SEC Contract Filing

Filing Date: 2017-11-15

Document Content:
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<TYPE>EX-10.1
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<FILENAME>d497964dex101.htm
<DESCRIPTION>EX-10.1
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<TITLE>EX-10.1</TITLE>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 10.1 </B></P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>FOURTH AMENDMENT TO CONDITIONAL SHARE PURCHASE AGREEMENT AND </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>CONVERSION AGREEMENT </B></P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">This
Fourth Amendment to Conditional Share Purchase Agreement and Conversion Agreement (this &#147;<B><I>Amendment</I></B>&#148;) is made and entered into as of November&nbsp;14, 2017, by and between <B>C<SMALL>ARE</SMALL>D<SMALL>X</SMALL>,
I<SMALL>NC</SMALL>.</B>, a Delaware corporation (the &#147;<B><I>Purchaser</I></B>&#148;), and Midroc Invest AB (the &#147;<B><I>Seller</I></B>&#148;) and amends that certain Conditional Share Purchase Agreement, as amended (the
&#147;<B><I>Agreement</I></B>&#148;), between the Purchaser and the Seller relating to the sale by the Seller and the purchase by the Purchaser of all of the Seller&#146;s 43,678,850 shares in CareDx International AB (formerly known as Allenex AB)
(the &#147;<B><I>Company</I></B>&#148;) in connection with the Purchaser&#146;s public offer to acquire all outstanding shares in the Company announced by the Purchaser on December&nbsp;16, 2015. Terms used but not defined herein shall have the
meaning ascribed thereto in the Agreement. </P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>R<SMALL>ECITALS</SMALL> </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>W<SMALL>HEREAS</SMALL></B><SMALL></SMALL>, as of the date hereof, the aggregate amount of the Contingent Cash Component, plus interest
accrued and unpaid thereon through the date hereof is approximately SEK 18,983,658.62 (the &#147;<B><I>Contingent Cash Balance</I></B>&#148;); </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>W<SMALL>HEREAS</SMALL></B><SMALL></SMALL>, pursuant to the Agreement, the Purchaser is required to, among other things, pay to the Seller
SEK 7,883,743.97 of the Contingent Cash Balance (the &#147;<B><I>Additional Repayment Amount</I></B>&#148;) on December&nbsp;31, 2017 and the remainder on March&nbsp;31, 2019; </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>W<SMALL>HEREAS</SMALL></B><SMALL></SMALL>, pursuant to the Agreement, and specifically, Section&nbsp;5 of that certain Third Amendment to
Conditional Share Purchase Agreement and Conversion Agreement, dated July&nbsp;1, 2017, by and between the Purchaser and the Seller (the &#147;<B><I>Conversion Agreement</I></B>&#148;), the Purchaser agreed, among other things, to use commercially
reasonable efforts to solicit its stockholders&#146; approval of the Purchaser&#146;s issuance of an aggregate of 834,882 shares of Purchaser Common Stock to the Seller in full satisfaction of the Additional Repayment Amount in accordance with
applicable law and the rules and regulations of The Nasdaq Stock Market LLC (the &#147;<B><I>Stockholder Approval</I></B>&#148;); and </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>W<SMALL>HEREAS</SMALL></B><SMALL></SMALL>, in lieu of seeking the Stockholder Approval or issuing the Additional Repayment Shares (as
defined in the Conversion Agreement) to the Seller under the Conversion Agreement, the Purchaser and the Seller have agreed that the Purchaser shall repay all of the Contingent Cash Balance in cash on the Closing Date (as defined below). </P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>A<SMALL>GREEMENT</SMALL> </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>N<SMALL>OW</SMALL>, T<SMALL>HEREFORE</SMALL></B><SMALL></SMALL>, each of the parties hereto, for good and valuable consideration, the
receipt and sufficiency of which are acknowledged and agreed, hereby agree as follows: </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">1. <U>Closing</U>. </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">(a) On the Closing Date (as defined below), upon the terms and subject to the conditions set forth herein, (i)&nbsp;the Purchaser shall pay to
the Seller an amount in cash (the &#147;<B><I>Cash Payment</I></B>&#148;) equal to the Contingent Cash Balance, and (ii)&nbsp;the Seller will accept such amount in full satisfaction of the repayment of the Contingent Cash Component and any interest
accrued and unpaid thereon. </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">(b) Upon the terms and subject to the conditions set forth herein, the closing of the payment of
the Contingent Cash Balance (the &#147;<B><I>Closing</I></B>&#148;) shall occur on November&nbsp;14, 2017, or on such other date as the parties may mutually agree in writing (the &#147;<B><I>Closing Date</I></B>&#148;). </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">2. <U>Closing Deliveries</U>. </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">(a) At or prior to the