natgillin/translations-raw huggingface dataset:
The investigation officer shall investigate the alleged infringements, taking into account any comments submitted by the persons who are subject to the investigations, and shall submit a complete file with his findings to ESMA.
Preiskovalni uradnik razišče domnevne kršitve ob upoštevanju pripomb preiskovanih oseb in ves spis s svojimi ugotovitvami predloži ESMA.
In order to carry out his tasks, the investigation officer may exercise the power to request information in accordance with Article 61 and to conduct investigations and on-site inspections in accordance with Articles 62 and 63.
Pri opravljanju svojih nalog lahko uveljavlja pristojnost za vložitev zahteve za informacije v skladu s členom 61 ter za izvajanje preiskav in inšpekcijskih pregledov v skladu s členom 62 in členom 63.
When using those powers, the investigation officer shall comply with Article 60.
Preiskovalni uradnik pri izvajanju teh pristojnosti ravna v skladu s členom 60.
Where carrying out his tasks, the investigation officer shall have access to all documents and information gathered by ESMA in its supervisory activities.
Pri opravljanju svojih nalog ima dostop do vseh dokumentov in informacij, ki jih je ESMA zbral pri nadzornih dejavnostih.
Upon completion of his investigation and before submitting the file with his findings to ESMA, the investigation officer shall give the persons subject to the investigations the opportunity to be heard on the matters being investigated.
Potem ko preiskovalni uradnik zaključi preiskavo in preden spis z ugotovitvami predloži ESMA, preiskovanim osebam omogoči zaslišanje v zvezi s preiskovanimi zadevami.
The investigation officer shall base his findings only on facts on which the persons concerned have had the opportunity to comment.
Svoje ugotovitve utemelji le z dejstvi, glede katerih so zadevne osebe imele priložnost dati pojasnila.
The rights of the defence of the persons concerned shall be fully respected during investigations under this Article.
V preiskavi iz tega člena se v celoti upošteva pravica zadevnih oseb do obrambe.
When submitting the file with his findings to ESMA, the investigation officer shall notify that fact to the persons who are subject to the investigations.
Ko preiskovalni uradnik spis s svojimi ugotovitvami predloži ESMA, o tem obvesti preiskovane osebe.
The persons subject to the investigations shall be entitled to have access to the file, subject to the legitimate interest of other persons in the protection of their business secrets.
Tem je zagotovljena pravica do vpogleda v spis, pri čemer se upošteva pravni interes drugih oseb glede varstva njihovih poslovnih skrivnosti.
The right of access to the file shall not extend to confidential information affecting third parties.
Pravica do vpogleda v spis ne zajema zaupnih informacij, ki se nanašajo na tretje osebe.
On the basis of the file containing the investigation officer’s findings and, when requested by the persons concerned, after having heard the persons subject to the investigations in accordance with Article 67, ESMA shall decide if one or more of the infringements listed in Annex I has been committed by the persons who have been subject to the investigations and, in such a case, shall take a supervisory measure in accordance with Article 73 and impose a fine in accordance with Article 65.
ESMA na podlagi spisa z ugotovitvami preiskovalnega uradnika in potem ko v skladu s členoma 67 zasliši preiskovane osebe, če tako zahtevajo, odloči, ali so te osebe storile eno ali več kršitev s seznama v Prilogi I, in v tem primeru sprejme nadzorni ukrep v skladu s členom 73 ter naloži globo v skladu s členom 65.
The investigation officer shall not participate in ESMA’s deliberations or in any other way intervene in ESMA’s decision-making process.
Preiskovalni uradnik ne sodeluje pri razpravah ESMA niti na noben drug način ne posega v njegov postopek odločanja.
The Commission shall adopt further rules of procedure for the exercise of the power to impose fines or periodic penalty payments, including provisions on the rights of the defence, temporal provisions, and the collection of fines or periodic penalty payments, and shall adopt detailed rules on the limitation periods for the imposition and enforcement of penalties.
Komisija sprejme nadaljnja postopkovna pravila v zvezi z izvajanjem pooblastil za nalaganje glob ali periodičnih denarnih kazni, vključno z določbami glede pravice do obrambe, začasnimi določbami in pobiranjem glob ali periodičnih denarnih kazni, sprejme pa tudi podrobna pravila glede rokov zastaranja za nalaganje in izvrševanje kazni.
The rules referred to in the first subparagraph shall be adopted by means of delegated acts in accordance with Article 82.
Pravila iz prvega pododstavka se sprejmejo z delegiranimi akti v skladu s členom 82.
ESMA shall refer matters for criminal prosecution to the relevant national authorities where, in carrying out its duties under this Regulation, it finds that there are serious indications of the possible existence of facts liable to constitute criminal offences.
Kadar ESMA pri opravljanju svojih nalog v skladu s to uredbo ugotovi, da obstajajo resni znaki o možnih dejanjih, ki bi lahko veljala za kazniva dejanja, zadeve za kazenski pregon predloži pristojnim nacionalnim organom.
In addition, ESMA shall refrain from imposing fines or periodic penalty payments where a prior acquittal or conviction arising from identical fact or facts which are substantially the same has already acquired the force of res judicata as the result of criminal proceedings under national law.
ESMA poleg tega ne izreče glob ali periodičnih denarnih kazni, kadar je predhodna oprostilna sodba ali obsodba, izhajajoča iz istega dejanja ali dejanj, ki so v bistvu ista, že postala pravnomočna kot rezultat kazenskega postopka po nacionalnem pravu.
Where, in accordance with Article 64(5), ESMA finds that a trade repository has, intentionally or negligently, committed one of the infringements listed in Annex I, it shall adopt a decision imposing a fine in accordance with paragraph 2 of this Article.
Kadar ESMA v skladu s členom 64(5) ugotovi, da je repozitorij sklenjenih poslov namerno ali iz malomarnosti zakrivil eno od kršitev s seznama v Prilogi I, sprejme sklep o naložitvi globe v skladu z odstavkom 2 tega člena.
An infringement by a trade repository shall be considered to have been committed intentionally if ESMA finds objective factors which demonstrate that the trade repository or its senior management acted deliberately to commit the infringement.
Vsaka kršitev repozitorija sklenjenih poslov se obravnava kot namerna v primeru, da ESMA odkrije objektivne elemente, ki dokazujejo, da je repozitorij sklenjenih poslov ali njegovo višje vodstvo namerno storil kršitev.
The basic amounts of the fines referred to in paragraph 1 shall be included within the following limits:
Osnovni zneski globe iz odstavka 1 so vključeni v naslednje omejitve:
for the infringements referred to in point (c) of Section I of Annex I and in points (c) to (g) of Section II of Annex I, and in points (a) and (b) of Section III of Annex I the amounts of the fines shall be at least EUR 10000 and shall not exceed EUR 20000;
za kršitve iz točke (c) oddelka I Priloge I in točk (c) do (g) oddelka II Priloge I ter iz točk (a) in (b) oddelka III Priloge I znašajo globe najmanj 10000 EUR in največ 20000 EUR;
for the infringements referred to in points (a), (b) and (d) to (h) of Section I of Annex I, and in points (a), (b) and (h) of Section II of Annex I, the amounts of the fines shall be at least EUR 5000 and shall not exceed EUR 10000.
za kršitve iz točk (a), (b) in (d) do (h) oddelka I Priloge I ter točk (a), (b) in (h) oddelka II Priloge I znašajo globe najmanj 5000 EUR in največ 10000 EUR.
In order to decide whether the basic amount of the fines should be at the lower, the middle or the higher end of the limits set out in the first subparagraph, ESMA shall have regard to the annual turnover of the preceding business year of the trade repository concerned.
