natgillin/translations-raw huggingface dataset:
Påbuddet sendes til ESMA, de i stk. 3, litra a)-d), omhandlede myndigheder, den anmodende part og den modtagende part senest to arbejdsdage efter den dato, hvor det træder i kraft.
The competent authority referred to in paragraph 1 shall inform the authorities referred to in points (a) to (d) of paragraph 3 of its final assessment of the complaint within two weeks from the time limit provided in paragraph 4.
Den i stk. 1-9 omhandlede procedure anvendes også, når den modtagende part har til hensigt at inddrage adgangen for en anmodende part, som den allerede leverer sine tjenesteydelser til.
Where one of the authorities referred to in points (a) to (d) of paragraph 3 disagrees with the assessment provided by the competent authority referred to in paragraph 1, any of them may refer the matter to ESMA within two weeks from the date when the competent authority referred to in paragraph 1 provides the information concerning its final assessment of the complaint in accordance with paragraph 5.
KAPITEL XIV
When the matter has not been referred to ESMA, the competent authority referred to in paragraph 1 shall send a reasoned reply to the requesting party within two working days from the time limit provided in paragraph 6.
TILLADELSE TIL AT LEVERE ACCESSORISKE TJENESTEYDELSER
The competent authority referred to in paragraph 1 shall also inform the receiving party and the authorities referred to in points (a) to (d) of paragraph 3 of the reasoned reply referred to in the first subparagraph of this paragraph within two working days from the date where it sends the reasoned reply to the requesting party.
(artikel 55, stk. 1 og 2, i forordning (EU) nr. 909/2014)
In the event of a referral to ESMA referred to in paragraph 6, the competent authority referred to in paragraph 1 shall inform the requesting party and the receiving party of the referral within two working days from the date where the referral has been made.
Artikel 91
Where the refusal by the receiving party to grant access to the requesting party is deemed to be unjustified following the procedure provided for in paragraphs 1 to 7, the competent authority referred to in paragraph 1 shall, within two weeks from the time limit specified in paragraph 7, issue an order requiring that receiving party to grant access to the requesting party within three months from the date when the order enters into force.
CSD'er, der selv leverer bankmæssige accessoriske tjenesteydelser
The time limit referred to in the first subparagraph shall be extended to eight months in case of customised links that require significant development of IT tools, unless otherwise agreed by the requesting and receiving CSDs.
En ansøgning om tilladelse i overensstemmelse med artikel 54, stk. 2, litra a), i forordning (EU) nr. 909/2014 skal indeholde følgende oplysninger:
The order shall include the reasons why the competent authority referred to in paragraph 1 concluded that the refusal by the receiving party to grant access was unjustified.
en kopi af beslutningen fra den ansøgende CSD's ledelsesorgan om at ansøge om tilladelse og referatet fra det møde, hvor ledelsesorganet godkendte indholdet af ansøgningen og dens indgivelse
The order shall be sent to ESMA, the authorities referred to in points (a) to (d) of paragraph 3, the requesting party and the receiving party within two working days after the date when it enters into force.
kontaktoplysninger for den person, der er ansvarlig for ansøgningen om tilladelse, hvis denne person ikke er den, som indgav ansøgningen om tilladelse, jf. artikel 17 i forordning (EU) nr. 909/2014
The procedure referred to in paragraphs 1 to 9 shall also apply when the receiving party intends to withdraw access to a requesting party to whom it already provides its services.
dokumentation for, at den tilladelse, der er omhandlet i artikel 54, stk. 3, litra a), i forordning (EU) nr. 909/2014, findes
CHAPTER XIV
dokumentation for, at den ansøgende CSD opfylder de tilsynsmæssige krav i artikel 59, stk. 1, 3 og 4, i forordning (EU) nr. 909/2014 og tilsynsreglerne i artikel 60 i nævnte forordning
AUTHORISATION TO PROVIDE BANKING TYPE OF ANCILLARY SERVICES
dokumentation indeholdende relevante dokumenter, herunder selskabsvedtægter, regnskaber, revisionsrapporter og rapporter fra risikoudvalg, som godtgør, at den ansøgende CSD overholder artikel 54, stk. 3, litra d), i forordning (EU) nr. 909/2014
(Article 55(1) and (2) of Regulation (EU) No 909/2014)
oplysninger vedrørende genopretningsplanen, der er omhandlet i artikel 54, stk. 3, litra f), i forordning (EU) nr. 909/2014
Article 91
en driftsplan, som opfylder følgende betingelser:
CSDs offering banking-type ancillary services themselves
den omfatter en liste over de bankmæssige accessoriske tjenesteydelser, som er omhandlet i afsnit C i bilaget til forordning (EU) nr. 909/2014, og som CSD'en har til hensigt at levere
An application for authorisation in accordance to point (a) of Article 54(2) of Regulation (EU) No 909/2014 shall include the following information:
den omfatter en forklaring af, hvordan de bankmæssige accessoriske tjenesteydelser, som er omhandlet i afsnit C i bilaget til forordning (EU) nr. 909/2014, har direkte tilknytning til kerneydelser eller accessoriske tjenesteydelser, som er omhandlet i afsnit A og B i bilaget til forordning (EU) nr. 909/2014, og som CSD'en har tilladelse til at levere
a copy of the decision of the management body of the applicant CSD to apply for authorisation and the minutes from the meeting where the management body approved the content of the application file and its submission;
den er struktureret i overensstemmelse med listen over bankmæssige accessoriske tjenesteydelser i afsnit C i bilaget til forordning (EU) nr. 909/2014
the contact details of the person responsible for the application for authorisation, where that person is not the one submitting the application for authorisation referred to under Article 17 of Regulation (EU) No 909/2014;
dokumentation for begrundelsen for ikke at afvikle kontantbetalinger for CSD'ens værdipapirafviklingssystem over konti, der er oprettet hos en centralbank, som udsteder den valuta, som anvendes i det land, hvor afviklingen finder sted
evidence that proves the existence of an authorisation referred to in point (a) of Article 54(3) of Regulation (EU) No 909/2014;
oplysninger om de ordninger, som sikrer, at leveringen af bankmæssige accessoriske tjenesteydelser, som det er hensigten at levere, ikke påvirker den gnidningsløse levering af kerneydelserne i afsnit A i bilaget til forordning (EU) nr. 909/2014, herunder:
evidence that the applicant CSD meets the prudential requirements referred to in Article 59(1), (3) and (4) of Regulation (EU) No 909/2014 and the supervisory requirements referred to in Article 60 of that Regulation;
den IT-platform, der anvendes til afvikling af kontantdelen af værdipapirtransaktionerne, herunder en oversigt over IT-organisationen og en analyse af de forbundne risici, og hvordan de reduceres
evidence, containing any relevant documents including articles of incorporation, financial statements, audit reports, reports from risk committees, which proves that the applicant CSD complies with point (d) of Article 54(3) of Regulation (EU) No 909/2014;
virkemåde og de juridiske ordninger for så vidt angår DVP-processen og navnlig de procedurer, der anvendes til at håndtere kreditrisiciene som følge af afviklingen af kontantdelen af værdipapirtransaktioner
details concerning the recovery plan referred to in point (f) of Article 54(3) of Regulation (EU) No 909/2014;
udvælgelsen, overvågningen, den juridiske dokumentation og forvaltningen af forbindelser med andre tredjeparter, der er involveret i kontantoverførsler, navnlig relevante ordninger med tredjeparter, der er involveret i kontantoverførsler
a programme of operations that fulfils the following conditions:
en detaljeret analyse, som er indeholdt i den ansøgende CSD's genopretningsplan og vedrører indvirkningen af leveringen af bankmæssige accessoriske tjenesteydelser på leveringen af CSD-kerneydelser
it includes a list of the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 that the CSD intends to provide;
oplysninger om mulige interessekonflikter i ledelsesordningerne som følge af leveringen af bankmæssige accessoriske tjenesteydelser og de foranstaltninger, der er truffet for at håndtere dem.
