natgillin/translations-raw huggingface dataset:
Member States shall require management companies to establish, implement and maintain systems and procedures that are adequate to safeguard the security, integrity and confidentiality of information, taking into account the nature of the information in question.
Države članice zahtevajo, da družbe za upravljanje uvedejo, izvajajo in vzdržujejo sisteme in postopke, ki so primerni za ohranjanje varnosti, celovitosti in zaupnosti informacij, pri čemer upoštevajo naravo zadevnih informacij.
Member States shall require management companies to establish, implement and maintain an adequate business continuity policy aimed at ensuring, in the case of an interruption to their systems and procedures, the preservation of essential data and functions, and the maintenance of services and activities, or, where that is not possible, the timely recovery of such data and functions and the timely resumption of their services and activities.
Države članice zahtevajo, da družbe za upravljanje določijo, izvajajo in ohranjajo ustrezno politiko poslovne kontinuitete, katere cilj je zagotoviti, da se v primeru izpada njihovih sistemov in postopkov ohranijo ključni podatki in funkcije ter nadaljujejo storitve in dejavnosti ali, kadar to ni mogoče, da se ti podatki in funkcije pravočasno obnovijo, njihove storitve in dejavnosti pa se začnejo hitro ponovno izvajati.
Member States shall require management companies to establish, implement and maintain accounting policies and procedures that enable them, at the request of the competent authority, to deliver in a timely manner to the competent authority financial reports which reflect a true and fair view of their financial position and which comply with all applicable accounting standards and rules.
Države članice zahtevajo, da družbe za upravljanje določijo, izvajajo in vzdržujejo računovodske politike in postopke, ki jim omogočajo, da pristojnemu organu na njegovo zahtevo pravočasno pošljejo finančna poročila, ki prikazujejo resnično in pošteno sliko njihovega finančnega stanja ter so skladna z vsemi veljavnimi računovodskimi standardi in pravili.
Member States shall require management companies to monitor and, on a regular basis, evaluate the adequacy and effectiveness of their systems, internal control mechanisms and arrangements established in accordance with paragraphs 1 to 4, and to take appropriate measures to address any deficiencies.
Države članice zahtevajo, da družbe za upravljanje spremljajo in redno ocenjujejo ustreznost in učinkovitost svojih sistemov, mehanizmov notranjega nadzora in ukrepov, uvedenih v skladu z odstavki 1 do 4, ter sprejmejo ustrezne ukrepe za odpravljanje pomanjkljivosti.
Member States shall require management companies to employ personnel with the skills, knowledge and expertise necessary for the discharge of the responsibilities allocated to them.
Države članice zahtevajo, da družbe za upravljanje zaposlujejo osebje s spretnostmi, znanjem in strokovnostjo, ki so potrebni za opravljanje nalog, ki so jim dodeljene.
Member States shall ensure that management companies retain the necessary resources and expertise so as to effectively monitor the activities carried out by third parties on the basis of an arrangement with the management company, especially with regard to the management of the risk associated with those arrangements.
Države članice zagotovijo, da družbe za upravljanje zagotovijo vire in strokovnost, ki so potrebni za učinkovito spremljanje dejavnosti, ki jih izvajajo tretje osebe na podlagi dogovora z družbo za upravljanje, kar velja zlasti za obvladovanje tveganja, povezanega s temi dogovori.
Member States shall require management companies to ensure that the performance of multiple functions by relevant persons does not and is not likely to prevent those relevant persons from discharging any particular function soundly, honestly, and professionally.
Države članice zahtevajo, da družbe za upravljanje zagotovijo, da zadevnim osebam v primeru, da opravljajo več funkcij, to ne preprečuje in ne bo preprečevalo opravljanja posamezne funkcije na preudaren, pošten in strokoven način.
Member States shall ensure that for the purposes laid down in paragraphs 1, 2 and 3, management companies take into account the nature, scale and complexity of the business of the management company, and the nature and range of services and activities undertaken in the course of that business.
Države članice zagotovijo, da družbe za upravljanje za namene odstavkov 1, 2 in 3 upoštevajo naravo, obseg in kompleksnost poslov družbe za upravljanje ter vrsto in obseg storitev in dejavnosti, ki se opravljajo pri teh poslih.
Administrative and accounting procedures
Upravni in računovodski postopki
Member States shall require management companies to establish, implement and maintain effective and transparent procedures for the reasonable and prompt handling of complaints received from investors.
Države članice zahtevajo, da družbe za upravljanje uvedejo, izvajajo in vzdržujejo učinkovite in pregledne postopke za razumno in hitro reševanje pritožb, ki jih prejmejo od vlagateljev.
Member States shall require management companies to ensure that each complaint and the measures taken for its resolution are recorded.
Države članice od družb za upravljanje zahtevajo, da evidentirajo vse pritožbe in ukrepe, sprejete za njihovo reševanje.
Investors shall be able to file complaints free of charge.
Vlagatelji imajo možnost vložiti pritožbe brezplačno.
The information regarding procedures referred to in paragraph 1 shall be made available to investors free of charge.
Informacije o postopkih iz odstavka 1 so vlagateljem na voljo brezplačno.
Electronic data processing
Elektronska obdelava podatkov
Member States shall require management companies to make appropriate arrangements for suitable electronic systems so as to permit a timely and proper recording of each portfolio transaction or subscription or redemption order in order to be able to comply with Articles 14 and 15.
Države članice zahtevajo, da družbe za upravljanje uredijo vse potrebno za ustrezne elektronske sisteme, da se omogoči pravočasno in pravilno evidentiranje vsake premoženjske transakcije in naročila vpisa ali odkupa ter s tem izpolnitev zahtev iz členov 14 in 15.
Member States shall require management companies to ensure a high level of security during the electronic data processing as well as integrity and confidentiality of the recorded information, as appropriate.
Države članice zahtevajo, da družbe za upravljanje zagotovijo visoko raven varstva pri elektronski obdelavi podatkov ter ustrezen obseg celovitosti in zaupnosti evidentiranih informacij.
Member States shall require management companies to ensure the employment of accounting policies and procedures as referred to in Article 4(4) so as to ensure the protection of unit-holders.
Države članice zahtevajo, da družbe za upravljanje zagotovijo uporabo računovodskih politik in postopkov iz člena 4(4) ter s tem zaščito imetnikov enot premoženja.
UCITS accounting shall be kept in such a way that all assets and liabilities of the UCITS can be directly identified at all time.
Računi KNPVP se vodijo tako, da se lahko premoženje in obveznosti KNPVP kadar koli neposredno ugotovijo.
If a UCITS has different investment compartments, separate accounts shall be maintained for those investment compartments.
Če ima KNPVP različne naložbene razdelke, se za vsakega od njih vodijo ločeni računi.
Member States shall require management companies to have accounting policies and procedures established, implemented and maintained, in accordance with the accounting rules of the UCITS’ home Member States, so as to ensure that the calculation of the net asset value of each UCITS is accurately effected, on the basis of the accounting, and that subscription and redemption orders can be properly executed at that net asset value.
Države članice zahtevajo, da imajo družbe za upravljanje vzpostavljene računovodske politike in postopke ter da jih izvajajo in vzdržujejo v skladu z računovodskimi pravili matične države članice KNPVP, in tako zagotovijo, da se čista vrednost premoženja vsakega KNPVP točno izračuna na podlagi računovodskih politik in postopkov ter da se naročila vpisov in odkupov pravilno izvedejo pri tej čisti vrednosti premoženja.
Member States shall require management companies to establish appropriate procedures to ensure the proper and accurate valuation of the assets and liabilities of the UCITS, as consistent with the applicable rules referred to in Article 85 of Directive 2009/65/EC.
Države članice zahtevajo, da družbe za upravljanje uvedejo ustrezne postopke za pravilno in natančno vrednotenje premoženja in obveznosti KNPVP v skladu z veljavnimi pravili, določenimi v členu 85 Direktive 2009/65/ES.
Internal control mechanisms
Mehanizmi notranjega nadzora
Control by senior management and supervisory function
Nadzor s strani višjega vodstva in nadzorne funkcije
Member States shall require management companies, when allocating functions internally, to ensure that senior management and, where appropriate, the supervisory function, are responsible for the management company’s compliance with its obligations under Directive 2009/65/EC.
Države članice zahtevajo, da družbe za upravljanje pri notranjem razporejanju funkcij zagotovijo, da sta višje vodstvo in po potrebi nadzorna funkcija odgovorna za to, da družba za upravljanje izpolnjuje svoje obveznosti iz Direktive 2009/65/ES.
The management company shall ensure that its senior management:
Družba za upravljanje zagotovi, da njeno višje vodstvo:
is responsible for the implementation of the general investment policy for each managed UCITS, as defined, where relevant, in the prospectus, the fund rules or the instruments of incorporation of the investment company;
nosi odgovornost za izvajanje splošne naložbene politike pri vsakem upravljanem KNPVP, kot je določeno v prospektu, pravilih upravljanja sklada oziroma ustanovnih listinah investicijske družbe;
oversees the approval of investment strategies for each managed UCITS;
nadzoruje odobritev naložbenih strategij za vsak upravljani KNPVP;
is responsible for ensuring that the management company has a permanent and effective compliance function, as referred to in Article 10, even if this function is performed by a third party;
nosi odgovornost za to, da družba za upravljanje razpolaga s trajno in učinkovito funkcijo spremljanja skladnosti iz člena 10, tudi če to funkcijo opravlja tretja oseba;
ensures and verifies on a periodic basis that the general investment policy, the investment strategies and the risk limits of each managed UCITS are properly and effectively implemented and complied with, even if the risk management function is performed by third parties;
zagotovi in redno preverja, da se splošna naložbena politika, naložbene strategije in omejitve tveganja vsakega upravljanega KNPVP pravilno in učinkovito izvajajo in upoštevajo, tudi če funkcijo upravljanja tveganja opravljajo tretje osebe;
approves and reviews on a periodic basis the adequacy of the internal procedures for undertaking investment decisions for each managed UCITS, so as to ensure that such decisions are consistent with the approved investment strategies;
odobri in redno preučuje ustreznost notranjih postopkov, po katerih se sprejemajo naložbene odločitve za vsak upravljani KNPVP, ter tako zagotovi, da so take odločitve v skladu z odobrenimi naložbenimi strategijami;
approves and reviews on a periodic basis the risk management policy and arrangements, processes and techniques for implementing that policy, as referred to in Article 38, including the risk limit system for each managed UCITS.
odobri in redno pregleduje politiko obvladovanja tveganja ter ukrepe, postopke in tehnike za izvajanje te politike iz člena 38, vključno s sistemom omejitve tveganja za vsak upravljani KNPVP.
The management company shall also ensure that its senior management and, where appropriate, its supervisory function shall:
Družba za upravljanje tudi zagotovi, da njeno višje vodstvo in po potrebi njena nadzorna funkcija:
assess and periodically review the effectiveness of the policies, arrangements and procedures put in place to comply with the obligations in Directive 2009/65/EC;
ocenita in redno preučujeta učinkovitost politik, ukrepov in postopkov, vzpostavljenih za namene izpolnitve obveznosti iz Direktive 2009/65/ES;
take appropriate measures to address any deficiencies.
sprejmeta ustrezne ukrepe za odpravo pomanjkljivosti.
Member States shall require management companies to ensure that their senior management receives on a frequent basis, and at least annually, written reports on matters of compliance, internal audit and risk management indicating in particular whether appropriate remedial measures have been taken in the event of any deficiencies.
Države članice zahtevajo, da družbe za upravljanje zagotovijo, da njihovo višje vodstvo redno in vsaj enkrat na leto prejme pisna poročila o izpolnjevanju obveznosti, notranji reviziji in obvladovanju tveganj, v katerih je zlasti navedeno, ali so bili za odpravo morebitnih pomanjkljivosti sprejeti ustrezni ukrepi.
Member States shall require management companies to ensure that their senior management receives on a regular basis reports on the implementation of investment strategies and of the internal procedures for taking investment decisions referred to in points (b) to (e) of the paragraph 2.
Države članice zahtevajo, da družbe za upravljanje zagotovijo, da njihovo višje vodstvo redno prejema poročila o izvajanju naložbenih strategij in notranjih postopkov za sprejemanje naložbenih odločitev iz točk (b) do (e) odstavka 2.
Member States shall require management companies to ensure that the supervisory function, if any, receives on a regular basis written reports on the matters referred to in paragraph 4.
Države članice zahtevajo, da družbe za upravljanje zagotovijo, da morebitna nadzorna funkcija redno prejema pisna poročila o zadevah iz odstavka 4.
Permanent compliance function
Trajna funkcija spremljanja skladnosti
Member States shall ensure that management companies establish, implement and maintain adequate policies and procedures designed to detect any risk of failure by the management company to comply with its obligations under Directive 2009/65/EC, as well as the associated risks, and put in place adequate measures and procedures designed to minimise such risk and to enable the competent authorities to exercise their powers effectively under that Directive.
Države članice zagotovijo, da družbe za upravljanje določijo, izvajajo in ohranjajo ustrezne politike in postopke, katerih cilj je odkriti vsako tveganje, da družba za upravljanje ne bi izpolnila obveznosti iz Direktive 2009/65/ES, ter s tem povezana tveganja, ter da sprejmejo ustrezne ukrepe in postopke, katerih cilj je čim bolj zmanjšati to tveganje in omogočiti pristojnim organom, da učinkovito izvajajo svoja pooblastila na podlagi navedene direktive.
Member States shall ensure that management companies take into account the nature, scale and complexity of the business of the company, and the nature and range of services and activities undertaken in the course of that business.
Države članice zagotovijo, da družbe za upravljanje upoštevajo vrsto, obseg in kompleksnost poslov družbe ter naravo in obseg storitev in dejavnosti, ki se opravljajo pri teh poslih.
Member States shall require management companies to establish and maintain a permanent and effective compliance function which operates independently and which has the following responsibilities:
Države članice zahtevajo, da družbe za upravljanje vzpostavijo in vzdržujejo trajno in učinkovito funkcijo spremljanja skladnosti, ki deluje neodvisno in ima naslednje naloge:
to monitor and, on a regular basis, to assess the adequacy and effectiveness of the measures, policies and procedures put in place in accordance with paragraph 1, and the actions taken to address any deficiencies in the management company’s compliance with its obligations;
spremljanje in redno ocenjevanje ustreznosti in učinkovitosti ukrepov, politik in postopkov, uvedenih v skladu z odstavkom 1, ter ukrepov, sprejetih za odpravljanje morebitnih pomanjkljivosti družbe za upravljanje pri izpolnjevanju njenih obveznosti;
to advise and assist the relevant persons responsible for carrying out services and activities to comply with the management company’s obligations under Directive 2009/65/EC.
svetovanje in pomoč zadevnim osebam, pristojnim za opravljanje storitev in dejavnosti za namen izpolnitve obveznosti družbe za upravljanje na podlagi Direktive 2009/65/ES.
In order to enable the compliance function referred to in paragraph 2 to discharge its responsibilities properly and independently, management companies shall ensure that the following conditions are satisfied:
Da lahko funkcija spremljanja skladnosti iz odstavka 2 pravilno in neodvisno opravlja svoje naloge, družba za upravljanje zagotovi, da so izpolnjeni naslednji pogoji:
the compliance function must have the necessary authority, resources, expertise and access to all relevant information;
funkcija spremljanja skladnosti mora imeti potrebno pristojnost, vire, strokovno znanje in dostop do vseh ustreznih informacij;
a compliance officer must be appointed and must be responsible for the compliance function and for any reporting on a frequent basis, and at least annually, to the senior management on matters of compliance, indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies;
imenovati je treba uradnika za spremljanje skladnosti, ki mora biti odgovoren za funkcijo spremljanja skladnosti in pripravo poročil o izpolnjevanju skladnosti, ki jih redno, vsaj enkrat na leto predloži višjemu vodstvu in v katerih je zlasti navedeno, ali so bili za odpravo morebitnih pomanjkljivosti sprejeti ustrezni ukrepi;
the relevant persons involved in the compliance function must not be involved in the performance of services or activities they monitor;
zadevne osebe, vključene v funkcijo spremljanja skladnosti, se ne smejo ukvarjati z opravljanjem storitev ali dejavnosti, ki jih spremljajo;
the method of determining the remuneration of the relevant persons involved in the compliance function must not compromise their objectivity and must not be likely to do so.
metoda določanja plačila zadevnih oseb, vključenih v funkcijo spremljanja skladnosti, ne sme vplivati na njihovo objektivnost, niti ne sme biti verjetno, da bi vplivala nanjo.
However, a management company shall not be required to comply with point (c) or point (d) of the first subparagraph where it is able to demonstrate that in view of the nature, scale and complexity of its business, and the nature and range of its services and activities, that requirement is not proportionate and that its compliance function continues to be effective.
Od družbe za upravljanje pa se ne zahteva, da izpolni obveznost iz točke (c) ali točke (d) prvega pododstavka, kadar lahko dokaže, da ta obveznost ni sorazmerna glede na naravo, obseg in kompleksnost poslov ter vrsto in obseg njenih storitev in dejavnosti in da je njena funkcija spremljanja skladnosti še naprej učinkovita.
Permanent internal audit function
Trajna funkcija notranje revizije
Member States shall require management companies, where appropriate and proportionate in view of the nature, scale and complexity of their business and the nature and range of collective portfolio management activities undertaken in the course of that business, to establish and maintain an internal audit function which is separate and independent from the other functions and activities of the management company.
Države članice zahtevajo, da družbe za upravljanje, če je primerno in sorazmerno glede na vrsto, obseg in kompleksnost njihovih poslov ter naravo in obseg dejavnosti upravljanja skupnega premoženja, ki jih opravljajo pri teh poslih, uvedejo in vzdržujejo funkcijo notranje revizije, ki je ločena in neodvisna od drugih funkcij in dejavnosti družbe za upravljanje.
The internal audit function referred to in paragraph 1 shall have the following responsibilities:
Funkcija notranje revizije iz odstavka 1 ima naslednje naloge:
to establish, implement and maintain an audit plan to examine and evaluate the adequacy and effectiveness of the management company’s systems, internal control mechanisms and arrangements;
izdelava, izvajanje in vzdrževanje revizijskega načrta za pregled in ocenjevanje ustreznosti in učinkovitosti sistemov, mehanizmov notranjega nadzora in ukrepov družbe za upravljanje;
to verify compliance with the recommendations referred to in point (b);
preverjanje spoštovanja priporočil iz točke (b);
to report in relation to internal audit matters in accordance with Article 9(4).
poročanje v zvezi z notranjo revizijo v skladu s členom 9(4).
Permanent risk management function
Trajna funkcija obvladovanja tveganj
Member States shall require management companies to establish and maintain a permanent risk management function.
Države članice zahtevajo, da družbe za upravljanje uvedejo in vzdržujejo trajno funkcijo obvladovanja tveganj.
The permanent risk management function referred to in paragraph 1 shall be hierarchically and functionally independent from operating units.
Trajna funkcija obvladovanja tveganj iz odstavka 1 je hierarhično in funkcionalno neodvisna od operativnih enot.
However, Member States may allow management companies to derogate from that obligation where the derogation is appropriate and proportionate in view of the nature, scale and complexity of the management company’s business and of the UCITS it manages.
Države članice pa lahko družbam za upravljanje dovolijo, da odstopajo od te zahteve, kadar je odstopanje primerno in sorazmerno glede na naravo, obseg in kompleksnost poslov družbe za upravljanje in KNPVP, ki ga upravlja.
A management company shall be able to demonstrate that appropriate safeguards against conflicts of interest have been adopted so as to allow an independent performance of risk management activities and that its risk management process satisfies the requirements of Article 51 of Directive 2009/65/EC.
Družba za upravljanje je zmožna dokazati, da so bili sprejeti ustrezni ukrepi za zaščito pred navzkrižji interesov, da se omogoči neodvisno opravljanje dejavnosti obvladovanja tveganj, in da njen postopek obvladovanja tveganj izpolnjuje zahteve člena 51 Direktive 2009/65/ES.
The permanent risk management function shall:
Trajna funkcija obvladovanja tveganj:
implement the risk management policy and procedures;
izvaja politiko in postopke obvladovanja tveganj;
ensure compliance with the UCITS risk limit system, including statutory limits concerning global exposure and counterparty risk in accordance with Articles 41, 42 and 43;
zagotavlja upoštevanje sistema omejitve tveganja za KNPVP, vključno z zakonskimi omejitvami za celotno izpostavljenost in tveganje nasprotne stranke v skladu s členi 41, 42 in 43;
provide advice to the board of directors as regards the identification of the risk profile of each managed UCITS;
svetuje upravnemu odboru glede ugotavljanja profila tveganja vsakega upravljanega KNPVP;
provide regular reports to the board of directors and, where it exists, the supervisory function, on:
redno pripravlja poročila za upravni odbor in, kadar obstaja, nadzorno funkcijo o:
the consistency between the current levels of risk incurred by each managed UCITS and the risk profile agreed for that UCITS;
usklajenosti trenutnih ravni tveganja vsakega upravljanega KNPVP in profila tveganja, dogovorjenega za ta KNPVP;
the compliance of each managed UCITS with relevant risk limit systems;
tem, kako je pri vsakem upravljanem KNPVP upoštevan zadevni sistem omejitve tveganja;
the adequacy and effectiveness of the risk management process, indicating in particular whether appropriate remedial measures have been taken in the event of any deficiencies;
ustreznosti in učinkovitosti postopka upravljanja tveganja, pri čemer zlasti navede, ali so bili za odpravo morebitnih pomanjkljivosti sprejeti ustrezni ukrepi;