natgillin/translations-raw huggingface dataset:
The Committee of European Securities Regulators, established by Commission Decision 2009/77/EC [2] has been consulted for technical advice.
Pri strokovnih vprašanjih se je posvetovalo z odborom evropskih zakonodajalcev, ustanovljenim s Sklepom Komisije 2009/77/ES [2].
NOTIFICATION PROCEDURE
POSTOPEK OBVEŠČANJA
Form and content of the notification letter
Oblika in vsebina uradnega obvestila
An undertaking for collective investment in transferable securities (UCITS) shall produce the notification letter as referred to in Article 93(1) of Directive 2009/65/EC in accordance with the model set out in Annex I to this Regulation.
Kolektivni naložbeni podjemi za vlaganja v prenosljive vrednostne papirje (KNPVP) izdelajo uradno obvestilo, kot ga določa člen 93(1) Direktive 2009/65/ES, v skladu z vzorcem iz Priloge I k tej uredbi.
Form and content of the UCITS attestation
Oblika in vsebina potrdila KNPVP
The competent authorities of the UCITS home Member State shall produce the attestation that the UCITS fulfils the conditions imposed by Directive 2009/65/EC as referred to in Article 93(3) of that Directive in accordance with the model set out in Annex II to this Regulation.
Pristojni organi matične države članice KNPVP izdelajo potrdilo, da KNPVP izpolnjuje pogoje iz Direktive 2009/65/ES, kot ga določa člen 93(3) te direktive, v skladu z vzorcem iz Priloge II k tej uredbi.
Designated e-mail address
Določeni e-naslovi
Competent authorities shall designate an e-mail address for the purpose of transmitting the documentation referred to in Article 93(3) of Directive 2009/65/EC and for the purpose of the exchange of information related to the notification procedure set out in that Article.
Pristojni organi določijo e-naslov za namene pošiljanja dokumentacije iz člena 93(3) Direktive 2009/65/ES in za namene izmenjave podatkov v zvezi s postopkom obveščanja, določenim v navedenem členu.
Competent authorities shall inform the competent authorities of other Member States of the designated e-mail address and shall ensure that any modification of that e-mail address is immediately brought to their attention.
Pristojni organi posredujejo pristojnim organom drugih držav članic določen e-naslov in takoj opozorijo na kakršne koli spremembe tega naslova.
The competent authorities of the UCITS home Member State shall transmit all documents referred to in the second subparagraph of Article 93(3) of Directive 2009/65/EC to only the designated e-mail address of the competent authorities of the Member State in which the UCITS proposes to market its units.
Pristojni organi KNPVP matične države članice pošljejo vse dokumente iz drugega pododstavka člena 93(3) Direktive 2009/65/ES samo na določen e-naslov pristojnih organov države članice, za katero je KNPVP predlagal, da bi v njej tržil svoje enote premoženja.
Competent authorities shall establish a procedure to ensure that their designated e-mail address for receiving notifications is checked each working day.
Pristojni organi vzpostavijo postopek, s katerim zagotovijo vsakodnevno preverjanje določenega e-naslova za prejemanje obvestil.
Transmission of the notification file
Pošiljanje priglasitvenega dokumenta
Competent authorities of the UCITS home Member State shall transmit the complete documentation referred to in the first and the second subparagraph of Article 93(3) of Directive 2009/65/EC to the competent authorities of a Member State in which the UCITS proposes to market its units, by e-mail.
Pristojni organi matične države članice KNPVP pošljejo po e-pošti vse dokumente iz prvega in drugega pododstavka člena 93(3) Direktive 2009/65/ES pristojnim organom države članice, za katero je KNPVP predlagal, da bi v njej tržil svoje enote premoženja.
Any attachment to the notification letter as specified in Annex I shall be listed in the e-mail and shall be provided in a format in common use that is capable of being viewed and printed.
Vse priloge k uradnemu obvestilu, kot je določeno v Prilogi I, je treba navesti v e-pošti in morajo biti v obliki, ki se splošno uporablja ter ki je primerna za ogled in tiskanje.
The transmission of the complete documentation as referred to in the second subparagraph of Article 93(3) of Directive 2009/65/EC shall not be considered as having taken place only in any of the following cases:
Pošiljanje popolne dokumentacije v skladu z drugim pododstavkom člena 93(3) Direktive 2009/65/ES se ne šteje za izvedeno samo v naslednjih primerih:
a document that has to be transmitted is missing, incomplete or is in a format other than that specified in paragraph 1;
dokument, ki ga je treba poslati, manjka, je nepopoln ali pa je v obliki, ki ni navedena v odstavku 1;
the competent authorities of the UCITS home Member State do not use the e-mail address designated by the competent authorities of the Member State in which the UCITS proposes to market its units pursuant to Article 3(1);
pristojni organi matične države članice KNPVP ne uporabljajo e-naslova, ki so ga pristojni organi države članice, za katero je KNPVP predlagal, da bi v njej tržil svoje enote premoženja, določili v skladu s členom 3(1);
the competent authorities of the UCITS home Member State have failed to transmit the complete documentation as a result of a technical failure in their electronic system.
pristojni organi matične države članice KNPVP niso poslali popolne dokumentacije zaradi tehničnih težav v njihovem elektronskem sistemu.
Competent authorities of the UCITS home Member State shall ensure that the transmission of the complete documentation as referred to in Article 93(3) of Directive 2009/65/EC has taken place before they notify the UCITS about the transmission.
Pristojni organi matične države članice KNPVP zagotovijo, da se je pošiljanje popolne dokumentacije v skladu s členom 93(3) Direktive 2009/65/ES izvedlo, preden KNPVP obvestijo o pošiljanju.
If the competent authorities of the UCITS home Member State are informed or become aware that the transmission of the complete documentation has not taken place, they shall immediately take steps to transmit the complete documentation.
Če so pristojni organi matične države članice KNPVP obveščeni ali ugotovijo, da se pošiljanje popolne dokumentacije ni izvedlo, takoj ukrepajo, da pošljejo popolno dokumentacijo.
Competent authorities may agree to replace the means by which the complete documentation referred to in the second subparagraph of Article 93(3) of Directive 2009/65/EC is transmitted by a more sophisticated method of electronic communication than e-mail, or to establish additional procedures to enhance the security of e-mails transmitted.
Pristojni organi se lahko dogovorijo za nadomestitev sredstev pošiljanja popolne dokumentacije iz drugega pododstavka člena 93(3) Direktive 2009/65/ES s kompleksnejšo metodo elektronske komunikacije, kot je e-pošta, ali pa vzpostavijo dodatne postopke, da povečajo varnost poslane e-pošte.
Any alternative method or enhanced procedure shall comply with the notification time limits set out in Chapter XI of Directive 2009/65/EC and shall not impair the ability of the UCITS to access the market of a Member State other than its home Member State.
Vsaka alternativna metoda ali izboljšan postopek mora upoštevati roke, določene v poglavju XI Direktive 2009/65/ES, in ne sme zmanjšati zmožnosti KNPVP za dostop do trga države članice, ki ni njegova matična država članica.
Receipt of the notification file
Prejem priglasitvenega dokumenta
When the competent authorities of a Member State in which a UCITS proposes to market its units receive the documentation to be transmitted to them pursuant to Article 93(3) of Directive 2009/65/EC, they shall confirm to the competent authorities of the UCITS home Member State as soon as possible, but no later than five working days from the date of the receipt of such documentation whether or not:
Ko pristojni organi države članice, za katero je KNPVP predlagal, da bi v njej tržil svoje enote premoženja, prejmejo dokumentacijo, ki jim je poslana v skladu s členom 93(3) Direktive 2009/65/ES, pristojnemu organu matične države članice KNPVP čim prej, vendar najpozneje pet delovnih dni od datuma prejema dokumentacije, potrdijo prejem ne glede na to, ali:
all attachments which have to be listed in accordance with Article 4(1) of this Regulation have been received; and
so bile prejete vse priloge, ki jih je treba navesti v skladu s členom 4(1) te uredbe, in
the documentation which have to be transmitted to them can be viewed or printed.
se lahko poslana dokumentacija gleda ali tiska.
The confirmation may be sent by e-mail to the competent authorities of the UCITS home Member State, using the address designated pursuant to Article 3(1) unless the relevant competent authorities have agreed on a more sophisticated method for the acknowledgement of receipt.
Potrdilo se lahko pristojnim organom matične države članice KNPVP pošlje po e-pošti na naslov, ki je bil določen v skladu s členom 3(1), razen če so se zadevni pristojni organi dogovorili za kompleksnejšo metodo potrjevanja prejema.
Where the competent authorities of the UCITS home Member State have not received confirmation from the competent authorities of a Member State in which the UCITS proposes to market its units within the time limits specified in paragraph 1, they shall contact the competent authorities of the Member State in which the UCITS proposes to market its units and verify that the transmission of the complete documentation has taken place.
Kadar pristojni organi matične države članice KNPVP ne prejmejo potrdila pristojnih organov države članice, za katero je KNPVP predlagal, da bi v njej tržil svoje enote premoženja, v rokih, določenih v odstavku 1, se obrnejo na pristojne organe države članice, za katero je KNPVP predlagal, da bi v njej tržil svoje enote premoženja, in preverijo, ali je bila poslana popolna dokumentacija.
SUPERVISORY COOPERATION
SODELOVANJE PRI NADZORU
Procedure for on-the-spot verifications and investigations
Postopek za preverjanja na kraju samem ali preiskave
Request for assistance for on-the-spot verifications and investigations
Zahteva za pomoč pri preverjanjih na kraju samem ali preiskavah
A competent authority intending to carry out an on-the-spot verification or investigation on the territory of another Member State (‘the requesting authority’) shall submit a written request to the competent authority of that other Member State (‘the requested authority’).
Pristojni organ, ki namerava izvesti preverjanje na kraju samem ali preiskavo na ozemlju druge države članice („organ, ki vloži zahtevo“), predloži pisno zahtevo pristojnemu organu te druge države članice („zaprošeni organ“).
The request shall contain the following:
Zahteva vsebuje naslednje:
the reasons for the request, including the legal provisions applicable in the jurisdiction of the requesting authority on which the request is based;
razlogi za zahtevo, vključno s pravnimi določbami, na katerih temelji zahteva in ki veljajo v pravnem okolju organa, ki vloži zahtevo;
the scope of the on-the-spot verification or the investigation;
obseg preverjanja na kraju samem ali preiskave;
the actions already undertaken by the requesting authority;
dejanja, ki jih je organ, ki vloži zahtevo, že izvedel;
any actions to be taken by the requested authority;
vsa dejanja, ki jih mora izvesti zaprošeni organ;
the proposed methodology of the on-the-spot verification or investigation and the requesting authority’s reasons for choosing it.
predlagana metodologija preverjanja na kraju samem ali preiskave in razlogi, zakaj jo je organ, ki vloži zahtevo, izbral.
The request shall be submitted sufficiently in advance of the on-the-spot verification or investigation.
Zahteva se vloži dovolj časa pred preverjanjem na kraju samem ali preiskavo.
Where a request for assistance for an on-the-spot verification or investigation is urgent, it may be transmitted by e-mail and subsequently confirmed in writing.
Kadar je zahteva za pomoč za preverjanje na kraju samem ali preiskavo nujna, se lahko pošlje po e-pošti in se pozneje pisno potrdi.
The requested authority shall acknowledge receipt of the request without undue delay.
Zaprošeni organ potrdi prejem zahteve brez nepotrebnega odlašanja.
The requesting authority shall make available any information that has been requested by the requested authority in order to enable the requested authority to provide the necessary assistance.
Organ, ki vloži zahtevo, da na voljo vse informacije, ki jih zahteva zaprošeni organ, da lahko zaprošeni organ zagotovi potrebno pomoč.
The requested authority shall transmit without undue delay any information and documents that are available to it as are relevant or useful to the requesting authority, in light of the reasons for and scope of the on-the-spot verification or the investigation.
Zaprošeni organ brez nepotrebnega odlašanja pošlje vse informacije in dokumente, ki so mu na voljo in ki so pomembni ali uporabni za organ, ki vloži zahtevo, glede na razloge in obseg preverjanja na kraju samem ali preiskave.
The requested authority and the requesting authority shall reassess the necessity of the on-the-spot verification and investigation in light of the documents and information transmitted pursuant to paragraph 5 or 6.
Zaprošeni organ in organ, ki vloži zahtevo, ponovno ovrednotita potrebo po preverjanju na kraju samem in preiskavi na podlagi dokumentov in informacij, poslanih v skladu z odstavkom 5 ali 6.
The requested authority shall decide whether it carries out the on-the-spot verification or investigation itself or whether it allows the requesting authority to carry out the on-the-spot verification or investigation, or whether it allows auditors or other experts to carry out the on-the-spot verification or investigation.
Zaprošeni organ se odloči, ali bo sam izvedel preverjanje na kraju samem ali preiskavo, ali bo to dovolil organu, ki vloži zahtevo, ali pa revizorjem ali drugim izvedencem.
The requested authority and the requesting authority shall agree on issues related to the allocations of costs of on-the-spot verification or investigation.
Zaprošeni organ in organ, ki vloži zahtevo, se dogovorita glede vprašanj, povezanih z dodeljevanjem stroškov preverjanja na kraju samem ali preiskave.
Carrying out of the on-the-spot verification and investigation by the requested authority
Izvajanje preverjanja na kraju samem in preiskave s strani zaprošenega organa
Where the requested authority has decided to carry out the on-the-spot verification or investigation itself, it shall do so in accordance with the procedure provided for in the law of the Member State on whose territory the on-the-spot verification or investigation is to be conducted.
Kadar se zaprošeni organ odloči, da bo sam izvedel preverjanje na kraju samem ali preiskavo, jo izvede v skladu s postopkom, predvidenem v zakonih države članice, na ozemlju katere bo izvedel preverjanje na kraju samem ali preiskavo.
Where the requesting authority has requested that its own officials accompany the officials of the requested authority carrying out the verification or investigation in accordance with Article 101(5) of Directive 2009/65/EC, the requesting authority and the requested authority shall agree on practical arrangements for such participation.
Kadar se organ, ki vloži zahtevo, odloči, da njegovi uradniki spremljajo uradnike zaprošenega organa, ki izvajajo preverjanje na kraju samem ali preiskavo, v skladu s členom 101(5) Direktive 2009/65/ES, se organ, ki vloži zahtevo, in zaprošeni organ dogovorita o praktičnih vprašanjih takšnega sodelovanja.
Carrying out of the on-the-spot verification and investigation by the requesting authority
Izvajanje preverjanja na kraju samem in preiskave s strani organa, ki vloži zahtevo
Where the requested authority has decided to allow the requesting authority to carry out the on-the-spot verification or investigation, such on-the-spot verification or investigation shall be carried out in accordance with the procedure provided for in the law of the Member State on whose territory the on-the-spot verification or investigation is to be conducted.
Kadar se zaprošeni organ odloči, da lahko preverjanje na kraju samem ali preiskavo izvede organ, ki vloži zahtevo, se to preverjanje na kraju samem ali preiskava izvede v skladu s postopkom, predvidenim v zakonih države članice, na ozemlju katere se bo izvedlo preverjanje na kraju samem ali preiskava.
Where the requested authority has decided to allow the requesting authority to carry out the on-the-spot verification or investigation, it shall provide the necessary assistance to facilitate that on-the-spot verification or investigation.
Kadar se zaprošeni organ odloči, da lahko preverjanje na kraju samem ali preiskavo izvede organ, ki vloži zahtevo, priskrbi potrebno pomoč za olajšanje preverjanja na kraju samem ali preiskave.
If the requesting authority discovers material information relevant for the discharging of duties of the requested authority during its on-the-spot verification or investigation, it shall without undue delay transmit this information to the requested authority.
Če organ, ki vloži zahtevo, med izvajanjem preverjanja na kraju samem ali preiskave odkrije pomembne informacije v zvezi z izvajanjem dolžnosti zaprošenega organa, jih brez nepotrebnega odlašanja pošlje zaprošenemu organu.
Carrying out of the on-the-spot verification and investigation by auditors or experts
Izvajanje preverjanja na kraju samem in preiskave s strani revizorjev ali izvedencev
Where the requested authority has decided to allow auditors or experts to carry out on-the-spot verification or investigation, such on-the-spot verification or investigation shall be carried out in accordance with the procedure provided for in the law of the Member State on whose territory the on-the-spot verification or investigation is to be conducted.
Kadar se zaprošeni organ odloči, da lahko preverjanje na kraju samem ali preiskavo izvedejo revizorji ali izvedenci, se to preverjanje na kraju samem ali preiskava izvede v skladu s postopkom, predvidenim v zakonih države članice, na ozemlju katere se bo izvedlo preverjanje na kraju samem ali preiskava.
Where the requested authority has decided to allow auditors or experts to carry out on-the-spot verification or investigation, it shall provide the necessary assistance to facilitate those auditors or experts in the performance of their tasks.
Kadar se zaprošeni organ odloči, da lahko preverjanje na kraju samem ali preiskavo izvedejo revizorji ali izvedenci, priskrbi potrebno pomoč, da revizorjem ali izvedencem olajša izvajanje njihovih nalog.
Where the requesting authority proposes to appoint auditors or experts, it shall transmit any relevant information on the identity and professional qualifications of such auditors or experts to the requested authority.
Kadar želi organ, ki vloži zahtevo, imenovati revizorje ali izvedence, pošlje zaprošenemu organu vse ustrezne informacije o identiteti in strokovnih kvalifikacijah revizorjev in izvedencev.
The requested authority shall promptly notify the requesting authority whether it accepts the proposed appointment.
Zaprošeni organ takoj obvesti organ, ki vloži zahtevo, ali se strinja s predlaganim imenovanjem.
Where the requested authority does not accept the proposed appointment or the requesting authority does not propose the appointment of auditors or experts, the requested authority shall have the right to propose auditors or experts.
Kadar se zaprošeni organ ne strinja s predlaganim imenovanjem, ali kadar organ, ki vloži zahtevo, ne predlaga imenovanja revizorjev ali izvedencev, ima zaprošeni organ pravico predlagati revizorje ali izvedence.
Where the requested authority and the requesting authority do not agree on the appointment of auditors or experts, the requested authority shall decide whether it carries out the on-the-spot verification or investigation itself or whether it allows the requesting authority to carry out the on-the-spot verification or investigation.
Kadar se zaprošeni organ in organ, ki vloži zahtevo, ne strinjata glede imenovanja revizorjev ali izvedencev, se zaprošeni organ odloči, ali bo sam izvedel preverjanje na kraju samem ali preiskavo, ali bo to dovolil organu, ki vloži zahtevo.
Unless the requested authority and the requesting authority otherwise agree, the authority that has proposed the appointed auditors or experts, shall bear the relevant costs.
Zadevne stroške nosi organ, ki je predlagal imenovane revizorje ali izvedence, razen če se zaprošeni organ in organ, ki vloži zahtevo, ne dogovorita drugače.
If, whilst carrying out on-the-spot verification or investigation the auditors or experts discover material information relevant for the discharging of duties of the requested authority, they shall transmit this information promptly to the requested authority.
Če revizorji ali izvedenci med izvajanjem preverjanja na kraju samem ali preiskave odkrijejo pomembne informacije v zvezi z izvajanjem dolžnosti zaprošenega organa, jih takoj pošljejo zaprošenemu organu.
Requests for assistance in interviews with persons situated in another Member State
Zahteva za pomoč pri pogovorih z osebami v drugi državi članici
Where the requesting authority considers it necessary to conduct interviews with persons situated in the territory of another Member State, it shall submit a written request to the competent authorities of that other Member State.
Kadar se organu, ki vloži zahtevo, zdi potrebno, da se pogovori z osebami v drugi državi članici, vloži pisno zahtevo pri pristojnem organu te druge države članice.
the scope of the interviews;
obseg pogovorov;
the proposed methodology to be used in the interviews and the requesting authority’s reasons for choosing it.
predlagana metodologija, ki se uporabi pri pogovorih, in razlogi, zakaj jo je organ, ki vloži zahtevo, izbral.
The request shall be submitted sufficiently in advance of the interviews.
Zahteva se vloži dovolj časa pred pogovorom.
Where a request for assistance for conducting interviews with persons situated in the territory of another Member State is urgent, it may be transmitted by e-mail and subsequently confirmed in writing.
Če je zahteva za pomoč pri pogovoru z osebami v drugi državi članici nujna, se lahko pošlje po e-pošti in se pozneje pisno potrdi.
The requested authority shall transmit without undue delay any information and documents that are available to it as are relevant or useful to the requesting authority, in light of the reasons for and scope of the interviews.
Zaprošeni organ brez nepotrebnega odlašanja pošlje vse informacije in dokumente, ki so mu na voljo in ki so pomembni ali uporabni za organ, ki vloži zahtevo, glede na razloge in obseg pogovorov.
The requested authority and the requesting authority shall reassess the need for conducting interviews in light of the documents and information transmitted pursuant to paragraph 6 or 7.
Zaprošeni organ in organ, ki vloži zahtevo, ponovno ovrednotita potrebo po izvajanju pogovorov na podlagi dokumentov in informacij, poslanih v skladu z odstavkom 6 ali 7.
The requested authority shall decide whether it conducts the interviews itself or whether it allows the requesting authority to conduct the interviews.
Zaprošeni organ se odloči, ali bo pogovore izvedel sam, ali bo to dovolil organu, ki vloži zahtevo.
The requested authority and the requesting authority shall agree on issues related to the allocations of costs for conducting the interviews.
Zaprošeni organ in organ, ki vloži zahtevo, se dogovorita glede vprašanj, povezanih z dodeljevanjem stroškov izvajanja pogovorov.
The requesting authority may take part in the interviews requested in accordance with paragraph 1.
Organ, ki vloži zahtevo, se lahko udeleži zahtevanih pogovorov v skladu s členom 1.
Before and during the interviews, the requesting authority may submit questions to be asked.
Organ, ki vloži zahtevo, lahko postavi vprašanja pred in med pogovori.
Specific provisions related to on-the-spot verifications and investigations
Posebne določbe v zvezi s preverjanji na kraju samem in preiskavami