natgillin/translations-raw huggingface dataset:
If the institution applies only one threshold for in each business line, only the column 090 shall be filled in.
Kahju korrigeerimiste summad jaotatakse summadeks, mis on seotud juhtumitega, mille puhul tehti aruandeperioodil positiivne kahju korrigeerimine (rida 945, kajastatud plussmärgiga), ja summadeks, mis on seotud juhtumitega, mille puhul tehti aruandeperioodil negatiivne kahju korrigeerimine (rida 946, kajastatud miinusmärgiga).
In the case where there are different thresholds applied within the same regulatory business line, then the highest applicable threshold (column 100) shall be filled in as well.
Kui negatiivse kahju korrigeerimise tõttu langeb juhtumiga seotud korrigeeritud kahjusumma allapoole krediidiasutuse või investeerimisühingu poolt kahjuandmete kogumisel kohaldatavat sisemist miinimummäära, kajastab krediidiasutus või investeerimisühing juhtumiga seotud kahju kogusummat, mis oli kogunenud kuni viimase korrani, mil juhtumit kajastati detsembri aruandekuupäeva seisuga (st algne kahju pluss/miinus kõik eelmistel aruandeperioodidel tehtud kahju korrigeerimised), negatiivse kahju korrigeerimise summa asemel miinusmärgiga real 946.
0010-0880
Tingimusel, et krediidiasutus või investeerimisühing on määranud kõik kahjud kapitalinõuete määruse artikli 317 lõike 4 tabelis 2 loetletud äriliini või kapitalinõuete määruse artikli 322 lõike 3 punktis b osutatud äriliini „ettevõtteülene“, on suurim ühekordne kahju sisemist miinimummäära ületav suurim kahju iga juhtumiliigi puhul ja kõigi äriliinide lõikes.
BUSINESS LINES: CORPORATE FINANCE, TRADING AND SALES, RETAIL BROKERAGE, COMMERCIAL BANKING, RETAIL BANKING, PAYMENT AND SETTLEMENT, AGENCY SERVICES, ASSET MANAGEMENT, CORPORATE ITEMS
Need näitajad võivad olla suuremad kui iga äriliini puhul kajastatavad suurimad ühekordsed kahjud, kui juhtum mõjutab eri äriliine.
For each business line as defined in Article 317(4), table 2 CRR, including the additional business line “Corporate items” as referred to in Article 322(3) point (b) CRR, and for each event type, the institution shall report, according to the internal thresholds the following information: number of events (new events), gross loss amount (new events), the number of events subject to loss adjustments, loss adjustments relating to previous reporting periods, maximum single loss, sum of the five largest losses, total direct loss recovery and the total recovery from insurance and other risk transfer mechanisms.
kajastatav suurim ühekordne kahju võrdub käesoleva rea veergudes 010–070 kajastatud väärtustest suurimaga;
For a loss event that affects more than one business line the “gross loss amount” is distributed among all the affected business lines.
kui on mitut äriliini mõjutavaid juhtumeid, võib andmeväljal rida 950, veerg 080 kajastatud summa olla suurem kui muudel veeru 080 ridadel kajastatud suurim ühekordne kahju äriliini puhul.
Institutions that calculate their own funds requirement according to BIA can report those losses for which the business line is not identified in rows 910-980 only.
Kajastatakse viie suurima brutokahju summat iga juhtumiliigi puhul kõigi äriliinide lõikes.
The number of events is the number of operational risk events for which gross losses were accounted for within the reporting reference period.
See summa võib olla suurem kui iga äriliini puhul kajastatud viie suurima kahju suurim summa.
The number of events shall refer to “new events”, i.e. operational risk events
Kõnealust summat tuleb kajastada olenemata kahjude arvust.
“accounted for the first time” within a previous reporting reference period, if the event had not been included in any previous supervisory report, e.g. because it was identified as operational risk event only in the current reporting reference period or because the accumulated loss attributable to that event (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) exceeded the internal data collection threshold only in the current reporting reference period.
Tingimusel, et krediidiasutus või investeerimisühing on määranud kõik kahjud kapitalinõuete määruse artikli 317 lõike 4 tabelis 2 loetletud äriliini või kapitalinõuete määruse artikli 322 lõike 3 punktis b osutatud äriliini „ettevõtteülene“, on otse hüvitatud kahju kogusumma iga äriliini puhul otse hüvitatud kahju kogusummad kokku liidetuna.
“New events” do not include operational risk events “accounted for the first time” within a previous reporting reference period, which had been included already in previous supervisory reports.
Tingimusel, et krediidiasutus või investeerimisühing on määranud kõik kahjud kapitalinõuete määruse artikli 317 lõike 4 tabelis 2 loetletud äriliini või kapitalinõuete määruse artikli 322 lõike 3 punktis b osutatud äriliini „ettevõtteülene“, on kindlustusest ja muudest riskide ülekandmise mehhanismidest tulenevate hüvituste kogusumma iga äriliini puhul kindlustusest ja muudest riskide ülekandmise mehhanismidest tulenevate hüvituste kogusumma kogunäitaja.
All losses related to a single event which are accounted for within the reporting reference period are summed up and considered as the gross loss for that event for that reporting reference period.
Vormis C 17.02 esitatakse teave üksikute kahjujuhtumite kohta (iga juhtum eraldi real).
For events “accounted for the first time” within a previous reporting reference period which had not been included in any previous supervisory report, the total loss accumulated until the reporting reference date (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) shall be reported as the gross loss at the reporting reference date.
mida kajastatakse kirje „esimest korda kajastatud“ all eelmistel aruandeperioodidel, kui juhtumit ei ole arvesse võetud eelmistes järelevalvelistes aruannetes, nt seetõttu, et seda käsitati operatsiooniriski juhtumina alles jooksval aruandeperioodil või et selle juhtumiga seotud akumuleerunud kogukahju (st algne kahju pluss/miinus kõik eelmistel aruandeperioodidel tehtud kahju korrigeerimised) ületas kahjuandmete kogumisel kohaldatavat sisemist miinimummäära alles jooksval aruandeperioodil.
The amounts to be reported do not take into account obtained recoveries.
Kajastatakse üksnes juhtumid, mille puhul on brutokahju summa 100000 eurot või rohkem.
Number of loss events subject to loss adjustments
Võttes arvesse seda miinimummäära:
The number of loss events subject to loss adjustments is the number of operational risk events “accounted for the first time” in previous reporting reference periods and already included in previous reports, for which loss adjustments were made in the current reporting reference period.
kajastatakse vormis suurim kahjujuhtum (brutokahju summa põhjal) iga kahjuliigi puhul, tingimusel et krediidiasutus või investeerimisühing on kahjude puhul kindlaks määranud juhtumiliigid ning
If more than one loss adjustment was made for an event within the reporting reference period, the sum of those loss adjustments shall be counted as one adjustment in the period.
vähemalt kümme suurimat (brutokahju summa põhjal) ülejäänud juhtumit, mille puhul on või ei ole kindlaks määratud juhtumiliik;
the gross loss amounts pertinent to positive loss adjustments made within the reporting reference period (e.g. increase of provisions, linked loss events, additional settlements) of operational risk events “accounted for the first time” and reported in previous reporting reference periods;
võetakse iga juhtumit arvesse ainult üks kord.
the gross loss amounts pertinent to negative loss adjustments made within the reporting reference period (e.g. due to decrease of provisions) of operational risk events “accounted for the first time” and reported in previous reporting reference periods.
Juhtumi kood on rea tunnus ja see peab tabeli iga rea puhul olema kordumatu.
If more than one loss adjustment was made for an event within the reporting reference period, the amounts of all those loss adjustments are summed up, taking into account the sign of the adjustments (positive, negative).
Kui on olemas ettevõttesisene kood, esitavad krediidiasutused ja investeerimisühingud ettevõttesisese koodi.
This sum is considered as the loss adjustment for that event for that reporting reference period.
Muul juhul esitatakse kood numbrilises järjestuses (1, 2, 3 jne).
If, due to a negative loss adjustment, the adjusted loss amount attributable to an event falls below the internal data collection threshold of the institution, the institution shall report the total loss amount for that event accumulated until the last time when the event was reported for a December reference date (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) with a negative sign instead of the amount of the negative loss adjustment itself.
Arvestuspäev
The Maximum single loss is the larger of
Arvestuspäev on kuupäev, mil operatsiooniriski kahjut või sellega seotud reservi/eraldist esimest korda kajastati kasumiaruandes.
the largest gross loss amount related to an event reported for the first time within the reporting reference period and
Toimumispäev on kuupäev, mil operatsiooniriski juhtum toimus või algas.
the largest positive loss adjustment amount (as defined above) related to an event reported for the first time within a previous reporting reference period.
Avastamispäev on kuupäev, mil krediidiasutus või investeerimisühing sai operatsiooniriski juhtumist teadlikuks.
The sum of the five largest losses is the sum of the five largest amounts among
Kapitalinõuete määruse artiklis 324 sätestatud juhtumiliigid.
the gross loss amounts for events reported for the first time within the reporting reference period and
Juhtumiga seotud brutokahju, nagu on märgitud eespool vormi C 17.01 ridade 020, 120 jne puhul.
the positive loss adjustment amounts (as defined for rows 040, 140, …, 840 above) relating to events reported for the first time within a previous reporting reference period.
Juhtumiga seotud brutokahju, nagu on märgitud eespool vormi C 17.01 ridade 020, 120 jne puhul, millest on maha arvatud kõnealuse kahjujuhtumiga seotud otsehüvitused.
The amount which can qualify as one of the five largest ones is the amount of the loss adjustment itself, not the total loss associated with the respective event before or after the loss adjustment.
0080–0160
Direct recoveries are all recoveries obtained except those which are subject to Article 323 CRR as reported in the row below.
Brutokahju äriliinide lõikes
The total direct loss recovery is the sum of all the direct recoveries and adjustments to direct recoveries accounted for within the reporting period and pertinent to operational risk events accounted for the first time within the reporting reference period or in previous reporting reference periods.
Veerus 060 kajastatud brutokahju määratakse asjaomasesse äriliini, nagu on määratletud kapitalinõuete määruse artiklis 317 ja artikli 322 lõike 3 punktis b.
Recoveries from insurance and other risk transfer mechanisms are those recoveries which are subject to Article 323 CRR.
Vormi C 06.02 veerus 010 kajastatud sellise juriidilise isiku nimi, kus kahju või suurem osa kahjust (kui see mõjutas mitut juriidilist isikut) aset leidis.
The total recovery from insurance and other risk transfer mechanisms is the sum of all the recoveries from insurance and other risk transfer mechanisms and adjustments to such recoveries accounted within the reporting reference period and pertinent to operational risk events accounted for the first time within the reporting reference period or in previous reporting reference periods.
Vormi C 06.02 veerus 025 kajastatud sellise juriidilise isiku tunnus, kus kahju või suurem osa kahjust (kui see mõjutas mitut juriidilist isikut) aset leidis.
0910-0980
Krediidiasutuse või investeerimisühingu äriüksus või osakond, kus kahju või suurem osa kahjust (kui see mõjutas mitut äriüksust või osakonda) aset leidis.
TOTAL BUSINESS LINES
Juhtumi kirjeldus, vajaduse korral üldises või anonüümses vormis.
For each event type (column 010 to 080), the information (Article 322(3) lit. b), c) and e) of CRR on total business lines has to be reported.
See peab hõlmama vähemalt teavet juhtumi enda kohta ja teavet juhtumi ajaolude või põhjuste (kui need on teada) kohta.
0910-0914
Käesolevates juhistes käsitletakse vorme, milles kajastatakse omavahendite nõuete arvutamist standardmeetodi kohaselt valuutariski (MKR SA FX), kaubariski (MKR SA COM) intressipositsiooni riski (MKR SA TDI, MKR SA SEC, MKR SA CTP) ja aktsiapositsiooni riski (MKR SA EQU) puhul.
Number of Events
Lisaks on selles osas esitatud juhised selle kohta, kuidas vormis MKR IM kajastada omavahendite nõuete arvutamist sisemudelitel põhineva meetodi kohaselt.
In row 910, the number of events above the internal threshold by event types for the total business lines shall be reported.
Kaubeldava võlainstrumendi või omakapitaliinstrumendi (või nendega seotud tuletisinstrumendi) positsioonirisk jagatakse kaheks komponendiks, et arvutada selle katmiseks vajalikud omavahendid.
This figure may be lower than the aggregation of the number of events by business lines since the events with multiple impacts (impacts in different business lines) shall be considered as one.
Esimene komponent on selle spetsiifiline risk – see on asjaomase instrumendi hinna muutumise risk, mis tuleneb tema emitendi või tuletisinstrumendi puhul selle aluseks oleva instrumendi emitendiga seotud teguritest.
It may be higher, if an institution calculating its own funds requirements according to BIA cannot identify the business line(s) affected by the loss in every case.
Teine komponent hõlmab selle üldriski – instrumendi hinna muutumise riski, mis tuleneb kaubeldava võlainstrumendi või sellega seotud tuletisinstrumendi puhul intressimäärade taseme muutusest või omakapitali või sellega seotud tuletisinstrumendi puhul laialdasest aktsiaturu liikumisest, mis ei ole seotud ühegi konkreetse väärtpaberi spetsiifiliste omadustega.
In rows 911 – 914, the number of events with a gross loss amount within the ranges defined in the pertinent rows shall be reported.
Konkreetsete instrumentide ja tasaarvestusprotseduuride üldkäsitlus on sätestatud kapitalinõuete määruse artiklites 326–333.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR respectively that it has identified the event types for all losses, the following shall apply for column 080:
Käesolevas vormis kajastatakse kaubeldavate võlainstrumentide positsiooniriski positsioonide ja sellega seotud omavahendite nõuete arvutamist standardmeetodi kohaselt (kapitalinõuete määruse artikkel 102 ja artikli 105 lõige 1).
The total number of events reported in rows 910 to 914 is equal to the horizontal aggregation of the number of events in the corresponding row, given that in those figures the events with impacts in different business lines shall have already been considered as one event.
Ridadel kajastatakse erinevaid riske ja kapitalinõuete määruse kohaseid meetodeid.
The figure reported in column 080, row 910 shall not necessarily be equal to the vertical aggregation of the number of events which are included in column 080, given that one event can have an impact in different business lines simultaneously.
Vormides MKR SA SEC ja MKR SA CTP kajastatud riskipositsioonidega seotud spetsiifilist riski kajastatakse ainult vormi MKR SA TDI vormis „Kokku“.
0920-0924
Nendes vormides kajastatud omavahendite nõuded kantakse üle vastavalt lahtrisse 325;060 (väärtpaberistamised) ja 330;060 (korrelatsioonil põhinev kauplemisportfell)..
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the gross loss amount (new events) reported in row 920 is the simple aggregation of the gross loss amounts of new events for each business line.
Vorm tuleb täita eraldi vormina „Total“ ja järgmiste eelnevalt kindlaksmääratud valuutade loetelu kohta esitatavate vormidena: EUR, ALL, BGN, CZK, DKK, EGP, GBP, HRK, HUF, ISK, JPY, MKD, NOK, PLN, RON, RUB, RSD, SEK, CHF, TRY, UAH, USD.
In rows 921 – 924, the gross loss amount for events with a gross loss amount within the ranges defined in the pertinent rows shall be reported.
Lisaks esitatakse veel üks vorm kõigi muude valuutade kohta.
In row 930, the total of the numbers of events subject to loss adjustments as defined for rows 030, 130, …, 830 shall be reported.
KÕIK POSITSIOONID (PIKAD JA LÜHIKESED)
This figure may be lower than the aggregation of the number of events subject to loss adjustments by business lines since events with multiple impacts (impacts in different business lines) shall be considered as one.
Pikkade ja lühikeste positsioonide eristamist, mida kohaldatakse ka kõnealuste brutopositsioonide suhtes, käsitletakse kapitalinõuete määruse artikli 328 lõikes 2.
The number of loss events subject to loss adjustments shall be broken down into the number of events for which a positive loss adjustment was made within the reporting reference period and the number of events for which a negative loss adjustment was made within the reporting period (all reported with a positive sign).
NETOPOSITSIOONID (PIKAD JA LÜHIKESED)
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 of CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) of CRR, the amount reported in row 940 is the simple aggregation of the loss adjustments relating to previous reporting periods reported for the different business lines.
Iga asjakohase positsiooni omavahendite nõue vastavalt kapitalinõuete määruse III osa IV jaotise 2. peatükile.
The amount of loss adjustments shall be broken down into the amount related to events for which a positive loss adjustment was made in the reporting reference period (row 945, reported with as positive figure) and the amount related to events for which a negative loss adjustment was made within the reporting period (row 946, reported as negative figure).
Kapitalinõuete määruse artikli 92 lõike 4 punkt b.
If, due to a negative loss adjustment, the adjusted loss amount attributable to an event falls below the internal data collection threshold of the institution, the institution shall report the total loss amount for that event accumulated until the last time when the event was reported for a December reference date (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) with a negative sign in row 946 instead of the amount of the negative loss adjustment itself.
Omavahendite nõuded korrutatuna 12,5ga.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the maximum single loss is the maximum loss over the internal threshold for each event type and amongst all business lines.
010–350
These figures may be higher than the highest single loss recorded in each business line if an event impacts different business lines.
Kauplemisportfelli kuuluvate kaubeldavate võlainstrumentide positsioone ja vastavaid positsiooniriski omavahendite nõudeid vastavalt kapitalinõuete määruse artikli 92 lõike 3 punti b alapunktile i ja III osa IV jaotise 2. peatükile kajastatakse sõltuvalt riskikategooriast, lõpptähtajast ja kasutatud meetodist.
The maximum single loss reported shall be equal to the highest of the values reported in columns 010 – 070 of this row.
ÜLDRISK.
If there are events having an impact in different business lines, the amount reported in r950, c080 may be higher than the amounts of “Maximum single loss” per business line reported in other rows of column 080.
Kauplemisportfelli intressipositsiooni riski arvutamisel arvesse võetud tuletisinstrumendid, võttes vajaduse korral arvesse kapitalinõuete määruse artikleid 328–331.
The sum of the five largest gross losses for each event type and amongst all business lines is reported.
Kauplemisportfelli intressipositsiooni riski arvutamisel arvesse võetud instrumendid, mis ei ole tuletisinstrumendid.
This sum may be higher than the highest sum of the five largest losses recorded in each business line.
020–200
This sum has to be reported regardless of the number of losses.
LÕPPTÄHTAJAL PÕHINEV MEETOD
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR respectively that it has identified the event types for all losses, for column 080, the sum of the five largest losses shall be the sum of the five largest losses in the whole matrix, which means that it may not necessarily be equal to neither the maximum value of “sum of the five largest losses” in row 960 nor the maximum value of “sum of the five largest losses” in column 080.
Kaubeldavate võlainstrumentide positsioonid, mille suhtes kohaldatakse vastavalt kapitalinõuete määruse artikli 339 lõigetele 1–8 lõpptähtajal põhinevat meetodit, ja vastavad omavahendite nõuded vastavalt kapitalinõuete määruse artikli 339 lõikele 9.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the total direct loss recovery is the simple aggregation of the total direct loss recovery for each business line.
Positsioonid jaotatakse tsoonidesse 1, 2 ja 3, mis omakorda jaotatakse instrumentide lõpptähtaja lõikes.
Provided that the institution has assigned all its losses either to a business line listed in Article 317(4) table 2 CRR or the business line “Corporate items” as referred to in Article 322(3) point (b) CRR, the total recovery from insurance and other risk transfer mechanisms is the simple aggregation of the total loss recovery from insurance and other risk transfer mechanisms for each business line.
210–240
C 17.02: Operational risk: Detailed information on the largest loss events in the last year (OPR DETAILS 2)
Kaubeldavate võlainstrumentide positsioonid, mille suhtes kohaldatakse vastavalt kapitalinõuete määruse artikli 340 lõigetele 1–6 kestusel põhinevat meetodit, ja vastavad omavahendite nõuded vastavalt kapitalinõuete määruse artikli 340 lõikele 7.
In template C 17.02, information on individual loss events shall be provided (one row per event).
Positsioonid jaotatakse tsoonidesse 1, 2 ja 3.
The information reported in this template shall refer to “new events”, i.e. operational risk events
Esitatakse ridades 251, 325 ja 330 kajastatud andmete kogusumma.
“accounted for the first time” within a previous reporting reference period, if the event had not been included in any previous supervisory report, e.g. because it was identified as operational risk event only in the current reporting reference period or because the accumulated loss attributable to that event (i.e. the original loss plus/minus all loss adjustments made in previous reporting reference periods) exceeded the internal data collection threshold only in the current reporting reference period..
Kaubeldavate võlainstrumentide positsioonid, mille suhtes kohaldatakse spetsiifilise riski omavahendite nõuet, ja nende vastav omavahendite nõue vastavalt kapitalinõuete määruse artikli 92 lõike 3 punktile b, artiklile 335, artikli 336 lõigetele 1–3 ning artiklitele 337 ja 338.
Only events entailing a gross loss amount of 100,000 EUR or more shall be reported.
Samuti tuleb arvesse võtta kapitalinõuete määruse artikli 327 lõike 1 viimast lauset.
Subject to that threshold,
251–321
the largest event for each event type, provided that the institution has identified the event types for losses and
Esitatakse ridades 260–321 kajastatud andmete kogusumma.