natgillin/translations-raw huggingface dataset:
Article 33(2) of the SSM Regulation states that the ECB must publish by means of regulations and decisions the detailed operational arrangements for the implementation of the tasks conferred upon it by that Regulation.
Ta uredba vsebuje določbe za izvedbo člena 33(2) v zvezi s sodelovanjem med ECB in pristojnimi nacionalnimi organi znotraj EMN.
This Regulation contains the provisions implementing Article 33(2) relating to cooperation between the ECB and the NCAs within the SSM.
Posledično ta uredba tudi podrobneje oblikuje in določa postopke sodelovanja, ki so vzpostavljeni z Uredbo o EMN, med ECB in pristojnimi nacionalnimi organi znotraj EMN ter, kjer je primerno, z imenovanimi nacionalnimi organi ter tako zagotavlja učinkovito in skladno delovanje EMN.
As a result, this Regulation further develops and specifies the cooperation procedures established in the SSM Regulation between the ECB and the NCAs within the SSM as well as, where appropriate, with the national designated authorities, and thereby ensures the effective and consistent functioning of the SSM.
ECB pripisuje velik pomen celoviti oceni kreditnih institucij, vključno z oceno bilance stanja, ki jo mora opraviti pred prevzemom svojih nalog.
The ECB attaches great importance to the comprehensive assessment of credit institutions, including the balance sheet assessment that it must carry out before the assumption of its tasks.
To velja tudi za vse države članice, ki postanejo članice euroobmočja in se tako pridružijo EMN po datumu začetka izvajanja nadzora v skladu s členom 33(2) uredbe o EMN.
This extends to any Member States joining the euro area and therefore joining the SSM after the date for the commencement of supervision in accordance with Article 33(2) of the SSM Regulation.
Za nemoteno delovanje EMN je bistveno, da ECB in pristojni nacionalni organi polno sodelujejo in si izmenjujejo vse informacije, ki bi lahko vplivale na njihove naloge, zlasti vse informacije, ki jih pristojni nacionalni organi pridobijo v zvezi s postopki, ki bi lahko vplivali na varnost in trdnost nadzorovanega subjekta ali na nadzorniške postopke v zvezi s temi subjekti –
It is essential for the smooth functioning of the SSM that there is full cooperation between the ECB and NCAs and that they exchange all the information that may have an impact on their respective tasks, in particular, all information that the NCAs avail of regarding procedures that may have an impact on the safety and soundness of a supervised entity or that interact with the supervisory procedures in relation to such entities,
SPREJEL NASLEDNJO UREDBO:
HAS ADOPTED THIS REGULATION:
DEL I
PART I
SPLOŠNE DOLOČBE
Article 1
Vsebina in namen
Subject matter and purpose
Ta uredba določa pravila o naslednjem:
This Regulation lays down rules on all of the following:
okvir iz člena 6(7) uredbe o EMN, tj. okvir za določitev praktičnih ureditev za izvajanje člena 6 uredbe o EMN v zvezi s sodelovanjem znotraj EMN, ki vključuje:
the framework referred to in Article 6(7) of the SSM Regulation, namely a framework to organise the practical arrangements for implementing Article 6 of the SSM Regulation concerning cooperation within the SSM, to include:
posebno metodologijo za ocenjevanje in pregledovanje, ali se nadzorovani subjekt razvrsti kot pomemben ali manj pomemben v skladu z merili iz člena 6(4) uredbe o EMN, in ureditve, ki izhajajo iz tega ocenjevanja;
the specific methodology for the assessment and review of whether a supervised entity is classified as significant or less significant pursuant to the criteria laid down in Article 6(4) of the SSM Regulation, and the arrangements resulting from this assessment;
opredelitev postopkov, vključno z roki, tudi v zvezi z možnostjo pristojnih nacionalnih organov, da pripravijo osnutke odločitev, ki se pošljejo ECB v preučitev, glede odnosov med ECB in pristojnimi nacionalnimi organi v zvezi z nadzorom pomembnih nadzorovanih subjektov;
the definition of procedures, including time limits, also in relation to the possibility for NCAs to prepare draft decisions for the ECB’s consideration, concerning the relation between the ECB and the NCAs regarding the supervision of significant supervised entities;
opredelitev postopkov, vključno z roki, glede odnosov med ECB in pristojnimi nacionalnimi organi v zvezi z nadzorom manj pomembnih nadzorovanih subjektov.
the definition of procedures, including time limits, concerning the relation between the ECB and the NCAs regarding the supervision of less significant supervised entities.
Taki postopki od pristojnih nacionalnih organov odvisno od primerov, določenih v tej uredbi, zahtevajo zlasti, da:
In particular, such procedures shall require the NCAs, depending on the cases defined in this Regulation, to:
uradno obvestijo ECB o vsakem pomembnem nadzorniškem postopku;
notify the ECB of any material supervisory procedure,
na zahtevo ECB podrobneje ocenijo posamezne vidike postopka;
further assess, on the ECB’s request, specific aspects of the procedure,
posredujejo ECB pomembne osnutke nadzorniških odločitev, o katerih ECB lahko izrazi svoja stališča.
transmit to the ECB material draft supervisory decisions, on which the ECB may express its views;
sodelovanje in izmenjava informacij med ECB in pristojnimi nacionalnimi organi znotraj EMN v zvezi s postopki, ki se nanašajo na pomembne nadzorovane subjekte in manj pomembne nadzorovane subjekte, vključno s skupnimi postopki, ki se uporabljajo za izdajanje dovoljenj za začetek opravljanja dejavnosti kreditne institucije, odvzemanje takih dovoljenj ter ocenjevanje pridobitev in odsvojitev kvalificiranih deležev;
cooperation and exchange of information between the ECB and the NCAs within the SSM with regard to the procedures relating to significant supervised entities and less significant supervised entities, including common procedures applying to authorisations to take up the business of a credit institution, withdrawals of such authorisations and the assessment of acquisitions and disposals of qualifying holdings;
postopki, ki se nanašajo na sodelovanje med ECB, pristojnimi nacionalnimi organi in imenovanimi nacionalnimi organi v zvezi z makrobonitetnimi nalogami in orodji v smislu člena 5 uredbe o EMN;
the procedures relating to cooperation between the ECB, the NCAs and the NDAs regarding macro-prudential tasks and tools within the meaning of Article 5 of the SSM Regulation;
postopki, ki se nanašajo na tesno sodelovanje v smislu člena 7 uredbe o EMN in se uporabljajo med ECB, pristojnimi nacionalnimi organi in imenovanimi nacionalnimi organi;
the procedures relating to the operation of close cooperation within the meaning of Article 7 of the SSM Regulation and applicable between the ECB, the NCAs and the NDAs;
postopki, ki se nanašajo na sodelovanje med ECB in pristojnimi nacionalnimi organi v zvezi s členi 10 do 13 uredbe o EMN, vključno z nekaterimi vidiki, ki se nanašajo na nadzorniško poročanje;
the procedures relating to cooperation between the ECB and the NCAs with regard to Articles 10 to 13 of the SSM Regulation, including on certain aspects relating to supervisory reporting;
postopki, ki se nanašajo na sprejetje nadzorniških odločitev, naslovljenih na nadzorovane subjekte in druge osebe;
the procedures relating to the adoption of supervisory decisions addressed to supervised entities and other persons;
jezikovna ureditev med ECB in pristojnimi nacionalnimi organi ter med ECB in nadzorovanimi subjekti in drugimi osebami;
the linguistic arrangements between the ECB and the NCAs and between the ECB and supervised entities and other persons;
postopki, ki se uporabljajo za pooblastila ECB in pristojnih nacionalnih organov za sankcioniranje v okviru EMN v zvezi z nalogami, ki so prenesene na ECB z uredbo o EMN;
the procedures applicable to the ECB’s and the NCAs’ sanctioning powers within the SSM in relation to the tasks conferred on the ECB by the SSM Regulation;
prehodne določbe.
transitional provisions.
Ta uredba ne vpliva na nadzorniške naloge, ki z uredbo o EMN niso prenesene na ECB in zato ostajajo v pristojnosti nacionalnih organov.
This Regulation does not affect the supervisory tasks that have not been conferred on the ECB by the SSM Regulation and that therefore remain with national authorities.
To uredbo je treba brati zlasti v povezavi s Sklepom ECB/2004/2 [3] in Poslovnikom Nadzornega odbora Evropske centralne banke [4], predvsem glede odločanja znotraj EMN, vključno s postopkom, ki se uporablja med Nadzornim odborom in Svetom ECB, kadar Svet ECB ne ugovarja, kot je navedeno v členu 26(8) uredbe o EMN, ter z drugimi upoštevnimi pravnimi akti ECB, vključno s Sklepom ECB/2014/16 [5].
This Regulation shall be read in particular in conjunction with Decision ECB/2004/2 [3] and the Rules of Procedure of the Supervisory Board of the European Central Bank [4], in particular with regard to decision-making within the SSM, including the procedure applying between the Supervisory Board and the Governing Council as regards the non-objection by the Governing Council referred to in Article 26(8) of the SSM Regulation and other relevant ECB legal acts, including Decision ECB/2014/16 [5].
Člen 2
Definitions
V tej uredbi se uporabljajo opredelitve pojmov, ki so vsebovane v uredbi o EMN, razen če je določeno drugače, skupaj z naslednjimi opredelitvami:
For the purposes of this Regulation, the definitions contained in the SSM Regulation shall apply, unless otherwise provided for, together with the following definitions:
„dovoljenje“ pomeni dovoljenje, kot je opredeljeno v točki (42) člena 4(1) Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta [6];
‘authorisation’ means an authorisation as defined in point (42) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council [6];
„podružnica“ pomeni podružnico, kot je opredeljena v točki (17) člena 4(1) Uredbe (EU) št. 575/2013;
‘branch’ means a branch as defined in point (17) of Article 4(1) of Regulation (EU) No 575/2013;
„skupni postopki“ pomenijo postopke, ki so določeni v delu V v zvezi z izdajo dovoljenja za začetek opravljanja dejavnosti kreditne institucije, odvzemom dovoljenja za opravljanje take dejavnosti in odločitvami v zvezi s kvalificiranimi deleži;
‘common procedures’ means the procedures provided for in Part V with respect to an authorisation to take up the business of a credit institution, withdrawal of an authorisation to pursue such business and decisions with regard to qualifying holdings;
„država članica euroobmočja“ pomeni državo članico, katere valuta je euro;
‘euro area Member State’ means a Member State whose currency is the euro;
„skupina“ pomeni skupino podjetij, od katerih je vsaj eno kreditna institucija, ki jo sestavljajo nadrejena oseba in njene podrejene družbe, ali skupino podjetij, ki so med seboj povezana v smislu člena 22 Direktive 2013/34/EU Evropskega parlamenta in Sveta [7], vključno s katero koli podskupino;
‘group’ means a group of undertakings of which at least one is a credit institution and which consists of a parent undertaking and its subsidiaries, or undertakings linked to each other by a relationship within the meaning of Article 22 of Directive 2013/34/EU of the European Parliament and of the Council [7], including any sub-group thereof;
„skupna nadzorniška skupina“ pomeni skupino nadzornikov, ki so odgovorni za nadzor nad pomembnim nadzorovanim subjektom ali pomembno nadzorovano skupino;
‘joint supervisory team’ means a team of supervisors in charge of the supervision of a significant supervised entity or a significant supervised group;
„manj pomemben nadzorovani subjekt“ pomeni (a) manj pomemben nadzorovani subjekt v državi članici euroobmočja in (b) manj pomemben nadzorovani subjekt v državi članici zunaj euroobmočja, ki je sodelujoča država članica;
‘less significant supervised entity’ means both (a) a less significant supervised entity in a euro area Member State; and (b) a less significant supervised entity in a non-euro area Member State that is a participating Member State;
„manj pomemben nadzorovani subjekt v državi članici euroobmočja“ pomeni nadzorovani subjekt s sedežem v državi članici euroobmočja, ki nima statusa pomembnega nadzorovanega subjekta v smislu člena 6(4) uredbe o EMN;
‘less significant supervised entity in a euro area Member State’ means a supervised entity established in a euro area Member State and which does not have the status of a significant supervised entity within the meaning of Article 6(4) of the SSM Regulation;
„pristojni nacionalni organ“ pomeni pristojni nacionalni organ, kot je opredeljeno v točki 2 člena 2 uredbe o EMN.
‘national competent authority’ (NCA) means a national competent authority as defined in point (2) of Article 2 of the SSM Regulation.
Ta opredelitev ne posega v ureditve po nacionalnem pravu, ki dodeljujejo nekatere nadzorniške naloge nacionalni centralni banki (NCB), ki ni določena kot pristojni nacionalni organ.
This definition is without prejudice to arrangements under national law which assign certain supervisory tasks to a national central bank (NCB) not designated as an NCA.
V tem primeru NCB opravlja te naloge v okviru, določenem po nacionalnem pravu in tej uredbi.
In this case, the NCB shall carry out these tasks within the framework set out in national law and this Regulation.
Sklicevanje na pristojni nacionalni organ v tej uredbi se v tem primeru ustrezno uporablja za NCB za naloge, ki so ji dodeljene po nacionalnem pravu;
A reference to an NCA in this Regulation shall in this case apply as appropriate to the NCB for the tasks assigned to it by national law;
„pristojni nacionalni organ za tesno sodelovanje“ pomeni pristojni nacionalni organ, ki ga sodelujoča država članica, s katero se vzpostavi tesno sodelovanje, določi v skladu z Direktivo 2013/36/EU [8] Evropskega parlamenta in Sveta;
‘NCA in close cooperation’ means an NCA designated by a participating Member State in close cooperation in accordance with Directive 2013/36/EU of the European Parliament and of the Council [8];
„imenovani nacionalni organ“ pomeni imenovani nacionalni organ, kot je opredeljeno v točki 7 člena 2 uredbe o EMN;
‘national designated authority’ (NDA) means a national designated authority as defined in point (7) of Article 2 of the SSM Regulation;
„imenovani nacionalni organ za tesno sodelovanje“ pomeni kateri koli imenovani nacionalni organ zunaj euroobmočja, ki ga sodelujoča država članica, s katero se vzpostavi tesno sodelovanje, določi za namene nalog, povezanih s členom 5 uredbe o EMN;
‘NDA in close cooperation’ means a non-euro area NDA designated by a participating Member State in close cooperation for the purposes of the tasks related to Article 5 of the SSM Regulation;
„država članica zunaj euroobmočja“ pomeni državo članico, katere valuta ni euro;
‘non-euro area Member State’ means a Member State whose currency is not the euro;
„nadrejena oseba“ pomeni nadrejeno osebo, kot je opredeljena v točki (15) člena 4(1) Uredbe (EU) št. 575/2013;
‘parent undertaking’ means a parent undertaking as defined in point (15) of Article 4(1) of Regulation (EU) No 575/2013;
„sodelujoča država članica, s katero se vzpostavi tesno sodelovanje“, pomeni državo članico zunaj euroobmočja, ki vzpostavi tesno sodelovanje z ECB v skladu s členom 7 uredbe o EMN;
‘participating Member State in close cooperation’ means a non-euro area Member State that has entered into close cooperation with the ECB in accordance with Article 7 of the SSM Regulation;
„pomemben nadzorovani subjekt“ pomeni (a) pomemben nadzorovani subjekt v državi članici euroobmočja in (b) pomemben nadzorovani subjekt v sodelujoči državi članici zunaj euroobmočja;
‘significant supervised entity’ means both (a) a significant supervised entity in a euro area Member State; and (b) a significant supervised entity in a participating non-euro area Member State;
„pomemben nadzorovani subjekt v državi članici euroobmočja“ pomeni nadzorovani subjekt s sedežem v državi članici euroobmočja, ki ima status pomembnega nadzorovanega subjekta po odločitvi ECB na podlagi člena 6(4) ali člena 6(5)(b) uredbe o EMN;
‘significant supervised entity in a euro area Member State’ means a supervised entity established in a euro area Member State which has the status of a significant supervised entity pursuant to an ECB decision based on Article 6(4) or Article 6(5)(b) of the SSM Regulation;
„pomemben nadzorovani subjekt v sodelujoči državi članici zunaj euroobmočja“ pomeni nadzorovani subjekt s sedežem v sodelujoči državi članici zunaj euroobmočja, ki ima status pomembnega nadzorovanega subjekta po odločitvi ECB na podlagi člena 6(4) ali člena 6(5)(b) uredbe o EMN;
‘significant supervised entity in a participating non-euro area Member State’ means a supervised entity established in a participating non-euro area Member State which has the status of a significant supervised entity pursuant to an ECB decision based on Article 6(4) or Article 6(5)(b) of the SSM Regulation;
„podrejena družba“ pomeni podrejeno družbo, kot je opredeljena v točki (16) člena 4(1) Uredbe (EU) št. 575/2013;
‘subsidiary’ means a subsidiary as defined in point (16) of Article 4(1) of Regulation (EU) No 575/2013;
„nadzorovani subjekt“ pomeni kar koli od naslednjega: (a) kreditno institucijo s sedežem v sodelujoči državi članici; (b) finančni holding s sedežem v sodelujoči državi članici; (c) mešani finančni holding s sedežem v sodelujoči državi članici, pod pogojem, da izpolnjuje pogoje iz točke 21(b); (d) podružnico, ki jo je v sodelujoči državi članici ustanovila kreditna institucija s sedežem v nesodelujoči državi članici.
‘supervised entity’ means any of the following: (a) a credit institution established in a participating Member State; (b) a financial holding company established in a participating Member State; (c) a mixed financial holding company established in a participating Member State, provided that it fulfils the conditions laid down in point (21)(b); (d) a branch established in a participating Member State by a credit institution which is established in a non-participating Member State.
Centralna nasprotna stranka (CNS), kot je opredeljena v členu 2(1) Uredbe (EU) št. 648/2012 Evropskega parlamenta in Sveta [9], ki izpolnjuje pogoje za kreditno institucijo v smislu Direktive 2013/36/EU, se šteje kot nadzorovani subjekt v skladu z uredbo o EMN, to uredbo in upoštevnim pravom Unije, ne da bi to posegalo v nadzor zadevnih pristojnih nacionalnih organov nad CNS, kot je določeno v Uredbi (EU) št. 648/2012;21. „nadzorovana skupina“ pomeni kar koli od naslednjega:
A central counterparty (CCP), as defined in Article 2(1) of Regulation (EU) No 648/2012 of the European Parliament and of the Council [9], which qualifies as a credit institution within the meaning of Directive 2013/36/EU, shall be considered a supervised entity in accordance with the SSM Regulation, this Regulation and relevant Union law without prejudice to the supervision of CCPs by relevant NCAs as laid down under Regulation (EU) No 648/2012;(21) ‘supervised group’ means any of the following:
skupino, katere nadrejena oseba je kreditna institucija ali finančni holding, ki ima glavno upravo v sodelujoči državi članici;
a group whose parent undertaking is a credit institution or financial holding company that has its head office in a participating Member State;
skupino, katere nadrejena oseba je mešani finančni holding, ki ima glavno upravo v sodelujoči državi članici, pod pogojem, da je koordinator finančnega konglomerata v smislu Direktive 2002/87/ES Evropskega parlamenta in Sveta [10] organ, ki je pristojen za nadzor kreditnih institucij, in da je tudi koordinator v vlogi nadzornika kreditnih institucij;
a group whose parent undertaking is a mixed financial holding company that has its head office in a participating Member State, provided that the coordinator of the financial conglomerate, within the meaning of Directive 2002/87/EC of the European Parliament and of the Council [10], is an authority competent for the supervision of credit institutions and is also the coordinator in its function as supervisor of credit institutions;
nadzorovane subjekte, ki imajo vsi glavne uprave v isti sodelujoči državi članici, pod pogojem, da so stalno povezani s centralnim organom, ki jih nadzoruje pod pogoji iz člena 10 Uredbe (EU) št. 575/2013 in ima sedež v isti sodelujoči državi članici;
supervised entities each having their head office in the same participating Member State provided that they are permanently affiliated to a central body which supervises them under the conditions laid down in Article 10 of Regulation (EU) No 575/2013 and which is established in the same participating Member State;
„pomembna nadzorovana skupina“ pomeni nadzorovano skupino, ki ima status pomembne nadzorovane skupine po odločitvi ECB na podlagi člena 6(4) ali člena 6(5)(b) uredbe o EMN;
‘significant supervised group’ means a supervised group which has the status of significant supervised group pursuant to an ECB decision based on Article 6(4) or Article 6(5)(b) of the SSM Regulation;
„manj pomembna nadzorovana skupina“ pomeni nadzorovano skupino, ki nima statusa pomembne nadzorovane skupine v smislu člena 6(4) uredbe o EMN;
‘less significant supervised group’ means a supervised group which does not have the status of a significant supervised group within the meaning of Article 6(4) of the SSM Regulation;
„nadzorniški postopek ECB“ pomeni katero koli dejavnost ECB, ki je usmerjena v pripravo izdaje nadzorniške odločitve ECB, vključno s skupnimi postopki in naložitvijo upravnih denarnih kazni.
‘ECB supervisory procedure’ means any ECB activity directed towards preparing the issue of an ECB supervisory decision, including common procedures and the imposition of administrative pecuniary penalties.
Za vse nadzorniške postopke ECB velja del III.
All ECB supervisory procedures are subject to Part III.
Del III se uporablja tudi za naložitev upravnih denarnih kazni, razen če je v delu X določeno drugače;
Part III also applies to the imposition of administrative pecuniary penalties, unless Part X provides otherwise;
„nadzorniški postopek pristojnega nacionalnega organa“ pomeni katero koli dejavnost pristojnega nacionalnega organa, ki je usmerjena v pripravo izdaje nadzorniške odločitve pristojnega nacionalnega organa, naslovljene na enega ali več nadzorovanih subjektov ali nadzorovanih skupin ali na eno ali več drugih oseb, vključno z naložitvijo upravnih kazni;
‘NCA supervisory procedure’ means any NCA activity directed towards preparing the issue of a supervisory decision by the NCA, which is addressed to one or more supervised entities or supervised groups or one or more other persons, including the imposition of administrative penalties;
„nadzorniška odločitev ECB“ pomeni pravni akt, ki ga ECB sprejme pri izvajanju nalog in pooblastil, ki so nanjo prenesene z uredbo o EMN, in ima obliko sklepa ECB, ki je naslovljen na enega ali več nadzorovanih subjektov ali nadzorovanih skupin ali na eno ali več drugih oseb in ki ni pravni akt, ki se splošno uporablja;
‘ECB supervisory decision’ means a legal act adopted by the ECB in the exercise of the tasks and powers conferred on it by the SSM Regulation, which takes the form of an ECB decision, is addressed to one or more supervised entities or supervised groups or one or more other persons and is not a legal act of general application;
„tretja država“ pomeni državo, ki ni niti država članica niti država članica Evropskega gospodarskega prostora;
‘third country’ means a country which is neither a Member State nor a European Economic Area Member State;
„delovni dan“ pomeni dan, ki ni sobota, nedelja ali dela prost dan v ECB v skladu s koledarjem, ki velja za ECB [11].
‘working day’ means a day which is not a Saturday, Sunday or an ECB public holiday in accordance with the calendar applicable to the ECB [11].
DEL II
PART II
ORGANIZIRANOST EMN
ORGANISATION OF THE SSM
NASLOV 1
TITLE 1
STRUKTURE ZA NADZOR NAD POMEMBNIMI IN MANJ POMEMBNIMI NADZOROVANIMI SUBJEKTI
STRUCTURES FOR THE SUPERVISION OF SIGNIFICANT AND LESS SIGNIFICANT SUPERVISED ENTITIES
POGLAVJE 1
CHAPTER 1
Nadzor nad pomembnimi nadzorovanimi subjekti
Supervision of significant supervised entities
Člen 3
Article 3
Skupne nadzorniške skupine