natgillin/translations-raw huggingface dataset:
Where the competent authority has disclosed administrative or criminal sanctions or other administrative measures to the public, it shall simultaneously notify ESMA thereof.
Z odločitvijo o preklicu preneha veljati prenos pooblastila, naveden v tej odločitvi.
Where a published administrative or criminal sanction or other administrative measure relates to an investment firm authorised in accordance with Directive 2014/65/EU, ESMA shall add a reference to that published sanction or measure in the register of investment firms established under Article 5(3) of that Directive.
Odločitev začne učinkovati dan po njeni objavi v Uradnem listu Evropske unije ali na poznejši dan, ki je v njej določen.
In order to ensure uniform conditions of application of this Article, ESMA shall develop draft implementing technical standards to determine the procedures and forms for exchange of information as referred to in this Article.
Odločitev ne vpliva na veljavnost že veljavnih delegiranih aktov.
Article 34
Takoj ko Komisija sprejme delegirani akt, o tem istočasno uradno obvesti Evropski parlament in Svet.
Publication of decisions
Delegirani akt, sprejet v skladu s členom 6(5) in (6), členom 12(5), tretjim pododstavkom člena 17(2), členom 17(3) ali členom 19(13) in (14), začne veljati le, če niti Evropski parlament niti Svet ne nasprotujeta delegiranemu aktu v roku treh mesecev od uradnega obvestila Evropskemu parlamentu in Svetu o tem aktu, ali če sta pred iztekom tega roka tako Evropski parlament kot Svet obvestila Komisijo, da ne bosta nasprotovala.
Subject to the third subparagraph, competent authorities shall publish any decision imposing an administrative sanction or other administrative measure in relation to an infringement of this Regulation on their website immediately after the person subject to that decision has been informed of that decision.
Ta rok se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece.
Such publication shall include at least information on the type and nature of the infringement and the identity of the person subject to the decision.
Člen 36
The first subparagraph does not apply to decisions imposing measures that are of an investigatory nature.
Postopek v odboru
Where a competent authority considers that the publication of the identity of the legal person subject to the decision, or of the personal data of a natural person, would be disproportionate following a case-by-case assessment conducted on the proportionality of the publication of such data, or where such publication would jeopardise an ongoing investigation or the stability of the financial markets, it shall do any of the following:
Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES [31].
defer publication of the decision until the reasons for that deferral cease to exist;
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011.
publish the decision on an anonymous basis in accordance with national law where such publication ensures the effective protection of the personal data concerned;
Pri sklicevanju na ta odstavek se uporablja člen 5 Uredbe (EU) št. 182/2011.
not publish the decision in the event that the competent authority is of the opinion that publication in accordance with point (a) or (b) will be insufficient to ensure:
POGLAVJE 7
that the stability of financial markets is not jeopardised; or
KONČNE DOLOČBE
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Člen 37
Where a competent authority takes a decision to publish a decision on an anonymous basis as referred to in point (b) of the third subparagraph, it may postpone the publication of the relevant data for a reasonable period of time where it is foreseeable that the reasons for anonymous publication will cease to exist during that period.
Razveljavitev Direktive 2003/6/ES in njenih izvedbenih ukrepov
Where the decision is subject to an appeal before a national judicial, administrative or other authority, competent authorities shall also publish immediately on their website such information and any subsequent information on the outcome of such an appeal.
Člen 38
Moreover, any decision annulling a decision subject to appeal shall also be published.
Poročilo
Competent authorities shall ensure that any decision that is published in accordance with this Article shall remain accessible on their website for a period of at least five years after its publication.
Komisija do 3. julija 2019 Evropskemu parlamentu in Svetu predloži poročilo o uporabi te uredbe, skupaj z zakonodajnim predlogom o njeni spremembi, če je to ustrezno.
Personal data contained in such publications shall be kept on the website of the competent authority for the period which is necessary in accordance with the applicable data protection rules.
To poročilo med drugim oceni:
CHAPTER 6
ustreznostjo uvedbe splošnih pravil, da morajo vse države članice določiti upravne kazni za trgovanje z notranjimi informacijami in tržno manipulacijo;
DELEGATED ACTS AND IMPLEMENTING ACTS
ali je opredelitev notranjih informacij zadostna in zajema vse informacije, ki jih pristojni organi potrebujejo za učinkovit boj proti tržni zlorabi.
Article 35
ustreznostjo pogojev, pod katerimi se odobri prepoved trgovanja v skladu s členom 19(11), da bi se ugotovilo, ali obstajajo še druge okoliščine, v katerih bi morala veljati;
Exercise of the delegation
možnostjo vzpostaviti okvir Unije za medtržni nadzor nad knjigami naročil v zvezi s tržno zlorabo, vključno s priporočili za ta okvir, in
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
področjem uporabe določb o referenčnih merilih.
The power to adopt delegated acts referred to in Article 6(5) and (6), Article 12(5), the third subparagraph of Article 17(2), Article 17(3), and Article 19(13) and (14) shall be conferred on the Commission for an indeterminate period of time from 2 July 2014.
Za namene točke (a) prvega pododstavka ESMA opravi popis uporabe upravnih kazni in – kadar se države članice na podlagi drugega pododstavka člena 30(1) odločijo, da določijo kazenske sankcije iz navedenega člena za kršitve te uredbe – uporabe takih kazenskih sankcij v državah članicah.
The delegation of power referred to in Article 6(5) and (6), Article 12(5), the third subparagraph of Article 17(2), Article 17(3), and Article 19(13) and (14), may be revoked at any time by the European Parliament or by the Council.
V popisu so lahko navedeni tudi kakršni koli podatki, ki so na voljo na podlagi členov 33(1) in (2).
A decision of revocation shall put an end to the delegation of the power specified in that decision.
Člen 39
It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein.
Začetek veljavnosti in uporaba
It shall not affect the validity of any delegated acts already in force.
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
Uporablja se od 3. julija 2016, razen člena 4(4) in (5), člena 5(6), člena 6(5) in (6), člena 7(5), člena 11(9), (10) in (11), člena 12(5), člena 13(7) in (11), člena 16(5), tretjega pododstavka člena 17(2), člena 17(3), (10) in (11), člena 18(9), člena 19(13), (14) in (15), člena 20(3), člena 24(3), člena 25(9), drugega, tretjega in četrtega pododstavka člena 26(2), člena 32(5) in člena 33(5), ki se začnejo uporabljati 2. julija 2014.
A delegated act adopted pursuant to referred to Article 6(5) and (6), Article 12(5), the third subparagraph of Article 17(2), Article 17(3), or Article 19(13) or (14), shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
Države članice sprejmejo potrebne ukrepe za uskladitev s členi 22, 23 in 30, členom 31(1) ter členi 32 in 34 do 3. julija 2016.
That period shall be extended by three months at the initiative of the European Parliament or the Council.
V tej uredbi se sklicevanja na Direktivo 2014/65/EU in Uredbo (EU) št. 600/2014 pred 3. januarjem 2017 berejo kot sklicevanja na Direktivo 2004/39/ES, v skladu s korelacijsko tabelo iz Priloge IV k Direktivi 2014/65/EU v kolikor ta korelacijska tabela vsebuje določbe, ki se sklicujejo na Direktivo 2004/39/ES.
Article 36
Pri sklicevanju v določbah te uredbe na OTF, zagonske trge MSP, pravice do emisije ali finančne produkte na dražbi na podlagi teh pravic, se te določbe ne uporabljajo za OTF, zagonske trge MSP, pravice do emisij ali finančne produkte na dražbi na podlagi teh pravic do 3. januarja 2017.
Committee procedure
Ta uredba je v celoti zavezujoča in se neposredno uporablja v vseh državah članicah.
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC [31].
V Strasbourgu, 16. aprila 2014
That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.
Za Evropski parlament
CHAPTER 7
Za Svet
FINAL PROVISIONS
UL C 161, 7.6.2012, str.
Repeal of Directive 2003/6/EC and its implementing measures
UL C 181, 21.6.2012, str.
Directive 2003/6/EC and Commission Directives 2004/72/EC [32], 2003/125/EC [33] and 2003/124/EC [34] and Commission Regulation (EC) No 2273/2003 [35] shall be repealed with effect from 3 July 2016.
64.
References to Directive 2003/6/EC shall be construed as references to this Regulation and shall be read in accordance with the correlation table set out in Annex II to this Regulation.
Stališče Evropskega parlamenta z dne 10. septembra 2013 (še ni objavljeno v Uradnem listu) in odločitev Sveta z dne 14. aprila 2014.
Article 38
Direktiva 2003/6/ES Evropskega parlamenta in Sveta z dne 28. januarja 2003 o trgovanju z notranjimi informacijami in tržni manipulaciji (zloraba trga) (UL L 96, 12.4.2003, str.
Report
16).
By 3 July 2019, the Commission shall submit a report to the European Parliament and to the Council on the application of this Regulation, together with a legislative proposal to amend it if appropriate.
Uredba (EU) št. 1227/2011 Evropskega parlamenta in Sveta z dne 25. oktobra 2011 o celovitosti in preglednosti veleprodajnega energetskega trga (UL L 326, 8.12.2011, str.
That report shall assess, inter alia:
1).
the appropriateness of introducing common rules on the need for all Member States to provide for administrative sanctions for insider dealing and market manipulation;
Direktiva 2003/87/ES evropskega parlamenta in Sveta z dne 13. oktobra 2003 o vzpostavitvi sistema za trgovanje s pravicami do emisije toplogrednih plinov v Skupnosti in o spremembi Direktive Sveta 96/61/ES (UL L 275, 25.10.2003, str.
whether the definition of inside information is sufficient to cover all information relevant for competent authorities to effectively combat market abuse;
32).
the appropriateness of the conditions under which the prohibition on trading is mandated in accordance with Article 19(11) with a view to identifying whether there are any further circumstances under which the prohibition should apply;
Direktiva 2004/39/ES Evropskega parlamenta in Sveta z dne 21. aprila 2004 o trgih finančnih instrumentov, spremembi direktiv Sveta 85/611/EGS, 93/6/EGS in 2000/12/ES ter razveljavitvi Direktive Sveta 93/22/EGS (UL L 145, 30.4.2004, str.
the possibility of establishing a Union framework for cross-market order book surveillance in relation to market abuse, including recommendations for such a framework; and
1).
the scope of the application of the benchmark provisions.
Uredba Komisije (EU) št. 1031/2010 z dne 12. novembra 2010 o časovnem načrtu, upravljanju in drugih vidikih dražbe pravic do emisije toplogrednih plinov na podlagi Direktive 2003/87/ES Evropskega parlamenta in Sveta o vzpostavitvi sistema za trgovanje s pravicami do emisije toplogrednih plinov v Skupnosti (UL L 302, 18.11.2010, str.
For the purposes of point (a) of the first subparagraph, ESMA shall undertake a mapping exercise of the application of administrative sanctions and, where Member States have decided, pursuant to the second subparagraph of Article 30(1), to lay down criminal sanctions as referred to therein for infringements of this Regulation, of the application of such criminal sanctions within Member States.
1).
That exercise shall also include any data made available under Article 33(1) and (2).
Direktiva 2004/25/ES Evropskega Parlamenta in Sveta z dne 21. aprila 2004 o ponudbah za prevzem (UL L 142, 30.4.2004, str.
Article 39
12).
Entry into force and application
Direktiva 2014/65/EU Evropskega parlamenta in Sveta z dne 15. maja 2014 o trgih finančnih instrumentov ter spremembi Direktive 2011/61/EU in Direktive 2002/92/ES (glej stran 349 tega Uradnega lista).
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Direktiva 2014/57/EU Evropskega parlamenta in Sveta z dne 16. aprila 2014 o kazenskih sankcijah za zlorabo trga (direktiva o zlorabi trga) (glej stran 179 tega Uradnega lista).
It shall apply from 3 July 2016 except for Article 4(4) and (5), Article 5(6), Article 6(5) and (6), Article 7(5), Article 11(9), (10) and (11), Article 12(5), Article 13(7) and (11), Article 16(5), the third subparagraph of Article 17(2), Article 17(3), (10) and (11), Article 18(9), Article 19(13), (14) and (15), Article 20(3), Article 24(3), Article 25(9), the second, third and fourth subparagraphs of Article 26(2), Article 32(5) and Article 33(5), which shall apply on 2 July 2014.
