natgillin/translations-raw huggingface dataset:
If an investigating unit considers that an administrative penalty should be imposed on a supervised entity, the investigating unit shall submit a proposal for a complete draft decision to the Supervisory Board, determining that the supervised entity concerned has committed a breach and specifying the administrative penalty to be imposed.
Preiskovalna enota utemelji svoj predlog za dokončen osnutek odločitve samo z dejstvi in očitki, o katerih se je imel nadzorovani subjekt možnost izjaviti.
The investigating unit shall also submit its file on the investigation to the Supervisory Board.
Če Nadzorni odbor meni, da je spis, ki ga je predložila preiskovalna enota, nepopoln, ga lahko vrne preiskovalni enoti skupaj z obrazloženo zahtevo za predložitev dodatnih informacij.
The investigating unit shall base its proposal for a complete draft decision only on facts and objections on which the supervised entity has had the opportunity to comment.
Ustrezno se uporablja člen 125.
If the Supervisory Board considers that the file submitted by the investigating unit is incomplete, it may return the file to the investigating unit together with a reasoned request for additional information.
Če se Nadzorni odbor na podlagi popolnega spisa strinja s predlogom preiskovalne enote za dokončen osnutek odločitve v zvezi z eno ali več kršitvami in z dejanskim stanjem za tako odločitev, sprejme dokončen osnutek odločitve, ki ga je predlagala preiskovalna enota v zvezi s kršitvijo ali kršitvami, za katere se strinja, da so bile storjene.
Article 125 shall apply accordingly.
Kolikor se Nadzorni odbor ne strinja s predlogom, se odločitev sprejme po ustreznih odstavkih tega člena.
If the Supervisory Board, on the basis of a complete file, agrees with the proposal for a complete draft decision of the investigating unit in respect of one or more breaches and the factual basis for such decision, it shall adopt the complete draft decision proposed by the investigating unit regarding the breach or breaches it agrees have taken place.
Če Nadzorni odbor na podlagi popolnega spisa meni, da dejstva, ki so opisana v predlogu za dokončen osnutek odločitve, kot je navedeno v odstavku 1, ne pomenijo zadostnega dokaza kršitve, kot je navedeno v členu 124, lahko sprejme dokončen osnutek odločitve, s katerim zaključi zadevo.
To the extent that the Supervisory Board does not agree with the proposal, a decision shall be taken pursuant to the relevant paragraphs of this Article.
Če se Nadzorni odbor na podlagi popolnega spisa strinja z ugotovitvijo iz predloga preiskovalne enote za dokončen osnutek odločitve, da je zadevni nadzorovani organ storil kršitev, ne strinja pa se s predlaganim priporočilom glede upravnih kazni, sprejme dokončen osnutek odločitve, v katerem navede, kakšna upravna denarna kazen je po njegovem mnenju ustrezna.
If the Supervisory Board, on the basis of a complete file, considers that the facts described in the proposal for a complete draft decision as referred to in paragraph 1 do not appear to reveal sufficient evidence of a breach as referred to in Article 124, it may adopt a complete draft decision closing the case.
Če se Nadzorni odbor na podlagi popolnega spisa ne strinja s predlogom preiskovalne enote, ampak zaključi, da je nadzorovani subjekt storil drugo kršitev ali da obstaja drugačno dejansko stanje za predlog preiskovalne enote, pisno obvesti zadevni nadzorovani subjekt o svojih ugotovitvah in očitkih zoper zadevni nadzorovani subjekt.
If the Supervisory Board, on the basis of a complete file, agrees with the determination in the proposal for a complete draft decision of the investigating unit that the supervised entity concerned has committed a breach, but disagrees with the proposed recommendation concerning administrative penalties, it shall adopt the complete draft decision, specifying the administrative penalty it considers appropriate.
V zvezi z Nadzornim odborom se ustrezno uporablja člen 126(2) do (4).
If the Supervisory Board, on the basis of a complete file, does not agree with the proposal of the investigating unit, but concludes that a different breach has been committed by a supervised entity, or that there is a different factual basis for the proposal of the investigating unit, it shall inform the supervised entity concerned in writing of its findings and of the objections raised against the supervised entity concerned.
Nadzorni odbor pripravi dokončen osnutek določitve, v katerem navede, ali je zadevni nadzorovani subjekt storil kršitev, in določi upravne kazni, če jih je treba naložiti.
Article 126(2) to (4) shall apply accordingly with regard to the Supervisory Board.
Dokončni osnutki odločitev, ki jih sprejme Nadzorni odbor in se predlagajo Svetu ECB, se lahko utemeljijo samo z dejstvi in očitki, o katerih se je imel nadzorovani subjekt možnost izjaviti.
The Supervisory Board shall prepare a complete draft decision determining whether or not the supervised entity concerned has committed a breach and specifying the administrative penalties to be imposed, if any.
Člen 128
Complete draft decisions adopted by the Supervisory Board and to be proposed to the Governing Council shall be based only on facts and objections on which the supervised entity has had the opportunity to comment.
Opredelitev skupnega letnega prometa za potrebe ugotovitve zgornje meje za upravne denarne kazni
Article 128
Skupni letni promet, kot je navedeno v členu 18(1) uredbe o EMN, pomeni letni promet nadzorovanega subjekta, kot je opredeljeno v členu 67 Direktive 2013/36/EU, glede na najnovejše razpoložljive letne finančne račune tega nadzorovanega subjekta.
Definition of total annual turnover for the purpose of determining the upper limit for administrative pecuniary penalties
Kadar nadzorovani subjekt, ki je storil kršitev, pripada nadzorovani skupini, je ustrezni skupni letni promet skupni letni promet, ki izhaja iz najnovejših razpoložljivih konsolidiranih letnih finančnih računov nadzorovane skupine.
The total annual turnover as referred to in Article 18(1) of the SSM Regulation shall mean the annual turnover, as defined in Article 67 of Directive 2013/36/EU, of a supervised entity according to the most recent available annual financial accounts of such supervised entity.
PERIODIČNE DENARNE KAZNI
Where the supervised entity that has committed the breach belongs to a supervised group, the relevant total annual turnover shall be the total annual turnover resulting from the most recent available consolidated annual financial accounts of the supervised group.
Člen 129
PERIODIC PENALTY PAYMENTS
Postopkovna pravila, ki se uporabljajo za periodične denarne kazni
Article 129
V primeru nadaljevane kršitve uredbe ali nadzorniške odločitve ECB lahko ECB naloži periodično denarno kazen, da se zadevne osebe prisili k upoštevanju uredbe ali nadzorniške odločitve.
Procedural rules applicable to periodic penalty payments
ECB uporabi postopkovna pravila iz člena 22 uredbe o EMN in naslova 2 v delu III te uredbe.
In the event of a continuing breach of a regulation or supervisory decision of the ECB, the ECB may impose a periodic penalty payment with a view to compelling the persons concerned to comply with the regulation or supervisory decision.
Periodična denarna kazen mora biti učinkovita in sorazmerna.
The ECB shall apply the procedural rules of Article 22 of the SSM Regulation and Title 2 of Part III of this Regulation.
Periodična denarna kazen se izračuna za vsak dan kršitve, dokler zadevna oseba ne upošteva zadevne uredbe ali nadzorniške odločitve ECB.
A periodic penalty payment shall be effective and proportionate.
Zgornje meje periodičnih denarnih kazni so tiste, ki so določene v Uredbi (ES) št. 2532/98.
The periodic penalty payment shall be calculated for each day of infringement until the person concerned complies with the ECB regulation or supervisory decision concerned.
Ustrezno obdobje začne teči na datum, naveden v odločitvi, s katero se naloži periodična denarna kazen.
The upper limits for periodic penalty payments shall be as specified in Regulation (EC) No 2532/98.
Najzgodnejši datum, naveden v odločitvi, je datum, na katerega se zadevna oseba pisno uradno obvesti o razlogih ECB za naložitev periodične denarne kazni.
The relevant period shall begin to run on the date stipulated in the decision imposing the periodic penalty payment.
Periodične denarne kazni se lahko naložijo za največ šest mesecev po datumu, navedenem v odločitvi iz odstavka 3.
The earliest date stipulated in the decision shall be the date on which the person concerned is notified in writing of the ECB’s reasons for imposing a periodic penalty payment.
ROKI
Periodic penalty payments may be imposed for periods of no longer than six months following the date specified in the decision referred to in paragraph 3.
Člen 130
TIME LIMITS
Zastaralni roki za naložitev upravnih kazni
Article 130
Pooblastilo ECB za naložitev upravnih kazni nadzorovanim subjektom zastara v petih letih od dneva storitve kršitve.
Limitation periods for imposing administrative penalties
V primeru nadaljevanih ali ponavljajočih se kršitev začne zastaralni rok teči na dan prenehanja kršitve.
The ECB’s power to impose administrative penalties on supervised entities shall be subject to a limitation period of five years, which shall begin to run on the day on which the breach is committed.
Kakršno koli dejanje ECB za namene preiskave ali postopka v zvezi s kršitvijo po členu 124 povzroči pretrganje zastaralnega roka za naložitev upravnih denarnih kazni.
In the case of on-going or repeated breaches, the limitation period shall begin to run on the day on which the breach ceases.
Pretrganje zastaralnega roka učinkuje od datuma, na katerega se dejanje uradno sporoči zadevnemu nadzorovanemu subjektu.
Any action taken by the ECB for the purposes of the investigation or proceedings in respect of a breach under Article 124 shall cause the limitation period for imposing administrative pecuniary penalties to be interrupted.
Po vsakem pretrganju začne zastaralni rok teči znova.
The limitation period shall be interrupted with effect from the date on which the action is notified to the supervised entity concerned.
Vendar pa se zastaralni rok izteče najpozneje na dan, ko preteče obdobje, ki je dvakrat daljše od zastaralnega roka, ECB pa v tem obdobju upravne kazni ni naložila.
Each interruption shall cause the limitation period to begin to run afresh.
To obdobje se podaljša za katero koli časovno obdobje, za katero se zastaralni rok zadrži po odstavku 5.
However, the limitation period shall expire at the latest on the day on which a period equal to twice the duration of the limitation period has elapsed without the ECB having imposed an administrative penalty.
Zastaralni rok za naložitev upravnih kazni se zadrži za katero koli obdobje, v katerem je končna odločitev Sveta ECB predmet postopka pregleda pred Upravnim odborom za pregled ali postopka pritožbe pred Sodiščem.
That period shall be extended by any period of time for which the limitation period is suspended pursuant to paragraph 5.
Zastaralni rok se zadrži tudi za čas trajanja kazenskega postopka, ki teče zoper nadzorovani subjekt v zvezi z istimi dejstvi.
The limitation period for imposing administrative penalties shall be suspended for any period during which the decision of the ECB’s Governing Council is subject to review proceedings before the Administrative Board of Review or appeal proceedings before the Court of Justice.
Člen 131
The limitation period shall also be suspended for such period as criminal proceedings are pending against the supervised entity in connection with the same facts.
Zastaralni roki za izvršitev upravnih kazni
Article 131
Pooblastilo ECB, da izvrši odločitev, sprejeto po členu 18(1) in (7) uredbe o EMN, zastara v petih letih od datuma sprejetja zadevne odločitve.
Limitation periods for the enforcement of administrative penalties
Kakršno koli dejanje ECB, namenjeno uveljavitvi plačila ali plačilnih pogojev na podlagi zadevne upravne kazni, pretrga zastaralni rok za izvršitev upravnih kazni.
The ECB’s power to enforce a decision taken pursuant to Article 18(1) and (7) of the SSM Regulation shall be subject to a limitation period of five years, which shall begin to run on the date of adoption of the decision in question.
Zastaralni rok za izvršitev upravnih kazni se zadrži za čas:
Any action of the ECB designed to enforce payment or payment terms and conditions under the administrative penalty concerned shall cause the limitation period for the enforcement of administrative penalties to be interrupted.
trajanja plačilnega roka;
The limitation period for the enforcement of administrative penalties shall be suspended for such period as:
zadržanja uveljavljanja plačila na podlagi odločitve Sveta ECB ali Sodišča.
time to pay is allowed;
OBJAVA ODLOČITEV IN IZMENJAVA INFORMACIJ
enforcement of payment is suspended pursuant to a decision of either the ECB’s Governing Council or the Court of Justice.
Člen 132
PUBLICATION OF DECISIONS AND EXCHANGE OF INFORMATION
Objava odločitev v zvezi z upravnimi kaznimi
Article 132
ECB objavi na svoji spletni strani brez nepotrebnega odlašanja in po tem, ko je bil o odločitvi uradno obveščen zadevni nadzorovani subjekt, vsako odločitev, s katero se nadzorovanemu subjektu v sodelujoči državi članici naloži upravna denarna kazen, kot je opredeljeno v členu 120, vključno z informacijami o vrsti in naravi kršitve ter identiteti zadevnega nadzorovanega subjekta, razen če bi tovrstna objava:
Publication of decisions regarding administrative penalties
ogrozila stabilnost finančnih trgov ali kazensko preiskavo, ki je v teku, ali
The ECB shall publish on its website without undue delay, and after the decision has been notified to the supervised entity concerned, any decision imposing an administrative penalty, as defined in Article 120, on a supervised entity in a participating Member State, including information on the type and nature of the breach and the identity of the supervised entity concerned, unless publication in this manner would either:
povzročila, kolikor je to mogoče ugotoviti, nesorazmerno škodo zadevnemu nadzorovanemu subjektu.
jeopardise the stability of the financial markets or an on-going criminal investigation; or
V teh okoliščinah se odločitve o upravnih kaznih objavijo na anonimni podlagi.
cause, insofar as it can be determined, disproportionate damage to the supervised entity concerned.
Druga možnost pa je, da se lahko objava po tem odstavku, kadar je verjetno, da bodo te okoliščine prenehale obstajati v razumnem obdobju, preloži za to obdobje.
In these circumstances, decisions regarding administrative penalties shall be published on an anonymised basis.
Če pred Sodiščem teče pritožbeni postopek v zvezi z odločitvijo po odstavku 1, ECB brez nepotrebnega odlašanja objavi na svoji uradni spletni strani tudi informacije o statusu in izidu zadevnega pritožbenega postopka.
Alternatively, where such circumstances are likely to cease within a reasonable period of time, publication under this paragraph may be postponed for such period of time.
ECB zagotovi, da informacije, objavljene po odstavkih 1 in 2, ostanejo na njeni uradni spletni strani najmanj pet let.
If an appeal to the Court of Justice in respect of a decision under paragraph 1 is pending, the ECB shall, without undue delay, also publish on its official website information on the status of the appeal in question and the outcome thereof.
Člen 133
The ECB shall ensure that information published under paragraphs 1 and 2 remains on its official website for at least five years.
Obveščanje Evropskega bančnega organa
Article 133
Ob upoštevanju zahtev za varovanje poklicne skrivnosti, navedenih v členu 27 uredbe o EMN, ECB obvesti Evropski bančni organ o vseh upravnih kaznih, kot je opredeljeno v členu 120, ki se naložijo nadzorovanemu subjektu v državi članici euroobmočja, vključno z vsako pritožbo v zvezi s temi kaznimi in izidom pritožbenega postopka.
Informing the EBA
SODELOVANJE MED ECB IN PRISTOJNIMI NACIONALNIMI ORGANI V DRŽAVAH ČLANICAH EUROOBMOČJA PO ČLENU 18(5) UREDBE O EMN
Subject to the professional secrecy requirements referred to in Article 27 of the SSM Regulation, the ECB shall inform the EBA of all administrative penalties, as defined in Article 120, which are imposed on a supervised entity in a euro area Member State, including any appeal in relation to such penalties and the outcome thereof.
Člen 134
COOPERATION BETWEEN THE ECB AND NCAs IN EURO AREA MEMBER STATES UNDER ARTICLE 18(5) OF THE SSM REGULATION
Pomembni nadzorovani subjekti
Article 134
Pristojni nacionalni organ uvede postopek v zvezi s pomembnimi nadzorovanimi subjekti samo na zahtevo ECB, kadar je to potrebno za opravljanje nalog, prenesenih na ECB z uredbo o EMN, da se sprejmejo ukrepi, s katerimi se zagotovi naložitev ustreznih kazni v primerih, ki niso zajeti s členom 18(1) uredbe o EMN.
Significant supervised entities
Ti primeri vključujejo uporabo:
In respect of significant supervised entities, an NCA shall open proceedings only at the request of the ECB where necessary for the purpose of carrying out the tasks conferred on the ECB under the SSM Regulation, with a view to taking action to ensure that appropriate penalties are imposed in cases not covered by Article 18(1) of the SSM Regulation.
nedenarnih kazni v primeru, ko pravo Unije, ki se neposredno uporablja, kršijo pravne ali fizične osebe, in vseh denarnih kazni v primeru, ko pravo Unije, ki se neposredno uporablja, kršijo fizične osebe;
Such cases include the application of:
vseh denarnih ali nedenarnih kazni v primeru, ko pravne ali fizične osebe kršijo nacionalno pravo, ki prenaša upoštevne direktive Unije;
non-pecuniary penalties in the event of a breach of directly applicable Union law by legal or natural persons, as well as any pecuniary penalties in the event of a breach of directly applicable Union law by natural persons;
vseh denarnih ali nedenarnih kazni, ki se naložijo v skladu z upoštevno nacionalno zakonodajo, ki dodeljuje posebna pooblastila pristojnim nacionalnim organom v državah članicah euroobmočja, in ki jih upoštevno pravo Unije trenutno ne zahteva.
any pecuniary or non-pecuniary penalties in the event of a breach by legal or natural persons of any national law transposing relevant Union directives;
Določbe tega odstavka ne posegajo v možnost pristojnega nacionalnega organa, da na lastno pobudo uvede postopke glede uporabe nacionalnega prava za naloge, ki niso prenesene na ECB.
any pecuniary or non-pecuniary penalties to be imposed in accordance with relevant national legislation which confers specific powers on the NCAs in euro area Member States which are currently not required by the relevant Union law.
Pristojni nacionalni organ lahko zaprosi ECB, naj od njega zahteva uvedbo postopka v primerih iz odstavka 1.
The provisions of this paragraph shall be without prejudice to the possibility for an NCA to open proceedings on its own initiative regarding the application of national law for tasks not conferred on the ECB.
Pristojni nacionalni organ sodelujoče države članice uradno obvesti ECB o zaključku postopka za izrek kazni, uvedenega na zahtevo ECB po odstavku 1.
An NCA may ask the ECB to request it to open proceedings in the cases referred to in paragraph 1.
Zlasti se ECB obvesti o morebitno naloženih kaznih.
An NCA of a participating Member State shall notify the ECB of the completion of a penalty procedure initiated at the request of the ECB pursuant to paragraph 1.
Člen 135
In particular, the ECB shall be informed of the penalties imposed, if any.
Poročanje v zvezi z manj pomembnimi nadzorovanimi subjekti
Article 135
Zadevni pristojni nacionalni organ redno uradno obvešča ECB o vseh upravnih kaznih, ki jih naloži manj pomembnim nadzorovanim subjektom v zvezi z izvajanjem svojih nadzornih nalog.
Reporting in respect of less significant supervised entities
KAZNIVA DEJANJA
The relevant NCA shall notify the ECB on a regular basis of all administrative penalties imposed on less significant supervised entities in connection with the exercise of its supervisory tasks.
Člen 136
CRIMINAL OFFENCES
Dokaz o dejstvih, ki morda pomenijo kaznivo dejanje
Article 136
Kadar ECB pri opravljanju svojih nalog po uredbi o EMN ugotovi, da obstaja razlog za sum, da je bilo morda storjeno kaznivo dejanje, od zadevnega pristojnega nacionalnega organa zahteva, da predloži zadevo ustreznim organom v preiskavo in morebiten kazenski pregon v skladu z nacionalnim pravom.
Evidence of facts potentially giving rise to a criminal offence
IZKUPIČEK IZ KAZNI
Where, in carrying out its tasks under the SSM Regulation, the ECB has reason to suspect that a criminal offence may have been committed, it shall request the relevant NCA to refer the matter to the appropriate authorities for investigation and possible criminal prosecution, in accordance with national law.
Člen 137
PROCEEDS FROM PENALTIES
Izkupiček iz kazni
Article 137
Izkupiček iz upravnih kazni, ki jih ECB naloži po členu 18(1) in (7) uredbe o EMN, je premoženje ECB.
Proceeds from penalties
DEL XI
The proceeds from administrative penalties imposed by the ECB under Article 18(1) and (7) of the SSM Regulation shall be the ECB’s property.
DOSTOP DO INFORMACIJ, POROČANJE, PREISKAVE IN INŠPEKCIJSKI PREGLEDI NA KRAJU SAMEM
PART XI
SPLOŠNA NAČELA
ACCESS TO INFORMATION, REPORTING, INVESTIGATIONS AND ON-SITE INSPECTIONS
Člen 138
GENERAL PRINCIPLES
Sodelovanje med ECB in pristojnimi nacionalnimi organi v zvezi s pooblastili, navedenimi v členih 10 do 13 uredbe o EMN
Article 138
Določbe iz tega dela se uporabljajo za pomembne nadzorovane subjekte.
Cooperation between the ECB and NCAs as regards the powers referred to in Articles 10 to 13 of the SSM Regulation
Uporabljajo se tudi za manj pomembne nadzorovane subjekte, če se ECB po členu 6(5)(d) uredbe o EMN odloči, da bo v zvezi z njimi uporabila pooblastila, navedena v členih 10 do 13 uredbe o EMN.
The provisions laid down in this Part shall apply to significant supervised entities.
Vendar pa to ne posega v pristojnost pristojnih nacionalnih organov, da neposredno nadzirajo manj pomembne nadzorovane subjekte po členu 6(6) uredbe o EMN.
They shall also apply to less significant supervised entities if the ECB decides, pursuant to Article 6(5)(d) of the SSM Regulation, to make use of the powers referred to in Articles 10 to 13 of the SSM Regulation with respect to a less significant supervised entity.
SODELOVANJE V ZVEZI Z ZAHTEVAMI ZA PREDLOŽITEV INFORMACIJ
This shall however be without prejudice to the NCAs’ competence to supervise less significant supervised entities directly pursuant to Article 6(6) of the SSM Regulation.
Člen 139
COOPERATION IN RESPECT OF REQUESTS FOR INFORMATION
Občasne zahteve za predložitev informacij po členu 10 uredbe o EMN
Article 139
V skladu s členom 10 uredbe o EMN ter ob upoštevanju in skladno z upoštevnim pravom Unije lahko ECB od pravne ali fizične osebe, navedene v členu 10(1) navedene uredbe, zahteva predložitev vseh informacij, ki so potrebne za izvajanje nalog, ki so nanjo prenesene z uredbo o EMN.
Ad-hoc requests for information under Article 10 of the SSM Regulation
ECB opredeli zadevne informacije in razumen rok, v katerem jih je treba predložiti ECB.
In accordance with Article 10 of the SSM Regulation and subject to and in compliance with relevant Union law, the ECB may require a legal or natural person referred to in Article 10(1) thereof to provide all information that is necessary to exercise the tasks conferred on it by the SSM Regulation.
Preden ECB zahteva informacije, ki jih je treba predložiti v skladu s členom 10(1) uredbe o EMN, najprej upošteva informacije, ki so pristojnim nacionalnim organom že na voljo.
The ECB shall specify the information concerned and a reasonable time limit within which it is to be provided to the ECB.
ECB da na voljo zadevnemu pristojnemu organu izvod vseh informacij, ki jih prejme od pravne ali fizične osebe, na katero je naslovila zahtevo za predložitev informacij.
Before requiring information to be provided in accordance with Article 10(1) of the SSM Regulation, the ECB shall first take account of information already available to NCAs.
POROČANJE
The ECB shall make available to the relevant NCA a copy of any information received from the legal or natural person to whom the request for information has been addressed.
Člen 140