natgillin/translations-raw huggingface dataset:
In addition, the first subparagraph applies to investment firms which do not have one of the legal forms referred to in Article 1(1) of the Fourth Council Directive 78/660/EEC of 25 July 1978 based on Article 54(3) of the Treaty on the annual accounts of certain types of companies.
Poleg tega se prvi pododstavek uporablja tudi za investicijska podjetja, ki nimajo ene izmed pravnih oblik iz člena 1(1) Četrte direktive Sveta 78/660/EGS z dne 25. julija 1978 o letnih računovodskih izkazih posameznih vrst družb.
By way of derogation from paragraph 1, the competent authorities may permit those institutions which are obliged to meet the capital requirements calculated in accordance with Articles 21 and 28 to 32 and Annexes I and III to VI to use, for that purpose only, an alternative determination of own funds.
Z odstopanjem od odstavka 1, lahko pristojni organi tistim institucijam, ki so obvezane zadostiti zahteve iz členov 21 in 28 do 32 ter Prilog I in III do VI dovolijo uporabo alternativne določitve za lastna sredstva.
No part of the own funds used for that purpose may be used simultaneously to meet other capital requirements.
Noben del pridobljenih lastnih sredstev se ne sme istočasno uporabiti za izpolnjevanje drugih zahtev.
Such an alternative determination shall be the sum of the items set out in points (a) to (c) of this subparagraph, minus the item set out in point (d), with the deduction of that last item being left to the discretion of the competent authorities:
Ta alternativna določitev je vsota postavk iz točk (a), (b) in (c) tega pododstavka minus postavka iz točke (d), z pri čemer je odštetje te postavke prepuščeno presoji pristojnih organov:
own funds as defined in Directive 2006/48/EC, excluding only points (l) to (p) of Article 57 of that Directive for those investment firms which are required to deduct item (d) of this paragraph from the total of items (a) to (c);
lastna sredstva iz Direktive 2006/48/ES, med katera niso vključene samo točke (l) do (p) člena 57 navedene direktive, za tiste investicijska podjetja, ki morajo odšteti postavko (d) tega odstavka od vsote postavk (a) do (c) tega odstavka;
an institution's net trading-book profits net of any foreseeable charges or dividends, less net losses on its other business, provided that none of those amounts has already been included in item (a) of this paragraph as one of the items set out in points (b) or (k) of Article 57 of Directive 2006/48/EC;
čisti dobički iz trgovalne knjige institucije po odbitku vseh predvidenih odhodkov in dividend ob odštetju čistih izgub iz drugega poslovanja, pod pogojem, da ni noben od teh zneskov že vključen v postavko (a) tega odstavka kot ena od postavk pod točkama (b) ali (k) člena 57 Direktive 2006/48/ES;
subordinated loan capital and/or the items referred to in paragraph 5 of this Article, subject to the conditions set out in paragraphs 3 and 4 of this Article and in Article 14; and
podrejeni tuji kapital in/ali postavke iz odstavka 5 tega člena, za katere veljajo pogoji iz odstavkov 3 in 4 tega člena ter člena 14; in
illiquid assets as specified in Article 15.
nelikvidna sredstva, kakor so opredeljena v členu 15.
The subordinated loan capital referred to in point (c) of the second subparagraph of paragraph 2 shall have an initial maturity of at least two years.
Podrejeni tuji kapital iz točke (c) drugega pododstavka odstavka 2 ima najmanj dveletno začetno zapadlost.
It shall be fully paid up and the loan agreement shall not include any clause providing that in specified circumstances, other than the winding up of the institution, the debt will become repayable before the agreed repayment date, unless the competent authorities approve the repayment.
Ta kapital je v celoti vplačan in posojilna pogodba ne vključuje nobene klavzule, ki določa, da v posebnih okoliščinah razen v primeru prenehanja institucije postane dolg odplačljiv pred dogovorjenim rokom vračila, razen če pristojni organi ne odobrijo vračila.
Neither the principal nor the interest on such subordinated loan capital may be repaid if such repayment would mean that the own funds of the institution in question would then amount to less than 100 % of that institution's overall capital requirements.
Niti glavnica niti obresti na takšen podrejeni tuji kapital se ne moreta odplačati, če bi takšno odplačilo pomenilo, da bi v tem primeru lastna sredstva institucije znašali manj kot 100 % celotnih kapitalskih zahtev navedene institucije.
In addition, an institution shall notify the competent authorities of all repayments on such subordinated loan capital as soon as its own funds fall below 120 % of its overall capital requirements.
Poleg tega institucija pristojne organe obvesti o vseh vračilih takšnega podrejenega tujega kapitala takoj ko se njena lastna sredstva spustijo pod 120 % njenih celotnih kapitalskih zahtev.
The subordinated loan capital referred to in point (c) of the second subparagraph of paragraph 2 may not exceed a maximum of 150 % of the original own funds left to meet the requirements calculated in accordance with Articles 21 and 28 to 32 and Annexes I to VI and may approach that maximum only in particular circumstances acceptable to the competent authorities.
Podrejeni tuji kapital iz točke (c) drugega pododstavka odstavka 2 ne sme preseči maksimuma 150 % prvotnih lastnih sredstev, ki ostanejo na razpolago za izpolnjevanje zahtev, izračunanih v skladu s členi 21 in 28 do 32 in Prilogami I do VI, in se lahko maksimumu približa le v posebnih okoliščinah, ki so sprejemljive za pristojne organe.
The competent authorities may permit institutions to replace the subordinated loan capital referred to in point (c) of the second subparagraph of paragraph 2 with points (d) to (h) of Article 57 of Directive 2006/48/EC.
Pristojni organi lahko dovolijo, da institucije zamenjajo podrejeni tuji kapital iz točke (c) drugega pododstavka odstavka 2 s točkami (d) do (h) člena 57 Direktive 2006/48/ES.
The competent authorities may permit investment firms to exceed the ceiling for subordinated loan capital set out in Article 13(4) if they judge it prudentially adequate and provided that the total of such subordinated loan capital and the items referred to in Article 13(5) does not exceed 200 % of the original own funds left to meet the requirements calculated in accordance with Articles 21 and 28 to 32 and Annexes I and III to VI, or 250 % of the same amount where investment firms deduct the item set out in Article 13(2)(d) when calculating own funds.
Pristojni organi lahko dovolijo investicijskim podjetjem, da prekoračijo prag za podrejen tuj kapital, določen v členu 13(4), če presodijo, da je po smotrnosti ustrezen in pod pogojem, da skupni znesek takšnega podrejenega tujega kapitala in postavk iz člena 13(5) ne presega 200 % prvotnih lastnih sredstev, ki ostane na razpolago za izpolnjevanje zahtev, izračunanih v skladu s členi 21 in 28 do 32 ter Prilogami I in III do VI ali 250 % istega zneska v primeru, če investicijska podjetja pri izračunavanju lastnih sredstev odštejejo postavko iz člena 13(2)(d).
The competent authorities may permit the ceiling for subordinated loan capital set out in Article 13(4) to be exceeded by a credit institution if they judge it prudentially adequate and provided that the total of such subordinated loan capital and points (d) to (h) of Article 57 of Directive 2006/48/EC does not exceed 250 % of the original own funds left to meet the requirements calculated in accordance with Articles 28 to 32 and Annexes I and III to VI to this Directive.
Pristojni organi lahko dovolijo, da kreditna institucija prekorači prag za podrejeni tuji kapital, določen v členu 13(4), če presodijo, da je po smotrnosti ustrezen in pod pogojem, da skupni znesek takšnega podrejenega tujega kapitala in točk (d) do (h) člena 57 Direktive 2006/48/ES ne presega 250 % prvotnih lastnih sredstev, ki ostanejo na razpolago za izpolnjevanje zahtev, izračunanih v skladu s členi 28 do 32 ter Prilogami I in III do VI te direktive.
Illiquid assets as referred to in point (d) of the second subparagraph of Article 13(2) shall include the following:
Nelikvidna sredstva iz točke (d) drugega pododstavka člena 13(2) vključujejo naslednje:
tangible fixed assets, except to the extent that land and buildings may be allowed to count against the loans which they are securing;
opredmetena osnovna sredstva razen do te mere, da so zemljišča in zgradbe lahko vštete v posojila, katera varujejo,
holdings in, including subordinated claims on, credit or financial institutions which may be included in the own funds of those institutions, unless they have been deducted under points (l) to (p) of Article 57 of Directive 2006/48/EC or under Article 16(d) of this Directive;
kapitalski deleži, kreditnih ali finančnih institucij, vključno s podrejenimi terjatvami do njih, ki se lahko vključijo v lastna sredstva navedenih institucij, razen če so bili odšteti skladno s točkami (l) do (p) člena 57 Direktive 2006/48/ES ali skladno s členom 16(d) te direktive;
holdings and other investments in undertakings other than credit or financial institutions, which are not readily marketable;
kapitalski deleži in druge naložbe v podjetja, ki niso kreditne ali finančne institucije, in ki niso takoj prodajni;
deficiencies in subsidiaries;
izgube v podrejenih družbah;
deposits made, other than those which are available for repayment within 90 days, and also excluding payments in connection with margined futures or options contracts;
depoziti, z izjemo tistih, ki so na razpolago za vračilo v 90 dneh, in ki prav tako izključujejo plačila v zvezi s kritji terminskih pogodb in opcijami;
loans and other amounts due, other than those due to be repaid within 90 days; and
posojila in druge terjatve, z izjemo tistih, ki bodo odplačana(-e) v 90 dneh; in
physical stocks, unless they are already subject to capital requirements at least as stringent as those set out in Articles 18 and 20.
zaloge, razen če so že predmet kapitalskih zahtev, ki niso manj stroge od tistih iz členov 18 in 20.
For the purposes of point (b), where shares in a credit or financial institution are held temporarily for the purpose of a financial assistance operation designed to reorganise and save that institution, the competent authorities may waive the application of this Article.
Za namene točke (b), če imajo institucije deleže v kreditni ali finančni instituciji samo začasno za namen finančne podpore za reorganizacijo ali rešitev te institucije, lahko pristojni organi uporabo tega člena opustijo.
They may also waive it in respect of those shares which are included in an investment firm's trading book.
Ravno tako jo lahko opustijo v zvezi s tistimi delnicami, ki so vključene v trgovalno knjigo investicijskega podjetja.
Investment firms included in a group which has been granted the waiver provided for in Article 22 shall calculate their own funds in accordance with Articles 13 to 15, subject to the following:
Investicijska podjetja, ki so del skupine, ki ji je bila dovoljena opustitev določb iz člena 22, izračunajo svoja lastna sredstva v skladu s členi 13 do 15 ob upoštevanju naslednjega:
the illiquid assets referred to in Article 13(2)(d) shall be deducted;
nelikvidna sredstva iz člena 13(2)(d) se odštejejo;
the exclusion referred to in point (a) of Article 13(2) shall not cover those components of points (l) to (p) of Article 57 of Directive 2006/48/EC which an investment firm holds in respect of undertakings included in the scope of consolidation as defined in Article 2(1) of this Directive;
izključitev iz točke (a) člena 13(2) ne zajema tistih komponent točk (l) do (p) člena 57 Direktive 2006/48/ES, ki jih poseduje investicijsko podjetje v zvezi s podjetji, vključenimi v obseg konsolidacije iz člena 2(1) te direktive;
the limits referred to in points (a) and (b) of Article 66(1) of Directive 2006/48/EC shall be calculated with reference to the original own funds less the components of points (l) to (p) of Article 57 of that Directive as referred to in point (b) of this Article which are elements of the original own funds of those undertakings; and
omejitve iz točk (a) in (b) člena 66(1) Direktive 2006/48/ES se izračunajo v zvezi s prvotnimi lastnimi sredstvi, od katerih so odštete komponente točk (l) do (p) člena 57 navedene direktive, kakor so navedene v točki (b) tega člena, ki so deli prvotnih sredstev teh podjetij; in
the components of points (l) to (p) of Article 57 of Directive 2006/48/EC referred to in point (c) of this Article shall be deducted from the original own funds rather than from the total of all items as laid down in Article 66(2) of that Directive for the purposes in particular of Articles 13(4), 13(5) and 14 of this Directive.
komponente točk (l) do (p) člena 57 Direktive 2006/48/ES, navedene v točki (c) tega člena, se odštejejo od prvotnih lastnih sredstev in ne od vsote vseh postavk, kakor je določeno v točki (c) člena 66(12) navedene direktive za namene zlasti členov 13(4), 13(5) in 14 te direktive.
Where an institution calculates risk-weighted exposure amounts for the purposes of Annex II to this Directive in accordance with Articles 84 to 89 of Directive 2006/48/EC, then for the purposes of the calculation provided for in point 4 of Part 1 of Annex VII to Directive 2006/48/EC, the following shall apply:
Kadar institucija izračunava zneske tveganju prilagojenih izpostavljenosti za namene Priloge II k tej direktivi v skladu s členi 84 do 89 Direktive 2006/48/ES, potem se za namene izračuna iz oddelka 4 dela 1 Priloge VII Direktive 2006/48/ESuporablja naslednje:
value adjustments made to take account of the credit quality of the counterparty may be included in the sum of value adjustments and provisions made for the exposures indicated in Annex II; and
popravki vrednosti, opravljeni zaradi upoštevanja kreditne bonitete nasprotne stranke, se lahko vključijo v vsoto popravkov vrednosti in rezervacij, oblikovanih zaradi izpostavljenosti iz Priloge II; in
subject to the approval of the competent authorities, if the credit risk of the counterparty is adequately taken into account in the valuation of a position included in the trading book, the expected loss amount for the counterparty risk exposure shall be zero.
na podlagi odobritve pristojnih organov, če je kreditno tveganje nasprotne stranke ustrezno upoštevano v vrednotenju pozicije, vključene v trgovalno knjigo, je znesek pričakovane izgube za izpostavljenost tveganju nasprotne stranke enak nič.
For the purposes of point (a), for such institutions, such value adjustments shall not be included in own funds other than in accordance with the provisions of this paragraph.
Za namene točke (a) se za take institucije te popravke vrednosti ne vključijo v lastna sredstva, razen v skladu z določbami tega odstavka.
For the purposes of this Article, Article 153 and 154 of Directive 2006/48/EC shall apply.
Za namene tega člena se uporabljata člena 153 in 154 Direktive 2006/48/ES.
Provisions against risks
Določila za obvladovanje tveganj
Institutions shall have own funds which are always more than or equal to the sum of the following:
Institucije imajo lastna sredstva, ki so vedno višja od ali enaka vsoti naslednjega:
the capital requirements, calculated in accordance with the methods and options laid down in Articles 28 to 32 and Annexes I, II and VI and, as appropriate, Annex V, for their trading-book business; and
kapitalskih zahtev, izračunanih v skladu z metodami in določili iz členov 28 do 32 in s Prilogami I, II in VI in, če je primerno, s Prilogo V, za postavke trgovalne knjige; in
the capital requirements, calculated in accordance with the methods and options laid down in Annexes III and IV and, as appropriate, Annex V, for all of their business activities.
kapitalskih zahtev, izračunanih v skladu z metodami in določili, določenimi v Prilogah III in IV in, če je primerno, s Prilogo V, za celotno poslovanje.
By way of derogation from paragraph 1, the competent authorities may allow institutions to calculate the capital requirements for their trading book business in accordance with Article 75(a) of Directive 2006/48/EC and points 6, 7, and 9 of Annex II to this Directive, where the size of the trading book business meets the following requirements:
Z odstopanjem od odstavka 1 lahko pristojni organi dovolijo, da institucije izračunajo kapitalske zahteve za postavke trgovalne knjige v skladu s členom 75(a) Direktive 2006/48/ES in odstavki 6, 7 in 9 Priloge II k tej direktivi, če obseg poslov trgovanja ustreza naslednjim zahtevam:
the trading-book business of such institutions does not normally exceed 5 % of their total business;
posli trgovanja takšnih institucij običajno ne presegajo 5 % njihovega celotnega poslovanja;
their total trading-book positions do not normally exceed EUR 15 million; and
njihova skupna pozicija iz postavk trgovalne knjige običajno ne presega 15000000 EUR; in
the trading-book business of such institutions never exceeds 6 % of their total business and their total trading-book positions never exceed EUR 20 million.
posli trgovanja takšnih institucij nikoli ne presežejo 6 % njihovega celotnega poslovanja in njihova skupna pozicija iz postavk trgovalne knjige nikoli ne presega 20000000 EUR.
In order to calculate the proportion that trading-book business bears to total business for the purposes of points (a) and (c) of paragraph 2, the competent authorities may refer either to the size of the combined on- and off-balance-sheet business, to the profit and loss account or to the own funds of the institutions in question, or to a combination of those measures.
Pri izračunu deleža, ki ga postavke trgovalne knjige predstavljajo v celotnem poslovanju kot v točkah (a) in (c) odstavka 2, se lahko pristojni organi sklicujejo ali na obseg kombiniranega bilančnega in zunajbilančnega poslovanja, izkaz uspeha ali lastna sredstva institucije ali pa na kombinacijo teh meril.
When the size of on- and off-balance-sheet business is assessed, debt instruments shall be valued at their market prices or their principal values, equities at their market prices and derivatives according to the nominal or market values of the instruments underlying them.
Pri ocenjevanju obsega bilančnega in zunajbilančnega poslovanja se dolžniški vrednostni papirji zajemajo po njihovih tržnih cenah ali vrednostih njihovih glavnic, lastniški vrednostni papirji po njihovih tržnih cenah in izvedeni finančni instrumenti glede na nominalne ali tržne vrednosti njihovih osnovnih instrumentov.
Long positions and short positions shall be summed regardless of their signs.
Dolge in kratke pozicije se seštejejo ne glede na njihov predznak.
If an institution should happen for more than a short period to exceed either or both of the limits imposed in paragraph 2(a) and (b) or either or both of the limits imposed in paragraph 2(c), it shall be required to meet the requirements imposed in paragraph 1(a) in respect of its trading-book business and to notify the competent authority thereof.
V primeru, da institucija dlje časa presega enega od pragov ali oba praga iz odstavka 2(a) in (b) ali enega od pragov ali oba praga iz odstavka 2(c), se od nje zahteva, da izpolni zahteve iz odstavka 1(a) glede poslov trgovanja in obvesti pristojni organ.
For the purposes of point 14 of Annex I, subject to the discretion of the national authorities, a 0 % weighting can be assigned to debt securities issued by the entities listed in Table 1 of Annex I, where these debt securities are denominated and funded in domestic currency.
Za namene odstavka 14 Priloge I lahko države članice po lastni presoji dodelijo utež 0 % dolžniškim vrednostnim papirjem, ki jih izdajo subjekti, navedeni v tabeli 1 Priloge I, če so dolžniški vrednostni papirji normirani in vplačani v domači valuti.
By way of derogation from points 13 and 14 of Annex I, Member States may set a specific risk requirement for any bonds falling within points 68 to 70 of Part 1 of Annex VI to Directive 2006/48/EC which shall be equal to the specific risk requirement for a qualifying item with the same residual maturity as such bonds and reduced in accordance with the percentages given in point 71 of Part 1 to Annex VI to that Directive.
