natgillin/translations-raw huggingface dataset:
The CNV may, in case of breach of the applicable provisions, impose penalties such as fines or a prohibition for a minimum period of five years to carry out the activities as director, manager, auditor or member of the rating committee.
V primeru kršitve veljavnih določb lahko CNV naloži kazni, kot so globe ali prepoved opravljanja dejavnosti direktorja, poslovodje, revizorja ali člana odbora za bonitetno ocenjevanje za obdobje vsaj petih let.
The CNV can also suspend temporarily or permanently those responsible as well as withdraw the CRAs registrations or authorisation.
CNV lahko tudi suspendira ali odpusti odgovorne osebe ali prekliče registracijo oziroma odvzame dovoljenje bonitetni agenciji.
The CNV keeps a public register of enforcement cases on its website, which indicates when cases are initiated, the final decision reached and penalties imposed.
CNV na svoji spletni strani vodi javni register izvršilnih zadev, kjer je navedeno, kdaj je bil postopek začet, kakšna je bila končna odločitev in kakšna kazen je bila naložena.
The cooperation agreement concluded between ESMA and CNV provides for information exchange with regard to enforcement and supervisory measures taken against cross border CRAs.
Sporazum o sodelovanju, sklenjen med ESMA in CNV, določa izmenjavo informacij v zvezi z ukrepi izvrševanja in nadzora, sprejetimi zoper čezmejne bonitetne agencije.
On this basis, it should be considered that CRAs in Argentina are subject to registration requirements equivalent to those laid down in Regulation (EC) No 1060/2009 and the Argentinian supervisory and enforcement arrangements applicable to CRAs are effectively applied and enforced.
Na podlagi tega bi se moralo sklepati, da za bonitetne agencije v Argentini veljajo zahteve za izdajo dovoljenja in registracijo, ki so enakovredne zahtevam iz Uredbe (ES) št. 1060/2009, in da se ureditev nadzora in izvrševanja v Argentini, ki se uporablja za bonitetne agencije, učinkovito izvaja in uveljavlja.
According to the second condition, CRAs in the third country must be subject to legally binding rules which are equivalent to those set out in Articles 6 to 12 and Annex I to Regulation (EC) No 1060/2009, with the exception of Articles 6a, 6b, 8a, 8b, 8c and 11a, point (ba) of point 3 and points 3a and 3b of Section B of Annex I to that Regulation.
V skladu z drugim pogojem morajo za bonitetno agencijo v tretji državi veljati pravno zavezujoča pravila, ki so enaka pravilom iz členov 6 do 12 in Priloge I k Uredbi (ES) št. 1060/2009, z izjemo členov 6a, 6b, 8a, 8b, 8c in 11a, točke (ba) točke 3 ter točk 3a in 3b oddelka B Priloge I k navedeni uredbi.
When assessing the fulfilment of this condition due regard should be paid to Article 2(1) of Regulation (EU) No 462/2013 of the European Parliament and of the Council [2] in respect of the date of application of certain provisions of Regulation (EC) No 1060/2009.
Pri ocenjevanju, ali je ta pogoj izpolnjen, bi bilo treba ustrezno pozornost nameniti členu 2(1) Uredbe (EU) št. 462/2013 Evropskega parlamenta in Sveta [2] glede datuma uporabe nekaterih določb Uredbe (ES) št. 1060/2009.
The Argentinian legal and supervisory framework requires CRAs to be governed by a board of directors, responsible for ensuring sound and prudent management of the CRA, that rating activities are independent and that conflicts of interest are adequately identified, managed, disclosed and eliminated.
Argentinski pravni in nadzorni okvir zahteva, da bonitetne agencije vodijo upravni odbori, ki so odgovorni za zagotavljanje, da se bonitetne agencije preudarno in skrbno upravljajo, da so storitve bonitetnega ocenjevanja neodvisne ter da se nasprotja interesov ustrezno ugotavljajo, upravljajo, razkrivajo in odpravljajo.
CRAs must adopt adequate and efficient organisational and administrative arrangements for this purpose and also submit and maintain information on actual and potential conflicts of interest related to the members of the rating committee, members of the board, managers and employees through the Financial Information Highway (‘Autopista de la informacion financiera’).
Bonitetne agencije morajo v ta namen sprejeti ustrezno in učinkovito organizacijsko in upravno ureditev, pa tudi posredovati in hraniti informacije o dejanskih ali potencialnih nasprotjih interesov, povezanih s člani odbora za bonitetno ocenjevanje, člani upravnega odbora, poslovodjami in zaposlenimi, prek sistema za poročanje finančnih informacij (Autopista de la informacion financiera).
CRAs must establish and maintain a permanent and efficient compliance function which operates independently and reports directly to the board.
Bonitetne agencije morajo vzpostaviti in ohranjati stalno ter učinkovito funkcijo za zagotavljanje skladnosti, ki deluje neodvisno in poroča neposredno upravnemu odboru.
With regard to organisational processes and procedures, the Argentinian legal and supervisory framework contains detailed rules on outsourcing, record keeping and confidentiality.
V zvezi z organizacijskimi procesi in postopki argentinski pravni in nadzorni okvir vsebuje podrobna pravila o uporabi zunanjih izvajalcev, vodenju evidenc in zaupnosti.
CRAs are required to perform a review of their rating methodologies, models and key rating assumptions at least once a year and also monitor and revise their ratings at least four times a year.
Bonitetne agencije morajo vsaj enkrat letno opraviti pregled metodologij, modelov in ključnih predpostavk bonitetnega ocenjevanja ter spremljati in revidirati bonitetne ocene vsaj štirikrat letno.
The Argentinian framework contains a wide range of disclosure requirements with regard to credit ratings and rating activities, such as the mandatory use of rating categories, the requirement for credit ratings to be published immediately after the deliberation of the rating committee and for all ratings and their rating reports to be submitted for publication through the Financial Information Highway on CNV's webpage.
Argentinski pravni in nadzorni okvir vsebuje številne različne zahteve po razkritju v zvezi z bonitetnimi ocenami in dejavnostjo bonitetnega ocenjevanja, kot so obvezna uporaba kategorij bonitetnih ocen, zahteva po objavi bonitetnih ocen takoj po odločitvi odbora za bonitetno ocenjevanje ter zahteva po predložitvi vseh bonitetnih ocen in bonitetnih poročil za objavo prek sistema za poročanje finančnih informacij na spletni strani CNV.
Therefore, the Argentinian legal and supervisory framework should achieve the same outcomes as Regulation (EC) No 1060/2009 in respect of the management of conflicts of interest, the organisational processes and procedures that a CRA needs to have in place, the quality of ratings and of rating methodologies, the disclosure of credit ratings and the general and periodic disclosure of credit rating activities.
Zato bi moral argentinski pravni in nadzorni okvir doseči iste rezultate kot Uredba (ES) št. 1060/2009 v zvezi z upravljanjem nasprotij interesov, organizacijskimi procesi in postopki, ki jih mora vzpostaviti bonitetna agencija, kakovostjo bonitetnih ocen in metodologijo bonitetnega ocenjevanja, razkritjem bonitetnih ocen ter splošnimi in rednimi razkritji v zvezi z dejavnostmi bonitetnega ocenjevanja.
It thus provides for equivalent protection in terms of integrity, transparency, good governance of CRAs and reliability of the credit rating activities.
Tako ta okvir zagotavlja ustrezno zaščito v smislu integritete, preglednosti, dobrega upravljanja bonitetnih agencij ter zanesljivosti dejavnosti bonitetnega ocenjevanja.
According to the third condition, the regulatory regime in the third country must prevent interference by the supervisory authorities and other public authorities of that third country with the content of credit rating and methodologies.
V skladu s tretjim pogojem mora regulativna ureditev v tretji državi preprečevati poseganje nadzornih organov in drugih javnih organov te tretje države v vsebino bonitetnih ocen in metodologije bonitetnega ocenjevanja.
CNV is an administrative body and consequently is subject to Law 19.549 of 3 April 1972, the Administrative Procedure Law.
