natgillin/translations-raw huggingface dataset:
(ae) ‘parent undertaking’ means a parent undertaking within the meaning of Articles 1 and 2 of Directive 83/349/EEC;
(ae) „matično podjetje“ pomeni matično podjetje, v smislu členov 1 in 2 Direktive 83/349/EGS;
(af) ‘prime broker’ means a credit institution, a regulated investment firm or another entity subject to prudential regulation and ongoing supervision, offering services to professional investors primarily to finance or execute transactions in financial instruments as counterparty and which may also provide other services such as clearing and settlement of trades, custodial services, securities lending, customised technology and operational support facilities;
(af) „glavni posrednik“ pomeni kreditno institucijo, regulirano investicijsko podjetje ali drug subjekt, za katerega veljajo pravila varnega in skrbnega poslovanja ali stalni nadzor, ki profesionalnim vlagateljem ponuja storitve, večinoma za financiranje ali izvajanje transakcij finančnih instrumentov nasprotne stranke, in ki lahko zagotovi druge storitve, kot so obračun in poravnave poslov, hramba, posojanje vrednostnih papirjev, posebno tehnologijo in operativno pomoč;
(ag) ‘professional investor’ means an investor which is considered to be a professional client or may, on request, be treated as a professional client within the meaning of Annex II to Directive 2004/39/EC;
(ag) „profesionalni vlagatelj“ pomeni vsakega vlagatelja, ki se šteje za profesionalno stranko ali ki se na zahtevo lahko obravnava kot profesionalna stranka v smislu Priloge II Direktive 2004/39/ES;
(ah) ‘qualifying holding’ means a direct or indirect holding in an AIFM which represents 10 % or more of the capital or of the voting rights, in accordance with Articles 9 and 10 of Directive 2004/109/EC, taking into account the conditions regarding aggregation of the holding laid down in Article 12(4) and (5) thereof, or which makes it possible to exercise a significant influence over the management of the AIFM in which that holding subsists;
(ah) „kvalificirani delež“ pomeni kakršen koli neposredni ali posredni delež v UAIS, ki predstavlja 10 % ali več kapitala ali glasovalnih pravic v skladu s členoma 9 in 10 Direktive 2004/109/ES, ob upoštevanju pogojev o združevanju teh pravic, določenih v členu 12(4) in (5) navedene direktive, ali ki omogoča pomembno vplivanje na upravljanje UAIS, v katerem je ta delež;
(ai) ‘employees’ representatives’ means employees’ representatives as defined in point (e) of Article 2 of Directive 2002/14/EC;
(ai) „predstavniki delavcev“ pomenijo predstavnike delavcev, kot so opredeljeni v točki (e) člena 2 Direktive 2002/14/ES;
(aj) ‘retail investor’ means an investor who is not a professional investor;
(aj) „mali vlagatelj“ pomeni vlagatelja, ki ni profesionalni vlagatelj;
(ak) ‘subsidiary’ means a subsidiary undertaking as defined in Articles 1 and 2 of Directive 83/349/EEC;
(ak) „hčerinsko podjetje“ pomeni podrejeno podjetje, kakor je opredeljeno v členih 1 in 2 Direktive Sveta 83/349/EGS;
(al) ‘supervisory authorities’ in relation to non-EU AIFs means the national authorities of a third country which are empowered by law or regulation to supervise AIFs;
(al) „nadzorni organi“ v razmerju do ne-EU AIS pomeni tiste nacionalne organe tretje države, ki so z zakonom ali drugim predpisom pooblaščeni za nadzor AIS;
(am) ‘supervisory authorities’ in relation to non-EU AIFMs means the national authorities of a third country which are empowered by law or regulation to supervise AIFMs;
(am) „nadzorni organi“ v razmerju do ne-EU UAIS pomeni tiste nacionalne organe tretje države, ki so z zakonom ali drugim predpisom pooblaščeni za nadzor UAIS;
(an) ‘securitisation special purpose entities’ means entities whose sole purpose is to carry on a securitisation or securitisations within the meaning of Article 1(2) of Regulation (EC) No 24/2009 of the European Central Bank of 19 December 2008 concerning statistics on the assets and liabilities of financial vehicle corporations engaged in securitisation transactions [23] and other activities which are appropriate to accomplish that purpose;
(an) „subjekti s posebnim namenom pri listinjenju“ pomeni subjekte, katerih edini namen je izvajanje listinjenja ali listinjenj v smislu člena 1(2) Uredbe (ES) št. 24/2009 Evropske centralne banke z dne 19. decembra 2008 o statistiki sredstev in obveznosti družb, ki se ukvarjajo s prenosom finančnih sredstev in so vključene v transakcije listinjenja [23], in drugih dejavnosti, ki so primerne za uresničitev tega namena;
(ao) ‘UCITS’ means an undertaking for collective investment in transferable securities authorised in accordance with Article 5 of Directive 2009/65/EC.
(ao) „KNPVP“ pomeni kolektivni naložbeni podjem za vlaganja v prenosljive vrednostne papirje skladno s členom 5 Direktive 2009/65/ES.
For the purposes of point (ad) of paragraph 1 of this Article, Articles 13 to 16 of Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions [24] shall apply mutatis mutandis.
Za namene točke (ad) odstavka 1 tega člena se smiselno uporabljajo členi od 13 do 16 Direktive 2006/49/ES Evropskega parlamenta in Sveta z dne 14. junija 2006 o kapitalski ustreznosti investicijskih podjetij in kreditnih institucij [24].
the methods of leverage, as defined in point (v) of paragraph 1, including any financial and/or legal structures involving third parties controlled by the relevant AIF; and
metode finančnega vzvoda, kot je opredeljen v točki (v) odstavka 1, vključno s katerimi koli finančnimi in/ali pravnimi strukturami z udeleženimi tretjimi stranmi, ki jih obvladuje ustrezni AIS, ter
how leverage is to be calculated.
kako se izračuna finančni vzvod.
The European Supervisory Authority (European Securities and Markets Authority) (ESMA) shall develop draft regulatory technical standards to determine types of AIFMs, where relevant in the application of this Directive, and to ensure uniform conditions of application of this Directive.
4. Evropski nadzorni organ (Evropski organ za vrednostne papirje in trge) (v nadaljnjem besedilu: ESMA) pripravi osnutke regulativnih tehničnih standardov, da se po potrebi pri uporabi te direktive in za zagotovitev enotnih pogojev njene uporabe določijo vrste UAIS.
Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.
Na Komisijo se prenese pooblastilo, da v skladu s členi 10 do 14 Uredbe (EU) št. 1095/2010 sprejme regulativne tehnične standarde iz prvega pododstavka.
Determination of the AIFM
Določitev UAIS
Member States shall ensure that each AIF managed within the scope of this Directive shall have a single AIFM, which shall be responsible for ensuring compliance with this Directive.
Države članice zagotovijo, da ima vsak AIS, upravljan v okviru področja uporabe te direktive, svojega UAIS, ki je odgovoren za zagotavljanje usklajenosti s to direktivo.
The AIFM shall be either:
UAIS je ali:
an external manager, which is the legal person appointed by the AIF or on behalf of the AIF and which through this appointment is responsible for managing the AIF (external AIFM); or
zunanji upravitelj, ki je pravna oseba, imenovana s strani ali v imenu AIS in ki s tem imenovanjem postane odgovorna za upravljanje AIS (zunanji UAIS), ali
where the legal form of the AIF permits an internal management and where the AIF’s governing body chooses not to appoint an external AIFM, the AIF itself, which shall then be authorised as AIFM.
kadar pravna oblika AIS omogoča notranje upravljanje in kadar se vodstveni organ AIS odloči, da ne bo imenoval zunanjega UAIS, sam AIS, ki nato dobi dovoljenje kot UAIS.
In cases where an external AIFM is unable to ensure compliance with requirements of this Directive for which an AIF or another entity on its behalf is responsible, it shall immediately inform the competent authorities of its home Member State and, if applicable, the competent authorities of the EU AIF concerned.
V primerih, kadar zunanji UAIS ne more zagotoviti usklajenosti z zahtevami iz te direktive, za kar je pristojen AIS ali drugi subjekt v njegovem imenu, UAIS nemudoma obvesti pristojni organ svoje matične države članice in, kjer je primerno, pristojni organ ustreznega EU AIS.
The competent authorities of the home Member State of the AIFM shall require the AIFM to take the necessary steps to remedy the situation.
Pristojni organi matične države članice UAIS zahtevajo, da UAIS z ustreznimi ukrepi odpravi to stanje.
If, notwithstanding the steps referred to in paragraph 2 being taken, the non-compliance persists, and in so far as it concerns an EU AIFM or an EU AIF, the competent authorities of the home Member State of the AIFM shall require that it resign as AIFM of that AIF.
Če kljub ukrepom iz odstavka 2 še vedno ne bi prišlo do uskladitve in če ta neusklajenost zadeva EU UAIS ali EU AIS, pristojni organi matične države članice UAIS od UAIS zahtevajo, da odstopi kot UAIS tega AIS.
In that case the AIF shall no longer be marketed in the Union.
V tem primeru se AIS ne sme več tržiti v Uniji.
If it concerns a non-EU AIFM managing a non-EU AIF, the AIF shall no longer be marketed in the Union.
Če gre za ne-EU UAIS, ki upravlja ne-EU AIS, se tega AIS ne sme več tržiti v Uniji.
The competent authorities of the home Member State of the AIFM shall immediately inform the competent authorities of the host Member States of the AIFM.
Pristojni organi matične države članice UAIS o tem nemudoma obvestijo pristojne organe držav članic gostiteljic UAIS.
AUTHORISATION OF AIFMs
DOVOLJENJE ZA UAIS
Conditions for taking up activities as AIFM
Pogoji za opravljanje dejavnosti UAIS
Member States shall ensure that no AIFMs manage AIFs unless they are authorised in accordance with this Directive.
Države članice zagotovijo, da UAIS ne upravljajo AIS, razen če imajo dovoljenje v skladu s to direktivo.
AIFMs authorised in accordance with this Directive shall meet the conditions for authorisation established in this Directive at all times.
UAIS z dovoljenjem v skladu s to direktivo vedno izpolnjujejo pogoje za dovoljenje, ki so določeni v tej direktivi.
Member States shall require that no external AIFM engage in activities other than those referred to in Annex I to this Directive and the additional management of UCITS subject to authorisation under Directive 2009/65/EC.
Države članice zahtevajo, da se noben zunanji UAIS ne ukvarja z drugimi dejavnostmi, razen s tistimi iz Priloge I k tej direktivi in dodatno z upravljanjem KNPVP, kateri ima dovoljenje v skladu z Direktivo 2009/65/ES.
Member States shall require that no internally managed AIF shall engage in activities other than the internal management of that AIF in accordance with Annex I.
Države članice zahtevajo, da se noben AIS z notranjim upravljanjem ne ukvarja z drugimi dejavnostmi kot z notranjim upravljanjem tega AIS v skladu s Prilogo I.
By way of derogation from paragraph 2, Member States may authorise an external AIFM to provide the following services:
Z odstopanjem od odstavka 2 lahko države članice zunanjemu UAIS izdajo dovoljenje za opravljanje naslednjih storitev:
management of portfolios of investments, including those owned by pension funds and institutions for occupational retirement provision in accordance with Article 19(1) of Directive 2003/41/EC, in accordance with mandates given by investors on a discretionary, client-by-client basis;
upravljanje naložbenih portfeljev, vključno s tistimi, ki so v lasti pokojninskih skladov, ter institucij za poklicno pokojninsko zavarovanje v skladu s členom 19(1) Direktive 2003/41/ES v skladu s pooblastili, ki jih dajo vlagatelji na podlagi presoje in individualnega dogovora;
non-core services comprising:
pomožne storitve, ki vključujejo:
safe-keeping and administration in relation to shares or units of collective investment undertakings;
hrambo in opravljanje upravnih nalog v zvezi z deleži ali enotami kolektivnih naložbenih podjemov;
reception and transmission of orders in relation to financial instruments.
sprejemanje in posredovanje naročil v zvezi z finančnimi instrumenti.
AIFMs shall not be authorised under this Directive to provide:
UAIS v skladu s to direktivo nima dovoljenja za zagotavljanje:
only the services referred to in paragraph 4;
samo storitev iz odstavka 4;
non-core services referred to in point (b) of paragraph 4 without also being authorised to provide the services referred to in point (a) of paragraph 4;
pomožnih storitev iz točke (b) odstavka 4, če nima dovoljenja za opravljanje storitve iz točke (a) odstavka 4;
only the activities referred to in point 2 of Annex I; or
samo dejavnosti iz točke 2 Priloge I; ali
the services referred to in point 1(a) of Annex I without also providing the services referred to in point 1(b) of Annex I or vice versa.
storitev iz točke 1(a) Priloge I, če ne opravlja tudi storitev iz točke 1(b) Priloge I ali obratno.
Article 2(2) and Articles 12, 13 and 19 of Directive 2004/39/EC shall apply to the provision of the services referred to in paragraph 4 of this Article by AIFMs.
Člen 2(2) in členi 12, 13 in 19 Direktive 2004/39/ES se uporabljajo za opravljanje storitev UAIS iz odstavka 4 tega člena.
Member States shall require that the AIFMs provide the competent authorities of their home Member State with the information they require to monitor compliance with the conditions referred to in this Directive at all times.
Države članice zahtevajo, da UAIS pristojnim organom svoje matične države članice posreduje informacije, ki jih potrebujejo za stalno spremljanje izpolnjevanja pogojev iz te direktive.
Investment firms authorised under Directive 2004/39/EC and credit institutions authorised under Directive 2006/48/EC shall not be required to obtain an authorisation under this Directive in order to provide investment services such as individual portfolio management in respect of AIFs.
Od investicijskih podjetij, ki imajo dovoljenje na podlagi Direktive 2004/39/ES in kreditnih institucij, ki imajo dovoljenje na podlagi Direktive 2006/48/ES se ne zahteva, da pridobijo dovoljenje na podlagi te direktive za opravljanje investicijskih storitev, kot je upravljanje individualnega premoženja v zvezi z AIS.
However, investment firms shall, directly or indirectly, offer units or shares of AIFs to, or place such units or shares with, investors in the Union, only to the extent the units or shares can be marketed in accordance with this Directive.
Vendar pa lahko investicijske družbe neposredno ali posredno ponudijo ali plasirajo enote ali deleže AIS vlagateljem v Uniji, le v kolikor je enote ali deleže mogoče tržiti v skladu s to direktivo.
Application for authorisation
Zahteva za dovoljenje
Member States shall require that AIFMs apply for authorisation from the competent authorities of their home Member State.
Države članice zahtevajo, da UAIS vložijo zahtevo za dovoljenje pri pristojnih organih svoje matične države članice.
Member States shall require that an AIFM applying for an authorisation shall provide the following information relating to the AIFM to the competent authorities of its home Member State:
Države članice zahtevajo, da UAIS, ki vloži zahtevo za dovoljenje, pristojnim organom svoje matične države članice, predloži naslednje informacije o UAIS:
information on the persons effectively conducting the business of the AIFM;
informacije o osebah, ki dejansko vodijo posle UAIS;
information on the identities of the AIFM’s shareholders or members, whether direct or indirect, natural or legal persons, that have qualifying holdings and on the amounts of those holdings;
informacije o istovetnosti delničarjev UAIS ali članov, neposrednih ali posrednih, fizičnih ali pravnih osebah, ki imajo kvalificirane deleže, in o zneskih teh deležev;
a programme of activity setting out the organisational structure of the AIFM, including information on how the AIFM intends to comply with its obligations under Chapters II, III, IV, and, where applicable, Chapters V, VI, VII and VIII;
program dejavnosti z navedeno organizacijsko strukturo UAIS, vključno z informacijami o tem, kako namerava UAIS izpolniti svoje obveznosti iz poglavij II, III, IV in kjer je to primerno, iz poglavij V, VI, VII in VIII;
information on the remuneration policies and practices pursuant to Article 13;
informacije o politiki in praksah prejemkov, v skladu s členom 13;
information on arrangements made for the delegation and sub-delegation to third parties of functions as referred to in Article 20.
informacije o dogovorih za prenos in nadaljnji prenos nalog na tretje osebe, kot je to navedeno v členu 20.
Member States shall require that an AIFM applying for authorisation further provide the following information on the AIFs it intends to manage to the competent authorities of its home Member State:
Države članice zahtevajo, da UAIS, ki vloži zahtevo za dovoljenje, pristojnim organom svoje matične države članice, predloži naslednje informacije o AIS, ki ga namerava upravljati:
information about the investment strategies including the types of underlying funds if the AIF is a fund of funds, and the AIFM’s policy as regards the use of leverage, and the risk profiles and other characteristics of the AIFs it manages or intends to manage, including information about the Member States or third countries in which such AIFs are established or are expected to be established;
informacije o naložbenih strategijah, vključno z vrsto osnovnega sklada, če je AIS sklad sklada, politiko UAIS v zvezi z uporabo finančnih vzvodov ter o profilu tveganja in drugih značilnostih AIS, ki ga upravlja ali namerava upravljati, vključno z informacijami o državah članicah ali tretjih državah, v katerih so taki AIS ustanovljeni ali bodo ustanovljeni;
information on where the master AIF is established if the AIF is a feeder AIF;
informacije o kraju ustanovitve centralnega AIS, če gre za AIS, ki je napajalni;
the rules or instruments of incorporation of each AIF the AIFM intends to manage;
pravila upravljanja ali akt o ustanovitvi vsakega AIS, ki ga UAIS namerava upravljati;
information on the arrangements made for the appointment of the depositary in accordance with Article 21 for each AIF the AIFM intends to manage;
informacije o ureditvah, ki so bile sprejete za imenovanje depozitarja skladno s členom 21 za vsak AIS, ki ga UAIS namerava upravljati;
any additional information referred to in Article 23(1) for each AIF the AIFM manages or intends to manage.
vse dodatne informacije, navedene v členu 23(1) za vsak AIS, ki ga UAIS upravlja ali namerava upravljati.
Where a management company is authorised pursuant to Directive 2009/65/EC (UCITS management company) and applies for authorisation as an AIFM under this Directive, the competent authorities shall not require the UCITS management company to provide information or documents which the UCITS management company has already provided when applying for authorisation under Directive 2009/65/EC, provided that such information or documents remain up-to-date.
Ko ima družba za upravljanje dovoljenje v skladu z Direktivo 2009/65/ES (v nadaljnjem besedilu: „družba za upravljanje KNPVP“) in zaprosi za dovoljenje kot UAIS v skladu s to direktivo, pristojni organi od družbe za upravljanje KNPVP ne zahtevajo predložitve informacij ali dokumentov, ki jih je družba za upravljanje KNPVP že predložila, ko je zaprosila za dovoljenje v skladu z Direktivo 2009/65/ES, če so te informacije ali dokumenti še aktualni.
The competent authorities shall, on a quarterly basis, inform ESMA of authorisations granted or withdrawn in accordance with this Chapter.
Pristojni organi vsako četrtletje ESMA obvestijo o odobrenih ali odvzetih dovoljenjih v skladu s tem poglavjem.
ESMA shall keep a central public register identifying each AIFM authorised under this Directive, a list of the AIFs managed and/or marketed in the Union by such AIFMs and the competent authority for each such AIFM.
ESMA vodi osrednji javni register, v katerem je naveden vsak UAIS, ki ima dovoljenje v skladu s to direktivo, seznam AIS, ki jih tak UAIS upravlja in/ali trži v Uniji ter pristojni organi za vsak tak UAIS.
The register shall be made available in electronic format.
Register je na voljo v elektronski obliki.
In order to ensure consistent harmonisation of this Article, ESMA may develop draft regulatory technical standards to specify the information to be provided to the competent authorities in the application for the authorisation of the AIFM, including the programme of activity.
Za zagotovitev dosledne usklajenosti tega člena, lahko ESMA pripravi osnutke regulativnih tehničnih standardov, da se podrobno opredelijo informacije, ki jih je treba predložiti pristojnim organom v zahtevi za dovoljenje za UAIS, vključno s programom dejavnosti.
In order to ensure uniform conditions of application of this Article, ESMA may develop draft implementing technical standards to determine standard forms, templates and procedures for the provision of information provided for in the first subparagraph of paragraph 6.
Za zagotovitev enotnih pogojev uporabe tega člena lahko ESMA pripravi osnutke tehničnih izvedbenih standardov, da se določijo standardni obrazci, predloge in postopki za zagotavljanje informacij iz prvega pododstavka odstavka 6.
Power is conferred on the Commission to adopt the implementing technical standards referred to in the first subparagraph in accordance with Article 15 of Regulation (EU) No 1095/2010.
Komisijo se pooblasti, da sprejme izvedbene tehnične standarde iz prvega pododstavka tega odstavka v skladu s členom 15 Uredbe (EU) št. 1095/2010.
Conditions for granting authorisation
Pogoji za izdajo dovoljenja
The competent authorities of the home Member State of the AIFM shall not grant authorisation unless:
Pristojni organi matične države članice UAIS ne izdajo dovoljenja, razen če:
they are satisfied that the AIFM will be able to meet the conditions of this Directive;
so prepričani, da bo UAIS zmožen izpolnjevati pogoje te direktive;
the AIFM has sufficient initial capital and own funds in accordance with Article 9;
ima UAIS dovolj ustanovitvenega kapitala in lastnih sredstev v skladu s členom 9;
the persons who effectively conduct the business of the AIFM are of sufficiently good repute and are sufficiently experienced also in relation to the investment strategies pursued by the AIFs managed by the AIFM, the names of those persons and of every person succeeding them in office being communicated forthwith to the competent authorities of the home Member State of the AIFM and the conduct of the business of the AIFM being decided by at least two persons meeting such conditions;
osebe, ki dejansko vodijo posle UAIS, imajo zadosten ugled in dovolj izkušenj tudi glede naložbenih strategij, ki jih uporablja AIS, ki ga upravlja UAIS, pri čemer se imena teh oseb in vseh oseb, ki jih nadomestijo v tej funkciji, nemudoma sporočijo pristojnim organom matične države članice UAIS, odločitve o vodenju posla UAIS pa sprejemata najmanj dve osebi, ki izpolnjujeta takšne pogoje;
the shareholders or members of the AIFM that have qualifying holdings are suitable taking into account the need to ensure the sound and prudent management of the AIFM; and
delničarji ali člani UAIS, ki imajo kvalificirane deleže, so primerni, pri čemer se upošteva, da je treba zagotoviti skrbno in varno upravljanje UAIS, ter
the head office and the registered office of the AIFM are located in the same Member State.
sta glavna uprava in registrirani sedež UAIS v isti državi članici.
Authorisation shall be valid for all Member States.
Dovoljenje velja v vseh državah članicah.
The relevant competent authorities of the other Member States involved shall be consulted before authorisation is granted to the following AIFMs:
Pred izdajo dovoljenja se je treba posvetovati z zadevnimi pristojnimi organi drugih udeleženih držav članic glede izdaje dovoljenja UAIS, ki je:
a subsidiary of another AIFM, of a UCITS management company, of an investment firm, of a credit institution or of an insurance undertaking authorised in another Member State;
hčerinsko podjetje drugega UAIS, družbe za upravljanje KNPVP, investicijskega podjetja, kreditne institucije ali zavarovalnice, ki je pridobila dovoljenje v drugi državi članici;