SEC Contract Filing

Filing Date: 2024-07-08

Document Content:
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<TYPE>EX-10.1
<SEQUENCE>6
<FILENAME>ny20032138x2_ex10-1.htm
<DESCRIPTION>EXHIBIT 10.1
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 <div style="text-align: right; color: rgb(0, 0, 0); font-weight: bold;">Exhibit 10.1</div>
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 <div style="text-align: right; color: rgb(0, 0, 0);">CERTAIN&#160;INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [**], HAS BEEN EXCLUDED </div>
 <div style="text-align: right; color: rgb(0, 0, 0);">FROM THIS EXHIBIT BECAUSE THE REGISTRANT HAS DETERMINED THAT IT IS BOTH NOT</div>
 <div style="text-align: right; color: rgb(0, 0, 0);"> MATERIAL AND IS THE TYPE THAT THE REGISTRANT</div>
 <div style="text-align: right; color: rgb(0, 0, 0);">TREATS AS PRIVATE OR CONFIDENTIAL</div>
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 <div style="text-align: center; text-indent: -36pt; margin-left: 36pt; color: rgb(0, 0, 0); font-weight: bold;">SECURITIES PURCHASE AGREEMENT</div>
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 <div style="text-indent: 36pt; color: rgb(0, 0, 0);">This Securities Purchase Agreement (this &#8220;<u>Agreement</u>&#8221;) is dated as of July 4, 2024, between Bionano Genomics, Inc., a Delaware corporation (the &#8220;<u>Company</u>&#8221;), and each purchaser
 identified on the signature pages hereto (each, including its successors and assigns, a &#8220;<u>Purchaser</u>&#8221; and collectively the &#8220;<u>Purchasers</u>&#8221;).</div>
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 <div style="text-indent: 36pt; color: rgb(0, 0, 0);">WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to (i) an effective registration statement under the Securities Act (as defined below) as to the Shares,
 the Pre-Funded Warrants and the Pre-Funded Warrant Shares (each as defined below) and (ii) an exemption from the registration requirements of Section 5 of the Securities Act contained in Section 4(a)(2) thereof and/or Regulation D promulgated
 thereunder as to the Common Warrants and Common Warrant Shares (each as defined below), the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of
 the Company as more fully described in this Agreement.</div>
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 <div style="text-indent: 36pt; color: rgb(0, 0, 0);">NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged,
 the Company and each Purchaser agree as follows:</div>
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 <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">ARTICLE I.</div>
 <div style="text-align: center; color: rgb(0, 0, 0);">DEFINITIONS</div>
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 <div style="text-indent: 36pt;"><font style="color: rgb(0, 0, 0);">1.1</font>&#160;&#160;&#160;&#160;&#160;&#160; <font style="color: rgb(0, 0, 0);"><u>Definitions</u>.&#160; In addition to the terms defined elsewhere in this Agreement, for all purposes of this Agreement, the
 following terms have the meanings set forth in this Section 1.1:</font></div>
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 <div style="text-indent: 72pt; color: rgb(0, 0, 0);">&#8220;<u>Acquiring Person</u>&#8221; shall have the meaning ascribed to such term in Section 4.5.</div>
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 <div style="text-indent: 36pt; margin-left: 36pt; color: rgb(0, 0, 0);">&#8220;<u>Action</u>&#8221; shall have the meaning ascribed to such term in Section 3.1(j).</div>
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 <div style="text-indent: 36pt; margin-left: 36pt; color: rgb(0, 0, 0);">&#8220;<u>Affiliate</u>&#8221; means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person as
 such terms are used in and construed under Rule 405 under the Securities Act.</div>
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 <div style="text-indent: 36pt; margin-left: 36pt; color: rgb(0, 0, 0);">&#8220;<u>BHCA</u>&#8221; shall have the meaning ascribed to such term in Section 3.1(nn).</div>
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 <div style="text-indent: 36pt; margin-left: 36pt; color: rgb(0, 0, 0);">&#8220;<u>Board of Directors</u>&#8221; means the board of directors of the Company.</div>
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 <div style="text-indent: 36pt; margin-left: 36pt; color: rgb(0, 0, 0);">&#8220;<u>Business Day</u>&#8221; means any day other than Saturday, Sunday or other day on which commercial banks in The City of New York are authorized or required by law to remain
 closed; provided, however, for clarification, commercial banks shall not be deemed to be authorized or required by law to remain closed due to &#8220;stay at home&#8221;, &#8220;shelter-in-place&#8221;, &#8220;non-essential employee&#8221;&#160; or any other similar orders or
 restrictions or the closure of any physical branch locations at the direction of any governmental authority so long as the electronic funds transfer systems (including for wire transfers) of commercial banks in The City of New York are
 generally open for use by customers on such day.</div>
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