SEC Contract Filing

Filing Date: 2017-09-26

Document Content:
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<TYPE>EX-10.1
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<FILENAME>d420544dex101.htm
<DESCRIPTION>EX-10.1
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<TITLE>EX-10.1</TITLE>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 10.1 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Execution Version </B></P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">INCREMENTAL FACILITY JOINDER AGREEMENT </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">INCREMENTAL FACILITY JOINDER AGREEMENT, dated as of September&nbsp;26, 2017 (the &#147;<U>Joinder Agreement</U>&#148; or this
&#147;<U>Agreement</U>&#148;), by and among the Lenders as identified on the signature pages hereto (each, a &#147;<U>New Lender</U>&#148; and, collectively, the &#147;<U>New Lenders</U>&#148;), ALLISON TRANSMISSION HOLDINGS, INC., a Delaware
corporation (&#147;<U>Holdings</U>&#148;), ALLISON TRANSMISSION, INC., a Delaware corporation (the &#147;<U>Borrower</U>&#148;), and CITICORP NORTH AMERICA, INC. (the &#147;<U>Administrative Agent</U>&#148;). </P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>RECITALS: </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman"><B>WHEREAS</B>, reference is hereby made to the Amended and Restated Credit Agreement, dated as of September&nbsp;23, 2016 (as amended by
Amendment No.&nbsp;1, dated as of March&nbsp;24, 2017, as amended, supplemented or otherwise modified from time to time, the &#147;<U>Credit Agreement</U>&#148;), among Holdings, the Borrower, the several banks and other financial institutions or
entities from time to time parties thereto (the &#147;<U>Lenders</U>&#148;) and the Administrative Agent (capitalized terms used herein but not defined herein are used as defined in the Credit Agreement); </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman"><B>WHEREAS</B>, subject to the terms and conditions of the Credit Agreement, the Borrower may establish New Loan Commitments by, among other
things, entering into one or more Joinder Agreements with New Lenders; </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman"><B>WHEREAS</B>, the Borrower has provided written notice to the
Administrative Agent of its desire to establish New Loan Commitments under Section&nbsp;2.25 of the Credit Agreement; </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman"><B>NOW,
THEREFORE</B>, in consideration of the premises and agreements, provisions and covenants herein contained, the parties hereto agree as follows: </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">I. Each New Lender party hereto hereby agrees to commit to provide its New Loan Commitment, each in the form of Revolving Commitments (the
&#147;<U>New Revolving Commitments</U>&#148;) pursuant to Section&nbsp;2.25(a)(ii) of the Credit Agreement, as set forth next to its name on <U>Schedule A</U> annexed hereto, on the terms and subject to the conditions set forth below: </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">II. Each New Lender (i)&nbsp;confirms that it has received a copy of the Credit Agreement and the other Loan Documents, together with copies of
the financial statements referred to therein and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Agreement; (ii)&nbsp;agrees that it will, independently and without
reliance upon the Administrative Agent, or any other New Lender or any other Lender or Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking
action under the Credit Agreement; (iii)&nbsp;appoints and authorizes the Administrative Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Loan Documents as are delegated to the
Administrative Agent by the terms thereof, together with such powers as are reasonably incidental thereto; and (iv)&nbsp;agrees that it will perform in accordance with their terms all of the obligations which by the terms of the Credit Agreement are
required to be performed by it as a New Lender. </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">III. Each New Lender hereby agrees to make its respective New Revolving Commitment on the
following terms and conditions: </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">1. <B>Applicable Margin</B>. The Applicable Margin for each New Revolving Loan shall be the same as the
Applicable Margin for the existing Revolving Loans. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">1 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">2. <B>Maturity</B>. The maturity date of the New Revolving Loans shall be the Revolving
Termination Date. </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">3. <B>New Lenders</B>. Each New Lender acknowledges and agrees that upon its execution of this Agreement (the
&#147;<U>Joinder Effecti