natgillin/translations-raw huggingface dataset:
The provisions of Part XI which relate to cooperation with regard to Articles 10 to 13 of the SSM Regulation shall apply mutatis mutandis in respect of supervised entities and supervised groups in participating Member States in close cooperation.
Pristojni nacionalni organ za tesno sodelovanje uporabi preiskovalna pooblastila po členih 10 do 13 uredbe o EMN v skladu z navodili ECB.
An NCA in close cooperation shall make use of the investigatory powers pursuant to Articles 10 to 13 of the SSM Regulation in accordance with the ECB’s instructions.
Pristojni nacionalni organ za tesno sodelovanje seznani ECB z ugotovitvami, ki izhajajo iz uporabe preiskovalnih pooblastil po členih 10 do 13 uredbe o EMN.
An NCA in close cooperation shall provide the ECB with findings resulting from the use of the investigatory powers pursuant to Articles 10 to 13 of the SSM Regulation.
Pristojni nacionalni organ za tesno sodelovanje zagotovi, da lahko imenovani zaposleni ECB sodelujejo kot opazovalci v kateri koli preiskavi po členih 10 do 13 uredbe o EMN.
An NCA in close cooperation shall ensure that designated ECB staff members can participate as observers in any investigation pursuant to Articles 10 to 13 of the SSM Regulation.
TESNO SODELOVANJE V ZVEZI S POMEMBNIMI NADZOROVANIMI SUBJEKTI
CLOSE COOPERATION IN RESPECT OF SIGNIFICANT SUPERVISED ENTITIES
Člen 115
Article 115
Nadzor nad pomembnimi nadzorovanimi subjekti v sodelujočih državah članicah, s katerimi se vzpostavi tesno sodelovanje
Supervision of significant supervised entities in a participating Member State in close cooperation
Dela II in VI se smiselno uporabljata za pomembne nadzorovane subjekte in pomembne nadzorovane skupine s sedežem v sodelujoči državi članici, s katero se vzpostavi tesno sodelovanje, v skladu z določbami tega člena.
Parts II and VI shall apply mutatis mutandis to significant supervised entities and significant supervised groups established in a participating Member State in close cooperation in accordance with the provisions of this Article.
Pristojni nacionalni organ za tesno sodelovanje zagotovi, da ECB prejme vse informacije in poročila od pomembnih nadzorovanih subjektov in pomembnih nadzorovanih skupin ter vse informacije in poročila v zvezi z njimi, ki jih pristojni nacionalni organ za tesno sodelovanje sam prejme in so potrebni za opravljanje nalog, prenesenih na ECB z uredbo o EMN.
An NCA in close cooperation shall ensure that the ECB receives all the information and reporting from and in respect of significant supervised entities and significant supervised groups which the NCA in close cooperation itself receives and which are necessary to carry out the tasks conferred on the ECB by the SSM Regulation.
Skupna nadzorniška skupina se ustanovi za nadzor nad vsakim pomembnim nadzorovanim subjektom ali pomembno nadzorovano skupino s sedežem v sodelujoči državi članici, s katero se vzpostavi tesno sodelovanje.
A joint supervisory team shall be established to supervise each significant supervised entity or significant supervised group established in a participating Member State in close cooperation.
Člani skupne nadzorniške skupine se imenujejo v skladu s členom 4.
The members of the joint supervisory team shall be appointed in accordance with Article 4.
Pristojni nacionalni organ za tesno sodelovanje imenuje podkoordinatorja iz pristojnega nacionalnega organa, da neposredno ukrepa v zvezi s pomembnim nadzorovanim subjektom ali pomembno nadzorovano skupino, v skladu z navodili koordinatorja skupne nadzorniške skupine.
The NCA in close cooperation shall appoint the NCA sub-coordinator to act directly in relation to the significant supervised entity or significant supervised group, in accordance with the instructions of the JST coordinator.
Pristojni nacionalni organ za tesno sodelovanje zagotovi, da so imenovani zaposleni ECB pozvani k sodelovanju pri katerem koli inšpekcijskem pregledu na kraju samem, ki se opravi v zvezi s pomembnim nadzorovanim subjektom ali pomembno nadzorovano skupino.
An NCA in close cooperation shall ensure that designated ECB staff members are invited to participate in any on-site inspection carried out in respect of a significant supervised entity or significant supervised group.
ECB lahko določi število zaposlenih ECB, ki bodo sodelovali kot opazovalci.
The ECB may determine the number of ECB staff members who will participate as observers.
V okviru konsolidiranega nadzora in kolegijev nadzornikov ima ECB, kadar ima nadrejena oseba sedež v državi članici euroobmočja ali sodelujoči državi članici zunaj euroobmočja, kot pristojni organ vlogo konsolidacijskega nadzornika in predseduje kolegiju nadzornikov.
In the context of consolidated supervision and colleges of supervisors, in circumstances where a parent undertaking is established in a euro area Member State or in a non-euro area participating Member State, the ECB, as competent authority, shall be the consolidating supervisor and shall chair the college of supervisors.
ECB pozove zadevni pristojni nacionalni organ za tesno sodelovanje, naj imenuje člana osebja pristojnega nacionalnega organa kot opazovalca.
The ECB shall invite the relevant NCA in close cooperation to appoint an NCA staff member as observer.
ECB lahko ukrepa z dajanjem navodil zadevnemu pristojnemu nacionalnemu organu za tesno sodelovanje.
The ECB may act by giving instructions to the relevant NCA in close cooperation.
Člen 116
Article 116
Odločitve v zvezi s pomembnimi nadzorovanimi subjekti in pomembnimi nadzorovanimi skupinami
Decisions in respect of significant supervised entities and significant supervised groups
Brez poseganja v pooblastila pristojnih nacionalnih organov v zvezi z nalogami, ki niso prenesene na ECB z uredbo o EMN, pristojni nacionalni organ za tesno sodelovanje sprejme odločitve v zvezi s pomembnimi nadzorovanimi subjekti in pomembnimi nadzorovanimi skupinami v svoji državi članici samo na podlagi navodil ECB.
Without prejudice to the powers of NCAs in respect of tasks not conferred on the ECB pursuant to the SSM Regulation, an NCA in close cooperation shall adopt decisions in respect of significant supervised entities and significant supervised groups in its Member State only on the ECB’s instructions.
Pristojni nacionalni organ za tesno sodelovanje lahko tudi zahteva navodila od ECB.
The NCA in close cooperation may also request instructions from the ECB.
Pristojni nacionalni organ za tesno sodelovanje da katero koli odločitev v zvezi s pomembnim nadzorovanim subjektom ali pomembno nadzorovano skupino takoj na voljo ECB.
An NCA in close cooperation shall make any decision in respect of a significant supervised entity or significant supervised group available to the ECB immediately.
Pristojni nacionalni organ za tesno sodelovanje obvesti ECB o: (a) odločitvah, ki jih sprejme na podlagi svojih pooblastil v zvezi z nalogami, ki niso prenesene na ECB z uredbo o EMN; in (b) odločitvah, ki jih sprejme na podlagi navodil ECB ali kot je predvideno v tem delu.
An NCA in close cooperation shall inform the ECB in relation to both: (a) decisions it adopts under its powers in respect of tasks not conferred on the ECB pursuant to the SSM Regulation; and (b) decisions it adopts pursuant to the ECB’s instructions, or as provided for in this Part.
TESNO SODELOVANJE V ZVEZI Z MANJ POMEMBNIMI NADZOROVANIMI SUBJEKTI IN MANJ POMEMBNIMI NADZOROVANIMI SKUPINAMI
CLOSE COOPERATION IN RESPECT OF LESS SIGNIFICANT SUPERVISED ENTITIES AND LESS SIGNIFICANT SUPERVISED GROUPS
Člen 117
Article 117
Nadzor nad manj pomembnimi nadzorovanimi subjekti in manj pomembnimi nadzorovanimi skupinami
Supervision of less significant supervised entities and less significant supervised groups
Del VII se smiselno uporablja za manj pomembne nadzorovane subjekte in manj pomembne nadzorovane skupine v sodelujočih državah članicah, s katerimi se vzpostavi tesno sodelovanje, v skladu z naslednjimi določbami.
Part VII shall apply mutatis mutandis to less significant supervised entities and less significant supervised groups in participating Member States in close cooperation in accordance with the following provisions.
Zaradi zagotovitve skladnosti rezultatov nadzora v okviru EMN lahko ECB izda splošna navodila in smernice ter postavlja zahteve, s katerimi od pristojnega nacionalnega organa za tesno sodelovanje zahteva, naj sprejme nadzorniško odločitev v zvezi z manj pomembnimi nadzorovanimi subjekti ali manj pomembnimi nadzorovanimi skupinami s sedežem v sodelujoči državi članici, s katero se vzpostavi tesno sodelovanje.
For the purposes of ensuring the consistency of supervisory outcomes within the SSM, the ECB may issue general instructions and guidelines and make requests to an NCA in close cooperation requiring it to adopt a supervisory decision in respect of less significant supervised entities or less significant supervised groups established in the participating Member State in close cooperation.
Taka splošna navodila, smernice ali zahteve se lahko nanašajo na skupine ali kategorije kreditnih institucij.
Such general instructions, guidelines or requests may refer to groups or categories of credit institutions.
ECB lahko na pristojni nacionalni organ za tesno sodelovanje naslovi tudi zahtevo, da podrobneje oceni vidike pomembnega postopka pristojnega nacionalnega organa, kot je določeno v členu 6(7)(c)(ii) uredbe o EMN.
The ECB may also address to an NCA in close cooperation a request to further assess aspects of a material NCA procedure as provided for in Article 6(7)(c)(ii) of the SSM Regulation.
POSTOPEK V PRIMERU NESTRINJANJA SODELUJOČE DRŽAVE ČLANICE, S KATERO SE VZPOSTAVI TESNO SODELOVANJE
PROCEDURE IN CASE OF DISAGREEMENT OF A PARTICIPATING MEMBER STATE IN CLOSE COOPERATION
Člen 118
Article 118
Postopek v primeru nestrinjanja z osnutkom odločitve Nadzornega odbora po členu 7(8) uredbe o EMN
Procedure in case of disagreement with the Supervisory Board’s draft decision pursuant to Article 7(8) of the SSM Regulation
ECB obvesti pristojni nacionalni organ za tesno sodelovanje o dokončnem osnutku odločitve Nadzornega organa v zvezi z nadzorovanim subjektom ali nadzorovano skupino v sodelujoči državi članici, s katero se vzpostavi tesno sodelovanje, ob upoštevanju zahtev glede zaupnosti po pravu Unije.
The ECB shall inform the NCA in close cooperation of the Supervisory Board’s complete draft decision in relation to a supervised entity or supervised group located in a participating Member State in close cooperation, subject to confidentiality requirements under Union law.
Če se pristojni nacionalni organ za tesno sodelovanje ne strinja z dokončnim osnutkom odločitve Nadzornega odbora, o razlogih za svoje nestrinjanje pisno uradno obvesti Svet ECB v petih delovnih dneh po prejemu dokončnega osnutka odločitve.
If the NCA in close cooperation disagrees with the Supervisory Board’s complete draft decision, it shall, within five working days of receipt of the complete draft decision, notify the Governing Council in writing of the reasons for its disagreement.
Svet ECB odloči o zadevi v petih delovnih dneh po prejemu takega uradnega obvestila, pri čemer v celoti upošteva razloge za nestrinjanje, in pristojnemu nacionalnemu organu za tesno sodelovanje svojo odločitev pisno utemelji.
The Governing Council shall decide on the matter within five working days of receipt of such notification, taking the reasons stated for the disagreement fully into account, and it shall provide the NCA in close cooperation with written reasons for its decision.
Sodelujoča država članica, s katero se vzpostavi tesno sodelovanje, lahko od ECB zahteva, da s takojšnjim učinkom trajno prekine tesno sodelovanje, katera koli poznejša odločitev Sveta ECB pa je nato ne zavezuje.
A participating Member State in close cooperation may request the ECB to terminate its close cooperation with immediate effect and shall then not be bound by any ensuing decision of the Governing Council.
Člen 119
Article 119
Postopek v primeru nestrinjanja z ugovorom Sveta ECB zoper osnutek odločitve Nadzornega odbora po členu 7(7) uredbe o EMN
Procedure in case of disagreement with an objection of the Governing Council to a Supervisory Board’s draft decision pursuant to Article 7(7) of the SSM Regulation
ECB obvesti pristojni nacionalni organ za tesno sodelovanje o vsakem ugovoru Sveta ECB zoper dokončen osnutek odločitve Nadzornega odbora.
The ECB shall inform an NCA in close cooperation of any objection of the Governing Council to a complete draft decision of the Supervisory Board.
Če se pristojni nacionalni organ za tesno sodelovanje ne strinja z ugovorom Sveta ECB zoper dokončen osnutek odločitve Nadzornega odbora, razloge za svoje nestrinjanje uradno sporoči ECB v petih delovnih dneh po prejemu ugovora Sveta ECB.
If the NCA in close cooperation disagrees with the Governing Council’s objection to the Supervisory Board’s complete draft decision it shall, within five working days of receiving the Governing Council’s objection, notify the ECB of its reasons for its disagreement.
Svet ECB v tridesetih dneh po prejemu obrazloženega nestrinjanja predloži pisno mnenje o obrazloženem nestrinjanju, ki ga je izrazil pristojni nacionalni organ za tesno sodelovanje, ter potrdi ali umakne svoj ugovor in navede razloge za to.
The Governing Council shall give its written opinion on the reasoned disagreement expressed by the NCA in close cooperation within 30 days of receipt of the reasoned disagreement and, stating its reasons for doing so, shall either confirm or withdraw its objection.
ECB o tem obvesti pristojni nacionalni organ za tesno sodelovanje.
The ECB shall inform the NCA in close cooperation thereof.
Če Svet ECB svoj ugovor potrdi, lahko pristojni nacionalni organ za tesno sodelovanje v petih dneh od obvestila, da je Svet ECB potrdil ugovor, ECB uradno sporoči, da ga ne bo zavezovala nobena odločitev, ki bo sprejeta po spremembi prvotnega dokončnega osnutka odločitve, kateremu Svet ECB ugovarja.
If the Governing Council confirms its objection, the NCA in close cooperation may, within five days of being informed that the Governing Council has confirmed its objection, notify the ECB that it will not be bound by any decision taken following amendment of the initial complete draft decision to which the Governing Council objects.
ECB nato razmisli o začasni ali trajni prekinitvi tesnega sodelovanja s pristojnim nacionalnim organom za tesno sodelovanje, pri čemer ustrezno upošteva učinkovitost nadzora, in v zvezi s tem sprejme odločitev.
The ECB shall then consider suspending or terminating the close cooperation with the NCA in close cooperation, taking due account of supervisory effectiveness, and shall take a decision in that respect.
ECB upošteva zlasti dejavnike, navedene v členu 7(7) uredbe o EMN.
The ECB shall take into account, in particular, the factors referred to in Article 7(7) of the SSM Regulation.
DEL X
PART X
UPRAVNE KAZNI
ADMINISTRATIVE PENALTIES
OPREDELITEV POJMOV IN RAZMERJE DO UREDBE SVETA (ES) št. 2532/98 [17]Člen 120
DEFINITIONS AND RELATIONSHIP TO COUNCIL REGULATION (EC) NO 2532/98 [17]Article 120
Opredelitev upravnih kazni
Definition of administrative penalties
V tem delu „upravne kazni“ pomenijo kar koli od naslednjega:
For the purposes of this Part, ‘administrative penalties’ means either of the following:
upravne denarne kazni, predvidene in naložene po členu 18(1) uredbe o EMN;
administrative pecuniary penalties provided for and imposed under Article 18(1) of the SSM Regulation;
globe in periodične denarne kazni, predvidene v členu 2 Uredbe (ES) št. 2532/98 in naložene po členu 18(7) uredbe o EMN.
fines and periodic penalty payments provided for in Article 2 of Regulation (EC) No 2532/98 and imposed under Article 18(7) of the SSM Regulation.
Člen 121
Article 121
Razmerje do Uredbe (ES) št. 2532/98
Relationship to Regulation (EC) No 2532/98
Za namene postopkov, določenih v členu 18(1) uredbe o EMN, se uporabljajo postopkovna pravila, vsebovana v tej uredbi, v skladu s členom 18(4) uredbe o EMN.
