natgillin/translations-raw huggingface dataset:
the separation is ensured throughout the whole hierarchical structure of the delegate up to its governing body and is reviewed by the governing body and, where it exists, the supervisory function of the delegate.
ločitev se zagotovi po celotni hierarhični strukturi pooblaščenca vse do vodstvenega organa, pregleda pa jo vodstveni organ in, če obstaja, nadzorna funkcija pooblaščenca.
Potential conflicts of interest shall be deemed properly identified, managed, monitored and disclosed to the investors of the AIF only if:
Za morebitna nasprotja interesov se šteje, da so pravilno identificirana, obvladovana, spremljana in razkrita vlagateljem v AIS samo, če:
the AIFM ensures that the delegate takes all reasonable steps to identify, manage and monitor potential conflicts of interest that may arise between itself and the AIFM, the AIF or the investors in the AIF.
UAIS zagotovi, da sprejme vse razumne ukrepe za identifikacijo, obvladovanje in spremljanje morebitnih nasprotij interesov, do katerih lahko pride med pooblaščencem in UAIS, AIS ali vlagatelji v AIS.
The AIFM shall ensure that the delegate has procedures in place corresponding to those required under Articles 31 to 34;
UAIS zagotovi, da ima pooblaščenec vzpostavljene postopke, ki ustrezajo tistim, ki se zahtevajo v skladu s členi 31 do 34;
the AIFM ensures that the delegate discloses potential conflicts of interest as well as the procedures and measures to be adopted by it in order to manage such conflicts of interest to the AIFM which shall disclose them to the AIF and the investors in the AIF in accordance with Article 36.
UAIS zagotovi, da pooblaščenec možna nasprotja interesov, pa tudi postopke in ukrepe, ki jih mora sprejeti za obvladovanje takih nasprotij interesov, razkrije UAIS, ki jih v skladu s členom 36 razkrije AIS ter vlagateljem v AIS.
Consent and notification of sub-delegation
Privolitev v in obveščanje o nadaljnjem prenosu
A subdelegation shall become effective where the AIFM demonstrates its consent to it in writing.
Nadaljnji prenos postane veljaven, ko UAIS poda svojo privolitev v pisni obliki.
A general consent given in advance by the AIFM shall not be deemed consent in accordance with point (a) of Article 20(4) of Directive 2011/61/EU.
Predhodna splošna privolitev s strani UAIS ne šteje za privolitev v skladu s točko (a) člena 20(4) Direktive 2011/61/EU.
Pursuant to point (b) of Article 20(4) of Directive 2011/61/EU, the notification shall contain details of the delegate, the name of the competent authority where the sub-delegate is authorised or registered, the delegated functions, the AIFs affected by the sub-delegation, a copy of the written consent by the AIFM and the intended effective date of the sub-delegation.
V skladu s točko (b) člena 20(4) Direktive 2011/61/EU uradno obvestilo vsebuje podrobnosti o pooblaščencu in podpooblaščencu, ime pristojnega organa, kjer ima podpooblaščenec dovoljenje ali je registriran, prenesene naloge, AIS, ki jih nadaljnji prenos zahteva, izvod pisnega soglasja UAIS in načrtovani datum uveljavitve nadaljnjega prenosa.
