natgillin/translations-raw huggingface dataset:
Also, if there are material changes that potentially affect the special purpose vehicle's compliance with the requirements of Article 211 of Directive 2009/138/EC and when the authorisation is withdrawn or lapses, the cooperation and exchange of information between those supervisory authorities is necessary to ensure effective and efficient supervision.
Poleg tega sta sodelovanje in izmenjava informacij med nadzornimi organi potrebna za zagotovitev uspešnega in učinkovitega nadzora v primeru pomembnih sprememb, ki bi lahko vplivale na izpolnjevanje zahtev iz člena 211 Direktive 2009/138/ES s strani namenske družbe, ter kadar se dovoljenje odvzame ali preneha veljati.
The supervisory reporting requirements, which are set out in Article 325 of Commission Delegated Regulation (EU) 2015/35 [2], should enable the supervisory authorities of the special purpose vehicles to assess continued compliance with the relevant requirements.
Zahteve glede nadzornega poročanja, ki so določene v členu 325 Delegirane uredbe Komisije (EU) 2015/35 [2], bi morale nadzornim organom namenskih družb omogočiti, da ocenijo, ali se ustrezne zahteve stalno izpolnjujejo.
Those requirements should be complemented by the templates and formats set out in this Regulation.
Te zahteve bi bilo treba dopolniti s predlogami in formati, določenimi v tej uredbi.
For a clearer understanding of the appropriate technical rules to be laid down, it is necessary to define the term multi-arrangement special purpose vehicle.
Za jasnejše razumevanje ustreznih tehničnih pravil, ki jih je treba določiti, je treba opredeliti izraz „namenska družba z več pogodbenimi dogovori“.
EIOPA has conducted open public consultations on the draft implementing technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Insurance and Reinsurance Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1094/2010 of the European Parliament and of the Council [3].
EIOPA je opravila odprta javna posvetovanja o osnutkih izvedbenih tehničnih standardov, na katerih temelji ta uredba, analizirala morebitne povezane stroške in koristi ter zaprosila za mnenje interesno skupino za zavarovanja in pozavarovanja, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1094/2010 Evropskega parlamenta in Sveta [3].
This Regulation sets out:
Ta uredba določa:
the procedures to be followed for granting and withdrawing supervisory approval to establish special purpose vehicles;
postopke za dodelitev in odvzem nadzorne odobritve za ustanovitev namenskih družb;
the procedures to be followed for cooperation and exchange of information between the supervisory authority of the Member State in which the special purpose vehicle is established and the supervisory authority of the Member State in which the insurance or reinsurance undertaking transferring risk is established;
postopke za sodelovanje in izmenjavo informacij med nadzornim organom države članice, v kateri je ustanovljena namenska družba, in nadzornim organom države članice, v kateri je ustanovljena zavarovalnica ali pozavarovalnica, ki prenaša tveganje;
the formats and templates to be used for the annual reporting of information by the special purpose vehicle.
formate in predloge za letno poročanje informacij s strani namenske družbe.
For the purposes of this Regulation, ‘multi-arrangement special purpose vehicle’ means a special purpose vehicle which assumes risks under more than one separate contractual arrangement from one or more insurance or reinsurance undertakings.
Za namene te uredbe „namenska družba z več pogodbenimi dogovori“ pomeni namensko družbo, ki od ene ali več zavarovalnic ali pozavarovalnic prevzame tveganja, povezana z več kot enim ločenim pogodbenim dogovorom.
Supervisory approval to establish special purpose vehicles
Nadzorna odobritev za ustanovitev namenskih družb
The special purpose vehicle shall seek authorisation from the supervisory authority of the Member State to establish its head office within the territory of that Member State.
Namenske družbe zaprosijo za dovoljenje nadzornega organa države članice za ustanovitev sedeža na ozemlju te države članice.
Decision of the supervisory authority
Odločitev nadzornega organa
The supervisory authority of the Member State in which the special purpose vehicle is established or is to be established shall decide on an application for authorisation within six months of the date of its receipt.
Nadzorni organ države članice, v kateri je ali naj bi bila ustanovljena namenska družba, odloči o vlogi za dovoljenje v šestih mesecih od datuma njenega prejema.
In its decision to grant supervisory approval the supervisory authority shall state the activities for which the special purpose vehicle is authorised and, where relevant, any terms and conditions relating to those activities.
Nadzorni organ v svoji odločitvi za dodelitev nadzorne odobritve navede dejavnosti, za katere velja dovoljenje namenske družbe, in po potrebi kakršne koli pogoje, povezane s temi dejavnostmi.
Any decision to refuse an authorisation shall state full reasons and shall be communicated to the applicant by the supervisory authority.
V vsaki odločitvi za zavrnitev dovoljenja se navede natančna utemeljitev, nadzorni organ pa jo sporoči prosilcu.
Demonstration and documentation requirements
Zahteve glede dokazil in dokumentacije
When applying for supervisory approval to establish, the special purpose vehicle shall demonstrate that the requirements set out in Articles 318 to 324, 326 and 327 of Delegated Regulation (EU) 2015/35 are met and that the special purpose vehicle is capable of meeting the requirements of Article 325 of Delegated Regulation (EU) 2015/35 by providing documentary evidence of that in its application.
Namenska družba s predložitvijo ustreznih dokazil k vlogi za nadzorno odobritev za ustanovitev dokaže, da so zahteve iz členov 318 do 324, 326 in 327 Delegirane uredbe (EU) 2015/35 izpolnjene ter da je zmožna izpolniti zahteve iz člena 325 Delegirane uredbe (EU) 2015/35.
When submitting an application for authorisation, the applicant shall submit, at least, the supporting documentation as set out in Annex I. The documentation shall cover the structure of the special purpose vehicle, the risk to be assumed and the funding of that special purpose vehicle.
Skupaj z vlogo za dovoljenje prosilec predloži vsaj spremno dokumentacijo iz Priloge I. Dokumentacija pokriva strukturo namenske družbe, tveganje, ki naj bi ga prevzela, in financiranje te namenske družbe.
The supervisory authority granting supervisory approval to establish the special purpose vehicle may withdraw the authorisation of that special purpose vehicle where:
Nadzorni organ, ki dodeli nadzorno odobritev za ustanovitev namenske družbe, lahko odvzame dovoljenje zadevni namenski družbi, če:
the special purpose vehicle no longer fulfils the original conditions under which the approval to establish that special purpose vehicle was granted;
namenska družba ne izpolnjuje več prvotnih pogojev, pod katerimi je bila dodeljena odobritev za ustanovitev zadevne namenske družbe;
the special purpose vehicle fails seriously in its obligations under the regulations to which it is subject.
namenska družba resno krši svoje obveznosti iz predpisov, ki veljajo zanjo.
In the case referred to in paragraph (1)(b) above, the supervisory authority shall consider the special purpose vehicle to have committed a serious failure where it does not comply with the requirement to remain fully funded and the supervisory authority considers that the special purpose vehicle cannot restore its compliance within a reasonable timeframe.
V primeru iz odstavka 1(b) zgoraj nadzorni organ šteje, da je namenska družba storila resno kršitev, če ta ne izpolnjuje zahteve o vzdrževanju višine naložb, ki pokrivajo obveznosti, ter nadzorni organ meni, da namenska družba ne more ponovno vzpostaviti skladnosti v razumnem časovnem okviru.
Any decision to withdraw authorisation shall state the full reasons and shall be communicated to the special purpose vehicle without delay.
Vsaka odločitev o odvzemu dovoljenja vsebuje celovito utemeljitev in se nemudoma sporoči namenski družbi.
Multi-arrangement special purpose vehicle
Namenska družba z več pogodbenimi dogovori
When applying for supervisory approval to establish a multi-arrangement special purpose vehicle, the applicant shall additionally demonstrate to the satisfaction of its supervisory authority that its solvency cannot be adversely affected by the winding-up proceedings of any one of the insurance or reinsurance undertakings transferring risks and that the multi-arrangement special purpose vehicle can maintain the solvency requirement at all times.
Prosilec skupaj z vlogo za nadzorno odobritev za ustanovitev namenske družbe z več pogodbenimi dogovori nadzornemu organu predloži ustrezno dokazilo, da postopki prenehanja katere koli zavarovalnice ali pozavarovalnice, ki prenaša tveganja, ne morejo negativno vplivati na njeno solventnost in da namenska družba z več pogodbenimi dogovori lahko stalno vzdržuje zahtevano solventnost.
When demonstrating that the multi-arrangement special purpose vehicle's solvency cannot be adversely affected by the winding-up proceedings of any one of the insurance or reinsurance undertakings transferring risk, the multi-arrangement special purpose vehicle shall provide sufficient supporting evidence to allow its supervisory authority to assess the multi-arrangement special purpose vehicle's overall aggregate maximum risk exposure and the aggregate maximum risk exposure of each individual contractual arrangement relating to the transfer of risk from an insurance or reinsurance undertaking.
Namenska družba z več pogodbenimi dogovori pri dokazovanju, da postopki prenehanja katere koli zavarovalnice ali pozavarovalnice, ki je nanjo prenesla tveganja, ne morejo negativno vplivati na njeno solventnost, predloži zadostna dokazila, da lahko njen nadzorni organ oceni skupno največjo izpostavljenost tveganjem namenske družbe z več pogodbenimi dogovori in skupno največjo izpostavljenost tveganjem vsakega posameznega pogodbenega dogovora v zvezi s prenosom tveganja z zavarovalnice ali pozavarovalnice.
When applying for supervisory approval to establish a multi-arrangement special purpose vehicle, the applicant shall provide sufficient supporting evidence that it satisfies the conditions set out in Articles 319 to 321 and 326 of the Implementing Measures taking into account each individual contractual arrangement in order to determine whether the multi-arrangement special purpose vehicle complies with the solvency requirements.
Kadar prosilec vloži vlogo za nadzorno odobritev za ustanovitev namenske družbe z več pogodbenimi dogovori, predloži zadostna dokazila, da izpolnjuje pogoje iz členov 319 do 321 in 326 izvedbenih ukrepov, ob upoštevanju vseh posameznih pogodbenih dogovorov, da se ugotovi, ali namenska družba z več pogodbenimi dogovori izpolnjuje solventnostne zahteve.
Where the applicant is not able to provide sufficient supporting evidence in line with the provisions of paragraphs 1 to 3, the supervisory authority shall refuse the application for the establishment of the multi-arrangement special purpose vehicle.
Če prosilec ne more predložiti zadostnih dokazil v skladu z določbami odstavkov 1 do 3, nadzorni organ zavrne vlogo za ustanovitev namenske družbe z več pogodbenimi dogovori.
Ongoing cooperation between supervisory authorities
Stalno sodelovanje med nadzornimi organi
Where the special purpose vehicle which assumes risk from an insurance or reinsurance undertaking is established in a Member State which is not the Member State in which the insurance or reinsurance undertaking is authorised, the supervisory authorities concerned shall cooperate on an ongoing basis.
Če je namenska družba, ki prevzame tveganje od zavarovalnice ali pozavarovalnice, ustanovljena v državi članici, ki ni država članica, v kateri ima dovoljenje zavarovalnica ali pozavarovalnica, zadevni nadzorni organi redno sodelujejo.
The supervisory authorities shall exchange information relevant to the exercise of supervisory tasks, including information on any planned supervisory actions against the special purpose vehicle or the insurance and reinsurance undertakings transferring risk where this may affect the supervision of that special purpose vehicle or the insurance and reinsurance undertakings transferring risk.
Nadzorni organi si izmenjujejo informacije, ki so pomembne za opravljanje nadzornih nalog, vključno z informacijami o vseh načrtovanih nadzornih ukrepih zoper namensko družbo ali zavarovalnice in pozavarovalnice, ki prenesejo tveganje, kadar lahko te vplivajo na nadzor zadevne namenske družbe ali zavarovalnic in pozavarovalnic, ki prenesejo tveganje.
In such circumstances, the supervisory authorities shall communicate without delay.
V takšnih okoliščinah se nadzorni organi brez odlašanja obveščajo med seboj.
Prior consultation before granting an authorisation
Predhodno posvetovanje pred izdajo dovoljenja
Prior to granting authorisation, the supervisory authority from which supervisory approval to establish a special purpose vehicle is sought shall consult with the supervisory authority of the Member State in which the insurance or reinsurance undertaking transferring risk is established.
Pred izdajo dovoljenja se nadzorni organ, ki je prejel vlogo za nadzorno odobritev za ustanovitev namenske družbe, posvetuje z nadzornim organom države članice, v kateri je ustanovljena zavarovalnica ali pozavarovalnica, ki prenaša tveganje.
Communication of changes
Sporočanje sprememb
The special purpose vehicle's supervisory authority shall communicate without delay any relevant information received from a special purpose vehicle according to Article 325(5) of Delegated Regulation (EU) 2015/35 relating to any changes that could affect the special purpose vehicle's compliance with the requirements set out in Articles 318 to 324, 326 and 327 of Delegated Regulation (EU) 2015/35 to the supervisory authority of the insurance or reinsurance undertaking transferring risk to that special purpose vehicle.
Nadzorni organ namenske družbe brez odlašanja sporoči vse pomembne informacije, ki jih prejme od namenske družbe v skladu s členom 325(5) Delegirane uredbe (EU) 2015/35 in se nanašajo na vse spremembe, ki bi lahko vplivale na izpolnjevanje zahtev iz členov 318 do 324, 326 in 327 Delegirane uredbe (EU) 2015/35 s strani namenske družbe, nadzornemu organu zavarovalnice ali pozavarovalnice, ki prenaša tveganje na zadevno namensko družbo.
The supervisory authority shall communicate without delay the special purpose vehicle's breach of solvency requirements.
Nadzorni organ brez odlašanja sporoči, če je namenska družba kršila solventnostne zahteve.
Communication of withdrawal of authorisation
Obveščanje o odvzemu dovoljenja
In the event of withdrawal of a special purpose vehicle's authorisation, that special purpose vehicle's supervisory authority shall notify the supervisory authority of the insurance or reinsurance undertaking transferring risk to that special purpose vehicle without delay.
V primeru odvzema dovoljenja namenski družbi nadzorni organ zadevne namenske družbe o tem brez odlašanja obvesti nadzorni organ zavarovalnice ali pozavarovalnice, ki prenaša tveganje na to namensko družbo.
Communication of the annual report
Obveščanje o letnih poročilih
The special purpose vehicle's supervisory authority shall share the annual report of the special purpose vehicle, submitted according to Article 325(3) and (4) of Delegated Regulation (EU) 2015/35, with the supervisory authority of the insurance or reinsurance undertaking transferring risk to that special purpose vehicle without delay.
Nadzorni organ namenske družbe letno poročilo namenske družbe, predloženo v skladu s členom 325(3) in (4) Delegirane uredbe (EU) 2015/35, brez odlašanja pošlje nadzornemu organu zavarovalnice ali pozavarovalnice, ki prenaša tveganje na to namensko družbo.
In case of a multi-arrangement special purpose vehicle, the multi-arrangement special purpose vehicle's supervisory authority may share with the supervisory authorities only those parts of the report that relate to the insurance and reinsurance undertaking established in the Member State of those supervisory authorities.
V primeru namenske družbe z več pogodbenimi dogovori lahko nadzorni organ namenske družbe z več pogodbenimi dogovori pošlje nadzornim organom samo tiste dele poročila, ki se nanašajo na zavarovalnico in pozavarovalnico, ki je ustanovljena v državi članici teh nadzornih organov.
Quantitative content of the annual report
Kvantitativna vsebina letnega poročila
In line with Article 325 of Delegated Regulation (EU) 2015/35, the special purpose vehicle shall submit annually to its supervisory authority quantitative information following the formats and templates, as set out in Annex II and in accordance with the instructions in Annex III, and comprising:
V skladu s členom 325 Delegirane uredbe (EU) 2015/35 namenska družba svojemu nadzornemu organu vsako leto predloži kvantitativne informacije z uporabo formatov in predlog iz Priloge II ter v skladu z navodili iz Priloge III, ki vključujejo:
content of submission, as specified in template SPV.01.01 of Annex II, according to the instructions in Annex III under the reference SPV.01.01;
vsebino poročila v skladu s predlogo SPV.01.01 Priloge II in navodili iz Priloge III pod sklicem SPV.01.01;
basic information on the special purpose vehicle, as specified in template SPV.01.02 of Annex II, according to the instructions in Annex III under the reference SPV.01.02;
osnovne informacije o namenski družbi v skladu s predlogo SPV.01.02 Priloge II in navodili iz Priloge III pod sklicem SPV.01.02;
balance sheet data of the special purpose vehicle, distinguishing the material classes of assets, liabilities and equity items, including debt or other financing mechanism issued, as specified in template SPV.02.01 of Annex II, according to the instructions in Annex III under the reference SPV.02.01;
podatke bilance stanja namenske družbe, pri čemer se ločeno navedejo pomembni razredi sredstev, obveznosti in postavk lastniškega kapitala, vključno z izdanim dolgom ali drugim izdanim mehanizmom financiranja, v skladu s predlogo SPV.02.01 Priloge II in navodili iz Priloge III pod sklicem SPV.02.01;
off-balance sheet data of the special purpose vehicle, as specified in template SPV.02.02 of Annex II, according to the instructions in Annex III under the reference SPV.02.02;
zunajbilančne podatke namenske družbe v skladu s predlogo SPV.02.02 Priloge II in navodili iz Priloge III pod sklicem SPV.02.02;
risks assumed regarding each individual contractual arrangement relating to the transfer of risk from an insurance or reinsurance undertaking, as specified in template SPV.03.01 of Annex II, according to the instructions in Annex III under the reference SPV.03.01;
tveganja, prevzeta z vsakim posameznim pogodbenim dogovorom glede prenosa tveganja z zavarovalnice ali pozavarovalnice, v skladu s predlogo SPV.03.01 Priloge II in navodili iz Priloge III pod sklicem SPV.03.01;
list of debt securities or other financing mechanism issued regarding each individual contractual arrangement relating to the transfer of risk from an insurance or reinsurance undertaking, as specified in template SPV.03.02 of Annex II, according to the instructions in Annex III under the reference SPV.03.02.
seznam izdanih dolžniških vrednostnih papirjev ali drugega mehanizma financiranja za vsak posamezen pogodbeni dogovor glede prenosa tveganja z zavarovalnice ali pozavarovalnice v skladu s predlogo SPV.03.02 Priloge II in navodili iz Priloge III pod sklicem SPV.03.02.
Qualitative content of the annual report
Kvalitativna vsebina letnega poročila
In line with Article 325 of Delegated Regulation (EU) 2015/35, the special purpose vehicle shall submit annually to its supervisory authority qualitative information covering the following:
V skladu s členom 325 Delegirane uredbe (EU) 2015/35 namenska družba svojemu nadzornemu organu vsako leto predloži kvalitativne informacije, ki vključujejo:
an adequate description of the basis, methods and assumptions used for the valuation of the assets;
ustrezen opis podlage, metod in predpostavk, uporabljenih za vrednotenje sredstev;
an adequate description of the basis, methods and assumptions used for the determination of the aggregate maximum risk exposure;
ustrezen opis podlage, metod in predpostavk, uporabljenih za določitev skupne največje izpostavljenosti tveganjem;
details of any conflicts of interest between the special purpose vehicle, the insurance or reinsurance undertakings and the providers of debt or finance;
podrobnosti o vseh navzkrižjih interesov med namensko družbo, zavarovalnicami ali pozavarovalnicami in izdajatelji dolga ali financiranja;
details of any significant transactions entered into by the special purpose vehicle during the last reporting period;
podrobnosti o vseh pomembnih transakcijah, ki jih je namenska družba sklenila tekom zadnjega obdobja poročanja;
information to demonstrate that the special purpose vehicle continues to be fully funded, including:
informacije, ki dokazujejo, da ima namenska družba ves čas naložbe v višini, ki pokrivajo obveznosti, in sicer:
a description of the risks, including liquidity risks and quantifiable risks, assumed by the special purpose vehicle;
opis tveganj, vključno z likvidnostnimi tveganji in merljivimi tveganji, ki jih je prevzela namenska družba;
information on the debt instruments issued or other financing mechanism entered into;
informacije o izdanih dolžniških instrumentih ali drugem sklenjenem mehanizmu financiranja;
if the special purpose vehicle has not continuously complied with the requirement to be fully funded during the reporting period, the special purpose vehicle shall report any relevant information on that non-compliance and its rectification according to Article 326 of Delegated Regulation (EU) 2015/35 during the reporting period;
če namenska družba v obdobju poročanja ni ves čas izpolnjevala zahteve glede naložb v višini, ki pokriva obveznosti, namenska družba sporoči vse relevantne informacije glede tega neizpolnjevanja in njegove odprave v obdobju poročanja v skladu s členom 326 Delegirane uredbe (EU) 2015/35;
qualitative information on any changes that could affect the special purpose vehicle's compliance with the requirements set out in Articles 318 to 324, 326 and 327 of Delegated Regulation (EU) 2015/35.
kvalitativne informacije o vseh spremembah, ki bi lahko vplivale na izpolnjevanje zahtev iz členov 318 do 324, 326 in 327 Delegirane uredbe (EU) 2015/35 s strani namenske družbe.
Description of the risks assumed by the special purpose vehicle
Opis tveganj, ki jih prevzame namenska družba
When describing the risks assumed, as required by Article 14, the special purpose vehicle shall provide information in the annual report on:
Pri opisu prevzetih tveganj v skladu s členom 14 namenska družba v letnem poročilu zagotovi informacije o naslednjem:
whether the risks assumed are mainly life or non-life type of risks;
ali gre pri vrsti prevzetih tveganj predvsem za življenjska ali neživljenjska tveganja;
what types of trigger events apply to those risks;
katere vrste sprožilnih dogodkov veljajo za ta tveganja;
whether a trigger event occurred in the reporting period, triggering a claim against the special purpose vehicle's assets;
ali je v obdobju poročanja prišlo do sprožilnega dogodka, zaradi česar je bila sprožena terjatev do sredstev namenske družbe;
whether any amounts arising from a claim were paid out in the reporting period, and if that is the case, how much has been paid out to date and whether the trigger event has negatively affected the special purpose vehicle's liquidity;
ali so bili v obdobju poročanja na podlagi terjatve izplačani kakršni koli zneski ter če so bili, višina dosedanjih izplačil in ali je sprožilni dogodek negativno vplival na likvidnost namenske družbe;