natgillin/translations-raw huggingface dataset:
Where the information specified in paragraph 1 is relevant to a particular branch only, the competent authorities of the home Member State shall only provide the information to the competent authorities of the host Member State in which that branch is established.
Informacije v zvezi z upravnimi in računovodskimi postopki
Article 10
Pristojni organi matične države članice posredujejo informacije pristojnim organom države članice gostiteljice o vseh primerih, v katerih so pristojni organi matične države članice ugotovili, da institucija ni upoštevala veljavnih računovodskih standardov in postopkov, ki veljajo za institucijo v skladu z Uredbo (ES) št. 1606/2002 Evropskega parlamenta in Sveta [5].
Information concerning internal control mechanisms
Kadar informacije iz odstavka 1 zadevajo le določeno podružnico, pristojni organi matične države članice posredujejo informacije le pristojnim organom države članice gostiteljice, v kateri je ustanovljena navedena podružnica.
The competent authorities of the home Member State shall provide information to the competent authorities of a host Member State regarding any situation in respect of which the competent authorities of the home Member States have determined that an institution has not complied with requirements concerning internal control mechanisms, including risk management, risk control and internal audit arrangements pursuant to Regulation (EU) No 575/2013 and Directive 2013/36/EU.
Člen 10
Article 11
Informacije v zvezi z mehanizmi notranjih kontrol
Information concerning leverage
Pristojni organi matične države članice posredujejo informacije pristojnim organom države članice gostiteljice o vseh primerih, v katerih so pristojni organi matične države članice ugotovili, da institucija ni upoštevala zahtev glede mehanizmov notranjih kontrol, vključno z upravljanjem tveganj, nadzorom nad tveganji in ureditvami notranje revizije v skladu z Uredbo (EU) št. 575/2013 in Direktivo 2013/36/EU.
The competent authorities of the home Member State shall provide information to the competent authorities of a host Member State regarding any situation in respect of which the competent authorities of the home Member States have determined that an institution has not complied with requirements concerning leverage ratios pursuant to Part Seven of Regulation (EU) No 575/2013 and, where relevant, taking into account the transitional provisions in Article 499 of that Regulation.
Člen 11
The competent authorities of the home Member State shall provide the competent authorities of a host Member State with all information disclosed by an institution in accordance with Article 451 of Regulation (EU) No 575/2013 regarding its leverage ratio and its management of the risk of excessive leverage.
Informacije v zvezi s finančnim vzvodom
Article 12
Pristojni organi matične države članice posredujejo informacije pristojnim organom države članice gostiteljice o vseh primerih, v katerih so pristojni organi matične države članice ugotovili, da institucija ni upoštevala zahtev glede količnikov finančnega vzvoda v skladu z delom 7 Uredbe (EU) št. 575/2013 in, kadar je ustrezno, ob upoštevanju prehodnih določb iz člena 499 navedene uredbe.
Information concerning general non-compliance
Pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice vse informacije, ki jih razkrije institucija v skladu s členom 451 Uredbe (EU) št. 575/2013 glede svojega količnika finančnega vzvoda in upravljanja tveganja prevelikega finančnega vzvoda.
The competent authorities of the home Member State shall provide information to competent authorities of a host Member State regarding any situations in respect of which the competent authorities of the home Member State have determined that an institution has not complied with national or Union law or with requirements, in relation to the prudential supervision or market conduct supervision of institutions, including the requirements laid down in Regulation (EU) No 575/2013 and Directive 2013/36/EU, other than the requirements referred to in Articles 3 to 11 of this Regulation.
Člen 12
Article 13
Informacije v zvezi s splošnim neupoštevanjem predpisov
Communication of supervisory measures and sanctions
Pristojni organi matične države članice zagotovijo informacije pristojnim organom države članice gostiteljice o vseh primerih, v katerih so pristojni organi matične države članice ugotovili, da institucija ni ravnala v skladu z nacionalnim pravom ali pravom Unije ali z zahtevami, ki se nanašajo na bonitetni nadzor ali nadzor tržnega ravnanja institucij, vključno z zahtevami iz Uredbe (EU) št. 575/2013 in Direktive 2013/36/EU, ki niso zahteve iz členov 3 do 11 te uredbe.
The competent authorities of the home Member State shall inform the competent authorities of a host Member State of any of the following penalties or measures which have been imposed on or applied to an institution and which affect the operations of a branch:
Člen 13
administrative penalties imposed or other administrative measures applied pursuant to Articles 64 to 67 of Directive 2013/36/EU;
Sporočanje nadzornih ukrepov in sankcij
supervisory measures imposed pursuant to Articles 104 or 105 of Directive 2013/36/EU;
Pristojni organi matične države članice obvestijo pristojne organe države članice gostiteljice o vseh naslednjih kaznih ali ukrepih, ki so bili naloženi institucijam ali se uporabljajo za njih in ki vplivajo na poslovanje podružnice:
criminal penalties imposed which relate to breaches of Regulation (EU) No 575/2013 or of the national provisions transposing Directive 2013/36/EU.
naložene upravne kazni ali drugi ukrepi, ki se uporabljajo v skladu s členi členov 64 do 67 Direktive 2013/36/EU;
Where the information specified in paragraph 1 is relevant to a particular branch only, the competent authorities of the home Member State is only required to provide the information to the competent authorities of the host Member State in which that branch is established.
nadzorni ukrepi, ki so uvedeni v skladu s členom 104 ali 105 Direktive 2013/36/EU;
Article 14
naložene kazni po kazenskem pravu, ki se nanašajo na kršitve iz Uredbe (EU) št. 575/2013 ali nacionalne določbe, ki prenašajo Direktivo 2013/36/EU.
Information regarding preparation for emergency situations
Kadar informacije iz odstavka 1 zadevajo le določeno podružnico, morajo pristojni organi matične države članice posredovati informacije le pristojnim organom države članice gostiteljice, v kateri je ustanovljena navedena podružnica.
The competent authorities of the home Member State and the competent authorities of a host Member State shall exchange information regarding preparations for emergency situations.
Člen 14
In particular they shall keep one another informed of the following:
Informacije v zvezi s pripravami na izredne razmere
the emergency contact details of persons within the competent authorities who are responsible for handling emergency situations;
Pristojni organi matične države članice in pristojni organi države članice gostiteljice izmenjajo informacije glede priprav na izredne razmere.
the communication procedures that shall apply in emergency situations.
Zlasti se medsebojno obveščajo o:
Article 15
kontaktnih podatkih oseb v nujnih primerih v okviru pristojnih organov, ki so odgovorni za obravnavanje izrednih razmer;
Information from authorities of a host Member State
postopkih obveščanja, ki se uporabljajo v izrednih razmerah.
Without prejudice to the information exchange requirements following inspections of branches pursuant to Article 52(3) of Directive 2013/36/EU, the competent authorities of a host Member State shall provide the competent authorities of the home Member State with the following information:
Člen 15
a description of any situation in respect of which the competent authorities have determined that an institution has not complied with national or Union law or with requirements, in relation to the prudential supervision or market conduct supervision of institutions, including the requirements of Regulation (EU) No 575/2013 and of the national provisions transposing Directive 2013/36/EU, together with an explanation of the supervisory measures taken or planned to be taken to address the non-compliance;
Informacije organov države članice gostiteljice
a description of any non-compliance with the conditions under which, in the interest of the general good, the activities of the branch shall be carried out in the host Member State;
Brez poseganja v zahteve glede izmenjave informacij po pregledih podružnic v skladu s členom 52(3) Direktive 2013/36/EU pristojni organi države članice gostiteljice posreduje pristojnemu organu matične države članice naslednje informacije:
any identification of systemic risk posed by the branch or its activities in the host Member State, including any assessment of the likely impact of a suspension or closure of the operations of the branch on the following:
opis vseh primerov, v zvezi s katerimi so pristojni organi odločili, da institucija ni ravnala v skladu z nacionalnim pravom ali pravom Unije ali z zahtevami, ki se nanašajo na bonitetni nadzor ali nadzor tržnega ravnanja institucij, vključno z zahtevami iz Uredbe (EU) št. 575/2013 in nacionalnih predpisov, ki prenašajo Direktivo 2013/36/EU, skupaj z obrazložitvijo nadzornih ukrepov, sprejetih ali načrtovanih za odpravo neskladnosti;
systemic liquidity;
opis kakršne koli neskladnosti s pogoji, pod katerimi se bodo v interesu splošnih koristi dejavnosti podružnice izvajale v državi članici gostiteljici;
payment systems;
kakršno koli ugotovljeno sistemsko tveganje, ki ga predstavlja podružnica ali njene dejavnosti v državi članici gostiteljici, vključno s kakršno koli oceno verjetnega učinka prenehanja ali opustitve dejavnosti poslovalnice na:
clearing and settlement systems;
sistemsko likvidnost;
the market share of the branch where it exceeds 2 % of the total market in the host Member State in either of the following categories:
plačilne sisteme;
deposits;
klirinške sisteme in sisteme poravnave;
loans;
tržni delež podružnice, kadar presega 2 % celotnega trga v državi članici gostiteljici, v kateri koli izmed naslednjih kategorij:
any obstacles to cash and collateral transfer to or from the branch.
vloge;
CHAPTER III
posojila;
INFORMATION EXCHANGE REGARDING CROSS-BORDER SERVICE PROVIDERS
kakršne koli ovire pri prenosu gotovine in zavarovanja na podružnice institucije ali z njih.
Article 16
POGLAVJE III
Information regarding cross-border service providers
IZMENJAVA INFORMACIJ GLEDE ČEZMEJNIH PONUDNIKOV STORITEV
Upon receiving a request for information from the competent authorities of a host Member State in relation to an institution carrying out its activities by way of the provision of services in that host Member State, the competent authorities of the home Member State shall provide the following information:
Člen 16
any situation in respect of which the competent authorities of the home Member State have determined that the institution has not complied with any national or Union law or with requirements, in relation to the prudential supervision or market conduct supervision of institutions, including the requirements of Regulation (EU) No 575/2013 and of the national provisions transposing Directive 2013/36/EU, together with an explanation of the supervisory measures taken or planned to be taken to address the non-compliance;
Informacije v zvezi s čezmejnimi ponudniki storitev
the volume of deposits taken from residents of the host Member State;
Po prejemu prošnje za informacije od pristojnih organov države članice gostiteljice v zvezi z institucijo, ki izvaja svoje dejavnosti z zagotavljanjem storitev v navedeni državi članici gostiteljici, pristojni organi matične države članice zagotovijo naslednje informacije:
the volume of loans provided to the residents of the host Member State;
vse primere, v katerih so pristojni organi matične države članice ugotovili, da institucija ni ravnala v skladu z nacionalnim pravom ali pravom Unije ali z zahtevami, ki se nanašajo na bonitetni nadzor ali nadzor tržnega ravnanja institucij, vključno z zahtevami iz Uredbe (EU) št. 575/2013 in nacionalnih predpisov, ki prenašajo Direktivo 2013/36/EU, skupaj z obrazložitvijo nadzornih ukrepov, sprejetih ali načrtovanih za odpravo neskladnosti;
in relation to the activities listed in Annex I to Directive 2013/36/EU which the institution has notified its wish to carry out in the host Member State by way of provision of services:
obseg vlog, sprejetih od rezidentov države članice gostiteljice;
the form in which the institution carries out the activities;
obseg posojil, zagotovljenih rezidentom države članice gostiteljice;
the activities which are the most significant in terms of the institution's activities in the host Member State;
v zvezi z dejavnostmi iz Priloge I k Direktivi 2013/36/EU, za katere je institucija uradno obvestila, da jih želi opravljati v državi članici gostiteljici z opravljanjem storitev:
the confirmation whether the activities identified as core business activities in the notification provided by the institution pursuant to Article 39 of Directive 2013/36/EU are being performed by an institution.
obliko, v kateri institucija izvaja svoje dejavnosti;
CHAPTER IV
dejavnosti, ki so najpomembnejše, kar zadeva dejavnosti institucije v državi članici gostiteljici;
INFORMATION EXCHANGE REGARDING INSTITUTIONS OPERATING THROUGH A BRANCH IN CASE OF LIQUIDITY STRESS AFFECTING THE INSTITUTION OR THE BRANCH ITSELF
potrditev, da dejavnosti, ki so opredeljene kot glavne poslovne dejavnosti v uradnem obvestilu, ki ga zagotovi institucija v skladu s členom 39 Direktive 2013/36/EU, izvaja institucija.
Article 17
POGLAVJE IV
Scope of information exchange in liquidity stress
IZMENJAVA INFORMACIJ GLEDE INSTITUCIJ, KI POSLUJEJO PREK PODRUŽNICE, V PRIMERU LIKVIDNOSTNIH TEŽAV, KI VPLIVAJO NA INSTITUCIJO ALI NA SAMO PODRUŽNICO
If the competent authorities of the home Member State consider that a liquidity stress has occurred, or is reasonably expected to occur, with respect to an institution they shall immediately notify the competent authorities of a host Member State and provide the information set out in paragraph 3.
Člen 17
If the competent authorities of a host Member State consider that a liquidity stress has occurred, or is reasonably expected to occur, with respect to a branch established in that Member State, they shall immediately notify the competent authorities of the home Member State and provide the information set out in paragraph 3.
Obseg izmenjave informacij v primeru likvidnostnih težav
The competent authorities shall provide the following information:
Če pristojni organi matične države članice menijo, da so se v zvezi z institucijo pojavile likvidnostne težave ali se lahko utemeljeno pričakuje, da se bodo pojavile, o tem nemudoma obvestijo pristojne organe države članice gostiteljice in zagotovijo informacije iz odstavka 3.
a description of the situation that has occurred, including the underlying cause of the stress situation, the expected impact of the liquidity stress on the institution, and developments concerning intra-group transactions;
Če pristojni organi države članice gostiteljice menijo, da so se v zvezi s podružnico, ustanovljeno v navedeni državi članici, pojavile likvidnostne težave ali se lahko utemeljeno pričakuje, da se bodo pojavile, o tem nemudoma obvestijo pristojne organe matične države članice in zagotovijo informacije iz odstavka 3.
an explanation of the measures that have been taken or are planned to be taken, whether by the competent authorities or by the institution, including any requirements imposed upon the institution by the competent authorities to mitigate the liquidity stress;
Pristojni organi zagotovijo naslednje informacije:
the results of assessments of the systemic consequences of the liquidity stress;
opis nastalega primera, vključno z glavnim vzrokom za stresne razmere, pričakovani vpliv likvidnostnih težav na institucijo in dogodke v zvezi s transakcijami znotraj skupine;
the latest available quantitative information regarding liquidity specified in points (c) to (h) of Article 4(1).
razlago ukrepov, ki so bili sprejeti ali se za njih načrtuje, da jih bodo sprejeli pristojni organi ali institucija, vključno z vsemi zahtevami, ki jih instituciji naložijo pristojni organi za zmanjšanje likvidnostnih težav;
CHAPTER V
rezultate ocen sistemskih posledic likvidnostnih težav;
FINAL PROVISIONS
zadnje razpoložljive kvantitativne informacije glede likvidnosti, določene v točkah (c) do (h) člena 4(1).
Article 18
POGLAVJE V
Entry into force
KONČNE DOLOČBE
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Člen 18
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Začetek veljavnosti
Done at Brussels, 12 March 2014.
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
The President
V Bruslju, 12. marca 2014
OJ L 176, 27.6.2013, p. 338.
Za Komisijo
Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p.
Predsednik
1).
UL L 176, 27.6.2013, str. 338.
Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).
Uredba (EU) št. 575/2013 Evropskega parlamenta in Sveta z dne 26. junija 2013 o bonitetnih zahtevah za kreditne institucije in investicijska podjetja ter o spremembi Uredbe (EU) št. 648/2012 (UL L 176, 27.6.2013, str.
Commission Delegated Regulation (EU) No 525/2014
Delegirana uredba Komisije (EU) št. 525/2014
supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for the definition of market
o dopolnitvi Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta v zvezi z regulativnimi tehničnimi standardi za opredelitev trga
Having regard to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 [1] and in particular the third subparagraph of Article 341(3) thereof,
ob upoštevanju Uredbe (EU) št. 575/2013 Evropskega parlamenta in Sveta z dne 26. junija 2013 o bonitetnih zahtevah za kreditne institucije in investicijska podjetja ter o spremembi Uredbe (EU) št. 648/2012 [1] in zlasti tretjega pododstavka člena 341(3) Uredbe,
General market risk is defined in Article 362 of Regulation (EU) No 575/2013 as the risk of a price change in a financial instrument, due in the case of traded debt instruments or debt derivatives to a change in the level of interest rates, or in the case of equities or equity derivatives to a broad equity-market movement unrelated to any specific attributes of individual securities.
Splošno tržno tveganje je opredeljeno v členu 362 Uredbe (EU) št. 575/2013 kot tveganje spremembe cene finančnega instrumenta zaradi spremembe ravni obrestnih mer (v primeru dolžniških instrumentov ali izvedenih dolžniških finančnih instrumentov, s katerima se trguje na borzi) ali obsežnega premika na trgu lastniškega kapitala, ki ni povezan z nobenimi posebnimi značilnostmi posameznih vrednostnih papirjev (v primeru lastniških instrumentov ali izvedenih lastniških finančnih instrumentov).
For the purposes of the general market risk calculation provided in Article 343 of Regulation (EU) No 575/2013, it is appropriate to consider that different equities are in the same market where they are subject to the same general market risk, that is, where price movements in the instrument result from local economic conditions.
Pri izračunu splošnega tržnega tveganja iz člena 343 Uredbe (EU) št. 575/2013 je treba upoštevati, da na istem trgu obstajajo različni lastniški instrumenti, kadar so izpostavljeni istemu splošnemu tržnemu tveganju, tj. kadar je gibanje cen instrumenta posledica lokalnih gospodarskih pogojev.
A ‘market’ should therefore be defined for these purposes by reference to an integrated economy which will typically equate to a national jurisdiction.
Zato bi bilo treba v ta namen trg opredeliti s sklicevanjem na integrirano gospodarstvo, ki se navadno enači z nacionalno jurisdikcijo.
Without prejudice to the above, the introduction of the single currency has eliminated significant elements of segmentation between equity markets in the euro area.
Brez poseganja v zgoraj navedeno je uvedba enotne valute odpravila pomembne elemente segmentacije med trgi lastniških instrumentov v euroobmočju.
Furthermore, the adoption of the euro has required extensive economic and legal convergence among participating Member States and is underpinned by an integrated market with common rules.
V skladu s tem bi bilo treba „trg“ opredeliti s sklicevanjem na vse trge lastniških instrumentov znotraj euroobmočja, v povezavi s trgi lastniških instrumentov, katerih valuta ni euro, pa na ravni nacionalne jurisdikcije.
These latter features are common to all Member States in the Union, but the single currency has brought about closer and deeper economic integration among participating Member States which, therefore, justifies a distinct treatment for the purposes of this Regulation.
Ta uredba temelji na osnutkih regulativnih tehničnih standardov, ki jih je Komisiji predložil Evropski bančni organ.
Accordingly, ‘market’ should be defined by reference to all equity markets within the euro area, and in relation to non-euro equity markets, at a national jurisdiction level.
Evropski bančni organ je opravil javna posvetovanja o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, analiziral morebitne povezane stroške in koristi ter prosil za mnenje interesno skupino za bančništvo, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1093/2010 Evropskega parlamenta in Sveta [2] –
This Regulation is based on the draft regulatory technical standards submitted by the European Banking Authority to the Commission.
SPREJELA NASLEDNJO UREDBO:
The European Banking Authority has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Banking Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council [2],
Člen 1
HAS ADOPTED THIS REGULATION:
Opredelitev trga za namen izračuna skupne neto pozicije v lastniških instrumentih iz člena 341(2)Uredbe (EU) št. 575/2013
Article 1
Izraz „trg“ pomeni:
Definition of ‘market’ for the purpose of calculating the overall net position in equity instruments referred to in Article 341(2) of Regulation (EU) No 575/2013
za euroobmočje vse lastniške instrumente, ki kotirajo na borzah v državah članicah, ki so prevzele euro kot svojo valuto;
The term ‘market’ shall mean:
za države članice, ki niso prevzele eura, in za tretje države vse lastniške instrumente, ki kotirajo na borzah v nacionalni jurisdikciji.
for the euro area, all equities listed in stock markets located in Member States that have adopted the euro as their currency;
Člen 2
for non-euro Member States and third countries, all equities listed in stock markets located within a national jurisdiction.
Začetek veljavnosti
Article 2
Ta uredba začne veljati dvajseti dan po objavi v Uradnem listu Evropske unije.
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
V Bruslju, 12. marca 2014
Done at Brussels, 12 March 2014.
Predsednik
The President
Uredba (EU) št. 1093/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski bančni organ) in o spremembi Sklepa št. 716/2009/ES ter razveljavitvi Sklepa Komisije 2009/78/ES (UL L 331, 15.12.2010, str. 12).