natgillin/translations-raw huggingface dataset:
AIFMs shall establish, implement and maintain systems and procedures that are adequate to safeguard the security, integrity and confidentiality of information, taking into account the nature of the information in question.
UAIS vzpostavijo, izvajajo in vzdržujejo sisteme in postopke, ki so primerni za ohranjanje varnosti, celovitosti in zaupnosti informacij, ob upoštevanju narave zadevnih informacij.
AIFMs shall establish, implement and maintain an adequate business continuity policy aimed at ensuring, in the event of an interruption to their systems and procedures, the preservation of essential data and functions, and the maintenance of services and activities, or, where that is not possible, the timely recovery of such data and functions and the timely resumption of their services and activities.
UAIS opredelijo, izvajajo in vzdržujejo ustrezno politiko neprekinjenega poslovanja, katere cilj je zagotoviti, da se v primeru izpada njihovih sistemov in postopkov ohranijo ključni podatki in funkcije ter nadaljujejo storitve in dejavnosti ali, kadar to ni mogoče, da se ti podatki in funkcije pravočasno obnovijo, njihove storitve in dejavnosti pa se začnejo hitro ponovno izvajati.
AIFMs shall establish, implement and maintain accounting policies and procedures and valuation rules that enable them, at the request of the competent authority, to deliver in a timely manner to the competent authority financial reports which reflect a true and fair view of their financial position and which comply with all applicable accounting standards and rules.
UAIS opredelijo, izvajajo in vzdržujejo računovodske politike in postopke ter pravila za vrednotenje, ki jim omogočajo, da pristojnemu organu na njegovo zahtevo pravočasno pošljejo računovodska poročila, ki prikazujejo resnično in pošteno sliko njihovega finančnega položaja ter so skladna z vsemi veljavnimi računovodskimi standardi in pravili.
AIFMs shall implement appropriate policies and procedures to ensure that the redemption policies of the AIF are disclosed to investors, in sufficient detail, before they invest in the AIF and in the event of material changes.
UAIS izvajajo ustrezne politike in postopke za zagotovitev, da se politike odkupov AIS vlagateljem dovolj podrobno razkrijejo, še preden vložijo v AIS in v primeru pomembnih sprememb.
AIFMs shall monitor and, on a regular basis, evaluate the adequacy and effectiveness of their systems, internal control mechanisms and arrangements established in accordance with paragraphs 1 to 5, and take appropriate measures to address any deficiencies.
UAIS spremljajo in redno ocenjujejo ustreznost in učinkovitost svojih sistemov, mehanizmov notranjega nadzora in ukrepov, vzpostavljenih v skladu z odstavki 1 do 5, ter sprejmejo ustrezne ukrepe za odpravljanje vseh pomanjkljivosti.
AIFMs shall make appropriate and sufficient arrangements for suitable electronic systems so as to permit the timely and proper recording of each portfolio transaction or subscription or, where relevant, redemption order.
UAIS sprejmejo ustrezne in zadostne ukrepe za vzpostavitev primernih elektronskih sistemov, ki omogočajo pravočasno in pravilno evidentiranje vsake portfeljske transakcije ali vpisa ali, kjer je ustrezno, naročila za odkup.
AIFMs shall ensure a high standard of security during the electronic data processing and integrity and confidentiality of the recorded information, as appropriate.
UAIS zagotovijo visoko raven varnosti pri obdelavi elektronskih podatkov ter po potrebi celovitost in zaupnost evidentiranih informacij.
AIFMs shall employ accounting policies and procedures as referred to in Article 57(4) so as to ensure the protection of investors.
UAIS uporabljajo računovodske politike in postopke, kot so navedeni v členu 57(4), da zagotovijo zaščito vlagateljev.
The accounting records shall be kept in such a way that all assets and liabilities of the AIF can be directly identified at all times.
Računovodske evidence se vodijo tako, da se lahko sredstva in obveznosti AIS vedno neposredno identificirajo.
If an AIF has different investment compartments, separate accounts shall be maintained for those compartments.
Če ima AIS različne naložbene oddelke, se za vsakega od njih vodijo ločene evidence.
AIFMs shall establish, implement and maintain accounting and valuation policies and procedures so as to ensure that the net asset value of each AIF is accurately calculated on the basis of the applicable accounting rules and standards.
UAIS vzpostavijo, izvajajo in vzdržujejo računovodske politike in postopke ter politike in postopke vrednotenja, da zagotovijo, da se čista vrednost sredstev vsakega AIS natančno izračuna na podlagi veljavnih računovodskih pravil in standardov.
Control by the governing body, senior management and supervisory function
Nadzor s strani vodstvenega organa, višjega vodstva in nadzorne funkcije
When allocating functions internally, AIFMs shall ensure that the governing body, the senior management and, where it exists, the supervisory function are responsible for the AIFM’s compliance with its obligations under Directive 2011/61/EU.
UAIS pri notranjem razporejanju nalog zagotovijo, da so vodstveni organ, višje vodstvo in, kadar obstaja, nadzorna funkcija odgovorni za izpolnjevanje obveznosti UAIS iz Direktive 2011/61/EU.
An AIFM shall ensure that its senior management:
UAIS zagotovi, da njegovo višje vodstvo:
is responsible for the implementation of the general investment policy for each managed AIF, as defined, where relevant, in the fund rules, the instruments of incorporation, the prospectus or the offering documents;
nosi odgovornost za izvajanje splošne naložbene politike pri vsakem upravljanem AIS, kot je določeno, kjer je smiselno, v pravilih upravljanja sklada, ustanovnih aktih, prospektu ali ponudbenih dokumentih;
oversees the approval of the investment strategies for each managed AIF;
nadzoruje odobritev naložbenih strategij za vsak upravljani AIS;
is responsible for ensuring that valuation policies and procedures in accordance with Article 19 of Directive 2011/61/EU are established and implemented;
nosi odgovornost za zagotovitev, da se politike in postopki vrednotenja v skladu s členom 19 Direktive 2011/61/EU opredelijo in izvršujejo;
is responsible for ensuring that the AIFM has a permanent and effective compliance function, even if this function is performed by a third party;
nosi odgovornost za zagotovitev, da ima UAIS stalno in učinkovito funkcijo spremljanja skladnosti, tudi če to funkcija izvaja tretja oseba;
ensures and verifies on a periodic basis that the general investment policy, the investment strategies and the risk limits of each managed AIF are properly and effectively implemented and complied with, even if the risk management function is performed by third parties;
zagotovi in redno preverja, da se splošna naložbena politika, naložbene strategije in omejitve tveganja vsakega upravljanega AIS pravilno in učinkovito izvajajo in upoštevajo, tudi če funkcijo obvladovanja tveganja izvajajo tretje osebe;
approves and reviews on a periodic basis the adequacy of the internal procedures for undertaking investment decisions for each managed AIF, so as to ensure that such decisions are consistent with the approved investment strategies;
odobri in redno preverja ustreznost notranjih postopkov, po katerih se sprejemajo naložbene odločitve za vsak upravljani AIS, ter tako zagotovi, da so take odločitve v skladu z odobrenimi naložbenimi strategijami;
approves and reviews on a periodic basis the risk management policy and the arrangements, processes and techniques for implementing that policy, including the risk limit system for each AIF it manages;
odobri in redno pregleduje politiko obvladovanja tveganja ter ukrepe, postopke in tehnike za izvajanje te politike, vključno s sistemom omejitev tveganj za vsak upravljani AIS;
is responsible for establishing and applying a remuneration policy in line with Annex II to Directive 2011/61/EU.
nosi odgovornost za vzpostavitev in uporabo politike prejemkov v skladu s Prilogo II k Direktivi 2011/61/EU.
An AIFM shall also ensure that its senior management and, where appropriate, its governing body or supervisory function:
UAIS tudi zagotovi, da njegovo višje vodstvo in, če je primerno, njegov vodstveni organ ali nadzorna funkcija:
assess and periodically review the effectiveness of the policies, arrangements and procedures put in place to comply with the obligations laid down in Directive 2011/61/EU;
ocenita in redno preverjata učinkovitost politik, ukrepov in postopkov, vzpostavljenih za namene izpolnitve obveznosti iz Direktive 2011/61/EU;
take appropriate measures to address any deficiencies.
sprejmeta ustrezne ukrepe za odpravo vseh pomanjkljivosti.
An AIFM shall ensure that its senior management receives on a frequent basis, and at least annually, written reports on matters of compliance, internal audit and risk management indicating in particular whether appropriate remedial measures have been taken in the event of any deficiencies.
UAIS zagotovijo, da njihovo višje vodstvo redno in vsaj enkrat na leto prejme pisna poročila o izpolnjevanju obveznosti, notranji reviziji in obvladovanju tveganja, v katerih je zlasti navedeno, ali so bili za odpravo morebitnih pomanjkljivosti sprejeti ustrezni ukrepi.
An AIFM shall ensure that its senior management receives on a regular basis reports on the implementation of investment strategies and of the internal procedures for taking investment decisions referred to in points (b) to (e) of paragraph 2.
UAIS zagotovijo, da njihovo višje vodstvo redno prejema poročila o izvajanju naložbenih strategij in notranjih postopkov za sprejemanje naložbenih odločitev iz točk (b) do (e) odstavka 2.
An AIFM shall ensure that the governing body or the supervisory function, if any, receives on a regular basis written reports on the matters referred to in paragraph 4.
UAIS zagotovi, da vodstveni organ ali nadzorna funkcija, če obstaja, redno prejema pisna poročila o zadevah iz odstavka 4.
Permanent compliance function
Trajna funkcija zagotavljanja skladnosti
AIFMs shall establish, implement and maintain adequate policies and procedures designed to detect any risk of failure by the AIFM to comply with its obligations under Directive 2011/61/EU, and the associated risks, and put in place adequate measures and procedures designed to minimise such risk and to enable the competent authorities to exercise their powers effectively under that Directive.
UAIS vzpostavijo, izvajajo in vzdržujejo primerne politike in postopke, ki so namenjeni odkrivanju morebitnega tveganja, da UAIS ne bi izpolnjeval obveznosti iz Direktive 2011/61/EU, ter s tem povezanih tveganj, ter vzpostavijo primerne ukrepe in postopke, katerih cilj je, da se tako tveganje čim bolj zmanjša in da se pristojnim organom omogoči učinkovito izvajanje njihovih pooblastil na podlagi navedene direktive.
The AIFM shall take into account the nature, scale and complexity of its business, and the nature and range of services and activities undertaken in the course of that business.
UAIS upošteva naravo, obseg in kompleksnost poslov ter naravo in obseg storitev in dejavnosti, ki se izvajajo pri navedenih poslih.
An AIFM shall establish and maintain a permanent and effective compliance function which operates independently and has the following responsibilities:
UAIS vzpostavi in vzdržuje trajno in učinkovito funkcijo zagotavljanja skladnosti, ki deluje neodvisno in ima naslednje odgovornosti:
monitoring and, on a regular basis, evaluating the adequacy and effectiveness of the measures, policies and procedures put in place in accordance with paragraph 1 and the actions taken to address any deficiencies in the AIFM’s compliance with its obligations;
spremljanje in redno ocenjevanje ustreznosti in učinkovitosti ukrepov, politik in postopkov, vzpostavljenih v skladu z odstavkom 1, ter ukrepov, sprejetih za odpravljanje morebitnih pomanjkljivosti UAIS pri izpolnjevanju njegovih obveznosti;
advising the relevant persons responsible for carrying out services and activities and assisting them in complying with the AIFM’s obligations under Directive 2011/61/EU.
svetovanje zadevnim osebam, pristojnim za opravljanje storitev in dejavnosti, in pomoč pri izpolnjevanju obveznosti UAIS iz Direktive 2011/61/EU.
In order to enable the compliance function referred to in paragraph 2 to perform its responsibilities properly and independently, the AIFM shall ensure that:
Da lahko funkcija zagotavljanja skladnosti iz odstavka 2 pravilno in neodvisno opravlja svoje naloge, UAIS zagotovi, da:
the compliance function has the necessary authority, resources, expertise and access to all relevant information;
ima funkcija zagotavljanja skladnosti potrebno pristojnost, vire, strokovno znanje in dostop do vseh ustreznih informacij;
a compliance officer is appointed and is responsible for the compliance function and for reporting on a frequent basis, and at least annually, to the senior management on matters of compliance, indicating in particular whether appropriate remedial measures have been taken in the event of any deficiencies;
se imenuje nadzornik za skladnost, ki je zadolžen za funkcijo zagotavljanja skladnosti in pripravo poročil o izpolnjevanju skladnosti, ki jih redno, vsaj enkrat na leto, predloži višjemu vodstvu in v katerih je zlasti navedeno, ali so bili za odpravo morebitnih pomanjkljivosti sprejeti ustrezni ukrepi;
persons in the compliance function are not involved in the performance of services or activities they monitor;
osebe iz funkcije zagotavljanja skladnosti ne sodelujejo pri opravljanju storitev ali dejavnosti, ki jih nadzorujejo;
the method of determining the remuneration of a compliance officer and other persons in the compliance function do not affect their objectivity and are not likely to do so.
metoda za določanje prejemkov nadzornika za skladnost in drugih oseb v funkciji zagotavljanja skladnosti ne vpliva in ni verjetno, da bo vplivala na njihovo objektivnost.
However, the AIFM shall not be required to comply with point (c) or (d) of the first subparagraph where it is able to demonstrate that in view of the nature, scale and complexity of its business, and the nature and range of its services and activities, that the requirement is not proportionate and that its compliance function continues to be effective.
Od UAIS pa se ne zahteva, da izpolnjuje obveznosti iz točk (c) ali (d) prvega pododstavka, kadar lahko dokaže, da ta obveznost ni sorazmerna glede na naravo, obseg in kompleksnost poslov ter vrsto in obseg njegovih storitev in dejavnosti in da je njegova funkcija zagotavljanja skladnosti še naprej učinkovita.
AIFMs shall, where appropriate and proportionate in view of the nature, scale and complexity of their business and the nature and range of collective portfolio management activities undertaken in the course of that business, establish and maintain an internal audit function which is separate and independent from the other functions and activities of the AIFM.
Če je primerno in sorazmerno glede na vrsto, obseg in kompleksnost njihovih poslov ter naravo in obseg dejavnosti upravljanja skupnega portfelja, ki jih opravljajo pri teh poslih, UAIS vzpostavijo in vzdržujejo funkcijo notranje revizije, ki je ločena in neodvisna od drugih funkcij in dejavnosti UAIS.
The internal audit function referred to in paragraph 1 shall:
Funkcija notranje revizije iz odstavka 1:
establish, implement and maintain an audit plan to examine and evaluate the adequacy and effectiveness of the AIFM’s systems, internal control mechanisms and arrangements;
pripravi, izvaja in vzdržuje revizijski načrt za pregled in ocenjevanje ustreznosti in učinkovitosti sistemov, mehanizmov notranjega nadzora in ukrepov UAIS;
issue recommendations based on the results of work carried out in accordance with point (a);
izdaja priporočila na podlagi rezultatov dela, opravljenega v skladu s točko (a);
verify compliance with the recommendations referred to in point (b);
preverja spoštovanja priporočil iz točke (b);
report internal audit matters.
poroča o notranjerevizijskih zadevah.
For any relevant person who is involved in activities that may give rise to a conflict of interest, or who has access to inside information within the meaning of Article 1(1) of Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (market abuse) [10] or to other confidential information relating to an AIF or transactions with or for an AIF, an AIFM shall establish, implement and maintain adequate arrangements aimed at preventing such relevant persons from:(a) entering into a personal transaction in financial instruments or other assets which fulfils one of the following criteria:
UAIS za vse zadevne osebe, ki sodelujejo pri dejavnostih, ki lahko privedejo do nasprotja interesov, ali ki imajo dostop do notranjih informacij v smislu člena 1(1) Direktive 2003/6/ES Evropskega parlamenta in Sveta z dne 28. januarja 2003 o trgovanju z notranjimi informacijami in tržni manipulaciji (zloraba trga) [10] ali do drugih zaupnih informacij v zvezi z AIS ali v zvezi s transakcijami z ali za AIS, vzpostavi, izvaja in vzdržuje ustrezne ukrepe, ki takšnim zadevnim osebam preprečujejo:(a) sklepanje osebnih transakcij s finančnimi instrumenti ali drugimi sredstvi, ki izpolnjujejo eno od naslednjih meril:
the transaction is subject to Article 2(1) of Directive 2003/6/EC;
za transakcijo velja člen 2(1) Direktive 2003/6/ES;
the transaction involves the misuse or improper disclosure of confidential information;
pri transakciji gre za zlorabo ali nepravilno razkritje zaupnih informacij;
the transaction conflicts or is likely to conflict with an obligation of the AIFM under Directive 2011/61/EU;
transakcija je v nasprotju ali bi lahko prišla v nasprotje z obveznostjo UAIS iz Direktive 2011/61/EU;
advising or inducing, other than in the proper course of his employment or contract for services, any other person to enter into a personal transaction referred to in point (a)(i) and (ii), or that would otherwise constitute a misuse of information relating to pending orders;
svetovanje ali prepričevanje, razen v okviru lastne zaposlitve ali pogodbe o storitvah, vsake druge osebe, naj sklene osebno transakcijo, ki je navedena v točki (a)(i) in (ii) ali ki bi drugače pomenila zlorabo podatkov, ki se nanašajo na tekoča naročila;
disclosing, other than in the normal course of his employment or contract for services and without prejudice to Article 3(a) of Directive 2003/6/EC, any information or opinion to any other person if the relevant person knows, or reasonably ought to know, that as a result of that disclosure that other person would or would be likely to take either of the following steps:
razkritje, razen v okviru lastne zaposlitve ali pogodbe o storitvah in ne glede na člen 3(a) Direktive 2003/6/ES, kakršnih koli informacij ali mnenj kateri koli drugi osebi, če zadevna oseba ve ali je za njo razumno pričakovati, da ve, da bi, ali pa je verjetno, da bi, zaradi takega razkritja druga oseba storila naslednje:
entering into a personal transaction referred to in point (a)(i) and (ii) in financial instruments or other assets or that would otherwise constitute a misuse of information relating to pending orders;
sklenila osebno transakcijo iz točke (a)(i) in (ii) s finančnimi instrumenti ali drugimi sredstvi ali pa bi to kako drugače pomenilo zlorabo podatkov, ki se nanašajo na tekoča naročila;
advising or inducing another person to enter into such a personal transaction.
svetovala drugi osebi ali jo prepričevala, naj sklene takšno osebno transakcijo.
The arrangements referred to in paragraph 1 shall in particular be designed to ensure that:
Ukrepi, ki so navedeni v odstavku 1, morajo zlasti zagotoviti, da:
each relevant person is aware of the restrictions on personal transactions referred to in paragraph 1, and of the measures established by the AIFM in connection with personal transactions and disclosure, pursuant to paragraph 1;
se vsaka zadevna oseba zaveda omejitev glede osebnih transakcij iz odstavka 1 in ukrepov, ki jih UAIS sprejme v zvezi z osebnimi transakcijami in razkrivanjem v skladu z odstavkom 1;
the AIFM is informed promptly of any personal transaction entered into by a relevant person covered by paragraph 1, either by notification of that transaction or by other procedures enabling the AIFM to identify such transactions;
se UAIS takoj obvesti o vsaki osebni transakciji, ki jo sklene zadevna oseba iz odstavka 1, z uradnim obvestilom o taki transakciji ali z drugimi postopki, ki UAIS omogočajo identifikacijo takih transakcij;
a record is kept of the personal transaction notified to the AIFM or identified by it, including any authorisation or prohibition in connection with such a transaction.
se vodi evidenca osebne transakcije, o kateri je UAIS obveščen ali jo identificira, vključno z dovoljenji ali prepovedmi v zvezi s tako transakcijo.
For the purposes of point (b) of the first subparagraph, where certain activities of the AIFM are performed by third parties, the AIFM shall ensure that the entity performing the activity maintains a record of personal transactions entered into by any relevant person covered by paragraph 1 and provides that information to the AIFM promptly on request.
Kadar določene dejavnosti UAIS opravljajo tretje osebe, UAIS za namene točke (b) prvega pododstavka zagotovi, da subjekt, ki opravlja dejavnost, vodi evidenco osebnih transakcij, ki jih je sklenila katera koli zadevna oseba iz odstavka 1, in te informacije na zahtevo takoj posreduje UAIS.
Paragraphs 1 and 2 shall not apply to personal transactions:
Odstavka 1 in 2 se ne uporabljata za osebne transakcije:
effected under a discretionary portfolio management service where there is no prior communication in connection with the transaction between the portfolio manager and the relevant person or other person for whose account the transaction is executed;
opravljene na podlagi storitve diskrecijskega upravljanja portfelja, pri katerih ni predhodne komunikacije v zvezi s transakcijo med upraviteljem portfelja in zadevno osebo ali drugo osebo, za račun katere je izvedena transakcija;
in UCITS or AIFs that are subject to supervision under the law of a Member State which requires an equivalent level of risk spreading in their assets, where the relevant person and any other person for whose account the transactions are effected are not involved in the management of that undertaking.
s KNPVP ali AIS, ki so v skladu s pravom države članice, ki za njihova sredstva zahteva enakovredno stopnjo razpršitve tveganja, predmet nadzora, kadar zadevna oseba in katera koli druga oseba, za katere račun se izvedejo transakcije, ne sodelujeta pri upravljanju navedenega subjekta.
For the purpose of paragraph 1, a personal transaction shall also include a transaction in a financial instrument or other asset effected on behalf or for the account of:
Za namene odstavka 1 osebna transakcija vključuje tudi transakcije s finančnimi instrumenti ali drugimi sredstvi, ki se izvedejo v imenu ali za račun:
a relevant person;
zadevne osebe;
any person with whom the relevant person has a family relationship or with whom the relevant person has close links;
katere koli osebe, s katero je zadevna oseba v sorodstvenem razmerju ali s katero je tesno povezana;
a person whose relationship with the relevant person is such that the relevant person has a direct or indirect material interest in the outcome of the trade, other than a fee or commission for the execution of the trade.
osebe, s katero je zadevna oseba v takem razmerju, da ima slednja neposreden ali posreden bistven interes za rezultate trgovanja, razen provizij ali opravnin za izvedbo trgovanja.
Recording of portfolio transactions
Evidentiranje portfeljskih transakcij
AIFMs shall make without delay for each portfolio transaction relating to AIFs it manages a record of information which is sufficient to reconstruct the details of the order and the executed transaction or of the agreement.
UAIS za vsako portfeljsko transakcijo v zvezi z AIS, ki ga upravlja, brez odlašanja izdela evidenco, ki vsebuje dovolj informacij za takojšnjo podrobno rekonstrukcijo naročila in izvršene transakcije ali sporazuma.