natgillin/translations-raw huggingface dataset:
Exemption from recognition is generally provided to CCPs recognised in another province, and therefore subject to direct supervision by the securities regulator of the province where the CCP is recognised, provided they are not considered by the relevant securities regulator to be systemically important or to pose significant risk to the capital markets.
CNS, ki so priznane v drugi provinci in so zato pod neposrednim nadzorom regulatorja za vrednostne papirje v provinci, v kateri je CNS priznana, so običajno izvzete iz zahteve po priznanju, razen če jih zadevni regulator za vrednostne papirje ne obravnava kot sistemsko pomembne ali kot da predstavljajo pomembno tveganje za kapitalske trge.
Securities regulators impose conditions on CCPs exempted from recognition where those CCPs are subject in the provinces where they are recognised to less cumbersome requirements than in the provinces where they are exempted from recognition.
Regulatorji za vrednostne papirje določijo pogoje za CNS, ki so izvzete iz zahteve po priznanju, če za navedene CNS v provincah, v katerih so priznane, veljajo milejše zahteve kot v provincah, v katerih so izvzete iz zahteve po priznanju.
The Bank of Canada can also designate CCPs as systemically important where they have the potential to pose systemic risk to the Canadian financial system.
Kanadska centralna banka lahko CNS določi kot sistemsko pomembne, če predstavljajo potencialno sistemsko tveganje za kanadski finančni sistem.
The legally binding requirements applicable to CCPs authorised in Alberta consist of the Securities Act (Alberta), the rules and regulations adopted pursuant to it and any decision, direction or order made or issued by the ASC (hereinafter ‘Alberta securities laws’).
Pravno zavezujoče zahteve, ki se uporabljajo za CNS z dovoljenjem v provinci Alberta, sestavljajo Zakon o vrednostnih papirjih province Alberta, pravila in predpisi v skladu s tem zakonom ter vsi sklepi, navodila ali odredbe, ki jih je sprejela ali izdala ASC (v nadaljnjem besedilu: zakoni o vrednostnih papirjih province Alberta).
In order to provide clearing services in Alberta, a CCP has to be authorised by the ASC either as a recognised clearing agency or as a clearing agency exempted from recognition (exempted clearing agency).
Za zagotavljanje klirinških storitev v provinci Alberta mora ASC izdati dovoljenje CNS kot priznani klirinški agenciji ali kot klirinški agenciji, ki je izvzeta iz zahteve po priznanju (izvzeta klirinška agencija).
CCPs authorised in Alberta must comply with the Alberta securities laws.
CNS z dovoljenjem v provinci Alberta morajo spoštovati zakone o vrednostnih papirjih province Alberta.
In general, the ASC authorises CCPs as recognised clearing agencies where it considers it appropriate to subject them to its supervision.
Na splošno ASC izda dovoljenje CNS kot priznanim klirinškim agencijam, če se ji zdi potrebno, da so pod njenim nadzorom.
However, the ASC may also rely on another securities regulator's supervision for some clearing houses recognised in other provinces.
Vendar se pri nekaterih klirinških družbah, priznanih v drugih provincah, ASC lahko opira tudi na nadzor drugih regulatorjev za vrednostne papirje.
The ASC can impose conditions and terms on the authorisation of a clearing agency, either as a recognised clearing agency or as an exempted clearing agency.
ASC lahko določi pogoje za izdajo dovoljenja klirinški agenciji kot priznani klirinški agenciji ali kot izvzeti klirinški agenciji.
The ASC has issued recognition orders in respect of all clearing agencies authorised by it as recognised clearing agencies, requiring them to comply with the Principles for Financial Markets Infrastructures (PFMIs) issued in April 2012 by the Committee on Payment and Settlement Systems [2] and the International Organization of Securities Commissions.
ASC je izdala odredbe o priznanju za vse klirinške agencije, ki jim je izdala dovoljenje kot priznanim klirinškim agencijam, s katerimi od njih zahteva izpolnjevanje načel za infrastrukture finančnega trga, ki sta jih aprila 2012 izdala Odbor za plačilne in poravnalne sisteme [2] in Mednarodna organizacija nadzornikov trgov vrednostnih papirjev.
The legally binding requirements applicable to CCPs authorised in British Columbia consist of the Securities Act (British Columbia), the rules and regulations issued pursuant to it and the orders issued by the BCSC.
Pravno zavezujoče zahteve, ki se uporabljajo za CNS z dovoljenjem v provinci Britanska Kolumbija, sestavljajo Zakon o vrednostnih papirjih (Britanska Kolumbija), pravila in predpisi v skladu s tem zakonom ter odredbe, ki jih je izdala BCSC.
In order to provide clearing services in British Columbia, a CCP has to be authorised by the BCSC either as a recognised clearing agency or as a clearing agency exempted from recognition (exempted clearing agency), which depends on a number of factors, including the impact of the operations of the clearing agency in British Columbia.
Za zagotavljanje klirinških storitev v provinci Britanska Kolumbija mora BCS izdati dovoljenje CSN kot priznani klirinški agenciji ali kot klirinški agenciji, ki je izvzeta iz zahteve po priznanju (izvzeta klirinška agencija), kar je odvisno od številnih dejavnikov, vključno z vplivom poslovanja klirinške agencije v Britanski Kolumbiji.
The BCSC can impose conditions and terms on the authorisation of a clearing agency, either as a recognised clearing agency or as an exempted clearing agency.
BCSC lahko določi pogoje za izdajo dovoljenja klirinški agenciji kot priznani klirinški agenciji ali izvzeti klirinški agenciji.
The BCSC has issued recognition orders in respect of all clearing agencies authorised by it as recognised clearing agencies requiring them to comply with the PFMIs.
BCSC je izdala odredbe o priznanju za vse klirinške agencije, ki jim je izdala dovoljenje kot priznanim klirinškim agencijam, s katerimi od njih zahteva izpolnjevanje načel za infrastrukture finančnega trga.
The legally binding requirements applicable to CCPs authorised in Manitoba consist of the Commodity Futures Act (Manitoba), the Securities Act (Manitoba) and the rules and orders issued by MSC pursuant to them.
Pravno zavezujoče zahteve, ki se uporabljajo za CNS z dovoljenjem v provinci Manitoba, sestavljajo Zakon o terminskih blagovnih pogodbah province Manitoba, Zakon o vrednostnih papirjih province Manitoba ter pravila in odredbe, ki jih je MSC izdala v skladu z njima.
In order to provide clearing services in Manitoba, a CCP has to be authorised by the MSC either as a recognised clearing house in respect of commodity futures, or as a recognised clearing agency in respect of other securities, or as a clearing house or clearing agency, respectively, exempted from recognition (exempted clearing agency or clearing house).
Za zagotavljanje klirinških storitev v provinci Manitoba mora MSC izdati dovoljenje CNS kot priznani klirinški družbi za terminske blagovne pogodbe ali kot priznani klirinški agenciji za druge vrednostne papirje ali kot klirinški družbi oziroma klirinški agenciji, ki je izvzeta iz zahteve po priznanju (izvzeta klirinška agencija ali klirinška družba).
The MSC can impose conditions and terms to the authorisation of a clearing agency or clearing house, either as a recognised clearing agency or clearing house or as an exempted clearing agency or clearing house.
MSC lahko določi pogoje za izdajo dovoljenja klirinški agenciji ali klirinški družbi kot priznani klirinški agenciji ali klirinški družbi ali kot izvzeti klirinški agenciji ali klirinški družbi.
The MSC has issued recognition orders in respect of all clearing agencies and clearing houses authorised by it as recognised clearing agencies or clearing houses, requiring them to comply with the PFMIs.
MSC je izdala odredbe o priznanju za vse klirinške agencije, ki jim je izdala dovoljenje kot priznanim klirinškim agencijam, s katerimi od njih zahteva izpolnjevanje načel za infrastrukture finančnega trga.
