natgillin/translations-raw huggingface dataset:
The Commission should, by 1 January 2014, report to the European Parliament and to the Council on the submission by the ESA of the draft technical standards provided for in this Directive and present any appropriate proposals.
Komisija bi morala do 1. januarja 2014 poročati Evropskemu parlamentu in Svetu o osnutkih tehničnih standardov iz te direktive, ki jih predložijo ESA, in predstaviti ustrezne predloge.
Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems [13], Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate [14], Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (market abuse) [15], Directive 2003/41/EC, Directive 2003/71/EC, Directive 2004/39/EC, Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market [16], Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing [17], Directive 2006/48/EC, Directive 2006/49/EC and Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) [18] should therefore be amended accordingly,
Zato bi bilo treba ustrezno spremeniti Direktivo 98/26/ES Evropskega parlamenta in Sveta z dne 19. maja 1998 o dokončnosti poravnave pri plačilih in sistemih poravnave vrednostnih papirjev [13], Direktivo 2002/87/ES Evropskega parlamenta in Sveta z dne 16. decembra 2002 o dopolnilnem nadzoru kreditnih institucij, zavarovalnic in investicijskih družb v finančnem konglomeratu [14], Direktivo 2003/6/ES Evropskega parlamenta in Sveta z dne 28. januarja 2003 o trgovanju z notranjimi informacijami in tržni manipulaciji (zloraba trga) [15], Direktivo 2003/41/ES, Direktivo 2003/71/ES, Direktivo 2004/39/ES, Direktivo 2004/109/ES Evropskega parlamenta in Sveta z dne 15. decembra 2004 o uskladitvi zahtev v zvezi s preglednostjo informacij o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu [16], Direktivo 2005/60/ES Evropskega parlamenta in Sveta z dne 26. oktobra 2005 o preprečevanju uporabe finančnega sistema za pranje denarja in financiranje terorizma [17], Direktivo 2006/48/ES, Direktivo 2006/49/ES in Direktivo 2009/65/ES Evropskega parlamenta in Sveta z dne 13. julija 2009 o usklajevanju zakonov in drugih predpisov o kolektivnih naložbenih podjemih za vlaganja v prenosljive vrednostne papirje (KNPVP) [18] –
Article 6(3) is replaced by the following:
Člen 6(3) se nadomesti z naslednjim:
The Member State referred to in paragraph 2 shall immediately notify the European Systemic Risk Board, other Member States and the European Supervisory Authority (European Securities and Markets Authority) (hereinafter “ESMA”), established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council.
Država članica iz odstavka 2 takoj uradno obvesti Evropski odbor za sistemska tveganja, druge države članice in Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge) (v nadaljnjem besedilu: ESMA), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta.
In Article 10(1) the first subparagraph is replaced by the following:
V členu 10(1) se prvi pododstavek nadomesti z naslednjim:
Member States shall specify the systems, and the respective system operators, which are to be included in the scope of this Directive and shall notify them to ESMA and inform it of the authorities chosen in accordance with Article 6(2).
Države članice navedejo sisteme in zadevne upravljavce sistema, ki naj se vključijo v področje uporabe te direktive, in jih priglasijo ESMA ter ga obvestijo o organih, ki so jih izbrale v skladu s členom 6(2).
ESMA shall publish that information on its website.’.
ESMA objavi navedene informacije na svojem spletnem mestu.“
The competent authorities shall cooperate with ESMA for the purposes of this Directive, in accordance with Regulation (EU) No 1095/2010.
Pristojni organi sodelujejo z ESMA za namene te direktive v skladu z Uredbo (EU) št. 1095/2010.
The competent authorities shall provide, without delay, ESMA with all the information necessary to carry out its duties, in accordance with Article 35 of Regulation (EU) No 1095/2010.’.
Pristojni organi nemudoma zagotovijo ESMA vse informacije, potrebne za opravljanje njegovih nalog, v skladu s členom 35 Uredbe (EU) št. 1095/2010.“
Amendments to Directive 2002/87/EC
Spremembe Direktive 2002/87/ES
Directive 2002/87/EC is hereby amended as follows:
Direktiva 2002/87/ES se spremeni:
The coordinator appointed in accordance with Article 10 shall inform the parent undertaking at the head of a group or, in the absence of a parent undertaking, the regulated entity with the largest balance sheet total in the most important financial sector in a group, that the group has been identified as a financial conglomerate and of the appointment of the coordinator.
Koordinator, imenovan v skladu s členom 10, obvesti matično podjetje, ki je na čelu skupine ali, če ni matičnega podjetja, regulirano osebo z največjo bilančno vsoto v najpomembnejšem finančnem sektorju skupine, da je skupina identificirana kot finančni konglomerat ter o imenovanju koordinatorja.
The coordinator shall also inform the competent authorities which have authorised regulated entities in the group and the competent authorities of the Member State in which the mixed financial holding company has its head office, and the Joint Committee of the European Supervisory Authorities (ESA) established by Articles 54 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), of Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority) and of Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority) (hereinafter “the Joint Committee”), respectively.
Koordinator obvesti tudi pristojne organe, ki so izdali dovoljenje za opravljanje poslov reguliranim osebam v skupini, in pristojne organe države članice, v kateri je sedež mešanega finančnega holdinga, ter Skupni odbor Evropskih nadzornih organov (ESA), ustanovljen s členi 54 Uredbe (EU) št. 1093/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski bančni organ), Uredbe (EU) št. 1094/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za zavarovanje in poklicne pokojnine) in Uredbe (EU) št. 1095/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) (v nadaljnjem besedilu: Skupni odbor).
The Joint Committee shall publish on its website and keep up-to-date the list of identified financial conglomerates.
Skupni odbor na svojem spletnem mestu objavi in redno posodablja seznam identificiranih finančnih konglomeratov.
That information shall be available by hyperlink on each of the European Supervisory Authority's websites.’.
Te informacije so dostopne prek spletne povezave na spletnem mestu vsakega Evropskega nadzornega organa.“
In Article 9(2), the following point is added:
V členu 9(2) se doda naslednja točka:
arrangements in place to contribute to and develop, if required, adequate recovery and resolution arrangements and plans.
obstoječe ureditve, ki prispevajo k ustreznim ureditvam in načrtom reševanja in sanacije ter, če je potrebno, k njihovi pripravi.
Such arrangements shall be updated regularly.’.
Takšne ureditve se redno posodabljajo.“
The title of Section 3 is replaced by the following:
Naslov oddelka 3 se nadomesti z naslednjim:
‘MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION AND POWERS OF THE JOINT COMMITTEE’.
„UKREPI ZA PODPORO DOPOLNILNEGA NADZORA IN POOBLASTILA SKUPNEGA ODBORA“.
The following Article is inserted in Section 3:
V oddelku 3 se vstavi naslednji člen:
Role of the Joint Committee
Vloga Skupnega odbora
The Joint Committee shall, in accordance with Article 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively, ensure coherent cross-sectoral and cross-border supervision and compliance with Union legislation.’.
Skupni odbor v skladu s členom 56 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010, zagotovi dosleden medsektorski in čezmejni nadzor ter skladnost z zakonodajo Unije.“
In order to ensure adequate supplementary supervision of the regulated entities in a financial conglomerate, a single coordinator, responsible for coordination and exercise of supplementary supervision, shall be appointed from among the competent authorities of the Member States concerned, including those of the Member State in which the mixed financial holding company has its head office.
Za zagotavljanje ustreznega dopolnilnega nadzora nad reguliranimi osebami v finančnem konglomeratu je izmed pristojnih organov zadevnih držav članic, ki vključujejo tudi pristojne organe države članice, v kateri je sedež mešanega finančnega holdinga, imenovan koordinator, ki je odgovoren za usklajevanje in izvajanje dopolnilnega nadzora.
The identity of the coordinator shall be published on the Joint Committee's website.’.
Identiteta koordinatorja se objavi na spletnem mestu Skupnega odbora.“
In Article 11(1), the second subparagraph is replaced by the following:
V členu 11(1) se drugi pododstavek nadomesti z naslednjim:
‘In order to facilitate and establish supplementary supervision on a broad legal basis, the coordinator, and the other relevant competent authorities, and, where necessary, the other competent authorities concerned, shall have coordination arrangements in place.
„Za olajšanje in vzpostavitev dopolnilnega nadzora na široki pravni podlagi imajo koordinator ter drugi ustrezni pristojni organi in, če je potrebno, tudi drugi zadevni pristojni organi, vzpostavljene sporazume o sodelovanju.
The coordination arrangements may entrust additional tasks to the coordinator and may specify the procedures for the decision-making process among the relevant competent authorities as referred to in Articles 3 and 4, Article 5(4), Article 6, Article 12(2) and Articles 16 and 18, and for cooperation with other competent authorities.
Na tej podlagi se lahko koordinatorju dodelijo dodatne naloge in lahko natančno opredelijo postopke za sprejemanje odločitev med ustreznimi pristojnimi organi, kakor je določeno v členih 3 in 4, členu 5(4), členu 6, členu 12(2) in členih 16 in 18, ter za sodelovanje z drugimi pristojnimi organi.
In accordance with Article 8 and the procedure set out in Article 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively, the ESA, through the Joint Committee, shall develop guidelines aimed at the convergence of supervisory practices with regard to the consistency of supervisory coordination arrangements in accordance with Article 131a of Directive 2006/48/EC and Article 248(4) of Directive 2009/138/EC.’.
V skladu s členom 8 in postopkom iz člena 56 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010, ESA prek Skupnega odbora oblikujejo smernice za konvergenco nadzornih praks v zvezi s skladnostjo dogovorov o usklajevanju nadzora v skladu s členom 131a Direktive 2006/48/ES in členom 248(4) Direktive 2009/138/ES.“
In Article 12(1), the third subparagraph is replaced by the following:
V členu 12(1) se tretji pododstavek nadomesti z naslednjim:
‘The competent authorities may also exchange with the following authorities such information as may be needed for the performance of their respective tasks, regarding regulated entities in a financial conglomerate, in line with the provisions laid down in the sectoral rules: central banks, the European System of Central Banks, the European Central Bank and the European Systemic Risk Board in accordance with Article 15 of Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board.(8) The following Article is inserted:
„Pristojni organi lahko izmenjajo podatke, ki so potrebni za opravljanje njihovih nalog in se nanašajo na regulirane osebe v finančnem konglomeratu, ter v skladu z določbami iz sektorskih predpisov z naslednjimi organi: centralnimi bankami, Evropskim sistemom centralnih bank, Evropsko centralno banko in Evropskim odborom za sistemska tveganja v skladu s členom 15 Uredbe (EU) št. 1092/2010 Evropskega parlamenta in Sveta z dne 24. novembra 2010 o makrobonitetnem nadzoru nad finančnim sistemom Evropske unije in ustanovitvi Evropskega odbora za sistemska tveganja.8. Vstavi se naslednji člen:
Cooperation and exchange of information with the Joint Committee
Sodelovanje in izmenjava informacij s Skupnim odborom
The competent authorities shall cooperate with the Joint Committee for the purposes of this Directive, in accordance with Regulation (EU) No 1093/2010, Regulation (EU) No 1094/2010, and Regulation (EU) No 1095/2010.
Pristojni organi sodelujejo s Skupnim odborom za namene te direktive v skladu z Uredbo (EU) št. 1093/2010, Uredbo (EU) št. 1094/2010 in Uredbo (EU) št. 1095/2010.
The competent authorities shall without delay provide the Joint Committee with all information necessary to carry out its duties in accordance with Article 35 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010, and of Regulation (EU) No 1095/2010 respectively.’.
Pristojni organi Skupnemu odboru nemudoma posredujejo vse informacije, potrebne za opravljanje njegovih nalog v skladu s členom 35 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010.“
Member States shall ensure that there are no legal impediments within their jurisdiction preventing the natural and legal persons included within the scope of supplementary supervision, whether or not a regulated entity, from exchanging with each other any information which would be relevant for the purposes of supplementary supervision and from exchanging information in accordance with this Directive and with the ESA in accordance with Article 35 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively, where necessary through the Joint Committee.’.
Države članice zagotovijo, da znotraj njihove pristojnosti ni pravnih ovir, ki bi fizičnim ali pravnim osebam, reguliranim in nereguliranim osebam, ki so vključene v dopolnilni nadzor, preprečevale, da si med seboj izmenjajo informacije, ki bi lahko bile pomembne za dopolnilni nadzor, ter da si med sabo izmenjajo informacije v skladu s to direktivo in z ESA v skladu s členom 35 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010, po potrebi prek Skupnega odbora.“
The second paragraph of Article 16 is replaced by the following:
V členu 16 se drugi odstavek nadomesti z naslednjim:
‘Without prejudice to Article 17(2), Member States may determine what measures may be taken by the competent authorities with respect to mixed financial holding companies.
„Brez poseganja v člen 17(2) lahko države članice določijo, katere ukrepe lahko sprejmejo pristojni organi glede mešanih finančnih holdingov.
In accordance with Articles 16 and 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively, the ESA, through the Joint Committee, may develop guidelines for measures in relation to mixed financial holding companies.’.
V skladu s členoma 16 in 56 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010 lahko ESA prek Skupnega odbora razvijejo smernice za ukrepe glede mešanih finančnih holdingov.“
Without prejudice to the sectoral rules, where Article 5(3) applies, the competent authorities shall verify whether the regulated entities, the parent undertaking of which has its head office in a third country are subject to supervision by that third country's competent authority, which is equivalent to that provided for by this Directive on the supplementary supervision of regulated entities referred to in Article 5(2).
Brez poseganja v sektorska pravila, kadar se uporablja člen 5(3), pristojni organi preverijo, ali so regulirane osebe, katerih matično podjetje ima sedež v tretji državi, predmet nadzora, ki ga opravljajo pristojni organi navedene tretje države in ki je enakovreden nadzoru, kakor ga predpisuje ta direktiva o dopolnilnem nadzoru reguliranih oseb iz člena 5(2).
The verification shall be carried out by the competent authority which would be the coordinator if the criteria set out in Article 10(2) were to apply, on the request of the parent undertaking or of any of the regulated entities authorised in the Union or on its own initiative.
Preverjanje opravi pristojni organ, ki bi bil ob uporabi meril iz člena 10(2) imenovan za koordinatorja, na zahtevo matičnega podjetja ali katere koli regulirane osebe, ki ima dovoljenje za opravljanje poslov v Uniji, ali na lastno pobudo.
That competent authority shall consult the other relevant competent authorities, and shall make every effort to comply with any applicable guidelines prepared through the Joint Committee in accordance with Articles 16 and 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively.’;
Ta pristojni organ se posvetuje z drugimi ustreznimi pristojnimi organi in po svojih najboljših močeh upošteva vsa ustrezna navodila, ki jih pripravi Skupni odbor v skladu s členoma 16 in 56 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 in Uredbe (EU) št. 1095/2010.“;
Where a competent authority disagrees with the decision taken by another relevant competent authority under paragraph 1, Article 19 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively shall apply.’.
Kadar se pristojni organ ne strinja z odločitvijo drugega zadevnega pristojnega organa iz odstavka 1, se uporabi člen 19 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 oziroma Uredbe (EU) št. 1095/2010.“
Article 19(2) is replaced by the following:
Člen 19(2) se nadomesti z naslednjim:
Without prejudice to Article 218(1) and (2) of the Treaty on the Functioning of the European Union (TFEU), the Commission shall, with the assistance of the Joint Committee, the European Banking Committee, the European Insurance and Occupational Pensions Committee and the Financial Conglomerates Committee, examine the outcome of the negotiations referred to in paragraph 1 and the resulting situation.’.
Brez poseganja v člen 218(1) in (2) Pogodbe o delovanju Evropske unije (PDEU) Komisija s pomočjo Skupnega odbora, Evropskega odbora za bančništvo, Evropskega odbora za zavarovanje in poklicne pokojnine in Odbora za finančne konglomerate preuči izid pogajanj iz odstavka 1 in nastale razmere.“
In Article 20(1), the following subparagraph is added:
V členu 20(1) se doda naslednji pododstavek:
‘Those measures shall not include the subject matter of the power delegated and conferred on the Commission with regard to the items listed in Article 21a.’.
„Ti ukrepi ne vključujejo vsebine pooblastila, delegiranega in podeljenega Komisiji v zvezi s postavkami iz člena 21a.“
paragraph 4 is replaced by the following:
odstavek 4 nadomesti z naslednjim:
The ESA, through the Joint Committee, may provide general guidelines as to whether the supplementary supervision arrangements of competent authorities in third countries are likely to achieve the objectives of the supplementary supervision as defined in this Directive, in relation to the regulated entities in a financial conglomerate, the head of which has its head office in a third country.
ESA prek Skupnega odbora lahko zagotovijo splošna navodila o tem, ali bodo ureditve glede dopolnilnega nadzora pristojnih organov v tretjih državah dosegle cilje dopolnilnega nadzora, kakor so opredeljeni v tej direktivi, kar zadeva regulirane osebe v finančnem konglomeratu, kadar ima oseba, ki je na čelu skupine, sedež v tretji državi.
The Joint Committee shall keep any such guidelines under review and take into account any changes to the supplementary supervision carried out by such competent authorities.’.
Skupni odbor redno pregleduje ta navodila in upošteva vse spremembe dopolnilnega nadzora, ki ga opravljajo ti pristojni organi.“;
By 1 December 2011 the Commission shall review Article 20 and present any appropriate legislative proposals in order to allow the full application of delegated acts under Article 290 TFEU and implementing acts under Article 291 TFEU in respect of this Directive.
Komisija do 1. decembra 2011 pregleda člen 20 in predloži ustrezne zakonodajne predloge, da se omogoči popolna uporaba delegiranih aktov iz člena 290 PDEU in izvedbenih aktov iz člena 291 PDEU v zvezi s to direktivo.
Without prejudice to implementing measures already adopted, the powers conferred on the Commission in Article 21 to adopt implementing measures that remain after the entry into force of the Lisbon Treaty, shall cease to apply on 1 December 2012.’.
Brez poseganja v že sprejete izvedbene ukrepe se pooblastila za sprejetje izvedbenih ukrepov dodeljena Komisiji na podlagi člena 21, ki veljajo tudi po začetku veljavnosti Lizbonske pogodbe, prenehajo uporabljati 1. decembra 2012.“
Technical standards
Tehnični standardi
In order to ensure consistent harmonisation of this Directive, the ESA, in accordance with Article 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010, and of Regulation (EU) No 1095/2010 respectively may develop draft regulatory technical standards with regard to:
Za zagotovitev dosledne usklajenosti te direktive lahko ESA v skladu s členom 56 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 oziroma Uredbe (EU) št. 1095/2010 pripravijo osnutke regulativnih tehničnih standardov v zvezi s:
Article 2(11) in order to specify the application of Article 17 of Council Directive 78/660/EEC in the context of this Directive;
členom 2(11), da se opredeli uporaba člena 17 Direktive Sveta 78/660/EGS v okviru te direktive;
Article 2(17) in order to establish procedures or specify criteria for the determination of “relevant competent authorities”;
členom 2(17), da se vzpostavijo postopki ali določijo merila za določitev ‚ustreznih pristojnih organov‘;
Article 3(5) in order to specify the alternative parameters for the identification of a financial conglomerate.
členom 3(5), da se opredelijo nadomestni parametri za identifikacijo finančnega konglomerata.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with the procedure laid down in Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010, and of Regulation (EU) No 1095/2010 respectively.
Komisiji se podeli pooblastilo za sprejetje regulativnih tehničnih standardov iz prvega pododstavka v skladu s postopkom iz členov 10 do 14 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 oziroma Uredbe (EU) št. 1095/2010.