natgillin/translations-raw huggingface dataset:
1 , er et kreditinstitut , forsikringsselskab eller investeringsselskab , der er meddelt tilladelse i en anden medlemsstat , eller moderselskab for et kreditinstitut , forsikringsselskab eller investeringsselskab , der er meddelt tilladelse i en anden medlemsstat , eller en fysisk eller juridisk person , der kontrollerer et kreditinstitut , forsikringsselskab eller investeringsselskab , der er meddelt tilladelse i en anden medlemsstat , og hvis den virksomhed , hvori personen påtænker at erhverve sig deltagelse , som et resultat af denne erhvervelse bliver et datterselskab eller underlagt erhververens kontrol , gøres vurderingen af erhvervelsen til genstand for forudgående høring som omhandlet i artikel 12 .»
If the acquirer of the holdings referred to in paragraph 1 is a credit institution , insurance undertaking or investment firm authorised in another Member State or the parent undertaking of a credit institution , insurance undertaking or investment firm authorised in another Member State or a natural or legal person controlling a credit institution , insurance undertaking or investment firm authorised in another Member State , and if , as a result of that acquisition , the institution in which the acquirer proposes to hold a holding would become a subsidiary or subject to the control of the acquirer , the assessment of the acquisition must be subject of the prior consultation referred to in Article 12 ." 33
5 ) I artikel 34 , stk .
5 )
2 , foretages følgende ændringer : a ) I første afsnit , affattes nr. 12 og 13 , således : « ( 12 ) kapitalinteresser i andre kreditinstitutter , finansieringsinstitutter , forsikrings - og genforsikringsselskaber , der udgør mere end 10 % af disses kapital , samt efterstillede tilgodehavender , de i artikel 35 omhandlede instrumenter samt instrumenter som omhandlet i artikel 16 , stk . 1 , andet afsnit , 7 .
Article 34 ( 2 ) is amended as follows : a ) In the first subparagraph points ( 12 ) and ( 13 ) are replaced by the following : « ( 12 ) holdings in other credit institutions , financial institutions , insurance and reinsurance undertakings , amounting to more than 10 % of their capital , as well as subordinated claims , instruments referred to in Article 35 , and instruments referred to in Article 16 ( 1 ) , second subparagraph , 7th and 8th indent , of Directive 73/239 / EEC and Article 18 , second subparagraph , point 1 , 5th and 6th indent , of Directive 79/267 / EEC , which a credit institution holds in respect of credit institutions , financial institutions , insurance and reinsurance undertakings , in which it has holdings exceeding 10 % of the capital in each case ;
og 8 . led , i direktiv 73/239 / EØF og artikel 18 , andet afsnit , nr. 1 , 5 .
where shares in another credit institution , financial institution , insurance or reinsurance undertaking are held temporarily for the purposes of a financial assistance operation designed to reorganise and save that entity , the competent authority may waive this provision ;
led , i direktiv 79/267 / EØF , som et kreditinstitut besidder i andre kreditinstitutter , finansieringsinstitutter , forsikrings - og genforsikringsselskaber , i hvilke det har kapitalinteresser , der udgør mere end 10 % af kapitalen i hvert enkelt tilfælde . Besiddes der midlertidigt aktier i et andet kreditinstitut , finansieringsinstitut , forsikrings - eller genforsikringsselskab som led i en finansiel bistandstransaktion med henblik på at rekonstruere og redde denne enhed , kan den kompetente myndighed give tilladelse til undtagelser fra denne bestemmelse ( 13 ) kapitalinteresser i andre kreditinstitutter , finansieringsinstitutter , forsikrings - og genforsikringsselskaber på op til 10 % af disses kapital samt efterstillede tilgodehavender , de i artikel 35 omhandlede instrumenter samt instrumenter som omhandlet i artikel 16 , stk .
( 13 ) holdings in other credit institutions , financial institutions , insurance and reinsurance undertakings of up to 10 % of their capital , as well as subordinated claims , instruments referred to in Article 35 , and instruments referred to in Article 16 ( 1 ) , second subparagraph , 7th and 8th indent , of Directive 73/239 / EEC and Article 18 , second subparagraph , point 1 , 5th and 6th indent , of Directive 79/267 / EEC , which a credit institution holds in respect of credit institutions , financial institutions , insurance and reinsurance undertakings , other than those referred to in point ( 12 ) , in respect of the amount of the total of such holdings , subordinated claims and instruments which exceed 10 % of that credit institution 's own funds calculated before the deduction of items in point ( 12 ) and this point .
overstiger 10 % af kreditinstituttets egenkapital beregnet før fradrag af poster under nr. 12 og dette nummer ." b ) i andet afsnit affattes første punktum således :
« b ) In the second subparagraph , the first sentence is replaced by the following :
« Medlemsstaterne kan bestemme , at kreditinstitutter , som er underkastet tilsyn på et konsolideret grundlag eller supplerende tilsyn i overensstemmelse med direktiv 2001 /...
« Member States may provide that for the calculation of own funds on a stand alone basis , credit institutions subject to supervision on a consolidated basis or to supplementary supervision in accordance with Directive 2001 /...
/ EF , ved beregning af egenkapitalen på et individuelt grundlag kan undlade at fradrage deres kapitalinteresser i andre kreditinstitutter , finansieringsinstitutter , forsikrings - eller genforsikringsselskaber , som er omfattet af konsolideringen eller falder inden for rammerne af det supplerende tilsyn ."
/ EC , need not deduct their holdings in other credit institutions , financial institutions , insurance or reinsurance undertakings , which are included in the consolidation or in the scope of supplementary supervision ."
6 ) I artikel 54 foretages følgende ændringer : a ) I stk .
6 )
« I tilfælde af at der mellem virksomheder består en forbindelse som omhandlet i artikel 12 , stk . 1 , i direktiv 83/349 / EØF , træffer de kompetente myndigheder beslutning om , hvordan en konsolidering skal gennemføres » b ) I stk .
Article 54 is amended as follows : a ) In paragraph 1 the following third subparagraph is added : « In the case in which undertakings are linked by a relationship within the meaning of Article 12 ( 1 ) of Directive 83/349 / EEC , the competent authorities shall determine how consolidation is to be carried out ."
4 , første afsnit , udgår tredje led .
b ) In paragraph 4 , first subparagraph , the third indent is deleted .
7 ) Som artikel 55a indsættes :
7 ) The following Article 55a is inserted :
« Artikel 55a Koncerninterne transaktioner med blandede holdingselskaber Uden at det påvirker bestemmelserne i Afsnit V , Kapitel 2 , Del III , i dette direktiv , påser medlemsstaterne , hvis moderselskabet for et eller flere kreditinstitutter er et blandet holdingselskab , at de kompetente myndigheder , som er ansvarlige for tilsynet med disse kreditinstitutter , foretager generelt tilsyn med transaktioner mellem kreditinstituttet og det blandede holdingselskab og dets datterselskaber .
« Article 55 a Intra-group transactions with mixed-activity holding companies Without prejudice to the provisions of Title V , Chapter 2 , Section 3 , of this Directive , Member States shall provide that where the parent undertaking of one or more credit institutions is a mixed-activity holding company , the competent authorities responsible for the supervision of these credit institutions shall exercise general supervision over transactions between the credit institution and the mixedactivity holding company and its subsidiaries .
Medlemsstaterne kræver , at kreditinstitutterne har iværksat passende risikostyringsprocedurer og interne kontrolmekanismer , herunder forsvarlige indberetnings - og regnskabsaflæggelsesprocedurer , med henblik på behørig identifikation , måling , overvågning og styring af transaktioner med moderselskabet og dettes datterselskaber .
Competent authorities shall require credit institutions to have in place adequate risk management processes and internal control mechanisms , including sound reporting and accounting procedures , in order to identify , measure , monitor and control transactions with their parent mixed-activity holding company and its subsidiaries appropriately .
De kompetente myndigheder kræver , at kreditinstituttet indberetter alle andre væsentlige transaktioner med disse enheder end den i artikel 48 omhandlede (' Indberetning af store engagementer ') .
Competent authorities shall require the reporting by the credit institution of any other significant transaction with these entities than the one referred to in Article 48 .
Disse procedurer og væsentlige transaktioner underlægges de kompetente myndigheders kontrol .
These procedures and significant transactions shall be subject to overview by the competent authorities .
Hvis det viser sig , at de ovennævnte koncerninterne transaktioner udgør en trussel mod et kreditinstituts finansielle stilling , træffer den kompetente myndighed med ansvar for tilsynet med virksomheden de fornødne foranstaltninger .»
Where these intra-group transactions are a threat to a credit institution 's financial position , the competent authority responsible for the supervision of the institution shall take appropriate measures ."
8 ) I artikel 56 , stk .
8 )
7 indsættes følgende punktum : « Ønsker den kompetente myndighed med ansvar for det supplerende tilsyn ikke selv at foretage kontrollen , kan den anmode om at deltage i kontrollen .»
In Article 56 ( 7 ) the following sentence is added : « Where the competent authority who made the request does not carry out the verification itself , it may ask to participate in the verification ."
Som artikel 56a indsættes :
The following Article 56a is inserted :
« Artikel 56a Modervirksomheder i tredjelande Hvis et kreditinstitut , hvis moderselskab er et kreditinstitut eller et finansielt holdingselskab med hovedkontor uden for Fællesskabet , ikke er underlagt konsolideret tilsyn i henhold til bestemmelserne i artikel 52 , kontrollerer de kompetente myndigheder , om kreditinstituttet er underlagt konsolideret tilsyn af et tredjelands kompetente myndighed svarende til principperne i artikel 52 .
« Article 56a Third country parent undertakings Where a credit institution , the parent undertaking of which is a credit institution or a financial holding company , the head office of which is outside the Community , is not subject to consolidated supervision according to the provisions of Article 52 , the competent authorities shall verify whether the credit institution is subject to consolidated supervision by a third country competent authority that is equivalent with the principles laid down in Article 52 .
Denne kontrol foretages af den kompetente myndighed , som ville være ansvarlig for konsolideret tilsyn , hvis andet afsnit fandt anvendelse .
The verification shall be done by the competent authority that would be responsible for consolidated supervision if the second subparagraph would apply .
Medlemsstaten underretter Kommissionen og de andre medlemsstater om ethvert tilfælde af tilsvarende konsolideret tilsyn , det har anerkendt eller agter at anerkende .
The Member State shall notify the Commission and the other Member States of each case of equivalent consolidated supervision it has recognised or intends to recognise .
Hvis der inden for to måneder efter , at medlemsstaterne og Kommissionen er underrettet herom , rejses indvendinger af en medlemsstat eller af Kommissionen om et sådant tilsyns overensstemmelse , gør Kommissionen sagen til genstand for den i artikel 5 i afgørelse 1999/468 / EF omhandlede procedure .
If within two months of Member States and the Commission having been so notified an objection is raised by a Member State or the Commission on the equivalence of such supervision , the Commission shall subject the matter to the procedure laid down in Article 5 of Decision 1999/468 / EC .
I mangel af et sådant tilsvarende tilsyn anvender medlemsstaterne analogt bestemmelserne i artikel 52 over for kreditinstituttet .
In the absence of such equivalent supervision , Member States shall apply to the credit institution by analogy the provisions of Article 52 .
Alternativt kan medlemsstaterne tillade deres kompetente myndigheder at anvende andre hensigtsmæssige tilsynsmetoder , der opfylder målsætningerne for tilsyn på et konsolideret grundlag med kreditinstitutter .
As an alternative , Member States may allow their competent authorities to apply other appropriate supervisory techniques that achieve the objectives of the supervision on a consolidated basis of credit institutions .
De berørte kompetente myndigheder aftaler disse metoder indbyrdes .
Those methods must be agreed upon by the competent authorities involved .
De kompetente myndigheder kan navnlig kræve , at der oprettes et finansielt holdingselskab , som har hovedkontor i Fællesskabet , og anvende bestemmelserne om konsolideret tilsyn på det finansielle holdingselskabs konsoliderede stilling .
Competent authorities may in particular require the establishment of a financial holding company that has its head office in the Community , and apply the provisions on consolidated supervision on the consolidated position of that financial holding company .
Disse metoder skal opfylde det konsoliderede tilsyns målsætninger som defineret i dette direktiv og af medlemsstaterne rapporteres til de andre medlemsstater og Kommissionen , hvorefter den i første stykke omhandlede procedure finder anvendelse ."
The methods must achieve the objectives of consolidated supervision as defined in this chapter and must be notified to the other Member States and the Commission , whereupon the procedure set out in the first paragraph shall apply ."
Kapitel V Afsluttende bestemmelser Artikel 26 Gennemførelse Medlemsstaterne sætter de nødvendige love og administrative bestemmelser i kraft for at efterkomme dette direktiv inden den [...
Chapter V Final Provisions Article 26 Transposition Member States shall bring into force the laws , regulations and administrative provisions necessary to comply with this Directive by [....
Når medlemsstaterne vedtager disse bestemmelser , skal de indeholde en henvisning til dette direktiv eller ledsages af en sådan henvisning ved deres offentliggørelse .
When Member States adopt those provisions , they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication .
Medlemsstaterne fastsætter , hvorledes en sådan henvisning skal foretages .
Member States shall determine how such reference is to be made .
Artikel 27 Ikrafttrædelse Dette direktiv træder i kraft på tyvendedagen efter offentliggørelsen i De Europæiske Fællesskabers Tidende .
Article 27 Entry into force This Directive shall enter into force on the 20th day following that of its publication in the Official Journal of the European Communities .
Artikel 28 Adressater Dette direktiv er rettet til medlemsstaterne .
Article 28 Addressees This Directive is addressed to the Member States .
] På Europa-Parlamentets vegne Formand
For the European Parliament The President
BILAG I Kapitalkrav Beregningen af de i artikel 5 , stk . 1 , omhandlede ekstra kapitalkrav for de regulerede enheder i et finansielt konglomerat gennemføres i overensstemmelse med de tekniske principper og en af de metoder , der er beskrevet i dette bilag .
ANNEX I Capital adequacy The calculation of the supplementary capital adequacy of the regulated entities in a financial conglomerate referred to in Article 5 ( 1 ) shall be carried out in accordance with the technical principles and one of the methods described in this Annex .
I. Tekniske principper 1 .
I. Technical Principles 1 .
Omfang af og metode ved beregning af de ekstra kapitalkrav Ved beregningen af de ekstra kapitalkrav til et finansielt konglomerat ved anvendelse af metode 1 (' Regnskabskonsolidering ') beregnes egenkapitalen og solvenskravene for koncernens enheder ved anvendelse af de tilsvarende sektorregler om konsolideringens form og omfang som fastsat navnlig i artikel 54 i direktiv 2000/12 / EF og bilag 1 , 1 B til direktiv 98/78 / EF .
Extent and form of the supplementary capital adequacy calculation When calculating the supplementary capital adequacy with regard to a financial conglomerate by applying method 1 (' Accounting consolidation ') , the own funds and the solvency requirements of the entities in the group shall be calculated by applying the corresponding sectoral rules on the form and extent of consolidation as laid down in particular in Article 54 of Directive 2000/12 / EC and Annex 1 ( 1 ) , B , of Directive 98/78 / EC .
Ved anvendelse af metode 2 og 3 (' Fradrag og aggregering , « Krav om fradrag ) skal der ved beregningen tages højde for den forholdsmæssige andel , der besiddes af moderselskabet eller den virksomhed , der besidder kapitalinteresser i en anden af koncernens enheder .
When applying methods 2 or 3 (' Deduction and aggregation » , « Requirement deduction ') , the calculation shall take account of the proportional share held by the parent undertaking or undertaking which holds a participation in another entity of the group .
« Forholdsmæssig andel » betyder den del af den tegnede kapital , der direkte eller indirekte besiddes af den deltagende virksomhed .
« Proportional share » means the proportion of the subscribed capital that is held , directly or indirectly , by that undertaking .
Men uanset hvilken metode der anvendes , skal der , hvis enheden er et datterselskab og har et solvensunderskud , eller i tilfælde af en ureguleret enhed i den finansielle sektor et nominelt solvensunderskud , tages højde for datterselskabets samlede solvensunderskud .
However , whichever method is used , when the entity is a subsidiary undertaking and has a solvency deficit , or , in the case of a non regulated financial sector entity , a notional solvency deficit , the total solvency deficit of the subsidiary has to be taken into account .
Hvis de kompetente myndigheder mener , at det ansvar , der påhviler det moderselskab , som besidder kapitalinteresser , er begrænset fuldt og helt og utvetydigt til disse kapitalinteresser , kan de give tilladelse til , at datterselskabets solvensunderskud tages i betragtning på et forholdsmæssigt grundlag .
Where in this case , in the opinion of the competent authorities , the responsibility of the parent undertaking owning a share of the capital is limited strictly and unambiguously to that share of the capital , the competent authorities may give permission for the solvency deficit of the subsidiary undertaking to be taken into account on a proportional basis .
Hvis der ingen kapitalrelationer er mellem enheder i et finansielt konglomerat , fastsætter de kompetente myndigheder , hvilken forholdsmæssig andel der skal tages i betragtning , idet der tages højde for de forpligtelser , de eksisterende relationer medfører .
Where there are no capital ties between entities in a financial conglomerate , competent authorities shall determine which proportional share will have to be taken account of , taking into account the liability the existing ties give rise to .
Uanset hvilken metode der anvendes til beregning af de ekstra kapitalkrav for regulerede enheder i et finansielt konglomerat , som er omhandlet i punkt II , skal de kompetente myndigheder sikre , at følgende principper finder anvendelse : ( i ) eliminering af anvendelse flere gange af elementer , som kan indgå i beregningen af egenkapitalen for hele det finansielle konglomerat (' multipel gearing ') såvel som enhver uhensigtsmæssig koncernintern opbygning af egenkapital ;
Regardless of the method used for the calculation of the supplementary capital adequacy of regulated entities in a financial conglomerate as laid down in point II , the competent authorities shall ensure that the following principles will apply : ( i ) the multiple use of elements eligible for the calculation of own funds at the level of the financial conglomerate (' multiple gearing ') as well as any inappropriate intra-group creation of own funds must be eliminated ;
med henblik på at sikre eliminering af multipel gearing og koncernintern opbygning af egenkapital anvender de kompetente myndigheder analogt de relevante principper , der er fastsat i sektorreglerne .
in order to ensure the elimination of multiple gearing and the intra-group creation of own funds , competent authorities shall apply by analogy the relevant principles laid down in the relevant sectoral rules ;
( ii ) indtil der er sket yderligere harmonisering af sektorreglerne , dækkes solvenskravene for hver enkelt af de forskellige finansielle sektorer , der er repræsenteret i et finansielt konglomerat , af egenkapitalelementer i overensstemmelse med de tilsvarende sektorregler ;
( ii ) pending further harmonisation of sectoral rules , the solvency requirements for each different financial sector represented in a financial conglomerate shall be covered by own funds elements in accordance with the corresponding sectoral rules ;
kun egenkapitalelementer , der opfylder betingelserne i henhold til hver enkelt sektors regler
only own funds elements
(' tværsektoriel kapital ') , kan betragtes som værende i overensstemmelse med ekstra solvenskrav på konglomeratplan ;
that are eligible according to each of the sectoral rules (' cross-sector capital ') shall qualify for the verification of the compliance with additional solvency requirements at the financial conglomerate level ;
hvis sektorreglerne begrænser mulighederne for at medregne visse egenkapitalinstrumenter , der kan gælde som tværsektoriel kapital , gælder disse grænser mutatis mutandis ved beregningen af egenkapitalen på konglomeratplan ;
where sectoral rules provide for limits on the eligibility of certain own funds instruments that would qualify as cross-sector capital , these limits would apply mutatis mutandis when calculating the own funds at the level of the financial conglomerate ;
ved beregningen af egenkapitalen på konglomeratplan skal de kompetente myndigheder også tage højde for , hvor effektivt egenkapitalen kan overføres og gøres disponibel på tværs af koncernens forskellige juridiske enheder , i forhold til kapitalkravsreglerne målsætninger .
when calculating the own funds at the level of the financial conglomerate , competent authorities shall also take into account the effectiveness of the transferability and availability of the own funds across the different legal entities in the group , given the objectives of the capital adequacy rules ;
hvis et nominelt solvenskrav for en ureguleret finansiel enhed beregnes i overensstemmelse med punkt II i dette bilag , forstås et nominelt solvenskrav som det kapitalkrav , en sådan enhed skulle opfylde , hvis den var en reguleret enhed i den pågældende finansielle sektor ;
where , in the case of a non-regulated financial sector entity , a notional solvency requirement is calculated in accordance with point II of this Annex , notional solvency requirement means the capital requirement such an entity would have to comply with according to the relevant sectoral rules if it were a regulated entity of that particular financial sector ;
et blandet finansielt holdingselskab behandles i henhold til sektorreglerne i det finansielle konglomerats vigtigste finansielle sektor .
a mixed financial holding company shall be treated according to the sectoral rules of the most important financial sector in the financial conglomerate .
Tekniske beregningsmetoder Metode 1 : « Regnskabskonsolideringsmetode » Beregningen af ekstra kapitalkrav for regulerede enheder i et finansielt konglomerat foregår på grundlag af de konsoliderede regnskaber .
Technical calculation methods Method 1 : « Accounting consolidation » method The calculation of the supplementary capital adequacy of the regulated entities in a financial conglomerate shall be carried out on the basis of the consolidated accounts .