SEC Contract Filing

Filing Date: 2016-09-14

Document Content:
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<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>tube-ex101_6.htm
<DESCRIPTION>EX-10.1
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<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:10pt;">&nbsp;</p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;text-indent:7.69%;"><font style="margin-left:36pt;">Exhibit 10.1</font></p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;;font-size:10pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">FOURTH A<font style="text-transform:uppercase;">mendment </font></p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-size:10pt;text-transform:uppercase;font-family:Times New Roman;font-style:normal;font-variant: normal;">to AMENDED AND RESTATED Loan and security agreement</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:10pt;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;text-indent:7.69%;font-size:10pt;font-family:Times New Roman;text-transform:uppercase;font-weight:normal;font-style:normal;font-variant: normal;">THIS<font style="font-weight:bold;"> FOURTH AMENDMENT</font> <font style="text-transform:none;">to Amended and Restated Loan and Security Agreement (this</font><font style="font-weight:bold;text-transform:none;"> </font><font style="text-transform:none;">&#8220;Amendment&#8221;) is entered into this 12<sup style="font-size:85%; vertical-align:top">th</sup> day of September, 2016 by and between Silicon Valley Bank (&#8220;Bank&#8221;) and TUBEMOGUL, INC., a Delaware corporation (&#8220;Borrower&#8221;) and successor by merger to TubeMogul, Inc., a California corporation (&#8220;TubeMogul California&#8221;).</font></p>
<p style="text-align:center;margin-bottom:12pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-size:10pt;font-variant: small-caps;font-family:Times New Roman;font-style:normal;text-transform:none;">Recitals</p>
<p style="margin-bottom:12pt;margin-top:0pt;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;text-indent:7.69%;">A.<font style="font-weight:normal;margin-left:36pt;">Bank and TubeMogul California entered into that certain Amended and Restated Loan and Security Agreement dated as of August 21, 2013, as amended by that certain Assumption and Amendment Agreement dated as of March 19, 2014 by and among Borrower, TubeMogul California, and Bank</font><font style="font-weight:normal;">, as amended by that First Amendment to Amended and Restated Loan Agreement dated April 18, 2014, that Second Amendment to Amended and Restated Loan Agreement dated as of December 23, 2015, and that Third Amendment to Amended and Restated Loan Agreement dated as of June 29, 2016 (as the same may from time to time be further amended, modified, supplemented or restated, the &#8220;Loan Agreement&#8221;).</font></p>
<p style="margin-bottom:12pt;margin-top:0pt;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;text-indent:7.69%;">B.<font style="font-weight:normal;margin-left:36pt;">Bank has extended credit to Borrower for the purposes permitted in the Loan Agreement.&nbsp;&nbsp;</font></p>
<p style="margin-bottom:12pt;margin-top:0pt;text-indent:7.69%;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">C.<font style="font-weight:normal;margin-left:36pt;"></font><font style="font-weight:normal;">Borrower and Bank desire to amend certain provisions of the Loan Agreement as set forth in this amendment.</font></p>
<p style="text-align:center;margin-bottom:12pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-size:10pt;font-variant: small-caps;font-family:Times New Roman;font-style:normal;text-transform:none;">Agreement</p>
<p style="margin-bottom:12pt;margin-top:0pt;font-weight:bold;font-size:10pt;font-variant: small-caps;font-family:Times New Roman;font-style:normal;text-transform:none;text-indent:7.69%;">Now, Therefore,<font style="font-weight:normal;font-variant: normal;"> in consideration of the foregoing recitals and other good and valuable consideration, the receipt and adequacy of which is hereby acknowledged, and intending to be legally bound, the parties hereto agree as follows:</font></p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;text-indent:7.69%;font-weight:bold;font-size:10pt;text-transform:uppercase;font-family:Times New Roman;font-style:normal;font-variant: normal;">1.<font style="margin-left:36pt;"></font><font style="text-transform:none;">Definitions.</font><font style="font-weight:normal;text-transform:none;">&nbsp;&nbsp;Capitalized terms used but not defined in this Amendment shall have the meanings given to them in the Loan Agreement.</font></p>
<p style="margin-bottom:6pt;text-align:justify;margin-top:0pt;text-indent:7.69%;font-weight:bold;font-size:10pt;text-transform:uppercase;font-family:Times New Roman;font-style:normal;font-variant: normal;">2.<font style="margin-left:36pt;"></font><font style="text-transform:none;">Amendments to Loan Agreement.</font></p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;text-indent:15.38%;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;"><a name="_Ref284946065"></a>2.1<font style="margin-left:36pt;"></font><font style="font-weight:normal;">Secti