natgillin/translations-raw huggingface dataset:
if the inclusion of the financial situation of the undertaking would be inappropriate or misleading with respect to the objectives of the supplementary supervision of insurance undertakings or reinsurance undertakings.
če bi bila vključitev finančnega položaja podjetja neprimerna ali zavajajoča glede ciljev dopolnilnega nadzora zavarovalnic ali pozavarovalnic.
Competent authorities for exercising supplementary supervision
Organi, pristojni za izvajanje dopolnilnega nadzora
Supplementary supervision shall be exercised by the competent authorities of the Member State in which the insurance undertaking or the reinsurance undertaking has received official authorisation under Article 6 of Directive 73/239/EEC or Article 4 of Directive 2002/83/EC or Article 3 of Directive 2005/68/EC.
Dopolnilni nadzor izvajajo pristojni organi države članice, v kateri je zavarovalnica ali pozavarovalnica pridobila uradno dovoljenje skladno s členom 6 Direktive 73/239/EGS ali členom 4 Direktive 2002/83/ES ali členom 3 Direktive 2005/68/ES.
Where insurance undertakings or reinsurance undertakings authorised in two or more Member States have as their parent undertaking the same insurance holding company, non-member country insurance undertaking, non-member country reinsurance undertaking or mixed-activity insurance holding company, the competent authorities of the Member States concerned may reach agreement as to which of them will be responsible for exercising supplementary supervision.
Kadar ima zavarovalnica ali pozavarovalnica, ki je pridobila dovoljenje v dveh ali več državah članicah, za svoje matično podjetje isti zavarovalni holding, zavarovalnico države nečlanice, pozavarovalnico države nečlanice ali mešani zavarovalni holding, se lahko pristojni organi zadevnih držav članic dogovorijo, katera od njih bo odgovorna za izvajanje dopolnilnega nadzora.
Where a Member State has more than one competent authority for the prudential supervision of insurance undertakings and reinsurance undertakings, such Member State shall take the requisite measures to organise coordination between those authorities.
Kadar ima država članica več kot en pristojni organ za nadzor skrbnega poslovanja zavarovalnic in pozavarovalnic, taka država članica sprejme ukrepe, ki so potrebni za organizacijo usklajevanja med temi organi.
In Article 5, paragraph 1 shall be replaced by the following:
v členu 5 se odstavek 1 nadomesti z:
Member States shall prescribe that the competent authorities are to require that every insurance undertaking or reinsurance undertaking subject to supplementary supervision shall have adequate internal control mechanisms in place for the production of any data and information relevant for the purposes of such supplementary supervision.’
Države članice predpišejo, da pristojni organi od vsake zavarovalnice ali pozavarovalnice, za katero se uporablja dopolnilni nadzor, zahtevajo, da ima vzpostavljene primerne mehanizme notranje kontrole za izdelavo podatkov in informacij, potrebnih za namene takega dopolnilnega nadzora.“;
Articles 6, 7 and 8 shall be replaced by the following:
členi 6, 7 in 8 se nadomestijo z:
Member States shall provide that their competent authorities responsible for exercising supplementary supervision are to have access to any information which would be relevant for the purpose of supervision of an insurance undertaking or a reinsurance undertaking subject to such supplementary supervision.
Države članice zagotovijo, da imajo njihovi pristojni organi, odgovorni za izvajanje dopolnilnega nadzora, dostop do vseh podatkov, ki bi bile potrebni za namene nadzora zavarovalnice ali pozavarovalnice, za katero velja tak dopolnilni nadzor.
The competent authorities may address themselves directly to the relevant undertakings referred to in Article 3(2) to obtain the necessary information only if such information has been requested from the insurance undertaking or the reinsurance undertaking and has not been supplied by it.
Pristojni organi se lahko obrnejo neposredno na ustrezna podjetja iz člena 3(2), da dobijo potrebne podatke samo, če se taki podatki zahtevajo od zavarovalnice ali pozavarovalnice in jih zavarovalnica oziroma pozavarovalnica še ni posredovala.
Member States shall provide that their competent authorities may carry out within their territory, themselves or through the intermediary of persons whom they appoint for that purpose, on-the-spot verification of the information referred to in paragraph 1 at:
Države članice določijo, da lahko njihovi pristojni organi na svojem ozemlju sami ali s posredovanjem oseb, ki jih imenujejo za ta namen, na kraju samem preverijo informacije iz odstavka 1, v:
the insurance undertaking subject to supplementary supervision,
zavarovalnici, za katero velja dopolnilni nadzor,
the reinsurance undertaking subject to supplementary supervision,
pozavarovalnici, za katero velja dopolnilni nadzor,
subsidiary undertakings of that insurance undertaking,
hčerinskem podjetju te zavarovalnice,
subsidiary undertakings of that reinsurance undertaking,
hčerinskem podjetju te pozavarovalnice,
parent undertakings of that insurance undertaking,
matičnem podjetju te zavarovalnice,
parent undertakings of that reinsurance undertaking,
matičnem podjetju te pozavarovalnice,
subsidiary undertakings of a parent undertaking of that insurance undertaking.
hčerinskemu podjetju matičnega podjetja te zavarovalnice,
subsidiary undertakings of a parent undertaking of that reinsurance undertaking.
hčerinskem podjetju matičnega podjetja te pozavarovalnice.
Where, in applying this Article, the competent authorities of one Member State wish in specific cases to verify important information concerning an undertaking situated in another Member State which is a related insurance undertaking, a related reinsurance undertaking, a subsidiary undertaking, a parent undertaking or a subsidiary of a parent undertaking of the insurance undertaking or of the reinsurance undertaking subject to supplementary supervision, they must ask the competent authorities of that other Member State to have that verification carried out.
Kadar želijo pri uporabi tega člena pristojni organi ene države članice v posebnih primerih preveriti pomembne podatke v zvezi s podjetjem v drugi državi članici, ki je povezana zavarovalnica, povezana pozavarovalnica, hčerinsko podjetje, matično podjetje ali hčerinsko podjetje matičnega podjetja zavarovalnice ali pozavarovalnice, za katero velja dopolnilni nadzor, morajo prositi pristojne organe te druge države članice, da se izvede to preverjanje.
The authorities which receive such a request must act on it within the limits of their jurisdiction by carrying out the verification themselves, by allowing the authorities making the request to carry it out or by allowing an auditor or expert to carry it out.
Organi, ki prejmejo tako zahtevo, morajo ukrepati v okviru svoje pristojnosti tako, da opravijo preverjanje sami, da dovolijo organom, ki so zahtevali preverjanje, da ga opravijo oni, ali da dovolijo revizorju ali strokovnjaku, da ga opravi.
The competent authority which made the request may, if it so wishes, participate in the verification when it does not carry out the verification itself.
Če želi, lahko pristojni organ, ki je zahtevo podal, sodeluje pri preverjanju, kadar ga sam ne izvaja.
Cooperation between competent authorities
Sodelovanje med pristojnimi organi
Where insurance undertakings or reinsurance undertakings established in different Member States are directly or indirectly related or have a common participating undertaking, the competent authorities of each Member State shall communicate to one another on request all relevant information which may allow or facilitate the exercise of supervision pursuant to this Directive and shall communicate on their own initiative any information which appears to them to be essential for the other competent authorities.
Kadar so zavarovalnice ali pozavarovalnice, ki so ustanovljene v različnih državah članicah, neposredno ali posredno povezane ali imajo skupno udeleženo podjetje, pristojni organi vsake države članice drug drugemu na zahtevo sporočijo vse potrebne podatke, ki lahko omogočijo ali olajšajo izvajanje nadzora na podlagi te direktive in na svojo lastno pobudo sporočijo vse podatke, za katere menijo, da so bistvene za druge pristojne organe.
Where an insurance undertaking or a reinsurance undertaking and either a credit institution as defined in Directive 2000/12/EC of the European Parliament and of the Council of 20 March 2000 relating to the taking up and pursuit of the business of credit institutions or an investment firm as defined in Council Directive 93/22/EEC of 10 May 1993 on investment services in the securities field, or both, are directly or indirectly related or have a common participating undertaking, the competent authorities and the authorities with public responsibility for the supervision of those other undertakings shall cooperate closely.
Kadar sta zavarovalnica ali pozavarovalnica in bodisi kreditna institucija, kakor je opredeljeno v Direktivi Evropskega parlamenta in Sveta 2000/12/ES z dne 20. marca 2000 o začetku opravljanja in opravljanju dejavnosti kreditnih institucij, bodisi investicijsko podjetje, kakor je opredeljeno v Direktivi Sveta 93/22/EGS z dne 10. maja 1993 o investicijskih storitvah na področju vrednostnih papirjev, ali oba, posredno ali neposredno povezana ali imata skupno udeleženo podjetje, morajo pristojni organi in organi za javni nadzor teh drugih podjetij tesno sodelovati.
Without prejudice to their respective responsibilities, those authorities shall provide one another with any information likely to simplify their task, in particular within the framework of this Directive.
Brez poseganja v njihove obveznosti ti organi drug drugemu zagotovijo podatke, s katerimi se njihova naloga lahko poenostavi, zlasti v okviru te direktive.
Information received pursuant to this Directive and, in particular, any exchange of information between competent authorities which is provided for in this Directive shall be subject to the obligation of professional secrecy defined in Article 16 of Council Directive 92/49/EEC of 18 June 1992 on the coordination of laws, regulations and administrative provisions relating to direct insurance other than life assurance (third non-life insurance Directive) and Article 16 of Directive 2002/83/EC and Articles 24 to 30 of Directive 2005/68/EC.
Za podatke, pridobljene na podlagi te direktive in zlasti za izmenjavo podatkov med pristojnimi organi, ki je predvidena v tej direktivi, velja obveznost varovanja poslovne skrivnosti, opredeljena v členu 16 Direktive Sveta 92/49/EGS dne 18. junija 1992 in o uskladitvi zakonov in drugih predpisov o neposrednem zavarovanju razen življenjskega zavarovanja (tretja direktiva o premoženjskem zavarovanju) in členu 16 Direktive 2002/83/ES ter v členih od 24 do 30 Direktive 2005/68/ES.
Intra-group transactions
Transakcije znotraj skupine
Member States shall provide that the competent authorities exercise general supervision over transactions between:
Države članice določijo, da pristojni organi izvajajo splošni nadzor nad transakcijami med:
an insurance undertaking or a reinsurance undertaking and:
zavarovalnico ali pozavarovalnico in:
a related undertaking of the insurance undertaking or of the reinsurance undertaking;
povezanim podjetjem zavarovalnice ali pozavarovalnice;
a participating undertaking in the insurance undertaking or in the reinsurance undertaking;
udeleženem podjetju v zavarovalnici ali pozavarovalnici;
a related undertaking of a participating undertaking in the insurance undertaking or in the reinsurance undertaking;
povezanim podjetjem udeleženega podjetja v zavarovalnici ali pozavarovalnici;
an insurance undertaking or a reinsurance undertaking and a natural person who holds a participation in:
zavarovalnico ali pozavarovalnico in fizično osebo, ki je udeležena v:
the insurance undertaking, the reinsurance undertaking or any of its related undertakings;
zavarovalnici, pozavarovalnici ali katerem koli od njenih povezanih podjetjih;
a related undertaking of a participating undertaking in the insurance undertaking or in the reinsurance undertaking.
povezanem podjetju udeleženega podjetja v zavarovalnici ali pozavarovalnici.
These transactions concern in particular:
Te transakcije zadevajo zlasti:
loans,
posojila,
guarantees and off-balance-sheet transactions,
jamstva in zunaj bilančne transakcije,
elements eligible for the solvency margin,
elemente, ki izpolnjujejo pogoje minimalnega kapitala,
investments,
naložbe,
reinsurance and retrocession operations,
posle pozavarovanja in retrocesije,
agreements to share costs.
sporazume za delitev stroškov.
Member States shall require insurance undertakings and reinsurance undertakings to have in place adequate risk management processes and internal control mechanisms, including sound reporting and accounting procedures, in order to identify, measure, monitor and control transactions as provided for in paragraph 1 appropriately.
Države članice od zavarovalnic in pozavarovalnic zahtevajo, da razpolagajo z ustreznimi postopki obvladovanja tveganja in mehanizmi notranjega nadzora, vključno s skrbnim poročanjem in računovodskimi postopki, da bi opredelili, ocenili, spremljali in nadzirali transakcije, kakor je predvideno v odstavku 1.
Member States shall also require at least annual reporting by insurance undertakings and reinsurance undertakings to the competent authorities of significant transactions.
Države članice tudi zahtevajo, da zavarovalnice in pozavarovalnice vsaj enkrat letno pristojnim organom poročajo o večjih transakcijah.
These processes and mechanisms shall be subject to overview by the competent authorities.
Te postopke in mehanizme pregledajo pristojni organi.
If, on the basis of this information, it appears that the solvency of the insurance undertaking or the reinsurance undertaking is, or may be, jeopardised, the competent authority shall take appropriate measures at the level of the insurance undertaking or of the reinsurance undertaking.
Če se na podlagi teh podatkov zdi, da je ali bi lahko bila ogrožena kapitalska ustreznost zavarovalnice ali pozavarovalnice, pristojni organ sprejme ustrezne ukrepe na ravni zavarovalnice ali pozavarovalnice.
In Article 9, paragraph 3 shall be replaced by the following:
v členu 9 se odstavek 3 nadomesti z:
If the calculation referred to in paragraph 1 demonstrates that the adjusted solvency is negative, the competent authorities shall take appropriate measures at the level of the insurance undertaking or the reinsurance undertaking in question.’
Če izračun iz odstavka 1 pokaže, da je prilagojena solventnost negativna, pristojni organi sprejmejo ustrezne ukrepe na ravni zadevne zavarovalnice ali pozavarovalnice.“;
Article 10 is hereby amended as follows:
člen 10 se spremeni:
the title shall be replaced by the following:
naslov se nadomesti z:
‘Insurance holding companies, non-member country insurance undertakings and non-member country reinsurance undertakings’;
„Zavarovalni holdingi, zavarovalnice države nečlanice in pozavarovalnice države nečlanice“;
paragraphs 2 and 3 shall be replaced by the following:
odstavka 2 in 3 se nadomestita z:
In the case referred to in Article 2(2), the calculation shall include all related undertakings of the insurance holding company, the non-member country insurance undertaking or the non-member country reinsurance undertaking, in the manner provided for in Annex II.
V primeru iz člena 2(2), izračun vključuje vsa povezana podjetja zavarovalnega holdinga, zavarovalnice ali pozavarovalnice države nečlanice, na način, predviden v Prilogi II.
If, on the basis of that calculation, the competent authorities conclude that the solvency of a subsidiary insurance undertaking or a reinsurance undertaking of the insurance holding company, the non-member country insurance undertaking or the non-member country reinsurance undertaking is, or may be, jeopardised, they shall take appropriate measures at the level of that insurance undertaking or reinsurance undertaking.’
Če na podlagi tega izračuna pristojni organi zaključijo, da je ali bi lahko bila ogrožena kapitalska ustreznost hčerinske zavarovalnice ali pozavarovalnice zavarovalnega holdinga, zavarovalnice ali pozavarovalnice države nečlanice, sprejmejo ustrezne ukrepe na ravni te zavarovalnice ali pozavarovalnice.“;
Article 10a is hereby amended as follows:
člen 10a se spremeni:
in paragraph 1, point (b) shall be replaced by the following:
v odstavku 1 se točka (b) nadomesti z:
reinsurance undertakings which have, as participating undertakings, undertakings within the meaning of Article 2 which have their head office situated in a third country;
pozavarovalnice, ki imajo kot udeležena podjetja, podjetja v smislu člena 2 s sedežem v tretji državi;
non-member country insurance undertakings or non-member country reinsurance undertakings which have, as participating undertakings, undertakings within the meaning of Article 2 which have their head office in the Community.’;
zavarovalnice ali pozavarovalnice države nečlanice, ki imajo kot udeležena podjetja v smislu člena 2 s sedežem v Skupnosti.“;
paragraph 2 shall be replaced by the following:
odstavek 2 se nadomesti z:
The agreements referred to in paragraph 1 shall in particular seek to ensure both:
Sporazumi iz odstavka 1 morajo zlasti zagotoviti:
that the competent authorities of the Member States are able to obtain the information necessary for the supplementary supervision of insurance undertakings and reinsurance undertakings which have their head office in the Community and which have subsidiaries or hold participations in undertakings outside the Community; and
da lahko pristojni organi držav članic pridobijo podatke, potrebne za dopolnilni nadzor zavarovalnic in pozavarovalnic s sedežem v Skupnosti in ki imajo hčerinska podjetja ali so udeležena v podjetjih zunaj Skupnosti; in
that the competent authorities of third countries are able to obtain the information necessary for the supplementary supervision of insurance undertakings and reinsurance undertakings which have their head office in their territories and which have subsidiaries or hold participations in undertakings in one or more Member States.’
da lahko pristojni organi tretjih držav pridobijo podatke, potrebne za dopolnilni nadzor zavarovalnic in pozavarovalnic s sedežem na njihovem ozemlju in ki imajo hčerinska podjetja ali so udeležena v podjetjih v eni ali več držav članic.“;
Annexes I and II to Directive 98/78/EC shall be replaced by Annex II to this Directive.
Prilogi I in II k Direktivi 98/78/ES se nadomestita z besedilom iz Priloge II k tej direktivi.
Amendments to Directive 2002/83/EC
Spremembe Direktive 2002/83/ES
Directive 2002/83/EC is hereby amended as follows:
Direktiva 2002/83/ES se spremeni na naslednji način:
In Article 1(1), the following point shall be added:
v členu 1(1) se doda naslednja točka:
“reinsurance undertaking” shall mean a reinsurance undertaking within the meaning of Article 2 point (c) of Directive 2005/68/EC of the European Parliament and of the Council of 16 November 2005 on reinsurance’
‚pozavarovalnica‘ pomeni pozavarovalnico v smislu točke (c) člena 2 Direktive Evropskega parlamenta in Sveta 2005/68/ES z dne 16. novembra 2005 o pozavarovanju.
The competent authorities of the other Member State involved shall be consulted prior to the granting of an authorisation to a life assurance undertaking, which is:
Posvetovati se je treba s pristojnimi organi druge sodelujoče države članice, pred izdajo dovoljenja zavarovalnici za življenjska zavarovanja, ki je:
The competent authority of a Member State involved responsible for the supervision of credit institutions or investment firms shall be consulted prior to the granting of an authorisation to a life assurance undertaking which is:
Posvetovati se je treba s pristojnim organom sodelujoče države članice, odgovornim za nadzor kreditnih institucij ali investicijskih podjetij, pred izdajo dovoljenja zavarovalnici za življenjska zavarovanja, ki je:
They shall inform each other of any information regarding the suitability of shareholders and the reputation and experience of directors which is of relevance to the other competent authorities involved for the granting of an authorisation as well as for the ongoing assessment of compliance with operating conditions.’
Medsebojno izmenjata informacije glede ustreznosti delničarjev in ugleda ter izkušenj direktorjev, kar je pomembno za druge pristojne organe, ki sodelujejo pri izdaji dovoljenja pa tudi za trajajočo oceno skladnosti s pogoji poslovanja.“;
In Article 10(2), the following subparagraph shall be added:
v členu 10(2) se doda naslednji pododstavek:
‘The home Member State of the insurance undertaking shall not refuse a reinsurance contract concluded by the insurance undertaking with a reinsurance undertaking authorised in accordance with Directive 2005/68/EC or an insurance undertaking authorised in accordance with Directive 73/239/EEC or this Directive on grounds directly related to the financial soundness of the reinsurance undertaking or the insurance undertaking.’
„Matična država članica zavarovalnice ne sme zavrniti pozavarovalne pogodbe, ki jo sklene zavarovalnica s pozavarovalnico, ki je pridobila dovoljenje v skladu z Direktivo 2005/68/ES ali zavarovalnico, ki je pridobila dovoljenje v skladu z Direktivo 73/239/EGS ali to direktivo na podlagi neposredne povezave s finančno trdnostjo te pozavarovalnice ali zavarovalnice.“;
In Article 15, the following paragraph shall be inserted:
v členu 15 se vstavi naslednji odstavek:
If the acquirer of the holdings referred to in paragraph 1 of this Article is an insurance undertaking, a reinsurance undertaking, a credit institution or an investment firm authorised in another Member State, or the parent undertaking of such an entity, or a natural or legal person controlling such an entity, and if, as a result of that acquisition, the undertaking in which the acquirer proposes to hold a holding would become a subsidiary or subject to the control of the acquirer, the assessment of the acquisition must be subject to the prior consultation referred to in Article 9a.’
Če je prevzemnik deležev iz odstavka 1 tega člena zavarovalnica, pozavarovalnica, kreditna institucija ali investicijsko podjetje, ki je pridobilo dovoljenje v drugi državi članici, ali matično podjetje takšnega subjekta, ali fizična ali pravna oseba, ki obvladuje tak subjekt, in če bi zaradi te pridobitve podjetje, v katerem namerava prevzemnik pridobiti delež, postala hčerinsko podjetje ali bi jo obvladoval prevzemnik, se je treba o presoji pridobitve predhodno posvetovati, kakor določa člen 9a.“;
Article 16 is hereby amended as follows:
člen 16 se spremeni:
paragraphs 4, 5 and 6 shall be replaced by the following:
odstavki 4, 5 in 6 se nadomestijo z:
Competent authorities receiving confidential information under paragraphs 1 or 2 may use it only in the course of their duties:
Pristojni organi, ki prejmejo zaupne podatke iz odstavka 1 ali 2, jih lahko uporabijo le pri opravljanju svojih nalog:
to check that the conditions governing the taking-up of the business of assurance are met and to facilitate monitoring of the conduct of such business, especially with regard to the monitoring of technical provisions, solvency margins, administrative and accounting procedures and internal control mechanisms, or
da preverijo, ali so izpolnjeni pogoji, ki urejajo začetek opravljanja poslov življenjskega zavarovanja, in da olajšajo spremljanje opravljanja takšnih poslov, zlasti glede spremljanja zavarovalno-tehničnih rezervacij, minimalnega kapitala, upravnih in računovodskih postopkov ter mehanizmov notranjega nadzora, ali
to impose penalties, or
pri uvedbi kazni, ali
in administrative appeals against decisions of the competent authority, or
pri upravnih pritožbah zoper odločbe pristojnega organa, ali
in court proceedings initiated pursuant to Article 67 or under special provisions provided for in this Directive and other Directives adopted in the field of assurance undertakings and reinsurance undertakings.
v sodnih postopkih, sproženih po členu 67 ali v skladu s posebnimi določbami, določenimi v tej direktivi ali drugih direktivah, sprejetih na področju življenjskih zavarovalnic in pozavarovalnic.