natgillin/translations-raw huggingface dataset:
At the time of its appointment, the depositary shall assess the risks associated with the nature, scale and complexity of the AIF’s strategy and the AIFM’s organisation in order to devise oversight procedures which are appropriate to the AIF and the assets in which it invests and which are then implemented and applied.
Ob imenovanju depozitar oceni tveganja, povezana z naravo, obsegom in kompleksnostjo strategije AIS in organizacije UAIS, da lahko oblikuje postopke za nadzor, ki so primerni za AIS in sredstva, v katera vlaga, in ki se nato izvajajo in uporabljajo.
Such procedures shall be regularly updated.
Takšni postopki se redno posodabljajo.
In performing its oversight duties under Article 21(9) of Directive 2011/61/EU, a depositary shall perform ex-post controls and verifications of processes and procedures that are under the responsibility of the AIFM, the AIF or an appointed third party.
Pri izvajanju dolžnosti nadzora v skladu s členom 21(9) Direktive 2011/61/EU depozitar izvaja naknadne kontrole in preveritve procesov in postopkov, za katere je odgovoren UAIS, AIS ali imenovana tretja oseba.
The depositary shall in all circumstances ensure that an appropriate verification and reconciliation procedure exists which is implemented and applied and frequently reviewed.
Depozitar v vseh okoliščinah zagotovi, da obstaja ustrezen postopek preverjanja in usklajevanja, ki se izvaja in uporablja ter pogosto pregleduje.
The AIFM shall ensure that all instructions related to the AIF’s assets and operations are sent to the depositary, so that the depositary is able to perform its own verification or reconciliation procedure.
UAIS zagotovi, da so depozitarju posredovana vsa navodila v zvezi s sredstvi in poslovanjem AIS, tako da lahko depozitar izvaja lasten postopek preverjanja in usklajevanja.
A depositary shall establish a clear and comprehensive escalation procedure to deal with situations where potential irregularities are detected in the course of its oversight duties, the details of which shall be made available to the competent authorities of the AIFM upon request.
Depozitar vzpostavi jasen in celovit postopek stopnjevanja za obravnavanje situacij, ko se pri izvajanju dolžnosti nadzora odkrijejo morebitne nepravilnosti, podrobnosti o postopku pa se na zahtevo dajo na razpolago pristojnim organom UAIS.
An AIFM shall provide the depositary, upon commencement of its duties and on an ongoing basis, with all relevant information it needs in order to comply with its obligations pursuant to Article 21(9) of Directive 2011/61/EU including information to be provided to the depositary by third parties.
UAIS depozitarju ob začetku izvajanja njegovih nalog in nato na stalni osnovi zagotavlja vse ustrezne informacije, ki jih slednji potrebuje za izpolnjevanje obveznosti iz člena 21(9) Direktive 2011/61/EU, vključno z informacijami, ki jih depozitarju zagotovijo tretje osebe.
The AIFM shall particularly ensure that the depositary is able to have access to the books and perform on-site visits on premises of the AIFM and of those of any service provider appointed by the AIF or the AIFM, such as administrators or external valuers and, as the case may be, or to review reports and statements of recognised external certifications by qualified independent auditors or other experts in order to ensure the adequacy and relevance of the procedures in place.
UAIS zlasti zagotovi, da ima depozitar dostop do računovodskih evidenc in lahko izvaja obiske na kraju samem v prostorih UAIS in v prostorih vseh izvajalcev storitev, ki jih imenuje AIS ali UAIS, kot so upravitelji ali zunanji cenilci, in/ali pregleduje poročila in izjave priznanih zunanjih potrjevanj kvalificiranih neodvisnih revizorjev ali drugih strokovnjakov, da zagotovi zadostnost in ustreznost vzpostavljenih postopkov.
Duties regarding subscription and redemptions
Dolžnosti v zvezi z vpisi in odkupi
In order to comply with point (a) of Article 21(9) of Directive 2011/61/EU the depositary shall meet the following requirements:
Za zagotovitev skladnosti s točko (a) člena 21(9) Direktive 2011/61/EU depozitar izpolnjuje naslednje zahteve:
The depositary shall ensure that the AIF, the AIFM or the designated entity has established, implements and applies an appropriate and consistent procedure to:
Depozitar zagotovi, da je AIS, UAIS ali imenovani subjekt vzpostavil, izvaja in uporablja ustrezen in dosleden postopek za:
reconcile the subscription orders with the subscription proceeds, and the number of units or shares issued with the subscription proceeds received by the AIF;
usklajevanje naročil za vpis s prejemki od vpisov in števila izdanih enot ali deležev z vpisanimi zneski, ki jih prejme AIS;
reconcile the redemption orders with the redemptions paid, and the number of units or shares cancelled with the redemptions paid by the AIF;
usklajevanje naročil za odkup z izplačili za odkupe in števila umaknjenih enot ali deležev z zneski odkupov, ki jih plača AIS;
verify on a regular basis that the reconciliation procedure is appropriate.
redno preverjanje, ali je postopek usklajevanja ustrezen.
For the purpose of points (i), (ii) and (iii), the depositary shall in particular regularly check the consistency between the total number of units or shares in the AIF’s accounts and the total number of outstanding shares or units that appear in the AIF’s register.
Za namene točk (i), (ii) in (iii) depozitar zlasti redno preverja skladnost med skupnim številom enot ali deležev na računih AIS in skupnim številom neporavnanih enot ali deležev v registru AIS.
A depositary shall ensure and regularly check that the procedures regarding the sale, issue, repurchase, redemption and cancellation of shares or units of the AIF comply with the applicable national law and with the AIF rules or instruments of incorporation and verify that these procedures are effectively implemented.
Depozitar zagotovi in redno preverja, ali so postopki v zvezi s prodajo, izdajo, ponovnim nakupom, odkupom in umikom deležev ali enot AIS skladni z veljavno nacionalno zakonodajo in s pravili upravljanja ali akti o ustanovitvi AIS, ter preverja, ali se ti postopki učinkovito izvajajo.
The frequency of the depositary’s checks shall be consistent with the frequency of subscriptions and redemptions.
Pogostost depozitarjevega preverjanja je skladna s pogostostjo vpisov in odkupov.
Duties regarding the valuation of shares/units
Dolžnosti v zvezi v vrednotenjem deležev/enot
In order to comply with point (b) of Article 21(9) of Directive 2011/61/EU the depositary shall:
Za zagotovitev skladnosti s točko (b) člena 21(9) Direktive 2011/61/EU depozitar:
verify on an ongoing basis that appropriate and consistent procedures are established and applied for the valuation of the assets of the AIF in compliance with Article 19 of Directive 2011/61/EU and its implementing measures and with the AIF rules and instruments of incorporation; and
redno preverja, ali so vzpostavljeni in se uporabljajo ustrezni in dosledni postopki za vrednotenje sredstev AIS v skladu s členom 19 Direktive 2011/61/EU in njenimi izvedbenimi ukrepi ter s pravili upravljanja ali akti o ustanovitvi AIS, in
ensure that the valuation policies and procedures are effectively implemented and periodically reviewed.
zagotovi, da se politike in postopki vrednotenja učinkovito izvajajo in redno pregledujejo.
A depositary’s procedures shall be conducted at a frequency consistent with the frequency of the AIF’s valuation policy as defined in Article 19 of Directive 2011/61/EU and its implementing measures.
Depozitarjevi postopki se izvajajo s pogostostjo, določeno v politiki vrednotenja AIS, kot je opredeljena v členu 19 Direktive 2011/61/EU in njenih izvedbenih ukrepih.
Where a depositary considers that the calculation of the value of the shares or units of the AIF has not been performed in compliance with applicable law or the AIF rules or with Article 19 of Directive 2011/61/EU, it shall notify the AIFM and, as the case may be, or the AIF and ensure that timely remedial action is taken in the best interest of the investors in the AIF.
Kadar depozitar meni, da izračun vrednosti deležev ali enot AIS ni bil izveden v skladu z veljavno zakonodajo, pravili upravljanja AIS ali členom 19 Direktive 2011/61/EU, o tem obvesti UAIS in/ali AIS, da zagotovi, da se sprejmejo pravočasni korektivni ukrepi, ki so v najboljšem interesu vlagateljev v AIS.
Where an external valuer has been appointed, a depositary shall check that the external valuer’s appointment is in accordance with Article 19 of Directive 2011/61/EU and its implementing measures.
Če je bil imenovan zunanji cenilec, depozitar preveri, ali je bilo imenovanje zunanjega cenilca v skladu s členom 19 Direktive 2011/61/EU in njenimi izvedbenimi ukrepi.
Duties regarding the carrying out of the AIFM’s instructions
Dolžnosti v zvezi z izvajanjem navodil UAIS
In order to comply with point (c) of Article 21(9) of Directive 2011/61/EU the depositary shall at least:
Za zagotovitev skladnosti s točko (c) člena 21(9) Direktive 2011/61/EU depozitar vsaj:
set up and implement appropriate procedures to verify that the AIF and AIFM comply with applicable laws and regulations and with the AIF’s rules and instruments of incorporation.
vzpostavi in izvaja ustrezne postopke za preverjanje, ali AIS in UAIS spoštujeta veljavno zakonodajo in predpise ter pravila upravljanja in akte o ustanovitvi AIS.
In particular, the depositary shall monitor the AIF’s compliance with investment restrictions and leverage limits set in the AIF’s offering documents.
Depozitar zlasti spremlja, ali AIS spoštuje naložbene omejitve in omejitve finančnih vzvodov, ki so določene v ponudbenih dokumentih AIS.
Those procedures shall be proportionate to the nature, scale and complexity of the AIF;
Navedeni postopki so sorazmerni z naravo, obsegom in kompleksnostjo AIS;
set up and implement an escalation procedure where the AIF has breached one of the limits or restrictions referred to in point (a).
vzpostavi in izvaja postopek stopnjevanja, če je AIS prekršil eno od omejitev iz točke (a).
Duties regarding the timely settlement of transactions
Dolžnosti v zvezi s pravočasno poravnavo transakcij
In order to comply with point (d) of Article 21(9)(of Directive 2011/61/EU the depositary shall set up a procedure to detect any situation where a consideration related to the operations involving the assets of the AIF or of the AIFM acting on behalf of the AIF is not remitted to the AIF within the usual time limits, notify the AIFM and, where the situation has not been remedied, request the restitution of the financial instruments from the counterparty where possible.
Za potrebe izpolnjevanja zahtev točke (d) člena 21(9) Direktive 2011/61/EU depozitar vzpostavi postopek za odkrivanje vseh situacij, ko se obveznosti, povezane s poslovanjem s sredstvi AIS ali UAIS, ki deluje v imenu AIS, AIS ne poravnajo v običajnih rokih, obveščanje AIS in, če situacija ni bila odpravljena, zahtevek za vračilo finančnih instrumentov s strani nasprotne stranke, kadar je to mogoče.
Where transactions do not take place on a regulated market, the usual time limits shall be assessed with regard to the conditions attached to the transactions (OTC derivative contracts or investments in real estate assets or in privately held companies).
Če se transakcije ne izvedejo na reguliranem trgu, se običajni roki ocenijo glede na pogoje transakcije (pogodbe o izvedenih finančnih instrumentih OTC ali naložbe v nepremičnine ali v podjetja v zasebni lasti).
Duties related to the AIF’s income distribution
Dolžnosti, povezane s porazdelitvijo dobička AIS
In order to comply with point (e) of Article 21(9)(of Directive 2011/61/EU the depositary shall:
Za zagotovitev skladnosti s točko (e) člena 21(9) Direktive 2011/61/EU depozitar:
ensure that the net income calculation, once declared by the AIFM, is applied in accordance with the AIF rules, instruments of incorporation and applicable national law;
zagotovi, da se izračun čistega dobička, potem ko ga UAIS objavi, izvede v skladu s pravili upravljanja AIS, njegovimi akti o ustanovitvi in veljavno nacionalno zakonodajo;
ensure that appropriate measures are taken where the AIF’s auditors have expressed reserves on the annual financial statements.
zagotovi, da so sprejeti ustrezni ukrepi, če so revizorji AIS izrazili pridržke v zvezi z letnimi računovodskimi izkazi.
check the completeness and accuracy of dividend payments, once they are declared by the AIFM, and, where relevant, of the carried interest.
preveri popolnost in točnost izplačil dividend, potem ko jih UAIS objavi, in, kjer je smiselno, spodbujevalnih provizij.
Where a depositary considers that the income calculation has not been performed in compliance with applicable law or with the AIF rules or instruments of incorporation, it shall notify the AIFM and, as the case may be, or the AIF and ensure that timely remedial action has been taken in the best interest of the AIF’s investors.
Če depozitar meni, da izračun dobička ni bil izveden v skladu z veljavno zakonodajo, pravili upravljanja AIS ali njegovimi akti o ustanovitvi, o tem obvesti UAIS in/ali AIS ter zagotovi pravočasne korektivne ukrepe, ki so v najboljšem interesu vlagateljev v AIS.
In order to fulfil the obligations laid down in point (c) of Article 21(11) of Directive 2011/61/EU a depositary shall implement and apply an appropriate documented due diligence procedure for the selection and ongoing monitoring of the delegate.
Za izpolnitev obveznosti iz točke (c) člena 21(11) Direktive 2011/61/EU depozitar izvaja in uporablja ustrezno dokumentiran postopek primerne skrbnosti za izbor in stalno spremljanje pooblaščenca.
That procedure shall be reviewed regularly, at least once a year, and made available upon request to competent authorities.
Postopek se pregleduje redno, vsaj enkrat letno, in se na zahtevo da na voljo pristojnim organom.
When selecting and appointing a third party, to whom safekeeping functions are delegated in accordance with Article 21(11) of Directive 2011/61/EU, a depositary shall exercise all due skill, care and diligence to ensure that entrusting financial instruments to this third party provides an adequate standard of protection.
Pri izbiri in imenovanju tretje osebe, na katero se prenesejo naloge hrambe v skladu s členom 21(11) Direktive 2011/61/EU, depozitar izkazuje primerno sposobnost, previdnost in skrbnost, da zagotovi, da prenos finančnih instrumentov tej tretji osebi predstavlja zadosten standard zaščite.
It shall at least:
In sicer vsaj:
assess the regulatory and legal framework, including country risk, custody risk and the enforceability of the third party’s contracts.
oceni regulativni in pravni okvir, vključno s tveganjem po državah, tveganjem hrambe in izvršljivostjo pogodb tretje osebe.
That assessment shall in particular enable the depositary to determine the potential implication of an insolvency of the third party for the assets and rights of the AIF.
Ocena zlasti omogoča, da depozitar določi morebitne posledice insolventnosti tretje osebe za sredstva in pravice AIS.
If a depositary becomes aware that the segregation of assets is not sufficient to ensure protection from insolvency because of the law of the country where the third party is located, it shall immediately inform the AIFM;
Če depozitar ugotovi, da ločitev sredstev ni ustrezna za zaščito pred insolventnostjo zaradi zakonodaje države, v kateri se nahaja tretja oseba, o tem nemudoma obvesti UAIS;
assess whether the third party’s practice, procedures and internal controls are adequate to ensure that the financial instruments of the AIF or of the AIFM acting on behalf of the AIF are subject to a high standard of care and protection;
oceni, ali so praksa, postopki in notranje kontrole tretje osebe ustrezni za zagotovitev, da so finančni instrumenti AIS ali UAIS, ki deluje v imenu AIS, predmet visokega standarda skrbnosti in zaščite;
assess whether the third party’s financial strength and reputation are consistent with the tasks delegated.
oceni, ali sta finančna trdnost in ugled tretje osebe skladna s prenesenimi nalogami.
That assessment shall be based on information provided by the potential third party as well as other data and information, where available;
Ocena temelji na informacijah, ki jih zagotovi potencialna tretja oseba, in na drugih podatkih in informacijah, če so na voljo;
ensure that the third party has the operational and technological capabilities to perform the delegated custody tasks with a satisfactory degree of protection and security.
zagotovi, da ima tretja oseba operativne in tehnološke zmogljivosti za izvajanje prenesenih nalog hrambe z zadovoljivo ravnjo zaščite in varnosti.
A depositary shall exercise all due skill, care and diligence in the periodic review and ongoing monitoring to ensure that the third party continues to comply with the criteria provided for in paragraph 1 of this Article and the conditions set out in point (d) of Article 21(11) of Directive 2011/61/EU.
Depozitar pri rednem pregledovanju in stalnem spremljanju ravna ustrezno strokovno, skrbno in vestno, da zagotovi, da tretja oseba še naprej izpolnjuje merila iz odstavka 1 tega člena in pogoje iz točke (d) člena 21(11) Direktive 2011/61/EU.
To this end the depositary shall at least:
V ta namen depozitar vsaj:
monitor the third party’s performance and its compliance with the depositary’s standards;
spremlja učinkovitost tretje osebe in njeno skladnost z depozitarjevimi standardi;
ensure that the third party exercises a high standard of care, prudence and diligence in the performance of its custody tasks and in particular that it effectively segregates the financial instruments in line with the requirements of Article 99;
zagotovi, da tretja oseba pri izvajanju nalog hrambe ravna v skladu z visokim standardom previdnosti, preudarnosti in skrbnosti ter zlasti da učinkovito ločuje finančne instrumente v skladu z zahtevami člena 99;
review the custody risks associated with the decision to entrust the assets to the third party and without undue delay notify the AIF or AIFM of any change in those risks.
pregleduje tveganja hrambe, povezana z odločitvijo, da sredstva prenese tretji osebi, in brez nepotrebne zamude obvesti AIS ali UAIS o vseh spremembah navedenih tveganj.
That assessment shall be based on information provided by the third party and other data and information where available.
Ocena temelji na informacijah, ki jih zagotovi tretja oseba, in na drugih podatkih in informacijah, če so na voljo.
During market turmoil or when a risk has been identified, the frequency and the scope of the review shall be increased.
Med pretresi na trgu ali če je bilo ugotovljeno tveganje, se pogostost in obseg pregleda povečata.
If the depositary becomes aware that the segregation of assets is no longer sufficient to ensure protection from insolvency because of the law of the country where the third party is located, it shall immediately inform the AIFM.
Če depozitar ugotovi, da ločitev sredstev ne zadošča več za zaščito pred insolventnostjo zaradi zakonodaje države, v kateri se nahaja tretja oseba, o tem nemudoma obvesti UAIS.
Where the third party further delegates any of the functions delegated to it, the conditions and criteria set out in paragraphs 1, 2 and 3 shall apply mutatis mutandis.
Če tretja oseba prenese naprej naloge, ki so bile prenesene nanjo, se smiselno uporabljajo pogoji in merila iz odstavkov 1, 2 in 3.
A depositary shall monitor compliance with Article 21(4) of Directive 2011/61/EU.
Depozitar spremlja skladnost s členom 21(4) Direktive 2011/61/EU.
A depositary shall devise contingency plans for each market in which it appoints a third party in accordance with Article 21(11) of Directive 2011/61/EU to perform safekeeping duties.
Depozitar oblikuje krizne načrte za vsak trg, na katerem za izvajanje nalog hrambe imenuje tretjo osebo v skladu s členom 21(11) Direktive 2011/61/EU.
Such a contingency plan shall include the identification of an alternative provider, if any.
Tak krizni načrt vključuje identiteto alternativnega izvajalca, če ta obstaja.
A depositary shall take measures, including termination of the contract, which are in the best interest of the AIF and its investors where the delegate no longer complies with the requirements.
Če pooblaščenec ne izpolnjuje več zahtev, depozitar sprejme ukrepe, vključno s prekinitvijo pogodbe, ki so v najboljšem interesu AIS in njegovih vlagateljev.
Segregation obligation
Obveznost ločevanja
Where safekeeping functions have been delegated wholly or partly to a third party, a depositary shall ensure that the third party, to whom safe-keeping functions are delegated pursuant to Article 21(11) of Directive 2011/61/EU, acts in accordance with the segregation obligation laid down in point (iii) of Article 21(11)(d) of Directive 2011/61/EU by verifying that the third party:
Če so se naloge hrambe v celoti ali deloma prenesle na tretjo osebo, depozitar zagotovi, da tretja oseba, na katero se prenesejo naloge hrambe skladu s členom 21(11) Direktive 2011/61/EU, ravna v skladu z obveznostjo ločevanja iz točke (iii) člena 21(11)(d) Direktive 2011/61/EU, tako da preveri, da tretja oseba:
keeps such records and accounts as are necessary to enable it at any time and without delay to distinguish assets of the depositary’s AIF clients from its own assets, assets of its other clients, assets held by the depositary for its own account and assets held for clients of the depositary which are not AIFs;
vodi evidence in račune, ki so potrebni, da lahko kadar koli in brez zamude loči med sredstvi depozitarjevih strank, ki so AIS, ter lastnimi sredstvi, sredstvi drugih strank, sredstvi, ki jih depozitar drži v svojem imenu, in sredstvi, ki se držijo za depozitarjeve stranke, ki niso AIS;
maintains records and accounts in a way that ensures their accuracy, and in particular their correspondence to the assets safe-kept for the depositary’s clients;
vzdržuje evidence in račune tako, da zagotavljajo natančnost in skladnost s sredstvi, ki se hranijo za depozitarjeve stranke;
conducts, on a regular basis, reconciliations between its internal accounts and records and those of the third party to whom it has delegated safe-keeping functions in accordance with the third subparagraph of Article 21(11) of Directive 2011/61/EU;
redno izvaja usklajevanje med svojimi internimi računi in evidencami ter računi in evidencami tretje osebe, na katero je prenesla naloge hrambe v skladu s tretjim pododstavkom člena 21(11) Direktive 2011/61/EU;
introduces adequate organisational arrangements to minimise the risk of loss or diminution of financial instruments or of rights in connection with those financial instruments as a result of misuse of the financial instruments, fraud, poor administration, inadequate record-keeping or negligence;
uvede ustrezno organizacijsko ureditev, da se v čim večji meri zmanjša tveganje izgube ali zmanjšanja finančnih instrumentov ali pravic v zvezi z navedenimi finančnimi instrumenti kot posledica zlorabe finančnih instrumentov, goljufije, slabega upravljanja, neustreznega vodenja evidenc ali malomarnosti;
Where the third party is an entity referred to in points (a), (b) and (c) of Article 18(1) of Directive 2006/73/EC which is subject to effective prudential regulation and supervision that has the same effect as Union law and is effectively enforced, the depositary shall take the necessary steps to ensure that the AIF’s cash is held in an account or accounts in accordance with Article 21(7) of Directive 2011/61/EU.
če je tretja oseba subjekt iz točk (a), (b) in (c) člena 18(1) Direktive 2006/73/ES, ki je predmet pravil in nadzora varnega in skrbnega poslovanja, ki imajo enak učinek kot pravo Unije in se učinkovito izvajajo, depozitar sprejme ustrezne ukrepe, da zagotovi, da se denarna sredstva AIS držijo na računu ali računih v skladu s členom 21(7) Direktive 2011/61/EU.