natgillin/translations-raw huggingface dataset:
the depositary ensures that the third party meets the following conditions at all times during the performance of the tasks delegated to it:
je depozitar zagotovil, da tretja oseba stalno izpolnjuje naslednje pogoje med izvajanjem dodeljenih nalog:
the third party has the structures and the expertise that are adequate and proportionate to the nature and complexity of the assets of the AIF or the AIFM acting on behalf of the AIF which have been entrusted to it;
tretja oseba ima ustrezno strukturo in strokovno znanje, ki sta sorazmerna naravi in zahtevnosti sredstev AIS ali UAIS, ki deluje v imenu AIS;
for custody tasks referred to in point (a) of paragraph 8, the third party is subject to effective prudential regulation, including minimum capital requirements, and supervision in the jurisdiction concerned and the third party is subject to an external periodic audit to ensure that the financial instruments are in its possession;
za hrambo iz točke (a) odstavka 8, veljajo za tretjo osebo učinkovita pravila varnega in skrbnega poslovanja, vključno z minimalnimi kapitalskimi zahtevami in nadzor v zadevni sodni pristojnosti, ter za tretjo osebo veljajo redne zunanje revizije, s katerimi se potrdi, da ima v lasti finančne instrumente;
the third party segregates the assets of the depositary’s clients from its own assets and from the assets of the depositary in such a way that they can at any time be clearly identified as belonging to clients of a particular depositary;
tretja oseba ima sredstva strank depozitarja iz lastnih sredstev in sredstev depozitarja ločena na tak način, da se jih lahko v vsakem trenutku jasno razpozna kot sredstva, ki pripadajo strankam danega depozitarja;
the third party does not make use of the assets without the prior consent of the AIF or the AIFM acting on behalf of the AIF and prior notification to the depositary; and
tretja oseba ne sme uporabiti sredstev brez predhodne privolitve AIS oziroma UAIS, ki deluje v imenu AIS, ter predhodne uradne obvestitve depozitarja; in
the third party complies with the general obligations and prohibitions set out in paragraphs 8 and 10.
tretja oseba upošteva splošne obveznosti in prepovedi iz odstavkov 8 in 10.
Notwithstanding point (d)(ii) of the second subparagraph, where the law of a third country requires that certain financial instruments be held in custody by a local entity and no local entities satisfy the delegation requirements laid down in that point, the depositary may delegate its functions to such a local entity only to the extent required by the law of the third country and only for as long as there are no local entities that satisfy the delegation requirements, subject to the following requirements:
Ne glede na točko (d)(ii) drugega pododstavka, kadar zakonodaja tretje države zahteva, da nekatere finančne instrumente hranijo lokalni subjekti in ni lokalnih subjektov, ki bi izpolnjevali zahteve za prenos iz navedene točke, lahko depozitar svoje naloge prenese na tak lokalni subjekt le kolikor to zahteva zakonodaja tretje države in samo dokler ni lokalnih subjektov, ki bi zahteve za prenos izpolnjevali, pod naslednjimi pogoji:
the investors of the relevant AIF must be duly informed that such delegation is required due to legal constraints in the law of the third country and of the circumstances justifying the delegation, prior to their investment; and
vlagatelji v zadevni AIS morajo biti pred samo naložbo ustrezno obveščeni o tem prenosu, ki je bil potreben zaradi pravnih omejitev v zakonodaji tretje države in okoliščin, ki ga upravičujejo, in
the AIF, or the AIFM on behalf of the AIF, must instruct the depositary to delegate the custody of such financial instruments to such local entity.
AIS oziroma UAIS v imenu AIS mora depozitarju naročiti, naj hrambo teh finančnih instrumentov prenese na tak lokalni subjekt.
The third party may, in turn, sub-delegate those functions, subject to the same requirements.
Tretja oseba lahko nadalje prenese te naloge, če so izpolnjeni enaki pogoji.
In such a case, paragraph 13 shall apply mutatis mutandis to the relevant parties.
V teh primerih se za zadevne osebe smiselno uporablja odstavek 13.
For the purposes of this paragraph, the provision of services as specified by Directive 98/26/EC by securities settlement systems as designated for the purposes of that Directive or the provision of similar services by third-country securities settlement systems shall not be considered a delegation of its custody functions.
Za namene tega odstavka se zagotavljanje storitev, opredeljenih v Direktivi 98/26/ES, ali zagotavljanje podobnih storitev sistemov poravnave vrednostnih papirjev iz tretjih držav ne šteje za prenos nalog hrambe.
The depositary shall be liable to the AIF or to the investors of the AIF, for the loss by the depositary or a third party to whom the custody of financial instruments held in custody in accordance with point (a) of paragraph 8 has been delegated.
Depozitar je odgovoren AIS oziroma vlagateljem v AIS za izgubo finančnih instrumentov, ki se hranijo v skladu s točko (a) odstavka 8, ki jo je povzročil depozitar oziroma tretja oseba, na katero je bila prenesena naloga hrambe.
In the case of such a loss of a financial instrument held in custody, the depositary shall return a financial instrument of identical type or the corresponding amount to the AIF or the AIFM acting on behalf of the AIF without undue delay.
V primeru takšne izgube finančnega instrumenta, ki se ga hrani, depozitar AIS oziroma UAIS, ki deluje v imenu AIS, nemudoma vrne finančni instrument iste vrste ali ustrezni znesek.
The depositary shall not be liable if it can prove that the loss has arisen as a result of an external event beyond its reasonable control, the consequences of which would have been unavoidable despite all reasonable efforts to the contrary.
Depozitar ni odgovoren, če lahko dokaže, da je izguba nastala kot posledica zunanjega dogodka, ki ga razumno ni mogel nadzorovati, posledice pa so bile ne glede na vsa razumna prizadevanja neizogibne.
The depositary shall also be liable to the AIF, or to the investors of the AIF, for all other losses suffered by them as a result of the depositary’s negligent or intentional failure to properly fulfil its obligations pursuant to this Directive.
Depozitar je prav tako odgovoren AIS oziroma vlagateljem v AIS za vsako izgubo, ki jo ti utrpijo zaradi malomarnosti depozitarja ali namernega neizvajanja njegovih obveznosti v skladu s to direktivo.
The depositary’s liability shall not be affected by any delegation referred to in paragraph 11.
Prenos iz odstavka 11 ne vpliva na odgovornost depozitarja.
Notwithstanding the first subparagraph of this paragraph, in case of a loss of financial instruments held in custody by a third party pursuant to paragraph 11, the depositary may discharge itself of liability if it can prove that:
Ne glede na prvi pododstavek tega odstavka se lahko depozitar v primeru izgube finančnih instrumentov, ki jih je hranila tretja oseba v skladu z odstavkom 11, razreši odgovornosti, če lahko dokaže, da:
all requirements for the delegation of its custody tasks set out in the second subparagraph of paragraph 11 are met;
so izpolnjene vse zahteve za prenos nalog, povezanih s hrambo, kot so določene v drugem pododstavku odstavka 11;
a written contract between the depositary and the third party expressly transfers the liability of the depositary to that third party and makes it possible for the AIF or the AIFM acting on behalf of the AIF to make a claim against the third party in respect of the loss of financial instruments or for the depositary to make such a claim on their behalf; and
obstaja pisna pogodba med depozitarjem in tretjo stranko, ki izrecno prenaša odgovornost z depozitarja na to tretjo stranko in omogoča, da AIS oziroma UAIS, ki deluje v imenu AIS, pri tretji stranki vloži zahtevek v zvezi z izgubo finančnih instrumentov, ali da depozitar vloži tako zahtevo v njunem imenu, in
a written contract between the depositary and the AIF or the AIFM acting on behalf of the AIF, expressly allows a discharge of the depositary’s liability and establishes the objective reason to contract such a discharge.
pisna pogodba med depozitarjem in AIS oziroma UAIS, ki deluje v imenu AIS, izrecno dovoljuje razrešitev odgovornosti depozitarja ter to razrešitev objektivno utemelji.
Further, where the law of a third country requires that certain financial instruments are held in custody by a local entity and there are no local entities that satisfy the delegation requirements laid down in point (d)(ii) of paragraph 11, the depositary can discharge itself of liability provided that the following conditions are met:
Nadalje, če zakonodaja tretje države zahteva, da nekatere finančne instrumente hranijo lokalni subjekti in ni lokalnih subjektov, ki bi izpolnjevali zahteve za prenos iz točke (d)(ii) odstavka 11, se lahko depozitar razreši odgovornosti, če so izpolnjeni naslednji pogoji:
the rules or instruments of incorporation of the AIF concerned expressly allow for such a discharge under the conditions set out in this paragraph;
pravila upravljanja ali akt o ustanovitvi zadevnega AIS izrecno omogočajo tako razrešitev v skladu s pogoji iz tega odstavka;
the investors of the relevant AIF have been duly informed of that discharge and of the circumstances justifying the discharge prior to their investment;
so vlagatelji v zadevni AIS pred samo naložbo o tej razrešitvi in okoliščinah, ki jo upravičujejo obveščeni;
the AIF or the AIFM on behalf of the AIF instructed the depositary to delegate the custody of such financial instruments to a local entity;
je AIS ali UAIS v imenu AIS depozitarju naročil, naj hrambo finančnih instrumentov zaupa lokalnemu subjektu;
there is a written contract between the depositary and the AIF or the AIFM acting on behalf of the AIF, which expressly allows such a discharge; and
obstaja pisna pogodba med depozitarjem in AIS oziroma UAIS, ki deluje v imenu AIS, ki izrecno dovoljuje tako razrešitev, in
there is a written contract between the depositary and the third party that expressly transfers the liability of the depositary to that local entity and makes it possible for the AIF or the AIFM acting on behalf of the AIF to make a claim against that local entity in respect of the loss of financial instruments or for the depositary to make such a claim on their behalf.
obstaja pisna pogodba med depozitarjem in tretjo stranko, ki izrecno prenaša odgovornost z depozitarja na ta lokalni subjekt in omogoča, da AIS oziroma UAIS, ki deluje v imenu AIS, pri lokalnem subjektu vloži zahtevek v zvezi z izgubo finančnih instrumentov, ali da depozitar vloži tako zahtevo v njunem imenu.
Liability to the investors of the AIF may be invoked directly or indirectly through the AIFM, depending on the legal nature of the relationship between the depositary, the AIFM and the investors.
Odgovornost do vlagateljev v AIS je neposredna ali posredna prek UAIS, odvisno od pravne narave odnosa med depozitarjem, UAIS in vlagatelji.
The depositary shall make available to its competent authorities, on request, all information which it has obtained while performing its duties and that may be necessary for the competent authorities of the AIF or the AIFM.
Depozitar da na voljo pristojnim organom na zahtevo vse informacije, ki jih je dobil med izvajanjem svojih nalog in bi jih pristojni organi AIS ali UAIS lahko potrebovali.
If the competent authorities of the AIF or the AIFM are different from those of the depositary, the competent authorities of the depositary shall share the information received without delay with the competent authorities of the AIF and the AIFM.
Če so pristojni organi AIS ali UAIS različni od depozitarjevih, pristojni organi depozitarja prejete informacije nemudoma posredujejo pristojnim organom AIS in UAIS.
the particulars that need to be included in the written contract referred to in paragraph 2;
podatke, ki morajo biti vključeni v pisno pogodbo iz odstavka 2;
general criteria for assessing whether the prudential regulation and supervision of third countries as referred to in point (b) of paragraph 6 have the same effect as Union law and are effectively enforced;
splošna merila za ocenjevanje, ali imajo učinkovita pravila varnega in skrbnega poslovanja in nadzor tretjih držav, kot je navedeno v točki (b) odstavka 6, isti učinek kot določbe prava Unije in ali se učinkovito izvajajo;
the conditions for performing the depositary functions pursuant to paragraphs 7, 8 and 9, including:
pogoje za opravljanje nalog depozitarja v skladu z odstavki 7, 8 in 9, ki vključujejo:
the type of financial instruments to be included in the scope of the depositary’s custody duties in accordance with point (a) of paragraph 8;
vrsto finančnih instrumentov, ki jih je treba vključiti med depozitarjeve obveznosti hrambe v skladu s točko (a) odstavka 8;
the conditions subject to which the depositary is able to exercise its custody duties over financial instruments registered with a central depositary; and
pogoje, pod katerimi lahko depozitar izvaja funkcije hrambe nad finančnimi instrumenti, registriranimi pri centralnemu depozitarju, in
the conditions subject to which the depositary is to safekeep the financial instruments issued in a nominative form and registered with an issuer or a registrar, in accordance with point (b) of paragraph 8;
pogoje, pod katerimi depozitar hrani finančne instrumente na podlagi točke (b) odstavka 8, ki so izdani v nominalni obliki in registrirani pri izdajatelju ali registratorju;
the due diligence duties of depositaries pursuant to point (c) of paragraph 11;
primerno skrbnost depozitarjev v skladu s točko (c) odstavka 11;
the segregation obligation pursuant to point (d)(iii) of paragraph 11;
obveznost ločevanja v skladu s točko (d)(iii) odstavka 11;
the conditions subject to which and circumstances in which financial instruments held in custody are to be considered as lost;
pogoje, v skladu s katerimi, in okoliščine, v katerih se finančni instrumenti, ki se hranijo, štejejo za izgubljene;
what is to be understood by external events beyond reasonable control, the consequences of which would have been unavoidable despite all reasonable efforts to the contrary pursuant to paragraph 12;
kaj razumemo kot zunanje dogodke, ki jih razumno ni mogoče nadzorovati, posledice pa bi bile ne glede na vsa razumna prizadevanja neizogibne v skladu z odstavkom 12;
the conditions subject to which and circumstances in which there is an objective reason to contract a discharge pursuant to paragraph 13.
pogoje, v skladu s katerimi, in okoliščine, v katerih obstaja objektiven razlog za izvedbo razrešitve v skladu z odstavkom 13.
TRANSPARENCY REQUIREMENTS
ZAHTEVE GLEDE PREGLEDNOSTI
An AIFM shall, for each of the EU AIFs it manages and for each of the AIFs it markets in the Union, make available an annual report for each financial year no later than 6 months following the end of the financial year.
UAIS za vsak EU AIS, ki ga upravlja in za vsak AIS, ki ga trži v Uniji, da na voljo letno poročilo za vsako poslovno leto, v šestih mesecih po koncu poslovnega leta.
The annual report shall be provided to investors on request.
Letno poročilo na zahtevo predloži vlagateljem.
The annual report shall be made available to the competent authorities of the home Member State of the AIFM, and, where applicable, the home Member State of the AIF.
Letno poročilo je na voljo pristojnim organom matične države članice UAIS in, kjer je to ustrezno, matične države članice AIS.
Where the AIF is required to make public an annual financial report in accordance with Directive 2004/109/EC only such additional information referred to in paragraph 2 needs to be provided to investors on request, either separately or as an additional part of the annual financial report.
Če mora AIS letno finančno poročilo objaviti v skladu z Direktivo 2004/109/ES, je treba vlagateljem na zahtevo zagotoviti le dodatne informacije iz odstavka 2, in sicer ločeno ali kot dodatek k letnemu finančnemu poročilu.
In the latter case the annual financial report shall be made public no later than 4 months following the end of the financial year.
V slednjem primeru se letno finančno poročilo objavi najpozneje v štirih mesecih po koncu poslovnega leta.
The annual report shall at least contain the following:
Letno poročilo vsebuje vsaj naslednje:
a balance-sheet or a statement of assets and liabilities;
bilanco stanja ali izkaz sredstev in obveznosti;
an income and expenditure account for the financial year;
izkaz prihodkov in izdatkov za poslovno leto;
a report on the activities of the financial year;
poročilo o dejavnostih v poslovnem letu;
any material changes in the information listed in Article 23 during the financial year covered by the report;
vse vsebinske spremembe informacij iz člena 23, med poslovnim letom, zajetim v poročilu;
the total amount of remuneration for the financial year, split into fixed and variable remuneration, paid by the AIFM to its staff, and number of beneficiaries, and, where relevant, carried interest paid by the AIF;
skupni znesek prejemkov v poslovnem letu, razdeljen na stalne in spremenljive prejemke, ki jih je izplačal UAIS svojemu osebju, število upravičencev in po potrebi spodbujevalno provizijo, ki jo je plačal AIS;
the aggregate amount of remuneration broken down by senior management and members of staff of the AIFM whose actions have a material impact on the risk profile of the AIF.
skupni znesek prejemkov, razdeljen na višje vodstvo in člane osebja UAIS, katerih delovanje pomembno vpliva na profil tveganja AIS.
The accounting information given in the annual report shall be prepared in accordance with the accounting standards of the home Member State of the AIF or in accordance with the accounting standards of the third country where the AIF is established and with the accounting rules laid down in the AIF rules or instruments of incorporation.
Računovodske informacije v letnem poročilu so pripravljene v skladu z računovodskimi standardi matične države članice AIS ali v skladu z računovodskimi standardi tretje države, v kateri je AIS ustanovljen, in računovodskimi pravili, določenimi v pravilih upravljanja ali aktu o ustanovitvi AIS.
The accounting information given in the annual report shall be audited by one or more persons empowered by law to audit accounts in accordance with Directive 2006/43/EC of the European Parliament and of the Council of 17 May 2006 on statutory audits of annual accounts and consolidated accounts [26].
Računovodske informacije v letnem poročilu revidira ena ali več oseb, zakonsko pooblaščene za revidiranje izkazov v skladu z Direktivo 2006/43/ES Evropskega parlamenta in Sveta z dne 17. maja 2006 o obveznih revizijah za letne in konsolidirane računovodske izkaze [26].
The auditor’s report, including any qualifications, shall be reproduced in full in the annual report.By way of derogation from the second subparagraph, Member States may permit AIFMs marketing non-EU AIFs to subject the annual reports of those AIFs to an audit meeting international auditing standards in force in the country where the AIF has its registered office.
Revizorsko poročilo, vključno z morebitnimi kvalifikacijami, se v celoti objavi v letnem poročilu.Z odstopanjem od drugega pododstavka lahko države članice dovolijo, da UAIS, ki tržijo ne-EU AIS, za letna poročila teh AIS zahtevajo revizijo v skladu z mednarodnimi računovodskimi standardi, ki veljajo v državi, v kateri ima AIS registrirani sedež.
The Commission shall adopt, by means of delegated acts in accordance with Article 56 and subject to the conditions of Articles 57 and 58, measures specifying the content and format of the annual report.
Komisija z delegiranimi akti v skladu s členom 56 ter pod pogoji iz členov 57 in 58 sprejme ukrepe, ki določajo vsebino in obliko letnega poročila.
Those measures shall be adapted to the type of AIF to which they apply.
Navedeni ukrepi se prilagodijo vrsti AIS, za katerega se uporabljajo.
Disclosure to investors
Razkrivanje informacij vlagateljem
AIFMs shall for each of the EU AIFs that they manage and for each of the AIFs that they market in the Union make available to AIF investors, in accordance with the AIF rules or instruments of incorporation, the following information before they invest in the AIF, as well as any material changes thereof:
UAIS zagotovi za vsak EU AIS, ki ga upravlja in za vsak AIS, ki ga trži v Uniji, da vlagatelji v AIS na način, ki je določen v pravilih upravljanja ali aktu o ustanovitvi zadevnega AIS, prejmejo naslednje informacije še pred vlaganjem v AIS kakor tudi kakršne koli vsebinske spremembe informacij:
a description of the investment strategy and objectives of the AIF, information on where any master AIF is established and where the underlying funds are established if the AIF is a fund of funds, a description of the types of assets in which the AIF may invest, the techniques it may employ and all associated risks, any applicable investment restrictions, the circumstances in which the AIF may use leverage, the types and sources of leverage permitted and the associated risks, any restrictions on the use of leverage and any collateral and asset reuse arrangements, and the maximum level of leverage which the AIFM are entitled to employ on behalf of the AIF;
opis naložbene strategije in ciljev AIS, informacije o sedežu centralnega AIS in o sedežu osnovnega sklada, v primeru ko je AIS sklad skladov, opis vrste vseh sredstev, v katere AIS lahko vlaga, in tehnik, ki jih lahko uporabi, kot tudi vseh povezanih tveganj, veljavnih naložbenih omejitev, okoliščin, v katerih lahko AIS uporabi finančne vzvode, vrst in virov dovoljenega finančnega vzvoda, povezanih tveganj in omejitev v zvezi z uporabo finančnega vzvoda ter vseh dogovorov glede ponovne uporabe zavarovanja ali sredstev in o najvišji ravni finančnega vzvoda, ki ga UAIS lahko uporabi za AIS;
a description of the procedures by which the AIF may change its investment strategy or investment policy, or both;
opis postopkov, s katerimi lahko AIS spremeni naložbeno strategijo ali naložbeno politiko ali oboje;
a description of the main legal implications of the contractual relationship entered into for the purpose of investment, including information on jurisdiction, on the applicable law and on the existence or not of any legal instruments providing for the recognition and enforcement of judgments in the territory where the AIF is established;
opis glavnih pravnih posledic pogodbenih odnosov zaradi vlaganja, vključno z informacijami o pristojnosti, pravu, ki se uporablja, in obstoju kakršnih koli pravnih instrumentov, ki zagotavljajo priznavanje in izvrševanje sodb na ozemlju, na katerem je ustanovljen AIS;
the identity of the AIFM, the AIF’s depositary, auditor and any other service providers and a description of their duties and the investors’ rights;
istovetnost UAIS, depozitarja AIS, revizorja in drugih ponudnikov storitev AIS ter opis njihovih dolžnosti in pravic vlagateljev;
a description of how the AIFM is complying with the requirements of Article 9(7);
opis, kako UAIS izpolnjuje zahteve iz člena 9(7);
a description of any delegated management function as referred to in Annex I by the AIFM and of any safe-keeping function delegated by the depositary, the identification of the delegate and any conflicts of interest that may arise from such delegations;
opis vsake prenesene naloge upravljanja UAIS iz Priloge I ali vsake naloge depozitarja za varno hrambo, istovetnost izbranega zastopnika ter morebitno nasprotje interesov, ki bi lahko bilo posledica takšnih prenosov;
a description of the AIF’s valuation procedure and of the pricing methodology for valuing assets, including the methods used in valuing hard-to-value assets in accordance with Article 19;
opis postopka vrednotenja AIS in metodologije za vrednotenje sredstev vključno z metodami, ki se uporabljajo za vrednotenje sredstev, ki jih je težko vrednotiti v skladu s členom 19;
a description of the AIF’s liquidity risk management, including the redemption rights both in normal and in exceptional circumstances, and the existing redemption arrangements with investors;
opis upravljanja likvidnostnega tveganja AIS, vključno z odkupnimi pravicami v običajnih in izrednih okoliščinah, obstoječih odkupnih dogovorov z vlagatelji;