natgillin/translations-raw huggingface dataset:
In the specific case of APAs and CTPs, they should ensure that they establish the necessary organisational arrangements to maintain the data for at least the period specified in Regulation (EU) No 600/2014 and are able to respond to any request to provide services regulated by this Regulation.
V posebnih primerih bi morali APA in CTP zagotoviti, da imajo vzpostavljene potrebne organizacijske ureditve, da lahko podatke hranijo vsaj tako dolgo, kot je določeno v Uredbi (EU) št. 600/2014, in da se lahko odzovejo na vsako zahtevo po zagotavljanju storitev, ki jih ureja ta uredba.
This Regulation sets out a number of additional services a CTP could perform which increase the efficiency of the market.
Ta uredba določa številne dodatne storitve, ki jih lahko opravlja CTP in ki povečujejo učinkovitost trga.
In view of possible market developments, it is not appropriate to provide an exhaustive list of additional services which a CTP could perform.
Ob upoštevanju morebitnega razvoja trga ni primerno, da se pripravi izčrpen seznam dodatnih storitev, ki jih lahko opravlja CTP.
A CTP should therefore be able to provide further services going beyond the additional services specifically listed in this Regulation provided however that those other services do not pose any risk to the independence of the CTP or the quality of the consolidated tape.
CTP bi tako moral imeti možnost, da zagotovi dodatne storitve, ki presegajo dodatne storitve, posebej navedene v tej uredbi, če navedene druge storitve ne ogrožajo neodvisnosti CTP ali kakovosti sistema stalnih informacij.
In order to ensure efficient dissemination of information made public by APAs and CTPs and an easy access and use of such information by market participants, the information should be published in a machine readable format through robust channels allowing for automatic access to the data.
Za zagotovitev učinkovitega širjenja informacij, ki jih objavijo APA in CTP, ter neoviranega dostopa in uporabe takih informacij udeležencem na trgu bi bilo treba informacije objaviti v strojno berljivi obliki prek zanesljivih kanalov, ki omogočajo samodejni dostop do podatkov.
While websites may not always offer an architecture that is robust and scalable enough and that allows for easy automatic access to data, these technological constraints may be overcome in the future.
Čeprav spletna mesta nimajo vedno arhitekture, ki je dovolj trdna in nadgradljiva ter ki omogoča neoviran samodejni dostop do podatkov, bodo morda te tehnološke ovire premagane v prihodnosti.
A particular technology should therefore not be prescribed, but criteria should be set out that need to be met by the technology which is to be used.
Zato se ne bi smela predpisati določena tehnologija, temveč bi bilo treba določiti merila, ki jih mora uporabljena tehnologija izpolnjevati.
With respect to equity and equity-like instruments, Regulation (EU) No 600/2014 does not exclude that investment firms make public their transactions through more than one APA.
V zvezi z lastniškimi instrumenti in instrumenti, podobnim lastniškim, Uredba (EU) št. 600/2014 ne izključuje, da lahko investicijska podjetja svoje posle objavijo prek več kot enega APA.
However, a specific arrangement should be in place to enable interested parties consolidating the trade information from various APAs, in particular CTPs, to identify such potential duplicate trades as otherwise the same trade might be consolidated several times, and published repeatedly by the CTPs.
Vendar bi morala biti vzpostavljena posebna ureditev, da se zainteresiranim stranem omogoči konsolidacija informacij o trgovanju iz različnih APA, zlasti CTP, da se opredelijo taki morebitni podvojeni posli, saj se lahko v nasprotnem primeru isti posel konsolidira večkrat, CTP pa ga vsakič znova objavijo.
This would undermine the quality and usefulness of the consolidated tape.
To bi spodkopalo kakovost in uporabnost sistemov stalnih informacij.
When publishing a transaction, APAs should therefore publish transactions reported by investment firms by including a ‘reprint’ field indicating whether a report is a duplicate.
Pri objavi posla bi morali APA zato objaviti posle, ki so jih sporočila investicijska podjetja, tako da na njih vključijo polje za „ponatis“, v katerem je navedeno, ali je poročilo dvojnik.
In order to allow for an approach that is neutral in terms of the technology used it is necessary to provide for different possible ways in which an APA can identify duplicates.
Da se omogoči nevtralen pristop v smislu uporabljene tehnologije, je treba zagotoviti različne možne načine, ki jih lahko uporabi APA za odkrivanje dvojnikov.
In order to ensure that each transaction is only included once in the consolidated tape and therefore to strengthen the reliability of the provided information, CTPs should not publish information in relation to a transaction published by an APA which is identified as duplicative.
Za zagotovitev, da se vsak posel v sistem stalnih informacij vključi le enkrat in da se s tem poveča zanesljivost predloženih informacij, CTP ne bi smeli objaviti informacij o poslu, ki ga je objavil APA, za katerega je bilo ugotovljeno, da je podvojen.
APAs should publish information on transactions, including the relevant time stamps, such as the time when transactions were executed and the time transactions were reported.
APA bi moral objaviti informacije o poslih, vključno z ustreznimi časovnimi žigi, ki bi na primer navajali, kdaj so bili posli izvršeni in sporočeni.
Furthermore, the granularity of the time stamps should reflect the nature of the trading system on which the transaction was executed.
Poleg tega bi morala zrnatost časovnih žigov izražati naravo sistema trgovanja, v katerem je bil posel izvršen.
A greater granularity should be provided when publishing information on transactions executed in electronic systems than on transactions executed in non-electronic systems.
Pri objavi informacij o poslih, izvršenih v elektronskih sistemih, bi se morala zagotoviti večja zrnatost kot pri objavi informacij o poslih, izvršenih v neelektronskih sistemih.
CTPs may publish information on equity and non-equity instruments.
CTP lahko objavijo informacije o lastniških in nelastniških instrumentih.
Given the different requirements for the operation of those tapes, and in particular the significantly broader scope of financial instruments covered for non-equity instruments and the deferred application of the provisions of Directive 2014/65/EU for the non-equity consolidated tape, this Regulation only specifies the scope of the CTP consolidating information on equity-instruments.
Zaradi različnih zahtev za delovanje navedenih sistemov stalnih informacij in zlasti zaradi bistveno širšega obsega finančnih instrumentov, zajetih za nelastniške instrumente, ter odložene uporabe določb Direktive 2014/65/EU za sistem stalnih informacij o nelastniških instrumentih je v tej uredbi določeno le področje uporabe konsolidiranih informacij o lastniških instrumentih CTP.
The provisions in this Regulation are closely linked, since they deal with the authorisation, organisational requirements and the publication of transactions for data reporting services providers.
Določbe v tej uredbi so tesno povezane, saj obravnavajo dovoljenja, organizacijske zahteve in objavo poslov za izvajalce storitev sporočanja podatkov.
To ensure coherence between those provisions, which should enter into force at the same time, and to facilitate a comprehensive view by stakeholders and, in particular those subject to the obligations, it is necessary to include these regulatory technical standards in a single Regulation.
Za zagotovitev skladnosti navedenih določb, ki bi morale začeti veljati hkrati, in da se deležnikom ter zlasti subjektom, za katere veljajo obveznosti, omogoči celovit pregled nad določbami, je treba te regulativne tehnične standarde vključiti v eno uredbo.
This Regulation specifies the data publication requirements applicable to APAs and CTPs.
Ta uredba določa zahteve za objavo podatkov, ki veljajo za sisteme odobrenih objav (APA) in ponudnike stalnih informacij (CTP).
In order to ensure consistent practices for publishing trade information across trading venues, APAs and CTPs and to facilitate the consolidation of data by CTPs, this Regulation should apply in conjunction with Commission Delegated Regulations (EU) 2017/587 [3] and (EU) 2017/583 [4] where detailed requirements applicable to the publication of trade information are set out.
Za zagotavljanje doslednih praks za objavo informacij o trgovanju na mestih trgovanja, APA in CTP ter za olajševanje konsolidacije podatkov s strani CTP bi se morala ta uredba uporabljati skupaj z delegiranima uredbama Komisije (EU) 2017/587 [3] in (EU) 2017/583 [4], v katerih so določene podrobne zahteve glede objave informacij o trgovanju.
For reasons of consistency and in order to ensure the smooth functioning of the financial markets, it is necessary that the provisions laid down in this Regulation and the related national provisions transposing Directive 2014/65/EU apply from the same date.
Zaradi doslednosti in zagotavljanja nemotenega delovanja finančnih trgov je nujno, da določbe iz te uredbe in povezane nacionalne določbe, s katerimi se Direktiva 2014/65/EU prenese v nacionalno zakonodajo, veljajo od istega datuma.
As Article 65(2) of Directive 2014/65/EU applies from 3 September of the year after the year of entry into application of this Regulation, certain provisions of this Regulation should apply from that later date.
Ker se člen 65(2) Direktive 2014/65/EU uporablja od 3. septembra leta, ki sledi letu začetka uporabe te uredbe, bi se morale nekatere določbe te uredbe uporabljati od navedenega poznejšega datuma.
ESMA has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group established by Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [5],
ESMA je o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, opravila javna posvetovanja, analizirala morebitne z njimi povezane stroške in koristi ter zaprosila za mnenje interesno skupino za vrednostne papirje in trge, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [5] –
(Article 61(2) of Directive 2014/65/EU)
(Člen 61(2) Direktive 2014/65/EU)
An applicant seeking authorisation to provide data reporting services shall submit to the competent authority the information set out in Articles 2, 3 and 4 and the information regarding all the organisational requirements set out in Chapters II and III.
Prosilec, ki zaprosi za izdajo dovoljenja za opravljanje storitev sporočanja podatkov, pristojnemu organu predloži informacije iz členov 2, 3 in 4 ter informacije o vseh organizacijskih zahtevah iz poglavij II in III.
A data reporting services provider shall promptly inform the competent authority of its home Member State of any material change to the information provided at the time of the authorisation and thereafter.
Izvajalec storitev sporočanja podatkov pristojni organ matične države članice takoj obvesti o vsaki bistveni spremembi informacij, predloženih ob izdaji dovoljenja in po njej.
An applicant seeking authorisation to provide data reporting services shall include in its application for authorisation a programme of operations referred to in Article 61(2) of Directive 2014/65/EU.
Prosilec, ki zaprosi za izdajo dovoljenja za opravljanje storitev sporočanja podatkov, v zahtevek za pridobitev dovoljenja vključi poslovni načrt iz člena 61(2) Direktive 2014/65/EU.
The programme of operations shall include the following information:
Poslovni načrt vsebuje naslednje informacije:
information on the organisational structure of the applicant, including an organisational chart and a description of the human, technical and legal resources allocated to its business activities;
informacije o organizacijski strukturi prosilca, vključno z organizacijsko shemo in opisom človeških, tehničnih in pravnih virov, dodeljenih njegovim poslovnim dejavnostim;
information on the compliance policies and procedures of the data reporting services provider, including:
informacije o politikah in postopkih za zagotavljanje skladnosti izvajalca storitev sporočanja podatkov, vključno z:
the name of the person or persons responsible for the approval and maintenance of those policies;
imeni oseb, odgovornih za odobritev in vzdrževanje navedenih politik;
the arrangements to monitor and enforce the compliance policies and procedures;
ureditvami za spremljanje in izvrševanje politik in postopkov za zagotavljanje skladnosti;
the measures to be undertaken in the event of a breach which may result in a failure to meet the conditions for initial authorisation;
ukrepi, ki se sprejmejo v primeru kršitve, ki lahko povzroči neizpolnjevanje pogojev za začetno izdajo dovoljenja;
a description of the procedure for reporting to the competent authority any breach which may result in a failure to meet the conditions for initial authorisation;
opisom postopka za sporočanje vsake kršitve, ki lahko povzroči neizpolnjevanje pogojev za začetno izdajo dovoljenja, pristojnemu organu;
a list of all outsourced functions and resources allocated to the control of the outsourced functions;
seznam vseh funkcij, oddanih v zunanje izvajanje, in virov, dodeljenih za nadzor funkcij, oddanih v zunanje izvajanje.
A data reporting services provider offering services other than data reporting services shall describe those services in the organisational chart.
Izvajalec storitev sporočanja podatkov, ki ponuja storitve, ki niso storitve sporočanja podatkov, navedene storitve opiše v organizacijski shemi.
An applicant seeking authorisation to provide data reporting services shall include in its application for authorisation information on the internal corporate governance policies and the procedures which govern its management body, senior management, and, where established, committees.
Prosilec, ki zaprosi za izdajo dovoljenja za opravljanje storitev sporočanja podatkov, v zahtevek za pridobitev dovoljenja vključi informacije o notranjih politikah korporativnega upravljanja in postopkih, ki veljajo za upravljalni organ, višje vodstvo in odbore, če so ustanovljeni.
The information set out in paragraph 1 shall include:
Informacije iz odstavka 1 vsebujejo:
a description of the processes for selection, appointment, performance evaluation and removal of senior management and members of the management body;
opis procesov za izbor, imenovanje, ocenjevanje uspešnosti in odstavitev višjega vodstva in članov upravljalnega organa;
a description of the reporting lines and the frequency of reporting to the senior management and the management body;
opis linij poročanja in pogostosti poročanja višjemu vodstvu in upravljalnemu organu;
a description of the policies and procedures on access to documents by members of the management body.
opis politik in postopkov za dostop članov upravljalnega organa do dokumentov.
Information on the members of the management body
Informacije o članih upravljalnega organa
An applicant seeking authorisation to provide data reporting services shall include in its application for authorisation the following information in respect of each member of the management body:
Prosilec, ki zaprosi za izdajo dovoljenja za opravljanje storitev sporočanja podatkov, v zahtevek za pridobitev dovoljenja vključi naslednje informacije o vsakem članu upravljalnega organa:
name, date and place of birth, personal national identification number or an equivalent thereof, address and contact details;
ime, datum in kraj rojstva, enotno matično številko občana ali enakovredni podatek, naslov in kontaktne podatke;
the position for which the person is or will be appointed;
položaj, na katerega je oseba imenovana ali bo imenovana;
a curriculum vitae evidencing sufficient experience and knowledge to adequately perform the responsibilities;
življenjepis, ki dokazuje zadostne izkušnje in znanje za ustrezno opravljanje nalog;
criminal records, notably through an official certificate, or, where such a document is not available in the relevant Member State, a self-declaration of good repute and the authorisation to the competent authority to inquire whether the member has been convicted of any criminal offence in connection with the provision of financial or data services or in relation to acts of fraud or embezzlement;
kazenske evidence, zlasti uradno potrdilo, ali, če tak dokument ni na voljo v zadevni državi članici, lastno izjavo o dobrem ugledu in pooblastilo pristojnemu organu, da opravi poizvedbo, ali je bil član obsojen za kakršno koli kaznivo dejanje, povezano z opravljanjem finančnih ali podatkovnih storitev ali z dejanji goljufije ali poneverbe;
a self-declaration of good repute and the authorisation to the competent authority to inquire whether the member:
lastno izjavo o dobrem ugledu in dovoljenje za pristojnega organa, da opravi poizvedbo, ali:
has been subject to an adverse decision in any proceedings of a disciplinary nature brought by a regulatory authority or government body or is the subject of any such proceedings which are not concluded;
je bila v kakršnem koli disciplinskem postopku, ki ga je sprožil regulativni organ ali vladni organ, sprejeta za člana neugodna odločitev ali zoper njega poteka takšen postopek, ki še ni zaključen;
has been subject to an adverse judicial finding in civil proceedings before a court in connection with the provision of financial or data services, or for misconduct or fraud in the management of a business;
je bila v civilnem postopku pred sodiščem v zvezi z opravljanjem finančnih ali podatkovnih storitev ali zaradi kršitve ali goljufije pri upravljanju podjetja sprejeta za člana neugodna sodna odločba;
has been part of the management body of an undertaking which was subject to an adverse decision or penalty by a regulatory authority or whose registration or authorisation was withdrawn by a regulatory authority;
je bil član del upravljalnega organa podjetja, za katerega je regulativni organ sprejel neugodno odločitev ali kazen ali kateremu je regulativni organ odvzel registracijo ali dovoljenje;
has been refused the right to carry on activities which require registration or authorisation by a regulatory authority;
je bila članu zavrnjena pravica do opravljanja dejavnosti, za katere je potrebna registracija ali dovoljenje regulativnega organa;
has been part of the management body of an undertaking which has gone into insolvency or liquidation while the person held such position or within a year after which the person ceased to hold such position;
je bil član del upravljalnega organa podjetja, ki je šlo v stečaj ali likvidacijo, medtem ko je bila oseba na takem položaju ali v letu, po katerem oseba ni bila več na takem položaju;
has been otherwise fined, suspended, disqualified, or been subject to any other sanction in relation to fraud, embezzlement or in connection with the provision of financial or data services, by a professional body;
je bil član kako drugače kaznovan, suspendiran ali je dobil prepoved ali pa je strokovni organ zoper njega sprejel kakršno koli drugo sankcijo v zvezi z goljufijo, poneverbo ali opravljanjem finančnih ali podatkovnih storitev;
has been disqualified from acting as a director, disqualified from acting in any managerial capacity, dismissed from employment or other appointment in an undertaking as a consequence of misconduct or malpractice;
je bilo članu zaradi kršitev ali poklicne malomarnosti prepovedano opravljanje nalog direktorja oziroma katere koli druge vodstvene funkcije ali pa je bil razrešen z delovnega mesta oziroma drugega položaja v podjetju;
An indication of the minimum time that is to be devoted to the performance of the person's functions within the data reporting services provider;
navedbo najkrajšega časa, ki ga mora oseba nameniti opravljanju funkcij znotraj izvajalca storitev sporočanja podatkov;
a declaration of any potential conflicts of interest that may exist or arise in performing the duties and how those conflicts are managed.
izjavo o morebitnih nasprotjih interesov, ki lahko obstajajo ali nastanejo pri opravljanju nalog, in o načinih obravnave navedenih nasprotij.
(Article 64(3), (4) and (5), Article 65(4), (5) and (6), and Article 66(2), (3) and (4) of Directive 2014/65/EU)
(Členi 64(3), 64(4), 64(5), 65(4), 65(5), 65(6), 66(2), 66(3) in 66(4) Direktive 2014/65/EU)
A data reporting services provider shall operate and maintain effective administrative arrangements, designed to prevent conflicts of interest with clients using its services to meet their regulatory obligations and other entities purchasing data from data reporting services providers.
Izvajalec storitev sporočanja podatkov vodi in vzdržuje učinkovite administrativne ureditve, zasnovane za preprečevanje nasprotij interesov s strankami, ki njegove storitve uporabljajo za izpolnjevanje svojih regulativnih obveznosti, in drugimi subjekti, ki kupujejo podatke od izvajalcev storitev sporočanja podatkov.
Such arrangements shall include policies and procedures for identifying, managing and disclosing existing and potential conflicts of interest and shall contain:
Take ureditve zajemajo politike in postopke za odkrivanje, upravljanje in razkrivanje obstoječih in morebitnih nasprotij interesov ter vključujejo:
an inventory of existing and potential conflicts of interest, setting out their description, identification, prevention, management and disclosure;
popis obstoječih in morebitnih nasprotij interesov, ki vsebuje njihov opis, opredelitev, preprečevanje, upravljanje in razkritje;
the separation of duties and business functions within the data reporting services provider including:
ločitev nalog in poslovnih funkcij pri izvajalcu storitev sporočanja podatkov, vključno z:
measures to prevent or control the exchange of information where a risk of conflicts of interest may arise;
ukrepi za preprečevanje ali nadzor izmenjave informacij, če obstaja tveganje nasprotij interesov;
the separate supervision of relevant persons whose main functions involve interests that are potentially in conflict with those of a client;
ločenim nadzorom ustreznih oseb, katerih glavne funkcije vključujejo interese, ki so lahko v nasprotju z interesi stranke;
a description of the fee policy for determining fees charged by the data reporting services provider and undertakings to which the data reporting services provider has close links;
opis politike za določanje nadomestil, ki jih zaračunajo izvajalec storitev sporočanja podatkov in podjetja, s katerimi je izvajalec storitev sporočanja podatkov tesno povezan;
a description of the remuneration policy for the members of the management body and senior management;
opis politike prejemkov za člane upravljalnega organa in višjega vodstva;
the rules regarding the acceptance of money, gifts or favours by staff of the data reporting services provider and its management body.
pravila o sprejemanju denarja, daril ali uslug osebja izvajalca storitev sporočanja podatkov in njegovega upravljalnega organa.
The inventory of conflicts of interest as referred to in paragraph 1(a) shall include conflicts of interest arising from situations where the data reporting services provider:
Popis nasprotij interesov iz odstavka 1(a) vključuje nasprotja interesov, ki nastanejo v primerih, ko:
may realise a financial gain or avoid a financial loss, to the detriment of a client;
lahko izvajalec storitev sporočanja podatkov ustvari dobiček ali prepreči finančno izgubo v škodo stranke;
may have an interest in the outcome of a service provided to a client, which is distinct from the client's interest in that outcome;
ima lahko izvajalec storitev sporočanja podatkov interes pri rezultatu storitev, zagotovljenih stranki, ki se razlikuje od interesa stranke pri navedenem rezultatu;
may have an incentive to prioritise its own interests or the interest of another client or group of clients rather than the interests of a client to whom the service is provided;
lahko za izvajalca storitev sporočanja podatkov obstaja spodbuda, da daje prednost svojim interesom ali interesom druge stranke ali skupine strank namesto interesom stranke, kateri je zagotovil storitev;