natgillin/translations-raw huggingface dataset:
In the cases referred to in points (a) and (b) of paragraph 2, where the participating insurance or reinsurance undertaking or the insurance holding company which has its head office in the Community is a related undertaking of a regulated entity or a mixed financial holding company which is subject to supplementary supervision in accordance with Article 5(2) of Directive 2002/87/EC, the group supervisor may, after consulting the other supervisory authorities concerned, decide not to carry out at the level of that participating insurance or reinsurance undertaking or that insurance holding company the supervision of risk concentration referred to in Article 244 of this Directive, the supervision of intra-group transactions referred to in Article 245 of this Directive, or both.
V primerih iz točk (a) in (b) odstavka 2, ko je udeležena zavarovalnica ali pozavarovalnica ali zavarovalni holding, ki ima sedež v Skupnosti, povezano podjetje reguliranega subjekta ali mešanega finančnega holdinga, nad katerim se izvaja dopolnilni nadzor v skladu s členom 5(2) Direktive 2002/87/ES, lahko nadzornik skupine po posvetovanju z drugimi zadevnimi nadzornimi organi odloči, da se na ravni te udeležene zavarovalnice ali pozavarovalnice ali tega zavarovalnega holdinga ne izvaja nadzor v zvezi s koncentracijo tveganja iz člena 244 te direktive ali nadzor nad transakcijami znotraj skupine iz člena 245 te direktive ali obojim.
Scope of group supervision
Obseg nadzora skupin
The exercise of group supervision in accordance with Article 213 shall not imply that the supervisory authorities are required to play a supervisory role in relation to the third-country insurance undertaking, the third-country reinsurance undertaking, the insurance holding company or the mixed-activity insurance holding company taken individually, without prejudice to Article 257 as far as insurance holding companies are concerned.
Izvajanje nadzora skupin v skladu s členom 213 ne pomeni, da morajo nadzorni organi izvajati nadzor nad posameznimi zavarovalnicami tretjih držav, pozavarovalnicami tretjih držav, zavarovalnimi holdingi ali mešanimi zavarovalnimi holdingi, brez poseganja v člen 257, kar zadeva zavarovalne holdinge.
The group supervisor may decide on a case-by-case basis not to include an undertaking in the group supervision referred to in Article 213 where:
Nadzornik skupine v posameznih primerih sprejme odločitev, da podjetja ne vključi v nadzor skupin iz člena 213, če:
the undertaking is situated in a third country where there are legal impediments to the transfer of the necessary information, without prejudice to the provisions of Article 229;
je podjetje v tretji državi, kjer obstajajo zakonske ovire za prenos potrebnih podatkov, brez poseganja v določbe člena 229;
the undertaking which should be included is of negligible interest with respect to the objectives of group supervision; or
ima podjetje, ki bi moralo biti vključeno, zanemarljiv vpliv na cilje nadzora skupinali
the inclusion of the undertaking would be inappropriate or misleading with respect to the objectives of the group supervision.
bi bila vključitev podjetja neprimerna ali zavajajoča glede na cilje nadzora skupin.
However, where several undertakings of the same group, taken individually, may be excluded pursuant to point (b) of the first subparagraph, they must nevertheless be included where, collectively, they are of non-negligible interest.
V primerih, ko se lahko več posameznih podjetij iz iste skupine izključi v skladu s točko (b) prvega pododstavka, morajo biti ta podjetja kljub temu vključena, če skupaj nimajo zanemarljivega vpliva.
Where the group supervisor is of the opinion that an insurance or reinsurance undertaking should not be included in the group supervision under points (b) or (c) of the first subparagraph, it shall consult the other supervisory authorities concerned before taking a decision.
Če nadzornik skupine meni, da zavarovalnica ali pozavarovalnica ne sme biti vključena v nadzor skupine na podlagi točk (b) ali (c) prvega pododstavka, se pred sprejetjem odločitve posvetuje z drugimi zadevnimi nadzornimi organi.
Where the group supervisor does not include an insurance or reinsurance undertaking in the group supervision under point (b) or (c) of the first subparagraph, the supervisory authorities of the Member State in which that undertaking is situated may ask the undertaking which is at the head of the group for any information which may facilitate their supervision of the insurance or reinsurance undertaking concerned.
Če nadzornik skupine zavarovalnice ali pozavarovalnice ne vključi v nadzor skupine na podlagi točk (b) ali (c) prvega pododstavka, lahko nadzorni organi države članice, kjer se to podjetje nahaja, prosijo podjetje, ki je na čelu skupine, za kakršne koli podatke, ki lahko poenostavijo njihov nadzor nad zadevno zavarovalnico ali pozavarovalnico.
