natgillin/translations-raw huggingface dataset:
an institution fails to report or provides incomplete or inaccurate information to the competent authorities in relation to the data referred to in Article 101 of Regulation (EU) No 575/2013;
institucija pristojnim organom ne sporoča informacij v zvezi z podatki iz člena 101 Uredbe (EU) št. 575/2013 ali zagotavlja nepopolne ali nepravilne informacije;
an institution fails to report information or provides incomplete or inaccurate information about a large exposure to the competent authorities in breach of Article 394(1) of Regulation (EU) No 575/2013;
institucija pristojnim organom ne sporoča informacij o veliki izpostavljenosti, kar predstavlja kršitev člena 394(1) Uredbe (EU) št. 575/2013 ali zagotavlja nepopolne ali nepravilne informacije;
an institution fails to report information or provides incomplete or inaccurate information on liquidity to the competent authorities in breach of Article 415(1) and (2) of Regulation (EU) No 575/2013;
institucija pristojnim organom ne sporoča informacij o likvidnosti, kar predstavlja kršitev člena 415(1) in (2) Uredbe (EU) št. 575/2013 ali zagotavlja nepopolne ali nepravilne informacije;
an institution fails to report information or provides incomplete or inaccurate information on the leverage ratio to the competent authorities in breach of Article 430(1) of Regulation (EU) No 575/2013;
institucija pristojnim organom ne sporoča informacij o količniku finančnega vzvoda, kar predstavlja kršitev člena 430(1) Uredbe (EU) št. 575/2013 ali zagotavlja nepopolne ali nepravilne informacije;
an institution repeatedly or persistently fails to hold liquid assets in breach of Article 412 of Regulation (EU) No 575/2013;
večkrat ali nenehno se dogaja, da institucija ne razpolaga z likvidnimi sredstvi, kar predstavlja kršitev člena 412 Uredbe (EU) št. 575/2013;
an institution incurs an exposure in excess of the limits set out in Article 395 of Regulation (EU) No 575/2013;
institucija doseže izpostavljenost, ki presega omejitve iz člena 395 Uredbe (EU) št. 575/2013;
an institution is exposed to the credit risk of a securitisation position without satisfying the conditions set out in Article 405 of Regulation (EU) No 575/2013;
institucija je izpostavljena kreditnemu tveganju pozicije v listinjenju, ne da bi izpolnjevala pogoje iz člena 405 Uredbe (EU) št. 575/2013;
an institution fails to disclose information or provides incomplete or inaccurate information in breach of Article 431(1), (2) and (3) or Article 451(1) of Regulation (EU) No 575/2013;
institucija ne razkrije informacij, kar predstavlja kršitev člena 431(1), (2) in (3) ali člena 451(1) Uredbe (EU) št. 575/2013 ali zagotavlja nepopolne ali nepravilne informacije;
an institution makes payments to holders of instruments included in the own funds of the institution in breach of Article 141 of this Directive or in cases where Articles 28, 51 or 63 of Regulation (EU) No 575/2013 prohibit such payments to holders of instruments included in own funds;
institucija izvede plačila imetnikom instrumentov, vključenih v kapital institucije, kar predstavlja kršitev člena 141 te direktive, ali v primerih, kadar so taka plačila imetnikom instrumentov, vključenih v kapital, prepovedana na podlagi členov 28, 51 ali 63 Uredbe (EU) št. 575/2013;
an institution is found liable for a serious breach of the national provisions adopted pursuant to Directive 2005/60/EC;
institucija je spoznana za odgovorno za hudo kršitev nacionalnih določb, sprejetih na podlagi Direktive 2005/60/ES;
an institution allows one or more persons not complying with Article 91 to become or remain a member of the management body.
institucija je eni ali več osebam, ki ne izpolnjujejo zahtev iz člena 91, omogočila, da postanejo ali ostanejo člani upravljalnega organa.
in the case of an institution, withdrawal of the authorisation of the institution in accordance with Article 18;
v primeru institucije odvzem dovoljenja instituciji v skladu s členom 18;
subject to Article 65(2), a temporary ban against a member of the institution's management body or any other natural person, who is held responsible, from exercising functions in institutions;
ob upoštevanju člena 65(2), začasno prepoved opravljanja funkcij v instituciji za odgovornega člana upravljalnega organa institucije ali katero koli drugo odgovorno fizično osebo;
administrative pecuniary penalties of up to twice the amount of the profits gained or losses avoided because of the breach where those can be determined.
upravne denarne kazni v višini do dvakratnega zneska dobička, pridobljenega s kršitvijo, ali izgube, preprečene s kršitvijo, kadar ju je mogoče opredeliti.
