natgillin/translations-raw huggingface dataset:
Where authorisation as referred to in paragraph 1 of this Article is applied for, the national judicial authority shall control that the decision of the ECB is authentic and that the coercive measures envisaged are neither arbitrary nor excessive having regard to the subject matter of the inspection.
Če se zaprosi za dovoljenje iz odstavka 1 tega člena, nacionalni sodni organ preveri, ali je odločitev ECB pristna ter ali predvideni prisilni ukrepi glede na predmet inšpekcijskega pregleda niso samovoljni ali pretirani.
In its control of the proportionality of the coercive measures, the national judicial authority may ask the ECB for detailed explanations, in particular relating to the grounds the ECB has for suspecting that an infringement of the acts referred to in the first subparagraph of Article 4(3) has taken place and the seriousness of the suspected infringement and the nature of the involvement of the person subject to the coercive measures.
Pri preverjanju sorazmernosti prisilnih ukrepov lahko nacionalni sodni organ ECB zaprosi za podrobna pojasnila, zlasti glede razlogov, ki jih ima ECB za sum o kršitvi aktov iz prvega pododstavka člena 4(3), resnosti domnevne kršitve in narave vpletenosti osebe, na katero se nanašajo prisilni ukrepi.
However, the national judicial authority shall not review the necessity for the inspection or demand to be provided with the information on the ECB’s file.
Nacionalni sodni organ pa ne sme presojati tega, ali je inšpekcijski pregled potreben, oziroma zahtevati informacij iz spisa ECB.
The lawfulness of the ECB’s decision shall be subject to review only by the CJEU.
Zakonitost odločitve ECB lahko presoja samo Sodišče Evropske unije.
Specific supervisory powers
Posebna nadzorniška pooblastila
Any application for an authorisation to take up the business of a credit institution to be established in a participating Member State shall be submitted to the national competent authorities of the Member State where the credit institution is to be established in accordance with the requirements set out in relevant national law.
Vsaka prošnja za izdajo dovoljenja za opravljanje dejavnosti kreditni instituciji, ki naj bi imela sedež v sodelujoči državi članici, se predloži pristojnim nacionalnim organom države članice, v kateri naj bi kreditna institucija imela sedež, v skladu z zahtevami, ki jih določa upoštevno nacionalno pravo.
If the applicant complies with all conditions of authorisation set out in the relevant national law of that Member State, the national competent authority shall take, within the period provided for by relevant national law, a draft decision to propose to the ECB to grant the authorisation.
Če vlagatelj izpolnjuje vse pogoje za izdajo dovoljenja, ki jih določa upoštevno nacionalno pravo te države članice, pristojni nacionalni organ v obdobju, določenem v upoštevnem nacionalnem pravu, sprejme osnutek odločitve, s katerim ECB predlaga izdajo dovoljenja.
The draft decision shall be notified to the ECB and the applicant for authorisation.
O osnutku odločitve uradno obvesti ECB in vlagatelja prošnje za izdajo dovoljenja.
In other cases, the national competent authority shall reject the application for authorisation.
V drugih primerih pristojni nacionalni organ zavrne vlogo za izdajo dovoljenja.
The draft decision shall be deemed to be adopted by the ECB unless the ECB objects within a maximum period of ten working days, extendable once for the same period in duly justified cases.
Za osnutek odločitve velja, da ga je ECB sprejela, če ta ne ugovarja v roku največ desetih delovnih dni, ki ga lahko v ustrezno utemeljenih primerih enkrat podaljša za dodatnih deset delovnih dni.
The ECB shall object to the draft decision only where the conditions for authorisation set out in relevant Union law are not met.
ECB osnutku odločitve ugovarja le, če niso izpolnjeni pogoji za izdajo dovoljenja, ki jih določa upoštevno pravo Unije.
It shall state the reasons for the rejection in writing.
Razloge za zavrnitev navede pisno.
The decision taken in accordance with paragraphs 2 and 3 shall be notified by the national competent authority to the applicant for authorisation.
Pristojni nacionalni organ vlagatelja prošnje za izdajo dovoljenja uradno obvesti o odločitvi, sprejeti v skladu z odstavkoma 2 in 3.
Subject to paragraph 6, the ECB may withdraw the authorisation in the cases set out in relevant Union law on its own initiative, following consultations with the national competent authority of the participating Member State where the credit institution is established, or on a proposal from such national competent authority.
Ob upoštevanju odstavka 6 lahko ECB v primerih, ki jih določa upoštevno pravo Unije, odvzame dovoljenje na lastno pobudo po posvetovanju s pristojnim nacionalnim organom sodelujoče države članice, v kateri ima kreditna institucija sedež, ali na predlog takega pristojnega nacionalnega organa.
These consultations shall in particular ensure that before taking decisions regarding withdrawal, the ECB allows sufficient time for the national authorities to decide on the necessary remedial actions, including possible resolution measures, and takes these into account.
S temi posvetovanji se zlasti zagotovi, da ECB pred sprejetjem odločitev o odvzemu dovoljenja nacionalnim organom da na voljo dovolj časa, da odločijo o potrebnih popravnih ukrepih, vključno z morebitnimi ukrepi reševanja, in te ukrepe upošteva.
Where the national competent authority which has proposed the authorisation in accordance with paragraph 1 considers that the authorisation must be withdrawn in accordance with the relevant national law, it shall submit a proposal to the ECB to that end.
Če pristojni nacionalni organ, ki je v skladu z odstavkom 1 predlagal izdajo dovoljenja, meni, da je treba v skladu z upoštevnim nacionalnim pravom dovoljenje odvzeti, to predlaga ECB.
In that case, the ECB shall take a decision on the proposed withdrawal taking full account of the justification for withdrawal put forward by the national competent authority.
V tem primeru ECB sprejme odločitev glede predlaganega odvzema, pri čemer dosledno upošteva razloge za odvzem, ki jih predloži pristojni nacionalni organ.
As long as national authorities remain competent to resolve credit institutions, in cases where they consider that the withdrawal of the authorisation would prejudice the adequate implementation of or actions necessary for resolution or to maintain financial stability, they shall duly notify their objection to the ECB explaining in detail the prejudice that a withdrawal would cause.
Dokler so za reševanje kreditnih institucij še naprej pristojni nacionalni organi, ti v primerih, v katerih menijo, da bi odvzem dovoljenja škodljivo vplival na ustrezno izvajanje ukrepov ali na same ukrepe, potrebne za reševanje ali za ohranitev finančne stabilnosti, o svojem ugovoru ustrezno uradno obvestijo ECB, pri čemer podrobno obrazložijo škodljiv vpliv, ki bi ga povzročil odvzem.
In those cases, the ECB shall abstain from proceeding to the withdrawal for a period mutually agreed with the national authorities.
ECB v teh primerih v obdobju, ki je vzajemno dogovorjeno z nacionalnimi organi, ne izvede odvzema dovoljenja.
The ECB may extend that period if it is of the opinion that sufficient progress has been made.
ECB lahko to obdobje podaljša, če meni, da je bil dosežen zadosten napredek.
If, however, the ECB determines in a reasoned decision that proper actions necessary to maintain financial stability have not been implemented by the national authorities, the withdrawal of the authorisations shall apply immediately.
Vendar če ECB v obrazloženi odločitvi ugotovi, da nacionalni organi niso izvedli ustreznih ukrepov, potrebnih za ohranitev finančne stabilnosti, nemudoma izvede odvzem dovoljenja.
Assessment of acquisitions of qualifying holdings
Ocena pridobitev kvalificiranega deleža
Without prejudice to the exemptions provided for in point (c) of Article 4(1), any notification of an acquisition of a qualifying holding in a credit institution established in a participating Member State or any related information shall be introduced with the national competent authorities of the Member State where the credit institution is established in accordance with the requirements set out in relevant national law based on the acts referred to in the first subparagraph of Article 4(3).
Brez poseganja v izjeme, določene v točki (c) člena 4(1), se vsakršna priglasitev pridobitve kvalificiranega deleža v kreditni instituciji s sedežem v sodelujoči državi članici ali s tem povezane informacije naslovijo na pristojne nacionalne organe države članice, v kateri ima kreditna institucija sedež, v skladu z zahtevami upoštevnega nacionalnega prava na podlagi aktov, navedenih v prvem pododstavku člena 4(3).
The national competent authority shall assess the proposed acquisition, and shall forward the notification and a proposal for a decision to oppose or not to oppose the acquisition, based on the criteria set out in the acts referred to in the first subparagraph of Article 4(3), to the ECB, at least ten working days before the expiry of the relevant assessment period as defined by relevant Union law, and shall assist the ECB in accordance with Article 6.
Pristojni nacionalni organ oceni nameravano pridobitev in najmanj deset delovnih dni pred iztekom ustreznega obdobja ocenjevanja, določenega v upoštevnem pravu Unije, ECB posreduje priglasitev in predlog odločitve o nasprotovanju ali nenasprotovanju pridobitvi na podlagi meril iz aktov, navedenih v prvem pododstavku člena 4(3), ter pomaga ECB v skladu s členom 6.
The ECB shall decide whether to oppose the acquisition on the basis of the assessment criteria set out in relevant Union law and in accordance with the procedure and within the assessment periods set out therein.
ECB odloči, ali bo pridobitvi nasprotovala, na podlagi ocenjevalnih meril, določenih v upoštevnem pravu Unije, ter v skladu s tam določenim postopkom in ocenjevalnim obdobjem.
For the purpose of carrying out its tasks referred to in Article 4(1) and without prejudice to other powers conferred on the ECB, the ECB shall have the powers set out in paragraph 2 of this Article to require any credit institution, financial holding company or mixed financial holding company in participating Member States to take the necessary measures at an early stage to address relevant problems in any of the following circumstances:
ECB ima za opravljanje svojih nalog iz člena 4(1) in brez poseganja v druga pooblastila, ki so ji podeljena, pooblastila, določena v odstavku 2 tega člena, na podlagi katerih lahko od katere koli kreditne institucije, finančnega holdinga ali mešanega finančnega holdinga v sodelujočih državah članicah zahteva, naj pravočasno sprejme potrebne ukrepe za odpravo zadevnih težav, v kateri koli od naslednjih okoliščin:
the credit institution does not meet the requirements of the acts referred to in the first subparagraph of Article 4(3);
kreditna institucija ne izpolnjuje zahtev iz aktov, navedenih v prvem pododstavku člena 4(3);
the ECB has evidence that the credit institution is likely to breach the requirements of the acts referred to in the first subparagraph of Article 4(3) within the next 12 months;
ECB ima dokaze, da bo kreditna institucija v naslednjih 12 mesecih verjetno kršila zahteve iz aktov, navedenih v prvem pododstavku člena 4(3);
based on a determination, in the framework of a supervisory review in accordance with point (f) of Article 4(1), that the arrangements, strategies, processes and mechanisms implemented by the credit institution and the own funds and liquidity held by it do not ensure a sound management and coverage of its risks.
na podlagi ugotovitve v okviru nadzorniškega pregledovanja v skladu s točko (f) člena 4(1), da ureditve, strategije, procesi in mehanizmi, ki jih izvaja kreditna institucija, ter kapital in likvidnost te institucije ne zagotavljajo zanesljivega upravljanja in kritja tveganj, s katerimi se sooča.
For the purposes of Article 9(1), the ECB shall have, in particular, the following powers:
Za namene člena 9(1) ima ECB zlasti naslednja pooblastila:
to require institutions to hold own funds in excess of the capital requirements laid down in the acts referred to in the first subparagraph of Article 4(3) related to elements of risks and risks not covered by the relevant Union acts;
zahtevati, naj imajo institucije kapital, ki presega kapitalske zahteve iz aktov, navedenih v prvem pododstavku člena 4(3), povezan z dejavniki tveganj in s tveganji, ki jih ne krijejo upoštevni akti Unije;
to require the reinforcement of the arrangements, processes, mechanisms and strategies;
zahtevati okrepitev ureditev, procesov, mehanizmov in strategij;
to require institutions to present a plan to restore compliance with supervisory requirements pursuant to the acts referred to in the first subparagraph of Article 4(3) and set a deadline for its implementation, including improvements to that plan regarding scope and deadline;
zahtevati, naj institucije predložijo načrt za ponovno zagotovitev skladnosti z nadzornimi zahtevami iz aktov, navedenih v prvem pododstavku člena 4(3), ter določijo rok za njegovo izvedbo, vključno z izboljšavami načrta v zvezi z obsegom in rokom;
to require institutions to apply a specific provisioning policy or treatment of assets in terms of own funds requirements;
zahtevati, naj institucije v zvezi s kapitalskimi zahtevami uporabljajo posebno politiko oblikovanja rezervacij ali obravnavo sredstev;
to restrict or limit the business, operations or network of institutions or to request the divestment of activities that pose excessive risks to the soundness of an institution;
omejiti poslovanje, dejavnosti ali mrežo institucij ali zahtevati odpravo dejavnosti, ki pomenijo preveliko tveganje za stabilnost institucije;
to require the reduction of the risk inherent in the activities, products and systems of institutions;
zahtevati zmanjšanje tveganja, ki je povezano z dejavnostmi, produkti in sistemi institucij;
to require institutions to limit variable remuneration as a percentage of net revenues when it is inconsistent with the maintenance of a sound capital base;
zahtevati, naj institucije omejijo variabilne prejemke kot delež neto prihodkov, kadar niso v skladu z ohranjanjem trdne kapitalske osnove;
to require institutions to use net profits to strengthen own funds;
zahtevati, naj institucije za povečanje kapitala uporabijo čisti dobiček;
to restrict or prohibit distributions by the institution to shareholders, members or holders of Additional Tier 1 instruments where the prohibition does not constitute an event of default of the institution;
omejiti ali prepovedati, da institucije delijo dobiček med delničarje, družbenike ali imetnike instrumentov dodatnega temeljnega kapitala, kadar prepoved ne pomeni nastopa dogodka neplačila institucije;
to impose additional or more frequent reporting requirements, including reporting on capital and liquidity positions;
določiti zahteve glede dodatnega ali pogostejšega poročanja, vključno s poročanjem o kapitalskih in likvidnostnih pozicijah;
to impose specific liquidity requirements, including restrictions on maturity mismatches between assets and liabilities;
določiti posebne likvidnostne zahteve, vključno z omejitvami glede neusklajenosti zapadlosti med sredstvi in obveznostmi;
to require additional disclosures;
zahtevati dodatna razkritja;
to remove at any time members from the management body of credit institutions who do not fulfil the requirements set out in the acts referred to in the first subparagraph of Article 4(3).
kadar koli zamenjati člane upravnega organa kreditnih institucij, ki ne izpolnjujejo zahtev iz aktov, navedenih v prvem pododstavku člena 4(3).
Powers of host authorities and cooperation on supervision on a consolidated basis
Pooblastila organov države gostiteljice in sodelovanje pri nadzoru na konsolidirani podlagi
Between participating Member States the procedures set out in the relevant Union law for credit institutions wishing to establish a branch or to exercise the freedom to provide services by carrying on their activities within the territory of another Member State and the related competences of home and host Member States shall apply only for the purposes of the tasks not conferred on the ECB by Article 4.
Med sodelujočimi državami članicami se postopki, ki jih upoštevno pravo Unije določa za kreditne institucije, ki želijo ustanoviti podružnico ali uveljavljati pravico do svobode opravljanja storitev, tako da opravljajo dejavnosti na ozemlju druge države članice, ter s tem povezane pristojnosti matične države članice in države članice gostiteljice uporabljajo samo za naloge, ki se ne prenesejo na ECB s členom 4.
The provisions set out in the relevant Union law in relation to the cooperation between competent authorities from different Member States for conducting supervision on a consolidated basis shall not apply to the extent that the ECB is the only competent authority involved.
Določbe upoštevnega prava Unije o sodelovanju med pristojnimi organi različnih držav članic pri izvajanju nadzora na konsolidirani podlagi se ne uporabljajo, če je ECB edini udeleženi pristojni organ.
In fulfilling its tasks as defined in Articles 4 and 5 the ECB shall respect a fair balance between all participating Member States in accordance with Article 6(8) and shall, in its relationship with non-participating Member States, respect the balance between home and host Member States established in relevant Union law.
ECB pri izpolnjevanju svojih nalog, kot so opredeljene v členih 4 in 5, upošteva pravično uravnoteženost med vsemi sodelujočimi državami članicami v skladu s členom 6(8), v odnosih z nesodelujočimi državami članicami pa upošteva uravnoteženost med matičnimi državami članicami in državami članicami gostiteljicami, kot je določena v upoštevnem pravu Unije.
For the purpose of carrying out the tasks conferred on it by this Regulation, where credit institutions, financial holding companies, or mixed financial holding companies, intentionally or negligently, breach a requirement under relevant directly applicable acts of Union law in relation to which administrative pecuniary penalties shall be made available to competent authorities under the relevant Union law, the ECB may impose administrative pecuniary penalties of up to twice the amount of the profits gained or losses avoided because of the breach where those can be determined, or up to 10 % of the total annual turnover, as defined in relevant Union law, of a legal person in the preceding business year or such other pecuniary penalties as may be provided for in relevant Union law.
Če kreditne institucije, finančni holdingi ali mešani finančni holdingi namerno ali iz malomarnosti kršijo zahtevo iz upoštevnih pravnih aktov Unije, ki se neposredno uporabljajo, in je v zvezi s tem pristojnim organom v skladu z upoštevnim pravom Unije dana možnost, da izrečejo upravne denarne kazni, lahko ECB pri opravljanju nalog, ki se nanjo prenesejo s to uredbo, naloži upravne denarne kazni v višini do dvakratnega zneska dobička, pridobljenega s kršitvijo, ali izgube, preprečene s kršitvijo, kadar ju je mogoče opredeliti, oziroma do 10 % skupnega letnega prometa pravne osebe v predhodnem poslovnem letu, kot je opredeljen v upoštevnem pravu Unije, oziroma morebitne druge denarne kazni, določene v upoštevnem pravu Unije.
Where the legal person is a subsidiary of a parent undertaking, the relevant total annual turnover referred to in paragraph 1 shall be the total annual turnover resulting from the consolidated account of the ultimate parent undertaking in the preceding business year.
Če je pravna oseba podrejena družba nadrejene osebe, je zadevni skupni letni promet iz odstavka 1 skupni letni promet iz konsolidiranih računovodskih izkazov končne nadrejene osebe v predhodnem poslovnem letu.
The penalties applied shall be effective, proportionate and dissuasive.
Kazni, ki se uporabljajo, so učinkovite, sorazmerne in odvračilne.
In determining whether to impose a penalty and in determining the appropriate penalty, the ECB shall act in accordance with Article 9(2).
ECB pri odločanju o tem, ali bo naložila kazen, in pri določitvi ustrezne kazni ukrepa v skladu s členom 9(2).
The ECB shall apply this Article in accordance with the acts referred to in the first subparagraph of Article 4(3) of this Regulation, including the procedures contained in Regulation (EC) No 2532/98, as appropriate.
ECB uporablja ta člen v skladu z akti, navedenimi v prvem pododstavku člena 4(3) te uredbe, po potrebi vključno s postopki iz Uredbe (ES) št. 2532/98.
In the cases not covered by paragraph 1 of this Article, where necessary for the purpose of carrying out the tasks conferred on it by this Regulation, the ECB may require national competent authorities to open proceedings with a view to taking action in order to ensure that appropriate penalties are imposed in accordance with the acts referred to in the first subparagraph of Article 4(3) and any relevant national legislation which confers specific powers which are currently not required by Union law.
V primerih, ki jih odstavek 1 tega člena ne ureja, lahko ECB, če je to potrebno za opravljanje nalog, ki se nanjo prenesejo s to uredbo, od pristojnih nacionalnih organov zahteva, naj sprožijo postopek za sprejetje ukrepov, s katerimi zagotovijo naložitev ustreznih kazni v skladu z akti iz prvega pododstavka člena 4(3) in vso ustrezno nacionalno zakonodajo, ki daje posebna pooblastila, ki se trenutno s pravom Unije ne zahtevajo.
The penalties applied by national competent authorities shall be effective, proportionate and dissuasive.
Kazni, ki jih uporabljajo pristojni nacionalni organi, so učinkovite, sorazmerne in odvračilne.
The first subparagraph of this paragraph shall be applicable in particular to pecuniary penalties to be imposed on credit institutions, financial holding companies or mixed financial holding companies for breaches of national law transposing relevant Directives, and to any administrative penalties or measures to be imposed on members of the management board of a credit institution, financial holding company or mixed financial holding company or any other individuals who under national law are responsible for a breach by a credit institution, financial holding company or mixed financial holding company.
Prvi pododstavek tega odstavka se uporablja zlasti za denarne kazni, ki se naložijo kreditnim institucijam, finančnim holdingom ali mešanim finančnim holdingom zaradi kršitev nacionalnega prava, s katerim so bile prenesene upoštevne direktive, ter za vse upravne kazni ali ukrepe, ki se naložijo članom uprave kreditne institucije, finančnega holdinga ali mešanega finančnega holdinga ali vsem drugim posameznikom, ki so v skladu z nacionalnim pravom odgovorni za kršitve kreditnih institucij, finančnih holdingov ali mešanih finančnih holdingov.
The ECB shall publish any penalty referred to paragraph 1, whether it has been appealed or not, in the cases and in accordance with the conditions set out in relevant Union law.
ECB objavi sankcije iz odstavka 1 ne glede na to, ali so glede njih vložene pritožbe ali ne, v primerih in v skladu s pogoji, kot so določeni v ustreznem pravu Unije.
Without prejudice to paragraphs 1 to 6, for the purposes of carrying out the tasks conferred on it by this Regulation, in case of a breach of ECB regulations or decisions, the ECB may impose sanctions in accordance with Regulation (EC) No 2532/98.
Brez poseganja v odstavke 1 do 6 lahko ECB pri opravljanju nalog, ki se nanjo prenesejo s to uredbo, v primeru kršitve njenih uredb ali sklepov naloži kazni v skladu z Uredbo (ES) št. 2532/98.
When carrying out the tasks conferred on it by this Regulation, the ECB and the national competent authorities acting within the SSM shall act independently.
ECB in pristojni nacionalni organi, ki delujejo v okviru enotnega mehanizma nadzora, pri opravljanju nalog, ki se nanje prenesejo s to uredbo, ravnajo neodvisno.