natgillin/translations-raw huggingface dataset:
The notification required shall include the breakdown by type of financial instruments held in accordance with point (a) and financial instruments held in accordance with point (b) of that subparagraph, distinguishing between the financial instruments which confer a right to a physical settlement and the financial instruments which confer a right to a cash settlement.’;
Zahtevano obvestilo vključuje razčlenitev po vrstah finančnih instrumentov, ki jih ima fizična ali pravna oseba v skladu s točko (a) prvega pododstavka in finančnih instrumentov, ki jih ima v skladu s točko (b) navedenega pododstavka, ter pri tem razlikuje med finančnimi instrumenti, ki dajejo pravico do fizične poravnave, in finančnimi instrumenti, ki dajejo pravico do denarne poravnave.“;
The number of voting rights shall be calculated by reference to the full notional amount of shares underlying the financial instrument except where the financial instrument provides exclusively for a cash settlement, in which case the number of voting rights shall be calculated on a “delta-adjusted” basis, by multiplying the notional amount of underlying shares by the delta of the instrument.
Število glasovalnih pravic se izračuna glede na celotni nominalni znesek delnic, ki so osnova finančnega instrumenta, razen kadar finančni instrument predvideva izključno denarno poravnavo; v tem primeru se število glasovalnih pravic izračuna na „delta prilagojeni“ osnovi, tako da se nominalni znesek osnovnih delnic pomnoži z delto instrumenta.
For this purpose, the holder shall aggregate and notify all financial instruments relating to the same underlying issuer.
V ta namen imetnik sešteje in priglasi vse finančne instrumente, ki se nanašajo na istega osnovnega izdajatelja.
Only long positions shall be taken into account for the calculation of voting rights.
Pri izračunu glasovalnih pravic se upoštevajo samo dolge pozicije.
Long positions shall not be netted with short positions relating to the same underlying issuer.
Dolge pozicije se ne pobotajo s kratkimi pozicijami, ki se nanašajo na istega osnovnega izdajatelja.
ESMA shall develop draft regulatory technical standards to specify:
ESMA pripravi osnutke regulativnih tehničnih standardov za določitev:
the method for calculating the number of voting rights referred to in the first subparagraph in the case of financial instruments referenced to a basket of shares or an index; and
metode za izračun števila glasovalnih pravic iz prvega pododstavka v primeru finančnih instrumentov, ki se nanašajo na košarico delnic ali indeks, ter
the methods for determining delta for the purposes of calculating voting rights relating to financial instruments which provide exclusively for a cash settlement as required by the first subparagraph.
metod za določanje delte za namene izračuna glasovalnih pravic, ki se nanašajo na finančne instrumente, ki predvidevajo izključno denarno poravnavo, kot se zahteva v prvem pododstavku.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the second subparagraph of this paragraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
Na Komisijo se prenese pooblastilo za sprejemanje regulativnih tehničnih standardov iz drugega pododstavka tega odstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010.
For the purposes of paragraph 1, the following shall be considered to be financial instruments, provided they satisfy any of the conditions set out in points (a) or (b) of the first subparagraph of paragraph 1:
Za namene odstavka 1 za finančne instrumente štejejo naslednji instrumenti, če izpolnjujejo katerega koli od pogojev iz točk (a) ali (b) prvega pododstavka odstavka 1:
transferable securities;
prenosljivi vrednostni papirji;
futures;
terminske pogodbe;
swaps;
menjalni posli;
forward rate agreements;
dogovori o terminski obrestni meri;
contracts for differences; and
pogodbe na razliko in
any other contracts or agreements with similar economic effects which may be settled physically or in cash.
vse druge pogodbe ali dogovori, ki imajo podoben gospodarski vpliv in jih je mogoče poravnati fizično ali v gotovini.
ESMA shall establish and periodically update an indicative list of financial instruments that are subject to notification requirements pursuant to paragraph 1, taking into account technical developments on financial markets.’;
ESMA pripravi in redno posodablja okviren seznam finančnih instrumentov, za katere veljajo zahteve glede obveščanja na podlagi odstavka 1, ter pri tem upošteva tehnični razvoj na finančnih trgih.“;
The Commission shall be empowered to adopt, by means of delegated acts in accordance with Article 27(2a), (2b) and (2c), and subject to the conditions laid down by Articles 27a and 27b, the measures to specify the contents of the notification to be made, the notification period and to whom the notification is to be made as referred to in paragraph 1.’;
Na Komisijo se prenese pooblastilo, da z delegiranimi akti v skladu s členom 27(2a), (2b) in (2c) ter pod pogoji iz členov 27a in 27b sprejme ukrepe za določitev vsebine obvestila, obdobja obveščanja in naslovnika obvestila, kot je navedeno v odstavku 1.“;
The exemptions laid down in Article 9(4), (5) and (6) and in Article 12(3), (4) and (5) shall apply mutatis mutandis to the notification requirements under this Article.
Izjeme iz člena 9(4), (5) in (6) ter člena 12(3), (4) in (5) se smiselno uporabljajo za zahteve glede obveščanja na podlagi tega člena.
ESMA shall develop draft regulatory technical standards to specify the cases in which the exemptions referred to in the first subparagraph apply to financial instruments held by a natural person or a legal entity fulfilling orders received from clients or responding to a client’s requests to trade otherwise than on a proprietary basis, or hedging positions arising out of such dealings.
ESMA pripravi osnutke regulativnih tehničnih standardov za določitev primerov, v katerih se izjeme iz prvega pododstavka uporabljajo za finančne instrumente, ki jih ima fizična ali pravna oseba, ki izpolnjuje naročila, prejeta od strank, ali zahteve stranke, da trguje kako drugače kot za lastni račun, ali varuje pozicije, ki nastanejo s takšnimi posli.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the second subparagraph of this paragraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.’;
Na Komisijo se prenese pooblastilo za sprejemanje regulativnih tehničnih standardov iz drugega pododstavka tega odstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010.“;
Aggregation
Seštevanje
The notification requirements laid down in Articles 9, 10 and 13 shall also apply to a natural person or a legal entity when the number of voting rights held directly or indirectly by such person or entity under Articles 9 and 10 aggregated with the number of voting rights relating to financial instruments held directly or indirectly under Article 13 reaches, exceeds or falls below the thresholds set out in Article 9(1).
Zahteve glede obveščanja iz členov 9, 10 in 13 se uporabljajo tudi za fizično ali pravno osebo, če število glasovalnih pravic, ki jih ima takšna oseba neposredno ali posredno na podlagi členov 9 in 10, prišteto številu glasovalnih pravic, ki se nanašajo na finančne instrumente, ki jih ima neposredno ali posredno na podlagi člena 13, doseže, preseže ali pade pod pragove iz člena 9(1).
The notification required under the first subparagraph of this paragraph shall include a breakdown of the number of voting rights attached to shares held in accordance with Articles 9 and 10 and voting rights relating to financial instruments within the meaning of Article 13.
Obvestilo, zahtevano na podlagi prvega pododstavka tega odstavka, vključuje razčlenitev števila glasovalnih pravic iz delnic, ki jih imajo v skladu s členoma 9 in 10, ter glasovalnih pravic, ki se nanašajo na finančne instrumente v smislu člena 13.
Voting rights relating to financial instruments that have already been notified in accordance with Article 13 shall be notified again when the natural person or the legal entity has acquired the underlying shares and such acquisition results in the total number of voting rights attached to shares issued by the same issuer reaching or exceeding the thresholds laid down by Article 9(1).’;
Glasovalne pravice, ki se nanašajo na finančne instrumente, ki so bili že priglašeni v skladu s členom 13, se ponovno priglasi, če je fizična ali pravna oseba pridobila osnovne delnice in skupno število glasovalnih pravic iz delnic, ki jih je izdal isti izdajatelj, s takšno pridobitvijo doseže ali preseže pragove iz člena 9(1).“;
Article 16(3) is deleted;
člen 16(3) se črta;
in Article 19(1), the second subparagraph is deleted;
v členu 19(1) se črta drugi pododstavek;
Article 21(4) is replaced by the following:
člen 21(4) se nadomesti z naslednjim:
The Commission shall be empowered to adopt, by means of delegated acts in accordance with Article 27(2a), (2b) and (2c), and subject to the conditions laid down in Articles 27a and 27b, measures to specify the following:
Na Komisijo se prenese pooblastilo, da z delegiranimi akti v skladu s členom 27(2a), (2b) in (2c) ter pod pogoji iz členov 27a in 27b sprejme ukrepe za določitev naslednjega:
minimum standards for the dissemination of regulated information, as referred to in paragraph 1;
minimalnih standardov za razširjanje predpisanih informacij iz odstavka 1;
minimum standards for the central storage mechanisms as referred to in paragraph 2;
minimalnih standardov za mehanizme za centralizirano shranjevanje iz odstavka 2;
rules to ensure the interoperability of the information and communication technologies used by the mechanisms referred to in paragraph 2 and access to regulated information at the Union level, referred to therein.
pravil za zagotavljanje interoperabilnosti informacijskih in komunikacijskih tehnologij, ki jih uporabljajo mehanizmi iz odstavka 2, in o dostopu do predpisanih informacij na ravni Unije iz navedenega odstavka.
The Commission may also specify and update a list of media for the dissemination of information to the public.’;
Komisija lahko poleg tega določi in posodablja seznam medijev za razširjanje informacij javnosti.“;
European electronic access point
Evropska točka za elektronski dostop
The system of interconnection of officially appointed mechanisms shall be composed of:
Sistem medsebojnega povezovanja uradno določenih mehanizmov sestavljajo:
the mechanisms referred to in Article 21(2),
mehanizmi iz člena 21(2),
the portal serving as the European electronic access point.
portal, ki deluje kot evropska točka za elektronski dostop.
Member States shall ensure access to their central storage mechanisms via the access point.’;
Države članice zagotovijo, da so njihovi mehanizmi centraliziranega shranjevanja dostopni prek dostopne točke.“;
Access to regulated information at Union level
Dostop do predpisanih informacij na ravni Unije
ESMA shall develop draft regulatory technical standards setting technical requirements regarding access to regulated information at Union level in order to specify the following:
ESMA pripravi osnutke regulativnih tehničnih standardov, s katerimi določi tehnične zahteve za dostop do predpisanih informacij na ravni Unije s ciljem opredeliti:
the technical requirements regarding communication technologies used by the mechanisms referred to in Article 21(2);
tehnične zahteve glede komunikacijskih tehnologij, ki jih uporabljajo mehanizmi iz člena 21(2);
the technical requirements for the operation of the central access point for the search for regulated information at Union level;
tehnične zahteve za delovanje osrednje točke dostopa za iskanje predpisanih informacij na ravni Unije;
the technical requirements regarding the use of a unique identifier for each issuer by the mechanisms referred to in Article 21(2);
tehnične zahteve glede uporabe edinstvenega identifikatorja za vsakega izdajatelja s strani mehanizmov iz člena 21(2);
the common format for the delivery of regulated information by the mechanisms referred to in Article 21(2);
enotno obliko, ki jo mehanizmi iz člena 21(2) uporabljajo za zagotavljanje predpisanih informacij;
the common classification of regulated information by the mechanisms referred to in Article 21(2) and the common list of types of regulated information.
enotno razvrščanje predpisanih informacij, ki ga uporabljajo mehanizmi iz člena 21(2), in skupni seznam vrst predpisanih informacij.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph of this paragraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
Na Komisijo se prenese pooblastilo za sprejemanje regulativnih tehničnih standardov iz prvega pododstavka tega odstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010.
in Article 23(1), the following subparagraph is added:
v členu 23(1) se doda naslednji pododstavek:
‘The information covered by the requirements laid down in the third country shall be filed in accordance with Article 19 and disclosed in accordance with Articles 20 and 21.’;
„Informacije, za katere veljajo zahteve, določene v tretji državi, se vložijo v skladu s členom 19 ter razkrijejo v skladu s členoma 20 in 21.“;
in Article 24, the following paragraphs are inserted:
v členu 24 se vstavijo naslednji odstavki:
Without prejudice to paragraph 4, competent authorities shall be given all investigative powers that are necessary for the exercise of their functions.
Pristojni organi brez poseganja v odstavek 4 prejmejo vsa preiskovalna pooblastila, ki so potrebna za opravljanje njihovih nalog.
Those powers shall be exercised in conformity with national law.
Ta pooblastila se izvajajo v skladu z nacionalnim pravom.
Competent authorities shall exercise their sanctioning powers, in accordance with this Directive and national law, in any of the following ways:
Pristojni organi svoja pooblastila za sankcioniranje v skladu s to direktivo in nacionalnim pravom izvajajo na katerega koli od naslednjih načinov:
directly,
neposredno,
in collaboration with other authorities,
v sodelovanju z drugimi organi,
under their responsibility by delegation to such authorities,
v okviru svoje odgovornosti s prenosom pooblastil na te organe,
by application to the competent judicial authorities.’;
z vložitvijo zahtevka pri pristojnih sodnih organih.“;
in Article 25(2), the following subparagraph is added:
v členu 25(2) se doda naslednji pododstavek:
‘In the exercise of their sanctioning and investigative powers, competent authorities shall cooperate to ensure that sanctions or measures produce the desired results, and shall coordinate their action when dealing with cross-border cases.’;
„Pristojni organi pri izvajanju svojih pooblastil za sankcioniranje in svojih preiskovalnih pooblastil sodelujejo, da bi zagotovili, da se s sankcijami ali ukrepi dosežejo želeni rezultati, in usklajujejo svoje delovanje pri obravnavi čezmejnih zadev.“;
the following title is inserted after Article 27b:
za členom 27b se vstavi naslednji naslov:
‘CHAPTER VIA
„POGLAVJE VIA
SANCTIONS AND MEASURES’;
SANKCIJE IN UKREPI“;
Administrative measures and sanctions
Upravni ukrepi in sankcije
Without prejudice to the powers of competent authorities in accordance with Article 24 and the right of Member States to provide for and impose criminal sanctions, Member States shall lay down rules on administrative measures and sanctions applicable to breaches of the national provisions adopted in transposition of this Directive and shall take all measures necessary to ensure that they are implemented.
Države članice brez poseganja v pooblastila pristojnih organov v skladu s členom 24 in v pravico držav članic, da predvidijo in naložijo sankcije po kazenskem pravu, določijo pravila o upravnih ukrepih in sankcijah, ki se uporabljajo za kršitve nacionalnih določb, sprejetih pri prenosu te direktive, ter sprejmejo vse potrebne ukrepe, s katerimi zagotovijo njihovo izvajanje.
Those administrative measures and sanctions shall be effective, proportionate and dissuasive.
Ti upravni ukrepi in sankcije so učinkoviti, sorazmerni in odvračilni.
Without prejudice to Article 7, Member States shall ensure that where obligations apply to legal entities, in the event of a breach, sanctions can be applied, subject to the conditions laid down in national law, to the members of administrative, management or supervisory bodies of the legal entity concerned, and to other individuals who are responsible for the breach under national law.’;
Države članice brez poseganja v člen 7 zagotovijo, da se lahko, kadar obveznosti veljajo za pravne osebe, pod pogoji, določenimi v nacionalni zakonodaji, v primeru kršitve sankcije uporabijo za člane upravnih, poslovodnih ali nadzornih organov zadevne pravne osebe in za druge posameznike, ki so v skladu z nacionalnim pravom odgovorni za kršitev.“;
Breaches
Kršitve
Article 28b shall apply at least to the following breaches:
Člen 28b se uporablja vsaj za naslednje kršitve:
failure by the issuer to make public, within the required time limit, information required under the national provisions adopted in transposition of Articles 4, 5, 6, 14 and 16;
izdajatelj v zahtevanem roku javno ne objavi informacij, ki so zahtevane v skladu z nacionalnimi določbami, sprejetimi pri prenosu členov 4, 5, 6, 14 in 16;
failure by the natural or the legal person to notify, within the required time limit, the acquisition or disposal of a major holding in accordance with the national provisions adopted in transposition of Articles 9, 10, 12, 13 and 13a.
fizična ali pravna oseba v zahtevanem roku ne priglasi pridobitve ali odsvojitve večjega lastniškega deleža v skladu z nacionalnimi določbami, sprejetimi pri prenosu členov 9, 10, 12, 13 in 13a.
Sanctioning powers
Pooblastila za sankcioniranje
In the case of breaches referred to in Article 28a, competent authorities shall have the power to impose at least the following administrative measures and sanctions:
V primeru kršitev iz člena 28a se pristojne organe pooblasti, da naložijo vsaj naslednje upravne ukrepe in sankcije:
a public statement indicating the natural person or the legal entity responsible and the nature of the breach;
javno izjavo, v kateri sta navedeni odgovorna fizična ali pravna oseba in vrsta kršitve;
an order requiring the natural person or the legal entity responsible to cease the conduct constituting the breach and to desist from any repetition of that conduct;
odredbo, ki od odgovorne fizične ali pravne osebe zahteva, da preneha z ravnanjem, ki predstavlja kršitev, in da tega ravnanja več ne ponovi;
administrative pecuniary sanctions of;
upravne denarne sankcije:
in the case of a legal entity,
v primeru pravne osebe:
up to EUR 10000000 or up to 5 % of the total annual turnover according to the last available annual accounts approved by the management body; where the legal entity is a parent undertaking or a subsidiary of a parent undertaking which has to prepare consolidated financial accounts pursuant to Directive 2013/34/EU, the relevant total turnover shall be the total annual turnover or the corresponding type of income pursuant to the relevant accounting Directives according to the last available consolidated annual accounts approved by the management body of the ultimate parent undertaking, or
v višini do 10000000 EUR ali do 5 % skupnega letnega prometa glede na zadnje razpoložljive letne računovodske izkaze, ki jih je odobril poslovodni organ; kadar je pravna oseba matična družba ali odvisna družba matične družbe, ki mora pripraviti konsolidirane računovodske izkaze na podlagi Direktive 2013/34/EU, je zadevni skupni promet skupni letni promet ali ustrezna vrsta prihodka glede na ustrezne računovodske direktive, ki izhaja iz zadnje razpoložljive konsolidirane letne bilance, ki jo je odobril poslovodni organ končne matične družbe, ali
up to twice the amount of the profits gained or losses avoided because of the breach, where those can be determined,
v višini do dvakratnega zneska dobička, pridobljenega s kršitvijo, ali s kršitvijo preprečene izgube, kadar ju je mogoče določiti,
whichever is higher;
kar je višje;
in the case of a natural person:
v primeru fizične osebe:
up to EUR 2000000, or
v višini do 2000000 EUR ali
whichever is higher.
kar je višje.
In Member States where the euro is not the official currency, the corresponding value to euro in the national currency shall be calculated taking into account the official exchange rate on the date of entry into force of Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013 amending Directive 2004/109/EC of the European Parliament and of the Council on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, Directive 2003/71/EC of the European Parliament and of the Council on the prospectus to be published when securities are offered to the public or admitted to trading and Commission Directive 2007/14/EC laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC.
V državah članicah, v katerih euro ni uradna valuta, se vrednost v nacionalni valuti, ki ustreza znesku v eurih, izračuna z upoštevanjem uradnega deviznega tečaja na datum začetka veljavnosti Direktive 2013/50/EU Evropskega parlamenta in Sveta z dne 22. oktobra 2013 o spremembi Direktive 2004/109/ES Evropskega parlamenta in Sveta o uskladitvi zahtev v zvezi s preglednostjo informacij o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu, Direktive 2003/71/ES Evropskega parlamenta in Sveta o prospektu, ki se objavi ob javni ponudbi ali sprejemu vrednostnih papirjev v trgovanje ter Direktive Komisije 2007/14/ES o določitvi podrobnih pravil za izvajanje nekaterih določb Direktive 2004/109/ES.
Without prejudice to the powers of competent authorities under Article 24 and the right of Member States to impose criminal sanctions, Member States shall ensure that their laws, regulations or administrative provisions provide for the possibility of suspending the exercise of voting rights attached to shares in the event of breaches as referred to in point (b) of Article 28a.
Države članice brez poseganja v pooblastila pristojnih organov na podlagi člena 24 in v pravico držav članic, da naložijo sankcije po kazenskem pravu, zagotovijo, da v svojih zakonih in drugih predpisih predvidijo možnost začasne ukinitve izvrševanja glasovalnih pravic iz delnic v primeru kršitev iz točke (b) člena 28a.
Member States may provide that the suspension of voting rights is to apply only to the most serious breaches.
Določijo lahko tudi, da se začasna ukinitev glasovalnih pravic uporablja le za najhujše kršitve.
Member States may provide for additional sanctions or measures and for higher levels of administrative pecuniary sanctions than those provided for in this Directive.
Države članice lahko določijo dodatne sankcije ali ukrepe in višje upravne denarne sankcije od tistih, ki jih predvideva ta direktiva.
Exercise of sanctioning powers
Izvajanje pooblastil za sankcioniranje
Member States shall ensure that, when determining the type and level of administrative sanctions or measures, the competent authorities take into account all relevant circumstances, including where appropriate:
Države članice zagotovijo, da pristojni organi pri določanju vrste in ravni upravnih sankcij ali ukrepov upoštevajo vse ustrezne okoliščine, po potrebi tudi:
the degree of responsibility of the natural person or legal entity responsible;
stopnjo odgovornosti odgovorne fizične ali pravne osebe;
the financial strength of the natural person or legal entity responsible, for example as indicated by the total turnover of the legal entity responsible or the annual income of the natural person responsible;
finančno trdnost odgovorne fizične ali pravne osebe, kot jo, denimo, kaže skupni promet odgovorne pravne osebe ali letni prihodek odgovorne fizične osebe;
the importance of profits gained or losses avoided by the natural person or legal entity responsible, in so far as they can be determined;
pomen pridobljenega dobička ali preprečene izgube s strani odgovorne fizične ali pravne osebe, če ju je mogoče določiti;