natgillin/translations-raw huggingface dataset:
Member States shall, for the purposes of contributing to the preparation of risk assessments pursuant to Article 7, ensure that they are able to review the effectiveness of their systems to combat money laundering or terrorist financing by maintaining comprehensive statistics on matters relevant to the effectiveness of such systems.
Države članice za namene prispevanja k pripravi ocen tveganj v skladu s členom 7 zagotovijo, da so z zbiranjem celovitih statističnih podatkov o zadevah, pomembnih za učinkovitost sistemov boja proti pranju denarja ali financiranju terorizma, sposobne preverjati učinkovitost svojih sistemov.
The statistics referred to in paragraph 1 shall include:
Statistični podatki iz odstavka 1 vključujejo:
data measuring the size and importance of the different sectors which fall within the scope of this Directive, including the number of entities and persons and the economic importance of each sector;
podatke o velikosti in pomembnosti različnih sektorjev, ki spadajo na področje uporabe te direktive, vključno s številom subjektov in oseb ter gospodarsko pomembnostjo posameznega sektorja;
data measuring the reporting, investigation and judicial phases of the national AML/CFT regime, including the number of suspicious transaction reports made to the FIU, the follow-up given to those reports and, on an annual basis, the number of cases investigated, the number of persons prosecuted, the number of persons convicted for money laundering or terrorist financing offences, the types of predicate offences, where such information is available, and the value in euro of property that has been frozen, seized or confiscated;
podatke o poročevalnih, preiskovalnih in sodnih fazah nacionalne ureditve AML/CFT, vključno s številom poročil o sumljivih transakcijah, posredovanih FIU, nadaljnjim ukrepanjem na podlagi teh poročil ter letnimi podatki o številu preiskovanih primerov, številu preganjanih oseb, številu oseb, obsojenih kaznivega dejanja pranja denarja ali kaznivega dejanja financiranja terorizma, vrsti predhodnega kaznivega dejanja, kadar je takšna informacija na voljo, in vrednosti zamrznjenega, zaseženega ali odvzetega premoženja v eurih;
if available, data identifying the number and percentage of reports resulting in further investigation, together with the annual report to obliged entities detailing the usefulness and follow-up of the reports they presented;
če so na voljo, podatke z navedbo števila in odstotka poročil, na podlagi katerih so bile uvedene nadaljnje preiskave, pri čemer se pooblaščenim subjektom pripravi letno poročilo, v katerem se podrobno opiše uporabnost in nadaljnje ukrepanje na podlagi poročil, ki so jih pripravile;
data regarding the number of cross-border requests for information that were made, received, refused and partially or fully answered by the FIU.
podatki v zvezi s številom čezmejnih zahtev po informacijah, ki jih je podala, prejela, zavrnila in nanje deloma ali v celoti odgovorila FIU.
Member States shall ensure that a consolidated review of their statistics is published.
Države članice zagotovijo, da je objavljen konsolidiran pregled njihovih statistik.
Member States shall transmit to the Commission the statistics referred to in paragraph 2.
Države članice Komisiji posredujejo statistične podatke iz odstavka 2.
POLICIES, PROCEDURES AND SUPERVISION
POLITIKE, POSTOPKI IN NADZOR
Member States shall require obliged entities that are part of a group to implement group-wide policies and procedures, including data protection policies and policies and procedures for sharing information within the group for AML/CFT purposes.
Države članice od pooblaščenih subjektov, ki so del skupine, zahtevajo, da za namene AML/CFT izvajajo politike in postopke na ravni skupine, vključno s politikami varstva podatkov ter politikami in postopki v zvezi z izmenjavo informacij znotraj skupine.
Those policies and procedures shall be implemented effectively at the level of branches and majority-owned subsidiaries in Member States and third countries.
Te politike in postopki se učinkovito izvajajo na ravni podružnic in hčerinskih družb v večinski lasti v državah članicah in tretjih državah.
Member States shall require that obliged entities that operate establishments in another Member State ensure that those establishments respect the national provisions of that other Member State transposing this Directive.
Države članice zahtevajo, da pooblaščeni subjekti, ki upravljajo podjetja v drugi državi članici, zagotovijo, da ta podjetja spoštujejo nacionalne določbe zadevne druge države članice za prenos te direktive.
Member States shall ensure that where obliged entities have branches or majority-owned subsidiaries located in third countries where the minimum AML/CFT requirements are less strict than those of the Member State, their branches and majority-owned subsidiaries located in the third country implement the requirements of the Member State, including data protection, to the extent that the third country's law so allows.
Kadar imajo pooblaščeni subjekti podružnice ali hčerinske družbe v večinski lasti v tretjih državah, v katerih so minimalne zahteve AML/CFT manj stroge kot zahteve države članice, države članice zagotovijo, da njihove podružnice in hčerinske družbe v večinski lasti v tretji državi izvajajo zahteve države članice, tudi v zvezi z varstvom podatkov, kolikor to dopušča pravo tretje države.
The Member States and the ESAs shall inform each other of instances in which a third country's law does not permit the implementation of the policies and procedures required under paragraph 1.
Države članice in evropski nadzorni organi se medsebojno obveščajo o primerih, v katerih pravo tretje države ne dovoljuje izvedbe politik in postopkov, zahtevanih na podlagi odstavka 1.
In such cases, coordinated action may be taken to pursue a solution.
V takšnih primerih se lahko usklajeno ukrepa, da bi se dosegla rešitev.
Member States shall require that, where a third country's law does not permit the implementation of the policies and procedures required under paragraph 1, obliged entities ensure that branches and majority-owned subsidiaries in that third country apply additional measures to effectively handle the risk of money laundering or terrorist financing, and inform the competent authorities of their home Member State.
Države članice zahtevajo, da takrat, kadar pravo tretje države ne dovoljuje izvedbe politik in postopkov iz odstavka 1, pooblaščeni subjekti zagotovijo, da podružnice ali hčerinske družbe v večinski lasti v zadevni tretji državi uporabljajo dodatne ukrepe, s katerimi učinkovito obvladujejo tveganje pranja denarja ali financiranja terorizma, in o tem obvestijo pristojne organe njihove matične države članice.
If the additional measures are not sufficient, the competent authorities of the home Member State shall exercise additional supervisory actions, including requiring that the group does not establish or that it terminates business relationships, and does not undertake transactions and, where necessary, requesting the group to close down its operations in the third country.
Če dodatni ukrepi ne zadostujejo, pristojni organi matične države članice izvedejo dodatne nadzorne ukrepe, vključno s tem, da od skupine zahtevajo, da ne vzpostavi poslovnih odnosov ali jih prekine, da ne izvede transakcij in da, kadar je to potrebno, preneha z delovanjem v tretji državi.
The ESAs shall develop draft regulatory technical standards specifying the type of additional measures referred to in paragraph 5 and the minimum action to be taken by credit institutions and financial institutions where a third country's law does not permit the implementation of the measures required under paragraphs 1 and 3.
6.
The ESAs shall submit the draft regulatory technical standards referred to in the first subparagraph to the Commission by 26 December 2016.
Evropski nadzorni organi razvijejo osnutke regulativnih tehničnih standardov, ki določajo vrsto dodatnih ukrepov iz odstavka 5 in minimalne ukrepe, ki jih sprejmejo kreditne institucije in finančne institucije, kadar pravo tretje države ne dovoljuje izvedbe ukrepov iz odstavkov 1 in 3.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in paragraph 6 of this Article in accordance with Articles 10 to 14 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 and (EU) No 1095/2010.
Evropski nadzorni organi osnutke regulativnih tehničnih standardov iz prvega pododstavka Komisiji predložijo do 26. decembra 2016.
Member States shall ensure that the sharing of information within the group is allowed.
Na Komisijo se prenese pooblastilo za sprejetje regulativnih tehničnih standardov iz odstavka 6 tega člena v skladu s členi 10 do 14 uredb (EU) št. 1093/2010, (EU) št. 1094/2010 in (EU) št. 1095/2010.
Information on suspicions that funds are the proceeds of criminal activity or are related to terrorist financing reported to the FIU shall be shared within the group, unless otherwise instructed by the FIU.
Države članice zagotovijo, da je dovoljena izmenjava informacij znotraj skupine.
Member States may require electronic money issuers as defined in point (3) of Article 2 of Directive 2009/110/EC and payment service providers as defined in point (9) of Article 4 of Directive 2007/64/EC established on their territory in forms other than a branch, and whose head office is situated in another Member State, to appoint a central contact point in their territory to ensure, on behalf of the appointing institution, compliance with AML/CFT rules and to facilitate supervision by competent authorities, including by providing competent authorities with documents and information on request.
Informacije o sredstvih, za katera se sumi, da so premoženjska korist, pridobljena s kaznivimi dejanji, ali povezana s financiranjem terorizma, prijavljene FIU, se delijo znotraj skupine, razen če FIU da drugačna navodila.
The ESAs shall develop draft regulatory technical standards on the criteria for determining the circumstances in which the appointment of a central contact point pursuant to paragraph 9 is appropriate, and what the functions of the central contact points should be.
Države članice lahko od izdajateljev elektronskega denarja, kot so opredeljeni v točki 3 člena 2 Direktive 2009/110/ES ter ponudnikov plačilnih storitev, kot so opredeljeni v točki 9 člena 4 Direktive 2007/64/ES, ki so vzpostavljeni na njihovem ozemlju v obliki, ki ni podružnica, in katerih sedež je v drugi državi članici, zahtevajo, da na njihovem ozemlju imenujejo osrednjo kontaktno točko, ki v imenu institucije, ki jo imenuje, zagotavlja skladnost s pravili AML/CFT in omogoča lažji nadzor s strani pristojnih organov, tudi s posredovanjem listin in informacij pristojnim organom na zahtevo.
The ESAs shall submit the draft regulatory technical standards referred to in the first subparagraph to the Commission by 26 June 2017.
10.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in paragraph 10 of this Article in accordance with Articles 10 to 14 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 and (EU) No 1095/2010.
Evropski nadzorni organi razvijejo osnutek regulativnih tehničnih standardov o merilih za določitev okoliščin, v katerih je primerno imenovanje osrednje kontaktne točke v skladu z odstavkom 9, in opredelitev funkcij osrednjih kontaktnih točk.
Article 46
Evropski nadzorni organi osnutke regulativnih tehničnih standardov iz prvega pododstavka Komisiji predložijo do 26. junija 2017.
Member States shall require that obliged entities take measures proportionate to their risks, nature and size so that their employees are aware of the provisions adopted pursuant to this Directive, including relevant data protection requirements.
Na Komisijo se prenese pooblastilo za sprejetje regulativnih tehničnih standardov iz odstavka 10 tega člena v skladu s členi 10 do 14 uredb (EU) št. 1093/2010, (EU) št. 1094/2010 in (EU) št. 1095/2010.
Those measures shall include participation of their employees in special ongoing training programmes to help them recognise operations which may be related to money laundering or terrorist financing and to instruct them as to how to proceed in such cases.
Člen 46
Where a natural person falling within any of the categories listed in point (3) of Article 2(1) performs professional activities as an employee of a legal person, the obligations in this Section shall apply to that legal person rather than to the natural person.
Države članice zahtevajo, da pooblaščeni subjekti sprejmejo ukrepe, ki so sorazmerni z njihovimi tveganji, naravo in velikostjo, s čimer zagotovijo, da so njihovi zaposleni seznanjeni z določbami, sprejetimi v skladu s to direktivo, vključno z ustreznimi zahtevami glede varstva podatkov.
Member States shall ensure that obliged entities have access to up-to-date information on the practices of money launderers and financers of terrorism and on indications leading to the recognition of suspicious transactions.
Ti ukrepi vključujejo udeležbo njihovih zaposlenih v posebnih stalnih programih usposabljanja, da bi lažje prepoznali transakcije, ki bi lahko bile povezane s pranjem denarja ali financiranjem terorizma, ter da bi se naučili ukrepati v takšnih primerih.
Member States shall ensure that, where practicable, timely feedback on the effectiveness of and follow-up to reports of suspected money laundering or terrorist financing is provided to obliged entities.
Kadar fizična oseba, ki spada v katero koli od kategorij iz točke 3 člena 2(1), poklicno dejavnost izvaja kot zaposlena pri pravni osebi, se obveznosti iz tega oddelka nanašajo na pravno osebo in ne na fizično osebo.
Member States shall require that, where applicable, obliged entities identify the member of the management board who is responsible for the implementation of the laws, regulations and administrative provisions necessary to comply with this Directive.
Države članice zagotovijo, da imajo pooblaščeni subjekti dostop do posodobljenih informacij o ravnanjih oseb, ki perejo denar, in tistih, ki financirajo terorizem, ter o kazalnikih za prepoznavanje sumljivih transakcij.
Supervision
Države članice, kadar je to mogoče, pooblaščenim subjektom zagotovijo pravočasne povratne informacije o učinkovitosti in nadaljnjem ukrepanju v zvezi s poročili o sumih pranja denarja in financiranja terorizma.
Article 47
Države članice zahtevajo, da pooblaščeni subjekti – kadar je ustrezno – identificirajo člana upravnega odbora, ki je odgovoren za izvajanje zakonov in drugih predpisov, potrebnih za uskladitev s to direktivo.
Member States shall provide that currency exchange and cheque cashing offices and trust or company service providers be licensed or registered and providers of gambling services be regulated.
Nadzor
Member States shall require competent authorities to ensure that the persons who hold a management function in the entities referred to in paragraph 1, or are the beneficial owners of such entities, are fit and proper persons.
Člen 47
With respect to the obliged entities referred to in point (3)(a), (b) and (d) of Article 2(1), Member States shall ensure that competent authorities take the necessary measures to prevent criminals convicted in relevant areas or their associates from holding a management function in or being the beneficial owners of those obliged entities.
Države članice zagotovijo, da menjalnice in družbe, ki unovčujejo čeke, ter izvajalci storitve za sklade in družbe pridobijo licenco ali so registrirane ter da se regulirajo tudi ponudniki storitev iger na srečo.
Article 48
Države članice zahtevajo, da pristojni organi zagotovijo, da so osebe, ki so na vodstvenem položaju v subjektih iz odstavka 1, ali osebe, ki so dejanski lastniki takšnih subjektov, sposobne in primerne osebe.
Member States shall require the competent authorities to monitor effectively, and to take the measures necessary to ensure, compliance with this Directive.
Kar zadeva pooblaščene subjekte iz točke 3(a), (b) in (d) člena 2(1), države članice zagotovijo, da pristojni organi sprejmejo potrebne ukrepe, s katerimi storilcem kaznivih dejanj, obsojenih na relevantnih področjih, ali njihovim sodelavcem preprečijo, da bi bili na vodstvenem položaju ali dejanski lastniki teh pooblaščenih subjektov.
Member States shall ensure that the competent authorities have adequate powers, including the power to compel the production of any information that is relevant to monitoring compliance and perform checks, and have adequate financial, human and technical resources to perform their functions.
Člen 48
Member States shall ensure that staff of those authorities maintain high professional standards, including standards of confidentiality and data protection, that they are of high integrity and are appropriately skilled.
Države članice zahtevajo, da pristojni organi učinkovito spremljajo skladnost s to direktivo in sprejmejo ukrepe, potrebne za zagotovitev te skladnosti.
In the case of credit institutions, financial institutions, and providers of gambling services, competent authorities shall have enhanced supervisory powers.
Države članice zagotovijo, da imajo pristojni organi ustrezna pooblastila, vključno s pristojnostjo, da zahtevajo vse informacije o spremljanju skladnosti s predpisi in izvajajo preglede, ter imajo ustrezne finančne, človeške in tehnične vire za opravljanje svojih nalog.
Member States shall ensure that competent authorities of the Member State in which the obliged entity operates establishments supervise that those establishments respect the national provisions of that Member State transposing this Directive.
Države članice zagotovijo, da osebje teh organov vzdržuje visoko raven poklicnih standardov, vključno s standardi zaupnosti in varstva podatkov, da ima osebje integriteto ter da je ustrezno usposobljeno.
In the case of the establishments referred to in Article 45(9), such supervision may include the taking of appropriate and proportionate measures to address serious failings that require immediate remedies.
Za kreditne institucije in finančne institucije ter ponudnike storitev iger na srečo imajo pristojni organi širša pooblastila za nadzor.
Those measures shall be temporary and be terminated when the failings identified are addressed, including with the assistance of or in cooperation with the competent authorities of the home Member State of the obliged entity, in accordance with Article 45(2).
Države članice zagotovijo, da pristojni organi države članice, v kateri pooblaščeni subjekt upravlja podjetja, nadzorujejo, da ta podjetja spoštujejo nacionalne določbe te države članice za prenos te direktive.
Member States shall ensure that the competent authorities of the Member State in which the obliged entity operates establishments shall cooperate with the competent authorities of the Member State in which the obliged entity has its head office, to ensure effective supervision of the requirements of this Directive.
Takšen nadzor lahko v primeru podjetij iz člena 45(9) vključuje sprejetje ustreznih in sorazmernih ukrepov za obravnavanje resnih pomanjkljivosti, ki zahtevajo takojšnjo odpravo.
Member States shall ensure that when applying a risk-based approach to supervision, the competent authorities:
Ti ukrepi so začasni in se prenehajo, ko se opredeljene pomanjkljivosti odpravijo, vključno s pomočjo pristojnih organov matične države članice pooblaščenega subjekta ali v sodelovanju z njimi, skladno s členom 45(2).
have a clear understanding of the risks of money laundering and terrorist financing present in their Member State;
Države članice zagotovijo, da pristojni organi države članice, v kateri pooblaščeni subjekt upravlja podjetja, sodelujejo s pristojnimi organi države članice, v kateri ima pooblaščeni subjekt sedež, da bi se zagotovil učinkovit nadzor nad zahtevami te direktive.
have on-site and off-site access to all relevant information on the specific domestic and international risks associated with customers, products and services of the obliged entities; and
Države članice zagotovijo, da pristojni organi pri uporabi na tveganju temelječega pristopa k nadzoru:
base the frequency and intensity of on-site and off-site supervision on the risk profile of obliged entities, and on the risks of money laundering and terrorist financing in that Member State.
jasno razumejo tveganja pranja denarja in financiranja terorizma v njihovi državi članici;
The assessment of the money laundering and terrorist financing risk profile of obliged entities, including the risks of non-compliance, shall be reviewed both periodically and when there are major events or developments in their management and operations.
imajo dostop do vseh relevantnih informacij o specifičnih domačih in mednarodnih tveganjih, povezanih s strankami, produkti in storitvami pooblaščenih subjektov, na kraju samem in zunaj njega ter
Member States shall ensure that competent authorities take into account the degree of discretion allowed to the obliged entity, and appropriately review the risk assessments underlying this discretion, and the adequacy and implementation of its internal policies, controls and procedures.
pogostost in intenzivnost nadzora na kraju samem in zunaj njega temeljita na profilu tveganja pooblaščenih subjektov ter na tveganjih pranja denarja in financiranja terorizma v državi članici.
In the case of the obliged entities referred to in point (3)(a), (b) and (d) of Article 2(1), Member States may allow the functions referred to in paragraph 1 of this Article to be performed by self-regulatory bodies, provided that those self-regulatory bodies comply with paragraph 2 of this Article.
Ocena profila tveganja pooblaščenih subjektov glede pranja denarja in financiranja terorizma, vključno s tveganji neskladnosti s predpisi, se pregleduje redno ter ob pomembnih dogodkih ali spremembah v njihovem vodenju in dejavnostih.
By 26 June 2017, the ESAs shall issue guidelines addressed to competent authorities in accordance with Article 16 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 and (EU) No 1095/2010 on the characteristics of a risk-based approach to supervision and the steps to be taken when conducting supervision on a risk-based basis.
Države članice zagotovijo, da pristojni organi upoštevajo stopnjo prostega preudarka, ki je dovoljena za pooblaščeni subjekt, ter ustrezno pregledajo ocene tveganj, na katerih temelji ta stopnja, ter ustreznost in izvajanje njegovih notranjih politik, kontrol in postopkov.
Cooperation
Za pooblaščene subjekte iz točke 3(a), (b) in (d) člena 2(1) lahko države članice dovolijo, da naloge iz odstavka 1 tega člena opravljajo samoregulativni organi, pod pogojem, da ti samoregulativni organi izpolnjujejo odstavek 2 tega člena.
Subsection I
10.
National cooperation
Evropski nadzorni organi do 26. junija 2017 v skladu s členom 16 uredb (EU) št. 1093/2010, (EU) št. 1094/2010 in (EU) št. 1095/2010 izdajo smernice, naslovljene na pristojne organe, o značilnostih na tveganju temelječega pristopa k nadzoru in ukrepih, ki jih je treba sprejeti pri izvajanju na tveganju temelječega nadzora.
Article 49
Sodelovanje
Member States shall ensure that policy makers, the FIUs, supervisors and other competent authorities involved in AML/CFT have effective mechanisms to enable them to cooperate and coordinate domestically concerning the development and implementation of policies and activities to combat money laundering and terrorist financing, including with a view to fulfilling their obligation under Article 7.
Pododdelek I
Subsection II
Nacionalno sodelovanje
Cooperation with the ESAs
Člen 49
Article 50
Države članice zagotovijo, da imajo oblikovalci politike, FIU, nadzorni organi in drugi pristojni organi, ki sodelujejo pri AML/CFT, učinkovite mehanizme, ki jim omogočajo sodelovanje in usklajevanje na domači ravni glede razvoja in izvajanja politik in dejavnosti za boj proti pranju denarja in financiranju terorizma, tudi zaradi izpolnjevanja obveznosti v skladu s členom 7.
The competent authorities shall provide the ESAs with all the information necessary to allow them to carry out their duties under this Directive.
Pododdelek II
Subsection III
Sodelovanje z evropskimi nadzornimi organi
Cooperation between FIUs and with the Commission
Člen 50