natgillin/translations-raw huggingface dataset:
significantly addresses the threat to the orderly functioning and integrity of financial markets or to the stability of the whole or part of the financial system in the Union or significantly improves the ability of the competent authorities to monitor the threat;
ukrep pomembno zmanjša ogroženost pravilnega delovanja in integritete finančnih trgov ter stabilnosti celotnega finančnega sistema v Uniji ali njegovega dela ali znatno poveča sposobnost pristojnih organov za spremljanje ogroženosti;
does not create a risk of regulatory arbitrage;
ukrep ne povzroči tveganja regulatorne arbitraže;
does not have a detrimental effect on the efficiency of financial markets, including by reducing liquidity in those markets or creating uncertainty for market participants, that is disproportionate to the benefits of the measure.
se učinkovitost finančnih trgov zaradi negativnih učinkov ukrepa, vključno z zmanjšanjem likvidnosti teh trgov ali ustvarjanjem negotovosti za udeležence na trgih, ne zmanjša nesorazmerno v primerjavi s koristmi ukrepa.
Where one or more competent authorities have taken a measure under Article 18, 19, 20 or 21, ESMA may take any of the measures referred to in paragraph 1 of this Article without issuing the opinion provided for in Article 27.
Če en ali več pristojnih organov sprejmejo ukrep iz člena 18, 19, 20 ali 21, lahko ESMA sprejme kateri koli ukrep iz odstavka 1 tega člena, ne da bi izdal mnenje iz člena 27.
Before deciding to impose or renew any measure referred to in paragraph 1, ESMA shall consult the ESRB and, where appropriate, other relevant authorities.
Preden ESMA uvede ali podaljša ukrep iz odstavka 1, se posvetuje z ESRB in, kjer je to ustrezno, drugimi ustreznimi organi.
Before deciding to impose or renew any measure referred to in paragraph 1, ESMA shall notify the competent authorities concerned of the measure it proposes to take.
Preden uvede ali podaljša ukrep iz odstavka 1, ESMA zadevnim pristojnim organom priglasi predlagani ukrep.
The notification shall include details of the proposed measures, the class of financial instruments and transactions to which they will apply, the evidence supporting the reasons for those measures and when the measures are intended to take effect.
Priglasitev zajema podrobnosti o predlaganih ukrepih, kategorijo finančnih instrumentov in transakcij, za katere se bodo uporabljali, dokaze, ki podpirajo razloge za uvedbo teh ukrepov, in čas, kdaj naj bi ukrepi začeli veljati.
The notification shall be made not less than 24 hours before the measure is to take effect or to be renewed.
Priglasitev je treba izvesti najmanj 24 ur, preden naj bi ukrep začel veljati ali bi bil podaljšan.
In exceptional circumstances, ESMA may make the notification less than 24 hours before the measure is intended to take effect where it is not possible to give 24 hours’ notice.
Kadar ni mogoče upoštevati 24-urnega roka, lahko ESMA priglasitev izjemoma izvede manj kot 24 ur pred začetkom veljavnosti ukrepa.
ESMA shall publish on its website notice of any decision to impose or renew any measure referred to in paragraph 1.
ESMA objavi na svojem spletnem mestu obvestilo o odločitvi o uvedbi ali podaljšanju ukrepov iz odstavka 1.
The notice shall at least specify:
V njem navede vsaj:
the measures imposed including the instruments and classes of transactions to which they apply, and their duration; and
uvedene ukrepe, vključno z instrumenti in kategorijami transakcij, za katere veljajo, in o njihovem trajanju; in
the reasons why ESMA is of the opinion that it is necessary to impose the measures including the evidence supporting those reasons.
razloge, zakaj ESMA meni, da je treba uvesti ukrepe, vključno z dokazi, ki podpirajo te razloge.
After deciding to impose or renew any measure referred to in paragraph 1, ESMA shall immediately notify the competent authorities of the measures taken.
Potem ko ESMA sklene uvesti ali podaljšati ukrep iz odstavka 1, pristojnim organom takoj priglasi sprejete ukrepe.
A measure shall take effect when the notice is published on the ESMA website or at a time specified in the notice that is after its publication and shall only apply in relation to a transaction entered into after the measure takes effect.
Ukrep začne veljati, ko je obvestilo objavljeno na spletnem mestu ESMA ali po objavi na datum, določen v obvestilu, in velja samo za transakcijo, sklenjeno po začetku veljavnosti ukrepa.
ESMA shall review the measures referred to in paragraph 1 at appropriate intervals and at least every 3 months.
ESMA svoje ukrepe iz odstavka 1 pregleduje v ustreznih intervalih in vsaj vsake tri mesece.
If the measure is not renewed by the end of such a 3-month period it shall automatically expire.
Če se ukrep po koncu obdobja treh mesecev ne podaljša, samodejno preneha veljati.
Paragraphs 2 to 9 shall apply to a renewal of measures.
Odstavki 2 do 9 se uporabljajo za podaljšanje ukrepov.
A measure adopted by ESMA under this Article shall prevail over any previous measure taken by a competent authority under Section 1.
Ukrep, ki ga sprejme ESMA v skladu s tem členom, ima prednost pred morebitnimi prejšnjimi ukrepi, ki jih je sprejel pristojni organ v skladu z oddelkom 1.
ESMA’s powers in emergency situations relating to sovereign debt
Pooblastila ESMA v izjemnih razmerah v zvezi z državnimi vrednostnimi papirji
In the case of an emergency situation relating to sovereign debt or sovereign credit default swaps, Articles 18 and 38 of Regulation (EU) No 1095/2010 shall apply.
V primeru izjemnih razmer v zvezi z državnimi vrednostnimi papirji ali posli kreditnih zamenjav državnih vrednostnih papirjev se uporabljata člena 18 in 38 Uredbe (EU) št. 1095/2010.
Further specification of adverse events or developments
Dodatna opredelitev neugodnih dogodkov ali neugodnega razvoja
The Commission shall be empowered to adopt delegated acts in accordance with Article 42 specifying criteria and factors to be taken into account by the competent authorities and by ESMA in determining in which cases the adverse events or developments referred to in Articles 18 to 21 and Article 27 and the threats referred to in point (a) of Article 28(2) arise.
Na Komisijo se prenese pooblastilo za sprejemanje delegiranih aktov v skladu s členom 42 za opredelitev meril in dejavnikov, ki jih morajo pristojni organi in ESMA upoštevati pri odločanju v katerih primerih obstajajo neugodni dogodki ali neugoden razvoj dogodkov iz členov 18 do 21 in člena 27 ter ogroženosti iz točke (a) člena 28(2).
Inquiries by ESMA
Preiskave s strani ESMA
ESMA may, on the request of one or more of the competent authorities, the European Parliament, the Council or the Commission or on its own initiative conduct an inquiry into a particular issue or practice relating to short selling or relating to the use of credit default swaps to assess whether that issue or practice poses any potential threat to financial stability or market confidence in the Union.
ESMA lahko na zahtevo enega ali več pristojnih organov, Evropskega parlamenta, Sveta ali Komisije ali na lastno pobudo izvede preiskavo v zvezi s kakim vprašanjem ali ravnanjem, povezanim s prodajo na kratko ali uporabo poslov kreditnih zamenjav, da presodi, ali utegne to vprašanje ali ravnanje ogroziti finančno stabilnost ali tržno zaupanje v Uniji.
ESMA shall publish a report setting out its findings and any recommendations relating to the issue or practice within 3 months as from the end of any such inquiry.
ESMA v treh mesecih po taki preiskavi objavi poročilo, v katerem navede ugotovitve in priporočila v zvezi s tem vprašanjem ali ravnanjem.
ROLE OF COMPETENT AUTHORITIES
VLOGA PRISTOJNIH ORGANOV
Each Member State shall designate one or more of the competent authorities for the purpose of this Regulation.
Vsaka država članica za namene te uredbe določi enega ali več pristojnih organov.
Where a Member State designates more than one competent authority, it shall clearly determine their respective roles and it shall designate the authority to be responsible for coordinating the cooperation and the exchange of information with the Commission, ESMA and the competent authorities of the other Member States.
Če država članica določi več kot en pristojni organ, jasno opredeli njihove vloge in določi organ, ki je odgovoren za usklajevanje sodelovanja in izmenjavo informacij s Komisijo, ESMA in pristojnimi organi drugih držav članic.
Member States shall inform the Commission, ESMA and the competent authorities of the other Member States of those designations.
Države članice o teh določitvah obvestijo Komisijo, ESMA in pristojne organe drugih držav članic.
In order to fulfil their duties under this Regulation, the competent authorities shall have all the supervisory and investigatory powers that are necessary for the exercise of their functions.
Pristojni organi imajo vsa nadzorna in preiskovalna pooblastila, potrebna za opravljanje nalog v skladu s to uredbo.
They shall exercise their powers in any of the following ways:
Svoja pooblastila izvajajo na naslednje načine:
in collaboration with other authorities;
v sodelovanju z drugimi organi; ali
In order to fulfil their duties under this Regulation, the competent authorities shall, in accordance with national law, have the power:
Pristojni organi imajo za opravljanje svojih nalog v skladu s to uredbo in z nacionalno zakonodajo pooblastilo:
to gain access to any document in any form and to receive or take a copy thereof;
zagotoviti si dostop do vseh dokumentov v kakršni koli obliki in prejmejo ali si priskrbijo njihov izvod;
to require information from any natural or legal person and if necessary to summon and question a natural or legal person with a view to obtaining information;
zahtevati informacije od katere koli fizične ali pravne osebe ter fizično ali pravno osebo po potrebi povabijo in zaslišijo, da pridobijo informacije;
to carry out on-site inspections with or without prior announcement;
opravljati inšpekcijske preglede na kraju samem s predhodno najavo ali brez nje;
to require existing telephone and existing data traffic records;
zahtevati obstoječe evidence o telefonskih pogovorih in podatkovnem prometu;
to require the cessation of any practice that is contrary to the provisions in this Regulation;
zahtevati prenehanje vsakega ravnanja, ki je v nasprotju z določbami te uredbe;
to require the freezing and/or the sequestration of assets.
zahtevati zamrznitev in/ali zaseg sredstev.
The competent authorities shall, without prejudice to points (a) and (b) of paragraph 2, have the power in individual cases to require a natural or legal person entering into a credit default swap transaction to provide:
Pristojni organi imajo brez poseganja v točki (a) in (b) odstavka 2 pooblastilo, da v posameznih primerih od fizične ali pravne osebe, ki vstopa v transakcijo s posli kreditnih zamenjav, zahtevajo:
an explanation about the purpose of the transaction and whether it is for the purposes of hedging against a risk or otherwise; and
obrazložitev namena transakcije in ali je namenjena varovanju pred tveganjem ali čemu drugemu; in
information verifying the underlying risk where the transaction is for hedging purposes.
informacije, ki potrjujejo osnovno tveganje, kadar je namen transakcije varovanje pred tveganjem.
The obligation of professional secrecy shall apply to all natural or legal persons who work or who have worked for the competent authority or for any authority or natural or legal person to whom the competent authority has delegated tasks, including auditors and experts contracted by the competent authority.
Obveznost poklicne skrivnosti velja za vse fizične ali pravne osebe, ki delajo ali so delale pri pristojnem organu ali pri katerem drugem organu ali fizični ali pravni osebi, na katero je pristojni organ prenesel naloge, vključno z revizorji in strokovnjaki, ki jih je pristojni organ pogodbeno zaposlil.
Confidential information covered by professional secrecy may not be disclosed to any other natural or legal person or authority except where such disclosure is necessary for legal proceedings.
Zaupne informacije, ki so poslovna skrivnost, se ne smejo razkriti nobeni fizični ali pravni osebi ali organu, razen kadar je razkritje potrebno v sodnih postopkih.
All the information exchanged between the competent authorities under this Regulation that concerns business or operational conditions and other economic or personal affairs shall be considered confidential and shall be subject to the requirements of professional secrecy, except where the competent authority states at the time of communication that such information may be disclosed or such disclosure is necessary for legal proceedings.
Vse informacije, ki si jih pristojni organi izmenjajo na podlagi te uredbe in ki zadevajo poslovne ali operativne razmere in druge gospodarske ali osebne zadeve, štejejo za zaupne in zanje velja poklicna skrivnost, razen kadar pristojni organ v času njihovega posredovanja navede, da se informacije lahko razkrijejo ali če je razkritje potrebno za sodne postopke.
The competent authorities shall cooperate where necessary or expedient for the purposes of this Regulation.
Pristojni organi sodelujejo, kadar je to potrebno ali koristno za namene te uredbe.
In particular, the competent authorities shall, without undue delay, supply each other with information which is relevant for the purposes of carrying out their duties under this Regulation.
Pristojni organi si zlasti nemudoma izmenjajo informacije, potrebne za opravljanje nalog, ki jih imajo po tej uredbi.
Cooperation with ESMA
Sodelovanje z ESMA
The competent authorities shall cooperate with ESMA for the purposes of this Regulation in accordance with Regulation (EU) No 1095/2010.
Pristojni organi za namene te uredbe sodelujejo z ESMA v skladu z Uredbo (EU) št. 1095/2010.
The competent authorities shall provide, without delay, ESMA with all the information necessary to carry out its duties in accordance with Regulation (EU) No 1095/2010.
V skladu z Uredbo (EU) št. 1095/2010 ESMA brez nepotrebnega odlašanja zagotovijo vse informacije, potrebne za opravljanje njegovih nalog.
Cooperation in case of request for on-site inspections or investigations
Sodelovanje v primeru zahteve za inšpekcijske preglede ali preiskave na kraju samem
The competent authority of one Member State may request assistance from the competent authority of another Member State with regard to on-site inspections or investigations.
Pristojni organ ene države članice lahko zahteva pomoč pristojnega organa druge države članice pri inšpekcijskih pregledih ali preiskavah na kraju samem.
The requesting competent authority shall inform ESMA of any request referred to in the first subparagraph.
Pristojni organ, ki zahteva pomoč, obvesti ESMA o vsaki zahtevi iz prvega pododstavka.
In case of an investigation or an inspection with cross-border effects, ESMA may and if requested shall coordinate the investigation or inspection.
ESMA lahko na zahtevo usklajuje preiskave ali inšpekcijske preglede s čezmejnim učinkom.
Where a competent authority receives a request from a competent authority of another Member State to carry out an on-site inspection or an investigation, it may:
Kadar pristojni organ prejme zahtevo od pristojnega organa druge države članice za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem, lahko:
allow the competent authority which submitted the request to participate in an on-site inspection or investigation;
pristojnemu organu, ki je predložil zahtevo, omogoči, da sodeluje v inšpekcijskem pregledu ali preiskavi na kraju samem;
allow the competent authority which submitted the request to carry out the on-site inspection or investigation itself;
pristojnemu organu, ki je predložil zahtevo, omogoči, da sam opravi inšpekcijski pregled ali preiskavo na kraju samem;
appoint auditors or experts to carry out the on-site inspection or investigation;
imenuje revizorje ali strokovnjake za izvedbo inšpekcijskega pregleda ali preiskave na kraju samem;
share specific tasks relating to supervisory activities with the other competent authorities.
posamezne naloge, povezane z nadzornimi dejavnostmi, deli z drugimi pristojnimi organi.
ESMA may request the competent authorities to carry out specific investigatory tasks and on-site inspections where information is reasonably required by ESMA to enable it to exercise a power expressly conferred on it by this Regulation.
ESMA lahko od pristojnih organov zahteva, da izvedejo posamezne preiskovalne naloge in inšpekcijske preglede na kraju samem, če te informacije upravičeno potrebuje za izvajanje svojih pooblastil, izrecno dodeljenih s to uredbo.
The competent authorities shall, where possible, conclude cooperation arrangements with supervisory authorities of third countries concerning the exchange of information with supervisory authorities of third countries, the enforcement of obligations arising under this Regulation in third countries and the taking of similar measures in third countries by their supervisory authorities to complement measures taken under Chapter V. These cooperation arrangements shall ensure at least an efficient exchange of information that allows the competent authorities to carry out their duties under this Regulation.
Pristojni organi, kjer je to mogoče, sklenejo z nadzornimi organi tretjih držav dogovore o sodelovanju glede izmenjave informacij z nadzornimi organi tretjih držav, uveljavljanja obveznosti iz te uredbe v tretjih državah in sprejetja podobnih ukrepov s strani nadzornih organov tretjih držav za dopolnitev ukrepov, sprejetih v skladu s poglavjem V. Ti dogovori o sodelovanju zagotovijo najmanj učinkovito izmenjavo informacij, ki pristojnim organom držav članic omogoča izvajanje nalog iz te uredbe.
A competent authority shall inform ESMA and the competent authorities of the other Member States where it proposes to enter into such an arrangement.
Pristojni organ obvesti organ ESMA in pristojne organe druge države članice, kadar namerava skleniti tak dogovor.
The cooperation arrangement shall contain provisions on the exchange of data and information necessary for the relevant competent authority to comply with the obligation set out in Article 16(2).
Dogovor o sodelovanju vsebuje določbe o izmenjavi podatkov in informacij, ki jih zadevni pristojni organ potrebuje za izpolnjevanje obveznosti iz člena 16(2).
ESMA shall coordinate the development of cooperation arrangements between the competent authorities and the relevant supervisory authorities of third countries.
ESMA usklajuje pripravo dogovorov o sodelovanju med pristojnimi organi in zadevnimi nadzornimi organi tretjih držav.
For that purpose, ESMA shall prepare a template document for cooperation arrangements that may be used by the competent authorities.
Za ta namen pripravi vzorce dokumentov za dogovore o sodelovanju, ki jih lahko uporabijo pristojni organi.
ESMA shall also coordinate the exchange between the competent authorities of information obtained from supervisory authorities of third countries that may be relevant to the taking of measures under Chapter V.
ESMA usklajuje tudi izmenjavo informacij, pridobljenih od nadzornih organov tretjih držav, ki so lahko pomembne za sprejetje ukrepov iz poglavja V, med pristojnimi organi držav članic.
The competent authorities shall conclude cooperation arrangements on the exchange of information with the supervisory authorities of third countries only where the information disclosed is subject to guarantees of professional secrecy which are at least equivalent to those set out in Article 34.
Pristojni organi sklenejo dogovore o sodelovanju glede izmenjave informacij z nadzornimi organi tretjih držav samo, kadar za razkrite informacije velja varstvo poklicne skrivnosti, ki je najmanj enakovredno tistemu iz člena 34.
With regard to transfer of personal data between Member States or between Member States and a third country, Member States shall apply Directive 95/46/EC.
Države članice v zvezi s prenosom osebnih podatkov med državami članicami ali med državami članicami in tretjo državo uporabljajo Direktivo 95/46/ES.
With regard to transfer of personal data by ESMA to Member States or to a third country, ESMA shall comply with Regulation (EC) No 45/2001.
ESMA pri prenosu osebnih podatkov v države članice ali tretjo državo upošteva Uredbo (ES) št. 45/2001.
Personal data referred to in the first paragraph shall be retained for a maximum period of 5 years.
Osebni podatki iz prvega odstavka se hranijo največ pet let.
A competent authority may transfer to a supervisory authority of a third country data and the analysis of data where the conditions laid down in Article 25 or 26 of Directive 95/46/EC are fulfilled but such transfer shall be made only on a case-by-case basis.
Pristojni organ lahko podatke in analizo podatkov pošlje nadzornemu organu tretje države, kadar so izpolnjeni pogoji člena 25 ali 26 Direktive 95/46/ES, vendar samo za posamezne primere.
The competent authority shall be satisfied that the transfer is necessary for the purposes of this Regulation.
Pristojni organ se prepriča, da je prenos potreben za namene te uredbe.
Any such transfer shall be made under agreement that the third country shall not transfer the data to the supervisory authority of another third country without the express written authorisation of the competent authority.
Vsak tak prenos poteka ob dogovoru, da tretja država podatkov ne pošlje nadzornemu organu druge tretje države, če nima izrecnega pisnega soglasja pristojnega organa.
A competent authority shall disclose information which is confidential pursuant to Article 34 and which is received from a competent authority of another Member State to a supervisory authority of a third country only where the competent authority has obtained the express agreement of the competent authority which transmitted the information and, where applicable, the information is disclosed solely for the purposes for which that competent authority gave its agreement.
Pristojni organ informacije, ki so po členu 34 zaupne in ki jih je prejel od pristojnega organa druge države članice, razkrije nadzornemu organu tretje države samo, kadar je pristojni organ pridobil izrecno soglasje pristojnega organa, ki je posredoval informacije, in, kjer je to ustrezno, kadar se informacije razkrijejo izključno za namene, s katerimi je soglašal pristojni organ.
Member States shall establish rules on penalties and administrative measures, applicable to infringements of this Regulation and shall take all measures necessary to ensure that they are implemented.
Države članice določijo kazni in administrativne ukrepe, ki se uporabljajo za kršitve te uredbe, in sprejmejo vse ukrepe, potrebne za zagotovitev njihovega izvajanja.
Those penalties and administrative measures shall be effective, proportionate and dissuasive.
Navedene kazni in administrativni ukrepi so učinkoviti, sorazmerni in odvračilni.
In accordance with Regulation (EU) No 1095/2010, ESMA may adopt guidelines to ensure a consistent approach is taken concerning the penalties and administrative measures to be established by Members States.
ESMA v skladu z Uredbo (EU) št. 1095/2010 lahko sprejme smernice, s katerimi zagotovi dosleden pristop v zvezi s kaznimi in administrativnimi ukrepi, ki jih lahko določijo države članice.
Member States shall notify the Commission and ESMA of the provisions referred to in the first and second subparagraphs by 1 July 2012 and shall notify them without delay of any subsequent amendment affecting those provisions.
Države članice Komisijo in ESMA uradno obvestijo o določbah iz prvega in drugega pododstavka do 1. julija 2012, prav tako ju takoj uradno obvestijo o morebitnih poznejših spremembah, ki vplivajo na te določbe.
ESMA shall publish on its website and update regularly a list of existing penalties and administrative measures applicable in each Member State.
ESMA na svojem spletnem mestu objavi seznam obstoječih kazni in administrativnih ukrepov, veljavnih za vsako državo članico posebej, in ga redno posodablja.
Member States shall provide ESMA annually with aggregate information regarding the penalties and administrative measures imposed.
Države članice ESMA letno zagotavljajo zbirne informacije o kaznih in administrativnih ukrepih.