SEC Contract Filing

Filing Date: 2023-01-31

Document Content:
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<TYPE>EX-10.2
<SEQUENCE>7
<FILENAME>ex10_2.htm
<DESCRIPTION>EXHIBIT 10.2
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<P STYLE="font: bold 10pt Times New Roman, Times, Serif; text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt; color: Red"><B><U></U></B></FONT><U><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GLOBAL AMENDMENT</FONT></U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">This
Global Amendment (this <B>&quot;Amendment&quot;)</B> is entered into as of January 25, 2023 by and between Streeterville Capital, LLC,
a Utah limited liability company <B>(&quot;Lender&quot;), </B>and Applied UV, Inc., a Delaware corporation <B>(&quot;Borrower&quot;).
</B>Capitalized terms used in this Amendment without definition unless otherwise noted shall have the meanings given to them in the Note
(as defined below).</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">A.&nbsp;
Borrower previously sold and issued to Lender that certain Redeemable Promissory Note dated January 25, 2023 in the original principal
amount of $2,807,500.00 (the <B>&quot;Note&quot;) </B>pursuant to that certain Securities Purchase Agreement dated January 25, 2023 by
and between Lender and Borrower (the <B>&quot;Purchase Agreement,&quot; </B>and together with the Note and all other documents entered
into in conjunction therewith, the <B>&quot;Transaction Documents&quot;).</B></FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">B.&nbsp;
Lender and Borrower have agreed, subject to the terms, amendments, conditions and understandings expressed in this Amendment, to amend
the Transaction Documents as set forth herein.</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">NOW,
THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties agree as follows:</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">1.&nbsp;
<U>Recitals.</U> Each of the parties hereto acknowledges and agrees that the recitals set forth above in this Amendment are true and
accurate and are hereby incorporated into and made a part of this Amendment.</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">2.&nbsp;
<U>Closing Date.</U> The Closing Date (as defined in the Purchase Agreement) for all Transaction Documents is hereby amended to January
25, 2023.</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">3.&nbsp;
<U>Conditional Lender Conversion Right.</U> Following a Major Trigger Event, Lender will have the right to convert all or any portion
of the Outstanding Balance of the Note into Common Stock at the Common Stock Redemption Price, and all provisions in the Transaction
Documents relating to the delivery of Redemption Shares will apply to the delivery of shares of Common Stock pursuant to this conversion
right.</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">4.&nbsp;
<U>Representations and Warranties.</U> In order to induce Lender to enter into this Amendment, Borrower, for itself, and for its affiliates,
successors and assigns, hereby acknowledges, represents, warrants and agrees as follows:</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">(a)&nbsp;
Borrower has full power and authority to enter into this Amendment and to incur and perform all obligations and covenants contained herein,
all of which have been duly authorized by all proper and necessary action. No consent, approval, filing or registration with or notice
to any governmental authority is required as a condition to the validity of this Amendment or the performance of any of the obligations
of Borrower hereunder.</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">(b)&nbsp;
Except as expressly set forth in this Amendment, Borrower acknowledges and agrees that neither the execution and delivery of this
Amendment nor any of the terms, provisions, covenants, or agreements contained in this Amendment shall in any manner release,
impair, lessen, modify, waive, or otherwise affect the liability and obligations of Borrower under the terms of the Note.</FONT></P>

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