ESMA pri odločanju o nižji, srednji ali višji vrednosti osnovnega zneska glob, določenih v prvem pododstavku, upošteva letni promet predhodnega poslovnega leta zadevnega repozitorija sklenjenih poslov.
The basic amount shall be at the lower end of the limit for trade repositories whose annual turnover is below EUR 1 million, the middle of the limit for the trade repository whose turnover is between EUR 1 and 5 million and the higher end of the limit for the trade repository whose annual turnover is higher than EUR 5 million.
Nižja vrednost osnovnega zneska velja za repozitorije sklenjenih poslov z letnim prometom pod 1 milijonom EUR, srednja vrednost za tiste z letnim prometom med 1 in 5 milijoni EUR, višja vrednost pa za tiste z letnim prometom nad 5 milijoni EUR.
The basic amounts set out in paragraph 2 shall be adjusted, if need be, by taking into account aggravating or mitigating factors in accordance with the relevant coefficients set out in Annex II.
Osnovni zneski iz odstavka 2 se po potrebi prilagodijo, pri čemer se upoštevajo oteževalne ali olajševalne okoliščine v skladu z zadevnimi koeficienti prilagoditve iz Priloge II.
The relevant aggravating coefficients shall be applied one by one to the basic amount.
Za osnovni znesek se uporabi vsak zadevni oteževalni koeficient posebej.
If more than one aggravating coefficient is applicable, the difference between the basic amount and the amount resulting from the application of each individual aggravating coefficient shall be added to the basic amount.
Če velja več kot en oteževalni koeficient, se razlika med osnovnim zneskom in zneskom po uporabi vsakega posameznega oteževalnega koeficienta doda osnovnemu znesku.
The relevant mitigating coefficients shall be applied one by one to the basic amount.
Za osnovni znesek se uporabi vsak zadevni oteževalni koeficient posebej.
If more than one mitigating coefficient is applicable, the difference between the basic amount and the amount resulting from the application of each individual mitigating coefficient shall be subtracted from the basic amount.
Če velja več kot en olajševalni koeficient, se razlika med osnovnim zneskom in zneskom po uporabi vsakega posameznega olajševalnega koeficienta odšteje od osnovnega zneska.
Notwithstanding paragraphs 2 and 3, the amount of the fine shall not exceed 20 % of the annual turnover of the trade repository concerned in the preceding business year but, where the trade repository has directly or indirectly benefited financially from the infringement, the amount of the fine shall be at least equal to that benefit.
Ne glede na odstavka 2 in 3 znesek globe ne sme presegati 20 % letnega prometa zadevnega repozitorija sklenjenih poslov v predhodnem poslovnem letu; če pa je ta imel neposredne ali posredne finančne koristi zaradi kršitve, je znesek globe najmanj enak tem koristim.
Where an act or omission of a trade repository constitutes more than one infringement listed in Annex I, only the higher fine calculated in accordance with paragraphs 2 and 3 and relating to one of those infringements shall apply.
Če dejanje ali opustitev dejanja repozitorija sklenjenih poslov pomeni več kršitev s seznama v Prilogi I, se uporabi samo višja globa za eno od teh kršitev, izračunana v skladu z odstavkoma 2 in 3.
ESMA shall, by decision, impose periodic penalty payments in order to compel:
ESMA s sklepom naloži periodične denarne kazni z namenom:
a trade repository to put an end to an infringement in accordance with a decision taken pursuant to Article 73(1)(a); or
da repozitorij sklenjenih poslov odpravi kršitve na podlagi sklepa, sprejetega v skladu s členom 73(1)(a); ali
a person referred to in Article 61(1):
da oseba iz člena 61(1):
to supply complete information which has been requested by a decision pursuant to Article 61;
predloži popolne informacije, ki se zahtevajo s sklepom v skladu s členom 61;
to submit to an investigation and in particular to produce complete records, data, procedures or any other material required and to complete and correct other information provided in an investigation launched by a decision pursuant to Article 62; or
privoli v preiskavo in zlasti predloži popolne evidence, podatke, postopke ali drugo potrebno gradivo ter dopolni in popravi druge informacije, predložene v okviru preiskave, sprožene s sklepom v skladu s členom 62, ali
to submit to an on-site inspection ordered by a decision taken pursuant to Article 63.
privoli v inšpekcijski pregled na kraju samem, odrejen s sklepom v skladu s členom 63.
A periodic penalty payment shall be effective and proportionate.
Periodična denarna kazen mora biti učinkovita in sorazmerna.
The periodic penalty payment shall be imposed for each day of delay.
Periodična denarna kazen se naloži za vsak dan zamude.
Notwithstanding paragraph 2, the amount of the periodic penalty payments shall be 3 % of the average daily turnover in the preceding business year, or, in the case of natural persons, 2 % of the average daily income in the preceding calendar year.
Ne glede na odstavek 2 znesek periodičnih denarnih kazni ustreza 3 % povprečnega dnevnega prometa v preteklem poslovnem letu, za fizične osebe pa 2 % povprečnega dnevnega dohodka v preteklem koledarskem letu.
It shall be calculated from the date stipulated in the decision imposing the periodic penalty payment.
Zneski se izračunajo od datuma, določenega v sklepu, s katerim se naloži periodična denarna kazen.
A periodic penalty payment shall be imposed for a maximum period of six months following the notification of ESMA’s decision.
Periodična denarna kazen se naloži za obdobje največ šestih mesecev po uradnem obvestilu o sklepu ESMA.
Following the end of the period, ESMA shall review the measure.
Po preteku tega obdobja ESMA ukrep pregleda.
Before taking any decision on a fine or periodic penalty payment under Articles 65 and 66, ESMA shall give the persons subject to the proceedings the opportunity to be heard on its findings.
Pred sprejetjem vsakega sklepa o naložitvi globe ali periodične denarne kazni iz členov 65 in 66 da ESMA osebam, ki so v postopku, možnost obrazložitve njegovih ugotovitev.
ESMA shall base its decisions only on findings on which the persons subject to the proceedings have had an opportunity to comment.
Sklepi ESMA temeljijo samo na ugotovitvah, na katere so osebe, ki so v postopku, imele priložnost podati pripombe.
The rights of the defence of the persons subject to the proceedings shall be fully respected in the proceedings.
Pravica oseb v postopku do obrambe se v postopkih v celoti spoštuje.
They shall be entitled to have access to ESMA’s file, subject to the legitimate interest of other persons in the protection of their business secrets.
Zagotovljena jim je pravica do vpogleda v spis ESMA, ob upoštevanju pravnega interesa drugih oseb za varstvo poslovnih skrivnosti.
The right of access to the file shall not extend to confidential information or ESMA’s internal preparatory documents.
Pravica dostopa do spisa ne velja za zaupne informacije ali notranje dokumente ESMA.
Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
Razkritje, narava, izvršitev in dodelitev globe in periodičnih denarnih kazni
ESMA shall disclose to the public every fine and periodic penalty payment that has been imposed pursuant to Articles 65 and 66 unless such disclosure to the public would seriously jeopardise the financial markets or cause disproportionate damage to the parties involved.
ESMA javnosti razkrije vse globe in periodične denarne kazni, ki jih je naložil v skladu s členoma 65 in 66, razen če bi takšno razkritje javnosti resno ogrozilo finančne trge ali povzročilo nesorazmerno škodo vpletenim stranem.
Such disclosure shall not contain personal data within the meaning of Regulation (EC) No 45/2001.
Tako razkritje ne zajema osebnih podatkov v smislu Uredbe (ES) št. 45/2001.
Fines and periodic penalty payments imposed pursuant to Articles 65 and 66 shall be of an administrative nature.
Globe in periodične denarne kazni, naložene v skladu s členoma 65 in 66, so upravne narave.
Where ESMA decides to impose no fines or penalty payments, it shall inform the European Parliament, the Council, the Commission, and the competent authorities of the Member State concerned accordingly and shall set out the reasons for its decision.
Kadar ESMA odloči, da ne bo naložil glob ali periodičnih denarnih kazni, o tem ustrezno obvesti Evropski parlament, Svet, Komisijo in pristojne organe zadevnih držav članic ter navede razloge za svojo odločitev.
Fines and periodic penalty payments imposed pursuant to Articles 65 and 66 shall be enforceable.
Globe in periodične denarne kazni, naložene v skladu s členoma 65 in 66, so izvršljive.
Enforcement shall be governed by the rules of civil procedure in force in the State in the territory of which it is carried out.
Izvršitev urejajo pravila civilnega postopka, ki veljajo v državi, na ozemlju katere se opravi izvršitev.
The order for its enforcement shall be appended to the decision without other formality than verification of the authenticity of the decision by the authority which the government of each Member State shall designate for that purpose and shall make known to ESMA and to the Court of Justice.
Organ, ki ga v ta namen določi vlada vsake od držav članic ter o tem obvesti ESMA in Sodišče, sklepu priloži potrdilo o njegovi izvršljivosti, pri čemer ni potrebna nobena druga formalnost razen overovitve verodostojnosti sklepa.
When those formalities have been completed on application by the party concerned, the latter may proceed to enforcement in accordance with the national law, by bringing the matter directly before the competent body.
Ko so te formalnosti na zahtevo zadevne stranke izpolnjene, lahko ta zadevo preda neposredno pristojnemu organu in predlaga začetek izvršilnega postopka v skladu z nacionalno zakonodajo.
Enforcement may be suspended only by a decision of the Court of Justice.
Izvršitev se lahko odloži le z odločbo Sodišča.
However, the courts of the Member State concerned shall have jurisdiction over complaints that enforcement is being carried out in an irregular manner.
Vendar pa o pritožbah glede nepravilnosti izvršitve odločajo sodišča zadevne države članice.
Review by the Court of Justice
Pregled s strani Sodišča
The Court of Justice shall have unlimited jurisdiction to review decisions whereby ESMA has imposed a fine or a periodic penalty payment.
Sodišče ima neomejeno pristojnost za pregled sklepov, s katerimi je ESMA naložil globo ali periodično denarno kazen.
It may annul, reduce or increase the fine or periodic penalty payment imposed.
Naloženo globo ali periodično denarno kazen lahko razveljavi, zniža ali zviša.
Amendments to Annex II
Spremembe Priloge II
In order to take account of developments on financial markets the Commission shall be empowered to adopt delegated acts in accordance with Article 82 concerning measures to amend Annex II.
Komisija je z namenom upoštevanja dogodkov na finančnih trgih pooblaščena za sprejetje delegiranih aktov v skladu s členom 82 v zvezi z ukrepi za spremembo Priloge II.
Without prejudice to Article 73, ESMA shall withdraw the registration of a trade repository where the trade repository:
ESMA brez poseganja v člen 73 razveljavi registracijo repozitorija sklenjenih poslov kadar:
expressly renounces the registration or has provided no services for the preceding six months;
se repozitorij sklenjenih poslov izrecno odreče registraciji ali če v zadnjih šestih mesecih ni opravil nobene storitve;
obtained the registration by making false statements or by any other irregular means;
je repozitorij sklenjenih poslov pridobil registracijo z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
no longer meets the conditions under which it was registered.
repozitorij sklenjenih poslov ne izpolnjuje več pogojev, na podlagi katerih je bil registriran.
ESMA shall, without undue delay, notify the relevant competent authority referred to in Article 57(1) of a decision to withdraw the registration of a trade repository.
ESMA o odločitvi o razveljavitvi registracije repozitorija sklenjenih poslov nemudoma uradno obvesti pristojni organ iz člena 57(1).
The competent authority of a Member State in which the trade repository performs its services and activities and which considers that one of the conditions referred to in paragraph 1 has been met, may request ESMA to examine whether the conditions for the withdrawal of registration of the trade repository concerned are met.
Če pristojni organ v državi članici, v kateri repozitorij izvaja storitve in dejavnosti, meni, da je izpolnjen eden od pogojev iz odstavka 1, lahko od ESMA zahteva, da preveri, ali so pogoji za razveljavitev registracije zadevnega repozitorija izpolnjeni.
Where ESMA decides not to withdraw the registration of the trade repository concerned, it shall provide full reasons.
Če se ESMA odloči, da ne bo razveljavil registracije zadevnega repozitorija sklenjenih poslov, mora odločitev v celoti utemeljiti.
The competent authority referred to in paragraph 3 shall be the authority designated under Article 22.
Pristojni organ iz odstavka 3 je organ iz člena 22.
Supervisory fees
Pristojbine za nadzor
ESMA shall charge fees to the trade repositories in accordance with this Regulation and in accordance with the delegated acts adopted pursuant to paragraph 3.
ESMA repozitorijem sklenjenih poslov zaračuna pristojbine v skladu s to uredbo in v skladu z delegiranimi akti, sprejetimi v skladu z odstavkom 3.
Those fees shall fully cover ESMA’s necessary expenditure relating to the registration and supervision of trade repositories and the reimbursement of any costs that the competent authorities may incur carrying out work pursuant to this Regulation in particular as a result of any delegation of tasks in accordance with Article 74.
Te pristojbine v celoti pokrivajo stroške ESMA v zvezi z registracijo in nadzorom repozitorijev sklenjenih poslov ter povračilom vseh stroškov, ki bi jih lahko imeli pristojni organi pri izvajanju svojega dela v skladu s to uredbo, zlasti zaradi prenosa nalog v skladu s členom 74.
The amount of a fee charged to a trade repository shall cover all administrative costs incurred by ESMA for its registration and supervision activities and be proportionate to the turnover of the trade repository concerned.
Znesek pristojbine, ki se zaračuna repozitoriju sklenjenih poslov, pokriva vse upravne stroške ESMA zaradi dejavnosti v zvezi z registracijo in nadzorom ter je sorazmeren s prometom zadevnega repozitorija sklenjenih poslov.
The Commission shall adopt a delegated act in accordance with Article 82 to specify further the type of fees, the matters for which fees are due, the amount of the fees and the manner in which they are to be paid.
Komisija sprejme delegirani akt v skladu s členom 82, da natančneje opredeli vrsto pristojbin, zadeve, za katere jih je treba plačati, njihovo višino in način njihovega plačila.
Where, in accordance with Article 64(5), ESMA finds that a trade repository has committed one of the infringements listed in Annex I, it shall take one or more of the following decisions:
Kadar ESMA v skladu s členom 64(5) ugotovi, da je repozitorij sklenjenih poslov storil eno od kršitev s seznama v Prilogi I, sprejme enega ali več od naslednjih sklepov, s katerim:
requiring the trade repository to bring the infringement to an end;
zahteva, da repozitorij odpravi kršitev;
imposing fines under Article 65;
naloži globo v skladu s členom 65;
issuing public notices;
izda javna obvestila;
as a last resort, withdrawing the registration of the trade repository.
kot zadnjo možnost razveljavi registracijo repozitorija sklenjenih poslov.
When taking the decisions referred to in paragraph 1, ESMA shall take into account the nature and seriousness of the infringement, having regard to the following criteria:
Pri sprejemanju sklepov iz odstavka 1 ESMA upošteva naravo in resnost kršitve, pri čemer se ravna po naslednjih merilih:
the duration and frequency of the infringement;
trajanje in pogostnost kršitve;