natgillin/translations-raw huggingface dataset:
When assessing such an application, ESMA shall take into consideration the size of the credit rating agency referred to in paragraph 1, having regard to the nature, scale and complexity of its business and the nature and range of its issuing of credit ratings, as well as the impact of the credit ratings issued by the credit rating agency on the financial stability and integrity of the financial markets of one or more Member States.
ESMA pri oceni vloge za izvzetje upošteva velikost bonitetne agencije iz odstavka 1 ob upoštevanju narave, obsega in kompleksnosti njenih poslov ter narave in obsega izdajanja bonitetnih ocen in vpliva bonitetnih ocen, ki jih je izdala bonitetna agencija, na finančno stabilnost in integriteto finančnih trgov ene ali več držav članic.
On the basis of those considerations, ESMA may grant such exemption to the credit rating agency referred to in paragraph 1.’;
Na podlagi teh dejavnikov lahko ESMA bonitetni agenciji iz odstavka 1 odobri izvzetje.“;
paragraph 5 is deleted;
odstavek 5 se črta;
in paragraph 6, the third subparagraph is replaced by the following:
v odstavku 6 se tretji pododstavek nadomesti z naslednjim:
‘In order to take account of developments on financial markets, the Commission shall adopt, by means of delegated acts in accordance with Article 38a, and subject to the conditions of Articles 38b and 38c, measures to specify further or amend the criteria set out in points (a), (b) and (c) of the second subparagraph of this paragraph.’;
„Da se upošteva razvoj dogodkov na finančnih trgih, Komisija z delegiranimi akti v skladu s členom 38a in pod pogoji iz členov 38b in 38c sprejme ukrepe, s katerimi podrobneje opredeli ali spremeni merila iz točk (a), (b) in (c) drugega pododstavka tega odstavka.“;
paragraphs 7 and 8 are replaced by the following:
odstavka 7 in 8 se nadomestita z naslednjim:
ESMA shall establish cooperation agreements with the relevant supervisory authorities of third countries whose legal and supervisory frameworks have been considered equivalent to this Regulation in accordance with paragraph 6.
ESMA sklene sporazume o sodelovanju z ustreznimi nadzornimi organi tretjih držav, katerih pravni in nadzorni okvir se štejejo za enakovrednega tej uredbi v skladu z odstavkom 6.
Such arrangements shall specify at least:
Takšen sporazum določa vsaj:
the mechanism for the exchange of information between ESMA and the relevant supervisory authorities of the third countries concerned; and
mehanizem za izmenjavo informacij med ESMA in zadevnimi nadzornimi organi zadevnih tretjih držav, in
the procedures concerning the coordination of supervisory activities.
postopke v zvezi z usklajevanjem nadzornih dejavnosti.
Articles 20 and 24 shall apply mutatis mutandis to certified credit rating agencies and to credit ratings issued by them.’;
Člena 20 in 24 se smiselno uporabljata za certificirane bonitetne agencije in bonitetne ocene, ki jih te agencije izdajo.“
in Article 6, paragraph 3 is amended as follows:
V členu 6 se odstavek 3 spremeni:
At the request of a credit rating agency, ESMA may exempt a credit rating agency from complying with the requirements of points 2, 5 and 6 of Section A of Annex I and Article 7(4) if the credit rating agency is able to demonstrate that those requirements are not proportionate in view of the nature, scale and complexity of its business and the nature and range of issue of credit ratings and that:’;
ESMA lahko bonitetno agencijo na njeno zahtevo oprosti izpolnjevanja zahtev iz točk 2, 5 in 6 oddelka A Priloge I in člena 7(4), če lahko bonitetna agencija dokaže, da te zahteve niso sorazmerne z naravo, obsegom in kompleksnostjo njenih poslov ter z naravo in obsegom izdajanja bonitetnih ocen in da:“;
‘In the case of a group of credit rating agencies, ESMA shall ensure that at least one of the credit rating agencies in the group is not exempted from complying with the requirements of points 2, 5 and 6 of Section A of Annex I and Article 7(4).’;
„Pri skupini bonitetnih agencij ESMA zagotovi, da vsaj ena bonitetna agencija iz skupine ni oproščena izpolnjevanja zahtev iz točk 2, 5 in 6 oddelka A Priloge I in člena 7(4).“
Outsourcing of important operational functions shall not be undertaken in such a way as to impair materially the quality of the credit rating agency's internal control and the ability of ESMA to supervise the credit rating agency's compliance with obligations under this Regulation.’;
Oddajanje pomembnih operativnih funkcij v zunanje izvajanje ne sme biti opravljeno tako, da bi se bistveno poslabšala kakovost notranjih kontrol bonitetne agencije in zmožnost ESMA, da nadzira, ali bonitetna agencija izpolnjuje obveznosti v skladu s to uredbo.“
in Article 10, paragraph 6 is replaced by the following:
V členu 10 se odstavek 6 nadomesti z naslednjim:
A credit rating agency shall not use the name of ESMA or any competent authority in such a way that would indicate or suggest endorsement or approval by ESMA or any competent authority of the credit ratings or any credit rating activities of the credit rating agency.’;
Bonitetna agencija imena ESMA ali katerega koli pristojnega organa ne uporablja na način, ki bi namigoval ali nakazoval, da je ESMA ali pristojni organ potrdil ali odobril bonitetne ocene ali kakršne koli dejavnosti bonitetnega ocenjevanja, ki jih izvaja bonitetna agencija.“
in Article 11, paragraphs 2 and 3 are replaced by the following:
V členu 11 se odstavka 2 in 3 nadomestita z naslednjim:
A credit rating agency shall make available in a central repository established by ESMA information on its historical performance data including the ratings transition frequency and information about credit ratings issued in the past and on their changes.
Bonitetna agencija v centralnem registru, ki ga vzpostavi ESMA, da na voljo informacije o svojih preteklih rezultatih, vključno s pogostostjo sprememb bonitetnih ocen, ter informacije o bonitetnih ocenah, izdanih v preteklosti, in njihovih spremembah.
A credit rating agency shall provide information to that repository on a standard form as provided for by ESMA.
Bonitetna agencija zagotovi informacije za centralni register v standardizirani obliki, ki jo določi ESMA.
ESMA shall make that information accessible to the public and shall publish summary information on the main developments observed on an annual basis.
ESMA omogoči javni dostop do teh informacij in vsako leto objavi povzetek informacij glede bistvenega opaženega razvoja.
A credit rating agency shall provide annually, by 31 March, to ESMA information relating to matters set out in point 2 of Part II of Section E of Annex I.’;
Bonitetna agencija ESMA vsako leto do 31. marca zagotovi informacije o zadevah, določenih v točki 2 dela II oddelka E Priloge I.“
The registration shall be effective for the entire territory of the Union once the decision to register a credit rating agency adopted by ESMA as referred to in Article 16(3) or Article 17(3) has taken effect.’;
Registracija velja za celotno ozemlje Unije, potem ko začne veljati odločitev o registraciji bonitetne agencije, ki jo sprejme ESMA v skladu s členom 16(3) ali členom 17(3).“;
‘A credit rating agency shall, without undue delay, notify ESMA of any material changes to the conditions for initial registration, including any opening or closing of a branch within the Union.’;
„Bonitetna agencija nemudoma uradno obvesti ESMA o vsaki bistveni spremembi pogojev za začetno registracijo, vključno z morebitnim odprtjem ali zaprtjem podružnice v Uniji.“;
paragraphs 4 and 5 are replaced by the following:
odstavka 4 in 5 se nadomestita z naslednjima:
Without prejudice to Article 16 or 17, ESMA shall register the credit rating agency if it concludes from the examination of the application that the credit rating agency complies with the conditions for the issuing of credit ratings set out in this Regulation, taking into consideration Articles 4 and 6.
Brez poseganja v člen 16 ali 17 ESMA registrira bonitetno agencijo, če ob upoštevanju členov 4 in 6 pri pregledu vloge ugotovi, da bonitetna agencija izpolnjuje pogoje za izdajanje bonitetnih ocen, določene v tej uredbi.
ESMA shall not impose requirements regarding registration which are not provided for in this Regulation.’;
ESMA ne postavlja zahtev glede registracije, ki niso predvidene v tej uredbi.“
Articles 15 to 21 are replaced by the following:
Členi od 15 do 21 se zamenjajo z naslednjim:
The credit rating agency shall submit an application for registration to ESMA.
Bonitetna agencija vloži vlogo za registracijo pri ESMA.
Where a group of credit rating agencies applies for registration, the members of the group shall mandate one of their number to submit all the applications to ESMA on behalf of the group.
Če vloge za registracijo predloži skupina bonitetnih agencij, članice skupine pooblastijo eno izmed njih, da v imenu skupine vloži vse vloge pri ESMA.
A credit rating agency shall submit its application in any of the official languages of the institutions of the Union.
Bonitetna agencija vloži vlogo v katerem koli uradnem jeziku institucij Unije.
The provisions of Regulation No 1 of 15 April 1958 determining the languages to be used by the European Economic Community shall apply mutatis mutandis to any other communication between ESMA and the credit rating agencies and their staff.
Določbe Uredbe št. 1 z dne 15. aprila 1958 o določitvi jezikov, ki se uporabljajo v Evropski gospodarski skupnosti se smiselno uporabljajo za vse drugo sporočanje med ESMA ter bonitetnimi agencijami in njihovim osebjem.
Within 20 working days of receipt of the application, ESMA shall assess whether the application is complete.
ESMA v dvajsetih delovnih dneh od prejema vloge oceni, ali je vloga popolna.
If the application is not complete, ESMA shall set a deadline by which the credit rating agency is to provide additional information.
Če vloga ni popolna, ESMA določi rok, do katerega mora bonitetna agencija zagotoviti dodatne informacije.
After assessing an application as complete, ESMA shall notify the credit rating agency accordingly.
Ko ESMA oceni, da je vloga popolna, o tem uradno obvesti bonitetno agencijo.
Examination of the application for registration of a credit rating agency by ESMA
Pregled vloge za registracijo bonitetne agencije, ki ga opravi ESMA
ESMA shall, within 45 working days of the notification referred to in the second subparagraph of Article 15(4), examine the application for registration of a credit rating agency based on the compliance of the credit rating agency with the conditions set out in this Regulation.
ESMA v 45 delovnih dneh od uradnega obvestila iz drugega pododstavka člena 15(4) pregleda vlogo za registracijo bonitetne agencije na podlagi usklajenosti bonitetne agencije s pogoji iz te uredbe.
ESMA may extend the period of examination by 15 working days, in particular if the credit rating agency:
ESMA lahko podaljša obdobje pregleda za nadaljnjih 15 delovnih dni, zlasti če bonitetna agencija:
envisages endorsing credit ratings as referred to in Article 4(3);
namerava odobriti bonitetne ocene iz člena 4(3);
envisages using outsourcing; or
namerava uporabiti zunanje izvajanje, ali
requests exemption from compliance in accordance with Article 6(3).
zahteva oprostitev izpolnjevanja zahtev v skladu s členom 6(3).
Within 45 working days of the notification referred to in the second subparagraph of Article 15(4), or within 60 working days thereof where paragraph 2 of this Article applies, ESMA shall adopt a fully reasoned decision to register or refuse registration.
ESMA v 45 delovnih dneh od uradnega obvestila iz drugega pododstavka člena 15(4) oziroma v 60 delovnih dneh v primerih, kadar velja odstavek 2 tega člena, sprejme v celoti utemeljeno odločitev o registraciji ali zavrnitvi registracije.
The decision adopted by ESMA pursuant to paragraph 3 shall take effect on the fifth working day following its adoption.
Odločitev, ki jo ESMA sprejme v skladu z odstavkom 3, začne veljati peti delovni dan po njenem sprejetju.
Examination of the applications for registration of a group of credit rating agencies by ESMA
Pregled vloge za registracijo skupine bonitetnih agencij, ki ga opravi ESMA
ESMA shall, within 55 working days of the notification referred to in the second subparagraph of Article 15(4), examine the applications for registration of a group of credit rating agencies based on the compliance of those credit rating agencies with the conditions set out in this Regulation.
ESMA v 55 delovnih dneh od uradnega obvestila iz drugega pododstavka člena 15(4) pregleda vloge za registracijo skupine bonitetnih agencij na podlagi usklajenosti teh bonitetnih agencij s pogoji iz te uredbe.
ESMA may extend the period of examination by 15 working days, in particular if any of the credit rating agencies in the group:
ESMA lahko podaljša obdobje pregleda za nadaljnjih 15 delovnih dni, zlasti, če katera izmed bonitetnih agencij v skupini:
Within 55 working days of the notification as referred to in the second subparagraph of Article 15(4), or within 70 working days thereof where paragraph 2 of this Article applies, ESMA shall adopt a fully reasoned individual decision to register or refuse registration for each credit rating agency of the group.
ESMA v 55 delovnih dneh od uradnega obvestila iz drugega pododstavka člena 15(4) oziroma v 70 delovnih dneh, kadar velja odstavek 2 tega člena, sprejme v celoti utemeljeno individualno odločitev o registraciji ali zavrnitvi registracije za vsako bonitetno agencijo v skupini.
Notification of a decision to register, refuse or withdraw registration, and publication of the list of registered credit rating agencies
Obvestilo o odločitvi o registraciji, zavrnitvi ali razveljavitvi registracije in objava seznama registriranih bonitetnih agencij
Within five working days of the adoption of a decision under Article 16, 17 or 20 ESMA shall notify its decision to the credit rating agency concerned.
V petih delovnih dneh po sprejetju odločitve v skladu s členom 16, 17 ali 20 ESMA o odločitvi uradno obvesti zadevno bonitetno agencijo.
Where ESMA refuses to register the credit rating agency or withdraws the registration of the credit rating agency, it shall provide full reasons in its decision.
Kadar ESMA zavrne registracijo bonitetne agencije ali razveljavi registracijo bonitetne agencije, v odločitvi poda v celoti utemeljene razloge.
ESMA shall communicate to the Commission, the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council (EBA), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council (EIOPA), the competent authorities and the sectoral competent authorities, any decision under Article 16, 17 or 20.
ESMA sporoči Komisiji, Evropskemu nadzornemu organu (Evropski bančni organ), ustanovljenemu z Uredbo (EU) št. 1093/2010 Evropskega parlamenta in Sveta (v nadaljnjem besedilu: EBA), Evropskemu nadzornemu organu (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljenem z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta (v nadaljnjem besedilu: EIOPA), pristojnim organom in področnim pristojnim organom, vse odločitve, sprejete v skladu s členom 16, 17 ali 20.
ESMA shall publish on its website a list of credit rating agencies registered in accordance with this Regulation.
ESMA na svojem spletnem mestu objavi seznam bonitetnih agencij, registriranih v skladu s to uredbo.
That list shall be updated within five working days following the adoption of a decision under Article 16, 17 or 20.
Ta seznam se posodobi v petih delovnih dneh po sprejetju odločitve v skladu s členom 16, 17 ali 20.
The Commission shall publish that updated list in the Official Journal of the European Union within 30 days following such update.
Komisija v tridesetih dneh po posodobitvi objavi ta posodobljeni seznam v Uradnem listu Evropske unije.
Registration and supervisory fees
Pristojbina za registracijo in taksa za nadzor
ESMA shall charge fees to the credit rating agencies in accordance with this Regulation and the regulation on fees referred to in paragraph 2.
ESMA bonitetnim agencijam zaračuna pristojbine in takse v skladu s to uredbo in uredbo o pristojbinah in taksah iz odstavka 2.
Those fees shall fully cover ESMA's necessary expenditure relating to the registration and supervision of credit rating agencies and the reimbursement of any costs that the competent authorities may incur carrying out work pursuant to this Regulation, in particular as a result of any delegation of tasks in accordance with Article 30.
Te pristojbine in takse v celoti pokrivajo stroške ESMA v zvezi z registracijo in nadzorom bonitetnih agencij, ter poplačilo vseh stroškov, ki bi jih lahko imeli pristojni organi pri izvajanju svojih nalog v skladu s to uredbo, zlasti zaradi prenosa nalog v skladu s členom 30.
The Commission shall adopt a regulation on fees.
Komisija sprejme uredbo o pristojbinah in taksah.
That regulation shall determine in particular the type of fees and the matters for which fees are due, the amount of the fees, the way in which they are to be paid and the way in which ESMA is to reimburse competent authorities in respect of any costs that they may incur carrying out work pursuant to this Regulation, in particular as a result of any delegation of tasks in accordance with Article 30.
Navedena uredba določa zlasti vrsto pristojbin in taks ter zadeve, za katere je treba plačati pristojbine in takse, višino pristojbin in taks, način, kako jih je treba plačati, in način, kako ESMA pristojnim organom povrne vse stroške, ki bi jih lahko imeli zaradi izvajanja svojih nalog v skladu s to uredbo, zlasti zaradi prenosa nalog v skladu s členom 30.
The amount of a fee charged to a credit rating agency shall cover all administrative costs and be proportionate to the turnover of the credit rating agency concerned.
Višina pristojbine in takse, ki se zaračuna bonitetni agenciji, pokrije vse upravne stroške in je sorazmerna s prometom zadevne bonitetne agencije.
The Commission shall adopt the regulation on fees referred to in the first subparagraph by means of a delegated act in accordance with Article 38a and subject to the conditions of Articles 38b and 38c.
Komisija sprejme uredbo o pristojbinah in taksah iz prvega pododstavka z delegiranim aktom v skladu s členom 38a in ob upoštevanju pogojev iz členov 38b in 38c.
Without prejudice to Article 24, ESMA shall withdraw the registration of a credit rating agency where the credit rating agency:
Brez poseganja v člen 24 ESMA razveljavi registracijo bonitetne agencije, kadar:
obtained the registration by making false statements or by any other irregular means; or
je bonitetna agencija pridobila registracijo z navajanjem lažnih podatkov ali na kakršen koli drug nepravilen način, ali
no longer meets the conditions under which it was registered.
ne izpolnjuje več pogojev, pod katerimi je bila registrirana.
The competent authority of a Member State in which credit ratings issued by the credit rating agency concerned are used and which considers that one of the conditions referred to in paragraph 1 has been met may request that ESMA examine whether the conditions for the withdrawal of the registration of the credit rating agency concerned are met.
Če je po mnenju pristojnega organa države članice, v kateri se uporabljajo bonitetne ocene, ki jih je izdala zadevna bonitetna agencija, izpolnjen eden izmed pogojev iz odstavka 1, lahko ta pristojni organ od ESMA zahteva, da preveri, ali so izpolnjeni pogoji za razveljavitev registracije zadevne bonitetne agencije.
If ESMA decides not to withdraw the registration of the credit rating agency concerned, it shall provide full reasons.
Če se ESMA odloči, da ne bo razveljavil registracije zadevne bonitetne agencije, navede utemeljena razloge za to.
The decision on the withdrawal of registration shall take immediate effect throughout the Union, subject to the transitional period for the use of credit ratings referred to in Article 24(4).
Odločitev o razveljavitvi registracije začne veljati takoj v vsej Uniji, s pridržkom prehodnega obdobja za uporabo bonitetnih ocen iz člena 24(4).
SUPERVISION BY ESMA
NADZOR ESMA
Without prejudice to Article 25a, ESMA shall ensure that this Regulation is applied.
Brez poseganja v člen 25a ESMA zagotovi, da se ta uredba uporablja.
In accordance with Article 16 of Regulation (EU) No 1095/2010, ESMA shall issue and update guidelines on the cooperation between ESMA, the competent authorities and the sectoral competent authorities for the purposes of this Regulation and for those of the relevant sectoral legislation, including the procedures and detailed conditions relating to the delegation of tasks.
ESMA v skladu s členom 16 Uredbe (EU) št. 1095/2010 izda in posodobi smernice za sodelovanje med ESMA, pristojnimi organi ter področnimi pristojnimi organi za namene te uredbe in zadevne področne zakonodaje, vključno s postopki in podrobnimi pogoji v zvezi s prenosom nalog.
In accordance with Article 16 of Regulation (EU) No 1095/2010, ESMA shall, in cooperation with EBA and EIOPA, issue and update guidelines on the application of the endorsement regime under Article 4(3) of this Regulation by 7 June 2011.
V skladu s členom 16 Uredbe (EU) št. 1095/2010, ESMA v sodelovanju z EBA in EIOPA do 7. junija 2011 izda in posodobi smernice o uporabi sistema odobritve v skladu s členom 4(3) te uredbe.
By 2 January 2012 ESMA shall submit draft regulatory technical standards for endorsement by the Commission in accordance with Article 10 of Regulation (EU) No 1095/2010 on:
ESMA do 2. januarja 2012 predloži Komisiji v odobritev v skladu s členom 10 Uredbe (EU) št. 1095/2010 osnutek regulativnih tehničnih standardov glede:
the information to be provided by a credit rating agency in its application for registration as set out in Annex II;
informacij, ki jih mora zagotoviti bonitetna agencija v svoji vlogi za registracijo, kot je določeno v Prilogi II;
information that the credit rating agency must provide for the application for certification and for the assessment of its systemic importance to the financial stability or integrity of financial markets referred to in Article 5;
informacij, ki jih morajo bonitetne agencije zagotoviti za vlogo za certificiranje in za oceno njenega sistemskega pomena za finančno stabilnost ali integriteto finančnih trgov iz člena 5;
the presentation of the information, including structure, format, method and period of reporting, that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I;
predstavitve informacij, vključno s strukturo, obliko, metodo in obdobjem poročanja, ki jih razkrivajo bonitetne agencije v skladu s členom 11(2) in točko 1 dela II oddelka E Priloge I;
the assessment of compliance of credit rating methodologies with the requirements set out in Article 8(3);
ocene skladnosti metodologij bonitetnega ocenjevanja z zahtevami iz člena 8(3);
the content and format of ratings data periodic reporting to be requested from the credit rating agencies for the purpose of ongoing supervision by ESMA.
vsebine in oblike rednega poročanja o podatkih bonitetnega ocenjevanja, za katere bodo zaprošene bonitetne agencije z namenom neprekinjenega nadzora ESMA.
ESMA shall publish, annually and for the first time by 1 January 2012, a report on the application of this Regulation.
ESMA objavi poročilo o uporabi te uredbe prvič do 1. januarja 2012, potem pa vsako leto.
That report shall contain, in particular, an assessment of the implementation of Annex I by the credit rating agencies registered under this Regulation.
To poročilo vsebuje predvsem oceno o tem, kako bonitetne agencije, registrirane v skladu s to uredbo, izvajajo Prilogo I.
ESMA shall present annually to the European Parliament, the Council and the Commission a report on supervisory measures taken and penalties imposed by ESMA under this Regulation, including fines and periodic penalty payments.
ESMA vsako leto predstavi Evropskemu parlamentu, Svetu in Komisiji poročilo o sprejetih nadzornih ukrepih in kaznih, naloženih s strani ESMA v skladu s to uredbo, vključno z globami in periodičnimi denarnimi kaznimi.