mtybilly/Instruct2DS huggingface dataset:
Fusing Temporal Graphs into Transformers for Time-Sensitive Question Answering
Authors: Phillip Howard, Nagib Hakim, Steven Bethard Xin Su
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Answering time-sensitive questions from long documents requires temporal reasoning over the times in questions and documents. An important open question is whether large language models can perform such reasoning solely using a provided text document, or whether they can benefit from additional temporal information extracted using other systems. We address this research question by applying existing temporal information extraction systems to construct temporal graphs of events, times, and temporal relations in questions and documents. We then investigate different approaches for fusing these graphs into Transformer models. Experimental results show that our proposed approach for fusing temporal graphs into input text substantially enhances the temporal reasoning capabilities of Transformer models with or without fine-tuning. Additionally, our proposed method outperforms various graph convolution-based approaches and establishes a new state-of-the-art performance on SituatedQA and three splits of TimeQA.
The Internal State of an LLM Knows When It`s Lying
Authors: Tom Mitchell Amos Azaria
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: While Large Language Models (LLMs) have shown exceptional performance in various tasks, one of their most prominent drawbacks is generating inaccurate or false information with a confident tone. In this paper, we provide evidence that the LLM`s internal state can be used to reveal the truthfulness of statements. This includes both statements provided to the LLM, and statements that the LLM itself generates. Our approach is to train a classifier that outputs the probability that a statement is truthful, based on the hidden layer activations of the LLM as it reads or generates the statement. Experiments demonstrate that given a set of test sentences, of which half are true and half false, our trained classifier achieves an average of 71% to 83% accuracy labeling which sentences are true versus false, depending on the LLM base model. Furthermore, we explore the relationship between our classifier`s performance and approaches based on the probability assigned to the sentence by the LLM. We show that while LLM-assigned sentence probability is related to sentence truthfulness, this probability is also dependent on sentence length and the frequencies of words in the sentence, resulting in our trained classifier providing a more reliable approach to detecting truthfulness, highlighting its potential to enhance the reliability of LLM-generated content and its practical applicability in real-world scenarios.
Factual Relation Discrimination for Factuality-oriented Abstractive Summarization
Authors: Peifeng Li, Feng Jiang, Xiaomin Chu, Qiaoming Zhu Zhiguang Gao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Most neural abstractive summarization models are capable of producing high-quality summaries. However, they still frequently contain factual errors. Existing factuality-oriented abstractive summarization models only consider the integration of factual information and ignore the causes of factual errors. To address this issue, we propose a factuality-oriented abstractive summarization model DASum, which is based on a new task factual relation discrimination that is able to identify the causes of factual errors. First, we use data augmentation methods to construct counterfactual summaries (i. e., negative samples), and build a factual summarization dataset. Then, we propose the factual relation discrimination task, which determines the factuality of the dependency relations in summaries during summary generation and guides our DASum to generate factual relations, thereby improving the factuality of summaries. Experimental results on the CNN/DM and XSUM datasets show that our DASum outperforms several state-of-the-art benchmarks in terms of the factual metrics.
Multi-Modal Knowledge Graph Transformer Framework for Multi-Modal Entity Alignment
Authors: Cheng Ji, Shu Guo, Zhaoji Liang, Lihong Wang, Jianxin Li Qian Li
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Multi-Modal Entity Alignment (MMEA) is a critical task that aims to identify equivalent entity pairs across multi-modal knowledge graphs (MMKGs). However, this task faces challenges due to the presence of different types of information, including neighboring entities, multi-modal attributes, and entity types. Directly incorporating the above information (e.g., concatenation or attention) can lead to an unaligned information space. To address these challenges, we propose a novel MMEA transformer, called Meaformer, that hierarchically introduces neighbor features, multi-modal attributes, and entity types to enhance the alignment task. Taking advantage of the transformer`s ability to better integrate multiple information, we design a hierarchical modifiable self-attention block in a transformer encoder to preserve the unique semantics of different information. Furthermore, we design two entity-type prefix injection methods to redintegrate entity-type information using type prefixes, which help to restrict the global information of entities not present in the MMKGs.
Is a Prestigious Job the same as a Prestigious Country? A Case Study on Multilingual Sentence Embeddings and European Countries
Authors: Jindřich Libovický
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: We study how multilingual sentence representations capture European countries and occupations and how this differs across European languages. We prompt the models with templated sentences that we machine-translate into 12 European languages and analyze the most prominent dimensions in the embeddings. Our analysis reveals that the most prominent feature in the embedding is the political distinction between Eastern and Western Europe and the country`s economic strength in terms of GDP. When prompted specifically for job prestige, the embedding space clearly distinguishes high and low-prestige jobs. The occupational dimension is uncorrelated with the most dominant country dimensions in three out of four studied models. The exception is a small distilled model that exhibits a connection between occupational prestige and country of origin, which is a potential source of nationality-based discrimination. Our findings are consistent across languages.
Towards A Holistic Landscape of Situated Theory of Mind in Large Language Models
Authors: Jacob Sansom, Run Peng, Joyce Chai Ziqiao Ma
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large Language Models (LLMs) have generated considerable interest and debate regarding their potential emergence of Theory of Mind (ToM). Several recent inquiries reveal a lack of robust ToM in these models and pose a pressing demand to develop new benchmarks, as current ones primarily focus on different aspects of ToM and are prone to shortcuts and data leakage. In this position paper, we seek to answer two road-blocking questions: (1) How can we taxonomize a holistic landscape of machine ToM? (2) What is a more effective evaluation protocol for machine ToM? Following psychological studies, we taxonomize machine ToM into 7 mental state categories and delineate existing benchmarks to identify under-explored aspects of ToM. We argue for a holistic and situated evaluation of ToM to break ToM into individual components and treat LLMs as an agent who is physically situated in environments and socially situated in interactions with humans. Such situated evaluation provides a more comprehensive assessment of mental states and potentially mitigates the risk of shortcuts and data leakage. We further present a pilot study in a grid world setup as a proof of concept. We hope this position paper can facilitate future research to integrate ToM with LLMs and offer an intuitive means for researchers to better position their work in the landscape of ToM.
Text Augmented Spatial Aware Zero-shot Referring Image Segmentation
Authors: Linchao Zhu, Yi Yang Yucheng Suo
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: In this paper, we study a challenging task of zero-shot referring image segmentation. This task aims to identify the instance mask that is most related to a referring expression \textbfwithout training on pixel-level annotations. Previous research takes advantage of pre-trained cross-modal models, e.g., CLIP, to align instance-level masks with referring expressions. Yet, CLIP only considers the global-level alignment of image-text pairs, neglecting fine-grained matching between the referring sentence and local image regions. To address this challenge, we introduce a Text Augmented Spatial-aware (TAS) zero-shot referring image segmentation framework that is training-free and robust to various visual encoders. TAS incorporates a mask proposal network for instance-level mask extraction, a text-augmented visual-text matching score for mining the image-text correlation, and a spatial rectifier for mask post-processing. Notably, the text-augmented visual-text matching score leverages a $P$-score and an $N$-score in addition to the typical visual-text matching score. The $P$-score is utilized to close the visual-text domain gap through a surrogate captioning model, where the score is computed between the surrogate model-generated texts and the referring expression. The $N$-score considers the fine-grained alignment of region-text pairs via negative phrase mining, encouraging the masked image to be repelled from the mined distracting phrases. Extensive experiments are conducted on various datasets, including RefCOCO, RefCOCO+, and RefCOCOg. The proposed method clearly outperforms state-of-the-art zero-shot referring image segmentation methods.
IRFL: Image Recognition of Figurative Language
Authors: Yonatan Bitton, Dafna Shahaf Ron Yosef
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Figures of speech such as metaphors, similes, and idioms are integral parts of human communication. They are ubiquitous in many forms of discourse, allowing people to convey complex, abstract ideas and evoke emotion. As figurative forms are often conveyed through multiple modalities (e.g., both text and images), understanding multimodal figurative language is an important AI challenge, weaving together profound vision, language, commonsense and cultural knowledge. In this work, we develop the Image Recognition of Figurative Language (IRFL) dataset. We leverage human annotation and an automatic pipeline we created to generate a multimodal dataset, and introduce two novel tasks as a benchmark for multimodal figurative language understanding. We experimented with state-of-the-art vision and language models and found that the best (22%) performed substantially worse than humans (97%). We release our dataset, benchmark, and code in hopes of driving the development of models that can better understand figurative language.
Self-supervised Meta-Prompt Learning with Meta-Gradient Regularization for Few-shot Generalization
Authors: Juncheng Li, Hongye Song, Jun Lin, Xiaozhong Liu, Siliang Tang Kaihang Pan
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Prompt tuning is a parameter-efficient method, which learns soft prompts and conditions frozen language models to perform specific downstream tasks. Though effective, prompt tuning under few-shot settings on the one hand heavily relies on a good initialization of soft prompts. On the other hand, it can easily overfit to few-shot training samples, thereby undermining generalizability. Existing works leverage pre-training or supervised meta-learning to initialize soft prompts but they fail to data-efficiently generalize to unseen downstream tasks. To address the above problems, this paper proposes a novel Self-sUpervised meta-Prompt learning framework with MEta-gradient Regularization for few-shot generalization (SUPMER). SUPMER leverages self-supervised meta-learning with a diverse set of well-designed meta-tasks to learn a universal prompt initialization for efficient adaptation using only unlabeled data. Additionally, it jointly meta-learns a gradient regularization function to transform raw gradients into a domain-generalizable direction, thus alleviating the problem of overfitting. Extensive experiments show that SUPMER achieves better performance for different few-shot downstream tasks, and also exhibits a stronger domain generalization ability. The code for SUPMER will be available at https://github.com/beepkh/SUPMER.
An Adaptive Prompt Generation Framework for Task-oriented Dialogue System
Authors: Liuyu Xiang, Huijia Wu, Han Zhao, Yiqi Tong, Zhaofeng He Jun Gao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: The de facto way of utilizing black-box large language models (LLMs) to perform various downstream tasks is prompting. However, obtaining suitable prompts for specific tasks is still a challenging problem. While existing LLM-based methods demonstrate promising performance in task-oriented dialogue (TOD) task, they often require manual adjustment in prompt selection, or focus solely on dialogue understanding or generation. To address these issues, we propose an adaptive prompt generation framework to fully unleash the potential of LLMs for the comprehensive TOD system. Firstly, we design a trainable slot generator (TSG) that can generate domain and slot information in the belief state, which serves as prior knowledge for subsequent prompt generation. Next, we propose an adaptive prompt generator (APG) that utilizes the prior knowledge to generate prompts for the LLM, deriving the belief state and system response of the dialogue for evaluation. Finally, we evaluate our framework on the MultiWOZ 2.0 dataset. Extensive experiments demonstrate that our method outperforms existing methods. Our code and data will be released.
Temporal Knowledge Graph Reasoning Based on N-tuple Modeling
Authors: Xiaolong Jin, Zixuan Li, Long Bai, Saiping Guan, Yutao Zeng, Jiafeng Guo, Xueqi Cheng Zhongni Hou
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Reasoning over Temporal Knowledge Graphs (TKGs) that predicts temporal facts (e.g., events) in the future is crucial for many applications. The temporal facts in existing TKGs only contain their core entities (i.e., the entities playing core roles therein) and formulate them as quadruples, i.e., (subject entity, predicate, object entity, timestamp). This formulation oversimplifies temporal facts and inevitably causes information loss. Therefore, we propose to describe a temporal fact more accurately as an n-tuple, containing not only its predicate and core entities, but also its auxiliary entities, as well as the roles of all entities. By so doing, TKGs are augmented to N-tuple Temporal Knowledge Graphs (N-TKGs). To conduct reasoning over N-TKGs, we further propose N-tuple Evolutional Network (NE-Net). It recurrently learns the evolutional representations of entities and predicates in temporal facts at different timestamps in the history via modeling the relations among those entities and predicates. Based on the learned representations, reasoning tasks at future timestamps can be realized via task-specific decoders. Experiment results on two newly built datasets demonstrate the superiority of N-TKG and the effectiveness of NE-Net.
Make Your Decision Convincing! A Unified Two-Stage Framework: Self-Attribution and Decision-Making
Authors: Sendong Zhao, Haochun Wang, Yuhan Chen, Rui Bai, Zewen Qiang, Muzhen Cai, Bing Qin Yanrui Du
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Explaining black-box model behavior with natural language has achieved impressive results in various NLP tasks. Recent research has explored the utilization of subsequences from the input text as a rationale, providing users with evidence to support the model decision. Although existing frameworks excel in generating high-quality rationales while achieving high task performance, they neglect to account for the unreliable link between the generated rationale and model decision. In simpler terms, a model may make correct decisions while attributing wrong rationales, or make poor decisions while attributing correct rationales. To mitigate this issue, we propose a unified two-stage framework known as Self-Attribution and Decision-Making (SADM). Through extensive experiments on five reasoning datasets from the ERASER benchmark, we demonstrate that our framework not only establishes a more reliable link between the generated rationale and model decision but also achieves competitive results in task performance and the quality of rationale. Furthermore, we explore the potential of our framework in semi-supervised scenarios.
Adaptive Structure Induction for Aspect-based Sentiment Analysis with Spectral Perspective
Authors: Yun Xiong, Xiaosu Wang, Wenjing Yu, Yao Zhang, Zhonglei Guo Hao Niu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Recently, incorporating structure information (e.g. dependency syntactic tree) can enhance the performance of aspect-based sentiment analysis (ABSA). However, this structure information is obtained from off-the-shelf parsers, which is often sub-optimal and cumbersome. Thus, automatically learning adaptive structures is conducive to solving this problem. In this work, we concentrate on structure induction from pre-trained language models (PLMs) and throw the structure induction into a spectrum perspective to explore the impact of scale information in language representation on structure induction ability. Concretely, the main architecture of our model is composed of commonly used PLMs (e.g. RoBERTa, etc), and a simple yet effective graph structure learning (GSL) module (graph learner + GNNs). Subsequently, we plug in spectral filters with different bands respectively after the PLMs to produce filtered language representations and feed them into the GSL module to induce latent structures. We conduct extensive experiments on three public benchmarks for ABSA. The results and further analyses demonstrate that introducing this spectral approach can shorten Aspects-sentiment Distance (AsD) and be beneficial to structure induction. Even based on such a simple framework, the effects on three datasets can reach SOTA (state of the art) or near SOTA performance. Additionally, our exploration also has the potential to be generalized to other tasks or to bring inspiration to other similar domains.
NovaCOMET: Open Commonsense Foundation Models with Symbolic Knowledge Distillation
Authors: Ronan Bras, Taylor Sorensen, Bill Lin, Liwei Jiang, Ximing Lu, Khyathi Chandu, Jack Hessel, Ashutosh Baheti, Chandra Bhagavatula, Yejin Choi Peter West
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: We present NovaCOMET, an open commonsense knowledge model, that combines the best aspects of knowledge and general task models. Compared to previous knowledge models, NovaCOMET allows open-format relations enabling direct application to reasoning tasks; compared to general task models like Flan-T5, it explicitly centers knowledge, enabling superior performance for commonsense reasoning. NovaCOMET leverages the knowledge of opaque proprietary models to create an open knowledge pipeline. First, knowledge is symbolically distilled into NovATOMIC, a publicly-releaseddiscrete knowledge graph which can be audited, critiqued, and filtered. Next, we train NovaCOMET on NovATOMIC by fine-tuning an open-source pretrained model. NovaCOMET uses an open-format training objective, replacing the fixed relation sets of past knowledge models, enabling arbitrary structures within the data to serve as inputs or outputs. The resulting generation model, optionally augmented with human annotation, matches or exceeds comparable open task models like Flan-T5 on a range of commonsense generation tasks. NovaCOMET serves as a counterexample to the contemporary focus on instruction tuning only, demonstrating a distinct advantage to explicitly modeling commonsense knowledge as well.
In-Context Demonstration Selection with Cross Entropy Difference
Authors: Reid Pryzant, Ruochen Xu, Shuohang Wang, Yang Liu, Yichong Xu, Chenguang Zhu Dan Iter
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large language models (LLMs) can use in-context demonstrations to improve performance on zero-shot tasks. However, selecting the best in-context examples is challenging because model performance can vary widely depending on the selected examples. We present a cross-entropy difference (CED) method for selecting in-context demonstrations. Our method is based on the observation that the effectiveness of in-context demonstrations negatively correlates with the perplexity of the test example by a language model that was finetuned on that demonstration. We utilize parameter efficient finetuning to train small models on training data that are used for computing the cross-entropy difference between a test example and every candidate in-context demonstration. This metric is used to rank and select in-context demonstrations independently for each test input. We evaluate our method on a mix-domain dataset that combines 8 benchmarks, representing 4 text generation tasks, showing that CED for in-context demonstration selection can improve performance for a variety of LLMs over baseline selection methods.
The Past, Present, and Future of Typological Databases in NLP
Authors: Esther Ploeger, Johannes Bjerva Emi Baylor
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Typological information has the potential to be beneficial in the development of NLP models, particularly for low-resource languages. Unfortunately, current large-scale typological databases, notably WALS and Grambank, are inconsistent both with each other and with other sources of typological information, such as linguistic grammars. Some of these inconsistencies stem from coding errors or linguistic variation, but many of the disagreements are due to the discrete categorical nature of these databases. We shed light on this issue by systematically exploring disagreements across typological databases and resources, and their uses in NLP, covering the past and present. We next investigate the future of such work, offering an argument that a continuous view of typological features is clearly beneficial, echoing recommendations from linguistics. We propose that such a view of typology has significant potential in the future, including in language modeling in low-resource scenarios.
SoulChat: Improving LLMs' Empathy, Listening, and Comfort Abilities through Fine-tuning with Multi-turn Empathy Conversations
Authors: Xiaofen Xing, Jingkai Lin, Huimin Zheng, Zhenyu Wang, Qi Liu, Xiangmin Xu Yirong Chen
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large language models (LLMs) have been widely applied in various fields due to their excellent capability for memorizing knowledge and chain of thought (CoT). When these language models are applied in the field of psychological counseling, they often rush to provide universal advice. However, when users seek psychological support, they need to gain empathy, trust, understanding and comfort, rather than just reasonable advice. To this end, we constructed a multi-turn empathetic conversation dataset of more than 2 million samples, in which the input is the multi-turn conversation context, and the target is empathetic responses that cover expressions such as questioning, comfort, recognition, listening, trust, emotional support, etc. Experiments have shown that the empathy ability of LLMs can be significantly enhanced when finetuning by using multi-turn dialogue history and responses that are closer to the expression of a psychological consultant.
Can ChatGPT Assess Human Personalities? A General Evaluation Framework
Authors: Cyril Leung, Chunyan Miao Haocong Rao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large Language Models (LLMs) especially ChatGPT have produced impressive results in various areas, but their potential human-like psychology is still largely unexplored. Existing works study the virtual personalities of LLMs but rarely explore the possibility of analyzing human personalities via LLMs. This paper presents a generic evaluation framework for LLMs to assess human personalities based on Myers--Briggs Type Indicator (MBTI) tests. Specifically, we first devise unbiased prompts by randomly permuting options in MBTI questions and adopt the average testing result to encourage more impartial answer generation. Then, we propose to replace the subject in question statements to enable flexible queries and assessments on different subjects from LLMs. Finally, we re-formulate the question instructions in a manner of correctness evaluation to facilitate LLMs to generate clearer responses. The proposed framework enables LLMs to flexibly assess personalities of different groups of people. We further propose three evaluation metrics to measure the consistency, robustness, and fairness of assessment results from state-of-the-art LLMs including ChatGPT and GPT-4. Our experiments reveal ChatGPT`s ability to assess human personalities, and the average results demonstrate that it can achieve more consistent and fairer assessments in spite of lower robustness against prompt biases compared with InstructGPT.
MoqaGPT : Zero-Shot Multi-modal Open-domain Question Answering with Large Language Model
Authors: Yihong Wu, Fengran Mo, Jian-Yun Nie, Aishwarya Agrawal Le Zhang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Multi-modal open-domain question answering typically requires evidence retrieval from databases across diverse modalities, such as images, tables, passages, etc. Even Large Language Models (LLMs) like GPT-4 fall short in this task. To enable LLMs to tackle the task in a zero-shot manner, we introduce MoqaGPT, a straightforward and flexible framework. Using a divide-and-conquer strategy that bypasses intricate multi-modality ranking, our framework can accommodate new modalities and seamlessly transition to new models for the task. Built upon LLMs, MoqaGPT retrieves and extracts answers from each modality separately, then fuses this multi-modal information using LLMs to produce a final answer. Our methodology boosts performance on the MMCoQA dataset, improving F1 by +37.91 points and EM by +34.07 points over the supervised baseline. On the MultiModalQA dataset, MoqaGPT surpasses the zero-shot baseline, improving F1 by 9.5 points and EM by 10.1 points, and significantly closes the gap with supervised methods. Our codebase is available at https://github.com/lezhang7/MOQAGPT.
Large Language Models Know Your Contextual Search Intent: A Prompting Framework for Conversational Search
Authors: Zhicheng Dou, Fengran Mo, Jiewen Hou, Haonan Chen, Hongjin Qian Kelong Mao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Precisely understanding users' contextual search intent has been an important challenge for conversational search. As conversational search sessions are much more diverse and long-tailed, existing methods trained on limited data still show unsatisfactory effectiveness and robustness to handle real conversational search scenarios. Recently, large language models (LLMs) have demonstrated amazing capabilities for text generation and conversation understanding. In this work, we present a simple yet effective prompting framework, called LLM4CS, to leverage LLMs as a text-based search intent interpreter to help conversational search. Under this framework, we explore three prompting methods to generate multiple query rewrites and hypothetical responses, and propose to aggregate them into an integrated representation that can robustly represent the user`s real contextual search intent. Extensive automatic evaluations and human evaluations on three widely used conversational search benchmarks, including CAsT-19, CAsT-20, and CAsT-21, demonstrate the remarkable performance of our simple LLM4CS framework compared with existing methods and even using human rewrites. Our findings provide important evidence to better understand and leverage LLMs for conversational search.
DocAsRef: An Empirical Study on Repurposing Reference-based Summary Quality Metrics as Reference-free Metrics
Authors: Ruixuan Tu, Ge Luo, Yinfei Yang, Hebi Li, Minghui Qiu, Youbiao He, Cen Chen Forrest Bao
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Automated summary quality assessment falls into two categories: reference-based and reference-free. Reference-based metrics, historically deemed more accurate due to the additional information provided by human-written references, are limited by their reliance on human input. In this paper, we hypothesize that the comparison methodologies used by some reference-based metrics to evaluate a system summary against its corresponding reference can be effectively adapted to assess it against its source document, thereby transforming these metrics into reference-free ones. Experimental results support this hypothesis. After being repurposed reference-freely, the zero-shot BERTScore using the pretrained DeBERTa-large-MNLI model of $<$0.5B parameters consistently outperforms its original reference-based version across various aspects on the SummEval and Newsroom datasets. It also excels in comparison to most existing reference-free metrics and closely competes with zero-shot summary evaluators based on GPT-3.5.
Toxicity in chatgpt: Analyzing persona-assigned language models
Authors: Vishvak Murahari, Tanmay Rajpurohit, Ashwin Kalyan, Karthik Narasimhan Ameet Deshpande
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Large language models (LLMs) have shown incredible capabilities and transcended the natural language processing (NLP) community, with adoption throughout many services like healthcare, therapy, education, and customer service. Since users include people with critical information needs like students or patients engaging with chatbots, the safety of these systems is of prime importance. Legislation has recognized its significance and recently drafted a “Blueprint For An AI Bill Of Rights” which calls for domain experts to identify risks and potential impact of AI systems. To this end, we systematically evaluate toxicity in over half a million generations of ChatGPT, a popular dialogue-based LLM. We find that setting the system parameter of ChatGPT by assigning it a persona, say that of the boxer Muhammad Ali, significantly increases the toxicity of generations. Depending on the persona assigned to ChatGPT, its toxicity can increase up to $6\times$, with outputs engaging in incorrect stereotypes, harmful dialogue, and hurtful opinions. Furthermore, we find concerning patterns where specific entities (e.g., certain races) are targeted more than others ($3\times$ more) irrespective of the assigned persona, reflecting discriminatory biases in the model. Our findings show that multiple provisions in the legislative blueprint are being violated, and we hope that the broader AI community rethinks the efficacy of current safety guardrails and develops better techniques that lead to robust, safe, and trustworthy AI.
Execution-Based Evaluation for Open-Domain Code Generation
Authors: Shuyan Zhou, Daniel Fried, Graham Neubig Zhiruo Wang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: To extend the scope of coding queries to more realistic settings, we propose ODEX, the first Open-Domain EXecution-based natural language (NL) to Python code generation dataset. ODEX has 945 NL-Code pairs spanning 79 diverse libraries, along with 1,707 human-written test cases for execution. Our NL-Code pairs are harvested from StackOverflow forums to encourage natural and practical coding queries. Moreover, ODEX supports four natural languages as intents, in English, Spanish, Japanese, and Russian. ODEX unveils intriguing behavioral differences among top-performing code language models (LM). While CODEX achieves better overall results, CODEGEN improves effectively via scaling -- CODEGEN 6.1B performs comparably with CODEX 12B. Both models show substantial gaps between open and closed domains, but CODEGEN gaps tend to decrease with model size while CODEX gaps increase. We release ODEX to facilitate research into open-domain problems for the code generation community.
Syntax-Aware Retrieval Augmented Code Generation
Authors: Yu Zhou, Guang Yang, Taolue Chen Xiangyu Zhang
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Neural code generation models are nowadays widely adopted to generate code from natural language descriptions automatically. Recently, pre-trained neural models equipped with token-level retrieval capabilities have exhibited great potentials in neural machine translation. However, applying them directly to code generation experience challenges: the use of the retrieval-based mechanism inevitably introduces extraneous noise to the generation process, resulting in even syntactically incorrect code. Computationally, such models necessitate frequent searches of the cached datastore, which turns out to be time-consuming. To address these issues, we propose $k$NN-TRANX, a token-level retrieval augmented code generation method. $k$NN-TRANX allows for searches in smaller datastores tailored for the code generation task. It leverages syntax constraints for the retrieval of datastores, which reduces the impact of retrieve noise. We evaluate $k$NN-TRANX on two public datasets and the experimental results confirm the effectiveness of our approach.
Selecting Key Views for Zero-Shot Entity Linking
Authors: Ying Zhang, Kehui Song, Baohang Zhou, Xiaojie Yuan, Wensheng Zhang Xuhui Sui
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Entity linking, which aligns mentions in the text to entities in knowledge bases, is essential for many natural language processing tasks. Considering the real-world scenarios, recent research hotspot of entity linking has focused on the zero-shot setting, where mentions need to link to unseen entities and only the description of each entity is provided. This task challenges the language understanding ability of models to capture the coherence evidence between the mention context and entity description. However, entity descriptions often contain rich information from multiple views, and a mention with context only relates to a small part of the information. Other irrelevant information will introduce noise, which interferes with models to make the right judgments. Furthermore, the existence of these information also makes it difficult to synthesize key information. To solve these problems, we select key views from descriptions and propose a KVZEL framework for zero-shot entity linking. Specifically, our KVZEL first adopts unsupervised clustering to form sub views. Then, it employs a mention-aware key views selection module to iteratively accumulate mention-focused views. This puts emphasis on capturing mention-related information and allows long-range key information integration. Finally, we aggregate key views to make the final decision. Experimental results show the effectiveness of our KVZEL and it achieves the new state-of-the-art on the zero-shot entity linking dataset.
Is Explanation the Cure? Misinformation Mitigation in the Short Term and Long Term
Authors: Shih-Chieh Dai, Aiping Xiong, Lun-Wei Ku Yi-Li Hsu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: With advancements in natural language processing (NLP) models, automatic explanation generation has been proposed to mitigate misinformation on social media platforms in addition to adding warning labels to identified fake news. While many researchers have focused on generating good explanations, how these explanations can really help humans combat fake news is under-explored. In this study, we compare the effectiveness of a warning label and the state-of- the-art counterfactual explanations generated by GPT-4 in debunking misinformation. In a two-wave, online human-subject study, participants (N = 215) were randomly assigned to a control group in which false contents are shown without any intervention, a warning tag group in which the false claims were labeled, or an explanation group in which the false contents were accompanied by GPT-4 generated explanations. Our results show that both interventions significantly decrease participants' self-reported belief in fake claims in an equivalent manner for the short-term and long-term. We discuss the implications of our findings and directions for future NLP-based misinformation debunking strategies.
Improving the Robustness of Summarization Models by Detecting and Removing Input Noise
Authors: Yao Zhao, Jie Ren, Balaji Lakshminarayanan, Jiaming Luo, Mohammad Saleh, Peter Liu Kundan Krishna
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: The evaluation of abstractive summarization models typically uses test data that is identically distributed as training data. In real-world practice, documents to be summarized may contain input noise caused by text extraction artifacts or data pipeline bugs. The robustness of model performance under distribution shift caused by such noise is relatively under studied. We present a large empirical study quantifying the sometimes severe loss in performance -- up to 12 ROUGE-1 points -- from different types of input noise for a range of datasets and model sizes. We then propose a light-weight method for detecting and removing such noise in the input during model inference without requiring any extra training, auxiliary models, or even prior knowledge of the type of noise. Our proposed approach effectively mitigates the loss in performance, recovering a large fraction of the performance drop, sometimes as large as 11 ROUGE-1 points.
How Reliable Are AI-Generated-Text Detectors? An Assessment Framework Using Evasive Soft Prompts
Authors: Paras Sheth, Raha Moraffah, Joshua Garland, Huan Liu Tharindu Kumarage
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: In recent years, there has been a rapid proliferation of AI-generated text, primarily driven by the release of powerful pre-trained language models (PLMs). To address the issue of misuse associated with AI-generated text, various high-performing detectors have been developed, including the OpenAI detector and the Stanford DetectGPT. In our study, we ask how reliable these detectors are. We answer the question by designing a novel approach that can prompt any PLM to generate text that evades these high-performing detectors. The proposed approach suggests a universal evasive prompt, a novel type of soft prompt, which guides PLMs in producing “human-like” text that can mislead the detectors. The novel universal evasive prompt is achieved in two steps: First, we create an evasive soft prompt tailored to a specific PLM through prompt tuning; and then, we leverage the transferability of soft prompts to transfer the learned evasive soft prompt from one PLM to another. Employing multiple PLMs in various writing tasks, we conduct extensive experiments to evaluate the efficacy of the evasive soft prompts in their evasion of state-of-the-art detectors.
Knowledge is a Region in Weight Space for Fine-tuned Language Models
Authors: Elad Venezian, Colin Raffel, Noam Slonim, Yoav Katz, Leshem Choshen Almog Gueta
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Research on neural networks has focused on understanding a single model trained on a single dataset. However, relatively little is known about the relationships between different models, particularly those trained or tested on different datasets. We address this by studying how the weight space and the underlying loss landscape of different models are interconnected. Specifically, we demonstrate that finetuned models that were optimized for high performance, reside in well-defined regions in weight space, and vice versa -- that any model that resides anywhere in those regions also exhibits high performance. Notably, we show that language models that have been finetuned on the same dataset form a tight cluster in the weight space, while models finetuned on different datasets from the same underlying task form a looser cluster. Moreover, traversing around the region between the models leads to new models that perform comparably or even better than models obtained via finetuning, even on tasks that the original models were not finetuned on. Our findings provide insight into the relationships between models, demonstrating that a model positioned between two similar models can acquire the knowledge of both. We leverage this and design a method for selecting a better model for efficient finetuning. Specifically, we show that starting from the center of the region is as effective, if not more, than using the pretrained model in 11 out of 12 datasets, resulting in an average accuracy improvement of 3.06.
Unveiling the Multi-Annotation Process: Examining the Influence of Annotation Quantity and Instance Difficulty on Model Performance
Authors: Mayank Singh Pritam Kadasi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: The NLP community has long advocated for the construction of multi-annotator datasets to better capture the nuances of language interpretation, subjectivity, and ambiguity. This paper conducts a retrospective study to show how performance scores can vary when a dataset expands from a single annotation per instance to multiple annotations. We propose a novel multi-annotator simulation process to generate datasets with varying annotation budgets. We show that similar datasets with the same annotation budget can lead to varying performance gains. Our findings challenge the popular belief that models trained on multi-annotation examples always lead to better performance than models trained on single or few-annotation examples.
On the Risk of Misinformation Pollution with Large Language Models
Authors: Liangming Pan, Wenhu Chen, Preslav Nakov, Min-Yen Kan, William Wang Yikang Pan
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: We investigate the potential misuse of modern Large Language Models (LLMs) for generating credible-sounding misinformation and its subsequent impact on information-intensive applications, particularly Open-Domain Question Answering (ODQA) systems. We establish a threat model and simulate potential misuse scenarios, both unintentional and intentional, to assess the extent to which LLMs can be utilized to produce misinformation. Our study reveals that LLMs can act as effective misinformation generators, leading to a significant degradation (up to 87%) in the performance of ODQA systems. Moreover, we uncover disparities in the attributes associated with persuading humans and machines, presenting an obstacle to current human-centric approaches to combat misinformation. To mitigate the harm caused by LLM-generated misinformation, we propose three defense strategies: misinformation detection, vigilant prompting, and reader ensemble. These approaches have demonstrated promising results, albeit with certain associated costs. Lastly, we discuss the practicality of utilizing LLMs as automatic misinformation generators and provide relevant resources and code to facilitate future research in this area.
Dolphin: A Challenging and Diverse Benchmark for Arabic NLG
Authors: AbdelRahim Elmadany, Ahmed El-Shangiti, Muhammad Abdul-Mageed El Moatez Billah Nagoudi
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: We present Dolphin, a novel benchmark that addresses the need for a natural language generation (NLG) evaluation framework dedicated to the wide collection of Arabic languages and varieties. The proposed benchmark encompasses a broad range of 13 different NLG tasks, including dialogue generation, question answering, machine translation, summarization, among others. Dolphin comprises a substantial corpus of 40 diverse and representative public datasets across 50 test splits, carefully curated to reflect real-world scenarios and the linguistic richness of Arabic. It sets a new standard for evaluating the performance and generalization capabilities of Arabic and multilingual models, promising to enable researchers to push the boundaries of current methodologies. We provide an extensive analysis of Dolphin, highlighting its diversity and identifying gaps in current Arabic NLG research. We also offer a public leaderboard that is both interactive and modular and evaluate several Arabic and multilingual models on our benchmark, allowing us to set strong baselines against which researchers can compare.
Hierarchical Enhancement Framework for Aspect-based Argument Mining
Authors: Yang Li, Suge Wang, Xiaoli Li, Deyu Li, Jian Liao, JianXing Zheng Yujie Fu
Published in: Findings of the Association for Computational Linguistics: EMNLP 2023 (Findings Track), 2023

Abstract: Aspect-Based Argument Mining (ABAM) is a critical task in computational argumentation. Existing methods have primarily treated ABAM as a nested named entity recognition problem, overlooking the need for tailored strategies to effectively address the specific challenges of ABAM tasks. To this end, we propose a layer-based Hierarchical Enhancement Framework (HEF) for ABAM, and introduce three novel components: the Semantic and Syntactic Fusion (SSF) component, the Batch-level Heterogeneous Graph Attention Network (BHGAT) component, and the Span Mask Interactive Attention (SMIA) component. These components serve the purposes of optimizing underlying representations, detecting argument unit stances, and constraining aspect term recognition boundaries, respectively. By incorporating these components, our framework enables better handling of the challenges and improves the performance and accuracy in argument unit and aspect term recognition. Experiments on multiple datasets and various tasks verify the effectiveness of the proposed framework and components.