natgillin/translations-raw huggingface dataset:
That notice shall specify details of the prohibition or restriction, a time after the publication of the notice from which the measures will take effect and the evidence upon which it is satisfied each of the conditions in paragraph 2 are met.
Komisija sprejme delegirane akte v skladu s členom 30, s katerimi opredeli merila in dejavnike, ki jih morajo pristojni organi upoštevati pri ugotavljanju, ali obstaja pomembno vprašanje varstva vlagateljev oziroma so ogroženi pravilno delovanje in integriteta finančnih trgov ter stabilnost celotnega finančnega sistema v Uniji ali njegovega dela, kot je navedeno v točki (a) prvega pododstavka odstavka 2.
The prohibition or restriction shall only apply in relation to action taken after the publication of the notice.
stopnjo kompleksnosti zavarovalnega naložbenega produkta ter povezavo s ciljno skupino vlagateljev pri trženju in prodaji;
The competent authority shall revoke a prohibition or restriction if the conditions in paragraph 2 no longer apply.
stopnjo inovativnosti zavarovalnega naložbenega produkta, dejavnosti ali prakse;
The Commission shall adopt delegated acts in accordance with Article 30 specifying criteria and factors to be taken into account by competent authorities in determining when there is a significant investor protection concern or a threat to the orderly functioning and integrity of financial markets or to the stability of the financial system within at least one Member State referred to in point (a) of the first subparagraph of paragraph 2.
finančni vzvod, ki ga produkt ali praksa zagotavlja;
the degree of complexity of an insurance-based investment product and the relation to the type of investor to whom it is marketed and sold;
kar zadeva pravilno delovanje in integriteto finančnih trgov, obseg ali nominalno vrednost zavarovalnih naložbenih produktov.
the degree of innovation of an insurance-based investment product, an activity or a practice;
Člen 18
the leverage a product or practice provides;
EIOPA ima pri ukrepih, ki jih sprejmejo pristojni organi v skladu s členom 17, spodbujevalno in usklajevalno vlogo.
in relation to the orderly functioning and integrity of financial markets, the size or the notional value of an insurance-based investment product.
EIOPA zlasti zagotavlja, da so ukrepi, ki jih sprejme pristojni organ, utemeljeni in sorazmerni ter da je ravnanje pristojnih organov po potrebi usklajeno.
Article 18
EIOPA po prejemu uradnega obvestila v skladu s členom 17 o katerem koli ukrepu, ki bo uveden v skladu z navedenim členom, sprejme mnenje, ali je prepoved ali omejitev utemeljena in sorazmerna.
EIOPA shall perform a facilitation and coordination role in relation to action taken by competent authorities under Article 17.
Če EIOPA meni, da je za odpravo nevarnosti potreben ukrep drugih pristojnih organov, to navede v svojem mnenju.
In particular EIOPA shall ensure that action taken by a competent authority is justified and proportionate and that, where appropriate, a consistent approach is taken by competent authorities.
Mnenje se objavi na spletnem mestu EIOPA.
After receiving notification under Article 17 of any action that is to be imposed under that Article, EIOPA shall adopt an opinion on whether the prohibition or restriction is justified and proportionate.
Če pristojni organ predlaga sprejetje ukrepov ali sprejme ukrepe, ki so v nasprotju z mnenjem EIOPA iz odstavka 2, ali v nasprotju s tem mnenjem zavrne sprejetje ukrepov, na svojem spletnem mestu takoj objavi obvestilo, v katerem v celoti pojasni razloge za tako ravnanje.
If EIOPA considers that the taking of a measure by other competent authorities is necessary to address the risk, it shall state this in its opinion.
POGLAVJE IV
The opinion shall be published on EIOPA's website.
PRITOŽBE, POVRNITEV ŠKODE, SODELOVANJE IN NADZOR
Where a competent authority proposes to take, or takes, action contrary to an opinion adopted by EIOPA under paragraph 2 or declines to take action contrary to such an opinion, it shall immediately publish on its website a notice fully explaining its reasons for so doing.
Člen 19
CHAPTER IV
Proizvajalec PRIIP in oseba, ki svetuje o PRIIP ali ga prodaja, uvedeta ustrezne postopke, ki zagotovijo, da:
COMPLAINTS, REDRESS, COOPERATION AND SUPERVISION
lahko mali vlagatelji na učinkovit način vložijo pritožbo proti proizvajalcu PRIIP;
Article 19
mali vlagatelji, ki so vložili pritožbo v zvezi z dokumentom s ključnimi informacijami, pravočasno in na ustrezen način prejmejo vsebinski odgovor in
The PRIIP manufacturer and the person advising on, or selling, the PRIIP shall establish appropriate procedures and arrangements which ensure that:
imajo mali vlagatelji na voljo učinkovite postopke pravnega varstva tudi pri čezmejnih sporih, zlasti kadar je proizvajalec PRIIP v drugi državi članici ali tretji državi.
retail investors have an effective way of submitting a complaint against the PRIIP manufacturer;
Člen 20
retail investors who have submitted a complaint in relation to the key information document receive a substantive reply in a timely and proper manner; and
Pristojni organi za namene uporabe te uredbe med seboj sodelujejo in si brez nepotrebnega odlašanja izmenjajo vse informacije, potrebne za opravljanje nalog, ki jih imajo v skladu s to uredbo, in za izvajanje svojih pristojnosti.
effective redress procedures are also available to retail investors in the event of cross-border disputes, in particular where the PRIIP manufacturer is located in another Member State or in a third country.
Pristojni organi imajo v skladu z nacionalnim pravom vsa potrebna nadzorna in preiskovalna pooblastila, potrebna za opravljanje svojih nalog v skladu s to uredbo.
For the purposes of the application of this Regulation the competent authorities shall cooperate with each other and, without undue delay, provide each other with such information as is relevant for the purposes of carrying out their duties under this Regulation and of making use of their powers.
Države članice za obdelavo osebnih podatkov, ki se izvede v državi članici na podlagi te uredbe, uporabljajo Direktivo 95/46/ES.
Competent authorities shall, in accordance with national law, have all supervisory and investigatory powers that are necessary for the exercise of their functions under this Regulation.
Uredba (ES) št. 45/2001 se uporablja za obdelavo osebnih podatkov, ki jo izvedejo evropski nadzorni organi.
Article 21
POGLAVJE V
Member States shall apply Directive 95/46/EC to the processing of personal data carried out in that Member State pursuant to this Regulation.
UPRAVNE SANKCIJE IN DRUGI UKREPI
Regulation (EC) No 45/2001 shall apply to the processing of personal data carried out by the ESAs.
Člen 22
CHAPTER V
Brez poseganja v nadzorne pristojnosti pristojnih organov in pravico držav članic, da določijo in izrečejo kazenske sankcije, države članice določijo pravila o ustreznih upravnih sankcijah in ukrepih, ki se uporabljajo pri kršitvah te uredbe, ter naredijo vse, kar je potrebno, da se zagotovi njihovo izvajanje.
ADMINISTRATIVE PENALTIES AND OTHER MEASURES
Te sankcije in ukrepi so učinkoviti, sorazmerni in odvračilni.
Article 22
Države članice lahko sklenejo, da za kršitve, za katere so v skladu z nacionalnim pravom že določene kazenske sankcije, ne bodo določile pravil o upravnih sankcijah, kot je navedeno v prvem pododstavku.
Without prejudice to the supervisory powers of competent authorities and the right of Member States to provide for and impose criminal sanctions, Member States shall lay down rules establishing appropriate administrative sanctions and measures applicable to situations which constitute an infringement of this Regulation and shall take all necessary measures to ensure that they are implemented.
Države članice Komisijo in skupni odbor uradno obvestijo o pravilih iz prvega pododstavka do 31. decembra 2016.
Those sanctions and measures shall be effective, proportionate and dissuasive.
Komisijo in skupni odbor takoj uradno obvestijo o vseh poznejših spremembah teh pravil.
Member States may decide not to lay down rules for administrative sanctions as referred to in the first subparagraph for infringements which are subject to criminal sanctions under their national law.
Pristojni organi pri izvajanju pooblastil iz člena 24 tesno sodelujejo, da zagotovijo, da se z upravnimi sankcijami in ukrepi dosežejo želeni rezultati iz te uredbe, ter usklajujejo svoje dejavnosti, da preprečijo morebitno podvajanje in prekrivanje pri uporabi upravnih sankcij in ukrepov v čezmejnih primerih.
By 31 December 2016 the Member States shall notify the rules referred to in the first subparagraph to the Commission and to the Joint Committee.
Člen 23
They shall notify the Commission and the Joint Committee without delay of any subsequent amendment thereto.
Pristojni organi svoja pooblastila za izrekanje sankcij v skladu s to uredbo in nacionalnim pravom izvajajo na katerega koli od naslednjih načinov:
In the exercise of their powers in Article 24, competent authorities shall cooperate closely to ensure that the administrative sanctions and measures produce the results pursued by this Regulation and coordinate their action in order to avoid possible duplication and overlap when applying administrative sanctions and measures to cross-border cases.
neposredno;
Article 23
v sodelovanju z drugimi organi;
Competent authorities shall exercise their powers to impose sanctions in accordance with this Regulation and national law in any of the following ways:
v okviru svoje pristojnosti s prenosom pooblastil na take organe;
directly;
z vložitvijo zahtevka pri pristojnih sodnih organih.
in collaboration with other authorities;
Člen 24
under their responsibility by delegation to such authorities;
Ta člen se uporablja za kršitve člena 5(1), členov 6 in 7, člena 8(1) do (3), člena 9, člena 10(1), člena 13(1), (3) in (4) ter členov 14 in 19.
by application to the competent judicial authorities.
Pristojni organi so pooblaščeni, da v skladu z nacionalnim pravom izrečejo vsaj naslednje upravne sankcije in ukrepe:
Article 24
odredbo o prepovedi trženja PRIIP;
This Article applies to infringements of Article 5(1), Articles 6 and 7, Article 8(1) to (3), Article 9, Article 10(1), Article 13(1), (3) and (4) and Articles 14 and 19.
odredbo o začasni prekinitvi trženja PRIIP;
The competent authorities shall have the power to impose, in accordance with national law, at least the following administrative sanctions and measures:
javno opozorilo, v katerem sta navedeni oseba, odgovorna za kršitev, in narava kršitve;
an order prohibiting the marketing of a PRIIP;
odredbo o prepovedi posredovanja dokumenta s ključnimi informacijami, pri katerem niso izpolnjene zahteve iz členov 6, 7, 8 oziroma 10, in obvezno objavo nove različice navedenega dokumenta;
an order suspending the marketing of a PRIIP;
upravne globe, v višini najmanj:
a public warning which indicates the person responsible for, and the nature of, the infringement;
v primeru pravne osebe:
an order prohibiting the provision of a key information document which does not comply with the requirement of Articles 6, 7, 8 or 10 and requiring the publication of a new version of a key information document;
do 5000000 EUR oziroma v državah članicah, katerih valuta ni euro, do ustrezne vrednosti v nacionalni valuti na dan 30. decembra 2014, ali do 3 % skupnega letnega prometa zadevne pravne osebe glede na zadnje razpoložljive računovodske izkaze, ki jih je odobril upravljalni organ, ali
administrative fines of at least:
do dvakratnega zneska dobička, pridobljenega s kršitvijo, ali izgube, preprečene s kršitvijo, če ju je mogoče določiti,
in the case of a legal entity:
v primeru fizične osebe:
up to EUR 5000000, or, in the Member States whose currency is not the euro, the corresponding value in the national currency on 30 December 2014, or up to 3 % of the total annual turnover of that legal entity according to the last available financial statements approved by the management body, or
do 700000 EUR oziroma v državah članicah, katerih valuta ni euro, do ustrezne vrednosti v nacionalni valuti na dan 30. decembra 2014, ali
up to twice the amount of the profits gained or losses avoided because of the infringement where those can be determined;
do dvakratnega zneska dobička, pridobljenega s kršitvijo, ali izgube, preprečene s kršitvijo, če ju je mogoče določiti.
in the case of a natural person:
Države članice lahko določijo dodatne sankcije ali ukrepe ter višje upravne globe, kot so določene v tej uredbi.
up to twice the amount of the profits gained or losses avoided because of the infringement where those can be determined.
Člen 25
Where the legal entity referred to in point (e)(i) of the first subparagraph is a parent undertaking or a subsidiary of a parent undertaking which is required to prepare consolidated financial statements according to Directive 2013/34/EU of the European Parliament and of the Council [20], the relevant total annual turnover shall be the total annual turnover or the corresponding type of income in accordance with the relevant Union law in the area of accounting according to the last available consolidated financial statements approved by the management body of the ultimate parent undertaking.
Pristojni organi pri uporabi upravnih sankcij in ukrepov iz člena 24(2) upoštevajo vse pomembne okoliščine, ki vključujejo, kadar je ustrezno,:
Member States may provide for additional sanctions or measures and for higher levels of administrative fines than those provided for in this Regulation.
težo in trajanje kršitve;
Where the competent authorities have imposed one or more administrative penalties or measures in accordance with paragraph 2, the competent authorities shall have the power to issue or require the PRIIP manufacturer or person advising on, or selling, the PRIIP to issue a direct communication to the retail investor concerned, giving them information about the administrative sanction or measure, and informing them where to lodge complaints or submit claims for redress.
stopnjo odgovornosti osebe, ki je odgovorna za kršitev;
Article 25
posledice kršitve za interese malih vlagateljev;
The competent authorities shall apply the administrative sanctions and measures referred to in Article 24(2) taking into account all relevant circumstances including, where appropriate:
sodelovanje osebe, ki je odgovorna za kršitev;
the gravity and the duration of the infringement;
morebitne prejšnje kršitve osebe, ki je odgovorna za kršitev;
the degree of responsibility of the person responsible for the infringement;
ukrepe, ki jih je po kršitvi sprejela oseba, ki je odgovorna za kršitev, da bi preprečila njeno ponovitev.
the impact of the infringement on retail investors' interests;
Člen 26
the cooperative behaviour of the person responsible for the infringement;
Zoper odločitve o izreku sankcij in ukrepov, sprejete v skladu s to uredbo, je dopustna pritožba.
any previous infringements by the person responsible for the infringement;
Člen 27
measures taken after the infringement by the person responsible for the infringement to prevent its repetition.
Pristojni organ o upravnih sankcijah ali ukrepih, ki jih razkrije javnosti, istočasno obvesti pristojne evropske nadzorne organe.
Article 26
3.
Decisions to impose sanctions and measures taken pursuant to this Regulation shall be subject to a right of appeal.
Evropski nadzorni organi informacije iz tega člena objavijo v svojih letnih poročilih.
Where the competent authority has disclosed administrative sanctions or measures to the public, it shall simultaneously report those administrative sanctions or measures to the competent ESA.
Pristojni organi vzpostavijo učinkovite mehanizme, preko katerih se jim lahko prijavijo dejanske ali potencialnih kršitve te uredbe.
The competent authority shall, on an annual basis, provide the competent ESA with aggregate information regarding all administrative sanct ions and measures imposed in accordance with Article 22 and Article 24(2).
Mehanizmi iz odstavka 1 vključujejo vsaj:
The ESAs shall publish the information referred to in this Article in their annual reports.
posebne postopke za prejemanje prijav o dejanskih ali potencialnih kršitvah in ukrepanje na podlagi teh prijav;
Article 28
ustrezno varstvo zaposlenih, ki prijavijo kršitve pri delodajalcu, pri katerem so zaposleni, vsaj pred povračilnimi ukrepi, diskriminacijo ali drugimi oblikami nepravičnega obravnavanja;
Competent authorities shall establish effective mechanisms to enable reporting of actual or potential infringements of this Regulation to them.
varstvo identitete osebe, ki prijavi kršitve, in fizične osebe, ki je domnevno odgovorna za kršitev, na vseh stopnjah postopka, razen če nacionalno pravo zahteva razkritje identitete v nadaljnji preiskavi ali poznejših sodnih postopkih.
The mechanisms referred to in paragraph 1 shall include at least:
Države članice lahko določijo, da morajo pristojni organi v skladu z nacionalnim pravom vzpostaviti dodatne mehanizme.
specific procedures for the receipt of reports of actual or potential infringements and their follow-up;
Države članice lahko od delodajalcev, ki opravljajo zakonsko urejene dejavnosti v sklopu opravljanja finančnih storitev, zahtevajo, da imajo vzpostavljene ustrezne postopke, v katerih zaposleni prek posebnega, neodvisnega in avtonomnega kanala lahko interno prijavijo dejanske in potencialne kršitve.
appropriate protection for employees who report infringements committed within their employer at least against retaliation, discrimination and other types of unfair treatment;
Člen 29
protection of the identity both of the person who reports the infringements and the natural person who is allegedly responsible for an infringement, at all stages of the procedure unless such disclosure is required by national law in the context of further investigation or subsequent judicial proceedings.
Pristojni organi odločitev, zoper katero ni pritožbe, o izreku upravne sankcije ali ukrepa zaradi kršitev iz člena 24(1) objavijo na svojem uradnem spletnem mestu brez nepotrebnega odlašanja, potem ko je oseba, ki ji je bila sankcija ali ukrep izrečen, o tej odločitvi obveščena.
Member States may provide for competent authorities to establish additional mechanisms under national law.
Objava odločitve vključuje vsaj informacije o:
Member States may require employers engaged in activities that are regulated for financial services purposes to have in place appropriate procedures for their employees to report actual or potential infringements internally through a specific, independent and autonomous channel.
vrsti in naravi kršitve;
Article 29
identiteti odgovornih oseb.
A decision, against which there is no appeal, imposing an administrative sanction or measure for infringements referred to in Article 24(1) shall be published by competent authorities on their official website without undue delay after the person on whom the sanction or measure was imposed has been informed of that decision.
Ta obveznost ne velja za odločitve o uvedbi ukrepov preiskovalne narave.
The publication shall include at least the following information:
Kadar je objava identitete pravnih oseb oziroma identitete ali osebnih podatkov fizičnih oseb po mnenju pristojnega organa nesorazmerna, pri čemer se o sorazmernosti objave takšnih podatkov presoja za vsak primer posebej, ali če bi takšna objava ogrozila stabilnost finančnih trgov ali kazensko preiskavo v teku, pristojni organi:
the type and nature of the infringement;
odložijo objavo odločitve o izreku sankcije ali ukrepa, dokler zadevni razlogi proti objavi ne prenehajo obstajati;
the identity of the persons responsible.
odločitev o izreku sankcije ali ukrepa objavijo brez navedbe osebnih podatkov in skladno z nacionalnim pravom, če taka anonimna objava zagotavlja učinkovito varstvo zadevnih osebnih podatkov, ali
That obligation does not apply to decisions imposing measures that are of an investigatory nature.
odločitve o izreku sankcije ali ukrepa sploh ne objavijo, če se možnosti iz točk (a) in (b) štejejo za nezadostne za zagotovitev, da:
Where the publication of the identity of the legal entities, or identity or personal data of natural persons, is considered by the competent authority to be disproportionate following a case-by-case assessment conducted on the proportionality of the publication of such data, or where such publication would jeopardise the stability of financial markets or an ongoing investigation, the competent authorities shall:
stabilnost finančnih trgov ne bo ogrožena;
delay the publication of the decision to impose a sanction or a measure until the moment where the reasons for non-publication cease to exist;
bo objava takšnih odločitev sorazmerna glede na ukrepe, ki štejejo za milejše.
publish the decision to impose a sanction or a measure on an anonymous basis in a manner which complies with national law, if such anonymous publication ensures an effective protection of the personal data concerned; or
Pristojni organi obvestijo evropske nadzorne organe o vseh upravnih sankcijah ali ukrepih, ki so bili izrečeni, vendar v skladu s točko (c) tretjega pododstavka odstavka 1 niso bili objavljeni, ter o morebitnih pritožbah v zvezi z njimi in njihovem izidu.
not publish the decision to impose a sanction or measure in the event that the options laid down in points (a) and (b) are considered to be insufficient to ensure:
V primeru odločitve, da se sankcija ali ukrep objavi anonimno, se lahko objava zadevnih podatkov odloži za razumno obdobje, če bodo v tem obdobju predvidoma prenehali obstajati razlogi za anonimno objavo.
that the stability of financial markets would not be put in jeopardy;
Če nacionalno pravo določa, da se objavi tudi odločitev o izreku sankcije ali ukrepa, zoper katero je dopustna pritožba pri ustreznem sodnem ali drugem organu, pristojni organi na svojem spletnem mestu brez nepotrebnega odlašanja objavijo te informacije in vse poznejše informacije o izidu take pritožbe.
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Objavi se tudi vsaka odločitev o razveljavitvi predhodno objavljene odločitve o izreku sankcije ali ukrepa.
Competent authorities shall inform the ESAs of all administrative sanctions or measures imposed but not published in accordance with point (c) of the third subparagraph of paragraph 1 including any appeal in relation thereto and the outcome thereof.
Pristojni organi zagotovijo, da vse informacije, objavljene v skladu s tem členom, ostanejo na voljo na njihovem uradnem spletnem mestu vsaj pet let po njihovi objavi.
In the case of a decision to publish a sanction or measure on an anonymous basis the publication of the relevant data may be postponed for a reasonable period of time if it is envisaged that within that period the reasons for anonymous publication will cease to exist.
Objavljeni osebni podatki ostanejo na uradnem spletnem mestu pristojnega organa le toliko časa, kolikor je potrebno v skladu z veljavnimi predpisi o varstvu osebnih podatkov.
Where national law provides for the publication of the decision to impose a sanction or measure which is subject to an appeal before the relevant judicial or other authorities, the competent authorities shall publish on their official website, without undue delay, such information and any subsequent information on the outcome of such appeal.
POGLAVJE VI
Moreover, any decision annulling a previous decision to impose a sanction or a measure which has been published shall also be published.
KONČNE DOLOČBE
Competent authorities shall ensure that any publication, in accordance with this Article, shall remain on their official website for a period of at least five years after its publication.
Člen 30
Personal data contained in the publication shall be kept on the official website of the competent authority only for the period which is necessary in accordance with the applicable data protection rules.
Pooblastilo za sprejemanje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v tem členu.
CHAPTER VI
Pooblastilo se samodejno podaljša za enako obdobje, razen če Evropski parlament ali Svet ne nasprotuje temu podaljšanju najpozneje tri mesece pred iztekom vsakega obdobja.
FINAL PROVISIONS
Pooblastilo iz člena 8(4), člena 16(8) in člena 17(7) lahko kadar koli prekliče Evropski parlament ali Svet.