natgillin/translations-raw huggingface dataset:
whether the infringement has revealed serious or systemic weaknesses in the undertaking’s procedures or in its management systems or internal controls;
ali je kršitev razkrila resne ali sistemske slabosti v postopkih podjetja ali v njegovih sistemih za upravljanje ali v notranjem nadzoru;
whether financial crime has been occasioned, facilitated or otherwise attributable to the infringement;
ali je bil zaradi kršitve povzročen ali omogočen finančni kriminal oziroma ali je kršitev kako drugače prispevala k nastanku finančnega kriminala;
Without undue delay, ESMA shall notify any decision adopted pursuant to paragraph 1 to the trade repository concerned, and shall communicate it to the competent authorities of the Member States and to the Commission.
ESMA o vsakem sklepu, sprejetem v skladu z odstavkom 1, nemudoma uradno obvesti zadevni repozitorij sklenjenih poslov, to pa sporoči pristojnim organom držav članic in Komisiji.
It shall publicly disclose any such decision on its website within 10 working days from the date when it was adopted.
Vse sklepe javno objavi na svojem spletnem mestu v desetih delovnih dneh od datuma sprejetja.
When making public its decision as referred to in the first subparagraph, ESMA shall also make public the right of the trade repository concerned to appeal the decision, the fact, where relevant, that such an appeal has been lodged, specifying that such an appeal does not have suspensive effect, and the fact that it is possible for ESMA’s Board of Appeal to suspend the application of the contested decision in accordance with Article 60(3) of Regulation (EU) No 1095/2010.
Pri objavi svojega sklepa iz prvega pododstavka ESMA objavi tudi pravico zadevnega repozitorija sklenjenih poslov, da se pritoži na sklep, in po potrebi dejstvo, da je bila taka pritožba vložena, pri tem pa navede, da pritožba nima odložilnega učinka in da lahko odbor za pritožbe v okviru ESMA odloži izvajanje spornega sklepa v skladu s členom 60(3) Uredbe (EU) št. 1095/2010.
Where necessary for the proper performance of a supervisory task, ESMA may delegate specific supervisory tasks to the competent authority of a Member State in accordance with the guidelines issued by ESMA pursuant to Article 16 of Regulation (EU) No 1095/2010.
ESMA lahko določene nadzorne naloge prenese na pristojni organ države članice v skladu s smernicami, ki jih izda na podlagi člena 16 Uredbe (EU) št. 1095/2010, kadar je to potrebno za pravilno opravljanje nadzorne naloge.
Such specific supervisory tasks may, in particular, include the power to carry out requests for information in accordance with Article 61 and to conduct investigations and on-site inspections in accordance with Article 62 and Article 63(6).
Take posebne nadzorne naloge lahko vključujejo zlasti pooblastilo za izvrševanje zahtev po informacijah v skladu s členom 61 ter za izvajanje preiskav in inšpekcijskih pregledov na kraju samem v skladu s členom 62 in členom 63(6).
Prior to delegation of a task, ESMA shall consult the relevant competent authority.
ESMA se pred prenosom naloge posvetuje z zadevnim pristojnim organom.
Such consultation shall concern:
Taka posvetovanja zlasti zadevajo:
the timetable for the performance of the task; and
časovni okvir za opravljanje te naloge, in
In accordance with the regulation on fees adopted by the Commission pursuant to Article 72(3), ESMA shall reimburse a competent authority for costs incurred as a result of carrying out delegated tasks.
ESMA v skladu z uredbo o pristojbinah, ki jo je na podlagi člena 72(3) sprejela Komisija, pristojnemu organu povrne stroške, ki nastanejo zaradi izvajanja prenesenih nalog.
ESMA shall review the decision referred to in paragraph 1 at appropriate intervals.
ESMA v ustreznih časovnih presledkih pregleda sklep iz odstavka 1.
A delegation may be revoked at any time.
Prenos se lahko kadar koli prekliče.
A delegation of tasks shall not affect the responsibility of ESMA and shall not limit ESMA’s ability to conduct and oversee the delegated activity.
Prenos nalog ne vpliva na odgovornost ESMA ter ne omejuje njegove zmožnosti za izvajanje in nadziranje prenesene dejavnosti.
Supervisory responsibilities under this Regulation, including registration decisions, final assessments and follow-up decisions concerning infringements, shall not be delegated.
Nadzorna odgovornost iz te uredbe, vključno z odločitvijo o registraciji, končno oceno in nadaljnjimi sklepi v zvezi s kršitvami, se ne prenese.
Equivalence and international agreements
Enakovrednost in mednarodni sporazumi
The Commission may adopt an implementing act determining that the legal and supervisory arrangements of a third country ensure that:
Komisija lahko sprejme izvedbeni akt, s katerim določi, da mora pravna in nadzorna ureditev v tretji državi zagotavljati, da:
trade repositories authorised in that third country comply with legally binding requirements which are equivalent to those laid down in this Regulation;
repozitoriji sklenjenih poslov, ki jim je bilo v tej tretji državi izdano dovoljenje, izpolnjujejo pravno zavezujoče zahteve, ki so enakovredne zahtevam iz te uredbe;
effective supervision and enforcement of trade repositories takes place in that third country on an ongoing basis; and
sta v tej tretji državi vzpostavljena stalen učinkovit nadzor in izvrševanje repozitorijev sklenjenih poslov, in
guarantees of professional secrecy exist, including the protection of business secrets shared with third parties by the authorities, and they are at least equivalent to those set out in this Regulation.
obstajajo jamstva glede varovanja poklicne skrivnosti – vključno z varovanjem poslovnih skrivnosti, ki jih organi delijo s tretjimi stranmi –, ki so najmanj enakovredna tistim iz te uredbe.
That implementing act shall be adopted in accordance with the examination procedure referred to in Article 86(2).
Ti izvedbeni akti se sprejmejo v skladu s postopkom pregleda iz člena 86(2).
Where appropriate, and in any case after adopting an implementing act as referred to in paragraph 1, the Commission shall submit recommendations to the Council for the negotiation of international agreements with the relevant third countries regarding mutual access to, and exchange of information on, derivative contracts held in trade repositories which are established in that third country, in a way that ensures that Union authorities, including ESMA, have immediate and continuous access to all the information needed for the exercise of their duties.
Kjer je to primerno in v vsakem primeru po sprejetju izvedbenega akta v skladu z odstavkom 1, Komisija Svetu predloži priporočila za pogajanja o mednarodnih sporazumih z zadevnimi tretjimi državami glede medsebojnega dostopa do informacij o pogodbah o izvedenih finančnih instrumentih ter izmenjave teh informacij, shranjenih v repozitorijih sklenjenih poslov s sedežem v tej tretji državi, in sicer na način, ki zagotavlja, da imajo organi Unije, vključno z ESMA, neposreden in stalen dostop do vseh informacij, potrebnih za opravljanje njihovih dolžnosti.
After conclusion of the agreements referred to in paragraph 2, and in accordance with them, ESMA shall establish cooperation arrangements with the competent authorities of the relevant third countries.
ESMA po sklenitvi sporazumov iz odstavka 2 in v skladu z njimi sklene dogovore o sodelovanju s pristojnimi organi iz zadevnih tretjih držav.
Those arrangements shall specify at least:
Ti dogovori določajo vsaj:
a mechanism for the exchange of information between ESMA and any other Union authorities that exercise responsibilities in accordance with this Regulation on the one hand and the relevant competent authorities of third countries concerned on the other; and
mehanizem za izmenjavo informacij med ESMA in katerim koli drugim organom Unije, ki izvaja naloge v skladu s to uredbo, na eni strani, ter zadevnimi pristojnimi organi teh tretjih držav na drugi strani; in
procedures concerning the coordination of supervisory activities.
postopke v zvezi s usklajevanjem nadzornih dejavnosti.
ESMA shall apply Regulation (EC) No 45/2001 with regard to the transfer of personal data to a third country.
ESMA uporablja Uredbo (ES) št. 45/2001 za posredovanje osebnih podatkov tretji državi.
Cooperation arrangements
Dogovori o sodelovanju
Relevant authorities of third countries that do not have any trade repository established in their jurisdiction may contact ESMA with a view to establishing cooperation arrangements to access information on derivatives contracts held in Union trade repositories.
Pristojni organi tretjih držav, ki na območju svoje pristojnosti nimajo repozitorijev sklenjenih poslov s sedežem na tem območju, lahko vzpostavijo stike z ESMA, zato da sklenejo dogovore o sodelovanju glede dostopa do informacij o pogodbah o izvedenih finančnih instrumentih, shranjenih v repozitorijih sklenjenih poslov Unije.
ESMA may establish cooperation arrangements with those relevant authorities regarding access to information on derivatives contracts held in Union trade repositories that these authorities need to fulfil their respective responsibilities and mandates, provided that guarantees of professional secrecy exist, including the protection of business secrets shared by the authorities with third parties.
ESMA lahko s temi pristojnimi organi sklene dogovore o sodelovanju glede dostopa do informacij o pogodbah o izvedenih finančnih instrumentih, shranjenih v repozitorijih sklenjenih poslov Unije, da bodo ti organi izpolnili svoje odgovornosti in naloge, če so vzpostavljena jamstva glede varovanja poklicne skrivnosti, vključno z varovanjem poslovnih skrivnosti, ki jih organi delijo s tretjimi stranmi.
Recognition of trade repositories
Priznanje repozitorijev sklenjenih poslov
A trade repository established in a third country may provide its services and activities to entities established in the Union for the purposes of Article 9 only after its recognition by ESMA in accordance with paragraph 2.
Repozitorij sklenjenih poslov s sedežem v tretji državi lahko svoje storitve in dejavnosti za subjekte s sedežem v Uniji za namene člena 9 izvaja le, če ga je priznal ESMA v skladu z odstavkom 2.
A trade repository referred to in paragraph 1 shall submit to ESMA its application for recognition together with all necessary information, including at least the information necessary to verify that the trade repository is authorised and subject to effective supervision in a third country which:
Repozitorij sklenjenih poslov iz odstavka 1 ESMA predloži vlogo za priznanje skupaj z vsemi potrebnimi informacijami, med katerimi so vsaj informacije, potrebne za to, da se preveri, ali ima repozitorij sklenjenih poslov dovoljenje in ali je predmet učinkovitega nadzora v tretji državi, ki:
has been recognised by the Commission, by means of an implementing act pursuant to Article 75(1), as having an equivalent and enforceable regulatory and supervisory framework;
jo je Komisija z izvedbenim aktom v skladu s členom 75(1) priznala kot državo z enakovrednim in izvršljivim regulativnim in nadzornim okvirom;
has entered into an international agreement with the Union pursuant to Article 75(2); and
je v skladu s členom 75(2) sklenila mednarodni sporazum z Unijo, in
has entered into cooperation arrangements pursuant to Article 75(3) to ensure that Union authorities, including ESMA, have immediate and continuous access to all the necessary information.
je sklenila dogovore o sodelovanju v skladu s členom 75(3), s katerimi je zagotovila, da imajo organi Unije, vključno z ESMA, neposreden in stalen dostop do vseh potrebnih informacij.
Within 30 working days of receipt of the application, ESMA shall assess whether the application is complete.
ESMA v 30 delovnih dneh od prejema vloge oceni, ali je vloga popolna.
If the application is not complete, ESMA shall set a deadline by which the applicant trade repository has to provide additional information.
Če vloga ni popolna, ESMA določi rok, do katerega mora zadevni repozitorij sklenjenih poslov predložiti dodatne informacije.
Within 180 working days of the submission of a complete application, ESMA shall inform the applicant trade repository in writing with a fully reasoned explanation whether the recognition has been granted or refused.
ESMA v 180 dneh po predložitvi popolne vloge pisno obvesti zadevni repozitorij, ali je bilo priznanje odobreno ali zavrnjeno, pri čemer to izčrpno obrazloži.
ESMA shall publish on its website a list of the trade repositories recognised in accordance with this Regulation.
ESMA na svojem spletnem mestu objavi seznam repozitorijev sklenjenih poslov, priznanih v skladu s to uredbo.
REQUIREMENTS FOR TRADE REPOSITORIES
ZAHTEVE ZA REPOZITORIJE SKLENJENIH POSLOV
A trade repository shall have robust governance arrangements, which include a clear organisational structure with well defined, transparent and consistent lines of responsibility and adequate internal control mechanisms, including sound administrative and accounting procedures, which prevent any disclosure of confidential information.
Repozitorij sklenjenih poslov ima zanesljive ureditve upravljanja, ki vključujejo jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi odgovornostmi in ustreznimi mehanizmi notranjega nadzora, vključno z zanesljivimi upravnimi in računovodskimi postopki, ki preprečujejo vsako razkritje zaupnih informacij.
A trade repository shall maintain and operate effective written organisational and administrative arrangements to identify and manage any potential conflicts of interest concerning its managers, employees, or any person directly or indirectly linked to them by close links.
Repozitorij sklenjenih poslov vzdržuje in izvaja učinkovite pisne organizacijske in upravne dogovore, s katerimi opredeli in upravlja vsa morebitna navzkrižja interesov v zvezi z njegovimi vodji, zaposlenimi ali katero koli osebo, ki je z njimi povezana posredno ali neposredno prek tesnih povezav.
A trade repository shall establish adequate policies and procedures sufficient to ensure its compliance, including of its managers and employees, with all the provisions of this Regulation.
Repozitorij sklenjenih poslov vzpostavi ustrezne politike in postopke, ki bodo dovolj učinkoviti za zagotovitev svoje skladnosti z vsemi določbami te uredbe ter njihovega izpolnjevanja s strani vodij in zaposlenih.
A trade repository shall maintain and operate an adequate organisational structure to ensure continuity and orderly functioning of the trade repository in the performance of its services and activities.
Repozitorij sklenjenih poslov vzdržuje in uporablja ustrezno organizacijsko strukturo za zagotovitev svojega neprekinjenega in pravilnega delovanja pri opravljanju svojih storitev in dejavnosti.
Where a trade repository offers ancillary services such as trade confirmation, trade matching, credit event servicing, portfolio reconciliation or portfolio compression services, the trade repository shall maintain those ancillary services operationally separate from the trade repository’s function of centrally collecting and maintaining records of derivatives.
Repozitorij sklenjenih poslov, ki ponuja pomožne storitve, kot so storitve potrjevanja poslov, uparjanja, upravljanja kreditnih dogodkov in usklajevanja ali stiskanja portfelja, zagotovi, da so te pomožne storitve operativno ločene od njegove naloge, da centralno zbira in vzdržuje evidence o izvedenih finančnih instrumentih.
The senior management and members of the board of a trade repository shall be of sufficiently good repute and experience so as to ensure the sound and prudent management of the trade repository.
Višje vodstvo in člani odbora repozitorija sklenjenih poslov morajo imeti zadosten ugled in izkušnje, da lahko zagotovijo zanesljivo in preudarno upravljanje repozitorija.
A trade repository shall have objective, non-discriminatory and publicly disclosed requirements for access by undertakings subject to the reporting obligation under Article 9.
Repozitorij sklenjenih poslov ima objektivne, nediskriminatorne in javno objavljene zahteve za dostop podjetij, za katere velja obveznost poročanja iz člena 9.
A trade repository shall grant service providers non-discriminatory access to information maintained by the trade repository, on condition that the relevant counterparties have provided their consent.
Repozitorij sklenjenih poslov ponudnikom storitev zagotovi nediskriminatorni dostop do informacij, ki jih hrani, če s tem soglašajo zadevne nasprotne stranke.
Criteria that restrict access shall only be permitted to the extent that their objective is to control the risk to the data maintained by a trade repository.
Merila, ki omejujejo dostop, so dovoljena le, če je njihov namen nadzorovati tveganje za podatke, ki jih vsebuje repozitorij sklenjenih poslov.
A trade repository shall publicly disclose the prices and fees associated with services provided under this Regulation.
Repozitorij sklenjenih poslov javno objavi cene in pristojbine, povezane s storitvami, ki jih ponuja v skladu s to uredbo.
It shall disclose the prices and fees of each service provided separately, including discounts and rebates and the conditions to benefit from those reductions.
Cene in pristojbine se objavijo za vsako posamezno storitev posebej, vključno s popusti in rabati ter pogoji za upravičenost do teh znižanj.
It shall allow reporting entities to access specific services separately.
Repozitorij omogoča poročevalcem ločen dostop do specifičnih storitev.
The prices and fees charged by a trade repository shall be cost-related.
Cene in pristojbine, ki jih repozitorij sklenjenih poslov zaračuna, so vezane na stroške.
Operational reliability
Operativna zanesljivost
A trade repository shall identify sources of operational risk and minimise them through the development of appropriate systems, controls and procedures.
Repozitorij sklenjenih poslov ugotovi vire operativnega tveganja in jih zmanjša na najnižjo raven s pomočjo razvoja ustreznih sistemov, kontrol in postopkov.
Such systems shall be reliable and secure and have adequate capacity to handle the information received.
Taki sistemi morajo biti zanesljivi in varni ter imeti ustrezne zmogljivosti za obdelavo prejetih podatkov.
A trade repository shall establish, implement and maintain an adequate business continuity policy and disaster recovery plan aiming at ensuring the maintenance of its functions, the timely recovery of operations and the fulfilment of the trade repository’s obligations.
Repozitorij sklenjenih poslov vzpostavi, izvaja in vzdržuje ustrezno politiko neprekinjenega poslovanja in načrt za vnovično vzpostavitev delovanja, katerih cilj je zagotoviti ohranjanje funkcij, pravočasno obnovitev delovanja in izpolnitev obveznosti repozitorija sklenjenih poslov.
Such a plan shall at least provide for the establishment of backup facilities.
Takšen načrt mora predvidevati vsaj vzpostavitev rezervnih zmogljivosti.
A trade repository from which registration has been withdrawn shall ensure orderly substitution including the transfer of data to other trade repositories and the redirection of reporting flows to other trade repositories.
Repozitorij sklenjenih poslov, ki mu je bila odvzeta registracija, zagotovi pravilno zamenjavo, vključno s prenosom podatkov in s preusmeritvijo toka poročanja v druge repozitorije sklenjenih poslov.
Safeguarding and recording
Varovanje in evidentiranje
A trade repository shall ensure the confidentiality, integrity and protection of the information received under Article 9.
Repozitorij sklenjenih poslov zagotovi zaupnost, celovitost in varstvo informacij, prejetih na podlagi člena 9.
A trade repository may only use the data it receives under this Regulation for commercial purposes if the relevant counterparties have provided their consent.
Repozitorij sklenjenih poslov lahko podatke, ki jih prejme v skladu s to uredbo, v komercialne namene uporablja le, če zadevne nasprotne stranke s tem soglašajo.
A trade repository shall promptly record the information received under Article 9 and shall maintain it for at least 10 years following the termination of the relevant contracts.
Repozitorij sklenjenih poslov takoj evidentira informacije, prejete v skladu s členom 9, in jih hrani vsaj deset let po prenehanju ustreznih pogodb.
It shall employ timely and efficient record keeping procedures to document changes to recorded information.
Za dokumentiranje sprememb shranjenih podatkov uporabi pravočasne in učinkovite postopke evidentiranja.
A trade repository shall calculate the positions by class of derivatives and by reporting entity based on the details of the derivative contracts reported in accordance with Article 9.
Repozitorij sklenjenih poslov izračuna pozicije po razredu izvedenih finančnih instrumentov in po poročevalcu na podlagi podrobnosti o pogodbah o izvedenih finančnih instrumentih, ki so mu sporočene v skladu s členom 9.
A trade repository shall allow the parties to a contract to access and correct the information on that contract in a timely manner.
Repozitorij sklenjenih poslov pogodbenim strankam pravočasno dovoli dostop do podatkov o tej pogodbi in njihovo popravljanje.
A trade repository shall take all reasonable steps to prevent any misuse of the information maintained in its systems.
Repozitorij sklenjenih poslov sprejme vse potrebne ukrepe za preprečitev zlorabe informacij v svojih sistemih.
A natural person who has a close link with a trade repository or a legal person that has a parent undertaking or a subsidiary relationship with the trade repository shall not use confidential information recorded in a trade repository for commercial purposes.
Fizična oseba, ki je tesno povezana z repozitorijem sklenjenih poslov, ali pravna oseba, ki je nadrejeno ali podrejeno podjetje repozitorija sklenjenih poslov, ne uporablja v komercialne namene zaupnih informacij, evidentiranih v repozitoriju sklenjenih poslov.
Transparency and data availability
Preglednost in razpoložljivost podatkov
A trade repository shall regularly, and in an easily accessible way, publish aggregate positions by class of derivatives on the contracts reported to it.
Repozitorij sklenjenih poslov v rednih presledkih in na lahko dostopen način objavi skupne pozicije po razredu izvedenih finančnih instrumentov.
A trade repository shall collect and maintain data and shall ensure that the entities referred to in paragraph 3 have direct and immediate access to the details of derivatives contracts they need to fulfil their respective responsibilities and mandates.
Repozitorij sklenjenih poslov zbira in vzdržuje podatke ter zagotovi, da imajo subjekti iz odstavka 3 neposreden in takojšen dostop do podrobnosti iz pogodb o izvedenih finančnih instrumentih, ki jih potrebujejo za izpolnitev svojih odgovornosti in nalog.
A trade repository shall make the necessary information available to the following entities to enable them to fulfil their respective responsibilities and mandates:
Repozitorij sklenjenih poslov da na voljo potrebne informacije naslednjim subjektom, da jim omogoči izpolnjevanje njihovih odgovornosti in nalog:
the competent authority supervising CCPs accessing the trade repository;
pristojnemu organu, ki nadzoruje dostop CNS do repozitorija sklenjenih poslov;
the competent authority supervising the trading venues of the reported contracts;
pristojnemu organu, ki nadzira mesta trgovanja iz pogodb, ki so mu bile sporočene;
the relevant members of the ESCB;
zadevnim članicam ESCB;
the relevant authorities of a third country that has entered into an international agreement with the Union as referred to in Article 75;
zadevnim organom tretje države, ki je z Unijo sklenila mednarodni sporazum, kakor je navedeno v členu 75;
supervisory authorities appointed under Article 4 of Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bids [32];
nadzornim organom, ki so bili imenovani v skladu s členom 4 Direktive 2004/25/ES Evropskega parlamenta in Sveta z dne 21. aprila 2004 o ponudbah za prevzem [32];
the relevant Union securities and market authorities;
zadevnim organom Unije za vrednostne papirje in trge;
the relevant authorities of a third country that have entered into a cooperation arrangement with ESMA as referred to in Article 76;
zadevnim organom tretje države, ki so z ESMA sklenili dogovor o sodelovanju, kakor je navedeno v členu 76;