natgillin/translations-raw huggingface dataset:
That system shall include administrative and accounting procedures, an internal control framework, and appropriate reporting arrangements at all levels of the IORP.
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da zagotovijo, da osebe, ki dejansko vodijo institucijo za poklicno pokojninsko zavarovanje, osebe, ki opravljajo ključne funkcije, in po potrebi osebe ali subjekti, na katere je preneseno izvajanje ključne funkcij v skladu s členom 31, pri izvajanju svojih nalog izpolnjujejo naslednje zahteve:
Member States shall ensure that IORPs take reasonable steps to ensure continuity and regularity in the performance of their activities, including the development of contingency plans.
zahteva glede sposobnosti:
To that end, IORPs shall employ appropriate and proportionate systems, resources and procedures.
pri osebah, ki dejansko vodijo institucijo za poklicno pokojninsko zavarovanje, to pomeni, da njihove kvalifikacije, znanje in izkušnje skupaj ustrezajo za zagotovitev dobrega in preudarnega upravljanja institucije za poklicno pokojninsko zavarovanje;
Member States shall require IORPs to have at least two persons who effectively run the IORP.
za osebe, ki opravljajo ključne aktuarske ali notranje revizijske funkcije, to pomeni, da so njihove poklicne kvalifikacije, znanje in izkušnje ustrezni za primerno opravljanje njihovih ključnih funkcij;
Member States may allow that only one person effectively runs the IORP, on the basis of a reasoned assessment conducted by the competent authorities.
za osebe, ki opravljajo druge ključne funkcije, to pomeni, da so njihove poklicne kvalifikacije, znanje in izkušnje ustrezne za primerno opravljanje njihovih ključnih funkcij; in
That assessment shall take into account the role of social partners in the overall management of the IORP, as well as the size, nature, scale and complexity of the activities of the IORP.
zahteva glede primernosti: so osebe, ki imajo dobro ime in integriteto.
Article 22
Države članice poskrbijo, da lahko pristojni organi ocenijo, ali osebe, ki dejansko vodijo institucijo za poklicno pokojninsko zavarovanje oziroma opravljajo ključne funkcije, izpolnjujejo zahteve iz odstavka 1.
Requirements for fit and proper management
Kadar matična država članica od oseb iz odstavka 1 zahteva dokazilo o dobrem imenu, dokazilo, da v preteklosti niso bili v stečaju, ali obe dokazili, ta država članica kot zadosten dokaz glede državljanov drugih držav članic sprejme predložitev izpiska iz sodnega registra druge države članice, če pa druga država članica nima sodnega registra, enakovreden dokument, ki dokazuje, da so te zahteve izpolnjene, in ki ga izda pristojni sodni ali upravni organ v državi članici, katere državljan je zadevna oseba, ali v matični državi članici.
Member States shall require IORPs to ensure that persons who effectively run the IORP, persons who carry out key functions and, where applicable, persons or entities to which a key function has been outsourced in accordance with Article 31 fulfil the following requirements when carrying out their tasks:
Kadar niti v državi članici, katere državljan je zadevna oseba, niti v matični državi članici noben pristojni sodni ali upravni organ ne izdaja enakovrednega dokumenta iz odstavka 3, lahko ta oseba namesto tega poda izjavo pod prisego.
the requirement to be fit:
Vendar lahko v matičnih državah članicah, ki nimajo določb glede izjav pod prisego, državljani drugih držav članic podajo slovesno izjavo pred pristojnim sodnim ali upravnim organom v matični državi članici ali v državi članici, katere državljani so, ali pred notarjem ene od teh držav članic.
for persons who effectively run the IORP, this means their qualifications, knowledge and experience are collectively adequate to enable them to ensure a sound and prudent management of the IORP;
Tak organ ali notar izda potrdilo, s katerim potrjuje verodostojnost izjave pod prisego ali slovesne izjave.
for persons who carry out the actuarial or internal audit key functions this means their professional qualifications, knowledge and experience are adequate to properly carry out their key functions;
Dokazilo iz odstavka 3, da oseba v preteklosti ni bila v stečaju, se lahko predloži tudi v obliki izjave državljana zadevne druge države članice pred pristojnim sodnim organom ali strokovno ali trgovinsko zbornico te druge države članice.
for persons who carry out other key functions this means their qualifications, knowledge and experience are adequate to properly carry out their key functions; and
Dokumenti iz odstavkov 3, 4 in 5, se predložijo v treh mesecih od njihove izdaje.
the requirement to be proper: they are of good repute and integrity.
Države članice določijo organe in telesa, pristojne za izdajanje dokumentov iz odstavkov 3, 4 in 5, ter o tem takoj obvestijo druge države članice in Komisijo.
Member States shall ensure that the competent authorities are able to assess whether the persons who effectively run the IORP or carry out key functions fulfil the requirements laid down in paragraph 1.
Države članice obvestijo druge države članice in Komisijo tudi o organih ali telesih, ki jim je treba predložiti dokumente iz odstavkov 3, 4 in 5 kot podlago vlogi za opravljanje dejavnosti iz člena 11 na ozemlju te države članice.
Where a home Member State requires proof of good repute, proof of no previous bankruptcy, or both, from the persons referred to in paragraph 1, that Member State shall accept as sufficient evidence in respect of nationals of other Member States the production of an extract from the judicial record of the other Member State or, in the absence of a judicial record in the other Member State, an equivalent document, showing that those requirements have been met, issued by a competent judicial or administrative authority either in the Member State of which the concerned person is a national or in the home Member State.
Člen 23
Where no competent judicial or administrative authority in either the Member State of which the concerned person is a national or in the home Member State issues an equivalent document as referred to in paragraph 3, that person shall be allowed to produce in its place a declaration on oath.
Politika prejemkov
However, in home Member States where there is no provision for declarations on oath to be made the nationals of other Member States concerned shall be allowed to produce a solemn declaration made by him or her before a competent judicial or administrative authority in the home Member State or the Member State of which they are a national or before a notary in one of those Member States.
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da vzpostavijo in izvajajo premišljeno politiko prejemkov za vse tiste osebe, ki dejansko vodijo institucijo za poklicno pokojninsko zavarovanje, osebe, ki opravljajo ključne funkcije, in vse druge kategorije zaposlenih, katerih poklicne dejavnosti bistveno vplivajo na profil tveganja institucije za poklicno pokojninsko zavarovanje, in sicer na način, ki je sorazmeren z njihovo velikostjo in notranjo organizacijo, kot tudi z velikostjo, naravo, obsegom in kompleksnostjo njihovih dejavnosti.
Such authority or notary shall issue a certificate attesting the authenticity of the declaration on oath or solemn declaration.
Institucije za poklicno pokojninsko zavarovanje javnosti redno razkrivajo informacije o politiki prejemkov, razen če ni drugače določeno v Uredbi (EU) 2016/679.
The proof in respect of no previous bankruptcy referred to in paragraph 3 may also be provided in the form of a declaration made by the national of the other Member State concerned before a competent judicial, professional or trade body in that other Member State.
Pri določanju in izvajanju politike prejemkov iz odstavka 1 institucije za poklicno pokojninsko zavarovanje upoštevajo naslednja načela:
The documents referred to in paragraphs 3, 4 and 5 shall be presented within three months of their date of issue.
politika prejemkov se določi, izvaja in vzdržuje v skladu z dejavnostmi, profilom tveganj, cilji ter dolgoročnim interesom, finančno stabilnostjo in uspešnostjo institucije kot celote ter podpira dobro, preudarno in učinkovito upravljanje institucij za poklicno pokojninsko zavarovanje;
Member States shall designate the authorities and bodies competent to issue the documents referred to in paragraphs 3, 4 and 5 and shall immediately inform the other Member States and the Commission thereof.
politika prejemkov je v skladu z dolgoročnimi koristmi članov in upravičencev pokojninskih načrtov, ki jih upravlja institucija za poklicno pokojninsko zavarovanje;
Member States shall also inform the other Member States and the Commission of the authorities or bodies to which the documents referred to in paragraphs 3, 4 and 5 are to be submitted in support of an application to pursue the activities referred to in Article 11 in the territory of that Member State.
politika prejemkov vključuje ukrepe, namenjene preprečevanju nasprotja interesov;
Article 23
politika prejemkov je skladna z dobrim in učinkovitim obvladovanjem tveganj ter ne spodbuja prevzemanja tveganja, ki ni v skladu s profili tveganja in pravili institucije za poklicno pokojninsko zavarovanje;
Remuneration policy
politika prejemkov se uporablja za institucijo za poklicno pokojninsko zavarovanje in za ponudnike storitev iz člena 31(1), razen če so ti ponudniki storitev zajeti v direktivah iz točke (b) člena 2(2);
Member States shall require IORPs to establish and apply a sound remuneration policy for all those persons who effectively run the IORP, carry out key functions and other categories of staff whose professional activities have a material impact on the risk profile of the IORP in a manner that is proportionate to their size and internal organisation, as well as to the size, nature, scale and complexity of their activities.
institucija za poklicno pokojninsko zavarovanje določi splošna načela politike prejemkov, jo pregleda in posodobi vsaj vsaka tri leta in je odgovorna za njeno izvajanje;
Unless otherwise provided for in Regulation (EU) 2016/679, IORPs shall regularly disclose publicly relevant information regarding their remuneration policy.
uvede se jasno, pregledno in učinkovito upravljanje, kar zadeva prejemke in nadzor nad njimi.
When establishing and applying the remuneration policy referred to in paragraph 1, IORPs shall comply with the following principles:
Oddelek 2
the remuneration policy shall be established, implemented and maintained in line with the activities, risk profile, objectives, and the long-term interest, financial stability and performance of the IORP as a whole, and shall support the sound, prudent and effective management of IORPs;
Ključne funkcije
the remuneration policy shall be in line with the long-term interests of members and beneficiaries of pension schemes operated by the IORP;
Člen 24
the remuneration policy shall include measures aimed at avoiding conflicts of interest;
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da uvedejo naslednje ključne funkcije: funkcijo obvladovanja tveganj, funkcijo notranje revizije in po potrebi aktuarsko funkcijo.
the remuneration policy shall be consistent with sound and effective risk management and shall not encourage risk-taking which is inconsistent with the risk profiles and rules of the IORP;
Institucije za poklicno pokojninsko zavarovanje nosilcem ključnih funkcij omogočajo, da svoje dolžnosti opravljajo učinkovito, objektivno, pošteno in neodvisno.
the remuneration policy shall apply to the IORP and to the service providers referred to in Article 31(1), unless those service providers are covered by the Directives referred to in point (b) of Article 2(2);
Institucije za poklicno pokojninsko zavarovanje lahko dovolijo, da ena oseba ali organizacijska enota opravlja več kot eno ključno funkcijo, razen funkcije notranje revizije iz člena 26, ki mora biti neodvisna od drugih ključnih funkcij.
the IORP shall establish the general principles of the remuneration policy, shall review and update it at least every three years, and shall be responsible for its implementation;
Posamezna oseba ali organizacijska enota, ki opravlja ključno funkcijo, ni ista kot oseba ali organizacijska enota, ki opravlja podobno ključno funkcijo v ustanoviteljskem podjetju.
there shall be clear, transparent and effective governance with regard to remuneration and its oversight.
Ob upoštevanju velikosti, narave, obsega in kompleksnosti dejavnosti institucije za poklicno pokojninsko zavarovanje lahko države članice instituciji za poklicno pokojninsko zavarovanje dovolijo, da ključne funkcije opravlja ista posamezna oseba ali organizacijska enota kot v ustanoviteljskem podjetju, pod pogojem, da institucija za poklicno pokojninsko zavarovanje pojasni, kako preprečuje ali obvladuje nasprotje interesov v odnosu do ustanoviteljskega podjetja.
Section 2
Nosilci ključnih funkcij o vseh bistvenih ugotovitvah in priporočilih na področju, za katerega so odgovorni, poročajo upravnemu, upravljalnemu ali nadzornemu organu institucije za poklicno pokojninsko zavarovanje, ki odloči o potrebnih ukrepih.
Key functions
Brez poseganja v privilegij zoper samoobtožbo nosilec ključne funkcije obvesti pristojni organ institucije za poklicno pokojninsko zavarovanje, če upravni, upravljalni ali nadzorni organ institucije ne sprejme ustreznih in pravočasnih popravnih ukrepov v naslednjih primerih:
Article 24
če je oseba ali organizacijska enota, ki opravlja ključno funkcijo, odkrila obstoj znatnega tveganja, da institucija ne bo izpolnila pomembnih zakonskih zahtev, in je o tem poročala upravnemu, upravljalnemu ali nadzornemu organu institucije in če bi to lahko bistveno vplivalo na interese članov in upravičencev ali
Member States shall require IORPs to have in place the following key functions: a risk-management function, an internal audit function, and, where applicable, an actuarial function.
če je oseba ali organizacijska enota, ki opravlja ključno funkcijo, v okviru ključne funkcije te osebe ali organizacijske enote opazila pomembno bistveno kršitev zakonov ali drugih predpisov, ki se uporabljajo za institucijo za poklicno pokojninsko zavarovanje in njene dejavnosti, in je o tem poročala upravnemu, upravljalnemu ali nadzornemu organu institucije.
IORPs shall enable the holders of key functions to undertake their duties effectively in an objective, fair and independent manner.
Države članice zagotovijo pravno varstvo oseb, ki obveščajo pristojni organ v skladu z odstavkom 5.
IORPs may allow a single person or organisational unit to carry out more than one key function, with the exception of the internal audit function referred to in Article 26, which shall be independent from the other key functions.
Člen 25
The single person or organisational unit carrying out the key function shall be different from the one carrying out a similar key function in the sponsoring undertaking.
Obvladovanje tveganj
Member States may, taking into account the size, nature, scale and complexity of the activities of the IORP, allow the IORP to carry out key functions through the same single person or organisational unit as in the sponsoring undertaking, provided that the IORP explains how it prevents or manages any conflicts of interest with the sponsoring undertaking.
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da uvedejo učinkovito funkcijo obvladovanja tveganj, in sicer tako, da ustreza njihovi velikosti in notranjemu ustroju ter velikosti, naravi, obsegu in kompleksnosti njihovih dejavnosti.
The holders of a key function shall report any material findings and recommendations in the area of their responsibility to the administrative, management or supervisory body of the IORP which shall determine what actions are to be taken.
Ta funkcija je zasnovana tako, da olajšuje delovanje sistema za obvladovanje tveganj, v okviru katerega institucije za poklicno pokojninsko zavarovanje sprejmejo strategije, procese in postopke poročanja, ki so potrebni za redno odkrivanje, merjenje, spremljanje in obvladovanje tveganj na posamezni in skupni ravni, ki so jim ali bi jim lahko bile izpostavljene institucije za poklicno pokojninsko zavarovanje ali pokojninski načrti, ki jih upravljajo, ter medsebojnih odvisnosti teh tveganj in za redno poročanje o njih upravnemu, upravljavskemu ali nadzornemu organu institucije za poklicno pokojninsko zavarovanje.
Without prejudice to the privilege against self-incrimination, the holder of a key function shall inform the competent authority of the IORP if the administrative, management or supervisory body of the IORP does not take appropriate and timely remedial action in the following cases:
Takšen sistem obvladovanja tveganj mora biti učinkovit in dobro integriran v organizacijsko strukturo in postopke odločanja institucije za poklicno pokojninsko zavarovanje.
where the person or organisational unit carrying out the key function has detected a substantial risk that the IORP will not comply with a materially significant statutory requirement and reported it to the administrative, management or supervisory body of the IORP and where this could have a significant impact on the interests of members and beneficiaries; or
Sistem obvladovanja tveganj – sorazmerno z velikostjo in notranjo organizacijo institucije za poklicno pokojninsko zavarovanje, kot tudi velikostjo, naravo, obsegom in kompleksnostjo njihovih dejavnosti – zajema tveganja, ki se lahko pojavijo v institucijah za poklicno pokojninsko zavarovanje ali podjetjih, ki so jim bile naloge ali dejavnosti institucije za poklicno pokojninsko zavarovanje po potrebi oddane v zunanje izvajanje, vsaj na naslednjih področjih:
where the person or organisational unit carrying out the key function has observed a significant material breach of the laws, regulations or administrative provisions applicable to the IORP and its activities in the context of the key function of that person or organisational unit and reported it to the administrative, management or supervisory body of the IORP.
sklepanje zavarovanj in oblikovanje rezervacij;
Member States shall ensure the legal protection of persons informing the competent authority in accordance with paragraph 5.
upravljanje sredstev – obveznosti;
Article 25
naložbe, zlasti izvedeni finančni instrumenti, listinjenje in podobne obveznosti;
Risk-management
likvidnost in obvladovanje tveganja koncentracije;
Member States shall require IORPs, in a manner that is proportionate to their size and internal organisation, as well as to the size, nature, scale and complexity of their activities, to have in place an effective risk-management function.
obvladovanje operativnega tveganja;
That function shall be structured in such a way as to facilitate the functioning of a risk-management system for which the IORPs shall adopt strategies, processes and reporting procedures necessary to identify, measure, monitor, manage and report to the administrative, management or supervisory body of the IORP regularly the risks, at an individual and at an aggregated level, to which the IORPs and the pension schemes operated by them are or could be exposed, and their interdependencies.
zavarovanje in druge tehnike za zmanjševanje tveganj;
That risk-management system shall be effective and well-integrated into the organisational structure and in the decision-making processes of the IORP.
okoljska in socialna tveganja ter tveganja upravljanja v zvezi z naložbenim portfeljem in njegovim upravljanjem.
The risk-management system shall cover, in a manner that is proportionate to the size and internal organisation of IORPs, as well as to the size, nature, scale and complexity of their activities, risks which can occur in IORPs or in undertakings to which tasks or activities of an IORP have been outsourced, at least in the following areas, where applicable:
Kadar v skladu s pogoji pokojninskega načrta tveganja nosijo člani in upravičenci, sistem obvladovanja tveganj ta tveganja obravnava tudi z vidika članov in upravičencev.
underwriting and reserving;
Člen 26
asset–liability management;
Funkcija notranje revizije
investment, in particular derivatives, securitisations and similar commitments;
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da zagotovijo učinkovito funkcijo notranje revizije, in sicer tako, da je sorazmerna z njihovo velikostjo in notranjim ustrojem, kot tudi z velikostjo, naravo, obsegom in kompleksnostjo njihovih dejavnosti.
liquidity and concentration risk management;
Funkcija notranje revizije vključuje oceno ustreznosti in učinkovitosti sistemov notranjega nadzora in drugih elementov sistema upravljanja, po potrebi vključno z dejavnostmi, oddanimi v zunanje izvajanje.
operational risk management;
Člen 27
insurance and other risk-mitigation techniques;
Aktuarska funkcija
environmental, social and governance risks relating to the investment portfolio and the management thereof.
Kadar institucija za poklicno pokojninsko zavarovanje sama prevzame biometrična tveganja ali jamči za uspešnost naložbe ali določeno raven prejemkov, države članice od nje zahtevajo, da zagotovi učinkovito aktuarsko funkcijo, ki:
Where, in accordance with the conditions of the pension scheme, members and beneficiaries bear risks, the risk management system shall also consider those risks from the perspective of members and beneficiaries.
koordinira in nadzira izračun zavarovalno-tehničnih rezervacij;
Article 26
oceni ustreznost uporabljenih metodologij in osnovnih modelov kot tudi predpostavk, upoštevanih pri izračunu zavarovalno-tehničnih rezervacij;
Internal audit function
oceni ustreznost in kakovost podatkov, uporabljenih pri izračunu zavarovalno-tehničnih rezervacij;
Member States shall require IORPs in a manner that is proportionate to their size and internal organisation, as well as to the size, nature, scale and complexity of their activities, to provide for an effective internal audit function.
primerja predpostavke, na katerih temelji izračun zavarovalno-tehničnih rezervacij, z izkušnjami;
The internal audit function shall include an evaluation of the adequacy and effectiveness of the internal control system and other elements of the system of governance, including, where applicable, outsourced activities.
obvešča upravni, upravljalni ali nadzorni organ institucije za poklicno pokojninsko zavarovanje o zanesljivosti in ustreznosti izračuna zavarovalno-tehničnih rezervacij;
Article 27
poda mnenje o splošni politiki sklepanja zavarovanj, če ima institucija za poklicno pokojninsko zavarovanje tako politiko;
Actuarial function
poda mnenje o ustreznosti ureditve zavarovanja, če ima institucija za poklicno pokojninsko zavarovanje tako ureditev, in
Where an IORP itself provides cover against biometric risks or guarantees either an investment performance or a given level of benefits, Member States shall require that IORP to provide for an effective actuarial function to:
prispeva k učinkovitemu izvajanju sistema obvladovanja tveganj.
coordinate and oversee the calculation of technical provisions;
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da imenujejo vsaj eno neodvisno osebo znotraj ali zunaj institucije, ki je odgovorna za aktuarsko funkcijo.
assess the appropriateness of the methodologies and underlying models used in the calculation of technical provisions and the assumptions made for this purpose;
Oddelek 3
assess the sufficiency and quality of the data used in the calculation of technical provisions;
Dokumenti glede upravljanja
compare the assumptions underlying the calculation of the technical provisions with the experience;
Člen 28
inform the administrative, management or supervisory body of the IORP of the reliability and adequacy of the calculation of technical provisions;
Lastna ocena tveganj
express an opinion on the overall underwriting policy in the event of the IORP having such a policy;
Države članice od institucij za poklicno pokojninsko zavarovanje zahtevajo, da opravijo in dokumentirajo lastno oceno tveganj, in sicer na način, ki je sorazmeren z njihovo velikostjo in notranjim ustrojem, kot tudi z velikostjo, naravo, obsegom in kompleksnostjo njihovih dejavnosti.