natgillin/translations-raw huggingface dataset:
the arrangements to ensure a minimum service level of the critical functions and the expected timing of the completion of the full recovery of those processes;
dogovore za zagotavljanje minimalne ravni delovanja ključnih funkcij in pričakovano obdobje, potrebno za ponovno vzpostavitev navedenih procesov;
the maximum acceptable recovery time for business processes and systems, having in mind the deadline for reporting to trade repositories as provided for in Article 9 of Regulation (EU) No 648/2012 and the volume of data that the trade repository needs to process within that daily period;
najdaljše sprejemljivo obdobje za ponovno vzpostavitev poslovnih procesov in sistemov, ob upoštevanju roka za poročanje repozitorijem sklenjenih poslov iz člena 9 Uredbe (EU) št. 648/2012 in količine podatkov, ki jih mora repozitorij sklenjenih poslov obdelati dnevno;
the procedures to deal with incident logging and reviews;
postopke za obravnavo evidentiranja izrednih dogodkov in pregledov;
testing programme and the results of any tests;
program preskušanja in rezultate kakršnih koli preskusov;
the number of alternative technical and operational sites available, their location, the resources when compared with the main site and the business continuity procedures in place in the event that alternate sites need to be used;
številna druga razpoložljiva tehnična in operativna mesta, njihovo lokacijo in vire v primerjavi z glavnim mestom ter razpoložljive postopke neprekinjenega poslovanja v primeru, da je treba uporabiti nadomestna mesta;
information on access to a secondary business site to allow staff to ensure continuity of the service if a main office location is not available;
informacije o dostopu do sekundarnega poslovnega mesta, ki zaposlenim omogoča neprekinjeno izvajanje storitev, če mesto glavne pisarne ni na voljo;
a description of the arrangements for ensuring the applicant’s trade repository activities in case of disruption and the involvement of trade repository users and other third parties in them.
opis ureditev za zagotavljanje izvajanja dejavnosti repozitorija sklenjenih poslov, ki vlaga vlogo, v primeru motenj ter vključenosti uporabnikov repozitorija sklenjenih poslov in drugih tretjih strani v njih.
Recordkeeping policy
Politika vodenja evidenc
An application for registration as a trade repository shall contain information about the receipt and administration of data, including any policies and procedures put in place by the applicant to ensure:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje informacije o prejemu in upravljanju podatkov, vključno z vsemi politikami in postopki vlagatelja za zagotovitev:
a timely and accurate registration of the information reported;
pravočasne in točne registracije poročanih informacij;
that the data is maintained both online and offline;
hrambe podatkov na spletu in zunaj njega;
that the data is adequately copied for business continuity purposes.
ustreznega razmnoževanja podatkov za namene neprekinjenega poslovanja.
An application for registration as a trade repository shall contain a description of the recordkeeping systems, policies and procedures that are used in order to ensure that information is modified appropriately and that positions are calculated correctly in accordance with relevant legislative or regulatory requirements.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje opis sistemov, politik in postopkov za vodenje evidenc, ki se uporabljajo za zagotovitev, da se informacije ustrezno spreminjajo in da se pozicije pravilno izračunajo v skladu z ustreznimi zakonodajnimi ali regulativnimi zahtevami.
Data availability
Razpoložljivost podatkov
Data availability mechanisms
Mehanizmi za razpoložljivost podatkov
An application for registration as a trade repository shall contain a description of the resources, methods and channels that the applicant will use to facilitate access to the information in accordance with Article 81(1), (3) and (5) of Regulation (EU) No 648/2012 on transparency and data availability, together with:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje opis virov, metod in kanalov, ki jih bo vlagatelj uporabil za lažji dostop do informacij v skladu s členom 81(1), (3) in (5) Uredbe (EU) št. 648/2012 glede preglednosti in razpoložljivosti podatkov, skupaj z:
a description of the resources, methods and channels that the trade repository will employ in order to facilitate the access to the data contained therein to the public in accordance with Article 81(1) of Regulation (EU) No 648/2012, and the frequency of updates, along with a copy of the specific manuals and internal policies;
opisom virov, metod in kanalov, ki jih bo repozitorij sklenjenih poslov uporabil za lažji dostop javnosti do vsebovanih podatkov v skladu s členom 81(1) Uredbe (EU) št. 648/2012, in pogostosti posodobitev, skupaj z izvodom posebnih priročnikov in notranjih politik;
a description of the resources, methods and facilities that the trade repository will employ in order to facilitate the access to its information to the relevant authorities in accordance with Article 81(3) of Regulation (EU) No 648/2012, the frequency of the update and the controls and verifications that the trade repository may establish for the access filtering process, along with a copy of the specific manuals and internal procedures;
opisom virov, metod in naprav, ki jih bo repozitorij sklenjenih poslov uporabil za lažji dostop zadevnih organov do svojih informacij v skladu s členom 81(3) Uredbe (EU) št. 648/2012, pogostosti posodobitev ter nadzora in preverjanj, ki jih repozitorij sklenjenih poslov lahko vzpostavi za postopek filtriranja dostopa, skupaj z izvodom posebnih priročnikov in notranjih politik;
a description of the resources, methods and channels that the trade repository will employ in order to facilitate the access to its information to counterparties to contracts in accordance with Article 80(5) of Regulation (EU) No 648/2012 and the frequency of updates, along with a copy of the specific manuals and internal policies.
