natgillin/translations-raw huggingface dataset:
Without prejudice to Articles 37, 39 and 40, Member States may allow non-EU AIFMs to market to professional investors, in their territory only, units or shares of AIFs they manage subject at least to the following conditions:
Brez poseganja v člene 37, 39 in 40 lahko države članice dovolijo ne-EU UAIS, da profesionalnim vlagateljem izključno na njihovem ozemlju tržijo enote ali deleže AIS, ki jih upravljajo, če so upoštevani vsaj naslednji pogoji:
the non-EU AIFM complies with Articles 22, 23 and 24 in respect of each AIF marketed by it pursuant to this Article and with Articles 26 to 30 where an AIF marketed by it pursuant to this Article falls within the scope of Article 26(1).
ne-EU UAIS upošteva člene 22, 23 in 24 z zvezi v vsakim AIS, ki ga trži v skladu s tem členom in členi 26 do 30, če AIS, ki se trži v skladu s tem členom, spada v področje uporabe člena 26(1).
Competent authorities and AIF investors referred to in those Articles shall be deemed those of the Member States where the AIFs are marketed;
Pristojni organi in vlagatelji v AIS, na katere se ti členi nanašajo, se obravnavajo kot pristojni organi in vlagatelji v AIS iz držav članic, kjer se tržijo AIS;
appropriate cooperation arrangements for the purpose of systemic risk oversight and in line with international standards are in place between the competent authorities of the Member States where the AIFs are marketed, in so far as applicable, the competent authorities of the EU AIFs concerned and the supervisory authorities of the third country where the non-EU AIFM is established and, in so far as applicable, the supervisory authorities of the third country where the non-EU AIF is established in order to ensure an efficient exchange of information that allows competent authorities of the relevant Member States to carry out their duties in accordance with this Directive;
da se zagotovi učinkovita izmenjava informacij, ki omogoča pristojnim organom zadevnih držav članic izvajanje njihovih dolžnosti v skladu s to direktivo, so sklenjeni ustrezni dogovori o sodelovanju za namene nadzora sistemskega tveganja, v skladu z mednarodnimi standardi, med pristojnimi organi držav članic, v katerih se AIS tržijo, po potrebi s pristojnimi organi zadevnih EU AIS in nadzornimi organi tretje države, kjer je ustanovljen ne-EU UAIS, in po potrebi nadzornimi organi tretje države, kjer je ustanovljen ne-EU AIS;
the third country where the non-EU AIFM or the non-EU AIF is established is not listed as a Non-Cooperative Country and Territory by FATF.
tretja država, v kateri je ne-EU UAIS ali ne-EU AIS ustanovljen, ni uvrščena na seznam FATF držav ali ozemelj, ki ne sodelujejo.
Where a competent authority of an EU AIF does not enter into the required cooperation arrangements as set out in point (b) of the first subparagraph within a reasonable period of time, the competent authorities of the Member State where the AIF is intended to be marketed may refer the matter to ESMA which may act in accordance with the powers conferred on it under Article 19 of Regulation (EU) No 1095/2010.
Kadar pristojni organ EU AIS v razumnem času ne sprejme potrebnega dogovora o sodelovanju, kot je določeno v točki (b) prvega pododstavka, lahko pristojni organi države članice, v kateri se namerava tržiti AIS, zadevo predložijo ESMA, ki lahko ukrepa v skladu s pooblastili, ki so nanj prenesena na podlagi člena 19 Uredbe (EU) št. 1095/2010.
Member States may impose stricter rules on the non-EU AIFM in respect of the marketing of units or shares of AIFs to investors in their territory for the purpose of this Article.
Države članice lahko za namene tega člena uvedejo strožja pravila o ne-EU UAIS v zvezi s trženjem enot ali deležev AIS vlagateljem na njihovem ozemlju.
MARKETING TO RETAIL INVESTORS
TRŽENJE MALIM VLAGATELJEM
Marketing of AIFs by AIFMs to retail investors
AIS, ki jih UAIS tržijo malim vlagateljem
Without prejudice to other instruments of Union law, Member States may allow AIFMs to market to retail investors in their territory units or shares of AIFs they manage in accordance with this Directive, irrespective of whether such AIFs are marketed on a domestic or cross-border basis or whether they are EU or non-EU AIFs.
Brez poseganja v druge instrumente v pravu Unije lahko države članice dovolijo UAIS, da na svojem ozemlju malim vlagateljem tržijo enote ali deleže AIS, ki jih upravljajo, v skladu s to direktivo, ne glede na to, ali se taki AIS tržijo v nacionalnem ali čezmejnem okviru in ali gre za EU ali ne-EU AIS.
In such cases, Member States may impose stricter requirements on the AIFM or the AIF than the requirements applicable to the AIFs marketed to professional investors in their territory in accordance with this Directive.
V takih primerih lahko države članice UAIS ali AIS naložijo strožje zahteve od tistih, ki veljajo za AIS, ki se na njihovem ozemlju v skladu s to direktivo tržijo profesionalnim vlagateljem.
However, Member States shall not impose stricter or additional requirements on EU AIFs established in another Member State and marketed on a cross-border basis than on AIFs marketed domestically.
Vendar pa ne smejo naložiti strožjih ali dodatnih zahtev evropskim AIS s sedežem v drugi državi članici, ki se tržijo v čezmejnem okviru, v primerjavi z zahtevami, ki veljajo za AIS, ki se tržijo v nacionalnem okviru.
Member States that permit the marketing of AIFs to retail investors in their territory shall, by 22 July 2014, inform the Commission and ESMA of:
Države članice, ki na svojem ozemlju dovolijo trženje AIS malim vlagateljem, do 22. julija 2014 obvestijo Komisijo in ESMA o:
the types of AIF which AIFMs may market to retail investors in their territory;
vrstah AIS, ki jih UAIS na njihovem ozemlju lahko tržijo malim vlagateljem;
any additional requirements that the Member State imposes for the marketing of AIFs to retail investors.
vseh dodatnih zahtevah, ki jih država članica naloži za trženje AIS malim vlagateljem.
Member States shall also inform the Commission and ESMA of any subsequent changes with regard to the first subparagraph.
Države članice Komisijo in ESMA obvestijo tudi o vseh naknadnih spremembah v zvezi s prvim pododstavkom.
Designation, powers and redress procedures
Imenovanje, pooblastila in postopki pravnega varstva
They shall inform ESMA and the Commission thereof, indicating any division of duties.
O tem obvestijo ESMA in Komisijo ter navedejo delitev dolžnosti.
The competent authorities shall be public authorities.
Pristojni organi so javni organi.
Member States shall require that their competent authorities establish the appropriate methods to monitor that AIFMs comply with their obligations under this Directive, where relevant on the basis of guidelines developed by ESMA.
Države članice od svojih pristojnih organov zahtevajo, da uvedejo ustrezne metode, s katerimi spremljajo izpolnjevanje obveznosti UAIS iz te direktive, po potrebi na podlagi smernic, ki jih razvije ESMA.
Responsibility of competent authorities in Member States
Odgovornost pristojnih organov v državah članicah
The prudential supervision of an AIFM shall be the responsibility of the competent authorities of the home Member State of the AIFM, whether the AIFM manages and/or markets AIFs in another Member State or not, without prejudice to those provisions of this Directive which confer the responsibility for supervision on the competent authorities of the host Member State of the AIFM.
Za nadzor skrbnega in varnega poslovanja UAIS so odgovorni pristojni organi matične države članice UAIS ne glede na to, ali upravlja in/ali trži AIS v drugi državi članici ali ne, kar ne vpliva na tiste določbe te direktive, ki podeljujejo odgovornost za nadzor pristojnim organom države članice gostiteljice UAIS.
