natgillin/translations-raw huggingface dataset:
Medlemsstaterne eller de berørte kompetente myndigheder kræver, at regulerede enheder inden for det finansielle konglomerat har tilstrækkelige risikostyringsprocedurer og interne kontrolmekanismer, herunder velfungerende rapporterings- og regnskabsprocedurer, med henblik på behørigt at identificere, måle, overvåge og styre de koncerninterne transaktioner inden for et finansielt konglomerat og risikokoncentrationen på konglomeratplan.
The Member States or the competent authorities concerned shall require regulated entities to have in place within the financial conglomerate adequate risk management processes and internal control mechanisms, including sound reporting and accounting procedures, in order to identify, measure, monitor and control the intra-group transactions within a financial conglomerate and the risk concentration at the level of the financial conglomerate appropriately.
De kompetente myndigheder med ansvar for det supplerende tilsyn fører kontrol med disse procedurer og mekanismer.
These processes and mechanisms shall be subject to overview by the competent authorities responsible for the supplementary supervision.
Medlemsstaterne og de berørte kompetente myndigheder kræver, at regulerede enheder eller blandede finansielle holdingselskaber regelmæssigt og mindst en gang årligt til den kompetente myndighed, som har ansvar for det supplerende tilsyn, rapporterer alle væsentlige koncerninterne transaktioner inden for et finansielt konglomerat såvel som alle væsentlige risikokoncentrationer på konglomeratplan i overensstemmelse med de regler, der er fastsat i denne artikel og i bilag II.
The Member States or the competent authorities concerned shall require regulated entities or mixed financial holding companies to report on a regular basis and at least annually to the competent authority responsible for the supplementary supervision, all significant intra-group transactions within a financial conglomerate as well as any significant risk concentration at the level of the financial conglomerate, in accordance with the rules laid down in this Article and in Annex II.
Disse koncerninterne transaktioner og risikokoncentrationer er underlagt kontrol foretaget af de kompetente myndigheder med ansvar for det supplerende tilsyn i overensstemmelse med afdeling 2.
These intra-group transactions and risk concentrations shall be subject to supervisory overview by the competent authorities responsible for the supplementary supervision in accordance with section 2.
Indtil der sker en yderligere samordning af fællesskabslovgivningen kan medlemsstaterne opstille kvantitative grænser eller tillade deres kompetente myndigheder at opstille kvantitative grænser eller træffe andre tilsynsspecifikke foranstaltninger, der tjener tilsvarende formål, med hensyn til koncerninterne transaktioner i et finansielt konglomerat og risikokoncentration på konglomeratplan.
Pending further co-ordination of Community legislation, Member States may set quantitative limits or allow their competent authorities to set quantitative limits, or take other supervisory measures that would achieve similar objectives, with regard to intra-group transactions within a financial conglomerate and risk concentration at the level of a financial conglomerate.
Hvis et finansielt konglomerat ledes af et blandet finansielt holdingselskab, gælder sektorreglerne vedrørende koncerninterne transaktioner og risikokoncentration i den største finansielle sektor i det finansielle konglomerat for den sektor som helhed, herunder det blandede finansielle holdingselskab.
Where a financial conglomerate is headed by a mixed financial holding company, the sectoral rules regarding intra-group transactions and risk concentration of the largest financial sector in the financial conglomerate shall apply to that sector as a whole, including the mixed financial holding company.
Hvis de regulerede enheder i et finansielt konglomerat ikke opfylder de krav, der er omhandlet i stk. 2 til 5, påser de kompetente myndigheder, som har ansvar for det supplerende tilsyn med de regulerede enheder i det finansielle konglomerat, at disse enheder og, hvor det er hensigtsmæssigt, andre enheder i koncernen snarest muligt træffer de nødvendige foranstaltninger til at afhjælpe situationen.
If the regulated entities in a financial conglomerate do not comply with the requirements referred to in paragraphs 2 to 5, the competent authorities responsible for the supervision of the regulated entities in the financial conglomerate shall ensure that these entities and where appropriate other entities in the group take the necessary measures to rectify the situation as soon as possible.
Hvis de koncerninterne transaktioner eller risikokoncentrationer udgør en trussel mod de regulerede enheders finansielle situation, træffer de kompetente myndigheder passende foranstaltninger.
Where the intra-group transactions or risk concentrations are a threat to the regulated entities' financial position, the competent authorities shall take appropriate measures.
Koordinatoren overvåger nøje anvendelsen af reglerne for koncerninterne transaktioner og risikokoncentration i finansielle konglomerater og rapporterer regelmæssigt herom til det i artikel 17 omhandlede udvalg for finansielle konglomerater.
The co-ordinator shall monitor closely the application of rules on intra-group transactions and risk concentration within financial conglomerates, and shall report on a regular basis thereon to the Financial Conglomerates Committee referred to in Article 17.
Tre år efter dette direktivs vedtagelse forelægger Kommissionen en evalueringsrapport om hensigtsmæssigheden af at indføre kvantitative tærskler og begrænsninger for koncerninterne transaktioner og risikokoncentration for finansielle konglomerater, som i givet fald ville kræve en tilsvarende tilpasning af forsikringsdirektiverne.
Three years after the adoption of this Directive, the Commission shall present an evaluation report which will address the appropriateness of introducing quantitative thresholds and limits for intra-group transactions and risk concentration for financial conglomerates which would require the parallel adaptation of the insurance directives.
FORANSTALTNINGER, SOM SKAL LETTE DET SUPPLERENDE TILSYN Artikel 7 De kompetente myndigheder med ansvar for det supplerende tilsyn (koordinatoren)
Measures to facilitate supplementary supervision Article 7 Competent authorities responsible for exercising supplementary supervision ( the co-ordinator)
Med henblik på at sikre et korrekt supplerende tilsyn med de regulerede enheder i et finansielt konglomerat udpeger
In order to ensure a proper supplementary supervision of the regulated entities in a financial conglomerate, the competent authorities
de kompetente
of the Member States
fra egne rækker
shall appoint amongst them a
koordinator, som har ansvar for koordinering og udøvelse af det supplerende tilsyn.
co-ordinator, responsible for co-ordination and exercise of the supplementary supervision.
Identiteten af den således udpegede koordinator meddeles omgående og inden datoen for gennemførelsen af dette direktiv i medlemsstaterne til de berørte regulerede enheder.
The single co-ordinator shall be so appointed, and the co-ordinator's identity notified to the relevant regulated entities, without delay and before the due transposition date of this Directive in the Member States.
Udpegelsen sker
The appointment shall be based
Hvis et finansielt konglomerat ledes af en reguleret enhed, varetages hvervet som koordinator af den kompetente myndighed, der har meddelt den regulerede enhed tilladelse i henhold til de relevante sektorregler
Where a financial conglomerate is headed by a regulated entity, the task of co-ordinator shall be exercised by the competent authority that has authorised that regulated entity pursuant to the relevant sectoral rules;
Hvis et finansielt konglomerat ikke ledes af en reguleret enhed, varetages hvervet som koordinator af den kompetente myndighed, der er udpeget efter følgende principper:
Where a financial conglomerate is not headed by a regulated entity, the task of co-ordinator shall be exercised by the competent authority identified in accordance with the following principles:
hvis moderselskabet til en reguleret enhed er et blandet finansielt holdingselskab, varetages hvervet som koordinator af den kompetente myndighed, der har meddelt tilladelse til denne enhed i henhold til de relevante sektorregler
where the parent of a regulated entity is a mixed financial holding company, the task of the co-ordinator shall be exercised by the competent authority that has authorised that entity pursuant to the relevant sectoral rules;
hvis to eller flere regulerede enheder med hovedkontor i Fællesskabet har samme blandede finansielle holdingselskab som modervirksomhed, og en af disse enheder er meddelt tilladelse i den medlemsstat, hvor det blandede finansielle holdingselskab er oprettet, udøves hvervet som koordinator af den kompetente myndighed for den regulerede enhed, som er meddelt tilladelse i denne medlemsstat
where more than one regulated entity with a head office in the Community have as their parent the same mixed financial holding company, and one of these entities has been authorised in the Member State in which the mixed financial holding company is set up, the task of co-ordinator shall be exercised by the competent authority of the regulated entity authorised in that Member State;
hvis det finansielle konglomerat imidlertid har sin hovedaktivitet i en anden finansiel sektor end den regulerede enhed, der er meddelt tilladelse i den i første afsnit omhandlede medlemsstat, foretages det supplerende tilsyn af en koordinatorgruppe, der er sammensat af den i første afsnit omhandlede kompetente myndighed og den kompetente myndighed, der har meddelt tilladelse til den regulerede enhed, som har den største balancesum i den mest betydningsfulde finansielle sektor
however, where the financial conglomerate's main activity is in a different financial sector than that of the regulated entity authorised in the Member State referred to in the first subparagraph, the supplementary supervision shall be exercised by a co-ordinator composed of the competent authority referred to in the first subparagraph and the competent authority that authorised the regulated entity with the largest balance-sheet total in the most important financial sector;
hvis to eller flere regulerede enheder, som er aktive i forskellige finansielle sektorer, er meddelt tilladelse i den medlemsstat, hvor det blandede finansielle holdingselskab er oprettet, varetages hvervet som koordinator af den kompetente myndighed for den regulerede enhed, der er aktiv i den mest betydningsfulde finansielle sektor
where more than one regulated entity, that are active in different financial sectors, have been authorised in the Member State in which the mixed financial holding company is set up, the task of the co-ordinator shall be exercised by the competent authority of the regulated entity active in the most important financial sector;
hvis det finansielle konglomerat ledes af to eller flere blandede finansielle holdingselskaber, der er oprettet i forskellige medlemsstater, og der findes en reguleret enhed i hver af disse stater, varetages hvervet som koordinator af den kompetente myndighed for den regulerede enhed med den største balancesum, hvis disse enheder tilhører samme finansielle sektor, eller af den kompetente myndighed for den regulerede enhed inden for den mest betydningsfulde finansielle sektor
where the financial conglomerate is headed by more than one mixed financial holding company set up in different Member States and there is a regulated entity in each of these States, the task of the co-ordinator shall be exercised by the competent authority of the regulated entity with the largest balance-sheet total if these entities are in the same financial sector, or by the competent authority of the regulated entity in the most important financial sector;
hvis to eller flere regulerede enheder med hovedkontor i Fællesskabet som modervirksomhed har samme blandede finansielle holdingselskab, og ingen af disse enheder er meddelt tilladelse i den medlemsstat, hvor det blandede finansielle holdingselskab er etableret, udøves hvervet som koordinator af den kompetente myndighed, der har meddelt tilladelse til den regulerede enhed, som har den største balancesum i den mest betydningsfulde finansielle sektor
where more than one regulated entity with a head office in the Community have as their parent the same mixed financial holding company and none of these entities has been authorised in the Member State in which the mixed financial holding company is set up, the task of the co-ordinator shall be exercised by the competent authority that authorised the regulated entity with the largest balance-sheet total in the most important financial sector;
hvis det finansielle konglomerat er en koncern uden en modervirksomhed i spidsen, udøves hvervet som koordinator af den kompetente myndighed, der har meddelt tilladelse til den regulerede enhed, som har den største balancesum i den mest betydningsfulde finansielle sektor.
where the financial conglomerate is a group without a parent undertaking at the top, the task of the co-ordinator shall be exercised by the competent authority that authorised the regulated entity with the largest balance-sheet total in the most important financial sector.
Inden koordinatoren udpeges, giver de relevante kompetente myndigheder de regulerede enheder mulighed for at udtale sig.
Before making such an appointment, the relevant competent authorities shall give the regulated entities the opportunity to state their opinion concerning the appointment of the single co-ordinator.
Artikel 8 Koordinatorens opgaver
Article 8 Tasks of the co-ordinator
Koordinatorens opgaver i forbindelse med det supplerende tilsyn omfatter:
The tasks to be carried out by the co-ordinator with regard to the supplementary supervision shall include:
koordinering af indsamling og formidling af relevante eller væsentlige oplysninger under normale forhold og i krisesituationer, herunder formidling af oplysninger, der er af betydning for en kompetent myndigheds tilsynsopgave i henhold til sektorregler
the co-ordination of gathering and dissemination of relevant or essential information in going concern and emergency situations, including the dissemination of information that is of importance for a competent authority's supervisory task under sectoral rules;
vurdering af den finansielle situation og navnlig overvågning af anvendelsen af reglerne om
the assessment of the financial situation, and the overview and monitoring of the compliance with the rules on capital adequacy and of
som omhandlet i artikel 5 og 6
as set out in Articles 5 and 6;
vurdering af det finansielle konglomerats struktur, organisation og interne kontrolsystemer
the assessment of the financial conglomerate's structure, organisation and internal control systems;
e) forebyggelse af dobbelt indberetning.
the prevention of duplication of reporting.
Med henblik på at lette det supplerende tilsyn iværksætter koordinatoren, de kompetente myndigheder, som har ansvar for det sektorielle tilsyn på koncernplan med de regulerede enheder i et finansielt konglomerat, samt eventuelt andre kompetente myndigheder koordineringsordninger.
In order to facilitate the supplementary supervision, the co-ordinator, the competent authorities responsible for the sectoral group-wide supervision of the regulated entities in a financial conglomerate and where relevant other competent authorities concerned shall have co-ordination arrangements in place.
Koordineringsordningen kan pålægge koordinatoren yderligere opgaver.
The co-ordination arrangement may confine additional tasks to the co-ordinator.
Uden at det berører muligheden for at delegere særlige tilsynsbeføjelser og -ansvar som foreskrevet i fællesskabslovgivningen, påvirker tilstedeværelsen af en koordinator med specifikke opgaver i forbindelse med det supplerende tilsyn med regulerede enheder i et finansielt konglomerat ikke de kompetente myndigheders opgaver og ansvar som foreskrevet i sektorreglerne.
Without prejudice to the possibility to delegate specific supervisory competences and responsibilities as provided by Community legislation, the presence of a co-ordinator entrusted with specific tasks on the supplementary supervision of regulated entities in a financial conglomerate does not affect the tasks and responsibilities of the competent authorities as provided by the sectoral rules.
Artikel 9 Samarbejde og udveksling af oplysninger mellem kompetente myndigheder
Article 9 Co-operation and exchange of information between competent authorities
De kompetente myndigheder, der har ansvar for tilsynet med de regulerede enheder i et finansielt konglomerat, arbejder nært sammen.
The competent authorities responsible for the supervision of regulated entities in a financial conglomerate shall co-operate closely.
Uden at det påvirker deres respektive ansvar som defineret i sektorreglerne, forsyner disse myndigheder, hvad enten de er etableret i samme medlemsstat eller ej, hinanden med alle oplysninger, der er nødvendige eller relevante for udførelsen af de andre kompetente myndigheders tilsynsopgaver, såvel som koordinatoren med alle oplysninger, der er relevante for udførelsen af dennes opgaver som defineret i artikel 8.
Without prejudice to their respective responsibilities as defined under sectoral rules, these authorities, whether or not established in the same Member State, shall provide one another with any information which is essential or relevant for the exercise of the other competent authorities' supervisory tasks, as well as the co-ordinator with any information which is relevant for the exercise of his tasks as defined in Article 8.
De kompetente myndigheder fremlægger på anmodning alle relevante oplysninger og giver på eget initiativ alle væsentlige oplysninger.
In this regard, competent authorities shall communicate on request all relevant information and shall communicate on their own initiative all essential information.
Dette samarbejde omfatter mindst indsamling og udveksling af oplysninger vedrørende følgende punkter:
This co-operation shall at least provide for the gathering and the exchange of information with regard to the following items:
identificering af koncernstrukturen, af alle større enheder inden for det finansielle konglomerat og af de kompetente myndigheder for de regulerede enheder i koncernen
identification of the group structure, of all major entities belonging to the financial conglomerate, as well as of the competent authorities of the regulated entities in the group;
det finansielle konglomerats
the financial conglomerate's strategic
det finansielle konglomerats vigtigste aktionærer og ledelse
the financial conglomerate's major shareholders and management;
organisation, risikostyring og interne kontrolsystemer på konglomeratplan
the organisation, risk management and internal control systems at financial conglomerate level;
procedurer til indsamling af oplysninger fra enhederne i et finansielt konglomerat og kontrol af disse oplysninger
procedures for the collection of information from the entities in a financial conglomerate, and the verification of this information;
negative udviklinger i regulerede enheder eller i andre af det finansielle konglomerats enheder, som kunne have en alvorlig indvirkning på de regulerede enheder
adverse developments in regulated entities or in other entities of the financial conglomerate that could seriously affect the regulated entities;
De kompetente myndigheder skal forud for deres beslutning konsultere hinanden med hensyn til følgende punkter, hvis disse beslutninger er af betydning for andre kompetente myndigheders tilsynsopgaver:
The competent authorities concerned shall prior to their decision consult each other with regard to the following items, where these decisions are of importance for other competent authorities' supervisory tasks:
ændringer i aktionær-, organisations- eller ledelsesstrukturen i regulerede enheder i et finansielt konglomerat, der kræver de kompetente myndigheders godkendelse eller bemyndigelse
changes in the shareholder, organisational or management structure of regulated entities in a financial conglomerate, that require the approval or authorisation of competent authorities;
vigtigste sanktioner eller ekstraordinære foranstaltninger, der træffes af de kompetente
major sanctions or exceptional measures taken by competent
kan opfordre de kompetente myndigheder i den medlemsstat, hvor en modervirksomhed er hjemmehørende, og som ikke selv foretager det supplerende tilsyn i henhold til artikel 7, til at anmode modervirksomheden om oplysninger, som er relevante for udførelsen af koordineringsopgaverne som fastsat i artikel 8, og til at fremsende disse til koordinatoren.
co-ordinator may invite the competent authorities of the Member State in which a parent undertaking is located, and which do not themselves exercise the supplementary supervision pursuant to Article 7, to ask the parent undertaking for any information which would be relevant for the exercise of its co-ordination tasks as laid down in Article 8, and to transmit that information to the co-ordinator.
til førstnævnte myndighed for at få oplysningerne.
address themselves to the former authority for obtaining the information.
Medlemsstaterne giver tilladelse til udveksling af oplysningerne mellem deres kompetente myndigheder indbyrdes og mellem deres kompetente myndigheder og andre myndigheder som omtalt i stk. 1 og 2.
Member States shall authorise the exchange of the information between their competent authorities and between their competent authorities and other authorities, as referred to in paragraphs 1 and 2.
Indsamling eller besiddelse af oplysninger vedrørende en enhed i et finansielt konglomerat, som ikke er en reguleret enhed, indebærer på ingen måde, at de kompetente myndigheder skal føre individuelt tilsyn med disse enheder.
The collection or possession of information with regard to an entity within a financial conglomerate which is not a regulated entity does not in any way imply that the competent authorities are required to play a supervisory role in relation to these entities standing alone.
Oplysninger modtaget inden for rammerne af det supplerende tilsyn og navnlig enhver udveksling af oplysninger mellem kompetente myndigheder indbyrdes og mellem kompetente myndigheder og andre myndigheder, som er omhandlet i dette direktiv, er underlagt reglerne for tjenstlig tavshedspligt og videregivelse af fortrolige oplysninger som fastsat i sektorreglerne.
Information received in the framework of the supplementary supervision and in particular any exchange of information between competent authorities and between competent authorities and other authorities which is provided for in this Directive, shall be subject to the provisions of professional secrecy and communication of confidential information laid down in the sectoral rules.
Artikel 10 Interne kontrolmekanismer
Article 10 Internal control mechanisms
De kompetente myndigheder sikrer, at der i alle virksomheder, som er underlagt supplerende tilsyn i henhold til artikel 4, findes tilstrækkelige interne kontrolmekanismer, der kan
The competent authorities shall ensure that in all undertakings included in the scope of supplementary supervision pursuant to Article 4, there are adequate internal control mechanisms for the production of any data and information which would be relevant for the purposes
Artikel 11 Adgang til oplysninger
Article 11 Access to information
Medlemsstaterne sikrer, at der ikke inden for deres jurisdiktion findes retlige hindringer for, at fysiske og juridiske personer inden for rammerne af det supplerende tilsyn udveksler oplysninger, som måtte være relevante for det supplerende tilsyn.
Member States shall ensure that there are no legal impediments within their jurisdiction preventing the natural and legal persons included within the scope of the supplementary supervision from exchanging amongst themselves any information that would be relevant for the purposes of supplementary supervision.