natgillin/translations-raw huggingface dataset:
ESMA shall cooperate with EBA and EIOPA in performing its tasks and shall consult EBA and EIOPA before issuing and updating guidelines and submitting draft regulatory technical standards referred to in paragraphs 2, 3 and 4.
ESMA pri opravljanju svojih nalog sodeluje z EBA in EIOPA in se posvetuje z EBA in EIOPA preden izda in posodobi smernice in predloži osnutek regulativnih tehničnih standardov iz odstavkov 2, 3 in 4.
Examination of compliance with the back-testing obligation
Pregled izpolnjevanja obveznosti testiranja za nazaj
In the exercise of its ongoing supervision of credit rating agencies registered under this Regulation, ESMA shall examine regularly compliance with Article 8(3).
ESMA pri izvajanju svojega neprekinjenega nadzora nad bonitetnimi agencijami, registriranimi v skladu s to uredbo, redno pregleduje skladnost s členom 8(3).
Without prejudice to Article 23, ESMA shall also in the framework of the examination referred to in paragraph 1:
Brez poseganja v člen 23 ESMA v okviru pregleda iz odstavka 1 tudi:
verify the execution of back-testing by credit rating agencies;
preverja, ali bonitetne agencije izvajajo testiranje za nazaj,
analyse the results of that back-testing; and
analizira rezultate tovrstnega testiranja za nazaj in
verify that the credit rating agencies have processes in place to take into account the results of the back-testing in their rating methodologies.’;
preverja, da imajo bonitetne agencije na voljo postopke za upoštevanje rezultatov testiranja za nazaj v svojih ocenjevalnih metodologijah.“
Articles 23 to 27 are replaced by the following:
Členi 23 do 27 se nadomestijo z naslednjimi:
Non-interference with content of ratings or methodologies
Nevmešavanje v vsebino ocen ali metodologij
In carrying out their duties under this Regulation, ESMA, the Commission or any public authorities of a Member State shall not interfere with the content of credit ratings or methodologies.
Pri izvrševanju svojih dolžnosti na podlagi te uredbe ESMA Komisija ali kateri koli javni organi države članice ne posegajo v vsebino bonitetnih ocen ali metodologij.
Exercise of the powers referred to in Articles 23b to 23d
Izvajanje pooblastil iz členov 23b do 23d
The powers conferred on ESMA or any official of or other person authorised by ESMA by Articles 23b to 23d shall not be used to require the disclosure of information or documents which are subject to legal privilege.
Pristojnosti, ki so na ESMA ali na njegove uradnike ali na druge osebe, pooblaščene s strani ESMA, prenesene s členi 23b do 23d, se ne uporabijo za zahteve po razkritju informacij ali dokumentov, za katere velja varovanje zaupnosti.
ESMA may by simple request or by decision require credit rating agencies, persons involved in credit rating activities, rated entities and related third parties, third parties to whom the credit rating agencies have outsourced operational functions or activities and persons otherwise closely and substantially related or connected to credit rating agencies or credit rating activities to provide all information that is necessary in order to carry out its duties under this Regulation.
ESMA lahko od bonitetnih agencij, oseb, vključenih v dejavnosti bonitetnega ocenjevanja, ocenjevanih subjektov in povezanih tretjih oseb, tretjih oseb, ki so jim bonitetne agencije oddale v zunanje izvajanje nekatere operativne funkcije ali dejavnosti, in ostalih oseb, ki so na druge načine tesno in pomembno povezane z bonitetnimi agencijami ali dejavnostmi bonitetnega ocenjevanja, z enostavnim zahtevkom ali s sprejetjem odločitve zahteva, da predložijo vse informacije, ki so potrebne za izvajanje njegovih dolžnosti iz te uredbe.
When sending a simple request for information under paragraph 1, ESMA shall:
Kadar ESMA zahteva informacije iz odstavka 1 z enostavnim zahtevkom:
refer to this Article as the legal basis for the request;
se sklicuje na ta člen kot pravno podlago za zahtevek;
state the purpose of the request;
navede namen zahtevka;
specify what information is required;
opredeli, katere informacije se zahtevajo;
set a time-limit within which the information is to be provided;
določi rok, v katerem je treba informacije predložiti;
inform the person from whom the information is requested that there is no obligation to provide the information but that any reply to the request for information must not be incorrect or misleading;
obvesti osebo, od katere se te informacije zahtevajo, da informacij ni obvezana zagotoviti, da pa odgovor na zahtevek ne sme biti nepravilen ali zavajajoč;
indicate the fine provided for in Article 36a, in conjunction with point 7 of Section II of Annex III, where the answers to questions asked are incorrect or misleading.
navede globo iz člena 36a v povezavi s točko 7 oddelka II Priloge III, če so odgovori na zastavljena vprašanja nepravilni ali zavajajoči.
When requiring the supply of information under paragraph 1 by decision, ESMA shall:
Kadar ESMA zahteva informacije v skladu z odstavkom 1 s sprejetjem odločitve:
indicate the periodic penalty payments provided for in Article 36b where the production of the required information is incomplete;
navede periodične denarne kazni, določene v členu 36b za primer, če so zahtevane informacije nepopolne;
indicate the fine provided for in Article 36a, in conjunction with point 7 of Section II of Annex III, where the answers to questions asked are incorrect or misleading; and
navede globo, določeno v členu 36a v povezavi s točko 7 oddelka II Priloge III za primer, če so odgovori na zastavljena vprašanja napačni ali zavajajoči, ter
indicate the right to appeal the decision before the Board of Appeal and to have the decision reviewed by the Court of Justice of the European Union in accordance with Articles 60 and 61 of Regulation (EU) No 1095/2010.
navede pravico do pritožbe proti odločitvi pri odboru za pritožbe ter pravico, da odločitev pregleda Sodišče Evropske unije v skladu s členoma 60 in 61 Uredbe (EU) št. 1095/2010.
The persons referred to in paragraph 1 or their representatives and, in the case of legal persons or associations having no legal personality, the persons authorised to represent them by law or by their constitution, shall supply the information requested.
Osebe iz odstavka 1 ali njihovi zastopniki in, v primeru pravnih oseb ali združenj, ki nimajo pravne osebnosti, osebe, ki so z zakonom ali njihovo ustavo pooblaščene za njihovo zastopanje, zagotovijo zahtevane informacije.
Lawyers duly authorised to act may supply the information on behalf of their clients.
Te informacije lahko v imenu svojih strank zagotovijo ustrezno pooblaščeni pravni zastopniki.
The latter shall remain fully responsible if the information supplied is incomplete, incorrect or misleading.
Njihove stranke pa nosijo polno odgovornost, če so informacije nepopolne, nepravilne ali zavajajoče.
ESMA shall, without delay, send a copy of the simple request or of its decision to the competent authority of the Member State where the persons referred to in paragraph 1 who are concerned by the request for information are domiciled or established.
ESMA nemudoma posreduje kopijo enostavnega zahtevka ali sprejete odločitve pristojnemu organu države članice, kjer imajo prebivališče ali sedež osebe iz odstavka 1, na katere se nanaša zahtevek za informacije.
Article 23c
Člen 23c
General investigations
Splošne preiskave
In order to carry out its duties under this Regulation, ESMA may conduct all necessary investigations of persons referred to in Article 23b(1).
Za izvedbo svojih nalog po tej uredbi lahko ESMA izvede vse potrebne preiskave oseb iz člena 23b(1).
To that end, the officials of and other persons authorised by ESMA shall be empowered to:
V ta namen imajo uradniki in druge osebe, ki jih ESMA za to pooblasti, pristojnosti da:
examine any records, data, procedures and any other material relevant to the execution of its tasks irrespective of the medium on which they are stored;
pregledajo vso dokumentacijo, podatke, postopke in vsa druga gradiva v zvezi z izvajanjem njegovih nalog, ne glede na medij na katerem so shranjeni;
take or obtain certified copies of or extracts from such records, data, procedures and other material;
pridobijo dokumentacijo, podatke, postopke ali druga gradiva ali pridobijo njihove overjene kopije ali izpiske;
summon and ask any person referred to in Article 23b(1) or their representatives or staff for oral or written explanations on facts or documents related to the subject matter and purpose of the inspection and to record the answers;
pozovejo in zaprosijo osebe iz člena 23b(1) ali njihove zastopnike ali osebje, da o dejstvih ali dokumentih, povezanih s predmetom in namenom preiskave podajo pisno ali ustno obrazložitev ter da njihove odgovore zabeležijo;
interview any other natural or legal person who consents to be interviewed for the purpose of collecting information relating to the subject matter of an investigation;
opravijo razgovor z vsako drugo fizično ali pravno osebo, ki pristane na razgovor za namene zbiranja informacij v zvezi s predmetom preiskave;
request records of telephone and data traffic.
zahtevajo zapise o telefonskem in podatkovnem prometu.
The officials of and other persons authorised by ESMA for the purposes of the investigations referred to in paragraph 1 shall exercise their powers upon production of a written authorisation specifying the subject matter and purpose of the investigation.
Uradniki ESMA in druge osebe, ki jih ESMA pooblasti za opravljanje preiskav iz odstavka 1, pred izvajanjem svojih pristojnosti pokažejo pisno pooblastilo, ki podrobno določa predmet in namen preiskave.
That authorisation shall also indicate the periodic penalty payments provided for in Article 36b where the production of the required records, data, procedures or any other material, or the answers to questions asked of the persons referred to in Article 23b(1) are not provided or are incomplete, and the fines provided for in Article 36a, in conjunction with point 8 of Section II of Annex III, where the answers to questions asked of the persons referred to in Article 23b(1) are incorrect or misleading.
V pooblastilu so navedene tudi periodične denarne kazni, določene v členu 36b, v primeru če zahtevani zapisi, podatki, postopki ali druga gradiva ali odgovori oseb iz člena 23b(1) na zastavljena vprašanja niso predloženi ali so nepopolni, in globe, ki jih določa člen 36a v povezavi s točko 8 oddelka II Priloge III, če so odgovori oseb iz člena 23b(1) na zastavljena vprašanja nepravilni ali zavajajoči.
The persons referred to in Article 23b(1) shall submit to investigations launched on the basis of a decision of ESMA.
Osebe iz člena 23b(1) privolijo v preiskave, ki se uvedejo na podlagi sprejete odločitve ESMA.
The decision shall specify the subject matter and purpose of the investigation, the periodic penalty payments provided for in Article 36b, the legal remedies available under Regulation (EU) No 1095/2010 and the right to have the decision reviewed by the Court of Justice of the European Union.
V odločitvi so navedeni predmet in namen preiskave, periodične denarne kazni, določene v členu 36b, pravna sredstva, ki so na voljo po Uredbi (EU) št. 1095/2010, in pravica, da odločitev preuči Sodišče Evropske unije.
In good time before the investigation, ESMA shall inform the competent authority of the Member State where the investigation is to be carried out of the investigation and of the identity of the authorised persons.
ESMA pravočasno pred preiskavo obvesti pristojni organ države članice, kjer je treba opraviti preiskavo, o preiskavi in identiteti pooblaščenih oseb.
Officials of the competent authority concerned shall, upon the request of ESMA, assist those authorised persons in carrying out their duties.
Uradniki zadevnega pristojnega organa na zahtevo ESMA pomagajo pooblaščenim osebam pri izvajanju njihovih dolžnosti.
Officials of the competent authority concerned may also attend the investigations upon request.
Uradniki zadevnega pristojnega organa se lahko udeležijo preiskav na podlagi zahteve.
If a request for records of telephone or data traffic referred to in point (e) of paragraph 1 requires authorisation from a judicial authority according to national rules, such authorisation shall be applied for.
Če je za pridobitev zapisov o telefonskem in podatkovnem prometu iz točke (e) odstavka 1 po nacionalnih pravilih potrebno pooblastilo sodišča, se za takšno pooblastilo zaprosi.
Such authorisation may also be applied for as a precautionary measure.
Za tovrstno pooblastilo se lahko zaprosi tudi kot previdnostni ukrep.
Where authorisation as referred to in paragraph 5 is applied for, the national judicial authority shall control that the decision of ESMA is authentic and that the coercive measures envisaged are neither arbitrary nor excessive having regard to the subject matter of the investigations.
Kadar se zaprosi za pooblastilo iz odstavka 5, nacionalno sodišče preveri, da je odločitev ESMA verodostojna in da predvideni prisilni ukrepi glede na predmet preiskave niso niti samovoljni niti pretirani.
In its control of the proportionality of the coercive measures, the national judicial authority may ask ESMA for detailed explanations, in particular relating to the grounds ESMA has for suspecting that an infringement of this Regulation has taken place and the seriousness of the suspected infringement and the nature of the involvement of the person subject to the coercive measures.
Pri preverjanju sorazmernosti prisilnih ukrepov lahko nacionalno sodišče zaprosi ESMA za podrobna pojasnila, zlasti glede razlogov, ki jih ima ESMA za sum o kršitvi te uredbe, pa tudi na resnost domnevne kršitve in naravo vpletenosti osebe, za katero veljajo prisilni ukrepi.
However, the national judicial authority shall not review the necessity for the investigation or demand that it be provided with the information on ESMA's file.
Nacionalno sodišče pa ne sme presojati o tem, ali je bila preiskava potrebna, ali zahtevati informacij iz spisa ESMA.
The lawfulness of ESMA's decision shall be subject to review only by the Court of Justice of the European Union following the procedure set out in Regulation (EU) No 1095/2010.
Zakonitost odločitve ESMA lahko preuči le Sodišče Evropske unije v skladu s postopkom, določenim v Uredbi (EU) št. 1095/2010.
Article 23d
Člen 23d
On-site inspections
Inšpekcijski pregledi na kraju samem
In order to carry out its duties under this Regulation, ESMA may conduct all necessary on-site inspections at the business premises of the legal persons referred to in Article 23b(1).
Za izvajanje svojih dolžnosti v skladu s to uredbo lahko ESMA izvaja vse potrebne inšpekcijske preglede na kraju samem v poslovnih prostorih pravnih oseb iz člena 23b(1).
Where the proper conduct and efficiency of the inspection so require, ESMA may carry out the on-site inspection without prior announcement.
Kadar je to potrebno zaradi pravilne izvedbe in učinkovitosti pregledov, lahko ESMA izvede inšpekcijski pregled na kraju samem brez predhodne najave.
The officials of and other persons authorised by ESMA to conduct an on-site inspection may enter any business premises and land of the legal persons subject to an investigation decision adopted by ESMA and shall have all the powers stipulated in Article 23c(1).
Uradniki ESMA in druge osebe, ki jih ESMA pooblasti za izvajanje inšpekcijskih pregledov na kraju samem, lahko vstopijo v vse poslovne prostore in na zemljišče pravnih oseb, ki so predmet preiskave ob predložitvi odločitve, ki jo je sprejela ESMA, in imajo vse pristojnosti iz člena 23c(1).
They shall also have the power to seal any business premises and books or records for the period of, and to the extent necessary for, the inspection.
Imajo tudi pooblastilo, da zapečatijo vse poslovne prostore ter poslovne knjige ali dokumentacijo za obdobje in v obsegu, potrebnem za izvedbo pregleda.
The officials of and other persons authorised by ESMA to conduct an on-site inspection shall exercise their powers upon production of a written authorisation specifying the subject matter and purpose of the inspection, and the periodic penalty payments provided for in Article 36b where the persons concerned do not submit to the inspection.
Če zadevna oseba ne dovoli pregleda, uradniki ESMA in druge osebe, ki jih ESMA pooblasti za izvajanje inšpekcijskih pregledov na kraju samem, izvajajo svoje pristojnosti po predložitvi pisnega pooblastila o predmetu in namenu pregleda ter periodičnih denarnih kazni, določenih v členu 36b.
In good time before the inspection, ESMA shall give notice of the inspection to the competent authority of the Member State where it is to be conducted.
ESMA pred pregledom o njem pravočasno obvesti pristojni organ države članice, kjer se bo izvajal pregled.
The persons referred to in Article 23b(1) shall submit to on-site inspections ordered by decision of ESMA.
Osebe iz člena 23b(1) dovolijo inšpekcijske preglede na kraju samem, ki so odrejeni z odločitvijo ESMA.
The decision shall specify the subject matter and purpose of the inspection, specify the date on which it is to begin and indicate the periodic penalty payments provided for in Article 36b, the legal remedies available under Regulation (EU) No 1095/2010 as well as the right to have the decision reviewed by the Court of Justice of the European Union.
V odločitvi je določen predmet in namen pregleda ter datum začetka, navedene pa so tudi periodične denarne kazni, določene v členu 36b, pravna sredstva, ki so na razpolago v skladu z Uredbo (EU) št. 1095/2010 ter pravica, da odločitev preuči Sodišče Evropske unije.
ESMA shall take such decisions after consulting the competent authority of the Member State where the inspection is to be conducted.
ESMA to odločitev sprejme po posvetovanju s pristojnim organom države članice, v kateri bo pregled potekal.
Officials of, as well as those authorised or appointed by, the competent authority of the Member State where the inspection is to be conducted shall, upon the request of ESMA, actively assist the officials of and other persons authorised by ESMA.
Uradniki, pa tudi tisti, ki jih pooblasti ali imenuje pristojni organ države članice, v kateri se izvaja pregled, na zahtevo ESMA aktivno pomagajo uradnikom ESMA in drugim osebam, ki jih pooblasti ESMA.
To that end, they shall enjoy the powers set out in paragraph 2.
V ta namen bodo imeli pooblastila iz odstavka 2.
Officials of the competent authority of the Member State concerned may also attend the on-site inspections upon request.
Uradniki pristojnega organa zadevne države članice se lahko udeležijo inšpekcijskih pregledov na kraju samem na podlagi zahteve.
ESMA may also require competent authorities to carry out specific investigatory tasks and on-site inspections as provided for in this Article and in Article 23c(1) on its behalf.
ESMA lahko od pristojnih organov držav članic tudi zahteva, da v njegovem imenu izvedejo določene preiskave in inšpekcijske preglede na kraju samem, kot je določeno v tem členu in v členu 23c(1).
To that end, competent authorities shall enjoy the same powers as ESMA as set out in this Article and in Article 23c(1).
V ta namen imajo pristojni organi enaka pooblastila kakor ESMA, kakor so določena v tem členu in v členu 23c(1).
Where the officials of and other accompanying persons authorised by ESMA find that a person opposes an inspection ordered pursuant to this Article, the competent authority of the Member State concerned shall afford them the necessary assistance, requesting, where appropriate, the assistance of the police or of an equivalent enforcement authority, so as to enable them to conduct their on-site inspection.
Kadar uradniki ESMA in druge spremljevalne osebe, ki jih pooblasti ESMA, ugotovijo, da oseba nasprotuje pregledu, ki je bil odrejen v skladu s tem členom, jim pristojni organ zadevne države članice ponudi potrebno pomoč in po potrebi zagotovi tudi pomoč policije ali drugega enakovrednega izvršilnega organa, da se s tem omogoči izvedba inšpekcijskega pregleda na kraju samem.
If the on-site inspection provided for in paragraph 1 or the assistance provided for in paragraph 7 requires authorisation by a judicial authority according to national rules, such authorisation shall be applied for.
Če je treba za inšpekcijski pregled na kraju samem iz odstavka 1 ali za pomoč iz odstavka 7 po nacionalnih pravilih pridobiti pooblastilo sodišča, se zanj zaprosi.
Where authorisation as referred to in paragraph 8 is applied for, the national judicial authority shall control that the decision of ESMA is authentic and that the coercive measures envisaged are neither arbitrary nor excessive having regard to the subject matter of the inspection.
Kadar se zaprosi za pooblastilo iz odstavka 8, nacionalno sodišče preveri, da je odločitev ESMA verodostojna in da predvideni prisilni ukrepi glede na predmet preiskave niso niti samovoljni niti pretirani.
However, the national judicial authority shall not review the necessity for the inspection or demand to be provided with the information on ESMA's file.
Nacionalno sodišče pa ne sme presojati o tem, ali je bila preiskava potrebna, ali zahtevati informacij iz spisa ESMA.
Article 23e
Člen 23e
Procedural rules for taking supervisory measures and imposing fines
Postopkovna pravila za sprejemanje nadzornih ukrepov in nalaganje glob
Where, in carrying out its duties under this Regulation, ESMA finds that there are serious indications of the possible existence of facts liable to constitute one or more of the infringements listed in Annex III, ESMA shall appoint an independent investigating officer within ESMA to investigate the matter.
Kadar ESMA pri opravljanju svojih nalog po tej uredbi ugotovi, da obstajajo tehtni znaki možnega obstoja dejstev, ki bi lahko pomenila eno ali več od kršitev iz Priloge III, imenuje neodvisnega preiskovalnega uradnika znotraj ESMA, da zadevo razišče.
The investigating officer shall not be involved or have been involved in the direct or indirect supervision or registration process of the credit rating agency concerned and shall perform his functions independently from ESMA's Board of Supervisors.
Preiskovalni uradnik ne sodeluje pri neposrednem ali posrednem nadzoru bonitetnih agencij ali v registracijskem postopku in svoje naloge opravlja neodvisno od odbora nadzornikov ESMA.
The investigating officer shall investigate the alleged infringements, taking into account any comments submitted by the persons subject to investigation, and shall submit a complete file with his findings to ESMA's Board of Supervisors.
Preiskovalni uradnik razišče domnevne kršitve ob upoštevanju pripomb preiskovanih oseb in ves spis s svojimi ugotovitvami predloži odboru nadzornikov ESMA.
In order to carry out his tasks, the investigating officer may exercise the power to require information in accordance with Article 23b and to conduct investigations and on-site inspections in accordance with Articles 23c and 23d.
Pri opravljanju svojih nalog lahko preiskovalni uradnik uveljavlja svojo pristojnost, da zahteva informacije v skladu s členom 23b ter izvaja preiskave in inšpekcijske preglede na kraju samem v skladu s členoma 23c in 23d.
When using those powers, the investigating officer shall comply with Article 23a.
Pri izvajanju teh pristojnosti ravna v skladu s členom 23a.
Where carrying out his tasks, the investigating officer shall have access to all documents and information gathered by ESMA in its supervisory activities.
Preiskovalni uradnik ima pri opravljanju svojih nalog dostop do vseh dokumentov in informacij, ki jih je ESMA zbral pri nadzornih dejavnostih.
Upon completion of his investigation and before submitting the file with his findings to ESMA's Board of Supervisors, the investigating officer shall give the persons subject to investigation the opportunity to be heard on the matters being investigated.
Potem ko preiskovalni uradnik zaključi preiskavo in preden spis z ugotovitvami predloži odboru nadzornikov ESMA, preiskovanim osebam omogoči, da podajo izjavo v zvezi s preiskovanimi zadevami.
The investigating officer shall base his findings only on facts on which the persons subject to investigation have had the opportunity to comment.
Svoje ugotovitve utemelji le z dejstvi, glede katerih so preiskovane osebe imele priložnost dati pripombe.