natgillin/translations-raw huggingface dataset:
the Commission has determined, by means of an implementing act pursuant to paragraph 1, that the third country has an equivalent and enforceable regulatory and supervisory framework;
postopki v zvezi z usklajevanjem nadzornih dejavnosti.
the relevant authorities of the third country have entered into cooperation arrangements with ESMA specifying at least:
ESMA uporablja Uredbo (ES) št. 45/2001 za posredovanje osebnih podatkov tretji državi.
a mechanism for the exchange of information between ESMA and any other Union authority that exercises responsibilities as a result of any delegation of tasks pursuant to Article 9(1) on the one hand and the relevant competent authorities of the third country concerned on the other; and
ESMA v 30 delovnih dneh od prejema vloge oceni, ali je vloga popolna.
procedures concerning the coordination of supervisory activities.
Če ESMA ugotovi, da vloga ni popolna, določi rok, do katerega mora zadevni repozitorij sklenjenih poslov predložiti dodatne informacije.
ESMA shall apply Regulation (EC) No 45/2001 with regard to the transfer of personal data to a third country.
ESMA v 180 dneh po predložitvi popolne vloge pisno obvesti zadevni repozitorij sklenjenih poslov, ali je bilo priznanje odobreno ali zavrnjeno, pri čemer to izčrpno obrazloži.
Within 30 working days of receipt of the application, ESMA shall assess whether the application is complete.
ESMA na svojem spletnem mestu objavi seznam repozitorijev sklenjenih poslov, priznanih v skladu s tem členom.
If ESMA determines that the application is not complete, it shall set a deadline by which the applicant trade repository is to provide additional information.
Člen 20
Within 180 working days of the submission of a complete application, ESMA shall inform the applicant trade repository in writing with a fully reasoned explanation whether the recognition has been granted or refused.
Posreden dostop do podatkov med organi
ESMA shall publish on its website a list of the trade repositories recognised in accordance with this Article.
ESMA lahko z zadevnimi organi tretjih držav, ki morajo izpolniti svoje odgovornosti in naloge, sklene dogovore o sodelovanju glede medsebojne izmenjave informacij o poslih financiranja z vrednostnimi papirji, ki jih dajo ESMA na voljo repozitoriji sklenjenih poslov Unije v skladu s členom 12(2), in podatkov o poslih financiranja z vrednostnimi papirji, ki jih zbirajo in hranijo organi tretjih držav, če so vzpostavljena jamstva glede varovanja poklicne skrivnosti, vključno z varstvom poslovnih skrivnosti, ki jih organi delijo s tretjimi osebami.
Indirect access to data between authorities
Enakovrednost poročanja
ESMA may conclude cooperation arrangements with relevant authorities of third countries that need to fulfil their respective responsibilities and mandates regarding mutual exchange of information on SFTs made available to ESMA by Union trade repositories in accordance with Article 12(2) and on SFT data collected and maintained by third-country authorities, provided that guarantees of professional secrecy exist, including with regard to the protection of business secrets shared by the authorities with third parties.
Komisija lahko sprejme izvedbene akte, v katerih določi, da za pravne, nadzorne in izvršilne ureditve tretje države velja naslednje:
Article 21
so enakovredne zahtevam, določenim v členu 4;
Equivalence of reporting
zagotavljajo varovanje poklicne skrivnosti, ki je enakovredno varstvu iz te uredbe;
The Commission may adopt implementing acts determining that the legal, supervisory and enforcement arrangements of a third country:
se učinkovito uporabljajo ter izvršujejo enakopravno in brez izkrivljanja, tako da zagotavljajo učinkovit nadzor in izvrševanje v tej tretji državi, in
are equivalent to the requirements laid down in Article 4;
zagotavljajo, da imajo subjekti iz člena 12(2) bodisi neposreden dostop do podrobnosti o podatkih o poslih financiranja z vrednostnimi papirji v skladu s členom 19(1) bodisi posreden dostop do podrobnosti o poslih financiranja z vrednostnimi papirji v skladu s členom 20.
ensure protection of professional secrecy equivalent to that laid down in this Regulation;
Kadar Komisija sprejme izvedbeni akt o enakovrednosti v zvezi s tretjo državo iz odstavka 1 tega člena se predpostavlja, da se za nasprotne stranke, ki sklenejo posel, ki je predmet te uredbe, šteje, da so izpolnile zahteve iz člena 4, če ima najmanj ena od nasprotnih strank sedež v tej tretji državi ter nasprotne stranke izpolnjujejo zadevne obveznosti te tretje države v zvezi s tem poslom.
are being effectively applied and enforced in an equitable and non-distortive manner in order to ensure effective supervision and enforcement in that third country; and
Ta izvedbeni akt se sprejme v skladu s postopkom pregleda iz člena 31(2).
ensure that the entities referred to in Article 12(2) have either direct access to the details on SFT data pursuant to Article 19(1) or indirect access to the details on SFTs pursuant to Article 20.
Komisija ob pomoči ESMA spremlja, ali tretje države, za katere je bil sprejet izvedbeni akt o enakovrednosti, učinkovito izpolnjujejo zahteve, ki so enakovredne zahtevam iz člena 4, ter o tem redno poroča Evropskemu parlamentu in Svetu.
Where the Commission has adopted an implementing act on equivalence with regard to a third country, as referred to in paragraph 1 of this Article, counterparties entering into a transaction subject to this Regulation shall be deemed to have fulfilled the requirements laid down in Article 4 where at least one of the counterparties is established in that third country and the counterparties have complied with the relevant obligations of that third country in relation to that transaction.
Kadar poročilo razkrije, da organi tretje države nezadostno ali nedosledno uporabljajo enakovredne zahteve, Komisija v 30 koledarskih dneh po predložitvi poročila razmisli o morebitni razveljavitvi priznanja enakovrednosti zadevnega pravnega okvira tretje države.
That implementing act shall be adopted in accordance with the examination procedure referred to in Article 31(2).
POGLAVJE VIII
The Commission shall, in cooperation with ESMA, monitor the effective implementation by third countries for which an implementing act on equivalence has been adopted of the requirements equivalent to those laid down in Article 4 and report regularly to the European Parliament and to the Council.
UPRAVNE SANKCIJE IN DRUGI UPRAVNI UKREPI
Where the report reveals an insufficient or inconsistent application of the equivalent requirements by third-country authorities, the Commission shall consider, within 30 calendar days of the presentation of the report, whether to withdraw the recognition as equivalent of the third-country legal framework in question.
Člen 22
CHAPTER VIII
Upravne sankcije in drugi upravni ukrepi
ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
Brez poseganja v člen 28 in pravico držav članic, da določijo in naložijo kazenske sankcije, države članice v skladu z nacionalnim pravom določijo, da imajo pristojni organi pooblastilo za nalaganje upravnih sankcij in drugih upravnih ukrepov vsaj za kršitve členov 4 in 15.
Article 22
Kadar se določbe iz prvega pododstavka uporabljajo za pravne osebe, države članice pooblastijo pristojne organe za uporabo sankcij, da v primeru kršitve uporabijo pod pogoji, določenimi v nacionalnem pravu, za člane upravljalnega organa in druge posameznike, ki so po nacionalnem pravu odgovorni za kršitev.
Administrative sanctions and other administrative measures
Upravne sankcije in drugi upravni ukrepi, naloženi za namen odstavka 1, so učinkoviti, sorazmerni in odvračilni.
Without prejudice to Article 28 and the right of Member States to provide for and impose criminal sanctions, Member States shall, in accordance with national law, provide for competent authorities to have the power to impose administrative sanctions and other administrative measures in relation to at least infringements of Articles 4 and 15.
Kadar se države članice v skladu z odstavkom 1 tega člena odločijo določiti kazenske sankcije za kršitve določb iz navedenega odstavka, zagotovijo, da so na voljo ustrezni ukrepi, na podlagi katerih imajo pristojni organi vsa potrebna pooblastila za sodelovanje s sodnimi organi, organi pregona ali pravosodnimi organi v njihovi jurisdikciji, da lahko prejemajo specifične informacije, povezane s preiskavami kaznivih dejanj ali kazenskimi postopki, sproženimi ob morebitnih kršitvah členov 4 in 15, ter da lahko te informacije zagotavljajo tudi drugim pristojnim organom in ESMA, zato da za namene te uredbe izpolnijo svojo obveznost medsebojnega sodelovanja in po potrebi obveznost sodelovanja z ESMA.
Where the provisions referred to in the first subparagraph apply to legal persons, Member States shall empower competent authorities, in the case of an infringement, to apply sanctions, subject to the conditions laid down in national law, to members of the management body, and to other individuals who under national law are responsible for the infringement.
Pristojni organi lahko pri izvajanju svojih pooblastil za nalaganje sankcij sodelujejo s pristojnimi organi drugih držav članic in zadevnimi organi tretjih držav.
The administrative sanctions and other administrative measures taken for the purpose of paragraph 1 shall be effective, proportionate and dissuasive.
Pristojni organi lahko s pristojnimi organi drugih držav članic sodelujejo tudi za lažjo izterjavo denarnih kazni.
Where Member States have chosen, in accordance with paragraph 1 of this Article, to lay down criminal sanctions for the infringements of the provisions referred to in that paragraph they shall ensure that appropriate measures are in place so that competent authorities have all of the necessary powers to liaise with judicial, prosecuting, or criminal justice authorities within their jurisdiction to receive specific information related to criminal investigations or proceedings commenced for possible infringements of Articles 4 and 15, and to provide such information to other competent authorities and ESMA to fulfil their obligation to cooperate with each other and, where relevant, with ESMA for the purposes of this Regulation.
Države članice v skladu z nacionalnim pravom na pristojne organe prenesejo pooblastilo, da v primeru kršitev iz odstavka 1 uporabijo vsaj naslednje upravne sankcije in druge upravne ukrepe:
Competent authorities may cooperate with competent authorities of other Member States and relevant third-country authorities with respect to the exercise of their powers to impose sanctions.
odredbo, s katero se od osebe, odgovorne za kršitev, zahteva, da preneha z ravnanjem in da tega ravnanja več ne ponovi;
Competent authorities may also cooperate with competent authorities of other Member States with respect to facilitating the recovery of pecuniary sanctions.
javno izjavo, v kateri sta navedeni odgovorna oseba in narava kršitve v skladu s členom 26;
Member States shall, in accordance with national law, confer on competent authorities the power to apply at least the following administrative sanctions and other administrative measures in the event of the infringements referred to in paragraph 1:
odvzem ali mirovanje dovoljenja;
an order requiring the person responsible for the infringement to cease the conduct and to desist from a repetition of that conduct;
začasno prepoved izvajanja funkcije upravljanja za vsako osebo, ki ima vodstvene odgovornosti, ali vsako fizično osebo, ki se šteje za odgovorno za takšno kršitev;
a public statement which indicates the person responsible and the nature of the infringement in accordance with Article 26;
najvišje upravne denarne kazni v višini vsaj trikratnega zneska pridobljenega dobička ali preprečene izgube zaradi kršitve, kadar ju lahko zadevni organ določi, čeprav njihova višina presega zneske iz točk (f) in (g);
withdrawal or suspension of the authorisation;
v primeru fizične osebe najvišjo upravno denarno kazen v višini najmanj 5000000 EUR oziroma v državah članicah, v katerih euro ni uradna valuta, ustrezne vrednosti v njihovih nacionalnih valutah na dan 12. januar 2016;
a temporary ban against any person discharging managerial responsibilities, or any natural person who is held responsible for such an infringement, from exercising management functions;
v primeru pravnih oseb najvišjo upravno denarno kazen v višini najmanj:
maximum administrative pecuniary sanctions of at least three times the amount of the profits gained or losses avoided because of the infringement where those can be determined by the relevant authority, even if those sanctions exceed the amounts referred to in points (f) and (g);
5000000 EUR, oziroma v državah članicah, v katerih euro ni uradna valuta, ustrezne vrednosti v njihovih nacionalnih valutah na dan 12. januar 2016, ali do 10 % skupnega letnega prometa pravne osebe glede na zadnje razpoložljive računovodske izkaze, ki jih je odobril upravljalni organ, za kršitve člena 4;
in respect of a natural person, a maximum administrative pecuniary sanctions of at least EUR 5000000 or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 12 January 2016;
15000000 EUR, oziroma v državah članicah, v katerih euro ni uradna valuta, ustrezne vrednosti v njihovih nacionalnih valutah na dan 12. januar 2016, ali do 10 % skupnega letnega prometa pravne osebe glede na zadnje razpoložljive računovodske izkaze, ki jih je odobril upravljalni organ, za kršitve člena 15.
in respect of legal persons, maximum administrative pecuniary sanctions of at least:
Kadar je za namene točk (g)(i) in (ii) prvega pododstavka pravna oseba obvladujoče podjetje ali odvisno podjetje obvladujočega podjetja, ki mora pripravljati konsolidirane računovodske izkaze v skladu z Direktivo 2013/34/EU, je zadevni skupni letni promet skupni letni promet oziroma ustrezna vrsta prihodka v skladu z relevantnim računovodskim okvirom glede na zadnje razpoložljive konsolidirane računovodske izkaze, ki jih je potrdil upravljalni organ končnega obvladujočega podjetja.
EUR 5000000 or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 12 January 2016, or up to 10 % of the total annual turnover of the legal person according to the last available accounts approved by the management body for infringements of Article 4;
Kršitev člena 4 ne vpliva na veljavnost pogojev posla financiranja z vrednostnimi papirji ali na možnost pogodbenih strank za uveljavitev pogojev posla financiranja z vrednostnimi papirji.
EUR 15000000 or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 12 January 2016, or up to 10 % of the total annual turnover of the legal person according to the last available accounts approved by the management body for infringements of Article 15.
Zaradi kršitve člena 4 še ne nastane pravica do nadomestila, ki ga mora plačati stranka posla financiranja z vrednostnimi papirji.
Member States may also provide for a wider scope of sanctions and higher levels of sanctions than those provided for in this paragraph.
Člen 23
An infringement of Article 4 shall not affect the validity of the terms of an SFT or the possibility of the parties to enforce the terms of an SFT.
Določitev upravnih sankcij in drugih upravnih ukrepov
Member States may decide not to lay down rules for administrative sanctions and other administrative measures as referred to in paragraph 1 where the infringements referred to in that paragraph are already subject to criminal sanctions in their national law before 13 January 2018.
resnost in trajanje kršitve;
Where they decide not to lay down rules for administrative sanctions and other administrative measures, Member States shall notify, in detail, to the Commission and to ESMA, the relevant parts of their criminal law.
stopnjo odgovornosti osebe, odgovorne za kršitev;
By 13 July 2017 Member States shall notify the rules regarding paragraphs 1, 3 and 4 to the Commission and to ESMA.
finančno trdnost osebe, odgovorne za kršitev, z upoštevanjem dejavnikov, kot sta skupni promet v primeru pravne osebe ali letni dohodek v primeru fizične osebe;
They shall notify the Commission and ESMA without delay of any subsequent amendment thereto.
pomen pridobljenih dobičkov ali preprečenih izgub s strani osebe, odgovorne za kršitev, če jih je mogoče opredeliti;
Article 23
raven sodelovanja osebe, odgovorne za kršitev, s pristojnim organom, brez poseganja v potrebo po zagotovitvi, da se povrne s strani navedene osebe pridobljeni dobiček ali preprečena izguba;
Determination of administrative sanctions and other administrative measures
prejšnje kršitve osebe, odgovorne za kršitev;
Member States shall ensure that, when determining the type and level of administrative sanctions and other administrative measures, competent authorities shall take into account all relevant circumstances, including, where appropriate:
Pristojni organi lahko pri določanju vrste in ravni upravnih sankcij in drugih upravnih ukrepov poleg dejavnikov iz prvega odstavka upoštevajo še druge dejavnike.
the gravity and duration of the infringement;
Člen 24
the degree of responsibility of the person responsible for the infringement;
Poročanje o kršitvah
the financial strength of the person responsible for the infringement, by considering factors such as the total turnover in the case of a legal person or the annual income in the case of a natural person;
Pristojni organi vzpostavijo učinkovite mehanizme, ki omogočajo poročanje o dejanskih ali potencialnih kršitvah členov 4 in 15 drugim pristojnim organom.
the importance of the profits gained or losses avoided by the person responsible for the infringement, insofar as they can be determined;
Mehanizmi iz odstavka 1 vključujejo vsaj:
the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;
posebne postopke za sprejem poročil o kršitvah iz členov 4 ali 15 in njihovo nadaljnjo obravnavo, vključno z vzpostavitvijo varnih komunikacijskih kanalov za takšna poročila;
previous infringements by the person responsible for the infringement.
ustrezno zaščito zaposlenih na osnovi pogodbe o zaposlitvi, ki prijavijo kršitve iz členov 4 ali 15 ali so obtoženi kršenja teh členov, pred povračilnimi ukrepi, diskriminacijo in drugimi oblikami nepravičnega obravnavanja;
Competent authorities may take into account additional factors to those referred to in the first paragraph when determining the type and level of administrative sanctions and other administrative measures.
varstvo osebnih podatkov osebe, ki prijavi kršitev iz členov 4 ali 15, in osebe, ki je domnevno odgovorna za kršitev, vključno z varovanjem zaupnosti identitete teh oseb, v vseh fazah postopka in brez poseganja v razkritje informacij, ki ga zahteva nacionalno pravo v okviru preiskav ali kasnejših sodnih postopkov.
Article 24
Nasprotne stranke imajo vzpostavljene ustrezne notranje postopke, da lahko njihovi zaposleni prijavijo kršitve členov 4 in 15.
Reporting of infringements
Člen 25
The competent authorities shall establish effective mechanisms to enable reporting of actual or potential infringements of Articles 4 and 15 to other competent authorities.
Izmenjava informacij z ESMA
The mechanisms referred to in paragraph 1 shall include at least:
Pristojni organi ESMA vsako leto posredujejo informacije v združeni in razčlenjeni obliki o vseh upravnih sankcijah in drugih upravnih ukrepih, ki jih naložijo v skladu s členom 22.
specific procedures for the receipt of reports of infringements of Article 4 or 15 and their follow-up, including the establishment of secure communication channels for such reports;
ESMA informacije v združeni obliki objavi v letnem poročilu.
appropriate protection for persons working under a contract of employment who report infringements of Article 4 or 15 or who are accused of infringing those articles against retaliation, discrimination and other types of unfair treatment;
Če so se države članice odločile določiti kazenske sankcije za kršitev določb iz člena 22, njihovi pristojni organi ESMA vsako leto zagotovijo podatke v anonimizirani in združeni obliki v zvezi z vsemi opravljenimi kazenskimi preiskavami in naloženimi kazenskimi sankcijami.
protection of personal data both of the person who reports the infringement of Article 4 or 15 and of the person who allegedly committed the infringement, including protection in relation to preserving the confidentiality of their identity, at all stages of the procedure without prejudice to disclosure of information being required by national law in the context of investigations or subsequent judicial proceedings.
ESMA v letnem poročilu objavi podatke o naloženih kazenskih sankcijah.
Counterparties shall have in place appropriate internal procedures for their employees to report infringements of Articles 4 and 15.
Kadar pristojni organ javnosti razkrije upravno sankcijo ali drug upravni ukrep ali kazensko sankcijo, hkrati to informacijo sporoči tudi ESMA.
Article 25
ESMA pripravi osnutke izvedbenih tehničnih standardov o postopkih in načinih izmenjave informacij, kot je določeno v odstavkih 1 in 2.
Exchange of information with ESMA
Na Komisijo se prenese pooblastilo za sprejemanje izvedbenih tehničnih standardov iz prvega pododstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010.
Competent authorities shall provide ESMA annually with aggregated and granular information regarding all administrative sanctions and other administrative measures imposed by them in accordance with Article 22.
Člen 26
ESMA shall publish aggregated information in an annual report.
Objava sklepov
Where Member States have chosen to lay down criminal sanctions for infringements of the provisions referred to in Article 22, their competent authorities shall provide ESMA annually with anonymised and aggregated data regarding all criminal investigations undertaken and criminal sanctions imposed.
Države članice ob upoštevanju odstavka 4 tega člena zagotovijo, da pristojni organi na svojem spletnem mestu objavijo vse sklepe, s katerimi naložijo upravno sankcijo ali drug upravni ukrep v zvezi s kršitvijo člena 4 ali 15, takoj ko je bila oseba, na katero je naslovljen navedeni sklep, o sklepu obveščena.
ESMA shall publish, in an annual report, data on criminal sanctions imposed.
Med informacijami, objavljenimi v skladu z odstavkom 1, so vsaj vrsta in narava kršitve ter identiteta osebe, na katero je naslovljen sklep.
Where the competent authority has disclosed an administrative sanction or other administrative measure, or criminal sanction to the public, it shall, at the same time, report that information to ESMA.
Odstavka 1 in 2 se ne uporabljata za sklepe, s katerimi se naložijo ukrepi, ki so preiskovalne narave.
ESMA shall develop draft implementing technical standards to determine the procedures and forms for exchange of information as referred to in paragraphs 1 and 2.
Kadar pristojni organ na podlagi ocene za vsak posamezen primer meni, da bi bila objava identitete pravne osebe, na katero je naslovljen sklep, ali osebnih podatkov fizične osebe nesorazmerna, ali če bi takšna objava ogrozila tekočo preiskavo ali stabilnost finančnih trgov, stori eno od naslednjega:
Power is conferred to the Commission to adopt the implementing technical standards referred to in the first subparagraph in accordance with Article 15 of Regulation (EU) No 1095/2010.
odloži objavo sklepa, dokler razlogi za odlog ne prenehajo obstajati;
Article 26
sklep objavi anonimno v skladu z nacionalnim pravom, kadar takšna objava zagotavlja učinkovito varstvo zadevnih osebnih podatkov, in kjer primerno odloži objavo relevantnih podatkov za razumno obdobje, kadar se lahko predvideva, da bodo razlogi za anonimno objavo v navedenem obdobju prenehali obstajati;
Publication of decisions
sklepa ne objavi, če meni, da objava v skladu s točko (a) ali (b) ne bi bila zadostna za zagotovitev: