natgillin/translations-raw huggingface dataset:
In developing its rules, procedures and contractual arrangements a CCP shall consider relevant regulatory principles and industry standards and market protocols and clearly indicate where such practices have been incorporated into the documentation governing the rights and obligations of the CCP, its clearing members and other relevant third parties.
Pri razvoju predpisov, postopkov in pogodbenih ureditev CNS preuči ustrezna regulativna načela, industrijske standarde in tržne protokole ter jasno navede, če so bile takšne prakse vključene v dokumentacijo, ki urejajo pravice in obveznosti CNS, njenih klirinških članov ali drugih zadevnih tretjih strani.
A CCP shall identify and analyse potential conflicts of law issues and develop rules and procedures to mitigate legal risk resulting from such issues.
CNS opredeli in analizira vprašanja v zvezi z morebitnimi pravnimi navzkrižji in razvije pravila in postopke za zmanjšanje pravnih tveganj, ki izhajajo iz takšnih vprašanj.
If necessary, independent legal opinions shall be sought by the CCP for the purpose of this analysis.
Če je treba, CNS za namene te analize zahteva neodvisna pravna mnenja.
A CCP’s rules and procedures shall clearly indicate the law that is intended to apply to each aspect of the CCP’s activities and operations.
V pravilih in postopkih CNS je jasno navedeno pravo, ki naj bi se uporabljalo za vsak vidik dejavnosti in operacij CNS.
Compliance function
Funkcija za zagotavljanje skladnosti
A CCP shall establish and maintain a permanent and effective compliance function which operates independently from the other functions of the CCP.
CNS vzpostavijo in vzdržujejo trajno in učinkovito funkcijo za zagotavljanje skladnosti, ki deluje neodvisno od drugih funkcij CNS.
It shall ensure that the compliance function has the necessary authority, resources, expertise and access to all relevant information.
Zagotovi, da ima funkcija za zagotavljanje skladnosti potrebno pristojnost, sredstva, strokovno znanje in dostop do vseh ustreznih informacij.
When establishing its compliance function, the CCP shall take into account the nature, scale and complexity of its business, and the nature and range of the services and activities undertaken in the course of that business.
CNS pri vzpostavljanju svoje funkcije za zagotavljanje skladnosti upoštevajo vrsto, obseg in kompleksnost poslovanja ter naravo in obseg storitev in dejavnosti, ki se opravljajo pri tem poslovanju.
The chief compliance officer shall at least have the following responsibilities:
Vodilni za zagotavljanje skladnosti s predpisi ima vsaj naslednje odgovornosti:
monitor and, on a regular basis, assess the adequacy and effectiveness of the measures put in place in accordance with Article 5(4) and the actions taken to address any deficiencies in the CCP’s compliance with its obligations;
spremljanje in redno ocenjevanje primernosti in učinkovitosti ukrepov, uvedenih v skladu s členom 5(4), ter ukrepov, sprejetih za odpravljanje morebitnih pomanjkljivosti CNS pri zagotavljanju skladnosti z obveznostmi iz te uredbe;
administer the compliance policies and procedures established by senior management and the board;
upravljanje politik in postopkov za zagotavljanje skladnosti, ki jih določi višje vodstvo in organ upravljanja;
advise and assist the persons responsible for carrying out the CCP services and activities to comply with the CCP’s obligations under this Regulation, Regulation (EC) No 648/2012 and Implementing Regulation (EU) No 1249/2012 and other regulatory requirements, where applicable;
svetovanje in pomoč osebam, pristojnim za opravljanje storitev in dejavnosti CNS za zagotovitev skladnosti z obveznostmi CNS iz te uredbe, Uredbe (EU) št. 648/2012 in Izvedbene uredbe (EU) št. 1249/2012 in drugih regulativnih zahtev, kjer je to primerno;
report regularly to the board on compliance by the CCP and its employees with this Regulation, Regulation (EU) No 648/2012 and Implementing Regulation (EU) No 1249/2012;
redno poročanje organu upravljanja o izpolnjevanju obveznosti iz te uredbe, Uredbe (EU) št. 648/2012 in Izvedbene uredbe (EU) št. 1249/2012 s strani CNS in njenih zaposlenih;
establish procedures for the effective remediation of instances of non-compliance;
določanje postopkov za učinkovito odpravo primerov neskladnosti;
ensure that the relevant persons involved in the compliance function are not involved in the performance of the services or activities they monitor and that any conflicts of interest of such persons are properly identified and eliminated.
zagotavljanje, da zadevne osebe, vključene v funkcijo za zagotavljanje skladnosti, ne sodelujejo pri opravljanju storitev ali dejavnosti, ki jih spremljajo, in da se primerno prepozna in odpravi kakršno koli navzkrižje interesov takšnih oseb.
Organisational structure and separation of the reporting lines
Organizacijska struktura in ločitev zahtev glede poročanja
A CCP shall define the composition, role and responsibilities of the board and senior management and any board committees.
CNS določi sestavo, vlogo in odgovornosti organa upravljanja in višjega vodstva ter vseh njunih odborov.
These arrangements shall be clearly specified and well-documented.
Te ureditve so jasno opredeljene in dobro dokumentirane.
The board shall establish, at a minimum an audit committee and a remuneration committee.
Organ upravljanja ustanovi vsaj odbor za revizijo in odbor za prejemke.
The risk committee established in accordance with Article 28 of Regulation (EU) No 648/2012 shall be an advisory committee to the board.
Odbor za tveganja, ustanovljen v skladu s členom 28 Uredbe (EU) št. 648/2012, je svetovalni odbor.
The board shall assume at least the following responsibilities:
Organ upravljanja prevzame vsaj naslednje odgovornosti:
the establishment of clear objectives and strategies for the CCP;
določitev jasnih ciljev in strategij za CNS;
the effective monitoring of senior management;
učinkovito spremljanje višjega vodstva;
the establishment of appropriate remuneration policies,
vzpostavitev ustreznih politik prejemkov;
the establishment and oversight of the risk management function;
vzpostavitev in nadzor funkcije upravljanja tveganj;
the oversight of the compliance function and internal control function;
nadzor funkcije zagotavljanja skladnosti in funkcije notranjega nadzora;
the oversight of outsourcing arrangements;
nadzor ureditev zunanjega izvajanja;
the oversight of compliance with all provisions of this Regulation, Regulation (EU) No 648/2012, Implementing Regulation (EU) No 1249/2012 and all other regulatory and supervisory requirements;
nadzor skladnosti z vsemi določbami te uredbe, Uredbe (EU) št. 648/2012, Izvedbene uredbe (EU) št. 1249/2012 in vsemi drugimi regulativnimi in nadzornimi zahtevami;
the provision of accountability to the shareholders or owners and employees, clearing members and their customers and other relevant stakeholders.
zagotavljanje odgovornosti do delničarjev ali lastnikov in zaposlenih, klirinških članov in njihovih strank ter drugih zadevnih zainteresiranih strani.
Senior management shall have at least the following responsibilities:
Višje vodstvo ima vsaj naslednje odgovornosti:
ensuring consistency of the CCP’s activities with the objectives and strategy of the CCP as determined by the board;
zagotavljanje usklajenosti dejavnosti CNS s cilji in strategijo CNS, kot jih določi organ upravljanja;
designing and establishing compliance and internal control procedures that promote the CCP’s objectives;
oblikovanje in vzpostavljanje postopkov za zagotavljanje skladnosti in notranjega nadzora, ki spodbujajo cilje CNS;
subjecting the internal control procedures to regular review and testing;
redno preverjanje in testiranje postopkov notranjega nadzora;
ensuring that sufficient resources are devoted to risk management and compliance;
zagotavljanje, da je upravljanju tveganj in zagotavljanju skladnosti namenjenih dovolj sredstev;
be actively involved in the risk control process;
je dejavno vključeno v postopek nadzora nad tveganji;
ensuring that risks posed to the CCP by its clearing and activities linked to clearing are duly addressed.
zagotavljanje, da se ustrezno obravnavajo tveganja za CNS zaradi kliringa in dejavnosti, povezanih s kliringom.
Where the board delegates tasks to committees or sub-committees, it shall retain the approval of decisions that could have a significant impact on the risk profile of the CCP.
V primeru, ko organ upravljanja prenese naloge na odbore ali pododbore, še vedno sprejema odločitve, ki bi lahko imele pomemben vpliv na profil tveganja CNS.
The arrangements by which the board and senior management operate shall include processes to identify, address and manage potential conflicts of interest of members of the board and senior management.
Ureditve, v skladu s katerimi delujeta organ upravljanja in višje vodstvo, vključujejo postopke za odkrivanje, obravnavanje in obvladovanje potencialnih navzkrižij interesov članov organa upravljanja in višjega vodstva.
A CCP shall have clear and direct reporting lines between its board and senior management in order to ensure that the senior management is accountable for its performance.
CNS ima jasne in neposredne zahteve glede poročanja med organom upravljanja in višjim vodstvom za zagotavljanje, da je višje vodstvo odgovorno za svoje delovanje.
The reporting lines for risk management, compliance and internal audit shall be clear and separate from those for the other operations of the CCP.
Zahteve glede poročanja za upravljanje tveganj, skladnost in notranjo revizijo so jasne in ločene od tistih v zvezi z drugimi postopki CNS.
The chief risk officer shall report to the board either directly or through the chair of the risk committee.
Vodilni za tveganja poroča organu upravljanja bodisi neposredno ali prek vodje odbora za tveganja.
The chief compliance officer and the internal audit function shall report directly to the board.
Vodilni za zagotavljanje skladnosti in funkcija notranje revizije poročata neposredno organu upravljanja.
The remuneration committee shall design and further develop the remuneration policy, oversee its implementation by senior management and review its practical operation on a regular basis.
Odbor za prejemke oblikuje in nadalje razvija politiko prejemkov, nadzoruje njeno izvajanje s strani višjega vodstva in redno pregleduje njeno praktično delovanje.
The policy itself shall be documented and reviewed at least on an annual basis.
Sama politika se dokumentira in pregleda vsaj enkrat letno.
The remuneration policy shall be designed to align the level and structure of remuneration with prudent risk management.
Politika prejemkov je zasnovana tako, da se višina in struktura prejemkov uskladita s preudarnim upravljanjem tveganj.
The policy shall account for prospective risks as well as existing risks and risk outcomes.
Politika upošteva predvidena tveganja ter obstoječa tveganja in izide tveganj.
Pay out schedules shall be sensitive to the time horizon of risks.
Razporedi izplačil upoštevajo časovni vidik tveganj.
In particular in the case of variable remuneration the policy shall take due account of possible mismatches of performance and risk periods and shall ensure that payments are deferred as appropriate.
Zlasti v primeru variabilnih prejemkov politika ustrezno upošteva morebitna neskladja med uspešnostjo in obdobji tveganj ter zagotovi, da se izplačila ustrezno preložijo.
The fixed and variable components of total remuneration shall be balanced and shall be consistent with risk alignment.
Fiksne in variabilne sestavine celotnih prejemkov so uravnotežene in zagotavljajo usklajenost s tveganji.
The remuneration policy shall provide that staff engaged in risk management, compliance and internal audit functions are remunerated in a manner that is independent of the business performance of the CCP.
Politika prejemkov zagotovi, da je osebje, ki sodeluje pri funkcijah upravljanja tveganj, zagotavljanja skladnosti in notranje revizije, poplačano na način, ki je neodvisen od poslovnih rezultatov CNS.
The level of remuneration shall be adequate in terms of responsibility as well as in comparison to the level of remuneration in the business areas.
Višina plač je primerna v smislu odgovornosti ter v primerjavi z ravnijo plač na zadevnih poslovnih področjih.
The remuneration policy shall be subject to independent audit, on an annual basis.
Politika prejemkov je predmet neodvisne letne revizije.
The results of these audits shall be made available to the competent authority.
Rezultati teh revizij se dajo na voljo pristojnemu organu.
Information technology systems
Sistemi informacijskih tehnologij
A CCP shall design and ensure its information technology systems are reliable and secure as well as capable of processing the information necessary for the CCP to perform its activities and operations in a safe and efficient manner.
CNS upravlja in zagotavlja sisteme informacijskih tehnologij tako, da so zanesljivi in varni ter zmožni obdelati informacije, ki jih CNS potrebuje za varno in učinkovito izvajanje svojih dejavnosti in poslovanja.
The information technology architecture shall be well-documented.
Struktura informacijske tehnologije je dobro dokumentirana.
The systems shall be designed to deal with the CCP’s operational needs and the risks the CCP faces, be resilient, including in stressed market conditions, and be scalable, if necessary, to process additional information.
Sistemi so oblikovani za obravnavanje operativnih potreb in tveganj CNS, odporni tudi v težkih tržnih razmerah ter se po potrebi prilagodijo za obdelavo dodatnih informacij.
The CCP shall provide for procedures and capacity planning as well as for sufficient redundant capacity to allow the system to process all remaining transactions before the end of the day in circumstances where a major disruption occurs.
CNS poskrbi za načrtovanje postopkov in zmogljivosti ter za dovolj presežnih zmogljivosti, da lahko sistem v primeru večjih motenj obdela vse preostale transakcije pred koncem dneva.
The CCP shall provide for procedures for the introduction of new technology including clear reversion plans.
CNS poskrbi za postopke za uvajanje nove tehnologije, vključno z jasnimi načrti za vrnitev v prvotno stanje.
