natgillin/translations-raw huggingface dataset:
Member States’ competent authorities responsible for the sectoral group-wide supervision of any of the regulated entities in a financial conglomerate, in particular of the ultimate parent undertaking of a sector;
pristojne organe držav članic, ki so odgovorni za sektorski skupinski nadzor katere koli regulirane osebe v finančnem konglomeratu, zlasti končnega matičnega podjetja sektorja;
the coordinator appointed in accordance with Article 10 if different from the authorities referred to in point (a);
koordinatorja, ki je imenovan v skladu s členom 10, če to ni nobeden od organov iz točke (a);
where appropriate, other competent authorities relevant to the opinion of the authorities referred to in points (a) and (b);
druge zadevne pristojne organe, kjer je to po mnenju organov iz točk (a) in (b) ustrezno;
“intra-group transactions” means all transactions by which regulated entities within a financial conglomerate rely directly or indirectly on other undertakings within the same group or on any natural or legal person linked to the undertakings within that group by close links, for the fulfilment of an obligation, whether or not contractual, and whether or not for payment;
‚posli v skupini‘ pomenijo vse posle, pri katerih so regulirane osebe v finančnem konglomeratu posredno ali neposredno odvisne od drugih podjetij v isti skupini ali od katere koli fizične ali pravne osebe, ki je tesno povezana s podjetji v tej skupini in se nanje zanašajo glede izpolnjevanja pogodbenih in drugih obveznosti, proti plačilu in brez plačila;
“risk concentration” means all risk exposures with a loss potential which is large enough to threaten the solvency or the financial position in general of the regulated entities in a financial conglomerate, whether such exposures are caused by counterparty risk/credit risk, investment risk, insurance risk, market risk, other risks, or a combination or interaction of such risks.
‚koncentracija tveganja‘ pomeni vsako izpostavljenost tveganju z možnostjo izgube, ki je dovolj velika, da lahko na splošno ogrozi solventnost ali finančni položaj reguliranih oseb v finančnem konglomeratu; tako izpostavljenost lahko povzroči tveganje nasprotne stranke/kreditno tveganje, naložbeno tveganje, zavarovalniško tveganje, tržno tveganje, druge vrste tveganja ali kombinacija in medsebojno vplivanje tveganj.
Until the entry into force of any regulatory technical standards adopted in accordance with Article 21a(1)(b), the opinion referred to in point (17)(c) shall, in particular, take into account the market share of the regulated entities of the financial conglomerate in other Member States, in particular if it exceeds 5 %, and the importance in the financial conglomerate of any regulated entity established in another Member State.
Do začetka veljavnosti regulativnih tehničnih standardov, sprejetih v skladu s členom 21a(1)(b), se v mnenju iz točke 17(c) zlasti upošteva tržni delež reguliranih oseb finančnega konglomerata v drugih državah članicah, še posebej če presega 5 %, in pomembnost, ki ga ima v finančnem konglomeratu katera koli regulirana oseba, ustanovljena v drugi državi članici.
paragraphs 1, 2 and 3 are replaced by the following:
odstavki 1, 2 in 3 se nadomestijo z naslednjim:
For the purposes of determining whether the activities of a group mainly occur in the financial sector, within the meaning of Article 2(14)(b)(i), the ratio of the balance sheet total of the regulated and non-regulated financial sector entities in the group to the balance sheet total of the group as a whole should exceed 40 %.
Da bi določili, ali se dejavnosti skupine pretežno opravljajo v finančnem sektorju v smislu člena 2(14)(b)(i), bi moral količnik med bilančno vsoto reguliranih in nereguliranih oseb v finančnem sektorju v skupini in bilančno vsoto skupine kot celote presegati 40 %.
For the purposes of determining whether activities in different financial sectors are significant within the meaning of Article 2(14)(a)(iii) or (14)(b)(iii), for each financial sector the average of the ratio of the balance sheet total of that financial sector to the balance sheet total of the financial sector entities in the group and the ratio of the solvency requirements of the same financial sector to the total solvency requirements of the financial sector entities in the group should exceed 10 %.
Da bi določili, ali so dejavnosti v različnih finančnih sektorjih pomembne v smislu člena 2(14)(a)(iii) ali (14)(b)(iii), bi moral za vsak finančni sektor povprečni količnik skupne bilančne vsote tega finančnega sektorja v primerjavi z bilančno vsoto vseh oseb vsega finančnega sektorja v skupini in količnik zahtevanega minimalnega kapitala istega finančnega sektorja in skupnega zahtevanega minimalnega kapitala vseh oseb vsega finančnega sektorja v skupini presegati 10 %.
Asset management companies shall be added to the sector to which they belong within the group.
Družbe za upravljanje se dodajo sektorju, ki mu pripadajo v skupini.
If they do not belong exclusively to one sector within the group, they shall be added to the smallest financial sector.
Če ne pripadajo nobenemu sektorju v skupini izključno, se dodajo najmanjšemu finančnemu sektorju.
Alternative investment fund managers shall be added to the sector to which they belong within the group.
Upravitelji alternativnih investicijskih skladov se dodajo sektorju, ki mu pripadajo v skupini.
Cross-sectoral activities shall also be presumed to be significant within the meaning of Article 2(14)(a)(iii) or (14)(b)(iii) if the balance sheet total of the smallest financial sector in the group exceeds EUR 6 billion.
Medsektorske dejavnosti se tudi štejejo za pomembne v smislu člena 2(14)(a)(iii) ali (14)(b)(iii), če bilančna vsota najmanjšega finančnega sektorja v skupini presega 6 milijard EUR.
If the group does not reach the threshold referred to in paragraph 2 of this Article, the relevant competent authorities may decide by common agreement not to regard the group as a financial conglomerate.
Če skupina ne doseže praga iz odstavka 2 tega člena, se ustrezni pristojni organi lahko z medsebojnim dogovorom odločijo, da skupine ne bodo šteli za finančni konglomerat.
They may also decide not to apply the provisions of Article 7, 8, or 9, if they are of the opinion that the inclusion of the group in the scope of this Directive or the application of such provisions is not necessary or would be inappropriate or misleading with respect to the objectives of supplementary supervision.
Odločijo se lahko tudi, da ne bodo uporabili določb členov 7, 8 ali 9, če menijo, da vključitev skupine v obseg te direktive ali uporaba teh določb ni potrebna ali bi bila glede na cilje dopolnilnega nadzora neustrezna ali zavajajoča.
Decisions taken in accordance with this paragraph shall be notified to the other competent authorities and shall, save in exceptional circumstances, be made public by the competent authorities.
Ustrezni pristojni organi obvestijo druge pristojne organe o odločitvah, sprejetih v skladu s tem odstavkom, in jih, razen v izrednih razmerah, tudi objavijo.
If the group reaches the threshold referred to in paragraph 2 of this Article, but the smallest sector does not exceed EUR 6 billion, the relevant competent authorities may decide by common agreement not to regard the group as a financial conglomerate.
Če skupina doseže prag iz odstavka 2 tega člena, najmanjši sektor pa ne presega 6 milijard EUR, se ustrezni pristojni organi lahko z medsebojnim dogovorom odločijo, da skupine ne bodo šteli za finančni konglomerat.
Decisions taken in accordance with this paragraph shall be notified to the other competent authorities and shall, save in exceptional circumstances, be made public by the competent authorities.’;
Ustrezni pristojni organi obvestijo druge pristojne organe o odločitvah, sprejetih v skladu s tem odstavkom, in jih, razen v izrednih razmerah, tudi objavijo.“;
exclude an entity when calculating the ratios, in the cases referred to in Article 6(5), unless the entity moved from a Member State to a third country and there is evidence that the entity changed its location in order to avoid regulation.’;
izločijo osebo pri izračunavanju količnikov v primerih, ki so navedeni v členu 6(5), razen če oseba ni bila preseljena iz države članice v tretjo državo in dokazi pričajo, da je oseba zamenjala sedež, da bi se izognila pravni ureditvi.“;
exclude one or more participations in the smaller sector if such participations are decisive for the identification of a financial conglomerate, and are collectively of negligible interest with respect to the objectives of supplementary supervision.’;
izključijo eno ali več udeležb v manjšem sektorju, če so takšne udeležbe odločilne za identifikacijo finančnega konglomerata, in so skupno zanemarljive glede na cilje dopolnilnega nadzora.“;
For the application of paragraphs 1 and 2, the relevant competent authorities may, in exceptional cases and by common agreement, replace the criterion based on balance sheet total with one or more of the following parameters or add one or more of these parameters, if they are of the opinion that those parameters are of particular relevance for the purpose of supplementary supervision under this Directive: income structure, off-balance sheet activities, total assets under management.’;
Za uporabo odstavkov 1 in 2 lahko ustrezni pristojni organi v izjemnih primerih in na podlagi medsebojnega dogovora nadomestijo kriterij bilančne vsote z enim ali več sledečimi parametri ali dodajo enega ali več parametrov, če menijo, da so parametri zelo pomembni za dopolnilni nadzor iz te direktive: sestava prihodkov, zunaj bilančne dejavnosti, skupna upravljana sredstva.“;
The European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 of the European Parliament and of the Council (EBA), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010 of the European Parliament and of the Council (EIOPA) and the European Supervisory Authority (European Securities and Markets Authority) established by Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA) (hereinafter collectively referred to as “the ESA”) shall, through the Joint Committee of the ESA (Joint Committee), issue common guidelines aimed at the convergence of supervisory practices with regard to the application of paragraphs 2, 3, 3a, 4 and 5 of this Article.
Evropski nadzorni organ (Evropski bančni organ), ustanovljen z Uredbo (EU) št. 1093/2010 Evropskega parlamenta in Sveta, (EBA), Evropski nadzorni organ (Evropski organ za zavarovanja in poklicne pokojnine), ustanovljen z Uredbo (EU) št. 1094/2010 Evropskega parlamenta in Sveta, (EIOPA), in Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge), ustanovljen z Uredbo (EU) št. 1095/2010 Evropskega parlamenta in Sveta, (ESMA) (ESA) prek Skupnega odbora organov ESA (Skupni odbor) izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri uporabi odstavkov 2, 3, 3a, 4 in 5 tega člena.
The competent authorities shall, on an annual basis, reassess waivers of the application of supplementary supervision and shall review the quantitative indicators set out in this Article and risk-based assessments applied to financial groups.
Pristojni organi vsako leto ponovno ocenijo opustitev uporabe dopolnilnega nadzora in pregledajo količinske kazalnike, določene v tem členu, ter ocene na podlagi tveganja, ki se uporabljajo za finančne skupine.
‘For that purpose:
„V ta namen:
competent authorities which have authorised regulated entities in the group shall cooperate closely,
pristojni organi, ki so izdali dovoljenja za opravljanje poslov reguliranim osebam v skupini, tesno sodelujejo,
if a competent authority is of the opinion that a regulated entity authorised by that competent authority is a member of a group which may be a financial conglomerate and which has not already been identified in accordance with this Directive, the competent authority shall communicate its view to the other competent authorities concerned and to the Joint Committee.’;
če pristojni organ sodi, da je regulirana oseba, ki mu je ta pristojni organ izdal dovoljenje za opravljanje poslov, članica skupine, ki bi lahko bila finančni konglomerat, ki ga kot takega še niso prepoznali v skladu s to direktivo, pristojni organ o svojem mnenju obvesti druge zadevne pristojne organe in Skupni odbor.“;
‘The coordinator shall also inform the competent authorities which have authorised regulated entities in the group, the competent authorities of the Member State in which the mixed financial holding company has its head office and the Joint Committee.’;
„Koordinator obvesti tudi pristojne organe, ki so izdali dovoljenje za opravljanje poslov reguliranim osebam v skupini, pristojne organe države članice, v kateri je sedež mešanega finančnega holdinga, ter Skupni odbor.“;
The Joint Committee shall publish and keep up-to-date on its website the list of financial conglomerates defined in accordance with Article 2(14).
Skupni odbor na svojem spletnem mestu objavi in redno posodablja seznam finančnih konglomeratov, opredeljenih v skladu s členom 2(14).
That information shall be available by hyperlink on each of the ESA's websites.
Te informacije so dostopne prek spletne povezave na vseh spletnih mestih organov ESA.
The name of each regulated entity referred to in Article 1 which is part of a financial conglomerate shall be entered on a list, which the Joint Committee shall publish and keep up-to-date on its website.’;
Ime vsake regulirane osebe iz člena 1, ki je del finančnega konglomerata, se doda na sezam, ki ga skupni odbor objavi na svojem spletnem mestu in ga redno posodablja.“;
Article 5 is amended as follows:
člen 5 se spremeni, kot sledi:
in paragraph 2, point (b) is replaced by the following:
točka (b) odstavka 2 se nadomesti z naslednjim:
every regulated entity, the parent undertaking of which is a mixed financial holding company which has its head office in the Union;’;
vsaka regulirana oseba, katere matično podjetje je mešani finančni holding s sedežem v Uniji;“;
Every regulated entity which is not subject to supplementary supervision in accordance with paragraph 2, the parent undertaking of which is a regulated entity or a mixed financial holding company which has its head office in a third country, shall be subject to supplementary supervision at the level of the financial conglomerate to the extent and in the manner prescribed in Article 18.’;
Vsaka regulirana oseba, ki ni predmet dopolnilnega nadzora v skladu z odstavkom 2 in katerega matično podjetje je regulirana oseba ali mešani finančni holding s sedežem v tretji državi, je predmet dopolnilnega nadzora na ravni finančnega konglomerata v obsegu in na način, ki ga predpisuje člen 18.“;
in paragraph 4, the second subparagraph is replaced by the following:
drugi pododstavek odstavka 4 se nadomesti z naslednjim:
‘In order to apply such supplementary supervision, at least one of the entities must be a regulated entity as referred to in Article 1 and the conditions set out in Article 2(14)(a)(ii) or (14)(b)(ii) and Article 2(14)(a)(iii) or (14)(b)(iii) must be met. The relevant competent authorities shall take their decision, taking into account the objectives of the supplementary supervision as provided for by this Directive.’;
„Za uporabo takega dopolnilnega nadzora mora biti vsaj en subjekt regulirana oseba iz člena 1 in pogoji iz člena 2(14)(a)(ii) ali (14)(b)(ii) in člena 2(14)(a)(iii) ali (14)(b)(iii) morajo biti izpolnjeni. Ustrezni pristojni organi pri odločanju upoštevajo cilje dopolnilnega nadzora, kakor jih predvideva ta direktiva.“;
in Article 6, paragraphs 3 and 4 are replaced by the following:
odstavka 3 in 4 člena 6 se nadomestita z naslednjim:
For the purposes of calculating the capital adequacy requirements referred to in the first subparagraph of paragraph 2, the following entities shall be included in the scope of supplementary supervision in accordance with Annex I:
Za izračunavanje zahtevane kapitalske ustreznosti iz prvega pododstavka odstavka 2 so v obseg dopolnilnega nadzora v skladu s Prilogo I vključene naslednje osebe:
a credit institution, a financial institution or an ancillary services undertaking;
kreditna institucija, finančna institucija ali družba za pomožne storitve;
an insurance undertaking, a reinsurance undertaking or an insurance holding company;
zavarovalnica, pozavarovalnica ali zavarovalni holding;
an investment firm;
investicijsko podjetje;
a mixed financial holding company.
mešani finančni holding.
When calculating the supplementary capital adequacy requirements with regard to a financial conglomerate by applying method 1 (Accounting consolidation) referred to in Annex I to this Directive, the own funds and the solvency requirements of the entities in the group shall be calculated by applying the corresponding sectoral rules on the form and extent of consolidation as laid down in particular in Articles 133 and 134 of Directive 2006/48/EC and Article 221 of Directive 2009/138/EC.
Pri izračunavanju dopolnilnih zahtev kapitalske ustreznosti za finančni konglomerat z uporabo metode 1 (Računovodska konsolidacija) iz Priloge I k tej direktivi se kapital in zahtevani minimalni kapital oseb v skupini izračunajo z uporabo ustreznih sektorskih predpisov o načinu in obsegu konsolidacije, kakor je določeno zlasti v členih 133 in 134 Direktive 2006/48/ES in členu 221 Direktive 2009/138/ES.
When applying method 2 (Deduction and aggregation) referred to in Annex I, the calculation shall take account of the proportion of the subscribed capital which is directly or indirectly held by the parent undertaking or undertaking which holds a participation in another entity of the group.’;
Pri uporabi metode 2 (Odbitki in združevanja) iz Priloge I se pri izračunavanju upošteva delež vpisanega kapitala, ki je neposredno ali posredno v lasti matičnega podjetja ali podjetja, ki je udeleženo v drugi osebi v skupini.“;
Article 7 is amended as follows:
člen 7 se spremeni, kot sledi:
Pending further coordination of Union legislation, Member States may set quantitative limits, allow their competent authorities to set quantitative limits, or adopt other supervisory measures which would achieve the objectives of supplementary supervision, with regard to any risk concentration at the level of a financial conglomerate.’;
Do nadaljnje uskladitve zakonodaje Unije lahko države članice določijo količinske omejitve ali za to pooblastijo svoje pristojne organe, ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na kakršno koli koncentracijo tveganja na ravni finančnega konglomerata.“;
The ESA shall, through the Joint Committee, issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of risk concentration as provided for in paragraphs 1 to 4 of this Article.
Organi ESA prek Skupnega organa izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru koncentracije tveganja, kakor je določeno v odstavkih od 1 do 4 tega člena.
In order to avoid duplication, the guidelines shall ensure that the application of the supervisory tools as provided for in this Article is aligned to the application of Articles 106 to 118 of Directive 2006/48/EC and of Article 244 of Directive 2009/138/EC.
Da bi se izognili podvajanju, smernice zagotavljajo usklajenost uporabe nadzornih orodij iz tega člena z uporabo členov 106 do 118 Direktive 2006/48/ES in člena 244 Direktive 2009/138/ES.
They shall issue specific common guidelines on the application of paragraphs 1 to 4 of this Article to participations of the financial conglomerate in cases where national company law provisions obstruct the application of Article 14(2) of this Directive.’;
Organi izdajo posebne skupne smernice o uporabi odstavkov 1 do 4 tega člena za udeležbe finančnega konglomerata v primerih, kadar določbe nacionalnega prava družb ovirajo uporabo člena 14(2) te direktive.“;
Article 8 is amended as follows:
člen 8 se spremeni, kot sledi:
Pending further coordination of Union legislation, Member States may set quantitative limits and qualitative requirements, allow their competent authorities to set quantitative limits or qualitative requirements, or take other supervisory measures that would achieve the objectives of supplementary supervision, with regard to intra-group transactions of regulated entities within a financial conglomerate.’;
Do nadaljnje uskladitve zakonodaje Unije lahko države članice določijo količinske in kakovostne omejitve ali za to pooblastijo svoje pristojne organe, ali sprejmejo druge nadzorne ukrepe, ki bodo dosegali cilje dopolnilnega nadzora glede na posle v skupini med reguliranimi osebami v finančnem konglomeratu.“;
The ESA shall, through the Joint Committee, issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of intra-group transactions as provided for in paragraphs 1 to 4 of this Article.
Organi ESA prek Skupnega organa izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru poslov v skupini, kakor je določeno v odstavkih od 1 do 4 tega člena.
In order to avoid duplication, the guidelines shall ensure that the application of the supervisory tools, as provided for in this Article, is aligned to the application of Article 245 of Directive 2009/138/EC.
Da bi se izognili podvajanju, smernice zagotavljajo usklajenost uporabe nadzornih orodij iz tega člena z uporabo člena 245 Direktive 2009/138/ES.
The Member States shall require the regulated entities, at the level of the financial conglomerate, to regularly provide their competent authority with details on their legal structure and governance and organisational structure including all regulated entities, non-regulated subsidiaries and significant branches.
Države članice zahtevajo, naj regulirane osebe na ravni finančnega konglomerata svojim pristojnim organom redno posredujejo podrobnosti o svoji pravni strukturi, upravljanju in organizacijski strukturi, prav tako za vse regulirane osebe, neregulirana hčerinska podjetja in pomembne podružnice.
The Member States shall require the regulated entities to disclose publicly, at the level of the financial conglomerate, on an annual basis, either in full or by way of references to equivalent information, a description of their legal structure and governance and organisational structure.’;
Države članice zahtevajo, naj regulirane osebe na ravni finančnega konglomerata v celoti ali s sklicevanjem na enakovredne informacije letno objavljajo opis svoje pravne strukture, upravljanja in organizacijske strukture.“;
Competent authorities shall align the application of the supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and Article 248 of Directive 2009/138/EC.
Pristojni organi uskladijo uporabo dopolnilnega nadzora mehanizmov notranjega nadzora in postopkov upravljanja tveganja iz tega člena s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in člena 248 Direktive 2009/138/ES.
To this end, the ESA shall, through the Joint Committee, issue common guidelines aimed at the convergence of supervisory practices with regard to the application of supplementary supervision of internal control mechanisms and risk management processes as provided for in this Article, as well as on the consistency with the supervisory review processes as provided for by Article 124 of Directive 2006/48/EC and Article 248 of Directive 2009/138/EC.
V ta namen organi ESA prek Skupnega odbora izdajo skupne smernice, namenjene konvergenci nadzornih postopkov pri dopolnilnem nadzoru mehanizmov notranjega nadzora in postopkov obvladovanja tveganja iz tega člena ter skladnosti s postopkom nadzornega pregleda iz člena 124 Direktive 2006/48/ES in člena 248 Direktive 2009/138/ES.