natgillin/translations-raw huggingface dataset:
Disclosure and presentation of credit ratings
Razkritje in predstavitev bonitetnih ocen
A credit rating agency shall disclose any credit rating, as well as any decision to discontinue a credit rating, on a non-selective basis and in a timely manner.
Bonitetna agencija neselektivno in pravočasno razkrije vse bonitetne ocene in vse odločitve glede prenehanja bonitetnega ocenjevanja.
In the event of a decision to discontinue a credit rating, the information disclosed shall include full reasons for the decision.
V primeru odločitve o prenehanju bonitetnega ocenjevanja se navedejo tudi vsi razlogi za to odločitev.
The first subparagraph shall also apply to credit ratings that are distributed by subscription.
Prvi pododstavek se uporablja tudi za bonitetne ocene, ki se distribuirajo na podlagi naročniškega razmerja.
Credit rating agencies shall ensure that credit ratings are presented and processed in accordance with the requirements set out in Section D of Annex I.
Bonitetne agencije zagotovijo, da so bonitetne ocene predstavljene in obdelane v skladu z zahtevami iz oddelka D Priloge I.
When a credit rating agency issues credit ratings for structured finance instruments, it shall ensure that rating categories that are attributed to structured finance instruments are clearly differentiated using an additional symbol which distinguishes them from rating categories used for any other entities, financial instruments or financial obligations.
Kadar bonitetna agencija izdaja bonitetne ocene za strukturirane finančne instrumente, zagotovi, da se bonitetne kategorije, ki se dodelijo strukturiranim finančnim instrumentom, jasno razlikujejo z uporabo dodatnega simbola, ki jih razlikuje od bonitetnih ocen, ki se uporabljajo za vse druge subjekte, finančne instrumente ali finančne obveznosti.
A credit rating agency shall disclose its policies and procedures regarding unsolicited credit ratings.
Bonitetna agencija razkrije svoje politike in postopke v zvezi z nenaročenimi bonitetnimi ocenami.
When a credit rating agency issues an unsolicited credit rating, it shall state prominently in the credit rating whether or not the rated entity or related third party participated in the credit rating process and whether the credit rating agency had access to the accounts and other relevant internal documents of the rated entity or a related third party.
Kadar bonitetna agencija izda nenaročeno bonitetno oceno, v njej razvidno navede, ali je ocenjevani subjekt ali povezana tretja oseba sodelovala v bonitetnem postopku in ali je bonitetna agencija imela dostop do poslovnih knjig in drugih pomembnih notranjih dokumentov ocenjevanega subjekta ali povezane tretje osebe.
Unsolicited credit ratings shall be identified as such.
Nenaročene bonitetne ocene se označijo kot take.
A credit rating agency shall not use the name of any competent authority in such a way that would indicate or suggest endorsement or approval by that authority of the credit ratings or any credit rating activities of the credit rating agency.
Bonitetna agencija imena pristojnega organa ne uporablja na tak način, ki bi namigoval ali nakazoval, da je ta organ potrdil ali odobril bonitetne ocene ali kakršne koli dejavnosti bonitetnega ocenjevanja, ki jih izvaja bonitetna agencija.
General and periodic disclosures
Splošna in redna razkritja
A credit rating agency shall fully disclose to the public and update immediately information relating to the matters set out in Part I of Section E of Annex I.
Bonitetna agencija v celoti razkrije javnosti ter takoj posodobi informacije o zadevah, določenih v delu I oddelka E Priloge I.
A credit rating agency shall make available in a central repository established by CESR information on its historical performance data including the ratings transition frequency and information about credit ratings issued in the past and on their changes.
Bonitetna agencija v centralnem registru, ki ga vzpostavi CESR, da na razpolago informacijo o svojih preteklih rezultatih, vključno s pogostostjo prehoda bonitetnih ocen, in informacijo o bonitetnih ocenah, izdanih v preteklosti, in o njihovem spreminjanju.
A credit rating agency shall provide information to that repository on a standard form as provided for by CESR.
Bonitetna agencija zagotovi informacije za centralni register v standardizirani obliki, ki jo določi CESR.
CESR shall make that information accessible to the public and shall publish summary information on the main developments observed on an annual basis.
CESR omogoči javni dostop do teh informacij in vsako leto objavi povzetek informacij glede bistvenih ugotovljenih sprememb.
A credit rating agency shall provide annually to the competent authority of its home Member State and to CESR information relating to matters set out in point 2 of Part II of Section E Annex I. The competent authority of the home Member State shall disclose that information to the members of the relevant college.
Bonitetna agencija pristojnemu organu matične države članice in CESR letno zagotovi informacije o zadevah, določenih v točki 2 dela II oddelka E Priloge I. Pristojni organi matičnih držav članic te informacije razkrijejo članom zadevnega kolegija.
Transparency report
Poročilo o preglednosti
A credit rating agency shall publish annually a transparency report which includes information on matters set out in Part III of Section E of Annex I. The credit rating agency shall publish its transparency report at the latest three months after the end of each financial year and shall ensure that it remains available on the website of the agency for at least five years.
Bonitetna agencija letno objavi poročilo o preglednosti, ki vsebuje informacije o zadevah, določenih v delu III oddelka E Priloge I. Bonitetna agencija objavi svoje poročilo o preglednosti najpozneje tri mesece po izteku vsakega finančnega leta in poskrbi, da je poročilo vsaj pet let dostopno na njeni spletni strani.
Public disclosure fees
Pristojbine za javno razkritje
A credit rating agency shall not charge a fee for the information provided in accordance with Articles 8 to 12.
Bonitetna agencija ne zaračunava pristojbin za informacije, zagotovljene v skladu s členi od 8 do 12.
SURVEILLANCE OF CREDIT RATING ACTIVITIES
NADZOR DEJAVNOSTI BONITETNEGA OCENJEVANJA
Registration procedure
Registracijski postopek
Requirement for registration
Zahteva za registracijo
A credit rating agency shall apply for registration for the purposes of Article 2(1) provided that it is a legal person established in the Community.
Bonitetna agencija zaprosi za registracijo za namene člena 2(1), če je ta bonitetna agencija pravna oseba, ustanovljena v Skupnosti.
The registration shall be effective for the entire territory of the Community once the registration decision issued by the competent authority of the home Member State as referred to in Article 16(7) or Article 17(7) has taken effect under the relevant national law.
Registracija velja za celotno ozemlje Skupnosti, ko v skladu z nacionalno zakonodajo začne veljati odločba o registraciji, ki jo je izdal pristojni organ matične države članice v skladu s členom 16(7) ali členom 17(7).
A registered credit rating agency shall comply at all times with the conditions for initial registration.
Registrirana bonitetna agencija v vsakem trenutku izpolnjuje pogoje za začetno registracijo.
A credit rating agency shall, without undue delay, notify CESR, the competent authority of its home Member State and the facilitator of any material changes to the conditions for initial registration, including any opening or closing of a branch within the Community.
Bonitetna agencija nemudoma obvesti CESR, pristojni organ matične države članice in povezovalca o vsaki bistveni spremembi pogojev za začetno registracijo, vključno z morebitnim odprtjem ali zaprtjem podružnice v Skupnosti.
Without prejudice to Articles 16 or 17, the competent authority of the home Member State shall register the credit rating agency if it concludes from the examination of the application that the credit rating agency complies with the conditions for the issuing of credit ratings set out in this Regulation, taking into consideration Articles 4 and 6.
Brez poseganja v člen 16 ali 17 pristojni organ matične države članice registrira bonitetno agencijo, če ob oceni vloge ugotovi, da bonitetna agencija ob upoštevanju členov 4 in 6 izpolnjuje pogoje za izdajo bonitetnih ocen, določene v tej uredbi.
Competent authorities shall not impose requirements regarding registration which are not provided for in this Regulation.
Pristojni organi ne določijo zahtev za registracijo, ki niso predvidene v tej uredbi.
The credit rating agency shall submit an application for registration to CESR.
Bonitetna agencija vloži vlogo za registracijo pri CESR.
The application shall contain information on the matters set out in Annex II.
Vloga vsebuje informacije o zadevah, določenih v Prilogi II.
Where a group of credit rating agencies applies for registration, the members of the group shall mandate one of their number to submit all the applications to CESR on behalf of the group.
Če vlogo za registracijo predloži skupina bonitetnih agencij, članice skupine pooblastijo eno izmed članic, da v imenu skupine vloži vlogo pri CESR.
The mandated credit rating agency shall provide the information on the matters set out in Annex II for each member of the group.
Pooblaščena bonitetna agencija zagotovi informacije o zadevah, določenih v Prilogi II, za vsako članico skupine.
A credit rating agency shall submit its application in the language which is required under the law of its home Member State and also in a language customary in the sphere of international finance.
Bonitetna agencija vlogo za registracijo vloži v jeziku, ki ga zahteva zakonodaja njene matične države članice, in tudi v jeziku, ki je uveljavljen na področju mednarodnih financ.
An application for registration sent by CESR to the competent authority of the home Member State shall be considered to be an application submitted by the credit rating agency concerned.
Vloga za registracijo, ki jo CESR posreduje pristojnim organom matične države članice, se obravnava kot vloga, ki jo je vložila zadevna bonitetna agencija.
Within five working days of receipt of the application, CESR shall transmit copies of the application to the competent authorities of all Member States.
CESR v petih delovnih dneh po prejemu vloge za registracijo posreduje kopije vloge pristojnim organom vseh držav članic.
Within 10 working days of receipt of the application, CESR shall provide advice to the competent authority of the home Member State on the completeness of the application.
CESR v desetih delovnih dneh od prejema vloge pristojnemu organu matične države članice posreduje svoj nasvet glede popolnosti vloge za registracijo.
Within 25 working days of receipt of the application, the competent authority of the home Member State and the members of the relevant college shall assess whether the application is complete, taking into account the advice of CESR referred to in paragraph 4.
Pristojni organ matične države članice in člani zadevnega kolegija v 25 delovnih dneh od prejema vloge za registracijo preverijo, ali je vloga popolna ob upoštevanju nasveta CESR iz odstavka 4.
If the application is not complete, the competent authority of the home Member State shall set a deadline by which the credit rating agency is to provide additional information to it and to CESR and shall notify the members of the college and CESR accordingly.
Če vloga ni popolna, pristojni organ matične države članice določi rok, do katerega mora bonitetna agencija temu organu in CESR poslati dodatne informacije, ter o tem ustrezno obvesti člane kolegija in CESR.
After assessing an application as complete, the competent authority of the home Member State shall notify the credit rating agency, the members of the college and CESR accordingly.
Ko pristojni organ matične države članice ugotovi, da je vloga popolna, o tem ustrezno obvesti bonitetno agencijo, člane kolegija in CESR.
Within five working days of receipt of the additional information referred to in paragraph 5, CESR shall transmit the additional information to the competent authorities of all other Member States.
CESR v petih delovnih dneh od prejema dodatnih informacij iz odstavka 5 te informacije posreduje pristojnim organom vseh drugih držav članic.
Examination of the application for registration of a credit rating agency by the competent authorities
Pregled vloge za registracijo bonitetne agencije, ki ga opravijo pristojni organi
The competent authority of the home Member State and the competent authorities which are members of the relevant college shall, within 60 working days of the notification referred to in the second subparagraph of Article 15(5):
Pristojni organ matične države članice in pristojni organi, ki so člani zadevnega kolegija, v 60 delovnih dneh po obvestilu v skladu z drugim pododstavkom člena 15(5):
jointly examine the application for registration; and
skupaj preučijo vlogo za registracijo; ter
do everything reasonable within their power to reach an agreement on whether to grant or refuse registration of the credit rating agency based on the compliance of the credit rating agency with the conditions set out in this Regulation.
storijo vse, kar je v njihovi moči, da dosežejo dogovor o tem, ali se bonitetni agenciji registracija izda ali zavrne glede na njeno izpolnjevanje pogojev iz te uredbe.
The facilitator may extend the period of examination by 30 working days, in particular if the credit rating agency:
Povezovalec lahko podaljša obdobje obravnave za nadaljnjih 30 delovnih dni, zlasti če bonitetna agencija:
envisages endorsing credit ratings as referred to in Article 4(3);
namerava odobriti bonitetne ocene v skladu s členom 4(3);
envisages using outsourcing; or
namerava uporabiti zunanje izvajanje; ali
requests exemption from compliance in accordance with Article 6(3).
zahteva oprostitev od izpolnjevanja zahtev v skladu s členom 6(3).
The facilitator shall coordinate the examination of the application submitted by the credit rating agency and shall ensure that all information necessary to carry out the examination of the application is shared among the members of the relevant college.
Povezovalec usklajuje obravnavanje vloge, ki jo je predložila bonitetna agencija, in skrbi, da si člani zadevnega kolegija izmenjujejo vse informacije, potrebne za obravnavanje vloge.
The competent authority of the home Member State shall prepare a fully reasoned draft decision following the agreement referred to in paragraph 1(b) and shall submit it to the facilitator.
Pristojni organ matične države članice po dogovoru v skladu s točko (b) odstavka 1 pripravi v celoti utemeljen osnutek odločbe in ga posreduje povezovalcu.
In the absence of agreement among the members of the relevant college, the competent authority of the home Member State shall prepare a fully reasoned draft refusal decision based on the written opinions of the members of the college who oppose registration and shall submit it to the facilitator.
Če člani zadevnega kolegija ne dosežejo dogovora, pristojni organ matične države članice pripravi v celoti utemeljen osnutek odločbe o zavrnitvi na podlagi pisnih mnenj članov kolegija, ki nasprotujejo registraciji in ga predloži povezovalcu.
The members of the college who are in favour of registration shall prepare and submit a detailed explanation of their opinions to the facilitator.
Člani kolegija, ki menijo, da bi se registracija morala odobriti, pripravijo podrobno pojasnilo svojih mnenj in ga predložijo povezovalcu.
Within 60 working days of the notification referred to in the second subparagraph of Article 15(5), and in any event within 90 working days thereof in the event that paragraph 2 applies, the facilitator shall communicate to CESR a fully reasoned draft registration or refusal decision accompanied by the detailed explanations referred to in the second subparagraph of paragraph 4.
V 60 delovnih dneh od obvestila iz drugega pododstavka člena 15(5) in v vsakem primeru v 90 delovnih dneh, če se uporablja odstavek 2, povezovalec CESR posreduje v celoti utemeljen osnutek odločbe o registraciji ali zavrnitvi, katerim priloži podrobna pojasnila iz drugega pododstavka odstavka 4.
Within 20 working days of receipt of the communication referred to in paragraph 5, CESR shall provide its advice on the compliance of the credit rating agency with the requirements for the registration to the members of the relevant college.
CESR članom zadevnega kolegija v 20 delovnih dneh od prejema obvestila iz odstavka 5 posreduje svoj nasvet o tem, kako bonitetna agencija izpolnjuje zahteve za registracijo.
Following receipt of CESR’s advice, the members of the college shall re-examine the draft decision.
Člani kolegija po prejemu nasveta CESR ponovno pregledajo osnutek odločbe.
The competent authority of the home Member State shall adopt a fully reasoned registration or refusal decision within 15 working days of receipt of CESR’s advice.
Pristojni organ matične države članice sprejme v celoti utemeljeno odločbo o registraciji ali zavrnitvi v 15 delovnih dneh od prejema nasveta CESR.
If the competent authority of the home Member State departs from CESR’s advice, it shall provide full reasons.
Če ta odločitev odstopa od nasveta CESR, pristojni organ matične države članice to celovito obrazloži.
If CESR has provided no advice, the competent authority of the home Member State shall adopt its decision within 30 working days of the communication to CESR of the draft decision in accordance with paragraph 5.
Če CESR ne poda nasveta, pristojni organ matične države članice sprejme svojo odločitev v 30 delovnih dneh od posredovanja osnutka odločbe CESR v skladu z odstavkom 5.
In the event of a continued absence of agreement among the members of the relevant college, the competent authority of the home Member State shall adopt a fully reasoned refusal decision, which shall identify the dissenting competent authorities and shall include a description of their opinions.
Če člani zadevnega kolegija še vedno niso dosegli dogovora, sprejme pristojni organ matične države članice v celoti utemeljeno odločbo o zavrnitvi, v kateri se navedejo pristojni organi z nasprotnim mnenjem in opis njihovih mnenj.
Examination of the applications for registration of a group of credit rating agencies by the competent authorities
Obravnava vloge za registracijo skupine bonitetnih agencij, ki jo opravijo pristojni organi
The facilitator and the competent authorities who are members of the relevant college shall, within 60 working days of the notification referred to in the second subparagraph of Article 15(5):
Povezovalec in pristojni organi, ki so člani zadevnega kolegija, v 60 delovnih dneh po obvestilu v skladu z drugim pododstavkom člena 15(5):
jointly examine the applications for registration; and
skupaj preučijo vloge za registracijo; ter
do everything reasonable within their power to reach an agreement on whether to grant or refuse registration of the members of the group of credit rating agencies based on the compliance of those credit rating agencies with the conditions set out in this Regulation.
storijo vse, kar je v njihovi moči, da dosežejo dogovor o tem, ali se članom skupine bonitetnih agencij registracija izda ali zavrne glede na njihovo izpolnjevanje pogojev iz te uredbe.
The facilitator may extend the period of examination by 30 working days, in particular if any of credit rating agencies in the group:
Povezovalec lahko podaljša obdobje obravnave za nadaljnjih 30 delovnih dni, zlasti če katera izmed bonitetnih agencij v skupini:
The facilitator shall coordinate the examination of the applications submitted by the group of credit rating agencies and shall ensure that all information necessary to carry out the examination of the applications is shared among the members of the relevant college.
Povezovalec usklajuje obravnavanje vlog, ki jih je predložila skupina bonitetnih agencij, in skrbi, da si člani zadevnega kolegija izmenjujejo vse informacije, potrebne za obravnavanje vloge.
The competent authorities of the home Member States shall prepare individual fully reasoned draft decisions for each credit rating agency of the group following the agreement referred to in paragraph 1(b) and shall submit it to the facilitator.
Pristojni organi matičnih držav članic po dogovoru v skladu s točko (b) odstavka 1 pripravijo v celoti utemeljene posamezne osnutke odločb za vsako bonitetno agencijo v skupini in jih posredujejo povezovalcu.
In the absence of agreement among the members of the relevant college, the competent authorities of the home Member States shall prepare fully reasoned draft refusal decisions based on the written opinions of the members of the college who oppose registration and shall submit them to the facilitator.
Če člani zadevnega kolegija ne dosežejo dogovora, pristojni organi matičnih držav članic pripravijo v celoti utemeljene osnutke odločb o zavrnitvi na podlagi pisnih mnenj članov kolegija, ki nasprotujejo registraciji in jih predložijo povezovalcu.
Within 60 working days of the notification as referred to in the second subparagraph of Article 15(5), and in any event within 90 working days thereof in the event that paragraph 2 applies, the facilitator shall communicate to CESR fully reasoned individual draft registration or refusal decisions accompanied by the detailed explanations referred to in the second subparagraph of paragraph 4.
V 60 delovnih dneh od obvestila iz drugega pododstavka člena 15(5) in v vsakem primeru v 90 delovnih dneh, če se uporablja odstavek 2, povezovalec CESR posreduje v celoti utemeljene posamezne osnutke odločbe o registraciji ali zavrnitvi, katerim priloži podrobna pojasnila, iz drugega pododstavka odstavka 4.
Within 20 working days of receipt of the communication referred to in paragraph 5, CESR shall provide its advice on the compliance of the credit rating agencies of the group with the requirements for the registration to the members of the relevant college.
CESR članom zadevnega kolegija v 20 delovnih dneh od prejema obvestila iz odstavka 5 posreduje svoj nasvet o tem, kako bonitetne agencije iz skupine izpolnjujejo zahteve za registracijo.
Following receipt of CESR’s advice, the members of the college shall re-examine the draft decisions.
Člani kolegija po prejemu nasveta CESR ponovno pregledajo osnutek odločb.
The competent authorities of the home Member States shall adopt fully reasoned registration or refusal decisions within 15 working days of receipt of the advice of CESR.
Pristojni organi matičnih držav članic sprejmejo v celoti utemeljeno odločbo o registraciji ali zavrnitvi v 15 delovnih dneh od prejema nasveta CESR.
If the competent authorities of the home Member States depart from CESR’s advice, they shall provide full reasons.
Če ta odločba odstopa od nasveta CESR, pristojni organi matičnih držav članic to celovito obrazložijo.
If CESR has provided no advice, the competent authorities of the home Member States shall adopt their decisions within 30 working days of the communication to CESR of the draft decisions in accordance with paragraph 5.
Če CESR ne poda mnenja, pristojni organi matičnih držav članic sprejmejo svoje odločitve v 30 delovnih dneh od posredovanja osnutka odločbe CESR v skladu z odstavkom 5.
In the event of continued absence of agreement among the members of the relevant college on whether to register any of the credit rating agencies of the group, the competent authority of the home Member State of such credit rating agency shall adopt a fully reasoned refusal decision, which shall identify the dissenting competent authorities and shall include a description of their opinions.
Če člani zadevnega kolegija še vedno niso dosegli dogovora o registraciji katere koli bonitetne agencije iz skupine, sprejme pristojni organ matične države članice te bonitetne agencije v celoti utemeljeno odločbo o zavrnitvi, v kateri se navedejo pristojni organi z nasprotnim mnenjem in opis njihovih mnenj.
Notification of the decision on the registration, refusal of registration or the withdrawal of registration of a credit rating agency
Obvestilo o odločitvi glede registracije, zavrnitve registracije ali razveljavitve registracije bonitetne agencije