natgillin/translations-raw huggingface dataset:
The Banking Advisory Committee may give general guidance as to whether the consolidated supervision arrangements of competent authorities in third countries are likely to achieve the objectives of consolidated supervision as defined in this Chapter, in relation to credit institutions, the parent undertaking of which has its head office outside the Community.
Svetovalni odbor za bančništvo lahko da splošno navodilo, v katerem navede, ali bodo načini konsolidiranega nadzora pristojnih organov v tretjih državah dosegli cilje konsolidiranega nadzora iz tega poglavja, kar zadeva kreditne institucije, katerih matično podjetje ima sedež zunaj Skupnosti.
The Committee shall keep any such guidance under review and take into account any changes to the consolidated supervision arrangements applied by such competent authorities.
Odbor redno pregleduje ta navodila in upošteva vse spremembe konsolidiranega nadzora, ki ga opravljajo pristojni organi.
The competent authority carrying out the verification specified in the second subparagraph shall take into account any such guidance.
Pristojni organi, ki opravljajo preverjanje iz drugega pododstavka, upoštevajo ta navodila.
In the absence of such equivalent supervision, Member States shall apply the provisions of Article 52 to the credit institution by analogy.
Če takega enakega nadzora ni, države članice smiselno uporabijo določbe člena 52 za kreditno institucijo.
As an alternative, Member States shall allow their competent authorities to apply other appropriate supervisory techniques which achieve the objectives of the supervision on a consolidated basis of credit institutions.
Kot alternativo države članice dovolijo pristojnim organom, da uporabijo druge ustrezne tehnike nadzora, ki dosegajo cilje konsolidiranega nadzora kreditnih institucij.
Those methods must be agreed upon by the competent authority which would be responsible for consolidated supervision, after consultation with the other competent authorities involved.
S temi tehnikami se mora strinjati pristojni organ, ki bi bil odgovoren za konsolidirani nadzor, po posvetovanju s drugimi vključenimi pristojnimi organi.
Competent authorities may in particular require the establishment of a financial holding company which has its head office in the Community, and apply the provisions on consolidated supervision to the consolidated position of that financial holding company.
Pristojni organi lahko predvsem zahtevajo ustanovitev finančnega holdinga s sedežem v Skupnosti, in uporabijo določbe o konsolidiranem nadzoru za konsolidiran položaj tega finančnega holdinga.
The methods must achieve the objectives of consolidated supervision as defined in this Chapter and must be notified to the other competent authorities involved and the Commission.&quot;
Te metode morajo dosegati cilje konsolidiranega nadzora, ki so določeni v tem poglavju, in je o njih treba obvestiti druge pristojne organe v Skupnosti.&quot;
ASSET MANAGEMENT COMPANIES
DRUŽBE ZA UPRAVLJANJE
Asset management companies
Družbe za upravljanje
Pending further coordination of sectoral rules, Member States shall provide for the inclusion of asset management companies:
Do nadaljnje uskladitve sektorskih predpisov države članice predpisujejo vključitev družb za upravljanje v naslednjih primerih:
(a) in the scope of consolidated supervision of credit institutions and investment firms, and/or in the scope of supplementary supervision of insurance undertakings in an insurance group;
(a) v obsegu konsolidiranega nadzora kreditnih institucij in investicijskih družb in/ali v obsegu dopolnilnega nadzora zavarovalnic v zavarovalni skupini;
(b) where the group is a financial conglomerate, in the scope of supplementary supervision within the meaning of this Directive.
(b) če je skupina finančni konglomerat, v obsegu dopolnilnega nadzora v smislu te direktive.
For the application of the first paragraph, Member States shall provide, or give their competent authorities the power to decide, according to which sectoral rules (banking sector, insurance sector or investment services sector) asset management companies shall be included in the consolidated and/or supplementary supervision referred to in (a) of the first paragraph.
Za izvajanje prvega odstavka države članice zagotovijo ali pooblastijo svoje pristojne organe, da se ti odločijo, po katerih sektorskih predpisih (bančni sektor, sektor zavarovalništva ali sektor naložbenih storitev) se družbe za upravljanje vključijo v konsolidiran in/ali dopolnilni nadzor iz (a) prvega odstavka.
For the purposes of this provision, the relevant sectoral rules regarding the form and extent of the inclusion of financial institutions (where asset management companies are included in the scope of consolidated supervision of credit institutions and investment firms) and of reinsurance undertakings (where asset management companies are included in the scope of supplementary supervision of insurance undertakings) shall apply mutatis mutandis to asset management companies.
Za namene te določbe ustrezni sektorski predpisi glede oblike in obsega vključevanja finančnih institucij (če so družbe za upravljanje vključene v obseg konsolidiranega nadzora kreditnih institucij in investicijskih družb) in pozavarovalnic (če so družbe za upravljanje premoženja sredstev vključene v dopolnilni nadzor zavarovalnic) se smiselno uporabljajo za družbe za upravljanje.
For the purposes of supplementary supervision referred to in (b) of the first paragraph, the asset management company shall be treated as part of whichever sector it is included in by virtue of (a) of the first paragraph.
Za namene dopolnilnega nadzora iz (b) prvega odstavka se družbe za upravljanje štejejo za del tistega sektorja, v katerega so vključene zaradi določb iz (a) prvega odstavka.
Where an asset management company is part of a financial conglomerate, any reference to the notion of regulated entity and any reference to the notion of competent authorities and relevant competent authorities shall therefore, for the purposes of this Directive, be understood as including, respectively, asset management companies and the competent authorities responsible for the supervision of asset management companies.
Če je družba za upravljanje del finančnega konglomerata, se vsak sklic na pojem regulirane osebe in vsak sklic na pojem pristojnih organov in ustreznih pristojnih organov zato za namene te direktive razume, kot da vključuje družbe za upravljanje oziroma pristojne organe, pooblaščene za nadzorovanje družb za upravljanje.
This applies mutatis mutandis as regards groups referred to in (a) of the first paragraph.
To se smiselno uporablja za skupine iz točke (a) prvega odstavka.
Report by the Commission
Poročilo Komisije
By 11 August 2007, the Commission shall submit to the Financial Conglomerates Committee referred to in Article 21 a report on Member States&apos; practices, and, if necessary, on the need for further harmonisation, with regard to
Komisija do 11. avgusta 2007 predloži Odboru za finančne konglomerate iz člena 21 poročilo o običajnih postopkih v državah članicah in, če je potrebno, o potrebi po nadaljnjem usklajevanju glede
- the inclusion of asset management companies in group-wide supervision,
- vključevanja družb za upravljanje v nadzor na ravni skupine,
- the choice and the application of the capital adequacy methods set out in Annex I,
- izbire in uporabe metod za izračunavanje kapitalske ustreznosti iz Priloge I,
- the definition of significant intra-group transactions and significant risk concentration and the supervision of intra-group transactions and risk concentration referred to in Annex II, in particular regarding the introduction of quantitative limits and qualitative requirements for this purpose,
- opredelitve pomembnih poslov v skupini in pomembne koncentracije tveganja in nadzora poslov v skupini in koncentracije tveganja iz Priloge II, predvsem glede uvajanja količinskih omejitev in količinskih zahtev,
- the intervals at which financial conglomerates shall carry out the calculations of capital adequacy requirements as set out in Article 6(2) and report to the coordinator on significant risk concentration as set out in Article 7(2).
- časovne presledke, v katerih morajo finančni konglomerati opraviti izračun zahtevane kapitalske ustreznosti, kakor določa člen 6(2), in poročati koordinatorju o pomembni koncentraciji tveganja, kakor določa člen 7(2).
The Commission shall consult the Committee before making its proposals.
Komisija se posvetuje z Odborom, preden oblikuje svoje predloge.
Within one year of agreement being reached at international level on the rules for eliminating the double gearing of own funds in financial groups, the Commission shall examine how to bring the provisions of this Directive into line with those international agreements and, if necessary, make appropriate proposals.
Komisija v enem letu od datuma, ko je na mednarodni ravni sklenjen sporazum o predpisih za odpravo dvojne uporabe sestavin lastnih virov v finančnih skupinah, razišče, kako uskladiti določbe te direktive s temi mednarodnimi sporazumi in, če je potrebno, izdela ustrezne predloge.
Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with this Directive before 11 August 2004. They shall forthwith inform the Commission thereof.
Države članice sprejmejo zakone in druge predpise, potrebne za uskladitev s to direktivo najpozneje do 11. avgusta 2004.. O tem takoj obvestijo Komisijo.
Member States shall provide that the provisions referred to in the first subparagraph shall first apply to the supervision of accounts for the financial year beginning on 1 January 2005 or during that calendar year.
Države članice zagotovijo, da se določbe iz prvega pododstavka začnejo uporabljati pri nadzoru računovodskih izkazov za finančno leto, ki se začne 1. januarja 2005, ali v tem koledarskem letu.
(4) Opinion of the European Parliament of 14 March 2002 (not yet published in the Official Journal), Council Common Position of 12 September 2002 (OJ C 253 E, 22.10.2002, p. 1) and Decision of the European Parliament of 20 November 2002 (not yet published in the Official Journal).
] Mnenje Evropskega parlamenta z dne 14.. marca 2002 (še ni objavljeno v Uradnem listu), Skupno stališče Sveta z dne 12. septembra 2002 (UL C 253 E, 22. 10. 2002, str. 1) in Sklep Evropskega parlamenta z dne 20. novembra 2002 (še ni objavljen v Uradnem listu).
(6) OJ L 228, 16.8.1973, p. 3. Directive as last amended by Directive 2002/13/EC of the European Parliament and of the Council (OJ L 77, 20.3.2002, p. 17).
[6] UL L 228, 16. 8. 1973, str. 3. Direktiva, kakor je nazadnje spremenjena z Direktivo 2002/13/ES Evropskega parlamenta in Sveta (UL L 77, 20. 3. 2002, str. 17).
CAPITAL ADEQUACY
KAPITALSKA USTREZNOST
The calculation of the supplementary capital adequacy requirements of the regulated entities in a financial conglomerate referred to in Article 6(1) shall be carried out in accordance with the technical principles and one of the methods described in this Annex.
Izračun dopolnilnih zahtev o kapitalski ustreznosti za regulirane osebe v finančnem konglomeratu iz člena 6(1) se opravi skladno s tehničnimi načeli in eno izmed metod, opisanih v tej prilogi.
Without prejudice to the provisions of the next paragraph, Member States shall allow their competent authorities, where they assume the role of coordinator with regard to a particular financial conglomerate, to decide, after consultation with the other relevant competent authorities and the conglomerate itself, which method shall be applied by that financial conglomerate.
Brez poseganja v določbe naslednjega odstavka države članice dovolijo svojim pristojnim organom, če ti prevzamejo vlogo koordinatorja posameznega finančnega konglomerata, da se po posvetovanju z drugimi ustreznimi pristojnimi organi in konglomeratom odločijo, katero metodo bo uporabljal ta finančni konglomerat.
Member States may require that the calculation be carried out according to one particular method among those described in this Annex if a financial conglomerate is headed by a regulated entity which has been authorised in that Member State.
Države članice lahko zahtevajo, da se izračun opravi po točno določeni metodi izmed metod, opisanih v tej prilogi, če je na čelu finančnega konglomerata regulirana oseba, ki ima dovoljenje za opravljanje poslov v tej državi članici.
Where a financial conglomerate is not headed by a regulated entity within the meaning of Article 1, Member States shall authorise the application of any of the methods described in this Annex, except in situations where the relevant competent authorities are located in the same Member State, in which case that Member State may require the application of one of the methods.
Če na čelu finančnega konglomerata ni regulirana oseba v smislu člena 1, države članice odobrijo uporabo katere koli metode, opisane v tej prilogi, razen v primeru, da so ustrezni pristojni organi v eni državi članici, saj takrat ta država članica lahko zahteva uporabo ene izmed metod.
Extent and form of the supplementary capital adequacy requirements calculation
Obseg in oblika izračuna dopolnilnih zahtev o kapitalski ustreznosti
Whichever method is used, when the entity is a subsidiary undertaking and has a solvency deficit, or, in the case of a non-regulated financial sector entity, a notional solvency deficit, the total solvency deficit of the subsidiary has to be taken into account.
Če je oseba hčerinsko podjetje in ima solventni primanjkljaj ali teoretični solventni primanjkljaj, če gre za neregulirano osebo v finančnem sektorju, je ne glede na uporabo metode treba upoštevati celoten solventni primanjkljaj.
Where in this case, in the opinion of the coordinator, the responsibility of the parent undertaking owning a share of the capital is limited strictly and unambiguously to that share of the capital, the coordinator may give permission for the solvency deficit of the subsidiary undertaking to be taken into account on a proportional basis.
Če je v tem primeru po mnenju koordinatorja odgovornost matičnega podjetja, ki je lastnik deleža kapitala, strogo in nedvoumno omejena na ta delež kapitala, lahko koordinator dovoli, da se solventni primanjkljaj hčerinskega podjetja upošteva v sorazmerni višini.
Where there are no capital ties between entities in a financial conglomerate, the coordinator, after consultation with the other relevant competent authorities, shall determine which proportional share will have to be taken into account, bearing in mind the liability to which the existing relationship gives rise.
Če med osebami v finančnem konglomeratu ni kapitalskih povezav, koordinator po posvetovanju z drugimi ustreznimi pristojnimi organi določi, kateri sorazmerni delež se bo upošteval, ob upoštevanju odgovornosti, ki izhajajo iz obstoječih odnosov.
Other technical principles
Druga tehnična načela
Regardless of the method used for the calculation of the supplementary capital adequacy requirements of regulated entities in a financial conglomerate as laid down in Section II of this Annex, the coordinator, and where necessary other competent authorities concerned, shall ensure that the following principles will apply:
Ne glede na metodo, ki se uporabi za izračun dopolnilnih zahtev o kapitalski ustreznosti reguliranih oseb v finančnem konglomeratu, kakor je določeno v oddelku II te priloge, koordinator in, če je potrebno, drugi zadevni pristojni organi zagotovijo upoštevanje naslednjih načel:
(i) the multiple use of elements eligible for the calculation of own funds at the level of the financial conglomerate (multiple gearing) as well as any inappropriate intra-group creation of own funds must be eliminated;
(i) odpraviti je treba večkratno uporabo sestavin kapitala, ki so primerne za izračunavanje lastnih virov na ravni finančnega konglomerata (večkratna uporaba sposojenega kapitala za financiranje podjetja) kakor tudi vsako neustrezno ustvarjanje lastnih virov v skupini;
in order to ensure the elimination of multiple gearing and the intra-group creation of own funds, competent authorities shall apply by analogy the relevant principles laid down in the relevant sectoral rules;
da bi odpravili večkratno uporabo sposojenega kapitala in ustvarjanje lastnih virov v skupini, pristojni organi smiselno uporabijo ustrezna načela, ki jih določajo ustrezni sektorski predpisi;
(ii) pending further harmonisation of sectoral rules, the solvency requirements for each different financial sector represented in a financial conglomerate shall be covered by own funds elements in accordance with the corresponding sectoral rules;
(ii) do nadaljnje uskladitve sektorskih predpisov je treba zahtevano solventnost za vsak finančni sektor, ki je zajet v finančnem konglomeratu, kriti iz lastnih virov skladno z ustreznimi sektorskimi predpisi;
when there is a deficit of own funds at the financial conglomerate level, only own funds elements which are eligible according to each of the sectoral rules (cross-sector capital) shall qualify for verification of compliance with the additional solvency requirements;
ob primanjkljaju lastnih virov na ravni finančnega konglomerata se pri preverjanju skladnosti z dopolnilnimi zahtevami solventnosti upoštevajo samo tiste sestavine lastnih virov, ki so primerne na podlagi posameznih sektorskih predpisov (medsektorski kapital);
where sectoral rules provide for limits on the eligibility of certain own funds instruments, which would qualify as cross-sector capital, these limits would apply mutatis mutandis when calculating own funds at the level of the financial conglomerate;
če sektorski predpisi določajo omejitve glede upravičenosti nekaterih sestavin lastnih virov, ki se lahko štejejo kot medsektorski kapital, se te omejitve smiselno uporabljajo pri izračunavanju lastnih virov na ravni finančnega konglomerata;
when calculating own funds at the level of the financial conglomerate, competent authorities shall also take into account the effectiveness of the transferability and availability of the own funds across the different legal entities in the group, given the objectives of the capital adequacy rules;
pri izračunavanju lastnih virov na ravni finančnega konglomerata pristojni organi upoštevajo tudi učinkovitost prenosljivosti in razpoložljivosti lastnih virov med različnimi osebami v skupini ob upoštevanju ciljev predpisov o kapitalski ustreznosti;
where, in the case of a non-regulated financial sector entity, a notional solvency requirement is calculated in accordance with section II of this Annex, notional solvency requirement means the capital requirement with which such an entity would have to comply under the relevant sectoral rules as if it were a regulated entity of that particular financial sector;
če se pri neregulirani osebi v finančnem sektorju teoretični solventni primanjkljaj izračuna skladno z oddelkom II te priloge, teoretični solventni primanjkljaj pomeni kapitalsko zahtevo, ki bi jo taka oseba morala upoštevati po ustreznih sektorskih predpisih, kot da bi bila regulirana oseba tega finančnega sektorja;
in the case of asset management companies, solvency requirement means the capital requirement set out in Article 5a(1)(a) of Directive 85/611/EEC;
pri družbah za upravljanje zahtevana meja solventnosti pomeni kapitalsko zahtevo, kakor jo določa člen 5a(1)(a) Direktive 85/611/EGS;
the notional solvency requirement of a mixed financial holding company shall be calculated according to the sectoral rules of the most important financial sector in the financial conglomerate.
teoretična zahtevana solventnost mešanega finančnega holdinga se izračuna na podlagi sektorskih predpisov za najpomembnejši finančni sektor v finančnem konglomeratu.
Technical calculation methods
Tehnične metode izračunavanja
&quot;Accounting consolidation&quot; method
Metoda &quot;računovodska konsolidacija&quot;
The calculation of the supplementary capital adequacy requirements of the regulated entities in a financial conglomerate shall be carried out on the basis of the consolidated accounts.
Izračun dopolnilnih zahtev o kapitalski ustreznosti reguliranih oseb v finančnem konglomeratu se opravi na podlagi konsolidiranih računovodskih izkazov.
The supplementary capital adequacy requirements shall be calculated as the difference between:
Dopolnilne zahteve o kapitalski ustreznosti se izračunajo kot razlika med:
(i) the own funds of the financial conglomerate calculated on the basis of the consolidated position of the group;
(i) lastnimi viri finančnega konglomerata, izračunanimi na podlagi konsolidiranih izkazov skupine;
the elements eligible are those that qualify in accordance with the relevant sectoral rules;
upoštevajo se tiste sestavine kapitala, ki ustrezajo skladno z ustreznimi sektorskimi predpisi;
(ii) the sum of the solvency requirements for each different financial sector represented in the group;
(ii) vsota zahtevanega minimalnega kapitala za vsak drug finančni sektor v skupini;
the solvency requirements for each different financial sector are calculated in accordance with the corresponding sectoral rules.
zahtevani minimalni kapital za vsak finančni sektor se izračuna skladno z ustreznimi sektorskimi predpisi.
The sectoral rules referred to are in particular Directives 2000/12/EC, Title V, Chapter 3, as regards credit institutions, 98/78/EC as regards insurance undertakings, and 93/6/EEC as regards credit institutions and investment firms.
Omenjeni sektorski predpisi so predvsem Direktive 2000/12/ES, naslov V, poglavje 3 za kreditne institucije, 98/78/ES za zavarovalnice in 93/6/EGS za kreditne institucije in investicijske družbe.
In the case of non-regulated financial sector entities which are not included in the aforementioned sectoral solvency requirement calculations, a notional solvency requirement shall be calculated.
Za neregulirane osebe finančnega sektorja, ki niso zajeti v zgornji izračun sektorsko zahtevane solventnosti, se izračuna teoretična zahtevana solventnost.
The difference shall not be negative.
Razlika ne sme biti negativna.
&quot;Deduction and aggregation&quot; method
Metoda &quot;odbitkov in združevanja&quot;
The calculation of the supplementary capital adequacy requirements of the regulated entities in a financial conglomerate shall be carried out on the basis of the accounts of each of the entities in the group.
Izračun dopolnilnih zahtev o kapitalski ustreznosti reguliranih oseb v finančnem konglomeratu se opravi na podlagi računovodskih izkazov vsake osebe v skupini.
(i) the sum of the own funds of each regulated and non-regulated financial sector entity in the financial conglomerate;
(i) vsoto lastnih virov vsake regulirane in neregulirane osebe finančnega sektorja v finančnem konglomeratu;
the elements eligible are those which qualify in accordance with the relevant sectoral rules;
upoštevajo se tiste sestavine kapitala, ki ustrezajo skladno z ustreznimi sektorskimi predpisi;
- the solvency requirements for each regulated and non-regulated financial sector entity in the group;
- zahtevanega minimalnega kapitala za vsak reguliran in nereguliran gospodarski subjekt finančnega sektorja v finančnem konglomeratu;
the solvency requirements shall be calculated in accordance with the relevant sectoral rules, and
zahtevani minimalni kapital se izračuna skladno z ustreznimi sektorskimi predpisi, in
- the book value of the participations in other entities of the group.
- knjigovodske vrednosti udeležbe v drugih osebah v skupini.
In the case of non-regulated financial sector entities, a notional solvency requirement shall be calculated.
Za neregulirane osebe finančnega sektorja se izračuna teoretična zahtevana solventnost.
Own funds and solvency requirements shall be taken into account for their proportional share as provided for in Article 6(4) and in accordance with Section I of this Annex.
Lastni viri in zahtevani minimalni kapital se upoštevajo v sorazmernem deležu, kakor določa člen 6(4. ) in v skladu z oddelkom 1 te priloge.
&quot;Book value/Requirement deduction&quot; method
Metoda &quot;knjigovodske vrednosti/odbitka zahteve&quot;
(i) the own funds of the parent undertaking or the entity at the head of the financial conglomerate;
(i) lastnimi viri matičnega podjetja ali osebe na čelu finančnega konglomerata;