natgillin/translations-raw huggingface dataset:
This information should cover main areas of the information collected by the competent authorities in accordance with Commission Implementing Regulation (EU) No 680/2014 [4] specifying the uniform formats, frequencies, dates of reporting, definitions and the IT solutions to be applied by the institutions for supervisory reporting purposes, and should be exchanged while the competent authorities are in the process of developing the group risk assessment report and reaching the joint decisions on capital and liquidity pursuant to Article 113 of Directive 2013/36/EU.
Te informacije bi morale zajemati glavna področja informacij, ki jih pristojni organi zberejo v skladu z Izvedbeno uredbo Komisije (EU) št. 680/2014 [4], ki določa enotne oblike, pogostost, datume poročanja, opredelitve in informacijsko-tehnološke rešitve, ki jih morajo institucije uporabljati za nadzorniško poročanje, izmenjati pa bi se morale, ko pristojni organi pripravljajo poročilo o oceni tveganja skupine ter sprejemajo skupne odločitve o kapitalu in likvidnosti v skladu s členom 113 Direktive 2013/36/EU.
Each college should decide on the exact set of information to be exchanged for these purposes.
Vsak kolegij bi se moral odločiti o natančno določenem sklopu informacij, ki se izmenja za ta namen.
To develop the college supervisory examination programme, college members shall take into account the group risk assessment report and the outcome of the capital and liquidity joint decision so as to better identify the priorities of common work.
Za oblikovanje programa nadzorniškega pregleda kolegija člani kolegija upoštevajo poročilo o oceni tveganja skupine in rezultat skupne odločitve o kapitalu in likvidnosti, da lahko bolje določijo prednostne naloge skupnega dela.
Thus, the development of the college supervisory examination programme should start once the group risk assessment and joint decision process have been concluded, while for its finalisation the competent authorities should consider the tasks they have committed to perform at national level, the resources allocated to those tasks and the respective timelines for their performance.
Oblikovanje programa nadzorniškega pregleda kolegija bi se zato moralo začeti, ko se zaključita postopek ocene tveganja skupine in postopek skupnega odločanja, za njegovo dokončanje pa bi pristojni organi morali upoštevati naloge, ki so se jih zavezali izvajati na nacionalni ravni, vire, dodeljene tem nalogam, in ustrezne časovne okvire za njihovo izvedbo.
Members of the college should coordinate their activities in preparation for and during emergency situations such as adverse developments which may seriously jeopardise the orderly function and the integrity of the financial markets or the stability of the whole or part of the financial system of the Union, or other situations that affect or might explicitly affect the financial and economic situation of a banking group or any of its subsidiaries.
Člani kolegija bi morali uskladiti svoje dejavnosti pri pripravah na izredne razmere in v izrednih razmerah, kot so neugodne razmere, ki lahko resno ogrozijo pravilno delovanje in celovitost finančnih trgov ali stabilnost celotnega ali dela finančnega sistema Unije, ali druge situacije, ki vplivajo ali lahko izrecno vplivajo na finančni in gospodarski položaj bančne skupine ali njenih podrejenih družb.
Therefore, the planning and coordination of the competent authorities' activities in preparation for and during emergency situations should include, but not be limited to the activities referred to in the relevant provisions of Directive 2014/59/EU;
Zato bi načrtovanje in usklajevanje dejavnosti pristojnih organov pri pripravah na izredne razmere in v izrednih razmerah med drugim moralo vključevati dejavnosti iz ustreznih določb Direktive 2014/59/EU;
in particular activities aiming at coordinating the group recovery planning and at providing coordinated input to resolution authorities, where needed, should be seen as examples of activities in preparation for and during emergency situations.
zlasti dejavnosti s ciljem usklajevanja načrtovanja sanacije skupine in po potrebi zagotavljanja usklajenih podatkov za organe za reševanje bi morale biti obravnavane kot primeri dejavnosti pri pripravah na izredne razmere in v izrednih razmerah.
When dealing with an emergency situation, college members, under the coordination of the consolidating supervisor, should aim to develop a coordinated supervisory assessment of the situation, agree on a coordinated supervisory response and monitor the implementation of their response to ensure that the emergency situation is properly assessed and addressed.
Cilji članov kolegija pod vodstvom konsolidacijskega nadzornika pri obvladovanju izrednih razmer bi morali biti oblikovanje usklajene nadzorniške ocene razmer, dogovor o usklajenem nadzorniškem odzivu in spremljanje izvajanja odziva za zagotavljanje, da so izredne razmere ustrezno ovrednotene in obravnavane.
