SEC Contract Filing

Filing Date: 2022-02-25

Document Content:
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<TYPE>EX-10.42
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<FILENAME>d192225dex1042.htm
<DESCRIPTION>EX-10.42
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">Exhibit 10.42 </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>T<SMALL>HE</SMALL> G<SMALL>OLDMAN</SMALL> S<SMALL>ACHS</SMALL> G<SMALL>ROUP</SMALL>, I<SMALL>NC</SMALL>. </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B><U>____ ______________ A<SMALL>WARD</SMALL> </U></B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the &#147;Plan&#148;), governs your
___________________ of RSUs (your &#147;Award&#148;). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>A<SMALL>CCEPTANCE</SMALL> </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">1. <B><U>You
Must Decide Whether to Accept this Award Agreement</U></B><B>. To be eligible to receive your Award, you must by the date specified (a)</B><B></B><B>&nbsp;open and activate an Account and (b)</B><B></B><B>&nbsp;agree to all the terms of your Award
by executing the related signature card in accordance with its instructions. By executing the signature card, you confirm your agreement to </B><B><U>all</U></B><B> of the terms of this Award Agreement, including the arbitration and choice of forum
provisions in Paragraph 16. </B> </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>D<SMALL>OCUMENTS</SMALL> <SMALL>THAT</SMALL> G<SMALL>OVERN</SMALL> Y<SMALL>OUR</SMALL> A<SMALL>WARD</SMALL>;
D<SMALL>EFINITIONS</SMALL> </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">2. <B><U>The Plan</U></B><B>.</B> Your Award is granted under the Plan, and the Plan&#146;s terms apply to,
and are a part of, this Award Agreement. </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">3. <B><U>Your Award Statement</U></B><B>.</B> The Award Statement delivered to you contains some
of your Award&#146;s specific terms. For example, it contains the number of RSUs awarded to you and [any applicable][the] Delivery Date[s] and Transferability Date[s]. [The portion of your RSUs that are designated on the Award Statement as
&#147;____ <FONT STYLE="white-space:nowrap">Year-End</FONT> Base RSUs&#148; are referred to in this Award Agreement as &#147;Base RSUs.&#148; The portion of your RSUs that are designated on the Award Statement as &#147;____ <FONT
STYLE="white-space:nowrap">Year-End</FONT> Additional Base RSUs&#148; are referred to in this Award Agreement as &#147;Additional Base RSUs.&#148; The portion of your RSUs that are designated on the Award Statement as &#147;____ <FONT
STYLE="white-space:nowrap">Year-End</FONT> Supplemental RSUs&#148; are referred to in this Award Agreement as &#147;Supplemental RSUs.&#148; All references to RSUs in this Award Agreement include the Base RSUs, the Additional Base RSUs and the
Supplemental RSUs.] </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">4. <B><U>Definitions</U></B><B>.</B> Unless otherwise defined herein, including in the Definitions Appendix or any
other Appendix, capitalized terms have the meanings provided in the Plan. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>V<SMALL>ESTING</SMALL> <SMALL>OF</SMALL> Y<SMALL>OUR</SMALL>
RSU<SMALL>S</SMALL> </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">5. <B><U>Vesting</U></B><B>.</B> All of your RSUs are Vested. When an RSU is Vested, it means <B>only</B> that
your continued active Employment is not required for delivery of that portion of RSU Shares. <B>Vesting does not mean you have a <FONT STYLE="white-space:nowrap">non-forfeitable</FONT> right to the Vested portion of your Award. The terms of this
Award Agreement (including conditions to delivery and any applicable Transfer Restrictions) continue to apply to Vested RSUs, and you can still forfeit Vested RSUs and any RSU Shares</B>. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>D<SMALL>ELIVERY</SMALL> <SMALL>OF</SMALL> Y<SMALL>OUR</SMALL> RSU S<SMALL>HARES</SMALL> </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">6. <B><U>Delivery</U></B><B>.</B> Reasonably promptly (but no more than 30 Business Days) after [each][the] Delivery Date listed on your Award
Statement, RSU Shares (less applicable withholding as described in Paragraph 13(a)) will be delivered (by book entry credit to your Account) [in respect of the amount of Outstanding RSUs listed next to that date]. The Committee or the SIP Committee
may select multiple dates within the <FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">30-Business-Day</FONT></FONT> period following the Delivery Date to deliver RSU Shares in respect of all or a portion of the RSUs with the same
Delivery Date listed on the Award Statement, and all such </P> <P STYLE="font-size:18pt; margin-top:0pt; margin-bottom:0pt">&nbsp;</P>
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