natgillin/translations-raw huggingface dataset:
Without prejudice to the right of competent authorities to be duly informed, the members of the risk committee shall be bound by confidentiality.
Brez poseganja v pravico pristojnih organov, da so ustrezno obveščeni, člane odbora za tveganja zavezujejo pravila o zaupnosti.
Where the chairman of the risk committee determines that a member has an actual or potential conflict of interest on a particular matter, that member shall not be allowed to vote on that matter.
Kadar predsednik odbora za tveganja presodi, da je kateri izmed članov v dejanskem ali morebitnem navzkrižju interesov pri določeni zadevi, se temu članu prepove glasovanje o tej zadevi.
A CCP shall promptly inform the competent authority of any decision in which the board decides not to follow the advice of the risk committee.
CNS takoj obvesti pristojni organ o vsaki odločitvi odbora, da ne bo upošteval nasveta odbora za tveganja.
A CCP shall maintain, for a period of at least 10 years, all the records on the services and activity provided so as to enable the competent authority to monitor the CCP’s compliance with this Regulation.
CNS vsaj deset let hrani vse evidence o storitvah in dejavnostih, ki jih je opravila, ter tako omogoči pristojnemu organu spremljanje njenega izpolnjevanja te uredbe.
A CCP shall maintain, for a period of at least 10 years following the termination of a contract, all information on all contracts it has processed.
CNS vsaj deset let od prenehanja pogodbe hrani vse informacije o vseh pogodbah, ki jih je obdelala.
That information shall at least enable the identification of the original terms of a transaction before clearing by that CCP.
Navedene informacije omogočijo vsaj ugotovitev prvotnih pogojev transakcije pred kliringom s strani zadevne CNS.
A CCP shall make the records and information referred to in paragraphs 1 and 2 and all information on the positions of cleared contracts, irrespective of the venue where the transactions were executed, available upon request to the competent authority, to ESMA and to the relevant members of the ESCB.
CNS na zahtevo pristojnega organa, ESMA in zadevnih članic ESCB omogoči vpogled v evidence in informacije iz odstavka 1 in 2 ter v vse informacije o stanju pogodb, pri katerih je bil opravljen kliring, ne glede na mesto, kjer so bile transakcije izvedene.
In order to ensure consistent application of this Article, ESMA shall develop draft regulatory technical standards specifying the details of the records and information to be retained as referred to in paragraphs 1 to 3.
Da se zagotovi dosledna uporaba tega člena, ESMA pripravi osnutke regulativnih tehničnih standardov, ki določajo podrobnosti evidenc in informacij, ki jih je treba hraniti v skladu z odstavki od 1 do 3.
In order to ensure uniform conditions of application of paragraphs 1 and 2, ESMA shall develop draft implementing technical standards specifying the format of the records and information to be retained.
Da bi se zagotovili enotni pogoji uporabe odstavkov 1 in 2, ESMA oblikuje osnutke izvedbenih tehničnih standardov, v katerih določi oblike evidenc in informacij, ki jih je treba hraniti.
Shareholders and members with qualifying holdings
Delničarji in družbeniki s kvalificiranimi deleži
The competent authority shall not authorise a CCP unless it has been informed of the identities of the shareholders or members, whether direct or indirect, natural or legal persons, that have qualifying holdings and of the amounts of those holdings.
Pristojni organ ne izda dovoljenja CNS, razen če ni obveščen o identiteti delničarjev ali družbenikov, posrednih ali neposrednih, ter fizičnih ali pravnih osebah, ki imajo kvalificirane deleže, in o velikosti teh deležev.
The competent authority shall refuse to authorise a CCP where it is not satisfied as to the suitability of the shareholders or members that have qualifying holdings in the CCP, taking into account the need to ensure the sound and prudent management of a CCP.
Pristojni organ ne izda dovoljenja CNS, če meni, da delničarji ali družbeniki s kvalificiranimi deleži v CNS niso primerni, ob upoštevanju potrebe po zagotovitvi zanesljivega in preudarnega upravljanja CNS.
Where close links exist between the CCP and other natural or legal persons, the competent authority shall grant authorisation only where those links do not prevent the effective exercise of the supervisory functions of the competent authority.
Če obstajajo tesne povezave med CNS in drugimi fizičnimi ali pravnimi osebami, pristojni organ izda dovoljenje samo v primeru, da omenjene povezave pristojnemu organu ne preprečujejo izvajanja učinkovitega nadzora.
Where the persons referred to in paragraph 1 exercise an influence which is likely to be prejudicial to the sound and prudent management of the CCP, the competent authority shall take appropriate measures to terminate that situation, which may include the withdrawal of the authorisation of the CCP.
V primeru, da bi osebe iz odstavka 1 izvajale vpliv, ki bi lahko škodil zanesljivemu in preudarnemu upravljanju CNS, pristojni organ sprejme primerne ukrepe, da tak vpliv prepreči, med drugim lahko CNS odvzame dovoljenje.
The competent authority shall refuse authorisation where the laws, regulations or administrative provisions of a third country governing one or more natural or legal persons with which the CCP has close links, or difficulties involved in their enforcement, prevent the effective exercise of the supervisory functions of the competent authority.
Pristojni organ zavrne izdajo dovoljenja v primeru, da bi zakoni in drugi predpisi tretje države, ki urejajo delovanje ene ali več fizičnih ali pravnih oseb, s katerimi ima CNS tesno povezavo, ali težave pri uveljavljanju teh zakonov in drugih predpisov pristojnemu organu preprečevale izvajanje učinkovitega nadzora.
Information to competent authorities
Obveščanje pristojnih organov
A CCP shall notify its competent authority of any changes to its management, and shall provide the competent authority with all the information necessary to assess compliance with Article 27(1) and the second subparagraph of Article 27(2).
CNS obvesti svoj pristojni organ o vseh spremembah v upravljanju in mu posreduje vse potrebne informacije, na podlagi katerih bo lahko presodil o skladnosti s členom 27(1) in drugim pododstavkom člena 27(2).
Where the conduct of a member of the board is likely to be prejudicial to the sound and prudent management of the CCP, the competent authority shall take appropriate measures, which may include removing that member from the board.
Če bi ravnanje člana odbora lahko škodovalo zanesljivemu in preudarnemu upravljanju CNS, pristojni organ sprejme potrebne ukrepe, ki lahko vključujejo odstavitev takega člana iz odbora.
Any natural or legal person or such persons acting in concert (the ‘proposed acquirer’), who have taken a decision either to acquire, directly or indirectly, a qualifying holding in a CCP or to further increase, directly or indirectly, such a qualifying holding in a CCP as a result of which the proportion of the voting rights or of the capital held would reach or exceed 10 %, 20 %, 30 % or 50 % or so that the CCP would become its subsidiary (the ‘proposed acquisition’), shall first notify in writing the competent authority of the CCP in which they are seeking to acquire or increase a qualifying holding, indicating the size of the intended holding and relevant information, as referred to in Article 32(4).
Vsaka fizična ali pravna oseba ali skupaj nastopajoče fizične ali pravne osebe (predlagani pridobitelj), ki so se odločile, da neposredno ali posredno pridobijo ali dodatno povečajo kvalificiran delež v CNS, in bi bil zaradi tega njihov delež glasovalnih pravic ali delež kapitala enak ali večji od 10 %, 20 %, 30 % ali 50 % ali takšen, da bi CNS postala njihovo podrejeno podjetje (predlagana pridobitev), najprej pisno obvestijo pristojni organ CNS, v kateri skušajo pridobiti ali povečati kvalificirani delež, ter pri tem navedejo velikost predvidenega deleža in ustrezne informacije iz člena 32(4).
Any natural or legal person who has taken a decision to dispose, directly or indirectly, of a qualifying holding in a CCP (the ‘proposed vendor’) shall first notify the competent authority in writing thereof, indicating the size of such holding.
Vsaka fizična oseba ali pravna oseba, ki se je odločila, da neposredno ali posredno odsvoji kvalificirani delež v CNS (predlagani odsvojitelj), najprej pisno uradno obvesti pristojni organ CNS in pri tem navede velikost tega deleža.
Such a person shall likewise notify the competent authority where it has taken a decision to reduce a qualifying holding so that the proportion of the voting rights or of the capital held would fall below 10 %, 20 %, 30 % or 50 % or so that the CCP would cease to be that person’s subsidiary.
Taka oseba prav tako obvesti pristojni organ o odločitvi, da bo zmanjšala kvalificirani delež tako, da bi razmerje glasovalnih pravic ali deleža kapitala padlo pod 10 %, 20 %, 30 % ali 50 % ali da bi CNS prenehala biti podrejeno podjetje navedene osebe.
The competent authority shall, promptly and in any event within two working days of receipt of the notification referred to in this paragraph and of the information referred to in paragraph 3, acknowledge receipt in writing thereof to the proposed acquirer or vendor.
Pristojni organ predlaganemu pridobitelju ali odsvojitelju takoj, v vsakem primeru pa v dveh delovnih dneh po prejemu uradnega obvestila iz tega odstavka in informacij iz odstavka 3, pisno potrdi njihov prejem.
The competent authority shall have a maximum of 60 working days as from the date of the written acknowledgement of receipt of the notification and all documents required to be attached to the notification on the basis of the list referred to in Article 32(4) (the assessment period), to carry out the assessment provided for in Article 32(1) (the assessment).
Pristojni organ ima na voljo največ 60 delovnih dni po datumu pisnega potrdila o prejemu uradnega obvestila in vseh dokumentov, ki jih je treba priložiti uradnemu obvestilu na podlagi seznama iz člena 32(4) (ocenjevalno obdobje), da opravi oceno iz člena 32(1) (ocena).
The competent authority shall inform the proposed acquirer or vendor of the date of the expiry of the assessment period at the time of acknowledging receipt.
Pristojni organ ob potrditvi prejema obvesti predlaganega pridobitelja ali odsvojitelja o datumu izteka ocenjevalnega obdobja.
The competent authority may, during the assessment period, where necessary, but no later than on the 50th working day of the assessment period, request any further information that is necessary to complete the assessment.
Pristojni organ lahko po potrebi v ocenjevalnem obdobju, vendar najpozneje 50. delovni dan ocenjevalnega obdobja, zahteva dodatne informacije, potrebne za dokončanje ocene.
Such request shall be made in writing and shall specify the additional information needed.
Navedena zahteva se poda pisno, v njej pa se jasno navede, katere dodatne informacije so potrebne.
The assessment period shall be interrupted for the period between the date of request for information by the competent authority and the receipt of a response thereto by the proposed acquirer.
Ocenjevalno obdobje se prekine za čas, ki poteče od datuma, ko pristojni organ zahteva informacije, do datuma, ko prejme odgovor predlaganega pridobitelja.
The interruption shall not exceed 20 working days.
Prekinitev ne sme biti daljša od 20 delovnih dni.
Any further requests by the competent authority for completion or clarification of the information shall be at its discretion but may not result in an interruption of the assessment period.
Pristojni organ sme zahtevati dodatno dopolnitev ali pojasnitev informacij, vendar to ne sme prekiniti ocenjevalnega obdobja.
The competent authority may extend the interruption referred to in the second subparagraph of paragraph 3 up to 30 working days where the proposed acquirer or vendor is either:
Pristojni organ lahko podaljša obdobje prekinitve iz drugega pododstavka odstavka 3 do največ 30 delovnih dni, kadar je predlagani pridobitelj ali odsvojitelj:
situated or regulated outside the Union;
reguliran ali ima sedež zunaj Unije;
a natural or legal person not subject to supervision under this Regulation or Directive 73/239/EEC, Council Directive 92/49/EEC of 18 June 1992 on the coordination of laws, regulations and administrative provisions relating to direct insurance other than life assurance [30] or Directives 2002/83/EC, 2003/41/EC, 2004/39/EC, 2005/68/EC, 2006/48/EC, 2009/65/EC or 2011/61/EU.
fizična ali pravna oseba, za katero ne velja nadzor po tej uredbi ali po Direktivi 73/239/EGS, Direktivi Sveta 92/49/EGS z dne 18. junija 1992 o uskladitvi zakonov in drugih predpisov o neposrednem zavarovanju razen življenjskega zavarovanja [30] ali direktivah 2002/83/ES, 2003/41/ES, 2004/39/ES, 2005/68/ES, 2006/48/ES, 2009/65/ES ali 2011/61/EU.
Where the competent authority, upon completion of the assessment, decides to oppose the proposed acquisition, it shall, within two working days, and not exceeding the assessment period, inform the proposed acquirer in writing and provide the reasons for that decision.
Kadar se pristojni organ po opravljeni oceni odloči, da bo nasprotoval predlagani pridobitvi, o tem v dveh delovnih dneh in pred iztekom ocenjevalnega obdobja pisno obvesti predlaganega pridobitelja in poda razloge za svojo odločitev.
The competent authority shall notify the college referred to in Article 18 accordingly.
O svoji odločitvi tudi ustrezno uradno obvesti kolegij iz člena 18.
Subject to national law, an appropriate statement of the reasons for the decision may be made accessible to the public at the request of the proposed acquirer.
Ob upoštevanju nacionalne zakonodaje se lahko na zahtevo predlaganega pridobitelja objavi izjava o razlogih za odločitev.
However, Member States may allow a competent authority to make such disclosure in the absence of a request by the proposed acquirer.
Države članice lahko pristojnemu organu dovolijo objavo navedene izjave tudi brez zahteve predlaganega pridobitelja.
Where the competent authority does not oppose the proposed acquisition within the assessment period, it shall be deemed to be approved.
Kadar pristojni organ v ocenjevalnem obdobju ne nasprotuje predlagani pridobitvi, se šteje, da je predlagana pridobitev odobrena.
The competent authority may fix a maximum period for concluding the proposed acquisition and extend it where appropriate.
Pristojni organ lahko določi rok izvedbe predlagane pridobitve in ga po potrebi podaljša.
Member States shall not impose requirements for notification to, and approval by, the competent authority of direct or indirect acquisitions of voting rights or capital that are more stringent than those set out in this Regulation.
Države članice ne smejo predpisati zahtev glede obveščanja pristojnih organov o neposrednih ali posrednih pridobitvah glasovalnih pravic ali deležev v kapitalu ter zahtev glede odobritve takih pridobitev s strani pristojnih organov, ki so strožje od zahtev iz te uredbe.
Where assessing the notification provided for in Article 31(2) and the information referred to in Article 31(3), the competent authority shall, in order to ensure the sound and prudent management of the CCP in which an acquisition is proposed, and having regard to the likely influence of the proposed acquirer on the CCP, appraise the suitability of the proposed acquirer and the financial soundness of the proposed acquisition against all of the following:
Pri ocenjevanju uradnega obvestila iz člena 31(2) in informacij iz člena 31(3) pristojni organ zaradi zagotavljanja zanesljivega in preudarnega upravljanja CNS, v kateri naj bi prišlo do pridobitve, in ob upoštevanju verjetnega vpliva predlaganega pridobitelja na CNS oceni ustreznost predlaganega pridobitelja in finančno stabilnost predlagane pridobitve po vseh naslednjih merilih:
the reputation and financial soundness of the proposed acquirer;
ugled in finančna stabilnost predlaganega pridobitelja;
the reputation and experience of any person who will direct the business of the CCP as a result of the proposed acquisition;
ugled in izkušnje vseh, ki bodo zaradi predlagane pridobitve vodili dejavnost CNS;
whether the CCP will be able to comply and continue to comply with this Regulation;
ali bo CNS lahko izpolnila in še naprej izpolnjevala to uredbo;
whether there are reasonable grounds to suspect that, in connection with the proposed acquisition, money laundering or terrorist financing within the meaning of Article 1 of Directive 2005/60/EC is being or has been committed or attempted, or that the proposed acquisition could increase the risk thereof.
ali obstajajo razlogi za utemeljen sum, da gre ali je šlo v zvezi s predlagano pridobitvijo za pranje denarja ali financiranje teroristov v smislu člena 1 Direktive 2005/60/ES ali za poskus tega in da predlagana pridobitev lahko poveča takšno tveganje.
Where assessing the financial soundness of the proposed acquirer, the competent authority shall pay particular attention to the type of business pursued and envisaged in the CCP in which the acquisition is proposed.
Pristojni organ je pri ocenjevanju finančne stabilnosti predlaganega pridobitelja zlasti pozoren na vrsto poslov, ki jih ta pridobitelj opravlja in namerava opravljati v CNS, v kateri predlaga pridobitev.
Where assessing the CCP’s ability to comply with this Regulation, the competent authority shall pay particular attention to whether the group of which it will become a part has a structure that makes it possible to exercise effective supervision, to effectively exchange information among the competent authorities and to determine the allocation of responsibilities among the competent authorities.
Ob ocenjevanju zmožnosti CNS za upoštevanje določb te uredbe je pristojni organ zlasti pozoren na to, ali ima skupina, ki se ji bo CNS pridružila, urejeno strukturo, ki omogoča izvajanje učinkovitega nadzora, učinkovito izmenjavo informacij med pristojnimi organi in določitev odgovornosti posameznih pristojnih organov.
The competent authorities may oppose the proposed acquisition only where there are reasonable grounds for doing so on the basis of the criteria set out in paragraph 1 or where the information provided by the proposed acquirer is incomplete.
Pristojni organ lahko nasprotuje predlagani pridobitvi le, če obstajajo razlogi za utemeljeno nasprotovanje na podlagi meril, navedenih v odstavku 1, ali če informacije, ki jih je posredoval predlagani pridobitelj niso popolne.
Member States shall neither impose any prior conditions in respect of the level of holding that shall be acquired nor allow their competent authorities to examine the proposed acquisition in terms of the economic needs of the market.
Države članice ne smejo določiti nobenih predhodnih pogojev glede obsega deleža, ki ga je treba pridobiti, niti ne smejo dovoliti svojim pristojnim organom, da preučujejo predlagane pridobitve v smislu gospodarskih potreb trga.
Member States shall make publicly available a list specifying the information that is necessary to carry out the assessment and that shall be provided to the competent authorities at the time of notification referred to in Article 31(2).
Države članice dajo javnosti na voljo seznam informacij, ki so potrebne za izvedbo ocene in jih je treba predložiti pristojnim organom sočasno z obvestilom iz člena 31(2).
The information required shall be proportionate and shall be adapted to the nature of the proposed acquirer and the proposed acquisition.
Obseg zahtevanih informacij mora biti sorazmeren in prilagojen vrsti predlaganega pridobitelja in predlagane pridobitve.
Member States shall not require information that is not relevant for a prudential assessment.
Države članice ne smejo zahtevati informacij, ki za skrbno oceno niso relevantne.
Notwithstanding Article 31(2), (3) and (4), where two or more proposals to acquire or increase qualifying holdings in the same CCP have been notified to the competent authority, the latter shall treat the proposed acquirers in a non-discriminatory manner.
Kadar je bil pristojni organ uradno obveščen o dveh ali več predlogih za pridobitev ali povečanje kvalificiranih deležev v isti CNS, ne glede na člen 31(2), (3) in (4) vse predlagane pridobitelje obravnava na nediskriminatoren način.
The relevant competent authorities shall cooperate closely with each other when carrying out the assessment where the proposed acquirer is one of the following:
Ustrezni pristojni organi med seboj pri opravljanju ocenjevanja tesno sodelujejo, kadar je predlagani pridobitelj:
another CCP, a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State;
druga CNS, kreditna institucija, zavarovalnica, pozavarovalnica, investicijsko podjetje, vzdrževalec trga, operater sistemov poravnave vrednostnih papirjev, družba za upravljanje KNPVP ali UAIS z dovoljenjem za delovanje v drugi državi članici;
the parent undertaking of another CCP, a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State;
nadrejeno podjetje druge CNS, kreditne institucije, zavarovalnice, pozavarovalnice, investicijskega podjetja, vzdrževalca trga, operaterja sistemov poravnave vrednostnih papirjev, družbe za upravljanje KNPVP ali UAIS z dovoljenjem za delovanje v drugi državi članici;
a natural or legal person controlling another CCP, a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm, market operator, an operator of a securities settlement system, a UCITS management company or an AIFM authorised in another Member State.
fizična ali pravna oseba, ki obvladuje drugo CNS, kreditno institucijo, zavarovalnico, pozavarovalnico, investicijsko podjetje, vzdrževalca trga, operaterja sistemov poravnave vrednostnih papirjev, družbo za upravljanje KNPVP ali UAIS z dovoljenjem za delovanje v drugi državi članici.
The competent authorities shall, without undue delay, provide each other with any information which is essential or relevant for the assessment.
Pristojni organi brez neupravičenih zamud drug drugemu zagotavljajo informacije, ki so bistvene ali pomembne za oceno.
The competent authorities shall, upon request, communicate all relevant information to each other and shall communicate all essential information at their own initiative.
V zvezi s tem pristojni organi drug drugemu sporočijo vse pomembne informacije na zahtevo, vse bistvene pa na lastno pobudo.
A decision by the competent authority that has authorised the CCP in which the acquisition is proposed shall indicate any views or reservations expressed by the competent authority responsible for the proposed acquirer.
V odločitvi pristojnega organa, ki je izdal dovoljenje CNS, v kateri naj bi prišlo do predlagane pridobitve, se navedejo vsa stališča ali pridržki, ki jih je izrazil pristojni organ, odgovoren za predlaganega pridobitelja.
A CCP shall maintain and operate effective written organisational and administrative arrangements to identify and manage any potential conflicts of interest between itself, including its managers, employees, or any person with direct or indirect control or close links, and its clearing members or their clients known to the CCP.
CNS vzdržuje in uporablja učinkovito, pisno določeno organizacijsko in upravno ureditev, s katero lahko opredeli in upravlja vsa morebitna navzkrižja interesov med sabo, vključno s svojimi vodji, zaposlenimi ali katero koli osebo, ki neposredno ali posredno obvladuje ali je z njo tesno povezana, in svojimi klirinškimi člani ali njihovimi strankami, ki jih pozna.
It shall maintain and implement adequate procedures aiming at resolving possible conflicts of interest.
Vzdržuje in izvaja primerne postopke za reševanje morebitnega navzkrižja interesov.