natgillin/translations-raw huggingface dataset:
The Commission, when preparing and drawing-up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and the Council.
Komisija bi morala pri pripravi in oblikovanju delegiranih aktov zagotoviti, da so ustrezni dokumenti predloženi Evropskemu parlamentu in Svetu istočasno, pravočasno in na ustrezen način.
Since the objective of this Directive, namely improving the supplementary supervision of financial entities in a financial conglomerate, cannot be sufficiently achieved by the Member States and can therefore, by reason of the scale and effects of this Directive, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union.
Ker cilja te direktive, in sicer izboljšanja dopolnilnega nadzora finančnih subjektov v finančnem konglomeratu, države članice ne morejo zadovoljivo uresničiti in ker se ta cilj zaradi obsega in učinkov te direktive lažje doseže na ravni Unije, lahko Unija sprejme ukrepe v skladu z načelom subsidiarnosti iz člena 5 Pogodbe o Evropski uniji.
Directives 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC should therefore be amended,
Zato bi bilo treba Direktive 98/78/ES, 2002/87/ES, 2006/48/ES in 2009/138/ES ustrezno spremeniti –
Directive 98/78/EC is amended as follows:
Direktiva 98/78/ES se spremeni, kot sledi:
Article 1 is amended as follows:
člen 1 se spremeni, kot sledi:
“mixed-activity insurance holding company” means a parent undertaking, other than an insurance undertaking, a non-member-country insurance undertaking, a reinsurance undertaking, a non-member-country reinsurance undertaking, an insurance holding company or a mixed financial holding company, which includes at least one insurance undertaking or a reinsurance undertaking among its subsidiary undertakings;’;
‚mešani zavarovalni holding‘ pomeni matično podjetje, ki ni zavarovalnica, zavarovalnica države nečlanice, pozavarovalnica, pozavarovalnica države nečlanice, zavarovalni holding ali mešani finančni holding, ki ima med hčerinskimi podjetji vsaj eno zavarovalnico ali pozavarovalnico;“;
“mixed financial holding company” means a mixed financial holding company as defined in Article 2(15) of Directive 2002/87/EC;’;
‚mešani finančni holding‘ pomeni mešani finančni holding, kakor je opredeljen v členu 2(15) Direktive 2002/87/ES;“;
Article 2(2) is replaced by the following:
odstavek 2 člena 2 se nadomesti z naslednjim:
Every insurance undertaking or reinsurance undertaking the parent undertaking of which is an insurance holding company, a mixed financial holding company, a non-member-country insurance or a non-member-country reinsurance undertaking shall be subject to supplementary supervision in the manner prescribed in Article 5(2) and Articles 6, 8 and 10.’;
Za vsako zavarovalnico ali pozavarovalnico, katere matično podjetje je zavarovalni holding, mešani finančni holding, zavarovalnica ali pozavarovalnica države nečlanice, se uporablja dopolnilni nadzor, kakor je določeno v členu 5(2) ter členih 6, 8 in 10.“;
Level of application with regard to mixed financial holding companies
Stopnja uporabe v zvezi z mešanimi finančnimi holdingi
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2002/87/EC, in particular in terms of risk-based supervision, the competent authority responsible for exercising supplementary supervision may, after consulting the other competent authorities concerned, apply only the relevant provision of Directive 2002/87/EC to that mixed financial holding company.
Če za mešani finančni holding veljajo enakovredne določbe po tej direktivi in po Direktivi 2002/87/ES, zlasti kar zadeva zahteve po nadzoru, ki temelji na tveganju, lahko pristojni organ odgovoren za izvajanje dopolnilnega nadzora po posvetovanju z drugimi ustreznimi pristojnimi organi uporabi samo ustrezno določbo iz Direktive 2002/87/ES za ta mešani finančni holding.
Where a mixed financial holding company is subject to equivalent provisions under this Directive and under Directive 2006/48/EC, in particular in terms of risk-based supervision, the competent authority responsible for exercising supplementary supervision may, in agreement with the consolidating supervisor in the banking and investment services sector, apply only the provision of the directive relating to the most significant sector as determined in accordance with Article 3(2) of Directive 2002/87/EC.
Če za mešani finančni holding veljajo enakovredne določbe po tej direktivi in po Direktivi 2006/48/ES, zlasti kar zadeva zahteve po nadzoru, ki temelji na tveganju, lahko organi, pristojni za izvajanje dopolnilnega nadzora v sporazumu s konsolidacijskim nadzornikom v sektorju bančnih in naložbenih storitev, uporabijo samo določbo direktive, povezane z najpomembnejšim sektorjem, kakor je določeno v skladu s členom 3(2) Direktive 2002/87/ES.
The competent authority responsible for exercising supplementary supervision shall inform the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council (EBA), and the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council (EIOPA) of the decisions taken under paragraphs 1 and 2.
Pristojni organ, odgovoren za izvajanje dopolnilnega nadzora, obvesti Evropski nadzorni organ (Evropski bančni organ), ustanovljen z Uredbo (EU) št. 1093/2010 Evropskega parlamenta in Sveta, (EBA), in Evropski nadzorni organ (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta, (EIOPA) o sklepih, sprejetih v skladu z odstavkoma 1 in 2.
EBA, EIOPA and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council shall, through the Joint Committee of the European Supervisory Authorities (Joint Committee), develop guidelines aimed at converging supervisory practices and shall develop draft regulatory technical standards, which they shall submit to the Commission within three years of the adoption of those guidelines.
EBA, EIOPA in Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta, prek Skupnega odbora evropskih nadzornih organov (Skupnega odbora) oblikujejo smernice, namenjene združitvi nadzornih postopkov, in razvijejo osnutke regulativnih tehničnih standardov, ki jih posredujejo Komisiji v treh letih od sprejetja teh smernic.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively.
Na Komisijo se prenese pooblastilo za sprejemanje regulativnih tehničnih standardov iz prvega pododstavka v skladu s členi 10 do 14 Uredbe (EU) št. 1093/2010, Uredbe (EU) št. 1094/2010 oziroma Uredbe (EU) št. 1095/2010.
Article 3(1) is replaced by the following:
odstavek 1 člena 3 se nadomesti z naslednjim:
The exercise of supplementary supervision in accordance with Article 2 shall in no way imply that the competent authorities are required to play a supervisory role in relation to the non-member-country insurance undertaking, non-member-country reinsurance undertaking, insurance holding company, mixed financial holding company or mixed-activity insurance holding company taken individually.’;
Izvajanje dopolnilnega nadzora v skladu s členom 2 nikakor ne pomeni, da morajo pristojni organi izvajati nadzor v zvezi s posameznimi zavarovalnicami držav nečlanic, pozavarovalnicami držav nečlanic, zavarovalnimi holdingi, mešanimi finančnimi holdingi ali mešanimi zavarovalnimi holdingi.“;
Article 4(2) is replaced by the following:
odstavek 2 člena 4 se nadomesti z naslednjim:
Where insurance undertakings or reinsurance undertakings authorised in two or more Member States have as their parent undertaking the same insurance holding company, non-member-country insurance undertaking, non-member-country reinsurance undertaking, mixed financial holding company or mixed-activity insurance holding company, the competent authorities of the Member States concerned may reach an agreement as to which of them is to be responsible for exercising supplementary supervision.’;
Kadar ima zavarovalnica ali pozavarovalnica z dovoljenjem za opravljanje dejavnosti v dveh ali več državah članicah, za svoje matično podjetje isti zavarovalni holding, zavarovalnico države nečlanice, pozavarovalnico države nečlanice, mešani finančni holding ali mešani zavarovalni holding, se lahko pristojni organi zadevnih držav članic dogovorijo, kateri od njih bo odgovoren za izvajanje dopolnilnega nadzora.“;
Insurance holding companies, mixed financial holding companies, non-member-country insurance undertakings and non-member-country reinsurance undertakings
Zavarovalni holdingi, mešani finančni holdingi, zavarovalnice države nečlanice in pozavarovalnice države nečlanice
In relation to Article 2(2), Member States shall require the method of supplementary supervision to be applied in accordance with Annex II.
V primeru iz člena 2(2) države članice zahtevajo, da se metoda dopolnilnega nadzora uporablja v skladu s Prilogo II.
The calculation shall include all related undertakings of the insurance holding company, mixed financial holding company, non-member-country insurance undertaking or non-member-country reinsurance undertaking.
Izračun vključuje vsa povezana podjetja zavarovalnega holdinga, mešanega finančnega holdinga, zavarovalnice države nečlanice ali pozavarovalnice države nečlanice.
If, on the basis of the calculation referred to in paragraph 1, the competent authorities conclude that the solvency of a subsidiary insurance or reinsurance undertaking of the insurance holding company, mixed financial holding company, non-member-country insurance undertaking or non-member-country reinsurance undertaking is, or may be, jeopardised, they shall take appropriate measures at the level of that insurance or reinsurance undertaking.’;
Če na podlagi izračuna iz odstavka 1 pristojni organi zaključijo, da je ali bi lahko bila ogrožena plačilna sposobnost hčerinske zavarovalnice ali pozavarovalnice zavarovalnega holdinga, mešanega finančnega holdinga, zavarovalnice države nečlanice ali pozavarovalnice države nečlanice, sprejmejo ustrezne ukrepe na ravni te zavarovalnice ali pozavarovalnice.“;
Annexes I and II are amended in accordance with Annex I to this Directive.
Prilogi I in II se spremenita v skladu z določbami Priloge I k tej direktivi.
Directive 2002/87/EC is amended as follows:
Direktiva 2002/87/ES se spremeni:
This Directive lays down rules for supplementary supervision of regulated entities which have obtained an authorisation in accordance with Article 6 of Directive 73/239/EEC, Article 4 of Directive 2002/83/EC, Article 5 of Directive 2004/39/EC, Article 3 of Directive 2005/68/EC, Article 6 of Directive 2006/48/EC, Article 5 of Directive 2009/65/EC, Article 14 of Directive 2009/138/EC or Articles 6 to 11 of Directive 2011/61/EU, and which are part of a financial conglomerate.This Directive also amends the relevant sectoral rules which apply to entities regulated by those Directives.
Ta direktiva določa pravila za dopolnilni nadzor reguliranih oseb, ki so pridobile dovoljenje v skladu s členom 6 Direktive 73/239/EGS, členom 4 Direktive 2002/83/ES, členom 5 Direktive 2004/39/ES, členom 3 Direktive 2005/68/ES, členom 6 Direktive 2006/48/ES, členom 5 Direktive 2009/65/ES, členom 14 Direktive 2009/138/ES ali členi 6 do 11 Direktive 2011/61/EU ter so del finančnega konglomerata.Ta direktiva spreminja tudi zadevne sektorske predpise, ki veljajo za subjekte, urejene z navedenimi direktivami.
“credit institution” means a credit institution within the meaning of Article 4(1) of Directive 2006/48/EC;
‚kreditna institucija‘ pomeni kreditno institucijo v smislu člena 4(1) Direktive 2006/48/ES;
“insurance undertaking” means an insurance undertaking within the meaning of Article 13(1), (2) or (3) of Directive 2009/138/EC;
‚zavarovalnica‘ pomeni zavarovalnico v smislu člena 13(1), (2) ali (3) Direktive 2009/138/ES;
“investment firm” means an investment firm within the meaning of point 1 of Article 4(1) of Directive 2004/39/EC, including the undertakings referred to in Article 3(1)(d) of Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions or an undertaking the registered office of which is in a third country and which would require authorisation under Directive 2004/39/EC if its registered office were in the Union;
‚investicijsko podjetje‘ pomeni investicijsko podjetje v smislu točke 1 člena 4(1) Direktive 2004/39/ES, vključno s podjetji iz člena 3(1)(d) Direktive 2006/49/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o kapitalski ustreznosti investicijskih podjetij in kreditnih institucij, ali podjetje, ki ima registriran sedež v tretji državi in bi v okviru Direktive 2004/39/ES potrebovalo dovoljenje, če bi imelo registriran sedež v Uniji;
“regulated entity” means a credit institution, an insurance undertaking, a reinsurance undertaking, an investment firm, an asset management company or an alternative investment fund manager;
‚regulirana oseba‘ pomeni kreditno institucijo, zavarovalnico, pozavarovalnico, investicijsko podjetje, družbo za upravljanje ali upravitelja alternativnih investicijskih skladov;
“asset management company” means a management company within the meaning of Article 2(1)(b) of Directive 2009/65/EC or an undertaking the registered office of which is in a third country and which would require authorisation under that Directive if its registered office were within the Union;
‚družba za upravljanje‘ pomeni družbo za upravljanje v smislu člena 2(1)(b) Direktive 2009/65/ES ali podjetje, ki ima registrirani sedež v tretji državi in bi v okviru navedene direktive potrebovalo dovoljenje, če bi imelo registrirani sedež v Uniji;
“alternative investment fund manager” means a manager of alternative investment funds within the meaning of Article 4(1)(b), (l) and (ab) of Directive 2011/61/EU or an undertaking the registered office of which is in a third country and which would require authorisation under that Directive if its registered office were within the Union;
‚upravitelj alternativnih investicijskih skladov‘ pomeni upravitelja alternativnih investicijskih skladov v smislu člena 4(1)(b), (l) in (ab) Direktive 2011/61/EU ali podjetje, ki ima registrirani sedež v tretji državi in bi v okviru navedene direktive potrebovalo dovoljenje, če bi imelo registrirani sedež v Uniji;
“reinsurance undertaking” means a reinsurance undertaking within the meaning of Article 13(4), (5) or (6) of Directive 2009/138/EC or a special purpose vehicle within the meaning of Article 13(26) of Directive 2009/138/EC;
‚pozavarovalnica‘ pomeni pozavarovalnico v smislu člena 13(4), (5) ali (6) Direktive 2009/138/ES ali namensko družbo v smislu člena 13(26) Direktive 2009/138/ES;
“sectoral rules” means Union legislation relating to the prudential supervision of regulated entities, in particular Directives 2004/39/EC, 2006/48/EC, 2006/49/EC and 2009/138/EC;
‚sektorski predpisi‘ pomenijo zakonodajo Unije v zvezi z bonitetnim nadzorom reguliranih oseb, zlasti direktive 2004/39/ES, 2006/48/ES, 2006/49/ES in 2009/138/ES;
“financial sector” means a sector composed of one or more of the following entities:
‚finančni sektor‘ pomeni sektor, ki ga sestavlja ena ali več naslednjih oseb:
a credit institution, a financial institution or an ancillary services undertaking within the meaning of Article 4(1), (5) or (21) of Directive 2006/48/EC (hereinafter referred to collectively as “the banking sector”);
kreditna institucija, finančna institucija ali družba za pomožne storitve v smislu člena 4(1), (5) ali (21) Direktive 2006/48/ES (v nadaljnjem besedilu skupaj: bančni sektor);
an insurance undertaking, a reinsurance undertaking or an insurance holding company within the meaning of Article 13(1), (2), (4) or (5) or of Article 212(1)(f) of Directive 2009/138/EC (hereinafter referred to collectively as “the insurance sector”);
zavarovalnica, pozavarovalnica ali zavarovalni holding v smislu člena 13(1), (2), (4) ali (5) ali člena 212(1)(f) Direktive 2009/138/ES (v nadaljnjem besedilu skupaj: zavarovalniški sektor);
an investment firm within the meaning of Article 3(1)(b) of Directive 2006/49/EC (hereinafter referred to collectively as “the investment services sector”);
investicijsko podjetje v smislu člena 3(1)(b) Direktive 2006/49/ES (v nadaljnjem besedilu skupaj: sektor naložbenih storitev);
“parent undertaking” means a parent undertaking as defined in Article 1 of Seventh Council Directive 83/349/EEC of 13 June 1983 on consolidated accounts or any undertaking which, in the opinion of the competent authorities, effectively exercises a dominant influence over another undertaking;
‚matično podjetje‘ pomeni nadrejeno podjetje v smislu člena 1 Sedme direktive Sveta 83/349/EGS z dne 13. junija 1983 o konsolidiranih računovodskih izkazih ali vsako podjetje, ki po mnenju pristojnih organov učinkovito izvršuje prevladujoč vpliv nad drugim podjetjem;
“subsidiary undertaking” means a subsidiary undertaking as defined in Article 1 of Directive 83/349/EEC or any undertaking over which, in the opinion of the competent authorities, a parent undertaking effectively exercises a dominant influence or all subsidiaries of such subsidiary undertakings;
‚hčerinsko podjetje‘ pomeni podrejeno podjetje, kakor je opredeljeno v členu 1 Direktive 83/349/EGS ali vsako podjetje, nad katerim matično podjetje po mnenju pristojnih organov izvršuje prevladujoč vpliv, ali vsa hčerinska podjetja takih hčerinskih podjetij;
“participation” means a participation within the meaning of the first sentence of Article 17 of Fourth Council Directive 78/660/EEC of 25 July 1978 on the annual accounts of certain types of companies, or the direct or indirect ownership of 20 % or more of the voting rights or capital of an undertaking;
‚udeležba‘ pomeni udeležbo v smislu prvega stavka člena 17 Četrte direktive Sveta 78/660/EGS z dne 25. julija 1978 o letnih računovodskih izkazih posameznih vrst družb ali neposredno ali posredno lastništvo 20 % ali več glasovalnih pravic ali kapitala podjetja;
“group” means a group of undertakings which consists of a parent undertaking, its subsidiaries and the entities in which the parent undertaking or its subsidiaries hold a participation, or undertakings linked to each other by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC, including any subgroup thereof;
‚skupina‘ pomeni skupino podjetij, ki jo sestavlja matično podjetje, njegova hčerinska podjetja in subjekti, v katerih je udeleženo matično podjetje ali njegova hčerinska podjetja, ali podjetja, ki so med seboj povezana v smislu člena 12(1) Direktive 83/349/EGS, vključno z morebitnimi podskupinami;
“control” means the relationship between a parent undertaking and a subsidiary undertaking as set out in Article 1 of Directive 83/349/EEC, or a similar relationship between a natural or legal person and an undertaking;
‚nadzor‘ pomeni razmerje med matičnim in hčerinskim podjetjem, kakor je določeno v členu 1 Direktive 83/349/EGS, ali podobno razmerje med katero koli fizično ali pravno osebo in podjetjem;
“close links” means a situation in which two or more natural or legal persons are linked by control or participation, or a situation in which two or more natural or legal persons are permanently linked to the same person by a control relationship;
‚tesne povezave‘ pomenijo razmere, v katerih sta dve ali več fizičnih ali pravnih oseb povezani zaradi nadzora ali udeležbe, ali razmere, v katerih sta dve ali več fizični ali pravni osebi trajno povezani z eno in isto osebo prek nadzornega razmerja;
“financial conglomerate” means a group or subgroup, where a regulated entity is at the head of the group or subgroup, or where at least one of the subsidiaries in that group or subgroup is a regulated entity, and which meets the following conditions:
‚finančni konglomerat‘ pomeni skupino ali podskupino, kjer je regulirana oseba na čelu skupine ali podskupine, ali kadar je vsaj eno od hčerinskih podjetij v skupini ali podskupini regulirana oseba, ki izpolnjuje naslednje pogoje:
where there is a regulated entity at the head of the group or subgroup:
kadar je regulirana oseba na čelu skupine ali podskupine:
that entity is a parent undertaking of an entity in the financial sector, an entity which holds a participation in an entity in the financial sector, or an entity linked with an entity in the financial sector by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC;
je ta oseba matično podjetje osebe v finančnem sektorju, oseba, ki ima udeležbo v osebi iz finančnega sektorja, ali pa oseba, povezana z osebo iz finančnega sektorja v smislu člena 12(1) Direktive 83/349/EGS;
at least one of the entities in the group or subgroup is within the insurance sector and at least one is within the banking or investment services sector; and
najmanj ena oseba v skupini ali podskupini je v zavarovalniškem sektorju in najmanj ena je v bančnem sektorju ali v sektorju naložbenih storitev; in
the consolidated or aggregated activities of the entities in the group or subgroup within the insurance sector and of the entities within the banking and investment services sector are both significant within the meaning of Article 3(2) or (3) of this Directive; or
skupinske ali združene dejavnosti oseb v skupini ali podskupini iz zavarovalniškega sektorja in oseb iz bančnega sektorja ter sektorja naložbenih storitev so pomembne v smislu člena 3(2) ali (3) te direktive, ali
where there is no regulated entity at the head of the group or subgroup:
kadar na čelu skupine ali podskupine ni regulirana oseba:
the group’s or subgroup’s activities occur mainly in the financial sector within the meaning of Article 3(1) of this Directive;
se dejavnosti skupine ali podskupine opravljajo pretežno v finančnem sektorju v smislu člena 3(1) te direktive;
the consolidated or aggregated activities of the entities in the group or subgroup within the insurance sector and of the entities within the banking and investment services sector are both significant within the meaning of Article 3(2) or (3) of this Directive;
skupinske ali združene dejavnosti oseb v skupini ali podskupini iz zavarovalniškega sektorja in oseb iz bančnega sektorja ter sektorja naložbenih storitev so pomembne v smislu člena 3(2) ali (3) te direktive;
“mixed financial holding company” means a parent undertaking, other than a regulated entity, which, together with its subsidiaries — at least one of which is a regulated entity which has its registered office in the Union — and other entities, constitutes a financial conglomerate;
‚mešani finančni holding‘ pomeni matično podjetje, ki ni regulirana oseba in ki skupaj s svojimi hčerinskimi podjetji, od katerih je vsaj eno regulirana oseba z registriranim sedežem v Uniji, in drugimi osebami sestavlja finančni konglomerat;
“competent authorities” means the national authorities of the Member States which are empowered by law or regulation to supervise credit institutions, insurance undertakings, reinsurance undertakings, investment firms, asset management companies or alternative investment fund managers whether on an individual or group-wide basis;
‚pristojni organi‘ pomenijo nacionalne organe držav članic, ki so po zakonu ali uredbi pristojni za nadzorovanje kreditnih institucij, zavarovalnic, pozavarovalnic, investicijskih podjetij, družb za upravljanje ali upraviteljev alternativnih investicijskih skladov bodisi na ravni posameznega podjetja ali na ravni skupine;
“relevant competent authorities” means:
‚ustrezni pristojni organi‘ pomenijo: