SEC Contract Filing

Filing Date: 2016-03-04

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<TYPE>EX-10.I.2
<SEQUENCE>2
<FILENAME>news-ex10i2_574.htm
<DESCRIPTION>EX-10.I.2
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<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;;font-size:10pt;">&nbsp;</p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;color:#2E2E2E;font-size:12pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;"><a name="_DV_M0"></a>Exhibit 10(i)(2)</p>
<p style="text-align:center;margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-weight:bold;font-size:12pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;"><a name="_DV_M2"></a>RESTATED EMPLOYMENT AGREEMENT<br>of<br><a name="_DV_M2"></a><font style="font-weight:normal;">[</font><font style="font-family:Arial;font-weight:normal;">&#8212;]</font></p>
<p style="text-align:center;margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><a name="_DV_C8"></a><a name="_DV_M3"></a>EMPLOYMENT AGREEMENT<font style="font-weight:bold;"> </font><a name="_DV_C8"></a>(this &#8220;Agreement<a name="_DV_M3"></a>&#8221;), dated as of October 9, 2015 (the &#8220;Effective Date&#8221;), between NEWSTAR FINANCIAL, INC., a Delaware corporation (the &#8220;Company&#8221;), and [&#8212;] (&#8220;Executive&#8221;).&nbsp;&nbsp; This Agreement fully supersedes the Employment Agreement that Executive executed on [&#8212;].&nbsp;&nbsp;</p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:12pt;text-indent:0%;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><a name="_DV_M6"></a>In consideration of the mutual agreements set forth below and for other good and valuable consideration given by each party to this Agreement to the other, the receipt and sufficiency of which are hereby acknowledged, the Company agrees to employ Executive and Executive agrees to serve the Company as an employee pursuant to the terms and subject to the conditions that follow.</p>
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<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;color:#000000;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><font style="color:#000000;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1.</font></p></td>
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<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;color:#000000;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:Times New Roman;font-size:12pt;"><a name="_DV_M7"></a><font style="font-weight:bold;text-decoration:underline;color:#000000;">Employment</font><font style="font-weight:bold;color:#000000;">.&nbsp;&nbsp;</font></p></td></tr></table></div>
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<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;color:#000000;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><font style="color:#000000;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(a)</font></p></td>
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<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;color:#000000;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:Times New Roman;font-size:12pt;"><a name="_DV_M8"></a><font style="color:#000000;">The Company hereby agrees to employ Executive, and Executive hereby agrees to accept employment with the Company, upon the terms and conditions contained in this Agreement, effective as of the Effective Date.&nbsp;&nbsp;</font></p></td></tr></table></div>
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<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;color:#000000;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><font style="color:#000000;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(b)</font></p></td>
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<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;color:#000000;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:Times New Roman;font-size:12pt;"><a name="_DV_M9"></a><a name="_DV_M10"></a><a name="_DV_C14"></a><a name="_DV_M11"></a><a name="_DV_M12"></a><a name="_DV_M13"></a><a name="_DV_M14"></a><a name="_DV_M15"></a><a name="_DV_M16"></a><font style="color:#000000;"><a name="_DV_M10"></a>Executive&#8217;s employment with the Company shall co