SEC Contract Filing

Filing Date: 2021-06-29

Document Content:
<DOCUMENT>
<TYPE>EX-10.6
<SEQUENCE>7
<FILENAME>eqh-ex106_36.htm
<DESCRIPTION>EX-10.6
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<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">EXHIBIT 10.6</p>
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-size:12pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Execution Version</p>
<p style="margin-top:12pt;text-align:center;margin-bottom:12pt;text-indent:0%;font-weight:normal;font-size:11pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:7.69%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><a name="_Hlk66254504"></a>AMENDMENT NO. 2 TO REIMBURSEMENT AGREEMENT, dated as of June 25, 2021 (this &#8220;<font style="text-decoration:underline;">Agreement</font><a name="_Hlk66254504"></a>&#8221;), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation <font style="color:#000000;">(the &#8220;</font><font style="text-decoration:underline;color:#000000;">Guarantor</font><font style="color:#000000;">&#8221;), </font>the Subsidiary Account Parties party hereto and BARCLAYS BANK PLC, as LC Issuer. </p>
<p style="text-align:center;margin-bottom:12pt;margin-top:12pt;text-indent:0%;font-weight:bold;font-size:11pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">PRELIMINARY STATEMENTS:</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:7.69%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">WHEREAS, the Guarantor, the Subsidiary Account Parties party thereto and the LC Issuer entered into that certain Reimbursement Agreement, dated as of February 16, 2018 (as amended by that certain Amendment No. 1 to Reimbursement Agreement, dated as of March 22, 2021, and as further amended, amended and restated, supplemented, waived or otherwise modified prior to the date hereof, the &#8220;<font style="text-decoration:underline;">Reimbursement Agreement</font>&#8221; and as further amended pursuant to this Agreement, the &#8220;<font style="text-decoration:underline;">Amended Reimbursement Agreement</font>&#8221;; capitalized terms not otherwise defined in this Agreement have the same meanings as specified in the Reimbursement Agreement);</p>
<p style="text-align:justify;margin-top:12pt;margin-bottom:0pt;text-indent:7.69%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">WHEREAS, the Guarantor has requested that the LC Issuer consent to certain amendments to the Reimbursement Agreement; and</p>
<p style="text-align:justify;margin-top:12pt;margin-bottom:0pt;text-indent:7.69%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">WHEREAS, the Guarantor, the Subsidiary Account Parties and the LC Issuer have agreed to amend the Reimbursement Agreement as hereinafter set forth.</p>
<p style="text-align:justify;margin-top:12pt;margin-bottom:0pt;text-indent:7.69%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">NOW, THEREFORE, in consideration of the premises and for other good and valuable consideration (the receipt and sufficiency of which are hereby acknowledged), the parties hereto hereby agree as follows:</p>
<p style="text-align:justify;margin-top:12pt;margin-bottom:12pt;text-indent:15.38%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:none;">SECTION 1.</font><font style="text-decoration:none;margin-left:36pt;"></font><font style="text-decoration:underline;">Amendment to Reimbursement Agreement</font><font style="text-decoration:none;font-size:12pt;">. </font><font style="text-decoration:none;">Each of the parties hereto agrees that, effective on the Amendment No. 2 Effective Date (as defined below), the Reimbursement Agreement shall be amended as follows: </font></p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;text-indent:15.38%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><a name="_Hlk66254607"></a>(a)<font style="margin-left:36pt;"></font>the Reimbursement Agreement (including the exhibits thereto) is hereby amended in its entirety to read in the form <font style="text-decoration:underline;">Exhibit A</font> attached hereto;</p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;text-indent:15.38%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(b)<font style="margin-left:36pt;"></font><font style="text-decoration:underline;">Schedule I</font> of the Reimbursement Agreement is hereby amended by deleting such schedule in its entirety and replacing it with <font style="text-decoration:underline;">Schedule I</font> attached hereto;</p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;text-indent:15.38%;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(c)<font style="margin-left:36pt;"></font><font style="text-decoration:underline;">Schedule II</font> of the Reimbursement A