In order to ensure a high degree of security in information processing and to enable connectivity with its clearing members and clients as well as with its service providers, a CCP shall base its information technology systems on internationally recognised technical standards and industry best practices.
CNS za zagotavljanje visoke stopnje varnosti pri obdelavi informacij in omogočanje povezanosti s svojimi klirinškimi člani in strankami, pa tudi s ponudniki storitev, svoje sisteme informacijske tehnologije oblikuje na osnovi mednarodno priznanih tehničnih standardov in najboljših industrijskih praks.
The CCP shall subject its systems to stringent testing, simulating stressed conditions, before initial use, after making significant changes and after a major disruption has occurred.
CNS po pomembnih spremembah in večjih motnjah pred začetkom uporabe strogo testira svoje sisteme, tako da simulira izjemne pogoje.
Clearing members and clients, interoperable CCPs and other interested parties shall be involved as appropriate in the design and conduct of these tests.
Klirinški člani in stranke, interoperabilne CNS in druge zainteresirane strani so, kot je ustrezno, vključene v načrtovanje in izvedbo teh testov.
A CCP shall maintain a robust information security framework that appropriately manages its information security risk.
CNS vzdržuje zanesljiv okvir za informacijsko varnost, s katerim se ustrezno upravlja tveganje za informacijsko varnost.
The framework shall include appropriate mechanisms, policies and procedures to protect information from unauthorised disclosure, to ensure data accuracy and integrity and to guarantee the availability of the CCP’s services.
Okvir vključuje ustrezne mehanizme, politike in postopke za zaščito informacij pred razkritjem nepooblaščeni osebi, za zagotovitev točnosti in celovitosti podatkov in za zagotavljanje razpoložljivosti storitev CNS.
The information security framework shall include at least the following features:
Okvir za informacijsko varnost vključuje vsaj naslednje elemente:
access controls to the system;
nadzor dostopa do sistema;
adequate safeguards against intrusions and data misuse;
ustrezno zaščito pred vdori in zlorabo podatkov;
specific devices to preserve data authenticity and integrity, including cryptographic techniques;
posebne naprave za ohranjanje avtentičnosti in celovitosti podatkov, vključno s kriptografskimi tehnikami;
reliable networks and procedures for accurate and prompt data transmission without major disruptions;
zanesljiva omrežja in postopke za natančno in hitro posredovanje podatkov brez večjih motenj;
audit trails.
revizijske sledi.
The information technology systems and the information security framework shall be reviewed at least on an annual basis.
Sistemi informacijske tehnologije in okvir za informacijsko varnost se pregledajo vsaj enkrat letno.
They shall be subject to independent audit assessments.
So predmet neodvisne revizijske ocene.
The results of these assessments shall be reported to the board and shall be made available to the competent authority.
Rezultati teh ocen se sporočijo organu upravljanja in se dajo na voljo pristojnemu organu.
Disclosure
Razkritja
A CCP shall make the following information available to the public free of charge:
CNS brezplačno objavi naslednje informacije:
information regarding its governance arrangements, including the following:
informacije v zvezi z ureditvijo upravljanja, vključno z naslednjim:
its organisational structure as well as key objectives and strategies;
organizacijsko strukturo ter ključnimi cilji in strategijami;
key elements of the remuneration policy;
ključnimi elementi politike prejemkov;
key financial information including its most recent audited financial statements;
ključnimi finančnimi informacijami, vključno z zadnjimi revidiranimi računovodskimi izkazi;
information regarding its rules, including the following:
informacije v zvezi s predpisi, vključno z naslednjim:
default management procedures, procedures and supplementary texts;
postopki upravljanja v primeru neplačila, splošnimi postopki in dodatnimi dokumenti;
relevant business continuity information;
ustreznimi informacijami o neprekinjenem poslovanju;
information on the CCP’s risk management systems, techniques and performance in accordance with Chapter XII;
informacijami o sistemih upravljanja tveganj CNS, tehnikah in uspešnosti v skladu s poglavjem XII;
all relevant information on its design and operations as well as on the rights and obligations of clearing members and clients, necessary to enable them to identify clearly and understand fully the risks and costs associated with using the CCP’s services;
vsemi zadevnimi informacijami o njenem načrtovanju in poslovanju ter o pravicah in obveznostih klirinških članov in strank, potrebnih za jasno prepoznavanje in popolno razumevanje tveganj in stroškov, povezanih z uporabo storitev CNS;
the CCP’s current clearing services, including detailed information on what it provides under each service;
trenutnimi klirinškimi storitvami CNS, vključno s podrobnimi informacijami o tem, kaj zagotavlja v okviru posamezne storitve;
the CCP’s risk management systems, techniques and performance, including information on financial resources, investment policy, price data sources and models used in margin calculations;
sistemi upravljanja tveganj CNS, tehnikami in uspešnostjo, vključno z informacijami o finančnih sredstvih, naložbeni politiki, viri podatkov o cenah in modeli, ki se uporabljajo pri izračunih kritja;
the law and the rules governing:
zakonodajo in predpisi, ki urejajo:
the access to the CCP;
dostop do CNS;
the contracts concluded by the CCP with clearing members and, where practicable, clients;
pogodbe, ki jih sklene CNS s klirinškimi člani in, kjer je to izvedljivo, strankami;
the contracts that the CCP accepts for clearing;
pogodbe, ki jih CNS sprejme za kliring;
any interoperability arrangements;
vse ureditve interoperabilnosti;
the use of collateral and default fund contributions, including the liquidation of positions and collateral and the extent to which collateral is protected against third party claims;
uporabo zavarovanja s premoženjem in prispevkov v jamstveni sklad, vključno z unovčenjem pozicij in zavarovanjem s premoženjem ter obsegom, v katerem se zavarovanje s premoženjem ščiti pred terjatvami tretjih oseb;
information regarding eligible collateral and applicable haircuts;
informacije o primernem zavarovanju s premoženjem in odbitke, ki se uporabljajo;
a list of all current clearing members, including admission, suspension and exit criteria for clearing membership.
seznam vseh sedanjih klirinških članov, vključno z merili za sprejetje, prekinitev in prenehanje klirinškega članstva.
Where the competent authority agrees with the CCP that any of the information under point (b) or (c) of this paragraph may put at risk business secrets or the safety and soundness of the CCP, the CCP may decide to disclose that information in a manner that prevents or reduces those risks, or not to disclose such information.
Če se pristojni organ strinja s CNS, da lahko kakršne koli informacije iz točke (b) ali (c) tega odstavka ogrozijo poslovno tajnost ali varnost in stabilnost CNS, se lahko CNS odloči, da razkrije te informacije na način, ki preprečuje ali zmanjšuje ta tveganja, ali da teh informacij ne razkrije.
A CCP shall disclose to the public, free of charge, information regarding any material changes in its governance arrangements, objectives, strategies and key policies as well as in its applicable rules and procedures.
CNS brezplačno razkrije javnosti informacije o vseh bistvenih spremembah svojih ureditev upravljanja, ciljev, strategij in ključnih politik ter pravil in postopkov, ki jih uporablja.
Information to be disclosed to the public by the CCP shall be accessible on its website.
Informacije, ki jih CNS razkrije javnosti, so dostopne na njeni spletni strani.
Information shall be available in at least a language customary in the sphere of international finance.
Informacije so na voljo vsaj v jeziku, ki se običajno uporablja na področju mednarodnih financ.
Internal auditing
Notranja revizija
A CCP shall establish and maintain an internal audit function which is separate and independent from the other functions and activities of the CCP and which has the following tasks:
CNS vzpostavi in vzdržuje funkcijo notranje revizije, ki je ločena in neodvisna od ostalih funkcij in dejavnosti CNS in ima naslednje naloge:
to establish, implement and maintain an audit plan to examine and evaluate the adequacy and effectiveness of the CCP’s systems, internal control mechanisms and governance arrangements;
vzpostavitev, izvajanje in vzdrževanje revizijskega načrta za pregled in ocenjevanje primernosti in učinkovitosti sistemov, mehanizmov notranjega nadzora in ureditev upravljanja CNS;
to report internal audit matters to the board.
poročanje organu upravljanja o notranji reviziji.
The internal audit function shall have the necessary authority, resources, expertise, and access to all relevant documents for the performance of its functions.
Funkcija notranje revizije ima potrebno pristojnost, sredstva, strokovno znanje in dostop do vseh ustreznih dokumentov za izvajanje svojih funkcij.
It shall be sufficiently independent from the management and shall report directly to the board.
Je dovolj neodvisna od poslovodstva in poroča neposredno organu upravljanja.
Internal audit shall assess the effectiveness of the CCP’s risk management processes and control mechanisms in a manner that is proportionate to the risks faced by the different business lines and independent of the business areas assessed.
Notranja revizija oceni učinkovitost postopkov upravljanja tveganj in mehanizmov nadzora CNS sorazmerno s tveganji, s katerimi se soočajo različna poslovna področja, in neodvisno od ocenjenih poslovnih področij.