natgillin/translations-raw huggingface dataset:
To ensure that the relevant information is exchanged within reasonable limits while avoiding situations where the competent authorities of a home Member State are obliged to forward any information about an institution, regardless of its nature and importance, to all competent authorities of host Member States, in specific cases, only information that is relevant to a particular branch should be transmitted exclusively to the competent authorities in charge of supervising this branch.
Za zagotovitev, da se zadevne informacije izmenjajo znotraj razumnih meja in hkrati izogiba primerom, ko so pristojni organi matične države članice dolžni posredovati vsako informacijo o instituciji, ne glede na njeno naravo in pomen, vsem pristojnim organom držav članic gostiteljic, bi se morale v posebnih primerih posredovati le informacije, relevantne za določeno panogo, izključno organom, pristojnim za nadzor te podružnice.
For similar purposes, in a number of specific areas, only information revealing situations of non-compliance should be exchanged between competent authorities of home and host Member States, meaning that no information should be exchanged where the institution is in conformity with national and Union law.
Podobno bi bilo treba na številnih posebnih področjih med pristojnimi organi matičnih držav članic in držav članic gostiteljic izmenjati samo informacije, ki razkrivajo primere neupoštevanja predpisov, kar pomeni, da se v primeru, če institucija upošteva nacionalno pravo in pravo Unije, ne bi smela izmenjati nobena informacija.
This Regulation should also address exchange of information in relation to the carrying out of activities in a host Member State by way of the provision of cross-border services.
Ta uredba bi morala obravnavati tudi izmenjavo informacij v zvezi z izvajanjem dejavnosti v državi članici gostiteljici z zagotavljanjem čezmejnih storitev.
Given the nature of cross-border services, competent authorities of host Member States are confronted with a lack of information regarding operations being conducted in their jurisdictions, and therefore it is essential to specify in detail what information needs to be exchanged for the purposes of safeguarding financial stability and monitoring conditions of authorisations, in particular monitoring whether the institution provides services in accordance with the notifications provided.This Regulation is based on the draft regulatory technical standards submitted by the European Supervisory Authority (European Banking Authority (EBA) to the Commission.
Zaradi narave čezmejnih storitev se pristojni organi držav članic gostiteljic soočajo s pomanjkanjem informacij o poslih, ki se izvajajo v njihovih jurisdikcijah, in zato je bistveno, da se natančno določi, katere informacije je treba izmenjati za namene varovanja finančne stabilnosti in spremljanja pogojev za odobritve, zlasti spremljanja, ali institucija opravlja storitve v skladu s predloženimi uradnimi obvestili.
EBA has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Banking Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council [3],
Ta uredba temelji na osnutkih regulativnih tehničnih standardov, ki jih je Evropski nadzorni organ (Evropski bančni organ – EBA) predložil Komisiji.
HAS ADOPTED THIS REGULATION:
EBA je opravila odprta javna posvetovanja o osnutkih regulativnih tehničnih standardov, na katerih temelji ta uredba, analizirala potencialne povezane stroške in koristi ter prosila za mnenje interesno skupino za bančništvo, ustanovljeno v skladu s členom 37 Uredbe (EU) št. 1093/2010 Evropskega parlamenta in Sveta [3] –
CHAPTER I
SPREJELA NASLEDNJO UREDBO:
GENERAL PROVISIONS
POGLAVJE I
Article 1
SPLOŠNE DOLOČBE
Subject matter and scope
Člen 1
This Regulation specifies the information that the competent authorities of host and home Member States shall supply to one another in accordance with Article 50 of Directive 2013/36/EU.
Predmet urejanja in področje uporabe
It lays down rules on the information to be exchanged in relation to an institution which operates, through a branch or in the exercise of the freedom to provide services, in one or more Member States other than that in which its head office is situated.
Ta uredba določa informacije, ki jih pristojni organi držav članic gostiteljic in matičnih držav članic posredujejo drug drugemu v skladu s členom 50 Direktive 2013/36/EU.
Article 2
Določa predpise o informacijah, ki se izmenjajo v zvezi z institucijo, ki posluje prek podružnice ali z izvajanjem svobode opravljanja storitev v eni ali več drugih državah članicah, kot je tista, v kateri ima institucija sedež.
Information on a consolidated basis
Člen 2
Where the ultimate parent undertaking of an institution is set up in the same Member State as that in which the institution has its head office, and the competent authority of the institution's home Member State is also the consolidating supervisor, that competent authority shall, where appropriate in accordance with the requirements laid down in Regulation (EU) No 575/2013 and Directive 2013/36/EU, provide information regarding this institution at the consolidated level and shall inform the competent authorities of host Member States that the information is provided at that level.
Informacije na konsolidirani podlagi
CHAPTER II
Če je končno matično podjetje institucije ustanovljeno v isti državi članici, kot je tista, v kateri ima institucija svoj sedež, in je pristojni organ matične države članice institucije tudi konsolidacijski nadzornik, navedeni pristojni organ, kjer je primerno v skladu z zahtevami iz Uredbe (EU) št. 575/2013 in Direktive 2013/36/EU, zagotovi informacije o tej instituciji na konsolidirani podlagi in obvesti pristojne organe držav članic gostiteljic, da so informacije zagotovljene na tej podlagi.
INFORMATION EXCHANGE REGARDING INSTITUTIONS OPERATING THROUGH A BRANCH
POGLAVJE II
Article 3
IZMENJAVA INFORMACIJ GLEDE INSTITUCIJ, KI POSLUJEJO PREK PODRUŽNICE
Information concerning management and ownership
Člen 3
The competent authorities of the home Member State shall provide to the competent authorities of a host Member State the organisational structure of an institution including its business lines and its relationships to entities within the group.
Informacije v zvezi z upravljanjem in lastništvom
In addition to information specified in paragraph 1, the competent authorities of the home Member State shall provide to the competent authorities of a host Member State which supervise a significant branch, as referred to in Article 51 of Directive 2013/36/EU, the following information in relation to an institution:
Pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice informacije o organizacijski strukturi institucije, vključno z njenimi poslovnimi področji in njenimi odnosi s subjekti v skupini.
the structure of the management body and senior management, including the allocation of responsibility for the oversight of a branch;
Poleg informacij, določenih v odstavku 1, pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice, ki nadzirajo pomembno podružnico, kakor je navedena v členu 51 Direktive 2013/36/EU, naslednje informacije v zvezi z institucijo:
the list of shareholders and members with qualifying holdings based on information provided by the credit institution in accordance with Article 26(1) of Directive 2013/36/EU.
strukturo upravljalnega organa in višjega vodstva, vključno z dodelitvijo odgovornosti za nadzor nad podružnico;
Article 4
seznam delničarjev in družbenikov s kvalificiranimi deleži na podlagi informacij, ki jih zagotovi kreditna institucija v skladu s členom 26(1) Direktive 2013/36/EU.
Information concerning liquidity and supervisory findings
Člen 4
The competent authorities of the home Member State shall provide to the competent authorities of a host Member State the following information:
Informacije v zvezi z likvidnostjo in ugotovitvami iz nadzora
any material deficiencies in an institution's liquidity risk management which are known to the competent authorities and which may affect branches, any related supervisory measures which have been taken in relation to those deficiencies, and the extent of the institution's compliance with those supervisory measures;
Pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice naslednje informacije:
the overall assessment carried out by the competent authorities of the home Member State of an institution's liquidity risk profile and risk management, in particular in relation to a branch;
vse pomembne pomanjkljivosti pri upravljanju likvidnostnega tveganja institucije, ki so znane pristojnim organom in ki lahko vplivajo na podružnice, vse s tem povezane nadzorne ukrepe, ki so bili sprejeti v zvezi s temi pomanjkljivostmi, in v kolikšni meri institucija upošteva te nadzorne ukrepe;
an institution's ratios indicating its liquidity and stable funding position at the national or Union level in the domestic currency of the institution's home Member State and in all other currencies which are material for the institution;
celovito oceno profila likvidnostnega tveganja in upravljanja tveganja institucije, zlasti v zvezi s podružnico, ki jo izvedejo pristojni organi matične države članice;
the components of an institution's liquidity buffer;
količnike institucije, ki označujejo njeno likvidnost in položaj stabilnega financiranja na nacionalni ravni ali ravni Unije v domači valuti matične države članice institucije in v vseh drugih valutah, ki so bistvene za institucijo;
the degree of asset encumbrance of an institution;
sestavine likvidnostnega blažilnika institucije;
the ratio of an institution's loans to its deposits;
stopnjo obremenitve sredstev institucije;
any domestic liquidity ratios that apply to an institution as a part of macro-prudential policy measures by the competent authorities or by the designated authority whether as binding requirements, guidelines, recommendations, warnings or otherwise, including the definitions of those ratios;
razmerje med posojili institucije in njenimi vlogami;
any specific liquidity requirements applied in accordance with Article 105 of Directive 2013/36/EU;
vse domače količnike likvidnosti, ki jih za institucijo uporabljajo pristojni organi ali organ, določen za ta namen, kot del ukrepov makrobonitetne politike, in sicer bodisi kot zavezujoče zahteve, smernice, priporočila, opozorila ali drugače, vključno z opredelitvijo teh količnikov;
any obstacles to cash and collateral transfer to or from branches of an institution.
vse posebne likvidnostne zahteve, ki se uporabljajo v skladu s členom 105 Direktive 2013/36/EU;
Where the competent authorities have waived in full or in part the application of Part Six of Regulation (EU) No 575/2013 to an institution in accordance with Article 8 of that Regulation, the competent authorities of the home Member State shall provide the information referred to in paragraph 1 at the sub-consolidated level or, in accordance with Article 2 of this Regulation, at the consolidated level.
vse ovire pri prenosu denarnih sredstev in zavarovanja na podružnice institucije ali z njih.
In addition to the information specified in paragraph 1, the competent authorities of the home Member State shall provide to the competent authorities of a host Member State which supervise a significant branch the following information:
Če so pristojni organi v celoti ali deloma opustili uporabo dela 6 Uredbe (EU) št. 575/2013 za institucijo v skladu s členom 8 navedene uredbe, pristojni organi matične države članice posredujejo informacije iz odstavka 1 na subkonsolidirani podlagi ali v skladu s členom 2 te uredbe na konsolidirani podlagi.
the liquidity and funding policy of the institution, including descriptions of the funding arrangements for its branches, any intra-group support arrangements, and procedures for centralised cash pooling;
Poleg informacij, določenih v odstavku 1, pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice, ki nadzirajo pomembno podružnico, naslednje informacije:
the liquidity and funding contingency plans of the institution, including information on the assumed stress scenarios.
politiko glede likvidnosti in financiranja institucije, vključno z opisi ureditev financiranja za njene podružnice, vse podporne ureditve znotraj skupine in postopke za centralizirano združevanje denarnih sredstev (cash pooling);
Article 5
krizne načrte glede likvidnosti in financiranja institucije, vključno z informacijami o predvidenih stresnih scenarijih.
Information concerning solvency
Člen 5
The competent authorities of the home Member State shall inform the competent authorities of a host Member State whether an institution is compliant with the following requirements:
Informacije v zvezi s kapitalsko ustreznostjo
the own fund requirements laid down in Article 92 of Regulation (EU) No 575/2013, taking into account any measures adopted or recognised in accordance with Article 458 of that Regulation and, where relevant, taking into account the transitional arrangements laid down in Part Ten of that Regulation;
Pristojni organi matične države članice obvestijo pristojne organe države članice gostiteljice, ali institucija upošteva naslednje zahteve:
any additional own fund requirements imposed in accordance with Article 104 of Directive 2013/36/EU;
kapitalske zahteve, določene v členu 92 Uredbe (EU) št. 575/2013, ob upoštevanju vseh ukrepov, ki so bili sprejeti ali priznani v skladu s členom 458 navedene uredbe, kadar je ustrezno, ob upoštevanju prehodnih ureditev iz dela 10 navedene uredbe;
the capital buffer requirements set out in Chapter 4 of Title VII of Directive 2013/36/EU.
vse dodatne kapitalske zahteve, naložene v skladu s členom 104 Direktive 2013/36/EU;
In addition to the information specified in paragraph 1, the competent authorities of the home Member State shall provide to the competent authorities of a host Member State which supervise a significant branch of an institution which is subject to own funds requirements the following information:
zahteve glede kapitalskega blažilnika, določene v poglavju 4 naslova VII Direktive 2013/36/EU.
the institution's Common Equity Tier 1 capital ratio, within the meaning of Article 92(2)(a) of Regulation (EU) No 575/2013;
Poleg informacij, določenih v odstavku 1, pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice, ki nadzirajo pomembno podružnico institucije, za katero veljajo kapitalske zahteve, naslednje informacije:
the institution's Tier 1 capital ratio, within the meaning of Article 92(2)(b) of Regulation (EU) No 575/2013;
količnik navadnega lastniškega temeljnega kapitala institucije v smislu člena 92(2)(a) Uredbe (EU) št. 575/2013;
the institution's total capital ratio, within the meaning of Article 92(2)(c) of Regulation (EU) No 575/2013;
količnik temeljnega kapitala institucije v smislu člena 92(2)(b) Uredbe (EU) št. 575/2013;
the institution's total risk exposure amount, within the meaning of Article 92(3) of Regulation (EU) No 575/2013;
količnik skupnega kapitala institucije v smislu člena 92(2)(c) Uredbe (EU) št. 575/2013;
the own funds requirements applicable in the home Member State in accordance with Article 92 of Regulation (EU) No 575/2013, taking into account any measures adopted or recognised in accordance with Article 458 of that Regulation and, where relevant, taking into account the transitional arrangements laid down in Part Ten of that Regulation;
znesek skupne izpostavljenosti tveganjem institucije v smislu člena 92(3) Uredbe (EU) št. 575/2013;
the level of the capital conservation buffer that the institution is required to maintain in accordance with Article 129 of Directive 2013/36/EU;
kapitalske zahteve, ki se uporabljajo v matični državi članici v skladu s členom 92 Uredbe (EU) št. 575/2013, ob upoštevanju vseh ukrepov, ki so bili sprejeti ali priznani v skladu s členom 458 navedene uredbe, in, kadar je ustrezno, ob upoštevanju prehodnih ureditev iz dela 10 navedene uredbe;
the level of any institution-specific countercyclical capital buffer that the institution is required to maintain in accordance with Article 130 of Directive 2013/36/EU;
raven varovalnega kapitalskega blažilnika, ki ga mora institucija vzdrževati v skladu s členom 129 Direktive 2013/36/EU;
the level of any systemic risk buffer that the institution is required to maintain in accordance with Article 133 of Directive 2013/36/EU;
raven kakršnega koli posamezni instituciji lastnega proticikličnega kapitalskega blažilnika, ki ga mora institucija vzdrževati v skladu s členom 130 Direktive 2013/36/EU;
the level of any G-SII buffer or O-SII buffer that the institution is required to maintain in accordance with Article 131(4) and (5) of Directive 2013/36/EU;
raven kakršnega koli blažilnika sistemskih tveganj, ki ga mora institucija vzdrževati v skladu s členom 133 Direktive 2013/36/EU;
the level of any additional own funds requirements imposed in accordance with point (a) of Article 104(1) of Directive 2013/36/EU and of any other requirements imposed relating to the institution's solvency in accordance with that Article.
raven kakršnega koli blažilnika za globalne sistemsko pomembne institucije (GSPI) ali blažilnika za druge sistemsko pomembne institucije (DSPI), ki ga mora institucija vzdrževati v skladu s členom 131(4) in (5) Direktive 2013/36/EU;
Where the application of the relevant provisions of Regulation (EU) No 575/2013 has been waived in accordance with Articles 7, 10 or 15 of that Regulation, or the requirements set out in Articles 10 and 12 and Article 13(1) of Directive 2013/36/EU have been waived in accordance with Article 21 of that Directive 2013/36/EU, or an institution has received permission to apply the treatment referred to in Article 9(1) of Regulation (EU) No 575/2013, the competent authorities of the home Member State shall provide the information set out in paragraph 2 at the sub-consolidated level or, in accordance with Article 2 of this Regulation, at the consolidated level.
raven vseh dodatnih kapitalskih zahtev, naloženih v skladu s točko (a) člena 104(1) Direktive 2013/36/EU, in vseh drugih zahtev, naloženih v zvezi s kapitalsko ustreznostjo institucije v skladu z navedenim členom.
Article 6
Če je bila uporaba zadevnih določb iz Uredbe (EU) št. 575/2013 opuščena v skladu s členi 7, 10 ali 15 navedene uredbe ali so bile opuščene zahteve, določene v členih 10, 12 in 13(1) Direktive 2013/36/EU, v skladu s členom 21 Direktive 2013/36/EU ali pa je institucija prejela dovoljenje za uporabo obravnave iz člena 9(1) Uredbe (EU) št. 575/2013, pristojni organi matične države članice zagotovijo informacije iz odstavka 2 na subkonsolidirani podlagi ali v skladu s členom 2 te uredbe na konsolidirani podlagi.
Information concerning deposit-guarantee schemes
Člen 6
The competent authorities of the home Member State shall inform the competent authorities of a host Member State of the name of the deposit-guarantee scheme to which an institution belongs in accordance with Article 3(1) of Directive 94/19/EC of the European Parliament and of the Council [4].
Informacije v zvezi s sistemi zajamčenih vlog
The competent authorities of the home Member State shall provide to the competent authorities of a host Member State the following information in relation to the deposit-guarantee scheme referred to in paragraph 1:
Pristojni organi matične države članice obvestijo pristojne organe države članice gostiteljice o imenu sistema zajamčenih vlog, v katerega spada institucija v skladu s členom 3(1) Direktive 94/19/ES Evropskega parlamenta in Sveta.
the maximum coverage of the deposit-guarantee scheme per eligible depositor;
[4]
the scope of coverage and the types of deposits covered;
Pristojni organi matične države članice posredujejo pristojnim organom države članice gostiteljice naslednje informacije v zvezi s sistemom zajamčenih vlog iz odstavka 1:
any exclusion from the coverage, including products and types of depositors;
maksimalno kritje sistema zajamčenih vlog na upravičenega vlagatelja;
funding arrangements of the deposit guarantee scheme, in particular whether the scheme is funded ex-ante or ex-post, and the volume of the scheme;
obseg kritja in vrste kritih vlog;
contact details of the administrator of the scheme.
kakršno koli izključitev iz kritja z navedbo produktov in vrst vlagateljev;
The information set out in paragraph 2 shall only be provided to the competent authorities of a host Member State once in relation to each deposit-guarantee scheme concerned.
ureditve financiranja sistema zajamčenih vlog in zlasti, ali se sistem financira predhodno ali naknadno, ter obseg sistema;
Where there is a change in the information provided, the competent authorities of the home Member State shall provide updated information to competent authorities of a host Member State.
kontaktne podatke upravljavca sistema.
Article 7
Informacije, določene v odstavku 2, se sporočijo pristojnim organom države članice gostiteljice samo enkrat v zvezi z vsakim zadevnim sistemom zajamčenih vlog.
Information concerning limitation of large exposures
Če je prišlo do spremembe v predloženih informacijah, pristojni organi matične države članice posredujejo posodobljene informacije pristojnim organom države članice gostiteljice.
The competent authorities of the home Member State shall provide information to the competent authorities of a host Member State regarding any situation in respect of which the competent authorities of the home Member State have determined that an institution has not complied with applicable large exposures limits and requirements laid down in Part Four of Regulation (EU) No 575/2013.
Člen 7
The information to be provided shall explain the situation and the supervisory measures taken or planned to be taken.
Informacije v zvezi z omejitvijo velikih izpostavljenosti
Article 8
Pristojni organi matične države članice posredujejo informacije pristojnim organom države članice gostiteljice o vseh primerih, v katerih so pristojni organi matične države članice ugotovili, da institucija ni upoštevala veljavnih omejitev velikih izpostavljenosti in zahtev, določenih v delu 4 Uredbe (EU) št. 575/2013.
Information regarding systemic risk posed by institution
Informacije, ki se posredujejo, pojasnijo primer in nadzorne ukrepe, ki so bili sprejeti ali se načrtujejo.
The competent authorities of the home Member State shall inform the competent authorities of a host Member State where an institution has been designated as a global systemically important institution (G-SII) or as another systemically important institution (O-SII) in accordance with Article 131(1) of Directive 2013/36/EU.
Člen 8
Where the institution has been identified as a G-SII, the information provided shall include the sub-category to which it is allocated.
Informacije v zvezi s sistemskim tveganjem, ki ga predstavlja institucija
Article 9
Pristojni organi matične države članice obvestijo pristojne organe države članice gostiteljice, če je bila institucija v skladu s členom 131(1) Direktive 2013/36/EU opredeljena kot globalno sistemsko pomembna institucija (GSPI) ali kot druga sistemsko pomembna institucija (DSPI).
Information concerning administrative and accounting procedures
Če je bila institucija opredeljena kot GSPI, predložene informacije vključujejo podkategorijo, v katero je razvrščena.
The competent authorities of the home Member State shall provide information to the competent authorities of a host Member State regarding any situation where the competent authorities of the home Member State have determined that an institution has not complied with applicable accounting standards and procedures to which the institution is subject in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council [5].
Člen 9