natgillin/translations-raw huggingface dataset:
For the purposes of paragraph 1(j), the voting rights referred to in Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market [11] shall be taken into account.
Za namene odstavka 1(j) se upoštevajo glasovalne pravice iz členov 9 in 10 Direktive 2004/109/ES Evropskega parlamenta in Sveta z dne 15. decembra 2004 o uskladitvi zahtev v zvezi s preglednostjo podatkov o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu vrednostnih papirjev [11]
For the purposes of paragraph 1(l), Articles 13 to 16 of Directive 2006/49/EC shall apply mutatis mutandis.
Za namene odstavka 1(l) se smiselno uporabljajo členi 13 do 16 Direktive 2006/49/ES.
For the purposes of paragraph 1(n), transferable securities shall exclude the techniques and instruments referred to in Article 51.
Za namene odstavka 1(n) prenosljivi vrednostni papirji izključujejo tehnike in instrumente iz člena 51.
The following undertakings are not subject to this Directive:
Ta direktiva ne vključuje naslednjih podjemov:
collective investment undertakings of the closed-ended type;
kolektivni naložbeni podjemi zaprtega tipa;
collective investment undertakings which raise capital without promoting the sale of their units to the public within the Community or any part of it;
kolektivni naložbeni podjemi, ki zbirajo kapital brez pospeševanja prodaje enot svojega premoženja javnosti v Skupnosti ali katerem koli njenem delu;
collective investment undertakings the units of which, under the fund rules or the instruments of incorporation of the investment company, may be sold only to the public in third countries;
kolektivni naložbeni podjemi, katerih enote premoženja se lahko po pravilih upravljanja sklada ali ustanovnih listinah investicijske družbe prodajajo le javnosti v tretjih državah;
categories of collective investment undertakings prescribed by the regulations of the Member States in which such collective investment undertakings are established, for which the rules laid down in Chapter VII and Article 83 are inappropriate in view of their investment and borrowing policies.
vrste kolektivnih naložbenih podjemov po predpisih držav članic, v katerih so ti ustanovljeni in za katere, glede na njihove naložbene in posojilne politike, niso primerna pravila iz poglavja VII in člena 83.
For the purposes of this Directive, a UCITS shall be deemed to be established in its home Member State.
Za namene te direktive se šteje, da so KNPVP ustanovljeni v svoji matični državi članici.
AUTHORISATION OF UCITS
DOVOLJENJE ZA KNPVP
No UCITS shall pursue activities as such unless it has been authorised in accordance with this Directive.
Noben KNPVP ne izvaja teh dejavnosti, če ne dobi dovoljenja v skladu s to direktivo.
Such authorisation shall be valid for all Member States.
To dovoljenje je veljavno v vseh državah članicah.
A common fund shall be authorised only if the competent authorities of its home Member State have approved the application of the management company to manage that common fund, the fund rules and the choice of depositary.
Splošni sklad dobi dovoljenje le, če pristojni organi njegove matične države članice potrdijo vlogo družbe za upravljanje za upravljanje takšnega splošnega sklada, izdajo soglasje k pravilom upravljanja sklada in potrdijo izbiro depozitarja.
An investment company shall be authorised only if the competent authorities of its home Member State have approved both its instruments of incorporation and the choice of depositary, and, where relevant, the application of the designated management company to manage that investment company.
Investicijska družba dobi dovoljenje le, če pristojni organi njene matične države članice odobrijo njene ustanovne listine in potrdijo izbiro depozitarja ter, kjer je to primerno, vlogo družbe za upravljanje za upravljanje te investicijske družbe.
Without prejudice to paragraph 2, if the UCITS is not established in the management company’s home Member State, the competent authorities of the UCITS home Member State shall decide, on the application of the management company, to manage the UCITS pursuant to Article 20.
Če KNPVP ni ustanovljen v matični državi članici družbe za upravljanje, pristojni organi matične države KNPVP brez poseganja v odstavek 2 odobrijo vlogo družbe za upravljanje za upravljanje KNPVP v skladu s členom 20.
Authorisation shall not be subject either to a requirement that the UCITS be managed by a management company having its registered office in the UCITS home Member State or that the management company pursue or delegate any activities in the UCITS home Member State.
Izdaja dovoljenja ne sme biti pogojena z zahtevo, da bi KNPVP upravljala družba za upravljanje s statutarnim sedežem v matični državi članici KNPVP niti da bi družba za upravljanje izvajala ali prenesla dejavnosti v matično državo članico KNPVP.
The competent authorities of the UCITS home Member State shall not authorise a UCITS if:
Pristojni organi matične države članice KNPVP ne izdajo dovoljenja KNPVP, če:
they establish that the investment company does not comply with the preconditions laid down in Chapter V; or
ugotovijo, da investicijska družba ne izpolnjuje pogojev, ki so določeni v poglavju V, ali
the management company is not authorised for the management of UCITS in its home Member State.
družba za upravljanje v matični državi članici ni pooblaščena za upravljanje KNPVP.
Without prejudice to Article 29(2), the management company or, where applicable, the investment company, shall be informed, within two months of the submission of a complete application, whether or not authorisation of the UCITS has been granted.
Brez poseganja v člen 29(2) se družbo za upravljanje oziroma kjer je primerno investicijsko družbo v dveh mesecih po vložitvi popolnega zahtevka obvesti, ali je bilo dovoljenje za KNPVP izdano.
The competent authorities of the UCITS home Member State shall not authorise a UCITS if the directors of the depositary are not of sufficiently good repute or are not sufficiently experienced also in relation to the type of UCITS to be managed.
Pristojni organi matične države članice KNPVP ne izdajo dovoljenja KNPVP, če direktorji depozitarja nimajo zadostnega ugleda ali nimajo zadosti izkušenj tudi glede na vrsto KNPVP, ki se upravlja.
To that end, the names of the directors of the depositary and of every person succeeding them in office shall be communicated forthwith to the competent authorities.
V ta namen se morajo imena direktorjev depozitarja in vseh oseb, ki jih nadomestijo v tej funkciji, sporočijo pristojnim organom.
Directors shall mean those persons who, under the law or the instruments of incorporation, represent the depositary, or who effectively determine the policy of the depositary.
„Direktorji“ pomenijo tiste osebe, ki po zakonu ali ustanovnih listinah zastopajo depozitarja ali dejansko določajo politiko depozitarja.
The competent authorities of the UCITS home Member State shall not grant authorisation if the UCITS is legally prevented (for example, through a provision in the fund rules or instruments of incorporation) from marketing its units in its home Member State.
Pristojni organi matične države članice KNPVP ne izdajo dovoljenja, če se KNPVP pravno prepreči (na primer zaradi določbe v pravilih upravljanja sklada ali ustanovnih listinah) tržiti enote svojega premoženja ali delnic v matični državi članici.
Neither the management company nor the depositary shall be replaced, nor shall the fund rules or the instruments of incorporation of the investment company be amended, without the approval of the competent authorities of the UCITS home Member State.
Brez odobritve pristojnih organov matične države članice KNPVP ni mogoče zamenjati družbe za upravljanje ali depozitarja niti spremeniti pravil upravljanja sklada ali ustanovne listine investicijske družbe.
The Member States shall ensure that complete information on the laws, regulations and administrative provisions implementing this Directive which relate to the constitution and functioning of the UCITS are easily accessible at a distance or by electronic means.
Države članice zagotovijo, da so popolni podatki o zakonih in drugih predpisih, s katerimi se izvaja ta direktiva in ki se navezujejo na ustanavljanje in delovanje KNPVP, lahko dostopni na daljavo ali z elektronskimi sredstvi.
Member States shall ensure that such information is available at least in a language customary in the sphere of international finance, provided in a clear and unambiguous manner, and kept up to date.
Države članice zagotovijo, da so ti podatki na voljo vsaj v jeziku, ki se uporablja v mednarodnem finančnem okolju, ter da se zagotovijo na jasen in nedvoumen način in se posodabljajo.
OBLIGATIONS REGARDING MANAGEMENT COMPANIES
OBVEZNOSTI GLEDE DRUŽB ZA UPRAVLJANJE
Conditions for taking up business
Pogoji za začetek opravljanja dejavnosti
Access to the business of management companies shall be subject to prior authorisation to be granted by the competent authorities of the management company’s home Member State.
Dostop do opravljanja dejavnosti družbe za upravljanje je predmet predhodnega dovoljenja, ki ga izdajo pristojni organi matične države članice družbe za upravljanje.
Authorisation granted under this Directive to a management company shall be valid for all Member States.
Dovoljenje, izdano družbi za upravljanje v skladu s to direktivo, velja v vseh državah članicah.
No management company shall engage in activities other than the management of UCITS authorised under this Directive, with the exception of the additional management of other collective investment undertakings which are not covered by this Directive and for which the management company is subject to prudential supervision but the units of which cannot be marketed in other Member States under this Directive.
Nobena družba za upravljanje ne sme opravljati drugih dejavnosti, razen upravljanja KNPVP, ki so pridobili dovoljenje v skladu s to direktivo, z izjemo dodatnega upravljanja drugih kolektivnih naložbenih podjemov, ki jih ta direktiva ne ureja in zaradi katerih je družba za upravljanje predmet nadzora skrbnega in varnega poslovanja, vendar njenih enot v skladu s to direktivo ni mogoče tržiti v drugih državah članicah.
The activity of management of UCITS shall include, for the purpose of this Directive, the functions referred to in Annex II.
Upravljanje KNPVP za namene te direktive vključuje naloge, navedene v Prilogi II.
By way of derogation from paragraph 2, Member States may authorise management companies to provide, in addition to the management of UCITS, the following services:
Z odstopanjem od odstavka 2 lahko države članice družbam za upravljanje izdajo dovoljenje, da poleg upravljanja KNPVP opravljajo tudi naslednje storitve:
management of portfolios of investments, including those owned by pension funds, in accordance with mandates given by investors on a discretionary, client-by-client basis, where such portfolios include one or more of the instruments listed in Annex I, Section C to Directive 2004/39/EC; and
upravljanje naložbenega premoženja, vključno tistega, ki je v lasti pokojninskih skladov, ki se upravlja v skladu s pooblastili, ki jih dajo vlagatelji na podlagi zaupnosti in posamičnega dogovora, če to premoženje vključuje enega ali več instrumentov, navedenih v oddelku C Priloge I k Direktivi 2004/39/ES, in
as non-core services:
kot pomožne storitve:
investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2004/39/EC;
investicijsko svetovanje v zvezi z enim ali več instrumentov, navedenih v oddelku C Priloge I k Direktivi 2004/39/ES;
safekeeping and administration in relation to units of collective investment undertakings.
hrambo in opravljanje upravnih storitev v zvezi z enotami premoženja kolektivnih naložbenih podjemov.
Management companies shall not be authorised under this Directive to provide only the services referred to in this paragraph, or to provide non-core services without being authorised for the services referred to in point (a) of the first subparagraph.
V skladu s to direktivo družbe za upravljanje v nobenem primeru ne morejo pridobiti dovoljenja le za opravljanje storitev iz tega odstavka ali za opravljanje pomožnih storitev brez pridobitve dovoljenja za opravljanje storitev iz točke (a) prvega pododstavka.
Article 2(2) and Articles 12, 13 and 19 of Directive 2004/39/EC shall apply to the provision of the services referred to in paragraph 3 of this Article by management companies.
Člen 2(2) in členi 12, 13 ter 19 Direktive 2004/39/ES se uporabljajo za opravljanje storitev iz odstavka 3 tega člena s strani družb za upravljanje.
Without prejudice to other conditions of general application laid down by national law, the competent authorities shall not grant authorisation to a management company unless the following conditions are met:
Brez poseganja v druge splošne pogoje za zahtevo za izdajo dovoljenja, ki so predpisani z nacionalno zakonodajo, pristojni organi družbi za upravljanje ne smejo izdati dovoljenja, razen če so izpolnjeni naslednji pogoji:
the management company has an initial capital of at least EUR 125000, taking into account the following:
ima družba za upravljanje osnovni kapital v višini najmanj 125000 EUR, ob upoštevanju naslednjega:
when the value of the portfolios of the management company exceeds EUR 250000000, the management company must be required to provide an additional amount of own funds which is equal to 0,02 % of the amount by which the value of the portfolios of the management company exceeds EUR 250000000 but the required total of the initial capital and the additional amount must not, however, exceed EUR 10000000;
kadar vrednost premoženja v upravljanju družbe za upravljanje preseže 250000000 EUR, se zahteva, da družba za upravljanje zagotovi dodaten znesek lastnih sredstev, ki mora biti enak 0,02 % zneska, za katerega vrednost premoženja v upravljanju družbe za upravljanje presega 250000000 EUR, vendar zahtevani skupni znesek osnovnega kapitala in dodatnih sredstev ne sme presegati 10000000 EUR;
for the purposes of this paragraph, the following portfolios must be deemed to be the portfolios of the management company:
za namen tega odstavka kot premoženje v upravljanju družbe za upravljanje velja naslednje premoženje:
common funds managed by the management company including portfolios for which it has delegated the management function but excluding portfolios that it is managing under delegation,
vzajemne sklade/skupna sredstva, ki jih upravlja družba za upravljanje, vključno s premoženji, katerih upravljanje je prenesla na drugo družbo, in razen premoženj, ki jih je prevzela v upravljanje,
investment companies for which the management company is the designated management company,
investicijske družbe, ki so za upravljanje določile družbo za upravljanje,
other collective investment undertakings managed by the management company including portfolios for which it has delegated the management function but excluding portfolios that it is managing under delegation;
drugi kolektivni naložbeni podjemi, ki jih upravlja družba za upravljanje, vključno s premoženji, katerih upravljanje je prenesla na druge družbe, in razen premoženj, ki jih je prevzela v upravljanje;
irrespective of the amount of those requirements, the own funds of the management company must at no time be less than the amount prescribed in Article 21 of Directive 2006/49/EC;
ne glede na znesek teh zahtev lastna sredstva družbe za upravljanje ne smejo biti nikoli nižja od zneska, ki ga določa člen 21 Direktive 2006/49/ES;
the persons who effectively conduct the business of a management company are of sufficiently good repute and are sufficiently experienced also in relation to the type of UCITS managed by the management company, the names of those persons and of every person succeeding them in office being communicated forthwith to the competent authorities and the conduct of the business of a management company being decided by at least two persons meeting such conditions;
imajo osebe, ki dejansko opravljajo dejavnost družbe za upravljanje, zadosten ugled in izkušnje tudi glede na vrsto KNPVP, ki ga upravlja družba za upravljanje, pri čemer se imena teh oseb in vseh oseb, ki jih nadomestijo v tej funkciji, sporočijo pristojnim organom in poslovne odločitve v družbi za upravljanje sprejemata najmanj dve osebi, ki izpolnjujeta takšne pogoje;
the application for authorisation is accompanied by a programme of activity setting out, at least, the organisational structure of the management company; and
je zahtevi za izdajo dovoljenja priložen program dejavnosti, ki prikazuje najmanj organizacijsko strukturo družbe za upravljanje, in
the head office and the registered office of the management company are located in the same Member State.
sta glavna uprava in statutarni sedež družbe za upravljanje v isti državi članici.
For the purposes of point (a) of the first subparagraph, Member States may authorise management companies not to provide up to 50 % of the additional amount of own funds referred to in point (i) of point (a) if they benefit from a guarantee of the same amount given by a credit institution or an insurance undertaking which has its registered office in a Member State, or in a third country where it is subject to prudential rules considered by the competent authorities as equivalent to those laid down in Community law.
Za namene točke (a) prvega pododstavka lahko države članice družbi za upravljanje odobrijo oprostitev do 50 % dodatnega zneska lastnih sredstev iz točke (i), če te družbe pridobijo jamstvo za isti znesek pri kreditni instituciji ali zavarovalnici; kreditna institucija ali zavarovalnica mora imeti statutarni sedež v državi članici ali v tretji državi, če zanjo veljajo pravila varnega in skrbnega poslovanja, ki so po mnenju pristojnih organov enakovredna pravilom iz zakonodaje Skupnosti.
Where close links exist between the management company and other natural or legal persons, the competent authorities shall grant authorisation only if those close links do not prevent the effective exercise of their supervisory functions.
V primeru obstoja tesnih povezav med družbo za upravljanje in drugimi fizičnimi ali pravnimi osebami pristojni organi izdajo dovoljenje le, če te tesne povezave ne preprečujejo učinkovitega opravljanja njihovih nadzornih nalog.
The competent authorities shall also refuse authorisation if the laws, regulations or administrative provisions of a third country governing one or more natural or legal persons with which the management company has close links, or difficulties involved in their enforcement, prevent the effective exercise of their supervisory functions.
Pristojni organi tudi zavrnejo izdajo dovoljenja, če zakoni in drugi predpisi tretje države, ki se nanašajo na eno ali več fizičnih ali pravnih oseb, s katerimi ima družba za upravljanje tesne povezave, ali težave pri njihovem uveljavljanju preprečujejo učinkovito izvajanje njihovih nadzornih nalog.
The competent authorities shall require management companies to provide them with the information they require to monitor compliance with the conditions referred to in this paragraph on a continuous basis.
Pristojni organi morajo zahtevati, da jim družbe za upravljanje stalno posredujejo zahtevane informacije, ki jih ti potrebujejo za spremljanje izpolnjevanja pogojev iz tega odstavka.
The competent authorities shall inform the applicant within six months of the submission of a complete application whether or not authorisation has been granted.
Pristojni organi obvestijo vlagatelja zahteve v šestih mesecih po vložitvi popolnega zahtevka, ali se mu dovoljenje izda ali zavrne.
Reasons shall be given where an authorisation is refused.
V primeru zavrnitve se podajo razlogi za zavrnitev.
A management company may start business as soon as authorisation has been granted.
Družba za upravljanje lahko začne opravljati svojo dejavnost, takoj ko se ji izda dovoljenje.
The competent authorities may withdraw the authorisation issued to a management company subject to this Directive only where that company:
Pristojni organi lahko odvzamejo dovoljenje, ki je bilo izdano družbi za upravljanje skladno s to direktivo le, če ta družba:
does not make use of the authorisation within 12 months, expressly renounces the authorisation or has ceased the activity covered by this Directive more than six months previously, unless the Member State concerned has provided for authorisation to lapse in such cases;
ne uporabi dovoljenja v roku 12 mesecev, se dovoljenju izrecno odreče ali preneha opravljati dejavnost iz te direktive pred več kot šestimi meseci, razen če je zadevna država članica predvidela, da dovoljenje v takšnih primerih preneha veljati;
has obtained the authorisation by making false statements or by any other irregular means;
pridobi dovoljenje z navajanjem neresničnih izjav ali z drugimi neustreznimi sredstvi;
no longer fulfils the conditions under which authorisation was granted;
ne izpolnjuje več pogojev, pod katerimi ji je bilo dovoljenje izdano;
no longer complies with Directive 2006/49/EC if its authorisation also covers the discretionary portfolio management service referred to in Article 6(3)(a) of this Directive;
ni več usklajena z določbami Direktive 2006/49/ES, če njeno dovoljenje vključuje tudi storitev diskrecijskega upravljanja premoženja, kot predpisuje člen 6 (3)(a) te direktive;
has seriously or systematically infringed the provisions adopted pursuant to this Directive; or
je resno ali sistematično kršila predpise, sprejete v skladu s to direktivo, ali
falls within any of the cases where national law provides for withdrawal.
sodi v katerega koli od primerov, za katere nacionalna zakonodaja predvideva odvzem dovoljenja.
The competent authorities shall not grant authorisation to take up the business of management companies until they have been informed of the identities of the shareholders or members, whether direct or indirect, natural or legal persons, that have qualifying holdings and of the amounts of those holdings.
Pristojni organi zavrnejo izdajo dovoljenja za začetek opravljanja dejavnosti družbe za upravljanje, dokler niso obveščeni o identiteti delničarjev ali članov, bodisi neposrednih ali posrednih, fizičnih ali pravnih oseb, ki imajo kvalificirane deleže, ter o zneskih teh deležev.
The competent authorities shall refuse authorisation if, taking into account the need to ensure the sound and prudent management of a management company, they are not satisfied as to the suitability of the shareholders or members referred to in the first subparagraph.
Pristojni organi zavrnejo izdajo dovoljenja, če ob upoštevanju potrebe po zagotavljanju zanesljivega in skrbnega vodenja družbe za upravljanje niso zadovoljni z usposobljenostjo delničarjev ali družbenikov iz prvega pododstavka.
In the case of branches of management companies that have registered offices outside the Community and are taking up or pursuing business, the Member States shall not apply provisions that result in treatment more favourable than that accorded to branches of management companies that have registered offices in Member States.
V primeru podružnic družb za upravljanje, ki imajo statutarne sedeže zunaj Skupnosti in ki začenjajo izvajati ali izvajajo dejavnosti, države članice ne uporabljajo določb, ki bi imele za posledico ugodnejšo obravnavo, kot velja za podružnice družb za upravljanje s statutarnimi sedeži v državah članicah.
The competent authorities of the other Member State involved shall be consulted beforehand in relation to the authorisation of any management company which is one of the following:
Pred izdajo dovoljenja se je treba posvetovati s pristojnimi organi druge vključene države članice glede izdaje dovoljenja kateri koli družbi za upravljanje, ki je eno od naslednjega:
a subsidiary of another management company, an investment firm, a credit institution or an insurance undertaking authorised in another Member State;
hčerinska družba druge družbe za upravljanje, investicijske družbe, kreditne institucije ali zavarovalnice, ki ji je bilo dovoljenje izdano v drugi državi članici;