SEC Contract Filing

Filing Date: 2019-06-26

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 10.1 </B></P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>ONE STOP SYSTEMS, INC. </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>$10,000,000 </B></P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>COMMON
STOCK </B></P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B><U>EQUITY DISTRIBUTION AGREEMENT </U></B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">June 26, 2019 </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="justify">Noble Capital
Markets, Inc. </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">225 NE Mizner Boulevard, Suite 150 </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Boca
Raton, Florida 33432 </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="justify">Ladies and Gentlemen: </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman" ALIGN="justify">One Stop Systems, Inc., a Delaware corporation (the &#147;<B><U>Company</U></B>&#148;), confirms its agreement (this
&#147;<B><U>Agreement</U></B>&#148;) with Noble Capital Markets, Inc., a Florida corporation (&#147;<B><U>Noble</U></B>&#148;), as follows: </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman" ALIGN="justify">1.&nbsp;&nbsp;&nbsp;&nbsp;<U>Issuance and Sale of Shares</U>. The Company agrees that, from time to time during the term of
this Agreement, on the terms and subject to the conditions set forth herein, it may issue and sell to or through Noble, acting as agent and/or principal, shares of the Company&#146;s common stock, par value $0.0001 per share (the &#147;<B><U>Common
Stock</U></B>&#148;), having an aggregate offering price of up to $10,000,000 (the &#147;<B><U>Maximum Amount</U></B>&#148;), subject to the limitations set forth in <U>Section</U><U></U><U>&nbsp;3(b)</U> hereof. The issuance and sale of shares of
Common Stock to or through Noble will be effected pursuant to the Registration Statement (as defined below) filed by the Company and which was declared effective under the Securities Act (as defined below) by the U.S. Securities and Exchange
Commission (the &#147;<B><U>Commission</U></B>&#148;). </P>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman" ALIGN="justify">The Company has filed, in accordance with the provisions of the Securities
Act of 1933, as amended, and the rules and regulations thereunder (collectively, the &#147;<B><U>Securities Act</U></B>&#148;), with the Commission, not earlier than three years prior to the date hereof, a shelf registration statement on Form <FONT
STYLE="white-space:nowrap">S-3</FONT> (File <FONT STYLE="white-space:nowrap">No.&nbsp;333-231513),</FONT> including a base prospectus, relating to certain securities, including the Common Stock, to be issued from time to<I> </I>time by the Company,
and which incorporates by reference documents that the Company has filed or will file in accordance with the provisions of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (collectively, the
&#147;<B><U>Exchange Act</U></B>&#148;). The Company has prepared a prospectus supplement to the base prospectus included as part of such registration statement at the time it became effective specifically relating to the offering of Common Stock
pursuant to this Agreement (the &#147;<B><U>Prospectus Supplement</U></B>&#148;). The Company will furnish to Noble, for use by Noble, copies of the prospectus included as part of such registration statement, as supplemented by the Prospectus
Supplement, relating to the offering of Common Stock pursuant to this Agreement. Except where the context otherwise requires, &#147;<B><U>Registration Statement</U></B>,&#148; as used herein, means such registration statement, as amended at the time
of such registration statement&#146;s effectiveness for purposes of Section&nbsp;11 of the Securities Act, as well as any new registration statement as may have been filed pursuant to <U>Section</U><U></U><U>&nbsp;7(w)</U>, including (1)&nbsp;all
documents filed as a part thereof or incorporated or deemed to be incorporated by reference therein (the &#147;<B><U>Incorporated Documents</U></B>&#148;), (2) any information contained or incorporated by reference in a Prospectus (as defined below)
subsequently filed with the Commission pursuant to Rule 424(b) under the Securities Act, (the &#147;<B><U>Incorporated Information</U></B>&#148;) to the extent such information is deemed, pursuant to Rule 430B or Rule 430C under the Securities Act,
to be part of the registration statement at the effective time, and (3)&nbsp;any abbreviated registration statement filed pursuant to Rule 462(b) under the Securities Act to register the offer and sale of additional shares of Common Stock pursuant
to this Agreement. Except where the context otherwise requires, &#147;<B><U>Prospectus</U></B>,&#148; as used herein, means the base prospectus included in the registration statement at the time i