natgillin/translations-raw huggingface dataset:
‘turnover’, in relation to a financial instrument, means the sum of the results of multiplying the number of units of that instrument exchanged between buyers and sellers in a defined period of time, pursuant to transactions taking place on a trading venue or otherwise, by the unit price applicable to each such transaction;
„promet“ v zvezi s finančnim instrumentom pomeni vsoto rezultatov pomnožitve števila enot tega instrumenta, ki se izmenja med kupci in prodajalci v določenem časovnem obdobju, v skladu z izvedbo transakcij na mestu trgovanja ali drugače, s ceno enote, ki se uporablja za vsako tako transakcijo;
‘securities financing transaction’ means an instance of stock lending or stock borrowing or the lending or borrowing of other financial instruments, a repurchase or reverse repurchase transaction, or a buy-sell back or sell-buy back transaction.
„transakcija financiranja vrednostnih papirjev“ pomeni primer posojanja ali izposojanja vrednostnih papirjev ali izposojanja drugih finančnih instrumentov, transakcijo prodaje in povratnega odkupa ali odkupa in povratne prodaje ali prodajno/nakupno transakcijo oziroma nakupno/prodajno transakcijo.
Transactions related to an individual share in a portfolio trade and volume weighted average price transactions
Transakcije, povezane s posamezno delnico v portfeljskem trgovanju, in transakcije s povprečno ceno, tehtane glede na obseg
A transaction related to an individual share in a portfolio trade shall be considered, for the purposes of Article 18(1)(b)(ii), as a transaction subject to conditions other than the current market price.
Transakcija, povezana s posamezno delnico v portfeljskem trgovanju, se za namene člena 18(1)(b)(ii) šteje kot transakcija, ki mora izpolnjevati pogoje poleg trenutne tržne cene.
It shall also be considered, for the purposes of Article 27(1)(b), as a transaction where the exchange of shares is determined by factors other than the current market valuation of the share.
Za namene člena 27(1)(b) se šteje tudi kot transakcija, pri kateri izmenjavo delnic določajo dejavniki poleg tekočega tržnega vrednotenja delnic.
A volume weighted average price transaction shall be considered, for the purposes of Article 18(1)(b)(ii), as a transaction subject to conditions other than the current market price and, for the purposes of Article 25, as an order subject to conditions other than the current market price.
Transakcija s povprečno ceno, tehtana glede na obseg, se za namene člena 18(1)(b)(ii) šteje kot transakcija, ki mora izpolnjevati pogoje poleg trenutne tržne cene, za namen člena 25 pa kot naročilo, ki mora izpolnjevati pogoje poleg trenutne tržne cene.
References to trading day
Sklici na trgovalni dan
A reference to a trading day in relation to a trading venue, or in relation to post-trade information to be made public under Article 30 or 45 of Directive 2004/39/EC in relation to a share, shall be a reference to any day during which the trading venue concerned is open for trading.
Sklic na trgovalni dan v zvezi z mestom trgovanja ali v zvezi z informacijami po trgovanju, ki se morajo javno razkriti v skladu s členom 30 ali členom 45 Direktive 2004/39/ES v zvezi z delnico, je sklic na kateri koli dan, na katerega je mesto trgovanja odprto za trgovanje.
A reference to the opening of the trading day shall be a reference to the commencement of the normal trading hours of the trading venue.
Sklic na odprtje trgovalnega dne je sklic na začetek običajnega časa trgovanja mesta trgovanja.
A reference to noon on the trading day shall be a reference to noon in the time zone where the trading venue is established.
Sklic na poldne na trgovalni dan je sklic na poldne v časovni coni, v kateri se nahaja mesto trgovanja.
A reference to the end of the trading day shall be a reference to the end of its normal trading hours.
Sklic na konec trgovalnega dne je sklic na konec običajnega časa trgovanja.
A reference to a trading day in relation to the most relevant market in terms of liquidity for a share, or in relation to post-trade information to be made public under Article 28 of Directive 2004/39/EC in relation to a share, shall be a reference to any day of normal trading on trading venues in that market.
Sklic na trgovalni dan v zvezi z najpomembnejšim trgom, kar zadeva likvidnost, za delnico ali v zvezi z informacijami po trgovanju, ki se morajo javno razkriti v skladu s členom 28 Direktive 2004/39/ES v zvezi z delnico, je sklic na kateri koli dan običajnega trgovanja na mestih trgovanja na tem trgu.
A reference to the opening of the trading day shall be a reference to the earliest commencement of normal trading in that share on trading venues in that market.
Sklic na odprtje trgovalnega dne je sklic na najzgodnejši začetek običajnega časa trgovanja s to delnico na mestih trgovanja na tem trgu.
A reference to noon on the trading day shall be a reference to noon in the time zone of that market.
Sklic na poldne na trgovalni dan je sklic na poldne v časovni coni, v kateri se nahaja ta trg.
A reference to the end of the trading day shall be a reference to the latest cessation of normal trading in that share on trading venues in that market.
Sklic na konec trgovalnega dne je sklic na najpoznejše prenehanje običajnega časa trgovanja s to delnico na mestih trgovanja na tem trgu.
A reference to a trading day in relation to a spot contract, within the meaning of Article 38(2), shall be a reference to any day of normal trading of that contract on trading venues.
Sklic na trgovalni dan v zvezi s promptno pogodbo v smislu člena 38(2) je sklic na kateri koli dan običajnega trgovanja te pogodbe na mestih trgovanja.
References to transaction
Sklici na transakcijo
For the purposes of this Regulation, a reference to a transaction is a reference only to the purchase and sale of a financial instrument.
Za namen te uredbe je sklic na transakcijo sklic samo na nakup in prodajo finančnega instrumenta.
For the purposes of this Regulation, other than Chapter II, the purchase and sale of a financial instrument does not include any of the following:
Za namen te uredbe, razen poglavja II, nakup in prodaja finančnega instrumenta ne vključujeta ničesar od naslednjega:
securities financing transactions;
transakcij financiranja vrednostnih papirjev;
the exercise of options or of covered warrants;
uveljavitve pravic iz opcij ali pokritih vrednostnih papirjev z upravičenjem;
primary market transactions (such as issuance, allotment or subscription) in financial instruments falling within Article 4(1)(18)(a) and (b) of Directive 2004/39/EC.
transakcij na primarnih trgih (kakor so izdajanje, dodelitev ali vpis) s finančnimi instrumenti, ki sodijo v člen 4(1)(18)(a) in (b) Direktive 2004/39/ES.
First admission to trading of a share on a regulated market
Prvi sprejem delnice v trgovanje na reguliranem trgu
For the purposes of this Regulation, the first admission to trading of a share on a regulated market referred to in Article 40 of Directive 2004/39/EC shall be considered to take place at a time when one of the following conditions applies:
Za namen te uredbe se šteje, da se prvi sprejem delnice v trgovanje na reguliranem trgu iz člena 40 Direktive 2004/39/ES opravi takrat, ko velja eden od naslednjih pogojev:
the share has not previously been admitted to trading on a regulated market;
delnica pred tem ni bila sprejeta v trgovanje na reguliranem trgu;
the share has previously been admitted to trading on a regulated market but the share is removed from trading on every regulated market which has so admitted it.
delnica je bila pred tem sprejeta v trgovanje na reguliranem trgu, vendar je bila odstranjena iz trgovanja na vsakem reguliranem trgu, ki jo je sprejel.
RECORD-KEEPING: CLIENT ORDERS AND TRANSACTIONS
VODENJE EVIDENCE: NAROČILA STRANK IN TRANSAKCIJE
Record-keeping of client orders and decisions to deal
Vodenje evidence o naročilih strank in odločitve o trgovanju
An investment firm shall, in relation to every order received from a client, and in relation to every decision to deal taken in providing the service of portfolio management, immediately make a record of the following details, to the extent they are applicable to the order or decision to deal in question:
O vsakem naročilu, ki ga prejme od stranke, in o vsaki odločitvi o trgovanju, sprejeti pri opravljanju storitve upravljanja portfelja, investicijska družba takoj evidentira naslednje podatke, v kolikor se nanašajo na zadevno naročilo ali odločitev:
the name or other designation of any relevant person acting on behalf of the client;
ime kakršne koli zadevne osebe, ki deluje v imenu stranke;
the details specified in points 4, 6 and 16 to 19, of Table 1 of Annex I;
podatke, določene v točkah 4, 6 in točkah 16 do 19 v tabeli 1 Priloge I;
the nature of the order if other than buy or sell;
vrsto naročila, če njegov namen ni nakup ali prodaja;
the type of the order;
vrsto naročila;
any other details, conditions and particular instructions from the client that specify how the order must be carried out;
vse druge podrobnosti, pogoje in posebna navodila stranke, ki določajo, kako mora biti naročilo izvedeno;
the date and exact time of the receipt of the order, or of the decision to deal, by the investment firm.
datum in točen čas prejema naročila ali odločitve o obravnavi naročila s strani investicijske družbe.
Record-keeping of transactions
Vodenje evidenc o transakcijah
Immediately after executing a client order, or, in the case of investment firms that transmit orders to another person for execution, immediately after receiving confirmation that an order has been executed, investment firms shall record the following details of the transaction in question:
Takoj po izvršitvi naročila stranke, v primeru investicijskih družb, ki posredujejo naročila v izvedbo drugi osebi, pa takoj po prejemu potrdila, da je bilo naročilo izvršeno, družbe evidentirajo naslednje podatke o zadevni transakciji:
the details specified in points 2, 3, 4, 6 and 16 to 21, of Table 1 of Annex I;
podatke, določene v točkah 2, 3, 4, 6 in v točkah 16 do 21 tabele 1 Priloge I;
the total price, being the product of the unit price and the quantity;
skupno ceno, ki je produkt cene enote in količine;
the nature of the transaction if other than buy or sell;
vrsto transakcije, če njen namen ni nakup ali prodaja;
the natural person who executed the transaction or who is responsible for the execution.
fizično osebo, ki je izvedla transakcijo ali ki je odgovorna za izvedbo.
If an investment firm transmits an order to another person for execution, the investment firm shall immediately record the following details after making the transmission:
Če investicijska družba posreduje naročilo v izvedbo drugi osebi, po posredovanju takoj evidentira naslednje podatke:
the name or other designation of the client whose order has been transmitted;
ime ali drugo poimenovanje stranke, katere naročilo je bilo posredovano;
the name or other designation of the person to whom the order was transmitted;
ime ali drugo poimenovanje osebe, kateri je bilo naročilo posredovano;
the terms of the order transmitted;
pogoje posredovanega naročila;
the date and exact time of transmission.
datum in točen čas posredovanja.
TRANSACTION REPORTING
POROČANJE O TRANSAKCIJAH
(Second subparagraph of Article 25(3) of Directive 2004/39/EC)
(Drugi pododstavek člena 25(3) Direktive 2004/39/ES)
Determination of the most relevant market in terms of liquidity
Določanje najpomembnejšega trga finančnih instrumentov, kar zadeva likvidnost
The most relevant market in terms of liquidity for a financial instrument which is admitted to trading on a regulated market, hereinafter ‘the most relevant market’, shall be determined in accordance with paragraphs 2 to 8.
Kar zadeva likvidnost, se najpomembnejši trg za finančni instrument, sprejet v trgovanje na reguliranem trgu, v nadaljevanju „najpomembnejši trg“, določi v skladu z odstavki 2 do 8.
In the case of a share or other transferable security covered by Article 4(1)(18)(a) of Directive 2004/39/EC or of a unit in a collective investment undertaking, the most relevant market shall be the Member State where the share or the unit was first admitted to trading on a regulated market.
V primeru delnice ali drugih prenosljivih vrednostnih papirjev, določenih v členu 4(1)(18)(a) Direktive 2004/39/ES, ali enote kolektivnega naložbenega podjema, je najpomembnejši trg država članica, v kateri je bila delnica ali enota prvič sprejeta v trgovanje na reguliranem trgu.
In the case of a bond or other transferable security covered by Article 4(1)(18)(b) of Directive 2004/39/EC or of a money market instrument which, in either case, is issued by a subsidiary, within the meaning of Seventh Council Directive 83/349/EEC of 13 June 1983 on consolidated accounts, of an entity which has its registered office in a Member State, the most relevant market shall be the Member State where the registered office of the parent entity is situated.
V primeru obveznice ali drugih prenosljivih vrednostnih papirjev, določenih v členu 4(1)(18)(b) Direktive 2004/39/ES, ali instrumenta denarnega trga, ki jih v obeh primerih izda podružnica, v smislu Sedme direktive Sveta 83/349/EGS z dne 13. junija 1983 o konsolidiranih računovodskih izkazih, subjekta, ki ima registriran sedež v državi članici, je najpomembnejši trg država članica, v kateri se nahaja registrirani sedež ali matični subjekt.
In the case of a bond or other transferable security covered by Article 4(1)(18)(b) of Directive 2004/39/EC or of a money market instrument which, in either case, is issued by a Community issuer and which is not covered by paragraph 3 of this Article, the most relevant market shall be the Member State where the registered office of the issuer is situated.
V primeru obveznice ali drugih prenosljivih vrednostnih papirjev, določenih v členu 4(1)(18)(b) Direktive 2004/39/ES, ali instrumenta denarnega trga, ki jih v obeh primerih izda izdajatelj Skupnosti in niso zajeti v odstavku 3 tega člena, je najpomembnejši trg država članica, v kateri se nahaja registrirani sedež izdajatelja.
In the case of a bond or other transferable security covered by Article 4(1)(18)(b) of Directive 2004/39/EC or a money market instrument which, in either case, is issued by a third country issuer and which is not covered by paragraph 3 of this Article, the most relevant market shall be the Member State where that security was first admitted to trading on a regulated market.
V primeru obveznice ali prenosljivih vrednostnih papirjev, določenih v členu 4(1)(18)(b) Direktive 2004/39/ES, ali instrumenta denarnega trga, ki jih v obeh primerih izda izdajatelj tretje države in niso zajeti v odstavku 3 tega člena, je najpomembnejši trg država članica, v kateri je bil ta vrednostni papir prvič sprejet v trgovanje na reguliranem trgu.
In the case of a derivative contract or a financial contract for differences or a transferable security covered by Article 4(1)(18)(c) of Directive 2004/39/EC, the most relevant market shall be:
V primeru izvedenega finančnega instrumenta ali finančne pogodbe za razlike ali prenosljivih vrednostnih papirjev, določenih v členu 4(1)(18)(c) Direktive 2004/39/ES, je najpomembnejši trg:
where the underlying security is a share or other transferable security covered by Article 4(1)(18)(a) of Directive 2004/39/EC which is admitted to trading on a regulated market, the Member State deemed to be the most relevant market in terms of liquidity for the underlying security, in accordance with paragraph 2;
če je osnovni vrednostni papir delnica ali drug prenosljiv vrednostni papir, določen v členu 4(1)(18)(a) Direktive 2004/39/ES, sprejet v trgovanje na reguliranem trgu, država članica, za katero se šteje, da je najpomembnejši trg, kar zadeva likvidnost, za osnovni vrednostni papir, v skladu z odstavkom 2;
where the underlying security is a bond or other transferable security covered by Article 4(1)(18)(b) of Directive 2004/39/EC or a money market instrument which is admitted to trading on a regulated market, the Member State deemed to be the most relevant market in terms of liquidity for that underlying security, in accordance with paragraphs 3, 4 or 5;
če je osnovni vrednostni papir obveznica ali drug prenosljiv vrednostni papir, določen v členu 4(1)(18)(b) Direktive 2004/39/ES, ali instrument denarnega trga, sprejet v trgovanje na reguliranem trgu, država članica, za katero se šteje, da je najpomembnejši trg, kar zadeva likvidnost, za ta osnovni vrednostni papir, v skladu z odstavki 3, 4 ali 5;
where the underlying is an index composed of shares all of which are traded on a particular regulated market, the Member State where that regulated market is situated.
če je osnovno sredstvo indeks, sestavljen iz delnic, s katerimi se trguje na določenem reguliranem trgu, država članica, v kateri se nahaja ta regulirani trg.
In any case not covered by paragraphs 2 to 6, the most relevant market shall be the Member State where the regulated market that first admitted the transferable security or derivative contract or financial contract for differences to trading is located.
V vseh primerih, ki niso zajeti v odstavkih 2 do 6, je najpomembnejši trg država članica, v kateri se nahaja regulirani trg, ki je prvi sprejel v trgovanje prenosljivi vrednostni papir ali izvedeni finančni instrument ali finančno pogodbo.
Where a financial instrument covered by paragraphs 2, 5 or 7, or the underlying financial instrument of a financial instrument covered by paragraph 6 to which one of paragraphs 2, 5 or 7 is relevant, was first admitted to trading on more than one regulated market simultaneously, and all those regulated markets share the same home Member State, that Member State shall be the most relevant market.
Če je bil finančni instrument, določen v odstavkih 2, 5 ali 7, ali osnovni finančni instrument finančnega instrumenta, določen v odstavku 6, na katerega se nanaša eden od odstavkov 2, 5 ali 7, prvič sprejet v trgovanje na več kot enega reguliranih trgov hkrati, vsi ti regulirani trgi pa so del iste matične države članice, je najpomembnejši trg ta država članica.
Where the regulated markets concerned do not share the same home Member State, the most relevant market in terms of liquidity for that instrument shall be the market where the turnover of that instrument is highest.
Če se zadevni regulirani trgi ne nahajajo v isti matični državi članici, je najpomembnejši trg, kar zadeva likvidnost, za ta instrument trg z največjim prometom s tem instrumentom.
For the purposes of determining the most relevant market where the turnover of the instrument is highest, each competent authority that has authorised one of the regulated markets concerned shall calculate the turnover for that instrument in its respective market for the previous calendar year, provided that the instrument was admitted to trading at the beginning of that year.
Za namen ugotavljanja najpomembnejšega trga z največjim prometom z zadevnim instrumentom vsak pristojni organ, ki je pooblastil enega od zadevnih reguliranih trgov, izračuna promet za ta instrument na svojem trgu za predhodno koledarsko leto, pod pogojem, da je bil instrument sprejet v trgovanje v začetku navedenega leta.
Where the turnover for the relevant financial instrument cannot be calculated by reason of insufficient or non-existent data and the issuer has its registered office in a Member State, the most relevant market shall be the market of the Member State where the registered office of the issuer is situated.
V primeru, ko prometa zadevnega finančnega instrumenta ni mogoče izračunati zaradi nezadostnih ali neobstoječih podatkov, izdajatelj pa ima registriran sedež v državi članici, je najpomembnejši trg, kar zadeva likvidnost, trg države članice, v kateri je registrirani sedež izdajatelja.
However, where issuer does not have its registered office in a Member State, the most relevant market for that instrument shall be the market where the turnover of the relevant instrument class is the highest.
Če pa izdajatelj nima registriranega sedeža v državi članici, je najpomembnejši trg za ta instrument trg z največjim prometom zadevnega instrumenta.
For the purposes of determining that market, each competent authority that has authorised one of the regulated markets concerned shall calculate the turnover for the instruments of the same class in its respective market for the preceding calendar year.
Za namene določanja tega trga vsak pristojni organ, ki je pooblastil enega od zadevnih reguliranih trgov, izračuna promet za zadevne instrumente istega razreda na svojem trgu za predhodno koledarsko leto.
The relevant classes of financial instrument are the following:
Ustrezni razredi finančnih instrumentov so naslednji:
shares;
delnice;
bonds or other forms of securitised debt;
obveznice ali oblike listinjenega dolga;
any other financial instruments.
kateri koli drugi finančni instrumenti.
Alternative determination of most relevant market in terms of liquidity
Alternativno določanje najpomembnejšega trga finančnih instrumentov, kar zadeva likvidnost
A competent authority may, in January every year, notify the relevant competent authority for a particular financial instrument that it intends to contest the determination, made in accordance with Article 9, of the most relevant market for that instrument.
Pristojni organ lahko vsako leto januarja obvesti zadevni pristojni organ za določen finančni instrument, da namerava izpodbijati določitev, opravljeno v skladu s členom 9, najpomembnejšega trga za ta instrument.
Within four weeks of the sending of the notification, both authorities shall calculate the turnover for that financial instrument in their respective markets over the period of the previous calendar year.
V štirih tednih po posredovanju obvestila oba organa izračunata promet zadevnega instrumenta na svojih trgih v obdobju predhodnega koledarskega leta.
If the results of that calculation indicate that the turnover is higher in the market of the contesting competent authority, that market shall be the most relevant market for that financial instrument.
Če rezultati izračuna pokažejo, da je promet večji na trgu pristojnega organa, ki izpodbija določitev, je ta trg najpomembnejši trg, kar zadeva likvidnost, za ta finančni instrument.
Where that financial instrument is of a type specified in Article 9(6)(a) or (b), that market shall also be the most relevant market for any derivative contract or financial contract for differences or transferable security which is covered by Article 4(1)(18)(c) of Directive 2004/39/EC and in respect of which that financial instrument is the underlying.
Če finančni instrument spada v vrsto, opredeljeno v členu 9(6)(a) ali (b), je navedeni trg hkrati najpomembnejši trg za vse pogodbe na izvedene finančne instrumente ali finančne pogodbe za razlike ali prenosljive vrednostne papirje, ki so zajeti v členu 4(1)(18)(c) Direktive 2004/39/ES in v zvezi s katerimi je navedeni finančni instrument osnovno sredstvo.
(Article 25(3) of Directive 2004/39/EC)
(Člen 25(3) Direktive 2004/39/ES)
List of financial instruments
Seznam finančnih instrumentov
The relevant competent authority for one or more financial instruments shall ensure that there is established and maintained an updated list of those financial instruments.
Zadevni pristojni organ za enega ali več finančnih instrumentov zagotovi vzpostavitev in vzdrževanje posodobljenega seznama teh finančnih instrumentov.
That list shall be made available to the single competent authority designated as a contact point by each Member State in accordance with Article 56 of Directive 2004/39/EC.
Ta seznam se da na razpolago edinemu pristojnemu organu, ki ga kot kontaktno točko imenuje vsaka država članica v skladu s členom 56 Direktive 2004/39/ES.
That list shall be made available for the first time on the first trading day in June 2007.
Ta seznam se prvič da na razpolago na prvi trgovalni dan v juniju 2007.