natgillin/translations-raw huggingface dataset:
amending Regulation (EC) No 809/2004 as regards information on the consent to use of the prospectus, information on underlying indexes and the requirement for a report prepared by independent accountants or auditors
o spremembi Uredbe (ES) št. 809/2004 v zvezi z informacijami o soglasju glede uporabe prospekta, informacijami o osnovnih indeksih in zahtevo za poročilo, ki ga pripravijo neodvisni računovodje ali revizorji
Having regard to Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading and amending Directive 2001/34/EC [1], and in particular Article 5(5) and Article 7(1) thereof,
ob upoštevanju Direktive 2003/71/ES Evropskega parlamenta in Sveta z dne 4. novembra 2003 o prospektu, ki se objavi ob javni ponudbi ali sprejemu vrednostnih papirjev v trgovanje, in o spremembi Direktive 2001/34/ES [1] ter zlasti člena 5(5) in člena 7(1) Direktive,
Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements [2] sets out the minimum information to be included in a prospectus for different kinds of securities in order to comply with Article 5(5) and Article 7(1) of Directive 2003/71/EC.
Uredba Komisije (ES) št. 809/2004 z dne 29. aprila 2004 o izvajanju Direktive 2003/71/ES Evropskega parlamenta in Sveta o informacijah, ki jih vsebujejo prospekti, in o obliki prospektov, vključitvi informacij s sklicevanjem in objavi teh prospektov in razširjanju oglaševanj [2] določa minimalne informacije za različne vrste vrednostnih papirjev, ki jih mora vsebovati prospekt, da bi bil skladen s členom (5)5 in členom 7(1) Direktive 2003/71/ES.
Directive 2003/71/EC was amended by Directive 2010/73/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 2003/71/EC on the prospectus to be published when securities are offered to the public or admitted to trading and 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market [3] in order to enhance investor protection, reduce administrative burdens for companies when raising capital in the securities markets in the Union and increase efficiency in the prospectus regime.
Direktiva 2003/71/ES je bila spremenjena z Direktivo 2010/73/EU Evropskega parlamenta in Sveta z dne 24. novembra 2010 o spremembah direktiv 2003/71/ES o prospektu, ki se objavi ob javni ponudbi ali sprejemu vrednostnih papirjev v trgovanje, in 2004/109/ES o uskladitvi zahtev v zvezi s preglednostjo informacij o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu [3], da bi se izboljšala zaščita vlagateljev, zmanjšale upravne obremenitve za podjetja pri zbiranju kapitala na trgih vrednostnih papirjev v Uniji in povečala učinkovitost pri obveznostih glede prospekta.
Regulation (EC) No 809/2004 should therefore be amended regarding the consent of the issuer or the person responsible for drawing up the prospectus to the use of the prospectus by financial intermediaries and the information to be included in the prospectus relating to underlying indexes and profit forecasts and estimates.
Uredbo (ES) št. 809/2004 bi bilo zato treba spremeniti, kar zadeva soglasje izdajatelja ali osebe, odgovorne za pripravo prospekta, glede uporabe prospekta s strani finančnih posrednikov in informacij, ki se vključijo v prospekt v zvezi z osnovnimi indeksi ter napovedmi in ocenami dobička.
For the purposes of the third subparagraph of Article 3(2) of Directive 2003/71/EC, Regulation (EC) No 809/2004 should specify what information is to be provided where the issuer or the person responsible for drawing up the prospectus consents by means of a written agreement to its use by financial intermediaries.
Za namene tretjega pododstavka člena 3(2) Direktive 2003/71/ES bi moralo biti v Uredbi (ES) št. 809/2004 navedeno, katere informacije je treba zagotoviti, če se izdajatelj ali oseba, odgovorna za pripravo prospekta, s pisnim dogovorom strinja, da ga lahko uporabljajo finančni posredniki.
In order to take account of technical developments on financial markets, and notably the increase in the use of indexes as underlying of structured securities, certain requirements of Regulation (EC) No 809/2004 should be reviewed and clarified.
Nekatere zahteve iz Uredbe (ES) št. 809/2004 bi bilo treba pregledati in pojasniti, da bi se upoštevala tehnični razvoj na finančnih trgih in zlasti povečana uporaba indeksov kot podlaga strukturiranih vrednostnih papirjev.
By conferring the responsibility to compose the index on another entity of the group, issuers could circumvent the requirement to include in the prospectus a description of the index composed by the issuer (item 4.2.2 of Annex XII) and thus avoid liability where the description is inaccurate.
S prenosom odgovornosti za sestavljanje indeksa na drug subjekt iz skupine bi se lahko izdajatelji izognili zahtevi, da se mora v prospekt vključiti opis indeksa, ki ga sestavi izdajatelj (točka 4.2.2 Priloge XII), in se s tem izognili odgovornosti v primeru, če je opis nenatančen.
Accordingly, that requirement should also be extended to indexes composed by an entity belonging to the same group as the issuer.
V skladu s tem bi bilo treba zahtevo razširiti tudi na indekse, ki jih sestavi subjekt, ki pripada isti skupini kot izdajatelj.
With a view to increasing efficiency and reducing administrative burdens, this Regulation should also lay down conditions under which a description of the index within the prospectus is not required when the index is composed by entities acting in association with or on behalf of the issuer.
Ta uredba bi morala zaradi povečanja učinkovitosti in zmanjšanja upravnih obremenitev določiti tudi pogoje, pod katerimi se ne zahteva opis indeksa v prospektu, če indeks sestavijo podjetja, ki delujejo v povezavi z izdajateljem ali v njegovem imenu.
Moreover, as item 2.10 of Annex XV only refers to broadly based and recognised published index, a statement in the prospectus specifying where the information about the index can be found should be sufficient without a description of the composition of the index being necessary.
Ker se točka 2.10 Priloge XV nanaša le na široko zastavljen in priznan objavljen indeks, bi morala izjava v prospektu, ki določa, kje je mogoče najti informacije o indeksu, zadostovati tudi brez opisa sestave indeksa.
In order to reduce the administrative costs for issuers when raising capital, this Regulation should lay down conditions under which the report prepared by independent accountants or auditors accompanying profit forecasts and estimates is not required, notably where independent accountants or auditors are not able to sign the audit report because the complete set of documents constitutive of annual financial statements are not available to them.
Da bi se zmanjšali upravni stroški za izdajatelje pri zbiranju kapitala, bi morala ta uredba določiti pogoje, pod katerimi poročilo, ki ga pripravijo neodvisni računovodje ali revizorji ter ki spremlja napovedi in ocene dobička, ni potrebno, zlasti če neodvisni računovodje ali revizorji ne morejo podpisati revizijskega poročila, ker jim ni na voljo celoten sklop dokumentov, ki sestavljajo letne računovodske izkaze.
Directive 2010/73/EU replaced the term ‘key information’ by the term ‘essential information’ in a number of provisions of Directive 2003/71/EC.
Z Direktivo 2010/73/EU se je v več določbah Direktive 2003/71/ES izraz „ključne informacije“ nadomestil z izrazom „bistvene informacije“.
The Annexes to Regulation (EC) No 809/2004 should therefore be adapted.
Priloge k Uredbi (ES) št. 809/2004 bi bilo treba zato prilagoditi.
In order to avoid any further inconsistent application of Directive 2003/71/EC, in particular for the purposes of the third subparagraph of Article 3(2) thereof, and to avoid additional delays in ensuring enhanced investor protection and reduction of administrative burdens for companies when raising capital in the securities markets in the Union it is essential to provide for an entry into force on the day of its publication in the Official Journal of the European Union.
Da bi se preprečila nadaljnja razhajanja pri uporabi Direktive 2003/71/ES, in zlasti tretjega pododstavka člena 3(2) Direktive, ter da bi se izognili dodatni zamudi pri zagotavljanju boljšega varstva investitorjev in zmanjšanju upravnih bremen za podjetja pri zbiranju kapitala na trgih vrednostnih papirjev v Evropski uniji, je bistvenega pomena, da se zagotovi začetek veljavnosti Delegirane uredbe na dan objave v Uradnem listu Evropske unije.
Regulation (EC) No 809/2004 should therefore be amended accordingly,
Uredbo (ES) št. 809/2004 bi bilo zato treba ustrezno spremeniti –
the second paragraph of Article 3 is replaced by the following:
drugi odstavek člena 3 se nadomesti z naslednjim:
‘A prospectus shall contain the information items required in Annexes I to XVII and Annexes XX to XXX depending on the type of issuer or issues and securities involved. Subject to Article 4a(1), a competent authority shall not require that a prospectus contains information items which are not included in Annexes I to XVII or Annexes XX to XXX.’;
„Prospekt zajema informacijske postavke, ki se zahtevajo v prilogah I do XVII in prilogah XX do XXX glede na tip izdajatelja ali izdaj in zadevnih vrednostnih papirjev. V skladu s členom 4a(1) pristojen organ ne zahteva, da prospekt vsebuje informacijske postavke, ki niso vključene v priloge I do XVII in priloge XX do XXX.“;
the following Article 20a is inserted:
vstavi se naslednji člen 20a:
Additional information building block for consent given in accordance with Article 3(2) of Directive 2003/71/EC
Dodatni informacijski modul za soglasje v skladu s členom 3(2) Direktive 2003/71/ES
For the purposes of the third subparagraph of Article 3(2) of Directive 2003/71/EC, the prospectus shall contain the following:
Za namene tretjega pododstavka člena 3(2) Direktive 2003/71/ES prospekt vsebuje:
the additional information set out in Sections 1 and 2A of Annex XXX where the consent is given to one or more specified financial intermediaries;
dodatne informacije, ki so navedene v oddelkih 1 in 2A Priloge XXX, če je dano soglasje enemu določenemu finančnemu posredniku ali več posrednikom;
the additional information set out in Sections 1 and 2B of Annex XXX where the issuer or the person responsible for drawing up the prospectus chooses to give its consent to all financial intermediaries.
dodatne informacije, določene v oddelkih 1 in 2B Priloge XXX, če izdajatelj ali oseba, odgovorna za pripravo prospekta, odloči, da bo dala soglasje vsem finančnim posrednikom.
Where a financial intermediary does not comply with the conditions attached to consent as disclosed in the prospectus, a new prospectus shall be required in accordance with the second paragraph of Article 3(2) of Directive 2003/71/EC.’;
Kadar finančni posrednik ne izpolnjuje pogojev, priloženih soglasju, kot je razkrito v prospektu, se v skladu z drugim odstavkom člena 3(2) Direktive 2003/71/ES zahteva nov prospekt.“;
the second subparagraph of Article 22(1) is replaced by the following:
drugi pododstavek člena 22(1) se nadomesti z naslednjim:
‘A base prospectus shall contain the information items required in Annexes I to XVII, Annex XX and Annexes XXIII to XXX depending on the type of issuer and securities involved. Competent authorities shall not require that a base prospectus contains information items which are not included in Annexes I to XVII, Annex XX or Annexes XXIII to XXX.’;
„Osnovni prospekt zajema informacijske postavke, ki se zahtevajo v prilogah I do XVII, Prilogi XX in prilogah XXIII do XXX glede na tip izdajatelja in zadevnih vrednostnih papirjev. Pristojni organi ne zahtevajo, da osnovni prospekt vsebuje informacijske postavke, ki niso vključene v priloge I do XVII, Prilogo XX ali priloge XXIII do XXX.“;
the Annexes are amended in accordance with the Annex to this Regulation.
priloge se spremenijo v skladu s Prilogo k tej uredbi.
This Regulation shall not apply to the approval of a supplement to a prospectus or base prospectus where the prospectus or base prospectus was approved before the date referred to in Article 3.
Ta uredba se ne uporablja za odobritev dodatka k prospektu ali osnovnemu prospektu, kadar je bil prospekt ali osnovni prospekt odobren pred datumom iz člena 3.
Where in accordance with Article 18 of Directive 2003/71/EC the competent authority of the home Member State notifies the competent authority of the host Member State with a certificate of approval in relation to a prospectus or a base prospectus approved before the date referred to in Article 3, the competent authority of the home Member State shall clearly and explicitly indicate in the certificate that the prospectus or base prospectus was approved before the date referred to in Article 3.
Kadar pristojni organ matične države članice v skladu s členom 18 Direktive 2003/71/ES pristojnemu organu države članice gostiteljice posreduje potrdilo o odobritvi prospekta ali osnovnega prospekta, ki je bil odobren pred datumom iz člena 3, pristojni organ matične države članice v potrdilu jasno in eksplicitno navede, da je bil prospekt ali osnovni prospekt odobren pred datumom iz člena 3.
The Annexes to Regulation (EC) No 809/2004 are amended as follows:
Priloge k Uredbi (ES) št. 809/2004 se spremenijo:
in Annex I, item 13.2 is replaced by the following:
v Prilogi I se točka 13.2 nadomesti z naslednjim:
A report prepared by independent accountants or auditors stating that in the opinion of the independent accountants or auditors the forecast or estimate has been properly compiled on the basis stated, and that the basis of accounting used for the profit forecast or estimate is consistent with the accounting policies of the issuer.
Poročilo, ki ga pripravijo neodvisni računovodje ali revizorji in ki navaja, da je bila po mnenju neodvisnih računovodij ali revizorjev napoved ali ocena pravilno sestavljena na dani podlagi in da se računovodska podlaga, uporabljena za napoved ali oceno dobička, ujema z računovodsko politiko izdajatelja.
Where financial information relates to the previous financial year and only contains non-misleading figures substantially consistent with the final figures to be published in the next annual audited financial statements for the previous financial year, and the explanatory information necessary to assess the figures, a report shall not be required provided that the prospectus includes all of the following statements:
Če se finančne informacije nanašajo na prejšnje poslovno leto in vsebujejo le nezavajajoče podatke, skladne s končnimi rezultati, ki se objavijo v naslednjih letnih revidiranih računovodskih izkazih za preteklo poslovno leto, in pojasnila, potrebna za oceno podatkov, se poročilo ne zahteva pod pogojem, da prospekt vključuje vse naslednje izjave:
the person responsible for this financial information, if different from the one which is responsible for the prospectus in general, approves that information;
oseba, ki je odgovorna za te finančne informacije, če se razlikuje od tiste, ki je odgovorna za prospekt na splošno, odobri te informacije;
independent accountants or auditors have agreed that this information is substantially consistent with the final figures to be published in the next annual audited financial statements;
neodvisni računovodje ali revizorji so se strinjali, da so te informacije v skladu s končnimi podatki, ki se objavijo v naslednjih letnih revidiranih računovodskih izkazih;
this financial information has not been audited.’;
te finančne informacije niso bile revidirane.“;
in Annex III, the heading of Section 3 is replaced by the following:
v Prilogi III se naslov oddelka 3 nadomesti z naslednjim besedilom:
ESSENTIAL INFORMATION’;
BISTVENE INFORMACIJE“;
in Annex IV, item 9.2 is replaced by the following:
v Prilogi IV se točka 9.2 nadomesti z naslednjim:
in Annex V, the heading of Section 3 is replaced by the following:
v Prilogi V se naslov oddelka 3 nadomesti z naslednjim besedilom:
item 13.2 is replaced by the following:
točka 13.2 se nadomesti z naslednjim:
the heading of Section 31 is replaced by the following:
naslov oddelka 31 se nadomesti z naslednjim:
ESSENTIAL INFORMATION ABOUT THE ISSUE OF THE DEPOSITORY RECEIPTS’;
BISTVENE INFORMACIJE O IZDAJI POTRDIL O LASTNIŠTVU“;
in Annex XI, item 8.2 is replaced by the following:
v Prilogi XI se točka 8.2 nadomesti z naslednjim:
the third indent of item 4.2.2 is replaced by the following:
tretja alinea točke 4.2.2 se nadomesti z:
where the underlying is an index:
če je osnovni instrument indeks, je treba navesti:
the name of the index,
ime indeksa,
a description of the index if it is composed by the issuer or by any legal entity belonging to the same group,
opis indeksa, če ga sestavi izdajatelj ali določi katera koli pravna oseba, ki pripada isti skupini,
a description of the index provided by a legal entity or a natural person acting in association with, or on behalf of, the issuer, unless the prospectus contains the following statements:
opis indeksa, ki ga zagotavlja pravna ali fizična oseba, ki deluje v povezavi z izdajateljem ali v njegovem imenu, razen če prospekt vsebuje naslednje izjave:
the complete set of rules of the index and information on the performance of the index are freely accessible on the issuer’s or on the index provider’s website,
celoten sklop pravil o indeksu in informacije o uspešnosti indeksa so prosto dostopni na spletni strani izdajatelja ali na spletni strani sestavljavca indeksa
the governing rules (including methodology of the index for the selection and the re-balancing of the components of the index, description of market disruption events and adjustment rules) are based on predetermined and objective criteria.
pravila, ki urejajo indeks (vključno z metodologijo indeksa za izbiro in ponovno uravnoteženje sestavnih delov indeksa, opisom motenj na trgu in pravili za prilagoditev), temeljijo na vnaprej določenih in objektivnih merilih,
If the index is not composed by the issuer, where information about the index can be obtained.’;
kje je mogoče dobiti informacije o indeksu, če indeksa ne sestavi izdajatelj.“;
in Annex XIII, the heading of Section 3 is replaced by the following:
v Prilogi XIII se naslov oddelka 3 nadomesti z naslednjim besedilom:
in Annex XV, item 2.10 is replaced by the following:
v Prilogi XV se točka 2.10 nadomesti z naslednjim:
Point (a) of item 2.2 does not apply to a collective investment undertaking whose investment objective is to track, without material modification, that of a broadly based and recognised published index.
Točka 2.2(a) ne velja za kolektivna naložbena podjetja, katerih naložbeni cilj je brez bistvenih sprememb slediti cilju široko zastavljenega in priznanega objavljenega indeksa.
A statement setting out details of where information about the index can be obtained shall be included.’;
Vključi se izjava s podrobnostmi o tem, kje je mogoče najti informacije o indeksu.“;
Annex XX is amended as follows:
Priloga XX se spremeni:
in the Section entitled ‘Annex V’, the heading of Section 3 is replaced by the following:
v oddelku z naslovom „Priloga V“ se naslov oddelka 3 nadomesti z naslednjim besedilom:
in the Section entitled ‘Annex XII’, the heading of Section 3 is replaced by the following:
v oddelku z naslovom „Priloga XII“ se naslov oddelka 3 nadomesti z naslednjim besedilom:
in the Section entitled ‘Annex XII’, point (ii) of item 4.2.2 is replaced by the following:
v oddelku z naslovom „Priloga XII“ se točka 4.2.2(ii) nadomesti z naslednjim besedilom:
the governing rules (including methodology of the index for the selection and the re-balancing of the components of the index, description of market disruption events and adjustment rules) are based on predetermined and objective criteria,
pravila, ki urejajo indeks (vključno z metodologijo indeksa za izbor in ponovno uravnoteženje sestavnih delov indeksa, opisom motenj na trgu in pravili za prilagoditev) temeljijo na vnaprej določenih in objektivnih merilih,
if the index is not composed by the issuer, an indication of where to obtain information about the index.
kje je mogoče dobiti informacije o indeksu, če indeksa ne sestavi izdajatelj.
Category C’
Kategorija C“
in the Section entitled ‘Annex XIII’, the heading of Section 3 is replaced by the following:
v oddelku z naslovom „Priloga XIII“ se naslov oddelka 3 nadomesti z naslednjim besedilom:
the following Section is added:
doda se naslednji oddelek:
‘Annex XXX
„Priloga XXX
INFORMATION TO BE PROVIDED REGARDING CONSENT BY THE ISSUER OR PERSON RESPONSIBLE FOR DRAWING UP THE PROSPECTUS
INFORMACIJE, KI JIH JE TREBA ZAGOTOVITI V ZVEZI S SOGLASJEM IZDAJATELJA ALI OSEBE, ODGOVORNE ZA PRIPRAVO PROSPEKTA
Express consent by the issuer or person responsible for drawing up the prospectus to the use of the prospectus and statement that it accepts responsibility for the content of the prospectus also with respect to subsequent resale or final placement of securities by any financial intermediary which was given consent to use the prospectus.
Jasno soglasje izdajatelja ali osebe, odgovorne za pripravo prospekta, glede uporabe prospekta in izjava, da sprejema odgovornost za vsebino prospekta tudi v zvezi z nadaljnjo prodajo ali končno prodajo vrednostnih papirjev s strani katerega koli finančnega posrednika, ki je dobil soglasje za uporabo prospekta.
Indication of the period for which consent to use the prospectus is given.
Navedba obdobja, za katero se da soglasje za uporabo prospekta.
Indication of the offer period upon which subsequent resale or final placement of securities by financial intermediaries can be made.
Navedba obdobja ponudbe, na podlagi katere je možna nadaljnja prodaja ali končna prodaja vrednostnih papirjev s strani finančnih posrednikov.
Indication of the Member States in which financial intermediaries may use the prospectus for subsequent resale or final placement of securities.
Navedba držav članic, v katerih lahko finančni posredniki uporabljajo prospekt za nadaljnjo prodajo ali končno prodajo vrednostnih papirjev.
Any other clear and objective conditions attached to the consent which are relevant for the use of the prospectus.
Vsi jasni in objektivni pogoji, priloženi soglasju, ki so pomembni za uporabo prospekta.
Notice in bold informing investors that, in the event of an offer being made by a financial intermediary, this financial intermediary will provide information to investors on the terms and conditions of the offer at the time the offer is made.
Obvestilo v krepkem tisku za obveščanje vlagateljev, da bo v primeru ponudbe finančnega posrednika, ta finančni posrednik zagotovil informacije vlagateljem o pogojih ponudbe v času, ko je ponudba dana.
ADDITIONAL INFORMATION TO BE PROVIDED WHERE A CONSENT IS GIVEN TO ONE OR MORE SPECIFIED FINANCIAL INTERMEDIARIES
DODATNE INFORMACIJE, KI JIH JE TREBA ZAGOTOVITI, ČE JE SOGLASJE DANO ENEMU DOLOČENEMU FINANČNEMU POSREDNIKU ALI VEČ POSREDNIKOM
List and identity (name and address) of the financial intermediary or intermediaries that are allowed to use the prospectus.
Seznam in identiteta (ime in naslov) finančnega posrednika ali posrednikov, ki lahko uporabljajo prospekt.
Indication how any new information with respect to financial intermediaries unknown at the time of the approval of the prospectus, the base prospectus or the filing of the final terms, as the case may be, is to be published and where it can be found.
Navedba, kako se objavijo nove informacije glede finančnih posrednikov, ki so neznane v času odobritve prospekta, osnovnega prospekta ali vnosa končnih pogojev, in kje jih je mogoče najti.
ADDITIONAL INFORMATION TO BE PROVIDED WHERE A CONSENT IS GIVEN TO ALL FINANCIAL INTERMEDIARIES
DODATNE INFORMACIJE, KI JIH JE TREBA ZAGOTOVITI, ČE JE SOGLASJE DANO VSEM FINANČNIM POSREDNIKOM