natgillin/translations-raw huggingface dataset:
Without prejudice to the supervisory powers of competent authorities, at least in the event of an infringement referred to in this Article, the competent authorities shall, in conformity with national law, have the power to impose at least the following administrative sanctions and other measures:
najvišje upravne denarne kazni v višini vsaj dvakratnega zneska dobička, pridobljenega s kršitvijo, kadar je ta znesek mogoče določiti;
a public statement which indicates the person responsible for the infringement and the nature of the infringement in accordance with Article 62;
v primeru fizične osebe najvišje upravne denarne kazni v višini vsaj 5 milijonov EUR oziroma v državah članicah, katerih valuta ni euro, ustrezne vrednosti v nacionalnih valutah na datum sprejetja te uredbe;
an order requiring the person responsible for the infringement to cease the conduct and to desist from a repetition of that conduct;
v primeru pravne osebe najvišje upravne denarne kazni v višini do vsaj 20 milijonov EUR ali do 10 % njenega skupnega letnega prometa po zadnjih razpoložljivih računovodskih izkazih, ki jih je odobril upravljalni organ; kadar je pravna oseba nadrejena oseba ali pa podrejena družba nadrejena oseba, ki mora v skladu z Direktivo 2013/34/EU izdelati konsolidirane računovodske izkaze, se upošteva skupni letni promet ali ustrezna oblika prihodka v skladu z zadevnimi računovodskimi direktivami glede na zadnje razpoložljive konsolidirane računovodske izkaze, ki jih je odobril upravljalni organ končne nadrejene osebe.
withdrawal of the authorisations granted under Article 16 or 54, in accordance with Article 20 or 57;
Pristojni organi lahko imajo poleg pooblastil iz odstavka 2 tudi druga pooblastila za sankcioniranje in lahko določijo upravne denarne kazni, ki so višje od tistih iz navedenega odstavka.
a temporary or, for repeated serious infringements, a permanent ban against any member of the institution’s management body or any other natural person, who is held responsible, from exercising management functions in the institution;
Člen 64
maximum administrative pecuniary sanctions of at least twice the amounts of the profit gained as a result of an infringement where those amounts can be determined;
Učinkovito izvajanje sankcij
in respect of a natural person, maximum administrative pecuniary sanctions of at least EUR 5 million or in the Member States whose currency is not the euro, the corresponding value in the national currency on the date of adoption of this Regulation;
Države članice zagotovijo, da pristojni organi pri določanju vrste in ravni upravnih sankcij ali drugih ukrepov upoštevajo vse zadevne okoliščine, po potrebi tudi:
in the case of a legal person, maximum administrative pecuniary sanctions of at least EUR 20 million or up to 10 % of the total annual turnover of the legal person according to the last available accounts approved by the management body; where the legal person is a parent undertaking or a subsidiary of the parent undertaking which has to prepare consolidated financial accounts according to Directive 2013/34/EU, the relevant total annual turnover shall be the total annual turnover or the corresponding type of income according to the relevant Accounting Directives according to the last available consolidated accounts approved by the management body of the ultimate parent undertaking.
resnost in trajanje kršitve;
Competent authorities may have other sanctioning powers in addition to those referred in paragraph 2 and may provide for higher levels of administrative pecuniary sanctions than those established in that paragraph.
stopnjo odgovornosti osebe, odgovorne za kršitev;
Article 64
finančno trdnost osebe, odgovorne za kršitev, kakor je na primer razvidna iz skupnega prometa odgovorne pravne osebe ali letnih prihodkov odgovorne fizične osebe;
Effective application of sanctions
obseg pridobljenega dobička, preprečenih izgub za osebo, odgovorno za kršitev, ali izgub, ki so jih zaradi kršitve utrpele tretje osebe, če jih je mogoče ugotoviti;
Member States shall ensure that, when determining the type and level of administrative sanctions or other measures, the competent authorities take into account all relevant circumstances, including, where appropriate:
raven sodelovanja osebe, odgovorne za kršitev, s pristojnim organom, brez poseganja v potrebo po zagotovitvi povrnitve pridobljenega dobička te osebe ali njenih preprečenih izgub;
the gravity and the duration of the infringement;
prejšnje kršitve osebe, odgovorne za kršitev.
the degree of responsibility of the person responsible for the infringement;
Člen 65
the financial strength of the person responsible for the infringement, for example as indicated by the total turnover of the responsible legal person or the annual income of the responsible natural person;
Poročanje o kršitvah
the importance of the profits gained, losses avoided by the person responsible for the infringement or the losses for third parties derived from the infringement, insofar as they can be determined;
Države članice zagotovijo, da pristojni organi vzpostavijo učinkovite mehanizme za spodbujanje poročanja pristojnim organom o morebitnih ali dejanskih kršitvah te uredbe.
the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;
Mehanizmi iz odstavka 1 vključujejo vsaj:
previous infringements by the person responsible for the infringement.
specifične postopke za sprejemanje in preverjanje poročil o morebitnih ali dejanskih kršitvah in za njihovo nadaljnje spremljanje, vključno z vzpostavitvijo varnih komunikacijskih kanalov za takšna poročila;
Article 65
ustrezno zaščito zaposlenih v institucijah, ki prijavijo morebitne ali dejanske kršitve, storjene v instituciji, vsaj pred povračilnimi ukrepi, diskriminacijo ali drugimi oblikami nepravičnega obravnavanja;
Reporting of infringements
varstvo osebnih podatkov osebe, ki prijavi morebitne ali dejanske kršitve, in fizične osebe, ki je domnevno odgovorna za kršitev, v skladu z načeli iz Direktive 95/46/ES;
Member States shall ensure that competent authorities establish effective mechanisms to encourage reporting of potential or actual infringements of this Regulation to competent authorities.
varstvo identitete osebe, ki prijavi kršitve, in fizične osebe, ki je domnevno odgovorna za kršitev, na vseh stopnjah postopkov, razen če se razkritje identitete zahteva v skladu z nacionalnim pravom v okviru nadaljnje preiskave ali poznejših upravnih ali sodnih postopkov.
The mechanisms referred to in paragraph 1 shall include at least:
Države članice od institucij zahtevajo, da imajo vzpostavljene ustrezne postopke, v skladu s katerimi lahko njihovi zaposleni prek posebnega neodvisnega in avtonomnega kanala interno poročajo o dejanskih ali morebitnih kršitvah.
specific procedures for the receipt and investigation of reports on potential or actual infringements and their follow-up, including the establishment of secure communication channels for such reports;
Takšen kanal se lahko zagotovi tudi v dogovoru s socialnimi partnerji.
appropriate protection for employees of institutions who report potential or actual infringements committed within the institution against retaliation, discrimination or other types of unfair treatment at a minimum;
Pri tem velja enaka zaščita, kot je navedena v točkah (b), (c) in (d) odstavka 2.
protection of personal data concerning both the person who reports the potential or actual infringements and the natural person who is allegedly responsible for an infringement in compliance with the principles laid down in Directive 95/46/EC;
Člen 66
protection of the identity of both the person who reports the infringements and the natural person who is allegedly responsible for an infringement, at all stages of the procedures unless such disclosure is required by national law in the context of further investigation or subsequent administrative or judicial proceedings.
Pravica do pritožbe
Member States shall require institutions to have in place appropriate procedures for their employees to report actual or potential infringements internally through a specific, independent and autonomous channel.
Države članice zagotovijo, da so odločitve in ukrepi, sprejeti v skladu s to uredbo, ustrezno utemeljeni in da v zvezi z njimi velja pravica do pritožbe na sodišču.
Such a channel may also be provided through arrangements provided for by social partners.
Pravica pritožbe na sodišču se uporablja tudi, če v šestih mesecih po vložitvi vloge za dovoljenje, ki vsebuje vse zahtevane informacije v skladu z veljavnimi določbami, ni sprejeta nobena odločitev.
The same protection as is referred to in points (b), (c) and (d) of paragraph 2 shall apply.
NASLOV VI
Article 66
PRENOS POOBLASTIL, IZVEDBENA POOBLASTILA, PREHODNE DOLOČBE, DOLOČBE O SPREMEMBAH IN KONČNE DOLOČBE
Right of appeal
Člen 67
Member States shall ensure that decisions and measures taken in pursuance of this Regulation are properly reasoned and subject to a right of appeal before a tribunal.
Izvajanje pooblastila
The right of appeal before a tribunal shall apply where no decision is taken, within six months of its submission, in respect of an application for authorisation which contains all the information required under the provisions in force.
Pooblastilo za sprejemanje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v tem členu.
TITLE VI
Pooblastilo za sprejemanje delegiranih aktov iz člena 2(2), člena 7(14) in člena 24(7) se prenese na Komisijo za nedoločen čas od 17. septembra 2014.
DELEGATION OF POWER, IMPLEMENTING POWERS, TRANSITIONAL, AMENDING AND FINAL PROVISIONS
Pooblastilo za sprejemanje delegiranih aktov iz člena 2(2), člena 7(14) in člena 24(7) lahko kadar koli prekliče Evropski parlament ali Svet.
Article 67
Z odločitvijo o preklicu preneha veljati prenos pooblastila, naveden v tej odločitvi.
Exercise of the delegation
Odločitev začne učinkovati dan po njeni objavi v Uradnem listu Evropske unije ali na poznejši dan, ki je v njej določen.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
Odločitev ne vpliva na veljavnost že veljavnih delegiranih aktov.
The power to adopt delegated acts referred to in Article 2(2), Article 7(14) and Article 24(7) shall be conferred on the Commission for an indeterminate period of time from 17 September 2014.
Takoj ko Komisija sprejme delegirani akt, o tem istočasno uradno obvesti Evropski parlament in Svet.
The delegation of power referred to in Article 2(2), Article 7(14) and Article 24(7) may be revoked at any time by the European Parliament or by the Council.
Delegirani akt, sprejet v skladu s členom 2(2), členom 7(14) in členom 24(7), začne veljati le, če niti Evropski parlament niti Svet ne nasprotujeta delegiranemu aktu v treh mesecih od uradnega obvestila Evropskemu parlamentu in Svetu o tem aktu ali če sta pred iztekom tega roka tako Evropski parlament kot Svet obvestila Komisijo, da mu ne bosta nasprotovala.
A decision of revocation shall put an end to the delegation of the power specified in that decision.
Ta rok se na pobudo Evropskega parlamenta ali Sveta podaljša za tri mesece.
It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein.
Člen 68
It shall not affect the validity of any delegated acts already in force.
Postopek v odboru
As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
Komisiji pomaga Evropski odbor za vrednostne papirje, ustanovljen s Sklepom Komisije 2001/528/ES [27].
A delegated act adopted pursuant to Article 2(2), Article 7(14) and Article 24(7) shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of three months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object.
Ta odbor je odbor v smislu Uredbe (EU) št. 182/2011.
That period shall be extended by three months at the initiative of the European Parliament or of the Council.
Pri sklicevanju na ta odstavek se uporablja člen 5 Uredbe (EU) št. 182/2011.
Article 68
Člen 69
Committee procedure
Prehodne določbe
The Commission shall be assisted by the European Securities Committee established by Commission Decision 2001/528/EC [27].
Pristojni organi do 16. decembra 2014 ESMA sporočijo, katere institucije delujejo kot CDD.
That Committee shall be a committee within the meaning of Regulation (EU) No 182/2011.
CDD zaprosijo za vsa dovoljenja, ki so potrebna za namene te uredbe, in uradno obvestijo o zadevnih povezavah med CDD v šestih mesecih od dneva začetka veljavnosti vseh regulativnih tehničnih standardov, sprejetih na podlagi členov 17, 26, 45, 47, 48 ter, kadar je to ustrezno, členov 55 in 59.
Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
CDD tretje države v šestih mesecih od dneva začetka veljavnosti regulativnih tehničnih standardov, sprejetih na podlagi členov 12, 17, 25, 26, 45, 47, 48 in, kadar je to ustrezno, členov 55 in 59 ali po izvedbenem sklepu Komisije iz člena 25(9), pri čemer se upošteva poznejši datum, zaprosi ESMA za priznanje, če namerava opravljati storitve na podlagi člena 25.
Article 69
Dokler se v skladu s to uredbo ne sprejme odločitev o dovoljenju ali priznanju CDD in njenih dejavnosti, vključno s povezavami med CDD, se uporabljajo zadevna nacionalna pravila o izdaji dovoljenja in priznanju za CDD.
Transitional provisions
CDD, ki jih upravljajo subjekti iz člena 1(4), izpolnijo zahteve te uredbe najpozneje v enem letu od začetka veljavnosti regulativnih tehničnih standardov iz odstavka 2.
The competent authorities shall communicate to ESMA those institutions that operate as CSDs by 16 December 2014.
Člen 70
CSDs shall apply for all authorisations that are necessary for the purposes of this Regulation and shall notify the relevant CSD links within six months from the date of entry into force of all the regulatory technical standards adopted under Articles 17, 26, 45, 47, 48, and, where relevant, Articles 55 and 59.
Spremembe Direktive 98/26/ES
Within six months from the later of the date of entry into force of the regulatory technical standards adopted under Articles 12, 17, 25, 26, 45, 47, 48, and, where relevant, Articles 55 and 59 or the implementing decision referred to in Article 25(9), a third-country CSD shall apply for recognition from ESMA where it intends to provide its services on the basis of Article 25.
Direktiva 98/26/ES se spremeni:
Until the decision is made under this Regulation on the authorisation or recognition of CSDs and of their activities, including CSD links, the respective national rules on authorisation and recognition of CSDs shall continue to apply.
tretja alinea prvega pododstavka točke (a) člena 2 se nadomesti z naslednjim:
CSDs operated by the entities referred to in Article 1(4) shall comply with the requirements of this Regulation at the latest within one year from the date of entry into force of the regulatory technical standards referred to in paragraph 2.
ki je, brez poseganja v strožje pogoje splošne uporabe, ki jih določa nacionalno pravo, določen za sistem in država članica, katere pravo se uporablja, o njem uradno obvesti Evropski organ za vrednostne papirje in trge, potem ko se prepriča o ustreznosti njegovih pravil.“;
Article 70
v členu 11 se doda naslednji odstavek:
Amendments to Directive 98/26/EC
Države članice sprejmejo in objavijo ukrepe, potrebne za izpolnjevanje tretje alinee prvega pododstavka točke (a) člena 2, ter jih sporočijo Komisiji do 18. marca 2015.“
Directive 98/26/EC is amended as follows:
Člen 71
the third indent of the first subparagraph of point (a) of Article 2 is replaced by the following:
Spremembe Direktive 2014/65/EU
designated, without prejudice to other more stringent conditions of general application laid down by national law, as a system and notified to the European Securities and Markets Authority by the Member State whose law is applicable, after that Member State is satisfied as to the adequacy of the rules of the system.’;
Direktiva 2014/65/EU se spremeni:
in Article 11, the following paragraph is added:
v členu 2(1) se točka (o) nadomesti z naslednjim:
By 18 March 2015, Member States shall adopt and publish and communicate to the Commission measures necessary to comply with the third indent of the first subparagraph of point (a) of Article 2.’.
CDD, razen kakor je določeno v členu 73 Uredbe (EU) št. 909/2014 Evropskega parlamenta in Sveta.
Article 71
v členu 4(1) se doda naslednja točka:
Amendments to Directive 2014/65/EU
„centralna depotna družba“ ali „CDD“ pomeni centralno depotno družbo, kakor je opredeljena v točki (1) člena 2(1) Uredbe (EU) št. 909/2014.“;
Directive 2014/65/EU is amended as follows:
v oddelku B Priloge I se točka (1) nadomesti z naslednjim:
in Article 2(1), point (o) is replaced by the following:
Hramba in upravljanje finančnih instrumentov za račun strank, ki vključuje tudi skrbništvo in sorodne storitve, kot so upravljanje gotovine in zavarovanja, in izključuje zagotavljanje in vodenje računov vrednostnih papirjev na najvišji stopnji („storitev centralnega vodenja računov“) iz točke (2) Oddelka A Priloge k Uredbi (EU) št. 909/2014.“
CSDs except as provided for in Article 73 of Regulation (EU) No 909/2014 of the European Parliament and of the Council.
Člen 72
in Article 4(1), the following point is added:
Sprememba Uredbe (EU) št. 236/2012
‘central securities depository’ or ‘CSD’ means a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014.’;
Člen 15 Uredbe (EU) št. 236/2012 se črta.
in Section B of Annex I, point (1) is replaced by the following:
Člen 73
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (‘central maintenance service’) referred to in point (2) of Section A of the Annex to the Regulation (EU) No 909/2014.’.
Uporaba Direktive 2014/65/EU in Uredbe (EU) št. 600/2014
Article 72
CDD, ki so pridobile dovoljenje v skladu s členom 16 te uredbe, za opravljanje storitev, izrecno navedenih v oddelkih A in B Priloge k tej uredbi, ne potrebujejo dovoljenja na podlagi Direktive 2014/65/EU.
Amendment to Regulation (EU) No 236/2012
Kadar CDD, ki so pridobile dovoljenje v skladu s členom 16 te uredbe, poleg storitev, izrecno navedenih v oddelkih A in B Priloge k tej uredbi, opravljajo eno ali več investicijskih storitev ali izvajajo eno ali več investicijskih dejavnosti, se uporabljata Direktiva 2014/65/EU, razen členov 5 do 8, člena 9(1), (2), (4), (5) in (6) ter členov 10 do 13, ter Uredba (EU) št. 600/2014.
Article 15 of Regulation (EU) No 236/2012 is deleted.
Člen 74
Article 73
Poročila
Application of Directive 2014/65/EU and Regulation (EU) No 600/2014
ESMA v sodelovanju z EBA ter pristojnimi organi in zadevnimi organi Komisiji predloži letna poročila z oceno trendov, morebitnih tveganj in ranljivosti ter po potrebi s priporočili za preventivne ali popravne ukrepe na trgih storitev, ki jih zajema ta uredba.
CSDs authorised in accordance with Article 16 of this Regulation shall not require authorisation under Directive 2014/65/EU in order to provide the services explicitly listed in Sections A and B of the Annex to this Regulation.
Ta priporočila vključujejo vsaj oceno naslednjega:
Where a CSD authorised in accordance with Article 16 of this Regulation provides one or more investment services or carries out one or more investment activities in addition to providing the services explicitly listed in Sections A and B of the Annex to this Regulation, Directive 2014/65/EU with the exception of Articles 5 to 8, Article 9(1) to (2) and (4) to (6) and Articles 10 to 13, and Regulation (EU) No 600/2014 shall apply.
učinkovitost poravnave pri domačem in čezmejnem poslovanju za vsako državo članico na podlagi števila in obsega neuspešnih poravnav, števila kazni iz člena 7(2), števila in obsega poslov kritnega nakupa iz člena 7(3) in (4) in vseh drugih ustreznih meril;
Article 74
ustreznost kazni za neuspešne poravnave, zlasti potreba po dodatni prožnosti na področju kazni za neuspešne poravnave v zvezi z nelikvidnimi finančnimi instrumenti iz člena 7(4);
Reports
merjenje poravnave, ki ne poteka v okviru sistemov poravnave vrednostnih papirjev, ki jih upravljajo CDD, na podlagi števila in obsega poslov na podlagi informacij, sprejetih na podlagi člena 9, in vseh drugih ustreznih meril;
ESMA shall, in cooperation with EBA and the competent authorities and the relevant authorities, submit annual reports to the Commission providing assessments of trends, potential risks and vulnerabilities, and, where necessary, recommendations of preventative or remedial action in the markets for services covered by this Regulation.
čezmejno opravljanje storitev, zajetih v tej uredbi, na podlagi števila in vrst povezav med CDD, števila tujih udeležencev v sistemih poravnave vrednostnih papirjev, ki jih upravljajo CDD, števila in obsega poslov, ki vključujejo takšne udeležence, števila tujih izdajateljev, katerih vrednostni papirji so evidentirani pri CDD v skladu s členom 49, in vseh drugih ustreznih meril;
Those reports shall include at least an assessment of the following:
obravnavanje zahtev za dostop iz členov 49, 52 in 53, da se ugotovijo razlogi za njihovo zavrnitev s strani CDD, CNS in mest trgovanja, morebitnih trendov pri takšnih zavrnitvah in tega, kako bi lahko v prihodnosti zmanjšali ugotovljena tveganja, s tem pa omogočili odobritev dostopa, ter vseh drugih konkretnih ovir za konkurenco na področju potrgovalnih finančnih storitev;
settlement efficiency for domestic and cross-border operations for each Member State based on the number and volume of settlement fails, amount of penalties referred to in Article 7(2), number and volumes of buy-in transactions referred to in Article 7(3) and (4) and any other relevant criteria;
obravnavanje vlog, predloženih v skladu s postopki iz člena 23(3) do (7) in člena 25(4) do (10);
the appropriateness of penalties for settlement fails, in particular the need for additional flexibility in relation to penalties for settlement fails in relation to illiquid financial instruments referred to in Article 7(4);
po potrebi ugotovitve medsebojnih strokovnih pregledov za čezmejni nadzor iz člena 24(6) in morebitne možnosti, da bi bili ti pregledi v prihodnje manj pogosti, vključno z navedbo o tem, ali je iz teh ugotovitev razvidno, da so potrebni bolj formalni kolegiji nadzornikov;
measuring settlement which does not take place in the securities settlement systems operated by CSDs based on the number and volume of transactions based on the information received under Article 9 and any other relevant criteria;
uporaba pravil držav članic o civilnopravni odgovornosti v zvezi z izgubami, ki jih je mogoče pripisati CDD;
the cross-border provision of services covered by this Regulation based on the number and types of CSD links, number of foreign participants in the securities settlement systems operated by CSDs, number and volume of transactions involving such participants, number of foreign issuers recording their securities in a CSD in accordance with Article 49 and any other relevant criteria;
postopki in pogoji, v skladu s katerimi smejo CDD na podlagi členov 54 in 55 imenovati kreditne institucije ali same sebe za opravljanje pomožnih bančnih storitev, vključno z oceno učinkov, ki jih to utegne imeti za finančno stabilnost in konkurenco na področju storitev poravnave in pomožnih bančnih storitev v Uniji;