natgillin/translations-raw huggingface dataset:
The rights of defence of the persons concerned shall be fully respected during investigations under this Article.
V preiskavi iz tega člena se v celoti upošteva pravica zadevnih oseb do obrambe.
When submitting the file with his findings to ESMA's Board of Supervisors, the investigating officer shall notify that fact to the persons subject to investigation.
Ko preiskovalni uradnik predloži spis s svojimi ugotovitvami odboru nadzornikov ESMA, o tem uradno obvesti preiskovane osebe.
The persons subject to investigation shall be entitled to have access to the file, subject to the legitimate interest of other persons in the protection of their business secrets.
Tem se zagotovi pravica do vpogleda v spis ob upoštevanju upravičenega interesa drugih oseb glede varstva poslovnih skrivnosti.
The right of access to the file shall not extend to confidential information affecting third parties.
Pravica do vpogleda v spis ne zajema zaupnih podatkov, ki se nanašajo na tretje osebe.
On the basis of the file containing the investigating officer's findings and, when requested by the persons concerned, after having heard the persons subject to investigation in accordance with Articles 25 and 36c, ESMA's Board of Supervisors shall decide if one or more of the infringements listed in Annex III has been committed by the persons who have been subject to investigation, and in such case, shall take a supervisory measure in accordance with Article 24 and impose a fine in accordance with Article 36a.
Odbor nadzornikov ESMA na podlagi spisa z ugotovitvami preiskovalnega uradnika in potem ko v skladu s členoma 25 in 36c preiskovane osebe zasliši, če tako zahtevajo, odloči, ali so te preiskovane osebe storile eno ali več kršitev s seznama v Prilogi III, in v tem primeru sprejme nadzorni ukrep v skladu s členom 24 ter naloži globo v skladu s členom 36a.
The investigating officer shall not participate in the deliberations of ESMA's Board of Supervisors or in any other way intervene in the decision-making process of ESMA's Board of Supervisors.
Preiskovalni uradnik ne sodeluje pri posvetovanjih odbora nadzornikov ESMA niti na noben drug način ne posega v proces odločanja tega odbora.
The Commission shall adopt further rules of procedure for the exercise of the power to impose fines or periodic penalty payments, including provisions on rights of defence, temporal provisions, and the collection of fines or periodic penalty payments, and shall adopt detailed rules on the limitation periods for the imposition and enforcement of penalties.
Komisija sprejme nadaljnja postopkovna pravila v zvezi z izvajanjem pooblastil za nalaganje glob ali periodičnih denarnih kazni, vključno z določbami glede pravice do obrambe, začasnimi določbami in pobiranjem glob ali periodičnih denarnih kazni, sprejme tudi podrobna pravila glede rokov zastaranja za naložitev in izvrševanje kazni.
The rules referred to in the first subparagraph shall be adopted by means of delegated acts in accordance with Article 38a and subject to the conditions of Articles 38b and 38c.
Pravila iz prvega pododstavka se sprejmejo z delegiranimi akti v skladu s členom 38a in ob upoštevanju pogojev iz členov 38b in 38c.
ESMA shall refer matters for criminal prosecution to the relevant national authorities where, in carrying out its duties under this Regulation, it finds that there are serious indications of the possible existence of facts liable to constitute criminal offences.
ESMA ustreznim nacionalnim organom predloži zadeve za kazenski pregon, če pri opravljanju svojih nalog po tej uredbi ugotovi, da obstajajo tehtni znaki možnega obstoja dejstev, ki bi pomenila obstoj kaznivega dejanja.
In addition, ESMA shall refrain from imposing fines or periodic penalty payments where a prior acquittal or conviction arising from identical facts, or from facts which are substantially the same, has acquired the force of res judicata as the result of criminal proceedings under national law.
Poleg tega ESMA ne nalaga glob ali periodičnih denarnih kazni, kadar je predhodna oprostilna sodba ali obsodba, izhajajoča iz identičnega ali skoraj identičnega dejanskega stanja, postala pravnomočna v kazenskem postopku po nacionalnem pravu.
Supervisory measures by ESMA
Nadzorni ukrepi ESMA
Where, in accordance with Article 23e(5), ESMA's Board of Supervisors finds that a credit rating agency has committed one of the infringements listed in Annex III, it shall take one or more of the following decisions:
Če odbor nadzornikov ESMA v skladu s členom 23e(5) ugotovi, da je bonitetna agencija zagrešila eno od kršitev navedenih na seznamu v Prilogi III, sprejme eno ali več od naslednjih odločitev:
withdraw the registration of the credit rating agency;
razveljavi registracijo te bonitetne agencije;
temporarily prohibit the credit rating agency from issuing credit ratings with effect throughout the Union, until the infringement has been brought to an end;
začasno prepove izdajanje bonitetnih ocen tej bonitetni agenciji v vsej Uniji, dokler se kršitev ne odpravi;
suspend the use, for regulatory purposes, of the credit ratings issued by the credit rating agency with effect throughout the Union, until the infringement has been brought to an end;
prekliče uporabo bonitetnih ocen, ki jih je izdala ta bonitetna agencija, v regulatorne namene, v vsej Uniji, dokler se kršitev ne odpravi;
require the credit rating agency to bring the infringement to an end;
zahteva, da bonitetna agencija odpravi kršitev;
issue public notices.
izda javna obvestila.
When taking the decisions referred to in paragraph 1, ESMA's Board of Supervisors shall take into account the nature and seriousness of the infringement, having regard to the following criteria:
Pri sprejemanju odločitev iz odstavka 1 odbor nadzornikov ESMA upošteva naravo in resnost kršitve, ob upoštevanju spodnjih meril:
the duration and frequency of the infringement;
trajanje in pogostost kršitve;
whether the infringement has revealed serious or systemic weaknesses in the undertaking's procedures or in its management systems or internal controls;
ali je kršitev razkrila resno ali sistemsko slabost v postopkih podjetja ali v njegovih sistemih za upravljanje ali v notranjem nadzoru;
whether financial crime was facilitated, occasioned or otherwise attributable to the infringement;
ali je kršitev omogočil, povzročil ali drugače spremljal finančni kriminal;
whether the infringement has been committed intentionally or negligently.
ali je bila kršitev namerna ali je do nje prišlo iz malomarnosti.
Before taking the decisions referred to in points (a), (b) and (c) of paragraph 1, ESMA's Board of Supervisors shall inform EBA and EIOPA thereof.
Odbor nadzornikov ESMA pred sprejetjem odločitve iz točk (a), (b) in (c) odstavka 1 o njih obvesti EBA in EIOPA.
Credit ratings may continue to be used for regulatory purposes following the adoption of the decisions referred to in points (a) and (c) of paragraph 1 during a period not exceeding:
Bonitetne ocene se lahko v regulatorne namene še naprej uporabljajo po sprejetju odločitev iz točk (a) in (c) odstavka 1 v obdobju, ki ne presega:
10 working days from the date ESMA's decision is made public under paragraph 5 if there are credit ratings of the same financial instrument or entity issued by other credit rating agencies registered under this Regulation; or
desetih delovnih dni od objave odločitve ESMA v skladu z odstavkom 5, če obstajajo bonitetne ocene za isti finančni instrument ali subjekt, ki so jih izdale druge bonitetne agencije, registrirane v skladu s to uredbo, ali
three months from the date ESMA's decision is made public under paragraph 5 if there are no credit ratings of the same financial instrument or entity issued by other credit rating agencies registered under this Regulation.
treh mesecev od objave odločitve ESMA v skladu z odstavkom 5, če ni bonitetnih ocen za isti finančni instrument ali subjekt, ki so jih izdale druge bonitetne agencije, registrirane v skladu s to uredbo.
ESMA's Board of Supervisors may extend, including following a request by EBA or EIOPA, the period referred to in point (b) of the first subparagraph by three months in exceptional circumstances relating to the potential for market disruption or financial instability.
Odbor nadzornikov ESMA lahko tudi na prošnjo EBA ali EIOPA v izjemnih okoliščinah, ki bi lahko povzročile motnje na trgu ali ogrozile finančno stabilnost, obdobje iz točke (b) prvega pododstavka podaljša za nadaljnje tri mesece.
Without undue delay, ESMA's Board of Supervisors shall notify any decision adopted pursuant to paragraph 1 to the credit rating agency concerned and shall communicate any such decision to the competent authorities and the sectoral competent authorities, the Commission, EBA and EIOPA.
Odbor nadzornikov ESMA nemudoma uradno obvesti zadevno bonitetno agencijo o vseh odločitvah, sprejetih v skladu z odstavkom 1 ter jih posreduje pristojnim organom, področnim pristojnim organom, Komisiji ter EBA in EIOPA.
It shall make public any such decision on its website within 10 working days from the date when it was adopted.
Vse odločitve javno objavi na svoji spletni strani v 10 delovnih dneh od datuma sprejetja.
When making public its decision as referred to in the first subparagraph, ESMA's Board of Supervisors shall also make public the right for the credit rating agency concerned to appeal the decision, the fact, where relevant, that such an appeal has been lodged, specifying that such an appeal does not have suspensive effect, and the fact that it is possible for the Board of Appeal to suspend the application of the contested decision in accordance with Article 60(3) of Regulation (EU) No 1095/2010.
Pri objavi svoje odločitve v skladu s prvim pododstavkom odbor nadzornikov ESMA objavi tudi pravico zadevne bonitetne agencije, da se pritoži na odločitev, in po potrebi dejstvo, da je bila pritožba tudi vložena, pri tem pa navede, da pritožba nima odložilnega učinka, in dejstvo, da obstaja možnost, da odbor za pritožbe lahko odloži izvajanje sporne odločitve v skladu s členom 60(3) Uredbe (EU) št.1095/2010.
Hearing of the persons concerned
Zaslišanje zadevnih oseb
Before taking any decision under Article 24(1), ESMA's Board of Supervisors shall give the persons subject to the proceedings the opportunity to be heard on ESMA's findings.
Pred sprejetjem odločitev v skladu s členom 24(1) nadzorni odbor ESMA preiskovanim osebam omogoči, da podajo izjavo o ugotovitvah ESMA.
ESMA's Board of Supervisors shall base its decisions only on findings on which the persons subject to the proceedings have had the opportunity to comment.
Odločitve odbora nadzornikov ESMA temeljijo samo na ugotovitvah, h katerim so osebe, ki so v postopku imele priložnost dati pripombe.
The first subparagraph shall not apply if urgent action is needed in order to prevent significant and imminent damage to the financial system.
Prvi pododstavek se ne uporablja, če so potrebni nujni ukrepi, da se prepreči večja neposredna škoda finančnega sistema.
In such a case ESMA's Board of Supervisors may adopt an interim decision and shall give the persons concerned the opportunity to be heard as soon as possible after taking its decision.
V tem primeru lahko nadzorni odbor ESMA sprejme začasne odločitve in zadevnim osebam omogoči, da podajo izjavo takoj, ko je to možno po sprejetju odločitve.
The rights of defence of the persons subject to the proceedings shall be fully respected during the proceedings.
Med postopkom se v celoti spoštuje pravica oseb, ki so v postopku, do obrambe.
They shall be entitled to have access to ESMA's file, subject to the legitimate interest of other persons in the protection of their business secrets.
Osebam je zagotovljena pravica do vpogleda v spis ESMA, ob upoštevanju upravičenega interesa drugih oseb za varstvo poslovnih skrivnosti.
The right of access to the file shall not extend to confidential information.
Pravica do vpogleda v spis ne zajema zaupnih informacij.
Sectoral competent authorities responsible for the supervision and enforcement of Article 4(1) (the use of credit ratings)
Pristojni področni organi, odgovorni za nadzor in uveljavitev člena 4(1) (uporaba bonitetnih ocen)
The sectoral competent authorities shall be responsible for the supervision and enforcement of Article 4(1) in accordance with the relevant sectoral legislation.
Pristojni področni organi so odgovorni za nadzor in izvajanje člena 4(1) v skladu z ustrezno področno zakonodajo.
COOPERATION BETWEEN ESMA, COMPETENT AUTHORITIES AND SECTORAL COMPETENT AUTHORITIES
SODELOVANJE MED ESMA, PRISTOJNIMI ORGANI IN PRISTOJNIMI PODROČNIMI ORGANI
ESMA, EBA, EIOPA, the competent authorities and the sectoral competent authorities shall cooperate where it is necessary for the purposes of this Regulation and for those of the relevant sectoral legislation.
ESMA, EBA, EIOPA, pristojni organi in pristojni področni organi sodelujejo, kadar je to potrebno za namene te uredbe in za namene ustrezne področne zakonodaje.
ESMA, the competent authorities, and the sectoral competent authorities shall, without undue delay, supply each other with the information required for the purposes of carrying out their duties under this Regulation and under the relevant sectoral legislation.
ESMA, pristojni organi in pristojni področni organi si brez odlašanja izmenjajo informacije, potrebne za opravljanje dolžnosti, ki jih imajo po tej uredbi in po ustrezni področni zakonodaji.
ESMA may transmit to the central banks, the European System of Central Banks and the European Central Bank, in their capacity as monetary authorities, to the European Systemic Risk Board and, where appropriate, to other public authorities responsible for overseeing payment and settlement systems, confidential information intended for the performance of their tasks.
ESMA lahko centralnim bankam, Evropskemu sistemu centralnih bank in Evropski centralni banki kot monetarnim oblastem, Evropskemu odboru za sistemska tveganja ter, kjer je to primerno, drugim javnim organom, odgovornim za nadzor nad plačilnimi sistemi in sistemi poravnave, posreduje zaupne informacije, ki so namenjene opravljanju njihovih nalog.
Similarly, such authorities or bodies shall not be prevented from communicating to ESMA information that ESMA may need in order to carry out its duties under this Regulation.’;
Prav tako se takšnim organom ali telesom ne prepreči, da ESMA posredujejo informacije, ki jih ta utegne potrebovati za opravljanje svojih nalog v skladu s to uredbo.“
Articles 28 and 29 are deleted;
Člena 28 in 29 se črtata.
Articles 30, 31 and 32 are replaced by the following:
Členi 30, 31 in 32 se nadomestijo z naslednjim:
Delegation of tasks by ESMA to competent authorities
Prenos nalog ESMA na pristojne organe
Where it is necessary for the proper performance of a supervisory task, ESMA may delegate specific supervisory tasks to the competent authority of a Member State in accordance with the guidelines issued by ESMA pursuant to Article 21(2).
Kadar je to potrebno za pravilno opravljanje nadzorne naloge, lahko ESMA določene nadzorne naloge prenese na pristojni organ države članice v skladu s smernicami, ki jih izda ESMA na podlagi člena 21(2).
Such specific supervisory tasks may, in particular, include the power to request information in accordance with Article 23b and to conduct investigations and on-site inspections in accordance with Article 23d(6).
Te posebne nadzorne naloge lahko zlasti vključujejo pristojnost zahtevati informacije v skladu s členom 23b in izvajanja preiskav in inšpekcijskih pregledov na kraju samem v skladu s členom 23d(6).
Prior to the delegation of a task, ESMA shall consult the relevant competent authority.
Pred prenosom nalog se ESMA posvetuje z ustreznim pristojnim organom.
Such consultation shall concern:
Takšno posvetovanje zadeva:
the scope of the task to be delegated;
obseg naloge, ki bo prenesena;
the timetable for the performance of the task to be delegated; and
časovni okvir za opravljanje naloge, ki bo prenesena; ter
the transmission of necessary information by and to ESMA.
prenos potrebnih informacij s strani ESMA in ESMA.
In accordance with the regulation on fees to be adopted by the Commission pursuant to Article 19(2), ESMA shall reimburse a competent authority for the costs incurred as a result of carrying out delegated tasks.
V skladu z uredbo o pristojbinah in taksah, ki jo Komisija sprejme v skladu s členom 19(2), ESMA pristojnemu organu povrne stroške, ki nastanejo zaradi opravljanja prenesenih nalog.
ESMA shall review the delegation referred to in paragraph 1 at appropriate intervals.
ESMA pregleda prenos iz odstavka 1 v ustreznih časovnih presledkih.
A delegation of tasks may be revoked at any time.
Prenos nalog se lahko kadar koli prekliče.
A delegation of tasks shall not affect the responsibility of ESMA and shall not limit ESMA's ability to conduct and oversee the delegated activity.
Prenos nalog ne vpliva na odgovornost ESMA in ne omejuje možnosti ESMA za vodenje in nadziranje prenesene dejavnosti.
Supervisory responsibilities under this Regulation, including registration decisions, final assessments and follow-up decisions concerning infringements, shall not be delegated.
Nadzorna odgovornost iz te uredbe, vključno z odločitvijo o registraciji, končno oceno in nadaljnjimi odločitvami v zvezi s kršitvami, se ne prenesejo.
Notifications and suspension requests by competent authorities
Obvestila in zahteve za preklic pristojnih organov
Where a competent authority of a Member State finds that acts contrary to this Regulation are being, or have been, carried out on the territory of its own or of another Member State, it shall give notice of that fact in as specific a manner as possible to ESMA.
Če pristojni organ države članice ugotovi, da se na ozemlju njegove ali druge države članice izvajajo ali so bila izvedena dejanja v nasprotju s to uredbo, o tem čim bolj podrobno obvesti ESMA.
Where the competent authority considers it appropriate for investigatory purposes, the competent authority may also suggest to ESMA that it assess the need to use the powers under Articles 23b and 23c in relation to the credit rating agency involved in those acts.
Če pristojni organ meni, da je to primerno za preiskovalne namene, lahko pristojni organ ESMA tudi predlaga, da oceni potrebo po uporabi pristojnosti iz členov 23b in 23c glede bonitetne agencije, ki pri teh dejanjih sodeluje.
ESMA shall take appropriate action.
ESMA ustrezno ukrepa.
It shall inform the notifying competent authority of the outcome and, as far as possible, of any significant interim developments.
Pristojnemu organu, ki poda uradno obvestilo ESMA, sporoči rezultat in po možnosti vse pomembne vmesne dogodke.
Without prejudice to the duty to notify set out in paragraph 1, where the notifying competent authority of a Member State considers that a registered credit rating agency, whose credit ratings are used within the territory of that Member State, breaches the obligations arising from this Regulation and the infringements are sufficiently serious and persistent to have a significant impact on the protection of investors or on the stability of the financial system in that Member State, the notifying competent authority may request that ESMA suspend the use, for regulatory purposes, of credit ratings of the credit rating agency concerned by the financial institutions and other entities referred to in Article 4(1).
Brez poseganja v dolžnost obveščanja iz odstavka 1, če pristojni organ države članice, ki poda uradno obvestilo, meni, da registrirana bonitetna agencija, katere bonitetne ocene se uporabljajo na ozemlju te države članice, krši obveznosti iz te uredbe in da so kršitve dovolj resne in stalne, da znatno vplivajo na varstvo vlagateljev ali na stabilnost finančnega sistema v tej državi članici, lahko pristojni organ, ki poda uradno obvestilo, od ESMA zahteva, da v regulatorne namene začasno prekliče uporabo bonitetnih ocen zadevne bonitetne agencije s strani finančnih institucij in drugih subjektov iz člena 4(1).
The notifying competent authority shall provide ESMA with full reasons for its request.
Pristojni organ, ki poda uradno obvestilo, ESMA navede popolne razloge za zahtevo.
Where ESMA considers that the request is not justified, it shall inform the notifying competent authority in writing, setting out the reasons.
Če ESMA meni, da zahteva ni upravičena, o tem v pisni obliki z opredelitvijo razlogov obvesti pristojni organ, ki je podal uradno obvestilo.
Where ESMA considers that the request is justified, it shall take the appropriate measures to resolve the issue.
Če ESMA meni, da je zahteva upravičena, sprejme ustrezne ukrepe za rešitev tega vprašanja.
The obligation of professional secrecy shall apply to ESMA, the competent authorities, and all persons who work or who have worked for ESMA, for the competent authorities or for any other person to whom ESMA has delegated tasks, including auditors and experts contracted by ESMA.
Obveznost varovanja poslovne skrivnosti se uporablja za ESMA, pristojne organe in za vse osebe, ki delajo ali so delale pri ESMA, pristojnih organih ali pri kateri koli drugi osebi, na katero je ESMA prenesel naloge, vključno z revizorji in strokovnjaki, ki jih je ESMA pogodbeno zaposlil.
Information covered by professional secrecy shall not be disclosed to another person or authority except where such disclosure is necessary for legal proceedings.
Informacije, ki so poslovna skrivnost, se ne smejo razkrivati nobeni drugi osebi ali organu, razen kadar je tako razkrivanje potrebno za pravne postopke.
All the information that, under this Regulation, is acquired by, or exchanged between, ESMA, the competent authorities, the sectoral competent authorities or other authorities and bodies referred to in Article 27(2), shall be considered confidential, except where ESMA or the competent authority or other authority or body concerned states at the time of communication that such information may be disclosed or where such disclosure is necessary for legal proceedings.’;
Vse informacije, ki jih na podlagi te uredbe pridobijo ESMA, pristojni organi, pristojni področni organi ali drugi organi in telesa iz člena 27(2) ali ki si jih medsebojno izmenjajo, se štejejo za zaupne, razen kadar ESMA ali pristojni organ ali drug zadevni organ ali telo v času njihovega posredovanja navede, da se take informacije lahko razkrijejo, ali kadar je tako razkrivanje potrebno za pravne postopke.“
Article 33 is deleted;
Člen 33 se črta.
Articles 34 and 35 are replaced by the following:
Člena 34 in 35 se nadomestita z naslednjim:
Agreement on exchange of information
Sporazum o izmenjavi informacij
ESMA may conclude cooperation agreements on exchange of information with the supervisory authorities of third countries only if the information disclosed is subject to guarantees of professional secrecy which are at least equivalent to those set out in Article 32.
ESMA lahko sklene sporazume o sodelovanju za izmenjavo informacij z nadzornimi organi tretjih držav samo, če za razkrite informacije veljajo jamstva poslovne skrivnosti, ki so najmanj enakovredna tistim iz člena 32.
Such exchange of information shall be intended for the performance of the tasks of ESMA or those supervisory authorities.
Taka izmenjava informacij je namenjena opravljanju nalog ESMA ali navedenih nadzornih organov.
With regard to transfer of personal data to a third country, ESMA shall apply Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data.Article 35
Kar zadeva posredovanje osebnih podatkov tretji državi, ESMA uporablja Uredbo (ES) št. 45/2001 Evropskega parlamenta in Sveta z dne 18. decembra 2000 o varstvu posameznikov pri obdelavi osebnih podatkov v institucijah in organih Skupnosti in o prostem pretoku takih podatkov.Člen 35
Disclosure of information from third countries
Razkrivanje informacij, prejetih od tretjih držav