mtybilly/Instruct2DS huggingface dataset:
FedTherapist: Mental Health Monitoring with User-Generated Linguistic Expressions on Smartphones via Federated Learning
Authors: Jaemin Shin, Hyungjun Yoon, Seungjoo Lee, Sungjoon Park, Yunxin Liu, Jinho Choi, Sung-Ju Lee
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Psychiatrists diagnose mental disorders via the linguistic use of patients. Still, due to data privacy, existing passive mental health monitoring systems use alternative features such as activity, app usage, and location via mobile devices. We propose FedTherapist, a mobile mental health monitoring system that utilizes continuous speech and keyboard input in a privacy-preserving way via federated learning. We explore multiple model designs by comparing their performance and overhead for FedTherapist to overcome the complex nature of on-device language model training on smartphones. We further propose a Context-Aware Language Learning (CALL) methodology to effectively utilize smartphones' large and noisy text for mental health signal sensing. Our IRB-approved evaluation of the prediction of self-reported depression, stress, anxiety, and mood from 46 participants shows higher accuracy of FedTherapist compared with the performance with non-language features, achieving 0.15 AUROC improvement and 8.21% MAE reduction.
Visually-Situated Natural Language Understanding with Contrastive Reading Model and Frozen Large Language Models
Authors: Geewook Kim, Hodong Lee, Daehee Kim, Haeji Jung, Sanghee Park, Yoonsik Kim, Sangdoo Yun, Taeho Kil, Bado Lee, Seunghyun Park
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Recent advances in Large Language Models (LLMs) have stimulated a surge of research aimed at extending their applications to the visual domain. While these models exhibit promise in generating abstract image captions and facilitating natural conversations, their performance on text-rich images still requires improvement. In this paper, we introduce Contrastive Reading Model (Cream), a novel neural architecture designed to enhance the language-image understanding capability of LLMs by capturing intricate details that are often overlooked in existing methods. Cream combines vision and auxiliary encoders, fortified by a contrastive feature alignment technique, to achieve a more effective comprehension of language information in visually situated contexts within the images. Our approach bridges the gap between vision and language understanding, paving the way for the development of more sophisticated Document Intelligence Assistants. Through rigorous evaluations across diverse visually-situated language understanding tasks that demand reasoning capabilities, we demonstrate the compelling performance of Cream, positioning it as a prominent model in the field of visual document understanding. We provide our codebase and newly-generated datasets at https://github.com/naver-ai/cream.
Continual Learning for Multilingual Neural Machine Translation via Dual Importance-based Model Division
Authors: Junpeng Liu, Kaiyu Huang, Hao Yu, Jiuyi Li, Jinsong Su, Degen Huang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: A persistent goal of multilingual neural machine translation (MNMT) is to continually adapt the model to support new language pairs or improve some current language pairs without accessing the previous training data. To achieve this, the existing methods primarily focus on preventing catastrophic forgetting by making compromises between the original and new language pairs, leading to sub-optimal performance on both translation tasks. To mitigate this problem, we propose a dual importance-based model division method to divide the model parameters into two parts and separately model the translation of the original and new tasks. Specifically, we first remove the parameters that are negligible to the original tasks but essential to the new tasks to obtain a pruned model, which is responsible for the original translation tasks. Then we expand the pruned model with external parameters and fine-tune the newly added parameters with new training data. The whole fine-tuned model will be used for the new translation tasks. Experimental results show that our method can efficiently adapt the original model to various new translation tasks while retaining the performance of the original tasks. Further analyses demonstrate that our method consistently outperforms several strong baselines under different incremental translation scenarios.
SimCSE++: Improving Contrastive Learning for Sentence Embeddings from Two Perspectives
Authors: Jiahao Xu, Wei Shao, Lihui Chen, Lemao Liu
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: This paper improves contrastive learning for sentence embeddings from two perspectives: handling dropout noise and addressing feature corruption. Specifically, for the first perspective, we identify that the dropout noise from negative pairs affects the model`s performance. Therefore, we propose a simple yet effective method to deal with such type of noise. Secondly, we pinpoint the rank bottleneck of current solutions to feature corruption and propose a dimension-wise contrastive learning objective to address this issue. Both proposed methods are generic and can be applied to any contrastive learning based models for sentence embeddings. Experimental results on standard benchmarks demonstrate that combining both proposed methods leads to a gain of 1.8 points compared to the strong baseline SimCSE configured with BERT base. Furthermore, applying the proposed method to DiffCSE, another strong contrastive learning based baseline, results in a gain of 1.4 points.
Unlearn What You Want to Forget: Efficient Unlearning for LLMs
Authors: Jiaao Chen, Diyi Yang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Large language models (LLMs) have achieved significant progress from pre-training on and memorizing a wide range of textual data, however, this process might suffer from privacy issues and violations of data protection regulations. As a result, the ability to easily remove data related to individual users from such models while not deteriorating their predictive quality after the removal becomes increasingly important. To address these issues, in this work, we propose an efficient unlearning framework that could efficiently update LLMs without having to retrain the whole model after data removals, by introducing lightweight unlearning layers learned with a selective teacher-student objective into the transformers. In addition, we introduce a fusion mechanism to effectively combine different unlearning layers that learns to forget different sets of data to handle a sequence of forgetting operations. Experiments on classification and generation tasks demonstrate the effectiveness of our proposed methods compared to the state-of-the-art baselines.
Simplicity Level Estimate (SLE): A Learned Reference-Less Metric for Sentence Simplification
Authors: Liam Cripwell, Joël Legrand, Claire Gardent
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Automatic evaluation for sentence simplification remains a challenging problem. Most popular evaluation metrics require multiple high-quality references -- something not readily available for simplification -- which makes it difficult to test performance on unseen domains. Furthermore, most existing metrics conflate simplicity with correlated attributes such as fluency or meaning preservation. We propose a new learned evaluation metric --- SLE --- which focuses on simplicity, outperforming almost all existing metrics in terms of correlation with human judgements.
Precedent-Enhanced Legal Judgment Prediction with LLM and Domain-Model Collaboration
Authors: Yiquan Wu, Siying Zhou, Yifei Liu, Weiming Lu, Xiaozhong Liu, Yating Zhang, Changlong Sun, Fei Wu, Kun Kuang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Legal Judgment Prediction (LJP) has become an increasingly crucial task in Legal AI, i.e., predicting the judgment of the case in terms of case fact description. Precedents are the previous legal cases with similar facts, which are the basis for the judgment of the subsequent case in national legal systems. Thus, it is worthwhile to explore the utilization of precedents in the LJP. Recent advances in deep learning have enabled a variety of techniques to be used to solve the LJP task. These can be broken down into two categories: large language models (LLMs) and domain-specific models. LLMs are capable of interpreting and generating complex natural language, while domain models are efficient in learning task-specific information. In this paper, we propose the precedent-enhanced LJP framework (PLJP) -- a system that leverages the strength of both LLM and domain models in the context of precedents. Specifically, the domain models are designed to provide candidate labels and find the proper precedents efficiently, and the large models will make the final prediction with an in-context precedents comprehension. Experiments on the real-world dataset demonstrate the effectiveness of our PLJP. Moreover, our work shows a promising direction for LLM and domain-model collaboration that can be generalized to other vertical domains.
FActScore: Fine-grained Atomic Evaluation of Factual Precision in Long Form Text Generation
Authors: Sewon Min, Kalpesh Krishna, Xinxi Lyu, Mike Lewis, Wen-tau Yih, Pang Koh, Mohit Iyyer, Luke Zettlemoyer, Hannaneh Hajishirzi
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Evaluating the factuality of long-form text generated by large language models (LMs) is non-trivial because (1) generations often contain a mixture of supported and unsupported pieces of information, making binary judgments of quality inadequate, and (2) human evaluation is time-consuming and costly. In this paper, we introduce FACTSCORE, a new evaluation that breaks a generation into a series of atomic facts and computes the percentage of atomic facts supported by a reliable knowledge source. We conduct an extensive human evaluation to obtain FACTSCOREs of people biographies generated by several state-of-the-art commercial LMs---InstructGPT, ChatGPT, and the retrieval-augmented PerplexityAI---and report new analysis demonstrating the need for such a fine-grained score (e.g., ChatGPT only achieves 58%). Since human evaluation is costly, we also introduce an automated model that estimates FACTSCORE using retrieval and a strong language model, with less than a 2% error rate. Finally, we use this automated metric to evaluate 6,500 generations from a new set of 13 recent LMs that would have cost \$26K if evaluated by humans, with various findings: GPT-4 and ChatGPT are more factual than public models, and Vicuna and Alpaca are some of the best public models. FACTSCORE is available for public use via \textquoteleftpip install factscore\textquoteleft.
Calc-X and Calcformers: Empowering Arithmetical Chain-of-Thought through Interaction with Symbolic Systems
Authors: Marek Kadlčík, Michal Štefánik, Ondrej Sotolar, Vlastimil Martinek
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Despite outstanding performance in many tasks, language models are notoriously inclined to make factual errors in tasks requiring arithmetic computation. We address this deficiency by creating Calc-X, a collection of datasets that demonstrates the appropriate use of a calculator in reasoning chains. Calc-X is suitable for teaching language models to offload computations to a symbolic system. We survey and unify several existing chain-of-thought datasets into a proposed format, resulting in a standard collection of over 300,000 samples requiring arithmetic reasoning. Finally, we use the new Calc-X collection to train open-source calculator-using models and show that these models approximately double the accuracy of generating correct results compared to vanilla language model baselines.
CoF-CoT: Enhancing Large Language Models with Coarse-to-Fine Chain-of-Thought Prompting for Multi-domain NLU Tasks
Authors: Hoang Nguyen, Ye Liu, Chenwei Zhang, Tao Zhang, Philip Yu
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: While Chain-of-Thought prompting is popular in reasoning tasks, its application to Large Language Models (LLMs) in Natural Language Understanding (NLU) is under-explored. Motivated by multi-step reasoning of LLMs, we propose Coarse-to-Fine Chain-of-Thought (CoF-CoT) approach that breaks down NLU tasks into multiple reasoning steps where LLMs can learn to acquire and leverage essential concepts to solve tasks from different granularities. Moreover, we propose leveraging semantic-based Abstract Meaning Representation (AMR) structured knowledge as an intermediate step to capture the nuances and diverse structures of utterances, and to understand connections between their varying levels of granularity. Our proposed approach is demonstrated effective in assisting the LLMs adapt to the multi-grained NLU tasks under both zero-shot and few-shot multi-domain settings.
When Language Models Fall in Love: Animacy Processing in Transformer Language Models
Authors: Michael Hanna, Yonatan Belinkov, Sandro Pezzelle
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Animacy---whether an entity is alive and sentient---is fundamental to cognitive processing, impacting areas such as memory, vision, and language. However, animacy is not always expressed directly in language: in English it often manifests indirectly, in the form of selectional constraints on verbs and adjectives. This poses a potential issue for transformer language models (LMs): they often train only on text, and thus lack access to extralinguistic information from which humans learn about animacy. We ask: how does this impact LMs' animacy processing---do they still behave as humans do? We answer this question using open-source LMs. Like previous studies, we find that LMs behave much like humans when presented with entities whose animacy is typical. However, we also show that even when presented with stories about atypically animate entities, such as a peanut in love, LMs adapt: they treat these entities as animate, though they do not adapt as well as humans. Even when the context indicating atypical animacy is very short, LMs pick up on subtle clues and change their behavior. We conclude that despite the limited signal through which LMs can learn about animacy, they are indeed sensitive to the relevant lexical semantic nuances available in English.
Improving Unsupervised Relation Extraction by Augmenting Diverse Sentence Pairs
Authors: Qing Wang, Kang Zhou, Qiao Qiao, Yuepei Li, Qi Li
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Unsupervised relation extraction (URE) aims to extract relations between named entities from raw text without requiring manual annotations or pre-existing knowledge bases. In recent studies of URE, researchers put a notable emphasis on contrastive learning strategies for acquiring relation representations. However, these studies often overlook two important aspects: the inclusion of diverse positive pairs for contrastive learning and the exploration of appropriate loss functions. In this paper, we propose AugURE with both within-sentence pairs augmentation and augmentation through cross-sentence pairs extraction to increase the diversity of positive pairs and strengthen the discriminative power of contrastive learning. We also identify the limitation of noise-contrastive estimation (NCE) loss for relation representation learning and propose to apply margin loss for sentence pairs. Experiments on NYT-FB and TACRED datasets demonstrate that the proposed relation representation learning and a simple K-Means clustering achieves state-of-the-art performance.
Paraphrase Types for Generation and Detection
Authors: Jan Philip Wahle, Bela Gipp, Terry Ruas
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Current approaches in paraphrase generation and detection heavily rely on a single general similarity score, ignoring the intricate linguistic properties of language. This paper introduces two new tasks to address this shortcoming by considering paraphrase types - specific linguistic perturbations at particular text positions. We name these tasks Paraphrase Type Generation and Paraphrase Type Detection. Our results suggest that while current techniques perform well in a binary classification scenario, i.e., paraphrased or not, the inclusion of fine-grained paraphrase types poses a significant challenge. While most approaches are good at generating and detecting general semantic similar content, they fail to understand the intrinsic linguistic variables they manipulate. Models trained in generating and identifying paraphrase types also show improvements in tasks without them. In addition, scaling these models further improves their ability to understand paraphrase types. We believe paraphrase types can unlock a new paradigm for developing paraphrase models and solving tasks in the future.
Target-to-Source Augmentation for Aspect Sentiment Triplet Extraction
Authors: Yice Zhang, Yifan Yang, Meng Li, Bin Liang, Shiwei Chen, Ruifeng Xu
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Aspect Sentiment Triplet Extraction (ASTE) is an important task in sentiment analysis, aiming to extract aspect-level opinions and sentiments from user-generated reviews. The fine-grained nature of ASTE incurs a high annotation cost, while the scarcity of annotated data limits the performance of existing methods. This paper exploits data augmentation to address this issue. Traditional augmentation methods typically modify the input sentences of existing samples via heuristic rules or language models, which have shown success in text classification tasks. However, applying these methods to fine-grained tasks like ASTE poses challenges in generating diverse augmented samples while maintaining alignment between modified sentences and origin labels. Therefore, this paper proposes a target-to-source augmentation approach for ASTE. Our approach focuses on learning a generator that can directly generate new sentences based on labels and syntactic templates. With this generator, we can generate a substantial number of diverse augmented samples by mixing labels and syntactic templates from different samples. Besides, to ensure the quality of the generated sentence, we introduce fluency and alignment discriminators to provide feedback on the generated sentence and then use this feedback to optimize the generator via a reinforcement learning framework. Experiments demonstrate that our approach significantly enhances the performance of existing ASTE models.
PAC-tuning: Fine-tuning Pre-trained Language Models with PAC-driven Perturbed Gradient Descent
Authors: Guangliang Liu, Zhiyu Xue, Xitong Zhang, Kristen Johnson, Rongrong Wang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Fine-tuning pretrained language models (PLMs) for downstream tasks is a large-scale optimization problem, in which the choice of the training algorithm critically determines how well the trained model can generalize to unseen test data, especially in the context of few-shot learning. To achieve good generalization performance and avoid overfitting, techniques such as data augmentation and pruning are often applied. However, adding these regularizations necessitates heavy tuning of the hyperparameters of optimization algorithms, such as the popular Adam optimizer. In this paper, we propose a two-stage fine-tuning method, PAC-tuning, to address this optimization challenge. First, based on PAC-Bayes training, PAC-tuning directly minimizes the PAC-Bayes generalization bound to learn proper parameter distribution. Second, PAC-tuning modifies the gradient by injecting noise with the variance learned in the first stage into the model parameters during training, resulting in a variant of perturbed gradient descent (PGD). In the past, the few-shot scenario posed difficulties for PAC-Bayes training because the PAC-Bayes bound, when applied to large models with limited training data, might not be stringent. Our experimental results across 5 GLUE benchmark tasks demonstrate that PAC-tuning successfully handles the challenges of fine-tuning tasks and outperforms strong baseline methods by a visible margin, further confirming the potential to apply PAC training for any other settings where the Adam optimizer is currently used for training.
Emergence of Abstract State Representations in Embodied Sequence Modeling
Authors: Tian Yun, Zilai Zeng, Kunal Handa, Ashish Thapliyal, Bo Pang, Ellie Pavlick, Chen Sun
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Decision making via sequence modeling aims to mimic the success of language models, where actions taken by an embodied agent are modeled as tokens to predict. Despite their promising performance, it remains unclear if embodied sequence modeling leads to the emergence of internal representations that represent the environmental state information. A model that lacks abstract state representations would be liable to make decisions based on surface statistics which fail to generalize. We take the BabyAI environment, a grid world in which language-conditioned navigation tasks are performed, and build a sequence modeling Transformer, which takes a language instruction, a sequence of actions, and environmental observations as its inputs. In order to investigate the emergence of abstract state representations, we design a “blindfolded” navigation task, where only the initial environmental layout, the language instruction, and the action sequence to complete the task are available for training. Our probing results show that intermediate environmental layouts can be reasonably reconstructed from the internal activations of a trained model, and that language instructions play a role in the reconstruction accuracy. Our results suggest that many key features of state representations can emerge via embodied sequence modeling, supporting an optimistic outlook for applications of sequence modeling objectives to more complex embodied decision-making domains.
Accelerating Toeplitz Neural Network with Constant-time Inference Complexity
Authors: Zhen Qin, Yiran Zhong
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Toeplitz Neural Networks (TNNs) have exhibited outstanding performance in various sequence modeling tasks. They outperform commonly used Transformer-based models while benefiting from log-linear space-time complexities. On the other hand, State Space Models (SSMs) achieve lower performance than TNNs in language modeling but offer the advantage of constant inference complexity. In this paper, we aim to combine the strengths of TNNs and SSMs by converting TNNs to SSMs during inference, thereby enabling TNNs to achieve the same constant inference complexities as SSMs. To accomplish this, we formulate the conversion process as an optimization problem and provide a closed-form solution. We demonstrate how to transform the target equation into a Vandermonde linear system problem, which can be efficiently solved using the Discrete Fourier Transform (DFT). Notably, our method requires no training and maintains numerical stability. It can be also applied to any LongConv-based model. To assess its effectiveness, we conduct extensive experiments on language modeling tasks across various settings. Additionally, we compare our method to other gradient-descent solutions, highlighting the superior numerical stability of our approach. The source code is available at https://github.com/OpenNLPLab/ETSC-Exact-Toeplitz-to-SSM-Conversion.
Dissecting Recall of Factual Associations in Auto-Regressive Language Models
Authors: Mor Geva, Jasmijn Bastings, Katja Filippova, Amir Globerson
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Transformer-based language models (LMs) are known to capture factual knowledge in their parameters. While previous work looked into where factual associations are stored, only little is known about how they are retrieved internally during inference. We investigate this question through the lens of information flow. Given a subject-relation query, we study how the model aggregates information about the subject and relation to predict the correct attribute. With interventions on attention edges, we first identify two critical points where information propagates to the prediction: one from the relation positions followed by another from the subject positions. Next, by analyzing the information at these points, we unveil a three-step internal mechanism for attribute extraction. First, the representation at the last-subject position goes through an enrichment process, driven by the early MLP sublayers, to encode many subject-related attributes. Second, information from the relation propagates to the prediction. Third, the prediction representation “queries” the enriched subject to extract the attribute. Perhaps surprisingly, this extraction is typically done via attention heads, which often encode subject-attribute mappings in their parameters. Overall, our findings introduce a comprehensive view of how factual associations are stored and extracted internally in LMs, facilitating future research on knowledge localization and editing.
StereoMap: Quantifying the Awareness of Human-like Stereotypes in Large Language Models
Authors: Sullam Jeoung, Yubin Ge, Jana Diesner
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Large Language Models (LLMs) have been observed to encode and perpetuate harmful associations present in the training data. We propose a theoretically grounded framework called StereoMap to gain insights into their perceptions of how demographic groups have been viewed by society. The framework is grounded in the Stereotype Content Model (SCM); a well-established theory from psychology. According to SCM, stereotypes are not all alike. Instead, the dimensions of Warmth and Competence serve as the factors that delineate the nature of stereotypes. Based on the SCM theory, StereoMap maps LLMs' perceptions of social groups (defined by socio-demographic features) using the dimensions of Warmth and Competence. Furthermore, the framework enables the investigation of keywords and verbalizations of reasoning of LLMs' judgments to uncover underlying factors influencing their perceptions. Our results show that LLMs exhibit a diverse range of perceptions towards these groups, characterized by mixed evaluations along the dimensions of Warmth and Competence. Furthermore, analyzing the reasonings of LLMs, our findings indicate that LLMs demonstrate an awareness of social disparities, often stating statistical data and research findings to support their reasoning. This study contributes to the understanding of how LLMs perceive and represent social groups, shedding light on their potential biases and the perpetuation of harmful associations.
Select, Prompt, Filter: Distilling Large Language Models for Summarizing Conversations
Authors: Minh-Quang Pham, Sathish Indurthi, Shamil Chollampatt, Marco Turchi
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Large language models (LLMs) like ChatGPT can be expensive to train, deploy, and use for specific natural language generation tasks such as text summarization and for certain domains. A promising alternative is to fine-tune relatively smaller language models (LMs) on a particular task using high-quality, in-domain datasets. However, it can be prohibitively expensive to get such high-quality training data. This issue has been mitigated by generating weakly supervised data via knowledge distillation (KD) of LLMs. We propose a three-step approach to distill ChatGPT and fine-tune smaller LMs for summarizing forum conversations. More specifically, we design a method to selectively sample a large unannotated corpus of forum conversation using a semantic similarity metric. Then, we use the same metric to retrieve suitable prompts for ChatGPT from a small annotated validation set in the same domain. The generated dataset is then filtered to remove low-quality instances. Our proposed select-prompt-filter KD approach leads to significant improvements of up to 6.6 ROUGE-2 score by leveraging sufficient in-domain pseudo-labeled data over a standard KD approach given the same size of training data.
Impressions: Visual Semiotics and Aesthetic Impact Understanding
Authors: Julia Kruk, Caleb Ziems, Diyi Yang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Is aesthetic impact different from beauty? Is visual salience a reflection of its capacity for effective communication? We present Impressions, a novel dataset through which to investigate the semiotics of images, and how specific visual features and design choices can elicit specific emotions, thoughts and beliefs. We posit that the impactfulness of an image extends beyond formal definitions of aesthetics, to its success as a communicative act, where style contributes as much to meaning formation as the subject matter. We also acknowledge that existing Image Captioning datasets are not designed to empower state-of-the-art architectures to model potential human impressions or interpretations of images. To fill this need, we design an annotation task heavily inspired by image analysis techniques in the Visual Arts to collect 1,440 image-caption pairs and 4,320 unique annotations exploring impact, pragmatic image description, impressions and aesthetic design choices. We show that existing multimodal image captioning and conditional generation models struggle to simulate plausible human responses to images. However, this dataset significantly improves their ability to model impressions and aesthetic evaluations of images through fine-tuning and few-shot adaptation.
DNA: Denoised Neighborhood Aggregation for Fine-grained Category Discovery
Authors: Wenbin An, Feng Tian, Wenkai Shi, Yan Chen, Qinghua Zheng, QianYing Wang, Ping Chen
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Discovering fine-grained categories from coarsely labeled data is a practical and challenging task, which can bridge the gap between the demand for fine-grained analysis and the high annotation cost. Previous works mainly focus on instance-level discrimination to learn low-level features, but ignore semantic similarities between data, which may prevent these models learning compact cluster representations. In this paper, we propose $\textitDenoised Neighborhood Aggregation$ (DNA), a self-supervised framework that encodes semantic structures of data into the embedding space. Specifically, we retrieve $\textitk$-nearest neighbors of a query as its positive keys to capture semantic similarities between data and then aggregate information from the neighbors to learn compact cluster representations, which can make fine-grained categories more separatable. However, the retrieved neighbors can be noisy and contain many false-positive keys, which can degrade the quality of learned embeddings. To cope with this challenge, we propose three principles to filter out these false neighbors for better representation learning. Furthermore, we theoretically justify that the learning objective of our framework is equivalent to a clustering loss, which can capture semantic similarities between data to form compact fine-grained clusters. Extensive experiments on three benchmark datasets show that our method can retrieve more accurate neighbors (21.31% accuracy improvement) and outperform state-of-the-art models by a large margin (average 9.96% improvement on three metrics). Our code and data are available at https://github.com/Lackel/DNA.
Prompt as Triggers for Backdoor Attack: Examining the Vulnerability in Language Models
Authors: Shuai Zhao, Jinming Wen, Anh Luu, Junbo Zhao, Jie Fu
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: The prompt-based learning paradigm, which bridges the gap between pre-training and fine-tuning, achieves state-of-the-art performance on several NLP tasks, particularly in few-shot settings. Despite being widely applied, prompt-based learning is vulnerable to backdoor attacks. Textual backdoor attacks are designed to introduce targeted vulnerabilities into models by poisoning a subset of training samples through trigger injection and label modification. However, they suffer from flaws such as abnormal natural language expressions resulting from the trigger and incorrect labeling of poisoned samples. In this study, we propose ProAttack, a novel and efficient method for performing clean-label backdoor attacks based on the prompt, which uses the prompt itself as a trigger. Our method does not require external triggers and ensures correct labeling of poisoned samples, improving the stealthy nature of the backdoor attack. With extensive experiments on rich-resource and few-shot text classification tasks, we empirically validate ProAttack`s competitive performance in textual backdoor attacks. Notably, in the rich-resource setting, ProAttack achieves state-of-the-art attack success rates in the clean-label backdoor attack benchmark without external triggers.
UPRISE: Universal Prompt Retrieval for Improving Zero-Shot Evaluation
Authors: Daixuan Cheng, Shaohan Huang, Junyu Bi, Yuefeng Zhan, Jianfeng Liu, Yujing Wang, Hao Sun, Furu Wei, Weiwei Deng, Qi Zhang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Large Language Models (LLMs) are popular for their impressive abilities, but the need for model-specific fine-tuning or task-specific prompt engineering can hinder their generalization. We propose UPRISE (Universal Prompt Retrieval for Improving zero-Shot Evaluation), which tunes a lightweight and versatile retriever that automatically retrieves prompts for a given zero-shot task input. Specifically, we demonstrate universality in a cross-task and cross-model scenario: the retriever is tuned on diverse tasks, but tested on unseen task types; we use a small frozen LLM, GPT-Neo-2.7B, for tuning the retriever, but test the retriever on different LLMs of much larger scales, such as BLOOM-7.1B, OPT-66B and GPT3-175B. Additionally, we show that UPRISE mitigates the hallucination problem in our experiments with ChatGPT, suggesting its potential to improve even the strongest LLMs. Our model and code are available at https://github.com/microsoft/LMOps.
KRLS: Improving End-to-End Response Generation in Task Oriented Dialog with Reinforced Keywords Learning
Authors: Xiao Yu, Qingyang Wu, Kun Qian, Zhou Yu
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: In task-oriented dialogs (TOD), reinforcement learning (RL) algorithms train a model to directly optimize response for task-related metrics. However, RL often needs to perform exploration, which can be time-consuming due to the slow auto-regressive sequence generation process. We investigate an approach to create a more efficient RL-based algorithm to improve TOD performance in an offline setting. First, we use a faster generation procedure that samples from independent next-word distributions after training the language model (LM) with supervised learning. We then introduce a fine-grained reward function to help the model focus on learning key information in a dialog, by measuring the importance and semantic closeness of each generated token. Experiments on the MultiWoZ dataset show our new training algorithm, Keywords Reinforcement Learning with Next-word Sampling (KRLS), achieves state-of-the-art performance on the end-to-end response generation task, with a 15% training time reduction compared to a standard RL algorithm using auto-regressive generation.
Large Language Models Only Pass Primary School Exams in Indonesia: A Comprehensive Test on IndoMMLU
Authors: Fajri Koto, Nurul Aisyah, Haonan Li, Timothy Baldwin
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Although large language models (LLMs) are often pre-trained on large-scale multilingual texts, their reasoning abilities and real-world knowledge are mainly evaluated based on English datasets. Assessing LLM capabilities beyond English is increasingly vital but hindered due to the lack of suitable datasets. In this work, we introduce IndoMMLU, the first multi-task language understanding benchmark for Indonesian culture and languages, which consists of questions from primary school to university entrance exams in Indonesia. By employing professional teachers, we obtain 14,981 questions across 64 tasks and education levels, with 46% of the questions focusing on assessing proficiency in the Indonesian language and knowledge of nine local languages and cultures in Indonesia. Our empirical evaluations show that GPT-3.5 only manages to pass the Indonesian primary school level, with limited knowledge of local Indonesian languages and culture. Other smaller models such as BLOOMZ and Falcon perform at even lower levels.
Let`s Sample Step by Step: Adaptive-Consistency for Efficient Reasoning and Coding with LLMs
Authors: Pranjal Aggarwal, Aman Madaan, Yiming Yang, Mausam
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: A popular approach for improving the correctness of output from large language models (LLMs) is Self-Consistency - poll the LLM multiple times and output the most frequent solution. Existing Self-Consistency techniques always generate a constant number of samples per question, where a better approach will be to non-uniformly distribute the available budget based on the amount of agreement in the samples generated so far. In response, we introduce Adaptive-Consistency, a cost-efficient, model-agnostic technique that dynamically adjusts the number of samples per question using a lightweight stopping criterion. Our experiments over 17 reasoning and code generation datasets and three LLMs demonstrate that Adaptive-Consistency reduces sample budget by up to 7.9 times with an average accuracy drop of less than 0.1%
Bridging Information-Theoretic and Geometric Compression in Language Models
Authors: Emily Cheng, Corentin Kervadec, Marco Baroni
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: For a language model (LM) to faithfully model human language, it must compress vast, potentially infinite information into relatively few dimensions. We propose analyzing compression in (pre-trained) LMs from two points of view: geometric and information-theoretic. We demonstrate that the two views are highly correlated, such that the intrinsic geometric dimension of linguistic data predicts their coding length under the LM. We then show that, in turn, high compression of a linguistic dataset predicts rapid adaptation to that dataset, confirming that being able to compress linguistic information is an important part of successful LM performance. As a practical byproduct of our analysis, we evaluate a battery of intrinsic dimension estimators for the first time on linguistic data, showing that only some encapsulate the relationship between information-theoretic compression, geometric compression, and ease-of-adaptation.
Pre-training Language Models for Comparative Reasoning
Authors: Mengxia Yu, Zhihan Zhang, Wenhao Yu, Meng Jiang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Comparative reasoning is a process of comparing objects, concepts, or entities to draw conclusions, which constitutes a fundamental cognitive ability. In this paper, we propose a novel framework to pre-train language models for enhancing their abilities of comparative reasoning over texts. While there have been approaches for NLP tasks that require comparative reasoning, they suffer from costly manual data labeling and limited generalizability to different tasks. Our approach introduces a novel method of collecting scalable data for text-based entity comparison, which leverages both structured and unstructured data. Moreover, we present a framework of pre-training language models via three novel objectives on comparative reasoning. Evaluation on downstream tasks including comparative question answering, question generation, and summarization shows that our pre-training framework significantly improves the comparative reasoning abilities of language models, especially under low-resource conditions. This work also releases the first integrated benchmark for comparative reasoning.
Improved Pseudo Data for Machine Translation Quality Estimation with Constrained Beam Search
Authors: Xiang Geng, Yu Zhang, Zhejian Lai, Shuaijie She, Wei Zou, Shimin Tao, Hao Yang, Jiajun Chen, Shujian Huang
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Machine translation (MT) quality estimation (QE) is a crucial task to estimate the quality of MT outputs when reference translations are unavailable. Many studies focus on generating pseudo data using large parallel corpus and achieve remarkable success in the supervised setting. However, pseudo data solutions are less satisfying in unsupervised scenarios because the pseudo labels are inaccurate or the pseudo translations differ from the real ones. To address these problems, we propose to generate pseudo data using the MT model with constrained beam search (CBSQE). CBSQE preserves the reference parts with high MT probabilities as correct translations, while the rest parts as the wrong ones for MT generation. Therefore, CBSQE can reduce the false negative labels caused by synonyms. Overall, beam search will prefer a more real hypothesis with a higher MT generation likelihood. Extensive experiments demonstrate that CBSQE outperforms strong baselines in both supervised and unsupervised settings. Analyses further show the superiority of CBSQE. The code is available at https://github.com/NJUNLP/njuqe.
Text Embeddings Reveal (Almost) As Much As Text
Authors: John Morris, Volodymyr Kuleshov, Vitaly Shmatikov, Alexander Rush
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: How much private information do text embeddings reveal about the original text? We investigate the problem of embedding \textitinversion, reconstructing the full text represented in dense text embeddings. We frame the problem as controlled generation: generating text that, when reembedded, is close to a fixed point in latent space. We find that although a naive model conditioned on the embedding performs poorly, a multi-step method that iteratively corrects and re-embeds text is able to recover 92% of 32-token text inputs exactly. We train our model to decode text embeddings from two state-of-the-art embedding models, and also show that our model can recover important personal information (full names) from a dataset of clinical notes.
AutoTrial: Prompting Language Models for Clinical Trial Design
Authors: Zifeng Wang, Cao Xiao, Jimeng Sun
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Clinical trials are critical for drug development. Constructing the appropriate eligibility criteria (i.e., the inclusion/exclusion criteria for patient recruitment) is essential for the trial`s success. Proper design of clinical trial protocols should consider similar precedent trials and their eligibility criteria to ensure sufficient patient coverage. In this paper, we present a method named AutoTrial to aid the design of clinical eligibility criteria using language models. It allows (1) controllable generation under instructions via a hybrid of discrete and neural prompting, (2) scalable knowledge incorporation via in-context learning, and (3) explicit reasoning chains to provide rationales for understanding the outputs. Experiments on over 70K clinical trials verify that AutoTrial generates high-quality criteria texts that are fluent and coherent and with high accuracy in capturing the relevant clinical concepts to the target trial. It is noteworthy that our method, with a much smaller parameter size, gains around 60% winning rate against the GPT-3.5 baselines via human evaluations.
Faster Minimum Bayes Risk Decoding with Confidence-based Pruning
Authors: Julius Cheng, Andreas Vlachos
Published in: Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2023

Abstract: Minimum Bayes risk (MBR) decoding outputs the hypothesis with the highest expected utility over the model distribution for some utility function. It has been shown to improve accuracy over beam search in conditional language generation problems and especially neural machine translation, in both human and automatic evaluations. However, the standard sampling-based algorithm for MBR is substantially more computationally expensive than beam search, requiring a large number of samples as well as a quadratic number of calls to the utility function, limiting its applicability. We describe an algorithm for MBR which gradually grows the number of samples used to estimate the utility while pruning hypotheses that are unlikely to have the highest utility according to confidence estimates obtained with bootstrap sampling. Our method requires fewer samples and drastically reduces the number of calls to the utility function compared to standard MBR while being statistically indistinguishable in terms of accuracy. We demonstrate the effectiveness of our approach in experiments on three language pairs, using chrF++ and COMET as utility/evaluation metrics.