Levels
Ravni
Ultimate parent undertaking at Community level
Končno matično podjetje na ravni Skupnosti
Where the participating insurance or reinsurance undertaking or the insurance holding company referred to in Article 213(2)(a) and (b) is itself a subsidiary undertaking of another insurance or reinsurance undertaking or of another insurance holding company which has its head office in the Community, Articles 218 to 258 shall apply only at the level of the ultimate parent insurance or reinsurance undertaking or insurance holding company which has its head office in the Community.
Če je udeležena zavarovalnica ali pozavarovalnica ali zavarovalni holding iz točk (a) in (b) člena 213(2) sam hčerinsko podjetje druge zavarovalnice ali pozavarovalnice ali drugega zavarovalnega holdinga, katerega sedež je v Skupnosti, se členi 218 do 258 uporabljajo samo na ravni končne matične zavarovalnice ali pozavarovalnice ali zavarovalnega holdinga, katerega sedež je v Skupnosti.
Where the ultimate parent insurance or reinsurance undertaking or insurance holding company which has its head office in the Community, referred to in paragraph 1, is a subsidiary undertaking of an undertaking which is subject to supplementary supervision in accordance with Article 5(2) of Directive 2002/87/EC, the group supervisor may, after consulting the other supervisory authorities concerned, decide not to carry out at the level of that ultimate parent undertaking the supervision of risk concentration referred to in Article 244, the supervision of intra-group transactions referred to in Article 245, or both.
Če je končna matična zavarovalnica ali pozavarovalnica ali zavarovalni holding iz odstavka 1, ki ima sedež v Skupnosti, hčerinsko podjetje podjetja, nad katerim se izvaja dopolnilni nadzor v skladu s členom 5(2) Direktive 2002/87/ES, lahko nadzornik skupine po posvetovanju z drugimi zadevnimi nadzornimi organi odloči, da se na ravni tega končnega matičnega podjetja ne izvaja nadzor v zvezi s koncentracijo tveganja iz člena 244, nadzor nad transakcijami znotraj skupine iz člena 245 ali obojim.
Ultimate parent undertaking at national level
Končno matično podjetje na nacionalni ravni
Where the participating insurance or reinsurance undertaking or the insurance holding company which has its head office in the Community, referred to in Article 213(2)(a) and (b), does not have its head office in the same Member State as the ultimate parent undertaking at Community level referred to in Article 215, Member States may allow their supervisory authorities to decide, after consulting the group supervisor and that ultimate parent undertaking at Community level, to subject to group supervision the ultimate parent insurance or reinsurance undertaking or insurance holding company at national level.
Če udeležena zavarovalnica ali pozavarovalnica ali zavarovalni holding iz točk (a) in (b) člena 213(2), ki ima sedež v Skupnosti, nima sedeža v isti državi članici kot končno matično podjetje na ravni Skupnosti iz člena 215, lahko države članice svojim nadzornim organom dovolijo, da po posvetovanju z nadzornikom skupine in tem končnim matičnim podjetjem na ravni Skupnosti, odločijo, da se izvaja nadzor skupine nad končno matično zavarovalnico ali pozavarovalnico ali zavarovalnim holdingom na nacionalni ravni.
In such a case, the supervisory authority shall explain its decision to both the group supervisor and the ultimate parent undertaking at Community level.
V takem primeru nadzorni organ svojo odločitev utemelji nadzorniku skupine in končnemu matičnemu podjetju na ravni Skupnosti.
Articles 218 to 258 shall apply mutatis mutandis, subject to the provisions set out in paragraphs 2 to 6.
Smiselno se uporabljajo členi 218 do 258 na podlagi določb iz odstavkov 2 in 6.
The supervisory authority may restrict group supervision of the ultimate parent undertaking at national level to one or several sections of Chapter II.
Nadzorni organ lahko nadzor skupine nad končnim matičnim podjetjem na nacionalni ravni omeji na enega ali več oddelkov poglavja II.
Where the supervisory authority decides to apply to the ultimate parent undertaking at national level Chapter II, Section 1, the choice of method made in accordance with Article 220 by the group supervisor in respect of the ultimate parent undertaking at Community level referred to in Article 215 shall be recognised as determinative and applied by the supervisory authority in the Member State concerned.
Če nadzorni organ odloči, da se za končno matično podjetje na nacionalni ravni uporablja določbe oddelka 1 poglavja II, velja izbira metode v skladu s členom 220 s strani nadzornika skupine v zvezi s končnim matičnim podjetjem na ravni Skupnosti iz člena 215 za dokončno in nadzorni organ zadevne države članice jo mora upoštevati.
Where the supervisory authority decides to apply to the ultimate parent undertaking at national level Chapter II, Section 1, and where the ultimate parent undertaking at Community level referred to in Article 215 has obtained, in accordance with Article 231 or Article 233(5), permission to calculate the group Solvency Capital Requirement, as well as the Solvency Capital Requirement of insurance and reinsurance undertakings in the group, on the basis of an internal model, that decision shall be recognised as determinative and applied by the supervisory authority in the Member State concerned.
Če nadzorni organ odloči, da se za končno matično podjetje na nacionalni ravni uporabljajo določbe oddelka 1 poglavja II in če je končno matično podjetje na ravni Skupnosti iz člena 215 v skladu s členom 231 ali 233(5) pridobilo dovoljenje za izračun zahtevanega solventnostnega kapitala skupine in zahtevanega solventnostnega kapitala zavarovalnic in pozavarovalnic v skupini na podlagi notranjega modela, velja ta odločitev za dokončno in nadzorni organ zadevne države članice jo mora upoštevati.
In such a situation, where the supervisory authority considers that the risk profile of the ultimate parent undertaking at national level deviates significantly from the internal model approved at Community level, and as long as that undertaking does not properly address the concerns of the supervisory authority, that supervisory authority may decide to impose a capital add-on to the group Solvency Capital Requirement of that undertaking resulting from the application of such model or, in exceptional circumstances where such capital add-on would not be appropriate, to require that undertaking to calculate its group Solvency Capital Requirement on the basis of the standard formula.
Če v takem primeru nadzorni organ meni, da profil tveganj končnega matičnega podjetja na nacionalni ravni močno odstopa od notranjega modela, odobrenega na ravni Skupnosti, in če to podjetje ne upošteva ustrezno pomislekov nadzornega organa, lahko ta nadzorni organ odloči, da se zahtevanemu solventnostnemu kapitalu tega podjetja, izračunanemu na podlagi takega modela, naloži kapitalski pribitek, ali da se v izjemnih okoliščinah, ko tak kapitalski pribitek ne bi bil primeren, od tega podjetja zahteva, da zahtevani solventnostni kapital skupine izračuna po standardni formuli.
The supervisory authority shall explain such decisions to both the undertaking and the group supervisor.
Nadzorni organ take odločitve utemelji podjetju in nadzorniku skupine.
Where the supervisory authority decides to apply Chapter II, Section 1 to the ultimate parent undertaking at national level, that undertaking shall not be permitted to introduce, in accordance with Articles 236 or 243, an application for permission to subject any of its subsidiaries to Articles 238 and 239.
Če nadzorni organ odloči, da se za končno matično podjetje na nacionalni ravni uporabljajo določbe oddelka 1 poglavja II, to podjetje v skladu s členom 236 ali 243 ne more vložiti zahtevka za dovoljenje, da bi se za katero koli njegovo hčerinsko podjetje uporabljali členi 238 in 239.
Where Member States allow their supervisory authorities to make the decision referred to in paragraph 1, they shall provide that no such decisions can be made or maintained where the ultimate parent undertaking at national level is a subsidiary of the ultimate parent undertaking at Community level referred to in Article 215 and the latter has obtained in accordance with Articles 237 or 243 permission for that subsidiary to be subject to Articles 238 and 239.
Če države članice svojim nadzornim organom dovolijo, da sprejmejo odločitev iz odstavka 1, določijo, da take odločitve ni mogoče sprejeti ali ohraniti, če je končno matično podjetje na nacionalni ravni hčerinsko podjetje končnega matičnega podjetja na ravni Skupnosti iz člena 215 in če je to končno udeleženo podjetje na ravni Skupnosti v skladu s členom 237 ali 243 pridobilo dovoljenje, da se za to hčerinsko podjetje uporabljajo členi 238 do 239.
The Commission may adopt implementing measures specifying the circumstances under which the decision referred to in paragraph 1 can be made.
Komisija lahko sprejme izvedbene ukrepe, ki opredeljujejo okoliščine, v katerih se lahko sprejme odločitev iz odstavka 1.
Parent undertaking covering several Member States
Matično podjetje, ki vključuje več držav članic
Where Member States allow their supervisory authorities to make the decision referred to in Article 216, they shall also allow them to decide to conclude an agreement with supervisory authorities in other Member States where another related ultimate parent undertaking at national level is present, with a view to carrying out group supervision at the level of a subgroup covering several Member States.
Če države članice svojim nadzornim organom dovolijo, da sprejmejo odločitev iz člena 216, jim dovolijo tudi, da se odločijo za sklenitev sporazuma z nadzornimi organi drugih držav članic, kjer je prisotno drugo povezano končno matično podjetje na nacionalni ravni, z namenom izvajanja nadzora skupine na ravni podskupine, ki vključuje več držav članic.
Where the supervisory authorities concerned have concluded an agreement as referred to in the first subparagraph, group supervision shall not be carried out at the level of any ultimate parent undertaking referred to in Article 216 present in Member States other than the Member State where the subgroup referred to in the first subparagraph of this paragraph is located.
Če so zadevni nadzorni organi sklenili sporazum iz prvega pododstavka se nadzor skupine ne izvaja na ravni nobenega končnega matičnega podjetja iz člena 216, ki je prisotno v državah članicah, ki niso država članica, v kateri se nahaja podskupina iz prvega pododstavka tega odstavka.
Article 216(2) to (6) shall apply mutatis mutandis.
Smiselno se uporablja člen 216(2) do (6).
Financial position
Finančni položaj
Group solvency
Solventnost skupine
Supervision of group solvency
Nadzor solventnosti skupine
Supervision of the group solvency shall be exercised in accordance with paragraphs 2 and 3 of this Article, Article 246 and Chapter III.
Nadzor solventnosti skupine se izvaja v skladu z odstavkoma 2 in 3 tega člena, členom 246 in poglavjem III.
In the case referred to in Article 213(2)(a), Member States shall require the participating insurance or reinsurance undertakings to ensure that eligible own funds are available in the group which are always at least equal to the group Solvency Capital Requirement as calculated in accordance with Subsections 2, 3 and 4.
V primeru iz točke (a) člena 213(2) države članice zahtevajo, da udeležene zavarovalnice ali pozavarovalnice zagotovijo, da so v skupini na voljo primerna lastna sredstva, ki so vedno vsaj enaka zahtevanemu solventnostnemu kapitalu skupine, izračunanem v skladu s pododdelki 2, 3 in 4.
In the case referred to in Article 213(2)(b), Member States shall require insurance and reinsurance undertakings in a group to ensure that eligible own funds are available in the group which are always at least equal to the group Solvency Capital Requirement as calculated in accordance with Subsection 5.
V primeru iz točke (b) člena 213(2) države članice zahtevajo, da zavarovalnice ali pozavarovalnice v skupini zagotovijo, da so v skupini na voljo primerna lastna sredstva, ki so vedno vsaj enaka zahtevanemu solventnostnemu kapitalu skupine, izračunanem v skladu s pododdelkom 5.
The requirements referred to in paragraphs 2 and 3 shall be subject to supervisory review by the group supervisor in accordance with Chapter III.
Nadzornik skupine izvede nadzorni pregled zahtev iz odstavkov 2 in 3 v skladu s poglavjem III.
Article 136 and Article 138(1) to (4) shall apply mutatis mutandis.
Člen 136 ter člen 138(1), (2) in (3) se uporabljata smiselno.
As soon as the participating undertaking has observed and informed the group supervisor that the group Solvency Capital Requirement is no longer complied with or that there is a risk of non-compliance in the following three months, the group supervisor shall inform the other supervisory authorities within the college of supervisors, which shall analyse the situation of the group.
Takoj ko udeleženo podjetje ugotovi in obvesti nadzornika skupine, da zahtevani solventnostni kapital ni več dosežen, ali da obstaja tveganje neizpolnitve v naslednjih treh mesecih, nadzornik skupine obvesti druge nadzorne organe v kolegiju nadzornikov, ki analizirajo stanje skupine.
The group supervisor shall ensure that the calculations referred to in Article 218(2) and (3) are carried out at least annually, either by the participating insurance or reinsurance undertakings or by the insurance holding company.
Nadzornik skupine zagotovi, da se izračuna iz člena 218(2) in (3) izvedeta vsaj enkrat letno, in sicer s strani udeležene zavarovalnice ali pozavarovalnice ali zavarovalnega holdinga.
The relevant data for and the results of that calculation shall be submitted to the group supervisor by the participating insurance or reinsurance undertaking or, where the group is not headed by an insurance or reinsurance undertaking, by the insurance holding company or by the undertaking in the group identified by the group supervisor after consulting the other supervisory authorities concerned and the group itself.
Podatke za izračun in njegov rezultat predloži nadzorniku skupine udeležena zavarovalnica ali pozavarovalnica, če na čelu skupine ni zavarovalnica ali pozavarovalnica, pa zavarovalni holding ali podjetje v skupini, ki ga določi nadzornik skupine po posvetovanju z drugimi zadevnimi nadzornimi organi in samo skupino.
The insurance and reinsurance undertaking and the insurance holding company shall monitor the group Solvency Capital Requirement on an ongoing basis.
Zavarovalnice, pozavarovalnice in zavarovalni holding redno spremljajo zahtevani solventnostni kapital skupine.
Where the risk profile of the group deviates significantly from the assumptions underlying the last reported group Solvency Capital Requirement, the group Solvency Capital Requirement shall be recalculated without delay and reported to the group supervisor.
Če se profil tveganj skupine močno razlikuje od predpostavk, ki so bile osnova za zadnji sporočeni zahtevani solventnostni kapital skupine, se zahtevani solventnostni kapital skupine nemudoma ponovno izračuna in sporoči nadzorniku skupine.
Where there is evidence to suggest that the risk profile of the group has altered significantly since the date on which the group Solvency Capital Requirement was last reported, the group supervisor may require a recalculation of the group Solvency Capital Requirement.
Če obstajajo dokazi, ki nakazujejo na to, da se je profil tveganj skupine občutno spremenil od datuma, ko je bil zahtevani solventnostni kapital zadnjič sporočen, lahko nadzornik skupine zahteva njegov ponovni izračun.
Choice of calculation method and general principles
Izbira metode izračunavanja in splošna načela
Choice of method
Izbira metode
The calculation of the solvency at the level of the group of the insurance and reinsurance undertakings referred to in Article 213(2)(a) shall be carried out in accordance with the technical principles and one of the methods set out in Articles 221 to 233.
Solventnost na ravni skupine zavarovalnic ali pozavarovalnic iz točke (a) člena 213(2) se izračuna v skladu s tehničnimi načeli in eno od metod iz členov 221 do 233.
Member States shall provide that the calculation of the solvency at the level of the group of insurance and reinsurance undertakings referred to in Article 213(2)(a) shall be carried out in accordance with method 1, which is laid down in Articles 230 to 232.
Države članice določijo, da se solventnost na ravni skupine zavarovalnic in pozavarovalnic iz točke (a) člena 213(2) izračuna po metodi 1, določeni v členih 230 do 232.
However, Member States shall allow their supervisory authorities, where they assume the role of group supervisor with regard to a particular group, to decide, after consulting the other supervisory authorities concerned and the group itself, to apply to that group method 2, which is laid down in Articles 233 and 234, or a combination of methods 1 and 2, where the exclusive application of method 1 would not be appropriate.
Če nadzorni organi prevzamejo vlogo nadzornika določene skupine, jim njihove države članice dovolijo, da po posvetovanju z drugimi zadevnimi nadzornimi organi in samo skupino odločijo, da se za to skupino uporabi metoda 2, določeni v členih 233 in 234, ali kombinacija metod 1 in 2, če samo metoda 1 ni primerna.
Inclusion of proportional share
Vključitev sorazmernega deleža
The calculation of the group solvency shall take account of the proportional share held by the participating undertaking in its related undertakings.
Pri izračunu solventnosti skupine se upošteva sorazmerni delež, ki ga ima udeleženo podjetje v svojih povezanih podjetjih.
For the purposes of the first subparagraph, the proportional share shall comprise either of the following:
Za namene prvega pododstavka lahko sorazmerni delež vključuje eno izmed naslednjega:
where method 1 is used, the percentages used for the establishment of the consolidated accounts; or
če se uporabi metoda 1, odstotke, ki se uporabijo za pripravo konsolidiranih računovodskih izkazov;
where method 2 is used, the proportion of the subscribed capital that is held, directly or indirectly, by the participating undertaking.
če se uporabi metoda 2, delež vpisanega kapitala, ki ga ima udeleženo podjetje neposredno ali posredno.
However, regardless of the method used, where the related undertaking is a subsidiary undertaking and does not have sufficient eligible own funds to cover its Solvency Capital Requirement, the total solvency deficit of the subsidiary shall be taken into account.
Če je povezano podjetje hčerinsko podjetje in nima zadostnih primernih lastnih sredstev za kritje zahtevanega solventnostnega kapitala, se ne glede na uporabljeno metodo upošteva skupni solventnostni primanjkljaj hčerinskega podjetja.
Where in the opinion of the supervisory authorities, the responsibility of the parent undertaking owning a share of the capital is strictly limited to that share of the capital, the group supervisor may nevertheless allow for the solvency deficit of the subsidiary undertaking to be taken into account on a proportional basis.
Kadar je po mnenju nadzornih organov odgovornost matičnega podjetja, ki ima v lasti delež kapitala, strogo omejena na ta delež kapitala, lahko nadzornik skupine dovoli, da se solventni primanjkljaj hčerinskega podjetja upošteva sorazmerno.