natgillin/translations-raw huggingface dataset:
(b) they apply customer due diligence requirements and record keeping requirements as laid down or equivalent to those laid down in this Directive and their compliance with the requirements of this Directive is supervised in accordance with Section 2 of Chapter V, or they are situated in a third country which imposes equivalent requirements to those laid down in this Directive.
(b) izvajajo zahteve za skrbno preverjanje poslovanja strank in zahteve za vodenje evidence, enake ali enakovredne zahtevam, ki so določene v tej direktivi, pri čemer se v skladu z oddelkom 2 poglavja V nadzoruje skladnost z zahtevami te direktive, oziroma se nahajajo v tretji državi, ki predpisuje zahteve, enakovredne tistim, določenim v tej direktivi.
Member States shall inform each other and the Commission of cases where they consider that a third country meets the conditions laid down in paragraph 1(b).
Države članice se obvestijo med seboj in obvestijo Komisijo, kadar menijo, da tretja država izpolnjuje pogoje iz odstavka 1(b).
Where the Commission adopts a decision pursuant to Article 40(4), Member States shall prohibit the institutions and persons covered by this Directive from relying on third parties from the third country concerned to meet the requirements laid down in Article 8(1)(a) to (c).
Če sprejme Komisija odločitev na podlagi člena 40(4), države članice prepovejo ustanovam in osebam, za katere velja ta direktiva, da prepustijo tretjim osebam iz navedenih tretjih držav, da izpolnjujejo zahteve iz člena 8(1)(a) do (c).
Third parties shall make information requested in accordance with the requirements laid down in Article 8(1)(a) to (c) immediately available to the institution or person covered by this Directive to which the customer is being referred.
Tretje osebe takoj posredujejo podatke, zahtevane v skladu z zahtevami iz člena 8(1)(a) do (c), ustanovi ali osebi, za katero velja ta direktiva, h kateri se napoti stranka.
Relevant copies of identification and verification data and other relevant documentation on the identity of the customer or the beneficial owner shall immediately be forwarded, on request, by the third party to the institution or person covered by this Directive to which the customer is being referred.
Tretje osebe ustanovi ali osebi, za katero velja ta direktiva, h kateri se napoti stranka, na zahtevo takoj posredujejo pomembne kopije identifikacijskih in potrditvenih podatkov ter ostalih pomembnih listin o identiteti stranke ali dejanskega lastnika.
This Section shall not apply to outsourcing or agency relationships where, on the basis of a contractual arrangement, the outsourcing service provider or agent is to be regarded as part of the institution or person covered by this Directive.
Ta oddelek se ne uporablja za odnose z zunanjimi izvajalci ali zastopniki, če je zunanji izvajalec ali zastopnik del ustanove ali osebe, za katero velja ta direktiva.
REPORTING OBLIGATIONS
DOLŽNOST SPOROČANJA
Member States shall require that the institutions and persons covered by this Directive pay special attention to any activity which they regard as particularly likely, by its nature, to be related to money laundering or terrorist financing and in particular complex or unusually large transactions and all unusual patterns of transactions which have no apparent economic or visible lawful purpose.
Države članice zahtevajo, da ustanove in osebe, za katere velja ta direktiva, posvetijo posebno pozornost vsem dejavnostim, za katere menijo, da bi utegnile biti povezane s pranjem denarja ali financiranjem terorizma, zlasti pa zapletenim ali nenavadno obsežnim transakcijam in vsem nenavadnim vzorcem transakcij, ki nimajo očitnega ekonomskega ali razvidnega pravno utemeljenega namena.
Each Member State shall establish a FIU in order effectively to combat money laundering and terrorist financing.
Vsaka država članica za namene učinkovitega boja proti pranju denarja in financiranju terorizma ustanovi FIU.
That FIU shall be established as a central national unit.
FIU se ustanovi kot centralni nacionalni organ.
It shall be responsible for receiving (and to the extent permitted, requesting), analysing and disseminating to the competent authorities, disclosures of information which concern potential money laundering, potential terrorist financing or are required by national legislation or regulation.
Ta organ je pristojen za prejemanje (in v dovoljenem obsegu za zahtevanje), analiziranje in posredovanje podatkov o morebitnem pranju denarja, financiranju terorizma ali kakšne druge podatke, ki jih zahteva nacionalna zakonodaja, in za njihovo posredovanje pristojnim organom.
It shall be provided with adequate resources in order to fulfil its tasks.
Za izpolnjevanje svojih nalog prejme ustrezna sredstva.
