natgillin/translations-raw huggingface dataset:
A CCP wishing to extend its business to additional services or activities not covered by the initial authorisation shall submit a request for extension to the CCP’s competent authority.
CNS, ki želi razširiti svoje poslovanje na dodatne storitve ali dejavnosti, ki niso zajete v začetnem dovoljenju, vloži prošnjo za razširitev na pristojni organ CNS.
The offering of clearing services for which the CCP has not already been authorised shall be considered to be an extension of that authorisation.
Ponujanje storitev kliringa, za katere CNS še ni pridobila dovoljenja, se šteje za razširitev tega dovoljenja.
The extension of authorisation shall be made in accordance with the procedure set out under Article 17.
Za razširitev dovoljenja se uporabi postopek, določen v členu 17.
Where a CCP wishes to extend its business into a Member State other than that where it is established, the CCP’s competent authority shall immediately notify the competent authority of that other Member State.
Kadar želi CNS razširiti poslovanje v državo članico, kjer nima sedeža, pristojni organ CNS takoj obvesti pristojni organ druge države članice.
Capital requirements
Kapitalske zahteve
A CCP shall have a permanent and available initial capital of at least EUR 7,5 million to be authorised pursuant to Article 14.
Za pridobitev dovoljenja v skladu s členom 14 ima CNS stalen in razpoložljiv začetni kapital vsaj v višini 7,5 milijonov EUR.
A CCP’s capital, including retained earnings and reserves, shall be proportionate to the risk stemming from the activities of the CCP.
Kapital CNS, vključno z zadržanim dobičkom in rezervami CNS, je sorazmeren s tveganjem, ki izhaja iz dejavnosti CNS.
It shall at all times be sufficient to ensure an orderly winding-down or restructuring of the activities over an appropriate time span and an adequate protection of the CCP against credit, counterparty, market, operational, legal and business risks which are not already covered by specific financial resources as referred to in Articles 41 to 44.
Vedno ga je dovolj, da se zagotovita prenehanje v skladu s predpisi ali prestrukturiranje dejavnosti v ustreznem časovnem obdobju in primerna zaščita CNS pred kreditnim tveganjem, tveganjem za nasprotne stranke, tržnim, operativnim, pravnim in naložbenim tveganjem, ki še niso krita s posebnimi finančnimi sredstvi iz členov 41 do 44.
In order to ensure consistent application of this Article, EBA shall, in close cooperation with the ESCB and after consulting ESMA, develop draft regulatory technical standards specifying requirements regarding the capital, retained earnings and reserves of a CCP referred to in paragraph 2.
Da bi zagotovil skladno uporabo tega člena, evropski bančni organ v tesnem sodelovanju z ESCB in po posvetovanju z EMSA oblikuje osnutke regulativnih tehničnih standardov, ki določajo zahteve v zvezi s kapitalom, zadržanim dobičkom in rezervami CNS iz odstavka 2.
EBA shall submit those draft regulatory technical standards to the Commission by 30 September 2012.
EBA osnutke regulativnih tehničnih standardov do 30. septembra 2012 predloži Komisiji.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010.
Na Komisijo se prenese pooblastilo za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1093/2010.
Procedure for granting and refusing authorisation
Postopek za izdajo in zavrnitev dovoljenja
The applicant CCP shall submit an application for authorisation to the competent authority of the Member State where it is established.
CNS vlagateljica vlogo za dovoljenje predloži pristojnemu organu v državi članici, kjer ima sedež.
The applicant CCP shall provide all information necessary to satisfy the competent authority that the applicant CCP has established, at the time of authorisation, all the necessary arrangements to meet the requirements laid down in this Regulation.
CNS vlagateljica zagotovi vse podatke, ki jih pristojni organ potrebuje, da se prepriča, da ima CNS vlagateljica v času dovoljenja vse potrebne ureditve za izpolnjevanje zahtev iz te uredbe.
The competent authority shall immediately transmit all the information received from the applicant CCP to ESMA and the college referred to in Article 18(1).
Pristojni organ vse informacije, ki jih je prejel od CNS vlagateljice, nemudoma posreduje ESMA in kolegiju iz člena 18(1).
Within 30 working days of receipt of the application, the competent authority shall assess whether the application is complete.
Pristojni organ v 30 delovnih dneh od prejema vloge oceni, ali je vloga popolna.
If the application is not complete, the competent authority shall set a deadline by which the applicant CCP has to provide additional information.
Če vloga ni popolna, določi rok, do katerega mora CNS vlagateljica predložiti dodatne informacije.
After assessing that an application is complete, the competent authority shall notify the applicant CCP and the members of the college established in accordance with Article 18(1) and ESMA accordingly.
Potem ko pristojni organ oceni, da je vloga popolna, o tem ustrezno uradno obvesti CNS vlagateljico, člane kolegija, ustanovljenega v skladu s členom 18(1), in ESMA.
The competent authority shall grant authorisation only where it is fully satisfied that the applicant CCP complies with all the requirements laid down in this Regulation and that the CCP is notified as a system pursuant to Directive 98/26/EC.
Pristojni organ izda dovoljenje le, če je popolnoma prepričan, da CNS vlagateljica izpolnjuje vse zahteve iz te uredbe, in če je CNS uradno priglašena kot sistem v skladu z Direktivo 98/26/ES.
The competent authority shall duly consider the opinion of the college reached in accordance with Article 19.
Pristojni organ CNS ustrezno upošteva mnenje kolegija, sprejeto v skladu s členom 19.
Where the CCP’s competent authority does not agree with a positive opinion of the college, its decision shall contain full reasons and an explanation of any significant deviation from that positive opinion.
Kadar se pristojni organ CNS ne strinja s pozitivnim mnenjem kolegija, v svoji odločitvi v celoti utemelji in obrazloži vsakršno občutno odstopanje od tega pozitivnega mnenja.
The CCP shall not be authorised where all the members of the college, excluding the authorities of the Member State where the CCP is established, reach a joint opinion by mutual agreement, pursuant to Article 19(1), that the CCP not be authorised.
CNS ne dobi dovoljenja, kadar vsi člani kolegija, razen organov države članice, kjer ima CNS sedež, soglasno sprejmejo skupno mnenje, v skladu s členom 19(1), da CNS ne bi smela dobiti dovoljenja.
That opinion shall state in writing the full and detailed reasons why the college consider that the requirements laid down in this Regulation or other Union law are not met.
V tem mnenju je v pisni obliki v celoti in podrobno utemeljeno, zakaj je kolegij mnenja, da zahteve iz te uredbe ali druge zakonodaje Unije niso izpolnjene.
Where a joint opinion by mutual agreement as referred to in the third subparagraph has not been reached and a majority of two-thirds of the college have expressed a negative opinion, any of the competent authorities concerned, based on that majority of two-thirds of the college, may, within 30 calendar days of the adoption of that negative opinion, refer the matter to ESMA in accordance with Article 19 of Regulation (EU) No 1095/2010.
Kadar skupnega mnenja, kakor je navedeno v tretjem pododstavku, ni bilo mogoče sprejeti soglasno in kadar dvotretjinska večina članov kolegija poda negativno mnenje, lahko kateri koli zadevni pristojni organ na podlagi dvotretjinske večine članov kolegija zadevo preda ESMA v skladu s členom 19 Uredbe (EU) št. 1095/2010 v 30 koledarskih dneh po sprejetju negativnega mnenja.
The referral decision shall state in writing the full and detailed reasons why the relevant members of the college consider that the requirements laid down in this Regulation or other parts of Union law are not met.
V predani odločitvi mora biti v celoti in podrobno utemeljeno, zakaj so posamezni člani kolegija mnenja, da zahteve iz te uredbe ali drugih delov zakonodaje Unije niso izpolnjene.
In that case the CCP’s competent authority shall defer its decision on authorisation and await any decision on authorisation that ESMA may take in accordance with Article 19(3) of Regulation (EU) No 1095/2010, The competent authority shall take its decision in conformity with ESMA’s decision.
V takšnem primeru pristojni organ CNS odloži svojo odločitev glede dovoljenja in počaka na odločitev glede dovoljenja, ki jo ESMA lahko sprejme v skladu s členom 19(3) Uredbe (EU) št. 1095/2010. Pristojni organ sprejme odločitev v skladu z odločitvijo ESMA.
The matter shall not be referred to ESMA after the end of the 30-day period referred to in the fourth subparagraph.
Po izteku tridesetdnevnega roka iz četrtega pododstavka se zadeva ne more predati ESMA.
Where all the members of the college, excluding the authorities of the Member State where the CCP is established, reach a joint opinion by mutual agreement, pursuant to Article 19(1), that the CCP not be authorised, the CCP’s competent authority may refer the matter to ESMA in accordance with Article 19 of Regulation (EU) No 1095/2010.
Kadar vsi člani kolegija, razen organov države članice, kjer ima CNS sedež, soglasno sprejmejo skupno mnenje, v skladu s členom 19(1), da se CNS ne bi smelo izdati dovoljenje, lahko pristojni organ CNS zadevo preda ESMA v skladu s členom 19 Uredbe (EU) št. 1095/2010.
The competent authority of the Member State where the CCP is established shall transmit the decision to the other competent authorities concerned.
Pristojni organ države članice, kjer ima CNS sedež, odločitev pošlje drugim zadevnim pristojnim organom.
ESMA shall act in accordance with Article 17 of Regulation (EU) No 1095/2010 in the event that the CCP’s competent authority has not applied the provisions of this Regulation, or has applied them in a way which appears to be in breach of Union law.
ESMA v primeru, da pristojni organ CNS ni uporabil določb te uredbe ali pa jih je uporabil tako, da je kršil pravo Unije, ukrepa v skladu s členom 17 Uredbe (EU) št. 1095/2010.
ESMA may investigate an alleged breach or non-application of Union law upon request from any member of the college or on its own initiative, after having informed the competent authority.
ESMA lahko na zahtevo katerega koli člana kolegija ali na lastno pobudo ter po tem, ko je obvestil pristojni organ CNS, preišče domnevno kršitev ali neuporabo prava Unije.
While performing their duties, any action taken by any member of the college shall not, directly or indirectly, discriminate against any Member State or group of Member States as a venue for clearing services in any currency.
Noben član kolegija ne sme pri opravljanju svojih nalog s svojimi dejanji neposredno ali posredno diskriminirati države članice ali skupine držav članic kot mesta za izvajanje klirinških storitev v kateri koli valuti.
Within six months of the submission of a complete application, the competent authority shall inform the applicant CCP in writing, with a fully reasoned explanation, whether authorisation has been granted or refused.
Pristojni organ v šestih mesecih po vložitvi popolne vloge pisno obvesti CNS vlagateljico, ali se ji dovoljenje izda ali zavrne, in to izčrpno obrazloži.
College
Kolegij
Within 30 calendar days of the submission of a complete application in accordance with Article 17, the CCP’s competent authority shall establish, manage and chair a college to facilitate the exercise of the tasks referred to in Articles 15, 17, 49, 51 and 54.
Pristojni organ CNS v 30 koledarskih dneh po vložitvi popolne vloge v skladu s členom 17 zaradi lažjega izvajanja nalog iz členov 15, 17, 49, 51 in 54 ustanovi kolegij, ki ga upravlja in mu predseduje.
The college shall consist of:
Kolegij sestavljajo:
the CCP’s competent authority;
pristojni organ CNS;
the competent authorities responsible for the supervision of the clearing members of the CCP that are established in the three Member States with the largest contributions to the default fund of the CCP referred to in Article 42 on an aggregate basis over a one-year period;
pristojni organi, odgovorni za nadzor klirinških članov CNS s sedežem v treh državah članicah, ki v obdobju enega leta na skupni osnovi največ prispevajo v jamstveni sklad CNS iz člena 42;
the competent authorities responsible for the supervision of trading venues served by the CCP;
pristojni organi, odgovorni za nadzor mest trgovanja, za katere dela CNS;
the competent authorities supervising CCPs with which interoperability arrangements have been established;
pristojni organi, ki nadzorujejo CNS, s katerimi so bili sklenjeni dogovori o interoperabilnosti;
the competent authorities supervising central securities depositories to which the CCP is linked;
pristojni organi, ki nadzorujejo centralne registre vrednostnih papirjev, s katerimi je povezan CNS;
the relevant members of the ESCB responsible for the oversight of the CCP and the relevant members of the ESCB responsible for the oversight of the CCPs with which interoperability arrangements have been established;
zadevne članice ESCB, odgovorne za nadzor nad CNS, in zadevne članice ESCB, odgovorne za nadzor CNS, s katerimi so bili sklenjeni dogovori o interoperabilnosti;
the central banks of issue of the most relevant Union currencies of the financial instruments cleared.
centralne banke, ki izdajajo najpomembnejše valute Unije za finančne instrumente, pri katerih se opravi kliring.
The competent authority of a Member State which is not a member of the college may request from the college any information relevant for the performance of its supervisory duties.
Pristojni organ države članice, ki ni član kolegija, lahko od kolegija zahteva vsakršne informacije, ki so pomembne za opravljanje njegovih nadzornih dolžnosti.
The college shall, without prejudice to the responsibilities of competent authorities under this Regulation, ensure:
Kolegij brez poseganja v odgovornosti pristojnih organov po tej uredbi zagotavlja:
the preparation of the opinion referred to in Article 19;
pripravo mnenja iz člena 19;
the exchange of information, including requests for information pursuant to Article 84;
izmenjavo informacij, vključno z zahtevami za informacije, v skladu s členom 84;
agreement on the voluntary entrustment of tasks among its members;
dogovor o prostovoljnem poverjanju nalog med člani;
the coordination of supervisory examination programmes based on a risk assessment of the CCP; and
usklajevanje programov nadzorstvenih pregledov na podlagi ocene tveganja CNS, in
the determination of procedures and contingency plans to address emergency situations, as referred to in Article 24.
določitev postopkov in kriznih načrtov v primeru izrednih razmer v skladu s členom 24.
The establishment and functioning of the college shall be based on a written agreement between all its members.
Ustanovitev in delovanje kolegija temelji na pisnem dogovoru med vsemi njegovimi člani.
That agreement shall determine the practical arrangements for the functioning of the college, including detailed rules on voting procedures as referred to in Article 19(3), and may determine tasks to be entrusted to the CCP’s competent authority or another member of the college.
Navedeni dogovor določa praktične ureditve delovanja kolegija, vključno s podrobnimi pravili o postopku glasovanja iz člena 19(3), in lahko določa naloge, ki se poverijo pristojnemu organu CNS ali kakemu drugemu članu kolegija.
In order to ensure the consistent and coherent functioning of colleges across the Union, ESMA shall develop draft regulatory technical standards specifying the conditions under which the Union currencies referred to in paragraph 2(h) are to be considered as the most relevant and the details of the practical arrangements referred to in paragraph 5.
Da se zagotovi dosledno in usklajeno delovanje kolegijev v vsej Uniji, ESMA pripravi osnutke regulativnih tehničnih standardov, ki določajo pogoje, pod katerimi se bodo valute EU iz odstavka 2(h) štele za najpomembnejše, in podrobnosti o praktičnih ureditvah iz odstavka 5.
Opinion of the college
Mnenje kolegija
Within four months of the submission of a complete application by the CCP in accordance with Article 17, the CCP’s competent authority shall conduct a risk assessment of the CCP and submit a report to the college.
Pristojni organ CNS v štirih mesecih po vložitvi popolne vloge v skladu s členom 17 opravi oceno tveganja CNS in kolegiju predloži poročilo.
Within 30 calendar days of receipt, and on the basis of the findings in, that report, the college shall reach a joint opinion determining whether the applicant CCP complies with all the requirements laid down in this Regulation.
Kolegij v 30 koledarskih dneh po prejemu poročila in na podlagi njegovih ugotovitev sprejme skupno mnenje, v katerem ugotovi, ali CNS vlagateljica izpolnjuje vse zahteve iz te uredbe.
Without prejudice to the fourth subparagraph of Article 17(4) and if no joint opinion is reached in accordance with the second subparagraph, the college shall adopt a majority opinion within the same period.
Brez poseganja v četrti pododstavek člena 17(4) in če ne sprejme skupnega mnenja v skladu z drugim pododstavkom, kolegij v enakem roku sprejme večinsko mnenje.
ESMA shall facilitate the adoption of the joint opinion in accordance with its general coordination function under Article 31 of Regulation (EU) No 1095/2010.
ESMA v skladu s svojo splošno usklajevalno funkcijo iz člena 31 Uredbe (EU) št. 1095/2010 omogoči sprejetje skupnega mnenja.
A majority opinion of the college shall be adopted on the basis of a simple majority of its members.
Kolegij večinsko mnenje sprejme z navadno večino svojih članov.
For colleges up to and including 12 members, a maximum of two college members belonging to the same Member State shall have a vote and each voting member shall have one vote.
V kolegijih, v katerih je do vključno 12 članov, lahko glasujeta največ dva člana kolegija iz iste države članice, vsak član ima en glas.
For colleges with more than 12 members, a maximum of three members belonging to the same Member State shall have a vote and each voting member shall have one vote.
V kolegijih, v katerih je več kot 12 članov, lahko glasujejo največ trije člani iz iste države članice, vsak član pa ima en glas.
ESMA shall have no voting rights on the opinions of the college.
ESMA nima pravice do glasovanja o mnenjih kolegija.
Without prejudice to Article 22(3), the CCP’s competent authority shall withdraw authorisation where the CCP:
Pristojni organ CNS brez poseganja v člen 22(3) odvzame dovoljenje, kadar CNS:
has not made use of the authorisation within 12 months, expressly renounces the authorisation or has provided no services or performed no activity for the preceding six months;
ne uporabi dovoljenja v 12 mesecih, če se mu izrecno odreče ali če v predhodnih šestih mesecih ne opravi nobene storitve ali ne izvede nobene dejavnosti;
has obtained authorisation by making false statements or by any other irregular means;
pridobi dovoljenje z navajanjem lažnih podatkov ali na kakršen koli drug nezakonit način;
is no longer in compliance with the conditions under which authorisation was granted and has not taken the remedial action requested by the CCP’s competent authority within a set time frame;
ne izpolnjuje več pogojev, pod katerimi ji je bilo dovoljenje izdano, in v določenem časovnem okviru ni sprejela popravnih ukrepov, ki jih je zahteval pristojni organ CNS;
has seriously and systematically infringed any of the requirements laid down in this Regulation.
resno in sistematično krši katere koli zahteve iz te uredbe.
Where the CCP’s competent authority considers that one of the circumstances referred to in paragraph 1 applies, it shall, within five working days, notify ESMA and the members of college accordingly.
Kadar pristojni organ CNS meni, da je prišlo do ene od okoliščin iz odstavka 1, o tem v petih delovnih dneh uradno obvesti ESMA in člane kolegija.
The CCP’s competent authority shall consult the members of the college on the necessity to withdraw the authorisation of the CCP, except where a decision is required urgently.
Člani kolegija so zaprošeni za nasvet o tem, ali je odvzem dovoljenja CNS nujen, razen če je odločitev potrebna takoj.
Any member of the college may, at any time, request that the CCP’s competent authority examine whether the CCP remains in compliance with the conditions under which authorisation was granted.
Vsi člani kolegija lahko kadar koli zahtevajo, da pristojni organ CNS preveri, ali CNS še vedno izpolnjuje pogoje, pod katerimi ji je bilo dovoljenje izdano.
The CCP’s competent authority may limit the withdrawal to a particular service, activity, or class of financial instruments.
Pristojni organ CNS lahko odvzem dovoljenja omeji na določeno storitev, dejavnost ali razred finančnega instrumenta.
The CCP’s competent authority shall send ESMA and the members of the college its fully reasoned decision, which shall take into account the reservations of the members of the college.
Pristojni organ CNS pošlje ESMA in članom kolegija svojo natančno utemeljeno odločitev, ki upošteva pridržke članov kolegija.
The decision on the withdrawal of authorisation shall take effect throughout the Union.
Odločitev o odvzemu dovoljenja velja po celotni Uniji.
Review and evaluation
Pregled in ocena
Without prejudice to the role of the college, the competent authorities referred to in Article 22 shall review the arrangements, strategies, processes and mechanisms implemented by CCPs to comply with this Regulation and evaluate the risks to which CCPs are, or might be, exposed.
Pristojni organi iz člena 22 brez poseganja v vlogo kolegija pregledajo ureditve, strategije, postopke in mehanizme, ki jih izvajajo CNS za zagotovitev skladnosti s to uredbo, in ocenijo tveganja, ki so jim ali bi jim lahko bile izpostavljene CNS.
The review and evaluation referred to in paragraph 1 shall cover all the requirements on CCPs laid down in this Regulation.
Pregled in ocena iz odstavka 1 se opravita v skladu z zahtevami za CNS iz te uredbe.
The competent authorities shall establish the frequency and depth of the review and evaluation referred to in paragraph 1 having regard to the size, systemic importance, nature, scale and complexity of the activities of the CCPs concerned.
Pristojni organi določijo pogostost in intenzivnost pregleda in ocene iz odstavka 1, upoštevajoč velikost, sistemski pomen, naravo, obseg in kompleksnost dejavnosti zadevnih CNS.
The review and evaluation shall be updated at least on an annual basis.
Pregled in ocena se izvajata vsaj vsako leto.
The CCPs shall be subject to on-site inspections.
V CNS se izvajajo inšpekcijski pregledi na kraju samem.
The competent authorities shall regularly, and at least annually, inform the college of the results of the review and evaluation as referred to in paragraph 1, including any remedial action taken or penalty imposed.
Pristojni organi redno in vsaj enkrat letno obveščajo kolegij o rezultatih pregleda in ocene iz odstavka 1, tudi o vseh izvedenih popravnih ukrepih ali izrečenih kaznih.
The competent authorities shall require any CCP that does not meet the requirements laid down in this Regulation to take the necessary action or steps at an early stage to address the situation.
Pristojni organi od CNS, ki ne izpolnjuje zahtev te uredbe, zahtevajo, da dovolj zgodaj sprejme potrebne ukrepe za ureditev razmer.
ESMA shall fulfil a coordination role between competent authorities and across colleges with a view to building a common supervisory culture and consistent supervisory practices, ensuring uniform procedures and consistent approaches, and strengthening consistency in supervisory outcomes.
ESMA skrbi za usklajevanje med pristojnimi organi in kolegiji, da bi se vzpostavile skupna kultura na področju nadzora in dosledne nadzorne prakse, zagotovili enotni postopki in dosledni pristopi ter okrepila usklajenost rezultatov nadzora.
For the purposes of the first subparagraph, ESMA shall, at least annually:
Za namene prvega pododstavka ESMA vsaj enkrat letno: