natgillin/translations-raw huggingface dataset:
the trigger event referred to in point (a) occurs when the Common Equity Tier 1 capital ratio of the institution issuing the instrument, referred to in point (a) of Article 92(1) of Regulation (EU) No 575/2013, falls below either of the following:
je izpolnjena ena od naslednjih zahtev:
a level higher than 7 %, where determined by the institution and specified in the provisions governing the instrument;
instrumenti so izdani izključno z namenom njihove dodelitve kot variabilni prejemki in določbe, ki urejajo instrument, zagotavljajo, da se vsi donosi izplačajo po stopnji, ki je skladna s tržnimi stopnjami za podobne instrumente, ki jih je izdala institucija ali institucije primerljive narave, obsega, zapletenosti in kreditne kakovosti, ter je v vsakem primeru v času dodelitve prejemkov največ 8 odstotnih točk nad letno povprečno stopnjo sprememb za Unijo, ki jo objavi Komisija (Eurostat) v svojih harmoniziranih indeksih cen življenjskih potrebščin, objavljenih v skladu s členom 11 Uredbe Sveta (ES) št. 2494/95 [5].
one of the following requirements is met:
Če se instrumenti dodelijo zaposlenim, ki opravljajo večji del svojih poklicnih dejavnosti zunaj Unije in so instrumenti denominirani v valuti, ki jo je izdala tretja država, lahko institucije uporabijo podoben neodvisno izračunan indeks cen življenjskih potrebščin za to tretjo državo;
the instruments are issued for the sole purpose of being awarded as variable remuneration and the provisions governing the instrument ensure that any distributions are paid at a rate which is consistent with market rates for similar instruments issued by the institution or by institutions of comparable nature, scale, complexity and credit quality and which in any case is, at the time the remuneration is awarded, no higher than 8 percentage points above the annual average rate of change for the Union published by the Commission (Eurostat) in its Harmonised Indices of Consumer Prices published pursuant to Article 11 of Council Regulation (EC) No 2494/95 [5].
v času dodelitve instrumentov kot variabilnih prejemkov je bilo najmanj 60 % izdaje instrumentov izdanih za druge namene kot za dodelitev variabilnih prejemkov in njihovi imetniki niso naslednji subjekti ali katera koli družba, ki je z njimi tesno povezana:
Where the instruments are awarded to staff members who perform the predominant part of their professional activities outside the Union and the instruments are denominated in a currency issued by a third country, institutions may use a similar independently-calculated index of consumer prices produced in respect of that third country;
institucije ali njene podrejene družbe,
at the time of the award of the instruments as variable remuneration, at least 60 % of the instruments in issuance were issued other than as an award of variable remuneration and are not held by the following or by any undertaking that has close links with the following:
nadrejene osebe institucije ali njene podrejene družbe,
the institution or its subsidiaries,
nadrejen finančni holding ali njegove podrejene družbe,
the parent undertaking of the institution or its subsidiaries,
mešani poslovni holding ali njegove podrejene družbe,
the parent financial holding company or its subsidiaries,
mešani finančni holding in njegove podrejene družbe.
the mixed activity holding company or its subsidiaries,
Člen 3
the mixed financial holding company and its subsidiaries.