opisom virov, metod in kanalov, ki jih bo repozitorij sklenjenih poslov uporabil za lažji dostop nasprotnih strank do svojih informacij v skladu s členom 80(5) Uredbe (EU) št. 648/2012, in pogostosti posodobitev, skupaj z izvodom posebnih priročnikov in notranjih politik.
Verification of the accuracy and completeness of the application
Preverjanje točnosti in popolnosti vloge
Any information submitted to ESMA during the registration process shall be accompanied by a letter signed by a member of the board of the trade repository and of the senior management, attesting that the submitted information is accurate and complete to the best of their knowledge, as of the date of that submission.
Vse informacije, predložene organu ESMA med postopkom registracije, imajo priložen dopis, ki ga podpišeta člana upravnega odbora repozitorija sklenjenih poslov in višjega vodstva, s čimer se potrdi točnost in popolnost predloženih informacij po njuni najboljši vednosti, in sicer od datuma navedene predložitve.
The information shall also be accompanied, where relevant, with the relevant corporate legal documentation certifying the accuracy of the data.
Informacije imajo priloženo tudi, kadar je ustrezno, ustrezno pravno poslovno dokumentacijo, ki potrjuje točnost podatkov.
Commission Delegated Regulation (EU) No 151/2013
Delegirana uredba Komisije (EU) št. 151/2013
supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories, with regard to regulatory technical standards specifying the data to be published and made available by trade repositories and operational standards for aggregating, comparing and accessing the data
o dopolnitvi Uredbe (EU) št. 648/2012 Evropskega parlamenta in Sveta o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov glede regulativnih tehničnih standardov, ki določajo podatke, ki jih morajo repozitoriji sklenjenih poslov javno objaviti in predložiti, ter operativne standarde za zbiranje, primerjavo in dostop do podatkov
Having regard to Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories [2], and in particular Article 81(5) thereof,
ob upoštevanju Uredbe (EU) št. 648/2012 Evropskega parlamenta in Sveta z dne 4. julija 2012 o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov [2] zlasti člena 81(5) Uredbe,
It is essential to clearly identify relevant contracts and their respective counterparties.
Pomembno je, da se jasno opredelijo ustrezne pogodbe in njihove ustrezne nasprotne stranke.
Following a functional approach, entities accessing data held by trade repositories should be considered according to the competences they have and the functions they perform.
V skladu s funkcionalnim pristopom bi bilo treba subjekte, ki dostopajo do podatkov, shranjenih v repozitorijih sklenjenih poslov, obravnavati glede na njihove pristojnosti in funkcije, ki jih opravljajo.
The European Securities and Markets Authority (ESMA) should have access to all the transaction level data held by trade repositories, for the purpose of trade repository supervision, to be able to make information requests, take appropriate supervisory measures and also monitor whether registration as a trade repository should be kept or withdrawn.
(2) Evropski organ za vrednostne papirje in trge (v nadaljnjem besedilu: organ ESMA) bi moral imeti dostop do vseh podatkov o transakcijah, shranjenih v repozitorijih sklenjenih poslov, za nadzor nad repozitoriji sklenjenih poslov, da lahko zahteva informacije, sprejme ustrezne nadzorne ukrepe in tudi spremlja, ali bi bilo treba registracijo repozitorija sklenjenih poslov ohraniti ali odvzeti.
Given its responsibilities under Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority) [3] and Regulation (EU) No 648/2012, ESMA should be given access on different mandates.
Organu ESMA bi bilo treba glede na njegove pristojnosti v skladu z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) [3] in Uredbo (EU) št. 648/2012 podeliti dostop glede na različne naloge, ki so mu dodeljene.
The access to data by individual staff members of ESMA should be in line with each of those specific mandates.
Dostop do podatkov za posamezne člane osebja organa ESMA bi moral biti v skladu z vsako od teh posebnih nalog.
The European Systemic Risk Board (ESRB), ESMA and the relevant members of the European System of Central Banks (ESCB), including some national central banks and relevant Union securities and markets authorities, have a mandate for monitoring and preserving financial stability in the Union, and should therefore have access to transaction data for all counterparties for the purpose of their respective tasks in that regard.
(4) Evropski odbor za sistemska tveganja (v nadaljnjem besedilu: ESRB), organ ESMA in zadevne članice Evropskega sistema centralnih bank (v nadaljnjem besedilu: ESCB), vključno z nekaterimi nacionalnimi centralnimi bankami in ustreznimi organi Unije za vrednostne papirje in trge, imajo nalogo spremljati in ohranjati finančno stabilnosti v Uniji ter bi torej morali imeti dostop do podatkov o transakcijah za vse nasprotne stranke za namen njihovih različnih s tem povezanih nalog.
Supervisors and overseers of central counterparties (CCPs) need access to enable the effective exercise of their duties over of such entities, and should therefore have access to all the information necessary for such mandate.
Nadzorniki in pregledovalci centralnih nasprotnih strank (v nadaljnjem besedilu: CNS) potrebujejo dostop, da se jim omogoči učinkovito opravljanje njihovih nalog pri teh subjektih, in bi zato morali imeti dostop do vseh informacij, potrebnih za take naloge.
Access by the relevant ESCB members serves to fulfil their basic tasks, most notably the functions of a central bank of issue, their financial stability mandate, and in some cases prudential supervision over some counterparties.
Dostop zadevnih članic ESCB je namenjen izpolnjevanju njihovih osnovnih nalog, še zlasti nalog centralne banke izdaje, njihovih nalog glede finančne stabilnosti in v nekaterih primerih bonitetnega nadzora nekaterih nasprotnih strank.
Since certain ESCB members have different mandates under national legislation, they should be granted access to data in accordance to the different mandates listed in Article 81(3) of Regulation (EU) No 648/2012.
Ker imajo v skladu z nacionalno zakonodajo nekatere članice ESCB drugačne naloge, bi jim bilo treba dostop do podatkov odobriti v skladu z različnimi nalogami, navedenimi v členu 81(3) Uredbe (EU) št. 648/2012.
The relevant Union securities and market authorities have as a main duty investor protection in their respective jurisdictions and should be granted access to transaction data on markets, participants, products and underlyings covered under by their surveillance and enforcement mandates.
Glavna naloga ustreznih organov Unije za vrednostne papirje in trge je zaščita vlagateljev v njihovih zadevnih jurisdikcijah ter bi jim bilo treba odobriti dostop do podatkov o transakcijah glede trgov, udeležencev, produktov in osnovnih sredstev, ki sodijo pod njihov nadzor in izvršilne naloge.
The authorities appointed under Article 4 of Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bids [4] should be granted access to the transactions in equity derivatives where the underlying is either admitted to trading on a regulated market in their jurisdiction, has their legal address within their jurisdiction or is an offeror for a company for such an undertaking and the consideration it offers includes securities.
Organom, imenovanim v skladu s členom 4 Direktive 2004/25/ES Evropskega parlamenta in Sveta z dne 21. aprila 2004 o ponudbah za prevzem [4], bi bilo treba odobriti dostop do transakcij z izvedenimi finančnimi instrumenti na delnice, pri katerih je osnovno sredstvo bodisi sprejeto v trgovanje na reguliranem trgu v njihovi jurisdikciji, ima pravni naslov v njihovi jurisdikciji ali je ponudnik za podjetje, sprejeto v trgovanje na reguliranem trgu v njihovi jurisdikciji, in nadomestilo, ki ga ponuja, vključuje vrednostne papirje.
The Agency for the Cooperation of Energy Regulators (ACER) should be granted access for the purpose of monitoring wholesale energy markets in order to detect and deter market abuse in cooperation with national regulatory authorities, and the monitoring of wholesale energy markets to detect and deter market abuse under Regulation (EU) No 1227/2011 the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and transparency (REMIT) [5].
Agenciji za sodelovanje energetskih regulatorjev (v nadaljnjem besedilu: agencija ACER) bi bilo treba odobriti dostop za spremljanje veleprodajnih energetskih trgov z namenom odkrivanja in odvračanja od zlorab trga v sodelovanju z nacionalnimi regulativnimi organi ter spremljanje veleprodajnih energetskih trgov z namenom odkrivanja in odvračanja od zlorab trga v skladu z Uredbo (EU) št. 1227/2011 Evropskega parlamenta in Sveta z dne 25. oktobra 2011 o celovitosti in preglednosti veleprodajnega energetskega trga [5] (v nadaljnjem besedilu: REMIT).
ACER should therefore have access to all data held by a trade repository as regards energy derivatives.
Agencija ACER bi zato morala imeti dostop do vseh podatkov, shranjenih v repozitorijih sklenjenih poslov, v zvezi z energetskimi izvedenimi finančnimi instrumenti.
Regulation (EU) No 648/2012 only covers trade data and not pre-trade data such as orders to trade as required under Regulation (EU) No 1227/2011.
Uredba (EU) št. 648/2012 pokriva samo podatke o trgovanju, ne pa podatkov pred trgovanjem, kot so naročila za trgovanje v skladu z zahtevami Uredbe (EU) št. 1227/2011.
Therefore, trade repositories should not be regarded as the appropriate source of information to ACER in that regard.
Zato se v tem pogledu repozitoriji sklenjenih poslov ne bi smeli šteti kot ustrezen vir informacij za agencijo ACER.
Under a functional approach for accessing data held by trade repositories, prudential supervision is an essential component.
V okviru funkcionalnega pristopa za dostop do podatkov, shranjenih v repozitorijih sklenjenih poslov, je bonitetni nadzor bistven sestavni del.
Similarly, different authorities might have a prudential supervisory mandate.
Podobno imajo lahko nalogo bonitetnega nadzora različni organi.
Therefore, access to the transaction data on the relevant entities should be ensured to all authorities listed under Article 81(3) of Regulation (EU) No 648/2012.
Zato bi bilo treba dostop do podatkov o transakcijah za zadevne subjekte zagotoviti vsem organom, navedenim v členu 81(3) Uredbe (EU) št. 648/2012.
Entities accessing trade repository data under Article 81(3) of Regulation (EU) No 648/2012 should ensure that they keep and enforce policies in order to ensure that only the relevant persons access the information for a well-defined and legally founded purpose, also being clear on the possible other persons authorised to access such data.
Subjekti, ki dostopajo do podatkov, shranjenih v repozitoriju sklenjenih poslov, v skladu s členom 81(3) Uredbe (EU) št. 648/2012, bi morali zagotoviti, da imajo in izvajajo politike za zagotovitev, da do podatkov dostopajo samo ustrezne osebe za natančno določen in pravno utemeljen namen, pri čemer bi moralo biti jasno tudi, katere morebitne druge osebe so pooblaščene za dostop do takih podatkov.
The access to data should be considered within three aggregation levels.
Dostop do podatkov bi bilo treba obravnavati v okviru treh zbirnih ravni.
Transaction data should include individual trade details; position data should regard aggregate position data by underlying/product for individual counterparties; and aggregate notional data should correspond to overall positions by underlying/product with no counterparty details.
Podatki o transakcijah bi morali vključevati podrobnosti o posameznih poslih, podatki o pozicijah bi se morali nanašati na podatke o zbirnih pozicijah glede na osnovno sredstvo/produkt za posamezne nasprotne stranke, zbirni nominalni podatki pa bi morali ustrezati zbirnim pozicijam glede na osnovno sredstvo/produkt brez podatkov o nasprotnih strankah.
Access to transaction data would also grant access to position level and aggregate data.
Dostop do podatkov o transakcijah bi dovoljeval tudi dostop do ravni pozicij in zbirnih podatkov.
Access to position data would also grant access to aggregate data, but not transaction level data.
Dostop do podatkov o pozicijah bi dovoljeval tudi dostop do zbirnih podatkov, ne pa dostopa do ravni podatkov o transakcijah.
Conversely, access to aggregate notional data should be the less granular category and should not enable access to position or transaction level data.
Nasprotno pa bi moral biti dostop do zbirnih nominalnih podatkov manj prepustna kategorija in ne bi smel omogočati dostopa do ravni podatkov o pozicijah ali transakcijah.
This Regulation is based on the draft regulatory technical standards submitted by the European Securities and Markets Authority to the Commission.
Ta uredba temelji na osnutku regulativnih tehničnih standardov, ki jih je Evropski organ za vrednostne papirje in trge predložil Komisiji.
Publication of aggregate data
Objava zbirnih podatkov
Trade repositories shall publish data provided for in Article 81(1) of Regulation (EU) No 648/2012, including at least:
Repozitoriji sklenjenih poslov objavijo podatke iz člena 81(1) Uredbe (EU) št. 648/2012, ki vključujejo najmanj naslednje:
a breakdown of the aggregate open positions per derivative class as follows:
razčlembo zbirnih odprtih pozicij po razredih izvedenih finančnih instrumentov kot sledi:
other;
drugo;
a breakdown of aggregate transaction volumes per derivative class as follows:
razčlembo zbirnih obsegov transakcij po razredih izvedenih finančnih instrumentov kot sledi:
a breakdown of aggregate values per derivative class, as follows:
razčlembo zbirnih vrednosti po razredih izvedenih finančnih instrumentov kot sledi:
The data shall be published on a website or an online portal which is easily accessible by the public and updated at least weekly.
Podatki se objavijo na spletni strani ali spletnem portalu, ki je enostavno dostopen javnosti, in se posodabljajo najmanj enkrat na teden.
Data access by relevant authorities
Dostop do podatkov za ustrezne organe
A trade repository shall provide access to all transaction data to the European Securities and Markets Authority (ESMA) for the purpose of fulfilling its supervisory competences.
Repozitorij sklenjenih poslov zagotovi dostop do vseh podatkov o transakcijah Evropskemu organu za vrednostne papirje in trge (v nadaljnjem besedilu: organ ESMA) za izvajanje njegovih nadzornih pristojnosti.
ESMA shall enact internal procedures in order to ensure the appropriate staff access and any relevant limitations of access as regards non-supervisory activities under ESMA’s mandate.
Organ ESMA sprejme notranje postopke za zagotovitev ustreznega dostopa osebja in vseh potrebnih omejitev dostopa glede dejavnosti, ki niso nadzorne, v okviru nalog organa ESMA.
A trade repository shall provide the Authority for the Cooperation of Energy Regulators (ACER) with access to all transaction data regarding derivatives where the underlying is energy or emission allowances.
Repozitorij sklenjenih poslov zagotovi Agenciji za sodelovanje energetskih regulatorjev (v nadaljnjem besedilu: agencija ACER) dostop do vseh podatkov o transakcijah v zvezi z izvedenimi finančnimi instrumenti, pri katerih so osnovno sredstvo energija ali emisijski kuponi.
A trade repository shall provide a competent authority supervising a CCP and the relevant member of the European System of Central Banks (ESCB) overseeing the CCP, where applicable, with access to all the transaction data cleared or reported by the CCP.
Repozitorij sklenjenih poslov zagotovi pristojnemu organu, ki nadzoruje CNS, in zadevni članici Evropskega sistema centralnih bank (v nadaljnjem besedilu: ESCB), ki pregleduje CNS, kadar je primerno, dostop do vseh podatkov o transakcijah, za katere je CNS opravila kliring ali je o njih poročala.
A trade repository shall provide a competent authority supervising the venues of execution of the reported contracts with access to all the transaction data on contracts executed on those venues.
Repozitorij sklenjenih poslov zagotovi pristojnemu organu, ki nadzoruje mesta izvršitve pogodb, o katerih se poroča, dostop do vseh podatkov o transakcijah za pogodbe, izvršene na zadevnih mestih trgovanja.
A trade repository shall provide a supervisory authority appointed under Article 4 of Directive 2004/25/EC with access to all the transaction data on derivatives where the underlying is a security issued by a company which meets one of the following conditions:
Repozitorij sklenjenih poslov zagotovi pristojnemu organu, imenovanemu v skladu s členom 4 Direktive 2004/25/ES, dostop do vseh podatkov o transakcijah za izvršene finančne instrumente, pri katerih je osnovno sredstvo vrednostni papir, ki ga je izdalo podjetje, ki izpolnjuje enega od naslednjih pogojev:
it is admitted to trading on a regulated market within their jurisdiction;
sprejeto je v trgovanje na reguliranem trgu znotraj njegove jurisdikcije;
it has its registered office or, where it has no registered office, its head office, in their jurisdiction;
ima registrirani sedež ali, če nima registriranega sedeža, glavni sedež v njegovi jurisdikciji;
it is an offeror for the entities provided for in points (a) or (b) and the consideration it offers includes securities.
gre za ponudnika za subjekte iz točke (a) ali (b) in nadomestilo, ki ga ponuja, vključuje vrednostne papirje.
The data to be provided in accordance with paragraph 6 shall include information on:
Podatki, ki jih je treba predložiti v skladu z odstavkom 6, vključujejo informacije o naslednjem: