SEC Contract Filing

Filing Date: 2016-08-26

Document Content:
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<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>exh_101.htm
<DESCRIPTION>EXHIBIT 10.1
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<P STYLE="font-size: 10pt; text-align: right; margin: 0 0 12pt; background-color: transparent"><B>Exhibit 10.1</B></P>

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<P STYLE="font-size: 10pt; text-align: center; margin: 0 0 12pt; background-color: transparent"><B>&nbsp;</B></P>

<P STYLE="font-size: 10pt; text-align: center; margin: 0 0 12pt; background-color: transparent"><B>LIPIMETIX DEVELOPMENT, INC.</B></P>

<P STYLE="font-size: 10pt; text-align: center; margin: 0 0 12pt; background-color: transparent"><B>SERIES B PREFERRED STOCK</B><BR>
<B>AND WARRANT PURCHASE AGREEMENT</B></P>

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<P STYLE="font-size: 10pt; text-align: center; margin: 0 0 12pt; background-color: transparent"><B><I><U>TABLE OF CONTENTS</U></I></B></P>

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<tr style="vertical-align: middle">
 <TD STYLE="text-align: left; width: 3%">&nbsp;</td>
 <TD STYLE="width: 5%">&nbsp;</td>
 <TD STYLE="width: 87%">&nbsp;</td>
 <TD STYLE="text-decoration: underline; text-align: right; width: 5%">Page</td></tr>
<TR STYLE="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</TD>
 <TD COLSPAN="2" STYLE="text-align: left">&nbsp;</TD>
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<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">1</td>
 <td colspan="2" style="text-align: left">Purchase and Sale of Preferred Stock and Warrants.</td>
 <TD STYLE="text-align: right">1</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">1.1</td>
 <TD STYLE="text-align: left">Sale and Issuance of Series&nbsp;B Preferred Stock and Warrants.</td>
 <TD STYLE="text-align: right">1</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">1.2</td>
 <TD STYLE="text-align: left">Closing; Delivery.</td>
 <TD STYLE="text-align: right">1</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: right">&nbsp;</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">2</td>
 <TD COLSPAN="2">Representations and Warranties of the Company</td>
 <TD STYLE="text-align: right">4</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD>&nbsp;</td>
 <TD>&nbsp;</td>
 <TD STYLE="text-align: right">&nbsp;</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">4</td>
 <td colspan="2" style="text-align: left">Conditions to the Purchasers&rsquo; Obligations at Closing</td>
 <TD STYLE="text-align: right">11</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.1</td>
 <TD STYLE="text-align: left">Representations and Warranties</td>
 <TD STYLE="text-align: right">11</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.2</td>
 <TD STYLE="text-align: left">Performance</td>
 <TD STYLE="text-align: right">11</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.3</td>
 <TD STYLE="text-align: left">Compliance Certificate</td>
 <TD STYLE="text-align: right">11</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.4</td>
 <TD STYLE="text-align: left">Qualifications</td>
 <TD STYLE="text-align: right">11</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.5</td>
 <TD STYLE="text-align: left">Registration Rights Agreement</td>
 <TD STYLE="text-align: right">11</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.6</td>
 <TD STYLE="text-align: left">Amended and Restated Stockholders Agreement</td>
 <TD STYLE="text-align: right">12</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.7</td>
 <TD STYLE="text-align: left">Amended and Restated Certificate</td>
 <TD STYLE="text-align: right">12</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.8</td>
 <TD STYLE="text-align: left">Secretary&rsquo;s Certificate</td>
 <TD STYLE="text-align: right">12</td></tr>
<tr style="vertical-align: middle">
 <TD STYLE="text-align: left">&nbsp;</td>
 <TD STYLE="text-align: left">4.9</td>
 <TD STYLE="text-align: left">Proceedings and Documents</td>
 <TD STYLE="