natgillin/translations-raw huggingface dataset:
Paragraphs 1 and 2 shall not apply in full or in part to EU parent institutions, institutions controlled by an EU parent financial holding company or EU parent mixed financial holding company, to the extent that they are included within equivalent disclosures provided on a consolidated basis by a parent undertaking established in a third country.
Odstavka 1 in 2 se v celoti ali delno ne uporabljata za EU nadrejene institucije, institucije, ki jih obvladuje EU nadrejeni finančni holding ali EU nadrejeni mešani finančni holding, če so vključene v enakovredna razkritja, ki jih na konsolidirani podlagi zagotovi nadrejena družba s sedežem v tretji državi.
Where Article 10 is applied, the central body referred to in that Article shall comply with the requirements of Part Eight on the basis of the consolidated situation of the central body.
Kadar se uporablja člen 10, centralni organ iz navedenega člena izpolnjuje zahteve iz dela 8 na podlagi konsolidiranega položaja centralnega organa.
Article 18(1) shall apply to the central body and the affiliated institutions shall be treated as the subsidiaries of the central body.
Člen 18(1) se uporablja za centralni organ, pri čemer se njegove odvisne institucije obravnavajo kot podrejene družbe centralnega organa.
Application of requirements of Part Five on a consolidated basis
Uporaba zahtev iz dela 5 na konsolidirani podlagi
Parent undertakings and their subsidiaries subject to this Regulation shall meet the obligations laid down in Part Five on a consolidated or sub-consolidated basis, to ensure that their arrangements, processes and mechanisms required by those provisions are consistent and well-integrated and that any data and information relevant to the purpose of supervision can be produced.
Nadrejene osebe in njihove podrejene družbe, za katere velja ta uredba, izpolnjujejo obveznosti iz dela 5 na konsolidirani ali subkonsolidirani podlagi, s čimer zagotovijo, da so njihove ureditve, procesi in mehanizmi, zahtevani v navedenih določbah, skladni in primerno integrirani ter da je mogoče pripraviti vse podatke in informacije, ki so pomembni za nadzor.
In particular, they shall ensure that subsidiaries not subject to this Regulation implement arrangements, processes and mechanisms to ensure compliance with those provisions.
Še zlasti zagotovijo, da podrejene družbe, za katere ta uredba ne velja, izvajajo ureditve, procese in mehanizme, ki zagotavljajo skladnost z navedenimi določbami.
Institutions shall apply an additional risk weight in accordance with Article 407 when applying Article 92 on a consolidated or sub-consolidated basis if the requirements of Articles 405 or 406 are breached at the level of an entity established in a third country included in the consolidation in accordance with Article 18 if the breach is material in relation to the overall risk profile of the group.
Institucije pri uporabi člena 92 na konsolidirani ali subkonsolidirani podlagi uporabljajo dodatno utež tveganja v skladu s členom 407, če so zahteve iz člena 405 ali 406 kršene na ravni subjekta, ki ima sedež v tretji državi, kije vključena v konsolidacijo v skladu s členom 18, ter je kršitev resna glede na celoten profil tveganosti skupine.
Obligations resulting from Part Five concerning subsidiaries, not themselves subject to this Regulation, shall not apply if the EU parent institution or institutions controlled by an EU parent financial holding company or EU parent mixed financial holding company, can demonstrate to the competent authorities that the application of Part Five is unlawful under the laws of the third country where the subsidiary is established.
Obveznosti, ki izhajajo iz dela 5, ne veljajo za podrejene družbe, za katere ta uredba sicer ne velja, če lahko EU nadrejena institucija ali institucije, ki jih obvladuje EU nadrejeni finančni holding ali EU nadrejeni mešani finančni holding EU, pristojnim organom dokaže, da je uporaba dela 5 v nasprotju z zakonodajo tretje države, v kateri ima podrejena družba sedež.
Derogation to the application of own funds requirements on a consolidated basis for groups of investment firms
Odstopanje od uporabe kapitalskih zahtev na konsolidirani podlagi za skupine investicijskih podjetij
The consolidating supervisor may waive, on a case-by-case basis, the application of Part Three of this Regulation and Title VII, Chapter 4 of Directive 2013/36/EU on a consolidated basis provided that the following conditions exist:
Konsolidacijski nadzornik lahko v posameznih primerih opusti uporabo dela 3 te uredbe in poglavja 4 naslova VII Direktive 2013/36/EU na konsolidirani podlagi, če so izpolnjeni naslednji pogoji:
each EU investment firm in the group uses the alternative calculation of total risk exposure amount referred to in Article 95(2);
vsako EU investicijsko podjetje v skupini uporablja drugačen izračun zneska skupne izpostavljenosti tveganju iz člena 95(2);
all investment firms in the group fall within the categories in Articles 95(1) and 96(1);
vsa investicijska podjetja v skupini spadajo v kategorije iz členov 95(1) in 96(1);
each EU investment firm in the group meets the requirements imposed in Article 95 on an individual basis and at the same time deducts from its Common Equity Tier 1 items any contingent liability in favour of investment firms, financial institutions, asset management companies and ancillary services undertakings, which would otherwise be consolidated;
vsako posamezno EU investicijsko podjetje v skupini izpolnjuje zahteve iz člena 95 in hkrati od postavk navadnega lastniškega temeljnega kapitala odbije vse pogojne obveznosti v korist investicijskih podjetij, finančnih institucij, družb za upravljanje in družb za pomožne storitve, ki bi bile sicer konsolidirane;
any financial holding company which is the parent financial holding company in a Member State of any investment firm in the group holds at least as much capital, defined here as the sum of the items referred to in Articles 26(1), 51(1) and 62(1), as to cover the sum of the following:
kateri koli finančni holding, ki je nadrejeni finančni holding v državi članici katerega koli investicijskega podjetja v skupini, ima vsaj toliko kapitala, ki je opredeljen kot vsota postavk iz členov 26(1), 51 in 62, da se pokrije vsota naslednjega:
the sum of the full book value of any holdings, subordinated claims and instruments referred to in Article 36(1)(h) and (i), Article 56(1)(c) and (d), and Article 66(1)(c) and (d) in investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated; and
celotne knjigovodske vrednosti katerih koli deležev, podrejenih terjatev in instrumentov iz členov 36(1)(h) in (i), 56(1)(c) in (d) ter 66(1)(c) in (d) v investicijskih podjetjih, finančnih institucijah, družbah za upravljanje in družbah za pomožne storitve, ki bi bile sicer konsolidirane, in
the total amount of any contingent liability in favour of investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated;
skupnega zneska kakršnih koli pogojnih obveznosti v korist investicijskih podjetij, finančnih institucij, družb za upravljanje in družb za pomožne storitve, ki bi bile sicer konsolidirane;
the group does not include credit institutions.
skupina ne vključuje kreditnih institucij.
Where the criteria in the first subparagraph are met, each EU investment firm shall have in place systems to monitor and control the sources of capital and funding of all financial holding companies, investment firms, financial institutions, asset management companies and ancillary services undertakings within the group.
Kadar so izpolnjena merila iz prvega pododstavka, ima vsako EU investicijsko podjetje vzpostavljene sisteme za spremljanje in nadzor virov kapitala in financiranja vseh finančnih holdingov, investicijskih podjetij, finančnih institucij, družb za upravljanje in družb za pomožne storitve v skupini.
The competent authorities may also apply the waiver if the financial holding companies holds a lower amount of own funds than the amount calculated under paragraph 1(d), but no lower than the sum of the own funds requirements imposed on an individual basis to investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated and the total amount of any contingent liability in favour of investment firms, financial institutions, asset management companies and ancillary services undertakings which would otherwise be consolidated.
Pristojni organi lahko uporabijo opustitev tudi, če je znesek kapitala finančnega holdinga nižji od zneska, izračunanega v skladu z odstavkom 1(d), vendar ni nižji od vsote kaapitalskih zahtev, določenih na posamični podlagi za investicijska podjetja, finančne institucije, družbe za upravljanje in družbe za pomožne storitve, ki bi bile sicer konsolidirane, in od skupnega zneska vseh pogojnih obveznosti v korist investicijskih podjetij, finančnih institucij, družb za upravljanje in družb za pomožne storitve, ki bi bile sicer konsolidirane.
For the purposes of this paragraph, the own funds requirement for investment undertakings of third countries, financial institutions, asset management companies and ancillary services undertakings is a notional own funds requirement.
Za namene tega odstavka je kapitalska zahteva za investicijska podjetja iz tretjih držav, finančne institucije, družbe za upravljanje in družbe za pomožne storitve hipotetična kapitalska zahteva.
Derogation to the application of the leverage ratio requirements on a consolidated basis for groups of investment firms
Odstopanje od uporabe zahtev po količniku finančnega vzvoda na konsolidirani podlagi za skupine investicijskih podjetij
Where all entities in a group of investment firms, including the parent entity, are investment firms that are exempt from the application of the requirements laid down in Part Seven on an individual basis in accordance with Article 6(5), the parent investment firm may choose not to apply the requirements laid down in Part Seven on a consolidated basis.
Če so vsi subjekti v skupini investicijskih podjetij, vključno z nadrejenim subjektom, investicijska podjetja, ki so v skladu s členom 6(5) izvzeta iz uporabe zahtev iz dela 7 na posamični podlagi, se lahko nadrejeno investicijsko podjetje odloči, da ne bo uporabilo zahtev iz dela 7 na konsolidirani podlagi.
Supervision of investment firms waived from the application of own funds requirements on a consolidated basis
Nadzor investicijskih podjetij, ki so oproščena uporabe kapitalskih zahtev na konsolidirani podlagi
Investment firms in a group which has been granted the waiver provided for in Article 15 shall notify the competent authorities of the risks which could undermine their financial positions, including those associated with the composition and sources of their own funds, internal capital and funding.
Investicijska podjetja v skupini, ki je oproščena zahtev iz člena 15, uradno obvestijo pristojne organe o vseh tveganjih, ki bi lahko oslabila njihove finančne položaje, vključno s tveganji, ki so povezana s sestavo in viri njihovega kapitala, notranjega kapitala in financiranja.
Where the competent authorities responsible for the prudential supervision of the investment firm waive the obligation of supervision on a consolidated basis as provided for in Article 15, they shall take other appropriate measures to monitor the risks, notably large exposures, of the whole group, including any undertakings not located in a Member State.
Kadar pristojni organi, ki so odgovorni za nadzor investicijskega podjetja, opustijo uporabo zahteve po bonitetnem nadzoru na konsolidirani podlagi iz člena 15, sprejmejo druge ustrezne ukrepe za spremljanje tveganj, zlasti velikih izpostavljenosti celotne skupine, vključno z družbami, ki niso na ozemlju države članice.
Where the competent authorities responsible for the prudential supervision of the investment firm waive the application of own funds requirements on a consolidated basis as provided for in Article 15, the requirements of Part Eight shall apply on an individual basis.
Kadar pristojni organi, ki so odgovorni za bonitetni nadzor investicijskega podjetja, opustijo uporabo kapitalskih zahtev na konsolidirani podlagi iz člena 15, se zahteve iz dela 8 uporabljajo na posamični podlagi.
The institutions that are required to comply with the requirements referred to in Section 1 on the basis of their consolidated situation shall carry out a full consolidation of all institutions and financial institutions that are its subsidiaries or, where relevant, the subsidiaries of the same parent financial holding company or mixed parent financial holding company.
Institucije, ki morajo izpolnjevati zahteve iz oddelka 1 na podlagi svojega konsolidiranega položaja, izvedejo polno konsolidacijo vseh institucij in finančnih institucij, ki so njihove podrejene družbe, ali po potrebi podrejenih družb istega nadrejenega finančnega holdinga ali nadrejenega mešanega finančnega holdinga.
Paragraphs 2 to 8 of this Article shall not apply where Part Six applies on the basis of an institution's consolidated situation.
Odstavki od 2 do 8 tega člena se ne uporabljajo, kadar se del 6 uporablja na podlagi konsolidiranega položaja institucije.
However, the competent authorities may on a case-by-case basis permit proportional consolidation according to the share of capital that the parent undertaking holds in the subsidiary.
Pristojni organi lahko kljub temu v posameznih primerih dovolijo sorazmerno konsolidacijo glede na delež kapitala, ki ga ima nadrejena oseba v svoji podrejeni družbi.
Proportional consolidation may only be permitted where all of the following conditions are fulfilled:
Sorazmerna konsolidacija se lahko dovoli le, če so izpolnjeni vsi naslednji pogoji:
the liability of the parent undertaking is limited to the share of capital that the parent undertaking holds in the subsidiary in view of the liability of the other shareholders or members;
odgovornost nadrejene osebe je omejena na delež kapitala, ki ga ima nadrejena oseba v podrejeni družbi glede na odgovornost drugih delničarjev ali družbenikov;
the solvency of those other shareholders or members is satisfactory;
kapitalska ustreznost teh drugih delničarjev ali družbenikov je zadovoljiva;
the liability of the other shareholders and members is clearly established in a legally binding way.
odgovornost drugih delničarjev in družbenikov je jasno opredeljena na pravno zavezujoč način.
Where undertakings are linked by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC, the competent authorities shall determine how consolidation is to be carried out.
Kadar so družbe povezane v smislu člena 12(1) Direktive 83/349/EGS, pristojni organi določijo, kako naj se konsolidacija opravi.
The consolidating supervisor shall require the proportional consolidation according to the share of capital held of participations in institutions and financial institutions managed by an undertaking included in the consolidation together with one or more undertakings not included in the consolidation, where those undertakings' liability is limited to the share of the capital they hold.
Konsolidacijski nadzornik zahteva sorazmerno konsolidacijo glede na delež udeležbe kapitala v institucijah in finančnih institucijah, ki jih upravlja družba, vključena v konsolidacijo, skupaj z eno ali več družbami, ki niso vključene v konsolidacijo, če je odgovornost teh družb omejena z višino njihovega deleža v kapitalu.
In the case of participations or capital ties other than those referred to in paragraphs 1 and 2, the competent authorities shall determine whether and how consolidation is to be carried out.
Pri drugih oblikah udeležb ali kapitalskih povezavah, razen tistih iz odstavkov 1 in 2, pristojni organi odločijo, ali in kako se opravi konsolidacija.
That method shall not, however, constitute inclusion of the undertakings concerned in supervision on a consolidated basis.
Ta metoda pa kljub temu ne predstavlja osnove za vključitev zadevnih družb v nadzor na konsolidirani podlagi.
The competent authorities shall determine whether and how consolidation is to be carried out in the following cases:
Pristojni organi se odločijo, ali in kako se opravi konsolidacija v naslednjih primerih:
where, in the opinion of the competent authorities, an institution exercises a significant influence over one or more institutions or financial institutions, but without holding a participation or other capital ties in these institutions; and
kadar po mnenju pristojnih organov institucija izvaja pomemben vpliv na eno ali več institucij ali finančnih institucij, vendar ni udeležena v njihovem kapitalu ali z njimi ni drugače kapitalsko povezana, in
where two or more institutions or financial institutions are placed under single management other than pursuant to a contract or clauses of their memoranda or Articles of association.
kadar se dve ali več institucij ali finančnih institucij upravljajo na enotni podlagi, tudi če to ni določeno v pogodbi, družbeni pogodbi ali statutu.
That method shall not, however, constitute inclusion of the undertakings concerned in consolidated supervision.
Ta metoda pa kljub temu ne predstavlja osnove za vključitev zadevnih družb v nadzor na konsolidirani podlagi.
EBA shall develop draft regulatory technical standards to specify conditions according to which consolidation shall be carried out in the cases referred to in paragraphs 2 to 6 of this Article.
EBA pripravi osnutke regulativnih tehničnih standardov, v katerih opredeli pogoje, v skladu s katerimi se izvede konsolidacija v primerih iz odstavkov 2 do 6 tega člena.
EBA shall submit those draft regulatory technical standards to the Commission by 31 December 2016.
EBA predloži Komisiji navedene osnutke regulativnih tehničnih standardov do 31. decembra 2016.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010.
Komisija se pooblasti za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1093/2010.
Where consolidated supervision is required pursuant to Article 111 of Directive 2013/36/EU, ancillary services undertakings and asset management companies as defined in point (5) of Article 2 of Directive 2002/87/EC shall be included in consolidations in the cases, and in accordance with the methods, laid down in this Article.
Kadar se zahteva konsolidiran nadzor v skladu s členom 111 Direktive 2013/36/EU, se družbe za pomožne storitve in družbe za upravljanje, kakor so opredeljene v točki (5) člena 2 Direktive 2002/87/ES, v primerih in v skladu z metodami iz tega člena vključijo v konsolidacijo.
Scope of prudential consolidation
Obseg bonitetne konsolidacije
Entities excluded from the scope of prudential consolidation
Subjekti, izključeni iz obsega bonitetne konsolidacije
An institution, financial institution or an ancillary services undertaking which is a subsidiary or an undertaking in which a participation is held, need not to be included in the consolidation where the total amount of assets and off-balance sheet items of the undertaking concerned is less than the smaller of the following two amounts:
Institucijo, finančno institucijo ali družbo za pomožne storitve, ki je podrejena družba ali ima v njej j udeležb, ni treba vključiti v konsolidacijo, kadar bilančna vsota zadevne družbe ne presega nižjega izmed naslednjih zneskov:
EUR 10 million;
10 milijonov EUR;
1 % of the total amount of assets and off-balance sheet items of the parent undertaking or the undertaking that holds the participation.
1 % skupnega zneska aktivnih in zunajbilančnih postavk nadrejene družbe ali družbe, ki ima udeležbo.
The competent authorities responsible for exercising supervision on a consolidated basis pursuant to Article 111 of Directive 2013/36/EU may on a case-by-case basis decide in the following cases that an institution, financial institution or ancillary services undertaking which is a subsidiary or in which a participation is held need not be included in the consolidation:
Pristojni organi, ki so v skladu s členom 111 Direktive 2013/36/EU odgovorni za izvajanje nadzora na konsolidirani podlagi, se lahko v posamični obravnavi primerov odločijo, da institucij, finančnih institucij ali družb za pomožne storitve, ki so podrejene družbe ali ima v njih udeležbo, ni treba vključiti v konsolidacijo, če:
where the undertaking concerned is situated in a third country where there are legal impediments to the transfer of the necessary information;
ima zadevna družba sedež v tretji državi, v kateri obstajajo pravne ovire za prenos potrebnih informacij;
where the undertaking concerned is of negligible interest only with respect to the objectives of monitoring credit institutions;
je zadevna družba zanemarljivega pomena z vidika ciljev nadzora kreditnih institucij;
where, in the opinion of the competent authorities responsible for exercising supervision on a consolidated basis, the consolidation of the financial situation of the undertaking concerned would be inappropriate or misleading as far as the objectives of the supervision of credit institutions are concerned.
bi bila po mnenju pristojnih organov, ki so odgovorni za izvajanje nadzora na konsolidirani podlagi, konsolidacija finančnega položaja zadevne družbe neprimerna ali zavajajoča glede na cilje nadzora kreditnih institucij.
Where, in the cases referred to in paragraph 1 and point (b) of paragraph 2, several undertakings meet the criteria set out therein, they shall nevertheless be included in the consolidation where collectively they are of non-negligible interest with respect to the specified objectives.
Kadar v primerih iz odstavka 1 in odstavka 2(b) merila izpolnjuje več družb, jih je treba kljub temu vključiti v konsolidacijo, kadar skupaj pomembno vplivajo na navedene cilje.
Joint decisions on prudential requirements
Skupne odločitve o bonitetnih zahtevah
The competent authorities shall work together, in full consultation:
Pristojni organi sodelujejo in se posvetujejo:
in the case of applications for the permissions referred to in Article 143(1), Article 151(4) and (9), Article 283, Article 312(2) and Article363 respectively submitted by an EU parent institution and its subsidiaries, or jointly by the subsidiaries of an EU parent financial holding company or EU parent mixed financial holding company, to decide whether or not to grant the permission sought and to determine the terms and conditions, if any, to which such permission should be subject;
v primeru vlog za dovoljenja iz člena 143(1), člena 151(4) in (9), člena 283, člena 312(2) in člena 363, ki jih predložijo EU nadrejena institucija in njene podrejene družbe oziroma skupaj predložijo podrejene družbe EU nadrejenega finančnega holdinga ali EU nadrejenega mešanega finančnega holdinga, pri čemer se odločijo, ali bodo izdali zadevno dovoljenje, ter določijo morebitne pogoje, ki bodo veljali za tako dovoljenje;
for the purposes of determining whether the criteria for a specific intragroup treatment as referred to in Article 422(9) and Article 425(5) complemented by the EBA regulatory technical standards referred to in Article 422(10) and Article 425(6) are met.
da bi ugotovili, ali so izpolnjena merila za posebno obravnavo znotraj skupine iz členov 422(9) in 425(5), dopolnjena z regulativnimi tehničnimi standardi EBA iz členov 422(10) in 425(6).
Applications shall be submitted only to the consolidating supervisor.
Vloge se predložijo le konsolidacijskemu nadzorniku.
The application referred to in Article 312(2), shall include a description of the methodology used for allocating operational risk capital between the different entities of the group.
Vloga iz člena 312(2) vsebuje opis metodologije, ki se uporablja za porazdelitev kapitala za pokrivanje operativnega tveganja med različnimi subjekti skupine.
The competent authorities shall do everything within their power to reach a joint decision within six months on:
Pristojni organi naredijo vse, kar je v njihovi moči, da v šestih mesecih sprejmejo skupno odločitev o:
the application referred to in point (a) of paragraph 1;
vlogi iz točke (a) odstavka 1;