natgillin/translations-raw huggingface dataset:
In particular cases, the relevant competent authorities may by common agreement waive the criteria referred to in paragraph 2 if their application would be inappropriate, taking into account the structure of the conglomerate and the relative importance of its activities in different countries, and appoint a different competent authority as coordinator.
V posebnem primeru lahko ustrezni pristojni organi na podlagi medsebojnega dogovora opustijo merila iz odstavka 2, če bi bila uporaba teh meril neustrezna, pri tem pa upoštevajo strukturo konglomerata in relativen pomen dejavnosti v različnih državah.
In these cases, before taking their decision, the competent authorities shall give the conglomerate an opportunity to state its opinion on that decision.
V takih primerih za koordinatorja imenujejo drug pristojni organ, vendar pred sprejetjem odločitve pristojni organi dajo konglomeratu možnost podati svoje mnenje o odločitvi.
Tasks of the coordinator
Naloge koordinatorja
The tasks to be carried out by the coordinator with regard to supplementary supervision shall include:
Naloge, ki jih mora opravljati koordinator glede dopolnilnega nadzora, so:
(a) coordination of the gathering and dissemination of relevant or essential information in going concern and emergency situations, including the dissemination of information which is of importance for a competent authority&apos;s supervisory task under sectoral rules;
(a) usklajevanje zbiranja in posredovanja pomembnih ali nujnih podatkov v okviru rednega poslovanja in v nujnih situacijah, vključno s posredovanjem podatkov, ki so pomembni za izvajanje nadzora pristojnega organa po sektorskih predpisih;
(b) supervisory overview and assessment of the financial situation of a financial conglomerate;
(b) nadzorni pregled in ocena finančnega položaja finančnega konglomerata;
(c) assessment of compliance with the rules on capital adequacy and of risk concentration and intra-group transactions as set out in Articles 6, 7 and 8;
(c) ocena usklajenosti s predpisi o kapitalski ustreznosti in koncentraciji tveganja in poslih v skupini, kakor določajo členi 6, 7 in 8;
(d) assessment of the financial conglomerate&apos;s structure, organisation and internal control system as set out in Article 9;
(d) ocena sestave finančnega konglomerata, organizacijskega sistema in sistema notranjih kontrol, kakor določa člen 9;
(e) planning and coordination of supervisory activities in going concern as well as in emergency situations, in cooperation with the relevant competent authorities involved;
(e) načrtovanje in usklajevanje nadzornih dejavnosti v okviru rednega poslovanja in v nujnih situacijah v sodelovanju z ustreznimi vključenimi pristojnimi organi;
(f) other tasks, measures and decisions assigned to the coordinator by this Directive or deriving from the application of this Directive.
(f) druge naloge, ukrepi in odločitve, ki jih koordinatorju nalaga ta direktiva ali izhajajo iz uporabe te direktive.
In order to facilitate and establish supplementary supervision on a broad legal basis, the coordinator and the other relevant competent authorities, and where necessary other competent authorities concerned, shall have coordination arrangements in place.
Za olajšanje in vzpostavitev dopolnilnega nadzora na široki pravni podlagi imajo koordinator ter drugi ustrezni pristojni organi in, če je potrebno, tudi drugi zadevni pristojni organi, vzpostavljene sporazume o sodelovanju.
The coordination arrangements may entrust additional tasks to the coordinator and may specify the procedures for the decision-making process among the relevant competent authorities as referred to in Articles 3, 4, 5(4), 6, 12(2), 16 and 18, and for cooperation with other competent authorities.
Na tej podlagi se lahko koordinatorju dodelijo dodatne naloge in lahko natančno opredelijo postopke sprejemanja odločitev med ustreznimi pristojnimi organi, kakor je določeno v členih 3, 4., 5(4. ), 6, 12(2), 16 in 18, ter postopke za sodelovanje z drugimi pristojnimi organi.
The coordinator should, when it needs information which has already been given to another competent authority in accordance with the sectoral rules, contact this authority whenever possible in order to prevent duplication of reporting to the various authorities involved in supervision.
Če koordinator potrebuje podatke, ki so že bili posredovani drugemu pristojnemu organu na podlagi sektorskih predpisov, vzpostavi stik s tem pristojnim organom, če je to mogoče, z namenom preprečitve podvajanja poročil različnim organom, ki so vključeni v nadzor.
Without prejudice to the possibility of delegating specific supervisory competences and responsibilities as provided for by Community legislation, the presence of a coordinator entrusted with specific tasks concerning the supplementary supervision of regulated entities in a financial conglomerate shall not affect the tasks and responsibilities of the competent authorities as provided for by the sectoral rules.
Ne glede na možnost prenosa določenih nadzornih pristojnosti in odgovornosti, ki jo predpisuje zakonodaja Skupnosti, prisotnost koordinatorja, ki so mu dodeljene različne naloge glede dopolnilnega nadzora reguliranih oseb v finančnem konglomeratu, ne sme vplivati na naloge in odgovornosti pristojnih organov, ki jih predpisujejo sektorski predpisi.
Cooperation and exchange of information between competent authorities
Sodelovanje in izmenjava podatkov med pristojnimi organi
The competent authorities responsible for the supervision of regulated entities in a financial conglomerate and the competent authority appointed as the coordinator for that financial conglomerate shall cooperate closely with each other.
Pristojni organi, odgovorni za nadzor reguliranih oseb v finančnem konglomeratu in pristojni organ, imenovan za koordinatorja za ta finančni konglomerat, tesno medsebojno sodelujejo.
Without prejudice to their respective responsibilities as defined under sectoral rules, these authorities, whether or not established in the same Member State, shall provide one another with any information which is essential or relevant for the exercise of the other authorities&apos; supervisory tasks under the sectoral rules and this Directive.
Brez poseganja v njihove odgovornosti po sektorskih predpisih, si ti organi, ne glede na to, ali imajo sedež v isti državi članici ali ne, posredujejo vse podatke, ki so bistveni ali pomembni za izvajanje nadzora drugih organov na podlagi sektorskih predpisov in te direktive.
In this regard, the competent authorities and the coordinator shall communicate on request all relevant information and shall communicate on their own initiative all essential information.
V tem smislu si pristojni organi in koordinator na zahtevo ter na lastno pobudo sporočijo vse pomembne ter vse bistvene podatke.
This cooperation shall at least provide for the gathering and the exchange of information with regard to the following items:
Tako sodelovanje zagotovi pridobivanje in izmenjavo podatkov najmanj o:
(a) identification of the group structure of all major entities belonging to the financial conglomerate, as well as of the competent authorities of the regulated entities in the group;
(a) identifikaciji sestave skupine z navedbo vseh glavnih oseb, ki spadajo k finančnemu konglomeratu, kakor tudi vseh organov, pristojnih za nadzor reguliranih oseb v skupini;
(b) the financial conglomerate&apos;s strategic policies;
(b) strateški politiki finančnega konglomerata;
(c) the financial situation of the financial conglomerate, in particular on capital adequacy, intra-group transactions, risk concentration and profitability;
(c) finančnem položaju finančnega konglomerata, predvsem glede kapitalske ustreznosti, poslov v skupini, koncentracije tveganja in dobičkonosnosti;
(d) the financial conglomerate&apos;s major shareholders and management;
(d) glavnih delničarjih in upravi finančnega konglomerata;
(e) the organisation, risk management and internal control systems at financial conglomerate level;
(e) organizaciji, upravljanju s tveganji ter sistemi notranjih kontrol na ravni finančnega konglomerata;
(f) procedures for the collection of information from the entities in a financial conglomerate, and the verification of that information;
(f) postopkih za zbiranje podatkov od oseb v finančnem konglomeratu in preverjanju teh podatkov;
(g) adverse developments in regulated entities or in other entities of the financial conglomerate which could seriously affect the regulated entities;
(g) neugodnem razvoju v reguliranih osebah ali v drugih osebah finančnega konglomerata, ki bi lahko resno vplival na regulirane osebe;
(h) major sanctions and exceptional measures taken by competent authorities in accordance with sectoral rules or this Directive.
(h) večjih sankcijah in izrednih ukrepih, ki jih pristojni organi sprejmejo v skladu s sektorskimi predpisi ali to direktivo.
The competent authorities may also exchange with the following authorities such information as may be needed for the performance of their respective tasks, regarding regulated entities in a financial conglomerate, in line with the provisions laid down in the sectoral rules:
Pristojni organi lahko izmenjajo podatke, ki so potrebni za opravljanje njihovih nalog in se nanašajo na regulirane osebe v finančnem konglomeratu, ter v skladu z določbami iz sektorskih predpisov z naslednjimi organi:
central banks, the European System of Central Banks and the European Central Bank.
s centralnimi bankami, Evropskim sistemom centralnih bank in Evropsko centralno banko.
Without prejudice to their respective responsibilities as defined under sectoral rules, the competent authorities concerned shall, prior to their decision, consult each other with regard to the following items, where these decisions are of importance for other competent authorities&apos; supervisory tasks:
Brez poseganja v njihove odgovornosti po sektorskih predpisih se zadevni pristojni organi pred sprejetjem odločitve medsebojno posvetujejo o naslednjih zadevah, če so njihove odločitve pomembne za naloge nadzora drugih pristojnih organov:
(a) changes in the shareholder, organisational or management structure of regulated entities in a financial conglomerate, which require the approval or authorisation of competent authorities;
(a) spremembe v sestavi delničarjev, organizacije ali uprave reguliranih oseb v finančnem konglomeratu, ki zahtevajo soglasje ali izdajo dovoljenja pristojnih organov;
(b) major sanctions or exceptional measures taken by competent authorities.
(b) večje sankcije ali izredni ukrepi, ki jih sprejmejo pristojni organi.
A competent authority may decide not to consult in cases of urgency or where such consultation may jeopardise the effectiveness of the decisions.
Pristojni organ lahko opusti posvetovanje v nujnih primerih ali če bi tako posvetovanje lahko ogrozilo uspešnost odločitve.
In this case, the competent authority shall, without delay, inform the other competent authorities.
V tem primeru mora pristojni organ nemudoma obvestiti druge pristojne organe.
The coordinator may invite the competent authorities of the Member State in which a parent undertaking has its head office, and which do not themselves exercise the supplementary supervision pursuant to Article 10, to ask the parent undertaking for any information which would be relevant for the exercise of its coordination tasks as laid down in Article 11, and to transmit that information to the coordinator.
Koordinator lahko pozove pristojne organe države članice, v kateri je sedež matičnega podjetja, in ki sami ne izvajajo dopolnilnega nadzora po členu 10, da zaprosijo matično podjetje za vse podatke, ki bi bili pomembni za opravljanje nalog koordinatorja, določenih v členu 11, in da se ti podatki posredujejo koordinatorju.
Where the information referred to in Article 14(2) has already been given to a competent authority in accordance with sectoral rules, the competent authorities responsible for exercising supplementary supervision may apply to the first-mentioned authority to obtain the information.
Če so podatki iz člena 14. (2) že bili sporočeni pristojnemu organu na podlagi sektorskih predpisov, lahko pristojni organi, odgovorni za izvajanje dopolnilnega nadzora, zaprosijo omenjeni organ, da pridobi te podatke.
Member States shall authorise the exchange of the information between their competent authorities and between their competent authorities and other authorities, as referred to in paragraphs 1, 2 and 3. The collection or possession of information with regard to an entity within a financial conglomerate which is not a regulated entity shall not in any way imply that the competent authorities are required to play a supervisory role in relation to these entities on a stand-alone basis.
Države članice odobrijo izmenjavo podatkov med svojimi pristojnimi organi ter med svojimi pristojnimi organi in drugimi organi, kakor je navedeno v odstavkih 1, 2 in 3. Zbiranje ali posedovanje podatkov glede osebe v finančnem konglomeratu, ki ni regulirana oseba, nikakor ne pomeni, da se od pristojnih organov zahteva izvajanje nadzora v povezavi s temi osebami na solo osnovi.
Information received in the framework of supplementary supervision, and in particular any exchange of information between competent authorities and between competent authorities and other authorities which is provided for in this Directive, shall be subject to the provisions on professional secrecy and communication of confidential information laid down in the sectoral rules.
Za podatke, prejete v okviru dopolnilnega nadzora, in predvsem za vsako izmenjavo podatkov med pristojnimi organi ter med pristojnimi organi in drugimi organi, kakor je določeno v tej direktivi, veljajo določbe o varovanju poslovne skrivnosti in sporočanju zaupnih podatkov, ki so navedene v sektorskih predpisih.
Management body of mixed financial holding companies
Upravni organ mešanih finančnih holdingov
Member States shall require that persons who effectively direct the business of a mixed financial holding company are of sufficiently good repute and have sufficient experience to perform those duties.
Države članice zahtevajo od oseb, ki dejansko upravljajo poslovanje mešanega finančnega holdinga, da so na dovolj dobrem glasu in imajo zadosti izkušenj za opravljanje teh nalog.
Member States shall ensure that there are no legal impediments within their jurisdiction preventing the natural and legal persons included within the scope of supplementary supervision, whether or not a regulated entity, from exchanging amongst themselves any information which would be relevant for the purposes of supplementary supervision.
Države članice zagotovijo, da znotraj njihove pristojnosti ni pravnih ovir, ki bi fizičnim ali pravnim osebam, reguliranim in nereguliranim osebam, ki so vključeni v dopolnilni nadzor, preprečevale izmenjavo podatkov, ki so morda pomembni za dopolnilni nadzor.
Member States shall provide that, when approaching the entities in a financial conglomerate, whether or not a regulated entity, either directly or indirectly, their competent authorities responsible for exercising supplementary supervision shall have access to any information which would be relevant for the purposes of supplementary supervision.
Države članice zagotovijo, da imajo pristojni organi, zadolženi za izvajanje dopolnilnega nadzora v finančnem konglomeratu, ko pristopijo, neposredno ali posredno, k osebi finančnega konglomerata, regulirani ali neregulirani, dostop do katerih koli podatkov, ki bi bili lahko pomembni za dopolnilni nadzor.
Where, in applying this Directive, competent authorities wish in specific cases to verify the information concerning an entity, whether or not regulated, which is part of a financial conglomerate and is situated in another Member State, they shall ask the competent authorities of that other Member State to have the verification carried out.
Če pri izvajanju te direktive pristojni organi v posebnih primerih želijo preveriti podatke v zvezi z neko osebo, regulirano ali neregulirano, ki je del finančnega konglomerata in je v drugi državi članici, lahko zaprosijo pristojne organe druge države članice, da opravijo preverjanje.
The authorities which receive such a request shall, within the framework of their competences, act upon it either by carrying out the verification themselves, by allowing an auditor or expert to carry it out, or by allowing the authority which made the request to carry it out itself.
Organi, ki prejmejo tako zahtevo, v okviru svojih pooblastil ukrepajo, tako da sami opravijo preverjanje, dovolijo izvedbo preverjanja revizorju ali strokovnjaku ali dovolijo organu, ki da zahtevo, da preverjanje opravi sam.
The competent authority which made the request may, if it so wishes, participate in the verification when it does not carry out the verification itself.
Pristojni organ, ki je dal zahtevo, lahko, če želi, sodeluje pri preverjanju, če preverjanja ne opravi sam.
Enforcement measures
Prisilni ukrepi
If the regulated entities in a financial conglomerate do not comply with the requirements referred to in Articles 6 to 9 or where the requirements are met but solvency may nevertheless be jeopardised or where the intra-group transactions or the risk concentrations are a threat to the regulated entities&apos; financial position, the necessary measures shall be required in order to rectify the situation as soon as possible:
Če regulirane osebe v finančnem konglomeratu ne izpolnjujejo pogojev iz členov 6 do 9 ali če pogoje izpolnjujejo, vendar je njihova solventnost vseeno ogrožena, ali če posli v skupini ali koncentracija tveganja ogrožajo finančni položaj reguliranih oseb, so za čimprejšnjo odpravo situacije potrebni nujni ukrepi:
- by the coordinator with respect to the mixed financial holding company,
- koordinatorja za mešani finančni holding,
- by the competent authorities with respect to the regulated entities;
- pristojnih organov za regulirane osebe;
to that end, the coordinator shall inform those competent authorities of its findings.
v ta namen koordinator obvesti te pristojne organe o svojih ugotovitvah.
Without prejudice to Article 17(2), Member States may determine what measures may be taken by their competent authorities with respect to mixed financial holding companies.
Brez poseganja v člen 17(2) lahko države članice določijo, katere ukrepe lahko sprejmejo njihovi pristojni organi glede mešanih finančnih holdingov.
The competent authorities involved, including the coordinator, shall where appropriate coordinate their supervisory actions.
Vključeni pristojni organi, tudi koordinator, uskladijo svoje nadzorne dejavnosti, kadar je to ustrezno.
Additional powers of the competent authorities
Dodatna pooblastila pristojnih organov
Pending further harmonisation between sectoral rules, the Member States shall provide that their competent authorities shall have the power to take any supervisory measure deemed necessary in order to avoid or to deal with the circumvention of sectoral rules by regulated entities in a financial conglomerate.
Do nadaljnje uskladitve sektorskih predpisov države članice zagotovijo, da so njihovi pristojni organi pooblaščeni za sprejetje katerega koli nadzornega ukrepa, ki je potreben za preprečevanje ali ukrepanje pri neupoštevanju sektorskih predpisov s strani reguliranih oseb v finančnem konglomeratu.
Without prejudice to their criminal law provisions, Member States shall ensure that penalties or measures aimed at ending observed breaches or the causes of such breaches may be imposed on mixed financial holding companies, or their effective managers, which infringe laws, regulations or administrative provisions enacted to implement this Directive.
Brez poseganja v predpise kazenskega prava držav članic te države poskrbijo, da se kazni in ukrepi za očitne kršitve ali vzroke teh kršitev naložijo mešanim finančnim holdingom ali njihovim direktorjem, ki kršijo zakone in druge predpise, sprejete za izvajanje te direktive.
The competent authorities shall cooperate closely to ensure that such penalties or measures produce the desired results.
Pristojni organi s tesnim sodelovanjem poskrbijo, da kazni ali ukrepi dosežejo želene rezultate.
Parent undertakings outside the Community
Matična podjetja zunaj Skupnosti
Without prejudice to the sectoral rules, in the case referred to in Article 5(3), competent authorities shall verify whether the regulated entities, the parent undertaking of which has its head office outside the Community, are subject to supervision by a third-country competent authority, which is equivalent to that provided for by the provisions of this Directive on the supplementary supervision of regulated entities referred to in Article 5(2).
Ne glede na sektorske predpise iz člena 5(3) pristojni organi preverijo, ali so regulirane osebe, katerih matično podjetje ima sedež zunaj Skupnosti, predmet nadzora, ki ga opravljajo pristojni organi tretje države in ki je enak nadzoru, kakor ga predpisujejo določbe te direktive o dopolnilnem nadzoru reguliranih oseb iz člena 5(2).
The verification shall be carried out by the competent authority which would be the coordinator if the criteria set out in Article 10(2) were to apply, on the request of the parent undertaking or of any of the regulated entities authorised in the Community or on its own initiative.
Preverjanje opravi pristojni organ, ki bi bil ob uporabi meril iz člena 10(2) imenovan za koordinatorja, na zahtevo matičnega podjetja ali katere koli regulirane osebe, ki ima dovoljenje za opravljanje poslov v Skupnosti, ali na lastno pobudo.
That competent authority shall consult the other relevant competent authorities, and shall take into account any applicable guidance prepared by the Financial Conglomerates Committee in accordance with Article 21(5).
Ta pristojni organ se posvetuje z drugimi ustreznimi pristojnimi organi in upošteva vsako ustrezno navodilo, ki ga pripravi Odbor za finančne konglomerate v skladu s členom 21(5).
For this purpose the competent authority shall consult the Committee before taking a decision.
Za ta namen se pristojni organ posvetuje z Odborom preden sprejetjem odločitve.
In the absence of equivalent supervision referred to in paragraph 1, Member States shall apply to the regulated entities, by analogy, the provisions concerning the supplementary supervision of regulated entities referred to in Article 5(2).
Če enakega nadzora iz odstavka 1 ni, države članice za regulirane osebe smiselno uporabijo predpise o dopolnilnem nadzoru reguliranih oseb iz člena 5(2).
As an alternative, competent authorities may apply one of the methods set out in paragraph 3.
Kot alternativo lahko pristojni organi uporabijo eno od metod iz odstavka 3.
Member States shall allow their competent authorities to apply other methods which ensure appropriate supplementary supervision of the regulated entities in a financial conglomerate.
Države članice lahko svojih pristojnim organom dovolijo uporabo drugih metod, ki zagotavljajo ustrezen dopolnilni nadzor nad reguliranimi osebami v finančnem konglomeratu.
These methods must be agreed by the coordinator, after consultation with the other relevant competent authorities.
Te metode mora odobriti koordinator po posvetu z drugimi ustreznimi pristojnimi organi.
The competent authorities may in particular require the establishment of a mixed financial holding company which has its head office in the Community, and apply this Directive to the regulated entities in the financial conglomerate headed by that holding company.
Pristojni organi lahko predvsem zahtevajo ustanovitev mešanega finančnega holdinga s sedežem v Skupnosti in uporabijo to direktivo za regulirane osebe v finančnem konglomeratu, na čelu katerega je ta holding.
The methods must achieve the objectives of the supplementary supervision as defined in this Directive and must be notified to the other competent authorities involved and the Commission.
Te metode morajo dosegati cilje dopolnilnega nadzora, ki so določeni v tej direktivi, in je o njih treba obvestiti druge vključene pristojne organe in Komisijo.
Cooperation with third-country competent authorities
Sodelovanje s pristojnimi organi tretjih držav