natgillin/translations-raw huggingface dataset:
a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm or management company within the meaning of Article 1a, point 2 of Directive 85/611/EEC (hereinafter referred to as the “UCITS management company”) authorised in another Member State or in a sector other than that in which the acquisition is proposed;
kreditna institucija, zavarovalnica, pozavarovalnica, investicijsko podjetje ali družba za upravljanje v smislu člena 1a, točka 2, Direktive 85/611/EGS (v nadaljevanju ‚družba za upravljanje KNPVP‘), ki je pridobila dovoljenje v drugi državi članici ali v drugem sektorju kot pa tistem, v katerem naj bi prišlo do pridobitve;
the parent undertaking of a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm or UCITS management company authorised in another Member State or in a sector other than that in which the acquisition is proposed; or
matično podjetje kreditne institucije, zavarovalnice, pozavarovalnice, investicijskega podjetja ali družbe za upravljanje KNPVP, ki je pridobila dovoljenje v drugi državi članici ali v drugem sektorju kot pa tistem, v katerem naj bi prišlo do pridobitve; ali
a natural or legal person controlling a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm or UCITS management company authorised in another Member State or in a sector other than that in which the acquisition is proposed.
fizična ali pravna oseba, ki nadzoruje kreditno institucijo, zavarovalnico, pozavarovalnico, investicijsko podjetje ali družbo za upravljanje KNPVP, ki je pridobila dovoljenje v drugi državi članici ali v drugem sektorju kot pa tistem, v katerem naj bi prišlo do pridobitve.
The competent authorities shall, without undue delay, provide each other with any information which is essential or relevant for the assessment.
Pristojni organi si brez neupravičenih zamud posredujejo informacije, ki so bistvene ali pomembne za ocenjevanje.
In this regard, the competent authorities shall communicate to each other upon request all relevant information and shall communicate on their own initiative all essential information.
V zvezi s tem si pristojni organi sporočajo vse pomembne informacije na zahtevo, vse bistvene informacije pa na lastno pobudo.
A decision by the competent authority that has authorised the insurance undertaking in which the acquisition is proposed shall indicate any views or reservations expressed by the competent authority responsible for the proposed acquirer.
Pri odločitvi pristojnega organa, ki je izdal dovoljenje zavarovalnici, v kateri naj bi prišlo do predlagane pridobitve, se upoštevajo vsa stališča ali pridržki, ki jih je izrazil pristojni organ, odgovoren za bodočega pridobitelja.
in Article 51, the following indent shall be added:
v členu 51 se doda naslednja alinea:
adjustments of the criteria set out in Article 15b(1), in order to take account of future developments and to ensure the uniform application of this Directive.’
prilagoditve meril iz člena 15b(1), da se upošteva prihodnji razvoj dogodkov in zagotovi enotna uporaba te direktive.“.
Directive 2002/83/EC is hereby amended as follows:
Direktiva 2002/83/ES se spremeni, kakor sledi:
in Article 1, point (j), the second subparagraph shall be replaced by the following:
v točki (j) člena 1 se drugi pododstavek nadomesti z:
Member States shall require any natural or legal person or such persons acting in concert (hereinafter referred to as the proposed acquirer), who have taken a decision either to acquire, directly or indirectly, a qualifying holding in an assurance undertaking or to further increase, directly or indirectly, such a qualifying holding in an assurance undertaking as a result of which the proportion of the voting rights or of the capital held would reach or exceed 20 %, 30 % or 50 % or so that the assurance undertaking would become its subsidiary (hereinafter referred to as the “proposed acquisition”), first to notify in writing the competent authorities of the assurance undertaking in which they are seeking to acquire or increase a qualifying holding, indicating the size of the intended holding and relevant information, as referred to in Article 15b(4).
Države članice zahtevajo od vsake fizične ali pravne osebe ali takšnih oseb, ki delujejo usklajeno (v nadaljevanju ‚bodoči pridobitelj‘) in ki so se odločile, da neposredno ali posredno pridobijo ali dodatno povečajo kvalificirani delež v zavarovalnici, in bi zaradi tega bil njihov delež glasovalnih pravic ali delež kapitala enak ali večji od 20 %, 30 % ali 50 % ali takšen, da bi zavarovalnica postala njihovo odvisno podjetje (v nadaljevanju ‚predlagana pridobitev‘), da najprej pisno obvestijo pristojne organe zavarovalnice, v kateri skušajo pridobiti ali povečati kvalificirani delež, o velikosti predvidenega deleža in jim sporočijo ustrezne informacije iz člena 15b(4).
Member States shall require any natural or legal person who has taken a decision to dispose, directly or indirectly, of a qualifying holding in an assurance undertaking first to notify in writing the competent authorities of the home Member State, indicating the size of his/her intended holding.
Države članice zahtevajo od vsake fizične ali pravne osebe, ki se je odločila, da bi neposredno ali posredno odsvojila kvalificirani delež v zavarovalnici, da najprej pisno uradno obvesti pristojne organe matične države članice in navede velikost nameravanega deleža.
Such a person shall likewise notify the competent authorities if he/she has taken a decision to reduce his/her qualifying holding so that the proportion of the voting rights or of the capital held would fall below 20 %, 30 % or 50 % or so that the assurance undertaking would cease to be his/her subsidiary.
Enako mora oseba uradno obvestiti pristojne organe matične države članice, če se je odločila, da bi zmanjšala svoj kvalificirani delež tako, da bi razmerje njenih glasovalnih pravic ali deleža kapitala padlo pod 20 %, 30 % ali 50 % ali da bi zavarovalnica prenehala biti njeno odvisno podjetje.
Assessment period
Ocenjevalno obdobje
The competent authorities may, during the assessment period, if necessary, and no later than on the fiftieth working day of the assessment period, request any further information that is necessary to complete the assessment.
Pristojni organi lahko po potrebi v ocenjevalnem obdobju, vendar ne kasneje kot petdeseti delovni dan ocenjevalnega obdobja, zahtevajo dodatne informacije, potrebne za dopolnitev ocene.
a natural or legal person not subject to supervision under this Directive or Directives 85/611/EEC, 92/49/EEC, 2004/39/EC, 2005/68/EC or 2006/48/EC.
če je fizična ali pravna oseba in ni podvržen nadzoru po tej direktivi ali po direktivah 85/611/EGS, 92/49/EGS, 2004/39/ES, 2005/68/ES in 2006/48/ES.
Subject to national law, an appropriate statement of the reasons for the decision may be made accessible to the public at the request by the proposed acquirer.
Ob upoštevanju nacionalne zakonodaje se lahko na zahtevo bodočega pridobitelja objavi ustrezna utemeljitev odločitve objavi.
This shall not prevent a Member State from allowing the competent authority to make such disclosure in the absence of a request of the proposed acquirer.
To državi članici ne preprečuje, da pristojnemu organu dovoli objavo, ne da bi bodoči pridobitelj to zahteval.
In assessing the notification provided for in Article 15(1) and the information referred to in Article 15a(2), the competent authorities shall, in order to ensure the sound and prudent management of the assurance undertaking in which an acquisition is proposed, and having regard to the likely influence of the proposed acquirer on the assurance undertaking, appraise the suitability of the proposed acquirer and the financial soundness of the proposed acquisition against all of the following criteria:
Pri ocenjevanju uradnega obvestila iz člena 15(1) in informacij iz člena 15a(2) pristojni organi zaradi zagotavljanja varnega in skrbnega upravljanja zavarovalnice, v kateri naj bi prišlo do pridobitve, in ob upoštevanju verjetnega vpliva bodočega pridobitelja na zavarovalnico ocenijo ustreznost bodočega pridobitelja in finančno trdnost predlagane pridobitve po vseh naslednjih merilih:
the reputation and experience of any person who will direct the business of the assurance undertaking as a result of the proposed acquisition;
ugled in izkušnje vseh, ki bodo zaradi predlagane pridobitve vodili dejavnost zavarovalnice;
the financial soundness of the proposed acquirer, in particular in relation to the type of business pursued and envisaged in the assurance undertaking in which the acquisition is proposed;
finančna trdnost bodočega pridobitelja, zlasti v zvezi z vrsto opravljanih in načrtovanih dejavnosti v zavarovalnici, v kateri si prizadeva za pridobitev;
whether the assurance undertaking will be able to comply and continue to comply with the prudential requirements based on this Directive and, where applicable, other Directives, notably, Directives 98/78/EC and 2002/87/EC, in particular, whether the group of which it will become a part has a structure that makes it possible to exercise effective supervision, effectively exchange information among the competent authorities and determine the allocation of responsibilities among the competent authorities;
ali bo zavarovalnica lahko izpolnila in naprej izpolnjevala zahteve v zvezi s skrbno oceno na podlagi te direktive in po potrebi drugih direktiv, zlasti direktiv 98/78/ES in 2002/87/ES, pri tem je še posebej pomembno, ali ima skupina, katere del bo postala, strukture, ki zagotavljajo izvajanje učinkovitega nadzora, učinkovito izmenjavo informacij med pristojnimi organi in razdelitev odgovornosti med pristojnimi organi;
The information required shall be proportionate and adapted to the nature of the proposed acquirer and proposed acquisition.
