natgillin/translations-raw huggingface dataset:
it shall analyse and plan for how to address any unforeseen and potentially uncovered liquidity shortfalls, and adopt rules and procedures to implement such plans;
Takšni osnutki regulativnih tehničnih standardov se po potrebi uskladijo z regulativnimi tehničnimi standardi, ki se sprejmejo v skladu s členom 46(3) Uredbe (EU) št. 648/2012.
where practical and available, without prejudice to the eligibility rules of the central bank, it shall have access to central bank accounts and other central bank services to enhance its management of liquidity risks and Union credit institutions shall deposit the corresponding cash balances on dedicated accounts with Union central banks of issue;
Člen 60
it shall have prearranged and highly reliable arrangements to ensure that it can liquidate in a timely fashion the collateral provided to it by a defaulting client;
Nadzor imenovanih kreditnih institucij in CDD z dovoljenjem za zagotavljanje pomožnih bančnih storitev
it shall report regularly to the authorities referred to in Article 60(1), and disclose to the public, as to how it measures, monitors and manages its liquidity risks, including intra-day liquidity risks.
Brez poseganja v člena 17 in 22 te uredbe so pristojni organi, kakor so opredeljeni v točki 40 člena 4(1) Uredbe (EU) št. 575/2013, pod pogoji iz Uredbe (EU) št. 575/2013 in Direktive 2013/36/EU odgovorni za izdajo dovoljenja v vlogi kreditnih institucij in za nadzor v vlogi kreditnih institucij imenovanim kreditnim institucijam in CDD z dovoljenjem na podlagi te uredbe za zagotavljanje pomožnih bančnih storitev.
EBA shall, in close cooperation with ESMA and the members of the ESCB, develop draft regulatory technical standards to further specify details of the frameworks and tools for the monitoring, the measuring, the management, the reporting and the public disclosure of the credit and liquidity risks, including those which occur intra-day, referred to in paragraphs 3 and 4.
Pristojni organi iz prvega pododstavka so odgovorni tudi za nadzor, ali imenovane kreditne institucije in CDD iz navedenega pododstavka upoštevajo bonitetne zahteve iz člena 59 te uredbe.
Such draft regulatory technical standards shall, where appropriate, be aligned to the regulatory technical standards adopted in accordance with Article 46(3) of Regulation (EU) No 648/2012.
Pristojni organi iz prvega pododstavka redno in vsaj enkrat letno ocenijo, ali imenovana kreditna institucija ali CDD z dovoljenjem za zagotavljanje pomožnih bančnih storitev upošteva člen 59, ter pristojni organ CDD – ta pa potem organe iz člena 55(4) – obvestijo o rezultatih svojega nadzora na podlagi tega odstavka, tudi o morebitnih popravnih ukrepih ali kaznih.
Article 60
Organ, pristojen za CDD, po posvetovanju s pristojnim organom iz odstavka 1 vsaj enkrat letno pregleda in oceni naslednje:
Supervision of designated credit institutions and CSDs authorised to provide banking-type ancillary services
ali imenovanim kreditnim institucijam – v primeru iz točke (b) člena 54(2) – vse nujne ureditve, sklenjene s CDD, omogočajo, da izpolnjujejo obveznosti iz te uredbe;
Without prejudice to Articles 17 and 22 of this Regulation, the competent authorities referred to in point (40) of Article 4(1) of Regulation (EU) No 575/2013 are responsible for the authorisation as credit institutions and supervision as credit institutions under the conditions provided in Regulation (EU) No 575/2013 and in Directive 2013/36/EU of the designated credit institutions and CSDs authorised under this Regulation to provide banking-type ancillary services.
ali CDD – v primeru iz točke (a) člena 54(2) – ureditve v zvezi z izdajo dovoljenja za zagotavljanje pomožnih bančnih storitev omogočajo, da izpolnjuje obveznosti iz te uredbe.
The competent authorities referred to in the first subparagraph shall also be responsible for the supervision of designated credit institutions and CSDs referred to in that subparagraph as regards their compliance with the prudential requirements referred to in Article 59 of this Regulation.
Organ, pristojen za CDD, redno in vsaj enkrat letno organe iz člena 55(4) obvešča o rezultatih pregleda in ocene na podlagi tega odstavka, tudi o morebitnih popravnih ukrepih ali kaznih.
The competent authorities referred to in the first subparagraph shall regularly, and at least once a year, assess whether the designated credit institution or CSD authorised to provide banking-type ancillary services complies with Article 59 and shall inform the competent authority of the CSD which shall then inform the authorities referred to in Article 55(4), of the results, including any remedial actions or penalties, of its supervision under this paragraph.
Kadar CDD v skladu s členom 54 imenuje kreditno institucijo z dovoljenjem, zaradi zaščite udeležencev v sistemih poravnave vrednostnih papirjev, ki jih upravlja, zagotovi, da ima pri imenovani kreditni instituciji dostop do vseh potrebnih informacij za namen te uredbe, pri čemer o vseh kršitvah v zvezi s tem poroča pristojnemu organu CDD in pristojnim organom iz odstavka 1.
The competent authority of the CSD shall, after consulting competent authorities referred to paragraph 1, review and evaluate at least on an annual basis the following:
Da bi se v Uniji zagotovil usklajen, učinkovit in uspešen nadzor kreditnih institucij in CDD z dovoljenjem za zagotavljanje pomožnih bančnih storitev, lahko EBA v tesnem sodelovanju z ESMA in članicami ESCB izda smernice, naslovljene na pristojne organe, v skladu s členom 16 Uredbe (EU) št. 1093/2010.
in the case referred to in point (b) of Article 54(2), whether all the necessary arrangements between the designated credit institutions and the CSD allow them to meet their obligations as laid down in this Regulation;
NASLOV V
in the case referred to in point (a) of Article 54(2), whether the arrangements relating to the authorisation to provide banking-type ancillary services allow the CSD to meet its obligations as laid down in this Regulation.
SANKCIJE
The competent authority of the CSD shall regularly, and at least once a year, inform the authorities referred to in Article 55(4) of the results, including any remedial actions or penalties, of its review and evaluation under this paragraph.
Člen 61
Where a CSD designates an authorised credit institution in accordance with Article 54, in view of the protection of the participants in the securities settlement systems it operates, a CSD shall ensure that it has access from the credit institution it designates to all necessary information for the purpose of this Regulation and it shall report any infringements thereof to the competent authority of the CSD and to competent authorities referred to in paragraph 1.
Upravne sankcije in drugi ukrepi
In order to ensure consistent, efficient and effective supervision within the Union of credit institutions and CSDs authorised to provide banking-type ancillary services, EBA may, in close cooperation with ESMA and the members of the ESCB, issue guidelines addressed to competent authorities in accordance with Article 16 of Regulation (EU) No 1093/2010.
Države članice določijo pravila o upravnih sankcijah in ukrepih, ki se uporabljajo v okoliščinah iz člena 63 za osebe, odgovorne za kršitve določb te uredbe, in zagotovijo, da lahko njihovi pristojni organi tovrstne sankcije in druge ukrepe tudi naložijo, ter sprejmejo vse potrebne ukrepe za zagotovitev izvajanja teh pravil, pri čemer to ne posega v pravico držav članic, da uvedejo in naložijo kazenske sankcije.
TITLE V
Takšne sankcije in drugi ukrepi so učinkoviti, sorazmerni in odvračilni.
SANCTIONS
Države članice se lahko do 18. septembra 2016 odločijo, da ne bodo določile pravil o upravnih kaznih iz prvega pododstavka, kadar so za kršitve iz navedenega pododstavka na podlagi nacionalnega prava že uvedene kazenske sankcije.
Article 61
V tem primeru države članice podrobno obvestijo Komisijo in ESMA o ustreznih delih njihovega kazenskega prava.
Administrative sanctions and other measures
Države članice do 18. septembra 2016 o pravilih iz prvega pododstavka uradno obvestijo Komisijo in ESMA.
Without prejudice to the right of Member States to provide for and impose criminal sanctions, Member States shall lay down rules on and ensure that their competent authorities may impose the administrative sanctions and other measures applicable in the circumstances defined in Article 63 to the persons responsible for infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented.
Države članice Komisijo in ESMA brez nepotrebnega odlašanja uradno obvestijo o vseh poznejših spremembah teh pravil.
Such sanctions and other measures shall be effective, proportionate and dissuasive.
Pristojnim organom se omogoči, da upravne sankcije in druge ukrepe uporabijo zoper CDD, imenovane kreditne institucije ter – pod pogoji iz nacionalnega prava na področjih, ki jih ta uredba ne harmonizira – člane njihovih upravljalnih organov in katere koli druge osebe, ki dejansko nadzirajo njihovo poslovanje, in tudi zoper katero koli drugo pravno ali fizično osebo, ki je na podlagi nacionalnega prava odgovorna za kršitev.
Member States may decide not to lay down rules for administrative sanctions as referred to in the first subparagraph where the infringements referred to in that subparagraph are already subject to criminal sanctions in their national law by 18 September 2016.
Pristojni organi pri izvajanju pooblastil za sankcioniranje v okoliščinah iz člena 63 tesno sodelujejo pri zagotavljanju, da se z upravnimi sankcijami in drugimi ukrepi dosežejo želeni rezultati te uredbe, in usklajujejo svoje dejavnosti, da se prepreči vsakršno podvajanje ali prekrivanje pri uporabi upravnih kazni in drugih ukrepov v čezmejnih primerih v skladu s členom 14.
Where they so decide, Member States shall notify, in detail, to the Commission and to ESMA, the relevant parts of their criminal law.
Kadar države članice v skladu z odstavkom 1 sklenejo določiti kazenske sankcije za kršitve določb iz člena 63, zagotovijo, da se sprejmejo ustrezni ukrepi, na podlagi katerih imajo pristojni organi na voljo vsa potrebna pooblastila za sodelovanje s sodnimi organi v njihovi jurisdikciji, zato da prejemajo specifične informacije, povezane s preiskavami kaznivih dejanj ali kazenskimi postopki, ki se začnejo ob morebitnih kršitvah te uredbe, ter te informacije zagotovijo drugim pristojnim organom in ESMA, da za namene te uredbe izpolnijo svojo obveznost glede medsebojnega sodelovanja in sodelovanja z ESMA.
By 18 September 2016, the Member States shall notify the rules referred to in the first subparagraph to the Commission and ESMA.
Pristojni organi lahko sodelujejo tudi s pristojnimi organi drugih držav članic za lažjo izterjavo denarnih kazni.
Member States shall notify the Commission and ESMA without undue delay of any subsequent amendments thereto.
Države članice ESMA vsako leto posredujejo informacije v zbirni obliki o vseh sankcijah in drugih ukrepih, naloženih v skladu z odstavkom 1.
The competent authorities shall be able to apply administrative sanctions and other measures, to CSDs, designated credit institutions, and, subject to the conditions laid down in national law in areas not harmonised by this Regulation, the members of their management bodies and any other persons who effectively control their business as well as to any other legal or natural person who under national law is held responsible for an infringement.
ESMA te informacije objavi v letnem poročilu.
In the exercise of their sanctioning powers in the circumstances defined in Article 63 competent authorities shall cooperate closely to ensure that the administrative sanctions and other measures produce the results pursued by this Regulation and coordinate their actions in order to avoid any duplication or overlap when applying administrative sanctions and other measures to cross border cases in accordance with Article 14.
Kadar države članice v skladu z odstavkom 1 sklenejo določiti kazenske sankcije za kršenje določb iz člena 63, njihovi pristojni organi vsako leto zagotovijo ESMA anonimizirane in združene podatke glede vseh kazenskih preiskav in naloženih kazenskih sankcij.
Where Member States have chosen, in accordance with paragraph 1 to lay down criminal sanctions for the infringements of the provisions referred to in Article 63, they shall ensure that appropriate measures are in place so that competent authorities have all the necessary powers to liaise with judicial authorities within their jurisdiction to receive specific information related to criminal investigations or proceedings commenced for possible infringements of this Regulation and provide the same to other competent authorities and ESMA to fulfil their obligation to cooperate with each other and ESMA for the purposes of this Regulation.
ESMA podatke o naloženih kazenskih sankcijah objavi v letnem poročilu.
Competent authorities may also cooperate with competent authorities of other Member States with respect to facilitating the recovery of pecuniary sanctions.
Kadar pristojni organ javno objavi upravno sankcijo, upravni ukrep ali kazensko sankcijo, o tem istočasno obvesti ESMA.
Member States shall provide ESMA annually with aggregated information regarding all sanctions and other measures imposed in accordance with paragraph 1.
Pristojni organi funkcije in pooblastila izvajajo v skladu s svojimi nacionalnimi okviri:
ESMA shall publish that information in an annual report.
neposredno;
Where Member States have chosen, in accordance with paragraph 1, to lay down criminal sanctions for the infringements of the provisions referred to in Article 63 their competent authorities shall provide ESMA annually with anonymised and aggregated data regarding all criminal investigations undertaken and criminal penalties imposed.
v sodelovanju z drugimi organi;
ESMA shall publish data on criminal sanctions imposed in an annual report.
na lastno odgovornost s pooblastitvijo subjektov, na katere so bile prenesene naloge v skladu s to uredbo, ali
Where the competent authority has disclosed an administrative sanction or an administrative measure or a criminal sanction to the public, it shall, at the same time, report that fact to ESMA.
z vložitvijo zahtevka pri pristojnih sodnih organih.
Competent authorities shall exercise their functions and powers in accordance with their national frameworks:
Člen 62
directly;
Objava odločitev
in collaboration with other authorities;
Države članice zagotovijo, da pristojni organi na svojih uradnih spletnih straneh objavijo vsakršno odločitev, ki nalaga upravno sankcijo ali drugi ukrep zaradi kršitve te uredbe, in sicer takoj po tem, ko je bila o tej odločitvi obveščena kaznovana oseba.
under their responsibility by delegation to entities to which tasks have been delegated according to this Regulation; or
Pri tem objavijo vsaj informacije o vrsti in naravi kršitve ter identiteto fizične ali pravne osebe, kateri je bila naložena sankcija.
by application to the competent judicial authorities.
Kadar je odločitev, ki nalaga sankcijo ali drugi ukrep, predmet pritožbe pred zadevnim sodnim ali drugim organom, pristojni organi na svojih uradnih spletnih mestih brez nepotrebnega odlašanja objavijo tudi informacije o statusu pritožbe in njenem izidu.
Article 62
Poleg tega se objavi tudi vsaka odločitev, s katero se razveljavi predhodna odločitev o naložitvi sankcije ali ukrepa.
Publication of decisions
Kadar je objava identitete pravnih oseb ali osebnih podatkov fizičnih oseb po mnenju pristojnega organa na podlagi ocene o sorazmernosti objave takšnih podatkov za vsak posamezen primer nesorazmerna ali če objava ogroža stabilnost finančnih trgov ali kazensko preiskavo v teku, države članice zagotovijo, da pristojni organi storijo eno od naslednjega:
Member States shall ensure that the competent authorities publish on their official websites any decision imposing an administrative sanction or other measure for an infringement of this Regulation without undue delay after the person sanctioned is informed of that decision.
odložijo objavo odločitve o naložitvi sankcije ali drugega ukrepa do trenutka, ko razlogi proti objavi prenehajo obstajati;
The publication shall include at least information on the type and nature of the infringement and the identity of a natural or legal person on whom the sanction has been imposed.
odločitev o naložitvi sankcije ali drugega ukrepa objavijo anonimno in skladno z nacionalnim pravom, če taka anonimna objava zagotavlja učinkovito varstvo osebnih podatkov;
Where the decision to impose a sanction or other measure is subject to an appeal before the relevant judicial or other relevant authorities, competent authorities shall, without undue delay, also publish on their official websites information on the appeal status and outcome thereof.
odločitve o naložitvi sankcije ali drugega ukrepa sploh ne objavijo, če se možnosti iz točk (a) in (b) zgoraj štejejo za nezadostne, da bi z njimi zagotovili:
Moreover, any decision annulling a previous decision to impose a sanction or a measure shall also be published.
da stabilnost finančnih trgov ne bo ogrožena;
Where the publication of the identity of the legal persons or of the personal data of the natural persons is considered by the competent authority to be disproportionate following a case-by-case assessment conducted on the proportionality of the publication of such data, or where publication jeopardises the stability of financial markets or an ongoing investigation, Member States shall ensure that competent authorities do one of the following:
da bo objava takšnih odločitev glede na ukrepe, ki se štejejo za manj pomembne, sorazmerna.
delay the publication of the decision to impose the sanction or other measure until the moment when the reasons for non-publication cease to exist;
V primeru odločitve, da se sankcija ali drugi ukrep objavi anonimno, se objava zadevnih podatkov lahko odloži za razumno obdobje, če se predvideva, da bodo v tem obdobju prenehali obstajati razlogi za anonimno objavo.
publish the decision to impose the sanction or other measure on an anonymous basis in a manner which is in conformity with national law, if such anonymous publication ensures effective protection of the personal data;
Pristojni organi obvestijo ESMA o vseh upravnih sankcijah, ki so bile naložene, vendar v skladu s točko (c) tretjega pododstavka niso bile objavljene, vključno z morebitnimi pritožbami v zvezi z njimi in njihovim izidom.
not publish the decision to impose a sanction or other measure at all in the event that the options set out in points (a) and (b) above are considered to be insufficient to ensure:
Države članice zagotovijo, da pristojni organi prejmejo informacije in končno sodbo v zvezi z vsemi naloženimi kazenskimi sankcijami ter jih predložijo ESMA.
that the stability of financial markets would not be put in jeopardy;
ESMA vzdržuje centralno bazo podatkov o sankcijah, o katerih je bil obveščen, izključno za namene izmenjave informacij med pristojnimi organi.
the proportionality of the publication of such decisions with regard to measures which are deemed to be of a minor nature.
Do te baze podatkov imajo dostop samo pristojni organi, posodablja pa se na podlagi informacij, ki jih ti zagotavljajo.
In the case of a decision to publish a sanction or other measure on an anonymous basis, the publication of the relevant data may be postponed for a reasonable period if it is envisaged that within that period the reasons for anonymous publication will cease to exist.
Pristojni organi zagotovijo, da vsaka objava v skladu s tem členom ostane na njihovi uradni spletni strani najmanj pet let.
Competent authorities shall inform ESMA of all administrative sanctions imposed but not published in accordance with point (c) of the third subparagraph including any appeal in relation thereto and the outcome thereof.
Osebni podatki iz objave ostanejo na uradnem spletnem mestu pristojnega organa le toliko časa, kolikor je to potrebno glede na veljavne predpise o varstvu podatkov.
Member States shall ensure that competent authorities receive information and the final judgement in relation to any criminal sanction imposed and submit it to ESMA.
Člen 63
ESMA shall maintain a central database of sanctions communicated to it solely for the purposes of exchanging information between competent authorities.
Sankcije za kršitve
That database shall be accessible only to competent authorities and it shall be updated on the basis of the information provided by the competent authorities.
Ta člen se uporablja za naslednje določbe te uredbe:
Competent authorities shall ensure that any publication, in accordance with this Article, shall remain on their official website for a period of at least five years after its publication.
opravljanje storitev iz oddelkov A, B in C Priloge, pri čemer se kršijo členi 16, 25 in 54;
Personal data contained in the publication shall be kept on the official website of the competent authority only for the period necessary under the applicable data protection rules.
pridobitev dovoljenj, ki se zahtevajo v skladu s členoma 16 in 54, z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način, kot je določeno v točki (b) člena 20(1) in točki (b) člena 57(1);
Article 63
CDD nima potrebnega kapitala, s čimer se krši člen 47(1);
Sanctions for infringements
CDD ne izpolnjuje organizacijskih zahtev, s čimer se kršijo členi 26 do 30;
This Article shall apply to the following provisions of this Regulation:
CDD ne izpolnjuje pravil vodenja poslov, s čimer se kršijo členi 32 do 35;
provision of services set out in Sections A, B and C of the Annex in infringement of Articles 16, 25 and 54;
CDD ne izpolnjuje zahtev za storitve CDD, s čimer se kršijo členi 37 do 41;
obtaining the authorisations required under Articles 16 and 54 by making false statements or by any other unlawful means as provided for in point (b) of Article 20(1) and point (b) of Article 57(1);
CDD ne izpolnjuje bonitetnih zahtev, s čimer se kršijo členi 43 do 47;
failure of CSDs to hold the required capital, thus infringing Article 47(1);
CDD ne izpolnjuje zahtev za povezave med CDD, s čimer se krši člen 48;
failure of CSDs to comply with the organisational requirements, thus infringing Articles 26 to 30;
CDD protipravno noče zagotoviti različnih vrst dostopa, s čimer se kršijo členi 49 do 53;
failure of CSDs to comply with the conduct of business rules, thus infringing Articles 32 to 35;
imenovane kreditne institucije ne izpolnjujejo specifičnih bonitetnih zahtev v zvezi s kreditnimi tveganji, s čimer se krši člen 59(3);
failure of CSDs to comply with the requirements for CSD services, thus infringing Articles 37 to 41;
imenovane kreditne institucije ne izpolnjujejo specifičnih bonitetnih zahtev v zvezi z likvidnostnimi tveganji, s čimer se krši člen 59(4).
failure of CSDs to comply with the prudential requirements, thus infringing Articles 43 to 47;
Brez poseganja v nadzorna pooblastila pristojnih organov so pristojni organi vsaj v primeru kršitve iz tega člena v skladu z nacionalnim pravom pooblaščeni za naložitev najmanj naslednjih upravnih kazni in drugih ukrepov:
failure of CSDs to comply with the requirements for CSD links, thus infringing Article 48;
javna izjava, v kateri sta navedeni oseba, odgovorna za kršitev, in vrsta kršitve v skladu s členom 62;
abusive refusals by CSDs to grant different types of access, thus infringing Articles 49 to 53;
odredba, s katero se od osebe, odgovorne za kršitev, zahteva, da preneha s svojim ravnanjem in da ga ne ponovi več;
failure of designated credit institutions to comply with the specific prudential requirements related to credit risks, thus infringing Article 59(3);
odvzem dovoljenj, izdanih na podlagi člena 16 ali 54, v skladu s členom 20 ali 57;
failure of designated credit institutions to comply with specific prudential requirements related to liquidity risks, thus infringing Article 59(4).
začasna ali v primeru večkratnih resnih kršitev stalna prepoved opravljanja vodstvenih funkcij v instituciji za katerega koli odgovornega člana upravljalnega organa institucije ali katero koli drugo odgovorno fizično osebo;