natgillin/translations-raw huggingface dataset:
Member States shall adopt any measures necessary, where appropriate, to include financial holding companies or mixed financial holding companies in consolidated supervision.
Kjer je primerno, države članice sprejmejo vse potrebne ukrepe za vključitev finančnih holdingov ali mešanih finančnih holdingov v konsolidirani nadzor.
Without prejudice to Article 135, the consolidation of the financial situation of the financial holding company or the mixed financial holding company shall not in any way imply that the competent authorities are required to play a supervisory role in relation to the financial holding company or mixed financial holding company on a stand alone basis.’;
Brez vpliva na člen 135 konsolidacija finančnega stanja finančnega holdinga ali mešanega finančnega holdinga nikakor ne pomeni, da morajo pristojni organi izvajati nadzor v finančnem holdingu ali mešanem finančnem holdingu na neodvisni osnovi.“;
Member States shall provide that their competent authorities responsible for exercising supervision on a consolidated basis may ask the subsidiaries of a credit institution, a financial holding company or a mixed financial holding company, which are not included within the scope of supervision on a consolidated basis for the information referred to in Article 137.
Države članice zagotovijo, da lahko njihovi pristojni organi, odgovorni za izvajanje nadzora na konsolidirani osnovi, zahtevajo od podrejenih družb kreditne institucije, finančnega holdinga ali mešanega finančnega holdinga, ki niso vključene v nadzor na konsolidirani osnovi, informacije iz člena 137.
In such a case, the procedures for transmitting and verifying the information laid down in that Article shall apply.’;
V takem primeru se uporabijo postopki za prenos in preverjanje informacij, določeni v navedenem členu.“;
Article 129 is amended as follows:
člen 129 se spremeni, kot sledi:
in the first subparagraph of paragraph 1, the introductory part is replaced by the following:
uvodni stavek prvega pododstavka odstavka 1 se nadomesti z naslednjim:
In addition to the obligations provided for in this Directive, the competent authority responsible for the exercise of supervision on a consolidated basis of EU parent credit institutions and credit institutions controlled by EU parent financial holding companies or EU parent mixed financial holding companies shall carry out the following tasks:’;
Razen nalog, ki jih ima na podlagi te direktive, pristojni organ, ki je odgovoren za izvajanje nadzora na konsolidirani osnovi nadrejenih kreditnih institucij EU in kreditnih institucij, ki jih obvladujejo nadrejeni finančni holdingi EU ali nadrejeni mešani finančni holdingi EU, opravlja naslednje naloge:“;
In the case of applications for the permissions referred to in Article 84(1), Article 87(9) and Article 105 and in Part 6 of Annex III respectively, submitted by an EU parent credit institution and its subsidiaries, or jointly by the subsidiaries of an EU parent financial holding company or an EU parent mixed financial holding company, the competent authorities shall work together, in full consultation, to decide whether or not to grant the permission sought and to determine the terms and conditions, if any, to which such permission should be subject.’;
V primeru vlog za dovoljenja iz člena 84(1), člena 87(9) in člena 105 ter dela 6 Priloge III, ki jih predložijo nadrejena kreditna institucija EU in njene podrejene družbe ali podrejene družbe nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU, pristojni organi sodelujejo in se posvetujejo o odločitvi, ali bodo izdali zahtevano dovoljenje, ter določitvi morebitnih pogojev, ki se bodo uporabljali za tako dovoljenje.“;
in paragraph 3:
odstavek 3 se spremeni, kot sledi:
The consolidating supervisor and the competent authorities responsible for the supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company shall do everything within their power to reach a joint decision on the application of Articles 123 and 124 to determine the adequacy of the consolidated level of own funds held by the group with respect to its financial situation and risk profile and the required level of own funds for the application of Article 136(2) to each entity within the banking group and on a consolidated basis.’,
Konsolidacijski nadzornik in pristojni organi, odgovorni za nadzor podrejenih družb nadrejene kreditne institucije EU ali nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU v državi članici, storijo vse, kar je v njihovi moči, da dosežejo skupno odločitev o uporabi členov 123 in 124 za določanje ustreznosti konsolidirane ravni lastnih sredstev, ki jih ima skupina glede na svoj finančni položaj in profil tveganja in zahtevano raven lastnih sredstev za uporabo člena 136(2) za vse subjekte v bančni skupini in na konsolidirani osnovi.“;
