natgillin/translations-raw huggingface dataset:
Having regard to Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions, and in particular Article 4(1)(d) and (e), and Articles 4(3) and 9(1) thereof,
uzimajući u obzir Uredbu Vijeća (EU) br. 1024/2013 od 15. listopada 2013. o dodjeli određenih zadaća Europskoj središnjoj banci u vezi s politikama bonitetnog nadzora kreditnih institucija, a posebno njezin članak 4. stavak 1. točke (d) i (e), članak 4. stavak 3. i članak 9. stavak 1.,
Having regard to Decision (EU) 2017/933 of the European Central Bank of 16 November 2016 on a general framework for delegating decision-making powers for legal instruments related to supervisory tasks (ECB/2016/40), and in particular Article 4 thereof,
uzimajući u obzir Odluku (EU) 2017/933 Europske središnje banke od 16. studenoga 2016. o općem okviru za prenošenje ovlasti za donošenje odluka za pravne instrumente povezane s nadzornim zadaćama (ESB/2016/40), a posebno njezin članak 4.,
Within the framework of Article 6 of Regulation (EU) No 1024/2013, the European Central Bank (ECB) carries out the exclusive task to supervise credit institutions with the aim to ensure a consistent application of supervisory standards, to foster financial stability and to ensure a level playing field.
Unutar okvira članka 6.
Article 4(3) of Regulation (EU) No 1024/2013 provides that the ECB must apply all relevant Union law, and where this Union law is composed of Directives, the national legislation transposing those Directives.
Uredbe (EU) br. 1024/2013, Europska središnja banka (ESB) obavlja isključivu zadaću nadzora kreditnih institucija s ciljem osiguravanja dosljedne primjene nadzornih standarda, jačanja financijske stabilnosti i osiguravanja jednakih uvjeta.
Pursuant to the second subparagraph of Article 9(1) of Regulation (EU) No 1024/2013, for the purpose of carrying out the tasks conferred on it, the ECB has all the powers and obligations set out in Regulation (EU) No 1024/2013 and all the powers and obligations which competent authorities have under the relevant Union law.
Članak 4. stavak 3.
The ECB's competence extends to the exercise of supervisory powers granted under national law that are not explicitly provided for in Union law as long as such powers fall within the ECB's tasks under Article 4 of Regulation (EU) No 1024/2013 and underpin a supervisory function.
Uredbe (EU) br. 1024/2013 ESB propisuje da ESB mora primjenjivati mjerodavno pravo Unije, a kada se ono sastoji od direktiva, primjenjuje nacionalno pravo kojim su prenesene te direktive.
The ECB, as the competent authority, is required to adopt a substantial number of decisions regarding supervisory powers granted under national law each year.
U skladu s drugim podstavkom članka 9. stavka 1.
To facilitate the decision-making process a delegation decision is necessary regarding the adoption of such decisions.
Uredbe (EU) br. 1024/2013, za potrebe provođenja zadaća koje su mu dodijeljene, ESB ima sve ovlasti i obveze navedene u Uredbi (EU) br. 1024/2013 i sve ovlasti i obveze koje nadležna tijela imaju na temelju mjerodavnog prava Unije.
The Court of Justice of the European Union has recognised delegation of authority to be necessary to enable an institution required to adopt a considerable number of decisions to perform its duties.
Nadležnost ESB-a proteže se na izvršavanje nadzornih ovlasti dodijeljenih nacionalnim pravom koje nisu izričito propisane pravom Unije sve dok takve zadaće potpadaju pod zadaće ESB-a na temelju članka 4.
Similarly, it has recognised the need to ensure that decision-making bodies are able to function as a principle inherent to all institutional systems.
Uredbe (EU) br. 1024/2013 i podupiru nadzornu funkciju.
Delegation of decision-making powers should be limited and proportionate, and the scope of the delegation should be clearly defined.
Od ESB-a, kao nadležnog tijela, zahtijeva se donošenje značajnog broja odluka svake godine u vezi s nadzornim ovlastima dodijeljenim nacionalnim pravom.
Decision (EU) 2017/933 (ECB/2016/40) specifies the procedure to be followed for adopting delegation decisions concerning supervision and the persons who may be delegated decision-making powers.
Radi olakšavanja postupka donošenja odluka, potrebna je odluka o prenošenju ovlasti u vezi s donošenjem takvih odluka.
That Decision does not affect the ECB's exercise of its supervisory tasks and is without prejudice to the Supervisory Board's competence to propose complete draft decisions to the Governing Council.
Sud Europske unije prepoznao je da je prenošenje ovlasti neophodno radi omogućavanja instituciji od koje se zahtijeva donošenje značajnog broja odluka da obavlja svoje dužnosti.
Where the criteria for the adoption of a delegated decision, as laid down in this Decision, are not met, decisions should be adopted in accordance with the non-objection procedure set out in Article 26(8) of Regulation (EU) No 1024/2013 and further specified in Article 13g of Decision ECB/2004/2.
Slično tomu, Sud Europske unije prepoznao je potrebu osiguravanja da tijela nadležna za donošenje odluka mogu djelovati na načelu svojstvenom svim institucionalnim sustavima.
Furthermore, the non-objection procedure should also be used if the heads of work units have concerns regarding the fulfilment of assessment criteria for the national powers decisions due to the complexity of the assessment.
Prenošenje ovlasti za donošenje odluka trebalo bi biti ograničeno i razmjerno, a opseg prenošenja treba biti jasno utvrđen.
ECB supervisory decisions may be subject to administrative review pursuant to Article 24 of Regulation (EU) No 1024/2013 and as further specified in Decision ECB/2014/16.
Odluka (EU) 2017/933 (ESB/2016/40) utvrđuje postupak koji je potrebno poštovati za donošenje odluka o prenošenju ovlasti u vezi s nadzorom i osobe kojima se mogu prenijeti ovlasti za donošenje odluka.
In the event of such administrative review, the Supervisory Board should take into account the opinion of the Administrative Board of Review and submit a new draft decision to the Governing Council for adoption under the non-objection procedure,
Ta Odluka ne utječe na izvršavanje ESB-ovih nadzornih zadaća i bez utjecaja je na nadležnost Nadzornog odbora za predlaganje dovršenih nacrta odluka Upravnom vijeću.
HAS ADOPTED THIS DECISION:
Kada nisu ispunjeni kriteriji za donošenje delegirane odluke, kako su utvrđeni u ovoj Odluci, odluke je potrebno donijeti u skladu s postupkom neisticanja prigovora iz članka 26. stavka 8.
Article 1
Uredbe (EU) br. 1024/2013, a kako je dalje razrađen u članku 13.g Odluke ESB/2004/2.
Definitions
Nadalje, postupak neisticanja prigovora trebao bi se također primijeniti ako voditelji radnih jedinica imaju nedoumica o ispunjavanju kriterija procjene za odluke na temelju nacionalnih ovlasti zbog složenosti procjene.
For the purposes of this Decision, the following definitions shall apply:
Nadzorne odluke ESB-a mogu biti podvrgnute administrativnom preispitivanju u skladu s člankom 24.
‘national powers decisions’ mean decisions taken by the ECB in exercise of its supervisory powers granted under national law that are not explicitly provided for in Union law;
Uredbe (EU) br. 1024/2013, a kako je dalje utvrđeno Odlukom ESB/2014/16.
‘acquisition of a holding’ means the acquisition of a direct or indirect holding of capital or of voting rights in another entity, including as a result of the establishment of a new entity, other than the acquisition of a qualifying holding within the meaning of Article 22 of Directive 2013/36/EU of the European Parliament and of the Council;
U slučaju takvog administrativnog preispitivanja, Nadzorni odbor trebao bi uzeti u obzir mišljenje Administrativnog odbora za preispitivanja i dostaviti novi nacrt odluke Upravnom vijeću na donošenje u skladu s postupkom neisticanja prigovora,
‘merger’ means (a) an operation whereby one or more companies, on being dissolved with or without going into liquidation, transfer all of their assets and liabilities to an existing company or a new company, in exchange for the issue to their shareholders of securities or shares representing the capital of that existing company or new company, or (b) any transaction that is a merger under the relevant national law;
DONIJELO JE OVU ODLUKU:
‘demerger’ means (a) an operation whereby one or more companies split part of their assets and liabilities and form a new company that holds these assets and liabilities, or (b) any transaction that is a demerger under the relevant national law;
Članak 1.
‘third country or territory’ means a country or territory outside the European Economic Area;
Definicije
‘related party’ means a natural person that is related to a credit institution or a close member of that person's family, or a legal person that is related to a credit institution, in accordance with the relevant national law;
Za potrebe ove Odluke primjenjuju se sljedeće definicije:
‘SREP decision’ means the decision adopted by the ECB on the basis of Article 16 of Regulation (EU) No 1024/2013 following the annual supervisory review and evaluation process within the meaning of Article 97 of Directive 2013/36/EU;
„odluke na temelju nacionalnih ovlasti” znači odluke koje donosi ESB u izvršavanju svojih nadzornih zadaća dodijeljenih nacionalnim pravom koje nisu izričito utvrđene u pravu Unije;
‘liquidity coverage ratio’ (LCR) means the ratio as defined in Article 4 of the Commission Delegated Regulation (EU) 2015/61;
„stjecanje udjela” znači stjecanje izravnog ili neizravnog udjela u kapitalu ili glasačkim pravima u drugom subjektu, uključujući stjecanje kao posljedicu osnivanja novog subjekta, osim stjecanja kvalificiranog udjela u smislu članka 22.
‘equivalent supervisory and regulatory standards’ are supervisory and regulatory requirements or arrangements applied by a third country or territory that are recognised by the European Commission as equivalent to those applied in the Union in accordance with Articles 107(4) and 114(7) of Regulation (EU) No 575/2013 of the European Parliament and of the Council.
Direktive 2013/36/EU Europskog parlamenta i Vijeća;
The relevant third countries and territories are listed in Annexes I and IV to Commission Implementing Decision 2014/908/EU;
„spajanje odnosno pripajanje” znači (a) postupak pri kojem jedno ili više društava, pri prestanku poslovanja bez likvidacije, prenose svu svoju imovinu i obveze na postojeće ili novo društvo, u zamjenu za izdavanje svojim članovima vrijednosnih papira ili udjela koji predstavljaju kapital tog postojećeg ili novog društva, ili (b) svaka transakcija koja je spajanje odnosno pripajanje na temelju mjerodavnog nacionalnog prava;
‘delegation decision’ and ‘delegated decision’ have the same meaning as in points (2) and (4) of Article 3 of Decision (EU) 2017/933 (ECB/2016/40), respectively;
„podjela” znači (a) postupak pri kojem jedno ili više društava dijeli dio svoje imovine i obveza i stvara novo društvo koje drži tu imovinu i obveze, ili (b) svaka transakcija koja je podjela na temelju mjerodavnog nacionalnog prava;
‘heads of work units’ means the heads of work units of the ECB to whom the power to adopt national powers decisions is delegated;
„treća zemlja ili državno područje” znači svaka država ili državno područje izvan Europskog gospodarskog prostora;
‘non-objection procedure’ means the procedure set out in Article 26(8) of Regulation (EU) No 1024/2013, and further specified in Article 13g of Decision ECB/2004/2;
„povezana osoba” znači fizička osoba koja je povezana s kreditnom institucijom ili bliski član obitelji te osobe ili pravna osoba koja je povezana s kreditnom institucijom, u skladu s mjerodavnim nacionalnim pravom;
‘negative decision’ means a decision that does not or does not fully grant the permission as requested by the significant supervised entity.
„odluka donesena na temelju SREP-a” znači odluka ESB-a donesena na temelju članka 16.
A decision with ancillary provisions such as conditions or obligations shall be considered as a negative decision unless such ancillary provisions (a) ensure that the supervised entity fulfils the requirements of relevant national law and have been agreed in writing, or (b) merely restate one or more of the existing requirements that the institution has to comply with pursuant to a relevant provision of national law or require information on the fulfilment of one or more of such requirements;
Uredbe (EU) br.
‘significant supervised entity’ means a significant supervised entity as defined in point (16) of Article 2 of Regulation (EU) No 468/2014 of the European Central Bank (ECB/2014/17);
1024/2013 nakon godišnjeg postupka nadzorne provjere i ocjene u smislu članka 97.
‘branch’ means a branch as defined in Article 4(1)(17) of Regulation (EU) No 575/2013;
Direktive 2013/36/EU;
‘representative office’ means an office that promotes or assists the activities of a supervised entity but which does not carry out the business of a credit institution;
„koeficijent likvidnosne pokrivenosti” znači omjer kako je definiran u članku 4.
‘non-core support services’ means administrative services, customer services, debt collection, e-signatures or other similar services in connection with the business of a credit institution;
Delegirane uredbe Komisije (EU) 2015/61;
‘ECB guide’ means any document, adopted by the Governing Council upon a proposal from the Supervisory Board and published on the ECB's website and which gives guidance on the ECB's interpretation of legal requirements.
„istovjetni nadzorni i regulatorni standardi” su nadzorni i regulatorni zahtjevi ili aranžmani koje primjenjuje treća zemlja ili državno područje koji su priznati od strane Europske komisije kao istovjetni onima primjenjivim u Uniji u skladu s člankom 107. stavkom 4. i člankom 114. stavkom 7.
Subject matter and scope
575/2013 Europskog parlamenta i Vijeća.
This Decision specifies the criteria for the delegation of decision-making powers to the heads of work units of the ECB for the adoption of national powers decisions.
Relevantne treće zemlje i državna područja navedena su u Prilogu I. i IV.
The delegation of decision-making powers is without prejudice to the supervisory assessment to be performed for the purposes of taking national powers decisions.
Provedbene odluke Komisije 2014/908/EU;
Article 3
„odluka o prenošenju ovlasti” i „delegirana odluka” imaju isto značenje kao u članku 3. točkama 2. i 4.
Delegation of national powers decisions
Odluke (EU) 2017/933 (ESB/2016/40), navedenim redoslijedom;
In accordance with Article 4 of Decision (EU) 2017/933 (ECB/2016/40), the Governing Council hereby delegates to the heads of work units of the ECB, nominated by the Executive Board in accordance with Article 5 of that Decision, the power to adopt national powers decisions in relation to the following: (a) acquisitions of holdings; (b) acquisitions of assets or liabilities; (c) sales of holdings; (d) sales of assets or liabilities; (e) mergers; (f) demergers; (g) operations in third countries or territories; (h) outsourcing; (i) amendments to statutes; (j) appointments of external auditors; (k) credit to related parties.
„voditelji radnih jedinica” znači voditelji radnih jedinica ESB-a kojima je prenesena ovlast za donošenje odluka na temelju nacionalnih ovlasti;
The national powers decisions referred to in paragraph 1 shall be adopted by means of a delegated decision if the relevant criteria for the adoption of delegated decisions set out in Articles 4 to 14 are fulfilled.
„postupak nepodnošenja prigovora” znači postupak utvrđen člankom 26. stavkom 8.
National powers decisions shall not be adopted by means of a delegated decision if national law requires supervisory approval of credit institutions' strategic measures or if the complexity of the assessment requires that they are adopted under the non-objection procedure.
Uredbe (EU) br.
Any delegation of decision-making powers applies both to the adoption of supervisory decisions and to the approval of positive assessments by the ECB where a supervisory decision is not required under national law.
1024/2013 i dalje razrađen u članku 13.g Odluke ESB/2004/2;
Negative decisions shall not be adopted by means of a delegated decision.
„negativna odluka” znači odluka kojom se ne daje odobrenje koje zahtijeva značajni nadzirani subjekt ili kojom se to odobrenje ne daje u potpunosti.
Where a decision may not be adopted by means of a delegated decision, it shall be adopted in accordance with the non-objection procedure.
Odluka s dodatnim odredbama kao što su uvjeti ili obveze smatra se negativnom odlukom osim ako se tim dodatnim odredbama (a) osigurava da nadzirani subjekt ispunjava zahtjeve mjerodavnog nacionalnog prava i koji su dogovoreni u pisanom obliku, ili (b) samo potvrđuje jedan ili više postojećih zahtjeva koje institucija mora ispuniti u skladu s mjerodavnim odredbama nacionalnog prava ili se zahtijevaju informacije o ispunjavanju jednog ili više takvih uvjeta;
Article 4
„značajni nadzirani subjekt” znači značajni nadzirani subjekt kako je definiran u članku 2. točki 16.
Criteria for the adoption of delegated decisions on acquisitions of holdings
Uredbe (EU) br.
Decisions on the approval of acquisitions of holdings in credit institutions or non-credit institutions by a significant supervised entity shall be taken by means of a delegated decision if all of the following criteria are met:
468/2014 Europske središnje banke (ESB/2014/17);
the impact on the own funds of the acquiring significant supervised entity is limited, which means that:
„podružnica” znači podružnica kako je definirana u članku 4. stavku 1. točki 17.
following the acquisition, the own funds exceed and are estimated to continue exceeding the sum of the requirements laid down in Article 92(1) of Regulation (EU) No 575/2013, the own funds required to be held in accordance with Article 16(2)(a) of Regulation (EU) No 1024/2013, the combined buffer requirement as defined in point (6) of Article 128 of Directive 2013/36/EU and the Pillar 2 capital guidance as set out in the last available SREP decision; and
Uredbe (EU) br.
the impact of the reduction on the Common Equity Tier 1 capital ratio, the Tier 1 capital ratio and the total capital ratio is below 100 basis points.
575/2013;
the impact on the liquidity situation of the acquiring significant supervised entity is limited, which means that:
„predstavništvo” znači ured koji promiče ili pomaže djelovanju nadziranog subjekta, ali koji ne provodi poslovanje kreditne institucije;
the LCR remains above 110 % and is above the liquidity requirements set out in the last available SREP decision, if these are higher than the required minimum LCR;
„dodatne pomoćne usluge” znači administrativne usluge, usluge za klijente, naplata potraživanja, elektronički potpisi ili druge slične usluge u vezi s poslovanjem kreditne institucije;
at consolidated level, the LCR is not reduced by more than 50 %;
„uputa ESB-a” znači svaki dokument koji je donijelo Upravno vijeće na prijedlog Nadzornog odbora i koji je objavljen na mrežnim stranicama ESB-a te koji daje smjernice o ESB-ovu tumačenju pravnih zahtjeva.
the target entity is located in a Member State of the Union or of the European Economic Area, or in a third country or territory with equivalent supervisory and regulatory standards.
Članak 2.
The assessment of acquisitions of holdings shall be carried out in accordance with the relevant provisions of national law, also taking into consideration any applicable ECB guides and/or national competent authorities' policy stances, guidance or similar acts.
Predmet i područje primjene
Article 5
Ova Odluka utvrđuje kriterije za delegiranje ovlasti za donošenje odluka na voditelje radnih jedinica ESB-a za donošenje odluka na temelju nacionalnih ovlasti.
Criteria for the adoption of delegated decisions on acquisitions of assets or liabilities
Delegiranje ovlasti za donošenje odluka bez utjecaja je na nadzornu procjenu koja se provodi za potrebe donošenja odluka na temelju nacionalnih ovlasti.
Decisions on the approval of acquisitions of assets or liabilities in credit institutions or non-credit institutions by a significant supervised entity shall be taken by means of a delegated decision if all of the following criteria are met:
Članak 3.
the impact on the own funds of the acquiring significant supervised entity, as a result of the acquisition, is limited, which means that:
Delegiranje odluka na temelju nacionalnih ovlasti
the impact of the reduction on the Common Equity Tier 1 capital ratio, the Tier 1 capital ratio and the total capital ratio is below 100 basis points;
U skladu s člankom 4.
the impact on the liquidity situation of the acquiring significant supervised entity, as a result of the acquisition, is limited, which means that:
Odluke (EU) 2017/933 (ESB/2016/40), Upravno vijeće ovime delegira na voditelje radnih jedinica ESB-a, koje je imenovao Izvršni odbor u skladu s člankom 5. te Odluke, ovlast za donošenje odluka na temelju nacionalnih ovlasti u vezi sa sljedećim: (a) stjecanje udjela; (b) stjecanje imovine ili obveza; (c) prodaja udjela; (d) prodaja imovine ili obveza; (e) spajanje odnosno pripajanje; (f) podjela; (g) poslovanje u trećim zemljama ili državnim područjima; (h) eksternalizacija; (i) izmjene statuta; (j) imenovanje vanjskih revizora; (k) kredit povezanim osobama.
the LCR remains above 110 % and is above the liquidity requirements set out in the last available SREP decision, if these are higher than the required minimum LCR, and
Odluke na temelju nacionalnih ovlasti navedene u stavku 1. donose se putem delegirane odluke samo ako su ispunjeni odgovarajući kriteriji za donošenje delegirane odluke, kako su navedeni u člancima od 4. do 14.
the value of the assets and liabilities that are acquired does not exceed 25 % of the total assets of the acquiring significant supervised entity at individual level.
Odluke na temelju nacionalnih ovlasti ne donose se putem delegirane odluke ako nacionalno pravo zahtijeva nadzorno odobrenje strateških mjera kreditnih institucija ili ako složenost procjene zahtijeva da se donose temeljem postupka neisticanja prigovora.
The assessment of acquisitions of assets or liabilities shall be carried out in accordance with the relevant provisions of national law, also taking into consideration any applicable ECB guides and/or national competent authorities' policy stances, guidance or similar acts.
Svako delegiranje ovlasti za donošenje odluka primjenjuje se na donošenje nadzornih odluka i na odobravanje pozitivnih procjena od strane ESB-a kada se nadzorna odluka ne zahtijeva na temelju nacionalnog prava.
Article 6
Negativne odluke ne donose se putem delegirane odluke.
Criteria for the adoption of delegated decisions on sales of holdings
Kada se odluka ne smije donijeti putem delegirane odluke, ona se donosi u skladu s postupkom neisticanja prigovora.
Decisions on the approval of sales of holdings by a significant supervised entity shall be taken by means of a delegated decision if all of the following criteria are met:
Članak 4.
the impact on the own funds of the selling significant supervised entity is limited, which means that:
Kriteriji za donošenje delegiranih odluka o stjecanju udjela
following the sale, the own funds exceed and are estimated to continue exceeding the sum of the requirements laid down in Article 92(1) of Regulation (EU) No 575/2013, the own funds required to be held in accordance with Article 16(2)(a) of Regulation (EU) No 1024/2013, the combined buffer requirement as defined in point (6) of Article 128 of Directive 2013/36/EU and the Pillar 2 capital guidance as set out in the last available SREP decision; and
Odluka o odobrenju stjecanja udjela u kreditnim institucijama ili nekreditnim institucijama od strane značajnog nadziranog subjekta donosi se putem delegirane odluke ako su ispunjeni svi sljedeći kriteriji:
the impact on the liquidity situation of the selling significant supervised entity is limited, which means that:
utjecaj na regulatorni kapital značajnog nadziranog subjekta koji je stjecatelj je ograničen, što znači da: