natgillin/translations-raw huggingface dataset:
Subject to paragraph 4 of this Article, Member States shall ensure that competent authorities publish any decision imposing an administrative sanction or other administrative measure in relation to infringements of Article 4 or 15 on their website immediately after the person subject to that decision has been informed of that decision.
da ne bo ogrožena stabilnost finančnih trgov ali
The information published pursuant to paragraph 1 shall specify at least the type and nature of the infringement and the identity of the person subject to the decision.
sorazmernost objave takšnih sklepov ob upoštevanju ukrepov, ki se štejejo za manj pomembne.
Paragraphs 1 and 2 shall not apply to decisions imposing measures that are of an investigatory nature.
Kadar se proti sklepu vloži pritožba pred nacionalnim sodnim, upravnim ali drugim organom, pristojni organi na svojem spletnem mestu takoj objavijo tudi takšne informacije in vse kasnejše informacije o izidu takšne pritožbe.
Where a competent authority considers, following a case-by-case assessment, that the publication of the identity of the legal person subject to the decision, or the personal data of a natural person, would be disproportionate, or where such publication would jeopardise an ongoing investigation or the stability of the financial markets, it shall do one of the following:
Prav tako se objavi vsak sklep, ki razveljavlja sklep, proti kateremu se vloži pritožba.
defer publication of the decision until the reasons for that deferral cease to exist;
Pristojni organi obvestijo ESMA o vseh upravnih sankcijah in drugih upravnih ukrepih, ki so bili naloženi, vendar v skladu s točko (c) odstavka 3 niso bili objavljeni, vključno z morebitnimi pritožbami v zvezi z njimi in njihovim izidom.
publish the decision on an anonymous basis in accordance with national law where such publication ensures effective protection of the personal data concerned and, where appropriate, postpone publication of the relevant data for a reasonable period of time where it is foreseeable that the reasons for anonymous publication will cease to exist during that period;
Države članice zagotovijo, da pristojni organi prejmejo informacije in končno sodbo v zvezi z vsemi naloženimi kazenskimi sankcijami in jih predložijo ESMA.
not publish the decision in the event that the competent authority is of the opinion that publication in accordance with point (a) or (b) will be insufficient to ensure:
ESMA vzdržuje osrednjo zbirko podatkov o upravnih sankcijah, drugih upravnih ukrepih in kazenskih sankcijah, o katerih je bil obveščen, in sicer izključno za izmenjavo informacij med pristojnimi organi.
that the stability of financial markets is not jeopardised; or
Do te zbirke podatkov imajo dostop le pristojni organi, posodablja pa se na podlagi informacij, ki jih ti zagotavljajo.
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Pristojni organi zagotovijo, da vsak sklep, objavljen v skladu s tem členom, ostane dostopen na njihovi spletni strani vsaj pet let po objavi.
Where the decision is subject to an appeal before a national judicial, administrative or other authority, competent authorities shall also publish immediately on their website such information and any subsequent information on the outcome of such an appeal.
Osebni podatki, vsebovani v navedenih sklepih, se hranijo na spletni strani pristojnega organa toliko časa, kolikor zahtevajo veljavna pravila o varstvu podatkov.
Any decision annulling a decision subject to appeal shall also be published.
Člen 27
Competent authorities shall inform ESMA of all administrative sanctions and other administrative measures imposed but not published, in accordance with point (c) of paragraph 3, including any appeal in relation thereto and the outcome thereof.
Pravica do pritožbe
Member States shall ensure that competent authorities receive information and the final judgement in relation to any criminal sanction imposed and submit it to ESMA.
Države članice zagotovijo, da so odločitve in ukrepi, sprejeti na podlagi te uredbe, ustrezno utemeljeni in da v zvezi z njimi velja pravica do pritožbe na sodišču.
ESMA shall maintain a central database of administrative sanctions, other administrative measures and criminal sanctions communicated to it solely for the purposes of exchanging information between competent authorities.
Pravica do pritožbe na sodišču se uporablja tudi, kadar v šestih mesecih po predložitvi vloge za dovoljenje, ki vsebuje vse zahtevane informacije, ni sprejeta nobena odločitev.
That database shall be accessible only to competent authorities and it shall be updated on the basis of the information provided by the competent authorities.
Člen 28
Competent authorities shall ensure that any decision that is published in accordance with this Article remain accessible on their website for a period of at least five years after its publication.
Sankcije in drugi ukrepi za namen členov 13 in 14
Personal data contained in those decisions shall be retained on the website of the competent authority for the period which is necessary, in accordance with the applicable data protection rules.
Sankcije in drugi ukrepi, ki so bili vzpostavljeni v skladu z direktivama 2009/65/ES in 2011/61/EU, se uporabljajo za kršitve iz členov 13 in 14 te uredbe.
Article 27
POGLAVJE IX
Right of appeal
PREGLED
Member States shall ensure that decisions and measures taken pursuant to this Regulation are properly reasoned and subject to a right of appeal before a tribunal.
Člen 29
The right of appeal before a tribunal shall also apply where, in respect of an application for authorisation which provides all of the information required, no decision is taken within six months of its submission.
Poročila in pregled
Article 28
Komisija po posvetovanju z ESMA v 36 mesecih po začetku veljavnosti delegiranega akta, ki ga sprejme Komisija na podlagi člena 4(9), predloži poročilo o uspešnosti, učinkovitosti in sorazmernosti obveznosti na podlagi te uredbe Evropskemu parlamentu in Svetu ter predloži morebitne ustrezne predloge.
Sanctions and other measures for the purpose of Articles 13 and 14
To poročilo vključuje zlasti pregled nad podobnimi obveznostmi poročanja, ki veljajo v tretjih državah, ob upoštevanju dela na mednarodni ravni.
Sanctions and other measures established in accordance with Directives 2009/65/EC and 2011/61/EU shall be applicable to infringements of Articles 13 and 14 of this Regulation.
Poudarek je tudi na poročanju o kakršnih koli zadevnih poslih, ki niso vključeni v področje uporabe te uredbe, ob upoštevanju morebitnih pomembnih sprememb tržnih praks ter na morebitnem vplivu na raven preglednosti poslov financiranja z vrednostnimi papirji.
CHAPTER IX
ESMA za namene poročila iz prvega pododstavka v 24 mesecih po začetku veljavnosti delegiranega akta, ki ga sprejme Komisija na podlagi člena 4(9) ter vsaka tri leta po tem, ali pogosteje, kadar pride do pomembnih sprememb tržnih praks, Evropskemu parlamentu, Svetu in Komisiji predloži poročilo o učinkovitosti poročanja, pri čemer upošteva primernost enostranskega poročanja, zlasti z vidika zajetja in kakovosti poročanja ter zmanjšanja obsega poročil repozitorijem sklenjenih poslov, pa tudi o pomembnih spremembah tržnih praks, s poudarkom na poslih, ki imajo enakovreden cilj ali učinek, kot ga ima posel financiranja z vrednostnimi papirji.
REVIEW
Po dokončanju in ob upoštevanju dela na mednarodni ravni se v poročilu iz odstavka 1 opredelijo tudi pomembna tveganja, povezana z uporabo poslov financiranja z vrednostnimi papirji s strani kreditnih institucij in javnih družb, ter analizira primernost zagotavljanja dodatnih razkritij s strani teh subjektov v njihovih periodičnih poročilih.
Article 29
Komisija do 13. oktobra 2017 Evropskemu parlamentu in Svetu predloži poročilo o napredku pri mednarodnih prizadevanjih za zmanjšanje tveganj, povezanih s posli financiranja z vrednostnimi papirji, vključno s priporočili FSB o odbitkih za posle financiranja z vrednostnimi papirji brez centralnega kliringa in primernosti teh priporočil za trge Unije.
Reports and review
Komisija to poročilo predloži skupaj z morebitnimi ustreznimi predlogi.
Within 36 months of the date of entry into force of the delegated act adopted by the Commission pursuant to Article 4(9), the Commission shall, after consulting ESMA, submit a report on the effectiveness, efficiency and proportionality of the obligations laid down in this Regulation to the European Parliament and to the Council, together with any appropriate proposals.
V ta namen ESMA v sodelovanju z EBA in ESRB ter ob ustreznem upoštevanju mednarodnih prizadevanj predloži poročilo Komisiji, Evropskemu parlamentu in Svetu do 13. oktobra 2016, v katerem oceni:
That report shall include, in particular, an overview of similar reporting obligations laid down in third countries taking into account work at international level.
ali uporaba poslov financiranja z vrednostnimi papirji povzroči znatno kopičenje finančnega vzvoda, ki ga veljavna uredba ne obravnava;
It shall also focus on the reporting of any relevant transactions not included in the scope of this Regulation, taking into account any significant developments in market practices, as well as on the possible impact on the level of transparency of securities financing operations.
kadar je to primerno, možnosti, ki so na voljo za reševanje takšnega kopičenja;
For the purposes of the report referred to in the first subparagraph, ESMA shall, within 24 months of the date of entry into force of the delegated act adopted by the Commission pursuant to Article 4(9), and every three years thereafter, or more frequently where significant developments in market practices arise, submit a report to the European Parliament, to the Council and to the Commission on the efficiency of the reporting, taking into account the appropriateness of single-side reporting, in particular in terms of reporting coverage and quality as well as reduction of reports to trade repositories, and on significant developments in market practices with a focus on transactions having an equivalent objective or effect to an SFT.
ali so potrebni dodatni ukrepi za zmanjšanje procikličnosti tega vzvoda.
Following completion of, and taking into account, work at international level, the reports referred to in paragraph 1 shall also identify material risks related to the use of SFTs by credit institutions and listed companies and analyse the appropriateness of providing for additional disclosure by those entities in their periodical reports.
ESMA v tem poročilu upošteva tudi kvantitativni učinek priporočil FSB.
By 13 October 2017, the Commission shall submit a report to the European Parliament and to the Council on progress in international efforts to mitigate the risks associated with SFTs, including the FSB recommendations for haircuts on non-centrally cleared SFTs, and on the appropriateness of those recommendations for Union markets.
Komisija po posvetovanju z ESMA v 39 mesecih po začetku veljavnosti delegiranega akta, ki ga sprejme Komisija na podlagi člena 4(9), ter v 6 mesecih po predložitvi posodobljenega poročila iz drugega pododstavka tega odstavka, Evropskemu parlamentu in Svetu predloži poročilo o uporabi člena 11, zlasti o tem, ali so pristojbine, zaračunane repozitorijem sklenjenih poslov, sorazmerne s prometom zadevnega repozitorija sklenjenih poslov in v celoti pokrivajo zgolj nujne izdatke ESMA v zvezi z registracijo, priznanjem in nadzorom repozitorijev sklenjenih poslov ter poplačilo vseh stroškov, ki bi jih lahko imeli pristojni organi pri izvajanju dela v skladu s to uredbo, zlasti zaradi prenosa nalog na podlagi člena 9(1).
The Commission shall submit that report together with any appropriate proposals.
ESMA za namene poročil Komisije iz prvega pododstavka v 33 mesecih po začetku veljavnosti delegiranega akta, ki ga sprejme Komisija na podlagi člena 4(9), ter vsaka tri leta po tem, ali pogosteje, kadar pride do bistvenih sprememb veljavnih pristojbin, Komisiji predloži poročilo o pristojbinah, zaračunanih repozitorijem sklenjenih poslov v skladu s to uredbo.
To that end, ESMA shall, by 13 October 2016, in cooperation with EBA and the ESRB and taking due account of international efforts, submit a report to the Commission, to the European Parliament and to the Council, assessing:
V teh poročilih so navedeni vsaj nujni izdatki ESMA v zvezi z registracijo, priznanjem in nadzorom repozitorijev sklenjenih poslov, stroški, ki so jih imeli pristojni organi pri izvajanju dela v skladu s to uredbo, zlasti zaradi prenosa nalog, ter pristojbine, zaračunane repozitorijem sklenjenih poslov, in njihova sorazmernost s prometom repozitorijev sklenjenih poslov.
whether the use of SFTs leads to the build-up of significant leverage that is not addressed by existing regulation;
ESMA po posvetovanju z ESRB objavi letno poročilo o skupnem obsegu poslov financiranja z vrednostnimi papirji glede na vrsto nasprotne stranke in posla na podlagi podatkov, o katerih se poroča v skladu s členom 4.
where appropriate, the options available to tackle such a build-up;
POGLAVJE X
whether further measures to reduce the pro-cyclicality of that leverage are required.
KONČNE DOLOČBE
ESMA’s report shall also consider the quantitative impact of the FSB recommendations.
Člen 30
Within 39 months of the entry into force of the delegated act adopted by the Commission pursuant to Article 4(9), and within six months of submission of each ESMA report as referred to in the second subparagraph of this paragraph, the Commission shall, after consulting ESMA, submit a report to the European Parliament and to the Council on the application of Article 11 in particular on whether fees that have been charged to trade repositories are proportionate to the turnover of the trade repository concerned and limited to fully covering ESMA’s necessary expenditure relating to the registration, recognition and supervision of trade repositories as well as the reimbursement of any costs that the competent authorities may incur carrying out work pursuant to this Regulation in particular as a result of any delegation of tasks pursuant to Article 9(1).
Izvajanje prenosa pooblastila
For the purposes of the Commission’s reports referred to in the first subparagraph, within 33 months of the date of entry into force of the delegated act adopted by the Commission pursuant to Article 4(9), and every three years thereafter, or more frequently where material changes to fees are introduced, ESMA shall submit a report to the Commission on the fees charged to trade repositories in accordance with this Regulation.
Pooblastilo za sprejemanje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v tem členu.
Those reports shall set out at least ESMA’s necessary expenditures relating to the registration, recognition and supervision of trade repositories, the costs that the competent authorities incurred carrying out work pursuant to this Regulation, in particular, as a result of any delegation of tasks, as well as the fees charged to trade repositories and their proportionality to trade repositories’ turnover.
Pooblastilo za sprejemanje delegiranih aktov iz člena 2(4) in člena 11(2) se prenese na Komisijo za nedoločen čas od 12. januarja 2016.
After consulting the ESRB, ESMA shall publish an annual report on aggregate SFT volumes by type of counterparty and transaction based on data reported in accordance with Article 4.
Prenos pooblastila iz člena 2(4) in člena 11(2) lahko kadar koli prekliče Evropski parlament ali Svet.
CHAPTER X
S sklepom o preklicu preneha veljati prenos pooblastila iz navedenega sklepa.
FINAL PROVISIONS
Sklep začne učinkovati dan po njegovi objavi v Uradnem listu Evropske unije ali na poznejši dan, ki je določen v navedenem sklepu.
Article 30
Sklep ne vpliva na veljavnost že veljavnih delegiranih aktov.
Exercise of delegated powers
Komisija takoj po sprejetju delegiranega akta o njem sočasno uradno obvesti Evropski parlament in Svet.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
Delegirani akt, sprejet na podlagi člena 2(4) ali člena 11(2), začne veljati le, če mu niti Evropski parlament niti Svet ne nasprotuje v roku dveh mesecev od uradnega obvestila Evropskemu parlamentu in Svetu o tem aktu ali če pred iztekom tega roka tako Evropski parlament kot Svet obvestita Komisijo, da mu ne bosta nasprotovala.
The power to adopt delegated acts referred to in Article 2(4) and Article 11(2) shall be conferred on the Commission for an indeterminate period of time from 12 January 2016.
Ta rok se na pobudo Evropskega parlamenta ali Sveta podaljša za dva meseca.
The delegation of power referred to in Article 2(4) and Article 11(2) may be revoked at any time by the European Parliament or by the Council.
Člen 31
A decision to revoke shall put an end to the delegation of the power specified in that decision.
Postopek v odboru
It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein.
Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES [28].
It shall not affect the validity of any delegated acts already in force.
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011 Evropskega parlamenta in Sveta [29].
As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
Pri sklicevanju na ta odstavek se uporablja člen 5 Uredbe (EU) št. 182/2011.
A delegated act adopted pursuant to Article 2(4) or Article 11(2) shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of two months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
Člen 32
That period shall be extended by two months at the initiative of the European Parliament or of the Council.
Spremembe Uredbe (EU) št. 648/2012
Article 31
Uredba (EU) št. 648/2012 se spremeni:
Committee procedure
v členu 2 se točka 7 nadomesti z naslednjim:
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC [28].
‚izvedeni finančni instrument OTC‘ ali ‚pogodba o izvedenih finančnih instrumentih OTC‘ pomeni pogodbe o izvedenih finančnih instrumentih, s katerimi se ne trguje na reguliranem trgu v smislu člena 4(1)(14) Direktive 2004/39/ES ali trgu tretje države, ki šteje za enakovrednega reguliranemu trgu v skladu s členom 2a te uredbe;“;
That Committee shall be a committee within the meaning of Regulation (EU) No 182/2011 of the European Parliament and of the Council [29].
vstavi se naslednji člen:
Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
„Člen 2a
Article 32
Odločitve o enakovrednosti za namene opredelitve izvedenih finančnih instrumentov OTC
Amendments to Regulation (EU) No 648/2012
Trg tretje države se za namene člena 2(7) te uredbe šteje za enakovrednega reguliranemu trgu v smislu člena 4(1)(14) Direktive 2004/39/ES, kadar izpolnjuje pravno zavezujoče zahteve, ki so enakovredne zahtevam iz naslova III navedene direktive, ter je predmet stalnega učinkovitega nadzora in izvrševanja v tej tretji državi, kot ju določi Komisija v skladu s postopkom iz odstavka 2 tega člena.
Regulation (EU) No 648/2012 is amended as follows:
Komisija lahko za namene odstavka 1 sprejme izvedbene akte, v katerih določi, da trg tretje države izpolnjuje pravno zavezujoče zahteve, ki so enakovredne zahtevam iz naslova III Direktive 2004/39/ES, ter je predmet stalnega učinkovitega nadzora in izvrševanja v tej tretji državi.
In Article 2, point (7) is replaced by the following:
Navedeni izvedbeni akti se sprejmejo v skladu s postopkom pregleda iz člena 86(2) te uredbe.
“OTC derivative” or “OTC derivative contract” means a derivative contract the execution of which does not take place on a regulated market within the meaning of Article 4(1)(14) of Directive 2004/39/EC or on a third-country market considered to be equivalent to a regulated market in accordance with Article 2a of this Regulation;’.
Komisija in ESMA na svojih spletnih mestih objavita seznam trgov, ki jih je treba šteti za enakovredne v skladu z izvedbenim aktom iz odstavka 2.
The following Article is inserted:
Navedeni seznam se redno posodablja.“;
‘Article 2a
v členu 81 se odstavek 3 nadomesti z naslednjim:
Equivalence decisions for the purposes of the definition of OTC derivatives
Repozitorij sklenjenih poslov da na voljo potrebne informacije naslednjim subjektom, da jim omogoči izpolnjevanje njihovih odgovornosti in nalog:
For the purposes of Article 2(7) of this Regulation, a third-country market shall be considered to be equivalent to a regulated market within the meaning of Article 4(1)(14) of Directive 2004/39/EC where it complies with legally binding requirements which are equivalent to the requirements laid down in Title III of that Directive and it is subject to effective supervision and enforcement in that third country on an ongoing basis, as determined by the Commission in accordance with the procedure referred to in paragraph 2 of this Article.
pristojnemu organu, ki nadzoruje dostop CNS do repozitorija sklenjenih poslov;
The Commission may adopt implementing acts determining that a third-country market complies with legally binding requirements which are equivalent to the requirements laid down in Title III of Directive 2004/39/EC and it is subject to effective supervision and enforcement in that third country on an ongoing basis for the purposes of paragraph 1.
pristojnemu organu, ki nadzira mesta trgovanja iz poročanih pogodb;
Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 86(2) of this Regulation.
zadevnim članicam ESCB, vključno z ECB pri opravljanju njenih nalog v okviru enotnega mehanizma nadzora na podlagi Uredbe Sveta (EU) št. 1024/2013;
The Commission and ESMA shall publish on their websites a list of those markets that are to be considered to be equivalent in accordance with the implementing act referred to in paragraph 2.
zadevnim organom tretje države, ki je z Unijo sklenila mednarodni sporazum, kakor je navedeno v členu 75;
That list shall be updated periodically.’.
nadzornim organom, določenimi v skladu s členom 4 Direktive 2004/25/ES Evropskega parlamenta in Sveta;
EBA;
Agenciji za sodelovanje energetskih regulatorjev, ustanovljeni z Uredbo (ES) št. 713/2009 Evropskega parlamenta in Sveta;
EIOPA;
organom za reševanje, določenim v skladu s členom 3 Direktive 2014/59/EU Evropskega parlamenta in Sveta;
the competent authority supervising CCPs accessing the trade repositories;
enotnemu odboru za reševanje, vzpostavljenemu z Uredbo (EU) št. 806/2014;
the competent authority supervising the trading venues of the reported contracts;
pristojnim organom ali nacionalnim pristojnim organom v smislu uredb (EU) št. 1024/2013 in (EU) št. 909/2014 ter direktiv 2003/41/ES, 2009/65/ES, 2011/61/EU, 2013/36/EU, 2014/65/EU in nadzornim organom v smislu Direktive 2009/138/ES;
the relevant members of the ESCB, including the ECB in carrying out its tasks within a single supervisory mechanism under Council Regulation (EU) No 1024/2013;
pristojnim organom, določenim v skladu s členom 10(5) te uredbe.
the relevant authorities of a third country that has entered into an international agreement with the Union as referred to in Article 75;
Člen 33
supervisory authorities designated under Article 4 of Directive 2004/25/EC of the European Parliament and of the Council;
Začetek veljavnosti in uporaba
the relevant Union securities and market authorities whose respective supervisory responsibilities and mandates cover contracts, markets, participants and underlyings which fall within the scope of this Regulation;
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
the relevant authorities of a third country that have entered into a cooperation arrangement with ESMA, as referred to in Article 76;
Ta uredba se uporablja od 12. januarja 2016, razen: