natgillin/translations-raw huggingface dataset:
ESMA may disclose the information received from supervisory authorities of third countries only if ESMA or a competent authority has obtained the express agreement of the supervisory authority that has transmitted the information and, where applicable, the information is disclosed only for the purposes for which that supervisory authority gave its agreement or where such disclosure is necessary for legal proceedings.
ESMA lahko informacije, ki jih je prejel od nadzornih organov tretjih držav, razkrije samo, če so ESMA ali ti nadzorni organi pridobili izrecno soglasje nadzornega organa, ki je posredoval informacije, in se po potrebi informacije razkrijejo samo za namene, za katere je ta nadzorni organ dal soglasje, ali kadar je takšno razkritje potrebno za pravne postopke.
the heading of Chapter I of Title IV ‘Penalties, committee procedure and reporting’ is replaced by the heading ‘Penalties, fines, periodic penalty payments, committee procedure, delegated powers and reporting’;
Naslov poglavja I naslova IV „Kazni, postopek z odborom in poročanje“ se nadomesti z naslovom „Kazni, globe, periodične denarne kazni, postopek v odboru, prenesena pooblastila in poročanje“.
in Article 36, the first and second paragraphs are replaced by the following:
V členu 36 se prvi in drugi odstavek nadomestita z naslednjim:
‘Member States shall lay down the rules on penalties applicable to infringements of Article 4(1) and shall take all measures necessary to ensure that they are implemented.
„Države članice določijo pravila o kaznih, ki se uporabljajo za kršitve člena 4(1) in sprejmejo vse ukrepe, potrebne za zagotovitev njihovega izvajanja.
Member States shall ensure that the sectoral competent authority disclose to the public every penalty that has been imposed for infringements of Article 4(1), unless such disclosure would seriously jeopardise the financial markets or cause disproportionate damage to the parties involved.’;
Države članice zagotovijo, da pristojni področni organ javnosti razkrije vsako kazen, ki se izreče zaradi kršitev člena 4(1), razen če bi takšno razkritje resno ogrozilo finančne trge ali povzročilo nesorazmerno škodo vpletenim stranem.“
Where, in accordance with Article 23e(5), ESMA's Board of Supervisors finds that a credit rating agency has, intentionally or negligently, committed one of the infringements listed in Annex III, it shall adopt a decision imposing a fine in accordance with paragraph 2.
Kadar v skladu s členom 23e(5) odbor nadzornikov ESMA ugotovi, da je bonitetna agencija namerno ali iz malomarnosti zagrešila katero od kršitev iz Priloge III, sprejme odločitev o naložitvi globe v skladu z odstavkom 2.
An infringement by a credit rating agency shall be considered to have been committed intentionally if ESMA finds objective factors which demonstrate that the credit rating agency or its senior management acted deliberately to commit the infringement.
Kršitev bonitetne agencije bo obravnavana kot namerna v primeru, da ESMA odkrije objektivna dejstva, ki dokazujejo, da je bonitetna agencija ali njeno poslovodstvo namerno storilo kršitev.
The basic amount of the fines referred to in paragraph 1 shall be included within the following limits:
Osnovni zneski glob iz odstavka 1 so vključeni v naslednjih mejnih vrednostih:
for infringements referred to in points 1 to 5, 11 to 15, 19, 20, 23, 28, 30, 32, 33, 35, 41, 43, 50 and 51 of Section I of Annex III, the fines shall amount to at least EUR 500000 and shall not exceed EUR 750000;
za kršitve iz točk 1 do 5, 11 do 15, 19, 20, 23, 28, 30, 32, 33, 35, 41, 43, 50 in 51 oddelka I Priloge III globe znašajo najmanj 500000 EUR in največ 750000 EUR;
for the infringements referred to in points 6 to 8, 16 to 18, 21, 22, 24, 25, 27, 29, 31, 34, 37 to 40, 42, 45 to 47, 48, 49, 52 and 54 of Section I of Annex III, the fines shall amount to at least EUR 300000 and shall not exceed EUR 450000;
za kršitve iz točk 6 do 8, 16 do 18, 21, 22, 24, 25, 27, 29, 31, 34, 37 do 40, 42, 45 do 47, 48, 49, 52 in 54 oddelka I Priloge III globe znašajo najmanj 300000 EUR in največ 450000 EUR;
for the infringements referred to in points 9, 10, 26, 36, 44 and 53 of Section I of Annex III, the fines shall amount to at least EUR 100000 and shall not exceed EUR 200000;
za kršitve iz točk 9, 10, 26, 36, 44 in 53 oddelka I Priloge III globe znašajo najmanj 100000 EUR in največ 200000 EUR;
for the infringements referred to in points 1, 6, 7 and 8 of Section II of Annex III, the fines shall amount to at least EUR 50000 and shall not exceed EUR 150000;
za kršitve iz točk 1, 6, 7 in 8 oddelka II Priloge III globe znašajo najmanj 50000 EUR in največ 150000 EUR;
for the infringements referred to in points 2, 4 and 5 of Section II of Annex III, the fines shall amount to at least EUR 25000 and shall not exceed EUR 75000;
za kršitve iz točk 2, 4 in 5 oddelka II Priloge III globe znašajo najmanj 25000 EUR in največ 75000 EUR;
for the infringements referred to in point 3 of Section II of Annex III, the fines shall amount to at least EUR 10000 and shall not exceed EUR 50000;
za kršitve iz točke 3 oddelka II Priloge III globe znašajo najmanj 10000 EUR in največ 50000 EUR;
for the infringements referred to in points 1 to 3 and 11 of Section III of Annex III, the fines shall amount to at least EUR 150000 and shall not exceed EUR 300000;
za kršitve iz točk 1 do 3 in 11 oddelka III Priloge III globe znašajo najmanj 150000 EUR in največ 300000 EUR;
for the infringements referred to in points 4, 6, 8 and 10 of Section III of Annex III, the fines shall amount to at least EUR 90000 and shall not exceed EUR 200000;
za kršitve iz točk 4, 6, 8 in 10 oddelka III Priloge III globe znašajo najmanj 90000 EUR in največ 200000 EUR;
for the infringements referred to in points 5, 7 and 9 of Section III of Annex III, the fines shall amount to at least EUR 40000 and shall not exceed EUR 100000.
za kršitve iz točk 5, 7 in 9 oddelka III Priloge III globe znašajo najmanj 40000 EUR in največ 100000 EUR;
In order to decide whether the basic amount of the fines should be set at the lower, the middle or the higher end of the limits set out in the first subparagraph, ESMA shall have regard to the annual turnover in the preceding business year of the credit rating agency concerned.
ESMA pri odločanju o nižji, srednji ali višji vrednosti osnovnega zneska glob, določenih v prvem pododstavku, upošteva letni promet preteklega poslovnega leta zadevne bonitetne agencije.
The basic amount shall be at the lower end of the limit for credit rating agencies whose annual turnover is below EUR 10 million, the middle of the limit for the credit rating agencies whose annual turnover is between EUR 10 and 50 million and the higher end of the limit for the credit rating agencies whose annual turnover is higher than EUR 50 million.
Nižja vrednost osnovnega zneska velja za bonitetne agencije z letnim prometom pod 10 milijoni EUR, srednja vrednost velja za bonitetne agencije z letnim prometom med 10 in 50 milijoni EUR, višja vrednost pa za bonitetne agencije z letnim prometom nad 50 milijoni EUR.
The basic amounts defined within the limits set out in paragraph 2 shall be adjusted, if need be, by taking into account aggravating or mitigating factors in accordance with the relevant coefficients set out in Annex IV.
Osnovni zneski, določeni v mejnih vrednostih iz odstavka 2, se po potrebi prilagodijo ob upoštevanju oteževalnih ali olajševalnih dejavnikov v skladu z zadevnimi koeficienti iz Priloge IV.
The relevant aggravating coefficient shall be applied one by one to the basic amount.
Zadevni oteževalni koeficient se uporablja za vsak posamezen osnovni znesek.
If more than one aggravating coefficient is applicable, the difference between the basic amount and the amount resulting from the application of each individual aggravating coefficient shall be added to the basic amount.
Če se uporabi več kot en oteževalni koeficient se razlika med osnovnim zneskom in zneskom po uporabi vsakega posameznega oteževalnega koeficienta doda osnovnemu znesku.
The relevant mitigating coefficient shall be applied one by one to the basic amount.
Zadevni olajševalni koeficient se uporablja za vsak posamezen osnovni znesek.
If more than one mitigating coefficient is applicable, the difference between the basic amount and the amount resulting from the application of each individual mitigating coefficient shall be subtracted from the basic amount.
Če se uporabi več kot en olajševalni koeficient, se razlika med osnovnim zneskom in zneskom po uporabi vsakega posameznega olajševalnega koeficienta odšteje od osnovnega zneska.
Notwithstanding paragraphs 2 and 3, the fine shall not exceed 20 % of the annual turnover of the credit rating agency concerned in the preceding business year and, where the credit rating agency has directly or indirectly benefitted financially from the infringement, the fine shall be at least equal to that financial benefit.
Ne glede na odstavka 2 in 3 globa ne sme presegati 20 % letnega prometa zadevne bonitetne agencije v preteklem poslovnem letu; če pa je bonitetna agencija imela neposredne ali posredne finančne koristi zaradi kršitve, je globa najmanj enaka tem finančnim koristim.
Where an act or omission of a credit rating agency constitutes more than one infringement listed in Annex III, only the higher fine calculated in accordance with paragraphs 2 and 3 and related to one of those infringements shall apply.
Kadar neko dejanje ali opustitev dejanja bonitetne agencije šteje za več kot eno kršitev s seznama v Prilogi III, se uporabi le višja globa, izračunana v skladu z odstavkoma 2 in 3 ter povezana z eno od teh kršitev.
Periodic penalty payments
Periodične denarne kazni
ESMA's Board of Supervisors shall by decision impose a periodic penalty payment in order to compel:
Odbor nadzornikov ESMA naloži periodične denarne kazni z odločitvijo, da se:
a credit rating agency to put an end to an infringement, in accordance with a decision taken pursuant to point (d) of Article 24(1);
bonitetno agencijo prisili, da preneha s kršitvijo v skladu z odločitvijo, ki je bila sprejeta v skladu s točko (d) člena 24(1);
a person referred to in Article 23b(1) to supply complete information which has been required by a decision pursuant to Article 23b;
osebo iz člena 23b(1) prisili k predložitvi popolnih informacij, ki se jih je zahtevalo z odločitvijo v skladu s členom 23b;
a person referred to in Article 23b(1) to submit to an investigation and in particular to produce complete records, data, procedures or any other material required and to complete and correct other information provided in an investigation launched by a decision taken pursuant to Article 23c;
osebo iz člena 23b(1) prisili k privolitvi v preiskavo in zlasti k predložitvi popolne evidence, podatkov, postopkov ali drugega potrebnega materiala ter k dopolnitvi in popravku drugih informacij, podanih v preiskavi, ki se je začela na podlagi odločitve, sprejete v skladu s členom 23c;
a person referred to in Article 23b(1) to submit to an on-site inspection ordered by a decision taken pursuant to Article 23d.
osebo iz člena 23b(1) prisili k privolitvi v inšpekcijski pregled na kraju samem, odrejen z odločitvijo v skladu s členom 23d.
A periodic penalty payment shall be effective and proportionate.
Te periodične denarne kazni morajo biti učinkovite in sorazmerne.
The periodic penalty payment shall be imposed on a daily basis until the credit rating agency or person concerned complies with the relevant decision referred to in paragraph 1.
Periodične denarne kazni se naložijo na dnevni osnovi dokler zadevna bonitetna agencija ali zadevna oseba ne izpolnjuje ustrezne odločitve iz odstavka 1.
Notwithstanding paragraph 2, the amount of a periodic penalty payment shall be 3 % of the average daily turnover in the preceding business year or, in the case of natural persons, 2 % of the average daily income in the preceding calendar year.
Ne glede na odstavek 2 znesek periodičnih denarnih kazni ustreza 3 % povprečnega dnevnega prometa v preteklem poslovnem letu ali, v primeru fizičnih oseb, 2 % povprečnega dnevnega dohodka v preteklem koledarskem letu.
It shall be calculated from the date stipulated in the decision imposing the periodic penalty payment.
Zneski se računajo od datuma, določenega v odločitvi, s katero se naloži periodična denarna kazen.
A periodic penalty payment may be imposed for a period of no more than six months following the notification of ESMA's decision.
Periodične denarne kazni se lahko naložijo za obdobje do šestih mesecev po uradnem obvestilu o odločitvi ESMA.
Hearing of the persons subject to the proceedings
Zaslišanje oseb, ki so v postopku
Before taking any decision imposing a fine and/or periodic penalty payment under Article 36a or points (a) to (d) of Article 36b(1), ESMA's Board of Supervisors shall give the persons subject to the proceedings the opportunity to be heard on ESMA's findings.
Preden odbor nadzornikov ESMA sprejme odločitev o naložitvi globe in/ali periodične denarne kazni v skladu s členom 36a ali točkami (a) do (d) člena 36b(1), osebam, ki so v postopku, omogoči, da podajo izjavo o ugotovitvah ESMA.
The right of access to the file shall not extend to confidential information or internal preparatory documents of ESMA.
Pravica dostopa do spisa ne velja za zaupne informacije ali notranje pripravljalne dokumente ESMA.
Article 36d
Člen 36d
Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
Razkritje, narava, izvršitev in dodelitev glob in periodičnih denarnih kazni
ESMA shall disclose to the public every fine and periodic penalty payment that has been imposed pursuant to Articles 36a and 36b, unless such disclosure to the public would seriously jeopardise the financial markets or cause disproportionate damage to the parties involved.
ESMA javnosti razkrije vse globe in periodične denarne kazni, ki jih je naložil v skladu s členoma 36a in 36b, razen če bi takšno razkritje javnosti resno ogrozilo finančne trge ali povzročilo nesorazmerno škodo vpletenim stranem.
Fines and periodic penalty payments imposed pursuant to Articles 36a and 36b shall be of an administrative nature.
Globe in periodične denarne kazni, naložene v skladu s členoma 36a in 36b, so upravne narave.
Fines and periodic penalty payments imposed pursuant to Articles 36a and 36b shall be enforceable.
Globe in periodične denarne kazni, naložene v skladu s členoma 36a in 36b, so izvršljive.
The order for its enforcement shall be appended to the decision without other formality than verification of the authenticity of the decision by the authority which the government of each Member State shall designate for that purpose and shall make known to ESMA and to the Court of Justice of the European Union.
Organ, ki ga v ta namen določi vlada vsake od držav članic ter o tem obvesti ESMA in Sodišče Evropske unije, priloži odločitvi potrdilo o njeni izvršljivosti, pri čemer ni potrebna nobena druga formalnost razen overovitve verodostojnosti odločitve.
When those formalities have been completed on application by the party concerned, the latter may proceed to enforcement in accordance with the national law, by bringing the matter directly before the competent body.
Ko so te formalnosti na zahtevo zadevne stranke izpolnjene, lahko ta preide k izvršbi v skladu z nacionalnim pravom, tako da zadevo predloži neposredno pristojnim organom.
However, the courts of the Member State concerned shall have jurisdiction over complaints that enforcement is being carried out in an irregular manner.
Vendar so za nadzor nad pravilnostjo izvršilnih dejanj pristojna sodišča zadevne države.
The amounts of the fines and periodic penalty payments shall be allocated to the general budget of the European Union.
Zneski glob in periodičnih denarnih kazni se dodelijo splošnemu proračunu Evropske unije.
Article 36e
Člen 36e
Review by the Court of Justice of the European Union
Preverjanje Sodišča Evropske unije
The Court of Justice of the European Union shall have unlimited jurisdiction to review decisions whereby ESMA has imposed a fine or a periodic penalty payment.
Sodišče Evropske unije ima neomejeno pristojnost do preuči odločitve, s katerimi je ESMA naložil globo ali periodično denarno kazen.
It may annul, reduce or increase the fine or periodic penalty payment imposed.’;
Naloženo globo ali periodično denarno kazen lahko razveljavi, zniža ali zviša.“
Article 37 is replaced by the following:
Člen 37 se nadomesti z:
In order to take account of developments, including international developments, on financial markets, in particular in relation to new financial instruments, the Commission may adopt, by means of delegated acts in accordance with Article 38a and subject to the conditions of Articles 38b and 38c, measures to amend the Annexes, excluding Annex III.’;
Za upoštevanje razvoja na finančnih trgih, vključno z mednarodnim razvojem, zlasti kar zadeva nove finančne instrumente, lahko Komisija z delegiranimi akti v skladu s členom 38a ter pod pogoji iz členov 38b in 38c sprejme ukrepe za spremembo prilog, razen Priloge III.“
in Article 38, paragraph 2 is deleted;
V členu 38 se črta odstavek 2.
The power to adopt delegated acts referred to in the third subparagraph of Article 5(6), Article 19(2), Article 23e(7) and Article 37 shall be conferred on the Commission for a period of four years from 1 June 2011.
Pooblastilo za sprejemanje delegiranih aktov iz tretjega pododstavka člena 5(6), člena 19(2), člena 23e(7) in člena 37 se prenese na Komisijo za obdobje štirih let od 1. junija 2011.
The Commission shall draw up a report in respect of the delegated power at the latest six months before the end of the four-year period.
Komisija pripravi poročilo o pooblastilu najpozneje šest mesecev pred koncem štiriletnega obdobja.
The delegation of power shall be automatically extended for periods of an identical duration, unless the European Parliament or the Council revokes it in accordance with Article 38b.
Prenos pooblastila se samodejno podaljša za enako obdobje, razen če Evropski parlament ali Svet pooblastilo prekliče v skladu s členom 38b.
The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in Articles 38b and 38c.
Pooblastilo za sprejemanje delegiranih aktov je preneseno na Komisijo pod pogoji, določenimi v členih 38b in 38c.
Article 38b
Člen 38b
The delegation of power referred to in the third subparagraph of Article 5(6), Article 19(2), Article 23e(7) and Article 37 may be revoked at any time by the European Parliament or by the Council.
Pooblastilo iz tretjega pododstavka člena 5(6), člena 19(2), člena 23e(7) in člena 37 lahko kadar koli prekliče Evropski parlament ali Svet.
The institution which has commenced an internal procedure for deciding whether to revoke the delegation of power shall endeavour to inform the other institution and the Commission within a reasonable time before the final decision is taken, indicating the delegated power which could be subject to revocation.
Institucija, ki je začela notranji postopek o morebitnem preklicu pooblastila, si prizadeva o tem obvestiti drugo institucijo in Komisijo v razumnem roku pred sprejetjem končne odločitve ter pri tem navede pooblastila, ki bi bila lahko preklicana, in možne razloge za preklic.
The decision of revocation shall put an end to the delegation of the power specified in that decision.
Z odločitvijo o preklicu preneha veljati pooblastilo, navedeno v tej odločitvi.
Article 38c
Člen 38c
The European Parliament or the Council may object to a delegated act within a period of three months from the date of notification.
1. Evropski parlament ali Svet lahko nasprotuje delegiranemu aktu v treh mesecih od datuma uradnega obvestila.
At the initiative of the European Parliament or the Council that period shall be extended by three months.
Na pobudo Evropskega parlamenta ali Sveta se navedeni rok podaljša za tri mesece.
In accordance with Article 296 of the Treaty on the Functioning of the European Union, the institution which objects shall state the reasons for objecting to the delegated act.’;
V skladu s členom 296 Pogodbe o delovanju Evropske unije institucija, ki nasprotuje delegiranemu aktu, navede razloge za nasprotovanje.“
By 1 July 2011, the Commission shall, in the light of developments in the regulatory and supervisory framework for credit rating agencies in third countries, present a report to the European Parliament and to the Council concerning the effects of those developments and of the transitional provisions referred to in Article 40 on the stability of financial markets in the Union.’;
Komisija do 1. julija 2011 ob upoštevanju razvoja regulativnega in nadzornega okvira za bonitetne agencije v tretjih državah Evropskemu parlamentu in Svetu predloži poročilo o vplivih tega razvoja in prehodnih določb iz člena 40 na stabilnost finančnih trgov v Uniji.“
Report by ESMA
Poročilo ESMA
By 31 December 2011, ESMA shall assess the staffing and resources needs arising from the assumption of its powers and duties in accordance with this Regulation and submit a report to the European Parliament, the Council and the Commission.’;
ESMA do 31. decembra 2011 oceni potrebe osebja in sredstev, ki izhajajo iz prevzema njegovih pristojnosti in dolžnosti v skladu s to uredbo, in predloži poročilo Evropskemu parlamentu, Svetu in Komisiji.“
in Article 40, the third paragraph is replaced by the following:
V členu 40 se tretji odstavek nadomesti z naslednjim:
‘Existing credit rating agencies may continue issuing credit ratings which may be used for regulatory purposes by the financial institutions and other entities referred to in Article 4(1) unless registration is refused.
„Obstoječe bonitetne agencije lahko še naprej izdajajo bonitetne ocene, ki jih finančne institucije in drugi subjekti iz člena 4(1) uporabljajo za regulatorne namene, razen če je bila registracija zavrnjena.
Where registration is refused, Article 24(4) and (5) shall apply.’;
V primeru zavrnitve registracije se uporablja člen 24(4) in (5).“
‘Article 40a
„Člen 40a
Transitional measures related to ESMA
Prehodni ukrepi v zvezi z ESMA
All competences and duties related to the supervisory and enforcement activity in the field of credit rating agencies, which were conferred on the competent authorities, whether acting as competent authorities of the home Member State or not, and on colleges where those have been established, shall be terminated on 1 July 2011.
Vse pristojnosti in dolžnosti, ki so bile podeljene pristojnim organom, v zvezi z nadzorno in izvršilno dejavnostjo na področju bonitetnih agencij, ne glede na to ali delujejo kot pristojni organi matične države članice ali ne, in kolegijem, če so bili ustanovljeni, se zaključijo s 1. julijem 2011.
However, an application for registration that has been received by the competent authorities of the home Member State or the relevant college by 7 September 2010 shall not be transferred to ESMA, and the decision to register or refuse registration shall be taken by those authorities and the relevant college.
Vendar pa se vloga za registracijo, ki so jo pristojni organi matične države članice ali ustrezni kolegij prejeli do 7. septembra 2010, ne prenese na ESMA in odločitev o registraciji ali zavrnitvi registracije sprejmejo ti organi oziroma ustrezni kolegij.
Without prejudice to the second subparagraph of paragraph 1, any files and working documents related to the supervisory and enforcement activity in the field of credit rating agencies, including any ongoing examinations and enforcement actions, or certified copies thereof, shall be taken over by ESMA on the date as referred to in paragraph 1.
Brez poseganja v drugi pododstavek odstavka 1 vse datoteke in delovne dokumente ali njihove overjene kopije v zvezi z nadzorno in izvršilno dejavnostjo na področju bonitetnih agencij, vključno z vsemi pregledi v teku in izvršilnimi ukrepi, prevzame ESMA na datum iz odstavka 1.