Letter-box entity and AIFM no longer considered to be managing an AIF
Vloga „poštnega predala“ in UAIS, za katerega se več ne šteje, da upravlja AIS
An AIFM shall be deemed a letter-box entity and shall no longer be considered to be the manager of the AIF at least in any of the following situations:
Za UAIS velja, da ima vlogo „ poštnega predala“, in se ne šteje več za upravitelja AIS vsaj v kateri koli od naslednjih situacij:
the AIFM no longer retains the necessary expertise and resources to supervise the delegated tasks effectively and manage the risks associated with the delegation;
UAIS nima več potrebnega strokovnega znanja in sredstev za učinkovit nadzor prenesenih nalog in obvladovanje tveganj, povezanih s prenosom;
the AIFM no longer has the power to take decisions in key areas which fall under the responsibility of the senior management or no longer has the power to perform senior management functions in particular in relation to the implementation of the general investment policy and investment strategies;
UAIS nima več pooblastila za sprejemanje odločitev na ključnih področjih pod pristojnostjo višjega vodstva ali nima več pooblastila za izvajanje višjih vodstvenih funkcij, zlasti v zvezi z izvajanjem splošne naložbene politike in naložbenih strategij;
the AIFM loses its contractual rights to inquire, inspect, have access or give instructions to its delegates or the exercise of such rights becomes impossible in practice;
UAIS izgubi pogodbene pravice za poizvedovanje, pregled, dostop do ali dajanje navodil pooblaščencem ali pa uveljavljanje takih pravic postane nemogoče v praksi;
the AIFM delegates the performance of investment management functions to an extent that exceeds by a substantial margin the investment management functions performed by the AIFM itself.
UAIS prenese izvajanje upravljanja naložb do mere, ki znatno presega naloge upravljanja naložb, ki jih izvaja sam UAIS.
When assessing the extent of delegation, competent authorities shall assess the entire delegation structure taking into account not only the assets managed under delegation but also the following qualitative criteria:
Pri ocenjevanju obsega prenosa pristojni organi ocenijo celotno strukturo prenosa, pri čemer ne upoštevajo le sredstev, ki se upravljajo v okviru prenosa, temveč tudi naslednja merila glede kakovosti:
the types of assets the AIF or the AIFM acting on behalf of the AIF is invested in, and the importance of the assets managed under delegation for the risk and return profile of the AIF;
vrste sredstev, s katerimi posluje AIS ali UAIS, ki deluje v imenu AIS, in pomen sredstev, ki se upravljajo na podlagi prenosa, za profil tveganja in donosa AIS;
the importance of the assets under delegation for the achievement of the investment goals of the AIF;
pomen prenesenih sredstev za doseganje naložbenih ciljev AIS;
the geographical and sectoral spread of the AIF’s investments;
geografsko in sektorsko porazdelitev naložb AIS;
the risk profile of the AIF;
profil tveganja AIS;
the type of investment strategies pursued by the AIF or the AIFM acting on behalf of the AIF;
vrsto naložbenih strategij, ki jih izvaja AIS ali UAIS, ki deluje v imenu AIS;
the configuration of delegates and their sub-delegates, their geographical sphere of operation and their corporate structure, including whether the delegation is conferred on an entity belonging to the same corporate group as the AIFM.
sestavo pooblaščencev in podpooblaščencev, njihovo geografsko področje delovanja in korporacijsko strukturo, vključno s tem, ali se prenos izvede na subjekt, ki pripada isti skupini podjetij kot UAIS.
The Commission shall monitor, in the light of market developments, the application of this Article.
Komisija glede na gibanje trgov spremlja uporabo tega člena.
The Commission shall review the situation after two years and shall, if necessary, take appropriate measures to further specify the conditions under which the AIFM shall be deemed to have delegated its functions to the extent that it becomes a letter box entity and can no longer be considered to be manager of the AIF.
Komisija po dveh letih pregleda položaj in, če je potrebno, sprejme ustrezne ukrepe za nadaljnjo opredelitev pogojev, pod katerimi se šteje, da je UAIS prenesel svoje naloge v tolikšni meri, da se je njegova vloga zmanjšala na vlogo „poštnega predala“ in ne šteje več za upravitelja AIS.
ESMA may issue guidelines to ensure a consistent assessment of delegation structures across the Union.
ESMA lahko sprejeme smernice za zagotovitev skladnosti struktur prenosa v Uniji.
Particulars of the written contract
Elementi pisne pogodbe
(Article 21(2) of Directive 2011/61/EU)
(člen 21(2) Direktive 2011/61/EU)
Contractual particulars
Pogodbeni elementi
A contract by which the depositary is appointed in accordance with Article 21(2) of Directive 2011/61/EU shall be drawn up between the depositary on the one hand and the AIFM and, as the case may be, or the AIF on the other hand and shall include at least the following elements:
Pogodba, s katero se imenuje depozitar v skladu s členom 21(2) Direktive 2011/61/EU, se sklene med depozitarjem na eni strani ter UAIS in/ali AIS na drugi in vključuje vsaj naslednje elemente:
a description of the services to be provided by the depositary and the procedures to be adopted for each type of asset in which the AIF may invest and which shall then be entrusted to the depositary;
opis storitev, ki jih bo zagotavljal depozitar, in postopkov, ki jih je treba sprejeti za vsako vrsto sredstva, v katero lahko AIS vlaga in ki bo nato preneseno depozitarju;
a description of the way in which the safe-keeping and oversight function is to be performed depending on the types of assets and the geographical regions in which the AIF plans to invest.
opis, kako se bo izvajala naloga hrambe in nadzora glede na vrste sredstev in geografske regije, v katere namerava AIS vlagati.
With respect to the custody duties this description shall include country lists and procedures for adding and, as the case may be, or withdrawing countries from that list.
V zvezi z dolžnostmi hrambe opis vključuje sezname držav in postopke za dodajanje in/ali umik države s seznama.
This shall be consistent with the information provided in the AIF rules, instruments of incorporation and offering documents regarding the assets in which the AIF may invest;
To je skladno z informacijami v pravilih upravljanja, aktih o ustanovitvi in ponudbenih dokumentih AIS v zvezi s sredstvi, v katera lahko vlaga;
a statement that the depositary’s liability shall not be affected by any delegation of its custody functions unless it has discharged itself of its liability in accordance with Article 21(13) or (14) of Directive 2011/61/EU;
izjavo, da prenos njegovih nalog hrambe ne vpliva na odgovornost depozitarja, razen če se razreši odgovornosti v skladu s členom 21(13) ali (14) Direktive 2011/61/EU;
the period of validity and the conditions for amendment and termination of the contract including the situations which could lead to the termination of the contract and details regarding the termination procedure and, if applicable, the procedures by which the depositary should send all relevant information to its successor;
obdobje veljavnosti ter pogoje za spremembo in prekinitev pogodbe, vključno z okoliščinami, ki bi lahko privedle do prekinitve pogodbe, in podrobnostmi o postopku prekinitve, ter po potrebi postopke, po katerih bi moral depozitar vse relevantne informacije poslati svojemu nasledniku;
the confidentiality obligations applicable to the parties in accordance with relevant laws and regulations.
obveznosti v zvezi z zaupnostjo, ki veljajo za stranke skladno z ustreznimi zakoni in predpisi.
These obligations shall not impair the ability of competent authorities to have access to the relevant documents and information;
Te obveznosti ne smejo vplivati na sposobnost dostopa pristojnih organov do ustreznih dokumentov in informacij;
the means and procedures by which the depositary transmits to the AIFM or the AIF all relevant information that it needs to perform its duties including the exercise of any rights attached to assets, and in order to allow the AIFM and the AIF to have a timely and accurate overview of the accounts of the AIF;
sredstva in postopke, s katerimi depozitar UAIS ali AIS posreduje vse ustrezne informacije, ki jih potrebujeta za izvajanje svojih nalog, vključno z uveljavljanjem katerih koli pravic, povezanih s sredstvi, in za zagotovitev, da imata UAIS in AIS pravočasen in natančen pregled nad računi AIS;
the means and procedures by which the AIFM or the AIF transmits all relevant information or ensures the depositary has access to all the information it needs to fulfil its duties, including the procedures ensuring that the depositary will receive information from other parties appointed by the AIF or the AIFM;
sredstva in postopke, s katerimi UAIS ali AIS depozitarju posreduje vse ustrezne informacije ali zagotovi, da ima depozitar dostop do vseh informacij, ki jih potrebuje za izpolnjevanje svojih nalog, vključno s postopki, ki zagotavljajo, da depozitar prejme informacije od drugih oseb, ki jih imenuje AIS ali UAIS;
information on whether or not the depositary, or a third party to whom safe-keeping functions are delegated in accordance with Article 21(11) of Directive 2011/61/EU may re-use the assets it has been entrusted with and, if any, the conditions attached to any such re-use;
informacije o tem, ali lahko depozitar ali tretja oseba, na katero se prenesejo naloge hrambe v skladu s členom 21(11) Direktive 2011/61/EU, ponovno uporabita sredstva, ki so jima bila zaupana, in, če obstajajo, pogoje za tako ponovno uporabo;
the procedures to be followed when an amendment to the AIF rules, instruments of incorporation or offering documents is being considered, detailing the situations in which the depositary is to be informed, or where the prior agreement of the depositary is needed to proceed with the amendment;
postopke, ki jih je treba uporabiti, kadar se obravnava sprememba pravil poslovanja, aktov o ustanovitvi ali ponudbenih dokumentov AIS, in ki podrobno opisujejo okoliščine, v katerih je treba obvestiti depozitarja oziroma v katerih je potrebno predhodno soglasje depozitarja, da se lahko nadaljuje s spremembo;
all necessary information that needs to be exchanged between the AIF, the AIFM, a third party acting on behalf of the AIF or the AIFM, on the one hand, and the depositary, on the other hand, related to the sale, subscription, redemption, issue, cancellation and re-purchase of units or shares of the AIF;
vse potrebne informacije, ki se morajo izmenjati med AIS, UAIS, tretjo osebo, ki deluje v imenu AIS ali UAIS, na eni strani in depozitarjem na drugi strani, v zvezi s prodajo, vpisom, odkupom, izdajo, umikom in ponovnim nakupom enot ali deležev AIS;
all necessary information that needs to be exchanged between the AIF, the AIFM, a third party acting on behalf of the AIF or the AIFM and the depositary related to the performance of the depositary’s oversight and control function;
vse potrebne informacije, ki se morajo izmenjati med AIS, UAIS, tretjo osebo, ki deluje v imenu AIS ali UAIS, in depozitarjem, v zvezi z uspešnostjo depozitarjeve nadzorne funkcije;
where the parties to the contract envisage appointing third parties to carry out parts of their respective duties, a commitment to provide, on a regular basis, details of any third party appointed and, upon request, information on the criteria used to select the third party and the steps envisaged to monitor the activities carried out by the selected third party;
če pogodbene stranke predvidevajo imenovanje tretjih oseb za izvajanje dela njihovih nalog, zavezo, da bodo redno zagotavljale podrobnosti o vseh imenovanih tretjih osebah, na zahtevo pa tudi informacije o merilih za izbiro tretje osebe ter predvidene ukrepe za spremljanje dejavnosti, ki jih izvajajo izbrane tretje osebe;
information on the tasks and responsibilities of the parties to the contract in respect of obligations relating to the prevention of money laundering and the financing of terrorism;
informacije o nalogah in pristojnostih pogodbenih strank glede obveznosti v zvezi s preprečevanjem pranja denarja in financiranja terorizma;
information on all cash accounts opened in the name of the AIF or in the name of the AIFM acting on behalf of the AIF and the procedures ensuring that the depositary will be informed when any new account is opened in the name of the AIF or in the name of the AIFM acting on behalf of the AIF;
informacije o vseh denarnih računih, ki so odprti na ime AIS ali na ime UAIS, ki deluje v imenu AIS, in postopke, ki zagotavljajo, da se depozitar obvesti o vsakem novem računu, ki se odpre na ime AIS ali na ime UAIS, ki deluje v imenu AIS;
details regarding the depositary’s escalation procedures, including the identification of the persons to be contacted within the AIF and, as the case may be, or the AIFM by the depositary when it launches such a procedure;
podrobnosti v zvezi z depozitarjevimi postopki stopnjevanja, vključno z identifikacijo oseb v AIS in/ali UAIS, ki jih mora kontaktirati depozitar, ko sproži takšen postopek;
a commitment by the depositary to notify the AIFM when it becomes aware that the segregation of assets is not, or is no longer sufficient to ensure protection from insolvency of a third party, to whom safe-keeping functions are delegated in accordance with Article 21(11) of Directive 2011/61/EU in a specific jurisdiction;
zavezo depozitarja, da obvesti UAIS, če ugotovi, da ločitev sredstev ni ali ni več zadostna za zagotovitev zaščite v primeru insolventnosti tretje osebe, na katero so prenesene naloge hrambe v določeni jurisdikciji v skladu s členom 21(11) Direktive 2011/61/EU;
the procedures ensuring that the depositary, in respect of its duties, has the ability to enquire into the conduct of the AIFM and, as the case may be, or the AIF and to assess the quality of information transmitted including by way of having access to the books of the AIF and, as the case may be, or AIFM or by way of on-site visits;
postopke, ki zagotavljajo, da ima depozitar v zvezi s svojimi nalogami možnost poizvedbe o ravnanju UAIS in/ali AIS in ocene kakovosti posredovanih informacij, vključno z dostopom do knjig AIS in/ali UAIS ali z obiski na kraju samem;
the procedures ensuring that the AIFM and, as the case may be, or the AIF can review the performance of the depositary in respect of the depositary’s contractual obligations.
postopke, ki zagotavljajo, da lahko UAIS in/ali AIS preveri učinkovitost depozitarja v zvezi z njegovimi pogodbenimi obveznostmi.
The details of the means and procedures set out in points (a) to (r) shall be described in the contract appointing the depositary or any subsequent amendment to the contract.
Podrobnosti o sredstvih in postopkih iz točk (a) do (r) se opišejo v pogodbi o imenovanju depozitarja ali v kakršni koli naknadni spremembi pogodbe.
The contract appointing the depositary or the subsequent amendment to the contract referred to in paragraph 2 shall be done in writing.
Pogodba o imenovanju depozitarja ali naknadna sprememba pogodbe iz odstavka 2 je v pisni obliki.
The parties may agree to transmit all or part of the information that flows between them electronically provided that proper recording of such information is ensured.
Pogodbenici se lahko dogovorita o elektronskem posredovanju vseh ali dela informacij, ki si jih izmenjujeta, pod pogojem, da je zagotovljeno ustrezno evidentiranje takih informacij.
Unless otherwise provided by national law, there shall be no obligation to enter into a specific written agreement for each AIF;
Če ni drugače določeno v nacionalni zakonodaji, ni obvezno, da se sklene poseben pisni sporazum za vsak AIS;
it shall be possible for the AIFM and the depositary to enter into a framework agreement listing the AIFs managed by that AIFM to which the agreement applies.
možno je, da UAIS in depozitar skleneta okvirno pogodbo, ki navaja seznam AIS, ki jih upravlja UAIS, na katerega se nanaša sporazum.
The national law applicable to the contract appointing the depositary and any subsequent agreement shall be specified.
Določi se nacionalna zakonodaja, ki se uporablja za pogodbo o imenovanju depozitarja in vse nadaljnje sporazume.
General criteria for assessing the prudential regulation and supervision applicable to depositaries in third countries
Splošna merila za ocenjevanje pravil in nadzora varnega in skrbnega poslovanja, ki se uporabljajo za depozitarje v tretjih državah
(Article 21(6)(b) of Directive 2011/61/EU)
(člen 21(6)(b) Direktive 2011/61/EU)
Criteria for assessing prudential regulation and supervision applicable to a depositary in a third country
Merila za ocenjevanje pravil in nadzora varnega in skrbnega poslovanja, ki se uporabljajo za depozitarje v tretjih državah
For the purposes of point (b) of Article 21(6) of Directive 2011/61/EU, the effectiveness of prudential regulation and supervision applicable to a depositary in a third country whether it has the same effect as that provided for under Union law and its effective enforcement shall be assessed against the following criteria:
Za namene točke (b) člena 21(6) Direktive 2011/61/EU se ocena učinkovitosti pravil in nadzora varnega in skrbnega poslovanja, ki se uporabljajo za depozitarja v tretji državi, ocena, ali imajo enak učinek, kot je predvideno z zakonodajo Unije, ter ocena učinkovitosti njihovega izvajanja izvedejo na osnovi naslednjih meril:
the depositary is subject to authorisation and ongoing supervision by a public competent authority with adequate resources to fulfil its tasks;
depozitar je predmet dovoljenja in stalnega nadzora pristojnega javnega organa, ki ima zadostna sredstva za opravljanje svojih nalog;
the law of the third country lay down criteria for authorisation as a depositary that have the same effect as those laid down for access to the business of credit institutions or investment firms within the Union;
zakonodaja tretje države določa merila za pridobitev dovoljenja za dejavnost depozitarja, ki imajo enak učinek kot merila za dostop do dejavnosti kreditnih institucij ali investicijskih družb v Uniji;
the capital requirements imposed on the depositary in the third country have the same effect as those applicable in the Union depending on whether the depositary is of the same nature as an Union credit institution or investment firm;
kapitalske zahteve za depozitarja v tretji državi imajo enak učinek kot tiste, ki veljajo v Uniji, odvisno od tega, ali je depozitar iste vrste kot kreditna institucija ali investicijska družba v Uniji;
the operating conditions applicable to a depositary in the third country have the same effect as those laid down for credit institutions or investment firms within the Union depending on the nature of the depositary;
pogoji poslovanja, ki se uporabljajo za depozitarja v tretji državi, imajo enak učinek kot tisti za kreditne institucije ali investicijske družbe v Uniji, odvisno od narave depozitarja;
the requirements regarding the performance of the specific duties as AIF depositary established in the law of the third country have the same effect as those provided for in Article 21(7) to (15) of Directive 2011/61/EU and its implementing measures and the relevant national law;
zahteve v zvezi z izvajanjem konkretnih nalog depozitarja AIS, ustanovljenega v skladu z zakonodajo tretje države, imajo isti učinek kot tiste iz člena 21(7) do (15) Direktive 2011/61/EU, njenih izvedbenih ukrepov ter ustrezne nacionalne zakonodaje;
the law of the third country provides for the application of sufficiently dissuasive enforcement actions in the event of breach by the depositary of the requirements and conditions referred to points (a) to (e).
v primeru, da depozitar krši zahteve in pogoje iz točk (a) do (e), zakonodaja tretje države zagotavlja uporabo dovolj odvračilnih izvršilnih ukrepov.
Depositary functions, due diligence duties and segregation obligation
Naloge depozitarja, dolžnosti primerne skrbnosti in obveznost ločevanja
(Articles 21(7)-(9) and 21(11)(c) and (d)(iii) of Directive 2011/61/EU)
(člen 21(7)–(9) ter člen 21(11)(c) in (d)(iii) Direktive 2011/61/EU)
Cash monitoring — general requirements
Spremljanje denarnih sredstev – splošne zahteve
Where a cash account is maintained or opened at an entity referred to in Article 21(7) of Directive 2011/61/EU in the name of the AIF, in the name of the AIFM acting on behalf of the AIF or in the name of the depositary acting on behalf of the AIF, an AIFM shall ensure that the depositary is provided, upon commencement of its duties and on an ongoing basis, with all relevant information it needs to comply with its obligations.
Če se na ime AIS, na ime UAIS, ki deluje v imenu AIS, ali na ime depozitarja, ki deluje v imenu AIS, pri enem od subjektov iz člena 21(7) Direktive 2011/61/EU vodi ali odpre denarni račun, UAIS zagotovi, da depozitar ob začetku izvajanja svojih nalog in na stalni osnovi prejema vse relevantne informacije, ki jih potrebuje za izpolnjevanje svojih obveznosti.