Obseg zahtevanih informacij mora biti sorazmeren in prilagojen vrsti bodočega pridobitelja in predlagane pridobitve.
Notwithstanding Article 15a(1), (2) and (3), where two or more proposals to acquire or increase qualifying holdings in the same assurance undertaking have been notified to the competent authority, the latter shall treat the proposed acquirers in a non-discriminatory manner.
Če je bil pristojni organ uradno obveščen o dveh ali več predlogih za pridobitev ali povečanje kvalificiranih deležev v isti zavarovalnici, ne glede na člen 15a(1), (2) in (3), vse bodoče pridobitelje obravnava brez diskriminacije.
Acquisitions by regulated financial undertakings
Pridobitve reguliranih finančnih podjetij
a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm or management company within the meaning of Article 1a, point 2 of Directive 85/611/EEC (hereinafter referred to as the UCITS management company) authorised in another Member State or in a sector other than that in which the acquisition is proposed;
kreditna institucija, zavarovalnica, pozavarovalnica, investicijsko podjetje ali družba za upravljanje v smislu člena 1a, točka 2, Direktive 85/611/EGS (v nadaljevanju ‚družba za upravljanje KNPVP‘), ki je pridobila dovoljenje v drugi državi članici ali v drugem sektorju kot pa tistem, v katerem naj bi prišlo do pridobitve;
A decision by the competent authority that has authorised the assurance undertaking in which the acquisition is proposed shall indicate any views or reservations expressed by the competent authority responsible for the proposed acquirer.
Pri odločitvi pristojnega organa, ki je izdal dovoljenje zavarovalnici, v kateri naj bi prišlo do predlagane pridobitve, se upoštevajo vsa stališča ali pridržki, ki jih je izrazil pristojni organ, odgovoren za bodočega pridobitelja.
in Article 64, the following indent shall be added:
v členu 64 se doda naslednja alinea:
Amendments to Directive 2004/39/EC
Spremembe Direktive 2004/39/ES
in Article 4(1), point (27) shall be replaced by the following:
v členu 4(1) se točka 27 nadomesti z:
“Qualifying holding” means any direct or indirect holding in an investment firm which represents 10 % or more of the capital or of the voting rights, as set out in Articles 9 and 10 of Directive 2004/109/EC, taking into account the conditions regarding aggregation thereof laid down in Article 12(4) and (5) of that Directive, or which makes it possible to exercise a significant influence over the management of the investment firm in which that holding subsists;
‚kvalificirani delež‘ pomeni kakršen koli neposredni ali posredni delež v investicijskem podjetju, ki predstavlja 10 % ali več kapitala ali glasovalnih pravic, kot je določeno v členih 9 in 10 Direktive 2004/109/ES, ob upoštevanju pogojev o združevanju teh pravic, določenih v členu 12(4) in (5) omenjene direktive, ali ki omogoča pomembno vplivanje na upravljanje investicijskega podjetja, v katerem je ta delež;
in Article 10, paragraphs 3 and 4 shall be replaced by the following:
v členu 10 se odstavka 3 in 4 nadomestita z:
Member States shall require any natural or legal person or such persons acting in concert (hereinafter referred to as the proposed acquirer), who have taken a decision either to acquire, directly or indirectly, a qualifying holding in an investment firm or to further increase, directly or indirectly, such a qualifying holding in an investment firm as a result of which the proportion of the voting rights or of the capital held would reach or exceed 20 %, 30 % or 50 % or so that the investment firm would become its subsidiary (hereinafter referred to as the proposed acquisition), first to notify in writing the competent authorities of the investment firm in which they are seeking to acquire or increase a qualifying holding, indicating the size of the intended holding and relevant information, as referred to in Article 10b(4).
Države članice zahtevajo od vsake fizične ali pravne osebe ali takšnih oseb, ki delujejo usklajeno (v nadaljevanju ‚bodoči pridobitelj‘) in ki so se odločile, da neposredno ali posredno pridobijo ali dodatno povečajo kvalificirani delež v investicijskem podjetju, in bi zaradi tega bil njihov delež glasovalnih pravic ali delež kapitala enak ali večji od 20 %, 30 % ali 50 % ali takšen, da bi zavarovalnica postala njihovo odvisno podjetje (v nadaljevanju ‚predlagana pridobitev‘), da najprej pisno obvestijo pristojne organe investicijskega podjetja, v katerem skušajo pridobiti ali povečati kvalificirani delež, o velikosti predvidenega deleža in jim sporočijo ustrezne informacije iz člena 10b(4).
Member States shall require any natural or legal person who has taken a decision to dispose, directly or indirectly, of a qualifying holding in an investment firm first to notify in writing the competent authorities, indicating the size of the intended holding.
Države članice zahtevajo od vsake fizične ali pravne osebe, ki se je odločila, da bi neposredno ali posredno odsvojila kvalificirani delež v investicijskem podjetju, da najprej o tem pisno uradno obvesti pristojne organe in jim sporoči, kolikšen je ta nameravani delež.
Such a person shall likewise notify the competent authorities if he has taken a decision to reduce his qualifying holding so that the proportion of the voting rights or of the capital held would fall below 20 %, 30 % or 50 % or so that the investment firm would cease to be his subsidiary.
Taka oseba mora pristojne organe tudi uradno obvestiti, če se je odločila, da bi zmanjšala svoj kvalificirani delež, tako da bi bil njen delež glasovalnih pravic ali delež kapitala manjši od 20 %, 30 % ali 50 % ali da bi investicijsko podjetje prenehalo biti njeno odvisno podjetje.
Member States need not apply the 30 % threshold where, in accordance with Article 9(3)(a) of Directive 2004/109/EC, they apply a threshold of one-third.
Državam članicam ni treba uporabiti 30 % praga, če v skladu s členom 9(3)(a) Direktive 2004/109/ES uporabljajo prag ene tretjine.
In determining whether the criteria for a qualifying holding referred to in this Article are fulfilled, Member States shall not take into account voting rights or shares which investment firms or credit institutions may hold as a result of providing the underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis included under point 6 of Section A of Annex I, provided that those rights are, on the one hand, not exercised or otherwise used to intervene in the management of the issuer and, on the other, disposed of within one year of acquisition.
Pri ugotavljanju, ali so izpolnjena merila za kvalificirani delež v okviru tega člena, države članice ne upoštevajo glasovalnih pravic ali deležev, ki so jih investicijska podjetja ali kreditne institucije morda pridobile prek prodaje prve izdaje finančnih instrumentov in/ali plasiranja finančnih instrumentov z obveznostjo odkupa iz točke 6 oddelka A Priloge I, pod pogojem, da se te pravice ne uveljavljajo ali drugače uporabljajo za poseganje v upravljanje izdajatelja in se prodajo v enem letu od pridobitve.
The relevant competent authorities shall work in full consultation with each other when carrying out the assessment provided for in Article 10b(1) (hereinafter referred to as the assessment) if the proposed acquirer is one of the following:
Ustrezni pristojni organi se med tem, ko opravljajo ocenjevanje v skladu s členom 10b(1) (v nadaljevanju ‚ocenjevanje‘) med seboj o vsem posvetujejo, če je bodoči pridobitelj:
a credit institution, assurance undertaking, insurance undertaking, reinsurance undertaking, investment firm or UCITS management company authorised in another Member State or in a sector other than that in which the acquisition is proposed;
kreditna institucija, zavarovalnica, pozavarovalnica, investicijsko podjetje ali družba za upravljanje KNPVP, ki je pridobila dovoljenje v drugi državi članici ali v drugem sektorju kot pa tistem, v katerem naj bi prišlo do pridobitve;
A decision by the competent authority that has authorised the investment firm in which the acquisition is proposed shall indicate any views or reservations expressed by the competent authority responsible for the proposed acquirer.’;
Pri odločitvi pristojnega organa, ki je izdal dovoljenje investicijskemu podjetju, v katerem naj bi prišlo do predlagane pridobitve, se upoštevajo vsa stališča ali pridržki, ki jih je izrazil pristojni organ, odgovoren za bodočega pridobitelja.“;
The competent authorities shall, promptly and in any event within two working days following receipt of the notification required under the first subparagraph of Article 10(3), as well as following the possible subsequent receipt of the information referred to in paragraph 2 of this Article, acknowledge receipt thereof in writing to the proposed acquirer.
Pristojni organi nemudoma in v vsakem primeru v dveh delovnih dneh po prejemu obvestila, zahtevanega v skladu s prvim pododstavkom člena 10(3), ter po morebitnem kasnejšem prejemu informacij iz odstavka 2 tega člena bodočemu pridobitelju pisno potrdijo njegov prejem.
The competent authorities shall have a maximum of sixty working days as from the date of the written acknowledgement of receipt of the notification and all documents required by the Member State to be attached to the notification on the basis of the list referred to in Article 10b(4) (hereinafter referred to as the assessment period), to carry out the assessment.
Pristojni organi imajo na voljo največ šestdeset delovnih dni po datumu pisnega potrdila o prejemu obvestila in vseh dokumentov, za katere države članice zahtevajo, da se priložijo obvestilu na podlagi seznama, omenjenega v členu 10b(4) (v nadaljevanju ‚ocenjevalno obdobje‘), da opravijo oceno.
a natural or legal person not subject to supervision under this Directive or Directives 85/611/EEC, 92/49/EEC, 2002/83/EC, 2005/68/EC or 2006/48/EC.
fizična ali pravna oseba in ni podvržen nadzoru po tej direktivi ali direktivah 85/611/EGS, 92/49/EGS, 2002/83/ES, 2005/68/ES in 2006/48/ES.
In assessing the notification provided for in Article 10(3) and the information referred to in Article 10a(2), the competent authorities shall, in order to ensure the sound and prudent management of the investment firm in which an acquisition is proposed, and having regard to the likely influence of the proposed acquirer on the investment firm, appraise the suitability of the proposed acquirer and the financial soundness of the proposed acquisition against all of the following criteria:
Pri ocenjevanju obvestila iz člena 10(3) in informacij iz člena 10a(2) pristojni organi zaradi zagotavljanja varnega in skrbnega upravljanja investicijskega podjetja, v katerem naj bi prišlo do pridobitve, in ob upoštevanju verjetnega vpliva bodočega pridobitelja na investicijsko podjetje ocenijo ustreznost bodočega pridobitelja in finančno trdnost predlagane pridobitve po vseh naslednjih merilih:
the reputation and experience of any person who will direct the business of the investment firm as a result of the proposed acquisition;
ugled in izkušnje vseh, ki bodo zaradi predlagane pridobitve vodili dejavnost investicijskega podjetja;
the financial soundness of the proposed acquirer, in particular in relation to the type of business pursued and envisaged in the investment firm in which the acquisition is proposed;
finančna trdnost bodočega pridobitelja, zlasti v zvezi z vrsto opravljanih in načrtovanih dejavnosti v investicijskem podjetju, v kateri si prizadeva za pridobitev;
whether the investment firm will be able to comply and continue to comply with the prudential requirements based on this Directive and, where applicable, other Directives, notably, Directives 2002/87/EC and 2006/49/EC, in particular, whether the group of which it will become a part has a structure that makes it possible to exercise effective supervision, effectively exchange information among the competent authorities and determine the allocation of responsibilities among the competent authorities;
ali bo investicijsko podjetje po predlagani pridobitvi lahko izpolnilo in naprej izpolnjevalo zahteve v zvezi s skrbno oceno na podlagi te direktive in po potrebi drugih direktiv, zlasti direktiv 2002/87/ES in 2006/49/ES; pri tem je še posebej pomembno, ali ima skupina, katere del bo postala, strukture, ki zagotavljajo izvajanje učinkovitega nadzora, učinkovito izmenjavo informacij med pristojnimi organi in razdelitev odgovornosti med pristojnimi organi;
In order to take account of future developments and to ensure the uniform application of this Directive, the Commission, acting in accordance with the procedure referred to in Article 64(2), may adopt implementing measures which adjust the criteria set out in the first subparagraph of this paragraph.
Zato da se upošteva prihodnji razvoj dogodkov in zagotovi enotna uporaba te direktive, lahko Komisija v skladu s postopkom iz člena 64(2) sprejme ukrepe za izvajanje, v katerih prilagodi merila iz prvega pododstavka tega odstavka.
Member States shall make publicly available a list specifying the information that is necessary to carry out the assessment and that must be provided to the competent authorities at the time of notification referred to in Article 10(3).
Države članice dajo javnosti na voljo seznam informacij, ki so potrebne za izvedbo ocene in jih je treba predložiti pristojnim organom sočasno z obvestilom iz člena 10(3).
Notwithstanding Article 10a(1), (2) and (3), where two or more proposals to acquire or increase qualifying holdings in the same investment firm have been notified to the competent authority, the latter shall treat the proposed acquirers in a non-discriminatory manner.
Ne glede na člen 10a(1), (2) in (3), če je bil pristojni organ uradno obveščen o dveh ali več predlogih za pridobitev ali povečanje kvalificiranega deleža v istem investicijskem podjetju, vse bodoče pridobitelje obravnava brez diskriminacije.
Amendments to Directive 2005/68/EC
Spremembe Direktive 2005/68/ES
Directive 2005/68/EC is hereby amended as follows:
Direktiva 2005/68/ES se spremeni, kakor sledi:
in Article 2(2), the third subparagraph shall be replaced by the following:
v členu 2(2) se tretji pododstavek nadomesti z: