natgillin/translations-raw huggingface dataset:
Without prejudice to points (a), (b) and (c) of the first subparagraph, CSDs may monitor the execution of buy-ins referred to in those points with respect to multiple settlement instructions, on the same financial instruments and with the same date of expiry of the execution period, with the aim of minimising the number of buy-ins to be executed and thus the impact on the prices of the relevant financial instruments.
CDD mestom trgovanja in CNS zagotovi potrebne informacije o poravnavi, da lahko izpolnijo svoje obveznosti po tem odstavku.
Paragraphs 2 to 9 shall not apply to failing participants which are CCPs.
Brez poseganja v točke (a), (b) in (c) prvega pododstavka lahko CDD – v zvezi z navodili za več poravnav – spremljajo izvedbo kritnih nakupov iz teh točk, in sicer če gre za enake finančne instrumente in enak rok za izvedbo, pri čemer je namen, da bi bila število kritnih nakupov, ki bi jih bilo treba izvesti, in posledično učinek na cene zadevnih finančnih instrumentov čim manjša.
Paragraphs 2 to 9 shall not apply if insolvency proceedings are opened against the failing participant.
Odstavki 2 do 9 se za udeležence, ki ne izpolnjujejo obveznosti in so CNS, ne uporabljajo.
This Article shall not apply where the principal venue for the trading of shares is located in a third country.
Odstavki 2 do 9 se ne uporabljajo, če je proti udeležencu, ki ne izpolnjuje obveznosti, uveden postopek zaradi insolventnosti.
The location of the principal venue for the trading of shares shall be determined in accordance with Article 16 of Regulation (EU) No 236/2012.
Ta člen se ne uporablja, kadar je glavno mesto trgovanja z delnicami v tretji državi.
The Commission shall be empowered to adopt delegated acts in accordance with Article 67 to specify parameters for the calculation of a deterrent and proportionate level of the cash penalties referred to in the third subparagraph of paragraph 2 based on asset type and liquidity of the financial instrument and type of transaction that shall ensure a high degree of settlement discipline and the smooth and orderly functioning of the financial markets concerned.
Glavno mesto trgovanja z delnicami se določi v skladu s členom 16 Uredbe (EU) št. 236/2012.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards to specify:
Na Komisijo se prenese pooblastilo za sprejemanje delegiranih aktov v skladu s členom 67, da se glede na vrsto sredstev in likvidnost finančnega instrumenta in vrsto posla določijo parametri za izračun odvračilne in sorazmerne ravni denarnih kazni iz tretjega pododstavka odstavka 2, s katerimi bosta zagotovljena visoka stopnja discipline pri poravnavah ter nemoteno in pravilno delovanje zadevnih finančnih trgov.
the details of the system monitoring settlement fails and the reports on settlement fails referred to in paragraph 1;
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se določijo:
the processes for collection and redistribution of cash penalties and any other possible proceeds from such penalties in accordance with paragraph 2;
podrobnosti sistema za spremljanje neuspešnih poravnav in poročil o neuspešnih poravnavah iz odstavka 1;
the details of operation of the appropriate buy-in process referred to in paragraphs 3 to 8, including appropriate time-frames to deliver the financial instrument following the buy-in process referred to in paragraph 3.
postopki za zbiranje in porazdelitev denarnih kazni ter vseh drugih možnih prihodkov od takih kazni v skladu z odstavkom 2;
Such time-frames shall be calibrated taking into account the asset type and liquidity of the financial instruments;
podrobnosti delovanja ustreznega postopka kritnega nakupa iz odstavkov 3 do 8, vključno z ustreznimi časovnimi okviri za dostavo finančnega instrumenta po postopku kritnega nakupa iz odstavka 3.
the circumstances under which the extension period could be prolonged according to asset type and liquidity of the financial instruments, in accordance with the conditions referred to in point (a) of paragraph 4 taking into account the criteria for assessing liquidity under point (17) of Article 2(1) of Regulation (EU) No 600/2014;
Taki časovni okviri so umerjeni glede na vrsto sredstev in likvidnost zadevnih finančnih instrumentov;
type of operations and their specific time-frames referred to in point (b) of paragraph 4 that renders buy-in ineffective;
okoliščine, v katerih se lahko v skladu s pogoji iz točke (a) odstavka 4 podaljšano obdobje glede na vrsto sredstev in likvidnost zadevnih finančnih instrumentov še podaljša, pri čemer se upoštevajo merila za ocenjevanje likvidnosti na podlagi točke 17 člena 2(1) Uredbe (EU) št. 600/2014;
a methodology for the calculation of the cash compensation referred to in paragraph 7;
vrste poslov in njihovi specifični časovni okviri iz točke (b) odstavka 4, zaradi katerih kritni nakup ni učinkovit;
the conditions under which a participant is deemed consistently and systematically to fail to deliver the financial instruments as referred to in paragraph 9; and
metodologija za izračun denarnega nadomestila iz odstavka 7;
the necessary settlement information referred to in the second subparagraph of paragraph 10.
pogoji, pod katerimi se v skladu z odstavkom 9 za udeleženca šteje, da vztrajno in sistematično ne dostavlja finančnih instrumentov, in
Article 8
potrebne informacije o poravnavi iz drugega pododstavka odstavka 10.
The competent authority of the CSD that operates the securities settlement system, the relevant authority responsible for the oversight of the securities settlement system concerned as well as the competent authorities for the supervision of trading venues, investment firms and CCPs shall be competent for ensuring that Articles 6 and 7 are applied by the institutions subject to their supervision and for monitoring the penalties imposed.
Člen 8
Where necessary, the respective competent authorities shall cooperate closely.
Pristojni organ CDD, ki upravlja sistem poravnave vrednostnih papirjev, ustrezni organ, odgovoren za nadzor zadevnega sistema poravnave vrednostnih papirjev, in organi, pristojni za nadzor mest trgovanja, investicijskih podjetij in CNS, so pristojni za zagotovitev, da institucije, ki jih nadzorujejo, uporabljajo člena 6 in 7, ter za spremljanje naloženih kazni.
Member States shall inform ESMA about the designated competent authorities that are part of the supervision structure at the national level.
Posamezni pristojni organi po potrebi tesno sodelujejo.
In order to ensure consistent, efficient and effective supervisory practices within the Union in relation to Articles 6 and 7 of this Regulation, ESMA may, in close cooperation with the members of the ESCB, issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010.
Države članice obvestijo ESMA o imenovanih pristojnih organih, ki so del strukture nadzora na nacionalni ravni.
An infringement of the rules under this Title shall not affect the validity of a private contract on financial instruments or the possibility for the parties to enforce the provisions of a private contract on financial instruments.
Da se v Uniji zagotovijo usklajene, učinkovite in uspešne nadzorne prakse v povezavi s členoma 6 in 7 te uredbe, lahko ESMA v tesnem sodelovanju s članicami ESCB izda smernice v skladu s členom 16 Uredbe (EU) št. 1095/2010.
CHAPTER IV
Kršitev pravil iz tega naslova ne vpliva na veljavnost zasebne pogodbe o finančnih instrumentih ali na možnost, da stranki izvršita določila tovrstne pogodbe.
Internalised settlement
POGLAVJE IV
Article 9
Internalizirana poravnava
Settlement internalisers
Člen 9
Settlement internalisers shall report to the competent authorities of their place of establishment on a quarterly basis the aggregated volume and value of all securities transactions that they settle outside securities settlement systems.
Internalizatorji poravnave
Competent authorities shall without delay transmit the information received under the first subparagraph to ESMA and shall inform ESMA of any potential risk resulting from that settlement activity.
Internalizatorji poravnave pristojnim organom njihovega sedeža vsake tri mesece poročajo o skupnem obsegu in vrednosti vseh poslov z vrednostnimi papirji, ki jih poravnajo zunaj sistemov poravnave vrednostnih papirjev.
ESMA may, in close cooperation with the members of the ESCB, develop draft regulatory technical standards further specifying the content of such reporting.
Pristojni organi informacije, prejete na podlagi prvega pododstavka, brez odlašanja posredujejo ESMA in ga obenem obvestijo o vsakršnem morebitnem tveganju zaradi dejavnosti v zvezi s to poravnavo.
ESMA shall develop draft implementing technical standards to establish standard forms, templates and procedures for the reporting and transmission of information referred to in paragraph 1.
ESMA lahko v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se podrobneje določi vsebina takega poročanja.
ESMA shall submit those draft implementing technical standards to the Commission by 18 June 2015.
ESMA pripravi osnutke izvedbenih tehničnih standardov, da se določijo standardni obrazci, predloge in postopki za poročanje in posredovanje informacij iz odstavka 1.
Power is conferred on the Commission to adopt the implementing technical standards referred to in the first subparagraph in accordance with Article 15 of Regulation (EU) No 1095/2010.
ESMA te osnutke izvedbenih tehničnih standardov Komisiji predloži do 18. junija 2015.
TITLE III
Na Komisijo se prenese pooblastilo za sprejemanje izvedbenih tehničnih standardov iz prvega pododstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010.
CENTRAL SECURITIES DEPOSITORIES
NASLOV III
Authorisation and supervision of CSDs
CENTRALNE DEPOTNE DRUŽBE
Section 1
Dovoljenja za CDD in nadzor CDD
Authorities responsible for authorisation and supervision of CSDs
Oddelek 1
Article 10
Organi, pristojni za izdajo dovoljenj za cdd in za nadzor CDD
Competent authority
Člen 10
Without prejudice to the oversight by the members of the ESCB referred to in Article 12(1), a CSD shall be authorised and supervised by the competent authority of its home Member State.
Pristojni organ
Article 11
Brez poseganja v nadzor s strani članic ESCB iz člena 12(1), CDD izda dovoljenje in jo nadzira pristojni organ njene matične države članice.
Designation of the competent authority
Člen 11
Each Member State shall designate the competent authority responsible for carrying out the duties under this Regulation for the authorisation and supervision of CSDs established in its territory and shall inform ESMA thereof.
Imenovanje pristojnega organa
Where a Member State designates more than one competent authority, it shall determine their respective roles and shall designate a single authority to be responsible for cooperation with other Member States’ competent authorities, the relevant authorities, ESMA, and EBA, where specifically referred to in this Regulation.
Vsaka država članica imenuje pristojni organ, ki je odgovoren za opravljanje nalog iz te uredbe v zvezi z izdajo dovoljenj za CDD, ki imajo sedež na njenem ozemlju, in v zvezi z njihovim nadzorom, ter o tem obvesti ESMA.
ESMA shall publish on its website a list of the competent authorities designated in accordance with paragraph 1.
Kadar država članica imenuje več kot en pristojni organ, določi vsakemu njegovo vlogo in imenuje en organ, ki bo odgovoren za sodelovanje s pristojnimi organi drugih držav članic, zadevnimi organi, ESMA in EBA, kadar je to izrecno določeno v tej uredbi.
The competent authorities shall have the supervisory and investigatory powers necessary for the exercise of their functions.
ESMA na svoji spletni strani objavi seznam pristojnih organov, imenovanih v skladu z odstavkom 1.
Article 12
Pristojni organi imajo nadzorna in preiskovalna pooblastila, potrebna za opravljanje njihovih funkcij.
Relevant authorities
Člen 12
The following authorities shall be involved in the authorisation and supervision of CSDs where specifically referred to in this Regulation:
Zadevni organi
the authority responsible for the oversight of the securities settlement system operated by the CSD in the Member State whose law applies to that securities settlement system;
Naslednji organi sodelujejo pri izdaji dovoljenj za CDD in nadzoru teh družb, kadar je to izrecno določeno v tej uredbi:
the central banks in the Union issuing the most relevant currencies in which settlement takes place;
organ, odgovoren za nadzor sistema poravnave vrednostnih papirjev, ki ga upravlja CDD v državi članici, katere pravo se uporablja za ta sistem;
where relevant, the central bank in the Union in whose books the cash leg of a securities settlement system operated by the CSD is settled.
centralne banke v Uniji, ki izdajajo najpomembnejše valute, v katerih se opravi poravnava;
ESMA shall publish on its website the list of the relevant authorities referred to in paragraph 1.
kadar je ustrezno, centralna banka v Uniji, v katere poslovnih knjigah je poravnan denarni del sistema poravnave vrednostnih papirjev, ki ga upravlja CDD.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards specifying the conditions under which the Union currencies referred to in point (b) of paragraph 1 are considered to be the most relevant, and efficient practical arrangements for the consultation of the relevant authorities referred to in points (b) and (c) of that paragraph.
ESMA na svoji spletni strani objavi seznam zadevnih organov iz odstavka 1.
Article 13
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, v katerih se določijo pogoji, pod katerimi se valute Unije iz točke (b) odstavka 1 štejejo za najpomembnejše, in učinkovita praktična ureditev za posvetovanje z zadevnimi organi iz točk (b) in (c) navedenega odstavka.
Exchange of information
Člen 13
Competent authorities, relevant authorities and ESMA shall, on request and without undue delay, provide one another with the information required for the purposes of carrying out their duties under this Regulation.
Izmenjava informacij
Competent authorities, relevant authorities, ESMA and other bodies or natural and legal persons receiving confidential information in the exercise of their duties under this Regulation shall use it only in the course of their duties.
Pristojni organi, zadevni organi in ESMA si na zahtevo in brez nepotrebnega odlašanja izmenjajo informacije, potrebne za opravljanje njihovih nalog iz te uredbe.
Article 14
Pristojni organi, zadevni organi, ESMA in drugi organi ali fizične in pravne osebe uporabijo zaupne informacije, ki jih prejmejo v okviru opravljanja svojih nalog iz te uredbe, samo v okviru njihovih nalog.
Cooperation between authorities
Člen 14
Competent authorities, relevant authorities and ESMA shall cooperate closely, including by exchanging all relevant information for the application of this Regulation.
Sodelovanje med organi
Where appropriate and relevant, such cooperation shall include other public authorities and bodies, in particular those established or appointed under Directive 2003/87/EC.
Pristojni organi, zadevni organi in ESMA pri uporabi te uredbe tesno medsebojno sodelujejo, tudi z izmenjavo vseh relevantnih informacij.
In order to ensure consistent, efficient and effective supervisory practices within the Union, including cooperation between competent authorities and relevant authorities in the different assessments necessary for the application of this Regulation, ESMA may, in close cooperation with the members of the ESCB, issue guidelines addressed to competent authorities in accordance with Article 16 of Regulation (EU) No 1095/2010.
Kadar je to ustrezno in potrebno, to sodelovanje zajema druge javne organe in telesa, zlasti tiste, ki so ustanovljeni ali imenovani v skladu z Direktivo 2003/87/ES.
The competent authorities shall, in the exercise of their general duties, duly consider the potential impact of their decisions on the stability of the financial system in all other Member States concerned, in particular in the emergency situations referred to in Article 15, based on the available information.
Da se v Uniji zagotovijo usklajene, učinkovite in uspešne nadzorne prakse, vključno s sodelovanjem med pristojnimi organi in zadevnimi organi pri različnih ocenah, ki so potrebne za uporabo te uredbe, lahko ESMA v tesnem sodelovanju s članicami ESCB izda smernice, naslovljene na pristojne organe, v skladu s členom 16 Uredbe (EU) št. 1095/2010.
Article 15
Pristojni organi pri opravljanju splošnih nalog, na podlagi razpoložljivih informacij, ustrezno upoštevajo morebiten vpliv njihovih odločitev na stabilnost finančnega sistema v vseh drugih zadevnih državah članicah, zlasti v izrednih razmerah iz člena 15.
Emergency situations
Člen 15
Without prejudice to the notification procedure provided for in Article 6(3) of Directive 98/26/EC, competent authorities and relevant authorities shall immediately inform ESMA, the European Systemic Risk Board established by Regulation (EU) No 1092/2010 of the European Parliament and of the Council [24] and each other of any emergency situation relating to a CSD, including of any developments in financial markets, which may have an adverse effect on market liquidity, the stability of a currency in which settlement takes place, the integrity of monetary policy or on the stability of the financial system in any of the Member States where the CSD or one of its participants are established.Section 2
Izredne razmere
Conditions and procedures for authorisation of CSDs
Brez poseganja v postopek uradnega obveščanja iz člena 6(3) Direktive 98/26/ES pristojni organi in zadevni organi nemudoma obvestijo ESMA, Evropski odbor za sistemska tveganja, ustanovljen z Uredbo (EU) št. 1092/2010 Evropskega parlamenta in Sveta [24] in drug drugega o vseh izrednih razmerah v zvezi s CDD, tudi o vseh premikih na finančnih trgih, ki bi lahko negativno vplivali na likvidnost trga, stabilnost valute, v kateri se izvede poravnava, celovitost monetarne politike ali stabilnost finančnega sistema v kateri koli državi članici, v kateri ima CDD ali eden od njenih udeležencev sedež.Oddelek 2
Article 16
Pogoji in postopki za izdajo dovoljenja za CDD
Authorisation of a CSD
Člen 16
Any legal person that falls within the definition of CSD shall obtain an authorisation from the competent authority of the Member State where it is established before commencing its activities.
Izdaja dovoljenja za CDD
The authorisation shall specify the core services listed in Section A of the Annex and non-banking-type ancillary services permitted under Section B of the Annex, which the CSD is authorised to provide.
Vsaka pravna oseba, ki je zajeta v opredelitvi CDD, pred začetkom izvajanja dejavnosti pridobi dovoljenje od pristojnega organa države članice, v kateri ima sedež.
A CSD shall comply at all times with the conditions necessary for authorisation.
V dovoljenju so določene osnovne storitve, navedene v oddelku A Priloge, ter v skladu z oddelkom B Priloge dovoljene nebančne pomožne storitve, ki jih CDD sme opravljati.
A CSD as well as its independent auditors, shall, without undue delay, inform the competent authority of any substantive changes affecting the compliance with the conditions for authorisation.
CDD vedno izpolnjuje pogoje, ki so potrebni za pridobitev dovoljenja.
Article 17
CDD in njeni neodvisni revizorji brez nepotrebnega odlašanja pristojni organ obvestijo o vseh bistvenih spremembah, ki vplivajo na izpolnjevanje pogojev za pridobitev dovoljenja.
Procedure for granting authorisation
Člen 17
The applicant CSD shall submit an application for authorisation to its competent authority.
Postopek za izdajo dovoljenja
The application for authorisation shall be accompanied by all information necessary to enable the competent authority to satisfy itself that the applicant CSD has established, at the time of the authorisation, all the necessary arrangements to meet its obligations as laid down in this Regulation.
CDD vložnica vlogo za dovoljenje predloži pristojnemu organu.
The application for authorisation shall include a programme of operations setting out the types of business envisaged and the structural organisation of the CSD.
Vlogi za dovoljenje so priložene vse potrebne informacije, na podlagi katerih se lahko pristojni organ prepriča, da ima CDD vložnica ob izdaji dovoljenja vzpostavljene vse potrebne ureditve za izpolnjevanje obveznosti iz te uredbe.
Within 30 working days from the receipt of the application, the competent authority shall assess whether the application is complete.
Vloga za dovoljenje vključuje program poslovanja, ki določa vrste načrtovanih poslov in organizacijsko strukturo CDD.
If the application is not complete, the competent authority shall set a time limit by which the applicant CSD has to provide additional information.
Pristojni organ v 30 delovnih dneh od prejema vloge oceni, ali je vloga popolna.
The competent authority shall inform the applicant CSD when the application is considered to be complete.
Če vloga ni popolna, pristojni organ določi rok, v katerem mora CDD vložnica predložiti dodatne informacije.
From the moment when the application is considered to be complete, the competent authority shall transmit all information included in the application to the relevant authorities and consult those authorities concerning the features of the securities settlement system operated by the applicant CSD.
Ko se vloga šteje za popolno, pristojni organ o tem obvesti CDD vložnico.
Each relevant authority may inform the competent authority of its views within 3 months of the receipt of the information by the relevant authority.
Takoj ko se vloga šteje za popolno, pristojni organ vse informacije v njej posreduje zadevnim organom in se z njimi posvetuje glede značilnosti sistema poravnave vrednostnih papirjev, ki ga upravlja CDD vložnica.
Where the applicant CSD intends to provide services referred to in point (2) of Article 4(1) of Directive 2014/65/EU in addition to the provision of non-banking-type ancillary services explicitly listed in Section B of the Annex, the competent authority shall transmit all information included in the application to the authority referred to in Article 67 of Directive 2014/65/EU and consult that authority on the ability of the applicant CSD to comply with the requirements of Directive 2014/65/EU and of Regulation (EU) No 600/2014.
Vsak zadevni organ lahko pristojni organ o svojih stališčih obvesti v roku treh mesecev od dneva, ko je prejel informacije.
The competent authority shall, before granting authorisation to the applicant CSD, consult the competent authorities of the other Member State involved in the following cases:
Kadar namerava CDD vložnica poleg nebančnih pomožnih storitev, ki so izrecno navedene v oddelku B Priloge, opravljati tudi storitve iz točke 2 člena 4(1) Direktive 2014/65/EU, pristojni organ vse informacije iz vloge posreduje organu iz člena 67 Direktive 2014/65/EU, s katerim se obenem posvetuje o zmožnosti CDD vložnice za izpolnitev zahtev iz Direktive 2014/65/EU in Uredbe (EU) št. 600/2014.
the CSD is a subsidiary of a CSD authorised in another Member State;
Pristojni organ se pred izdajo dovoljenja CDD vložnici v naslednjih primerih posvetuje s pristojnimi organi druge vpletene države članice:
the CSD is a subsidiary of the parent undertaking of a CSD authorised in another Member State;
CDD je podrejena družba CDD, ki je pridobila dovoljenje v drugi državi članici;
the CSD is controlled by the same natural or legal persons who control a different CSD authorised in another Member State.
CDD je podrejena družba nadrejene osebe CDD, ki je pridobila dovoljenje v drugi državi članici;
The consultation referred to in paragraph 6 shall cover the following:
CDD obvladujejo iste fizične ali pravne osebe, ki obvladujejo drugo CDD, ki je pridobila dovoljenje v drugi državi članici.
the suitability of the shareholders and persons referred to in Article 27(6) and the reputation and experience of the persons who effectively direct the business of the CSD referred to in Article 27(1) and (4), where those shareholders and persons are common to the CSD and to a CSD authorised in another Member State;
Posvetovanje iz odstavka 6 se nanaša na: