natgillin/translations-raw huggingface dataset:
Own funds which result directly or indirectly from intra-group transactions shall not be included when calculating the supplementary capital adequacy requirements at the level of a financial conglomerate.
Kapital, ki je neposredno ali posredno rezultat transakcij znotraj skupine, se ne upošteva pri izračunu dopolnilnih kapitalskih zahtev na ravni finančnega konglomerata.
Transferability and availability of own funds
Prenosljivost in razpoložljivost kapitala
Own funds recognised at the level of a regulated entity, that exceed those needed to meet sectoral solvency requirements as specified in Article 9, shall not be included in the calculation of the own funds of a financial conglomerate, or of the sum of the own funds of each regulated and non-regulated financial sector entity in a financial conglomerate, unless there is no current or foreseen practical or legal impediment to the transfer of the funds between entities in the financial conglomerate.
Kapital, priznan na ravni nadzorovanega subjekta, ki presega kapital, potreben za izpolnitev sektorskih kapitalskih zahtev iz člena 9, se ne vključi v izračun kapitala finančnega konglomerata ali vsote kapitala posameznega nadzorovanega in nenadzorovanega subjekta finančnega sektorja v finančnem konglomeratu, razen če ni trenutnih ali predvidenih praktičnih ali pravnih ovir za prenos sredstev med subjekti v finančnem konglomeratu.
The entity referred to in the fifth subparagraph of Article 6(2) of Directive 2002/87/EC shall, when submitting the results of the calculation and the relevant data for the calculation referred to in that subparagraph to the coordinator, confirm and provide evidence to the coordinator that paragraph 1 is complied with.
Subjekt iz petega pododstavka člena 6(2) Direktive 2002/87/ES koordinatorju ob predložitvi rezultatov izračuna in ustreznih podatkov za izračun iz navedenega pododstavka potrdi, da je izpolnjen odstavek 1, in mu predloži dokaze v zvezi s tem.
Sector specific own funds
Kapital, značilen za posamezne sektorje
Own funds referred to in paragraph 2 which are available at the level of a regulated entity shall be eligible for the coverage of risks arising from the sector that recognises those own funds, and shall not be taken into account as eligible for the coverage of risks of other financial sectors.
Kapital iz odstavka 2, ki je na voljo na ravni nadzorovanega subjekta, je sprejemljiv za kritje tveganj, ki izhajajo iz sektorja, ki pripoznava ta kapital, in se ne upošteva kot kapital, sprejemljiv za kritje tveganj drugih finančnih sektorjev.
The own funds referred to in paragraph 1 are own funds that are not the following:
Kapital iz odstavka 1 ne zajema:
Common Equity Tier 1, Additional Tier 1 or Tier 2 items within the meaning of Regulation (EU) No 575/2013;
postavk navadnega lastniškega temeljnega kapitala, dodatnega temeljnega kapitala ali dodatnega kapitala v smislu Uredbe (EU) št. 575/2013;
basic own-fund items of undertakings subject to the requirements of Directive 2009/138/EC where those items are classified in Tier 1 or in Tier 2 in accordance with Article 94(1) and (2) of that Directive.
osnovnih postavk kapitala podjetij, za katera veljajo zahteve iz Direktive 2009/138/ES, kadar so te postavke razvrščene v temeljni kapital ali dodatni kapital v skladu s členom 94(1) in (2) navedene direktive.
Deficit of own funds at the financial conglomerate level
Primanjkljaj kapitala na ravni finančnega konglomerata
Where there is a deficit of own funds at the financial conglomerate level, only own fund items that are eligible under the sectoral rules for both the banking sector and the insurance sector shall be used to meet that deficit.
V primeru primanjkljaja kapitala na ravni finančnega konglomerata se za pokritje tega primanjkljaja uporabijo le postavke kapitala, ki so v skladu s sektorskimi pravili sprejemljive za bančni sektor in zavarovalniški sektor.
The own funds referred to in paragraph 1 are the following:
Kapital iz odstavka 1 zajema:
Common Equity Tier 1 capital as defined in Article 50 of Regulation (EU) No 575/2013;
navaden lastniški temeljni kapital, kakor je opredeljen v členu 50 Uredbe (EU) št. 575/2013;
basic own-fund items where those items are classified in Tier 1 in accordance with Article 94(1) of Directive 2009/138/EC and the inclusion of those items is not limited by the delegated acts adopted in accordance with Article 99 of that Directive;
postavke osnovnega kapitala, kadar so te postavke razvrščene v temeljni kapital v skladu s členom 94(1) Direktive 2009/138/ES in vključitve teh postavk ne omejujejo delegirani akti, sprejeti v skladu s členom 99 navedene direktive;
Additional Tier 1 capital as defined in Article 61 of Regulation (EU) No 575/2013;
dodatni temeljni kapital, kakor je opredeljen v členu 61 Uredbe (EU) št. 575/2013;
basic own-fund items where those items are classified in Tier 1 in accordance with Article 94(1) of Directive 2009/138/EC and the inclusion of those items is limited by the delegated acts adopted in accordance with Article 99 of that Directive;
postavke osnovnega kapitala, kadar so te postavke razvrščene v temeljni kapital v skladu s členom 94(1) Direktive 2009/138/ES in vključitev teh postavk omejujejo delegirani akti, sprejeti v skladu s členom 99 navedene direktive;
Tier 2 capital as defined in Article 71 of Regulation (EU) No 575/2013; and
dodatni kapital, kakor je opredeljen v členu 71 Uredbe (EU) št. 575/2013, ter
basic own-fund items where those items are classified in Tier 2 in accordance with Article 94(2) of Directive 2009/138/EC.
postavke osnovnega kapitala, kadar so te postavke razvrščene v dodatni kapital v skladu s členom 94(2) Direktive 2009/138/ES.
Own funds items that are used to meet the deficit shall comply with Article 4(1).
Postavke kapitala, ki se uporabljajo za pokritje primanjkljaja, so skladne s členom 4(1).
The regulated entities or the mixed financial holding company in a financial conglomerate shall apply the calculation method in a consistent manner over time.
Nadzorovani subjekti ali mešani finančni holding v finančnem konglomeratu vedno dosledno uporabljajo metodo izračuna.
In relation to insurance-led financial conglomerates, method 1 for calculating the group solvency of insurance and reinsurance undertakings, as laid down in Articles 230, 231 and 232 of Directive 2009/138/EC, shall be considered as equivalent to method 1 for calculating the supplementary capital adequacy requirements of the regulated entities in a financial conglomerate, as laid down in Annex I to Directive 2002/87/EC, provided that the scope of group supervision under Title III of Directive 2009/138/EC is not materially different from the scope of supplementary supervision under Chapter II of Directive 2002/87/EC.
Kar zadeva finančne konglomerate, usmerjene v zavarovalništvo, se šteje, da je metoda 1 za izračun kapitalske ustreznosti skupine zavarovalnic in pozavarovalnic iz členov 230, 231 in 232 Direktive 2009/138/ES enakovredna metodi 1 za izračun dopolnilnih kapitalskih zahtev nadzorovanih subjektov v finančnem konglomeratu iz Priloge I k Direktivi 2002/87/ES, če obseg nadzora skupine iz naslova III Direktive 2009/138/ES ni bistveno drugačen od obsega dopolnilnega nadzora iz poglavja II Direktive 2002/87/ES.
Solvency requirement
Kapitalska zahteva
Where the rules for the insurance sector are to be applied, the Solvency Capital Requirement referred to in Articles 100 and 218 of Directive 2009/138/EC including any capital add-on applied in accordance with Article 37 of that Directive, following from Article 216(4), Article 231(7), Article 232, Article 233(6), Article 238(2) and (3) of that Directive shall be considered to be the solvency requirements; for the purpose of the calculation of the supplementary capital adequacy requirements.
Kadar je treba uporabljati pravila za zavarovalniški sektor, se zahtevani solventnostni kapital iz členov 100 in 218 Direktive 2009/138/ES, vključno z morebitnim kapitalskim pribitkom, uporabljenim v skladu s členom 37 navedene direktive, kot izhaja iz členov 216(4) in 231(7), člena 232, člena 233(6) ter člena 238(2) in (3) navedene direktive, šteje za kapitalske zahteve za namene izračuna dopolnilnih kapitalskih zahtev.
Where the rules for the banking or investment services sector are to be applied, own funds requirements as laid down in Chapter 1 of Title I of Part Three of Regulation (EU) No 575/2013 and requirements pursuant to that Regulation or to Directive 2013/36/EU to hold own funds in excess of those requirements, including a requirement arising from the internal capital adequacy assessment process in Article 73 of that Directive, any requirement imposed by a competent authority pursuant to Article 104(1)(a) of that Directive, the combined buffer requirement as defined in Article 128(6) of that Directive, and measures adopted pursuant to Articles 458 or 459 of Regulation (EU) No 575/2013 shall be considered to be the solvency requirements for the purpose of the calculation of the supplementary capital adequacy requirements.
Kadar je treba uporabiti pravila za bančni sektor ali sektor investicijskih storitev, se kapitalske zahteve iz poglavja 1 naslova I dela 3 Uredbe (EU) št. 575/2013 ter zahteve v skladu z navedeno uredbo ali Direktivo 2013/36/EU glede razpolaganja s kapitalom, ki presega te zahteve, vključno z zahtevo, ki izhaja iz procesa ocenjevanja ustreznega notranjega kapitala iz člena 73 navedene direktive, katero koli zahtevo, ki jo določi pristojni organ v skladu s členom 104(1)(a) navedene direktive, zahtevo po skupnem blažilniku iz člena 128(6) navedene direktive in ukrepi, sprejetimi v skladu s členom 458 ali 459 Uredbe (EU) št. 575/2013, štejejo za kapitalske zahteve za namene izračuna dopolnilnih kapitalskih zahtev.
The financial conglomerate's own funds and solvency requirements
Kapitalske zahteve finančnega konglomerata
Subject to paragraphs 7, 8 and 9 of Article 14, the financial conglomerate's own funds and solvency requirements shall be calculated in accordance with the definitions and limits established in the relevant sectoral rules.
V skladu z odstavki 7, 8 in 9 člena 14 se kapitalske zahteve finančnega konglomerata izračunajo v skladu z opredelitvami in omejitvami, ki jih določajo ustrezna sektorska pravila.
The own funds of asset management companies shall be calculated in accordance with Article 2(1)(l) of Directive 2009/65/EC of the European Parliament and of the Council [8].
Kapital družb za upravljanje se izračuna v skladu s členom 2(1)(l) Direktive 2009/65/ES Evropskega parlamenta in Sveta [8].
The solvency requirements of asset management companies shall be the requirements set out in Article 7(1)(a) of that Directive.
Kapitalske zahteve družb za upravljanje se izračunajo v skladu s členom 7(1)(a) navedene direktive.
The own funds of alternative investment fund managers shall be calculated in accordance with Article 4(1)(ad) of Directive 2011/61/EU of the European Parliament and of the Council [9].
Kapital upraviteljev alternativnih investicijskih skladov se izračuna v skladu s členom 4(1)(ad) Direktive 2011/61/EU Evropskega parlamenta in Sveta [9].
The solvency requirements of alternative investment fund managers shall be the requirements set out in Article 9 of that Directive.
Kapitalske zahteve upraviteljev alternativnih investicijskih skladov se izračunajo v skladu s členom 9 navedene direktive.
Treatment of cross sector holdings
Obravnava medsektorskih deležev
Where an entity in a banking- or investment-led financial conglomerate has a holding in a financial sector entity which belongs to the insurance sector and which is deducted pursuant to Articles 14(3) or 15(3) no supplementary capital adequacy requirement shall arise in respect of that holding at the level of the financial conglomerate.
Kadar ima subjekt v finančnem konglomeratu, usmerjenem v bančništvo ali naložbe, delež v subjektu finančnega sektorja, ki pripada zavarovalniškemu sektorju in je odbit v skladu s členom 14(3) ali 15(3), to ne povzroči nobene dopolnilne kapitalske zahteve v zvezi s tem deležem na ravni finančnega konglomerata.
Where the application of paragraph 1 results in a direct change in the expected loss amount under the Internal Ratings Based approach within the meaning of Chapter 3 of Title II of Part Three of Regulation (EU) No 575/2013, an amount equivalent to that change shall be added to the own funds of the financial conglomerate.
Če uporaba odstavka 1 povzroči neposredno spremembo pričakovanega zneska izgube v skladu s pristopom na podlagi notranjih bonitetnih ocen v smislu poglavja 3 naslova II dela 3 Uredbe (EU) št. 575/2013, se kapitalu finančnega konglomerata doda znesek, enakovreden tej spremembi.
Notional own funds and notional solvency requirements for non-regulated financial sector entities
Prilagojene kapitalske zahteve za nenadzorovane subjekte finančnega sektorja
Where a mixed financial holding company has a holding in a non-regulated financial sector entity, the notional own funds and the notional solvency requirements for that entity shall be calculated in accordance with the sectoral rules of the most important sector in the financial conglomerate.
Kadar ima mešani finančni holding delež v nenadzorovanem subjektu finančnega sektorja, se prilagojene kapitalske zahteve za ta subjekt izračunajo v skladu s sektorskimi pravili najpomembnejšega sektorja v finančnem konglomeratu.
For a non-regulated financial sector entity other than one referred to in paragraph 1, the notional own funds and the notional solvency requirements shall be calculated in accordance with the sectoral rules of the closest financial sector of the non-regulated financial sector entity.
Za nenadzorovani subjekt finančnega sektorja, razen subjekta iz odstavka 1, se prilagojene kapitalske zahteve izračunajo v skladu s sektorskimi pravili najbližjega finančnega sektorja nenadzorovanega subjekta finančnega sektorja.
The determination of the closest financial sector shall be based on the range of activities of the relevant entity and the extent to which it carries out those activities.
Opredelitev najbližjega finančnega sektorja temelji na različnih dejavnostih zadevnega subjekta in obsegu njegovega izvajanja teh dejavnosti.
If it is not possible to clearly identify the closest financial sector, the sectoral rules of the most important sector in the financial conglomerate shall be used.
Če najbližjega finančnega sektorja ni mogoče jasno opredeliti, se uporabijo sektorska pravila najpomembnejšega sektorja v finančnem konglomeratu.
Sectoral transitional and grandfathering arrangements
Sektorske prehodne in predhodno veljavne ureditve
The sectoral rules applied in the calculation of the supplementary capital adequacy requirements shall include any transitional or grandfathering provisions that apply at sectoral level.
Sektorska pravila, ki se uporabijo pri izračunu dopolnilnih kapitalskih zahtev, vključujejo katere koli prehodne ali predhodno veljavne določbe, ki se uporabljajo na sektorski ravni.
TECHNICAL CALCULATION METHODS
METODE TEHNIČNEGA IZRAČUNA
Specification of technical calculation under method 1 pursuant to Directive 2002/87/EC
Opredelitev tehničnega izračuna na podlagi metode 1 v skladu z Direktivo 2002/87/ES
The own funds of a financial conglomerate shall be calculated on the basis of the consolidated accounts according to the relevant accounting framework applied to the scope of supplementary supervision under Directive 2002/87/EC and shall take paragraph 5 into account where applicable.
Kapital finančnega konglomerata se izračuna na podlagi konsolidiranih računovodskih izkazov v skladu z ustreznim računovodskim okvirom, ki se uporablja za obseg dopolnilnega nadzora v skladu z Direktivo 2002/87/ES, pri čemer se po potrebi upošteva odstavek 5.
With regard to banking-led or investment-led financial conglomerates the following treatments shall be applied to unconsolidated investments when calculating the own funds of the financial conglomerate:
Kar zadeva finančne konglomerate, usmerjene v bančništvo ali naložbe, se za nekonsolidirane naložbe pri izračunu kapitala finančnega konglomerata uporablja naslednja obravnava:
unconsolidated significant investments held in a financial sector entity, within the meaning of Article 43 of Regulation (EU) No 575/2013, which belongs to the insurance sector, shall be fully deducted from the conglomerate's own funds;
nekonsolidirane pomembne naložbe v subjektu finančnega sektorja v smislu člena 43 Uredbe (EU) št. 575/2013, ki pripada zavarovalniškemu sektorju, se v celoti odbijejo od kapitala konglomerata;
unconsolidated investments, other than those referred to in point (a), held in a financial sector entity which belongs to the insurance sector shall be fully deducted from the conglomerate's own funds in accordance with Article 46 of Regulation (EU) No 575/2013.
nekonsolidirane naložbe, razen naložb iz točke (a), v subjektu finančnega sektorja, ki pripada zavarovalniškemu sektorju, se v celoti odbijejo od kapitala konglomerata v skladu s členom 46 Uredbe (EU) št. 575/2013.
Subject to paragraph 2, any own funds issued by an entity in a financial conglomerate and held by another entity in that financial conglomerate shall be deducted from the conglomerate's own funds if not already eliminated in the accounting consolidation process.
V skladu z odstavkom 2 se kateri koli kapital, ki ga izda subjekt v finančnem konglomeratu in ki ga ima drug subjekt v tem finančnem konglomeratu, odbije od kapitala konglomerata, če ni bil že izključen v postopku računovodske konsolidacije.
An undertaking which is a jointly controlled entity for the purpose of the relevant accounting framework shall be treated in accordance with sectoral rules on proportional consolidation or the inclusion of proportional shares.
Podjetje, ki je skupaj obvladovano podjetje za namene ustreznega računovodskega okvira, je obravnavano v skladu s sektorskimi pravili o sorazmerni konsolidaciji ali vključitvi sorazmernih deležev.
Where an entity within the scope of Directive 2009/138/EC forms part of a financial conglomerate, the calculation of the supplementary capital adequacy requirements at the level of the financial conglomerate shall be based on the valuation of assets and liabilities calculated in accordance with Section 1 and 2 of Chapter VI of Title I of Directive 2009/138/EC.
Kadar je subjekt, ki spada na področje uporabe Direktive 2009/138/ES, del finančnega konglomerata, izračun dopolnilnih kapitalskih zahtev na ravni finančnega konglomerata temelji na vrednotenju sredstev in obveznosti, izračunanih v skladu z oddelkoma 1 in 2 poglavja VI naslova I Direktive 2009/138/ES.
Where asset or liability values are subject to prudential filters and deductions in accordance with Title I of Part 2 of Regulation (EU) No 575/2013, the asset or liability values used for the purpose of the calculation of the supplementary capital adequacy requirements shall be those attributable to the relevant entities under that Regulation, excluding assets and liabilities attributable to other entities of the financial conglomerate.
Kadar se za vrednosti sredstev ali obveznosti uporabijo bonitetni filtri in odbitki v skladu z naslovom I dela 2 Uredbe (EU) št. 575/2013, se za namene izračuna dopolnilnih kapitalskih zahtev uporabijo vrednosti sredstev ali obveznosti, ki se pripišejo ustreznim subjektom v skladu z navedeno uredbo, pri čemer so izključena sredstva in obveznosti, ki se pripišejo drugim subjektom finančnega konglomerata.
Where calculation of a threshold or limit is required by sectoral rules, the threshold or limit at conglomerate level shall be calculated on the basis of the consolidated data of the financial conglomerate and after deductions required by paragraphs 2 and 3.
Kadar sektorska pravila določajo, da je treba izračunati prag ali omejitev, se prag ali omejitev na ravni konglomerata izračuna na podlagi konsolidiranih podatkov finančnega konglomerata in po odbitkih iz odstavkov 2 in 3.
For the purposes of calculating thresholds or limits, regulated entities in a financial conglomerate which fall within the scope of an institution's consolidated situation pursuant to Section 1 of Chapter 2 of Title II of Part One of Regulation (EU) No 575/2013 shall be considered together.
Za namene izračuna pragov ali omejitev so nadzorovani subjekti v finančnem konglomeratu, ki so vključeni v obseg konsolidiranega položaja institucije v skladu z oddelkom 1 poglavja 2 naslova II dela 1 Uredbe (EU) št. 575/2013, obravnavani skupaj.
For the purpose of calculating thresholds or limits, regulated entities in a financial conglomerate which fall within the scope of group supervision according to Title III of Directive 2009/138/EC shall be considered together.
Za namene izračuna pragov ali omejitev so nadzorovani subjekti v finančnem konglomeratu, ki so vključeni v obseg nadzora skupin v skladu z naslovom III Direktive 2009/138/ES, obravnavani skupaj.
For the purposes of calculating thresholds or limits at the regulated entity level, regulated entities in a financial conglomerate to which neither paragraph 8 nor paragraph 9 applies, shall calculate their respective thresholds and limits on an individual basis according to the sectoral rules of the regulated entity.
Za namene izračuna pragov ali omejitev na ravni nadzorovanega subjekta nadzorovani subjekti v finančnem konglomeratu, za katere se ne uporablja odstavek 8 ali odstavek 9, izračunajo svoje ustrezne pragove in omejitve na posamični podlagi v skladu s sektorskimi pravili nadzorovanega subjekta.
When summing the relevant sectoral solvency requirements there shall be no adjustment other than as required by Article 11 or as a result of adjustments to sectoral thresholds and limits pursuant to paragraph 7.
Pri seštevku ustreznih sektorskih kapitalskih zahtev se ne izvede nobena prilagoditev, razen prilagoditev v skladu s členom 11 ali prilagoditev, ki je posledica prilagoditev sektorskih pragov in omejitev v skladu z odstavkom 7.
Specification of technical calculation under method 2 pursuant to Directive 2002/87/EC
Opredelitev tehničnega izračuna na podlagi metode 2 v skladu z Direktivo 2002/87/ES
Where the own funds of a regulated entity are subject to a prudential filter pursuant to the relevant sectoral rules, one of the following treatments shall apply:
Kadar se za kapital nadzorovanega subjekta uporablja bonitetni filter v skladu z ustreznimi sektorskimi pravili, se uporabi ena od naslednjih obravnav:
the filtered amount, being the net amount that shall be taken into account in the calculation of own funds of participations, shall be added to the book value of participations in accordance with subparagraph 2 of Article 6(4) of Directive 2002/87/EC, if the filtered amount increases regulatory capital;
filtrirani znesek, tj. neto znesek, ki se upošteva pri izračunu kapitala udeležbe, se doda knjigovodski vrednosti udeležbe v skladu z drugim pododstavkom člena 6(4) Direktive 2002/87/ES, če se s filtriranim zneskom poveča regulativni kapital;
the filtered amount referred to in point (a) shall be deducted from the book value of participations in accordance with subparagraph 2 of Article 6(4) of Directive 2002/87/EC, if the filtered amount decreases regulatory capital.
filtrirani znesek iz točke (a) se odbije od knjigovodske vrednosti udeležbe v skladu z drugim pododstavkom člena 6(4) Direktive 2002/87/ES, če se s filtriranim zneskom zmanjša regulativni kapital.
For banking-led or investment-led financial conglomerates, significant investment in a financial sector entity within the meaning of Article 43 of Regulation (EU) No 575/2013, which belongs to the insurance sector and which is not a participation shall be fully deducted from the own funds items of the entity holding the instrument, in accordance with sectoral rules applicable to that entity.
Za finančne konglomerate, usmerjene v bančništvo ali naložbe, se pomembna naložba v subjekt finančnega sektorja v smislu člena 43 Uredbe (EU) št. 575/2013, ki pripada zavarovalniškemu sektorju in ki ni udeležba, v celoti odbije od postavk kapitala subjekta, ki ima zadevni instrument, v skladu s sektorskimi pravili, ki se uporabljajo za ta subjekt.