natgillin/translations-raw huggingface dataset:
The own funds of such firms or investment firms shall not fall below the highest reference level calculated after the date of notification contained in Council Directive 93/6/EEC of 15 March 1993 on the capital adequacy of investments firms and credit institutions [28].
Znesek kapitala takšnih podjetij ali investicijskih podjetij ne sme biti manjši od najvišje referenčne stopnje, izračunane po datumu uradnega obvestila iz Direktive Sveta 93/6/EGS dne 15. marca 1993 o kapitalski ustreznosti investicijskih družb in kreditnih institucij [28].
That reference level shall be the average daily level of own funds calculated over a six month period preceding the date of calculation.
Referenčna stopnja je povprečna dnevna stopnja kapitala, izračunana za obdobje šestih mesecev pred dnem izračuna.
Where control of an institution falling within the category referred to in paragraph 2 or 3 is taken by a natural or legal person other than the person who controlled the institution previously, the amount of own funds of that institution shall attain the amount of initial capital required.
Kadar obvladovanje institucije, ki spada v kategorijo iz odstavka 2 ali 3, prevzame fizična ali pravna oseba, razen osebe, ki je institucijo obvladovala pred tem, znesek kapitala te institucije ustreza zahtevanemu znesku ustanovnega kapitala.
Where there is a merger of two or more institutions falling within the category referred to in paragraph 2 or 3, the amount of own funds of the institution resulting from the merger shall not fall below the total own funds of the merged institutions at the time of the merger, as long as the amount of initial capital required has not been attained.
Kadar se združita dve ali več institucij, ki spadajo v kategorijo iz odstavka 2 ali 3, znesek kapitala institucije, ki nastane z združitvijo, ni manjši od skupnega zneska kapitala združenih institucij v času združitve, dokler ni dosežen zahtevani znesek ustanovnega kapitala.
Where competent authorities consider it necessary to ensure the solvency of an institution that the requirement laid down in paragraph 1 is met, the provisions laid down in paragraphs 2 to 5 shall not apply.
Kadar pristojni organi menijo, da je treba izpolniti zahtevo iz odstavka 1 zaradi zagotovitve kapitalske ustreznosti institucije, se določbe iz odstavkov 2 do 5 ne uporabljajo.
Derogation for small trading book business
Odstopanje za majhen obseg postavk trgovalne knjige
Institutions may replace the capital requirement referred to in point (b) of Article 92(3) by a capital requirement calculated in accordance with point (a) of that paragraph in respect of their trading-book business, provided that the size of their on- and off-balance sheet trading-book business meets both the following conditions:
Institucije lahko za postavke trgovalne knjige kapitalsko zahtevo iz člena 92(3)(b) nadomestijo s kapitalsko zahtevo, izračunano v skladu s točko (a) navedenega odstavka, če obseg njihovih bilančnih in zunajbilančnih postavk trgovalne knjige izpolnjuje oba naslednja pogoja:
is normally less than 5 % of the total assets and EUR 15 million;
običajno znaša manj kot 5 % vseh sredstev in 15 milijonov EUR;
never exceeds 6 % of total assets and EUR 20 million.
nikoli ne preseže 6 % vseh sredstev in 20 milijonov EUR.
In calculating the size of on- and off-balance sheet business, institutions shall apply the following:
Pri izračunu obsega bilančnega in zunajbilančnega poslovanja institucije uporabijo naslednje:
debt instruments shall be valued at their market prices or their nominal values, equities at their market prices and derivatives according to the nominal or market values of the instruments underlying them;
dolžniški instrumenti se vrednotijo po njihovih tržnih cenah ali nominalnih vrednostih, lastniški instrumenti po njihovih tržnih cenah in izvedeni finančni instrumenti glede na nominalne ali tržne vrednosti njihovih osnovnih instrumentov;
the absolute value of long positions shall be summed with the absolute value of short positions.
absolutna vrednost dolgih pozicij se sešteje z absolutno vrednostjo kratkih pozicij.
Where an institution fails to meet the condition in point (b) of paragraph 1 it shall immediately notify the competent authority.
Kadar institucija ne izpolnjuje pogoja iz odstavka 1(b), o tem nemudoma uradno obvesti pristojni organ.
If, following assessment by the competent authority, the competent authority determines and notifies the institution that the requirement in point (a) of paragraph 1 is not met, the institution shall cease to make use of paragraph 1 from the next reporting date.
Če pristojni organ po izvedbi ocene ugotovi, da zahteva iz odstavka 1(a) ni izpolnjena, in o tem uradno obvesti institucijo, institucija od datuma naslednjega poročanja ne uporablja več odstavka 1.
Own funds requirements for investment firms with limited authorisation to provide investment services
Kapitalske zahteve za investicijska podjetja z omejenim dovoljenjem za opravljanje investicijskih storitev
For the purposes of Article 92(3), investment firms that are not authorised to provide the investment services and activities listed in points (3) and (6) of Section A of Annex I to Directive 2004/39/EC shall use the calculation of the total risk exposure amount specified in paragraph 2.
Za namene člena 92(3) investicijska podjetja, ki niso pooblaščena za opravljanje investicijskih storitev in dejavnosti iz točk (3) in (6) oddelka A Priloge I k Direktivi 2004/39/ES, uporabljajo izračun zneska skupne izpostavljenosti tveganju iz odstavka 2.
Investment firms referred to in paragraph 1 of this Article and firms referred to in point (2)(c) of Article 4(1) that provide the investment services and activities listed in points (2) and (4) of Section A of Annex I to Directive 2004/39/EC shall calculate the total risk exposure amount as the higher of the following:
Investicijska podjetja iz odstavka 1 tega člena in podjetja iz točke (2)(c) člena 4(1), ki opravljajo investicijske storitve in dejavnosti iz točk (2) in (4) oddelka A Priloge I k Direktivi 2004/39/ES, izračunajo znesek skupne izpostavljenosti tveganju kot višji od naslednjih zneskov:
the sum of the items referred to in points (a) to (d) and (f) of Article 92(3) after applying Article 92(4);
vsota postavk iz člena 92(3)(a) do (d) in (f) po uporabi člena 92(4);
12,5 multiplied by the amount specified in Article 97.
12,5 pomnoženo z zneskom iz člena 97.
Firms referred to in point (2)(c) of Article 4(1) that provide the investment services and activities listed in points (2) and (4) of Section A of Annex I to Directive 2004/39/EC shall meet the requirements in Article 92(1) and (2) based on the total risk exposure amount referred to in the first subparagraph.
Podjetja iz točke (2)(c) člena 4(1), ki opravljajo investicijske storitve in dejavnosti iz točk (2) in (4) oddelka A Priloge I k Direktivi 2004/39/ES, izpolnjujejo zahteve iz člena 92(1) in (2) na podlagi skupnega zneska izpostavljenosti tveganju iz prvega pododstavka.
Competent authorities may set the own fund requirements for firms referred to in point (2)(c) of Article 4(1) that provide the investment services and activities listed in points (2) and (4) of Section A of Annex I to Directive 2004/39/EC as the own fund requirements that would be binding on those firms according to the national transposition measures in force on 31 December 2013 for Directives 2006/49/EC and 2006/48/EC.
Pristojni organi lahko določijo kapitalske zahteve za podjetja iz točke (2)(c) člena 4(1), ki opravljajo investicijske storitve in dejavnosti iz točk (2) in (4) oddelka A Priloge I k Direktivi 2004/39/ES o, kot kapitalske zahteve, ki bi bile zavezujoče za navedena podjetja v skladu z nacionalnimi ukrepi za prenos, veljavnimi 31. decembra 2013, glede direktiv 2006/49/ES in 2006/48/ES.
Investment firms referred to in paragraph 1 are subject to all other provisions regarding operational risk laid down in Title VII, Chapter 3, Section II, Sub-section 1 of Directive 2013/36/EU.
Za investicijska podjetja iz odstavka 1 se uporabljajo vse druge določbe v zvezi z operativnim tveganjem iz pododdelka 1 oddelka II poglavja 3 naslova VII Direktive 2013/36/EU.
Own funds requirements for investment firms which hold initial capital as laid down in Article 28(2) of Directive 2013/36/EU
Kapitalske zahteve za investicijska podjetja, ki imajo ustanovni kapital, kot je določen v členu 28(2) Direktive 2013/36/EU
For the purposes of Article 92(3), the following categories of investment firm which hold initial capital in accordance with Article 28(2) of Directive 2013/36/EU shall use the calculation of the total risk exposure amount specified in paragraph 2 of this Article:
Za namene člena 92(3) naslednje kategorije investicijskih podjetij, ki imajo ustanovni kapital v skladu s členom 28(2) Direktive 2013/36/EU, uporabljajo izračun zneska skupne izpostavljenosti tveganju iz odstavka 2 tega člena:
investment firms that deal on own account only for the purpose of fulfilling or executing a client order or for the purpose of gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order;
investicijska podjetja, ki trgujejo za svoj račun zgolj zaradi izpolnjevanja ali izvrševanja naročila stranke ali zaradi pridobitve vstopa v sistem kliringa in poravnave ali v priznano borzo, če delujejo v funkciji zastopnikov ali izvršujejo naročilo stranke;
investment firms that meet all the following conditions:
investicijska podjetja, ki izpolnjujejo vse naslednje pogoje:
that do not hold client money or securities;
ne upravljajo z denarjem ali vrednostnimi papirji strank;
that undertake only dealing on own account;
prevzamejo samo trgovanje za svoj račun;
that have no external customers;
nimajo zunanjih strank;
for which the execution and settlement whose transactions takes place under the responsibility of a clearing institution and are guaranteed by that clearing institution.
katerih izvrševanje in poravnava poslov se izvaja pod odgovornostjo klirinške institucije, ki tudi jamči za te posle.
For investment firms referred to in paragraph 1, total risk exposure amount shall be calculated as the sum of the following:
Investicijska podjetja iz odstavka 1 izračunajo znesek skupne izpostavljenosti tveganju kot vsoto:
points (a) to (d) and (f) of Article 92(3) after applying Article 92(4);
postavk iz člena 92(3)(a) do (d) in (f) po uporabi člena 92(4);
the amount referred to in Article 97 multiplied by 12,5.
zneska iz člena 97, pomnoženega z 12,5.
Own Funds based on Fixed Overheads
Kapital na podlagi stalnih splošnih stroškov
In accordance with Articles 95 and 96, an investment firm and firms referred to in point (2)(c) of Article 4(1) that provide the investment services and activities listed in points (2) and (4) of Section A of Annex I to Directive 2004/39/EC shall hold eligible capital of at least one quarter of the fixed overheads of the preceding year.
V skladu s členoma 95 in 96 imajo investicijsko podjetje in podjetja iz točke (2)(c) člena 4(1), ki opravljajo invseticijske storitve in dejavnosti iz točk (2) in (4) oddelka A Priloge I k Direktivi 2004/39/ES, sprejemljivi kapital, ki znaša vsaj četrtino stalnih splošnih stroškov iz predhodnega leta.
Where there is a change in the business of an investment firm since the preceding year that the competent authority considers to be material, the competent authority may adjust the requirement laid down in paragraph 1.
V primeru spremembe v poslovanju investicijskega podjetja od predhodnega leta, ki je po mnenju pristojnega organa pomembna, lahko pristojni organ prilagodi zahtevo iz odstavka 1.
Where an investment firm has not completed business for one year, starting from the day it starts up, an investment firm shall hold eligible capital of at least one quarter of the fixed overheads projected in its business plan, except where the competent authority requires the business plan to be adjusted.
Če investicijsko podjetje še ne posluje eno leto, vključno z dnem začetka poslovanja, ima sprejemljivi kapital, ki znaša vsaj četrtino stalnih splošnih stroškov, predvidenih v njegovem poslovnem načrtu, razen kadar pristojni organ zahteva prilagoditev poslovnega načrta.
EBA in consultation with ESMA shall develop draft regulatory technical standards to specify in greater detail the following:
EBA v posvetovanju z ESMA pripravi osnutke regulativnih tehničnih standardov, v katerih natančneje opredeli naslednje:
the calculation of the requirement to hold eligible capital of at least one quarter of the fixed overheads of the previous year;
izračun zahteve po sprejemljivemu kapitalu, ki znaša vsaj četrtino stalnih splošnih stroškov predhodnega leta;
the conditions for the adjustment by the competent authority of the requirement to hold eligible capital of at least one quarter of the fixed overheads of the previous year;
pogoje, ki jih mora pristojni organ upoštevati pri prilagoditvi zahteve po sprejemljivem kapitalu, ki znaša vsaj četrtino stalnih splošnih stroškov predhodnega leta;
the calculation of projected fixed overheads in the case of an investment firm that has not completed business for one year.
izračun predvidenih stalnih splošnih stroškov za investicijsko podjetje, ki še ne posluje eno leto.
EBA shall submit those draft regulatory technical standards to the Commission by 1 March 2014.
EBA predloži Komisiji navedene osnutke regulativnih tehničnih standardov do 1. marca 2014.
Article 98
člen 98
Own funds for investment firms on a consolidated basis
Kapital investicijskih podjetij na konsolidirani podlagi
In the case of the investment firms referred to in Article 95(1) in a group, where that group does not include credit institutions, a parent investment firm in a Member State shall apply Article 92 at a consolidated level as follows:
V primeru investicijskih podjetij iz člena 95(1) v skupini, in kadar ta skupina ne vključuje kreditnih institucij, nadrejeno investicijsko podjetje v državi članici uporablja člen 92 na konsolidirani podlagi na naslednji način:
using the calculation of total risk exposure amount specified in Article 95(2);
z uporabo izračuna skupnega zneska izpostavljenosti tveganju iz člena 95(2);
own funds calculated on the basis of the consolidated situation of the parent investment firm or that of the financial holding company or mixed financial holding company, as applicable.
z izračunom kapitala na podlagi konsolidiranega položaja nadrejenega investicijskega podjetja, ali kot je ustrezno finančnega holdinga ali mešanega finančnega holdinga.
In the case of investment firms referred to in Article 96(1) in a group, where that group does not include credit institutions, a parent investment firm in a Member State and an investment firm controlled by a financial holding company or mixed financial holding company shall apply Article 92 on a consolidated basis as follows:
V primeru investicijskih podjetij iz člena 96(1) v skupini, in kadar ta skupina ne vključuje kreditnih institucij, nadrejeno investicijsko podjetje v državi članici in investicijsko podjetje, ki ga obvladuje finančni holding ali mešani finančni holding, uporabljata člen 92 na konsolidirani podlagi na naslednji način:
it shall use the calculation of total risk exposure amount specified in Article 96(2);
z uporabo izračuna zneska skupne izpostavljenosti tveganju iz člena 96(2);
it shall use own funds calculated on the basis of the consolidated situation of the parent investment firm or that of the financial holding company or mixed financial holding company, as applicable, and in compliance with Chapter 2 of Title II of Part One.
z uporabo izračuna kapitala na podlagi konsolidiranega položaja nadrejenega investicijskega podjetja ali kot je ustrezno, finančnega holdinga ali mešanega finančnega holdinga, in v skladu s poglavjem 2 naslova II dela 1.
Calculation and reporting requirements
Zahteve glede izračuna in poročanja
Reporting on own funds requirements and financial information
Poročanje o kapitalskih zahtevah in finančnih informacijah
Reporting by institutions to the competent authorities on the obligations laid down in Article 92 shall be carried out at least on a semi-annual basis.
Institucije pristojnim organom poročajo o obveznostih iz člena 92 najmanj dvakrat letno.
Institutions subject to Article 4 of Regulation (EC) No 1606/2002 and credit institutions other than those referred to in Article 4 of that Regulation that prepare their consolidated accounts in conformity with the international accounting standards adopted in accordance with the procedure laid down in Article 6(2) of that Regulation, shall also report financial information.
Institucije, za katere velja člen 4 Uredbe (ES) št. 1606/2002, in kreditne institucije, za katere se ne uporablja člen 4 navedene uredbe, ki svoje konsolidirane računovodske izkaze pripravljajo v skladu z mednarodnimi računovodskimi standardi, sprejetimi v skladu s postopkom iz člena 6(2) navedene uredbe, poročajo tudi finančne informacije.
Competent authorities may require those credit institutions applying international accounting standards as applicable under Regulation (EC) No 1606/2002 for the reporting of own funds on a consolidated basis pursuant to Article 24(2) of this Regulation to also report financial information as laid down in paragraph 2 of this Article.
Pristojni organi lahko v skladu s členom 23(2) te uredbe tudi od tistih kreditnih institucij, ki za poročanje o kapitalu na konsolidirani podlagi uporabljajo mednarodne računovodske standarde, kakor se uporabljajo v skladu z Uredbo (ES) št. 1606/2002 zahtevajo, da poročajo finančne informacije, kot je določeno v odstavku 2 tega člena.
The financial information referred to in paragraph 2 and in the first subparagraph of paragraph 3 shall be reported to the extent this is necessary to obtain a comprehensive view of the risk profile of an institution's activities and a view on the systemic risks posed by institutions to the financial sector or the real economy in accordance with Regulation (EU) No 1093/2010.
Finančne informacije iz odstavka 2 in iz prvega pododstavka odstavka 3 se poročajo v obsegu, ki je potreben za celovit pregled nad profilom tveganosti dejavnosti institucije in pregled nad sistemskim tveganjem, ki ga institucije predstavljajo za finančni sektor ali realno gospodarstvo, v skladu z Uredbo (EU) št. 1093/2010.
EBA shall develop draft implementing technical standards to specify the uniform formats, frequencies, dates of reporting, definitions and the IT solutions to be applied in the Union for the reporting referred to in paragraphs 1 to 4.
EBA pripravi osnutke izvedbenih tehničnih standardov za določitev enotnih obrazcev, pogostosti in datumov poročanja ter opredelitev in IT rešitev, ki se uporabljajo v Uniji za poročanje iz odstavkov 1 do 4.
The reporting requirements shall be proportionate to the nature, scale and complexity of the activities of the institutions.
Zahteve za poročanje so v sorazmerju z naravo, obsegom in zapletenostjo dejavnosti institucij.
EBA shall submit those draft implementing technical standards to the Commission by 1 February 2015.
EBA predloži Komisiji navedene osnutke izvedbenih tehničnih standardov do 1. februar 2015.
Where a competent authority considers that the financial information required by paragraph 2 is necessary to obtain a comprehensive view of the risk profile of the activities of, and a view of the systemic risks to the financial sector or the real economy posed by, institutions other than those referred to in paragraphs2 and 3 that are subject to an accounting framework based on Directive 86/635/EEC, the competent authority shall consult EBA on the extension of the reporting requirements of financial information on a consolidated basis to those institutions, provided that they are not already reporting on such a basis.
Kadar pristojni organ meni, da so za institucije, ki niso navedene v odstavkih 2 in 3 in za katere velja računovodski okvir, ki temelji na Direktivi 86/635/EGS, potrebne finančne informacije iz odstavka 2, da se pridobi celovit pregled nad profilom tveganosti dejavnosti in pregled nad sistemskim tveganjem, ki ga institucije predstavljajo za finančni sektor ali realno gospodarstvo, se pristojni organi posvetujejo z EBA o razširitvi zahtevglede poročanja finančnih informacij na konsolidirani podlagi na tiste institucije, ki še ne poročajo na takšni podlagi.
EBA shall develop draft implementing technical standards to specify the formats to be used by institutions to which the competent authorities may extend the reporting requirements in accordance with the first subparagraph.
EBA pripravi osnutke izvedbenih tehničnih standardov, da določi obrazce, ki naj jih uporabijo institucije, za katere lahko pristojni organi razširi zahteve glede poročanja iz prvega pododstavka.
Power is conferred on the Commission to adopt the implementing technical standards referred to in the second subparagraph in accordance with Article 15 of Regulation (EU) No 1093/2010.
Na Komisijo se prenese pooblastilo za sprejetje regulativnih standardov iz drugega pododstavka v skladu s členom 15 Uredbe (EU) št. 1093/2010.
Where a competent authority considers information not covered by the implementing technical standards referred to in paragraph 5 to be necessary for the purposes set out in paragraph 4, it shall notify EBA and the ESRB about the additional information it deems necessary to include in the implementing technical standards referred to in paragraph 5.
Če pristojni organ meni, da so informacije, ki niso zajete v izvedbenem tehničnem standardu iz odstavka 5, potrebne za namene iz odstavka 4, uradno obvesti EBA in ESRB o dodatnih informacijah, za katere meni, da jih je treba vključiti v izvedbeni tehnični standard iz odstavka 5.
Additional reporting requirements
Dodatne zahteve glede poročanja
Institutions shall report to the competent authorities the level, at least in aggregate terms, of their repurchase agreements, securities lending and all forms of encumbrance of assets.
Institucije pristojnim organom poročajo, vsaj v zbirni obliki, o obsegu pogodb o začasni prodaji, posoji vrednostnih papirjev in vseh oblikah obremenitev sredstev.
EBA shall include this information in the implementing technical standards on reporting referred to in Article 99(5).
EBA te informacije vključi v izvedbeni tehnični standard o poročanju iz člena 99(5).
Specific reporting obligations
Posebne obveznosti poročanja
Institutions shall report on a semi-annual basis the following data to the competent authorities for each national property market to which they are exposed:
Institucije pristojnim organom dvakrat letno in za vsak nacionalni nepremičninski trg, ki so mu izpostavljene, poročajo o:
losses stemming from exposures for which an institution has recognised immovable residential property as collateral, up to the lower of the pledged amount and 80 % of the market value or 80 % of the mortgage lending value unless otherwise decided under Article 124(2);
izgubah iz naslova izpostavljenosti, pri katerih institucija prizna zavarovanje s stanovanjsko nepremičnino do višine nižjega izmed zneska zavarovanja in 80 % tržne vrednosti ali 80 % hipotekarne kreditne vrednosti, razen če je v členu 124(2) določeno drugače;
overall losses stemming from exposures for which an institution has recognised immovable residential property as collateral, up to the part of the exposure treated as fully secured by immovable residential property in accordance with Article 124(1);
skupnih izgubah iz naslova izpostavljenosti, pri katerih institucija prizna zavarovanje s stanovanjsko nepremičninov delu izpostavljenosti, ki se obravnava kot v celoti zavarovan s stanovanjsko nepremičnino v skladu s členom 124(1);
the exposure value of all outstanding exposures for which an institution has recognised immovable residential property as collateral limited to the part treated as fully secured by immovable residential property in accordance with Article 124(1);
vrednost izpostavljenosti iz naslova vseh neporavnanih izpostavljenosti, pri katerih institucija prizna zavarovanje s stanovanjsko nepremičnino, omejena na tisti del, ki se obravnava kot v celoti zavarovan s stanovanjsko nepremičnino v skladu s členom 124(1);