Pogoji za vrste instrumentov dodatnega kapitala
Article 3
Vrste instrumentov dodatnega kapitala izpolnjujejo naslednje pogoje:
Conditions for classes of Tier 2 instruments
v času dodelitve instrumentov kot variabilnih prejemkov je preostalo obdobje do zapadlosti instrumentov enako ali presega vsoto obdobij odloga in obdobij zadržanja, ki veljajo za variabilne prejemke v zvezi z dodelitvijo zadevnih instrumentov;
Classes of Tier 2 instruments shall comply with the following conditions:
v skladu z določbami, ki urejajo instrument, se ob nastopu sprožilnega dogodka trajno ali začasno odpiše znesek glavnice instrumentov ali se instrumente konvertira v instrumente navadnega lastniškega temeljnega kapitala;
at the time of the award of the instruments as variable remuneration, the remaining period before maturity of the instruments shall be equal to or exceed the sum of the deferral periods and retention periods that apply to variable remuneration in respect of the award of those instruments;
sprožilni dogodek iz točke (b) nastopi, če je količnik navadnega lastniškega temeljnega kapitala institucije, ki izda instrument, iz člena 92(1)(a) Uredbe (EU) št. 575/2013 nižji od ene od naslednjih vrednosti:
the provisions governing the instrument provide that, upon the occurrence of a trigger event the principal amount of the instruments shall be written down on a permanent or temporary basis or the instrument shall be converted to Common Equity Tier 1 instruments;
je izpolnjena ena od zahtev iz točke (c) člena 2.
the trigger event referred to in point (b) occurs where the Common Equity Tier 1 capital ratio of the institution issuing the instrument, referred to in point (a) of Article 92(1) of Regulation (EU) No 575/2013, falls below either of the following:
Člen 4
one of the requirements in point (c) of Article 2 is met.
Pogoji za vrste drugih instrumentov
Article 4
Pod pogoji iz točke (c) člena 1(1) drugi instrumenti izpolnjujejo pogoje iz točke (l)(ii) člena 94(1) Direktive 2013/36/EU v vsakem od naslednjih primerov:
Conditions for classes of Other Instruments
drugi instrumenti izpolnjujejo pogoje iz odstavka 2;
Under the conditions laid down in point (c) of Article 1(1), Other Instruments satisfy the conditions laid down in point (l)(ii) of Article 94(1) of Directive 2013/36/EU in each of the following cases:
drugi instrumenti so povezani z instrumentom dodatnega temeljnega kapitala ali instrumentom dodatnega kapitala in izpolnjujejo pogoje iz odstavka 3;
the Other Instruments fulfil the conditions referred to in paragraph 2;
drugi instrumenti so povezani z instrumentom, ki bi bil instrument dodatnega temeljnega kapitala ali instrument dodatnega kapitala, če ga ne bi izdala nadrejena oseba institucije, ki ni vključena v konsolidacijo v skladu s poglavjem 2 naslova II dela ena Uredbe (EU) št. 575/2013, in izpolnjujejo pogoje iz odstavka 4.
the Other Instruments are linked to an Additional Tier 1 instrument or Tier 2 instrument and fulfil the conditions referred to in paragraph 3;
Pogoji iz točke (a) odstavka 1 so naslednji:
the Other Instruments are linked to an instrument which would be an Additional Tier 1 instrument or Tier 2 instrument but for the fact that it is issued by a parent undertaking of the institution which is outside the scope of consolidation pursuant to Chapter 2 of Title II of Part One of Regulation (EU) No 575/2013 and the Other Instruments fulfil the conditions in paragraph 4.
drugi instrumenti se izdajo neposredno ali prek subjekta, ki je vključen v konsolidacijo skupine v skladu s poglavjem 2 naslova II dela ena Uredbe (EU) št. 575/2013, če se lahko razumno pričakuje, da sprememba kreditne kvalitete izdajatelja instrumenta vodi do podobne spremembe kreditne kvalitete institucije, ki druge instrumente uporablja za namen variabilnih prejemkov;
The conditions referred to in point (a) of paragraph 1 are the following:
določbe, ki urejajo druge instrumente, imetniku ne dajejo pravice do pospešitve izplačila donosov ali glavnice, razen v primeru insolventnosti ali likvidacije institucije;
the Other Instruments shall be issued directly or through an entity included within the group consolidation pursuant to Chapter 2 of Title II of Part One of Regulation (EU) No 575/2013, provided that a change to the credit quality of the issuer of the instrument can reasonably be expected to lead to a similar change to the credit quality of the institution using the Other Instruments for the purpose of variable remuneration;
v času dodelitve drugih instrumentov kot variabilnih prejemkov je preostalo obdobje do zapadlosti drugih instrumentov enako vsoti obdobij odloga in obdobij zadržanja, ki se uporablja v zvezi z dodelitvijo teh instrumentov, ali jo presega;
the provisions governing the Other Instruments do not give the holder the right to accelerate the scheduled payment of distributions or principal other than in the case of the insolvency or liquidation of the institution;
sprožilni dogodek iz točke (d) nastopi, če je količnik navadnega lastniškega temeljnega kapitala institucije, ki izda instrument, iz člena 92(1)(a) Uredbe (EU) št. 575/2013 nižji od ene od naslednjih vrednosti:
at the time of the award of the Other Instruments as variable remuneration the remaining period before maturity of the Other Instruments is equal to or exceeds the sum of the deferral periods and retention periods that apply in respect of the award of those instruments;
Pogoji iz točke (b) odstavka 1 so naslednji:
the trigger event referred to in point (d) occurs when the Common Equity Tier 1 capital ratio of the institution issuing the instrument referred to in point (a) of Article 92(1) of Regulation (EU) No 575/2013 falls below either of the following:
drugi instrumenti izpolnjujejo pogoje iz točk (a) do (e) odstavka 2;
The conditions referred to in point (b) of paragraph 1 are the following:
drugi instrumenti so povezani z instrumentom dodatnega temeljnega kapitala ali instrumentom dodatnega kapitala, ki ga izda subjekt, ki je vključen v konsolidacijo skupine v skladu s poglavjem 2 naslova II dela ena Uredbe (EU) št. 575/2013 (v nadaljnjem besedilu: referenčni instrument);
the Other Instruments fulfil the conditions in points (a) to (e) of paragraph 2;
referenčni instrument izpolnjuje pogoje iz točk (c) in (f) odstavka 2 v času, ko je instrument dodeljen kot variabilni prejemek;
the Other Instruments are linked to an Additional Tier 1 or Tier 2 instrument issued through an entity included within the group consolidation pursuant to Chapter 2 of Title II of Part One of Regulation (EU) No 575/2013 (the ‘reference instrument’);
vrednost drugega instrumenta je povezana z referenčnim instrumentom tako, da ni nikoli večja od vrednosti referenčnega instrumenta;
the reference instrument fulfils the conditions of points (c) and (f) of paragraph 2 at the time that the instrument is awarded as variable remuneration;
vrednost vseh donosov, ki se izplačajo po dodelitvi pravic do izplačila drugega instrumenta, je povezana z referenčnim instrumentom tako, da izplačani donosi nikoli ne presežejo vrednosti katerih koli donosov, ki se izplačajo v okviru referenčnega instrumenta;
the value of an Other Instrument is linked to the reference instrument such that it is at no time more than the value of the reference instrument;
v skladu z določbami, ki urejajo druge instrumente, se v primeru odkupa, odpoklica, izplačila ali konverzije referenčnega instrumenta znotraj obdobja odloga ali zadržanja drugi instrumenti povežejo z enakovrednim referenčnim instrumentom, ki izpolnjuje pogoje iz tega člena, tako da se skupna vrednost drugih instrumentov ne poveča.
the value of any distributions paid after the Other Instrument has vested is linked to the reference instrument such that distributions paid are at no time more than the value of any distributions paid under the reference instrument;
Pogoji iz točke (c) odstavka 1 so naslednji:
the provisions governing the Other Instruments provide that if the reference instrument is called, converted, repurchased or redeemed within the deferral or retention period the Other Instruments shall be linked to an equivalent reference instrument which fulfils the conditions in this Article such that the total value of the Other Instruments does not increase.
