natgillin/translations-raw huggingface dataset:
a self-declaration of good repute in relation to the provision of a financial or data service, where each member of the senior management and the board states whether they:
lastno izjavo o dobrem ugledu na področju opravljanja finančnih in podatkovnih storitev, v kateri vsak član višjega vodstva in upravnega odbora navede, ali:
have been convicted of any criminal offence in connection with the provision of financial or data services or in relation to acts of fraud or embezzlement;
je bil obsojen kakršnega koli kaznivega dejanja na področju opravljanja finančnih ali podatkovnih storitev ali v zvezi z dejanji goljufije ali poneverbe;
have been subject to an adverse decision in any proceedings of a disciplinary nature brought by a regulatory authority or government bodies or agencies or are the subject of any such proceedings which are not concluded;
je bil predmet neugodne odločitve v kakršnih koli disciplinskih postopkih, ki jih je sprožil regulativni organ ali vladni organi ali agencije, ali je predmet kakršnega koli takšnega postopka, ki še ni zaključen;
have been subject to an adverse judicial finding in civil proceedings before a court in connection with the provision of financial or data services, or for impropriety or fraud in the management of a business;
je bil predmet neugodne sodne odločbe v civilnih postopkih pred sodiščem v zvezi z opravljanjem finančnih ali podatkovnih storitev ali zaradi neprimernosti ali goljufije pri upravljanju podjetja;
have been part of the board or senior management of an undertaking whose registration or authorisation was withdrawn by a regulatory body;
je član upravnega odbora ali višjega vodstva podjetja, katerega registracijo ali dovoljenje je preklical regulativni organ;
have been refused the right to carry on activities which require registration or authorisation by a regulatory body;
mu je bila zavrnjena pravica do izvajanja dejavnosti, za katere se zahteva registracija ali dovoljenje regulativnega organa;
have been part of the board or senior management of an undertaking which has gone into insolvency or liquidation while this person was connected to the undertaking or within a year of the person ceasing to be connected to the undertaking;
je bil član upravnega odbora ali višjega vodstva podjetja, ki je bilo v postopku insolventnosti ali likvidacije, medtem ko je bila zadevna oseba zaposlena v podjetju ali v enem letu od dne, ko oseba v podjetju ni bila več zaposlena;
have been part of the board or senior management of an undertaking which was subject to an adverse decision or penalty by a regulatory body;
je bil član upravnega odbora ali višjega vodstva podjetja, ki mu je regulativni organ izrekel neugodno odločitev ali kazen;
have been otherwise fined, suspended, disqualified, or been subject to any other sanction in relation to fraud, embezzlement or in connection with the provision of financial or data services, by a government, regulatory or professional body;
je bil kako drugače kaznovan, suspendiran ali je dobil prepoved ali je bil predmet druge sankcije v zvezi z goljufijo, utajo ali opravljanjem finančnih ali podatkovnih storitev s strani vlade, regulativnega organa ali strokovnega organa;
have been disqualified from acting as a director, disqualified from acting in any managerial capacity, dismissed from employment or other appointment in an undertaking as a consequence of misconduct or malpractice;
mu je bilo zaradi obtožb o neprimernem ravnanju ali zlorabi prepovedano opravljati nalogo direktorja oziroma katero koli drugo vodstveno funkcijo ali pa je bil razrešen z delovnega mesta oz. drugega položaja v podjetju;
a declaration of any potential conflicts of interests that the senior management and the members of the board may have in performing their duties and how these conflicts are managed.
izjavo o kakršnih koli morebitnih navzkrižjih interesov, ki jih imajo lahko višje vodstvo in člani upravnega odbora pri opravljanju svojih nalog, in o tem, kako se takšna navzkrižja obvladujejo.
Any information received by ESMA under paragraph 1 shall only be used for the purpose of registration and compliance at all times with the conditions for registration of the applicant trade repository.
Vse informacije, ki jih organ ESMA prejme v skladu z odstavkom 1, se uporabljajo le za namene registracije in stalne skladnosti s pogoji za registracijo repozitorija sklenjenih poslov, ki vlaga vlogo.
Staffing and remuneration
Zaposlovanje in plačila
Staffing policies and procedures
Kadrovske politike in postopki
An application for registration as a trade repository shall contain the following policies and procedures:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje politike in postopke:
a copy of the remuneration policy for the senior management, board members and the staff employed in risk and control functions of the applicant;
izvod plačne politike za višje vodstvo, člane odbora in zaposlene, zaposlene na funkcijah vlagatelja, ki zadevajo tveganje in nadzor;
a description of the measures put in place by the applicant to mitigate the risk of over-reliance on any individual employees.
opis ukrepov, ki jih vlagatelj sprejme za zmanjšanje tveganja prekomerne odvisnosti od posameznih zaposlenih.
Fitness and properness
Ustreznost in primernost
An application for registration as a trade repository shall contain the following information about the applicant’s staff:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje informacije o zaposlenih vlagatelja:
a general list of the staff employed including their role and qualifications per role;
splošni seznam zaposlenih, vključno z njihovo vlogo in kvalifikacijami za vlogo;
a specific description of the information technology staff employed for providing the trade repository services including their role and qualifications of each individual;
podroben opis informacijske tehnologije, ki jo zaposleni uporabljajo za opravljanje storitev repozitorijev sklenjenih poslov, vključno z njihovo vlogo in kvalifikacijami vsakega posameznika;
a description of the roles and qualifications of each individual who is responsible for internal audit, internal controls, compliance, risk assessment and internal review;
opis vlog in kvalifikacij vsakega posameznika, ki je odgovoren za notranjo revizijo, notranji nadzor, skladnost, oceno tveganja in notranji pregled;
the identification of the dedicated staff members and those members of the staff that are operating under an outsourcing arrangement;
identifikacijo dodeljenih zaposlenih in tistih zaposlenih, ki delujejo v okviru zunanjega izvajanja;
details regarding the training and development relevant to the trade repository business, including any examination or other type of formal assessment required for staff regarding the conduct of trade repository activities.
podatke o izobraževanju in razvoju s področja poslovanja repozitorijev sklenjenih poslov, vključno z izpiti ali drugimi vrstami formalnega ocenjevanja, ki se zahtevajo za izvajanje dejavnosti repozitorijev sklenjenih poslov.
Financial resources for the performance of the trade repository
Finančna sredstva za izvajanje dejavnosti repozitorija sklenjenih poslov
Financial reports and business plans
Finančna poročila in poslovni načrti
An application for registration as a trade repository shall contain the following financial and business information about the applicant:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje finančne in poslovne informacije o vlagatelju:
a complete set of financial statements, prepared in conformity with international standards adopted in accordance with Article 3 of Regulation (EC) No 1606/2002 of the European Parliament and of the Council of 19 July 2002 on the application of international accounting standards [4];
celoten sklop računovodskih izkazov, pripravljenih v skladu z mednarodnimi standardi, sprejetimi v skladu s členom 3 Uredbe (ES) št. 1606/2002 Evropskega parlamenta in Sveta z dne 19. julija 2002 o uporabi mednarodnih računovodskih standardov [4];
where the financial statements of the applicant are subject to statutory audit within the meaning given in Article 2(1) of the Directive 2006/43/EC of the European Parliament and of the Council of 17 May 2006 on statutory audits of annual accounts and consolidated accounts [5], the financial reports shall include the audit report on the annual and consolidated financial statements;
kadar se za računovodske izkaze vlagatelja opravi obvezna revizija v skladu s členom 2(1) Direktive 2006/43/ES Evropskega parlamenta in Sveta z dne 17. maja 2006 o obveznih revizijah za letne in konsolidirane računovodske izkaze [5], računovodska poročila vključujejo tudi revizijsko poročilo o letnih in konsolidiranih računovodskih izkazih;
if the applicant is audited, the name and the national registration number of the external auditor;
če je vlagatelj v postopku revizije, ime in nacionalno registrsko številko zunanjega revizorja;
a financial business plan contemplating different business scenarios for the trade repository services, over a minimum three years reference period.
finančni poslovni načrt, v katerem so opredeljeni različni poslovni scenariji za storitve repozitorija sklenjenih poslov, in sicer v najmanj triletnem referenčnem obdobju.
Where historical financial information referred to in paragraph 1 is not available, an application for registration as a trade repository shall contain the following information about the applicant:
Kadar pretekle finančne informacije iz odstavka 1 niso na voljo, vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje informacije o vlagatelju:
the pro-forma statement demonstrating proper resources and expected business status in six months after registration is granted;
formalni obrazec z izjavo, ki prikazuje ustrezno raven sredstev in pričakovan poslovni položaj v šestih mesecih po odobritvi registracije;
an interim financial report where the financial statements are not yet available for the requested period of time;
medletno računovodsko poročilo, če računovodski izkazi za zahtevano obdobje še niso na voljo;
a statement of financial position, such as a balance sheet, income statement, changes in equity and of cash flows and notes comprising a summary of accounting policies and other explanatory notes.
izkaz finančnega stanja, kot je bilanca stanja, izkaz poslovnega izida, izkaz sprememb lastniškega kapitala in denarnih tokov ter opombe, ki vsebujejo povzetek računovodskih politik in druga pojasnila.
An application for registration as a trade repository shall contain the audited annual financial statements of any parent undertaking for the three financial years preceding the date of the application.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje revidirane letne računovodske izkaze vsakega nadrejenega podjetja za tri proračunska leta pred datumom vložitve vloge.
An application for registration as a trade repository shall also contain the following financial information about the applicant:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje tudi naslednje finančne informacije o vlagatelju:
an indication of future plans for the establishment of subsidiaries and their location;
navedbo prihodnjih načrtov za ustanovitev hčerinskih družb in njihove lokacije;
a description of the business activities which the applicant plans to carry out, specifying the activities of any subsidiaries or branches.
opis načrtovanih poslovnih dejavnosti vlagatelja z navedbo dejavnosti hčerinskih družb ali podružnic.
Management of conflicts of interest
Obvladovanje navzkrižij interesov
An application for registration as a trade repository shall contain the following information on the policies and procedures to manage conflicts of interest put in place by the applicant:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje informacije o politikah in postopkih vlagatelja za obvladovanje navzkrižij interesov:
policies and procedures with respect to the identification, management and disclosure of conflicts of interest and a description of the process used to ensure that the relevant persons are aware of the policies and procedures;
politike in postopke za ugotavljanje, obvladovanje in razkrivanje navzkrižij interesov ter opis postopka, ki se uporablja za zagotavljanje, da jih zadevne osebe poznajo;
any other measures and controls put in place to ensure the requirements referred to in point (a) on conflicts of interest management are met.
vse druge ukrepe in nadzor, vzpostavljene za zagotavljanje izpolnjevanja zahtev iz točke (a) o obvladovanju navzkrižij interesov.
An application for registration as a trade repository shall contain the internal policies and mechanisms preventing any use of information stored in the prospective trade repository:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje notranje politike in mehanizme, ki preprečujejo kakršno koli uporabo informacij, ki jih hrani morebitni repozitorij sklenjenih poslov:
for illegitimate purposes;
za nezakonite namene;
for disclosure of confidential information;
za razkritje zaupnih informacij;
not permitted for commercial use.
ki niso dovoljene za komercialno uporabo.
The latter shall include a description of the internal procedures on the staff permissions for using passwords to access the data, specifying the staff purpose, the scope of data being viewed and any restrictions on the use of data.
Slednje vključuje opis notranjih postopkov glede dovoljenj za uporabo gesel za dostop do podatkov za zaposlene, ki podrobno opredeljuje namen zaposlenih, obseg razpoložljivih podatkov in kakršne koli omejitve glede uporabe podatkov.
Applicants shall provide ESMA with information on the processes to keep a log identifying each staff member accessing the data, the time of access, the nature of data accessed and the purpose.
Vlagatelji organu ESMA posredujejo informacije o postopkih za vodenje dnevnika, ki opredeljujejo vsakega zaposlenega, ki ima dostop do podatkov, čas dostopa do podatkov, značilnosti pregledanih podatkov in namen.
Inventory and mitigation of conflicts of interest
Popis in reševanje navzkrižij interesov
An application for registration as a trade repository shall contain an up-to-date inventory, at the time of the application, of existing material conflicts of interest in relation to any ancillary or other related services provided by the applicant and a description of how these are being managed.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje posodobljen popis obstoječih pomembnih navzkrižij interesov v času vložitve vloge v zvezi s katerimi koli pomožnimi ali drugimi povezanimi storitvami, ki jih opravlja vlagatelj, ter opis njihovega obvladovanja.
Where an applicant is part of a group, the inventory shall include any material conflicts of interest arising from other undertakings within the group and how these conflicts are being managed.
Kadar je vlagatelj del skupine, popis vključuje vsa pomembna navzkrižja interesov, ki izhajajo iz drugih podjetij v skupini, in kako se obvladujejo.
Resources and procedures
Viri in postopki
Information Technology resources and outsourcing
Viri informacijske tehnologije in zunanje izvajanje
An application for registration as a trade repository shall contain a description of the following matters:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje opis naslednjih zadev:
the systems and user facilities developed by the applicant in order to provide services to the clients, including a copy of any user manual and internal procedures;
sistemov in naprav za uporabnika, ki jih je vlagatelj razvil za opravljanje storitev za stranke, vključno z izvodom vseh priročnikov in notranjih postopkov;
the investment and renewal policies on information technology resources of the applicant;
politik na področju vlaganja in posodabljanja virov informacijske tehnologije vlagatelja;
outsourcing arrangements entered into by the applicant, together with the methods employed to monitor the service level of the outsourced functions and a copy of the contracts governing such arrangements.
dogovorov o zunanjem izvajanju, ki jih je sklenil vlagatelj, skupaj z metodami, ki se uporabljajo za spremljanje storitvene ravni funkcij zunanjega izvajanja, ter izvodov pogodb, ki urejajo takšne dogovore.
Where an applicant, an undertaking within its group, or an undertaking with which the applicant has a material agreement relating to trading or post-trading service offers, or plans to offer any ancillary services, its application for registration as a trade repository shall contain a description of:
Kadar vlagatelj, podjetje znotraj svoje skupine ali podjetje, s katerim je vlagatelj sklenil pomemben dogovor v zvezi s trgovalnimi ali potrgovalnimi storitvami, ponuja ali namerava ponuditi kakršne koli pomožne storitve, njegova vloga za registracijo repozitorija sklenjenih poslov vsebuje opis:
the ancillary services that the applicant, or its parent group, performs and a description of any agreement that the trade repository may have with companies offering trading, post-trading, or other related services, as well as copies of such agreements;
pomožnih storitev, ki jih opravlja vlagatelj ali njegova nadrejena skupina, ter opis kakršnih koli dogovorov, ki jih je repozitorij sklenjenih poslov morda sklenil s podjetji, ki ponujajo trgovalne, potrgovalne in druge povezane storitve, ter izvode takšnih dogovorov;
the procedures and policies that will ensure the operational separation between the applicant’s trade repository services and other business lines, including in the case that a separate business line is run by the trade repository, a company belonging to its holding company, or any other company within which it has a material agreement in the context of the trading or post-trading chain or business line.
postopkov in politik, ki bodo zagotavljali operativno ločevanje storitev repozitorija sklenjenih poslov in drugih poslovnih dejavnosti vlagatelja, vključno v primeru, da drugo poslovno dejavnost izvaja repozitorij sklenjenih poslov, podjetje, ki je del njegovega krovnega podjetja, ali katero koli drugo podjetje, s katerim je sklenil pomemben dogovor v okviru trgovalne ali potrgovalne verige ali poslovne dejavnosti.
Access rules
Pravila dostopa
Transparency about access rules
Preglednost pravil dostopa
the access policies and procedures pursuant to which users access data in a trade repository including any process by which users may need to amend or modify registered contracts;
politike in postopke dostopa, v skladu s katerimi uporabniki dostopajo do podatkov v repozitoriju sklenjenih poslov, vključno z vsemi postopki, v skladu s katerimi bi uporabniki morda morali spremeniti registrirane pogodbe;
a copy of the terms and conditions which determine the user’s rights and obligations;
izvod pogojev, ki določajo pravice in obveznosti uporabnikov;
a description of the different categories of access available to users if more than one;
opis različnih kategorij dostopa, ki so na voljo uporabnikom, če je na voljo več kot ena kategorija;
the access policies and procedures pursuant to which other services providers may have non-discriminatory access to information maintained by the trade repository where the relevant counterparties have provided their consent.
politike in postopke dostopa, v skladu s katerimi bi drugi ponudniki storitev lahko imeli nediskriminatoren dostop do informacij, ki jih hrani repozitorij sklenjenih poslov, če so zadevne stranke predložile svoje soglasje.
Transparency about compliance arrangements and accuracy of data
Preglednost ureditev za zagotavljanje skladnosti in točnosti podatkov
An application for registration as a trade repository shall contain the procedures put in place by the applicant in order to verify:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje postopke vlagatelja, da se preveri:
the compliance of the reporting counterparty or submitting entity with the reporting requirements;
skladnost poročanja nasprotne stranke ali subjekta, ki vlaga vlogo, z zahtevami glede poročanja;
the correctness of the information reported;
točnost poročanih informacij;
that data can be reconciled between trade repositories if counterparties report to different trade repositories.
ali je mogoče uskladiti podatke med repozitoriji sklenjenih poslov, če nasprotne stranke poročajo različnim repozitorijem sklenjenih poslov.
Pricing policy transparency
Preglednost cenovne politike
An application for registration as a trade repository shall contain a description of the applicant’s:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje opis vlagateljevih:
pricing policy, including any existing discounts and rebates and conditions to benefit from such reductions;
cenovne politike, vključno z vsemi obstoječimi popusti in rabati ter pogoji upravičenosti do takšnih znižanj;
fee structure for providing any ancillary services including the estimated cost of the trade repository services and ancillary services, along with the details of the methods used to account the separate cost that the applicant may incur when providing trade repository services and ancillary services;
strukture pristojbin za opravljanje kakršnih koli pomožnih storitev, vključno z ocenjenimi stroški storitev repozitorija sklenjenih poslov in pomožnih storitev, skupaj s podrobnostmi o metodah za izračun ločenih stroškov, ki jih ima lahko vlagatelj pri opravljanju storitev repozitorija sklenjenih poslov in pomožnih storitev;
methods used in order to make the information available for clients, notably reporting entities, and prospective clients, including a copy of the fee structure where trade repository services and ancillary services shall be unbundled.
metod, ki se uporabljajo za omogočanje dostopa strank do informacij, in sicer subjektov poročanja in morebitnih strank, vključno z izvodom strukture pristojbin, v kateri so storitve repozitorija sklenjenih poslov in pomožne storitve ločene.
a detailed description of the resources available and procedures designed to identify and mitigate operational risk and any other material risk to which the applicant is exposed to, including a copy of any relevant manuals and internal procedures;
natančen opis razpoložljivih sredstev in postopkov za ugotavljanje ter zmanjšanje operativnega tveganja in katerega koli drugega pomembnega tveganja, ki mu je vlagatelj izpostavljen, vključno z izvodom vseh zadevnih priročnikov in notranjih postopkov;
a description of the liquid net assets funded by equity to cover potential general business losses in order to continue providing services as a going concern, and an assessment of the sufficiency of its financial resources with the aim of covering the operational costs of a wind-down or reorganisation of the critical operations and services over at least a six month period;
opis likvidnih neto sredstev, ki se financirajo z lastniškim kapitalom, za kritje morebitnih splošnih poslovnih izgub, da bi še naprej lahko opravljali storitve kot delujoče podjetje, in oceno ustreznosti njegovih finančnih sredstev za namene kritja operativnih stroškov pri prenehanju ali reorganizaciji ključnih dejavnosti in storitev v obdobju najmanj 6 mesecev;
the applicant’s business continuity plan and an indication of the policy for updating the plan.
načrt neprekinjenega poslovanja vlagatelja in opis politike za posodobitev načrta.
In particular, the plan shall include:
Načrt zlasti vključuje:
all business processes, escalation procedures and related systems which are critical to ensuring the services of the trade repository applicant, including any relevant outsourced service and including the trade repository strategy, policy and objectives towards the continuity of these processes;
vse poslovne procese, postopke stopnjevanja in s tem povezane sisteme, ki so ključni za zagotavljanje storitev repozitorija sklenjenih poslov, ki vlaga vlogo, vključno z vsemi ustreznimi zunanjimi storitvami in strategijo, politiko ter cilji repozitorija sklenjenih poslov za neprekinjeno izvajanje navedenih procesov;
the arrangements in place with other financial market infrastructure providers including other trade repositories;
dogovore, sklenjene z drugimi ponudniki infrastrukture finančnega trga, vključno z drugimi repozitoriji sklenjenih poslov;