natgillin/translations-raw huggingface dataset:
Short selling indgået af et investeringsselskab på egne vegne eller på en kundes vegne, jf. artikel 11 i delegeret forordning (EU) 2017/590.
The exact date and time of the submission of an order to the trading venue or to another investment firm.
»SSHO« — Short selling uden undtagelse
The number of digits after the ‘seconds’ shall be determined in accordance with Table 2 in the Annex of Delegated Regulation (EU) 2017/574.
Når et investeringsselskab udfører en transaktion på vegne af en kunde, der sælger, og investeringsselskabet, der agerer på den bedst mulige måde, ikke kan fastslå, om det er en short selling-transaktion, skal dette felt udfyldes med »UNDI«.
Date and time (receipt of order)
»SSEX« — Short selling med undtagelse
The exact date and time of any message that is transmitted to and received from the trading venue or other investment firm in relation to the order.
Hvis transaktionen vedrører en formidlet ordre, der har opfyldt betingelserne for formidling, der er fastsat i artikel 4 i delegeret forordning (EU) 2017/590., skal dette felt udfyldes af det modtagende selskab i det modtagende selskabs indberetning ved hjælp af de oplysninger, der er modtaget fra det formidlende selskab.
The number of digits after the ‘seconds’ shall be determined in accordance with Table 2 in the Annex of Delegated Regulation (EU) 2017/574
Dette felt anvendes kun, hvis instrumentet er omfattet af Europa-Parlamentets og Rådets forordning (EU) nr. 236/2012 [5] og sælgeren er investeringsselskabet eller en kunde hos investeringsselskabet.
Sequence number
Dette felt anvendes kun i tilfælde af udførte ordrer.
Every event listed in field 26 shall be identified by the investment firm, using positive integers in ascending order.
»SELL« — Ingen short selling
The sequence number shall be unique to each type of event, consistent across all events, timestamped by the investment firm and persistent for the date that the event occurs.
»UNDI« — Oplysninger foreligger ikke
New order, order modification, order cancellation, order rejections, partial or full execution
Indikator for dispensation
New order: receipt of a new order by the operator of the trading venue.
Angiver, om transaktionen blev udført under en førhandelsdispensation i henhold til artikel 4 og 9 i forordning (EU) nr. 600/2014.
‘NEWO’ — New order
For aktieinstrumenter
Triggered: an order which becomes executable or, as the case may be, non-executable upon the realisation of a pre-determined condition.
»RFPT« — Referencekurstransaktion
‘TRIG’ — Triggered
»NLIQ« — Forhandlede transaktioner i likvide finansielle instrumenter
Replaced by the member, participant or client of the trading venue: where a member, participant or client of the trading venue decides upon its own initiative to change any characteristic of the order it has previously entered into the order book.
»OILQ« — Forhandlede transaktioner i illikvide finansielle instrumenter
‘REME’ — Replaced by the member or participant or client of the trading venue.
»PRIC« — Forhandlede transaktioner, der afhænger af andre forhold end den gældende markedspris for det pågældende aktieinstrument
Replaced by market operations (automatic): where any characteristic of an order is changed by the trading venue operator's IT systems.
For andre instrumenter end aktieinstrumenter
This includes where a peg order's or a trailing stop order's current characteristics are changed to reflect how the order is located within the order book.
Dette felt anvendes kun, hvis der er ordrer, der blev gennemført i henhold til en dispensation på en markedsplads.
This includes the situation where a member, participant or client of the trading venue has IT issues and needs its orders to be cancelled urgently.
Udfyld et eller flere af følgende mærker:
‘REMH’ — Replaced by market operations (human intervention).
»RFPT« — Referencekurs
Change of status at the initiative of the member, participant or client of the trading venue.
»NLIQ« — Forhandlet (likvid)
This includes activation and deactivation.
»SIZE« — Over given størrelse
‘CHMO’ — Change of status due to market operations.
»ILQD« — Illikvidt instrument
Cancelled at the initiative of the member, participant or client of the trading venue.
Dirigeringsstrategi
‘CAME’ — Cancelled at the initiative of the member or participant or client of the trading venue.
Den relevante dirigeringsstrategi efter markedspladsens specifikationer.
Cancelled by market operations.
Identifikationskode for markedspladstransaktion
This includes a protection mechanism provided for investment firms engaging in algorithmic trading to pursue a market making strategy as laid down in Articles 17 and 48 of Directive 2014/65/EU.
Den alfanumeriske kode, der tildeles af markedspladsen til transaktionen i henhold til artikel 12 i delegeret forordning (EU) 2017/575.
‘CAMO’ -Cancelled by market operations.
Dette felt anvendes kun, hvis der er ordrer, der blev gennemført på en markedsplads.
Rejected order: an order received but rejected by the operator of the trading venue.
Gyldighedsperiode
‘REMO’ — Rejected order
Good-For-Day: Ordren udløber ved udgangen af den handelsdag, hvor den blev indført i ordrebogen.
Expired order. where the order is removed from the order book upon the end of its validity period.
»GDAY« — Good-For-Day
‘EXPI’ — Expired order
Good-Till-Cancelled: Ordren forbliver aktiv i ordrebogen og kan udføres, indtil den annulleres.
Partially filled: where the order is not fully executed so that there remains a quantity to be executed.
»GTCA« — Good-Till-Cancelled
‘PARF’ — Partially filled
Good-Till-Time: Ordren udløber senest på et forudbestemt tidspunkt inden for handelsperioden.
Filled: where there is no more quantity to be executed.
»GTHT« — Good-Till-Time
‘FILL’ — Filled
Good-Till-Date: Ordren udløber ved udgangen af en bestemt dato.
ALPHANUM-4 characters not already in use for the trading venue's own classification.
»GTHD« — Good-Till-Date
Short selling indicator
Good-Till-Specified Date and Time: Ordren udløber på en bestemt dato og et bestemt tidspunkt.
A short sale concluded by an investment firm on its own behalf or on behalf of a client, as described in Article 11 of Delegated Regulation (EU) 2017/590.
»GTDT« — Good-Till-Specified Date and Time
‘SSHO’ — Short sale with no exemption
Good After Time: Ordren bliver først aktiv efter et forudbestemt tidspunkt inden for handelsperioden.
When an investment firm executes a transaction on behalf of a client who is selling and the investment firm, acting on a best effort basis, cannot determine whether it is a short sale transaction, this field shall be populated with ‘UNDI’.
»GAFT« — Good After Time
‘SSEX’ — Short sale with exemption
Good After Date: Ordren bliver først aktiv fra begyndelsen af en forudbestemt dato.
Where the transaction is for a transmitted order that has met the conditions for transmission set out in Article 4 of Delegated Regulation (EU) 2017/590, this field shall be populated by the receiving firm in the receiving firm's report using the information received from the transmitting firm.
»GAFD« — Good After Date
This field is only applicable where the instrument is covered by Regulation (EU) No 236/2012 of the European Parliament and of the Council [5] and the seller is the investment firm or a client of the investment firm.
Good After Specified Date and Time: Ordren bliver først aktiv fra et forudbestemt tidspunkt på en forudbestemt dato.
This field is only applicable in case of executed orders.
»GADT« — Good After Specified Date and Time
‘SELL’ — No short sale
Immediate-Or-Cancel: En ordre, der udføres, når den indføres i ordrebogen (for den mængde, der kan udføres), og som ikke forbliver i ordrebogen for en eventuel resterende mængde, der ikke er blevet udført.
‘UNDI’ — Information not available
»IOCA« — Immediate-Or-Cancel
Waiver indicator
Fill-Or-Kill: En ordre, der udføres, når den indføres i ordrebogen, forudsat at den kan udføres fuldt ud.
Indicates whether the transaction was executed under a pre-trade waiver in accordance with Articles 4 and 9 of Regulation (EU) No 600/2014.
Hvis ordren kun delvist kan udføres, afvises den automatisk og kan derfor ikke udføres.
For equity instruments:
Andet: Alle yderligere angivelser, der er unikke for specifikke forretningsmodeller, handelsplatforme eller -systemer.
‘RFPT’ = Reference price transaction
»F« — Fill-Or-Kill
‘NLIQ’ = Negotiated transactions in liquid financial instruments
Begrænsning på ordre
‘OILQ’ = Negotiated transactions in illiquid financial instruments
Good For Closing Price Crossing Session: Når en ordre opfylder betingelserne for den afsluttende session, hvor lukkeprisen bestemmes.
‘PRIC’ = Negotiated transactions subject to conditions other than the current market price of that equity financial instrument.
»SESR« — Good For Closing Price Crossing Session
For non-equity instruments:
Valid For Auction: Ordren er kun aktiv og kan kun udføres i auktionsfaser (som kan være forudbestemt af det medlem af eller den deltager eller kunde på markedspladsen, der afgav ordren, f.eks. åbnings- og lukkeauktioner og/eller intradagauktion).
‘SIZE’ = Above specific size transaction
»VFAR« — Valid For Auction
‘ILQD’ = Illiquid instrument transaction
Valid For Continuous Trading only: Ordren er kun aktiv under løbende handel.
This field is only applicable where there are orders that were executed under a waiver on a trading venue.
»VFCR« — Valid For Continuous Trading only
Populate one or more of the following flags:
Dette felt udfyldes med flere mærker adskilt af komma, hvis flere typer er relevante.
‘RFPT’ — Reference price
Dato og tidspunkt for gyldighedsperiode
‘NLIQ’ — Negotiated (liquid)
Tidsstempel, der viser det tidspunkt, på hvilket ordren bliver aktiv eller fjernes fra ordrebogen.
‘OILQ’ — Negotiated (illiquid)
Good for day: Indføringsdatoen, med tidsstempel umiddelbart før midnat.
‘PRIC’ — Negotiated (conditions)
Good till time: Indføringsdatoen og tidspunktet specificeret i ordren.
‘SIZE’ — Above specified size
Good till date: Den specificerede udløbsdato, med tidsstempel umiddelbart før midnat.
‘ILQD’ — Illiquid instrument
Good till specified date and time: Den specificerede dato og det specificerede tidspunkt for udløb.
Routing Strategy
Good after time: Indføringsdatoen og det specificerede tidspunkt, hvor ordren bliver aktiv.
The applicable routing strategy as per the trading venue specification.
Good after date: Den specificerede dato, med tidsstempel umiddelbart efter midnat.
Trading venue transaction identification code
Good after specified date and time: Den specificerede dato og det specificerede tidspunkt, hvor ordren bliver aktiv.
Alphanumerical code assigned by the trading venue to the transaction pursuant to Article 12 of Delegated Regulation (EU) 2017/575.
Good till Cancel: Den sidste dato og det sidste tidspunkt, hvor ordren automatisk fjernes gennem markedsaktiviteter.
This field is only applicable where there are orders that were executed on a trading venue.
Andet: Tidsstempel for alle yderligere gyldighedstyper.
Validity period
Aggregeret ordre
Good-For-Day: the order expires at the end of the trading day on which it was entered in the order book.
Angiver, om ordren er en aggregeret ordre i overensstemmelse med artikel 2, stk. 3, i delegeret forordning (EU) 2017/575.
‘GDAY’ — Good-For-Day
Supplerende oplysninger om den udgående ordre
Good-Till-Cancelled: the order will remain active in the order book and be executable until it is actually cancelled.
Instrukser, parametre, betingelser og eventuelle andre oplysninger om ordren, der:
‘GTCA’ — Good-Till-Cancelled
sendes af investeringsselskabet til markedspladsen, navnlig de instrukser, parametre, betingelser og oplysninger, der er nødvendige for, at markedspladsen kan have en klar forståelse af, hvordan ordren skal håndteres af den, eller
Good-Till-Time: the order expires at the latest at a pre-determined time within the current trading session.
sendes af markedspladsen til investeringsselskabet, navnlig de instrukser, parametre, betingelser og oplysninger, der er nødvendige for, at investeringsselskabet kan få klare feedbackoplysninger om, hvordan ordren er blevet håndteret.
‘GTHT’ — Good-Till-Time
Kommissionens delegerede forordning (EU) 2017/580 af 24. juni 2016 om supplerende regler til Europa-Parlamentets og Rådets forordning (EU) nr. 600/2014 for så vidt angår reguleringsmæssige tekniske standarder for registrering af relevante oplysninger om ordrer vedrørende finansielle instrumenter (se side 193 i denne EUT).
Good-Till-Date: the order expires at the end of a specified date.
Kommissionens delegerede forordning (EU) 2017/590 af 28. juli 2016 om supplerende regler til Europa-Parlamentets og Rådets forordning (EU) nr. 2014/600/EU for så vidt angår reguleringsmæssige tekniske standarder for indberetning af transaktioner til kompetente myndigheder (se side 449 i denne EUT).
‘GTHD’ — Good-Till-Date
Kommissionens delegerede forordning (EU) 2017/574 af 7. juni 2016 om supplerende regler til Europa-Parlamentets og Rådets direktiv 2014/65/EU for så vidt angår reguleringsmæssige tekniske standarder for nøjagtighedsgraden for forretningsure (se side 148 i denne EUT).
Good-Till-Specified Date and Time: the order expires at a specified date and time.
Kommissionens delegerede forordning (EU) 2017/575 af 8. juni 2016 om supplerende regler til Europa-Parlamentets og Rådets direktiv 2014/65/EU om markeder for finansielle instrumenter for så vidt angår reguleringsmæssige tekniske standarder om de oplysninger, som skal offentliggøres af handelssteder om kvaliteten af udførelsen af transaktioner (se side 152 i denne EUT).
‘GTDT’ — Good-Till-Specified Date and Time
Europa-Parlamentets og Rådets forordning (EU) nr. 236/2012 af 14. marts 2012 om short selling og visse aspekter af credit default swaps (EUT L 86 af 24.3.2012, s. 1).
Good After Time: the order is only active after a pre-determined time within the current trading session.
Et investeringsselskab bør være i stand til at tilbagetrække alle eller nogle af sine ordrer, hvis det bliver nødvendigt (nødstopfunktion — »kill functionality«).
‘GAFT’ — Good After Time
For at en sådan tilbagetrækning kan være effektiv, bør et investeringsselskab altid være i stand til at vide, hvilke handelsalgoritmer, handlere eller kunder der er ansvarlige for en ordre.
Good After Date: the order is only active from the beginning of a pre-determined date.
Artikel 1
‘GAFD’ — Good After Date
Generelle organisatoriske krav
Good After Specified Date and Time: the order is only active from a pre-determined time on a pre-determined date.
Artikel 2
‘GADT’ — Good After Specified Date and Time
Compliancefunktionens rolle
Immediate-Or-Cancel: an order which is executed upon its entering into the order book (for the quantity that can be executed) and which does not remain in the order book for the remaining quantity (if any) that has not been executed.
Artikel 3
‘IOCA’ — Immediate-Or-Cancel
Personale
Fill-Or-Kill: an order which is executed upon its entering into the order book provided that it can be fully filled: In the event the order can only be partially executed, then it is automatically rejected and cannot therefore be executed.
Artikel 4
Other: any additional indications that are unique for specific business models, trading platforms or systems.
IT-relateret outsourcing og indkøb
‘F’ — Fill-Or-Kill
Artikel 5
Order restriction
Overordnede metoder
Good For Closing Price Crossing Session: where an order qualifies for the closing price crossing session.
Artikel 6
‘SESR’ — Good For Closing Price Crossing Session
Overensstemmelsesafprøvning
Valid For Auction: the order is only active and can only be executed at auction phases (which can be pre-defined by the member, participant or client of the trading venue who submitted the order, e.g. opening and/or closing auctions and/or intraday auction).
Artikel 7
‘VFAR’ — Valid For Auction
Afprøvningsmiljøer
Valid For Continuous Trading only: the order is only active during continuous trading.
Artikel 8
‘VFCR’ — Valid For Continuous Trading only
Kontrolleret ibrugtagning af algoritmer
This field shall be populated with multiple flags separated by a comma where there are multiple types applicable.
Artikel 9
Validity period date and time
Årlig egenvurdering og validering
This refers to the time stamp reflecting the time on which the order becomes active or is ultimately removed from the order book.
Artikel 10
Good for day: the date of entry with the timestamp immediately prior to midnight.
Stresstest
Good till time: the date of entry and the time to that specified in the order.
Artikel 11
Good till date: the specified date of expiry with the timestamp immediately prior to midnight.
Forvaltning af væsentlige ændringer
Good till specified date and time: the specified date and time of expiry
Artikel 12
Good after time: the date of entry and the specified time at which the order becomes active.
Nødstopfunktion (»kill functionality«)
Good after date: the specified date with the timestamp immediately after midnight.
Artikel 13
Good after specified date and time: Default will be the specified date and time at which the order becomes active.
Automatiske overvågningssystemer til påvisning af markedsmanipulation
Good till Cancel: the ultimate date and time the order is automatically removed by market operations
Artikel 14
Other: timestamp for any additional validity type.
Driftsstabilitetsordninger
Aggregated order
Artikel 15
Indicates whether the order is an aggregated order in accordance with Article 2(3) of Delegated Regulation (EU) 2017/575.
Førhandelskontrol af ordreindførelse
Additional information relating to the outgoing order
Artikel 16
Any instructions, parameters, conditions and any other details of the order that are:
Realtidsovervågning
transmitted by the investment firm to the trading venue and in particular those instructions, parameters, conditions and details which are necessary for the trading venue to have a clear understanding of how the order has to be handled by it; or
Artikel 17
transmitted by the trading venue to the investment firm and in particular those instructions, parameters, conditions and details which are necessary for the investment firm to have a clear feedback information on how the order has been handled.
Efterhandelskontrol
Commission Delegated Regulation (EU) 2017/580 24 June 2016 of supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments (see page 193 of this Official Journal).
Artikel 18
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (see page 449 of this Official Journal).
Sikkerhed og begrænsninger på adgang
Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks (see page 148 of this Official Journal).
Artikel 19
Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions (see page 152 of this Official Journal).
Generelle bestemmelser vedrørende DEA
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (OJ L 86, 24.3.2012, p. 1).
Artikel 20
An investment firm should be able to withdraw all or some of its orders where this becomes necessary (‘kill functionality’).
Kontrol af DEA-leverandører
For such a withdrawal to be effective, an investment firm should always be in a position to know which trading algorithms, traders or clients are responsible for an order.
Artikel 21
Article 1
Specifikationer for DEA-leverandørers systemer
General organisational requirements
Artikel 22
Article 2
Due diligence-vurdering af potentielle DEA-kunder
Role of the compliance function
Artikel 23
Article 3
Regelmæssig gennemgang af DEA-kunder
Staffing
Artikel 24
Article 4
Systemer og kontrolforanstaltninger hos et investeringsselskab, der fungerer som almindeligt clearingmedlem
IT outsourcing and procurement
Artikel 25
Article 5
Due diligence-vurderinger af potentielle clearingkunder
General methodology
Artikel 26
Article 6
Positionslofter
Conformance testing
Artikel 27
Article 7
Offentliggørelse af oplysninger om de leverede tjenester
Testing environments
Artikel 28
Article 8
Indhold og format af ordreregistreringer
Controlled deployment of algorithms
Artikel 29
Article 9
Ikrafttræden og anvendelse
Annual self-assessment and validation
ÅÅÅÅ-MM-DDTtt:mm:ss.ddddddZ
Article 10
I tilfælde af aggregerede ordrer anvendes mærket AGGR, jf. artikel 2, stk. 3, i Kommissionens delegerede forordning (EU) 2017/580 [1].
Stress testing
I tilfælde af allokeringer under behandling anvendes mærket PNAL, jf. artikel 2, stk. 2, i delegeret forordning (EU) 2017/580.
Article 11
»true«
Management of material changes
Formand
Article 12
»false«
Kill functionality
Statusændring på markedspladsmedlemmets, -deltagerens eller kundens initiativ: Heri indgår aktivering og deaktivering.
Article 13
»CAME« — Annulleret på markedspladsmedlemmets eller -deltagerens eller kundens initiativ
Automated surveillance system to detect market manipulation
Kommissionens delegerede forordning (EU) 2017/590
Commission Delegated Regulation (EU) 2017/590
om supplerende regler til Europa-Parlamentets og Rådets forordning (EU) nr. 600/2014 for så vidt angår reguleringsmæssige tekniske standarder for indberetning af transaktioner til kompetente myndigheder
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities
under henvisning til Europa-Parlamentets og Rådets forordning (EU) nr. 600/2014 af 15. maj 2014 om markeder for finansielle instrumenter og om ændring af forordning (EU) nr. 648/2012 [1], særlig artikel 26, stk. 9, tredje afsnit, og
Having regard to Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 [1], and in particular the third subparagraph of Article 26(9) thereof,
For at gøre det muligt for de kompetente myndigheder at foretage effektive dataanalyser bør de standarder og formater, der anvendes ved indberetning af transaktioner, være ensartede.
For the purposes of effective data analysis by competent authorities, there should be consistency in the standards and formats used when reporting transactions.
På baggrund af markedspraksisser, erfaringer på tilsynsområdet og markedsudviklingen bør betydningen af begrebet transaktion være bred i indberetningssammenhæng.
Given market practices, supervisory experience and market developments, the meaning of a transaction for reporting purposes should be broad.
Begrebet bør dække køb og salg af indberetningspligtige instrumenter samt andre tilfælde af erhvervelse eller afhændelse af indberetningspligtige instrumenter, idet disse også kan give anledning til betænkeligheder med hensyn til risikoen for markedsmisbrug.
It should cover purchases and sales of reportable instruments as well as other cases of acquisition or disposal of reportable instruments, as these may also give rise to market abuse concerns.
Endvidere kan ændringer i notionel værdi give anledning til betænkeligheder med hensyn til risikoen for markedsmisbrug, idet de i deres beskaffenhed svarer til supplerende købs- eller salgstransaktioner.
Furthermore, changes to notional amount may give rise to concerns about possible market abuse as they are similar in nature to additional purchase or sale transactions.