natgillin/translations-raw huggingface dataset:
The information regarding the policies and procedures referred to in Article 17(1)(e) regarding the disclosure of a rating decision shall include the following:
Informacije o politikah in postopkih iz člena 17(1)(e) za razkrivanje odločitev o oceni vključujejo:
the process for notifying the rated entity of the principal grounds on which the rating is based at least 12 hours before publication of the credit rating;
postopek za obveščanje ocenjevanega subjekta o temeljnih načelih, na katerih temelji ocena, vsaj 12 ur pred objavo bonitetne ocene;
a rating appeal process, if a credit rating agency has implemented it; and
postopek pritožbe na oceno, če ga je bonitetna agencija vzpostavila, in
the processes for determining which key elements underlying the credit rating shall be included in the press release or reports.
postopke za določevanje ključnih elementov, na katerih temelji bonitetna ocena, ki se vključijo v sporočilo za medije ali poročila.
The information regarding the policies and procedures referred to in Article 18(a) regarding the monitoring of ratings shall include:
Informacije o politikah in postopkih iz člena 18(a) za spremljanje ocen vključujejo:
the monitoring process, including the role and responsibilities of rating committees, where applicable, and a description of the rating approval processes;
postopek spremljanja, po potrebi vključno z nalogami in pristojnostmi bonitetnih odborov, ter opis postopka za potrditev ocene;
the role and responsibilities of rating analysts;
naloge in pristojnosti bonitetnih analitikov;
the process for collation, analysis and assessment of the information used to monitor a rating, including, where applicable, reliance on analysis by another credit rating agency or other third parties;
postopek zbiranja, analiziranja in presojanja informacij, ki se uporabljajo za spremljanje ocene, po potrebi vključno z analizo druge bonitetne agencije ali drugih tretjih oseb;
the process, including the overview of the factors considered, and the responsibilities for deciding when a rating should be formally reviewed, including rating actions;
postopek, vključno s pregledom upoštevanih dejavnikov, in pristojnosti za odločanje o tem, kdaj je treba oceno, vključno z bonitetnim dejanjem, uradno preveriti;
the process and the responsibilities for deciding when a rating should be formally suspended or withdrawn;
postopek in pristojnosti za odločanje o tem, kdaj je treba oceno začasno ali dokončno uradno preklicati;
the processes and controls with respect to credit rating reviews required by paragraphs (a) to (c) of Article 8(6) of Regulation (EC) No 1060/2009; and
postopke in kontrole za pregledovanje bonitetnih ocen, ki jih določajo odstavki (a) do (c) člena 8(6) Uredbe (ES) št. 1060/2009, in
the policies, procedures and controls for the involvement of the issuer or arranger within the process.
politike, postopke in kontrole za vključitev izdajatelja ali organizatorja v postopek.
(Article 20)
(Člen 20)
The information on the policies and procedures established in Article 20(1) regarding the identification, management and disclosure of conflicts of interest and the rules on rating analysts and other persons directly involved in credit rating activities shall cover:
Informacije o politikah in postopkih iz člena 20(1) za ugotavljanje, upravljanje in razkrivanje nasprotij interesov ter o pravilih za bonitetne analitike in druge osebe, ki so neposredno povezane z dejavnostmi bonitetnega ocenjevanja, se nanašajo na:
the identification, prevention, disclosure and mitigation of conflicts of interests arising from the issuing of credit ratings or the provision of ancillary services as set out in point 1 of Section B of Annex I to Regulation (EC) No 1060/2009;
ugotavljanje, preprečevanje, razkrivanje in zmanjševanje nasprotij interesov, ki izhajajo iz izdajanja bonitetnih ocen ali zagotavljanja pomožnih storitev, kot je določeno v točki 1 oddelka B Priloge I k Uredbi (ES) št. 1060/2009;
the segregation from the rating process of discussions related to fees received from rated entities and related third parties as set out in Article 7(2) of Regulation (EC) No 1060/2009;
ločitev postopka ocenjevanja od pogajanj o honorarjih, ki jih bonitetna agencija prejme od ocenjevanih subjektov in povezanih tretjih oseb, kot je določeno v členu 7(2) Uredbe (ES) št. 1060/2009;
the determination of fees charged by credit rating agencies to rated entities and related third parties; the control of the confidential information obtained from, or shared with, all rated entities, related third parties and other relevant individuals, as required by point 3 of Section C of Annex I to Regulation (EC) No 1060/2009;
določanje honorarjev, ki jih bonitetne agencije zaračunajo ocenjevanim subjektom in povezanim tretjim osebam; nadzor nad zaupnimi informacijami, ki jih prejmejo od vseh ocenjevanih subjektov, tretjih oseb in drugih ustreznih posameznikov ali jih z njimi delijo, kot to določa točka 3 oddelka C Priloge I k Uredbi (ES) št. 1060/2009;
the requirements set out in point 2 of Section C of Annex I to Regulation (EC) No 1060/2009 regarding the trading in securities rated by the credit rating agency or which are securities representing obligations of an entity rated by the credit rating agency, containing information on how the credit rating agency identifies, for each credit rating outstanding, the employees involved in the rating process at any level or function;
zahteve iz točke 2 oddelka C Priloge I k Uredbi (ES) št. 1060/2009 glede trgovanja z vrednostnimi papirji, ki jih ocenjuje bonitetna agencija ali ki predstavljajo obveznosti subjekta, ki ga ocenjuje bonitetna agencija, skupaj z opisom, kako bonitetna agencija za vsako trenutno bonitetno oceno na posameznih stopnjah in funkcijah določi zaposlene, ki sodelujejo v procesu ocenjevanja;
the requirement set out in point 4 of Section C of Annex I to Regulation (EC) No 1060/2009 regarding the acceptance of money, gifts or favours; and
zahtevo iz točke 4 oddelka C Priloge I k Uredbi (ES) št. 1060/2009 glede sprejemanja denarja, daril ali uslug, in
the rules on the termination of a rating analyst’s employment set out in points 6 and 7 of Section C of Annex I to Regulation (EC) No 1060/2009.
pravila o prekinitvi delovnega razmerja z bonitetnim analitikom iz točk 6 in 7 oddelka C Priloge I k Uredbi (ES) št. 1060/2009.
PROGRAMME OF OPERATIONS
POSLOVNI NAČRT
(Article 23)
(Člen 23)
Business concept/Business development
Poslovni koncept / poslovni razvoj
The following information regarding the CRA’s business activities:
Naslednje informacije o poslovnih dejavnostih bonitetne agencije:
a description of the macroeconomic environment in which the credit rating agency is expected to operate;
opis makroekonomskega okolja, v katerem bo bonitetna agencija poslovala;
an indication of future plans for the establishment of subsidiaries or branches and their location; and
navedba prihodnjih načrtov za ustanovitev odvisnih družb ali podružnic in njihovo lokacijo, in
a description of the business activities which the credit rating agency plans to carry out, specifying the activities of subsidiaries and branches.
opis načrtovanih poslovnih dejavnosti bonitetne agencije ter navedba dejavnosti odvisnih družb in podružnic.
The information shall include classes of credit ratings, potential clients and non-rating activities.
Informacije vključujejo razrede bonitetnih ocen, morebitne stranke in neocenjevalne dejavnosti.
The following information regarding the class of credit ratings:
Naslednje informacije o razredih bonitetnih ocen:
details of whether the credit rating agency plans to produce solicited or unsolicited ratings or both;
podrobnosti o tem, ali namerava bonitetna agencija izdelovati naročene ali nenaročene bonitetne ocene ali oboje;
for each class of credit ratings planned to be issued by the credit rating agency, an estimation on the proportion of public ratings and private ratings:
za vsak razred bonitetnih ocen, ki ga namerava bonitetna agencija izdajati, ocena o deležu javnih in zasebnih ocen:
the number of public/sovereign ratings;
število bonitetnih ocen držav/javnih financ;
the number and volume (in billions of euro) of structured finance ratings;
število in obseg (v milijardah EUR) bonitetnih ocen strukturiranih finančnih instrumentov;
the number and volume (in billions of euro) of corporate ratings, with the following detail: financial institutions, insurance, corporate issuers; and
število in obseg (v milijardah EUR) bonitetnih ocen gospodarskih družb z naslednjimi podatki: finančne institucije, zavarovalnice, zasebni izdajatelji, in
the average number of credit ratings produced or monitored per employee presented by class of credit rating.
povprečno število bonitetnih ocen, izdelanih ali spremljanih na zaposlenega, razčlenjeno glede na razred bonitetnih ocen.
Financial plan
Finančni načrt
Projections for:
Napovedi za:
balance sheet; and
bilanco stanja, in
income statement.
izkaz poslovnega izida.
The credit rating agency shall separate the revenues of the rating activities from the ancillary services in the projections for the revenues.
Pri napovedih prihodkov bonitetna agencija prihodke iz dejavnosti bonitetnega ocenjevanja prikaže ločeno od pomožnih storitev.
If the credit rating agency has, or plans to establish, branches, the revenue from each branch shall be indicated.
Če ima bonitetna agencija podružnice ali jih namerava ustanoviti, navede prihodke vsake podružnice.
Number of members of the following bodies:
Število članov naslednjih organov:
administrative and supervisory board; and
upravnega odbora in nadzornega sveta, in
independent members of the administrative and supervisory board.
neodvisnih članov upravnega odbora in nadzornega sveta.
A description of the activities planned to be outsourced, and identification of the entities to which the activities are planned to be outsourced and an explanation of the reasons for outsourcing.
Opis dejavnosti, ki se jih namerava izločiti, navedba podjetij, ki naj bi se jim dejavnosti izločile, in obrazložitev razlogov za izločitev.
If any activity is outsourced from a branch, this should be indicated.
Navesti je treba tudi dejavnosti, ki jih izločijo podružnice.
Human Resources/Staffing
Kadri/osebje
Number of permanent and temporary employees working for the following functions and their seniority:
Število zaposlenih za določen in nedoločen čas, ki opravljajo naslednje funkcije, ter njihova delovna doba:
senior management other than members of the administrative or supervisory board and persons appointed to direct the branches;
višje vodstvo, razen članov upravnega odbora in nadzornega sveta ter oseb, ki vodijo podružnice;
audit function;
revizijska funkcija;
internal control mechanism;
mehanizem za notranji nadzor;
the number of employees per functions/departments;
število zaposlenih na funkcijo/oddelek;
the number of temporary employees and the number of permanent employees contracted to the credit rating agency and involved in the rating business;
število zaposlenih za določen in nedoločen čas, ki jih je najela bonitetna agencija in ki sodelujejo pri dejavnostih bonitetnega ocenjevanja;
the number of temporary employees and the number of permanent employees contracted to the credit rating agency involved in the ancillary services;
število zaposlenih za določen in nedoločen čas, ki jih je najela bonitetna agencija in ki sodelujejo pri pomožnih dejavnostih;
the number of employees approving ratings, such as committee chairs, rating analysts and lead rating analysts, together with information on:
število zaposlenih, ki potrjujejo bonitetne ocene, npr. predsednikov odborov, bonitetnih analitikov in glavnih bonitetnih analitikov, skupaj s podatki o:
their seniority or rank;
delovni dobi oz. položaju;
the type of rating analyst including, where relevant, whether the employee is a primary or surveillance analyst and a qualitative or quantitative analyst; and
vrsti bonitetnega analitika, po potrebi vključno z navedbo, ali je zaposleni glavni odgovorni analitik ali nadzorni analitik ter ali je kvalitativni ali kvantitativni analitik, in
the number of years of experience in the credit rating agency, or rating industry where available.
