natgillin/translations-raw huggingface dataset:
the mechanism for the exchange of information between ESMA, the competent authorities of the host Member State and the third-country responsible authorities, including access to all information regarding the CSDs authorised in third countries that is requested by ESMA and in particular access to information in the cases referred to in paragraph 7;
V takšnih dogovorih se določijo vsaj:
the mechanism for prompt notification of ESMA where a third-country responsible authority deems a CSD that it is supervising to infringe the conditions of its authorisation or of other applicable law;
mehanizem za izmenjavo informacij med ESMA, pristojnimi organi države članice gostiteljice in odgovornimi organi tretje države, vključno z dostopom do vseh s strani ESMA zahtevanih informacij o CDD, ki so pridobile dovoljenje v tretjih državah, zlasti pa dostopom do informacij v primerih iz odstavka 7;
the procedures concerning the coordination of supervisory activities including, where appropriate, on-site inspections.
mehanizem za takojšnje uradno obveščanje organa ESMA, kadar odgovorni organ tretje države meni, da CDD, ki jo nadzoruje, krši pogoje iz svojega dovoljenja ali drugo veljavno pravo;
Where a cooperation agreement provides for transfers of personal data by a Member State, such transfers shall comply with the provisions of Directive 95/46/EC and where a cooperation agreement provides for transfers of personal data by ESMA, such transfers shall comply with the provisions of Regulation (EU) No 45/2001.
postopki v zvezi z usklajevanjem nadzornih dejavnosti, vključno z inšpekcijskimi pregledi na kraju samem, kadar je to potrebno.
Where a third-country CSD has been recognised, in accordance with paragraphs 4 to 8, it may provide services referred to in the Annex within the territory of the Union, including by setting up a branch.
Kadar je v dogovoru o sodelovanju določen prenos osebnih podatkov s strani države članice, ta prenos upošteva določbe Direktive 95/46/ES, kadar pa je v njem določen prenos osebnih podatkov s strani ESMA, ta prenos upošteva določbe Uredbe (ES) št. 45/2001.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards to specify the information that the applicant CSD is to provide to ESMA in its application for recognition under paragraph 6.
Kadar je CDD tretje države priznana v skladu z odstavki 4 do 8, storitve iz Priloge lahko opravlja na ozemlju Unije, tudi prek ustanovitve podružnice.
Requirements for CSDs
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se določijo informacije, ki jih CDD vložnica v vlogi za priznanje v skladu z odstavkom 6 predloži ESMA.
Organisational requirements
Zahteve za CDD
Article 26
Organizacijske zahteve
General provisions
Člen 26
A CSD shall have robust governance arrangements, which include a clear organisational structure with well-defined, transparent and consistent lines of responsibility, effective processes to identify, manage, monitor and report the risks to which it is or might be exposed, and adequate remuneration policies and internal control mechanisms, including sound administrative and accounting procedures.
Splošne določbe
A CSD shall adopt policies and procedures which are sufficiently effective so as to ensure compliance with this Regulation, including compliance of its managers and employees with all the provisions of this Regulation.
CDD mora imeti stabilno ureditev upravljanja, ki vključuje jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi ravnmi odgovornostmi, učinkovitimi postopki za ugotavljanje, upravljanje in spremljanje tveganj ter poročanje o tveganjih, katerim je ali bi jim lahko bila CDD izpostavljena ter ustrezne politike prejemkov in mehanizme notranjega nadzora, vključno z zanesljivimi administrativnimi in računovodskimi postopki.
A CSD shall maintain and operate effective written organisational and administrative arrangements to identify and manage any potential conflicts of interest between itself, including its managers, employees, members of the management body or any person directly or indirectly linked to them, and its participants or their clients.
CDD sprejme politike in postopke, ki so dovolj učinkoviti za zagotovitev skladnosti s to uredbo, tudi za zagotovitev, da njeni direktorji in zaposleni upoštevajo vse določbe te uredbe.
It shall maintain and implement adequate resolution procedures where possible conflicts of interest occur.
CDD vzdržuje in vodi učinkovite pisne organizacijske in administrativne ureditve za ugotavljanje in upravljanje vseh morebitnih navzkrižij interesov med njo samo, vključno z njenimi direktorji, zaposlenimi, člani upravljalnega organa ali vsemi osebami, neposredno ali posredno povezanimi z njimi, in njenimi udeleženci ali njihovimi strankami.
A CSD shall make its governance arrangements and the rules governing its activity available to the public.
CDD vzdržuje in izvaja ustrezne postopke za reševanje, kadar pride do morebitnih navzkrižij interesov.
A CSD shall have appropriate procedures for its employees to report internally potential infringements of this Regulation through a specific channel.
CDD da svojo ureditev upravljanja in pravila, ki urejajo njeno dejavnost, na voljo javnosti.
A CSD shall be subject to regular and independent audits.
CDD mora imeti vzpostavljene ustrezne postopke, da lahko zaposleni prek posebnega kanala interno poročajo o morebitnih kršitvah te uredbe.
The results of these audits shall be communicated to the management body and made available to the competent authority and, where appropriate taking into account potential conflicts of interest between the members of the user committee and the CSD, to the user committee.
CDD je predmet rednih in neodvisnih revizij.
Where a CSD is part of a group of undertakings including other CSDs or credit institutions referred to in Title IV, it shall adopt detailed policies and procedures specifying how the requirements laid down in this Article apply to the group and to the different entities in the group.
Rezultati teh revizij se sporočijo upravljalnemu organu ter dajo na voljo pristojnemu organu in, kadar je to primerno, odboru uporabnikov ob upoštevanju morebitnih navzkrižij interesov med člani tega odbora in CDD.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards specifying at the CSD level and at the group level as referred to in paragraph 7:
Kadar je CDD del skupine podjetij, ki vključuje druge CDD ali kreditne institucije iz naslova IV, sprejme podrobne politike in postopke, v okviru katerih je opredeljeno, kako se zahteve iz tega člena uporabljajo za skupino in njene različne subjekte.
the monitoring tools for the risks of the CSDs referred to in paragraph 1;
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se na ravni CDD in na ravni skupine iz odstavka 7 določijo:
the responsibilities of the key personnel in respect of the risks of the CSDs referred to in paragraph 1;
orodja za spremljanje tveganj CDD iz odstavka 1;
the potential conflicts of interest referred to in paragraph 3;
odgovornosti ključnega osebja v zvezi s tveganji CDD iz odstavka 1;
the audit methods referred to in paragraph 6; and
morebitna navzkrižja interesov iz odstavka 3;
the circumstances in which it would be appropriate, taking into account potential conflicts of interest between the members of the user committee and the CSD, to share audit findings with the user committee in accordance with paragraph 6.
metode revizije iz odstavka 6 in
Article 27
okoliščine, v katerih bi bilo ob upoštevanju morebitnega nasprotja interesov med člani odbora uporabnikov in CDD ustrezno, da se v skladu z odstavkom 6 ugotovitve revizij dajo na voljo temu odboru.
Senior management, management body and shareholders
Člen 27
The senior management of a CSD shall be of sufficiently good repute and experience so as to ensure the sound and prudent management of the CSD.
Višje vodstvo, upravljalni organ in delničarji
A CSD shall have a management body of which at least one third, but no less than two, of its members are independent.
Višje vodstvo CDD ima zadosten ugled in izkušnje za zagotovitev preudarnega in skrbnega upravljanja CDD.
The remuneration of the independent and other non-executive members of the management body shall not be linked to the business performance of the CSD.
CDD mora imeti upravljalni organ, v katerem je vsaj tretjina članov, vendar ne manj kot dva, neodvisnih.
The management body shall be composed of suitable members of sufficiently good repute with an appropriate mix of skills, experience and knowledge of the entity and of the market.
Prejemki neodvisnih in drugih neizvršnih članov upravljalnega organa niso odvisni od poslovnih rezultatov CDD.
The non-executive members of the management body shall decide on a target for the representation of the under-represented gender in the management body and prepare a policy on how to increase the number of the under-represented gender in order to meet that target.
Upravljalni organ sestavljajo primerni člani z zadostnim ugledom ter ustreznimi veščinami, izkušnjami in znanjem o subjektu in o trgu.
The target, policy and its implementation shall be made public.
Neizvršni člani upravljalnega organa določijo cilj glede zastopanosti spola, ki je v upravljalnem organu premalo zastopan, in pripravijo politiko o tem, kako bi za dosego tega cilja povečali število predstavnikov premalo zastopanega spola.
A CSD shall clearly determine the role and responsibilities of the management body in accordance with the relevant national law.
Cilj, politika in njeno izvajanje se objavijo.
A CSD shall make the minutes of the meetings of the management body available to the competent authority and the auditor upon request.
CDD jasno določi vloge in odgovornosti upravljalnega organa v skladu z ustreznim nacionalnim pravom.
A CSD shall:
Delničarji CDD in osebe, ki lahko neposredno ali posredno izvajajo nadzor nad upravljanjem CDD, so primerni za zagotavljanje preudarnega in skrbnega upravljanja CDD.
provide the competent authority with, and make public, information regarding the ownership of the CSD, and in particular, the identity and scale of interests of any parties in a position to exercise control over the operation of the CSD;
pristojnemu organu predloži informacije v zvezi z lastništvom CDD ter zlasti v zvezi z identiteto vseh strani, ki lahko izvajajo nadzor nad delovanjem CDD, in obsegom njihovih interesov ter te informacije objavi;
inform and seek approval from its competent authority of any decision to transfer ownership rights which give rise to a change in the identity of the persons exercising control over the operation of the CSD.
svoj pristojni organ obvesti o vseh odločitvah glede prenosa lastniških pravic, ki povzročijo spremembo identitete oseb, ki izvajajo nadzor nad delovanjem CDD, in ga zaprosi za soglasje.
After receiving approval from its competent authority, the CSD shall make public the transfer of ownership rights.
CDD po tem, ko pridobi soglasje svojega pristojnega organa, takšen prenos lastniških pravic objavi.
Any natural or legal person shall inform without undue delay the CSD and its competent authority of a decision to acquire or dispose of its ownership rights that give rise to a change in the identity of the persons exercising control over the operation of the CSD.
Vsaka fizična ali pravna oseba obvesti brez nepotrebnega odlašanja CDD in njen pristojni organ o odločitvi glede pridobitve ali odsvojitve lastniških pravic, ki povzroči spremembo identitete oseb, ki izvajajo nadzor nad delovanjem CDD.
Within 60 working days from the receipt of the information referred to in paragraph 7, the competent authority shall take a decision on the proposed changes in the control of the CSD.
Pristojni organ v 60 delovnih dneh od prejema informacij iz odstavka 7 sprejme odločitev o predlaganih spremembah glede nadzora CDD.
The competent authority shall refuse to approve proposed changes in the control of the CSD where there are objective and demonstrable grounds for believing that they would pose a threat to the sound and prudent management of the CSD or to the ability of the CSD to comply with this Regulation.
Pristojni organ zavrne odobritev predlaganih sprememb nadzora CDD, kadar obstajajo objektivni in dokazljivi razlogi za sum, da bi te spremembe ogrožale preudarno in skrbno upravljanje CDD ali zmožnost CDD za izpolnjevanje zahtev te uredbe.
User committee
Odbor uporabnikov
A CSD shall establish user committees for each securities settlement system it operates, which shall be composed of representatives of issuers and of participants in such securities settlement systems.
CDD ustanovi odbore uporabnikov za vsak sistem poravnave vrednostnih papirjev, ki ga upravlja, pri čemer te odbore sestavljajo predstavniki izdajateljev in udeležencev v takih sistemih poravnave vrednostnih papirjev.
The advice of the user committee shall be independent from any direct influence by the management of the CSD.
Nasveti odbora uporabnikov so neodvisni od kakršnih koli neposrednih vplivov vodstva CDD.
A CSD shall define in a non-discriminatory way the mandate for each established user committee, the governance arrangements necessary to ensure its independence and its operational procedures, as well as the admission criteria and the election mechanism for user committee members.
CDD nediskriminatorno določi mandat za vsak ustanovljen odbor uporabnikov, ureditev upravljanja, potrebno za zagotavljanje njegove neodvisnosti, operativne postopke ter merila za sprejem in mehanizem za izvolitev članov odbora uporabnikov.
The governance arrangements shall be publicly available and shall ensure that the user committee reports directly to the management body and holds regular meetings.
Ureditev upravljanja je javno dostopna in zagotavlja, da odbor uporabnikov poroča neposredno upravljalnemu organu ter se redno sestaja.
User committees shall advise the management body on key arrangements that impact on their members, including the criteria for accepting issuers or participants in their respective securities settlement systems and on service level.
Odbori uporabnikov svetujejo upravljalnemu organu o ključnih ureditvah, ki vplivajo na njihove člane, vključno z merili za sprejem izdajateljev ali udeležencev v njihove posamezne sisteme poravnave vrednostnih papirjev in ravnijo storitev.
User committees may submit a non-binding opinion to the management body containing detailed reasons regarding the pricing structures of the CSD.
Odbori uporabnikov lahko predložijo upravljalnemu organu nezavezujoče mnenje, ki vsebuje podrobno obrazložitev v zvezi s cenovnimi strukturami CDD.
Without prejudice to the right of competent authorities to be duly informed, the members of the user committees shall be bound by confidentiality.
Brez poseganja v pravico pristojnih organov, da so ustrezno obveščeni, člane odborov uporabnikov zavezujejo pravila o zaupnosti.
Where the chairman of a user committee determines that a member has an actual or a potential conflict of interest in relation to a particular matter, that member shall not be allowed to vote on that matter.
Kadar predsednik odbora uporabnikov presodi, da je kateri izmed članov v dejanskem ali morebitnem navzkrižju interesov glede določene zadeve, se temu članu prepove glasovanje o tej zadevi.
A CSD shall promptly inform the competent authority and the user committee of any decision in which the management body decides not to follow the advice of the user committee.
CDD takoj obvesti pristojni organ in odbor uporabnikov o vseh primerih, v katerih se upravljalni organ odloči, da ne bo upošteval nasveta odbora uporabnikov.
The user committee may inform the competent authority of any areas in which it considers that the advice of the user committee has not been followed.
Odbor uporabnikov lahko obvesti pristojni organ o vseh področjih, na katerih po njegovem mnenju njegov nasvet ni bil upoštevan.
A CSD shall maintain, for a period of at least 10 years, all its records on the services and activities, including on the ancillary services referred to in Sections B and C of the Annex, so as to enable the competent authority to monitor the compliance with the requirements under this Regulation.
CDD vsaj deset let hrani vse svoje evidence o opravljenih storitvah in dejavnostih, tudi o pomožnih storitvah iz oddelkov B in C Priloge, ter tako pristojnemu organu omogoči spremljanje izpolnjevanja zahtev iz te uredbe.
A CSD shall make the records referred to in paragraph 1 available upon request to the competent authority and the relevant authorities and any other public authority which under Union law or national law of its home Member State has a power to require access to such records for the purpose of fulfilling their mandate.
CDD da pristojnemu organu in zadevnim organom ter vsem drugim javnim organom, ki so po pravu Unije ali nacionalnem pravu njene matične države članice, pooblaščeni, da zahtevajo dostop do takih evidenc, na zahtevo na voljo evidence iz odstavka 1, da bi ti lahko izvajali svoje naloge.
ESMA shall, in close cooperation with the members of the ESCB, develop draft regulatory technical standards to specify the details of the records referred to in paragraph 1 to be retained for the purpose of monitoring the compliance of CSDs with the provisions of this Regulation.
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, da se določijo podrobnosti evidenc iz odstavka 1, ki jih je treba hraniti, zato da bi spremljali, ali CDD upoštevajo določbe te uredbe.
ESMA shall, in close cooperation with the members of the ESCB, develop draft implementing technical standards to establish the format of the records referred to in paragraph 1 to be retained for the purpose of monitoring the compliance of CSDs with the provisions of this Regulation.
ESMA v tesnem sodelovanju s članicami ESCB pripravi osnutke izvedbenih tehničnih standardov, da se določi oblika evidenc iz odstavka 1, ki jih je treba hraniti, zato da bi spremljali, ali CDD upoštevajo določbe te uredbe.
Where a CSD outsources services or activities to a third party, it shall remain fully responsible for discharging all of its obligations under this Regulation and shall comply at all times with the following conditions:
Kadar CDD storitve ali dejavnosti odda v izvajanje tretji strani, ostane v celoti odgovorna za izpolnjevanje vseh obveznosti iz te uredbe in vedno izpolnjuje naslednje pogoje:
outsourcing does not result in the delegation of its responsibility;
zunanje izvajanje ne pomeni prenosa odgovornosti CDD;
the relationship and obligations of the CSD towards its participants or issuers are not altered;
odnos in obveznosti CDD do njenih udeležencev ali izdajateljev ostanejo nespremenjeni;
the conditions for the authorisation of the CSD do not effectively change;
pogoji za izdajo dovoljenja CDD se dejansko ne spremenijo;
outsourcing does not prevent the exercise of supervisory and oversight functions, including on-site access to acquire any relevant information needed to fulfil those functions;
zunanje izvajanje ne preprečuje izvajanja nadzornih funkcij in funkcij pregledovanja, vključno z dostopom na kraju samem za pridobitev vseh zadevnih informacij, potrebnih za izpolnjevanje teh funkcij;
outsourcing does not result in depriving the CSD of the systems and controls necessary to manage the risks it faces;
CDD zaradi zunanjega izvajanja ne ostane brez sistemov in nadzora, potrebnih za upravljanje tveganj, s katerimi se sooča;
the CSD retains the expertise and resources necessary for evaluating the quality of the services provided, the organisational and capital adequacy of the service provider, for supervising the outsourced services effectively and for managing the risks associated with the outsourcing on an ongoing basis;
CDD ohrani potrebno strokovno znanje in sredstva, potrebna za ocenjevanje kakovosti zagotovljenih storitev ter organizacijske in kapitalske ustreznosti izvajalca storitev, za učinkovito nadzorovanje storitev, oddanih v zunanje izvajanje, in za redno upravljanje tveganj, povezanih z zunanjim izvajanjem;
the CSD has direct access to the relevant information of the outsourced services;
CDD ima neposreden dostop do zadevnih informacij o storitvah, oddanih v zunanje izvajanje;
the service provider cooperates with the competent authority and the relevant authorities in connection with the outsourced activities;
izvajalec storitev sodeluje s pristojnim organom in zadevnimi organi v zvezi z dejavnostmi, oddanimi v zunanje izvajanje;
the CSD ensures that the service provider meets the standards set down by the relevant data protection law which would apply if the service providers were established in the Union.
CDD zagotovi, da izvajalec storitev izpolnjuje standarde, določene v zadevnem pravu o varstvu podatkov, ki bi se uporabljalo, če bi imel izvajalec storitev sedež v Uniji.
The CSD is responsible for ensuring that those standards are set out in a contract between the parties and that those standards are maintained.
CDD je odgovorna za zagotavljanje, da so ti standardi določeni v pogodbi med strankami in da se spoštujejo.
The CSD shall define in a written agreement its rights and obligations and those of the service provider.
CDD v pisnem sporazumu določi svoje pravice in obveznosti ter pravice in obveznosti izvajalca storitev.
The outsourcing agreement shall allow the CSD to terminate the agreement.
V sporazumu o zunanjem izvajanju je dovoljeno, da CDD sporazum prekine.
A CSD and a service provider shall make available upon request to the competent authority and the relevant authorities all information necessary to enable them to assess the compliance of the outsourced activities with the requirements of this Regulation.
CDD in izvajalec storitev dasta pristojnemu organu in zadevnim organom na zahtevo na voljo vse informacije, ki jih potrebujejo, da lahko ocenijo, ali dejavnosti, oddane v zunanje izvajanje, izpolnjujejo zahteve te uredbe.
The outsourcing of a core service shall be subject to authorisation under Article 19 by the competent authority.
Za zunanje izvajanje osnovne storitve pristojni organ izda dovoljenje v skladu s členom 19.
Paragraphs 1 to 4 shall not apply where a CSD outsources some of its services or activities to a public entity and where that outsourcing is governed by a dedicated legal, regulatory and operational framework which has been jointly agreed and formalised by the public entity and the relevant CSD and agreed by the competent authorities on the basis of the requirements established in this Regulation.
Odstavki 1 do 4 se ne uporabljajo, kadar CDD nekatere storitve ali dejavnosti odda v zunanje izvajanje osebi javnega prava in če to zunanje izvajanje ureja namenski pravni, regulativni in operativni okvir, ki sta ga skupaj sprejeli ter potrdili oseba javnega prava in zadevna CDD ter v katerega so na podlagi zahtev iz te uredbe privolili tudi pristojni organi.
Services provided by parties other than CSDs
Storitve, ki jih opravljajo strani, ki niso CDD
Notwithstanding Article 30 and where required by national law, a person other than CSD may be responsible for recording book entries into securities accounts maintained by CSDs.
Ne glede na člen 30 in kadar to zahteva nacionalno pravo, je lahko za evidentiranje v nematerializirani obliki na račune vrednostnih papirjev, ki jih vodijo CDD, odgovorna oseba, ki ni CDD.
Member States that allow parties other than CSDs to provide certain core services referred to in Section A of the Annex in accordance with paragraph 1 shall specify in their national law the requirements that will apply in such a case.
Države članice, ki v skladu z odstavkom 1 dovolijo, da nekatere osnovne storitve iz oddelka A Priloge opravljajo strani, ki niso CDD, v svojem pravu določijo zahteve, ki se bodo uporabljale v takšnem primeru.
Those requirements shall include the provisions of this Regulation which shall apply both to the CSD and, where relevant, to the other party concerned.
Te zahteve vključujejo določbe te uredbe, ki se uporabljajo za CDD in po potrebi za drugo zadevno stran.