mtybilly/Instruct2DS huggingface dataset:
An Instruction Tuning-Based Contrastive Learning Framework for Aspect Sentiment Quad Prediction with Implicit Aspects and Opinions
Authors: Hao Zhang, Yu-N Cheah, Congqing He, Feifan Yi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Aspect sentiment quad prediction (ASQP) is crucial in aspect-based sentiment analysis (ABSA). It involves identifying a text`s aspect,sentiment, opinion, and category. Existing methods have insufficiently explored how to effectively leverage the knowledge of pre-trainedlanguage models (PLMs) to handle implicit aspects and opinions, particularly in combinations such as implicit aspect & explicit opinion, explicit aspect & implicit opinion, and implicit aspect & implicit opinion. We introduce ITSCL, a framework leveraging Instruction Tuning and Supervised Contrastive Learning to improve aspect sentiment quad predictions, especially for implicit aspects and opinions. Implementing this approach presents several challenges. First, designing effective instructions and prompts to optimize the model`s training is difficult. Second, creating sentiment combination vectors with contrastive learning to enhance the model`s discrimination requires further investigation. To address these challenges, ITSCL combines instruction tuning with aligned PLM templates, enabling better knowledge acquisition and identification of implicit sentiments. Additionally, the contrastive learning framework enhances performance by using four fully connected layers to combine sentiments, aspects, opinions, and combinations, maximizing similarity for same-label representationsand minimizing it for different labels. Experimental results show our method significantly outperforms previous methods on benchmark datasets.
MACAROON: Training Vision-Language Models To Be Your Engaged Partners
Authors: Shujin Wu, Yi Fung, Sha Li, Yixin Wan, Kai-Wei Chang, Heng Ji
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Large vision-language models (LVLMs), while proficient in following instructions and responding to diverse questions, invariably generate detailed responses even when questions are ambiguous or unanswerable, leading to hallucinations and bias issues. Thus, it is essential for LVLMs to proactively engage with humans to ask for clarifications or additional information for better responses. In this study, we aim to shift LVLMs from passive answer providers to proactive engaged partners. We begin by establishing a three-tiered hierarchy for questions of invalid, ambiguous, and personalizable nature to measure the proactive engagement capabilities of LVLMs. Utilizing this hierarchy, we create PIE, (ProactIve Engagement Evaluation) through GPT-4o and human annotators, consisting of 853 questions across six distinct, fine-grained question types that are verified by human annotators and accompanied with well-defined metrics. Our evaluations on indicate poor performance of existing LVLMs, with the best-performing open-weights model only achieving an Aggregate Align Rate (AAR) of 0.28. In response, we introduce MACAROON, self-iMaginAtion for ContrAstive pReference OptimizatiON, which instructs LVLMs to autonomously generate contrastive response pairs for unlabeled questions given the task description and human-crafted criteria. Then, the self-imagined data is formatted for conditional reinforcement learning. Experimental results show MACAROON effectively improves LVLMs' capabilities to be proactively engaged (0.84 AAR) while maintaining comparable performance on general tasks.
ICL: Iterative Continual Learning for Multi-domain Neural Machine Translation
Authors: Zhibo Man, Kaiyu Huang, Yujie Zhang, Yuanmeng Chen, Yufeng Chen, Jinan Xu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: In a practical scenario, multi-domain neural machine translation (MDNMT) aims to continuously acquire knowledge from new domain data while retaining old knowledge. Previous work separately learns each new domain knowledge based on parameter isolation methods, which effectively capture the new knowledge. However, task-specific parameters lead to isolation between models, which hinders the mutual transfer of knowledge between new domains. Given the scarcity of domain-specific corpora, we consider making full use of the data from multiple new domains. Therefore, our work aims to leverage previously acquired domain knowledge when modeling subsequent domains. To this end, we propose an Iterative Continual Learning (ICL) framework for multi-domain neural machine translation. Specifically, when each new domain arrives, (1) we first build a pluggable incremental learning model, (2) then we design an iterative updating algorithm to continuously update the original model, which can be used flexibly for constructing subsequent domain models. Furthermore, we design a domain knowledge transfer mechanism to enhance the fine-grained domain-specific representation, thereby solving the word ambiguity caused by mixing domain data. Experimental results on the UM-Corpus and OPUS multi-domain datasets show the superior performance of our proposed model compared to representative baselines.
Mitigating Hallucinations of Large Language Models in Medical Information Extraction via Contrastive Decoding
Authors: Derong Xu, Ziheng Zhang, Zhihong Zhu, Zhenxi Lin, Qidong Liu, Xian Wu, Tong Xu, Xiangyu Zhao, Yefeng Zheng, Enhong Chen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The impressive capabilities of large language models (LLMs) have attracted extensive interests of applying LLMs to medical field. However, the complex nature of clinical environments presents significant hallucination challenges for LLMs, hindering their widespread adoption. In this paper, we address these hallucination issues in the context of Medical Information Extraction (MIE) tasks by introducing ALternate Contrastive Decoding (ALCD). We begin by redefining MIE tasks as an identify-and-classify process. We then separate the identification and classification functions of LLMs by selectively masking the optimization of tokens during fine-tuning. During the inference stage, we alternately contrast output distributions derived from sub-task models. This approach aims to selectively enhance the identification and classification capabilities while minimizing the influence of other inherent abilities in LLMs. Additionally, we propose an alternate adaptive constraint strategy to more effectively adjust the scale and scope of contrastive tokens. Through comprehensive experiments on two different backbones and six diverse medical information extraction tasks, ALCD demonstrates significant improvements in resolving hallucination issues compared to conventional decoding methods.
NeuroMax: Enhancing Neural Topic Modeling via Maximizing Mutual Information and Group Topic Regularization
Authors: Duy-Tung Pham, Thien Trang Nguyen Vu, Tung Nguyen, Linh Van Ngo, Duc Anh Nguyen, Thien Huu Nguyen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Recent advances in neural topic models have concentrated on two primary directions: the integration of the inference network (encoder) with a pre-trained language model (PLM) and the modeling of the relationship between words and topics in the generative model (decoder). However, the use of large PLMs significantly increases inference costs, making them less practical for situations requiring low inference times. Furthermore, it is crucial to simultaneously model the relationships between topics and words as well as the interrelationships among topics themselves. In this work, we propose a novel framework called NeuroMax (**Neur**al T**o**pic Model with **Max**imizing Mutual Information with Pretrained Language Model and Group Topic Regularization) to address these challenges. NeuroMax maximizes the mutual information between the topic representation obtained from the encoder in neural topic models and the representation derived from the PLM. Additionally, NeuroMax employs optimal transport to learn the relationships between topics by analyzing how information is transported among them. Experimental results indicate that NeuroMax reduces inference time, generates more coherent topics and topic groups, and produces more representative document embeddings, thereby enhancing performance on downstream tasks.
LLM Self-Correction with DeCRIM: Decompose, Critique, and Refine for Enhanced Following of Instructions with Multiple Constraints
Authors: Thomas Palmeira Ferraz, Kartik Mehta, Yu-Hsiang Lin, Haw-Shiuan Chang, Shereen Oraby, Sijia Liu, Vivek Subramanian, Tagyoung Chung, Mohit Bansal, Nanyun Peng
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Instruction following is a key capability for LLMs. However, recent studies have shown that LLMs often struggle with instructions containing multiple constraints (e.g. a request to create a social media post “in a funny tone” with “no hashtag”). Despite this, most evaluations focus solely on synthetic data. To address this, we introduce RealInstruct, the first benchmark designed to evaluate LLMs' ability to follow real-world multi-constrained instructions by leveraging queries real users asked AI assistants. We also investigate model-based evaluation as a cost-effective alternative to human annotation for this task. Our findings reveal that even the proprietary GPT-4 model fails to meet at least one constraint on over 21% of instructions, highlighting the limitations of state-of-the-art models. To address the performance gap between open-source and proprietary models, we propose the Decompose, Critique and Refine (DeCRIM) self-correction pipeline, which enhances LLMs' ability to follow constraints. DeCRIM works by decomposing the original instruction into a list of constraints and using a Critic model to decide when and where the LLM`s response needs refinement. Our results show that DeCRIM improves Mistral`s performance by 7.3% on RealInstruct and 8.0% on IFEval even with weak feedback. Moreover, we demonstrate that with strong feedback, open-source LLMs with DeCRIM can outperform GPT-4 on both benchmarks.
Learning to Plan for Retrieval-Augmented Large Language Models from Knowledge Graphs
Authors: Junjie Wang, Mingyang Chen, Binbin Hu, Dan Yang, Ziqi Liu, Yue Shen, Peng Wei, Zhiqiang Zhang, Jinjie Gu, Jun Zhou, Jeff Z. Pan, Wen Zhang, Huajun Chen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Improving the performance of large language models (LLMs) in complex question-answering (QA) scenarios has always been a research focal point. Recent studies have attempted to enhance LLMs' performance by combining step-wise planning with external retrieval. While effective for advanced models like GPT-3.5, smaller LLMs face challenges in decomposing complex questions, necessitating supervised fine-tuning. Previous work has relied on manual annotation and knowledge distillation from teacher LLMs, which are time-consuming and not accurate enough. In this paper, we introduce a novel framework for enhancing LLMs' planning capabilities by using planning data derived from knowledge graphs (KGs). LLMs fine-tuned with this data have improved planning capabilities, better equipping them to handle complex QA tasks that involve retrieval. Evaluations on multiple datasets, including our newly proposed benchmark, highlight the effectiveness of our framework and the benefits of KG-derived planning data.
