mtybilly/Instruct2DS huggingface dataset:
Topic-DPR: Topic-based Prompts for Dense Passage Retrieval
Authors: Qingfa Xiao, Shuangyin Li, Lei Chen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Prompt-based learning`s efficacy across numerous natural language processing tasks has led to its integration into dense passage retrieval. Prior research has mainly focused on enhancing the semantic understanding of pre-trained language models by optimizing a single vector as a continuous prompt. This approach, however, leads to a semantic space collapse; identical semantic information seeps into all representations, causing their distributions to converge in a restricted region. This hinders differentiation between relevant and irrelevant passages during dense retrieval. To tackle this issue, we present Topic-DPR, a dense passage retrieval model that uses topic-based prompts. Unlike the single prompt method, multiple topic-based prompts are established over a probabilistic simplex and optimized simultaneously through contrastive learning. This encourages representations to align with their topic distributions, improving space uniformity. Furthermore, we introduce a novel positive and negative sampling strategy, leveraging semi-structured data to boost dense retrieval efficiency. Experimental results from two datasets affirm that our method surpasses previous state-of-the-art retrieval techniques.
Quantifying the Dialect Gap and its Correlates Across Languages
Authors: Anjali Kantharuban, Ivan Vulić, Anna Korhonen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Historically, researchers and consumers have noticed a decrease in quality when applying NLP tools to minority variants of languages (i.e. Puerto Rican Spanish or Swiss German), but studies exploring this have been limited to a select few languages. Additionally, past studies have mainly been conducted in a monolingual context, so cross-linguistic trends have not been identified and tied to external factors. In this work, we conduct a comprehensive evaluation of the most influential, state-of-the-art large language models (LLMs) across two high-use applications, machine translation and automatic speech recognition, to assess their functionality on the regional dialects of several high- and low-resource languages. Additionally, we analyze how the regional dialect gap is correlated with economic, social, and linguistic factors. The impact of training data, including related factors like dataset size and its construction procedure, is shown to be significant but not consistent across models or languages, meaning a one-size-fits-all approach cannot be taken in solving the dialect gap. This work will lay the foundation for furthering the field of dialectal NLP by laying out evident disparities and identifying possible pathways for addressing them through mindful data collection.
RECAL: Sample-Relation Guided Confidence Calibration over Tabular Data
Authors: Wang HaoTian, Zhen Zhang, Mengting Hu, Qichao Wang, Liang Chen, Yatao Bian, Bingzhe Wu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Tabular-format data is widely adopted in various real-world applications. Various machine learning models have achieved remarkable success in both industrial applications and data-science competitions. Despite these successes, most current machine learning methods for tabular data lack accurate confidence estimation, which is needed by some high-risk sensitive applications such as credit modeling and financial fraud detection. In this paper, we study the confidence estimation of machine learning models applied to tabular data. The key finding of our paper is that a real-world tabular dataset typically contains implicit sample relations, and this can further help to obtain a more accurate estimation. To this end, we introduce a general post-training confidence calibration framework named RECAL to calibrate the predictive confidence of current machine learning models by employing graph neural networks to model the relations between different samples. We perform extensive experiments on tabular datasets with both implicit and explicit graph structures and show that RECAL can significantly improve the calibration quality compared to the conventional method without considering the sample relations.
Parameter-Efficient Cross-lingual Transfer of Vision and Language Models via Translation-based Alignment
Authors: Zhen Zhang, Jialu Wang, Xin Wang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Pre-trained vision and language models such as CLIP have witnessed remarkable success in connecting images and texts with a primary focus on English texts. Despite recent efforts to extend CLIP to support other languages, disparities in performance among different languages have been observed due to uneven resource availability. Additionally, current cross-lingual transfer methods of those pre-trained models would consume excessive resources for a large number of languages. Therefore, we propose a new parameter-efficient cross-lingual transfer learning framework that utilizes a translation-based alignment method to mitigate multilingual disparities and explores parameter-efficient fine-tuning methods for parameter-efficient cross-lingual transfer. Extensive experiments on XTD and Multi30K datasets, covering 11 languages under zero-shot, few-shot, and full-dataset learning scenarios, show that our framework significantly reduces the multilingual disparities among languages and improves cross-lingual transfer results, especially in low-resource scenarios, while only keeping and fine-tuning an extremely small number of parameters compared to the full model (e.g., Our framework only requires 0.16% additional parameters of a full-model for each language in the few-shot learning scenario).
Lexical Repetitions Lead to Rote Learning: Unveiling the Impact of Lexical Overlap in Train and Test Reference Summaries
Authors: Prafulla Choubey, Alexander Fabbri, Caiming Xiong, Chien-Sheng Wu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Ideal summarization models should generalize to novel summary-worthy content without remembering reference training summaries by rote. However, a single average performance score on the entire test set is inadequate in determining such model competencies. We propose a fine-grained evaluation protocol by partitioning a test set based on the lexical similarity of reference test summaries with training summaries. We observe up to a 5x (1.2x) difference in ROUGE-2 (entity recall) scores between the subsets with the lowest and highest similarity. Next, we show that such training repetitions also make a model vulnerable to rote learning, reproducing data artifacts such as factual errors, especially when reference test summaries are lexically close to training summaries. Consequently, we propose to limit lexical repetitions in training summaries during both supervised fine-tuning and likelihood calibration stages to improve the performance on novel test cases while retaining average performance. Our automatic and human evaluations on novel test subsets and recent news articles show that limiting lexical repetitions in training summaries can prevent rote learning and improve generalization.
Pseudointelligence: A Unifying Lens on Language Model Evaluation
Authors: Shikhar Murty, Orr Paradise, Pratyusha Sharma
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: With large language models surpassing human performance on an increasing number of benchmarks, we must take a principled approach for targeted evaluation of model capabilities. Inspired by pseudorandomness, we propose pseudointelligence, which captures the maxim that “(perceived) intelligence lies in the eye of the beholder.” That is, that claims of intelligence are meaningful only when their evaluator is taken into account. Concretely, we propose a complexity-theoretic framework of model evaluation cast as a dynamic interaction between a model and a learned evaluator. We demonstrate that this framework can be used to reason about two case studies in language model evaluation, as well as analyze existing evaluation methods.
GDA: Grammar-based Data Augmentation for Text Classification using Slot Information
Authors: Joonghyuk Hahn, Hyunjoon Cheon, Elizabeth Orwig, Su-Hyeon Kim, Sang-Ki Ko, Yo-Sub Han
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Recent studies propose various data augmentation approaches to resolve the low-resource problem in natural language processing tasks. Data augmentation is a successful solution to this problem and recent strategies give variation on sentence structures to boost performance. However, these approaches can potentially lead to semantic errors and produce semantically noisy data due to the unregulated variation of sentence structures. In an effort to combat these semantic errors, we leverage slot information, the representation of the context of keywords from a sentence, and form a data augmentation strategy which we propose, called GDA. Our strategy employs algorithms that construct and manipulate rules of context-aware grammar, utilizing this slot information. The algorithms extract recurrent patterns by distinguishing words with slots and form the “rules of grammar”---a set of injective relations between a sentence`s semantics and its syntactical structure---to augment the dataset. The augmentation is done in an automated manner with the constructed rules and thus, GDA is explainable and reliable without any human intervention. We evaluate GDA with state-of-the-art data augmentation techniques, including those using pre-trained language models, and the result illustrates that GDA outperforms all other data augmentation methods by 19.38%. Extensive experiments show that GDA is an effective data augmentation strategy that incorporates word semantics for more accurate and diverse data.
Implicit Sense-labeled Connective Recognition as Text Generation
Authors: Yui Oka, Tsutomu Hirao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Implicit Discourse Relation Recognition (IDRR) involves identifying the sense label of an implicit connective between adjacent text spans. This has traditionally been approached as a classification task. However, some downstream tasks require more than just a sense label as well as the specific connective used. This paper presents Implicit Sense-labeled Connective Recognition (ISCR), which identifies the implicit connectives and their sense labels between adjacent text spans. ISCR can be treated as a classification task, but a large number of potential categories, sense labels, and uneven distribution of instances among them make this difficult. Instead, this paper handles the task as a text-generation task, using an encoder-decoder model to generate both connectives and their sense labels. Here, we explore a classification method and three kinds of text-generation methods. From our evaluation results on PDTB-3.0, we found that our method outperforms the conventional classification-based method.
VISTA: Visual-Textual Knowledge Graph Representation Learning
Authors: Jaejun Lee, Chanyoung Chung, Hochang Lee, Sungho Jo, Joyce Whang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Knowledge graphs represent human knowledge using triplets composed of entities and relations. While most existing knowledge graph embedding methods only consider the structure of a knowledge graph, a few recently proposed multimodal methods utilize images or text descriptions of entities in a knowledge graph. In this paper, we propose visual-textual knowledge graphs (VTKGs), where not only entities but also triplets can be explained using images, and both entities and relations can accompany text descriptions. By compiling visually expressible commonsense knowledge, we construct new benchmark datasets where triplets themselves are explained by images, and the meanings of entities and relations are described using text. We propose VISTA, a knowledge graph representation learning method for VTKGs, which incorporates the visual and textual representations of entities and relations using entity encoding, relation encoding, and triplet decoding transformers. Experiments show that VISTA outperforms state-of-the-art knowledge graph completion methods in real-world VTKGs.
Dynamic Stashing Quantization for Efficient Transformer Training
Authors: Guo Yang, Daniel Lo, Robert Mullins, Yiren Zhao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large Language Models (LLMs) have demonstrated impressive performance on a range of Natural Language Processing (NLP) tasks. Unfortunately, the immense amount of computations and memory accesses required for LLM training makes them prohibitively expensive in terms of hardware cost, and thus challenging to deploy in use cases such as on-device learning. In this paper, motivated by the observation that LLM training is memory-bound, we propose a novel dynamic quantization strategy, termed Dynamic Stashing Quantization (DSQ), that puts a special focus on reducing the memory operations, but also enjoys the other benefits of low precision training, such as the reduced arithmetic cost. We conduct a thorough study on two translation tasks (trained-from-scratch) and three classification tasks (fine-tuning). DSQ reduces the amount of arithmetic operations by $20.95\times$ and the number of DRAM operations by $2.55\times$ on IWSLT17 compared to the standard 16-bit fixed-point, which is widely used in on-device learning.
A Comprehensive Evaluation of Large Language Models on Legal Judgment Prediction
Authors: Ruihao Shui, Yixin Cao, Xiang Wang, Tat-Seng Chua
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large language models (LLMs) have demonstrated great potential for domain-specific applications, such as the law domain. However, recent disputes over GPT-4`s law evaluation raise questions concerning their performance in real-world legal tasks. To systematically investigate their competency in the law, we design practical baseline solutions based on LLMs and test on the task of legal judgment prediction. In our solutions, LLMs can work alone to answer open questions or coordinate with an information retrieval (IR) system to learn from similar cases or solve simplified multi-choice questions. We show that similar cases and multi-choice options, namely label candidates, included in prompts can help LLMs recall domain knowledge that is critical for expertise legal reasoning. We additionally present an intriguing paradox wherein an IR system surpasses the performance of LLM+IR due to limited gains acquired by weaker LLMs from powerful IR systems. In such case, the role of LLMs becomes redundant. Our evaluation pipeline can be easily extended into other tasks to facilitate evaluations in other domains. Code is available at https://github.com/srhthu/LM-CompEval-Legal
A Lightweight Method to Generate Unanswerable Questions in English
Authors: Vagrant Gautam, Miaoran Zhang, Dietrich Klakow
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: If a question cannot be answered with the available information, robust systems for question answering (QA) should know *not* to answer. One way to build QA models that do this is with additional training data comprised of unanswerable questions, created either by employing annotators or through automated methods for unanswerable question generation. To show that the model complexity of existing automated approaches is not justified, we examine a simpler data augmentation method for unanswerable question generation in English: performing antonym and entity swaps on answerable questions. Compared to the prior state-of-the-art, data generated with our training-free and lightweight strategy results in better models (+1.6 F1 points on SQuAD 2.0 data with BERT-large), and has higher human-judged relatedness and readability. We quantify the raw benefits of our approach compared to no augmentation across multiple encoder models, using different amounts of generated data, and also on TydiQA-MinSpan data (+9.3 F1 points with BERT-large). Our results establish swaps as a simple but strong baseline for future work.
Automatic Evaluate Dialogue Appropriateness by Using Dialogue Act
Authors: Bao Chen, Yuanjie Wang, Zeming Liu, Yuhang Guo
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Evaluation of dialogue systems requires assessing various aspects, among which appropriateness holds significance as a core element of communicative language competence. However, current evaluations heavily rely on human judgments, which are time-consuming, labor-intensive, prone to biases, and lacking objectivity. In this paper, we introduce Dialogue Act Appropriateness (DAA), a novel method that utilizes the underlying patterns of dialogue act transitions to evaluate the appropriateness of chatbot responses. We learn transition patterns from human-human dialogue corpora, evaluating chatbot appropriateness by measuring the similarity of their transition patterns to those observed in human-human dialogues. To validate DAA, we annotate a test dataset by manually evaluating the appropriateness of dialogues from multiple chatbot systems. The experimental results demonstrate a strong correlation between our evaluation metric and human ratings, establishing the reliability of DAA as a measure of dialogue appropriateness.
TabPrompt: Graph-based Pre-training and Prompting for Few-shot Table Understanding
Authors: Rihui Jin, Jianan Wang, Wei Tan, Yongrui Chen, Guilin Qi, Wang Hao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Table Understanding (TU) is a crucial aspect of information extraction that enables machines to comprehend the semantics behind tabular data. However, existing methods of TU cannot deal with the scarcity of labeled tabular data. In addition, these methods primarily focus on the textual content within the table, disregarding the inherent topological information of the table. This can lead to a misunderstanding of the tabular semantics. In this paper, we propose TabPrompt, a new framework to tackle the above challenges. Prompt-based learning has gained popularity due to its exceptional performance in few-shot learning. Thus, we introduce prompt-based learning to handle few-shot TU. Furthermore, Graph Contrastive Learning (Graph CL) demonstrates remarkable capabilities in capturing topological information, making Graph Neural Networks an ideal method for encoding tables. Hence, we develop a novel Graph CL method tailored to tabular data. This method serves as the pretext task during the pre-training phase, allowing the generation of vector representations that incorporate the table`s topological information. The experimental results of outperforming all strong baselines demonstrate the strength of our method in few-shot table understanding tasks.
Towards Formality-Aware Neural Machine Translation by Leveraging Context Information
Authors: Dohee Kim, Yujin Baek, Soyoung Yang, Jaegul Choo
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Formality is one of the most important linguistic properties to determine the naturalness of translation. Although a target-side context contains formality-related tokens, the sparsity within the context makes it difficult for context-aware neural machine translation (NMT) models to properly discern them. In this paper, we introduce a novel training method to explicitly inform the NMT model by pinpointing key informative tokens using a formality classifier. Given a target context, the formality classifier guides the model to concentrate on the formality-related tokens within the context. Additionally, we modify the standard cross-entropy loss, especially toward the formality-related tokens obtained from the classifier. Experimental results show that our approaches not only improve overall translation quality but also reflect the appropriate formality from the target context.
Improving Seq2Seq Grammatical Error Correction via Decoding Interventions
Authors: Houquan Zhou, Yumeng Liu, Zhenghua Li, Min Zhang, Bo Zhang, Chen Li, Ji Zhang, Fei Huang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: The sequence-to-sequence (Seq2Seq) approach has recently been widely used in grammatical error correction (GEC) and shows promising performance. However, the Seq2Seq GEC approach still suffers from two issues. First, a Seq2Seq GEC model can only be trained on parallel data, which, in GEC task, is often noisy and limited in quantity. Second, the decoder of a Seq2Seq GEC model lacks an explicit awareness of the correctness of the token being generated. In this paper, we propose a unified decoding intervention framework that employs an external critic to assess the appropriateness of the token to be generated incrementally, and then dynamically influence the choice of the next token. We discover and investigate two types of critics: a pre-trained left-to-right language model critic and an incremental target-side grammatical error detector critic. Through extensive experiments on English and Chinese datasets, our framework consistently outperforms strong baselines and achieves results competitive with state-of-the-art methods.
Exploring the Potential of Large Language Models in Generating Code-Tracing Questions for Introductory Programming Courses
Authors: Aysa Fan, Ranran Haoran Zhang, Luc Paquette, Rui Zhang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: In this paper, we explore the application of large language models (LLMs) for generating code-tracing questions in introductory programming courses. We designed targeted prompts for GPT4, guiding it to generate code-tracing questions based on code snippets and descriptions. We established a set of human evaluation metrics to assess the quality of questions produced by the model compared to those created by human experts. Our analysis provides insights into the capabilities and potential of LLMs in generating diverse code-tracing questions. Additionally, we present a unique dataset of human and LLM-generated tracing questions, serving as a valuable resource for both the education and NLP research communities. This work contributes to the ongoing dialogue on the potential uses of LLMs in educational settings.
Learning Easily Updated General Purpose Text Representations with Adaptable Task-Specific Prefix
Authors: Kuan-Hao Huang, Liang Tan, Rui Hou, Sinong Wang, Amjad Almahairi, Ruty Rinott
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Many real-world applications require making multiple predictions from the same text. Fine-tuning a large pre-trained language model for each downstream task causes computational burdens in the inference time due to several times of forward passes. To amortize the computational cost, freezing the language model and building lightweight models for downstream tasks based on fixed text representations are common solutions. Accordingly, how to learn fixed but general text representations that can generalize well to unseen downstream tasks becomes a challenge. Previous works have shown that the generalizability of representations can be improved by fine-tuning the pre-trained language model with some source tasks in a multi-tasking way. In this work, we propose a prefix-based method to learn the fixed text representations with source tasks. We learn a task-specific prefix for each source task independently and combine them to get the final representations. Our experimental results show that prefix-based training performs better than multi-tasking training and can update the text representations at a smaller computational cost than multi-tasking training.
Good Meta-tasks Make A Better Cross-lingual Meta-transfer Learning for Low-resource Languages
Authors: Linjuan Wu, Zongyi Guo, Baoliang Cui, Haihong Tang, Weiming Lu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Model-agnostic meta-learning has garnered attention as a promising technique for enhancing few-shot cross-lingual transfer learning in low-resource scenarios. However, little attention was paid to the impact of data selection strategies on this cross-lingual meta-transfer method, particularly the sampling of cross-lingual meta-training data (i.e. meta-tasks) at the syntactic level to reduce language gaps. In this paper, we propose a Meta-Task Collector-based Cross-lingual Meta-Transfer framework (MeTaCo-XMT) to adapt different data selection strategies to construct meta-tasks for meta-transfer learning. Syntactic differences have an effect on transfer performance, so we consider a syntactic similarity sampling strategy and propose a syntactic distance metric model consisting of a syntactic encoder block based on the pre-trained model and a distance metric block using Word Move`s Distance (WMD). Additionally, we conduct experiments with three different data selection strategies to instantiate our framework and analyze their performance impact. Experimental results on two multilingual NLP datasets, Wikiann and TydiQA, demonstrate the significant superiority of our approach compared to existing strong baselines.
Reasoning Makes Good Annotators : An Automatic Task-specific Rules Distilling Framework for Low-resource Relation Extraction
Authors: Yilin Lu, Juncheng Li, Xiaoqiang Wang, Haochen Shi, Tao Chen, Siliang Tang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Relation extraction is often challenged by insufficient labeled data. Previous methods exploit knowledge from unlabeled data by generating pseudo labels in a self-training pipeline, which suffers a gradual drift problem. Logic rules, a transferable and explainable form of expert knowledge, have achieved promising success by improving the model with weak labels. But manually writing comprehensive rules set is challenging and tedious. To alleviate the human labor of writing high-quality rules, in this work, we propose ARIA, an Automatic task-specific Rules distilling framework. Specifically, we guide the pre-trained language model to reason rules as experts and compose them into robust compound rules for data labeling. Besides, ARIA could continuously enrich the rules set to power the labeling ability by discovering reliable model-labeled data for distinguishable rules generation. Experiments on two public datasets demonstrate the effectiveness of ARIA in a low-resource scenario.
Co-training and Co-distillation for Quality Improvement and Compression of Language Models
Authors: Hayeon Lee, Rui Hou, Jongpil Kim, Davis Liang, Hongbo Zhang, Sung Hwang, Alexander Min
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Knowledge Distillation (KD) compresses computationally expensive pre-trained language models (PLMs) by transferring their knowledge to smaller models, allowing their use in resource-constrained or real-time settings. However, most smaller models fail to surpass the performance of the original larger model, resulting in sacrificing performance to improve inference speed. To address this issue, we propose Co-Training and Co-Distillation (CTCD), a novel framework that improves performance and inference speed together by co-training two models while mutually distilling knowledge. The CTCD framework successfully achieves this based on two significant findings: 1) Distilling knowledge from the smaller model to the larger model during co-training improves the performance of the larger model. 2) The enhanced performance of the larger model further boosts the performance of the smaller model. The CTCD framework shows promise as it can be combined with existing techniques like architecture design or data augmentation, replacing one-way KD methods, to achieve further performance improvement. Extensive ablation studies demonstrate the effectiveness of CTCD, and the small model distilled by CTCD outperforms the original larger model by a significant margin of 1.66 on the GLUE benchmark.
ReadPrompt: A Readable Prompting Method for Reliable Knowledge Probing
Authors: Zezhong Wang, Luyao Ye, Hongru Wang, Wai-Chung Kwan, David Ho, Kam-Fai Wong
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Knowledge probing is a task to assess the knowledge encoded within pre-trained language models (PLMs) by having the PLM complete prompts such as “Italy is located in __,”. The model`s prediction precision serves as a lower bound for the amount of knowledge it contains. Subsequent works explore training a series of vectors as prompts to guide PLMs towards more accurate predictions. However, these methods compromise the readability of the prompts. We cannot directly understand these prompts from their literal meaning, making it difficult to verify whether they are correct. Consequently, the credibility of probing results derived from these prompts is diminished. To address the issue, we propose a novel method called ReadPrompt, which aims to identify meaningful sentences to serve as prompts. Experiments show that ReadPrompt achieves state-of-the-art performance on the current knowledge probing benchmark. Moreover, since the prompt is readable, we discovered a misalignment between constructed prompts and knowledge, which is also present in current prompting methods verified by an attack experiment. We claim that the probing outcomes of the current prompting methods are unreliable that overestimate the knowledge contained within PLMs.
Coherent Entity Disambiguation via Modeling Topic and Categorical Dependency
Authors: Zilin Xiao, Linjun Shou, Xingyao Zhang, Jie Wu, Ming Gong, Daxin Jiang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Previous entity disambiguation (ED) methods adopt a discriminative paradigm, where prediction is made based on matching scores between mention context and candidate entities using length-limited encoders. However, these methods often struggle to capture explicit discourse-level dependencies, resulting in incoherent predictions at the abstract level (e.g. topic or category). We propose CoherentED, an ED system equipped with novel designs aimed at enhancing the coherence of entity predictions. Our method first introduces an unsupervised variational autoencoder (VAE) to extract latent topic vectors of context sentences. This approach not only allows the encoder to handle longer documents more effectively, conserves valuable input space, but also keeps a topic-level coherence. Additionally, we incorporate an external category memory, enabling the system to retrieve relevant categories for undecided mentions. By employing step-by-step entity decisions, this design facilitates the modeling of entity-entity interactions, thereby maintaining maximum coherence at the category level. We achieve new state-of-the-art results on popular ED benchmarks, with an average improvement of 1.3 F1 points. Our model demonstrates particularly outstanding performance on challenging long-text scenarios.
How Predictable Are Large Language Model Capabilities? A Case Study on BIG-bench
Authors: Qinyuan Ye, Harvey Fu, Xiang Ren, Robin Jia
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: We investigate the predictability of large language model (LLM) capabilities: given records of past experiments using different model families, numbers of parameters, tasks, and numbers of in-context examples, can we accurately predict LLM performance on new experiment configurations? Answering this question has practical implications for LLM users (e.g., deciding which models to try), developers (e.g., prioritizing evaluation on representative tasks), and the research community (e.g., identifying hard-to-predict capabilities that warrant further investigation). We study the performance prediction problem on experiment records from BIG-bench. On a random train-test split, an MLP-based predictor achieves an $R^2$ score greater than 95%, indicating the presence of learnable patterns within the experiment records. We then formulate the problem of searching for “small-bench,” an informative subset of BIG-bench tasks from which the performance on the full set can be maximally recovered. We find a subset as informative as BIG-bench Hard for evaluating new model families, while being $3\times$ smaller. Additionally, we find competitive subsets by clustering task representations learned by our MLP-based predictor and selecting tasks close to cluster centroids, highlighting the importance of task diversity in constructing “small-bench.”
POSQA: Probe the World Models of LLMs with Size Comparisons
Authors: Chang Shu, Jiuzhou Han, Fangyu Liu, Ehsan Shareghi, Nigel Collier
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Embodied language comprehension emphasizes that language understanding is not solely a matter of mental processing in the brain but also involves interactions with the physical and social environment. With the explosive growth of Large Language Models (LLMs) and their already ubiquitous presence in our daily lives, it is becoming increasingly necessary to verify their real-world understanding. Inspired by cognitive theories, we propose POSQA: a Physical Object Size Question Answering dataset with simple size comparison questions to examine the extremity and analyze the potential mechanisms of the embodied comprehension of the latest LLMs. We show that even the largest LLMs today perform poorly under the zero-shot setting. We then push their limits with advanced prompting techniques and external knowledge augmentation. Furthermore, we investigate whether their real-world comprehension primarily derives from contextual information or internal weights and analyse the impact of prompt formats and report bias of different objects. Our results show that real-world understanding that LLMs shaped from textual data can be vulnerable to deception and confusion by the surface form of prompts, which makes it less aligned with human behaviours.
Hierarchical Fusion for Online Multimodal Dialog Act Classification
Authors: Md Messal Monem Miah, Adarsh Pyarelal, Ruihong Huang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: We propose a framework for online multimodal dialog act (DA) classification based on raw audio and ASR-generated transcriptions of current and past utterances. Existing multimodal DA classification approaches are limited by ineffective audio modeling and late-stage fusion. We showcase significant improvements in multimodal DA classification by integrating modalities at a more granular level and incorporating recent advancements in large language and audio models for audio feature extraction. We further investigate the effectiveness of self-attention and cross-attention mechanisms in modeling utterances and dialogs for DA classification. We achieve a substantial increase of 3 percentage points in the F1 score relative to current state-of-the-art models on two prominent DA classification datasets, MRDA and EMOTyDA.
STEER: Unified Style Transfer with Expert Reinforcement
Authors: Skyler Hallinan, Faeze Brahman, Ximing Lu, Jaehun Jung, Sean Welleck, Yejin Choi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: While text style transfer has many applications across natural language processing, the core premise of transferring from a single source style is unrealistic in a real-world setting. In this work, we focus on arbitrary style transfer: rewriting a text from an arbitrary, unknown style to a target style. We propose STEER: Unified Style Transfer with Expert Reinforcement, a unified frame-work developed to overcome the challenge of limited parallel data for style transfer. STEER involves automatically generating a corpus of style-transfer pairs using a product of experts during decoding. The generated offline data is then used to pre-train an initial policy before switching to online, off-policy reinforcement learning for further improvements via fine-grained reward signals. STEER is unified and can transfer to multiple target styles from an arbitrary, unknown source style, making it particularly flexible and efficient. Experimental results on a challenging dataset with text from a diverse set of styles demonstrate state-of-the-art results compared to competitive baselines. Remarkably, STEER outperforms the 175B parameter instruction-tuned GPT-3 on overall style transfer quality, despite being 226 times smaller in size. We also show STEER is robust, maintaining its style transfer capabilities on out-of-domain data, and surpassing nearly all baselines across various styles. The success of our method highlights the potential of RL algorithms when augmented with controllable decoding to overcome the challenge of limited data supervision.
Enhancing Argument Structure Extraction with Efficient Leverage of Contextual Information
Authors: Yun Luo, Zhen Yang, Fandong Meng, Yingjie Li, Jie Zhou, Yue Zhang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Argument structure extraction (ASE) aims to identify the discourse structure of arguments within documents. Previous research has demonstrated that contextual information is crucial for developing an effective ASE model. However, we observe that merely concatenating sentences in a contextual window does not fully utilize contextual information and can sometimes lead to excessive attention on less informative sentences. To tackle this challenge, we propose an Efficient Context-aware ASE model (ECASE) that fully exploits contextual information by enhancing modeling capacity and augmenting training data. Specifically, we introduce a sequence-attention module and distance-weighted similarity loss to aggregate contextual information and argumentative information. Additionally, we augment the training data by randomly masking discourse markers and sentences, which reduces the model`s reliance on specific words or less informative sentences. Our experiments on five datasets from various domains demonstrate that our model achieves state-of-the-art performance. Furthermore, ablation studies confirm the effectiveness of each module in our model.
Examining Inter-Consistency of Large Language Models Collaboration: An In-depth Analysis via Debate
Authors: Kai Xiong, Xiao Ding, Yixin Cao, Ting Liu, Bing Qin
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large Language Models (LLMs) have shown impressive capabilities in various applications, but they still face various inconsistency issues. Existing works primarily focus on the inconsistency issues within a single LLM, while we complementarily explore the inter-consistency among multiple LLMs for collaboration. To examine whether LLMs can collaborate effectively to achieve a consensus for a shared goal, we focus on commonsense reasoning, and introduce a formal debate framework (FORD) to conduct a three-stage debate among LLMs with real-world scenarios alignment: fair debate, mismatched debate, and roundtable debate. Through extensive experiments on various datasets, LLMs can effectively collaborate to reach a consensus despite noticeable inter-inconsistencies, but imbalances in their abilities can lead to domination by superior LLMs. Leveraging a more advanced LLM like GPT-4 as an authoritative judge can boost collaboration performance. Our work contributes to understanding the inter-consistency among LLMs and lays the foundation for developing future collaboration methods. Codes and data are available at https://github.com/Waste-Wood/FORD.
Culturally Aware Natural Language Inference
Authors: Jing Huang, Diyi Yang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Humans produce and consume language in a particular cultural context, which includes knowledge about specific norms and practices. A listener`s awareness of the cultural context is critical for interpreting the speaker`s meaning. A simple expression like *I didn`t leave a tip* implies a strong sense of dissatisfaction when tipping is assumed to be the norm. As NLP systems reach users from different cultures, achieving culturally aware language understanding becomes increasingly important. However, current research has focused on building cultural knowledge bases without studying how such knowledge leads to contextualized interpretations of texts. In this work, we operationalize cultural variations in language understanding through a natural language inference (NLI) task that surfaces cultural variations as label disagreement between annotators from different cultural groups. We introduce the first Culturally Aware Natural Language Inference (CALI) dataset with 2.7K premise-hypothesis pairs annotated by two cultural groups located in the U.S. and India. With CALI, we categorize how cultural norms affect language understanding and present an evaluation framework to assess at which levels large language models are culturally aware. Our dataset is available at https://github.com/SALT-NLP/CulturallyAwareNLI.