‘The decision on the application of Articles 123 and 124 and Article 136(2) shall be taken by the respective competent authorities responsible for supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company on an individual or sub-consolidated basis after duly considering the views and reservations expressed by the consolidating supervisor. If, at the end of the four-month period, any of the competent authorities concerned has referred the matter to EBA in accordance with Article 19 of Regulation (EU) No 1093/2010, the competent authorities shall defer their decision and await any decision that EBA shall take in accordance with Article 19(3) of that Regulation, and shall take its decision in conformity with the decision of EBA. The four-month period shall be deemed the conciliation period within the meaning of that Regulation. EBA shall take its decision within one month. The matter shall not be referred to EBA after the end of the four-month period or after a joint decision has been reached.’,
„Odločitev o uporabi členov 123 in 124 ter člena 136(2) sprejmejo pristojni organi, ki so odgovorni za nadzor podrejenih družb nadrejene kreditne institucije EU, nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU na individualni ali subkonsolidirani osnovi, po ustrezni obravnavi stališč in pridržkov konsolidacijskega nadzornika. Če je kateri koli od zadevnih pristojnih organov v skladu s členom 19 Uredbe (EU) št. 1093/2010 ob koncu štirimesečnega obdobja zadevo predložil EBA, konsolidacijski nadzornik odloži svojo odločitev in počaka na odločitev, ki jo lahko v skladu s členom 19(3) navedene uredbe sprejme EBA, nato pa sprejme odločitev skladno z odločitvijo EBA. Štirimesečno obdobje se šteje za obdobje usklajevanja v skladu z Uredbo. EBA sprejme odločitev v enem mesecu. Zadeva se po koncu štirimesečnega obdobja ali po sprejetju skupne odločitve ne predloži EBA.“;
the ninth subparagraph is replaced by the following:
deveti pododstavek se nadomesti z naslednjim:
‘The joint decision referred to in the first subparagraph and any decision taken in the absence of a joint decision in accordance with the fourth and fifth subparagraphs, shall be updated on an annual basis or, in exceptional circumstances, where a competent authority responsible for the supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company makes a written and fully reasoned request to the consolidating supervisor to update the decision on the application of Article 136(2). In the latter case, the update may be addressed on a bilateral basis between the consolidating supervisor and the competent authority making the request.’;
„Skupna odločitev iz prvega pododstavka in kakršna koli odločitev, sprejeta, kadar ni skupne odločitve, v skladu s četrtim in petim pododstavkom, se posodabljajo vsako leto ali v izjemnih okoliščinah, če organ, pristojen za nadzor podrejenih družb nadrejene kreditne institucije EU, nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU, vloži pisno in v celoti utemeljeno zahtevo pri konsolidacijskem nadzorniku, naj posodobi odločitev o uporabi člena 136(2). V slednjem primeru lahko posodobitev na dvostranski osnovi izvedeta konsolidacijski nadzornik in pristojni organ, ki je vložil zahtevo.“;
in Article 131a(2), the sixth subparagraph is replaced by the following:
šesti pododstavek člena 131a(2) se nadomesti z naslednjim:
‘The following may participate in colleges of supervisors:
„V kolegijih nadzornikov lahko sodelujejo:
the competent authorities responsible for the supervision of subsidiaries of an EU parent credit institution, an EU parent financial holding company or an EU parent mixed financial holding company;
pristojni organi, odgovorni za nadzor podrejenih družb nadrejene kreditne institucije EU ali nadrejenega finančnega holdinga EU ali nadrejenega mešanega finančnega holdinga EU;
the competent authorities of a host country where significant branches as referred to in Article 42a are established;
pristojni organi države gostiteljice, v kateri imajo sedež pomembne podružnice iz člena 42a;
central banks as appropriate; and
centralne banke, kadar je to primerno, in
third-country competent authorities where appropriate and subject to confidentiality requirements that are equivalent, in the opinion of all the competent authorities, to Articles 44 to 52.’;
pristojni organi tretjih držav, kadar je primerno, ob upoštevanju zahtev o zaupnosti, ki so po mnenju vseh pristojnih organov enakovredne zahtevam iz členov 44 do 52.“;
Article 132(1) is amended as follows:
odstavek 1 člena 132 se spremeni, kot sledi:
‘In particular, competent authorities responsible for consolidated supervision of EU parent credit institutions and credit institutions controlled by EU parent financial holding companies or by EU parent mixed financial holding companies shall provide the competent authorities in other Member States who supervise subsidiaries of those parent undertakings with all relevant information. In determining the extent of relevant information, the importance of those subsidiaries within the financial system in those Member States shall be taken into account.’;
„Pristojni organi, odgovorni za nadzor na konsolidirani osnovi nadrejenih kreditnih institucij EU in kreditnih institucij, ki jih obvladujejo nadrejeni finančni holdingi EU ali nadrejeni mešani finančni holdingi EU, sporočijo vse ustrezne podatke pristojnim organom drugih držav članic, ki nadzorujejo podrejene družbe teh nadrejenih družb. Pri ugotavljanju obsega ustreznih podatkov se upošteva pomen teh podrejenih družb v finančnem sistemu navedenih držav članic.“;
in the sixth subparagraph, point (a) is replaced by the following:
točka (a) šestega pododstavka se nadomesti z naslednjim:
identification of the legal structure and the governance and organisational structure of the group, including all regulated entities, non-regulated subsidiaries and significant branches belonging to the group, the parent undertakings, in accordance with Article 12(3), Article 22(1) and Article 73(3), as well as identification of the competent authorities of the regulated entities in the group;’;
identifikaciji pravne sestave, upravljanja in organizacijske strukture skupine, vključno z vsemi reguliranimi subjekti, nereguliranimi hčerinskimi podjetji in pomembnimi podružnicami skupine, matičnimi podjetji v skladu s členom 12(3), členom 22(1) in členom 73(3), kot tudi identifikaciji pristojnih organov reguliranih subjektov v skupini;“;
Article 135 is replaced by the following:
člen 135 se nadomesti z naslednjim:
The Member States shall require that persons who effectively direct the business of a financial holding company or a mixed financial holding company be of sufficiently good repute and have sufficient experience to perform those duties.’;
Države članice zahtevajo, da so osebe, ki dejansko upravljajo poslovanje finančnega holdinga ali mešanega finančnega holdinga, na dovolj dobrem glasu in imajo zadosti izkušenj za opravljanje teh nalog.“;
in Article 139(3), the first subparagraph is replaced by the following:
prvi pododstavek člena 139(3) se nadomesti z naslednjim:
Member States shall authorise the exchange between their competent authorities of the information referred to in paragraph 2, on the understanding that, in the case of financial holding companies, mixed financial holding companies, financial institutions or ancillary services undertakings, the collection or possession of information shall not in any way imply that the competent authorities are required to play a supervisory role in relation to those institutions or undertakings standing alone.’;
Države članice dovolijo, da njihovi pristojni organi med seboj izmenjavajo informacije iz odstavka 2, ob predpostavki, da pri finančnih holdingih, mešanih finančnih holdingih, finančnih institucijah ali podjetjih za pomožne storitve zbiranje ali posedovanje informacij nikakor ne pomeni, da morajo pristojni organi izvajati nadzor v zvezi s temi institucijami ali podjetji, ki poslujejo samostojno.“;
Article 140 is amended as follows:
člen 140 se spremeni, kot sledi:
Where a credit institution, financial holding company, mixed financial holding company or a mixed activity holding company controls one or more subsidiaries which are insurance companies or other undertakings providing investment services which are subject to authorisation, the competent authorities and the authorities entrusted with the public task of supervising insurance undertakings or those other undertakings providing investment services shall cooperate closely.
Če kreditna institucija, finančni holding, mešani finančni holding ali mešani holding obvladuje eno ali več podrejenih družb, ki so zavarovalnice, ali druga podjetja za investicijske storitve, ki so pridobila dovoljenje, pristojni organi in organi, odgovorni za javni nadzor zavarovalnic, ali druga podjetja za investicijske storitve vzpostavijo tesno sodelovanje.
Without prejudice to their respective responsibilities, those authorities shall provide one another with any information likely to simplify their task and to allow supervision of the activity and overall financial situation of the undertakings they supervise.’;
Brez vpliva na njihove konkretne odgovornosti si ti pristojni organi medsebojno izmenjujejo vse informacije, ki utegnejo poenostaviti njihovo delo in omogočiti nadzor nad dejavnostjo in splošnim finančnim stanjem podjetij, ki jih nadzirajo.“;
The competent authorities responsible for supervision on a consolidated basis shall establish lists of the financial holding companies or mixed financial holding companies referred to in Article 71(2).
Pristojni organi, odgovorni za nadzor na konsolidirani osnovi, sestavijo sezname finančnih holdingov ali mešanih finančnih holdingov iz člena 71(2).
Those lists shall be communicated to the competent authorities of the other Member States, to EBA and to the Commission.’;
Te sezname posredujejo pristojnim organom v drugih državah članicah, EBA in Komisiji.“;
Articles 141 and 142 are replaced by the following:
člena 141 in 142 se nadomestita z naslednjim:
‘Article 141
„Člen 141
Where, in applying this Directive, the competent authorities of one Member State wish in specific cases to verify the information concerning a credit institution, a financial holding company, a financial institution, an ancillary services undertaking, a mixed activity holding company, a mixed financial holding company, a subsidiary as referred to in Article 137 or a subsidiary as referred to in Article 127(3), situated in another Member State, they shall ask the competent authorities of that other Member State to have that verification carried out.
Če pri izvajanju te direktive pristojni organi ene države članice v posebnih primerih želijo preveriti informacije o kreditni instituciji, finančnem holdingu, finančni instituciji, družbi za pomožne storitve, mešanem holdingu, mešanem finančnem holdingu, vrsti podrejenih družb iz člena 137 ali vrsti podrejenih družb iz člena 127(3), ki so v drugi državi članici, zahtevajo od pristojnih organov v drugi državi članici, naj opravijo to preverjanje.
The authorities which receive such a request shall, within the framework of their competence, act upon it either by carrying out the verification themselves, by allowing the authorities who made the request to carry it out, or by allowing an auditor or expert to carry it out.
Organi, ki prejmejo tak zahtevek, ga v okviru svoje pristojnosti izpolnijo, in sicer tako, da sami opravijo preverjanje ali da preverjanje dovolijo organom, ki so vložili zahtevek, oziroma revizorju ali ustreznemu strokovnjaku.
The competent authority which made the request may participate in the verification when it does not carry out the verification itself.
Pristojni organ, ki je podal zahtevek, lahko sodeluje pri preverjanju, če ga ne izvaja sam.
Without prejudice to their criminal law provisions, Member States shall ensure that penalties or measures aimed at ending observed breaches or the causes of such breaches may be imposed on financial holding companies, mixed financial holding companies and mixed activity holding companies, or their effective managers, that infringe laws, regulation or administrative provisions brought into force to transpose Articles 124 to 141 and this Article.
Brez vpliva na določbe svojega kazenskega prava države članice zagotovijo, da se kazni ali ukrepi za preprečevanje opaženih kršitev ali vzrokov takih kršitev lahko naložijo finančnim holdingom, mešanim finančnim holdingom in mešanim holdingom ali njihovim operativnim vodjem, ki kršijo zakone ali druge predpise, ki so bili sprejeti zaradi prenosa členov od 124 do 141 in tega člena.
The competent authorities shall cooperate closely to ensure that those penalties or measures produce the desired results, especially when the central administration or main establishment of a financial holding company or of a mixed financial holding company or of a mixed activity holding company is not located in the same Member State as its registered office.’;
Pristojni organi med seboj tesno sodelujejo, s čimer zagotovijo, da navedene kazni ali ukrepi prinesejo želene rezultate, zlasti kadar osrednja uprava ali glavne enote finančnega holdinga ali mešanega finančnega holdinga ali mešanega holdinga niso v isti državi članici kot registriran sedež holdinga.“;
Article 143 is amended as follows:
člen 143 se spremeni:
Where a credit institution, the parent undertaking of which is a credit institution or a financial holding company, or a mixed financial holding company, which has its head office in a third country, is not subject to consolidated supervision under Articles 125 and 126, the competent authorities shall verify whether the credit institution is subject to consolidated supervision by a third-country competent authority which is equivalent to that governed by the principles laid down in this Directive.
Če kreditna institucija, katere nadrejena družba je kreditna institucija ali finančni holding ali mešani finančni holding s sedežem v tretji državi, ni predmet konsolidiranega nadzora v skladu s členoma 125 in 126, pristojni organi preverijo, ali je kreditna institucija predmet konsolidiranega nadzora s strani pristojnih organov tretje države, ki je enak nadzoru, ki ga predpisujejo določbe te direktive.
The verification shall be carried out by the competent authority which would be responsible for consolidated supervision if paragraph 3 were to apply, at the request of the parent undertaking or of any of the regulated entities authorised in the Union or on its own initiative.
Preverjanje opravi pristojni organ, ki bi bil odgovoren za konsolidirani nadzor, če bi se uporabil odstavek 3, na zahtevo nadrejene družbe ali katere koli regulirane osebe z dovoljenjem za poslovanje v Uniji ali na lastno pobudo.
The competent authority shall consult the other competent authorities involved.’;
Pristojni organ se posvetuje z drugimi vključenimi pristojnimi organi.“;
in paragraph 3, the third subparagraph is replaced by the following:
tretji pododstavek odstavka 3 se nadomesti z naslednjim:
‘Competent authorities may in particular require the establishment of a financial holding company or a mixed financial holding company which has its head office in the Union, and may apply the provisions on consolidated supervision to the consolidated position of that financial holding company or mixed financial holding company.’;
„Pristojni organi lahko predvsem zahtevajo ustanovitev finančnega holdinga ali mešanega finančnega holdinga s sedežem v Uniji in uporabijo določbe o konsolidiranem nadzoru za konsolidiran položaj tega finančnega holdinga ali mešanega finančnega holdinga.“;
‘Article 146a
„Člen 146a
The Member States shall require credit institutions to disclose publicly, at the level of the banking group, on an annual basis, either in full or by way of references to equivalent information, a description of their legal structure, and their governance and organisational structure.’;
Države članice zahtevajo, da kreditne institucije na ravni bančne skupine v celoti ali s sklicevanjem na enakovredne informacije letno objavljajo opis svoje pravne strukture, svojega upravljanja in organizacijske strukture.“;
Annex X is amended in accordance with Annex III to this Directive.
Priloga X se spremeni v skladu s Prilogo III k tej direktivi.
Amendments to Directive 2009/138/EC
Spremembe Direktive 2009/138/ES
Directive 2009/138/EC is amended as follows:
Direktiva 2009/138/ES se spremeni, kot sledi:
in Article 212(1), points (f) and (g) are replaced by the following:
v členu 212(1) se točki (f) in (g) nadomestita in doda se točka (h), kot sledi:
“insurance holding company” means a parent undertaking which is not a mixed financial holding company and the main business of which is to acquire and hold participations in subsidiary undertakings, where those subsidiary undertakings are exclusively or mainly insurance or reinsurance undertakings, or third-country insurance or reinsurance undertakings, at least one of such subsidiary undertakings being an insurance or reinsurance undertaking;
‚zavarovalni holding‘ pomeni matično podjetje, ki ni mešani finančni holding in katerega glavni posel sta pridobivanje in udeležba v hčerinskih podjetjih, kadar so ta hčerinska podjetja izključno ali predvsem zavarovalnice ali pozavarovalnice ali zavarovalnice ali pozavarovalnice tretjih držav in je vsaj eno od teh hčerinskih podjetij zavarovalnica ali pozavarovalnica;
“mixed-activity insurance holding company” means a parent undertaking other than an insurance undertaking, a third-country insurance undertaking, a reinsurance undertaking, a third-country reinsurance undertaking, an insurance holding company or a mixed financial holding company, which includes at least one insurance or reinsurance undertaking among its subsidiary undertakings;
‚mešani zavarovalni holding‘ pomeni matično podjetje, ki ni zavarovalnica, zavarovalnica tretje države, pozavarovalnica, pozavarovalnica tretje države, zavarovalni holding ali mešani finančni holding, ki ima med hčerinskimi podjetji vsaj eno zavarovalnico ali pozavarovalnico;
“mixed financial holding company” means a mixed financial holding company as defined in Article 2(15) of Directive 2002/87/EC.’;
‚mešani finančni holding‘ pomeni mešani finančni holding, kakor je opredeljen v členu 2(15) Direktive 2002/87/ES.“;
in Article 213, paragraphs 2 and 3 are replaced by the following:
v členu 213 se odstavka 2 in 3 nadomestita ter dodajo se odstavki 4, 5 in 6 kot sledi:
Member States shall ensure that supervision at the level of the group applies to the following:
Države članice zagotovijo, da se nadzor na ravni skupine izvaja nad:
insurance or reinsurance undertakings, which are a participating undertaking in at least one insurance undertaking, reinsurance undertaking, third-country insurance undertaking or third-country reinsurance undertaking, in accordance with Articles 218 to 258;
zavarovalnicami ali pozavarovalnicami, ki so udeležena podjetja pri vsaj eni zavarovalnici, pozavarovalnici, zavarovalnici tretje države ali pozavarovalnici tretje države, v skladu s členi 218 do 258;