natgillin/translations-raw huggingface dataset:
the timely confirmation, where available, by electronic means, of the terms of the relevant OTC derivative contract;
pravočasno potrditev pogojev zadevne pogodbe o izvedenem finančnem instrumentu OTC, kjer je mogoče, v elektronski obliki;
formalised processes which are robust, resilient and auditable in order to reconcile portfolios, to manage the associated risk and to identify disputes between parties early and resolve them, and to monitor the value of outstanding contracts.
formalizirane postopke, ki so zanesljivi, odporni in preverljivi, za uskladitev portfeljev, upravljanje povezanega tveganja ter hitro prepoznavanje in reševanje sporov med strankami ter spremljanje vrednosti odprtih pogodb.
Financial counterparties and non-financial counterparties referred to in Article 10 shall mark-to-market on a daily basis the value of outstanding contracts.
Finančne in nefinančne nasprotne stranke iz člena 10 dnevno po tekočih tržnih cenah vrednotijo vrednost odprtih pogodb.
Where market conditions prevent marking-to-market, reliable and prudent marking-to-model shall be used.
Če tržne razmere preprečujejo vrednotenje po tekočih tržnih cenah, se vrednotenje opira na uporabo smotrnega in zanesljivega notranjega modela.
Financial counterparties shall hold an appropriate and proportionate amount of capital to manage the risk not covered by appropriate exchange of collateral.
Finančne nasprotne stranke razpolagajo z ustreznim in sorazmernim deležem kapitala za upravljanje tveganja, ki ga ustrezna izmenjava zavarovanja s premoženjem ne krije.
The requirement laid down in paragraph 3 of this Article shall not apply to an intragroup transaction referred to in Article 3 that is entered into by counterparties which are established in the same Member State provided that there is no current or foreseen practical or legal impediment to the prompt transfer of own funds or repayment of liabilities between counterparties.
Zahteva iz odstavka 3 tega člena se ne uporablja za transakcije znotraj skupine iz člena 3, ki jih sklenejo nasprotne stranke, ki imajo sedež v isti državi članici, če ni trenutne ali predvidene dejanske ali pravne ovire za takojšen prenos lastnih sredstev ali za odplačilo obveznosti med nasprotnimi strankami.
An intragroup transaction referred to in Article 3(2)(a), (b) or (c) that is entered into by counterparties which are established in different Member States shall be exempt totally or partially from the requirement laid down in paragraph 3 of this Article, on the basis of a positive decision of both the relevant competent authorities, provided that the following conditions are fulfilled:
Transakcije znotraj skupine iz člena 3(2)(a), (b) ali (c), ki jih skleneta nasprotni stranki, ki imata sedež v različnih državah članicah, so na podlagi pozitivne odločitve zadevnih pristojnih organov obeh v celoti ali delno izvzete iz zahteve iz odstavka 3 tega člena, če so izpolnjeni naslednji pogoji:
the risk-management procedures of the counterparties are adequately sound, robust and consistent with the level of complexity of the derivative transaction;
postopki upravljanja tveganja nasprotnih strank so dovolj zanesljivi, trdni in skladni s kompleksnostjo transakcij z izvedenimi finančnimi instrumenti;
there is no current or foreseen practical or legal impediment to the prompt transfer of own funds or repayment of liabilities between the counterparties.
ni trenutne ali predvidene dejanske ali pravne ovire za takojšen prenos lastnih sredstev ali odplačilo obveznosti med nasprotnimi strankami.
If the competent authorities fail to reach a positive decision within 30 calendar days of receipt of the application for exemption, ESMA may assist those authorities in reaching agreement in accordance with its powers under Article 19 of Regulation (EU) No 1095/2010.
Če pristojni organi v 30 koledarskih dneh po prejemu vloge za izvzetje ne sprejmejo pozitivne odločitve, lahko ESMA v skladu s svojimi pooblastili iz člena 19 Uredbe (EU) št. 1095/2010 tem organom pomaga pri doseganju dogovora.
An intragroup transaction referred to in Article 3(1) that is entered into by non-financial counterparties which are established in different Member States shall be exempt from the requirement laid down in paragraph 3 of this Article, provided that the following conditions are fulfilled:
Transakcije znotraj skupine iz člena 3(1), ki jih sklenejo nefinančne nasprotne stranke, ki imajo sedež v različnih državah članicah, so izvzete iz zahteve iz odstavka 3 tega člena, če so izpolnjeni naslednji pogoji:
The non-financial counterparties shall notify their intention to apply the exemption to the competent authorities referred to in Article 10(5).
Nefinančne nasprotne stranke o svoji nameri uveljavljanja izjeme obvestijo pristojne organe iz člena 10(5).
The exemption shall be valid unless either of the notified competent authorities does not agree upon fulfilment of the conditions referred to in point (a) or (b) of the first subparagraph within three months of the date of the notification.
Izjema je veljavna, razen če se v treh mesecih po datumu obvestila kateri od obveščenih pristojnih organov ne strinja, da so pogoji iz točke (a) ali (b) prvega pododstavka izpolnjeni.
An intragroup transaction referred to in Article 3(2)(a) to (d) that is entered into by a counterparty which is established in the Union and a counterparty which is established in a third-country jurisdiction shall be exempt totally or partially from the requirement laid down in paragraph 3 of this Article, on the basis of a positive decision of the relevant competent authority responsible for supervision of the counterparty which is established in the Union, provided that the following conditions are fulfilled:
Transakcije znotraj skupine iz člena 3(2)(a) do (d), ki jih skleneta nasprotna stranka, ki ima sedež v Uniji, in nasprotna stranka s sedežem pod pristojnostjo tretje države, so na podlagi pozitivne odločitve zadevnega pristojnega organa, odgovornega za nadzor nasprotne stranke s sedežem v Uniji, v celoti ali delno izvzete iz zahteve iz odstavka 3 tega člena, če so izpolnjeni naslednji pogoji:
An intragroup transaction referred to in Article 3(1) that is entered into by a non-financial counterparty which is established in the Union and a counterparty which is established in a third-country jurisdiction shall be exempt from the requirement laid down in paragraph 3 of this Article, provided that the following conditions are fulfilled:
Transakcije znotraj skupine iz člena 3(1), ki jih skleneta nefinančna nasprotna stranka, ki ima sedež v Uniji, in nasprotna stranka s sedežem pod pristojnostjo tretje države, so izvzete iz zahteve iz odstavka 3 tega člena, če so izpolnjeni naslednji pogoji:
The non-financial counterparty shall notify its intention to apply the exemption to the competent authority referred to in Article 10(5).
Nefinančna nasprotna stranka o svoji nameri uveljavitve izjeme obvesti pristojne organe iz člena 10(5).
The exemption shall be valid unless the notified competent authority does not agree upon fulfilment of the conditions referred to in point (a) or (b) of the first subparagraph within three months of the date of notification.
Izjema je veljavna, razen če se v treh mesecih po datumu obvestila kateri od obveščenih pristojnih organov ne strinja, da so pogoji iz točke (a) ali (b) prvega pododstavka izpolnjeni.
An intragroup transaction referred to in Article 3(1) that is entered into by a non-financial counterparty and a financial counterparty which are established in different Member States shall be exempt totally or partially from the requirement laid down in paragraph 3 of this Article, on the basis of a positive decision of the relevant competent authority responsible for supervision of the financial counterparty, provided that the following conditions are fulfilled:
Transakcije znotraj skupine iz člena 3(1), ki jih skleneta nefinančna nasprotna stranka in finančna nasprotna stranka, ki imata sedež v različnih državah članicah, so na podlagi pozitivne odločitve zadevnega pristojnega organa, odgovornega za nadzor finančne nasprotne stranke, v celoti ali delno izvzete iz zahteve iz odstavka 3 tega člena, če so izpolnjeni naslednji pogoji:
The relevant competent authority responsible for supervision of the financial counterparty shall notify any such decision to the competent authority referred to in Article 10(5).
Zadevni pristojni organ, odgovoren za nadzor finančne nasprotne stranke, o vseh takih odločitvah obvesti pristojni organ iz člena 10(5).
The exemption is valid unless the notified competent authority does not agree upon fulfilment of the conditions referred to in point (a) or (b) of the first subparagraph.
Izjema je veljavna, razen če se obveščeni pristojni organ ne strinja glede izpolnjevanja pogojev iz točke (a) ali (b) prvega pododstavka.
If there is disagreement between the competent authorities, ESMA may assist those authorities in reaching an agreement in accordance with its powers under Article 19 of Regulation (EU) No 1095/2010.
Če pride do nesoglasja med pristojnimi organi, lahko ESMA v skladu s svojimi pooblastili iz člena 19 Uredbe (EU) št. 1095/2010 tem organom pomaga pri doseganju dogovora.
The counterparty of an intragroup transaction which has been exempted from the requirement laid down in paragraph 3 shall publicly disclose information on the exemption.
Nasprotna stranka, ki sklene transakcije znotraj skupine, za katere se uporablja izvzetje od zahteve iz odstavka 3, javno objavi informacije o izvzetju.
A competent authority shall notify ESMA of any decision adopted pursuant to paragraph 6, 8 or 10, or any notification received pursuant to paragraph 7, 9 or 10, and shall provide ESMA with the details of the intragroup transaction concerned.
Pristojni organ obvesti ESMA o vseh odločitvah, sprejetih v skladu z odstavki 6, 8 ali 10, ali obvestilih, prejetih v skladu z odstavki 7, 9 ali 10, in mu pošlje podrobne podatke o zadevni transakciji znotraj skupine.
The obligations set out in paragraphs 1 to 11 shall apply to OTC derivative contracts entered into between third country entities that would be subject to those obligations if they were established in the Union, provided that those contracts have a direct, substantial and foreseeable effect within the Union or where such obligation is necessary or appropriate to prevent the evasion of any provision of this Regulation.
Obveznosti iz odstavkov 1 do 11 veljajo za pogodbe o izvedenih finančnih instrumentih OTC, sklenjene med subjekti iz tretjih držav, za katere bi te obveznosti veljale, če bi imeli sedež v Uniji, in sicer pod pogojem, da imajo te pogodbe neposreden, znaten in predvidljiv učinek v Uniji, ali če je takšna obveznost potrebna ali ustrezna za preprečevanje izogibanja kateri koli določbi te uredbe.
ESMA shall regularly monitor the activity in derivatives not eligible for clearing in order to identify cases where a particular class of derivatives may pose systemic risk and to prevent regulatory arbitrage between cleared and non-cleared derivative transactions.
ESMA redno nadzira dejavnosti z izvedenimi finančnimi instrumenti, za katere se ne izvaja kliring, da bi prepoznal možnosti, kjer bi utegnil posamezen razred izvedenih finančnih instrumentov predstavljati sistemsko tveganje, in za preprečevanje regulativne arbitraže med transakcijami z izvedenimi finančnimi instrumenti z opravljenim kliringom in brez njega.
In particular, ESMA shall, after consulting the ESRB, take action in accordance with Article 5(3) or review the regulatory technical standards on margin requirements laid down in paragraph 14 of this Article and in Article 41.
ESMA po posvetovanju z ESRB ukrepa v skladu s členom 5(3) ali pregleda regulativne tehnične standarde o zahtevah po kritju iz odstavka 14 tega člena in člena 41.
In order to ensure consistent application of this Article, ESMA shall draft regulatory technical standards specifying:
Da se zagotovi dosledno izvajanje tega člena, ESMA oblikuje osnutke regulativnih tehničnih standardov, ki določajo:
the procedures and arrangements referred to in paragraph 1;
postopke in ureditve iz odstavka 1;
the market conditions that prevent marking-to-market and the criteria for using marking-to-model referred to in paragraph 2;
tržne pogoje, ki preprečujejo vrednotenje po tekočih tržnih cenah, in merila za uporabo notranjega modela iz odstavka 2;
the details of the exempted intragroup transactions to be included in the notification referred to in paragraphs 7, 9 and 10;
podrobne informacije o izvzetih transakcijah znotraj skupine, ki jih je treba vključiti v obvestilo iz odstavkov 7, 9 in 10;
the details of the information on exempted intragroup transactions referred to in paragraph 11;
podrobne informacije o izvzetih transakcijah znotraj skupine iz odstavka 11;
the contracts that are considered to have a direct, substantial and foreseeable effect within the Union or the cases where it is necessary or appropriate to prevent the evasion of any provision of this Regulation as referred to in paragraph 12;
pogodbe, za katere velja, da imajo neposreden, znaten in predvidljiv učinek v Uniji ali primere, ko je potrebno ali primerno preprečiti izogibanje kateri koli določbi te uredbe, kot določa odstavek 12.
In order to ensure consistent application of this Article, the ESAs shall develop common draft regulatory technical standards specifying:
Za zagotovitev dosledne usklajenosti tega člena evropski nadzorni organi pripravijo skupne osnutke regulativnih tehničnih standardov, ki določajo:
the risk-management procedures, including the levels and type of collateral and segregation arrangements, required for compliance with paragraph 3;
postopke obvladovanja tveganja, vključno z ravnmi in vrsto uredite kritja in ločevanja, ki se zahtevajo za zagotavljanje skladnosti z odstavkom 3;
the level of capital required for compliance with paragraph 4;
raven kapitala, ki se zahteva za zagotavljanje skladnosti z odstavkom 4;
the procedures for the counterparties and the relevant competent authorities to be followed when applying exemptions under paragraphs 6 to 10;
postopke, ki jih nasprotne stranke in ustrezni pristojni organi uporabljajo, ko uveljavljajo izjemo iz odstavkov 6 do 10;
the applicable criteria referred to in paragraphs 5 to 10 including in particular what should be considered as practical or legal impediment to the prompt transfer of own funds and repayment of liabilities between the counterparties.
veljavna merila iz odstavkov 5 do 10, vključno predvsem z določitvijo, kaj bi se moralo šteti kot dejanska ali pravna ovira za takojšen prenos lastnih sredstev ali odplačilo obveznosti med nasprotnimi strankami.
The ESAs shall submit those common draft regulatory technical standards to the Commission by 30 September 2012.
Evropski nadzorni organi te skupne osnutke regulativnih tehničnih standardov predložijo Komisiji do 30. septembra 2012.
Depending on the legal nature of the counterparty, power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with either Articles 10 to 14 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 or (EU) No 1095/2010.
Odvisno od pravne narave nasprotne stranke se na Komisijo prenese pooblastilo za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 uredb (EU) št. 1093/2010, (EU) št. 1094/2010 ali (EU) št. 1095/2010.
Member States shall lay down the rules on penalties applicable to infringements of the rules under this Title and shall take all measures necessary to ensure that they are implemented.
Države članice določijo pravila o kaznih, ki se uporabljajo za kršitve pravil v okviru tega naslova, in sprejmejo vse potrebne ukrepe, da se zagotovi njihovo izvajanje.
Those penalties shall include at least administrative fines.
Navedene kazni vključujejo vsaj upravne globe.
Member States shall ensure that the competent authorities responsible for the supervision of financial, and, where appropriate, non-financial counterparties disclose every penalty that has been imposed for infringements of Articles 4, 5 and 7 to 11 to the public, unless such disclosure would seriously jeopardise the financial markets or cause disproportionate damage to the parties involved.
Države članice zagotovijo, da pristojni organi, odgovorni za nadzor finančnih in po potrebi nefinančnih nasprotnih strank, javno razkrijejo vsako izrečeno kazen za kršitve členov 4, 5 in 7 do 11, razen če bi takšno razkritje resno ogrozilo finančne trge ali povzročilo nesorazmerno škodo vpletenim strankam.
Member States shall, at regular intervals, publish assessment reports on the effectiveness of the penalty rules being applied.
Države članice v rednih intervalih objavljajo ocenjevalna poročila o učinkovitosti veljavnih pravil o kaznih.
Such disclosure and publication shall not contain personal data within the meaning of Article 2(a) of Directive 95/46/EC.
Tako razkritje in objava ne zajemata osebnih podatkov v smislu člena 2(a) Direktive 95/46/ES.
By 17 February 2013, the Member States shall notify the rules referred to in paragraph 1 to the Commission.
Države članice do 17. februarja 2013 obvestijo Komisijo o pravilih iz odstavka 1.
They shall notify the Commission of any subsequent amendment thereto without delay.
Komisijo nemudoma uradno obvestijo o vseh poznejših spremembah teh pravil.
An infringement of the rules under this Title shall not affect the validity of an OTC derivative contract or the possibility for the parties to enforce the provisions of an OTC derivative contract.
Kršitev pravil iz tega naslova ne vpliva na veljavnost pogodbe o izvedenem instrumentu OTC ali na možnost, da pogodbeni stranki izvršita določila tovrstne pogodbe.
An infringement of the rules under this Title shall not give rise to any right to compensation from a party to an OTC derivative contract.
Stranke pogodbe o izvedenem instrumentu OTC niso upravičene do nadomestila zaradi kršitev pravil iz tega naslova.
Mechanism to avoid duplicative or conflicting rules
Mehanizmi za preprečevanje podvajanja in nasprotujočih si pravil
The Commission shall be assisted by ESMA in monitoring and preparing reports to the European Parliament and to the Council on the international application of principles laid down in Articles 4, 9, 10 and 11, in particular with regard to potential duplicative or conflicting requirements on market participants, and recommend possible action.
Komisija ob pomoči ESMA spremlja, kako se na mednarodni ravni izvajajo načela iz členov 4, 9, 10 in 11, predvsem kar zadeva morebitne podvajajoče ali medsebojno nasprotujoče si zahteve o udeležencih na trgu, in priporoči možne ukrepe; o vsem tem poroča Evropskemu parlamentu in Svetu.
The Commission may adopt implementing acts declaring that the legal, supervisory and enforcement arrangements of a third country:
Komisija lahko sprejme izvedbene akte, v katerih določi, da so pravne, nadzorne in izvršilne ureditve tretje države:
are equivalent to the requirements laid down in this Regulation under Articles 4, 9, 10 and 11;
enakovredne ureditvam, določenim v tej uredbi iz členov 4, 9, 10 in 11;
ensure protection of professional secrecy that is equivalent to that set out in this Regulation; and
zagotavljajo zaščito poslovne skrivnosti, ki je enakovredna tisti iz te uredbe, in
are being effectively applied and enforced in an equitable and non-distortive manner so as to ensure effective supervision and enforcement in that third country.
uporabljajo in izvršujejo učinkovito, enakopravno in brez izkrivljanja konkurence, tako da zagotavljajo učinkovit nadzor in izvrševanje v tej tretji državi.
Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 86(2).
Navedeni izvedbeni akti se sprejmejo v skladu s postopkom pregleda iz člena 86(2).
An implementing act on equivalence as referred to in paragraph 2 shall imply that counterparties entering into a transaction subject to this Regulation shall be deemed to have fulfilled the obligations contained in Articles 4, 9, 10 and 11 where at least one of the counterparties is established in that third country.
V izvedbenem aktu o enakovrednosti iz odstavka 2 se predpostavlja, da se za nasprotne stranke, ki sklenejo transakcijo, ki je predmet te uredbe, šteje, da so izpolnile obveznosti iz členov 4, 9, 10 in 11, če ima najmanj ena od nasprotnih strank sedež v tretji državi.
The Commission shall, in cooperation with ESMA, monitor the effective implementation by third countries, for which an implementing act on equivalence has been adopted, of the requirements equivalent to those laid down in Articles 4, 9, 10 and 11 and regularly report, at least on an annual basis, to the European Parliament and the Council.
Komisija ob pomoči ESMA spremlja, ali tretje države, za katere je bil sprejet izvedbeni akt o enakovrednosti, učinkovito izpolnjujejo zahteve, ki so enakovredne zahtevam, določenim v členih 4, 9, 10 in 11, in o vsem tem redno, najmanj enkrat letno, poroča Evropskemu parlamentu in Svetu.
Where the report reveals an insufficient or inconsistent application of the equivalent requirements by third country authorities, the Commission shall, within 30 calendar days of the presentation of the report, withdraw the recognition as equivalent of the third country legal framework in question.
Kadar poročilo razkrije, da organi tretje države nezadostno ali nedosledno uporabljajo enakovredne zahteve, Komisija v 30 koledarskih dneh po predstavitvi poročila razveljavi priznanje enakovrednosti zadevnega pravnega okvira tretje države.
Where an implementing act on equivalence is withdrawn, counterparties shall automatically be subject again to all requirements laid down in this Regulation.
Če se izvedbeni akt o enakovrednosti razveljavi, za nasprotne stranke samodejno spet začnejo veljati vse zahteve iz te uredbe.
AUTHORISATION AND SUPERVISION OF CCPs
IZDAJA DOVOLJENJA CNS IN NADZOR NAD CNS
Conditions and procedures for the authorisation of a CCP
Pogoji za pridobitev dovoljenja in postopki za izdajo dovoljenja CNS
Authorisation of a CCP
Izdaja dovoljenja CNS
Where a legal person established in the Union intends to provide clearing services as a CCP, it shall apply for authorisation to the competent authority of the Member State where it is established (the CCP’s competent authority), in accordance with the procedure set out in Article 17.
Kadar namerava pravna oseba s sedežem v Uniji opravljati klirinške storitve kot CNS, v skladu s postopkom iz člena 17 zaprosi pristojni organ države članice, kjer ima sedež (pristojni organ CNS), za dovoljenje.
Once authorisation has been granted in accordance with Article 17, it shall be effective for the entire territory of the Union.
Dovoljenje, izdano v skladu s členom 17, velja na celotnem ozemlju Unije.
Authorisation referred to in paragraph 1 shall be granted only for activities linked to clearing and shall specify the services or activities which the CCP is authorised to provide or perform including the classes of financial instruments covered by such authorisation.
Dovoljenje iz odstavka 1 se izda le za dejavnosti, povezane s kliringom, in določa storitve ali dejavnosti, ki jih CNS lahko zagotavlja ali opravlja, vključno z razredi finančnih instrumentov, ki jih zajema to dovoljenje.
A CCP shall comply at all times with the conditions necessary for authorisation.
CNS ves čas izpolnjuje pogoje, ki jih je morala izpolnjevati za pridobitev dovoljenja.
A CCP shall, without undue delay, notify the competent authority of any material changes affecting the conditions for authorisation.
CNS takoj uradno obvesti pristojni organ o kakršnih koli pomembnih spremembah, ki vplivajo na pogoje za pridobitev dovoljenja.
Authorisation referred to in paragraph 1 shall not prevent Member States from adopting or continuing to apply, in respect of CCPs established in their territory, additional requirements including certain requirements for authorisation under Directive 2006/48/EC.
Ne glede na dovoljenje iz odstavka 1 lahko države članice v zvezi s CNS, ki imajo sedež na njihovem ozemlju, sprejmejo ali nadalje uporabljajo dodatne zahteve, tudi nekatere zahteve glede dovoljenj v skladu z Direktivo 2006/48/ES.
Extension of activities and services
Širitev dejavnosti in storitev