Z odstopanjem od odstavkov 13 in 14 Priloge I, lahko države članice določijo zahtevo za posebna tveganja za obveznice, ki spadajo pod odstavke 68 do 70 dela 1 Priloge VI Direktive 2006/48/ES, ki je enaka zahtevi za posebna tveganja za postavke kvalificiranih izdajateljev z enako preostalo dospelostjo kot takšna obveznica, zmanjšani v skladu z odstotki, podanimi v točki 71 dela 1 Priloge VI k navedeni direktivi.
If, as set out in point 52 of Annex I, a competent authority approves a third country's collective investment undertaking (CIU) as eligible, a competent authority in another Member State may make use of this approval without conducting its own assessment.
Če pristojni organ kot primernega prizna investicijske sklade (CIU) iz tretje države, kakor je navedeno v odstavku 52 Priloge I, potem pristojni organ v drugi državi članici lahko uporabi to odobritev, ne da bi še sam opravil ocenjevanje.
Subject to paragraphs 2, 3 and 4 of this Article, and Article 34 of this Directive, the requirements in Article 75 of Directive 2006/48/EC shall apply to investment firms.
V skladu z odstavki 2, 3 in 4 tega člena ter členom 34 te direktive se zahteve iz člena 75 Direktive 2006/48/ES uporabljajo za investicijska podjetja.
By way of derogation from paragraph 1, competent authorities may allow investment firms that are not authorised to provide the investment services listed in points 3 and 6 of Section A of Annex I to Directive 2004/39/EC to provide own funds which are always more than or equal to the higher of the following:
Z odstopanjem od odstavka 1 lahko pristojni organi investicijskim podjetjem, ki niso pooblaščene za opravljanje investicijskih storitev, navedenih v točkah 3 in 6 oddelka A Priloge I Direktive 2004/39/ES, dovoli, da oblikujejo lastna sredstva, ki so vedno višji od ali enaki naslednjemu:
the sum of the capital requirements contained in points (a) to (c) of Article 75 of Directive 2006/48/EC; and
vsote kapitalskih zahtev po točkah (a) do (c) člena 75 Direktive 2006/48/ES; in
the amount laid down in Article 21 of this Directive.
znesku, določenemu v členu 21 te direktive.
By way of derogation from paragraph 1, competent authorities may allow investment firms which hold initial capital as set out in Article 9, but which fall within the following categories, to provide own funds which are always more than or equal to the sum of the capital requirements calculated in accordance with the requirements contained in points (a) to (c) of Article 75 of Directive 2006/48/EC and the amount laid down in Article 21 of this Directive:
Z odstopanjem od odstavka 1 lahko pristojni organi investicijskim podjetjem, ki imajo ustanovitveni kapital, določen v členu 9, ki pa spadajo v eno od naslednjih kategorij, dovolijo, da oblikujejo lastna sredstva, ki so vedno višji od ali enaki vsoti kapitalskih zahtev, izračunanih v skladu z zahtevami iz točk (a) do (c) člena 75 Direktive 2006/48/ES, in zneska, določenega v členu 21 te direktive:
investment firms that deal on own account only for the purpose of fulfilling or executing a client order or for the purpose of gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order; and
investicijska podjetja, ki poslujejo za svoj račun zgolj zaradi izpolnjevanja ali izvrševanja naročila stranke ali zaradi pridobivanja vstopa v sistem kliringa in poravnave ali v priznano borzo, če delujejo v funkciji zastopnikov ali izvršujejo naročilo stranke; in
investment firms:
investicijska podjetja:
that do not hold client money or securities;
ki ne upravljajo z denarjem ali vrednostnimi papirji strank;
that undertake only dealing on own account;
ki prevzamejo samo trgovanje za svoj račun;
that have no external customers;
ki nimajo zunanjih kupcev;
the execution and settlement of whose transactions takes place under the responsibility of a clearing institution and are guaranteed by that clearing institution.
katerih izvrševanje in poravnava poslov se izvaja pod odgovornostjo klirinške institucije, ki tudi jamči za te posle.