mtybilly/Instruct2DS huggingface dataset:
Incomplete Utterance Rewriting with Editing Operation Guidance and Utterance Augmentation
Authors: Peifeng Li, Yaxin Fan, Qiaoming Zhu Zhiyu Cao
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Although existing fashionable generation methods on Incomplete Utterance Rewriting (IUR) can generate coherent utterances, they often result in the inclusion of irrelevant and redundant tokens in rewritten utterances due to their inability to focus on critical tokens in dialogue context. Furthermore, the limited size of the training datasets also contributes to the insufficient training of the IUR model. To address the first issue, we propose a multi-task learning framework EO-IUR (Editing Operation-guided Incomplete Utterance Rewriting) that introduces the editing operation labels generated by sequence labeling module to guide generation model to focus on critical tokens. Furthermore, we introduce a token-level heterogeneous graph to represent dialogues. To address the second issue, we propose a two-dimensional utterance augmentation strategy, namely editing operation-based incomplete utterance augmentation and LLM-based historical utterance augmentation. The experimental results on three datasets demonstrate that our EO-IUR outperforms previous state-of-the-art (SOTA) baselines in both open-domain and task-oriented dialogue.
FRoG: Evaluating Fuzzy Reasoning of Generalized Quantifiers in LLMs
Authors: Shichao Sun, Pengfei Liu Yiyuan Li
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Fuzzy reasoning is vital due to the frequent use of imprecise information in daily contexts. However, the ability of current large language models (LLMs) to handle such reasoning remains largely uncharted. In this paper, we introduce a new benchmark, FRoG, for fuzzy reasoning, featuring real-world mathematical word problems that incorporate generalized quantifiers. Our experimental findings reveal that fuzzy reasoning continues to pose significant challenges for LLMs. Moreover, we find that existing methods designed to enhance reasoning do not consistently improve performance in tasks involving fuzzy logic. Additionally, our results show an inverse scaling effect in the performance of LLMs on FRoG. Interestingly, we also demonstrate that strong mathematical reasoning skills are not necessarily indicative of success on our benchmark.
Aligning Large Language Models with Diverse Political Viewpoints
Authors: Philine Widmer, Eunjung Cho, Caglar Gulcehre, Elliott Ash Dominik Stammbach
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large language models such as ChatGPT exhibit striking political biases. If users query them about political information, they often take a normative stance. To overcome this, we align LLMs with diverse political viewpoints from 100,000 comments written by candidates running for national parliament in Switzerland. Models aligned with this data can generate more accurate political viewpoints from Swiss parties, compared to commercial models such as ChatGPT. We also propose a procedure to generate balanced overviews summarizing multiple viewpoints using such models. The replication package contains all code and data.
“You Gotta be a Doctor, Lin” : An Investigation of Name-Based Bias of Large Language Models in Employment Recommendations
Authors: John Prindle, Jieyu Zhao, Hal Daumé Iii Huy Nghiem
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Social science research has shown that candidates with names indicative of certain races or genders often face discrimination in employment practices. Similarly, Large Language Models (LLMs) have demonstrated racial and gender biases in various applications. In this study, we utilize GPT-3.5-Turbo and Llama 3-70B-Instruct to simulate hiring decisions and salary recommendations for candidates with 320 first names that strongly signal their race and gender, across over 750,000 prompts. Our empirical results indicate a preference among these models for hiring candidates with White female-sounding names over other demographic groups across 40 occupations. Additionally, even among candidates with identical qualifications, salary recommendations vary by as much as 5% between different subgroups. A comparison with real-world labor data reveals inconsistent alignment with U.S. labor market characteristics, underscoring the necessity of risk investigation of LLM-powered systems.
Extending Context Window of Large Language Models from a Distributional Perspective
Authors: Yuxuan Gu, Xiaocheng Feng, Weihong Zhong, Dongliang Xu, Qing Yang, Hongtao Liu, Bing Qin Yingsheng Wu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Scaling the rotary position embedding (RoPE) has become a common method for extending the context window of RoPE-based large language models (LLMs). However, existing scaling methods often rely on empirical approaches and lack a profound understanding of the internal distribution within RoPE, resulting in suboptimal performance in extending the context window length. In this paper, we propose to optimize the context window extending task from the view of rotary angle distribution. Specifically, we first estimate the distribution of the rotary angles within the model and analyze the extent to which length extension perturbs this distribution. Then, we present a novel extension strategy that minimizes the disturbance between rotary angle distributions to maintain consistency with the pre-training phase, enhancing the model`s capability to generalize to longer sequences. Experimental results compared to the strong baseline methods demonstrate that our approach reduces by up to 72% of the distributional disturbance when extending LLaMA2`s context window to 8k, and reduces by up to 32% when extending to 16k. On the LongBench-E benchmark, our method achieves an average improvement of up to 4.33% over existing state-of-the-art methods. Furthermore, Our method maintains the model`s performance on the Hugging Face Open LLM benchmark after context window extension, with only an average performance fluctuation ranging from -0.12 to +0.22.
Leveraging pre-trained language models for linguistic analysis: A case of argument structure constructions
Authors: Kristopher Kyle Hakyung Sung
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: This study evaluates the effectiveness of pre-trained language models in identifying argument structure constructions, important for modeling both first and second language learning. We examine three methodologies: (1) supervised training with RoBERTa using a gold-standard ASC treebank, including by-tag accuracy evaluation for sentences from both native and non-native English speakers, (2) prompt-guided annotation with GPT-4, and (3) generating training data through prompts with GPT-4, followed by RoBERTa training. Our findings indicate that RoBERTa trained on gold-standard data shows the best performance. While data generated through GPT-4 enhances training, it does not exceed the benchmarks set by gold-standard data.
MAgIC: Investigation of Large Language Model Powered Multi-Agent in Cognition, Adaptability, Rationality and Collaboration
Authors: Zhiyuan Hu, Daquan Zhou, Hongyu Ren, Zhen Dong, Kurt Keutzer, See-Kiong Ng, Jiashi Feng Lin Xu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Language Models (LLMs) have significantly advanced natural language processing, demonstrating exceptional reasoning, tool usage, and memory capabilities. As their applications expand into multi-agent environments, there arises a need for a comprehensive evaluation framework that captures LLMs' reasoning, planning, collaboration, and other social abilities. This work introduces a novel competition-based benchmark framework specifically designed to assess LLMs within multi-agent settings, providing quantitative metrics to evaluate their judgment, reasoning, deception, self-awareness, cooperation, coordination, and rationality.We utilize two social deduction games alongside three game-theory scenarios to create diverse environments.Our frame is fortified with the probabilistic graphic modeling (PGM) method, enhancing the LLMs' capabilities in navigating complex social and cognitive dimensions. We evaluate seven LLMs, quantitatively highlighting a significant capability gap of over threefold between the strongest, GPT o1, and the weakest, Llama-2-70B. It also confirms that our PGM enhancement boosts the abilities of all selected models by an average of 37%. Our data and code can be found here https://github.com/cathyxl/MAgIC.
Position Engineering: Boosting Large Language Models through Positional Information Manipulation
Authors: Huiqiang Jiang, Zilong Wang, Yuqing Yang, Luna K. Qiu, Lili Qiu Zhiyuan He
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The performance of large language models (LLMs) is significantly influenced by the quality of the prompts provided. In response, researchers have developed enormous prompt engineering strategies aimed at modifying the prompt text to enhance task performance. In this paper, we introduce a novel technique termed position engineering, which offers a more efficient way to guide large language models. Unlike prompt engineering, which requires substantial effort to modify the text provided to LLMs, position engineering merely involves altering the positional information in the prompt without modifying the text itself. We have evaluated position engineering in two widely-used LLM scenarios: retrieval-augmented generation (RAG) and in-context learning (ICL). Our findings show that position engineering substantially improves upon the baseline in both cases. Position engineering thus represents a promising new strategy for exploiting the capabilities of large language models.
Towards Injecting Medical Visual Knowledge into Multimodal LLMs at Scale
Authors: Chi Gui, Ruyi Ouyang, Anningzhe Gao, Shunian Chen, Guiming Hardy Chen, Xidong Wang, Zhenyang Cai, Ke Ji, Xiang Wan, Benyou Wang Junying Chen
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The rapid development of multimodal large language models (MLLMs), such as GPT-4V, has led to significant advancements. However, these models still face challenges in medical multimodal capabilities due to limitations in the quantity and quality of medical vision-text data, stemming from data privacy concerns and high annotation costs. While pioneering approaches utilize PubMed`s large-scale, de-identified medical image-text pairs to address these limitations, they often fall short due to inherent data noise. To tackle this, we refined medical image-text pairs from PubMed and employed MLLMs (GPT-4V) in an \textquoteleftunblinded' capacity to denoise and reformat the data, resulting in the creation of the **PubMedVision** dataset with 1.3 million medical VQA samples. Our validation demonstrates that: (1) PubMedVision can significantly enhance the medical multimodal capabilities of MLLMs, showing significant improvement in benchmarks including the MMMU Health & Medicine track; (2) manual checks by medical experts and empirical results validate the superior data quality of our dataset compared to other data construction methods. Using PubMedVision, we train a 34B medical MLLM **HuatuoGPT-Vision**, which shows superior performance in medical multimodal scenarios among open-source MLLMs. Our code and data are available at https://github.com/FreedomIntelligence/HuatuoGPT-Vision.
Unveiling Factual Recall Behaviors of Large Language Models through Knowledge Neurons
Authors: Yuheng Chen, Wanting Wen, Yu Sheng, Linjing Li, Daniel Dajun Zeng Yifei Wang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: In this paper, we investigate whether Large Language Models (LLMs) actively recall or retrieve their internal repositories of factual knowledge when faced with reasoning tasks. Through an analysis of LLMs' internal factual recall at each reasoning step via Knowledge Neurons, we reveal that LLMs fail to harness the critical factual associations under certain circumstances. Instead, they tend to opt for alternative, shortcut-like pathways to answer reasoning questions. By manually manipulating the recall process of parametric knowledge in LLMs, we demonstrate that enhancing this recall process directly improves reasoning performance whereas suppressing it leads to notable degradation. Furthermore, we assess the effect of Chain-of-Thought (CoT) prompting, a powerful technique for addressing complex reasoning tasks. Our findings indicate that CoT can intensify the recall of factual knowledge by encouraging LLMs to engage in orderly and reliable reasoning. Furthermore, we explored how contextual conflicts affect the retrieval of facts during the reasoning process to gain a comprehensive understanding of the factual recall behaviors of LLMs. Code and data will be available soon.
Lexically Grounded Subword Segmentation
Authors: Jindřich Helcl Jindřich Libovický
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: We present three innovations in tokenization and subword segmentation. First, we propose to use unsupervised morphological analysis with Morfessor as pre-tokenization. Second, we present an algebraic method for obtaining subword embeddings grounded in a word embedding space. Based on that, we design a novel subword segmentation algorithm that uses the embeddings, ensuring that the procedure considers lexical meaning. Third, we introduce an efficient segmentation algorithm based on a subword bigram model that can be initialized with the lexically aware segmentation method to avoid using Morfessor and large embedding tables at inference time. We evaluate the proposed approaches using two intrinsic metrics and measure their performance on two downstream tasks: part-of-speech tagging and machine translation. Our experiments show significant improvements in the morphological plausibility of the segmentation when evaluated using segmentation precision on morpheme boundaries and improved Rényi efficiency in 8 languages. Although the proposed tokenization methods do not have a large impact on automatic translation quality, we observe consistent performance gains in the arguably more morphological task of part-of-speech tagging.
EAGLE-2: Faster Inference of Language Models with Dynamic Draft Trees
Authors: Fangyun Wei, Chao Zhang, Hongyang Zhang Yuhui Li
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Inference with modern Large Language Models (LLMs) is expensive and time-consuming, and speculative sampling has proven to be an effective solution. Most speculative sampling methods such as EAGLE use a static draft tree, implicitly assuming that the acceptance rate of draft tokens depends only on their position. Interestingly, we found that the acceptance rate of draft tokens is also context-dependent. In this paper, building upon EAGLE, we propose EAGLE-2, which introduces a new technique of context-aware dynamic draft tree into drafting modeling. This improvement leverages the fact that the draft model of EAGLE is well-calibrated: the confidence scores from the draft model approximate acceptance rates with small errors. We conducted extensive evaluations on three series of LLMs and six tasks, with EAGLE-2 achieving speedup ratios of up to **5x**, which is 1.3x that of EAGLE. EAGLE-2 also ensures that the distribution of the generated text remains unchanged, making it a **lossless** acceleration algorithm.
Do Text-to-Vis Benchmarks Test Real Use of Visualisations?
Authors: Xuefei He, Andrew Reeson, Cecile Paris, Josiah Poon, Jonathan K. Kummerfeld Hy Nguyen
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large language models are able to generate code for visualisations in response to simple user requests.This is a useful application and an appealing one for NLP research because plots of data provide grounding for language.However, there are relatively few benchmarks, and those that exist may not be representative of what users do in practice.This paper investigates whether benchmarks reflect real-world use through an empirical study comparing benchmark datasets with code from public repositories.Our findings reveal a substantial gap, with evaluations not testing the same distribution of chart types, attributes, and actions as real-world examples.One dataset is representative, but requires extensive modification to become a practical end-to-end benchmark. This shows that new benchmarks are needed to support the development of systems that truly address users' visualisation needs.These observations will guide future data creation, highlighting which features hold genuine significance for users.
Gold Panning in Vocabulary: An Adaptive Method for Vocabulary Expansion of Domain-Specific LLMs
Authors: Shihang Wang, Lizhi Qing, Kun Kuang, Yangyang Kang, Changlong Sun, Fei Wu Chengyuan Liu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: While Large Language Models (LLMs) demonstrate impressive generation abilities, they frequently struggle when it comes to specialized domains due to their limited domain-specific knowledge. Studies on domain-specific LLMs resort to expanding the vocabulary before fine-tuning on domain-specific corpus, aiming to decrease the sequence length and enhance efficiency during decoding, without thoroughly investigating the results of vocabulary expansion to LLMs over different domains. Our pilot study reveals that expansion with only a subset of the entire vocabulary may lead to superior performance. Guided by the discovery, this paper explores how to identify a vocabulary subset to achieve the optimal results. We introduce VEGAD, an adaptive method that automatically identifies valuable words from a given domain vocabulary. Our method has been validated through experiments on three Chinese datasets, demonstrating its effectiveness. Additionally, we have undertaken comprehensive analyses of the method. The selection of a optimal subset for expansion has shown to enhance performance on both domain-specific tasks and general tasks, showcasing the potential of VEGAD.
Strategic Demonstration Selection for Improved Fairness in LLM In-Context Learning
Authors: Weiru Liu, Mengnan Du Jingyu Hu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Recent studies highlight the effectiveness of using in-context learning (ICL) to steer large language models (LLMs) in processing tabular data, a challenging task given the structured nature of such data. Despite advancements in performance, the fairness implications of these methods are less understood. This study investigates how varying demonstrations within ICL prompts influence the fairness outcomes of LLMs. Our findings reveal that deliberately including minority group samples in prompts significantly boosts fairness without sacrificing predictive accuracy. Further experiments demonstrate that the proportion of minority to majority samples in demonstrations affects the trade-off between fairness and prediction accuracy. Based on these insights, we introduce a mitigation technique that employs clustering and evolutionary strategies to curate a diverse and representative sample set from the training data. This approach aims to enhance both predictive performance and fairness in ICL applications. Experimental results validate that our proposed method dramatically improves fairness across various metrics, showing its efficacy in real-world scenarios.
Multi-Dialect Vietnamese: Task, Dataset, Baseline Models and Challenges
Authors: Thanh Chi Dang, Luan Thanh Nguyen, Kiet Van Nguyen Nguyen Van Dinh
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Vietnamese, a low-resource language, is typically categorized into three primary dialect groups that belong to Northern, Central, and Southern Vietnam. However, each province within these regions exhibits its own distinct pronunciation variations. Despite the existence of various speech recognition datasets, none of them has provided a fine-grained classification of the 63 dialects specific to individual provinces of Vietnam. To address this gap, we introduce Vietnamese Multi-Dialect (ViMD) dataset, a novel comprehensive dataset capturing the rich diversity of 63 provincial dialects spoken across Vietnam. Our dataset comprises 102.56 hours of audio, consisting of approximately 19,000 utterances, and the associated transcripts contain over 1.2 million words. To provide benchmarks and simultaneously demonstrate the challenges of our dataset, we fine-tune state-of-the-art pre-trained models for two downstream tasks: (1) Dialect identification and (2) Speech recognition. The empirical results suggest two implications including the influence of geographical factors on dialects, and the constraints of current approaches in speech recognition tasks involving multi-dialect speech data. Our dataset is available for research purposes.
Is LLM-as-a-Judge Robust? Investigating Universal Adversarial Attacks on Zero-shot LLM Assessment
Authors: Adian Liusie, Mark Gales Vyas Raina
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Language Models (LLMs) are powerful zero-shot assessors used in real-world situations such as assessing written exams and benchmarking systems. Despite these critical applications, no existing work has analyzed the vulnerability of judge-LLMs to adversarial manipulation. This work presents the first study on the adversarial robustness of assessment LLMs, where we demonstrate that short universal adversarial phrases can be concatenated to deceive judge LLMs to predict inflated scores. Since adversaries may not know or have access to the judge-LLMs, we propose a simple surrogate attack where a surrogate model is first attacked, and the learned attack phrase then transferred to unknown judge-LLMs. We propose a practical algorithm to determine the short universal attack phrases and demonstrate that when transferred to unseen models, scores can be drastically inflated such that irrespective of the assessed text, maximum scores are predicted. It is found that judge-LLMs are significantly more susceptible to these adversarial attacks when used for absolute scoring, as opposed to comparative assessment. Our findings raise concerns on the reliability of LLM-as-a-judge methods, and emphasize the importance of addressing vulnerabilities in LLM assessment methods before deployment in high-stakes real-world scenarios.
Rethinking the Reversal Curse of LLMs: a Prescription from Human Knowledge Reversal
Authors: Li Jin, Peiguang Li, Yu Tian, Linhao Zhang, Sirui Wang, Guangluan Xu, Changyuan Tian, Xunliang Cai Zhicong Lu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Language Models (LLMs) have exhibited exceptional performance across diverse domains. However, recent studies reveal that LLMs are plagued by the “reversal curse”. Most existing methods rely on aggressive sample permutation and pay little attention to delving into the underlying reasons for this issue, resulting in only partial mitigation. In this paper, inspired by human knowledge reversal, we investigate and quantify the individual influence of three potential reasons on the reversal curse: 1) knowledge clarity, 2) entity correlation modeling, and 3) pairwise relationship reasoning capability. Motivated by the analysis of these reasons, we propose a novel **P**airwise entity **O**rder- and **R**elationship-**E**nhanced (**PORE**) data strategy, which facilitates bidirectional entity correlation modeling and pairwise relationship reasoning to overcome the reversal curse. Specifically, PORE augments the samples with entity order-reversal and semantically preserved question-answer pairs, enhancing the encoding of entity correlations in both directions. PORE also employs entity-interleaved pairwise relationship data, which elevates the model`s capability for relationship reasoning. Additionally, to improve the recall of reverse relationships, we leverage knowledge clarity to construct high-clarity data for PORE. Extensive experimental results on available and two newly assembled datasets demonstrate the effectiveness and generalization of our method in both data-sufficient and -constrained situations.
More Than Catastrophic Forgetting: Integrating General Capabilities For Domain-Specific LLMs
Authors: Yangyang Kang, Shihang Wang, Lizhi Qing, Fubang Zhao, Chao Wu, Changlong Sun, Kun Kuang, Fei Wu Chengyuan Liu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The performance on general tasks decreases after Large Language Models (LLMs) are fine-tuned on domain-specific tasks, the phenomenon is known as Catastrophic Forgetting (CF). However, this paper presents a further challenge for real application of domain-specific LLMs beyond CF, called General Capabilities Integration (GCI), which necessitates the integration of both the general capabilities and domain knowledge within a single instance. The objective of GCI is not merely to retain previously acquired general capabilities alongside new domain knowledge, but to harmonize and utilize both sets of skills in a cohesive manner to enhance performance on domain-specific tasks. Taking legal domain as an example, we carefully design three groups of training and testing tasks without lacking practicability, and construct the corresponding datasets. To better incorporate general capabilities across domain-specific scenarios, we introduce ALoRA, which utilizes a multi-head attention module upon LoRA, facilitating direct information transfer from preceding tokens to the current one. This enhancement permits the representation to dynamically switch between domain-specific knowledge and general competencies according to the attention. Extensive experiments are conducted on the proposed tasks. The results exhibit the significance of our setting, and the effectiveness of our method.
GENRA: Enhancing Zero-shot Retrieval with Rank Aggregation
Authors: Georgios Paliouras Georgios Katsimpras
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Language Models (LLMs) have been shown to effectively perform zero-shot document retrieval, a process that typically consists of two steps: i) retrieving relevant documents, and ii) re-ranking them based on their relevance to the query. This paper presents GENRA, a new approach to zero-shot document retrieval that incorporates rank aggregation to improve retrieval effectiveness. Given a query, GENRA first utilizes LLMs to generate informative passages that capture the query`s intent. These passages are then employed to guide the retrieval process, selecting similar documents from the corpus. Next, we use LLMs again for a second refinement step. This step can be configured for either direct relevance assessment of each retrieved document or for re-ranking the retrieved documents. Ultimately, both approaches ensure that only the most relevant documents are kept. Upon this filtered set of documents, we perform multi-document retrieval, generating individual rankings for each document. As a final step, GENRA leverages rank aggregation, combining the individual rankings to produce a single refined ranking. Extensive experiments on benchmark datasets demonstrate that GENRA improves existing approaches, highlighting the effectiveness of the proposed methodology in zero-shot retrieval.
XplainLLM: A Knowledge-Augmented Dataset for Reliable Grounded Explanations in LLMs
Authors: Jianda Chen, Ambuj Singh, Misha Sra Zichen Chen
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Language Models (LLMs) have achieved remarkable success in natural language tasks, yet understanding their reasoning processes remains a significant challenge. We address this by introducing XplainLLM, a dataset accompanying an explanation framework designed to enhance LLM transparency and reliability. Our dataset comprises 24,204 instances where each instance interprets the LLM`s reasoning behavior using knowledge graphs (KGs) and graph attention networks (GAT), and includes explanations of LLMs such as the decoder-only Llama-3 and the encoder-only RoBERTa. XplainLLM also features a framework for generating grounded explanations and the \textitdebugger-scores for multidimensional quality analysis. Our explanations include \textitwhy-choose and \textitwhy-not-choose components, \textitreason-elements, and \textitdebugger-scores that collectively illuminate the LLM`s reasoning behavior. Our evaluations demonstrate XplainLLM`s potential to reduce hallucinations and improve grounded explanation generation in LLMs. XplainLLM is a resource for researchers and practitioners to build trust and verify the reliability of LLM outputs. Our code and dataset are publicly available.
Divide and Conquer Radiology Report Generation via Observation Level Fine-grained Pretraining and Prompt Tuning
Authors: Huogen Wang Yuanpin Zhou
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The automation of radiology report generation (RRG) holds immense potential to alleviate radiologists' workloads and improve diagnostic accuracy. Despite advancements in image captioning and vision-language pretraining, RRG remains challenging due to the lengthy and complex nature of radiology reports. In this work, we proposes the Divide and Conquer Radiology Report Generation (DCRRG) model, which breaks down full-text radiology reports into concise observation descriptions. This approach enables the model to capture fine-grained representations from each observation through a two-stage process: an encoding stage focusing on observation prediction tasks to learn fine-grained representations, and a decoding stage for integrating these descriptions into cohesive and comprehensive radiology reports. Experimental results on two benchmark datasets demonstrate that DCRRG achieves significant improvements across all evaluated metrics, underscoring its capability to generate semantically coherent and clinically accurate radiology reports.
SURf: Teaching Large Vision-Language Models to Selectively Utilize Retrieved Information
Authors: Jihai Zhang, Yucheng Zhou, Zhaochen Su, Xiaoye Qu, Yu Cheng Jiashuo Sun
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Large Vision-Language Models (LVLMs) have become pivotal at the intersection of computer vision and natural language processing. However, the full potential of LVLMs' Retrieval-Augmented Generation (RAG) capabilities remains underutilized. Existing works either focus solely on the text modality or are limited to specific tasks. Moreover, most LVLMs struggle to selectively utilize retrieved information and are sensitive to irrelevant or misleading references. To address these challenges, we propose a self-refinement framework designed to teach LVLMs to \textbfSelectively \textbfUtilize \textbfRetrieved In\textbfformation (SURf). Specifically, when given questions that are incorrectly answered by the LVLM backbone, we obtain references that help correct the answers (positive references) and those that do not (negative references). We then fine-tune the LVLM backbone using a combination of these positive and negative references. Our experiments across three tasks and seven datasets demonstrate that our framework significantly enhances LVLMs' ability to effectively utilize retrieved multimodal references and improves their robustness against irrelevant or misleading information. The source code is available at https://anonymous.4open.science/r/SURf-6433.
UNO Arena for Evaluating Sequential Decision-Making Capability of Large Language Models
Authors: Haochuan Wang, Deyuan Liu, Ziyang Song, Cunhang Fan, Zhao Lv, Jinlin Wu, Zhen Lei, Zhiying Tu, Dianhui Chu, Xiaoyan Yu, Dianbo Sui Zhanyue Qin
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Sequential decision-making refers to algorithms that take into account the dynamics of the environment, where early decisions affect subsequent decisions. With large language models (LLMs) demonstrating powerful capabilities between tasks, we can`t help but ask: Can Current LLMs Effectively Make Sequential Decisions? In order to answer this question, we propose the UNO Arena based on the card game UNO to evaluate the sequential decision-making capability of LLMs and explain in detail why we choose UNO. In UNO Arena, We evaluate the sequential decision-making capability of LLMs dynamically with novel metrics based Monte Carlo methods. We set up random players, DQN-based reinforcement learning players, and LLM players (e.g. GPT-4, Gemini-pro) for comparison testing. Furthermore, in order to improve the sequential decision-making capability of LLMs, we propose the TUTRI player, which can involves having LLMs reflect their own actions with the summary of game history and the game strategy. Numerous experiments demonstrate that the TUTRI player achieves a notable breakthrough in the performance of sequential decision-making compared to the vanilla LLM player.
Middleware for LLMs: Tools Are Instrumental for Language Agents in Complex Environments
Authors: Yiheng Shu, Hao Yu, Xiao Liu, Yuxiao Dong, Jie Tang, Jayanth Srinivasa, Hugo Latapie, Yu Su Yu Gu
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The applications of large language models (LLMs) have expanded well beyond the confines of text processing, signaling a new era where LLMs are envisioned as generalist agents capable of operating within complex environments. These environments are often highly expansive, making it impossible for the LLM to process them within its short-term memory. Motivated by recent research on extending the capabilities of LLMs with tools, we seek to investigate the intriguing potential of tools to augment LLMs in handling such complexity by introducing a novel class of tools, termed *middleware*, to aid in the proactive exploration within these massive environments. Such specialized tools can serve as a middleware layer shielding the LLM from environmental complexity. In two representative complex environments---knowledge bases (KBs) and databases---we demonstrate the significant potential of augmenting language agents with tools in complex environments. Notably, equipped with the middleware, GPT-4 achieves **2.8**X the performance of the best baseline in tasks requiring access to database content and **2.2**X in KB tasks. Our findings illuminate the path for advancing language agents in real-world applications.
MORPHEUS: Modeling Role from Personalized Dialogue History by Exploring and Utilizing Latent Space
Authors: Bo Wang, Dongming Zhao, Jinxiaojia Jinxiaojia, Zhangjijun Zhangjijun, Ruifang He, Yuexian Hou Yihong Tang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Personalized Dialogue Generation (PDG) aims to create coherent responses according to roles or personas. Traditional PDG relies on external role data, which can be scarce and raise privacy concerns. Approaches address these issues by extracting role information from dialogue history, which often fail to generically model roles in continuous space. To overcome these limitations, we introduce a novel framework Models Roles from Personalized Dialogue History by Exploring and Utilizing Latent Space (MORPHEUS) through a three-stage training process. Specifically, we create a persona codebook to represent roles in latent space compactly, and this codebook is used to construct a posterior distribution of role information. This method enables the model to generalize across roles, allowing the generation of personalized dialogues even for unseen roles. Experiments on both Chinese and English datasets demonstrate that MORPHEUS enhances the extraction of role information, and improves response generation without external role data. Additionally, MORPHEUS can be considered an efficient fine-tuning for large language models.
KnowledgeSG: Privacy-Preserving Synthetic Text Generation with Knowledge Distillation from Server
Authors: Xiaoyu Liang, Rui Ye, Jingyi Chai, Siheng Chen, Yanfeng Wang WenHao Wang
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: The success of large language models (LLMs) facilitate many parties to fine-tune LLMs on their own private data. However, this practice raises privacy concerns due to the memorization of LLMs. Existing solutions, such as utilizing synthetic data for substitution, struggle to simultaneously improve performance and preserve privacy.They either rely on a local model for generation, resulting in a performance decline, or take advantage of APIs, directly exposing the data to API servers. To address this issue, we propose \textitKnowledgeSG, a novel client-server framework which enhances synthetic data quality and improves model performance while ensuring privacy. We achieve this by learning local knowledge from the private data with differential privacy (DP) and distilling professional knowledge from the server. Additionally, inspired by federated learning, we transmit models rather than data between the client and server to prevent privacy leakage.Extensive experiments in medical and financial domains demonstrate the effectiveness of *KnowledgeSG*. Our code is now publicly available at https://github.com/wwh0411/KnowledgeSG.
DAMRO: Dive into the Attention Mechanism of LVLM to Reduce Object Hallucination
Authors: Tianshi Ming, Xinpeng Wang, Zhihua Wei Xuan Gong
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Despite the great success of Large Vision-Language Models (LVLMs), they inevitably suffer from hallucination. As we know, both the visual encoder and the Large Language Model (LLM) decoder in LVLMs are Transformer-based, allowing the model to extract visual information and generate text outputs via attention mechanisms. We find that the attention distribution of LLM decoder on image tokens is highly consistent with the visual encoder and both distributions tend to focus on particular background tokens rather than the referred objects in the image. We attribute to the unexpected attention distribution to an inherent flaw in the visual encoder itself, which misguides LLMs to over emphasize the redundant information and generate object hallucination. To address the issue, we propose DAMRO, a novel training-free strategy that **D**ive into **A**ttention **M**echanism of LVLM to **R**educe **O**bject Hallucination. Specifically, our approach employs classification token (CLS) of ViT to filter out high-attention tokens scattered in the background and then eliminate their influence during decoding stage. We evaluate our method on LVLMs including LLaVA-1.5, LLaVA-NeXT and InstructBLIP, using various benchmarks such as POPE, CHAIR, MME and GPT-4V Aided Evaluation. The results demonstrate that our approach significantly reduces the impact of these outlier tokens, thus effectively alleviating the hallucination of LVLMs.
Unlocking the Future: Exploring Look-Ahead Planning Mechanistic Interpretability in Large Language Models
Authors: Pengfei Cao, Zhuoran Jin, Yubo Chen, Kang Liu, Jun Zhao Tianyi Men
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Planning, as the core module of agents, is crucial in various fields such as embodied agents, web navigation, and tool using. With the development of large language models (LLMs), some researchers treat large language models as intelligent agents to stimulate and evaluate their planning capabilities. However, the planning mechanism is still unclear. In this work, we focus on exploring the look-ahead planning mechanism in large language models from the perspectives of information flow and internal representations. First, we study how planning is done internally by analyzing the multi-layer perception (MLP) and multi-head self-attention (MHSA) components at the last token. We find that the output of MHSA in the middle layers at the last token can directly decode the decision to some extent. Based on this discovery, we further trace the source of MHSA by information flow, and we reveal that MHSA extracts information from spans of the goal states and recent steps. According to information flow, we continue to study what information is encoded within it. Specifically, we explore whether future decisions have been considered in advance in the representation of flow. We demonstrate that the middle and upper layers encode a few short-term future decisions. Overall, our research analyzes the look-ahead planning mechanisms of LLMs, facilitating future research on LLMs performing planning tasks.
Breaking Language Barriers: Cross-Lingual Continual Pre-Training at Scale
Authors: Wenbo Pan, Xu Xu, Libo Qin, Li Yue, Ming Zhou Wenzhen Zheng
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: In recent years, Large Language Models (LLMs) have made significant strides towards Artificial General Intelligence. However, training these models from scratch requires substantial computational resources and vast amounts of text data. In this paper, we explores an alternative approach to constructing a LLM for a new language by continually pre-training (CPT) from existing pre-trained LLMs, instead of using randomly initialized parameters. Based on parallel experiments on 40 model sizes ranging from 40M to 5B parameters, we find that 1) CPT converges faster and saves significant resources in a scalable manner. 2) CPT adheres to an extended scaling law derived from with a joint data-parameter scaling term. 3) The compute-optimal data-parameter allocation for CPT markedly differs based on our estimated scaling factors. 4) The effectiveness of transfer scale is influenced by training duration and linguistic properties, while robust to data replaying, a method that effectively mitigates catastrophic forgetting in CPT. We hope our findings provide deeper insights into the transferability of LLMs at scale for the research community.
An Empirical Study of Multilingual Reasoning Distillation for Question Answering
Authors: Peerat Limkonchotiwat, Jinheon Baek, Potsawee Manakul, Can Udomcharoenchaikit, Ekapol Chuangsuwanich, Sarana Nutanong Patomporn Payoungkhamdee
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: Reasoning is one crucial capability in Large Language Models (LLMs), allowing them to perform complex tasks such as solving math problems and multi-step planning. While reasoning capability can emerge in larger models, smaller ones usually have to rely on distillation to transfer this capability from a larger model. However, recent efforts to distill reasoning capabilities have focused mainly on English, leaving multilingual distillation underexplored. To address this gap, this paper examines existing English reasoning distillation methods that utilize a variety of positive rationales in multilingual settings and proposes d-CoT-nR, a novel approach that incorporates incorrect rationales as additional guidance. Empirical results from multilingual high-school examinations show that d-CoT-nR significantly surpasses the baseline, improving accuracy in unseen languages and correctness in step-by-step reasoning.
Can Large Language Models Faithfully Express Their Intrinsic Uncertainty in Words?
Authors: Roee Aharoni, Mor Geva Gal Yona
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: We posit that large language models (LLMs) should be capable of expressing their intrinsic uncertainty in natural language. For example, if the LLM is equally likely to output two contradicting answers to the same question, then its generated response should reflect this uncertainty by hedging its answer (e.g., “I`m not sure, but I think...”). We formalize faithful response uncertainty based on the gap between the model`s intrinsic confidence in the assertions it makes and the decisiveness by which they are conveyed. This example-level metric reliably indicates whether the model reflects its uncertainty, as it penalizes both excessive and insufficient hedging. We evaluate a variety of aligned LLMs at faithfully conveying uncertainty on several knowledge-intensive question answering tasks. Our results provide strong evidence that modern LLMs are poor at faithfully conveying their uncertainty, and that better alignment is necessary to improve their trustworthiness.
Does Fine-Tuning LLMs on New Knowledge Encourage Hallucinations?
Authors: Gal Yona, Roee Aharoni, Matan Eyal, Amir Feder, Roi Reichart, Jonathan Herzig Zorik Gekhman
Published in: Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing (Main Conference Track), 2024

Abstract: When large language models are aligned via supervised fine-tuning, they may encounter new factual information that was not acquired through pre-training. It is often conjectured that this can teach the model the behavior of hallucinating factually incorrect responses, as the model is trained to generate facts that are not grounded in its pre-existing knowledge. In this work, we study the impact of such exposure to new knowledge on the capability of the fine-tuned model to utilize its pre-existing knowledge. To this end, we design a controlled setup, focused on closed-book QA, where we vary the proportion of the fine-tuning examples that introduce new knowledge. We demonstrate that large language models struggle to acquire new factual knowledge through fine-tuning, as fine-tuning examples that introduce new knowledge are learned significantly slower than those consistent with the model`s knowledge. However, we also find that as the examples with new knowledge are eventually learned, they linearly increase the model`s tendency to hallucinate. Taken together, our results highlight the risk in introducing new factual knowledge through fine-tuning, and support the view that large language models mostly acquire factual knowledge through pre-training, whereas fine-tuning teaches them to use it more efficiently.