natgillin/translations-raw huggingface dataset:
In order to assist competent authorities to comply with the first subparagraph, each regulated market shall submit identifying reference data on each financial instrument admitted to trading in an electronic and standardised format to its home competent authority.
Za pomoč pristojnim organom pri izpolnjevanju določb prvega pododstavka, vsak regulirani trg matičnim pristojnim organom predloži referenčne podatke za identifikacijo za vsak finančni instrument, ki je bil sprejet v trgovanje, v elektronskem in standardiziranem formatu.
This information shall be submitted for each financial instrument before trading commences in that particular instrument.
Te informacije se predložijo za vsak finančni instrument pred začetkom trgovanja s tem instrumentom.
The home competent authority shall ensure the data is transmitted to the relevant competent authority for the financial instrument concerned.
Matični pristojni organi zagotovijo, da se podatki prenesejo ustreznemu pristojnemu organu za zadevni finančni instrument.
The reference data shall be updated whenever there are changes to the data with respect to an instrument.
Referenčni podatki se posodobijo po vsaki spremembi podatkov v zvezi z instrumentom.
The requirements in this subparagraph may be waived if the relevant competent authority for that financial instrument obtains the relevant reference data by other means.
Zahteve iz tega pododstavka se lahko opustijo, če ustrezni pristojni organ za navedeni finančni instrument pridobi ustrezne referenčne podatke z drugimi sredstvi.
(Article 25(5) of Directive 2004/39/EC)
(Člen 25(5) Direktive 2004/39/ES)
Reporting channels
Načini poročanja
The reports of transactions in financial instruments shall be made in an electronic form except under exceptional circumstances, when they may be made in a medium which allows for the storing of the information in a way accessible for future reference by the competent authorities other than an electronic form, and the methods by which those reports are made shall satisfy the following conditions:
Poročila o transakcijah finančnih instrumentov se pripravijo v elektronski obliki razen v izjemnih okoliščinah, ko se pripravijo na trajnem nosilcu podatkov, ki omogoča shranjevanje podatkov tako, da so pristojnim organom v prihodnosti dostopni v obliki, ki ni elektronska, pri čemer načini priprave teh poročil morajo izpolnjevati naslednje pogoje:
they ensure the security and confidentiality of the data reported;
zagotavljajo varnost in zaupnost podatkov, o katerih poročajo;
they incorporate mechanisms for identifying and correcting errors in a transaction report;
vključujejo mehanizme za ugotavljanje in popravljanje napak v poročilu o transakcijah;
they incorporate mechanisms for authenticating the source of the transaction report;
vključujejo mehanizme za potrjevanje vira poročila o transakcijah;
they include appropriate precautionary measures to enable the timely resumption of reporting in the case of system failure;
vključujejo ustrezne previdnostne ukrepe za omogočanje pravočasne obnove poročanja v primeru izpada sistema;
they are capable of reporting the information required under Article 13 in the format required by the competent authority and in accordance with this paragraph, within the time limits set out in Article 25(3) of Directive 2004/39/EC.
dopuščajo sporočanje informacij, ki so zahtevane na podlagi člena 13, v formatu, ki ga zahteva pristojni organ in je v skladu s tem odstavkom, v rokih, določenih v členu 25(3) Direktive 2004/39/ES.
A trade-matching or reporting system shall be approved by the competent authority for the purposes of Article 25(5) of Directive 2004/39/EC if the arrangements for reporting transactions established by that system comply with paragraph 1 of this Article and are subject to monitoring by a competent authority in respect of their continuing compliance.
Pristojni organ odobri sistem povezovanja ponudbe in povpraševanja ali sistem poročanja za namene člena 25(5) Direktive 2004/39/ES, če ureditev za poročanje o transakcijah, ki jo je vzpostavil ta sistem, izpolnjuje pogoje, določene v odstavku 1 tega člena, in jo spremlja pristojni organ, da zagotovi neprekinjeno izpolnjevanje pogojev.
(Article 25(3) and (5) of Directive 2004/39/EC)
(Člen 25(3) in (5) Direktive 2004/39/ES)
Content of the transaction report
Vsebina poročila o transakcijah
The reports of transactions referred to in Article 25(3) and (5) of Directive 2004/39/EC shall contain the information specified in Table 1 of Annex I to this Regulation which is relevant to the type of financial instrument in question and which the competent authority declares is not already in its possession or is not available to it by other means.
Poročila o transakcijah iz člena 25(3) in (5) Direktive 2004/39/ES vsebujejo informacije iz tabele 1 Priloge I k tej uredbi, ki se nanašajo na zadevno vrsto finančnega instrumenta in za katere pristojni organ izjavi, da niso že v njegovi lasti ali mu niso na razpolago prek drugih sredstev.
For the purposes of the identification of a counterparty to the transaction which is a regulated market, an MTF or other central counterparty, as specified in Table 1 of Annex I, each competent authority shall make publicly available a list of identification codes of the regulated markets and MTFs for which, in each case, it is the competent authority of the home Member State, and of any entities which act as central counterparties for such regulated markets and MTFs.
Za namene identifikacije nasprotne stranke v transakciji, ki je regulirani trg, MTF ali druga osrednja nasprotna stranka, kakor je določeno v tabeli 1 Priloge I, vsak pristojni organ da javno na razpolago seznam identifikacijskih oznak reguliranih trgov in MTF, katerim je pristojni organ v vsakem posameznem primeru matična država članica, in subjektov, ki delujejo kot njihove osrednje nasprotne stranke za take regulirane trge in MTF.
Member States may require reports made in accordance with Article 25(3) and (5) of Directive 2004/39/EC to contain information related to the transactions in question which is additional to that specified in Table 1 of Annex I where that information is necessary to enable the competent authority to monitor the activities of investment firms to ensure that they act honestly, fairly and professionally and in a manner that promotes the integrity of the market, and provided that one of the following criteria is met:
Države članice lahko zahtevajo, da poročila, pripravljena v skladu s členom 25(3) in (5) Direktive 2004/39/ES, poleg informacij, določenih v tabeli 1 Priloge I, vsebujejo informacije, povezane z zadevnimi transakcijami, kadar so te dodatne informacije potrebne, da pristojnim organom omogočijo spremljanje dejavnosti investicijskih družb in tako zagotovijo, da ravnajo pošteno, pravično in strokovno ter na način, ki spodbuja integriteto trga, in če je izpolnjen eden od naslednjih kriterijev:
the financial instrument which is the subject of the report has characteristics which are specific to an instrument of that kind and which are not covered by the information items specified in that table;
finančni instrument, ki je predmet poročila, ima lastnosti, ki so specifične za instrument te vrste in niso zajete v informacijah, določenih v navedeni tabeli;
trading methods which are specific to the trading venue where the transaction took place involve features which are not covered by the information items specified in that table.
metode trgovanja, ki so specifične za mesto trgovanja, kjer je bila opravljena transakcija, imajo značilnosti, ki niso zajete v informacijah, določenih v navedeni tabeli.
Member States may also require a report of a transaction made in accordance with Article 25(3) and (5) of Directive 2004/39/EC to identify the clients on whose behalf the investment firm has executed that transaction.
Države članice lahko tudi zahtevajo poročilo o transakciji, pripravljeno v skladu s členom 25(3) in (5) Direktive 2004/39/ES, da ugotovijo stranke, v imenu katerih je investicijska družba izvršila zadevno transakcijo.
Exchange of information on transactions
Izmenjava informacij o transakcijah
The competent authorities shall establish arrangements designed to ensure that the information received in accordance with Article 25(3) and (5) of Directive 2004/39/EC is made available to the following:
Pristojni organi vzpostavijo ureditev, katere namen je zagotoviti, da se informacije, prejete v skladu s členom 25(3) in (5) Direktive 2004/39/ES dajo na razpolago:
the relevant competent authority for the financial instrument in question;
ustreznemu pristojnemu organu za zadevni finančni instrument;
in the case of branches, the competent authority that has authorised the investment firm providing the information, without prejudice to its right not to receive this information in accordance with Article 25(6) of Directive 2004/39/EC;
v primeru podružnic, pristojnemu organu, ki je pooblastil investicijsko družbo, ki zagotavlja informacije, brez poseganja v pravico, da ne prejema teh informacij v skladu s členom 25(6) Direktive 2004/39/ES;
any other competent authority that requests the information for the proper discharge of its supervisory duties under Article 25(1) of Directive 2004/39/EC.
kateremu koli drugemu pristojnemu organu, ki zahteva informacije, da ustrezno izpolni svoje nadzorniške obveznosti iz člena 25(1) Direktive 2004/39/ES.
The information to be made available in accordance with paragraph 1 shall contain the information items described in Tables 1 and 2 of Annex I.
Informacije, ki morajo biti dane na razpolago v skladu z odstavkom 1, vsebujejo postavke, navedene v tabelah 1 in 2 Priloge I.
The information referred to in paragraph 1 shall be made available as soon as possible.
Informacije iz odstavka 1 se dajo na razpolago takoj, ko je možno.
With effect from 1 November 2008 that information shall be made available no later than the close of the next working day of the competent authority that received the information or the request following the day on which the competent authority has received the information or the request.
S 1. novembrom 2008 se bodo navedene informacije morale dati na razpolago najpozneje do zaključka naslednjega delovnega dne od dneva, ko pristojni organ prejme informacije ali zahtevo, po dnevu, ko pristojni organ prejme informacije ali zahtevo.
The competent authorities shall coordinate the following:
Pristojni organi uskladijo naslednje:
the design and establishment of arrangements for the exchange of transaction information between the competent authorities as required by Directive 2004/39/EC and this Regulation;
pripravo in vzpostavljanje ureditve za izmenjavo informacij o transakcijah med pristojnimi organi v skladu z zahtevami iz Direktive 2004/39/ES in te uredbe;
any future upgrading of the arrangements.
vse morebitne prihodnje dopolnitve ureditve.
Before 1 February 2007, the competent authorities shall report to the Commission, which shall inform the European Securities Committee, on the design of the arrangements to be established in accordance with paragraph 1.
Pred 1. februarjem 2007 pristojni organi poročajo Komisiji, ki o tej ureditvi obvešča Evropski odbor za vrednostne papirje, o pripravi ureditve, ki jo je treba vzpostaviti v skladu z odstavkom 1.
They shall also report to the Commission, which shall inform the European Securities Committee, whenever significant changes to those arrangements are proposed.
Poročajo tudi Komisiji, ki obvesti Evropski odbor za vrednostne papirje o vseh predlogih znatnih sprememb te ureditve.
(Article 58(1) of Directive 2004/39/EC)
(Člen 58(1) Direktive 2004/39/ES)
Request for cooperation and exchange of information
Zahteva za sodelovanje in izmenjavo informacij
Where a competent authority wishes another competent authority to supply or exchange information in accordance with Article 58(1) of Directive 2004/39/EC, it shall submit a written request to that competent authority containing sufficient detail to enable it to provide the information requested.
Če pristojni organ želi, da drugi pristojni organ dostavi ali izmenja informacije v skladu s členom 58(1) Direktive 2004/39/ES, vloži pri tem pristojnem organu pisno zahtevo, ki vsebuje dovolj podrobnosti, da organu omogoči, da dostavi zahtevane informacije.
However, in a case of urgency, the request may be transmitted orally provided that it is confirmed in writing.
V nujnih primerih se lahko zahteva posreduje ustno, pod pogojem, da je potrjena v pisni obliki.
The competent authority which receives a request shall acknowledge receipt as soon as practicable.
Pristojni organ, ki prejme zahtevo, potrdi prejem zahteve takoj, ko je to praktično izvedljivo.
Where the information requested under paragraph 1 is internally available to the competent authority that receives the request, that authority shall transmit the requested information without delay to the competent authority which made the request.
Če so informacije, zahtevane v skladu z odstavkom 1, notranje razpoložljive pristojnemu organu, ki prejme zahtevo, ta organ takoj posreduje zahtevane informacije pristojnemu organu, ki je vložil zahtevo.
However, if the competent authority that receives the request does not possess or control the information requested, it shall immediately take the necessary steps to obtain that information and to comply fully with the request.
Če pristojni organ, ki je prejel zahtevo, nima v lasti ali pod nadzorom informacij, ki so bile zahtevane, mora takoj sprejeti potrebne ukrepe za pridobitev navedene informacije in v celoti izpolniti zahtevo.
That competent authority shall also inform the competent authority that made the request of the reasons for not sending immediately the information requested.
Ta pristojni organ tudi obvesti pristojni organ, ki je vložil zahtevo, o razlogih, zakaj ni takoj poslal zahtevanih informacij.
(Article 56(2) of Directive 2004/39/EC)
(Člen 56(2) Direktive 2004/39/ES)
Determination of the substantial importance of a regulated market's operations in a host Member State
Ugotavljanje znatnega pomena poslovanja reguliranega trga v državi članici gostiteljici
The operations of a regulated market in a host Member State shall be considered to be of substantial importance for the functioning of the securities markets and the protection of investors in that host State where one of the following criteria is met:
Šteje se, da je poslovanje reguliranega trga v državi članici gostiteljici znatnega pomena za delovanje trgov vrednostnih papirjev in zaščito vlagateljev, če je izpolnjen eden od naslednjih kriterijev:
the host Member State has formerly been the home Member State of the regulated market in question;
država članica gostiteljica je v preteklosti bila matična država članica zadevnega reguliranega trga;
the regulated market in question has acquired through merger, takeover, or any other form of transfer the business of a regulated market which had its registered office or head office in the host Member State.
zadevni regulirani trg je prek združitve, prevzema ali kakršne koli druge oblike prenosa pridobil poslovanje reguliranega trga, ki je imel registrirani sedež ali glavno upravo v državi članici gostiteljici.
MARKET TRANSPARENCY
PREGLEDNOST TRGA
Pre-trade transparency for regulated markets and MTFs
Preglednost pred trgovanjem za regulirane trge in MTF
(Articles 29 and 44 of Directive 2004/39/EC)
(Člena 29 in 44 Direktive 2004/39/ES)
Pre-trade transparency obligations
Obveznost preglednosti pred trgovanjem
An investment firm or market operator operating an MTF or a regulated market shall, in respect of each share admitted to trading on a regulated market that is traded within a system operated by it and specified in Table 1 of Annex II, make public the information set out in paragraphs 2 to 6.
Investicijska podjetja ali upravljavci trga, ki upravljajo MTF ali regulirani trg, za vsako delnico, sprejeto v trgovanje na reguliranem trgu, s katero se trguje v sistemu, ki ga upravlja in je naveden v tabeli 1 Priloge II, objavijo informacije iz odstavkov 2 do 6.
Where one of the entities referred to in paragraph 1 operates a continuous auction order book trading system, it shall, for each share as specified in paragraph 1, make public continuously throughout its normal trading hours the aggregate number of orders and of the shares those orders represent at each price level, for the five best bid and offer price levels.
Če eden od subjektov iz odstavka 1 upravlja trgovalni sistem za avtomatsko povezovanje naročil, za vsako delnico iz odstavka 1 neprekinjeno objavlja, v celotnem običajnem času trgovanja, skupno število naročil ter delnic, s katerimi trgujejo za vsako cenovno raven, za vsaj pet najboljših prodajnih in nakupnih cenovnih ravni.
Where one of the entities referred to in paragraph 1 operates a quote-driven trading system, it shall, for each share as specified in paragraph 1, make public continuously throughout its normal trading hours the best bid and offer by price of each market maker in that share, together with the volumes attaching to those prices.
Če eden od subjektov iz odstavka 1 izvaja trgovalni sistem na podlagi kotacij, za vsako delnico iz odstavka 1 neprekinjeno objavlja v celotnem običajnem času trgovanja najboljše prodajne in nakupne cene za vsakega vzdrževalca trga z navedeno delnico, skupaj s kotacijami, ki se navezujejo na navedene cene.
The quotes made public shall be those that represent binding commitments to buy and sell the shares and which indicate the price and volume of shares in which the registered market makers are prepared to buy or sell.
Objavljene kotacije predstavljajo zavezujoče obveznosti za nakup in prodajo delnic ter navajajo ceno in količino delnic, za katere so jih vzdrževalci trga pripravljeni kupiti ali prodati.
In exceptional market conditions, however, indicative or one-way prices may be allowed for a limited time.
V izjemnih tržnih pogojih se lahko dovolijo okvirne ali enosmerne cene za omejen čas.
Where one of the entities referred to in paragraph 1 operates a periodic auction trading system, it shall, for each share specified in paragraph 1, make public continuously throughout its normal trading hours the price that would best satisfy the system's trading algorithm and the volume that would potentially be executable at that price by participants in that system.
Če eden od subjektov iz odstavka 1 upravlja trgovalni sistem na podlagi periodičnih avkcij, za vsako delnico iz odstavka 1 neprekinjeno javno objavlja v celotnem običajnem času trgovanja ceno, ki bi najbolje izpolnila njegov algoritem trgovanja, in obseg, ki bi ga lahko udeleženci v navedenem sistemu potencialno izvršili po navedeni ceni.
Where one of the entities referred to in paragraph 1 operates a trading system which is not wholly covered by paragraph 2 or 3 or 4, either because it is a hybrid system falling under more than one of those paragraphs or because the price determination process is of a different nature, it shall maintain a standard of pre-trade transparency that ensures that adequate information is made public as to the price level of orders or quotes for each share specified in paragraph 1, as well as the level of trading interest in that share.
Če eden od subjektov iz odstavka 1 upravlja trgovalni sistem, ki ni v celoti zajet v odstavkih 2 ali 3 ali 4, bodisi ker je hibridni sistem, ki je zajet v več kot enega od navedenih odstavkov, ali ker je postopek določanja cene drugačne vrste, ohranja standard preglednosti pred trgovanjem, ki zagotavlja, da so objavljene zadostne informacije o cenovni ravni naročil ali kotacijah za vsako delnico iz odstavka 1, ter o trgovskih interesih po navedeni delnici.
In particular, the five best bid and offer price levels and/or two-way quotes of each market maker in that share shall be made public, if the characteristics of the price discovery mechanism permit it.
Zlasti mora biti javno objavljenih pet najboljših prodajnih in nakupnih ravni in/ali dvosmernih kotacij vsakega ustvarjalca trga za navedeno delnico, če lastnosti oblikovanja cen na podlagi povpraševanja in ponudbe to dovoljujejo.
A summary of the information to be made public in accordance with paragraphs 2 to 5 is specified in Table 1 of Annex II.
Povzetek informacij, ki se javno objavijo v skladu z odstavki 2 do 5, je na voljo v tabeli 1 Priloge II.
(Articles 29(2) and 44(2) of Directive 2004/39/EC)
(Člena 29(2) in (44)(2) Direktive 2004/39/ES)
Waivers based on market model and type of order or transaction
Opustitve na podlagi tržnega modela in vrste naročila ali transakcije
Waivers in accordance with Article 29(2) and 44(2) of Directive 2004/39/EC may be granted by the competent authorities for systems operated by an MTF or a regulated market, if those systems satisfy one of the following criteria:
Pristojni organi lahko odobrijo opustitve v skladu s členoma 29(2) in 44(2) Direktive 2004/39/ES za sisteme, ki jih upravlja MTF ali regulirani trg, če ti sistemi izpolnjujejo enega od naslednjih kriterijev:
they must be based on a trading methodology by which the price is determined in accordance with a reference price generated by another system, where that reference price is widely published and is regarded generally by market participants as a reliable reference price;
temeljiti morajo na trgovalni metodologiji, s katero se cena določi v skladu z referenčno ceno, ki jo ustvari drug sistem, kjer je navedena referenčna cena javno objavljena in jo udeleženci trga na splošno štejejo za zanesljivo referenčno ceno;
they formalise negotiated transactions, each of which meets one of the following criteria:
formalizirajo dogovorjene transakcije, od katerih vsaka izpolnjuje enega od naslednjih kriterijev:
it is made at or within the current volume weighted spread reflected on the order book or the quotes of the market makers of the regulated market or MTF operating that system or, where the share is not traded continuously, within a percentage of a suitable reference price, being a percentage and a reference price set in advance by the system operator;
vsaka taka transakcija je pripravljena pri ali znotraj trenutnega tehtanega razpona, ki vpliva na knjigo naročil ali kotacije ustvarjalcev trga reguliranega trga ali MTF, ki poslujejo v navedenem sistemu, ali, če se z delnico ne trguje neprekinjeno, znotraj odstotka ustrezne referenčne cene, ki je odstotek in referenčna cena, ki ju vnaprej postavi upravljavec sistema;
it is subject to conditions other than the current market price of the share.
mora izpolnjevati pogoje poleg trenutne tržne cene.
For the purposes of point (b), the other conditions specified in the rules of the regulated market or MTF for a transaction of this kind must also have been fulfilled.
Za namene točke (b) morajo biti izpolnjeni tudi drugi pogoji, določeni v pravilih reguliranega trga ali MTF za transakcijo te vrste.
In the case of systems having functionality other than as described in points (a) or (b), the waiver shall not apply to that other functionality.
V primeru sistemov, ki imajo drugo funkcionalnost od tiste, navedene v točkah (a) ali (b), se opustitev za to drugo funkcionalnost ne uporablja.
Waivers in accordance with Articles 29(2) and 44(2) of Directive 2004/39/EC based on the type of orders may be granted only in relation to orders held in an order management facility maintained by the regulated market or the MTF pending their being disclosed to the market.
Opustitve v skladu s členoma 29(2) in 44(2) Direktive 2004/39/ES na podlagi vrste naročila se lahko odobrijo samo v zvezi z naročili, ki so v sistemu za upravljanje naročil, ki ga vzdržuje regulirani trg ali MTF, dokler se jih ne razkrije trgu.
References to negotiated transaction
Sklici na dogovorjeno transakcijo
For the purpose of Article 18(1)(b) a negotiated transaction shall mean a transaction involving members or participants of a regulated market or an MTF which is negotiated privately but executed within the regulated market or MTF and where that member or participant in doing so undertakes one of the following tasks:
Za namene člena 18(1)(b) je dogovorjena transakcija tista transakcija, v kateri sodelujejo člani ali udeleženci na reguliranem trgu ali MTF, ki je sklenjena zasebno, vendar se izvrši na reguliranem trgu ali v MTF in pri kateri ti člani ali udeleženci izvajajo naslednje naloge: