natgillin/translations-raw huggingface dataset:
The competent authorities of the host Member State shall have the power to carry out, on a case-by-case basis, on-the-spot checks and inspections of the activities carried out by branches of institutions on their territory and require information from a branch about its activities and for supervisory purposes, where they consider it relevant for reasons of stability of the financial system in the host Member State.
Pristojni organi države članice gostiteljice so pooblaščeni za izvajanje preverjanj na kraju samem in inšpekcijskih pregledov dejavnosti, ki jih izvajajo podružnice institucij na njihovem ozemlju, za vsak posamičen primer in od podružnice za namene nadzora zahtevajo informacije o njenih dejavnostih, če menijo, da so te informacije pomembne za stabilnost finančnega sistema v državi članici gostiteljici.
Before carrying out such checks and inspections, the competent authorities of the host Member State shall consult the competent authorities of the home Member State.
Pred izvedbo takšnih preverjanj in inšpekcijskih pregledov se pristojni organi države članice gostiteljice posvetujejo s pristojnimi organi matične države članice.
After such checks and inspections, the competent authorities of the host Member State shall communicate to the competent authorities of the home Member State the information obtained and findings that are relevant for the risk assessment of the institution or the stability of the financial system in the host Member State.
Pristojni organi države članice gostiteljice po takšnih preverjanjih in inšpekcijskih pregledih pristojnim organom matične države članice sporočijo pridobljene informacije in ugotovitve, ki so pomembne za oceno tveganja institucije ali stabilnost finančnega sistema v državi članici gostiteljici.
The competent authorities of the home Member State shall duly take into account that information and those findings in determining their supervisory examination programme referred to in Article 99, also having regard to the stability of the financial system in the host Member State.
Pristojni organi matične države članice te informacije in ugotovitve ustrezno upoštevajo pri določanju svojih načrtov nadzorniških pregledov iz člena 99, pri čemer upoštevajo tudi stabilnost finančnega sistema v državi članici gostiteljici.
The on-the-spot checks and inspections of branches shall be conducted in accordance with the law of the Member State where the check or inspection is carried out.
Preverjanja na kraju samem in inšpekcijski pregledi podružnic se izvedejo v skladu s pravom države članice, kjer se izvaja preverjanje ali inšpekcijski pregled.
Exchange of information and professional secrecy
Izmenjava informacij in poklicna skrivnost
Member States shall provide that all persons working for or who have worked for the competent authorities and auditors or experts acting on behalf of the competent authorities shall be bound by the obligation of professional secrecy.
Države članice zagotovijo, da vse osebe, ki delajo ali so delale za pristojne organe, in revizorje ali strokovnjake, ki delajo v imenu pristojnih organov, zavezuje obveznost varovanja poklicne skrivnosti.
Confidential information which such persons, auditors or experts receive in the course of their duties may be disclosed only in summary or aggregate form, such that individual credit institutions cannot be identified, without prejudice to cases covered by criminal law.
Zaupne informacije, ki jih te osebe, revizorji ali strokovnjaki prejmejo med opravljanjem svojih nalog, se lahko razkrijejo le v obliki povzetka ali zbirnih informacij, tako da posameznih kreditnih institucij ni mogoče prepoznati, brez poseganja v primere, za katere velja kazensko pravo.
Nevertheless, where a credit institution has been declared bankrupt or is being compulsorily wound up, confidential information which does not concern third parties involved in attempts to rescue that credit institution may be disclosed in civil or commercial proceedings.
Vendar je v primerih, ko je zoper kreditno institucijo uveden stečaj ali postopek prisilne likvidacije, v civilnem ali gospodarskem postopku dovoljeno razkriti zaupne informacije, ki ne zadevajo tretjih oseb, ki poskušajo rešiti to kreditno institucijo.
Paragraph 1 shall not prevent the competent authorities from exchanging information with each other or transmitting information to the ESRB, EBA, or the European Supervisory Authority (European Securities and Markets Authority) ("ESMA") established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council [24] in accordance with this Directive, with Regulation (EU) No 575/2013, with other Directives applicable to credit institutions, with Article 15 of Regulation (EU) No 1092/2010, with Articles 31, 35 and 36 of Regulation (EU) No 1093/2010 and with Articles 31 and 36 of Regulation (EU) No 1095/2010.
Odstavek 1 pristojnim organom ne preprečuje medsebojne izmenjave informacij ali posredovanja informacij ESRB, EBA, ali Evropskemu nadzornemu organu (Evropski organ za vrednostne papirje in trge) (ESMA), ustanovljenem z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta [24], v skladu s to direktivo, Uredbo (EU) št. 575/2013, drugimi direktivami, ki se uporabljajo za kreditne institucije, členom 15 Uredbe (EU) št. 1092/2010, členi 31, 35 in 36 Uredbe (EU) št. 1093/2010 ter členoma 31 in 36 Uredbe (EU) št. 1095/2010.
That information shall be subject to paragraph 1.
Za te informacije veljajo pogoji iz odstavka 1.
Paragraph 1 shall not prevent the competent authorities from publishing the outcome of stress tests carried out in accordance with Article 100 of this Directive or Article 32 of Regulation (EU) No 1093/2010 or from transmitting the outcome of stress tests to EBA for the purpose of the publication by EBA of the results of Union-wide stress tests.
Odstavek 1 pristojnim organom ne preprečuje objave izida stresnih testov, izvedenih v skladu s členom 100 te direktive ali členom 32 Uredbe (EU) št. 1093/2010, in posredovanja tega izida EBA z namenom, da EBA objavi izide stresnih testov, izvedenih v celotni Uniji.
Article 54
člen 54
Use of confidential information
Uporaba zaupnih informacij
Competent authorities receiving confidential information under Article 53 shall use it only in the course of their duties and only for any of the following purposes:
Pristojni organi, ki prejmejo zaupne informacije iz člena 53, jih uporabijo le pri opravljanju svojih nalog in le za naslednje namene:
to check that the conditions governing access to the activity of credit institutions are met and to facilitate monitoring, on a non-consolidated or consolidated basis, of the conduct of such activity, especially with regard to the monitoring of liquidity, solvency, large exposures, and administrative and accounting procedures and internal control mechanisms;
pri preverjanju, ali so izpolnjeni pogoji za dostop do dejavnosti kreditnih institucij, in za lažje spremljanje dejavnosti na nekonsolidirani ali konsolidirani podlagi, zlasti pri spremljanju likvidnosti, kapitalske ustreznosti, velikih izpostavljenosti, administrativnih in računovodskih postopkov ter mehanizmov notranjih kontrol;
to impose penalties;
naložitev kazni;
in an appeal against a decision of the competent authority including court proceedings pursuant to Article 72;
pri pritožbi zoper odločitev pristojnega organa, vključno s sodnimi postopki v skladu s členom 72;
in court proceedings initiated pursuant to special provisions provided for in Union law adopted in the field of credit institutions.
pri sodnih postopkih, sproženih v skladu s posebnimi določbami prava Unije, sprejetimi v zvezi s kreditnimi institucijami.
Member States and EBA, in accordance with Article 33 of Regulation (EU) No 1093/2010, may conclude cooperation agreements, providing for exchanges of information, with the supervisory authorities of third countries or with authorities or bodies of third countries in accordance with Article 56 and Article 57(1) of this Directive only if the information disclosed is subject to a guarantee that professional secrecy requirements at least equivalent to those referred to in Article 53(1) of this Directive are complied with.
V skladu s členom 33 Uredbe (EU) št. 1093/2010 lahko države članice in EBA sklenejo sporazume o sodelovanju, ki določajo izmenjavo informacij, z nadzornimi organi tretjih držav ali organi ali subjekti tretjih držav v skladu s členoma 56 in členu 57(1) te direktive, le če se za razkrite informacije zagotovi, da so izpolnjene zahteve glede varovanja poklicne skrivnosti, ki so najmanj enakovredna zahtevam iz člena 53(1) te direktive.
Where the information originates in another Member State, it shall only be disclosed with the express agreement of the authorities which have disclosed it and, where appropriate, solely for the purposes for which those authorities gave their agreement.
Kadar informacije izvirajo iz druge države članice, se razkrijejo le ob izrecnem soglasju organov, ki so jih razkrili, in kjer je ustrezno, le za namene, za katere so ti organi dali soglasje.
Exchange of information between authorities
Izmenjava informacij med organi
Article 53(1) and Article 54 shall not preclude the exchange of information between competent authorities within a Member State, between competent authorities in different Member States or between competent authorities and the following, in the discharge of their supervisory functions:
Člen 53(1) in člen 54 ne preprečujeta izmenjave informacij med pristojnimi organi znotraj države članice, med pristojnimi organi v različnih državah članicah ali med pristojnimi organi in naslednjimi subjekti pri opravljanju njihovih nadzorniških funkcij:
authorities entrusted with the public duty of supervising other financial sector entities and the authorities responsible for the supervision of financial markets;
organi, ki jim je zaupana javna naloga nadzora drugih subjektov finančnega sektorja, in organi, ki so odgovorni za nadzor finančnih trgov;
authorities or bodies charged with responsibility for maintaining the stability of the financial system in Member States through the use of macroprudential rules;
organi ali subjekti, odgovorni za ohranjanje stabilnosti finančnega sistema v državah članicah z uporabo pravil o makrobonitetnem nadzoru;
reorganisation bodies or authorities aiming at protecting the stability of the financial system;
organi za reorganizacijo ali organi za ohranjanje stabilnosti finančnega sistema;
contractual or institutional protection schemes as referred to in Article 113(7) of Regulation (EU) No 575/2013;
pogodbenim ali institucionalnim shemam za zaščito vlog iz člena 113(7) Uredbe (EU) št. 575/2013;
bodies involved in the liquidation and bankruptcy of institutions and in other similar procedures;
subjekti, ki sodelujejo pri likvidaciji in stečaju institucij ter v drugih podobnih postopkih;
persons responsible for carrying out statutory audits of the accounts of institutions, insurance undertakings and financial institutions.
osebami, odgovornimi za opravljanje obveznih revizij računovodskih izkazov institucij, zavarovalnic in finančnih institucij.
Article 53(1) and Article 54 shall not preclude the disclosure to bodies which administer deposit-guarantee schemes and investor compensation schemes of information necessary for the exercise of their functions.
Člen 53(1) in člen 54 ne preprečujeta, da se organom, ki upravljajo sisteme zajamčenih vlog in odškodninske sheme za vlagatelje, razkrijejo informacije, ki so potrebne za izvajanje njihovih nalog.
The information received shall in any event be subject to professional secrecy requirements at least equivalent to those referred to in Article 53(1).
V vseh primerih za prejete informacije veljajo zahteve glede varovanja poklicne skrivnosti, ki so vsaj enakovredne tistim iz člena 53(1).
Exchange of information with oversight bodies
Izmenjava informacij z nadzornimi organi
Notwithstanding Articles 53, 54 and 55, Member States may authorise exchange of information between the competent authorities and the authorities responsible for overseeing:
Ne glede na člene 53, 54 in 55 lahko države članice odobrijo izmenjavo informacij med pristojnimi organi in organi, odgovornimi za nadzor:
the bodies involved in the liquidation and bankruptcy of institutions and in other similar procedures;
subjektov, ki sodelujejo pri likvidaciji in stečaju institucij ter v drugih podobnih postopkih;
persons charged with carrying out statutory audits of the accounts of institutions, insurance undertakings and financial institutions.
oseb, zadolženih za izvajanje obveznih revizijskih pregledov računovodskih izkazov institucij, zavarovalnic in finančnih institucij.
In the cases referred to in paragraph 1, Member States shall require fulfilment of at least the following conditions:
V primerih iz odstavka 1 države članice zahtevajo, da so izpolnjeni vsaj naslednji pogoji:
that the information is exchanged for the purpose of performing the tasks referred to in paragraph 1;
informacije so izmenjane z namenom opravljanja nalog iz odstavka 1;
that the information received is subject to professional secrecy requirements at least equivalent to those referred to in Article 53(1);
za prejete informacije veljajo zahteve glede varovanja poklicne skrivnosti, ki so vsaj enakovredne tistim iz člena 53(1);
where the information originates in another Member State, that it is not disclosed without the express agreement of the competent authorities which have disclosed it and, where appropriate, solely for the purposes for which those authorities gave their agreement.
kadar informacije izvirajo iz druge države članice, se razkrijejo le ob izrecnem soglasju organov, ki so jih razkrili, in če je ustrezno, le za namene, za katere so ti organi dali soglasje.
Notwithstanding Articles 53, 54 and 55, Member States may, with the aim of strengthening the stability and integrity of the financial system, authorise the exchange of information between competent authorities and the authorities or bodies responsible under law for the detection and investigation of breaches of company law.
Ne glede na člene 53, 54 in 55 lahko države članice z namenom krepitve stabilnosti in celovitosti finančnega sistema odobrijo izmenjavo informacij med pristojnimi organi in organi ali telesi, ki so po zakonu odgovorni za odkrivanje in preiskovanje kršitev prava gospodarskih družb.
that the information is exchanged for the purpose of detecting and investigating breaches of company law;
informacije so izmenjane z namenom odkrivanja in preiskovanja kršitev prava gospodarskih družb;
Where the authorities or bodies referred to in paragraph 1 perform their task of detection or investigation with the aid, in view of their specific competence, of persons appointed for that purpose and not employed in the public sector, a Member State may extend the possibility of exchanging information provided for in the first subparagraph of paragraph 3 to such persons under the conditions specified in the second subparagraph of paragraph 3.
Kadar organom ali telesom iz odstavka 1 pri opravljanju nalog odkrivanja ali preiskovanja zaradi njihove specifične usposobljenosti pomagajo osebe, ki so imenovane za ta namen in niso zaposlene v javnem sektorju, lahko država članica možnost izmenjave informacij iz prvega pododstavka odstavka 3 pod pogoji iz drugega pododstavka odstavka 3 razširi na te osebe.
The competent authorities shall communicate to EBA the names of the authorities or bodies which may receive information pursuant to this Article.
Pristojni organi EBA sporočijo nazive organov ali teles, ki lahko prejmejo informacije v skladu s tem členom.
In order to implement paragraph 4, the authorities or bodies referred to in paragraph 3 shall communicate to the competent authorities which have disclosed the information, the names and precise responsibilities of the persons to whom it is to be sent.
Za izvajanje odstavka 4 organi ali telesa iz odstavka 3 pristojnim organom, ki so razkrili informacije, sporočijo imena in natančne pristojnosti oseb, ki jim bodo informacije poslane.
Transmission of information concerning monetary, deposit protection, systemic and payment aspects
Posredovanje informacij o monetarnih vidikih, vidikih jamstva za vloge, sistemskih in plačilnih vidikih
Nothing in this Chapter shall prevent a competent authority from transmitting information to the following for the purposes of their tasks:
Nobena določba tega poglavja pristojnemu organu ne preprečuje, da bi posredoval informacije naslednjim subjektom za opravljanje njihovih nalog:
ESCB central banks and other bodies with a similar function in their capacity as monetary authorities when the information is relevant for the exercise of their respective statutory tasks, including the conduct of monetary policy and related liquidity provision, oversight of payments, clearing and settlement systems and the safeguarding of stability of the financial system;
centralnim bankam Evropskega sistema centralnih bank (ESCB) in drugim subjektom s podobno funkcijo v vlogi monetarnih organov, kadar so informacije pomembne za opravljanje njihovih nalog, predpisanih z zakonodajo, vključno z vodenjem monetarne politike in s tem povezanim zagotavljanjem likvidnosti, nadzorom plačilnih, klirinških in poravnalnih sistemov ter varovanjem stabilnosti finančnega sistema;
the ESRB, the European Supervisory Authority (European Insurance and Occupational Pensions Authority) ("EIOPA"), established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council [25] and ESMA, where that information is relevant for the exercise of their tasks under Regulations (EU) No 1092/2010, (EU) No 1094/2010 or (EU) No 1095/2010.
ESRB, Evropskemu nadzornemu organu Evropskemu organu za zavarovanja in poklicne pokojnine (EIOPA), ustanovljenem z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta [25] in ESMA, kadar so te informacije pomembne za opravljanje njihovih nalog iz uredb (EU) št. 1092/2010, (EU) št. 1094/2010 oziroma (EU) št. 1095/2010.
Member States shall take the appropriate measures to remove obstacles preventing competent authorities from transmitting information in accordance with the first subparagraph.
Države članice sprejmejo ustrezne ukrepe za odstranitev ovir, ki pristojnim organom preprečujejo posredovanje informacij v skladu s prvim pododstavkom.
Nothing in this Chapter shall prevent the authorities or bodies referred to in paragraph 1 from communicating to the competent authorities such information as the competent authorities may need for the purposes of Article 54.
Nobena določba tega poglavja organom ali telesom iz odstavka 1 ne preprečuje, da pristojnim organom posredujejo take informacije, ki jih bodo pristojni organi morda potrebovali za namene člena 54.
Information received in accordance with paragraphs 1 and 2 shall be subject to professional secrecy requirements at least equivalent to those referred to in Article 53(1).
Za informacije, prejete v skladu z odstavkoma 1 in 2, veljajo zahteve glede varovanja poklicne skrivnosti, ki so najmanj enakovredne tistim iz člena 53(1).
Member States shall take the necessary measures to ensure that, in an emergency situation as referred to in Article 114(1), the competent authorities communicate, without delay, information to the ESCB central banks where that information is relevant for the exercise of their statutory tasks, including the conduct of monetary policy and related liquidity provision, the oversight of payments, clearing and settlement systems, and the safeguarding of the stability of the financial system, and to the ESRB where such information is relevant for the exercise of its statutory tasks.
Države članice sprejmejo potrebne ukrepe, s katerimi zagotovijo, da v izrednih razmerah iz člena 114(1) pristojni organi nemudoma sporočijo informacije centralnim bankam ESCB, kadar so te informacije pomembne za opravljanje njihovih nalog, predpisanih z zakonodajo vključno z vodenjem monetarne politike in s tem povezanim zagotavljanjem likvidnosti, nadzorom plačilnih, klirinških in poravnalnih sistemov ter varovanjem stabilnosti finančnega sistema, in ESRB, kadar so te informacije pomembne za opravljanje njegovih nalog, predpisanih z zakonodajo.
Transmission of information to other entities
Posredovanje informacij drugim subjektom
Notwithstanding Article 53(1) and Article 54, Member States may, by virtue of provisions laid down in national law, authorise the disclosure of certain information to other departments of their central government administrations responsible for law on the supervision of institutions, financial institutions and insurance undertakings and to inspectors acting on behalf of those departments.
Ne glede na člen 53(1) in člen 54 lahko države članice na podlagi določb nacionalnega prava odobrijo razkritje nekaterih informacij drugim oddelkom uprave centralne ravni države, ki so odgovorni za zakonodajo glede nadzora institucij, finančnih institucij in zavarovalnic, ter inšpektorjem, ki delujejo v imenu teh oddelkov.
However, such disclosures may be made only where necessary for reasons of prudential supervision, and prevention and resolution of failing institutions.
Vendar se sme take informacije razkriti le, če so potrebne zaradi bonitetnega nadzora ter preventive in reševanja institucij v težavah.
Without prejudice to paragraph 2 of this Article, persons having access to the information shall be subject to professional secrecy requirements at least equivalent to those referred to in Article 53(1).
Brez poseganja v odstavek 2 tega člena za osebe, ki imajo dostop do informacij, veljajo zahteve glede varovanja poklicne skrivnosti, ki so najmanj enakovredna zahtevam iz člena 53(1).
In an emergency situation as referred to in Article 114(1), Member States shall allow competent authorities to disclose information which is relevant to the departments referred to in the first subparagraph of this paragraph in all Member States concerned.
V izrednih razmerah iz člena 114(1) države članice pristojnim organom omogočijo, da razkrijejo informacije, pomembne za oddelke iz prvega pododstavka tega odstavka v vseh zadevnih državah članicah.
Member States may authorise the disclosure of certain information relating to the prudential supervision of institutions to parliamentary enquiry committees in their Member State, courts of auditors in their Member State and other entities in charge of enquiries in their Member State, under the following conditions:
Države članice lahko odobrijo razkritje nekaterih informacij, povezanih z bonitetnim nadzorom institucij, parlamentarnim preiskovalnim odborom v njihovi državi članici, računskim sodiščem v njihovi državi članici in drugim subjektom, pristojnim za preiskave v njihovi državi članici, ob upoštevanju naslednjih pogojev:
that the entities have a precise mandate under national law to investigate or scrutinise the actions of authorities responsible for the supervision of institutions or for laws on such supervision;
subjekti imajo z nacionalnim pravom jasno določen mandat za preiskovanje ali pregledovanje ukrepov organov, odgovornih za nadzor institucij ali za zakonodajo o tem nadzoru;
that the information is strictly necessary for fulfilling the mandate referred to in point (a);
informacije so potrebne zgolj za izpolnjevanje mandata iz točke (a);
the persons with access to the information are subject to professional secrecy requirements under national law at least equivalent to those referred to in Article 53(1);
za osebe z dostopom do informacij veljajo zahteve glede poslovne skrivnosti iz nacionalne zakonodaje, ki so najmanj enakovredne zahtevam iz člena 53(1);
where the information originates in another Member State that it is not disclosed without the express agreement of the competent authorities which have disclosed it and, solely for the purposes for which those authorities gave their agreement.
kadar informacije izvirajo iz druge države članice, se razkrijejo le ob izrecnem soglasju organov, ki so jih razkrili, in če je ustrezno le za namene, za katere so ti organi dali soglasje.