natgillin/translations-raw huggingface dataset:
If the mixed-activity holding company or one of its subsidiaries is an insurance undertaking, the procedure set out in Article 125 may also be used.
Če je mešani poslovni holding ali ena od njegovih podrejenih družb zavarovalnica, se lahko uporabi tudi postopek iz člena 125.
If a mixed-activity holding company or one of its subsidiaries is situated in a Member State other than that in which a subsidiary that is an institution is situated, on-the-spot check of information shall be carried out in accordance with the procedure set out in Article 118.
Če je mešani poslovni holding ali ena od njegovih podrejenih družb v državi članici, ki ni država sedeža podrejene družbe, ki je institucija, se preverjanje informacij na kraju samem opravi v skladu s postopkom iz člena 118.
Article 123
člen 123
Without prejudice to Part Four of Regulation (EU) No 575/2013, Member States shall provide that, where the parent undertaking of one or more institutions is a mixed-activity holding company, the competent authorities responsible for the supervision of those institutions shall exercise general supervision over transactions between the institution and the mixed-activity holding company and its subsidiaries.
Brez poseganja v del 4 Uredbe (EU) št. 575/2013 države članice zagotovijo, da pristojni organi, ki so pooblaščeni za nadzorovanje institucij, izvajajo splošen nadzor nad posli med institucijo in mešanim poslovnim holdingom ter njegovimi podrejenimi družbami, če je nadrejena oseba ene ali več institucij mešani poslovni holding.
Competent authorities shall require institutions to have in place adequate risk management processes and internal control mechanisms, including sound reporting and accounting procedures in order to identify, measure, monitor and control transactions with their parent mixed-activity holding company and its subsidiaries appropriately.
Pristojni organi zahtevajo, da imajo institucije vzpostavljene ustrezne procese za upravljanje tveganj in mehanizme notranje kontrole, vključno z zanesljivimi postopki poročanja ter računovodskimi postopki za ustrezno ugotavljanje, merjenje, spremljanje in nadzor poslov z nadrejenim mešanim poslovnim holdingom in njegovimi podrejenimi družbami.
Competent authorities shall require the reporting by the institution of any significant transaction with those entities other than the one referred to in Article 394 of Regulation (EU) No 575/2013.
Pristojni organi zahtevajo, da institucije poročajo o vseh pomembnih poslih s temi subjekti, ki niso subjekti iz člena 394 Uredbe (EU) št. 575/2013.
Those procedures and significant transactions shall be subject to overview by the competent authorities.
Te postopke in pomembne posle pregledujejo pristojni organi.
Article 124
člen 124
Member States shall ensure that there are no legal impediments preventing the exchange, as between undertakings included within the scope of supervision on a consolidated basis, mixed-activity holding companies and their subsidiaries, or subsidiaries as referred to in Article 119(3), of any information which would be relevant for the purposes of supervision in accordance with Article 110 and Chapter 3.
Države članice zagotovijo, da ni nobenih pravnih ovir, ki bi družbam, vključenim v nadzor na konsolidirani podlagi, mešanim poslovnim holdingom in njihovim podrejenim družbam ali podrejenim družbam iz člena 119(3), preprečile izmenjavo kakršnih koli informacij, pomembnih za nadzor v skladu s členom 110 in poglavjem 3.
Where a parent undertaking and any of its subsidiaries that are institutions are situated in different Member States, the competent authorities of each Member State shall communicate to each other all relevant information which may allow or aid the exercise of supervision on a consolidated basis.
Če so nadrejena oseba in katera koli od njenih podrejenih družb, ki je institucija, v različnih državah članicah, si pristojni organi iz vsake države članice medsebojno izmenjajo vse pomembne informacije, ki lahko omogočijo ali spodbudijo izvajanje nadzora na konsolidirani podlagi.
Where the competent authorities of the Member State in which a parent undertaking is situated do not themselves exercise supervision on a consolidated basis pursuant to Article 111, they may be invited by the competent authorities responsible for exercising such supervision to ask the parent undertaking for any information which would be relevant for the purposes of supervision on a consolidated basis and to transmit it to those authorities.
Če pristojni organi države članice, v kateri je nadrejena oseba, ne izvajajo sami nadzora na konsolidirani podlagi v skladu s členom 111, jih lahko pristojni organi, odgovorni za izvajanje takšnega nadzora, pozovejo, naj od nadrejene osebe pridobijo vse informacije, pomembne za nadzor na konsolidirani podlagi, in jih posredujejo tem pristojnim organom.
Member States shall authorise the exchange between their competent authorities of the information referred to in paragraph 2, on the understanding that, in the case of financial holding companies, mixed financial holding companies, financial institutions or ancillary services undertakings, the collection or possession of information shall not imply that the competent authorities are required to play a supervisory role in relation to those institutions or undertakings standing alone.
Države članice dovolijo, da si njihovi pristojni organi med seboj izmenjujejo informacije iz odstavka 2, ob predpostavki, da v primeru finančnih holdingov, mešanih finančnih holdingov, finančnih institucij ali družb za pomožne storitve zbiranje ali posedovanje informacij ne pomeni, da morajo pristojni organi izvajati nadzor teh institucij ali družb na posamični podlagi.
Similarly, Member States shall authorise their competent authorities to exchange the information referred to in Article 122 on the understanding that the collection or possession of information does not imply that the competent authorities play a supervisory role in relation to the mixed-activity holding company and those of its subsidiaries which are not credit institutions, or to subsidiaries as referred to in Article 119(3).
Podobno države članice dovolijo svojim pristojnim organom izmenjavo informacij iz člena 122, ob predpostavki, da zbiranje ali posedovanje informacij ne pomeni, da morajo pristojni organi izvajati nadzor mešanega poslovnega holdinga in tistih njegovih podrejenih družb, ki niso kreditne institucije, ali podrejenih družb iz člena 119(3).
Article 125
člen 125
Where an institution, financial holding company, mixed financial holding company or a mixed-activity holding company controls one or more subsidiaries which are insurance companies or other undertakings providing investment services which are subject to authorisation, the competent authorities and the authorities entrusted with the public task of supervising insurance undertakings or those other undertakings providing investment services shall cooperate closely.
Če institucija, finančni holding, mešani finančni holding ali mešani poslovni holding obvladuje eno ali več podrejenih družb, ki so zavarovalnice, ali druge družbe za investicijske storitve, ki so pridobila dovoljenje, pristojni organi in organi z javnim pooblastilom za nadzor zavarovalnic, ali drugih družb za investicijske storitve tesno sodelujejo.
Without prejudice to their respective responsibilities, those authorities shall provide one another with any information likely to simplify their task and to allow supervision of the activity and overall financial situation of the undertakings they supervise.
Brez poseganja v njihove odgovornosti si ti pristojni organi medsebojno izmenjujejo vse informacije, ki bi lahko poenostavile njihovo delo in omogočile nadzor nad dejavnostjo in splošnim finančnim položajem družb, ki jih nadzorujejo.
Information received, within the framework of supervision on a consolidated basis, and in particular any exchange of information between competent authorities which is provided for in this Directive, shall be subject to professional secrecy requirements at least equivalent to those referred to in Article 53(1) of this Directive for credit institutions or under Directive 2004/39/EC for investment firms.
Za informacije, pridobljene v okviru nadzora na konsolidirani podlagi, zlasti za vsako izmenjavo informacij med pristojnimi organi, kot je določeno v tej direktivi, veljajo zahteve glede varovanja poklicne skrivnosti, ki so vsaj enakovredne tistim iz člena 53(1) te direktive za kreditne institucije oziroma iz Direktive 2004/39/ES za investicijska podjetja.
The competent authorities responsible for supervision on a consolidated basis shall establish lists of the financial holding companies or mixed financial holding companies referred to in Article 11 of Regulation (EU) No 575/2013.
Pristojni organi, odgovorni za nadzor na konsolidirani podlagi, oblikujejo sezname finančnih holdingov ali mešanih finančnih holdingov iz člena 11 Uredbe (EU) št. 575/2013.
Those lists shall be communicated to the competent authorities of the other Member States, to EBA and to the Commission.
Te sezname pošljejo pristojnim organom v drugih državah članicah, EBA in Komisiji.
Article 126
člen 126
In accordance with Chapter 1, Section IV of this Title, Member States shall ensure that administrative penalties or other administrative measures aiming to end observed breaches or the causes of such breaches may be imposed on financial holding companies, mixed financial holding companies, and mixed-activity holding companies, or their effective managers, that breach laws, regulations or administrative provisions transposing this Chapter.
V skladu z oddelkom IV poglavja 1 tega naslova države članice zagotovijo, da se upravne kazni ali drugi upravni ukrepi, ki so namenjeni prenehanju ugotovljenih kršitev ali vzrokov za take kršitve, lahko naložijo finančnim holdingom, mešanim finančnim holdingom in mešanim poslovnim holdingom ali njihovim operativnim vodjem, ki kršijo zakone ali druge predpise, s katerim se prenaša to poglavje.
Article 127
člen 127
Assessment of equivalence of third countries' consolidated supervision
Ocena enakovrednosti konsolidiranega nadzora v tretjih držav
Where an institution, the parent undertaking of which is an institution or a financial holding company or mixed financial holding company, the head office of which is in a third country, is not subject to consolidated supervision under Articles 111, the competent authorities shall assess whether the institution is subject to consolidated supervision by a third-country supervisory authority which is equivalent to that governed by the principles set out in this Directive and the requirements of Part One, Title II, Chapter 2 of Regulation (EU) No 575/2013.
Kadar za institucijo, katere nadrejena oseba je institucija ali finančni holding ali mešani finančni holding s sedežem v tretji državi, konsolidirani nadzor v skladu s členom 111 ne velja, pristojni organi ocenijo, ali nadzorni organi tretje države nad institucijo izvajajo konsolidirani nadzor, enakovreden nadzoru, ki ga določajo načela te direktive in zahteve poglavja 2 naslova II dela 1 Uredbe (EU) št. 575/2013.
The assessment shall be carried out by the competent authority which would be responsible for consolidated supervision if paragraph 3 were to apply, at the request of the parent undertaking or of any of the regulated entities authorised in the Union or on its own initiative.
Oceno opravi pristojni organ, ki je odgovoren za konsolidirani nadzor, če se uporabi odstavek 3, na zahtevo nadrejene osebe ali katere koli nadzorovane osebe z dovoljenjem za poslovanje v Uniji ali na lastno pobudo.
That competent authority shall consult the other competent authorities involved.
Ta pristojni organ se posvetuje z drugimi sodelujočimi pristojnimi organi.
The Commission may request the European Banking Committee to give general guidance as to whether the consolidated supervision arrangements of supervisory authorities in third countries are likely to achieve the objectives of consolidated supervision as set out in this Chapter, in relation to institutions the parent undertaking of which has its head office in a third country.
Komisija lahko zahteva, da Evropski odbor za bančništvo zagotovi splošne smernice glede tega, ali se z načinom konsolidiranega nadzora nadzornih organov v tretjih državah dosežejo cilji konsolidiranega nadzora iz tega poglavja v zvezi z institucijami, katerih nadrejena oseba ima sedež v tretji državi.
The European Banking Committee shall keep any such guidance under review and take into account any changes to the consolidated supervision arrangements applied by such competent authorities.
Evropski odbor za bančništvo redno pregleduje te smernice in upošteva vse spremembe načinov konsolidiranega nadzora, ki ga opravljajo pristojni organi.
EBA shall assist the Commission and the European Banking Committee in carrying out those tasks, including as to assessing whether such guidance should be updated.
EBA pomaga Komisiji in Evropskemu odboru za bančništvo pri izvajanju navedenih nalog, tudi glede ocene, ali je treba te smernice posodobiti.
The competent authority carrying out the assessment referred to in the first subparagraph of paragraph 1 shall take into account any such guidance.
Pristojni organ, ki opravlja oceno iz prvega pododstavka odstavka 1, te smernice upošteva.
For that purpose, the competent authority shall consult EBA before adopting a decision.
Za ta namen se pred sprejetjem odločitve posvetuje z EBA.
In the absence of such equivalent supervision, Member States shall apply this Directive and Regulation (EU) No 575/2013 to the institution mutatis mutandis or shall allow their competent authorities to apply other appropriate supervisory techniques which achieve the objectives of supervision on a consolidated basis of institutions.
Če enakovrednega nadzora ni, države članice smiselno uporabijo to direktivo in Uredbe (EU) št. 575/2013 za institucijo ali dovolijo svojim pristojnim organom, da uporabijo druge ustrezne nadzorniške tehnike, s katerimi dosežejo cilje nadzora na konsolidirani podlagi institucij.
Those supervisory techniques shall, after consulting the other competent authorities involved, be agreed upon by the competent authority which would be responsible for consolidated supervision.
S temi nadzorniškimi tehnikami se mora po posvetovanju z drugimi sodelujočimi pristojnimi organi strinjati pristojni organ, odgovoren za konsolidirani nadzor.
Competent authorities may in particular require the establishment of a financial holding company or mixed financial holding company which has its head office in the Union, and apply the provisions on consolidated supervision to the consolidated position of that financial holding company or the consolidated position of the institutions of that mixed financial holding company.
Pristojni organi lahko zahtevajo predvsem ustanovitev finančnega holdinga ali mešanega finančnega holdinga s sedežem v Uniji in uporabijo določbe o konsolidiranem nadzoru za konsolidirani položaj tega finančnega holdinga ali konsolidirani položaj institucij tega mešanega finančnega holdinga.
The supervisory techniques shall be designed to achieve the objectives of consolidated supervision as set out in this Chapter and shall be notified to the other competent authorities involved, to EBA and to the Commission.
Nadzorniške tehnike morajo biti pripravljene tako, da se dosežejo cilji konsolidiranega nadzora, ki so določeni v tem poglavju, o njih pa je treba obvestiti druge sodelujoče pristojne organe, EBA in Komisijo.
Capital Buffers
Kapitalski blažilniki
Buffers
Blažilniki
'capital conservation buffer' means the own funds that an institution is required to maintain in accordance with Article 129;
"varovalni kapitalski blažilnik" pomeni kapital, ki ga mora institucija zagotavljati v skladu s členom 129;
'institution-specific countercyclical capital buffer' means the own funds that an institution is required to maintain in accordance with Article 130;
"posamezni instituciji lasten proticiklični kapitalski blažilnik" pomeni kapital, ki ga mora institucija zagotavljati v skladu s členom 130;
'G-SII buffer' means the own funds that are required to be maintained in accordance with Article 131(4);
„blažilnik za GSPI“ pomeni kapital, ki ga je treba zagotavljati v skladu s členom 131(4);
'O-SII buffer' means the own funds that may be required to be maintained in accordance with Article 131(5);
„blažilnik za DSPI“ pomeni kapital, katerega zagotavljanje ga lahko zahteva v skladu s členom 131(5);
'systemic risk buffer' means the own funds that an institution is or may be required to maintain in accordance with Article 133;
„blažilnik sistemskih tveganj“ pomeni kapital, ki ga mora institucija zagotavljati v skladu s členom 133, oziroma bi se to lahko od nje zahtevalo;
'combined buffer requirement' means the total Common Equity Tier 1 capital required to meet the requirement for the capital conservation buffer extended by the following, as applicable:
"zahteva po skupnem blažilniku" pomeni celoten navaden lastniški temeljni kapital, ki je potreben za izpolnjevanje zahteve v zvezi z varovalnim kapitalskim blažilnikom,razširjenim kot je ustrezno, z naslednjim:
an institution-specific countercyclical capital buffer;
posamezni instituciji lastnim proticikličnim kapitalskim blažilnikom;
a G-SII buffer;
blažilnikom GSPI;
an O-SII buffer;
blažilnikom DSPI;
a systemic risk buffer;
blažilnikom sistemskih tveganj;
'countercyclical buffer rate' means the rate that institutions must apply in order to calculate their institution-specific countercyclical capital buffer, and that is set in accordance with Article 136, Article 137 or by a relevant third-country authority, as the case may be;
"stopnja proticikličnega blažilnika" pomeni stopnjo, ki jo morajo uporabljati institucije za izračun svojega proticikličnega kapitalskega blažilnika, in ki je določena v skladu s členom 136, členom 137 ali s strani ustreznega pristojnega organa tretje države, odvisno od primera;
'domestically authorised institution' means an institution that has been authorised in the Member State for which a particular designated authority is responsible for setting the countercyclical buffer rate;
"institucija, ki je pridobila dovoljenje v matični državi članici" pomeni institucijo, ki je dobila dovoljenje v državi članici, kjer je za določitev stopnje proticikličnega blažilnika odgovoren imenovani organ;
'buffer guide' means a benchmark buffer rate calculated in accordance with Article 135(1).
„vodilo za blažilnik“ pomeni referenčno stopnjo blažilnika, izračunano v skladu s členom 135(1).
This Chapter shall not apply to investment firms that are not authorised to provide the investment services listed in points 3 and 6 of Section A of Annex I to Directive 2004/39/EC.
To poglavje se ne uporablja za investicijska podjetja, ki niso pooblaščena za opravljanje investicijskih storitev iz točk 3 in 6 oddelka A Priloge I k Direktivi 2004/39/ES.
Requirement to maintain a capital conservation buffer
Zahteva po vzdrževanju varovalnega kapitalskega blažilnika
For the purpose of paragraph 2, the Member State shall designate the authority in charge of the application of this Article.
Za namene odstavka 2 država članica imenuje organ, pristojen za uporabo tega člena.
That authority shall be the competent authority or the designated authority.
Ta organ je pristojni organ ali imenovani organ.
For the purpose of paragraph 2, investment firms shall be categorised as small or medium-sized in accordance with Commission Recommendation 2003/361/EC of 6 May 2003 concerning the definition of micro, small and medium-sized enterprises [31].
Za namene odstavka 2 se investicijska podjetja opredelijo kot majhna ali srednje velika podjetja v skladu s Priporočilom Komisije 2003/361/ES z dne 6. maja 2003 o opredelitvi mikro, majhnih in srednjih podjetij [31].
Institutions shall not use Common Equity Tier 1 capital that is maintained to meet the requirement under paragraph 1 of this Article to meet any requirements imposed under Article 104.
Institucije navadnega lastniškega temeljnega kapitala, ki se zagotavlja za izpolnjevanje zahteve iz odstavka 1 tega člena, ne uporabijo za izpolnjevanje zahtev v skladu s členom 104.
Where an institution fails to meet fully the requirement under paragraph 1 of this Article, it shall be subject to the restrictions on distributions set out in Article 141(2) and (3).
Če institucija zahteve iz odstavka 1 tega člena ne izpolnjuje v celoti, zanjo veljajo omejitve razdelitev iz člena 141(2) in (3).
Article 130
člen 130
Requirement to maintain an institution-specific countercyclical capital buffer
Zahteva po vzdrževanju posamezni instituciji lastnega proticikličnega kapitalskega blažilnika
For the purpose of paragraph 2, investment firms shall be categorised as small and medium-sized in accordance with Recommendation 2003/361/EC.
Za namene odstavka 2 se investicijska podjetja opredelijo kot majhna in srednje velika podjetja v skladu s Priporočilom 2003/361/ES.
Institutions shall meet the requirement imposed by paragraph 1 with Common Equity Tier 1 capital, which shall be additional to any Common Equity Tier 1 capital maintained to meet the own funds requirement imposed by Article 92 of Regulation (EU) No 575/2013, the requirement to maintain a capital conservation buffer under Article 129 of this Directive and any requirement imposed under Article 104 of this Directive.
Institucije izpolnjujejo zahtevo iz odstavka 1 z navadnim lastniškim temeljnim kapitalom, ki ga imajo poleg navadnega lastniškega temeljnega kapitala, namenjenega zagotavljanju izpolnjevanja kapitalske zahteve iz člena 92 Uredbe (EU) št. 575/2013, zahteve po vzdrževanju varovalnega kapitalskega blažilnika iz člena 129 te direktive in vseh zahtev iz člena 104 te direktive.
Global and other systemically important institutions
Globalne in druge sistemsko pomembne institucije
Member States may designate more than one authority.
Države članice lahko imenujejo tudi več organov.
G-SIIs shall be an EU parent institution, an EU parent financial holding company, an EU parent mixed financial holding company or an institution.
GSPI je EU nadrejena institucija, EU nadrejeni finančni holding, EU nadrejeni mešani finančni holding ali institucija.
G-SIIs shall not be an institution that is a subsidiary of an EU parent institution, of an EU parent financial holding company or of an EU parent mixed financial holding company.
GSPI ne more biti institucija, ki je podrejena družba EU nadrejene institucije, EU nadrejenega finančnega holdinga ali EU nadrejenega mešanega finančnega holdinga.
O-SIIs can either be an EU parent institution, an EU parent financial holding company, an EU parent mixed financial holding company or an institution.
DSPI je lahko EU nadrejena institucija, EU nadrejeni finančni holding, EU nadrejeni mešani finančni holding ali institucija.
The identification methodology for G-SIIs shall be based on the following categories:
Metodologija za določitev GSPI temelji na naslednjih kategorijah:
size of the group;
velikost skupine;
interconnectedness of the group with the financial system;
medsebojna povezanost skupine s finančnim sistemom;
substitutability of the services or of the financial infrastructure provided by the group;
nadomestljivost storitev ali finančne infrastrukture, ki jo zagotavlja skupina;
complexity of the group;
zapletenost skupine;
cross-border activity of the group, including cross border activity between Member States and between a Member State and a third country.
čezmejne dejavnosti skupine, vključno s čezmejno dejavnostjo med državami članicami ter med državo članico in tretjo državo.
Each category shall receive an equal weighting and shall consist of quantifiable indicators.
Vsaka kategorija ima enako težo in vključuje merljive kazalnike.
The methodology shall produce an overall score for each entity as referred to in paragraph 1 assessed, which allows G-SIIs to be identified and allocated into a sub-category as described in paragraph 9.
Z uporabo te metodologije se dobi skupen rezultat za vsak ocenjen subjekt iz odstavka 1, ki omogoča določitev GSPI in njihovo razvrstitev v podkategorije, opisane v odstavku 9.
O-SIIs shall be identified in accordance with paragraph 1.
DSPI se določijo v skladu z odstavkom 1.