CNV je upravni organ, zato se zanj uporablja Zakon št. 19.549 z dne 3. aprila 1972, tj. zakon o upravnih postopkih.
CNV acts through administrative acts, within the scope of the powers delegated to it.
CNV deluje prek upravnih aktov v okviru pooblastil, ki so mu bila podeljena.
As far as it can be ascertained there is no legal provision empowering CNV or any other public authority to influence the content of credit ratings or methodologies.
Kolikor je mogoče ugotoviti, ne obstaja nobena pravna določba o pooblastitvi CNV ali katerega koli drugega javnega organa, v skladu s katero lahko ta vpliva na vsebino bonitetnih ocen ali metodologije bonitetnega ocenjevanja.
In view of the factors examined, the conditions laid down in the second subparagraph of Article 5(6) of Regulation (EC) No 1060/2009 can be considered to be met by the Argentinian legal and supervisory framework for CRAs.
Glede na dejavnike, ki so bili preučeni, se lahko šteje, da argentinski pravni in nadzorni okvir za bonitetne agencije izpolnjuje pogoje iz drugega pododstavka člena 5(6) Uredbe (ES) št. 1060/2009.
Therefore, the Argentinian legal and supervisory framework for credit rating agencies should be considered equivalent to the legal and supervisory framework established by Regulation (EC) No 1060/2009.
Zato bi bilo treba argentinski pravni in nadzorni okvir za bonitetne agencije obravnavati kot okvir, enakovreden pravnemu in nadzornemu okviru, vzpostavljenemu z Uredbo (ES) št. 1060/2009.
The Commission, informed by ESMA, should continue monitoring the evolution of the Argentinian legal and supervisory framework for CRAs and the fulfilment of the conditions on the basis of which this decision has been taken.
Komisija bi morala na podlagi informacij ESMA še naprej spremljati razvoj argentinskega pravnega in nadzornega okvira za bonitetne agencije ter izpolnjevanje pogojev, na podlagi katerih je bil ta sklep sprejet.
For the purposes of Article 5 of Regulation (EC) No 1060/2009, the legal and supervisory framework for credit rating agencies in force in Argentina shall be considered as equivalent to the requirements of Regulation (EC) No 1060/2009.
Za namene člena 5 Uredbe (ES) št. 1060/2009 se veljavni argentinski pravni in nadzorni okvir za bonitetne agencije obravnava kot okvir, enakovreden zahtevam Uredbe (ES) št. 1060/2009.
OJ L 302, 17.11.2009, p. 1.
UL L 302, 17.11.2009, str. 1.
Regulation (EU) No 462/2013 of the European Parliament and of the Council of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies (OJ L 146, 31.5.2013, p. 1).
Uredba (EU) št. 462/2013 Evropskega parlamenta in Sveta z dne 21. maja 2013 o spremembi Uredbe (ES) št. 1060/2009 o bonitetnih agencijah (UL L 146, 31.5.2013., str. 1).
on the recognition of the legal and supervisory framework of Mexico as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies
o priznavanju pravnega in nadzornega okvira Mehike za enakovrednega zahtevam Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta o bonitetnih agencijah
On 22 October 2012 the Commission granted a mandate to the European Securities and Markets Authority (ESMA), requesting its advice with regard to the technical assessment of the legal and supervisory framework of Mexico in respect of credit rating agencies (CRAs).
Komisija je 22. oktobra 2012 podelila mandat Evropskemu organu za vrednostne papirje in trge (ESMA) in ga prosila za nasvet v zvezi s tehnično oceno pravnega in nadzornega okvira Mehike v zvezi z bonitetnimi agencijami.
In its technical advice delivered on 31 May 2013, ESMA indicated that in its outcomes, the Mexican legal and supervisory framework in respect of CRAs is comparable to that laid down in Regulation (EC) No 1060/2009.
ESMA je v svojem tehničnem nasvetu z dne 31. maja 2013 navedla, da je glede na rezultate ocene mehiški pravni in nadzorni okvir v zvezi z bonitetnimi agencijami primerljiv tistemu iz Uredbe (ES) št. 1060/2009.
CRAs have been regulated and supervised by the Mexican Banking and Securities Commission (Comisión Nacional Bancaria y de Valores, CNBV) since July 1993.
V Mehiki bonitetne agencije od julija 1993 ureja in nadzira mehiška komisija za bančništvo in vrednostne papirje (Comisión Nacional Bancaria y de Valores – CNBV).
Since December 1999, they have to obtain prior authorisation of the CNBV in order to operate and provide credit rating services.
Bonitetne agencije morajo od decembra 1999 pridobiti predhodno dovoljenje CNVB, če želijo poslovati in opravljati storitve bonitetnega ocenjevanja.
On 17 February 2013, the currently applicable amended Regulation on credit rating agencies (Disposiciones Aplicables a las Institutiones Calificadoras de Valores) was published by CNBV in its official journal and has entered into force.
CNBV je 17. februarja 2013 v svojem uradnem listu objavila uredbo o bonitetnih agencijah (Disposiciones Aplicables a las Institutiones Calificadoras de Valores), ki je bila kasneje spremenjena in je še vedno v veljavi.
The CNBV is empowered to investigate any actions or issues that might constitute or could constitute a breach of the law.
CNBV ima pooblastilo za preiskavo vseh dejanj ali zadev, ki bi lahko predstavljale kršenje zakona.
The CNBV has the power to request any type of information and documents, carry out on-site inspections and summon before it any person who might contribute to the investigation.
Pooblaščena je tudi, da zahteva vse vrste informacij in dokumentov, izvaja inšpekcijske preglede na kraju samem ter pozove k sodelovanju katero koli osebo, ki bi lahko prispevala k preiskavi.
CRAs can be permanently or temporarily barred, suspended or have their license revoked.
Bonitetnim agencijam se lahko trajno ali začasno prepove opravljanje dejavnosti, se jih začasno suspendira ali se jim odvzame dovoljenje.
The CNBV is also empowered to impose administrative fines.
CNBV ima tudi pooblastilo za nalaganje upravnih kazni.
The CNBV has implemented annual compliance reviews of the registered CRAs, on the basis of which it has made observations and imposed sanctions.
CNBV je izvedla letne preglede skladnosti registriranih bonitetnih agencij, na podlagi katerih je podala pripombe in naložila sankcije.
The cooperation agreement concluded between ESMA and CNBV provides for information exchange with regard to enforcement and supervisory measures taken against cross border CRAs.
Sporazum o sodelovanju, sklenjen med ESMA in CNBV, določa izmenjavo informacij v zvezi z ukrepi izvrševanja in nadzora, sprejetimi zoper čezmejne bonitetne agencije.
On this basis, it should be considered that CRAs in Mexico are subject to authorisation or registration requirements equivalent to those laid down in Regulation (EC) No 1060/2009 and the Mexican supervisory and enforcement arrangements applicable to CRAs are effectively applied and enforced.
Na podlagi tega bi se moralo sklepati, da za bonitetne agencije v Mehiki veljajo zahteve za izdajo dovoljenja in registracijo, ki so enakovredne zahtevam iz Uredbe (ES) št. 1060/2009, in da se ureditev nadzora in izvrševanja v Mehiki, ki se uporablja za bonitetne agencije, učinkovito izvaja in uveljavlja.
The Mexican framework with regard to corporate governance requires CRAs to have a board of directors, consisting of maximum 21 directors and of which at least 25 % shall meet the requirements of independence.
Mehiški pravni in nadzorni okvir v zvezi s korporativnim upravljanjem od bonitetnih agencij zahteva, da imajo upravni odbor, ki ima največ 21 direktorjev, od katerih jih vsaj 25 % izpolnjuje zahteve glede neodvisnosti.
The independent directors shall amongst others be competent for the development of the credit rating policy and the methodologies, the effectiveness of the internal control system and monitoring the compliance and governance processes.
Neodvisni direktorji so med drugim pristojni za razvoj politike in metodologij bonitetnega ocenjevanja, učinkovitost sistema notranjega nadzora ter nadzorovanje postopkov zagotavljanja skladnosti in upravljanja.
Conflicts of interest must be identified and eliminated and, if applicable, the compliance officer is to be informed of any potential conflict of interest that could influence ratings.
Nasprotja interesov se morajo ugotavljati in upravljati, odgovorno osebo za zagotavljanje skladnosti pa je treba obvestiti, če je smiselno, o vseh potencialnih nasprotjih interesov, ki bi lahko vplivala na bonitetne ocene.
When a CRA identifies conflicts of interest that might influence its ratings, it must abstain from providing its services.
Če bonitetna agencija ugotovi obstoj nasprotij interesov, ki bi lahko vplivala na bonitetne ocene, ne sme opravljati storitev.
The Mexican framework contains extensive organisational requirements concerning record keeping and confidentiality, and provides that CRAs remain fully liable for any outsourced activities.
Mehiški pravni in nadzorni okvir vsebuje obsežne organizacijske zahteve glede vodenja evidenc in zaupnosti ter določa, da morajo bonitetne agencije biti v celoti odgovorne za vse dejavnosti, ki jih izvedejo zunanji izvajalci.
Entities providing outsourcing services to CRAs are also subject to supervision by the CNBV.
Zunanje izvajalce storitev bonitetnih agencij prav tako nadzira CNBV.
CRAs are required to establish a formal review function for reviewing rating methodologies and models and the Mexican framework contains a wide range of disclosure requirements with regard to credit ratings and rating activities.
Bonitetne agencije morajo vzpostaviti formalno funkcijo pregleda za pregledovanje metodologij in modelov bonitetnega ocenjevanja, mehiški pravni in nadzorni okvir pa vsebuje vrsto različnih zahtev po razkritju v zvezi z bonitetnimi ocenami in dejavnostmi bonitetnega ocenjevanja.
Therefore, the Mexican legal and supervisory framework should achieve the same outcomes as Regulation (EC) No 1060/2009 in respect of the management of conflicts of interest, the organisational processes and procedures that a CRA needs to have in place, the quality of ratings and of rating methodologies, the disclosure of credit ratings and the general and periodic disclosure of credit rating activities.
Zato bi moral mehiški pravni in nadzorni okvir doseči iste rezultate kot Uredba (ES) št. 1060/2009 v zvezi z upravljanjem nasprotij interesov, organizacijskimi procesi in postopki, ki jih mora vzpostaviti bonitetna agencija, kakovostjo bonitetnih ocen in metodologijo bonitetnega ocenjevanja, razkritjem bonitetnih ocen ter splošnimi in rednimi razkritji v zvezi z dejavnostmi bonitetnega ocenjevanja.
It thus provides for equivalent protection in terms of integrity, transparency, good governance of credit rating agencies and reliability of the credit rating activities.
Tako zagotavlja ustrezno zaščito v smislu integritete, preglednosti, dobrega upravljanja bonitetnih agencij ter zanesljivosti dejavnosti bonitetnega ocenjevanja.
The Mexican Constitution establishes that administrative authorities are only allowed to act when they have an express authority or power set forth under applicable law.
Mehiška ustava določa, da lahko upravni organi ukrepajo samo, kadar imajo izrecno pooblastilo ali pristojnost v skladu z zadevno zakonodajo.
As far as it can be ascertained there is no legal provision empowering CNBV or any other public authority to influence the content of credit rating or methodologies.
Kolikor je mogoče ugotoviti, ne obstaja nobena pravna določba o pooblastitvi CNBV ali katerega koli drugega javnega organa, v skladu s katero lahko ta vpliva na vsebino bonitetnih ocen ali metodologije bonitetnega ocenjevanja.
In view of the factors examined, the conditions laid down in the second subparagraph of Article 5(6) of Regulation (EC) No 1060/2009 can be considered to be met by the Mexican legal and supervisory framework for CRAs.
Glede na dejavnike, ki so bili preučeni, se lahko šteje, da mehiški pravni in nadzorni okvir za bonitetne agencije izpolnjuje pogoje iz drugega pododstavka člena 5(6) Uredbe (ES) št. 1060/2009.
Therefore, the Mexican legal and supervisory framework for CRAs should be considered equivalent to the legal and supervisory framework established by Regulation (EC) No 1060/2009.
Zato bi bilo treba mehiški pravni in nadzorni okvir za bonitetne agencije obravnavati kot okvir, enakovreden pravnemu in nadzornemu okviru, vzpostavljenemu z Uredbo (ES) št. 1060/2009.
The Commission, informed by ESMA, should continue to monitor the evolution of the Mexican legal and supervisory framework for CRAs and the fulfilment of the conditions on the basis of which this decision has been taken.
Komisija bi morala na podlagi informacij ESMA še naprej spremljati razvoj mehiškega pravnega in nadzornega okvira za bonitetne agencije ter izpolnjevanje pogojev, na podlagi katerih je bil ta sklep sprejet.
For the purposes of Article 5 of Regulation (EC) No 1060/2009, the legal and supervisory framework for credit rating agencies in force in Mexico shall be considered as equivalent to the requirements of Regulation (EC) No 1060/2009.
Za namene člena 5 Uredbe (ES) št. 1060/2009 se veljavni mehiški pravni in nadzorni okvir za bonitetne agencije obravnava kot okvir, enakovreden zahtevam Uredbe (ES) št. 1060/2009.
on the recognition of the legal and supervisory framework of Singapore as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies
o priznavanju pravnega in nadzornega okvira Singapurja za enakovrednega zahtevam Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta o bonitetnih agencijah
Having regard to Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies [1], and in particular Article 5(6) thereof,
ob upoštevanju Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta z dne 16. septembra 2009 o bonitetnih agencijah [1] in zlasti člena 5(6) Uredbe,
On 22 October 2012 the Commission granted a mandate to the European Securities and Markets Authority (ESMA), requesting its advice with regard to the technical assessment of the legal and supervisory framework of Singapore in respect of credit rating agencies (CRAs).
Komisija je 22. oktobra 2012 podelila mandat Evropskemu organu za vrednostne papirje in trge (ESMA) in ga prosila za nasvet v zvezi s tehnično oceno pravnega in nadzornega okvira Singapurja v zvezi z bonitetnimi agencijami.
In its technical advice delivered on 31 May 2013, ESMA indicated that in its outcomes, the Singaporean legal and supervisory framework in respect of CRAs is comparable to that laid down in Regulation (EC) No 1060/2009.
ESMA je v svojem tehničnem nasvetu z dne 31. maja 2013 navedla, da je glede na rezultate ocene singapurski pravni in nadzorni okvir v zvezi z bonitetnimi agencijami primerljiv tistemu iz Uredbe (ES) št. 1060/2009.
MAS regulations applicable to CRAs, as CMS licensees, include the Securities and Futures (Licensing and Conduct of Business) Regulations and the Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licenses) Regulations, as well as a legally binding Code of Conduct for CRAs.
Do aprila 2012 so bile v Singapurju tri bonitetne agencije z dovoljenjem in v prvih osmih mesecih leta 2013 je MAS izvedel en inšpekcijski pregled na kraju samem.
The Singaporean legal and supervisory framework endows MAS with a comprehensive range of powers allowing it to investigate whether CRAs comply with their legal obligations, in addition to the obligations of the CRAs to inform MAS of any changes in its particulars on an ongoing basis and to file financial information with MAS.
MAS ima poleg tega pooblastilo, da izda pisna navodila bonitetni agenciji, ki se ne nanašajo na vsebino bonitetnih ocen, obete glede bonitetnih ocen ali metodologije bonitetnega ocenjevanja, če meni, da je to potrebno in primerno zaradi javnega interesa ali zaščite vlagateljev, odvzame dovoljenje ali začasno prepove opravljanje dejavnosti bonitetne agencije in objavi informacije v zvezi z morebitnimi kršitvami regulativnih obveznosti s strani bonitetne agencije.