natgillin/translations-raw huggingface dataset:
Model for optegnelse af kommunikation, der finder sted i henhold til artikel 11, stk. 6, første afsnit, i forordning (EU) nr. 596/2014 med henblik på at oplyse den person, der er modtager af markedssonderingen, om, at den videregivne viden er ophørt med at være intern viden
ANNEX III
Identifikation af transaktionen
Template for recording the communication given in accordance with the first subparagraph of Article 11(6) of Regulation (EU) No 596/2014 to inform the person having received the market sounding that the information disclosed has ceased to be inside information
Oplysninger med henblik på at identificere den transaktion, der var genstand for markedssonderingen.
Identification of the transaction
Kan omfatte oplysninger vedrørende transaktionstype, f.eks. første udbud/andet udbud/fusion/blokhandel/privatplacering/aktiekapitalforhøjelse.
Information to identify the transaction that was subject to the market sounding.
v. Dato og tidspunkt for markedssonderingen
It may include information about the type of transaction, e.g. IPO, secondary offer, merger, block trade, private placement, share capital increase.
Oplysninger om dato og tidspunkt for videregivelsen af den interne viden i forbindelse med markedssonderingen.
v. Date and time of the market sounding
Kommunikation om, at oplysningerne er ophørt med at være intern viden
Information about the date and time when the inside information was disclosed as part of the market sounding.
Erklæring med henblik på at oplyse modtageren af markedssonderingen om, at den videregivne viden er ophørt med at være intern viden
Communication that the information has ceased to be inside information
Dato, hvorfra oplysningerne ophørte med at være intern viden.
Statement to inform the market sounding recipient of the fact that the information disclosed has ceased to be inside information.
Den dato, hvorfra den viden, der blev videregivet i forbindelse med markedssonderingen, ophørte med at være intern viden.
Date when the information ceased to be inside information
Formand
The date when the information disclosed as part of the market sounding ceased to be inside information.
Kommissionens delegerede forordning (EU) 2016/960
Commission Delegated Regulation (EU) 2016/960
om supplerende regler til Europa-Parlamentets og Rådets forordning (EU) nr. 596/2014 for så vidt angår reguleringsmæssige tekniske standarder for hensigtsmæssige ordninger, systemer og procedurer for markedsdeltagere, der videregiver viden som led i markedssonderinger
supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
under henvisning til Europa-Parlamentets og Rådets forordning (EU) nr. 596/2014 af 16. april 2014 om markedsmisbrug (forordningen om markedsmisbrug) og om ophævelse af Europa-Parlamentets og Rådets direktiv 2003/6/EF og Kommissionens direktiv 2003/124/EF, 2003/125/EF og 2004/72/EF [1], særlig artikel 11, stk. 9, tredje afsnit, og
Having regard to Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC [1], and in particular the third subparagraph of Article 11(9) thereof,
Det er nødvendigt med hensigtsmæssige ordninger, procedurer og registreringsforpligtelser for at sikre, at markedssonderingsaktiviteter forvaltes og kontrolleres effektivt.
Appropriate arrangements, procedures and record keeping requirements are necessary to ensure that market sounding activities are managed and controlled effectively.
Markedsdeltagere, der videregiver viden, bør som led i de hensigtsmæssige ordninger udarbejde procedurer, der beskriver, hvordan markedssonderinger skal foretages.
As part of the appropriate arrangements, disclosing market participants should establish procedures describing the manner in which market soundings are conducted.
Det bør fremgå af disse procedurer, hvilke standardoplysninger der skal gives til og indhentes fra den person, der er modtager af en markedssondering, således at ingen unødvendige eller potentielt følsomme oplysninger bliver videregivet og alle de personer, der er modtagere af en markedssondering, modtager oplysninger i samme omfang.
Such procedures should set out a standard set of information to be provided to and requested from the persons receiving the market sounding, ensuring that no unnecessary potentially sensitive information is disseminated and that all the persons receiving the market sounding receive the same level of information.
Det er nødvendigt, at der skabes sikkerhed med hensyn til indholdet af de oplysninger, der bliver kommunikeret i forbindelse med markedssonderinger.
It is necessary to provide certainty as to the content of the information communicated in the course of market soundings.
Hvis markedssonderingerne foretages telefonisk og den markedsdeltager, der videregiver viden, har adgang til telefonlinjer med mulighed for optagelse, bør markedsdeltageren derfor benytte disse linjer.
Therefore, where the market soundings are conducted by telephone and the disclosing market participant has access to recorded telephone lines, the disclosing market participant should use those lines.
Hvis markedssonderingerne foretages via andre kanaler end telefonlinjer med mulighed for optagelse, bør der føres optegnelser over markedssonderingskommunikationen i form af lyd- eller billedoptagelser eller skriftligt.
Where market soundings are conducted through channels other than by recorded telephone lines, records of the market sounding communications should be kept in the form of audio or video recordings or in written form.
Hvis markedssonderingen foretages ved brug af telefonlinjer med mulighed for optagelse eller ved brug af lyd- eller billedoptagelse, skal der af hensyn til beskyttelse af personoplysninger indhentes samtykke til optagelsen fra den person, der er modtager af markedssonderingen.
For personal data protection reasons, when the market sounding is made by recorded telephone lines or audio or video recording is being used, a consent to the recording should be obtained from the person receiving the market sounding.
For at gøre det lettere for de kompetente myndigheder at gennemføre undersøgelser ved mistanke om markedsmisbrug, bør de markedsdeltagere, der videregiver viden, for hver markedssondering føre optegnelser over de personer, som var modtagere af markedssondering.
To facilitate the conduct of investigations by competent authorities on suspected market abuse, disclosing market participants should, for each market sounding, keep a record of the persons who received the market sounding.
For at minimere risikoen for uretmæssig videregivelse af intern viden bør en markedsdeltager, der videregiver viden, føre optegnelser over, hvilke potentielle investorer der har meddelt markedsdeltageren, at de ikke har givet samtykke til at modtage markedssonderinger.
In order to minimise the risk of improper disclosure of inside information, a disclosing market participant should keep a record of the potential investors that have informed it that they are not willing to receive market soundings.
Potentielle investorer bør gives mulighed for at tilkendegive deres ønske om ikke at modtage markedssonderinger, enten i forbindelse med alle potentielle transaktioner eller kun bestemte typer af transaktioner.
Potential investors should be able to express their wish not to receive market soundings in relation to all potential transactions or only particular types of transactions.
Når markedsdeltagere, der videregiver viden, foretager markedssonderinger, bør de kunne nyde godt af en antagelse om, at intern viden videregives som led i den normale udøvelse af en persons arbejde, erhverv eller opgaver som omhandlet i artikel 10, stk. 1, i forordning (EU) nr. 596/2014.
When conducting a market sounding the disclosing market participants should be able to benefit from a presumption that inside information is disclosed in the normal exercise of a person's employment, profession or duties for the purposes of Article 10(1) of Regulation (EU) No 596/2014.
I denne forbindelse bør den markedsdeltager, der videregiver viden, kun anses for at handle som led i den normale udøvelse af arbejde, erhverv eller opgaver, hvis denne opfylder samtlige krav, herunder de registreringsforpligtelser, der er anført i artikel 11 i forordning (EU) nr. 596/2014 samt i denne forordning.
In this respect, the disclosing market participant should be considered to be acting within the normal course of employment, profession or duties only in so far as it complies with all requirements, including record-keeping requirements set out in Article 11 of Regulation (EU) No 596/2014 and this Regulation.
I betragtning af at det kan være kompliceret at vurdere, hvad der udgør intern viden, jf. artikel 11, stk. 3, i forordning (EU) nr. 596/2014, bør markedsdeltagere, der videregiver viden, føre optegnelser over alle markedssonderinger, herunder også dem, som markedsdeltageren ikke anser for at medføre videregivelse af intern viden.
Given that an assessment of what constitutes inside information, undertaken in accordance with Article 11(3) of Regulation (EU) No 596/2014, can be complex, disclosing market participants should keep records of all market soundings, including the ones that are considered by the disclosing market participant not to involve disclosure of inside information.
Sådanne optegnelser er en hjælp for markedsdeltagere, der videregiver viden, til at forelægge dokumentation for korrekt adfærd for de kompetente myndigheder, navnlig hvis oplysningerne ændrer karakter efter markedssonderingen, eller hvis den kompetente myndighed ønsker at gennemgå processen for kategorisering af oplysningerne.
Such records assist disclosing market participants in providing evidence of proper conduct to the competent authorities, in particular where the nature of the information changes after the market sounding or where the competent authority would like to review the process of categorisation of the information.
Den Europæiske Værdipapir- og Markedstilsynsmyndighed har afholdt åbne offentlige høringer om det udkast til reguleringsmæssige tekniske standarder, som ligger til grund for denne forordning, analyseret de potentielle omkostninger og fordele og anmodet interessentgruppen for værdipapirer og markeder, der er nedsat i henhold til artikel 37 i Europa-Parlamentets og Rådets forordning (EU) nr. 1095/2010 [2], om en udtalelse.
The European Securities and Markets Authority has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council [2].
Markedsdeltagere, der videregiver viden, skal sikre, at de ordninger og procedurer, som de fastsætter med henblik på at efterleve artikel 11, stk. 4, 5, 6 og 8, i forordning (EU) nr. 596/2014, jævnligt gennemgås og ved behov opdateres.
Disclosing market participants shall ensure that the arrangements and procedures they establish to comply with paragraphs 4, 5, 6 and 8 of Article 11 of Regulation (EU) No 596/2014 are regularly reviewed and updated where necessary.
Procedurer for markedssonderinger
Procedures for the purposes of conducting market soundings
Markedsdeltagere, der videregiver viden, skal fastlægge procedurer, der beskriver, hvordan markedssonderinger skal foretages.
Disclosing market participants shall establish procedures describing the manner in which market soundings are conducted.
Markedsdeltagere, der videregiver viden, kan kommunikere oplysninger i forbindelse med markedssonderinger til personer, der er modtagere af markedssonderinger, enten mundtligt, ved personligt møde, via telefon eller videotelefon, eller skriftligt, pr. brevpost, fax eller elektronisk kommunikation.
Disclosing market participants may communicate information for the purposes of market sounding to the persons receiving the market sounding orally, in physical meetings, in audio or video telephone calls, or in writing, by mail, fax or electronic communications.
Markedsdeltagere, der videregiver viden, skal fastlægge procedurer for markedssonderinger, der foretages telefonisk, og skal sørge for, at der benyttes telefonlinjer med mulighed for optagelse, hvis markedsdeltageren har adgang til dette, og hvis de personer, der er modtagere af markedssonderingen, har givet deres samtykke til, at samtalen bliver optaget.
Disclosing market participants shall establish procedures for conducting market soundings by telephone ensuring that recorded telephone lines are used where the disclosing market participant has access to such lines and the persons receiving the market sounding have given their consent to the recording of the conversation.
De procedurer, der er omhandlet i stk. 1 og 2, skal sikre, at personer, der i henhold til ansættelseskontrakt eller på anden måde arbejder for en markedsdeltager, der videregiver viden, kun benytter udstyr, som markedsdeltageren selv stiller til rådighed, når denne person foretager eller modtager telefonopkald og sender eller modtager elektronisk kommunikation i forbindelse med markedssonderinger.
The procedures referred to in paragraphs 1 and 2 shall ensure that persons working for a disclosing market participant under contract of employment or otherwise only use equipment provided by the disclosing market participant when sending and receiving telephone calls and electronic communications for the purposes of market soundings.
Standardoplysninger, der skal kommunikeres til personer, der er modtagere af markedssonderingen
Standard set of information for the communications to persons receiving the market sounding
Markedsdeltagere, der videregiver viden, skal have etableret procedurer for udveksling af standardoplysninger under markedssonderinger med personer, der er modtagere af markedssonderingen, i en forud fastsat rækkefølge.
Disclosing market participants shall have in place procedures to exchange a standard set of information with the persons receiving the market sounding during market soundings, in a pre-determined sequence.
De standardoplysninger, der er omhandlet i stk. 1, fastsættes af den markedsdeltager, der videregiver viden, for hver markedssondering, inden den foretages.
The standard set of information referred to in paragraph 1 shall be determined by the disclosing market participant for each market sounding, prior to conducting that market sounding.
Den markedsdeltager, der videregiver viden, skal anvende standardoplysningerne i forbindelse med alle de personer, der modtager den pågældende markedssondering.
The disclosing market participant shall use that standard set of information with all the persons receiving that market sounding.
Hvis den markedsdeltager, der videregiver viden, vurderer, at denne markedssondering vil medføre videregivelse af intern viden, skal de i stk. 1 omhandlede standardoplysninger omfatte og være begrænset til følgende, i den anførte rækkefølge:
Where disclosing market participants consider that the market sounding will involve the disclosure of inside information, the standard set of information referred to in paragraph 1 shall include and be limited to the following, in the stated order:
en erklæring, der præciserer, at kommunikationen finder sted i forbindelse med en markedssondering
a statement clarifying that the communication takes place for the purposes of a market sounding;
hvis markedssonderingen foretages ved brug af telefonlinjer med mulighed for optagelse eller ved brug af lyd- eller billedoptagelse: en erklæring om, at samtalen bliver optaget og at den person, der er modtager af markedssonderingen, samtykker i optagelsen
where the market sounding is conducted by recorded telephone lines, or audio or video recording is being used, a statement indicating that the conversation is recorded and the consent of the person receiving the market sounding to be recorded;
en anmodning til den kontaktede person om at bekræfte, at den markedsdeltager, der videregiver viden, kommunikerer med den person, som af den potentielle investor er bemyndiget til at modtage en markedssondering, samt svaret på denne anmodning
a request for and a confirmation from the contacted person that the disclosing market participant is communicating with the person entrusted by the potential investor to receive the market sounding and the reply to that request;
en erklæring om, at hvis den kontaktede person samtykker i at modtage markedssonderingen, vil denne person modtage oplysninger, som af den markedsdeltager, der videregiver viden, anses for at være intern viden, samt en henvisning til den forpligtelse, der er fastsat i artikel 11, stk. 7, i forordning (EU) nr. 596/2014
a statement clarifying that, if the contacted person agrees to receive the market sounding, that person will receive information that the disclosing market participant considers to be inside information and a reference to the obligation laid down in Article 11(7) of Regulation (EU) No 596/2014;
om muligt et skøn over, hvornår oplysninger ophører med at være intern viden, hvilke faktorer der kan ændre dette skøn, samt, i alle tilfælde, hvilke oplysninger om, hvorledes den person, der er modtager af markedssonderingen, vil blive underrettet om eventuelle ændringer i et sådant skøn
where possible, an estimation of when the information will cease to be inside information, the factors that may alter that estimation and, in any case, information about the manner in which the person receiving the market sounding will be informed of any change in such an estimation;
en erklæring til den person, der er modtager af markedssonderingen, om de forpligtelser, der er fastsat i artikel 11, stk. 5, første afsnit, litra b), c) og d), i forordning (EU) nr. 596/2014
a statement informing the person receiving the market sounding about the obligations laid down in Article 11(5) subparagraph 1 points (b), (c) and (d) of Regulation (EU) No 596/2014;
en anmodning til den person, der er modtager af markedssonderingen, om at samtykke i at modtage intern viden, som omhandlet i artikel 11, stk. 5, første afsnit, litra a), i forordning (EU) nr. 596/2014, samt svaret på denne anmodning
a request for the consent of the person receiving the market sounding to receive inside information, as referred to in Article 11(5) subparagraph 1 point (a) of Regulation (EU) No 596/2014 and the reply to that request;
hvis det samtykke, der kræves i henhold til litra g), bliver givet: de oplysninger, der videregives i forbindelse med markedssonderingen, med angivelse af, hvilke oplysninger den markedsdeltager, der videregiver viden, anser for at være intern viden.
where the consent required under point (g) is given, the information being disclosed for the purposes of the market sounding, identifying the information considered by the disclosing market participant to be inside information.
Hvis den markedsdeltager, der videregiver viden, vurderer, at markedssonderingen ikke vil medføre videregivelse af intern viden, skal de i stk. 1 omhandlede standardoplysninger omfatte og være begrænset til følgende, i den anførte rækkefølge:
Where the disclosing market participant considers that the market sounding will not involve the disclosure of inside information, the standard set of information referred to in paragraph 1 shall include and be limited to the following, in the stated order:
hvis markedssonderingen foretages ved brug af telefonlinjer med mulighed for optagelse eller anden lyd- eller billedoptagelse: en erklæring om, at samtalen bliver optaget og at den person, der er modtager af markedssonderingen, samtykker i optagelsen
where the market sounding is conducted by recorded telephone lines or audio or video recording is being used, a statement indicating that the conversation is recorded and the consent of the person receiving the market sounding to be recorded;
en erklæring om, at hvis den kontaktede person samtykker i at modtage en markedssondering, vil denne person modtage oplysninger, som af den markedsdeltager, der videregiver viden, ikke anses for at være intern viden, samt en henvisning til den forpligtelse, der er fastsat i artikel 11, stk. 7, i forordning (EU) nr. 596/2014
a statement clarifying that, if the contacted person agrees to receive the market sounding, that person will receive information that the disclosing market participant considers not to be inside information and a reference to the obligation laid down in Article 11(7) of Regulation (EU) No 596/2014;
en anmodning til den person, der er modtager af markedssonderingen, om at samtykke i markedssonderingens gennemførelse, samt svaret på denne anmodning
a request for the consent of the person receiving the market sounding to proceed with the market sounding and the reply to that request;
hvis det samtykke, der kræves i henhold til litra e), bliver givet: de oplysninger, der videregives i forbindelse med markedssonderingen.
where the consent required under point (e) is given, the information being disclosed for the purposes of the market sounding.
Den markedsdeltager, der videregiver viden, skal sikre, at der bliver kommunikeret samme type oplysninger om samme markedssondering til samtlige personer, der er modtagere af markedssonderingen.
The disclosing market participant shall ensure that the same level of information is communicated to each person receiving the market sounding in relation to the same market sounding.
Data vedrørende personer, der er modtagere af markedssonderingen
Data regarding persons receiving the market sounding
Den markedsdeltager, der videregiver viden, skal for hver markedssondering udarbejde en liste med følgende oplysninger:
For each market sounding conducted, the disclosing market participant shall draw up a list containing the following information:
navne på alle fysiske og juridiske personer, til hvem der er videregivet oplysninger i løbet af markedssonderingen
the names of all natural and legal persons to whom information has been disclosed in the course of the market sounding;
dato og tidspunkt for hver kommunikation af oplysninger, som har fundet sted i løbet af eller efter markedssonderingen
the date and time of each communication of information which has taken place in the course of or following the market sounding;
de kontaktoplysninger til personer, der var modtagere af markedssonderingen, som blev anvendt i forbindelse med markedssonderingen.
the contact details of the persons receiving the market sounding used for the purposes of the market sounding.
Markedsdeltagere, der videregiver viden, skal udarbejde en liste over alle potentielle investorer, som har meddelt, at de ikke ønsker at modtage markedssonderinger, for så vidt angår enten alle potentielle transaktioner eller bestemte typer af potentielle transaktioner.
Disclosing market participants shall draw up a list of any potential investors that have informed them that they do not wish to receive market soundings, in relation to either all potential transactions or particular types of potential transactions.
Den markedsdeltager, der videregiver viden, skal undlade at kommunikere oplysninger i forbindelse med markedssonderinger til sådanne potentielle investorer.
The disclosing market participant shall refrain from communicating information for the purposes of market soundings to such potential investors.
Procedure for meddelelse af, at oplysningerne er ophørt med at være intern viden
Procedure for notifying where the information has ceased to be inside information