natgillin/translations-raw huggingface dataset:
Den kompetente myndighed skal forhåndsgodkende de foreslåede bestemmelser om udsættelse af offentliggørelsen af handler og sikre, at markedsdeltagere og investorer klart oplyses om disse bestemmelser.
The competent authority must give prior approval to proposed arrangements for deferred trade-publication, and ensure that these arrangements are clearly disclosed to market participants and the investing public.
For at sikre de finansielle markeders effektive og ordnede funktion og
In order to provide for the efficient and orderly functioning of financial markets, and to ensure the
, gennemførelsesbestemmelser vedrørende:
adopt implementing measures in respect of:
rækkevidden og indholdet af de oplysninger, der skal offentliggøres
the scope and content of the information to be made available to the public;
betingelserne for, at et reguleret marked kan indføre bestemmelser om udsættelse af offentliggørelsen af handler, og vedrørende de transaktionsstørrelser eller aktietyper, for hvilke det er tilladt at udsætte offentliggørelsen
the conditions under which a regulated market may provide for deferred publication of trades and the sizes of transaction or types of share for which deferred publication is allowed;
Bestemmelser om clearingordninger
Provisions regarding clearing arrangements
Medlemsstaterne foreskriver, at regulerede markeder har ret til at indgå passende aftaler med en central modpart eller clearinginstitution i en anden medlemsstat
Member States shall provide that regulated markets have the right to enter into appropriate arrangements with a central counterparty or clearing house of another Member State
eller behørigt godkendt tredjeland
or of an appropriately authorised third country
med henblik på fornyelse eller netting af nogle eller samtlige handler, som er afsluttet af markedsdeltagere efter de regulerede markeders regler og systemer.
with a view to providing for the novation or netting of some or all trades concluded by market participants under their rules and systems.
Den kompetente myndighed for et reguleret marked må ikke modsætte sig anvendelse af en central modpart eller clearinginstitution i en anden medlemsstat, medmindre det kan godtgøres, at dette er nødvendigt for at sikre det regulerede markeds ordnede funktion.
The competent authority of a regulated market may not oppose the use of central counterparty or clearing houses in another Member State except where this is demonstrably necessary in order to maintain the orderly functioning of that regulated market.
Liste over regulerede markeder
List of regulated markets
mindst en gang om året.
and update it at least once a year.
KOMPETENTE MYNDIGHEDER
COMPETENT AUTHORITIES
UDPEGNING, BEFØJELSER, RESSOURCER OG PROCEDURER FOR TVISTBILÆGGELSE
DESIGNATION, POWERS, RESOURCES AND REDRESS PROCEDURES
Medlemsstaterne underretter Kommissionen om, hvilken kompetent myndighed der er ansvarlig for håndhævelsen af hver enkelt opgave med angivelse af eventuel opgavefordeling.
Member States shall inform the Commission of the identity of the competent authority responsible for enforcement of each of those duties, and of any division of those duties.
De i stk. 1 omhandlede kompetente myndigheder skal være offentlige myndigheder, hvilket dog ikke udelukker muligheden for at uddelegere hvervet til andre foretagender, hvis denne mulighed udtrykkeligt er fastsat.
The competent authorities referred to in paragraph 1 shall be public authorities, without prejudice to the possibility of delegating functions to other entities where that is expressly provided for.
En sådan uddelegering kan kun finde sted, hvis der er fastsat en klart defineret og dokumenteret ramme for udøvelsen af eventuelle uddelegerede hverv.
Such delegation may take place only if a clearly defined and documented framework for the exercise of any delegated functions has been established.
De kompetente myndigheder skal regelmæssigt kontrollere disse ordningers effektivitet.
Competent authorities shall periodically review the effectiveness of these arrangements.
De skal i sidste instans være ansvarlige for at sikre, at de bestemmelser, der vedtages i medfør af dette direktiv, gennemføres.
They shall retain ultimate responsibility for ensuring that the provisions adopted pursuant to this Directive are applied.
Hvis en medlemsstat udpeger mere end én kompetent myndighed til at håndhæve en bestemmelse i dette direktiv, skal deres respektive roller klart afgrænses, ligesom de skal samarbejde tæt.
If a Member State designates more than one competent authority to enforce a provision of this Directive, their respective roles shall be clearly defined and they shall cooperate closely.
Hver medlemsstat sikrer, at et sådant samarbejde også finder sted mellem de kompetente myndigheder i henhold til dette direktiv og de kompetente myndigheder i den pågældende medlemsstat, der fører tilsyn med kreditinstitutter og andre finansieringsinstitutter og med forsikringsselskaber.
Each Member State shall ensure that such cooperation also takes place between the competent authorities for the purposes of this Directive and the competent authorities responsible in that Member State for the supervision of credit and other financial institutions and insurance undertakings.
Medlemsstaterne sikrer, at disse myndigheder udveksler alle oplysninger, der er væsentlige eller relevante for udøvelsen af deres hverv.
Member States shall ensure that those authorities exchange any information which is essential or relevant for the exercise of their duties.
Beføjelser, der skal tillægges kompetente myndigheder
Powers to be made available to competent authorities
Medlemsstaterne sikrer, at de kompetente myndigheder tillægges alle de tilsyns-, undersøgelses- og håndhævelsesbeføjelser, der er nødvendige for, at de kan udøve deres hverv.
Member States shall ensure that the competent authorities possess all supervisory, investigatory and enforcement powers necessary for the exercise of their functions.
De kompetente myndigheder udøver disse beføjelser i henhold til national lovgivning enten direkte eller eventuelt i samarbejde med andre myndigheder, herunder retsmyndigheder.
They shall exercise such powers in conformity with national law, either directly or, where appropriate, in cooperation with other authorities, including judicial authorities.
Medlemsstaterne sikrer navnlig, at de kompetente myndigheder mindst har ret til
In particular, Member States shall ensure that competent authorities have at least the powers to:
at få adgang til ethvert dokument i enhver form
have access to any document in any form whatsoever;
at indhente yderligere oplysninger fra enhver person, ethvert investeringsselskab og ethvert reguleret marked og om nødvendigt indkalde og afhøre en person for at skaffe sig oplysninger
request additional information from any person, investment firm or regulated market, and if needed to summon and question a person with a view to obtaining information;
at kræve oplysninger om telefonsamtaler og datatrafik
require existing telephone and data traffic records;
at kræve, at en praksis, der er i strid med de bestemmelser, der fastsættes i medfør af dette direktiv, bringes til ophør
require cessation of a practice that is contrary to the provisions laid down pursuant to this Directive;
at kræve fastfrysning og/eller beslaglæggelse af aktiver
request the freezing and/or the sequestration of assets;
at kræve midlertidigt forbud nedlagt mod erhvervsvirksomhed
request temporary prohibition of professional activity;
at kræve, at godkendte foretagenders revisorer fremlægger oplysninger
require authorised entities" auditors to provide information;
at fastsætte enhver type foranstaltning, der kan sikre, at godkendte foretagender fortsat opfylder kravene efter loven
adopt any type of measure to ensure that authorised entities continue to comply with the legal requirements;
at kræve suspension af handelen med et finansielt instrument
demand the suspension of trading in a financial instrument;
at kræve fjernelse af et finansielt instrument fra handelen, enten på et reguleret marked eller over andre handelssystemer
demand the removal of a financial instrument from trading, whether on a regulated market or under other trading arrangements;
at anvende administrative sanktioner
impose administrative sanctions;
at iværksætte eller henvise sager til strafferetlig forfølgelse.
initiate or refer matters for criminal prosecution.
Medlemsstaterne sikrer, at de kompetente myndigheder har de nødvendige ressourcer til at udøve deres hverv, og at disse myndigheders personale opfylder faglige standarder og er underlagt egnede interne procedurer/adfærdskodekser, som især sikrer beskyttelse af personlige data, en retfærdig sagsbehandling og overholdelse af tavshedspligten.
Member States shall ensure that competent authorities have the adequate resources for the exercise of their functions, and that the staff of such authorities observe professional standards and are subject to appropriate internal procedures or rules of conduct which ensure, in particular, the protection of personal data, procedural fairness and the proper observance of confidentiality and secrecy provisions.
Uden at dette berører reglerne for inddragelse af tilladelse eller medlemsstaternes ret til at iværksætte strafferetlige sanktioner, sikrer medlemsstaterne i henhold til national lovgivning, at de kompetente myndigheder træffer fyldestgørende administrative foranstaltninger eller pålægger de ansvarlige personer administrative sanktioner, såfremt de bestemmelser, der vedtages i medfør af dette direktiv, ikke overholdes.
Without prejudice to the procedures for the withdrawal of authorisation or to the right of Member States to impose criminal penalties, Member States shall ensure, in conformity with their national law, that the competent authorities take appropriate administrative measures or impose administrative sanctions in respect of the persons responsible where the provisions adopted pursuant to this Directive have not been complied with.
Medlemsstaterne vedtager de sanktioner, der skal iværksættes i tilfælde af manglende samarbejde under en undersøgelse.
Member States shall determine the sanctions to be applied for failure to co-operate in an investigation.
Medlemsstaterne foreskriver, at den kompetente myndighed kan meddele offentligheden, hvilke foranstaltninger eller sanktioner der vil blive iværksat ved overtrædelse af bestemmelser, der vedtages i medfør af dette direktiv, medmindre det vil kunne skade de finansielle markeder eller forvolde de involverede parter uforholdsmæssig stor skade.
Member States shall provide that the competent authority may disclose to the public any measure or sanction that will be imposed for infringement of the provisions adopted pursuant to this Directive, unless the disclosure would jeopardise the financial markets or cause disproportionate damage to the parties involved.
Medlemsstaterne sikrer, at enhver afgørelse, der træffes i henhold til love eller administrative bestemmelser, der er vedtaget i overensstemmelse med dette direktiv, er begrundet og kan prøves ved domstolene.
Member States shall ensure that any decision taken under laws, regulations or administrative provisions adopted in accordance with this Directive is properly reasoned and is open to appeal or review by the courts.
Dette gælder også, hvis der ikke er truffet nogen afgørelse senest seks måneder efter indgivelsen af en ansøgning om tilladelse, der indeholder alle de i henhold til gældende bestemmelser krævede oplysninger.
The same shall apply where, in respect of an application for authorisation which provides all the information required, no decision is taken within six months of its submission.
Med hensyn til den i stk. 1 omhandlede klageret foreskriver medlemsstaterne, at
With regard to the right of appeal referred to in paragraph 1, Member States shall provide that
offentlige organer eller disses repræsentanter
public bodies or their representatives
Udenretslig ordning for investorklager
Extra-judicial mechanism for investors" complaints
Medlemsstaterne indfører effektive procedurer for klager og tvistbilæggelse med henblik på udenretslig afgørelse af forbrugertvister om investeringsservice og accessoriske tjenesteydelser, der er leveret af investeringsselskaber, og kan med henblik herpå eventuelt gøre brug af eksisterende institutioner.
Member States shall set up efficient and effective complaints and redress procedures for the out-of-court settlement of consumer disputes concerning the provision of investment and ancillary services provided by investment firms, using existing bodies where appropriate.
samarbejder for at definere, dele og fremme bedste praksis og
shall cooperate to identify, share and encourage best practice and
artikel 46, stk. 2
Article 46(2),
Ingen af de fortrolige oplysninger, de modtager i forbindelse med deres hverv, må videregives til andre personer eller myndigheder, undtagen i summarisk eller sammenfattet form, således at enkelte investeringsselskaber ikke kan identificeres, medmindre der er tale om tilfælde, der er omfattet af straffelovgivningen.
No confidential information which they may receive in the course of their duties may be divulged to any person or authority whatsoever, save in summary or aggregate form such that individual investment firms cannot be identified, without prejudice to cases covered by criminal law.
Forbindelser med revisorer
Relations with auditors
påvirke investeringsselskabets kontinuerlige funktion
affect the continuous functioning of the investment firm;
Hvis personer, der har fået tilladelse i henhold til direktiv 84/253/EØF, i god tro videregiver eventuelle forhold eller afgørelser som omhandlet i stk. 1 til de kompetente myndigheder, udgør dette ikke en tilsidesættelse af nogen kontraktlig eller lovmæssig begrænsning af retten til at videregive oplysninger, ligesom videregivelsen ikke på nogen måde vil være ansvarspådragende for de pågældende personer.
The disclosure in good faith to the competent authorities, by persons authorised within the meaning of Directive 84/253/EEC, of any fact or decision referred to in paragraph 1 shall not constitute a breach of any contractual or legal restriction on disclosure of information and shall not involve such persons in liability of any kind.
SAMARBEJDE MELLEM KOMPETENTE MYNDIGHEDER I FORSKELLIGE MEDLEMSSTATER
Cooperation between competent authorities of different Member States
De skal især udveksle oplysninger og samarbejde om undersøgelser.
In particular, they shall exchange information and co-operate in any investigation activities.
De kompetente myndigheder skal
Competent authorities
i fuldt omfang
shall use
Når en kompetent myndighed er overbevist om, at foretagender, der ikke er underlagt dens tilsyn, på en anden medlemsstats område udfører eller har udført handlinger, der er i strid med dette direktiv, skal denne kompetente myndighed give den kompetente myndighed i den anden medlemsstat en så nøjagtig meddelelse herom som muligt.
Where a competent authority is convinced that acts contrary to the provisions of this Directive, carried out by entities not subject to its supervision, are being or have been carried out on the territory of another Member State, it shall notify this in as specific a manner as possible to the competent authority of the other Member State.
Den underretter den kompetente myndighed, der har givet meddelelsen, om resultatet og så vidt muligt om vigtige forhold i sagens videre forløb.
It shall inform the notifying competent authority of the outcome of the action and, to the extent possible, of significant interim developments.
Samarbejde om undersøgelser
Cooperation in investigations
En kompetent myndighed i en medlemsstat kan anmode den kompetente myndighed i en anden medlemsstat om at samarbejde om en kontrol på stedet eller en undersøgelse.
A competent authority of one Member State may request the co-operation of the competent authority of another Member State for an on-the-spot verification or in an investigation.
De myndigheder, som modtager anmodningen, skal inden for rammerne af deres beføjelser efterkomme denne ved
Competent authorities which receive such requests shall, within the framework of their powers, act upon them by:
selv at foretage kontrollen
carrying out the verifications themselves;
at tillade, at de myndigheder, der har fremsat anmodningen, foretager kontrollen, eller
allowing the authorities who have requested them to carry them out; or
undersøgelsen kan bringe den pågældende medlemsstats suverænitet, sikkerhed eller grundlæggende retsprincipper i fare
such an investigation might adversely affect the sovereignty, security or public policy of the State addressed;
der allerede er indledt retsforfølgning med hensyn til de samme forhold og mod de samme personer ved denne stats myndigheder
judicial proceedings have already been initiated in respect of the same actions and the same persons before the authorities of the Member State addressed;
I tilfælde af nægtelse skal den kompetente myndighed give den kompetente myndighed, der fremsætter anmodningen, meddelelse herom og fremlægge så detaljerede oplysninger som muligt.
In the case of such a refusal, the competent authority shall notify the requesting competent authority accordingly, providing as detailed information as possible.
De kompetente myndigheder i medlemsstaterne skal straks give hinanden de oplysninger, der er nødvendige for udøvelsen af deres hverv som defineret i de bestemmelser, der vedtages i medfør af dette direktiv.
Competent authorities of Member States shall immediately supply one another with the information required for the purposes of carrying out their duties set out in the provisions adopted pursuant to this Directive.
er ikke til hinder for, at de kompetente myndigheder udveksler oplysninger i henhold til dette direktiv.
shall not prevent the competent authorities from exchanging information in accordance with this Directive.
Kompetente myndigheder, der afgiver oplysninger, skal angive, hvilke af de oplysninger eller dele af oplysninger, de således afgiver, der skal anses for fortrolige og derfor være underlagt tavshedspligt.
Competent authorities communicating information shall indicate what information, or part of it, thus supplied shall be considered confidential and therefore covered by professional secrecy.
Kommissionen kan efter fremgangsmåden i
The Commission may adopt, in accordance with the procedure referred to in
, vedtage gennemførelsesbestemmelser om proceduren for udveksling af oplysninger.
, implementing measures concerning procedures for the exchange of information.
De kompetente myndigheder, der i henhold til denne artikels stk. 1 eller
Competent authorities receiving confidential information under paragraph 1 of this Article or under
artikel 52 og 59
Articles 52 and 59
modtager fortrolige oplysninger, må kun anvende disse i forbindelse med udøvelsen af deres hverv:
may use it only in the course of their duties:
til at kontrollere, at betingelserne for adgang til at udøve virksomhed som investeringsselskab er opfyldt og til at lette det individuelle eller det konsoliderede tilsyn med investeringsselskabernes virksomhed, særlig med hensyn til kapitalkravene i direktiv 93/6/EØF, administrativ og regnskabsmæssig praksis samt intern kontrol, eller
to check that the conditions governing the taking up of the business of investment firms are met and to facilitate the monitoring, on a non-consolidated or consolidated basis, of the conduct of that business, especially with regard to the capital adequacy requirements imposed by Directive 93/6/EEC, administrative and accounting procedures and internal-control mechanisms;
til at pålægge sanktioner, eller
to impose sanctions;
hvis de kompetente myndigheders afgørelser indbringes for domstolene efter
in court proceedings initiated under
artikel 49
Article 49.
er ikke til hinder for hverken videregivelse af oplysninger til institutioner, der forvalter garantiordninger, såfremt dette er nødvendigt for deres arbejde, eller udvekslingen af de for tilsynet nødvendige oplysninger
shall neither preclude the disclosure of information to bodies which administer compensation schemes where this is necessary for the performance of their functions nor the exchange of information needed for the performance of supervisory functions:
mellem de kompetente myndigheder inden for medlemsstaten eller medlemsstaterne og
within a Member State or between Member States, between competent authorities and
de institutioner, der er ansvarlige for likvidation og konkursbehandling af investeringsselskaber og lignende procedurer, eller
bodies responsible for the liquidation and bankruptcy of investment firms and other similar procedures;
de personer, der er ansvarlige for den lovpligtige revision af investeringsselskabers og andre finansieringsinstitutters eller forsikringsselskabers regnskaber
and persons responsible for carrying out statutory audits of the accounts of investment firms and other financial institutions and insurance undertakings,
mellem de kompetente myndigheder og de myndigheder eller institutioner i andre medlemsstater, der fører tilsyn med kreditinstitutter, andre finansieringsinstitutter og forsikringsselskaber.
between competent authorities and the authorities or bodies of other Member States responsible for the supervision of credit institutions, other financial institutions and insurance undertakings.
Disse oplysninger er underlagt den i
Such information shall be subject to the conditions of professional secrecy laid down in
artikel 51
Article 51.
Uanset stk. 1 og 2 i denne artikel samt
Notwithstanding paragraphs 1 and 2 of this Article and
artikel 51 og 59
Articles 51 and 59
kan medlemsstaterne tillade udveksling af oplysninger mellem de kompetente myndigheder og
, Member States may authorise exchanges of information between, the competent authorities and:
de myndigheder, der fører tilsyn med de institutioner, der er involveret i likvidation og konkursbehandling af investeringsselskaber og lignende procedurer, eller
the authorities responsible for overseeing the bodies involved in the liquidation and bankruptcy of investment firms and other similar procedures;
de myndigheder, der fører tilsyn med de personer, der er ansvarlige for den lovpligtige revision af forsikringsselskabers, kreditinstitutters, investeringsselskabers og andre finansielle institutioners regnskaber.
the authorities responsible for overseeing persons charged with carrying out statutory audits of the accounts of insurance undertakings, credit institutions, investment firms and other financial institutions.
Medlemsstater, der udnytter muligheden i første afsnit, kræver mindst, at følgende betingelser er opfyldt:
Member States which have recourse to the option provided for in the first subparagraph shall require at least that the following conditions are met:
oplysningerne skal anvendes til at føre det i første afsnit omhandlede tilsyn
the information must be for the purpose of performing the task of overseeing referred to in the first subparagraph;
de oplysninger, der modtages i denne forbindelse, skal være underlagt den i
information received in that context must be subject to the conditions of professional secrecy laid down in
artikel 51
Article 51;
Medlemsstaterne meddeler Kommissionen og de øvrige medlemsstater navnene på de myndigheder, der kan modtage oplysninger i henhold til dette stykke.
Member States shall communicate to the Commission and to the other Member States the names of the authorities which may receive information pursuant to this paragraph.
artikel 51 og 59
Articles 51 and 59,
oplysningerne skal anvendes til at føre det i første afsnit omhandlede tilsyn
the information shall be for the purpose of performing the task referred to in the first subparagraph;
de oplysninger, der modtages i denne forbindelse, skal være underlagt den i
information received in this context shall be subject to the conditions of professional secrecy imposed in