The legally binding requirements applicable to CCPs authorised in Ontario consist of the Securities Act (Ontario), the regulations and rules issued under the Securities Act (Ontario), and the directions, decisions, orders, rulings or other requirements made pursuant to it.
Pravno zavezujoče zahteve, ki se uporabljajo za CNS z dovoljenjem v provinci Ontario, sestavljajo Zakon o vrednostnih papirjih province Ontario, predpisi in pravila, izdani po Zakonu o vrednostnih papirjih province Ontario, ter navodila, sklepi, odredbe, sodbe ali druge zahteve v skladu z navedenim zakonom.
In order to provide clearing services in Ontario, a CCP has to be authorised by the OSC either as a recognised clearing agency or as a clearing agency exempted from recognition (exempted clearing agency).
Za zagotavljanje klirinških storitev v provinci Ontario mora OSC izdati dovoljenje CNS kot priznani klirinški agenciji ali kot klirinški agenciji, ki je izvzeta iz zahteve po priznanju (izvzeta klirinška agencija).
The OSC can impose conditions and terms on the authorisation of a clearing agency, either as a recognised clearing agency or as an exempted clearing agency.
OSC lahko določi pogoje za izdajo dovoljenja klirinški agenciji kot priznani klirinški agenciji ali kot izvzeti klirinški agenciji.
The OSC has issued recognition orders in respect of all clearing agencies authorised by it as recognised clearing agencies requiring them to comply with the PFMIs.
OSC je izdala odredbe o priznanju za vse klirinške agencije, ki jim je izdala dovoljenje kot priznanim klirinškim agencijam, s katerimi od njih zahteva izpolnjevanje načel za infrastrukture finančnega trga.
The legally binding requirements applicable to CCPs authorised in Quebec consist of the Securities Act (Quebec), the Derivatives Act (Quebec) and the Act respecting the Autorité des marchés financiers (AAMF); the regulations adopted pursuant to the Securities Act (Quebec) and the Derivatives Act (Quebec) and the decisions and orders issued by the AMF.
Pravno zavezujoče zahteve, ki se uporabljajo za CNS s dovoljenjem v provinci Québec, so Zakon o varnostnih papirjih province Québec, Zakon o izvedenih finančnih instrumentih province Québec in Zakon o Organu za finančne trge (AAMF), predpisi v skladu z Zakonom o vrednostnih papirjih province Québec in Zakonom o izvedenih finančnih instrumentih province Québec ter sklepi in odredbe, ki jih je izdal AMF.
In order to provide clearing services in Quebec, a CCP has to be authorised by the AMF either as a recognised clearing house or as a clearing house exempted from recognition (exempted clearing house).
Za zagotavljanje klirinških storitev v provinci Québec mora AMF izdati dovoljenje CNS kot priznani klirinški družbi ali kot klirinški družbi, ki je izvzeta iz zahteve po priznanju (izvzeta klirinška družba).
The AMF can impose conditions and terms on the authorisation of a clearing house, either as a recognised clearing house or as an exempted clearing house.
AMF lahko določi pogoje za izdajo dovoljenja klirinški družbi kot priznani klirinški družbi ali izvzeti klirinški družbi.
The AMF has issued recognition orders in respect of all clearing houses authorised by it as recognised clearing houses requiring them to comply with the PFMIs.
AMF je izdal odredbe o priznanju za vse klirinške družbe, ki jim je izdal dovoljenje kot priznanim klirinškim družbam, s katerimi od njih zahteva izpolnjevanje načel za infrastrukture finančnega trga.
The equivalence assessment of the legal and supervisory arrangements applicable to CCPs authorised in the relevant provinces should also take account of the risk mitigation outcome that they ensure in terms of the level of risk to which clearing members and trading venues established in the Union are exposed to due to their participation in CCPs authorised therein.
Ocena enakovrednosti pravnih in nadzornih ureditev, ki se uporabljajo za CNS z dovoljenjem v zadevnih provincah, bi morala upoštevati tudi učinke na zmanjševanje tveganja, ki jih zagotavljajo v smislu stopnje tveganja, ki so jim izpostavljeni klirinški člani in mesta trgovanja s sedežem v Uniji zaradi svoje udeležbe v CNS z dovoljenjem v zadevnih provincah.
The size of the financial market in which CCPs authorised in the relevant provinces carry out their clearing activities is significantly smaller than those in which CCPs established in the Union carry out theirs.
Finančni trg, na katerem CNS z dovoljenjem v zadevnih provincah opravljajo svoje klirinške dejavnosti, je precej manjši od trga, na katerem svoje dejavnosti opravljajo CNS s sedežem v Uniji.
In particular, over the past 3 years, the total value of derivative transactions cleared in Canada represented less than 3 % of the total value of derivative transactions cleared in the Union.
V zadnjih treh letih je namreč skupna vrednost poslov z izvedenimi finančnimi instrumenti, obračunanih v Kanadi, predstavljala manj kot 3 % skupne vrednosti poslov z izvedenimi finančnimi instrumenti, obračunanih v Uniji.
Therefore, participation in CCPs authorised in the relevant provinces exposes clearing members and trading venues established in the Union to significantly lower risks than their participation in CCPs authorised in the Union.
Zato so klirinški člani in mesta trgovanja s sedežem v Uniji s sodelovanjem v CNS z dovoljenjem v zadevnih provincah izpostavljeni precej manjšim tveganjem kot s sodelovanjem v CNS z dovoljenjem v Uniji.
The legal and supervisory arrangements applicable to CCPs authorised in the relevant provinces may therefore be considered as equivalent where they are appropriate to mitigate that lower level of risk.
Pravne in nadzorne ureditve, ki se uporabljajo za CNS z dovoljenjem v zadevnih provincah, se lahko zato obravnavajo kot enakovredne, če so primerne za zmanjševanje navedene nižje stopnje tveganja.
The rules applicable to CCPs authorised in the relevant provinces, including the recognition orders issued by the securities regulators which require compliance with the PFMIs, mitigate the lower level of risk existing in the relevant provinces and achieve a risk mitigation outcome equivalent to that pursued by Regulation (EU) No 648/2012.
Pravila, ki se uporabljajo za CNS z dovoljenjem v zadevnih provincah, vključno z odredbami o priznanju, ki so jih izdali regulatorji za vrednostne papirje in ki zahtevajo skladnost z načeli za infrastrukture finančnega trga, zmanjšujejo nižje stopnje tveganja, ki obstajajo v zadevnih provincah, ter dosegajo učinke pri zmanjševanju tveganj, ki so enakovredni učinkom Uredbe (EU) št. 648/2012.
The Commission therefore concludes that the legal and supervisory arrangements of the relevant provinces ensure that CCPs authorised therein comply with legally binding requirements which are equivalent to the requirements laid down in Title IV of Regulation (EU) No 648/2012.
Komisija zato ugotavlja, da pravne in nadzorne ureditve zadevnih provinc zagotavljajo, da CNS z dovoljenjem v Mehiki izpolnjujejo pravno zavezujoče zahteve, ki so enakovredne zahtevam iz naslova IV Uredbe (EU) št. 648/2012.
According to the second condition under Article 25(6), the legal and supervisory arrangements in respect of CCPs authorised in the relevant provinces must provide for effective supervision and enforcement of those CCPs on an ongoing basis.
V skladu z drugim pogojem iz člena 25(6) morajo pravne in nadzorne ureditve zadevnih provinc glede CNS z dovoljenjem v zadevnih provincah zagotavljati stalen učinkovit nadzor navedenih CNS in izvrševanje predpisov.
Supervision of CCPs which are authorised in multiple provinces is carried out in a cooperative way between the securities regulators of the relevant provinces.
Nadzor CNS z dovoljenjem v več provincah se izvaja v sodelovanju med regulatorji za vrednostne papirje zadevnih provinc.
For CCPs designated by the Bank of Canada as capable of posing systemic risk, supervision of CCPs is carried out cooperatively between the securities regulators of the relevant provinces and the Bank of Canada.
Nadzor CNS, ki po mnenju kanadske centralne banke lahko predstavljajo sistemsko tveganje, se izvaja v sodelovanju med regulatorji za vrednostne papirje relevantnih provinc in kanadsko centralno banko.
In Alberta, the ASC has broad powers to take any remedial or dissuasive actions against an authorised clearing agency, either recognised or exempted from recognition, in the public interest or where a clearing agency has violated the Alberta securities laws.
V provinci Alberta ima ASC široka pooblastila za uvedbo popravnih ali odvračilnih ukrepov proti klirinški agenciji z dovoljenjem, ki je priznana ali izvzeta iz zahteve po priznanju, če je to v javnem interesu ali če klirinška agencija krši zakone o vrednostnih papirjih province Alberta.
Both recognised and exempted clearing agencies must provide information, documents or records for the purposes of ensuring compliance with the applicable rules.
Priznane in izvzete klirinške agencije morajo za zagotavljanje skladnosti z veljavnimi pravili predložiti informacije, dokumente ali evidence.
The ASC can, both regarding recognised and exempted clearing agencies, impose administrative penalties and suspend, change the terms of or revoke a clearing agency's recognition or an order exempting a clearing agency from recognition.
ASC lahko priznanim in izvzetim klirinškim agencijam naloži upravne kazni in začasno prekliče, spremeni pogoje ali trajno prekliče priznanje klirinške agencije ali odredi izvzetje klirinške agencije iz priznanja.
The ASC can also request a declaration of non-compliance by the courts, initiate other judicial proceedings and conduct investigations which can result in the imposition of a variety of sanctions.
Zahteva lahko tudi razglasitev neskladnosti s strani sodišča, sproži druge sodne postopke in opravi preiskave, ki lahko privedejo do uvedbe sankcij.
Penalties may also be imposed on directors and officers of persons or companies, or other persons that authorise, permit or acquiesce in the breach of Alberta securities laws.
Kazni se lahko naložijo tudi direktorjem in uradnikom oseb ali družb ali drugim osebam, ki odobrijo, dovolijo ali dopustijo kršitve zakonov o vrednostnih papirjih province Alberta.
In addition, as regards recognised clearing agencies, the ASC conducts on-site inspections, regular consultations and review and analysis of required filings, and can make decisions with regard to any internal rule, procedure or practice of any recognised clearing agency if the ASC considers it is in the public interest to do so.
Poleg tega ASC v zvezi s priznanimi klirinškimi agencijami izvaja preverjanja na kraju samem, redna posvetovanja, preglede in analizo zahtevanih dokumentov, lahko pa tudi odloča o notranjih pravilih, postopkih ali praksah priznanih klirinških agencij, če meni, da je to v javnem interesu.
In British Columbia, the BCSC conducts ongoing supervision of recognised clearing agencies through the use of periodic on-site inspections and regular communication with senior management of the clearing agency, as well as review of the information reported by the clearing agency and compliance with the clearing agency's requirements relating to the management of risks, among others.
V provinci Britanska Kolumbija BCSC izvaja stalen nadzor priznanih klirinških agencij z rednimi preverjanji na kraju samem in rednimi stiki z višjim vodstvom klirinških agencij ter preverja informacije, ki jih sporočijo klirinške agencije, in skladnost klirinških agencij z zahtevami, npr. v zvezi z obvladovanjem tveganj.
The BCSC has broad powers to take any remedial or dissuasive action against a recognised clearing agency in the public interest or where a clearing agency has violated the Securities Act (British Columbia).
BCSC ima široka pooblastila za uvedbo popravnih ali odvračilnih ukrepov proti priznanim klirinškim agencijam, če je to v javnem interesu ali če klirinška agencija krši Zakon o vrednostnih papirjih province Britanska Kolumbija.
Such actions include making any decision about the bylaws, rules, procedures or practices or the manner in which a recognised clearing agency carries on business, and can make orders regarding the recognised clearing agency, including the suspension or revocation of the recognition of clearing agencies as well as conduct investigations which can result in the imposition of sanctions.
Takšni ukrepi vključujejo vse sklepe o predpisih, pravilih, postopkih ali praksah ali načinih poslovanja priznanih klirinških agencij in izdajanje odredb o priznanih klirinških agencijah, vključno z začasnim ali dokončnim preklicem priznanja klirinških agencij, ter izvajanje preiskav, ki lahko privedejo do uvedbe sankcij.
In Manitoba, the MSC conducts ongoing supervision of authorised clearing agencies, either recognised or exempted from recognition.
V provinci Manitoba MSC izvaja stalen nadzor klirinških agencij z dovoljenjem, ki so priznane ali izvzete iz zahteve po priznanju.
However, exempted clearing agencies are subject to more limited supervision by the MSC.
Izvzete klirinške agencije MSC nadzoruje v omejenem obsegu.
For recognised clearing agencies or clearing houses, supervision is carried out through periodic reporting review, periodic on-site inspections, regular communication with senior management of the clearing agency or clearing house and an annual assessment of risks and controls.
Pri priznanih klirinških agencijah ali klirinških družbah se nadzor izvaja z rednim pregledovanjem poročil, rednimi preverjanji na kraju samem, rednimi stiki z višjim vodstvom klirinških agencij ali klirinških družb in letnimi ocenami tveganj in nadzora.
The MSC has several tools available to remedy breaches of certain requirements by an authorised clearing agency or a clearing house, either recognised or exempted including imposing terms or conditions on the authorisation of the clearing agency, suspending or revoking the clearing agency's or clearing house's authorisation orders or conducting investigations which can result in the imposition of fines and in other sanctions.
MSC ima na voljo različna orodja za odpravljanje kršitev določenih zahtev priznanih ali izvzetih klirinških agencij ali klirinških družb z dovoljenjem, vključno z določitvijo pogojev za izdajo dovoljenja klirinškim agencijam, odredbami o začasnem ali trajnem odvzemu dovoljenja klirinške agencije ali družbe ali izvajanjem preiskav, ki lahko privedejo do uvedbe glob in drugih sankcij.
In Ontario, the OSC conducts ongoing supervision of CCPs authorised as recognised clearing agencies through the use of periodic on-site inspections and regular communication with senior management of the clearing agency, regular assessment of risks and controls, as well as review of the information reported by the clearing agency and of compliance with the clearing agency's requirements relating to the management of risks, among others.
V provinci Ontario OSC izvaja stalen nadzor CNS z dovoljenjem kot priznane klirinške agencije, in sicer z rednimi preverjanji na kraju samem in rednimi stiki z višjim vodstvom klirinških agencij, rednim ocenjevanjem tveganj in nadzora ter pregledovanjem informacij, ki jih sporočijo klirinške agencije, in skladnosti z zahtevami za klirinške agencije, med drugim povezanimi z obvladovanjem tveganj.
However, exempted clearing agencies are subject to more limited supervision by the OSC.
Izvzete klirinške agencije OSC nadzoruje v omejenem obsegu.
The OSC has broad powers to make any decision in respect of any by-law, rule and procedure of a recognised clearing agency and the manner in which a recognised clearing agency carries on its business, and to take any remedial or dissuasive actions against an authorised clearing agency, either recognised or exempted from recognition, where in the public interest or where a clearing agency has violated the Securities Act (Ontario).
OSC ima široka pooblastila za odločanje o vseh predpisih, pravilih in postopkih priznanih klirinških agencij ter načinu poslovanja priznanih klirinških agencij, in za uvedbo popravnih ali odvračilnih ukrepov proti priznanim ali izvzetim klirinškim agencijam z dovoljenjem, če je to v javnem interesu ali če klirinška agencija krši Zakon o vrednostnih papirjih province Ontario.