natgillin/translations-raw huggingface dataset:
a derivative contract that is to be reported as a new trade and also included in a separate position report on the same day, in which case it will be identified as a “position component”.
pogodbo o izvedenih finančnih instrumentih, ki se poroča kot nov posel in se vključi tudi v ločeno poročilo o postavki na isti dan, v tem primeru se označi kot „komponenta pozicije“.
This value will be equivalent to reporting a new trade followed by an update to that report showing it as compressed.
Ta vrednost je enaka poročanju novega posla, ki mu sledi posodobitev poročila, ki kaže, da je stisnjeno.
Indication whether the report is done at trade or position level.
Navedba, ali je poročilo pripravljeno na ravni posla ali postavke.
Position level report can be used only as a supplement to trade level reporting to report post-trade events and only if the individual trades in fungible products have been replaced by the position.
Poročilo na ravni postavke se lahko uporabi samo kot dopolnilo poročanju na ravni posla za poročanje dogodkov po trgovanju in samo, če je postavka nadomestila posamezne posle z zamenljivimi produkti.
Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ L 201, 27.7.2012, p. 1).
Uredba (EU) št. 648/2012 Evropskega parlamenta in Sveta z dne 4. julija 2012 o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov.
Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (OJ L 241, 2.9.2006, p. 1).
Uredba Komisije (ES) št. 1287/2006 z dne 10. avgusta 2006 o izvajanju Direktive 2004/39/ES Evropskega parlamenta in Sveta v zvezi z obveznostmi vodenja evidenc za investicijske družbe, poročanjem o transakcijah, tržno preglednostjo, sprejemanjem finančnih instrumentov v trgovanje in pojmi, opredeljenimi v navedeni direktivi (UL L 241, 2.9.2006, str. 1).
Commission Implementing Regulation (EU) 2017/105
Izvedbena uredba Komisije (EU) 2017/105
amending Implementing Regulation (EU) No 1247/2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories
o spremembi Izvedbene uredbe (EU) št. 1247/2012 o izvedbenih tehničnih standardih glede oblike in pogostosti poročanja o trgovanju repozitorijem sklenjenih poslov v skladu z Uredbo (EU) št. 648/2012 Evropskega parlamenta in Sveta o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov
Having regard to Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories [1] and in particular Article 9(6) thereof,
ob upoštevanju Uredbe (EU) št. 648/2012 Evropskega parlamenta in Sveta z dne 4. julija 2012 o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov [1] ter zlasti člena 9(6) Uredbe,
Commission Implementing Regulation (EU) No 1247/2012 [2] provides for the use of interim entity identifiers where a legal entity identifier is not available.
Izvedbena uredba Komisije (EU) št. 1247/2012 [2] ureja uporabo začasnih identifikatorjev subjektov, kadar identifikator pravnega subjekta ni na voljo.
An infrastructure enabling the attribution of legal entity identifiers to entities has recently become available, and market participants have become familiar with the use of such legal entity identifiers.
Infrastruktura, ki omogoča dodeljevanje identifikatorjev pravnega subjekta, je na voljo od nedavno, udeleženci trga pa so bili seznanjeni z uporabo takšnih identifikatorjev pravnih subjektov.
Therefore, legal entity identifiers should now be the only means allowed for the purpose of identification of legal entities.
Zato bi morali biti identifikatorji pravnih subjektov zdaj edini dovoljeni način za identifikacijo pravnih subjektov.
Determining whether the reporting counterparty is a buyer or a seller in a contract is particularly complex in the case of swap derivative contracts as such contracts involve the exchange of financial instruments between the parties.
Določitev, ali je nasprotna stranka poročevalka kupec ali prodajalec v pogodbi, je zlasti zapleteno pri pogodbah o zamenjavi, saj takšne pogodbe zajemajo izmenjavo finančnih instrumentov med strankama.
Therefore, specific rules should be established in order to ensure the accurate and consistent determination of who are the buyers and who are the sellers in swap derivative contracts.
Zato bi bilo treba določiti specifična pravila za pravilno in dosledno določanje, kdo so kupci in kdo prodajalci v pogodbah o zamenjavi.
In order to determine the real exposures of counterparties, competent authorities require complete and accurate information on the collateral exchanged between those counterparties.
Da se določijo realne izpostavljenosti nasprotnih strank, pristojni organi zahtevajo popolne in točne informacije o zavarovanju s premoženjem, izmenjanem med tema nasprotnima strankama.
Accordingly, specific rules ensuring a consistent approach with regard to the reporting of collateralisation for a given derivative contract or portfolio should be determined.
V skladu s tem bi bilo treba določiti posebna pravila, ki zagotavljajo dosleden pristop, kar zadeva poročanje o zavarovanju s premoženjem za dano pogodbo o izvedenih finančnih instrumentih ali portfelj izvedenih finančnih instrumentov.
Reporting requirements relating to the classification and identification of derivatives should therefore be amended so that this information is available in its entirety to competent authorities.
Širše povedano, ker zaradi tekočih finančnih inovacij nastajajo nove vrste pogodb o izvedenih finančnih instrumentih, je pomembno zagotoviti, da se lahko poroča o vseh novih vrstah pogodb o izvedenih finančnih instrumentih, ki jih ni mogoče uvrstiti v obstoječo razvrstitev.
In order to accommodate for the reporting of new types of derivatives contracts which have become available and are traded on a frequent basis by virtue of financial innovation, swaptions and spreadbets should be added to the list of classes of derivative contracts.
Zato je v razvrstitvi vrst pogodb o izvedenih finančnih instrumentih primerno ohraniti kategorijo „drugo“.
More broadly, in view of ongoing financial innovation giving rise to new types of derivative contracts, it is important to ensure that any new types of derivatives contracts that do not fall within an existing classification can nevertheless be reported.
Kadar se dve nasprotni stranki ne moreta dogovoriti o tem, katera bi morala ustvariti edinstven identifikator sklenjenega posla v času, določenem za poročanje, pravilna identifikacija in povezava dveh poročil, ki se nanašata na isti posel, morda ne bo mogoča.
Therefore, it is appropriate to maintain the category ‘other’ in the classification of types of derivatives contracts.
Zato je treba določiti merila za ustvarjanje edinstvenih identifikatorjev sklenjenega posla, da se prepreči dvojno štetje istega posla.
Where two counterparties cannot agree on which of them should generate a unique trade identifier within the reporting timeline provided, the correct identification and association of the two reports pertaining to the same transaction may not be possible.
Nasprotne stranke lahko naletijo na precejšnje težave pri pridobivanju vseh zadevnih informacij v zvezi s sklenjenimi posli, ki so bili zaključeni pred datumom začetka poročanja.
It is therefore necessary to establish criteria for the generation of unique trade identifiers so as to avoid counting the same transaction twice.
Zaradi nastale zapletenosti poročanja zaključenih poslov in dejstva, da takšni posli ne povečajo sistemskega tveganja, bi bilo treba obdobje za poročanje zaključenih poslov podaljšati s treh let na pet let od datuma začetka poročanja.
Counterparties may face significant difficulty in obtaining all of the relevant information with regard to trades that were terminated before the commencement date for reporting.
Da bi zagotovili popolno skladnost podatkov, poročanih repozitorijem sklenjenih poslov, in s tem omogočili njihovo dosledno razlago in združevanje, bi bilo treba pojasniti standarde in oblike, ki jih je treba uporabljati v poročilih o sklenjenih poslih.
Given the resulting complexity of reporting terminated trades and the fact that such trades do not increase systemic risk, the period for reporting terminated trades should be extended from 3 years to 5 years from the commencement date for reporting.
Prav tako je primerno spremeniti zahteve za poročanje v zvezi z oblikami podatkov.
In order to ensure full harmonisation of the data reported to trade repositories and therefore enable its consistent interpretation and aggregation, the standards and formats to be used in trade reports should be clarified.
Nasprotne stranke in repozitoriji sklenjenih poslov bi zato morali imeti dovolj časa, da sprejmejo vse potrebne ukrepe za skladnost s spremenjenimi zahtevami.
It is also appropriate to amend the reporting requirements with respect to data formats.
Izvedbeno uredbo (EU) št. 1247/2012 bi bilo zato treba ustrezno spremeniti.
Counterparties and trade repositories should therefore be granted sufficient time to take all necessary action to comply with the amended requirements.
Ta uredba temelji na osnutkih izvedbenih tehničnih standardov, ki jih je Evropski organ za vrednostne papirje in trge (ESMA) predložil Komisiji.
Implementing Regulation (EU) No 1247/2012 should therefore be amended accordingly.
V skladu s členom 15 Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta [4] je organ ESMA opravil odprta javna posvetovanja o takšnem osnutku izvedbenih tehničnih standardov, analiziral morebitne s tem povezane stroške in koristi ter zaprosil za mnenje interesno skupino za vrednostne papirje in trge iz člena 37 navedene uredbe –
This Regulation is based on draft implementing technical standards submitted by the European Securities and Markets Authority (ESMA) to the Commission.
SPREJELA NASLEDNJO UREDBO:
In accordance with Article 15 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [4], ESMA has conducted open public consultations on such draft implementing technical standards, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group referred to in Article 37 of that Regulation,
Člen 1
HAS ADOPTED THIS REGULATION:
Izvedbena uredba (EU) št. 1247/2012 se spremeni:
Article 1
člen 3 se nadomesti:
Implementing Regulation (EU) No 1247/2012 is amended as follows:
„Člen 3
Article 3 is replaced by the following:
Določanje nasprotnih strank in njihovih subjektov
‘Article 3
V poročilu se identifikator pravnih subjektov uporablja za določanje:
Identification of counterparties and other entities
upravičenca, ki je pravni subjekt;
A report shall use a legal entity identifier to identify:
posrednika;
a beneficiary which is a legal entity;
centralne nasprotne stranke (CNS);
a broking entity;
klirinškega člana;
a CCP;
nasprotne stranke, ki je pravni subjekt;
a clearing member;
vlagatelja.“;
a counterparty which is a legal entity;
vstavita se člen 3a in člen 3b:
a submitting entity.’;
„Člen 3a
the following Articles 3a and 3b are inserted:
Nasprotna stranka
‘Article 3a
Nasprotna stranka v pogodbi o izvedenih finančnih instrumentih iz polja 14 razpredelnice 1 v Prilogi se določi v skladu z odstavki od 2 do 10.
Counterparty side
V primeru opcij in opcij na zamenjavo se nasprotna stranka, ki ima pravico do izvršitve opcije, opredeli kot kupec, nasprotna stranka, ki prodaja opcijo in prejme premijo, pa kot prodajalec.
The counterparty side to the derivative contract referred to in field 14 of Table 1 of the Annex shall be determined in accordance with paragraphs 2 to 10.
V primeru standardiziranih terminskih pogodb in nestandardiziranih terminskih pogodb, razen standardiziranih terminskih pogodb in nestandardiziranih terminskih pogodb v zvezi z valutami, se nasprotna stranka, ki kupuje instrument, opredeli kot kupec, nasprotna stranka, ki prodaja instrument, pa kot prodajalec.
In the case of options and swaptions, the counterparty that holds the right to exercise the option shall be identified as the buyer and the counterparty that sells the option and receives a premium shall be identified as the seller.
V primeru zamenjav, povezanih z vrednostnimi papirji, se nasprotna stranka, ki prevzame tveganje spremembe cene vrednostnega papirja, ki predstavlja osnovo, ter prejme znesek vrednostnega papirja, opredeli kot kupec, nasprotna stranka, ki plača znesek vrednostnega papirja, pa kot prodajalec.
In the case of futures and forwards other than futures and forwards relating to currencies, the counterparty buying the instrument shall be identified as the buyer and the counterparty selling the instrument shall be identified as the seller.
V primeru zamenjav, povezanih z obrestnimi merami ali indeksi inflacije, se nasprotna stranka, ki plačuje fiksno obrestno mero, opredeli kot kupec, nasprotna stranka, ki prejema fiksno obrestno mero, pa kot prodajalec.
In the case of swaps related to securities, the counterparty that bears the risk of price movement of the underlying security and receives the security amount shall be identified as the buyer and the counterparty that pays the security amount shall be identified as the seller.
V primeru zamenjav obrestnih osnov se nasprotna stranka, ki plača razliko, opredeli kot kupec, nasprotna stranka, ki prejme razliko, pa kot prodajalec.
In the case of swaps related to interest rates or inflation indices, the counterparty paying the fixed rate shall be identified as the buyer and the counterparty receiving the fixed rate shall be identified as the seller.
V primeru medvalutne zamenjave obrestnih mer ter zamenjav in nestandardiziranih terminskih pogodb, povezanih z valutami, se nasprotna stranka, ki prejme valuto in je navedena prva po abecednem redu v skladu s standardom Mednarodne organizacije za standardizacijo (ISO 4217), opredeli kot kupec, nasprotna stranka, ki izroči valuto, pa kot prodajalec.
In the case of basis swaps, the counterparty that pays the spread shall be identified as the buyer and the counterparty that receives the spread shall be identified as the seller.
V primeru zamenjav, povezanih z dividendami, se nasprotna stranka, ki prejme enakovredna dejanska izplačila dividend, opredeli kot kupec, nasprotna stranka, ki plačuje dividende in prejema fiksno obrestno mero, pa kot prodajalec.
In the case of cross-currency swaps and swaps and forwards related to currencies, the counterparty receiving the currency which appears first when sorted alphabetically by International Organization for Standardization (ISO 4217) standard shall be identified as the buyer and the counterparty delivering that currency shall be identified as the seller.
Razen za opcije in opcije na zamenjavo se v primeru izvedenih finančnih instrumentov za prenos kreditnega tveganja nasprotna stranka, ki kupuje zaščito, opredeli kot kupec, nasprotna stranka, ki prodaja zaščito, pa kot prodajalec.
In the case of swaps related to dividends, the counterparty receiving the equivalent actual dividend payments shall be identified as the buyer and the counterparty paying the dividend and receiving the fixed rate shall be identified as the seller.
V primeru pogodb o izvedenih finančnih instrumentih, ki se nanašajo na blago, se nasprotna stranka, ki prejme blago, opredeli kot kupec, nasprotna stranka, ki dostavi blago, pa kot prodajalec.
With the exception of options and swaptions, in the case of derivative instruments for the transfer of credit risk, the counterparty buying the protection shall be identified as the buyer and the counterparty selling the protection shall be identified as the seller.
V primeru dogovorov o terminski obrestni meri, se nasprotna stranka, ki plačuje fiksno obrestno mero, opredeli kot kupec, nasprotna stranka, ki prejema fiksno obrestno mero, pa kot prodajalec.
In the case of derivative contracts relating to commodities, the counterparty that receives the commodity specified in the report shall be identified as the buyer and the counterparty that delivers the commodity shall be identified as the seller.
Člen 3b
In the case of forward-rate agreements, the counterparty paying the fixed rate shall be identified as the buyer and the counterparty receiving the fixed rate shall be identified as the seller.
Zavarovanje
Article 3b
Nasprotna stranka poročevalka v skladu z odstavki od 2 do 5 določi vrsto zavarovanja s premoženjem za pogodbe o izvedenih finančnih instrumentih, kot so navedene v polju 21 razpredelnice 1 v Prilogi.
Collateralisation
Kadar nasprotni stranki nista sklenili dogovora o zavarovanju s premoženjem ali kadar dogovor o zavarovanju s premoženjem med nasprotnima strankama določa, da nasprotna stranka poročevalka v zvezi s pogodbo o izvedenih finančnih instrumentih ne položi niti začetnega kritja niti gibljivega kritja, se kot vrsta zavarovanja s premoženjem za zadevno pogodbo navede nezavarovana.
The type of collateralisation of the derivative contract referred to in Field 21 of Table 1 of the Annex shall be identified by the reporting counterparty in accordance with paragraphs 2 to 5.
Kadar dogovor o zavarovanju s premoženjem med nasprotnima strankama določa, da nasprotna stranka poročevalka v zvezi s pogodbo o izvedenih finančnih instrumentih redno polaga le gibljivega kritja, se kot vrsta zavarovanja s premoženjem za zadevno pogodbo navede delno zavarovana.
Where no collateral agreement exists between the counterparties or where the collateral agreement between the counterparties stipulates that the reporting counterparty does not post neither initial margin nor variation margin with respect to the derivative contract, the type of collateralisation of the derivative contract shall be identified as uncollateralised;
Kadar dogovor o zavarovanju s premoženjem med nasprotnima strankama določa, da nasprotna stranka poročevalka v zvezi s pogodbo o izvedenih finančnih instrumentih položi začetno kritje in redno polaga gibljivo kritje ter da druga nasprotna stranka polaga le gibljiva kritja ali ne položi nobenega kritja, se kot vrsta zavarovanja s premoženjem za zadevno pogodbo navede enostransko zavarovana.
Where the collateral agreement between the counterparties stipulates that the reporting counterparty only posts regularly variation margins with respect to the derivative contract, the type of collateralisation of the derivative contract shall be identified as partially collateralised;
Kadar dogovor o zavarovanju s premoženjem med nasprotnima strankama določa, da obe nasprotni stranki v zvezi s pogodbo o izvedenih finančnih instrumentih položita začetno kritje in redno polagata gibljiva kritja, se kot vrsta zavarovanja s premoženjem za zadevno pogodbo navede v celoti zavarovana.“;
Where the collateral agreement between the counterparties stipulates that the reporting counterparty posts the initial margin and regularly posts variation margins and that the other counterparty either posts only variation margins or does not post any margins with respect to the derivative contract, the type of collateralisation of the derivative contract shall be identified as one-way collateralised;
člen 4 se nadomesti:
Where the collateral agreement between the counterparties stipulates that both counterparties post initial margin and regularly post variation margins with respect to the derivative contract, the type of collateralisation of the derivative contract shall be identified as fully collateralised’;
„Člen 4
Article 4 is replaced by the following:
Specifikacija, identifikacija in razvrstitev izvedenih finančnih instrumentov
‘Article 4
V poročilu se navede izvedeni finančni instrument na podlagi vrste pogodbe in razreda sredstev v skladu z odstavkoma 2 in 3.
Specification, identification, and classification of derivatives
Izvedeni finančni instrument se navede v polju 1 razpredelnice 2 v Prilogi kot ena od naslednjih vrst pogodb:
A report shall specify a derivative on the basis of contract type and asset class in accordance with paragraphs 2 and 3.
finančna pogodba na razliko;
The derivative shall be specified in Field 1 of Table 2 of the Annex as one of the following contract types:
dogovor o terminski obrestni meri;
financial contract for difference;
nestandardizirana terminska pogodba;
forward rate agreement;
standardizirana terminska pogodba;
forward;
opcija;
future;
stava na razliko;
option;
zamenjava;
spreadbet;
opcija na zamenjavo;
swap;
drugo.
swaption;
Izvedeni finančni instrument se navede v polju 2 razpredelnice 2 v Prilogi kot eden od naslednjih razredov sredstev:
other.
blago in pravice do emisij;
The derivative shall be specified in Field 2 of Table 2 of the Annex as one of the following asset classes:
kredit;
commodities and emission allowances;
valuta;
currency;
obrestna mera.
equity;
Izvedeni finančni instrument se opredeli v polju 6 razpredelnice 2 v Prilogi, pri čemer se uporabi naslednje, kadar je na voljo:
Both counterparties shall specify the same asset class.
Kadar se uporablja oznaka AII, se navede popolna oznaka AII.
The derivative shall be identified in Field 6 of Table 2 of the Annex using the following, where available:
Popolna oznaka AII iz odstavka 5 se dobi z združitvijo naslednjih šestih elementov:
an ISO 6166 International Securities Identification Number (ISIN) code or an Alternative Instrument Identifier code (AII), as applicable, until the date of application of the delegated act adopted by the Commission pursuant to Article 27(3) of Regulation (EU) No 600/2014 of the European Parliament and of the Council;
oznake identifikatorja trga (MIC) po ISO 10383 mesta trgovanja, na katerem se trguje z izvedenim finančnim instrumentom, ki jo sestavljajo štirje alfanumerični znaki;
an ISIN from the date of application of the delegated act adopted by the Commission pursuant to Article 27(3) of Regulation (EU) No 600/2014.
oznake, ki jo dodeli mesto trgovanja, edinstveno povezane s posameznim osnovnim instrumentom in vrsto poravnave ter drugimi značilnostmi pogodbe, sestavlja jo do 12 alfanumerični znakov;
Where an AII code is used, the complete AII code shall be used.
enega samega znaka, ki označuje, ali je instrument opcija ali standardizirana terminska pogodba, pri čemer se navede ‚O‘ za opcijo in ‚F‘ za standardizirano terminsko pogodbo;
The complete AII code referred to in paragraph 5 shall be the result of the concatenation of the following six elements:
enega samega znaka, ki označuje, ali je opcija nakupna ali prodajna, pri čemer se navede ‚P‘ za prodajno opcijo (put option) in ‚C‘ za nakupno opcijo (call option); kadar se instrument opredeli standardizirana terminska pogodba v skladu s točko (c), se navede ‚F‘;
ISO 10383 Market Identifier Code (MIC) of the trading venue where the derivative is traded, specified using 4 alphanumeric characters;
datuma izvršitve ali datuma dospelosti pogodbe o izvedenih finančnih instrumentih iz standarda ISO 8601, navedenega v obliki LLLL-MM-DD;
Code, which is assigned by the trading venue, uniquely associated with a particular underlying instrument and settlement type and other characteristics of the contract, specified using up to 12 alphanumeric characters;
izvršilne cene opcije, navedene z uporabo do 19 števk, vključno z do pet decimalkami brez ničel spredaj ali zadaj.
single character identifying whether the instrument is an option or a future, specified as “O” where it is an option and as “F” where it is a future;
Za ločevanje decimalk se uporabi pika.
single character identifying whether the option is a put or a call, specified as “P” where it is a put option and as “C” where it is a call option; where the instrument has been identified as a future in accordance with point (c), it shall be specified as “F”;
Negativne vrednosti niso dovoljene.