natgillin/translations-raw huggingface dataset:
REPORTING
Naloge, ki so povezane s poročanjem pristojnim organom o nadzoru
Article 140
ECB je odgovorna za zagotovitev skladnosti z upoštevnim pravom Unije, ki določa zahteve za kreditne institucije na področju poročanja pristojnim organom.
Tasks related to supervisory reporting to competent authorities
V ta namen ima ECB naloge in pooblastila v zvezi s pomembnimi nadzorovanimi subjekti, kot so določena v upoštevnem pravu Unije glede poročanja o nadzoru.
The ECB shall be responsible for ensuring compliance with relevant Union law which imposes requirements on credit institutions in the field of reporting to competent authorities.
Pristojni nacionalni organi imajo naloge in pooblastila v zvezi z manj pomembnimi nadzorovanimi subjekti, kot so določena v upoštevnem pravu Unije glede poročanja pristojnim organom.
For this purpose, the ECB shall have the tasks and powers with regard to significant supervised entities as laid down in relevant Union law on supervisory reporting.
Ne glede na odstavek 2 in razen če je določeno drugače, vsak nadzorovani subjekt sporoči svojemu zadevnemu pristojnemu nacionalnemu organu informacije, ki se redno poročajo v skladu z upoštevnim pravom Unije.
NCAs shall have the tasks and powers with regard to less significant supervised entities as laid down in relevant Union law on reporting to competent authorities.
Razen če je posebej določeno drugače, se vse informacije, ki jih poročajo nadzorovani subjekti, pošljejo pristojnim nacionalnim organom.
Notwithstanding paragraph 2 and unless provided otherwise, each supervised entity shall communicate to its relevant NCA the information to be reported on a regular basis in accordance with relevant Union law.
Ti opravijo začetno preverjanje podatkov in dajo informacije na voljo ECB.
Unless specifically otherwise provided for, all information reported by supervised entities shall be submitted to the NCAs.
ECB organizira postopke zbiranja in preverjanja kakovosti podatkov, ki jih poročajo nadzorovani subjekti, ob upoštevanju in skladno z upoštevnim pravom Unije in izvedbenimi tehničnimi standardi Evropskega bančnega organa.
They shall perform the initial data checks and make the information available to the ECB.
Člen 141
The ECB shall organise the processes relating to collection and quality review of data reported by supervised entities subject to, and in compliance with, relevant Union law and EBA implementing technical standards.
Zahteve za predložitev informacij v rednih časovnih intervalih po členu 10 uredbe o EMN
Article 141
V skladu s členom 10 uredbe o EMN, in zlasti v skladu s pooblastilom ECB, da zahteva informacije, ki jih je treba za namene nadzora in z njim povezane statistične namene predložiti v rednih časovnih intervalih in v določeni obliki, ter ob upoštevanju in skladno z upoštevnim pravom Unije lahko ECB od nadzorovanih subjektov zahteva, da poročajo dodatne informacije o nadzoru, kadar koli take informacije potrebuje za opravljanje nalog, ki so nanjo prenesene z uredbo o EMN.
Requests for information at recurring intervals under Article 10 of the SSM Regulation
Pod pogoji, določenimi v upoštevnem pravu Unije, lahko ECB določi zlasti kategorije informacij, ki jih je treba poročati, ter postopke, obliko, pogostost in roke za predložitev zadevnih informacij.
In accordance with Article 10 of the SSM Regulation, in particular the power of the ECB to require information to be provided at recurring intervals and in specified formats for supervisory and related statistical purposes, and subject to and in compliance with relevant Union law, the ECB may require supervised entities to report additional supervisory information whenever such information is necessary for the ECB to carry out the tasks conferred on it by the SSM Regulation.
Če ECB od pravnih ali fizičnih oseb, kot so določene v členu 10(1) uredbe o EMN, zahteva predložitev informacij v rednih časovnih intervalih, se ustrezno uporablja člen 140(3) in (4) te uredbe.
Subject to the conditions set out in relevant Union law, the ECB may specify in particular the categories of information that should be reported as well as the processes, formats, frequencies and time limits for provision of the information concerned.
SODELOVANJE V ZVEZI S SPLOŠNIMI PREISKAVAMI
If the ECB requires legal or natural persons as specified in Article 10(1) of the SSM Regulation to provide information at recurring intervals, Article 140(3) and (4) of this Regulation shall apply accordingly.
Člen 142
COOPERATION WITH REGARD TO GENERAL INVESTIGATIONS
Uvedba splošne preiskave po členu 11 uredbe o EMN
Article 142
ECB opravi preiskavo katere koli pravne ali fizične osebe, navedene v členu 10(1) uredbe o EMN, na podlagi odločitve ECB.
Launch of a general investigation under Article 11 of the SSM Regulation
V tej odločitvi se navedejo vse naslednje informacije:
The ECB shall conduct an investigation of any legal or natural person referred to in Article 10(1) of the SSM Regulation on the basis of an ECB decision.
pravna podlaga za sprejetje odločitve in njen namen;
Such decision shall specify all of the following:
namera, da se izvršujejo pooblastila, določena v členu 11(1) uredbe o EMN;
the legal basis for the decision and its purpose;
dejstvo, da vsako oviranje preiskave s strani preiskovane osebe pomeni kršitev sklepa ECB v smislu člena 18(7) uredbe o EMN, ne da bi to posegalo v nacionalno pravo, kot je določeno v členu 11(2) uredbe o EMN.
the intention to exercise the powers laid down in Article 11(1) of the SSM Regulation;
INŠPEKCIJSKI PREGLEDI NA KRAJU SAMEM
the fact that any obstruction of the investigation by the person being investigated constitutes a breach of an ECB decision within the meaning of Article 18(7) of the SSM Regulation, without prejudice to national law as laid down in Article 11(2) of the SSM Regulation.
Člen 143
ON-SITE INSPECTIONS
Odločitev ECB o izvedbi inšpekcijskega pregleda na kraju samem po členu 12 uredbe o EMN
Article 143
Po členu 12 uredbe o EMN ECB zaradi opravljanja nalog, ki so ji dodeljene z uredbo o EMN, imenuje skupine za inšpekcijske preglede na kraju samem, kot je določeno v členu 144, da opravijo vse potrebne inšpekcijske preglede na kraju samem v prostorih pravne osebe, kot je navedeno v členu 10(1) uredbe o EMN.
ECB decision to conduct an on-site inspection under Article 12 of the SSM Regulation
Brez poseganja v člen 142 in po členu 12(3) uredbe o EMN se inšpekcijski pregledi na kraju samem opravijo na podlagi odločitve ECB, v kateri se navede vsaj naslednje:
Pursuant to Article 12 of the SSM Regulation, in order to carry out the tasks assigned to it by the SSM Regulation, the ECB shall appoint on-site inspection teams as laid down in Article 144 to conduct all necessary on-site inspections on the premises of a legal person as referred to in Article 10(1) of the SSM Regulation.
predmet in namen inšpekcijskega pregleda na kraju samem in
Without prejudice to Article 142 and pursuant to Article 12(3) of the SSM Regulation, on-site inspections shall be conducted on the basis of an ECB decision, which shall at a minimum specify the following:
dejstvo, da vsako oviranje inšpekcijskega pregleda na kraju samem s strani pravne osebe, ki je predmet pregleda, pomeni kršitev sklepa ECB v smislu člena 18(7) uredbe o EMN, ne da bi to posegalo v nacionalno pravo, kot je določeno v členu 11(2) uredbe o EMN.
the subject matter and the purpose of the on-site inspection; and
Če inšpekcijski pregled na kraju samem sledi preiskavi, opravljeni na podlagi odločitve ECB, kot je navedeno v členu 142, ter pod pogojem, da ima inšpekcijski pregled na kraju samem enak namen in obseg kot preiskava, lahko uradniki in druge osebe, ki jih pooblasti ECB ali pristojni nacionalni organ, vstopijo v vse poslovne prostore in na zemljišče pravnih oseb, ki se preiskujejo, na podlagi iste odločitve, v skladu s členom 12(2) in (4) uredbe o EMN in brez poseganja v člen 13 navedene uredbe.
the fact that any obstruction to the on-site inspection by the legal person subject thereto shall constitute a breach of an ECB decision within the meaning of Article 18(7) of the SSM Regulation, without prejudice to national law as laid down in Article 11(2) of the SSM Regulation.
Člen 144
If the on-site inspection follows an investigation conducted on the basis of an ECB decision, as referred to in Article 142, and provided that the on-site inspection has the same purpose and scope as the investigation, the officials and other persons authorised by the ECB and by an NCA shall be granted access to the business premises and land of the legal person subject to the investigation on the basis of the same decision, in accordance with Article 12(2) and (4) of the SSM Regulation and without prejudice to Article 13 thereof.
Ustanovitev in sestava skupin za inšpekcijske preglede na kraju samem
Article 144
ECB je odgovorna za ustanovitev in sestavo skupin za inšpekcijske preglede na kraju samem z udeležbo pristojnih nacionalnih organov v skladu s členom 12 uredbe o EMN.
Establishment and composition of on-site inspection teams
ECB imenuje vodjo skupine za inšpekcijski pregled na kraju samem izmed zaposlenih ECB in pristojnega nacionalnega organa.
The ECB shall be in charge of the establishment and the composition of on-site inspection teams with the involvement of NCAs, in accordance with Article 12 of the SSM Regulation.
ECB in pristojni nacionalni organi se medsebojno posvetujejo in sporazumejo o uporabi virov pristojnih nacionalnih organov v zvezi s skupinami za inšpekcijske preglede na kraju samem.
The ECB shall designate the head of the on-site inspection team from among ECB and NCA staff members.
Člen 145
The ECB and NCAs shall consult with each other and agree on the use of NCA resources with regard to the on-site inspection teams.
Postopek in uradno obvestilo o inšpekcijskem pregledu na kraju samem
Article 145
ECB uradno obvesti pravno osebo, ki je predmet inšpekcijskega pregleda na kraju samem, o odločitvi ECB, navedeni v členu 143(2), in o identiteti članov skupine za inšpekcijski pregled na kraju samem najmanj pet delovnih dni pred začetkom inšpekcijskega pregleda na kraju samem.
Procedure and notification of an on-site inspection
ECB o takem pregledu uradno obvesti pristojni nacionalni organ države članice, v kateri je treba opraviti inšpekcijski pregled na kraju samem, najmanj en teden pred uradno obvestitvijo pravne osebe, ki je predmet inšpekcijskega pregleda na kraju samem.
The ECB shall notify the legal person subject to an on-site inspection of the ECB decision referred to in Article 143(2), and of the identity of the members of the on-site inspection team, at least five working days before the start of the on-site inspection.
Če je to potrebno zaradi pravilne izvedbe in učinkovitosti inšpekcijskega pregleda, lahko ECB opravi inšpekcijski pregled na kraju samem, ne da bi predhodno uradno obvestila zadevni nadzorovani subjekt.
It shall notify the NCA of the Member State where the on-site inspection is to be conducted at least one week before notifying the legal person subject to the on-site inspection of such inspection.
Pristojni nacionalni organ se uradno obvesti čim prej pred začetkom takega inšpekcijskega pregleda na kraju samem.
If the proper conduct and efficiency of the inspection so require, the ECB may carry out an on-site inspection without notifying the supervised entity concerned beforehand.
Člen 146
The NCA shall be notified as soon as possible before the start of such on-site inspection.
Izvedba inšpekcijskih pregledov na kraju samem
Article 146
Tisti, ki opravljajo inšpekcijski pregled na kraju samem, upoštevajo navodila vodje skupine za inšpekcijski pregled na kraju samem.
Conduct of the on-site inspections
Kadar je predmet inšpekcijskega pregleda na kraju samem pomemben nadzorovani subjekt, je vodja skupine za inšpekcijski pregled na kraju samem odgovoren za usklajevanje med skupino za inšpekcijski pregled na kraju samem in skupno nadzorniško skupino, ki je odgovorna za nadzor nad tem pomembnim nadzorovanim subjektom.
Those carrying out the on-site inspection shall follow the instructions of the head of the on-site inspection team.
DEL XII
Where the entity subject to the on-site inspection is a significant supervised entity, the head of the on-site inspection team shall be responsible for the coordination between the on-site inspection team and the joint supervisory team in charge of the supervision of that significant supervised entity.
PREHODNE IN KONČNE DOLOČBE
PART XII
Člen 147
TRANSITIONAL AND FINAL PROVISIONS
Začetek neposrednega nadzora s strani ECB, ko ECB prvič prevzame naloge
Article 147
Najmanj dva meseca pred 4. novembrom 2014 ECB naslovi odločitev na vsak nadzorovani subjekt, v zvezi s katerim prevzame naloge, ki so nanjo prenesene z uredbo o EMN, s katero potrdi, da gre za pomemben nadzorovani subjekt.
Start of direct supervision by the ECB when the ECB assumes its tasks for the first time
Za subjekte, ki so člani pomembnih nadzorovanih skupin, ECB uradno obvesti o odločitvi ECB nadzorovani subjekt na najvišji ravni konsolidacije v sodelujočih državah članicah in zagotovi, da so vsi nadzorovani subjekti v pomembni nadzorovani skupini primerno obveščeni.
At least two months before 4 November 2014, the ECB shall address a decision to each supervised entity in respect of which it assumes the tasks conferred on it by the SSM Regulation confirming that it is a significant supervised entity.
Te odločitve učinkujejo od 4. novembra 2014.
For entities that are members of a significant supervised group, the ECB shall notify the ECB decision to the supervised entity at the highest level of consolidation within the participating Member States and shall ensure that all supervised entities within the significant supervised group are duly informed.
Ne glede na odstavek 1, če ECB začne opravljati nanjo prenesene naloge pred 4. novembrom 2014, naslovi odločitev na zadevni subjekt in na zadevne pristojne nacionalne organe.
These decisions shall take effect from 4 November 2014.
Razen če je v odločitvi navedeno drugače, taka odločitev učinkuje z dnem prejema.
Notwithstanding paragraph 1, if the ECB starts carrying out the tasks conferred on it before 4 November 2014, it shall address a decision to the entity concerned and to the relevant NCAs.
Zadevni pristojni nacionalni organi se čim prej vnaprej obvestijo o nameravani izdaji take odločitve.
Unless otherwise provided for therein, such decision shall take effect on notification.
Pred sprejetjem odločitve po odstavku 1 da ECB zadevnemu nadzorovanemu subjektu možnost, da predloži pisna stališča.
The relevant NCAs shall be informed in advance of the intention to issue such a decision as soon as possible.
Člen 148
Prior to adopting a decision pursuant to paragraph 1, the ECB shall provide the relevant supervised entity with an opportunity to make submissions in writing.
Opredelitev oblike poročila o preteklem nadzoru in profilu tveganosti, ki ga pristojni nacionalni organi predložijo ECB
Article 148
Pristojni nacionalni organi najpozneje do 4. avgusta 2014 sporočijo ECB identiteto kreditnih institucij, ki so jim izdali dovoljenje, in predložijo poročilo o teh kreditnih institucijah v obliki, ki jo določi ECB.
Defining the format of the report on supervisory history and risk profile to be provided by NCAs to the ECB
Ne glede na odstavek 1, če ECB začne opravljati nanjo prenesene naloge pred 4. novembrom 2014, lahko od pristojnih nacionalnih organov zahteva, da ji sporočijo identiteto zadevnih kreditnih institucij in predložijo poročilo v obliki, ki ga določi ECB, v razumnem roku, ki se navede v zahtevi.
The NCAs shall, by 4 August 2014 at the latest, communicate to the ECB the identity of the credit institutions they have authorised as well as a report on these credit institutions in a format specified by the ECB.
Člen 149
Notwithstanding paragraph 1, if the ECB starts carrying out the tasks conferred on it before 4 November 2014, it may request NCAs to communicate to the ECB the identity of the relevant credit institutions as well as a report in a format specified by the ECB within a reasonable time limit, which shall be stated in the request.
Nadaljevanje obstoječih postopkov
Article 149
Razen če ECB odloči drugače, se v primeru, če je pristojni nacionalni organ uvedel nadzorniške postopke, za katere postane pristojna ECB na podlagi uredbe o EMN, in se to zgodi pred 4. novembrom 2014, uporabljajo postopki iz člena 48.
Continuity of existing procedures
Z odstopanja od člena 48 se ta člen uporablja tudi za skupne postopke.
Unless the ECB decides otherwise, if an NCA has initiated supervisory procedures for which the ECB becomes competent on the basis of the SSM Regulation, and this occurs before 4 November 2014, then the procedures laid down in Article 48 shall apply.
Člen 150
By derogation from Article 48, this Article shall apply to common procedures.
Nadzorniške odločitve pristojnih nacionalnih organov
Article 150
Brez poseganja v izvrševanje pooblastil ECB, ki so nanjo prenesena z uredbo o EMN, nadzorniške odločitve, ki jih pristojni nacionalni organi sprejmejo pred 4. novembrom 2014, ostanejo v veljavi nespremenjene.
Supervisory decisions taken by NCAs
Člen 151
Without prejudice to the exercise by the ECB of the powers conferred on it by the SSM Regulation, supervisory decisions taken by NCAs before 4 November 2014 shall remain unaffected.
Države članice, katerih valuta bo postal euro
Article 151
Ob upoštevanju odstavka 2 se v okoliščinah, ko se odstopanje po členu 139 PDEU odpravi za državo članico v skladu s členom 140(2) PDEU, členi 148 do 150 ustrezno uporabljajo v zvezi z nadzorniškimi postopki ali odločitvami, ki jih uvede oziroma sprejme pristojni nacionalni organ te države članice.
Member States whose currency becomes the euro
Sklicevanje na 4. november 2014 v členih 149 in 150 je treba razumeti kot sklicevanje na datum, na katerega se sprejme euro v zadevni državi članici.
Subject to paragraph 2, in circumstances where a derogation pursuant to Article 139 TFEU is abrogated for a Member State in accordance with Article 140(2) TFEU, Articles 148 to 150 shall apply accordingly in respect of supervisory procedures or decisions initiated or taken by the NCA of such Member State.
Člen 152
The reference to 4 November 2014 in Articles 149 and 150 shall be construed as a reference to the date on which the euro is adopted in the relevant Member State.
Nadaljevanje obstoječih ureditev
Article 152
Vse obstoječe ureditve sodelovanja z drugimi organi, h katerim je pristopil pristojni nacionalni organ pred 4. novembrom 2014 in ki vsaj delno zajemajo naloge, prenesene na ECB z uredbo o EMN, se še naprej uporabljajo.
Continuity of existing arrangements
ECB se lahko odloči, da bo sodelovala v teh obstoječih ureditvah sodelovanja v skladu s postopkom, ki se uporablja za zadevne ureditve, ali vzpostavi nove ureditve sodelovanja s tretjimi osebami za naloge, prenesene nanjo z uredbo o EMN.
All existing cooperation arrangements with other authorities entered into by an NCA prior to 4 November 2014 that cover at least in part tasks transferred to the ECB by the SSM Regulation shall continue to apply.
Pristojni nacionalni organ še naprej uporablja obstoječe ureditve sodelovanja samo, kolikor jih niso nadomestile ureditve sodelovanja ECB.
The ECB may decide to participate in such existing cooperation arrangements in accordance with the procedure applicable to the arrangements in question or establish new cooperation arrangements with third parties for the tasks transferred to it by the SSM Regulation.
Kadar je to potrebno za izvajanje obstoječih ureditev sodelovanja, je pristojni nacionalni organ odgovoren za nudenje pomoči ECB, zlasti z uresničevanjem pravic in prevzemanjem odgovornosti po ureditvah v sodelovanju z ECB.
An NCA shall continue to apply existing cooperation arrangements only to the extent they are not replaced by ECB cooperation arrangements.
Člen 153
Where necessary for the execution of the existing cooperation arrangements, the NCA shall be responsible for assisting the ECB, in particular by exercising its rights and performing its responsibilities under the arrangements in coordination with the ECB.
Končni določbi
Article 153
Ta uredba začne veljati naslednji dan po objavi v Uradnem listu Evropske unije.
Final provisions
Ta uredba je v celoti zavezujoča in se neposredno uporablja v državah članicah v skladu s Pogodbama.
This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.
V Frankfurtu na Majni, 16. aprila 2014
This Regulation shall be binding in its entirety and directly applicable in the Member States in accordance with the Treaties.
Za Svet ECB
Done at Frankfurt am Main, 16 April 2014.
Predsednik ECB
For the Governing Council of the ECB
UL L 287, 29.10.2013, str.
The President of the ECB
63.
OJ L 287, 29.10.2013, p.
UL L 320, 30.11.2013, str.
OJ L 320, 30.11.2013, p.
Sklep ECB/2004/2 z dne 19. februarja 2004 o sprejetju Poslovnika Evropske centralne banke (UL L 80, 18.3.2004, str.
Decision ECB/2004/2 of 19 February 2004 adopting the Rules of Procedure of the European Central Bank (OJ L 80, 18.3.2004, p.
Sprejet dne 31. marca 2014 in dostopen na spletni strani ECB na naslovu www.ecb.europa.eu.
33).
Še ni objavljen v Uradnem listu.
Adopted on 31 March 2014 and available on the ECB’s website at www.ecb.europa.eu.
Sklep ECB/2014/16 z dne 14. aprila 2014 o ustanovitvi Upravnega odbora za pregled in določitvi pravil za njegovo delovanje.
Not yet published in the Official Journal.
Uredba (EU) št. 575/2013 Evropskega parlamenta in Sveta z dne 26. junija 2013 o bonitetnih zahtevah za kreditne institucije in investicijska podjetja ter o spremembi Uredbe (EU) št. 648/2012 (UL L 176, 27.6.2013, str.
Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p.
Direktiva 2013/34/EU Evropskega parlamenta in Sveta z dne 26. junija 2013 o letnih računovodskih izkazih, konsolidiranih računovodskih izkazih in povezanih poročilih nekaterih vrst podjetij, spremembi Direktive 2006/43/ES Evropskega parlamenta in Sveta ter razveljavitvi direktiv Sveta 78/660/EGS in 83/349/EGS (UL L 182, 29.6.2013, str.
Directive 2013/34/EU of the European Parliament and of the Council of 26 June 2013 on the annual financial statements, consolidated financial statements and related reports of certain types of undertakings, amending Directive 2006/43/EC of the European Parliament and the Council and repealing Council Directives 78/660/EEC and 83/349/EEC (OJ L 182, 29.6.2013, p.
Direktiva 2013/36/EU Evropskega parlamenta in Sveta z dne 26. junija 2013 o dostopu do dejavnosti kreditnih institucij in bonitetnem nadzoru kreditnih institucij in investicijskih podjetij, spremembi Direktive 2002/87/ES in razveljavitvi direktiv 2006/48/ES in 2006/49/ES (UL L 176, 27.6.2013, str.
Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on the access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p.
Uredba (EU) št. 648/2012 Evropskega parlamenta in Sveta z dne 4. julija 2012 o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov (UL L 201, 27.7.2012, str.
Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ L 201, 27.7.2012, p.
Direktiva 2002/87/ES Evropskega parlamenta in Sveta z dne 16. decembra 2002 o dopolnilnem nadzoru kreditnih institucij, zavarovalnic in investicijskih družb v finančnem konglomeratu, ki spreminja direktive Sveta 73/239/EGS, 79/267/EGS, 92/49/EGS, 92/96/EGS, 93/6/EGS in 93/22/EGS ter direktivi 98/78/ES in 2000/12/ES Evropskega parlamenta in Sveta (UL L 35, 11.2.2003, str.