They should also ensure that any external communication is done in a coordinated way and covers elements which are agreed ex-ante between the members of the college.
Zagotoviti bi morali tudi, da zunanja komunikacija poteka usklajeno in zajema elemente, o katerih so se člani kolegija predhodno medsebojno dogovorili.
The provisions in this Regulation are closely linked to one another, since they deal with the general conditions of the functioning of the colleges of supervisors.
Določbe te uredbe so tesno medsebojno povezane, saj urejajo splošne pogoje delovanja kolegijev nadzornikov.
To ensure coherence between those provisions, which should enter into force at the same time, and to facilitate a comprehensive view and compact access to them by persons subject to those obligations it is desirable to include all the regulatory technical standards required by Article 51(4) and 116(4) of Directive 2013/36/EU in a single Regulation.
Za zagotovitev skladnosti navedenih določb, ki bi morale začeti veljati hkrati, ter za omogočanje celovitega pregleda nad določbami in enotnega dostopa do njih za osebe, za katere veljajo navedene obveznosti, je zaželeno, da se vsi regulativni tehnični standardi, ki se zahtevajo s členom 51(4) in členom 116(4) Direktive 2013/36/EU, vključijo v eno uredbo.
As the vast majority of supervisory colleges across the EU are formed in accordance with Article 116 of Directive 2013/36/EU it appears more appropriate to first specify the conditions regarding colleges under Article 116 of Directive 2013/36/EU before specifying those regarding colleges under Article 51 of Directive 2013/36/EU, the former appearing more as a general case, the latter as a special case.
Glede na to, da je večina kolegijev nadzornikov v EU oblikovana v skladu s členom 116 Direktive 2013/36/EU, je bolj smiselno najprej določiti pogoje za kolegije v skladu s členom 116 Direktive 2013/36/EU, nato pa pogoje za kolegije v skladu s členom 51 Direktive 2013/36/EU, pri čemer so prvi bolj splošni, drugi pa posebni primer.
This Regulation is based on the draft regulatory technical standards submitted by the European supervisory authority (European Banking Authority) (EBA) to the Commission.
Ta uredba temelji na osnutkih regulativnih tehničnih standardov, ki jih je Komisiji predložil Evropski nadzorni organ (Evropski bančni organ) (v nadaljnjem besedilu: EBA).
The EBA has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Banking Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1093/2010,
EBA je opravila odprta javna posvetovanja o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, analizirala morebitne z njimi povezane stroške in koristi ter zaprosila za mnenje interesno skupino za bančništvo, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1093/2010 –
This Regulation specifies the general conditions of functioning of the college of supervisors (‘college’) formed in accordance with Article 116 and Article 51(3) of Directive 2013/36/EU.
Ta uredba določa splošne pogoje delovanja kolegijev nadzornikov (v nadaljnjem besedilu: kolegij), oblikovanih v skladu s členom 116 in členom 51(3) Direktive 2013/36/EU.
CONDITIONS REGARDING THE FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 116 OF DIRECTIVE 2013/36/EU
POGOJI ZA DELOVANJE KOLEGIJEV, OBLIKOVANIH V SKLADU S ČLENOM 116 DIREKTIVE 2013/36/EU
Establishment and functioning of colleges
Ustanovitev in delovanje kolegijev
Establishment of the mapping of a group of institutions
Priprava sheme za skupino institucij
For the purpose of identifying the members and potential observers of the supervisory college, the consolidating supervisor shall establish the mapping of a group of institutions in accordance with Article 2 of Commission Implementing Regulation (EU) 2016/99 [5].
Konsolidacijski nadzornik za identifikacijo članov in potencialnih opazovalcev kolegija nadzornikov pripravi shemo za skupino institucij v skladu s členom 2 Izvedbene uredbe Komisije (EU) 2016/99 [5].
The mapping of a group of institutions shall result in the identification of the following group entities:
Na podlagi sheme za skupino institucij se identificirajo naslednji subjekti skupine:
institutions authorised and branches established in a Member State;
institucije z dovoljenjem in podružnice s sedežem v državi članici;
financial sector entities authorised in a Member State;
subjekti finančnega sektorja z dovoljenjem v državi članici;
institutions authorised and branches established in a third country.
institucije z dovoljenjem in podružnice s sedežem v tretji državi.
The following information shall be reflected in the mapping for each institution authorised and branch established in a Member State:
Iz sheme so za vsako institucijo z dovoljenjem in podružnico s sedežem v državi članici razvidne naslednje informacije:
the Member State where the institution is authorised or the branch established;
država članica, v kateri ima institucija dovoljenje ali v kateri ima podružnica sedež;
the competent authority responsible for the supervision of the institution or the competent authority of the host Member State where the branch is established as well as other financial sector authorities of that Member State, such as competent authorities responsible for the supervision of markets in financial instruments, the prevention of the use of the financial system for the purpose of money laundering and terrorist financing, or consumer protection;
pristojni organ, odgovoren za nadzor institucije, ali pristojni organ države članice gostiteljice, v kateri ima podružnica sedež, ter drugi organi finančnega sektorja te države članice, kot so pristojni organi, odgovorni za nadzor trgov finančnih instrumentov, preprečevanje uporabe finančnega sistema za pranje denarja in financiranje terorizma ali varstvo potrošnikov;
for an institution, including for a subsidiary of an EU parent undertaking established in the same Member State as well as for the EU parent undertaking itself, information as to whether the institution is subject to prudential supervision on an individual basis or whether it has been granted a waiver from the application of requirements set out in Parts Two to Eight of Regulation (EU) No 575/2013 of the European Parliament and of the Council [6] on an individual basis pursuant to Articles 7, 8, or 10 of that Regulation;
za institucijo, vključno s podrejeno družbo EU nadrejene družbe s sedežem v isti državi članici, ter za samo EU nadrejeno družbo informacija, ali za institucijo velja bonitetni nadzor na posamični podlagi ali je oproščena uporabe kapitalskih zahtev, določenih v delih 2 do 8 Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta [6], na posamični podlagi v skladu s členi 7, 8 ali 10 navedene uredbe;
for an institution, information relating to the importance of the institution for the Member State where it is authorised and the relevant criteria used by the competent authorities to determine this importance as well as information on the importance of that institution for the group, provided that the total amount of assets and off-balance sheet items of that institution exceeds 1 % of the group's total assets and off balance sheet items on consolidated basis;
za institucijo informacije v zvezi s pomenom institucije za državo članico, v kateri ima dovoljenje, in ustrezna merila, ki jih pristojni organi uporabljajo za določanje tega pomena, ter informacije o pomenu te institucije za skupino pod pogojem, da skupni znesek sredstev in zunajbilančnih postavk institucije presega 1 % vseh sredstev in zunajbilančnih postavk skupine na konsolidirani podlagi;
for a branch, information relating to the importance of the branch for the Member State where it is established, in particular whether this branch has been designated or is proposed to be designated as significant in accordance with Article 51 of Directive 2013/36/EU, as well as information on the importance of that branch for the group, provided that the total amount of assets and off-balance sheet items of that branch exceeds 1 % of the group's total assets and off balance sheet items on consolidated basis.
za podružnico informacije v zvezi s pomenom podružnice za državo članico, v kateri ima sedež, zlasti, ali je podružnica določena ali predlagana kot pomembna v skladu s členom 51 Direktive 2013/36/EU, ter informacije o pomenu te podružnice za skupino pod pogojem, da skupni znesek sredstev in zunajbilančnih postavk podružnice presega 1 % vseh sredstev in zunajbilančnih postavk skupine na konsolidirani podlagi.
The following information shall be reflected in the mapping for each financial sector entity, institution or branch referred to in points (b) and (c) of paragraph 2:
Iz sheme za posamezni subjekt finančnega sektorja, institucijo ali podružnico iz točk (b) in (c) odstavka 2 so razvidne naslednje informacije:
the Member State where the financial sector entity is authorised or the third country where the institution is authorised or the branch is established;
država članica, v kateri ima subjekt finančnega sektorja dovoljenje, ali tretja država, v kateri ima institucija dovoljenje ali podružnica sedež;
the authority responsible for or involved in the supervision of that financial sector entity, institution or branch;
organ, odgovoren za nadzor navedenega subjekta finančnega sektorja, institucije ali podružnice ali vključen v ta nadzor;
information on the importance of the financial sector entity, of the institution or of the branch for the group, provided that the total amount of assets and off-balance sheet items of that financial sector entity, institution or branch exceeds 1 % of the group's total assets and off balance sheet items on consolidated basis.
informacije o pomenu subjekta finančnega sektorja, institucije ali podružnice za skupino pod pogojem, da skupni znesek sredstev in zunajbilančnih postavk tega subjekta finančnega sektorja, institucije ali podružnice presega 1 % vseh sredstev in zunajbilančnih postavk skupine na konsolidirani podlagi.
Designation of the members and observers of a college
Imenovanje članov in opazovalcev kolegija
The consolidating supervisor shall invite the following authorities to become members of the college:
Konsolidacijski nadzornik k članstvu v kolegiju povabi naslednje organe:
the competent authorities responsible for the supervision of institutions which are subsidiaries of an EU parent institution or of an EU parent financial holding company or of an EU parent mixed financial holding company and the competent authorities of host Member States where significant branches as referred to in Article 51 of Directive 2013/36/EU are established;
pristojne organe, odgovorne za nadzor institucij, ki so podrejene družbe EU nadrejenih institucij ali EU nadrejenega finančnega holdinga ali EU nadrejenega mešanega finančnega holdinga, in pristojne organe držav članic gostiteljic, kjer imajo sedež pomembne podružnice v skladu s členom 51 Direktive 2013/36/EU;
the ESCB central banks of Member States that are involved in accordance with their national law in the prudential supervision of the legal entities referred to in point a, but which are not competent authorities;
centralne banke ESCB v državah članicah, ki so v skladu z nacionalno zakonodajo vključene v bonitetni nadzor pravnih subjektov iz točke (a), vendar niso pristojni organi;
The consolidating supervisor may invite the competent authorities of host Member States where non-significant branches are established to participate in the college as observers in accordance with the process determined in Article 3(1)(b) of Implementing Regulation (EU) 2016/99.
Konsolidacijski nadzornik lahko k sodelovanju v kolegiju v vlogi opazovalcev povabi pristojne organe držav članic gostiteljic, v katerih imajo sedeže nepomembne podružnice, in sicer v skladu s postopkom, določenim v členu 3(1)(b) Izvedbene uredbe (EU) 2016/99.
The consolidating supervisor may invite the supervisory authorities of third countries where institutions are authorised or branches are established to participate in the college as observers in accordance with the process determined in Article 3(1)(c) of Implementing Regulation (EU) 2016/99.
Konsolidacijski nadzornik lahko k sodelovanju v kolegiju v vlogi opazovalcev povabi nadzorne organe tretjih držav, v katerih imajo institucije dovoljenje ali podružnice sedež, in sicer v skladu s postopkom, določenim v členu 3(1)(c) Izvedbene uredbe (EU) 2016/99.
The consolidating supervisor may invite the following authorities to participate in the college as observers in accordance with the process determined in Article 3(1)(d) of Implementing Regulation (EU) 2016/99:
Konsolidacijski nadzornik lahko k sodelovanju v kolegiju v vlogi opazovalcev povabi naslednje organe v skladu s postopkom, določenim v členu 3(1)(d) Izvedbene uredbe (EU) 2016/99:
the ESCB central banks which are not empowered by national law to supervise an institution authorised or a branch established in a Member State;
centralne banke ESCB, ki v skladu z nacionalno zakonodajo nimajo pooblastil za nadzor institucije z dovoljenjem ali podružnice s sedežem v državi članici;
the public authorities or bodies in a Member State, which are responsible for or involved in the supervision of a group entity, including authorities responsible for the prudential supervision of the group's financial sector entities or competent authorities responsible for the supervision of markets in financial instruments, the prevention of the use of the financial system for the purpose of money laundering and terrorist financing, or consumer protection.
javne organe v državi članici, odgovorne za nadzor subjekta skupine ali vključene vanj, vključno z organi, odgovornimi za bonitetni nadzor subjektov finančnega sektorja skupine, ali pristojnimi organi, odgovornimi za nadzor trgov finančnih instrumentov, preprečevanje uporabe finančnega sistema za pranje denarja in financiranje terorizma ali varstvo potrošnikov.
The consolidating supervisor and the members of the college shall specify the arrangements covering the participation of the observers in the college in the written coordination and cooperation arrangements referred to in Article 5(c).
Konsolidacijski nadzornik in člani kolegija ureditve za sodelovanje opazovalcev v kolegiju določijo v pisnih dogovorih o usklajevanju in sodelovanju iz člena 5(c).
The consolidating supervisor shall notify these arrangements to the observers.
Konsolidacijski nadzornik opazovalce obvesti o teh ureditvah.
Communication of the setting up and composition of a college
Obveščanje o ustanovitvi in sestavi kolegija
The consolidating supervisor shall communicate to the EU parent undertaking of the group the establishment of a college and the identity of its members and observers, as well as any changes in that composition.
Konsolidacijski nadzornik EU nadrejeno družbo obvesti o ustanovitvi kolegija, identiteti njegovih članov in opazovalcev ter morebitnih spremembah njegove sestave.
Establishment of the written coordination and cooperation arrangements
Pisni dogovori o usklajevanju in sodelovanju
The written coordination and cooperation arrangements referred to in Article 115 of Directive 2013/36/EU shall include at least the following:
Pisni dogovori o usklajevanju in sodelovanju iz člena 115 Direktive 2013/36/EU vključujejo vsaj naslednje točke:
information on the overall structure of the group covering all group entities;
informacije o splošni strukturi skupine, ki zajemajo vse subjekte skupine;
identification of the members and observers of the college;
identifikacijo članov in opazovalcev kolegija;
a description of the terms covering the participation of observers in the college as referred to in Article 3(5) of this Regulation, including their involvement in the various dialogues and processes of the college and their rights and obligations with regard to exchanging information;
opis pogojev v zvezi s sodelovanjem opazovalcev v kolegiju, kot je navedeno v členu 3(5) te uredbe, vključno z njihovo udeležbo v različnih dialogih in postopkih kolegija ter njihovimi pravicami in obveznostmi v zvezi z izmenjavo informacij;
a description of the arrangements for exchanging information including their scope, frequency and channels of communication;
opis ureditev za izmenjavo informacij, vključno z njihovim obsegom, pogostostjo in komunikacijskimi kanali;
a description of the arrangements for the treatment of confidential information;
opis ureditev za obravnavo zaupnih informacij;
a description of the arrangements on entrustment of tasks and on delegation of responsibilities, where relevant;
po potrebi opis ureditev o dodelitvi nalog in prenosu odgovornosti;
a description of any substructures of the college;
opis podstruktur kolegija;
a description of the framework for the planning and coordination of supervisory activities in going concern situations;
opis okvira za načrtovanje in usklajevanje nadzorniških dejavnosti v času rednega poslovanja;
a description of the framework for the planning and coordination of supervisory activities in preparation for and during emergency situations, including contingency planning, communication tools and procedures;
opis okvira za načrtovanje in usklajevanje nadzorniških dejavnosti med pripravami na izredne razmere in v izrednih razmerah, vključno s kriznim načrtom, komunikacijskimi orodji in postopki;
a description of the communication policy of the consolidating supervisor and the members of the college with the EU parent undertaking and with the group entities;
opis komunikacijske politike konsolidacijskega nadzornika in članov kolegija z EU nadrejeno družbo in subjekti skupine;
agreed procedures and deadlines to be followed for the circulation of the meeting documents;
dogovorjene postopke in roke, ki se jih je treba držati pri pošiljanju dokumentov za sestanke;
any other agreement between the college members, including agreed indicators for identifying the early warning signs, potential risks and vulnerabilities;
vse druge dogovore med člani kolegija, vključno z dogovorjenimi kazalniki za prepoznavanje zgodnjih opozorilnih znakov, morebitnih tveganj in ranljivosti;
a description of the framework for providing coordinated input to the resolution college, in particular for providing coordinated input without restriction for the purposes of the consultation process referred to in Articles 12, 13, 16, 18, 91 and 92 of Directive 2014/59/EU;
opis okvira za zagotavljanje usklajenih podatkov kolegiju za reševanje, zlasti za zagotavljanje usklajenih podatkov brez omejitev za namene posvetovalnega postopka iz členov 12, 13, 16, 18, 91 in 92 Direktive 2014/59/EU;
a description of the role of the consolidating supervisor in particular with regard to coordinating the provision of the input referred to in point (m) through the group-level resolution authority to the relevant resolution college;
opis vloge konsolidacijskega nadzornika, zlasti v zvezi z usklajevanjem zagotavljanja podatkov iz točke (m) kolegiju za reševanje prek organa za reševanje na ravni skupine;
provisions covering arrangements where a member or an observer terminates its participation in the college.
določbe o ureditvah v primerih, ko član ali opazovalec konča svoje sodelovanje v kolegiju.