SEC Contract Filing

Filing Date: 2018-12-18

Document Content:
<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>3
<FILENAME>f8k121818ex10-1_helios.htm
<DESCRIPTION>FORM OF DECEMBER 2018 AMENDMENT AND EXCHANGE AGREEMENT BY AND BETWEEN THE COMPANY AND THE HOLDERS, DATED DECEMBER [18], 2018
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<P STYLE="margin: 0; text-align: right"><B>Exhibit 10.1</B></P>

<P STYLE="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;&nbsp;</P>

<P STYLE="font: bold 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: center">FORM OF DECEMBER 2018 AMENDMENT AND
EXCHANGE AGREEMENT</P>

<P STYLE="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">This Amendment and Exchange
Agreement (the &ldquo;<B>Agreement</B>&rdquo;) is entered into as of the __ day of December, 2018, by and between Helios and Matheson
Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118
(the &ldquo;<B>Company</B>&rdquo;) and the investor signatory hereto (the &ldquo;<B>Holder</B>&rdquo;), with reference to the following
facts:</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">A. On
November 6, 2017, the Company and certain investors, including the Holder (each, a &ldquo;<B>November Buyer</B>&rdquo;) entered
into a securities purchase agreement (the &ldquo;<B>November Securities Purchase Agreement</B>&rdquo;), pursuant to which such
November Buyers purchased, among other things, certain Notes (as defined in the November Securities Purchase Agreement) (the &ldquo;<B>November
Notes</B>&rdquo;) for cash and certain promissory notes, each issued by a November Buyer to the Company (the &ldquo;<B>November
Investor Notes</B>&rdquo;).&nbsp;&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">B. On
January 11, 2018, the Company and a certain investor (the &ldquo;<B>January Buyer</B>&rdquo;) entered into a securities purchase
agreement (as amended prior to the date hereof, the &ldquo;<B>January Securities Purchase Agreement</B>&rdquo;), pursuant to which
such January Buyer purchased, among other things, a certain Note (as defined in the January Securities Purchase Agreement) (the
&ldquo;<B>January Note</B>&rdquo;) for cash and a certain promissory note, issued by such January Buyer to the Company (the &ldquo;<B>January
Investor Note</B>&rdquo;).&nbsp;&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">C. As
of the date hereof, the Holder owns a November Note (the &ldquo;<B>Existing November Note</B>&rdquo;) with an aggregate principal
amount and accrued and unpaid interest outstanding as set forth on the signature page of the Holder attached hereto (the &ldquo;<B>Existing
November Note Amount</B>&rdquo;) and has issued a November Investor Note (the &ldquo;<B>Existing November Investor Note</B>&rdquo;)
to the Company with an aggregate principal amount as set forth on the signature page of the Holder attached hereto (the &ldquo;<B>Existing
November Investor Note Amount</B>&rdquo;).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">D. As
of the date hereof, solely if the Holder is a January Buyer, the Holder owns a January Note (the &ldquo;<B>Existing January Note</B>&rdquo;)
with an aggregate principal amount and accrued and unpaid interest outstanding as set forth on the signature page of the Holder
attached hereto (the &ldquo;<B>Existing January Note Amount</B>&rdquo;) and has issued a January Investor Note (the &ldquo;<B>Existing
January Investor Note</B>&rdquo;) to the Company with an aggregate principal amount as set forth on the signature page of the Holder
attached hereto (the &ldquo;<B>Existing January Investor Note Amount</B>&rdquo;).</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 1in">E. The
Company and the Holder desire (i) pursuant to Section 7(b) of the Existing November Investor Note, to cause an Investor Optional
Netting (as defined in each Existing November Investor Note) (the &ldquo;<B>November Investor Optional Netting</B>&rdquo;) to occur
with respect to the entire Existing November Investor Note Amount of each Existing November Investor Note (the &ldquo;<B>November
Exchange Netting</B>&rdquo;), such that after giving effect to such November Investor Optional Netting, the Existing November Note
Amount then outstanding shall be reduced by the Existing November Investor Note Amount (such remaining amount, the &ldquo;<B