mtybilly/Instruct2DS huggingface dataset:
Financial Forecasting from Textual and Tabular Time Series
Authors: Ross Koval, Nicholas Andrews, Xifeng Yan
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: There is a variety of multimodal data pertinent to public companies, spanning from accounting statements, macroeconomic statistics, earnings conference calls, and financial reports. These diverse modalities capture the state of firms from a variety of different perspectives but requires complex interactions to reconcile in the formation of accurate financial predictions. The commonality between these different modalities is that they all represent a time series, typically observed for a particular firm at a quarterly horizon, providing the ability to model trends and variations of company data over time. However, the time series of these diverse modalities contains varying temporal and cross-channel patterns that are challenging to model without the appropriate inductive biases. In this work, we design a novel multimodal time series prediction task that includes numerical financial results, macroeconomic states, and long financial documents to predict next quarter`s company earnings relative to analyst expectations. We explore a variety of approaches for this novel setting, establish strong unimodal baselines, and propose a multimodal model that exhibits state-of-the-art performance on this unique task. We demonstrate that each modality contains unique information and that the best performing model requires careful fusion of the different modalities in a multi-stage training approach. To better understand model behavior, we conduct a variety of probing experiments, reveal insights into the value of different modalities, and demonstrate the practical utility of our proposed method in a simulated trading setting.
Learning to Ask Denotative and Connotative Questions for Knowledge-based VQA
Authors: Xiaoying Xing, Peixi Xiong, Lei Fan, Yunxuan Li, Ying Wu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Large language models (LLMs) have attracted increasing attention due to its prominent performance on various tasks. Recent works seek to leverage LLMs on knowledge-based visual question answering (VQA) tasks which require common sense knowledge to answer the question about an image, since LLMs have obtained rich knowledge from large-scale training. Several methods have proposed to leverage frozen LLMs by converting visual information to textual prompts. However, how to efficiently exploit the knowledge of LLMs and bridge the disconnects between visual information and language models remain open problems. In this paper, we propose to let LLMs learn to ask (L2A) informative questions to collect essential visual information. We introduce the concepts of denotation and connotation to promote image and question understanding and provide a clear guidance with respect to the objective of question generation. In this way, the model can better capture the associations between different concepts, as well as efficiently collect both explicit information and implicit relevant information that contribute to the final answer. The experiments demonstrate that our proposed method achieves consistent performance on various knowledge-based VQA datasets.
CONTOR: Benchmarking Strategies for Completing Ontologies with Plausible Missing Rules
Authors: Na Li, Thomas Bailleux, Zied Bouraoui, Steven Schockaert
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: We consider the problem of finding plausible rules that are missing from a given ontology. A number of strategies for this problem have already been considered in the literature. Little is known about the relative performance of these strategies, however, as they have thus far been evaluated on different ontologies. Moreover, existing evaluations have focused on distinguishing held-out ontology rules from randomly corrupted ones, which often makes the task unrealistically easy and leads to the presence of incorrectly labelled negative examples. To address these concerns, we introduce a benchmark with manually annotated hard negatives and use this benchmark to evaluate ontology completion models. In addition to previously proposed models, we test the effectiveness of several approaches that have not yet been considered for this task, including LLMs and simple but effective hybrid strategies.
Towards Pareto-Efficient RLHF: Paying Attention to a Few High-Reward Samples with Reward Dropout
Authors: Changhun Lee, Chiehyeon Lim
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Recently, leveraging reinforcement learning (RL) to fine-tune language models (LMs), known as reinforcement learning from human feedback (RLHF), has become an important research topic. However, there is still a lack of theoretical understanding of how RLHF works, the conditions under which it succeeds or fails, and whether it guarantees optimization of both likelihood $β(·)$ and reward $R(·)$ objectives. To address these issues, we consider RLHF as a bi-objective problem that has the nature of a \textitPareto optimization, present a Pareto improvement condition that is necessary to obtain Pareto-efficient policies, and propose a simple yet powerful method named \textitreward dropout that guarantees a Pareto improvement. To demonstrate the performance of reward dropout, two benchmark datasets commonly used in text style transfer tasks were utilized in our study: sentiment and topic datasets sourced from Yelp and AG_News, respectively. Our experiments highlight that paying attention to a few samples with higher rewards leads to greater Pareto improvements regardless of model size. We also demonstrate that the effect of reward dropout is generalizable and most effective with non-pretrained target models, saving the effort of pretraining.
Weak-to-Strong Reasoning
Authors: Yuqing Yang, Yan Ma, Pengfei Liu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: When large language models (LLMs) surpass human capabilities, supervising them effectively becomes difficult. \textitWeak-to-strong learning, where a less capable model enhances a stronger one, proves valuable in this context. Yet, the efficacy of this paradigm for complex reasoning tasks is still unexplored. In this paper, we introduce a progressive weak-to-strong reasoning framework that enables the strong model to autonomously refine its training data, maximizing the use of weak signals and unlocking its latent abilities. This framework begins with supervised fine-tuning on a selective small but high-quality dataset, followed by preference optimization on contrastive samples identified by the strong model itself. Experiments on the GSM8K and MATH datasets verify that our method can effectively improve the reasoning capabilities of Llama2-70b using three separate weak models. This work paves the way for a more scalable and sophisticated strategy to enhance AI reasoning powers. All relevant code and resources are available in r̆lhttps://github.com/GAIR-NLP/weak-to-strong-reasoning.
Fine-Tuning Language Models with Differential Privacy through Adaptive Noise Allocation
Authors: Xianzhi Li, Ran Zmigrod, Zhiqiang Ma, Xiaomo Liu, Xiaodan Zhu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Language models are capable of memorizing detailed patterns and information, leading to a double-edged effect: they achieve impressive modeling performance on downstream tasks with the stored knowledge but also raise significant privacy concerns. Traditional differential privacy based training approaches offer robust safeguards by employing a uniform noise distribution across all parameters. However, this overlooks the distinct sensitivities and contributions of individual parameters in privacy protection and often results in suboptimal models. To address these limitations, we propose ANADP, a novel algorithm that adaptively allocates additive noise based on the importance of model parameters. We demonstrate that ANADP narrows the performance gap between regular fine-tuning and traditional DP fine-tuning on a series of datasets while maintaining the required privacy constraints.
The Mystery of Compositional Generalization in Graph-based Generative Commonsense Reasoning
Authors: Xiyan Fu, Anette Frank
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: While LLMs have emerged as performant architectures for reasoning tasks, their compositional generalization capabilities have been questioned. In this work, we introduce a Compositional Generalization Challenge for Graph-based Commonsense Reasoning (CGGC) that goes beyond previous evaluations that are based on sequences or tree structures -- and instead involves a reasoning graph: It requires models to generate a natural sentence based on given concepts and a corresponding reasoning graph, where the presented graph involves a previously unseen combination of relation types. To master this challenge, models need to learn how to reason over relation tupels within the graph, and how to compose them when conceptualizing a verbalization. We evaluate seven well-known LLMs using in-context learning and find that performant LLMs still struggle in compositional generalization. We investigate potential causes of this gap by analyzing the structures of reasoning graphs, and find that different structures present varying levels of difficulty for compositional generalization. Arranging the order of demonstrations according to the structures' difficulty shows that organizing samples in an easy-to-hard schema enhances the compositional generalization ability of LLMs.
AutoHallusion: Automatic Generation of Hallucination Benchmarks for Vision-Language Models
Authors: Xiyang Wu, Tianrui Guan, Dianqi Li, Shuaiyi Huang, Xiaoyu Liu, Xijun Wang, Ruiqi Xian, Abhinav Shrivastava, Furong Huang, Jordan Lee Boyd-Graber, Tianyi Zhou, Dinesh Manocha
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Large vision-language models (LVLMs) are prone to hallucinations, where certain contextual cues in an image can trigger the language module to produce overconfident and incorrect reasoning about abnormal or hypothetical objects. While some benchmarks have been developed to investigate LVLM hallucinations, they often rely on hand-crafted corner cases whose failure patterns may not generalize well. Additionally, fine-tuning on these examples could undermine their validity. To address this, we aim to scale up the number of cases through an automated approach, reducing human bias in crafting such corner cases. This motivates the development of AutoHallusion, the first automated benchmark generation approach that employs several key strategies to create a diverse range of hallucination examples. Our generated visual-question pairs pose significant challenges to LVLMs, requiring them to overcome contextual biases and distractions to arrive at correct answers. AutoHallusion enables us to create new benchmarks at the minimum cost and thus overcomes the fragility of hand-crafted benchmarks. It also reveals common failure patterns and reasons, providing key insights to detect, avoid, or control hallucinations. Comprehensive evaluations of top-tier LVLMs, e.g., GPT-4V(ision), Gemini Pro Vision, Claude 3, and LLaVA-1.5, show a 97.7% and 98.7% success rate of hallucination induction on synthetic and real-world datasets of AutoHallusion, paving the way for a long battle against hallucinations. The codebase and data can be accessed at https://github.com/wuxiyang1996/AutoHallusion
MetaKP: On-Demand Keyphrase Generation
Authors: Di Wu, Xiaoxian Shen, Kai-Wei Chang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Traditional keyphrase prediction methods predict a single set of keyphrases per document, failing to cater to the diverse needs of users and downstream applications. To bridge the gap, we introduce on-demand keyphrase generation, a novel paradigm that requires keyphrases that conform to specific high-level goals or intents. For this task, we present MetaKP, a large-scale benchmark comprising four datasets, 7500 documents, and 3760 goals across news and biomedical domains with human-annotated keyphrases. Leveraging MetaKP, we design both supervised and unsupervised methods, including a multi-task fine-tuning approach and a self-consistency prompting method with large language models. The results highlight the challenges of supervised fine-tuning, whose performance is not robust to distribution shifts. By contrast, the proposed self-consistency prompting approach greatly improves the performance of large language models, enabling GPT-4o to achieve 0.548 SemF1, surpassing the performance of a fully fine-tuned BART-base model. Finally, we demonstrate the potential of our method to serve as a general NLP infrastructure, exemplified by its application in epidemic event detection from social media.
PSST: A Benchmark for Evaluation-driven Text Public-Speaking Style Transfer
Authors: Huashan Sun, Yixiao Wu, Yizhe Yang, Yinghao Li, Jiawei Li, Yuhao Ye, Yang Gao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Language style is necessary for AI systems to accurately understand and generate diverse human language. However, previous text style transfer primarily focused on sentence-level data-driven approaches, limiting exploration of potential problems in large language models (LLMs) and the ability to meet complex application needs. To overcome these limitations, we introduce a novel task called Public-Speaking Style Transfer (PSST), which aims to simulate humans to transform passage-level, official texts into a public-speaking style. Grounded in the analysis of real-world data from a linguistic perspective, we decompose public-speaking style into key sub-styles to pose challenges and quantify the style modeling capability of LLMs. For such intricate text style transfer, we further propose a fine-grained evaluation framework to analyze the characteristics and identify the problems of stylized texts. Comprehensive experiments suggest that current LLMs struggle to generate public speaking texts that align with human preferences, primarily due to excessive stylization and loss of semantic information. We will release our data, code, and model upon acceptance.
TRACE the Evidence: Constructing Knowledge-Grounded Reasoning Chains for Retrieval-Augmented Generation
Authors: Jinyuan Fang, Zaiqiao Meng, Craig MacDonald
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Retrieval-augmented generation (RAG) offers an effective approach for addressing question answering (QA) tasks. However, the imperfections of the retrievers in RAG models often result in the retrieval of irrelevant information, which could introduce noise and degrade the performance, especially when handling multi-hop questions that require multiple steps of reasoning. To enhance the multi-hop reasoning ability of RAG models, we propose TRACE. TRACE constructs knowledge-grounded reasoning chains, which are a series of logically connected knowledge triples, to identify and integrate supporting evidence from the retrieved documents for answering questions. Specifically, TRACE employs a KG Generator to create a knowledge graph (KG) from the retrieved documents, and then uses a novel Autoregressive Reasoning Chain Constructor to build reasoning chains. Experimental results on three multi-hop QA datasets show that TRACE achieves an average performance improvement of up to 14.03% compared to using all the retrieved documents. Moreover, the results indicate that using reasoning chains as context, rather than the entire documents, is often sufficient to correctly answer questions.
Enable Fast Sampling for Seq2Seq Text Diffusion
Authors: Pan Liu, Xiaohua Tian, Zhouhan Lin
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Diffusion models exhibit promising capacity for generating high-quality text. However, owing to the curved nature of generation path, they necessitate traversing numerous steps to guarantee the text quality. In this paper, we propose an efficient model FMSeq, which utilizes flow matching to straighten the generation path, thereby enabling fast sampling for diffusion-based seq2seq text generation. Specifically, we construct transport flow only on the target sequences to adapt the diffusion-based model with flow matching. Furthermore, we explore different settings and identify target-parameterization, self-conditioning and time-difference as three effective techniques to improve the generation quality under a few steps. Experiments on four popular tasks demonstrate that FMSeq generates texts of comparable quality to the SOTA diffusion-based DiffuSeq in just 10 steps, achieving a 200-fold speedup.
AlignSum: Data Pyramid Hierarchical Fine-tuning for Aligning with Human Summarization Preference
Authors: Yang Han, Yiming Wang, Rui Wang, Lu Chen, Kai Yu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Text summarization tasks commonly employ Pre-trained Language Models (PLMs) to fit diverse standard datasets. While these PLMs excel in automatic evaluations, they frequently underperform in human evaluations, indicating a deviation between their generated summaries and human summarization preferences. This discrepancy is likely due to the low quality of fine-tuning datasets and the limited availability of high-quality human-annotated data that reflect true human preference. To address this challenge, we introduce a novel human summarization preference alignment framework AlignSum. This framework consists of three parts: Firstly, we construct a Data Pymarid with extractive, abstractive, and human-annotated summary data. Secondly, we conduct the Gaussian Resampling to remove summaries with extreme lengths. Finally, we implement the two-stage hierarchical fine-tuning with Data Pymarid after Gaussian Resampling. We apply AlignSum to PLMs on the human-annotated CNN/DailyMail and BBC XSum datasets. Experiments show that with AlignSum, PLMs like BART-Large surpass 175B GPT-3 in both automatic and human evaluations. This demonstrates that AlignSum significantly enhances the alignment of language models with human summarization preferences.
CHIRON: Rich Character Representations in Long-Form Narratives
Authors: Alexander Gurung, Mirella Lapata
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Characters are integral to long-form narratives, but are poorly understood by existing story analysis and generation systems. While prior work has simplified characters via graph-based methods and brief character descriptions, we aim to better tackle the problem of representing complex characters by taking inspiration from advice given to professional writers. We propose CHIRON, a new \textquoteleftcharacter sheet' based representation that organizes and filters textual information about characters. We construct CHIRON sheets in two steps: a Generation Module that prompts an LLM for character information via question-answering and a Validation Module that uses automated reasoning and a domain-specific entailment model to eliminate false facts about a character. We validate CHIRON via the downstream task of masked-character prediction, where our experiments show CHIRON is better and more flexible than comparable summary-based baselines. We also show that metrics derived from CHIRON can be used to automatically infer character-centricity in stories, and that these metrics align with human judgments.
Infrared-LLaVA: Enhancing Understanding of Infrared Images in Multi-Modal Large Language Models
Authors: Shixin Jiang, Zerui Chen, Jiafeng Liang, Yanyan Zhao, Ming Liu, Bing Qin
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Expanding the understanding capabilities of multi-modal large language models (MLLMs) for infrared modality is a challenge due to the single-modality nature and limited amount of training data. Existing methods typically construct a uniform embedding space for cross-modal alignment and leverage abundant visual image data to indirectly understand infrared images. However, they ignore the supervisory signals of infrared-modality-specific attributes, which may lead to biased understanding of infrared images. To address this issue, we propose a debating multi-agent generation system which transfers knowledge from visible images to generate infrared image-text pairs and infrared instruction data. Moreover, we construct an infrared question-answering benchmark based on common infrared tasks. Experimental results from incremental fine-tuning on existing models and our Infrared-LLaVA-7B trained from scratch on infrared data demonstrate the effectiveness of the generated data and the feasibility of the generation approach.
LPZero: Language Model Zero-cost Proxy Search from Zero
Authors: Peijie Dong, Lujun Li, Xiang Liu, Zhenheng Tang, Xuebo Liu, Qiang Wang, Xiaowen Chu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Despite the outstanding performance, Neural Architecture Search (NAS) is criticized for massive computation. Recently, Zero-shot NAS has emerged as a promising approach by exploiting Zero-cost (ZC) proxies, which markedly reduce computational demands. Despite this, existing ZC proxies heavily rely on expert knowledge and incur significant trial-and-error costs. Particularly in NLP tasks, most existing ZC proxies fail to surpass the performance of the naive baseline. To address these challenges, we introduce a novel framework, LPZero, which is the first to automatically design zero-cost (ZC) proxies for various tasks, achieving higher ranking consistency than human-designed proxies. Specifically, we model the ZC proxy as a symbolic equation and incorporate a unified proxy search space that encompasses existing ZC proxies, which are composed of a predefined set of mathematical symbols. To heuristically search for the best ZC proxy, LPZero incorporates genetic programming to find the optimal symbolic composition. We propose a Predictive-Pruning Strategy (PPS), which preemptively eliminates unpromising proxies, thereby mitigating the risk of proxy degradation. Extensive experiments on FlexiBERT, GPT-2, and LLaMA-7B demonstrate LPZero`s superior ranking ability and performance on downstream tasks compared to current approaches.
Traffic Light or Light Traffic? Investigating Phrasal Semantics in Large Language Models
Authors: Rui Meng, Ye Liu, Lifu Tu, Daqing He, Yingbo Zhou, Semih Yavuz
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Phrases are fundamental linguistic units through which humans convey semantics. This study critically examines the capacity of API-based large language models (LLMs) to comprehend phrase semantics, utilizing three human-annotated datasets. We assess the performance of LLMs in executing phrase semantic reasoning tasks guided by natural language instructions and explore the impact of common prompting techniques, including few-shot demonstrations and Chain-of-Thought reasoning. Our findings reveal that LLMs greatly outperform traditional embedding methods across the datasets; however, they do not show a significant advantage over fine-tuned methods. The effectiveness of advanced prompting strategies shows variability. We conduct detailed error analyses to interpret the limitations faced by LLMs in comprehending phrase semantics. Code and data can be found at https://github.com/memray/llm_phrase_semantics/.
How Far Can In-Context Alignment Go? Exploring the State of In-Context Alignment
Authors: Heyan Huang, Yinghao Li, Huashan Sun, Yu Bai, Yang Gao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Recent studies have demonstrated that In-Context Learning (ICL), through the use of specific demonstrations, can align Large Language Models (LLMs) with human preferences known as In-Context Alignment (ICA), indicating that models can comprehend human instructions without requiring parameter adjustments. However, the exploration of the mechanism and applicability of ICA remains limited. In this paper, we begin by dividing the context text used in ICA into three categories: format, system prompt, and example. Through ablation experiments, we investigate the effectiveness of each part in enabling ICA to function effectively. We then examine how variants in these parts impact the model`s alignment performance. Our findings indicate that the example part is crucial for enhancing the model`s alignment capabilities, with changes in examples significantly affecting alignment performance. We also conduct a comprehensive evaluation of ICA`s zero-shot capabilities in various alignment tasks. The results indicate that compared to parameter fine-tuning methods, ICA demonstrates superior performance in knowledge-based tasks and tool-use tasks. However, it still exhibits certain limitations in areas such as multi-turn dialogues and instruction following. Source codes and scripts are available at https://github.com/li-aolong/how-far-can-ica-go.
Variational Language Concepts for Interpreting Foundation Language Models
Authors: Hengyi Wang, Shiwei Tan, Zhiqing Hong, Desheng Zhang, Hao Wang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Foundation Language Models (FLMs) such as BERT and its variants have achieved remarkable success in natural language processing. To date, the interpretability of FLMs has primarily relied on the attention weights in their self-attention layers. However, these attention weights only provide word-level interpretations, failing to capture higher-level structures, and are therefore lacking in readability and intuitiveness. To address this challenge, we first provide a formal definition of *conceptual interpretation* and then propose a variational Bayesian framework, dubbed VAriational Language Concept (VALC), to go beyond word-level interpretations and provide concept-level interpretations. Our theoretical analysis shows that our VALC finds the optimal language concepts to interpret FLM predictions. Empirical results on several real-world datasets show that our method can successfully provide conceptual interpretation for FLMs.
Exploring the Capability of Multimodal LLMs with Yonkoma Manga: The YManga Dataset and Its Challenging Tasks
Authors: Qi Yang, Jingjie Zeng, Liang Yang, Zhihao Yang, Hongfei Lin
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Yonkoma Manga, characterized by its four-panel structure, presents unique challenges due to its rich contextual information and strong sequential features. To address the limitations of current multimodal large language models (MLLMs) in understanding this type of data, we create a novel dataset named YManga from the Internet. After filtering out low-quality content, we collect a dataset of 1,015 yonkoma strips, containing 10,150 human annotations. We then define three challenging tasks for this dataset: panel sequence detection, generation of the author`s creative intention, and description generation for masked panels. These tasks progressively introduce the complexity of understanding and utilizing such image-text data. To the best of our knowledge, YManga is the first dataset specifically designed for yonkoma manga strips understanding. Extensive experiments conducted on this dataset reveal significant challenges faced by current multimodal large language models. Our results show a substantial performance gap between models and humans across all three tasks.
Unlocking the Potential of Model Merging for Low-Resource Languages
Authors: Mingxu Tao, Chen Zhang, Quzhe Huang, Tianyao Ma, Songfang Huang, Dongyan Zhao, Yansong Feng
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Adapting large language models (LLMs) to new languages typically involves continual pre-training (CT) followed by supervised fine-tuning (SFT). However, this CT-then-SFT approach struggles with limited data in the context of low-resource languages, failing to balance language modeling and task-solving capabilities. We thus propose a new model merging solution as an alternative for low-resource languages, combining models with distinct capabilities into a single model without additional training. We use model merging to develop task-solving LLMs for low-resource languages without SFT data in the target languages. Our experiments based on Llama-2-7B demonstrate that model merging effectively endows LLMs for low-resource languages with task-solving abilities, outperforming CT-then-SFT in scenarios with extremely scarce data. Observing performance saturation in model merging with increasingly more training tokens, we further analyze the merging process and introduce a slack variable to the model merging algorithm to mitigate the loss of important parameters, thereby enhancing model performance. We hope that model merging can benefit more human languages suffering from data scarcity with its higher data efficiency.
PURE: Aligning LLM via Pluggable Query Reformulation for Enhanced Helpfulness
Authors: Wenjin Yao, Yidong Wang, Zhuohao Yu, Rui Xie, Shikun Zhang, Wei Ye
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Aligning large language models (LLMs) with human values and preferences is a significant challenge. Training-based methods, such as reinforcement learning from human feedback (RLHF) and direct preference optimization (DPO), require substantial resources and are impractical for API-based LLMs. Post-processing methods decouple alignment from training but may incur high multiple-time inference costs or rely on less knowledgeable lightweight models for response refinement. In this paper, we propose a new LLM alignment paradigm from the perspective of pre-processing. By reformulating risky queries into highly relevant yet harmless ones before feeding them into LLMs, our method eliminates the high costs of training base LLMs, efficiently applies to both open-source and proprietary LLMs, and achieves a promising balance of harmlessness and helpfulness. For example, with Vicuna-7B as the LLM to align, it enhances helpfulness by 28.52% over DPO while maintaining comparable harmlessness levels. When applied to Gemini-1.5-pro, it increased harmlessness and helpfulness by 7.04% and 29.37%, respectively.
MMedAgent: Learning to Use Medical Tools with Multi-modal Agent
Authors: Binxu Li, Tiankai Yan, Yuanting Pan, Jie Luo, Ruiyang Ji, Jiayuan Ding, Zhe Xu, Shilong Liu, Haoyu Dong, Zihao Lin, Yixin Wang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Multi-Modal Large Language Models (MLLMs), despite being successful, exhibit limited generality and often fall short when compared to specialized models. Recently, LLM-based agents have been developed to address these challenges by selecting appropriate specialized models as tools based on user inputs. However, such advancements have not been extensively explored within the medical domain. To bridge this gap, this paper introduces the first agent explicitly designed for the medical field, named \textbfMulti-modal \textbfMedical \textbfAgent (MMedAgent). We curate an instruction-tuning dataset comprising six medical tools solving seven tasks across five modalities, enabling the agent to choose the most suitable tools for a given task. Comprehensive experiments demonstrate that MMedAgent achieves superior performance across a variety of medical tasks compared to state-of-the-art open-source methods and even the closed-source model, GPT-4o. Furthermore, MMedAgent exhibits efficiency in updating and integrating new medical tools.
SALMON: A Structure-Aware Language Model with logicality and densification strategy for Temporal Knowledge Graph Reasoning
Authors: Fu Zhang, Jinghao Lin, Jingwei Cheng
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Temporal knowledge graph reasoning (TKGR) is a crucial task that involves reasoning at known timestamps to complete the future facts and has attracted more and more attention in recent years. The current TKGR models are mainly based on graph neural networks or tensor decomposition techniques. Few works in TKGR focus on pre-trained language models (PLMs) which have powerful sequence modeling capabilities to capture the temporal associations between facts. In this paper, we propose a model SALMON: a Structure-Aware Language Model with logicality and densification strategy. Specifically, we design a PLM-based framework with a structure-aware layer inside to jointly capture the temporal evolving pattern and structural information in TKGs. To further enhance the model`s ability to infer causal associations of facts, we propose a logical judging module, which can guide the model to prioritize learning the most relevant evolving information of logical causal associations in TKGs during the training process. Moreover, we propose a densification strategy based on large language models, through a carefully crafted Chain of Thought prompt, to dig out some knowledge necessary for reasoning about fact associations, thereby making the model perform better. Extensive experimental results demonstrate the superiority of our model over the state-of-the-art baselines.
Multilingual Contrastive Decoding via Language-Agnostic Layers Skipping
Authors: Wenhao Zhu, Sizhe Liu, Shujian Huang, Shuaijie She, Chris Wendler, Jiajun Chen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Decoding by contrasting layers (DoLa), is designed to improve the generation quality of large language models (LLMs) by contrasting the prediction probabilities between an early exit output (amateur logits) and the final output (expert logits).However, we find that this approach does not work well on non-English tasks.Inspired by previous interpretability work on language transition during the model`s forward pass, we discover that this issue arises from a language mismatch between early exit output and final output.In this work, we propose an improved contrastive decoding algorithm that is effective for diverse languages beyond English.To obtain more helpful amateur logits, we devise two strategies to skip a set of bottom, language-agnostic layers based on our preliminary analysis.Experimental results on multilingual reasoning benchmarks demonstrate that our proposed method outperforms previous contrastive decoding baselines and substantially improves LLM`s chain-of-thought reasoning accuracy across 11 languages.
The Potential and Challenges of Evaluating Attitudes, Opinions, and Values in Large Language Models
Authors: Bolei Ma, Xinpeng Wang, Tiancheng Hu, Anna-Carolina Haensch, Michael A. Hedderich, Barbara Plank, Frauke Kreuter
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Recent advances in Large Language Models (LLMs) have sparked wide interest in validating and comprehending the human-like cognitive-behavioral traits LLMs may capture and convey. These cognitive-behavioral traits include typically Attitudes, Opinions, Values (AOVs). However, measuring AOVs embedded within LLMs remains opaque, and different evaluation methods may yield different results. This has led to a lack of clarity on how different studies are related to each other and how they can be interpreted. This paper aims to bridge this gap by providing a comprehensive overview of recent works on the evaluation of AOVs in LLMs. Moreover, we survey related approaches in different stages of the evaluation pipeline in these works. By doing so, we address the potential and challenges with respect to understanding the model, human-AI alignment, and downstream application in social sciences. Finally, we provide practical insights into evaluation methods, model enhancement, and interdisciplinary collaboration, thereby contributing to the evolving landscape of evaluating AOVs in LLMs.
Low-Resource Machine Translation through the Lens of Personalized Federated Learning
Authors: Viktor Moskvoretskii, Nazarii Tupitsa, Chris Biemann, Samuel Horváth, Eduard Gorbunov, Irina Nikishina
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: We present a new approach called MeritOpt based on the Personalized Federated Learning algorithm MeritFed that can be applied to Natural Language Tasks with heterogeneous data. We evaluate it on the Low-Resource Machine Translation task, using the datasets of South East Asian and Finno-Ugric languages. In addition to its effectiveness, MeritOpt is also highly interpretable, as it can be applied to track the impact of each language used for training. Our analysis reveals that target dataset size affects weight distribution across auxiliary languages, that unrelated languages do not interfere with the training, and auxiliary optimizer parameters have minimal impact. Our approach is easy to apply with a few lines of code, and we provide scripts for reproducing the experiments (https://github.com/VityaVitalich/MeritOpt).
Can Language Models Recognize Convincing Arguments?
Authors: Paula Rescala, Manoel Horta Ribeiro, Tiancheng Hu, Robert West
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The capabilities of large language models (LLMs) have raised concerns about their potential to create and propagate convincing narratives. Here, we study their performance in detecting convincing arguments to gain insights into LLMs' persuasive capabilities without directly engaging in experimentation with humans. We extend a dataset by Durmus and Cardie (2018) with debates, votes, and user traits and propose tasks measuring LLMs' ability to (1) distinguish between strong and weak arguments, (2) predict stances based on beliefs and demographic characteristics, and (3) determine the appeal of an argument to an individual based on their traits. We show that LLMs perform on par with humans in these tasks and that combining predictions from different LLMs yields significant performance gains, surpassing human performance. The data and code released with this paper contribute to the crucial effort of continuously evaluating and monitoring LLMs' capabilities and potential impact. (https://go.epfl.ch/persuasion-llm)
Knowledge Navigator: LLM-guided Browsing Framework for Exploratory Search in Scientific Literature
Authors: Uri Katz, Mosh Levy, Yoav Goldberg
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The exponential growth of scientific literature necessitates advanced tools for effective knowledge exploration. We present Knowledge Navigator, a system designed to enhance exploratory search abilities by organizing and structuring the retrieved documents from broad topical queries into a navigable, two-level hierarchy of named and descriptive scientific topics and subtopics. This structured organization provides an overall view of the research themes in a domain, while also enabling iterative search and deeper knowledge discovery within specific subtopics by allowing users to refine their focus and retrieve additional relevant documents. Knowledge Navigator combines LLM capabilities with cluster-based methods to enable an effective browsing method. We demonstrate our approach`s effectiveness through automatic and manual evaluations on two novel benchmarks, CLUSTREC-COVID and SCITOC Our code, prompts, and benchmarks are made publicly available.
Scalable and Domain-General Abstractive Proposition Segmentation
Authors: Mohammad Javad Hosseini, Yang Gao, Tim Baumgärtner, Alex Fabrikant, Reinald Kim Amplayo
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Segmenting text into fine-grained units of meaning is important to a wide range of NLP applications. The default approach of segmenting text into sentences is often insufficient, especially since sentences are usually complex enough to include multiple units of meaning that merit separate treatment in the downstream task. We focus on the task of abstractive proposition segmentation (APS): transforming text into simple, self-contained, well-formed sentences. Several recent works have demonstrated the utility of proposition segmentation with few-shot prompted LLMs for downstream tasks such as retrieval-augmented grounding and fact verification. However, this approach does not scale to large amounts of text and may not always extract all the facts from the input text.In this paper, we first introduce evaluation metrics for the task to measure several dimensions of quality.We then propose a scalable, yet accurate, proposition segmentation model. We model proposition segmentation as a supervised task by training LLMs on existing annotated datasets and show that training yields significantly improved results. We further show that by using the fine-tuned LLMs (Gemini Pro and Gemini Ultra) as teachers for annotating large amounts of multi-domain synthetic distillation data, we can train smaller student models (Gemma 1 2B and 7B) with results similar to the teacher LLMs. We then demonstrate that our technique leads to effective domain generalization, by annotating data in two domains outside the original training data and evaluating on them. Finally, as a key contribution of the paper, we share an easy-to-use API for NLP practitioners to use.
Hit the Nail on the Head: Parameter-Efficient Multi-task Tuning via Human Language Intervention
Authors: Wenxuan Lu, Songhao Jiang, Wang Yijing, Tianning Zang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Parameter-Efficient Fine-Tuning (PEFT) on small Pre-trained Language Models (PLMs) has emerged as a promising approach to enhance their multi-tasking capabilities. Prevalent methods simultaneously train additional modules (i.e., one task-shared module and multiple task-specific modules) for adapting PLMs to downstream tasks. However, their adaptability to new tasks is constrained, as the task-specific modules independently adapt to each task, overlooking the potential for knowledge transfer across tasks. In this paper, we propose a novel multi-task learning framework, Inspirational Pointer (IP), that enables the transfer of prior knowledge across tasks through human language intervention. Specifically, we attach task descriptions to the input samples, which are then mapped to corresponding task embeddings. Based on those embeddings, we adapt PLMs for downstream tasks. Similar tasks share akin descriptions, allowing new task samples close to similar trained tasks in the task embedding space, hitting the memory about trained tasks of the model. Our experiments on the T5 model demonstrate performance improvements of our method in multi-task learning and few-shot transfer learning. Further, we implemented the IP in decoder-only models including GPT2 and large language models (LLMs), and the results show that IP enhances the capabilities of decoder-only models.
LINKED: Eliciting, Filtering and Integrating Knowledge in Large Language Model for Commonsense Reasoning
Authors: Jiachun Li, Pengfei Cao, Chenhao Wang, Zhuoran Jin, Yubo Chen, Kang Liu, Xiaojian Jiang, Jiexin Xu, Jun Zhao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Large language models (LLMs) sometimes demonstrate poor performance on knowledge-intensive tasks, commonsense reasoning is one of them. Researchers typically address these issues by retrieving related knowledge from knowledge graphs or employing self-enhancement methods to elicit knowledge in LLMs. However, noisy knowledge and invalid reasoning issues hamper their ability to answer questions accurately. To this end, we propose a novel method named eliciting, filtering and integrating knowledge in large language model (LINKED). In it, we design a reward model to filter out the noisy knowledge and take the marginal consistent reasoning module to reduce invalid reasoning. With our comprehensive experiments on two complex commonsense reasoning benchmarks, our method outperforms SOTA baselines (up to 9.0% improvement of accuracy). Besides, to measure the positive and negative impact of the injected knowledge, we propose a new metric called effectiveness-preservation score for the knowledge enhancement works. Finally, through extensive experiments, we conduct an in-depth analysis and find many meaningful conclusions about LLMs in commonsense reasoning tasks.
Beyond Agreement: Diagnosing the Rationale Alignment of Automated Essay Scoring Methods based on Linguistically-informed Counterfactuals
Authors: Yupei Wang, Renfen Hu, Zhe Zhao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: While current Automated Essay Scoring (AES) methods demonstrate high scoring agreement with human raters, their decision-making mechanisms are not fully understood. Our proposed method, using counterfactual intervention assisted by Large Language Models (LLMs), reveals that BERT-like models primarily focus on sentence-level features, whereas LLMs such as GPT-3.5, GPT-4 and Llama-3 are sensitive to conventions & accuracy, language complexity, and organization, indicating a more comprehensive rationale alignment with scoring rubrics. Moreover, LLMs can discern counterfactual interventions when giving feedback on essays. Our approach improves understanding of neural AES methods and can also apply to other domains seeking transparency in model-driven decisions.
TS-Align: A Teacher-Student Collaborative Framework for Scalable Iterative Finetuning of Large Language Models
Authors: Chen Zhang, Chengguang Tang, Dading Chong, Ke Shi, Guohua Tang, Feng Jiang, Haizhou Li
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Mainstream approaches to aligning large language models (LLMs) heavily rely on human preference data, particularly when models require periodic updates. The standard process for iterative alignment of LLMs involves collecting new human feedback for each update. However, the data collection process is costly and challenging to scale. To address this issue, we introduce the “TS-Align” framework, which fine-tunes a policy model using pairwise feedback data automatically mined from its outputs. This automatic mining process is efficiently accomplished through the collaboration between a large-scale teacher model and a small-scale student model. The policy fine-tuning process can be iteratively repeated using on-policy generations within our proposed teacher-student collaborative framework. Through extensive experiments, we demonstrate that our final aligned policy outperforms the base policy model with an average win rate of 69.7% across seven conversational or instruction-following datasets. Furthermore, we show that the ranking capability of the teacher is effectively distilled into the student through our pipeline, resulting in a small-scale yet effective reward model for policy model alignment.