številu let izkušenj v bonitetni agenciji ali sektorju bonitetnega ocenjevanja, če so ti podatki na voljo.
RECORD KEEPING, BUSINESS CONTINUITY PLANNING AND INFORMATION SYSTEMS
VODENJE EVIDENC, NAČRTOVANJE NEPREKINJENEGA POSLOVANJA IN INFORMACIJSKI SISTEMI
Information regarding the policies and procedures regarding the record keeping obligations set out in Article 8(4) and point 7 of Section A and points 7, 8 and 9 of Section B of Annex I to Regulation (EC) No 1060/2009:
Informacije o politikah in postopkih za izpolnjevanje obveznosti glede vodenja evidenc iz člena 8(4) in točke 7 oddelka A ter točk 7, 8 in 9 oddelka B Priloge I k Uredbi (ES) št. 1060/2009:
an indication on which records are kept and for how long; and
navedba, katere evidence se vodijo in kako dolgo, in
an identification of the recipients of confidential information for each rating issued.
navedba prejemnikov zaupnih informacij za vsako izdano bonitetno oceno.
Continuity and regularity of the activities
Neprekinjenost in pravilnost dejavnosti
Information regarding the continuity and regularity in the performance of the credit rating activities as set out in point 8 of Section A of Annex I to Regulation (EC) No 1060/2009, including:
Informacije o neprekinjenosti in pravilnosti izvajanja dejavnosti bonitetnega ocenjevanja iz točke 8 oddelka A Priloge I k Uredbi (ES) št. 1060/2009, vključno z:
description of the procedures to ensure continuity and regularity in the performance of the credit rating activities, including information on their applicability to service providers to which activities have been outsourced;
opisom postopkov za zagotavljanje neprekinjenosti in pravilnosti izvajanja dejavnosti bonitetnega ocenjevanja, vključno z informacijami o njihovi uporabnosti za izvajalce, katerim so bile zaupane izločene storitve;
the types of business continuity planning tests expected to be conducted; and
vrstami predvidenih testov za načrte neprekinjenega poslovanja, in
the frequency of testing.
pogostostjo testiranja.
Information processing systems
Sistemi za obdelavo podatkov
Information regarding the information processing systems as set out in point 8 of Section A of Annex I to Regulation (EC) No 1060/2009, including:
Informacije o sistemih za obdelavo podatkov iz točke 8 oddelka A Priloge I k Uredbi (ES) št. 1060/2009, vključno z:
the identity of the senior manager responsible for the information processing systems;
identiteto višjega vodje, ki je pristojen za sisteme za obdelavo podatkov, in
a description of the information processing systems including any back-up systems; and
opisom sistemov za obdelavo podatkov, vključno z vsemi varnostnimi sistemi;
a description of effective control and safeguard arrangements for the information processing systems in place as well as the mechanisms to monitor their effectiveness, including details of the procedures in place to ensure effective separation between the information processing systems used to report fees from those accessible to rating analysts and used to enter ratings and information about the rated entities or rated transactions.
opis vzpostavljenih postopkov za učinkovit nadzor in zaščito sistemov za obdelavo podatkov ter mehanizmov za spremljanje učinkovitosti, vključno s podrobnostmi o postopkih za zagotavljanje učinkovite ločitve med sistemi za obdelavo podatkov, ki se uporabljajo za poročanje o honorarjih, ter sistemi, ki so dostopni analitikom in ki se uporabljajo za vnašanje ocen in informacij o ocenjevanih subjektih ali transakcijah.
USE OF ENDORSEMENT
UPORABA POTRDITEV
(Article 24)
(Člen 24)
Third-country credit rating agency
Bonitetna agencija iz tretje države
The following information for each relevant third-country credit rating agency:
Naslednje informacije za vsako zadevno bonitetno agencijo iz tretje države:
its full name;
polno ime;
its legal status, including an excerpt from the relevant commercial or court register, or other form of evidence of the place of incorporation and scope of business activity or other details of company registration;
pravni status, izpisek iz ustreznega poslovnega ali sodnega registra ali drugo dokazilo o kraju pridobitve statusa pravne osebe in obsegu poslovanja oz. druge podatke o registraciji podjetja;
its country of establishment;
državo ustanovitve;
the address of its registered office;
naslov registriranega sedeža;
evidence that the third-country credit rating agency is authorised or registered and is subject to supervision in the relevant jurisdiction;
dokazilo, da ima bonitetna agencija iz tretje države dovoljenje za opravljanje dejavnosti oziroma je za to registrirana in je pod nadzorom v skladu z zadevnim pravnim redom;
the class of credit rating which the credit rating agency expects to endorse; and
razred bonitetnih ocen, ki jih bonitetna agencija namerava potrjevati, in
the number of analysts it employs.
število zaposlenih.
An organisational ownership chart of each credit rating agency, its subsidiaries, branches, parent undertaking and subsidiaries controlled by the parent undertaking involved in the process of issuing ratings for which endorsement is envisaged.
Organizacijska lastniška shema vsake bonitetne agencije, njenih odvisnih družb, podružnic, matične družbe in odvisnih družb, ki jih nadzoruje matična družba, ki so vključene v izdajanje bonitetnih ocen, ki naj bi bile potrjene.
Assessment of the third-country regulatory regime
Ocena regulativnega okvira tretje države
In relation to each relevant third-country jurisdiction, detailed information, structured analysis and reasoning for each requirement set out in Articles 6 to 12 of Regulation (EC) No 1060/2009, including any reference to the relevant sections of the third-country law/regulation.
Glede na vsak pravni red tretje države podrobne informacije, strukturirano analizo in utemeljitev za vsako zahtevo iz členov 6 do 12 Uredbe (ES) št. 1060/2009, vključno z vsemi sklici na ustrezne pravne/regulativne predpise tretje države.
The obligation set out in the first subparagraph of this point shall not apply where ESMA is satisfied that the requirements of the third-country regime are as stringent as the requirements set out in Articles 6 to 12 of Regulation (EC) No 1060/2009.
Obveznost iz prvega odstavka te točke ne velja, če je ESMA presodila, da so zahteve regulativnega okvira tretje države enako stroge kot zahteve iz členov 6 do 12 Uredbe (ES) št. 1060/2009.
Procedures to monitor conduct
Postopki za spremljanje ravnanja
A description of the measures put in place by the endorsing credit rating agency to monitor that the third-country credit rating agency is fulfilling such requirements and to monitor any potential concerns identified by the endorsing credit rating agency with respect to the fulfilment of such requirements.
Opis ukrepov, ki jih je bonitetna agencija, ki potrjuje ocene, sprejela za spremljanje, ali bonitetna agencija iz tretje države izpolnjuje takšne zahteve, in za spremljanje vseh morebitnih pomislekov, ki jih ima bonitetna agencija, ki potrjuje ocene, glede izpolnjevanja takšnih zahtev.
Objective reasons
Objektivni razlogi
An indication of objective reasons for credit ratings to be issued in a third country.
Navedba objektivnih razlogov za izdajo bonitetnih ocen v tretji državi.
Legislation in the third country
Zakonodaja v tretji državi
Evidence that public authorities are not entitled to interfere with the content of credit ratings and methodologies used by credit rating agencies incorporated in each relevant third-country jurisdiction.
Dokaz, da javni organi ne smejo posegati v vsebino bonitetnih ocen in metodologij, ki jih uporabljajo bonitetne agencije, ustanovljene v skladu s pravnim redom tretje države.
SYSTEMIC IMPORTANCE INDICATORS
KAZALNIKI SISTEMSKE POMEMBNOSTI
(Article 28)
(Člen 28)
A credit rating agency shall provide ESMA with the volume of outstanding credit ratings it has issued with the details set out in the following table.
Bonitetna agencija ESMA predloži obseg trenutnih bonitetnih ocen, ki jih je izdala, pri čemer navede podrobnosti, določene v spodnji tabeli.
The information regarding the corporate rating and sovereign and public finance ratings shall be provided on the basis of number of credit ratings and the information regarding structured finance ratings shall be provided on the basis of the amount (in millions of euro) of issuing of the structured finance instruments.
Informacije o bonitetnih ocenah gospodarskih družb ter bonitetnih ocenah držav in javnih financ temeljijo na številu bonitetnih ocen. Informacije o bonitetnih ocenah strukturiranih finančnih instrumentov temeljijo na znesku (v milijonih EUR) izdanih strukturiranih finančnih instrumentov.
Corporate ratings (number of credit ratings)
Bonitetne ocene gospodarskih družb (število bonitetnih ocen)
Financial institution including credit institutions and investment firms
Finančna institucija, vključno s kreditnimi institucijami in investicijskimi družbami
Insurance undertaking
Zavarovalnica
Corporate issuer that is not considered a financial institution or an insurance undertaking
Zasebni izdajatelj, ki se ne šteje za finančno institucijo ali zavarovalnico
Sovereign and public finance ratings (number of credit ratings)
Bonitetne ocene držav in javnih financ (število bonitetnih ocen)
Structured Finance ratings (amount of the issuing in millions of euro)
Bonitetne ocene strukturiranih finančnih instrumentov (znesek izdanih instrumentov v milijonih eurov)
A credit rating agency shall provide information on the annual revenues generated in any European Union Member State and in other countries outside the European Union for the past three years with the following level of detail:
Bonitetna agencija predloži informacije o letnih prihodkih, ustvarjenih v vsaki državi članici Evropske unije in v drugih državah zunaj Evropske unije, v zadnjih treh letih, pri čemer navede:
EU Member State 1
Država članica EU 1
EU Member State 2
Država članica EU 2
EU Member State 3
Država članica EU 3
Other non-EU countries
Druge države, ki niso članice EU
Rating activities
Dejavnosti ocenjevanja
From rated entities or related third parties
Ocenjevani subjekti ali povezane tretje osebe
From subscribers
Naročniki
Non-rating activities
Dejavnosti, ki niso povezane z ocenjevanjem
Member States shall be individually identified.
Države članice se navede posamično.
persons appointed to direct the business of the branches;
osebe, imenovane za vodenje podružnic;
officers responsible for internal audit, internal control, compliance function, risk assessment and review function.
zaposlene, odgovorne za notranjo revizijo, notranji nadzor, spremljanje skladnosti, ocenjevanje tveganj in preglede.
Body (administrative board, supervisory board, audit committee, remunerations committee, etc.) and position (Chair, vice-chair, member)
Organ (upravni odbor, nadzorni svet, revizijska komisija, odbor za plačila itd.) in položaj (predsednik, podpredsednik, član)
Body (administrative or supervisory board)
Član Organ (upravni odbor ali nadzorni svet)
Independent member (YES/NO) and if YES, provide justification
Neodvisen član (DA/NE); če DA, dokažite
compliance function; and
funkcija za zagotavljanje zakonitosti poslovanja, in
review function.
funkcija pregledovanja.
the sequence of steps followed for the production of ratings; the process for reviewing the documentation of issuers or securities to be rated. This shall include any benchmark used to facilitate the review;
zaporedje posameznih korakov za pripravo ocen in postopek za pregled dokumentacije izdajateljev ali vrednostnih papirjev, ki se jih ocenjuje; to vključuje tudi vsa referenčna merila, ki olajšajo pregled;