natgillin/translations-raw huggingface dataset:
Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
SL L 145, 30.4.2004., str. 1.
Preliminary notice template
Direktiva 95/46/EZ Europskog parlamenta i Vijeća od 24. listopada 1995. o zaštiti pojedinaca u vezi s obradom osobnih podataka i o slobodnom protoku takvih podataka (SL L 281, 23.11.1995., str. 31.).
(Article 3 of Commission Implementing Regulation (EU) 2017/1944)
Uredba (EZ) br. 45/2001 Europskog parlamenta i Vijeća od 18. prosinca 2000. o zaštiti pojedinaca u vezi s obradom osobnih podataka u institucijama i tijelima Zajednice i o slobodnom kretanju takvih podataka (SL L 8, 12.1.2001., str. 1.).
Date:
Predložak preliminarne obavijesti
General information
[Članak 3.
Member State:
Provedbene uredbe Komisije (EU) 2017/1944]
Requesting Authority:
Referentni broj:
Legal address:
Datum:
(Contact details of the designated contact person)
Opći podaci
Telephone:
Tijelo koje podnosi zahtjev:
Email:
Adresa sjedišta:
Requested Authority:
(Podaci za kontakt određene osobe za kontakt)
In accordance with Article 3 of Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council, a preliminary notice is made in relation to the matters set out in further detail below.
Telefon:
Information on the proposed acquisition
Adresa e-pošte:
Identity of the proposed acquirer:
Tijelo kojem se zahtjev podnosi:
[for natural persons, please include the information referred to in Article 3(1)(a) of Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm; for legal persons, please include the information referred to in Article 3(2)(a) of Delegated Regulation (EU) 2017/1946.]
Poštovani [unijeti odgovarajuće ime],
Name of relevant authorised entity(/ies) in the requested authority’s Member State and relationship to proposed acquirer:
u skladu s člankom 3.
[where the proposed acquirer is an authorised entity as referred to in Article 10(4)(a) of Directive 2004/39/EC, the name of the proposed acquirer is sufficient.
Provedbene uredbe Komisije (EU) 2017/1944 оd 13. lipnja 2017. o utvrđivanju provedbenih tehničkih standarda u pogledu standardnih obrazaca, predložaka i postupaka za postupak savjetovanja između relevantnih nadležnih tijela u pogledu obavijesti o namjeravanom stjecanju kvalificiranog udjela u investicijskom društvu u skladu s direktivama 2004/39/EZ i 2014/65/EU Europskog parlamenta i Vijeća dostavljamo preliminarnu obavijest u vezi s predmetom koji će biti detaljnije objašnjen u nastavku.
Where the proposed acquirer falls under one of the categories defined under Article 10(4)(b) or (c) of Directive 2004/39/EC it is also necessary to explain the relationship of the proposed acquirer to the relevant authorised entity established in the requested authority’s Member State]
Informacije o namjeravanom stjecanju
Identity of the target entity:
Identitet namjeravanog stjecatelja:
[please insert the information referred to under Article 7(a) of Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm]
[za fizičke osobe navedite informacije iz članka 3. stavka 1. točke (a) Delegirane uredbe Komisije (EU) 2017/1946 od 11. srpnja 2017. o dopuni direktiva 2004/39/EZ i 2014/65/EU Europskog parlamenta i Vijeća u pogledu regulatornih tehničkih standarda za iscrpan popis informacija koje namjeravani stjecatelji moraju uključiti u obavijest o namjeravanom stjecanju kvalificiranog udjela u investicijskom društvu; za pravne osobe navedite informacije iz članka 3. stavka 2. točke (a) Delegirane uredbe (EU) 2017/1946.
Size of the current and intended holding of the proposed acquirer in the target entity:
Nazivi relevantnih ovlaštenih subjekata u državi članici tijela kojem se zahtjev podnosi i odnos prema namjeravanom stjecatelju:
[please insert the information referred to under Article 7(c)(i), (ii) and (iii) of Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm]
[ako je namjeravani stjecatelj ovlašteni subjekt iz članka 10. stavka 4. točke (a) Direktive 2004/39/EZ, dostatan je naziv namjeravanog stjecatelja.
Please note that the assessment procedure (*) will expire on [insert date].
Ako je namjeravani stjecatelj obuhvaćen jednom od kategorija definiranih u članku 10. stavku 4. točkama (b) ili (c) Direktive 2004/39/EZ, potrebno je i objasniti odnos namjeravanog stjecatelja prema relevantnom ovlaštenom subjektu s poslovnim nastanom u državi članici tijela kojem se zahtjev podnosi]
We will communicate further the consultation notice, which will contain all essential information on the proposed acquisition, and it will include any relevant information that we would like to receive.
Identitet ciljnog subjekta:
However, in the meantime, if you are aware of any essential information in relation to the acquisition, or if you have any views or reservations, we would be grateful if you could provide them at the earliest opportunity and at the latest within 20 working days of receipt of the consultation notice that will follow this preliminary notice.
[unesite informacije iz članka 7. točke (a) Delegirane uredbe Komisije (EU) 2017/1946 od 11. srpnja 2017. o dopuni direktiva 2004/39/EZ i 2014/65/EU Europskog parlamenta i Vijeća u pogledu regulatornih tehničkih standarda za iscrpan popis informacija koje namjeravani stjecatelji moraju uključiti u obavijest o namjeravanom stjecanju kvalificiranog udjela u investicijskom društvu]
In accordance with second subparagraph of Article 10a(1) of Directive 2004/39/EC.
Veličina trenutačnog i planiranog udjela namjeravanog stjecatelja u ciljnom subjektu:
Yours sincerely,
[umetnite informacije iz članka 7. točke (c) podtočaka i., ii. te iii.
[signature]
Delegirane uredbe Komisije (EU) 2017/1946 od 11. srpnja 2017. o dopuni direktiva 2004/39/EZ i 2014/65/EU Europskog parlamenta i Vijeća u pogledu regulatornih tehničkih standarda za iscrpan popis informacija koje namjeravani stjecatelji moraju uključiti u obavijest o namjeravanom stjecanju kvalificiranog udjela u investicijskom društvu]
ANNEX II
Napominjemo da postupak procjene (*) završava na datum [unijeti datum].
Consultation notice template
Poslat ćemo još i obavijest o savjetovanju koja će sadržavati sve potrebne informacije o namjeravanom stjecanju te sve relevantne informacije koje želimo dobiti.
(Article 4 of Commission Implementing Regulation (EU) 2017/1944)
No ako vam u međuvremenu postanu poznate neke bitne informacije u vezi sa stjecanjem ili ako imate neke stavove ili zadrške, bili bismo Vam zahvalni da ih dostavite prvom prilikom, a najkasnije u roku od 20 radnih dana od primitka obavijesti o savjetovanju koja će uslijediti nakon ove preliminarne obavijesti.
In accordance with Article 4 of the Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council, a consultation notice is made in relation to the matters set out in further detail below.
U skladu s člankom 10.a stavkom 1. drugim podstavkom Direktive 2004/39/EZ.
Please note that the assessment procedure (*) will expire on [insert date], therefore we would be grateful if you could provide the requested information and any other relevant and essential information by [20 working days from receipt of this letter] or, if that is not possible, an indication as to when you anticipate being in a position to provide the assistance which is sought, taking into account the mentioned deadline for the assessment procedure.
S poštovanjem
In accordance with second subparagraph of Article 10a(1) of Directive 2004/39/EC
[potpis]
[please set out that information here or make reference to the relevant annexes containing the information]
PRILOG II.
Details of the proposed acquisition
Predložak obavijesti o savjetovanju
Details of any other supervisory authorities involved
[Članak 4.
Further to
Provedbene uredbe Komisije (EU) 2017/1944]
[if applicable, please insert details of the previous request in order to enable it to be identified]
u skladu s člankom 4.
Type of assistance request
Provedbene uredbe Komisije (EU) 2017/1944 оd 13. lipnja 2017. o utvrđivanju provedbenih tehničkih standarda u pogledu standardnih obrazaca, predložaka i postupaka za postupak savjetovanja između relevantnih nadležnih tijela u pogledu obavijesti o namjeravanom stjecanju kvalificiranog udjela u investicijskom društvu u skladu s direktivama 2004/39/EZ i 2014/65/EU Europskog parlamenta i Vijeća dostavljamo obavijest o savjetovanju u vezi s predmetom koji će biti detaljnije objašnjen u nastavku.
Information sought [if any]:
Napominjemo da postupak procjene (*) završava na datum [unijeti datum], te bismo Vam bili zahvalni ako biste mogli dostaviti zatražene informacije i sve druge relevantne i bitne informacije do [20 radnih dana od primitka ovog dopisa] ili, ako to nije moguće, informaciju o tome kada očekujete da biste nam mogli pružiti traženu pomoć, uzimajući u obzir spomenuti rok za postupak procjene.
[please insert a detailed description of the specific information sought, including any relevant documents requested, with reasons why that information will be of assistance.
U skladu s člankom 10.a stavkom 1. drugim podstavkom Direktive 2004/39/EZ
Examples include:
[ovdje navedite te informacije ili upućivanje na relevantne priloge s tim informacijama]
The shareholding structure of the proposed acquirer or of the relevant authorised entity, and the main characteristics of its shareholders;
Pojedinosti o namjeravanom stjecanju
The most recent assessment of the suitability (fitness and propriety) of the proposed acquirer or of the relevant authorised entity;
Pojedinosti o svim drugim uključenim nadzornim tijelima
The most recent assessment of the financial soundness of the proposed acquirer or of the relevant authorised entity, with related public or external audit reports (where relevant);
Nastavno na
The most recent assessment by the requested authority of the quality of the management structure of the proposed acquirer or of the relevant authorised entity, and its administrative and accounting procedures, internal control systems, corporate governance, group structure etc.]
[prema potrebi unesite pojedinosti o prethodnom zahtjevu kako bi ga se moglo identificirati]
Additional information provided by the requesting authority.
Vrsta zahtjeva za pomoć
[Whether the requesting authority has been or will be in contact with any other authority or law enforcement agency in the Member State of the requested authority in relation to the subject matter of the request or any other authority which the requesting authority is aware that has an active interest in the subject matter of the request]
Informacije koje se traže [prema potrebi]:
ANNEX III
[unesite detaljan opis specifičnih informacija koje se traže, uključujući sve zatražene relevantne dokumente, s objašnjenjima zašto bi te informacije bile korisne.
Response from requested authority template
Primjeri uključuju:
(Article 6 of Commission Implementing Regulation (EU) 2017/1944)
strukturu udjela namjeravanog stjecatelja ili relevantnog ovlaštenog subjekta i glavna svojstva njegovih dioničara,
Response from requested authority
najnoviju procjenu prikladnosti (sposobnost i primjerenost) namjeravanog stjecatelja ili relevantnog ovlaštenog subjekta,
In accordance with Article 6 of the Commission Implementing Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm in accordance with Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council, your consultation notice dated [dd.mm.yyyy] with reference [insert reference number] has been processed by us.
najnoviju procjenu financijske stabilnosti namjeravanog stjecatelja ili relevantnog ovlaštenog subjekta zajedno s povezanim javnim ili vanjskim revizijskim izvješćima (ako je to relevantno),
Where applicable, please explain any doubt you have in relation to the precise information requested or to any other aspect of this assessment:
najnoviju procjenu kvalitete upravljačke strukture namjeravanog stjecatelja ili relevantnog ovlaštenog subjekta te njegovih administrativnih i računovodstvenih postupaka, sustava unutarnje kontrole, korporativnog upravljanja, strukture grupe itd., koju je provelo tijelo kojem se zahtjev podnosi.]
If the information requested has been gathered, please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information requested:
Dodatne informacije od tijela koje podnosi zahtjev.
If there is any other relevant or essential information, please provide that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing that information:
[Navesti je li tijelo koje podnosi zahtjev bilo ili će biti u kontaktu s bilo kojim drugim tijelom ili agencijom za provedbu zakona u državi članici tijela kojem se zahtjev podnosi u vezi s predmetom zahtjeva ili s bilo kojim drugim tijelom za koje tijelo koje podnosi zahtjev zna da ima aktivan interes u predmetu zahtjeva]
Please provide, on your own initiative, any essential information that could materially influence the assessment, such as group structure or the most recent assessments of the financial soundness of the proposed acquirer or of the relevant authorised entity.
PRILOG III.
Directive 2014/65/EU entered into force on 2 July 2014.
Predložak odgovora tijela kojem se zahtjev podnosi
Article 12(9) of Directive 2014/65/EU replaces Article 10a(8) of Directive 2004/39/EC and contains empowerments to ESMA for the development of implementing technical standards which are identical to those provided for under Article 10a(8) of Directive 2004/39/EC.
[Članak 6.
Having regard to Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments amending Directive 2002/92/EC and Directive 2011/61/EU [1], and in particular the third subparagraph of Article 7(5) thereof,
uzimajući u obzir Direktivu 2014/65/EU Europskog parlamenta i Vijeća od 15. svibnja 2014. o tržištu financijskih instrumenata i izmjeni Direktive 2002/92/EZ i Direktive 2011/61/EU [1], a posebno njezin članak 7. stavak 5. treći podstavak,
To facilitate communication between an applicant seeking authorisation as an investment firm in accordance with Title II of Directive 2014/65/EU and the competent authority, competent authorities should designate a contact point specifically for the purpose of the application process and should publish the information on the contact point on their website.
Kako bi se pojednostavnila komunikacija između podnositelja zahtjeva za izdavanje odobrenja za rad kao investicijsko društvo u skladu s glavom II.
In order to allow competent authorities to assess whether changes to the management body of the firm may pose a threat to the effective, sound and prudent management of the firm, and to adequately take into consideration the interests of its clients and the integrity of the market, clear time limits should be defined for the submission of information on those changes.
Direktive 2014/65/EU i nadležnog tijela, nadležna bi tijela trebala odrediti posebnu kontaktnu točku za postupak podnošenja zahtjeva te bi informacije o kontaktnoj točki trebala objaviti na svojem web-mjestu.
Firms should however be exempted from the requirement to submit information on changes to the management body before that change takes effect where the change is due to factors not within the control of the firm, such as in the case of the death of a management body member.
Kako bi se nadležnim tijelima omogućilo da procijene čine li promjene u upravljačkom tijelu društva rizik za učinkovito, dobro i razborito upravljanje društvom te da na primjeren način uzmu u obzir interese svojih klijenata i integritet tržišta, trebalo bi odrediti jasne rokove za podnošenje informacija o tim promjenama.
Under those circumstances, firms should be allowed to notify the competent authority within 10 working days after the change.
Društva bi ipak trebala biti oslobođena zahtjeva za podnošenje informacija o promjenama u upravljačkom tijelu prije nego što ta promjena stupi na snagu ako je promjena uzrokovana čimbenicima na koje društvo ne može utjecati, primjerice smrću člana upravljačkog tijela.
Directive 95/46/EC of the European Parliament and of the Council [2] applies to the processing of personal data by the Member States in the application of this Regulation.
U tom slučaju društvima bi trebalo omogućiti da nadležno tijelo obavijeste u roku od 10 radnih dana nakon promjene.
This Regulation is based on the draft implementing technical standards submitted by the European Securities and Markets Authority (ESMA) to the Commission.
Direktiva 95/46/EZ Europskog parlamenta i Vijeća [2] primjenjuje se na obradu osobnih podataka koju države članice vrše u okviru primjene ove Uredbe.
ESMA has conducted open public consultations, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [3],
Ova Uredba temelji se na nacrtu provedbenih tehničkih standarda koje je Europsko nadzorno tijelo za vrijednosne papire i tržišta kapitala (ESMA) dostavilo Komisiji.
HAS ADOPTED THIS REGULATION:
ESMA je provela otvorena javna savjetovanja, analizirala moguće povezane troškove i koristi te zatražila mišljenje Interesne skupine za vrijednosne papire i tržišta kapitala osnovane u skladu s člankom 37.
Article 1
Uredbe (EU) br. 1095/2010 Europskog parlamenta i Vijeća [3],
Designation of a contact point
DONIJELA JE OVU UREDBU:
Competent authorities shall designate a contact point for handling all information received from applicants seeking authorisation as an investment firm in accordance to Title II of Directive 2014/65/EU.
Članak 1.
The contact details on the designated contact point shall be made public and regularly updated on the competent authorities' websites.
Određivanje kontaktne točke
Article 2
Nadležna tijela određuju kontaktnu točku za rukovanje svim informacijama zaprimljenima od podnositeljâ zahtjeva za izdavanje odobrenja za rad kao investicijsko društvo u skladu s glavom II.
Submission of the application
Direktive 2014/65/EU.
An applicant seeking authorisation as an investment firm in accordance with Title II of Directive 2014/65/EU shall submit to the competent authority its application by filling in the template set out in Annex I.
Podaci za kontakt s određenom kontaktnom točkom objavljuju se i redovito ažuriraju na web-mjestima nadležnih tijela.
The applicant shall notify the competent authority of the information on all members of its management body by filling in the template set out in Annex II.
Članak 2.
Article 3
Podnošenje zahtjeva
Receipt of the application form and acknowledgement of receipt
Podnositelj zahtjeva za izdavanje odobrenja za rad kao investicijsko društvo u skladu s glavom II.
Within 10 working days from the receipt of the application, the competent authority shall send an acknowledgement of receipt to the applicant, including the contact details of the designated contact point as referred to in Article 1.
Direktive 2014/65/EU nadležnom tijelu podnosi svoj zahtjev ispunjavanjem predloška iz Priloga I.
Article 4
Podnositelj zahtjeva nadležnom tijelu dostavlja informacije o svim članovima svojeg upravljačkog tijela ispunjavanjem predloška iz Priloga II.
Request of additional information
Članak 3.
Where additional information is required to proceed with the assessment of the application, the competent authority shall send a request to the applicant indicating the information to be provided.
Zaprimanje obrasca zahtjeva i potvrda o primitku
Article 5
U roku od deset radnih dana od zaprimanja zahtjeva nadležno tijelo podnositelju zahtjeva šalje potvrdu o primitku, uključujući podatke za kontakt s određenom kontaktnom točkom iz članka 1.
Notification of changes to the membership of the management body
Članak 4.
An investment firm shall notify the competent authority of any change to the membership of its management body before such change takes effect.
Zahtjev za dodatne informacije
Where, for substantiated reasons, it is not possible to make the notification before that change takes effect, it shall be made within 10 working days after the change.
Kad su za procjenu zahtjeva potrebne dodatne informacije, nadležno tijelo podnositelju zahtjeva šalje zahtjev u kojem su navedene informacije koje se moraju dostaviti.
The investment firm shall provide the information on the change referred to in paragraph 1 in the format set out in Annex III.
Članak 5.
Article 6
Obavijest o promjenama u članstvu upravljačkog tijela
Communication of the decision
Investicijsko društvo obavješćuje nadležno tijelo o svakoj promjeni u članstvu svojeg upravljačkog tijela prije nego što ta promjena stupi na snagu.
The competent authority shall inform the applicant of its decision to grant or not the authorisation in paper form, by electronic means or both, within the 6-month period referred to in Article 7(3) of Directive 2014/65/EU.
Ako zbog opravdanih razloga obavijest nije moguće dostaviti prije nego što promjena stupi na snagu, ona se dostavlja u roku od deset radnih dana nakon promjene.
Article 7
Investicijsko društvo dostavlja informacije o promjeni iz stavka 1. u obliku određenom u Prilogu III.
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Obavješćivanje o odluci
It shall apply from 3 January 2018.
Nadležno tijelo podnositelja zahtjeva obavješćuje o odluci o tome je li mu izdano odobrenje za rad u papirnatoj ili elektroničkoj verziji ili u objema verzijama u roku od šest mjeseci navedenom u članku 7. stavku 3.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Direktive 2014/65/EU.
Done at Brussels, 19 June 2017.
Članak 7.
Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).
Sastavljeno u Bruxellesu 19. lipnja 2017.
Application Form for authorisation as an Investment Firm
Predsjednik
Reference number:
SL L 173, 12.6.2014., str. 349.