natgillin/translations-raw huggingface dataset:
The ECB shall assess the NCA’s notification on the basis of the criteria set out in Article 57(1).
Ustrezno se uporablja člen 57.
Article 57 shall apply accordingly.
NASLOV 5
TITLE 5
DOLOČITEV POMEMBNOSTI NA PODLAGI OBSEGA ČEZMEJNIH DEJAVNOSTI
DETERMINING SIGNIFICANCE ON THE BASIS OF THE SIGNIFICANCE OF CROSS-BORDER ACTIVITIES
Člen 59
Article 59
Merila za določitev pomembnosti na podlagi obsega čezmejnih dejavnosti nadzorovane skupine
Criteria for determining significance on the basis of the significance of cross-border activities of a supervised group
ECB lahko šteje nadzorovano skupino za pomembno na podlagi njenih čezmejnih dejavnosti samo, kadar je nadrejena oseba nadzorovane skupine v več kakor eni drugi sodelujoči državi članici ustanovila podrejene družbe, ki so tudi same kreditne institucije.
A supervised group may be considered significant by the ECB on the basis of its cross-border activities only when the parent undertaking of a supervised group has established subsidiaries, which are themselves credit institutions, in more than one other participating Member State.
ECB lahko šteje nadzorovano skupino za pomembno na podlagi njenih čezmejnih dejavnosti samo, če skupna vrednost njenih sredstev presega 5 milijard EUR in je:
A supervised group may be considered significant by the ECB on the basis of its cross-border activities only if the total value of its assets exceeds EUR 5 billion and:
razmerje med njenimi čezmejnimi sredstvi in skupnimi sredstvi nad 20 %; ali
the ratio of its cross-border assets to its total assets is above 20 %; or
razmerje med njenimi čezmejnimi obveznostmi in skupnimi obveznostmi nad 20 %.
the ratio of its cross-border liabilities to its total liabilities is above 20 %.
Člen 60
Article 60
Čezmejna sredstva in obveznosti
Cross-border assets and liabilities
„Čezmejna sredstva“ v okviru nadzorovane skupine pomenijo del skupnih sredstev, v zvezi s katerimi je nasprotna stranka kreditna institucija ali druga pravna ali fizična oseba, ki se nahaja v sodelujoči državi članici, ki ni država članica, v kateri ima nadrejena oseba zadevne nadzorovane skupine glavno upravo.
‘Cross- border assets’, in the context of a supervised group, means the part of the total assets in respect of which the counterparty is a credit institution or other legal or natural person located in a participating Member State other than the Member State in which the parent undertaking of the relevant supervised group has its head office.
„Čezmejne obveznosti“ v okviru nadzorovane skupine pomenijo del skupnih obveznosti, v zvezi s katerimi je nasprotna stranka kreditna institucija ali druga pravna ali fizična oseba, ki se nahaja v sodelujoči državi članici, ki ni država članica, v kateri ima nadrejena oseba zadevne nadzorovane skupine glavno upravo.
‘Cross-border liabilities’, in the context of a supervised group, means the part of the total liabilities in respect of which the counterparty is a credit institution or other legal or natural person located in a participating Member State other than the Member State in which the parent undertaking of the relevant supervised group has its head office.
NASLOV 6
TITLE 6
DOLOČITEV POMEMBNOSTI NA PODLAGI ZAHTEVE ZA JAVNO FINANČNO POMOČ IZ EMS ALI PREJEMA TE POMOČI
DETERMINING SIGNIFICANCE ON THE BASIS OF A REQUEST FOR OR THE RECEIPT OF PUBLIC FINANCIAL ASSISTANCE FROM THE ESM
Člen 61
Article 61
Zahteva za neposredno javno finančno pomoč iz EMS ali prejem te pomoči
Request for or receipt of direct public financial assistance from the ESM
Neposredna javna finančna pomoč nadzorovanemu subjektu se zahteva, kadar član EMS vloži zahtevo za finančno pomoč, ki naj jo EMS odobri temu subjektu v skladu z odločitvijo Sveta guvernerjev EMS po členu 19 Pogodbe o ustanovitvi Evropskega mehanizma za stabilnost v zvezi z neposredno dokapitalizacijo kreditne institucije in v skladu z instrumenti, sprejetimi na podlagi te odločitve.
Direct public financial assistance to a supervised entity is requested when a request is made by an ESM member for financial assistance to be granted by the ESM to that entity in accordance with a decision taken by the Board of Governors of the ESM under Article 19 of the Treaty establishing the European Stability Mechanism regarding the direct recapitalisation of a credit institution and with the instruments adopted under that decision.
Kreditna institucija je prejela neposredno javno finančno pomoč, kadar je prejela finančno pomoč na podlagi odločitve in instrumentov iz odstavka 1.
Direct public financial assistance is received by a credit institution when the financial assistance has been received by the credit institution pursuant to the decision and instruments referred to in paragraph 1.
Člen 62
Article 62
Obveznost pristojnih nacionalnih organov, da obvestijo ECB o morebitni zahtevi za javno finančno pomoč ali prejemu te pomoči s strani manj pomembnega nadzorovanega subjekta
Obligation of NCAs to inform the ECB of a possible request for or receipt of public financial assistance by a less significant supervised entity
Brez poseganja v obveznost iz člena 96, v skladu s katero se ECB obvesti o poslabšanju finančnega položaja manj pomembnega nadzorovanega subjekta, pristojni nacionalni organ obvesti ECB takoj, ko izve za morebitno potrebo po javni finančni pomoči za manj pomemben nadzorovani subjekt, ki naj se odobri na nacionalni ravni posredno iz EMS in/ali s strani EMS.
Without prejudice to the obligation set out in Article 96 to inform the ECB of the deterioration of the financial situation of a less significant supervised entity, the NCA shall inform the ECB as soon as it becomes aware of the possible need for public financial assistance for a less significant supervised entity to be granted at national level indirectly from the ESM and/or by the ESM.
Pristojni nacionalni organ predloži ECB v preučitev svojo oceno finančnega položaja manj pomembnega nadzorovanega subjekta, preden jo predloži EMS, razen v ustrezno utemeljenih primerih nujnosti.
The NCA shall submit its assessment of the financial situation of the less significant supervised entity to the ECB, for its consideration, before submitting it to the ESM, except in duly justified cases of urgency.
Člen 63
Article 63
Začetek in konec neposrednega nadzora
Beginning and end of direct supervision
Nadzorovani subjekt, v zvezi s katerim se zahteva neposredna javna finančna pomoč iz EMS ali ki je prejel neposredno javno finančno pomoč iz EMS, se razvrsti kot pomemben nadzorovani subjekt od datuma, na katerega se je v njegovem imenu zahtevala neposredna javna finančna pomoč.
A supervised entity in respect of which direct public financial assistance is requested from the ESM or which has received direct public financial assistance from the ESM shall be classified as a significant supervised entity from the date on which direct public financial assistance was requested on its behalf.
Datum, na katerega ECB prevzame neposredni nadzor, se določi v odločitvi ECB v skladu z naslovom 2.
The date on which the ECB shall assume the direct supervision shall be specified in an ECB decision in accordance with Title 2.
Člen 64
Article 64
Obseg
Scope
Če se neposredna javna finančna pomoč zahteva v zvezi z nadzorovanim subjektom, ki je del nadzorovane skupine, se vsi nadzorovani subjekti, ki so del te nadzorovane skupine, razvrstijo kot pomembni.
If direct public financial assistance is requested in respect of a supervised entity which is part of a supervised group, all supervised entities which are part of that supervised group shall be classified as significant.
NASLOV 7
TITLE 7
DOLOČITEV POMEMBNOSTI NA PODLAGI TEGA, DA JE NADZOROVANI SUBJEKT ENA OD TREH NAJPOMEMBNEJŠIH KREDITNIH INSTITUCIJ V SODELUJOČI DRŽAVI ČLANICI
DETERMINING SIGNIFICANCE ON THE BASIS THAT THE SUPERVISED ENTITY IS ONE OF THE THREE MOST SIGNIFICANT CREDIT INSTITUTIONS IN A PARTICIPATING MEMBER STATE
Člen 65
Article 65
Merila za določitev treh najpomembnejših kreditnih institucij v sodelujoči državi članici
Criteria for determining the three most significant credit institutions in a participating Member State
Kreditna institucija ali nadzorovana skupina se razvrsti kot pomembna, če je ena od treh najpomembnejših kreditnih institucij ali nadzorovanih skupin v sodelujoči državi članici.
A credit institution or a supervised group shall be classified as significant if it is one of the three most significant credit institutions or supervised groups in a participating Member State.
Za namene določitve treh najpomembnejših kreditnih institucij ali nadzorovanih skupin v sodelujoči državi članici ECB in zadevni pristojni nacionalni organ upoštevata velikost nadzorovanega subjekta oziroma nadzorovane skupine, kot je določeno v skladu s členi 50 do 55.
For the purposes of identifying the three most significant credit institutions or supervised groups in a participating Member State, the ECB and the relevant NCA shall take into account the size of the supervised entity and supervised group respectively, as determined in accordance with Articles 50 to 55.
Člen 66
Article 66
Postopek pregleda
Review process
V zvezi z vsako sodelujočo državo članico ECB do 1. oktobra vsakega koledarskega leta določi, ali je treba tri kreditne institucije ali nadzorovane skupine z nadrejeno osebo s sedežem v taki sodelujoči državi članici razvrstiti kot pomembne nadzorovane subjekte.
With regard to each participating Member State, the ECB shall establish by 1 October of each calendar year whether or not three credit institutions or supervised groups with a parent undertaking established in such participating Member State should be classified as significant supervised entities.
Na zahtevo ECB pristojni nacionalni organi obvestijo ECB o treh najpomembnejših kreditnih institucijah ali nadzorovanih skupinah s sedežem v njihovih sodelujočih državah članicah do 1. oktobra zadevnega koledarskega leta.
At the request of the ECB, the NCAs shall inform the ECB of the three most significant credit institutions or supervised groups established in their respective participating Member States by 1 October of the calendar year in question.
Pristojni nacionalni organi določijo tri najpomembnejše kreditne institucije ali nadzorovane skupine na podlagi meril iz členov 50 do 55.
The three most significant credit institutions or supervised groups shall be determined by the NCAs on the basis of the criteria laid down in Articles 50 to 55.
Za vsako od treh najpomembnejših kreditnih institucij ali nadzorovanih skupin v sodelujočih državah članicah zadevni pristojni nacionalni organ predloži ECB poročilo o preteklem nadzoru in profilu tveganosti v vsakem primeru, razen če je kreditna institucija ali nadzorovana skupina že razvrščena kot pomembna.
For each of the three most significant credit institutions or supervised groups in the participating Member States, the relevant NCA shall provide the ECB with a report setting out the supervisory history and risk profile in each case, unless the credit institution or supervised group is already classified as significant.
Po prejemu informacij iz odstavka 2 ECB opravi svojo lastno oceno.
On receipt of the information referred to in paragraph 2, the ECB shall carry out its own assessment.
ECB lahko za ta namen od zadevnega pristojnega nacionalnega organa zahteva predložitev vseh relevantnih informacij.
The ECB may, for this purpose, request the relevant NCA to provide any relevant information.
Če se 1. oktobra danega leta ena ali več od treh najpomembnejših kreditnih institucij ali nadzorovanih skupin v sodelujoči državi članici ne razvrsti kot pomemben nadzorovani subjekt, ECB sprejme odločitev v skladu z naslovom 2 v zvezi s katero koli od treh najpomembnejših kreditnih institucij ali nadzorovanih skupin, ki ni razvrščena kot pomembna.
If, on 1 October of a given year, one or more of the three most significant credit institutions or supervised groups in a participating Member State are not classified as significant supervised entities, the ECB shall adopt a decision in accordance with Title 2 in respect of any of the three most significant credit institutions or supervised groups which are not classified as significant.
NASLOV 8
TITLE 8
ODLOČITEV ECB ZA NEPOSREDNI NADZOR NAD MANJ POMEMBNIMI NADZOROVANIMI SUBJEKTI PO ČLENU 6(5)(B) UREDBE O EMN
ECB DECISION TO DIRECTLY SUPERVISE LESS SIGNIFICANT SUPERVISED ENTITIES PURSUANT TO ARTICLE 6(5)(B) OF THE SSM REGULATION
Člen 67
Article 67
Merila za odločitev ECB po členu 6(5)(b) uredbe o EMN
Criteria for an ECB decision pursuant to Article 6(5)(b) of the SSM Regulation
ECB lahko po členu 6(5)(b) uredbe o EMN z odločitvijo ECB kadar koli odloči, da bo neposredno nadzirala manj pomemben nadzorovani subjekt ali manj pomembno nadzorovano skupino, kadar je to potrebno za zagotovitev skladne uporabe visokih nadzornih standardov.
The ECB may, pursuant to Article 6(5)(b) of the SSM Regulation, decide at any time, by means of an ECB decision, to exercise directly the supervision of a less significant supervised entity or less significant supervised group where this is necessary to ensure consistent application of high supervisory standards.
Pred sprejetjem odločitve ECB iz odstavka 1 ECB med drugim upošteva naslednje dejavnike:
Before taking the ECB decision referred to in paragraph 1, the ECB shall take into account, inter alia, any of the following factors:
ali je manj pomemben nadzorovani subjekt ali manj pomembna nadzorovana skupina blizu izpolnjevanju enega izmed meril, vsebovanih v členu 6(4) uredbe o EMN;
whether or not the less significant supervised entity or less significant supervised group is close to meeting one of the criteria contained in Article 6(4) of the SSM Regulation;
medsebojno povezanost manj pomembnega nadzorovanega subjekta ali manj pomembne nadzorovane skupine z drugimi kreditnimi institucijami;
the interconnectedness of the less significant supervised entity or less significant supervised group with other credit institutions;
ali je zadevni manj pomemben nadzorovani subjekt podrejena družba nadzorovanega subjekta, ki ima glavno upravo v nesodelujoči državi članici ali tretji državi in je ustanovil eno ali več podrejenih družb, ki so tudi kreditne institucije, ali eno ali več podružnic v sodelujočih državah članicah, od katerih ena ali več šteje kot pomembna;
whether or not the less significant supervised entity concerned is a subsidiary of a supervised entity which has its head office in a non-participating Member State or a third country and has established one or more subsidiaries, which are also credit institutions, or one or more branches in participating Member States, of which one or more is significant;
dejstvo, da pristojni nacionalni organ ni upošteval navodil ECB;
the fact that the ECB’s instructions have not been followed by the NCA;
dejstvo, da pristojni nacionalni organ ni spoštoval aktov, navedenih v prvem pododstavku člena 4(3) uredbe o EMN;
the fact that the NCA has not complied with the acts referred to in the first subparagraph of Article 4(3) of the SSM Regulation;
dejstvo, da je manj pomemben nadzorovani subjekt zahteval ali posredno prejel finančno pomoč iz EFSF ali EMS.
the fact that the less significant supervised entity has requested or received indirectly financial assistance from the EFSF or the ESM.
Člen 68
Article 68
Postopek za pripravo odločitve ECB po členu 6(5)(b) uredbe o EMN na zahtevo pristojnega nacionalnega organa
Procedure for preparing an ECB decision pursuant to Article 6(5)(b) of the SSM Regulation at the request of an NCA
ECB na zahtevo pristojnega nacionalnega organa oceni, ali je treba izvajati neposredni nadzor v skladu z uredbo o EMN v zvezi z manj pomembnim nadzorovanim subjektom ali manj pomembno nadzorovano skupino zaradi zagotovitve skladne uporabe visokih nadzornih standardov.
The ECB shall, at the request of an NCA, assess whether or not it is necessary to exercise direct supervision in accordance with the SSM Regulation in respect of a less significant supervised entity or less significant supervised group in order to ensure the consistent application of high supervisory standards.
V zahtevi pristojnega nacionalnega organa se navedejo: (a) manj pomemben nadzorovani subjekt ali manj pomembna nadzorovana skupna, v zvezi s katerim oziroma katero pristojni nacionalni organ meni, da bi morala ECB prevzeti neposredni nadzor, in (b) razlogi, iz katerih je nadzor ECB nad manj pomembnim nadzorovanim subjektom ali manj pomembno nadzorovano skupino potreben zaradi zagotovitve skladne uporabe visokih nadzornih standardov.
The NCA’s request shall: (a) identify the less significant supervised entity or less significant supervised group in respect of which the NCA is of the view that the ECB should assume direct supervision, and (b) state why supervision of the less significant supervised entity or less significant supervised group by the ECB is necessary in order to ensure the consistent application of high supervisory standards.
Zahtevi pristojnega nacionalnega organa se priloži poročilo o preteklem nadzoru in profilu tveganosti zadevnega manj pomembnega nadzorovanega subjekta ali manj pomembne nadzorovane skupine.
The NCA’s request shall be accompanied by a report indicating the supervisory history and risk profile of the relevant less significant supervised entity or less significant supervised group.
Če se ECB ne strinja z zahtevo pristojnega nacionalnega organa, se posvetuje z zadevnim pristojnim nacionalnim organom pred dokončno oceno, ali je nadzor ECB nad manj pomembnim nadzorovanim subjektom ali manj pomembno nadzorovano skupino potreben zaradi zagotovitve skladne uporabe visokih nadzornih standardov.
If the ECB does not agree with the NCA’s request, it shall consult with the NCA concerned prior to its final assessment as to whether supervision by the ECB of the less significant supervised entity or less significant supervised group is necessary in order to ensure the consistent application of high supervisory standards.
Če ECB odloči, da je neposredni nadzor ECB nad manj pomembnim nadzorovanim subjektom ali manj pomembno nadzorovano skupino potreben zaradi zagotovitve skladne uporabe visokih nadzornih standardov, sprejme odločitev ECB v skladu z naslovom 2.
If the ECB decides that direct supervision by the ECB of the less significant supervised entity or less significant supervised group is necessary in order to ensure the consistent application of high supervisory standards, it shall adopt an ECB decision in accordance with Title 2.
Člen 69
Article 69
Postopek za pripravo odločitev ECB po členu 6(5)(b) uredbe o EMN na lastno pobudo ECB
Procedure for preparing ECB decisions pursuant to Article 6(5)(b) of the SSM Regulation on the ECB’s own initiative
ECB lahko od pristojnega nacionalnega organa zahteva, da predloži poročilo o preteklem nadzoru in profilu tveganosti manj pomembnega nadzorovanega subjekta ali manj pomembne nadzorovane skupine.
The ECB may request an NCA to provide a report setting out the supervisory history and risk profile of a less significant supervised entity or less significant supervised group.
ECB določi datum, do katerega ji je treba predložiti tako poročilo.
The ECB shall specify the date by which such report should be submitted to it.
ECB se pred dokončno oceno, ali je nadzor ECB nad manj pomembnim nadzorovanim subjektom ali manj pomembno nadzorovano skupino potreben zaradi zagotovitve skladne uporabe visokih nadzornih standardov, posvetuje s pristojnim nacionalnim organom.
The ECB shall consult with the NCA prior to its final assessment as to whether supervision of the less significant supervised entity or the less significant supervised group by the ECB is necessary in order to ensure the consistent application of high supervisory standards.
Če ECB sklene, da je neposredni nadzor ECB nad manj pomembnim nadzorovanim subjektom ali manj pomembno nadzorovano skupino potreben zaradi zagotovitve skladne uporabe visokih nadzornih standardov, sprejme odločitev ECB v skladu z naslovom 2.
If the ECB concludes that direct supervision by the ECB of the less significant supervised entity or less significant supervised group is necessary in order to ensure the consistent application of high supervisory standards, it shall adopt an ECB decision in accordance with Title 2.
NASLOV 9
TITLE 9
POSEBNE OKOLIŠČINE, KI LAHKO UPRAVIČUJEJO RAZVRSTITEV NADZOROVANEGA SUBJEKTA KOT MANJ POMEMBNEGA, ČEPRAV IZPOLNJUJE MERILA ZA RAZVRSTITEV KOT POMEMBNEGA
PARTICULAR CIRCUMSTANCES THAT MAY JUSTIFY THE CLASSIFICATION OF A SUPERVISED ENTITY AS LESS SIGNIFICANT ALTHOUGH THE CRITERIA FOR CLASSIFICATION AS SIGNIFICANT ARE FULFILLED
Člen 70
Article 70
Posebne okoliščine, ki vodijo do razvrstitve pomembnega nadzorovanega subjekta kot manj pomembnega
Particular circumstances leading to the classification of a significant supervised entity as less significant
Posebne okoliščine iz drugega in petega pododstavka člena 6(4) uredbe o EMN (v nadaljnjem besedilu: posebne okoliščine) so podane, kadar obstajajo posebne dejanske okoliščine, zaradi katerih je razvrstitev nadzorovanega subjekta kot pomembnega neustrezna, ob upoštevanju ciljev in načel uredbe o EMN in zlasti potrebe po zagotovitvi skladne uporabe visokih nadzornih standardov.
Particular circumstances, as referred to in the second and fifth subparagraphs of Article 6(4) of the SSM Regulation (hereinafter the ‘particular circumstances’) exist where there are specific and factual circumstances that make the classification of a supervised entity as significant inappropriate, taking into account the objectives and principles of the SSM Regulation and, in particular, the need to ensure the consistent application of high supervisory standards.
Pojem „posebne okoliščine“ se mora razlagati ozko.
The term ‘particular circumstances’ shall be strictly interpreted.
Člen 71
Article 71
Ugotavljanje obstoja posebnih okoliščin
Assessment of the existence of particular circumstances
Obstoj posebnih okoliščin, ki upravičujejo razvrstitev subjekta, ki bi bil sicer pomemben nadzorovani subjekt, kot manj pomembnega, se ugotavlja v vsakem posameznem primeru in posebej za zadevni nadzorovani subjekt ali nadzorovano skupino in ne za kategorije nadzorovanih subjektov.
Whether particular circumstances exist that justify classifying what would otherwise be a significant supervised entity as less significant shall be determined on a case-by-case basis and specifically for the supervised entity or supervised group concerned, but not for categories of supervised entities.
Ustrezno se uporablja člen 40.
Article 40 shall apply accordingly.
Ustrezno se uporabljajo členi 44 do 46 ter člena 48 in 49.
Articles 44 to 46 and Articles 48 and 49 shall apply accordingly.
ECB v odločitvi ECB navede razloge, ki so jo pripeljali do sklepa, da posebne okoliščine obstajajo.
The ECB shall state in an ECB decision the reasons leading to its conclusion that particular circumstances exist.
Člen 72
Article 72
Pregled
Review
ECB ob podpori zadevnih pristojnih nacionalnih organov najmanj enkrat letno pregleda, ali posebne okoliščine v zvezi z nadzorovanim subjektom ali nadzorovano skupino, ki se zaradi posebnih okoliščin razvrsti kot manj pomemben oziroma manj pomembna, še vedno obstajajo.
The ECB shall, with the support of the relevant NCAs, review at least once a year whether particular circumstances continue to exist with respect to a supervised entity or a supervised group that is classified as less significant because of particular circumstances.
Zadevni nadzorovani subjekt zagotovi vse informacije in dokumente, ki jih zahteva ECB, da lahko opravi pregled iz odstavka 1.
The supervised entity concerned shall provide any information and documents requested by the ECB in order to carry out a review as referred to in paragraph 1.
Če ECB meni, da posebne okoliščine ne obstajajo več, sprejme odločitev ECB, ki se naslovi na zadevni nadzorovani subjekt in v kateri se določi, da se subjekt razvrsti kot pomemben in da posebne okoliščine ne obstajajo več.
If the ECB considers that particular circumstances no longer exist it shall adopt an ECB decision addressed to the relevant supervised entity determining that it is classified as significant and that particular circumstances no longer exist.
Ustrezno se uporablja naslov 2 v delu IV.
Title 2 of Part IV shall apply accordingly.
DEL V
PART V
SKUPNI POSTOPKI