SEC Contract Filing

Filing Date: 2025-04-28

Document Content:
<DOCUMENT>
<TYPE>EX-10.2
<SEQUENCE>2
<FILENAME>ex_807317.htm
<DESCRIPTION>EXHIBIT 10.2 - AMENDMENT NO. 6 TO SALE AND SERVICING AGREEMENT
<TEXT>
<html><head>
	<title>ex_807317.htm</title>
	<!-- Generated by ThunderDome Portal - 4/28/2025 1:43:19 PM --><meta charset="utf-8"><meta name="format-detection" content="telephone=no">
</head>
<body style="font-size: 10pt; font-family: &quot;Times New Roman&quot;; padding: 0in 0.1in; cursor: auto;">
<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:right;margin:0pt;"><u><b>EXHIBIT 10.2</b></u></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:right;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:right;margin:0pt;"><b><i>EXECUTION VERSION</i></b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt 0pt 0pt 33pt;"><b>AMENDMENT NO. 6 TO SALE AND SERVICING AGREEMENT</b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; text-align: justify; margin: 0pt 0pt 0pt 2pt; text-indent: 36pt;">This Amendment No. 6 to Sale and Servicing Agreement, dated as of April 25, 2025 (this &#8220;<b><i>Amendment</i></b>&#8221;) is by and among Horizon Funding I, LLC, a Delaware limited liability company, as issuer (the &#8220;<b><i>Issuer</i></b>&#8221;), Horizon Secured Loan Fund I LLC, a Delaware limited liability company, as the seller (the &#8220;<b><i>Seller</i></b>&#8221;) and as the originator (the &#8220;<b><i>Originator</i></b>&#8221;), Horizon Technology Finance Corporation, a Delaware corporation, as the servicer (the &#8220;<b><i>Servicer</i></b>&#8221;), U.S. Bank Trust Company, National Association as successor in interest to U.S. Bank National Association (&#8220;<b><i>U.S. Bank</i></b>&#8221;), not in its individual capacity but as the indenture trustee (the &#8220;<b><i>Trustee</i></b>&#8221;), and U.S. Bank National Association not in its individual capacity but as the backup servicer (the &#8220;<b><i>Backup Servicer</i></b>&#8221;), not in its individual capacity but as the custodian (the &#8220;<b><i>Custodian</i></b>&#8221;), not in its individual capacity but as the lockbox bank (the &#8220;<b><i>Lockbox Bank</i></b>&#8221;) and not in its individual capacity but solely as securities intermediary (the &#8220;<b><i>Securities Intermediary</i></b>&#8221;). Each of the Issuer, the Originator, the Servicer, the Trustee, the Backup Servicer, the Lockbox Bank and the Securities Intermediary may be referred to herein as a &#8220;<b><i>Party</i></b>&#8221; or collectively as the &#8220;<b><i>Parties</i></b>.&#8221;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; text-align: justify; margin: 0pt 0pt 0pt 2pt; text-indent: 36pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; margin: 0pt 0pt 0pt -34pt; text-indent: 36pt; text-align: center;"><b>PRELIMINARY STATEMENTS</b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; text-align: justify; margin: 0pt 0pt 0pt 2pt; text-indent: 36pt;">WHEREAS, each of the Parties is a party to that certain Sale and Servicing Agreement, dated as of June 1, 2018, among the Issuer, the Seller, the Originator, the Servicer, the Trustee, the Backup Servicer, the Custodian, the Securities Intermediary and the Lockbox bank (the &#8220;<b><i>Agreement</i></b>&#8221;) as amended on June 19, 2019 (the &#8220;<b><i>Amendment No. 1</i></b>&#8221;), as further amended on June 5, 2020 (the &#8220;<b><i>Amendment No. 2</i></b>&#8221;), as further amended on February 25, 2022 (the &#8220;<b><i>Amendment No. 3</i></b>&#8221;), as further amended on May 24, 2023 (the &#8220;<b><i>Amendment No. 4</i></b>&#8221;) and as further amended on May 6, 2024 (the &#8220;<b><i>Amendment No. 5</i></b>&#8221;); and</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; text-align: justify; margin: 0pt 0pt 0pt 2pt; text-indent: 36pt;">WHEREAS, the Parties desire to amend the Agreement in the manner set forth in this Amendment and in accordance with Section 13.01(b) of the Agreement.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; text-align: justify; margin: 0pt 0pt 0pt 2pt; text-indent: 36pt;">NOW, THEREFORE, in consideration of the premises and the mutual agreements herein set forth, the Parties hereby agree as follows:</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; text-align: justify; margin: 0pt 0pt 0pt 38pt; text-indent: 0pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; margin: 0pt 0pt 0pt 2pt; text-indent: 0pt; text-align: center;"><b>ARTICLE I. </b></p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; margin: 0pt 0pt 0pt 2pt; text-indent: 0pt; text-align: center;"><b>AMENDMENT</b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; font-variant: normal; margin: 0pt 0pt 0pt 47pt;">Section 1.1&nbsp;<u>Amendment</u>.</p>

<p style="fo