natgillin/translations-raw huggingface dataset:
In order to ensure uniform disclosure of data but also to take account of the specificities of different types of SFTs and total return swaps, ESMA may, taking into account the requirements laid down in Directives 2009/65/EC and 2011/61/EU as well as evolving market practices, develop draft regulatory technical standards further specifying the content of Section A of the Annex.
V prospektu KNPVP iz člena 69 Direktive 2009/65/ES in razkritjih UAIS vlagateljem iz člena 23(1) in (3) Direktive 2011/61/EU je navedeno, za uporabo katerih poslov financiranja z vrednostnimi papirji in zamenjave celotnega donosa so družbe za upravljanje KNPVP ali investicijske družbe KNPVP oziroma UAIS pridobile dovoljenje, vanje pa je vključena tudi jasna izjava, da se te transakcije in instrumenti uporabljajo.
Article 14
Prospekt in razkritje vlagateljem iz odstavka 1 vključujeta podatke iz oddelka B Priloge.
Transparency of collective investment undertakings in pre-contractual documents
Zaradi upoštevanja napredka v tržnih praksah ali da se zagotovi enotnost pri razkrivanju podatkov lahko ESMA ob upoštevanju zahtev iz direktiv 2009/65/ES in 2011/61/EU pripravi osnutke regulativnih tehničnih standardov, kjer podrobneje določi vsebino oddelka B Priloge.
The UCITS prospectus referred to in Article 69 of Directive 2009/65/EC, and the disclosure by AIFMs to investors referred to in Article 23(1) and (3) of Directive 2011/61/EU shall specify the SFT and total return swaps which UCITS management companies or UCITS investment companies, and AIFMs respectively, are authorised to use and include a clear statement that those transactions and instruments are used.
ESMA pri pripravi osnutkov regulativnih tehničnih standardov iz prvega pododstavka upošteva potrebo po zagotovitvi zadostnega obdobja pred začetkom njihove uporabe.
The prospectus and the disclosure to investors referred to in paragraph 1 shall include the data provided for in Section B of the Annex.
POGLAVJE V
In order to reflect evolving market practices or to ensure uniform disclosure of data, ESMA may, taking into account the requirements laid down in Directives 2009/65/EC and2011/61/EU, develop draft regulatory technical standards further specifying the content of Section B of the Annex.
PREGLEDNOST PONOVNE UPORABE
In preparing the draft regulatory technical standards referred to in the first subparagraph, ESMA shall take into account the need to allow for a sufficient time before their application.
Člen 15
CHAPTER V
Ponovna uporaba finančnih instrumentov, prejetih na podlagi dogovora o zavarovanju s premoženjem
TRANSPARENCY OF REUSE
Nasprotne stranke imajo pravico do ponovne uporabe finančnih instrumentov, prejetih kot zavarovanje s premoženjem, le, če sta izpolnjena naslednja pogoja:
Article 15
nasprotna stranka prejemnica je nasprotno stranko ponudnico ustrezno pisno obvestila o tveganjih in posledicah, ki so lahko povezani z enim od naslednjega:
Reuse of financial instruments received under a collateral arrangement
podajo soglasja za pravico do uporabe zavarovanja iz dogovora o zavarovanju z vrednostnimi papirji v skladu s členom 5 Direktive 2002/47/ES;
Any right of counterparties to reuse financial instruments received as collateral shall be subject to at least both of the following conditions:
sklenitvijo dogovora o prenosu lastniške pravice na zavarovanju;
the providing counterparty has been duly informed in writing by the receiving counterparty of the risks and consequences that may be involved in one of the following:
nasprotna stranka ponudnica je predhodno podala izrecno soglasje, kar pisno ali na zakonsko enakovreden način dokazuje podpis dogovora o zavarovanju z vrednostnimi papirji s strani nasprotne stranke ponudnice, katerega pogoji zagotavljajo pravico do uporabe v skladu s členom 5 Direktive 2002/47/ES, ali pa se je izrecno strinjala, da bo zagotovila zavarovanje s premoženjem z dogovorom o prenosu lastniške pravice na zavarovanju.
granting consent to a right of use of collateral provided under a security collateral arrangement in accordance with Article 5 of Directive 2002/47/EC;
V zvezi s točko (a) prvega pododstavka se nasprotno stranko ponudnico pisno obvesti vsaj o tveganjih in posledicah, do katerih lahko pride v primeru, da nasprotna stranka prejemnica postane neplačnik.
concluding a title transfer collateral arrangement;
Nasprotne stranke uveljavljajo pravico do ponovne uporabe le, če sta izpolnjena oba naslednja pogoja:
the providing counterparty has granted its prior express consent, as evidenced by a signature, in writing or in a legally equivalent manner, of the providing counterparty to a security collateral arrangement, the terms of which provide a right of use in accordance with Article 5 of Directive 2002/47/EC, or has expressly agreed to provide collateral by way of a title transfer collateral arrangement.
ponovna uporaba se opravi v skladu s pogoji, določenimi v dogovoru o zavarovanju s premoženjem iz točke (b) odstavka 1;
With regard to point (a) of the first subparagraph, the providing counterparty shall at least be informed in writing of the risks and consequences that may arise in the event of the default of the receiving counterparty.
finančni instrumenti, prejeti na podlagi dogovora o zavarovanju s premoženjem, se prenesejo z računa nasprotne stranke ponudnice.
Any exercise by counterparties of their right to reuse shall be subject to at least both of the following conditions:
Z odstopanjem od točke (b) prvega pododstavka se v primeru, kadar ima nasprotna stranka dogovora o zavarovanju s premoženjem sedež v tretji državi in se račun nasprotne stranke, ki zagotavlja zavarovanje s premoženjem, vodi v tretji državi in zanj velja pravo te države, ponovna uporaba dokazuje bodisi na podlagi prenosa z računa nasprotne stranke ponudnice bodisi na drug ustrezen način.
reuse is undertaken in accordance with the terms specified in the collateral arrangement referred to in point (b) of paragraph 1;
Ta člen ne posega v strožje sektorsko pravo, zlasti ne v direktivi 2009/65/ES in 2014/65/EU, ter v nacionalno pravo, ki naj bi zagotavljalo višjo stopnjo zaščite za nasprotne stranke ponudnice.
the financial instruments received under a collateral arrangement are transferred from the account of the providing counterparty.
Ta člen ne vpliva na nacionalno pravo, kar zadeva veljavnost ali učinek posla.
By way of derogation from point (b) of the first subparagraph, where a counterparty to a collateral arrangement is established in a third country and the account of the counterparty providing the collateral is maintained in and subject to the law of a third country, the reuse shall be evidenced either by a transfer from the account of the providing counterparty or by other appropriate means.
POGLAVJE VI
This Article is without prejudice to stricter sectoral legislation, in particular to Directives 2009/65/EC and 2014/65/EU, and to national law that aims to ensure a higher level of protection for providing counterparties.
NADZOR IN PRISTOJNI ORGANI
This Article shall not affect national law concerning the validity or effect of a transaction.
Člen 16
CHAPTER VI
Imenovanje in pooblastila pristojnih organov
SUPERVISION AND COMPETENT AUTHORITIES
Za namene te uredbe so pristojni organi naslednji:
Article 16
za finančne nasprotne stranke, pristojni organi ali nacionalni pristojni organi v smislu uredb (EU) št. 648/2012, (EU) št. 1024/2013 in (EU) št. 909/2014 ter direktiv 2003/41/ES, 2009/65/ES, 2011/61/EU, 2013/36/EU in 2014/65/EU, in nadzorni organi v smislu Direktive 2009/138/ES;
Designation and powers of competent authorities
za nefinančne nasprotne stranke, pristojni organi, imenovani v skladu s členom 10(5) Uredbe (EU) št. 648/2012;
For the purpose of this Regulation, competent authorities shall comprise the following:
za namene členov 13 in 14 te uredbe, kar zadeva družbe za upravljanje KNPVP in investicijske družbe KNPVP, pristojni organi, imenovani v skladu s členom 97 Direktive 2009/65/ES;
for financial counterparties, competent authorities or national competent authorities within the meaning of Regulations (EU) No 648/2012, (EU) No 1024/2013 and (EU) No 909/2014 and of Directives 2003/41/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU and 2014/65/EU, and the supervisory authorities within the meaning of Directive 2009/138/EC;
za namene členov 13 in 14 te uredbe, kar zadeva UAIS, pristojni organi, imenovani v skladu s členom 44 Direktive 2011/61/EU.
for non-financial counterparties, the competent authorities designated in accordance with Article 10(5) of Regulation (EU) No 648/2012;
Pristojni organi izvajajo pooblastila, ki so nanje prenesena z določbami iz odstavka 1, in nadzorujejo spoštovanje obveznosti iz te uredbe.
for the purpose of Articles 13 and 14 of this Regulation, concerning UCITS management companies and UCITS investment companies, the competent authorities designated in accordance with Article 97 of Directive 2009/65/EC;
Pristojni organi iz točk (c) in (d) odstavka 1 tega člena spremljajo družbe za upravljanje KNPVP, investicijske družbe KNPVP in AIS, ki imajo sedež na njihovem ozemlju, z namenom preverjanja, da ti ne uporabljajo poslov financiranja z vrednostnimi papirji ali zamenjave celotnega donosa, razen če upoštevajo člena 13 in 14.
for the purpose of Articles 13 and 14 of this Regulation, concerning AIFMs, the competent authorities designated in accordance with Article 44 of Directive 2011/61/EU.
Člen 17
The competent authorities shall exercise the powers conferred on them by the provisions referred to in paragraph 1 and shall supervise compliance with the obligations laid down in this Regulation.
Sodelovanje med pristojnimi organi
The competent authorities referred to in points (c) and (d) of paragraph 1 of this Article shall monitor UCITS management companies, UCITS investment companies and AIFMs established in their territories to verify that they do not use SFTs and total return swaps, unless they comply with Articles 13 and 14.
Pristojni organi iz člena 16 in ESMA tesno sodelujejo med seboj ter si izmenjavajo informacije za namene opravljanja svojih dolžnosti v skladu s to uredbo, zlasti za odkrivanje in odpravo kršitev te uredbe.
Article 17
Pristojni organ lahko zavrne zahtevo za sodelovanje in izmenjavo informacij v skladu z odstavkom 1 samo v eni od naslednjih izjemnih okoliščin:
Cooperation between competent authorities
kadar so bili pred organi države članice pristojnega organa, ki je prejel zahtevo, že sproženi sodni postopki v zvezi z istimi dejanji in proti istim osebam; ali
The competent authorities referred to in Article 16 and ESMA shall cooperate closely with each other and exchange information for the purpose of carrying out their duties pursuant to this Regulation, in particular in order to identify and remedy infringements of this Regulation.
kadar je bila takim osebam za ista dejanja že vročena pravnomočna sodba v državi članici pristojnega organa, ki je prejel zahtevo.
A competent authority may refuse to act on a request to cooperate and exchange information in accordance with paragraph 1 only in either of the following exceptional circumstances:
V primeru takšne zavrnitve pristojni organ ustrezno uradno obvesti organ, ki je vložil zahtevo, in ESMA, pri čemer navede čim podrobnejše informacije.
where judicial proceedings have already been initiated in respect of the same actions and against the same persons before the authorities of the Member State of the competent authority receiving the request; or
Subjekti iz člena 12(2) in zadevne članice ESCB tesno sodelujejo pod pogoji iz tega odstavka.
where a final judgment has already been delivered in relation to such persons for the same actions in the Member State of the competent authority receiving the request.
Takšno tesno sodelovanje je zaupno in pogojeno z upravičeno zahtevo, ki jo podajo ustrezni pristojni organi, ter poteka samo zato, da se tem organom omogoči izpolnjevanje njihovih odgovornosti;
In the case of such a refusal, the competent authority shall notify the requesting authority and ESMA accordingly, providing as detailed information as possible.
Ne glede na prvi in drugi pododstavek se lahko članice ESCB odločijo, da zavrnejo posredovanje informacij, kadar so posli, v katerih so udeležene, del opravljanja njihovih nalog v vlogi monetarnih organov.
The entities referred to in Article 12(2) and the relevant members of ESCB shall cooperate closely in accordance with the conditions laid down in this paragraph.
Zadevna članica ESCB v primeru zavrnitve iz tretjega pododstavka o tej zavrnitvi skupaj z ustrezno zadevno utemeljitvijo uradno obvesti organ, ki je vložil zahtevo.
Such cooperation shall be confidential and conditional upon a justified request from the relevant competent authorities, and only with a view to enabling those authorities to fulfil their respective responsibilities.
Člen 18
Notwithstanding the first and second subparagraphs the members of the ESCB may refuse to provide information where the transactions are entered into by them in the performance of their functions as monetary authorities.
Poklicna skrivnost
In the case of a refusal as referred to in the third subparagraph, the relevant member of the ESCB shall notify the requesting authority of that refusal together with the justification therefor.
Za vse zaupne informacije, ki se prejmejo, izmenjajo ali posredujejo na podlagi te uredbe, veljajo pogoji o varovanju poklicne skrivnosti iz odstavkov 2 in 3.
Article 18
Obveznost varovanja poklicne skrivnosti velja za vse osebe, ki delajo ali so delale za subjekte iz člena 12(2) in pristojne organe iz člena 16, velja pa tudi za ESMA, EBA in EIOPA ter za revizorje in strokovnjake, ki delujejo po navodilih pristojnih organov ali ESMA, EBA in EIOPA.
Professional secrecy
Brez poseganja v zadeve, za katere se uporablja nacionalno kazensko ali davčno pravo ali ta uredba, se nobena zaupna informacija, ki jo te osebe prejmejo pri opravljanju svojih dolžnosti, ne sme razkriti nobeni osebi ali organu, razen v obliki povzetka ali združeni obliki, tako da posamezne nasprotne stranke, repozitorija sklenjenih poslov ali katere koli druge osebe ni mogoče prepoznati.
Any confidential information received, exchanged or transmitted pursuant to this Regulation shall be subject to the conditions of professional secrecy laid down in paragraphs 2 and 3.
Brez poseganja v nacionalno kazensko ali davčno pravo lahko pristojni organi, ESMA, EBA, EIOPA ter drugi organi ali fizične ali pravne osebe, ki niso pristojni organi, ob prejemu zaupnih informacij v skladu s to uredbo te informacije uporabijo samo pri opravljanju svojih dolžnosti in izvajanju svojih funkcij, in sicer če gre za pristojne organe, v okviru področja uporabe te uredbe, če pa gre za druge organe ali fizične ali pravne osebe, za namene, za katere so jim bile te informacije posredovane, in/ali v okviru upravnega ali sodnega postopka, ki se izrecno nanaša na izvajanje teh funkcij.
The obligation of professional secrecy shall apply to all persons who work or have worked for the entities referred to in Article 12(2) and the competent authorities referred to in Article 16, for ESMA, EBA and EIOPA, or for auditors and experts instructed by the competent authorities or ESMA, EBA and EIOPA.
Organ, ki prejme te informacije, jih lahko uporabi v druge nekomercialne namene, če ESMA, EBA, EIOPA, pristojni organ ali drug organ, subjekt ali oseba, ki te informacije sporoči, s tem soglaša.
No confidential information that those persons receive in the course of their duties shall be divulged to any person or authority, except in summary or aggregate form such that an individual counterparty, trade repository or any other person cannot be identified, without prejudice to national criminal or tax law or to this Regulation.
Odstavka 2 in 3 ne preprečujeta ESMA, EBA, EIOPA, pristojnim organom ali zadevnim centralnim bankam, da bi izmenjali ali posredovali zaupne informacije v skladu s to uredbo in drugo zakonodajo, ki se uporablja za investicijska podjetja, kreditne institucije, pokojninske sklade, zavarovalne in pozavarovalne posrednike, zavarovalnice, regulirane trge ali upravljavce trga, ali drugače s privolitvijo pristojnega organa ali drugega organa ali subjekta ali fizične ali pravne osebe, ki je te informacije sporočila.
Without prejudice to national criminal or tax law, the competent authorities, ESMA, EBA, EIOPA, bodies or natural or legal persons other than competent authorities, which receive confidential information pursuant to this Regulation may use it only in the performance of their duties and for the exercise of their functions, in the case of the competent authorities, within the scope of this Regulation or, in the case of other authorities, bodies or natural or legal persons, for the purpose for which such information was provided to them or in the context of administrative or judicial proceedings specifically relating to the exercise of those functions, or both.
Odstavka 2 in 3 pristojnim organom ne preprečujeta, da bi v skladu z nacionalnim pravom izmenjali ali posredovali zaupne informacije, ki jih niso dobili od pristojnega organa druge države članice.
Where ESMA, EBA, EIOPA, the competent authority or another authority, body or person communicating information consents thereto, the authority receiving the information may use it for other non-commercial purposes.
POGLAVJE VII
Paragraphs 2 and 3 shall not prevent ESMA, EBA, EIOPA, the competent authorities or the relevant central banks from exchanging or transmitting confidential information in accordance with this Regulation and with other legislation applicable to investment firms, credit institutions, pension funds, insurance and reinsurance intermediaries, insurance undertakings, regulated markets or market operators or otherwise with the consent of the competent authority or other authority or body or natural or legal person that communicated the information.
ODNOSI S TRETJIMI DRŽAVAMI
Paragraphs 2 and 3 shall not prevent the competent authorities from exchanging or transmitting confidential information, in accordance with national law, that has not been received from a competent authority of another Member State.
Člen 19
CHAPTER VII
Enakovrednost in priznanje repozitorijev sklenjenih poslov
RELATIONSHIP WITH THIRD COUNTRIES
Komisija lahko sprejme izvedbene akte, v katerih določi, da morata pravna in nadzorna ureditev v tretji državi zagotavljati, da:
Article 19
repozitoriji sklenjenih poslov, ki jim je bilo v tej tretji državi izdano dovoljenje, izpolnjujejo pravno zavezujoče zahteve, ki so enakovredne zahtevam iz te uredbe;
Equivalence and recognition of trade repositories
sta v tej tretji državi vzpostavljena stalen učinkovit nadzor nad repozitoriji sklenjenih poslov in učinkovito izvrševanje njihovih obveznosti;
The Commission may adopt implementing acts determining that the legal and supervisory arrangements of a third country ensure that:
obstajajo jamstva glede varovanja poklicne skrivnosti – vključno z varstvom poslovnih skrivnosti, ki jih organi delijo s tretjimi osebami –, ter da so ta jamstva najmanj enakovredna jamstvom, določenim v tej uredbi, in
trade repositories authorised in that third country comply with legally binding requirements which are equivalent to those laid down in this Regulation;
za repozitorije sklenjenih poslov, ki jim je bilo v tej tretji državi izdano dovoljenje, velja pravno zavezujoča in izvršljiva obveznost, da subjektom iz člena 12(2) omogočijo neposreden in takojšen dostop do podatkov.
effective supervision of trade repositories and effective enforcement of their obligations takes place in that third country on an ongoing basis;
V izvedbenem aktu iz prvega pododstavka so opredeljeni tudi zadevni organi tretjih držav, ki imajo pravico dostopa do podatkov o poslih financiranja z vrednostnimi papirji, shranjenih v repozitorijih sklenjenih poslov s sedežem v Uniji.
guarantees of professional secrecy exist, including the protection of business secrets shared with third parties by the authorities, and those guarantees are at least equivalent to those laid down in this Regulation; and
Izvedbeni akt iz prvega pododstavka tega odstavka se sprejme v skladu s postopkom pregleda iz člena 31(2).
trade repositories authorised in that third country are subject to a legally binding and enforceable obligation to give direct and immediate access to the data to the entities referred to in Article 12(2).
Kadar za repozitorije sklenjenih poslov, ki jim je bilo v tej tretji državi izdano dovoljenje, v notranjem pravu tretje države ne velja pravno zavezujoča in izvršljiva obveznost, da subjektom iz člena 12(2) omogočijo neposreden in takojšen dostop do podatkov, Komisija Svetu predloži priporočila za pogajanja o mednarodnih sporazumih s temi tretjimi državami glede medsebojnega dostopa do informacij o poslih financiranja z vrednostnimi papirji, shranjenih v repozitorijih sklenjenih poslov s sedežem v tej tretji državi, in glede izmenjave teh informacij, da bi tako zagotovili, da imajo vsi subjekti iz člena 12(2) neposreden in takojšen dostop do vseh informacij, ki jih potrebujejo za opravljanje svojih dolžnosti.
The implementing act referred to in the first subparagraph shall also specify the relevant third-country authorities that are entitled to access the data on SFTs held in trade repositories established in the Union.
Repozitorij sklenjenih poslov s sedežem v tretji državi lahko svoje storitve in dejavnosti za subjekte s sedežem v Uniji za namene člena 4 izvaja samo, če ga prizna ESMA v skladu z zahtevami iz odstavka 4 tega člena.
The implementing act referred to in the first subparagraph of this paragraph shall be adopted in accordance with the examination procedure referred to in Article 31(2).
Repozitorij sklenjenih poslov iz odstavka 3 predloži ESMA eno od naslednjega:
Where trade repositories authorised in a third country are not subject to a legally binding and enforceable obligation under the law of that third country to give direct and immediate access to the data to the entities referred to in Article 12(2), the Commission shall submit recommendations to the Council for the negotiation of international agreements with that third country regarding mutual access to, and exchange of, information on SFTs held in trade repositories which are established in that third country, in order to ensure that all of the entities referred to in Article 12(2) have direct and immediate access to all of the information needed for the exercise of their duties.
vlogo za priznanje;
A trade repository established in a third country may provide its services and activities to entities established in the Union for the purposes of Article 4 only after its recognition by ESMA in accordance with the requirements laid down in paragraph 4 of this Article.
vlogo za razširitev obsega registracije za namene člena 4 te uredbe, če gre za repozitorij sklenjenih poslov, ki je že priznan v skladu z Uredbo (EU) št. 648/2012.
A trade repository referred to in paragraph 3 shall submit to ESMA either of the following:
Vlogi iz odstavka 4 se priložijo vse potrebne informacije, med katerimi so vsaj informacije, potrebne za to, da se preveri, ali ima repozitorij sklenjenih poslov dovoljenje in ali je predmet učinkovitega nadzora v tretji državi, ki izpolnjuje vsa naslednja merila:
an application for recognition;
Komisija je z izvedbenim aktom v skladu z odstavkom 1 ugotovila, da ima tretja država enakovreden in izvršljiv regulativni in nadzorni okvir;
an application for extension of the registration for the purposes of Article 4 of this Regulation in the case of a trade repository already recognised in accordance with Regulation (EU) No 648/2012.
zadevni organi tretje države so z ESMA sklenili dogovore o sodelovanju, v katerih je opredeljeno vsaj naslednje:
An application as referred to in paragraph 4 shall be accompanied by all necessary information, including at least the information necessary to verify that the trade repository is authorised and subject to effective supervision in a third country which satisfies all of the following criteria:
mehanizem za izmenjavo informacij med ESMA in katerim koli drugim organom Unije, ki izvršuje odgovornosti zaradi prenosa nalog v skladu s členom 9(1), na eni strani ter ustreznimi pristojnimi organi zadevne tretje države na drugi strani in