it includes an explanation of how the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 are directly related to any core or ancillary services referred to in Sections A and B of the Annex to Regulation (EU) No 909/2014 that the CSD is authorised to provide;
Artikel 92
it is structured following the list of banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014;
CSD'er, der tilbyder bankmæssige accessoriske tjenesteydelser gennem et udpeget kreditinstitut
evidence supporting the reasons for not settling the cash payments of the CSD's securities settlement system through accounts opened with a central bank of issue of the currency of the country where the settlement takes place;
En ansøgning om tilladelse i overensstemmelse med artikel 54, stk. 2, litra b), i forordning (EU) nr. 909/2014 skal indeholde følgende oplysninger:
detailed information on the arrangements which ensure that the provision of banking-type ancillary services intended to be provided does not affect the smooth provision of the core CSD services referred to in Section A of the Annex to Regulation (EU) No 909/2014, including:
kontaktoplysninger for den person, der er ansvarlig for ansøgningen om tilladelse, hvis denne person ikke er den samme person, som indgav ansøgningen om tilladelse, jf. artikel 17 i forordning (EU) nr. 909/2014
the IT platform used for the settlement of the cash leg of securities transactions, including an overview of the IT organisation and an analysis of the related risks and how they are mitigated;
selskabsnavnet på det kreditinstitut, der skal udpeges i overensstemmelse med artikel 54, stk. 2, litra b), i forordning (EU) nr. 909/2014, dets retlige status og registrerede adresse i Unionen
the operation and legal arrangements of the DVP process and, in particular, the procedures used to address the credit risk resulting from the settlement of the cash leg of securities transactions;
dokumentation for, at det kreditinstitut, der er omhandlet i litra c), har opnået en tilladelse, jf. artikel 54, stk. 4, litra a), i forordning (EU) nr. 909/2014
the selection, monitoring, legal documentation and management of interconnections with any other third parties involved in the process of cash transfers, in particular the relevant arrangements with third parties involved in the process of cash transfers;
selskabsvedtægterne og anden relevant lovpligtig dokumentation for det udpegede kreditinstitut
the detailed analysis contained in the recovery plan of the applicant CSD of regarding any impact of the provision of banking-type ancillary services on the provision of core CSD services;
ejerskabsstruktur for det udpegede kreditinstitut, herunder identiteten af dens aktionærer
the disclosure of possible conflicts of interests in the governance arrangements resulting from the provision of banking-type ancillary services, and the measures taken to address them.
identifikation af den ansøgende CSD's og det udpegede kreditinstituts fælles aktionærer og kapitalinteresser mellem den ansøgende CSD og det udpegede kreditinstitut
Article 92
dokumentation for, at det udpegede kreditinstitut opfylder de tilsynsmæssige krav i artikel 59, stk. 1, 3 og 4, i forordning (EU) nr. 909/2014 og tilsynsreglerne i artikel 60 i nævnte forordning
CSDs offering banking-type ancillary services through a designated credit institution
dokumentation, herunder stiftelsesoverenskomst, regnskaber, revisionsrapporter, rapporter fra risikoudvalg eller andre dokumenter, som godtgør, at det udpegede kreditinstitut overholder artikel 54, stk. 4, litra e), i forordning (EU) nr. 909/2014
An application for authorisation in accordance with point (b) of Article 54(2) of Regulation (EU) No 909/2014 shall contain the following information:
oplysninger om genopretningsplanen, der er omhandlet i artikel 54, stk. 4, litra g), i forordning (EU) nr. 909/2014
the contact details of the person responsible for the application for authorisation, where the person is not the same person as the one submitting the application for authorisation referred to in Article 17 of Regulation (EU) No 909/2014;
den omfatter en liste over de bankmæssige accessoriske tjenesteydelser, som er omhandlet i afsnit C i bilaget til forordning (EU) nr. 909/2014, og som det udpegede kreditinstitut har til hensigt at levere
the corporate name of the credit institution to be designated in accordance with point (b) of Article 54(2) of Regulation (EU) No 909/2014, its legal status and registered address in the Union;
den omfatter en forklaring af, hvordan de bankmæssige accessoriske tjenesteydelser, som er omhandlet i afsnit C i bilaget til forordning (EU) nr. 909/2014, har direkte tilknytning til kerneydelser eller accessoriske tjenesteydelser, som er omhandlet i afsnit A og B i bilaget til forordning (EU) nr. 909/2014, og som den ansøgende CSD har tilladelse til at levere
evidence that the credit institution referred to in point (c) has obtained an authorisation referred to in point (a) of Article 54(4) of Regulation (EU) No 909/2014;
oplysninger om følgende aspekter ved forholdet mellem CSD'en og det udpegede kreditinstitut:
the articles of incorporation and other relevant statutory documentation of the designated credit institution;
de gældende regler og procedurer, som sikrer, at kravene vedrørende endelig afregning, som er omhandlet i artikel 39 i forordning (EU) nr. 909/2014, er opfyldt
the ownership structure of the designated credit institution, including the identity of its shareholders;
virkemåde og de juridiske ordninger for så vidt angår DVP-processen, herunder de procedurer, der anvendes til at håndtere kreditrisiciene som følge af kontantdelen af en værdipapirtransaktion
the identification of any common shareholders of the applicant CSD and the designated credit institution and any participations between the applicant CSD and the designated credit institution;
udvælgelsen, overvågningen og forvaltningen af forbindelserne med andre tredjeparter, der er involveret i kontantoverførsler, navnlig relevante ordninger med tredjeparter, der er involveret i kontantoverførsler
evidence that the designated credit institution meets the prudential requirements referred to in Article 59(1), (3) and (4) of Regulation (EU) No 909/2014 and the supervisory requirements referred to in Article 60 of that Regulation;
den serviceniveauaftale, som fastsætter de nærmere detaljer om de funktioner, der skal outsources af CSD'en til det udpegede kreditinstitut eller af det udpegede kreditinstitut til CSD'en, og dokumentation for, at outsourcingkravene i artikel 30 i forordning (EU) nr. 909/2014 er opfyldt
evidence, including a memorandum of association, financial statements, audit reports, reports from risk committees, or other documents, which proves that the designated credit institution complies with point (e) of Article 54(4) of Regulation (EU) No 909/2014;
en detaljeret analyse, som er indeholdt i den ansøgende CSD's genopretningsplan og vedrører indvirkningen af leveringen af bankmæssige accessoriske tjenesteydelser på leveringen af CSD-kerneydelser
the details of the recovery plan referred to in point (g) of Article 54(4) of Regulation (EU) No 909/2014;
oplysninger om mulige interessekonflikter i ledelsesordningerne som følge af bankmæssige accessoriske tjenesteydelser og de foranstaltninger, der er truffet for at håndtere dem
it includes a list of the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 that the designated credit institution intends to provide;
dokumentation for, at kreditinstituttet har den nødvendige kontraktmæssige og operationelle evne til at få hurtig adgang til sikkerhedsstillelse i form af værdipapirer placeret i CSD'en, som vedrører ydelse af intradagkredit og, alt efter hvad der er relevant, kortfristet kredit.
it includes an explanation of how the banking-type ancillary services referred to in Section C of the Annex to Regulation (EU) No 909/2014 are directly related to any core or ancillary services referred to in Sections A and B of the Annex to Regulation (EU) No 909/2014 that the applicant CSD is authorised to provide;
Artikel 93
detailed information concerning the following aspects of the relation between the CSD and the designated credit institution:
Særlige krav
the applicable rules and procedures that ensure compliance with the requirements concerning settlement finality referred to in Article 39 of Regulation (EU) No 909/2014;
Hvis CSD'en ansøger om tilladelse til at udpege mere end et kreditinstitut til levering af bankmæssige accessoriske tjenesteydelser, skal dens ansøgning indeholde følgende oplysninger:
the operation and the legal arrangements of the DVP process, including the procedures used to address the credit risk resulting from the cash leg of a securities transaction;
de i artikel 91 omhandlede oplysninger for hvert af de udpegede kreditinstitutter
the selection, monitoring and management of the interconnections with any other third parties involved in the process of cash transfers, in particular the relevant arrangements with third parties involved in the process of cash transfers;
en beskrivelse af hvert udpeget kreditinstituts rolle og forholdene mellem de udpegede kreditinstitutter.
the service level agreement establishing the details of functions to be outsourced by the CSD to the designated credit institution or from the designated credit institution to the CSD and any evidence that demonstrates compliance with the outsourcing requirements set out in Article 30 of Regulation (EU) No 909/2014;
Hvis ansøgningen om tilladelse i overensstemmelse med artikel 54, stk. 2, litra a) eller b), i forordning (EU) nr. 909/2014 indgives, efter at den tilladelse, der er omhandlet i artikel 17 i nævnte forordning, er meddelt, skal den ansøgende CSD identificere og informere den kompetente myndighed om materielle ændringer, jf. artikel 16, stk. 4, i forordning (EU) nr. 909/2014, medmindre den allerede har givet oplysningerne i forbindelse med revisionen og evalueringen, jf. artikel 22 i nævnte forordning.
the detailed analysis contained in the recovery plan of the applicant CSD about any impact of the provision of banking-type ancillary services on the provision of core CSD services;
Artikel 94
the disclosure of possible conflicts of interests in the governance arrangements resulting from the banking-type ancillary services, and the measures taken to address them;
Standardformularer og -skemaer for ansøgningen
evidence that demonstrates that the credit institution has the necessary contractual and operational ability to have prompt access to the securities collateral located in the CSD and related to the provision of intraday credit and, as the case may be, short-term credit.
Den ansøgende CSD skal indgive en ansøgning om tilladelser, jf. artikel 54, stk. 2, litra a) og b), i forordning (EU) nr. 909/2014, i det format, der er angivet i bilag III til nærværende forordning.
Article 93
Den ansøgende CSD skal indgive den i stk. 1 omhandlede ansøgning på et varigt medium.
Specific requirements
Den ansøgende CSD skal opgive et entydigt referencenummer for hvert dokument, som den indgiver i den i stk. 1 omhandlede ansøgning.
Where the CSD applies for authorisation to designate more than one credit institution to provide banking-type ancillary services, its application shall include the following information:
Den ansøgende CSD sikrer, at det af de oplysninger, der indgives i den i stk. 1 omhandlede ansøgning, klart fremgår, hvilke særligt krav i dette kapitel disse oplysninger vedrører, og i hvilket dokument oplysningerne gives.
the information referred to Article 91 for each of the designated credit institution;
Den ansøgende CSD skal forelægge sin kompetente myndighed en liste over alle dokumenter i den i stk. 1 omhandlede ansøgning ledsaget af deres referencenummer.
a description of the role of each designated credit institution and the relations between them.
Alle oplysninger skal indgives på det af den kompetente myndighed anviste sprog.
Where the application to be authorised in accordance with point (a) or (b) of Article 54(2) of Regulation (EU) No 909/2014 is submitted after the authorisation referred to in Article 17 of that Regulation has been obtained, the applicant CSD shall identify and inform the competent authority of substantive changes referred to in Article 16(4) of Regulation (EU) No 909/2014 unless it has already provided the information in the process of review and evaluation referred to in Article 22 of that Regulation.
Den kompetente myndighed kan anmode CSD'en om at indgive de samme oplysninger på et sprog, der er almindeligt udbredt i internationale finanskredse.
Article 94
KAPITEL XV
Standard forms and templates for the application
AFSLUTTENDE BESTEMMELSER
An applicant CSD shall provide an application for the authorisations referred to in points (a) and (b) of Article 54(2) of Regulation (EU) No 909/2014 in the format provided in Annex III to this Regulation.
Artikel 95
An applicant CSD shall submit the application referred to in paragraph 1 in a durable medium.
Overgangsbestemmelser
An applicant CSD shall provide a unique reference number for each document that it submits in the application referred to in paragraph 1.
De oplysninger, der er omhandlet i artikel 17, stk. 2, i denne forordning, forelægges den kompetente myndighed senest seks måneder inden den i artikel 96, stk. 2, omhandlede dato.
An applicant CSD shall ensure that the information submitted in the application referred to in paragraph 1 clearly identifies to which specific requirement of this Chapter that information refers to and in which document that information is provided.
De oplysninger, der er omhandlet i artikel 24, stk. 2, i denne forordning, forelægges den kompetente myndighed senest seks måneder inden den i artikel 96, stk. 2, omhandlede dato.
An applicant CSD shall provide its competent authority with a list of all the documents provided in the application referred to in paragraph 1 accompanied by their reference number.
De oplysninger, der er omhandlet i artikel 41, litra j) og r), og i artikel 42, stk. 1, litra d), f), h), i) og j), i denne forordning, forelægges fra den dato, der er omhandlet i artikel 96, stk. 2.
All information shall be submitted in the language indicated by the competent authority.
Artikel 96
The competent authority may ask the CSD to submit the same information in a language customary in the sphere of international finance.
Ikrafttræden og anvendelse
CHAPTER XV
Artikel 54 anvendes fra datoen for ikrafttrædelsen af de delegerede retsakter, der vedtages af Kommissionen i henhold til artikel 6, stk. 5, og artikel 7, stk. 15, i forordning (EU) nr. 909/2014, alt efter hvilken dato der er den seneste.
Article 95
Denne forordning er bindende i alle enkeltheder og gælder umiddelbart i hver medlemsstat.
Transitional provisions
Udfærdiget i Bruxelles, den 11. november 2016.
Information referred to in Article 17(2) of this Regulation, shall be provided to the competent authority at the latest six months before the date referred to in Article 96(2).
På Kommissionens vegne
Information referred to in Article 24(2) of this Regulation shall be provided to the competent authority at the latest six months before the date referred to in Article 96(2).
Jean-Claude Juncker
Information referred to in points (j) and (r) of Article 41 and in points (d), (f), (h), (i), and (j) of Article 42(1) of this Regulation shall be provided from the date referred to in Article 96(2).
EUT L 257 af 28.8.2014, s. 1.
Article 96
Europa-Parlamentets og Rådets forordning (EU) nr.648/2012 af 4. juli 2012 om OTC-derivater, centrale modparter og transaktionsregistre (EUT L 201 af 27.7.2012, s. 1).
Entry into force and application