Audit and exam compliance findings (and worse – violations) cost you money, focus, and time; and can adversely impact your ability to offer new products and services, enter new markets, and perform M&A.
AscentBT has expertise in GLBA, FINRA, PCI DSS, SOX, COSO, FFEIC, NY DFS, and other  financial services regulations and is focused on helping financial services firms implement and maintain compliance programs, prepare for audits and exams, and mitigate and resolve audit and exam findings.