natgillin/translations-raw huggingface dataset:
monitoring transactions undertaken by persons admitted to bid pursuant to Articles 19(1), (2) and (3) and 20(6) using its systems in order to identify breaches of the rules referred to in point (b) of this subparagraph, unfair or disorderly auctioning conditions or conduct that may invoke market abuse.
spremlja transakcije, ki jih opravljajo osebe, ki imajo dostop do licitiranja v skladu s členom 19(1), (2) in (3) in členom 20(6), tako da uporablja svoje sisteme za odkrivanje kršitev pravil iz točke (b) tega pododstavka ter nepoštenih ali neurejenih pogojev ali vedenja na dražbi, zaradi katerih bi lahko sklepali na zlorabo trga.
Where scrutinising bids in accordance with point (a) of the first subparagraph, the auction platform concerned shall pay particular attention to any activity which it regards as particularly likely, by its nature, to be related to money laundering, terrorist financing or criminal activity.
Pri preučevanju ponudb v skladu s točko (a) prvega pododstavka mora biti zadevni dražbeni sistem posebno pozoren na kakršno koli dejavnost, ki se mu zdi po svoji naravi izrazito verjetno povezana s pranjem denarja, financiranjem terorizma ali kriminalno dejavnostjo.
An auction platform auctioning two-day spot or five-day futures shall ensure that the documents, data or information it holds on a bidder are kept up-to-date.
Dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, zagotovi, da se dokumenti, podatki ali informacije, ki jih ima o posameznem ponudniku, redno posodabljajo.
For this purpose, such an auction platform may:
V ta namen lahko dražbeni sistem:
request any information of the bidder, pursuant to Articles 19(2) and (3) and 20(5), (6) and (7), for the purposes of monitoring the relationship with that bidder following its admission to bid in the auctions, throughout the subsistence of that relationship and for a period of five years following its termination;
v skladu s členom 19(2) in (3) in členom 20(5), (6) in (7) od ponudnika zahteva kakršne koli informacije o ponudniku za namene spremljanja odnosa z navedenim ponudnikom, potem ko dobi dostop do licitiranja na dražbah, za celoten čas trajanja tega odnosa in za obdobje pet let po njegovem zaključku;
require any person admitted to bid to resubmit an application for admission to bid at regular intervals;
od vsake osebe, ki ima dostop do licitiranja, v rednih časovnih presledkih zahteva ponovno predložitev vloge za dostop do licitiranja;
require any person admitted to bid to promptly notify the auction platform concerned of any changes to the information submitted to it pursuant to Articles 19(2) and (3) and 20(5), (6) and (7).
od vsake osebe, ki ima dostop do licitiranja, zahteva, da dražbeni sistem nemudoma obvesti o kakršnih koli spremembah informacij, predloženih dražbenemu sistemu v skladu s členom 19(2) in (3) in členom 20(5), (6) in (7).
An auction platform auctioning two-day spot or five-day futures shall keep records of:
Dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, hrani evidenco:
the application for admission to bid submitted by an applicant, pursuant to Article 19(2) and (3), including any amendments thereto;
vlog za dostop do licitiranja, ki jih predložijo vsi prosilci v skladu s členom 19(2) in (3), vključno z vsemi morebitnimi spremembami teh vlog;
the checks carried out in:
opravljenih pregledov med:
processing the application for admission to bid submitted, pursuant to Articles 19, 20 and 21;
obravnavo predložene vloge za dostop do licitiranja v skladu s členi 19, 20 in 21;
scrutinising and monitoring the relationship, pursuant to points (a) and (c) of paragraph 1, following an applicant’s admission to bid;
spremljanjem in nadzorovanjem dražbenega odnosa v skladu s točkama (a) in (c) odstavka 1, potem ko je bil kandidatu odobren dostop do licitiranja;
all information relating to a given bid submitted by a given bidder in an auction, including any withdrawal or modification of such bids, pursuant to the second subparagraph of Article 6(3) and (4);
vseh informacij, povezanih z dano ponudbo, ki jo je oddal dani ponudnik na dražbi, vključno z vsemi umiki ali spremembami teh ponudb, v skladu z drugim pododstavkom člena 6(3) in členom 6(4);
all information relating to the conduct of each auction in which a bidder has submitted a bid.
vseh informacij v zvezi z izvedbo vsake dražbe, na kateri je ponudnik oddal ponudbo.
An auction platform auctioning two-day spot or five-day futures shall keep the records referred to in paragraph 3 for as long as a bidder is admitted to bid in its auctions and for at least five years following the termination of the relationship with that bidder.
Dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, hrani evidenco iz odstavka 3 tako dolgo, dokler je ponudniku dovoljeno licitiranje na njegovih dražbah in vsaj pet let po zaključku odnosa z navedenim ponudnikom.
Notification of money laundering, terrorist financing or criminal activity
Obveščanje o pranju denarja, financiranju terorizma ali kriminalni dejavnosti
The competent national authorities referred to in Article 37(1) of Directive 2005/60/EC shall monitor and take the necessary measures to ensure compliance of an auction platform auctioning two-day spot or five-day futures with the customer due diligence requirements of Article 19 and Article 20(6) of this Regulation, the monitoring and record keeping requirements of Article 54 of this Regulation and the notification requirements of the paragraphs 2 and 3 of this Article.
Pristojni nacionalni organi iz člena 37(1) Direktive 2005/60/ES spremljajo in sprejemajo ustrezne ukrepe za zagotovitev skladnosti dražbenega sistema, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, z zahtevami glede dolžnosti skrbnosti pri ugotavljanju identitete stranke iz člena 19 in člena 20(6) te uredbe, z zahtevami glede spremljanja in vodenja evidence iz člena 54 te uredbe ter z zahtevami glede obveščanja iz odstavkov 2 in 3 tega člena.
The competent national authorities referred to in the first subparagraph shall have the powers provided for in the national measures transposing Article 37(2) and (3) of Directive 2005/60/EC.
Pristojni nacionalni organi iz prvega pododstavka imajo pristojnosti, ki jim pripadajo na podlagi nacionalnih ukrepov za prenos člena 37(2) in (3) Direktive 2005/60/ES.
An auction platform auctioning two-day spot or five-day futures may be held liable for infringements of Article 19, Articles 20(6) and (7) and 21(1) and (2), and Article 54 of this Regulation and paragraphs 2 and 3 of this Article.
Dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, se lahko šteje za odgovornega za kršitve člena 19, člena 20(6) in (7), člena 21(1) in (2) ter člena 54 te uredbe ter odstavkov 2 in 3 tega člena.
The national measures transposing Article 39 of Directive 2005/60/EC shall apply in this regard.
V zvezi s tem veljajo nacionalni ukrepi, s katerimi se prenaša člen 39 Direktive 2005/60/ES.
An auction platform auctioning two-day spot or five-day futures, its directors and employees, shall cooperate fully with the FIU referred to in Article 21 of Directive 2005/60/EC by promptly:
Dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, njegovo vodstvo in zaposleni polno sodelujejo s FIU iz člena 21 Direktive 2005/60/ES, tako da nemudoma:
informing the FIU, on their own initiative, where they know, suspect or have reasonable grounds to suspect that money laundering, terrorist financing or criminal activity is being or has been committed or attempted in the auctions;
na lastno pobudo obvestijo FIU, kadar vedo, sumijo ali imajo utemeljene razloge za sum, da je bilo na dražbah zagrešeno pranje denarja, financiranje terorizma ali kriminalna dejavnost ali je bil zagrešen poskus teh dejavnosti;
providing the FIU, at its request, with all necessary information, in accordance with the procedures established by the applicable legislation.
FIU na njeno zahtevo posredujejo potrebne podatke v skladu s postopki, določenimi v veljavni zakonodaji.
The information referred to in paragraph 2 shall be forwarded to the FIU of the Member State in whose territory the auction platform concerned is situated.
Informacije iz odstavka 2 se posredujejo FIU države članice, na ozemlju katere se nahaja zadevni dražbeni sistem.
The national measures transposing the compliance management and communication policies and procedures, referred to in Article 34(1) of Directive 2005/60/EC, shall designate the person or persons responsible for forwarding information pursuant to this Article.
Oseba ali osebe, pristojne za posredovanje informacij iz tega člena, se imenujejo z nacionalnimi ukrepi za prenos politik in postopkov glede zagotavljanja upoštevanja zadevnih predpisov ter komuniciranja iz člena 34(1) Direktive 2005/60/ES.
The Member State in whose territory an auction platform auctioning two-day spot or five-day futures is situated shall ensure that the national measures transposing Articles 26 to 29, 32, Article 34(1) and Article 35 of Directive 2005/60/EC apply to the auction platform concerned.
Država članica, na ozemlju katere se nahaja dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, zagotovi, da se za zadevni dražbeni sistem uporabljajo nacionalni ukrepi za prenos členov 26 do 29, člena 32, člena 34(1) in člena 35 Direktive 2005/60/ES.
Notification of market abuse
Prijavljanje zlorabe trga
An auction platform auctioning two-day spot or five-day futures, shall notify the competent national authorities designated pursuant to Article 43(2) of Directive 2004/39/EC, responsible for supervising the auction platform concerned or for investigating and prosecuting market abuse, occurring on or through the systems of the auction platform concerned, of suspicion of market abuse by any person admitted to bid in the auctions or by any person on whose behalf the person admitted to bid in the auctions is acting.
Vsak dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, obvesti pristojne nacionalne organe, imenovane v skladu s členom 43(2) Direktive 2004/39/ES, odgovorne za nadzor zadevnega dražbenega sistema ali za preiskave in pregon zlorabe trga, ki se dogaja v sistemih zadevnega dražbenega sistema ali preko njih, o sumu zlorabe trga s strani katere koli osebe, ki ima dostop do licitiranja na dražbah, ali osebe, v imenu katere deluje oseba, ki ima dostop do licitiranja na dražbah.
National measures transposing Article 25(2) of Directive 2005/60/EC shall apply.
Pri tem veljajo nacionalni ukrepi, s katerimi se prenaša člen 25(2) Direktive 2005/60/ES.
The auction platform concerned shall notify the auction monitor and the Commission of the fact that it has made a notification under paragraph 1, stating what remedial action it has taken or proposes to take to counter the wrongdoing referred to in paragraph 1.
Zadevni dražbeni sistem obvesti nadzornika dražbe in Komisijo o dejstvu, da je vložil prijavo na podlagi odstavka 1, pri čemer navede, kakšne popravne ukrepe je izvedel ali jih namerava izvesti za preprečevanje kršitev iz odstavka 1 tega člena.
Maximum bid-size and other remedial measures
Največja višina ponudbe in drugi popravni ukrepi
A maximum bid-size, or any other remedial measures necessary to mitigate an actual or potential discernible risk of market abuse, money laundering, terrorist financing or other criminal activity, as well as anti-competitive behaviour, may be imposed by any auction platform after consulting the Commission and obtaining its opinion thereon, provided that implementation of a maximum bid-size or any other remedial measures would effectively mitigate the risk in question.
Kateri koli dražbeni sistem lahko uvede največjo višino ponudbe ali katere koli druge popravne ukrepe, potrebne za blažitev dejanskega ali morebitnega zaznavnega tveganja za zlorabo trga, pranje denarja, financiranje terorizma ali druge kriminalne dejavnosti ter protikonkurenčno obnašanje, po posvetovanju s Komisijo in pridobitvi njenega mnenja o tem, pod pogojem da bi uvedba največje višine ponudbe ali katerih koli drugih popravnih ukrepov učinkovito ublažila zadevno tveganje.
The Commission may consult the Member States concerned and the auction monitor and obtain their opinion on the proposal made by the auction platform concerned.
Komisija se lahko posvetuje z zadevnimi državami članicami in nadzornikom dražbe ter pridobi njihovo mnenje o predlogu, ki ga je podal zadevni dražbeni sistem.
The maximum bid-size shall either be expressed as a percentage of the total number of auctioned allowances in any given auction or a percentage of the total number of auctioned allowances in any given year, whichever may be most appropriate to deal with the risk of market abuse identified in Article 56(1).
Največja višina ponudbe se izrazi bodisi kot odstotek skupnega števila pravic, ki bodo prodane na kateri koli dani dražbi, ali kot odstotek skupnega števila pravic, ki bodo prodane na dražbi v katerem koli danem letu, kar koli je primernejše za spopadanje s tveganjem za zlorabo trga, kot je opredeljeno v členu 56(1).
For the purposes of this Article, maximum bid-size means the maximum number of allowances that may be bid for, directly or indirectly, by any group of persons listed in Article 18(1) or (2), which belong to any of the following categories:
Za namene tega člena največja višina ponudbe pomeni največje število pravic, za katere lahko neposredno ali posredno odda ponudbo katera koli skupina oseb, navedenih v členu 18(1) ali (2), ki spadajo v katero koli od naslednjih kategorij:
the same group of undertakings including any parent undertakings, its subsidiary undertakings and affiliate undertakings;
isti skupini podjetij, vključno z nadrejenimi podjetji, njihovimi podrejenimi podjetji in povezanimi podjetji;
the same business grouping;
istemu poslovnemu združenju;
a separate economic unit having an independent power of decision where they are controlled, directly or indirectly, by public bodies or state-owned entities.
ločeni gospodarski enoti z neodvisno pristojnostjo odločanja, kjer jih neposredno ali posredno nadzorujejo javni organi ali podjetja v državni lasti.
Market conduct rules or any other contractual arrangements
Pravila vedenja na trgu ali kakršne koli druge pogodbene ureditve
Articles 53 to 57 shall be without prejudice to any other action that an auction platform auctioning two-day spot or five-day futures is entitled to take under its market conduct rules or any other contractual arrangements in place, directly or indirectly, with any bidders admitted to bid in the auctions, provided that such action does not conflict with or undermine the provisions of Articles 53 to 57.
Členi 53 do 57 ne posegajo v nobene druge ukrepe, ki jih dražbeni sistem, ki izvaja dražbe dvodnevnih promptnih pogodb ali petdnevnih standardiziranih terminskih pogodb, lahko sprejme na podlagi svojih pravil vedenja na trgu ali kakršnih koli drugih pogodbenih ureditev, neposredno ali posredno sklenjenih z vsemi ponudniki, ki imajo dostop do licitiranja na dražbah, pod pogojem ta takšni ukrepi niso v navzkrižju z določbami členov 53 do 57 ali jih ne ogrožajo.
Conduct rules for other persons authorised to bid on behalf of others pursuant to Article 18(1)(b) and (c) and Article 18(2)
Pravila ravnanja za ostale osebe, ki imajo dostop do licitiranja v imenu drugih oseb v skladu s členom 18(1)(b) in (c) ter členom 18(2)
This Article shall apply to:
Ta člen se uporablja za:
persons authorised to bid pursuant to Article 18(2);
osebe, pooblaščene za licitiranje v skladu s členom 18(2);
investment firms and credit institutions referred to Article 18(1)(b) and (c) authorised to bid pursuant to Article 18(3).
investicijska podjetja in kreditne institucije iz člena 18(1)(b) in (c), pooblaščene za licitiranje v skladu s členom 18(3).
Persons referred to in paragraph 1 shall apply the following conduct rules in their relationship with their clients:
Osebe iz odstavka 1 pri svojih odnosih s strankami uporabljajo naslednja pravila ravnanja:
they shall accept instructions from their clients on comparable terms;
od svojih strank sprejemajo navodila pod primerljivimi pogoji;
they may refuse to bid on behalf of a client if they have reasonable grounds to suspect money laundering, terrorist financing, criminal activity or market abuse, subject to national legislation transposing Articles 24 and 28 of Directive 2005/60/EC;
licitiranje v imenu stranke lahko zavrnejo, če imajo utemeljene razloge za sum pranja denarja, financiranja terorizma, kriminalne dejavnosti ali zlorabe trga v skladu z nacionalno zakonodajo, s katero se prenašata člena 24 in 28 Direktive 2005/60/ES;
they may refuse to bid on behalf of a client if they have reasonable grounds to suspect that the client is unable to pay for the allowances for which it is seeking to bid;
licitiranje v imenu stranke lahko zavrnejo, če imajo utemeljene razloge za sum, da njihova stranka ni sposobna plačati pravic, za katere želi oddati ponudbo;
they shall enter into a written agreement with their clients.
s svojimi strankami sklenejo pisni sporazum.
Agreements entered into shall not impose any unfair conditions or restrictions on the client concerned.
Sklenjeni sporazumi ne vsebujejo nepoštenih pogojev ali omejitev za zadevno stranko.
They shall provide for all the terms and conditions relating to the services offered including in particular payment and delivery of the allowances;
Navedejo vse pogoje v zvezi s ponujenimi storitvami, zlasti glede plačila in dobave pravic;
they may require their clients to make a deposit by way of advance payment for allowances;
od svojih strank lahko zahtevajo polog varščine v obliki predplačila pravic;
they may not unduly limit the number of bids that a client might submit;
ne smejo neupravičeno omejiti števila ponudb, ki jih lahko odda posamezna stranka;
they may not prevent or restrict their clients from engaging the services of other entities eligible pursuant to Article 18(1)(b) to (e) and Article 18(2) to bid on their behalf in the auctions;
svojim strankam ne smejo preprečevati ali omejevati uporabe storitev drugih subjektov, ki so na podlagi člena 18(1)(b) do (e) in člena 18(2) upravičeni, da v njihovem imenu licitirajo na dražbah;
they shall pay due regard to the interests of their clients who request them to submit bids on their behalf in the auctions;
dolžni so spoštovati interese svojih strank, ki jih prosijo, da v njihovem imenu oddajajo ponudbe na dražbah;
they shall treat clients fairly and without discrimination;
stranke obravnavajo pošteno in brez diskriminacije;
they shall maintain adequate internal systems and procedures to process requests from clients to act as agent in an auction and to be able to participate effectively in an auction in particular with regard to the submission of bids on behalf of their clients, collect payment and collateral from and transfer allowances to clients for whom they act;
zagotavljajo ustrezne notranje sisteme in postopke za obdelavo zahtevkov strank, da jih zastopajo na dražbi, ter za učinkovito sodelovanje na dražbi, zlasti kar zadeva oddajanje ponudb v imenu strank, sprejemanje plačil in zavarovanja s premoženjem od strank ter posredovanje pravic strankam, katere zastopajo;
they shall prevent the disclosure of confidential information from that part of their business responsible for receiving, preparing and submitting bids on behalf of their clients to that part of their business responsible for preparing and submitting bids on their own account or to that part of their business responsible for dealing on their own account on the secondary market;
preprečujejo, da bi del njihovega podjetja, odgovoren za prejemanje, pripravo in oddajo ponudb v imenu strank, razkrival zaupne informacije delu njihovega podjetja, odgovornemu za pripravo in oddajo ponudb v njihovem lastnem imenu, ali delu njihovega podjetja, ki je odgovoren za trgovanje na sekundarnem trgu v njihovem lastnem imenu;
they shall keep records of information obtained or created in their role as intermediaries handling bids on behalf of their clients in the auctions, for five years from the date of obtaining or creating the information concerned.
hranijo evidenco informacij, ki so jih pridobili ali ustvarili v vlogi posrednikov, ki obdelujejo ponudbe v imenu svojih strank na dražbah, pet let od datuma, ko so pridobili ali ustvarili zadevne informacije.
The amount of the deposit referred to in point (e) shall be calculated on a just and reasonable basis.
Višina varščine iz točke (e) se izračuna na pravični in razumni osnovi.
The method of calculating the deposit referred to in point (e) shall be set out in the agreements entered into pursuant to point (d).
Metoda za izračun varščine iz točke (e) se določi v sporazumih, sklenjenih v skladu s točko (d).
Any part of the deposit referred to in point (e) not used to satisfy payment for allowances shall be refunded to the payee within a reasonable period after the auction as stated in the agreements entered into pursuant to point (d).
Kateri koli del varščine iz točke (e), ki ni bil uporabljen za plačilo pravic, se povrne plačniku v razumnem času po dražbi, kot je navedeno v sporazumih, sklenjenih v skladu s točko (d).
Persons referred to in paragraph 1 shall apply the following conduct rules when bidding on their own account or on behalf of their clients:
Osebe iz odstavka 1 pri licitiranju v svojem imenu ali v imenu strank uporabljajo naslednja pravila ravnanja:
they shall provide any information requested by any auction platform where they are admitted to bid or by the auction monitor to fulfil their respective functions under this Regulation;
predložijo vse informacije, ki jih zahteva kateri koli dražbeni sistem, v katerem imajo dostop do licitiranja, ali nadzornik dražbe, s čimer opravljata vsak svoje naloge v skladu s to uredbo;
they shall act with integrity, reasonable skill, care and diligence.
svoje delo opravljajo z integriteto, primerno sposobnostjo, pozornostjo in skrbnostjo.
The competent national authorities designated by the Member States where the persons referred to in paragraph 1 are established shall be responsible for authorising such persons to carry out the activities referred to in that paragraph and for monitoring and enforcing compliance with the conduct rules provided for in paragraphs 2 and 3 including the handling of any complaints made for non-compliance with such conduct rules.
Pristojni nacionalni organi, ki jih imenujejo države članice, v katerih imajo sedež osebe iz odstavka 1, so odgovorni za pooblastitev takšnih oseb za izvajanje dejavnosti iz navedenega odstavka ter za spremljanje in izvrševanje skladnosti s pravili ravnanja, določenimi v odstavkih 2 in 3, vključno z obravnavo kakršnih koli pritožb, vloženih zaradi neskladnosti s takšnimi pravili ravnanja.
The competent national authorities referred to in paragraph 4 shall only grant an authorisation to the persons referred to in paragraph 1 where the persons fulfil all of the following conditions:
Pristojni nacionalni organi iz odstavka 4 osebam iz odstavka 1 odobrijo pooblastilo samo v primeru, da osebe izpolnjujejo vse naslednje pogoje:
they are of sufficiently good repute and sufficiently experienced as to ensure proper respect of the conduct rules provided for in paragraphs 2 and 3;
imajo dovolj dober sloves in zadostne izkušnje za zagotavljanje ustreznega spoštovanja pravil ravnanja iz odstavkov 2 in 3;
they have put in place the necessary processes and checks to manage conflicts of interest and serve the best interests of their clients;
vzpostavljene imajo potrebne postopke in preglede za reševanje navzkrižij interesov ter delovanje v najboljšem interesu svojih strank;
they comply with the requirements of national legislation transposing Directive 2005/60/EC;
izpolnjujejo zahteve nacionalne zakonodaje, s katero se prenaša Direktiva 2005/60/ES;