natgillin/translations-raw huggingface dataset:
29a) Pildot īstenošanas pilnvaras saskaņā ar šo direktīvu, Komisijai būtu jāievēro šādi pamatprincipi: pilnīga pārskatāmība un apspriešanās ar iestādēm un personām, uz kurām attiecas šī direktīva, kā arī ar Eiropas Parlamentu un Padomi; panākt, lai atbildīgās iestādes spētu nodrošināt noteikumu konsekventu ievērošanu; ilglaicīgi nodrošināt, ka īstenošanas pasākumos ir saglabāts līdzsvars starp izmaksām un ieņēmumiem tām iestādēm un personām, uz kurām attiecas šī direktīva; nodrošināt nepieciešamo elastīgumu direktīvas īstenošanas pasākumu piemērošanā atbilstoši riska pakāpes izvērtēšanas modelim; nodrošināt saskaņošanu ar citiem Kopienas noteikumiem šajā jomā; pasargāt Eiropas Savienību, tās dalībvalstis un to pilsoņus no noziedzīgi iegūtu līdzekļu legalizācijas un terorisma finansēšanas sekām.
(29a) In exercising its implementing powers in accordance with this Directive, the Commission should respect the following principles: the need for high levels of transparency and consultation with institutions and persons covered by this Directive and with the European Parliament and the Council; the need to ensure that competent authorities will be able to ensure compliance with the rules consistently; the balance of costs and benefits to institutions and persons covered by this Directive on a long-term basis in any implementing measures; the need to respect the necessary flexibility in the application of the implementing measures in accordance with a risk-sensitive basis approach; the need to ensure coherence with other EU legislation in this area; the need to protect the EU, its Member States and their citizens from the consequences of money laundering and terrorist financing.
This recital sets out the principles applying to the commitology procedure.
This recital sets out the principles applying to the comitology procedure.
29.b apsvērums (jauns)
Recital 29 b (new)
29) Šajā direktīvā ir ievērotas pamattiesības un principi, kas ir atzīti jo īpaši Eiropas Savienības Pamattiesību hartā.
(29b) This Directive respects the fundamental rights and observes the principles recognised in particular by the Charter of Fundamental Rights of the European Union.
Nevienu no šīs direktīvas noteikumiem nav atļauts nekādā veidā interpretēt vai ieviest tādā veidā, kas nav savienojams ar Eiropas Cilvēktiesību konvenciju.
Nothing in this Directive should be interpreted or implemented in a manner that is inconsistent with the European Convention on Human Rights,
This recital incorporates the old recital 29.
This recital incorporates the old recital 29.
It is also spelt out more clearly that the European Human Rights Convention takes precedence.
It is also spelt out more clearly that the European Human Rights Convention takes precedence.
Dalībvalstis nodrošina, ka nelegāli iegūtu līdzekļu legalizēšana ir kriminālnoziegums .
Member States shall ensure that money laundering is a criminal offence .
Dalībvalstis nodrošina, ka nelegāli iegūtu līdzekļu legalizēšana un teroristu finansēšana ir aizliegtas .
Member States shall ensure that money laundering and terrorist financing are prohibited .
Terrorist financing has to be defined as an offence in its own right for purely legal reasons, see justification for Amendment 5.
Terrorist financing has to be defined as an offence in its own right for purely legal reasons, see justification for Amendment 5.
1. panta 2. punkta 1.daļas d) apakšpunkts
Article 1, paragraph 2, subparagraph 1, point (d)
d) likumīga īpašuma nodrošināšana un uzkrāšana, visiem līdzekļiem, ar nodomu, ka tas jāizmanto vai zinot, ka tas tiks izmantots, pilnībā vai daļēji, terorisma mērķiem;
(d) the provision or collection of lawful property, by any means, with the intention that it should be used or in the knowledge that it is to be used, in full or in part, for terrorism;
As terrorist financing is offence in its own right, the definition of terrorist financing should be deleted here and reinstated in Article 1, paragraph 2 a (new).
As terrorist financing is offence in its own right, the definition of terrorist financing should be deleted here and reinstated in Article 1, paragraph 2 a (new).
1. panta 2. punkta 1.daļas e) apakšpunkts
Article 1, paragraph 2, subparagraph 1, point (e)
e) piedalīšanās, saistība ar, vai konspirācija , lai izdarītu noziegumu, mēģinājums izdarīt noziegumu, kā arī palīdzība, kūdīšana, sekmēšana un padomdevēja pilnvarojums jebkādām darbībām , kas minētas iepriekšējās atkāpēs .
(e) participation in, association with or conspiracy to commit, attempts to commit and aiding, abetting, facilitating and counselling the commission of any of the actions mentioned in the foregoing indents .
e) piedalīšanās kādā no darbībām , kas minētas iepriekšējos punktos , apvienošanās darbības izdarīšanai, izdarīšanas mēģinājums un palīdzība, pamudināšana uz noziedzīgu darbību, padomu došana vai noziedzīgas darbības izpildes atvieglošana .
(e) participation in, association to commit, attempts to commit and aiding, abetting, facilitating and counselling the commission of any of the actions mentioned in the foregoing points .
Technical drafting change with no effect on the substance.
Technical drafting change with no effect on the substance.
1. panta 2. punkta 2. daļa
Article 1, paragraph 2, subparagraph 2
Par zināšanu, nolūku vai nodomu, kas ir nepieciešami kā darbību, uz kurām atsauce veikta pirmajā daļā, sastāvdaļa, var secināt no objektīvajiem faktiskajiem apstākļiem.
Knowledge, intent or purpose required as an element of the activities referred to in the first subparagraph may be inferred from objective factual circumstances.
Has been reinstated as Article 1, paragraph 4 (new).
Has been reinstated as Article 1, paragraph 4 (new).
1. panta 2.b punkts (jauns)
Article 1, paragraph 2 b (new)
2. panta 1. punkta 3.d) apakšpunkts
Article 2, paragraph 1, point (3), point (d)
d) apdrošināšanas starpniekiem, kad tie darbojas dzīvības apdrošināšanas jomā un citās ar investīcijām saistītās apdrošināšanas jomās;
(d) insurance intermediaries, when they act in respect of life insurance and other investment related insurance;
In so far as insurance intermediaries merely put their clients in touch with policy providers, the ensuing contractual relations are solely between the insurance undertakings and the client.
In so far as insurance intermediaries merely put their clients in touch with policy providers, the ensuing contractual relations are solely between the insurance undertakings and the client.
Insurance undertakings are already subject to the provisions of the money laundering directive.
Insurance undertakings are already subject to the provisions of the money laundering directive.
Independent insurance intermediaries are covered by the definition of 'financial institution' in Article 2, paragraph 2.
Independent insurance intermediaries are covered by the definition of 'financial institution' in Article 2, paragraph 2.
2. panta 1. punkta 3.f) apakšpunkts
Article 2, paragraph 1, point (3), point (f)
f) citām personām, kas tirgojas ar precēm vai nodrošina pakalpojumus, ja viņu maksājumi tiek veikti skaidrā naudā un ar apjomu, kas ir 15000 EUR vai vairāk , neatkarīgi no tā vai transakcija tiek veikta vienas operācijas ietvaros vai ar vairāku operāciju, kuras šķiet saistītas, palīdzību ;
(f) other persons trading in goods or providing services , whenever payment is made in cash and in an amount of EUR 15 000 or more, whether the transaction is carried out in a single operation or in several operations which appear to be linked;
f) citas fiziskas vai juridiskas personas, kas tirgojas ar precēm, ja maksājumi notiek skaidrā naudā 15 000 eiro vai lielākā apmērā neatkarīgi no tā, vai šo darījumu veic kā vienu operāciju vai kā vairākas operācijas, kuras, iespējams, ir saistītas ;
(f) other natural or legal persons trading in goods, only to the extent that payments are made in cash in an amount of EUR 15 000 or more, whether the transaction is carried out in a single operation or in several operations which appear to be linked;
Dalībvalstis var izlemt nepiemērot šo direktīvu finanšu institūcijām gadījumos, kad tās iesaistās finanšu darījumos gadījuma rakstura dēļ vai uz ļoti ierobežota pamata, un, kur pastāv neliels nelegālo līdzekļu legalizēšanas risks.
Member States may decide not to apply this Directive in the case of financial institutions which engage in a financial activity on an occasional or very limited basis and where there is little risk of money laundering occurring.
Dalībvalstis var nolemt , ka uz juridiskām un fiziskām personām, kas finanšu darbību veic tikai retumis vai ļoti ierobežotā apmērā un ja pastāv tikai neliels noziedzīgi iegūtu līdzekļu legalizācijas vai terorisma finansēšanas risks, neattiecas 3. panta 1. vai 2. punkts .
Member States may decide that legal and natural persons who engage in a financial activity on an occasional or very limited basis and where there is little risk of money laundering or terrorist financing occurring do not fall within the scope of Article 3(1) or (2) .
3. panta 2. punkta da) apakšpunkts (jauns)
Article 3, point (2), point (d a) (new)
da) apdrošināšanas starpnieki Eiropas Parlamenta un Padomes Direktīvas 2002/92/EK 2. panta 5. apakšpunkta nozīmē, izņemot starpniekus, kas minēti šīs direktīvas 2. panta 7. apakšpunktā, kad tie veic dzīvības apdrošināšanu vai kāda cita veida apdrošināšanu uzkrājumu veidošanas nolūkā;
(da) an insurance intermediary as defined in Article 2(5) of Directive 2002/92/EC of the European Parliament and of the Council, with the exception of intermediaries as mentioned in Article 2(7) of that Directive, when they act in respect of life insurance and other investment related services;
Insurance intermediaries fall within the scope of the Directive insofar as they are acting independently and not merely facilitating the conclusion of a contract between an insurance undertaking and a client.
Insurance intermediaries fall within the scope of the Directive insofar as they are acting independently and not merely facilitating the conclusion of a contract between an insurance undertaking and a client.
3. panta 2. punkta e) apakšpunkts
Article 3, point (2), point (e)
e) f inanšu iestāžu nodaļas, uz kurām izdarīta atsauce daļās no (a) līdz (d) , ja to atrašanās vieta ir Kopienas teritorijā, kuru galvenās nodaļas atrodas Kopienas iekšienē vai ārpus tās;
(e) branches of the institutions referred to in points (a) to (d) when located in the Community of financial institutions whose head offices are inside or outside the Community;
e) no a) līdz da) apakšpunktam minēto finanšu iestāžu nodaļas, kuras darbojas Kopienā un kuru galvenais birojs atrodas Kopienā vai ārpus tās;
(e) branches of the institutions referred to in points (a) to (d a ) when located in the Community of financial institutions whose head offices are inside or outside the Community;
3. panta 3. punkts
Article 3, point (3)
3) “apdrošināšanas starpnieks” ir apdrošināšanas starpnieks kā tas noteikts Eiropas Parlamenta un Padomes direktīvas 2002/92/EK 2. panta 3. punktā;
(3) “insurance intermediary” means an insurance intermediary as defined in Article 2(3) of Directive 2002/92/EC of the European Parliament and of the Council;
These insurance intermediaries have been included in the definition of 'financial institution', see Article 3, paragraph 2, letter (da) (new).
These insurance intermediaries have been included in the definition of 'financial institution', see Article 3, paragraph 2, letter (da) (new).
3. panta 4. punkts
Article 3, point (4)
4) “terorisms” ir jebkurš nodarījums Padomes Ietvara lēmuma 2002/475/JHA 1.- 4. panta nozīmē;“terorisms” ir jebkurš nodarījums Padomes Ietvara lēmuma 2002/475/JHA 1.- 4. panta nozīmē;
(4) “terrorism” means any of the offences within the meaning of Articles 1 to 4 of Council Framework Decision 2002/475/JHA;
3. panta 7. punkta a) apakšpunkts
Article 3, point (7), point (a)
a) darbības Padomes pamatlēmuma 2002/475/TI 1. līdz 4. panta nozīmē;
(a) acts as defined in Articles 1 to 4 of Council Framework Decision 2002/475/JHA ;
3. panta 8. punkta ievaddaļa
Article 3, point (8), introductory part
8) ‘īstenais īpašnieks’ ir
(8) ‘beneficial owner’ means
8) “īpašuma beneficiārs” ir fiziska(-s) persona(-s), kurai(-ām) pilnībā pieder kliens vai kura(-as) šo klientu kontrolē, un/vai fiziska persona, kuras vārdā darbojas vai veic darījumu.
(8) ‘beneficial owner’ means the natural person(s) who ultimately owns or controls the customer and/or the natural person on whose behalf a transaction or activity is being conducted.
Īpašuma beneficiārs ietver vismaz:
The beneficial owner shall at least include:
The possibility of exercising influence over a legal entity in fact starts when the shareholding is sufficient to exercise a blocking minority, which can therefore influence the memorandum and articles of association and other structures and measures.
The possibility of exercising influence over a legal entity in fact starts when the shareholding is sufficient to exercise a blocking minority, which can therefore influence the memorandum and articles of association and other structures and measures.
Below this threshold is not possible to have a decisive economic influence.
Below this threshold is not possible to have a decisive economic influence.
A sensible compromise therefore seems to be a shareholding of 25%.
A sensible compromise therefore seems to be a shareholding of 25%.
3. panta 8. punkta a) apakšpunkts
Article 3, point 8, point (a)
a) fiziska persona , kurai galu galā , tieši vai netieši , p ieder vai, kura kontrolē 1 0% vai vairāk no akciju daudzuma, vai juridiskas personas balsstiesībām, vai, kura citādi bauda salīdzinošu ietekmi pār juridiskās personas pārvaldi , ja tā ir cita, kas minēta kompānijas oficiālajā fondu biržas sarakstā , kas ir pakļauta izpaušanas prasībām, saskaņā ar Kopienas jurisdikciju, vai, kura pakļauta līdzvērtīgiem starptautiskajiem standartiem;
(a) the natural person who ultimately, directly or indirectly, owns or controls 10% or more of the shares or of the voting rights of a legal person or who otherwise exercises a comparable influence over the management of a legal person, other than a company listed on an official stock exchange that is subject to disclosure requirements consistent with Community legislation or subject to equivalent international standards;
a) atteicībā uz uzņēmumiem:
(a) for corporate entities:
i) fiziska(-s) persona(-as) , kas pilnībā ir kādas juridiskas personas īpašnieks vai to kontrolē, jo tai tieši vai netieši pieder pietiekama akciju daļa vai balsstiesības, tostarp ar uzrādītāja akciju palīdzību , un kas nav regulētā tirgū kotēts uzņēmums, uz kuru attiecas informācijas izpaušanas prasības saskaņā ar Kopienas tiesību aktiem vai līdzvērtīgiem starptautiskiem standartiem; 25 % akciju plus viena akcija vai viena balss ir pietiekamas, lai atbilstu šim kritērija m;
(i) the natural person(s) who ultimately owns or controls a legal entity through direct or indirect ownership or control over a sufficient percentage of the shares or voting rights in that legal person, including through bearer share holdings , other than a company listed on a regulated market that is subject to disclosure requirements consistent with Community legislation or subject to equivalent international standards; a percentage of 25% plus one share or one voting right shall be deemed sufficient to meet this criterion;
ii) fiziskā(-s) persona(-as), kas citādā veidā kontrolē kādas juridiskas personas darbību;
(ii) the natural person(s) who otherwise exercises control over the management of a legal entity;
3. panta 8. punkta b) apakšpunkts
Article 3, point 8, point (b)
b) fiziska persona, kas, tieši vai netieši, ir galīgais ieguvējs 10% vai vairāk no fonda, trasta vai tiem līdzīgas juridiskas organizācijas vai, kura realizē ietekmi pār fonda, trasta vai līdzīga uzņēmuma salīdzināmu īpašuma apjomu, ja tā ir cita, kas minēta kompānijas oficiālajā fondu biržas sarakstā, kas ir pakļauta izpaušanas prasībām, saskaņā ar Kopienas jurisdikciju vai pakļauta līdzvērtīgiem starptautiskajiem standartiem ;
(b) the natural person who is ultimate beneficiary, directly or indirectly, of 10% or more of the property of a foundation, a trust or similar legal arrangement or who exercises influence over a comparable quantity of the property of a foundation, a trust or a similar legal arrangement, other than a company listed on an official stock exchange that is subject to disclosure requirements consistent with Community legislation or subject to equivalent international standards;
b) attiecībā uz juridiskām personām, tādām kā fondi un līgumsabiedrības, piemēram, trasti, kas pārvalda un sadala līdzekļus:
(b) in the case of legal entities, such as foundations, and legal arrangements, such as trusts, which administer and distribute funds:
i) ja nākamie labuma guvēji jau ir noteikti, fiziskā(-s) persona(-s), kam pieder vismaz 25% no jurdiskas personas vai līgumsabiedrības īpašuma;
(i) where the future beneficiaries have already been determined, the natural person(s) who is the beneficiary of 25% or more of the property of a legal arrangement or entity;
ii) ja vēl nav noteiktas personas, kas ir juridisku personu vai juridiskasvienošanās labuma guvējas, personu grupa, kuru interesēs rīkojas vai ir nodibinātas juridiskās personas vai juridiskas vienošanās;
(ii) where the individuals that benefit from the entity or arrangement have yet to be determined, the class of persons in whose main interest the entity or arrangement is set up or operates;
iii) fiziska(-s) persona(-s), kurai(-ām) ir ievērojama kontrole pār juridiskas personas vai līgumsabiedrības īpašumu vismaz 25 % apmērā;
(iii) the natural person(s) who exercises significant control over 25% or more of the property of a legal arrangement or entity;
3. panta 8. punkta c) apakšpunkts
Article 3, point (8), point (c)
c) fiziska persona, kuras vārdā tiek veikta transakcija vai darbība;
(c) the natural persons on whose behalf a transaction or activity is being conducted;
3. panta 9. punkta c) apakšpunkts
Article 3, point (9), point (c)
c) uzņēmuma reģistrācijas nodrošināšana; kompānijas uzņēmējdarbības uzsākšana vai atrašanās vietas nokārtošana, sarakstes vai administratīvā uzsākšana, līdzdalības vai jebkuras citas juridiskas personas vai vienošanās nodrošināšana;
(c) providing a registered office; business address or accommodation , correspondence or administrative address for a company, a partnership or any other legal person or arrangement;
c) juridiskās adreses nodrošināšana; biznesa, pasta vai administratīvās adreses un citu saistītu pakalpojumu nodrošināšana uzņēmumam, personālsabiedrībai vai citai juridiskai personai vai līgumsabiedrībai ;
(c) providing a registered office; business address, correspondence or administrative address and other related services for a company, a partnership or any other legal person or arrangement;
Broader wording.
Broader wording.
3. panta 9. punkta e) apakšpunkts
Article 3, point 9, point (e)
e) darbošanās vai vienošanās, lai cita persona, darbotos kā nominētais akciju turētājs citas personas vārdā ;
(e) acting as or arranging for another person to act as a nominee shareholder for another person;
e) darboties kā akcionāram citas personas vārdā vai nokārtot, lai tā darbotos kāda cita persona , kas nav regulētā tirgū kotēts uzņēmums, uz kuru attiecas informācijas izpaušanas prasības saskaņā ar Kopienas tiesību aktiem vai līdzvērtīgiem starptautiskiem standartiem ;
(e) acting as or arranging for another person to act as a nominee shareholder for another person other than a company listed on a regulated market that is subject to disclosure requirements in conformity with Community legislation or subject to equivalent international standards ;
3. panta 10. punkts
Article 3, point 10
10) “politiski atklātas personas” ir fiziskas personas, kurām ir uzticētas ievērojamas valstiskas funkcijas , un, kuru lielās vai sarežģītās finansiālās vai biznesa transakcijas varētu pārstāvēt palielinātu nelegālo līdzekļu legalizēšanas risku , kā arī šo personu tuvie ģimenes locekļi vai šādu personu tuvie paziņas ;
(10) “politically exposed persons” means natural persons who are or have been entrusted with prominent public functions and whose substantial or complex financial or business transactions may represent an enhanced money laundering risk and close family members or close associates of such persons;
10) “politiski eksponētas personas” ir fiziskas personas, kuras ieņem vai ir ieņēmušas svarīgus valsts amatus , un viņu tuvākie ģimenes locekļi vai personas, par kurām ir zināms , ka tās ar viņiem ir cieši saistītas ;
(10) “politically exposed persons” means natural persons who are or have been entrusted with prominent public functions and immediate family members or persons known to be close associates of such persons;
3. panta 11. punkts
Article 3, point 11
11) “ biznesa attiecības” ir biznesa, profesionālās vai komerciālās attiecības, kuras, laikā, kad tiek nodibināts kontakts, ir sagaidāmas kā tādas, kas ietvers ilglaicības elementu ;
(11) “Business relationship” means a business, professional or commercial relationship which is expected, at the time when the contact is established, to have an element of duration;
11) “ darījumu attiecības” ir darījumu , profesionālas vai komerciālas attiecības, kas cieši saistītas ar atbilstošo darbību, ko veic iestāde vai persona, uz kuru attiecas šī direktīva , un kam kontakta nodibināšanas brīdī ir tālejošs nolūks ;
(11) ‘‘Business relationship‘‘ means a business, professional or commercial relationship which is maintained in close conjunction with corresponding activities of the institutions and persons subject to this Directive and which is expected, at the time when the contact is established, to have an element of duration;
3. panta 12. punkts
Article 3, point (12)
12) “ Šella banka” ir kredītiestāde, kura ir iekļauta jurisdikcijā, kurā tai nav fiziskas klātbūtnes, ieskaitot saprātīgu nolūku un pārvaldi, un, kura ir neatkarīga no reglamentētās finansiālās grupas .
(12) “Shell bank” means a credit institution incorporated in a jurisdiction in which it has no physical presence, involving meaningful mind and management, and which is unaffiliated with a regulated financial group.
12) " fiktīva banka " ir kredītiestāde vai iestāde, kas veic līdzvērtīgas darbības, i r dibināta valstī, kurā fiziski neatrodas tās faktiskā vadība, un tā nav saistīta ar kādu reģistrētu finanšu grupu .
(12) “Shell bank” means a credit institution , or an institution engaged in equivalent activities, incorporated in a jurisdiction in which it has no physical presence, involving meaningful mind and management, and which is unaffiliated with a regulated financial group.
New legal definition for shell bank.
New legal definition for shell bank.
Dalībvalstis atbild par to, lai šīs direktīvas noteikumi pilnīgi vai daļēji attiektos uz tām profesijām un uzņēmumiem, kas gan nav 2.panta 1.punktā minētās iestādes un personas, tomēr veic darbības, kas ir sevišķi piemērotas, lai legalizētu nelikumīgi iegūtus līdzekļus un finansētu terorismu.
Member States shall ensure that the provisions of this Directive are extended in whole or in part to professions and to categories of undertakings, other than the institutions and persons referred to in Article 2(1), which engage in activities which are particularly likely to be used for money laundering or terrorist financing purposes.
Ja kāda dalībvalsts nolemj attiecināt šīs direktīvas noteikumus uz citām profesijām un uzņēmumu kategorijām nekā tām, kas minētas 2.panta 1.punktā, tad tā par savu lēmumu paziņo Komisijai.
In those cases a Member State decides to extend the provisions of this Directive to professions and to categories of undertakings other than those mentioned in Article 2(1), it shall inform the Commission of such a decision.
This clause allows Member States to include categories of professions and undertakings that are not covered by the legal definition given in Article 2, paragraph 1, but nonetheless carry out activities involving a risk of money laundering.
This clause allows Member States to include categories of professions and undertakings that are not covered by the legal definition given in Article 2, paragraph 1, but nonetheless carry out activities involving a risk of money laundering.