natgillin/translations-raw huggingface dataset:
A CSD authorised to provide any banking-type ancillary services and a credit institution designated in accordance with point (b) of paragraph 2 shall comply at all times with the conditions necessary for authorisation under this Regulation and shall, without delay, notify the competent authorities of any substantive changes affecting the conditions for authorisation.
CDD vlogo za dovoljenje za imenovanje kreditne institucije ali opravljanje pomožnih bančnih storitev, kakor je določeno v členu 54, predloži pristojnemu organu svoje matične države članice.
EBA shall, in close cooperation with ESMA and the members of the ESCB, develop draft regulatory technical standards to determine the additional risk based capital surcharge referred to in point (d) of paragraph 3 and point (e) of paragraph 4.
Vloga vsebuje vse informacije, ki so potrebne, da se lahko pristojni organ prepriča, da sta CDD in po potrebi imenovana kreditna institucija v času izdaje dovoljenja vzpostavili vse potrebne ureditve za izpolnjevanje obveznosti iz te uredbe.
Article 55
Vsebuje program poslovanja, ki določa predvidene pomožne bančne storitve, po potrebi organizacijsko strukturo odnosov med CDD in imenovanimi kreditnimi institucijami ter to, kako ta CDD ali po potrebi imenovana kreditna institucija namerava izpolniti bonitetne zahteve iz člena 59(1), (3) in (4) in druge pogoje iz člena 54.
Procedure for granting and refusing authorisation to provide banking-type ancillary services
Pristojni organ uporabi postopek iz člena 17(3) in (8).
The CSD shall submit its application for authorisation to designate a credit institution or to provide any banking-type ancillary service, as required under Article 54, to the competent authority of its home Member State.
Takoj, ko se vloga šteje za popolno, pristojni organ vse informacije iz vloge posreduje naslednjim organom:
The application shall contain all the information that is necessary to enable the competent authority to satisfy itself that the CSD and where applicable the designated credit institution have established, at the time of the authorisation, all the necessary arrangements to meet their obligations as laid down in this Regulation.
pristojnemu organu iz točke 40 člena 4(1) Uredbe (EU) št. 575/2013;
It shall contain a programme of operations setting out the banking-type ancillary services envisaged, the structural organisation of the relations between the CSD and the designated credit institutions where applicable and how that CSD or where applicable the designated credit institution intends to meet the prudential requirements laid down in Article 59(1), (3) and (4) and the other conditions laid down in Article 54.
pristojnim organom v državah članicah, v katerih CDD vzpostavi interoperabilne povezave z drugo CDD, razen če CDD vzpostavi interoperabilne povezave iz člena 19(5);
The competent authority shall apply the procedure under Article 17(3) and (8).
pristojnim organom v državi članici gostiteljici, kjer so dejavnosti CDD bistvenega pomena za delovanje trga vrednostnih papirjev in za varstvo vlagateljev v smislu člena 24(4);
From the moment when the application is considered to be complete, the competent authority shall transmit all information included in the application to the following authorities:
pristojnim organom, odgovornim za nadzor udeležencev CDD, ki imajo sedež v treh državah članicah z največjimi vrednostmi poravnav v sistemu poravnave vrednostnih papirjev CDD, na skupni osnovi v obdobju enega leta;
the competent authority referred to in point (40) of Article 4(1) of Regulation (EU) No 575/2013;
ESMA in
the competent authorities in the Member States where the CSD has established interoperable links with another CSD except where the CSD has established interoperable links referred to in Article 19(5);
Organi iz točk (a) do (e) odstavka 4 obrazloženo mnenje o dovoljenju izdajo v 30 dneh od prejema informacij iz odstavka 4.
the competent authorities responsible for the supervision of the participants of the CSD that are established in the three Member States with the largest settlement values in the CSD’s securities settlement system on an aggregate basis over a one-year period;
Kadar vsaj eden od organov iz točk (a) do (e) odstavka 4 izda negativno obrazloženo mnenje, pristojni organ, ki dovoljenje želi izdati, organom iz točk (a) do (e) odstavka 4 v 30 dneh predloži obrazloženo odločitev v zvezi z negativnim mnenjem.
ESMA; and
Kadar 30 dni po predložitvi navedene odločitve kateri koli organ iz točk (a) do (e) odstavka 4 izda negativno mnenje, pristojni organ pa dovoljenje še vedno želi izdati, lahko kateri koli organ, ki je izdal negativno mnenje, zadevo predloži ESMA, da bi ta posredoval na podlagi točke (c) člena 31 Uredbe (EU) št. 1095/2010.
EBA.
Kadar zadeva 30 dni po njeni predložitvi ESMA ni razrešena, pristojni organ, ki dovoljenje želi izdati, sprejme končno odločitev, ki jo organom iz točk (a) do (e) odstavka 4 natančno pisno obrazloži.
The authorities referred to in points (a) to (e) of paragraph 4 shall issue a reasoned opinion on the authorisation within 30 days of receipt of the information referred to in paragraph 4.
Kadar pristojni organ želi zavrniti dovoljenje, se zadeva ne predloži ESMA.
Where an authority does not provide an opinion within that deadline it shall be deemed to have a positive opinion.
V primeru negativnih mnenj se v pisni obliki v celoti in podrobno utemelji, zakaj zahteve iz te uredbe ali drugega prava Unije niso izpolnjene.
Where at least one of the authorities referred to in points (a) to (e) of paragraph 4 issues a negative reasoned opinion, the competent authority wishing to grant the authorisation shall within 30 days provide the authorities referred to in points (a) to (e) of paragraph 4 with a reasoned decision addressing the negative opinion.
Kadar ESMA meni, da je pristojni organ izdal dovoljenje, ki morda ni v skladu s pravom Unije, ukrepa v skladu s členom 17 Uredbe (EU) št. 1095/2010.
Where 30 days after that decision has been presented any of the authorities referred to in points (a) to (e) of paragraph 4 issues a negative opinion and the competent authority still wishes to grant the authorisation any of the authorities that issued a negative opinion may refer the matter to ESMA for assistance under point (c) of Article 31 of Regulation (EU) No 1095/2010.
ESMA v tesnem sodelovanju s članicami ESCB in EBA pripravi osnutke regulativnih tehničnih standardov, da se določijo informacije, ki jih mora CDD zagotoviti pristojnemu organu za namene pridobitve ustreznih dovoljenj za opravljanje pomožnih bančnih storitev k poravnavi.
Where 30 days after referral to ESMA the issue is not settled, the competent authority wishing to grant the authorisation shall take the final decision and provide a detailed explanation of its decision in writing to the authorities referred to in points (a) to (e) of paragraph 4.
ESMA v tesnem sodelovanju s članicami ESCB in EBA pripravi osnutke izvedbenih tehničnih standardov, da se določijo standardni obrazci, predloge in postopki za vlogo za izdajo dovoljenja in za posvetovanje z organi iz odstavka 4 pred izdajo dovoljenja.
Where the competent authority wishes to refuse authorisation, the matter shall not be referred to ESMA.
Člen 56
Negative opinions shall state in writing the full and detailed reasons why the requirements laid down in this Regulation or other parts of Union law are not met.
Razširitev pomožnih bančnih storitev
Where ESMA considers that the competent authority referred to in paragraph 1 has granted an authorisation which may not be in conformity with Union law it shall act in accordance with Article 17 of Regulation (EU) No 1095/2010.
CDD, ki načrtuje razširitev pomožnih bančnih storitev, za katere imenuje kreditno institucijo ali ki jih opravlja sama v skladu s členom 54, zahtevo za razširitev predloži pristojnemu organu svoje matične države članice.
ESMA shall, in close cooperation with the members of the ESCB and EBA, develop draft regulatory technical standards to specify the information that the CSD is to provide to the competent authority for the purpose of obtaining the relevant authorisations to provide the banking-type services ancillary to settlement.
Za zahtevo za razširitev velja postopek iz člena 55.
ESMA shall, in close cooperation with the members of the ESCB and EBA, develop draft implementing technical standards to establish standard forms, templates and procedures for the consultation of the authorities referred to in paragraph 4 prior to granting authorisation.
Člen 57
Article 56
Brez poseganja v morebitne popravne ali druge ukrepe iz naslova V pristojni organ matične države članice CDD, dovoljenja iz člena 54 odvzame v naslednjih okoliščinah:
Extension of the banking-type ancillary services
kadar CDD dovoljenja ni uporabila v 12 mesecih, če se mu je izrecno odpovedala ali če imenovana kreditna institucija v zadnjih šestih mesecih ni opravila nobenih storitev ali dejavnosti;
A CSD that intends to extend the banking-type ancillary services for which it designates a credit institution or that it provides itself in accordance with Article 54, shall submit a request for extension to the competent authority of its home Member State.
kadar je CDD dovoljenje pridobila z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
The request for extension shall be subject to the procedure under Article 55.
kadar CDD ali imenovana kreditna institucija ne izpolnjuje več pogojev, pod katerimi je bilo dovoljenje izdano, in v določenem časovnem okviru ni sprejela popravnih ukrepov, ki jih je zahteval pristojni organ;
Article 57
kadar je CDD ali imenovana kreditna institucija resno in sistematično kršila zahteve iz te uredbe.
Without prejudice to any remedial actions or measures under Title V, the competent authority of the CSD’s home Member State shall withdraw the authorisations referred to in Article 54 in any of the following circumstances:
Čim je pristojni organ seznanjen z eno od okoliščin iz odstavka 1, se z organi iz člena 55(4) nemudoma posvetuje o potrebi po odvzemu dovoljenja.
where the CSD has not made use of the authorisation within 12 months, expressly renounces the authorisation or where the designated credit institution has provided no services or performed no activity for the preceding six months;
ESMA, kateri koli zadevni organ iz točke (a) člena 12(1) in kateri koli organ iz člena 60(1) oziroma organi iz člena 55(4) lahko kadar koli zahtevajo, da pristojni organ matične države članice CDD, preuči, ali CDD in po potrebi imenovana kreditna institucija še vedno izpolnjujeta pogoje, pod katerimi je bilo izdano dovoljenje.
where the CSD has obtained the authorisation by making false statements or by any other unlawful means;
Pristojni organ lahko odvzem omeji na določeno storitev, dejavnost ali finančni instrument.
where the CSD or the designated credit institution is no longer in compliance with the conditions under which authorisation was granted and has not taken the remedial actions requested by the competent authority within a set time-frame;
CDD in imenovana kreditna institucija vzpostavita, izvajata in vzdržujeta ustrezen postopek za zagotavljanje pravočasne in urejene poravnave ter prenosa sredstev strank in udeležencev k drugemu posredniku za poravnavo v primeru odvzema dovoljenja v skladu z odstavkom 1.
where the CSD or the designated credit institution has seriously and systematically infringed the requirements laid down in this Regulation.
Člen 58
From the moment when it becomes aware of one of the circumstances referred to in paragraph 1, the competent authority shall immediately consult the authorities referred to in Article 55(4) on the necessity of withdrawing the authorisation.
Odločitve, ki jih sprejmejo pristojni organi v skladu s členi 54, 56 in 57, se sporočijo ESMA.
ESMA, any relevant authority under point (a) of Article 12(1) and any authority referred to in Article 60(1) or, respectively, the authorities referred to in Article 55(4) may, at any time, request that the competent authority of the CSD’s home Member State examine whether the CSD and where applicable the designated credit institution is still in compliance with the conditions under which the authorisation is granted.
ESMA na register, ki ga mora v skladu s členom 21(3) dati na voljo na temu namenjeni spletni strani, navede naslednje informacije:
The competent authority may limit the withdrawal to a particular service, activity, or financial instrument.
imena vseh CDD, za katere je bila sprejeta odločitev v skladu s členi 54, 56 in 57;
A CSD and the designated credit institution shall establish, implement and maintain an adequate procedure ensuring the timely and orderly settlement and transfer of the assets of clients and participants to another settlement agent in the event of a withdrawal of authorisation referred to in paragraph 1.
imena vseh imenovanih kreditnih institucij;
Article 58
seznam pomožnih bančnih storitev, ki jih je imenovana kreditna institucija ali CDD z dovoljenjem v skladu s členom 54, upravičena zagotavljati udeležencem CDD.
Decisions taken by competent authorities under Articles 54, 56 and 57 shall be notified to ESMA.
Pristojni organi do 16. decembra 2014 ESMA sporočijo, kateri subjekti v skladu z zahtevami nacionalnega prava zagotavljajo pomožne bančne storitve.
ESMA shall introduce in the register, that it is required to make available on its dedicated website in accordance with Article 21(3), the following information:
Člen 59
the name of each CSD which was subject to a decision under Articles 54, 56 and 57;
Bonitetne zahteve, ki se uporabljajo za kreditne institucije ali CDD z dovoljenjem za zagotavljanje pomožnih bančnih storitev
the name of each designated credit institution;
Kreditna institucija, imenovana na podlagi točke (b) člena 54(2) ali CDD z dovoljenjem na podlagi točke (a) člena 54(2) za zagotavljanje pomožnih bančnih storitev zagotavlja le storitve iz oddelka C Priloge, za katere velja dovoljenje.
the list of banking-type ancillary services that a designated credit institution or a CSD authorised under Article 54 is authorised to provide for the CSD’s participants.
Kreditna institucija, imenovana na podlagi točke (b) člena 54(2), ali CDD z dovoljenjem na podlagi točke (a) člena 54(2) za zagotavljanje pomožnih bančnih storitev izpolnjuje vso sedanjo in prihodnjo zakonodajo, ki se uporablja za kreditne institucije.
The competent authorities shall notify to ESMA those entities that provide banking-type ancillary services according to requirements of national law by 16 December 2014.
Kreditna institucija, imenovana na podlagi točke (b) člena 54(2), ali CDD z dovoljenjem na podlagi točke (a) člena 54(2) za zagotavljanje pomožnih bančnih storitev izpolnjuje naslednje specifične bonitetne zahteve za kreditna tveganja, povezana s temi storitvami, v zvezi z vsakim sistemom poravnave vrednostnih papirjev:
Article 59
vzpostavi stabilen okvir za upravljanje ustreznih kreditnih tveganj;
Prudential requirements applicable to credit institutions or CSDs authorised to provide banking-type ancillary services
pogosto in redno odkriva vire teh kreditnih tveganj, meri in spremlja ustrezno kreditno izpostavljenost ter za nadzor teh tveganj uporablja ustrezne instrumente za njihovo upravljanje;
A credit institution designated under point (b) of Article 54(2) or a CSD authorised under point (a) of Article 54(2) to provide banking-type ancillary services shall provide only the services set out in Section C of the Annex that are covered by the authorisation.
z uporabo zavarovanja in drugih enakovrednih finančnih sredstev popolno krije ustrezne kreditne izpostavljenosti do posameznih udeležencev, ki si izposojajo;
A credit institution designated under point (b) of Article 54(2) or a CSD authorised under point (a) of Article 54(2) to provide banking-type ancillary services shall comply with any present or future legislation applicable to credit institutions.
