natgillin/translations-raw huggingface dataset:
Having regard to Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories [2], and in particular Article 56(3) thereof,
ob upoštevanju Uredbe (EU) št. 648/2012 Evropskega parlamenta in Sveta z dne 4. julija 2012 o izvedenih finančnih instrumentih OTC, centralnih nasprotnih strankah in repozitorijih sklenjenih poslov [2], zlasti člena 56(3) Uredbe,
Rules should be laid down specifying the information to be provided to the European Securities and Markets Authority (ESMA) as part of an application for registration as a trade repository.
Določiti bi bilo treba pravila glede informacij, ki jih je treba Evropskemu organu za vrednostne papirje in trge (ESMA) predložiti kot del vloge za registracijo repozitorija sklenjenih poslov.
Any person applying for registration as a trade repository should provide information on the structure of its internal controls and the independence of its governing bodies, in order to enable ESMA to assess whether the corporate governance structure ensures the independence of the trade repository and whether that structure and its reporting routines are adequate.
Vsaka oseba, ki vloži vlogo za registracijo repozitorija sklenjenih poslov, bi morala navesti informacije o strukturi svojega notranjega nadzora in neodvisnosti svojih upravnih organov, da bi lahko organ ESMA ocenil, ali struktura upravljanja podjetja zagotavlja neodvisnost repozitorija sklenjenih poslov in ali so struktura ter postopki poročanja ustrezni.
ESMA, as established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority) [3], is responsible for the registration and supervision of trade repositories under Title VI of Regulation (EU) No 648/2012.
Organ ESMA, ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) [3], je odgovoren za registracijo in nadzor repozitorijev sklenjenih poslov v skladu z naslovom VI Uredbe (EU) št. 648/2012.
For the purpose of enabling ESMA to assess the good repute, as well as the experience and skills of the prospective trade repository senior management, an applicant trade repository should provide the relevant information to perform such an assessment.
Da bi lahko organ ESMA ocenil dober ugled ter izkušnje in strokovno znanje morebitnega višjega vodstva repozitorija sklenjenih poslov, bi moral repozitorij sklenjenih poslov prosilec zagotoviti ustrezne informacije za izvedbo take ocene.
The applicant trade repository should provide information to ESMA to demonstrate that it has the necessary financial resources at its disposal for the performance of its functions on an on-going basis and adequate business continuity arrangements.
Repozitorij sklenjenih poslov, ki vlaga vlogo, bi moral organu ESMA dokazati, da ima na voljo finančna sredstva, potrebna za neprekinjeno izvajanje svojih nalog, in ustrezne ureditve za neprekinjeno poslovanje.
Although when a trade repository operates through branches, these are not separate legal persons, separate information on branches should be provided in order to enable ESMA to clearly identify the position of the branches in the organisational structure of the trade repository, assess the fitness for duty and appropriateness of the senior management of the branches, and evaluate whether the control mechanisms, compliance and other functions in place are considered to be robust and enough to identify, evaluate and manage the branches’ risks in an appropriate manner.
Ko repozitorij sklenjenih poslov deluje prek podružnic, te niso ločene pravne osebe, zato bi bilo treba organu ESMA predložiti ločene informacije o podružnicah, da bi lahko jasno opredelil njihov položaj v organizacijski strukturi repozitorija sklenjenih poslov, ocenil ustreznost in primernost višjega vodstva podružnic in ocenil, ali so nadzorni mehanizmi, funkcije zagotavljanja skladnosti in druge funkcije, ki so na voljo, dovolj trdni ter zadostujejo za ustrezno ugotavljanje, oceno in upravljanje tveganj podružnic.
It is important for an applicant to provide ESMA with information on ancillary services, or other business lines that the trade repository offers outside its core activity of derivatives reporting, particularly as regards its central core activity of regulatory reporting.
Pomembno je, da vlagatelj organu ESMA predloži informacije o pomožnih storitvah ali drugih poslovnih dejavnostih, ki jih repozitorij sklenjenih poslov ponuja poleg svoje osrednje dejavnosti poročanja o izvedenih finančnih instrumentih, zlasti kar zadeva njegovo osrednjo dejavnost regulativnega poročanja.
In order for ESMA to assess the continuity and orderly function of an applicant trade repository’s technological systems, that applicant should provide ESMA with descriptions of those relevant technological systems and how they are managed.
Da bi lahko organ ESMA ocenil neprekinjeno in pravilno delovanje tehnoloških sistemov repozitorija sklenjenih poslov, ki vlaga vlogo, bi moral navedeni vlagatelj organu ESMA predložiti opise navedenih relevantnih tehnoloških sistemov in njihovega upravljanja.
The applicant should also describe any outsourcing arrangements that are relevant for its services.
Vlagatelj bi moral opisati tudi vse dogovore o zunanjem izvajanju, ki so relevantni za njegove storitve.
The fees associated with the services provided by trade repositories are important information for enabling market participants to make an informed choice and should therefore form part of the application for registration as trade repository.
Pristojbine, povezane s storitvami, ki jih opravljajo repozitoriji sklenjenih poslov, so pomembne informacije, ki udeležencem na trgu omogočajo sprejemanje utemeljenih odločitev in bi morale biti zato del vloge za registracijo repozitorija sklenjenih poslov.
Given that market participants and regulators rely on the data maintained by trade repositories, strict operational and record-keeping requirements should be clearly distinguishable in a trade repository’s application for registration.
Glede na to, da se udeleženci na trgu in regulativni organi zanašajo na podatke, ki jih hranijo repozitoriji sklenjenih poslov, bi morale biti v vlogi za registracijo repozitorija sklenjenih poslov strogo operativne zahteve jasno ločene od zahtev v zvezi z vodenjem evidenc.
The risk management models associated with the services provided by a trade repository are a necessary item in its application for registration so as to enable market participants to make an informed choice.
Modeli za obvladovanje tveganj, povezani s storitvami, ki jih opravlja repozitorij sklenjenih poslov, so potrebne postavke v njegovi vlogi za registracijo zato, da bodo lahko udeleženci na trgu sprejemali utemeljene odločitve.
In order to secure full access to the trade repository, third party service providers are granted non-discriminatory access to information maintained by the trade repository, on the condition that the entity providing the data and the relevant counterparties have provided their consent.
Da bi zagotovili celovit dostop do repozitorija sklenjenih poslov, imajo zunanji ponudniki storitev odobren nediskriminatoren dostop do informacij, ki jih hrani repozitorij sklenjenih poslov, če so subjekt, ki zagotavlja podatke, in ustrezne nasprotne stranke predložile svoje soglasje.
An applicant trade repository should therefore provide ESMA with information about its access policies and procedures.
Repozitorij sklenjenih poslov, ki vlaga vlogo, bi moral zato organu ESMA predložiti informacije o svoji politiki in postopkih na področju dostopa.
In order to carry out its authorisation duties effectively, ESMA should receive all information from trade repositories, related third parties and third parties to whom the trade repositories have outsourced operational functions and activities.
Da bi lahko organ ESMA svoje naloge v zvezi z izdajo dovoljenja izvajal učinkovito, bi moral od repozitorijev sklenjenih poslov, povezanih tretjih strani in tretjih strani, na katere so repozitoriji sklenjenih poslov prenesli operativne funkcije ter dejavnosti, prejeti vse informacije.
Such information is necessary to assess or complete the assessment of the application for registration and the documentation therein.
Takšne informacije so potrebne za ocenjevanje ali zaključek ocene vloge za registracijo in njene dokumentacije.
In accordance with Article 10 of Regulation (EU) No 1095/2010, ESMA has conducted open public consultations on the draft regulatory technical standards, analysed the potential related costs and benefits and requested the opinion of the ESMA Securities and Markets Stakeholder Group established in accordance with Article 37 of that Regulation,
Organ ESMA je v skladu s členom 10 Uredbe (EU) št. 1095/2010 izvedel odprta javna posvetovanja o osnutkih regulativnih tehničnih standardov, analiziral morebitne s tem povezane stroške in koristi ter zahteval mnenje Interesne skupine za vrednostne papirje in trge organa ESMA, ustanovljene v skladu s členom 37 navedene uredbe –
Identification, legal status and class of derivatives
Identifikacija, pravni status in razred izvedenih finančnih instrumentov
An application for registration as a trade repository shall identify the applicant and the activities it intends to carry out which require it to be registered as a trade repository.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje informacije o vlagatelju in dejavnostih, ki jih namerava izvajati, zaradi česar se mora registrirati kot repozitorij sklenjenih poslov.
The application for registration as a trade repository shall in particular contain the following information:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje zlasti naslednje informacije:
the corporate name of the applicant and legal address within the Union;
ime podjetja vlagatelja in pravni naslov v Uniji;
an excerpt from the relevant commercial or court register, or other forms of certified evidence of the place of incorporation and scope of business activity of the applicant, valid at the application date;
izpisek iz ustreznega poslovnega ali sodnega registra ali drugo certificirano dokazilo o kraju pridobitve statusa pravne osebe in obsegu poslovanja vlagatelja na datum vložitve vloge;
information on the classes of derivatives for which the applicant wishes to be registered;
informacije o razredih izvedenih finančnih instrumentov, za katere se želi vlagatelj registrirati;
the articles of incorporation and, where relevant, other statutory documentation stating that the applicant is to conduct trade repository services;
statut in, kjer je ustrezno, drugo statutarno dokumentacijo, v kateri je navedeno, da bo vlagatelj izvajal storitve repozitorija sklenjenih poslov;
the minutes from the meeting where the board approved the application;
zapisnik sestanka, na katerem je upravni odbor odobril vlogo;
the name and contact details of the person(s) responsible for compliance, or any other staff involved in compliance assessments for the applicant;
ime in kontaktne podatke oseb, odgovornih za zagotavljanje skladnosti, ali katerih koli drugih zaposlenih, ki so vključeni v ocene skladnosti za vlagatelja;
the programme of operations, including indications of the location of the main business activities;
program dejavnosti, vključno z navedbo mesta glavnih poslovnih dejavnosti;
the identification of any subsidiaries and, where relevant, the group structure;
opredelitev vseh hčerinskih družb in, kjer je ustrezno, strukturo skupine;
any service, other than the trade repository function, that the applicant intends to provide;
vse storitve, ki jih namerava vlagatelj opravljati poleg funkcije repozitorija sklenjenih poslov;
any information on any pending judicial, administrative, arbitration or any other litigation proceedings irrespective of their type, that the applicant may be party to, particularly as regards tax and insolvency matters and where significant financial or reputational costs may be incurred, or any non-pending proceedings, that may still have any material impact on trade repository costs.
vse informacije o vseh sodnih, upravnih, arbitražnih ali drugih sodnih postopkih v teku, ne glede na njihovo vrsto, v katerih je vlagatelj, zlasti zadeve na področju davkov in plačilne nesposobnosti ter kjer lahko pride do visokih finančnih stroškov ali grožnje ugledu, ali o končanih postopkih, ki lahko še vedno pomembno vplivajo na stroške repozitorija sklenjenih poslov.
Upon request by ESMA, the applicants shall also send to it additional information during the examination of the application for registration where such information is needed for the assessment of the applicants’ capacity to comply with the requirements set out in Articles 56 to 59 of Regulation (EU) No 648/2012 and for ESMA to duly interpret and analyse the documentation to be submitted or already submitted.
Repozitoriji sklenjenih poslov na zahtevo organa ESMA med pregledom vloge za registracijo prav tako predložijo dodatne informacije, kadar so potrebne za ocenjevanje tega, ali vlagatelj izpolnjuje zahteve iz členov 56 do 59 Uredbe (EU) št. 648/2012, in zato, da organ ESMA lahko ustrezno razlaga in analizira dokumentacijo, ki jo je treba predložiti ali je že bila predložena.
Where an applicant considers that a requirement of this Regulation is not applicable to it, it shall clearly indicate that requirement in its application and also provide an explanation why such requirement does not apply.
Kadar vlagatelj meni, da zahteva iz te uredbe zanj ne velja, jo v vlogi jasno navede in tudi razloži, zakaj ne.
Where information regarding policies or procedures is to be provided, an applicant shall ensure that the policies or procedures contain or are accompanied by each of the following items:
Kadar je treba predložiti informacije o politikah in postopkih, vlagatelj zagotovi, da politike ali postopki vsebujejo ali so jim priložene naslednje informacije:
an indication of the person responsible for the approval and maintenance of the policies and procedures;
navedba osebe, odgovorne za potrditev ter ohranjanje politik in postopkov;
a description of how compliance with the policies and procedures will be ensured and monitored, and the person responsible for compliance in that regard;
opis tega, kako se bo zagotavljala in spremljala skladnost s politikami in postopki, ter za to odgovorno osebo;
a description of the measures to adopt in the event of a breach of policies and procedures;
opis ukrepov, ki se sprejmejo v primeru kršitve politik in postopkov;
an indication of the procedure for reporting to ESMA any material breach of policies or procedures which may result in a breach of the conditions for initial registration.
navedba postopka za poročanje organu ESMA o vseh pomembnih kršitvah politik ali postopkov, ki lahko privedejo do neizpolnjevanja pogojev za začetno registracijo.
Ownership of the trade repository
Lastništvo repozitorija sklenjenih poslov
An application for registration as a trade repository shall contain:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje:
a list containing the name of each person or entity who directly or indirectly holds 5 % or more of the applicants capital or of its voting rights or whose holding makes it possible to exercise a significant influence over the applicants management;
seznam vseh oseb ali subjektov, ki imajo posredno ali neposredno v lasti 5 ali več odstotkov kapitala ali glasovalnih pravic vlagatelja ali katerih delež jim omogoča, da znatno vplivajo na upravljanje vlagatelja;
a list of any undertakings in which a person referred to in point (a) holds 5 % or more of the capital or voting rights or over whose management they exercise a significant influence.
seznam vseh podjetij, v katerih ima oseba iz točke (a) v lasti 5 ali več odstotkov kapitala ali glasovalnih pravic ali na upravljanje katere imajo znaten vpliv.
Where the applicant has a parent undertaking, it shall:
Če ima vlagatelj nadrejeno podjetje:
identify the legal address;
navede pravni naslov;
indicate whether the parent undertaking is authorised or registered and subject to supervision, and when this is the case, state any reference number and the name of the responsible supervisory authority.
navede, ali ima nadrejeno podjetje dovoljenje ali je registrirano ter predmet nadzora, in v tem primeru navede kakršno koli referenčno številko in ime pristojnega nadzornega organa.
An application for registration as a trade repository shall contain a chart showing the ownership links between the parent undertaking, subsidiaries and any other associated entities or branches.
Vloga za registracijo repozitorija sklenjenih poslov vsebujejo shemo, ki prikazuje lastniške povezave med nadrejenim podjetjem, hčerinskimi družbami in katerimi koli drugimi povezanimi subjekti ali podružnicami.
The undertakings shown in the chart referred to in paragraph 1 shall be identified by their full name, legal status and legal address.
Podjetja iz sheme iz odstavka 1 so navedene s polnim imenom, pravnim statusom in pravnim naslovom.
Organisational structure, governance and compliance
Organizacijska struktura, upravljanje in skladnost
An application for registration as a trade repository shall contain the organisational chart detailing the organisational structure of the applicant, including that of any ancillary services.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje organigram, ki natančno prikazuje organizacijsko strukturo vlagatelja, vključno s strukturo kakršnih koli pomožnih storitev.
That chart shall include information about the identity of the person responsible for each significant role, including senior management and persons who direct the activities of any branches.
Organigram vključuje informacije o identiteti osebe, ki je odgovorna za vsako pomembno vlogo, vključno z višjimi vodstvom in osebami, ki vodijo dejavnosti podružnic.
Corporate governance
Upravljanje podjetij
An application for registration as a trade repository shall contain information regarding the applicant’s internal corporate governance policies and the procedures and terms of reference which govern its senior management, including the board, its non-executive members and, where established, committees.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje informacije o notranji politiki upravljanja podjetij ter postopkih in pooblastilih višjega vodstva, vključno z upravnim odborom, neodvisnimi člani in morebitnimi odbori.
That information shall include a description of the selection process, appointment, performance evaluation and removal of senior management and members of the board.
Te informacije vključujejo opis izbirnega postopka, imenovanja, ocenjevanja izvajanja in odpuščanja višjega vodstva ter članov upravnega odbora.
Where the applicant adheres to a recognised corporate governance code of conduct, the application for registration as a trade repository shall identify the code and provide an explanation for any situations where the applicant deviates from the code.
Če vlagatelj spoštuje priznan pravilnik o upravljanju podjetij, ga navede v vlogi za registracijo repozitorija sklenjenih poslov ter opiše vsa morebitna odstopanja.
Internal controls
Notranji nadzor
An application for registration as a trade repository shall contain an overview of the internal controls of the applicant.
Vloga za registracijo repozitorija sklenjenih poslov vsebuje pregled notranjega nadzora vlagatelja.
This shall include information regarding its compliance function, review function, risk assessment, internal control mechanisms and arrangements of its internal audit function.
To vključuje informacije o funkciji zagotavljanja skladnosti, funkciji pregledovanja, oceni tveganja, mehanizmih notranjega nadzora in ureditvi funkcije notranje revizije.
The overview shall include information on the following matters:
Pregled vsebuje informacije o:
the applicants’ internal control policies and procedures;
politikah in postopkih vlagatelja na področju notranjega nadzora;
the monitoring and evaluation of the adequacy and effectiveness of the applicant’s systems;
spremljanju in ocenjevanju ustreznosti ter učinkovitosti sistemov vlagatelja;
the control and safeguard for the applicant’s information processing systems;
nadzoru in zaščiti sistemov vlagatelja za obdelavo informacij;
the internal bodies in charge of the evaluation of the findings.
notranjih organih, odgovornih za ocenjevanje ugotovitev.
An application for registration as a trade repository shall contain the following information with respect to the applicant’s internal audit function:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje informacije v zvezi s funkcijo notranje revizije vlagatelja:
an explanation of how its internal audit methodology is developed and applied taking into account the nature of the applicant’s activities, complexities and risks;
obrazložitev tega, kako razvija in uporablja metodologijo notranje revizije, pri čemer upošteva značilnosti dejavnosti, zapletenost in tveganja vlagatelja;
a work plan for three years following the date of application.
delovni načrt za tri leta po datumu vloge.
Regulatory compliance
Regulativna skladnost
An application for registration as a trade repository shall contain the following information regarding an applicant’s policies and procedures for ensuring compliance with Regulation (EU) No 648/2012:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje informacije o politikah in postopkih vlagatelja za zagotavljanje skladnosti z Uredbo (EU) št. 648/2012:
a description of the roles of the persons responsible for compliance and of any other staff involved in the compliance assessments, including how the independence of the compliance function from the rest of the business will be ensured;
opis vlog oseb, odgovornih za zagotavljanje skladnosti, in katerih koli drugih zaposlenih, ki sodelujejo pri ocenah skladnosti, vključno z opisom tega, kako se bo zagotavljala neodvisnost funkcije zagotavljanja skladnosti od drugih poslovnih funkcij;
the internal policies and procedures designed to ensure that the applicant, including its managers and employees, comply with all the provisions of Regulation (EU) No 648/2012, including a description of the role of the board and senior management;
notranje politike in postopke, ki so zasnovani za zagotovitev, da vlagatelj, vključno z vodstvom in zaposlenimi, izpolnjuje določbe Uredbe (EU) št. 648/2012, vključno z opisom vloge upravnega odbora in višjega vodstva;
where available, the most recent internal report prepared by the persons responsible for compliance or any other staff involved in compliance assessments within the applicant.
najnovejše notranje poročilo, če je na voljo, ki so ga pripravile osebe, odgovorne za skladnost, ali kateri koli drugi zaposleni, ki so vključeni v ocene skladnosti v okviru vlagatelja.
Senior management and members of the board
Višje vodstvo in člani upravnega odbora
An application for registration as a trade repository shall contain the following information in respect of each member of the senior management and each member of the board:
Vloga za registracijo repozitorija sklenjenih poslov vsebuje naslednje informacije o vseh članih višjega vodstva in upravnega odbora:
a copy of the curriculum vitae in order to enable the assessment on the adequate experience and knowledge to adequately perform their responsibilities;
izvod življenjepisa, ki omogoča oceno ustreznih izkušenj in znanja za ustrezno izvajanje njihovih odgovornosti;
details regarding any criminal convictions in connection with the provision of financial or data services or in relation to acts of fraud or embezzlement, notably via an official certificate if available within the relevant Member State;
natančne informacije o kazenskih obsodbah na področju opravljanja finančnih ali podatkovnih storitev ali v zvezi z dejanji goljufije ali poneverbe, zlasti prek uradnega potrdila, če je na voljo v zadevni državi članici;