natgillin/translations-raw huggingface dataset:
The supervisory authorities of the home Member State shall not grant to an undertaking an authorisation to take up the business of insurance or reinsurance before they have been informed of the identities of the shareholders or members, direct or indirect, whether natural or legal persons, who have qualifying holdings in that undertaking and of the amounts of those holdings.
Nadzorni organi matične države članice podjetju ne izdajo dovoljenja za začetek opravljanja dejavnosti zavarovanja ali pozavarovanja, dokler niso obveščeni o identiteti delničarjev ali družbenikov, bodisi neposrednih ali posrednih, fizičnih ali pravnih oseb, ki imajo v tem podjetju kvalificirane deleže, in o velikosti teh deležev.
Those authorities shall refuse authorisation if, taking into account the need to ensure the sound and prudent management of an insurance or reinsurance undertaking, they are not satisfied as to the qualifications of the shareholders or members.
Ti organi zavrnejo izdajo dovoljenja, če ob upoštevanju potrebe po zagotavljanju varnega in skrbnega upravljanja zavarovalnice ali pozavarovalnice niso zadovoljni z usposobljenostjo delničarjev ali družbenikov.
For the purposes of paragraph 1, the voting rights referred to in Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issues whose securities are admitted to trading on a regulated market [31], as well as the conditions regarding aggregation thereof laid down in Article 12(4) and (5) of that Directive, shall be taken into account.Member States shall not take into account voting rights or shares which investment firms or credit institutions may hold as a result of providing the underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis included under point (6) of Section A of Annex I to Directive 2004/39/EC, provided that those rights are, on the one hand, not exercised or otherwise used to intervene in the management of the issuer and, on the other, disposed of within one year of the acquisition.
Za namene odstavka 1 se upoštevajo glasovalne pravice iz členov 9 in 10 Direktive 2004/109/ES Evropskega parlamenta in Sveta z dne 15. decembra 2004 o uskladitvi zahtev v zvezi s preglednostjo informacij o izdajateljih, katerih vrednostni papirji so sprejeti v trgovanje na reguliranem trgu [31] ter pogoji o združevanju teh pravic, določeni v členu 12(4) in (5) omenjene direktive.Države članice ne upoštevajo glasovalnih pravic ali deležev, ki so jih investicijska podjetja ali kreditne institucije morda pridobile prek prodaje prve izdaje finančnih instrumentov in/ali plasiranja finančnih instrumentov z obveznostjo odkupa iz točke (6) oddelka A Priloge I k Direktivi 2004/39/ES, pod pogojem, da se te pravice po eni strani ne uveljavljajo ali drugače uporabljajo za poseganje v upravljanje izdajatelja in da se po drugi strani prodajo v enem letu od pridobitve.
Article 25
ČLEN 25
Any decision to refuse an authorisation shall state full reasons and shall be notified to the undertaking concerned.
Vsaka odločitev za zavrnitev izdaje dovoljenja se natančno utemelji in se sporoči zadevnemu podjetju.
Each Member State shall make provision for a right to apply to the courts where an authorisation is refused.
Vsaka država članica predvidi pravno sredstvo za primer zavrnitve izdaje dovoljenja.
Such provision shall also be made with regard to cases where the supervisory authorities have not dealt with an application for an authorisation within six months of the date of its receipt.
Pravno sredstvo je treba določiti tudi za primere, v katerih nadzorni organi vloge za izdajo dovoljenja ne obravnavajo v roku šestih mesecev od datuma prejema.
Article 26
ČLEN 26
Prior consultation of the authorities of other Member States
Predhodno posvetovanje z organi drugih držav članic
The supervisory authorities of any other Member State concerned shall be consulted prior to the granting of an authorisation to:
Z nadzornimi organi katere koli druge zadevne države članice se je treba posvetovati pred izdajo dovoljenja naslednjim subjektom:
a subsidiary of an insurance or reinsurance undertaking authorised in that Member State;
hčerinsko podjetje zavarovalnice ali pozavarovalnice, ki je pridobilo dovoljenje v tej državi članici;
a subsidiary of the parent undertaking of an insurance or reinsurance undertaking authorised in that Member State; or
hčerinsko podjetje matičnega podjetja zavarovalnice ali pozavarovalnice, ki je pridobilo dovoljenje v tej državi članici; ali
an undertaking controlled by the same person, whether natural or legal, who controls an insurance or reinsurance undertaking authorised in that Member State.
podjetje, ki je pod nadzorom iste fizične ali pravne osebe, ki nadzoruje zavarovalnico ali pozavarovalnico, ki je pridobila dovoljenje v tej državi članici.
The authorities of a Member State involved which are responsible for the supervision of credit institutions or investment firms shall be consulted prior to the granting of an authorisation to an insurance or reinsurance undertaking which is:
Posvetovati se je treba z organi sodelujoče države članice, ki so odgovorni za nadzor kreditnih institucij ali investicijskih podjetij, pred izdajo dovoljenja zavarovalnici ali pozavarovalnici, ki je:
a subsidiary of a credit institution or investment firm authorised in the Community;
hčerinsko podjetje kreditne institucije ali investicijskega podjetja, ki je pridobilo dovoljenje v Skupnosti;
an undertaking controlled by the same person, whether natural or legal, who controls a credit institution or investment firm authorised in the Community.
podjetje, ki je pod nadzorom iste fizične ali pravne osebe, ki nadzoruje kreditno institucijo ali investicijsko podjetje, ki je pridobila dovoljenje v Skupnosti.
The relevant authorities referred to in paragraphs 1 and 2 shall in particular consult each other when assessing the suitability of the shareholders and the fit and proper requirements of all persons who effectively run the undertaking or have other key functions involved in the management of another entity of the same group.
Zadevni organi iz odstavkov 1 in 2 se med seboj posvetujejo predvsem pri oceni primernosti delničarjev in zahtev glede sposobnosti in primernosti vseh oseb, ki dejansko vodijo podjetje ali imajo druge ključne funkcije, vpletenih v upravljanje drugega subjekta v isti skupini.
They shall inform each other of any information regarding the suitability of shareholders and the fit and proper requirements of all persons who effectively run the undertaking or have other key functions which is of relevance to the other competent authorities concerned for the granting of an authorisation as well as for the ongoing assessment of compliance with operating conditions.
Drug drugemu sporočijo podatke o primernosti delničarjev ter zahtevah glede sposobnosti in primernosti vseh oseb, ki dejansko vodijo podjetje ali imajo druge ključne funkcije, ki so za druge zadevne pristojne organe pomembni pri izdaji dovoljenj za opravljanje poslov kakor tudi pri rednem ocenjevanju izpolnjevanja pogojev poslovanja.
Supervisory authorities and general rules
Nadzorni organi in splošna pravila
Article 27
ČLEN 27
Main objective of supervision
Glavni cilj nadzora
Member States shall ensure that the supervisory authorities are provided with the necessary means, and have the relevant expertise, capacity, and mandate to achieve the main objective of supervision, namely the protection of policy holders and beneficiaries.
Države članice zagotovijo, da so nadzornim organom zagotovljena potrebna sredstva za dosego glavnega cilja nadzora, to je zaščita imetnikov polic in upravičencev, ter da imajo ustrezno strokovno znanje, zmogljivosti in pooblastila.
Article 28
ČLEN 28
Financial stability and pro-cyclicality
Finančna stabilnost in procikličnost
Without prejudice to the main objective of supervision as set out in Article 27, Member States shall ensure that, in the exercise of their general duties, supervisory authorities shall duly consider the potential impact of their decisions on the stability of the financial systems concerned in the European Union, in particular in emergency situations, taking into account the information available at the relevant time.
Brez poseganja v glavni cilj nadzora, kot je opredeljen v členu 27, države članice zagotovijo, da nadzorni organi pri opravljanju svojih splošnih dolžnosti ustrezno preučijo možen učinek njihovih odločitev na stabilnost zadevnih finančnih sistemov v Evropski uniji, zlasti v izrednih razmerah, in upoštevajo razpoložljive informacije ob ustreznem času.
In times of exceptional movements in the financial markets, supervisory authorities shall take into account the potential pro-cyclical effects of their actions.
V času izjemnih gibanj na finančnih trgih nadzorni organi upoštevajo možne prociklične učinke njihovih ukrepov.
Article 29
ČLEN 29
General principles of supervision
Splošna načela nadzora
Supervision shall be based on a prospective and risk-based approach.
Nadzor temelji na v prihodnost in k tveganjem utemeljenem pristopu.
It shall include the verification on a continuous basis of the proper operation of the insurance or reinsurance business and of the compliance with supervisory provisions by insurance and reinsurance undertakings.
Vključuje stalno preverjanje pravilnega opravljanja dejavnosti zavarovanja in pozavarovanja ter upoštevanja nadzornih določb s strani zavarovalnic in pozavarovalnic.
Supervision of insurance and reinsurance undertakings shall comprise an appropriate combination of off-site activities and on-site inspections.
Nadzor zavarovalnic in pozavarovalnic vključuje ustrezno kombinacijo pregledov na kraju samem in dejavnosti izven njega.
Member States shall ensure that the requirements laid down in this Directive are applied in a manner which is proportionate to the nature, scale and complexity of the risks inherent in the business of an insurance or reinsurance undertaking.
Države članice zagotovijo, da se zahteve, ki jih določa ta direktiva, uporabljajo na način ki je sorazmeren glede na naravo, obseg in zahtevnost tveganj, ki so del poslov zavarovalnice ali pozavarovalnice.
The Commission shall ensure that implementing measures take into account the principle of proportionality, thus ensuring the proportionate application of this Directive, in particular to small insurance undertakings.
Komisija zagotovi, da izvedbeni ukrepi vključujejo načelo sorazmernosti, ki zagotavlja sorazmerno izvajanje te direktive, zlasti glede majhnih zavarovalnic.
Article 30
ČLEN 30
Supervisory authorities and scope of supervision
Nadzorni organi in področje uporabe nadzora
The financial supervision of insurance and reinsurance undertakings, including that of the business they pursue either through branches or under the freedom to provide services, shall be the sole responsibility of the home Member State.
Za finančni nadzor zavarovalnic in pozavarovalnic, vključno s posli, ki jih opravljajo prek podružnic ali iz naslova svobode opravljanja storitev, je pristojna izključno matična država članica.
Financial supervision pursuant to paragraph 1 shall include verification, with respect to the entire business of the insurance and reinsurance undertaking, of its state of solvency, of the establishment of technical provisions, of its assets and of the eligible own funds, in accordance with the rules laid down or practices followed in the home Member State under provisions adopted at Community level.
Finančni nadzor celotnega poslovanja zavarovalnice in pozavarovalnice v skladu s členom 1 vključuje preverjanje njene kapitalske ustreznosti, oblikovanja zavarovalno-tehničnih rezervacij, premoženja ter primernih lastnih sredstev v skladu z določenimi pravili ali praksami, ki veljajo v matični državi članici na podlagi predpisov, sprejetih na ravni Skupnosti.
Where the insurance undertaking concerned is authorised to cover the risks classified in class 18 in Part A of Annex I, supervision shall extend to monitoring of the technical resources which the insurance undertaking has at its disposal for the purpose of carrying out the assistance operations it has undertaken to perform, where the law of the home Member State provides for the monitoring of such resources.
Če ima zadevna zavarovalnica dovoljenje za kritje nevarnosti, uvrščenih v zavarovalno vrsto 18 iz dela A Priloge I, se nadzor razširi na spremljanje tehničnih virov, ki jih ima zavarovalnica na razpolago za opravljanje poslov pomoči, za katere se je obvezala, da jih bo izvajala, če zakonodaja matične države članice predvideva spremljanje teh virov.
If the supervisory authorities of the Member State in which the risk is situated or the Member State of the commitment or, in case of a reinsurance undertaking, the supervisory authorities of the host Member State, have reason to consider that the activities of an insurance or reinsurance undertaking might affect its financial soundness, they shall inform the supervisory authorities of the home Member State of that undertaking.
Če imajo nadzorni organi države članice, v kateri je nevarnost, ali države članice obveznosti ali v primeru pozavarovalnice nadzorni organi države članice gostiteljice razlog, da menijo, da bi dejavnosti zavarovalnice ali pozavarovalnice lahko vplivale na njeno finančno trdnost, obvestijo nadzorne organe domače države članice te zavarovalnice.
The supervisory authorities of the home Member State shall determine whether the undertaking is complying with the prudential principles laid down in this Directive.
Nadzorni organi matične države članice presodijo, ali podjetje izpolnjuje načela o varnem in skrbnem poslovanju, določena v tej direktivi.
Article 31
ČLEN 31
Transparency and accountability
Preglednost in odgovornost
The supervisory authorities shall conduct their tasks in a transparent and accountable manner with due respect for the protection of confidential information.
Nadzorni organi izvajajo svoje naloge na pregleden in odgovoren način z ustreznim upoštevanjem varstva zaupnih podatkov.
Member States shall ensure that the following information is disclosed:
Države članice zagotovijo, da se razkrijejo naslednje informacije:
the texts of laws, regulations, administrative rules and general guidance in the field of insurance regulation;
besedila zakonov in drugih predpisov ter splošnih smernic na področju ureditve zavarovalništva;
the general criteria and methods, including the tools developed in accordance with Article 34(4), used in the supervisory review process as set out in Article 36;
splošna merila in metode, vključno z instrumenti, ki so bili razviti v skladu s členom 34(4), uporabljene pri postopku nadzornega pregleda, kot določa člen 36;
aggregate statistical data on key aspects of the application of the prudential framework;
skupni statistični podatki o ključnih vidikih uporabe nadzornega okvira;
the manner of exercise of the options provided for in this Directive;
način izvajanja možnosti, ki jih določa ta direktiva;
the objectives of the supervision and its main functions and activities.
cilji nadzora ter njegove glavne funkcije in dejavnosti.
The disclosure provided for in the first subparagraph shall be sufficient to enable a comparison of the supervisory approaches adopted by the supervisory authorities of the different Member States.
Razkritje, določeno v prvem pododstavku, mora biti zadostno, da omogoči primerjavo nadzornih pristopov, ki so jih sprejeli nadzorni organi različnih držav članic.
The disclosure shall be made in a common format and be updated regularly.
Razkritje se naredi v standardni obliki in se redno dopolnjuje.
The information referred to in points (a) to (e) of the first subparagraph shall be accessible at a single electronic location in each Member State.
Informacije iz točk (a) do (e) prvega pododstavka so dostopne na enotnem elektronskem naslovu v vsaki državi članici.
Member States shall provide for transparent procedures regarding the appointment and dismissal of the members of the governing and managing bodies of their supervisory authorities.
Države članice zagotovijo pregledne procese glede imenovanja in razrešitve članov upravnih organov svojih nadzornih organov.
The Commission shall adopt implementing measures relating to paragraph 2 specifying the key aspects on which aggregate statistical data are to be disclosed, and the format, structure, contents list and publication date of the disclosures.
Komisija sprejme izvedbene ukrepe, ki se nanašajo na odstavek 2, ki opredeljuje ključne vidike, po katerih naj se razkrijejo skupni statistični podatki, ter obliko, strukturo, seznam vsebine in datum objave razkritij.
Article 32
ČLEN 32
Prohibition of refusal of reinsurance contracts or retrocession contracts
Prepoved zavrnitve pozavarovalnih pogodb ali pogodb o retrocesiji
The home Member State of an insurance undertaking shall not refuse a reinsurance contract concluded with a reinsurance undertaking or an insurance undertaking authorised in accordance with Article 14 on grounds directly related to the financial soundness of that reinsurance undertaking or that insurance undertaking.
Matična država članica zavarovalnice ne sme zavrniti pozavarovalne pogodbe, sklenjene s pozavarovalnico ali zavarovalnico, ki je pridobila dovoljenje v skladu s členom 14 na podlagi neposredne povezave s finančno trdnostjo te pozavarovalnice ali zavarovalnice.
The home Member State of the reinsurance undertaking shall not refuse a retrocession contract concluded by a reinsurance undertaking with a reinsurance undertaking or an insurance undertaking authorised in accordance with Article 14 on grounds directly related to the financial soundness of that reinsurance undertaking or that insurance undertaking.
Matična država članica pozavarovalnice ne sme zavrniti pogodbe o retrocesiji, ki jo sklene pozavarovalnica s pozavarovalnico ali zavarovalnico, ki je pridobila dovoljenje v skladu s členom 14 na podlagi neposredne povezave s finančno trdnostjo te pozavarovalnice ali zavarovalnice.
Article 33
ČLEN 33
Member States shall provide that, where an insurance or reinsurance undertaking authorised in another Member State carries on business through a branch, the supervisory authorities of the home Member State may, after having informed the supervisory authorities of the host Member State concerned, carry out themselves, or through the intermediary of persons appointed for that purpose, on-site verifications of the information necessary to ensure the financial supervision of the undertaking.
Države članice predvidijo, da lahko v primerih, ko zavarovalnica ali pozavarovalnica, ki je dovoljenje pridobila v drugi državi članici in ki opravlja dejavnosti preko podružnice, nadzorni organi matične države članice, potem ko so obvestili nadzorne organe zadevne države članice gostiteljice, opravijo preverjanja podatkov na kraju samem, potrebnih za omogočanje finančnega nadzora podjetja, bodisi sami bodisi s posredovanjem oseb, imenovanih v ta namen.
The authorities of the host Member State concerned may participate in those verifications.
Organi zadevne države članice gostiteljice lahko sodelujejo v teh preverjanjih.
Article 34
ČLEN 34
General supervisory powers
Splošna nadzorna pooblastila
Member States shall ensure that the supervisory authorities have the power to take preventive and corrective measures to ensure that insurance and reinsurance undertakings comply with the laws, regulations and administrative provisions with which they have to comply in each Member State.
Države članice zagotovijo, da imajo nadzorni organi pooblastila za sprejemanje preventivnih in popravnih ukrepov, s katerimi zagotovijo, da zavarovalnice in pozavarovalnice upoštevajo zakone in druge predpise, ki jih morajo spoštovati v vsaki državi članici.
The supervisory authorities shall have the power to take any necessary measures, including where appropriate, those of an administrative or financial nature, with regard to insurance or reinsurance undertakings, and the members of their administrative, management or supervisory body.
Nadzorni organi imajo pooblastila za sprejemanje potrebnih ukrepov, vključno z upravnimi in finančnimi ukrepi, kjer je ustrezno, v zvezi z zavarovalnicami in pozavarovalnicami ter s člani njihovih upravnih, upravljalnih ali nadzornih organov.
Member States shall ensure that supervisory authorities have the power to require all information necessary to conduct supervision in accordance with Article 35.
Države članice zagotovijo, da imajo nadzorni organi pooblastila, da zahtevajo vse potrebne informacije za izvajanje nadzora v skladu s členom 35.
Member States shall ensure that supervisory authorities have the power to develop, in addition to the calculation of the Solvency Capital Requirement and where appropriate, necessary quantitative tools under the supervisory review process to assess the ability of the insurance or reinsurance undertakings to cope with possible events or future changes in economic conditions that could have unfavourable effects on their overall financial standing.
Države članice zagotovijo, da imajo nadzorni organi pooblastila, da poleg izračuna zahtevanega solventnostnega kapitala, če je primerno in je to nujno, razvijejo količinska orodja v okviru postopka nadzornega pregleda za oceno zmožnosti soočanja zavarovalnic ali pozavarovalnic z morebitnimi dogodki ali prihodnjimi spremembami v gospodarskih razmerah, ki bi lahko neugodno vplivali na njihov splošni finančni položaj.
The supervisory authorities shall have the power to require that corresponding tests are performed by the undertakings.
Nadzorni organi imajo pooblastila, da zahtevajo, da podjetja opravijo ustrezne preskuse.
The supervisory authorities shall have the power to carry out on-site investigations at the premises of the insurance and reinsurance undertakings.
Nadzorni organi imajo pooblastila, da izvajajo preglede na kraju samem v prostorih zavarovalnic in pozavarovalnic.
Supervisory powers shall be applied in a timely and proportionate manner.
Nadzorna pooblastila se uporabljajo pravočasno in sorazmerno.
The powers with regard to insurance and reinsurance undertakings referred to in paragraphs 1 to 5 shall also be available with regard to outsourced activities of insurance and reinsurance undertakings.
Pooblastila glede zavarovalnic in pozavarovalnic iz odstavkov 1 do 5 so tudi na voljo glede zunanjega izvajanja dejavnosti zavarovalnic in pozavarovalnic.
The powers referred to in paragraphs 1 to 5 and 7 shall be exercised, if need be by enforcement and, where appropriate, through judicial channels.
Pristojnosti iz odstavkov 1 do 5 in 7 se izvršujejo po potrebi z izvršbo in, kadar primerno, po sodni poti.
Article 35
ČLEN 35
Information to be provided for supervisory purposes
Podatki, ki jih je treba zagotoviti za nadzor
Member States shall require insurance and reinsurance undertakings to submit to the supervisory authorities the information which is necessary for the purposes of supervision.
Države članice zahtevajo od zavarovalnic in pozavarovalnic, da nadzornim organom predložijo podatke, ki so potrebni za nadzor.
That information shall include at least the information necessary for the following when performing the process referred to in Article 36:
Ti podatki vsebujejo vsaj podatke, ki so pri izvajanju postopka iz člena 36 potrebni za:
to assess the system of governance applied by the undertakings, the business they are pursuing, the valuation principles applied for solvency purposes, the risks faced and the risk-management systems, and their capital structure, needs and management;
oceno sistema upravljanja, ki ga uporabljajo podjetja, poslov, ki jih izvajajo, načel vrednotenja, uporabljenih za solventnost, tveganj, s katerimi se soočajo, in sistemov za upravljanje tveganja ter njihove strukture kapitala, potreb in upravljanja;
to make any appropriate decisions resulting from the exercise of their supervisory rights and duties.
sprejem kakršnih koli ustreznih odločitev, ki izhajajo iz opravljanja njihovih nadzornih pravic in dolžnosti.
Member States shall ensure that the supervisory authorities have the following powers:
Države članice zagotovijo, da imajo nadzorni organi naslednja pooblastila: