natgillin/translations-raw huggingface dataset:
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit A, punkt 7, ved at undlade at træffe passende og effektive organisatoriske og administrative foranstaltninger til at forebygge, identificere, eliminere eller håndtere og offentliggøre de i bilag I, afsnit B, punkt 1, omhandlede interessekonflikter eller ved at undlade at sørge for, at der føres registre over alle alvorlige trusler mod kreditvurderingsaktiviteternes uafhængighed, herunder mod de i bilag I, afsnit C, omhandlede regler vedrørende kreditvurderingsanalytikere, samt de beskyttelsesforanstaltninger, der træffes for at imødegå disse trusler.
The credit rating agency infringes Article 6(2), in conjunction with point 7 of Section A of Annex I, by not establishing appropriate and effective organisational or administrative arrangements to prevent, identify, eliminate or manage and disclose any conflicts of interest referred to in point 1 of Section B of Annex I, or by not arranging for records to be kept of all significant threats to the independence of the credit rating activities, including those to the rules on rating analysts referred to in Section C of Annex I, as well as the safeguards applied to mitigate those threats.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit A, punkt 8, ved at undlade at anvende passende systemer, ressourcer og procedurer til at sikre kontinuitet og regelmæssighed i gennemførelsen af sine kreditvurderingsaktiviteter.
The credit rating agency infringes Article 6(2), in conjunction with point 8 of Section A of Annex I, by not employing appropriate systems, resources or procedures to ensure continuity and regularity in the performance of its credit rating activities.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit A, punkt 9, ved at undlade at etablere en kontrolfunktion, som:
The credit rating agency infringes Article 6(2), in conjunction with point 9 of Section A of Annex I, by not establishing a review function that:
er ansvarlig for regelmæssig kontrol af sine metoder, modeller og de vigtigste udgangshypoteser, samt af alle væsentlige ændringer heraf eller af hensigtsmæssigheden af disse metoder, modeller og de vigtigste udgangshypoteser, såfremt de anvendes eller påtænkes anvendt til vurdering af nye finansielle instrumenter
is responsible for periodically reviewing its methodologies, models and key rating assumptions or any significant changes or modifications thereto, or the appropriateness of those methodologies, models or key rating assumptions where they are used or intended to be used for the assessment of new financial instruments;
er uafhængig af de forretningsområder, der er ansvarlige for kreditvurderingsaktiviteter, og
is independent of the business lines which are responsible for credit rating activities; or
rapporterer til medlemmerne af administrations- eller tilsynsorganet.
reports to the members of the administrative or supervisory board.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit A, punkt 10, ved at undlade at overvåge og evaluere hensigtsmæssigheden og effektiviteten af sine systemer, interne kontrolmekanismer og ordninger, der etableres i overensstemmelse med denne forordning, samt ved at undlade at træffe passende foranstaltninger til at afhjælpe eventuelle mangler.
The credit rating agency infringes Article 6(2), in conjunction with point 10 of Section A of Annex I, by not monitoring or evaluating the adequacy and effectiveness of its systems, internal control mechanisms and arrangements established in accordance with this Regulation or by not taking appropriate measures to address any deficiencies.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 1, ved at undlade at identificere, eliminere eller håndtere og klart og tydeligt offentliggøre enhver eksisterende eller potentiel interessekonflikt, der kan påvirke de analyser og vurderinger, som dets kreditvurderingsanalytikere, ansatte eller enhver anden fysisk person, hvis tjenester stilles til rådighed for eller er under kontrol af kreditvurderingsbureauet, og som er direkte involveret i udstedelsen af kreditvurderinger, samt personer, der godkender kreditvurderinger, foretager.
The credit rating agency infringes Article 6(2), in conjunction with point 1 of Section B of Annex I, by not identifying, eliminating or managing and disclosing, clearly or prominently, any actual or potential conflicts of interest that may influence the analyses or judgments of its rating analysts, employees, or any other natural person whose services are placed at the disposal or under the control of the credit rating agency and who are directly involved in the issuing of a credit rating or persons approving credit ratings.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 3, første afsnit, ved at udstede en kreditvurdering under nogen af de omstændigheder, der er fastsat i første afsnit af nævnte punkt, eller, i forbindelse med en eksisterende kreditvurdering, ved at undlade omgående at oplyse, at kreditvurderingen eventuelt kan være usikker på grund af nævnte omstændigheder.
The credit rating agency infringes Article 6(2), in conjunction with the first paragraph of point 3 of Section B of Annex I, by issuing a credit rating in any of the circumstances set out in the first paragraph of that point or, in the case of an existing credit rating, by not disclosing immediately that the credit rating is potentially affected by those circumstances.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 3, andet afsnit, ved at undlade straks at vurdere, om der er grundlag for en fornyet vurdering eller tilbagetrækning af den eksisterende kreditvurdering.
The credit rating agency infringes Article 6(2), in conjunction with the second paragraph of point 3 of Section B of Annex I, by not immediately assessing whether there are grounds for re-rating or withdrawing an existing credit rating.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 4, første afsnit, ved at udføre konsulent- eller rådgivningsaktiviteter for den kreditvurderede enhed eller en tilknyttet tredjepart vedrørende dennes selskabsstruktur eller juridiske struktur, aktiver, passiver eller aktiviteter.
The credit rating agency infringes Article 6(2), in conjunction with the first paragraph of point 4 of Section B of Annex I, by providing consultancy or advisory services to the rated entity or a related third party regarding the corporate or legal structure, assets, liabilities or activities of that rated entity or related third party.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 4, tredje afsnit, første sætningsled, ved at undlade at sikre, at udførelsen af accessoriske tjenester ikke medfører en interessekonflikt i forhold til dets kreditvurderingsaktiviteter.
The credit rating agency infringes Article 6(2), in conjunction with the first part of the third paragraph of point 4 of Section B of Annex I, by not ensuring that the provision of an ancillary service does not present a conflict of interest with its credit rating activity.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 5, ved at undlade at sikre, at kreditvurderingsanalytikere eller personer, der godkender kreditvurderinger, fremsætter forslag eller giver anbefalinger om udformningen af strukturerede finansielle instrumenter, om hvilke kreditvurderingsbureauet forventes at udstede en kreditvurdering.
The credit rating agency infringes Article 6(2), in conjunction with point 5 of Section B of Annex I, by not ensuring that rating analysts or persons who approve ratings do not make proposals or recommendations regarding the design of structured finance instruments on which the credit rating agency is expected to issue a credit rating.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 6, ved at undlade at udforme sine rapporterings- og kommunikationskanaler således, at det sikres, at de i afsnit B, punkt 1, omhandlede personer er uafhængige i forhold til andre af kreditvurderingsbureauets aktiviteter, som udføres på kommercielt grundlag.
The credit rating agency infringes Article 6(2), in conjunction with point 6 of Section B of Annex I, by not designing its reporting or communication channels so as to ensure the independence of the persons referred to in point 1 of Section B from the other activities of the credit rating agency carried out on a commercial basis.
Kreditvurderingsbureauet overtræder artikel 6, stk. 2, sammenholdt med bilag I, afsnit B, punkt 8, andet afsnit, ved at undlade at opbevare registrene i mindst tre år, når registreringen af bureauet tilbagetrækkes.
The credit rating agency infringes Article 6(2), in conjunction with the second paragraph of point 8 of Section B of Annex I, by not keeping the records for a term of at least three years once its registration is withdrawn.
Kreditvurderingsbureauet overtræder artikel 7, stk. 1, ved at undlade at sikre, at kreditvurderingsanalytikere, dets ansatte samt enhver anden fysisk person, hvis tjenester stilles til rådighed for eller er under dets kontrol, og som er direkte involveret i kreditvurderingsaktiviteter, besidder en passende viden og erfaring i forhold til de opgaver, de udfører.
The credit rating agency infringes Article 7(1) by not ensuring that rating analysts, its employees or any other natural person whose services are placed at its disposal or under its control and who are directly involved in credit rating activities have appropriate knowledge and experience for the duties assigned.
Kreditvurderingsbureauet overtræder artikel 7, stk. 2, ved at undlade at sikre, at de i artikel 7, stk. 1, nævnte personer ikke tager initiativ til eller deltager i forhandlinger vedrørende vederlag eller betalinger med en kreditvurderet enhed, en tilknyttet tredjepart eller enhver person, der er direkte eller indirekte forbundet med den kreditvurderede enhed ved et kontrolforhold.
The credit rating agency infringes Article 7(2) by not ensuring that a person referred to in Article 7(1) does not initiate or participate in negotiations regarding fees or payments with any rated entity, related third party or any person directly or indirectly linked to the rated entity by control.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 3, litra a), ved at undlade at sikre, at personer, der er omhandlet i nævnte afsnits punkt 1, træffer alle passende foranstaltninger til at beskytte kreditvurderingsbureauets ejendom og dokumenter mod svig, tyveri eller misbrug under hensyntagen til arten, omfanget og kompleksiteten af dets virksomhed og arten og omfanget af dets kreditvurderingsaktiviteter.
The credit rating agency infringes Article 7(3), in conjunction with point 3(a) of Section C of Annex I, by not ensuring that a person referred to in point 1 of that Section takes all reasonable measures to protect property or records in possession of the credit rating agency from fraud, theft or misuse, taking into account the nature, scale and complexity of its business and the nature and range of its credit rating activities.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 5, ved at en person, der er omhandlet i nævnte afsnits punkt 1, påføres negative følger, når den pågældende til den medarbejder, som er ansvarlig for compliancefunktionen, indberetter, at en anden person, som omhandlet i punkt 1 i nævnt afsnit, har begået en handling, som førstnævnte anser som ulovlig.
The credit rating agency infringes Article 7(3), in conjunction with point 5 of Section C of Annex I, by imposing negative consequences on a person referred to in point 1 of that Section where that person reports information to the compliance officer to the effect that another person as referred to in point 1 of that Section has engaged in conduct that he or she considers to be illegal.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 6, ved, når en kreditvurderingsanalytiker afslutter sit ansættelsesforhold og bliver ansat i en kreditvurderet enhed, i hvis kreditvurdering den pågældende har været involveret, eller i en finansiel virksomhed, hvormed den pågældende har haft kontakt som led i sit arbejde i kreditvurderingsbureauet, at undlade at foretage en gennemgang af kreditvurderingsanalytikerens arbejde i de sidste to år inden vedkommendes fratræden.
The credit rating agency infringes Article 7(3), in conjunction with point 6 of Section C of Annex I, by not reviewing the relevant work of a rating analyst over two years preceding his or her departure, where the rating analyst terminates his or her employment and joins a rated entity which he or she has been involved in rating or a financial firm, with which he or she has had dealings as part of his or her duties at the credit rating agency.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 1, ved at undlade at sikre, at en person, der er omhandlet i nævnte punkt, ikke køber eller sælger eller deltager i en transaktion vedrørende et finansielt instrument som omhandlet i dette punkt.
The credit rating agency infringes Article 7(3), in conjunction with point 1 of Section C of Annex I, by not ensuring that a person referred to in that point does not buy, sell or engage in a transaction in any financial instrument referred to in that point.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 2, ved at undlade at sikre, at en person, der er omhandlet i nævnte afsnits punkt 1, ikke deltager i eller på anden måde påvirker fastsættelsen af en kreditvurdering, som fastsat i punkt 2 i nævnte afsnit.
The credit rating agency infringes Article 7(3), in conjunction with point 2 of Section C of Annex I, by not ensuring that a person referred to in point 1 of that Section does not participate in or otherwise influence the determination of a credit rating as set out in point 2 of that Section.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 3, litra b), c) og d), ved at undlade at sikre, at en person, der er omhandlet i nævnte afsnits punkt 1, ikke videregiver, anvender eller deler oplysninger, som nævnt i disse punkter.
The credit rating agency infringes Article 7(3), in conjunction with points (b), (c) and (d) of point 3 of Section C of Annex I, by not ensuring that a person referred to in point 1 of that Section does not disclose or use or share information, as referred to in those points.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 4, ved at undlade at sikre, at en person, der er omhandlet i nævnte afsnits punkt 1, ikke anmoder om eller modtager penge, gaver eller fordele fra en person, der indgår i et forretningsforhold med kreditvurderingsbureauet.