Is Compound Aspect-Based Sentiment Analysis Addressed by LLMs?
Authors: Yinhao Bai, Zhixin Han, Yuhua Zhao, Hang Gao, Zhuowei Zhang, Xunzhi Wang, Mengting Hu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Aspect-based sentiment analysis (ABSA) aims to predict aspect-based elements from the given text, mainly including four elements, i.e., aspect category, sentiment polarity, aspect term, and opinion term. Extracting pair, triple, or quad of elements is defined as compound ABSA. Due to its challenges and practical applications, such a compound scenario has become an emerging topic. Recently, large language models (LLMs), e.g. ChatGPT and LLaMA, present impressive abilities in tackling various human instructions. In this work, we are particularly curious whether LLMs still possess superior performance in handling compound ABSA tasks. To assess the performance of LLMs, we design a novel framework, called ChatABSA. Concretely, we design two strategies: constrained prompts, to automatically organize the returned predictions; post-processing, to better evaluate the capability of LLMs in recognition of implicit information. The overall evaluation involves 5 compound ABSA tasks and 8 publicly available datasets. We compare LLMs with few-shot supervised baselines and fully supervised baselines, including corresponding state-of-the-art (SOTA) models on each task. Experimental results show that ChatABSA exhibits excellent aspect-based sentiment analysis capabilities and overwhelmingly beats few-shot supervised methods under the same few-shot settings. Surprisingly, it can even outperform fully supervised methods in some cases. However, in most cases, it underperforms fully supervised methods, and there is still a huge gap between its performance and the SOTA method. Moreover, we also conduct more analyses to gain a deeper understanding of its sentiment analysis capabilities.
Multilingual Fine-Grained News Headline Hallucination Detection
Authors: Jiaming Shen, Tianqi Liu, Jialu Liu, Zhen Qin, Jay Pavagadhi, Simon Baumgartner, Michael Bendersky
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The popularity of automated news headline generation has surged with advancements in pre-trained language models. However, these models often suffer from the “hallucination” problem, where the generated headline is not fully supported by its source article. Efforts to address this issue have predominantly focused on English, using over-simplistic classification schemes that overlook nuanced hallucination types. In this study, we introduce the first multilingual, fine-grained news headline hallucination detection dataset that contains over 11 thousand \ensuremath<article, headline\ensuremath> pairs in 5 languages, each annotated with detailed hallucination types by experts. We conduct extensive experiments on this dataset under two settings. First, we implement several supervised fine-tuning approaches as preparatory solutions and demonstrate this dataset`s challenges and utilities. Second, we test various large language models' in-context learning abilities and propose two novel techniques, language-dependent demonstration selection and coarse-to-fine prompting, to boost the few-shot hallucination detection performance in terms of the example-F1 metric. We release this dataset to foster further research in multilingual, fine-grained headline hallucination detection.
PE: A Poincare Explanation Method for Fast Text Hierarchy Generation
Authors: Qian Chen, Dongyang Li, Xiaofeng He, Hongzhao Li, Hongyu Yi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The black-box nature of deep learning models in NLP hinders their widespread application. The research focus has shifted to Hierarchical Attribution (HA) for its ability to model feature interactions. Recent works model non-contiguous combinations with a time-costly greedy search in Eculidean spaces, neglecting underlying linguistic information in feature representations. In this work, we introduce a novel method, namely Poincare Explanation (PE), for modeling feature interactions with hyperbolic spaces in a time efficient manner.Specifically, we take building text hierarchies as finding spanning trees in hyperbolic spaces. First we project the embeddings into hyperbolic spaces to elicit inherit semantic and syntax hierarchical structures. Then we propose a simple yet effective strategy to calculate Shapley score. Finally we build the the hierarchy with proving the constructing process in the projected space could be viewed as building a minimum spanning tree and introduce a time efficient building algorithm. Experimental results demonstrate the effectiveness of our approach. Our code is available at https://anonymous.4open.science/r/PE-747B.
Step-level Value Preference Optimization for Mathematical Reasoning
Authors: Guoxin Chen, Minpeng Liao, Chengxi Li, Kai Fan
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Direct Preference Optimization (DPO) using an implicit reward model has proven to be an effective alternative to reinforcement learning from human feedback (RLHF) for fine-tuning preference aligned large language models (LLMs). However, the overall preference annotations of responses do not fully capture the fine-grained quality of model outputs in complex multi-step reasoning tasks, such as mathematical reasoning. To address this limitation, we introduce a novel algorithm called Step-level Value Preference Optimization (SVPO). Our approach employs Monte Carlo Tree Search (MCTS) to automatically annotate step-level preferences for multi-step reasoning. Furthermore, from the perspective of learning-to-rank, we train an explicit value model to replicate the behavior of the implicit reward model, complementing standard preference optimization. This value model enables the LLM to generate higher reward responses with minimal cost during inference. Experimental results demonstrate that our method achieves state-of-the-art performance on both in-domain and out-of-domain mathematical reasoning benchmarks.
Towards Benchmarking Situational Awareness of Large Language Models:Comprehensive Benchmark, Evaluation and Analysis
Authors: Guo Tang, Zheng Chu, Wenxiang Zheng, Ming Liu, Bing Qin
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Situational awareness refers to the capacity to perceive and comprehend the present context and anticipate forthcoming events, which plays a critical role in aiding decision-making, anticipating potential issues, and adapting to dynamic circumstances. Nevertheless, the situational awareness capabilities of large language models have not yet been comprehensively assessed. To address this, we propose SA-Bench, a comprehensive benchmark that covers three tiers of situational awareness capabilities, covering environment perception, situation comprehension and future projection. SA-Bench provides a comprehensive evaluation to explore the situational awareness capabilities of LLMs. We conduct extensive experiments on advanced LLMs, including GPT-4, LLaMA3, Qwen1.5, among others. Our experimental results indicate that even SOTA LLMs still exhibit substantial capability gaps compared to humans. In addition, we thoroughly analysis and examine the challenges encountered by LLMs across various tasks, as well as emphasize the deficiencies they confront. We hope SA-Bench will foster research within the field of situational awareness.
Balancing Visual Context Understanding in Dialogue for Image Retrieval
Authors: Zhaohui Wei, Lizi Liao, Xiaoyu Du, Xinguang Xiang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: In the realm of dialogue-to-image retrieval, the primary challenge is to fetch images from a pre-compiled database that accurately reflect the intent embedded within the dialogue history. Existing methods often overemphasize inter-modal alignment, neglecting the nuanced nature of conversational context. Dialogue histories are frequently cluttered with redundant information and often lack direct image descriptions, leading to a substantial disconnect between conversational content and visual representation. This study introduces VCU, a novel framework designed to enhance the comprehension of dialogue history and improve cross-modal matching for image retrieval. VCU leverages large language models (LLMs) to perform a two-step extraction process. It generates precise image-related descriptions from dialogues, while also enhancing visual representation by utilizing object-list texts associated with images. Additionally, auxiliary query collections are constructed to balance the matching process, thereby reducing bias in similarity computations. Experimental results demonstrate that VCU significantly outperforms baseline methods in dialogue-to-image retrieval tasks, highlighting its potential for practical application and effectiveness in bridging the gap between dialogue context and visual content.
Mechanistic Understanding and Mitigation of Language Model Non-Factual Hallucinations
Authors: Lei Yu, Meng Cao, Jackie CK Cheung, Yue Dong
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: State-of-the-art language models (LMs) sometimes generate that misalign with world knowledge. To explore the mechanistic causes of these hallucinations, we create diagnostic datasets with subject-relation queries and adapt interpretability methods to trace hallucinations through internal model representations. We discover two general and distinct mechanistic causes of hallucinations shared across LMs (Llama-2, Pythia, GPT-J): 1) : insufficient subject attribute knowledge in lower layer MLPs, and 2) : failure to select the correct object attribute in upper layer attention heads. We also found these two internal mechanistic causes of hallucinations are reflected in external manifestations. Based on insights from our mechanistic analysis, we propose a novel hallucination mitigation method through targeted restoration of the LM`s internal fact recall pipeline, demonstrating superior performance compared to baselines.
A Study of Implicit Ranking Unfairness in Large Language Models
Authors: Chen Xu, Wenjie Wang, Yuxin Li, Liang Pang, Jun Xu, Tat-Seng Chua
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Recently, Large Language Models (LLMs) have demonstrated a superior ability to serve as ranking models. However, concerns have arisen as LLMs will exhibit discriminatory ranking behaviors based on users' sensitive attributes (gender). Worse still, in this paper, we identify a subtler form of discrimination in LLMs, termed \textitimplicit ranking unfairness, where LLMs exhibit discriminatory ranking patterns based solely on non-sensitive user profiles, such as user names. Such implicit unfairness is more widespread but less noticeable, threatening the ethical foundation. To comprehensively explore such unfairness, our analysis will focus on three research aspects: (1) We propose an evaluation method to investigate the severity of implicit ranking unfairness. (2) We uncover the reasons for causing such unfairness. (3) To mitigate such unfairness effectively, we utilize a pair-wise regression method to conduct fair-aware data augmentation for LLM fine-tuning. The experiment demonstrates that our method outperforms existing approaches in ranking fairness, achieving this with only a small reduction in accuracy. Lastly, we emphasize the need for the community to identify and mitigate the implicit unfairness, aiming to avert the potential deterioration in the reinforced human-LLMs ecosystem deterioration.
Information Parity: Measuring and Predicting the Multilingual Capabilities of Language Models
Authors: Alexander Tsvetkov, Alon Kipnis
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Large Language Models (LLMs) are increasingly deployed in user-facing applications worldwide, necessitating handling multiple languages across various tasks. We propose a metric called Information Parity (IP) that can predict an LLM`s capabilities across multiple languages in a task-agnostic manner. IP is well-motivated from an information theoretic perspective: it is associated with the LLM`s efficiency of compressing the text in a given language compared to a reference language. We evaluate IP and other popular metrics such as Tokenization Parity (TP) and Tokenizer Fertility (TF) on several variants of open-sourced LLMs (Llama2, Gemma, Mistral). Among all metrics known to us, IP is better correlated with existing task-specific benchmark scores from the literature and thus better predicts such scores in a certain language. These findings show that IP may be useful for ranking multilingual LLMs' capabilities regardless of the downstream task.
Better Call SAUL: Fluent and Consistent Language Model Editing with Generation Regularization
Authors: Mingyang Wang, Lukas Lange, Heike Adel, Jannik Strötgen, Hinrich Schuetze
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: To ensure large language models contain up-to-date knowledge, they need to be updated regularly. However, model editing is challenging as it might also affect knowledge that is unrelated to the new data. State-of-the-art methods identify parameters associated with specific knowledge and then modify them via direct weight updates. However, these locate-and-edit methods suffer from heavy computational overhead and lack theoretical validation. In contrast, directly fine-tuning the model on requested edits affects the model`s behavior on unrelated knowledge, and significantly damages the model`s generation fluency and consistency. To address these challenges, we propose SAUL, a streamlined model editing method that uses sentence concatenation with augmented random facts for generation regularization. Evaluations on three model editing benchmarks show that is a practical and reliable solution for model editing outperforming state-of-the-art methods while maintaining generation quality and reducing computational overhead.
A Semantic Search Engine for Mathlib4
Authors: Guoxiong Gao, Haocheng Ju, Jiedong Jiang, Zihan Qin, Bin Dong
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The interactive theorem prover Lean enables the verification of formal mathematical proofs and is backed by an expanding community. Central to this ecosystem is its mathematical library, mathlib4, which lays the groundwork for the formalization of an expanding range of mathematical theories. However, searching for theorems in mathlib4 can be challenging. To successfully search in mathlib4, users often need to be familiar with its naming conventions or documentation strings. Therefore, creating a semantic search engine that can be used easily by individuals with varying familiarity with mathlib4 is very important. In this paper, we present a semantic search engine for mathlib4 that accepts informal queries and finds the relevant theorems. We also establish a benchmark for assessing the performance of various search engines for mathlib4.
DyKnow: Dynamically Verifying Time-Sensitive Factual Knowledge in LLMs
Authors: Seyed Mahed Mousavi, Simone Alghisi, Giuseppe Riccardi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: LLMs acquire knowledge from massive data snapshots collected at different timestamps. Their knowledge is then commonly evaluated using static benchmarks. However, factual knowledge is generally subject to time-sensitive changes, and static benchmarks cannot address those cases. We present an approach to dynamically evaluate the knowledge in LLMs and their time-sensitiveness against Wikidata, a publicly available up-to-date knowledge graph. We evaluate the time-sensitive knowledge in twenty-four private and open-source LLMs, as well as the effectiveness of four editing methods in updating the outdated facts. Our results show that 1) outdatedness is a critical problem across state-of-the-art LLMs; 2) LLMs output inconsistent answers when prompted with slight variations of the question prompt; and 3) the performance of the state-of-the-art knowledge editing algorithms is very limited, as they can not reduce the cases of outdatedness and output inconsistency.
Rewarding What Matters: Step-by-Step Reinforcement Learning for Task-Oriented Dialogue
Authors: Huifang Du, Shuqin Li, Minghao Wu, Xuejing Feng, Yuan-Fang Li, Haofen Wang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Reinforcement learning (RL) is a powerful approach to enhance task-oriented dialogue (TOD) systems. However, existing RL methods tend to mainly focus on generation tasks, such as dialogue policy learning (DPL) or response generation (RG), while neglecting dialogue state tracking (DST) for understanding. This narrow focus limits the systems to achieve globally optimal performance by overlooking the interdependence between understanding and generation. Additionally, RL methods face challenges with sparse and delayed rewards, which complicates training and optimization. To address these issues, we extend RL into both understanding and generation tasks by introducing step-by-step rewards throughout the token generation. The understanding reward increases as more slots are correctly filled in DST, while the generation reward grows with the accurate inclusion of user requests. Our approach provides a balanced optimization aligned with task completion. Experimental results demonstrate that our approach effectively enhances the performance of TOD systems and achieves new state-of-the-art results on three widely used datasets, including MultiWOZ2.0, MultiWOZ2.1, and In-Car. Our approach also shows superior few-shot ability in low-resource settings compared to current models.
Assistive Large Language Model Agents for Socially-Aware Negotiation Dialogues
Authors: Yuncheng Hua, Lizhen Qu, Reza Haf
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: We develop assistive agents based on Large Language Models (LLMs) that aid interlocutors in business negotiations.Specifically, we simulate business negotiations by letting two LLM-based agents engage in role play. A third LLM acts as a remediator agent to rewrite utterances violating norms for improving negotiation outcomes.We introduce a simple tuning-free and label-free In-Context Learning (ICL) method to identify high-quality ICL exemplars for the remediator, where we propose a novel select criteria, called \textitvalue impact, to measure the quality of the negotiation outcomes. We provide rich empirical evidence to demonstrate its effectiveness in negotiations across three different negotiation topics. We have released our source code and the generated dataset at: https://github.com/tk1363704/SADAS.
HoLLMwood: Unleashing the Creativity of Large Language Models in Screenwriting via Role Playing
Authors: Jing Chen, Xinyu Zhu, Cheng Yang, Chufan Shi, Yadong Xi, Yuxiang Zhang, Junjie Wang, Jiashu Pu, Tian Feng, Yujiu Yang, Rongsheng Zhang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Generative AI has demonstrated unprecedented creativity in the field of computer vision, yet such phenomena have not been observed in natural language processing. In particular, large language models (LLMs) can hardly produce written works at the level of human experts due to the extremely high complexity of literature writing. In this paper, we present HoLLMwood, an automated framework for unleashing the creativity of LLMs and exploring their potential in screenwriting, which is a highly demanding task. Mimicking the human creative process, we assign LLMs to different roles involved in the real-world scenario. In addition to the common practice of treating LLMs as $Writer$, we also apply LLMs as $Editor$, who is responsible for providing feedback and revision advice to $Writer$. Besides, to enrich the characters and deepen the plots, we introduce a role-playing mechanism and adopt LLMs as $Actors$ that can communicate and interact with each other. Evaluations on automatically generated screenplays show that HoLLMwood substantially outperforms strong baselines in terms of coherence, relevance, interestingness and overall quality.
Advancing Cross-Lingual Entity Alignment with Large Language Models: Tailored Sample Segmentation and Zero-Shot Prompts
Authors: Linyan Yang, Jingwei Cheng, Fu Zhang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: In recent years, the advent of large language models (LLMs) like GPT and Llama has significantly influenced numerous domains, particularly in advancing natural language processing (NLP) capabilities. LLMs have shown remarkable performance in NLP tasks such as relation extraction (RE) and knowledge graph completion (KGC), enhancing activities related to knowledge graphs. As a result, there is a growing interest in integrating LLMs into cross-lingual entity alignment (EA) task, which aims to identify equivalent entities across various knowledge graphs, thereby improving the performance of current baselines. However, employing LLMs for entity alignment poses challenges in efficiently handling large-scale data, generating suitable data samples, and adapting prompts for the EA task. To tackle these challenges, we propose Seg-Align, an innovative framework that integrating distance feature extraction, sample **Seg**mentation, and zero-shot prompts. Through extensive experiments on two widely used cross-lingual benchmark datasets, we have not only demonstrated the effectiveness of our proposed sample segmentation algorithm but also highlighted the state-of-the-art performance of Seg-Align. Code is available at https://github.com/yangxiaoxiaoly/Seg-Align.
Causal Discovery Inspired Unsupervised Domain Adaptation for Emotion-Cause Pair Extraction
Authors: Yuncheng Hua, Yujin Huang, Shuo Huang, Tao Feng, Lizhen Qu, Christopher Bain, Richard Bassed, Reza Haf
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: This paper tackles the task of emotion-cause pair extraction in the unsupervised domain adaptation setting.The problem is challenging as the distributions of the events causing emotions in target domains are dramatically different than those in source domains, despite the distributions of emotional expressions between domains are overlapped. Inspired by causal discovery,we propose a novel deep latent model in the variational autoencoder (VAE) framework, which not only captures the underlying latent structures of data but also utilizes the easily transferable knowledge of emotions as the bridge to link the distributions of events in different domains. To facilitate knowledge transfer across domains, we also propose a novel variational posterior regularization technique to disentangle the latent representations of emotions from those of events in order to mitigate the damage caused by the spurious correlations related to the events in source domains. Through extensive experiments, we demonstrate that our model outperforms the strongest baseline by approximately 11.05% on a Chinese benchmark and 2.45% on a English benchmark in terms of weighted-average F1 score. We have released our source code and the generated dataset publicly at: https://github.com/tk1363704/CAREL-VAE.
Large Language Models are Students at Various Levels: Zero-shot Question Difficulty Estimation
Authors: Jae-Woo Park, Seong-Jin Park, Hyun-Sik Won, Kang-Min Kim
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Recent advancements in educational platforms have emphasized the importance of personalized education. Accurately estimating question difficulty based on the ability of the student group is essential for personalized question recommendations. Several studies have focused on predicting question difficulty using student question-solving records or textual information about the questions. However, these approaches require a large amount of student question-solving records and fail to account for the subjective difficulties perceived by different student groups. To address these limitations, we propose the LLaSA framework that utilizes large language models to represent students at various levels. Our proposed method, LLaSA and the zero-shot LLaSA, can estimate question difficulty both with and without students' question-solving records. In evaluations on the DBE-KT22 and ASSISTMents 2005--2006 benchmarks, the zero-shot LLaSA demonstrated a performance comparable to those of strong baseline models even without any training. When evaluated using the classification method, LLaSA outperformed the baseline models, achieving state-of-the-art performance. In addition, the zero-shot LLaSA showed a high correlation with the regressed IRT curve when compared to question difficulty derived from students' question-solving records, highlighting its potential for real-world applications.
Inverse-Q*: Token Level Reinforcement Learning for Aligning Large Language Models Without Preference Data
Authors: Han Xia, Songyang Gao, Qiming Ge, Zhiheng Xi, Qi Zhang, Xuanjing Huang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Reinforcement Learning from Human Feedback (RLHF) has proven effective in aligning large language models with human intentions, yet it often relies on complex methodologies like Proximal Policy Optimization (PPO) that require extensive hyper-parameter tuning and present challenges in sample efficiency and stability. In this paper, we introduce Inverse-Q*, an innovative framework that transcends traditional RL methods by optimizing token-level reinforcement learning without the need for additional reward or value models. Inverse-Q* leverages direct preference optimization techniques but extends them by estimating the conditionally optimal policy directly from the model`s responses, facilitating more granular and flexible policy shaping. Our approach reduces reliance on human annotation and external supervision, making it especially suitable for low-resource settings. We present extensive experimental results demonstrating that Inverse-Q* not only matches but potentially exceeds the effectiveness of PPO in terms of convergence speed and the alignment of model responses with human preferences. Our findings suggest that Inverse-Q* offers a practical and robust alternative to conventional RLHF approaches, paving the way for more efficient and adaptable model training approaches.
Activation Scaling for Steering and Interpreting Language Models
Authors: Niklas Stoehr, Kevin Du, Vésteinn Snæbjarnarson, Robert West, Ryan Cotterell, Aaron Schein
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Given the prompt “Rome is in”, can we steer a language model to flip its prediction of an incorrect token “France” to a correct token “Italy” by only multiplying a few relevant activation vectors with scalars? We argue that successfully intervening on a model is a prerequisite for interpreting its internal workings. Concretely, we establish a three-term objective: a successful intervention should flip the correct with the wrong token and vice versa (effectiveness), and leave other tokens unaffected (faithfulness), all while being sparse (minimality). Using gradient-based optimization, this objective lets us learn (and later evaluate) a specific kind of efficient and interpretable intervention: activation scaling only modifies the signed magnitude of activation vectors to strengthen, weaken, or reverse the steering directions already encoded in the model. On synthetic tasks, this intervention performs comparably with steering vectors in terms of effectiveness and faithfulness, but is much more minimal allowing us to pinpoint interpretable model components. We evaluate activation scaling from different angles, compare performance on different datasets, and make activation scalars a learnable function of the activation vectors themselves to generalize to varying-length prompts.
LaRA: Large Rank Adaptation for Speech and Text Cross-Modal Learning in Large Language Models
Authors: Zuhair Hasan Shaik, Pradyoth Hegde, Prashant Bannulmath, Deepak K T
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Integrating speech and text capabilities into large language models (LLMs) is a challenging task and we present Large Rank Adaptation (LaRA) for effective cross-modal integration of speech and text in the LLM framework. Unlike conventional LoRA, our method requires significantly larger ranks comparable to the pretrained weights to accommodate the complexities of speech-text cross-modality learning. The approach utilizes HuBERT to convert speech into discrete tokens and fine-tunes the pretrained LLM to adapt to cross-modal inputs and outputs. The work employs a Hi-Fi GAN vocoder to synthesize speech waveforms from the generated speech units. The initial studies use the Librispeech corpus to teach the model the relationships between speech and text, and Daily Talk, which involves dialog conversations, to adapt for interaction. The proposed work demonstrates adaptation for spoken and text conversations. However, the proposed framework can be easily extended to other cross-modal applications.
DTS-SQL: Decomposed Text-to-SQL with Small Large Language Models
Authors: Mohammadreza Pourreza, Davood Rafiei
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Leading models for the text-to-SQL task heavily rely on proprietary Large Language Models (LLMs), posing concerns over data privacy. Closing the performance gap between small open-source models and large proprietary models is crucial to mitigate this reliance. To this end, we introduce a novel two-stage fine-tuning approach that decomposes the task into two simpler tasks. Through comprehensive evaluation on three large cross-domain datasets and two small LLMs, we show that this approach improves execution accuracy by 3 to 7 percent, effectively aligning the performance of open-source models with their proprietary counterparts. Our proposed method has achieved 60.31% execution accuracy on Bird hold-out test set, which is the highest performance among methods using 7B parameter models.
MedINST: Meta Dataset of Biomedical Instructions
Authors: Wenhan Han, Meng Fang, Zihan Zhang, Yu Yin, Zirui Song, Ling Chen, Mykola Pechenizkiy, Qingyu Chen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: The integration of large language model (LLM) techniques in the field of medical analysis has brought about significant advancements, yet the scarcity of large, diverse, and well-annotated datasets remains a major challenge. Medical data and tasks, which vary in format, size, and other parameters, require extensive preprocessing and standardization for effective use in training LLMs. To address these challenges, we introduce MedINST, the Meta Dataset of Biomedical Instructions, a novel multi-domain, multi-task instructional meta-dataset. MedINST comprises 133 biomedical NLP tasks and over 7 million training samples, making it the most comprehensive biomedical instruction dataset to date. Using MedINST as the meta dataset, we curate MedINST32, a challenging benchmark with different task difficulties aiming to evaluate LLMs' generalization ability. We fine-tune several LLMs on MedINST and evaluate on MedINST32, showcasing enhanced cross-task generalization.
PropTest: Automatic Property Testing for Improved Visual Programming
Authors: Jaywon Koo, Ziyan Yang, Paola Cascante-Bonilla, Baishakhi Ray, Vicente Ordonez
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Visual Programming has recently emerged as an alternative to end-to-end black-box visual reasoning models. This type of method leverages Large Language Models (LLMs) to generate the source code for an executable computer program that solves a given problem. This strategy has the advantage of offering an interpretable reasoning path and does not require finetuning a model with task-specific data. We propose PropTest, a general strategy that improves visual programming by further using an LLM to generate code that tests for visual properties in an initial round of proposed solutions. Our method generates tests for data-type consistency, output syntax, and semantic properties. PropTest achieves comparable results to state-of-the-art methods while using publicly available LLMs. This is demonstrated across different benchmarks on visual question answering and referring expression comprehension. Particularly, PropTest improves ViperGPT by obtaining 46.1% accuracy (+6.0%) on GQA using Llama3-8B and 59.5% (+8.1%) on RefCOCO+ using CodeLlama-34B.
BadFair: Backdoored Fairness Attacks with Group-conditioned Triggers
Authors: Jiaqi Xue, Qian Lou, Mengxin Zheng
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: Although many works have been developed to improve the fairness of deep learning models, their resilience against malicious attacks---particularly the growing threat of backdoor attacks---has not been thoroughly explored.Attacking fairness is crucial because compromised models can introduce biased outcomes, undermining trust and amplifying inequalities in sensitive applications like hiring, healthcare, and law enforcement. This highlights the urgent need to understand how fairness mechanisms can be exploited and to develop defenses that ensure both fairness and robustness. We introduce *BadFair*, a novel backdoored fairness attack methodology. BadFair stealthily crafts a model that operates with accuracy and fairness under regular conditions but, when activated by certain triggers, discriminates and produces incorrect results for specific groups. This type of attack is particularly stealthy and dangerous, as it circumvents existing fairness detection methods, maintaining an appearance of fairness in normal use. Our findings reveal that BadFair achieves a more than 85% attack success rate in attacks aimed at target groups on average while only incurring a minimal accuracy loss. Moreover, it consistently exhibits a significant discrimination score, distinguishing between pre-defined target and non-target attacked groups across various datasets and models.
Is GPT-4V (ision) All You Need for Automating Academic Data Visualization? Exploring Vision-Language Models' Capability in Reproducing Academic Charts
Authors: Zhehao Zhang, Weicheng Ma, Soroush Vosoughi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2024 (Findings Track), 2024

Abstract: While effective data visualization is crucial to present complex information in academic research, its creation demands significant expertise in both data management and graphic design. We explore the potential of using Vision-Language Models (VLMs) in automating the creation of data visualizations by generating code templates from existing charts. As the first work to systematically investigate this task, we first introduce AcademiaChart, a dataset comprising 2525 high-resolution data visualization figures with captions from a variety of AI conferences, extracted directly from source codes. We then conduct large-scale experiments with six state-of-the-art (SOTA) VLMs, including both closed-source and open-source models. Our findings reveal that SOTA closed-source VLMs can indeed be helpful in reproducing charts. On the contrary, open-source ones are only effective at reproducing much simpler charts but struggle with more complex ones. Interestingly, the application of Chain-of-Thought (CoT) prompting significantly enhances the performance of the most advanced model, GPT-4-V, while it does not work as well for other models. These results underscore the potential of VLMs in data visualization while also highlighting critical areas that need improvement for broader application.