natgillin/translations-raw huggingface dataset:
To the extent that the disclosure of information relating to prudential supervision involves processing of personal data, any processing by the entities referred to in the first subparagraph shall comply with the applicable national laws transposing Directive 95/46/EC.
Če razkritje informacij, povezanih z bonitetnim nadzorom, vključuje obdelavo osebnih podatkov, navedeni subjekti pri vseh obdelavah iz prvega pododstavka upoštevajo veljavne določbe nacionalne zakonodaje, ki prenašajo Direktivo 95/46/ES.
Disclosure of information obtained by on-the-spot checks and inspections
Razkritje informacij, pridobljenih s preverjanji na kraju samem in inšpekcijskimi pregledi
Member States shall ensure that information received under Article 52(3), Article 53(2) and Article 56 and information obtained by means of an on-the-spot check or inspection referred to in Article 52(1) and (2) shall not be disclosed under Article 59 save with the express consent of the competent authorities which disclosed the information or of the competent authorities of the Member State in which such an on-the-spot check or inspection was carried out.
Države članice zagotovijo, da se informacij, prejetih v skladu s členi 52(3), 53(2) in 56, ter informacij, pridobljenih s preverjanjem na kraju samem ali inšpekcijskimi pregledi v skladu s členom 52(1) in (2), ne razkrije v primerih iz člena 59, razen ob izrecnem soglasju pristojnih organov, ki so te informacije posredovali, ali pristojnih organov države članice, v kateri se je izvedlo preverjanje na kraju samem ali inšpekcijski pregled
Disclosure of information concerning clearing and settlement services
Razkritje informacij o klirinških in poravnalnih storitvah
Nothing in this Chapter shall prevent the competent authorities of a Member State from communicating the information referred to in Articles 53, 54 and 55 to a clearing house or other similar body recognised under national law for the provision of clearing or settlement services for one of their national markets if they consider that it is necessary to communicate the information in order to ensure the proper functioning of those bodies in relation to defaults or potential defaults by market participants.
Nobena določba tega poglavja pristojnim organom države članice ne preprečuje, da informacije iz členov 53, 54 in 55 posredujejo klirinški hiši ali drugemu podobnemu organu, priznanemu po nacionalni zakonodaji za opravljanje klirinških ali poravnalnih storitev za enega od nacionalnih trgov, če menijo, da je treba informacije posredovati zaradi zagotovitve pravilnega delovanja teh organov v zvezi z neizpolnjevanjem ali morebitnim neizpolnjevanjem obveznosti s strani udeležencev na trgu.
The information received shall be subject to professional secrecy requirements at least equivalent to those referred to in Article 53(1).
Za prejete informacije veljajo zahteve glede varovanja poklicne skrivnosti, ki so vsaj enakovredne tistim iz člena 53(1).
Member States shall, however, ensure that information received under Article 53(2) shall not be disclosed in the circumstances referred to in paragraph 1 without the express consent of the competent authorities, which have disclosed it.
Vendar države članice določijo, da se informacij, prejetih v skladu s členom 53(2), ne razkrije v primerih iz odstavka 1 brez izrecnega soglasja organov, ki so jih razkrili.
The processing of personal data for the purposes of this Directive shall be carried out in accordance with Directive 95/46/EC and, where relevant, with Regulation (EC) No 45/2001.
Obdelava osebnih podatkov za namene te direktive se izvaja v skladu z Direktivo 95/46/ES in kjer je ustrezno z Uredbo (ES) št. 45/2001.
Duty of persons responsible for the legal control of annual and consolidated accounts
Dolžnost oseb, odgovornih za zakonito preverjanje letnih in konsolidiranih računovodskih izkazov
Member States shall provide that any person authorised in accordance with Directive 2006/43/EC of the European Parliament and of the Council of 17 May 2006 on statutory audits of annual accounts and consolidated accounts [26] and performing in an institution the tasks described in Article 51 of Council Directive 78/660/EEC of 25 July 1978 on the annual accounts of certain types of companies [27], Article 37 of Council Directive 83/349/EEC of 13 June 1983 on consolidated accounts [28] Article 73 of Directive 2009/65/EC, or any other statutory task, shall at least have a duty to report promptly to the competent authorities any fact or decision concerning that institution of which that person has become aware while carrying out that task, which is liable to:(a) constitute a material breach of the laws, regulations or administrative provisions which lay down the conditions governing authorisation or which specifically govern pursuit of the activities of institutions;
Države članice zagotovijo, da je dolžnost vsake osebe, pooblaščene v skladu z Direktivo 2006/43/ES Evropskega parlamenta in Sveta z dne 17. maja 2006 o obveznih revizijah za letne in konsolidirane računovodske izkaze [26], in ki v instituciji opravlja naloge iz člena 51 Direktive Sveta 78/660/EGS z dne 25. julija 1978 o letnih računovodskih izkazih posameznih vrst družb [27], člena 37 Direktive Sveta 83/349/EGS z dne 13. junija 1983 o konsolidiranih računovodskih izkazih [28] ali člena 73 Direktive 2009/65/ES ali kakršno koli drugo nalogo, predpisano z zakonodajo, vsaj takojšnje poročanje pristojnim organom o kakršnih koli dejstvih ali odločitvah glede te institucije, s katerimi se je seznanila med opravljanjem navedene naloge in ki bi lahko:(a) pomenili resno kršitev zakonov in drugih predpisov, ki določajo pogoje za izdajo dovoljenj ali posebej urejajo izvajanje dejavnosti institucij;
affect the ongoing functioning of the institution;
vplivali na neprekinjeno delovanje institucije;
lead to refusal to certify the accounts or to the expression of reservations.
vodile v zavrnitev izdaje mnenja k računovodskim izkazom ali izražanje pridržkov.
Member States shall provide at least that a person referred to in the first subparagraph shall also have a duty to report any fact or decision of which that person becomes aware in the course of carrying out a task as described in the first subparagraph in an undertaking having close links resulting from a control relationship with the institution within which he is carrying out that task.
Države članice zagotovijo vsaj, da je oseba iz prvega pododstavka prav tako dolžna poročati o kakršnih koli dejstvih ali odločitvah, za katere je izvedela med opravljanjem naloge iz prvega pododstavka v družbi, ki ima tesne povezave na podlagi razmerja obvladovanja z institucijo, v kateri opravlja navedeno nalogo.
The disclosure in good faith to the competent authorities, by persons authorised within the meaning of Directive 2006/43/EC, of any fact or decision referred to in paragraph 1 shall not constitute a breach of any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision and shall not involve such persons in any liability.
Če osebe, pooblaščene v smislu Direktive 2006/43/ES, pristojnim organom v dobri veri razkrijejo kakršna koli dejstva ali odločitve iz odstavka 1, se ta razkritja ne štejejo za kršitev katere koli omejitve razkrivanja informacij, predpisane s pogodbo ali s katero koli določbo zakona ali drugega predpisa, in osebe za to nikakor niso odgovorne.
Such disclosure shall be made simultaneously to the management body of the institution unless there are compelling reasons not to do so.
Te informacije so razkrite istočasno tudi upravljalnemu organu institucije, razen če ni utemeljenega razloga proti tovrstnemu razkritju.
Supervisory powers, powers to impose penalties and right of appeal
Pooblastila za nadzor, pooblastilo za naložitev kazni in pravica do pritožbe
Supervisory powers and powers to impose penalties
Pooblastila za nadzor in pooblastila za naložitev kazni
Competent authorities shall be given all supervisory powers to intervene in the activity of institutions that are necessary for the exercise of their function, including in particular the right to withdraw an authorisation in accordance with Article 18, the powers required in accordance with Article 102 and the powers set out in Articles 104 and 105.
Pristojnim organom se podelijo vsa pooblastila za nadzor, ki omogočajo poseg v delovanje institucij in so potrebna za opravljanje njihove funkcije, vključno predvsem s pravico do odvzema dovoljenja v skladu s členom 18, pooblastila, potrebna v skladu s členom 102, ter pooblastila iz členov 104 in 105.
Competent authorities shall exercise their supervisory powers and their powers to impose penalties in accordance with this Directive and with national law, in any of the following ways:
Pristojni organi svoja pooblastila za nadzor in pooblastila za naložitev kazni v skladu s to direktivo in nacionalnim pravom izvajajo na kateri koli od naslednjih načinov:
under their responsibility by delegation to such authorities;
pod njihovo pristojnostjo s prenosom pooblastil na te organe;
Administrative penalties and other administrative measures
Upravne kazni in drugi upravni ukrepi
Without prejudice to the supervisory powers of competent authorities referred to in Article 64 and the right of Member States to provide for and impose criminal penalties, Member States shall lay down rules on administrative penalties and other administrative measures in respect of breaches of national provisions transposing this Directive and of Regulation (EU) No 575/2013 and shall take all measures necessary to ensure that they are implemented.
Brez poseganja v pooblastila pristojnih organov za nadzor iz člena 64 in v pravico držav članic, da predpišejo in naložijo kazni po kazenskem pravu, države članice določijo pravila o upravnih kaznih in drugih upravnih ukrepih za kršitve nacionalnih določb, s katerimi se prenaša ta direktiva, in Uredbe (EU) št. 575/2013, ter storijo vse potrebno za zagotovitev njihovega izvajanja.
Where Member States decide not to lay down rules for administrative penalties for breaches which are subject to national criminal law they shall communicate to the Commission the relevant criminal law provisions.
Kadar se države članice odločijo, da ne določijo pravil o upravnih kaznih za kršitve, za katere velja nacionalno kazensko pravo, Komisiji posredujejo zadevne določbe kazenskega prava.
The administrative penalties and other administrative measures shall be effective, proportionate and dissuasive.
Upravne kazni in drugi upravni ukrepi so učinkoviti, sorazmerni in odvračilni.
Member States shall ensure that where the obligations referred to in paragraph 1 apply to institutions, financial holding companies and mixed financial holding companies in the event of a breach of national provisions transposing this Directive or of Regulation (EU) No 575/2013, penalties may be applied, subject to the conditions laid down in national law, to the members of the management body and to other natural persons who under national law are responsible for the breach.
Kadar obveznosti iz odstavka 1 veljajo za institucije, finančne holdinge in mešane finančne holdinge, države članice zagotovijo, da se v primeru kršitve nacionalnih določb, s katerimi se prenaša ta direktiva, ali Uredbe (EU) št. 575/2013, kazni lahko uporabijo pod pogoji iz nacionalnega prava za člane upravljalnega organa in druge fizične osebe, ki so v skladu z nacionalnim pravom odgovorni za kršitev.
Competent authorities shall have all information gathering and investigatory powers that are necessary for the exercise of their functions.
Pristojni organi imajo vsa pooblastila za zbiranje informacij in preiskovalna pooblastila, ki jih potrebujejo za opravljanje svojih nalog.
Without prejudice to other relevant provisions laid down in this Directive and in Regulation (EU) No 575/2013 those powers shall include:
Brez poseganja v druge zadevne določbe te direktive in Uredbe (EU) št. 575/2013 ta pooblastila vključujejo:
the power to require the following natural or legal persons to provide all information that is necessary in order to carry out the tasks of the competent authorities, including information to be provided at recurring intervals and in specified formats for supervisory and related statistical purposes:
pooblastilo, da od naslednjih fizičnih ali pravnih oseb zahtevajo, naj predložijo vse informacije, potrebne za opravljanje nalog pristojnih organov, vključno z informacijami, ki jih je treba za namene nadzora in z njim povezane statistične namene predložiti v rednih časovnih presledkih in v posebnih oblikah:
institutions established in the Member State concerned;
institucij s sedežem v zadevni državi članici;
financial holding companies established in the Member State concerned;
finančnih holdingov s sedežem v zadevni državi članici;
mixed financial holding companies established in the Member State concerned;
mešanih finančnih holdingov s sedežem v zadevni državi članici;
mixed-activity holding companies established in the Member State concerned;
mešanih poslovnih holdingov s sedežem v zadevni državi članici;
persons belonging to the entities referred to in points (i) to (iv);
oseb, ki pripadajo subjektom iz točk (i) do (iv);
third parties to whom the entities referred to in points (i) to (iv) have outsourced operational functions or activities;
tretjih oseb, ki so za subjekte iz točk (i) do (iv) prevzele zunanje izvajanje operativnih funkcij ali dejavnosti;
the power to conduct all necessary investigations of any person referred to in points (a)(i) to (vi) established or located in the Member State concerned where necessary to carry out the tasks of the competent authorities, including:
pooblastilo, da opravijo vse potrebne preiskave katere koli osebe iz točke (a) (i) do (vi), ki ima sedež ali se nahaja v zadevni državi članici, če je to potrebno za opravljanje nalog pristojnih organov, vključno s:
the right to require the submission of documents;
predložitvijo dokumentov;
to examine the books and records of the persons referred to in points(a)(i) to (vi) and take copies or extracts from such books and records;
pregledom knjig in evidenc oseb iz točke (a) (i) do (vi) ter pridobitvijo kopij takšnih knjig in evidenc oziroma izpiskov iz njih;
to obtain written or oral explanations from any person referred to in points (a) (i) to (vi) or their representatives or staff; and
pridobitvijo pisne ali ustne obrazložitve od oseb iz točke (a) (i) do (vi) ali njihovih predstavnikov ali zaposlenih ter
to interview any other person who consents to be interviewed for the purpose of collecting information relating to the subject matter of an investigation;
izvedbo razgovora s katero koli drugo osebo, ki privoli v razgovor, da bi zbrali informacije o predmetu preiskave;
the power, subject to other conditions set out in Union law, to conduct all necessary inspections at the business premises of the legal persons referred to in points (a)(i) to (vi) and any other undertaking included in consolidated supervision where a competent authority is the consolidating supervisor, subject to the prior notification of the competent authorities concerned.
pooblastilo, da pod drugimi pogoji iz prava Unije v poslovnih prostorih pravnih oseb iz točke (a) (i) do (vi) in katerih koli drugih podjetij, vključenih v konsolidirani nadzor, kadar je pristojni organ konsolidacijski nadzornik, opravijo vse potrebne inšpekcijske preglede, če o tem predhodno uradno obvestijo zadevne pristojne organe.
If an inspection requires authorisation by a judicial authority under national law, such authorisation shall be applied for.
Če je za inšpekcijski pregled v skladu z nacionalnim pravom potrebno dovoljenje pravosodnega organa, se za takšno dovoljenje zaprosi.
Administrative penalties and other administrative measures for breaches of authorisation requirements and requirements for acquisitions of qualifying holdings
Upravne kazni in drugi upravni ukrepi za kršitve zahtev glede dovoljenj in zahtev glede pridobitev kvalificiranih deležev
Member States shall ensure that their laws, regulations and administrative provisions provide for administrative penalties and other administrative measures at least in respect of:
Države članice zagotovijo, da njihovi zakoni in drugi predpisi določajo upravne kazni in druge upravne ukrepe vsaj v zvezi:
carrying out the business of taking deposits or other repayable funds from the public without being a credit institution in breach of Article 9;
s posli sprejemanja vlog ali drugih vračljivih sredstev od javnosti v primeru podjetij, ki niso kreditne institucije, kar pomeni kršenje člena 9;
commencing activities as a credit institution without obtaining authorisation in breach of Article 9;
z opravljanjem dejavnosti kot kreditna institucija brez pridobitve dovoljenja, kar pomeni kršenje člena 9;
acquiring, directly or indirectly, a qualifying holding in a credit institution or further increasing, directly or indirectly, such a qualifying holding in a credit institution as a result of which the proportion of the voting rights or of the capital held would reach or exceed the thresholds referred to in Article 22(1) or so that the credit institution would become its subsidiary, without notifying in writing the competent authorities of the credit institution in which they are seeking to acquire or increase a qualifying holding, during the assessment period, or against the opposition of the competent authorities, in breach of Article 22(1);
z neposredno ali posredno pridobitvijo ali dodatnim neposrednim ali posrednim povečanjem kvalificiranega deleža v kreditni instituciji, zaradi česar bi bil delež glasovalnih pravic ali delež v kapitalu enak ali večji od pragov iz člena 22(1) ali takšen, da bi kreditna institucija postala podrejena družba, brez pisnega uradnega obvestila pristojnim organom kreditne institucije, v kateri se poskuša pridobiti ali povečati kvalificirani delež, v ocenjevalnem obdobju ali ob nasprotovanju pristojnih organov, kar pomeni kršenje člena 22(1);
disposing, directly or indirectly, of a qualifying holding in a credit institution or reducing a qualifying holding so that the proportion of the voting rights or of the capital held would fall below the thresholds referred to in Article 25 or so that the credit institution would cease to be a subsidiary, without notifying in writing the competent authorities.
z neposredno ali posredno odsvojitvijo kvalificiranega deleža v kreditni instituciji ali zmanjšanjem kvalificiranega deleža, tako da bi bilo razmerje glasovalnih pravic ali deleža v kapitalu nižje od pragov iz člena 25 ali da kreditna institucija ne bi bila več podrejena družba, brez pisnega uradnega obvestila pristojnim organom.
Member States shall ensure that in the cases referred to in paragraph 1, the administrative penalties and other administrative measures that can be applied include at least the following:
Države članice zagotovijo, da v primerih iz odstavka 1 upravne kazni in drugi upravni ukrepi, ki se lahko uporabijo, vključujejo vsaj:
a public statement which identifies the natural person, institution, financial holding company or mixed financial holding company responsible and the nature of the breach;
javno izjavo, v kateri sta navedena odgovorna fizična oseba, institucija, finančni holding ali mešani finančni holding in narava kršitve;
an order requiring the natural or legal person responsible to cease the conduct and to desist from a repetition of that conduct;
odredbo, ki od odgovorne fizične ali pravne osebe zahteva, naj preneha z ravnanjem in tega ravnanja več ne ponovi;
in the case of a legal person, administrative pecuniary penalties of up to 10 % of the total annual net turnover including the gross income consisting of interest receivable and similar income, income from shares and other variable or fixed-yield securities, and commissions or fees receivable in accordance with Article 316 of Regulation (EU) No 575/2013 of the undertaking in the preceding business year;
v primeru pravne osebe upravne denarne kazni v višini do 10 % skupnega letnega neto prometa, vključno z bruto dohodkom družbe v predhodnem poslovnem letu v obliki prihodkov iz obresti in podobnih prihodkov, prihodkov iz delnic in drugih vrednostnih papirjev s spremenljivim ali fiksnim donosom ter prejetih provizij/ ali opravnin v skladu s členom 316 Uredbe (EU) št. 575/2013;
in the case of a natural person, administrative pecuniary penalties of up to EUR 5000000, or in the Member States whose currency is not the euro, the corresponding value in the national currency on 17 July 2013;
v primeru fizične osebe upravne denarne kazni v višini do 5000000 EUR ali ustrezne vrednosti v nacionalni valuti države članice, katere valuta ni euro, na dan 17. julija 2013;
administrative pecuniary penalties of up to twice the amount of the benefit derived from the breach where that benefit can be determined;
upravne denarne kazni v višini do dvakratnega zneska koristi, pridobljene s kršitvijo, kadar je korist mogoče opredeliti;
suspension of the voting rights of the shareholder or shareholders held responsible for the breaches referred to in paragraph 1.
preklic glasovalnih pravic delničarja ali delničarjev, odgovornih za kršitve iz odstavka 1.
Where the undertaking referred to in point (c) of the first subparagraph is a subsidiary of a parent undertaking, the relevant gross income shall be the gross income resulting from the consolidated account of the ultimate parent undertaking in the preceding business year.
Kadar je družba iz točke (c) prvega pododstavka podrejena družba nadrejene osebe, je relevanten bruto dohodek bruto dohodek, določen na podlagi konsolidiranih računovodskih izkazov končne nadrejene osebe v predhodnem poslovnem letu.
This Article shall apply at least in any of the following circumstances:
Ta člen se uporablja v kateri koli izmed naslednjih okoliščin:
an institution has obtained an authorisation through false statements or any other irregular means;
institucija je pridobila dovoljenje na podlagi neresničnih navedb ali na druge nepravilne načine;
an institution, on becoming aware of any acquisitions or disposals of holdings in their capital that cause holdings to exceed or fall below one of the thresholds referred to in Article 22(1) or Article 25, fails to inform the competent authorities of those acquisitions or disposals in breach of the first subparagraph of Article 26(1);
institucija ob prejemu informacij o kakršni koli pridobitvi ali odsvojitvi deležev v njihovem kapitalu, zaradi katere deleži presežejo prage iz člena 22(1) ali člena 25 ali padejo pod te prage, o navedenih pridobitvah ali odsvojitvah ne obvesti pristojnih organov, kar pomeni kršenje prvega pododstavka člena 26(1);
an institution listed on a regulated market as referred to in the list to be published by ESMA in accordance with Article 47 of Directive 2004/39/EC does not, at least annually, inform the competent authorities of the names of shareholders and members possessing qualifying holdings and the sizes of such holdings in breach of the second subparagraph of Article 26(1) of this Directive;
institucija, ki je uvrščena na reguliranem trgu, kot je navedeno na seznamu, ki ga v skladu s členom 47 Direktive 2004/39/ES objavi ESMA, pristojnim organom vsaj enkrat na leto ne posreduje imen delničarjev in družbenikov, ki imajo v lasti kvalificirane deleže, ter velikosti teh deležev, kar pomeni kršenje drugega pododstavka člena 26(1) te direktive;
an institution fails to have in place governance arrangements required by the competent authorities in accordance with the national provisions transposing Article 74;
institucija nima ureditve upravljanja, ki jo zahtevajo pristojni organi v skladu z nacionalnimi določbami, s katerimi se prenaša člen 74;
an institution fails to report information or provides incomplete or inaccurate information on compliance with the obligation to meet own funds requirements set out in Article 92 of Regulation (EU) No 575/2013 to the competent authorities in breach of Article 99(1) of that Regulation;
institucija pristojnim organom ne sporoča informacij ali zagotavlja nepopolne ali nepravilne informacije glede skladnosti z obveznostjo izpolnjevanja kapitalskih zahtev iz člena 92 Uredbe (EU) št. 575/2013, kar predstavlja kršitev člena 99(1) navedene uredbe;