natgillin/translations-raw huggingface dataset:
In this sense, the CNBV and the Bank of Mexico may request information from CCPs, carry out on-site inspections, issue instructions to remedy infringements or potential infringements of the prudential requirements or practices which are against the well-functioning of the financial markets and order CCPs to set up internal control and risk control measures.
V tem smislu lahko CNBV in mehiška centralna banka od CNS zahtevata informacije, opravljata preverjanja na kraju samem, izdajata navodila za odpravo kršitev ali potencialnih kršitev bonitetnih zahtev ali praks, ki so v nasprotju z dobrim delovanjem finančnih trgov, in od CNS zahtevata uvedbo ukrepov za notranji nadzor in nadzor tveganja.
The CNBV can also remove the management, some members of specific committees and other staff of the CCP.
CNBV lahko tudi odpokliče upravo, nekatere člane določenih odborov in drugo osebje CNS.
Further, the SHCP, on the basis of the opinion of the CNBV and the Bank of Mexico, is empowered to revoke the CCP's authorization.
SHCP lahko na podlagi mnenja CNBV in mehiške centralne banke prekliče dovoljenje CNS.
The CNBV and the Bank of Mexico may also impose disciplinary actions, as well as fines, to CCPs for failure to comply with the applicable provisions.
CNBV in mehiška centralna banka lahko uvedeta tudi disciplinske ukrepe in kazni za CNS zaradi neizpolnjevanja veljavnih določb.
The Commission therefore concludes that the legal and supervisory arrangements of Mexico in respect of CCPs authorised therein provide for effective supervision and enforcement on an ongoing basis.
Komisija zato meni, da pravne in nadzorne ureditve Mehike v zvezi s CNS z dovoljenjem v tej državi omogočajo učinkovit stalen nadzor in izvrševanje predpisov.
According to the third condition under Article 25(6) of Regulation (EU) No 648/2012, the legal and supervisory arrangements of Mexico must include an effective equivalent system for the recognition of CCPs authorised under third country legal regimes (‘third-country CCPs’).
V skladu s tretjim pogojem iz člena 25(6) Uredbe (EU) št. 648/2012 morajo pravne in nadzorne ureditve Mehike vključevati učinkovit enakovreden sistem za priznanje CNS z dovoljenjem v skladu s pravno ureditvijo tretje države (v nadaljnjem besedila: CNS z dovoljenjem tretje države).
The Bank of Mexico may recognise third country CCPs clearing derivatives which are authorised in third countries in which the legal and supervisory arrangements applicable to CCPs authorised therein ensure similar outcomes to those ensured by the legal and supervisory arrangements applicable in Mexico and which comply with the PFMIs.
Mehiška centralna banka lahko prizna CNS z dovoljenjem tretje države, ki izvaja kliring izvedenih finančnih instrumentov v tej tretji državi, če pravne in nadzorne ureditve, ki se uporabljajo za CNS z dovoljenjem v tej državi, zagotavljajo učinke, podobne tistim, ki jih zagotavljajo pravne in nadzorne ureditve, ki se uporabljajo v Mehiki in ki so skladne z načeli za infrastrukture finančnega trga.
Moreover, third country CCPs must be subject to effective supervision ensuring compliance with the applicable legal and supervisory arrangements.
Poleg tega mora za CNS z dovoljenjem tretje države veljati učinkovit nadzor, ki zagotavlja skladnost z veljavnimi pravnimi in nadzornimi ureditvami.
The conclusion of a memorandum of understanding between the Bank of Mexico or the CNBV and the competent third-country supervisory authority of the applicant CCP is also required for recognition to be granted.
Za odobritev priznanja obvezna tudi sklenitev memoranduma o soglasju med mehiško centralno banko ali CNBV in pristojnim nadzornim organom iz tretje države, iz katere prihaja CNS, ki zaprosi za priznanje.
The recognition procedure of the legal regime of Mexico applicable to third country CCPs should therefore be considered as providing for an effective equivalent system for the recognition of third country CCPs.
Postopek priznanja pravne ureditve Mehike, ki se uporablja za CNS z dovoljenjem tretje države, bi bilo zato treba obravnavati, kot da zagotavlja učinkovit enakovreden sistem za priznanje CNS z dovoljenjem tretje države.
The conditions laid down in Article 25(6) of Regulation (EU) No 648/2012 are therefore considered to be met by the legal and supervisory arrangements of Mexico regarding CCPs established therein, and those legal and supervisory arrangements should be considered to be equivalent to the requirements laid down in Regulation (EU) No 648/2012.
Za pogoje iz člena 25(6) Uredbe (EU) št. 648/2012 se šteje, da so izpolnjeni na podlagi pravnih in nadzornih ureditev Mehike glede CNS s sedežem v Mehiki, hkrati pa bi bilo treba te pravne in nadzorne ureditve šteti za enakovredne zahtevam iz Uredbe (EU) št. 648/2012.
The Commission should continue monitoring on a regular basis the evolution of the legal and supervisory framework for CCPs in Mexico and the fulfilment of the conditions on the basis of which this decision has been taken.
Komisija bi morala še naprej redno spremljati razvoj mehiškega pravnega in nadzornega okvira za CNS ter izpolnjevanje pogojev, na podlagi katerih je bil ta sklep sprejet.
The regular review of the legal and supervisory arrangements applicable in Mexico to CCPs authorised therein should be without prejudice to the possibility of the Commission to undertake a specific review at any time outside the general review, where relevant developments make it necessary for the Commission to re-assess the equivalence granted by this decision.
Redni pregled pravnih in nadzornih ureditev, ki se v Mehiki uporabljajo za CNS z dovoljenjem v tej državi, ne posega v možnost, da Komisija kadar koli izven okvira splošnih pregledov izvede poseben pregled, če mora zaradi razvoja dogodkov ponovno oceniti, ali še obstaja enakovrednost, določena s tem sklepom.
For the purposes of Article 25 of Regulation (EU) No 648/2012, the legal and supervisory arrangements of Mexico consisting of the Rules applicable to participants in the derivative contracts market and the Prudential requirements applicable to participants in the listed derivative contracts market, as complemented by the policy statements issued by the CNBV and the Bank of Mexico on the application of the Principles for Financial Markets Infrastructures, and applicable to CCPs authorised therein shall be considered to be equivalent to the requirements laid down in Regulation (EU) No 648/2012.
Za namene člena 25 Uredbe (EU) št. 648/2012 se šteje, da so pravne in nadzorne ureditve Mehike, ki jih sestavljajo pravila, ki se uporabljajo za udeležence na trgu pogodb o izvedenih finančnih instrumentih, in bonitetne zahteve, ki se uporabljajo za udeležence na trgu pogodb o izvedenih finančnih instrumentih, kot jih dopolnjujejo izjave o politikah, ki sta jih izdali mehiška komisija za bančništvo in vrednostne papirje (Comisión Nacional Bancaria y de Valores – CNBV) in mehiška centralna banka v zvezi z uporabo načel za infrastrukture finančnega trga, ki se uporabljajo za CNS z dovoljenjem v tej državi, enakovredne zahtevam iz Uredbe (EU) št. 648/2012.
As of 1 September 2014 the Committee on Payment and Settlement Systems has changed its name to Committee on Payment and Market Infrastructures.
S 1. septembrom 2014 se je Odbor za plačilne in poravnalne sisteme preimenoval v Odbor za plačila in tržno infrastrukturo.
Commission Implementing Decision (EU) 2015/2042
Izvedbeni sklep Komisije (EU) 2015/2042
on the equivalence of the regulatory framework of Switzerland for central counterparties to the requirements of Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories
o enakovrednosti regulativnega okvira Švice za centralne nasprotne stranke zahtevam iz Uredbe (EU) št. 648/2012 Evropskega parlamenta in Sveta o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov
That recognition procedure and the equivalence decision provided for therein thus contribute to the achievement of the overarching aim of Regulation (EU) No 648/2012 to reduce systemic risk by extending the use of safe and sound CCPs to clear over-the-counter (‘OTC’) derivative contracts, including where those CCPs are established and authorised in a third country.
Postopek priznanja in v tem okviru predvidena odločitev o enakovrednosti tako prispevata k doseganju poglavitnega cilja Uredbe (EU) št. 648/2012, tj. zmanjšanju sistemskega tveganja z razširjanjem uporabe varnih in stabilnih CNS za kliring pogodb o izvedenih finančnih instrumentih, s katerimi se trguje na prostem trgu (v nadaljnjem besedilu: izvedeni finančni instrumenti OTC), vključno s primeri, kadar imajo navedene CNS sedež in dovoljenje v tretji državi.
The purpose of this equivalence assessment is therefore to verify that the legal and supervisory arrangements of Switzerland ensure that CCPs established and authorised therein do not expose clearing members and trading venues established in the Union to a higher level of risk than the latter could be exposed to by CCPs authorised in the Union and, consequently, do not pose unacceptable levels of systemic risk in the Union.
Namen te ocene enakovrednosti je torej preveriti, ali pravne in nadzorne ureditve Švice omogočajo, da CNS s sedežem in dovoljenjem v tej državi klirinških članov ali mest trgovanja s sedežem v Uniji ne izpostavljajo višji stopnji tveganja kot CNS z dovoljenjem v Uniji, posledično pa ne pomenijo nesprejemljivih stopenj sistemskega tveganja v Uniji.
On 1 September 2013, the Commission received the technical advice of the European Securities and Markets Authority (‘ESMA’) on the legal and supervisory arrangements applicable to CCPs authorised in Switzerland.
Komisija je 1. septembra 2013 prejela strokovno mnenje Evropskega organa za vrednostne papirje in trge (v nadaljnjem besedilu: ESMA) glede pravnih in nadzornih ureditev, ki se uporabljajo za CNS z dovoljenjem v Švici.
The technical advice concludes that the legal and supervisory arrangements applicable, at jurisdictional level, ensure that CCPs authorised in Switzerland comply with legally binding requirements which are equivalent to the requirements laid down in Title IV of Regulation (EU) No 648/2012.
V strokovnem mnenju je ugotovljeno, da veljavne pravne in nadzorne ureditve, ki se uporabljajo na nacionalni ravni, zagotavljajo, da CNS z dovoljenjem v Švici izpolnjujejo pravno zavezujoče zahteve, ki so enakovredne zahtevam iz naslova IV Uredbe (EU) št. 648/2012.
The legally binding requirements of Switzerland for central counterparties authorised therein consist of the National Bank Ordinance of 18 March 2004 (‘the National Bank Ordinance’) and the regulations adopted pursuant to it by the Swiss National Bank (‘SNB’), together with the Federal Act on Banks and Saving Banks (‘the Act on Banks’) and the ordinances and circulars issued by the Swiss Financial Market Supervisory Authority (‘FINMA’).
Pravno zavezujoče zahteve Švice za centralne nasprotne stranke z dovoljenjem v tej državi sestavljajo Odlok o nacionalni banki z dne 18. marca 2004 (v nadaljnjem besedilu: Odlok o nacionalni banki) in predpisi, ki jih je v skladu z njim sprejela švicarska nacionalna banke (v nadaljnjem besedilu: SNB), skupaj z Zveznim zakonom o bankah in hranilnicah (v nadaljnjem besedilu: Zakon o bankah), ter odloki in okrožnicami, ki jih je izdal švicarski organ za nadzor finančnih trgov FINMA (v nadaljnjem besedilu: FINMA).
The National Bank Ordinance was recently revised aiming at implementing the Principles for Financial Markets Infrastructures (‘PFMIs’) issued by CPSS-IOSCO and achieving equivalence with Regulation (EU) No 648/2012.
Odlok o nacionalni banki je bil nedavno revidiran s ciljem izvajanja načel za infrastrukture finančnega trga, ki sta jih izdala CPSS in IOSCO, in doseganjem enakovrednosti z Uredbo (EU) št. 648/2012.
The revised regulatory framework brings a number of differences between the legally binding requirements applicable, at a jurisdictional level, to CCPs in Switzerland and the legally binding requirements applicable to CCPs under Regulation (EU) No 648/2012.
Revidirani finančni okvir kaže številne razlike med pravno zavezujočimi zahtevami, ki se na nacionalni ravni uporabljajo za CNS v Švici, in pravno zavezujočimi zahtevami, ki se uporabljajo za CNS na podlagi Uredbe (EU) št. 648/2012.
The SNB issued however an Explanatory Report on the partial revision of the National Bank Ordinance providing interpretative guidance on the National Bank Ordinance in which it is explained, in particular, that the revised National Bank Ordinance implements the PFMIs and that the National Bank Ordinance should be interpreted taking into account the PFMIs and Titles IV and V of Regulation (EU) No 648/2012.
Vendar je SNB izdala obrazložitveno poročilo o delni reviziji Odloka o nacionalni banki, ki zagotavlja smernice glede razlage Odloka o nacionalni banki, v katerem je pojasnjeno zlasti, da revidiran Odlok o nacionalni banki izvaja načela za infrastrukture finančnega trga in da ga je treba razlagati tako, da upošteva načela za infrastrukture finančnega trga ter poglavji IV in V Uredbe (EU) št. 648/2012.
Moreover, CCPs authorised in Switzerland must adopt statutes, organisation regulations and regulation of competences and certain organisation policies (the organisation regulations and policies), which must provide prescriptive detail regarding the way in which those CCP will meet those standards in accordance with, as explained in the Explanatory Report on the partial revision of the National Bank Ordinance, the PFMIs and Regulation (EU) No 648/2012.
Poleg tega morajo CNS z dovoljenjem v Švici sprejeti statute, organizacijske predpise in predpise o delitvi pristojnosti ter določene organizacijske politike (v nadaljnjem besedilu: organizacijski predpisi in politike), ki morajo določati preskriptivne podrobnosti o tem, kako bodo CNS izpolnile navedene standarde v skladu z načeli o infrastrukturah finančnega trga in Uredbo (EU) št. 648/2012, kot je pojasnjeno v obrazložitvenem poročilu o delni reviziji Odloka o nacionalni banki.
Both the SNB and FINMA share regulatory and supervisory functions regarding CCPs and cooperate in the exercise of those functions.
SNB in FINMA si delita regulativne in nadzorne funkcije v zvezi s CNS in sodelujeta pri izvajanju teh funkcij.
CCPs established in Switzerland are authorised as banks by FINMA.
CNS s sedežem v Švici imajo dovoljenje organa FINMA kot banke.
FINMA can exempt CCPs from compliance with certain provisions of the Act on Banks and adapt its provisions to take into account the clearing activities and risk profile of CCPs.
FINMA lahko CNS izvzame iz izpolnjevanja nekaterih določb Zakona o bankah in prilagodi njegove določbe tako, da upošteva klirinške dejavnosti in profil tveganja CNS.
FINMA's circulars address, among other things, solvency, governance, risk management, audits and reporting.
Okrožnice FINMA se med drugim nanašajo na solventnost, upravljanje, obvladovanje tveganj, revizije in poročanje.
The legally binding requirements in Switzerland therefore comprise a two-tiered structure.
Pravno zavezujoče zahteve v Švici torej sestavlja dvotirni sistem.
The core principles for CCPs laid down in the Act on Banks and the National Bank Ordinance and the regulations, orders and circulars issued pursuant to them (the ‘primary rules’) set out the high-level standards with which CCPs must comply in order to obtain a license to provide clearing services in Switzerland.
Temeljna načela za CNS, določena v Zakonu o bankah in Odloku o nacionalni banki ter uredbah, odredbah in okrožnicah, izdanih v skladu z njima (v nadaljnjem besedilu: osnovna pravila), določajo visoke standarde, ki jih morajo CNS izpolnjevati, da pridobijo licenco za opravljanje storitev kliringa v Švici.
Those primary rules comprise the first tier of the legally binding requirements in Switzerland.
Ta osnovna pravila so prvi tir pravno zavezujočih zahtev v Švici.
In order to prove compliance with the primary rules, the CCP authorised in Switzerland must submit its organisation regulations and policies to FINMA for approval.
Da bi CNS z dovoljenjem v Švici dokazale skladnost z osnovnimi pravili, morajo svoja organizacijske predpise in politike predložiti v odobritev FINMA.
Those organisation regulations and policies comprise the second tier of the legally binding requirements in Switzerland.
Ti organizacijski predpisi in politike so drugi tir pravno zavezujočih zahtev v Švici.
Once approved by FINMA, those organisation regulations and policies become legally binding upon the CCP.
Ko navedene organizacijske predpise in politike odobri FINMA, ti postanejo za CNS pravno zavezujoči.
Those regulations and policies therefore form an integral part of the legal and supervisory arrangements that the CCP authorised in Switzerland must comply with.
Ti predpisi in politike so zato sestavni del pravnih in nadzornih ureditev, ki jih morajo spoštovati CNS z dovoljenjem v Švici.
In the case of non-compliance with the primary rules or the CCP's organisation regulations and policies FINMA has the power to take administrative actions against the CCP, including revoking the banking licence of the CCP concerned.
V primeru neizpolnjevanja osnovnih pravil ali organizacijskih predpisov in politik CNS lahko FINMA proti CNS uvede upravne ukrepe, vključno z odvzemom dovoljenja za opravljanje bančnih storitev zadevni CNS.
The primary rules applicable to CCPs complemented by their organisation regulations and policies deliver substantial results equivalent to the effects of the rules contained in Title IV of Regulation (EU) No 648/2012.
Osnovna pravila, ki se uporabljajo za CNS, dopolnjena z njihovimi organizacijskimi predpisi in politikami, imajo precejšnje učinke, ki so enakovredni učinkom pravil iz naslova IV Uredbe (EU) št. 648/2012.
In particular, the legally binding requirements applicable to currently authorised CCPs in Switzerland regarding the number of defaults to be covered by total financial resources, liquidity risk, business continuity, collateral requirements, investment policy, settlement risk, segregation and portability, calculation of initial margins and governance, including organisational requirements, requirements relating to senior management, risk committee, record keeping, qualifying holdings, information transmitted to the competent authority, conflict of interests, outsourcing and conduct of business deliver substantial results equivalent to those laid down in Regulation (EU) No 648/2012 and therefore should be considered equivalent.
Zlasti imajo pravno zavezujoče zahteve, ki se uporabljajo za CNS z dovoljenjem v tem trenutku v zvezi s številom primerov neizpolnjevanja finančnih obveznosti, ki jih morajo kriti skupni finančni viri, likvidnostnim tveganjem, neprekinjenim poslovanjem, zahtevami glede zavarovanja, naložbeno politiko, tveganjem poravnave, ločevanjem in prenosljivostjo, izračunom začetnih kritij in upravljanjem, vključno z organizacijskimi zahtevami, zahtevami v zvezi z višjim vodstvom, odborom za tveganja, vodenjem evidenc, kvalificiranimi deleži, informacijami, posredovanimi pristojnim organom, navzkrižjem interesov, zunanjim izvajanjem ter vodenjem poslov, precejšnje učinke, ki so enakovredni tistim iz Uredbe (EU) št. 648/2012 in bi jih zato bilo treba obravnavati kot enakovredne.
The Commission therefore concludes that the legal and supervisory arrangements of Switzerland ensure that CCPs authorised therein comply with legally binding requirements which are equivalent to the requirements laid down in Title IV of Regulation (EU) No 648/2012.
Komisija zato ugotavlja, da pravne in nadzorne ureditve Švice zagotavljajo, da CNS z dovoljenjem v Mehiki izpolnjujejo pravno zavezujoče zahteve, ki so enakovredne zahtevam iz naslova IV Uredbe (EU) št. 648/2012.
According to the second condition under Article 25(6) of Regulation (EU) No 648/2012, the legal and supervisory arrangements of Switzerland in respect of CCPs authorised therein must provide for effective supervision and enforcement of those CCPs on an ongoing basis.
V skladu z drugim pogojem iz člena 25(6) Uredbe (EU) št. 648/2012 morajo pravne in nadzorne ureditve Švice glede CNS z dovoljenjem v tej državi zagotavljati stalen učinkovit nadzor navedenih CNS in izvrševanje predpisov.
CCPs authorised in Switzerland are subject to ongoing supervision by FINMA and ongoing oversight by the SNB, aiming at monitoring continued compliance with the conditions of the authorisation and the other applicable regulatory requirements.
CNS z dovoljenjem v Švici so pod stalnim nadzorom FINMA in SNB z namenom spremljanja tekoče skladnosti s pogoji dovoljenja in drugimi veljavnimi regulativnimi zahtevami.
CCPs authorised in Switzerland are subject to an annual audit.
Za CNS z dovoljenjem v Švici velja obveznost letne revizije.
CCPs must provide the auditing entity with the information requested for carrying out the audit.
CNS morajo revizijskemu organu zagotoviti informacije, zahtevane za izvedbo revizije.
If the auditing entity detects a violation of the supervisory provisions or other irregularities, it will give the CCP concerned a period to restore compliance and informs FINMA if compliance is not restored.
Če revizijski organ zazna kršitev nadzornih določb ali druge nepravilnosti, zadevni CNS določi rok za ponovno zagotovitev skladnosti in obvesti FINMA, če skladnost ni zagotovljena.
In case of serious violations of supervisory provisions or serious irregularities, the auditing entity notifies FINMA directly.
V primeru resnih kršitev nadzornih določb ali resnih nepravilnosti revizijski organ takoj obvesti FINMA.
Moreover, both CCPs and auditing entities have to provide FINMA with all the necessary information for it to fulfil its tasks and must immediately report to it any incident that is of substantial importance for supervision.
Poleg tega morata CNS in revizijski organi FINMA zagotoviti vse potrebne informacije za opravljanje njegovih nalog in ga takoj obvestiti o zapletih, ki so bistvenega pomena za nadzor.
In addition, FINMA also carries out targeted on-site reviews, reviews periodic reports and meets regularly with CCP management and staff.
FINMA izvaja tudi ciljno usmerjene preglede na kraju samem, pregleduje redna poročila in se redno srečuje z vodstvom in zaposlenimi v CNS.
FINMA may adopt specific measures when it concludes an infringement of the legal and supervisory arrangements has taken place.
Sprejme lahko posebne ukrepe, če ugotovi kršitve pravnih in nadzornih ureditev.
In particular, FINMA can impose a prohibition on a person to act in a management position or confiscate the profits made as a result of an infringement.
Zlasti lahko osebi prepove opravljanje vodstvene funkcije ali zaseže dobičke, ki so nastali zaradi kršitve.
FINMA can also appoint an investigation agent to investigate specific circumstances regarding the infringement of the legal and supervisory arrangements or to implement supervisory measures that it has ordered.
FINMA lahko tudi imenuje preiskovalca za preiskavo posebnih okoliščin v zvezi s kršitvijo pravnih in nadzornih ureditev ali izvajanje odrejenih nadzornih ukrepov.
The CCP under investigation has to let the investigation agent access to its premises and provide all the information and documents the investigation officer requests to carry out the investigation.
Preiskovana CNS mora preiskovalcu dovoliti dostop do svojih prostorov in mu zagotoviti vse informacije in dokumentacijo, ki jih ta zahteva za izvedbo preiskave.
Finally, FINMA can also revoke the banking licence of a CCP or cancel its registration in case it no longer complies with the applicable legal and supervisory arrangements and can issue directives to the governing bodies of the CCP.
FINMA lahko CNS tudi odvzame dovoljenje za opravljanje bančnih storitev ali prekliče njeno registracijo, če ta ne spoštuje več veljavnih pravnih in nadzornih ureditev, ter izda smernice vodstvenim organom CNS.
The SNB supervises CCPs in cooperation with FINMA.
SNB nadzoruje CNS v sodelovanju s FINMA.
In particular, the SNB is responsible for assessing compliance by CCPs with the minimum requirements stipulated in the National Bank Ordinance.
SNB je zlasti odgovorna za ocenjevanje skladnosti CNS z minimalnimi zahtevami, določenimi v Odloku o nacionalni banki.