Where an undertaking referred to in point (e) of the first subparagraph is a subsidiary of a parent undertaking, the relevant gross income shall be the gross income resulting from the consolidated account of the ultimate parent undertaking in the preceding business year.
Kadar je družba iz točke (e) prvega pododstavka podrejena družba nadrejene osebe, je relevantne bruto dohodek bruto dohodek, določen na podlagi konsolidiranih računovodskih izkazov končne nadrejene osebe v predhodnem poslovnem letu.
Publication of administrative penalties
Objava upravnih kazni
Member States shall ensure that the competent authorities publish on their official website at least any administrative penalties against which there is no appeal and which are imposed for breach of the national provisions transposing this Directive or of Regulation (EU) No 575/2013, including information on the type and nature of the breach and the identity of the natural or legal person on whom the penalty is imposed, without undue delay after that person is informed of those penalties.
Države članice zagotovijo, da pristojni organi na svoji uradni spletni strani brez nepotrebnega odlašanja in potem, ko so zadevne osebe obveščene o takšnih kaznih, objavijo vsaj vse upravne kazni, zoper katere pritožba ni mogoča, in ki se naložijo zaradi kršitve nacionalnih določb, s katerimi se prenaša ta direktiva, ali Uredbe (EU) št. 575/2013, vključno z informacijami o vrsti in naravi kršitve ter identiteti fizične ali pravne osebe, kateri se kazen naloži.
Where Member States permit publication of penalties against which there is an appeal, competent authorities shall, without undue delay, also publish on their official website information on the appeal status and outcome thereof.
Kadar države članice dovolijo objavo kazni, zoper katere je mogoča pritožba, pristojni organi na svoji uradni spletni strani brez nepotrebnega odlašanja objavijo tudi informacije o statusu pritožbe in njenem rezultatu.
Competent authorities shall publish the penalties on an anonymous basis, in a manner in accordance with national law, in any of the following circumstances:
Pristojni organi kazni objavijo na anonimni podlagi in na način, ki je v skladu z nacionalnim pravom, v katerem koli od naslednjih primerov:
where the penalty is imposed on a natural person and, following an obligatory prior assessment, publication of personal data is found to be disproportionate;
kadar se kazen naloži fizični osebi in se po obvezni predhodni oceni izkaže, da objava osebnih podatkov ni sorazmerna;
where publication would jeopardise the stability of financial markets or an ongoing criminal investigation;
kadar bi objava ogrozila stabilnost finančnih trgov ali kazensko preiskavo v teku;
where publication would cause, insofar as it can be determined, disproportionate damage to the institutions or natural persons involved.
kadar bi objava vpletenim institucijam ali fizičnim osebam povzročila, kolikor je to mogoče ugotoviti, nesorazmerno škodo.
Alternatively, where the circumstances referred to in the first subparagraph are likely to cease within a reasonable period of time, publication under paragraph 1 may be postponed for such a period of time.
Druga možnost pa je, da kadar je mogoče predvideti, da bodo okoliščine iz prvega pododstavka prenehale obstajati v razumnem obdobju, se objava v skladu z odstavkom 1 lahko preloži za to obdobje.
Competent authorities shall ensure that information published under paragraphs 1 or 2 remains on their official website at least five years.
Pristojni organi zagotovijo, da informacije, objavljene v sladu z odstavkom 1 ali 2 ostanejo na njihovi uradni spletni strani najmanj pet let.
Personal data shall be retained on the official website of the competent authority only for the period necessary, in accordance with the applicable data protection rules.
Osebni podatki ostanejo na uradni spletni strani pristojnega organa le tako dolgo, kot je potrebno v skladu z veljavnimi predpisi o varstvu podatkov.
By 18 July 2015 EBA shall submit a report to the Commission on the publication of penalties by Member States on an anonymous basis as provided for under paragraph 2, in particular where there have been significant divergences between Member States in this respect.
EBA do 18. julija 2015 Komisiji predloži poročilo o objavi kazni s strani držav članic na anonimni podlagi, kot je določeno v odstavku 2, zlasti če je med državami članicami v zvezi s tem prišlo do znatnih razlik.
In addition, EBA shall submit a report to the Commission on any significant divergences in the duration of publication of penalties under national law.
EBA poleg tega Komisiji predloži poročilo o vseh znatnih razlikah v trajanju objave kazni na podlagi nacionalnega prava.
Exchange of information on penalties and maintenance of a central database by EBA
Izmenjava informacij o kaznih in vzdrževanje centralne baze podatkov s strani EBA
Subject to the professional secrecy requirements referred to in Article 53(1), the competent authorities shall inform EBA of all administrative penalties, including all permanent prohibitions, imposed under Articles 65, 66 and 67 including any appeal in relation thereto and the outcome thereof.
