natgillin/translations-raw huggingface dataset:
conduct a peer review analysis of the supervisory activities of all competent authorities in relation to the authorisation and the supervision of CCPs in accordance with Article 30 of Regulation (EU) No 1095/2010; and
v skladu s členom 30 Uredbe (EU) št. 1095/2010 opravi analizo medsebojnega strokovnega pregleda nadzornih dejavnosti vseh pristojnih organov, povezanih z izdajo dovoljenja CNS in nadzorom nad CNS, in
initiate and coordinate Union-wide assessments of the resilience of CCPs to adverse market developments in accordance with Article 32(2) of Regulation (EU) No 1095/2010.
v skladu s členom 32(2) Uredbe (EU) št. 1095/2010 izvaja in usklajuje ocene na ravni celotne Unije v zvezi s prilagodljivostjo CNS na neugoden razvoj na trgu.
Where an assessment referred to in point (b) of the second subparagraph exposes shortcomings in the resilience of one or more CCPs, ESMA shall issue the necessary recommendations pursuant to Article 16 of Regulation (EU) No 1095/2010.
Kadar ESMA v oceni iz drugega pododstavka točke (b) ugotovi pomanjkljivosti v prilagodljivosti ene ali več CNS, izda priporočilo v skladu s členom 16 Uredbe (EU) št. 1095/2010.
Supervision and oversight of CCPs
Nadzor in pregled nad delovanjem CNS
Each Member State shall designate the competent authority responsible for carrying out the duties resulting from this Regulation for the authorisation and supervision of CCPs established in its territory and shall inform the Commission and ESMA thereof.
Vsaka država članica določi pristojni organ, odgovoren za izvajanje dolžnosti, ki izhajajo iz te uredbe, glede izdaje dovoljenja CNS in nadzora nad delovanjem CNS s sedežem na njenem ozemlju, ter o tem obvesti Komisijo in ESMA.
Where a Member State designates more than one competent authority, it shall clearly determine the respective roles and shall designate a single authority to be responsible for coordinating cooperation and the exchange of information with the Commission, ESMA, other Member States’ competent authorities, EBA and the relevant members of the ESCB, in accordance with Articles 23, 24, 83 and 84.
Če država članica imenuje več kot en pristojni organ, jasno opredeli njihove vloge in imenuje en sam organ, ki je odgovoren za usklajevanje sodelovanja in izmenjavo informacij s Komisijo, ESMA, pristojnimi organi drugih držav članic, EBA in zadevnimi članicami ESCB v skladu s členi 23, 24, 83 in 84.
Each Member State shall ensure that the competent authority has the supervisory and investigatory powers necessary for the exercise of its functions.
Vsaka država članica zagotovi, da ima pristojni organ vsa nadzorna in preiskovalna pooblastila, potrebna za opravljanje svojih funkcij.
Each Member State shall ensure that appropriate administrative measures, in conformity with national law, can be taken or imposed against the natural or legal persons responsible for non-compliance with this Regulation.
Vsaka država članica zagotovi, da se lahko v skladu z nacionalno zakonodajo sprejmejo ali uvedejo ustrezni upravni ukrepi proti fizičnim ali pravnim osebam, odgovornim za neizpolnjevanje te uredbe.
Those measures shall be effective, proportionate and dissuasive and may include requests for remedial action within a set time frame.
Ti ukrepi morajo biti učinkoviti, sorazmerni in odvračilni, vključujejo pa lahko tudi zahteve po popravnem ukrepu v danem časovnem okviru.
ESMA shall publish on its website a list of the competent authorities designated in accordance with paragraph 1.
ESMA objavi na svojem spletnem mestu seznam pristojnih organov, določenih v skladu z odstavkom 1.
Competent authorities shall cooperate closely with each other, with ESMA and, if necessary, with the ESCB.
Pristojni organi tesno sodelujejo med seboj in z ESMA, po potrebi pa tudi z ESCB.
Competent authorities shall, in the exercise of their general duties, duly consider the potential impact of their decisions on the stability of the financial system in all other Member States concerned, in particular the emergency situations referred to in Article 24, based on the available information at the time.
Pristojni organi pri opravljanju svojih splošnih nalog na podlagi informacij, ki so na voljo v tistem trenutku, ustrezno upoštevajo možne učinke svojih odločitev na stabilnost finančnega sistema v vseh drugih zadevnih državah članicah, še zlasti izredne razmere iz člena 24.
The CCP’s competent authority or any other authority shall inform ESMA, the college, the relevant members of the ESCB and other relevant authorities without undue delay of any emergency situation relating to a CCP, including developments in financial markets, which may have an adverse effect on market liquidity and the stability of the financial system in any of the Member States where the CCP or one of its clearing members are established.
Pristojni organ CNS ali kateri koli drugi organ takoj obvesti ESMA, kolegij, zadevne članice ESCB in druge zadevne organe o vseh izrednih razmerah, povezanih s CNS, vključno z dogajanjem na finančnih trgih, ki bi lahko imele negativen učinek na likvidnost trga in stabilnost finančnega sistema v kateri koli državi članici, kjer ima sedež CNS ali kateri izmed njenih klirinških članov.
Recognition of a third-country CCP
Priznanje CNS iz tretje države
A CCP established in a third country may provide clearing services to clearing members or trading venues established in the Union only where that CCP is recognised by ESMA.
CNS s sedežem v tretji državi lahko klirinške storitve za klirinške člane ali mesta trgovanja s sedežem v Uniji opravlja le, če jo je priznal ESMA.
ESMA, after consulting the authorities referred to in paragraph 3, may recognise a CCP established in a third country that has applied for recognition to provide certain clearing services or activities where:
ESMA po posvetovanju z organi iz odstavka 3 lahko prizna CNS, ki ima sedež v tretji državi in je zaprosila za priznanje, da bi smela opravljati nekatere klirinške storitve ali dejavnosti, kadar:
the Commission has adopted an implementing act in accordance with paragraph 6;
je Komisija sprejela izvedbeni akt v skladu z odstavkom 6;
the CCP is authorised in the relevant third country, and is subject to effective supervision and enforcement ensuring full compliance with the prudential requirements applicable in that third country;
CNS ima v zadevni tretji državi dovoljenje in je predmet učinkovitega nadzora in izvrševanja, kar zagotavlja popolno upoštevanje tam veljavnih bonitetnih zahtev;
cooperation arrangements have been established pursuant to paragraph 7;
sklenjeni so dogovori o sodelovanju v skladu z odstavkom 7;
the CCP is established or authorised in a third country that is considered as having equivalent systems for anti-money-laundering and combating the financing of terrorism to those of the Union in accordance with the criteria set out in the common understanding between Member States on third-country equivalence under Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing [29].
da ima CNS sedež ali dovoljenje v tretji državi, za katero se šteje, da ima enakovredne sisteme preprečevanja pranja denarja in financiranja terorizma sistemom Unije v skladu z merili iz skupnega dogovora med državami članicami o enakovrednosti ureditev v tretjih državah v skladu z Direktivo 2005/60/ES Evropskega parlamenta in Sveta z dne 26. oktobra 2005 o preprečevanju uporabe finančnega sistema za pranje denarja in financiranje terorizma [29].
When assessing whether the conditions referred to in paragraph 2 are met, ESMA shall consult:
ESMA se pri preverjanju, ali so izpolnjeni pogoji iz odstavka 2, posvetuje s:
the competent authority of a Member State in which the CCP provides or intends to provide clearing services and which has been selected by the CCP;
pristojnim organom države članice, v kateri CNS zagotavlja klirinške storitve ali jih namerava zagotavljati in ki jo je CNS izbrala;
the competent authorities responsible for the supervision of the clearing members of the CCP that are established in the three Member States which make or are anticipated by the CCP to make the largest contributions to the default fund of the CCP referred to in Article 42 on an aggregate basis over a one-year period;
pristojnimi organi, odgovornimi za nadzor klirinških članov CNS s sedežem v treh državah članicah, ki v obdobju enega leta na skupni osnovi največ prispevajo v jamstveni sklad CNS iz člena 42 ali CNS od njih pričakuje, da bodo vanj največ prispevale;
the competent authorities responsible for the supervision of trading venues located in the Union, served or to be served by the CCP;
pristojnimi organi, odgovornimi za nadzor nad mesti trgovanja v Uniji, za katere dela ali bo delala CNS;
the competent authorities supervising CCPs established in the Union with which interoperability arrangements have been established;
pristojnimi organi, ki nadzorujejo CNS, ki imajo sedež v Uniji in s katerimi so bili sklenjeni dogovori o interoperabilnosti;
the relevant members of the ESCB of the Member States in which the CCP provides or intends to provide clearing services and the relevant members of the ESCB responsible for the oversight of the CCPs with which interoperability arrangements have been established;
zadevnimi članicami ESCB držav članic, v katerih CNS zagotavlja klirinške storitve ali jih namerava zagotavljati, in zadevnimi članicami ESCB, odgovornimi za nadzor nad CNS, s katerimi so bili sklenjeni dogovori o interoperabilnosti;
the central banks of issue of the most relevant Union currencies of the financial instruments cleared or to be cleared.
centralnimi bankami, ki izdajajo najpomembnejše valute Unije za finančne instrumente, pri katerih se opravi ali se bo opravil kliring.
The CCP referred to in paragraph 1 shall submit its application to ESMA.
CNS iz odstavka 1 svojo vlogo predloži ESMA.
The applicant CCP shall provide ESMA with all information necessary for its recognition.
CNS vlagateljica zagotovi ESMA vse informacije, ki so potrebne za njeno priznanje.
Within 30 working days of receipt, ESMA shall assess whether the application is complete.
ESMA v 30 delovnih dneh od prejema oceni, ali je vloga popolna.
If the application is not complete, ESMA shall set a deadline by which the applicant CCP has to provide additional information.
Če vloga ni popolna, ESMA določi rok, do katerega mora CNS vlagateljica predložiti dodatne informacije.
The recognition decision shall be based on the conditions set out in paragraph 2 and shall be independent of any assessment as the basis for the equivalence decision as referred to in Article 13(3).
Odločitev o priznanju temelji na pogojih iz odstavka 2 in je neodvisna od vsakršne ocene kot podlage za odločitev o enakovrednosti iz člena 13(3).
ESMA shall consult the authorities and entities referred to in paragraph 3 prior to taking its decision.
ESMA se pred sprejetjem odločitve posvetuje z organi in subjekti iz odstavka 3.
Within 180 working days of the submission of a complete application, ESMA shall inform the applicant CCP in writing, with a fully reasoned explanation, whether the recognition has been granted or refused.
ESMA v 180 dneh po predložitvi popolne vloge pisno obvesti CNS vlagateljico, ali je bilo priznanje odobreno ali zavrnjeno, in to izčrpno obrazloži.
ESMA shall publish on its website a list of the CCPs recognised in accordance with this Regulation.
ESMA na svojem spletnem mestu objavi seznam CNS, priznanih v skladu s to uredbo.
ESMA shall, after consulting the authorities and entities referred to in paragraph 3, review the recognition of the CCP established in a third country where that CCP has extended the range of its activities and services in the Union.
ESMA po posvetovanju z organi in subjekti iz odstavka 3 pregleda priznanje CNS s sedežem v tretji državi, če ta CNS svoje dejavnosti in storitve razširi v Unijo.
That review shall be conducted in accordance with paragraphs 2, 3 and 4.
Ta pregled se opravi v skladu z odstavki 2, 3 in 4.
ESMA may withdraw the recognition of that CCP where the conditions set out in paragraph 2 are no longer met and in the same circumstances as those described in Article 20.
ESMA lahko razveljavi priznanje zadevne CNS, če pogoji iz odstavka 2 niso več izpolnjeni, in v primerih, ki so enaki primerom, navedenim v členu 20.
The Commission may adopt an implementing act under Article 5 of Regulation (EU) No 182/2011, determining that the legal and supervisory arrangements of a third country ensure that CCPs authorised in that third country comply with legally binding requirements which are equivalent to the requirements laid down in Title IV of this Regulation, that those CCPs are subject to effective supervision and enforcement in that third country on an ongoing basis and that the legal framework of that third country provides for an effective equivalent system for the recognition of CCPs authorised under third-country legal regimes.
Komisija lahko v skladu s členom 5 Uredbe (EU) št. 182/2011 sprejme izvedbeni akt, ki določa, da pravna in nadzorna ureditev v tretji državi zagotavlja, da CNS, ki jim je bilo v tej tretji državi izdano dovoljenje, izpolnjujejo pravno zavezujoče zahteve, ki so enake zahtevam iz naslova IV te uredbe, da so te CNS predmet stalnega učinkovitega nadzora in izvrševanja v tej tretji državi ter da zakonodajni okvir te tretje države zagotavlja učinkovito enakovredno priznanje CNS z dovoljenjem v skladu s pravno ureditvijo tretje države.
ESMA shall establish cooperation arrangements with the relevant competent authorities of third countries whose legal and supervisory frameworks have been recognised as equivalent to this Regulation in accordance with paragraph 6.
ESMA sklene dogovore o sodelovanju z ustreznimi pristojnimi organi iz tretjih držav, katerih pravni in nadzorni okviri so bili prepoznani kot enakovredni tej uredbi v skladu z odstavkom 6.
Such arrangements shall specify at least:
Takšni dogovori določajo vsaj:
the mechanism for the exchange of information between ESMA and the competent authorities of the third countries concerned, including access to all information requested by ESMA regarding CCPs authorised in third countries;
mehanizem za izmenjavo informacij med ESMA in pristojnimi organi zadevnih tretjih držav, vključno z dostopom do vseh informacij, ki jih zahteva ESMA o CNS z dovoljenjem, izdanim v tretjih državah;
the mechanism for prompt notification to ESMA where a third-country competent authority deems a CCP it is supervising to be in breach of the conditions of its authorisation or of other law to which it is subject;
mehanizem za takojšnje uradno obveščanje ESMA, če pristojni organ tretje države meni, da CNS, ki jo nadzoruje, krši pogoje svojega dovoljenja ali drugo zakonodajo, katere predmet je;
the mechanism for prompt notification to ESMA by a third-country competent authority where a CCP it is supervising has been granted the right to provide clearing services to clearing members or clients established in the Union;
mehanizem za takojšnje uradno obveščanje ESMA s strani pristojnega organa tretje države, če je bila CNS, ki jo ta organ nadzoruje, priznana pravica, da zagotavlja klirinške storitve za klirinške člane ali stranke s sedežem v Uniji;
the procedures concerning the coordination of supervisory activities including, where appropriate, on-site inspections.
postopke v zvezi z usklajevanjem nadzornih dejavnosti, po potrebi tudi inšpekcijskih pregledov na kraju samem.
In order to ensure consistent application of this Article, ESMA shall develop draft regulatory technical standards specifying the information that the applicant CCP shall provide ESMA in its application for recognition.
Da se zagotovi dosledna uporaba tega člena, ESMA pripravi osnutke regulativnih tehničnih standardov, ki določajo, katere informacije mora CNS vlagateljica v svoji vlogi za priznanje predložiti ESMA.