če se za upravljanje ustreznega kreditnega tveganja uporablja zavarovanje, sprejme visoko likvidno zavarovanje z minimalnim kreditnim in tržnim tveganjem; v specifičnih primerih lahko uporabi drugo vrsto zavarovanja, če je upoštevan ustrezen odbitek;
A credit institution designated under point (b) of Article 54(2) or a CSD authorised under point (a) of Article 54(2) to provide banking-type ancillary services shall comply with the following specific prudential requirements for the credit risks related to those services in respect of each securities settlement system:
določi in uporablja ustrezno razumne odbitke in meje koncentracije za vrednosti zavarovanja, sklenjenega za kritje kreditne izpostavljenosti iz točke (c), pri čemer upošteva cilj, da je treba zagotoviti, da se zavarovanje lahko likvidira hitro brez večjega negativnega cenovnega učinka;
it shall establish a robust framework to manage the corresponding credit risks;
določi mejne vrednosti svojih ustreznih kreditnih izpostavljenosti;
it shall identify the sources of such credit risks, frequently and regularly, measure and monitor corresponding credit exposures and use appropriate risk-management tools to control those risks;
analizira in načrtuje, kako upravljati morebitne preostale kreditne izpostavljenosti, ter sprejema pravila in postopke za izvajanje takšnih načrtov;
it shall fully cover corresponding credit exposures to individual borrowing participants using collateral and other equivalent financial resources;
zagotavlja posojila izključno udeležencem, ki imajo pri njej gotovinske račune;
if collateral is used to manage its corresponding credit risk, it shall accept highly liquid collateral with minimal credit and market risk; it may use other types of collateral in specific situations if an appropriate haircut is applied;
poskrbi za učinkovite postopke vračila posojila znotraj enega dne in z uporabo kazenskih stopenj, ki delujejo kot učinkovito odvračilno sredstvo, skuša zmanjševati število posojil čez noč.
it shall establish and apply appropriately conservative haircuts and concentration limits on collateral values constituted to cover the credit exposures referred to in point (c), taking into account the objective of ensuring that collateral can be liquidated promptly without significant adverse price effects;
Kreditna institucija, imenovana na podlagi točke (b) člena 54(2), ali CDD z dovoljenjem na podlagi točke (a) člena 54(2) za zagotavljanje pomožnih bančnih storitev, izpolnjuje naslednje specifične bonitetne zahteve za likvidnostna tveganja, povezana s temi storitvami, v zvezi z vsakim sistemom poravnave vrednostnih papirjev:
it shall set limits on its corresponding credit exposures;
ima stabilen okvir in instrumente za merjenje, spremljanje in upravljanje svojih likvidnostnih tveganj, tudi likvidnostnih tveganj znotraj enega dne, za vse valute sistema poravnave vrednostnih papirjev, za katerega deluje kot posrednica za poravnavo;
it shall analyse and plan for how to address any potential residual credit exposures, and adopt rules and procedures to implement such plans;
stalno in pravočasno, najmanj pa enkrat dnevno, meri in spremlja svoje likvidnostne potrebe in raven likvidnih sredstev, ki jih poseduje; pri tem določa vrednost svojih razpoložljivih likvidnih sredstev ob upoštevanju ustreznih odbitkov od teh sredstev;
it shall provide credit only to participants that have cash accounts with it;
ima dovolj likvidnih sredstev v vseh zadevnih valutah za pravočasno zagotavljanje storitev poravnave ob zelo različnih možnih scenarijih stresnih situacij, med katere spada tudi likvidnostno tveganje zaradi neizpolnitve obveznosti vsaj enega udeleženca, vključno z njegovimi nadrejenimi osebami in podrejenimi družbami, do katerega je najbolj izpostavljena;
it shall provide for effective reimbursement procedures of intra-day credit and discourage overnight credit through the application of sanctioning rates which act as an effective deterrent.
zmanjšuje ustrezna likvidnostna tveganja s primernimi likvidnimi sredstvi v vsaki valuti, kot so gotovina v centralni banki izdajateljici in drugih posojilno zmožnih finančnih institucijah, kreditne linije brez odpoklica ali podobne ureditve, ter zelo likvidna zavarovanja ali naložbe, ki so takoj na voljo in jih je mogoče pretvoriti v denarna sredstva z vnaprej določenimi in visoko zanesljivimi ureditvami financiranja, tudi v skrajnih, vendar možnih tržnih razmerah, ter odkriva, meri in spremlja svoje likvidnostno tveganje, ki izhaja iz različnih finančnih institucij, uporabljenih za upravljanje njenih likvidnostnih tveganj;
A credit institution designated under point (b) of Article 54(2) or a CSD authorised under point (a) of Article 54(2) to provide banking-type ancillary services shall comply with the following specific prudential requirements for the liquidity risks relating to those services in respect of each securities settlement system:
kadar se uporabljajo vnaprej določene ureditve financiranja, za ponudnike likvidnosti izbere zgolj posojilno zmožne finančne institucije; določi in uporablja ustrezne meje koncentracije za vse zadevne ponudnike likvidnosti, vključno z njihovo nadrejeno osebo in podrejeno družbo;
it shall have a robust framework and tools to measure, monitor, and manage its liquidity risks, including intra-day liquidity risks, for each currency of the security settlement system for which it acts as settlement agent;
na podlagi rednih in natančnih stresnih testov določa in testira zadostnost zadevnih virov;
it shall measure and monitor on an ongoing and timely basis, and at least daily, its liquidity needs and the level of liquid assets it holds; in doing so, it shall determine the value of its available liquid assets taking into account appropriate haircuts on those assets;
analizira in načrtuje, kako obravnavati morebiten nepredviden in potencialno nepokrit likvidnostni primanjkljaj, ter sprejema pravila in postopke za izvajanje takšnih načrtov;
it shall have sufficient liquid resources in all relevant currencies for a timely provision of settlement services under a wide range of potential stress scenarios including, but not limited to the liquidity risk generated by the default of at least one participant, including its parent undertakings and subsidiaries, to which it has the largest exposures;
kadar je to praktično in na voljo ter ne da bi posegala v pravila centralne banke o upravičenosti, ima dostop do računov centralne banke in drugih storitev centralne banke, da bi izboljšala svoje upravljanje likvidnostnih tveganj, kreditne institucije Unije pa na za to namenjene račune pri centralnih bankah izdajateljicah v Uniji položijo ustrezna denarna sredstva;
it shall mitigate the corresponding liquidity risks with qualifying liquid resources in each currency such as cash at the central bank of issue and at other creditworthy financial institutions, committed lines of credit or similar arrangements and highly liquid collateral or investments that are readily available and convertible into cash with prearranged and highly reliable funding arrangements, even in extreme but plausible market conditions and it shall identify, measure and monitor its liquidity risk stemming from the various financial institutions used for the management of its liquidity risks;
ima vnaprej določene in visoko zanesljive ureditve za zagotovitev, da lahko pravočasno unovči zavarovanje, ki ji ga zagotovi stranka, ki ne izpolnjuje svojih obveznosti;
where prearranged funding arrangements are used, it shall select only creditworthy financial institutions as liquidity providers; it shall establish and apply appropriate concentration limits for each of the corresponding liquidity providers including its parent undertaking and subsidiaries;
organom iz člena 60(1) redno poroča o tem in javnosti razkrije, kako meri, spremlja in upravlja svoja likvidnostna tveganja, tudi likvidnostna tveganja znotraj enega dne.
it shall determine and test the sufficiency of the corresponding resources by regular and rigorous stress testing;
EBA v tesnem sodelovanju z ESMA in članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se natančneje določijo podrobnosti v odstavkih 3 in 4 navedenih okvirov in instrumentov za spremljanje, merjenje in upravljanje kreditnih in likvidnostnih tveganj, tudi takšnih, ki nastanejo znotraj enega dne, ter za poročanje in javno razkritje glede njih.