natgillin/translations-raw huggingface dataset:
In accordance with Article 9 of Regulation (EU) No 1095/2010, ESMA may, where all the conditions in paragraph 5 are met, request the competent authority or competent authorities to take any of the following measures, as appropriate:
V skladu s členom 9 Uredbe (EU) št. 1095/2010, lahko ESMA kadar sta izpolnjena pogoja iz odstavka 5, od pristojnega organa ali organov zahteva, da po potrebi sprejmejo katerega od naslednjih ukrepov:
prohibit the marketing in the Union of units or shares of AIFs managed by non-EU AIFMs or of non-EU AIFs managed by EU AIFMs without the authorisation required in Article 37 or without the notification required in Articles 35, 39 and 40 or without being allowed to do so by the relevant Member States in accordance with Article 42;
prepoved trženja v Uniji enot ali deležev AIS, ki jih upravljajo ne-EU UAIS, ali ne-EU AIS, ki jih upravljajo EU UAIS brez dovoljenja, ki se ga zahteva v členu 37, ali brez uradnega obvestila, ki se ga zahteva v členih 35, 39 in 40, oziroma če jim zadevne države članice tega ne dovolijo v skladu s členom 42;
impose restrictions on non-EU AIFMs relating to the management of an AIF in case of excessive concentration of risk in a specific market on a cross-border basis;
uvedba omejitev za ne-EU UAIS, ki se nanašajo na upravljanje AIS v primeru prevelike koncentracije tveganja na specifičnem trgu v čezmejnem smislu;
impose restrictions on non-EU AIFMs relating to the management of an AIF where its activities potentially constitute an important source of counterparty risk to a credit institution or other systemically relevant institutions.
uvedba omejitev za ne-EU UAIS, ki se nanašajo na upravljanje AIS, kadar bi lahko njihove dejavnosti potencialno pomenile pomemben vir tveganja izpostavljenosti nasprotne stranke do kreditne institucije ali drugih sistemsko pomembnih institucij.
ESMA may take a decision under paragraph 4 and subject to the requirements set out in paragraph 6 if both of the following conditions are met:
ESMA lahko v skladu z odstavkom 4 odloča ob upoštevanju zahtev iz odstavka 6, če sta izpolnjena oba naslednja pogoja:
a substantial threat exists, originating or aggravated by the activities of AIFMs, to the orderly functioning and integrity of the financial market or to the stability of the whole or a part of the financial system in the Union and there are cross border implications; and
obstaja velika nevarnost, ki izhaja iz dejavnosti UAIS ali so jo te poslabšale, za pravilno delovanje in integriteto finančnih trgov ali za stabilnost enega dela ali celotnega finančnega sistema v Uniji in bi to imelo čezmejne posledice; in
the relevant competent authority or competent authorities have not taken measures to address the threat or the measures that have been taken do not sufficiently address the threat.
ustrezni pristojni organ ali pristojni organi niso sprejeli ukrepov, s katerimi bi odpravili nevarnost, ali pa sprejeti ukrepi ne zadostujejo.
The measures taken by the competent authority or competent authorities pursuant to paragraph 4 shall:
Ukrepi, ki jih je sprejel pristojni organ ali pristojni organi v skladu z odstavkom 4:
effectively address the threat to the orderly functioning and the integrity of the financial market or to the stability of the whole or a part of the financial system in the Union or significantly improve the ability of competent authorities to monitor the threat;
učinkovito obravnavajo nevarnost za pravilno delovanje in integriteto finančnega trga ali za stabilnost enega dela ali celotnega finančnega sistema v Uniji ali bistveno izboljšujejo sposobnost pristojnih organov, da to nevarnost spremljajo;
not create a risk of regulatory arbitrage;
ne ustvarjajo tveganj regulativne arbitraže;
not have a detrimental effect on the efficiency of the financial markets, including reducing liquidity in those markets or creating uncertainty for market participants, in a way that is disproportionate to the benefits of the measures.
nimajo negativnega vpliva na učinkovitost finančnih trgov, vključno z zmanjšanjem likvidnosti na teh trgih in ustvarjanjem negotovosti za udeležence na trgu, na način, ki ne bi bil sorazmeren s koristmi teh ukrepov.
Before requesting the competent authority to take or renew any measure referred to in paragraph 4, ESMA shall consult, where appropriate, the ESRB and other relevant authorities.
Preden ESMA od pristojnega organa zahteva, da sprejme ali obnovi katerega od ukrepov iz odstavka 4, se po potrebi posvetuje z ESRB in drugimi ustreznimi organi.
ESMA shall notify the competent authorities of the Member State of reference of the non-EU AIFM and the competent authorities of the host Member States of the non-EU AIFM concerned of the decision to request the competent authority or competent authorities to impose or renew any measure referred to in paragraph 4.
ESMA uradno obvesti pristojne organe referenčne države članice ne-EU UAIS in pristojne organe države članice gostiteljice zadevnega ne-EU UAIS o odločitvi, da bo od pristojnega organa ali pristojnih organov zahtevala uvedbo ali obnovitev katerega od ukrepov iz odstavka 4.
The notification shall at least specify the following details:
V uradnem obvestilu navede zlasti naslednje podatke:
the AIFM and the activities to which the measures apply and their duration;
UAIS in dejavnosti, na katere se ukrepi nanašajo, ter njihovo trajanje;
the reasons why ESMA is of the opinion that it is necessary to impose the measures in accordance with the conditions and requirements set out in this Article, including the evidence in support of those reasons.
razloge, zakaj ESMA meni, da je treba uvesti ukrepe v skladu z zgoraj določenimi pogoji in zahtevami, vključno z dokazi, s katerimi podpre te razloge.
ESMA shall review its measures referred to in paragraph 4 at appropriate intervals and in any event at least every 3 months.
ESMA v primernih časovnih presledkih in v vsakem primeru vsake tri mesece pregleda ukrepe, ki so jih pristojni organ ali pristojni organi uvedli v skladu z odstavkom 4.
If a measure is not renewed after that 3-month period, it shall automatically expire.
Če se ukrepa ne obnovi po trimesečnem obdobju, ta samodejno preneha veljati.
Paragraphs 5 to 8 shall apply to a renewal of measures.
Odstavki 5 do 8 se uporabljajo za obnovitev ukrepov.
The competent authorities of the Member State of reference of the non-EU AIFM concerned may request ESMA to reconsider its decision.
Pristojni organi referenčne države članice zadevnega ne-EU UAIS lahko pozovejo ESMA, naj ponovno preuči svojo odločitev.
The procedure set out in the second subparagraph of Article 44(1) of Regulation (EU) No 1095/2010 shall apply.
Uporabi se postopek, določen v drugem pododstavku člena 44(1) Uredbe (EU) št. 1095/2010.
Administrative penalties
Upravne kazni
Without prejudice to the procedures for the withdrawal of authorisation or to the right of Member States to impose criminal penalties, Member States shall ensure, in accordance with their national law, that the appropriate administrative measures can be taken or administrative penalties be imposed against the persons responsible where the provisions adopted in the implementation of this Directive have not been complied with.
Brez poseganja v postopke za odvzem dovoljenja ali pravico držav članic, da naložijo kazni, države članice v skladu s svojim nacionalnim pravnim redom zagotovijo, da se lahko proti odgovornim osebam sprejmejo ustrezni administrativni ukrepi ali se jim naložijo upravne kazni, če ne izpolnjujejo določb, sprejetih pri izvajanju te direktive.
Member States shall provide that the competent authorities may disclose to the public any measure or penalty that will be imposed for infringement of the provisions adopted in the implementation of this Directive, unless such disclosure would seriously jeopardise the financial markets, be detrimental to the interests of the investors or cause disproportionate damage to the parties involved.
Države članice zagotovijo, da lahko pristojni organi javnost obvestijo o vseh ukrepih ali kaznih, ki bodo naložene zaradi kršitev določb, sprejetih zaradi izvajanja te direktive, razen če bi taka objava resno ogrozila finančne trge, škodovala interesom vlagateljev ali povzročila nesorazmerno škodo udeleženim stranem.
ESMA shall draw up an annual report on the application of administrative measures and imposition of penalties in the case of breaches of the provisions adopted in the implementation of this Directive in the different Member States.
ESMA pripravi letno poročilo o uporabi upravnih ukrepov in naložitvi kazni v primeru kršenja določb, sprejetih v različnih državah članicah zaradi izvajanja te direktive.
Competent authorities shall provide ESMA with the necessary information for that purpose.
Pristojni organi v ta namen ESMA posredujejo potrebne informacije.
The competent authorities shall give written reasons for any decision to refuse or withdraw authorisation of AIFMs to manage and/or market AIFs, or any negative decision taken in the implementation of the measures adopted in application of this Directive, and communicate them to applicants.
Pristojni organi v pisni obliki navedejo razloge za vsako odločitev o zavrnitvi ali preklicu dovoljenja UAIS za upravljanje in/ali trženje AIS in vsako negativno odločitev pri izvajanju ukrepov, sprejetih pri uporabi te direktive, ter jih posredujejo vložnikom.
Member States shall provide that any decision taken under laws, regulations or administrative provisions adopted in accordance with this Directive is properly reasoned and is the subject of the right of appeal to the courts.
Države članice zagotovijo, da so vse odločitve, sprejete v skladu z zakoni ali drugimi predpisi, sprejetimi v skladu s to direktivo, ustrezno obrazložene in da v zvezi z njimi velja pravica do pritožbe na sodiščih.
That right to appeal to the courts shall apply also where, in respect of an application for authorisation which provides all the information required, no decision is taken within 6 months of the submission of the application.
Pravica do pritožbe na sodiščih se uporablja tudi, če v šestih mesecih po predložitvi zahteve za pridobitev dovoljenja, v katerem so navedene vse potrebne informacije, ni sprejeta nobena odločitev v zvezi z njim.
Cooperation between different competent authorities
Sodelovanje med različnimi pristojnimi organi
The competent authorities of the Member States shall cooperate with each other and with ESMA and the ESRB whenever necessary for the purpose of carrying out their duties under this Directive or of exercising their powers under this Directive or under national law.
Pristojni organi držav članic sodelujejo med seboj, z ESMA ter ESRB, kadar koli je to potrebno za namen opravljanja njihovih dolžnosti v skladu s to direktivo ali izvajanja njihovih pooblastil iz te direktive ali iz nacionalne zakonodaje.
Member States shall facilitate the cooperation provided for in this Section.
Države članice spodbujajo sodelovanje, predvideno v tem oddelku.
Competent authorities shall use their powers for the purpose of cooperation, even in cases where the conduct under investigation does not constitute an infringement of any regulation in force in their own Member State.
Pristojni organi lahko uporabijo svoja pooblastila, da omogočijo sodelovanje tudi v primerih, ko preiskovano ravnanje ne predstavlja kršitve predpisov, ki veljajo v zadevni državi članici.
The competent authorities of the Member States shall immediately supply one another and ESMA with the information required for the purposes of carrying out their duties under this Directive.
Pristojni organi držav članic drug drugemu ter ESMA nemudoma posredujejo informacije, potrebne za izvajanje njihovih dolžnosti po tej direktivi.
The competent authorities of the home Member State shall forward a copy of the relevant cooperation arrangements entered into by them in accordance with Article 35, 37 and/or 40 to the host Member States of the AIFM concerned.
Pristojni organi matične države članice državi članici gostiteljici zadevnega UAIS posredujejo kopijo ustreznih dogovorov o sodelovanju, ki so jih sprejeli v skladu s členi 35, 37 in/ali 40.
The competent authorities of the home Member State shall, in accordance with procedures relating to the applicable regulatory technical standards referred to in Article 35(14), Article 37(17) or Article 40(14), forward the information received from third-country supervisory authorities in accordance with cooperation arrangements with such supervisory authorities in respect of an AIFM, or, where relevant, pursuant to Article 45(6) or (7), to the competent authorities of host Member State of the AIFM concerned.
Pristojni organi matične države članice v skladu s postopki, določenimi v veljavnih regulativnih tehničnih standardih iz člena 35(14), člena 37(17) ali člena 40(14), informacije o UAIS, ki so jih v skladu z dogovori o sodelovanju s temi nadzornimi organi, ali v skladu s členom 45(6) ali (7), prejeli od nadzornih organov tretjih držav, posredujejo pristojnim organom države članice gostiteljice zadevnega UAIS.
Where a competent authority of a host Member State considers that the contents of the cooperation arrangement entered into by the home Member State of the AIFM concerned in accordance with Article 35, 37 and/or 40 does not comply with what is required pursuant to the applicable regulatory technical standards, the competent authorities concerned may refer the matter to the ESMA which may act in accordance with the powers conferred on it under Article 19 of Regulation (EU) No 1095/2010.
Kadar pristojni organ države članice gostiteljice meni, da vsebina dogovora o sodelovanju, ki ga je sklenila matična država članica zadevnega UAIS v skladu s členom 35, 37 oziroma 40, ni v skladu s tem, kar se zahteva na podlagi veljavnih regulativnih tehničnih standardov, lahko zadevni pristojni organi zadevo predložijo ESMA, ki lahko ukrepa v skladu s pooblastili, ki so mu bila podeljena na podlagi člena 19 Uredbe (EU) št. 1095/2010.
Where the competent authorities of one Member State have clear and demonstrable grounds to suspect that acts contrary to this Directive are being or have been carried out by an AIFM not subject to supervision of those competent authorities, they shall notify ESMA and the competent authorities of the home and host Member States of the AIFM concerned thereof in as specific a manner as possible.
Če imajo pristojni organi ene od držav članic utemeljene in dokazljive razloge za sum, da prihaja ali je prihajalo do dejanj UAIS, ki niso pod nadzorom teh pristojnih organov in so v nasprotju s to direktivo, o tem kar se da podrobno in uradno obvestijo ESMA ter pristojne organe matične države članice in države članice gostiteljice zadevnega UAIS.
The recipient authorities shall take appropriate action, shall inform ESMA and the notifying competent authorities of the outcome of that action and, to the extent possible, of significant interim developments.
Organi, ki prejmejo to obvestilo, ustrezno ukrepajo ter ESMA in pristojne organe, ki so to obvestilo poslali, obvestijo o izidu ukrepanja in, kolikor mogoče, o pomembnih vmesnih dogodkih.
This paragraph shall be without prejudice to the competences of the notifying competent authority.
Ta odstavek ne posega v pooblastila pristojnega organa, ki je poslal to obvestilo.
In order to ensure uniform application of this Directive concerning the exchange of information, ESMA may develop draft implementing technical standards to determine the conditions of application with regard to the procedures for exchange of information between competent authorities and between the competent authorities and ESMA.
Za zagotovitev enotne uporabe te direktive v zvezi z izmenjavo podatkov lahko ESMA pripravi osnutke izvedbenih tehničnih standardov, da se določijo pogoji uporabe v zvezi s postopki izmenjave podatkov med pristojnimi organi ter med pristojnimi organi in ESMA.
Transfer and retention of personal data
Prenos in hranjenje osebnih podatkov
With regard to transfer of personal data between competent authorities, competent authorities shall apply Directive 95/46/EC.
V zvezi s prenosom osebnih podatkov med pristojnimi organi se uporablja Direktiva 95/46/ES.
With regard to transfer of personal data by ESMA to the competent authorities of a Member State or of a third country, ESMA shall comply with Regulation (EC) No 45/2001.
ESMA pri posredovanju osebnih podatkov pristojnim organom držav članic ali tretjih držav ravna v skladu z Uredbo (ES) št. 45/2001.
Data shall be retained for a maximum period of 5 years.
Podatki se hranijo največ pet let.
Disclosure of information to third countries
Razkrivanje informacij tretjim državam
The competent authority of a Member State may transfer to a third country data and the analysis of data on a case-by-case basis where the conditions laid down in Article 25 or 26 of Directive 95/46/EC are met and where the competent authority of the Member State is satisfied that the transfer is necessary for the purpose of this Directive.
Pristojni organ države članice lahko tretji državi posreduje podatke in analizo podatkov, za vsak primer posebej, če so izpolnjeni pogoji iz člena 25 ali 26 Direktive 95/46/ES, in pristojni organ države članice je prepričan, da je prenos potreben za namene te direktive.
The third country shall not transfer the data to another third country without the express written authorisation of the competent authority of the Member State.
Tretja država ne posreduje podatkov drugi tretji državi brez izrecnega pisnega soglasja pristojnega organa države članice.
The competent authority of a Member State shall only disclose information received from a competent authority of another Member State to a supervisory authority of a third country where the competent authority of the Member State concerned has obtained express agreement of the competent authority which transmitted the information and, where applicable, the information is disclosed solely for the purposes for which that competent authority gave its agreement.
Pristojni organ države članice razkrije informacije, ki jih je prejel od pristojnega organa druge države članice, nadzornemu organu tretje države samo, če je pristojni organ zadevne države članice pridobil izrecno soglasje pristojnega organa, ki je posredoval informacije, in če se informacije razkrivajo izključno za namene, s katerimi je navedeni pristojni organ soglašal.
Exchange of information relating to the potential systemic consequences of AIFM activity
Izmenjava informacij v zvezi z morebitnimi sistemskimi posledicami dejavnosti UAIS
The competent authorities of the Member States responsible for the authorisation and/or supervision of AIFMs under this Directive shall communicate information to the competent authorities of other Member States where this is relevant for monitoring and responding to the potential implications of the activities of individual AIFMs or AIFMs collectively for the stability of systemically relevant financial institutions and the orderly functioning of markets on which AIFMs are active.
Pristojni organi držav članic, odgovorni za izdajo dovoljenja in/ali nadzor nad UAIS po tej direktivi, sporočijo informacije pristojnim organom drugih držav članic, kadar je to pomembno za spremljanje in odzivanje na potencialne posledice dejavnosti posameznih UAIS ali vseh UAIS za stabilnost sistemsko pomembnih finančnih institucij in za pravilno delovanje trgov, na katerih so UAIS dejavni.
ESMA and the ESRB shall also be informed and shall forward this information to the competent authorities of the other Member States.
Obveščena sta tudi ESMA in ESRB, ki pošljeta te informacije pristojnim organom ostalih držav članic.
Subject to the conditions laid down in Article 35 of Regulation (EU) No 1095/2010, aggregated information relating to the activities of AIFMs under their responsibility shall be communicated by the competent authorities of the AIFM to ESMA and the ESRB.
Pristojni organi v skladu s pogoji iz člena 35 Uredbe (ES) št. 1095/2010 zbrane podatke v zvezi z dejavnostmi UAIS, za katere so pristojni, posredujejo ESMA ter ESRB.
The Commission shall adopt, by means of delegated acts in accordance with Article 56 and subject to the conditions of Articles 57 and 58, measures specifying the content of the information to be exchanged pursuant to paragraph 1.
Komisija v skladu s členom 56 ter pod pogoji iz členov 57 in 58 z delegiranimi akti sprejme ukrepe, ki podrobneje opredeljujejo vsebino informacij, ki se izmenjajo v skladu z odstavkom 1.
The Commission shall adopt implementing acts specifying the modalities and frequency of the information to be exchanged pursuant to paragraph 1.
Komisija sprejme izvedbene prepise, ki opredeljujejo načine in pogostost izmenjave informacij v skladu z odstavkom 1.
Cooperation in supervisory activities
Sodelovanje pri nadzornih dejavnostih
The competent authorities of one Member State may request the cooperation of the competent authorities of another Member State in a supervisory activity or for an on-the-spot verification or in an investigation in the territory of the latter within the framework of their powers pursuant to this Directive.
Pristojni organi države članice lahko zahtevajo sodelovanje pristojnih organov druge države članice, in sicer pri nadzornih dejavnostih ali pri preverjanju na kraju samem ali preiskavi na ozemlju te druge države članice, in sicer v okviru pooblastil, ki jim jih podeljuje ta direktiva.
Where the competent authorities receive a request with respect to an on-the-spot verification or an investigation, it shall perform one of the following:
Če pristojni organi prejmejo zahtevo v zvezi s preverjanjem na kraju samem ali preiskavo, izvedejo naslednje:
carry out the verification or investigation itself;
sami opravijo preverjanje ali preiskavo;
allow the requesting authority to carry out the verification or investigation;
organu, ki da zahtevo, omogočijo opravljanje preverjanja ali preiskave;
allow auditors or experts to carry out the verification or investigation.
revizorjem ali izvedencem omogočijo, da opravijo preverjanje ali preiskavo.
In the case referred to in point (a) of paragraph 1 the competent authority of the Member State which has requested cooperation may ask that members of its own personnel assist the personnel carrying out the verification or investigation.
V primeru iz točke (a) odstavka 1 lahko pristojni organ države članice, ki je zahteval sodelovanje, zaprosi, da člani njegovega osebja nudijo pomoč osebju, ki izvaja preverjanje ali preiskavo.
The verification or investigation shall, however, be the subject of the overall control of the Member State on whose territory it is conducted.
Preverjanje ali preiskava je pod celotnim nadzorom države članice, na katere ozemlju se izvaja.
In the case referred to in point (b) of paragraph 1 the competent authority of the Member State on whose territory the verification or investigation is carried out may request that members of its own personnel assist the personnel carrying out the verification or investigation.
V primeru iz točke (b) odstavka 1 lahko pristojni organ države članice, na ozemlju katere se izvaja preverjanje ali preiskava, zahteva, da so člani njegovega osebja v pomoč osebju, ki izvaja preverjanje ali preiskavo.
Competent authorities may refuse to exchange information or to act on a request for cooperation in carrying out an investigation or on-the-spot verification only in the following cases:
Pristojni organi lahko zavrnejo izmenjavo informacij ali se ne odzovejo na zahtevo po sodelovanju pri izvajanju preiskave ali preverjanja na kraju samem samo v naslednjih primerih:
the investigation, on-the-spot verification or exchange of information might adversely affect the sovereignty, security or public order of the Member State addressed;
bi lahko preiskava, preverjanje na kraju samem ali izmenjava informacij škodljivo vplivali na suverenost, varnost ali javni red naslovljene države članice;
judicial proceedings have already been initiated in respect of the same actions and the same persons before the authorities of the Member State addressed;
so bili pred organi naslovljene države članice že sproženi sodni postopki v zvezi z istimi dejanji in osebami;