SEC Contract Filing

Filing Date: 2020-06-29

Document Content:
<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>d15014dex101.htm
<DESCRIPTION>EX-10.1
<TEXT>
<HTML><HEAD>
<TITLE>EX-10.1</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 10.1 </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><I></I><B><I>Execution Version</I></B><I> </I></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>AMENDMENT NO. 1 TO </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B><U>AMENDED&nbsp;&amp; RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT </U></B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:9%; font-size:10pt; font-family:Times New Roman">This AMENDMENT NO. 1 TO AMENDED&nbsp;&amp; RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of June&nbsp;26, 2020 (this
&#147;<U>Amendment</U>&#148;), is made with respect to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of April&nbsp;24, 2019 (as amended , restated, supplemented or otherwise modified from time to time prior to the date
hereof, the &#147;<U>Credit Agreement</U>&#148;), among FIDUS INVESTMENT CORPORATION, a Maryland corporation (the &#147;<U>Borrower</U>&#148;), the several banks and other financial institutions or entities from time to time party to the Credit
Agreement as lenders (the &#147;<U>Lenders</U>&#148;), and ING CAPITAL LLC, as administrative agent for the Lenders under the Credit Agreement (in such capacity, together with its successors in such capacity, the &#147;<U>Administrative
Agent</U>&#148;). Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Credit Agreement (as amended hereby). </P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><U>W</U> <U>I</U> <U>T</U> <U>N</U> <U>E</U> <U>S</U> <U>S</U> <U>E</U> <U>T</U> <U>H</U>: </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:9%; font-size:10pt; font-family:Times New Roman">WHEREAS, pursuant to the Credit Agreement, the Lenders have made certain loans and other extensions of credit to the Borrower; and </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:9%; font-size:10pt; font-family:Times New Roman">WHEREAS, the Borrower has requested that the Lenders and the Administrative Agent amend certain provisions of the Credit Agreement and the
Lenders signatory hereto and the Administrative Agent have agreed to do so on the terms and subject to the conditions contained in this Amendment. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:9%; font-size:10pt; font-family:Times New Roman">NOW THEREFORE, in consideration of the promises and the mutual agreements contained herein, and for other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: </P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">SECTION I AMENDMENTS TO CREDIT
AGREEMENT </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Effective as of the Amendment No.&nbsp;1 Effective Date (as defined below), subject to the terms and conditions set forth below, the Credit
Agreement is hereby amended to delete the stricken text (indicated textually in the same manner as the following example: <FONT STYLE="font-family:Times New Roman; font-size:10pt" COLOR="#ff0000"><STRIKE>stricken text) and to add the
double-underlined text (indicated textually in the same manner as the following example: </STRIKE><FONT STYLE="font-family:Times New Roman" COLOR="#0000ff"><U STYLE="border-bottom:1pt double; padding-bottom:1pt">doubled-underlined text</U><STRIKE><FONT
STYLE="font-family:Times New Roman" COLOR="#ff0000">) as set forth in the Credit Agreement attached hereto as </FONT></STRIKE><FONT STYLE="font-family:Times New Roman; font-size:10pt" COLOR="#ff0000"><U>Annex A</U><STRIKE><FONT
STYLE="font-family:Times New Roman" COLOR="#ff0000">. </FONT></STRIKE></FONT></FONT></FONT></P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">SECTION II MISCELLANEOUS </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">2.1. <U>Conditions to Effectiveness of Amendment</U>. This Amendment shall become effective as of the date (the &#147;<U>Amendment No.</U><U></U><U>&nbsp;1
Effective Date</U>&#148;) on which each of the following conditions precedent has been satisfied (unless a condition shall have been waived in accordance with Section&nbsp;9.02 of the Credit Agreement): </P>
</DIV></Center>

<p style="margin-top:1em; margin-bottom:0em; page-break-before:always">
<HR SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">(a) <U>Documents</U>. The Administrative Agent shall have received each of the following
documents, each of which shall be reasonably satisfactory to the Administrative Agent in form and substance: </P> <P STYLE="margin-top:6pt; margin-bottom:0pt; margin-left:9%; font-size:10pt; font-family:Times New Roman">(1) <U>Executed
Counterparts</U>: From each of the Lenders party hereto, the Administrative Agent and each Obligor: either (1)&nbsp;a counterpart of this Amendment signed on behalf of such party; or (2)&nbsp;written evidence satisfactory to the Administrative Agent
(which may include telecopy transmission or electronic mail of a signed signature page to this Amendment)&nbsp;that such party has signed a counterpart of this Amendment. </P>
<P ST