natgillin/translations-raw huggingface dataset:
If such publication causes disproportionate damage to the persons involved or jeopardises the stability of financial markets or an ongoing investigation the competent authority should publish the administrative sanctions and other administrative measures on an anonymous basis in accordance with national law or delay the publication.
Ker so države članice sprejele zakonodajo o izvajanju Direktive 2003/6/ES ter ker bi bilo treba sprejeti delegirane akte, regulativne tehnične standarde in izvedbene tehnične standarde, ki so določeni v tej uredbi, preden se lahko začne okvir, ki se bo uvedel, koristno uporabljati, je treba odložiti uporabo materialnih določb te uredbe za ustrezno obdobje.
Competent authorities should have the option of not publishing sanctions and other administrative measures where anonymous or delayed publication is considered to be insufficient to ensure that the stability of the financial markets will not be jeopardised.
Za olajšanje nemotenega prehoda na začetek uporabe te uredbe se lahko tržne prakse, ki so obstajale pred začetkom veljavnosti te uredbe in so jih pristojni organi sprejeli v skladu z Uredbo Komisije (ES) št. 2273/2003 [14] za namene uporabe točke 2(a) člena 1 Direktive 2003/6/ES, uporabljajo še naprej, pod pogojem, da se o teh praksah uradno obvesti ESMA v predvidenem obdobju, dokler pristojni organ ne sprejme odločitve glede nadaljevanja teh praks v skladu s to uredbo.
Competent authorities should also not be required to publish measures which are deemed to be of a minor nature and the publication of which would be disproportionate.
Ta uredba spoštuje temeljne pravice in načela, priznane v Listini Evropske unije o temeljnih pravicah (v nadaljnjem besedilu: Listina).
Whistleblowers may bring new information to the attention of competent authorities which assists them in detecting and imposing sanctions in cases of insider dealing and market manipulation.
Zato bi bilo treba to uredbo razlagati in uporabljati v skladu s temi pravicami in načeli.
However, whistleblowing may be deterred for fear of retaliation, or for lack of incentives.
Zlasti kadar se ta uredba sklicuje na pravila, ki urejajo svobodo tiska in svobodo izražanja v drugih sredstvih javnega obveščanja, pa tudi pravilnikov ali kodeksov, ki urejajo novinarski poklic, posvetiti pozornost tem svoboščinam, kot so zagotovljene v Uniji in državah članicah ter priznane v členu 11 Listine in drugih ustreznih določbah.
Reporting of infringements of this Regulation is necessary to ensure that a competent authority may detect and impose sanctions for market abuse.
Za večjo preglednost in boljše obveščanje o sistemih sankcij bi morali pristojni organi letno posredovati ESMA podatke v anonimni in zbirni obliki.
Measures regarding whistleblowing are necessary to facilitate detection of market abuse and to ensure the protection and the respect of the rights of the whistleblower and the accused person.
Ti podatki bi morali med drugim vključevati število začetih preiskav, število preiskav v teku in število preiskav, ki so bile v zadevnem obdobju zaključene.
This Regulation should therefore ensure that adequate arrangements are in place to enable whistleblowers to alert competent authorities to possible infringements of this Regulation and to protect them from retaliation.
Obdelavo osebnih podatkov, ki jo izvaja ESMA v okviru te uredbe in pod nadzorom pristojnih organov držav članic, zlasti neodvisnih javnih organov, ki jih imenujejo države članice, urejata Direktiva 95/46/ES in Uredba (ES) št. 45/2001.
Member States should be allowed to provide for financial incentives for those persons who offer relevant information about potential infringements of this Regulation.
Vsaka izmenjava ali prenos informacij s strani pristojnih organov bi morala biti v skladu s pravili o posredovanju osebnih podatkov, določenimi v Direktivi 95/46/ES.
However, whistleblowers should only be entitled to such financial incentives where they bring to light new information which they are not already legally obliged to notify and where that information results in a sanction for an infringement of this Regulation.
Vsaka izmenjava ali prenos informacij s strani ESMA bi morala biti v skladu s pravili o posredovanju osebnih podatkov, določenimi v Uredbi (ES) št. 45/2001.
Member States should also ensure that whistleblowing schemes that they implement include mechanisms that provide appropriate protection of an accused person, particularly with regard to the right to the protection of his personal data and procedures to ensure the right of the accused person of defence and to be heard before the adoption of a decision concerning him as well as the right to seek effective remedy before a court against a decision concerning him.
Ta uredba ter delegirani akti, izvedbeni akti, regulativni tehnični standardi o izvajanju tehničnih standardov in smernice, sprejeti v skladu s to uredbo, ne posegajo v uporabo pravil Unije o konkurenci.
Since Member States have adopted legislation implementing Directive 2003/6/EC, and since the delegated acts, regulatory technical standards and implementing technical standards provided for in this Regulation should be adopted before the framework to be introduced can be usefully applied, it is necessary to defer the application of the substantive provisions of this Regulation for a sufficient period of time.
Za podrobno določitev zahtev iz te uredbe bi bilo treba na Komisijo prenesti pooblastilo za sprejetje aktov v skladu s členom 290 PDEU v zvezi z izvzetjem iz področja uporabe te uredbe izključili določene javne organe in centralne banke tretjih držav ter določene uradno imenovane javne organe tretjih držav, ki so z Unijo sklenile sporazum o povezavi v smislu člena 25 Direktive 2003/87/ES; kazalniki manipulativnega ravnanja iz Priloge I k tej uredbi; pragi za določanje uporabe obveznosti glede javnega razkritja za udeležence na trgu s pravicami do emisije; okoliščinami, v katerih se lahko dovoli trgovanje v zaprtem obdobju; ter vrstami določenih prenosov, ki jih izvedejo osebe, ki opravljajo poslovodne naloge, ali osebe, ki so tesno povezane z njimi, kar bi sprožilo obveznost sporočanja.
In order to facilitate a smooth transition to the entry into application of this Regulation, market practices existing before the entry into force of this Regulation and accepted by competent authorities in accordance with Commission Regulation (EC) No 2273/2003 [14] for the purpose of applying point 2(a) of Article 1 of Directive 2003/6/EC, may remain applicable provided that they are notified to ESMA within a prescribed time period, until the competent authority has made a decision regarding the continuation of those practices in accordance with this Regulation.
Zlasti je pomembno, da Komisija pri svojem pripravljalnem delu opravi ustrezna posvetovanja, tudi na ravni strokovnjakov.
This Regulation respects the fundamental rights and observes the principles recognised in the Charter of Fundamental Rights of the European Union (Charter).
Komisija bi morala pri pripravi in oblikovanju delegiranih aktov zagotoviti, da se zadevni dokumenti posredujejo Evropskemu parlamentu in Svetu istočasno, pravočasno in na ustrezen način.
Accordingly, this Regulation should be interpreted and applied in accordance with those rights and principles.
Za zagotovitev enotnih pogojev izvajanja te uredbe v zvezi s postopki za poročanje o kršitvah te uredbe, bi bilo treba na Komisijo prenesti izvedbena pooblastila za določitev teh postopkov, vključno z ureditvami za nadaljnje spremljanje poročil ter ukrepi za zaščito oseb, ki delajo na podlagi pogodbe o zaposlitvi, in ukrepi za varstvo osebnih podatkov.
In particular, when this Regulation refers to rules governing the freedom of the press and the freedom of expression in other media and the rules or codes governing the journalist profession, account should be taken of those freedoms as guaranteed in the Union and in the Member States and as recognised pursuant to Article 11 of the Charter and to other relevant provisions.
Ta pooblastila bi bilo treba izvajati v skladu z Uredbo (EU) št. 182/2011 Evropskega parlamenta in Sveta [15].
In order to increase transparency and to better inform the operation of the sanction regimes, competent authorities should provide anonymised and aggregated data to ESMA on an annual basis.
S tehničnimi standardi na področju finančnih storitev bi bilo treba zagotoviti enotne pogoje za zadeve, ki jih zajema ta uredba, po vsej Uniji.
That data should comprise the number of investigations that have been opened, the number that are ongoing and the number that have been closed during the relevant period.
Ker je ESMA organ z visoko specializiranimi strokovnjaki, bi bilo učinkovito in ustrezno, da pripravi osnutke regulativnih tehničnih standardov in osnutke izvedbenih tehničnih standardov, ki ne vključujejo izbir politik, pri čemer se ti osnutki predložijo Komisiji.
Directive 95/46/EC and Regulation (EC) No 45/2001 govern the processing of personal data carried out by ESMA within the framework of this Regulation and under the supervision of the Member States competent authorities, in particular the public independent authorities designated by the Member States.
Na Komisijo bi bilo treba prenesti pooblastilo tudi za sprejetje izvedbenih tehničnih standardov z izvedbenimi akti v skladu s členom 291 PDEU in členom 15 Uredbe (EU) št. 1093/2010.
Any exchange or transmission of information by competent authorities should be in accordance with the rules on the transfer of personal data as laid down in Directive 95/46/EC.
ESMA bi moral biti zadolžen za pripravo izvedbenih tehničnih standardov, ki se predložijo Komisiji, v zvezi z razkritjem notranjih informacij javnosti, obliko seznamov oseb z dostopom do notranjih informacij ter obrazci in postopki za sodelovanje in izmenjavo informacij med pristojnimi organi ter med pristojnimi organi in z ESMA.
Any exchange or transmission of information by ESMA should be in accordance with the rules on the transfer of personal data as laid down in Regulation (EC) No 45/2001.
Ker cilja te uredbe, in sicer preprečiti zlorabo trga v obliki trgovanja z notranjimi informacijami, njihovega protipravnega razkritja in tržne manipulacije, države članice ne morejo zadovoljivo doseči, temveč se zaradi obsega in učinkov ukrepov lažje doseže na ravni Unije, lahko Unija sprejme ukrepe v skladu z načelom subsidiarnosti iz člena 5 Pogodbe o Evropski uniji.
This Regulation, as well as the delegated acts, implementing acts, regulatory technical standards, implementing technical standards and guidelines adopted in accordance therewith, are without prejudice to the application of Union rules on competition.
V skladu z načelom sorazmernosti iz navedenega člena ta uredba ne presega tistega, kar je potrebno za doseganje navedenega cilja.
In order to specify the requirements set out in this Regulation, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of the exemption from the scope of this Regulation of certain public bodies and central banks of third countries and of certain designated public bodies of third countries that have a linking agreement with the Union within the meaning of Article 25 of Directive 2003/87/EC; the indicators for manipulative behaviour listed in Annex I to this Regulation; the thresholds for determining the application of the public disclosure obligation to emission allowance market participants; the circumstances under which trading during a closed period is permitted; and the types of certain transactions conducted by persons discharging managerial responsibilities or persons closely associated with them that would trigger a requirement to notify.
Za pravilno uporabo te uredbe morajo države članice sprejeti vse potrebne ukrepe za zagotovitev, da je do 3. julija 2016 njihovo nacionalno pravo skladno z določbami te uredbe glede pristojnih organov in njihovih pooblastil, upravnih kazni in drugih upravnih ukrepov, poročanja o kršitvah, ter objave odločitev.
It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level.
Evropski nadzornik za varstvo podatkov je podal mnenje 10. februarja 2012 [17] –
The Commission, when preparing and drawing-up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council.
SPREJELA NASLEDNJO UREDBO:
In order to ensure uniform conditions for the implementation of this Regulation in respect of procedures for the reporting of infringements of this Regulation, implementing powers should be conferred on the Commission to specify those procedures, including the arrangements for following up of the reports and measures for the protection of persons working under a contract of employment and measures for the protection of personal data.
POGLAVJE 1
Technical standards in financial services should ensure uniform conditions across the Union in matters covered by this Regulation.
Člen 1
As a body with highly specialised expertise, it would be efficient and appropriate to entrust ESMA with the elaboration of draft regulatory technical standards and draft implementing technical standards which do not involve policy choices, for submission to the Commission.
Predmet urejanja
The Commission should be empowered to adopt the draft regulatory technical standards developed by ESMA to specify the content of notifications that will have to be made by the operators of regulated markets, MTFs and OTFs concerning the financial instruments that are admitted to trading, traded, or for which a request for admission to trading on their trading venue has been made; the manner and conditions of compilation, publication and maintenance of the list of those instruments by ESMA; the conditions that buy-back programmes and stabilisation measures must meet including conditions for trading, time and volume restrictions, disclosure and reporting obligations and price conditions for the stabilisation; in relation to procedures and arrangements, systems for trading venues aimed at preventing and detecting market abuse and of systems and templates to be used by persons in order to detect and notify suspicious orders and transactions; appropriate arrangements, procedures and record-keeping requirement s in the process of market soundings; and in respect of technical arrangements for categories of persons for objective presentation of information recommending an investment strategy and for disclosure of particular interests or indications of conflicts of interest by means of delegated acts pursuant to Article 290 TFEU and in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council [16].
Ta uredba vzpostavlja skupen regulativni okvir za trgovanje z notranjimi informacijami, njihovo protipravno razkritje in tržno manipulacijo (zloraba trga), kot tudi ukrepe za preprečitev zlorabe trga, da bi se zagotovila celovitost finančnih trgov v Uniji ter povečala zaščita vlagateljev in zaupanja v te trge.
The Commission should also be empowered to adopt implementing technical standards by means of implementing acts pursuant to Article 291 TFEU and in accordance with Article 15 of Regulation (EU) No 1093/2010.
Člen 2
Since the objective of this Regulation, namely to prevent market abuse in the form of insider dealing, the unlawful disclosure of inside information and market manipulation, cannot be sufficiently achieved by the Member States but can rather, by reason of its scale and effects, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union.
Ta uredba se uporablja za:
In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve that objective.
finančne instrumente, ki so uvrščeni v trgovanje na reguliranem trgu ali za katere je bil vložen zahtevek za uvrstitev v trgovanje na reguliranem trgu;
The provisions of Directive 2003/6/EC being no longer relevant or sufficient, that Directive should be repealed from 3 July 2016.
finančne instrumente, s katerimi se trguje v MTF in ki so uvrščeni v trgovanje v MTF ali za katere je bil vložen zahtevek za uvrstitev v MTF;
The requirements and prohibitions of this Regulation are strictly related to those in Directive 2014/65/EU and should therefore enter into force on the date of entry into force of that Directive.
finančne instrumente, s katerimi se trguje v okviru OTF;
For the correct application of this Regulation, it is necessary that Member States take all necessary measures in order to ensure that their national law comply by 3 July 2016 with the provisions of this Regulation concerning competent authorities and their powers, administrative sanctions and other administrative measures, the reporting of infringements and the publication of decisions.
finančne instrumente, ki niso zajeti v točkah (a), (b) ali (c), katerih cena ali vrednost je odvisna od cene ali vrednosti finančnega instrumenta iz teh točk ali vpliva nanjo in ki vključujejo posle kreditnih zamenjav ali pogodbe za razliko, vendar niso omejeni nanje.
The European Data Protection Supervisor delivered an opinion on 10 February 2012 [17],
Ta uredba se uporablja tudi za ravnanje ali posle, vključno s ponudbami, v zvezi z licitiranjem na dražbenem sistemu, ki je potrjen kot regulirani trg pravic do emisije ali drugih finančnih produktov na dražbi na podlagi teh pravic, vključno kadar finančni produkti na dražbi niso finančni instrumenti, v skladu z Uredbo (EU) št. 1031/2010.
HAVE ADOPTED THIS REGULATION:
Brez poseganja v katero koli izmed posebnih določb v zvezi s ponudbami, predloženimi v okviru dražbe, se vse zahteve in prepovedi iz te uredbe v zvezi z naročili za trgovanje uporabljajo za tovrstne ponudbe.
CHAPTER 1
Člena 12 in 15 se uporabljata tudi za:
GENERAL PROVISIONS
blagovne promptne pogodbe, ki niso energetski proizvodi na debelo, kadar posel, naročilo ali ravnanje vpliva na ceno ali vrednost finančnega instrumenta iz odstavka 1;
Article 1
vrste finančnih instrumentov, vključno s pogodbami na izvedene finančne instrumente ali izvedenimi finančnimi instrumenti za prenos kreditnega tveganja, kadar posel, naročilo, ponudba ali ravnanje vpliva ali bo verjetno vplivalo na ceno ali vrednost blagovne promptne pogodbe, če je cena ali vrednost odvisna od cene ali vrednosti teh finančnih instrumentov, in
Subject matter
ravnanje v zvezi z referenčnimi merili.
This Regulation establishes a common regulatory framework on insider dealing, the unlawful disclosure of inside information and market manipulation (market abuse) as well as measures to prevent market abuse to ensure the integrity of financial markets in the Union and to enhance investor protection and confidence in those markets.
Ta uredba se uporablja za vsak posel, naročilo ali ravnanje v zvezi z vsemi finančnimi instrumenti iz odstavkov 1 in 2, ne glede na to, ali tak posel, naročilo ali ravnanje potekajo na mestu trgovanja.
Article 2
Prepovedi in zahteve iz te uredbe veljajo za dejanja in opustitve v Uniji in v tretji državi v zvezi z instrumenti iz odstavkov 1 in 2.
Scope
Člen 3
This Regulation applies to the following:
Opredelitev pojmov
financial instruments admitted to trading on a regulated market or for which a request for admission to trading on a regulated market has been made;
V tej uredbi se uporabljajo naslednje opredelitve pojmov:
financial instruments traded on an MTF, admitted to trading on an MTF or for which a request for admission to trading on an MTF has been made;
„finančni instrument“ pomeni finančni instrument, kot je opredeljen v točki 15 člena 4(1) Direktive 2014/65/EU;
financial instruments traded on an OTF;
„investicijsko podjetje“ pomeni investicijsko podjetje, kot je opredeljeno v točki 1 člena 4(1) Direktive 2014/65/EU;
financial instruments not covered by point (a), (b) or (c), the price or value of which depends on or has an effect on the price or value of a financial instrument referred to in those points, including, but not limited to, credit default swaps and contracts for difference.
„kreditna institucija“ pomeni kreditno institucijo, kot je opredeljena v točki 1 člena 4(1) Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta [18];
This Regulation also applies to behaviour or transactions, including bids, relating to the auctioning on an auction platform authorised as a regulated market of emission allowances or other auctioned products based thereon, including when auctioned products are not financial instruments, pursuant to Regulation (EU) No 1031/2010.
„finančna institucija“ pomeni finančno institucijo, kot je opredeljena v točki 26 člena 4(1) Uredbe (EU) št. 575/2013;
Without prejudice to any specific provisions referring to bids submitted in the context of an auction, any requirements and prohibitions in this Regulation referring to orders to trade shall apply to such bids.
„upravljavec trga“ pomeni upravljavca trga, kot je opredeljen v točki 18 člena 4(1) Direktive 2014/65/EU;
Articles 12 and 15 also apply to:
„regulirani trg“ pomeni regulirani trg, kot je opredeljen v točki 21 člena 4(1) Direktive 2014/65/EU;
spot commodity contracts, which are not wholesale energy products, where the transaction, order or behaviour has or is likely or intended to have an effect on the price or value of a financial instrument referred to in paragraph 1;
„večstranski sistem trgovanja“ ali „MTF“ pomeni večstranski sistem, kot je opredeljen v točki 22 člena 4(1) Direktive 2014/65/EU;
types of financial instruments, including derivative contracts or derivative instruments for the transfer of credit risk, where the transaction, order, bid or behaviour has or is likely to have an effect on the price or value of a spot commodity contract where the price or value depends on the price or value of those financial instruments; and
„organizirani sistem trgovanja“ ali „OTF“ pomeni sistem ali instrument v Uniji, kot je opredeljen v točki 23 člena 4(1) Direktive 2014/65/EU;
behaviour in relation to benchmarks.
„sprejeta tržna praksa“ pomeni posebno tržno prakso, ki jo pristojni organ sprejme v skladu s členom 13;
This Regulation applies to any transaction, order or behaviour concerning any financial instrument as referred to in paragraphs 1 and 2, irrespective of whether or not such transaction, order or behaviour takes place on a trading venue.
„mesto trgovanja“ pomeni mesto trgovanja, kot je opredeljeno v točki 24 člena 4(1) Direktive 2014/65/EU;
The prohibitions and requirements in this Regulation shall apply to actions and omissions, in the Union and in a third country, concerning the instruments referred to in paragraphs 1 and 2.
„zagonski trg MSP“ pomeni zagonski trg MSP, kot je opredeljen v točki 12 člena 4(1) Direktive 2014/65/EU;
Article 3
„pristojni organ“ pomeni organ, imenovan v skladu s členom 22, razen če je določeno drugače v tej uredbi;
Definitions
„oseba“ pomeni vsako fizično ali pravno osebo;
For the purposes of this Regulation, the following definitions apply:
„blago“ pomeni blago, kot je opredeljeno v točki 1 člena 2 Uredbe Komisije (ES) št. 1287/2006 [19];
‘financial instrument’ means a financial instrument as defined in point (15) of Article 4(1) of Directive 2014/65/EU;
„blagovna promptna pogodba“ pomeni pogodbo za dobavo blaga, s katerim se trguje na promptnem trgu in ki se dostavi takoj ob poravnavi posla, in pogodbo za dobavo blaga, ki ni finančni instrument, vključno s fizično poravnano terminsko pogodbo;
‘investment firm’ means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU;
„promptni trg“ pomeni blagovni trg, na katerem se za blago plačuje v gotovini, blago pa se dostavi takoj ob poravnavi posla, in druge nefinančne trge, kot so terminski trgi za blago;
‘credit institution’ means a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council [18];
„program ponovnega odkupa“ pomeni trgovanje z lastnimi delnicami v skladu s členi 21 do 27 Direktive 2012/30/EU Evropskega parlamenta in Sveta [20];