SEC Contract Filing

Filing Date: 2018-06-01

Document Content:
<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>d598677dex101.htm
<DESCRIPTION>EX-10.1
<TEXT>
<HTML><HEAD>
<TITLE>EX-10.1</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 10.1 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B><U>SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT </U></B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT</B> (this &#147;<U>Amendment</U>&#148;) is entered into as of May&nbsp;25, 2018,
between and among the lender identified on the signature page hereof (&#147;<U>Lender</U>,&#148; which Lender constitutes the &#147;Required Lenders&#148; under the Loan Agreement (as defined below), <B>MUFG UNION BANK, N.A.</B>, as the arranger and
administrative agent for the Lenders (in such capacity, together with its successors and assigns in such capacity, &#147;<U>Agent</U>&#148;), and <B>HERCULES FUNDING III, LLC</B>, a Delaware limited liability company (&#147;<U>Borrower</U>&#148;).
</P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">RECITALS </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">WHEREAS,
Borrower, the Agent and the Lender have entered into that certain Loan and Security Agreement dated as of May&nbsp;5, 2016, as amended, restated, amended and restated, supplemented or otherwise modified from time to time, including by that certain
First Amendment to Loan and Security Agreement dated as of July&nbsp;14, 2016 (the &#147;<U>Loan Agreement</U>&#148;), pursuant to which the Lender has agreed to make certain loans and other financial accommodations to Borrower subject to the terms
and conditions thereof; and </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">WHEREAS, each of the parties hereto desires to amend and modify the Loan Agreement in accordance with the
terms of the Loan Agreement as set forth herein. </P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">AGREEMENT </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">NOW, THEREFORE, in consideration of the mutual agreements, provisions and covenants contained herein, and for other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>1.</B>&nbsp;&nbsp;&nbsp;&nbsp;<B><U>Incorporation of Recitals; Defined Terms</U></B><B>.</B> Each of the above recitals is incorporated
herein as true and correct and is relied upon by Agent and Lender in agreeing to the terms of this Amendment. Capitalized terms used herein (including in the preamble and recitals above) but not otherwise defined herein shall have the respective
meanings ascribed to such terms in the Loan Agreement. </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>2.</B>&nbsp;&nbsp;&nbsp;&nbsp;<B><U>Amendments to Loan Agreement</U></B><B>.</B>
Subject to the satisfaction of the conditions precedent set forth in <U>Section</U><U></U><U>&nbsp;3</U> hereof, the Loan Agreement is hereby amended as follows: </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">(a)&nbsp;&nbsp;&nbsp;&nbsp;<U>Section 1.1</U> of the Loan Agreement is hereby amended by amending and restating the following definition to
read as follows: </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; margin-left:8%; text-indent:4%; font-size:10pt; font-family:Times New Roman">&#147;<U>Maximum Revolver Amount</U>&#148; means $100,000,000, or such other amount of the aggregate
Commitments at such time as reflected on <U>Schedule <FONT STYLE="white-space:nowrap">C-1</FONT></U> as then in effect pursuant to this Agreement or any amendment to this Agreement. Notwithstanding any provision in
<U>Section</U><U></U><U>&nbsp;2.13</U> or<U>&nbsp;Section 15.1</U>, any amendment to this Agreement that only adds one or more additional lenders as a Lender under this Agreement or adds or increases the amount of a Lender&#146;s Commitment shall be
effective if signed by the additional or existing Lender whose Commitment is added or increased thereby, Borrower and Agent, and shall not require the consent of Required Lenders or any other Lender. </P>

<p Style='page-break-before:always'>
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">(b)&nbsp;&nbsp;&nbsp;&nbsp;<B><U>Schedule <FONT STYLE="white-space:nowrap">C-1</FONT></U></B> to
the Loan Agreement is hereby amended, restated and replaced with <B><U>Schedule <FONT STYLE="white-space:nowrap">C-1</FONT></U></B> attached hereto. </P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><B>3.</B>&nbsp;&nbsp;&nbsp;&nbsp;<B><U>Conditions Precedent</U></B><B>.</B> This Amendment shall not be effective and shall have no force or
effect until each of the following conditions precedent has been satisfied, or waived in writing by Agent (in Agent&#146;s sole discretion) (the date on which all such conditions precedent have been satisfied or waived, the &#147;<U>Second Amendment
Effective Date</U>&#148;) : </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">(a)&nbsp;&nbsp;&nbsp;&nbsp;Borrower shall have duly executed and delivered to Agent this Amendment; </P>
<P ST