natgillin/translations-raw huggingface dataset:
In order to have access to all information regarding the AIF’s cash accounts and have a clear overview of all the AIF’s cash flows, a depositary shall at least:
Da bi imel dostop do vseh informacij o denarnih računih AIS in jasen pregled nad vsemi denarnimi tokovi AIS, je depozitar vsaj:
be informed, upon its appointment, of all existing cash accounts opened in the name of the AIF, or in the name of the AIFM acting on behalf of the AIF;
ob imenovanju obveščen o vseh obstoječih denarnih računih, ki so odprti na ime AIS ali na ime UAIS, ki deluje v imenu AIS;
be informed at the opening of any new cash account by the AIF or by the AIFM acting on behalf of the AIF;
obveščen ob odprtju vsakega novega denarnega računa s strani AIS ali s strani UAIS, ki deluje v imenu AIS;
be provided with all information related to the cash accounts opened at a third party entity, directly by those third parties.
v zvezi z denarnimi računi, odprtimi pri subjektu tretje osebe, deležen vseh informacij o računih neposredno s strani te tretje osebe.
Monitoring of the AIF’s cash flows
Spremljanje denarnih tokov AIS
A depositary shall ensure effective and proper monitoring of the AIF’s cash flows and in particular it shall at least:
Depozitar zagotovi učinkovito in ustrezno spremljanje denarnih tokov AIS, zlasti pa vsaj:
ensure that all cash of the AIF is booked in accounts opened with entities referred to in points (a), (b) and (c) of Article 18(1) of Directive 2006/73/EC in the relevant markets where cash accounts are required for the purposes of the AIF’s operations and which are subject to prudential regulation and supervision that has the same effect as Union law, is effectively enforced and is in accordance with the principles laid down in Article 16 of Directive 2006/73/EC;
zagotovi, da so vsa denarna sredstva AIS knjižena na računih, odprtih pri subjektih iz točk (a), (b) in (c) člena 18(1) Direktive 2006/73/ES na ustreznih trgih, na katerih se zahtevajo denarni računi za potrebe poslovanja AIS, taki subjekti pa so predmet pravil in nadzora varnega in skrbnega poslovanja, ki imajo enak učinek kot pravo Unije, se učinkovito izvajajo in so v skladu z načeli, določenimi v členu 16 Direktive 2006/73/ES;
implement effective and proper procedures to reconcile all cash flow movements and perform such reconciliations on a daily basis or, in case of infrequent cash movements, when such cash flow movements occur;
izvaja učinkovite in ustrezne postopke za usklajevanje vseh sprememb denarnih tokov in tako usklajevanje izvaja dnevno ali, v primeru redkih sprememb denarnih tokov, ko pride do takšne spremembe denarnega toka;
implement appropriate procedures to identify at the close of business day significant cash flows and in particular those which could be inconsistent with the AIF’s operations;
izvaja ustrezne postopke, s katerimi ob koncu delovnega dne ugotavlja pomembne denarne tokove, zlasti takšne, ki bi lahko bili v neskladju s poslovanjem AIS;
review periodically the adequacy of those procedures including through a full review of the reconciliation process at least once a year and ensuring that the cash accounts opened in the name of the AIF, in the name of the AIFM acting on behalf of the AIF or in the name of the depositary acting on behalf of the AIF are included in the reconciliation process;
redno preverja ustreznost navedenih postopkov, vključno s popolnim pregledom postopka usklajevanja vsaj enkrat letno in zagotavljanjem, da so denarni računi, odprti na ime AIS, na ime UAIS, ki deluje v imenu AIS, ali na ime depozitarja, ki deluje v imenu AIS, vključeni v postopek usklajevanja;
monitor on an ongoing basis the outcomes of the reconciliations and actions taken as a result of any discrepancies identified by the reconciliation procedures and notify the AIFM if an irregularity has not been rectified without undue delay and also the competent authorities if the situation cannot be clarified and, as the case may be, or corrected;
stalno spremlja rezultate usklajevanj in ukrepov, sprejetih na podlagi kakršnih koli neskladnosti, ugotovljenih s postopkom usklajevanja, in obvesti UAIS, če nepravilnost ni bila odpravljena brez nepotrebne zamude, in tudi pristojne organe, če situacija ne more biti pojasnjena in/ali popravljena;
check the consistency of its own records of cash positions with those of the AIFM.
preverja skladnost svojih evidenc denarnih pozicij z evidencami UAIS.
The AIFM shall ensure that all instructions and information related to a cash account opened with a third party are sent to the depositary, so that the depositary is able to perform its own reconciliation procedure.
UAIS zagotovi, da se vsa navodila in informacije v zvezi z denarnim računom, odprtim pri tretji osebi, pošljejo depozitarju, tako da lahko depozitar izvaja lasten postopek usklajevanja.
Duties regarding subscriptions
Dolžnosti v zvezi z vpisi
An AIFM shall ensure that the depositary is provided with information about payments made by or on behalf of investors upon the subscription of units or shares of an AIF at the close of each business day when the AIFM, the AIF or a party acting on behalf of it, such as a transfer agent receives such payments or an order from the investor.
UAIS zagotovi, da se depozitarju zagotovijo informacije o plačilih s strani ali v imenu vlagateljev ob vpisu enot ali deležev določenega AIS ob koncu vsakega delovnega dne, ko UAIS, AIS ali oseba, ki deluje v njegovem imenu, kot je zastopnik za prenose, prejme taka plačila ali naročilo od vlagatelja.
The AIFM shall ensure that the depositary receives all other relevant information it needs to make sure that the payments are then booked in cash accounts opened in the name of the AIF or in the name of the AIFM acting on behalf of the AIF or in the name of the depositary in accordance with the provisions of Article 21(7) of Directive 2011/61/EU.
UAIS zagotovi, da depozitar prejme vse druge ustrezne informacije, ki jih potrebuje za zagotovitev, da so plačila nato knjižena na denarnih računih, odprtih na ime AIS ali na ime UAIS, ki deluje v imenu AIS, ali na ime depozitarja, ki deluje v imenu AIS, v skladu s členom 21(7) Direktive 2011/61/EU.
Financial instruments to be held in custody
Finančni instrumenti, ki se hranijo
Financial instruments belonging to the AIF or to the AIFM acting on behalf of the AIF which are not able to be physically delivered to the depositary shall be included in the scope of the custody duties of the depositary where all of the following requirements are met:
Finančni instrumenti, ki pripadajo AIS ali UAIS, ki deluje v imenu AIS, ki se ne morejo fizično predati depozitarju, se vključijo v dolžnosti hrambe depozitarja, če so izpolnjene vse naslednje zahteve:
they are transferable securities including those which embed derivatives as referred to in the last subparagraph of Article 51(3) of Directive 2009/65/EC and Article 10 of Commission Directive 2007/16/EC [11], money market instruments or units of collective investment undertakings;
so prenosljivi vrednostni papirji, vključno s tistimi, ki vključujejo izvedene finančne instrumente, kot je navedeno v zadnjem pododstavku člena 51(3) Direktive 2009/65/ES ter členu 10 Direktive Komisije 2007/16/ES [11], instrumenti denarnega trga ali enote kolektivnih naložbenih podjemov;
they are capable of being registered or held in an account directly or indirectly in the name of the depositary.
lahko se registrirajo ali držijo na računu neposredno ali posredno na ime depozitarja.
Financial instruments which, in accordance with applicable national law, are only directly registered in the name of the AIF with the issuer itself or its agent, such as a registrar or a transfer agent, shall not be held in custody.
Finančni instrumenti, ki so v skladu z veljavno nacionalno zakonodajo samo neposredno registrirani na ime AIS pri samem izdajatelju ali njegovem zastopniku, kot sta registrator ali zastopnik za prenose, se ne hranijo.
Financial instruments belonging to the AIF or the AIFM acting on behalf of the AIF which are able to be physically delivered to the depositary shall always be included in the scope of the custody duties of the depositary.
Finančni instrumenti, ki pripadajo AIS ali UAIS, ki deluje v imenu AIS, ki se lahko fizično predajo depozitarju, se vedno vključijo v dolžnosti hrambe depozitarja.
Safekeeping duties with regard to assets held in custody
Dolžnosti hrambe v zvezi s sredstvi, ki se hranijo
In order to comply with the obligations laid down in point (a) of Article 21(8) of Directive 2011/61/EU with respect to financial instruments to be held in custody, a depositary shall ensure at least that:
Da se izpolnijo obveznosti iz točke (a) člena 21(8) Direktive 2011/61/EU glede finančnih instrumentov, ki se hranijo, depozitar zagotovi vsaj, da:
the financial instruments are properly registered in accordance with Article 21(8)(a)(ii) of Directive 2011/61/EU;
so finančni instrumenti pravilno registrirani v skladu s členom 21(8)(a)(ii) Direktive 2011/61/EU;
records and segregated accounts are maintained in a way that ensures their accuracy, and in particular record the correspondence with the financial instruments and cash held for AIFs;
se evidence in ločeni računi vzdržujejo tako, da zagotavljajo natančnost in skladnost s finančnimi instrumenti in denarnimi sredstvi, ki jih drži za AIS;
reconciliations are conducted on a regular basis between the depositary’s internal accounts and records and those of any third party to whom custody functions are delegated in accordance with Article 21(11) of Directive 2011/61/EU;
se redno izvajajo usklajevanja med depozitarjevimi internimi računi in evidencami ter internimi računi in evidencami katere koli tretje osebe, na katero so prenesene naloge hrambe v skladu s členom 21(11) Direktive 2011/61/EU;
due care is exercised in relation to the financial instruments held in custody in order to ensure a high standard of investor protection;
se v zvezi s finančnimi instrumenti, ki se hranijo, izvaja potrebna skrbnost, da se zagotovi visok standard zaščite vlagateljev;
all relevant custody risks throughout the custody chain are assessed and monitored and the AIFM is informed of any material risk identified;
se vsa zadevna tveganja hrambe v celotni verigi hrambe ocenjujejo in spremljajo in UAIS se obvesti o vseh pomembnih tveganjih, ki so bila ugotovljena;
adequate organisational arrangements are introduced to minimise the risk of loss or diminution of the financial instruments, or of rights in connection with those financial instruments as a result of fraud, poor administration, inadequate registering or negligence;
se uvede ustrezna organizacijska ureditev, da se v čim večji meri zmanjša tveganje izgube ali zmanjšanja finančnih instrumentov ali pravic v zvezi z navedenimi finančnimi instrumenti kot posledica goljufije, slabega upravljanja, neustreznega vodenja evidenc ali malomarnosti;
the AIF’s ownership right or the ownership right of the AIFM acting on behalf of the AIF over the assets is verified.
se preveri lastninska pravica AIS ali lastninska pravica UAIS, ki deluje v imenu AIS, nad sredstvi.
Where a depositary has delegated its custody functions to a third party in accordance with Article 21(11) of Directive 2011/61/EU, it shall remain subject to the requirements of points (b) to (e) of paragraph 1 of this Article.
Če je depozitar nalogo hrambe prenesel na tretjo osebo v skladu s členom 21(11) Direktive 2011/61/EU, zanj še naprej veljajo zahteve iz točk (b) do (e) odstavka 1 tega člena.
It shall also ensure that the third party complies with the requirements of points (b) to (g) of paragraph 1 of this Article and the segregation obligations laid down in Article 99.
Poleg tega zagotovi, da tretja oseba izpolnjuje zahteve iz točk (b) do (g) odstavka 1 tega člena in obveznosti ločevanja iz člena 99.
A depositary’s safe-keeping duties as referred to in paragraphs 1 and 2 shall apply on a look-through basis to underlying assets held by financial and, as the case may be, or legal structures controlled directly or indirectly by the AIF or the AIFM acting on behalf of the AIF.
Depozitarjeve dolžnosti hrambe iz odstavkov 1 in 2 se za osnovna sredstva, ki jih držijo finančne in/ali pravne strukture, ki jih posredno ali neposredno nadzira AIS ali UAIS, ki deluje v imenu AIS, uporabljajo na podlagi načela vpogleda (look-through).
The requirement referred to in the first subparagraph shall not apply to fund of funds structures or master-feeder structures where the underlying funds have a depositary which keeps in custody the assets of these funds.
Zahteva iz prvega pododstavka se ne uporablja za sklad struktur skladov ali za strukture centralnih in napajalnih KNPVP, pri katerih imajo osnovni skladi depozitarja, ki hrani sredstva teh skladov.
Safekeeping duties regarding ownership verification and record keeping
Dolžnosti hrambe v zvezi s preverjanjem lastništva in vodenjem evidenc
An AIFM shall provide the depositary, upon commencement of its duties and on an ongoing basis, with all relevant information the depositary needs in order to comply with its obligations pursuant to point (b) of Article 21(8) of Directive 2011/61/EU, and ensure that the depositary is provided with all relevant information by third parties.
UAIS ob začetku izvajanja svojih dolžnosti in nato na stalni osnovi depozitarju zagotavlja vse ustrezne informacije, ki jih slednji potrebuje za izpolnjevanje zahtev v skladu s točko (b) člena 21(8) Direktive 2011/61/EU, ter zagotovi, da depozitar prejme vse ustrezne informacije od tretjih oseb.
In order to comply with the obligations referred to in point (b) of Article 21(8) of Directive 2011/61/EU, a depositary shall at least:
Za potrebe izpolnjevanja obveznosti iz točke (b) člena 21(8) Direktive 2011/61/EU depozitar zagotovi vsaj naslednje:
have access without undue delay to all relevant information it needs in order to perform its ownership verification and record-keeping duties, including relevant information to be provided to the depositary by third parties;
brez zamude ima dostop do vseh ustreznih informacij, ki jih potrebuje za izpolnjevanje dolžnosti preverjanja lastništva in vodenja evidenc, vključno z ustreznimi informacijami, ki mu jih morajo zagotoviti tretje osebe;
possess sufficient and reliable information for it to be satisfied of the AIF’s ownership right or of the ownership right of the AIFM acting on behalf of the AIF over the assets;
razpolaga z zadostnimi in zanesljivimi informacijami, na podlagi katerih se lahko prepriča o lastninski pravici AIS oziroma lastninski pravici UAIS, ki deluje v imenu AIS;
maintain a record of those assets for which it is satisfied that the AIF or the AIFM acting on behalf of the AIF holds the ownership.
vodi evidenco sredstev, za katera se je prepričal, da so v lasti AIS ali UAIS, ki deluje v imenu AIS.
In order to comply with this obligation, the depositary shall:
Za potrebe izpolnjevanja te obveznosti depozitar:
register in its record, in the name of the AIF, assets, including their respective notional amounts, for which it is satisfied that the AIF or the AIFM acting on behalf of the AIF holds the ownership;
v svoje evidence v imenu AIS vnese sredstva, vključno z njihovimi nominalnimi zneski, za katera se je prepričal, da so v lasti AIS ali UAIS, ki deluje v imenu AIS;
be able to provide at any time a comprehensive and up-to-date inventory of the AIF’s assets, including their respective notional amounts.
je kadar koli sposoben predložiti izčrpen in aktualen popis sredstev AIS, vključno z ustreznimi nominalnimi zneski sredstev.
For the purpose of point (c)(ii) of paragraph 2, the depositary shall ensure that there are procedures in place so that registered assets cannot be assigned, transferred, exchanged or delivered without the depositary or its delegate having been informed of such transactions and the depositary shall have access without undue delay to documentary evidence of each transaction and position from the relevant third party.
Za namene točke (c)(ii) odstavka 2 depozitar zagotovi, da so vzpostavljeni postopki za zagotavljanje, da evidentirana sredstva ne morejo biti dodeljena, prenesena, zamenjana ali dostavljena, ne da bi depozitar ali njegov pooblaščenec bil obveščen o takšnih transakcijah, depozitar pa mora imeti takojšen dostop do pisnih dokazil o vsaki transakciji in poziciji s strani ustrezne tretje osebe.
The AIFM shall ensure that the relevant third party provides the depositary without undue delay with certificates or other documentary evidence every time there is a sale or acquisition of assets or a corporate action resulting in the issue of financial instruments and at least once a year.
UAIS zagotovi, da ustrezna tretja oseba depozitarju brez zamude posreduje potrdila ali druga pisna dokazila ob vsaki prodaji ali pridobitvi sredstev oziroma ob vsakem korporacijskem dejanju, ki privede do izdaje finančnih instrumentov, in vsaj enkrat letno.
In any event, a depositary shall ensure that the AIFM has and implements appropriate procedures to verify that the assets acquired by the AIF it manages are appropriately registered in the name of the AIF or in the name of the AIFM acting on behalf of the AIF, and to check the consistency between the positions in the AIFMs records and the assets for which the depositary is satisfied that the AIF or the AIFM acting on behalf of the AIF holds the ownership.
Depozitar v vsakem primeru zagotovi, da ima UAIS vzpostavljene in izvaja ustrezne postopke za preverjanje, ali so sredstva, ki jih pridobi AIS v njegovem upravljanju, ustrezno evidentirana na ime AIS oziroma na ime UAIS, ki deluje v njegovem imenu, ter preverja skladnost pozicij v evidencah UAIS ter sredstva, za katera se je depozitar prepričal, da so v lasti AIS ali UAIS, ki deluje v imenu AIS.
The AIFM shall ensure that all instructions and relevant information related to the AIF’s assets are sent to the depositary, so that the depositary is able to perform its own verification or reconciliation procedure.
UAIS zagotovi, da so depozitarju posredovana vsa navodila in zadevne informacije v zvezi s sredstvi AIS, tako da lahko depozitar izvaja lasten postopek preverjanja in usklajevanja.
A depositary shall set up and implement an escalation procedure for situations where an anomaly is detected including notification of the AIFM and of the competent authorities if the situation cannot be clarified and, as the case may be, or corrected.
Depozitar vzpostavi in izvaja postopek stopnjevanja za situacije, ko se odkrije nepravilnost, ki vključuje obveščanje UAIS in pristojnih organov, če se situacije ne more pojasniti in/ali popraviti.
A depositary’s safe-keeping duties referred to in paragraphs 1 to 4 shall apply on a look-through basis to underlying assets held by financial and, as the case may be, or legal structures established by the AIF or by the AIFM acting on behalf of the AIF for the purposes of investing in the underlying assets and which are controlled directly or indirectly by the AIF or by the AIFM acting on behalf of the AIF.
Depozitarjeve dolžnosti hrambe iz odstavkov 1 do 4 se uporabljajo na podlagi načela vpogleda (look-through) za osnovna sredstva, ki jih držijo finančne in/ali pravne strukture, ki jih je ustanovil AIS ali UAIS, ki deluje v imenu AIS, za namene vlaganja v osnovna sredstva in ki jih neposredno ali posredno obvladuje AIS ali UAIS, ki deluje v imenu AIS.
The requirement referred to in the first subparagraph shall not apply to fund of funds structures and master-feeder structures where the underlying funds have a depositary which provides ownership verification and record-keeping functions for this fund’s assets.
Zahteva iz prvega pododstavka se ne uporablja za sklad struktur skladov ali za strukture centralnih in napajalnih KNPVP, pri katerih imajo osnovni skladi depozitarja, ki za sredstva sklada izvaja naloge preverjanja in vodenja evidenc.
Reporting obligations for prime brokers
Obveznosti glede poročanja za glavne borzne posrednike
Where a prime broker has been appointed, the AIFM shall ensure that from the date of that appointment an agreement is in place pursuant to which the prime broker is required to make available to the depositary in particular a statement in a durable medium which contains the following information:
Če je bil imenovan glavni borzni posrednik, UAIS zagotovi, da je od datuma imenovanja v veljavi sporazum, v skladu s katerim se od glavnega borznega posrednika zahteva, da depozitarju zagotovi zlasti izjavo na trajnem nosilcu podatkov, ki vsebuje naslednje informacije:
the values of the items listed in paragraph 3 at the close of each business day;
vrednosti postavk iz odstavka 3 ob koncu vsakega delovnega dne;
details of any other matters necessary to ensure that the depositary of the AIF has up-to-date and accurate information about the value of assets the safekeeping of which has been delegated in accordance with Article 21(11) of Directive 2011/61/EU.
podrobnosti o vseh drugih zadevah, ki so potrebne za zagotovitev, da ima depozitar AIS najnovejše in točne informacije o vrednosti sredstev, hramba katerih je bila prenesena v skladu s členom 21(11) Direktive 2011/61/EU.
The statement referred to in paragraph 1 shall be made available to the depositary of the AIF no later than the close of the next business day to which it relates.
Izjava iz odstavka 1 je depozitarju AIS zagotovljena najkasneje do konca naslednjega delovnega dne od dne, na katerega se nanaša.
The items referred to in point (a) of paragraph 1 shall include:
Postavke iz točke (a) odstavka 1 vključujejo:
cash loans made to the AIF and accrued interest;
denarnih posojil, danih AIS, in obračunanih obresti;
securities to be redelivered by the AIF under open short positions entered into on behalf of the AIF;
vrednostnih papirjev, ki jih mora AIS vrniti v okviru odprtih kratkih pozicij, sklenjenih v imenu AIS;
current settlement amounts to be paid by the AIF under any futures contracts;
tekočih zneskov za poravnavo, ki jih mora AIS plačati v okviru vseh standardiziranih terminskih pogodb;
short sale cash proceeds held by the prime broker in respect of short positions entered into on behalf of the AIF;
prejemkov pri prodaji na kratko, ki jih drži glavni borzni posrednik v zvezi s kratkimi pozicijami, sklenjenimi v imenu AIS;
cash margins held by the prime broker in respect of open futures contracts entered into on behalf of the AIF.
denarnih kritij, ki jih drži glavni borzni posrednik v zvezi z odprtimi standardiziranimi terminskimi pogodbami, sklenjenimi v imenu AIS.
This obligation is in addition to the obligations under Articles 87 and 88;
To je dodatna obveznost poleg obveznosti iz členov 87 in 88;
mark-to-market close-out exposures of any OTC transaction entered into on behalf of the AIF;
izpostavljenosti pri zapiranju pozicij po vrednosti glede na tržne razmere za vsako transakcijo izven organiziranega trga vrednostnih papirjev, sklenjeno v imenu AIS;
all other assets relating to the AIF;
vseh drugih sredstev v zvezi z AIS;
the value of other assets referred to in point (b) of Article 21(8) of Directive 2011/61/EU held as collateral by the prime broker in respect of secured transactions entered into under a prime brokerage agreement;
vrednost drugih sredstev iz točke (b) člena 21(8) Direktive 2011/61/EU, ki jih glavni borzni posrednik drži kot zavarovanja za zavarovane transakcije, sklenjene v okviru sporazuma o glavnem posredniku;
the value of the assets where the prime broker has exercised a right of use in respect of the AIF’s assets;
vrednost sredstev, kjer je glavni borzni posrednik uveljavil pravico do uporabe v zvezi s sredstvi AIS;
a list of all the institutions at which the prime broker holds or may hold cash of the AIF in an account opened in the name of the AIF or in the name of the AIFM acting on behalf of the AIF in accordance with Article 21(7) of Directive 2011/61/EU.
seznam vseh institucij, v katerih glavni borzni posrednik drži ali lahko drži denarna sredstva AIS na računu, odprtem na ime AIS ali na ime UAIS, ki deluje v imenu AIS v skladu s členom 21(7) Direktive 2011/61/EU.
Oversight duties — general requirements
Dolžnosti nadzora – splošne zahteve