SEC Contract Filing

Filing Date: 2015-01-23

Document Content:
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<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>a15-2863_1ex10d1.htm
<DESCRIPTION>EX-10.1
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<p align="right" style="margin:0in 0in .0001pt;text-align:right;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Exhibit&nbsp;10.1</font></b></p>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT</font></b></p>
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<p style="margin:0in 0in .0001pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">This Second Amendment (the &#147;<u>Amendment</u>&#148;), dated January&nbsp;20, 2015, amends the Executive Employment Agreement, effective as of March&nbsp;1, 2013, as amended on April&nbsp;30, 2013 (the &#147;<u>Agreement</u>&#148;), by and between HMS Holdings Corp. (the &#147;<u>Company</u>&#148;), and William C. Lucia (the &#147;<u>Executive</u>&#148;).</font></p>
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<p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">1.</font><font size="1" style="font-size:3.0pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </font><u><font size="2" style="font-size:10.0pt;">TERMS</font></u><font size="2" style="font-size:10.0pt;">.</font></p>
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<p style="margin:0in 0in .0001pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Capitalized terms used in this Amendment and not defined below shall have the meanings given to such terms in the Agreement.&#160; References to sections are references to sections of the Agreement and not of this Amendment.</font></p>
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<p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2.</font><font size="1" style="font-size:3.0pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </font><u><font size="2" style="font-size:10.0pt;">EFFECT OF AMENDMENT</font></u><font size="2" style="font-size:10.0pt;">.</font></p>
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<p style="margin:0in 0in .0001pt;text-indent:.5in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">This Amendment amends the Agreement solely to the extent expressly provided below as of the commencement of the Agreement Term (as such term is amended herein).&#160; In all other respects, the Agreement continues in full force and effect and is ratified in all respects.&#160; Any references in the Agreement to the &#147;Agreement&#148; will be deemed to mean the Agreement as amended by this Amendment.</font></p>
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<p style="margin:0in 0in .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3.</font><font size="1" style="font-size:3.0pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </font><u><font size="2" style="font-size:10.0pt;">AMENDMENTS</font></u><font size="2" style="font-size:10.0pt;">.</font></p>
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<p style="margin:0in 0in .0001pt;text-indent:1.0in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3.1&#160; <u>Amendment to Section&nbsp;2 (Term of Agreement)</u>.&#160; Section&nbsp;2 of the Agreement is hereby amended to replace &#147;March&nbsp;1, 2013&#148; with &#147;March&nbsp;1, 2015&#148; and &#147;February&nbsp;28, 2015&#148; with &#147;February&nbsp;28, 2018&#148; in all instances.</font></p>
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<p style="margin:0in 0in .0001pt;text-indent:1.0in;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3.2&#160; <u>Amendment to Section&nbsp;6(b)&nbsp;(Termination Without Cause or Resignation for Good Reason)</u>.&#160; Section&nbsp;6(b)&nbsp;of the Agreement&#160; is hereby amended to include the following modifications: (i)&nbsp;Section&nbsp;6(b)(iii)&nbsp;shall become a new Section&nbsp;6(b)(iv)&nbsp;and in the second sentence of that section, &#147;Section&nbsp;6(b)(i), (ii), or 6(c)&#148; shall be replaced with &#147;Section&nbsp;6(b)(i), (ii)&nbsp;or (iii)&nbsp;or Section&nbsp;6(c)&#148;; and (ii)&nbsp;the following language shall be inserted in Section&nbsp;6(b)(iii): &#147;<u>Vesting</u>.&#160; In the event that the Executive&#146;s employment with the Company is terminated pursuant to Section&nbsp;6(b), notwithstanding the provisions of the terms of any equity award, the Executive will be treated as continuing in s