natgillin/translations-raw huggingface dataset:
whether the relations referred to in points (a), (b) and (c) of paragraph 6 between the CSD authorised in another Member State and the applicant CSD do not affect the ability of the latter to comply with the requirements of this Regulation.
primernost delničarjev in oseb iz člena 27(6) ter ugled in izkušnje oseb iz člena 27(1) in (4), ki dejansko vodijo posle CDD, kadar so ti delničarji in osebe skupni tej CDD in CDD, ki je pridobila dovoljenje v drugi državi članici;
Within six months from the submission of a complete application, the competent authority shall inform the applicant CSD in writing with a fully reasoned decision whether the authorisation has been granted or refused.
ali odnosi iz točk (a), (b) in (c) odstavka 6 med CDD, ki je pridobila dovoljenje v drugi državi članici, in CDD vložnico ne vplivajo na zmožnost CDD vložnice, da izpolni zahteve te uredbe.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards to specify the information that the applicant CSD is to provide to the competent authority in the application for authorisation.
Pristojni organ v šestih mesecih od predložitve popolne vloge CDD vložnico pisno obvesti, da je dovoljenje izdano ali pa vloga zavrnjena, pri čemer svojo odločitev v celoti utemelji.
ESMA shall, in close cooperation with the members of the ESCB, develop draft implementing technical standards to establish standard forms, templates and procedures for the application for authorisation.
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se določijo informacije, ki jih mora CDD vložnica v vlogi za dovoljenje zagotoviti pristojnemu organu.
Article 18
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke izvedbenih tehničnih standardov, da se določijo standardni obrazci, predloge in postopki v zvezi z vlogo za dovoljenje.
Effects of the authorisation
Člen 18
The activities of the authorised CSD shall be limited to the provision of services covered by its authorisation or by notification in accordance with Article 19(8).
Učinki dovoljenja
Securities settlement systems may be operated only by authorised CSDs, including central banks acting as CSDs.
Dejavnosti CDD, ki je pridobila dovoljenje, so omejene na opravljanje storitev, ki so zajete v njenem dovoljenju ali je bilo o njih poslano uradno obvestilo v skladu s členom 19(8).
An authorised CSD may have a participation only in a legal person whose activities are limited to the provision of services listed in Sections A and B of the Annex, unless such a participation is approved by its competent authority on the basis that it does not significantly increase the risk profile of the CSD.
Sisteme poravnave vrednostnih papirjev lahko upravljajo le CDD, ki so pridobile dovoljenje, vključno s centralnimi bankami, ki delujejo kot CDD.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards to specify the criteria to be taken into account by the competent authorities to approve the participation of CSDs in legal persons other than those providing the services listed in Sections A and B of the Annex.
CDD, ki je pridobila dovoljenje, je lahko udeležena samo v pravni osebi, katere dejavnosti so omejene na opravljanje storitev, navedenih v oddelkih A in B Priloge, razen če te udeležbe ne potrdi njen pristojni organ, ker naj ne bi bistveno povečala profila tveganja CDD.
Such criteria may include whether the services provided by that legal person are complementary to the services provided by a CSD, and the extent of the CSD’s exposure to liabilities arising from such participation.
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se določijo merila, ki jih morajo pristojni organi upoštevati, da lahko potrdijo udeležbo CDD v pravnih osebah, ki niso tiste, ki opravljajo storitve iz oddelkov A in B Priloge.
Article 19
Taka merila lahko vključujejo, ali storitve, ki jih opravlja zadevna pravna oseba, dopolnjujejo storitve, ki jih opravlja CDD, in v kolikšni meri je CDD izpostavljena obveznostim, ki izhajajo iz take udeležbe.
Extension and outsourcing of activities and services
Člen 19
An authorised CSD shall submit an application for authorisation to the competent authority of its home Member State where it wishes to outsource a core service to a third party under Article 30 or extend its activities to one or more of the following:
Razširitev in zunanje izvajanje dejavnosti in storitev
additional core services listed in Section A of the Annex, not covered by the initial authorisation;
CDD, ki je pridobila dovoljenje, pristojnemu organu matične države članice predloži vlogo za dovoljenje, kadar želi izvajanje osnovne storitve prenesti na tretjo stran v skladu s členom 30 ali svoje dejavnosti razširiti na eno ali več naslednjih dejavnosti:
ancillary services permitted under, but not explicitly listed in Section B of the Annex, not covered by the initial authorisation;
dodatne osnovne storitve, navedene v oddelku A Priloge, ki niso vključene v prvotno dovoljenje;
the operation of another securities settlement system;
pomožne storitve, dovoljene na podlagi oddelka B, a v njem niso izrecno navedene, ki niso vključene v prvotno dovoljenje;
the settlement of all or part of the cash leg of its securities settlement system in the books of another settlement agent;
upravljanje drugega sistema poravnave vrednostnih papirjev;
setting up an interoperable link, including those with third-country CSDs.
popolna ali delna poravnava denarnega dela njenega sistema poravnave vrednostnih papirjev v poslovnih knjigah drugega posrednika za poravnavo;
The granting of authorisation under paragraph 1 shall follow the procedure laid down in Article 17.
vzpostavitev interoperabilne povezave, tudi s CDD tretjih držav.
The competent authority shall inform the applicant CSD whether the authorisation has been granted or refused within three months of the submission of a complete application.
Dovoljenje iz odstavka 1 se izda v skladu s postopkom iz člena 17.
CSDs established in the Union that intend to establish an interoperable link shall submit an application for authorisation as required under point (e) of paragraph 1, to their respective competent authorities.
Pristojni organ v treh mesecih od predložitve popolne vloge CDD vložnico obvesti, da je dovoljenje izdano ali pa vloga zavrnjena.
Those authorities shall consult each other regarding the approval of the CSD link.
CDD s sedežem v Uniji, ki nameravajo vzpostaviti interoperabilno povezavo, v skladu s točko (e) odstavka 1 vlogo za dovoljenje predložijo svojim zadevnim pristojnim organom.
In the event of divergent decisions and if agreed by both competent authorities the matter may be referred to ESMA, which may act in accordance with the powers conferred on it under Article 19 of Regulation (EU) No 1095/2010.
Ti organi se posvetujejo glede odobritve povezave med CDD.
The authorities referred to in paragraph 3 shall refuse to authorise a link only where such a CSD link would threaten the smooth and orderly functioning of the financial markets or cause systemic risk.
Če se odločitve razhajajo, se zadeva – če se strinjata oba pristojna organa – lahko predloži ESMA, ki lahko ukrepa v skladu s pooblastili, ki so bila nanj prenesena s členom 19 Uredbe (EU) št. 1095/2010.
Interoperable links of CSDs that outsource some of their services related to those interoperable links to a public entity in accordance with Article 30(5) and CSD links that are not referred to in point (e) of paragraph 1 shall not be subject to authorisation under that point but shall be notified to the CSDs’ competent and relevant authorities prior to their implementation by providing all relevant information that allows such authorities to assess compliance with the requirements provided in Article 48.
Organi iz odstavka 3 odobritev povezave zavrnejo le, če bi takšna povezava med CDD ogrožala nemoteno in pravilno delovanje finančnih trgov ali povzročala sistemsko tveganje.
A CSD established and authorised in the Union may maintain or establish a link with a third-country CSD in accordance with the conditions and procedures provided in this Article.
Interoperabilnih povezav med CDD, ki dajo v skladu s členom 30(5) nekatere storitve, povezane s temi interoperabilnimi povezavami, v izvajanje osebam javnega prava, in povezav med CDD, ki niso tiste iz točke (e) odstavka 1, ni treba odobriti po navedeni točki, vendar se o njih pred njihovo vzpostavitvijo uradno obvestijo pristojni in zadevni organi CDD, in sicer je tem organom treba zagotoviti vse relevantne informacije, ki jim bodo omogočale, da ocenijo skladnost z zahtevami iz člena 48.
Where links are established with a third-country CSD the information provided by the requesting CSD shall allow the competent authority to evaluate whether such links fulfil the requirements provided in Article 48 or the requirements that are equivalent to those provided in Article 48.
CDD, ki ima sedež v Uniji in je v Uniji pridobila tudi dovoljenje, lahko povezavo s CDD tretje države vzdržuje ali vzpostavi v skladu s pogoji in postopki iz tega člena.
The competent authority of the requesting CSD shall require that CSD to discontinue a CSD link that has been notified when such link does not fulfil the requirements provided for in Article 48 and thereby would threaten the smooth and orderly functioning of the financial markets or cause systemic risk.
Kadar se povezave vzpostavijo s CDD tretje države, informacije, ki jih zagotovi CDD, ki je predložila zahtevo, pristojnemu organu omogočajo, da oceni, ali takšne povezave izpolnjujejo zahteve iz člena 48 ali njim enakovredne zahteve.
Where a competent authority requires the CSD to discontinue a CSD link, it shall follow the procedure laid down in Article 20(2) and (3).
Pristojni organ CDD, ki je predložila zahtevo, od te CDD zahteva, da prekine povezavo med CDD, o kateri je bil uradno obveščen, če takšna povezava ne izpolnjuje zahtev iz člena 48 in bi torej ogrožala nemoteno in pravilno delovanje finančnih trgov ali povzročala sistemsko tveganje.
The additional ancillary services explicitly listed in Section B of the Annex shall not be subject to authorisation, but shall be notified to the competent authority prior to their provision.
Kadar pristojni organ od CDD zahteva, da prekine povezavo med CDD, uporabi postopek iz člena 20(2) in (3).
Article 20
Za dodatne pomožne storitve, izrecno navedene v oddelku B Priloge, ni treba pridobiti dovoljenja, vendar se o njih, preden se začnejo opravljati, uradno obvesti pristojni organ.
Withdrawal of authorisation
Člen 20
Without prejudice to any remedial actions or measures under Title V, the competent authority of the home Member State shall withdraw the authorisation in any of the following circumstances, where the CSD:
Odvzem dovoljenja
has not made use of the authorisation during 12 months, expressly renounces the authorisation or has provided no services or performed no activity during the preceding six months;
Brez poseganja v popravne ali druge ukrepe iz naslova V pristojni organ matične države članice dovoljenje odvzame v naslednjih okoliščinah:
has obtained the authorisation by making false statements or by any other unlawful means;
kadar CDD dovoljenja ni uporabila v 12 mesecih, se mu je izrecno odpovedala ali v zadnjih šestih mesecih ni opravila nobenih storitev ali dejavnosti;
no longer complies with the conditions under which authorisation was granted and has not taken the remedial actions requested by the competent authority within a set time-frame;
dovoljenje pridobila z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
has seriously or systematically infringed the requirements laid down in this Regulation or, where applicable, in Directive 2014/65/EU or Regulation (EU) No 600/2014.
kadar CDD ne izpolnjuje več pogojev, pod katerimi je bilo izdano dovoljenje, in v določenem časovnem okviru ni sprejela popravnih ukrepov, ki jih je zahteval pristojni organ;
From the moment when it becomes aware of one of the circumstances referred to in paragraph 1, the competent authority shall immediately consult the relevant authorities and, where applicable, the authority referred to in Article 67 of Directive 2014/65/EU on the necessity to withdraw the authorisation.
kadar je CDD resno ali sistematično kršila zahteve iz te uredbe ali, kadar je potrebno, iz Direktive 2014/65/EU ali Uredbe (EU) št. 600/2014.
ESMA and any relevant authority and, where applicable, the authority referred to in Article 67 of Directive 2014/65/EU may, at any time, request that the competent authority of the home Member State examines whether the CSD still complies with the conditions under which the authorisation was granted.
Čim je pristojni organ seznanjen z eno od okoliščin iz odstavka 1, se z zadevnimi organi ali, kadar je ustrezno, organom iz člena 67 Direktive 2014/65/EU nemudoma posvetuje o potrebi po odvzemu dovoljenja.
The competent authority may limit the withdrawal of authorisation to a particular service, activity, or financial instrument.
ESMA in kateri koli zadevni organ ali, kadar je ustrezno, organ iz člena 67 Direktive 2014/65/EU lahko kadar koli zahteva, da pristojni organ matične države članice preuči, ali CDD še vedno izpolnjuje pogoje, pod katerimi je bilo izdano dovoljenje.
A CSD shall establish, implement and maintain adequate procedures ensuring the timely and orderly settlement and transfer of the assets of clients and participants to another CSD in the event of a withdrawal of authorisation referred to in paragraph 1.
Pristojni organ lahko odvzem dovoljenja omeji na določeno storitev, dejavnost ali finančni instrument.
Article 21
CDD vzpostavi, izvaja in vzdržuje ustrezne postopke, s katerimi zagotovi, da bodo sredstva strank in udeležencev v primeru odvzema dovoljenja, kakor je navedeno v odstavku 1, pravočasno in urejeno poravnana in prenesena v drugo CDD.
CSD register
Člen 21
Decisions taken by competent authorities under Articles 16, 19 and 20 shall be immediately communicated to ESMA.
Register CDD
Central banks shall without undue delay inform ESMA of any securities settlement system that they operate.
Odločitve, ki jih pristojni organi sprejmejo v skladu s členi 16, 19 in 20, se nemudoma sporočijo ESMA.
The name of each CSD operating in compliance with this Regulation and to which authorisation or recognition has been granted pursuant to Article 16, 19 or 25 shall be entered in a register specifying the services and, where applicable, classes of financial instruments for which the CSD has been authorised.
Centralne banke brez nepotrebnega odlašanja obvestijo ESMA o vseh sistemih poravnave vrednostnih papirjev, ki jih upravljajo.
The register shall include branches operated by the CSD in other Member States, CSD links and the information required under Article 31 where Member States have made use of the possibility provided for in that Article.
Ime vsake CDD, ki deluje v skladu s to uredbo in katere dovoljenje je bilo izdano v skladu s členoma 16 in 19 oziroma priznanje odobreno v skladu s členom 25, se vpiše v register, na katerem so navedene storitve in po potrebi razredi finančnih instrumentov, za katere je CDD pridobila dovoljenje.
ESMA shall make the register available on its dedicated website and keep it up to date.
Register vključuje podružnice, ki jih CDD upravlja v drugih državah članicah, povezave med CDD in informacije, zahtevane v skladu s členom 31, kadar države članice uporabijo možnost, določeno v navedenem členu.
Section 3
ESMA da register na voljo na za to namenjeni spletni strani in ga posodablja.
Supervision of CSDs
Oddelek 3
Article 22
Nadzor nad CDD
Review and evaluation
Člen 22
The competent authority shall, at least on an annual basis, review the arrangements, strategies, processes and mechanisms implemented by a CSD with respect to compliance with this Regulation and evaluate the risks to which the CSD is, or might be, exposed or which it creates for the smooth functioning of securities markets.
Pregled in ocena
The competent authority shall require the CSD to submit to the competent authority an adequate recovery plan to ensure continuity of its critical operations.
Pristojni organ vsaj enkrat letno pregleda ureditve, strategije, postopke in mehanizme, ki jih je CDD vzpostavila za uskladitev s to uredbo, ter oceni tveganja, ki jim je ali bi jim lahko bila izpostavljena CDD ali ki jih povzroča CDD in s tem moti delovanje trgov vrednostnih papirjev.
The competent authority shall ensure that an adequate resolution plan is established and maintained for each CSD so as to ensure continuity of at least its core functions, having regard to the size, systemic importance, nature, scale and complexity of the activities of the CSD concerned and any relevant resolution plan established in accordance with Directive 2014/59/EU.
Pristojni organ zahteva, da jim CDD predloži ustrezen načrt za sanacijo, s katerim bo zagotovljena neprekinjenost njenih kritičnih dejavnosti.
The competent authority shall establish the frequency and depth of the review and evaluation referred to in paragraph 1 having regard to the size, systemic importance, nature, scale and complexity of the activities of the CSD concerned.
Pristojni organ zagotovi, da se za vsako CDD pripravi in vzdržuje ustrezen načrt za reševanje, s katerim bo zagotovljena kontinuiteta vsaj njenih osrednjih funkcij, pri čemer se upoštevajo velikost, sistemska pomembnost, narava, obseg in zapletenost dejavnosti zadevne CDD ter vsi zadevni načrti za reševanje, pripravljeni v skladu z Direktivo 2014/59/EU.
The review and evaluation shall be updated at least on an annual basis.
Pristojni organ določi pogostost in temeljitost pregleda in ocene iz odstavka 1, pri čemer upošteva velikost, sistemsko pomembnost, naravo, obseg in zapletenost dejavnosti zadevne CDD.
The competent authority shall subject the CSD to on-site inspections.
Pregled in ocena se posodobita vsaj enkrat letno.
When performing the review and evaluation referred to in paragraph 1, the competent authority shall, at an early stage, consult the relevant authorities, in particular concerning the functioning of the securities settlement systems operated by the CSD and, where applicable, the authority referred to in Article 67 of Directive 2014/65/EU.
Pristojni organ v CDD izvaja inšpekcijske preglede na kraju samem.
The competent authority shall regularly, and at least once a year, inform the relevant authorities and, where applicable, the authority referred to in Article 67 of Directive 2014/65/EU of the results, including any remedial actions or penalties, of the review and evaluation referred to in paragraph 1.
Med izvajanjem pregleda in ocene iz odstavka 1 se pristojni organ v začetni fazi posvetuje z zadevnimi organi, zlasti o delovanju sistemov poravnave vrednostnih papirjev, ki jih upravlja CDD, in po potrebi organom iz člena 67 Direktive 2014/65/EU.
When performing the review and evaluation referred to in paragraph 1, the competent authorities responsible for supervising CSDs which maintain the types of relations referred to in points (a), (b) and (c) of Article 17(6) shall supply one another with all relevant information that is likely to facilitate their tasks.
Pristojni organ redno in vsaj enkrat letno zadevne organe in po potrebi organ iz člena 67 Direktive 2014/65/EU obvešča o rezultatih pregleda in ocene iz odstavka 1, vključno z morebitnimi popravnimi ukrepi ali kaznimi.
The competent authority shall require a CSD that does not meet the requirements of this Regulation to take at an early stage the necessary actions or steps to address the situation.
Med izvajanjem pregleda in ocene iz odstavka 1 si pristojni organi, odgovorni za nadzor CDD, ki vzdržujejo odnose iz točk (a), (b) in (c) člena 17(6), izmenjujejo vse ustrezne informacije, ki bi jim lahko olajšale opravljanje nalog.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards to specify the following:
Pristojni organ od CDD, ki ne izpolnjuje zahtev iz te uredbe, zahteva, da že v začetni fazi sprejme potrebne ukrepe za ureditev tega.
the information that the CSD is to provide to the competent authority for the purposes of the review and evaluation referred to in paragraph 1;
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se določi naslednje:
the information that the competent authority is to supply to the relevant authorities, as set out in paragraph 7;
informacije, ki jih CDD predloži pristojnemu organu za namene pregleda in ocene iz odstavka 1;
the information that the competent authorities referred to in paragraph 8 are to supply one another.
informacije, ki jih pristojni organ predloži zadevnim organom iz odstavka 7;
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with in Articles 10 to 14 of Regulation (EU) No 1095/2010.
informacije, ki si jih morajo posredovati pristojni organi iz odstavka 8.
ESMA shall, in close cooperation with the members of the ESCB, develop draft implementing technical standards to determine standard forms, templates and procedures for the provision of information referred to in the first subparagraph of paragraph 10.
Na Komisijo se prenese pooblastilo za sprejemanje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010.
Section 4
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke izvedbenih tehničnih standardov, da se določijo standardni obrazci, predloge in postopki za zagotavljanje informacij iz prvega pododstavka odstavka 10.
Provision of services in another member state
Oddelek 4
Article 23
Opravljanje storitev v drugi državi članici
Freedom to provide services in another Member State
Člen 23
An authorised CSD may provide services referred to in the Annex within the territory of the Union, including through setting up a branch, provided that those services are covered by the authorisation.
Svoboda opravljanja storitev v drugi državi članici
An authorised CSD that intends to provide the core services referred to in points 1 and 2 of Section A of the Annex in relation to financial instruments constituted under the law of another Member State referred to in Article 49(1) or to set up a branch in another Member State shall be subject to the procedure referred to in paragraphs 3 to 7.
CDD, ki ima dovoljenje, lahko opravlja storitve iz Priloge na ozemlju Unije, vključno prek ustanovitve podružnice, pod pogojem, da njeno dovoljenje velja za te storitve.
Any CSD wishing to provide the services referred to in paragraph 2 within the territory of another Member State for the first time, or to change the range of those services provided shall communicate the following information to the competent authority of the home Member State:
Za CDD z dovoljenjem, ki namerava opravljati osnovne storitve iz točk 1 in 2 oddelka A Priloge v zvezi s finančnimi instrumenti, izdanimi v skladu s pravom druge države članice iz člena 49(1), ali ustanoviti podružnico v drugi državi članici, se uporablja postopek iz odstavkov 3 do 7.
the Member State in which the CSD intends to operate;
Katera koli CDD, ki želi prvič opravljati storitve iz odstavka 2 na ozemlju druge države članice ali spremeniti obseg teh storitev, pristojnemu organu matične države članice sporoči naslednje informacije:
a programme of operations stating in particular the services which the CSD intends to provide;
državo članico, v kateri CDD namerava poslovati;
the currency or currencies that the CSD intends to process;
program poslovanja, v katerem navede zlasti storitve, ki jih CDD namerava opravljati;
where there is a branch, the organisational structure of the branch and the names of those responsible for the management of the branch;
valuto ali valute, s katerimi CDD namerava poslovati;
where relevant, an assessment of the measures the CSD intends to take to allow its users to comply with the national law referred to in Article 49(1).
kadar obstaja podružnica, njeno organizacijsko strukturo in imena oseb, odgovornih za njeno upravljanje;