natgillin/translations-raw huggingface dataset:
The overall exposures to individual clients or groups of connected clients shall be calculated by summing the exposures which arise on the trading book and the exposures which arise on the non-trading book, taking into account Article 112 to 117 of Directive 2006/48/EC.
Skupne izpostavljenosti do posameznih oseb ali skupin povezanih oseb se izračunajo kot seštevek izpostavljenosti iz trgovalne knjige in izpostavljenosti iz bančne knjige, ob upoštevanju členov 112 do 117 Direktive 2006/48/ES.
In order to calculate the exposure which arises on the non-trading book, institutions shall take the exposure arising from assets which are deducted from their own funds by virtue of point (d) of the second subparagraph of Article 13(2) to be zero.
Pri izračunu izpostavljenosti iz postavk bančne knjige institucije predpostavijo, da je izpostavljenost, ki izhaja iz sredstev, ki so odštete od njihovih lastnih sredstev na podlagi točke (d) drugega pododstavka člena 13(2), enaka nič.
Institutions' overall exposures to individual clients and groups of connected clients calculated in accordance with paragraph 4 shall be reported in accordance with Article 110 of Directive 2006/48/EC.
O skupnih izpostavljenostih institucije do posameznih oseb in skupin povezanih oseb, izračunanih v skladu z odstavkom 4, se poroča v skladu s členom 110 Direktive 2006/48/ES.
Other than in relation to repurchase transactions, securities or commodities lending or borrowing transactions, the calculation of large exposures to individual clients and groups of connected clients for reporting purposes shall not include the recognition of credit risk mitigation.
Razen v primeru poslov začasne prodaje/začasnega nakupa, poslov posoje/izposoje vrednostnih papirjev ali blaga, izračun velikih izpostavljenosti do posameznih oseb in skupin povezanih oseb za namene poročanja ne vključuje priznavanja zavarovanja za zmanjšanje kreditnega tveganja.
The sum of the exposures to an individual client or group of connected clients in paragraph 1 shall be limited in accordance with Articles 111 to 117 of Directive 2006/48/EC.
Vsota izpostavljenosti do posamezne osebe ali skupine povezanih oseb iz odstavka 1 se omeji v skladu s členi 111 do 117 Direktive 2006/48/ES.
By derogation from paragraph 3 competent authorities may allow assets constituting claims and other exposures on recognised third-country investment firms and recognised clearing houses and exchanges in financial instruments to be subject to the same treatment accorded to those on institutions laid out in Articles 113(3)(i), 115(2) and 116 of Directive 2006/48/EC.
Z odstopanjem od odstavka 3 lahko pristojni organi dovolijo, da se sredstva iz terjatev in drugih izpostavljenosti do priznanih investicijskih podjetij tretje države in priznanih klirinških družb ter borz v finančnih instrumentih obravnavajo na enak način kot izpostavljenosti do institucij, določene v členih 113(3)(i), 115(2) in 116 Direktive 2006/48/ES.
The competent authorities may authorise the limits laid down in Articles 111 to 117 of Directive 2006/48/EC to be exceeded if the following conditions are met:
Pristojni organi lahko dovolijo, da se presežejo omejitve iz členov 111 do 117 Direktive 2006/48/ES, če so izpolnjeni naslednji pogoji:
the exposure on the non-trading book to the client or group of clients in question does not exceed the limits laid down in Articles 111 to 117 of Directive 2006/48/EC, those limits being calculated with reference to own funds as specified in that Directive, so that the excess arises entirely on the trading book;
izpostavljenost iz bančne knjige do navedene osebe ali navedene skupine oseb ne presega omejitev iz členov 111 do 117 Direktive 2006/48/ES, ki so izračunane glede na lastna sredstva, kakor je določeno v navedeni direktivi, tako da je presežek izključno iz postavk trgovalne knjige;
the institution meets an additional capital requirement on the excess in respect of the limits laid down in Article 111(1) and (2) of Directive 2006/48/EC, that additional capital requirement being calculated in accordance with Annex VI to that Directive;
institucija izpolnjuje dodatno kapitalsko zahtevo za presežek v zvezi z omejitvami iz člena 111(1) in (2) Direktive 2006/48/ES, izračunano v skladu s Prilogo VI k navedeni direktivi;
where 10 days or less has elapsed since the excess occurred, the trading-book exposure to the client or group of connected clients in question shall not exceed 500 % of the institution's own funds;
če preseganje traja 10 dni ali manj, izpostavljenost iz trgovalne knjige do navedene posamezne osebe ali skupine povezanih oseb ne sme preseči 500 % lastnih sredstev institucije;
any excesses that have persisted for more than 10 days must not, in aggregate, exceed 600 % of the institution's own funds; and
vsa preseganja, ki trajajo več kot 10 dni, v seštevku ne smejo preseči 600 % lastnih sredstev institucije, in;
institutions shall report to the competent authorities every three months all cases where the limits laid down in Article 111(1) and (2) of Directive 2006/48/EC have been exceeded during the preceding three months.
institucije morajo pristojne organe vsake tri mesece obveščati o primerih preseganja omejitev iz člena 111(1) in (2) Direktive 2006/48/ES v preteklih treh mesecih.
In relation to point (e), in each case in which the limits have been exceeded the amount of the excess and the name of the client concerned shall be reported.
V zvezi s točko (e) je treba za vsak primer preseganja omejitev sporočiti znesek preseganja in ime osebe, pri kateri je prišlo do preseganja.
The competent authorities shall establish procedures to prevent institutions from deliberately avoiding the additional capital requirements that they would otherwise incur, on exposures exceeding the limits laid down in Article 111(1) and (2) of Directive 2006/48/EC once those exposures have been maintained for more than 10 days, by means of temporarily transferring the exposures in question to another company, whether within the same group or not, and/or by undertaking artificial transactions to close out the exposure during the 10-day period and create a new exposure.
Pristojni organi vzpostavijo postopke, s katerimi institucijam onemogočijo, da se namerno izognejo dodatnim kapitalskim zahtevam, ki bi drugače nastale zaradi izpostavljenosti, ki presežejo omejitve iz člena 111(1) in (2) Direktive 2006/48/ES, ko te izpostavljenosti obstajajo več kot 10 dni, z začasnim prenosom omenjenih izpostavljenosti na drugo institucijo, ki lahko spada v isto skupino ali ne, in/ali z navideznimi transakcijami za ukinitev izpostavljenosti med desetdnevnim obdobjem in ustvarjanjem nove izpostavljenosti.
The competent authorities shall notify the Council and the Commission of those procedures.
Pristojni organi obvestijo Svet in Komisijo o teh postopkih.
Institutions shall maintain systems which ensure that any transfer which has the effect referred to in the first subparagraph is immediately reported to the competent authorities.
Institucije vzdržujejo sisteme, ki zagotavljajo, da se vsak prenos z učinkom iz prvega pododstavka nemudoma sporoči pristojnim organom.
The competent authorities may permit institutions which are allowed to use the alternative determination of own funds under Article 13(2) to use that determination for the purposes of Articles 30(2), 30(3) and 31 provided that the institutions concerned are required to meet all of the obligations set out in Articles 110 to 117 of Directive 2006/48/EC, in respect of the exposures which arise outside their trading books by using own funds as defined in that Directive.
Pristojni organi lahko institucijam, ki jim je dovoljena uporaba alternativne določitve lastnih sredstev iz člena 13(2), dovolijo uporabo te določitve za namene členov 30(2), 30(3) in 31, pod pogojem, da morajo institucije izpolnjevati vse obveznosti iz členov 110 do 117 Direktive 2006/48/ES v zvezi z izpostavljenostmi, ki ne izvirajo iz trgovalne knjige, z uporabo lastnih sredstev, kakor je opredeljeno v navedeni direktivi.
Valuation of positions for reporting purposes
Vrednotenje pozicij za namene poročanja
All trading book positions shall be subject to prudent valuation rules as specified in Annex VII, Part B. These rules shall require institutions to ensure that the value applied to each of its trading book positions appropriately reflects the current market value.
Za vse pozicije iz trgovalne knjige veljajo pravila preudarnega vrednotenja, kakor so določena v delu B Priloge VII. Ta pravila zahtevajo, da institucije zagotovijo, da vrednost, ki se uporabi za vsako od njenih pozicij iz trgovalne knjige, ustrezno odraža trenutno tržno vrednost.
The former value shall contain an appropriate degree of certainty having regard to the dynamic nature of trading book positions, the demands of prudential soundness and the mode of operation and purpose of capital requirements in respect of trading book positions.
Nekdanja vrednost vsebuje ustrezno stopnjo gotovosti glede na dinamično naravo pozicij iz trgovalne knjige, glede na zahteve po bonitetni trdnosti in način delovanja ter glede na namen kapitalskih zahtev v zvezi s pozicijami iz trgovalne knjige.
Trading book positions shall be re-valued at least daily.
Pozicije trgovalne knjige se vrednotijo vsaj dnevno.
In the absence of readily available market prices, the competent authorities may waive the requirement imposed in paragraphs 1 and 2 and shall require institutions to use alternative methods of valuation provided that those methods are sufficiently prudent and have been approved by competent authorities.
V odsotnosti lahko dostopnih tržnih cen, lahko pristojni organi opustijo zahtevo iz odstavkov 1 in 2 in pri tem zahtevajo, da institucije uporabijo alternativne metode vrednotenja, pod pogojem, da te metode temeljijo na načelu previdnosti in so bile odobrene s strani pristojnih organov.
Risk management and capital assessment
Upravljanje s tveganji in ocenjevanje kapitala
Competent authorities shall require that every investment firm, as well as meeting the requirements set out in Article 13 of Directive 2004/39/EC, shall meet the requirements set out in Articles 22 and 123 of Directive 2006/48/EC, subject to the provisions on level of application set out in Articles 68 to 73 of that Directive.
Pristojni organi zahtevajo, da vsako investicijsko podjetje poleg zahtev iz člena 13 Direktive 2004/39/ES izpolni zahteve iz členov 22 in 123 Direktive 2006/48/ES, ob upoštevanju določb o stopnjah uporabe iz členov 68 do 73 zadnje navedene direktive.
Reporting requirements
Dolžnost poročanja
Member States shall require that investment firms and credit institutions provide the competent authorities of their home Member States with all the information necessary for the assessment of their compliance with the rules adopted in accordance with this Directive.
Države članice zahtevajo, da investicijska podjetja in kreditne institucije pristojnim organom svojih matičnih držav članic predložijo vse potrebne podatke za presojo njihove skladnosti s pravili, sprejetimi v skladu s to direktivo.
Member States shall also ensure that internal control mechanisms and administrative and accounting procedures of the institutions permit the verification of their compliance with such rules at all times.
Države članice tudi zagotovijo, da mehanizmi notranjega nadzora in upravni ter računovodski postopki institucij kadar koli omogočajo preverjanje njihove skladnosti s pravili.
Investment firms shall report to the competent authorities in the manner specified by the latter at least once every month in the case of firms covered by Article 9, at least once every three months in the case of firms covered by Article 5(1) and at least once every six months in the case of firms covered by Article 5(3).
Investicijska podjetja pristojnim organom poročajo na način, ki ga določijo pristojni organi, vsaj enkrat mesečno v primeru družb iz člena 9, vsaj enkrat vsake tri mesece v primeru družb iz člena 5(1) in vsaj enkrat vsakih šest mesecev v primeru družb iz člena 5(3).
Notwithstanding paragraph 2, investment firms covered by Articles 5(1) and 9 shall be required to provide the information on a consolidated or sub-consolidated basis only once every six months.
Ne glede na odstavek 2 morajo investicijska podjetja iz člena 5(1) in 9 priskrbeti podatke na konsolidirani ali subkonsolidirani osnovi samo enkrat vsakih šest mesecev.
Credit institutions shall be obliged to report in the manner specified by the competent authorities as often as they are obliged to report under Directive 2006/48/EC.
Kreditne institucije morajo poročati na način, ki ga določijo pristojni organi tako pogosto, kakor to določa Direktiva 2006/48/ES.
The competent authorities shall oblige institutions to report to them immediately any case in which their counter parties in repurchase and reverse repurchase agreements or securities and commodities-lending and securities and commodities-borrowing transactions default on their obligations.
Pristojni organi zahtevajo, da jim institucije nemudoma sporočijo, če nasprotne stranke pri poslih začasne prodaje/začasnega nakupa ali poslih posoje/izposoje vrednostnih papirjev ali blaga ne izpolnjujejo svojih obveznosti.
Member States shall designate the authorities which are competent to carry out the duties provided for in this Directive.
Države članice določijo organe, ki so pristojni za opravljanje dolžnosti iz te direktive.
They shall inform the Commission thereof, indicating any division of duties.
Države članice o tem obvestijo Komisijo in navedejo vse razporeditve dolžnosti.
The competent authorities shall be public authorities or bodies officially recognized by national law or by public authorities as part of the supervisory system in operation in the Member State concerned.
Pristojni organi so državni organi ali telesa, ki jih nacionalni predpisi ali državni organi uradno priznavajo za del delujočega nadzornega sistema v državi članici.
The competent authorities shall be granted all the powers necessary for the performance of their tasks, and in particular that of overseeing the constitution of trading books.
Pristojnim organom se podelijo vsa pooblastila, ki so potrebna za izvajanje nalog, zlasti pooblastilo za nadzorovanje sestave trgovalne knjige.
Chapter 4 of Title V of Directive 2006/48/EC shall apply mutatis mutandis to the supervision of investment firms in accordance with the following:
Poglavje 4 naslova V Direktive 2006/48/ES se smiselno uporablja za nadzor investicijskih podjetij v skladu z naslednjim:
references to Article 6 of Directive 2006/48/EC shall be construed as references to Article 5 of Directive 2004/39/EC;
sklicevanja na člen 6 Direktive 2006/48/ES se štejejo za sklicevanja na člen 5 Direktive 2004/39/ES;
references to Article 22 and 123 of Directive 2006/48/EC shall be construed s references to Article 34 of this Directive; and
sklicevanja na člena 22 in 123 Direktive 2006/48/ES se štejejo za sklicevanja na člen 34 te direktive; in
references to Articles 44 to 52 of Directive 2006/48/EC shall be construed as references to Articles 54 and 58 of Directive 2004/39/EC.
sklicevanja na člene 44 do 52 Direktive 2006/48/ES se štejejo za sklicevanja na člena 54 in 58 Direktive 2004/39/ES;
Where an EU parent financial holding company has as subsidiary both a credit institution and an investment firm, Title V, Chapter 4 of Directive 2006/48/EC shall apply to the supervision of institutions as if references to credit institutions were to institutions.
Če ima nadrejeni finančni holding EU kot podrejena družba tako kreditno institucijo kot investicijsko podjetje, se za nadzor institucij uporablja poglavje 4 naslova V Direktive 2006/48/ES tako, kot da se sklicevanje na kreditne institucije nanaša na institucije.
Article 129(2) of Directive 2006/48/EC shall also apply to the recognition of internal models of institutions under Annex V to this Directive where the application is submitted by an EU parent credit institution and its subsidiaries or an EU parent investment firm and its subsidiaries, or jointly by the subsidiaries of an EU parent financial holding company.
Člen 129(2) Direktive 2006/48/ES se uporablja tudi za priznanje notranjih modelov institucij v skladu s Prilogo V te direktive, če zahtevo predložijo nadrejena kreditna institucija EU in njene podrejene družbe ali nadrejeno investicijsko podjetje EU in njegove podrejene družbe ali podrejene družbe nadrejenega finančnega holdinga EU skupaj.
The period for the recognition referred to in the first sub-paragraph shall be six months.
Obdobje za priznanje iz prvega pododstavka je šest mesecev.
The competent authorities of the Member States shall cooperate closely in the performance of the duties provided for in this Directive, particularly where investment services are provided on the basis of the freedom to provide services or through the establishment of branches.
Pristojni organi držav članic tesno sodelujejo pri opravljanju dolžnosti iz te direktive, zlasti če se investicijske storitve zagotavljajo na osnovi svobode zagotavljanja storitev ali z ustanovitvijo podružnic.
The competent authorities shall on request supply one another with all information likely to facilitate the supervision of the capital adequacy of institutions, in particular the verification of their compliance with the rules laid down in this Directive.
Pristojni organi si na zahtevo medsebojno posredujejo vse informacije, ki bi lahko olajšale nadzor kapitalske ustreznosti institucij, zlasti preverjanje upoštevanja predpisov, opredeljenih v tej direktivi.
Any exchange of information between competent authorities which is provided for in this Directive shall be subject to the following obligations of professional secrecy:
Za vsako izmenjavo informacij med pristojnimi organi, predvideno v tej direktivi, veljajo naslednje obveznost i varovanja poslovnih skrivnosti:
for investment firms, those imposed in Article 54 and 58 of Directive 2004/39/EC; and
za investicijska podjetja, tiste obveznosti varovanja poslovnih skrivnosti iz členov 54 in 58 Direktive 2004/39/ES; in
for credit institutions, those imposed in Articles 44 to 52 of Directive 2006/48/EC.
za kreditne institucije tiste iz členov 44 do 52 Direktive 2006/48/ES.
The requirements set out in Title V, Chapter 5 of Directive 2006/48/EC shall apply to investment firms.
Za investicijska podjetja se uporabljajo zahteve iz poglavja 5 naslova V Direktive 2006/48/ES.
For the purposes of the calculation of minimum capital requirements for counterparty risk under this Directive, and for the calculation of minimum capital requirements for credit risk under Directive 2006/48/EC, and without prejudice to the provisions of Part 2, point 6 of Annex III to that Directive, exposures to recognised third-country investment firms and exposures to recognised clearing houses and exchanges shall be treated as exposures to institutions.
Za namene izračuna minimalnih kapitalskih zahtev za tveganje nasprotne stranke v skladu s to direktivo in za namene izračuna kreditnega tveganja v skladu z Direktivo 2006/48/ES ter brez poseganja v določbe šestega odstavka drugega dela Priloge III k navedeni direktivi, se izpostavljenosti do priznanih investicijskih podjetij tretjih držav in izpostavljenosti do priznanih klirinških družb in borz obravnavajo kot izpostavljenosti do institucij.
Powers of execution
Izvršilna pristojnost
The Commission shall decide on any technical adaptations in the following areas in accordance with the procedure referred to in Article 42(2):
Komisija odloča o vseh tehničnih prilagoditvah na naslednjih področjih v skladu s postopkom iz člena 42(2):
clarification of the definitions in Article 3 in order to ensure uniform application of this Directive;
pojasnitev opredelitev pojmov iz člena 3 za zagotovitev enotne uporabe te direktive;
clarification of the definitions in Article 3 to take account of developments on financial markets;
pojasnitev opredelitev pojmov iz člena 3 za upoštevanje dogajanja na finančnih trgih;
adjustment of the amounts of initial capital prescribed in Articles 5 to 9 and the amount referred to in Article 18(2) to take account of developments in the economic and monetary field;
prilagoditev zneskov ustanovitvenega kapitala iz členov 5 do 9 in zneskov iz člena 18(2) za upoštevanje dogajanja na gospodarskem in monetarnem področju;
adjustment of the categories of investment firms in Article 20(2) and (3) to take account of developments on financial markets;
prilagoditev kategorij investicijskih podjetij v členu 20(2) in (3) za upoštevanje dogajanja na finančnih trgih;
clarification of the requirement laid down in Article 21 to ensure uniform application of this Directive;
pojasnitev opredelitev iz člena 21 za zagotovitev enotne uporabe te direktive;
alignment of terminology on and the framing of definitions in accordance with subsequent acts on institutions and related matters;
uskladitev terminologije in določitev opredelitev v skladu s poznejšimi pravnimi akti o institucijah in povezanih zadevah;
adjustment of the technical provisions in Annexes I to VII as a result of developments on financial markets, risk measurement, accounting standards or requirements which take account of Community legislation or which have regard to convergence of supervisory practices; or
prilagoditev tehničnih določb v Prilogah I do VII zaradi dogajanja na finančnih trgih, merjenja tveganja ter računovodskih standardov in zahtev, ki upoštevajo zakonodajo Skupnosti, ali v zvezi z zbliževanjem nadzornih praks; ali
technical adaptations to take account of the outcome of the review referred to in Article 65(3) of Directive 2004/39/EC.
tehnične prilagoditve za upoštevanje rezultatov pregleda iz člena 65(3) Direktive 2004/39/ES.
None of the implementing measures enacted may change the essential provisions of this Directive
Noben sprejet izvedbeni ukrep ne sme spremeniti temeljnih določb te direktive.
The Commission shall be assisted by the European Banking Committee established by Commission Decision 2004/10/EC of 5 November 2003 (hereinafter referred to as ‘the Committee’).
Komisiji pomaga Evropski odbor za bančništvo, ki je bil ustanovljen s Sklepom Komisije 2004/10/ES z dne 5. novembra 2003 (v nadaljnjem besedilu ”odbor”).
Where reference is made to this paragraph, the procedure laid down in Article 5 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 7(3) and 8 thereof.
Pri sklicevanju na ta odstavek se uporablja člen 5 Sklepa 1999/468/ES, ob upoštevanju določb členov 7(3) in 8 Sklepa.
Without prejudice to the implementing measures already adopted, upon expiry of a two-year period following the adoption of this Directive, and by 1 April 2008, the application of the provisions of this Directive requiring the adoption of technical rules, amendments and decisions in accordance with paragraph 2 shall be suspended.
Brez poseganja v že sprejete izvedbene ukrepe, po izteku dveletnega obdobja po sprejetju te direktive in najpozneje 1. aprila 2008, se uporaba določb, ki zahtevajo sprejem tehničnih pravil, sprememb in sklepov v skladu z odstavkom 2, začasno opusti.
Article 152(1) to (7) of Directive 2006/48/EC shall apply, in accordance with Article 2 and Chapter V, Sections 2 and 3 of this Directive, to investment firms calculating risk-weighted exposure amounts, for the purposes of Annex II to this Directive, in accordance with Articles 84 to 89 of Directive 2006/48/EC, or using the Advanced Measurement Approach as specified in Article 105 of that Directive for the calculation of their capital requirements for operational risk.
Člen 152(1) do (7) Direktive 2006/48/ES se v skladu s členom 2 in oddelkoma 2 in 3 poglavja V te direktive uporablja za investicijska podjetja, ki izračunavajo zneske tveganju prilagojenih izpostavljenosti za namene Priloge II te direktive, v skladu s členi 84 do 89 Direktive 2006/48/ES ali z uporabo naprednega pristopa iz člena 105 navedene direktive za izračun svojih kapitalskih zahtev za operativno tveganje.