natgillin/translations-raw huggingface dataset:
Such general instructions, guidelines or requests may refer to groups or categories of credit institutions.
Takve opće upute, smjernice ili zahtjevi mogu se odnositi na grupe ili kategorije kreditnih institucija.
The ECB may also address to an NCA in close cooperation a request to further assess aspects of a material NCA procedure as provided for in Article 6(7)(c)(ii) of the SSM Regulation.
ESB može također uputiti nacionalnom nadležnom tijelu u bliskoj suradnji zahtjev za daljnju procjenu aspekata značajnog postupaka nacionalnog nadležnog tijela kako je propisano člankom 6. stavkom 7., točkom (c), podtočkom ii. Uredbe o SSM-u.
PROCEDURE IN CASE OF DISAGREEMENT OF A PARTICIPATING MEMBER STATE IN CLOSE COOPERATION
POSTUPAK U SLUČAJU NESLAGANJA DRŽAVE ČLANICE SUDIONICE U BLISKOJ SURADNJI
Procedure in case of disagreement with the Supervisory Board’s draft decision pursuant to Article 7(8) of the SSM Regulation
Postupak u slučaju neslaganja s nacrtom odluke Nadzornog odbora sukladno članku 7. stavku 8. Uredbe o SSM-u
The ECB shall inform the NCA in close cooperation of the Supervisory Board’s complete draft decision in relation to a supervised entity or supervised group located in a participating Member State in close cooperation, subject to confidentiality requirements under Union law.
ESB obavještava nacionalno nadležno tijelo u bliskoj suradnji o potpunom nacrtu odluke Nadzornog odbora u odnosu na nadzirani subjekt ili nadziranu grupu koja se nalazi u državi članici sudionici u bliskoj suradnji, sukladno zahtjevima u vezi povjerljivošću prema pravu Unije.
If the NCA in close cooperation disagrees with the Supervisory Board’s complete draft decision, it shall, within five working days of receipt of the complete draft decision, notify the Governing Council in writing of the reasons for its disagreement.
Ako se nacionalno nadležno tijelo u bliskoj suradnji ne s slaže potpunim nacrtom odluke Nadzornog odbora, tada u roku od pet radnih dana od primitka potpunog nacrta odluke, obavještava Upravno vijeće pisanim putem o razlozima neslaganja.
The Governing Council shall decide on the matter within five working days of receipt of such notification, taking the reasons stated for the disagreement fully into account, and it shall provide the NCA in close cooperation with written reasons for its decision.
Upravno vijeće odlučuje o pitanju u roku od pet radnih dana od primitka takve obavijesti, uzimajući u obzir navedene razloge za neslaganje, i dostavlja nacionalnom nadležnom tijelu u bliskoj suradnji pisane razloge za svoju odluku.
A participating Member State in close cooperation may request the ECB to terminate its close cooperation with immediate effect and shall then not be bound by any ensuing decision of the Governing Council.
Država članica sudionica u bliskoj suradnji može zahtijevati od ESB-a prekid bliske suradnje s trenutnim učinkom i tada nije vezana nikakvom odlukom Upravnog vijeća koja iz toga proizlazi.
Procedure in case of disagreement with an objection of the Governing Council to a Supervisory Board’s draft decision pursuant to Article 7(7) of the SSM Regulation
Postupak u slučaju neslaganja s prigovorom Upravnog vijeća na nacrt odluke Nadzornog odbora sukladno članku 7. stavku 7. Uredbe o SSM-u
The ECB shall inform an NCA in close cooperation of any objection of the Governing Council to a complete draft decision of the Supervisory Board.
ESB obavještava nacionalno nadležno tijelo u bliskoj suradnji o svakom prigovoru Upravnog vijeća na potpuni nacrt odluke Nadzornog odbora.
If the NCA in close cooperation disagrees with the Governing Council’s objection to the Supervisory Board’s complete draft decision it shall, within five working days of receiving the Governing Council’s objection, notify the ECB of its reasons for its disagreement.
