natgillin/translations-raw huggingface dataset:
I. Heading I in Annex IX to Regulation (EU) No 267/2012 shall be replaced by the following:
I. Naslov I Priloge IX k Uredbi (EU) št. 267/2012 se nadomesti z naslednjim:
The persons and entities listed below shall be added to the list set out in Annex IX to Regulation (EU) No 267/2012:
Naslednje osebe in subjekti se dodajo na seznam iz Priloge IX k Uredbi (EU) št. 267/2012:
The entry for the entity set out in Annex IX to Regulation (EU) No 267/2012 listed below shall be replaced by the following:
Vnos za subjekt iz Priloge IX k Uredbi (EU) št. 267/2012 se nadomesti z naslednjim:
Involved in activities to circumvent sanctions.
Vključenost v dejavnosti, namenjenim izogibanju sankcijam.
The persons and entities listed below shall be deleted from the list set out in Annex IX to Regulation (EU) No 267/2012:
Naslednje osebe in subjekti se črtajo s seznama iz Priloge IX k Uredbi (EU) št. 267/2012:
Commission Delegated Regulation (EU) No 946/2012
Delegirana uredba Komisije (EU) št. 946/2012
supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions
o dopolnitvi Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta v zvezi s postopkovnimi pravili glede glob, ki jih bonitetnim agencijam naloži Evropski organ za vrednostne papirje in trge, vključno s pravili glede pravice do obrambe in začasnimi določbami
Having regard to Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies [1], as amended by Regulation (EU) No 513/2011 [2], and in particular Article 23e(7) thereof,
ob upoštevanju Uredbe (ES) št. 1060/2009 Evropskega parlamenta in Sveta z dne 16. septembra 2009 o bonitetnih agencijah [1], kot je bila spremenjena z Uredbo (EU) št. 513/2011 [2], in zlasti člena 23e(7) Uredbe,
The Commission has been empowered to adopt rules of procedure for the exercise of the power to impose fines or periodic penalty payments by the European Securities and Markets Authority (ESMA) upon credit rating agencies and persons involved in rating activities.
Komisija je bila pooblaščena za sprejetje postopkovnih pravil za izvajanje pooblastila za nalaganje glob in periodičnih denarnih kazni s strani Evropskega organa za vrednostne papirje in trge (ESMA) bonitetnim agencijam in osebam, vključenim v dejavnosti bonitetnega ocenjevanja.
Those rules are to be adopted via delegated act and they should include provisions on rights of defence, temporal provisions, provisions on the collection of fines or periodic penalty payments, as well as detailed provisions on the limitation periods for the imposition and enforcement of fines and periodic penalty payments.
Navedena pravila se morajo sprejeti z delegiranim aktom in bi morala vključevati določbe o pravicah do obrambe, začasne določbe, določbe o pobiranju glob ali periodičnih denarnih kazni, kot tudi podrobne določbe o zastaralnih rokih za nalaganje in izvrševanje glob ter periodičnih denarnih kazni.
This delegated act specifies rules of procedures to be followed by ESMA when imposing fines and penalty payments as part of its direct supervisory power over credit rating agencies.
Ta delegirani akt določa postopkovna pravila, ki jih mora spoštovati ESMA pri nalaganju glob in denarnih kazni v okviru pooblastila za neposredni nadzor bonitetnih agencij.
It is important that such rules of procedure to be followed by an EU regulatory agency are directly applicable and do not require further implementation in national law.
Pomembno je, da se takšna postopkovna pravila, ki jih mora spoštovati regulativni organ EU, lahko uporabljajo neposredno in ne zahtevajo nadaljnjega izvajanja v nacionalnih zakonodajah.
Therefore, it is appropriate that the Commission adopts these rules by means of an EU Regulation.
Zato je primerno, da Komisija ta pravila sprejme z uredbo EU.
Furthermore the objective of having uniform rules on rights of defence for credit rating agencies can only be achieved via Regulation.
Poleg tega se cilj enotnih pravil glede pravic bonitetnih agencij do obrambe lahko doseže samo z uredbo.
The right to be heard is recognised in point (a) of Article 41(2) of the Charter of Fundamental Rights.
Pravica izjasniti se je priznana v točki (a) člena 41(2) Listine o temeljnih pravicah.
In order to respect the rights of defence of credit rating agencies and of other persons subject to action by the European Securities and Markets Authority (ESMA) and to ensure that it takes all relevant facts into account when adopting enforcement decisions, ESMA should hear the credit rating agencies or any other persons concerned.
Da bi se spoštovale pravice do obrambe bonitetnih agencij in drugih oseb, ki so predmet postopkov Evropskega organa za vrednostne papirje in trge (ESMA), ter da bi se zagotovilo, da ta pri sprejemanju odločitev o izvršitvi upošteva vsa ustrezna dejstva, bi moral ESMA obravnavati izjave zadevnih bonitetnih agencij oziroma vseh drugih zadevnih oseb.
The right to be heard should take place by granting the persons concerned the right to make written submissions in response to statements of findings issued by ESMA’s investigating officer and ESMA’s Board of Supervisors.
Pravico izjasniti se bi bilo treba izvajati tako, da bi zadevne osebe v odziv na poročilo o ugotovitvah, ki ga podata preiskovalni uradnik ESMA in odbor nadzornikov ESMA, imele pravico predložiti pisne pripombe.
Following the written submissions by the credit rating agency to the investigating officer, the Board of Supervisors will receive a complete file, including those submissions.
Po pisnih pripombah, ki jih bonitetna agencija predloži preiskovalnemu uradniku, bo odbor nadzornikov prejel celoten spis, vključno s predloženimi pripombami.
However, it may occur that some elements of the written submissions that the credit rating agency made to the investigating officer or, the case being, to the Board of Supervisors, are not sufficiently clear or detailed, and that they need to be further explained by the credit rating agency.
Vendar se lahko zgodi, da nekateri elementi pisnih pripomb, ki jih bonitetna agencija predloži preiskovalnemu uradniku ali, če pride do tega, odboru nadzornikov, niso dovolj jasni ali podrobni in jih mora bonitetna agencija dodatno obrazložiti.
Should the investigating officer or, the case being, the Board of Supervisors, consider that this is the case, ESMA may convoke an oral hearing for the credit rating agency to clarify those elements.
Če preiskovalni uradnik oziroma odbor nadzornikov meni, da je temu tako, lahko ESMA skliče ustno obravnavo, na kateri bonitetna agencija pojasni takšne elemente.
The right of every person to have access to his or her file, while respecting the legitimate interests of confidentiality and of professional and business secrecy is recognised in point (b) of Article 41(2) of the Charter of Fundamental Rights of the European Union.
Pravica vsake osebe do vpogleda v njen spis ob spoštovanju legitimnih interesov zaupnosti ter poklicne in poslovne tajnosti je priznana v točki (b) člena 41(2) Listine o temeljnih pravicah Evropske unije.
Articles 23e(4), 25(2) and Article 36c(2) of Regulation (EC) No 1060/2009 establish that, safeguard rights of defence of persons subject to the ESMA proceedings, they shall be entitled to have access to ESMA’s file, subject to the legitimate interest of other persons in protecting their business secrets and of their personal data.
V členu 23e(4), členu 25(2) in členu 36c(2) Uredbe (ES) št. 1060/2009 je določeno, da bodo z namenom zaščite pravic do obrambe oseb, ki so predmet postopkov ESMA, takšne osebe upravičene do vpogleda v spis ESMA ob upoštevanju legitimnega interesa drugih oseb glede varstva njihovih poslovnih skrivnosti in osebnih podatkov.
The right of access to the file should not extend to confidential information.
Pravica do vpogleda v spis ne bi smela zajemati zaupnih informacij.
Council Regulation (EC) No 1/2003 [3] lays down detailed rules on limitation periods for when the Commission has to fine an undertaking under Article 101 or 102 of the Treaty on the Functioning of the European Union.
Uredba Sveta (ES) št. 1/2003 [3] določa podrobna pravila v zvezi z zastaralnimi roki, kadar mora Komisija podjetju naložiti kazen v skladu s členoma 101 in 102 Pogodbe o delovanju Evropske unije.
Legislation in force in Member States also provides for rules on limitation periods either specifically within the securities field, or generally in their general administrative laws.
Veljavna zakonodaja držav članic prav tako določa pravila za zastaralne roke, in sicer konkretno na področju vrednostnih papirjev ali na splošno v splošni upravni zakonodaji.
Common features have been extracted from those national rules and from Union legislation and are mainly reflected in Articles 6 and 7 of this Regulation.
Iz teh nacionalnih predpisov in zakonodaje EU so bili povzeti skupni elementi, ki so večinoma vsebovani v členih 6 in 7 te uredbe.
Regulation (EC) No 1060/2009 and this Regulation refer to time periods and dates.
Uredba (ES) št. 1060/2009 in ta delegirana uredba se nanašata na časovna obdobja in datume.
This is the case, for instance, for the registration process of credit rating agencies, or when establishing limitation periods for the imposition and enforcement of penalties.
To na primer velja za postopek registracije bonitetnih agencij ali kadar se določajo zastaralni roki za nalaganje in izvrševanje kazni.
To enable those periods to be correctly calculated, it is appropriate to apply rules which already exist within Union legislation, namely, Regulation (EEC, Euratom) No 1182/71 of the Council of 3 June 1971 determining the rules applicable to periods, dates and time limits [4] for acts of the Council and the Commission.
Da bi se omogočilo, da se ti roki pravilno izračunajo, je primerno uporabiti pravila, ki v zakonodaji Unije že obstajajo, namreč Uredbo (EGS, Euratom) št. 1182/71 Sveta z dne 3. junija 1971, ki določa pravila, ki se uporabljajo za roke, datume in izteke rokov [4] za akte Sveta in Komisije.
Article 36d of Regulation (EC) No 1060/2009 provides that penalties imposed by ESMA pursuant to Articles 36a and 36b of that Regulation shall be enforceable, and that enforcement shall be governed by the rules of civil procedure in force in the State in the territory of which it is carried out.
V členu 36d Uredbe (ES) št. 1060/2009 je določeno, da so kazni, ki jih naloži ESMA v skladu s členoma 36a in 36b, izvršljive in da izvršbo urejajo pravila civilnega postopka, ki veljajo v državi, na ozemlju katere se opravi izvršba.
The corresponding amounts shall be allocated to the general budget of the EU.
Ustrezni zneski se dodelijo splošnemu proračunu EU.
In the interest of an immediate exercise of effective supervisory and enforcement activity, this Regulation should enter into force on the third day following that of its publication,
Zaradi potrebe po takojšnjem izvajanju učinkovitih dejavnosti za nadzor in izvrševanje bi morala ta uredba začeti veljati tretji dan po objavi –
This Regulation lays down procedural rules regarding fines and periodic penalty payments to be imposed by the European Securities and Markets Authority (ESMA) on credit rating agencies or other persons that are subject to ESMA’s enforcement proceedings, including rules on rights of defence and limitation periods.
Ta uredba določa postopkovna pravila v zvezi z globami in periodičnimi denarnimi kaznimi, ki jih Evropski organ za vrednostne papirje in trge (ESMA) naloži bonitetnim agencijam ali drugim osebam, ki so predmet izvršilnih postopkov ESMA, vključno s pravicami do obrambe in zastaralnimi roki.
Right to be heard by the investigating officer
Pravica izjasniti se pred preiskovalnim uradnikom
Upon completion of his/her investigations and before submitting the file to ESMA’s Board of Supervisors pursuant to Article 3(1), the investigating officer shall inform the person subject to investigation in writing of his/her findings and shall provide it with the opportunity to make written submissions pursuant to paragraph 3.
Ob zaključku preiskave in pred predložitvijo spisa odboru nadzornikov ESMA v skladu s členom 3(1) preiskovalni uradnik osebo, ki je predmet preiskave, pisno obvesti o svojih ugotovitvah in ji omogoči, da predloži pisne pripombe v skladu z odstavkom 3.
That statement of findings shall set out the facts liable to constitute one or more of the infringements listed in Annex III to Regulation (EC) No 1060/2009, including any aggravating or mitigating factors of these infringements.
V poročilu o ugotovitvah so opisana dejstva, ki lahko predstavljajo eno ali več kršitev, navedenih v Prilogi III Uredbe (ES) št. 1060/2009, ter kateri koli oteževalni ali olajševalni dejavniki teh kršitev.
The statement of findings shall set a reasonable time limit within which the person subject to investigation may make its written submissions.
V poročilu o ugotovitvah je določen razumen rok, v katerem lahko oseba, ki je predmet preiskave, predloži pisne pripombe.
The investigating officer shall not be obliged to take into account written submissions received after that time limit has expired.
Preiskovalni uradnik ni obvezan upoštevati nobenih pisnih pripomb, prejetih po poteku tega roka.
In its written submissions, the person subject to investigation may set out all the facts known to it which are relevant to its defence.
V pisnih pripombah, ki jih predloži, lahko oseba, ki je predmet preiskave, navede vsa njej znana dejstva, relevantna za njeno obrambo.
It shall attach any relevant documents as proof of the facts set out.
Kot dokazilo za navedena dejstva priloži vso ustrezno dokumentacijo.
It may propose that the investigating officer hear other persons who may corroborate the facts set out in the submissions of the person subject to investigation.
Predlaga lahko, da preiskovalni uradnik zasliši druge osebe, ki lahko potrdijo dejstva, navedena v pripombah, ki jih je predložila oseba, ki je predmet preiskave.
The investigating officer may also invite a person subject to investigation to which a statement of findings has been addressed to attend an oral hearing.
Preiskovalni uradnik lahko osebo, na katero je bile naslovljeno poročilo o ugotovitvah, tudi povabi, da se udeleži ustne obravnave.
The persons subject to investigation may be assisted by their lawyers or other qualified persons admitted by the investigating officer.
Osebam, ki so predmet preiskave, lahko pomagajo njihovi odvetniki ali druge usposobljene osebe, ki jim to dovoli preiskovalni uradnik.
Oral hearings shall not be held in public.
Ustne obravnave niso javne.
Right to be heard by ESMA’s Board of Supervisors with regard to fines and supervisory measures
Pravica izjasniti se pred odborom nadzornikov ESMA v zvezi z globami in nadzornimi ukrepi
The complete file to be submitted by the investigating officer to ESMA’s Board of Supervisors shall include at least the following documents:
Popoln spis, ki ga preiskovalni uradnik predloži odboru nadzornikov ESMA, vsebuje vsaj naslednje dokumente:
copy of the statement of findings that he addressed to the credit rating agency,
kopijo ugotovitev o možnih kršitvah, ki jih je naslovil na bonitetno agencijo,
copy of the written submissions by the credit rating agency,
kopijo pisnih pripomb bonitetne agencije in
minutes of any oral hearing.
zapisnik z morebitnih ustnih obravnav.
Where ESMA’s Board of Supervisors considers that the file submitted by the investigating officer is not complete, it shall send back the file to the investigating officer with reasoned request for additional documents.
Če odbor nadzornikov ESMA meni, da spis, ki ga je predložil preiskovalni uradnik, ni popoln, spis pošlje nazaj preiskovalnemu uradniku skupaj z utemeljeno zahtevo po dodatnih dokumentih.
Where ESMA’s Board of Supervisors considers, on the basis of a complete file, that the facts, described in the statement of findings, appear not to disclose any possible infringement of the ones listed in Annex III to Regulation (EC) No 1060/2009, it shall take a decision to close the case and it shall notify such a decision to the persons subject to investigation.
Če odbor nadzornikov ESMA na osnovi popolnega spisa meni, da se za dejstva, opisana v poročilu o ugotovitvah, zdi, da ne razkrivajo nobenih možnih kršitev, navedenih v Prilogi III Uredbe (ES) št. 1060/2009, sprejme odločitev, da primer zaključi in osebe, ki so predmet preiskave, o tej odločitvi uradno obvesti.
Where ESMA’s Board of Supervisors does not agree with the findings of the investigating officer it shall submit a new statement of findings to the persons subject to investigation.
Če se odbor nadzornikov ESMA ne strinja z ugotovitvami preiskovalnega uradnika, osebam, ki so predmet preiskave, predloži novo poročilo o ugotovitvah.
The statement of findings shall set a reasonable time limit within which the persons subject to investigation may make written submissions.
V poročilu o ugotovitvah je določen razumen rok, v katerem lahko osebe, ki so predmet preiskave, predložijo pisne pripombe.
ESMA’s Board of Supervisors shall not be obliged to take into account written submissions received after the expiry of that time limit for adopting a decision on the existence of an infringement and on supervisory measures and the imposition of a fine in accordance with Articles 24 and 36a of Regulation (EC) No 1060/2009.
Odbor nadzornikov ESMA pri sprejemanju odločitve o obstoju kršitve in o nadzornih ukrepih ter o naložitvi globe v skladu s členoma 24 in 36a Uredbe (ES) št. 1060/2009 ni obvezan upoštevati nobenih pisnih pripomb, prejetih po poteku tega roka.
ESMA’s Board of Supervisors may also invite the persons subject to investigation to which a statement of findings has been addressed to attend an oral hearing.
Odbor nadzornikov ESMA lahko osebe, ki so predmet preiskave in na katere je bilo naslovljeno poročilo o ugotovitvah, tudi povabi, da se udeležijo ustne obravnave.
The persons subject to investigation may be assisted by their lawyers or other qualified persons admitted by ESMA’s Board of Supervisors.
Osebam, ki so predmet preiskave, lahko pomagajo njihovi odvetniki ali druge usposobljene osebe, ki jim to dovoli odbor nadzornikov ESMA.
Where ESMA’s Board of Supervisors agrees with the findings of the investigating officer it shall inform the persons subject to investigation accordingly.
Če se odbor nadzornikov ESMA strinja z ugotovitvami preiskovalnega uradnika, o tem ustrezno obvesti osebe, ki so predmet preiskave.
Such communication shall set a reasonable time limit within which the person subject to investigation may make written submissions.
Takšno obvestilo bo vsebovalo rok, v katerem lahko oseba, ki je predmet preiskave, predloži pisne pripombe.
If ESMA’s Board of Supervisors has decided that one or more of the infringements listed in Annex III to Regulation (EC) No 1060/2009 has been committed by a person subject to investigation and has adopted a decision imposing a fine in accordance with Article 36a, it shall notify immediately such decision to the person subject to investigation.
Če odbor nadzornikov ESMA odloči, da je oseba, ki je predmet preiskave, storila katero od kršitev iz Priloge III Uredbe (ES) št. 1060/2009, in sprejme odločitev o naložitvi globe v skladu s členom 36a, o takšni odločitvi nemudoma obvesti osebo, ki je predmet preiskave.
Right to be heard by ESMA’s Board of Supervisors with regard to periodic penalty payments
Pravica izjasniti se pred odborom nadzornikov ESMA v zvezi s periodičnimi denarnimi kaznimi
Before taking a decision imposing a periodic penalty payment according to Article 36b(1) of Regulation (EC) No 1060/2009, the Board of Supervisors shall submit a statement of findings to the person subject to the proceedings setting out the reasons justifying the imposition of a penalty payment and the amount of the penalty payment per day of non-compliance.
Pred sprejetjem odločitve o naložitvi periodične denarne kazni v skladu s členom 36b(1) Uredbe (ES) št. 1060/2009, odbor nadzornikov osebi, ki je predmet postopka, predloži poročilo o ugotovitvah, ki navaja razloge, ki utemeljujejo naložitev denarne kazni, ter znesek denarne kazni za vsak dan neizpolnjevanja zahtev odločitve.
The statement of findings shall set a time limit within which the person concerned may make written submissions.
V poročilu o ugotovitvah je določen rok, v katerem lahko zadevna oseba poda pisne pripombe.
The Board of Supervisor shall not be obliged to take into account written submissions received after the expiry of that time limit for deciding on the periodic penalty payment.
Odbor nadzornikov pri odločanju o periodični denarni kazni ni obvezan upoštevati nobenih pisnih pripomb, prejetih po preteku tega roka.
Once the credit rating agency or person concerned has complied with the relevant decision referred to in paragraphs (a) to (d) of Article 36b(1) of Regulation (EC) No 1060/2009, a periodic penalty payment can no longer be imposed.
Potem, ko je bonitetna agencija oziroma zadevna oseba izpolnila zahteve zadevne odločitve iz odstavkov (a) do (d) člena 36b(1) Uredbe (ES) št. 1060/2009, se periodična denarna kazen ne more več naložiti.
ESMA’s Board of Supervisors may also invite the person subject to the proceedings to attend an oral hearing.
Odbor nadzornikov ESMA lahko osebo, ki je predmet postopka, tudi povabi, da se udeleži ustne obravnave.
The person subject to the proceedings may be assisted by their lawyers or other qualified persons admitted by ESMA’s Board of Supervisors.
Osebi, ki je predmet postopka, lahko pomagajo njeni odvetniki ali druge usposobljene osebe, ki jim to dovoli odbor nadzornikov ESMA.
Access to the file and use of documents
Vpogled v spis in uporaba dokumentacije
If so requested, ESMA shall grant access to the file to the parties to whom the investigating officer or the Board of Supervisors has sent a statement of findings.
Na zahtevo ESMA osebam, ki jim je preiskovalni uradnik ali odbor nadzornikov poslal poročilo o ugotovitvah, dovoli vpogled v spis.
Access shall be granted following the notification of any statement of findings.
Vpogled se dovoli po uradnem obvestilu o kakršnem koli poročilu o ugotovitvah.
File documents accessed pursuant to this Article shall be used only for the purposes of judicial or administrative proceedings concerning the application of Regulation (EC) No 1060/2009.
Dokumentacija spisa, do katere se omogoči vpogled v skladu s tem členom, se lahko uporablja samo v sodnih ali upravnih postopkih ob uporabi Uredbe (ES) št. 1060/2009.
Limitation periods for the imposition of penalties
Zastaralni roki za naložitev kazni
ESMA’s powers to impose fines on credit rating agencies shall be subject to the following limitation periods:
Pooblastila ESMA za nalaganje glob bonitetnim agencijam so predmet naslednjih zastaralnih rokov:
three years in the case of infringements for which the minimum basic amount of the fine foreseen in Article 36a(2) of Regulation (EC) No 1060/2009 is EUR 50000 or less.
tri leta v primeru kršitev, za katere najmanjša osnovna višina globe, predvidene v skladu s členom 36a(2) Uredbe (ES) št. 1060/2009, znaša 50000 EUR ali manj;
five years in the case of all other infringements.
pet let pri vseh drugih kršitvah.
The periods of time referred to in paragraph 1 shall begin to run on the day following that on which the infringement is committed.
Roki iz odstavka 1 začnejo teči na dan po datumu, ko je bila storjena kršitev.
However, in the case of continuing or repeated infringements, those periods of time shall begin to run on the day on which the infringement ceases.
Vendar pa pri trajnejših ali ponavljajočih se kršitvah ti roki začnejo teči na dan, ko kršitev preneha.
Any action taken by ESMA for the purpose of the investigating or proceedings in respect of an infringement of Regulation (EC) No 1060/2009 shall interrupt the limitation period for the imposition of fines.
Vsi ukrepi, ki jih zaradi preiskave ali postopka v zvezi s kršitvijo Uredbe (ES) št. 1060/2009 izvede ESMA, prekinejo zastaralni rok za naložitev glob.