SEC Contract Filing

Filing Date: 2019-10-30

Document Content:
<DOCUMENT>
<TYPE>EX-10.4
<SEQUENCE>5
<FILENAME>votingagreementoct2019.htm
<DESCRIPTION>EXHIBIT 10.4 VOTING AGREEMENT
<TEXT>
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<div><a name="s47413a9dd62441e4b62dcf8d45d758bc"></a></div><div><div style="line-height:120%;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div></div><div><br></div><div style="line-height:120%;text-align:right;font-size:12pt;"><font style="font-family:inherit;font-size:12pt;"><br></font></div><div style="line-height:120%;padding-bottom:16px;text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">VOTING AGREEMENT</font></div><div style="line-height:120%;padding-bottom:16px;text-align:justify;text-indent:96px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">VOTING AGREEMENT, dated as of October 29, 2019 (this &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Agreement</font><font style="font-family:inherit;font-size:10pt;">&#8221;), by and among (a) Infrastructure and Energy Alternatives, Inc., a Delaware corporation with offices located at 6325 Digital Way, Suite 460, Indianapolis, Indiana 46278 (the &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Company</font><font style="font-family:inherit;font-size:10pt;">&#8221;), (b) Infrastructure and Energy Alternatives, LLC, a Delaware limited liability company (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">IEA LLC</font><font style="font-family:inherit;font-size:10pt;">&#8221;) and OT POF IEA Preferred B Aggregator, L.P. (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">OT LP</font><font style="font-family:inherit;font-size:10pt;">&#8221;, and together with IEA LLC, the &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Oaktree Stockholders</font><font style="font-family:inherit;font-size:10pt;">&#8221;), and (c) M III Sponsor I LLC, a Delaware limited liability corporation (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">M III Sponsor</font><font style="font-family:inherit;font-size:10pt;">&#8221;), Mohsin Y. Meghji (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Meghji</font><font style="font-family:inherit;font-size:10pt;">&#8221;), Mohsin Meghji 2016 Gift Trust (the &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Meghji Trust</font><font style="font-family:inherit;font-size:10pt;">&#8221;) and Charles Garner (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Garner</font><font style="font-family:inherit;font-size:10pt;">&#8221;, together with M III Sponsor, Meghji and the Meghji Trust, the &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">M III Stockholders</font><font style="font-family:inherit;font-size:10pt;">&#8221; and, collectively with the Oaktree Stockholders, the &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Stockholders</font><font style="font-family:inherit;font-size:10pt;">&#8221;).</font></div><div style="line-height:120%;padding-bottom:16px;text-align:justify;text-indent:96px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">WHEREAS, concurrently herewith, the Company is entering into an Equity Commitment Agreement (the &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Equity Commitment Agreement</font><font style="font-family:inherit;font-size:10pt;">&#8221;, as amended, restated, amended and restated, supplemented or otherwise modified from time to time in accordance with the terms thereof; capitalized terms not defined herein shall have the meanings ascribed to them in the Equity Commitment Agreement), with Ares Special Situations Fund IV, L.P., a Delaware limited partnership (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Ares SSF</font><font style="font-family:inherit;font-size:10pt;">&#8221;), ASOF Holdings I, L.P., a Delaware limited partnership (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">ASOF</font><font style="font-family:inherit;font-size:10pt;">&#8221; and, together with Ares SSF, &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Ares</font><font style="font-family:inherit;font-size:10pt;">&#8221;), Oaktree Power Opportunities Fund III Delaware, L.P., a Delaware limited partnership (&#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">OPPF</font><font style="font-family:inherit;font-size:10pt;">&#8221; and, collectively with the Oaktree Stockholders, &#8220;</font><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Oaktree</font><font style="font-family:inherit;font-size:10pt;">&#8221;), and the Oaktree Stockholders, pursuant to which, on the terms and subject to the conditions set forth therein, the Company will issue to Ares and Ares will purchase from the Company at the initial closing 80,000 shares of Series B-3 Preferred Stock and 3,568,750 Warrants and Ares and Oaktree will commit to purchase up to 30,000 additional shares of Series B-3 Preferred Stock with associated Warrants;</font></div><div style="line-height:120%;padding-bottom:16px;text-align:justify;text-indent:96px;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">WHEREAS, in connection with the Equity Commitment Agreement, the Company is entering into the Series A Preferred Exchange Agreement (the &#8220;</font><font style="font-family:inherit;font-size:10pt;text-decoration:underline;">Series A P