natgillin/translations-raw huggingface dataset:
Where institutions authorised in two or more Member States have as their parent the same parent financial holding company, the same parent mixed financial holding company in a Member State, the same EU parent financial holding company or the same EU parent mixed financial holding company, supervision on a consolidated basis shall be exercised by the competent authorities of the institution authorised in the Member State in which the financial holding company or mixed financial holding company was set up.
Če imajo institucije, ki so pridobile dovoljenje v dveh ali več državah članicah, za nadrejeno osebo isti nadrejeni finančni holding, isti nadrejeni mešani finančni holding v državi članici, isti EU nadrejeni finančni holding ali isti EU nadrejeni mešani finančni holding, izvajajo nadzor na konsolidirani podlagi pristojni organi institucije, ki je pridobila dovoljenje v državi članici, v kateri je bil ustanovljen finančni holding ali mešani finančni holding.
Where the parent undertakings of institutions authorised in two or more Member States comprise more than one financial holding company or mixed financial holding company with head offices in different Member States and there is a credit institution in each of those States, supervision on a consolidated basis shall be exercised by the competent authority of the credit institution with the largest balance sheet total.
Če nadrejene osebe institucij, ki so pridobile dovoljenje v dveh ali več državah članicah, zajemajo več kot en finančni holding ali mešani finančni holding s sedeži v različnih državah članicah in je v vsaki od teh držav ena kreditna institucija, nadzor na konsolidirani podlagi izvaja pristojni organ kreditne institucije z največjo bilančno vsoto.
Where more than one institution authorised in the Union has as its parent the same financial holding company or mixed financial holding company and none of those institutions has been authorised in the Member State in which the financial holding company or mixed financial holding company was set up, supervision on a consolidated basis shall be exercised by the competent authority that authorised the institution with the largest balance sheet total, which shall be considered, for the purposes of this Directive, as the institution controlled by an EU parent financial holding company or EU parent mixed financial holding company.
Če je nadrejena oseba več kot ene institucije, ki je pridobila dovoljenje v Uniji, isti finančni holding ali mešani finančni holding, nobena od teh institucij pa ni pridobila dovoljenja v državi članici, v kateri je bil ustanovljen finančni holding ali mešani finančni holding, izvaja nadzor na konsolidirani podlagi pristojni organ, ki je izdal dovoljenje instituciji z največjo bilančno vsoto; ta se za namene te direktive šteje kot institucija, ki jo obvladuje EU nadrejeni finančni holding ali EU nadrejeni mešani finančni holding.
In particular cases, the competent authorities may, by common agreement, waive the criteria referred to in paragraphs 3 and 4 if their application would be inappropriate, taking into account the institutions and the relative importance of their activities in different countries, and appoint a different competent authority to exercise supervision on a consolidated basis.
V posebnih primerih lahko pristojni organi sporazumno opustijo merila iz odstavkov 3 in 4, če njihova uporaba ne bi bila primerna ob upoštevanju institucij in pomena njihovih dejavnosti v različnih državah, ter imenujejo drug pristojni organ, ki bo izvajal nadzor na konsolidirani podlagi.
In such cases, before taking their decision, the competent authorities shall give the EU parent institution, EU parent financial holding company, EU parent mixed financial holding company, or institution with the largest balance sheet total, as appropriate, an opportunity to state its opinion on that decision.
Pred sprejetjem odločitve pristojni organ v takšnih primerih EU nadrejeni instituciji, EU nadrejenemu finančnemu holdingu, EU nadrejenemu mešanemu finančnemu holdingu ali instituciji z največjo bilančno vsoto omogoči, da izrazi svoje mnenje o zadevni odločitvi.
The competent authorities shall notify the Commission and EBA of any agreement falling within paragraph 5.
Pristojni organi uradno obvestijo Komisijo in EBA o vsakem dogovoru v okviru odstavka 5.
Coordination of supervisory activities by the consolidating supervisor
Usklajevanje nadzorniških dejavnosti s strani konsolidacijskega nadzornika
In addition to the obligations imposed by this Directive and by Regulation (EU) No 575/2013, the consolidating supervisor shall carry out the following tasks:
Konsolidacijski nadzornik, poleg nalog, ki jih ima na podlagi te direktive in Uredbe (EU) št. 575/2013, opravlja naslednje naloge:
coordination of the gathering and dissemination of relevant or essential information in going concern and emergency situations;
usklajevanje zbiranja in posredovanja relevantnih ali bistvenih informacij v času rednega poslovanja in v izrednih razmerah;
planning and coordination of supervisory activities in going-concern situations, including in relation to the activities referred to in Title VII, Chapter 3, in cooperation with the competent authorities involved;
načrtovanje in usklajevanje nadzorniških dejavnosti v času rednega poslovanja, vključno v zvezi z dejavnostmi iz poglavja 3 naslova VII, v sodelovanju z udeleženimi pristojnimi organi;
planning and coordination of supervisory activities in cooperation with the competent authorities involved, and if necessary with ESCB central banks, in preparation for and during emergency situations, including adverse developments in institutions or in financial markets using, where possible, existing channels of communication for facilitating crisis management.
načrtovanje in usklajevanje nadzorniških dejavnosti v sodelovanju s udeleženimi pristojnimi organi ter po potrebi s centralnimi bankami ESCB pri pripravah na izredne razmere in v izrednih razmerah, vključno z neugodnim razvojem v institucijah ali na finančnih trgih, po možnosti z uporabo obstoječih načinov obveščanja za izvajanje kriznega upravljanja.
Where the consolidating supervisor fails to carry out the tasks referred to in paragraph 1 or where the competent authorities do not cooperate with the consolidating supervisor to the extent required in carrying out the tasks in paragraph 1, any of the competent authorities concerned may refer the matter to EBA and request its assistance under Article 19 of Regulation (EU) No 1093/2010.
Kadar konsolidacijski nadzornik ne opravi nalog iz odstavka 1 ali kadar pristojni organi ne sodelujejo s konsolidacijskim nadzornikom v obsegu, kot določa odstavek 1, lahko kateri koli zadevni pristojni organ zadevo predloži EBA in zahteva njeno pomoč v skladu s členom 19 Uredbe (EU) št. 1093/2010.
EBA may also assist the competent authorities in the event of a disagreement concerning the coordination of supervisory activities under this Article on its own initiative in accordance with the second subparagraph of Article 19(1) of that Regulation.
EBA lahko pristojnim organom tudi na lastno pobudo pomaga v primeru spora glede usklajevanja nadzorniških dejavnosti iz tega člena, v skladu z drugim pododstavkom člena 19(1) navedene uredbe.
The planning and coordination of supervisory activities referred to in paragraph 1(c) of this Article includes exceptional measures referred to in Article 117(1)(d) and Article 117(4)(b), the preparation of joint assessments, the implementation of contingency plans and communication to the public.
Načrtovanje in usklajevanje nadzorniških dejavnosti iz odstavka 1(c) tega člena vključujeta izjemne ukrepe iz členov 117(1)(d) in 117(4)(b), pripravo skupnih ocen, izvajanje načrtov neprekinjenega poslovanja in obveščanje javnosti.
Joint decisions on institution-specific prudential requirements
Skupne odločitve o bonitetnih zahtevah za posamezne institucije
The consolidating supervisor and the competent authorities responsible for the supervision of subsidiaries of an EU parent institution or an EU parent financial holding company or EU parent mixed financial holding company in a Member State shall do everything within their power to reach a joint decision:
Konsolidacijski nadzornik in pristojni organi, odgovorni za nadzor podrejenih družb EU nadrejene institucije ali EU nadrejenega finančnega holdinga ali EU nadrejenega mešanega finančnega holdinga v državi članici, storijo vse, kar je v njihovi moči, da dosežejo skupno odločitev o:
on the application of Articles 73 and 97 to determine the adequacy of the consolidated level of own funds held by the group of institutions with respect to its financial situation and risk profile and the required level of own funds for the application of Article 104(1)(a) to each entity within the group of institutions and on a consolidated basis;
uporabi členov 73 in 97 za določitev ustreznosti konsolidirane ravni kapitala, ki ga ima skupina institucij glede na svoje finančno stanje in profil tveganosti ter zahtevane ravni kapitala za uporabo člena 104(1)(a) za vse subjekte znotraj skupine institucij in na konsolidirani podlagi;
on measures to address any significant matters and material findings relating to liquidity supervision including relating to the adequacy of the organisation and the treatment of risks as required pursuant to Article 86 and relating to the need for institution-specific liquidity requirements in accordance with Article 105 of this Directive.
ukrepih za obravnavo vseh pomembnih zadev in bistvenih ugotovitev v zvezi z nadzorom likvidnosti, vključno v zvezi z ustreznostjo organizacije in obravnavo tveganj, kot se zahteva v skladu s členom 86, in v zvezi s potrebo po likvidnostnih zahtevah za posamezne institucije v skladu s členom 105 te direktive.
The joint decisions referred to in paragraph 1 shall be reached:
Skupne odločitve iz odstavka 1 se dosežejo:
for the purpose of paragraph 1(a), within four months after submission by the consolidating supervisor of a report containing the risk assessment of the group of institutions in accordance with Articles 73 and 97 and Article 104(1)(a) to the other relevant competent authorities;
za namene odstavka 1(a) v štirih mesecih po datumu, ko konsolidacijski nadzornik drugim ustreznim pristojnim organom predloži poročilo, ki vsebuje oceno tveganj skupine institucij v skladu s členi 73, 97 in 104(1)(a);
for the purposes of paragraph 1(b), within one month after submission by the consolidating supervisor of a report containing the assessment of the liquidity risk profile of the group of institutions in accordance with Articles 86 and 105.
za namene odstavka 1(b) v enem mesecu po datumu, ko konsolidacijski nadzornik predloži poročilo, ki vsebuje oceno profila likvidnostnega tveganja skupine institucij v skladu s členoma 86 in 105.
The joint decisions shall also duly consider the risk assessment of subsidiaries performed by relevant competent authorities in accordance with Articles 73 and 97.
V skupnih odločitvah se prav tako ustrezno upošteva ocena tveganja podrejenih družb, ki jo izvedejo ustrezni pristojni organi v skladu s členoma 73 in 97.
The joint decisions shall be set out in documents containing full reasons which shall be provided to the EU parent institution by the consolidating supervisor.
Skupne odločitve se navedejo v dokumentih, ki vsebujejo popolno utemeljitev, in ki jih konsolidacijski nadzornik predloži EU nadrejeni instituciji.
In the event of disagreement, the consolidating supervisor shall at the request of any of the other competent authorities concerned consult EBA.
V primeru nestrinjanja se konsolidacijski nadzornik na zahtevo katerega koli zadevnega pristojnega organa posvetuje z EBA.
The consolidating supervisor may consult EBA on its own initiative.
Konsolidacijski nadzornik se lahko z EBA posvetuje na lastno pobudo.
If, at the end of the time periods referred to in paragraph 2, any of the competent authorities concerned has referred the matter to EBA in accordance with Article 19 of Regulation (EU) No 1093/2010, the consolidating supervisor shall defer its decision and await any decision that EBA may take in accordance with Article 19(3) of that Regulation, and shall take its decision in conformity with the decision of EBA.
Če kateri koli zadevni pristojni organ v skladu s členom 19 Uredbe (EU) št. 1093/2010 ob koncu časovnih obdobij iz odstavka 2 zadevo predloži EBA, konsolidacijski nadzornik odloži svojo odločitev in počaka na odločitev, ki jo lahko v skladu s členom 19(3) navedene uredbe sprejme EBA, nato pa sprejme odločitev skladno z odločitvijo EBA.
The time periods referred to in paragraph 2 shall be deemed the conciliation periods within the meaning of Regulation (EU) No 1093/2010.
Časovni obdobji iz odstavka 2 se štejeta kot obdobji za spravo v smislu Uredbe (EU) št. 1093/2010.
The matter shall not be referred to EBA after the end of the four month period or one-month period, as applicable, or after a joint decision has been reached.
Po izteku štirimesečnega ali enomesečnega obdobja, kakor je ustrezno, ali po sprejetju skupne odločitve zadeve ni več mogoče predložiti EBA.
The decisions shall be set out in a document containing full reasons and shall take into account the risk assessment, views and reservations of the other competent authorities expressed during the time periods referred to in paragraph 2.
Odločitve se navedejo v dokumentu, ki vsebuje popolno utemeljitev, ter upošteva oceno tveganja, stališča in pridržke, ki so jih drugi pristojni organi navedli v časovnih obdobjih iz odstavka 2.
The document shall be provided by the consolidating supervisor to all competent authorities concerned and to the EU parent institution.
Konsolidacijski nadzornik pošlje ta dokument vsem zadevnim pristojnim organom in EU nadrejeni instituciji.
Where EBA has been consulted, all the competent authorities shall consider its advice, and explain any significant deviation therefrom.
V primeru posvetovanja z EBA vsi pristojni organi upoštevajo njegov nasvet in pojasnijo kakršno koli bistveno odstopanje od tega nasveta.
The joint decisions referred to in paragraph 1 and the decisions taken by the competent authorities in the absence of a joint decision referred to in paragraph 3 shall be recognised as determinative and applied by the competent authorities in the Member States concerned.
Skupne odločitve iz odstavka 1 in odločitve pristojnih organov, sprejete, kadar skupne odločitve iz odstavka 3 ni, pristojni organi v zadevnih državah članicah priznajo kot dokončne in jih uveljavijo.
The joint decisions referred to in the paragraph 1 and any decision taken in the absence of a joint decision in accordance with paragraph 3, shall be updated on an annual basis or, in exceptional circumstances, where a competent authority responsible for the supervision of subsidiaries of an EU parent institution or, an EU parent financial holding company or EU parent mixed financial holding company makes a written and fully reasoned request to the consolidating supervisor to update the decision on the application of Article 104(1)(a) and Article 105.
Skupne odločitve iz odstavka 1 in vse odločitve, sprejete, kadar skupne odločitve v skladu z odstavkom 3 ni, se posodabljajo vsako leto ali v izjemnih okoliščinah, če pristojni organ, odgovoren za nadzor podrejenih družb EU nadrejene institucije ali EU nadrejenega finančnega holdinga ali EU nadrejenega mešanega finančnega holdinga, vloži pisno in v celoti utemeljeno zahtevo pri konsolidacijskem nadzorniku za posodobitev odločitve o uporabi členov 104(1)(a) in 105.
In the latter case, the update may be addressed on a bilateral basis between the consolidating supervisor and the competent authority making the request.
V tem primeru se lahko posodobitev obravnava dvostransko med konsolidacijskim nadzornikom in pristojnim organom, ki je vložil zahtevo.
EBA shall develop draft implementing technical standards to ensure uniform conditions of application of the joint decision process referred to in this Article, with regard to the application of Articles 73, 86 and 97, Article 104(1)(a) and Article 105 with a view to facilitating joint decisions.
EBA pripravi osnutke izvedbenih tehničnih standardov za zagotovitev enotnih pogojev uporabe postopka skupnega odločanja iz tega člena v zvezi z uporabo členov 73, 86, 97, 104(1)(a) in 105, da pripomore k sprejemanju skupnih odločitev.
EBA shall submit those draft implementing technical standards to the Commission by 1 July 2014.
EBA osnutek teh izvedbenih tehničnih standardov predloži Komisiji do 1. julija 2014.
Article 114
člen 114
Information requirements in emergency situations
Zahteve glede obveščanja v izrednih razmerah
Where an emergency situation, including a situation as described in Article 18 of Regulation (EU) No 1093/2010 or a situation of adverse developments in markets, arises, which potentially jeopardises the market liquidity and the stability of the financial system in any of the Member State where entities of a group have been authorised or where significant branches referred to in Article 51 are established, the consolidating supervisor shall, subject to Chapter 1, Section 2, and where applicable Articles 54 and 58 of Directive 2004/39/EC, alert as soon as is practicable, EBA and the authorities referred to in Article 58(4) and Article 59 and shall communicate all information essential for the pursuance of their tasks.
V primeru izrednih razmer, vključno z razmerami, opisanimi v členu 18 Uredbe (EU) št. 1093/2010, ali ob neugodnem razvoju na trgih, ki bi lahko ogrozili likvidnost trga in stabilnost finančnega sistema v kateri koli državi članici, v kateri so subjekti skupine pridobili dovoljenje ali v kateri imajo sedež pomembne podružnice iz člena 51, konsolidacijski nadzornik ob upoštevanju oddelka 2 poglavja 1 in po potrebi členov 54 in 58 Direktive 2004/39/ES čim prej obvesti EBA in organe iz členov 58(4) in 59 ter sporoči vse informacije, bistvene za opravljanje njihovih nalog.
Those obligations shall apply to all competent authorities.
Te obveznosti veljajo za vse pristojne organe.
If an ESCB central bank becomes aware of a situation described in the first subparagraph, it shall alert as soon as is practicable the competent authorities referred to in Article 112, and EBA.
Če je centralna banka ESCB obveščena o razmerah, opisanih v prvem pododstavku, o tem čim prej obvesti pristojne organe iz člena 112 in EBA.
Where possible, the competent authority and the authority referred to in Article 58(4) shall use existing channels of communication.
Pristojni organi in organ iz člena 58(4) uporabljajo obstoječe načine obveščanja, kjer je to mogoče.
The consolidating supervisor shall, where it needs information which has already been given to another competent authority, contact that authority where possible in order to prevent duplication of reporting to the various authorities involved in supervision.
Kadar konsolidacijski nadzornik potrebuje informacije, ki so že bile poslane drugemu pristojnemu organu, kadar je to mogoče, stopi v stik s tem organom, da se prepreči podvajanje poročanja različnim organom, ki so vključeni v nadzor.
Article 115
člen 115
Coordination and cooperation arrangements
Dogovori o usklajevanju in sodelovanju
In order to facilitate and establish effective supervision, the consolidating supervisor and the other competent authorities shall have written coordination and cooperation arrangements in place.
Za spodbujanje in vzpostavitev učinkovitega nadzora konsolidacijski nadzornik in drugi pristojni organi sklenejo pisne dogovore o usklajevanju in sodelovanju.
Under those arrangements additional tasks may be entrusted to the consolidating supervisor and procedures for the decision-making process and for cooperation with other competent authorities, may be specified.
Na podlagi teh dogovorov se lahko konsolidacijskega nadzornika zadolži za dodatne naloge ter se lahko opredelijo postopki sprejemanja odločitev in sodelovanja z drugimi pristojnimi organi.
The competent authorities responsible for authorising the subsidiary of a parent undertaking which is an institution may, by bilateral agreement, in accordance with Article 28 of Regulation (EU) No 1093/2010, delegate their responsibility for supervision to the competent authorities which authorised and supervise the parent undertaking so that they assume responsibility for supervising the subsidiary in accordance with this Directive.
Pristojni organi, odgovorni za izdajo dovoljenja podrejeni družbi, katere nadrejena oseba je institucija, lahko v skladu s členom 28 Uredbe (EU) št. 1093/2010 z dvostranskim sporazumom prenesejo odgovornost nadzora na pristojne organe, ki so nadrejeni osebi izdali dovoljenje in jo nadzorujejo, tako da prevzamejo odgovornost za nadzor podrejene družbe v skladu s to direktivo.
EBA shall be kept informed of the existence and content of such agreements.
EBA se obvesti o obstoju in vsebini takšnih sporazumov.
It shall forward such information to the competent authorities of the other Member States and to the European Banking Committee.
EBA te informacije pošlje pristojnim organom v drugih državah članicah in Evropskemu odboru za bančništvo.
The consolidating supervisor shall establish colleges of supervisors to facilitate the exercise of the tasks referred to in Articles 112 and 113 and Article 114(1) and subject to the confidentiality requirements of paragraph 2 of this Article and to Union law, ensure appropriate coordination and cooperation with relevant third-country supervisory authorities where appropriate.
Konsolidacijski nadzornik ustanovi kolegije nadzornikov, da se omogoči lažje izvajanje nalog iz členov 112, 113 in 114(1), ter ob upoštevanju zahtev o zaupnosti iz odstavka 2 tega člena in prava Unije po potrebi zagotovi ustrezno usklajevanje in sodelovanje z ustreznimi nadzornimi organi tretjih držav.
EBA shall contribute to promoting and monitoring the efficient, effective and consistent functioning of colleges of supervisors referred to in this Article in accordance with Article 21 of Regulation (EU) No 1093/2010.
EBA si prizadeva za spodbujanje in spremljanje učinkovitega, uspešnega in usklajenega delovanja kolegijev nadzornikov iz tega člena v skladu s členom 21 Uredbe (EU) št. 1093/2010.
To that end, EBA shall participate as appropriate and shall be considered to be a competent authority for that purpose.
EBA v ta namen ustrezno sodeluje in se za te namene šteje kot pristojni organ.
Colleges of supervisors shall provide a framework for the consolidating supervisor, EBA and the other competent authorities concerned to carry out the following tasks:
Kolegiji nadzornikov predstavljajo okvir za konsolidacijskega nadzornika, EBA in druge zadevne pristojne organe za opravljanje naslednjih nalog:
exchanging information between each other and with EBA in accordance with Article 21 of Regulation (EU) No 1093/2010;
medsebojna izmenjava informacij in izmenjava informacij z EBA v skladu s členom 21 Uredbe (EU) št. 1093/2010;
agreeing on voluntary entrustment of tasks and voluntary delegation of responsibilities where appropriate;
dogovor o prostovoljni dodelitvi nalog in po potrebi prostovoljnem prenosu odgovornosti;
determining supervisory examination programmes referred to in Article 99 based on a risk assessment of the group in accordance with Article 97;
določitev programov nadzorniških pregledov iz člena 99 na podlagi ocene tveganja skupine v skladu s členom 97;
increasing the efficiency of supervision by removing unnecessary duplication of supervisory requirements, including in relation to the information requests referred to in Article 114 and Article 117(3);
povečanje učinkovitosti nadzora z odpravo nepotrebnega podvajanja nadzorniških zahtev, vključno v zvezi z zahtevami po informacijah iz člena 114 in člena 117(3);
consistently applying the prudential requirements under this Directive and under Regulation (EU) No 575/2013 across all entities within a group of institutions without prejudice to the options and discretions available in Union law;
dosledna uporaba bonitetnih zahtev iz te direktive in Uredbe (EU) št. 575/2013 za vse subjekte znotraj skupine institucij brez poseganja v opcije in diskrecijske pravice, ki izhajajo iz prava Unije;