The credit rating agency infringes Article 7(3), in conjunction with point 4 of Section C of Annex I, by not ensuring that a person referred to in point 1 of that Section does not solicit or accept money, gifts or favours from anyone with whom the credit rating agency does business.
Kreditvurderingsbureauet overtræder artikel 7, stk. 3, sammenholdt med bilag I, afsnit C, punkt 7, ved at undlade at sikre, at en person, der er omhandlet i nævnte afsnits punkt 1, ikke påtager sig en ledende stilling i den kreditvurderede enhed eller dens tilknyttede tredjepart seks måneder efter kreditvurderingen.
The credit rating agency infringes Article 7(3), in conjunction with point 7 of Section C of Annex I, by not ensuring that a person referred to in point 1 of that Section does not take up a key management position with the rated entity or its related third party within six months of the credit rating.
Kreditvurderingsbureauet overtræder artikel 7, stk. 4, sammenholdt med bilag I, afsnit C, punkt 8, først afsnit, litra a), ved at undlade at sikre, at den ledende kreditvurderingsanalytiker ikke er involveret i kreditvurderingsaktiviteter knyttet til den samme kreditvurderede enhed eller dens tilknyttede tredjeparter i mere end højst fire år.
The credit rating agency infringes Article 7(4), in conjunction with point (a) of the first paragraph of point 8 of Section C of Annex I, by not ensuring that the lead rating analyst is not involved in credit rating activities related to the same rated entity or its related third parties for a period exceeding four years.
Kreditvurderingsbureauet overtræder artikel 7, stk. 4, sammenholdt med bilag I, afsnit C, punkt 8, først afsnit, litra b), ved at undlade at sikre, at en kreditvurderingsanalytiker ikke er involveret i kreditvurderingsaktiviteter knyttet til den samme kreditvurderede enhed eller dens tilknyttede tredjeparter i mere end højst fem år.
The credit rating agency infringes Article 7(4), in conjunction with point (b) of the first paragraph of point 8 Section C of Annex I, by not ensuring that a rating analyst is not involved in credit rating activities related to the same rated entity or its related third parties for a period exceeding five years.
Kreditvurderingsbureauet overtræder artikel 7, stk. 4, sammenholdt med bilag I, afsnit C, punkt 8, første afsnit, litra c), ved at undlade at sikre, at en person, som godkender kreditvurderinger, ikke er involveret i kreditvurderingsaktiviteter knyttet til den samme kreditvurderede enhed eller dens tilknyttede tredjeparter i mere end højst syv år.
The credit rating agency infringes Article 7(4), in conjunction with point (c) of the first paragraph of point 8 of Section C of Annex I, by not ensuring that a person approving credit ratings is not involved in credit rating activities related to the same rated entity or its related third parties for a period exceeding seven years.
Kreditvurderingsbureauet overtræder artikel 7, stk. 4, sammenholdt med bilag I, afsnit C, punkt 8, andet afsnit, ved at undlade at sikre, at en person, der er omhandlet i første afsnit, litra a), b) og c), i nævnte punkt ikke er involveret i kreditvurderingsaktiviteter knyttet til den i disse litraer omhandlede kreditvurderede enhed eller dens tilknyttede tredjeparter, inden for to år efter udløbet af de i ovennævnte litraer fastsatte perioder.
The credit rating agency infringes Article 7(4), in conjunction with the second paragraph of point 8 of Section C of Annex I, by not ensuring that a person referred to in points (a), (b) and (c) of the first paragraph of that point is not involved in credit rating activities related to the rated entity or related third parties referred to in those points within two years of the end of the periods set out in those points.
Kreditvurderingsbureauet overtræder artikel 7, stk. 5, ved at indføre løn- eller præstationsevaluering, som er afhængig af den indtægt, som kreditvurderingsbureauet får fra de kreditvurderede enheder eller tilknyttede tredjeparter.
The credit rating agency infringes Article 7(5) by introducing compensation or performance evaluation contingent on the amount of revenue that the credit rating agency derives from the rated entities or related third parties.
Kreditvurderingsbureauet overtræder artikel 8, stk. 2, ved at undlade at vedtage, gennemføre og håndhæve passende foranstaltninger med henblik på at sikre, at de kreditvurderinger, som det udsteder, er baseret på en grundig analyse af alle de oplysninger, som det er i besiddelse af, og som er relevante for analysen i henhold til de anvendte vurderingsmetoder.
The credit rating agency infringes Article 8(2) by not adopting, implementing or enforcing adequate measures to ensure that the credit ratings it issues are based on a thorough analysis of all the information that is available to it and that is relevant to its analysis according to its rating methodologies.
Kreditvurderingsbureauet overtræder artikel 8, stk. 3, ved at undlade at anvende vurderingsmetoder, der er stringente, systematiske og kontinuerlige, og som verificeres på baggrund af den historiske erfaring, herunder nærmere efterprøvning (»backtesting«).
The credit rating agency infringes Article 8(3) by not using rating methodologies that are rigorous, systematic, continuous and subject to validation based on historical experience, including back-testing.
Kreditvurderingsbureauet overtræder artikel 8, stk. 4, første afsnit, ved at nægte at udstede en kreditvurdering af en enhed eller et finansielt instrument under henvisning til, at en del af enheden eller det finansielle instrument tidligere er blevet vurderet af et andet kreditvurderingsbureau.
The credit rating agency infringes the first subparagraph of Article 8(4) by refusing to issue a credit rating of an entity or a financial instrument because a portion of the entity or the financial instrument had been previously rated by another credit rating agency.
Kreditvurderingsbureauet overtræder artikel 8, stk. 4, andet afsnit, ved at undlade at registrere alle de tilfælde, hvor det i forbindelse med kreditvurderingsprocessen afviger fra eksisterende kreditvurderinger, der er udarbejdet af et andet kreditvurderingsbureau, for så vidt angår underliggende aktiver eller strukturerede finansielle instrumenter, og ved at undlade at give en begrundelse for denne afvigelse.
The credit rating agency infringes the second subparagraph of Article 8(4) by not recording all instances where in its credit rating process it departs from existing credit ratings prepared by another credit rating agency with respect to underlying assets or structured finance instruments or by not providing a justification for the differing assessment.
Kreditvurderingsbureauet overtræder artikel 8, stk. 5, første punktum, ved at undlade at overvåge sine kreditvurderinger eller ved at undlade at revurdere sine kreditvurderinger og metoder løbende og mindst en gang om året.
The credit rating agency infringes the first sentence of Article 8(5) by not monitoring its credit ratings or by not reviewing its credit ratings or methodologies on an ongoing basis and at least annually.
Kreditvurderingsbureauet overtræder artikel 8, stk. 5, andet punktum, ved at undlade at etablere interne procedurer til at overvåge de konsekvenser, som makroøkonomiske ændringer eller ændringer af de finansielle markedsbetingelser har for dets kreditvurderinger.
The credit rating agency infringes the second sentence of Article 8(5) by not establishing internal arrangements to monitor the impact of changes in macroeconomic or financial market conditions on credit ratings.
Kreditvurderingsbureauet overtræder artikel 8, stk. 6, litra b), ved at undlade at revurdere de påvirkede kreditvurderinger i overensstemmelse med nævnte litra ved ændring af metoder, modeller eller de vigtigste udgangshypoteser eller ved ikke samtidig at holde de pågældende vurderinger under observation.
The credit rating agency infringes point (b) of Article 8(6), where methodologies, models or key rating assumptions used in credit rating activities are changed, by not reviewing the affected credit ratings in accordance with that point, or by not placing those ratings under observation in the meantime.
Kreditvurderingsbureauet overtræder artikel 8, stk. 6, litra c), ved at undlade at revurdere en kreditvurdering, der er udarbejdet på grundlag af de metoder, modeller eller vigtigste udgangshypoteser, som er ændret, hvis den samlede kombinerede virkning af ændringerne indvirker på denne kreditvurdering.
The credit rating agency infringes point (c) of Article 8(6) by not re-rating a credit rating that has been based on methodologies, models or key rating assumptions that are changed where the overall combined effect of those changes affects that credit rating.