Member States shall ensure that the FIU has access, directly or indirectly, on a timely basis, to the financial, administrative and law enforcement information that it requires to properly fulfil its tasks.
Države članice morajo zagotoviti, da ima FIU pravočasni, posredni ali neposredni dostop do finančnih in upravnih podatkov ter podatkov v zvezi s pregonom, ki jih potrebuje za ustrezno opravljanje svojih nalog.
Member States shall require the institutions and persons covered by this Directive, and where applicable their directors and employees, to cooperate fully
Države članice zahtevajo, da ustanove in osebe, za katere velja ta direktiva, ter, kjer je to primerno, njihovi direktorji in zaposleni v celoti sodelujejo, in sicer tako da
(a) by promptly informing the FIU, on their own initiative, where the institution or person covered by this Directive knows, suspects or has reasonable grounds to suspect that money laundering or terrorist financing is being or has been committed or attempted;
(a) nemudoma obvestijo FIU na svojo pobudo, kadar institucija ali oseba, za katero velja ta direktiva, ve, sumi ali ima razlog za sum, da gre ali je šlo za poskus ali storitev kaznivega dejanja pranja denarja ali financiranja terorizma.
(b) by promptly furnishing the FIU, at its request, with all necessary information, in accordance with the procedures established by the applicable legislation.
(b) FIU na njeno zahtevo nemudoma posredujejo potrebne podatke v skladu s postopki, določenimi v veljavni zakonodaji.
The information referred to in paragraph 1 shall be forwarded to the FIU of the Member State in whose territory the institution or person forwarding the information is situated.
Podatki iz odstavka 1 se posredujejo FIU v tisti državi članici, na ozemlju katere se nahaja ustanova ali oseba, ki podatke posreduje.
The person or persons designated in accordance with the procedures provided for in Article 34 shall normally forward the information.
Podatke običajno posreduje oseba ali osebe, ki so določene v skladu s postopki, predvidenimi v členu 34.
By way of derogation from Article 22(1), Member States may, in the case of the persons referred to in Article 2(1)(3)(a) and (b), designate an appropriate self-regulatory body of the profession concerned as the authority to be informed in the first instance in place of the FIU.
Z odstopanjem od člena 22(1) lahko države članice za osebe iz člena 2(1)(3)(a) in (b) imenujejo ustrezen samoregulativen organ omenjene stroke kot tisti pristojni organ, ki se ga na prvi stopnji obvesti namesto FIU.
Without prejudice to paragraph 2, the designated self-regulatory body shall in such cases forward the information to the FIU promptly and unfiltered.
Brez poseganja v odstavek 2 v takšnih primerih imenovan samoregulativni organ posreduje podatke FIU nemudoma in nepregledane.
Member States shall not be obliged to apply the obligations laid down in Article 22(1) to notaries, independent legal professionals, auditors, external accountants and tax advisors with regard to information they receive from or obtain on one of their clients, in the course of ascertaining the legal position for their client or performing their task of defending or representing that client in, or concerning judicial proceedings, including advice on instituting or avoiding proceedings, whether such information is received or obtained before, during or after such proceedings.
Države članice niso dolžne upoštevati obveznosti, določenih v členu 22(1), v zvezi s podatki, ki jih notarji, neodvisni pravni strokovnjaki, revizorji, zunanji računovodje in davčni svetovalci pridobijo o svojih strankah med ugotavljanjem njihovega pravnega položaja ali ko branijo ali zastopajo svojo stranko v ali v zvezi s sodnim postopkom, vključno s svetovanjem o sprožitvi postopka ali njegovem izogibu, bodisi da takšne podatke pridobijo pred, med ali po končanem postopku.
Member States shall require the institutions and persons covered by this Directive to refrain from carrying out transactions which they know or suspect to be related to money laundering or terrorist financing until they have completed the necessary action in accordance with Article 22(1)(a).
Države članice ustanovam in osebam, za katere velja ta direktiva, za katere vedo ali sumijo, da so povezane s pranjem denarja ali financiranjem terorizma, prepovejo opravljanje transakcij, dokler v skladu s členom 22(1)(a) ne sprejmejo potrebnih ukrepov.
In conformity with the legislation of the Member States, instructions may be given not to carry out the transaction.
V skladu z nacionalnimi zakonodajami držav članic se lahko izda navodilo, da se transakcija ne izvede.
Where such a transaction is suspected of giving rise to money laundering or terrorist financing and where to refrain in such manner is impossible or is likely to frustrate efforts to pursue the beneficiaries of a suspected money laundering or terrorist financing operation, the institutions and persons concerned shall inform the FIU immediately afterwards.
Kadar obstaja sum, da bo transakcija povzročila pranje denarja ali financiranje terorizma in jo je nemogoče opustiti na zgoraj opisan način oziroma je verjetno, da bi opustitev onemogočila pregon upravičencev sumljive transakcije pranja denarja ali financiranja terorizma, te ustanove obvestijo FIU nemudoma za tem.
Member States shall ensure that if, in the course of inspections carried out in the institutions and persons covered by this Directive by the competent authorities referred to in Article 37, or in any other way, those authorities discover facts that could be related to money laundering or terrorist financing, they shall promptly inform the FIU.
Države članice zagotovijo, da pristojni organi iz člena 37, ki pri pregledovanju ustanov in oseb, za katere velja ta direktiva, ali kakor koli drugače odkrijejo dejstva, ki bi lahko bila povezana s pranjem denarja ali financiranjem terorizma, o tem nemudoma obvestijo FIU.
Member States shall ensure that supervisory bodies empowered by law or regulation to oversee the stock, foreign exchange and financial derivatives markets inform the FIU if they discover facts that could be related to money laundering or terrorist financing.
Države članice zagotovijo, da nadzorni organi, ki so z zakonom ali drugim predpisom pooblaščeni za nadzor nad delniškimi in deviznimi trgi ter trgi izvedenih finančnih instrumentov, obvestijo FIU, če odkrijejo dejstva, ki bi lahko bila povezana s pranjem denarja ali financiranjem terorizma.
The disclosure in good faith as foreseen in Articles 22(1) and 23 by an institution or person covered by this Directive or by an employee or director of such an institution or person of the information referred to in Articles 22 and 23 shall not constitute a breach of any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision, and shall not involve the institution or person or its directors or employees in liability of any kind.
Če ustanova ali oseba, za katero velja ta direktiva, ali direktor ali zaposleni v takšni ustanovi ali pri takšni osebi v dobri veri, kakor je predvideno v členih 22(1) in 23, razkrije podatke iz členov 22 in 23, se tako razkritje ne šteje za kršitev zaupnosti podatkov, določene s pogodbo ali s katero koli določbo zakona ali drugega predpisa, in ne predstavlja nikakršne odgovornosti za škodo s strani ustanove ali osebe oziroma njihovega direktorja ali zaposlenih.
Member States shall take all appropriate measures in order to protect employees of the institutions or persons covered by this Directive who report suspicions of money laundering or terrorist financing either internally or to the FIU from being exposed to threats or hostile action.
Države članice sprejmejo ustrezne ukrepe, s katerimi se zaposlene v ustanovah ali pri osebah, za katere velja ta direktiva, ki o sumu pranja denarja ali financiranja terorizma poročajo bodisi interno bodisi neposredno FIU, zaščiti pred grožnjami ali drugimi sovražnimi dejanji.
The institutions and persons covered by this Directive and their directors and employees shall not disclose to the customer concerned or to other third persons the fact that information has been transmitted in accordance with Articles 22 and 23 or that a money laundering or terrorist financing investigation is being or may be carried out.
Ustanove in osebe, za katere velja ta direktiva, ter njihovi direktorji in zaposleni zadevnim strankam ali ostalim tretjim osebam ne smejo razkriti dejstva, da so v skladu s členoma 22 in 23 posredovali podatke ali da poteka oziroma bi se lahko uvedla preiskava o pranju denarja ali financiranju terorizma.
The prohibition laid down in paragraph 1 shall not include disclosure to the competent authorities referred to in Article 37, including the self-regulatory bodies, or disclosure for law enforcement purposes.
Prepoved, določena v odstavku 1, ne velja za razkritja pristojnim organom iz člena 37, vključno s samoregulativnimi organi, ali razkritja podatkov za namene kazenskega pregona.
The prohibition laid down in paragraph 1 shall not prevent disclosure between institutions from Member States, or from third countries provided that they meet the conditions laid down in Article 11(1), belonging to the same group as defined by Article 2(12) of Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate [17].
Prepoved iz odstavka 1 ne nasprotuje razkritju podatkov med ustanovami iz držav članic ali tretjih držav, če izpolnjujejo pogoje iz člena 11(1), ki spadajo v isto skupino v smislu člena 2(12) Direktive 2002/87/ES Evropskega parlamenta in Sveta z dne 16. decembra 2002 o dopolnilnem nadzoru kreditnih institucij, zavarovalnic in investicijskih družb v finančnem konglomeratu [17].
The prohibition laid down in paragraph 1 shall not prevent disclosure between persons referred to in Article 2(1)(3)(a) and (b) from Member States, or from third countries which impose requirements equivalent to those laid down in this Directive, who perform their professional activities, whether as employees or not, within the same legal person or a network.
Prepoved iz odstavka 1 ne nasprotuje razkritju podatkov med osebami iz držav članic iz člena 2(1)(3)(a) in (b) ali tretjih držav, v katerih veljajo zahteve, enakovredne zahtevam te direktive, če zadevne osebe opravljajo svojo poklicno dejavnost, bodisi kot zaposleni ali ne, v isti pravni osebi ali mreži.
For the purposes of this Article, a &quot;network&quot; means the larger structure to which the person belongs and which shares common ownership, management or compliance control.
V tem členu pomeni &quot;mreža&quot; obsežno strukturo, kateri pripada oseba in ki ima skupnega lastnika in skupno upravo ter skupni nadzor nad izvajanjem predpisov.
For institutions or persons referred to in Article 2(1)(1), (2) and (3)(a) and (b) in cases related to the same customer and the same transaction involving two or more institutions or persons, the prohibition laid down in paragraph 1 shall not prevent disclosure between the relevant institutions or persons provided that they are situated in a Member State, or in a third country which imposes requirements equivalent to those laid down in this Directive, and that they are from the same professional category and are subject to equivalent obligations as regards professional secrecy and personal data protection.
Prepoved iz odstavka 1 za ustanove ali osebe iz člena 2(1)(1), (2) in (3)(a) in (b), v primerih, ki se nanašajo na iste stranke in iste transakcije, v kateri sodelujeta dve ali več ustanov ali oseb, ni v nasprotju z razkritjem podatkov med zadevnimi ustanovami ali osebami, če se nahajajo v državi članici ali v tretji državi, v kateri veljajo zahteve, enakovredne zahtevam te direktive, in če pripadajo isti kategoriji poklicev in zanje veljajo enakovredne obveznosti glede varovanja poslovne skrivnosti in osebnih podatkov.
The information exchanged shall be used exclusively for the purposes of the prevention of money laundering and terrorist financing.
Izmenjani podatki se lahko uporabijo izključno za namene preprečevanja pranja denarja in financiranja terorizma.
Where the persons referred to in Article 2(1)(3)(a) and (b) seek to dissuade a client from engaging in illegal activity, this shall not constitute a disclosure within the meaning of the paragraph 1.
Kadar poskušajo osebe iz člena 2(1)(3)(a) in (b) stranko odvrniti od nezakonite dejavnosti, to ne predstavlja razkritja v smislu odstavka 1.
The Member States shall inform each other and the Commission of cases where they consider that a third country meets the conditions laid down in paragraphs 3, 4 or 5.
Države članice se obvestijo med seboj in obvestijo Komisijo, kadar po njihovem mnenju tretja država izpolnjuje pogoje iz odstavka 3, 4 ali 5.
Where the Commission adopts a decision pursuant to Article 40(4), the Member States shall prohibit the disclosure between institutions and persons covered by this Directive and institutions and persons from the third country concerned.
V primerih, v katerih Komisija sprejme odločitev v skladu s členom 40(4), države članice prepovejo razkritje podatkov med ustanovami in osebami, za katere velja ta direktiva, ter ustanovami in osebami iz zadevne tretje države.
RECORD KEEPING AND STATISTICAL DATA
VODENJE EVIDENC IN ZBIRANJE STATISTIČNIH PODATKOV
Member States shall require the institutions and persons covered by this Directive to keep the following documents and information for use in any investigation into, or analysis of, possible money laundering or terrorist financing by the FIU or by other competent authorities in accordance with national law
Države članice zahtevajo, da ustanove in osebe, za katere velja ta direktiva, hranijo naslednje listine in podatke, ki se uporabljajo v morebitni preiskavi ali za izvajanje analiz o morebitnem pranju denarja ali financiranju terorizma, ki jih opravlja FIU ali drugi pristojni organi v skladu z nacionalnim pravom
(a) in the case of the customer due diligence, a copy or the references of the evidence required, for a period of at least five years after the business relationship with their customer has ended;
(a) v postopku skrbnega preverjanja strank kopije ali sklicevanja na zahtevano dokumentacijo, in sicer najmanj pet let po končanem poslovnem odnosu s to stranko;
(b) in the case of business relationships and transactions, the supporting evidence and records, consisting of the original documents or copies admissible in court proceedings under the applicable national legislation for a period of at least five years following the carrying-out of the transactions or the end of the business relationship.
(b) v primeru poslovnih odnosov in transakcij dokazno dokumentacijo in evidence z originalnimi listinami ali kopijami, ki so po veljavni nacionalni zakonodaji sprejemljive kot dokaz v sodnem postopku, in sicer najmanj pet let po opravljeni transakciji ali po končanem poslovnem odnosu.
Member States shall require the credit and financial institutions covered by this Directive to apply, where applicable, in their branches and majority-owned subsidiaries located in third countries measures at least equivalent to those laid down in this Directive with regard to customer due diligence and record keeping.
Države članice zahtevajo od kreditnih in finančnih ustanov, za katere velja ta direktiva, da na ozemlju tretjih držav v svojih podružnicah in hčerinskih družbah v večinski lasti izvajajo, kjer je to mogoče, ukrepe, ki so enakovredni skrbnemu preverjanju strank in vodenju evidenc iz te direktive.
Where the legislation of the third country does not permit application of such equivalent measures, the Member States shall require the credit and financial institutions concerned to inform the competent authorities of the relevant home Member State accordingly.
Kadar zakonodaja tretje države ne dovoljuje izvajanja takšnih enakovrednih ukrepov, države članice zahtevajo od ustanov, da obveščajo pristojne organe v svoji državi članici.
Member States and the Commission shall inform each other of cases where the legislation of the third country does not permit application of the measures required under the first subparagraph of paragraph 1 and coordinated action could be taken to pursue a solution.
Države članice in Komisija se medsebojno obveščajo v primerih, kadar zakonodaja tretje države ne dovoljuje izvajanja ukrepov, zahtevanih po prvem pododstavku odstavka 1, in je za namen iskanja rešitve možen usklajeni pristop.
Member States shall require that, where the legislation of the third country does not permit application of the measures required under the first subparagraph of paragraph 1, credit or financial institutions take additional measures to effectively handle the risk of money laundering or terrorist financing.
Države članice zahtevajo, da v primerih, kadar zakonodaja tretje države ne omogoča uporabe ukrepov iz prvega pododstavka odstavka 1, ustanove sprejmejo dodatne ukrepe, s katerimi učinkovito obravnavajo tveganja pranja denarja ali financiranja terorizma.
Member States shall require that their credit and financial institutions have systems in place that enable them to respond fully and rapidly to enquiries from the FIU, or from other authorities, in accordance with their national law, as to whether they maintain or have maintained during the previous five years a business relationship with specified natural or legal persons and on the nature of that relationship.
Države članice zahtevajo, da njihove kreditne in finančne ustanove vzpostavijo sisteme, ki jim v skladu z nacionalno zakonodajo omogočajo, da se v celoti in nemudoma odzovejo na poizvedovanja FIU ali drugih organov, če imajo ali so v zadnjih petih letih imele poslovne odnose z določenimi fizičnimi ali pravnimi osebami in kakšna je bila narava teh poslovnih odnosov.
Member States shall ensure that they are able to review the effectiveness of their systems to combat money laundering or terrorist financing by maintaining comprehensive statistics on matters relevant to the effectiveness of such systems.
Države članice zagotovijo, da so z zbiranjem statističnih podatkov o zadevah, pomembnih za učinkovit sistem boja proti pranju denarja ali financiranju terorizma, sposobne preverjati učinkovitost svojih sistemov.
Such statistics shall as a minimum cover the number of suspicious transaction reports made to the FIU, the follow-up given to these reports and indicate on an annual basis the number of cases investigated, the number of persons prosecuted, the number of persons convicted for money laundering or terrorist financing offences and how much property has been frozen, seized or confiscated.
Ti statistični podatki morajo zajemati vsaj število poročil o sumljivih transakcijah, posredovanim FIU, nadaljnje ukrepanje v zvezi s temi poročili in število proučevanih primerov letno, število kazensko preganjanih oseb, število oseb, obsojenih kaznivega dejanja pranja denarja ali financiranja terorizma, ter obseg zamrznjenih, zaseženih ali odvzetih sredstev.
Member States shall ensure that a consolidated review of these statistical reports is published.
Države članice zagotovijo objavo prečiščenega pregleda teh statističnih poročil.
ENFORCEMENT MEASURES
IZVRŠILNI UKREPI
Internal procedures, training and feedback
Notranji postopki, usposabljanje in povratne informacije