Ako nacionalno nadležno tijelo u bliskoj suradnji nije suglasno s prigovorom Upravnog vijeće na potpuni nacrt odluke Nadzornog odbora, tada u roku od pet radnih dana od primitka prigovora Upravnog vijeća, obavještava ESB o razlozima za njegovo neslaganje.
The Governing Council shall give its written opinion on the reasoned disagreement expressed by the NCA in close cooperation within 30 days of receipt of the reasoned disagreement and, stating its reasons for doing so, shall either confirm or withdraw its objection.
Upravno vijeće daje svoje pisano mišljenje o obrazloženom neslaganju koje je izrazilo nacionalno nadležno tijelo u bliskoj suradnji u roku od 30 dana od dana primitka obrazloženog neslaganja i, navodeći razloge za to, ili potvrđuje ili povlači svoj prigovor.
The ECB shall inform the NCA in close cooperation thereof.
ESB o tome obavještava nacionalno nadležno tijelo u bliskoj suradnji.
If the Governing Council confirms its objection, the NCA in close cooperation may, within five days of being informed that the Governing Council has confirmed its objection, notify the ECB that it will not be bound by any decision taken following amendment of the initial complete draft decision to which the Governing Council objects.
Ako Upravno vijeće potvrdi prigovor, nacionalno nadležno tijelo u bliskoj suradnji može, u roku od pet dana od kad je obaviješteno da je Upravno vijeće potvrdilo prigovor, obavijestiti ESB da neće biti vezano nikakvom odlukom donesenom nakon izmjena početnog potpunog nacrta odluke na koji je Upravno vijeće podnijelo prigovor.
The ECB shall then consider suspending or terminating the close cooperation with the NCA in close cooperation, taking due account of supervisory effectiveness, and shall take a decision in that respect.
ESB tada razmatra privremenu obustavu ili prestanak bliske suradnje s nacionalnim nadležnim tijelom u bliskoj suradnji, uzimajući u obzir djelotvornost nadzora i donosi oduku u tom smislu.
The ECB shall take into account, in particular, the factors referred to in Article 7(7) of the SSM Regulation.
ESB posebno uzima u obzir čimbenike navedene u članku 7. stavku 7.Uredbe o SSM-u.
ADMINISTRATIVE PENALTIES
ADMINISTRATIVNE KAZNE
DEFINITIONS AND RELATIONSHIP TO COUNCIL REGULATION (EC) NO 2532/98 [17]Article 120
DEFINICIJE I ODNOS S UREDBOM VIJEĆA (EZ) br. 2532/98 [17]Članak 120.
Definition of administrative penalties
Definicija administrativnih novčanih kazni
For the purposes of this Part, ‘administrative penalties’ means either of the following:
Za potrebe ovog dijela, „administrativne kazne” znači bilo koje od sljedećeg:
administrative pecuniary penalties provided for and imposed under Article 18(1) of the SSM Regulation;
administrativne novčane kazne propisane i izrečene sukladno članku 18. stavku 1. Uredbe o SSM-u;
fines and periodic penalty payments provided for in Article 2 of Regulation (EC) No 2532/98 and imposed under Article 18(7) of the SSM Regulation.
novčane kazne i periodične penale propisane člankom 2. Uredbe (EZ) br. 2532/98 i izrečene temeljem članka 18. stavka 7. Uredbe o SSM-u.
Relationship to Regulation (EC) No 2532/98
Odnos s Uredbom (EZ) br. 2532/98
For the purposes of the procedures provided for in Article 18(1) of the SSM Regulation, the procedural rules contained in this Regulation shall apply, in accordance with Article 18(4) of the SSM Regulation.
Za svrhe postupaka propisanih člankom 18. stavkom 1. Uredbe o SSM-u, primjenjuju se samo postupovne odredbe sadržane u ovoj Uredbi, u skladu s člankom 18. stavkom 4. Uredbe o SSM-u.
For the purposes of the procedures provided for in Article 18(7) of the SSM Regulation, the procedural rules contained in this Regulation shall complement those laid down in Regulation (EC) No 2532/98 and shall be applied in accordance with Articles 25 and 26 of the SSM Regulation.
Za svrhe postupaka propisanih člankom 18. stavkom 7. Uredbe o SSM-u, primjenjuju se samo postupovne odredbe sadržane u Uredbi (EZ) br. 2532/98, te će se primjenjivati u skladu s člancima 25. i 26. Uredbe o SSM-.u.
ECB powers to impose administrative penalties under Article 18(7) of the SSM Regulation
Ovlasti ESB-a za izricanje administrativnih kazni prema članku 18. stavku 7. Uredbe o SSM-u
The ECB shall impose administrative penalties, as defined in Article 120(b), if there is a failure to comply with obligations under ECB regulations or decisions on:
ESB izriče administrativne kazne, kako je određeno člankom 120. točkom (b) ako ne postoji suglasnost s obvezama prema uredbama ili odlukama ESB-a o:
significant supervised entities, or
značajnim nadziranim subjektima; ili
less significant supervised entities where the relevant ECB regulations or decisions impose obligations on less significant supervised entities vis-à-vis the ECB.
manje značajnim nadziranim subjektima kada uredbe ili odluke ESB-a nameću obveze manje značajnim nadziranim subjektima u odnosu na ESB.
PROCEDURAL RULES FOR THE IMPOSITION OF ADMINISTRATIVE PENALTIES, OTHER THAN PERIODIC PENALTY PAYMENTS, ON SUPERVISED ENTITIES IN EURO AREA MEMBER STATES
POSTUPOVNA PRAVILA ZA IZRICANJE ADMINISTRATIVNIH KAZNI, OSIM PERIODIČNIH PENALA NADZIRANIM SUBJEKTIMA U DRŽAVAMA ČLANICAMA EUROPODRUČJA
Establishment of an independent investigating unit
Osnivanje neovisne istražne jedinice
The ECB shall establish an internal independent investigating unit (hereinafter the ‘investigating unit’) which shall be composed of investigating officers designated by the ECB.
ESB osniva internu neovisnu istražnu jedinicu (dalje u tekstu „istražna jedinica”) koja se sastoji od službenika nadležnih za istragu, imenovanih od strane ESB-a.
The investigating officers shall not be involved, and shall not for the two years before taking up the position of investigating officer, have been involved in the direct or indirect supervision or authorisation of the relevant supervised entity.
Službenici nadležni za istragu ne smiju biti uključeni, niti su dvije godine prije preuzimanja dužnosti službenika nadležnog za istragu smjeli biti uključeni u izravni ili neizravni nadzor odnosnog nadziranog subjekta ili izdavanje odobrenja odgovarajućem nadziranom subjektu.
The investigating officers shall perform their investigative functions independently of the Supervisory Board and Governing Council and shall not take part in the deliberations of the Supervisory Board and Governing Council.
Službenici nadležni za istragu obavljaju svoje istražne funkcije neovisno od Nadzornog odbora i Upravnog vijeća i ne sudjeluju u raspravama Nadzornog odbora i Upravnog vijeća.
Referral of alleged breaches to the investigating unit
Upućivanje navodnih povreda istražnoj jedinici
Where the ECB, in carrying out its tasks under the SSM Regulation, considers that there is reason to suspect that one or more breaches
Kada ESB, u provođenju svojih zadaća na temelju Uredbe o SSM-u, smatra da postoje razlozi za sumnju na:
under relevant directly applicable Union law, as referred to in Article 18(1) of the SSM Regulation, are being, or have been, committed by a significant supervised entity having its head office in a euro area Member State, or
jednu ili više povreda na temelju mjerodavnog izravno primjenjivog prava Unije, kako je navedeno u članku 18. stavku 1. Uredbe o SSM-u, koje čini ili je počinio značajni nadzirani subjekt koji ima glavnu upravu u državi članici europodručja; ili
Powers of the investigating unit
Ovlasti istražne jedinice
For the purpose of investigating alleged breaches as referred to in Article 124, the investigating unit may exercise the powers granted to the ECB under the SSM Regulation.
Radi istraživanja navodne povrede iz članka 124., istražna jedinica može izvršavati ovlasti koje su dodijeljene ESB-u Uredbom o SSM-u.
Where a request is made to the supervised entity concerned under the powers granted to the ECB pursuant to the SSM Regulation in the context of an investigation, the investigating unit shall specify the subject matter and the purpose of the investigation.
Kada je upućen zahtjev predmetnom nadziranom subjektu temeljem ovlasti dodijeljenih ESB-u sukladno Uredbi o SSM-u u sklopu istrage, istražna jedinica navodi predmet i svrhu istrage.
When carrying out its tasks, the investigating unit shall have access to all documents and information gathered by the ECB and, where appropriate, by the relevant NCAs in the course of their supervisory activities.
Kod provođenja dodijeljenih joj zadaća, istražna jedinica ima pristup svim dokumentima i informacijama prikupljenim od strane ESB-a i, u slučaju potrebe, od odgovarajućih nacionalnih nadležnih tijela u okviru njihovih nadzornih aktivnosti.
Procedural rights
Postupovna prava
On completion of an investigation and before a proposal for a complete draft decision is prepared and submitted to the Supervisory Board, the investigating unit shall notify the supervised entity concerned in writing of the findings under the investigation carried out and of any objections raised thereto.
Po završetku istrage i prije izrade prijedloga potpunog nacrta odluke i dostave Nadzornom odboru, istražna jedinica obavještava u pisanom obliku predmetni nadzirani subjekt o nalazima provedene istrage i o svim prigovorima s tim u vezi.
In the notification referred to in paragraph 1, the investigating unit shall inform the supervised entity concerned of its right to make submissions in writing to the investigating unit on the factual results and the objections raised against the entity as set out therein, including the individual provisions which have been allegedly infringed, and it shall set a reasonable time limit for receipt of such submissions.
U obavijesti iz stavka 1. istražna jedinica obavještava predmetni nadzirani subjekt o pravu da dostavi pisani podnesak izvještajnoj jedinici o činjeničnim rezultatima i prigovorima iznesenim protiv subjekta koji su tamo navedeni, uključujući pojedinačne odredbe koje su navodno povrijeđene, te dodjeljuje razuman rok za primitak takvog podneska.
The ECB shall not be obliged to take into account written submissions received after the time limit set by the investigating unit has expired.
ESB nije obvezan uzeti u obzir pisani podnesak zaprimljen nakon isteka roka koji je odredila istražna jedinica.
The investigating unit may also, following notification in accordance with paragraph 1, invite the supervised entity concerned to attend an oral hearing.
Istražna jedinica može također, nakon obavijesti u skladu sa stavkom 1. pozvati predmetni nadzirani subjekt da pristupi usmenoj raspravi.
The right of access to the file of the investigating unit by the supervised entity under investigation shall be determined in accordance with Article 32.
Pravo pristupa spisu istražne jedinice od strane nadziranog subjekta koji je pod istragom određuje se sukladno članku 32.
Examination of the file by the Supervisory Board
Razmatranje spisa od strane Nadzornog odbora
If an investigating unit considers that an administrative penalty should be imposed on a supervised entity, the investigating unit shall submit a proposal for a complete draft decision to the Supervisory Board, determining that the supervised entity concerned has committed a breach and specifying the administrative penalty to be imposed.
Ako istražna jedinica smatra da nadziranom subjektu treba biti izrečena administrativna kazna, istražna jedinica dostavljaj prijedlog potpunog nacrta odluke Nadzornom odboru, u kojem utvrđuje da je predmetni nadzirani subjekt počinio povredu te navodi administrativnu novčanu kaznu koju je potrebno izreći.
The investigating unit shall also submit its file on the investigation to the Supervisory Board.
Istražna jedinica također dostavlja svoj spis o istrazi Nadzornom odboru.
The investigating unit shall base its proposal for a complete draft decision only on facts and objections on which the supervised entity has had the opportunity to comment.
Istražna jedinica temelji svoj prijedlog potpunog nacrta odluke samo na činjenicama i prigovorima o kojima se nadzirani subjekt imao mogućnost očitovati.
If the Supervisory Board considers that the file submitted by the investigating unit is incomplete, it may return the file to the investigating unit together with a reasoned request for additional information.
Ako Nadzorni odbor smatra da je spis koji je dostavila izvještajna jedinica nepotpun, može vratiti spis istražnoj jedinici zajedno s obrazloženim zahtjevom za dodatnim informacijama.
Article 125 shall apply accordingly.
Članak 125. primjenjuje se na odgovarajući način.
If the Supervisory Board, on the basis of a complete file, agrees with the proposal for a complete draft decision of the investigating unit in respect of one or more breaches and the factual basis for such decision, it shall adopt the complete draft decision proposed by the investigating unit regarding the breach or breaches it agrees have taken place.
Ako se Nadzorni odbor, na temelju potpunog spisa, složi s prijedlogom potpunog nacrta odluke istražne jedinice u odnosu na jednu ili više povreda i činjeničnim osnovama za takvu odluku, tada donosi potpuni nacrt odluke koju je predložila istražna jedinica o povredi ili povredama za koje se suglasi da su nastupile.
To the extent that the Supervisory Board does not agree with the proposal, a decision shall be taken pursuant to the relevant paragraphs of this Article.
U mjeri u kojoj Nadzorni odbor nije suglasan s prijedlogom, donosi se odluka sukladno odgovarajućim stavcima ovog članka.
If the Supervisory Board, on the basis of a complete file, considers that the facts described in the proposal for a complete draft decision as referred to in paragraph 1 do not appear to reveal sufficient evidence of a breach as referred to in Article 124, it may adopt a complete draft decision closing the case.
Ako Nadzorni odbor, na temelju potpunog spisa, smatra da činjenice opisane u prijedlogu potpunog nacrta odluke kako je navedeno u stavku 1. ne pokazuju dovoljno dokaza o povredi iz stavka 124., može donijeti potpuni nacrt odluke kojom okončava postupak.
If the Supervisory Board, on the basis of a complete file, agrees with the determination in the proposal for a complete draft decision of the investigating unit that the supervised entity concerned has committed a breach, but disagrees with the proposed recommendation concerning administrative penalties, it shall adopt the complete draft decision, specifying the administrative penalty it considers appropriate.
Ako se Nadzorni odbor, na temelju potpunog spisa, suglasi s određivanjem iz prijedloga potpunog nacrta odluke istražne jedinice da je predmetni nadzirani subjekt počinio povredu, ali se ne suglasi s prijedlogom o administrativnoj kazni, tada donosi potpuni nacrt odluke navodeći administrativnu kaznu koju smatra prikladnom.
If the Supervisory Board, on the basis of a complete file, does not agree with the proposal of the investigating unit, but concludes that a different breach has been committed by a supervised entity, or that there is a different factual basis for the proposal of the investigating unit, it shall inform the supervised entity concerned in writing of its findings and of the objections raised against the supervised entity concerned.
Ako se Nadzorni odbor, na temelju potpunog spisa, ne suglasi s prijedlogom istražne jedinice, nego zaključi da je počinjena druga povreda od strane nadziranog subjekta, ili da postoji različito činjenično stanje za prijedlog istražne jedinice, obavještava predmetni nadzirani subjekt u pisanom obliku o svojem nalazu i o prigovorima protiv predmetnog nadziranog subjekta.
Article 126(2) to (4) shall apply accordingly with regard to the Supervisory Board.
Članak 126. stavci od 2. do 4. primjenjuju se na odgovarajući način u odnosu na Nadzorni odbor.
The Supervisory Board shall prepare a complete draft decision determining whether or not the supervised entity concerned has committed a breach and specifying the administrative penalties to be imposed, if any.
Nadzorni odbor izrađuje potpuni nacrt odluke u kojem utvrđuje je li predmetni nadzirani subjekt počinio povredu i navodi administrativne kazne koje se izriču, ako postoje.
Complete draft decisions adopted by the Supervisory Board and to be proposed to the Governing Council shall be based only on facts and objections on which the supervised entity has had the opportunity to comment.
Potpuni nacrt odluke koji donosi Nadzorni odbor, a čiji se prijedlog dostavlja Upravnom vijeću, utemeljen je samo na činjenicama i prigovorima o kojima se nadzirani subjekt imao mogućnost očitovati.
Definition of total annual turnover for the purpose of determining the upper limit for administrative pecuniary penalties
Definicija ukupnog godišnjeg prometa u svrhu utvrđivanja gornje granice administrativne novčane kazne
The total annual turnover as referred to in Article 18(1) of the SSM Regulation shall mean the annual turnover, as defined in Article 67 of Directive 2013/36/EU, of a supervised entity according to the most recent available annual financial accounts of such supervised entity.
Ukupan godišnji promet iz članka 18. stavka 1. Uredbe o SSM-u znači godišnji promet, kako je definiran člankom 67.
Where the supervised entity that has committed the breach belongs to a supervised group, the relevant total annual turnover shall be the total annual turnover resulting from the most recent available consolidated annual financial accounts of the supervised group.
Direktive 2013/36/EU, nadziranog subjekta prema posljednjem dostupnim godišnjim financijskim izvještajima tog nadziranog subjekta. Ako nadzirani subjekt koji je počinio povredu pripada nadziranoj grupi, odgovarajući ukupni godišnji promet je ukupan godišnji promet koji proizlazi iz posljednjih dostupnih konsolidiranih godišnjih financijskih izvještaja nadzirane grupe.
PERIODIC PENALTY PAYMENTS
PERIODIČNI PENALI
Procedural rules applicable to periodic penalty payments
Postupovna pravila koja se primjenjuju na periodične penale
In the event of a continuing breach of a regulation or supervisory decision of the ECB, the ECB may impose a periodic penalty payment with a view to compelling the persons concerned to comply with the regulation or supervisory decision.
U slučaju trajne povrede uredbe ili nadzorne odluke ESB-a, ESB može izreći periodične penale s ciljem da prisili predmetne osobe da se usklade s uredbom ili nadzornom odlukom.
The ECB shall apply the procedural rules of Article 22 of the SSM Regulation and Title 2 of Part III of this Regulation.
ESB primjenjuje postupovna pravila iz članka 22. Uredbe o SSM-u i glave 2. dijela III. ove Uredbe.
A periodic penalty payment shall be effective and proportionate.
Periodični penali trebaju biti djelotvorni i razmjerni.
The periodic penalty payment shall be calculated for each day of infringement until the person concerned complies with the ECB regulation or supervisory decision concerned.
Periodični penali računaju se za svaki dan povrede dok se predmetna osoba ne uskladi s predmetnom uredbom ili nadzornom odlukom ESB-a.
The upper limits for periodic penalty payments shall be as specified in Regulation (EC) No 2532/98.
Gornje granice za periodične penale određuju se Uredbom (EZ) br. 2532/98.
The relevant period shall begin to run on the date stipulated in the decision imposing the periodic penalty payment.
Odgovarajuće razdoblje počinje teći na datum naveden u odluci kojom se izriču periodični penali.
The earliest date stipulated in the decision shall be the date on which the person concerned is notified in writing of the ECB’s reasons for imposing a periodic penalty payment.
Najraniji datum naveden u odluci je datum kada je predmetna osoba obaviještena pisanim putem o razlozima ESB-a za izricanje periodičnih penala.
Periodic penalty payments may be imposed for periods of no longer than six months following the date specified in the decision referred to in paragraph 3.
Periodični penali mogu se izreći za razdoblje ne duže od šest mjeseci nakon datuma navedenog u odluci iz stavka 3.
TIME LIMITS
ROKOVI
Limitation periods for imposing administrative penalties
Zastara za izricanje administrativne kazne
The ECB’s power to impose administrative penalties on supervised entities shall be subject to a limitation period of five years, which shall begin to run on the day on which the breach is committed.
Na ovlast ESB-a za izricanje administrativnih kazni nadziranim subjektima primjenjuje se zastarni rok od pet godina, koji počinje teći na dan kada je počinjena povreda.