REQUIREMENTS FOR CCPs
ZAHTEVE ZA CNS
A CCP shall have robust governance arrangements, which include a clear organisational structure with well-defined, transparent and consistent lines of responsibility, effective processes to identify, manage, monitor and report the risks to which it is or might be exposed, and adequate internal control mechanisms, including sound administrative and accounting procedures.
CNS ima zanesljivo ureditev upravljanja, ki vključuje jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi odgovornostmi, učinkovitimi postopki za ugotavljanje, upravljanje in spremljanje tveganj, ki jim je ali bi jim lahko bila izpostavljena, in poročanje o njih ter primerne mehanizme za notranjo kontrolo, vključno z zanesljivimi upravnimi in računovodskimi postopki.
A CCP shall adopt policies and procedures which are sufficiently effective so as to ensure compliance with this Regulation, including compliance of its managers and employees with all the provisions of this Regulation.
CNS sprejme politiko in postopke, ki so dovolj učinkoviti za zagotovitev skladnosti s to uredbo, vključno z zagotovitvijo, da vodje in zaposleni upoštevajo vse določbe te uredbe.
A CCP shall maintain and operate an organisational structure that ensures continuity and orderly functioning in the performance of its services and activities.
CNS ohranja in uporablja organizacijsko strukturo, ki zagotavlja stalno in urejeno delovanje v zvezi z opravljanjem njenih storitev in dejavnosti.
It shall employ appropriate and proportionate systems, resources and procedures.
V ta namen uporabi ustrezne in sorazmerne sisteme, vire in postopke.
A CCP shall maintain a clear separation between the reporting lines for risk management and those for the other operations of the CCP.
CNS ohranja jasno mejo med zahtevami poročanja v zvezi z upravljanjem tveganja in zahtevami poročanja v zvezi z drugimi postopki CNS.
A CCP shall adopt, implement and maintain a remuneration policy which promotes sound and effective risk management and which does not create incentives to relax risk standards.
CNS sprejme, uvede in vzdržuje politiko prejemkov, ki spodbuja trdno in učinkovito upravljanje tveganja, ne pa zmanjševanja standardov v zvezi s tveganjem.
A CCP shall maintain information technology systems adequate to deal with the complexity, variety and type of services and activities performed so as to ensure high standards of security and the integrity and confidentiality of the information maintained.
CNS vzdržuje sisteme informacijske tehnologije, ki ustrezajo zapletenosti, raznolikosti ter vrsti storitev in dejavnosti, ki jih opravlja, da se zagotovijo visoki standardi varnosti, celovitosti in zaupnosti informacij.
A CCP shall make its governance arrangements, the rules governing the CCP, and its admission criteria for clearing membership, available publicly free of charge.
CNS brezplačno objavi svojo ureditev upravljanja, pravila, ki urejajo CNS, in merila za klirinško članstvo.
The CCP shall be subject to frequent and independent audits.
CNS so predmet pogostih in neodvisnih pregledov.
The results of those audits shall be communicated to the board and shall be made available to the competent authority.
Rezultati teh pregledov se sporočijo odboru in so na voljo pristojnemu organu.
In order to ensure consistent application of this Article, ESMA, after consulting the members of the ESCB, shall develop draft regulatory technical standards specifying the minimum content of the rules and governance arrangements referred to in paragraphs 1 to 8.
Da se zagotovi dosledna uporaba tega člena, ESMA po posvetovanju s članicami ESCB pripravi osnutke regulativnih tehničnih standardov, ki določajo najmanjši obseg vsebine pravil in ureditev upravljanja iz odstavkov (1) do (8).
Senior management and the board
Višje vodstvo in odbor
The senior management of a CCP shall be of sufficiently good repute and shall have sufficient experience so as to ensure the sound and prudent management of the CCP.
Višje vodstvo CNS ima zadosten ugled in zadostne izkušnje za zagotovitev zanesljivega in preudarnega upravljanja CNS.
Representatives of the clients of clearing members shall be invited to board meetings for matters relevant to Articles 38 and 39.
Predstavniki strank klirinških članov se povabijo na seje odbora o zadevah iz členov 38 in 39.
The compensation of the independent and other non-executive members of the board shall not be linked to the business performance of the CCP.
Prejemki neodvisnih in drugih neizvršnih članov odbora niso odvisni od poslovnih rezultatov CNS.
The members of a CCP’s board, including its independent members, shall be of sufficiently good repute and shall have adequate expertise in financial services, risk management and clearing services.
Člani odbora CNS, vključno z neodvisnimi člani, imajo zadosten ugled in ustrezno strokovno znanje na področju finančnih storitev, upravljanja tveganja in klirinških storitev.
A CCP shall clearly determine the roles and responsibilities of the board and shall make the minutes of the board meetings available to the competent authority and auditors.
CNS jasno določi vloge in odgovornosti odbora in da zapisnike sej odbora na voljo pristojnemu organu in revizorjem.
Risk committee
Odbor za tveganja
A CCP shall establish a risk committee, which shall be composed of representatives of its clearing members, independent members of the board and representatives of its clients.
CNS ustanovi odbor za tveganja, ki ga sestavljajo predstavniki klirinških članov, neodvisni člani odbora in predstavniki njenih strank.
The risk committee may invite employees of the CCP and external independent experts to attend risk-committee meetings in a non-voting capacity.
Odbor za tveganja lahko povabi zaposlene pri CNS in neodvisne zunanje strokovnjake, da se udeležijo sej odbora za tveganja, nimajo pa pravice glasovanja.
Competent authorities may request to attend risk-committee meetings in a non-voting capacity and to be duly informed of the activities and decisions of the risk committee.
Pristojni organi lahko zahtevajo, da se udeležijo sej odbora za tveganja, ne da bi imeli pravico do glasovanja, in da so ustrezno obveščeni o njegovih dejavnostih in odločitvah.
The advice of the risk committee shall be independent of any direct influence by the management of the CCP.
Nasveti odbora za tveganja so neodvisni od kakršnih koli neposrednih vplivov vodstva CNS.
None of the groups of representatives shall have a majority in the risk committee.
Nobena skupina predstavnikov v odboru za tveganja nima večine.
A CCP shall clearly determine the mandate, the governance arrangements to ensure its independence, the operational procedures, the admission criteria and the election mechanism for risk-committee members.
CNS jasno določi mandat, ureditev upravljanja za zagotovitev neodvisnosti, operativne postopke, merila za sprejem in mehanizem za izvolitev članov odbora za tveganja.
The governance arrangements shall be publicly available and shall, at least, determine that the risk committee is chaired by an independent member of the board, reports directly to the board and holds regular meetings.
Ureditev upravljanja je javno dostopna in določa vsaj to, da odboru za tveganja predseduje neodvisni član odbora ter da odbor za tveganja poroča neposredno odboru in se redno srečuje.
The risk committee shall advise the board on any arrangements that may impact the risk management of the CCP, such as a significant change in its risk model, the default procedures, the criteria for accepting clearing members, the clearing of new classes of instruments, or the outsourcing of functions.
Odbor za tveganja svetuje odboru o vseh ureditvah, ki lahko vplivajo na upravljanje tveganja s strani CNS, kot so pomembna sprememba v modelu tveganja, postopki v primeru neizpolnjevanja obveznosti ter merila za sprejem klirinških članov, kliring novih razredov instrumentov ali zunanje izvajanje funkcij.
The advice of the risk committee is not required for the daily operations of the CCP.
Svetovanje odbora za tveganja ni potrebno pri dnevnih poslih CNS.
Reasonable efforts shall be made to consult the risk committee on developments impacting the risk management of the CCP in emergency situations.
V izrednih razmerah si je treba smiselno prizadevati za posvetovanje z odborom za tveganja o dogodkih, ki vplivajo na upravljanje tveganja CNS.