SEC Contract Filing

Filing Date: 2017-02-23

Document Content:
<DOCUMENT>
<TYPE>EX-10.4
<SEQUENCE>2
<FILENAME>infn-104x12312016.htm
<DESCRIPTION>EXHIBIT 10.4
<TEXT>
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<div><a name="sae3d797f3a8d41c895aebeaabb6c74d2"></a></div><div><div style="line-height:120%;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br></font></div></div><div><br></div><div style="line-height:120%;text-align:right;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;font-weight:bold;">EXHIBIT 10.4</font></div><div style="line-height:120%;text-align:right;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div><div style="line-height:120%;text-align:left;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div><div style="line-height:120%;padding-bottom:13px;text-align:center;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;font-weight:bold;">INFINERA CORPORATION</font></div><div style="line-height:120%;padding-bottom:13px;text-align:center;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;font-weight:bold;">2007 EMPLOYEE STOCK PURCHASE PLAN</font></div><div style="line-height:120%;padding-bottom:13px;text-align:center;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;">(as amended and restated on December 5, 2016)</font></div><div style="line-height:120%;padding-left:0px;text-align:justify;text-indent:0px;"><font style="text-align:justify;font-family:Arial;font-size:9pt;padding-right:48px;">1.</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Purpose</font><font style="font-family:Arial;font-size:9pt;">. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company&#8217;s intention is to have the Plan include two components: (i) a Code Section 423 Component (the &#8220;</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Section 423 Component</font><font style="font-family:Arial;font-size:9pt;">&#8221;), which the Company intends to qualify as an &#8220;employee stock purchase plan&#8221; under Section 423 of the Code (although the Company makes no undertaking or representation to maintain such qualification); and (ii) a non-Code Section 423 Component (the &#8220;</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Non-Section 423 Component</font><font style="font-family:Arial;font-size:9pt;">&#8221;), which the Company does not intend to qualify as an &#8220;employee stock purchase plan&#8221; under Section 423 of the Code. The provisions of the Plan, accordingly, will be construed so as to extend and limit Plan participation consistent with the foregoing intent.</font></div><div style="line-height:120%;text-align:justify;font-size:9pt;"><font style="font-family:Arial;font-size:9pt;"><br></font></div><div style="line-height:120%;padding-left:0px;text-align:left;"><font style="text-align:left;font-family:Arial;font-size:9pt;padding-right:48px;">2.</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Definitions</font><font style="font-family:Arial;font-size:9pt;">.</font></div><div style="line-height:120%;padding-left:0px;text-align:justify;text-indent:48px;"><font style="text-align:justify;font-family:Arial;font-size:9pt;padding-right:48px;">(a)</font><font style="font-family:Arial;font-size:9pt;">&#8220;</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Administrator</font><font style="font-family:Arial;font-size:9pt;">&#8221; means the Board or any Committee designated by the Board to administer the Plan pursuant to Section 14.</font></div><div style="line-height:120%;padding-left:0px;text-align:justify;text-indent:48px;"><font style="text-align:justify;font-family:Arial;font-size:9pt;padding-right:48px;">(b)</font><font style="font-family:Arial;font-size:9pt;">&#8220;</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Applicable Laws</font><font style="font-family:Arial;font-size:9pt;">&#8221; means the requirements relating to the administration of equity-based awards under U.S. state corporate laws, U.S. federal and state securities laws, the Code, any stock exchange or quotation system on which the Common Stock is listed or quoted and the applicable laws of any foreign country or jurisdiction where Awards are, or will be, granted under the Plan.</font></div><div style="line-height:120%;padding-left:0px;text-align:justify;text-indent:48px;"><font style="text-align:justify;font-family:Arial;font-size:9pt;padding-right:48px;">(c)</font><font style="font-family:Arial;font-size:9pt;">&#8220;</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Board</font><font style="font-family:Arial;font-size:9pt;">&#8221; means the Board of Directors of the Company.</font></div><div style="line-height:120%;padding-left:0px;text-align:justify;text-indent:48px;"><font style="text-align:justify;font-family:Arial;font-size:9pt;padding-right:48px;">(d)</font><font style="font-family:Arial;font-size:9pt;">&#8220;</font><font style="font-family:Arial;font-size:9pt;text-decoration:underline;">Change in Control</font><font style="font-family:Arial;font-size:9pt;">&#8221; means the occurrence of any of the following events:</font></div><div style="line-height:120%;padding-left:48px;text-align:justify;text-indent:96px;"><font style="text-align:justify;font-family:Arial;font-size:9pt;padding-right:48px;">(i)</font><font style="font-family:Arial;font-size:9pt;">Any &#8220;person&#8221; (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) becomes the &#8220;beneficial owner&#8221; (as defi