Direktiva 95/46/ES Evropskega parlamenta in Sveta z dne 24. oktobra 1995 o varstvu posameznikov pri obdelavi osebnih podatkov in o prostem pretoku takih podatkov (UL L 281, 23.11.1995, str.
Member States shall take the necessary measures to comply with Articles 22, 23 and 30, Article 31(1) and Articles 32 and 34 by 3 July 2016.
31).
References in this Regulation to Directive 2014/65/EU and Regulation (EU) No 600/2014 shall, before 3 January 2017, be read as references to Directive 2004/39/EC in accordance with the correlation table set out in Annex IV to Directive 2014/65/EU in so far as that correlation table contains provisions referring to Directive 2004/39/EC.
Uredba (ES) št. 45/2001 Evropskega parlamenta in Sveta z dne 18. decembra 2000 o varstvu posameznikov pri obdelavi osebnih podatkov v institucijah in organih Skupnosti in o prostem pretoku takih podatkov (UL L 8, 12.1.2001, str.
Where reference in the provisions of this Regulation is made to OTFs, SME growth markets, emission allowances or auctioned products based thereon, those provisions shall not apply to OTFs, SME growth markets, emission allowances or auctioned products based thereon until 3 January 2017.
1).
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Uredba Komisije (ES) št. 2273/2003 z dne 22. decembra 2003 o izvajanju Direktive 2003/6/ES Evropskega parlamenta in Sveta o izjemah za programe odkupa in stabilizacijo finančnih instrumentov (UL L 336, 23.12.2003, str.
Done at Strasbourg, 16 April 2014.
33).
For the Council
Uredba (EU) št. 1093/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski bančni organ) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/78/ES (UL L 331, 15.12.2010, str.
OJ C 161, 7.6.2012, p.
12).
3.
UL C 177, 20.6.2012, str.
OJ C 181, 21.6.2012, p.
1.
64.
Uredba (EU) št. 575/2013 Evropskega parlamenta in Sveta z dne 26. junija 2013 o bonitetnih zahtevah za kreditne institucije in investicijska podjetja ter o spremembi Uredbe (EU) št. 648/2012 (UL L 176, 27.6.2013, str.
Position of the European Parliament of 10 September 2013 (not yet published in the Official Journal) and decision of the Council of 14 April 2014.
1).
Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (market abuse) (OJ L 96, 12.4.2003, p.
Uredba Komisije (ES) št. 1287/2006 z dne 10. avgusta 2006 o izvajanju Direktive 2004/39/ES Evropskega parlamenta in Sveta v zvezi z obveznostmi vodenja evidenc za investicijske družbe, poročanjem o transakcijah, tržno preglednostjo, sprejemanjem finančnih instrumentov v trgovanje in pojmi, opredeljenimi v navedeni direktivi (UL L 241, 2.9.2006, str.
Regulation (EU) No 1227/2011 of the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and Transparency (OJ L 326, 8.12.2011, p.
Direktiva 2012/30/EU Evropskega parlamenta in Sveta z dne 25. oktobra 2012 o uskladitvi zaščitnih ukrepov za varovanje interesov družbenikov in tretjih oseb, ki jih države članice zahtevajo od gospodarskih družb v pomenu drugega odstavka člena 54 Pogodbe o delovanju Evropske unije glede ustanavljanja delniških družb ter ohranjanja in spreminjanja njihovega kapitala, zato da se oblikujejo zaščitni ukrepi z enakim učinkom v vsej Skupnosti (UL L 315, 14.11.2012, str.
Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC (OJ L 275, 25.10.2003, p.
Uredba (EU) št. 600/2014 Evropskega parlamenta in Sveta z dne 15. maja 2014 o trgih finančnih instrumentov in spremembi Uredbe (EU) št. 648/2012 (glej stran 84 tega Uradnega lista).
32).
Direktiva 2002/58/ES Evropskega parlamenta in Sveta z dne 12. julija 2002 o obdelavi osebnih podatkov in varstvu zasebnosti na področju elektronskih komunikacij (Direktiva o zasebnosti in elektronskih komunikacijah) (UL L 201, 31.7.2002, str.
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p.
37).
1).
Uredba (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/77/ES (UL L 331, 15.12.2010, str.
Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community (OJ L 302, 18.11.2010, p.
84).
1).
Direktiva 2004/109/ES Evropskega parlamenta in Sveta z dne 15. decembra 2004 o uskladitvi zahtev v zvezi s preglednostjo informacij o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu, in o spremembah Direktive 2001/34/ES (UL L 390, 31.12.2004, str.
Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bids (OJ L 142, 30.4.2004, p.
38).
12).
Direktiva 2009/138/ES Evropskega parlamenta in Sveta z dne 25. novembra 2009 o začetku opravljanja in opravljanju dejavnosti zavarovanja in pozavarovanja (Solventnost II) (UL L 335, 17.12.2009, str.
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/67/EU (see page 349 of this Official Journal).
1).
Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on protection of individuals with regard to the processing of personal data and on the movement of such data (OJ L 281, 23.11.1995, p.
1).
31).
Direktiva 2013/34/EU Evropskega parlamenta in Sveta z dne 26. junija 2013 o letnih računovodskih izkazih, konsolidiranih računovodskih izkazih in povezanih poročilih nekaterih vrst podjetij, spremembi Direktive 2006/43/ES Evropskega parlamenta in Sveta ter razveljavitvi direktiv Sveta 78/660/EGS in 83/349/ES (UL L 182, 29.6.2013, str.
Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p.
19).
1).
Direktiva Sveta 86/635/EGS z dne 8. decembra 1986 o letnih računovodskih izkazih in konsolidiranih računovodskih izkazih bank in drugih finančnih institucij (UL L 372, 31.12.1986, str.
Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments (OJ L 336, 23.12.2003, p.
1).
33).
Direktiva Sveta 91/674/EGS z dne 19. decembra 1991 o letnih računovodskih izkazih in konsolidiranih računovodskih izkazih zavarovalnic (UL L 374, 31.12.1991, str.
Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p.
7).
13).
Sklep Komisije 2001/528/ES z dne 6. junija 2001 o ustanovitvi Evropskega odbora za vrednostne papirje (UL L 191, 13.7.2001, str.
Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p.
45).
12).
Direktiva Komisije 2004/72/ES z dne 29. aprila 2004 o izvajanju Direktive 2003/6/ES Evropskega parlamenta in Sveta glede dovoljenih tržnih ravnanj, opredelitve notranjih informacij v zvezi z izvedenimi finančnimi instrumenti na blago, sestave seznama o osebah z dostopom do notranjih informacij, poročanja o transakcijah poslovodnih delavcev in obveščanja o sumljivih poslih (UL L 162, 30.4.2004, str.
OJ C 177, 20.6.2012, p.
70).
1.
Direktiva Komisije 2003/125/ES z dne 22. decembra 2003 o izvajanju Direktive 2003/6/ES Evropskega parlamenta in Sveta v zvezi s pravično predstavitvijo naložbenih priporočil in razkrivanjem nasprotij interesov (UL L 339, 24.12.2003, str.
Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p.
73).
1).
Direktiva Komisije 2003/124/ES z dne 22. decembra 2003 o izvajanju Direktive 2003/6/ES Evropskega parlamenta in Sveta v zvezi z oprede litvijo in razkritjem notranjih informacij javnosti ter opredelitvijo tržne manipulacije (UL L 339, 24.10.2003, str.
Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (OJ L 241, 2.9.2006, p.
70).
Directive 2012/30/EU of the European Parliament and of the Council of 25 October 2012 on coordination of safeguards which, for the protection of the interests of members and others, are required by Member States of companies within the meaning of the second paragraph of Article 54 of the Treaty on the Functioning of the European Union, in respect of the formation of public limited liability companies and the maintenance and alteration of their capital, with a view to making such safeguards equivalent (OJ L 315, 14.11.2012, p.
A. Kazalniki manipulativnega ravnanja, povezanega z napačnimi ali zavajajočimi znaki in zagotavljanjem cene
74).
Za namene uporabe točke (a) člena 12(1) te uredbe ter brez poseganja v ravnanja iz odstavka 2 navedenega člena se pri obravnavi poslov ali naročil za trgovanje s strani udeležencev na trgu in pristojnih organov upoštevajo naslednji neizčrpni kazalniki, ki se sami po sebi ne štejejo nujno za tržno manipulacijo: