mtybilly/Instruct2DS huggingface dataset:
Transformers are uninterpretable with myopic methods: a case study with bounded Dyck grammars
Authors: Yuchen Li, Bingbin Liu, Andrej Risteski Kaiyue Wen
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Transformer interpretability aims to understand the algorithm implemented by a learned Transformer by examining various aspects of the model, such as the weight matrices or the attention patterns.In this work, through a combination of theoretical results and carefully controlled experiments on synthetic data, we take a critical viewof methods that exclusively focus on individual parts of the model, rather than consider the network as a whole.We consider a simple synthetic setup of learning a (bounded) Dyck language. Theoretically, we show that the set of models that (exactly or approximately) solve this task satisfy a structural characterization derived from ideas in formal languages (the pumping lemma).We use this characterization to show that the set of optima is qualitatively rich; in particular, the attention pattern of a single layer can be "nearly randomized", while preserving the functionality of the network.We also show via extensive experiments that these constructions are not merely a theoretical artifact: even with severe constraints to the architecture of the model, vastly different solutions can be reached via standard training. Thus, interpretability claims based on inspecting individual heads or weight matrices in the Transformer can be misleading.
GEQ: Gaussian Kernel Inspired Equilibrium Models
Authors: Yisen Wang, Zhouchen Lin Mingjie Li
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Despite the connection established by optimization-induced deep equilibrium models (OptEqs) between their output and the underlying hidden optimization problems, the performance of it along with its related works is still not good enough especially when compared to deep networks. One key factor responsible for this performance limitation is the use of linear kernels to extract features in these models. To address this issue, we propose a novel approach by replacing its linear kernel with a new function that can readily capture nonlinear feature dependencies in the input data. Drawing inspiration from classical machine learning algorithms, we introduce Gaussian kernels as the alternative function and then propose our new equilibrium model, which we refer to as GEQ. By leveraging Gaussian kernels, GEQ can effectively extract the nonlinear information embedded within the input features, surpassing the performance of the original OptEqs. Moreover, GEQ can be perceived as a weight-tied neural network with infinite width and depth. GEQ also enjoys better theoretical properties and improved overall performance. Additionally, our GEQ exhibits enhanced stability when confronted with various samples. We further substantiate the effectiveness and stability of GEQ through a series of comprehensive experiments.
Efficient Potential-based Exploration in Reinforcement Learning using Inverse Dynamic Bisimulation Metric
Authors: Ming Yang, Renzhi Dong, Binbin Sun, Furui Liu, Leong Hou U Yiming Wang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Reward shaping is an effective technique for integrating domain knowledge into reinforcement learning (RL). However, traditional approaches like potential-based reward shaping totally rely on manually designing shaping reward functions, which significantly restricts exploration efficiency and introduces human cognitive biases.While a number of RL methods have been proposed to boost exploration by designing an intrinsic reward signal as exploration bonus. Nevertheless, these methods heavily rely on the count-based episodic term in their exploration bonus which falls short in scalability. To address these limitations, we propose a general end-to-end potential-based exploration bonus for deep RL via potentials of state discrepancy, which motivates the agent to discover novel states and provides them with denser rewards without manual intervention. Specifically, we measure the novelty of adjacent states by calculating their distance using the bisimulation metric-based potential function, which enhances agent's exploration and ensures policy invariance. In addition, we offer a theoretical guarantee on our inverse dynamic bisimulation metric, bounding the value difference and ensuring that the agent explores states with higher TD error, thus significantly improving training efficiency. The proposed approach is named \textbf{LIBERTY} (exp\textbf{L}oration v\textbf{I}a \textbf{B}isimulation m\textbf{E}t\textbf{R}ic-based s\textbf{T}ate discrepanc\textbf{Y}) which is comprehensively evaluated on the MuJoCo and the Arcade Learning Environments. Extensive experiments have verified the superiority and scalability of our algorithm compared with other competitive methods.
What’s Left? Concept Grounding with Logic-Enhanced Foundation Models
Authors: Jiayuan Mao, Josh Tenenbaum, Jiajun Wu Joy Hsu
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Recent works such as VisProg and ViperGPT have smartly composed foundation models for visual reasoning—using large language models (LLMs) to produce programs that can be executed by pre-trained vision-language models. However, they operate in limited domains, such as 2D images, not fully exploiting the generalization of language: abstract concepts like “left” can also be grounded in 3D, temporal, and action data, as in moving to your left. This limited generalization stems from these inference-only methods’ inability to learn or adapt pre-trained models to a new domain. We propose the Logic-Enhanced FoundaTion Model (LEFT), a unified framework that learns to ground and reason with concepts across domains with a differentiable, domain-independent, first-order logic-based program executor. LEFT has an LLM interpreter that outputs a program represented in a general, logic-based reasoning language, which is shared across all domains and tasks. LEFT’s executor then executes the program with trainable domain-specific grounding modules. We show that LEFT flexibly learns concepts in four domains: 2D images, 3D scenes, human motions, and robotic manipulation. It exhibits strong reasoning ability in a wide variety of tasks, including those that are complex and not seen during training, and can be easily applied to new domains.
Recovering from Out-of-sample States via Inverse Dynamics in Offline Reinforcement Learning
Authors: Jia-Yu Yao, Xiaoyang Tan Ke Jiang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: In this paper we deal with the state distributional shift problem commonly encountered in offline reinforcement learning during test, where the agent tends to take unreliable actions at out-of-sample (unseen) states. Our idea is to encourage the agent to follow the so called state recovery principle when taking actions, i.e., besides long-term return, the immediate consequences of the current action should also be taken into account and those capable of recovering the state distribution of the behavior policy are preferred. For this purpose, an inverse dynamics model is learned and employed to guide the state recovery behavior of the new policy. Theoretically, we show that the proposed method helps aligning the transited state distribution of the new policy with the offline dataset at out-of-sample states, without the need of  explicitly predicting the transited state distribution, which is usually difficult in high-dimensional and complicated environments. The effectiveness and feasibility of the proposed method is demonstrated with the state-of-the-art performance on the general offline RL benchmarks.
VTaC: A  Benchmark Dataset of Ventricular Tachycardia Alarms from ICU Monitors
Authors: Benjamin Moody, Harsh Deep, Feng Wu, Hasan Saeed, Lucas McCullum, Diane Perry, Tristan Struja, Qiao Li, Gari Clifford, Roger Mark Li-wei Lehman
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Datasets and Benchmarks Track), 2023

Abstract: False arrhythmia alarms in intensive care units (ICUs) are a continuing problem despite considerable effort from industrial and academic algorithm developers. Of all life-threatening arrhythmias, ventricular tachycardia (VT) stands out as the most challenging arrhythmia to detect reliably. We introduce a new annotated VT alarm database, VTaC (Ventricular Tachycardia annotated alarms from ICUs)  consisting of  over 5,000 waveform recordings with VT alarms triggered by bedside monitors in the ICU. Each VT alarm waveform in the dataset has been labeled by at least two independent human expert annotators. The dataset encompasses data collected from ICUs in two major US hospitals and includes data from three leading bedside monitor manufacturers, providing a diverse and representative collection of alarm waveform data. Each waveform recording comprises at least two electrocardiogram (ECG) leads and one or more pulsatile waveforms, such as photoplethysmogram (PPG or PLETH) and arterial blood pressure (ABP) waveforms. We demonstrate the utility of this new benchmark dataset for the task of false arrhythmia alarm reduction, and present performance of multiple machine learning approaches, including conventional supervised machine learning, deep learning, semi-supervised learning, and generative approaches for the task of VT false alarm reduction.
TMT-VIS: Taxonomy-aware Multi-dataset Joint Training for Video Instance Segmentation
Authors: Lu Qi, Xi Chen, Yi Wang, Kun Wang, Yu Qiao, Hengshuang Zhao Rongkun Zheng
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Training on large-scale datasets can boost the performance of video instance segmentation while the annotated datasets for VIS are hard to scale up due to the high labor cost. What we possess are numerous isolated filed-specific datasets, thus, it is appealing to jointly train models across the aggregation of datasets to enhance data volume and diversity. However, due to the heterogeneity in category space, as mask precision increase with the data volume, simply utilizing multiple datasets will dilute the attention of models on different taxonomy. Thus, increasing the data scale and enriching taxonomy space while improving classification precision is important. In this work, we analyze that providing extra taxonomy information can help models concentrate on specific taxonomy, and propose our model named Taxonomy-aware Multi-dataset Joint Training for Video Instance Segmentation (TMT-VIS) to address this vital challenge. Specifically, we design a two-stage taxonomy aggregation module that first compiles taxonomy information from input videos and then aggregates these taxonomy priors into instance queries before the transformer decoder. We conduct extensive experimental evaluations on four popular and challenging benchmarks, including YouTube-VIS 2019, YouTube-VIS 2021, OVIS, and UVO. Our model shows significant improvement over the baseline solutions, and sets new state-of-the-art records on all these benchmarks. These appealing and encouraging results demonstrate the effectiveness and generality of our proposed approach. The code and trained models will be publicly available.
Ego4D Goal-Step: Toward Hierarchical Understanding of Procedural Activities
Authors: Eugene Byrne, Tushar Nagarajan, Huiyu Wang, Miguel Martin, Lorenzo Torresani Yale Song
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Datasets and Benchmarks Track), 2023

Abstract: Human activities are goal-oriented and hierarchical, comprising primary goals at the top level, sequences of steps and substeps in the middle, and atomic actions at the lowest level. Recognizing human activities thus requires relating atomic actions and steps to their functional objectives (what the actions contribute to) and modeling their sequential and hierarchical dependencies towards achieving the goals. Current activity recognition research has primarily focused on only the lowest levels of this hierarchy, i.e., atomic or low-level actions, often in trimmed videos with annotations spanning only a few seconds. In this work, we introduce Ego4D Goal-Step, a new set of annotations on the recently released Ego4D with a novel hierarchical taxonomy of goal-oriented activity labels. It provides dense annotations for 48K procedural step segments (430 hours) and high-level goal annotations for 2,807 hours of Ego4D videos. Compared to existing procedural video datasets, it is substantially larger in size, contains hierarchical action labels (goals - steps - substeps), and provides goal-oriented auxiliary information including natural language summary description, step completion status, and step-to-goal relevance information. We take a data-driven approach to build our taxonomy, resulting in dense step annotations that do not suffer from poor label-data alignment issues resulting from a taxonomy defined a priori. Through comprehensive evaluations and analyses, we demonstrate how Ego4D Goal-Step supports exploring various questions in procedural activity understanding, including goal inference, step prediction, hierarchical relation learning, and long-term temporal modeling.
The Emergence of Essential Sparsity in Large Pre-trained Models: The Weights that Matter
Authors: Shiwei Liu, Tianlong Chen, Zhangyang "Atlas" Wang AJAY JAISWAL
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Large pre-trained transformers are $\textit{show-stealer}$ in modern-day deep learning, and it becomes crucial to comprehend the parsimonious patterns that exist within them as they grow in scale. With exploding parameter counts, Lottery Ticket Hypothesis (LTH) and its variants, have lost their pragmatism in sparsifying them due to high computation and memory bottleneck of repetitive $\textit{train-prune-retrain}$ routine of iterative magnitude pruning (IMP) which worsens with increasing model size. In this paper, we comprehensively study $\textit{induced sparse patterns}$ across multiple large pre-trained vision and language transformers. We propose the existence of -- $\textbf{essential sparsity}$ defined with a $\textbf{sharp dropping point}$ beyond which the performance declines much faster w.r.t the rise of sparsity level, when we directly remove weights with the smallest magnitudes in $\textbf{one-shot}$. We also present an intriguing emerging phenomenon of $\textbf{abrupt sparsification}$ during the pre-training of BERT, i.e., BERT suddenly becomes heavily sparse in pre-training after certain iterations. Moreover, our observations also indicate a $\textbf{counter-intuitive}$ finding that BERT trained with a larger amount of pre-training data tends to have a better ability to condense knowledge in comparatively relatively fewer parameters. Lastly, we investigate the effect of the pre-training loss on essential sparsity and discover that self-supervised learning (SSL) objectives trigger stronger emergent sparsification properties than supervised learning (SL). All our codes will be publicly available.
Hypervolume Maximization: A Geometric View of Pareto Set Learning
Authors: Xi Lin, Bo Xue, Yifan Chen, Qingfu Zhang Xiaoyuan Zhang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: This paper presents a novel approach to multiobjective algorithms aimed at modeling the Pareto set using neural networks. Whereas previous methods mainly focused on identifying a finite number of solutions, our approach allows for the direct modeling of the entire Pareto set. Furthermore, we establish an equivalence between learning the complete Pareto set and maximizing the associated hypervolume, which enables the convergence analysis of hypervolume (as a new metric) for Pareto set learning. Specifically, our new analysis framework reveals the connection between the learned Pareto solution and its representation in a polar coordinate system. We evaluate our proposed approach on various benchmark problems and real-world problems, and the encouraging results make it a potentially viable alternative to existing multiobjective algorithms. Code is available at \url{https://github.com/xzhang2523/hvpsl/tree/master}.
Equivariant Neural Simulators for Stochastic Spatiotemporal Dynamics
Authors: Yoeri Poels, Simon Koop, Vlado Menkovski Koen Minartz
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Neural networks are emerging as a tool for scalable data-driven simulation of high-dimensional dynamical systems, especially in settings where numerical methods are infeasible or computationally expensive. Notably, it has been shown that incorporating domain symmetries in deterministic neural simulators can substantially improve their accuracy, sample efficiency, and parameter efficiency. However, to incorporate symmetries in probabilistic neural simulators that can simulate stochastic phenomena, we need a model that produces equivariant distributions over trajectories, rather than equivariant function approximations. In this paper, we propose Equivariant Probabilistic Neural Simulation (EPNS), a framework for autoregressive probabilistic modeling of equivariant distributions over system evolutions. We use EPNS to design models for a stochastic n-body system and stochastic cellular dynamics. Our results show that EPNS considerably outperforms existing neural network-based methods for probabilistic simulation. More specifically, we demonstrate that incorporating equivariance in EPNS improves simulation quality, data efficiency, rollout stability, and uncertainty quantification. We conclude that EPNS is a promising method for efficient and effective data-driven probabilistic simulation in a diverse range of domains.
Collaborative Alignment of NLP Models
Authors: Marco Tulio Ribeiro Fereshte Khani
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Despite substantial advancements, Natural Language Processing (NLP) models often require post-training adjustments to enforce business rules, rectify undesired behavior, and align with user values.  These adjustments involve operationalizing "concepts"—dictating desired model responses to certain inputs. However, it's difficult for a single entity to enumerate and define all possible concepts, indicating a need for a multi-user, collaborative model alignment framework. Moreover, the exhaustive delineation of a concept is challenging, and an improper approach can create shortcuts or interfere with original data or other concepts.To address these challenges, we introduce CoAlign, a framework that enables multi-user interaction with the model, thereby mitigating individual limitations. CoAlign aids users in operationalizing their concepts using Large Language Models, and relying on the principle that NLP models exhibit simpler behaviors in local regions. Our main insight is learning a \emph{local} model for each concept, and a \emph{global} model to integrate the original data with all concepts.We then steer a large language model to generate instances within concept boundaries where local and global disagree.Our experiments show CoAlign is effective at helping multiple users operationalize concepts and avoid interference for a variety of scenarios, tasks, and models.
PlanBench: An Extensible Benchmark for Evaluating Large Language Models on Planning and Reasoning about Change
Authors: Matthew Marquez, Alberto Olmo, Sarath Sreedharan, Subbarao Kambhampati Karthik Valmeekam
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Datasets and Benchmarks Track), 2023

Abstract: Generating plans of action, and reasoning about change have long been considered a core competence of intelligent agents. It is thus no surprise that evaluating the planning and reasoning capabilities of large language models (LLMs) has become a hot topic of research. Most claims about LLM planning capabilities are however based on common sense tasks–where it becomes hard to tell whether LLMs are planning or merely retrieving from their vast world knowledge.  There is a strong need for systematic and extensible planning benchmarks with sufficient diversity to evaluate whether LLMs have innate planning capabilities. Motivated by this, we propose PlanBench, an extensible benchmark suite based on the kinds of domains used in the automated planning community, especially in the International Planning Competition, to test the capabilities of LLMs in planning or reasoning about actions and change. PlanBench provides sufficient diversity in both the task domains and the specific planning capabilities. Our studies also show that on many critical capabilities–including plan generation–LLM performance falls quite short, even with the SOTA models. PlanBench can thus function as a useful marker of progress of LLMs in planning and reasoning.
Extraction and Recovery of Spatio-Temporal Structure in Latent Dynamics Alignment with Diffusion Models
Authors: Zijing Wu, Chengrui Li, Anqi Wu Yule Wang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: In the field of behavior-related brain computation, it is necessary to align raw neural signals against the drastic domain shift among them. A foundational framework within neuroscience research posits that trial-based neural population activities rely on low-dimensional latent dynamics, thus focusing on the latter greatly facilitates the alignment procedure. Despite this field's progress, existing methods ignore the intrinsic spatio-temporal structure during the alignment phase. Hence, their solutions usually lead to poor quality in latent dynamics structures and overall performance. To tackle this problem, we propose an alignment method ERDiff, which leverages the expressivity of the diffusion model to preserve the spatio-temporal structure of latent dynamics. Specifically, the latent dynamics structures of the source domain are first extracted by a diffusion model. Then, under the guidance of this diffusion model, such structures are well-recovered through a maximum likelihood alignment procedure in the target domain. We first demonstrate the effectiveness of our proposed method on a synthetic dataset. Then, when applied to neural recordings from the non-human primate motor cortex, under both cross-day and inter-subject settings, our method consistently manifests its capability of preserving the spatio-temporal structure of latent dynamics and outperforms existing approaches in alignment goodness-of-fit and neural decoding performance.
Closing the gap between the upper bound and lower bound of Adam's iteration complexity
Authors: Jingwen Fu, Huishuai Zhang, Nanning Zheng, Wei Chen Bohan Wang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Recently,  Arjevani et al. [1]  establish a lower bound of iteration complexity for the first-order optimization under an $L$-smooth condition and a bounded noise variance assumption. However, a thorough review of existing literature on Adam's convergence reveals a noticeable gap: none of them meet the above lower bound. In this paper, we close the gap by deriving a new convergence guarantee of Adam, with only an $L$-smooth condition and a bounded noise variance assumption. Our results remain valid across a broad spectrum of hyperparameters. Especially with properly chosen hyperparameters, we derive an upper bound of the iteration complexity of Adam and show that it meets the lower bound for first-order optimizers. To the best of our knowledge, this is the first to establish such a tight upper bound for Adam's convergence. Our proof utilizes novel techniques to handle the entanglement between momentum and adaptive learning rate and to convert the first-order term in the Descent Lemma to the gradient norm, which may be of independent interest.
Deep Patch Visual Odometry
Authors: Lahav Lipson, Jia Deng Zachary Teed
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: We propose Deep Patch Visual Odometry (DPVO), a new deep learning system for monocular Visual Odometry (VO). DPVO uses a novel recurrent network architecture designed for tracking image patches across time. Recent approaches to VO have significantly improved the state-of-the-art accuracy by using deep networks to predict dense flow between video frames. However, using dense flow incurs a large computational cost, making these previous methods impractical for many use cases. Despite this, it has been assumed that dense flow is important as it provides additional redundancy against incorrect matches. DPVO disproves this assumption, showing that it is possible to get the best accuracy and efficiency by exploiting the advantages of sparse patch-based matching over dense flow. DPVO introduces a novel recurrent update operator for patch based correspondence coupled with differentiable bundle adjustment. On Standard benchmarks, DPVO outperforms all prior work, including the learning-based state-of-the-art VO-system (DROID) using a third of the memory while running 3x faster on average. Code is available at https://github.com/princeton-vl/DPVO
BoardgameQA: A Dataset for Natural Language Reasoning with Contradictory Information
Authors: Quan Yuan, Deepti Bhatia, Najoung Kim, Xin Xu, Vaiva Imbrasaite, Deepak Ramachandran Mehran Kazemi
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Datasets and Benchmarks Track), 2023

Abstract: Automated reasoning with unstructured natural text is a key requirement for many potential applications of NLP and for developing robust AI systems. Recently, Language Models (LMs) have demonstrated complex reasoning capacities even without any finetuning. However, existing evaluation for automated reasoning assumes access to a consistent and coherent set of information over which models reason. When reasoning in the real-world, the available information is frequently inconsistent or contradictory, and therefore models need to be equipped with a strategy to resolve such conflicts when they arise. One widely-applicable way of resolving conflicts is to impose preferences over information sources (e.g., based on source credibility or information recency) and adopt the source with higher preference. In this paper, we formulate the problem of reasoning with contradictory information guided by preferences over sources as the classical problem of defeasible reasoning, and develop a dataset called BoardgameQA for measuring the reasoning capacity of LMs in this setting. BoardgameQA also incorporates reasoning with implicit background knowledge, to better reflect reasoning problems in downstream applications. We benchmark various LMs on BoardgameQA and the results reveal a significant gap in the reasoning capacity of state-of-the-art LMs on this problem, showing that reasoning with conflicting information does not surface out-of-the-box in LMs. While performance can be improved with finetuning, it nevertheless remains poor.
Isometric Quotient Variational Auto-Encoders for Structure-Preserving Representation Learning
Authors: changwook jeong, Jae Myung Choe, YOUNGGU KIM, Daesin Kim In Huh
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: We study structure-preserving low-dimensional representation of a data manifold embedded in a high-dimensional observation space based on variational auto-encoders (VAEs). We approach this by decomposing the data manifold $\mathcal{M}$ as $\mathcal{M} = \mathcal{M} / G \times G$, where $G$ and $\mathcal{M} / G$ are a group of symmetry transformations and a quotient space of $\mathcal{M}$ up to $G$, respectively. From this perspective, we define the structure-preserving representation of such a manifold as a latent space $\mathcal{Z}$ which is isometrically isomorphic (i.e., distance-preserving) to the quotient space $\mathcal{M} / G$ rather $\mathcal{M}$ (i.e., symmetry-preserving). To this end, we propose a novel auto-encoding framework, named isometric quotient VAEs (IQVAEs), that can extract the quotient space from observations and learn the Riemannian isometry of the extracted quotient in an unsupervised manner. Empirical proof-of-concept experiments reveal that the proposed method can find a meaningful representation of the learned data and outperform other competitors for downstream tasks.
SpokenWOZ: A Large-Scale Speech-Text Benchmark for Spoken Task-Oriented Dialogue Agents
Authors: Wentao Ma, Haoyu Gao, Yuchuan Wu, Ting-En Lin, Yinpei Dai, Hangyu Li, Rui Yan, Fei Huang, Yongbin Li Shuzheng Si
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Datasets and Benchmarks Track), 2023

Abstract: Task-oriented dialogue (TOD) models have made significant progress in recent years. However, previous studies primarily focus on datasets written by annotators, which has resulted in a gap between academic research and real-world spoken con- versation scenarios. While several small-scale spoken TOD datasets are proposed to address robustness issues such as ASR errors, they ignore the unique challenges in spoken conversation. To tackle the limitations, we introduce SpokenWOZ, a large-scale speech-text dataset for spoken TOD, containing 8 domains, 203k turns, 5.7k dialogues and 249 hours of audios from human-to-human spoken conversations. SpokenWOZ further incorporates common spoken characteristics such as word-by-word processing and reasoning in spoken language. Based on these characteristics, we present cross-turn slot and reasoning slot detection as new challenges. We conduct experiments on various baselines, including text-modal models, newly proposed dual-modal models, and LLMs, e.g., ChatGPT. The results show that the current models still have substantial room for improvement in spoken conversation, where the most advanced dialogue state tracker only achieves 25.65% in joint goal accuracy and the SOTA end-to-end model only correctly completes the user request in 52.1% of dialogues. Our dataset, code, and leaderboard are available at https://spokenwoz.github.io/SpokenWOZ-github.io/.
Fast Partitioned Learned Bloom Filter
Authors: Yusuke Matsui Atsuki Sato
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: A Bloom filter is a memory-efficient data structure for approximate membership queries used in numerous fields of computer science.Recently, learned Bloom filters that achieve better memory efficiency using machine learning models have attracted attention.One such filter, the partitioned learned Bloom filter (PLBF), achieves excellent memory efficiency.However, PLBF requires a $\mathcal{O}(N^3k)$ time complexity to construct the data structure, where $N$ and $k$ are the hyperparameters of PLBF.One can improve memory efficiency by increasing $N$, but the construction time becomes extremely long.Thus, we propose two methods that can reduce the construction time while maintaining the memory efficiency of PLBF.First, we propose fast PLBF, which can construct the same data structure as PLBF with a smaller time complexity $\mathcal{O}(N^2k)$.Second, we propose fast PLBF++, which can construct the data structure with even smaller time complexity $\mathcal{O}(Nk\log N + Nk^2)$.Fast PLBF++ does not necessarily construct the same data structure as PLBF.Still, it is almost as memory efficient as PLBF, and it is proved that fast PLBF++ has the same data structure as PLBF when the distribution satisfies a certain constraint.Our experimental results from real-world datasets show that (i) fast PLBF and fast PLBF++ can construct the data structure up to 233 and 761 times faster than PLBF, (ii) fast PLBF can achieve the same memory efficiency as PLBF, and (iii) fast PLBF++ can achieve almost the same memory efficiency as PLBF.The codes are available at [this https URL](https://github.com/atsukisato/FastPLBF).
Instructing Goal-Conditioned Reinforcement Learning Agents with Temporal Logic Objectives
Authors: Wensen Mao, He Zhu Wenjie Qiu
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Goal-conditioned reinforcement learning (RL) is a powerful approach for learning general-purpose skills by reaching diverse goals. However, it has limitations when it comes to task-conditioned policies, where goals are specified by temporally extended instructions written in the Linear Temporal Logic (LTL) formal language. Existing approaches for finding LTL-satisfying policies rely on sampling a large set of LTL instructions during training to adapt to unseen tasks at inference time. However, these approaches do not guarantee generalization to out-of-distribution LTL objectives, which may have increased complexity. In this paper, we propose a novel approach to address this challenge. We show that simple goal-conditioned RL agents can be instructed to follow arbitrary LTL specifications without additional training over the LTL task space. Unlike existing approaches that focus on LTL specifications expressible as regular expressions, our technique is unrestricted and generalizes to $\omega$-regular expressions. Experiment results demonstrate the effectiveness of our approach in adapting goal-conditioned RL agents to satisfy complex temporal logic task specifications zero-shot.
Neural Multi-Objective Combinatorial Optimization with Diversity Enhancement
Authors: Zizhen Zhang, Zhiguang Cao, Yaoxin Wu, Yining Ma, Te Ye, Jiahai Wang Jinbiao Chen
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Most of existing neural methods for multi-objective combinatorial optimization (MOCO) problems solely rely on decomposition, which often leads to repetitive solutions for the respective subproblems, thus a limited Pareto set. Beyond decomposition, we propose a novel neural heuristic with diversity enhancement (NHDE) to produce more Pareto solutions from two perspectives. On the one hand, to hinder duplicated solutions for different subproblems, we propose an indicator-enhanced deep reinforcement learning method to guide the model, and design a heterogeneous graph attention mechanism to capture the relations between the instance graph and the Pareto front graph. On the other hand, to excavate more solutions in the neighborhood of each subproblem, we present a multiple Pareto optima strategy to sample and preserve desirable solutions. Experimental results on classic MOCO problems show that our NHDE is able to generate a Pareto front with higher diversity, thereby achieving superior overall performance. Moreover, our NHDE is generic and can be applied to different neural methods for MOCO.
Multi-Agent First Order Constrained Optimization in Policy Space
Authors: Yaodong Yang, Zhenbo Lu, Wengang Zhou, Houqiang Li Youpeng Zhao
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: In the realm of multi-agent reinforcement learning (MARL), achieving high performance is crucial for a successful multi-agent system.Meanwhile, the ability to avoid unsafe actions is becoming an urgent and imperative problem to solve for real-life applications. Whereas, it is still challenging to develop a safety-aware method for multi-agent systems in MARL. In this work, we introduce a novel approach called Multi-Agent First Order Constrained Optimization in Policy Space (MAFOCOPS), which effectively addresses the dual objectives of attaining satisfactory performance and enforcing safety constraints. Using data generated from the current policy, MAFOCOPS first finds the optimal update policy by solving a constrained optimization problem in the nonparameterized policy space. Then, the update policy is projected back into the parametric policy space to achieve a feasible policy. Notably, our method is first-order in nature, ensuring the ease of implementation, and exhibits an approximate upper bound on the worst-case constraint violation. Empirical results show that our approach achieves remarkable performance while satisfying safe constraints on several safe MARL benchmarks.
This Looks Like Those: Illuminating Prototypical Concepts Using Multiple Visualizations
Authors: Brandon Zhao, Chaofan Chen, Cynthia Rudin Chiyu Ma
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: We present ProtoConcepts, a method for interpretable image classification combining deep learning and case-based reasoning using prototypical parts. Existing work in prototype-based image classification uses a "this looks like that'' reasoning process, which dissects a test image by finding prototypical parts and combining evidence from these prototypes to make a final classification. However, all of the existing prototypical part-based image classifiers provide only one-to-one comparisons, where a single training image patch serves as a prototype to compare with a part of our test image. With these single-image comparisons, it can often be difficult to identify the underlying concept being compared (e.g., "is it comparing the color or the shape?''). Our proposed method modifies the architecture of prototype-based networks to instead learn prototypical concepts which are visualized using multiple image patches. Having multiple visualizations of the same prototype allows us to more easily identify the concept captured by that prototype (e.g., "the test image and the related training patches are all the same shade of blue''), and allows our model to create richer, more interpretable visual explanations. Our experiments show that our ``this looks like those'' reasoning process can be applied as a modification to a wide range of existing prototypical image classification networks while achieving comparable accuracy on benchmark datasets.
Speculative Decoding with Big Little Decoder
Authors: Karttikeya Mangalam, Suhong Moon, Jitendra Malik, Michael W. Mahoney, Amir Gholami, Kurt Keutzer Sehoon Kim
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: The recent emergence of Large Language Models based on the Transformer architecture has enabled dramatic advancements in the field of Natural Language Processing. However, these models have long inference latency, which limits their deployment and makes them prohibitively expensive for various real-time applications. The inference latency is further exacerbated by autoregressive generative tasks, as models need to run iteratively to generate tokens sequentially without leveraging token-level parallelization. To address this, we propose Big Little Decoder (BiLD), a framework that can improve inference efficiency and latency for a wide range of text generation applications. The BiLD framework contains two models with different sizes that collaboratively generate text. The small model runs autoregressively to generate text with a low inference cost, and the large model is only invoked occasionally to refine the small model’s inaccurate predictions in a non-autoregressive manner. To coordinate the small and large models, BiLD introduces two simple yet effective policies: (1) the fallback policy that determines when to hand control over to the large model; and (2) the rollback policy that determines when the large model needs to correct the small model's inaccurate predictions. To evaluate our framework across different tasks and models, we apply BiLD to various text generation scenarios encompassing machine translation on IWSLT 2017 De-En and WMT 2014 De-En, and summarization on XSUM and CNN/DailyMail. On an NVIDIA T4 GPU, our framework achieves a speedup of up to 2.12x speedup with minimal generation quality degradation. Furthermore, our framework is fully plug-and-play and can be applied without any modifications in the training process or model architecture. Our code is open-sourced.
Intrinsic Dimension Estimation for Robust Detection of AI-Generated Texts
Authors: Kristian Kuznetsov, Laida Kushnareva, Daniil Cherniavskii, Sergey Nikolenko, Evgeny Burnaev, Serguei Barannikov, Irina Piontkovskaya Eduard Tulchinskii
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Rapidly increasing quality of AI-generated content makes it difficult to distinguish between human and AI-generated texts, which may lead to undesirable consequences for society. Therefore, it becomes increasingly important to study the properties of human texts that are invariant over text domains and various proficiency of human writers, can be easily calculated for any language, and can robustly separate natural and AI-generated texts regardless of the generation model and sampling method. In this work, we propose such an invariant of human texts, namely the intrinsic dimensionality of the manifold underlying the set of embeddings of a given text sample. We show that the average intrinsic dimensionality of fluent texts in natural language is hovering around the value $9$ for several alphabet-based languages and around $7$ for Chinese, while the average intrinsic dimensionality of AI-generated texts for each language is $\approx 1.5$ lower, with a clear statistical separation between human-generated and AI-generated distributions. This property allows us to build a score-based artificial text detector. The proposed detector's accuracy is stable over text domains, generator models, and human writer proficiency levels, outperforming SOTA detectors in model-agnostic and cross-domain scenarios by a significant margin.
Replicable Clustering
Authors: Amin Karbasi, Vahab Mirrokni, Grigoris Velegkas, Felix Zhou Hossein Esfandiari
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: We design replicable algorithms in the context of statistical clustering under the recently introduced notion of replicability from Impagliazzo et al. [2022]. According to this definition, a clustering algorithm is replicable if, with high probability, its output induces the exact same partition of the sample space after two executions on different inputs drawn from the same distribution, when its internal randomness is shared across the executions. We propose such algorithms for the statistical $k$-medians, statistical $k$-means, and statistical $k$-centers problems by utilizing approximation routines for their combinatorial counterparts in a black-box manner. In particular, we demonstrate a replicable $O(1)$-approximation algorithm for statistical Euclidean $k$-medians ($k$-means) with $\operatorname{poly}(d)$ sample complexity. We also describe an $O(1)$-approximation algorithm with an additional $O(1)$-additive error for statistical Euclidean $k$-centers, albeit with $\exp(d)$ sample complexity. In addition, we provide experiments on synthetic distributions in 2D using the $k$-means++ implementation from sklearn as a black-box that validate our theoretical results.
Counterfactual Memorization in Neural Language Models
Authors: Daphne Ippolito, Katherine Lee, Matthew Jagielski, Florian Tramer, Nicholas Carlini Chiyuan Zhang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Modern neural language models that are widely used in various NLP tasks risk memorizing sensitive information from their training data.Understanding this memorization is important in real world applications and also from a learning-theoretical perspective. An open question in previous studies of language model memorization is how to filter out ``common'' memorization. In fact, most memorization criteria strongly correlate with the number of occurrences in the training set, capturing memorized familiar phrases, public knowledge, templated texts, or other repeated data.We formulate a notion of counterfactual memorization which characterizes how a model's predictions change if a particular document is omitted during training.We identify and study counterfactually-memorized training examples in standard text datasets.We estimate the influence of each memorized training example on the validation set and on generated texts, showing how this can provide direct evidence of the source of memorization at test time.
Learning Generalizable Agents via Saliency-guided Features Decorrelation
Authors: Yanchao Sun, Jifeng Hu, Siyuan Guo, Hechang Chen, Yi Chang, Lichao Sun, Bo Yang Sili Huang
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: In visual-based Reinforcement Learning (RL), agents often struggle to generalize well to environmental variations in the state space that were not observed during training. The variations can arise in both task-irrelevant features, such as background noise, and task-relevant features, such as robot configurations, that are related to the optimal decisions. To achieve generalization in both situations, agents are required to accurately understand the impact of changed features on the decisions, i.e., establishing the true associations between changed features and decisions in the policy model. However, due to the inherent correlations among features in the state space, the associations between features and decisions become entangled, making it difficult for the policy to distinguish them. To this end, we propose Saliency-Guided Features Decorrelation (SGFD) to eliminate these correlations through sample reweighting. Concretely, SGFD consists of two core techniques: Random Fourier Functions (RFF) and the saliency map. RFF is utilized to estimate the complex non-linear correlations in high-dimensional images, while the saliency map is designed to identify the changed features. Under the guidance of the saliency map, SGFD employs sample reweighting to minimize the estimated correlations related to changed features, thereby achieving decorrelation in visual RL tasks. Our experimental results demonstrate that SGFD can generalize well on a wide range of test environments and significantly outperforms state-of-the-art methods in handling both task-irrelevant variations and task-relevant variations.
You Only Condense Once: Two Rules for Pruning Condensed Datasets
Authors: Lingao Xiao, Joey Tianyi Zhou Yang He
Published in: Advances in Neural Information Processing Systems 36  (NeurIPS 2023) (Main Conference Track), 2023

Abstract: Dataset condensation is a crucial tool for enhancing training efficiency by reducing the size of the training dataset, particularly in on-device scenarios. However, these scenarios have two significant challenges: 1) the varying computational resources available on the devices require a dataset size different from the pre-defined condensed dataset, and 2) the limited computational resources often preclude the possibility of conducting additional condensation processes. We introduce You Only Condense Once (YOCO) to overcome these limitations. On top of one condensed dataset, YOCO produces smaller condensed datasets with two embarrassingly simple dataset pruning rules: Low LBPE Score and Balanced Construction. YOCO offers two key advantages: 1) it can flexibly resize the dataset to fit varying computational constraints, and 2) it eliminates the need for extra condensation processes, which can be computationally prohibitive. Experiments validate our findings on networks including ConvNet, ResNet and DenseNet, and datasets including CIFAR-10, CIFAR-100 and ImageNet. For example, our YOCO surpassed various dataset condensation and dataset pruning methods on CIFAR-10 with ten Images Per Class (IPC), achieving 6.98-8.89% and 6.31-23.92% accuracy gains, respectively. The code is available at: https://github.com/he-y/you-only-condense-once.