For the purposes of the procedures provided for in Article 18(1) of the SSM Regulation, the procedural rules contained in this Regulation shall apply, in accordance with Article 18(4) of the SSM Regulation.
Za namene postopkov, določenih v členu 18(7) uredbe o EMN, postopkovna pravila, vsebovana v tej uredbi, dopolnjujejo pravila, ki so določena v Uredbi (ES) št. 2532/98, in se uporabljajo v skladu s členoma 25 in 26 uredbe o EMN.
For the purposes of the procedures provided for in Article 18(7) of the SSM Regulation, the procedural rules contained in this Regulation shall complement those laid down in Regulation (EC) No 2532/98 and shall be applied in accordance with Articles 25 and 26 of the SSM Regulation.
Člen 122
Article 122
Pooblastila ECB za naložitev upravnih kazni po členu 18(7) uredbe o EMN
ECB powers to impose administrative penalties under Article 18(7) of the SSM Regulation
Če pride do neizpolnjevanja obveznosti po uredbah ali sklepih ECB, ECB naloži upravne denarne kazni, kot je opredeljeno v členu 120(b):
The ECB shall impose administrative penalties, as defined in Article 120(b), if there is a failure to comply with obligations under ECB regulations or decisions on:
pomembnim nadzorovanim subjektom ali
significant supervised entities, or
manj pomembnim nadzorovanim subjektom, kadar zadevne uredbe ali sklepi ECB določajo obveznosti za manj pomembne nadzorovane subjekte v razmerju do ECB.
less significant supervised entities where the relevant ECB regulations or decisions impose obligations on less significant supervised entities vis-à-vis the ECB.
POSTOPKOVNA PRAVILA ZA NALOŽITEV UPRAVNIH KAZNI RAZEN PERIODIČNIH DENARNIH KAZNI NADZOROVANIM SUBJEKTOM V DRŽAVAH ČLANICAH EUROOBMOČJA
PROCEDURAL RULES FOR THE IMPOSITION OF ADMINISTRATIVE PENALTIES, OTHER THAN PERIODIC PENALTY PAYMENTS, ON SUPERVISED ENTITIES IN EURO AREA MEMBER STATES
Člen 123
Article 123
Ustanovitev neodvisne preiskovalne enote
Establishment of an independent investigating unit
ECB ustanovi interno neodvisno preiskovalno enoto (v nadaljnjem besedilu: preiskovalna enota), ki jo sestavljajo preiskovalni uradniki, imenovani s strani ECB.
The ECB shall establish an internal independent investigating unit (hereinafter the ‘investigating unit’) which shall be composed of investigating officers designated by the ECB.
Preiskovalni uradniki ne smejo biti vključeni v neposredni ali posredni nadzor ali v postopek izdaje dovoljenja zadevnemu nadzorovanemu subjektu, kar velja tudi za dve leti pred nastopom funkcije preiskovalnega uradnika.
The investigating officers shall not be involved, and shall not for the two years before taking up the position of investigating officer, have been involved in the direct or indirect supervision or authorisation of the relevant supervised entity.
Preiskovalni uradniki opravljajo svoje preiskovalne naloge neodvisno od Nadzornega odbora in Sveta ECB ter ne sodelujejo v razpravah Nadzornega odbora in Sveta ECB.
The investigating officers shall perform their investigative functions independently of the Supervisory Board and Governing Council and shall not take part in the deliberations of the Supervisory Board and Governing Council.
Člen 124
Article 124
Predložitev domnevnih kršitev preiskovalni enoti
Referral of alleged breaches to the investigating unit
Kadar ECB pri opravljanju svojih nalog po uredbi o EMN ugotovi, da obstaja razlog za sum o:
Where the ECB, in carrying out its tasks under the SSM Regulation, considers that there is reason to suspect that one or more breaches
eni ali več kršitvah po upoštevnem pravu Unije, ki se neposredno uporablja, kot je navedeno v členu 18(1) uredbe o EMN, ki jih stori ali jih je storil pomemben nadzorovani subjekt z glavno upravo v državi članici euroobmočja, ali
under relevant directly applicable Union law, as referred to in Article 18(1) of the SSM Regulation, are being, or have been, committed by a significant supervised entity having its head office in a euro area Member State, or
Člen 125
Article 125
Za namen preiskovanja domnevnih kršitev, kot je navedeno v členu 124, lahko preiskovalna enota izvršuje pooblastila, ki so dodeljena ECB po uredbi o EMN.
Powers of the investigating unit
Kadar se na zadevni nadzorovani subjekt naslovi zahteva v okviru preiskave na podlagi pooblastil, dodeljenih ECB po uredbi o EMN, preiskovalna enota določi predmet in namen preiskave.
For the purpose of investigating alleged breaches as referred to in Article 124, the investigating unit may exercise the powers granted to the ECB under the SSM Regulation.
Pri opravljanju svojih nalog ima preiskovalna enota dostop do vseh dokumentov in informacij, ki jih zberejo ECB in, kjer je primerno, zadevni pristojni nacionalni organi med opravljanjem svojih nadzorniških dejavnosti.
Where a request is made to the supervised entity concerned under the powers granted to the ECB pursuant to the SSM Regulation in the context of an investigation, the investigating unit shall specify the subject matter and the purpose of the investigation.
Člen 126
When carrying out its tasks, the investigating unit shall have access to all documents and information gathered by the ECB and, where appropriate, by the relevant NCAs in the course of their supervisory activities.
Procesne pravice
Article 126
Po zaključku preiskave in preden se predlog za dokončen osnutek odločitve pripravi in predloži Nadzornemu odboru, preiskovalna enota pisno uradno obvesti zadevni nadzorovani subjekt o ugotovitvah opravljene preiskave in kakršnih koli ugovorih zoper te ugotovitve.
Procedural rights
Z uradnim obvestilom iz odstavka 1 preiskovalna enota seznani zadevni nadzorovani subjekt z njegovo pravico, da preiskovalni enoti predloži pisna stališča o dejanskih rezultatih in očitkih zoper subjekt, ki so navedeni v tem uradnem obvestilu, vključno s posameznimi določbami, ki so bile domnevno kršene, in določi razumni rok za prejem teh stališč.
On completion of an investigation and before a proposal for a complete draft decision is prepared and submitted to the Supervisory Board, the investigating unit shall notify the supervised entity concerned in writing of the findings under the investigation carried out and of any objections raised thereto.
ECB ni dolžna upoštevati pisnih stališč, prejetih po izteku roka, ki ga določi preiskovalna enota.
In the notification referred to in paragraph 1, the investigating unit shall inform the supervised entity concerned of its right to make submissions in writing to the investigating unit on the factual results and the objections raised against the entity as set out therein, including the individual provisions which have been allegedly infringed, and it shall set a reasonable time limit for receipt of such submissions.
Preiskovalna enota lahko po uradnem obvestilu v skladu z odstavkom 1 tudi pozove zadevni nadzorovani subjekt, naj se udeleži ustne obravnave.
The ECB shall not be obliged to take into account written submissions received after the time limit set by the investigating unit has expired.
Stranke preiskave lahko na obravnavi zastopajo in/ali jim pomagajo odvetniki ali druge usposobljene osebe.
The investigating unit may also, following notification in accordance with paragraph 1, invite the supervised entity concerned to attend an oral hearing.
Ustne obravnave niso javne.
The parties subject to investigation may be represented and/or assisted by lawyers or other qualified persons at the hearing.
Pravica nadzorovanega subjekta, ki se preiskuje, do vpogleda v spis preiskovalne enote se ugotovi v skladu s členom 32.
Oral hearings shall not be held in public.
Člen 127
The right of access to the file of the investigating unit by the supervised entity under investigation shall be determined in accordance with Article 32.
Preučitev spisa s strani Nadzornega odbora
Article 127
Če preiskovalna enota meni, da je treba nadzorovanemu subjektu naložiti upravno kazen, predloži predlog za dokončen osnutek odločitve Nadzornemu odboru, v katerem navede, da je zadevni nadzorovani subjekt storil kršitev, in določi upravno kazen, ki naj se mu naloži.
Examination of the file by the Supervisory Board
Preiskovalna enota Nadzornemu odboru predloži tudi svoj spis o preiskavi.