Pristojni organi ob spoštovanju zahtev glede poklicne skrivnosti iz člena 53(1) EBA obveščajo o vseh upravnih kaznih, vključno z vsemi stalnimi prepovedmi, naloženimi v skladu s členi 65, 66 in 67, ter vključno s pritožbami zoper njih in njihovem izidu.
EBA shall maintain a central database of administrative penalties communicated to it solely for the purposes of exchanging information between competent authorities.
EBA vzdržuje centralno bazo podatkov upravnih kazni, o katerih je bil obveščen, in sicer izključno za izmenjavo informacij med pristojnimi organi.
That database shall be accessible to competent authorities only and it shall be updated on the basis of the information provided by competent authorities.
Do te baze podatkov imajo dostop zgolj pristojni organi, posodablja pa se na podlagi informacij, ki jih posredujejo pristojni organi.
Where a competent authority assesses good repute for the purposes of Article 13(1), Article 16(3), Article 91(1) and Article 121, it shall consult the EBA database of administrative penalties.
Če pristojni organ za namene členov 13(1), 16(3), 91(1) in 121 ocenjuje dobro ime, preveri vnose v bazi podatkov upravnih sankcij EBA.
In the event of a change of status or a successful appeal, EBA shall delete or update relevant entries in the database on request by the competent authorities.
Če se status spremeni ali je pritožba uspešna, EBA na zahtevo pristojnih organov izbriše ali posodobi zadevne vnose v bazi podatkov.
The competent authorities shall check, in accordance with national law, the existence of a relevant conviction in the criminal record of the person concerned.
Pristojni organi v skladu s svojim nacionalnim pravom preverijo, ali ima zadevna oseba v kazenski evidenci zabeleženo zadevno obsodbo.
For those purposes, information shall be exchanged in accordance with Decision 2009/316/JHA and Framework Decision 2009/315/JHA as implemented in national law.
Izmenjava informacij v te namene poteka v skladu s Sklepom 2009/316/PNZ in Okvirnim sklepom 2009/315/PNZ, kakor sta prenesena v nacionalno pravo.
EBA shall maintain a website with links to each competent authority's publication of administrative penalties under Article 68 and shall show the time period for which each Member State publishes administrative penalties.
EBA vzdržuje spletno stran s povezavami na objave upravnih kazni s strani posameznih pristojnih organov v skladu s členom 68, na njej pa je prikazano tudi obdobje, za katerega posamezna država članica objavi upravne kazni.
Effective application of penalties and exercise of powers to impose penalties by competent authorities
Učinkovita uporaba kazni in izvajanje pooblastil za naložitev kazni s strani pristojnih organov
Member States shall ensure that when determining the type of administrative penalties or other administrative measures and the level of administrative pecuniary penalties, the competent authorities shall take into account all relevant circumstances, including, where appropriate:
Države članice zagotovijo, da pristojni organi pri določanju vrste upravnih kazni ali drugih upravnih ukrepov in višine upravnih denarnih kazni upoštevajo vse ustrezne okoliščine, ter kjer je ustrezno, vključujejo:
the gravity and the duration of the breach;
resnost in trajanje kršitve;
the degree of responsibility of the natural or legal person responsible for the breach;
stopnjo odgovornosti fizične ali pravne osebe, ki je odgovorna za kršitev;
the financial strength of the natural or legal person responsible for the breach, as indicated, for example, by the total turnover of a legal person or the annual income of a natural person;
finančno trdnost fizične ali pravne osebe, ki je odgovorna za kršitev, kot je na primer prikazana s skupnim prometom odgovorne pravne osebe ali letnim prihodkom fizične osebe;
the importance of profits gained or losses avoided by the natural or legal person responsible for the breach, insofar as they can be determined;
pomen pridobljenih dobičkov ali preprečenih izgub s strani fizične ali pravne osebe, ki je odgovorna za kršitev, če jih je mogoče opredeliti;
the losses for third parties caused by the breach, insofar as they can be determined;
izgube, ki so jih zaradi kršitve imele tretje osebe, če jih je mogoče opredeliti;
the level of cooperation of the natural or legal person responsible for the breach with the competent authority;
raven sodelovanja fizične ali pravne osebe ki je odgovorna za kršitev s pristojnim organom;
previous breaches by the natural or legal person responsible for the breach;
predhodne kršitve fizične ali pravne osebe, ki je odgovorna za kršitev;
any potential systemic consequences of the breach.
morebitne sistemske posledice kršitve.
Reporting of breaches
Poročanje o kršitvah
Member States shall ensure that competent authorities establish effective and reliable mechanisms to encourage reporting of potential or actual breaches of national provisions transposing this Directive and of Regulation (EU) No 575/2013 to competent authorities.
Države članice zagotovijo, da pristojni organi vzpostavijo učinkovite in zanesljive mehanizme za spodbujanje poročanja o morebitnih ali dejanskih kršitvah nacionalnih določb, s katerimi se prenaša ta direktiva, ali Uredbe (EU) št. 575/2013 pristojnim organom.
The mechanisms referred to in paragraph 1 shall include at least:
Mehanizmi iz odstavka 1 vključujejo vsaj:
specific procedures for the receipt of reports on breaches and their follow-up;
posebne postopke za prejem poročil o kršitvah in njihovo nadaljnjo obravnavo;
appropriate protection for employees of institutions who report breaches committed within the institution against retaliation, discrimination or other types of unfair treatment at a minimum;
ustrezno zaščito zaposlenih v institucijah, ki prijavijo kršitve v instituciji, vsaj pred povračilnimi ukrepi, diskriminacijo ali drugimi oblikami nepravičnega obravnavanja;
protection of personal data concerning both the person who reports the breaches and the natural person who is allegedly responsible for a breach, in accordance with Directive 95/46/EC;
varstvo osebnih podatkov osebe, ki prijavi kršitve, in fizične osebe, ki je domnevno odgovorna za kršitev v skladu z Direktivo 95/46/ES;
clear rules that ensure that confidentiality is guaranteed in all cases in relation to the person who reports the breaches committed within the institution, unless disclosure is required by national law in the context of further investigations or subsequent judicial proceedings.
jasna pravila, ki v vseh primerih zagotavljajo zaupnost osebe, ki prijavi kršitve v instituciji, razen če nacionalno pravo zahteva njeno razkritje zaradi nadaljnjih preiskav ali naknadnih sodnih postopkov.
Member States shall require institutions to have in place appropriate procedures for their employees to report breaches internally through a specific, independent and autonomous channel.
Države članice od institucij zahtevajo, da imajo vzpostavljene ustrezne postopke, v skladu s katerimi zaposleni prek posebnega neodvisnega in avtonomnega kanala interno poročajo o kršitvah.
Such a channel may also be provided through arrangements provided for by social partners.
Takšen kanal se lahko zagotovi tudi v dogovoru s socialnimi partnerji.
The same protection as referred to in points (b), (c) and (d) of paragraph 2 shall apply.
Pri tem velja enaka zaščita, kot je navedena v točkah (b), (c) in (d) odstavka 2.
Member States shall ensure that decisions and measures taken pursuant to laws, regulations and administrative provisions adopted in accordance with this Directive or to Regulation (EU) No 575/2013 are subject to a right of appeal.
Države članice zagotovijo, da za odločitve in ukrepe, ki se sprejmejo v skladu z zakoni in drugimi predpisi, sprejetimi v skladu s to direktivo ali Uredbo (EU) št. 575/2013, velja pravica do pritožbe.
Member States shall also ensure that failure to take a decision within six months of submission of an application for authorisation which contains all the information required under the national provisions transposing this Directive, is subject to a right of appeal.
Države članice zagotovijo tudi, da je pritožba mogoča tudi v primeru, ko odločitev v šestih mesecih po vložitvi prošnje za izdajo dovoljenja, ki vsebuje vse informacije, zahtevane v skladu z nacionalnimi določbami, s katerimi se prenaša ta direktiva, ni sprejeta.
Review Processes
Procesi pregledovanja
Internal capital adequacy assessment process
Proces ocenjevanja ustreznega notranjega kapitala
Internal Capital
Notranji kapital
Institutions shall have in place sound, effective and comprehensive strategies and processes to assess and maintain on an ongoing basis the amounts, types and distribution of internal capital that they consider adequate to cover the nature and level of the risks to which they are or might be exposed.
Institucije vzpostavijo zanesljive, učinkovite in celovite strategije in procese za redno ocenjevanje in zagotavljanje zneskov, vrst in razdelitve notranjega kapitala, za katerega menijo, da je ustrezen za kritje narave in stopnje tveganj, katerim so ali bi lahko bile izpostavljene.
Those strategies and processes shall be subject to regular internal review to ensure that they remain comprehensive and proportionate to the nature, scale and complexity of the activities of the institution concerned.
Te strategije in procesi so predmet rednega notranjega pregledovanja zaradi zagotovitve, da ostanejo celoviti in sorazmerni z vrsto, obsegom in zapletenostjo dejavnosti zadevne institucije.
Arrangements, processes and mechanisms of institutions
Ureditve, procesi in mehanizmi institucij
Sub-Section 1
Pododdelek 1
Internal governance and recovery and resolution plans
Notranje upravljanje ter načrti za sanacijo in reševanje
Institutions shall have robust governance arrangements, which include a clear organisational structure with well-defined, transparent and consistent lines of responsibility, effective processes to identify, manage, monitor and report the risks they are or might be exposed to, adequate internal control mechanisms, including sound administration and accounting procedures, and remuneration policies and practices that are consistent with and promote sound and effective risk management.
Institucije imajo stabilno ureditev upravljanja, ki vključuje jasno organizacijsko strukturo z natančno opredeljenimi, preglednimi in doslednimi ravnmi odgovornostmi, učinkovitimi procesi za ugotavljanje, obvladovanje in spremljanje tveganj ter poročanje o tveganjih, katerim so ali bi lahko bile institucije izpostavljene, primerne mehanizme notranjih kontrol, vključno z zanesljivimi administrativnimi in računovodskimi postopki, ter politike in prakse prejemkov, ki so skladne s preudarnim in učinkovitim upravljanjem tveganja in ga tudi spodbujajo.
The arrangements, processes and mechanisms referred to in paragraph 1 shall be comprehensive and proportionate to the nature, scale and complexity of the risks inherent in the business model and the institution's activities.
Ureditve, procesi in mehanizmi iz odstavka 1 so celoviti in sorazmerni z naravo, obsegom in zapletenostjo tveganj, ki izhajajo iz poslovnega modela in dejavnosti institucije.
The technical criteria established in Articles 76 to 95 shall be taken into account.
Pri tem se upoštevajo tehnična merila iz členov 76 do 95.
EBA shall issue guidelines on the arrangements, processes and mechanisms referred to in paragraph 1, in accordance with paragraph 2.
EBA izda smernice v zvezi z ureditvami, procesi in mehanizmi iz odstavka 1 v skladu z načeli sorazmernosti in celovitosti iz odstavka 2.
Competent authorities shall ensure that recovery plans for the restoration of an institution's financial situation following a significant deterioration, and resolution plans are put in place.
Pristojni organi zagotovijo, da se za izboljšanje finančnega stanja institucije po njegovem znatnem poslabšanju pripravijo načrti za sanacijo in načrti za reševanje.
In accordance with the principle of proportionality, the requirements for an institution to draw up, maintain and update recovery plans and for the resolution authority, after consulting the competent authority, to prepare resolution plans, may be reduced if, after consulting the national macroprudential authority, competent authorities consider that the failure of a specific institution due, inter alia, to its size, to its business model, to its interconnectedness to other institutions, or to the financial system in general, will not have a negative effect on financial markets, on other institutions or on funding conditions.
Skladno z načelom sorazmernosti se lahko zahteve instituciji, da pripravi, vzdržuje in posodablja načrte za sanacijo, ter organu za reševanje, da po posvetovanju s pristojnim organom pripravi načrte za reševanje, omilijo, če pristojni organi po posvetovanju z nacionalnim makrobonitetnim organom menijo, da propad določene institucije – med drugim zaradi njene velikosti, poslovnega modela, njene medsebojne povezanosti z drugimi institucijami ali zaradi finančnega sistema na splošno – ne bo imel negativnih posledic za finančne trge, druge institucije ali pogoje financiranja.
Institutions shall cooperate closely with resolution authorities and shall provide them with all information necessary for the preparation and drafting of viable resolution plans setting out options for the orderly resolution of the institutions in the case of failure, in accordance with the principle of proportionality.
Skladno z načelom sorazmernosti institucije tesno sodelujejo z organi za reševanje, in jim zagotavljajo vse informacije, potrebne za pripravo in osnutke uresničljivih načrtov za reševanje, kjer so opisane možnosti za ustrezno reševanje institucije v primeru propada.
In accordance with Article 25 of Regulation (EU) No 1093/2010, EBA shall be entitled to participate in and contribute to the development and coordination of effective and consistent recovery and resolution plans.
EBA lahko v skladu s členom 25 Uredbe (EU) št. 1093/2010 sodeluje pri oblikovanju in usklajevanju učinkovitih in doslednih načrtov za sanacijo in reševanje ter prispeva k njim.
In that regard EBA shall be informed of, and shall be entitled to participate in, meetings relating to the development and coordination of recovery and resolution plans.
Ob upoštevanju navedenega se EBA obvešča in lahko sodeluje na sestankih v zvezi z oblikovanjem in usklajevanjem načrtov za sanacijo in reševanje.