The supervision of an AIFM’s compliance with Articles 12 and 14 shall be the responsibility of the competent authorities of the host Member State of the AIFM where the AIFM manages and/or markets AIFs through a branch in that Member State.
Če UAIS upravlja in/ali trži AIS preko podružnice v državi članici gostiteljice, so za nadzor skladnosti s členoma 12 in 14 pristojni organi te države članice.
The competent authorities of the host Member State of the AIFM may require an AIFM managing or marketing AIFs in its territory, whether or not through a branch, to provide the information necessary for the supervision of the AIFM’s compliance with the applicable rules for which those competent authorities are responsible.
Pristojni organi države članice gostiteljice UAIS lahko zahtevajo od UAIS, ki na njenem ozemlju upravlja ali trži AIS, ne glede na to, ali to poteka preko podružnice ali ne, da zagotovi informacije, potrebne za nadzor skladnosti UAIS s pravili, ki se uporabljajo in za katera so ti pristojni organi odgovorni.
Those requirements shall not be more stringent than those which the host Member State of the AIFM imposes on AIFMs for which it is the home Member State for the monitoring of their compliance with the same rules.
Te zahteve ne smejo biti strožje od zahtev, ki jih država članica gostiteljica UAIS kot matična država naloži svojim UAIS za spremljanje spoštovanja istih pravil.
Where the competent authorities of the host Member State of the AIFM ascertain that an AIFM managing and/or marketing AIFs in its territory, whether or not through a branch, is in breach of one of the rules in relation to which they have responsibility for supervising compliance, those authorities shall require the AIFM concerned to put an end to that breach and inform the competent authorities of the home Member State thereof.
Če pristojni organi države članice gostiteljice UAIS ugotovijo, da UAIS pri upravljanju in/ali trženju AIS na njenem ozemlju, ne glede na to, ali to poteka preko podružnice ali ne, krši katero od pravil v zvezi s katerimi so odgovorni za nadzor skladnosti, ti organi od zadevnega UAIS zahtevajo, da odpravi kršitev in o tem obvestijo pristojne organe njegove matične države članice.
If the AIFM concerned refuses to provide the competent authorities of its host Member State with information falling under their responsibility, or fails to take the necessary steps to put an end to the breach referred to in paragraph 4, the competent authorities of its host Member State shall inform the competent authorities of its home Member State thereof.
Če zadevni UAIS pristojnim organom svoje države članice gostiteljice noče posredovati informacij, iz področja njihove pristojnosti, oziroma ne izvede potrebnih ukrepov, da bi odpravil kršitev iz odstavka 4, pristojni organi države članice gostiteljice o tem obvestijo pristojne organe matične države članice.
The competent authorities of the home Member State of the AIFM shall, at the earliest opportunity:
Pristojni organi matične države članice UAIS takoj, ko je mogoče:
take all appropriate measures to ensure that the AIFM concerned provides the information requested by the competent authorities of its host Member State pursuant to paragraph 3, or puts an end to the breach referred to in paragraph 4;
izvedejo vse ustrezne ukrepe, s katerimi zagotovijo, da zadevni UAIS posreduje informacije, ki jih zahtevajo pristojni organi države članice gostiteljice v skladu z odstavkom 3 ali odpravi kršitve iz odstavka 4;
request the necessary information from the relevant supervisory authorities in third countries.
od zadevnih nadzornih organov iz tretjih držav zahtevajo potrebne informacije.
The nature of the measures referred to in point (a) shall be communicated to the competent authorities of the host Member State of the AIFM.
Narava ukrepov iz točke (a) se sporoči pristojnim organom države članice gostiteljice UAIS.
If, despite the measures taken by the competent authorities of the home Member State of the AIFM pursuant to paragraph 5 or because such measures prove to be inadequate or are not available in the Member State in question, the AIFM continues to refuse to provide the information requested by the competent authorities of its host Member State pursuant to paragraph 3, or persists in breaching the legal or regulatory provisions, referred to in paragraph 4, in force in its host Member State, the competent authorities of the host Member State of the AIFM may, after informing the competent authorities of the home Member State of the AIFM, take appropriate measures, including those laid down in Articles 46 and 48, to prevent or penalise further irregularities and, in so far as necessary, to prevent that AIFM from initiating any further transactions in its host Member State.
Če kljub ukrepom, ki jih sprejmejo pristojni organi matične države članice UAIS v skladu z odstavkom 5, ali zato, ker ti ukrepi ne zadostujejo ali v zadevni državi članici niso na razpolago, UAIS še vedno ni pripravljen posredovati informacij na zahtevo pristojnih organov države članice gostiteljice v skladu z odstavkom 3 ali še naprej krši pravne ali ureditvene predpise iz odstavka 4, veljavne v državi članici gostiteljici, lahko pristojni organi države članice gostiteljice, potem ko obvestijo pristojne organe matične države članice UAIS, sprejmejo ustrezne ukrepe, vključno s tistimi iz členov 46 in 48, za preprečitev ali kaznovanje nadaljnjih nepravilnosti in po potrebi preprečijo temu UAIS začetek vseh nadaljnjih transakcij na ozemlju države članice gostiteljice UAIS.
Where the function carried out in the host Member State of the AIFM is the management of AIFs, the host Member State may require the AIFM to cease managing those AIFs.
Če je naloga, ki se izvaja v državi članici gostiteljici, upravljanje AIS, lahko država članica gostiteljica zahteva, da UAIS preneha upravljati te AIS.
Where the competent authorities of the host Member State of the AIFM have clear and demonstrable grounds for believing that the AIFM is in breach of the obligations arising from rules in relation to which they have no responsibility for supervising compliance, they shall refer those findings to the competent authorities of the home Member State of the AIFM which shall take appropriate measures, including, if necessary, request additional information from the relevant supervisory authorities in third countries.
Če imajo pristojni organi države članice gostiteljice UAIS jasne in dokazljive razloge za mnenje, da UAIS krši obveznosti, ki izhajajo iz določb, sprejetih v skladu s to direktivo v zvezi s katerimi ti pristojni organi niso odgovorni za nadzor skladnosti, o svojih ugotovitvah obvestijo pristojne organe matične države članice UAIS, ki sprejmejo ustrezne ukrepe, pri tem pa med drugim, če je potrebno, zahtevajo dodatne informacije od ustreznih nadzornih organov tretjih držav.
If despite the measures taken by the competent authorities of the home Member State of the AIFM or because such measures prove to be inadequate, or because the home Member State of the AIFM fails to act within a reasonable timeframe, the AIFM persists in acting in a manner that is clearly prejudicial to the interests of the investors of the relevant AIF, the financial stability or the integrity of the market in the host Member State of the AIFM, the competent authorities of the host Member State of the AIFM may, after informing the competent authorities of the home Member State of the AIFM, take all appropriate measures needed in order to protect the investors of the relevant AIF, the financial stability and the integrity of the market in the host Member State, including the possibility of preventing the AIFM concerned to further market the units or shares of the relevant AIF in the host Member State.
Če UAIS še vedno deluje tako, da škodi interesom vlagateljev zadevnega AIS, finančni stabilnosti ali celovitosti trga v državi članici gostiteljici UAIS, čeprav so pristojni organi matične države članice UAIS sprejeli ukrepe ali ker so se ti ukrepi izkazali za neustrezne ali ker matična država članica UAIS ni pravočasno ukrepala, lahko pristojni organi države članice gostiteljice UAIS po tem, ko obvestijo pristojne organe matične države članice UAIS, sprejmejo vse potrebne ukrepe, da zaščitijo vlagatelje zadevnega AIS, finančno stabilnost in celovitost trga države članice gostiteljice, kar vključuje tudi možnost, da zadevnemu UAIS preprečijo nadaljnje trženje enot ali deležev zadevnega AIS v državi članici gostiteljici.
The procedure laid down in paragraphs 7 and 8 shall also apply in the event that the competent authorities of the host Member State have clear and demonstrable grounds for disagreement with the authorisation of a non-EU AIFM by the Member State of reference.
Postopek iz odstavkov 7 in 8 se uporablja tudi, če imajo pristojni organi države članice gostiteljice jasne in dokazljive razloge, da se ne strinjajo z dovoljenjem, ki ga referenčna država članica podeli ne-EU UAIS.
Where the competent authorities concerned disagree on any of the measures taken by a competent authority pursuant to paragraphs 4 to 9, they may bring the matter to the attention of ESMA, which may act in accordance with the powers conferred to it under Article 19 of Regulation (EU) No 1095/2010.
Če se zadevni pristojni organi ne strinjajo o ukrepih, ki jih je sprejel pristojni organ po zgoraj navedenih odstavkih 4 do 9, lahko s tem seznanijo ESMA, ki lahko ukrepa v skladu s svojimi pooblastili iz člena 19 Uredbe (EU) št. 1095/2010.
Where applicable, ESMA shall facilitate the negotiation and conclusion of the cooperation arrangements required by this Directive between the competent authorities of the Member States and the supervisory authorities of third countries.
ESMA po potrebi omogoči pogajanja in sklenitev dogovorov o sodelovanju, ki ga zahteva ta direktiva, med pristojnimi organi držav članic in nadzornimi organi tretjih držav.
Competent authorities shall be given all supervisory and investigatory powers that are necessary for the exercise of their functions.
Pristojni organi dobijo vsa nadzorna in preiskovalna pooblastila, ki jih potrebujejo za opravljanje svojih nalog.
Such powers shall be exercised in any of the following ways:
Ta pooblastila se izvajajo na naslednje načine:
under their responsibility by delegation to entities to which tasks have been delegated;
na lastno odgovornost z določitvijo subjektov, na katere so naloge prenesene;
by application to the competent judicial authorities.
z vložitvijo zahtevka pri pristojnih pravosodnih organih.
The competent authorities shall have the power to:
Pristojni organi imajo pooblastila za:
have access to any document in any form and to receive a copy of it;
dostop do vseh dokumentov v kakršni koli obliki in prejemanje njihovih kopij;
require information from any person related to the activities of the AIFM or the AIF and if necessary to summon and question a person with a view to obtaining information;
zahtevanje informacij od vseh oseb, ki so povezane z dejavnostmi UAIS ali AIS, ki jih po potrebi pozovejo na zaslišanje zaradi pridobitve informacij;
carry out on-site inspections with or without prior announcements;
izvajanje pregledov na kraju samem, s predhodno najavo ali brez nje;
require existing telephone and existing data traffic records;
zahtevanje obstoječih evidenc o telefonskem in podatkovnem prometu;
require the cessation of any practice that is contrary to the provisions adopted in the implementation of this Directive;
zahtevanje prenehanja vsakega ravnanja, ki je v nasprotju z določbami, sprejetimi pri izvajanju te direktive;
request the freezing or the sequestration of assets;
zahtevanje zamrznitve ali zaplembe sredstev;
request the temporary prohibition of professional activity;
zahtevanje začasne prepovedi opravljanja poklicne dejavnosti;
require authorised AIFM, depositaries or auditors to provide information;
zahtevanje od UAIS z dovoljenjem, depozitarjev ali revizorjev, da predložijo informacije;
adopt any type of measure to ensure that AIFMs or depositaries continue to comply with the requirements of this Directive applicable to them;
sprejemanje kakršnih koli ukrepov, s katerimi se zagotovi, da UAIS ali depozitarji delujejo v skladu z zahtevami iz te direktive, ki veljajo zanje;
require the suspension of the issue, repurchase or redemption of units in the interest of the unit-holders or of the public;
zahtevanje v interesu imetnikov enot premoženja ali javnosti, da se izdaja, ponovni odkup ali izplačilo enot premoženja začasno odloži;
withdraw the authorisation granted to an AIFM or a depositary;
preklic odobrenega dovoljenja za UAIS ali depozitarja;
refer matters for criminal prosecution;
predložitev zadeve v kazenski pregon;
request that auditors or experts carry out verifications or investigations.
zahtevanje, da revizorji ali izvedenci opravijo preverjanje ali preiskave.
Where the competent authority of the Member State of reference considers that an authorised non-EU AIFM is in breach of its obligations under this Directive, it shall notify ESMA, setting out full reasons as soon as possible.
Če pristojni organ referenčne države članice meni, da ne-EU UAIS z dovoljenjem krši svoje obveznosti iz te direktive, o tem takoj, ko je mogoče, kar se da natančno uradno obvesti ESMA.
Member States shall ensure that the competent authorities have the powers necessary to take all measures required in order to ensure the orderly functioning of markets in those cases where the activity of one or more AIFs in the market for a financial instrument could jeopardise the orderly functioning of that market.
Države članice pristojnim organom zagotovijo pooblastila, potrebna za sprejetje vseh zahtevanih ukrepov, da se zagotovi pravilno delovanje trgov v tistih primerih, ko bi lahko dejavnost enega ali več AIS na trgu za finančni instrument ogrozila pravilno delovanje trga.
Powers and competences of ESMA
Pooblastila in pristojnosti ESMA
ESMA may develop and regularly review guidelines for the competent authorities of the Member States on the exercise of their authorisation powers and on the reporting obligations by the competent authorities imposed by this Directive.
ESMA lahko določa in redno pregleduje smernice za pristojne organe držav članic glede izvajanja njihovih pooblastil v zvezi z dovoljenji in glede obveznosti poročanja, ki jim jih nalaga ta direktiva.
ESMA shall further have the powers necessary, including those enumerated in Article 48(3), to carry out the tasks attributed to it by this Directive.
ESMA ima poleg tega tudi pooblastila za izvajanje nalog, ki mu jih nalaga ta direktiva, vključno s tistimi iz člena 48(3).
The obligation of professional secrecy shall apply to all persons who work or who have worked for ESMA, and for the competent authorities or for any other person to whom ESMA has delegated tasks, including auditors and experts contracted by ESMA.
Za vse osebe, ki delajo ali so delale pri ESMA in pristojnih organih ali pri kateri koli drugi osebi, na katero ESMA prenese naloge, vključno z revizorji in strokovnjaki, ki jih pogodbeno zaposli, velja obveznost varovanja poklicne skrivnosti.
Information covered by professional secrecy shall not be disclosed to another person or authority except where such disclosure is necessary for legal proceedings.
Informacije, ki so poklicna skrivnost, se ne smejo razkrivati nobeni drugi osebi ali organu, razen kadar je razkritje potrebno v sodnem postopku.
All the information exchanged under this Directive between ESMA, the competent authorities, EBA, the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council [29] and the ESRB shall be considered confidential, except where ESMA or the competent authority or other authority or body concerned states at the time of communication that such information may be disclosed or where such disclosure is necessary for legal proceedings.
Vse informacije, izmenjane na podlagi te direktive med ESMA, pristojnimi organi, EBA, Evropskim nadzornim organom (Evropskim organom za zavarovanja in poklicne pokojnine), ustanovljenim z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta [29] ter ESRB, razen kadar ESMA ali pristojni organ ali kak drug zadevni organ ali telo v času njihovega posredovanja navede, da se lahko razkrijejo, ali kadar je razkritje potrebno v sodnem postopku.