pristojni organi so za namen člena 127 Direktive 2013/36/EU določili, da je institucija, ki izdaja instrument, s katerim so povezani ostali instrumenti, predmet konsolidiranega nadzora s strani nadzornega organa tretje države, ki je enakovreden tistemu, ki ga urejajo načela iz navedene direktive in zahteve iz poglavja 2 naslova II dela ena Uredbe (EU) št. 575/2013;
The conditions referred to in point (c) of paragraph 1 are the following:
drugi instrumenti izpolnjujejo pogoje iz točke (a) in točk (c) do (f) odstavka 3.
the competent authorities have determined for the purpose of Article 127 of Directive 2013/36/EU that the institution that issues the instrument to which the other instruments are linked is subject to consolidated supervision by a third-country supervisory authority which is equivalent to that governed by the principles set out in that Directive and the requirements of Chapter 2 of Title II of Part One of Regulation (EU) No 575/2013;
Člen 5
the Other Instruments fulfil the conditions referred to in points (a) and points (c) to (f) of paragraph 3.
Postopki za odpis, zvišanje vrednosti in konverzijo
Article 5
Za namen točke (b) člena 3 in točke (d) člena 4(2) določbe, ki urejajo instrumente dodatnega kapitala in druge instrumente, spoštujejo postopke in časovni razpored iz odstavkov 2 do 14 za izračun količnika navadnega lastniškega temeljnega kapitala in zneskov, ki se jih odpiše, zviša ali konvertira.
Write down, write up and conversion procedures
Določbe, ki urejajo instrumente dodatnega temeljnega kapitala, spoštujejo postopke iz odstavka 9 in točke (c) odstavka 13 v zvezi z zneski, ki se jih odpiše, zviša ali konvertira.
For the purpose of point (b) of Article 3 and point (d) of Article 4(2) the provisions governing Tier 2 instruments and Other Instruments shall comply with the procedures and timing laid down in paragraphs 2 to 14 for calculating the Common Equity Tier 1 capital ratio and the amounts to be written down, written up or converted.
Če se v skladu z določbami, ki urejajo instrumente dodatnega kapitala in druge instrumente, zahteva, da se ti instrumenti ob nastopu sprožilnega dogodka konvertirajo v instrumente navadnega lastniškega temeljnega kapitala, je v teh določbah predpisano eno od naslednjega:
The provisions governing Additional Tier 1 instruments shall comply with the procedures laid down in paragraph 9 and point (c) of paragraph 13 in respect of amounts to be written down, written up or converted.
stopnja navedene konverzije in omejitev dovoljenega zneska konverzije;
Where the provisions governing Tier 2 and Other Instruments require the instruments to be converted into Common Equity Tier 1 instruments upon the occurrence of a trigger event, those provisions shall specify either of the following:
obseg, v katerem se bodo instrumenti konvertirali v instrumente navadnega lastniškega temeljnega kapitala.
the rate of that conversion and a limit on the permitted amount of conversion;
Če se v skladu z določbami, ki urejajo instrumente, ob nastopu sprožilnega dogodka odpiše vrednost njihove glavnice, ta odpis trajno ali začasno zmanjša vse naslednje:
a range within which the instruments will convert into Common Equity Tier 1 instruments.
znesek terjatve imetnika instrumenta v primeru insolventnosti ali likvidacije institucije;
Where the provisions governing the instruments provide that their principal amount shall be written down upon the occurrence of a trigger event, the write-down shall permanently or temporarily reduce all the following:
znesek, ki se izplača v primeru odpoklica ali odkupa instrumenta;
the claim of the holder of the instrument in the insolvency or liquidation of the institution;
donose na podlagi instrumenta.
the amount to be paid in the event of the call or redemption of the instrument;
Vsi donosi, ki se izplačajo po odpisu, temeljijo na znižani vrednosti glavnice.
the distributions made on the instrument.
Z odpisom vrednosti ali konverzijo instrumentov se v skladu z veljavnim računovodskim okvirom ustvarijo postavke, ki se štejejo za postavke navadnega lastniškega temeljnega kapitala.
Any distributions payable after a write-down shall be based on the reduced amount of the principal.
Če institucija ugotovi, da se je količnik navadnega lastniškega temeljnega kapitala zmanjšal pod raven, ki sproži konverzijo ali odpis instrumenta, mora upravljalni organ ali kateri koli drug ustrezen organ institucije nemudoma določiti, da je nastopil sprožilni dogodek, pri čemer obstaja nepreklicna obveznost za odpis ali konverzijo instrumenta.
Write-down or conversion of the instruments shall, under the applicable accounting framework, generate items that qualify as Common Equity Tier 1 items.
Celotni znesek instrumentov, ki ga je treba ob nastopu sprožilnega dogodka odpisati ali konvertirati, ni manjši od nižjega izmed naslednjih zneskov:
Where the institution has established that the Common Equity Tier 1 ratio has fallen below the level that activates conversion or write-down of the instrument the management body or any other relevant body of the institution shall be required to determine without delay that a trigger event has occurred and there shall be an irrevocable obligation to write-down or convert the instrument.
zneska, ki je potreben za popolno ponovno vzpostavitev količnika navadnega lastniškega temeljnega kapitala institucije na odstotek, ki je v skladu z določbami, ki urejajo instrument, sprožilni dogodek;
The aggregate amount of instruments that is required to be written down or converted upon the occurrence of a trigger event shall be no less than the lower of the following:
celotne vrednosti glavnice instrumenta.
the amount required to fully restore the Common Equity Tier 1 ratio of the institution to the percentage set as the trigger event in the provisions governing the instrument;
Če nastopi sprožilni dogodek, morajo institucije storiti naslednje:
the full principal amount of the instrument.
obvestiti zaposlene, ki so jim bili instrumenti dodeljeni kot variabilni prejemki, in osebe, ki so še naprej imetniki takšnih instrumentov;
Where a trigger event occurs, institutions shall be required to do the following:
čim prej, vendar najpozneje v enem mesecu, odpisati vrednost glavnice instrumentov ali instrumente konvertirati v instrumente navadnega lastniškega temeljnega kapitala v skladu z zahtevami iz tega člena.
inform the staff members who have been awarded the instruments as variable remuneration and the persons who continue to hold such instruments;
Če instrumenti dodatnega temeljnega kapitala, instrumenti dodatnega kapitala in drugi instrumenti vključujejo enako sprožitveno vrednost, je odpis ali konverzija glavnice sorazmerna za vse imetnike takšnih instrumentov, ki se uporabljajo za namene variabilnih prejemkov.
write down the principal amount of the instruments, or convert the instruments into Common Equity Tier 1 instruments as soon as possible and within a maximum period of one month in accordance with the requirements laid down in this Article.
Znesek instrumenta, ki se odpiše ali konvertira, je predmet neodvisnega pregleda.
Where Additional Tier 1 instruments, Tier 2 instruments and Other Instruments include an identical trigger level, the principal amount shall be written down or converted on a pro rata basis to all holders of such instruments which are used for the purposes of variable remuneration.
Ta pregled mora biti končan v najkrajšem možnem času in ne ovira institucije pri odpisu ali konverziji instrumenta.
The amount of the instrument to be written down or converted shall be subject to independent review.
Institucija, ki izdaja instrumente, ki se ob nastopu sprožilnega dogodka konvertirajo v navadni lastniški temeljni kapital, zagotovi, da njen odobreni delniški kapital stalno zadošča za konverzijo v delnice vseh takšnih instrumentov, ki jih je mogoče konvertirati, če nastopi sprožilni dogodek.
That review shall be completed as soon as possible and shall not create impediments for the institution to write-down or convert the instrument.
Institucija mora ves čas razpolagati s potrebnim predhodnim dovoljenjem za izdajo instrumentov navadnega lastniškega temeljnega kapitala, v katere se ob nastopu sprožilnega dogodka konvertirajo takšni instrumenti.
An institution issuing instruments that convert to Common Equity Tier 1 on the occurrence of a trigger event shall be required to ensure that its authorised share capital is at all times sufficient to convert all such convertible instruments into shares if a trigger event occurs.
Institucija, ki izdaja instrumente, ki se ob nastopu sprožilnega dogodka konvertirajo v navadni lastniški temeljni kapital, zagotovi, da v njeni ustanovni listini ali njenem statutu ali drugih pravnih ali pogodbenih ureditvah ni postopkovnih ovir za navedeno konverzijo.
The institution shall be required to maintain at all times the necessary prior authorisation to issue the Common Equity Tier 1 instruments into which such instruments would convert upon the occurrence of a trigger event.
Da bi se odpis instrumenta štel za začasnega, morajo biti izpolnjeni vsi naslednji pogoji:
An institution issuing instruments that convert to Common Equity Tier 1 on the occurrence of a trigger event shall be required to ensure that there are no procedural impediments to that conversion by virtue of its incorporation or statutes or contractual arrangements.
zvišanja vrednosti temeljijo na dobičkih, potem ko izdajatelj instrumenta sprejme uraden sklep o potrditvi končnih dobičkov;
In order for the write-down of an instrument to be considered temporary, all of the following conditions shall be met:
vsako zvišanje vrednosti instrumenta ali izplačilo kuponov na znižano vrednost glavnice se izvede po popolnoma lastni presoji institucije ob upoštevanju omejitev iz točk (c), (d) in (e), pri čemer institucije niso dolžne izvesti ali pospešiti zvišanja vrednosti pod posebnimi pogoji;
write-ups shall be based on profits after the issuer of the instrument has taken a formal decision confirming the final profits;
vrednost se zviša sorazmerno glede na podobne instrumente dodatnega temeljnega kapitala, instrumente dodatnega kapitala in druge instrumente, ki se uporabljajo za namen variabilnih prejemkov in so bili odpisani;
any write-up of the instrument or payment of coupons on the reduced amount of the principal shall be operated at the full discretion of the institution subject to the constraints arising from points (c), (d) and (e) and the institution shall not be obliged to operate or accelerate a write-up under specific circumstances;
najvišji znesek, ki se pripiše vsoti zvišanja vrednosti instrumentov dodatnega kapitala in drugih instrumentov ter izplačila kuponov na znižano vrednost glavnice, je enak dobičku institucije, ki se pomnoži z zneskom, dobljenim z deljenjem zneska iz točke (i) z zneskom iz točke (ii):
a write-up shall be operated on a pro rata basis among Additional Tier 1 instruments, Tier 2 instruments and Other Instruments used for the purpose of variable remuneration that have been subject to a write-down;
vsota nominalne vrednosti vseh instrumentov dodatnega kapitala in drugih instrumentov institucije pred odpisom, ki so bili odpisani;
the maximum amount to be attributed to the sum of the write-up of Tier 2 and Other Instruments together with the payment of coupons on the reduced amount of the principal shall be equal to the profit of the institution multiplied by the amount obtained by dividing the amount determined in point (i) by the amount determined in point (ii):
vsota kapitala in nominalnega zneska drugih instrumentov, ki se uporabljajo za namen variabilnih prejemkov institucije;
the sum of the nominal amount of all Tier 2 instruments and other instruments of the institution before write-down that have been subject to a write-down;
vsota vseh zneskov zvišanja vrednosti in izplačil kuponov na znižano vrednost glavnice se obravnava kot izplačilo, ki izhaja iz zmanjšanja navadnega lastniškega temeljnega kapitala, in je skupaj z drugimi izplačili na instrumente navadnega lastniškega temeljnega kapitala predmet omejitev v zvezi z maksimalnim zneskom za razdelitev iz člena 141(2) Direktive 2013/36/EU.
the sum of own funds and of the nominal amount of Other Instruments used for the purpose of variable remuneration of the institution;
Za namene točke (d) odstavka 13 se izračun opravi takrat, ko se izvede zvišanje vrednosti.