End-to-End Autoregressive Retrieval via Bootstrapping for Smart Reply Systems
Authors: Benjamin Towle, Ke Zhou
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Reply suggestion systems represent a staple component of many instant messaging and email systems. However, the requirement to produce sets of replies, rather than individual replies, makes the task poorly suited for out-of-the-box retrieval architectures, which only consider individual message-reply similarity. As a result, these system often rely on additional post-processing modules to diversify the outputs. However, these approaches are ultimately bottlenecked by the performance of the initial retriever, which in practice struggles to present a sufficiently diverse range of options to the downstream diversification module, leading to the suggestions being less relevant to the user. In this paper, we consider a novel approach that radically simplifies this pipeline through an autoregressive text-to-text retrieval model, that learns the smart reply task end-to-end from a dataset of (message, reply set) pairs obtained via bootstrapping. Empirical results show this method consistently outperforms a range of state-of-the-art baselines across three datasets, corresponding to a 5.1%-17.9% improvement in relevance, and a 0.5%-63.1% improvement in diversity compared to the best baseline approach. We make our code publicly available.
Evaluating Dependencies in Fact Editing for Language Models: Specificity and Implication Awareness
Authors: Zichao Li, Ines Arous, Siva Reddy, Jackie Cheung
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: The potential of using a large language model (LLM) as a knowledge base (KB) has sparked significant interest. To maintain the knowledge acquired by LLMs, we need to ensure that the editing of learned facts respects internal logical constraints, which are known as dependency of knowledge. Existing work on editing LLMs has partially addressed the issue of dependency, when the editing of a fact should apply to its lexical variations without disrupting irrelevant ones. However, they neglect the dependency between a fact and its logical implications. We propose an evaluation protocol with an accompanying question-answering dataset, StandUp, that provides a comprehensive assessment of the editing process considering the above notions of dependency. Our protocol involves setting up a controlled environment in which we edit facts and monitor their impact on LLMs, along with their implications based on If-Then rules. Extensive experiments on StandUp show that existing knowledge editing methods are sensitive to the surface form of knowledge, and that they have limited performance in inferring the implications of edited facts.
Effects of Human Adversarial and Affable Samples on BERT Generalization
Authors: Aparna Elangovan, Estrid He, Yuan Li, Karin Verspoor
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: BERT-based models have had strong performance on leaderboards, yet have been demonstrably worse in real-world settings requiring generalization. Limited quantities of training data is considered a key impediment to achieving generalizability in machine learning. In this paper, we examine the impact of training data quality, not quantity, on a model`s generalizability. We consider two characteristics of training data: the portion of human-adversarial (h-adversarial), i.e. sample pairs with seemingly minor differences but different ground-truth labels, and human-affable (h-affable) training samples, i.e. sample pairs with minor differences but the same ground-truth label. We find that for a fixed size of training samples, as a rule of thumb, having 10-30% h-adversarial instances improves the precision, and therefore F1, by up to 20 points in the tasks of text classification and relation extraction. Increasing h-adversarials beyond this range can result in performance plateaus or even degradation. In contrast, h-affables may not contribute to a model`s generalizability and may even degrade generalization performance.
Logic Unveils Truth, While Disguise Obscures It: Transition Logic Augmented Response Selection for Multi-Turn Dialogue
Authors: Tingchen Fu, Xueliang Zhao, Lemao Liu, Rui Yan
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Multi-turn response selection aims to retrieve a response for a dialogue context from a candidate pool and negative sampling is the key to its retrieval performance. However, previous methods of negative samples tend to yield false negatives due to the one-to-many property in open-domain dialogue, which is detrimental to the optimization process. To deal with the problem, we propose a sequential variational ladder auto-encoder to capture the diverse one-to-many transition pattern of multiple characteristics in open-domain dialogue. The learned transition logic thus assists in identifying potential positives in disguise. Meanwhile, we propose a TRIGGER framework to adjust negative sampling in the training process such that the scope of false negatives dynamically updates according to the model capacity. Extensive experiments on two benchmarks verify the effectiveness of our approach.