natgillin/translations-raw huggingface dataset:
Where the competent authorities of a management company’s host Member State ascertain that a management company that has a branch or provides services within its territory is in breach of one of the rules under their responsibility, those authorities shall require the management company concerned to put an end to that breach and inform the competent authorities of the management company’s home Member State thereof.
Če pristojni organi države članice gostiteljice družbe za upravljanje ugotovijo, da družba za upravljanje, ki ima podružnico ali opravlja storitve na ozemlju te države članice, krši katerega od pravil, za katera so odgovorni, ti organi zahtevajo, da zadevna družba za upravljanje odpravi kršitve in obvesti pristojne organe matične države članice družbe za upravljanje.
If the management company concerned refuses to provide the management company’s host Member State with information falling under its responsibility, or fails to take the necessary steps to put an end to the breach referred to in paragraph 3, the competent authorities of the management company’s host Member State shall inform the competent authorities of the management company’s home Member State accordingly.
Če zadevna družba za upravljanje državi članici gostiteljici noče posredovati informacij, ki sodijo na njeno področje pristojnosti, oziroma ne izvede potrebnih ukrepov, da bi odpravila kršitve iz odstavka 3, pristojni organi države članice gostiteljice družbe za upravljanje o tem obvestijo pristojne organe matične države članice družbe za upravljanje.
The competent authorities of the management company’s home Member State shall, at the earliest opportunity, take all appropriate measures to ensure that the management company concerned provides the information requested by the management company’s host Member State pursuant to paragraph 2 or puts an end to the breach.
Pristojni organi matične države članice družbe za upravljanje ob prvi priložnosti izvedejo vse ustrezne ukrepe za zagotovitev, da zadevna družba za upravljanje posreduje informacije na zahtevo države članice gostiteljice družbe za upravljanje v skladu z odstavkom 2 oziroma odpravi kršitve.
The nature of those measures shall be communicated to the competent authorities of the management company’s host Member State.
O naravi teh ukrepov obvestijo pristojne organe države članice gostiteljice družbe za upravljanje.
If, despite the measures taken by the competent authorities of the management company’s home Member State or because such measures prove to be inadequate or are not available in the Member State in question, the management company continues to refuse to provide the information requested by the management company’s host Member State pursuant to paragraph 2, or persists in breaching the legal or regulatory provisions, referred to in the same paragraph, in force in the management company’s host Member State, the competent authorities of the management company’s host Member State may, after informing the competent authorities of the management company’s home Member State, take appropriate measures, including under Articles 98 and 99, to prevent or penalise further irregularities and, in so far as necessary, to prevent that management company from initiating any further transaction within its territory.
Če kljub ukrepom, ki jih sprejmejo pristojni organi matične države članice družbe za upravljanje, ali zato, ker se takšni ukrepi izkažejo za nezadostne ali ker niso na razpolago v zadevni državi članici, družba za upravljanje še vedno ni pripravljena posredovati informacij na zahtevo države članice gostiteljice družbe za upravljanje v skladu z odstavkom 2 ali še naprej krši pravne ali ureditvene predpise iz odstavka 2, veljavne v državi članici gostiteljici družbe za upravljanje, lahko pristojni organi matične države članice, potem ko so obvestili pristojne organe matične države članice družbe za upravljanje, sprejmejo ustrezne ukrepe, vključno s tistimi iz členov 98 in 99, za preprečitev ali sankcioniranje nadaljnjih nepravilnosti in, če je to potrebno, preprečijo tej družbi za upravljanje, da na njihovem ozemlju začne vsako nadaljnjo transakcijo.
Member States shall ensure that within their territories it is possible to serve the legal documents necessary for those measures on management companies.
Države članice zagotovijo, da je na njihovem ozemlju možno vročiti pravne dokumente, potrebne za takšne ukrepe proti družbam za upravljanje.
Where the service provided within the management company’s host Member State is the management of a UCITS, the management company’s host Member State may require the management company to cease managing that UCITS.
Če je storitev, ki se zagotavlja v državi članici gostiteljici družbe za upravljanje, upravljanje KNPVP, lahko država članica gostiteljica družbe za upravljanje zahteva, da družba za upravljanje preneha upravljati določen KNPVP.
Any measure adopted pursuant to paragraphs 4 or 5 involving measures or penalties shall be properly justified and communicated to the management company concerned.
Vsak ukrep, sprejet skladno z odstavkoma 4 ali 5, ki obsega ukrepe ali sankcije, je primerno utemeljen, zadevna družba za upravljanje pa mora biti o njem obveščena.
Every such measure shall be subject to the right to apply to the courts in the Member State which adopted it.
Za vsak takšen ukrep velja pravica do sodnega varstva v državi članici, v kateri je bil ukrep sprejet.
Before following the procedure laid down in paragraphs 3, 4 or 5 the competent authorities of the management company’s host Member State may, in emergencies, take any precautionary measures necessary to protect the interests of investors and others for whom services are provided.
Pred uporabo postopka, določenega v odstavkih 3, 4 ali 5, lahko pristojni organi države članice gostiteljice družbe za upravljanje v nujnih primerih sprejmejo varnostne ukrepe, ki so potrebni za varovanje interesov vlagateljev in drugih, za katere se opravljajo storitve.
The Commission and the competent authorities of the other Member States concerned shall be informed of such measures at the earliest opportunity.
Komisija in pristojni organi drugih zadevnih držav članic so o teh ukrepih obveščeni ob prvi priložnosti.
After consulting the competent authorities of the Member States concerned, the Commission may decide that the Member State in question must amend or abolish those measures.
Po posvetovanju s pristojnimi organi zadevnih držav članic lahko Komisija odloči, da mora zadevna država članica te ukrepe spremeniti ali odpraviti.
The competent authorities of the management company’s home Member State shall consult the competent authorities of the UCITS home Member State before withdrawing the authorisation of the management company.
Pristojni organi matične države članice družbe za upravljanje se pred odvzemom dovoljenja družbi za upravljanje posvetujejo s pristojnimi organi matične države članice KNPVP.
In such cases, the competent authorities of the UCITS home Member State shall take appropriate measures to safeguard investors’ interests.
V takšnih primerih pristojni organi matične države članice KNPVP sprejmejo ustrezne ukrepe, za varovanje interesov vlagateljev.
Those measures may include decisions preventing the management company concerned from initiating any further transactions within its territory.
Ti ukrepi lahko obsegajo odločitve, da se zadevni družbi za upravljanje prepreči začetek vsake nadaljnje transakcije na njenem ozemlju.
Every two years the Commission shall issue a report on such cases.
Vsaki dve leti Komisija pripravi poročilo o teh primerih.
Member States shall inform the Commission of the number and type of cases in which they refuse authorisation under Article 17 or an application under Article 20 and of any measures taken in accordance with paragraph 5 of this Article.
Države članice obvestijo Komisijo o številu in vrsti primerov, v katerih so v skladu s členoma 17 in 20 izdale zavrnitev ali sprejele ukrepe v skladu z odstavkom 5 tega člena.
OBLIGATIONS REGARDING THE DEPOSITARY
OBVEZNOSTI GLEDE DEPOZITARJA
The assets of a common fund shall be entrusted to a depositary for safe-keeping.
Sredstva splošnega sklada se morajo dati v hrambo depozitarju.
A depositary’s liability as referred to in Article 24 shall not be affected by the fact that it has entrusted to a third party all or some of the assets in its safe-keeping.
Na depozitarjevo odgovornost, kot je navedena v členu 24, ne sme vplivati dejstvo, da zaupa vsa ali del sredstev v hrambo tretji stranki.
A depositary shall:
Depozitar:
ensure that the sale, issue, repurchase, redemption and cancellation of units effected on behalf of a common fund or by a management company are carried out in accordance with the applicable national law and the fund rules;
zagotovi, da se prodaja, izdaja, ponovni odkup, izplačilo in umik enot premoženja iz obtoka v imenu družbe za upravljanje in za račun splošnega sklada izvedejo v skladu z veljavno nacionalno zakonodajo in pravili upravljanja sklada;
ensure that the value of units is calculated in accordance with the applicable national law and the fund rules;
zagotovi, da se vrednost enote premoženja izračuna v skladu z veljavno nacionalno zakonodajo in pravili upravljanja sklada;
carry out the instructions of the management company, unless they conflict with the applicable national law or the fund rules;
izpolni navodila družbe za upravljanje, razen če so v nasprotju z veljavno nacionalno zakonodajo in pravili upravljanja sklada;
ensure that in transactions involving a common fund’s assets any consideration is remitted to it within the usual time limits;
zagotovi, da se izpolnitve obveznosti v transakcijah, ki vključujejo sredstva splošnega sklada, opravljajo v običajnem roku;
ensure that a common fund’s income is applied in accordance with the applicable national law and the fund rules.
zagotovi, da se prihodek splošnega sklada uporabi v skladu z veljavno nacionalno zakonodajo in pravili upravljanja splošnega sklada.
A depositary shall either have its registered office or be established in the UCITS home Member State.
Depozitar ima registrirani sedež ali pa biti ustanovljen v matični državi članici KNPVP.
A depositary shall be an institution which is subject to prudential regulation and ongoing supervision.
Depozitar je institucija, za katero veljajo pravila varnega in skrbnega poslovanja ter stalnega nadzora.
It shall also furnish sufficient financial and professional guarantees to be able effectively to pursue its business as depositary and meet the commitments inherent in that function.
Predloži tudi zadostna finančna in strokovna jamstva, da je sposoben učinkovito izvajati posle kot depozitar in izpolnjevati obveznosti, ki jih vključuje ta funkcija.
Member States shall determine which of the categories of institutions referred to in paragraph 2 shall be eligible to be depositaries.
Države članice določijo, katere vrste institucij iz odstavka 2 izpolnjujejo pogoje za depozitarja.
The depositary shall enable the competent authorities of the UCITS home Member State to obtain, on request, all information that the depositary has obtained while discharging its duties and that is necessary for the competent authorities to supervise the UCITS compliance with this Directive.
Depozitar pristojnim organom matične države članice KNPVP omogoči, da na zahtevo pridobijo vse informacije, ki jih je depozitar pridobil pri opravljanju svojih nalog in ki so potrebne, da lahko pristojni organi nadzorujejo, ali KNPVP izpolnjuje zahteve iz te direktive.
Where the management company’s home Member State is not the UCITS home Member State, the depositary shall sign a written agreement with the management company regulating the flow of information deemed necessary to allow it to perform the functions set out in Article 22 and in other laws, regulations or administrative provisions which are relevant for depositaries in the UCITS home Member State.
Če matična država članica družbe za upravljanje ni matična država članica KNPVP, depozitar podpiše pisni sporazum z družbo za upravljanje, ki ureja pretok informacij, ki se štejejo za potrebne, da lahko izvaja naloge iz člena 22 ter iz drugih zakonov, predpisov ali upravnih določb, ki veljajo za depozitarje v matični državi članici KNPVP.
The Commission may adopt implementing measures in relation to the measures to be taken by a depositary in order to fulfil its duties regarding a UCITS managed by a management company established in another Member State, including the particulars that need to be included in the standard agreement to be used by the depositary and the management company in accordance with paragraph 5.
Komisija sprejme izvedbene ukrepe glede ukrepov, ki jih mora sprejeti depozitar, da bi izpolnjeval svoje obveznosti glede KNPVP, ki ga upravlja družba za upravljanje iz druge države članice, vključno s podrobnimi podatki, ki morajo biti vključene v standardni sporazum, ki ga uporablja depozitar in družba za upravljanje v skladu z odstavkom 5.
A depositary shall, in accordance with the national law of the UCITS home Member State, be liable to the management company and the unit-holders for any loss suffered by them as a result of its unjustifiable failure to perform its obligations or its improper performance of them.
Depozitar je v skladu z nacionalno zakonodajo matične države članice KNPVP odgovoren družbi za upravljanje in imetnikom enot premoženja za škodo, ki jo ti utrpijo zaradi neupravičene neizpolnitve ali nepravilne izvedbe njegovih obveznosti.
Liability to unit-holders may be invoked directly or indirectly through the management company, depending on the legal nature of the relationship between the depositary, the management company and the unit-holders.
Odgovornost imetnikom enot premoženja je bodisi neposredna ali posredna prek družbe za upravljanje, odvisno od pravne narave odnosa med depozitarjem, družbo za upravljanje in imetniki enot premoženja.
No company shall act as both management company and depositary.
Nobena posamezna družba ne more delovati v obeh vlogah, kot družba za upravljanje in kot depozitar.
In the context of their respective roles, the management company and the depositary shall act independently and solely in the interest of the unit-holders.
V smislu svoje vloge družba za upravljanje in depozitar delujeta neodvisno in izključno v korist imetnikov enot premoženja.
The law or the fund rules shall lay down the conditions for the replacement of the management company and the depositary and rules to ensure the protection of unit-holders in the event of such replacement.
Pogoji za zamenjavo družbe za upravljanje in depozitarja ter pravila, ki zagotavljajo zaščito imetnikov enot premoženja v primeru take zamenjave, se določijo z zakonom ali pravili upravljanja sklada.
OBLIGATIONS REGARDING INVESTMENT COMPANIES
OBVEZNOSTI GLEDE INVESTICIJSKIH DRUŽB
Access to the business of an investment company shall be subject to prior authorisation to be granted by the competent authorities of the investment company’s home Member State.
Dostop do opravljanja dejavnosti investicijske družbe je predmet predhodnega dovoljenja, ki ga izdajo pristojni organi matične države članice investicijske družbe.
Member States shall determine the legal form which an investment company must take.
Države članice določijo pravno obliko, ki jo mora imeti investicijska družba.
The registered office of the investment company shall be situated in the investment company’s home Member State.
Investicijska družba ima registrirani sedež v svoji matični državi članici.
No investment company may engage in activities other than those referred to in Article 1(2).
Nobena investicijska družba se ne more ukvarjati z dejavnostmi, drugačnimi od tistih iz člena 1(2).
Without prejudice to other conditions of general application laid down by national law, the competent authorities of the investment company’s home Member State shall not grant authorisation to an investment company that has not designated a management company unless the investment company has a sufficient initial capital of at least EUR 300000.
Brez poseganja v druge pogoje za splošno zahtevo za izdajo dovoljenja, ki so predpisani z nacionalno zakonodajo, pristojni organi matične države članice investicijske družbe ne smejo izdati dovoljenja investicijski družbi, ki ni prenesla pooblastil za upravljanje na družbo za upravljanje, razen če ima investicijska družba zadosten osnovni kapital v višini najmanj 300000 EUR.
In addition, when an investment company has not designated a management company authorised pursuant to this Directive, the following conditions shall apply:
Če investicijska družba nima pooblaščene družbe za upravljanje, ki ji je bilo izdano dovoljenje v skladu s to direktivo, veljajo tudi naslednji pogoji:
the authorisation must not be granted unless the application for authorisation is accompanied by a programme of operations setting out, at least, the organisational structure of the investment company;
dovoljenje se ne sme izdati, razen če je zahtevi za izdajo dovoljenja priložen program dejavnosti, ki opredeljuje najmanj organizacijsko strukturo investicijske družbe;
the directors of the investment company must be of sufficiently good repute and be sufficiently experienced also in relation to the type of business pursued by the investment company and, to that end: the names of the directors and of every person succeeding them in office must be communicated forthwith to the competent authorities; the conduct of an investment company’s business must be decided by at least two persons meeting such conditions; and ‘directors’ shall mean those persons who, under the law or the instruments of incorporation, represent the investment company, or who effectively determine the policy of the company; and
direktorji investicijske družbe morajo imeti zadosten ugled in izkušnje tudi glede na vrsto dejavnosti, ki jo opravlja investicijska družba, in v ta namen se morajo imena teh oseb in vseh oseb, ki jih nadomestijo v tej funkciji, sporočiti pristojnim organom; o sklenitvi poslov investicijske družbe morata sprejeti odločitev najmanj dve osebi, ki izpolnjujeta te pogoje; ter direktorji pomenijo tiste osebe, ki po zakonu ali ustanovnih listinah zastopajo investicijsko družbo ali ki dejansko določajo politiko družbe, in
where close links exist between the investment company and other natural or legal persons, the competent authorities must grant authorisation only if those close links do not prevent the effective exercise of their supervisory functions.
v primeru, da obstajajo tesne povezave med investicijsko družbo in drugimi fizičnimi ali pravnimi osebami, morajo pristojni organi izdati dovoljenje le, če te tesne povezave ne preprečujejo učinkovitega izvajanja njihovih nadzornih nalog.
The competent authorities of the investment company’s home Member State shall also refuse authorisation if the laws, regulations or administrative provisions of a third country governing one or more natural or legal persons with which the investment company has close links, or difficulties involved in their enforcement, prevent the effective exercise of their supervisory functions.
Pristojni organi matične države članice investicijske družbe zavrnejo izdajo dovoljenja tudi, če zakoni in drugi prepisi tretje države, ki veljajo za eno ali več fizičnih ali pravnih oseb, s katerimi ima investicijska družba tesne povezave, ali težave pri uveljavljanju teh zakonov in drugih predpisov preprečujejo učinkovito opravljanje njihove nadzorne funkcije.
The competent authorities of the investment company’s home Member State shall require investment companies to provide them with the information they need.
Pristojni organi matične države članice investicijske družbe zahtevajo, da jim investicijske družbe zagotovijo potrebne informacije.
Where an investment company has not designated a management company, the investment company shall be informed, within six months of the submission of a complete application, whether or not authorisation has been granted.
Če investicijska družba ni pooblastila družbe za upravljanje, se jo v šestih mesecih po vložitvi popolnega zahtevka obvesti, ali se ji dovoljenje izda ali zavrne.
Reasons shall be given whenever an authorisation is refused.
V primeru zavrnitve se podajo razlogi za zavrnitev.
An investment company may start business as soon as authorisation has been granted.
Investicijska družba lahko začne opravljati svojo dejavnost, takoj ko se ji izda dovoljenje.
The competent authorities of the investment company’s home Member State may withdraw the authorisation issued to an investment company subject to this Directive only where that company:
Pristojni organi matične države članice investicijske družbe lahko odvzamejo dovoljenje, izdano investicijski družbi, za katero velja ta direktiva, samo če ta družba:
Articles 13 and 14 shall apply mutatis mutandis to investment companies that have not designated a management company authorised pursuant to this Directive.
Člena 13 in 14 se smiselno uporabljata za investicijske družbe, ki niso prenesle pooblastil za upravljanje na družbe za upravljanje, ki jim je izdano dovoljenje skladno s to direktivo.
For the purpose of the Articles referred to in the first paragraph, ‘management company’ means ‘investment company’.
Za namene členov iz prvega pododstavka „družba za upravljanje“ pomeni „investicijsko družbo“.
Investment companies shall manage only assets of their own portfolio and shall not, under any circumstances, receive any mandate to manage assets on behalf of a third party.
Investicijske družbe lahko le upravljajo sredstva iz svojega lastnega premoženja in v nobenih okoliščinah ne smejo sprejeti pooblastil za upravljanje sredstev v imenu tretje stranke.
Each investment company’s home Member State shall draw up prudential rules which shall be observed at all times by investment companies that have not designated a management company authorised pursuant to this Directive.
Vsaka matična država članica investicijske družbe določi pravila skrbnega in varnega poslovanja, ki jih morajo investicijske družbe, ki pooblastil za upravljanje niso prenesle na družbo za upravljanje, kateri je bilo dovoljenje izdano v skladu s to direktivo, stalno upoštevati.
In particular, the competent authorities of the investment company’s home Member State, having regard also to the nature of the investment company, shall require that the company has sound administrative and accounting procedures, control and safeguard arrangements for electronic data processing and adequate internal control mechanisms including, in particular, rules for personal transactions by its employees or for the holding or management of investments in financial instruments in order to invest its initial capital and ensuring, at least, that each transaction involving the company may be reconstructed according to its origin, the parties to it, its nature, and the time and place at which it was effected and that the assets of the investment company are invested according to the instruments of incorporation and the legal provisions in force.
Pristojni organi matične države članice investicijske družbe ob upoštevanju vrste investicijske družbe zahtevajo, da ima ta družba zanesljive upravne in računovodske postopke, nadzorno in varnostno ureditev za elektronsko obdelavo podatkov in ustrezne mehanizme notranjega nadzora, ki zlasti vključujejo pravila za zasebne transakcije zaposlenih v investicijski družbi ali za imetje ali upravljanje naložb v finančne instrumente z namenom vlagati njen osnovni kapital in zagotavljati najmanj, da je vsako transakcijo, v katero je vključena družba, mogoče rekonstruirati glede na njen izvor, stranke transakcije, vrste ter časa in kraja sklenitve in da se sredstva investicijske družbe vlagajo v skladu z ustanovnimi listinami in veljavnimi pravnimi predpisi.
Obligations regarding the depositary
Obveznosti glede depozitarja
The assets of an investment company shall be entrusted to a depositary for safe-keeping.
Sredstva investicijske družbe se dajo v hrambo depozitarju.
A depositary’s liability as referred to in Article 34 shall not be affected by the fact that it has entrusted to a third party all or some of the assets in its safe-keeping.
Na depozitarjevo odgovornost, kot je navedena v členu 34, ne sme vplivati dejstvo, da je zaupal vsa ali del sredstev v hrambo tretji stranki.