SEC Contract Filing

Filing Date: 2021-02-12

Document Content:
<DOCUMENT>
<TYPE>EX-10.2
<SEQUENCE>4
<FILENAME>uamy_ex102.htm
<DESCRIPTION>PLACEMENT AGENCY AGREEMENT DATED FEBRUARY 10, 2021 BETWEEN UNITED STATES ANTIMONY CORPORATION AND ROTH CAPITAL PARTNERS, LLC
<TEXT>
<html>
<head>
<!-- Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com -->
<!-- Copyright 2021 Issuer Direct Corporation -->
<title>uamy_ex102</title>
</head>
<body style="font-family: Times New Roman; font-size: 13px;">
<div id="pgbrk" style="width: 100%; margin-left: 0px; text-indent: 0px; margin-right: 0px">
<div id="hdr">
<div style="text-align: left; width: 100%; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
</div>
</div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">
</font></div>
<div style="text-align: right; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px;"><font style="font-weight: bold">
Exhibit 10.2</font><br></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">
PLACEMENT AGENCY AGREEMENT</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 240px">
<font style="font-family: Times New Roman; font-size: 13px">February 10,
2021</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Roth
Capital Partners, LLC</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">888 San
Clemente Drive</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Newport
Beach, CA 92660</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Ladies
and Gentlemen:</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold">Introduction</font>. Subject to the terms and
conditions herein (this &#x201C;<font style="text-decoration: underline">Agreement</font>&#x201D;), United
States Antimony Corporation, a Montana corporation (the
&#x201C;<font style="text-decoration: underline">Company</font>&#x201D;), hereby agrees
to sell up to an aggregate of $14,287,000 of registered securities
of the Company, including, but not limited to, shares (the
&#x201C;<font style="text-decoration: underline">Shares</font>&#x201D; or the
&#x201C;<font style="text-decoration: underline">Securities</font>&#x201D;) of the
Company&#x2019;s common stock, $0.01 par value per share (the
"<font style="text-decoration: underline">Common
Stock</font>&#x201D;), to various investors (each, an
&#x201C;<font style="text-decoration: underline">Investor</font>&#x201D; and,
collectively, the &#x201C;<font style="text-decoration: underline">Investors</font>&#x201D;) through Roth
Capital Partners, LLC, as placement agent (the &#x201C;<font style="text-decoration: underline">Placement Agent</font>&#x201D;). The
documents executed and delivered by the Company and the Investors
in connection with the Offering (as defined below), including,
without limitation, a securities purchase agreement (the
&#x201C;<font style="text-decoration: underline">Purchase
Agreement</font>&#x201D;), shall be collectively referred to herein
as the &#x201C;<font style="text-decoration: underline">Transaction
Documents</font>.&#x201D; The purchase price to the Investors for
each Share is $1.30. The Placement Agent may retain other brokers
or dealers to act as sub-agents or selected-dealers on its behalf
in connection with the Offering.</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">The
Company hereby confirms its agreement with the Placement Agent as
follows:</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="margin-left: 0px; text-indent: 0px"><font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">Section
1.</font><font id="tab2" style="letter-spacing: 12px; color: black">&#xA0;</font><font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold">Agreement to Act as Placement
Agent</font>.</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="margin-left: 48px; text-indent: 96px"><font style="font-family: Times New Roman; font-size: 13px">(a)</font><font id="tab2" style="letter-spacing: 12px; color: black">&#xA0;</font><font style="font-family: Times New Roman; font-size: 13px">On the basis of the
representations, warranties and agreements of the Company herein
contained, and subject to all the terms and conditions of this
Agreement, the Placement Agent shall be the exclusive placement
agent in connection with the offering and sale by the Company of
the Securities pursuant to the Company's r