mtybilly/Instruct2DS huggingface dataset:
Retrieval-enriched zero-shot image classification in low-resource domains
Authors: Nicola Dall′Asen, Yiming Wang, Enrico Fini, Elisa Ricci
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Low-resource domains, characterized by scarce data and annotations, present significant challenges for language and visual understanding tasks, with the latter much under-explored in the literature. Recent advancements in Vision-Language Models (VLM) have shown promising results in high-resource domains but fall short in low-resource concepts that are under-represented (e.g. only a handful of images per category) in the pre-training set. We tackle the challenging task of zero-shot low-resource image classification from a novel perspective. By leveraging a retrieval-based strategy, we achieve this in a training-free fashion. Specifically, our method, named CoRE (Combination of Retrieval Enrichment), enriches the representation of both query images and class prototypes by retrieving relevant textual information from large web-crawled databases. This retrieval-based enrichment significantly boosts classification performance by incorporating the broader contextual information relevant to the specific class. We validate our method on a newly established benchmark covering diverse low-resource domains, including medical imaging, rare plants, and circuits. Our experiments demonstrate that CoRE outperforms existing state-of-the-art methods that rely on synthetic data generation and model fine-tuning.
I-AM-G: Interest Augmented Multimodal Generator for Item Personalization
Authors: Xianquan Wang, Likang Wu, Shukang Yin, Zhi Li, Yanjiang Chen, Hufeng Hufeng, Yu Su, Qi Liu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The emergence of personalized generation has made it possible to create texts or images that meet the unique needs of users. Recent advances mainly focus on style or scene transfer based on given keywords. However, in e-commerce and recommender systems, it is almost an untouched area to explore user historical interactions, automatically mine user interests with semantic associations, and create item representations that closely align with user individual interests.In this paper, we propose a brand new framework called **I**nterest-**A**ugmented **M**ultimodal **G**enerator (**I-AM-G**). The framework first extracts tags from the multimodal information of items that the user has interacted with, and the most frequently occurred ones are extracted to rewrite the text description of the item. Then, the framework uses a decoupled text-to-text and image-to-image retriever to search for the top-$K$ similar item text and image embeddings from the item pool. Finally, the Attention module for user interests fuses the retrieved information in a cross-modal manner and further guides the personalized generation process in collaboration with the rewritten text.We conducted extensive and comprehensive experiments to demonstrate that our framework can effectively generate results aligned with user preferences, which potentially provides a new paradigm of **Rewrite and Retrieve** for personalized generation.
Twists, Humps, and Pebbles: Multilingual Speech Recognition Models Exhibit Gender Performance Gaps
Authors: Giuseppe Attanasio, Beatrice Savoldi, Dennis Fucci, Dirk Hovy
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Current automatic speech recognition (ASR) models are designed to be used across many languages and tasks without substantial changes. However, this broad language coverage hides performance gaps within languages, for example, across genders. Our study systematically evaluates the performance of two widely used multilingual ASR models on three datasets, encompassing 19 languages from eight language families and two speaking conditions. Our findings reveal clear gender disparities, with the advantaged group varying across languages and models. Surprisingly, those gaps are not explained by acoustic or lexical properties. However, probing internal model states reveals a correlation with gendered performance gap. That is, the easier it is to distinguish speaker gender in a language using probes, the more the gap reduces, favoring female speakers. Our results show that gender disparities persist even in state-of-the-art models. Our findings have implications for the improvement of multilingual ASR systems, underscoring the importance of accessibility to training data and nuanced evaluation to predict and mitigate gender gaps. We release all code and artifacts at https://github.com/g8a9/multilingual-asr-gender-gap.
Enhancing Language Model Alignment: A Confidence-Based Approach to Label Smoothing
Authors: Baihe Huang, Hiteshi Sharma, Yi Mao
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: In recent years, Large Language Models (LLMs) have demonstrated remarkable capabilities across various domains. Within the training pipeline of LLMs, the Reinforcement Learning with Human Feedback (RLHF) phase is crucial for aligning LLMs with human preferences and values. Label smoothing, a technique that replaces hard labels with soft labels, emerges as promising techniques to enhance RLHF training. Despite the benefits, the choice of label smoothing parameters often relies on heuristic approaches and lack theoretical understanding. This paper addresses the challenge of selecting the label smoothing parameter in a principled manner. We introduce Confidence Aware Label Smoothing (CALS), a method that iteratively updates the label smoothing parameter based on preference labels and model forecasts. Our theoretical analysis characterizes the optimal label smoothing parameter, demonstrates its dependence on the confidence level, and reveals its influence on training dynamics and equilibrium. Empirical evaluations on state-of-the-art alignment tasks show that CALS achieves competitive performance, highlighting its potential for improving alignment.
Contrastive Policy Gradient: Aligning LLMs on sequence-level scores in a supervised-friendly fashion
Authors: Yannis Flet-Berliac, Nathan Grinsztajn, Florian Strub, Eugene Choi, Bill Wu, Chris Cremer, Arash Ahmadian, Yash Chandak, Mohammad Gheshlaghi Azar, Olivier Pietquin, Matthieu Geist
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Reinforcement Learning (RL) has been used to finetune Large Language Models (LLMs) using a reward model trained from preference data, to better align with human judgment. The recently introduced direct alignment methods, which are often simpler, more stable, and computationally lighter, can more directly achieve this. However, these approaches cannot optimize arbitrary rewards, and the preference-based ones are not the only rewards of interest for LLMs (eg, unit tests for code generation or textual entailment for summarization, among others). RL-finetuning is usually done with a variation of policy gradient, which calls for on-policy or near-on-policy samples, requiring costly generations. We introduce *Contrastive Policy Gradient*, or CoPG, a simple and mathematically principled new RL algorithm that can estimate the optimal policy even from off-policy data. It can be seen as an off-policy policy gradient approach that does not rely on important sampling techniques and highlights the importance of using (the right) state baseline. We show this approach to generalize the direct alignment method IPO (identity preference optimization) and classic policy gradient. We experiment with the proposed CoPGon a toy bandit problem to illustrate its properties, as well as for finetuning LLMs on a summarization task, using a learned reward function considered as ground truth for the purpose of the experiments.
Show and Guide: Instructional-Plan Grounded Vision and Language Model
Authors: Diogo Glória-Silva, David Semedo, Joao Magalhaes
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Guiding users through complex procedural plans is an inherently multimodal task in which having visually illustrated plan steps is crucial to deliver an effective plan guidance. However, existing works on plan-following language models (LMs) often are not capable of multimodal input and output. In this work, we present MM-PlanLLM, the first multimodal LLM designed to assist users in executing instructional tasks by leveraging both textual plans and visual information. Specifically, we bring cross-modality through two key tasks: Conversational Video Moment Retrieval, where the model retrieves relevant step-video segments based on user queries, and Visually-Informed Step Generation, where the model generates the next step in a plan, conditioned on an image of the user`s current progress. MM-PlanLLM is trained using a novel multitask-multistage approach, designed to gradually expose the model to multimodal instructional-plans semantic layers, achieving strong performance on both multimodal and textual dialogue in a plan-grounded setting. Furthermore, we show that the model delivers cross-modal temporal and plan-structure representations aligned between textual plan steps and instructional video moments.
Beyond Turn-Based Interfaces: Synchronous LLMs as Full-Duplex Dialogue Agents
Authors: Bandhav Veluri, Benjamin N Peloquin, Bokai Yu, Hongyu Gong, Shyamnath Gollakota
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Despite broad interest in modeling spoken dialogue agents, most approaches are inherently “half-duplex” -- restricted to turn-based interaction with responses requiring explicit prompting by the user or implicit tracking of interruption or silence events. Human dialogue, by contrast, is “full-duplex” allowing for rich synchronicity in the form of quick and dynamic turn-taking, overlapping speech, and backchanneling. Technically, the challenge of achieving full-duplex dialogue with LLMs lies in modeling synchrony as pre-trained LLMs do not have a sense of “time”. To bridge this gap, we propose Synchronous LLMs for full-duplex spoken dialogue modeling. We design a novel mechanism to integrate time information into Llama3-8b so that they run synchronously with the real-world clock. We also introduce a training recipe that uses 212k hours of synthetic spoken dialogue data generated from text dialogue data to create a model that generates meaningful and natural spoken dialogue, with just 2k hours of real-world spoken dialogue data. Synchronous LLMs outperform state-of-the-art in dialogue meaningfulness while maintaining naturalness. Finally, we demonstrate the model`s ability to participate in full-duplex dialogue by simulating interaction between two agents trained on different datasets, while considering Internet-scale latencies of up to 240 ms.
QuBE: Question-based Belief Enhancement for Agentic LLM Reasoning
Authors: Minsoo Kim, Jongyoon Kim, Jihyuk Kim, Seung-won Hwang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Despite advancements in Large Language Models (LLMs), many complex tasks are not easily solved in a single inference step, requiring the use of agentic LLMs in interactive environments. However, agentic LLMs suffer from a phenomenon known as reasoning derailment, due to the indiscriminate incorporation of observations from partially observable environments. We introduce QuBE, a method that enhances agents' focus on task-relevant contexts, by constructing a belief state via question answering. We validate QuBE through experiments in two agentic LLM scenarios with partial observability: 1) a canonical interactive decision-making scenario using text-based game engines, and 2) an interactive retrieval-augmented generation (RAG) scenario using search engines. In the AlfWorld text-based game, QuBE outperforms established baselines by substantial margins, and in the search engine scenario, it achieves marked improvements on the BeIR zero-shot retrieval benchmark. The results demonstrate that QuBE significantly mitigates reasoning derailment, refining the decision-making process of LLM agents in partially observed environments.
CompAct: Compressing Retrieved Documents Actively for Question Answering
Authors: Chanwoong Yoon, Taewhoo Lee, Hyeon Hwang, Minbyul Jeong, Jaewoo Kang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Retrieval-augmented generation supports language models to strengthen their factual groundings by providing external contexts. However, language models often face challenges when given extensive information, diminishing their effectiveness in solving questions. Context compression tackles this issue by filtering out irrelevant information, but current methods still struggle in realistic scenarios where crucial information cannot be captured with a single-step approach. To overcome this limitation, we introduce CompAct, a novel framework that employs an active strategy to condense extensive documents without losing key information. Our experiments demonstrate that CompAct brings significant improvements in both performance and compression rate on multi-hop question-answering benchmarks. CompAct flexibly operates as a cost-efficient plug-in module with various off-the-shelf retrievers or readers, achieving exceptionally high compression rates (47x).
An Empirical Analysis on Spatial Reasoning Capabilities of Large Multimodal Models
Authors: Fatemeh Shiri, Xiao-Yu Guo, Mona Golestan Far, Xin Yu, Reza Haf, Yuan-Fang Li
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Multimodal Models (LMMs) have achieved strong performance across a range of vision and language tasks. However, their spatial reasoning capabilities are under-investigated. In this paper, we construct a novel VQA dataset, Spatial-MM, to comprehensively study LMMs' spatial understanding and reasoning capabilities. Our analyses on object-relationship and multi-hop reasoning reveal several important findings. Firstly, bounding boxes and scene graphs, even synthetic ones, can significantly enhance LMMs' spatial reasoning. Secondly, LMMs struggle more with questions posed from the human perspective than the camera perspective about the image. Thirdly, chain of thought (CoT) prompting does not improve model performance on complex multi-hop questions involving spatial relations. Moreover, spatial reasoning steps are much less accurate than non-spatial ones across MLLMs. Lastly, our perturbation analysis on GQA-spatial reveals that LMMs are much stronger at basic object detection than complex spatial reasoning. We believe our new benchmark dataset and in-depth analyses can spark further research on LMMs spatial reasoning.
Synthetic Knowledge Ingestion: Towards Knowledge Refinement and Injection for Enhancing Large Language Models
Authors: Jiaxin Zhang, Wendi Cui, Yiran Huang, Kamalika Das, Sricharan Kumar
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large language models (LLMs) are proficient in capturing factual knowledge across various domains. However, refining their capabilities on previously seen knowledge or integrating new knowledge from external sources remains a significant challenge. In this work, we propose a novel synthetic knowledge ingestion method called , which leverages fine-grained synthesis, interleaved generation, and assemble augmentation strategies to construct high-quality data representations from raw knowledge sources. We then integrate and its variations with three knowledge injection techniques: Retrieval Augmented Generation (RAG), Supervised Fine-tuning (SFT), and Continual Pre-training (CPT) to inject and refine knowledge in language models. Extensive empirical experiments are conducted on various question-answering tasks spanning finance, biomedicine, and open-generation domains to demonstrate that significantly outperforms baseline methods by facilitating effective knowledge injection. We believe that our work is an important step towards enhancing the factual accuracy of LLM outputs by refining knowledge representation and injection capabilities.
Local Contrastive Editing of Gender Stereotypes
Authors: Marlene Lutz, Rochelle Choenni, Markus Strohmaier, Anne Lauscher
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Stereotypical bias encoded in language models (LMs) poses a threat to safe language technology, yet our understanding of how bias manifests in the parameters of LMs remains incomplete. We introduce local contrastive editing that enables the localization and editing of a subset of weights in a target model in relation to a reference model. We deploy this approach to identify and modify subsets of weights that are associated with gender stereotypes in LMs. Through a series of experiments we demonstrate that local contrastive editing can precisely localize and control a small subset ($< 0.5%$) of weights that encode gender bias. Our work (i) advances our understanding of how stereotypical biases can manifest in the parameter space of LMs and (ii) opens up new avenues for developing parameter-efficient strategies for controlling model properties in a contrastive manner.
De-Identification of Sensitive Personal Data in Datasets Derived from IIT-CDIP
Authors: Stefan Larson, Nicole Cornehl Lima, Santiago Pedroza Diaz, Amogh Manoj Joshi, Siddharth Betala, Jamiu Tunde Suleiman, Yash Mathur, Kaushal Kumar Prajapati, Ramla Alakraa, Junjie Shen, Temi Okotore, Kevin Leach
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The IIT-CDIP document collection is the source of several widely used and publicly accessible document understanding datasets. In this paper, manual inspection of 5 datasets derived from IIT-CDIP uncovers the presence of thousands of instances of sensitive personal data, including US Social Security Numbers (SSNs), birth places and dates, and home addresses of individuals. The presence of such sensitive personal data in commonly-used and publicly available datasets is startling and has ethical and potentially legal implications; we believe such sensitive data ought to be removed from the internet. Thus, in this paper, we develop a modular data de-identification pipeline that replaces sensitive data with synthetic, but realistic, data. Via experiments, we demonstrate that this de-identification method preserves the utility of the de-identified documents so that they can continue be used in various document understanding applications. We will release redacted versions of these datasets publicly.
RAR: Retrieval-augmented retrieval for code generation in low resource languages
Authors: Avik Dutta, Mukul Singh, Gust Verbruggen, Sumit Gulwani, Vu Le
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Language models struggle in generating code for low-resource programming languages, since these are underrepresented in training data. Either examples or documentation are commonly used for improved code generation. We propose to use both types of information together and present retrieval augmented retrieval (RAR) as a two-step method for selecting relevant examples and documentation. Experiments on three low-resource languages (Power Query M, OfficeScript and Excel formulas) show that RAR outperforms independently example and grammar retrieval (+2.81--26.14%). Interestingly, we show that two-step retrieval selects better examples and documentation when used independently as well.
STAR: SocioTechnical Approach to Red Teaming Language Models
Authors: Laura Weidinger, John F J Mellor, Bernat Guillén Pegueroles, Nahema Marchal, Ravin Kumar, Kristian Lum, Canfer Akbulut, Mark Diaz, A. Stevie Bergman, Mikel D. Rodriguez, Verena Rieser, William Isaac
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.
Do great minds think alike? Investigating Human-AI Complementarity in Question Answering with CAIMIRA
Authors: Maharshi Gor, Hal Daumé Iii, Tianyi Zhou, Jordan Lee Boyd-Graber
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Recent advancements of large language models (LLMs)have led to claims of AI surpassing humansin natural language processing NLP tasks such as textual understanding and reasoning.%This work investigates these assertions by introducingCAIMIRA, a novel framework rooted in item response theory IRTthat enables quantitative assessment and comparison of problem-solving abilities inquestion-answering QA agents.%Through analysis of over 300,000 responses from ~ 70 AI systemsand 155 humans across thousands of quiz questions, CAIMIRA uncovers distinctproficiency patterns in knowledge domains and reasoning skills. %Humans outperform AI systems in knowledge-grounded abductive and conceptual reasoning,while state-of-the-art LLMs like GPT-4 Turbo and Llama-3-70B demonstrate superior performance ontargeted information retrieval and fact-based reasoning, particularly when information gapsare well-defined and addressable through pattern matching or data retrieval.%These findings identify key areas for future QA tasks and model development,highlighting the critical need for questions that not only challengehigher-order reasoning and scientific thinking, but also demand nuanced linguisticand cross-contextual application.
Memory-Efficient Fine-Tuning of Transformers via Token Selection
Authors: Antoine Simoulin, Namyong Park, Xiaoyi Liu, Grey Yang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Fine-tuning provides an effective means to specialize pre-trained models for various downstream tasks. However, fine-tuning often incurs high memory overhead, especially for large transformer-based models, such as LLMs. While existing methods may reduce certain parts of the memory required for fine-tuning, they still require caching all intermediate activations computed in the forward pass to update weights during the backward pass. In this work, we develop TokenTune, a method to reduce memory usage, specifically the memory to store intermediate activations, in the fine-tuning of transformer-based models. During the backward pass, TokenTune approximates the gradient computation by backpropagating through just a subset of input tokens. Thus, with TokenTune, only a subset of intermediate activations are cached during the forward pass. Also, TokenTune can be easily combined with existing methods like LoRA, further reducing the memory cost. We evaluate our approach on pre-trained transformer models with up to billions of parameters, considering the performance on multiple downstream tasks such as text classification and question answering in a few-shot learning setup. Overall, TokenTune achieves performance on par with full fine-tuning or representative memory-efficient fine-tuning methods, while greatly reducing the memory footprint, especially when combined with other methods with complementary memory reduction mechanisms. We hope that our approach will facilitate the fine-tuning of large transformers, in specializing them for specific domains or co-training them with other neural components from a larger system. Our code is available at https://github.com/facebookresearch/tokentune.
Unveiling the mystery of visual attributes of concrete and abstract concepts: Variability, nearest neighbors, and challenging categories
Authors: Tarun Tater, Sabine Schulte Im Walde, Diego Frassinelli
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The visual representation of a concept varies significantly depending on its meaning and the context where it occurs; this poses multiple challenges both for vision and multimodal models. Our study focuses on concreteness, a well-researched lexical-semantic variable, using it as a case study to examine the variability in visual representations. We rely on images associated with approximately 1,000 abstract and concrete concepts extracted from two different datasets: Bing and YFCC. Our goals are: (i) evaluate whether visual diversity in the depiction of concepts can reliably distinguish between concrete and abstract concepts; (ii) analyze the variability of visual features across multiple images of the same concept through a nearest neighbor analysis; and (iii) identify challenging factors contributing to this variability by categorizing and annotating images. Our findings indicate that for classifying images of abstract versus concrete concepts, a combination of basic visual features such as color and texture is more effective than features extracted by more complex models like Vision Transformer (ViT). However, ViTs show better performances in the nearest neighbor analysis, emphasizing the need for a careful selection of visual features when analyzing conceptual variables through modalities other than text.
Evaluating Large Language Models on Time Series Feature Understanding: A Comprehensive Taxonomy and Benchmark
Authors: Elizabeth Fons, Rachneet Kaur, Soham Palande, Zhen Zeng, Tucker Balch, Manuela Veloso, Svitlana Vyetrenko
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Language Models (LLMs) offer the potential for automatic time series analysis and reporting, which is a critical task across many domains, spanning healthcare, finance, climate, energy, and many more. In this paper, we propose a framework for rigorously evaluating the capabilities of LLMs on time series understanding, encompassing both univariate and multivariate forms. We introduce a comprehensive taxonomy of time series features, a critical framework that delineates various characteristics inherent in time series data. Leveraging this taxonomy, we have systematically designed and synthesized a diverse dataset of time series, embodying the different outlined features, each accompanied by textual descriptions. This dataset acts as a solid foundation for assessing the proficiency of LLMs in comprehending time series. Our experiments shed light on the strengths and limitations of state-of-the-art LLMs in time series understanding, revealing which features these models readily comprehend effectively and where they falter. In addition, we uncover the sensitivity of LLMs to factors including the formatting of the data, the position of points queried within a series and the overall time series length.
Can LLMs Learn Uncertainty on Their Own? Expressing Uncertainty Effectively in A Self-Training Manner
Authors: Shudong Liu, Zhaocong Li, Xuebo Liu, Runzhe Zhan, Derek F. Wong, Lidia S. Chao, Min Zhang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large language models (LLMs) often exhibit excessive, random, and uninformative uncertainty, rendering them unsuitable for decision-making in human-computer interactions. In this paper, we aim to instigate a heightened awareness of self-uncertainty in LLMs, enabling them to express uncertainty more effectively. To accomplish this, we propose an uncertainty-aware instruction tuning (UaIT) method, aligning LLMs' perception with the probabilistic uncertainty of the generation. We conducted experiments using LLaMA2 and Mistral on multiple free-form QA tasks. Experimental results revealed a surprising 45.2% improvement in the effectiveness of uncertainty expression by LLMs, accompanied by reasonably good out-of-domain generalization capabilities. Moreover, this uncertainty expression can serve as a valuable real-time basis for human decision-making, e.g., retrieving external documents and incorporating stronger LLMs.
Preference-Guided Reflective Sampling for Aligning Language Models
Authors: Hai Ye, Hwee Tou Ng
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Iterative data generation and model re-training can effectively align large language models (LLMs) to human preferences. The process of data sampling is crucial, as it significantly influences the success of policy improvement. Repeated random sampling is a widely used method that independently queries the model multiple times to generate outputs. In this work, we propose a more effective sampling method, named Preference-Guided Reflective Sampling (PRS). Unlike random sampling, PRS employs a tree-based generation framework to enable more efficient sampling. It leverages adaptive self-refinement techniques to better explore the sampling space. By specifying user preferences in natural language, PRS can further optimize response generation according to these preferences. As a result, PRS can align models to diverse user preferences. Our experiments demonstrate that PRS generates higher-quality responses with significantly higher rewards. On AlpacaEval and Arena-Hard, PRS substantially outperforms repeated random sampling in best-of-$N$ sampling. Moreover, PRS shows strong performance when applied in iterative offline RL training.
Metrics for What, Metrics for Whom: Assessing Actionability of Bias Evaluation Metrics in NLP
Authors: Pieter Delobelle, Giuseppe Attanasio, Debora Nozza, Su Lin Blodgett, Zeerak Talat
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: This paper introduces the concept of actionability in the context of bias measures in natural language processing (NLP). We define actionability as the degree to which a measure`s results enable informed action and propose a set of desiderata for assessing it. Building on existing frameworks such as measurement modeling, we argue that actionability is a crucial aspect of bias measures that has been largely overlooked in the literature.We conduct a comprehensive review of 146 papers proposing bias measures in NLP, examining whether and how they provide the information required for actionable results. Our findings reveal that many key elements of actionability, including a measure`s intended use and reliability assessment, are often unclear or entirely absent.This study highlights a significant gap in the current approach to developing and reporting bias measures in NLP. We argue that this lack of clarity may impede the effective implementation and utilization of these measures. To address this issue, we offer recommendations for more comprehensive and actionable metric development and reporting practices in NLP bias research.
Is this the real life? Is this just fantasy? The Misleading Success of Simulating Social Interactions With LLMs
Authors: Xuhui Zhou, Zhe Su, Tiwalayo Eisape, Hyunwoo Kim, Maarten Sap
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Recent advances in large language models (LLM) have enabled richer social simulations, allowing for the study of various social phenomena. However, most recent work has used a more omniscient perspective on these simulations (e.g., single LLM to generate all interlocutors), which is fundamentally at odds with the non-omniscient, information asymmetric interactions that involve humans and AI agents in the real world. To examine these differences, we develop an evaluation framework to simulate social interactions with LLMs in various settings (omniscient, non-omniscient). Our experiments show that LLMs perform better in unrealistic, omniscient simulation settings but struggle in ones that more accurately reflect real-world conditions with information asymmetry. Moreover, we illustrate the limitations inherent in learning from omniscient simulations. Our findings indicate that addressing information asymmetry remains a fundamental challenge for LLM-based agents.
A Simple LLM Framework for Long-Range Video Question-Answering
Authors: Ce Zhang, Taixi Lu, Md Mohaiminul Islam, Ziyang Wang, Shoubin Yu, Mohit Bansal, Gedas Bertasius
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: We present LLoVi, a simple yet effective **L**anguage-based **Lo**ng-range **Vi**deo question-answering (LVQA) framework. Our method decomposes the short- and long-range modeling aspects of LVQA into two stages. First, we use a short-term visual captioner to generate textual descriptions of short video clips (0.5-8 seconds in length) densely sampled from a long input video. Afterward, an LLM aggregates the densely extracted short-term captions to answer a given question. Furthermore, we propose a novel multi-round summarization prompt that asks the LLM first to summarize the noisy short-term visual captions and then answer a given input question. To analyze what makes our simple framework so effective, we thoroughly evaluate various components of our framework. Our empirical analysis reveals that the choice of the visual captioner and LLM is critical for good LVQA performance. The proposed multi-round summarization prompt also leads to a significant LVQA performance boost. Our method achieves the best-reported results on the EgoSchema dataset, best known for very long-form video question-answering. LLoVi also outperforms the previous state-of-the-art by **10.2%** and **6.2%** on NExT-QA and IntentQA for LVQA. Finally, we extend LLoVi to grounded VideoQA, which requires both QA and temporal localization, and show that it outperforms all prior methods on NExT-GQA. Code is available at https://github.com/CeeZh/LLoVi.
Rebuilding ROME : Resolving Model Collapse during Sequential Model Editing
Authors: Akshat Gupta, Sidharth Baskaran, Gopala Anumanchipalli
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Recent work using Rank-One Model Editing (ROME), a popular model editing method, has shown that there are certain facts that the algorithm is unable to edit without breaking the model. Such edits have previously been called disabling edits. These disabling edits cause immediate model collapse and limits the use of ROME for sequential editing. In this paper, we show that disabling edits are an artifact of irregularities in the implementation of ROME. With this paper, we provide a more stable implementation ROME, which we call r-ROME and show that model collapse is no longer observed when making large scale sequential edits with r-ROME, while further improving generalization and locality of model editing compared to the original implementation of ROME. We also provide a detailed mathematical explanation of the reason behind disabling edits.
Casablanca: Data and Models for Multidialectal Arabic Speech Recognition
Authors: Bashar Talafha, Karima Kadaoui, Samar Mohamed Magdy, Mariem Habiboullah, Chafei Mohamed Chafei, Ahmed Oumar El-Shangiti, Hiba Zayed, Mohamedou Cheikh Tourad, Rahaf Alhamouri, Rwaa Assi, Aisha Alraeesi, Hour Mohamed, Fakhraddin Alwajih, Abdelrahman Mohamed, Abdellah El Mekki, El Moatez Billah Nagoudi, Benelhadj Djelloul Mama Saadia, Hamzah A. Alsayadi, Walid Al-Dhabyani, Sara Shatnawi, Yasir Ech-chammakhy, Amal Makouar, Yousra Berrachedi, Mustafa Jarrar, Shady Shehata, Ismail Berrada, Muhammad Abdul-Mageed
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: In spite of the recent progress in speech processing, the majority of world languages and dialects remain uncovered. This situation only furthers an already wide technological divide, thereby hindering technological and socioeconomic inclusion. This challenge is largely due to the absence of datasets that can empower diverse speech systems. In this paper, we seek to mitigate this obstacle for a number of Arabic dialects by presenting Casablanca, a large-scale community-driven effort to collect and transcribe a multi-dialectal Arabic dataset. The dataset covers eight dialects: Algerian, Egyptian, Emirati, Jordanian, Mauritanian, Moroccan, Palestinian, and Yemeni, and includes annotations for transcription, gender, dialect, and code-switching. We also develop a number of strong baselines exploiting Casablanca. The project page for Casablanca is accessible at: www.dlnlp.ai/speech/casablanca.
Safety Arithmetic: A Framework for Test-time Safety Alignment of Language Models by Steering Parameters and Activations
Authors: Rima Hazra, Sayan Layek, Somnath Banerjee, Soujanya Poria
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Ensuring the safe alignment of large language models (LLMs) with human values is critical as they become integral to applications like translation and question answering. Current alignment methods struggle with dynamic user intentions and complex objectives, making models vulnerable to generating harmful content. We propose Safety Arithmetic, a training-free framework enhancing LLM safety across different scenarios: Base models, Supervised fine-tuned models (SFT), and Edited models. Safety Arithmetic involves Harm Direction Removal to avoid harmful content and Safety Alignment to promote safe responses. Additionally, we present NoIntentEdit, a dataset highlighting edit instances that could compromise model safety if used unintentionally. Our experiments show that Safety Arithmetic significantly improves safety measures, reduces over-safety, and maintains model utility, outperforming existing methods in ensuring safe content generation.
Communicating with Speakers and Listeners of Different Pragmatic Levels
Authors: Kata Naszadi, Frans A Oliehoek, Christof Monz
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: This paper explores the impact of variable pragmatic competence on communicative success through simulating language learning and conversing between speakers and listeners with different levels of reasoning abilities. Through studying this interaction, we hypothesize that matching levels of reasoning between communication partners would create a more beneficial environment for communicative success and language learning. Our research findings indicate that learning from more explicit, literal language is advantageous, irrespective of the learner`s level of pragmatic competence. Furthermore, we find that integrating pragmatic reasoning during language learning, not just during evaluation, significantly enhances overall communication performance. This paper provides key insights into the importance of aligning reasoning levels and incorporating pragmatic reasoning in optimizing communicative interactions.
RECANTFormer: Referring Expression Comprehension with Varying Numbers of Targets
Authors: Bhathiya Hemanthage, Hakan Bilen, Phil Bartie, Christian Dondrup, Oliver Lemon
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The Generalized Referring Expression Comprehension (GREC) task extends classic REC by generating image bounding boxes for objects referred to in natural language expressions, which may indicate zero, one, or multiple targets. This generalization enhances the practicality of REC models for diverse real-world applications. However, the presence of varying numbers of targets in samples makes GREC a more complex task, both in terms of training supervision and final prediction selection strategy. Addressing these challenges, we introduce RECANTFormer, a one-stage method for GREC that combines a decoder-free (encoder-only) transformer architecture with DETR-like Hungarian matching. Our approach consistently outperforms baselines by significant margins in three GREC datasets.
Sprout: Green Generative AI with Carbon-Efficient LLM Inference
Authors: Baolin Li, Yankai Jiang, Vijay Gadepally, Devesh Tiwari
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The rapid advancement of generative AI has heightened environmental concerns, particularly regarding carbon emissions. Our framework, Sprout, addresses these challenges by reducing the carbon footprint of inference in large language models (LLMs). Sprout introduces “generation directives” to guide the autoregressive generation process, achieving a balance between ecological sustainability and high-quality outputs. By employing a strategic optimizer for directive assignment and a novel offline quality evaluator, Sprout reduces the carbon footprint of generative LLM inference by over 40% in real-world evaluations, using the Llama model and global electricity grid data. This work is crucial as the rising interest in inference time compute scaling laws amplifies environmental concerns, emphasizing the need for eco-friendly AI solutions.
Do LLMs Plan Like Human Writers? Comparing Journalist Coverage of Press Releases with LLMs
Authors: Alexander Spangher, Nanyun Peng, Sebastian Gehrmann, Mark Dredze
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Journalists engage in multiple steps in the news writing process that depend on human creativity, like exploring different “angles” (i.e. the specific perspectives a reporter takes). These can potentially be aided by large language models (LLMs). By affecting planning decisions, such interventions can have an outsize impact on creative output. We advocate a careful approach to evaluating these interventions to ensure alignment with human values.In a case study of journalistic coverage of press releases, we assemble a large dataset of 250k press releases and 650k articles covering them. We develop methods to identify news articles that _challenge and contextualize_ press releases. Finally, we evaluate suggestions made by LLMs for these articles and compare these with decisions made by human journalists. Our findings are three-fold: (1) Human-written news articles that challenge and contextualize press releases more take more creative angles and use more informational sources. (2) LLMs align better with humans when recommending angles, compared with informational sources. (3) Both the angles and sources LLMs suggest are significantly less creative than humans.
T-FREE: Subword Tokenizer-Free Generative LLMs via Sparse Representations for Memory-Efficient Embeddings
Authors: Björn Deiseroth, Manuel Brack, Patrick Schramowski, Kristian Kersting, Samuel Weinbach
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Tokenizers are crucial for encoding information in Large Language Models, but their development has recently stagnated, and they contain inherent weaknesses. Major limitations include computational overhead, ineffective vocabulary use, and unnecessarily large embedding and head layers. Additionally, their performance is biased towards a reference corpus, leading to reduced effectiveness for underrepresented languages.To remedy these issues, we propose T-Free, which directly embeds words through sparse activation patterns over character triplets and does not require a reference corpus. T-Free inherently exploits morphological similarities and allows for strong compression of embedding layers. In our exhaustive experimental evaluation, we achieve competitive downstream performance with a parameter reduction of more than 85% on these layers. Further, T-Free shows significant improvements in cross-lingual transfer learning.
SpeechQE: Estimating the Quality of Direct Speech Translation
Authors: HyoJung Han, Kevin Duh, Marine Carpuat
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Recent advances in automatic quality estimation for machine translation have exclusively focused on written language, leaving the speech modality underexplored. In this work, we formulate the task of quality estimation for speech translation (SpeechQE), construct a benchmark, and evaluate a family of systems based on cascaded and end-to-end architectures. In this process, we introduce a novel end-to-end system leveraging pre-trained text LLM. Results suggest that end-to-end approaches are better suited to estimating the quality of direct speech translation than using quality estimation systems designed for text in cascaded systems. More broadly, we argue that quality estimation of speech translation needs to be studied as a separate problem from that of text, and release our [data and models](https://github.com/h-j-han/SpeechQE) to guide further research in this space.
Assessing and Verifying Task Utility in LLM-Powered Applications
Authors: Negar Arabzadeh, Siqing Huo, Nikhil Mehta, Qingyun Wu, Chi Wang, Ahmed Hassan Awadallah, Charles L. A. Clarke, Julia Kiseleva
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The rapid development of Large Language Models (LLMs) has led to a surge in applications that facilitate collaboration among multiple agents, assisting humans in their daily tasks. However, a significant gap remains in assessing to what extent LLM-powered applications genuinely enhance user experience and task execution efficiency. This highlights the need to verify utility of LLM-powered applications, particularly by ensuring alignment between the application`s functionality and end-user needs. We introduce AgentEval, a novel framework designed to simplify the utility verification process by automatically proposing a set of criteria tailored to the unique purpose of any given application. This allows for a comprehensive assessment, quantifying the utility of an application against the suggested criteria. We present a comprehensive analysis of the effectiveness and robustness of AgentEval for two open source datasets including Math Problem solving and ALFWorld House-hold related tasks. For reproducibility purposes, we make the data, code and all the logs publicly available at https://github.com/Narabzad/AgentEval