mtybilly/Instruct2DS huggingface dataset:
DetCLIP: Dictionary-Enriched Visual-Concept Paralleled Pre-training for Open-world Detection
Authors: Lewei Yao, Jianhua Han, Youpeng Wen, Xiaodan Liang, Dan Xu, Wei Zhang, Zhenguo Li, Chunjing XU, Hang Xu
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Open-world object detection, as a more general and challenging goal, aims to recognize and localize objects described by arbitrary category names. The recent work GLIP formulates this problem as a grounding problem by concatenating all category names of detection datasets into sentences, which leads to inefficient interaction between category names. This paper presents DetCLIP, a paralleled visual-concept pre-training method for open-world detection by resorting to knowledge enrichment from a designed concept dictionary. To achieve better learning efficiency, we propose a novel paralleled concept formulation that extracts concepts separately to better utilize heterogeneous datasets (i.e., detection, grounding, and image-text pairs) for training. We further design a concept dictionary (with descriptions) from various online sources and detection datasets to provide prior knowledge for each concept. By enriching the concepts with their descriptions,we explicitly build the relationships among various concepts to facilitate the open-domain learning. The proposed concept dictionary is further used to provide sufficient negative concepts for the construction of the word-region alignment loss, and to complete labels for objects with missing descriptions in captions of image-text pair data. The proposed framework demonstrates strong zero-shot detection performances, e.g., on the LVIS dataset, our DetCLIP-T outperforms GLIP-T by 9.9% mAP and obtains a 13.5% improvement on rare categories compared to the fully-supervised model with the same backbone as ours.
The Sample Complexity of One-Hidden-Layer Neural Networks
Authors: Gal Vardi, Ohad Shamir, Nati Srebro
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: We study norm-based uniform convergence bounds for neural networks, aiming at a tight understanding of how these are affected by the architecture and type of norm constraint, for the simple class of scalar-valued one-hidden-layer networks, and inputs bounded in Euclidean norm. We begin by proving that in general, controlling the spectral norm of the hidden layer weight matrix is insufficient to get uniform convergence guarantees (independent of the network width), while a stronger Frobenius norm control is sufficient, extending and improving on previous work. Motivated by the proof constructions, we identify and analyze two important settings where (perhaps surprisingly) a mere spectral norm control turns out to be sufficient: First, when the network's activation functions are sufficiently smooth (with the result extending to deeper networks); and second, for certain types of convolutional networks. In the latter setting, we study how the sample complexity is additionally affected by parameters such as the amount of overlap between patches and the overall number of patches.
Learning from Few Samples: Transformation-Invariant SVMs with Composition and Locality at Multiple Scales
Authors: Tao Liu, P. R. Kumar, Ruida Zhou, Xi Liu
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Motivated by the problem of learning with small sample sizes, this paper shows how to incorporate into support-vector machines (SVMs) those properties that have made convolutional neural networks (CNNs) successful. Particularly important is the ability to incorporate domain knowledge of invariances, e.g., translational invariance of images. Kernels based on the \textit{maximum} similarity over a group of transformations are not generally positive definite. Perhaps it is for this reason that they have not been studied theoretically. We address this lacuna and show that positive definiteness indeed holds \textit{with high probability} for kernels based on the maximum similarity in the small training sample set regime of interest, and that they do yield the best results in that regime. We also show how additional properties such as their ability to incorporate local features at multiple spatial scales, e.g., as done in CNNs through max pooling, and to provide the benefits of composition through the architecture of multiple layers, can also be embedded into SVMs. We verify through experiments on widely available image sets that the resulting SVMs do provide superior accuracy in comparison to well-established deep neural network benchmarks for small sample sizes.
Learning Efficient Vision Transformers via Fine-Grained Manifold Distillation
Authors: Zhiwei Hao, Jianyuan Guo, Ding Jia, Kai Han, Yehui Tang, Chao Zhang, Han Hu, Yunhe Wang
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: In the past few years, transformers have achieved promising performance on various computer vision tasks. Unfortunately, the immense inference overhead of most existing vision transformers withholds them from being deployed on edge devices such as cell phones and smart watches. Knowledge distillation is a widely used paradigm for compressing cumbersome architectures into compact students via transferring information. However, most of them are designed for convolutional neural networks (CNNs), which do not fully investigate the character of vision transformers. In this paper, we fully utilize the patch-level information and propose a fine-grained manifold distillation method for transformer-based networks. Specifically, we train a tiny student model to match a pre-trained teacher model in the patch-level manifold space. Then, we decouple the manifold matching loss into three terms with careful design to further reduce the computational costs for the patch relationship. Equipped with the proposed method, a DeiT-Tiny model containing 5M parameters achieves 76.5\% top-1 accuracy on ImageNet-1k, which is +2.0\% higher than previous distillation approaches. Transfer learning results on other classification benchmarks and downstream vision tasks also demonstrate the superiority of our method over the state-of-the-art algorithms.
Equivariant Graph Hierarchy-Based Neural Networks
Authors: Jiaqi Han, Wenbing Huang, Tingyang Xu, Yu Rong
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Equivariant Graph neural Networks (EGNs) are powerful in characterizing the dynamics of multi-body physical systems. Existing EGNs conduct flat message passing, which, yet, is unable to capture the spatial/dynamical hierarchy for complex systems particularly, limiting substructure discovery and global information fusion. In this paper, we propose Equivariant Hierarchy-based Graph Networks (EGHNs) which consist of the three key components: generalized Equivariant Matrix Message Passing (EMMP) , E-Pool and E-UnPool. In particular, EMMP is able to improve the expressivity of conventional equivariant message passing, E-Pool assigns the quantities of the low-level nodes into high-level clusters, while E-UnPool leverages the high-level information to update the dynamics of the low-level nodes. As their names imply, both E-Pool and E-UnPool are guaranteed to be equivariant to meet physic symmetry. Considerable experimental evaluations verify the effectiveness of our EGHN on several applications including multi-object dynamics simulation, motion capture, and protein dynamics modeling.
Learning interacting dynamical systems with latent Gaussian process ODEs
Authors: Çağatay Yıldız, Melih Kandemir, Barbara Rakitsch
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: We study uncertainty-aware modeling of continuous-time dynamics of interacting objects. We introduce a new model that decomposes independent dynamics of single objects accurately from their interactions. By employing latent Gaussian process ordinary differential equations, our model infers both independent dynamics and their interactions with reliable uncertainty estimates. In our formulation, each object is represented as a graph node and interactions are modeled by accumulating the messages coming from neighboring objects. We show that efficient inference of such a complex network of variables is possible with modern variational sparse Gaussian process inference techniques. We empirically demonstrate that our model improves the reliability of long-term predictions over neural network based alternatives and it successfully handles missing dynamic or static information. Furthermore, we observe that only our model can successfully encapsulate independent dynamics and interaction information in distinct functions and show the benefit from this disentanglement in extrapolation scenarios.
OLIVES Dataset: Ophthalmic Labels for Investigating Visual Eye Semantics
Authors: Mohit Prabhushankar, Kiran Kokilepersaud, Yash-yee Logan, Stephanie Trejo Corona, Ghassan AlRegib, Charles Wykoff
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Datasets and Benchmarks Track), 2022

Abstract: Clinical diagnosis of the eye is performed over multifarious data modalities including scalar clinical labels, vectorized biomarkers, two-dimensional fundus images, and three-dimensional Optical Coherence Tomography (OCT) scans. Clinical practitioners use all available data modalities for diagnosing and treating eye diseases like Diabetic Retinopathy (DR) or Diabetic Macular Edema (DME). Enabling usage of machine learning algorithms within the ophthalmic medical domain requires research into the relationships and interactions between all relevant data over a treatment period. Existing datasets are limited in that they neither provide data nor consider the explicit relationship modeling between the data modalities. In this paper, we introduce the Ophthalmic Labels for Investigating Visual Eye Semantics (OLIVES) dataset that addresses the above limitation. This is the first OCT and near-IR fundus dataset that includes clinical labels, biomarker labels, disease labels, and time-series patient treatment information from associated clinical trials. The dataset consists of 1268 near-IR fundus images each with at least 49 OCT scans, and 16 biomarkers, along with 4 clinical labels and a disease diagnosis of DR or DME. In total, there are 96 eyes' data averaged over a period of at least two years with each eye treated for an average of 66 weeks and 7 injections. We benchmark the utility of OLIVES dataset for ophthalmic data as well as provide benchmarks and concrete research directions for core and emerging machine learning paradigms within medical image analysis.
Off-Policy Evaluation for Action-Dependent Non-stationary Environments
Authors: Yash Chandak, Shiv Shankar, Nathaniel Bastian, Bruno da Silva, Emma Brunskill, Philip S. Thomas
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Methods for sequential decision-making are often built upon a foundational assumption that the underlying decision process is stationary. This limits the application of such methods because real-world problems are often subject to changes due to external factors (\textit{passive} non-stationarity), changes induced by interactions with the system itself (\textit{active} non-stationarity), or both (\textit{hybrid} non-stationarity). In this work, we take the first steps towards the fundamental challenge of on-policy and off-policy evaluation amidst structured changes due to active, passive, or hybrid non-stationarity. Towards this goal, we make a \textit{higher-order stationarity} assumption such that non-stationarity results in changes over time, but the way changes happen is fixed. We propose, OPEN, an algorithm that uses a double application of counterfactual reasoning and a novel importance-weighted instrument-variable regression to obtain both a lower bias and a lower variance estimate of the structure in the changes of a policy's past performances. Finally, we show promising results on how OPEN can be used to predict future performances for several domains inspired by real-world applications that exhibit non-stationarity.
Fast Mixing of Stochastic Gradient Descent with Normalization and Weight Decay
Authors: Zhiyuan Li, Tianhao Wang, Dingli Yu
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: We prove the Fast Equilibrium Conjecture proposed by Li et al., (2020), i.e., stochastic gradient descent (SGD) on a scale-invariant loss (e.g., using networks with various normalization schemes) with learning rate $\eta$ and weight decay factor $\lambda$ mixes in function space in $\mathcal{\tilde{O}}(\frac{1}{\lambda\eta})$ steps,  under two standard assumptions: (1) the noise covariance matrix is non-degenerate and (2) the minimizers of the loss form a connected, compact and analytic manifold. The analysis uses the framework of Li et al., (2021) and shows that for every $T>0$, the iterates of SGD with learning rate $\eta$ and weight decay factor $\lambda$ on the scale-invariant loss converge in distribution in $\Theta\left(\eta^{-1}\lambda^{-1}(T+\ln(\lambda/\eta))\right)$  iterations as $\eta\lambda\to 0$ while satisfying $\eta \le O(\lambda)\le O(1)$.  Moreover, the evolution of the limiting distribution can be described by a stochastic differential equation that mixes to the same equilibrium distribution for every initialization around the manifold of minimizers as $T\to\infty$.
OPEN: Orthogonal Propagation with Ego-Network Modeling
Authors: Liang Yang, Lina Kang, Qiuliang Zhang, Mengzhe Li, bingxin niu, Dongxiao He, Zhen Wang, Chuan Wang, Xiaochun Cao, Yuanfang Guo
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: To alleviate the unfavorable effect of noisy topology in Graph Neural networks (GNNs), some efforts perform the local topology refinement through the pairwise propagation weight learning and the multi-channel extension. Unfortunately, most of them suffer a common and fatal drawback: irrelevant propagation to one node and in multi-channels. These two kinds of irrelevances make propagation weights in multi-channels free to be determined by the labeled data, and thus the GNNs are exposed to overfitting. To tackle this issue, a novel Orthogonal Propagation with Ego-Network modeling (OPEN) is proposed by modeling relevances between propagations. Specifically, the relevance between propagations to one node is modeled by whole ego-network modeling, while the relevance between propagations in multi-channels is modeled via diversity requirement. By interpreting the propagations to one node from the perspective of dimension reduction, propagation weights are inferred from principal components of the ego-network, which are orthogonal to each other. Theoretical analysis and experimental evaluations reveal four attractive characteristics of OPEN as modeling high-order relationships beyond pairwise one, preventing overfitting, robustness, and high efficiency.
Beyond the Best:  Distribution Functional Estimation in Infinite-Armed Bandits
Authors: Yifei Wang, Tavor Baharav, Yanjun Han, Jiantao Jiao, David Tse
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: In the infinite-armed bandit problem, each arm's average reward is sampled from an unknown distribution, and each arm can be sampled further to obtain noisy estimates of the average reward of that arm. Prior work focuses on the best arm, i.e. estimating the maximum of the average reward distribution. We consider a general class of distribution functionals beyond the maximum and obtain optimal sample complexities in both offline and online settings. We show that online estimation, where the learner can sequentially choose whether to sample a new or existing arm, offers no advantage over the offline setting for estimating the mean functional, but significantly reduces the sample complexity for other functionals such as the median, maximum, and trimmed mean. We propose unified meta algorithms for the online and offline settings and derive matching lower bounds using different Wasserstein distances. For the special case of median estimation, we identify a curious thresholding phenomenon on the indistinguishability between Gaussian convolutions with respect to the noise level, which may be of independent interest.
Adversarial training for high-stakes reliability
Authors: Daniel Ziegler, Seraphina Nix, Lawrence Chan, Tim Bauman, Peter Schmidt-Nielsen, Tao Lin, Adam Scherlis, Noa Nabeshima, Benjamin Weinstein-Raun, Daniel de Haas, Buck Shlegeris, Nate Thomas
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: In the future, powerful AI systems may be deployed in high-stakes settings, where a single failure could be catastrophic. One technique for improving AI safety in high-stakes settings is adversarial training, which uses an adversary to generate examples to train on in order to achieve better worst-case performance.In this work, we used a safe language generation task (``avoid injuries'') as a testbed for achieving high reliability through adversarial training. We created a series of adversarial training techniques---including a tool that assists human adversaries---to find and eliminate failures in a classifier that filters text completions suggested by a generator. In our task, we determined that we can set very conservative classifier thresholds without significantly impacting the quality of the filtered outputs.  We found that adversarial training significantly increased robustness to the adversarial attacks that we trained on--- tripling the time to find adversarial examples without tools and doubling the time with our tool (from 13 to 26 minutes)---without affecting in-distribution performance.  We hope to see further work in the high-stakes reliability setting, including more powerful tools for enhancing human adversaries and better ways to measure high levels of reliability, until we can confidently rule out the possibility of catastrophic deployment-time failures of powerful models.
ELEVATER: A Benchmark and Toolkit for Evaluating Language-Augmented Visual Models
Authors: Chunyuan Li, Haotian Liu, Liunian Li, Pengchuan Zhang, Jyoti Aneja, Jianwei Yang, Ping Jin, Houdong Hu, Zicheng Liu, Yong Jae Lee, Jianfeng Gao
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Datasets and Benchmarks Track), 2022

Abstract: Learning visual representations from natural language supervision has recently shown great promise in a number of pioneering works. In general, these language-augmented visual models demonstrate strong transferability to a variety of datasets/tasks. However, it remains challenging to evaluate the transferablity of these foundation models due to the lack of easy-to-use toolkits for fair benchmarking. To tackle this, we build ELEVATER (Evaluation of Language-augmented Visual Task-level Transfer), the first benchmark to compare and evaluate pre-trained language-augmented visual models. Several highlights include: (i) Datasets. As downstream evaluation suites, it consists of 20 image classification datasets and 35 object detection datasets, each of which is augmented with external knowledge. (ii) Toolkit. An automatic hyper-parameter tuning toolkit is developed to ensure the fairness in model adaption. To leverage the full power of language-augmented visual models, novel language-aware initialization methods are proposed to significantly improve the adaption performance. (iii) Metrics. A variety of evaluation metrics are used, including sample-efficiency (zero-shot and few-shot) and parameter-efficiency (linear probing and full model fine-tuning). We will publicly release ELEVATER.
Augmented RBMLE-UCB Approach for Adaptive Control of Linear Quadratic Systems
Authors: Akshay Mete, Rahul Singh, P. R. Kumar
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: We consider the problem of controlling an unknown stochastic linear system with quadratic costs -- called the adaptive LQ control problem. We re-examine an approach called ``Reward-Biased Maximum Likelihood Estimate'' (RBMLE) that was proposed more than forty years ago, and which predates the ``Upper Confidence Bound'' (UCB) method, as well as the definition of ``regret'' for bandit problems. It simply added a term favoring parameters with larger rewards to the criterion for parameter estimation.  We show how the RBMLE and UCB methods can be reconciled, and thereby propose an Augmented RBMLE-UCB algorithm that combines the penalty of the RBMLE method with the constraints of the UCB method, uniting the two approaches to optimism in the face of uncertainty. We establish that theoretically, this method retains ${\mathcal{O}}(\sqrt{T})$ regret, the best known so far. We further compare the empirical performance of the proposed Augmented RBMLE-UCB and the standard RBMLE (without the augmentation) with UCB, Thompson Sampling, Input Perturbation, Randomized Certainty Equivalence and StabL on many real-world examples including flight control of Boeing 747 and Unmanned Aerial Vehicle. We perform extensive simulation studies showing that the Augmented RBMLE consistently outperforms UCB, Thompson Sampling and StabL by a huge margin, while it is marginally better than Input Perturbation and moderately better than Randomized Certainty Equivalence.
Stochastic Window Transformer for Image Restoration
Authors: Jie Xiao, Xueyang Fu, Feng Wu, Zheng-Jun Zha
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Thanks to the powerful representation capabilities, transformers have made impressive progress in image restoration. However, existing transformers-based methods do not carefully consider the particularities of image restoration. In general, image restoration requires that an ideal approach should be translation-invariant to the degradation, i.e., the undesirable degradation should be removed irrespective of its position within the image. Furthermore, the local relationships also play a vital role, which should be faithfully exploited for recovering clean images. Nevertheless, most transformers either adopt local attention with the fixed local window strategy or global attention, which unfortunately breaks the translation invariance and causes huge loss of local relationships. To address these issues, we propose an elegant stochastic window strategy for transformers. Specifically, we first introduce the window partition with stochastic shift to replace the original fixed window partition for training. Then, we design a new layer expectation propagation algorithm to efficiently approximate the expectation of the induced stochastic transformer for testing. Our stochastic window transformer not only enjoys powerful representation but also maintains the desired property of translation invariance and locality. Experiments validate the stochastic window strategy consistently improves performance on various image restoration tasks (deraining, denoising and deblurring) by significant margins. The code is available at https://github.com/jiexiaou/Stoformer.
Phase Transition from Clean Training to Adversarial Training
Authors: Yue Xing, Qifan Song, Guang Cheng
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Adversarial training is one important algorithm to achieve robust machine learning models. However, numerous empirical results show a great performance degradation from clean training to adversarial training (e.g., 90+\% vs 67\% testing accuracy on CIFAR-10 dataset), which does not match the theoretical guarantee delivered by the existing studies. Such a gap inspires us to explore the existence of an (asymptotic) phase transition phenomenon with respect to the attack strength: adversarial training is as well behaved as clean training in the small-attack regime, but there is a sharp transition from clean training to adversarial training in the large-attack regime. We validate this conjecture in linear regression models, and conduct comprehensive experiments in deep neural networks.
pFL-Bench: A Comprehensive Benchmark for Personalized Federated Learning
Authors: Daoyuan Chen, Dawei Gao, Weirui Kuang, Yaliang Li, Bolin Ding
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Datasets and Benchmarks Track), 2022

Abstract: Personalized Federated Learning (pFL), which utilizes and deploys distinct local models, has gained increasing attention in recent years due to its success in handling the statistical heterogeneity of FL clients. However, standardized evaluation and systematical analysis of diverse pFL methods remain a challenge. Firstly, the highly varied datasets, FL simulation settings and pFL implementations prevent easy and fair comparisons of pFL methods. Secondly, the current pFL literature diverges in the adopted evaluation and ablation protocols. Finally, the effectiveness and robustness of pFL methods are under-explored in various practical scenarios, such as the generalization to new clients and the participation of resource-limited clients. To tackle these challenges, we propose the first comprehensive pFL benchmark, pFL-Bench, for facilitating rapid, reproducible, standardized and thorough pFL evaluation. The proposed benchmark contains more than 10 dataset variants in various application domains with a unified data partition and realistic heterogeneous settings; a modularized and easy-to-extend pFL codebase with more than 20 competitive pFL method implementations; and systematic evaluations under containerized environments in terms of generalization, fairness, system overhead, and convergence. We highlight the benefits and potential of state-of-the-art pFL methods and hope pFL-Bench enables further pFL research and broad applications that would otherwise be difficult owing to the absence of a dedicated benchmark. The code is released at https://github.com/alibaba/FederatedScope/tree/master/benchmark/pFL-Bench.
Squeezeformer: An Efficient Transformer for Automatic Speech Recognition
Authors: Sehoon Kim, Amir Gholami, Albert Shaw, Nicholas Lee, Karttikeya Mangalam, Jitendra Malik, Michael W. Mahoney, Kurt Keutzer
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: The recently proposed Conformer model has become the de facto backbone model for various downstream speech tasks based on its hybrid attention-convolution architecture that captures both local and global features. However, through a series of systematic studies, we find that the Conformer architecture’s design choices are not optimal. After re-examining the design choices for both the macro and micro-architecture of Conformer, we propose Squeezeformer which consistently outperforms the state-of-the-art ASR models under the same training schemes. In particular, for the macro-architecture, Squeezeformer incorporates (i) the Temporal U-Net structure which reduces the cost of the multi-head attention modules on long sequences, and (ii) a simpler block structure of multi-head attention or convolution modules followed up by feed-forward module instead of the Macaron structure proposed in Conformer. Furthermore, for the micro-architecture, Squeezeformer (i) simplifies the activations in the convolutional block, (ii) removes redundant Layer Normalization operations, and (iii) incorporates an efficient depthwise down-sampling layer to efficiently sub-sample the input signal. Squeezeformer achieves state-of-the-art results of 7.5%, 6.5%, and 6.0% word-error-rate (WER) on LibriSpeech test-other without external language models, which are 3.1%, 1.4%, and 0.6% better than Conformer-CTC with the same number of FLOPs. Our code is open-sourced and available online.
Deep Generalized Schrödinger Bridge
Authors: Guan-Horng Liu, Tianrong Chen, Oswin So, Evangelos Theodorou
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Mean-Field Game (MFG) serves as a crucial mathematical framework in modeling the collective behavior of individual agents interacting stochastically with a large population. In this work, we aim at solving a challenging class of MFGs in which the differentiability of these interacting preferences may not be available to the solver, and the population is urged to converge exactly to some desired distribution. These setups are, despite being well-motivated for practical purposes, complicated enough to paralyze most (deep) numerical solvers. Nevertheless, we show that Schrödinger Bridge — as an entropy-regularized optimal transport model — can be generalized to accepting mean-field structures, hence solving these MFGs. This is achieved via the application of Forward-Backward Stochastic Differential Equations theory, which, intriguingly, leads to a computational framework with a similar structure to Temporal Difference learning. As such, it opens up novel algorithmic connections to Deep Reinforcement Learning that we leverage to facilitate practical training. We show that our proposed objective function provides necessary and sufficient conditions to the mean-field problem. Our method, named Deep Generalized Schrödinger Bridge (DeepGSB), not only outperforms prior methods in solving classical population navigation MFGs, but is also capable of solving 1000-dimensional opinion depolarization, setting a new state-of-the-art numerical solver for high-dimensional MFGs. Our code will be made available at https://github.com/ghliu/DeepGSB.
Characterizing the Ventral Visual Stream with Response-Optimized Neural Encoding Models
Authors: Meenakshi Khosla, Keith Jamison, Amy Kuceyeski, Mert Sabuncu
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Decades of experimental research based on simple, abstract stimuli has revealed the coding principles of the ventral visual processing hierarchy, from the presence of edge detectors in the primary visual cortex to the selectivity for complex visual categories in the anterior ventral stream. However, these studies are, by construction, constrained by their $\textit{a priori}$ hypotheses. Furthermore, beyond the early stages, precise neuronal tuning properties and representational transformations along the ventral visual pathway remain poorly understood. In this work, we propose to employ response-optimized encoding models trained solely to predict the functional MRI activation, in order to gain insights into the tuning properties and representational transformations in the series of areas along the ventral visual pathway. We demonstrate the strong generalization abilities of these models on artificial stimuli and novel datasets. Intriguingly, we find that response-optimized models trained towards the ventral-occipital and lateral-occipital areas, but not early visual areas, can recapitulate complex visual behaviors like object categorization and perceived image-similarity in humans. We further probe the trained networks to reveal representational biases in different visual areas and generate experimentally testable hypotheses. Our analyses suggest a shape-based processing along the ventral visual stream and provide a unified picture of multiple neural phenomena characterized over the last decades with controlled fMRI studies.
Learning sparse features can lead to overfitting in neural networks
Authors: Leonardo Petrini, Francesco Cagnetta, Eric Vanden-Eijnden, Matthieu Wyart
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: It is widely believed that the success of deep networks lies in their ability to learn a meaningful representation of the features of the data. Yet, understanding when and how this feature learning improves performance remains a challenge: for example, it is beneficial for modern architectures trained to classify images, whereas it is detrimental for fully-connected networks trained for the same task on the same data. Here we propose an explanation for this puzzle, by showing that feature learning can perform worse than lazy training (via random feature kernel or the NTK) as the former can lead to a sparser neural representation. Although sparsity is known to be essential for learning anisotropic data, it is detrimental when the target function is constant or smooth along certain directions of input space. We illustrate this phenomenon in two settings: (i) regression of Gaussian random functions on the $d$-dimensional unit sphere and  (ii) classification of benchmark datasets of images. For (i), we compute the scaling of the generalization error with number of training points, and show that methods that do not learn features generalize better, even when the dimension of the input space is large. For (ii), we show empirically that learning features can indeed lead to sparse and thereby less smooth representations of the image predictors. This fact is plausibly responsible for deteriorating the performance, which is known to be correlated with smoothness along diffeomorphisms.
Public Wisdom Matters! Discourse-Aware Hyperbolic Fourier Co-Attention for Social Text Classification
Authors: Karish Grover, S M Phaneendra Angara, Md Shad Akhtar, Tanmoy Chakraborty
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Social media has become the fulcrum of all forms of communication. Classifying social texts such as fake news, rumour, sarcasm, etc. has gained significant attention. The surface-level signals expressed by a social-text itself may not be adequate for such tasks; therefore, recent methods attempted to incorporate other intrinsic signals such as user behavior and the underlying graph structure. Oftentimes, the public wisdom expressed through the comments/replies to a social-text acts as a surrogate of crowd-sourced view and may provide us with complementary signals. State-of-the-art methods on social-text classification tend to ignore such a rich hierarchical signal. Here, we propose Hyphen, a discourse-aware hyperbolic spectral co-attention network. Hyphen is a fusion of hyperbolic graph representation learning with a novel Fourier co-attention mechanism in an attempt to generalise the social-text classification tasks by incorporating public discourse. We parse public discourse as an Abstract Meaning Representation (AMR) graph and use the powerful hyperbolic geometric representation to model graphs with hierarchical structure. Finally, we equip it with a novel Fourier co-attention mechanism to capture the correlation between the source post and public discourse. Extensive experiments on four different social-text classification tasks, namely detecting fake news, hate speech, rumour, and sarcasm, show that Hyphen generalises well, and achieves state-of-the-art results on ten benchmark datasets. We also employ a sentence-level fact-checked and annotated dataset to evaluate how Hyphen is capable of producing explanations as analogous evidence to the final prediction.
Harmonizing the object recognition strategies of deep neural networks with humans
Authors: Thomas FEL, Ivan F Rodriguez Rodriguez, Drew Linsley, Thomas Serre
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: The many successes of deep neural networks (DNNs) over the past decade have largely been driven by computational scale rather than insights from biological intelligence. Here, we explore if these trends have also carried concomitant improvements in explaining the visual strategies humans rely on for object recognition. We do this by comparing two related but distinct properties of visual strategies in humans and DNNs: where they believe important visual features are in images and how they use those features to categorize objects. Across 84 different DNNs trained on ImageNet and three independent datasets measuring the where and the how of human visual strategies for object recognition on those images, we find a systematic trade-off between DNN categorization accuracy and alignment with human visual strategies for object recognition. \textit{State-of-the-art DNNs are progressively becoming less aligned with humans as their accuracy improves}. We rectify this growing issue with our neural harmonizer: a general-purpose training routine that both aligns DNN and human visual strategies and improves categorization accuracy. Our work represents the first demonstration that the scaling laws that are guiding the design of DNNs today have also produced worse models of human vision. We release our code and data at https://serre-lab.github.io/Harmonization to help the field build more human-like DNNs.
Learning Mixed Multinomial Logits with Provable Guarantees
Authors: Yiqun Hu, David Simchi-Levi, Zhenzhen Yan
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: A mixture of multinomial logits (MMNL) generalizes the single logit model, which is commonly used in predicting the probabilities of different outcomes. While extensive algorithms have been developed in the literature to learn MMNL models, theoretical results are limited. Built on the Frank-Wolfe (FW) method, we propose a new algorithm that learns both mixture weights and component-specific logit parameters with provable convergence guarantees for an arbitrary number of mixtures. Our algorithm utilizes historical choice data to generate a set of candidate choice probability vectors, each being close to the ground truth with a high probability. We further provide a sample complexity analysis to show that only a polynomial number of samples is required to secure the performance guarantee of our algorithm. Finally, we conduct simulation studies to evaluate the performance and demonstrate how to apply our algorithm to real-world applications.
Defining and Characterizing Reward Gaming
Authors: Joar Skalse, Nikolaus Howe, Dmitrii Krasheninnikov, David Krueger
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: We provide the first formal definition of \textbf{reward hacking}, a phenomenon where optimizing an imperfect proxy reward function, $\mathcal{\tilde{R}}$, leads to poor performance according to the true reward function, $\mathcal{R}$.  We say that a proxy is \textbf{unhackable} if increasing the expected proxy return can never decrease the expected true return.Intuitively, it might be possible to create an unhackable proxy by leaving some terms out of the reward function (making it ``narrower'') or overlooking fine-grained distinctions between roughly equivalent outcomes, but we show this is usually not the case.A key insight is that the linearity of reward (in state-action visit counts) makes unhackability a very strong condition. In particular, for the set of all stochastic policies, two reward functions can only be unhackable if one of them is constant.We thus turn our attention to deterministic policies and finite sets of stochastic policies, where non-trivial unhackable pairs always exist, and establish necessary and sufficient conditions for the existence of simplifications, an important special case of unhackability.Our results reveal a tension between using reward functions to specify narrow tasks and aligning AI systems with human values.
Learning Distinct and Representative Modes for Image Captioning
Authors: Qi Chen, Chaorui Deng, Qi Wu
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: Over the years, state-of-the-art (SoTA) image captioning methods have achieved promising results on some evaluation metrics (e.g., CIDEr). However, recent findings show that the captions generated by these methods tend to be biased toward the "average" caption that only captures the most general mode (a.k.a, language pattern) in the training corpus, i.e., the so-called mode collapse problem. Affected by it, the generated captions are limited in diversity and usually less informative than natural image descriptions made by humans. In this paper, we seek to avoid this problem by proposing a Discrete Mode Learning (DML) paradigm for image captioning. Our innovative idea is to explore the rich modes in the training caption corpus to learn a set of "mode embeddings", and further use them to control the mode of the generated captions for existing image captioning models. Specifically, the proposed DML optimizes a dual architecture that consists of an image-conditioned discrete variational autoencoder (CdVAE) branch and a mode-conditioned image captioning (MIC) branch. The CdVAE branch maps each image caption to one of the mode embeddings stored in a learned codebook, and is trained with a pure non-autoregressive generation objective to make the modes distinct and representative. The MIC branch can be simply modified from an existing image captioning model, where the mode embedding is added to the original word embeddings as the control signal. In the experiments, we apply the proposed DML to two widely used image captioning models, Transformer and AoANet. The results show that the learned mode embedding successfully facilitates these models to generate high-quality image captions with different modes, further leading to better performance for both diversity and quality on the MS COCO dataset.
Lifting the Information Ratio: An Information-Theoretic Analysis of Thompson Sampling for Contextual  Bandits
Authors: Gergely Neu, Iuliia Olkhovskaia, Matteo Papini, Ludovic Schwartz
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: We study the Bayesian regret of the renowned Thompson Sampling algorithm in contextual bandits with binary losses and adversarially-selected contexts. We adapt the information-theoretic perspective of Russo and Van Roy [2016] to the contextual setting by considering a lifted version of the information ratio defined in terms of the unknown model parameter instead of the optimal action or optimal policy as done in previous works on the same setting. This allows us to bound the regret in terms of the entropy of the prior distribution through a remarkably simple proof, and with no structural assumptions on the likelihood or the prior. The extension to priors with infinite entropy only requires a Lipschitz assumption on the log-likelihood. An interesting special case is that of logistic bandits with $d$-dimensional parameters, $K$ actions, and Lipschitz logits, for which we provide a $\tilde{O}(\sqrt{dKT})$ regret upper-bound that does not depend on the smallest slope of the sigmoid link function.
Is this the Right Neighborhood? Accurate and Query Efficient Model Agnostic Explanations
Authors: Amit Dhurandhar, Karthikeyan Natesan Ramamurthy, Karthikeyan Shanmugam
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: There have been multiple works that try to ascertain explanations for decisions of black box models on particular inputs by perturbing the input or by sampling around it, creating a neighborhood and then fitting a sparse (linear) model (e.g. LIME). Many of these methods are unstable and so more recent work tries to find stable or robust alternatives. However, stable solutions may not accurately represent the behavior of the model around the input. Thus, the question we ask in this paper is are we approximating the local boundary around the input accurately? In particular, are we sampling the right neighborhood so that a linear approximation of the black box is faithful to its true behavior around that input given that the black box can be highly non-linear (viz. deep relu network with many linear pieces). It is difficult to know the correct neighborhood width (or radius) as too small a width can lead to a bad condition number of the inverse covariance matrix of function fitting procedures resulting in unstable predictions, while too large a width may lead to accounting for multiple linear pieces and consequently a poor local approximation. We in this paper propose a simple approach that is robust across neighborhood widths in recovering faithful local explanations. In addition to a naive implementation of our approach which can still be accurate, we propose a novel adaptive neighborhood sampling scheme (ANS) that we formally show can be much more sample and query efficient. We then empirically evaluate our approach on  real data where our explanations are significantly more sample and query efficient than the competitors, while also being faithful and stable across different widths.
Object Scene Representation Transformer
Authors: Mehdi S. M. Sajjadi, Daniel Duckworth, Aravindh Mahendran, Sjoerd van Steenkiste, Filip Pavetic, Mario Lucic, Leonidas Guibas, Klaus Greff, Thomas Kipf
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: A compositional understanding of the world in terms of objects and their geometry in 3D space is considered a cornerstone of human cognition. Facilitating the learning of such a representation in neural networks holds promise for substantially improving labeled data efficiency. As a key step in this direction, we make progress on the problem of learning 3D-consistent decompositions of complex scenes into individual objects in an unsupervised fashion. We introduce Object Scene Representation Transformer (OSRT), a 3D-centric model in which individual object representations naturally emerge through novel view synthesis. OSRT scales to significantly more complex scenes with larger diversity of objects and backgrounds than existing methods. At the same time, it is multiple orders of magnitude faster at compositional rendering thanks to its light field parametrization and the novel Slot Mixer decoder. We believe this work will not only accelerate future architecture exploration and scaling efforts, but it will also serve as a useful tool for both object-centric as well as neural scene representation learning communities.
Data-Driven Conditional Robust Optimization
Authors: Abhilash Reddy Chenreddy, Nymisha Bandi, Erick Delage
Published in: Advances in Neural Information Processing Systems 35  (NeurIPS 2022) (Main Conference Track), 2022

Abstract: In this paper, we study a novel approach for data-driven decision-making under uncertainty in the presence of contextual information. Specifically, we solve this problem from a Conditional Robust Optimization (CRO) point of view. We propose an integrated framework that designs the conditional uncertainty set by jointly learning the partitions in the covariate data space and simultaneously constructing partition specific deep uncertainty sets for the random vector that perturbs the CRO problem. We also provide  theoretical guarantees for the coverage of the uncertainty sets and value at risk performances obtained using the proposed CRO approach. Finally, we use the simulated and real world data to show the implementation of our approach and compare it against two non-contextual benchmark approaches to demonstrate the value of exploiting contextual information in robust optimization.