop iz upravljalnega organa
of 11 July 2017
z dne 11. julija 2017
supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
o dopolnitvi direktiv 2004/39/ES in 2014/65/EU Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za izčrpen seznam informacij, ki jih morajo bodoči pridobitelji vključiti v obvestilo o predlagani pridobitvi kvalificiranega deleža v investicijskem podjetju
Having regard to Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC [1], and in particular the third subparagraph of Article 10a(8) thereof,
ob upoštevanju Direktive 2004/39/ES Evropskega parlamenta in Sveta z dne 21. aprila 2004 o trgih finančnih instrumentov in o spremembah direktiv Sveta 85/611/EGS, 93/6/EGS in Direktive 2000/12/ES Evropskega parlamenta in Sveta ter o razveljavitvi Direktive Sveta 93/22/EGS [1] in zlasti tretjega pododstavka člena 10a(8) Direktive,
An exhaustive list of information should be required from a proposed acquirer of a qualifying holding in an investment firm at the time of the initial notification to enable competent authorities to carry out the assessment of the proposed acquisition.
Če je bodoči pridobitelj pravna oseba, je treba zagotoviti tudi informacije o identiteti dejanskega lastnika ter ugledu in izkušnjah oseb, ki dejansko vodijo poslovanje bodočega pridobitelja.
Information on the identity of the proposed acquirer and of the persons who will direct the business should be provided by the proposed acquirer irrespective of whether it is a natural or a legal person, in order to enable the competent authority of the target entity to assess the reputation of that proposed acquirer.
Podobno mora pristojni organ za ciljni subjekt, kadar je bodoči pridobitelj sklad ali namerava biti sklad, prejeti informacije o identiteti skrbnikov, ki bodo upravljali sredstva sklada, in o identiteti dejanskih lastnikov navedenih sredstev, da lahko oceni ugled in izkušnje teh oseb.
Information on the identity of the beneficial owners and on the reputation and experience of the persons who effectively direct the business of the proposed acquirer is also necessary where the proposed acquirer is a legal person.
Če je bodoči pridobitelj fizična oseba, je treba informacije pridobiti tako v zvezi z bodočim pridobiteljem kot v zvezi s katerim koli podjetjem, ki ga uradno vodi ali obvladuje bodoči pridobitelj, da pristojni organ za ciljni subjekt prejme vse informacije, ki so pomembne za oceno ugleda.
Similarly, where the proposed acquirer is or is intended to be a trust structure, it is necessary for the competent authority of the target entity to obtain information on both the identity of the trustees who will manage the assets of the trust, and the identity of the beneficial owners of those assets to be able to assess the reputation and experience of these persons.
Če je bodoči pridobitelj pravna oseba, je treba pridobiti te informacije v zvezi z vsako osebo, ki dejansko vodi poslovanje bodočega pridobitelja, vsakim podjetjem, ki ga obvladuje bodoči pridobitelj, in vsakim delničarjem, ki ima pomemben vpliv na bodočega pridobitelja, da se pristojnemu organu zagotovijo vse informacije, ki so pomembne za oceno ugleda.
Where the proposed acquirer is a natural person, it is necessary to obtain information both in relation to the proposed acquirer and in relation to any undertaking formally directed or controlled by the proposed acquirer in order to provide the competent authority of the target entity with full information relevant to the assessment of reputation.
Informacije, pomembne za oceno ugleda, bi morale vključevati podrobnosti o preteklih ali tekočih kazenskih postopkih ter civilnih ali upravnih zadevah.