natgillin/translations-raw huggingface dataset:
regional or local authority, where the rated entity is a regional or local authority or the issuer of the rated debt or financial obligation, debt security or other financial instrument is a regional or local authority, or a special purpose vehicle of a regional or local authority, as referred to in point (v)(i) and (ii) of Article 3(1) of Regulation (EC) No 1060/2009 and where the rating refers to a regional or a local authority;
Če pri mednarodnih finančnih institucijah ali naddržavnih organizacijah iz odstavka (1)(c) in (d) za državo izdajateljico ni mogoče opredeliti nobene države, se v polju 10 preglednice 1 dela 2 Priloge I ocenjevani izdajatelj opredeli kot „mednarodni“.
international financial institution, as referred to in point (v)(iii) of Article 3(1) of Regulation (EC) No 1060/2009;
Člen 7
supranational organisation, such as those institutions which are not included in point (c) and that are established, owned and controlled by more than one sovereign government shareholder, including organisations referred to in Section U of Annex I to Regulation (EC) No 1893/2006 of the European Parliament and of the Council [8];
Drugi finančni instrumenti
public entities, including those referred to in Sections O, P and Q of Annex I to Regulation (EC) No 1893/2006.
Bonitetne ocene ali pričakovani trendi, izdani za finančni instrument, kakor je opredeljen v členu 3(1)(k) Uredbe (ES) št. 1060/2009, ki jih ni mogoče razvrstiti kot izdaje gospodarskih družb iz člena 4(2) te uredbe, kot strukturirane finančne instrumente iz člena 5 te uredbe ali kot izdaje državnih ali javnih subjektov iz člena 6 te uredbe, se sporočajo v kategoriji drugih finančnih instrumentov.
Where no specific country can be identified as the country of issuance in the case of international financial institutions or supranational organisations as specified in paragraph (1)(c) and (d), the rated issuer shall be classified as ‘international’ in Field 10 of Table 1 of Part 2 of Annex I.
Člen 8
Article 7
Poročanje zaradi objave na Evropski platformi bonitetnega ocenjevanja
Other financial instruments
Bonitetna agencija sporoči podatke o bonitetnih ocenah ali pričakovanih trendih glede bonitetnih ocen v skladu s členom 11a(1) Uredbe (ES) št. 1060/2009 ob vsaki izdaji ali potrditvi bonitetne ocene ali pričakovanega trenda glede bonitetnih ocen, ki se ne razkrije le naročnikom ob plačilu.
Credit ratings or rating outlooks issued on a financial instrument as defined in Article 3(1)(k) of Regulation (EC) No 1060/2009 that cannot be classified as corporate issues under Article 4(2) of this Regulation, as structured finance instruments under Article 5 of this Regulation or as sovereign and public entity issues under Article 6 of this Regulation, shall be reported under the other financial instruments category.
Bonitetne ocene in pričakovani trendi glede bonitetnih ocen iz odstavka 1, ki se izdajo med 20:00:00 po srednjeevropskem času (CET) [9] prvi dan in 19:59:59 po srednjeevropskem času naslednji dan, se sporočijo naslednji dan do 21:59:59 po srednjeevropskem času.
Article 8
Z vsako bonitetno oceno ali pričakovanim trendom glede bonitetnih ocen, ki se sporoči v skladu z odstavkom 1, se hkrati predloži povezano sporočilo za javnost iz točke 5 dela I oddelka D Priloge I k Uredbi (ES) št. 1060/2009.
Reporting for the purpose of publication on the ERP
Če je navedeno sporočilo za javnost najprej objavljeno in predloženo v jeziku, ki ni angleščina, se lahko predloži tudi angleška različica, če in ko je ta na voljo.
Credit rating agencies shall report data on all credit ratings or rating outlooks pursuant to Article 11a(1) of Regulation (EC) No 1060/2009 each time it issues or endorses a credit rating or a rating outlook that is not exclusively disclosed to investors for a fee.
Z ocenami iz točk (a), (b) in (c) člena 6(1) se predloži povezano raziskovalno poročilo iz točke 1 dela III oddelka D Priloge I k Uredbi (ES) št. 1060/2009.
Credit ratings and rating outlooks referred to in paragraph 1, issued between 20:00:00 Central European Time (CET) [9] on one day and 19:59:59 CET on the following day shall be reported until 21:59:59 CET on the following day.
Če je navedeno raziskovalno poročilo najprej objavljeno in predloženo v jeziku, ki ni angleščina, se lahko predloži tudi angleška različica, če in ko je ta na voljo.
For each credit rating or rating outlook reported in accordance with paragraph 1, the accompanying press release referred to in point 5 of Part I of Section D of Annex I to Regulation (EC) No 1060/2009 shall be reported at the same time.
Člen 9
Where that press release is firstly issued and submitted in a language other than English, an English version may also be submitted where and at the time that it becomes available.
Poročanje za potrebe nadzora, ki ga izvaja ESMA
For the ratings referred to in points (a), (b) and (c) of Article 6(1), the accompanying research report referred to in point 1 of Part III of Section D of Annex I to Regulation (EC) No 1060/2009 shall be reported.
Bonitetne agencije v skladu s členom 21(4)(e) Uredbe (ES) št. 1060/2009 sporočijo podatke o vseh izdanih ali potrjenih bonitetnih ocenah in pričakovanih trendih glede bonitetnih ocen ali izdanih v tretji državi, ki niso potrjene v skladu s členom 1(5), vključno z informacijami o vseh subjektih ali dolžniških instrumentih, predloženih v prvi pregled ali predhodno ocenjevanje iz točke 6 dela I oddelka D Priloge I k Uredbi (ES) št. 1060/2009.
Where that research report is firstly issued and submitted in a language other than English, an English version may also be submitted where and at the time that it becomes available.
Bonitetne agencije za bonitetne ocene in pričakovane trende glede bonitetnih ocen, za katere se člen 8 ne uporablja, mesečno sporočijo podatke o bonitetnih ocenah za predhodni koledarski mesec.
Article 9
Bonitetna agencija, ki ima manj kot 50 zaposlenih in ni del skupine bonitetnih agencij, lahko podatke o bonitetnih ocenah iz odstavka 2 sporoči vsak drugi mesec, razen če ESMA zaradi vrste, zapletenosti in obsega bonitetnih ocen zahteva mesečna poročila.
Reporting for the purpose of ESMA supervision
Navedeni podatki o bonitetnih ocenah se nanašajo na predhodna koledarska meseca.
As referred to in Article 21(4)(e) of Regulation (EC) No 1060/2009, credit rating agencies shall report data on all credit ratings and rating outlooks issued or endorsed, or issued in a third country and not endorsed as referred to in Article 1(5), including information on all entities or debt instruments submitted for their initial review or for preliminary rating, as referred to in point 6 of Part I of Section D of Annex I to Regulation (EC) No 1060/2009.
Podatki o bonitetnih ocenah iz odstavka 2 se ESMA predložijo v 15 dneh od konca obdobja, zajetega v poročilu.
For those credit ratings and rating outlooks to which Article 8 does not apply, credit rating agencies shall report rating data relating to the preceding calendar month on a monthly basis.
Če je petnajsti dan meseca v državi sedeža bonitetne agencije državni praznik ali če bonitetna agencija poroča v imenu skupine v skladu s členom 1(4) in je v državi sedeža navedene bonitetne agencije takrat praznik, je rok naslednji delovni dan.
A credit rating agency that has fewer than 50 employees and that is not part of a group of credit rating agencies may provide the rating data referred to in paragraph 2 every two months, unless ESMA requires monthly reporting in view of the nature, complexity and range of issues of its credit ratings.
Če v predhodnem koledarskem mesecu ni bila izdana nobena bonitetna ocena ali pričakovani trend glede bonitetne ocene iz odstavka 1, bonitetni agenciji ni treba sporočiti nobenih podatkov.
That rating data shall refer to the preceding two calendar months.
Člen 10
The rating data referred to in paragraph 2 shall be submitted to ESMA within 15 days from the end of the period that is covered by the report.
Poročanje za namene preteklih rezultatov
Where the 15th day of the month falls on a public holiday in the country of domicile of the credit rating agency, or where a credit rating agency reports on behalf of a group in accordance with Article 1(4), the country of domicile of that credit rating agency, the deadline shall be the next working day.
ESMA izdane ali potrjene bonitetne ocene ali bonitetne ocene, izdane v tretji državi, ki niso potrjene v skladu s členom 1(5), uporabi za dajanje na voljo informacij o preteklih rezultatih v skladu s členom 11(2) Uredbe (ES) št. 1060/2009 in točko 1 dela II oddelka E Priloge I k navedeni uredbi.
Where no credit ratings or rating outlooks referred to in paragraph 1 were issued during the preceding calendar month, the credit rating agency shall not be obliged to submit any data.
Člen 11
Article 10
Prvo poročanje
Reporting for the purpose of historical performance
Bonitetne agencije, registrirane ali potrjene pred 21. junijem 2015, pripravijo prvo poročilo, ki se bo posredovalo ESMA do 1. januarja 2016 in vsebuje vse naslednje informacije:
The credit ratings issued or endorsed, or issued in a third country and not endorsed as referred to in Article 1(5), shall be used by ESMA for making available the historical performance data, in accordance with Article 11(2) of Regulation (EC) No 1060/2009 and point 1 of Part II of Section E of Annex I to that Regulation.
informacije o bonitetnih ocenah in pričakovanih trendih glede bonitetnih ocen iz členov 8 in 9, ki so bile izdane ter niso bile preklicane do 21. junija 2015;
Article 11
informacije o bonitetnih ocenah in pričakovanih trendih glede bonitetnih ocen iz členov 8 in 9, ki so bile izdane med 21. junijem 2015 ter 31. decembrom 2015.
Initial reporting
Bonitetne agencije, registrirane ali certificirane po 1. januarju 2016, se s to uredbo uskladijo v treh mesecih po datumu registracije ali certificiranja.
information on all credit ratings and rating outlooks referred to in Articles 8 and 9, and that have been issued and not withdrawn by 21 June 2015;
Bonitetna agencija, certificirana po 21. juniju 2015, s prvim poročilom iz odstavkov 2 in 3 v skladu s členom 11(2) Uredbe (ES) št. 1060/2009 ter točko 1 dela 2 oddelka E Priloge I k navedeni uredbi predloži tudi informacije o preteklih rezultatih za vsaj deset let pred datumom certificiranja ali, če je z opravljanjem dejavnosti začela manj kot deset let pred datumom certificiranja, informacije o preteklih rezultatih za obdobje od začetka opravljanja bonitetne dejavnosti.
credit ratings and rating outlooks referred to in Articles 8 and 9 that have been issued between 21 June 2015 and 31 December 2015.
Certificiranim bonitetnim agencijam ni treba sporočiti navedenih podatkov (delno ali v celoti), če dokažejo, da to zaradi njihovega obsega in kompleksnosti ne bi bilo sorazmerno.
Credit rating agencies registered or certified between 21 June 2015 and 31 December 2015 shall comply with this Regulation from 1 January 2016.
Člen 12
In their first report, they shall report, in accordance with Articles 8 and 9, all the credit ratings and rating outlooks that were issued from the date of registration or certification.
Struktura podatkov
Credit rating agencies registered or certified after 1 January 2016 shall comply with this Regulation within three months after the date of registration or certification.
Bonitetne agencije ESMA poročila o kvalitativnih podatkih pošljejo v obliki, določeni v preglednicah iz dela 1 Priloge I, skupaj s prvim poročilom o bonitetnih ocenah v skladu s členom 11.
In their first report, they shall report, in accordance with Articles 8 and 9, all the credit ratings and rating outlooks that were issued from the date of registration or certification.
Vse spremembe navedenih poročil o kvalitativnih podatkih se takoj sporočijo v sistem ESMA kot posodobitve, preden se ESMA predložijo podatki o bonitetnih ocenah, na katere navedene spremembe vplivajo.
In addition to the first report referred to in paragraphs 2 and 3, a credit rating agency that is certified after 21 June 2015 shall also report, pursuant to Article 11(2) of Regulation (EC) No 1060/2009 and point 1 of Part II of Section E of Annex I to that Regulation, its historical performance data relating to at least 10 years before the date of certification or, where it started its rating activity less than 10 years before the date of certification, relating to the period since it started its rating activity.
Če bonitetna agencija poroča v imenu skupine, kot je navedeno v členu 1(4), se lahko ESMA predloži en sklop poročil o kvalitativnih podatkih.
Certified credit rating agencies shall not be required to report those data, partially or totally, where they can demonstrate that this would not be proportionate in view of their scale and complexity.
Bonitetne agencije poročila s podatki o bonitetnih ocenah za bonitetne ocene iz členov 8, 9 in 11 predložijo v obliki, določeni v preglednicah iz dela 2 Priloge I.
Data structure
Postopki poročanja
Credit rating agencies shall submit to ESMA qualitative data reports in the format specified in the tables in Part 1 of Annex I together with their first report of rating data in accordance with Article 11.
Bonitetne agencije poročila o kvalitativnih podatkih in poročila s podatki o bonitetnih ocenah iz člena 12 predložijo v skladu s tehničnimi navodili, ki jih je zagotovila ESMA, ter pri tem uporabljajo njen sistem poročanja.
Any changes to those qualitative data reports shall be immediately reported to ESMA’s system as an update, before the rating data which are affected by those changes are submitted to ESMA.
Bonitetne agencije datoteke, ki jih pošljejo in prejmejo od ESMA, hranijo v elektronski obliki vsaj pet let.
Where a credit rating agency reports on behalf of a group, as referred to in Article 1(4), one set of qualitative data reports may be submitted to ESMA.
Datoteke na njeno zahtevo predložijo ESMA.
Credit rating agencies shall submit rating data reports for ratings referred to in Articles 8, 9 and 11 in the format specified in the tables in Part 2 of Annex I.
Če bonitetna agencija ugotovi, da so v sporočenih podatkih stvarne napake, zadevne podatke takoj popravi v skladu s tehničnimi navodili, ki jih je zagotovila ESMA.
Reporting procedures
Razveljavitev in prehodne določbe
Credit rating agencies shall submit the qualitative data reports and rating data reports referred to in Article 12 in accordance with the technical instructions provided by ESMA and using ESMA’s reporting system.
S 1. januarjem 2016 prenehata veljati naslednji uredbi:
Credit rating agencies shall store the files sent to and received by ESMA in electronic form for at least five years.
Delegirana uredba Komisije (EU) št. 446/2012;
Those files shall be made available to ESMA on request.
Delegirana uredba Komisije (EU) št. 448/2012.
Where a credit rating agency identifies factual errors in data that have been reported, it shall correct the relevant data without undue delay according to the technical instructions provided by ESMA.
Sklicevanja na uredbi iz odstavka 1 se razumejo kot sklicevanja na to uredbo in se berejo v skladu s korelacijsko tabelo iz Priloge II.
Article 14
Za podatke, ki se ESMA v skladu z uredbama iz prvega odstavka predložijo pred 1. januarjem 2016, se šteje, da so bili predloženi v skladu s to uredbo, ESMA pa jih še naprej uporablja v skladu s členom 11(2) in členom 21(4)(e) Uredbe (ES) št. 1060/2009 ter točko 1 dela II oddelka E Priloge I k navedeni uredbi.
Repeal and transitional provisions
Člen 15
The following Regulations are repealed with effect from 1 January 2016:
Začetek veljavnosti
Delegated Regulation (EU) No 446/2012;
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
Delegated Regulation (EU) No 448/2012.
Uporablja se od 21. junija 2015.
References to the Regulations set out in paragraph 1 shall be construed as references to this Regulation and read in accordance with the correlation table in Annex II.
Ta uredba je v celoti zavezujoča in se neposredno uporablja v vseh državah članicah.
Data submitted to ESMA in accordance with the Regulations set out in paragraph 1 before 1 January 2016 shall be considered as having been submitted in accordance with this Regulation and shall continue to be used by ESMA in accordance with Article 11(2) and Article 21(4)(e) of Regulation (EC) No 1060/2009 and point1 of Part II of Section E of Annex I to that Regulation.,
V Bruslju, 30. septembra 2014
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
UL L 302, 17.11.2009, str.
It shall apply from 21 June 2015.
1.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Delegirana uredba Komisije (EU) št. 448/2012 z dne 21. marca 2012 o dopolnitvi Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta glede regulativnih tehničnih standardov za predstavitev informacij, ki jih bonitetne agencije dajo na voljo v centralnem registru, ki ga je uvedel Evropski organ za vrednostne papirje in trge (UL L 140, 30.5.2012, str.
Done at Brussels, 30 September 2014.
17).
For the Commission
Delegirana uredba Komisije (EU) št. 446/2012 z dne 21. marca 2012 o dopolnitvi Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta glede regulativnih tehničnih standardov za vsebino in obliko rednega poročanja podatkov o bonitetnih ocenah, ki jih bonitetne agencije predložijo Evropskemu organu za vrednostne papirje in trge (UL L 140, 30.5.2012, str.
OJ L 302, 17.11.2009, p.
Uredba (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/77/ES (UL L 331, 15.12.2010, str.
1.
84).
Commission Delegated Regulation (EU) No 448/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards for the presentation of the information that credit rating agencies shall make available in a central repository established by the European Securities and Markets Authority (OJ L 140, 30.5.2012, p.
Uredba (EU) št. 462/2013 Evropskega parlamenta in Sveta z dne 21. maja 2013 o spremembi Uredbe (ES) št. 1060/2009 o bonitetnih agencijah (UL L 146, 31.5.2013, str.
Commission Delegated Regulation (EU) No 446/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on the content and format of ratings data periodic reporting to be submitted to the European Securities and Markets Authority by credit rating agencies (OJ L 140, 30.5.2012, p.
Direktiva 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) (UL L 302, 17.11.2009, str.
2).
32).
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p.
Uredba (EU) št. 575/2013 Evropskega parlamenta in Sveta z dne 26. junija 2013 o bonitetnih zahtevah za kreditne institucije in investicijska podjetja ter o spremembi Uredbe (EU) št. 648/2012 (UL L 176, 27.6.2013, str.
Regulation (EU) No 462/2013 of the European Parliament and of the Council of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies (OJ L 146, 31.5.2013, p.
Uredba (ES) št. 1893/2006 Evropskega parlamenta in Sveta z dne 20. decembra 2006 o uvedbi statistične klasifikacije gospodarskih dejavnosti NACE Revizija 2 in o spremembi Uredbe Sveta (EGS) št. 3037/90 kakor tudi nekaterih uredb ES o posebnih statističnih področjih (UL L 393, 30.12.2006, str.
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p.
CET upošteva spremembo na srednjeevropski poletni čas.
32).
PRILOGA I
Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p.
DEL 1
1).
SEZNAM POLJ ZA DOKUMENTE S KVALITATIVNIMI PODATKI
Regulation (EC) No 1893/2006 of the European Parliament and of the Council of 20 December 2006 establishing the statistical classification of economic activities NACE Revision 2 and amending Council Regulation (EEC) No 3037/90 as well as certain EC Regulations on specific statistical domains (OJ L 393, 30.12.2006, p.
Preglednica 1
CET takes account of the change to Central European Summer Time.
Ta preglednica vključuje elemente za identifikacijo bonitetne agencije poročevalke, vključno s podatki o pravnem subjektu ter uporabljenimi metodologijo in politikami.
ANNEX I
Ta preglednica vsebuje po eno vrstico za vsako bonitetno agencijo, ki predloži informacije.
PART 1
Ime polja
LIST OF FIELDS FOR THE QUALITATIVE DATA FILE
Opis
Table 1
Vrsta polja
CRA identification and methodology description
Področje uporabe
This table shall include the elements that provide the identification of the reporting credit rating agency including the legal identification, methodology and policies used.
Identifikator bonitetne agencije
This table shall contain one line for each reporting credit rating agency.
Oznaka, ki se uporablja za identifikacijo bonitetne agencije poročevalke.
Field name
Določi jo ESMA pri registraciji ali certificiranju.
Description
Obvezno.
Type
Tehnično.
Standard
Mednarodni identifikator pravnih subjektov (LEI) bonitetne agencije poročevalke
Scope
Koda LEI bonitetne agencije, ki pošilja datoteko.
CRA identifier
Javno.
Code used to identify the reporting credit rating agency.
Ime bonitetne agencije
It is provided by ESMA upon registration or certification.
Ime, ki se uporablja za identifikacijo bonitetne agencije.
Mandatory.
Biti mora enako imenu, ki ga je bonitetna agencija uporabila pri registraciji in pri vseh drugih nadzornih postopkih v okviru ESMA.
Technical
Kadar ena od članic skupine bonitetnih agencij poroča za celo skupino, se navede ime skupine bonitetnih agencij.
Reporting CRA Global Legal Entity Identifier (LEI)
Opis bonitetne agencije
LEI code of the credit rating agency sending the file.
Kratek opis bonitetne agencije.
Public
Metodologija bonitetne agencije
CRA name
Opis metodologije bonitetnega ocenjevanja, ki jo uporablja bonitetna agencija.
Name used to identify the credit rating agency.
Bonitetna agencija lahko opiše posebnosti svoje metodologije ocenjevanja.
It shall correspond to the name used by the credit rating agency in the registration process and all other supervisory procedures within ESMA.
Povezava na spletno mesto bonitetne agencije z metodologijo
Where one member of a group of credit rating agencies reports for the whole group it shall be the name referring to the group of credit rating agencies.
Povezava na spletno mesto bonitetne agencije, na katerem so navedene vse informacije, povezane z metodologijami, ter opisi modelov in ključnih predpostavk ocenjevanja.
CRA Description
Veljaven sklic na spletno mesto.
Brief description of the credit rating agency.
Politika glede naročenih in nenaročenih bonitetnih ocen
CRA Methodology
Opis politike bonitetne agencije glede naročenih in nenaročenih bonitetnih ocen z udeležbo ali brez nje.
Description of the credit rating agency’s rating methodology.
Če ima agencija več kot eno politiko, se za vsako politiko navedejo zadevne vrste bonitetnih ocen.
The credit rating agency can describe unique features of its rating methodology.
Politika bonitetnega ocenjevanja podrejenih podjetij
Link to CRA website methodology page
Opis politike glede poročanja bonitetnih ocen podrejenih podjetij.
The link to the credit rating agency’s web page that contains all information related to the methodologies, and descriptions of models and key rating assumptions.
Uporablja se pri bonitetnih agencijah, ki izdajajo ocene gospodarskih družb.
Valid web page reference.
Geografska pokritost poročanja